OSWER INFORMATION MANAGEMENT GUIDE FOR FISCAL YEAR 1988 October 13, 1937 Prepared By Office Of Solid Waste and Emergency Response Information Management Staff ------- OSWER INFORMATION MANAGEMENT GUIDE FOR FISCAL YEAR 1988 October 13, 1987 Prepared By Office Of Solid Waste and Emergency Response Information Management Staff ------- October 13, 1987 OSWER INFORMATION MANAGEMENT GUIDE TABLE OF CONTENTS 1. Introduction 1-1 2. OSWER Information Management Mission, Objectives, 2-1 and Strategy 3. OSWER Information Management Activities 3.1. Introduction 3-1 3.2. On-going Fiscal Year 1988 Activities 3-3 3.3. New Fiscal Year 1988 Activities 3-54 4. Agency-wide Information Management Activities 4.1. Introduction 4-1 4.2. Information Management Studies and Assessments 4-2 4.3. Automated Information System Activities 4-10 4.4. Technology Activities 4-16 5. ADP Equipment, Software, and Telecommunications 5.1. Introduction 5-1 5.2. Agency-wide Computing Facilities: NCC, WIC, Regions and Laboratories 5-1 5.3. OSWER Computing Facilities 5-10 6. Agency-wide Information Management Support 6.1. Introduction 6-1 6.2. WIC and NCC Support 6-1 6.3. EPA Library 6-3 6.4. Electronic Mail 6-4 6.5. Bulletin Board System 6-5 6.6. OIRM Supported Timeshare 6-5 7. Contract Profiles 7.1. Agency-wide Contract Vehicles 7-1 7.2. OSWER Contract Vehicles 7-3 ------- October 13, 1987 OSWER INFORMATION MANAGEMENT GUIDE TABLE OF CONTENTS Appendix A. Information Management Organizations A.I. Introduction A-l A.2. Agency-wide Information Management Organizations A-l A.3. OSWER Information Management Organizations A-5 Appendix B. Information Management Planning and Budget Process B.I. Introduction B-l B.2. Agency-wide Information Technology Short Term Planning Process B-l B.3. OSWER Planning and Budgeting Process B-3 Information Management Activity Index ------- October 13, 1987 LIST OF EXHIBITS Exhibit 2-1: OSWER Information Management Objectives and Strategy 2-7 Exhibit 3-1: Sample Activity Profile 3-2 Exhibit 5-1: EPA Hardware Configuration 5-2 Exhibit 5-2: EPA Software 5-4 Exhibit 5-3: OSWER PC Hardware FY86 and FY87 5-12 Exhibit 5-4: OSWER Planned Hardware and Software Budgets for FY88 and FY89 5-13 ------- I Q. R cr. s ------- October 13, 1987 1. INTRODUCTION The Office of Solid Waste and Emergency Response (OSWER) Information Management Guide for Fiscal Year 1988 and beyond provides summary information on OSWER and selected Agency-wide information management activities. This Guide has been prepared by the OSWER Information Management Staff to promote the coordination of information management activities within OSWER. It is intended to serve OSWER's Information Management Steering Committee, Information Management Coordinators, and other senior information management staff. The activities contained in this Guide address: o Automated information systems, o ADP facilities, and o Information management support activities (such as the development of policy and guidance, records management programs, and data administration). Much of the information included in this Guide was obtained from OSWER's newly developed Five Year Information Resources Management Information System (FIRMIS). The information in the Guide represents FIRMIS data as of October 6, 1987. The Guide will be updated to reflect OSWER1s information management plans as needed. The OSWER IM Staff extends their appreciation to all those who contributed information to this Guide. We acknowledge the considerable assistance provided by the OSWER Information Management Coordinators: Jeff Byron, Kate Bouve, Bill Foskett, Tony Jover, and Steve Levy; and by members of their staffs: Mike Cullen, Rodney Bynum, Diane Batson, and Doug Ruby. Special thanks are offered to Don Fulford and the staff of the National Computer Center; Mike Stein, Hugh Brooks, and Jim Myers of the Washington Information Center; and Connie Tasker, and other members of the Office of Information Resources Management. 1-1 ------- 2 Q. 00 ------- October 13, 1987 2. OSWER INFORMATION MANAGEMENT MISSION, OBJECTIVES, AND STRATEGY TABLE OF CONTENTS 2.1. Background 2-1 2.2. Information Management Mission 2-1 2.3. Information Management Objectives 2-1 2.4. Information Management Strategy 2-2 ------- October 13, 1987 2. OSWER INFORMATION MANAGEMENT MISSION, OBJECTIVES, AND STRATEGY 2.1. Background This section presents a brief statement of OSWER1s information management mission and objectives, and the strategy for accomplishing both. Without doubt, this strategy will continue to evolve to address future changes in programmatic objectives, information requirements, and technology. 2.2. Information Management Mission OSWER's information management mission is to provide to user organizations, at an acceptable cost, effective access to information and information processing capabilities to accomplish OSWER1s programmatic responsibility. These organizations include OSWER, other EPA headquarters/regional offices, and supporting federal and state agencies. 2.3. Information Management Objectives OSWER1s information management strategy addresses four primary objectives: o Improved Data Quality and Access to Data o More Effective Presentation of Automated Data o Greater Awareness of Information Management Capabilities o Improved Planning and Management of Information Resources Objective 1: Improved Data Quality and Access to Data Providing access to high quality data, is a cornerstone of OSWER's information management strategy. Although much of the data now available to support OSWER programs is of good quality, other data needs to be improved in terms of completeness, accuracy, consistency, timeliness and/or precision. Many organizations require access to data relating to OSWER's programs. Improved access is intended to make this data more available to organizations which have a genuine need for it, while also recognizing the constraints associated with confidentiality and sensitivity. Objective 2; More Effective Presentation of Automated Data OSWER programs collect and generate a substantial volume of data which supports OSWER programs only if presented in usable forms. Effective presentation of data facilitates the conversion of raw data into information. It also addresses the level of 2-1 ------- October 13, 1987 detail in which data is made available to the user. Specific areas of emphasis for this objective include the review of equipment and software tools that provide effective presentations (e.g., computer terminal displays, printed outputs). Objective 3; Greater Awareness of Information Management Capabilities Effective use of available information resources and wise investment in new capabilities depend largely on OSWER's ability to identify new avenues of promise as they arise. Therefore OSWER places a high priority on cultivating greater knowledge among all staff in the following areas: o Currently available data o Planned and existing systems, and other pertinent IM activities, within OSWER and other organizations o Potential capabilities of information technology o Development and training opportunities. Objective 4; Improved Planning and Management of Information Resources More effective planning and management of OSWER's information management resources, e.g., data, information systems, hardware, software, communications, and personnel, helps ensure that available resources adequately address both existing and future requirements. This objective emphasizes that information management plans fully reflect programmatic needs, and that execution of these plans takes place within a framework that focuses on mission needs and the appropriate level of coordination between activities. 2.4. Information Management Strategy OSWER is working toward the above objectives through an eight-point information management strategy. The individual elements of this strategy are described below. Strategy Element 1; Expand and Refine Information Management Policies, Guidance, and Practices Expanding and refining information management policies, guidance, and practices provides an improved framework within which information management activities are planned and conducted. This framework provides a strong linkage to OSWER's programmatic missions and places a strong emphasis on effective and efficient use of available resources. Key factors of this element include information resources planning and budgeting, life cycle management of automated information systems, improvement and continued effective management of OSWER's data resources, and the acquisition of tools needed to support activities in these areas. Specific activities that implement 2-2 ------- October 13, 1987 this element of the strategy currently include: o Life Cycle Management (LCM) Guidance o LCM Oversight and Support o Information Resource Management Planning and Five Year Information Resource Management Information System (FIRMIS). Strategy Element 2; Assess and Acquire New Technologies Advances in information technology offer opportunities for improved information management support and potentially for reductions in the cost of some information management activities. OSWER will continue to assess and acquire those technologies that appear to be of particular benefit to OSWER. A wide range of technologies will be examined in the coming months, including technologies related to information collection, storage, processing (e.g., decision support), retrieval and presentation. Emphasis will be placed on data sharing, improving analytical capabilities, providing more timely' information, improving presentation of data, and reducing costs. Specific illustrations that implement this element of the strategy currently include: o Expert Systems o Local Area Networks (LAN) o Desktop Publishing o Ground Water Task Force Work Station. Strategy Element 3; Develop and/or Enhance Automated Information Systems to Meet New Requirements The information management needs of new OSWER programs, such as Title III, and those associated with existing programs, will be accomplished by the development of new automated information systems and/or the enhancement of existing systems. New systems will be developed, and existing systems enhanced, to take advantage of new technologies which meet current user needs better and/or at lower costs. Systems development and enhancement activities will be conducted in accordance with OSWER1s life cycle management guidance. Specific activities that implement this ;element of the strategy include: o Resource Conservation and Recovery Information System (RCRIS) o Title III Information Management Support. Strategy Element 4; Continue to Operate and Maintain Automated Information Systems which Meet Program Requirements Many current information management needs of OSWER programs are effectively supported by existing automated information systems. OSWER will continue to operate and maintain those systems that support programmatic and administrative information 2-3 ------- October 13, 1987 management needs and will manage these systems in accordance with OSWER's life cycle management guidance. OSWER will also continue to provide financial support to selected systems used by OSWER which are operated and maintained by other organizations. Specific activities that implement this element of the strategy currently include: o Comprehensive Environmental Response, Compensation, and Liability Information System Version II (CERCLIS II) o National Priorities List Technical Database o Hazardous Waste Data Management System (HWDMS) o Superfund Enforcement Tracking System (SETS) o Hazardous Waste Collection Database. Strategy Element 5: Establish an Effective Data Administration Program OSWER will continue efforts leading toward establishment of a new data administration program to help improve the quality of data in OSWER's information systems and databases, and to help ensure effective access to data. The data administration program addresses functions such as the definition, organization, protection, quality control, and storage of and access to data, including designating responsibility for defining the rules by which data are to be collected, accessed, and stored. Full implementation of the data administration program will be accomplished by: o Defining OSWER data administration policy, guidance and practices o Providing technical assistance and training to those involved in data administration o Performing quality assurance of data administration activities o Designing an OSWER-wide data architecture and approach for maintaining the architecture. Specific activities associated with implement this element of the strategy include: o Data Administration Program o Life Cycle Management (LCM) Guidance o OSWER Data Dictionary o Strategic Data Plan. Strategy Element 6; Establish a More Effective Records Management Program OSWER generates a relatively large volume of records. Establishing a more effective records management program will improve the documentation of OSWER programs, and help manage OSWER records, which in turn supports programmatic and administrative functions. The new records management program addresses the inadequacies of existing filing and retrieval 2-4 ------- October 13, 1987 tools, the difficulty of storing large volumes of records, the proper retiring of records, and the need to retain files mandated by legislation. Records management improvement also addresses the speed of record retrieval, the use of office space, and the expanded use of automated records management capabilities. Specific activities associated with implement this element of the strategy include: o Records Management Program o Superfund Transactions Automated Retrieval System (STARS). Strategy Element 7; Provide Training and Disseminate Information About Information Management Capabilities and Activities OSWER will arrange for a number of activities to improve the overall level of "computer literacy," or "information management awareness", among.users of information systems and information management professionals. This will be accomplished through a combination of formal training, development and maintenance of supporting documentation, and technical support. Specific subjects to be addressed currently include: o Current information management capabilities within OSWER and other organizations o Future planned capabilities o Identification of potential opportunities to apply information technology to better support OSWER programs and/or reduce information management costs. Specific activities that implement this element of the strategy include: o Technical Support o Technology Transfer Bulletin Board o Information Management Guide o Information Resource Inventory Systems o Data Administration and Life Cycle Management Guidance Training. Strategy Element 8: Coordinate OSWER Information Management Activities with OIRM, NDPD, ORD, and Other Agency Offices OSWER will enhance the implementation of the elements of this strategy by working with other organizations to address areas of mutual interest, avoid duplication of effort, and facilitate knowledge transfer between these organizations and OSWER. It is envisioned that this coordination will take place as follows: o OSWER policies, guidance, and practices will be developed to complement those of OIRM o Technology assessments will be conducted in conjunction 2-5 ------- October 13, 1987 with OIRM and ORD o New automated information systems will be built with the guidance and, in many cases, active participation of OIRM o Existing automated information systems will continue to use NCC and WIC computing facilities as appropriate o OSWER will work with OIRM in establishing the data administration program to identify potential application of the program to other Agency offices o The records management program developed by OSWER will be coordinated with OIRM to ensure that the program addresses agency standards and policies o NDPD and WIC training will be used to help increase the computer literacy of OSWER staff. Specific activities that implement this cross-cutting strategy element include: o Geographic Information Systems and Expert Systems o Ground Water Data Base o Hazardous Waste Collection Data Base o OSWER Data Dictionary o Life Cycle Management Guidance. An illustration of how the elements of the strategy reinforce OSWER's overall information management objectives, are graphically shown in Exhibit 2-1. 2-6 ------- October 13, 1987 EXHIBIT 2-1 OSWER INFORMATION MANAGEMENT OBJECTIVES AND STRATEGY Improved Data Quality and Access to Data More Effective Presentation of Automated Data [mproved Plan- ling and Manage mentof Information Resources Ureater Awareness of Information Management Capabilities OBJECTIVES STRATEGY ELEMENTS Expand and Refine Information Management Policies, Guidance, and Practices Assess and Acquire New Technologies Develop and/or Enhance Automated Information Systems to Meet New Requirements Continue 10 Operate and Maintain Automated Information Systems which Meet Program Requirements Establish an Effective Data Administration Program Establish a More Effective Records Management Program Provide Training and Disseminate Information About Information Management Capabilities and Activities Coordinate OSWER Information Management Activities with OCRM, NDPD, ORD, and Other Agency Offices 2-7 ------- o Vi 70 2 ------- September 21, 1987 3. OSWER INFORMATION MANAGEMENT ACTIVITIES TABLE OF CONTENTS 3.1. Introduction 3-1 3.2. On-going Fiscal Year 1988 Activities 3-3 OSWER AA and Office of Program Management and Technology (OPMT); Data Administration Program and Strategic Data Model 3-4 Ground Water Data Base 3-5 Ground Water Task Force Work Station 3-6 Hazardous Waste Collection Database (HWDB) 3-7 Information Resources Management 3-8 — Life Cycle Management Guidance 3-9 — OSWER Data Dictionary System 3-10 — PRIME Computer Support 3-11 Records Management Program 3-12 Support for Information Resources Management Information System 3-13 Technical Support 3-14 Title III Information Management Support 3-15 Office of Solid Waste (OSW): — Biennial Reports 3-16 Hazardous Waste Data Management System (HWDMS) 3-17 Hazardous Waste Surveys 3-19 Large Volume Wastes Surveys 3-20 OSW Administrative Support 3-21 Other Regulatory Support Surveys and Data Bases 3-22 Resource Conservation and Recovery Information System (RCRIS) 3-23 Subtitle D Waste Surveys 3-24 Office of Emergency and Remedial Response (OERR); Budget Planning and Financial Flows Model 3-25 — Cost of Remedial Actions Model (CORA) 3-26 Love Canal Data Management System 3-27 — Record of Decision System (RODS) 3-28 Remedial Planning Expert System 3-29 Superfund Comprehensive Accomplishments Plan (SCAP) 3-30 National Priorities List Technical Database (NPL) 3-31 Sample Tracking and Invoice Payment System (TIP) 3-32 Scheduling and Allocation Monitoring (SAM) 3-33 Statistical Database (SDB) 3-34 ------- September 21, 1987 3. OSWER INFORMATION MANAGEMENT ACTIVITIES TABLE OF CONTENTS Office of Emergency and Remedial Response (OERR) (continued); — Case History File (ERNS Phase II) 3-35 — ERT Technical Assistance System 3-36 Oil and Hazardous Materials Technical Assistance Data System (OHMTADS) 3-37 — Removal Tracking System/SCAP (RTS/SCAP) 3-38 ADP Budget Preparation 3-39 — CERCLA Information System Version 1.0 (CERCLIS) 3-40 — CERCLA Information System Version 2.0 (CERCLIS) 3-41 LCM Oversight and Support 3-43 Regional AIS Support 3-44 — Technical Systems for Remedial Program 3-45 Technical Systems for Removal Program 3-46 Office of Underground Storage Tanks (OUST): PC Software Applications for Headquarters Operations 3-47 Office of Waste Programs Enforcement (OWPE): — CERCLA Regional ADP Support 3-48 — CERCLIS Data Analysis and Support 3-49 Superfund Enforcement Tracking System (SETS) 3-50 RCRA Corrective Action Data Analysis 3-51 — RCRA Data Analysis and Support 3-52 — RCRA Regional ADP Support 3-53 3.3. New Fiscal Year 1988 Activities 3-54 OSWER AA and Office of Program Management and Technology (OPMT); Geographic Information Systems and Expert Systems 3-55 Office of Program Management and Technology Local Area Network 3-56 Office of Emergency and Remedial Response (OERR); CERCLA Information System Version 3.0 (CERCLIS V.3) 3-57 Development of Project Management Tools 3-59 Office Automation Planning 3-60 Analytical Results and Quality Assurance Database (ARQ) 3-61 ------- September 21, 1987 3. OSWER INFORMATION MANAGEMENT ACTIVITIES TABLE OF CONTENTS Office of Underground Storage Tanks (OUST); — PC Software Tools for Field Offices 3-62 Office of Waste Programs Enforcement (OWPE); TES and Extramural Resources Information System 3-63 ------- October 13, 1987 3. OSWER INFORMATION MANAGEMENT ACTIVITIES 3.1. Introduction This section provides brief descriptions of OSWER's on-going FY88 and new FY88 information management activities. These activities represent a commitment of resources to the development, improvement and/or ongoing operation of an automated information system; the acquisition and/or support of OSWER computing capacity (e.g., microcomputers); an information management study, or the development of information management related policy, guidance, strategies, plans, or budgets. OSWER1s information management activities are presented in two sub-sections and are organized by program office and division: o Sub-section 3.2. — On-going Fiscal Year 1988 Activities are those OSWER activities which have been initiated prior to fiscal year 1988 and will require continued efforts in 1988 and/or beyond to complete. o Sub-section 3.3. — New Fiscal Year 1988 Activities include OSWER activities which will be initiated in FY88. Each activity is identified and described on an activity profile page. Exhibit 3-1 is a pro forma of the activity profile and describes each section of the profile. Most of the information provided in this section was obtained from OSWER's Five Year Information Resource Management Information System (FIRMIS), OSWER's system for developing the IRM Plan and IRM budget. All of the resource information is from FIRMIS. FIRMIS activities which pertain only to hardware and software purchases and maintenance are not defined as activities in this section; these FIRMIS activites are summarized by program office in Section 5: ADP Equipment, Software, and Telecommunications. 3-1 ------- October 13, 1987 EXHIBIT 3-1 SAMPLE ACTIVITY PROFILE NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Name of the information management activity. If applicable, this is the acronym of the activity, e.g., the information system acronym, otherwise it is "N/A". Office or offices responsible for managing the activity. Description of the activity. Primary contact person, office, and telephone number for additional information about the activity. List of milestones, products, and/or life cycle phases, and their estimated start and end dates. List of prime contractors and a brief description of the services provided by each. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 This section includes a subset of the costs for designated resources, i.e. purchases contractor support and as identified by the reporting program office in FIRMIS, the OSWER IRM planning system. Purchases: The "Prior" column represents aggregate costs for prior years through FY87. An asterisk (*) in this column indicates that no resources for these years were reported in FIRMIS. "Estimated 1990-1992" represents the cumulative cost of resources for this three year period. Represents the aggregate cost of services provided through intramural and extramural contracts, and through inter-agency agreements, as identified in FIRMIS. Represents purchases of ADP and communications hardware and software. 3-2 ------- October 13, 1987 3.2. On-going Fiscal Year 1988 Activities This sub-section includes OSWER activities which have been initiated prior to fiscal year 1988 and will require continued efforts in 1988 and/or beyond to complete. This sub-section includes activities for all OSWER offices: o OSWER AA and Office of Program Management and Technology (OPMT), o Office of Emergency and Remedial Response (OERR), o Office of Underground Storage Tanks (OUST), o Office of Solid Waste (OSW), and o Office of Waste Programs Enforcement (OWPE). 3-3 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: Data Administration Program and Strategic Data Model N/A OSWER AA, Information Management Staff OSWER is currently developing a data administration program to improve the quality of data contained in OSWER1s automated information systems, and provide more effective management and control over OSWER's automated data. This activity includes providing guidance and practice papers on logical data modeling and analysis of data structures; requirements for and purchase of computer-assisted software engineering tools; strategic data systems planning, quality assurance guidance; guidance for scientific data bases; and development of approaches toward greater integration of OSWER data bases. This activity also includes preparation of a strategic data model in FY89. CONTACT: PRODUCTS/ SCHEDULE: Mary Lou Melley, OSWER Information Management Staff Data Administration Program Development Data Administration Guidance 10/87 -Ongoing 12/87 CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: American Management Systems, Inc. (AMS) - Support of data administration program design and data administration guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 150.0 0.0 0.0 0.0 250.0 0.0 505.0 0.0 3-4 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S) : DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: Ground Water Data Base GWDB OSWER AA, Information Management Staff At the request of OSWER and the Office of Water (OW), the Information Services Branch of OIRM will evaluate the information services of the National Water Well Association. These services are sponsored by EPA, and include the library functions of the National Ground Water Information Center and the Ground Water On-line Data Base. OSWER is providing funding for the evaluation and for determining and implementing recommended revisions to current services in order to improve the support provided to users at EPA headquarters, regional offices, and laboratories. Dan Yurman, OSWER Information Management Staff A specific schedule is unavailable at this time. Specific contractor support has not been selected at this time. RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 70.0 0.0 70.0 0.0 210.0 0.0 3-5 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: Ground Water Task Force Workstations GWTF-Wor k station OSWER AA, Information Management Staff OSWER will acquire workstations for use in the ten regions to support analysis of groundwater to detect leaks from hazardous waste facilities. These workstations enable ground water analysts to draw the various features characterizing the boundaries of a waste facility, and active and inactive waste areas, to help provide visual proof of chemical leaks. Dan Yurman, OSWER Information Management Staff A specific schedule is unavailable at this time. Specific contractor support has not been selected at this time. RESOURCES: (Dollars in thousands) Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 Contract/IAG: 0.0 Purchases: 370.0 0.0 100.0 0.0 0.0 0.0 0.0 3-6 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Hazardous Waste Collection Data Base HWDB OSWER AA, Information Management Staff The Hazardous Waste information collection contains a wide variety of documents including OSWER directives, reports of the Hazardous Ground Water Task Force, technology transfer documents, and other literature. OSWER provides a librarian for this collection to facilitate access to the collection and the transfer of irvforma't.ion among EPA headquarters and regional/offices. j , . •' / J " ' ' ' :' ' .DeBorah Allen, OSWER Information Management Staff On-going 10/87 - 9/88 Specific contractor support is not known at this time. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 60.0 0.0 60.0 0.0 180.0 0.0 3-7 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Information Resources Management N/A OSWER AA, Information Management Staff Overall planning, management and oversight of OSWER1s information resources is provided by the OSWER Information Management Staff. Specific functions included within this initiative are: policy development, coordination of OSWER-wide information management planning, resource allocation, oversight of major OSWER information management projects, support to the OSWER Information Management Steering Committee and User Advisory Committee (UAC), and preparation of reports and submissions required by the Agency Office of Information Resources Management (OIRM) and external IRM oversight organizations. Asa R. Frost, Jr., OSWER Information Management Staff On-going 10/87 - 9/88 American Management Systems, Inc. (AMS) - Support of IRM planning process, preparation of planning presentation to IM Steering Committee, and analyses information management issues as needed. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 65.0 0.0 100.0 0.0 100.0 0.0 300.0 0.0 3-8 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Life Cycle Management Guidance N/A OSWER AA, Information Management Staff OSWER is currently updating the Life Cycle Management Guidance for automated information systems, first issued in FY86. This effort integrates life cycle management and configuration management, and will produce a life cycle management policy statement, a new guidance, and more detailed practice papers. FY88 activities will concentrate on providing training and support, and developing additional practice papers as appropriate. Mary Lou Melley, OSWER Information Management Staff Life Cycle Management Support 10/87 - 9/88 No contractor support is anticipated at this time. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 60.0 0.0 0.0 0.0 195.0 0.0 95.0 0.0 3-9 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: OSWER Data Dictionary System ODDS OSWER AA, Information Management Staff The IMS Staff will be examining OSWER1s requirements for a data dictionary system and will be developing software standards and guidelines for the use of data element dictionaries by major OSWER automated information systems. The acquisition of an automated data dictionary software package may be funded in part by the Agency Office of Information Resources Management (OIRM). Mary Lou Melley, OSWER Information Management Staff Data Dictionary System Concept Development/Acquisition Operate and Maintain Dictionary 10/87 - 3/88 3/88 3/88 -ongoing CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: American Management Systems, Inc. (AMS) - Data dictionary system concept and evaluation of alternatives. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 45.0 0.0 173.0 0.0 25.0 0.0 145.0 0.0 3-10 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: PRIME Computer Support PRIME SUPPORT OSWER AA, Information Management Staff Administration, operation and maintenance, software upgrades and related timeshare charges for the OSWER PRIME computers. OSWER's PRIME facilities include three PRIME computers, 60 terminals, and 14 printers supporting 148 registered users. These computers are used for correspondence control, calendaring, data base management, electronic mail, and medium to large applications that are not located on the Agency IBM mainframe computer (e.g., SCAP, FIRMIS). Kathryn Barton, OSWER Information Management Staff On-going support and services 10/87-9/88 UNISYS - Maintenance and operational support. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 135.6 86.0 128.7 97.6 153.0 106.3 462.6 122.6 3-11 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Records Management Program N/A OSWER AA, Information Management Staff OSWER is developing a comprehensive records management program that will be used to manage and control the paper records associated with OSWER's programs. The program will be comprehensive, including records currently maintained at headquarters and in the regional offices. The program will identify the records to be maintained, provide a set of procedures proper logging, storage and disposal of records, and provide a filing system. The filing system is not automated at this time. This program will also coordinate other records management projects being conducted at headquarters and in the regions, such as: o Records management and guidance to Superfund on-scene coordinators, o Superfund Records Management Certification Program, o Regional records management improvement initiatives (Regions I, III, V, and VI) o Organization and Maintenance of the Superfund Administrative Record, and o Evaluation of Regional Superfund Records Management Initiatives. Kathryn Barton, OSWER Information Management Staff Records Management Inventory 12/87 Assessment of Records Management Environment 11/87 Records Management Improvement Plan 1/88 Records Management Working Group 10/87 - Ongoing American Management Systems, Inc. (AMS) - Analysis and design of records management program. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 136.9 0.0 120.0 0.0 105.0 0.0 3-12 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Support for Information Resources Management Information System SIRMIS OSWER AA, Information Management Staff SIRMIS is a system to support the development, analysis and maintenance of OSWER's Five Year Information Resources Management Plan, and maintenance of inventories of OSWER hardware, commercial software packages, and automated information systems. The Five Year Information Resources Management Information System (FIRMIS) is an operational module of this system, and will be enhanced, as appropriate, in FY88 to address the findings of a post implementation evaluation to be conducted in late FY87. Other modules of the system will be developed during FY88 following OSWER's life cycle management guidance. Peg Hall, OSWER Information Management Staff FIRMIS; Enhancements Operations and Maintenance Other Modules; Concept Definition & Design Development Operations and Maintenance Evaluation 10/87 - 11/87 10/87 -Ongoing 10/87 - 12/87 10/87 - 7/88 10/87 - 10/88 10/88 -Ongoing 8/88 American Management Systems, Inc. (AMS) - Definition and design, user training, and evaluation support. Planning Research Corporation - Development, enhancement, operation and maintenance, system testing, and technical support. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 311.0 0.0 200.0 0.0 215.0 0.0 307.0 0.0 3-13 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: Technical Support N/A OSWER AA, Information Management Staff Provides technical support and training to other OSWER offices, including consultation in the use of information management technologies, procurement of innovative hardware and software, and liaison with other EPA and federal information management technology initiatives. Dan Yurman, OSWER Information Management Staff On-going support 10/87 - 9/88 CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: None - support provided directly by Information Management Staff. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3-14 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: TITLE III Information Management Support TITLE III OSWER AA, Office of Program Management and Technology TITLE III imposes major new programmatic and information management responsibilities on the Agency, with responsibility divided between OSWER and the Office of Toxic Substances (OTS). Starting in late FY87 and continuing through FY88, OSWER will be conducting analyses of its information management requirements and will be formulating strategies for meeting these requirements. These strategies will make use of existing capabilities within OSWER and other offices to the greatest extent practical. In FY88 OSWER also will be implementing a Document Processing Center to handle claims requesting protection of trade secret information. Tony Jover, Office of Program Management and Technology [Information to be included in next update of IM Guide] American Management Systems, Inc. - Analysis of information management requirements and assistance in development of strategy. Another contractor will be used to implement and operate the trade secret claims processing center. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 290.0 60.0 1,070.0 141.0 1,020.0 166.0 1,830.0 510.0 3-15 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Biennial Reports BIENNIAL Office of Solid Waste (OSW) This activity supports the operation and maintenance of existing data base systems used for the development and evaluation of waste regulations. Information is collected on an on-going basis from hazardous waste generators and management facilities. Information includes waste quantity, characterization, and management information. Jim Craig, OSW, 382-3410 Development Operation and maintenance 10/87 - 9/92 10/87 - 9/92 Westat; DPRA - Questionnaire assembly, distribution, and collation, and data analysis Prior 1988 Budget Estimated 1989 Budget 650.0 0.0 700.0 0.0 Estimated 1990-1992 2,100.0 0.0 3-16 ------- NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: October 13, 1987 Hazardous Waste Data Management System HWDMS Office of Solid Waste (OSW) HWDMS is used to support RCRA program oversight and enforcement by providing an automated capability for tracking regulatory implementation and enforcement activity, reporting to Congress on the status of program implementation, and formulating policy for new regulatory actions. HWDMS contains facility data on over 5,000 facilities that treat, store, or dispose of hazardous waste, and data for the 60,000 handlers who generate or transport hazardous waste. The inventory includes for each participant quantities and types of waste. HWDMS will be replaced by the new Resource Conservation and Recovery Information System (RCRIS). HWDMS is currently implemented using three technical environments: a System 2000 data base and software on the IBM 3090 Mainframe at the EPA National Computer Center (NCC); and INFORM-11 data entry screens on PDF 11/70 minicomputers (which are being phased out) and PC/FOCUS data entry screens on AT Personal Computers at the ten regions. HWDMS contains ten data bases, one dedicated to each region. The POP 11/70's and AT's serve as temporary repositories for HWDMS data until the data is transferred to the IBM 3090 for batch processing. There are also FOCUS data entry screens on the 3090, which operate similarly to the PC/FOCUS HWDMS software. Jeff Tumarkin, Information Management, OSW, 382-5325 Operation and maintenance Termination 10/87 - 9/90 10/88 - 9/90 General Sciences Corporation (GSC) - Technical support and maintenance of HWDMS FOCUS data base. Computer Sciences Corporation (CSC) - Operation and maintenance of HWDMS S2K and FOCUS data bases. Computer Excellence (Compex) - Operation and maintenance support of HWDMS S2K and FOCUS data bases. 3-17 ------- October 13, 1987 Hazardous Waste Data Management System (continued) CONTRACTORS (CONTINUED): Computer Resources Corporation (CRC), Inc. - Third party system testing and analysis. RESOURCES: (Dollars in Estimated Estimated thousands) Prior 1988 Budget 1989 Budget 1990-1992 Contract/IAG: * 775.0 1,120.0 1,120.0 Purchases: * 0.0 0.0 0.0 3-18 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Hazardous Waste Surveys HWSURV Office of Solid Waste (OSW) This activity supports the operation and maintenance of existing data base systems used for the development and evaluation of waste regulations. Surveys are conducted to collect information on hazardous waste generation and management facilities. Information includes waste quantity, characterization, and management information. Jim Craig, OSW, 382-3410 Development Operation and maintenance 10/87 - 9/89 10/88 - 9/92 Research Triangle Institute - Questionnaire assembly, distribution, and collation, and data analysis Prior 1988 Budget Estimated 1989 Budget * * 700.0 0.0 500.0 0.0 Estimated 1990-1992 1,500.0 0.0 3-19 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Large Volume Wastes Surveys LARGEVOL Office of Solid Waste (OSW) This activity supports the operation and maintenance of existing data base systems used for the development and evaluation of waste regulations. Surveys are conducted to collect information on large volume wastes as defined in section 8002 of RCRA; surveys include wastes from mining, and oil and gas exploration. Information includes waste quantity, characterization, and management information. Jim Craig, OSW, 382-3410 Development Operation and maintenance 10/87 - 9/90 10/89 - 9/92 Research Triangle Institute - Questionnaire assembly, distribution, and collation, and data analysis Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 200.0 0.0 200.0 0.0 600.0 0.0 3-20 ------- October 13, 1987 NAME: ACRONYM.: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: OSW Administrative Support ADMIN Office of Solid Waste (OSW) This activity includes the development of new and maintenance of existing small PC-based applications supporting the functions of OSW. While many small "systems" developed in Lotus 1-2-3, dBASE, and other PC packages are used by OSW, the following identifies only a subset of these administrative systems: o Confidential business information — includes several PCs and software containing confidential information such as waste composition, locked in a dedicated room to preserve confidentiality; o Grant formula models — small Lotus 1-2-3 applications allocating grant funds to states; o Contract and budget tracking systems — written in dBASE on a PC; o Purchase order tracking; o Controlled correspondence tracking; and a o Personnel roster system. Doug Ruby, OSW, 382-4753 Development Operation and maintenance 10/87 - 9/92 10/87 - 9/92 DPRA - Software development and user training. Computer Research Corporation (CRC), Inc. - Software development and user training. Prior * * 1988 Budget 65.0 0.0 Estimated 1989 Budget 65.0 0.0 Estimated 1990-1992 195.0 0.0 3-21 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Other Regulatory Support Surveys and Data Bases OTREGSUP Office of Solid Waste (OSW) This activity supports the operation and maintenance of existing data base systems used for the development and evaluation of waste regulations. Data is collected from existing records where a survey is not the best method for gathering the information. Data analyses include waste quantity, characterization, and management information. Jim Craig, OSW, 382-3410 Development Operation and maintenance 10/87 - 9/92 10/88 - 9/92 No contractors scheduled at the time of this printing. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 100.0 0.0 2,200.0 0.0 3-22 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Resource Conservation and Recovery Information System RCRIS Office of Solid Waste (OSW) RCRIS is currently under development to replace the existing HWDMS system as the major system supporting the implementation of the RCRA program. RCRIS will accommodate new data as required by the 1984 Hazardous and Solid Waste Amendments (HSWA), provide interactive, on-line data edit checking, offer additional facilities for processing and reporting, and allow the use of inexpensive personal computers for most tasks. Marsha Hasson, Staff Analyst, 382-4744 Definition and design Development Operation and maintenance Evaluation 10/87 - 6/88 10/87 - 1/89 1/89 - 9/92 1/89 - 9/92 General Sciences Corporation - Design, development, and integration. Information Builders, Inc. - Design, development, and integration. Camp, Dresser and McKee - Implementation support for pilot and national systems, data base administration procedures, configuration management plan, and coordination of life cycle management. CRC Systems - User support, training, acceptance testing, and project management support. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 1,484.0 0.0 1,650.0 0.0 2,850.0 0.0 3-23 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Subtitle D Waste Surveys SUBTITD Office of Solid Waste (OSW) This activity supports the operation and maintenance of existing data base systems used for the development and evaluation of waste regulations. Surveys are conducted to collect information on Subtitle D waste generation and management facilities, including municipal landfill, industrial waste land disposal, and other facilities. Information includes waste quantity, characterization, and management information. Jim Craig, OSW, 382-3410 Development Operation and maintenance 10/87 - 9/89 10/88 - 9/92 Westat - Questionnaire assembly, distribution, and collation, and data analysis Prior 1988 Budget Estimated 1989 Budget 300.0 0.0 300.0 0.0 Estimated 1990-1992 900.0 0.0 3-24 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Budget Planning and Financial Flows Model N/A Office of Emergency and Remedial Response (OERR), HSCD The Budget Planning and Financial Flows Model, developed in Lotus 1-2-3 on an IBM PC, is a ten year planning model used to project revenues and resource requirements to support analysis of Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), reauthorization and budgeting. This budget planning model, developed prior to the Superfund Amendments and Reauthorization Act (SARA), has not been revised to incorporate recent changes to CERCLA. Kirby Biggs, Hazardous Site Control Division (HSCD), OERR 475-9753 Development Operation and Maintenance ICF - Developed model. 10/87 - 9/88 10/88 - 9/92 Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 93.5 0.0 93.5 0.0 280.5 0.0 3-25 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAGi Purchases: Cost of Remedial Actions Model CORA Office of Emergency and Remedial Response (OERR) HSCD The Cost of Remedial Actions (CORA) Model is an expert system to support estimation of resource requirements for remedial actions based on site cost characteristics. This microcomputer based expert system was constructed using an Insight 2 Plus Shell and a cost module system written in dBASE III. Kirby Biggs, Hazardous Site Control Division (HSCD), OERR 475-9753 Operation and Maintenance 10/87 - 9/92 CH2M Hill - Performing requirements analysis and design. ICF - Validation effort. American Management Systems, Inc. (AMS) - Life cycle management, oversight and guidance. Prior 1988 Budget Estimated 1989 Budget * * 280.8 0.0 320.0 0.0 Estimated 1990-1992 420.0 0.0 3-26 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Love Canal Data Management System N/A Office of Emergency and Remedial Response (OERR), HSCD The Love Canal Data Management System tracks Love Canal samples and documents. This system is site-specific and is used to compile, classify and evaluate sample data. This system is written in COBOL for use on the IBM 3090. Lisa Feldt, Hazardous Site Control Division (HSCD), OERR 475-8246 Operation and Maintenance None. 10/87 - 9/92 Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3-27 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Record of Decision System RODS Office of Emergency and Remedial Response (OERR), HSCD The Record of Decision System (RODS) contains an inventory of decisions in a full text data base. Retrieval functions facilitate the analysis of future decisions and improve the uniformity of decisions for similar sites. This should reduce court challenges resulting from inconsistent decisions for similar sites. This system also allows headquarters and regional access to legal and technical information contained in RODS. RODS is developed in BASIS on the IBM 3090 at RTF. Debbie Swichkow, Hazardous Site Control Division (HSCD), OERR 382-2453 Development Operation and Maintenance 10/87 - 1/89 02/89 - 9/92 Planning Research Corporation (PRC) - System Development. American Management Systems, Inc. (AMS) - Life cycle management, oversight and guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 206.4 0.0 200.0 0.0 300.0 0.0 3-28 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Remedial Planning Expert System N/A Office of Emergency and Remedial Response (OERR), HSCD The Remedial Planning Expert System is an IBM PC based expert system developed to assist the Regional Remedial Project Managers in developing site specific project schedules and budgets for program and project planning (SCAP; work assignments; etc.). Steve Hooper, Hazardous Site Control Division (HSCD), OERR 475-9754 Development Operation and Maintenance 10/87 - 9/88 10/88 - 9/92 Camp, Dresser and McKee - Requirements analysis and design. American Management Systems, Inc. (AMS) - Life cycle management, oversight and guidance. Prior 1988 Budget Estimated 1989 Budget 50.0 0.0 145.5 0.0 Estimated 1990-1992 33.0 0.0 3-29 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Superfund Comprehensive Accomplishments Plan SCAP Office of Emergency and Remedial Response (OERR), HSCD The Superfund Comprehensive Accomplishments Plan (SCAP) projects site-specific remedial funding needs and targets for remedial programs. SCAP also measures accomplishments against targets. SCAP is a current year tracking and multi-year planning model. This system will be phased out with the introduction of CERCLIS V2.0 which will incorporate the SCAP function into its design. The system is written in INFO on the PRIME 2550 and is in the process of conversion for operation on the IBM mainframe. Terry Ouverson, Resource Management Staff, 0PM (working in conjunction with HSCD on this activity) 475-9367 Operation and Maintenance 10/87 - 9/92 Booz, Allen and Hamilton - Operation and Maintenance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 112.2 0.0 110.0 0.0 330.0 0.0 3-30 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: National Priorities List Technical Data Base NPL Office of Emergency and Remedial Response (OERR), HSED The National Priorities List (NPL) Technical Data Base is a repository of publicly available information on NPL final and proposed sites. The NPL Technical Data Base contains information such as hazard ranking score sheets and document records for NPL sites. The NPL Technical Data Base supports hazard ranking for potential NPL sites, quality assurance and hazard ranking training for the region. The NPL data base is written in dBASE III on the IBM PC AT. Dick Hess, Hazardous Site Evaluation Division (HSED), OERR 475-8107 Operation and Maintenance Mitre Corporation - Maintenance. 10/87 - 9/92 Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 100.0 0.0 172.4 0.0 300.0 0.0 3-31 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Sample Tracking and Invoice Payment System TIP Office of Emergency and Remedial Response (OERR), HSED The Sample Tracking and Invoice Payment System (TIP) tracks samples ordered for analysis by Contract Laboratory Program (CLP) laboratories. Tracking includes initial order by regional sample control coordinators, shipment by sampling teams, receipt by laboratories and submission of results by EPA. Following receipt of the results, the system records and supports payment recommendations on individual invoices. TIP is run completely by Viar & Co., and only summary reports of TIP's activities are sent to the Hazardous Site Evaluation Division (HSED). TIP is written in FSPSAS on the IBM 3090. Mike Carter, Hazardous Site Evaluation Division (HSED), OERR 382-7909 Tina DeYoung, Viar & Co. 684-5678 Enhancement Operation and Maintenance 10/87 - 6/89 10/87 - 9/92 Viar & Co. - Operation and Maintenance. American Management Systems, Inc. (AMS) - Life cycle management, oversight and guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 211.1 0.0 296.3 0.0 316.5 0.0 3-32 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Scheduling and Allocation Monitoring System SAM Office of Emergency and Remedial Response (OERR), HSED The Scheduling and Allocation Monitoring System (SAM) tracks regional estimates of laboratory analysis demand developed quarterly, contract laboratory capacity and, in the event of demand exceeding supply, determine the allocation of resources. This system was originally set up to allocate laboratory work when the demand exceeded the capacity of the Contract Laboratory Program (CLP), but since this rarely occurs SAM is mainly used as a record keeping system. SAM utilizes both FOCUS and SAS on the IBM 3090. Mike Carter, Hazardous Site Evaluation Division (HSED), OERR 382-7909 Linda Boynton, Viar & Co. 684-5678 10/87 - 9/92 Operation and Maintenance Viar & Co. - Operation and Maintenance. American Management Systems, Inc. (AMS) - Life cycle management, oversight and guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 17.6 0.0 17.6 0.0 52.8 0.0 3-33 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Statistical Data Base SDB Office of Emergency and Remedial Response (OERR), HSED The Statistical Data Base (SDB) contains a random sample of the laboratory results produced by the Contract Laboratory Program (CLP) and supports the statistical analysis of occurrence and concentration of priority pollutants and hazardous substance at Superfund sites. Beginning in FY88 the Analytical Results and Quality Assurance Data Base (ARQ) (see Section 3.1) will provide a more complete data base of results. The SDB will continue to be supported to provide historical results analysis for data prior to the operation of ARQ. Thus the two data bases together will support statistical analysis of laboratory for the entire length of the CERCLA program. SDB utilizes SAS statistical software on the IBM 3090. Mike Carter, Hazardous Site Evaluation Division (HSED), OERR 382-7909 Operation and Maintenance 10/87 - 9/92 Viar & Co. - Operation and Maintenance. American Management Systems, Inc. (AMS) - Life cycle management, oversight and guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 52.8 0.0 17.6 0.0 52.8 0.0 3-34 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Case History File of the Emergency Release Notification System (ERNS) Phase II ERNS II Office of Emergency and Remedial Response (OERR), ERD The Case History File of the Emergency Release Notification System (ERNS) Phase II is used to capture the hazardous release notifications reported to the National Response Center, the EPA regions, and the USCG Districts. The Case History File is used to analyze trends in the release of hazardous substances. Don Kraft, Emergency Response Division (ERD), OERR 382-2452 Terry Eby, Emergency Response Division (ERD), OERR 382-7734 Operation and Maintenance 10/87 - 9/92 Booz, Allen and Hamilton - Support. Prior 1988 Budget Estimated 1989 Budget 165.0 100.0 290.0 0.0 550.0 100.0 Estimated 1990-1992 3,651.0 0.0 3-35 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S) : DESCRIPTION; CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS; RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: ERT Technical Assistance System ERT Office of Emergency and Remedial Response (OERR) ERD The Environmental Response Team (ERT) Technical Assistance System provides the On-Site Coordinators (OSC) with an inventory of models, including groundwater and air dispersion models, which are used when planning various clean up/stabilization responses. These models provide the OSC's with air, water and soil technical assistance thus reducing the time spent researching technical information related to site clean up. Bob Cibulskis, Emergency Response Division (ERD), OERR (201) 321-6746 Operation and Maintenance 10/87 - 9/92 Enviroresponse - Support for ERT functions until September 1987 under the Environmental Emergency Response Unit (EERU) contract. REAC contract will replace EERU contract in September 1987, and the contract is yet to be awarded. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 100.0 102.2 400.0 150.0 591.6 64.8 3-36 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Oil and Hazardous Materials Technical Assistance Data System OHMTADS Office of Emergency and Remedial Response (OERR), ERD The Oil and Hazardous Materials Technical Assistance Data System (OHMTADS) data base contains technical information concerning hazardous chemicals and their properties. The system provides information pertinent to spill response efforts of Federal, state, and local governments. On-Site Coordinators (OSC) and other responders reduce their research time by consulting OHMTADS instead of searching through numerous chemical references. OHMTADS is developed in the Text Data Retrieval System (TORS) on a contractor's DEC System 20. Terry Eby, Emergency Response Division (ERD), OERR 382-7734 Operation and Maintenance 10/87 - 9/92 CIS (Baltimore) - Provide OHMTADS on-line. Computer Sciences Corporation (CSC) - General support in assistance with data base activities. American Management Systems, Inc. (AMS) - Life cycle management, oversight and' guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 250.0 0.0 480.0 20.0 921.4 64.2 3-37 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Removal Tracking System/SCAP RTS/SCAP Office of Emergency and Remedial Response (OERR), ERD The Removal Tracking System (RTS) contains basic management and technical information about the status of emergency clean up activities, allowing headquarters to track progress at removal sites. It contains the Strategic Comprehensive Accomplishments Plan (SCAP) targets, activity plans and accomplishments. This system is written in INFO on the PRIME 2550. Mark Mjoness, Emergency Response Division (ERD), OERR 382-2471 Operation and Maintenance 10/87 - 9/92 Booz, Allen and Hamilton - Operation and Maintenance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 185.0 0.0 445.0 50.0 822.4 64.2 3-38 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: ADP Budget Preparation N/A Office of Emergency and Remedial Response (OERR), MES The purpose of Automated Data Processing (ADP) Budget Preparation is to develop an intramural and extramural ADP contracts management system for OERR. This system will permit the Management Evaluation Staff (MES) to effectively monitor the fiscal year Operating Plan for the OERR divisions, assuring that allocated ADP funds are properly utilized. This system will track contractual budget data for all systems included in the Five Year Information Resources Management Information System (FIRMIS). The ADP Budget Preparation system will monitor such items as the OERR divisional and operating plan, planned and actual obligations, and expenditures, and will produce assorted analyses of the data in the system. dBASE III is utilized in carrying out this activity. Rodney Bynum, Management Evaluation Staff (MES), OERR, (202) 475-9489 On-going Support None. 10/87 - 9/92 Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3-39 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: Comprehensive Environmental Response, Compensation, and Liability Information System, Version 1.0 CERCLIS VI.0 Office of Emergency and Remedial Response (OERR), MES The CERCLA Information System Version 1.0, developed in System 2000 data base software for use on NCC's IBM 3090, supports EPA Headquarters and Regions for the management and oversight of the Superfund program. CERCLIS serves two purposes: to maintain an automated inventory of abandoned, inactive, or uncontrolled hazardous waste sites and to act as the vehicle for the Regions to report to Headquarters on the status of major stages of clean up at sites. CERCLIS VI.0, which will be phased out in January, 1988, will be replaced by CERCLIS V2.0 which is currently in operation. Jeff Byron, Management and Evaluation Staff (MES), OERR, (202) 475-8906 Richard A. Martin, Management and Evaluation Staff (MES), OERR, (202) 475-9369 Operation and Maintenance Termination 10/87 - 1/88 1/88 Computer Sciences Corporation (CSC) - Operation and Maintenance. RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 300.0 0.0 0.0 0.0 0.0 0.0 3-40 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: Comprehensive Environmental Response, Compensation, and Liability Information System, Version 2.0 CERCLIS V2.0 Office of Emergency and Remedial Response (OERR), MES The CERCLA Information System Version 2.0, developed in System 2000 data base software for use on NCC's IBM 3090, supports EPA Headquarters and Regions for the management and oversight of the Superfund program. CERCLIS serves two purposes: to maintain an automated inventory of abandoned, inactive, or uncontrolled hazardous waste sites and to act as the vehicle for the Regions to report to Headquarters on the status of major stages of clean up at sites. A CERCLIS Hotline will support CERCLIS V2.0 operations at headquarters and regional program offices. CERCLIS Version 2.0 is currently being developed to provide a decentralized national system where each region will control and enter its respective data on regional systems. Pilot systems are being produced in Regions 4 and 5 using different methods to enter and transfer data to the central data base at NCC. Region 4 is developing a system on a PC Local Area Network (LAN) which will upload core data elements to the IBM 3090 mainframe and provide additional information useful to the region for effectively managing clean up operations. Region 5 is developing a similar system which will use PRIME minicomputers instead of microcomputers. Jeff Byron, Management and Evaluation Staff (MES), OERR, (202) 475-8906 Richard A. Martin, Management and Evaluation Staff (MES), OERR, (202) 475-9369 CERCLIS Hotline Development CERCLIS V2.0 Evaluation CERCLIS V2.0 Enhancement CERCLIS V2.0 Operation and Maintenance CERCLIS Hotline Operation and Maintenance 10/87 10/87 10/87 10/87 09/88 9/88 9/88 9/88 9/92 9/92 3-41 ------- October 13, 1987 CONTRACTORS: CERCLIS, Version 2.0 (continued) American Management Systems, Inc. (AMS) - Life cycle management support. Computer Sciences Corporation (CSC) - Operation and maintenance. Computer Resources Corporation (CRC) - Programming support for pilots in Regions 4 and 5. Planning Research Corporation (PRC) - Quality assurance. Roy F. Weston, Inc. - Management assistance, data analysis of core data elements. Booz, Allen and Hamilton - Assist in Region 5 pilot programming. Perform requirements analysis and design on mainframe system. Conversion of CERCLIS VI.0 data base to CERCLIS V2.0 data base. RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 1,921.3 0.0 1,175.0 0.0 2,625.0 0.0 3-42 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: LCM Oversight and Support N/A Office of Emergency and Remedial Response (OERR), MES The purpose of Life Cycle Management (LCM) Oversight and Support is to provide oversight and support to all OERR divisions in complying with OSWER Life Cycle Management Guidance. By following LCM guidance for Automated Information Systems (AIS) costs are reduced by: spending less time fixing design problems, not maintaining unneeded systems, spending less time retraining of staff when system developer leaves, and by developing information systems which produce timely and appropriate information. Rodney Bynum, Management Evaluation Staff (MES), OERR, (202) 475-9489 On-going Support 10/87 - 9/92 American Management Systems, Inc. (AMS) - Documentation requirements analysis, system decision papers, and system life cycle cost analysis. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 507.1 0.0 400.0 0.0 1800.0 0.0 3-43 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: Regional AIS Support N/A Office of Emergency and Remedial Response (OERR), MES The purpose of Regional AIS Support is to provide support to the Regional Offices in the development of applications which utilize CERCLIS or other data bases supporting the Superfund mission. Software and hardware configurations will be established to allow regions to communicate with the national data bases. The support function will also include preparing and distributing system documentation, providing user support and developing a training infrastructure. Mike Cullen, Management Evaluation Staff (MES), OERR 382-2131 On-going Support 10/87 - 9/92 Computer Sciences Corporation (CSC) - Operation and Maintenance. Computer Resources Corporation (CRC) - Application development using micro and mini computers. Booz, Allen and Hamilton - Requirements analysis. SYCOM - Application development using the mainframe. RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 705.9 0.0 700.0 0.0 2,100.0 0.0 3-44 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Technical Systems for Remedial Program N/A Office of Emergency and Remedial Response (OERR), MES The goal of the Technical Systems for Remedial Program activity is to create and maintain useful technical systems. A large part of this consists of determining what technical information useful to the remedial program already exists in a data base form and creating linkages to get this information to those who need it. The Remedial Program needs technical information, such as geological, ground water or chemical health effects information, for designing remedial responses. This information may be contained in the data bases of outside organizations such as the National Institute of Health (NIH). Mike Cullen, Management Evaluation Staff (MES), OERR 382-2131 On-going Support 10/87 - 9/92 Various contractors, such as American Management Systems (AMS), Inc., Booz, Allen and Hamilton, SYCOM, etc., are used in many of these systems. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 125.0 0.0 125.0 0.0 300.0 0.0 3-45 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Technical Systems for Removal Program N/A Office of Emergency and Remedial Response (OERR), MES The goal of the Technical Systems for Removal Program activity is to create and maintain useful technical systems. A large part of this consists of determining what technical information useful to the Removal Program already exists in a data base form and creating linkages to get this information to those who need it. The Removal Program needs technical information, such as geological, ground water or chemical health effects information, for designing remedial responses. This information may be contained in the data bases of outside organizations such as the National Institute of Health (NIH). Mike Cullen, Management Evaluation Staff (MES), OERR 382-2131 On-going Support 10/87 - 9/92 Various contractors, such as American Management Systems (AMS), Inc., Booz, Allen and Hamilton, SYCOM, etc., are used in many of these systems. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 125.0 0.0 125.0 0.0 450.0 0.0 3-46 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: PC Software Applications for Headquarters Operations N/A Office of Underground Storage Tanks (OUST), OSWER OUST will develop, enhance, and maintain applications of off-the-shelf software, e.g., PC FOCUS and dBASE III, which will support planning and management of the OUST program. Program functions supported will include contracts management, financial management, and oversight of state program operations. Rapid prototyping techniques will be used to develop applications to provide immediate support for these and other HQ applications. The development process will include user-training and software documentation. Bill Foskett, OUST, 382-7870 Concept development Definition and design Development Operation and maintenance Enhancement Evaluations American Management Systems, Inc. (AMS) - Concept development, design and prototyping. Computer Resources Corporation (CRC) - System development. 10/87 10/87 10/87 10/87 10/87 1/89 1/90 - 6/88 - 6/88 - 9/88 - 9/91 - 9/91 - 6/89 - 6/90 Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 211.4 0.0 219.5 0.0 70.8 0.0 144.6 0.0 3-47 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: CERCLA Regional ADP Support N/A Office of Waste Programs Enforcement (OWPE), OSWER Resources are provided to the regions to support the CERCLA enforcement staffs' needs for small PC-based applications, e.g., auto-generation of notice letters, status tracking of draft consent decrees and administrative orders, and negotiation process tracking. Sally Bennett, Program Management and Support Office, OWPE, 475-6127 Definition and design Development Operation and maintenance Enhancements 10/87 1/88 3/89 6/89 12/91 9/92 9/92 9/92 No contractors are tasked for this activity at this time. RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Prior 1988 Budget Estimated 1989 Budget 220.0 0.0 400.0 0.0 Estimated 1990-1992 1,690.0 0.0 3-48 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: CERCLIS Data Analysis and Support N/A Office of Waste Programs Enforcement (OWPE), OSWER This activity supports CERCLIS implementation in the regions (CERCLIS Version 2) by providing additional regional and headquarters training, and by developing data quality control methodology and procedures. Data analysis also supports program analysis and evaluation. Efforts in fiscal year 1989 also includes support for CERCLIS configuration management, definition of regional information requirements, and future resource planning. Kate Bouve, Program Management and Support Office, OWPE, 475-8113 On-going support 10/87 - 9/92 Camp, Dresser, and McKee - Data audits and analysis, data quality assurance, and user training. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 500.0 0.0 500.0 0.0 1,980.0 0.0 3-49 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Superfund Enforcement Tracking System SETS Office of Waste Programs Enforcement (OWPE), OSWER SETS processes name and address information about potentially responsible parties (PRPs) at Superfund sites, records the date a notice letter was sent to each PRP, and records site identification information. The information in this system is used to formulate enforcement strategies for individual Superfund cases, estimate Regional Office resource requirements, respond to approximately 500 annual Freedom of Information Act (FOIA) requests involving approximately 10,000 PRPs, and determine potential conflicts of interests. SETS is implemented in FOCUS on the IBM 3090-200 at NCC. Fiscal year 1988 includes user support for headquarters data entry and for Regional report generation capabilities. Enhancements to support a shift to Regional data entry are anticipated. Fiscal year 1989 includes the continuation of the shift to Regional data entry, additional reporting enhancements, and on-going software maintenance and user support. Alicia Corley, Program Management and Support, OWPE, 475-8717 Operation and maintenance Enhancement 10/87 - 9/92 10/87 - 7/88 Planning Research Corporation (PRC) - Software maintenance and user support. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 * * 50.0 0.0 100.0 0.0 300.0 0.0 3-50 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S) : DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG; Purchases: RCRA Corrective Action Data Analysis N/A Office of Waste Programs Enforcement (OWPE), OSWER OWPE performs RCRA corrective action compliance monitoring and data quality assurance activities, primarily through routine and ad-hoc analyses of data. Chuck Carpenter, Program Management and Support, OWPE, 475-9356 Support 10/87 - 9/88 Sobatka and Company - Data analysis and quality assurance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 25.0 0.0 0.0 0.0 0.0 0.0 3-51 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: RCRA Data Analysis and Support N/A Office of Waste Programs Enforcement (OWPE), OSWER RCRA compliance monitoring and enforcement data is analyzed to maintain data quality. This process is necessary to support program evaluation and oversight, and external reporting functions. In addition, the quality control of RCRA data is necessary for RCRIS data conversion and implementation. Chuck Carpenter, Program Management and Support, OWPE, 475-9356 On-going support Sobatka and Company - Data audits c data quality assurance, and report 10/87 - 9/92 Sobatka and Company - Data audits and analysis, ality assurance, and report generation. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 375.0 0.0 400.0 0.0 1,600.0 0.0 3-52 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: RCRA Regional ADP Support N/A Office of Waste Programs Enforcement (OWPE), OSWER This activity is primarily for regional data entry into the Hazardous Waste Data Management System (HWDMS). Chuck Carpenter, Program Management and Support, OWPE, 475-9356 On-going support Computer Sciences Corporation (CSC) - Data entry. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 220.0 0.0 400.0 0.0 1,525.0 0.0 3-53 ------- October 13, 1987 3.3. New Fiscal Year 1988 Activities This sub-section includes OSWER activities which will be initiated in fiscal year 1988. Activities identified in this sub-section are for: o OSWER AA and Office of Program Management and Technology (OPMT), o Office of Emergency and Remedial Response (OERR), o Office of Underground Storage Tanks (OUST), and o Office of Waste Programs Enforcement (OWPE). The Office of Solid Waste (OSW) plans no new activities for FY88 3-54 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Geographic Information Systems and Expert Systems GIS/ES OSWER AA, Information Management Staff General program management and policy review of the development of geographic information systems and use of expert system tools to support OSWER programs. This review will ensure that such systems and tools focus on OSWER program needs and are developed and managed in accordance with OSWER guidance for system life cycle management. Particular focus on systems developed by the Agency Office of Research and Development (ORD) to help improve communication between OSWER and ORD and facilitate the review and acceptance of these systems. Dan Yurman, OSWER Information Management Staff Review of GIS/ES 10/87 - 9/88 American Management Systems, Inc. (AMS) - Review of GIS/ES Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 60.0 0.0 50.0 0.0 150.0 0.0 3-55 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: Office of Program Management and Technology Local Area Network LAN OSWER AA, Office of Program Management and Technology (OPMT) OSWER will acquire a local area network to support the exchange of information across OPMT personal computers, and provide efficient use of other ADP equipment (e.g., printers) by sharing through the network. This activity will be conducted pending the award of an Agency-wide contract for LAN implementation and support. Dan Yurman, OSWER Information Management Staff Acquisition date is uncertain, but is anticipated by end of FY88. Specific contractor support is unknown at this time. RESOURCES: (Dollars in thousands) Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 Contract/IAG: 0.0 Purchases: 0.0 33.1 143.1 60.0 90.0 136.0 54.0 3-56 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION; CONTACT: PRODUCTS/ SCHEDULE: Comprehensive Environmental Response, Compensation, and Liability Information System, Version 3.0 CERCLIS V3.0 Office of Emergency and Remedial Response (OERR), MES The CERCLA Information System Version 3.0 will support EPA Headquarters and Regions for the management and oversight of the Superfund program. CERCLIS serves two purposes: to maintain an automated inventory of abandoned, inactive, or uncontrolled hazardous waste sites and to act as the vehicle for the Regions to report to Headquarters on the status of major stages of clean up at sites. CERCLIS V3.0 will be developed with an in-depth look at the long term information management needs of OSWER, and the information needs of state and other federal agencies in effectively managing clean ups. CERCLIS V3.0, unlike the previous CERCLIS, may be developed using a data base manager other than System 2000, such as ADABAS. CERCLIS V3.0 will begin with a long-range study of the relationship of CERCLIS to the states and other federal agencies. Under the Superfund Amendments and Reauthorization Act (SARA), states are now more involved in the initiation, development, and selection of remedial actions. The degree of this involvement includes: participation in pre-remedial activities to assess and investigate site prior to listing on the National Priorities List (NPL), concurrence in deleting sites from NPL, participation in identification and long-term planning for all remedial actions in a state, review and comment on planning documents, technical data, etc., and participation in negotiations. Jeff Byron, Management and Evaluation Staff (MES), OERR, (202) 475-8906 Richard A. Martin, Management and Evaluation Staff (MES), OERR, (202) 475-9369 Initiation Concept Definition and Design Development Operation and Maintenance Enhancement 11/87 11/87 01/88 01/89 01/90 09/91 - 12/87 - 1/88 - 1/89 - 1/90 - 1/92 - 1/92 3-57 ------- October 13, 1987 CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: CERCLIS, Version 3.0 (continued) American Management Systems, Inc. (AMS) - Life cycle management support. Roy F. Weston, Inc. - Assist''in MENS development process, concept development and initiation, and user requirements. Booz, Allen and Hamilton - Assist in MENS development process. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 1025.0 0.0 2,160.7 0.0 0.0 0.0 3-58 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Development of Project Management Tools N/A Office of Emergency and Remedial Response (OERR), MES The goal of this activity is to develop project management tools for use on IBM compatible microcomputers, PRIME minicomputers, and the IBM mainframe to support headquarters and regional staff. The source of the microcomputer Project Management Tools will be the CERCLIS V2.0 System that is being developed for use in Region 4. The source of the PRIME minicomputer Project Management Tools will be the PRIME CERCLIS V2.0 System that is being developed for use in Region 5. The PRIME and microcomputer based project management tools are required to maximize the reporting capabilities of the specialized CERCLIS systems in Region 4 and 5. Mike Cullen, Management Evaluation Staff (MES), OERR 382-2131 On-going Support 10/87 - 9/92 Computer Resources Corporation (CRC) - System programming and report generation. Booz, Allen and Hamilton - Requirements Analysis. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 368.0 15.0 538.0 15.0 1,389.0 45.0 3-59 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACTS: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Office Automation Planning N/A Office of Emergency and Remedial Response (OERR), MES The goal of this activity is to develop and implement a comprehensive approach to office automation (OA) and provide on-site support to OERR divisions for systems development, training and maintenance. Encompassed in this activity is an OA analysis to address the rapid growth in the application of OA technology including word processing, electronic mail, data base management, spreadsheet development, and desk top publishing. A special area of concentration will be the consideration of Local Area Network (LAN) supported communications and peripheral sharing within OERR. A comprehensive approach to OA in OERR is necessary to provide guidance to the divisional offices on approaches to OA, to assure continuity in systems development, and to increase the productivity of OERR personnel by recommending the most optimal equipment and software to meet the needs of the divisions. Herbert Mosley, Management Evaluation Staff (MES), OERR 475-7145 Rodney Bynum, Management Evaluation Staff (MES), OERR 475-9489 On-going Support 10/87 - 9/92 Computer Resources Corporation (CRC) - Feasibility study, LAN development, programming support. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 100.0 0.0 100.0 0.0 600.0 0.0 3-60 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: Analytical Results and Quality Assurance Data Base ARQ Office of Emergency and Remedial Response (OERR), HSED The Analytical Results and Quality Assurance Data Base (ARQ) will contain the consolidation of the Contract Laboratory Program (CLP) Analytic and the ADROIT data bases located at Environmental Monitoring Systems Lab at Las Vegas (EMSL-LV). ARQ will continue to provide timely and accurate inspections of deliverables from laboratory contractors (contract compliance screening), support methods and QA requirement developments, and serve as a comprehensive data base of results. ARQ will be constructed using ADABAS on the IBM 3090 mainframe. Users access ARQ data with SAS programs on the IBM 3090 and Focus on the IBM PCs. Regional access to this data base is anticipated. Laboratories will be required to deliver summary data on IBM PC compatible diskettes to build the ARQ data base. Mike Carter, Hazardous Site Evaluation Division (HSED), OERR 382-7909 Don Trees, Viar & Co., 684-5678 Development Operations and Maintenance Viar & Co. - System Development. 10/87 - 9/88 10/87 - 9/92 Computer Sciences Corporation (CSC) - Functional design of data base, quality assurance. American Management Systems, Inc. (AMS) - Life cycle management oversight and guidance. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 550.0 0.0 0.0 0.0 0.0 0.0 3-61 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: PC Software Tools for Field Offices N/A Office of Underground Storage Tanks (OUST), OSWER OUST will work with state and local program managers to identify high priority information management needs for compliance monitoring and enforcement, corrective action, spill response, and other state and local operations. OUST also will provide state and local governments with information management support for local operations and for meeting EPA reporting requirements by developing automated systems and reporting tools using off-the-shelf software, e.g., PC FOCUS and dBASE III. This activity includes support and training for the UST Data Management System Hotline. Bill Foskett, OUST, 382-7870 Concept development Definition and .design Development Operation and maintenance Enhancements Evaluations American Management Systems, Inc. (AMS) - Concept development, design and prototyping. Computer Resources Corporation (CRC) - System development. 10/87 12/87 3/88 10/87 3/88 1/89 1/91 10/87 6/88 10/90 - 9/88 - 9/89 - 9/90 - 9/91 - 7/88 - 6/89 - 9/91 - 12/88 - 9/88 - 3/91 Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 91.9 0.0 358.4 0.0 341.2 0.0 227.4 0.0 3-62 ------- October 13, 1987 NAME: ACRONYM: OFFICE(S): DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: CONTRACTORS: RESOURCES: (Dollars in thousands) Contract/IAG: Purchases: TES and Extramural Resources Information System TESTER Office of Waste Programs Enforcement (OWPE), OSWER; Office of Information Resources Management (OIRM), OARM; Program Contracts Management Division (PCMD) OWPE is working with OIRM and PCMD to automate capabilities for managing OWPE's Technical Enforcement Support (TES) and other extramural contracts. Current contract procedures involve manual preparation of work assignment forms, slow information transfer via mail, and poor financial tracking capabilities. The simultaneous development of OIRM's Automated Document Control Register (ADCR) is being studied as a prototype for OWPE's TESTER. The planned capabilities will be: (1) Electronic forms entry for standardized forms; (2) Electronic routing of the forms to appropriate addressees; and (3) Status tracking and reporting of capacity and financial contract data, and deliverables and schedules. ADCR is being implemented in ADABAS on the IBM 3090 at NCC/RTP and dBASE III on a microcomputer. It is likely that TESTER will be implemented similarly. Parts of the system will be PC applications consisting of queries on a downloaded data base from the 3090. It is also intended that regions will be able to periodically transfer data from the IBM 3090 to their local systems to obtain similar contract status information. Mike Kosakowski, CERCLA Enforcement Division, OWPE, 382-5611 (Schedule information will be included, if available, in the next update of the Guide.) Planning Research Corporation (PRC) - Development and implementation. Prior 1988 Budget Estimated 1989 Budget Estimated 1990-1992 0.0 0.0 302.0 0.0 125.0 0.0 405.0 0.0 3-63 ------- (TO O 3 a ------- October 13, 1987 4. AGENCY-WIDE INFORMATION MANAGEMENT ACTIVITIES TABLE OF CONTENTS 4.1. Introduction 4-1 4.2. Information Management Studies and Assessments 4-2 Enforcement Systems Improvements (OIRM) 4-3 Information Collection Assessment (OPPE) 4-4 Information Security Program (OIRM) 4-5 Policies and Guidelines (OIRM) 4-6 Records Management Improvement (OIRM) 4-7 — State/EPA Data Management (OIRM) 4-8 Triennial Reviews (OIRM) 4-9 4.3. Automated Information System Activities 4-10 Comprehensive Risk Information Structure Project (CRISP) (OIRM) 4-11 Grants Information and Control System (GIGS) (OARM) 4-12 Information Systems Inventory (ISI) (OIRM) 4-13 Integrated Financial Management System (IFMS) (OARM) 4-14 Superfund Transactions Automated Retrieval System (STARS) (OARM/OIRM) 4-15 4.4. Technology Activities 4-16 — ADP Modernization (OARM/OIRM) 4-17 — End-User Computing (OIRM) 4-18 — Technology Pilots (OIRM) 4-19 ------- October 13, 1987 4. AGENCY-WIDE INFORMATION MANAGEMENT ACTIVITIES 4.1. Introduction This section contains ongoing Agency-wide activities, which are categorized as follows: Information Management Studies and Assessments, Automated Information Systems Activities, and Technology Activities. Each activity is identified and described on an activity profile page. The activity profile includes: name of the activity, office(s) associated with the activity, narrative description, contact(s) for information about the activity, and dated completion schedule of key products, where available. 4-1 ------- October 13, 1987 4.2. Information Management Studies and Assessments The activities in this subsection are not associated with individual systems; they address issues which recur throughout the Agency in a number of organizations and many systems. 4-2 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULES: Enforcement Systems Improvements Office of Information Resources Management (OIRM) The Agency began a study of enforcement information needs during FY 85. The focus of this effort was to assess the needs, to determine how existing reporting and collection mechanisms responded to those needs, and to develop short and long-term solutions to the major problems discovered. The study included fact-finding in all 10 regional offices and several key states, followed by a series of hands-on systems demonstrations to test concerns expressed by field staff in the regions and states. In FY 86 and 87, the Agency continued its effort to improve its enforcement systems. The study identified several areas of weakness in the management of enforcement information. The analysis concluded that Agency-wide efforts needed to be initiated in the areas of user support and training, the identification of mission-based requirements, and in increasing the Agency capability to do cross media analysis of enforcement trends. The study also concluded that data integration and sharing needed to be fostered in order to eliminate potential duplication in systems and reports. Gordon Schisler, 475-9344 FY 85 (C) Study of Enforcement Information Needs FY 86-7 Enforcement Systems Improvement FY 87-8 Evaluation of Enforcement Study 4-3 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULES: Information Collection Assessment Office of Policy, Planning, and Evaluation (OPPE) As part of its responsibilities under the Paperwork Reduction Act, OPPE is charged with putting together the Agency's information collection budget, and with reviewing and clearing information collection requests. OPPE also assists program offices with statistical and instrument design of surveys. During FY 87 OPPE sponsored several information collection studies, including Assessing the cost, quality, & uses of the following components of the New Source Performance Standard for Sulfuric Acid: notifications, emissions monitoring, facility recordkeeping, and excess emissions reports. Assessing the cost-effectiveness and usefulness of discharge monitoring data (water program) and making recommendations for improvements. Dave Schwartz, 382-2706 On-going support 4-4 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULES: Information Security Program Office of Information Resources Management (OIRM) The Agency is in the process of establishing a comprehensive, Agency-wide information security program to safeguard adequately the Agency's information resources. The program embodies a broad approach to information security and includes the following: (1) all types of hardware from PCs to mainframes; (2) all information systems whether automated or manual, and; (3) all kinds of sensitive information, such as confidential business information, Privacy Act information, and data critical to the performance of Agency missions. The development of the EPA information security program is divided into three phases. Phase 1, completed in FY 86, culminated in a draft statement of program purpose, policy, and responsibilities. Phase 2, also completed in FY 86, was devoted to defining the scope of the potential EPA security problem by identifying sensitive Agency information assets and assessing the overall Agency security status. Phase 3 will fully establish an ongoing EPA security program involving the development of policy-implementing guidelines and procedures, and the further development of an employee awareness and training program. Cindy Sayers, 475-8805 FY 86 (C) Draft Statement FY 86 (C) Definition Scope FY 87 Establishment of Security Program FY 88 + On-going Support 4-5 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: Policies and Guidelines Office of Information Resources Management (OIRM) OIRM is charged with developing IRM policies, guidance, and manuals for EPA. Policies fall into three categories, as shown below: o Institutional IRM Policy — Mission-Based Planning — ADP Delegations — State/EPA Data Management o Information Systems and Technology Management — Data Standards — Voice Telecommunications — Software Management — ADP Resources Management — Geographic Information Systems — Artificial Intelligence o Information Management — Library Systems — Information Security — Privacy — Information Collection — Records Management Guidelines and procedures have been issued or are being developed to support all of these policies. Jean Sammon, 475-8673 FY 88 Geographic Information Systems Guidelines EPA System Design & Development Standards Guideline on Financing State Information Technology Local Area Network for Microcomputers Policy Standards for the Electronic Transmission of Laboratory Measurement Results Information Security Manual (This list is included as an example only and is not complete. For further information, contact OIRM). 4-6 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION! CONTACT: PRODUCTS/ SCHEDULES: Records Management Improvement Office of Information Resources Management (OIRM) The Agency has initiated a number of projects to improve records management activities. These include: (1) examining Superfund financial records management and document storage retrieval processes, (2) evaluating Regional Superfund records management improvement projects in Regions I, III, VI, and VII, (3) examining the process used to transfer records to and retrieve records from the Federal Records Center, (4) evaluating the automation potential for records disposition schedules, and (5) developing an Agency-wide Records Management Certification Program to train and certify personnel in major organizational areas as Records Management Officers. The OSWER records management program is discussed in more detail in subsection 3.3, On-going FY 88 Activities. For more information on the Superfund Transactions Automated Retrieval System (STARS), see page 4-15. Tom Tasker, 382-5911 FY 88 Evaluation of Regional Superfund Records Management Projects FY 89 Evaluation of STARS Optical Disk Pilot Evaluation of Records Management Certification Program 4-7 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: State/EPA Data Management Office of Information Resources Management (OIRM) A key IRM activity concerns the principles that govern the management and sharing of data between the EPA and state environmental agencies and the information systems that handle those data. It is EPA policy that Agency reporting requirements and information systems will be responsive to the information needs of state environmental agencies and will take into account the diversity among states in terms of organizations, resources, and program responsibilities. EPA systems that process and store data obtained from states will adhere to data management procedures that avoid duplication of data and effort and that promote integrated environmental program planning between the states and the EPA. Consistent with information security requirements, it is EPA policy to assure timely and reliable state access to any Agency information system that contains data obtained from states in response to EPA reporting requirements. The goal of this activity is to build the infrastructure needed by EPA to (1) develop effective State/EPA data management and sharing, and (2) allow EPA and state line managers to integrate data across media and program lines to target regulatory and compliance activities on risk reduction and environmental results. This program will also give the states access to data in major information systems (PCS, GICS, HWDMS, SAROAD, NEDS, STORET, and CDS) by 1990. This goal is being met through a two-phase process. During Phase I, which began in FY 87, each Region was to initiate a project with one state to assess needs and barriers in the areas of data access, data quality and timeliness, and data integrity. The goals and objectives of Phase II, which will address the issues identified during Phase I, are presently being formulated, the Regions will extend the program to more states each year through FY 90. Sam Conger, 475-8805 FY 87 Initiation of Phase I pilots FY 88 Initiation of Phase II pilots Extension of Phase I FY 90 Completion 4-8 ------- October 13, 1987 NAME: Triennial Reviews for GSA OFFICE: . Office of Information Resources Management (OIRM) DESCRIPTION: EPA is in the second-year cohort of GSA's program of evaluating major IRM initiatives on a three-year cycle. OIRM managed the preparation of EPA's IRM plan for FY 87 - FY 89. The plan is updated annually in November. The two major components of the plan are an overview of EPA's IRM goals and programs, and proposed IRM evaluations for the three-year review process. CONTACT: Jean Sammon, 475-8673 PRODUCTS/ SCHEDULE: To Be Announced in October 1987 4-9 ------- October 13, 1987 4.3. Automated Information System Activities This subsection presents activities pertaining to specific automated information systems. 4-10 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION; CONTACT: PRODUCTS/ SCHEDULE: Comprehensive Risk Information Structure Project (CRISP) Office of Information Resources Management (OIRM) Reduction of risk to the environment and to human health is the EPA's overarching goal. EPA managers and staff need current, accurate, and complete risk information for use in planning, analysis, and decision-making. Risk-related data is now stored in many different EPA systems, and is often difficult to locate, retrieve, and use. OIRM has initiated CRISP to enhance the accessibility and usefulness of EPA's risk-related data Agency-wide. CRISP is not intended to replace or eliminate any existing or planned EPA systems, but to allow easier access to existing Agency data resources and easier combination of data from different systems into integrated outputs. OIRM anticipates that CRISP will result in a data environment which enables users to better formulate their questions regarding human and environmental risk, retrieve relevant data from EPA's major programmatic systems, and integrate data for analysis and decision-making. OIRM has initiated a project to analyze and prototype CRISP. The project has three purposes: to better define what CRISP is, to prepare an implementation plan for CRISP, and to prototype key CRISP concepts and features. Steve Young, 382-5625 FY 88 Completion of initial analysis Preparation of implementation plan Start of prototyping FY 91 Full implementation 4-11 ------- October 13, 1987 NAME: Grants Information and Control Systems (GIGS) OFFICE: Office of Administration and Resources Management (OARM) DESCRIPTION: GICS provides information on all EPA grant programs to users in Headquarters, Regional offices, and State offices. The goals of modernization are to improve data integrity; improve efficiency of data handling; provide easy access to the data for a wider variety of users, including managers; and make GICS generally more responsive to the user community. CONTACT: Mike Kaplan, 382-5305 PRODUCTS/ SCHEDULE: FY 86 All files converted to ADABAS data bases FY 87 On-line national data entry system for construction available FY 88 Implementation of all Regional data entry systems complete FY 89 COBOL batch update converted to Natural 4-12 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: Information Systems Inventory (ISI) Office of Information Resources Management (OIRM) OIRM began development of a comprehensive system inventory in 1984. The initial inventory of over 500 manual and automated information systems was released in 1985; the first annual update of the inventory was completed in FY 86. OIRM is assessing current requirements for the inventory, potential enhancements to the existing inventory system, and long-term management plans. The inventory is an IBM PC-based, dBASE III application that is menu-driven and contains descriptions and characteristics of the Agency's information systems. EPA staff, EPA contractors, and states may receive a copy of the database by submitting a written request to OIRM. Other parties may obtain a copy of the database through NTIS. Gordon Schisler, 475-9344 FY 88 Implement ISI Long-term Management Plan 4-13 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: Integrated Financial Management System (IFMS) Office of Administration and Resources Management (OARM) IFMS is being developed to replace two systems currently in operation: the Agency's Financial Management System (FMS) and the Resource Management Information System (RMIS), the Agency's budget system. In accordance with OMB Circular A-127, the goals of the project are to improve data integrity; implement single-source data entry; provide a system which requires all resource actions to interface with a central funds control process before any activity affecting the available balance of funds; and provide a centralized data base. Paul Wohlleben, 382-5107 FY 86 (C) RFP for commercial software FY 87 Award of contract FY 88 Adaptation of commercial software Pilot operations 4-14 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACTS: PRODUCTS/ SCHEDULE: Superfund Transactions Automated Retrieval System (STARS) Office of Administration and Resources Management (OARM) In order to prosecute cost claims for Superfund cleanup activities, EPA must provide accurate, timely, & complete documentation. The present Active Site Files support the current level of activity, but because they are mostly manual, they require a great deal of space and may be unable to support expected growth in Superfund activities. STARS will be a new cost document management system which will improve cost-effectiveness and document control, and provide flexibility for further improvements. The STARS business model calls for capturing document images in the Regions as the documents are produced, and use those images for local processing. Images will be periodically transferred to a central facility for permanent storage. Central staff will prepare cost recovery packages and conduct redaction; Regions will have access to, and control over, images stored at the central facility. During FY 88, an optical disk technology pilot will test STARS requirements in three locations. Bryon Griffith, 382-5638 Tom Tasker, 382-5911 FY 87 Requirements and Options Analyses for Improved Superfund Financial Records Management FY 88 Pilot Hardware Installation Pilot Software Development Pilot System Operation Active File Conversion FY 89 Pilot System Evaluation Detailed Design and Implementation 4-15 ------- October 13, 1987 4.4. Technology Activities This subsection presents three activities aimed at implementing or appraising new information technology for Agency-wide use. 4-16 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULES: ADP Modernization Office of Administration and Resources Management (OARM)/National Data Processing Division (NDPD) An ADP modernization program has been underway in the Agency since 1983. The overall goal of the modernization program, which is scheduled to be completed in FY 88, is to replace the current automatic data processing resources of the Agency with modern, cost-effective technology. The two major components of the program are mainframe modernization and distributed processing modernization. The three basic elements of the mainframe modernization component are: (1) to replace and expand the IBM-compatible mainframes with modern IBM-compatible technology, (2) to standardize major EPA databases under a single DBMS technology, and (3) to upgrade telecommunications support for remote processing sites, including faster, more efficient service and full screen interactive CRT support for regional offices and other sites. The three basic elements of the distributed processing modernization component are: (1) to extend full IBM-compatible mainframe service to the EPA regions and other major sites, (2) to install PRIME office computers in each region and other distributed sites to meet data processing needs that are not addressed by the "logical mainframe," and (3) to upgrade laboratory computing resources. Specific areas to be addressed in FY 88 are identified under "Products/Schedules" below. Procurements are anticipated in each of these areas. Dennis Schur, 8-629-3751 FY 88 ongoing modernization in the areas of minicomputer support, local area networks, and electronic publishing 4-17 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: CONTACT: PRODUCTS/ SCHEDULE: End-User Computing Office of Administration and Resources Management (OARM) The Agency is developing an Agency-wide end-user computing program. Over the past five years, the EPA has conducted acquisitions of several traditional end-user technologies (for example, word processors, personal computers, computer-based messaging, and office computers). In conjunction with these acquisitions, the Agency has modularly constructed its end-user computing program to match the environment of these technologies. End-user program development will focus on the effective integration of acquisition, technology, services, support, and management. Bryon Griffith, 382-5638 Ted Harris, 8-629-2538 FY 88 Program Review 4-18 ------- October 13, 1987 NAME: OFFICE: DESCRIPTION: Technology Pilots Office of Information Resources Management (OIRM) Several ongoing systems projects serve two purposes: to support program office activities, and to permit pilot testing of technologies new to the Agency. At present there are four such projects or groups of projects underway: Local Area Networks: Local Area Networks are being tested as part of projects in three locations: the Office of the Administrator, Region IV, and the Office of Research and Development. Agency-wide strategy and policy are being developed for issuance by mid-FY 88. Contact; Ted Harris, 8-629-2538 Optical Disks; The Superfund Transaction Automated Retrieval System (STARS) uses optical disk-based technology for data storage and retrieval. See page 4-15. Contact; Tom Tasker, 382-5911 Artificial Intelligence; OIRM is establishing a program to ensure that the Agency is strategically positioned to derive maximum benefit from AI technologies. Elements of the program include: facilitating and accelerating use of AI where these technologies offer important capabilities; establishing AI policies and guidelines; and implementing an AI clearinghouse to maintain information on both AI in general and EPA's AI projects. Contact; Steve Young, 382-5625 Geographic Information Systems; Many Agency programs depend on geographically-based data. A number of systems are in operations or under development in program offices, regions, and states. During FY 87, the Agency began work to determine its overall CIS needs and analyze technical alternatives for an appropriate CIS hardware/software/data architecture. A draft CIS Guidelines Document was published in FY 87; final guidelines and a policy document will be published early in FY 88. Contact; Steve Schilling, 382-5636 4-19 ------- ------- October 13, 1987 5. AGENCY-WIDE AND OSWER ADP EQUIPMENT, SOFTWARE AND TELECOMMUNICATIONS TABLE OF CONTENTS 5.1. Introduction 5-1 5.2. Agency-wide Computing Facilities: NCC, WIC, Regions, and Laboratories 5-1 5.2.1. Agency-wide Hardware 5-1 5.2.2. Agency-wide Software 5-3 5.2.3. Agency-wide Telecommunications 5-8 5.3. OSWER Computing Facilities 5-10 5.3.1. OSWER Computing Hardware 5-10 5.3.2. OSWER Computing Software 5-11 5.3.3. OSWER Telecommunications 5-11 ------- October 13, 1987 5. AGENCY-WIDE AND OSWER ADP EQUIPMENT, SOFTWARE AND TELECOMMUNICATIONS 5.1. Introduction This section describes EPA's and OSWER's hardware, software and telecommunications environment. The current and future computing environments of both EPA and OSWER are described briefly and supplemented with charts and graphs. 5.2. Agency-wide Computing Facilities; NCC, WIG, Regions and Laboratories EPA has a wide range of computing facilities, hardware, software, and communications capabilities. These facilities are located throughout the United States and are controlled by the National Computing Center (NCC), regional offices, and laboratories. NCC operations are conducted at two locations, the National Computer Center at Research Triangle Park, North Carolina, where the central mainframe computer is located, and the Washington Information Center (WIC) at EPA Headquarters in Washington, D.C. The ten regions, located in Boston, New York, Philadelphia, Atlanta, Chicago, Dallas, Kansas City, Denver, San Francisco, and Seattle, operate smaller regional processing centers. The Office of Research and Development (ORD) operates laboratories in Ada, OK, Athens, GA, Cincinnati, OH, Corvallis, OR, Duluth, MN, Gulf Breeze, FL, Las Vegas, NV, Narragansett, RI, and RTP, NC. In Exhibit 5-1, Region 8 and OECM's National Enforcement Identifications Center (NEIC), both located in Denver, Colorado, are presented as a single unit because they share major computer resources. 5.2.1. Agency-wide Hardware Exhibit 5-1 depicts the hardware and communication configuration of the NCC, WIC, regional offices and ORD laboratories. This exhibit highlights the importance of the NCC as the center of EPA's computer services. The NCC serves EPA users in the Washington, D.C. Headquarters; Regional offices; and laboratories. In early October, the NCC installed an IBM 3090-300E to support the bulk of EPA's centralized mainframe processing demand. The IBM 3090-200 in use prior to the implementation of the new model will be reinstalled and bundled with the IBM 3090-300E in FY88. The 3090-200 was a heavily used machine, with an average utilization rate of 100% for the prime shift and 90% for the entire production day. The bundled 3090-300E and 3090-200 will substantially increase NCC's computing capacity. NCC currently operates several other CPUs, including an IBM 5-1 ------- EPA HARDWARE CONFIGURATION EXHIBIT 5-1 PrimeNa Ring LAN 22 PRIME MMcunpukn DtdcakdUna 33L«/MKbpi Regional Offices Rtgon (and NBC ttmn nJoronoud Washington Information Center (WIQ/WSM Dtdkaltd LJnc* SUKttUK bp. ORD Laboratories DM3M*-2M(Tabt bundled wBUhtOM 30M.3MEbFV(«) Vu PDF ll/7r« IBM 4X1 (Sjitcm IBM 4M1 (D«lkd«j la VTS) IBM 3090-300E National Computer Center (NCCVRTP o o rr O cr (B 00 ------- October 13, 1987 4381 mainframe, an IBM 4341 mainframe, a PDF 11/70 minicomputer, PRIME minicomputers and a Sperry 1100/82 mainframe. The IBM 4381 is primarily used for system testing prior to implementing new or enhancing existing systems on the IBM 3090. The IBM 4341 is used primarily by the Office of Toxic Substances (OTS) to support confidential business information processing. The Sperry 1100/82 is an older mainframe whose use is limited to specific scientific applications. The use of the Sperry will terminate in October, 1988. In Fiscal Year 1987 the Office of Research and Development (ORD) will acquire six MicroVax II computers. The Washington Information Center located at the Waterside Mall (WSM), provides Headquarters users with remote access to most required facilities and services. The CPUs at the WSM include an IBM 4381 mainframe, 22 PRIME minicomputers, two POP 11/70 minicomputers, and many IBM PC compatible microcomputers. The IBM 4381 communicates with the IBM 3090 at NCC RTF and is used primarily for batch submission and output retrieval services for local users. The PRIME minicomputers are used to support local office information processing needs, administrative systems, office automation functions, and as a communication link between the microcomputers and mainframes. Users can use the IBM PCs for stand alone processing or to connect to the mainframe or PRIME as a remote terminal. The regional offices use a mix of IBM 4381 mainframes, POP 11/70 minicomputers, and PRIME minicomputers. The ten regional offices of the EPA are in a period of hardware transition as Exhibit 5-1 indicates. At this time, six of the ten regions have accepted delivery of IBM 4381 mainframes or Logical Mainframes (LMF) in accordance with the ADP Modernization Plan. The other four LMFs will be installed in late FY87 or FY88. Those regions which have not received IBM 4381s continue to use the existing POP ll/70s. The LMFs will replace the POP ll/70s and are intended to reduce the load of the IBM 3090 mainframe at NCC. The regions also use PRIME minicomputers as a link between microcomputers and mainframes, and run local office systems and other software packages. ORD's laboratories are equipped with VAX 785 minicomputers. As exhibit 5-1 indicates, all of the laboratories have their own VAX 785 except for Corvallis, OR and RTF. RTF has a VAX 785 and 8600 configured in a cluster, and Corvallis will complete a VAX 8600/785 cluster by October, 1988. Cincinnati plans to install an IBM 4381 LMF in FY88 as part of the ADP Modernization Plan. 5.2.2. Agency-wide Software EPA uses a variety of software to meet its diverse information processing needs. Exhibit 5-2 shows the software configurations which are commonly available to agency users on the IBM 3090 mainframe, the VAX minicomputers, the PRIME 5-3 ------- EXHIBIT 5-2. EPA SOFTWARE Ul I For IBM 3090 Mainframe at NCC COMMUNICATIONS: o CICS o Kermit (PC to Mainframe) o SNA o NPSI (X.25) DATA BASE MANAGEMENT SYSTEMS: o Adaptable Data Base System (ADABAS) o BASIS o Integrated Database Management System (IDMS) o System 2000 DEBUGGING AND OPTIMIZING SYSTEMS: o OPTIMIZER III FILE MANAGEMENT SYSTEMS: o Data Catalog 2 (OC2) o PANVALET Program Management and Security System FOURTH GENERATION LANGUAGES: o Focus GRAPHICS SOFTWARE: o Ca1Comp Software o Cartographic Automatic Mapping o Cuechart o Data Connection o Device-Driver Subroutine Libraries o DISSPLA o GEOMAP o InterOrg o ISSCO-Graphical Kernal System (GKS) o POLYVRT o SAS/GRAPH o Surface II Graphics o Tektronix Terminal Control System (TCS) o Tektronix Advanced Graphics II (AGII) GRAPHICS SOFTWARE (CONTINUED): o Tektronix Preview o Tektronix Interactive Graphics Library (IGL) O TELL-A-GRAF O TELLAPLAN MATHEMATICAL AND STATISTICAL PACKAGES: o Biomedical Computer Programs (BMDP) o Econometric Software Package (ESP) o GLIM 3.0 o International Mathematical and Statistical Library (IMSL) o Math Prog Sys (MPS) III o Procedure Library-Mathematics (PL-MATH) o Statistical Analysis System (SAS) o Statistical Package for the Social Sciences (SPSS-X) PROGRAMMING LANGUAGES: o Assembler Language o BASIC o COBOL O FORTRAN O PL/I RETRIEVAL AND REPORTING SYSTEMS: o Inquiry and Reporting System (IRS) o Easytrieve SIMULATION AND MODELING SYSTEMS: o General Purpose Simulation System (GPSS) o Simulation PL/1 (SIMPL/I) TEXT EDITORS: o Script SPREADSHEETS: o Megacalc O O rr O CT n> oo ------- EXHIBIT 5-2. EPA SOFTWARE (continued) For VAX Minicomputers U1 I COMMUNICATIONS: o OECnet o BITNET (Academic Community FV88) o HASP DATA BASE MANAGEMENT SYSTEMS: o FOCUS o BUILDER ELECTRONIC MAIL: o VAX MAIL FOURTH GENERATION LANGUAGES: o Focus GEOGRAPHIC INFORMATION SVSTEM o ARC/INFO GRAPHICS SOFTWARE: o Graphical Kernal System (GKS) o SAS/GRAPH MATHEMATICAL AND STATISTICAL PACKAGES: o International Mathematical and Statistical Library (IMSL) o Statistical Analysis System (SAS) o Mlnitab o RF1 PROGRAMMING LANGUAGES: o FORTRAN 77 o Pascal TEXT EDITORS/WORD PROCESSORS: o MASS I I o WordPerfect SPREADSHEETS: o FOCALC 20/20 (Integrated with FOCUS) O O rr O cr ID <£> oo ------- EXHIBIT 5-2. EPA SOFTWARE (continued) For PRIME Minicomputers LT1 I COMMUNICATIONS: o Kermit (PC to PRIME) o PRIMELINK (PC to PRIME) o LAN 300 (Ethernet) o PRIMENET (PRIME to PRIME) o PRIMENET X.25 (PRIME to Vax. IBM. etc.) o PRIME/SNA (PRIME to IBM) o Rtngnet (PRIME LAN) DATA BASE MANAGEMENT SYSTEMS: O INFO o INFORMATION DEBUGGING AND OPTIMIZING SYSTEMS: o Source Level Debugger ELECTRONIC MAIL: o ELINK o DIALCOM (EPA E-MAIL) FILE MANAGEMENT SYSTEMS: o INFO O INFORMATION O MIDAS + GRAPHICS SOFTWARE: o VERSAGRAPH o TELL-A-GRAF o 20/20 GEOGRAPHIC INFORMATION SYSTEM o ARC/INFO MATHEMATICAL AND STATISTICAL PACKAGES: o Statistical Analysis System (SAS) o Minltab PROGRAMMING LANGUAGES: o BASIC o COBOL O FORTRAN 77 o Pascal SIMULATION AND MODELING SYSTEMS: O MODEL TEXT EDITORS/WORD PROCESSORS: o INFOTEXT o WORDMarc o TEXT o EMACS o ED SPREADSHEETS: o 20/20 O O rr O CT (D Ui vo 00 ------- EXHIBIT 5-2. EPA SOFTWARE (continued) ui I CAREER DEVELOPMENT: o EPA Discover COMMUNICATIONS: o Crosstalk XVI o IRMA Link FT/3278 o Keren! t o PRIMELINK o Async ASCII (LEXITRON) o Nova I Ie Netware DATA BASE MANAGEMENT SYSTEMS: o dBASE III Plus o PC INFO DECISION MANAGEMENT: o Lightyear DESK MANAGERS: o PC-desk o Sidekick Version 1.5 o Topvlew o Speed Reader II FOURTH GENERATION LANGUAGES: o PC FOCUS GRAPHICS SOFTWARE: o Autocad o Cuechart o Energraphics Version 1.3 o Freelance Plus Version 2. o GEM Desk o GEM Draw o GEM Wri te o Graphics Partner o Graphwr1ter o Microsoft Chart For IBM and Compatible Microcomputers GRAPHICS SOFTWARE (CONTINUED): o PC Paintbrush Version 2.5 o PCrPlot III Version 3.531 o PC-Storyboard o The Grafix Partner 1.6 o The Plotter Partner INTEGRATED PACKAGES: o Framework Version 1.1 OPERATING SYSTEMS: o IBM DOS Version 3.1 PROGRAMMING LANGUAGES: o IBM Advanced BASIC o LMS COBOL PLEX o MPC BASICA Version 2.0 o Turbo Pascal 3.Ola PROJECT MANAGERS: o Microsoft Project o Superproject PUBLICATION: o Technotes SPREADSHEETS: o LOTUS 1-2-3 Version 2.01 o SuperCalcS TEXT EDITORS/WORD PROCESSORS: o WYLBUR/PC o Display Write 3 o Multimate Advantage o WordPerfect Version 4.2 o Wordstar 3.31 o Wordstar 2000 Plus O O rr O CT 0) 00 ------- October 13, 1987 minicomputers and the IBM PC compatible microcomputers. Note that the PRIME minicomputers and IBM PC compatible microcomputers are available for use at NCC, WIC, and the regions. The VAX minicomputers are used by the laboratories of the Office of Research and Development (ORD). The IBM 3090 mainframe is located at RTP, North Carolina, but is available to all users through various networks. Several software changes are currently planned. SPSS-X, a statistical package for the 3090 mainframe, will be removed from the system on September 30, 1987. ORD is changing its DBMS environment from BUILDER to FOCUS and should complete this change within two years. 5.2.3. Agency-wide Telecommunications Telecommunications allow computer systems to communicate and share data over great distances. For example, telecommunications makes it possible for a microcomputer user in San Francisco to store and retrieve data on a PRIME minicomputer in Washington, DC. There are four major communication systems of interest: for the IBM 3090 mainframe, VAX minicomputers, PRIME minicomputers, and IBM PC and compatible microcomputers. Telecommunications on the NCC IBM 3090 mainframe system is provided for interactive terminals and remote batch, Remote Job Entry (RJE) terminals. Regional offices, EPA Headquarters, various contractor sites and laboratories computer systems access the NCC IBM 3090 system through COMTEN and IBM 3725 front end processors. Remote job entry and interactive data transmissions are carried to the 3090 over dial INWATS (800) and TYMNET circuits and AT&T dedicated circuits. The IBM 3090 supports an interactive access network of 3270-type terminals and ASCII CRTs and microcomputers which do not have 3270 emulation cards by using 3270 protocol conversion. Mainframe-to-mainframe links allow IBM 4381 mainframe users at regional offices and the WIC access to the NCC IBM 3090 mainframe. TYMNET provides NCC with international and national access for interactive users. This access is available in over 400 cities in the United States through locally dialed numbers using System Network Architecture (SNA) for RJE and 3270 access and NPSI for ASCII and graphics. The agency DEC VAX minicomputers communicate with each other through DECnet, facilitating file transfer and application sharing. DEC VAX computers communicate with the PRIME minicomputers using the X.25 protocol. The EPA's DECnet has recently added SNA capabilities so that the VAX minicomputers can act as 3270 and RJE terminals for the IBM 3090 mainframe. In October 1987 the ORD VAX minicomputers will be connected to BITNET, a technical information network used primarily by academic institutions. IBM PCs and compatible microcomputers can 5-8 ------- October 13, 1987 communicate with the VAX through the use of software such as KERMIT and Crosstalk. There are approximately 44 PRIME minicomputers throughout the agency. The PRIMES communicate with the IBM 3090 and IBM 4381 logical mainframes through PRIME/SNA. This allows PRIME users on the PRIME network to use any PRIME terminal to enter data through full screen (3270) applications as if their terminal were connected to the IBM 3090 at the NCC. Users can use the PRIMES for Remote Job Entry (RJE) to upload or download jobs and data to the IBM or Sperry Mainframes. The PRIMES communicate with the mainframe using the 3725 front end processor. There are 22 PRIME minicomputers at the Waterside Mall (WSM) which communicate through Ringnet, a token ring Local Area Network (LAN). Four other PRIME LANs exist in the EPA system: Chicago, Cincinnati, PCMD, and RTF. All of the PRIMEs in the network can communicate with each other, the 3090, and all DEC VAXes through the X.25 protocol. IBM PC compatibles can communicate with PRIME minicomputers through software packages such as Kermit, PRIMELINK or Crosstalk. The agency has a contract which allows the purchase of up to 5000 IBM PC compatible machines in the next five years. These systems can be linked to each other and to minicomputers and mainframes. The PCs communicate through software packages such as Crosstalk or Kermit using either dedicated lines or modems. The PCs communicate with the PRIME minicomputers through PRIMELINK which also allows a PRIME minicomputer to act as a link between the PC and the mainframe. EPA's mainframes, minicomputers and microcomputers are situated at a number of locations, including NCC, the WIC, the ten regional offices, and the ORD laboratories. Two types of links, dedicated and dial-up lines, were established to link these locations. Dedicated lines are those circuits permanently assigned to specific data centers while dial-up lines are temporary connections between a terminal and a computer in another location, usually through the use of a modem. Exhibit 5-1 indicates the routes of the major lines. The dedicated lines are used to carry data between locations with heavy flows of data. The largest flow of traffic in the system is between the WIC and NCC where two large capacity T-l lines have been leased, with a third line planned for installation in approximately eighteen months. These lines are capable of transmitting 1.544 million bits (megabits) per second. Multiplexers divide the bandwidth into smaller 9600 to 56K bps channels. NCC and the WIC typically communicate with the regions using two AT&T 16.8 thousand bits (kilobits) per second voice-grade circuits. New York, Atlanta, and Denver/NEIC have heavier traffic and use a single 56K bps Data-Phone Digital Service (DOS) circuit, a more economical alternative than adding 5-9 ------- October 13, 1987 a third 16.8K bps circuit. DOS is used to transmit data in digital rather than analog form for faster data transmission. For cost considerations, Chicago and the regional offices located in New England (i.e. Boston, New York, and Philadelphia) direct some or all of their data traffic to the WIC where it is sent through the T-l line to NCC. Chicago and Philadelphia are unique in that they are the only regional offices to have direct connections with both the WIC and NCC. ORD laboratories communicate with ORD at NCC through direct links, through a TYMNET packet switching network, through dial-up lines, and by routing communications through the nearest regional offices. Cincinnati and Las Vegas communicate directly with NCC using two 16.8K bps voice grade circuits for a total capacity of 33.6K bps each. Corvallis and Duluth communicate with RTP through a 9600 bps TYMNET packet switching network. Gulf Breeze, Athens, and Narragansett route their communications to RTP through the nearest regional office at a rate of 9.6K, 16.8K, and 16.8K bps respectively. Ada is the only laboratory that relies totally on dial-up lines for its communication. The dial network utilizes TYMNET, local, and INWATS (800) services to provide access for over 5000 interactive TTY users and over 200 Remote Job Entry (RJE) users to agency host computers. Additionally, dial 3270 service has recently been initiated, primarily for PC's utilizing IRMA/COM or CXI cards which enable a PC to emulate an IBM 3270 control unit. Data is transmitted over the dial networks at rates of 300, 1200, and 2400 bits per second (bps), and 4800 bps for RJE users through INWATS. EPA has exercised two options in the new TYMNET contract. The first exercised option requires that TYMNET pay for all the INWATS service where there is no local node for TYMNET service. The second option required TYMNET to develop a 30 node dedicated packet switching network. Approximately 25 of these nodes are located at state capitals and the remaining five are located at laboratories. 5.3. OSWER Computing Facilities This section describes OSWER's current hardware and software environment, and summarizes future changes in hardware and software budgets as reported in FIRMIS. 5.3.1. OSWER Computing Hardware OSWER has access to both the IBM 4381 mainframe at the WIC and the IBM 3090 mainframe at NCC, and owns three PRIME minicomputers and nearly 500 microcomputers. For more information on the mainframes available for OSWER use, refer to section 5.2.1. The following paragraphs will address OSWER's minicomputers and microcomputers, and planned changes in 5-10 ------- October 13, 1987 expenditures on hardware. The OSWER PRIME environment is composed of three PRIME computers; a PRIME 2250, which is used for smaller applications, development and training (OSWER); a PRIME 2655 (OSWR1) used for larger applications; and a second PRIME 2655 (OSWR2), which supports the Office Resource Management System (ORMS), the Management Tracking System (MTS), and FIRMIS. OSWER also uses the PRIME minicomputers for ELINK electronic mail. Exhibit 5-3 indicates the tremendous growth in the number of microcomputers in OSWER between FY86 and FY87. Overall the number of PCs has increased 150% from roughly 200 in FY86 to 500 in FY87. The number of Laptops and Apple microcomputers has doubled, no Lexitron Word Processors have been added and IBM PC compatibles have increased 745%. OSW's use of IBM compatibles has increased the most dramatically, increasing ten fold from approximately 10 in FY86 to just over 100 in FY87. Exhibit 5-4 indicates the FY88 and FY89 budgets for hardware and software purchases, and equipment maintenance as reported by FIRMIS. This graph represents the expenditures for all FIRMIS activities, i.e., those activities identified in section 3 of this Guide and other activities relating specifically to hardware and software purchases. Overall expenditures on hardware and hardware maintenance will increase by about 80% and 100% respectively.. OSW, OWPE, and OERR show the largest projected increases in hardware expenditures. 5.3.2. OSWER Computing Software Exhibit 5-4 indicates that according to preliminary figures provided by FIRMIS there will be a 90% increase in software acquisition expenditures from FY88 to FY89. The greatest increases will be in OWPE and OSW which have increased their software budget by a factor of four and three respectively. Note that this increase is consistent with their planned increases in hardware purchases. For a description of the specific software available to OSWER refer to section 5.2.2. which describes EPA software. Individual information systems specific to OSWER are discussed in Chapter 3. 5.3.3. OSWER Telecommunications OSWER computer systems are connected to the rest of EPA through a series of telecommunication links. OSWER1s PRIME minicomputers are connected to the other PRIMEs at the WSM through Ringnet, a token ring LAN. PRIMEs on this LAN communicate with other EPA PRIME systems through the X.25 5-11 ------- Exhibit 5-3 OSWER PC Hardware FY86 & FY87 01 I PCs 60 40 20 0 AA OWPE OSW OUST Program Office Equipment OERR Q IBM/Compatible FY86 0 IBM/Compatible FY87 S LexitronFY86 K3 LexitronFY87 • Laptop FY86 D Laptop FY87 H Apple Macintosh FY86 H Apple Macintosh FY87 o o rr O cr (D u> (D 00 ------- Exhibit 5-4 OSWER Planned Hardware & Software Budgets for FY88 & FY89 1000 Ul I SlOOO's AA OWPE OSW OUST Program Office Equipment OERR B Hardware FY88 Q Hardware FY89 S3 Hardware Maintenance FY88 Q Hardware Maintenance FY89 • Software FY88 D Software FY89 o o rr O CT 0> n oo ------- October 13, 1987 protocol and to the IBM 3090 mainframe via PRIME/SNA for 3270 and RJE and IBM-NPSI for ASCII and graphics. OSWER's interactive TTY and microcomputer users access the IBM 4381 mainframe at the WIC and the IBM 3090 mainframe at NCC using dedicated and dial-up lines. Through these connections, OSWER can connect to the EPA telecommunication networks. More detailed discussion of these networks can be found in section 5.2.3. 5-14 ------- 9s 1 o GO •a ------- October 13, 1987 6. INFORMATION MANAGEMENT SUPPORT TABLE OF CONTENTS 6.1. Introduction 6-1 6.2. WIC and NCC Support 6-1 6.2.1. Consulting and Technical Assistance 6-1 6.2.2. Training and Publications 6-2 6.2.3. WIC User Groups 6-2 6.3. EPA Library 6-3 6.4. Electronic Mail 6-4 6.5. Bulletin Board System 6-5 6.6. OIRM Supported Timeshare 6-5 ------- October 13, 1987 6. INFORMATION MANAGEMENT SUPPORT 6.1. Introduction This section describes information management (IM) support services that are available to EPA employees and contractors. Each area of support is described briefly and supplemented with contacts and phone numbers. 6.2. WIC and NCC Support The Washington Information Center (WIC) and the National Computer Center (NCC) in North Carolina provide hardware, software, and system development consulting, and user training. The WIC also publishes several bulletins to keep users informed of agency hardware and software procurement changes, user group meetings, new hardware and software usage procedures, and other related information. 6.2.1. Consulting and Technical Assistance The WIC supports users in four primary areas: o The Technical Center offers technical support for using microcomputers, word processing, and mainframe graphics; o The PRIME Support Team offers assistance for using the Agency's standard minicomputer systems; o The Operations Group provides mainframe support; and o The Telecommunications Group oversees data communications and assists users with data transfer between PC's, minicomputers, and mainframes. These assistance groups analyze users' needs, oversee application development processes, evaluate programs, and provide general assistance on a walk-in or telephone basis. Also supported are equipment and software installation, system upgrades, problem diagnoses, data recovery, and preventative maintenance guidance. The NCC offers expert Agency and contractor personnel experienced in planning, in adapting and testing operating systems, in managing critical and sensitive data, and in working closely with Federal, State, and business organizations. The following support services are provided: o Telecommunications support including user assistance and terminal procurement; 6-1 ------- October 13, 1987 o Technical support including IBM, Sperry, and DEC software support, utilization accounting, capacity planning, and performance analysis; and o Operations support including security, I/O control, tape and disk libraries, data management, micrographics, keypunch services, courier services, production control, and system status recording. There are many different support hotlines and information contacts, corresponding to the wide range of technical assistance available. The WIC receptionist at 488-5900 can provide general information and assistance for directing further questions. 6.2.2. Training and Publications The Washington Information Center (WIC) at EPA headquarters and the National Computer Center (NCC) in North Carolina offer full-day courses and half-day seminars on many different hardware and software products. Two bulletins, EPA's "The Connection" and "WIC Schedule of Seminar Programs", publish information about training courses and seminars, including schedules of upcoming courses and seminars, course and seminar descriptions, places, and lecturers. The NCC also issues a new monthly publication, called "Quick Bits" containing tips on microcomputer usage. Course and seminar topics currently offered include communications, database management systems, disk operating systems, EPA E-Mail and Bulletin Board systems, graphics, word processing, spreadsheets, and project planners. Courses and seminars are also available for specific hardware training, e.g., Apple Macintosh, PRIME minicomputer, IBM PC and compatibles, and IBM mainframe. The WIC's facilities include training rooms, a public terminal area, an audiovisual room with video training cassettes, a document reference library, and conference rooms. For additional information about training at the WIC refer to the current distributions of the above named bulletins, or contact Training Information at 488-5974 or Training Registration at FTS/629-7862 (direct: 919/541-7862). Also, information about NCC training may be addressed to: EPA National Computer Center NCC Training Office - MD 34B Research Triangle Park, NC 27711 6.2.3. WIC User Groups The WIC sponsors many user groups, most meeting monthly. The following is a list of the major user groups: 6-2 ------- October 13, 1987 ADABAS Novice dBase PC (General) Expert Systems Interest Group PC Site Coordinators FOCUS PRIME Graphics PRIME INFO Lotus 1-2-3 The bulletin, "The Connection" contains information on upcoming meetings and minutes from prior user group meetings. 6.3. EPA Library The EPA library at the Washington Information Center provides many databases for retrieving full-text articles or special statistical, directory, or financial information from sources throughout the country and the world, and compiling bibliographies with abstracts of relevant books, government documents, conference proceedings, reports, and newspaper and journal articles. Some of the relevant data bases available are: o National Groundwater Information Center Database — EPA sponsored database on occurrence and utilization of ground water and on water well technology. o Dialog Information Retrieval Service — Commercial vendor of more than 200 databases including Pollution Abstracts, Enviroline, Chemical Regulations and Guidelines, Social SciSearch, and The National Technical Information Service (NTIS). o NEWSNET — Full text database on environment, chemicals, government and regulation, public relations, farming and food, research and development, and electronics and computers. o National Library of Medicine (NLM) On-line Service — Bibliographic citations on biomedical literature with special files on population, cancer, and toxic substances. o NEXIS — Full text database containing general and business news. o CAS Online — Contains records for the documents covered since 1967 in the printed version of "Chemical Abstracts". In addition to these and other databases, EPA's Information Services Branch and Library developed a special collection of documents related to hazardous waste, called the Hazardous Waste Collection Database. The collection contains bibliographic and 6-3 ------- October 13, 1987 abstract information about each document and is organized into three areas: o Periodicals; o Monographs: Books, non-EPA reports, EPA reports, OSWER policy and guidance directives, legislation and regulations; and o Commercial Databases. The entire collection is available in dBase III on an IBM PC/AT located in a separate area of the EPA library. The database can be searched by many different criteria, with the assistance of the library reference staff. Hard copies of documents in the collection are available in the Headquarters and Regional libraries, the National Enforcement Investigations Center, and many of the laboratory libraries. The Hazardous Waste Collection Database can be purchased from the National Technical Information Service (NTIS) for non-EPA personnel. Contact the EPA Headquarters Library reference staff at 382-5922 for further information. 6.4. Electronic Mail The Office of Information Resources Management (OIRM) manages a contract with DIALCOM for EPA's electronic mail (E-Mail) services. E-Mail is a very effective tool for informal communications, distribution of draft documents for comment, and official correspondence. The facility provides for nationwide communication from and to: EPA headquarters, regional offices, field sites, and states. Access to E-Mail is through connection to Tymnet or Telenet, or by direct dial to DIALCOM if local. PRIME users have direct access via the PRIME network. Currently OSWER Headquarters has approximately 120 personal or organizational accounts, called "mailboxes". Organizational mailboxes are often shared by several users so as many as several hundred OSWER employees use E-Mail. In addition to sending messages to other E-Mail users, the following services are available through the Agency's E-Mail contract: o Electronic Publishing System (EPUBS) - EPUBS supports the maintenance and retrieval of full text or indexed documents. o Executive Calendar System - The calendar is an automated appointment book, which can be shared by up to fifteen users. Meetings may be scheduled for one, several, or all participants in the group. 6-4 ------- October 13, 1987 o Official Airline Guide (OAG) and News Services - Due to the expensive costs, there is very limited access to these services. For more information about the Agency's E-Mail system, contact E-Mail User Support at 382-5639. OSWER uses another electronic mail facility on the PRIME minicomputers, called E-Link. E-Link is used for intra-office communications; it is only available on the PRIME network. For more information about E-Link, contact one of the five PRIME Project Administrators (one for each OSWER office), the Prime support group, or the PRIME System Administrator. 6.5. Bulletin Board System The EPA Bulletin Board System (BBS) is a message center for information exchange and has the means of allowing users to upload and download Public Domain programs. BBS is not a public system; it is restricted to EPA employees, EPA contractors, and EPA grantees. All communications are performed using Crosstalk software, the EPA standard for PC communications. Refer to the "Guide to the U.S. EPA Bulletin Board System with Public Domain Software Listings" for using BBS. Additional information can be obtained by calling the EPA BBS at 484-7215. 6.6. OIRM Supported Timeshare As the National Program Manager for NCC timeshare use, the Office of Information Resource Management (OIRM) has the responsibility for allocating time share budgets to all Assistant Administrators' Offices. OIRM also allocates time share resources to the specific offices within OSWER. Time share usage is tracked and reported to user organizations by the National Data Processing Division using the automated Time Share Service Management System. 6-5 ------- g o o VI ------- October 13, 1987 7. CONTRACT PROFILES TABLE OF CONTENTS 7.1. Agency-Wide Contract Vehicles 7-1 7.2. OSWER Contract Vehicles 7-3 ------- October 13, 1987 7. CONTRACT PROFILES This section identifies the contract vehicles through which OSWER may obtain Information Management contractor support. 7.1. Agency-wide Contract Vehicles (accessible through OARM and OIRM) The following contracts provide information management related services available to OSWER, and are administered by either the Office of Administration and Resources Management (OARM) or the Office of Information Resources Management (OIRM). Contractors; American Management Systems, Inc. Arthur Young Booz-Allen and Hamilton JWK International Agency Office and Contact; OARM, Vicki Bailey Scope of Work; Multiple award contract for selective assistance in the design and conduct of detailed analyses of management issues in the following functional areas: o Resources management and systems, including budget and financial management o Personnel and human resources management and services o Organization and management analysis and systems development o Facilities and property management o Occupational health and safety o Communications management and service operations o Administrative services o Information management and services o Automated data processing systems development, acquisition, and operations o Procurement through contracts o Assistance through grants, and interagency and intergovernmental agreements o Initiatives in implementing Agency-wide internal controls, audit resolution and follow-up, and OMB Circular requirements o Initiatives in implementing Government-wide management improvement activities 7-1 ------- October 13, 1987 Contractor; Computer Sciences Corporation Agency Office and Contact; OIRM, Alan Hitter Scope of Work (2 contracts); Systems operations and software maintenance including: o Regional facility management o Laboratory ADP operation o Data handling/management o Software modifications and conversions o General user support o Information center management Scientific applications systems/ laboratory automation systems including: o ADP systems designed specifically for R&D, Environmental Services Divisions, regional laboratories, Environmental Research Laboratories, and other research facilities o Any scientific and/or statistical ADP systems. Contractor: Planning Research Corporation Agency Office and Contact; OIRM, Alan Ritter Scope of Work (2 contracts); Minicomputer and microcomputer systems support including: o PRIME applications systems o Personnel computer systems o Systems development General programming and applications systems development including: o Software development functions and requirements definition o System design and programming o Enhancements to existing systems o Office automation support o Security analysis 7-2 ------- October 13, 1987 Contractor: SYCOM Agency Office and Contact; OIRM, Adriana Fortune Scope of Work; Data base management systems development services including: o System analysis and programming o Audits and evaluation o Documentation and training o User support o Data base administration (DBA) functions Contractor; CRC Systems Agency Office and Contact; OIRM, Adriana Fortune Scope of Work: Office systems development and programming services including o Support for EPA office computer systems o Requirements analysis through design and development to systems installation 7.2. OSWER Contract Vehicles The following contracts provide services that are largely other than information management services, but are used to obtain some information management support. Contractor; Compex Agency Office and Contact; OSW, Jeff Tumarkin Scope of Work; System operation, software maintenance, and user support services for the HWDMS data management system. 7-3 ------- October 13, 1987 Contractor; GSC Agency Office and Contact; OSW, Donna Inman Scope of Work; Design, development, and integration of software modules for the RCRIS data management system. Contractor; NUS Agency Office and Contact; OSW, Pat Murray Scope of Work; Provides programming support, data retrievals for Freedom of Information Act (FOIA) requests and intra-agency requests, and RCRA reporting services. Contractor; CRC Agency Office and Contact; OSW, Jeff Tumarkin Scope of Work; Systems analysis and software testing for the HWDMS and RCRIS data management systems. Office automation design and support for OSW. Contractor: Westat Agency Office and Contact; OSW, Mike Burns Scope of Work; Develops and distributes report questionnaires, and collates and analyzes the data. 7-4 ------- October 13, 1987 Contractor; Research Triangle Institute Agency Office and Contact; OSW, Jim Craig Scope of Work; Develops and distributes questionnaires and receives, collates, and analyzes the data for several Agency surveys. Contractor; Dynamac Agency Office and Contact; OSW, Michelle Wilson Scope of Work; Supports the land disposal restrictions program with the listing effort, methods development, regulatory development, and RIAs. Contractor; ICF Agency Office and Contact; OSW, Nancy Smagin Scope of Work; Computer modelling support for Regulatory Impact Analyses. Conducts industry surveys to obtain data to support regulatory decisions on hazardous wastes. Contractor; Camp, Dresser & McKee Agency Office and Contact: OSW, Marsha Hasson Scope of Work; Data base administration procedures, configuration management plan, and life cycle coordination. Implementation support for pilot and national implementation of RCRIS. 7-5 ------- October 13, 1987 Contractor; Sobatka and Company Agency Office and Contact; OWPE, Chuck Carpenter Scope of Work; Technical, analytical, and evaluation services for the development, evaluation, and review of regulations, inspection protocols and strategy, and enforcement technical policy support relating to RCRA. Includes many technical program tasks, and the following IRM related work areas: o Compiling and analyzing data bases related to facility compliance status, including the production of graphic displays. o Assembling and interpreting data bases from diverse facilities pertinent to characterization of groundwater quality and to facility compliance records. o Data management, data quality assurance, and corrective action. Contractor; Camp, Dresser and Mckee Agency Office and Contact; OWPE, Kate Bouve Scope of Work; Same scope as Sobatka and Company, above. Contractor; Analysis Group Inc. Agency Office and Contact; OERR, John Riley Scope of Work; Spill Program support contract, includes peripheral information management support. 7-6 ------- October 13, 1987 Contractor; Bionetics Agency Office and Contact; OERR, Duane Geuder Scope of Work; General support contract through ORD, includes potentially significant information management support. Contractor; Booz, Allen & Hamilton Agency Office and Contact; OERR, Billie Perry Scope of Work; General management support, includes potentially significant information management support. Contractor; Camp, Dresser & McKee Agency Office and Contact; OERR, Steve Hooper Scope of Work; Remedial Program support, includes peripheral information management support. Contractor; CH2M Hill Agency Office and Contact: OERR, Randy Kaltreider Scope of Work; Remedial Program Support and Technical Program Support, each including peripheral information management support. Contractor: Combustion Engineering Agency Office and Contact; OERR, Jack Kooyoomjian Scope of Work: Removal Program support contract through ORD, includes peripheral information management support. 7-7 ------- October 13, 1987 Contractor; EBASCO Agency Office and Contact; OERR, John Smith Scope of Work; Remedial Program support, includes peripheral information management support. Contractor; Ecology & Environment Agency Office and Contact; OERR, Scott Fredericks Scope o£ Work; Remedial Program support and Removal Program support, each including peripheral information management support. Contractor; ENVIRORESPONSE Agency Office and Contact; OERR, Joe LaFornara Scope of Work; General Support contract through ORD, includes potentially significant information management support. Contractor: ETI Agency Office and Contact; OERR, Camille Lee Scope of Work; General Support and Training, includes potentially significant information management support. 7-8 ------- October 13, 1987 Contractor; GEO/Resources Inc. Agency Office and Contact; OERR, Hubert Watters Scope of Work; Removal Program support includes peripheral information management support. Contractor; Hazardous Waste Technical Service Agency Office and Contact; OERR, Jean Wright Scope of Work; Removal Program support, includes peripheral information management support. Contractor; IBS Agency Office and Contact; OERR, Camille Lee Scope of Work; General support, includes potentially significant information management support. Contractor; ICF Agency Office and Contact; OERR, Billie Perry Scope of Work; Policy analysis support, includes peripheral information management support. Contractor; I-CHEM East Agency Office and Contact; OERR, Mike Carter Scope of Work; General support, includes potentially significant information management support. 7-9 ------- October 13, 1987 Contractor; I-CHEM West Agency Office and Contact; OERR, Mike Carter Scope of Work; General support, includes potentially significant information management support. Contractor; LEMSCO Agency Office and Contact; OERR, Duane Geuder Scope of Work; General support contract through ORD, includes potentially significant information management support. Contractor; Letter KT (8A) Agency Office and Contact; OERR, Robert Bowden Scope of Work; Removal Program support, includes peripheral information management support. Contractor; MITRE Corporation Agency Office and Contact; OERR, Dick Hess Scope of Work (2 contracts); o Remedial Program support, includes peripheral information management support. o National Priorities List (NPL) data base. Contractor; Northrop Agency Office and Contact; OERR, Duane Geuder Scope of Work; General support contract through ORD, includes potentially significant information management support. 7-10 ------- October 13, 1987 Contractor; NUS Agency Office and Contact; OERR, Scott Fredericks Scope of Work; Remedial Program support, includes peripheral information management support. Contractor; O.K. Materials Agency Office and Contact; OERR, Jean Wright Scope of Work; Removal Program support, includes peripheral information management support. Contractor; PEI Agency Office and Contact; OERR, Elizabeth Zeller Scope of Work; Removal Program support, includes peripheral information management support. Contractor; Reidel Enviro Serv Agency Office and Contact; OERR, Elizabeth Zeller Scope of Work; Removal Program support, includes peripheral information management support. 7-11 ------- October 13, 1987 Contractor; UNLV Agency Office and Contact: OERR, Duane Geuder Scope of Work (multiple contracts); General support, includes potentially significant information management support. Also provides Quality Assurance and Quality Control services. Contractor; Viar & Company Agency Office and Contact; OERR, Mike Carter Scope of Work; General support, includes potentially significant information management support. Contractor; Roy F. Weston Agency Office and Contact; OERR, Patricia Hawkins Scope of Work; Removal Program support, includes peripheral information management support. 7-12 ------- ------- October 13, 1987 APPENDIX A. INFORMATION MANAGEMENT ORGANIZATIONS TABLE OF CONTENTS A.I. Introduction A-l A.2. Agency-wide Information Management Organizations A-l A.2.1. National Data Processing Division, OARM/RTP A-l A. 2.2. Office of Information Resource Management (OIRM), OARM A-l A.2.3. Office of Policy, Planning, and Evaluation (OPPE) A-2 A.2.4. Steering Committees A-2 A.2.5. Senior Information Resource Management Officials (SIRMOs) A-2 A.2.6. Other Contacts A-4 A.3. OSWER Information Management Organizations A-5 A.3.1. Information Management Steering Committee A-5 A. 3.2. Information Management Staff A-5 A.3.3. Information Management Coordinators (IMCs) A-6 A.3.4. Configuration Management Boards A-6 A.3.5. User Advisory Committee (UAC) A-6 A. 3.6. OSWER Program Information Management Organizations A-7 ------- October 13, 1987 APPENDIX A. INFORMATION MANAGEMENT ORGANIZATIONS A.I. Introduction This appendix briefly describes the information management organizations with an Agency-wide focus and the information management organizations within OSWER. Both line organizations and steering committees, task forces and similar organizations are included in this appendix. A.2. Agency-wide Information Management Organizations A.2.1. National Data Processing Division, OARM/RTP The National Data Processing Division is responsible for the management of information processing resources, including telecommunications in EPA. Subject to national program policy and technical guidance from the Office of Information Resources Management (OIRM), the Division: (1) Plans for and acquires or approves all general purpose and scientific computers, associated operating systems, and telecommunications facilities required to meet the need of EPA programs and Regions; (2) Operates and maintains all general purpose computers and local area networks at the Washington Information Center (WIC) at EPA Headquarters and at Research Triangle Park, and provides guidance and encouragement to information centers throughout the Agency; (3) Provides local support and assistance for ADP operations at all RTF programs and activities; (4) Provides the Agency with telecommunications capability to meet Agency needs; (5) Develops architectural strategies and procures advanced systems, support equipment, and processing technology to meet Agency-wide requirements; and (6) Provides Library Services serving as the central depository for reference materials for EPA programs at RTF, and the central point for these programs to access information systems of other EPA libraries, nearby university libraries, and various data-base systems. A.2.2. Office of Information Resource Management (OIRM), QARM OIRM has primary functional responsibility for IRM policy development and overall management of the Agency's ADP systems and services, ADP audits, libraries, information centers, records management program, information security program, and telecommunications services. OIRM has undertaken programs to modernize and expand Agency computing and telecommunications resources, to improve the integration and use of information across program and media lines, and to strengthen information systems support to regions and states. A-l ------- October 13, 1987 A.2.3. Office of Policy, Planning, and Evaluation (OPPE) The Assistant Administrator for Policy, Planning, and Evaluation is responsible for directing and overseeing the Agency's activities administered under the Paperwork Reduction Act of 1980. While the Assistant Administrator has delegated much of his authority under the Act, he has retained the authority for managing EPA's IRM program in regulatory situations, and for reviewing all Agency rules and regulations and other data collection instruments to ensure that the Agency does not impose an unnecessary paperwork burden on the public. A.2.4. Steering Committees A.2.4.1. IRM Steering Committee In light of the importance of information resources to the Agency, it is essential senior program managers are well informed of, and actively involved in, the development and use of these resources. To this end, the Administrator established the IRM Steering Committee in September 1985. The IRM Steering Committee is chaired by the Director, OIRM, and has members representing EPA national and regional programs, the EPA research community, and the states. The Committee is responsible for advising OIRM concerning IRM policies, resources, and priorities, and for assisting OIRM in communicating and implementing those policies and priorities within the Agency. The Committee also assists OIRM in conducting periodic reviews of the Agency's information resources and the policies and programs for managing those resources and assists OIRM in designing improvements where needed. A.2.4.2. A-127 Steering Committee The A-127 Steering Committee coordinates all administrative system development, with the aim of satisfying the requirements of OMB Circular A-127. Like the IRM Steering Committee, it is chaired by OIRM and has members representing EPA national and regional programs, the EPA research community, and the states. Unlike the IRM Steering Committee, it is a decision-making and approval, rather than a policy-setting, body. A.2.5. Senior Information Resource Management Officials (SIRMOs) SIRMOs are generally responsible for directing and managing office-wide information resources planning, and for ensuring that the information systems and information technology acquisitions within their organizations comply with Federal and EPA policies and regulations There are 23 SIRMOs within the Agency — one for each environmental program and major administrative function, and A-2 ------- October 13, 1987 one for each of the 10 regions. include: Specific SIRMO responsibilities Managing the development of mission-based IRM plans and ensuring that budgets for information technology integrate information management objectives into the office's formal planning and budgeting submissions; Establishing and enforcing a systematic data quality program within the program/office/region; Ensuring compliance with Agency-wide information management standards; Making sure there is a comprehensive information management education program for the office; Serving as a focal point for IRM activities between the office and OIRM; and Serving as a focal point for ensuring the adequate protection of sensitive information collected, sorted, or used within the office. Senior IRM Officials (SIRMOs) Office SIRMO Phone OSWER OECM OPPE OIG OW OAR OEA OIA OARM ORD OPTS AO OGC Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Jack Frost Sally Mansbach Mary Free Anna Virbick Mary Blakeslee Dennis O'Conner Don Flattery Dan Levesque Daiva Balkus Randall Shobe Vic Kimm Dan Levesque Gerald Yamada Harley F. Laing Herbert Barrack William T. Wisniewski Joseph R. Franzmathes Robert L. Springer Gerald Nehman Susan C. Gordan Kerrigan G. Clough Charles Murray, Jr. Nora McGee (475 (382 (382 (382 (382 (382 (382 (382 (382 (382 (382 (382 (475 (8-223 (8-264 (8-597 (8-257 (8-353 (8-729 (8-757 (8-564 (8-454 (8-399 -6754) -3125) -4020) -4912) -7818) -7429) -4416) -4070) -4083) -7500) -2910) -4070) -8064) -7220) -2520) -3654) -2140) -2024) -2700) -2819) -1609) -9024) -8306) A-3 ------- October 13, 1987 A.2.6. Other Contacts Following is a list of individuals with strong knowledge of the information management activities related to specific systems or types of data. System or Subject STORET PCS NEEDS FRDS GIGS AIRS CDS DOCKET FIFRA Sec. 7 HWDMS RCRIS CERCLIS Contact Person Fred Leutner Larry Reed Karen Klima Judy Lebowich Debbie Ross • John Olsen John Bosch (Durham) Howard Wright Franklin Smith Sally Mansbach Mike Wood Steve Levy Kate Bouve Steve Levy Kate Bouve Jeff Byron Kate Bouve Norbert Dee Ground-Water Data Management Toxic Substances Data Management Pesticides Data Management UST Data Management Procurement/Contracts Don Hambric Data Management Non-construction Grants Data Management Facilities Data Art Flaks Management Personnel Data Management Human Resources Data Management Linda Travers Michelle Zenon Louis True Jim McCormick Harry Baker Clarence Hardy Ken Dawsey FMS EPAYS FINDS RMIS CIS ORMS APDS STARS Paul Wohlleben Paul Wohlleben Steve Schilling William Boone John Oliver Sandra Hill Mike Kaplan Bryon Griffith (OIRM) Howard Stevens Phone (382-7040) (475-8313) (382-7263) (382-5532) (382-2804) (382-5837) Unknown (382-2826) (382-2881) (382-3125) (382-7835) (382-4697) (475-8113) (382-4697) (475-8113) (475-8906) (475-8113) (382-7077) (382-3938) (475-7431) (557-2440) (382- (382- •7601) 5020) (475-8285) (382-4097) (382-3300) (475-8400) (382- (382- (382- (382- (475- (382- (382- (382- (382- •5107) •5107) •5636) •3367) •8288) •5642) •5303) •5638) •2268) A-4 ------- October 13, 1987 A.3. OSWER Information Management Organizations The Information Management Steering Committee, Information Management Staff, Configuration Management Boards, Information Management Coordinators (IMCs), and User Advisory Committee have an OSWER-wide perspective of information management. In addition, information management organizations with a more narrow, program-specific focus exist within each of the OSWER program offices (see section A.3.5.). A.3.1. Information Management (IM) Steering Committee The IM Steering Committee is a decision and policy-making body which reviews and approves OSWER's information management plans, budgets, and system development priorities; and provides oversight and direction to the management of OSWER's major automated information systems throughout the life cycle. The IM Steering Committee reviews and approves Mission Element Needs Statements (MENS) and System Decision Papers (SDPs). The committee is chaired by the Deputy Assistant Administrator of OSWER, and has as its members the Directors of OSWER Information Management Staff, OSW, OERR, OWPE, OUST, and OPMT, and the Director of the Agency Office of Information Resource Management (OIRM). A.3.2. Information Management (IM) Staff The IM Staff is located in the OSWER Assistant Administrator's office and is staffed by a Director, support staff, and seven information management specialists. The mission of the IM Staff is to assure the effective and efficient use of information resources throughout OSWER. The IM Staff provides staff support to both the Steering Committee and the User Advisory Committee. The IM Staff Director serves as Secretary to the Steering Committee and Chair of the User Advisory Committee. Specific Staff responsibilities include: o Draft all OSWER-wide IM policy, standards, and procedures; o Prepare a comprehensive OSWER Information Resources Management Plan and budget; o Coordinate and oversee the development of automated information systems (AISs) that cut across program lines, and those AISs specific to the RCRA, CERCLA, and UST programs; o Plan and manage a comprehensive IM education and technical support program for OSWER; A-5 ------- October 13, 1987 o Manage the operation of OSWER's PRIME Computer Systems, EPA's largest PRIME facility, and review all IRM-related procurement requests initiated by OSWER program offices; and o Develop strategies for IM staffing, organizational structure, coordination, communication and resource utilization. A.3.3. Information Management Coordinators (IMCs) Each program office designates an IMC to be responsible for all operational matters related to information resources for that program office. These duties include ensuring that information resources are logically organized and that information systems are in full compliance with OSWER Life Cycle and Configuration Management policies. A.3.4. Configuration Management Boards (CMS) Three OSWER Configuration Management Boards (CMBs) provide technical oversight and throughout the life cycle of OSWER automated information systems. The CMBs review the major products generated throughout the system life cycle, and review and approve Mission Element Needs Statements (MENS) and System Decision Papers (SDPs). The Boards also function in a change control capacity for several major systems, reviewing the programmatic and technical system impact of suggested changes to a system before those changes are made. At present there are three Configuration Management Boards: a board for RCRA systems, a board for CERCLA systems, and a board for administrative and crosscutting systems. Each CMB is chaired by a member of the OSWER Information Management Staff (IMS), and has as its members the Information Management Coordinators (IMCs) of the appropriate program offices, and a representative of the Agency Office of Information Resources Management. The role and membership of the CMBs are currently being reviewed as part of OSWER's Life Cycle Management and Data Administration efforts. A.3.5. User Advisory Committee (UAC) The UAC is an advisory group which provides liaison among users of OSWER automated information systems, addresses system operation and management issues, and recommends requirements for new or enhanced applications or ADP facilities. The UAC is chaired by the Director of the OSWER Information Management Staff, and has as its members a representative from each headquarters program office and from each regional office. The role and membership of the UAC are currently being reexamined. A-6 ------- October 13, 1987 A.3.6. OSWER Program Information Management Organizations Information management staffs and other information management organizations have been established for specific OSWER programs and are described below. A.3.6.1. CERCLIS and Other Superfund Related Organizations: o Management and Evaluation Staff (MES) — Retains overall responsibility for information resource management throughout OERR. o CERCLIS Board of Directors — Includes the Deputy Directors of the Offices of Emergency and Remedial Response (OERR) and Waste Programs Enforcement (OWPE), and the Director of the Office of Information Resources Management (OIRM). This board serves as the general oversight of CERCLIS and reports to the OSWER Steering Committee. o CERCLIS Management Advisory Committee (MAC) — Consists of several work groups which review individual systems throughout their life cycle to ensure user requirements and mission needs are met. Membership includes representatives from the remedial, removal, and enforcement programs, the Office of Information Resources Management (OIRM), the IM Staff, the regions and states, and the Comptroller. These groups include: System Program Management Pilots Enforcement o CERCLIS Issues Tracking Board — Conducts biweekly change control meetings for CERCLIS (Information regarding membership to be provided in next draft of IM Guide.) A.3.6.2. RCRIS Related Organizations: o RCRIS Board of Directors — Includes the Deputy Directors of the Offices of Solid Waste (OSW) and Waste Programs Enforcement (OWPE), the Director of Program Systems Division of Office of Information Resources Management (OIRM), and the Director of the the OSWER Information Management Staff. This board serves as the general oversight of RCRIS and reports to the OSWER Steering Committee. o RCRA User Group (no official title) — The user group resolves issues regarding user requirements, operations, A-7 ------- October 13, 1987 and other problems for the three primary national RCRA systems: HWDMS, RCRIS, and Biennial Reports systems. Headquarters representatives from OSW, OWPE, and the. OSWER IM Staff, and Regional Project Officers (RPOs) and Data Base Administrators (DBAs) comprise the group. The group generally convenes quarterly. o RCRIS Resource Group and NGA Advisory Board — The RCRIS Resource Group, consisting of five headquarters staff from OWPE, OSW, OIRM, and OSWER IM Staff, five regional staff, and five state representatives, review and recommend the design of RCRIS. The five state representatives are a subset of the National Governors Association (NGA) Advisory Board. o Biennial Reports Resource Group and NGA Advisory Board — The Biennial Reports Resource Group is similar in function and membership to the RCRIS Resource Group. This group is concerned with the design and implementation of the Biennial Reports System and also consists of headquarters staff from OWPE, OSW, OIRM, and OSWER IM Staff, regional staff, and state representatives. The state representatives are a subset of the National Governors Association (NGA) Advisory Board. A. 3. 6.3. Underground Storage Tanks (DST) Related Organizations: o OUST Configuration Management Board (CMS) — OUST is currently reorganizing their CMB by carefully analyzing its purpose and membership to more effectively implement life cycle management of OUST software applications. Several changes are being considered including the establishment of several functionally oriented CMB's and the creation of user groups for identifying and reviewing user requirements. A.3.6.4. OSWER Records Management Related Organizations: o Records Management Work Group — The Work Group coordinates related records management initiatives, provides guidance on any contracted support, and refines strategies for addressing unmet records management needs. The group meets periodically to discuss: Records management needs which are common to many offices; Specific goals and status of efforts to improve records management at headquarters, sites, or regional offices; Ways that planned, on-going, or completed A-8 ------- October 13, 1987 initiatives can be leveraged to increase their organizational impact; and Strategies for addressing OSWER's records management problems. The primary goal of the Work Group is to avert any impending conflicts or duplication of effort. The Work Group is comprised of several members of the IM Staff, representatives from OERR, OWPE, OUST, OIRM, and several regions. A-9 ------- ------- October 13, 1987 APPENDIX B. INFORMATION MANAGEMENT PLANNING AND BUDGETING PROCESS TABLE OF CONTENTS B.I. Introduction B-l B.2. Agency-Wide Information Technology Short Term Planning Process B-l B.2.1. Process Overview B-l B.2.2. "43C" Benefit Cost Analysis for Major Initiatives B-l B.2.3. Schedule B-2 B.3. OSWER Planning and Budgeting Process B-3 B.3.1 Process Overview B-3 B.3.2 Refinements to the OSWER Process B-4 ------- October 13, 1987 APPENDIX B. INFORMATION MANAGEMENT PLANNING AND BUDGETING PROCESS B.I. Introduction This appendix briefly describes the Agency-wide information technology short term planning process, and OSWER's approach for planning and budgeting information resources. The Agency-wide process is administered by the Office of Information Resources Management (OIRM). It focuses largely on resource requirements and budget at the RPIO and program element levels, and is geared to responding to the reporting requirements of the Office of Management and Budget (OMB). OSWER's planning approach is designed to meet OIRM's needs, while providing greater emphasis on the identification and planning of individual information management activities. B.2. Agency-Wide Information Technology Short Term Planning Process B.2.1. Process Overview The FY 1988/1989 Information Technology Short-Term Planning Process is similar to last year's, but with some notable changes, as described on the following page. The Short-Term Plans address the information technology component of the Agency's 1988 Operating Plan and 1989 Budget planning process. The plans identify and document the Agency's information technology activities, the cost of those activities, and the program initiatives that the technology supports. For the FY 1988 Operating Plan, data are reported at the RPIO and program element levels by Headquarters and Regional Offices. For' the FY 1989 Budget, NPMs in conjunction with the Regional Offices, report at NPM and program element levels. All data is submitted directly to OIRM. B.2.2. "43C" Benefit Cost Analysis for Major Initiatives The OMB Circular A-ll, "Exhibit 43A/B" package contains a section called "43C Benefit Cost Analysis for Major Initiatives." Section 43C requires Agencies to provide detailed life-cycle benefits and costs for major information technology initiatives contained in the FY 1989 Budget request. These analyses must be submitted to OMB before any such initiatives can be considered for funding. For Section 43C purposes, a major information technology initiative is one for which (1) the cost of system development from conception through implementation will exceed one million ($1,000,000) dollars or the cost of operating and maintaining the B-l ------- October 13, 1987 system in any year will exceed five hundred thousand ($500,000) dollars, and (2) the initiative affects an information system included in the Agency's annual list of major information systems as published in "A Five Year Plan for Meeting the Automatic Data Processing Needs of the Federal Government." The format of the Benefit-Cost Analyses will follow closely that prescribed in FIPS Publication #64, "Guidelines for Documentation of Computer Programs and Automated Data Systems for the Initiation Phase." (Available from OIRM). Initiatives will be expected to show ten percent return on investment, or to provide substantial additional justification for funding based on satisfying specific non-financial criteria. Particular attention will be paid to narrative amplifications of benefit-cost figures, including assumptions made, alternatives considered, and the use of sensitivity analysis as a hedge against uncertainty. For the past two years the Agency has not provided a response to Section 43C, since we did not have any information technology initiatives which met the prescribed conditions. However, if an office budgets in FY 1989 for any new information technology initiatives which meet the above conditions, the office provides OIRM with the following: 1. A List of those initiatives which qualify under the Benefit-Cost requirement (Title and acronym) 2. The estimated cost of the initiative (development and/or maintenance cost) 3. Expected start date (month and year) When OIRM receives the information on those initiatives which are Benefit-Cost Analysis candidates, OIRM will arrange to meet with the office to further discuss the requirement. Submission of the Benefit-Cost analyses to OMB will occur during mid-September, after the Administrator's Passback for the FY 1989 budget, when it is certain that the initiative has passed all the way through the internal budget review process. B.2.3. Schedule The FY 1988 Short-Term Plans were due by Friday, June 26, 1987 and the FY 1989 Short-Term Plans were due by Friday, July 10, 1987. Questions regarding the planning process and related submissions may be addressed by Linda Garrison (8-382-2405) or Mike Carpentier (8-382-2415) of OIRM. B-2 ------- October 13, 1987 B.3. OSWER Planning and Budgeting Process B.3.L. Process Overview OSWER has established an integrated approach to information management planning and budgeting, one that supports comprehensive planning of information resources, provides direct linkage between these plans and the OSWER and Agency budget processes, and provides the information needed to respond to the reporting requirements of EPA's Office of Information Resources Management (OIRM) and of other Federal IRM oversight agencies. OSWER's information management planning is performed by the individual program offices, with guidance, oversight and coordination provided by the OSWER Information Management Staff (IM Staff). OSWER's newly developed Five Year Information Resources Management Information System (FIRMIS) provides automated support throughout the planning process. Key elements of this process include: o Preparation of information management plans for individual activities, with each activity representing an automated information system, information management facility (e.g., PRIME minicomputer support), or an information management support function (e.g., system life cycle management); o A full life cycle perspective for planning automated information systems, with a five year view of the schedule and resources; o Identification of the mission areas and functions supported by each information management activity; o Breakout of activity resources by funding source, including Allowance Holder and Program Element; o Planning of regional information management activities funded by OSWER as well as those activities to be performed by headquarters offices; o Review and quality control of program office information management activity plans by each Information Management Coordinator; o Review of information management activity plans by the OSWER IM Staff, and production of three information management planning documents: a full IRM Plan, an Information Management Operating Budget, and an Information Management Guide (i.e., this document) briefly describing OSWER information management activities and information management activities of other EPA offices that are of interest to OSWER; B-3 ------- October 13, 1987 o Approval of the 'Information Management Operating Budget1 by the Information Management Steering Committee; and o Reporting of information management activities and budget to OIRM (referred to as the 'Short Term ADP Plan') by the OSWER IM Staff using the planning data contained in FIRMIS. B.3.2. Refinements to the OSWER Process This planning process has evolved over the past two years, and further refinements are anticipated for information management planning during FY88. Specific changes anticipated include: o Preparation of a mid-year update to the information management activity plans for FY87 by OSWER program offices to reflect new or revised requirements and priorities, and approval by the Information Management Steering Committee; o Adjustment of the planning calendar to provide a first round of planning in the early spring to serve as input to the setting of the ADP budget targets for FY90, and finalization of planning for FY89 and FY90 consistent with the schedule for Agency-wide program planning and budgeting; o Preparation of expanded guidance by the IM Staff; and o Enhancement of FIRMIS to provided additional reporting capabilities to the program offices, including diagnostic reports to support quality control of information management planning information contained in FIRMIS. B-4 ------- I I ------- October 13, 1987 INFORMATION MANAGEMENT ACTIVITY INDEX Administrative Support (OSW) 3-21 ADP Budget Preparation (OERR) 3-39 ADP Modernization (OARM/OIRM) 4-17 Analytical Results and Quality Assurance Database (ARQ) (OERR) 3-61 Biennial Reports (OSW) 3-16 Budget Planning and Financial Flows Model (OERR) 3-25 Case History File (ERNS Phase II) (OERR) 3-35 CERCLA Information System Version 1.0 (CERCLIS) (OERR) 3-40 CERCLA Information System Version 2.0 (CERCLIS) (OERR) 3-41 CERCLA Information System Version 3.0 (CERCLIS V.3) (OERR) 3-57 CERCLA Regional ADP Support (OWPE) 3-48 CERCLIS Data Analysis and Support (OWPE) 3-49 Comprehensive Risk Information Structure Project (CRISP) (OIRM) 4-11 Cost of Remedial Actions Model (CORA) (OERR) 3-26 Data Administration Program and Strategic Data Model (OPMT) 3-4 Development of Project Management Tools (OERR) 3-59 End-User Computing (OIRM) 4-18 Enforcement Systems Improvements (OIRM) 4-3 Geographic Information Systems and Expert Systems (OPMT) 3-55 Grants Information and Control System (GICS) (OARM) 4-12 Ground Water Data Base(OPMT) 3-5 Ground Water Task Force Work Station (OPMT) 3-6 Hazardous Waste Collection Database (HWDB) (OPMT) 3-7 Hazardous Waste Data Management System (HWDMS) (OSW) 3-17 Hazardous Waste Surveys (OSW) 3-19 Information Collection Assessment (OPPE) 4-4 Information Resources Management (OPMT) 3-8 Information Security Program (OIRM) 4-5 Information Systems Inventory (ISI) (OIRM) 4-13 Integrated Financial Management System (IFMS) (OARM) 4-14 Large Volume Wastes Surveys (OSW) 3-20 LCM Oversight and Support (OERR) 3-43 Life Cycle Management Guidance (OPMT) 3-9 Love Canal Data Management System (OERR) 3-27 National Priorities List Technical Database (NPL) (OERR) 3-31 Office Automation Planning (OERR) 3-60 Office of Program Management and Technology Local Area Network (OPMT) 3-55 Oil and Hazardous Materials Technical Assistance Data System (OHMTADS) (OERR) 3-37 OSWER Data Dictionary System (OPMT) 3-10 Other Regulatory Support Surveys and Data Bases (OSW) 3-22 PC Software Tools for Field Offices (OUST) 3-62 Policies and Guidelines (OIRM) 4-6 PRIME Computer Support (OPMT) 3-11 RCRA Corrective Action Data Analysis (OWPE) 3-51 RCRA Data Analysis and Support (OWPE) 3-52 RCRA Regional ADP Support (OWPE) 3-53 ------- October 13, 1987 INFORMATION MANAGEMENT ACTIVITY INDEX Record of Decision System (RODS) (OERR) 3-28 Records Management Improvement (OIRM) 4-7 Records Management Program (OPMT) 3-12 Regional AIS Support (OERR) 3-44 Remedial Planning Expert System (OERR) 3-29 Removal Tracking System/SCAP (RTS/SCAP) (OERR) 3-38 Resource Conservation and Recovery Information System (RCRIS) (OSW) 3-23 Sample Tracking and Invoice Payment System (TIP) (OERR) .3-32 Scheduling and Allocation Monitoring (SAM) (OERR) /3-33 Software Applications for Headquarters Operations (OUST) 3-47 State/EPA Data Management (OIRM) 4-8 Statistical Database (SDB) (OERR) 3-34 Subtitle D Waste Surveys (OSW) 3-24 Superfund Comprehensive Accomplishments Plan (SCAP) (OERR) 3-30 Superfund Enforcement Tracking System (SETS) (OWPE) 3-50 Superfund Transactions Automated Retrieval System (STARS) (OARM/OIRM) 4-15 Support for Information Resources Management Information System (OPMT) 3-13 Technical Assistance System (OERR) 3-36 Technical Support (OPMT) 3-14 Technical Systems for Remedial Program (OERR) 3-45 Technical Systems for Removal Program (OERR) 3-46 Technology Pilots (OIRM) 4-19 TES and Extramural Resources Information System (OWPE) 3-63 Title III Information Management Support (OPMT) 3-15 Triennial Reviews (OIRM) 4-9 ------- |