PB-237 618
A TECHNICAL AND ECONOMIC STUDY OF WASTE OIL
RECOVERY

PART I:   FEDERAL RESEARCH ON WASTE OIL FROM
AUTOMOBILES
TEKNEKRON, INC.
OCTOBER 1973
                             DISTRIBUTED 8Y:
                                   I ^HwMiwHR IHI1N HHHMMM wwl wNvw
                             U. S. DEPARTMENT OF COMMERCE

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IBLIOGRAPHIC DATA
HEtT
1. Report No.
     EPA/530/SW-90c.l
 Title and Subtitle
  A TECHNICAL AND ECONOMIC STUDY  OF WASTE OIL RECOVERY
  Part  I:   Federal Research on Waste Oil  from Automobiles
                                                   5. Repott Date
                                                     October, 1973
                                                   6.
  Auihor(s)
  Peter M. Cukor, Michael John  Keaton, Gregory Wilcox
                                                   8. Performing Organization Rept.
                                                     No.
 Performing Organization Name and Address
  Teknekron,  Inc. and The Institute of Public Administration
  2118 Milvia Street
  Berkeley, California    94704               '2  '
                                                   10. Project/Task/Work Unit No.
                                                   11. Contract/Grant No.
                                                      EPA Contract No:
                                                      68-01-18M
2. Sponsoring Organization Name and Address
                                                   13. Type of Report it Period
                                                      Covered
                                                      Final  1 year
                                                                        14.
 5. Supplementary Notes
6. Abstracts

   A summary of Federal Research concerning waste oil  from automobiles.
   Contains  an annotated bibliography of publications  concerning waste
   oil disposal.
17. Key Words and Document Analysis.  17o. Descriptors

   Secondary Oil Recovery, Economic Analysis
I7b. Identifiers/Open-Kndcd Terms

   Waste oil  re-refining, recycling, re-refining industry analysis
 17c. COSATI Field/Group
18. Availability Statement
 •OHM NTi*.se I«EV. IO-TSI   ENDORSED BY ANSI AND UNESCO.
                                        19, Security Class (This
                                        •; \ Report)
                                        .$:   UNCLASS1E1
21. No. o.f Pages
                                                             20i Security Class (This
                                                             4' p««e
                                                             *&   UNCU
                                                 OSSIFIED
                                 THIS FORM MAY BE REPRODUCED
                                                               U»COMM-OC

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ATTENTION

AS NOTED IN THE NTIS ANNOUNCEMENT,
PORTIONS OF THIS REPORT ARE NOT LEGIBLE,
HOWEVER, IT IS THE BEST REPRODUCTION
AVAILABLE FROM THE COPY SENT TO NTIS,

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              A TECHNICAL AND  ECONOMIC STUDY

                   OF WASTE  OIL RECOVERY
  Part I:   Federal  Research on Waste 011  from Automobiles
           This report (SW-90c.l) was written by
    PETER CUKOR, MICHAEL JOHN KEATON, and GREGORY WILCOX
Teknekron, Inc., and The Institute of Public Administration
               under contract no. 68-01-1806
             U.S.  ENVIRONMENTAL  PROTECTION  AGENCY

                             1974

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This report has been reviewed by the U.S. Environmental Protection Agency.
Its publication does not signify that the contents necessarily reflect the
views and policies of the U.S. Environmental Protection Agency, nor does
mention of commercial products constitute endorsement or recommendation
for use by the U.S. Government.

An environmental protection publication  (SW-90c.l) 1n the solid waste
management series.

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                     Notice
The report A Technical and Economic Study of Waste Oil
Recovery, prepared by Teknekron, Inc. and The Institute
of Public Administration under EPA Contract 68-01-1806,
has been published 1n three separate volumes under the
following titles:

A Technical and  Economic Study of Haste Oil Recovery  -
Part  I:  Federal Research on Waste 011 From Automobiles

A Technical and  Economic Study of Vtaste Oil Recovery  -
Part  II;  An  Investigation of Dispersed Sources  of Used
Crankcase Oils

A Technical and  Economic Study  of Waste Oil Recovery  -
Part  III:   Economic.  Technical  and  Institutional
Barriers to Waste  Oil  Recovery
                                  Preceding page blank
                          111

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                            TABLE OF CONTENTS
1.0  INTRODUCTION AND SUMMARY	1
     1.1   I ntroductlon	1
     1.2  Summary	 1
2.0  WHITE HOUSE	7
3.0  CONGRESS	„	9
     3.1   Statutes	9
     3.2  Bills	9
     3.3  General Accounting Office	10
4.0  DEPARTMENT OF COMMERCE	11
5.0  DEPARTMENT OF DEFENSE	13
     5.1  Background	13
     5.2  Projects	14
6.0  ENVIRONMENTAL PROTECTION AGENCY	21
     6.1   Interest and Background	21
     6.2  Organization and Personnel	21
     6.3  Present Programs	.23
     6.4   In-House Research and Past Studies	28
7.0  FEDERAL TRADE COMMISSION	31
     7.1  Background	31
     7.2   Interest	31
     7.3  Present Program	33
     7.4  Organization and Key Personnel	33
8.0  GENERAL SERVICES ADMINISTRATION	35
     8.1   Background	35
     8.2   Interest	35
     8.3   Projects	36
     8.4  Organization and Key Personnel	36
9.0  DEPARTMENT OF THE INTERIOR	37
     9.1   Background and  Interest	37
     9.2   Projects	37
     9.3   Organization and Key Personnel	38

                                    t

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                     TABLE OF CONTENTS  (continued)
10.0  POSTAL SERVICE	39
      10.1  Background	39
      10.2  Interests	39
      10.3  Projects	39
      10.4  Organization and Key Personnel	40
11.0  DEPARTMENT OF THE TREASURY	41
      11.1  Background	41
      11.2  Interest	43
      11.3  Projects	43
      11.4  Key Personnel	43
12.0  DEPARTMENT OF TRANSPORTATION	45
13.0  DEPARTMENT OF AGRICULTURE	47
14.0  NATIONAL SCIENCE  FOUNDATION	49
ACKNOWLEDGMENT	51
CITATIONS	53
APPENDIX A:  Section  104(m)  of the  Federal Water Pollution Control
              Act  Amendments  of 1972.	59
APPENDIX B:  National  011  Recycling Act	61
APPENDIX C:  Annotated Bibliography of Publications Concerning
              Waste 011  Disposal	79

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                      1.0 INTRODUCTION AND SUMMARY
1.1   Introduction

     As with many other problems of national  Importance, concern over the
environmental effects of the disposal of used automotive crankcase oil  has
spawned a variety of research projects In a number of agencies of the feder-
al government.  In addition to the obvious participation of the Environmen-
tal  Protection Agency, the Departments of Defense, Interior, Commerce and
Treasury, the General Services Administration, the Federal Trade Commission,
the Postal Service, the White House and the Congress have all been involved
to a significant degree in efforts concerned with finding solutions to the
waste oil disposal problem.  Unfortunately, there is little coordination of
these efforts amonqst the agencies Involved and even within an agency there
is a tendency for inadequate communication regarding ongoing research acti-
vities.   It  is apparent that time and money could be utilized more efficient-
ly if those  concerned with research on waste oil disposal could be made aware
of the scope and direction of similar projects 1n the various branches of
the government.

     This report seeks to achieve this goal by identifying and describing
in some detail current and recent federal  investigations related to the waste
oil problem.  By drawing together disparate strands of  information concerning
waste oil research programs, 1t Is possible both to avoid duplication of ef-
fort and  to  guide future strategy.  Through extensive conversations with pro-
ject officers and contractors, a  list of  federal research programs concerned
with the  disposition  of waste oil from automobiles has  been  compiled.  A
summary of  these efforts 1s  presented 1n  Table 1.

     Appendix C  to this report consists of an annotated bibliography covering
a very wide  range of  publications which have resulted from  federal research
efforts on  used  oil  disposal.   In addition,  the  bibliography contains refer-
ences  to  a  number of  reports prepared by  organizations  outside  of  the federal
government.   Information contained  in these  reports  bears directly on current
studies  being carried out  by federal agencies.   By providing abstracts of
relevant  publications,  it  is possible to  locate  and  analyze efforts  already
performed upon whose results broad  federal policy  concerning waste lube  oil
disposal  and future  research programs can be based.
 1.2  Summary

      The material  in this report is summarized in Table 1.   Two sets  of con-
 clusions can be drawn by examining the entries in the table - one by  reading
 down the columns and the other by reading across the rows.   The columns, which
 represent different functional cuts at the waste oil problem, show that three
 elements have received little attention by Interested federal agencies.   First,

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there has been little research on the environmental Impacts of various waste
oil disposal practices.  EPA has been the sole supporter of work 1n this
area, and even Its projects have received a relatively low level of funding.
Data on this element of the waste oil problem is crucial because knowledge
of the environmental damages resulting from waste oil disposal permits the
determination of the cost-effectiveness of research directed at this par-
ticular pollutant.

     Second, federal research efforts have failed to analyze the economics
of today's re-refining industry.  Although there has been no lack of economic
evaluation of new re-refining technology, no study of the existing Industry
as an economic system has been made.  Obviously, any federal efforts to en-
courage recycling of waste oil cannot be effective with such an overview.
Part III of the present study provides the first quantitative analysis of the
economics of the re-ref1n1ng Industry as It exists today.'

     Thirdly, little or no effort has been directed toward the establishment
of an overall national policy on waste oil — both from pollution control re-
source conservation viewpoints.  Two modest EPA studies are the only federal
efforts now being made 1n this area.  It 1s hoped that this analysis of federal
waste oil research activities may be a beginning step In developing a rational
and  coordinated federal policy on the dlspostlon of this valuable resource.

     Reading across the rows snows the activities of the many federal agencies
with an  interest  in waste oil disposal.  The Defense Department and the En-
vironmental Protection Agency are the leaders 1n research on this issue.  The
Military's  Involvement has resulted both from its role as the nation's largest
consumer of lube oil and producer of waste oil, and from its responsibility for
establishing quality specifications for and for actual procurement of lube oils
required by all federal agencies.  Several other federal agencies are also
involved because  they, too, are  large customers of  lube oil.  These groups  in-
clude the General Services Administration, the Department of Agriculture  and
the  Postal  Service.  The  Involvement of several other agencies  has been related
to their normal functions,  such  as the Treasury Department, which has interpreted
the  excise  tax  liability  of buyers and producers of  lube oil  and the  Federal
Trade Commission, which  is  now  reconsidering the labelling  requirements for re-
refined  oils.   Agencies which have the potential to  become  major participants
 1n forming  new  policies on  waste oil,  such as the  Department  of Commerce  and the
National  Science  Foundation,  have also reviewed problems related to the disposal
and  recovery  of waste  oils.
    "A Technical  and Economic Study of Waste Oil  Recovery - Part III:  An Analysis
    of Economic,  Technical  and Institutional Barriers to Waste Oil  Recovery;"
    Teknekron, Inc.; EPA Contract No.  68-01-1806; October 1973.
                                             Preceding page blank

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                             2.0  WHITE HOUSE
     Just after its creation in 19701, the White House Council  on Environmental
Quality (CEQ) put together an inter-agency task force to study the need for new
federal policy on waste oil disposal.  However, the CEQ staff shelved the is-
sue following a preliminary evaluation of the expected problems and probable
benefits.  Since that time CEQ has done very little on waste oil and has no
plans to revive the issue in the near future.

     CEQ was discouraged from developing new waste oil policy for two reasons:
product quality and environmental impact.  In the area of product quality, 1t
could not get adequate technical data on the quality of re-refined lube oil,
and the data that was available appeared to show that re-refined oil was fre-
quently inferior.  In particular, the complete removal of additives from waste
oil seemed to be extremely difficult.  As for environmental impact, CEQ could
not get any  evidence that current waste oil disposal practices were causing
significant  damage.  With damages unclear and no promising alternative use for
waste oil, it was felt that compared to other pollutants waste oil did not merit
the effort required to deal with it.

     Although the CEQ task force effort was scrapped, the  investigation resulted
in a CEQ  request to the  Defense Department to look  into the use and possible
procurement  of  reprocessed  lube oil.  This request  eventually  led  to a proposal
by the Defense  Supply Agency  to conduct a major  study of re-refined oil2.

     Staff responsibility  for the issue of waste oil disposal  has  shifted
several  times  since CEQ's  creation.  William Matuszeski was the staff  assis-
tant in  charge  when the  1970  inter-agency task force was active.   The  FTC,
GSA, Bureau  of  Mines, Treasury Department, and EPA  were Included  in the dis-
cussions.  Responsibility  was then  shifted to  Eric Zausner and recently  to
Steffen  Plehn,  who  now  has responsibility for  the files developed  during  CEQ's
past waste oil  investigations.  Last fall,  Plehn made a brief  review of devel-
opments  in the field,  but  decided  that  the  situation  had not changed enough  to
warrant  renewed CEQ interest.  The  product  quality  and  environmental  impact
 issues continue to be  seen as major obstacles.

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                              3.0  CONGRESS
     Congress is the source of much of the Increasing Interest 1n waste oil.
It has mandated a thorough EPA study of waste oil  and has raised many of the
Issues and new policy ideas now being widely considered.   In addition, the
General Accounting Office recently began a survey of waste oil disposal prac-
tices at federal facilities.
3.1  Statutes^
     The most Important recent enactment concerning research on waste oil
was the passage last fall of amendments to the Federal Water Pollution Con-
trol Hcf*.  Section 104(m) directs EPA to study waste oil:  present disposal
practices, biological impacts, and future possibilities for  use.  Preliminary
results of EPA's study were reported last April^ and final results are requir-
ed by April 15, 1974.

     The waste oil study provision was written into the law largely at the
insistence of Sen. J. Caleb Boggs (R-Del.) who had been concerned with the
issue since 19676.  However, Sen. Boggs was not returned to the Senate in
the 1972  election, and the Senate lost its leading proponent of Improved waste
oil disposal practices.


3.2  Bills


     In  the House, Congressman Charles A. Vanik  (D-Ohio)  has led  the crusade
on  waste oil but  so  far  has failed  to get his  proposals enacted.  This year
he  introduced a comprehensive bill,  the  "National  Oil  Recycling Act", to con-
trol waste oil  pollution and conserve resources.'  A  major  provision of  the
bill would reform the  excise tax treatment of  lubricating oils by abolishing
the current tax exemption  enjoyed by virgin  lube  oil  that is not  used in high-
way vehicles.   The bill  would also  change the  labeling requirements for  re-
 refined  oil  imposed  by the Federal  Trade Commission,  prohibit  oil companies
from restricting  their service  stations from selling recycled  oil,  encourage
 Federal  procurement  of recycled  oil, and force all lube oil  retailers to pro-
 vide disposal  facilities and  to  sell only  in returnable containers.8

     Many of  the  provisions in  Vanik's  bill  are similar to  provisions  in other
 bills  either  now  pending in Congress or introduced in the past.   Bills  to  re-
 form the excise tax  treatment of lube  oils were introduced  in  the Senate this
                                             Preceding page blank

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year by Senator Strom Thurmond (R-S.C.)9 and 1n the House by Congressman Joseph
P. Vigorito (D-Pa.)10.  These measures would allow re-refiners to be exempted
from payment of excise taxes on virgin oil that they buy to blend with their
re-refined oil**.  A bill to exempt lube oil, that meets certain performance
specifications, from burdensome FTC labeling regulations was Introduced by Sen.
Boggs in 196812.  No action was taken.


3.3  General Accounting Office


     The General Accounting Office (GAO), an agency of the U. S. Congress, be-
gan an exploratory survey of waste oil disposal by federal facilities 1n July
1973.  Some  $25,000 will be spent to conduct, and analyze the results of, staff
visits to federal facilities 1n a specific region of the country.  The objec-
tive is to evaluate the need for a broader national study which would result in
a formal report  to Congress.  The survey will attempt to determine what is cur-
rently being done with waste oil and whether preferable disposal alternatives
exist.  The results of the  survey should be available by October, and a de-
cision on a full-scale,nation-wide review Is expected soon thereafter.

     The GAO survey grew out of the agency's past review of  EPA's implementation
of  the Solid Waste Disposal Act.  Recent  Interest 1n energy  supplies and oil
imports led GAO  to consider an examination  of waste lube oil.  The  project was
undertaken on  GAO's own  initiative and  not  at the direction  of Congress.

      For  administrative  reasons,  the  work will  be directed  from  the GAO Seattle
regional  office.  Field  investigations  will  be  limited  to  two states,  Washing-
ton and Oregon,  and  to three  federal  agencies,  Defense,  Postal  Service, and
General Services Administration.  However,  since the survey 1s meant  to be
exploratory, other agencies and  states  may  be  Included  if  the problem or  poten-
tial  solutions appear to be outside the original boundaries. Of the  200  man
days alloted  to the project,  150 will  be spent  1n  Seattle  and 50 for  the  pro-
ject review in Washington,  D.  C.

      J.  Kevin  Donohue, an Audit  Manager 1n  the Resource and Economic  Develop-
ment Division  of GAO, has overall responsibility  for  the waste  oil  disposal
 survey.   John  McNamara in the Seattle regional  office  1s the project  officer.
                                      10

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                         4.0   DEPARTMENT  OF  COMMERCE
     The Commerce Department's National  Bureau of  Standards  (NBS)  was  once
active on the issue of waste oil  re-refining but has  done  nothing  on the
topic in the recent past and plans no action in the future.   Twice in  the last
six years, there have been tentative plans to have NBS  test  the quality of  re-
refined oils, but neither attempt went past the talking stage,  NBS no  longer
has the facilities nor expertise to evaluate the quality of  lubricating oils.

     NBS published a letter circular in August 1950 entitled "Re-Refining Used
Crankcase Oil"13.  The three-page report concluded that the  quality of re-refined
oil depends upon the quality of new oils from which it  is  obtained, the extent
of deterioration, and the re-refining process.  It admitted  that NBS did not
have adequate test data to support any statement on the relative performance
of new and re-refined oils.  The Automotive Section of  NBS was abolished in
the early 1950's and the Fuel Section in 1960.

      In  1967, as a result of hearings on waste oil that year^, Senators Magnuson,
Muskie,  and  Boggs wrote to the Department of Commerce (DOC)  asking that NBS
perform  quality  tests on re-refined oil.  DOC requested $300,000 for the task
but  the  request was  rejected by the Bureau of the Budget.

      In  1970 the  Federal Trade Commission  (FTC) queried NBS on the quality of
re-refined oil.   The FTC had promised to reconsider its labeling restrictions
in   the  light of  new data on  product quality during  its participation  in a CEQ
waste  oil task force15.  NBS  told  the FTC at that time that it was unable to
supply any  information.
                                      11

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                        5.0  DEPARTMENT  OF  DEFENSE
     The Defense Department has sponsored two major waste oil  studies.
The first is a Defense Supply Agency program to search for ways  to  increase
federal purchases of products made from used oil.   The second  is a  series  of
plans for the Navy Supply Systems Command for disposal of oily wastes  at Naval
facilities.  In addition, the Army Materiel  Command and the Air  Force  are  pur-
suing small independent studies of waste oil as a  fuel.


5.1  Background


     The military's waste oil policies have a strong influence on all  other
federal agencies and on much of the private market.  The Defense Department
(DOD)  is the nation's largest and most careful buyer of vehicle  lube oil and
its largest producer of waste oil.  Its specifications for lube oil quality
are followed by many state, local, and commercial  fleet maintenance facilities.

     Even more important, the General Services Adm1n1stration(GSA) has dele-
gated  authority to the Defense Supply Agency  (DSA) to procure fuel and lubri-
cants  for  the entire federal government^.

     The military's great influence in the  lube oil field has meant that its
views  have  a major  impact -- and  it has taken a very dim view of the quality
of re-refined oil.  DSA  buys lube oil for the military and other federal
agencies according to specifications written  by the Army Materiel Command's
Coating and Chemical Laboratory at Aberdeen Proving Ground in Maryland.
These  specifications exclude the  use of previously used materials such as
re-refined  oils  on  the grounds that there is  no reliable  information on the
quality of such  oils17.  According to DSA,  the small,  independent firms which
typically  engage  in oil  re-refining do not  have the financial capability to
support the kind  of laboratory and other testing needed  to provide essential
data on quality  and consistency.

     DSA believes  that the  quality of re-refined stocks  may be  affected by  two
factors:   treatment method  and waste oil composition.  As  for treatment method,
there  is concern  that  the  acid frequently used to  remove contaminants  may
also remove naturally  present  inhibitors and  lubricating  components.   Re-
refiners   dispute this opinion but  have  not been able to show convincing data
to the  contrary.

     The variation in  the  source of  used oil  presents an even tougher  problem.
Vehicle  lube  oils are  currently  procured for  the government only after they
have passed an  extensive series  of  qualifying engine  tests costing  between
                                     13       Preceding page blank

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$10,000 and $80,000.  Once an oil is qualified, the supplier is required by
contract not to change his additive package, his refinlnq method,  or his
source of crude oil.  Of course re-refiners who get their waste oil  from ser-
vice stations and other scattered sources have little control over the quality
of their feedstock and have no hope of entering into such a contract.  OSA
believes that most of the re-refiners could not afford even one set of quali-
fying tests, let alone a set of tests for each new batch of re-refined oil
produced.


5.2  Projects


     DSA, as the central purchaser of military supplies, 1s mainly concerned
about the quality and cost of new lube products, while the individual services
are more concerned with how to dispose of their waste oils without running
afoul of pollution  regulations.

      (1)  Products  from Waste 011:  DSA

      In  September of  1972, DSA Issued Us  proposal  for a research effort  on
waste oil disposal, "Waste 011 Recycling Study""*.  The  proposal and a  back-
ground  report  were  prepared  at the  request  of  Deputy  Assistant Secretary  of
Defense for Health  and  Environment, John A,  Busterud.  Although Busterud  re-
portedly Hked the  proposal,  he  left  to join the Council on  Environmental
Quality before any  action  could  be  taken.   The proposal  then went to the
Department  of  the Army  for evaluation 1n early 1973,  but has not yet been
either  approved or  disapproved,

      The proposal makes the  following recommendations:

      -   Take steps  to acquaint members  of  the  re-refining  industry  with
 various petroleum products procured by  the government that are not  restricted
 to virgin base stocks.

      -   Initiate research to determine  the physical characteristics of waste
 oil generated by vehicles operating on  unleaded gasoline and low-ash oil;
 choose a military installation to demonstrate the feasibility of utilizing
 the crankcase drainings as a heating fuel.

      -  Start a study to develop specifications for an automotive lubricating
 oil containing available re-refined stocks.

       DSA  itself proposed to do the first task and has already contacted
 lube oil re-refiners.  On the other hand, the DSA proposal gives the U. S.
 Army Materiel Command (USAMC) the primary responsibility for the remaining
 two tasks  because the USAMC has both the final authority to write motor
 oil specifications and the laboratory facilities to do the necessary technical
 work.  Although the proposed DSA study tasks have not been formally approved
                                      14

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and assinned, the USAMC has begun preliminary work on the project under its
aeneral research authority in this area.

     The first task recommendation, procurement of unrestricted re-refined
products, is thouaht to be a short term way of assisting the beleagured re-
refining industry.  DSA points out that of the 210 lube products handled by
the Defense Fuel Supply Center (DFSC), about 200 do not prohibit the use of
re-refined materials.  The DSA suggests that the re-refiners' lack of knowledge
of quality requirements and procurement procedures may be a problem and that
a single education program is the answer.  Nevertheless, DSA also acknowledges
that nearly half of the volume of lube oils procured by DFSC are restricted
to virgin stock.  Therefore such procurement cannot be a long-term solution
to waste oil problems  however much it may assist individual re-refiners.

     The second task recommendation, an investigation of Ron-metallic waste
oils,  is an attempt to evaluate the use of waste oil as fuel from the stand-
point  of expected changes  in oil composition over the next few years.  DSA
suggests that planned  environmental restrictions on lead in gasoline and
likely environmental restrictions on metallic additives to lube oil will
produce ashless oil  that  can be burned without causing air pollution.  The
DSA proposal recommends that performance of lead-free gasoline and low ash
content lube oils be demonstrated at a particular military installation,
that the resulting waste  oil be blended with fuel oil, and that the emissions
and burner  operation of the mixture be monitored.

     The  last task recommendation, development of military specifications for
re-refined  lube oils,  is  the most difficult and DSA  has requested extra re-
sources to  carry  H  out.   The  proposal  calls for  a  three-year  effort,  three
 full-time  personnel, and  an  additional  $150,000 per year for laboratory sup-
 port and  engine testing.

      In carrying  out the  study,  DSA  plans  to  identify  all  re-refiners  and col-
 lect re-refined base stock samples from their USAMC  laboratory analysis.  The
 analysis  is to  determine  the physical  characteristics  and  quality variations
 of re-refined oils  now on the  market.   The variations  in batches  resulting  from
 different  waste oil  sources, treatment methods, and  seasonal changes will be
 of special  interest.   It  is  proposed  that  the  Bureau of Mines  help  in  the work.
 Once  allowable  parameters for  re-refined oils  are established, the  USAMC  will
 attempt to develop simple laboratory tests for monitoring  lube oil  character-
 istics so  that  consistency can be assured.   Appropriate additive packages will
 be combined with the re-refined slocks and performance will  be measured with
 a series of engine tests.  If 100 percent re-refined oils  are  found to be un-
 qualifiable, the USAMC will  test various blends  of virgin  oil  and re-refined
 oil  until  a qualifying mixture can be specified.   Finally, it  is proposed that
 a military installation demonstrate the performance of the newly specified  oils
 over a 12-month trial  period.

      Mr. Harry Ammlung, Director of the USAMC1s Coating and Chemical  Laboratory
 in Aberdeen, Maryland, would have overall  responsibility for the parts of the
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DSA project involving fuel tests of ashless waste oil  and specifications for
re-refined oil.  Mr. Charles F. Schwartz and Mr. £. LePera of Aberdeen would
have the chief operational responsibility.  Mr. Jan B. Reitman, of DSA's Field
Support Division, drafted the original DSA proposal with the assistance of Dr.
John A, Krynitsky of the Defense Fuel Supply Center's Office of Technical Ser-
vices.

     (2)  Waste Oil as Fuel:  AMC Coating and Chemical Laboratory

     The Army Materiel Command has its own ongoinq project involving waste
oil disposal.  Since September 1972,  the USAMC's Coating and Chemical Labor-
atory has burned 40,000 gallons of waste oil as fuel using a 5% - 10% blend
with No. 2 virgin fuel oil  The project is a small, Informal one requiring
no funds.  Stack emissions  have been  measured  before and after introduction
of waste oil.  Although no  numerical  data has  been released as a result of
the test, USAMC has found neither excessive emissions nor boiler fouling.
Staff  from nearby Edgewood  Arsenal are  helping  to monitor emissions.  The
USAMC  is now  considering  a  recommendation that other Army Installations use
this method of disposal.

     The USAMC's study of waste oil  as  fuel began  largely as the result of
an order in  1972 from the USAMC's Troop Support Division which banned ground
dumping, including  the use  of  waste  oil for dust control.  Disposal was limit-
ed either  to  selling, paying for collection, or burning.  Open burning  is not
allowed and  there  have not  been enough  -Incinerators  to  destroy the  waste oil.
Moreover,  in  many  areas  re-refiners  could  not  readily be  found to collect it.
As a  result,  waste  oil has  been collecting  at  Army posts, camps, and  stations
across the country.

      In an attempt  to control  the  unwanted  stockpiling   of waste oil,  USAMC
has  informed  all Army facilities of  the location of nearby re-refiners.   If
 this  proves  inadequate,  USAMC  plans  to  meet with the Association of Petroleum
  e-  efiners  to see what  can be done  to  increase collection  services.   In the
meantime,  the Army has  collected data on  waste oil  types,  quantities,  and  lo-
 cations at its installations,  but  has not analyzed the  information.  It is
 hoping that  the USAMC  tests of waste oil  for  fuel  will  provide a way to re-
 duce its increasing waste oil  stockpiles.

      (3)  Elimination of Waste Oil  Generation:  USAMC Army Fuels  and
           Lubricants Laboratory

      The Army Materiel  Command 1s  trying yet another solution for waste oil
 disposal problems:  non-qeneratlon.   The USAMC's Army Fuels and Lubricants
 Laboratory in San Antonio, Texas,  1s runninq tests to determine the feasibil-
 ity of eliminating automobile oil  changes entirely.  The project is costing
 in the neighborhood of $50,000 and will be completed by the end of 1973.
 The first phase, lab tests, were begun early  this year and have been comple-
 ted.   The second phase,  "fleet testing", will   start in  fall  1973.   In this
 phase, military jeeps will be driven 20,000 miles with sealed crankcases.
                                      16

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     The Army's rationale for the proqram is that the deterioration  of  lube
oil can theoretically be counterbalanced by the quality,  frequency,  and
amounts of make-up oil  added to replace the old lube oil  burned  in the  engine.
If enough fresh, high quality lube oil  can be put in the  crankcase to dilute
the dirty used oil, then the overall  quality of the lubricant can be kept at
an acceptable level.  However, the only way to provide enough room for  the
amounts of new oil required is to increase the burning of oil in the engine —
contrary to the usual objective of decreasing engine oil  burning.  The  Army
estimates that an average engine in good condition and using clean fuels would
need to burn up about a quart of oil  every 1100 miles to  allow enough new oil
to be added.  It warns, however, that under more typical  conditions, the burn
rate would have to be higher since service station fuel is not particularly
clean and fuel contaminants are a major cause of lube oil deterioration.

     The Army .Fuels and Lubricants Laboratory argues that the automobile en-
gine may be an excellent incinerator for used lube oil.  Since the Army feels
that the most practical use of waste oil may be as fuel anyway, it reasons
that expensive handling can be eliminated by recovering the fuel value
within  the automobile engine.  An attempt will be made to compare the air
pollution and other environmental impacts of this burning method with other
more conventional methods.  The Army Laboratory will also investigate what
this approach  implies for  engine design and wasteful increased burning  of
fresh  new oil.

     The project  leader  is  Sidney Lestz, Manager of  the Laboratory's Fuels and
Lubricants  Engineering  Section.  Roy D. Quillian directs the Laboratory and
reports to  Harry  L.  Ammlung,  Director  of the Army's  Coating  and  Chemical
Laboratory  in  Aberdeen,  Maryland.  The USAMC's Fuels and Lubricants  Laboratory
uses facilities  owned by the  Southwest Research  Institute.

     (4)  Disposal  of Oily Wastes:  Navy

     In March  1972, the Research  and Development Branch  of  the  Naval Supply
 Systems Command  (NASUP)  let a contract for  $275,000 to Esso Research and
 Engineering Company to  develoo plans for  disposal  of all  oily wastes at nine
major  Navy  terminal  complexes^,  including  Marine  Corps  facilities.  Used  motor
 vehicle lubricants are  included,  but represent only a  small  percentage of  total
 Navy oily wastes.  NASUP estimates that  with  the Esso  plan,98%  of oily waste
 will  be reclaimed as fuel20,  the remaining  2% going to landfill.   All  research
 is now completed and reports were due  in by June 25, 1973.   The Navy hopes
 to receive  an appropriation in fiscal  1975 for construction funds to implement
 the plans.

     At each of the nine locations,Esso1s scope  of work  required these tasks:

      -  An estimation of the quantity, quality and location of all  oily
 wastes, both ashore and afloat.

      -  Explicit consideration of a  wide range of solutions and designation
 of the most cost-effective.

                                     17

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      -  Design of an implementable area-wide system for collection, proces-
sing and sale of oily waste for fuel.

      -  Finding ways to  have  private industry solve the problem,  or short
of that, to have other government agencies cooperate; as a  last resort the
Navy would go into the disposal  business by itself.

      Although the plans  have  all been completed and many have been submit-
ted for approval, revisions will be needed to take into account recently an-
nounced base closings, such as  the operations shift from Long Beach to San
Diego.  It is not anticipated that the revisions will significantly retard
Implementation since the adjustments will be relatively minor and can be made
while reviews are proceeding.

      The  impetus for the Navy oily waste program goes back to 1970.   In June
of that year Congress passed  the Water Pollution Control Act calling  for a
cessation of oil dumping at sea.  In a November NATO meeting, the U.  S.   in-
troduced, and won, a resolution that by mid-decade all NATO nations  should  ach-
ieve  a  complete halt of International discharges into the sea. The  only  alter-
native  was development of extensive  shore facilities to dispose of the oil.

       The  federal project officer for the Esso study  is Donald H.  Jermain  of
NASUP's Research and Development Branch.  Commander Joseph  D'Emidlo, Director
of  the Navy's Environmental  Protection Division, has overall  responsibility
for  Navy waste disposal  activities.

       (5)  Waste  Oil as Fuel:   Air Force

       The  Air Force  has awarded two waste  oil  research contracts to Esso
Research  and Engineering Company.   The first  contract  is for  $39,000 and
calls for Esso to perform a  paper study  of  alternative  techniques that the
Air Force might  use in disposing of waste petroleum, oils, and lubricants
 (POL's)21.   The  study is to  be completed  by the end  of  October and the final
report released  soon  thereafter.  The second  contract  is for  $41,000 and
provides  for actual  field  testing of one of the alternative  techniques being
analyzed  in  the first contract:  use of POL's as fuel22.   It  1s  to be corn-
pi eted by the end of  August  1973.

       The objective  of the  first study is to identify alternative POL dis-
 posal techniques and  to  recommend criteria that Air Force  installations, in
different circumstances, can use In choosing among these techniques.  The
 criteria will include the  amounts and kinds of POL's generated,  nearness of
 the installation to purchasers, local air quality and so forth.  The Air
 Force has some data on  the kinds and amounts of POL's  generated  at its bases
 and has supplied the information to Esso.  Esso will analyze this data
 along with available disposal  technology and make specific recommendations on
 optimal disposal approaches  at specific facilities.  Esso has a  general pre-
 ference for fuel uses but  project supervisors feel that their technical review
 1s capable of catching  any biases in this direction.
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     The objective of the second study is to test the feasibility of burn-
ing POL's as fuel, blended either with fuel oil or natural  gas.   Both heavy
and light POL's are to be tested, but waste crankcase oil  has been excluded
from the experiments on the grounds that there is already  sufficient experi-
mental data on its use as fuel.  Solvents, contaminated fuels, and synthetic
aircraft oils will be the primary focus.  The short-term nature of the study
will not allow burner fouling or air pollution to be studied extensively.
Instead, blending ratios, fuel concentrations, and similar process variables
will be examined.

     The two contracts are being monitored by the Air Force Weapons Laboratory
at Kirtland Air Force Base, New Mexico.  Kirtland has service-wide responsi-
bility for environmental  engineering and research development.  Lt. Ronald
H. Kroop, an environmental engineer  in  the Environics Branch of the Laboratory,
is the project officer for both studies.

     At Air Force Headquarters  in Washington, Col. Herbert E. Sell, Chief of
the Air Force  Environmental Protection  Group, has overall  responsibility for
supervising waste oil disposal  research  and policy development.  Col. John
Thompson, an environmental engineer, has the  chief staff responsibility.
The second Esso contract  on fuel uses came as a  direct request from this group.

     Air Force Headquarters indicates that waste oil  is currently building up
at the service's  bases because  opportunities  for disposal have diminished.
Waste oil disposal  practices  vary widely from base to  base,  but  none  presently
participate  in any  "closed-loop" re-refining  system.   Some of the oil is still
being used  for dust control.   Headquarters  is doubtful that  either  fuel use
or  fuel  recycling to lube oil  will  provide a  long-term solution  to  waste oil
disposal.   Instead, it  believes that reprocessing of waste oil to other petro-
leum  products, such as  the diesel  fuel  produced  by NORCQ23,  is the  best solu-
tion.   Futhermore,  it believes that the Air Force should  be  part of a much
larger  national  system  of waste oil  collection  and reprocessing.
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                   6.0  ENVIRONMENTAL PROTECTION AGENCY
6.1  Interest and Background


     The Environmental Protection Agency (EPA) is the most active organiza-
tion in the federal qovernment's search for solutions to the wast€ oil
problem.  EPA's interest is motivated by three concerns:

     -  Pollution caused by waste oil disposal

        Most of the waste oil generated in this country is dumped
        either in sewers or on the ground, and both methods cause
        severe water  pollution.  On the other hand, incineration
        or use as a fuel is likely to cause significant air pollution.

     -  Pollution caused by waste oil treatment

        Re-refining of waste oil and other treatment technigues
        result in ground and water pollution  from acid  sludges,
        spent clay, and other process residuals.  Air pollution
        by noxious odors can also be a problem.

     -  Resource  conservation

        Dwindling  petroleum reserves and  higher  petroleum explora-
        tion  costs ma;ke dead-end disposal  of  waste  oil  an  increasingly
        short-sighted approach.

      EPA's  interest  in waste oil has been both  broadened  and  focused  by  recent
 amendments  to the Federal  Water  Pollution Control Act^.   The agency  is  called
 upon to report to Congress  within  eighteen months on  a  variety of waste  oil
 issues.  Several  of  these  issues have  not been  emphasized in  past EPA re-
 search, and  a number  of  projects have  recently  been funded to yield the
 reguired  information.


 6.2  Organization and Personnel


      The  Office  of the Administrator has assigned the Office of Research and
 Development (OR&D) the job of  formulating EPA waste oil policy, producing
 the waste oil study mandated by Congress and of coordinating the additional
 EPA research needed to produce the study report.  Kurt Oakobson of  the Office
 of Environmental Engineering will  gather and evaluate data required by Water
                                      21      Preceding page blank

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Pollutions Act, Section 104(m), subparagraph A,  the generation,  nature,  col-
lection, disposal, and uses of waste oil.  Dr. David Nyquist of the Office
of Environmental Sciences will provide the information required  by subpara-
qraph B, long-term, chronic biological effects of waste oil in the environ-
ment.  John A.Jaksch of the Implementation Research Division is  responsible
for subparagraph C on markets, federal procurement, and economic and legal
factors.

     Since other EPA units have an Interest, and expertise, in waste oil  pro-
blems, a working group has been formed to coordinate their inputs.  In addi-
tion to the previously mentioned officials, the working group membership
includes Dr. Peter Lederman of OR&D's National Environmental Research Center
in Cincinnati; Thomas D. Clark of the Office of Solid Waste Management Pro-
grams; Cheryl Wasserman of the Office of Planning and Evaluation; Richard Hess
and Donald Walters of the Office of Air and Water Progrems; Kenneth Woodcock
and Henry Stetlna of the Office of Enforcement and General Counsel; and William
Holmberg of the Office of Regional Liaison.  Jakobson is chairman of the work-
ing group.

     EPA's National Environmental Research Center in Cincinnati  (NERC) is a
technical arm  of  the Office of Research and Development and has  funded tech-
nical  studies  of waste oil reclamation processes for several years.  Dr. Peter
Lederman, Director of the Center's Edison Water Quality Research  Laboratory
in New Jersey  is  supervising  these activities.  He will contribute  to the
working group  in  the area of  waste oil generation and collection, and in the
area of re-refining and  fuel  oil  technology.  Leo McCarthy, also of the  Edison
Lab, will report  on the  biological effects of waste oil burning.

     The  Office of Solid Waste Management Programs' Division  of  Resource Re-
covery has  an  interest  in waste  oil as a resource  that  can be recycled.  Dr.
John H. Skinner,  Chief  of  the Division's Resource  Recovery Analysis Branch,
assigned  Thomas D.  Clark to supervise projects  dealing  with this Issue.

      The  Office of Planning and  Evaluation  is  interested  in waste oil from
the  viewpoint  of  policy development and  prospective  legislation.  Ms. Cheryl
Wasserman,  a member of the working  group, works in the  Policy Planning Divi-
sion.

      The  Office of Air and Water Programs'  Division  of  Oil and  Hazardous
Materials,under Kenneth E.  Biglane.has an  Interest in waste oil  as a  poten-
 tial water pollutant.   Richard Hess  is responsible for  developing regulations,
and  operating  programs, to prevent  and mitigate the  effects of  oil  spills.
Donald Walters, in the Office of Air Programs,  will  advise the  working  group
 on the air pollution effects  of waste oil  burning.

      The Office of Enforcement and  General  Counsel is to  comment on pos-
 sible enforcement actions that would result from any new  legislation recom-
 mended.  It will  also assist  1n the Interpretations  of any existing legis-
 lation that regulates waste oils.  Kenneth Woodcock is assisted in this
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responsibility by Henry Stetina who will interpret state and local waste
oil laws for the working group.

     William Holmberg, Office  of  Regional Liaison, will review the work-
ing group's work and study recommendations from the perspective of EPA's
regional offices to ensure that plans are administratively feasible.


6.3  Present Programs


     EPA has stepped up its research efforts on waste oil and changed Its
focus in response to Congress's call for an EPA report.  EPA has shifted its
efforts from basic technical studies to practical evaluations of alternative
comprehensive disposal strategies.  In  the past the agency has emphasized
development of pollution-free disposal  and treatment processes, whereas  pre-
sently waste oil economics and federal  policy options have become major  con-
cerns.

     Most  of EPA's research projects are  being pursued  under contracts let
by the Office of Research and  Development.  The present study, however,  is
funded by  the Office of Solid  Waste Management Programs.  The other EPA
research projects are  discussed below.

      (1)   Technology for Reprocessing to  Fuel and Diesel Oil:  NORCO

           EPA's  biggest investment in development of waste  oil technology
 has been  the  NORCO  study.   In  1969 the  National Oil Recovery Corporation
 (NORCO),  a small  company  in  Bayonne,  New  Jersey,  received a $338,000  grant
 from  EPA  to  develop  a low  pollution  process  for  turning waste oil  into
 useful  petroleum products other  than  lube oils,  particularly  low sulfur
 heating  oil  and  diesel fuel.   The project was completed in  1971  and produced
 a report entitled,  "Conversion of Crankcase Waste Oil  Into  Useful  Products"25.
 Soon afterward,  EPA gave  $352,000 more  to NORCO  for further research, this
 time in the form of a  two-year contract2".

      Although NORCO scored  some  successes in  the  initial research project,  a
 number of  problems  remained.   The vacuum  distillation  process  being evaluated
 produced No.  2 and  No. 4  fuel  oils that were  low in sulfur  and metals.   It
 also produced some  marketable  lube stocks.   Some  experts,  however, regard
 the technology as relatively antiquated?7.   The method avoided  the use of
 acid and therefore  eliminated  the need  for acid  sludge disposal, but  not all
 disposal  problems were solved.  Residual  metals  proved particularly hard to
 get rid of.   When the  grant expired,  NORCO predicted  that  new and added
 equipment developed with  the aid of continued EPA funding  would  result  in
 90 percent recovery of waste oil  at lower cost without creating  residual
 waste problems.

      EPA  has specified the following tasks in its current contract:

      -  Develop a treatment process unit to  remove suspended colloidal  and
  dissolved organic and metallic compounds either from the feedstock prior to


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processing or from the products after processing in order to upgrade product
quality.  Higher level (No. 1 and No. 2) burner fuel 1s sought.

     -  Design and develop specifications for a bottom's Incinerator or develop
product outlets for the high metals content bottoms In order to preclude the
discharge into the environment of these toxic materials.

     -  Conduct studies to determine the quality of products produced.

     -  Conduct various plant runs to obtain systems design and operating
data.

     In all, three different re-refining approaches are being evaluated:
straight vacuum distillation, solvent extraction followed, by distillation,
and  hydrotreating.

     The NORCO project  is  being carried out under  the  supervision of EPA's
Edison  Water Quality  Laboratory, a division of  the National Environmental
Research Center in Cincinnati.  Richard Keppler, a research and development
representative in EPA's Region  I  office  (Boston), is  the project officer.
The  contract is to be completed by the end of January  1974.

      (2)  Systems for Collection and Reprocessing  to Fuel Oil:  MES

      In June 1972, EPA granted  the Maryland Environmental Service (MES)
 $140,000  for development  of  a comprehensive collection and  treatment  plan
 to solve  the state's  waste oil  problems.  Maryland contributed $50,000  of
 its  own funds  and contracted with Environmental  Quality System,  Inc.  (EQSI)
 of Rockville,  Maryland,  to perform most of the  research.   In  July 1973,
 EPA  made  an additional  $42,000  grant to MES to  find out how to get  rid  of
 solid  residuals  in bottoms.  MES will  contribute about $8,000 of its  own
 money.

      Once plans  are  completed,  MES will consider several  options.   It may
 attempt to  interest  private  industry in an area-wide  franchise or it  may
 itself build  a pilot waste oil  processing plant.   Such a plant would  require
 about  $1  million  in  state funds and  federal  assistance.  In any  case, MES
 hopes  to  Implement  the collection  part of the plan as  soon as possible.

      The  original  grant proposal  to  EPA^  lists the  following  objectives:

      -  Perform a state of the art review and analysis of existing  techno-
 logy for reclaiming, reprocessing,  and re-refining waste oils.

      -  Provide a management program for  collection and handling of waste
 oil.  The program should specify the number of trucks, the collection net-
 work, pickup and delivery scheduling and storage  points.

      -  Provide a preliminary financing plan with alternative methods of
                                      24

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financing and management.

     -  Perform preliminary engineering and prepare plans and specifications
for the waste oil recovery system in the State of Maryland, such that detail-
ed plans and specifications may be finalized and construction may proceed
Immediately.

     By December 1972, EQSI had spent more than $40,000, completed the re-
search for  the first objective, and released a report, "Waste Oil Recovery
Practices,  State of the Art".

     Although the Maryland system is to study production of both lube oils
and heating fuel, MES has decided to emphasize fuel oil production from waste
oil rather  than lube oil re-refining.  An earlier Maryland report, "Used Oils,
A Waste or  a Resource?"" favored the recycling approach but for several rea-
sons MES, in 1972, decided against the approach.  First, MES felt that it
could not easily assure a demand for lube oil products for the state buys
fuel oil for Us buildings but has no motor pools to provide a market for
automobile  lube oils.  Second, MES realized that the wider latitude in
acceptability of fuel oil quality would reduce the need to control feedstocks
and therefore would be likely to result in more oil being reprocessed and
less being dumped 1n the  environment.  Third, the still unresolved technical
problems involved in producing lube oil made it appear advisable to begin
with  the easier  task of making fuel oil.  Finally, MES hoped to avoid con-
flicts with lube oil producers by settling for a product that they felt would
pose  less competition as the fuel oil  produced will be only a small percen-
tage  of  total fuel oil presently purchased.

      Dr. Peter Lederman, Director of NERC's Edison Water Quality Research
Laboratory, 1s the  Federal Project  Officer for  the Maryland  Studies.
Michael  T.  Long, Chief of  Administrative  Services, has monitored waste  oil
research for the MES but his responsibilities have recently  been taken  over
by J.  Carl  Uhrmacher, MES  Baltimore Regional  Engineer.   All  system plans  are
 expected by the  end of  September  1973, and  the  bottoms  research is  expected
 to be completed  by  the  end of  1974,

      (3)  Blending  Waste 011 for  Fuel:  GCA

      In April  1972,  the GCA  Corporation,  under  a $29,500 contract with  EPA,
 began an exploration  of the  economic and  technical feasibility  of using
 waste automobile oil  for firing municipal incinerators-^.  Then in May  1973,
 EPA let a  $50,000 contract to  GCA for a study of the technical, economic,
 and environmental  issues raised  by using  waste oil  as a  blended fuel  oil,
 particularly in  steam power plants-^.

      GCA's report of  Its first contract study concluded that the physical
 and combustion properties of automotive waste oils make them quite suitable
 as an auxiliary fuel  in municipal  incinerators3?.   Using waste oil  in this
 way was found to reduce combustible air pollutants and excessive residue
                                      25

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that result from wet or low heat-value refuse.

     In reaching these conclusions,  GCA reviewed  the physical  and chemical
properties of waste o13 to determine Its suitability as  a  fuel  oil.   It used
a combustion model of a refuse bed to estimate the quantities  of waste oil
needed, and evaluated alternative techniques for  injecting the waste oil  Into
the incinerator.  It also assessed monitoring and control  techniques, stor-
age and fuel systems, capital  and operating costs.  Air  pollution Impacts
were examined, but only lead concentrations around the Incinerator were
considered.

     The second GCA contract -- on power plant fuel oil  — calls for a report
on these issues:

     -  Collection and analysis of Information on potential industrial de-
mand, especially by steam power plants, for blended waste oil.

     -  Estimates of downtime and repair costs connected with use of different
grades of  pretreated waste oil 1n varying proportions with ordinary fuel oil
of varying grades.

     -  Estimates of the profitability of pretreatment operations under
varying assumptions as to input prices, output prices, and type of treatment.

     -  The effect of  environmental restrictions on the economics and tech-
nology of  pretreatment operations and power plants.

     Richard  Keppler was the EPA project officer for the first GCA contract
and Dr. John  A. Jaksch, an operations research analyst 1n  the Office of
Research and  Development, is the project officer for the second GCA  contract.
The report from the  first contract was released  1n February 1973  and the re-
port from  the second  is due the end of January 1974.

      (4)   Systems for  Collection and  Reprocessing  to Lube  Oil:  Teknekron

      In March 1973,  EPA  let a  $58,000 contract to  Teknekron,  Inc. of
Berkeley,  California  for a  project  entitled,  "A  Technical  and Economic Study
of Waste Oil  Recovery"33.   Teknekron  and  its subcontractor, the  Institute
of Public  Administration, will investigate  the feasibility of setting  up
"closed loop" oil disposal  and reprocurement  systems, with special attention
 to opportunities  at federal facilities.

      According to the scope of work, Teknekron and IPA  will:

      -  Report on current federal  waste oil research programs and provide
 a waste oil disposal bibliography.

      -  Investigate dispersed generation of waste oil as  a result of back-
 yard, user-performed oil changes.
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     -  Describe and evaluate the Internal  economics of the waste oil  re-
refining Industry.

     -  Investigate the feasibility of establishing a "closed-loop" recycling
system that could be demonstrated at a federal Installation.

     The Teknekron project is being supervised by Thomas D. Clark of EPA's
Office of Solid Waste Management Programs.   The study is to last six months,
and the final report 1s scheduled to be completed by the end of December.

      (5)  Waste 011 Generation and the Technology, Economics, and
          Environmental Impacts of Re-Refining:  Recon Systems

      In June 1973, EPA let a $40,000 contract to Recon Systems, Inc. and
Response Analysis Corporation for a joint effort to develop additional
information on waste oil recycling^.  The firms have two major objectives:
1) to describe and evaluate waste oil re-refining processes and their
environmental impacts and 2) to measure the magnitude of the waste oil
problem by developing a material balance survey program for selected major
waste oil generation areas.  Response Analysis  Corporation will have a
major role 1n developing the survey program.

      According to the contract's statement of work,  the study will include
four  primary tasks:

      1.  An  assessment of current waste oil disposal  techniques and
         all potential refining  and re-ref1n1ng processes  for all  types
         of  waste oils.  This  1s to  include Information on feedstocks,
         products,  processes,  environmental Impacts,  and economics.

      2.  A  technical assessment  of waste oil  processes with recommendations
         for further work.

      3.  An  environmental assessment  of waste 'discharges from the  waste  oil
          processes examined,  taking  into account  aesthetic damages and  local,
          state,  and federal  regulations.

      4.   A preliminary  material  balance  national  survey program for major
          generation areas.   The survey is  to  include the  types, quantities,
          sources, and  disposal practices  for  waste oil  generated.   Besides
         the survey plan, a  "best" material balance is  to  be described.

      The Recon  study  is  being  supervised by Leo McCarthy of EPA's  Edison
 Water Quality  Laboratory.  The study  is to be completed by mid-October  and
 the final  report released  soon thereafter.   It is anticipated  that impleme-
 tation of  the  national  survey  developed and  tested under  this  contract  may
 require further expenditures  for contract  research.

      (6)   Federal Policy on  Waste Oil:   ELI


                                      27

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       The Environmental  Law Institute (ELI) of Washington,  D.C.,  began  a
ten-month EPA research contract in July 1973 on the legal  aspects  of  incen-
tive approaches to pollution control^.   Some part, possibly  about  half,  of
the $60,500 allotted to the entire effort will  be focused  on the specific
problem of federal policies to control  waste oil.

     The scope of work requires:

     -  A comparative analysis of waste oil policies of industrial nations.

     -  A summary and evaluation of statutes, regulations, pending legis-
lation, and proposals 1n subject areas related to waste oil.

     -  The identification and evaluation of broad alternative legal  approaches
to waste oil problems.

     -  A detailed description of the more feasible approaches, including
the groundwork for statutory language.

     Dr. Fred H. Able will be the EPA project officer.  The Final  Report is
due in July 1974, but it is hoped that most of the findings will be available
for inclusion in  EPA's waste oil report to Congress in April 1974.


6.4   In-House Research and Past Studies


     Part of the  waste oil study mandated  by Congress  is  to deal with the
long-term,  chronic biological effects of waste oil, and EPA has initiated
in-house  experimental research to provide  the  needed data.  Testing of  the
effects of  waste  oil  on aquatic life will  be carried out  at two locations.
Research  on freshwater life will  take place at EPA's Natural Water Quality
Laboratory  in Duluth, Minnesota,  and research  on salt  water life  at EPA's
National  Marine Water Quality Laboratory  in Narragansett, Rhode Island.

      The  research projects will measure  the  impacts of waste oil, crude oil,
and refined oils.  Although the entire project is to  last one  year, from
July  1973  to  June 1974, the first half of  the  study will  be devoted entirely
to waste  oil.  This  is so  that the  results will  be ready  by January 1974
and available for inclusion in the  EPA waste oil report to  Congress.

      Each of  the  National  Water Quality  Labs will devote  about $40,000  to
biological  waste  oil  research  in  fiscal  1974.

      Steven F.  Hedtke, a  research aquatic  biologist at the  Duluth Lab,  will
supervise freshwater tests, while Stanley Heggre at the Narragansett  Lab
will  supervise marine tests.   Both  report to Dr. David Nyquist of EPA's
Office of Environmental  Sciences  1n Washington,  D.C.
                                      28

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     Several  past EPA studies have dealt with ground disposal  of waste oil.
In October of 1972 the EPA's Edison Research Laboratory investigated the
runoff from dirt roads treated with waste oil to suppress dust3*.  The study
indicated that some 70 percent of the oil leaves the roadway on dust  parti-
cles or in water runoff.  Almost all the remaining 30 percent volatilizes
and is biodeqraded.

     In addition, in December 1972 EPA completed a study of disposal of oily
waste by soil cultivation3'.  The experiment in Deer Park, Texas, used soil
microorganisms in an effort to determine how fast waste oil would decompose
in landfill areas.  At prevailing local soil and climate conditions, it was
found that about one half pound of oil per cubic foot of soil would decompose
each month without fertilizers.

      In 1967, the Federal Water Pollution Control Administration funded
a waste oil project, a demonstration of the  caustic-base re-refining process38.
The objective was to demonstrate a process for eliminating water pollution
by waste oil re-refining plants.  The project showed that the operating
problems would not be much  different than with the more typical acid-clay
treatments and that sludge  disposal would still be a major difficulty.
                                      29

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                      7.0  FEDERAL  TRADE  COMMISSION
     The Federal  Trade Commission (FTC) will  soon consider softeninq  the
burrfensome labeling requirements it has placed on waste oil  products.   FTC
staff are preparing recommendations to be presented to the full  Commission
by December 1973 on the use of the word "recycled" in oroduct labels.


7.1  Background


     In 1958, the FTC ruled that the sale of reclaimed or re-refined
lubricating oil without an Indication of previous use was misleading  and
deceptive.  It ordered that "any lubricating oil...composed in whole  or
in part of oil which has been reclaimed or in any manner processed from
previously used oil be labeled with a clear and conspicuous statement to
that effect on the container."^

     In an attempt to comply with the FTC order, the Double Eagle Refining
Co., one of the respondents^, submitted label samples which included state-
ments on the  side of the container that the oil  had been "scientifically
RE-REFINED from previously used oil".  The FTC approved this method of
compliance in 1960, but  in 1961 rescinded its approval because the state-
ment of prior use was on the  side rather than on  the front of the container.
The  hearing examiner  supported  the re-refiner's  position, but in  1964 the
Commission overruled  his decision and ordered that the statement  be "on the
front panels  of the container".  *

      In addition  to requiring front  labeling, the  FTC  in  the same year  also
promulgated a Trade Regulation  Rule  requiring a  statement of "previous  use"
and  also  restricting  the use  of  the  word "re-refined".   It prohibited the
use  of  the term  "re-refined"  to describe "previously  used lube oil unless
the  physical  and  chemical  contaminants  acquired  through  previous  use had been
removed  by the refining  process".^2

      Although there are  no satisfactory estimates of  the impact  of the  FTC
orders,  some  observers feel that  it  has  been  a  major  cause of the progres-
sive collapse of  the  re-refininq  industry and,  in turn,  of  increasing en-
vironmental oil  pollution.43  Others have argued that the entire area of
consumer  response to  terms like "recycled"  is unknown.4^


7.2   Interest


      The FTC's interest  in reconsidering its  waste oil  labeling  rules


                                     31       Preceding page  blank

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stems largely from the impact of the National Environmental Policy Act of
1969 (NEPA).   NEPA requires all federal auencies to report, and take into
account, the environmental impacts of major actions.  NEPA of course only
applies to future major trade decisions with significant environmental
consequences.  In an effort to rationalize and systematize the FTC's new
environmental responsibilities, the staff has initiated an effort to come
up with general recommendations for changes in policy, particularly in the
area of recycling of waste materials.  The staff has decided, moreover, that
the development of such policies calls for a reconsideration of past label-
ing rulings for previously used lube oil -- although not actually required
by NEPA.

     NEPA will expand the FTC's waste oil concerns  in at least two direc-
tions:  product quality and environmental impact.   In its earlier labeling
decisions, the FTC arqued that product quality and  performance was not the
issue in its charges of deceptive trade.^5  The Commission felt that man-
datory  labeling could be  completely justified on the basis that consumers
are  known to prefer new oil and tend to mistake reprocessed oil for new
oil  unless it  is  clearly  labeled as reprocessed.46  NEPA, however, requires
the  FTC to consider all alternatives including product Quality.  The Commis-
sion must consider whether the environmental damage from disposal alternatives
to reuse, e.g. dumping, may be too hiqh a price to  pay for its labeling rules.
Although the rule deals with  traditional deception  and takes cognizance of
apparent consumer preferences, it may  also lead misinformed consumers  to
reject  high  quality recycled  oil.  With potential markets  constricted  in this
way, re-refining  is likely to be replaced by other  more damaging waste oiT
disposal practices.  The  actual quality of recycled oil, rather than  its or-
igin,  this becomes a crucial  factor  in a NEPA-required balance of costs and
benefits.

     As for  environmental  impact, NEPA will  require the FTC  to predict both
the  abatement  or  creation of  pollution and the  consumption or conservation
of  resources  resulting  from  rulings  on recycled  products.  Both these  tasks
and  the assessment of  product quality  require technical expertise that is  in
short  supply at  the FTC.   The Commission staff  will of necessity rely  heavi-
 ly  on  technical  assistance from other  federal agencies.

      NEPA  has  affected  the FTC's  interest  in waste  oil in yet another way
 through its  creation  of the  Council  on Environmental  Quality  (CF.Q).   FTC
 participated during early 1Q70 in  CEQ's  task force  on waste  oil disposal.
Although  the CEQ effort did  not result in  any major federal  policy  change,
 the FTC agreed at the  time to reconsider  its recycled oil  labeling  require-
ments  should it  appear that  the oil  could  equal  the quality  of acceptable
virqin oil.4^  However, a check by  the FTC of several  federal  agencies,  in-
 cluding the Bureau  of  Mines,  reinforced  its  past finding  that  reprocessed
 oil  was inferior.
                                      32

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7.3  Present Program


     FTC staff members are now preparing recommendations for changes   in
labeling of products made from used materials, including reprocessed  oil.

     In December 1972, the staff prepared a draft of a proposed guide for
the use of the word "recycled" in product labels.  The guide would attempt
to restrict use of this designation to products which perform at least as
well as comparable products made from virgin material.  Issues still  to be
resolved include:  the conditions under which labeling should be imposed,
the location of labels showing past use, the information to be provided on
the label, the percentage of used material needed to qualify a product as
"recycled", and the use of similar words such as "recyclable",  "reusable",
and  "refillable".

     Since the FTC draft was prepared, the Commission has received comments
from interested agencies, including EPA, Bureau of Mines, CEQ, and GSA,
and also from consumer groups, Congressional committees, and marketing
experts.  FTC's staff plans to have a final draft and a report before the
full Commission between September and December 1973.  Nevertheless, even
with immediate favorable action  it is unlikely that the new labeling rule
would  be  in effect before mid-1974.

     Several  problems threaten to slow action on the  proposed changes.
Considerable  time and manpower will be required  to conform with NFPA report-
ing requirements.  Only one FTC  employee has been assigned to the project
and  he has not been  able to devote full time to this effort.  Further, since
the quality of recycled oil is still  in dispute,  the  FTC  may decide  against
permitting  the use of the word  "recycled"  on the label.   Finally,  the  release
of  EPA's  definitive report  to Congress  on  waste  oil  due in April  1974, may
cause  the FTC to delay the  decision  on  labeling  requirements.


7.4  Organization  and Key Personnel


     Recommendations  for  changes in  FTC  policy on  recycled materials
are being carried  out in  the  Bureau  of  Consumer  Protection under  the
direction of  William Dixon, Assistant Director of  Rules and  Guides.
Raymond Rhine is  the attorney in charge of the project  to consider
 "recycling"  labels.
                                      33

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                   8.0  GENERAL  SERVICES  ADMINISTRATION
     The General  Services Administration (GSA) has recently taken a re-
newed interest 1n waste lube oil  as a potentially saleable or recyclable
commodity.  It has completed a survey of waste oil generated by GSA
vehicles and is expecting to eventually extend the survey to the entire
Federal Government.
8.1  Background


     GSA operates about 65,000 motor vehicles, the largest fleet after
the Postal Service and the Defense Department.  In contrast to these agencies,
however, most of the servicing of GSA vehicles 1s done by service stations
under government contract, and 1t is doubtful that the waste lube oils gen-
erated by them can be claimed by the U. S. Government.  Of the 98 motor pools
run by GSA, the great majority use such contracts.  Moreover, many auto-
mobiles are leased by GSA and the dralnings from such vehicles are even
less likely to be legitimately claimed as Federal property.

     Although GSA currently purchases no products made from used lube oil,
the agency  is active in a number of programs  to procure supplies made
from other  used materials.  The Federal Supply Service has set standards
for the amount of post consumer paper waste  included  in 77 paper products
it procures.  Government toilet paper, for example, contains 50 percent
recycled  paper.  GSA also reclaims platinum  and silver from sparkplugs used
in aircraft and heavy military vehicles.  The silver  and  platinum  is
supplied  back  to sparkplug manufacturers  as  raw material.


8.2   Interest


      Although  GSA  is the  government's  central purchaser  for most goods,
 the  agency has  delegated  the  responsibility  for  procurement of  lube  oils
 to the Defense Supply  Agency  (DSA).   Its  interest in  waste oil  is  there-
 fore not  in possible purchases  of  waste  oil  products  such as  re-refined
 lube oils.   Rather,  it  would  like  to  find ways to turn disposal of waste  oil
 from a debit to a  credit  item.   Recent fuel  shortages have made GSA  partic-
 ularly interested  in  the  possibility of using waste oil  as a  blended fuel
 oil.

      GSA would be willing to subsidize improved waste oil reclamation
 through a special  government purchase program for waste oil  products but
                                      35      Preceding page blank

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it is restricted  by  Its  legal mandate to purchase products  of a given quality
at least cost.   The  agency would need special Congressional  authorization
and funds  to support  such a  subsidy.  This approach has  a  precedent in the
new federal  statute  on noise  pollution.50  This law allows  GSA to pay 125%
of normal retail  price cost for products that have received a low noise
certification from EPA.
8.3  Projects


     In June 1973,  GSA completed a  small survey of the generation  of waste
oil from those of its  vehicles  serviced at the agency's own facilities.  No
special funds were  committed  to the project.  Questionnaires were  sent
out to GSA motor pools by the Federal  Supply Service's Office of Motor
Equipment, Transportation, and  Public  Utilities.  Data from the survey  is
still being interpreted and reviewed.

     Information collected in the  survey included:

     -  Number of vehicles in each fleet

     -  Number of vehicles serviced in-house

     -  Quantity of  waste oil generated in-house over six months

     -  Method of waste oil storage

     -  Method of di sposal

     -  Estimated cost of disposal

     -  Income from  waste oil sales


8.4  Organization and Key Personnel


     Andrew  Kauders ,  Executive Director for  Environmental  Affairs, has
the  overall  responsibility for GSA environmental  programs.   His office has
agency-wide  responsibility to monitor environmental  programs,  ensure
compliance with  environmental legislation,  and  initiate  new environmental
projects.  William  S. Eckert, Director of  the  Federal  Supply Service's
Property  Rehabilitation  Division, designed  the  waste oil  survey and has
overall responsibility for the rehabilitation,  reclamation and recycling
of Federally-owned  property.  Mr. Eckert is assisted in  the waste oil
survey by Mr. Michael Dee, Assistant Director.
                                      36

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                      9.0   DEPARTMENT  OF  THE  INTERIOR
     The Interior Department's Bureau of Mines is currently carrying out
the first steps of a major technical  study of processes to re-refine waste
oil.   It is hoping to get Increased funding in the next several  years so
that it can proceed with full-scale engine testing.  A report on progress
to date is expected in the next few months.
9.1  Background and Interest


     The Bureau of Mines' Interest 1n the waste oil problem stems from its
long experience with petroleum refining problems and from the opportuni-
ties offered by the Bureau's large testing laboratories.

     Consistent with these  interests, the Bureau believes that two major
obstacles must be overcome  before used oil can be successfully re-refined in-
to   lube oil.  First,  the technology of the re-refiner must be upgraded to
produce a lube oil that meets requirements of modern automobile engines and
military specifications.  Second, the re-refiner must ge given a greater
profit  incentive to process the  large amounts of used oil presently being
dumped or disposed of  in damaging ways.   In this connection, the Bureau has
come out in  support of the  legislation offered by Congressman Vanfik to en-
courage oil  recycling.51

     Although  some observers  have questioned whether re-refining technology
 Is  at  the heart of the waste oil problem, Bureau of Mines studies  have shown
that present re-refining processes  produce  oil that has  lost much  of  its
 lubricity and  oxidation  stability.   Therefore; there does appear to be room
 for improvement  in this  area.


 9.2  Projects


      The Bureau  of Mines is proceeding with the initial  laboratory work
 described  in its  April 1972 proposal,  "An Issue Paper  About...Waste Oil
 Recycling."  The proposal  calls for an extensive $1.5  million five-year
 research effort to develop and demonstrate methods of  waste oil  re-refining.
 The project is to use the technical facilities at the  Bureau's Bartlesville
 Energy Research Center in Oklahoma.  The Bureau received $125,000 in
 fiscal 1973 for laboratory work, but this was only a  little more than half
 the amount requested  in the Bureau's proposal for the  first year of opera-
 tions. 52  Large scale pilot testing of processes and  engine testing of pro-
                                      37

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ducts were not granted funds.  The Bureau has asked for $350,000 for fiscal
1974 but expects to receive about the same amount as in fiscal 1973.

     Even before the Bureau of Mines began this specific project, it had
looked into related issues.  It had collected samples of waste oil  and
examined the contaminants, particularly wear metals.  Some samples of re-
cycled oils from existing re-refiners were also collected and analyzed using
bench scale tests.

     The Bureau's present program objective is the development of an effi-
cient method for reclaiming waste lubricating oils.  The objective is to be
met through performance of the following tasks:

     -  Bench-Scale Quality Evaluation Tests.  Improvements will be sought
in some of the tests and in methods for categorizing the quality of lube
oils.

     -  Bench-Scale Refining Operations.  Three re-refining techniques are
to be evaluated  in the laboratory:acTd extraction, caustic-based extraction,
and solvent extraction.

     -  Pilot-Scale Operations.  The most effective processing technique will
be demonstrated  in a pilot plant.

     -  Engine Testing.  The re-refined  lube  oil products will be put through
the full  sequence of engine tests needed to demonstrate quality.

     The  Bureau  has been able to proceed with the  proposed evaluation of acid
and caustic-based extraction, but has not been able to  test the  propane sol-
vent method because information  from industrial users  has been  inadequate.53
The Bartlesville Center has evaluated commercially available  processes and
has used  crankcase oil from  its  own automobile fleet as a feedstock.

     The  Bureau  of Mines  indicates that  it has found a  particular solvent
extraction  process that  has  good prospects of meeting  the need  for  improved
technology.   It  is presently engaged in  testing  the quality of  products made
with  the  process,  and  has  been  reluctant to  divulge technical data  before
tests are completed.


9.3   Organization and  Key  Personnel

      Mr.  Richard M. Gooding, a  petroleum chemist in the Bureau's Washington
area  office and  C. C.  Ward,  Research Supervisor  at the Bartlesville facility,
are  the Bureau's staff chiefly  responsible for waste oil  studies.
                                     38

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                           in.O  POSTAL  SERVICE
     The Postal  Service is the Federal  Government's greatest non-military
generator of used automotive lube oils.  It has long-standing general  guide-
lines for non-pollution disposal  of waste oil, but has no plans for further
study or policy changes in this area.


10.1  Background
     The Postal Service's 100,000 vehicles produce an estimated 650,000
gallons of used oil each year.  Most of the oil is collected at the Service's
311 Vehicle Maintenance Facilities (VHP's).  More than two-thirds of these
facilities service between 300 and 1400 vehicles and store used oil in under-
ground tanks until 1t can be sold or given away.  Smaller VMF's  store oil 1n
55 qallon drums until it 1s picked up, and very small facilities use
commercial service stations.

     Postal Service Methods Handbook M2,  "Vehicle Maintenance Facilities",
sets guidelines for the disposal of used  oil.  Although the guidelines were
once mandatory, decentralization within the Service  has given local managers
the final decision.54  The guidelines simply provide that VMF's enter into
local annual contracts with companies who will pick  up the waste oil.  The
Postal Service believes that  since most of the scavengers appear not to be
re-refiners,  the  oil collected  is eventually used for fuel.5^


10.2   Interests


     The  Postal  Service would  like to get rid  of  its waste  oil  at  the least
 possible  cost  consistent with protection  of  the environment.  Although most
VMF's  at  one  time were  able  to sell waste oil, almost all now must arrange
 to give  it  away and  sometimes they must  pay  to have  it  collected.   The Postal
 Service  is  certain that none of its facilities arbitrarily  dump waste  oil,
 but beyond  this there  appears to be little hard data on the generation,
 distribution,  or ultimate  disposition  of used  vehicle oils.   In part,  this
 1s a  reflection of thorough  decentralization in  the  Postal  Service.
 10.3  Projects


      Currently there are no Postal Service projects on waste oil and none
 are being planned.   However,  the  Central  Regional  Office  (Chicago)  recently


                                      39

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considered the offer of a local re-refiner to reprocess vehicle oil  for re-
use by delivery vehicles.  Although the price offered would be cheaper  than
virgin lube oils, the Postal Service 1s worried about the quality of the oil.
It does not question the technical feasibility of re-refining but 1s doubtful
that the Service could adequately police the Integrity of the re-refiners.
The stakes in terms of possible engine damage are high, and the Postal  Service
sees it as unlikely that it could collect damages if the re-refined  oil should
cause problems.

     The Postal Service, like GSA, buys gasoline and oil through Defense
Supply Agency (DSA) contracts.  These Invariably specify lube oil made  only
from virgin crude.  However, the Postal Service 1s not prevented by these
contracts from participation 1n "closed-loop" systems like the one offered
by the Chicago re-refiner.


10.4  Organization and Key  Personnel


   Mr. Carl Myers, the Director of the Office of Fleet Maintenance,
Bureau of Customer Services,  1s responsible  for setting waste oil guidelines
in the Postal Service.   Merton Culver, Fleet Maintenance Management Officer,
has major operational responsibility.
                                      40

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                     11.0  DEPARTMENT OF THE  TREASURY
     The Treasury Department Interprets statutes that Impose excise taxes
on lube oil.   Although Treasury has expressed disapproval  of the tax loop-
holes for Industrial  lube oils which Congress enacted 1n 1965, It has no plans
to request statutory changes.  Nor does the department have any plans to
reconsider Its 1965 tax decisions that wer% unfavorable to the re-refining
Industry.


11.1  Background


     Before 1965, the Treasury Department taxed lubricating oil «ade
from crude  petroleum at a rate of 6< per gallon.  Re-refined or reclaimed
oil was exempt on the grounds that this excise tax had already been paid when
the oil was new.  Typically, however, re-feflners would not market 100X
recycled oil but would blend 1t 1n some ratio with virgin oil 1n ftrder to
meet certain viscosity requirements.  Since the excise tax had to be paid
on the new oil used for such blending, a gallon of the re-refiners' product
was subject to taxation.  The amount of the tax was proportional to the vol-
ume of virgin oil used in blending.  Nevertheless, the blended oil itself
was not  subject  to tax.56  The 6t  per gallon tax advantage (effectively less
than 6<£  since most recycled  oils were blended) frequently made re-refined
lube oil an attractive substitute  for virgin oil.  Indeed, it was crucial
to many  re-refiners since their profit margins were generally smaller than
the amount of the tax.  The  competitive edge was particularly important  in
sales  to large users  of cheap, low grade Industrial lubricants.  A few cents
difference in unit price could make a  big  percentage difference  in aggre-
gate cost to  such buyers.  During  the years Just before 1965  a large propor-
tion of  the re-refining Industry's lube oil output was for these off-highway
uses.

     The Federal  Excise Tax  Reduction  Act  of  1965, and subsequent Treasury
Department rulings, destroyed most of  the  re-refiners' tax advantage on  Indus-
trial  oils.5'  The Act does  not  touch  the  re-refiners' tax exemption but
creates  a competitive tax exemption of sorts for virgin oil  1f bought by off-
highway,that  is  chiefly  industrial,  users.58   Specifically,  It  provides  for
Treasury payment of  6tf per  gallon to  the ultimate  purchaser  of  virgin  lube
oil  carrying  the 6$  excise  tax  -- if  the oil  has not been used  in  highway
motor  vehicles.   In  effect  the  payment 1s  a tax refund to off-highway  users.
 In contrast,  the Act  maintains  the tax on  lube used  for  automotive purposes
and  dedicates its revenues  to the highway  trust fund.   The highway lube oil
excise tax was  seen  by Congress  as an appropriate  charge on  highway, users
similar to  the federal gasoline and tire taxes.
                                      41

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     In sum, waste oil re-refiners kept their tax advantage on automobile
lube oils but lost it on all other lube oils.  Purchasers have to pay the
excise tax initially if they buy virgin lube oil, but can get the tax refund-
ed by the federal government at the end of the year by showing that the oil
was not used in highway vehicles.  This gives virgin lube oil used industrial-
ly the same tax exempt status previously enjoyed only by re-refined oil.5*

     Several questions about the tax liability of blended oils remained
after the Excise Tax Reduction Act was passed.  Since most of the re-refiners'
lube products are blended, these questions were particularly important to
the industry.  Nevertheless, Treasury Department rulinqs have all been against
the Interests of the re-refiners or re-ref1n1ng.

     The  issues were:

     1)   Are re-refiners exempt from paying  the excise tax,  i.e. do they de-
serve a refund as an off-highway user when they buy virgin oil to blend with
their re-refined oil?

     2)   Are the off-highway purchasers of blended re-refined lube oil due a
Treasury  payment for  that  part of  the oil bought which is virgin lube oil and
carries  the excise  tax?

     3)   Is lube oil manufactured  from  a mixture of virgin crude oil and used
oil  subject to the  6$  excise tax  even though the law  exempts previously  used
oil  from the tax?

     The Treasury Department decided that re-refiners do not qualify as  an
off-highway user and  therefore  are Ineligible for  a  tax  rebate  on  virgin oil
they buy for blending.60  Re-refiners who blend, for  example,  in  a  50-50
ratio  must  pass  on  the 6$  tax  to their  customers,  i.e.,  at 34 a  gallon.  This
would  not be a  serious problem  if customers  could  in  turn collect  from  Treas-
ury either  a 6ortun1 ties to get a Treasury
 excise tax  refund are lost in  the blending operation.  The non-highway  user
 pays no excise tax  for virgin  oil, but continues to pay 3$ a gallon tax on
 blended oil.

      Finally,  Treasury ruled that the Introduction of used oil into the pro-
 cess of refining virgin crude  oil did not thereby make  the product "a mere
 blend or mixture" and exempt 1t from the excise tax as  a blended oil using
 re-refined  oils."2
                                      42

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11.2  Interest


     The Treasury Department would be happy to repeal the cumbersome lube
oil tax refund provision.  However, this preference comes out of a desire
for simplicity 1n the tax code rather than concern for the re-ref1n1ng In-
dustry or the environment.  Treasury feels that the re-refining Industry 1s
basically a dying Industry and that special tax concessions Will be In-
effective.

     The Treasury Department suggested to the Association of Petroleum Re-
Refiners  (APR) that their customers might be allowed a refund 1f the re-
refiners would report the exact percentage of virgin oil 1n their blended
lube oil.  Treasury found APR  Industries unwilling to disclose the amount
of  virgin taxed  oil used and nothing came of Us suggestion.


11.3   Projects


      No  activity on  lube oil  taxation  1s  planned or  recommended by Treasury.


 11.4   Key Personnel


      John Copeland 1n Treasury's  Tax Policy  Division is  responsible  for  over-
 seeing  excise  taxes  on lube  oils.
                                      43

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                    12.0  DEPARTMENT OF TRANSPORTATION
     The Department of Transportation (DOT) cooperated with the Department
of Interior to publish in February  1968, "011 Pollution",  a special  study
requested by President Johnson.  The report covered the general topic of
water pollution by oil and other hazardous substances but emphasized  major
industrial sources and spills.  It did, however, briefly mention the  problem
of waste oils from service stations, the first time auto lube wastes  were
recognized by the Federal Government as a significant source of pollution.

     DOT currently has an active Coast Guard program to prevent and control
oil spills on navigable waters.  However, the agency is not doing anything
in the area of waste oil from motor vehicles.
                                      45     Preceding page blank

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                     13.0  DEPARTMENT  OF  AGRICULTURE
     The U.S.  Department of Agriculture (USOA) has no waste oil  research
projects at present, nor are any planned.   However, the department operates
and maintains the federal government's fourth largest vehicle fleet,  30,000
units, ranging from cars to large trucks.

     The Forest Service manages USDA's largest fleet, some 13,600 vehicles,
and operates 500 pieces of construction equipment.  The Soil Conservation
Service operates about 11,000 vehicles, the Animal/Plant Health Inspection
Service, 2,400, and the Agriculture Research Service, 2,700.  Pick-up trucks
are the backbone of all USDA fleets.  They account for almost 26,000 of the
30,000 total.

     Nearly all the maintenance of USDA vehicles is carried out by commercial
service facilities.  Only the Forest Service services any of its own vehicles
and even the Forest Service uses commercial servicing for three quarters of
Its vehicles.  Fleet managers report that when the Forest Service changes
oil in  Its own vehicles  during repair or yearly preventative maintenance,
it uses the same commercially available scavenger  p1ck-up services used by
service stations.   Only  when construction equipment is used 1n remote areas
is it likely that  waste  oil will be dumped on the  ground.  Although the crank-
cases of such vehicles  are  relatively  large,  few vehicles are ever serviced
at any  one location at  the  same  time,  hence  it is  expected that the small
volumes of waste oil dumped on the ground can be naturally degraded without
environmental damage.

      There are currently no department-wide  guidelines on waste oil disposal
procedures except  a general requirement that  vehicles  be  serviced safely
 1n accordance with manufacturers'  specifications.

      K.H.  Boyer,  Assistant Director  for Telecommunication,  Transportation,
and  Physical  Security  (Office  of Plant and  Operations),  has  responsibility
 for  department  policy  on maintenance and  management  of USDA vehicles.   Oliver
 Broadway has chief responsibility for vehicle maintenance within  the  Forest
 Service.
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                    14.0  NATIONAL SCIENCE FOUNDATION
     The National Science Foundation {NSF) has no current research In waste
lube oil disposal and has no plans to allocate funds to such research.  How-
ever, NSF is carrying on studies in related areas and has interests and an
organizational framework which could easily encompass waste oil  research.

     NSF is funding studies 1n the field of waste management strategies,
an activity carried on in NSF's Division of Environmental Systems and
Resources.  This is one of the operating divisions of the Applied Research
Directorate.  The Applied Research Directorate 1n turn 1s the unit set up
to administer the RANN program (Research Applied to National Needs), a
major NSF effort to sunnort practical research with a significant rear-
term  benefit to the nation.


     Edward  H.  Bryan  1s a program manager for Regional Environmental  Systems
within  the Division of Environmental Systems and Resources.  Waste management
strategies are  his  particular concern.
                                      49
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                 ACKNOWLEDGMENT
Teknekron, Inc. and The Institute of Public Adminis-
tration wishes to acknowledge the Resource Recovery
Division, Office of Solid Waste Management Programs,
U.S. Environmental Protection Agency, for support of
this study.  In particular we are grateful to Dr.
John H. Skinner, Acting Deputy Director, Resource
Recovery Division and to the Project Officers, Messrs.
Thomas D. Clark and Laurence B. McEwen for their
guidance and assistance in the performance of this
research.
                         si     Preceding page blank

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                                CITATIONS
1.   Under the National  Environmental  Policy Act of 1969,  signed January 1,  1970.

2.   See p.  14.

3.   For tax laws on waste oil re-refining, see Section  2.10,  "Treasury Depart-
    ment" .

4.   "Federal Water Pollution Control  Act Amendments of  1972", PL  92-500,33
    USC 1151, 86 Stat.  816, October 18, 1972.  See Appendix A for full
    language.

5.   "Waste 011 Study, Preliminary Report to Congress",  April, 1973.

6.   Sen. Boggs chaired an entire day of waste oil hearings on June 9,  1967,
    before the Subcommittee on A1r and Water Pollution  of the Senate Public
    Works Committee  (p.261 of Mater Pollution - 1967, Part I)

7.   HR 5902,  introduced March 20, 1973; referred to Ways and  Means Committee.
    Remarks,  March 14, 1973  (Congressional Record E1543).  This is an Iden-
    tical bill to the one Vanik Introduced June 14, 1972; remarks, June  14,
    1972 (Congressional Record E6208).  Vanik had introduced  earlier, less
    sophisticated legislation to reform lube oil excise taxes on December 2,
    1971, (HR 12015) and on January 18, 1972  (HR 12433).

8.  See Appendix B for full  language.

9.  S  409,  introduced Jan.  16, 1973,  Identical  to a bill  Thurmond  introduced
    March 21, 1972.  Remarks, March 21, 1972 (Concessional Record S4314).

10. HR 4421,  introduced Feb.  20, 1973.  This  bill and  the Thurmond bill  are
    identical to the bill  Vanik first introduced  in January   1972.

11. The  current  Vanik  bill,  in contrast,  would  abolish the excise tax exemp-
    tion on off-highway virgin lube oil,  rather than extend  it to purchases
    by re-refiners.

12. S  3890, introduced July 26,  1968  by   Sen.  Boqgs, co-sponsored by Sens.
    Muskie  and  Randolf,  referred  to the  Commerce Committee.

13. LC-990, superseding  LC-360.

14. See  footnote #4.
                                      53      Preceding page blank

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15.  See FTC, p.  33.

16.  About 2 percent  of all  lube and industrial  oils  and  areases  sold  annually
    in the U.S.  are  procured by the federal  government.   Most of these pro-
    ducts are centrally purchased for all  federal  agencies  by the Defense
    Supnly Agency through Us Defense Fuel Supply  Center (DFSC).  During  fis-
    cal 1971, DFSC procured 23,900,000 gallons  of  motor  oils.

17,  "Waste Oil Recycling Study", DSA, September 1972,  p.  1.   MIL-L-46152
    (engine oil) requires virgin oil regardless of the performance of
    competing re-refined oil.

18.  DSA, Cameron Station, Alexandria, VA.  22314, contact:  Jan Reltman, Field
    Support Division.

19.  San Diego, Norfolk, Pearl Harbor, Puget Sound, Oakland, Long Beach, Guam,
    Jacksonville and Charleston.  Facilities in these areas account for about
    90% of  the Navy fuel handled.

20.  The Navy originally intended to look for "new products" to use oily wastes
    as raw material.  After contacting major oil companies and universities
    with strong petroleum interests, the  Idea was dismissed as a waste of time.

21, "POL Disposal Techniques"  , U.S. Air  Force Contract No. F29601-73-C-0047,
    with Esso Research and Engineering, Linden, New Jersey, January 23, 1973.

22. "Reuse  of Waste  POL's", U.S. Air Force Contract No. F29601-73-C-0101,
    with Esso Research and Engineering Company, Linden, New Jersey, May 1, 1973.

23. For  explanation  of EPA's NORCO  project, see Section 6.0, p. 23.

24. See  note #4,   p.  53 and Appendix A.

25. National  Oil  Recovery Corporation, March 1971,  Project #15080 DBO, EPA
    Water  Quality Office.

26.  "Recycling  Waste Oils  Into Direct  Fuels and  Other  Petroleum Products",
     EPA Contract No.  68-01-0177, March 7, 1972.

27. American Petroleum Institute,  "Waste  011 Roundup	No.  1", p.5.

28.  "Oil  Recovery Program",  December 7, 1971.

29.  Wilfred H.  Shield, Jr.,  Chief, Solid  Waste Services, Maryland Environmental
     Service, and Walter  A.  Miles,  Head, Monitoring  and  Surveillance  Section,
     Division of Solid Waste Management, Maryland  Department  of  Mental  Hygiene.
     April   1971.

 30.  "Study of Waste Auto Lubricants as  Incinerator  Fuel",  EPA Contract No.
     68-01-0186, with GCA Corporation, Bedford, Massachusetts, April  19,  1972.


                                      54

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31.  "A Study of the Economic, Technical, and Environmental  Factors  Affecting
    Reuse of Waste Oil as a Blended Fuel 011", EPA Contract No.  68-01-1859,
    May 17, 1973.

32.  "Study of Waste Automotive Lubricating 011 as an Auxiliary Fuel to Improve
    the Municipal Incinerator Combustion Process", by GCA Corporation, Bedford,
    Massachusetts, February 1973.

33.  "Technical and Economic Study of Waste Oil Recovery", EPA contract
    No. 68-01-1806, with Teknekron, Inc., Berkeley, California, March 26,
    1973.

34.  "Develop  Information on Waste Oil Recycling", EPA Contract No.  68-01-1870,
    with Recon Systems, Inc., Princeton, New Jersey, June 18, 1973.

35.  "The Legal Aspects of  Incentive Approaches to Pollution Control", EPA
    Contract  No. 68-01-2203, Washington, D.C., June 28, 1973.

36.  Freestone, F.J.,  "Runoff of  011s from Rural Roads Treated to Suppress
    Dust",  EPA Report #EPA-R2-72-054, October 1972.

37. "Oily  Waste  Disposal by  Soil Cultivation  Process", EPA-R2-72-110,
    December   1972.

38. "Final  Progress  Report on Water  Pollution  Control  Demonstration Grant
    No.  WPD-174-01-67"  by  Villanova  University.

39. 54 FTC 1026-1034, Sayler Refining Co.,  Inc.  et  al.,  and  54  FTC  1035-1042,
    Frank  A.  Kerran  et  al., doing business  as  Double  Eagle  Refining  Co.,
    February  14, 1958.

40. The FTC has  ruled on  16  lube oil  labeling cases,  of  which 6 have ended
     in appelate  court decisions, including  54 FTC 1035-1042.

41.  66 FTC 1039-1068, Double Eagle Lubricants,  Inc.,  et  al.,  October 22,
     1964.   The opinion does  not require a  statement of "previous use" rather
     than "re-refined" as  some  reports of FTC  lube oil  actions have asserted.
     (See "Waste Oil  Practice,  State of the Art", EQSI.)   The ruling does,
     however,  expand on the 1958 order by prohibiting re-refiners from repre-
     senting that their lube  oil "composed  1n  whole or 1n part of oil that  has
     been manufactured, reprocessed, or re-refined from oil that has been
     previously used for lubricating purposes, has been manufactured from oil
     that has not been previously used".  Since, if the lube oil were composed
     only in part of used oil,  it would be manufactured from oil that had not
     been previously used, the ruling appears  to prevent re-refineries from
     making truthful statements about virgin stock used in these products,
     e.g. in blending.  Although this issue has never been brought  before the
     Commission, FTC staff have told industry representatives that  they would
                                      55

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    support requests to indicate blending on product labels.

42. Deceptive Advertising and Labeling of Previously Used Lubricating 011,
    16 CFR 406.5, 29 F.R. 11650.  August 14, 1964.  The term "re-refined"
    is not entirely prohibited under this regulation.  However, the Commission
    restricted its use because it found that the term could be misleading.
    To some consumers it might imply a virgin oil which had been refined more
    than once.  Even when put on notice that the oil had been previously used,
    many consumers would be led to believe that the oil had been restored to its
    original condition by a complete refining process.

43. "The labeling requirement knocked the bottom out of the re-refined oil
    market...because the label suggested low quality, consumers assumed it
    to be an inferior product, the demand for used oil consequently dropped
    sharply; the re-refiners and reprocessors had to lower their manufactur-
    ing costs so they could still make a profit."  Wilfred H. Shields, Walter
    A. Miles, "Used 011s:  A Waste or a Resource11, April 1971, p. 9.

44. Edward  F. Morrison,  Staff Assistant to Congressman Charles A. Vanik
    (D-Ohio).

45. "The complaint does  not question the quality of respondent's oil",
    66 FTC  1039.

46. 16 CFR  406.2(a).  This view was upheld by the U.S. Court of Appeals,
    10th Circuit, in approving the FTC's cease and desist order, Frank A.
    Kerran  v. Federal Trade Commission, 265 F2d 246  (1959).

47. See p.  32.

48. Although  the FTC argued  that quality was not  an  issue  in its original
    used oil  labeling orders, during  its considerations  it was  persuaded by
    technical evidence  that much of the lube oil  made  from used oil  was
    indeed  inferior.

49. Under  Section 7  of  the Vanik oil  recycling bill,  HR  5902,  all  recycled
    oils,  defined as oils  identical or superior  to  new oil intended  for the
    same  purpose, would carry the  label  "Recycled Oil",  and  EPA would  set
    regulations  requiring  container  labels  that  advise the purchaser to re-
    cycle  the oil or dispose of it in an otherwise  proper  manner.   See
    Appendix B.

 50. Noise  Control Act  of 1972,  enacted October 27,  1972.

 51.   See  p. 37,

 52.  $228,000 was requested for the first fiscal  year.

 53.  Specifically, information from the Institute Francais  du Petrole (IFP).
                                      56

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54.  The guidelines will soon be republished to reflect their  non-tnandatory
    nature.   The title and number are not yet determined.

55.  A preliminary investigation of this supposition indicates that waste oil
    may frequently be used for space heating fuel in small  industries,  or,  in
    the warmer climates of the nation, may be sold for re-refining feedstocks.

56.  26 CFR 48.4091-2  (b)(11-111), "Manufacturers on whom taxes are imposed
    do not include "any person who merely cleans, renovates,  or refines used
    or waste lubricating oil, or any person who merely blends or mixes  one  or
    more taxable oils with used or waste lubricating oil that has been  cleaned,
    renovated, or refined."  Section 314.40(d)(3) of Treasury Regulation 44.

57. Amendments to the  Internal Revenue Code, 1954, PL 89-44,  June 21, 1965.

58. By adding a new Section  6424 to  the  Internal Revenue Code of 1954.

59. Although the tax  changes were damaging  to re-refiners, it appears that
    Congress did not  intentionally set out  to burden the industry.  Instead,
    the Administration  and Congress  were in a mood to cut taxes in 1965.
    President Johnson's bill would have  repealed all excise  taxes on lube
    oils.  The House  agreed  to drop  the  tax on  off-highway use on the grounds
    that  1)  the Highway Trust  Fund was  1n  special need  of more revenue and 2)
    that  some tax advantage  was  needed  to  keep  the  re-refining industry
    alive.   The Senate disagreed with  both  the  President and House and  kept
    the full  lube  tax,  arguing that  it  was  needed by  the re-refiners.  The
    House views prevailed in conference committee with, it is reported, very
     little  or no  pressure from competing virgin oil producers or  industrial
    users.   Senate  Report No.  324,  p.  26,  June  14,  1965 and  House Report No.
    433,  p.  21, May 28, 1965.

 60. Rev.  Rul. 68-108.

 61. Rev.  Rul. 68-108.  It is customary tax code theory that  if a  taxable good
     is used in  making another taxable good, the initial tax  is forgiven.   In
     this  case,  however, no tax is paid on the second  good,  i.e.  blended re-
     refined lube oil, and so the first tax, i.e. on virgin  lube oil  for blend-
     ing,  was not forgiven.

 62. Rev.  Rul.  57-204.  This decision is not strictly an anti-re-refiners de-
     cision  although it may be an ant1-re-ref1n1ng decision.   It 1s anticipated
     that a  decision that allowed an exemption would have spurred the major oil
     refiners to include some used oil in their crude oil  processing in order
     to escape the excise tax on lube oil products.   This might have resulted
     in greater  recycling of waste oil - though how much Is  uncertain since
     the volume  percentage in the final  product from waste oil would have been
     minute.  It is more certain that such  an exemption would thereby lose
     their tax edge in  the highway market 1n addition to losing it in the off-
     highway industrial market.
                                      57

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63. Stat. 823, PL 92-500, October 18, 1972.
                                     58

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                               APPENDIX   A
SECTION  104(m) OF THE FEDERAL HATER POLLUTION CONTROL ACT AMENDMENTS OF  197263

     "(m) (1)  The Administrator shall, in an effort to prevent degradation
of the environment from the disposal of waste oil,  conduct a study of (A)
the generation of used engine, machine, cooling, and similar waste oil,
includinq quantities generated, the nature and quality of such oil, present
collecting methods and disposal practices, and alternate uses of such oil;
(B) the long-term, chronic biological effects of the disposal of such waste
oil; and (C) the potential market for such oils, includinq the economic  and
legal factors relating to the sale of products made from such oils, the  level
of subsidy,  if any, needed to encourage the purchase by public and private
nonprofit agencies of products from such oil, and the practicability of
Federal  procurement, on a priority basis, of products made from such oil.  In
conducting such study, the Administrator shall consult with affected indus-
tries and other persons.

"(2)  The Administrator shall report the preliminary results of such study
to Congress  within  six months after  the date of enactment of the Federal Water
Pollution Control Act Amendments of  1972, and shall submit a final report to
Congress within 18  months after such date of enactment."
                                      59

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        APPENDIX  B
NATIONAL OIL RECYCLING ACT
               6i       Preceding page blank

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»Sn CONGRESS
   IST SESSION
       IN THE HOUSE  OF  REPRESENTATIVES
                       MAKCH 20,1973
Mr. VAXIK introduced the following bill; which wns referred to the Committee
                     on Ways and Means
                    A  BILL
To provide for the rceycliii"; of used oil and for other purposes.
 1      Be it enacted />,'/ Ihc. Kc.ual.e. and  House of Rcjrrcscnta-
 2  /-toes of (he United Slnlcs of America it) Congress assembled,
 3  Thnt this Act may ho cited ns the "Nntjonal Oil Recycling
 4  Ad".
 5                         PUUPOSK3
 6      SKC. "2.  Congress; finds lliat hundreds of millions of o-al-
 7  Ions of used oil nre lieino- wasted eneh yenr,  and are  heing
 8 disposed of in wjiys which pollute the waters, air,  and land
 9  of the United States. For the purposes of—
 10          (1)  protecting the health and welfare of the people
 11      of the, United Slntes;            ..         .,  ,
                           53      Preceding page blank
       I-O

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                             2



 1           (2)  restoring,  preserving, and enhancing the Na-



 2       tion's environment; and



 :!           (3)  conserving oil for the national defense; Con-



 4       gress declares (hut to the greatest extent possible eonsist-



 ">       cut  with this Act and other Federal law, used oil shall



 
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                             3



1               (A)  is suitable  for use as n lubricant,  or



-               (H)  in  sold for use as  a lubricant;



3           (o)  (lie  term "hydraulic oil" means  all oil  which



4       is used  primarily  to transmit  power or  pressure,  but



•r>       which may also serve lubricating  and other functions;



U           (0)  the  term "cutting: oil"  means all oil which  is



7       used primarily in cutting,  milling, and machining oper-



^       atious  (including forging, drawing,  wiling,  shearing,



 9       punching, and stamping), hut  which may  also serve



•W       lubricating and other functions;



1*            (7) the. term "fuel oil"  means  all oil  which has



•^      been  refined, re-refined, or otherwise processed for the.



!•'      purpose  of being burned to'produce heat;



31           (8) the term "automotive  oil"  means  all oil, 5n-



1">      eluding lubricating oil and hydraulic oil,  which  is  used



H)      in automobiles,  trucks, buses, motorcycles, and all other



17       motor vehicles which travel on  roads and  highways;



IB            (i))  the lerm ''industrial oil" means all oil exclusive



19       of  virgin oil. fuel oil, oils used for cooking  and  medicinal



20       purposes, and automobile  oil.  Industrial oil includes, hut



 -1       is  not limited  to. lubricating oil, hydraulic oil. and cnl-



 -U       ling oil when such oils  arc not  automotive oils;



 2:i            (10) the term "used oil collector" means any per-



 --I       son  who controls a system which functions to retrieve
                            65

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                             4



1      or collect used oil  for sale  or  transfer to  oil recycling



-      facilities,-or for other methods of disposal;



•*           (11) the term "used oil recycler" menus any person



4      who re-refines or otherwise processes used oil to remove



•">      its physical and chemical contaminants.



<>                        TAX PROVISIONS



7      SKC. 4.  (n)  The Internal Revenue Code of  1954, Snb-



8   part B—Lubricating Oil, is amended to read as  follows:



9   "SEC. 4091. IMPOSITION OF TAX.



10       "There  is  hereby  imposed on  lubricating,  hydraulic,



11   and cutting oils   (other than  recycled oils)  which are sold



'-   in the United States by the manufacturer  or producer a tax



I-'   of 6 cents per gallon,  to be paid by the manufacturer or



^   producer.



lr>  "SEC. 4092. DEFINITIONS.



ir>      "(a) CERTAIN*  VKNDKKS  OOXSIDKRKD AS MANUKAC-



17  TtJKKR.s.—For the purposes of this  subpart, a vendee who



IH  1ms purchased lubricating, hydraulic, or cutting oils free of



*9  tax under section 4093 shall be considered the manufacturer



'^  or producer of such oils.



21       " (I))  LUHRICATIXC OIL.—The term  'lubricating oil'



'^2   means all oil regardless of origin, which—



 "'*           " (1) is suitable for use as n  lubricant,  or



             " (2) is sold for use as a lubricant.



 ":)       " (c) HYURAULTC OIL.—The term 'hydraulic oil' moans
                                  66

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                             5



I  all oi! which is used primarily to transmit power or pressure,



2  but  which may also  servo lubricating  and other functions.



3       "(d)  CUTTING OIL.—The term 'cutting oil' means  nil



4  oil  which is  used primarily in cutting,  milling, and machin-



5  ing  operations  (including forging, drawing,  rolling, shear-



G   ing, punching,  and stamping), but  which may  also serve



7   lubricating and other functions.



8       "(e)  RECYCLED OIL.—The  term  'recycled  oil' means



9   used oil  which has been re-refined  or otherwise  processed



10  to  remove the physical  and chemical contaminants acquired



31   through use, which by itself or when  blended with new oil



12  or additives is substantially identical or superior to new oil



13  intended  for the same  purposes.



14  "SEC. 4
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                             0
1   FI-JDKKAL KNCOUKAdKMKNT OF TIIK  USE OF KKCYCLEl) OIL
2      Sue. f>. All Federal oilieials shall act within their author--
3  ity to encourage tlie use of recycled oil. Such action includes,.
4  but is not limited to—
•">           (1)  procuring  recycled automotive and  industrial
<>      oils for all military and uouiniUtnry Federal  uses,  \vhwi-
7       ever such recycled oils are available at prices competitive
8       with those of new oil produced for the same  purposes;
9            (2)  requiring all persons contracting with the Fed--
W       end Government to use recycled oil in performing such
11       contracts, whenever recycled oils are available at prices
12      competitive with those of new oil produced for the same
!'•*      purposes;
14           (3)  educating the Government and  private sectors,
15       of  the  economy as  to the merits of recycled oil,  and
l(>       (he need, for its use in  order  to  reduce the drain on
'7       the Nation's oil reserves  and  mininme the disposal  of
'8       used oil in ways harmful  to the environment;
19            (4)   where necessary, assisting and  cncouniging:
"()       the development of  performance  standards  and spcei-
21       fications,  and systematic and  economical testing  pro-
22       cedures to facilitate the comparison of recycled  oil with
23      new  oil.
 24          STATH RKWJLATION  AND KNX'OUKAUKMtiNT
 25      Slic. 6.  (a)  This Act sliall in no  way preempt  State
 2^   regulation of recycled  oil  or used  oil disposal whenever
                                  68

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                              7
1   such regulation provides fur stricter control  of recycled oil
2   or used oil than provided for by Federal law.
3        (V))  The States should encourage  the use of recycled
4   oil in order to accomplish the purposes of this Act. In order
5   to (nullify  for Federal grants under section  12 of this Act.
6   States shall adopt laws,  regulations, and administrative ma-
7   chincry which shall provide for, but not he limited to—
8            (1)  requiring that used oil collectors obtain State
9       permits prior to engaging in used oil collecting activities.
10       Such  permits shall  require  as a minimum information
11       pertaining to methods for collecting, storing, transferring.
12       and disposing of used oil, as well as the identity of used
13       oil sources,  purchasers,  transferees, and disposal sites:
14            (2)  requiring  that  used  oil recyclers obtain Stale
15       permits prior to engaging in recycling operations. Such
16       opera-ling permits shall require as a minimum information
17       identifying—
18                (A)  (he sources and quantities of used oil to l>e
19           acquired for recycling;
20                (B)  the  recycling facility's  plant sj/o and op-
21           crating capacity;
22                (C)  |hc specific  recycling  technologies to be
23            utilized;
24                (D) (he quantities and grades of recycled oil to
-^            be produced; and
                            69

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                             8
1               (E)  the  methods  of disposing of the waste
2           byproducts;
•'*           (3)  when recycled  oil is available at prices com-
4       petilive with new oil, using recycled oil for all automotive
">       and industrial  uses of the State government, and requir-
ti       ing all parties contracting with the State to use recycled
7       nil in  the performance of such  contracts;
8           (4)  regulating the retail  sales of automobile oil not
9       covered by  section 8 of  this Act so as to encourage the
W       recycling of used oil;
11            (5)  prohibiting the use of used oil as fuel oil or for
1<-       the oiling of State roads, unless such oil lias been proe-
M       t'ssed  to meet  the  minimum standards for such uses
H      established  by federal and  State pollution control laws;
1">            (6) educating the  public and private sectors of the
10      State as. to  the merits of recycled oil, and the need for its
17      use in order  to reduce the  drain  on the nation's oil re-
J8      serves and minimize  the disposal of used  oil  in  ways
19      harmful to the environment.
20                       LABELING OF OIL
21       Sisc.  7. (a)  All recycled  oil shall  benr  on the front
22   panel of  the container in which such oil is packaged for  sale
23   the inscription "RECYCLED OIL" clearly and prominently
24   placed. All automotive and industrial oil, both new and rc-
                                 70

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                              9



1   cycled, shall hear on the container in which such oil  is sold



2   the inscription  "It  is in the national interest to recycle this



3   product after use."




4        (b)  The Administrator of the Environmental Protection



5   Agency shall promulgate regulations requiring nil containers



G   of automotive and  industrial oil,  both  new and recycled, to



7   bear labels relating to  the  proper disposal of such  oils after



8   use.



9              RETAIL  SALES  OF AUTOMOTIVE OIL



10        SEC. 8.  (a) Automotive oil packaged for sale for self-



11  service or carry away by the consumer shall be  sold in reseal-



12  able containers capable of holding used oil without, spillage.



13       (b) All persons making resealable container sales shall



14  collect a customer  deposit  of 80.10  per  resealable  container



15  regardless of size. This deposit shall  be refunded upon return



]ft  of  the container, either containing used  oil or  empty.



17       (c)  All persons \vho sell automotive oils shall maintain



18  used oil collection  facilities  on their premises.  Such facilities



19  shall—



20            (1)  be of sullicient si/e and capacity  to  handle all



21       customer returns of used oil  and used oil containers; and



22            (2)  be serviced  on a regular basis by used oil col-



23       lectors who dispose of  such  used  oil in a manner not in



24       contravention to this  Act.
                           71

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                             10
1            UKHTR1CTIVK COXTKACT8  i'ROlllWTHD
'2      SKI*. {).  (n)  It shall be unlawful  for any person to outer
•i  into nny  contract or  agreement where the intent of such
4  nnilmet or  agreement is to discourage  the recycling of used
-r>  oil.
6       (I))  Violations of subsection  (n)  arc  subject to u fine
1   of 850,000  for each violation thereof, or imprisonment  fur
8   a term not to exceed ouc your,  or both.
9                           RECORDS
10      SKO. 10. (n) Userc of more than 100 gallons of industrial
11   oil per year shall maintain complete records of—
12           (1) the quantities ivnd types of nil  oils purchased
I'1'*      for industrial use;
14           (2)  the quantities  and types of  all  industrial  oils
1^      consumed during use; and
Iti           (3)  the quantities and types of  all  industrial oils
I?      disposed of after use—
18               (A) by in-house recycling;
19                (B) by delivery to  or pickup by used oil col-
2y           lectors or used oil recyclers; or
21                (C) by any other method of disposal.
 ^       (b)  Used  oil  reeyclers shall maintain complete records
 23  of-
 "'*           (1)  the  quantities and types of all  used  oil ao
 "°      quired;
                                   72

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                             11
1           (2) the quantities and types of till new oil acquired
2       fur use in blending recycled oil;
3           (y)  the quantities,  types, and sources  of  sale or
4       other  disposal  of nil recycled oil produced; and
5           (4)  the quantities,  types, and  places of  disposal of
6       all waste byproduct generated in the recycling process.
7        (c)  Used oil  collectors  shall maintain complete records
8   of—
 9            (1) the quantifies  and types of used oil collected;
10       and
11           (2) the quantities and types of used oil—
12               (A)  delivered to rceyclers; and
13               (B)  otherwise disposed  (including the place
14           of  disposal).
15       (d)  Records  required 1o be kept  by this section or any
16   other provision  of this Act  shall be kept  in accordance with
17   regulations promulgated  by the Secretary of the  Treasury,
18   the Secretary of Commerce, and the Administrator of the Kn-
 19   vironmental Protection Agency.
20                           KKI'OHTS
 121       SKC. 11. The Administrator of the Environmental  IVo-
 22  tection Agency shall make reports to Congress no later than
 23  March 31 of each year, such reports containing, bill  not lim-
 24  ited to,  the following information—
                           73

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                            12
1           (1)  the amount of automotive awl industrial oil sold
2      throughout the United States each year;
3           (2)  the amount of used oil recycled each year;
4           (:5)  the significance of used oil as a contributor to
r>      waiter  pollution mid other environmental problems; and
l>           (4) the problems of the oil  recycling industry (in-
7      eluding new technological requirements and necessity for
 N      tux incentives).
 9                   MANDATORY  LICENSING
!U       HJ-X'.  12. Whenever the Administrator of the Environ-
1 1   mental Protection  Agency determines—
!-           (1) thut—
1:5              (A)  in implementing the provisions of this Act,
14          a United  States patent right not otherwise available
15          is necessary  to  enable any  person  to comply with
•16          this Act; and
17               (B)  there are no reasonable alternative methods'
18           to accomplish this Act's purposes; and
 19           (2) that the imivailability of such patent right may
 20       result in a  substantial  lessening  of competition  or  a
 21       tendency to create a monopoly in any line of the Nation's
 22      commerce,  the  Administrator,  through the  Attorney
 23      General,  may so certify to a district  court of the United
 24      States, which may order the person owning the patent
 25      to license it. on  such reasonable terms as the court, after,
 ^      hearing, may determine.
                                 7$

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                              153
                                    Reproduced From
                                    best available copy.
 (j


 7


 H


 9


.10
M

l.")

Ki

17

IS

1!)

120
               1'KNAl/riKS AND  KNFOKCEMKNT

    SKO.  1:5.  (a)  Violations of section 4  sliiill IIP punished

MS provided fur by the Inlernnl Revenue  ('ode  of  I U.")4  (as

amended).  Violations of section 5)  (Restrictive  Contracts

Prohibited) shall be punished as provided for  in section i>.

Any person violating any provision of this Act \vhieli  does

not provide for specific penalties or punishment thereunder

shiill be subject to n civil line not  to exceed SIT),000 for  each

violation, or be  guilty of a  misdemeanor  punishable  by six

months in a  Federal penitentiary for each violation, or both.

     (b)  It shall be  the  duty of  the United Stales  Attorney

(ienoral and his  representatives,  United Stales attorneys, to

prosecute violations  of this Act:  In  the event  that  the  Fed-

eral (iovernnient fails to fulfill its duly of  enforcement  under

this Act. any citizen may bring an  action  in his or her name

to enforce I his Act  without  regard  to  any amouni  of alleged

damages.

              (iK'ANTS AMI AITKOri.'IATlOXS

     SKr.  1-1.  (a) 'I hen1 i- hereby anlhori/ed In  he  appro-

priated  for the  fiscal y<'ar  ending .lime   oO,  197-1. and  for

each siieeceding  lise.il vi-ar. sii^.ooo.OiiO for  grant^ to tin1

Stales to assist them  in fullilling  the |»urpo Act. The Admini.-irator  of  the  Mnviromncntal  I'ro-

leclion Agency  shall make allolmeiils to the  Slates, noi  lo

exceed  10 cents  per capita  lor any Stale  ba-ed  on the

                        75

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                             14
1  latest  national census,  when he has  determined that tliev
                                                           •/
~  nix-  in  compliance  with tliis Act.  The Administrator may
•>  prescribe regulations,  pursuant  to  tills  Act,  governing the
4  expenditure of tlio allotments.
l}       (h)  There  is  hereby  authorized  to  he appropriated
()  for  the, fiscal  year  ending  June  30, 1974,  and for each
 '  succeeding fiscal year through the fiscal year ending June 80,
8   1977,  .$10,000,000 for the development of  new processes
•^   and technology to he  used in the economical and ecological
W   recycling of  used oil.  The  Administrator of the Knviron-
11   mentjil Protection Agency may  make grants of  this money,
    pursuant to  regulations  and re(|uireinents he shall  adopt.
    to private  parties,  or  use this  money  within the  Knviron-
11  mental Protection  Agency  for  the  above purposes.
15       (c)  There is hereby authomed  to  be appropriated for
1G  the fiscal year ending June 30, 1974,  and for each succeeding
17  fiscal year, through the  fiscal year  ending June 30,  1977,
18  ftfj.OOO.OOO  for  the development  of standards  and  testing
1!)  methods to I'acililaic the comparison, of recycled oil with new
lie  oil. The Secretary  ol  Commerce  may make grants  of  this
^1  money,  pursuant to  regulations and requirements he  shall
-'2  adopt, to private parlies, or use this money within the  Pc-
'£•'•  ptirtmenl of Commerce for the above purposes.
-I                       KKKKCTJYK DATK
'•'•"'       Sue. 1"). Section !> (llcsirtclive Contracts Prohibited) of
•i(l  this Act is elTcctive imnicdialcly upon this Act becoming law.
                        76

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Section 4 (Tax Provisions) of this Act becomes effective on the first day
of the calendar quarter following the day this Act becomes law.  All other
provisions of this Act become effective ninety days after this Act becomes
law.
                                      77

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              APPENDIX  C
ANNOTATED BIBLIOGRAPHY OF PUBLICATIONS



     CONCERNING WASTE OIL DISPOSAL
                    79      Preceding page blank

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American Petroleum Institute, Engine Service Classifications and Guide
  to Crankcase Oil Selection. API Publication #1509, Washington, D.C.,
  January 1971.

  This pamphlet discusses why the engine service classification was
  developed and the basis of the classification system.  API gives a
  definition for each classification category.
American Petroleum Institute, Farm Equipment Lubrication-Questions/
  Answers, API Publication #1507, Washington, D.C
American Petroleum Institute, Final Report of the Task Force On
  Oil Disposal, API Publication No. 4036, Washington, D.C., May 1970.

  The Task  Force recommended that the burning of used auto lubricating
  oils, blended with residual fuel oil, be encouraged as an effective
  way to deal with disposal problems.   It also reconroended  1)  that ser-
  vice  stations continue  to contract with scavengers for waste oil
  pick-up  (or that major  suppliers attempt to enter annual contracts
  for regional pick-up),   2)  that contracts between oil companies
  and service stations  require non-polluting disposal, and  3)  that the
  API should provide information and support for state legislation which
  assumes  safe, cheap,  non-polluting, and non-disruptive disposal.
  API's Task Force conducted a survey of  service stations and examined
  five  burning tests by major oil  producers.  Although burner fouling
  occurred  in the burning tests, API recommended that waste oil be
  burned  in a 25% blend.
 American  Petroleum Institute,  How to Sell  Motor Oil,  API  Publication
   #1508,  1972.

   Marketing and salesmanship techniques for the service station
   attendant are described.
 American Petroleum Institute, Know Your Motor 011,  API Publication #1507,
   April  1971.

   Engine demands and motor oil  characteristics are simply discussed.
   Criteria for choosing oil and determing oil change frequency are given.
                                      si      Preceding page blank

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American Petroleum Institute, Lubricant Service Designations for
  Automotive Manual  Transmissions, API Publication No. 1560, 1972.

  The API-GL series is described for different engine designs and
  operating conditions.


American Petroleum Institute, Lubrication of Earth Moving and Other
  Heavy Duty Equipment, API Publication 11578, Washington, D. C.


American Petroleum Institute, Manual on Disposal of Refinery Wastes,
  First Edition, Washington, D.C., 1969.

  A loose-leaf binder contains technical alternatives for disposing
  of liquid wastes from references.


American Petroleum Institute, The Migration of Petroleum Products  in
  Soil and Groundwater.   Prlnc'lples and Countermeasures, Publication No. 4149,
  Washington, D.C., January  1973.

  The booklet describes fire hazards  and safety  procedures; water
  contamination  hazards;  spill control and recovery;  detection  and
  analysis  techniques; biological degradations of  petroleum; and
  actual incidents of  oil  migration.


American Petroleum Institute, Motor Oil Guide. API Publication #1551,
  1972.                       ~~~~"

  The guide discusses the  same issues covered by Know Your Motor Oil
  but in a more  thorough,  less popularized way.  It discusses engine
  lubricating functions of motor oil, engine design,  the lubrication
  system, contamination, driving habits, additives, and oil classifi-
  cation systems.


American Petroleum Institute, Petroleum Facts &  Figures 1971, and  1972
  Annual Statistical Review. Washington, D.C

  Statistics are reported  for crude production,  refining, transportation,
  marketing, use, prices,  and taxes.
                                      82

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American Petroleum  Institute, Committee on Disposal of Waste Products,
  Division of Marketing, Waste Oil Roundup... No. 1 and Waste Oil  Roundup...
  No. 2, API Publication No. 1582, Washington, D.C., September 1972 and
  fipriT 1973.

  These reports are an attempt by the API  to provide  a  clearinghouse
  for new developments and findings on waste oil  collection  and disposal.
  The first Roundup reports data on the magnitude of  the waste oil
  problem, disposal methods, collection, research on  technical solutions,
  and legislation.  The second Issue reports comments made on the  first
  issue, repeats much of its data, and adds new information  on waste oil
  research.  The Roundups  announce that the API's Committee on  Disposal
  of Waste Products has a program to develop non-polluting disposal
  techniques for using waste oil 1n refinery feedstocks or for blending
  with heavy heating oil.


American Petroleum  Institute, Why Change Motor Oil and  When. API
  Publication No. 1576, 1972.

  This is a slide show and accompanying script which describe what
  happens when motor oil is not changed periodically.


American Society  for Testing and Materials, ASTM Research Report 02:1002,
  Revised January 1971.

  The ASTM here establishes the test methods and performance characteristics
  for various  grades of  lube oil,  and  also  technically describes each
  of the grades.


Armour  Research  Foundation, Separation and  Characterization of Acid Sludge,
  Report  No. ARF-3859-3, April  19,  1962.

  The  report done for  the  Association  of  Petroleum Re-Refiners concludes
  that  one  half  the acid sludge from  re-refining operations  is organic,
  including equal  parts  of lube oil,  polymers, and asphalt.   Solids
  are  largely  lead, barium sulfates,  and  carbon.   A  boiling  paraffin
  solvent  was  found best for  extracting the oil  and  polymers.  The  report
  represents the  third phase  of a  three-phase  project  for APR.


Armour Research  Foundation,  Study of Re-Refining Waste Disposal,  Report
  No.  ARF-3829-7, May 19,  19^L

  The  report done for the Association of  Petroleum Re-Refiners examines
  solvent extraction processes in an effort to avoid the acid sludge
  residue resulting from re-refining techniques.   Phenol  was the  most
  effective sludge extraction solvent found, but it  did not extract all
  ash  components.  Some work on acid sludge disposal and separation was
  also reported.

                                       83

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Armour Research Foundation, Study of Re-Refining Waste Disposal  Problem,
  Report No. ARF-3829-6, April 5, 1961.~~

  This report presents a bibliography of material relevant to Armour's
  study of non-acid re-refining methods for the Association of Petroleum
  RB-Refiners.
Armour Research Foundation, Study of Re-Refining. Waste Disposal, by
  R. E. Putscher, Report No. ARF-3808-5, January 29, 1960.

  The study for the Petroleum Re-Refiners Association examined ways of
  eliminating or minimizing the add sludge disposal problems by non-
  acid methods of treatment.  Crankcase dralnlngs from different parts of
  the country were found to be uniform in composition.  Evaluation of
  several chemical flocculents and solvent preclpltants showed no obvious
  preferred choice.
Arthur  D. Little, Study of Waste Oil Disposal  Practices  in Massachusetts,
   Report  to  the  Commonwealth of Massachusetts,  Division  of Water
   Pollution  Control,  Report No. C-70698, Cambridge, Mass., January 1969.

   The  study  was  commissioned to provide a basis for future waste oil
   program planning  in the  state.   The  scope  included:  annual  quantities
   generated, geographic distribution,  types  of sources,  amounts disposed
   of by various  methods, disposal  practices  of collectors and  reprocessors,
   cost  of reprocessing to  fuel, and  long-term trends.  Among other findings,
   the  study  reported  that  42%  of automobile  waste oil  becomes  a probable
   pollutant  (]%  dumped 1n  sewer, 18% fate unknown, and 23% dumped on
   ground) and 22% becomes  a potential  pollutant (11%  road oil, 8% taken
   from state, and 2%  farm  use).  Some  37% appeared to be reclaimed as
   fuel  oil,  more as lube oil.


 Ash,  David,  "Used Motor Oil-Any Good?", Argosy, Vol.364, No. 4, April  1967.

   The  author presents a well-argued  and well-researched  commentary on
   some of the major institutional  issues  surrounding recycling of waste
   oil.   He  notes the resistance of the major oil companies  to  re-refiners
   and  speculates on economic  motives that might Induce such  resistance.
   Examples  of major fleets using  re-refined oil are  provided and  the dlfficuV
   ties of oil disposal alternatives  to re-refinina are described.   The
   author cites testimonials for  recycled  oil by lube experts,  briefly
   reports the technical  problems  encountered in re-refining, and  evaluates
   two major critiques of recycled  oil.  He rejects the allegation  that
   lube oil  wears out but at least  partially accepts  the idea that the
   quality of re-refined service station  waste oil can vary widely.
   He suggests the buyer look for the APR emblem label.
                                       84

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Barclay and Company, Inc., Barclay Waste Oil Burner. Product Bulletin,
  New York.

  The process described will incinerate waste oil.
Barnard, Harold,"Embroiled in Oil", EPA, Agriculture and Marine Pollution
  Control Branch, Division of Applied Sciences and Technology, reprinted
  in the Proceedings of the Joint ERA-API Conference on Prevention and
  Contro1~of Oil Spills. Washington. D.C.. June 15-17. 1971. pp. 51-36.

  This oft-quoted paper on waste oil disposal discusses the fate of
  used automotive crankcase oil and concludes that about 500 million
  gallons each year  go into the environment.  Burning tests produce mixed
  results; although  some tests showed 3 to 1 dilution with virgin fuel
  would  be adequate, other tests showed burner clogging.  The vacuum
  distillation experience of NORCO  (g.v.) was presented.  The paper does
  not go  into detail in any one area, but it raises many of the important
  issues  in waste oil disposal.
Bethea,  S.  R.,  ejt. al_. ,  A Modern  Technique  for  Automotive  Uaste Oil Re-
   Refining  -  Distillation Plus Hydrotreatino, submitted  for  Publication
   in  HPI.
 Bonnifay,  Pierre and Durtiau,  Robert,  A New Process  for Reclaiming  Spent
   Lubricating Oils,Institute Francais  du Petrole,  New York,  New York,
   September 1972, also published as  Report No.  F&L-72-51,  National
   Petroleum Re-Refiners Association, September  1972.

   A process developed by the French  Petroleum Institute is described
   for propane clarification of spent lube oils  prior to conventional
   acid/clay treating.  The IFP process lowers but  does not eliminate
   the amounts of acid and clay needed, improves oxidative  stability of
   reclaimed oil, and lowers ash content.  The authors claim that product
   quality is constant, yields are higher, and plant investment is low.
   Technical information given is inadequate for experimental replication
   of the IFP process.


 Booth, G.  T., The Oil Company's Partner in Proper Service Station Waste Oil
   Disposal - The Collector and Re-Refiner, Paper ti F&L-72-46, National
   Petroleum Refiners Association, Washington, D.C., September 1972.

   Booth reports a study showing that manufacturers of second and third
   grade lube oils sometimes abuse the API/SAE quality rating system.
   He also reports a  Bureau of Mines plan to establish regional waste oil
   collection centers nationwide to  provide recycled oil for federal
   purchase.
                                        85

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Bowen, D.H. Michael, "Waste Lube 011 Pose Disposal Dilemma", Environmental
  Sc 1en.ce and Technology, Vol. 6, No. 1, p. 25, American Chemical Society,
  Wash 1 ngton, D. C., January 1972.

  The article reviews much of the waste oil research carried on up to
  publication date.  It concludes that reprocessing may be the best
  answer but that the new technology required would add costs to an
  industry already under severe economic pressure.  API and A.D. Little
  waste oil disposal surveys (q.v.) are summarized.  Scavenger operations
  and obstacles to re-ref1n1ng are Indicated:  tax burdens, Increasing
  additives, and residual disposal.  The NORCO and IFP processes for re-
  refining are discussed and the API's recommendation to use waste oil
  for fuel 1s reviewed.


Bunker, John, "From Pollutant to Resource", Christian Science Honjltor.
  July 25, 1973.                            	'	

  Standard data on waste oil generation and on EPA research efforts is
  given.  Although a generally accurate overview, some assertions are
  questionable.


Burhenne, W.E.  and  Irwin, W.A.,  "A Model Waste 011 Disposal Program 1n
  The Federal Republic  of Germany,"  Ecology Law Quarterly,  School of Law,
  University of California, Berkeley, California, Vol. 1, No. 3, Summer
  1971.

  The article  is  a detailed description of the 1968 Waste Oil Law in
  West Germany.   The law established a complicated, but  nonetheless
  effective, bureaucratic and economic structure  to regulate disposal
  of waste  oil.   The government  taxes all  oil  brought  Into  the  country
  and then  uses these  funds to supoort a subsidy  Incentive  system for
  proper  disposal  of waste oil.  A  small payment  1s allowed for Incinera-
  tion,  a larqer  sum for use  as  fuel oil,  and an even larger sum for re-
   refining to lube oil.  The  authors note  some of the law's defects,  sug-
   gest improvements, compare  the actions  of other European countries, and
   comment on the dangers of arbitrary  disposal of waste oil to the environ-
   ment.


 Bylinski, Gene, "Metallic  Menaces  1n the  Environment," Fortune, January
   1971.

   The dangers  of metals as  non-degradable  pollutants  is  discussed.   Ex-
   pected federal  restrictions on metallic  pollutants  can be expected  to
   hinder plans to dispose of  waste oil  by  burning 1t  as  fuel.

 Byrne, J., Presentation of the API Committee on Disposal of Waste Products;
   National Petroleum Refiners Association  197Z Fuels  and Lubricants  Meeting,
   New York, New York,  September 14, 1972.
                                      86

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"California Project Turning Sump to Soil," Oil  and Gas Journal,  58,
  September 11,  1972.

Christiansen, F.A., Clingan, W.W., Hartmann, L.M., Engines Like Ashless
  Det_er3ejrts_, Society of Automotive Engineers,  June 1962.


Commander, J.C., Nonradioactive Waste Oil Disposal Study. Idaho Nuclear
  Corporation,  prepared for U.S.AEC, Idaho Operations Office, under
  contract No.  AT(10-1J-1230, Idaho, February 1971.

  The report reviews applicable regulations and  standards, estimates
  the volume and character of waste oil generated, describes collection
  and storage techniques, and discusses disposal alternatives.   Cost
  trade-off  studies and environmental impact statements  are included.
  The analysis concludes that commercial  reclamation  is  economically
  unattractive due to disadvantageous tax and labeling laws and that
  waste oil  should be used for surface  treatment of unpaved roads.
Conner, Michael J.,  "Project of a Small  New  Jersey Company Could Cut
  Oil Pollution of U. S. Waters,"  Wall  Street Journal, February 7, 1973,
  p.  10.

  EPA's research  at  the  National Oil  Recovery Corporation  (NORCO)  1s
  discussed.   The article  gives economics  and production data on the firm
  and comments on the decline  of the  re-refining  industry.   It describes
  EPA's major  financial  support for NORCO,  implies that the  results of
  the first  phase were not what was hoped  for.  However, it  quotes rosy
  predictions  of  future  successes made  by  both the firm's  owners and by
  EPA officials.
 Cornell,  Howland,  Hayes  and Merryfield,  Seattle Area Oil  Waste Disposal
   Fac_iJrty_Study_,  Seattle,  Washington,  August 1969.


 Crittenden,  A.M.,  Re-Refining Lubricating Oils for Railroads, American
   Society of Lubricating Engineers 15th Annual Meeting, Cincinnati,  Ohio,
   April  1960.


 Cruikshank,  Major  Charles B., Oil  Re-Refining--Its Importance to the USAF
   Economy, Research paper submitted to the faculty of the Air Command
   and Staff School of the Air University, Historical Research Center,
   Maxwell AFB, Alabama,  October 1949.


 "Current Developments",  Environmental Reporter, Vol.2, Nos. 1, 40, 43,
   50, Bureau of National Affairs,  May 1, 1971 - April 30, 1972.

   Miscellaneous Congressional and Administration actions on waste oil
   are reported.

                                       87

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Cutler, Edward Taylor,  "Reusing Oil", Environment, Vol.  14, No. 3, p.55,
  a letter to the editors, April 1972.

  The letter comments on the A.D. Little and API waste oil reports (q.v.)
  and suggests that re-refining to lube oil is too difficult while
  blending for fuel oil is too polluting.  Instead he argues for reprocessing
  used oil to fuel oil  using a new method developed by the author's firm,
  Pilot Research and Development Corp., Merion Station, Pennsylvania.


Delos, O.W., Techniques of Waste Oil Handling - Automotive Operations,
  24th ASLE Annual Meeting, Philadelphia, Pa^, May 1969.


Delsky, Richard,  "Oil Pollution  In Sewers?" New York Post, December 26, 1970.

  Commissioner of Water Resources, Maurice Feldman, says gas stations
  probably will have to begin accounting for all  their used oil.  The
  possibility of  oil build-up and explosions in the sewers is  reported.
  See also, "Gas  Stations Found  Dumping Waste Oil in Sewer Systems,"
  loc. cit.
 Dotson, D., etal.,LarKT Spreading; A Conserving and Non-Polluting Method
  of Disposing of Oil  Wastes, August 1970.
 Ebrey,  G.O.,  "Re-Refining  of  Used Mineral 011s by Treatment with Activated
   Clay  and  Heat,"  Lubrication Engineering, December 1950.
 Environmental  Law Institute,  "The  Legal Aspects  to  Incentive Approach
   to  Pollution Control",  EPA  Contract  No.  68-01-2203,  Washington,  D.C.,
   June  28,  1973.

   The contract provides  $60,000, a part of which will  be  devoted  to  study
   of  alternative  federal  policies  on waste oil control.


 Environmental  Quality  Systems,  Inc., Waste Oil Recovery Practices-State
   of  the Art,  (1972).  prepared  for State  of  Maryland,  Maryland Environmental
   Service and  U.S.  Environmental Protection  Agency, Washington, D.C.,
   December 1972.

   This  report  completes  the first  objective  described  in  the  MES grant
   application  to  EPA (q.v.).   Although there are some  errors,  it is  the
   best  data compilation  on this issue  now available.   Its chapters cover
   these issues:  sources and amounts of waste oils  in  Maryland, national
   waste oil projections, physical  and  chemical characteristics of waste
   oils, present versus future oil  characteristics,  properties of recovered
   products, trends in  oil use,  survey  of  existing laws and regulations,
   lube  oil  base stocks,  physical and chemical processes  for re-refining
   waste oils,  review of  patent literature, direct and  indirect waste oil
   disposal  techniques.  There is a good technical bibiography
   of the report,  p. 169.

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Esso Research and Engineering Company,  POL Disposal  Techniques,  U.S.  A1r
  Force Contract No.  F29601-73-C-0047,  Linden, New Jersey, January 23,  1973.

  The contract is for $39,000 and calls for Esso to perform a paper
  study of alternative techniques that the Air Force might use 1n disposing
  of waste petroleum, oils, and lubricants (POL's).


Esso Research and Engineering Company, Research on 011y Wastes, by R.H.
  Salvesan e_t. al., Government Research Laboratory, prepared under contract
  No. N00600-72-C-0761 for the U.S. Navy, Naval Supply Systems Command,
  R&D Branch, Final reports due June 25, 1973.

  Nine reports on major Navy Terminal complexes describe  systems for
  collection  and  use of oily wastes as fuel.


Esso Research and  Engineering Company, Haste  Oil  Reprocessing, by Gilford
  A. Chappell, Government  Research Laboratory,  Project 72-5,  prepared  for
  the  Division of Water Pollution Control, Water  Resources  Commission,
  Commonwealth of Massachusetts, January  1973.

  Esso studied the technical  problems  of  using  waste oil  as fuel oil
  for  Massachusetts.   It  performed combustion tests, precipitation tests,
  and  distillation experiments.  The combustion trials  showed severe fouling
  of the heat exchange tubes.   Sludge  precipitation  was  less effective
  than distillation  in removing metals but offered fewer problems  1n
  residual  disposal.


 "Fact Book," National  Petroleum News.  Mid-May 1972,  p.  136.


 Farrington, John W.  and Quinn,  James  G. ,  "Petroleum Hydrocarbons and Fatty
   Acids  in Sewage Effluents," Woods  Hole Oceanographic Institution
   Contribution No. 2812.


 Fritsch, Albert J.,  "Waste Oil  Disposal:  Time for Change," Environmental
   Action, January 20, 1973, p.  3-5.

   This article presents fresh information on waste oil disposal alternatives.
   It discusses metallic contaminants in waste oil, describes military
   attitudes  toward recycled oil, and mentions Sweden's recycling program.
   A two-fold mechanism is suggested to resolve waste oil problems: 1) a means
   of collecting, storing, and reprocessing waste oil and 2)  incentives and
   regulations to deal with individual consumers.  A federal  subsidy program
   is recommended.
                                        89

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GCA Corporation, A Study of the EconomiCjTechnical,  and Environmental
  Factors Affecting Reuse of Waste Oil  as a Blended  Fuel  Oil, EPA Contract
  No. 68-01-1859, May 17, 1973.

  The contract specifies that GCA will  focus on use  of waste oil  as a
  fuel for power plants.


GCA Corporation, Study of Haste Automotive Lubricating Oil as an Auxiliary
  Fuel to Improve the Municipal Inclneratlqn Combustion Process, Environmental
  Protection Agency Contract No. 68-01-0186, EPA Contracts Management
  Division, Washington Contract Operations, April 19, 1972.

  The contract report concludes that the physical and chemical properties
  of automotive waste oil make 1t suitable as an auxiliary fuel in
  municipal incinerators.   It  1s found to reduce combustible air pollutants
  and excessive residues that  result from  the  burning of wet or  low heat
  value  refuse.

Gallapoulos, N. E., Projected  Lubricant Requirements  of  Engines Operating
  with Lead Free Gasoline.  Society of Automotive Engineers,  June 1971.


"Gas  Stations  Found Dumping Waste Oil in Sewer System",  New  York Times,
  December 26,  1970.

  EPA's  investigation  Into  waste oil dumping by service  stations is
  reported.  Neil  Fabricant, assistant administrator  for legal services,
   threatened  prosecution for such  polluters.   See also Loetterle,  op. clt.


Gruse, W.A., Motor Ojls. Performance and Evaluations, Reinhold Publishing
  Company,  New  York, 1967.


Goetsch, H.C., Address To:   The Association of Petroleum Re-Refiners,
   St.  Louis, Missouri, July 26, 197Z.!

   The Vanik  bill,  HR  15502 (q.v.),  is  the  occasion  for the APR meeting
   and the topic of this paper. The author offers amendments to  strengthen
   the bill:   the labeling section should be replaced with a provision  for
   a uniform classification section for  lube oil  quality,   virgin
   oils should  be taxed and the funds used  to abate  oil pollution,  e.g.,
   by developing ways to deal with re-refininq wastes; and the federal
   government should  develop understandable quality  specifications  for
   lube oil testing and educate consumers on how to  buy oil.


 Hartung, H.  D., Economic Recovery of Waste Lubricating Oils, 30th
   International Water Conference of Engineers Society of Western
   Pennsylvania, Pittsburgh, October 28-30, 1969.
                                       90

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"HECO Waste Oil  Burning Due for Pollution Ruling," Honolulu Advertiser,
  December 17, 1972.


Harvey, James, "General Motors Recycles Over Million Gallons of Waste
  Industrial Oils", Congressional Record, June 7, 1972, E6030-E6031.

  Congressman Harvey of Michigan discusses the program of GM's Steering
  Gear Division to install a "closed loop" system for recycling more than
  one million gallons of industrial oils each year.


"Hawaii Utility Has Good Result Burning Waste Oil," Platt's Oil gram
  News Service. Vol. 50, No. 220, November 14, 1972.


"Hearing Scheduled on Waste Oil in Harbor,"  Argus-Citizen, Dorchester,
  Massachusetts, September 14, 1972.


Herschel,  W.H., Anderson, A.M.,  "Reclamation of  Used Petroleum Lubricating
  Oils," National  Bureau of Standards Technological Papers. Vol. 17, No. 223,
  October  1922.
Humble Oil Company,  "Lubetest DG-2C", Product Bulletin.


"Is  Lube-Oil  Reclaiming  Being Abandoned  Because of  Economic Unfeasibllity?"
   Oil and  Gas  Journal, December  13,  1971.


Jack, R. W.,  "Laboratory Engine  Specification Test  for  Crankcase Oil -  I",
   Lubrication,  Vol.  55,  No.  8, Texaco,  Inc., New  York,  New York, 1969.

   The background,  purpose,  and significance of most common crankcase
   lubricant  specification engine tests  are discussed, and a brief
   description of  each test  procedure is  provided.


Jackson, Howard E.,  "Re-Refined  Oil  for Private Airplanes", Aero Magazine,
   Vol.  3,  No.  3,  May/June 1970.

   The article claims that many private  pilots, flying  school  operators,  and
   mechanics  prefer re-refined  lube oil  because it gives longer engine  life
   at considerable savings.   The  evidence is  personal rather than survey
   data,  and  most individuals are not adequately  Identified.   The author
   argues  that the oil is improved by being  processed three  times:   in  the
   original refining, in  the engine, and by  the re-refiner.  Weaker parts of
   the oil  are seen to be destroyed leaving  lube  oil superior  to that
   originally sold.  Favorable  engine tests  by  Analysts, Inc.  (Oakland,
   California) are reported.   However, resistance to re-refined oil by
   major aviation fuel dealers  because of variability of re-refined feedstocks
   is also  indicated.

                                       91

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Kalichevsky, V.A., Modern Methods of Refining Lubricating Oils.  Relnhold
  Publishing Company, New York.  1938.


Levine, Alan, The Recycling of Waste 011, unpublished paper, Environmental
  Law Seminar, Georgetown University Law School, Mr. Fabrikant,  December 21,
  1972.

  The paper reviews the generation of waste oil, the decline of the re-
  refining industry, views of the API, and the Vanlk bill (q.v.)


Loetterle, Fred,  "Use of Sewers for Oil Dumping Probed", New York Daily
  News, December  26, 1970.

  The start of a  New York City EPA  investigation of gas stations' use of
  sewers for waste oil dumping 1s reported.  The study was begun after
  the Metropolitan Waste 011 Dealers Association estimated that 20% of the
  city's service  stations were Illegally dumping.  One year earlier,
  service stations had begun to pay for collection of waste oil they
  had  previously  been able  to sell.   Increased use of additives was blamed
  for  the switch.


"Low Cost System  Readies Waste 011  for Boilers", Power, August  1972.

  The  Carrier Corporation  1s using  waste Industrial  lube oil as fuel oil
  at its plant  in Syracuse, New  York.  Only  settling to remove  water is
  performed  before burning.  Carrier  then  blends this oil with  No. 5
  or No. 6  fuel oil  in proportions  up to 25%.


Lowther, H.V.,  Lube Effects with  Unleaded  Gasolines, API  Proceedings,
  May  12-14,  1971, San  Francisco, California.

  Removal of lead from gasoline  causes rusting of  engine parts, and  in-
   creases  varnish deposits.  Exhaust valve recession frequently occurs
   but  the effect on oil  oxidation and thickening is ambiguous.


 "Lube  Oil  Refining Rebounds",  Chemical  Engineering, September  9,  1968,
   pp.  54-56.

 Lubrizol  Corporation, Fuel and Lubricant Test Capabilities, January 1972.

   This loose-leaf binder contains descriptions and uses of the  various
   engine tests used to evaluate lube oil.
                                       92

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Lubrizol  Corporation, Modern Automotive Lubricants-1972, by P.  A.  Asseff.

   This pamphlet gives a relatively non-technical description of types
   of vehicle lube oil and engine tests used to evaluate lube oil.


 M/PF, Re-Refined Motor Oil - Market and Supply, M/PF Research Report No.
   713-485C, August 1971.

   This 15 page report for the Texas American Oil Company identifies
   quantities and major suppliers of used oil in the Ft. Worth-Houston
   Area and quantities and major purchaser of waste oil in the same area.
   It concludes that  there is some opportunity for expansion of sales with
   different labeling approaches, e.g., use of the term, "recycled".


 Mallatt, R.C., Grutsch, J.F., Simons, H.F., "Incinerate Sludge and
   Caustic", Hydrocarbon Processing, May 1970.


 Maryland Environmental  Service, Oil Recovery Program, Application  for
   Environmental  Protection Agency Research, Development and Demonstration
   Grant, State of Maryland,  December  7, 1971.

   MES received $140,000 to develop a  comprehensive collection and  treatment
   plan to  solve  the  state's  waste oil problems.  The  grant  proposal  states
   four objectives:   1)  a  state-of-the-art  review of existing waste oil
   recovery  technology,  2) a  management  program  for waste  oil collection
   and handling,  3)  a financing  plan,  4) preliminary engineering  and
   preparation  of plans  for a state-wide waste oil recovery  system.   See
   also "Environmental  Quality Systems,  Inc.", op.cit.


 Massachusetts  Hazardous Waste Board,  Hazardous  Waste  Regulations,
   Division  of  Water Pollution Control,  Boston,  Mass., Publication  6672,  August
   1972.

   The regulations permit  the Division to  control collection and  disposal
   activities  through licensing  of waste collection  and disposal  firms.   The
    intent of the  licensing is to promote reclaiming  of wastes  insofar as
   practical.   Where this  is  not possible,  incineration,  neutralization
   or other processes eliminating the  wastes from the  environment are
   preferred.   Where such  alternate disposal  is  not  available,  selected
    sanitary landfill  sites are  being approved  for sludge and solid  wastes.
    Regulations  promulgated under G.L.  Chap. 21,  sees.  52,  57,  and 58.


  McCrone  Associates, Bibliographical  Study of Re-Refining Used Lubricating
   Oil,  by Richard E. Putscher,  Project MA-1982, Oct.  9, 1970.

   This  work for the Association of Petroleum Re-Refiners updates the
    technical non-acid waste oil  treatment bibliography prepared by R. E.
    Putscher for Armour in April  1961.

                                        93

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McCrone Associates, Study of Problems of Refining Lubricating Oil Drainings,
  Project MA-1982,  May 11, 1971.

  This short study  for the Association of Petroleum Re-Refiners was
  funded in an effort to find technical means of dealing with recycling
  problems caused by the growing variety of additives and additive products
  found in waste oil.   Two process problems were studied:  the thermal
  effects of pre-distilling the oil prior to sulfuric acid treatment,
  and the nature of the materials causing filter press plugging.  Half
  of the total research effort went into screening non-acid flocculents to
  precipitate these suspended materials in used oils.


McMahon, Thomas C.,  "Can the Waste Lube Oil Problem Be Solved?", Yankee
  Oilman, December 1972.

  The Director of  the Massachusetts Division of Water Pollution Cdntrol
  summarized  the status  of  the Division's programs to abate waste  lube
  oil problems.  The author notes  that re-refining firms operate Under
  special burdens  and that  none now exist in New England.  The  state's
  research  programs  on  treatment technology (Esso Research and  Engineering),
  biological  degradation  (Tyco Laboratories), and statewide waste  oil
  generation  (A.D. Little)  are reported.  The author describes  the state's
  new  hazardous waste regulations  and the state's joint plans with EPA
  to locate a waste  oil  collection facility at Braintree.


Millar,  F.  W.,  "Under the Hood,"   Chemistry. Vol. 44,  No. 6, June  1971.


Modrock,  E.,  "Treated Fuel  Oil Reduces  Deposit Build Up," Maintenance
  Engineers,  1970.


National  Academy of  Sciences  and National  Academy  of  Engineering,  Water
  Quality Criteria 1972, prepared  by the Committee  on  Water  Quality
  Criteria, 1973.
 National  Academy of Sciences and National  Academy of Engineering,
   Research Needs in Water Quality Criteria,  Report of the Committee on
   Water Quality Criteria, Environmental  Studies  Board, 1973.


 National  Oil  Recovery Corporation, "Conversion of Crankcase Waste Oil  into
   Useful  Products,"  EPA WPCR Series 15080 DBO,  March 1971.

   This EPA technical publication issued  by the Office of Water Quality
   describes NORCO's progress in developing and demonstrating a simplified
   technique for reprocessing spent automobile crankcase oils.  The objective
   was to produce useful non-lube petroleum products such as low sulfur
   fuel oil and diesel fuels, without producing residues which cause water
   pollution.   The product goals specified were substantially achieved but
   the disposal of residual "bottoms" remained a   problem.  A $
   Federal grant financed the research.

                                       94

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National Oil Recovery Corporation, Recycling of Waste Oils Jnto Diesel  Fuels
  and Other Petroleum Products, Environmental Protection Agency Contract  No.
  68-01-0177, EPA Contracts Management Division, R&D Procurement Section  A,
  March 7, 1972.

  The $352,000 contract calls for further work by NORCO.  The objectives  are  to
  improve the quality of fuel oil produced, solve the "bottoms" residual  problem,
  determine the quality of products, and obtain more systems design and operating
  data.

National Petroleum  Refiners Association, A  New Process for Reclaiming Spent  Lub-
  ricating Oils,  Report No. F & L-/2-51, September 1972.

"Oil on Troubled  Waters", Government Executive, February 1970, p. 24.

  A  standard  account of the waste oil  problem,  tax  discrimination, and  FTC
  labeling  laws  is  provided.

"Oil Purification,  Filtration  and Reclamation," Lubrication. Vol. 33, No. 1,
  January  1947,  p.  1-12.

Olcott, William,  "Motor Oil  Sales Flow from Stations to Mass Merchandisers,"
  National  Petroleum News,  July 1971.

  This  article is the source  of the frequently  cited figure  that the service
  stations'share  of the  600 million gallon/year auto lube market has slipped
  from 70% in 1961  to about 45% today.  Some 30%  of  new auto  lube oil  is now
  sold through mass marketers such  as  discount  houses,  and  the percentage is
  expected to rise to 40% or more in the /O's.   In  addition,major suppliers
  who  have traditionally  shunned this  market are  increasingly selling  directly
   to such distributors.   Various other changes  in the  auto  lube oil  market are
  discussed:  do-it-yourself oil changes, smaller  cars,  longer  drain  periods*
   increasing car numbers, improving oil quality,  non-leaded  gasoline,  rise of
  multigrade oil, and the trend to  racing oil.

 Pollack,  Jack M.,  "Change Your Oil, Mister?", True,  June 1952.

   This is an interesting expose of the prejudiced economic  treatment accorded
   re-refined oil,  even this long ago.   Although the article is quite old, issues
   described are  the same ones being fought today -- such as quality consistency
   and supposed bias on the part of major oil companies and  the military.

 Porcello, Joseph A., "Allied Used Up  Old Auto Oil," Syracuse Herald American,
   January 1972.

 Recon, Inc., Study to Obtain and Develop Information on Waste Oil  Recycling, EPA
   Contract 68-01-1870, Princeton, New Jersey, March 1, 1973.

   The  contract calls for Recon  to  1)  assess waste oil disposal techniques,  2)
   evaluate existing technology  for waste oil processing, 3) determine the en-
   vironmental  impacts of various processes, and  4) perform a  national material
   balance  on waste oil and  recommend  Improvements.
                                          95

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"Recycled Fuel,"  Qulncy  Patriot  Ledger,   Quincy, Massachusetts, October 7, 1972.


"Refining of Motor Oils,"  Lubrication.  December 1946.


Reltze, Arnold W. Jr., Environmental  Law, Second  Edition,  "Lubricating Oil,"  by
  Jeffrey E. Howard and  Dennis P.  Koehler, J.D.'s  the  National Law  Center,
  George Washington University,  June  1972, p.  79.

  This appendix to Chapter 2 provides a survey of waste lube oil  disposal  Issues:
  air and water pollution, effect  of  retailing, and the recycling Industry and
  its problems.  Much of the Information has been used in  statements drafted  for
  Congressman Charles A. Vanlk (q.v.;.


Rek. L.,  Combustion of 01} or Gas in Fluidlzed Beds,   Proceedings  2nd  Internation
  al Conference on Fluidlzed Bed Combustion, Publication #AP-109,'EPA.


Schilling, A., Motor Oils and Engine Lubrication. 2nd  Ed., England, Scientific
  Publications Ltd., 1968.


"The Schuylkill  011 Swamp: Ecology Gone Haywire," The Philadelphia Inquirer.
  Philadelphia, Pa., July 10, 1972.


Seidl, H.C.,  "Evaluation of Reclaimed 011," History HQ OCAMA. Oklahoma  City.
  Oklahoma,  FY 1948, Historical Research Center, Maxwell AFB, Alabama,  July -
  December  1948.


Shell  Oil Company, Notes of Disposal  of  Refinery Wastes by Biological Action
  in  Soil,  Deer  Park, Texas.


Shields, Wilfred  H.  Jr., and  Miles, Walter  A., Used Oils  - a Waste? or a Resource?,
  Solid  Waste Services, Maryland  Department of National Resources, and Division
  of Solid  Waste Management,  Maryland Department of Mental Health and Hygiene,
  April  1971.

  This is a forthright  report of  the authors'  personal  study of waste oil disposal.
   It estimates  the amounts  and  sources  of waste oil discarded, describes the kinds
  of changes that result,  and accuses  the Federal  government of  bringing about
  the decline in recycling  through unfavorable tax and  labeling decisions.   It
   strongly  criticizes the  API for underestimating  the oil pollution  problem.
   Finally,  the report recommends  that  waste auto  oil  be recycled to  lube oil, that
  waste industrial  oil  be  used  as fuel, and that  the  state  establish a major system
   for recovery of waste oil.  This last recommendation  led  to the  current  MES re-
   search with Environmental  Quality  Systems,  Inc.  (q.v.)
                                       96

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Smalheer, C.V., and Smith,  Kennedy,  Lubricant Additives, Lez1us-H1les Co.,
  Cleveland, Ohio, 1967.

  Lubrizol Corporation, a major additive manufacturer distributes this technical
  work on the chemistry and application  of additives and the testing and evalua-
  tions of lubricants.


Society of Automotive Engineers, Crankcase Oil  Viscosity Classification, J 300a
  April 1967,  editorial  change, October 1972.

  The SAE specifies a recommended practice for  classifying  lube oils according
  to viscosity: 5N, 10W,  and so forth.


Society of Automotive Engineers, Engine Oil Performance and Engine  Service
  Classifications. J 183a, April 19/1.

  In this "Recommended Practice" document the SAE updates  and  promulgates engine
  lube oil catagories, SA through SE, and CA through CD.   It gives  API  engine
  service descriptions, ASTM engine oil  descriptions,  and  primary performance
  criteria for each category  (grade).


Society  of Automotive Engineers, Engine Tests for Evaluating Engine Oils, J  304a,
  June 1971.

  In this "Information Report", the SAE describes some of the  more widely used
  engine  tests for evaluation of lubricants.


Society  of Automotive  Engineers, Physical and Chemical Properties of Crankcase
  Oils,   J 357,  August 1969, editorial  change, June 1971.

  This SAE  "Information  Report" discusses a number of the physical and chemical
  properties  of  new and  used crankcase  oils.  Standardized test methods are
  also listed.


 "Spectrum,"  Environment, January/February 1972,  p. 26.

  Summarizes  article  by  Bowen,  Environmental Science and Technology (q.v.).


 "Squeezing  Pure  Lube  from  Waste Oils",  Chemical  Engineering, by  B. Cross, June 11,
  1962,  pp.  126-128.     .               	

  A process  flowsheet is provided  for the operations of Motor Oils Refining Co.,
  a re-refiner in Illinois.
                                      97

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Streets, R.E., a letter to Mr.  H.  Paul  Butz,  Chief  of  the  FTC's Division of
  Trade Regulation Rules, File  959,  June 5, 1964.

  Streets, the Chief of the Army Material  Command's Power  Sources  Section,
  writes to support the FTC's proposed Trade  Regulation  Rule  (q.v.).  He
  states that the variability in the charge stock makes  adequate process
  control in re-refining Impossible  and that  earlier engine tests  have  shown
  available re-refined oils to  be  very inferior.  Streets  also  indicates that
  control specifications proposed  by the re-refiners would not  be  adequate to
  assure quality and that routine  performance tests using  actual equipment are
  the only real guarantee of high  quality.


Supta, N.P. and Galrola, V.K. "Use of Waste Engine  011 as  Fuel,"
  Chemical Engineering World. Vol. 7, No. 6, June  1972.


Swain, J.W., Disposal of Spent Industrial Lubricants. Paper  0FL-72-4T,  September
  1972, National Petroleum Refiners  Association, Washington,  D.C.

  This seven page non-technical commentary briefly surveys disposal  alternatives
  for  industrial lubricants.  The author concludes  that disposal  can be Improved
  1f the oil user reduces his usage and separates types of waste oil  during
  collection.   He recommends reprocessing for use as lubricants, metal  working
  fluids, or fuel.


Swain, John W,, Jr.,  Reclaiming, Re-Refining, and Uses of Waste Oil, American
  Society of Lubrication  Engineers, Annual Meeting, Chicago, Illinois,  April  29,
  1973.

  The  disposal  alternatives  for waste  industrial and crankcase oils is  discussed.
  Contaminants in  both  types are enumerated.  The paper describes provisions of
  several new  Michigan  laws which require  industries to report on their waste
  generation,  which license  and control waste oil scavengers, and which permit
  citizen  suits against polluters.  Purchase, collection, mixing, reprocessing
  and  product  alternatives  for used oils  are reviewed.


 "Swarf Crushing and 011  Reclamation Plant," Environmental Science and Technology,
  September 22, 1967, p.  387.
                                      98

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Teknekron, Inc.  "Technical  and Economic Study of Waste Oil  Recovery",
  EPA Contract No.  68-01-1806, Berkeley, California, March  26,  1973.

  This contract for $58,000 calls for Teknekron and its subcontractor,
  The Institute of Public Administration, to investigate the feasibility
  of closed-loop oil recycling systems, the economics of the re-refining
  industry, consumer waste oil disposal, and federal research efforts  1n
  waste auto lube oil disposal.


Thurmond, Strom, "The Need for Recycling of Oil",  Congressional  Record,
  January 16, 1973, p. S66.

  Remarks were made on the introduction of S 409, a bill to amend the excise
  tax code to encourage reuse of waste oil.  Thurmond discusses the genera-
  tion of waste oil, its environmental impact, and federal  obstacles to
  recycling,


Tyco  Laboratories,  Biological Degradation of Waste Oil  Sludge, contract
  report  for Massachusetts Water Resources Commission,  197t7


U.S.  Congress,  93rd, 1st Session, HR  5902:  National  Oil Recycling Act, a
  Bill to  Provide  for the  Recycling of  Used Oil  and  for Other Purposes,
  House Committee  on Ways  and Means,  Introducted March  20, '1973 by Charles
  P.  Vanik  (D-Oh1o).

  Identical  bill to Vanik's  bill, HR  15502,  introduced  June  14, 1972.


U.S.  Congress,  93rd,  1st Session, s  409,"A  Bill  to Amend the Internal  Re-
  venue  Code of 1959 to  Encourage the Use of Recycled Oil",  Senate  Finance
  Committee,  introduced  January 16,  1973, by Strom Thurmond  (R-S.C.).

  This  bill  is  identical  to  a  bill  introduced March 21, 1972 with  remarks
  by Senator Thurmond  (q.v.).   It and a bill  by Congressman  Vigarito  (q.v.)
  are identical to the  bill  Congressman Vanik first introduced  in  January
   1972.   All  these measures  would allow re-refiners to be  exempted  from
   payment of excise taxes  on virgin  oil that they blend with their re-refined
   oil.
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U.S. Congress, 92nd,  2nd  Session,  HR  15502:  Natural  Oil Recycling Act, a
  Bill  to Provide for the Recycling of  Used  Oil  and  for Other Purposes,
  House Committee on  Ways and  Means,  introduced  June 14,  1972 by Charles A.
  Vanik (D-Ohio).

  A major provision of the bill  would reform the excise tax  treatment of
  lubricating oils by abolishing the  current tax exemption enjoyed  by virgin
  lube oil that is not used in highway vehicles.  The bill would also change
  the labeling requirements for re-refined oil  imposed by the Federal Trade
  Commission, prohibit oil companies  from restricting their  service stations
  from selling recycled oil, encourage Federal  procurement of recycled oil,
  and force all lube oil  retailers to provide disposal facilities and to
  sell  oil only in returnable containers.


U.S. Congress, 92nd, 2nd Session, House.  Ways and  Means Committee,  Subcommittee
  nn Natural  Resources, March  20 and  21,  1972.

  A statement of Belton Williams, President of the Association  of  Petroleum
  Re-Refiners, asks for restitution of the 6$/gallon excise  tax ON virgin
  industrial oil.  He  supports  S 409 by  Senator Thurmond.


U.S. Congress, 92nd, 1st  Session, Joint Economics Subcommittee  on  Fiscal
  Policy, The Economics of Recycling Waste Materials. Hearings, November 8 and
  9, 1971, esp.  p. 179.

  Witnesses  testified  from the  National Association of Secondary Materials
  (NASMI), the American  Paper Institute, the National Commission on Materials
  Policy, New  York EPA,  Resources for the Future, and the U.S.  EPA.  The
  Association  of Petroleum Re-Refiners (APR) submitted a statement decrying the
  pollution  damage of  waste oil and  the pollution hazards of burning it.  The
  APR  further  asked  for  statutory changes in the  excise tax treatment of lubri-
  cants,  including a new provision allowing re-refiners to collect a refund on
  virgin  oil  purchased for blending.


U.S. Congress, 90th,  1st Session, Senate  Public Works Subcommittee on Air and
  Water Pollution, Water Pollution - 1967 (Part 1). Hearings on SI591 and S1604,
  June 7, 8, and 9,  1967.

  Hearings  chaired  by  J.  Caleb  Boggs (R-Oel.) examined the automotive oil pollu-
   tion problems  arising  from  the  Excise  Tax Reduction Act of 1965.  Testifying
  were James M.  Quigley, Commissioner  of  the Federal  Water  Pollution Control
  Administration; Harold L.  Jacobs,  Vice  Chairman,  Delaware Water  and Air Resources
   Commission; Alfred E.  Peloquin, Executive Secretary, New  England Interstate Water
   Pollution Control  Commission; P.N. Gammelgard,  Vice President, Conservation and
   Manufacturing, American Petroleum  Institute;  and  H.K.  Robertson, President,
   Association of Petroleum Re-Refiners,  accompanied by V.I. Worthington,  Executive
   Director.   The API produced survey figures  to show that service  stations are
   adequately serviced by waste oil collections.  The APR showed increasing economic
   failures  among its member firms and  argued  that Federal tax  and  labeling require-
   ments were to  blame.

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U.S. Congress, 89th,  1st Session,  Senate, Excise Tax  Reduction Act of 1965.
  Report No. 324, to  accompy HR 8371, Committee  on  Finance, June 14, 1965.

  The Senate disagreed with lube oil  excise tax  reductions prepared both by
  President Johnson and the House on  the grounds that the tax was needed to
  keep the re-refiners alive.  It also removed the  House provision that
  assigned lube oil taxes to the Highway Trust Fund.


U.S. Congress, 89th,  1st Session, House, Excise  Tax Reduction Act of 1965.
  Report No. 433, to  accompany HR 8371, Committee on  Ways and Means, May 28,
  1965.

  President Johnson's bill would have repealed all  excise taxes on lube oils.
  The House agreed to drop the tax on off-highway uses (through a refund pro-
  cedure) but kept the tax on highway oil on the grounds  that  1) the Highway
  Trust Fund was in need of more revenue and 2)  that some tax  advantage was
  needed to keep the re-refining industry alive.


U.S. Department of Commerce, Letter Circular LC-990, National  Bureau of Stan-
  dards, August 1950.

  The three-page report concludes that  the quality of re-refined oil depends on
  the quality of new oils  from which  it  is obtained, the extent  of deterioration,
  and the re-refining process.  No performance test data is  given.


U.S. Department of Commerce, "Sales of  Lubricating and Industrial  Oils and
  Greases,  1969,"  Bureau  of  the Census,  Current  Industrial  Reports.  Series MA-29C
  (69)-l, January  7,  1971, and MH-29C(71)-1 , October 1972.


U.S. Department of Commerce, "Sales of  Lubricating and Industrial  Oils and
  Greases,  1967,"  Bureau  of  the Census,  Current  Industrial  Reports,  November 21,
  1968.
 U.S.  Department  of  Commerce,  "Sales  of  Lubricating and  Industrial Oils and
   Greases, 1965," Bureau  of the  Census, Current  Industrial Reports, September 7,
   1966.
 U.S. Department of Commerce,  "Sales  of Lubricating and  Industrial Oils and
   Greases, 1965," Bureau  of the Census, Current  Industrial  Reports, September 7,
   1965.
 U.S. Department of Commerce, "Sales  of Lubricating  and  Industrial Oils and
   Greases, 1962, Bureau of the Census, Current  Industrial  Reports, October 14,
   1963.
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U.S. Department of the Interior, Additives  in Re-Refined Oils  by  Atomic  Ab-
  sorption, study conducted by the Bureau of Mines,  Bartlesville  Energy
  Research Center, concerning metal  content of some  re-refined oils,  February
  22, 1972.


U.S. Department of the Interior, The Cost of Clean Hater and Its  Economic  Impact,
  Vol. 1 of FWPCA Reports of 1968 and 1969.


U.S. Department of the Interior, The Cost of Clean Hater,  Petroleum Refining,
  Vol. Ill, Industrial Waste Profile No. 5, FWPCA Publication  No. I.W.P.-5.


U.S. Department of the Interior, An Issue Support Paper About.... Waste Oil
  Recycling, Bureau of Mines, April 1972.

  An extensive five year research effort to develop and demonstrate methods  of
  waste oil re-refining is proposed.  The program is to use the technical
  facilities at the Bureau's Bartlesville Energy Research Center in Oklahoma.


U.S. Department of the Interior,  Petrochemical Plant Effluent Treatment
  Practices. FWPCA Report  12020,  February 1970,


U.S. Department of the Interior,  Water  Qua!ity Criteri a, Report of the National
  Technical Advisory  Committee  to the Secretary, FWPCA, 1968.


U.S.  Department  of the Interior and  U.S. Department of Transportation, Oil
  Pollution, A Report to the President, February 1968.

  The  ocean  pollution impact of oil  spills  and other hazardous substances is
  emphasized.   Waste  oils  from  gasoline service stations is mentioned as an
   important  source for the first time.


 U.S.  Department of the Treasury, Section 4091  -  Imposition  of Tax, Reserve
   Ruling 57-204, p.  371.          	

   The Treasury ruled  that  the introduction of used  oil into the  process of
   refining virgin crude  oil  does not thereby make the  product "a mere blend or
   mixture" of  mixable and  non-taxable oils that  is  tax exempt under  section
   314.40 (d)  (3) of  Regulations 44.
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U.S. Department of the Treasury, Section 6424 - Lubricating 011  Not Used in
  Highway Motor Vehicles. Reserve Ruling 68-108, p. 561.

  The Treasury Department ruled on two issues.  It decided that re-refiners
  do not qualify as off -highway users and therefore are ineligible for a tax
  refund on virgin oil purchased for blending.  It also decided that industrial
  buyers of blended re-refined lube oil could not collect a refund either since
  the product purchased is nontaxable.

U.S. Environmental Protection Agency, The Impact of Qi1.y Materials on Activated
  Sludge System, Hydroscience , Inc., EPA Report No. 12050 DSH 03/71, 1971.

  The 110 page report studied the effect of a variety of compounds on small
  scale continuous activated  sludge systems.  Batch studies to determine bio-
  degradability and the effect of   emulsifi cation and temperature on the rate
  of biological reaction were also conducted.
 U.S.  Environmental  Protection Agency, Ocean Disposal of Barge Delivered Lqu
  and  Solid Waste  from  U.S.  Coastal Cities, EPA Publication No. SVI-19c, 1971.

  This  119 page  report  by  the Dillingham  Corporation provides a baseline survey
  of  ocean waste disposal.   Included  is a discussion of current marine disposal
  operations,  environmental  effects of barging wastes  to sea, monitoring of
  marine  waste disposal  operations, and institutional  factors and recommendations.
  Some passing references  are made to the role of waste oil.


 U.S.  Environmental  Protection Agency, Oily Waste Disposal by Soil Cultivation
  Process, Office  of  Research and Monitoring, EPA-R2-72-110, December 1972.

  The  study in Deer Park,  Texas, showed that soil microorganisms can decompose
  oily wastes  in landfills.  The rate of  decomposition was about one half
  pound per cubic  foot  of  soil  each month without fertilizers, double with
  fertilizers.


 U.S.  Environmental  Protection Agency, Run off of Oils  from Rural Roads Treated
  to  Suppress  Dust. EPA Report  EPA-R2 -72-054, October
   The  study  indicates  that some  seventy  percent  of  the  oil  leaves  the roadway
   on dust particles  or in  water  runoff.   Most of the  remaining  thirty percent
   volatilizes  and  is biodeqraded.


 U.S. Environmental  Protection  Agency,  Waste Oil  Study,  Preliminary Report  to.
   Congress.  April  1973.

   This report  fulfills the 6 month report requirements  of section  104(m) of  the
   Federal Water Pollution  Control  Act  Amendments of 1972.   It covers quantities
   of waste oil  separated,  physical  and chemical  characteristics of waste oils,
   present methods  of collection  and disposal, biological  effects of waste  oil,
   and  economic  and  legal  aspects of waste oil policy.  The report  includes little
                                      103

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  information on  long-term  biological  effects, economics of reprocessing,
  disposition of  home  users,  research  efforts by other  federal agencies, or
  institutional/policy factors.


U.S. Executive Office  of the  President,  "Petroleum  Refineries," The  Economic
  Impact of Pollution  Control.  Council on  Environmental  Quality,  Department
  of Commerce, Environmental  Protection  Agency, March 1972, pp. 263-73.


U.S. Federal Trade Commission,  In Re Double Eagle  Refining Co.. 54  FTC  1035
  (1958).

  In its original early decisions, the FTC ruled  that Double  Eagle  and  other
  lube oil re-refiners must 1)  not represent,  contrary to  fact, that its  lube
  oil is refined other than from previously used  oil  and 2) not advertise Its
  products without disclosing prior use  of the oil  to the  purchaser, Including
  "a clear and conspicuous statement to  that effect on the container."


U.S. Federal Trade Commission, In Re Double Eagle Lubricants. 66  FTC 1039 (1964).

  In its later decisions on labeling of re-refined lube oil,  the  FTC argued  that
  disclosure of  prior use had to be on the "front panel or front  panels of the
  container."  The decision imposed no new restrictions on the use of the word,
  "re-refined".  The FTC claimed that its decisions were made without regard to
  the quality of the respondents' lube oil product.


U.S. Federal Trade Commission, a letter of Congressman Charles A. Vanik regarding
  waste  oil, by  Miles W, Klrkpatrick, Chairman, August 19, 1971.

  Chairman  Klrkpatrick  explains  that the  FTC's Trade Regulation Rule on re-refined
  lube  oil  (q.v.)  1s  not premised on the  quality of  such oil, but on the public's
  preference for virgin oil.  However, he proceeds to acknowledge that, based on
  many  submissions, the FTC  believes re-refined oil  to be of inferior quality and
  that  the  labeling rule would be reconsidered 1f  valid evidence showed that  it
  could compete  in quality with  virgin oil.


 U.S. Federal  Trade Commission, Trade  Regulation Rule Relating Deceptive Advertising
  and  Labeling of  Previously Used Lubricating 011, effective September 1, 1965.

  The  FTC labeling rule repeated the  regulation announced in In  Re  Double Eagle
   Lubricants (q.v.)  but also required clear disclosure  of "Previous Use"  and
   restricted the use  of the  word "re-refined".  The  Trade Regulation Rule can be
   found at 16 CFR  406.
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U.S. Statutes, 89th, 1st Session, Excise Tax Reduction Act of 1965. Vol. 79,
  Public Law 89-44, June 21, 1965,-p. IJb tK

  Title II, Manufacturers Excise Tax, imposes a six-cent-a-gallon  tax on lube
  oils  (sec. 4091 of the Internal Revenue Code of 1954)  and  then  sets up a
  tax refund procedure for lube oil  used for off-highway  purposes  [sec. 6424).
  The law's provisions and associated Treasury regulations can be  found at 26
  CFR 48.4091 and 26 CFR 48.4218.


"Used Lube Oil... oh just throw it away," U.S. 011 Week.  January 1971, p. 3.

  Some new information is added to a review of points made in Bernard
  and the API Final Report (q.v.).  A New York City survey of service station
  waste oil disposal is discussed.  The Wisconsin Petroleum Association reports
  that waste oils foul sewage treatment plants.  The Nebraska Petroleum Market-
  ers Association reports that a  survey of state jobbers  shows collection costs
  up to 10<£ a gallon and one third the jobbers supplying fanners who use waste
  oil for dust  control, hog oiling, tank heaters, and weed control.


"Used Lube Oil  Present a Slippery Problem,"  Rodale's Environmental Action
  Bulletin, Vol.  9, No. 6, April  17, 1971.

  Points made  in  "Used  Lube Oil", U.S. Oil Week,  (q.v.) are repeated.   In  addition,
  the article suggests  that readers  patronize  only service stations with  adequate
  waste oil collection  and  that  they write to  the API, the APR, and the  FTC  about
  the need  for  better ways  to dispose of waste oil.


Vanik,  Charles  A.,  "Natural Oil  Recycling Act,"  Congressional Record,  June 14,
   1972,  E6208-E6210.

  Vanik comments on his  bill, HR 15502,  introduced the same  day.  He discusses
  waste oil  generation,  water pollution,  air pollution, mass  marketing of auto
   lube  oil,  and impediments to  economic  recycling operations.   Finally, he
  describes  the provisions  of his bill.


 Vanik,  Charles  A., "Oil  Recycling,"  Congressional Record. December 2, 1971,
   E 12927-E12929.

   Vanik makes points repeated  in later Congressional  Record  remarks.  He proposes
   to allow re-refiners to label  their product "recycled  oil" and  introduces a
   bill, HR 12015, which would  make re-refiners eligible  for  the off-highway six-
   cents-a-gallon tax refund.
                                     105

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Vanik, Charles A.  "Oil  Recycling Act of 1973". Congressional  Record. March  14,
  1973, E 1543-E 1545.

  Vanik comments upon his bill, HR 5902, introduced March 20, 1973.  He  repeats
  many of the points he made upon the introduction of an identical  bill  1n  1972,
  but drops the description of the bill's provisions and adds some  data  on  waste
  oil generation and on fuel oil shortages.
  illanova University, Final Progress Report on Water Pollution Control  Demons
  tion Project Grant No. WPD-174-01-67.submitted to Federal  Water Pollution
  Control Administration, 1968.
  A re-refining process using dehydration and caustic treating is described.
  The process uses less acid than traditional methods and reduces add sludge
  disposal problems.  There is, however, some question about the economic feasi-
  bility of the process.


Wadt, W.F.,  The Outlook for Lubricating 011s,  Enjay Chemical Co., March 1971.


Walter C. McCrone Associates,  Inc. Pounds of Combustion Products Per 10,000
  Gallons of Drainings, Chicago,  111., July 15, 1970.             '    "    ~~

  A chart frequently circulated by the Association of Petroleum Re-Refiners shows
  that 1,000 pounds  of metal oxide wastes are released when 10,000 gallons of
  waste motor  oils are burned.  Fourteen different metals were found in the resi-
  due, a  large portion of which would normally occur as air pollution.


 "What Price  Lube-011 Reclaiming?" Oil and Gas Journal. April 26, 1954.


 "What to  Do  with  Drained Oil," National  Petroleum News, November 1970, p. 6.

   API's  Final  Report of  the Task  Force on Used Oil  Disposal  (q.v.) is summarized.


 Wiley, Morris  A.."Environmental Aspects  of  the Oil  Spill  Problem"  Paper  No.  1661,
   Environmental Protection  Department, Texaco,  Inc., June 1972.
 Wisconsin Department of Natural Resources, Drain Oil Disposal  in Wisconsin,
   Technical Bulletin No. 63, Madison, Wisconsin, 1973.

   A survey of service station drain oil disposal was carried out by petroleum
   inspectors of the Department of Resources in 1971.  The results indicate that
   service stations handle from 55 to 65 percent of the oil drained from cr.ankcases


                                      106

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  in Wisconsin.   Of this,  97.6  percent  is  reused, and 2.4 percent wasted.

Worthington,  Vernon  T.,  Despite Talk of Recycling,  Government  Still Discriminates
  Against Recycling of Lubricating Oil..., Association  of Petroleum Re-Refiners,
  or

  The memorandum emphatically proclaims the APR's  complaints  to the President,
  Congress, FTC, and pollution  control  agencies.   It cites  figures and statements
  on environmental damage, economic obstacles, and the  pollution dangers of burning,
  An adequate profit margin is  requested but no particular  program of changes is
  advocated.  Quoted in toto in U.S. Congress, Economics of Recycling Waste Materi-
  als, (q.v.).


Zeldin, Marvin,  "Audubon Black Paper #1 - Oil Pollution," Audubon Magazine, May
  1971.
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