xvEPA
             United States
             Environmental Protection
             Agency
             Office of
             (WH-556F)
EPA 503/9-90/002
December 1989
Surveillance And Enforcement
Of Sewage-Sludge Dumping

Report To Congress
         BASE STATION
         Governors Is., NY


           RELAY STATION
           Sandy Hook, NJ
                                          Printed on Recycled Paper

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   REPORT TO CONGRESS
            on
Surveillance and Enforcement of
   Sewage Sludge Dumping

 July 14,1988, to March 31,1989

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EXECUTIVE
SUMMARY
                         This Report to Congress presents the progress of the United
                         States Coast Guard and the United States Environmental Protec-
                         tion Agency (EPA) in the use of the Ocean Dumping Surveillance
                         System (ODSS).  The ODSS is the electronic surveillance system
                         used to track  barges that transport sewage sludge to the Deep-
                         water Municipal Sludge Dump Site, commonly known as the 106-
                         Mile Site. This report was prepared by EPA in consultation with
                         the United States Coast Guard as required by Section 1004 of the
                         Ocean Dumping Ban Act (ODBA) of 1988, which amends the
                         Marine Protection, Research, and Sanctuaries Act of 1972
                         (MPRSA, PL 92-532).

                         The ODBA requires EPA, in consultation with the Coast Guard, to
                         report to Congress on the progress of the electronic surveillance
                         system and other means to monitor and prevent illegal dumping
                         of sewage sludge. This report covers the performance of the
                         ODSS between July 14, 1988, and March 31, 1989. These dates
                         are the effective date of ODSS operation, when enforcement
                         began, and a  cutoff date selected in order to analyze the ODSS
                         data and comply with the legislative report requirement.  The
                         report summarizes EPA's related enforcement activities during
                         this same period, and discusses future needs for installing and
                         fabricating additional ODSS units and upgrading or modifying the
                         system.

                         Historically, surveillance of ocean dumping operations has been
                         carried out, to a limited extent, by shipriders, who are inde-
                         pendent observers (usually Coast Guard personnel) that remain
                         on board the towing vessel or self-propelled vessel for the dura-
                         tion of the dump mission. Airplane overflights and observations
                         from nearby vessels were also used on occasion, but were found
                         to be impractical and of limited value.  All of these surveillance
                         activities created a drain on Coast Guard resources and have
                         been almost entirely phased out over the years.

                         In the early 1970s, the Coast Guard conducted research into the
                         development of an Ocean Dumping Monitoring System. This
                         system would  have utilized a recording device to record vessel
                         data on tape.  However, this system was not adopted  because
                         collecting the tapes from the vessels and processing the data
                         would have been manpower intensive. In 1984 the  Coast Guard
                         began research and development of the ODSS, using $500,000 in

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funds allocated by Congress for this purpose. The ODSS was
designed to provide full real-time coverage of the entire 12-Mile
Site operational area.  Data on each vessel's status would be
almost instantaneously telemetered via radio signals from the
vessel's "black box" to the Coast Guard base station on Gover-
nors Island, New York. If a violation occurred anywhere in the
operational area, the Coast Guard would be almost instantly
alerted and could contact the vessel via VHF-FM radio.

After the 12-Mile Site was closed and all vessels carrying sewage
sludge were required to dump at the 106-Mile Site, the size of the
operational area that the Coast Guard was required to monitor
increased more than 10-fold. The Coast Guard had to decide
whether it should revise the design of the system, or adopt a new
configuration that uses satellite coverage to provide complete
real-time coverage of the greatly expanded operational area. The
Coast Guard decided against satellite coverage because it could
not be certain when a geosynchronous satellite would be suc-
cessfully launched from an Arian rocket. Although the design that
the Coast Guard selected can only provide real-time coverage up
to 60 nautical miles from its relay station at Sandy Hook, New
Jersey, all components of the system are entirely under the
control of the Coast Guard.  When the vessel is outside of the
range of the relay station, data on the vessel's status is stored in
the on-board black box computer and is telemetered to the base
station as the vessel returns to port. After the base station re-
ceives the data, a printout of the vessel's trackline and dump
status for the entire mission can be made.  If the printout shows a
violation, EPA could use the printout as a basis for an enforce-
ment action.

Sixteen ODSS units have been installed on the 16 oceangoing
vessels authorized by EPA to dump sewage sludge at the 106-
Mile Site. Each time a vessel dumps sludge at the 106-Mile Site it
is considered to be one dump mission. The Coast Guard consid-
ers any dump mission printout that shows the time, date and
coordinates of the vessel during the dumping operation, as well
as draft readings from at least one transducer (or pressure sen-
sor), to be complete. During the period covered by this report,
there were typically 50 to 65 dump missions per month. During
the first five months of its operation, the ODSS averaged almost
42 percent complete printouts.  During the next four months of
operation, its perfomance rating averaged only 14 percent, lower-
ing the average ODSS performance rating for the whole reporting
period. Overall, during the first 9 months of operation, the num-"
ber of complete ODSS  printouts obtained for each month ranged
from 7 to 46 percent, with an average of 29 percent.

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This performance rating of 29 percent complete printouts fell
short of the Coast Guard's goal of 80 percent complete printouts.
However, even partially complete printouts can provide valuable
information. For example, if only the time, date, and coordinates
of the vessel are obtained from the ODSS printout, EPA can
compare the actual amount of time a vessel remained inside the
106-Mile site with the calculated amount of time it would take the
same vessel to dump its sludge at the permitted rate of discharge.
If the printout shows that the time that the vessel remained in the
site was less than the time required to dump at the permitted rate,
then the vessel must have  exceeded its maximum permitted
dumping rate, dumped outside of the 106-Mile Site, or both.
Therefore, even if none of the transducers are functioning, an
enforcement action may be possible.

Even though the ODSS has not attained its performance goals,
the design of the ODSS provides a deterrent effect because the
ocean dumpers do not know when the system  is or is not working
properly. Therefore, any ocean dumper that engages in illegal
dumping in the hope that the ODSS may not be working is taking
a risk.  However, because  the performance of the ODSS has been
inconsistent, EPA is concerned that the deterrent effect of the
ODSS has been diminished.

There are no plans for installing ODSS units on the shallow draft,
or feeder, vessels that transfer sludge to oceangoing vessels or
land-based storage tanks. Navigation to some treatment plants
can only be accomplished by feeder vessels because waters are
too shallow or access is too narrow to permit passage of larger
oceangoing vessels. The  ODSS units are designed to provide
surveillance of dumping operations and vessel movements to and
from the designated dump site. Therefore, as now configured,
the units are not practicable for use in monitoring the feeder
vessels, which frequently load  and unload sludge at different loca-
tions.

To provide additional surveillance, in February  of 1989, EPA
began implementation of a cradle-to-grave manifest and seal
system designed to monitor all sludge transfers.  Under this
system all dump valves on each feeder vessel or oceangoing
vessel  will be sealed, with  EPA-supplied seals,  before any sludge
is loaded onto the vessel.  Immediately after each sludge transfer,
an  inspector approved by  EPA will seal all other valves.  These
inspectors will also record the volume of sludge transferred and
other pertinent information on sludge manifest forms. The Coast
Guard  will conduct spot checks of the feeder vessels and ocean-
                                                         III

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                          going vessels while they are transporting sludge through the
                          harbor.  If any seals are found to be broken or missing, or show
                          signs of tampering, the vessel may be required to immediately
                          return to port, where a full investigation can be conducted.  The
                          purpose of this system is to prevent illegal short dumping of
                          sludge and also to prevent any prohibited or banned substances
                          from being surreptitiously loaded onto the vessels along with the
                          sewage  sludge. This system has been operating as a pilot
                          program since February 1989.  When the special ocean dumping
                          permits became effective on August 14, 1989, the manifest and
                          seal system became a permit condition.

                          Although the ODSS has fallen short of its goal of obtaining com-
                          plete printouts for 80 percent of all dump missions,  it must be
                          remembered that the system has been fully operational for about
                          one year.  The Coast Guard has continued to work  on difficulties
                          encountered during this time period. However, some problems
                          are persistent and have undermined the reliability of the entire
                          system.  EPA has strongly encouraged the Coast Guard to  em-
                          ploy an independent contractor to evaluate and review the entire
                          system from top to bottom.

                          Several plans for upgrading the ODSS to provide near real-time
                          coverage of all or most of the operational area are discussed and
                          evaluated in this report.  EPA is encouraging the Coast Guard to
                          implement and test one of these plans, as well as to increase
                          efforts to improve the overall reliability of the system. EPA-
                          approved shipriders, supplied by the permittee, will  be required
                          on all vessels transporting sludge to the dump site in the interim.
iv

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TABLE OF CONTENTS
                  Executive Summary	i

                  Acknowledgements	 vi

                  Introduction	 1
                        The Regulatory Need for Electronic Surveillance	 1
                        Development of the Ocean Dumping Surveillance System	  2
                        About This Report	  3

                  The ODSS	  4
                        Overview	  4
                        Components of the ODSS  	  4
                              Electronics Package	  4
                              Transducers	  5
                              Base Station 	  6
                        Operation of the ODSS	  7
                              Interrogation Intervals	  7
                              Dump Determination	  7
                              ODSS Screen Displays	  9
                        Advantages of the ODSS as a Surveillance Tool	  12
                        Accuracy of the ODSS  	  14

                  Installation of the ODSS 	  15

                  Sludge Manifest and Seal System	  16

                  Effectiveness of the ODSS 	
                        Completeness of ODSS Coverage 	  19
                        Violations of Ocean Dumping Permits	  21
                        Limitations to the ODSS 	  22
                        Need for Installation of Additional ODSS Units	  24
                        Improvements to the ODSS 	  25
                              Antenna on the World Trade Center or Loran Tower ....  25
                              Satellite Link	  26
                              Communications Capability	  27

                  Conclusions and Recommendations	  28

                  Glossary and Acronyms	  30

                  Appendix A	  32
                        Vessels  Authorized to Dump Sludge	  32
                        Permittees Authorized to Dump Sludge 	  33

                  Appendix B	  34
                        ODSS Printout .                                      .  34

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ACKNOWLEDGEMENTS
                         This report was prepared by Mr. Albert L. Visconti, U.S. EPA
                         Region II, Ocean Dumping Task Force, New York, New York. The
                         work assignment manager was Ms. Karen Klima, U.S. EPA Office
                         of Marine and Estuarine Protection, Washington, DC.

                         Technical data and diagrams were supplied by the U.S. Coast
                         Guard's Office of Research and Development, Groton, Connecti-
                         cut. Support was also provided by U.S. Coast Guard Technicians
                         and Officers at U.S. Coast Guard Headquarters, Washington, DC,
                         and at Governors Island, New York, New York.
vi

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INTRODUCTION
                          The Regulatory Need for Electronic Surveillance
                          Ocean dumping of sewage sludge has occurred since 1924. The
                          practice of ocean dumping developed over the years because it
                          was a convenient and comparatively inexpensive means of waste
                          disposal.  In 1972, Congress passed the Marine Protection,
                          Research, and Sanctuaries Act (MPRSA) to regulate the disposal
                          of wastes in the ocean.  As amended, MPRSA is the primary
                          legislative authority directly related to ocean dumping.  Under
                          MPRSA, EPA is responsible for issuing permits for sewage sludge
                          disposal and for designating, managing, and monitoring ocean
                          disposal sites. Surveillance of operational aspects of permitted
                          disposal and enforcement of permit conditions are joint responsi-
                          bilities of EPA and the Coast Guard.  Under Section 107 of
                          MPRSA, the Coast Guard is required to conduct surveillance of
                          ocean dumping activities.
A barge dumps and the 165-foot
EPA Ocean Survey Vessel Peter
W. Anderson enters the plume to
conduct monitoring studies.
                          In 1984, EPA designated the 106-Mile Site to receive municipal
                          sewage sludge. The 106-Mile Site is located 120 nautical miles
                          southeast of Ambrose Light, New York, and 115 nautical miles
                          from Atlantic City,  New Jersey. In 1986, EPA instructed the
                          sewerage authorities to begin shifting their dumping activities

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 from the 12-Mile Site to the 106-Mile Site. In December of 1987,
 dumping activities at the 12-Mile Site were phased out entirely,
 and all dumping of sewage sludge was conducted solely at the
 106-Mile Site.

 Several recent marine pollution events focused the attention of
 many legislators, the news media, and the public on a potential
 relationship between environmental degradation and dumping
 activities at the 106-Mile Site.  In response to this increased
 attention, Congress passed the Ocean Dumping Ban Act of 1988
 (ODBA), which makes ocean dumping of sewage sludge and
 industrial waste unlawful after December 31, 1991.

 ODBA requires, among other activities, that EPA, in consultation
 with the Coast Guard, prepare a report to Congress  on the prog-
 ress made in using electronic surveillance equipment and other
 means to monitor and prevent dumping of sewage sludge outside
 of the designated 106-Mile Site by vessels carrying sewage
 sludge.  This report fulfills that requirement.
Development of the Ocean Dumping
Surveillance  System
Over the years, the Coast Guard's ocean dumping surveillance
goals have not been met for a variety of reasons.  Bad weather
can often force cancellation of aerial surveillance missions, and
aerial surveillance at night is not feasible.  Safety considerations
can preclude a Coast Guard vessel from getting close enough to
a barge to observe when it begins or stops dumping.  Lack of
personnel only allowed the Coast Guard to place shipriders on a
limited number of vessels that transport sludge to the dump site.

To improve their surveillance capabilities, in the early 1970s, the
Coast Guard conducted research into the development of an
Ocean Dumping Monitoring System.  This system would have
used a recording device to record vessel data on tape. However,
this system was not adopted because collecting the tapes from
the vessels and processing the data would have been too man-
power intensive. In  1984, the Coast Guard began development of
a new technology to monitor ocean dumping activities, the Ocean
Dumping Surveillance System (ODSS), using $500,000 in funds
allocated by Congress for this purpose.

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In 1985 and 1986, prototypes of the ODSS units were installed on
New York City's self-propelled sludge vessel, the  M/V North
River, and on towed sludge vessels. Tests were conducted by
the Coast Guard. Based on the results of these tests, the Coast
Guard believed that complete coverage of the entire fleet of
authorized sludge vessels could be achieved if ODSS units were
installed on all of the vessels.

In November 1987, EPA instructed all waste transporters to
coordinate the dry docking  of their vessels with the Coast Guard
to enable the Coast Guard to install the ODSS units on all EPA-
authorized oceangoing vessels. EPA designated May 15, 1988,
as the date after which only vessels equipped with an ODSS unit
would be permitted to ocean dump sewage sludge. On July 14,
1988, it was announced that the Coast Guard had completed ini-
tial shakedown and testing  of each of the installed ODSS units
and the system was considered operational. However, further
system engineering and shakedown testing was required to
resolve various system problems.
About This Report
This report covers the performance of the ODSS between July 14,
1988, and March 31, 1989 and related EPA enforcement activities
during this same period.  These dates are the effective date of
ODSS operation, when enforcement began, and a cutoff date
selected in order to analyze the ODSS data and comply with the
legislative report requirement. The report examines the scope
and limitations of the ODSS and describes EPA and Coast Guard
efforts to overcome these limitations.  EPA's sludge manifest and
seal system, a system developed to track and monitor barge
operations in the New York and New Jersey Harbor areas, is also
described and discussed. Finally, future needs for installing and
fabricating additional ODSS units and upgrading or modifying the
system are explored.

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THE ODSS
                         Overview


                         The ODSS includes three main components:

                         •  The electronics package or "black box," which is installed by
                            the Coast Guard on all 16 vessels authorized by EPA to dump
                            sewage sludge.

                         •  The transducers, or pressure sensors, which measure
                            changes in the vessel's draft and are also installed on all au-
                            thorized dumping vessels with the exception of two of the
                            smaller vessels, the Leo Frank and the Sofoco //.

                         •  The base station,  located on Governors Island, NY, and the
                            relay station located at Sandy Hook, NJ.

                         All of the components of the ODSS and the roles they play in the
                         operation of the system are discussed in this section.
                         Components of the ODSS

                         Electronics Package

                         An electronics package, or "black box" is installed on each
                         vessel that is authorized by EPA to dump sewage sludge at the
                         106-Mile Site.  The electronics package consists of a modified
                         Loran receiver to determine the vessel position, a real-time clock
                         to establish the date and time when the vessel is at a given
                         position, circuitry to read the transducers and Loran, a com-
                         munications package, and battery back-up. The communica-
                         tions package contains a radio transmitter, a radio receiver, a
                         linear amplifier, and a packet controller. The entire electronics
                         package is encased in a tamper-resistant box to which only Coast
                         Guard personnel have access. Also mounted on the vessel are a
                         communications antenna and a Loran antenna.

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Cutaway view of the electronics
package or "black box."
                           Transducers
                          Transducers, or pressure sensors, are used to measure changes
                          in the vessel's draft. Typically, there are three transducers
                          mounted in the hull of the vessel in three locations: fore, aft and
                          amidships. These are connected through circuitry to the on-
                          board computer inside the black box. The computer converts the
                          pressure sensor readings to draft readings. As a vessel dumps
                          sludge it becomes lighter, consequently its draft decreases as it
                          rises in the water.  The vessel's draft and its position in latitute
                          and longitude are shown on the ODSS printouts. (Refer to Ap-
                          pendix B.)  This information is used to determine whether  a vessel
                          has dumped within the designated site.  ODSS printouts have
                          only been used to measure average discharge rates, not instanta-
                          neous dumping rates.

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                           Base Station

                           The base station is located on Governors Island, New York. The
                           heart of the system is the base station's minicomputer.  The base
                           station computer interrogates the vessel's computer, deciphers
                           the vessel's replies, puts the information in the data base, and
                           backs up the data base.

                           Instructions to the  computer are entered through the system
                           manager's console, a desktop computer with a standard CRT
                           display and keyboard. Another desktop computer with a touch-
                           sensitive screen serves as the watchstander's console,  where the
                           operator can interrogate any vessel in the system.  A printer is
                           available to print out  copies of the video display. A major factor ir
                           the selection of the computers used as the watchstander's con-
                           soles was the touch-sensitive video display.  This feature allows
                           the user to interact directly with the screen without the need for a
                           keyboard, and is important for a user interface that non-technical
                           watchstanders can use with confidence.

                           Other base station equipment includes a communications pack-
                           age, a Loran receiver, two antennas, and a battery backup.  The
                           VHF-FM radio communication system uses a commercial-grade
                           transmitter and receiver with a multi-tone, time-diversity  modem.
Base station equipment.

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Operation of the ODSS
The ODSS monitors all vessels that are authorized by EPA to
dump sewage sludge at the 106-Mile Site.  Basically, the ODSS
operates as follows:  The base station interrogates each vessel in
its data base at least once each hour, and the vessel's black box
replies, giving the vessel's status and providing information on the
location, draft, and back-up battery status from each unit.  Each
vessel is assigned a three-digit identification number so that the
base station can identify which ODSS remote unit it is interrogat-
ing.

Interrogation Intervals

The base station computer conducts interrogations of the vessel's
black box computer at various intervals. The interrogation interval
and number of updates depend on the last known location and
status of the vessel.  When the vessel is docked in port, the
vessel is interrogated once each hour, and when the vessel is
underway in port or at sea, it is interrogated once every 20 min-
utes.  When the vessel is outside of communications range, its
black box computer will  store data on the vessel's status every 20
minutes, and upon entering the buffer, or near zone, around the
106-Mile Site, it will store data every 2 minutes. After the reduced
dumping rates became effective on August 14,1989, this interval
was increased to 6 minutes to accomodate the longer dumping
times.

Dump Determination

The ODSS keeps track of a maximum draft for each vessel. The
transducers provide information on draft measurements to the
vessel's black box computer. When the vessel is in port, the draft
is measured when the base station conducts its hourly interroga-
tion.  When the vessel leaves port, the maximum draft can be
increased (the vessel is  allowed to take on seawater as ballast)
but not decreased. Once the draft decreases by a specified
amount below the maximum draft, the system is triggered  and
considers the vessel to be dumping.

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Power
Amp

XMTR
Receiver
                                                                             Relay Station
                 Base Station
Vessel Installation
ODSS Operations Diagram. A schematic representation of the ODSS, showing how the components are related to
each other during operation.

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                         ODSS Screen Displays

                         The ODSS screen displays allow the watchstander to view infor-
                         mation about the ocean dumping operations being monitored by
                         the ODSS. The screens display information on each of the 16
                         vessels authorized by EPA to dump sludge at the 106-Mile Site.
                         Some examples of the screens that are frequently used are
                         shown below:
                Julian
                 Date
                Time
Vessel List and
Compliance Screen.
                         The Vessel List and Compliance Screen displays all 16 vessels
                         in the database and the current vessel status and black box
                         status of each.  If a vessel status changes, it shows brighter than
                         normal until the watchstander acknowledges it by touching the
                         vessel square. If the new status is a violation or a fault (BAD
                         DUMP, NO AC POWER, TAMPERING), the whole square shows
                         brighter and blinks. Touching the blinking violation square will
                         call the Vessel Status screen, which contains additional informa-
                         tion, for that particular vessel. The watchstander is able to have a
                         copy of the Vessel Status screen printed by touching PRINT
                         SCREEN.

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 I ..... VESSEL
ID*  NflflE
144  KIMBERLY ANN
1*  LISA
1*  LISfl
U5  NORTH RIVER
144  KIMBERLY ANN
145  NORTH RIVER
145  NORTH RIVER
144  KIMBERLY ANN
146  LISA
145  NORTH RIVER
145  NORTH RIVER
145  NORTH RIVER
145  NORTH RIVER
146  LISA
145  NORTH RIVER
H7  MARIA
146  LISA
146  LISA
146  LISA
                                                             MISSION .................. |  | ......... |
                                                           ....  ...I  END         I  R£F»
                                                             8 MAR 86  STILL'ftCfivf"
                                                            23 JAN 86  12:00  6 MAR 86  567
                                                             8 DEC 85  12:00  23 JAN 86  CMC
                                                             8 DEC 85  12:00  6 MAR 86  LCDR
                                                             8 DEC 85  01:00  8 MAR 86  HINTON
                                                             8 NOV 85  07:00  5 DEC 85
                                                             8 NOV 85  12:00  8 NOV 85
                                                             7 NOV 85  23:50  7 NOV 85  00714
                                                             7 NOV 85  12:00  6 MAR 86
                                                             7 NOV 85  12:00  6 MAR 86
                                                             6 NOV 85  23:59  6 NOV 85  COTP-123
                                                             5 NOV 85  23:59  5 NOV 85  HI THERE
                                                             5 NOV 85  10:31  5 NOV 85
                                                            22 OCT 85  23:C9  22 OCT 85  UVU
                                                            17 OCT 85  23:59  17 OCT 85  STORK
                                                            11 OCT 85  00:00  12 JAN 85
                                                            11 OCT 85  22:00  10 OCT 85  CG1234
                                                            10 OCT 85  22:00  10 OCT 85
                                                             9 OCT 85  15:00  10 OCT 85
Mission Master File Screen.
                              The Mission Master File Screen lists the mission numbers in
                              order, most recent at the top, along with the vessel name and I.D.
                              number, the date and time that each mission started and ended,
                              and the Captain of the Port (COTP) Reference Number for each
                              mission. The COTP Reference Number is assigned to each
                              vessel by the  Coast Guard contact person at the start of each
                              dump mission and is unique  for each dump mission. The mission
                              numbers are assigned chronologically by the computer (1-99) but
                              are not unique for each dump mission-after counting to 99, the
                              mission numbers are repeated.  Each of the 16 vessels  in the fleel
                              has a unique, three-digit vessel identification number. A copy of
                              the mission master file can be printed by touching PRINT
                              MASTER.
10

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                                        Vessel: LISA
                                         Box  * 146
       MISSION i  24
         COTP « die
     23   9:05:00
                                        VESSEL OWNER:  MODERN TRftNS.
                                             PHONE:  201-589-0277
                                        DESTINATION:   106-I1ILE SITE

                                        HISSION START:  12:34  8 DEC 85
                                        ETA DUMP SITE:  00:00  8 DEC 85
                                        QTY TO DUMP:     900 cu.ft.
     TOW FIRM:  (NONE)
       DRAFTS:  MISSION FULL.
              NORHAL FULL .
              NORMAL EMPTY.
                                            CURRENT READINGS
                                            13:35 20 DEC 85
                                               DOCKED
                                         40 35.05N / 73 55.60U

                                           10.0   13.4   11.2
                                                 11.5  . . .
                                                 ok   ...
 TIME OF READINGS
 . VESSEL STATUS .
.  .  LOCATION  . .
     DRAFTS
.  (fud.iid.aft)
.  . . BATTERY .  .
.  . .  LORAN  . .
.  .  AC POWER .
 . .  INTRUSION .
PREVIOUS READINGS
  13:31  20 DEC 85
.  . .  DOCKED
40 35.05N / 73 55.60W

.  10.0   13.4  11.2
 . . .  11.5
        ok
Vessel Status Screen.

                                  The Vessel Status Screen displays the current status information
                                  for a specific vessel.  If the vessel is outside of the range of the
                                  ODSS (60 nautical miles from Sandy Hook, NJ)  the screen will
                                  show the status of the vessel at the time of the last communica-
                                  tion.
Vessel Specification Screen.
                                       VESSEL:  NORTH RIVER

                                       OHNER:  NEW YORK CITY

                                       LENGTH	
                                       BEAfl	
                                       CAPACITY
                                       DISPLACEMENT' inAxiiiiin i'.'.'.!'.'.!!
                                       NORMAL DRAFT (FULL)	
                                                  (EMPTY)	
                                       DUMP  INDICATOR (BEGIN)	
                                                    (END)	
                                       SENSOR LONGITUDINAL DISTANCE..

                                       VERTICAL DISTANCE  (even keel')'.
  Vessel ID: 145

 (212-860-93424
      79  11:26:25
     325 feet
     49 feet
   107000 cubic feet
    6549 long tons
    15.0 feet
     4.9 feet
     1.7 feet less than max.  calculated draft
     7.9 feet calculated draft
      0 feet (FWO to HID)
      0 feet (HID to AFT)
      0 feet (FIC sensor LOWER than HID)
      0 feet (AFT sensor LOWER than MID)
   SLUDGE
                                                   LAST KNOWN POSITION:  41 18.SON  72 3.51U

                                                          AS OF  07:25  19 IK* 86

                                   The Vessel Specification Screen displays information describing
                                   the vessel.  This information  (e.g., length, beam, capacity,
                                                                                                               11

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                         displacement etc.) generally does not change. It is entered into
                         the system through the System Manager's Program and can only
                         be modified by using this program.
                                          Vessel name
                            Vessel ID number    \^Period covered by track
                                                                            Mission
                                                                            number
Vessel Position Screen.
                                             106-mile dump site
12
                         The Vessel Position Screen displays a representation of the New
                         Jersey coast and offshore area.  This display shows the vessel
                         path to and from the 106-Mile Site and the vessel position when
                         dumping inside the site. A copy of the screen can be printed by
                         touching PRINT SCREEN.
                         Advantages of the ODSS as a Surveillance Tool
                         The ODSS was designed to be easy to learn and easy to use, and
                         to minimize the workload of the personnel necessary to operate
                         the system.  The watchstanders and the system manager have
                         multi-mission responsibilities and can not devote their full time to
                         operation of the system. Therefore, the Coast Guard developed a

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                          simple touch-screen interface for the watchstanders and a soft-
                          ware program that automatically generates information on dump-
                          ing activity.

                          The Coast Guard initially estimated that between the watch-
                          standers and system manager, operation of the ODSS will require
                          about one resource-year to operate the system for an entire year.
                          More recent estimates by the Coast Guard indicate that about five
                          resource-years will be required. In comparison, it would require
                          approximately 26 resource-years to maintain shipriders on the
                          vessels going to and from the dump site during the same time
                          period.
The "black box", opened to show
its components.
                                                                                    13

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 Accuracy of the ODSS
 The key piece of equipment in each vessel's black box is the
 Loran receiver.  This component receives signals from the Coast
 Guard's land-based Loran-C Navigation System to determine its
 precise location. The Loran receiver inside the black box is
 similar to the Loran receiver that the master of the vessel uses to
 navigate to the 106-Mile Site. Both Loran receivers will display the
 same coordinates at the same time. Therefore, the question of
 ODSS accuracy really has to do with how efficient the rest of the
 ODSS system is at accurately relaying the information contained
 in the Loran receiver to the base station.  In an attempt to answer
 this question, EPA compared two independent sources of infor-
 mation; the ODSS printouts and the Ocean Dumping Notification
 Forms (ODNF) that EPA, through a permit condition, requires
 vessel masters to submit after each dump mission. The critical
 points and times (i.e., enter and exit dump site, start and  end
 dump) from the two sources were shown to match. Because a
 vessel is permitted to enter and exit the dump site at any coordi-
 nates it chooses, the chances of a match being mere coincidence
 are almost nonexistent. Additionally, the  coordinates of the
 sludge generator's docking facilities were checked against the
 coordinates shown on the ODSS printouts when the vessels were
 at the docking facilities.  The two sets of coordinates were found
 to be the same, confirming that complete ODSS printouts accu-
 rately identify the location of the vessel.

 The transducers, which measure changes in water pressure, are
 connected through circuitry to the computer inside the black box.
This computer, after discounting for the effects of wave action,
 uses the pressure readings from the transducers to determine the
 draft of the vessel. Although the transducers measure the draft of
the vessel  accurately when they are functioning, the number of
incidents when the transducers are not working properly  is unac-
ceptably high. The Coast Guard is working on a way to improve
the durability of the transducers.

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INSTALLATION OF
THE ODSS
 All barges authorized to dump
 sewage sludge now have ODSS
 units installed on board.
                         On November 24, 1987, at a meeting of the ocean dumpers, the
                         Coast Guard, and EPA, held at Coast Guard headquarters on
                         Governors Island, New York, the Coast Guard requested that the
                         waste transporters furnish them with the mechanical, electrical,
                         and structural drawings for each of the vessels authorized by EPA
                         to dump sewage sludge at the 106-Mile Site.  The Coast Guard
                         supplied and installed the black box, hull transducers, hull inserts,
                         antennas, and all necessary cables and connections, at an
                         estimated cost of $25,000 per unit.  The waste transporter was
                         responsible for supplying and mounting brackets for cables and
                         antennas, making all necessary waterproof bulkhead holes for the
                         cables, mounting the hull inserts into which the transducers are
                         installed, routing the cable from the transducers and antenna to
                         the black box, and providing the black box with an AC power
                         source.

                         In May 1988, the Coast Guard completed installation of 11 ODSS
                         units on oceangoing vessels that dump sludge at the 106-Mile
                         Site. Since then, five of the smaller oceangoing vessels have  also
                         been equipped with the ODSS units. This provides position
                         coverage of the entire fleet of 16 vessels and the dump status of
                          14 of the vessels that are authorized by EPA to dump sewage
                         sludge at the 106-Mile  Site.
                                                                                  15

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SLUDGE MANIFEST
AND SEAL SYSTEM
                          There are at least 10 feeder vessels that are used to transport
                          sludge from the sludge storage tanks on land to the larger,
                          oceangoing vessels. Navigation to some treatment plants is
                          restricted because of shallow waters or narrow access and the
                          feeder or shallow draft vessels are used to service these treat-
                          ment plants.

                          ODSS units have not been installed on the feeder vessels and
                          there are no plans to do so in the future.  The ODSS was de-
                          signed to provide surveillance of dumping operations and vessel
                          movements to and from a specific designated site.  Therefore, the
                          ODSS units as now configured are not practicable for monitoring
                          the feeder vessels, which are frequently loading and unloading
                          sludge at different locations.

                          EPA has closed this surveillance and enforcement gap in the
                          ODSS through its sludge manifest and seal system. Implementa-
                          tion of the plan began in February 1989.  The purpose of this
                          system is to prevent illegal short dumping of sludge and to pre-
                          vent any prohibited or banned substances from being surrepti-
                          tiously loaded onto the dump vessels along with the sewage
                          sludge.  This system has been operating as a pilot  program;
                          however, now that the special ocean dumping permits have
                          become  effective as of August 14, 1989, the manifest and seal
                          system is a permit condition.

                          The sludge manifest and seal system was designed to provide
                          cradle-to-grave tracking of all sludge transfers, from their point of
                          origin to  ultimate disposal at the 106-Mile Site. Under this system
                          all dump valves on each vessel will be sealed, with  EPA-supplied
                          seals, before any sludge is loaded onto the vessel.  Immediately
                          after each sludge transfer, an inspector approved by EPA will seal
                          all other  valves. These inspectors will also record pertinent
                          information about each sludge transfer on sludge manifest forms.

                          Two distinct types of seals are used. One type of seal is required
                          on valves that are frequently used to load or unload sludge, or to
                          dump sludge at the 106-Mile Site. Another type of seal is required
                          on valves that must be permanently sealed.  Ten-inch plastic
                          Poly-Lok Seals have been selected for use on valves that do not
                          require a permanent seal.   Each of these seals has  the words "US
                          EPA Region II" and a seven-digit serial number embossed in
                          white for easy identification. These seals will show  whitish blush
                          marks if any attempt is made to tamper with them.
16

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                                 Poly-Lok seals used to seal the
                                 barge's dump valves.
Fiber optic seals have been selected to permanently seal the
dump valves on the feeder vessels.  Many of these vessels were
previously used to dump sludge at the 12-Mile Site and thus have
discharge pipes that can dump sludge out of the bottom of the
vessel. Any illegal dumping through these pipes would occur 4 to
12 feet below the water surface and would be extremely difficult to
detect, especially at night.  A paramount concern in the design of
the sludge manifest and seal system was the integrity of the
permanent seals for the valves that operate these discharge
pipes.

The fiber optic seal was selected because it uses state-of-the-art
seal technology. Each fiber optic seal consists of a durable
protective polyethylene jacket that covers randomly positioned
acrylic optical fibers. Once the seal is fastened, the optical fibers
form a unique fiber optic "fingerprint." A special camera is used
to photograph the fingerprint.  Fiber optic seals  have been used
to seal diplomatic pouches, secure various components inside of
missile silos, and for other purposes that require a high degree of
seal integrity. There are no known cases of fiber optic seals
having been circumvented, through either seal substitution or
tampering.
                                                          17

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                                                            A liber optic seal (left)
                                                            and its "fingerprint" (right).
                           No transfer of sludge is permitted if any seal is broken or missing,
                           unless broken by the approved inspector. EPA and the Coast
                           Guard will conduct spot checks at the loading facilities. The
                           Coast Guard will also spot check the vessels in the process of
                           transporting sludge. If any of the seals are found to be broken or
                           missing, or show signs of tampering, the  vessel may be required
                           to immediately return to port, where a full investigation can be
                           conducted.
18

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EFFECTIVENESS OF
THE ODSS
                        Completeness of ODSS Coverage
                        The Coast Guard defines a "complete" printout as any printout
                        that shows the time, date, and coordinates of the vessel during
                        the dumping operation and shows draft readings from at least
                        one transducer. This information is sufficient to indicate position
                        during dumping and dumping rate. Between July 14, 1988, and
                        March 31 , 1 989, 475 dump missions were conducted to the 1 06-
                        Mile Site. The table below shows the number of dump missions
                        conducted during each month of the reporting period, and the
                        complete printouts obtained, and the percentage of complete
                        ODSS printouts.
NUMBER OF COMPLETE ODSS PRINTOUTS
vs. DUMP MISSIONS
MONTH
July 14-31. 1988
August 1988
September 1988
October 1988
November 1988
December 1988
January 1989
February 1989
March 1989
TOTAL
DUMP
MISSIONS
31
55
52
63
63
52
55
50
54
475
COMPLETE
PRINTOUTS
13
23
24
27
22
7
4
4
14
138
PERCENT
42
42
46
43
35
13
7
8
26
29
                         During this reporting period, 138 ODSS printouts were complete,
                         an average value of 29 percent completeness. Because of com-
                         ponent failures and other system engineering problems, there
                         were several weeks during the months of January and February
                         when no data were collected, resulting in a very low performance
                         rating for these months. The figure below shows a graphic
                         representation of complete printouts vs.  dump missions.

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Number of complete ODSS
printouts vs. number of dump
missions.
                             Number of Dump Missions
                               70 ^
    Dump Missions

Complete ODSS Printouts
 Dec
Feb
                                                                            Mar
                                                1988
           1989
                          EPA can also glean valuable information from some ODSS print-
                          outs even though the printouts are not complete.  For example,
                          EPA can compare the amount of time a vessel remains inside the
                          106-Mile Site with the amount of time it would take the same
                          vessel to dump its sludge at the permitted discharge rate. If the
                          printout shows that the amount of time the vessel  remained inside
                          the 106-Mile Site is less than the time required to dump at the
                          permitted rate, then the vessel must have exceeded its maximum
                          permitted dumping rate, dumped outside the 106-Mile Site, or
                          both. Therefore, even if none of the transducers are functioning,
                          an enforcement action may be possible.
20

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Violations of Ocean Dumping  Permits

Violations detected by the ODSS between July 14,1988, and
March 31,1989, have been tabulated and are shown in the table
below.  One dump, suspected to have occurred more than 20
nautical miles outside the site in January 1989, is currently under
investigation. Instances in which vessels strayed outside of the
site during dumping operations are also under investigation.
VIOLATIONS SHOWN ON COMPLETE PRINTOUTS
MONTH
July 1988
August 1988
September 1988
November 1988
December 1988
January 1989
February 1989
March 1989
TOTAL
SHORT
DUMPS
0
0
0
0
0
1
0
0
1
STRAYED
OUTSIDE
SITE
1
2
1
0
0
0
0
0
4
EXCEEDED
DUMPING
RATE
0
0
0
0
0
0
0
0
0
 In July of 1988, EPA issued Administrative Complaints against all
 three waste transporters and all nine sewerage agencies for per-
 mit violations. Most of the complaints contained penalties for
 exceeding the maximum allowable discharge rate prior to July
 1988. The complaints were a result of EPA's examination of
 Ocean Dumping Notification Forms (ODNFs).  An ODNF contains
 information on a vessel's start and end dump times and the
 quantity of sludge dumped.  Permit conditions require the master
 of each vessel to submit an ODNF after each dump mission.
 Since the July complaints were issued, no discharge rate viola-
 tions have been detected, during the time period covered by this
 report, either by an examination of the ODNFs or by examination
 of complete ODSS printouts.

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                          Limitations to the ODSS

                          The ODSS is not effective in detecting illegal discharges of sludge
                          in the harbor areas or during vessel transfer (loading and unload-
                          ing) operations. Tall structures or bridges in the harbor area
                          interfere with or block line-of-sight radio transmissions, creating
                          "dead zones". Even when transmissions are not blocked, the
                          effectiveness of the system is limited during transfer operations.
                          The ODSS determines vessel dump status by measuring changes
                          in vessel draft. Before the system can accomplish this, it must
                          determine a maximum draft for the vessel. A maximum draft for
                          any given vessel can only be determined after the vessel has
                          been loaded and has departed port. If a vessel were to illegally
                          dump sludge out of its bottom discharge pipes at the same time
                          that it was being loaded with sludge, the ODSS would not  be able
                          to detect a violation.  In addition, vessels can hit bottom during
                          loading, which further impedes the determination of vessel draft
                          by the ODSS. Therefore, EPA will monitor all sludge transfers
                          through its sludge  manifest and seal system, as described in this
                          report.

                          As designed, the ODSS communications link does not provide
                          continuous contact between the base station and the vessels.
                          Therefore, real-time detection of violations cannot be made.
                          When vessels are more than  20 nautical miles from the Coast
                          Guard base station located on Governors Island,  New York, or 60
                          nautical miles from the relay station at Sandy Hook, New Jersey,
                          communication is lost. Data on the trackline and  dump in-
                          formation must be  stored in the vessel's black box computer until
                          the vessel again enters communications range on its return to
                          port.

                          To detect ocean dumping violations, EPA and the Coast Guard
                          use printouts that are generated after the dumping has occurred.
                          Initially, it was expected that the ODSS would be able to obtain
                          complete printouts on 80 percent of all dump missions. During
                          the first five months of its operation, the performance of the ODSS
                          averaged almost 42 percent.  Overall, during the first 9 months of
                          operation, the ODSS obtained complete printouts on only 29
                          percent of the dump missions. The Coast Guard  is reevaluating
                          the ODSS to determine possible measures to improve its perform-
                          ance while considering other surveillance techniques.
22

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 77'
                     BASE STATION
                     Governors Is., NY
                          s
                        RELAY STATION
                        Sandy Hook, NJ
                                                                \.-'' 106-Mile Site
                                            Area presently outside the
                                            range of real-time coverage
ATLANTIC OCEAN
        Chesapeake
              Bay
                                                                                 71'
             70°
ODSS Coverage Area.  Line-of site radio transmission is possible for 20 nautical miles from the base station and for
60 nautical miles from the relay station. The communications range would have to extend to the 106-Mile Site to
provide near real-time detection.
                                                                                                       23

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                          Shipriders

                          Shipriders are independent observers that remain on board the
                          tugboat or self-propelled vessel for the duration of the dump
                          mission.  Until the ODSS improves, EPA will need to supplement
                          the system by requiring that Shipriders accompany the ocean-
                          going vessels.  The shiprider's job is to ensure that the vessel
                          operators dump the sludge in the designated dump site  and at
                          the permitted discharge  rates.  However, Shipriders also have
                          limitations. Because most barges are towed at a distance of up
                          to one-quarter mile  behind the tugboat and some of the  barges
                          are unmanned, the  Shipriders will not be able to observe when
                          dumping actually starts and ends.  Also the average dump time at
                          the 106-Mile  Site at  the reduced rates  is  18 hours. Some vessels
                          will require 38 hours or more to discharge their sludge. The ship-
                          riders cannot be expected to remain awake for the entire dis-
                          charge operation. Shipriders do not replace the ODSS, they can
                          only complement operation of the ODSS. Cost estimates for the
                          services of a qualified shiprider range  from $700 a day to $1200  a
                          day. A new permit condition requires that an EPA-approved
                          shiprider, supplied by the permittee, accompany each vessel that
                          transports sludge to the  dump site.
                          Need for Installation of Additional ODSS Units
                          The two most likely reasons for requiring the installation and
                          fabrication of additional ODSS units are the reduced dumping
                          rates required under the special ocean dumping permits and the
                          need for surveillance of the feeder vessels.  Currently, data indi-
                          cate that the 16 oceangoing vessels that are equipped with  the
                          ODSS are sufficient to transport all of the sludge at the reduced
                          discharge rates in the  special ocean dumping permits.  At pre-
                          sent, no ODSS units are installed  on the feeder vessels, nor are
                          there any plans to install ODSS units on these vessels, because
                          the ODSS is not an effective surveillance tool on feeder vessels.
                          EPA will monitor the feeder vessels through its sludge manifest
                          and seal system.

                          In conclusion, the installation of additional ODSS units at this time
                          is unnecessary. However, should unforeseen exigencies require
                          that additional vessels be equipped with ODSS units, the Coast
                          Guard could install two units on short notice if the need arises,
                          provided that the waste transporter arranges for expeditious dry
                          docking of the vessel.  If there is an emergency that requires an
                          immediate  response, EPA may, upon receipt of a written request
24

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from a waste transporter, authorize a vessel not equipped with an
ODSS unit to dump sewage sludge at the 106-Mile Site. EPA will
require the vessel to be accompanied by an EPA-approved
shiprider each time the vessel departs for the 106-Mile Site.
Improvements to the ODSS
Some of the problems associated with the ODSS during this re-
porting period can be attributed to normal start-up and initial
operation of the system. However, there are other problems that
are persistent and have undermined the consistency of the entire
system. In October 1989, the Coast Guard hired an independent
contractor to troubleshoot the ODSS Software. After problems in
the software are resolved, the Coast Guard will complete con-
tracting for another independent maintenance contractor who will
service the ODSS units on each of the vessels. It is anticipated
that the ODSS performance should improve once the contractor
becomes a dedicated resource not tasked with other duties, and
assumes responsibility for troubleshooting the system and devel-
oping a strict maintenance schedule.

To improve the coverage of the ODSS to  include near real-time
surveillance of all or most of the operational area, two possible
options are being discussed: (1) increase the range of real-time
coverage by placing an antenna on top of the World Trade Cen-
ter, on top of the Loran Tower at Wildwood, New Jersey, or on
any structure that is substantially higher than the 180-foot com-
munications tower at the relay station; and (2) establish a satellite
link for communicating with the base station.  EPA also recom-
mends improvement of the communications capability between
the Coast Guard on Governors Island and the vessel operators in
the operational area.
 Antenna on the World Trade Center or Loran Tower

 Because the ODSS is a line-of-site system, the quickest, most
 direct, and least expensive approach for upgrading the ODSS is
 to place an antenna on top of a structure that is substantially
 higher than the communications tower at the relay station, such
 as the World Trade Center. An antenna on top of the World Trade
 Center may allow for almost complete real-time coverage of the
 entire operational area. No changes to any of the ODSS remote
 units would be required. The antenna, at a height of 1,130 feet,
                                                         25

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                           would take the place of the 180-foot line-of-sight (LOS) communi-
                           cations tower located at Sandy Hook, New Jersey.  The Coast
                           Guard would be almost instantly alerted of a violation almost
                           anywhere in the operational area.

                           Another possible option for improving the range of the ODSS's
                           real-time coverage is to place an antenna on top of an existing
                           Loran tower.  There is a 720-foot Loran tower in Wildwood, New
                           Jersey. Although this tower is not as tall as the World Trade
                           Center, it is located parallel to the 106-Mile Site and is completely
                           under the control of the Coast Guard.

                           The costs to place these antennas is estimated to be about
                           $16,000 for the World Trade Center and about  $800 for the Loran
                           tower in Wildwood.

                           Recently, EPA was informed by the Coast Guard that revised
                           calculations indicate that an antenna on the World Trade Center
                           or on the Loran tower at Wildwood, New Jersey, might not be
                           effective because of background and other atmospheric inter-
                           ference problems.  EPA is encouraging the Coast Guard to go
                           beyond theoretical calculations and actually install and test one
                           or both antennas, and also to examine other innovative ap-
                           proaches to increasing real-time coverage when they conduct
                           their reevaluation of the ODSS.

                           Satellite Link

                           The Coast Guard has been investigating the feasibility and cost of
                           retrofitting the present ODSS to accommodate  the satellite link
                           GEOSTAR. A rough estimate of the cost to complete this retrofit-
                           ting is about $1 million.  Adopting GEOSTAR would  provide a
                           near real-time data link to the barges by eliminating  the electronic
                           telemetry between the base station and the remote units. GEO-
                           STAR was selected because of its reliability and its ability to meet
                           data capture criteria without delays in transmission.

                           A satellite link would require that the Ray Nav Loran recievers that
                           are incorporated into the ODSS remote unit on  each of the au-
                           thorized vessels be replaced with a satellite transceiver, which

                           uses an ANI 7000 Loran-C receiver.  The satellite transceiver
                           would be able to continuously transmit to a geosynchronous sa-
                           tellite.  Therefore, complete real-time coverage  of the operational
                           area could be achieved.  The satellite transceivers are commer-
                           cially available from several manufacturers. The satellite tran-
                           sceiver uses a spread spectrum-type transmission, which would
26

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minimize any possible interference.  Frequencies in the 1610-
1626.5 MH band have been allocated by the FCC for these new
Radio Determination Satellite Services.

Communications Capability

Another aspect of the ODSS that needs improvement is the
communications capability of the Coast Guard base station on
Governors Island, New York. The base station is now using VHF-
FM radio communications, which only allow the Coast Guard to
communicate with the vessel operators approximately 35 nautical
miles from shore. Although theCoast Guard can communicate
with the vessel operators indirectly through their land-based
dispatchers, EPA believes that the Coast Guard should have the
ability to talk directly with the vessel operators anywhere within
the operational area.  At present, the vessel operators can com-
municate with their land-based dispatchers anywhere in the
operational area via single-side band radio or by satellite commu-
nications.  However, direct communications between the vessel
operators and the Coast Guard on Governors Island are limited to
those via VHF-FM radio.
                                                         27

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CONCLUSIONS AND
RECOMMENDATIONS
                          Both EPA and the Coast Guard expected the ODSS to perform
                          better than it has during its first 9 months of operation.  Perform-
                          ance has been sporadic-some weeks it generated a high per-
                          centage of complete printouts, other weeks the percentage was
                          low or zero.  Although the ODSS provides some deterrent effect in
                          that the dumpers cannot be certain whether or not it is functioning
                          properly, EPA is concerned that the deterrent effect of the ODSS
                          has been diminished by its inconsistent performance record.

                          Therefore, until the consistency of the ODSS improves,  EPA will
                          require shipriders on board the vessels that are authorized to
                          dump sewage sludge at the 106-Mile Site.  As consistency im-
                          proves, the shiprider requirement may be partially or completely
                          waived. EPA will monitor the progress of the overall system as
                          well as the individual performance of units on each of the 16
                          vessels authorized to dump sewage sludge at the 106-Mile Site.

                          To improve the coverage of the ODSS, EPA encourages the
                          Coast Guard to install and test antennas on the World Trade
                          Center or on the  Loran tower at Wildwood, New Jersey, or on any
                          structure that is substantially higher than the 180-foot communi-
                          cations tower at the relay station. Although satellite coverage
                          may appear to be an attractive option, EPA is concerned that by
                          the time extensive modifications are completed  on each of the
                          ODSS units and the system is thoroughly tested and debugged,
                          ocean dumping of sewage sludge will have ended. On the other
                          hand, the antenna approach can be quickly implemented and
                          should greatly enhance coverage.

                          Anyone who has watched the performance of the ODSS during
                          the past months will be impressed  by the fact that the ODSS unit
                          on the Sea Trader I, the largest vessel in the fleet, is capable of
                          communicating with the base station up to 80 nautical miles from
                          the relay station.  The other 15 vessels in the fleet are only ca-
                          pable of communicating with the base station up to 60 nautical
                          miles from the relay station at Sandy Hook,  New Jersey. The
                          reason for this  difference is that the communications antenna on
                          the Sea Trader I is approximately 10 to 20 feet higher than the
                          antennas on the other vessels. The ODSS is a line-of-sight
                          system. Therefore, increasing the height of the land-based
                          antenna and/or the antenna on board the vessel could increase
                          the range of coverage.
28

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The Sea Trader I
                          Now that the sludge manifest and seal system is a permit con-
                          dition of the special ocean dumping permits, EPA and the Coast
                          Guard will work together to ensure that this system protects the
                          harbor, estuarine, and shore areas in New York and New Jersey
                          from any potential illegal dumping by the feeder or oceangoing
                          vessels. This system, backed by Coast Guard spot checks of the
                          vessels while they are transporting sludge and by EPA and Coast
                          Guard spot checks at the loading facilities, is expected to deter
                          any violators.

                          EPA and the Coast Guard are confident that by employing the
                          ODSS, the sludge manifest and seal system, and shipriders to
                          complement operation of the ODSS, cradle-to-grave monitoring of
                          sewage sludge from its point of origin to its ultimate disposal at
                          the 106-Mile Site will be achieved.
                                                                                   2:-

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GLOSSARY AND
ACRONYMS
106-Mile Site
At Sea
Bad Dump
Black Box
Complete ODSS Printout
Docked
DMSDS
Dumping
Feeder Vessel/Shallow
Draft Vessel

FCC
(Also known as DMSDS) 106-Mile Deepwater Municipal Sludge
Dump Site.

A vessel is considered at sea when it is not in port, but in the area
of the outer New York Harbor, Long Island Sound or the Atlantic
Ocean.

(Also known as Short Dump) Any dump that is outside the
designated dumpsite.

(Also known as the electronics package or remote unit) The
ODSS (see below) component installed on each dumping vessel
that houses a Loran-C receiver, clock, circuitry, and communica-
tions package in a tamper-resistant box.

A printout that shows the time, date, and coordinates of the
vessel, and draft readings from at least one transducer during a
dumping operation.

A vessel is considered docked if it is in port and has not moved
for three polling periods.  When in port, each polling period is
20 minutes.

(Also known as the 106-Mile Site) 106-Mile Deepwater Municipal
Sludge Dump Site.

A vessel is considered dumping when its draft decreases by a
specified amount below the maximum draft and triggers the
ODSS.

Any vessel used to transfer sludge from one location (or vessel)
to another, primarily within the New York/New Jersey Harbors.

Federal Communications Commission.
Geosynchronous Satellite  A satellite that travels at an altitude of at least 35,000 kilometers,
                         and at a speed matching that of the earth's rotation, thereby
                         maintaining a constant relation to points on the earth.
In Port
A vessel is considered to be in port when it is within the area
roughly encompassing the New York Harbor north of the Ver-
razano Narrows Bridge plus the west side of Staten Island and
Rockaway inlet.
30

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Line-of-Sight
Transmissions

Long-Range Hyperbolic
Radio Navigation System
(Loran C)

Loran Receiver
MPRSA

Nautical Mile

NOAA

Oceangoing Vessel


ODBA

ODNF

ODSS


ODSS Unit



Real-Time Detection

Resource-Year



Shipriders


Short Ton

Single Side Band Radio


Vessel Draft


VHF-FM Radio
Radio transmissions that can only be made if the transmitting
and the receiving antennas are within sight of each other.

A land-based navigation system, operated by the Coast Guard,
which transmits radio signals to vessels. Any vessels equipped
with a Loran receiver can determine its location within 50 meters.

A receiver that receives signals from the Loran-C, interprets the
signals, and visually displays the latitude and longitude of the
vessel.

Marine Protection, Research, and Sanctuaries Act of 1972.

One nautical mile equals 6,076 feet or 1.15 statute miles.

National Oceanic and Atmospheric Administration.

Any vessel that is authorized to dispose of sludge at the 106-Mile
Site.

Ocean Dumping Ban Act.

Ocean Dumping Notification Form.

Ocean Dumping Surveillance System.  The entire ODSS includes
the base station, the relay station, and the vessel installation.

All ODSS equipment installed on a vessel-the "black box,"
transducers, connecting circuitry, communications equipment,
and Loran antenna.

The ability to detect dumping violations as they occur.

The amount of work a person can be expected to perform in one
year. One  resource year equals 48 weeks x 40 hours/week or
 1,920 hours/year.

 Independent observers who remain on board the towing vessel or
the oceangoing vessel for the duration of the dump mission.

2000 pounds, as opposed to a long ton, which is 2240 pounds.

 High frequency radio transmissions that are not limited to line-of-
site range,  but can be sent and received over great distances.

 Depth of a  vessel between the water line and the deepest point of
 the hull.

 Radio transmissions that are limited to line-of-sight range.
                                                                                   31

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APPENDIX A

















Vessels Authorized to Dump Sludge
Authorized Vessels
Sea Trader 1
Eileen
Weeks 702
Lemon Creek
Spring Creek
Tibbets Brook
Udalls Cove
Morris J. Berman
Princess B1
Kimberly Ann
Lisa
Maria
Weeks 701
Leo Frank
OBI IV 2
Sotoco // 2
TOTAL
Capacity (Wet Tons)
38,000
1 8,000
1 7,800
1 5,000
1 5,000
1 5,000
1 5,000
12,000
12,000
8,000
8,000
7,900
6,400
5,500
1,000
1,000
196,100
1 Princess B sank on or about October 6, 1989, inside or near the 106-Mile
Site.
2 Authorization for these vessels to dump sewage sludge at the DMSDS was
abrogated on August 14, 1989, at the request of the waste transporter.
32

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      Permittees Authorized to Dump Sludge
         Permittees
Wet Tons per Month *
 New York City Dept. of
 Environmental Protection

 Passaic Valley Sewerage
 Commissioners

 Middlesex County Utilities
 Authority

 Nassau County Dept. of
 Public Works

 Westchester County Dept. of
 Environmental  Facilities

 Bergen County Utilities
 Authority

 Joint Meeting of Essex and
 Union Authority

 Rahway Valley Sewerage
 Authority

 Linden Roselle Sewerage
 Authority
           TOTAL
      379,891


      116,667


       83,417


       76,650


       42,803


       35,833


       33,367


       14,097


       8,342



      791,067
*  Projected sewage sludge quantities for 1991.
                                                       33

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APPENDIX B
                         ODSS Printout
 OCLAN DUMPING SURVL1LLANCE SYSftM   VE5!iLL HISTORY
 VESSEL  NORTH RIVER
VESSEL ID  145
Ktr UK 1 tl/-'
1 DATE
20 DEC
20 DEC
20 DEC
20 DEC
20 DEC
20 DEC
20 DEC
20 DEC
20 DEC
20 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC
19 DEC

8S
3 j
85
BS
BS
BS
8"
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85
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85
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TIME
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: 1338
1240
1140
1040
0940
0920
0900
0840
0834
2241
2141
2121
2059
2019
1939
1919
1859
1839
1819
1759
1739
1719
1659
16S7
1655
1653
1651
: 1651
1649
1647
1645
1643
1641
1627
.1625
1607
1545
1525
1505
1445
1345
1245
1145
' 1131
1043
0943
0843
0823
0803
STATUS

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41
40
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40
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38
38
39
38
38
42
47
47
47
47
47
0
45
41
37
34
31
29
27
24
23
23
23
23
23
23
23
24
24
24
24
26
26
28
30
34
38
38
38
38
38
38
38
38
38
38
38
61N
.87N
72N
.71N
.72N
72N
.72N
71N
31N
33N
3SN
37N
35N
34N
DON
12N
84N
28N
05N
06N
39N
21N
78N
39N
52N
63N
74N
85N
B5N
97N
17N
82N
87N
97N
24N
52N
95N
08N
S7N
23N
32N
30N
30N
30N
30N
30N
30N
30N
30N
30N
«LORAN

LONGITUDE
74 0
74 0
74 1
74 1
74 1
74 1
74 1
74 1
73 59
73 54
73 54
73 54
73 54
73 54
0 0
73 57
74 0
74 2
74 1
73 58
73 54
73 49
73 44
73 42
73 42
73 42
73 42
73 43
73 43
73 43
73 43
73 44
73 44
73 44
73 46
73 47
73 51
73 53
73 52
73 51
73 51
73 51
73 51
73 51
73 51
73 Si
73 51
73 51
73 51
73 51
DOWN
. 26U
69U
88U
87W
B8W
88W
BBU
92U
67U
99U
99U
97U
98U
99W
OOU
56U
03U
54U
43W
70U
13U
47W
78U
59U
57U
71U
90U
09U
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27W
82U
12U
27U
87U
68U
16U
34U
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62U
97U
89U
77U
77W
77W
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77U
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13 7
13 7
137
12.8
12 8
88
66
66
6 6
6.9
15.8
15.4
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11 8
64
6.2
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6 6
66
66
69
6 9
6.9
6.9
6.9
6.9
69
8.7
10.6
14.7
15.9
16.3
16 3
16 1
15 2
15 0
15 0
15.0
15.2
14.3
11 1
10 9
92
84
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6.4
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MID
14 6
146
14 1
13 3
13 1
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15 2
14.8
13.3
11 3
7.9
8.
8.
8.
8
8
8
8
B 1
79
7.9
7.9
79
79
7.9
89
98
11.3
13 9
15 6
15 6
156
15.2
152
15.0
15.0
15. 0
13 V
11 1
10.9
9.9
9.2
9.0
7.9
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7.9
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14 8
14 8
148
13 7
13 3
9 0
90
9 0
88
88
15.4
14 8
13 7
11 3
B 8
86
86
86
86
8 8
86
86
86
86
86
86
8.6
86
86
92
9.6
10 1
12 6
15 2
15 2
15.2
15 2
15 0
15 0
15 2
15 2
14 1
11. 1
10 9
10 1
V.6
96
86
86
86
B« 1 1
VOLT
12 1
12 1
12 1
12.2
12 1
12. 0
12.0
12 0
12. 0
12 0
12. 1
12. 0
12.0
12 0
12 0
12. 0
12 0
12.0
12 0
12. 0
12. 0
12 0
12 0
12 0
12. 0
12.0
12 0
12. 0
12.0
12. 0
12 0
12. 0
12 0
12.0
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12.0
12 0
12 0
12 0
12.0
12 0
12 0
12. 0
120
12.0
12.0
12.0
12 1
12 1
•WRONG DOCK XINTRUSION
•-b 1 « IUb
— 1
VESSEL HOX
AT SEA
AT SEA
DOCKED
DOCKED
DOCKED
DOCKED
INPORT
INPORT
INPORT
INPORT
INACTIVE
DOCKED
INPORT
INPORT
NO LORAN
INPORT
INPORT
INPORT
AT SEA
AT SEA
AT SEA
AT SEA
AT StA
AT SEA
AT SEA
»>T SEA
AT SLA
AT SEA
AT SEA
DUMPING
DUMPING
DUMPING
DUMPING
AT SEA
AT SEA
AT SEA
AT SEA
AT SEA
INPORT
INPORT
INPORT
DOCKED
DOCKED
DOCKED
DOCKED
DOCKED
DOCKED
DOCKED
INPORT
INPORT
8AC POWER
c k
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at
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ok
ok
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ok
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LOST
MSN
1 1
25
2S
2!
-23
-23
-23
-23
-23
-23
-23
-23
-23
-23
23
-23
-23
-23
-23

23
Z l
23
Z '•
23
Z i
Z '
22

23
23
23
23
23
23
23
23
23
23
23

-22
-22
-22
-22
-22
-22
-22
-22
-22
-22

34

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