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        &wH»nm»ntit (Vetaefion  Laboratory          August 1971
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                  RESEARCH REPORTING SERIES


Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad cate-
gories were established to facilitate further development and application of en-
vironmental technology. Elimination of traditional  grouping  was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are:

    1. Environmental Health Effects Research

    2. Environmental Protection Technology

    3. Ecological Research

    4. Environmental Monitoring

    5. Socioeconomic Environmental Studies

    6. Scientific and Technical Assessment Reports (STAR)

    7. Interagency Energy-Environment Research and Development

    8. "Special" Reports

    9. Miscellaneous Reports


This report has been assigned to the MISCELLANEOUS REPORTS series. This
series is reserved for reports whose content does not fit into one of the other specific
series. Conference proceedings, annual reports, and bibliographies are examples
of miscellaneous reports.
                        EPA REVIEW NOTICE
This report has been reviewed by the U.S. Environmental Protection Agency, and
approved for publication. Approval does not signify that the contents necessarily
reflect the views and policy of the Agency, nor does mention of trade names or
commercial products constitute endorsement or recommendation for use.

This document is available to the public through the National Technical Information
Service, Springfield, Virginia 22161.

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                                            EPA-600/9-79-031b

                                                    August 1979
       Proceedings:   Second  Conference
on  Waste Heat Management and Utilization
       (December 1978, Miami Beach,  FL)
                          Volume  2
                    S.S. Lee and Subrata Sengupta, Compilers

                      Mechanical Engineering Department
                           University of Miami
                        Coral Gables, Florida 33124
                       EPA Purchase Order DA 86256J
                       Program Element No. EHE624A
                     EPA Project Officer: Theodore G. Brna

                   Industrial Environmental Research Laboratory
                     Office of Energy, Minerals, and Industry
                      Research Triangle Park, NC 27711
     Cosponsors: Department of Energy, Electric Power Research Institute, Environmental Protection
     Agency, Florida Power and Light Company, Nuclear Regulatory Commission, and University of
     Miami's School of Continuing Studies (In cooperation with American Society of Mechanical
     Engineers' Miami Section)


                             Prepared for

                   U.S. ENVIRONMENTAL PROTECTION AGENCY
                     Office of Research and Development
                         Washington, DC 20460

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               ORGANIZING COMMITTEE
Dr. .lohn  Neal
Department of Energy

Dr. Theodore C,.  Mrna
Environmental Protection Agency

Mr. Frank Swanberg
Nuclear Regulatory Commission

Dr. -John Maulbetsch
Electric  Power Research  Institute
Mr. Charles D. Henderson
lion"da POWPI- &.  Light  Company

Dr. Samuel S. Lee
Conference Chairman,
University of Miami

Dr. Subrata  Serigupta
Conference Co-Chairman,
University of Miami

                 ADVISORY COMMITTEE

Dr.' C.  C. Lpe ':i-
r.S. Environmental  Protection  Agency

Mr.. Charles  H. Kaplan
U.S. Environmental  Protection  Agency

Dr. Mostafa  A. Shirazi
IT.P. Environmental  Protection  Agency

Dr. Richard  Dirks
National  Science Foundation

Dr. Donald  R. T. Harleman
Massachusetts  Institute of Technology

Dr.  Charles C.  Coutant
Oak Ridge National Laboratory

Dr.  G.  s. Rodonhuis
Danish Hydraulic Institute, Denmark

Dr.  H.  Euchs
 Consulting Engineers  Inc., Switzerland

Dr.  P.  F. Chester
 Central Electricity Research Laboratory, England

                 CONFERENCE SUPPORT

 Arrangements:
              •Tamps Poisant
              Ruben Fuentes
              The School of Continuing  Studies

 Special  Assistant:

              Sook Rhee

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                    ACKNOWLEDGEMENTS


     The Conference Committee expresses its gratitude to
the Keynote Speaker, Dr.  Eric H.  Willis.   It also greatly
appreciates the help of the Banquet Speaker, Dr.  William
C. Peters.

     This Second Conference on Waste Heat Management has
been shaped  with help- from the Advisory Committee members
and the Session Chairmen.  Their help is gratefully ack-
nowledged .

     The numerous students and faculty who have helped as
Co-Chairmen of sessions and other organizational matters
were invaluable to the Conference Committee.

     The  sustained interest of sponsoring organizations
made this conference possible.  The scientists and admini-
strators who have provided a leadership role in nurturing
this growing field of waste heat research deserve our sin-
cerest gratitude.

     The  participating scientists, engineers and admini-
strators  have made this conference achieve the planned
objectives of technical interaction and definition of
future goals.


                                  Conference Committee

                                  Miami, December, 1978
                            iii

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                                 FOREWORD


     Tim first conference on Waste Heat Management and Utilization held in
Miami during May 9-12. 1977 was a success in terms of participation,
comprehensive technical representation and quality.  A questionnaire
submitted to the sponsors and participants at the meeting indicated a
strong interest in an annual or biannual meeting.  Tn responsp to this
the  second comprehensive conference in the subject area is being held during
December 4-6, 1978.  This wi 11 estabish a biannual frequency and allow
significant progress during meetings.

     A perusal of the table of contents will indicate that causes, effects.
prediction, monitoring, utilization and abatement of thermal discharges are
represented.  Utilization has become of prime importance owing to increased
awareness, that waste heat is a valuable resource.  Sessions on Co-generation
and  Recovery  Systems have been added to reflect this emphasis.

     This  second conference has working sessions  covering important topics
in the subject area.  .This provides an interactive forum resulting in
relevant recommendations regarding researcli directions.

      A well  balanced  Organizing Committee with an  Advisory Board with
international composition  has brought  this conference to fruition.  The
sponsoring organizations  include  governmental and  private organizations
who  are  active  in  waste heat  research  and development.


                                          Samuel  S.  Tee
                                          Subrata Sengupta
                                         IV

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                                    CONTENTS

               WASTE HEAT MANAGEMENT AND UTILIZATION CONFERENCE
OPENING SESSION

     OPENING REMARKS                                                  	
     Samuel S. Lee, Conference Chairman, University of Miami

     WELCOMING ADDRESS                                                	
     Norman Einspruch, Dean of Engineering and Architecture,
     University of Miami

     KEYNOTE ADDRESS                                                    1
     Eric H. Willis, Deputy Assistant Secretary for Energy
     Technology, Department of Energy, Washington, D.C.

     PROGRAM REVIEW                                                   	
     Sub'rata Sengupta, Conference Co-Chairman, University of Miami

GENERAL SESSION

     A WASTE HEAT UTILIZATION PROGRAM                                   13
     J. Neal, Department of Energy, Washington, D.C.
     W.F. Adolfson, Booz-Allen & Hamilton Inc,. Bethesda, MD

     EPA PROGRAMS IN WASTE HEAT UTILIZATION                             25
     T. Brna, EPA, Research Triangle Park, NC

     REVIEW OF EPRI PROGRAM                                             38
     Q. Looney, J. Maulbetsch, Electric Power Research Institute,
     Palo Alto, CA

     THE ENERGY SHORTAGE AND INDUSTRIAL ENERGY CONSERVATION             39
     E.H. Mergens, Shell Oil Company, Houston, TX

UTILIZATION I

     USE OF SOIL WARMING AND WASTE WATER IRRIGATION FOR FOREST
     BIOMASS PRODUCTION                                                 66
     D.R. DeWalle, W.E. Sopper, The Pennsylvania State University

     POWER PLANT LAND AVAILABILITY CONSTRAINTS ON WASTE HEAT
     UTILIZATION                                                        76
     M. Olszewski, H.R. Bigelow, Oak Ridge National Laboratory,
     Oak Ridge, TN
                                       v

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                                                                         Page
     COOLING PONDS AS RECREATIONAL FISHERIES - A READY MADE                86
     RESOURCE
     J.H. Hughes, Commonwealth Edison Company, Chicago, IL

     HEAT RECOVERY AND UTILIZATION FOR GREEN BAY WASTE WATER               96
     TREATMENT FACILITY
     R.W. Lanz, University of Wisconsin, Green Bay, WI

MATHEMATICAL MODELING I

     WHY FROUDE NUMBER REPLICATION DOES NOT NECESSARILY ENSURE           106
     MODELING SIMILARITY
     W.E. Frick, L.D. Winiarski, U.S. Environmental Protection
     Agency, Corvallis, OR

     A CALIBRATED AND VERIFIED THERMAL PLUME MODEL FOR SHALLOW           114
     COASTAL SEAS AND EMBAYMENTS
     S.L. Palmer, Florida Department of Environmental Regulation,
     Tallahassee, FL

     FARFIELD MODEL FOR WASTE HEAT DISCHARGE IN THE COASTAL ZONE         129
     D.N. Brocard, J.T. Kirby, Jr., Alden Research Laboratory,
     Worcester Polytechnic Institute, Holden, MA

     THERMAL CHARACTERISTICS OF DEEP RESERVOIRS IN PUMPED STORAGE        139
     PLANTS
     J.J. Shin, N.S. Shashidhara, Envirosphere Company, New York,NY

     ALGORITHMS FOR A MATHEMATICAL MODEL TO PREDICT ENVIRONMENTAL        150
     EFFECTS FROM THERMAL DISCHARGES IN RIVERS AND IN COASTAL AND
     OFFSHORE REGIONS
     J. Hauser, Institut fur Physik, Germany
     F. Tanzer, Universitat Giessen, Germany

     EFFECT OF SALT UPON HOT-WATER DISPERSION IN WELL-MIXED              161
     ESTUARIES - PART 2 - LATERAL DISPERSION
     R. Smith, University of Cambridge, United Kingdom

MATHEMATICAL MODELING II

     COST-EFFECTIVE MATHEMATICAL MODELING FOR THE ASSESSMENT OF          179
     HYDRODYNAMIC AND THERMAL IMPACT OF POWER PLANT OPERATIONS
     ON CONTROLLED-FLOW RESERVOIRS
     A.H. Eraslan, K.H. Kim, University of Tennessee,
     Knoxville, TN

     HEAT LOAD IMPACTS ON DISSOLVED OXYGEN:  A CASE STUDY IN             187
     STREAM MODELING
     A.K. Deb, D.F.  Lakatos, Roy F. Weston, Inc.,
     West Chester, PA

                                      vi

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                                                                         Page
     A STOCHASTIC METHOD FOR PREDICTING THE DISPERSION OF THERMAL        199
     EFFLUENTS IN THE ENVIRONMENT
     A.J. Witten, Oak Ridge National Laboratory, Oak Ridge, TN
     J.E. Molyneux, University of Rochester, Rochester, NY

     A TWO-DIMENSIONAL NUMERICAL MODEL FOR SHALLOW COOLING PONDS         214
     S. Chieh, A. Verma, Envirosphere Company, New York, NY

UTILIZATION II

     WASTE HEAT FOR ROOT-ZONE HEATING - A PHYSICAL STUDY OF HEAT         225
     AND MOISTURE TRANSFER
     D. Elwell, W. Roller, A. Ahmed, Ohio Agricultural Research
     and Development Center, Wooster, OH

     BENEFICIAL USE OF REJECTED HEAT IN MUNICIPAL WATER SUPPLIES         236
     R.W. Porter, R.A. Wynn, Jr., Illinois Institute of Technology
     Chicago, IL

     SUPER GREENHOUSE PROJECT UTILIZING WASTE HEAT FROM ASTORIA 6        246
     THERMAL POWER PLANT
     R.G. Reines, Cornell University, Ithaca, NY

     EXPERIENCE WITH THE NEW MERCER PROOF-tDF-CONCEPT WASTE HEAT          247
     AQUACULTURE FACILITY
     B.L. Godfriaux, Public Service Electric and Gas Company,
     Newark, NJ.  R.R.Shafer, Buchart-Horn: Consulting Engineers,
     York, PA.  A.F. Eble, M.C. Evans, T. Passanza, C. Wainwright,
     H.L. Swindell, Trenton State College, Trenton, NJ.

UTILIZATION III

     WASTE HEAT RECOVERY IN THE FOOD PROCESSING INDUSTRY              ,-• " 266y
     W.L. Lundberg, J.A. Christenson, Westinghouse Electric          *v „.....--"'
     Corporation, Pittsburgh, PA.  F. Wojnar, H.J.Heinz Company,
     Pittsburgh, PA.

     GENERATION OF CHILLED WATER FROM CHEMICAL PROCESS WASTE HEAT        277
     J. Entwistle, Fiber Industries, Inc., Charlotte, NC

     THE SHERCO GREENHOUSE PROJECT: FROM DEMONSTRATION TO                286
     COMMERCIAL USE OF CONDENSER WASTE HEAT
     G.C. Ashley, J.S. Hietala, R.V. Stansfield, Northern States
     Power Company, Minneapolis, MN

     ANALYSIS OF ECONOMIC AND BIOLOGICAL FACTORS OF WASTE HEAT            296
     AQUACULTURE
     J.S. Suffern, M. Olszewski, Oak Ridge National Laboratory,
     Oak Ridge, TN
                                       vii

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                                                                       Page
ECOLOGICAL EFFECTS I

     A QUALITATIVE/QUANTITATIVE PROCEDURE FOR ASSESSING THE             319
     BIOLOGICAL EFFECTS OF WASTE HEAT ON ECONOMICALLY IMPORTANT
     POPULATIONS
     J.M. Thomas, Battelle Pacific Northwest Laboratories,
     Richland, WA

     A REVIEW OF STATISTICAL ANALYSIS METHODS FOR BENTHIC DATA          329
     FROM MONITORING PROGRAMS AT NUCLEAR POWER PLANTS
     D.H. McKenzie, Battelle Pacific Northwest Laboratories
     Richland, WA

     FURTHER STUDIES IN SYSTEMS ANALYSIS OF COOLING LAKES:              ^4
     HYDRODYNAMICS AND ENTRAINMENT
     K.D. Robinson, R.J. Schafish, R.W. Beck and Associates,
     Denver, CO. G. Comougis, New England Research, Inc.,
     Worcester, MA.

     SYNTHESIS AND ANALYSES OF EXISTING COOLING IMPOUNDMENT             353
     INFORMATION ON FISH POPULATIONS
     K.L. Gore, D.H. McKenzie, Battelle Pacific Northwest
     Laboratories, Richland, WA

COOLING TOWER PLUMES

     A SIMPLE METHOD FOR PREDICTING PLUME BEHAVIOR FROM MULTIPLE        357
     SOURCES
     L.D. Winiarski, W.E. Frick, U.S. Environmental Protection
     Agency, Corvallis, OR

     MODELING NEAR-FIELD BEHAVIOR OF PLUMES FROM MECHANICAL DRAFT       377
     COOLING TOWERS
     T.L. Crawford, Tennessee Valley Authority, Muscle Shoals, AL
     P.R. Slawson, University of Waterloo, Ontario, Canada

     MECHANICAL-DRAFT COOLING TOWER PLUME BEHAVIOR AT THE GASTON        38g
     STEAM PLANT
     P.R. Slawson, University of Waterloo, Ontario, Canada

     CRITICAL REVIEW OF THIRTEEN MODELS FOR PLUME DISPERSION
     FROM NATURAL DRAFT COOLING TOWERS
     R.A. Carhart, University of Illinois, Chicago, IL
     A.J. Policastro, Argonne National Laboratory, Argonne, IL
     W.E. Dunn, University of Illinois, Urbana, IL

     EVALUATION OF METHODS FOR PREDICTING PLUME RISE FROM
     MECHANICAL-DRAFT COOLING TOWERS
     W.E. Dunn, P. Gavin, University of Illinois, Urbana, IL
     G.K. Cooper, Mississippi State University, Mississippi

                                       viii

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                                                                      Page
ECOLOGICAL EFFECTS II

     ENVIRONMENTAL COST OF POWER PLANT WASTE HEAT AND                  461
     CHEMICAL DISCHARGE IN TROPICAL MARINE WATERS
     J.M. Lopez, Center for Energy and Environment Research
     Mayaguez, Puerto Rico

     THEORY AND APPLICATION IN A BIOLOGICAL ASPECT                     468
     T. Kuroki, Tokyo University of Fisheries, Tokyo, Japan

     OCCURRENCE OF HIGHLY PATHOGENIC AMOEBAE IN THERMAL                479
     DISCHARGES
     J.F. De Jonckheere, Laboratorium voor Hygiene,
     Katholieke Universiteit Leuven, Belgium

     RELATION BETWEEN ZOOPLANKTON MIGRATION AND ENTRAINMENT            490
     IN A SOUTH CAROLINA COOLING RESERVOIR
     P.L. Hudson, S.J. Nichols, U.S. Fish and Wildlife Service
     Southeast Reservoir Investigations, Clemson, SC

     EFFECTS OF A HOT WATER EFFLUENT ON POPULATIONS OF                 505
     MARINE BORING CLAMS IN BARNEGAT BAY, NJ
     K.E. Hoagland, Lehigh University, Bethlehem, PA
     R.D. Turner, Harvard University, Cambridge, MA

COOLING TOWERS I

     COLD INFLOW AND ITS IMPLICATIONS FOR DRY TOWER DESIGN             516
     F.K. Moore, Cornell University, Ithaca, NY

     AN IMPROVED METHOD FOR EVAPORATIVE, CROSS-FLOW COOLING            532
     TOWER PERFORMANCE ANALYSIS
     K.L. Baker, T.E. Eaton, University of Kentucky, Lexington, KY

     THE IMPACT OF RECIRCULATION ON THE SITING, DESIGN,                535
     SPECIFICATION, AND TESTING OF MECHANICAL DRAFT COOLING
     TOWERS
     K.R. Wilber, Environmental Systems Corporation
     A. Johnson, Pacific Gas & Electric Co.
     E. Champion, Consultant

     AN INVESTIGATION INTO THE MINERAL CONCENTRATION OF                547
     INDIVIDUAL DRIFT DROPLETS FROM A SALTWATER COOLING TOWER
     R.O. Webb, Environmental Systems Corporation, Knoxville, TN.
     R.S. Nietubicz, State of Maryland, Department of Natural
     Resources. J.W. Nelson, Florida State University, Tallahassee, FL

COGENERATION

     COGENERATION TECHNOLOGY AND OUR TRANSITION FROM                   548
     CONVENTIONAL FUELS
     J.W. Neal, Department of Energy, Washington, DC
                                       ix

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                                                                        Page
     COGENERATION: THE POTENTIAL AND THE REALITY IN A                   553
     MIDWESTERN UTILITY SERVICE AREA
     D.M. Stipanuk, Cornell University, Ithaca, NY
     W.J. Hellen, Wisconsin Electric Power, Milwaukee, WI

     ALTERNATIVE APPROACHES IN INDUSTRIAL COGENERATION SYSTEMS          572
     J.C. Solt, Solar Turbines International, San Diego, CA

     THE ENVIRONMENT FOR COGENERATION IN THE UNITED STATES              532
     F.E. Dul, Envirosphere Company, New York, NY

     FUEL COST ALLOCATION FOR THE STEAM IN A COGENERATION               595
     PLANT
     K.W. Li, and P.P. Yang, North Dakota State University,
     Fargo, ND

COOLING SYSTEMS

     APPLICATIONS OF MATHEMATICAL.SPRAY COOLING MODEL                   619
     H.A. Frediani, Jr., Envirosphere Company, New York, NY

     THE DEVELOPMENT OF ORIENTED SPRAY COOLING SYSTEMS                  638
     D.A. Fender, Ecolaire Condenser, Inc. Bethlehem, PA
     T.N. Chen, Ingersoll-Rand Research, Inc., Princeton, NJ

     ONCE-THROUGH COOLING POTENTIAL OF THE MISSOURI RIVER IN            651
     THE STATE OF MISSOURI
     A.R. Giaquinta, The University of Iowa, Iowa City, IA
     T.C. Keng, Jenkins-Fleming, Inc., St. Louis, MO

     A MODEL FOR PREDICTION OF EVAPORATIVE HEAT FLUX IN LARGE           663
     BODIES OF WATER
     A.M. Mitry, Duke Power Compnay, Charlotte, NC
     B.L. Sill, Clemson University, Clemson, NC

WORKING SESSIONS - WORKSHOPS

     (1) MANGEMENT AND UTILIZATION                                      677

     (2) ENVIRONMENTAL EFFECTS                                          6gl

     (3) MATHEMATICAL MODELING                                          6g2

     (4) HEAT TRANSFER PROBLEMS IN WASTE HEAT MANAGEMENT AND            534
         UTILIZATION

COOLING TOWERS II

     .riE CHALK POINT DYE TRACER STUDY: VALIDATION OF MODELS AND         686
     ANALYSIS OF FIELD DATA
     A.J. Poliscastro, M. Breig, J. Zieharth, Argonne National
     Laboratory, Argonne, IL
     W.E. Dunn, University of Illinois, Urbana, IL
                                       x

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                                                                    Page
     COOLING TOWERS AND THE LICENSING OF NUCLEAR POWER PLANTS        720
     J.E.  Carson, Argonne National Laboratory, Argonne, IL

     A DESIGN METHOD FOR DRY COOLING TOWERS                          732
     G.K.M.  Vangala, T.E. Eaton, University of Kentucky,
     Lexington, KY

     EVAPORATIVE HEAT REMOVAL IN WET COOLING TOWERS                  742
     T.E.  Eaton, K.L. Baker, University of Kentucky,
     Lexington, KY

     COMPARATIVE COST STUDY OF VARIOUS WET/DRY COOLING CONCEPTS      772
     THAT USE AMMONIA AS THE INTERMEDIATE HEAT EXCHANGE FLUID
     B.M.  Johnson, R.D. Tokarz, D.J. Braun, R.T. Allemann,
     Battelle Pacific Northwest Laboratory, Richland, WA

UTILIZATION IV

     ENVIRONMENTAL ASPECTS OF EFFECTIVE ENERGY UTILIZATION           805
     IN INDUSTRY
     R.E.  Mournighan, U.S. EPA, Cincinnati, OH
     W.G.  Heim, EEA, Inc., Arlington, VA

     WASTE HEAT RECOVERY POTENTIAL FOR ENVIRONMENTAL BENEFIT         817
     IN SELECTED INDUSTRIES
     S.R.  Latour, DOS Engineers, Inc., Fort Lauderdale, FL
     C.C.  Lee, EPA, Cincinnati, OH

     WASTE HEAT UTILIZATION AND THE ENVIRONMENT                      830
     M.E.  Gunn, Jr., Department of Energy, Washington, DC

     THERMAL STORAGE FOR INDUSTRIAL PROCESS AND REJECT HEAT          855
     R.A.  Duscha, W.J. Masica, NASA Lewis Research Center,
     Cleveland, OH

     PERFORMANCE AND ECONOMICS OF STEAM POWER SYSTEMS                866
     UTILIZING WASTE HEAT
     J. Davis, Thermo Electron Corporation, Waltham, MA

COOLING LAKES

     A ONE-DIMENSIONAL VARIABLE CROSS-SECTION MODEL FOR THE          878
     SEASONAL THERMOCLINE
     S. Sengupta, S.S.Lee, E. Nwadike, University of Miami,
     Coral Gables, FL

     HYDROTHERMAL STRUCTURE OF COOLING IMPOUNDMENTS                  908
     G.H.  Jirka, Cornell University, Ithaca, NY

     HYDROTHERMAL PERFORMANCE OF SHALLOW COOLING PONDS               909
     E.E.  Adams, G.H. Jirka, A. Koussis, D.R.F. Harleman,
     M. Watanabe, M.I.T., Cambridge, MA
                                       xi

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     TRANSIENT SIMULATION OF COOLING LAKE PERFORMANCE UNDER
     HEAT LOADING FROM THE NORTH ANNA POWER STATION
     D.R.F. Harleman, G.H. Jirka, D.N. Brocard, K.H. Octavio,
     M. Watanabe, M.I.T., Cambridge, MA

RECOVERY SYSTEMS

     COMPARISON OF THE SURFACE AREA REQUIREMENTS OF A SURFACE         931
     TYPE CONDENSER FOR A PURE STEAM CYCLE SYSTEM, A COMBINED
     CYCLE SYSTEM AND A DUAL FLUID CYCLE SYSTEM
     M.H. Waters, International Power Technology
     E.R.G. Eckert, University of Minnesota

     UTILIZATION OF TRANSFORMER WASTE HEAT                            960
     D.P. Hartmann, Department of Energy, Portland, OR
     H. Hopkinson, Carrier Corporation, Syracuse, NY

     THE APPLICATION OF PRESSURE STAGED HEAT EXCHANGERS TO            980
     THE GENERATION OF STEAM IN WASTE HEAT RECOVERY SYSTEMS
     M.H. Waters, D.Y. Cheng, International Power Technology

     HEAT RECOVERY FROM WASTE FUEL                                   1000
     Y.H. Kiang, Trane Thermal Company, Conshohocke, PA

AQUATIC THERMAL DISCHARGES I

     SURFACE SKIN-TEMPERATURE GRADIENTS IN COOLING LAKES             1011
     S.S. Lee, S. Sengupta, C.R. Lee, University of Miami,
     Coral Gables, FL

     FOUR THERMAL PLUME MONITORING TECHNIQUES: A COMPARATIVE         1027
     ASSESSMENT
     R.S. Grove, Southern California Edison Company, Rosemead, CA
     R.W. Pitman, J.E. Robertson, Brown and Caldwell, Pasadena, CA

     EXPERIMENTAL RESULTS OF DESTRATIFICATION BY BUOYANT PLUMES      1028
     D.S. Graham, University of Florida, Gainesville, FL

     THREE-DIMENSIONAL FIELD SURVEYS OF THERMAL PLUMES FROM          1047
     BACKWASHING OPERATIONS AT A COASTAL POWER PLANT SITE IN
     MASSACHUSETTS
     A.D. Hartwell, Normandeau Associates, Inc., Bedford, NH
     F.J. Mogolesko, Boston Edison Company

     SHORT-TERM DYE DIFFUSION STUDIES IN NEARSHORE WATERS            1057
     D.E. Frye, EG&G, Environmental Consultants, Waltham, MA
     S.M. Zivi, Argonne National Laboratory, Argonne, IL

     EFFECTS OF BOTTOM SLOPE, FROUDE NUMBER, AND REYNOLDS            1Q69
     NUMBER VARIATION ON VIRTUAL ORIGINS OF SURFACE JETS:
     A NUMERICAL INVESTIGATION
     J. Venkata, S. Sengupta, S.S.Lee, University of Miami
     Coral Gables, FL                 xii

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                                                                       Page
ATMOSPHERIC EFFECTS

     METEOROLOGICAL EFFECTS FROM LARGE COOLING LAKES                   1095
     F.A. Huff, J.L. Vogel, Illinois State Water Survey, IL

     COMPUTER SIMULATION OF MESO-SCALE METEOROLOGICAL EFFECTS          1104
     OF ALTERNATIVE WASTE-HEAT DISPOSAL METHODS
     J.P. Pandolfo, C.A. Jacobs, The Center for the Environment
     and Man, Inc., Hartford, CT

     A NUMERICAL SIMULATION OF WASTE HEAT EFFECTS ON                   1114
     SEVERE STORMS
     H.D. Orville, P.A. Eckhoff, South Dakota School of Mines
     and Technology, Rapid City, SD

     ON THE PREDICTION OF LOCAL EFFECTS OF PROPOSED COOLING            1124
     PONDS
     B.B. Hicks, Argonne National Laboratory, Argonne, IL

AQUATIC THERMAL DISCHARGES II

     MEASUREMENT AND EVALUATION OF THERMAL EFFECTS IN THE INTER-       1131
     MIXING ZONE AT LOW POWER NUCLEAR STATION OUTFALL
     P.R. Kamath, R.P. Gurg, I.S. Bhat, P.V. Vyas, Environmental
     Studies Section, .Bhabha Atomic Research Centre, Bombay, India

     RIVER THERMAL STANDARDS EFFECTS ON COOLING-RELATED POWER          1146
     PRODUCTION COSTS
     T.E. Croley II, A.R. Giaquinta, M.P. Cherian, R.A. Woodhouse,
     The University of Iowa, Iowa City, IA

     THERMAL PLUME MAPPING                                             1160
     J.R. Jackson, A.P. Verma, Envirosphere Company, New York, NY

     THERMAL SURVEYS NEW HAVEN HARBOR - SUMMER AND FALL, 1976          1167
     W. Owen, J.D. Monk, Normandeau Associates, Nashua, NH

     BEHAVIOR OF THE THERMAL SKIN OF COOLING POND WATERS               1191
     SUBJECTED TO MODERATE WIND SPEEDS
     M.L. Wesely, Argonne National Laboratory, Argonne, IL

OPEN SESSION

     ALTERNATE ENERGY CONSERVATION APPLICATIONS FOR INDUSTRY           1201
     L.J. Schmerzler

     MINERAL CYCLING MODEL OF THE THALASSIA COMMUNITY AS               1202
     AFFECTED BY THERMAL EFFLUENTS
     P.B. Schroeder, A. Thorhaug, Florida International University
     Miami, FL

                                      xiii

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SYNERGISTIC EFFECTS OF SUBSTANCES EMITTED FROM POWER
PLANTS ON SUBTROPICAL AND TROPICAL POPULATIONS OF THE
SEAGRASS THALASSIA TESTUDINUM: TEMPERATURE, SALINITY AND
HEAVY METALS
A. Thorhaug, P.B. Schroeder, Florida International University,
Miami, FL

WASTE HEAT MANAGEMENT AND UTILIZATION:  SOME REGULATORY           1240
CONSTRAINTS
W.A. Anderson II, P.O. Box  1535, Richmond, VA
                                 xiv

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            APPLICATIONS OF MATHEMATICAL SPRAY COOLING MODEL
                    H A Frediani Jr, Senior Engineer
                          Envirosphere Company
               A Division of Ebasco Services Incorporated
                         New York, New York  USA
ABSTRACT

A mathematical model to analyze the performance of large-scale spray
cooling systems [l] , has been applied to several different types of spray
systems.  This model is unique in that the basic heat and mass transfer
mechanisms are modelled accurately over a wide range of parameter values
that cooling systems encounter.

The model was first used to verify which vendors' systems would be
expected to meet the design conditions and then to predict which vendors'
performance curves were accurate.  The model showed some sensitivity to
wind direction, and to dry bulb temperature, which the manufacturers had
assumed negligible.

Another application of this model has been to develop an optimum
 (economical) configurationof a spray system that met the design operating
condition.  To complete the economic optimization, average operating cold
water temperatures and required spray motor horsepower were calculated
and used to predict capability penalties.

A third application of this model was to design a fixed spray pond and
predict its performance under the most severe operating conditions.
Parameters optimized included nozzle separation, nozzle flow rate, and
spray height.  Performance was predicted, including evaporation rate and
the effects of increasing solids concentrations during extended periods
of operation without makeup.

Qualitative conclusions have also been drawn from the results of these
applications concerning fogging and drift associated with closed loop
spray systems.  Further development of this model could lead to quantita-
tive predictions in this regard.
INTRODUCTION

Spray cooling systems have been utilized to dissipate heat rejected by
electric generating stations.  The cooling water includes  both condensing
water for the main turbine steam and cooling water for auxiliary and/or
emergency heat exchangers.  The spray systems include arrays of either
fixed or floating nozzles.  The traditional method of designing a spray
                                  619

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system has been to Interpolate or extrapolate predicted performance from
previously recorded data.  Recently, a mathematical model was developed to
predict performance from the physical characteristics of the given spray
system and the basic principles of heat and mass transfer.  The model has
since been utilized in various applications and some of the results are
described herein.
MODEL DESCRIPTION

The model has been described in detail in the literature.   Briefly, the
continuity and energy equations were developed for a cellular model repre-
senting a single spray in a system of sprays.  The equations were solved
using a finite difference solution along a drop trajectory, for both water
and air parameters.  The results of the cellular analysis  are incorporated
into a system model in which the interaction between sprays for both the
water and air is considered.

The model incorporates the following features:

1.   A finite mass flow rate of air, as well as of water is calculated.
2.   The amount of heat transferred from the water is added to the  air.
3.   The amount of mass transferred from the water is added to the  air.
4.   The air temperature, enthalpy, moisture content and density are
     calculated to reflect the heat and mass transferred to the air.
5.   Physical parameters such as cooling water salinity, spray height,
     pattern, and droplet sizes, air dry bulb, and wind  direction are
     specifically entered as data and incorporated in the  basic equations.
APPLICATIONS

Proposal Evaluation

The first application of the model was to independently  check  the  credi-
bility of various proposed spray systems being  considered  for  a  proposed
coal-fired plant.  The design was a closed cycle,  salt water cooling
system.  At that time, no successful closed cycle  systems  had  been
documented.  Each manufacturer predicted system performance using
empirical spray performance correlations, a method that  is basically an
extension of the "number-of-transfer-units" (NTU)  concept, as  applied  to
cooling towers [2].  An independent check was deemed  necessary because of
the following reasons:

1.   Closed cycle systems typically operate at  higher water temperatures
     than open cycle systems.   Thus, the operating water temperatures  of
     the proposed system would be outside the range of data available
     to any manufacturer.

2.   The basic premise of the  NTU concept that  the amount  of cooling is
     solely dependent on the wet bulb and wind  speed  is  an approximation.
                                   620

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     In actuality, the percentage of heat transfer in spray cooling which
     is sensible (i.e. non-evaporative) will approximate twenty percent
     when the air dry bulb temperature is significantly below the cooled
     wa te r tempera ture.

3.   The increase in enthalpy, through increased temperature and moisture
     content, of the air as it flows past a spray was not predicted
     rationally.  Thus,  for a large system of sprays, most of which are
     downwind from other sprays, the major ambient input to the perfor-
     mance correlation was estimated without benefit of either data or
     theoretical considerations.

Each manufacturer proposed a U-shaped spray canal containing an array of
floating sprays (Figure 1).  In this configuration, the hottest water is
sprayed immediately upwind of the coolest water.  Thus the air which has
undergone the largest enthalpy increase will then pass the sprays with the
lowest incoming water temperature.  This is where the greatest potential
exists for the incoming air dry bulb temperature to exceed the incoming
water temperature for a  particular spray.  Under this condition, the
sensible heat transfer is actually reversed and total cooling reduced.
Under extreme conditions of very large systems, the incoming air wet bulb
temperature can approach the cold water temperature closely enough that
all heat transfer is stopped.

Each manufacturer had submitted performance curves plotting system cold
water temperatures versus ambient wet bulb temperatures for several
different wind speeds.  The design condition was at an 81 degree wet bulb
and a 5 mph wind speed,  perpendicular to the canal axis.  Runs were made
at the design conditions for each proposed system.  The results indicated
that one manufacturer's system was slightly conservative (i.e. the desired
cold water temperature would be achieved before the last pass of sprays).
A second proposed system was estimated to be approximately 30 percent
deficient.  At this point, the first manufacturer's system was selected
and examined further.

The next step was to synthesize the entire performance curve for the
selected system.  At each given point, the ambient wet bulb and the
desired cooling range were known, but the equilibrium hot and cold water
temperatures were unknown.  Using the model to determine the latter, for
a U-shaped canal, would have been a trial and error process.  A hot water
temperature would be assumed, the model run, and the cooling range
obtained.  Such a technique would have required a great deal of computer
time and an alternative  method was derived.

It was hypothesized that, as a heat dissipation system, the straight canal
shown in Figure 2 would perform identically with the U-shaped canal shown
in Figure 1.  There are  the same number of sprays, in the same locations.
There are the same water flow rate in and air flow rate across.  This
hypothesis was tested, using the model, at various wet bulbs, hot water
temperatures, and spray configurations.  Close agreement was predicted,
as can be seen in the typical case presented as Figure 3.  The difference
                                    621

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In predicted cold water temperature, over a cooling range of 12.1 degreesF,
was only .26 degrees, approximately two percent.

Utilizing a straight canal, only one computer run is required for each
data point.  The model is run for a longer canal  than the one desired, for
an initial hot water temperature known to exceed  the desired result.   An
example run is illustrated in Table 1, in which the design number of  spray
passes is 19 and the total number of passes run is 30.   From the Table, a
plot of cooling range vs cold water temperature can be  constructed,  from
which the cold water temperature corresponding to the desired cooling
range can be estimated.  Such a plot for this example is shown in Figure 4.
In this example, the desired range of 16.6 degrees F, with a corresponding
cold water temperature of 64.3 degrees F, represented a power plant
operating at 80 percent of load capacity.  The same plot can be used  in
synthesizing performance curves at other desired  plant  load capacities by
simply varying the cooling range.

The performance curves were synthesized from the  model  runs for two
different wind directions, parallel and perpendicular to the spray canal
axis.  The manufacturer had not specified any relative  humidity for its
performance curve.  Comparative runs were made, at a given wet bulb,  for
relative humidities of 20%, 60%, and 100%.  It was found that, as relative
humidity was increased (i.e. air dry bulb temperature was decreased), the
equilibrium cold water temperature decreased.  This improvement in heat
transfer is attributable to improved sensible heat transfer.  For compari-
son, 60 percent relative humidity was used.

The curves for the parallel wind case were virtually identical over the
full range of wet bulb examined.  In the perpendicular  wind case, the
model predicted better performance.  The improvement ranged from about
4 degrees F cooler equilibrium temperature at a 40 degree wet bulb, to
about 2 degrees F at an 80 degree wet bulb, for 100 percent load. Since
the manufacturer had guaranteed its performance curves  for any wind
direction, it was concluded that the model had verified those performance
curves.

Alternative Cooling System Studies

The model has been utilized several times to provide input to aIternative
cooling system studies.  This input is normally generated in two stages.
The first stage involves sizing a system to meet  a given design point, in
order to estimate the system installation cost.  The second atage is  to
predict the system operation in order to estimate annual operating costs.
The total cost can then be estimated and compared to other types of
alternatives.

For a typical new power plant, the floating type  of spray device has  a
decided economic advantage over the fixed type, because of the large  size
of such a system.  There are two opposing economic factors in optimizing a
floating spray cooling system.  Minimizing the number of spray devices
requires minimizing the number of sprays arrayed  across the canal.
                                   622

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However, this would maximize the length of the canal, and thus the costs
for canal excavation, diking, and auxiliaries such as wiring for the spray
motors.  An example of these effects is given in Table 2, in which two
systems with identical performance at a design point are described.  Case 1
has approximately 74 percent of the number of sprays required in Case 2.
However, the Cese 1 canal is about twice as long.  The economic optimum
depends both on the spray device cost and the canal construction cost.
Results from nurerous model runs indicate that a width of 10 floating
sprays  (or 5 on each side of a U-shaped canal) is about the practical
limit.  The expense of additional sprays across the canal cannot be
justified by the small increase in performance.

Once the particular system is sized, operating cold water temperatures are
predicted.  The gross output power from a generating station, at a given
load factor, is a direct function of the condenser inlet temperature.  A
representative curve of this function is shown as gross power output in
Figure  5.  As the cold water temperature is increased, gross power out is
decreased.  For a particular spray system, at a given set of ambient
meteorological conditions, the cold water temperature is a function of the
number  of sprays operating.  By operating less than the full number of
sprays, the power consumed by the spray pump motors can be reduced.  Table
3  summarizes this effect for a spray system designed for the turbine
generator of Figure 5.  The net power output (gross power putput minus
spray motor power consumption) is plotted on Figure 5.  The optimum
operating point for this system, at this particular meteorological condi-
tion, is with 79 percent of the sprays operating.  This optimization
increases plant output approximately 700 kilowatts over running 100 percent
of the  spray system.

In the  preceding manner, monthly or seasonal average net power generation
is predicted for the given spray system.  The capitalized cost of the
differential power outputs from each alternative are added to the estimated
installation costs to obtain the total costs for comparisons.

Fixed Spray Applications

The same model has also been utilized to evaluate fixed spray ponds.
These traditionally employ smaller nozzles and are used for smaller flow
rates.  One example is the design of a reactor coolant spray cooling
system  for a nuclear power plant.  This system was to function under both
normal  and emergency shutdown conditions.  Thus two independent sets of
design  criteria had to be met by the same design.

Fixed spray design requires pumping the heated water through a distribu-
tion system of pipes to the spray nozzles.  The total system flow is
sprayed and collected.  Should the cooling be insufficient, a second stage
of sprays can respray the collected water.  Manufacturers typically recom-
mend one nozzle pressure and flow rate for a given nozzle.  To size a
system, the total flow rate is divided by the nozzle flow rate giving the
number  of nozzles required.  These nozzles are then arranged in a rect-
angular array.  For the example mentioned above, this process indicated
                                   623

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that two stages of sprays would be required to meet the desired design
conditions.

Utilizing the model, an alternative design was considered.  By increasing
tue pressure to the nozzles, the flow rate and spray height per nozzle can
be increased.  This requires fewer nozzles spaced further apart.  However,
the spray performance is improved for two reasons.  Firstly, the water
drops experience a higher velocity and travel time through the air.
Secondly, the ratio of water to air mass flow is decreased.  An example
for a commonly used nozzle (approximate orifice diameter of 1.5 inches) is
given in Table 4.  In this example, a wind speed of 10 feet per second and
a total cooling water flow rate of 30,000 gpm were used.  By increasing
the nozzle pressure from 7 to 15 psi, the spray height was increased by
40 percent, and the spray pattern diameter was increased by 23 percent.
This resulted in sufficient improvement in cooling range so that one stage
of sprays were adequate when two stages were required for the conventional
layout.

Under shutdown conditions, this spray pond must operate without makeup for
an extended period of time.  This results in an increasing dissolved solids
content and a decreasing total volume of cooling water in the system, both
because of system evaporation without replacement water.  The increased
solids content decreases the water's ability to carry heat.  This causes
the cooling range and hot water temperatures to increase, without signifi-
cant change to the cold water temperatures.  The reduced water volume in
the system causes lowering of the water level in the spray pond collection
area, from which the circulating pumps draw suction.  This increases the
static head on the pumps, resulting in a reduced pumping rate and nozzle
pressure.  This in turn increases both the hot and cold water temperatures
of the operating spray pond.  Finally, the heat load of the system varies
with time during this mode of operation.

The model is run, at the design meteorological conditions and the initial
heat load to predict the evaporation rate.  The change in solids content
and water volume is calculated from this evaporation rate.  A new pumping
rate and cooling range are selected to provide the model input for the
second heat load.  This process is repeated for all the heat rates until
plots of hot and cold water temperature, and solids content, versus time,
are produced.  The operating temperatures are then checked to insure
satisfactory equipment operation.  The solids content is used to estimate
scaling tendencies.  If necessary, spray system design is altered and the
process repeated.

One item of interest in Table 4 is the predicted ratio of water to air
mass flow in each system.  All other spray models assume this quantity to
be zero, i.e. that the air supply is infinite.  Thus they are unable to
quantitatively estimate performance for any spray system without a vast
array of operating data.  They are also unable to predict differential
performance resulting from modification of a spray system.   It should be
noted that the ratios in Table 4 are for a fixed spray nozzle and that,
for the floating nozzles available, higher ratios are typical.
                                  624

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FUTURE APPLICATIONS

Two of the environmental impacts associated with evaporative cooling
systems are fogging and drift.  Examination of the psychroraetric conditions
the model predicts for the air leaving a spray canal leads to certain
qualitative conclusions.  With respect to fogging, it has previously been
assumed that because a spray system discharges air over a relatively large
area, in comparison with a comparable cooling tower, that the potential
for fogging is much less for the spray system.  Model predictions indicate
that the air leaving spray canals is not as close to saturation as that
from cooling towers.  Thus, the previous assumption would appear to be
correct.  Since the air flow rate, temperature, and moisture content are
all predicted, it should not be too difficult to construct a quantitative
fogging prediction model in the future.

Intuitive assumptions with drift have not been so accurate.  As recently
as 1974, the lack of experience with closed-loop, salt water spray systems
precluded the availability of any useful drift data.  Impact analyses
typically were based on limited data from a few sprays operating under
insignificant heat load.  It was predicted that all drift, from one
proposed installation, would deposit within 600 feet of the spray canal [2j.

In a large spray system the heat transfer causes an increase in moisture
content and temperature in the air passing through the sprays.   Thus the
air leaving the system has an upward velocity component due to  its relative
buoyancy with respect to the ambient air.  The resultant path of water
droplets entrained in the air as drift is thus a parabolic arch (Figure 6).
The path of a drift particle from a spray without heat load is  a straight
line (Figure 6).  Thus the mechanism is different and predictions of one
based on the other are invalid.  The distance of 3400 feet for  the heat
load case in Figure 6 was reported for an actual system of the  same type
sprays which, without heat load, drifted within 600 feet [3].

As in the case of fogging, it should not be too difficult to predict, from
the model output, the magnitude and direction of the air velocity leaving
a spray canal.  From this, a model could be constructed to predict drift
deposition.  It should be kept in mind that the system which attained
drift deposition at 3400 feet is a relatively small system,  and that
greater ranges could be attained in the future.
CONCLUSIONS

A mathematical spray cooling model has been used for a  variety of  applica-
tions, some of which are described herein.   It was found that the  model
gives reasonable quantitative performance estimates over a wide range  of
configurations and operating regimes for both fixed and floating spray
canals.
                                  625

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                               REFERENCES
1.  "Mathematical Model for Spray Cooling  Systems", H A Frediani, Jr, and
    N Smith, Trans.  ASME Journal  of  Engineering  for Power, April 1977,
    pp 279-283.

2.  Draft Environmental Statement for  Surry Power Station, Units 3 & 4,
    USAEC, February, 1974,  pp  3-11 through 3-15.

3.  "Measured and Predicted Salt  Deposition Rates, Closed Cycle Water
    Cooling Duty", PSM-SD-6A,  Ceramic  Cooling Tower Company, 1977.
                                 626

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                 TABLE 1




        PERFORMANCE CURVE GENERATION






                Input Data




Desired Canal Length - 19 Passes




Wind - Perpendicular to Canal Axis at 19 FPS




C W Flow - 711348 GPM




Flow Per Spray - 10000 GPM




Inlet Water Temperature - 89.61 Deg F




Ambient Dry Bulb - 47 Deg F




Ambient Wet Bulb - 40 Deg F




Initial Drop Diameter - .0165 ft




Initial Salinity - 0.5 ppt




Spray Height - 17 ft




Spray Width - 160 ft




Straight Canal of 30 Passes with 10 Sprays per Pass




Desired Cooling Range - 16.6 Deg F
                    627

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 TABLE  1   (Cont'd)




Output Data
Pass
Number
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Flow
^Rprn)
710528
709751
709011
708307
707634
706993
706393
705818
705267
704739
704232
703746
703278
702829
702407
Temperature
(dej? F)
88.0
86.5
85.0
83.6
82.2
80.9
79.7
78.5
77.4
76.3
75.3
74.3
73.3
72.4
71.5
Pass
Number
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
Flow
(fcpm)
702000
701607
701227
700861
700507
700165
699843
699530
699226
698933
698648
698378
698116
697861
697613
Temperature
(des F)
70.7
69.9
69.1
68.3
67.6
66.9
66.2
65.6
64.9
64.3
63.7
63.2
62.6
62.1
61.6
 628

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                               TABLE 2
        Number of Sprays     Number  of  Sprays            Canal Length
Case      Across Canal           Required          (Number of Spray Lengths)

 1             3                  273                       91

 2             8                  368                       46
                                    629

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                                   TABLE 3
               POWER OUTPUT VS CONDENSER INLET WATER TEMPERATURE
Percent Spray
Canal Operating
58
63
74
79
84
o\
o 89
95
100
105
Cold Water
Temperature - Deg F
109.3
106.6
102.8
100.6
98.7
97.0
94.6
92.7
91.3
Cross Power
Out -MW
819.1
820.3
822.1
823.0
823.4
823.8
824.3
824.5
824.6
Spray Motor
Power - MW
6.2
6.7
7.8
8.4
9.0
9.5
10.1
10.6
11.2
Net Power*
MW
812.9
813.6
814.3
814.6
814.4
814.3
814.2
813.9
813.4
*Net Power = Gross Power - Spray Motor Power

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                      TABLE 4

                SPRAY NOZZLE PARAMETERS



Pressure (psi)                         7              15

Spray Height (ft)                     10              14

Spray Diameter  (ft)                   26              32

Drop Airborne Time (seconds)           1.6             1.9

Maximum Vertical Velocity             20.2            22.0
  (feet per second)

Ratio of Water  to Air Mass Flow         .058            .048

Required Number of Nozzles            380             272
Per Stage

Required Area Per Stage (acres)         5.9             6.4

Required Number of Stages               2               1
                         631

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WIND
DIRECTION
                       HOT

                      WATER

                        IN
                     o    o
o   o
                     o   o
                     o    o
                  COLD
                 WATER
                  OUT

                   f


               o   o
o   o
               o     o
               o     o
       FIGURE !   U-SHAPED  SPRAY  CANAL PLAN VIEW
                             632

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HOT
WATER
IN



WIND
DIRECTION


1
o o o
o o o

o o o
o o o
1
COLD
WATER
OUT


o
o

o
o



FIGURE  2  STRAIGHT  SPRAY  CANAL  PLAN  VIEW
                  633

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to

cr


o
2
>
UJ
QC
OC
UJ
a.
2
UJ
108-


106-


104-


102-


100-


 98-


 96-


 94-


 92
        0
          27
54
81
—T	
 108
135
162
189
216
                                                             U-SHAPED
                                                                       243
                                                                          270
                                                                297
                               CUMULATIVE  NUMBER OF  SPRAYS
           FIGURE 3   COLD  WATER  TEMPERATURE COMPARISON ALONG  CANAL

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      20
   16.6'
UJ
UJ
a:
o
LJ
O
UJ
O
oc

e>
o
o
15-
      10
       5-
        61
           62
63
64
                                        64.3
65
66
67
                                                                            68
                                                                                69
                            COLD  WATER  TEMPERATURE -DEGREES F


            FIGURE  4  COOLING RANGE  VS  COLD  WATER  TEMPERATURE

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   830 -
   825 -
   820 -
ID
0.
I-

O   815 -\
    810 -
    805 -
    800 -
       70
                                              GROSS POWER  OUTPUT
        NET POWER  OUTPUT
80
90
 I  I  I  I  I  1

too        no
120
                     COLD  WATER TEMPERATURE - DEGREES  F
    FIGURE 5  POWER  OUTPUT VS. COLD  WATER  TEMPERATURE

                        INTO  CONDENSER - 100% LOAD
                                  636

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X
o

Ul
X
                                                                        PATH  WITH HEAT LOAD
                      PATH WITHOUT  HEAT LOAD
        0   200  400  600  800  1000   1200  1400  1600  1800  2000  2200 2400  2600  2800  3000  3200 340O


                                        DISTANCE - FEET
                           FIGURE  6   DRIFT  DROPLET  PATHS

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             THE DEVELOPMENT OF ORIENTED SPRAY COOLING SYSTEMS

                               D. A. Fender
                         Ecolaire Condenser, Inc.
                           Bethlehem, PA U.S.A.

                                T. N. Chen
                      Ingersoll-Rand Research, Inc.
                       Princeton, New Jersey U.S.A.
ABSTRACT
The historical and theoretical development of Oriented Spray Cooling Sys-
tems (OSCS) from conception to its current state is described. Originated
by the Thermosciences Research Group of Ingersoll-Rand Research, Inc. in
1968, and being further developed after its purchase by Ecolaire Condenser,
Inc. in 1977, OSCS was conceived as a method to induce air flow through a
low stack cooling tower.  Following numerical modeling and the laboratory
testing of several scale systems, a full scale, two dimensional model
cooling tower was constructed at South Carolina Electric and Gas Company's
Canadys Power Station.  Extensive performance testing of this demonstration
model proved that system performance was unaffected by the tower enclosure.
As a result, the design of spray pond systems having comparable performance
to natural draft cooling towers without the typical spray pond dependence
on ambient wind conditions was established.  OSCS development culminated
with the installation of an oriented spray cooling system for an industrial
turbine condenser application located at Phillipsburg, New Jersey.  Heat
and mass transfer relationships are described, and performance curves are
presented for these viable new industrial and utility heat rejection
systems.
INTRODUCTION

OSCS is a method of evaporative heat rejection proprietarily owned and
patented by Ecolaire Condenser, Incorporated.  These systems combine the
low cost and environmental acceptability of conventional spray systems
with the consistent and efficient performance of natural draft cooling
towers.  OSCS is intended for use in utility plant condenser cooling,
industrial process cooling, or nuclear plant safety system cooling.  It
can be adapted to a wide variety of configurations, depending upon plant
site topography, meteorology, and load requirements.  This adaptability
makes OSCS particularly appropriate for retrofit and supplemental appli-
cation.

The standard OSCS arrangement consists of an annular array of vertical
spray tree modules (refer to Figure 1).  These spray trees each consist
of a vertical riser pipe to which horizontal branch pipes are attached
at equal height intervals and at right angles to each other such that
the spray nozzles attached to the branch ends comprise a counter-
clockwise helix with increasing height.  The number of nozzles per tree
                                    638

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is selected according to the thermal performance characteristics required
for the specific application.  OSCS provides consistent performance for all
ambient wind conditions, including no-wind periods, through its ability to
induce air flow through the fill area by momentum exchange with the sprayed
water droplets.  Hence, the major task of the research effort expended on
OSCS was to develop the ability to predict this performance for various
meteorological and configurational conditions.
EXISTING COOLING SYSTEMS

In 1968, the Condenser Division' of Ingersoll-Rand conducted a market exam-
ination of the cooling requirements for commercial power generating plants.
This survey indicated that closed system type condenser cooling would be
showing a dramatic increase in usage.  As environmental concern and activism
began to restrict the use of once-through cooling systems fed from natural
lakes and rivers, high efficiency cooling towers were being specified to
provide the lowest condenser circulating water temperature possible.  The
survey led to the determination to investigate the feasibility of develop-
ing a viable evaporative cooling tower product line.

Natural draft cooling towers can be arranged for either counterflow,
parallel flow, crossflow, or combinations of these.  Typically, maximized
air to water contact, necessary for efficient evaporation, is achieved by
droplet formation from cascading trays, plates, or slats.  Air movement
through the "fill" section can be provided by the natural draft effect
caused by the heated air buoyancy within a tall stack section.  In some
tower designs, spray nozzles are used to augment droplet formation and
subsequently increase the evaporative heat transfer.

Preliminary fluid dynamics analysis of the various possible fill designs
conducted by Ingersoll-Rand Research, Inc. (IRRI) indicated that in a
crossflow tower independent hollow cone nozzle spraying offered the great-
est potential for reducing tower fill pressure drop.  Suggesting that a
smaller tower stack could be used, this finding led to the decision to
pursue the project as a natural draft crossflow spray cooling tower.
SPRAY TOWER PERFORMANCE AND FEASIBILITY

Until that time, no known significant theoretical analysis had been con-
ducted on spray towers.  One spray cooling tower was found, and it was
operated by the Electricity Supply Commission in Johannesburg, South Africa.
In late 1969, IRRI undertook the development of an analytical model and
computer simulation program of the proposed spray cooling tower.  This
model was to provide operating characteristics which would be subsequently
used in determining the technical and economical feasibility of spray
towers.  A complete analytical model of the system was not possible due to
the vastly complex trajectory and thermal history of the spray droplets.
Therefore, the first step of the analytical study was to develop a simpli-
fied model of the actual process while retaining its essential physical
description.
                                   639

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Vertical Rain Model

By considering each hollow cone spray within the tower to be comprised of
numerous pairs of spray droplets, the average spray cooling performance
was shown to reasonably approximate that of those droplet pairs moving
transverse to the air flow.  This approximation is called.the "vertical
rain model" and was determined valid by a finite element computer anal-
ysis of both transverse and parallel spray models within a spray tower.
In this analysis, the heat and mass transfer was calculated based on the
average air and water properties entering each element, and air drag was
assumed negligible.  The air temperature and humidity variation was deter-
mined using a trial and error approach to satisfy the overall energy
balance.  Since each droplet trajectory was limited within a vertical
plane perpendicular to the air flow, the analysis was greatly simplified.

Tower Performance Simulation

The vertical rain model was subsequently used in the development of a spray
tower computer simulation program.  Again, a finite element grid was
devised to allow numerical solution of the governing equation for heat
and mass transfer, draft, pressure loss, and water surface area and dis-
tribution.  The program also allowed the optional simulation of a draft-
inducing fan to augment air movement through the fill.

The results which this program generated suggested that a crossflow spray
tower could be designed to produce comparable cooling performance to a
conventional state-of-the-art tower.  This suggested that spray cooling
towers were, indeed, technically feasible.  The analysis also indicated
that performance was strongly dependent upon the effective droplet size.
Therefore, not only is the droplet size distribution important, but
droplet collisions or "interference" have a strong effect.

Spray Nozzle Orientation

Finally, the pressure drop through the spray fill was confirmed as the
largest single pressure loss in the tower.  To reduce this pressure loss,
and thus reduce the tower stack cost, Dr. T. N. Chen of the IRRI proposed
that the fill spray nozzles be oriented towards the air flow direction.
By reducing the horizontal relative velocity between the water drops and
the air, fluid dynamic theory indicates that the viscous drag, and conse-
quently the pressure drop, would be reduced.  Hence, the stack height
required for draft would be reduced as the water droplet horizontal velocity
in the air flow direction is increased.  Taken further, the principle
indicated that the tower stack could be completely eliminated if the spray
velocity were sufficient to drag the air through the spray section.  This
proposal has become the essential principle of the Oriented Spray Cooling
System concept.

The spray tower computer model was consequently revised to allow the study
of a spray nozzle orientation other than vertically upward.  Parametric
studies of the resultant oriented spray system confirmed both its technical
feasibility and drop size dependence.
                                     640

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Since the droplet interference is a function of nozzle arrangement and
operating pressure, and it has a strong effect on cooling performance,
it was concluded that a full scale test program was necessary to establish
the performance of OSCS.
LABORATORY MODEL TESTING

Prior to engaging in a full scale prototype testing program, two labora-
tory scale model tests were devised.  Using appropriate scaling analysis,
much valuable data concerning various design parameters could be gathered
at greatly reduced expense.  The tests were primarily intended to examine
air flow and recirculation phenomena, and to provide criteria for the design
of the full scale prototype.

Laboratory Flow Testing

Beginning in early 1970,  this laboratory test program was intended to
experimentally confirm the oriented spray principle of inducing air to
create the draft necessary for cooling performance, and to determine the
effects of various design parameters on this air flow.  The test apparatus
consisted of a long, narrow box with an array of horizontal spray manifolds
at the inlet end and a roof opening at the outlet end to direct the sprayed
induced air upward.  The  manifolds were drilled in a special multiple
orifice arrangement to simulate hollow cone spray nozzle effect.  This
type of module was used because it could be scaled to the dimensions of
a finite "slice" through  an annular OSCS unit.

Thermal data were taken of air and water conditions, and smoke traces were
recorded for air flow pattern determination.  The test results clearly
demonstrated the effectiveness of the oriented spray principle in inducing
air movement.  The test also confirmed the strong effects of droplet
interference and spray distribution.  The smoke traces of air motion through
the spray apparatus did indicate that air flow deviated from the horizontal
flow assumption used throughout the theoretical study.  This is understand-
able because of the parabolic trajectory of the spray droplets inducing the
air.  In addition, by removing the apparatus roof, it was confirmed that a
tower enclosure was unnecessary for performance.  The results suggested
that further testing of a full scale system would be needed for accurate
performance prediction.

Recirculating Testing

The recirculation of the  exhaust plume effluent is a common problem of all
evaporative cooling systems, causing a negative effect on cooling perfor-
mance.  Beginning in mid-1972, a laboratory model was constructed and
tested to determine the general magnitude of the recirculation which an
OSCS would exhibit (refer to Figures 2, 3, and 4).

The models consisted of pairs of small open boxes arranged in two different
configurations in a horizontal air stream.  The first arrangement consisted
of two linear rows of these box pairs separated by a variable space.
                                    641

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The second consisted of an annular arrangement.  A wind velocity profile
was simulated by controlling the air velocity profile with a variable
opening screen.  The outer box of each set removed a quantity of air cal-
culated to be equivalent to the air induced by the spray.  This air was
ducted to a heating device which raised its temperature as desired,
returned it to the inner box, and discharged it to atmosphere (refer to
Figure 2).  Recirculation could then be determined for each of the downwind
boxes by the increase in the air inlet temperature over the ambient.
This procedure yielded a reliable quantitative recirculation allowance
factor for the OSCS design.
FIELD DEMONSTRATION SYSTEM TESTING

Full scale testing of an actual prototype OSCS for performance determina-
tion would be substantially cost prohibitive.  Hence, it was decided that
these necessary tests would be performed on £. full scale replica of the
laboratory model.  Again, this module represented a finite slice of a com-
plete OSCS unit.  The comparison between performance factors of this linear
model and" an annular section was determined to be equivalent by the use of
appropriate flow area.

Construction of this 10,000 gpm capacity test module was begun in 1973
at South Carolina Electric and Gas Company's Canadys Power Station.  Field
tests were initiated that year, and were continued over an 18 month period.
The tests were intended to provide full scale verification of the oriented
spray principle.  They also allowed determination of the effects of various
design parameters such as nozzle size, orientation distribution, pressure,
and exhaust area, as well as the effects of the operating heat load and
ambient meteorological conditions on the overall cooling performance.
Finally, the tests provided extensive data upon which a thermal performance
model for the entire operating range could be accurately based.

During the testing period, 486 separate test runs provided specific point
data over an extensive range of operating pressures, water loadings, nozzle
arrangements, and meteorological conditions.  The data were then correlated
into empirical relationships.

Parallel to the test program, a design analysis was conducted to optimize
the method for piping and distributing the water.  This analysis led to the
design of the helical pattern of the vertical riser spray tree, a major con-
tributor to the OSCS patent.
DEVELOPMENT OF PERFORMANCE MODELS

The introduction of OSCS into the commercial marketplace also required the
development of several mathematical models for various performance criteria.
These models are essential to the proper application of OSCS to specific
design conditions.  They have enabled OSCS to be engineered to specific
applications with a precision and efficiency not found in other spray ponds
or spray towers.
                                    642

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Thermal Performance Model

The thermal performance model was  formulated  from the  conservation laws  of
mass and energy within a control volume within the spray  zone.   The energy
balance is:

     L C (T.  - T  ) = KAV(MhD)                                    (1)
        f  Wll    Wl_

where:

     L    =   total water  loading  rate

     C    =   specific heat  of water  at constant  pressure

     TW   =   average temperature  of  all water drop at.a  point  in
              their falling  period

     •^wh  =   temperature  of hot water entering spray

     Twc  =   temperature  of cold  water after spray

     K    =   mass transfer  coefficient

     A    =   average water  surface area per  unit volume

     V    =   total volume of spray zone

     hws  =   total enthalpy of air-water vapor mixture in equilibrium
              with the water drop  at  a surface temperature Tws  and  a
              bulk temperature Tw

     ha   =   average total  enthalpy  of air in contact  with  the drops

MhD, the mean enthalpy difference  between the vapor film  at  the water surface
and the bulk air, is defined from:


     MhD  =   Twh ~ Twc                                            /2)
              r     Uiw

              J  ^ Njg - ha'
               T
               we

so that Equation (1) can be written  in  the  familiar  form:
                                   643

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The dimensionless KAV/L parameter, as it is for conventional cooling towers,
is the performance factor for a given spray system.  Examination of the
left hand side terms of Equation (3) indicates that the KAV/L variation
with temperature is small (±5%).  Hence, KAV/L is primarily a function of
nozzle configuration and operating pressure, and not a significant function
of temperature.  Given a specific OSCS design, then Equation (3) becomes
a simple relationship between Twc, Twft, and the ambient air enthalpy, hai-

Since KAV/L cannot be analytically calculated, it must be determined
empirically.  Thus, the Canadys test data provided the KAV/L value for
each different nozzle arrangement and pressure.  By substituting the
various temperature and enthalpy relationships for a variety of load and
ambient conditions into Equation (3), the statistical KAV/L value could
be determined.  A typical OSCS performance curve for a specific arrange-
ment or KAV/L is shown in Figure 5.  It should be noted that an OSCS KAV/L
value should not be compared with a conventional cooling tower KAV/L,
because the KAV/L"s in the two cases are not defined exactly the same.
Furthermore, because the experimentally determined KAV/L is effectively a
no-wind factor, and since inclusion of wind effects should improve cooling
performance, we can deduce that these KAV/L values reflect the worst-case
(no-wind) performance.

Theoretical Drift Models

All evaporative cooling systems require special attention to the problem
of water droplets which become entrained in the air stream.  This phenomenon
is called "drift", and is, in many areas, a substantial environmental and/
or economic problem.

Two separate numerical drift models were developed for computer simulation.
First, the "low-wind" drift model considers the wind to be sufficiently low
to allow the formation of a buoyant plume.  By treating the notion of the
water droplets carried upward in the buoyant plume in a cross wind, a finite
difference computer model was generated.  This program produces droplet
fallout distances for various wind orientations, drop diameters, and
operational/ambient conditions.  Total drift is determined by using the
drop size distribution curves for the nozzle used and the fraction entered
and lifted by the plume to calculate the total mass of droplets which will
fallout beyond the spray basin boundaries.  Hence, the basin boundaries can
be established to catch all but th* allowable percentage of drift.

The second model developed was the "high-wind" drift model, which assumes
that the wind forces are strong enough to prevent plume formation.  Similarly
to the low-wind model, the high-wind model uses numerical techniques to
resolve the drag forces into particle trajectories.  Again, the allowable
percent drift can be met by appropriate design of the basin boundaries.

The worst case model for the specific application is used to determine the
most sonservative basin dimensions for a particular drift requirement.
                                   644

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Theoretical System Model

Because the actual cooling accomplished by OSCS  is complicated by the tran-
sient system response due to  the  thermal  capcitance of  the pond water mass,
a computerized  finite difference  system cooling  model was developed for
predicting the  temperature of the pond water being supplied'to the service
system.  This model requires  consideration of  the supplied hot water load,
ambient conditions, pond volume,  surface  radiation and  convection, drift
and evaporation loss, and mixing  effects.  While this system  is helpful
for condenser and industrial  process  applications, it is essential to
nuclear power plant ultimate  heat sink  (UHS) design.


PROTOTYPE INSTALLATION

The development of OSCS culminated in 1976 with  the installation of an
actual working  system at Ingersoll-Rand Company's Phillipsburg, New Jersey,
Turbo Division, plant.  The plant cooling pond provides cold  circulating
water to various turbine test stand condensers according to a variable
testing schedule.  An approximately sixty-year-old flatbed spray cooling
system was converted to OSCS  to provide the most adequate and economical
cooling for an  increased thermal  loading  following test facility expansion.

After removal of the old flatbed  headers, a new  annular header system with
32 spray trees  was installed. A  helicopter was  used for member placement,
facilitating assembly without requiring the pond to be  drained.  The total
cost of the 20,000 gpm  installation,  including pumps, was $330,000.  This
Phillipsburg OSCS has been in service since its  initial startup (refer to
Figure 6), and  has provided more  than adequate cooling  performance.
 FOLLOW-UP  TESTING AND DEVELOPMENT

 Ecolaire's OSCS  development program is  primarily  aimed  at  further verifica-
 tion  of  the thermal performance model generated from  the Canadys data by
 thermal  testing  of the Phillipsburg installation.   Such results are expected
 in  the near future.

 Other development work includes computer  optimized  design  methods to
 provide  the user with the maximum efficiency  cooling  system at the minimum
 cost  for the specific application.   And,  »s with  any  other newly introduced
 technology, OSCS will require an ongoing  development  program to further
 reduce manufacturing and installation costs.
 CONCLUSIONS

 The  above  historical  review has  shown how a unique  large  scale water cooling
 system  utilizing water  sprays  to induce cooling  air flows was successfully
 developed  and  expanded  into a  viable product line.   OSCS  offers users the
 advantages of  low cost  and  environmental acceptability  of the conventional
 spray pond and the consistent  and efficient performance of natural draft
                                   645

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cooling towers.  The development was conducted through a concerted and
illustrative combination of analytical, numerical, and experimental pro-
cedures which should be insightful to all research and development
engineers concerned with similar tasks.  The resultant addition of OSCS
to evaporative cooling technology represents a major contribution to the
industry.
                                   646

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                                  \l     //
                                                                     Relation to
                                                                     Spray AnnuI us
       B-nozzle spray tree rise
                                                      water          •— -.
                                                      droplet       /
                                                      trajectory—sy    X"
                                 ' ^   Inlet
                                 ,t .Air
                                                                             nozzles
             base of tree rise
             flange connection
SECTION
                     'A-A'
 Figure 1: Oriented Spray Cooling  System Cross Sectional  View
                           CELL PAIR
           THERMOCOUPLE
Dl SCHARGE
MANIFOLD

FLOW VALVE
LOCATION
                          AIR HEATER  -•-
                                      3UC-
                                          ^J\
                          ORIFICE
                          BLOWER
                          NLET MANIFOLD
                                     -*£
     THERMOCOUPLE

                                                            THERMOCOUPLE
Figure  2:  Schematic of Recirculation Testing Apparatus

                                     647

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00
       PLAN:
                                                                        -*- u-
      ELEVATION:
            Area Constraint :  A   3
"o"
                            Ae   4
               h  •  height of  eel 1s

               A.  »  total area of the Inlet to the test  apparatus

               A  -  total exhaust area  of the test apparatus


        Figure  3: Reclrculation Testing Apparatus
                   Annular  Arrangement
L

X.
« overall length of OSCS  Installation

• width • depth - height of spray  system •  h

  aspect rat Io - L/h
                 Inlet
                 exha
                                                et  area   »  3 • h * L  x 2 • h
                                                aust area   V   D x L  x 2   ff

                                   angle between wind, L-Lo , and centerllne of model
                            Figure  4:  Recirculation Testing  Apparatus
                                        Linear Arrangement

-------
              ECOLAIRE CONDENSER, INC. -  21 Aug. 1978
VO
           120 f;
        u.
       o
        Uj
        cc

        >~

        cc


        I
        UJ
        cc
        UJ
        I-

        i
        o
           too
                                    VVE7  SUiS TEMPERATURE
        Figure 5: A  Typical Oriented  Spray Cooling  System Performance Curve

-------
Figure 6: OSCS Installation At Phillipsburg, New Jersey
                          650

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               ONCE-THROUGH COOLING POTENTIAL OF THE
               MISSOURI RIVER IN THE STATE  OF MISSOURI
        A.R.  Giaquinta
 Institute  of Hydraulic Research                    T'C'  Keng
  The  University  of Iowa          and        Jenkins-Fleming,  Inc.
  Iowa City, Iowa  U.S.A.                  St-  Louis' Missouri  U.S.A.
ABSTRACT

The  reach  of  the  Missouri River bordering  or  crossing the state of
Missouri is studied with  regard to its potential  for use in once-through
cooling of steam-electric power plants.  Based on the existing thermal
standards  of  the  state  regulatory agencies, the remaining heat assimi-
lation capacity of the  river is computed,  and sites and capacities of
future permissible once-through-cooled power  plants are determined.

The  existing  and  future thermal regimes  of the river are computed from
a heat balance equation relating the  rates of convective heat transfer,
surface heat  exchange between the river  and the atmosphere, and heat
inputs from power plants  or other artificial  sources.  Streamwise temp-
erature distributions with existing,  future proposed, and future per-
missible heat loads are shown for average  river flow conditions and for the
7-day, 10-year low flow condition.

It is demonstrated that this reach of the  Missouri River can accomodate
additional once-through-cooled power  plants with  a total capacity of
several thousand  megawatts at average flow conditions.  These new plants
must be properly  sited  to avoid the cumulative effects of upstream thermal
loads.  If thermal standards were based  on the low flow condition, the
total permissible capacity would be significantly reduced.
INTRODUCTION
                                               I

The continuing  increase  in  demand  for electrical energy and the resultant
growth of the electrical power  industry in the United States have given
rise to certain environmental problems related to the siting and design
of new power plants.  Once-through (open-cycle) cooling is known to be one
of the most efficient methods for  condenser cooling.  This method is
efficient economically,  thermodynamically, and, if the cooling water out-
fall structure  is designed  properly, it is efficient ecologically.

However, the U.S. Environmental Protection Agency has mandated that in the
near future new power plants will  not be allowed to utilize open-cycle
cooling and some older plants will have to backfit closed-cycle cooling
systems.  These regulations will incur tremendous expense and a great
increase of energy consumption.  As more studies are completed, it is
being found that thermal pollution is not as ecologically harmful as
                               651

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 originally  thought [1].   Therefore,  in light  of  an expanding power in-
 dustry,  it  is  important  to consider  the future open-cycle  cooling poten-
 tial  of  our nation's  major rivers.

 In this  study  attention  is focused on the reach  of the Missouri  River
 bordering or crossing the state of Missouri.  Along this reach which passes
 through  or  near the two  major population centers of Kansas City  and St.
 Louis, the  river is used for open-cycle cooling  by several power plants,
 and more once-through-cooled units are proposed  for construction within  the
 next  decade.   To determine the once-through cooling potential of the river
 it is important to consider the cumulative effects of the existing and
 future power-plant discharges.   It also is necessary to consider the avail-
 ability  of  water for  use in open-cycle cooling and the amount of evapora-
 tive  water  loss.  It was  shown in [2]  that consumptive use is no  problem.

 The steady-state version of the Iowa Thermal  Regime Model  (ITRM),  a
 numerical model for the  calculation  of streamwise temperature distribu-
 tions in rivers,  is used to determine the existing and future thermal
 regimes  of  the Missouri  River downstream from the southern Iowa  border.
 The basic equation governing the conservation of thermal energy  in a
 free-surface flow is  reviewed,  and the numerical model is presented.

 The steady-state  ITRM is used to determine the thermal regimes of  the
 Missouri River along  the study  reach corresponding to average meteorologi-
 cal and  hydrological  conditions for  the months of February, May, August,
 and November (representing the  four  seasons of the year) .  The natural
 thermal  regimes and the  modified thermal regimes resulting from  the  im-
 position of external  heat loads from power plants and other sources  are
 calculated.  Results  are shown  in the form of temperature distributions
 along the river for the  cases of existing power plants and future power
 plants proposed for installation within the next decade.   Based  on  the
 existing thermal  standards of the state  regulatory agencies, the remaining
 heat  assimilation  capacity of the river is computed,  and sites and capa-
 cities of future permissible  once-through-cooled power plants of reasonably
 large size  are  determined.  The  resultant temperature distributions  corres-
 ponding  to  these  future  permissible plants are presented.

 It  is shown that  there is  no  remaining  heat assimilation capacity  of  the
 river in  the vicinity of Kansas  City.  No additional future power plants
 using open-cycle  cooling  are  permissible upstream from Kansas City because
 they  would  cause violations at  downstream locations.   The total  capacity
 of  future permissible plants  at  average  flow conditions is about 6000 MW
 for fossil-fueled plants  or about 4100 MW for nuclear-fueled plants, based
 on  allowable increases above  the natural temperature  base.   Thermal  regimes
 at  the 7-day, 10-year low  flow hydrological condition also were  studied by
 Giaquinta and Keng [2] ,  and some results are presented herein.   At the low
 flow  condition, some existing and proposed future power plants are seen to
violate the excess temperature limitation if they operate at full  load.
These  plants would require derating.or auxiliary cooling at this extreme
condition.  Based on the low  flow the total future permissible plant capa-
city is about 1300 MW for fossil plants or about 900  MW for nuclear plants.
                               652

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THE MISSOURI RIVER SYSTEM

The source  of the Missouri River is in the state of Montana,  and it flows
generally southeasterly 2315 miles to its junction with the Mississippi
River  about 15 miles above St. Louis, Missouri.  River miles  along its
channel  are measured upstream from the intersection of the thalwegs of
the Missouri and Mississippi Rivers.

The river reach of concern in this study, starts at the Iowa-Missouri
border (Mile 553)  and continues to the confluence with the Mississippi
River  (Mile 0).  This reach borders the states of Nebraska and Kansas
and crosses the state of Missouri.  The major tributary streams entering
the river in the downstream order are the Kansas River (Mile  367) ,  Grand
River  (Mile 250),  Chariton River (Mile 239),  Osage River (Mile 130), and
Gasconade River (Mile 104).  The general layout of the river  system is
shown  in Fig. 1.

The climatic conditions are represented by data from five  Class-A  weather
stations located along or close to the Missouri River in the  study area.
Monthly  mean values of daily weather  data for the 20-year  period from
1954 through 1973  were used in the analysis.   The locations of the  weather
stations and detailed tables of data  are given in reference [2].

The Missouri River flow rate is regulated by  six reservoirs upstream from
Sioux  City,  Iowa.   Because  the present study  reach is far  downstream from
the reservoirs, the thermal effects of the reservoir control  are negligible,
and only the obvious consequences of  the reservoir regulation on flow  rate
are considered.

TABLE  I  gives a summary of  the monthly mean values of daily flow rates  for
a 19-year period (1956-1974)  at seven gaging  stations along the  study
reach.   Detailed flow-rate  tables and a map showing the locations of the
gaging stations are included in reference [2].

The thermal  standards for the Missouri River  are governed  by  the water  pol-
lution control agencies of  the states bordering the river.  The maximum
allowable temperature rise  is 5°F (2.78°C) and the maximum water temperature
is 90°F  (32.2°C) for the entire study reach.   The allowable temperature
increase  is  the governing standard for all the cases considered herein.

Eleven power plants utilizing open-cycle cooling with a total  of 40 units
are located  along  the study reach;  their locations are  shown  in Fig. 1.
Only steam-electric power plants  with capacities greater than  50 MW are
considered.   TABLE  II summarizes  the  loading  and cooling system character-
istics of these power plants.   The  major data source used  in preparing
the table was the  FPC Form  67.  For most of the power plants  along the  Mis-
souri River,  the forms  were provided  by the utilities for  the  year ended
December  31,  1974.   For those not supplied by the utilities reference  [3]
which covered the year  ended  December 31,  1973,  was used.   The list of
utilities and their abbreviations are given in  the appendix.
                               653

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The total installed plant capacity is about  5690 MW, which consists  of
about  4880 MW fossil-fueled and 810 MW nuclear-fueled plants.  All of
these  plants use once-through cooling systems.  There are four future power
plants proposed for construction through 1990, as listed in TABLE III.   The
total  plant capacity proposed for installation is about 6620 MW, of  which
4240 MW  is planned for once-through cooling, and 2380 MW for natural
draft  cooling towers  [2].  Heat loads from industrial and municipal  sources
were considered and found to be negligible compared to the heat loads due
to power plants.
COMPUTATIONAL MODEL

The general differential equation that describes the conservation of heat
in an elemental volume of water in a river is three-dimensional and unsteady.
However, in most streams large temperature gradients in the transverse and
vertical directions occur only in the near-field regions of sites where ther-
mal loads are imposed.  In considering the overall thermal regime of a river,
the zones of the three-dimensional effects usually are small compared to
the lengths of the river reaches, and, therefore, a one-dimensional formu-
lation may be employed.

Also, in examining the thermal regime of a river, it frequently suffices
to determine the steady-state temperature distributions corresponding to
average meteorological, hydrological, and thermal loading conditions.  Based
on these simplifications, the one-dimensional, steady  convection-diffusion
equation expressing the conservation of thermal energy in a free surface
flow may be expressed as

dT = B_ (fr*(T)  +  TI                                                 .
dx   Q  P cp    QPC

in which T = cross-sectional average river temperature, x = streamwise
distance along the channel, B = top width of the river flow section,  Q
= river discharge, * = rate of surface heat exchange between the water
and the atmosphere, TI = rate of heat input from power plants and tribu-
tary inflows per unit length along the stream, p= density of water, and
c  = specific heat of water.  The terms of the equation represent the heat
aavected by the current, the heat transferred by the air-water interfacial
transport processes, and the rates of artificial and tributary heat inputs
to the river.  This equation can be solved to obtain the steady-state longi-
tudinal distribution of temperature in a river.

The computational technique to solve Eq. (1)  is a finite-difference method
based on the steady-state Iowa Thermal Regime Model (ITRM)  developed by
Paily and Kennedy [4].  This method was employed to study the thermal re-
gimes of the Upper Mississippi and Missouri Rivers [5]  and was validated
in that study by comparing numerical results with measured field temperature
data along both rivers.

To compute the temperature distribution along a river the total river length
is divided into a convenient number of reaches.  Each reach is subdivided


                               654

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into  a  finite-difference grid defined by a number of meshpoints.   The solu
tions for adjacent reaches are linked by the common conditions at the junc
tion  node points connecting them.   If the temperature at any meshpoint,
Xi' iS  Ti' the temPerature at the next meshpoint, X.  ,  which is  at a
distance  Ax downstream is given by                 x
in which 4>*.+3^ is the surface heat exchange rate corresponding to T.  •>,
the temperature at the middle of the mesh space, Ax.  The temperature^2
T
 i+%  is  determined by
in which  *.  corresponds  to the known temperature,  T. .   If the  temperature
at the  upstream boundary  (i=l)  is known,  Eqs,  (2)  and (3)  can be  used to
calculate the temperature at downstream meshpoints  i=2,3,...N,  where  N is
the total number of  meshpoints  for the entire  length of the reach under
consideration .

In the  above  equations, the rate of surface heat exchange, * (T) , is  one
of the  principal factors  influencing the  thermal regimes of the river .
It depends upon several climatic factors,  including solar radiation,  air
temperature,  wind speed,  relative humidity, atmospheric pressure, and
cloud cover.   The most important processes included in  the mechanism  of
heat transfer between  the water surface and the  atmosphere are  the  net
short-wave radiation entering the waterbody,  ;  and the melting
of snow,  A .   The heat transfer process is expressed as
           s
-di.-d,-                                       (4)
y    VR   VB    ^E   VH   VS
Equations for computing the components of surface heat  exchange are
given elsewhere [2,5,6],

The input data required for the model include  (1) river mile at the up-
stream  boundary;  (2) river temperature at the  upstream  boundary;  (3)  number
and spacing of meshpoints in each reach;  (4) top widths of the  river  at
selected  stations along the river,-  (5)  main stem river  flow rates at  selec-
ted locations and tributary inflows;  (6)  weather conditions at  suitable
locations  along or close  to the stream including air temperature, wind
speed,  relative humidity,  cloud cover,  cloud height, visibility,  atmos-
pheric pressure,  and solar  radiation;  and (7)  thermal discharges  into the
river from power plants and other sources.   It was  assumed that flow  rates,
climatological  data, and  top widths varied linearly- between measuring sta- _.
tions,  and linear interpolation was used  to distribute  these variables from
the measuring stations to each  meshpoint.
                                655

-------
THERMAL REGIMES

The thermal  regimes  of the study reach for the months of February, May,
August, and  November were computed by the ITRM.  In addition to the
assumptions  mentioned previously, additional assumptions were made for
the interpretation and use of the Missouri River data as follows:

1.  The upstream boundary condition temperatures at the Iowa-Missouri border
(Mile 553) were obtained from reference  [5].

2.  Thermal  impacts  of tributary streams were neglected.

3.  For the  determination of future permissible power plants, temperature
increases are considered relative to the natural-temperature base.

4.  All existing, future proposed, and future permissible power plants
operate at full load, and load capacity factors are not considered.

5.  As noted in reference [5], Cooper No. 2 and 3, future units at Brown-
ville, Nebraska, will be required to use closed-cycle cooling.

Four temperature profiles corresponding to average meteorological and
hydrological conditions for each study month were predicted.  (1) natural
thermal regime of the river; (2) temperature distributions with existing
heat loads (as of January 1975); (3) temperature distributions with exis-
ting and future proposed power plants; (4) temperature distributions with
permissible  new power plants which could be installed without violating
present thermal standards.

The locations and sizes of future permissible plants were determined from
the natural-temperature base.  The sites were chosen arbitrarily, avoiding
reaches already heavily loaded thermally, and spaced approximately 100
miles apart.
PRESENTATION AND DISCUSSION OF RESULTS

The temperature distributions corresponding to average flow and weather
conditions for the months of February, May, August, and November with the
permissible future plants determined from the natural-temperature base were
computed.  The temperature distributions for the month of November are shown
in Fig. 2.  These curves are typical of the thermal regimes for all the
study months which are given in reference  [2].  It is seen that there is
no more heat assimilation capacity of the river in the vicinity of Kansas
City.  Upstream from Kansas City no additional future power plants using
open-cycle cooling are possible because they will cause temperature viola-
tions at downstream locations.  Three sites are chosen well downstream from
Kansas City for permissible new plants.  At each site the maximum allowable
plant capacity is found for each of the study months, and the future per-
missible capacity is taken as the lowest value for the four months.  The
permissible capacities of fossil-fueled power plants at the three sites are
                               656

-------
 (1)  Mile 230.5 - 1980 MW, (2) Mile 113.1 - 2860 MW, and (3)  Mile 19.1 -
 1150 MW.  If the plants were nuclear fueled, the permissible capacities
 would be reduced, because of efficiency differences, by about 31 percent
 to (1)  1370 MW, (2)  1970 MW, and (3) 790 MW.

 The temperature distributions corresponding to the 7-day,  10-year low flow,
 combined with average weather conditions for the months of August and Novem-
 ber and with the permissible future plants based on natural  temperature is
 shown in Fig. 3.  The figure shows that existing power plants in the vici-
 nity of Brownville,  Kansas City, and Sibley will violate the 5°F excess
 temperature limitation; the future proposed plants at Brownville,  latan,
 and Nearman will violate the criterion also if it is assumed that they operate
 at full load.  Closed-cycle cooling systems will be required during  low
 flow conditions at these plants unless they operate at less  than full
 capacity.

 Owing to the rapid decay of temperature during low flow conditions some
 new plants may be permitted downstream from Kansas City.   The allowable
 capacity at Mile 230.5 is 290 MW for a fossil-fueled unit  or 200 MW  for a
 nuclear-fueled unit;  at Mile 19.9 the permissible capacity is 1000 MW -
 fossil or 690 MW - nuclear.
 CONCLUSIONS

 Steam-electric power plants will continue to play  an  important role  in the
 power  industry because of the increasing need of energy  in  the future.
 However,  more  stringent environmental regulations  concerning waste heat
 released  from  power  plants demand a better understanding of the  thermal
 regimes and  the heat assimilation capacity of rivers, particularly for the
 planning  of  future plants employing open-cycle cooling.  The Iowa Thermal
 Regime Model can predict temperature distributions in a  river downstream
 from imposed thermal loads provided that specific  hydrological,  meteorolo-
 gical, and geometrical parameters describing the river are  known.  This
 model  was employed to show that the reach of the Missouri River  bordering
 or crossing  the state of Missouri can be used for  once-through cooling of
 future power plants  based on present thermal standards.

 The total permissible future plant capacity for this reach  of the river is
 about  6000 MW  for fossil plants at average flow conditions  and about 1300
 MW for fossil  plants at the 7-day,  10-year low flow condition.   Permissible
 capacities of  nuclear plants are reduced by about  31 percent to  about 4100
 MW for average flow  conditions  and to about 900 MW for low  flow  conditions.

 The vicinity of Kansas City already is heavily loaded thermally.  If the
 natural-temperature  base is used,  no additional future once-through-cooled
power plants are permissible upstream of Kansas City because they would cause
 temperature  violations at downstream locations.

 If thermal standards  were based on  the 7-day,  10-year low flow,  the total
permissible plant capacity would be reduced by about 78  percent.
                                657                                   ARC

-------
ACKNOWLEDGEMENT

This project was  financed  in part by  a  grant  from the U.S. Department  of
the Interior, Office of Water  Research  and Technology under Public  Law
88-379  as  amended,  and made available through the Iowa  State Water  Re-
sources Research  Institute.  Funds  for  computer  time were provided  by
the Graduate College of The University  of Iowa.
APPENDIX

List of Utilities and Abbreviations

CEPC     Central Electric Power Co-op.
KCBPU    Kansas City  (Kan.) Board of Public Utilities
KCPL     Kansas City  (Mo.) Power & Light Co.
MPS      Missouri Public Service Co.
NPPD     Neb'raska Public Power District
SJLP     St. Joseph Light & Power Co,
UEC      Union Electric Co.


LIST OF REFERENCES

1.  Utility Water Act Group , "Biological Effects of Once-Through Cooling,"
    Vol. 1, Introduction:  Principles of Quantitative Impact Assessments,
    Vol. 4, Rivers and Reservoirs, submitted to U.S. Environmental Protec-
    tion Agency, June 1978.

2.  Giaquinta, A.R. and Keng, T.T.C., "Thermal Regimes of the Mississippi
    and Missouri Rivers Downstream from the Southern Iowa Border,"  IIHR
    Report No. 211, Iowa Institute of Hydraulic Research, The University
    of Iowa, Iowa City, Iowa, January 1978.

3.  Federal Power Commission, "Steam-Electric Plant Air And Water Quality
    Control Data"(for the year ended December 31, 1973 based on FPC Form
    No. 67) Summary Report, FPC-S-253, Federal Power Commission, Washington,
    D.C., January 1976.

4.  Paily, P.P.  and Kennedy, J.F.,  "A Computational Model for Predicting
    the Thermal Regimes of Rivers," IIHR Report No.  169, Iowa Institute of
    Hydraulic Research, The University of Iowa, Iowa City, Iowa, November 1974.

5.  Paily, P.P., Su,  T.Y.,  Giaquinta,  A.R., and Kennedy, J.F., "The Thermal
    Regime of the  Upper Mississippi and Missouri Rivers,"  IIHR Report No.
    182, Iowa Institute of Hydraulic Research, The University of Iowa, Iowa
    City, Iowa, October 1976.

6.  Giaquinta,  A.R.   and Keng, T.T.C., "Thermal Regimes of the Middle and
    Lower Mississippi River During Low Flow Conditions," to be presented
    at the ASME Winter Annual Conference,  San Francisco, California, December
    10-15,  1978.


                               658

-------
                               TABLE I

         SUMMARY  OF  MONTHLY MEAN VALUES OF DAILY FLOW RATES
Gaging
Station


Nebraska City
Rulo
St. Joseph
Kansas City
Waverly
Boon vi lie
Hermann
River
Mi 1 P


562.6
498.0
448.2
366.1
294.4
196.6
97.9
Mean Daily Flow Rates in cfs
Averaging „_,
Period
1956-74
1956-74
1956-74
1956-74
1956-74
1956-74
1956-74
reo.
22,272
23,910
25,209
31,696
32,040
39,613
53,621

May
42,101
45,184
47,544
59,134
59,884
71,237
99,149

Aug.
39,494
40,843
42,459
49,047
49,108
53,546
61,151

Nov.
34,033
35,733
36,486
42,935
43,506
50,576
63,073
                              TABLE  II

       EXISTING POWER PLANTS  ALONG  THE  LOWER MISSOURI RIVER
POWER PLANT
Utility
NPPD
SJLP

SJLP




KCBPU


KCBPU
KCPL
KCPL
KCPL
MPS


CEPC
UEC
Name
Cooper
Edmond St.
#4,5,7
Lake Road
#1
#2
#3
#4
Quindaro
#2
#3
Kaw
Grand Ave.
Northeast
Hawthorn
Sibley
#1,2
#3
Chamois
Labadie
LOCATION
City, State
Brownville, NE
St. Joseph, MO

St. Joseph, MO




Kansas City, KN


Kansas City, KN
Kansas City, MO
Kansas City, MO
Kansas City, MO
Sibley, MO


Chamois , MO
Labadie , MO
River
Mile
532.5
449

446




374


367.5
365.7
364.4
358.3
336.4


117
57.6
INSTAL.
Rated
Capacity
MW^
810 (N) a
51


15
20
12.5
90

94.5
239.1
161.3
126.7
88
910.1

100
418.5
67.7
2482
CONDENSER FLOW
Quantity
cfs
1455
129.2


47.8
62.3
44.6
114.6

262
340
273
145.6
ft
101. 8C
C1
1045.7

133
393
106.9
1676
Temp.
Rise
op
18
13


18.3
12.2
14.5
17.2

14
14.3
15.9
c
18
c
18
c
18

19.2
17.5
15
29.7
a N=Nuclear, all other-units are fossil
b Plant located on the Kansas River close to Missouri River
c Assumed condenser temperature rise and calculated condenser
flow rate
                                659

-------
                                            TABLE III

                   FUTURE PROPOSED POWER PLANTS ALONG THE LOWER MISSOURI RIVER

POWER PLANT


Utility
NPPD/OPPD


KCPL/SJLP


KCBPU


UEC


Name
Cooper
#2
#3
latan
#1
#2
Nearman
#1
#2
Callaway
#1
#2

LOCATION


City, State
Brownville, NE


latan, MO


Nearman, KN


Fulton, MO


River
Mile
532.5


411


380


128



INSTALLATION


Rated
Capacity
MWP

1150
1300

630
630

235
300

1188
1188
Fuel
Type3

N
N

F
F

F
F

N
N
Cooling
System*^

OTF
OTF

OTF
OTF

OTF
OTF

NDCT
NDCT

CONDENSER
FLOW

Quan.
cfs

2066
2335

746
746

270=
345C

1220
1220
Temp.
Rise
oF
V»
18b
18°

18.7
18.7

18°
18C

30
30
SCHEDULED
IN-SERVICE

DATE


/85
5/89

4/80
4/81

4/79
4/83

10/81
4/83
a F = Fossil; N = Nuclear
b Assumed same condenser temperature rise and efficiencies as Cooper #1
c Assumed condenser temperature rise and calculated condenser flow rate
d OTF = Once-through fresh; NDCT = Natural draft cooling tower

-------
    OK.
Figure 1.  Location of Existing Thermal Power Plants Along the  Lower
           Missouri River
                                  661

-------
              LOCATIONS OF EXISTING MO PROPOSED POWER PLANTS
                                                                                LOCATIONS OF EXBTINO AND PROPOSED POWER PLANTS
1
%
tn
1
I
K
tt
z
1
VI
<
x
w
_j
•
I
X
O
1
at
1
i
                        MISSOURI RIVER MILES

                            300        200
         11<                                 MISSOURI RIVER
         ii;                            AVERAGE NOVEMBER CONDITIONS
         •I*

                                     • SITES FOP NEW PERMISSIBLE PLANTS

         -NATURAL {NO PLANTS)

         -WITH EXISTIH8 PLANTS

         -WITH EXISTING AND PROPOSED PLANTS
                                                          I
         -WITH EXISTING, PROPOSED, AND PERMISSIBLE PLANTS               ;	-T"
            180   240
                      320  400   480   S80   840   720

                         DISTANCE DOWNSTREAM IN KILOMETERS
                                                                                      3s
                                                                                      :s
                                                                                      u •«
                                                        s«
                                                                                          MISSOURI RIVER MILES
                                                                                                        ZOO
                                                                                                        _J	
                                              100
                                               I
                        	NATURAL (NO PLANTS!

                             WITH EXI9TINQ PLANTS

                        	WITH EXISTING AND PROPOSED PLANTS

                        	WITH EXIST!M. PROPOSED, AND PERMISSIBLE PLANTS
                                                                                                             MISSOURI RIVER
                                                                                                        LOW FLOW NOVEMBER CONDITIONS
                                                                                                      • »TE9 FOR HEW PERMISSIBLE  PLANT*
                                                                                   240   920   400   480   560   MO  TZO
                                                                                        DISTANCE DOWNSTREAM IN KILOMETERS
Figure 2.    Temperature Distributions  for Average
               Conditions with  Permissible New Plants
               Determined from  the Natural-Temperature
               Base
Figure 3.    Temperature  Distributions  for  Low Flow
               Conditions with Permissible New Plants
               Determined from the Natural-Temperature
               Base

-------
                         A MODEL FOR PREDICTION OF
              EVAPORATIVE HEAT FLUX IN LARGE BODIES OF WATER
                                 A.M. Mitry
                             Duke  Power Company
                        Charlotte, NC  28242, U.S.A.

                                 B.L. Sill
                       Department of Civil Engineering
                         Clemson, SC  29631,  U.S.A.
ABSTRACT

In earlier papers [1,2], one and two dimensional analytical models have been
developed for the prediction of seasonal variation of the temperature dis-
tribution in large bodies of water.  The one dimensional model, along with
field data are used to evaluate various wind speed functions (used in calcu-
lating Tg and K' and evaporative heat flux) to determine their overall
effect on temperature profiles in stratified lakes.  Results indicate that
temperature prediction is very insensitive to the particular wind speed
function employed.  Based on this conclusion, a direct and straightforward
method which utilizes the model, but completely independent of wind speed
function, is proposed to calculate evaporation from large, natural bodies
of water.  The method is applied to predict a daily evaporative heat flux
from Lake Belews, N.C.  The results agree well with the field data
available.
INTRODUCTION

Evaporation from large bodies of water such as lakes is a topic of much
current interest.  Despite a large amount of work regarding the prediction
of evaporation, the current state of practical predictions unfortunately
is not completely satisfactory.  Many predictive techniques assume that the
evaporative flux is proportional to the vapor pressure difference between
the water surface and the air, that is qe = f(es - ea).  The proportionality
coefficient is usually a function of the wind speed only.  Many different
wind speed functions, f, have been proposed; these vary surprisingly in
functional form and more importantly, in value.  In the present work we
first study the effect of wind speed function on the temperature profile of
the body of water.  Different wind speed functions are used to compute
surface heat exchange coefficients and surface equilibrium temperatures.
Such results are used in a previously reported analytical model. [1] to
predict the seasonal variation of temperature distribution in a natural
stratified lake (no artificial heat load).  It is found that lake tempera-
ture prediction is quite insensitive to the ultimate choice of wind speed
function.  This conclusion leads to the second portion of the study in
                                     663

-------
which a direct energy balance method is proposed to calculate evaporation
from bodies of water.
ANALYSIS

Water Temperature

The analytical model used here has been presented in earlier papers [1,2]
and verified with the field data from Cayuga Lake, New York.  The model has
been developed for the prediction of the seasonal variation of the tempera-
ture distribution in large stratified bodies of water.  The analysis used
in developing the model will be briefly outlined.  The two-layer model
consists of:

  (i)  A well-mixed upper layer in the region 0 <_  z <_ h  where the vertical
      temperature distribution is considered uniform and taken as Ts.
 (ii)  A  lower  layer  in  the region h £ z £ H  where the temperature varies
      from Ts  at  z = h  to a  constant value TH at the bottom of the lake
      where  z =  H.

 The  governing  equations  are  taken as

                  pC  — = - -— (q + q )    in     0 ^ z _< H              (1)

 where

                             T  = T  (t)     in     0 < z < h(t)          (la)
                                  s                 —   —
                             T  = T(z,t)    in  h(t) £ z <_ H             (Ib)

 with the boundary conditions

                             T  = Tu        at  z = H                    (Ic)
                                  hi

                             q=q  =0    at  z=H                    (Id)

 In addition  the  net  heat transfer  flux  at  the  surface,  q   is  represented
 in the  form  [3]
                             qs = K'(Te-Tg)                            (le)

 Here T  is the  temperature,  t is the time,  q  and  qr  are  the turbulent and
 radiative heat fluxes  respectively,  z  is the vertical  coordinate measured
 from the surface, p  is  the  density,  Cp  is  the  specific  heat,  K'  is the
 surface heat exchange  coefficient  and  Tg is  water  surface temperature.
 The annual variation of the  equilibrium temperature TC, is represented [4]
 as                              —  ~          •  f

 where T  is  an average  value,  ATe  is  half  of the annual variation,
                                    664

-------
ft = 2ir/365 day   and  depends upon the conditions  from which  the computa-
tions begin.

A dimensionless temperature 8(n) is defined  for  the lower layer as

                      T  (t) -T(t)
               8(n) =  T  f^  T     ,   in    h(t)  <  z  < H                 (3)
                       Tg(t)-TH                  -   -
where

                 n  =  I—TTTT      ,   in    h(t)  <  z  < H
The temperature profile  6  is  represented by
                e(n) =  3n- 3n2-n3   ,    in    0  <_ n l 1                    (5)

which  satisfies  the boundary  conditions
                              2
                   6 =  0   ,  ^-| =  0   at    n  = 0                       (5a)
                            dn
                                             2
                6(n) =1,^-  =  0   and  ^-|= 0   at    n  =  1          (5b)
                                            dn

clearly  if  T  (t)  and h(t)  are known the corresponding r\  and 6(n)  are  de-
termined from Eqs .  (4)  and (5)  respectively, and the temperature  distribu-
tion T(t,z)  in the lower layer from Eq. (3).

Two equations that are needed for  the  determination of Tg(t)  and  h(t)  are
then derived  from the  energy  Eq.  (1) .   The  turbulent heat transfer  q  can be
related  [4,5,6]  to the wind stress  acting on the water surface  by making
use of the  fact that  thermal  stratification in a lake acts  as a barrier to
mixing while  the wind  stress  creates  turbulence that acts against the
buoyancy gradient.  Therefore,  a mechanical energy  balance  in the water
relates  the kinetic energy input  from  the wind directly  to  the  transforma-
tion of  the potential  energy  into  kinetic energy by convection  within the
layer  if the  turbulent energy dissipation due  to viscosity  is neglected;
the kinetic energy input into the  water is  then related  to  the  wind stress
at  the water  surface  [5,6].  With  an  analysis  based on these considerations
it  can be shown that  the turbulent heat flux q is  related to the  wind
stress TS at  the surface by [4,5-8]

                                H   n      ~  W*
                                /   -7*- dz =  f—                         (6)
 where  W* = /T /p is the friction velocity,  6 is the coefficient of vol-
 umetric expansion of water, g is the gravitational acceleration and i|i is
 von Karman constant (4» = 0.4).   The determination of the radiative heat
 flux, q , however, requires the solution of the equation of radiative trans-
 fer over the entire depth of the lake.  The radiation part of the problem
                                      665

-------
to account for the bulk heating of the water due to the penetration of the
solar radiation is treated by considering a plane parallel, absorbing, emit-
ting, isotropically scattering gray medium with azimuthal symmetry.  The
P^-approximation for the spherical harmonics method is used to solve the
radiation problem.  In this method the equation of radiative transfer takes
the form [9]
             2
            ^-f - K2(T) = - 4K2 aT(T,t)  in  0 < T < TQ                  (7)
            dT
where                         „
                             K  = 3(l-co)

to  is the single scattering albedo, T = 3z is the optical variable, a is the
Stefan Boltzmann constant and T(r,t) is the temperature distribution in  the
lake.  Once the function G(T) is known from the solution of Eq .  (7) subject
to appropriate boundary conditions, the net radiative heat flux  qr(x) is
determined  from

                                                                         (8)
For most lakes  the source term on the right hand side of Eq .  (8)  is very
small compared  to the solar radiation energy incident on the  lake surface.
Then Eq . (7) is simplified as

                      _ K2G(i) =0   in  0 < T  <_ T                        (9)
                      _                        _  Q
                  dr
The boundary  conditions  for  this equation are  established  assuming  that  the
solar  radiation  incident  on  the lake  surface is  specified  and  that  no  radi-
ation  is  coming  from  the  bottom of  the  lake.   With  this  consideration  the
boundary  conditions for  Eq.  (9) are taken in the Marshak boundary  condition
approximation as [9]
                 G(T)  -       — -  =  4Tr[I +  AI  sin  (fit +  cj> ' ) ] ,   T  =  0      (lOa)
                 G(T) +  -~     =  0   ,    T  =  TQ                         (lOb)

 The  boundary  condition (lOa)  assumes  that  the annual  variation of the in-
 tensity  I  of  the solar radiation  incident  on the  water  surface is specified
 [10,17]  as

                               I + AI  sin (fit +  <{>')

 where  I  is  an average  value and AI  is  half of  the annual variation of the
 solar  radiation intensity,  fi = 2ir/365  day~l  and the value of  '  depends on
 the  conditions at the  start of computations.

 The  solution  of Eq.  (9)  subject to  the boundary conditions (10)  is
 straightforward.  Knowing  G(T), the net radiative heat  flux qr(T) is ob-
 tained from Eq .  (8)  as
                                   666

-------
(
                               —
                          ^ 7rK[I + AI  sin
                                            - - - -

                        j K cosh(KTQ)+(l  + |  K )sinh(KTo)
                           {[cosh(KTQ)  + -  K sinh(KTo)]cosh(K-r)-
                                       - [sinh(KTQ) +-  K cosh(KTQ)]sinh(KT)}       (11)
          Noting that       T  = 3z  and  T  = 3H  we can write
               H        .[I + AI sin

              ; q  dz  =  - - - - - - --    (12)

              o                     gK + (-^ + -j K )g tanh(KBH)



          Taking  zeroth* and  first** moments of Eq.  (1) over  the entire depth of  the

          lake and making use  of Eqs. (le) ,  (3),  (4),  (5),  (11) and  (12) and after

          some manipulation the desired two  equations  respectively become,


                                      dT                     ,

                          (H-aH+ah)  ^f+a^-V  ^ = JL_ (TS - Tg)
                                                              dh   W*
                                  [2(a-Y>h+2(Y^)H].(Ts-TH) jj = ^
                         .[I+AI sin (-    t-M,')l.{tan(KBH)+f K[l- c
                       + -- - --- 3 - £ — o -------     (  }
                                    pC L3K+ (|- + ^ K )6 tanh(KBH)
                                                     = 0.75
          where                         u ~ J
                                            o


          and                           Y = / n0 dn  = 0.45
                                            o
           * Integrate Eq. (1) from z = 0 to z = H.


          ** Multiply Eq. (1) by z and then integrate  from  z  = 0 to z = H.
                                              667

-------
Equations (13 and (14) provide two coupled, first order nonlinear ordinary
differential equations for the determination of the temperature Ts(t) in
the upper layer and the depth h(t) of the thermocline.  A computer program
based on a Runge Kutta method was developed to solve those two equations
numerically.  Then the temperature distribution is determined by Eqs. (3),
(4) and (5) and the net heat flux, qs at the surface by Eq. (le).

Equilibrium Temperature and Heat Exchange Coefficient

It is obvious from the above analysis that expressions for the equilibrium
temperature Te and the heat exchange coefficient K1 are essential to the
prediction of water temperature and the net heat flux at the surface.
Various techniques for calculating Te and K' have been presented in  the
literature and most of the approaches are similar.  The procedure given by
Ryan and Harleman [11] is used to yield the following expressions.

                  (q   +n  ) + f(bT,+0.142 T )- 73.3
            T  =    sw  ^iw7   \  d	a'           o              (15)
             e             1.30+ f(b +0.142)

            K1 =  1.30+f(b  +O.U2)   ,   cal/m2/s/°C                   (16)

where  q   is the short wave solar radiative heat flux specified from
        sw
meteorological data or calculated [11].  The long wave solar radiative
heat flux q   and the constant b are respectively expressed as  [11],


     q .. =  (1.24x 10~13)(T^ + 273)6  (1 + 0.172 C2)  ,  cal/m2/sec          (17)
                b   =  134,000  exp(17.62. 1300)    f   ^              (18a)
                       (T*)                 T*           C
                      U4,uuu    /. .,  ,,,    5300,       nimii£              M OKI
                b  =	exp(17.62  - 	)    ,   ~~                klob)
                 s     (T*)2               T*
                         s                  s

                T* =  -S 0  d  +  273   ,  °K
                                           °K
   and Tj are dry bulb and dew point temperatures,  C is the cloud cover in
tenths and f is a specified wind speed function discussed in the following
 te
 section
                                    668

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Effect of Wind Speed Function on Predicted Water Temperatures :

The wind speed function f, is usually experimentally derived and  taken  as
dependent on the wind speed W, over  the water surface.  A number  of wind
speed functions have been proposed by several investigators  [11,  12,  31]
and all yield somewhat different values of Tg and K' .  The  following, chosen
for their widely differing forms, are the particular functions  used here
                   f = 0.91 W                                      (ref. 11)
                   f = 2.20 + 0.11 W2                              (ref. 12)
                    f = 0.78  (e  -  e)+-                       (ref.  13)
                                                 2
In these expressions,  f has  the units of cal/s/m mmHg, W  is  the wind  speed
in m/s measured at 8 meters, and  (Re^ )  is  the air Reynolds number  based  on
fetch L and  the free stream  velocity W.

As a first investigation,  the analytical model described  above for the
prediction of water temperature  [1,2] was  used to perform a  sensitivity
analysis of  the effect of  the choice of wind speed  function  on the ultimate
prediction of lake temperature  (coupled through  K'  and Te) .  Monthly  average,
meteorological data at Greensboro, N.C. for the  period 1941  - 1970, along
with Ryan, Brady and Goodling wind speed functions  [11, 12,  13] were  used
in the procedure above to  calculate  the equilibrium, dry  bulb, dew point
temperatures, the incident solar  radiation, and  the surface  heat exchange
coefficient.  These were then accurately expressed  in  the following simple
forms  [4, 10],
                   Te  = Te + ATe  sin (fit + cf^)                          (20)

                   K1  = K1 -f AK'  sin (fit + 4)                          (23)

                   I   =1  + AI   sin (fit + 4>5)                          (24)

where  fe  , K' , fd  , and I are  average  values, AT£  , AK1  , ATa  , and   AI
are half of  the annual variation, fi  = 2rr/365,  t  is  the time  in days and
§1 > 'f'o  > 'fo  > $r > 'f'c; are Pnase  angles dependent upon the conditions from
which  the computations begin.

Three  computations, each corresponding  to  a different  wind speed  function,
were presented for input conditions  that correspond to Lake  Belews , N.C.
with input data taken  as

First  run:                                  „
                  Te = 16.21 + 13.45 sin  (— ^ t -  0.994) ,  °C


                  K' = 293.10 + 86.67 sin  (-~ t -  0.762) ,  kcal/m2/day/°C
                                    669

-------
Second run:
Third run:
T  =  16.06 +  13.22 sin
K1 = 299.77 +  94.13 sin

                                              t  -  0.999)   ,    C

                                              t  -  0.793)   ,   kcal/m /day/°C
T  =  15.97 +  12.83 sin
 e
                                              t - 0.985)   ,    C
                K1  = 321.92 + 144.58  sin C^nf t - 0.815)   ,   kcal/m /day/°C
The dry bulb temperature, the dew point temperature and the incident solar
radiation are
T  =14.50 + 10.69 sin
 a
                                           t - 1.141)   ,
                T,  =   8.19 +  10.56  sin  (-~  t - 0.683)   ,  °C
                 d
I  = 3645.73 + 2058.86 sin
                                                t  -  0.683)  , kcal/m /day
The semi-emperical relation between the wind stress Ts at the surface and
the wind speed  given by Munk and Anderson  [14] was used to evaluate the
friction velocity W*.  The minimum temperature during spring homothermy was
assumed to be 5.83°C and calculations were started for this temperature on
Julian day 45(t = 0).  The absorption and scattering coefficients for water
and the particles in suspension were assumed to be 1.017 m   and 2.06 m"1
respectively , and the depth of the lake was taken as 30.48 m.  Figure (1)
shows a comparison of the predicted water temperatures corresponding to the
various wind speed functions.  Examination of the values indicated that
temperature  predictions are very insensitive to choice of wind speed func-
tion.  Thus  it  is felt that in most situations, model predictions for tem-
perature in  a non-heat loaded body of water will depend only very slightly
on  the choice of f, a conclusion of importance to those researchers who
employ mathematical models for temperature analysis of large bodies of
water.
 Calculation  of  Evaporation

 Now  after having  demonstrated  that  lake  temperature  predictions  are  in-
 sensitive to the  wind  speed  function, we are  in  a  position  to  propose  a
 straightforward method for calculating evaporative heat  flux from  an un-
 heated  lake  without  the necessity of  selecting a particular form of  f.
 An  energy  balance  for  the water  body  yields
                                *sw
                             ^br
                                                                        (25)
                                    670

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The conductive heat flux q  is related to  the  evaporative  heat  flux,  q   by
[11],
                                   qc = Bqe                             (26)

where the Bowen ratio B is defined as
                               T> _  /" *    1 • (  	—\                      ( 9 7 ~)
                                     b     Ts ~ Td

Combining Eqs.  (25) and  (26) yields  the  required equation  to  calculate  eva-
porative heat  flux.

                          q   =  (T^—) • (q    +  q    -  qb   -  q  )             (28>

A  first order  expression of  the Stefan-Boltzmann relation  for back radiation
from  the water surface is [11]
                                                        o
                         qbr  =  73 + 1.3 Ts(°C)   ,  cal/m  /s             (29)

The surface  temperature  Tg  is  determined by  using  the analytical  model  as
indicated  in section  1., qs  and q,   are  computed by  Eqs. (le)  and (17)  and
q   is  specified  from meteorological data or calculated  as given  in Ret".  11.

Using this method,  daily evaporation rates were calculated for the previous
test  case.   The evaporations are plotted in  Figure (2)  and give an annual
evaporation  of 1.18 m compared with  values of  1.02 m and 0.96 m in Ref.  15
and 16  respectively.   Such  favorable  agreement gives  confidence in the  use
of this technique for predicting evaporation rates from unheated  large  bodies
of water.
 CONCLUSIONS

 A previously developed [1]  analytical model for lake temperature prediction
 was used to evaluate the sensitivity of wind speed function choice on pre-
 dicted temperatures.  Results indicate that the predictions were very in-
 sensitive to the particular wind speed function used.   Next, this result
 was utilized to allow evaporation calculations via the energy budget
 approach.  This technique is satisfactory only because the insensltivity
 of calculated lake temperatures to wind speed function allows proper calcu-
 lation of energy budget terms (such as long wave back radiation) which
 depend on the water temperature.  An application of this approach was pre-
 sented and the agreement of predictions with field data is encouraging.
 NOMENCLATURE

 b,  defined by Equation (18);

 B,  Bowen ratio defined by Equation (27);

 C,  cloud cover;
                                     671

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q,  ,            back radiative heat flux;




q ,              conductive heat flux;




q ,              evaporative heat flux;






 £w,            long wave solar radiative heat flux;




q ,              radiative heat flux incident on the water surface;




q ,              net heat flux at water surface;
 s



q  ,            short wave solar radiative heat flux;




w*,              friction velocity= /r /p ;
                                     S



z,              vertical distance measured downward from the lake surface.



                          /


Greek Symbols:



                 1

a,              / 6(n)dn = 0.75 ;

                o


<5,           '   coefficient of volumetric expansion of water;




41 >              von Karman constant - 0.4;




3,              extinction coefficient;




<(>,              phase angle;




Y,              /1n6dn = 0.45;

                o


n»              dimensionless variable defined by Equation (4)




u),              single scattering albedo;




p,              density of water;




a,              Stefan-Boltzmann constant;




T,              optical variable = 3z;




T ,              optical depth of the lake = 3H;




T ,              surface shear stress induced by the wind;
 O



6(n),           dimensionless temperature defined by Equation  (3).
                                    672

-------
C ,       specific heat;




e ,       saturated vapor pressure at  the dry bulb  temperature;
 3.



e ,       saturated vapor pressure at  the water  surface  temperature;
 s



f,        windspeed function;




g,        acceleration due  to gravity:




H,        depth of lake




h(t),     depth of upper layer;




I,        intensity of solar radiation incident  on  the water surface;




I,        average value of  the solar radiation intensity;




Al,       half of the annual variation of solar  radiation  intensity;




K',       heat exchange coefficient at water surface;




K1,       average value of  the heat exchange coefficient;




AK',      half of the annual variation of heat exchange  coefficient;




^rt,  L--     time;




T         dry bulb temperature;
 cL



T(z,t),   temperature of the lower layer;




T  ,       average value of  the dry bulb temperature;
 3.



AT  ,      half of the annual variation of dry bulb  temperature;
  3.



T,,       dew point  temperature;




AT,,      half of the annual variation of dew point temperature;




T^,       equilibrium temperature defined by Equation  (2);




T  ,       an average value  of the equilibrium temperature;




AT  ,      half of the annual variation of the equilibrium  temperature;




TH,       temperature at the bottom of the  lake;




T  (t),    temperature of the upper layer (epilimnion);
 S



q,        turbulent heat flux;
                                     673

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REFERENCES

1.  A. M. Mitry and M. N. Ozisik, "One-Dimensional Model  for  Seasonal
    Variation of Temperature Distribution  in  Stratified Lakes,"  Inter-
    national Journal  of Heat and Mass Transfer, JL9,  201-205   1976.

2.  A. M. Mitry and M. N. Ozisik, "A Two-Dimensional Time Dependent  Model
    for  Seasonal Variation  of  Temperature  Distribution  in Stratified
    Lakes," Letter  in Heat  and Mass Transfer, _3,  475-484   1976.

3.  J. E. Edinger and J.  C. Geyer, "Heat Exchange in the  Environment,"
    Sanitary Engineering  and Water Resources  Report,  Johns Hopkins
    University, Baltimore,  Maryland  1967.

4.  T. R. Sundaram  and R. G. Rehm, "Formation and Maintenance of
    Thermoclines  in Stratified Lakes Including  the Effect of  Plant
    Thermal Discharges,"  AIAA  Paper, No. 70-238,   1970.

5.  T. Y. Li, "Formation  of Thermocline  in Great  Lakes,"  Paper presented
    at the  13th Conference  on  Great Lakes  Research,  Buffalo,  New York,
    1970.

6.  E. B. Kraus and J. S. Turner, "A One-Dimensional Model for the
    Seasonal Thermocline, II.  The General Theory and its Consequences,"
    Tellus, Ij? JCJO,  98-105  1967.

7.  0. M. Phillips,   The  Dynamics of Upper Ocean.  pp.  198-243 Cambridge
    University Press, Cambridge,  1966.

8.  A. S. Monin and M. M. Obukhov, "Basic  Regularity in Turbulent
    Mixing  in The  Surface Layer  of  the  Atmosphere,"  U.S.S.R.  Acad.
     Sci. Works Geophys. Met. No.  24,  163,   1954.

9.  M. N. Ozisik,  Radiative Transfer.   John Wiley, New York,   1973.

10.   Unpublished  field data, Lake Belews, N.C.,  Environmental  Section,
     Duke Power  Company,  Charlotte,  N.C.,   1973.

11.   P.  J.  Ryan  and  D. R.  F. Harleman,  "Analytical and Experimental
     Study of  Transient Cooling Pond  Behavior,"  Ralph M. Parsons Laboratory,
     Dept.  of  Civil  Engineering,  Report  No. 161,  Massachusetts Institute of
     Technology,  Cambridge,  Mass.,   Jan.  1973.

12.   Edinger,  J.  E., D.  K. Brady,  and  J.  C. Geyer, "Heat Exchange and
     Transport  in  the Environment,"  Report  No. 14, Electric Power Research
     Institute,  Research  Project  RP-49,  Johns Hopkins University,
     Baltimore, Maryland,  November,  1974.

13.   J.  S.  Goodling, B.  L. Sill,  and  W.  J.  McCabe, "An Evaporation
     Equation  for  an Open  Body  of Water  Exposed to the Atmosphere,"
     Water Resources Bulletin,  Vol.  .12,  No. 4, August, 1976.
                                     674

-------
14.  W. H. Munk and E. R. Anderson,  "Notes  on the Theory of Thermocline,"
    Journal of Marine Research, ]_,  276-295,   1948.

15.  J. J. Geraghty, D. W. Miller,  F.  Van der Leeden,  and F. L. Troise,
    Water Atlas of the United  States,  Water  Information Center Publication,
    Port Washington, K.Y.,   1973.

 16.  W. L. Yonts, G. L. Giese,  and  E.  F.  Hubbard, "Evaporation From
    Lake Michie, North Carolina,  1961-1971," U.S. Geological Survey
    Water-Resource Investigation,  38-73,   1974.

 17.  T. R. Sundaram, C. C. Eastbrook,  K.  Piech and G.  Rudinger, "An
     Investigation of the Physical  Effects  of Thermal  Discharges into
     Cayuga Lake," Report VT-2616-0-2,  Cornell Aeronautical Laboratory,
     Buffalo,  New York,  1969.
                                   675

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25  -
	  MEASURED (BEF. 10]


—"—  COMPUTED
                    120       180

                     TIME ,  DAYS
                                                        360
        Fig.  1  Predicted surface water  temperatures
                using three different wind  speed  func-
                tions (refs. 4, 5,  6) as  compared with
                measurements.
         Fig. 2  Calculated evaporative heat flux
                 for  Lake  Belews,  North Carolina.
                         676

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                               Second Conference
                                      on
                     Waste Heat Management and Utilization
                WORKING SESSION Wl - MANAGEMENT AND UTILIZATION
                               December 5, 1978


     Co-chairmen:  Theodore G. Brna, U.S. Environmental Protection Agency
                   John Neal, U.S. Department of Energy


     This session was divided into two parts:  low grade (Part 1) and high
grade waste heat (Part II).  Low grade waste heat was defined to apply to 93°C
(200°F) and lower temperatures, while the high grade concerned waste heat
available at temperatures above 93°C (200°F).  Consequently, separate work
session summaries, prepared by the co-chairmen in the order listed above, are
presented below for these classifications.

PART I - Low Grade Waste Heat

     The beneficial uses of this quality of waste heat include hot water

district heating (with and without augmentation by heat pumps), agriculture,

and aquaculture.  Waste heat suppliers may be industries and power plants,

while users could encompass the industrial, commercial and residential sectors.


     The major constraint to low grade waste heat utilization was felt to be

the lack of favorable economics.  Tt s, demonstrations of waste heat applica-

tions which are profitable and independent of government subsidies are needed.

One mechanism for progressing toward successful demonstrations would be govern-

ment-guaranteed loans, such as for waste heat aquaculture.


     A suggestion that consideration of waste heat utilization alternatives be

required as part of the permitting/licensing process for power plants received

little comment.  One utility representative opposed such a requirement on

economic and scheduling grounds.
                                    677

-------
     Relative to waste heat from steam-electric generating plants, the use of




this resource as it is normally available seemed to be favored.  Such use was



seen as highly site dependent.  Modification of plant operation to accommodate




greater utilization of waste heat was viewed by some as enhancing a secondary




benefit while lowering electrical output, the primary product.  Use of this




cogeneration concept could also adversely affect plant reliability because of




two different outputs with variable demands.






     Governmental regulation of fuel prices was pointed out to be an inhibitor



to the use of heat pumps.  Deregulation of fuel prices was suggested as neces-




sary for making heat pumps economically feasible in low grade waste heat




applications, particularly district heating.






     Further consideration of governmental regulation concerned several areas.



The concensus of those present was that environmental regulations should



provide offsets for the beneficial uses of waste heat.  One approach would be



to permit exceptions to environmental standards to encourage the overall



reduction of pollutants in a region via a less than proportionate increase in



pollutants in the locale of the waste heat source.  State rate regulatory



agencies in not recognizing waste heat utilization as an energy conservation



measure impede beneficial uses of waste heat.  Some of the utility participants



indicated that the support of waste heat research and development projects by



utilities may adversely impact requests by utilities to these agencies as



these projects are non-income generating and non-electrical generation activi-



ties.
                                          678

-------
PART II - High Grade Waste Heat
     High Grade Uasto Heat Recovery was in general defined to include
process  heat  cogcneration as  opposed  to the low grade heat definitisn
which  emphasized  both beneficial  uses cf waste heat and district heeting-
Concern  was expressed by various  workshop participants that district
heating  should be categorized in  high grade heat and separated for the
purpose  of management and planning, from the broader area of beneficial
uses of  waste heat.  It was acknowledged by the chairman that for future
meetings or policy decisions  on this  subject, it would be better tc
consider both process heat industrial cogeneration and residential/
comaercial district heat-ing cogeneration together.
     Three problem areas,  or  issues,  vere brought up for discussion by
the group.  These were:  1) should cogcnerators be exempted from coal
conversion,   2)  should  industrial coge.r.erators be regulated as utilities,
and  3)  what  is  the best way  of permitting  excess power to be sold back
 to the utilities from industrial  cogenerators?
      With regard to the first of  these,  concern was  expressed that if
 exemption were granted unilaterally for cogeneration,  many units  "called
 cogeneration" would be installed just to promote  the exemption.   As  a
 result the  nation would not necessarily benefit  from the potential
national savings afforded by well planned cogeneration systems.   After
 some discussion it was concluded by the chairman that  great  care should
 be taken in formulating the language for any such exemption  since it
 is one of our primary goals in energy planning to move toward the use
 of more readily available domestic resources, such as coal and uranium.
      Secondly, the group discussed the issue of regulation as to whether
 cogenerators should be regulated as utilities.   Utility members of the
                                   679

-------
nudlcncc were very specific in their views that PUC Control should
not extend to process steam.  Examples were also given where co-
generators were considered municipal utilities and therefore not
subject to TUG regulation.
     The third topic concerned the best way of permitting excess
power to be sold back by a cogenerator to the utility grid.  In
general the utility members of the group thought this would be a
minimal problem.  They were of the opinion that the net transfer
of electricity would remain predominately from the utility to the
industrial.   It was more or less unanimously felt that the utility
Bust remain in control of dispatching power.  Eonneville Power in
the Pacific Northwest cited their experience with cogeneration.
They indicated that utility systems made up of a significant percen-
tage of  cogeneration, such as  theirs, could be dispatched, power sold
back and forth,  etc., in a very acceptable manner.  It was noted that
Bonneville had large hydro  capacity which eased the problem by in
effect providing storage.
     A more  important problem  than ownership or sellback was judged
by the group  to  be the  issue of standby power  and its attendant
 charges.   Several examples were given ranging  from  increased costs
 for standby  due  to cogenerators,  to  reduced  cost of standby because
 of multiple  cogenerators  creating greater  redundancy.
      The conclusive remarks which seemed  to  receive overall endorsement
 by the group were to the  effect  that arrangements  cen be made without
 additional government or local regulations.
      Additional discussions were then held on how the government could
 help.   It was suggested by a  group member who is  involved  now in co-
 generation that the EPA could help the  nost  by allowing an overall
 fuel efficiency credit in cogeneration emissions  regulations.   The entire
 group endorsed this concluding remark.
                                   680

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                      Second Conference
                             on
            Waste Heat Management and Utilization
                     WORKING SESSION W2
                    ENVIRONMENTAL EFFECTS
                       December 5, 1979
Co-Chairmen:  C. Coutant, Oak Ridge National Laboratory,
              Oak Ridge, Tennessee
              R. Wilcox, Florida Power and Light Company,
              Miami, Florida


     The working session on environmental effects were co-chaired
by J. Ross Wilcox and Dan McKenzie on Tuesday, December 5, 1978.
Approximately 41 persons were in attendance during all or part
of the discussion period.


     There were lively discussions centering around environmental
effects of cooling water intake and thermal discharge systems.
Most people felt that entrainment of zooplankton and phytoplankton
was a non-problem; however, more review is required to determine
the effects of entrainment on icythoplankton.  Concerns were raised
about the suitability of any baseline data set so that a natural
perturbation or seasonal variations could be distinguished from
a man-made perturbation.  The question of mitigation was discussed
as a means to soften an environmental impact.  Many people were
concerned about the continued standardization of techniques because
one data set may be difficult or impossible to compare with another
data set due to sampling gear Differences.  Suppression of data
and its exchange was of concern to some individuals, but others
countered that exchange of data among professionals is good and
will improve when data banks are computerized and collected under
the auspices of two or three national data centers.
                              681

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                           Second Conference
                                  on
                 Waste Heat Management and Utilization
                          WORKING SESSION W3
                        MATHEMATICAL MODELLING
                          December 5, 1979
Co-Chairmen:  D.R.F. Harleman, M.I.T., Cambridge, Massachusetts
              S. Sengupta, University of Miami, Coral Gables,
              Florida


     Mathematical modelling is an attractive tool for predictive
and diagnostic analyses of environmental effects of waste heat.
The session was attended by approximately 30 people.  The dis-
cussions were primarily related to physical effects and numerical
techniques.  However, some concerns regarding the state-of-the
art in biological modelling were expressed.  A summary of the
discussions is presented.

1.  The merits of rigid-lid and free surface numerical-differen-
    tial models for aquatic discharges were discussed.  The rigid-
    lid models are appropriate for cooling lakes whereas free-
    surface models are more suited to coastal and estuarine domains.
    The discussion was in relation to three-dimensional models.
    More effort in calibration of 3-D models should be directed
    as computational costs become less prohibitive with more effi-
    cient numerical techniques and better computers.

2.  Numerical matching between "near-field" and "far-field" regions
    of thermal discharges was perceived as a problem that needs
    more extensive investigation.  Complete field models with hori-
    zontal stretching and variable diffusion coefficients is a di-
    rection of research that might avoid the problem of matching.

3-  Open boundary conditions is a problem for almost all classes
    of mathematical models.  The present techniques rely quite
    extensively on measured knowledge regar ding flow fields and
    temperature and/or salinity distributions.  Sensitivity analy-
    sis of existing models as a function of open boundary condi-
    tions is an useful direction for further research.

4.  The state of the art in cooling tower plume models is somewhat
    more primitive than aquatic discharges.  Integral models are
    being developed to include more complex physical effects.
    Basic research in determination of entrainment coefficients,
    mixing mechanisms and condensation processes is essential.

5.  Lack of reliable data bases for verification of cooling tower
    plume models is also a problem.  Extensive data bases under
                            682

-------
    diverse meteorological conditions are needed for evaluation
    of existing models and to provide bases for future model
    development.

6.  The gap between the groups working in mathematical modelling
    of physical effects and biologists (the user community for
    physical data) is wide.  Multidisciplinary demonstration pro-
    jects may be a route to enhance greater exchange of infor-
    mation.  It will also develop greater appreciation for cross-
    cisciplinary needs.
                             683

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                       Second Conference
                              on
               Waste Heat Management and Utilization
                        WORKING SESSION W4
               HEAT TRANSFER PROBLEMS IN WASTE HEAT
                   MANAGEMENT AND UTILIZATION
                        December 5, 1978
Co-Chairmen:  W. Aung, National Science Foundation
              F. K. Moore, Cornell University
     Research in heat transfer and related areas in necessary for
the economic realization of various schemes for waste heat manage-
ment and utilization.  In recent years a number of symposia have
been held in which heat transfer problems in waste heat technolo-
gies have received attention.  These discussions were continued
in one of the four workshop sessions held during the present con-
ference.  We list beljw a summary of the perceived research needs
in heat transfer and related tupi. :s which if carried out would con-
tribute towards effective waste heat management or utilization.
Our sources are the recommendations provided at the latest workship
session.  In addition we have also included some of the recommen-
dations made at previous meetings of a similar nature.

(1)  There is a need to develop and understand the behavior of new
     heat exchanger surfaces for cooling tower applications.  Cost
     and size reductions are important considerations in cooling
     tower designs and efforts in these directions are now limited
     by the existing heat exchanger technology.  This field is in
     need of innovative new design concepts.  New surfaces that
     are developed should be characterized not only in terms of
     thermal performance but also in terms of fluid flow fields
     and pressure drops.

(2)  More accurate information is needed on near-field plume
     behavior including the interaction of multiple plumes,
     the effect of atmospheric stratification, the factors
     leading to re-entrainment, etc.  Better understanding in
     this field could lead to substantial savings in real estate
     and in transmission costs by making it possible to position
     towers closer together.

(3)  Methods of achieving flow uniformity over heat exchangers
     are needed especially for dry cooling towers.  These methods
     should account for the movement of the ambient air since the
     dynamic pressure there is often of the same order of magni-
     tude as the pressure drop across the heat exchanger.

(4)  There is a need to control and eliminate regions of separated
                               684

-------
     flow in cooling towers,  sometimes  evidenced as  "cold inflow".

(5)  In relation to soil warming  in waste heat utilization,
     improved methods  for characterizing the  transport  of heat
     and moisture are  needed.  Laboratory experiments and theo-
     retical simulation studies are both needed.  Theoretical
     studies should not only  focus on modelling through the use
     of the full transport  equations but also son developing sim-
     plified mathematical models  that are capable of elucidating
     important mechanisms.

(6)  The fouling properties of heat exchanger surfaces  in cooling
     towers are in need of  further understanding.

(7)  Novel experimental techniques should be  exploited  to provide
     detailed heat transfer information on  new and existing surfaces
     of complicated design.  Promising  experimental methods include
     those based on the analogy of heat and mass transfer, such as
     the naphthalene sublimation  technique  used in the  past for
     heat transfer in  complex geometries.

(8)  Simulation studies are needed to facilitate power  plant siting
     and design that include  waste heat utilization and management
     options.

 (9)  Research should be conducted to identify new fluids for
     refrigeration or  heat  engine application involving low temper-
     ature thermal energy.

(10)  Studies are needed to  convert low  temperature thermal energy
     into a  form more  suitable for practical  utilization.

(11)  Research is needed to  clarify the  limitations of extended
     Reynolds analogies among heat, momentum  and mass transfer,
     especially in turbulent  flow.  Current basic turbulence
     studies of  "scalar transport" should be  encouraged and
     applied to heat-exchange problems.

(12)  In general, increased  understanding is needed in the areas
     of thermal discharges, spray cooling and in transport pheno-
     mena in cooling ponds.
                                 685

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        THE CHALK POINT DYE TRACER STUDY:  VALIDATION OF MODELS
                      AND ANALYSIS OF FIELD DATA
                            A.  J.  Policastro*
                            W.  E. -Dunn0
                            M.  L.  Breig*
                            J.  P.  Ziebarth0
ABSTRACT

Predictions of ten models are compared with field data talon during  the
Chalk   Point  dye  tracer  study  of  June  1977.    The  ESC/Schrecker,
Hosler-Pena-Pena,  and Wigley-Slawson models compared most favorably with
the  deposition  data  from  the  cooling-tower  alone and are generally
within the error bounds of the data.  Most models  predict  larger  drop
diameters  at deposition than were measured.   No model predicted each of
the  deposition  oarameters  consistently  within  a  factor  of  three.
Predictions  of  stack  deposition compared rather  poorly with the stack
deposition data probably due to the lack of  good  information  on  exit
conditions.

A comparison of Johns Hopkins University (JKU)  and  Environmental Systems
Corporation  (ESC)  ground-level drift data showed  that the JHU data had
larger drop counts in both the smallest and largest drop size ranges yet
both sets of data agreed quite well in the intermediate drop size range.
The  JHU  methodology  appears  superior  since  their  data  were  more
internally consistent and their technique of using  large sensitive paper
samplers  and  counting  all  drops  on  the  paper  yields  a   greater
statistical accuracy.
INTRODUCTION

Drift refers to the small droplets  of  liquid  water  released  from  a
cooling tower along with the warm, moist plume.   These droplets,  ranging
in size  from  a  few  to  more  than  1000   microns  in  diameter,   are
transported  through  the  atmosphere  eventually evaporating totally or
being  deposited  on  the  ground.   If  the  droplets   contain    large
concentrations  of  dissolved  solids,  as is particularly the case  when
brackish cooling water is used, then the  drift   deposition  may   damage
vegetation   and/or   accelerate  the  corrosion  and  deterioration  of
structures.
   * T-._
    Engineer, Div. of Environmental Impact Studies,  Argonne National Lab,
   DAsst. Professor, Dept.  of Mech. & Ind. Engr. ,  Univ.  of 111.,  Urbana.
   •Visiting Scientist, Div of Environmental Impact  Studies,  Argonne Nat,
      Lab.; Perm. Add.: Dept. of Physics,  Eastern 111.  Univ.,  Charleston.
   OSngineer, Div. of Environmental Impact Studies,  Argonne National Lab.
                                 686

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Therefore,  predictions  of  anticipated  drift-deposition   rates   are
essential to an informed estimate of the environmental  impact of a plant
for which cooling towers are planned.

Once emitted from the tower, a  drift  drop  moves  under  the  combined
influences  of  gravity  and  the aerodynamic drag  force produced by the
vector  difference  between  the  drop   and   local    air   velocities.
Simultaneously,  the drop experiences both heat and mass transfer.  As a
result, the drop temperature will approach the drop wet-bulb temperature
and  evaporation  will  occur  as long as the vapor pressure at the drop
surface exceeds that of the local ambient.  For a drop  containing  salt,
evaporation  will   increase  the  concentration within  the drop and thus
lower the vapor pressure at the drop's surface.  The salt  concentration
will  continue  to  increase until either (a) the droplet vapor pressure
exactly equals that of the local ambient after  which   evaporation  will
cease or  (b) the salt becomes saturated within the  drop after which salt
particles will begin to precipitate out as evaporation  proceeds.  In the
latter case, the drop will eventually become a dry  particle, although it
may strike the ground before reaching its final state.  The purpose of a
drift  model,  then,  is  to  predict the number, size, and character of
drops and/or particles striking the ground at any   riven  location  with
respect to the emitting tower.

Numerous mathematical models  have  been  formulated  to  predict  drift
plumes and drift-deposition patterns.  Although each of these models has
a  number of theoretical limitations, good quality field data  have  been
lacking  to  determine the limits of reliability of these models.  Field
data taken at the Chalk Point Power  Plant  in  1975  and  1975  by  the
Environmental   Systems   Corporation  suffered  from   several  inherent
deficiencies: ground samplers were too small in size and few in  number,
no  separation  of  cooling  tower and stack drift  was made, etc.  Those
data provided a rough test of the models, yet the limitations  of  those
data  did  not  allow  definitive conclusions to be made about the field
performance of the  models tested.

The field data taken at Chalk Point in June, 1977 by  the  Environmental
Systems  Corporation  <"SSC)  [11  and independently by  the Johns Hopkins
University (JHU) r2,3l represent a significant improvement in  the  data
collection  methods  and  the  culmination  of  more than three years of
experience in drift data collection.  The data,, taken as a whole, are of
good  quality  and  sufficient  to  provide  a  true test of the models'
capability.  In fact, these data are  presently  the  only  good-quality
field data on drift deposition available in the literature.  The purpose
of this paper then  is to evaluate the performance   of   10  drift  models
T4-111 with respect to these data and to provide an analysis of the data
themselves to uncover special trends.  Moreover, the  ground-level  data
taken   simultaneously   by  the  two  groups  CESC  and  JHU)  will  be
intercompared as a  test of their measurement and data reduction methods.
It  is  important   that  such  data  be  studied  in  detail  due to the
uniqueness of these good-quality data as  well  as  the  difficulty  and
expense of acquiring new data.
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It must be noted that while these data are the best available  and  were
obtained only through a very carefully executed measurement program,  the
data were obtained at only two radial distances from  the  tower.   Thus
the  data  encompass  only  one  of  several possible regimes of droolet
behavior.
THE FIELD EXPERIMENT

The Chalk Point Unit Mo.  3 cooling tower and  stack  effluent  scrubber
produce salt water drift because of the saline Patuxent River water used
for the cooling  tower  circulating  water  and  the  stack  particulate
scrubbing  agent.   Previous drift measurements at Chalk Point have used
sodium as a tracer and consequently  separation  of  cooling  tower  and
stack  drift  was not possible.  To provide a positive identification of
the drift deposition from the  individual  sources,  JHU  used  a  water
soluble  fluorescent dye ^Rhodamine WT) as a tracer in the cooling tower
circulating water.  The Dhotolytically unstable dye  required  that  the
experiment  be  performed at night.  The drift dye tracer experiment was
conducted during a four-hour period on June 15 and 17, 1977.

The instrumentation used by JHU consisted of 10.5 inch diameter modified
deposition  funnels  for  sodium  and dye concentration measurements and
10.5 inch diameter Millipore HA type filter papers  for  measurement  of
total  chloride  and dyed drift droplet deposition.  Three filter papers
per sampling station were used for the  deposition  measurement  of  all
water  droplets  (water  sensitive  filter  paper),  chloride containing
droplets (plain filter paper"! and  dyed  drift  droplets  'plain  filter
paper).   A  sketch  of  the  sampler  is shown in Fig.  1.   The sampler
consisted of a po'st with rectangular and triangular brackets for holding
the funnel and sample bottle, and a filter paper holder plate with a can
type candle heater.  Filter paper heaters were required because of night
time  condensation  which  could affect the drop size measurements.  The
filter  papers  were  photographed  for   fluorescent   droplets   using
ultraviolet  light.   In  this  way, droplets deposited from the cooling
tower could be identified.   The water sensitive filter papers were  used
to  define  total  drops  depos-ited  from all sources (stack and cooling
tower).  A calibration curve for droplet sizes was used to  relate  drop
deposit size to falling drop size.  The funnel samples were  corrected to
a standard volume (after being washed with distilled  water 1  and  split
into  two  parts.   One  part  was  analyzed  for sodium using an atomic
absorption soectrophotometer while the other part  was  concentrated  by
boiling  and  analyzed  for  dye by fluorometry.  The funnels could then
give sodium deposition rate  from  all  sources  (tower  and  stack)  by
analyzing  total  sodium  Content, of the sample.  The funnels could also
determine the part contributed by the tower alone by pro rating the  dye
deposited  in the funnel to the ratio of the sodium to dye concentration
in the basin water.

Fig.  1 also shows the Chalk Point power plant area and the  JHU array of
3  stations on the 0.5 km arc (40 m apart'l and 14 stations on the 1.0 km
                                688

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arc (40 m apart ^ .  Each sampling station  consisted  of  three   samplers
(see Fig.  1) to ensure at least one good saraole  in case of accidents or
contamination during sample collection and  for good statistics.  A total
of 25 sampling stations were used by JHU on the night of the  dye  test.
Each  sampling   station  used during the experiment by JHU is identified
with a number.

A number of drift parameters were measured  at ground level  downwind  of
the  cooling tower by SSC.  Typically, ESC  uses four or five stations to
measure the following ground-level drift quantities.

     1.  Sodium  concentration  in  the  air  fmicrograms-Na/m ) using a
         rotating tungsten mesh.
2.  Liquid  droplet  concentrati
    (g-water/m ) using a rotatin
                                 ration  as  a  function of droplet size
                         ng a rotating sensitive paper disk.
     3.  Liquid  droplet  deposition  flux as a function of droolet size
         f kg-water/km -month"* using a stationary sensitive paper disk.
                                                      2
     4.  Sodium   mass   deposition   flux   (kg-Na/km  -month"!  using  a
         stationary  funnel and bottle assembly.

The ESC sampling stations for the dye study  are also located in Fig.   4
(denoted  E1-E4).    Some  of the ESC ground-level stations were fixed in
location and  thus received drift only when the wind was blowing  in  the
proper direction.  Other stations were  located beneath the cooling tower
plume, being  moved as the wind direction changed.  For  the  purpose  of
model-data  comparisons  with  the  ESC data, we used the droplet number
deposition  flux measurements obtained using  sensitive paper disks  fixed
to  a  petri  dish and the sodium mass deposition flux obtained using the
stationary  funnel and bottle assembly.  In addition to the  ground-level
measurements,  source and ambient conditions  were also measured by ESC.

Drift rates from the cooling tower  were  determined  by  ESC  using  an
instrument  package  suspended in a plane approximately 13.5 m below the
tower exit.   The following measurements were made:

     1.  The   drift  droplet  size spectrum  was measured using sensitive
         paper and with a device based  on scattering of  infrared  laser
         light (PILLS  II-A,  Particle  Instrumentation  by Laser Light
         Scattering) .

     2.  The   drift  mineral  mass flux was  measured with a heated glass
         bead  isokinetic (IK) sampling  system,

     3.  The   updraft  air  velocity  (from  which  droplet velocity was
         determined)  was   measured    using   a   Gill   propeller-type
         anemometer .

     4.  The  dry-bulb and wet-bulb exit temperatures of the  plume  were
         also  measured.
                                 689

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The IK system sampled continuously during the traverse and  yielded   the
sodium and magnesium mineral flux at the measurement plane.  Updraft  air-'
velocities were acquired and averaged for each point.  Grab  samples   of
circulating  water  were  also taken for chemical analysis of sodium  and
magnesium content.  These two cations, which are present in the  highest
amounts  in  the  water,  were  chosen  as  tracer  elements  for the  IK
measurements.  No source measurements were made for the stack however.

Ambient meteorological measurements were made using the Chalk Point   100
meter  instrument  tower  which  has wind and temperature instruments  at
three levels (7 m, 50 m, and, 92 nO and dew point sensors at  two. levels
(7  m  and  92  m).   Ten  minute  averages  of  dry  bulb and dew point
temperature and wind speed were taken.   Due  to  the  location  of  the
meteorological tower on a hill, the 92 meter level on the meteorological
tower was at the same vertical  elevation,  as  the  cooling  tower  exit
plane.   To supplement the,meteorological tower measurements, rawinsonde
flights were conducted at intervals  of  1   hour  by  JHU  in  order   to
establish  the  short-term history of diurnal stability characteristics.
Measurements of pressure  'elevation),  dry-bulb  temperature,  relative
humidity, and wind speed ''and direction1* were made every 10 to 20 meters
vertically.
ANALYSIS OF FIELD DATA AMD COMPARISON OF JHU AMD ESC DATA

The published presentation  r2,3"1  of  the  JHU  data  revealed  several
interesting  facts.  A histogram plot of the total water and fluorescent
droplet size distributions  for  the  approximate  cooling  tower  plume
centerline  sampling  stations,  0.5  km/355  deg.  and 1.0 km/350 deg.,
indicates a bimodal distribution Csee Fig.   2).   One  peak  occurs  at
about  the  40-50  micron  droplet size and the other between 200 to 400
microns.  The second peak is expected from model calculations while  the
first  one  is  not.  Meyer and Stanbro r2,31 suggest that the source of
these droplets is most probably blowoff from  the  cooling  tower  fill.
The  droplet distribution data for the other 22 sampling stations in the
JHU net has yet to be reduced.  Figure  3  presents  the  above  droplet
distribution  data  as percent mass fraction.  The smaller droplets with
their greater number contribute less than 1* to the total mass fraction.
Note  also  that  the  fluorescent droplet distibution. peak is separated
from the total water peak by approximately 30 microns.  The shift in the
peaks  between  fluorescent  and  total  drops is probably due to larger
droplets originating  in  the  stack.   Also  shown  in  Fig.   3  is  a
comparison  of  salt deposition contributions from the cooling tower and
stack at near centerline locations 0.5 km and 1.0  km  downwind  of  the
tower.   Mote  that  each distribution is nearly bell-shaped and due, we
believe, to the  variation  in  wind  direction  with  time  during  the
measurement  campaign.   Also, the distinction between the contributions
of the two sources is clearly seen at the 0.5 km distance and gets  less
distinct  further from the tower as may be seen by 'the comparison at the
1.0 km location.
                                 69U

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Figure 4 shows the placement on the ground of the four ESC and  the  two
JHU samplers which have data reduced in the form of droplet size ranges.
J1 and J2 indicate the two samplers of JHU, and E1 through E4  represent
the locations of the appropriate ESC samplers.

The first parameter we studied for each of the six samplers was the drop
size  spectrum measured at particular sampler locations.  Figure 4 gives
the drop size distributions reported for the JHU and ESC data.  The  JHU
spectra  are clearly bimodal with a large peak of small drops Cup to 100
microns) and a  second  peak  of  larger  drops  (approximately  250-280
microns).   The  ESC spectra also show bimodal tendencies, but the small
drop count is smaller for samplers E2, E3, and E4.

Figure 5 shows the game data replotted in terms  of  mass . distribution.
Here, we see that very little mass is contributed by drops less than 100
microns in diameter.  The largest  drops  also  contribute  very  little
except  for ESC sampler E1 in which one drop contributed 8$ of the total
liquid mass.  Problems with a few large drops contributing a significant
fraction of the mass were evident in the 1975 ESC data as well.
It is instructive to examine next the average drop size measured at each
of  the  S3C and JHU samplers.  Defining an average drop size poses some
interesting questions as several alternatives are possible.

     1 .  Mass Mean Diameter - d,


         d,™ =(Z C. d3 /I C  ^1/3
          MM      i  i     i


         where Ci is the number of drops in an interval and d.  is the
         corresponding drop diameter.

     2.  Mass Median Diameter - d

         d is selected such that 50? of the total mass is contributed
         by drops larger than d and 50? by"drops less than d.

     3.  Count Mean Diameter - d
     4.  Mass Peak Diameter - d^

         d.^ is the diameter at which the greatest mass contribution
         occurs.
                                691

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     5.   Count Peak Diameter - dcp

         d   is the droo diameter with the highest recorded count,
          CP

Listed in Table 1  are  the  values  of  these  characteristic  diameters
computed from the JHU and ESC drop size distributions shown in Fig.  5.

The mass mean and mass median diameters are fairly representative of the
corresponding  distribution  with  the  mass mean being roughly UO to 50
microns smaller than  the  mass  median.   The  mass  peak  diameter  is
intermediate  between  these  two.   The  count  mean  is  much  smaller
reflecting the large counts of small drops.  The count oeak diameter  is
not unique.

Among these, either the mass mean diameter or mass  median  diameter  is
preferable; however, neither of these is totally satisfactory.  The mass
mean diameter can be greatly affected by errors in the small  drop  data
(large  count,  small  aiassl.   In contrast, the mass median diameter is
sensitive  to errors in the large drop data 'small  count,  large  mass"i.
Since the  greater uncertainty appears to be in the small drop counts for
the  1977 data, we have  chosen  to  use  the  mass  median  diameter  to
characterize these data.

Figure  5 shows how mass median diameter varies with  distance  from  the
tower.   A trend  of decreasing drop size with increasing distance from
the  tower -is evident, but Sampler E1! does not follow  the  trend.   This
may  be  due  to  a greater  influence of the stack.  Recall that the JHU
investigators found that the  stack distribution has a greater number  of
larger  drops.   A.s  shown in Fig.  H, Sampler E4 experiences a stronger
stack  influence than do the  other samplers.

A  fourth test of the data concerns  the  consistency  between  the  four
independent  measurements:   sodium  deposition  flux,  liquid deposition
flux,  sodium  concentration and liquid concentration.  We  can  calculate
from  the   data  apparent  droplet  salt  concentration  and  deposition
velocity.

      1.  Apparent Droplet Concentration
          "DD
          CD
Apparent concentration

from  deposition  data _

Apparent  concentration

from concentration data
Sodium deposition flux

Liquid deposition flux

Sodium concentration

Liquid concentration
                                 692

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         Apparent Deposition Velocity
          SD"
["Apparent velocity"

|_from  sodium data

 Apparent velocity

_from liquid  data_
                                               Sodium decosition flux
                                               Sodium   concentration
                                               Liquid deposition flux

                                               Liquid   concentration
Table 1 summarizes the comparison of these calculated quantities.  ''Note
that  the basin-water salt concentration (for the tower) was 0.014 g/g.)
The agreement  here  is  within  a  factor  of  2  with  one  execution,
suggesting  scene  consistency  among the ESC data.  Also, the magnitudes
given are not unreasonable.  Notably, C   is  consistently  larger  than
CDD, and VLD is consistently larger than V
a suitable explanation is presently lacking.
                        SD'
                             This may be fortuitous as
As it happens, Samplers J1 and E3 are within 25 meters of  one  another.
Thus,   we   nay  compare  almost  directly  the  measurements  obtained
independently by these two different  groups.   Figure  6  compares  the
count  and  mass  distributions  as  functions  of  drop  diameter.  The
following observations can be made.  First,  the  JHU  sampler  shows  a
greater  droplet  count both below about 100 microns and above about 300
microns, 'although agreement above 500 microns is  good).   Second,  the
JHU  mass  distribution
           clearly  shifted  toward greater diameters,
although agreement above 550 microns is good.  Despite this discrepancy,
the  mass  median  diameter  computed  from  the JKU distribution is 400
microns whereas that computed 'from the ESC distribution is 336  microns,
which is less than a 25* difference.  It is possible, although unlikely,
that the JKU sampler received a larger contribution of  drops  from  the
stack than did the ESC sampler.
MODEL VALIDATION WITH JHU DATA

Critical reviews of the  10 models tested appear in References 12 and 13.
Described  below  are the major features of the methodology used to make
the model/data comparisons in this study.

     1.  Model  predictions  were  made  using the 10-minute averages of
         meteorological  conditions acquired at the time of the dye study
         in  order  to   better  account  for  the  variability  of these
         conditions on deposition predictions.   Predictions  were  made
         for  each  10-minute  period  and  the  results summed over the
         four-hour duration of the study.

     2.  A  15  degree   sector  was  chosen  over the more common 22 1/2
         degree sector due  to  the  short  duration  of  the  averaging
         period.
                                 693

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     3.   For nine models  the 92-m level on the meteorological tower was
         used  co   orovide   the   needed   incut.     For   one   model
         
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predictions of sodium deoosition rate are too large to fit on the scales
of Figures 7 and 3.  Second, the  models  tend  to  underpredict  sodium
deposition  at  the  left  and  right end of the 0.5 km and  1.0 km arcs.
This underprediction may be due, in part, to our choice of a  15  degree
sector.   A. larger angle for sector-averaging may partially mitigate the
discrepancy.   Third,  two  predictions   were   made   for   both   the
ESC/Schrecker and Wigley-Slawson models in order to study the effects of
changes in the input data on predictions.  The second prediction of  the
ESC/Schrecker  model,  labeled  "ESC/  Schrecker (limited)", was made by
reducing the measured  drop  size  spectrum  from  25  to  3  intervals.
Clearly,  this  modification  of  the  spectrum  led  to  a  significant
overprediction of sodium deposition in this case.  The first  prediction
of  the  Wigley-Slawson  model, labeled "Wigley-Slawson ''profiles/", was
made using the full ambient profiles as recorded by  radiosonde  flights
with  wind direction obtained from the meteorological tower.  The second
prediction was made using the met-tower data alone as was done for  each
of  the other models.  Here again, performance is degraded as the detail
of the input data is degraded.

A few models, notably ESC/Schrecker, Wolf II, and Wigley-Slawson  appear
to  be  most  accurate  over the range of comparisons in Figs.  7 and 8.
Observations on  the  performance  of  individual  models  will  now  be
presented.

The ESC/Schrecker model ''full spectrum) is rather good in its prediction
of sodium deposition except at  angles between 3^0 and 3^5 degrees on the
1 km arc, where the prediction  is rather low.  The predictions at 0.5 km
are excellent.  However, the prediction of number drop deposition (Table
2) at  1 km  from the  tower  is  too  small  by  a  factor  of  3-   This
underprediction  is  carried  through to the liquid mass deposition rate
which  is also too small by a factor of about 3.  The prediction of final
droplet diameter is quite good  at both the 0.5 and 1.0 kin distances from
the tower.

The Wolf I  and II model predictions are very similar at 0.5 km from  the
tower  since evaporation is rather insignificant due to the high ambient
relative humidity and the short time to deposition.   Wolf  II  provides
excellent   predictions of sodium deposition except between angles of 330
and 335 degrees  where  low  predictions  occur.   A  larger  difference
between  the  predictions  of   the two Wolf models occurs at 1 km, where
Wolf II now predicts noticeable evaporation; the effect  of  evaporation
is  to  distribute  the  drift  at  the ground further downwind from the
tower.  The Wolf II predictions of final  droplet  diameter  and  liquid
deposition  rate  give  results that  are  low  compared  with the data
probably due to excess evaporation predicted owing to  the  omission  of
solute effects in the model.  Although the Wolf II predictions of sodium
deposition  are quite good at 0.5 and 1 km from the  tower,  the  Wolf   I
model  (which assumes no evaporation"1 overpredicts deposition.

The MRI model predicts sodium deposition reasonably well at both the 0.5
km and 1.0  km distance from the tower.  However, the model underpredicts
                                  695

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number droplet deposition flux by a factor of U at 0.5 km from the tower
and a factor of 5 at  1.0  km.   No  final  droo  size  or  liquid  mass
deposition  is  computed  since  the  model  is based on the equilibrium
height conceot which does not allow the computation of the  final  state
of  the  drop.   The  model  permits  only  two  categories  of relative
humidity, greater than 50* and less than or equal to 505.  The case here
of  high  relative  humidity,  approximately  93*',  is  perhaps not well
represented by the formulas.  The prediction of the Wigley-Slawson model
with  full  ambient  profiles is, overall, superior to the prediction of
the model without profiles.

The Slinn I and II models were develooed  to  provide  uoper  and  lower
bounds  on deposition.  Clearly they do so.  The Slinn II model predicts
deposition .just beginning to occur at 1 km.  The prediction at 0.5 km is
nearly  zero.   The  Slinn  I  prediction  for  sodium deoosition varies
between a factor of 3 to 7 too large rsee Table 2^.  Interestingly,  the
Slinn  I  orediction  of  average  diameter  at  deposition is too small
perhaps because the larger droplets have already deposited closer to the
tower.

The Hanna model underpredicts sodium  deposition  probably  due  to  the
overprediction  of evaporation in the model r 1 <4] .   Predictions of number
drop  deposition rate and liquid mass deposition rate are also too low.

The Hosler-Pena-Pena model has in our  previous  model/data  comparisons
r12,13"i  underpredicted  salt  deposition  rates  ''near  the  tower"1 but
usually provided larger values than predicted by the Hanna model.  Here,
it  does predict larger deposition rates than Manna's model and performs
quite well with the  sodium  ground  flux  data.   The  model,  however,
continues  to  underpredict  the  number  drop  deposition flux,  here by
factors of 2.5 and 3.5 at 0.5 and 1.0 km, respectively.

The Overcatnp-Israel model underpredicts sodium deposition flux at 0.5 km
from  the  tower.   Tn  addition,  the deposition peak is shifted to the
right.  There is underprediction also at 1 km but only slightly.    There
is    an  underprediction  in  droplet  number  deposition  rate  and  an
overprediction in  droplet  size.   In  total,   there  is  a  consequent
underprediction  of liquid mass deposition flux by factors of 2.1 at 0.5
km and 2.7 at 1 km.

A few general comments should also be made.  First, from  Table  U,  the
models  generally  overpredict  droplet diameter at deposition.  Second,
the peak deposition for sodium predicted  by  the  models  is  generally
coincident  or  nearly  coinident  with  the observed peak along the two
arcs.  Third, it should be recalled that the sodium flux  predicted  and
measured  included  droplets  of  all sizes, whereas, our droplet number
deposition flux, average  diameter,  and  liquid  mass  deposition  rate
include  droplets  only  above 100 microns in size.  We would expect the
observed sodium deposition rate to be slightly larger than the predicted
deposition  rate since it includes some sodium coming from blow-off from
the tower fill.  The 100 micron cutoff for other  deposition  quantities
                                  696

-------
was set because it  is difficult  to  accurately  count  drops  less  than  this
value and also it eliminates most of  the  blow-off  droplets which  are not
considered by the models.

The models have also been run  for the  stack   input   data   with  results
given  in  Figures  9   and  10   and  Table  3.   Combined  results of model
predictions from cooling tower and  stack  appear in Figs.   11  and  12   and
Table  4.  Field data taken from the  water  sensitive  paper were used for
comparison with model predictions.  Some  observations follow.

      1.  In  the  angular  range fat  0.5  and 1.0 km  distances^  where the
         tower has  a   predominant  effect,  the   models   perform in a
         reasonable manner.   However,   in the angular  range 350 to 355
         degrees, the stack contribution  becomes important and  the tower
         contribution becomes  insignificant (at 0.5  km).   At  1.0  km,  the
         stack contribution is about  3-^  times  the  tower   contribution.
         From  Figs.  11 and  12  and Table 4, the models  overpredict  by a
         factor of  5-15 in the angular  range of 350-355   degrees.    The
         poor comparison of models  with stack  plus tower data may be due
         to the use of  average stack  parameters from   the   year  before.
         Among  the unknowns  for  the  stack   exit  were:  (a)  drop  size
         spectrum,  (b^  liquid mass  emission rate,  rc^  drop concentration
         at  exit   (we  assumed  saturated drops following  ESC r15n,  0.26
         g/g) , and  (dl  stack  exit velocity  and  temperature.

      2.  The  model predictions  for the stack  are  quite  consistent among
         themselves.  One of  the reasons  may be our  assumption  that   the
         drops  are saturated  with  salt and evaporate only little out to
         the deposition samplers.

      3.  The  cooling   tower   contribution  to   total deposition can be
         easily distinguished  from  the  stack contribution  at  the  0.5 kin
         distance   but  not   as  easily  for  the  1.0 km distance.   Perhaos
         our assumed drop spectrum  had  too  large a mass  fraction  in   the
         large drop sizes.

      4.  In terms of total deposition there is  less  discrepancy  between
         model predictions and data for the 1.0 km distance than  for the
         0.5 km distance.  Here, the  stack  contributes  2-3  times   more
         drift  than  does  the  cooling tower;  in  total, the  predictions
         are about  four times  larger  than observed.    As   expected   from
         the  earlier tower comparisons,  the ESC/Schrscker (Limited")  and
         Slinn I and II models perform  very poorly.

      5.  It  is  interesting   that  the  Wolf I  and  II  predictions  for the
         stack are  very similar  at  both 0.5 and 1.0  km  in contrast to
         the  increasing  effect of  evaooration from 0.5  to  1.0  km  seen
         for drift  drops from  the   cooling  tower.    The   similarity in
         predictions  for  Wolf  I  and  II  for the  stack is due to the
         slower rate of evaporation which occurs   for the larger   size
         stack-omitted  droos  which  fall  from   the stack Dlume to the
         nearby samplers at 0.5  and 1.0 km  downwind  of the tower.
                                 697

-------
VALIDATION OF MODELS WITH ESC DATA

The loostions of the SSC sensors ar° given in Fig.   4.   Unfortunately,
the  data  for  only  >d  of  the  9 samplers ESC placed at the site were
reduced.  Tables 5 and 5 provide a comparison of the  modal  predictions
with  the  data  in  terms  of sodium deposition rate,  number deposition
rats, liquid mass deoosition rate, and average diameter ''mass averaged"'..
Clearly,  significant  discrepancies exist between the model predictions
and the data.  Notably the  predicted  averaged  deposited  diameter  is
50-1005  larger  than  that measured.  Clearly then, the mass of salt in
the predicted drop should then be about 2.3-4 times that in the observed
drops.  Also, the droplet deposition flux is predicted to be about twice
as large as observed ''considering only drops of size  greater  than  100
microns).   In  total,  the deposited sodium mass should be ore-dieted as
5-3 times observed.  Actually an average value of overpre-diction of salt
deposition flux is more like 10-15-  The overprediction of deoosition at
these near-tower  sensors  may  be  due  in  Dart  to  the  questionable
assumptions  we had to make concerning the conditions at the stack exit.
However, in view of the fact that the models ovsroredict deposition  due
to  the  tower  contribution  alone  fcompared  to  the  total  observed
deposition from tower and stack \ the problem is much  more  disturbing.
ESC  uses  a smaller sensitive pape" '122 cm2) than the JHU samoler r700
cm 1 leading to a less statistically significant sample.  Moreover,  ESC
does  not  count  all  drops  on  the  paper.   In  their method of data
reduction, two squares are drawn on the 122 cm2 area, the larger one  to
size  the  larger  drops-  and the smaller one to size the smaller drops.
JHU, on the other hand, sizes all  drops  on  the  full  area  of  their
sampler.   This  difference in data reduction methods may be at the root
of the difference  between  SSC  and  JHU  measurements.   It  would  be
advisable  for  each group to count the droplets on the other's samolers
to judge the potential differences in data reduction methods.
CONCLUSIONS

The field data acquired in the Chalk Point Dye Study represent the  best
thus  far  available  for  validation  of  salt-drift deposition models.
Sodium deposition measurements taken on the ground along arcs 0.5 km and
1.0 km from the tower showed a bell-shaped profile.   This shape was also
evident in the model predictions when 10-minute  average  meteorological
data were used and total deposition predictions were obtained by summing
predictions made for each 10-minute period.  Variation in wind direction
thus   appears   to   be  a  satisfactory  explanation  of  the  lateral
distribution seen along arcs on the ground.

Comparison of JHU and SSC data yielded  interesting   results.   The  JHU
measurements  of  drop size spectrum at ground locations yielded a clear
bimodal distibution while the  SSC  measurements  were  at  best  weakly
bimodal.    The  JHU measurements yielded a large peak of small drops 'up
to 100 microns and a second peak of larger drops ''approximately  250-230
microns).   The peak of small drocs is thought to be  due to blow-off from
                                698

-------
the fill section of the tower and reoresents only a  small   fraction  of
the total mass deposited at an;- sampler.  For  a  JKU  and   ESC  sampler
located  close  together  (25  m apart1;, the following observations were
made.  The JHU samoier showed a greater droplet  count  both  below  100
microns  and  above  about  300  microns  with  reasonable   agreement in
between.  In addition, the JHU  mass  distribution  is  clearly  shifted
toward  greater  diameters although agreement above 600 microns Is good.
The median diameters were only 25* different 'JHU: UOO microns; ESC: 336
microns) .   Consistency  checks  on  the ESC data revealed a factor of 2
difference  between  different  methods  of  calculating  droplet   salt
concentrations  and  droplet  settling  velocity  at  the ground sampler
locations.  In general, the JHU measurements were of better  quality  in
terms  of  methodology  of  measurement,  data  reduction,   and internal
consistency.  The general trends  in  ESC  and  JHU  measurements  agree
although  they  differ  in  details.   These details may be  important in
specific cases.

Ten drift-deoosition models are compared with  the  JHU  and  ESC  field
data.   For  the  cooling tower taken alone, a wide ranee in predictions
occurs for sodium deposition flux, number drop deposition  flux,  liquid
mass  deposition  flux,  and  average  diameter.   A  number  of  models
predicted very poorly; most, however, were not far off from  the data, at
least in terms of the sodium deposition predictions.  The ESC/Schrecker,•
Hosler-Pena-Pena, and Wigley-Slawson Models compare best with the sodium
deposition  flux  measurements and are generally within the  error of the
data.  Those models which degrade the level of  input  data  (e.g.,  use
readings  from  one  location on a meteorological tower rather than full
profiles, or degrade the spectrum from 25 to 3 bins)  lose   accuracy  in
their  predictions.   Most  models  predict  larger  drop  diameters  at
deposition than  were  measured.   This  may  be  due  to  an  incorrect
treatment  of breakaway in which, in reality, smaller drops  are breaking
away from the plume sooner.  The wind moving past  the  tower  causes  a
wake  or  cavity  effect  with  a resultant downdraft on the plume; this
effect combined with complex internal circulations within the plume  may
be  causing  earlier breakaway.  It should be noted that the comparative
levels of performance of the models aoply only  to  this  special  case:
high  relative  humidity,  moderate  to  large  wind  speed, very stable
atmosphere.  One cannot a priori extend the  specific  accuracy  of  any
model to more general environmental conditions without further testing.

For the stack, calculations were made with average  June  conditions  of
the previous year since no stack parameters were measured on the date of
the dye test.  Average values from measurements on the previous June had
to  be  used  instead for model input; they were: droplet size spectrum,
liquid mass emission rats, exit temperature  and  velocity.   Also,  the
drops  were  assumed  to  be  saturated at exit.  Model/data comparisons
yielded large overprediction of deposition by the models at  0.5  km  but
more realistic predictions at 1.0 ka.  In any case, the stack parameters
need to be measured on any particular date  calculations  are  required;
this  is due to the fact that a significantly larger discrepancy existed
between stack plus tower predictions  and  data  than  with  just  tower
                                 699

-------
predictions and data.  An important unknown is the salt concentration of
droplets  leaving the stack.  Such exit conditions for the stack need to
be measured because the impact of the stack  can  be  as  great  as  the
tower, at least in terms of salt emitted.
ACKNOWLEDGMENTS

This work was funded by the  Electric  Power  Research  Institute.   The
authors  also  wish  to express their appreciation to the modelers whose
work was utilized for their cooperation.
REFERENCES

     1.  Environmental  Systems  Corporation.    Cooling  Tower Drift Dye
         Tracer  Experiment.   Chalk  Point   Cooling   Tower   Project,
         PPSP-CPCTP, August, 1977,  pp.92-95.

     2,  J.  H.  Meyer and W.   D.  Stanbro.   Cooling  Tower  Drift  Dye
         Tracer  Experiment.   Johns  Hopkins  University Applied Physics
         Laboratory.  Chalk Point Cooling Tower Project,  PPSP-CPCTP-15,
         Volume 2, August, 1977,  pp 6-13 through 6-26.

     3.  Meyer, J.  H.  and Stanbro, W.  D.,  "Separation of Chalk  Point
         Drift  Sources  Using  a  Fluorescent  Dye."  IN:  Cooling-Tower
         Environment - 1973, A Symposium  on  Environmental  Effects .of
         Cooling  Tower  Emissions,  May 2-4,  1978.   Chalk Point Cooling
         Tower Project Report PPSP-CPCTP-22.   WRRC  Special  Report  No.
         9.  Baltimore, Maryland.  May, 1978.

     U.  Hosier, C., Pena, J., and  Pena,  R.,  "Determination  of  Salt
         Deposition Rates from Drift from Evaporative Cooling Tower," J,
         Eng.  Power, Vol.  96, No.  3, 1974,  p.  283.

     5.  Wolf,  M.,  Personal  Communication,  Battelle Pacific Northwest
         Laboratory, Richland, Washington, July, 1976.

     6.  Slinn,  W.   G.   N,,  Personal Communication, Battelle Pacific
         Northwest Laboratory, Richland, Washington, February, 1977.

     7.  Hanna,  S.   R.,  "Fog  and  Drift  Deposition from Evaporative
         Cooling  Towers."   Nuclear  Safety.     Vol.    15,   Mo.    2.
         March-April, 1974.  pp.   190-196,

     8.  Slawson, P.  R.  and Kumar, A., "Cooling Tower Drift Deposition
         Program   ENDRIFT   II,"   Envirodyne  Ltd.,  Tennessee  Valley
         Authority Air Quality Branch,  April,  1975.

     9-  Maas,  S.  J., "Salt Deposition from Cooling Towers for the San
         Joacquin Nuclear Project," MRI 75-FR-1361,  September 15,  1975.
                                 700

-------
10.  Schreckar,  G.   and  Rutherford,  D.,  Personal Communication,
    Environmental Systems Corp., Knoxville, Tennessee, 1975.

11.  Overcame, T., "Sensitivity  Analysis  and  Comparison  of  Salt
    Deposition  Models  for  Cooling  Towers."  Paper presented and
  >  published in  Proceedings  of  the  Conference  on  Waste  Heat
    Management  and  Utilization.  Miami Beach, Florida.   May 9-11,
    1977.

12.  Policastro,  A.  J., Dunn, W.  E., Breig, M.,  Ziebarth, J., and
    Ratcliff,  M,   Evaluation  of  Mathematical  Models   for   the
    Prediction  of Salt-Drift Deposition from Natural-Draft Cooling
    Towers (in  preparation's.   Division  of  Environmental  Impact
    Studies, Argonne National Laboratory, Argonne, Illinois.  1973.

13-  Policastro, A.  J., Dunn, W.  E., Breig, M., and  Ratcliff,  M.
    "Evaluation  of Theory and Performance of Salt-Drift  Deposition
    Models for Natural- Draft Cooling Towers."   IN:  Environmental
    Effects  of  Atmospheric  Heat/ Moisture Releases, presented at
    the  Second   AIAA/A3ME   Thermophysics   and   Heat    Transfer
    Conference.    Palo   Alto,   California.    May  2-4-25,  1973.
    (available from ASMS, Mew York City}.

1U.  Dunn, W.  E., Boughton, B., and Policastro, A.  J.  "Evaluation
    of  Droplet  Evaporation   Formulations   Employed   in   Drift
    Deposition  Models."   IN:  Cooling-Tower Environment - 1973, A
    Symposium on Environmental Effects of Cooling Tower  Emissions,
    May  2-4,  1973.   Chalk  Point  Cooling  Tower  Project Report
    PPSP-CPCTP-22.   WRRC  Special  Report  No.    9.    Baltimore,
    Maryland.  May, 1973.

15.  Environmental Systems Corporation.  Chalk Point  Cooling  Tower
    Project.   Comprehensive  Project  Final  Report for the Period
    October  1,   1975-June  30,  1975.   Volume  2.   PPSP-CPCTP-12.
    October  1975.
                            701

-------
Table la.  Comparison-of Average Diameter (by Several Definitions) for
                       the ESC and JHU Samplers
Sampler d.,,.
JHU-J1 320
JHU-J2 240
El 353
E2 268
E3 291
E4 289
a
360
280
500
326
336
344
dCM
207
152
199
195
237
238
d^ dcp (micron)
360 60,280
280 40,180,240
375 80,375
285 80,285
285 65,285
285 35,225
Table Ib. Comparison of Apparent Droplet Concentration and Droplet
Settling Velocity at the ESC and JHU Samplers.
Sampler CDD
JHU Jl 0
JHU J2 0
ESC El 0
ESC E2 0
ESC E3 0
ESC E4 0
(gm/gm)
.029
.019
.006
.011
.018
.031
CCD
-
-
0.009
0.022
0.020
0.052
VSD '(m/s) VLD
-
-
1.29 1.76
0.69 1.47
1.41 1.53
1.57 2.63
                               702

-------

JHU
Dve Data

1 June 16-17, 1977
Samoler
Sodium Deposition Flux
Tower
mg/m'-4 hour-;
Distance Dir.; CBS.
SOO 330 1.9 * .5 0
500 533 ;,7 * .7 1
500 340 4." * 2.1 1
500 34S 3.9 * 2.0 3
500 350 10.9 - 2.- 5
500 355 7.- * 2.5] 5
500 0.0 6.1*2.4:3
5'~-" 5.0 1.9 * .3 0
! : j 3 4:5 6 - j 3 i 9 : 10
oo i o.noj o.ooi o.ooi o
j 11 12
j
oo o o.ooi o.oo o.oo: o.ooi o.oo o.oo
11 3.22 ).08 O.OOj 10-3 0 1.66J 1.43 3.30 1 3
98 3.bSJ 0.39J 3.50| 18.9 oi 9.24 3.66 6.221 3.9
97 10.0 O."6i 3.65J 32.3 0 13." 12.3 10.8] 6.'.
41 11.2! 2.49J 11.04 35.3 0 13.3 11.' 12.1 9.2
25 9.38] 3.13 10.53J 29.5 0 12.9 11.0 10.4! -.3
! 2.19 5.59
1 4.22 10.2
".46 18.3
• 9.06 21.5
3 -.-S 18.3
07 4.32! 3.13 6.34! 10.7 Ol 3.38 4.93; 4.77 4.501 3.31 3.32
93! 1.37] 1.23J 3.55! 1
64 Ol 0.39 O."4i 1.35 1.1
2! 0.95 2.52

1
JHU
Dye Data

1 June 16-17, 1977
Sodium Deposition Flux
Sampler

Distance Dir. 03S. ]
',ml i
1000 340 1.4 * .4 C
1000 342.5 3.6 * .9 f
Tower
mg/il
2543
1
.6! 1.71 1.29 0.61J 4.
1*^-4 hours
6 - 3 9 10

-IJO.10 4.28 2.52 0.40 i 1.45
.7 1.72 1.46 l.flsl 5.2410.13 4.96 2.72 0.53 L.o"
1000 345.0 2.4 * .4 i 0.9 2.35 1.99 I. Ill 8.

1000 34". 5 j 3.5 * .3
1000 350.0 2.4 *_ 1.2
1000 352.3 2.4 * 1.2 f.

6 0.19 6.55 3.33 1.04 2.23
1 I
.0 2.34 2.02 2.30} 9. 50J 0. 22 i 6. 30 } 3. 12 } 1. 40 2.44
.0 2.19J 1.63 2.32 11
.8 1.73 1.42 1.74 10

1000 333.0 1.2 *_ .3 0.3! 1.291 1.161 2.11 9.t
1000 35". 3 ' 1.2 - .3 <
.6 1.21 0.301 1.51 3.
3 0.20 6.25 2.95 1.99 2.26
6 0.19 6.59 2.90 3.00 2. 09

6 0.17 5.79 2.75 2.28 1.32
4 0.11 3.92 1.86 2.09 l.=0
1000 0.0 1.4* .4 G.4J 0.04J 0.40 l.Joj 3.34H1.05 2.63J 1.08 1.73JO-92
1000 3.0 .51 * .1 L
1000 7.5 0.0 C
1000 10.0 .55 * .2 t
.l| O.Ol! 0.10 1.65! 1.5210.01 0.36 0.16 0.45|!i.2fi
.oj o.ooi o.oo o.ooi o.ooi o.oo o.oo Q.OO o.oo o.oo
.oi o.ooi o.oo o.ooi o.ooio.oo o.ooi o.oo o.oojo.oo

'
; Sampler

Distance Dir. OBS. 1

500 355 6300 S90|
1000 350 7203! 231!
JHU Dye Data
June 16-17. 1977
Tower
234 5
67 3 9 10 1
' Drops/m2-houv
2475 408 4793 55"37
2019J 537 j 2738 1 100240
- 6?93 47Q6 4066 149b J,
15100 4432 2113 1505 1:
Average Diameter tymj
500 353 JlOi 319
1000 350 24li 354i
i

607 . 424 . 262
411 307 | 157
Liquid Mass
- 376, ^4| JW - | 4

11 12

i 1.29 j l.K
1 1.49] 2.36
2. 14J i 3.75
; 2.20 ! 5.09
2.18 6.25
1.94 -.67
i
l.'O ".51
i 1.41 -.11
0.36 5.98
i Q. 22 i 1.65
; 0.68 O.OOJ
• 0.00 0.00




1 12

33 '14j
30 30661
34 ~i

2251 119 j 241 i 367 23l)
Jeoosition Kux

mg/m2-4 hours !
500 355 393 1731
1000 350 ' 234 21

191 763 210«|
73 169 806
	 ! 	 i 	 -
706 j 367 526 ] 367 j 945
360 IS i 52 ! i 159 209J
i

                                           LEGEND
                         1. Hanna
                         2. Kosler-Pena-Pena
                         3. Overcamp-Israel
                         4. Wigley-Slawson (orofilesl
                         5. 51 inn I
                         6. Slinn II
 7. Wolf I
 3. Wolf II
 9. ESC/Schrecker
10. MRI
11. Wiglev-Slawson
12. ESC/Schrecker (limited)
Table 2.   Comparison of Predictions  o£ 10  Drift Deposition Models  to Ground-
            Level Measurements  of Sodium Deposition  Flux, Number Drop Deposition
            Flux, Average Deposited Diameter,  and Liquid Mass Deposition  Flux
            .  .  . Cooling Tower Contribution at JHU  Samplers.
                                           703

-------




Sanpler
Distance Direction
'.•nl

589.5 319
5SO." 323
571.4 3"
561.3 332
551.1 536
540.3 340
529.1 345
51". 6 350


OBS.











1 2 3



1.0 i).o| 1.0
3.0
0.0
0.0
13.3
24.3
31.2
54.4
0.0
0.0
0.0
13.0
22.5
46.7
0.0
0.0|
o.o|
24. 0|
29.01
63.1
56.3 ! 54.1

I



Sampler
Distance Direction
(m)
1064.8 335
10S9.D 335.6
1054.3 33S
1043.8 340.3
1043.3 343
1037.6 345
1031.9 347
'1025.1 350
1020.2 352.2
:1008.3 357.1
1002.3 359.6
992.3 2.1



Sampler
Distance Direction
Cm)

540.2 340
1043.3 343

500 355
1000 350


540.3 540
1043.3 343




OBS.













1

0.74
2.59
5 . 32
3.t>5
4.96
5.47
7.34
3.12
7.65
5.55
4.53
2 . 32
•>

2.15
7.19
9.C3
9.99
15.1
19.0
3

0.67
> i-
2.95
3.12
4.74
6.29
21.2] -.52
21.3
19.5
U.4
3.02
3.44
3.18
6.15
s.ool
5.2S| 2.93




OBS.

1

2

3




S'S
572
1166
4994
324
353
JHU Dve Data
June 16-17, 1977
Sodium Deposition Flax
Stack
mg/m;-4 hours
4 3
6 7
I

0.0| ,1.0
D.O
0.0
0.0
3.0
O.D
0.0
0.0
0.0
0.0
21.2
26.6
53.4
O.J
0.0
0.0
0.0
0.0
0.0
0.0
S

5
1 10 11 L2



0.0
0.0
0.0
2.41
13.0
45.5
SO. 4
31.6 "3.3 O.al "0.6
1 i
0.0
0.0
0.0
2.14
15.6
44. .)
'].0| OJ| 0.0
O.i) 0.0
0.0
0.0
26.3-
31.6
S7.l! 61.-
0.0
0.0
13.9
25. 0
0.0
0.0
0.0
3.26
11.0

0.0
0.0
0.0
0.0
24.2
50.7
48.1 21.3 SI. 3:
"5.6i 7l.S| 52. n 29.0
nl."
I
JHU Dve Data
June 16-17, 1977
Sodium Deoosition Flux
Stack
•ng/m^-4 hours
4

0.0
0.0
0.0
0.0
0.0
5

5.49
12.3
15.0
17.1
24.1
0.0| 31.4
0.0
4.25
5.99
5.23
5.44
5.99
33.4
31.1
26.3
16.9
10.1
4.99
6

0
0
o
0
')
0
0
0
0
7

0 . 39
2. U

3.15
5.99
'.59
10.1
12.0
11.0
11.2
0 7.96
0
0
5.33
4.28
8

0.13
1.94

5.34
5.96
•>.09
9.57
10.7
9.54
9.60
6.00
9

1.03
2.33

3.65
4.17
6.45
3.39
9.10
3.34
9.19
6.06
10

0.7-
2.79

5. "2
4.40
6.19
3. "5
10.1
10.7
9.95
'.37
4.11J 4.57 3.9S
2.86
4.96J 3.23
11

0.36
1.36
12

4.62
16.5
1.84| 21.0
2.52 23.1
2.93
3.98
4.79
T! ,\
33.3.
42.5
5.05 39.1
5.23
4.65
4.13
2.96
35.6
T> 7
16.0
4.5;
JHU Dve Data
.June 16-17, 1977
Stack

4

; 6


7

3

9

10

11

•L1

* Drops/m--hour
0
0
1390
9952
.

362 300
327
585
762
1327
555
620
404
525
389
4599
Average Diameter (urn


699
431
-
-
630
419




310
. 72
-

525
64
1 Kanna
2 Hosler-Pena-Pena
j Overcamp- Israel
0
0
463
233


605
339
556
!•>?
631
508

351 534
580
329
Liquid Mass Deposition Flux
mg/m2-4 hours
0 217
0
19"7
-
•
300 216 | 300
60
10
61
106

292
23 :S7
LEGEND
7. Wolf t
8.. Wolf t!
9. ESC/Schrecker
                          4 Wigley-Slawion (profiles)
                          5 Slinn T
                          6 Slinn II
10. MRI
11. Wijley-Slavson
12. ESC/Schrecker (limited)
Table  3.   Predictions of 10  Drift Deposition Models of Ground-Level  Sodium
           Deposition Flux, Number Drop  Deposition Flux, Average Deposited
           Diameter,  and Liquid Mass Deposition Flux .   .  .  Stack Contribution
           at JHU Samplers.
                                        704

-------




Sampler
Distance Di.recti.oi
(m)
JHU Dye Data
June 16-17, 1977
Tower and Stack
Sodium Deposition Flux
mg/m*-4 hours
OBS.

1
500(589.5) 330(319)
SOOCSao.7) 333(323)
500(571.4) 340(327)
508(561.5) 345(332)
506(551.1) 330(336)
500(540.3) 355(340)
500(529.1) 0.0(345)
500(517.o) 5.0(350)
1.96 i .26
5.16 : .43
2.38 ± .96
5.44 i .75
8.91 £ .44
7.99 ! .45
3.63 : .73
12.6 : .98
1


0.0
1.1
1.98
3.97
23.7
29.6
54.3
55.5
2


0.0
3.22
3.65
10.0
29.2
32.4
51.0
58.2
3


0.0
0.03
0.39
0.76
26.4
31.3
66.1
55.4
4


0.0
0.0
3.50
S.6S
11.0
10. S
6.54
35.2
5


0.0
10.8
18.9
32.6
56.4
56.1
64.1
77,9
6


0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
7


0.0
1.66
9.24
16.1
26.8
58.4
S5.8
"1.5
3


0.0
1.48
8.66
14.4
27.3
55.9
92.1
T6. 3
9


0.0
3.50
5.43
10.3
58.9
42.0
66.5
73. 2
10


0.0
1.S7
3.95
6.74
28.2
32.9
52.4
53.7
11


0.0
2.19
4.22
7.48
17.3
18.3
25.6
50.0
12


0.0
5.59
10.2
IS. 3
45.7
49.5
70.7
64.2




Sampler
Distance Direction
On)
1000(1064.3) 340(333)
1000(1059.6) 342.5(335.6)
1000(1054.3) 345(358)
1000(1048.3) 347.5(340.3)
1000(1043.3) 350(343)
1000(1057.6) 352.5(345)
1000(1051.9) 355(347)
1000(1026.1) 357.5(350)
1000(1020.2) 0.0(352.2)
1000(1008.3) 5.0(357.1)
1000(1002.5) 7.5(359.6)
|lOOO(996.3) 10.0(2.1)




















Sampler
Distance Direction
(m)
JHU Dye Data
June 16-17. ]
977
Tower and Stack
Sodiun Deposition Flux
mg/!ni-4 hours
OBS.

2.00 : .32
2.93 ± .26
2.98 ; .34
3.67 - .07
3.71 t .15
3.18 t .30
4.31 i .12
4.31 i .14
4.98 - .09
4.72 I .22
2.37 r .51
5.49 ± .68
1

1.34
3.29
4.22
4.63
5.96
7.27
3.64
3.72
3.05
5.65
4.55
2.32
2 3

3.84
8.91
11.4
12.3
17.3
21.3
22.5
22.5
20.1
11.4
3.02
3.23

1.96
5.73
4.94
5.14
6.39
7.71
3.68
9.34
3.58
6.25
5.06
2.93
4

0.61
1.08
1.12
2.30
2.32
1.74
"2.11
5.76
7.45
6.93
5.44
5.99
5

8.03
17.5
23.3
26.6
35.4
42.0
43.3
39.6
32.6
18.2
10.1
4.99
6
0.10
0.13
0.19
0.22
0.20
0.19
0.17
0.11


0.05
0.01

0.0
0.0
7

4.67
7.07
9.70
12.5
13.3
l(i.7
17. S
14.9
13.8
3.32
5.58
4.28
8

2.70
4.66
6.67
9.08
10.0
12.5
13.5
11. 0
10.7
6.16
4.11
2.36
9

1.43
3.36
4.67
5.57
8.44
11.4
11.4
11.9
10.9
6.51
4.57
4.96
10

2.22
4.46
6.00
6.84
3.45
10.3
11.9
12.2
10.9
8.04
5.98
3.28
I
11

1.65
2.35
3.98
4.52
5.11
5.92
6.49
6.46
6.09
4.37
1.31
2.96
12

6.51
13.9
24.8
28.2
33.3
46.0
50.0
46.2
39.6
24.4
16.6
4.52

JHJ Dye Data
June 16-17, 19

77
Tower and Stack

OBS.

1

2

3

4 5

6


7

3

9

10 11

12

» Drops/mJ -hour
500(540.3) 355(340)
1000(1043.3)350(343)
7595
7311
1168
803
5641
7013
1232
1090
4793 57127
2788 110192
-
-
Average Diameter
500 355
1000 350
553
280
582
581

-
584
396
• 42S 269
307 163
-
-
7255
15927
5506
5017
4328
3440
20501 2792
2125 1355
3032
12665
(ura)
405
233
370
134
434
258
486
364
419
260
Liquid Mass Deposition Flux
mg/mz-4 hours
500(540.3) 355(340) 723
1000(1043.3)350(343)
538
183
93
-
-
514
142
7681 232]
169 1003
•
-

1006
420
583
25
327
123
675
137
1237
466
                                           LEGEND
                            1. Hanna
                            2. Hosler-Pena-Pena
                            3. Overcamp-Israel
                            4. Wigley-Slawson (profiles
                            S. Slinn I
                            6. Slinn II
 7. Wolf I
 3. Wolf II
 9. ESC/Schrecker
10. MRI
11. Wijley-Slawson
12. F.SC/Schrecker (limited)
Table 4.  Comparison of  Predictions of 10 Drift Deposition Models  to Ground-
           Level Measurements of Sodium Deposition Flux, Number Drop Deposition
           Flux, Average  Deposited Diameter, and Liquid Mass  Deposition Flux .  .
           Contribution of Cooling Tower and Stack at JHU Samplers.
                                          705

-------




Sampler
Distance Direction
(m)
230(261) 131(212.9}
300(346) 357(334)
400(461) 347(330)
500(547) 352(338)
750(773) 358(543)
750(800) 348(339)
1050(1110)342(333)
980(1023) 550(343)
1740(1756) 0(356)

ESC Dve Data (Evening)
June 16-17, 1977
Sodium Deposition Rate
Tower and Stack
;ng/m2-4 hours
OBS.

0.02
6.58
1.54
4.24
NR
MR
NR
NR
NR

1

0.0
62.0
12.2
29.1
17.5
3.93
2.61
5.19
3.05

2

0.0
75.5
15.9
32.4
21.4
12.4
7 . ; b
14. 28
8.91

3

0.0
42.6
4.56
31.4
16.9
7.73
3.54
5.31
3.54

4

0.0
24.2
17.3
7.56
1.01
3.56
0.44
2.52
2.44

5

0.0
105
36.4
52.8
37.6
26.1
13.9
31.1
11.0

6

0.0
0.0
0.0
0.0
.002
.005
0.17
0.15
0 . 39

7

0.0
65.6
21. S
37.7
16.4
16.1
5.79
14.3
6.41

8

0.0
62.0
20.2
37.3
12.3
12.2
3.98
9.35
4.57

9

0.0
3t r
J . 0
35.4
42.9
29.1
11.6
4.81
T . 15
3.70
10

0.0
*" A 1
3D . 4
14.4
29.1
17.5
10.5
5.65
".90
4.98
-i
11

0.0
QA **
BU . _
'.24
19.3
13.1
9.93
1.92
4.79
0.04

12

0.0
CO C
JO . 3
40.3
49.6
30.8
5.68
24. 5J
35.5
0.32
-



Sampler
Distance Direction
(m)
230(261) 131(212.9)
300(346) 35/(354)
400(461) 347(jjO)
500(547) 352(333)
750(773) 358(348)
750(800) 348(339)
1050(1110)342(335)
380(1023) 350(543)
1740(1756) 0(556)
ESC Dye Data (Evening)
June 16-17, 1977
Tower and Stack
* Drops /mz-hr.
OSS.

0
10766
2101
3630
NR
NTC
NR
MR
:MR
1

0
2454
1237
1164
1208
812
424
699
605
-)

0
3020
2430
3643
4278
4150
4025
5557
8255
3

0
5039
584
1213
1392
326
744
788
1127
4

0
3064
537:
3312
98;
3214
51£
2844
120:
S

0
14178
55 508
53317
67137
90883
51377
101393
37684
6

0
0
0
0
0
0
0
0
0
7

0
5055
7294
7319
6011
S398
11368
14006
8531
3

0
4632
6485
5575
5139
4425
5239
4925
1572
9

0
4460
4058
4862
5610
5630
3610
5223
5500
10

0
2833
1953
1837
1359
1371
1873
1523
11

0
4672
1650
2748
2654
2364
392
1777
44
12

Q
4600
4463
7958
1735
1067
15921
13146
590
         1. Hanna
         2. Hosler-Pena-Pena
         3. Overcamp-Israel
         4. Wigley-Slawson (profiles)
        LEGEND

        . Slim. I
        . Slinn II
        . Wolf I
       8. Wolf II

NR - Not Reduced by ESC.
 9. ESC/Schrecker
10. MRI
11. Wigley-Slawson
12. ESC/Schrecker (limited)
Table  5.  Comparison of Predictions of  10  Drift  Deposition Models  to Ground
           Level Measurements of Sodium  Deposition Flux and Number  Drop Deposition
           Flux . .   . Contribution of Cooling Tower and Stack at  ESC Samplers.
                                         706

-------




Sampler
Distance Direction
Cm)
300(346) 357(334)
400(461) 347(330)
500(547) 352(338)
ESC Dye Data (Evening)
June 16-17, 1977
Average Diameter (urn)
Tower and Stack

OBS.

360
306
310
1

652
678
610
2

-
-
-
3

732
622
563
4

650
482
431
S

509
334
274
6

-
-
-
7

658
475
410
8

638
461
377
9

679
652
437
10

.
-
-
11

663
535
482
12

662
659
422




Sampler
Distance Direction
(m)
230(261) 181(212.9;
300(346) 357(334)
400(461) 347(330)
500(547) 352(338)
750(778) 358(348)
750(800) 348(339)
1050(1110)342(335)
980(1023) 350(343)
1740(1756) 0(356)
ESC Dye Data (Evening)
June 16-17, 1977
Liquid Mass Deposition Flux
Tower and Stack
mg/m2-4 hours
OBS.

0
1047
126
226
NR
NR
NR
NR
NR
1

0.0
1422
806
552
298
213
52
79
25
2

-
-
-
-
-
-
-
-
-
3

0.0
2485
294
504
308
187
102
111
44
4

0.0
1762
1261
551
74
259
32
169
36
5

0.0
3914
2604
2301
1196
1146
353
967
183
6

0
0
0
0
0
0
0
0
0
7

0.0
3022
1639
1056
491
471
276
516
144
8

0.0
2542
1327
608
147
173
101
106
4
9

0.0
2966
2352
851
498
391
145
114
92.3
10

-
-
-
-
-
-
-
-
~
11

0.0
2848
528
660
361
370
79
183
3
12

0.0
2794
2675
1253
299
57
696
476
6
               Hanna
               Hosler-Pena-Pena
               Overcamp-Israel
             4. Wigley-Slawson (profiles)
       LEGEND

      5. Slinn I
      6. Slinn II
      7. Wolf I
      8. Wolf II

NR - Not Reduced by ESC.
 9. ESC/Schrecker
10. MRI
11. Wigley-Slawson
12. ESC/Schrecker (limited)
Table 6.   Comparison of Predictions  of 10  Drift  Deposition Models to  Ground
            Level Measurements  of Average Deposited Diameter and Liquid Mass
            Deposition Flux .  .  .  Contribution of  Cooling Tower  and Stack at
            ESC Samplers.
                                          707

-------
o
00
             FILTER PAPER
             HOLDER AND
            CANDLE HEATER
                              o
                             o o
                   7777777777777777777,
                                      DEPOSITION
                                       FUNNEL

                                      SAMPLE
                                      BOTTLE
                                       SAMPLER
                                         POST
                                       ATTACHMENT
                                          STAKE
                                          m
                                          •
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          COOLING
           TOWER
                RADIUS
                                            -SAMPLERS
       30° SAMPLING ARRAY (3 FUNNELS AND 3 FILTERS PER STATION)
                                                                              *  DDTE ACTIVATED 30° ARRAY SAMPLING STATIONS
                                                                              »  OTHER SURVEYED SAMPLING STATIONS
       Fig
•ig.  1.    (upper left) Sketch of Position of JIIU Samplers  at Typical Sampling Station.   (Lower left)  Relative
          Position of Duplicate Samplers at a Sampling  Location.   (right) JHU and  liSC Sampling Arrays at
          /••"u ,. T i, n^ -;«-*-    ^ A ,1 .->«-*-,-., i r..™^ T^^ r  o~\                           ».                   *-    "      *
                 Chalk Point.   (Adapted from Ref.  2).

-------
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-------
                   m n ii i iiii111 M ii i
                   • A Single droos for given di;
                           355 0.5 km water sensitive
                              («) 881 and 1044
                                                    0.70
                                                    0.60 -
                                                 £  0.50 -
               0.40 -
                                              -  •=  0.30 -
                                                    0.20 -
                                                    0.11 -
                    II I I I I I  I I I I I i  I I I I I I I  I I I I I I  I I I I I  M I I I
                                     	 350° 1.0 km water sensitive
                                   /,	350° 1.0 km fluorescent
                  Mean drop size (jim x 10)
                               22   30   38
                                Mean drop size
                         1	1	1
                       •— — -« Cooling tower
                              Unit No. 3 stack
0
325 330  335  340  345  350  355  0    5
              Station location (degrees)
10  15  20
                     15

                     14

                     13

                     12

                   _ 11
                   w
                   T 10


                     s
                                                          6
                      I    I   I   I    I
                      *• — -*  Cooling tower

                      *	*  UnitNo. 3 stack
325 330 335  340 345  350 355  0   5
               Location (degrees!
                                                      10   15
  Fig.  3.    (top) Percent Mass Fraction  as a  Function of  Mean Drop Size  at TVn
              JHU Samplers,   (bottom)  Separation of Tower and  Stack Sources"of
              Sodium  Deposition at  the 0.5 km and  1.0  km Arcs.   (Adapted from  Re£.  2)
                                              710

-------
           GROUND - LE v'EL SAMPLE?

      LOCATIONS FOR  6/-0/"7?  DYE  TES~
                 • J2
                      >• E4
       'N tO M:"-.


       MEAN A.NO
                  E3 ••
                      \  •'  \
                      , • El i
                              i    0   100
              COOLING  ",
    \V/-STACK


     {
            4 HP.  MEAN •


           WIND DISEC
                ~>
      z

      p
           r
                            ; o/ ^7  ESC
1
                                 ^ j  »  :0
                DROP S.ZE urn ,0
       DROP SIZE DISTRIBUTION

       E3  6/16/77  ESC
     I   3   5   7   II   15  21   27  16  45  60  SO
                                                •z.
                                                3
                                                o
                                                           n
                                                         u
               1
                                                            D3CP SIZE
                                                 2.0
                       8
0.5
                                                     DROP SIZE  DISTRIBUTION

                                                     E2 6/16/77    ESC
                              i   5   7   II   ;S  2l   27  3S   45  SO   SO



                                     DROP SIZE  pm . ,0
                                                  1.0
                                               o
                                               o
                                                 0.5
                            DROP SIZE DISTRIBUTION

                            E4  6/16/77  ESC
                                                      3   5   7  :l   15  21  27   36  45   SO  30



                                                              DROP  SIZE  m « 10
Fig.  4.    (upper left) Location of 4 ESC  and 2 JHU Samplers at which Drop Size

           Distributions were Measured,   (lower left and  right) Droplet  Count

           as  a Function of  Droplet Size for All  6  Samplers.
                                          711

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                     MASS OlSIKIHUIION

                     Jl b/lb/ff JHIJ
                                         Z
                                         o


                                         §0,
                                         a:
                                         in
                                         3
                                         3.
                                                                   MASS DISTRIBUTION

                                                                   J2  eM/'/f JHU
                                                                          A  A
 MASS OlSIRIBUIION

 El  6/16/77  ESC
   MASS DISTRIBUTION

   E2  6/16/77 'ESC
MASS DISTRIBUTION

E3  6/16/77 £SC
            ;   II   15   ?l


            DROP SIZE
                                                                                          01
                                                                                        E
                                                                                        X

                                                                                       g"
                                                                                       b
                                                                                       
Fig.  5.    Percent Mass  Fraction  as a  Function of Droplet Size  for  the 4  ESC  and  2 JHU Samplers.

-------
-0
h-1
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       6OO
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 CE 40G
 Ul

 S
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        100
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                  FINAL DROP SIZES vs DOWNWIND DISTANCE
                        Q--.
                                                    ~- JHU 77
                                                      WAItNStNSlTlVE

                                                    ™-JHU 77
                                                      ore TKACER

                                                    	ESC 77
                                                                    cr

                                                                    "E
                                                                    E
                                                                    a..
                                                                    o
o  i3o  i3o 300  400
                                   ?3o  eoo
                                              ooo
                   DOWNWIND  DISTANCE m
                        COMPARISON OF MASS
                  FRACTIONS AT TWO  NEARBY SAMPLERS.
                                 r-\
                                                    Jl  JHU 77

                                                    E3 ESC '77
                    200          40O

                          DROP SIZE  r
                                            600
                                                        eoo
                                                                                   COMPARISON OF DROP
                                                                              COUNTS AT TWO NEARBY SAMPLERS.
                                                                                                   	 Jl  JHU  77
                                                                                                      WA1EH! btNS.

                                                                                                   — E3  ESC  77
                                                                                  200
                                                                                             400
                                                                                                        60O
                                                                                                                   aoo
                                                                        DROP SIZE
                                                                 (upper left)  Variation of Mass Median Diameter
                                                                 with Distance from the Tower,   (lower left)
                                                                 Comparison  of Mass Fractions at  Two Nearby
                                                                 Samplers,   (above) Comparison of Drop Counts
                                                                 at the .Same Two Nearby Samplers.

-------
Q

1C-
            SODIUM DEPOSITION RflTE
            JHU DYE DflTfl  --  0.5  KM
                 JUNE 16-17,1977
                       TOWER
                                   SODIUM  DEPOSITION RflTE
                                   JHU DYE DflTfl  —  0.5  KM
                                       JUNE  16-17,1977
                                              TOWER
                                     OBSERVED
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HISLET-SUWSON UfWILESI
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                                                                    - • EStVSCmECKEH
                                                                   	ESC/SOHRCCKZR
                                                                      MU
  310-0   335-0
  345-0    350-0

flNBLE (DEGREES)
                                    355-0
                                            0-0
                                                   S-0
                                 OBSERVO)
                                 MOLF-I
                                 MDLF-II
                                                             330-0
                                                                   335-0
                                                                                  M5-0    3SO-0

                                                                                flNGLE (DEGREES)
                                                                                                355-0
                                                                   0-0
                                                                          ~f~
                                                                          5-0
 Fig.  7.   Comparison of Predictions  of 10 Drift Deposition Models  to  Sodium Deposition Flux Measurements .at
           8 Locations Along the  0.5  km Arc .  .  . Cooling Tower Contribution*Alone.

-------
                  SODIUM DEPOSITION RflTE
                  JHU DYE DflTfl  —  1.0  KM
                       JUNE  16-17,1977
                             TONER
SODIUM DEPOSITION RflTE
JHU DYE DflTfl  —  1.0 KM
    JUNE  16-17,1977
           TOWER
                                           OBSERVED
                                        	 HOSLER-PENft-PENH
                                        - • DVERCflMP-lSWCL
                                        — MtBLO-SLrtGt* (PROFILES)
                                        	 MIflLEJ-SLftOON
                                        	SLIW-II
Ul
                                                                en
                                                                a; o
                                                                0>J
                                                                I
                             OBSD^VED
                             MCLF-I
                             HOLf-II
                             ESC/SCrtiECXER
                             ESC/SORECKER (LIH1IEDJ
                          -  NRI
       MO-0  MS-0     533-0    355-0     0-0
                          flNGLE  (DEGREES)
                                                  10-0
                                                         1S-0
                                                                         345-0
                                                                                 J5D-0
         355-0
        flNCLE
    0-0
(DECREES)
                                                                                                       5-0
                                                                                                              10-0
                                                                                                                     15-0
       Fig. 8.   Comparison of Predictions of 10 Drift Deposition Models  to Sodium Deposition Flux Measurements
                 at 8 Locations Along  the 1.0 km Arc  .  .  .  Cooling Tower  Contribution Alone.

-------
              SODIUM  DEPOSITION  RflTE
              JHU DYE DflTfl  ~ 0.5 KM
                  JUNE  16-17,1977
                         STflCK
                                                   SODIUM DEPOSITION RflTE
                                                   JHU  DYE  DflTfl ~  0.5 KM
                                                        JUNE  16-17,1977
                                                               STflCK
                                   — HflNNfl
                                   	 HOSLER-P£WH>a«
                                   - • ovERow-isiwa.
                                   	UIGLEI-SUMSON [FHFILESJ
                                      UIGLEI-SUUSON
                                      SLlm-II
                                                           38
                                                           X
                                                           §'


                                                           §'
                                                           
        33S-0
                3iO-0
  •H5-0    3SO-0

flNBLE (DEGREES)
                                     3SS-0
                                             0-0
                                                    B-0
                                                  HOLF-!
                                                  WlF-tl
                                                  ESa/SOIHECKER
                                                  CSO/SCHCCKCR (LlnlTEDI
                                                  ItRI
                                                              330-0
                                                                    335-0
                                                                                  3-45-0    3SO-D

                                                                                UNCLE (DECREES)
                                                                                                355-0
                                                                                                        0-0
                                                                                                               5-0
Pig. 9.    Comparison of Predictions of  10 Drift Deposition Models of Sodium Deposition Flux at 8 Locations
           Along the 0.5 km Arc . .  . Stack Contribution Only.

-------
O '

l"
CM
X. C)
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X
(S
r.
              SODIUM DEPOSITION RflTE
              JHU DYE DflTR  ~  1.0  KM
                   JUNE  16-17,1977
                         STflCK
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  355-0    0-0

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                                      5*0
                                             10-0
                                                    15-0
                                     C)
                                     -c.
                                      I
                                     CM
                                     X o
                                     X J.
                                     r: S

                                     CD
                                                           CJ '
                                                           o
                                                   SODIUM DEPOSITION RflTE
                                                   JHU DYE  DflTH  —  1.0 KM
                                                        JUNE 16-17,1977
                                                              STflCK
                                                                                   /\
                                                                                                      HCLT-I
                                                                                                      MKI
                                                                                                      51.K1N--I
..   \
\  \
   \  \
     \   \
                                                               310-0   MS-O
                                                                                   3SS-Q    0-0

                                                                                       (Ut:GREf:S)
                                                                                                  6-0
                                                                                                         10-0
                                                                                                                1S-0
   Fig. 10.   Comparison of Predictions of 10 Drift Deposition Models  of Sodium Deposition Flux at 8  Locations
              Along the 1.0 kin  Arc .  .  .  Stack  Contribution Only.

-------
           SODIUM  DEPOSITION  RflTE
           JHU DYE DflTfl  ~ 0.5 KM
               JUNE:  16-17,1977
               TOWER  RND STRCK
SODIUM DEPOSITION  RRTE
JHU  DYE DflTfl ~  0.5 KM
    JUNE  16-17,1977
    TOWER  RND  STRCK
sr

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/
/
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/ .•';.
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 •i-SO-11   33.S-0
            'iifl-ll    H.S-0
                         "SSt)-D
                                       0-0
                                              5-0
                                                       Ti'J-O   T3S-0
                                                                   'HU-0
                                                                          r —
                                                                         •Jti-0
                                                                                             0-0
                                                                                                    B-0
Pig.  11.   Comparisoji ol: Predictions of 10  Di'ift  Deposition Models to Sodiiun  Deposition Vl\.\x Measurements
          at 8  Locations Along the 0.5 Ion  Arc  .  .  . Cooling Tower and Stack  Contributions.

-------
              SODIUM  DEPOSITION  RRTE
              JHU DYE DRTR -- 1.0 KM
                  JUNE  16-17,1977
                  TOWER  RND  5TRCK
                                      OBSERVED
                                    - • ovEKCfirr-isfina.
                                	 WIGLEr-SUUSON
                                                (PROFILES)
CM
*
s
CO
     	1	J"r~"'""r'~	r—	1	r—-—  i
   HO-0   3i5-0    150-0    3SS-D     0-0     6-0     10-0
                      flNSLE [DECREES)
1S-0
                    SODIUM  DEPOSITION  RRTE
                    JHU  DYE DRTR ~  1.0 KM
                        JUNE  16-17,1977
                        TOWER  RND STRCK
                                                                                                    OBSEKVU)
                                                WOLF-II
                                         	_ . ESC/SCtKtUQJt
                                            	 ESC/SCtKKCKER (LIHITIDJ
                                            	 UK I
                                                a. INK-i
         •sin-o   3iS-o
                      33.1-0    3SS-0    0-0

                           flNBLE  (UECKLTS)
                                            E-O
                                                  10-0
  Pig.  12.   Comparison of Predictions of 10 Drift Deposition Models to Sodium Deposition Flux Measurements
             at 8 Locations Along the 1.0 ton Arc  . .  .  Cooling Tower and Stack Contributions.

-------
                    COOLING TOWERS AND THE LICENSING
                         OF NUCLEAR POWER PLANTS

                              J.  E. Carson
                Division of Environmental  Impact Studies
                       Argonne National  Laboratory
                    Argonne, Illinois   60439,  U.S.A.
ABSTRACT
One provision of the National  Environmental  Policy Act of 1969 requires
quantitative estimates of the effects of effluents from cooling towers
used by nuclear power plants on the local  air environment.   Meteorologists
were required to make these predictions even though adequate quantitative
observational data at operating power plants were not available and for
which accurate, proven models did not exist.  Many of the environmental
questions raised concerning the use of wet cooling towers in the early
1970's have been sihown to be, in fact, non-problems:  acid rain, plant
damage due to salt drift from fresh water cooling towers, fogging and
icing from natural-draft units, offsite fogging and icing from mechanical-
draft towers, etc.

The procedures used in the environmental  review process are discussed.
Examples of the types of questions raised at environmental  hearings, for
some of which good answers are not available, will be discussed.  Obser-
vations at hundreds of operating cooling towers in the United States and
in  Europe show that, except for the visual impact of the towers and their
visible plumes, wet cooling towers are effective, economical heat sinks
that are environmentally acceptable if properly constructed, maintained
and sited.
 INTRODUCTION

 The National Environmental Policy Act of 1969 (NEPA) completely altered
 the method of licensing of many facilities, including the issuance of con-
 struction and operating permits for nuclear power plants.  The NEPA
 review process, as outlined in the Act and expanded by court decisions,
 requires a much more thorough, expensive and systematic review of the en-
 vironmental impacts of the proposed facility than was previously required.
 Among other items, NEPA requires an analysis of all alternatives to the
 proposed action.  For nuclear power plants, these include not building any
 new generating capacity, using other than nuclear fuels, locating the plant
 on other sites, and using other types of cooling systems.  The benefit/
 cost ratio is one of the methods to be used to determine whether or not
 the license should be granted.

 The bottom line of the NEPA process is the decision by the licensing agency
 (in this analysis, the Nuclear Regulatory Commission, NRC), whether or~not
 to issue a permit for the construction or operation of the facility.  A
                                 720

-------
"no" verdict is made if one or more of the environmental  impacts is not
acceptable for that site; for example, using mechanical-draft cooling
towers next to a major highway.  Another example would be a threat to an
endangered species.  Or the licensing agency, using a number of criteria
including the benefit/cost analysis, may require that one of the alter-
native sites, cooling systems or fuels be used.

It should be remembered, and many opponents of nuclear power seem to
ignore this fact, that it is not possible to generate energy from any
source with creating some negative impacts on the environment.   The NEPA
review process is the method used to insure that the total  environmental
impact of the proposed power plant is low and acceptable.

As a result of the National Environmental Policy Act of 1969 and the
Calvert Cliffs court decision, the Directorate of Licensing of the United
States Atomic Energy Commission (AEC, now the U.S. Nuclear Regulatory Com-
mission) entered into a crash program to write environmental impact state-
ments (EIS's) as a step in the licensing of nuclear power plants and other
facilities.  Argonne National Laboratory (ANL) is one of the three national
laboratories that have served as consultants to the AEC/NRC in the pre-
paration of EIS's.  I was assigned to write the meteorological  sections
of the EIS's prepared by ANL.  In this paper, only those items  related to
the environmental impacts of waste heat on the atmosphere are discussed.

As part of the program to prepare EIS's, several meteorologists, Includ-
ing consultants for the utilities and the author, were forced to become
"instant experts" on the effect of cooling-system effluents on the atmos-
phere.  We were (and are) required to make quantitative oredictions of the
effects of the cooling system on the local air environment—effects such
as fogging, icing, and drift.  Recent trends indicate that EIS's may be
required for fossil-fueled plants and many other types of facilities.
Unfortunately, the state-of-the-art in atmospheric understanding and model-
ing is such that meteorologist are not able to make accurate, quantitative
predictions on how the atmosphere will react to the large amounts of heat
and water vapor generated from limited areas per unit of time from closed-
cycle cooling systems.

A survey of the literature in the early 1970's indicated lots of generali-
ties but very little factual information on cooling-tower effects.  State-
ments with as little usefulness and authority as "cooling towers have the
potential to cause fogging and icing" were found all too frequently.  In
addition, some of the facts presented were wrong (for example, the drift
rates from cooling towers were quoted as about 0.2%).  Also, the time
available to become an "expert" was quite short.  Nevertheless, meteoro-
logists both for the NRC and the utilities are required to make these
estimates and publish them in Environmental Reports (ER's prepared by the
Utility) and Environmental Statements (ES's prepared by the NRC).  We later
have the dubious privilege of defending our analyses and conclusions in
public hearings.  These calculations and analyses must be made even though
the complex processes involved are not understood and for which adequate,
proven models are not available.  Even in 1978, the amount of high quality
                                  721

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observational data on cooling tower drift and plumes is small.   A large
number of mathematical models have since been developed; however, none
of the models has so far been shown to accurately simulate nature over a
wide range of tower and atmospheric conditions with the degree of pre-
cision needed for the NEPA process.
STEPS IN THE PREPARATION OF ENVIRONMENTAL IMPACT STATEMENTS*

It should be remembered that an EIS is a legal  document whose primary
function is to provide factual, quantitative information on the environ-
mental impact of the proposed installation (and alternative plant
designs and sites) to both the public and to licensing and regulatory
agencies, who in turn use this information in their decision-making roles.
The key word to be considered in writing a section of an EIS is impact
rather than effect; the agencies and the public are more concerned with
how the plant will affect people, fauna, flora, and the environment than
with processes or effects.  For example, if it can be shown that plumes
from natural drift cooling towers never causes  fog or that drift from a
freshwater cooling tower with state-of-the-art drift eliminators never
casuses problems to the biota due to salts or wetting, no model  or study
should be required to prove it for each plant.   Thus, it is not sufficient
to only predict the frequency, extent, and severity of a specific event
(such as fogging and icing from a mechanical-draft cooling tower or cool-
ing pond); some effort must be made to estimate how these changes will
affect people, traffic, flora, etc., which is usually a much more diffi-
cult problem.  Frequent fog in winter from a MDCT or cooling pond over a
vacant  field owned by the utility is quite acceptable whereas fog only a
few  hours per year over a busy highway is not acceptable.  The atmospheric
effects of a cooling system depend primarily on the type of cooling system
selected and on the local climate; the impact of the cooling system will
be controlled to a considerable degree by the location of the cooling de-
vice with respect to roads, homes, trees, etc., and on the height of
release.

A brief summary of the NEPA review process for the atmospheric effects
of waste heat from a nuclear power plant is presented below (similar pro-
cedures are taken for the other environmental impacts as well).   First,
the utility (or its consultant meteorologist) prepares its assessment of
the impacts of the cooling system selected for the plant (plus all of
viable alternative cooling systems for that site) on the air environment.
This massive document (up to 8 thick volumes),  the ER, is sent to state and
local agencies, the NRC, EPA and other federal  agencies, and is made avail-
able to the public and to potential opponents.   NRC meteorologists use
this report, plus information from other sources (such as literature re-
ports, field studies, models, personal observations of cooling towers in
action, and the known environmental impacts from cooling systems) to pre-
pare  its own independent analysis.  Independent is a key word in the
description of the NRC analysis.	
*In this paper, the term Environmental Impact Statement includes both ER's,
prepared by the applicants, and ES's, prepared by the regulatory agencies.
                                  722

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The NRC's environmental review for the plant is published in the Draft
Environmental Statement (DES), which is circulated to local, state and
federal, regulatory agencies, potential intervenors and the public for
comments and criticisms.  After a 45-day comment period, the responses
to the DES are collected, studied, and responded to by the NRC staff.
The NRC then issues a Final Environmental statement (FES), which in-
cludes the staff's responses to the comments and questions generated by
the DES: a reproduction of all written messages received is included in
the FES.

The FES is then recirculated to all interested parties and, after a suit-
able waiting period, a public hearing before the Atomic Safety and Licens-
ing Board (ASLB) is held.  These hearings are conducted in an adversary
environment.  Statements in the FES and ER are used by the ASLB in its de-
liberations as to whether or not the facility should be licensed.   All
parties to the legal process are free to challenge the accuracy or
adequacy of the statements made in the FES and ER, present new information,
or raise new issues: the NRC and the utility may use Supplemental  Testi-
mony (a written, signed, sworn document) or present expert testimony at
the environmental hearing.

The rules-of-evidence at an ASLB hearing are quasi-legal; that is, they
are not as strict as those in a civil or criminal case.  Hearsay evidence,
which includes observations and opinions not put in writing by plant
personnel or others as to, for example, the actual extent and frequency of
fogging and drift at an operating power plant, may be admitted into the
record; such testimony is usually given "low probative value"--legal talk
for "we hear you but we really don't believe it."  An oral statement at
a hearing that, for example, no one has reported damage from acid misting
as a result of the merging of an S02 plume with that of a NDCT cannot
be used as proof that  it does not occur.  The regulatory agencies are like
other legal bodies; they want documentary evidence that can be placed
into the record.  Many of those participating in the review process and
those in the hearing room have never seen a big cooling tower in operation.

It is my experience that the most useful type of evidence is a written
report  published in a  quality, refereed journal.  This report is then
referenced  in the ER,  DES, FES or supplemental testimony, docketed and
made available to the  public by being placed in public reading rooms.
Thus, all parties to the hearing can determine the accuracy and validity of
your sources of information and the basis for your conclusions.  The
accuracy or  validity of such references  is rarely questioned.  Big reports
describing  field studies are also very useful, as are  theoretical  (model)
studies and  generic reports.

It should be pointed out that the burden-of-proof that what is said  in the
ER and  ES is true and  complete rests with those who prepared them, and that
intervenors, the utility or ASLB members can challenge any statement  made
or make their own independent assessment.  It is of course  hard to prove
that postulated long-term or subtle effects will rarely or  never  happen,  or
are truly insignificant.  A frequently heard phrase at these hearings  is
"if you cannot say with 100% confidence what will happen  and then  prove it,
don't build the plant."

                                   723

-------
The objective of most intervenors is to either prevent the construction
of the power plant, force a change in location, or force the utility to
make a major change in plant design (for example, change from once-through
cooling to cooling towers).  (Some intervenors want to stop the construc-
tion and/or operation of all nuclear power plants; others are trying -to
prevent the construction of all  new electric generating stations.)   The
best way for an intervenor to attain his objective is to present a  positive
case at the ASLB hearing; that is, present written evidence and/or  expert
testimony that some aspect of proposed nuclear power plant is in fact
environmentally not acceptable.   He can also attempt to show that the NRC
staff's analyses are wrong or inadequate; the best way to do this is to
present a positive case.  The mere assertion that the NRC has not provided
a satisfactory analysis is usually not sufficient.

The ASLB, which consists of three members, then makes its decision,  based
on the ER, FES and all of the other documents introduced into the "record"
during the lengthy review process, plus transcripts of the hearing.

The ASLB's decision can be appealed within the NRC structure to the  Atomic
Safety and Licensing Appeal Board, or the Commission itself,  which may
reverse all or part of the decision, or call  for further testimony and
evidence on specific points.

Appeals to the civil courts have also been used to delay or suspend  the
issuance of a construction or operating licenses.

A large number of atmospheric effects of cooling systems can probably be
answered by "too small to be measured" or "too small  to be significant."
However, merely saying it doesn't prove that the effect is too  small — the
conclusion must be proved by actual measurements or a validated model  to
become acceptable evidence.  Mesoscale weather changes, such as the  genera-
tion of clouds, additional precipitation and severe storms, should be
items of major concern.  An unfortunate consequence of the NEPA review
processes is that it encourages  the formation of energy parks — it takes
very little additional effort, money and time to license multiple-unit
power stations than a single unit.  Power centers containing a  nuclear
capacity of 6500 MWe, are now being reviewed; even larger ones  are being
discussed.  There must exist a critical  heat load for a given site which,
if exceeded, can create its own  mesocirculation or heat island  and thus
create inadvertent weather changes.  However, no one knows where this
limit is.
MATHEMATICAL MODELS AND EIS's

One of the unfortunate features of the EIS work is  the  emphasis  placed on
quantitative estimates; the numbers generated by models which  do not
accurately simulate nature tend to be more acceptable and given  higher
probative value than are observations made at operating power  plants.   In
one case, a utility spent money to hire a meteorological  consultant"to de-
velop a computer simulation program for a NDCT at a proposed nuclear plant,
                                  724

-------
but has never taken a single plume measurement from his own operating NDCT's
located 20 miles from the proposed site, or tried to compare actual plume
behavior with his model.

Since the primary use of cooling tower models in EIS work is to determine
the environmental acceptability of that tower for a specific heat load at
a known location, only a model that has been shown to accurately predict
Illume and drift parameters for that tower size and for that climate (that
is, a fully validated model) should be used.  Unfortunately, none of the
models now available has been proven to be sufficiently accurate.  For
example, a model was used to predict the frequency and extent of fogging
from various types of cooling towers for a nuclear power plant which may
be forced to convert from once-through to closed-cycle cooling.  The model
for mechanical draft cooling towers predicted a few hours per year of fog
over a nearby (300-350 m) major highway.  If we had complete faith in the
model, the MDCT could have been listed as an acceptable cooling system.
However, the lack of proven accuracy of the model for predicting the
extent of surface fog, the irregular terrain at this site, and the con-
sequences of a wrong decision forced NRC to reject this type of cooling
tower as an acceptable alternative for this plant.  The recommended cooling
system for this power plant, natural-draft towers, would be more expensive
and would have a much greater aesthetic impact.

In the past decade, a large number (more than 50) mathematical models have
been developed and used to make quantitative predictions of plume rise,
plume length, drift deposition, local changes of temperature and humidity,
and other effects that are created by the heat and moisture discharges
from cooling towers.

Although meteorologists have found that mathematical models are very useful
in studying and understanding a wide range of atmospheric processes, the
primary use for mathematical models of cooling tower plumes and drift
has been to provide quantitative predictions of cooling tower effects at
proposed  power plants  for use in environmental reports and environmental
impact statements.  Therefore, mathematical models for this use should be
simple and easy to apply with available data, be inexpensive to run on the
computer, and have been shown by tests with independent^data to accurately
simulate nature  for the range of atmospheric conditions expected at the
new location.   Research-type models can and should be more complex and may
require specialized data—such as vertical profile of wind speed and direc-
tion, air temperature,  humidity, etc.--not readily available at other sites.
 QUESTIONS  RAISED AT ENVIRONMENTAL  HEARINGS

 Most of the issues  raised at the public  hearings  concerning cooling tower
 impacts are valid ones  that must be  addressed.  Typical of the type of ques^
 tion that does have an answer is one posed  at a  recent  public hearing  for  a
 nuclear power plant in  Indiana:  "Will the  heat,  humidity, icing, water
 droplets (due to both fog and drift)  and salts (due  to  drift) added to the
 atmosphere by a  large group of mechanical-draft cooling towers less than
                                   725

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                                        43
one kilometer away decrease the yield of fruit or increase the incidence of
fungus diseases  in a peach/apple orchard located within one kilometer of the
towers?  If yes, by how much?  What can be done to mitigate or lessen the
damage?  If no,  prove it in an adversary environment in a court of law."
Models plus observations of cooling tower plumes in a similar climate and
mathematical models were used to provide answers to this question.   Un-
fortunately, because of the lack of demonstrated proof of the accuracy of
the model used and the shortage of quantified observations at operating
cooling towers of (comparable size in a similar climate), 100% confidence in
the predicted changes of temperature and humidity in the orchard is not
possible.  Compounding the uncertainty of the conclusion is the fact that
biologists cannot state how large the temperature and humidity changes
would have to be in order to affect the fruit trees, lower crop yields,
increase the incidence of fungus and other plant diseases, increase insect
populations, etc.

There are a number of meteorological questions that are raised durinq the
environmental review process that do not have provable (in either the
scientific or legal sense) answers.  These questions, which are valid ones,
relate mostly to mesocale effects, such as local climatic changes, generation
of clouds, snow showers, thunderstorms, and tornadoes.  Unfortunately, the
state-of-art in cloud physics and other phases of meteorological  knowledge
do not permit us to predict with any degree of certainty what will  be ob-
served downwind of a group of wet cooling towers.  Snowfall from cooling
towers has been reported many times under very cold winter conditions; in
one case, 140 mm (5.5 in) of snow was measured downwind off a complex of
natural draft cooling towers in West Virginia [1].

Given below are samples of questions, raised by the invenors and the ASLB
related to mesocale weather effects raised at the ASLB hearings for a pro-
posed two-unit  nuclear power plant in an area of high frequency of tornadoes:

      "The waste heat released to the atmosphere could also increase the
      incidence  of turbulent weather, fog, icing, inversions and possibly
      climate changes and tornado incidence."

"The  PSAR*  recognizes the climatic effects of the thermal plume.   Obviously
tremendous amounts of energy are present as a result of the thermal plume,
plus  the effect of the up-drafts.  Intervenors believe that, given the
proper climatic conditions (conditions which are not unusual in this area)
the energy and  up-draft will contribute to the existence of additional
precipitation and spawn tornadoes.  The PSAR appears to admit that there are
uncertainties in this area but dismiss the implications without conducting
the necessary experimental basis for rejecting the consequences.   As part
of their answer, Intervenors request and require that Staff and Applicant
test  the effects of the thermal plume under appropriate climatic conditions
and furnish the results thereof.  If these tests were conducted, and it is
the responsibility of Staff and Applicant to do so, the issue could be
resolved.11
 *Preliminary Safety Analysis Report, prepared by the utility.
                                 726

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     "Intervenors  contend  that the applicant  and  regulatory  staff  have
     inadequately  considered the effect of  the  plume  of  the  (proposed
     facility)  cooling towers in the following  areas:  increased precipi-
     tation:   spawning tornadoes.

     "Although  we  have the many days of sunshine  and  wind we also  have
     many tornadoes and earthquakes.  If you  think  you know  someone who
     can predict those things are what will  happen  in them then you have
     fools for advisors."  How would you like  to try to answer this type of
     question,  under oath, in a adversary environment?

Sometimes, intervenors use "overkill" in their  questions and comments in
an attempt to stop the licensing of the facility.   These contentions usually
are relatively easy to answer.  Given below is  the  sworn testimony of a
highly respected professional meteorologist given under  oath at the environ-
mental hearing for a proposed two-unit nuclear  power  in  the  northern part
of the country using a cooling pond.  "The second feature of this winter
situation is that the fogging will almost'certainly occur as liquid drops
at sub-freezing temperatures.  All exposed surfaces will be  subject to rim-
ing and glazing.  Roads within a mile or so downwind  of  the  pond are likely
to be impassable throughout the winter.  How far  out  occasional espisodes of
hazardous driving conditions are likely to extend is  speculation."  Under
cross examination, the witness was forced to admit  he had never seen a
cooling pond in operation, and that his estimates of  distance of fogging
and the duration of icing were too high.

If all or part of the written or .   i testimony of  a  witness at the hearing
is shown to be incorrect or otherwise unsatisfactory, the remainder of his
testimony is (and should be) given low probative  value.  The above state-
ment is especially true for witnesses for the utility or the NRC.  In other
words, one incorrect bit of information can destroy the  creditability of
the witness for all other issues as well.

Some contentions are false, and can easily be refuted.   One  example was made
at a recent hearing (I have altered the wording of  the question slightly):

     "local observation indicated that when the plant was shut down on (date)
     for three months, it was because so much snow  and ice had deposited
     on (a local major highway), about 0.8 km from  the plant that  the utility
     feared suit in case of accidents."

This nuclear power plant was shutdown for refueling before heavy natural
snowstorms created this traffic hazard.

A question that has been asked of several locations that is  hard to answer is
that of acid rains caused by the merger of S02  and  other gases from fossil
smoke stacks and cooling tower plumes:

     "the interactions of the plume and the vapors  from  said plant with emis-
     sions of oxides of sulfur and particulates from  other existing fossil fuel
     plants in  the area,  including a fossil  fuel  plant located within one mile
     of the city of 	and with temperature inversions,  common to the area,
                                   727

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     will produce unacceptable adverse effects on the historic building and
     property in the city of    _     and to the health of the citizens of the
     city of	."

This particular contention was easy to answer, as wind conditions favorable
for plume merger carried the merged plumes away from the city in question.
But proving that significant impacts due to a merger of fossil chimney
eflluents and cooling tower moisture will  not occur remains.

Fortuantely, one comment heard frequently a few years ago is  rarely used now:
"Build a cooling tower and all the thermal  problems will  disapear."  This
is simply a false statement.   While certain thermal effects are reduced or
eliminated, others are created which, for a specific location, could be worse.
This is especially true if a plant is forced to retrofit to another cooling
system either during construction or after the start of operation.

A problem of communications with the boards and the public is the lack of
precise meaning of certain words.  "Salt"  means "NaCl" to most people; there
is little of this material in the blowdown and drift from cooling towers at
inland sites.  The effects of NaCl on plants, metal, etc., are quite dif-
ferent from that of the CaS04 and other materials in drift.   "Fog"  and "ice"
are other poorly understood terms.  Most people at these hearings feel that
fog is only present when "one cannot see his hand in front of this  face"
and ice is hard and dense like ice cubes.   Cooling-tower fog  that restricts
visibility to 300 m (1000 ft) is not a traffic hazard but is  "fog"  to meteor-
ologists.   Ice produced by cooling tower plumes is light, friable rime ice
of little strength and very low density; such ice does not cause damage to
structures or vegetation.  Cooling tower fogs rarely cause ice on clear
road surfaces.  At one hearing concerning a cooling pond, I showed  photo-
graphs of steam fog over the pond; the reaction was "Is that  what we are
talking about?  Forget it.  Go on to the next topic."  I  have used  movies
and color slides at public hearings; they did a much better job of  explain-
ing what happens than several pages or days of testimony.  I  strongly urge
all of you to document your observations with photographs and movies (be
sure to include date, time, weather conditions, etc.), as they are  very
effective pieces of evidence.  The old saying that a picture  is worth a thou-
sand words is very applicable in EIS work.
WAYS TO IMPROVE THE EIS PROCESS

In my opinion, which is shared by most  people  in  the  field,  the  primary
reasons meteorologists are not able  to  make  accurate,  quantitative  estimates
of the atmospheric effects of cooling-system operation required  by  the NEPA
review process is the lack of systematic  detailed observations made at operat-
ing power plants.  Therefore, there  is  a  need  for a series of major field
experiments at power plants with  mechanical-draft and  natural-draft cooling
towers, spray canals, once-through cooling,  and cooling ponds    One result
of these field observations would be to clearly identify and quantify the
environmental problems caused by  cooling  systems, and  to indicate which  of
                                728

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the postulated issues are in fact nonproblems and need not be considered
further.  Another result of equal importance would be the construction of a
suitable data base that would al>ow mathematical  and physical models to be
developed and adequately tested.  These models could than be used to predict,
with accuracy and confidence, conditions at proposed power plants in other area
areas.  As a result, multimillion-dollar design decisions, which are'now
being based on very poor information, would be supported on a more accurate
and complete assessment of cooling-system effects.

The observations would also be used to formulate "rules-of-thumb" that could
be used in determining the environmental acceptability of a specific cooling
system on a given site.  For example, if more thorough observations show that
fog from MDCTs and cooling ponds does, in fact, always or almost always
evaporate or rise above the surface within a short distance, then no model
would be needed for acceptance of such a cooling system on another site.
But "how far is far enough" remains a valid question requiring a quantita-
tive answer that can only come through observations over a wide range of
meteorological conditions at operating cooling systems.  Such "rules" could
be used by the decision-making agencies without the need to model each and
every proposed plant.  These agencies could also dismiss with confidence those
environmental concerns that have raised at public hearings but which are
known to be insignificant (such as temperature and humidity changes downwind
of NDCTs) or do not in fact occur (fog downwind of NDCTs).

Finally, the studies would lead to a series of generic reports that would be
very useful to the regulatory and licensing agencies and for educating the
general public.  If such reports were now available, much of the wheel-spin-
ning that is going on  in the EIS procedure would be eliminated, with a con-
siderable savings of time, effort and money for all parties involved.  These
generic reports should summarize and evaluate our present knowledge of cool-
ing tower effluents, and include a critical comparison of the models now
available.  If such generic reports or "rules" were now available, each
utility would not be required to "reinvent the wheel" each time it generated
an ER.

There is a large amount of good  factual data and information locked up in the
files of cooling tower manufacturers, power companies and their consultants.
This data, if properly summarized and published, would demonstrate the actual
impact  of cooling towers on the air environment, would shorten the time and
effort  to complete a NEPA review, and could lead to a better selection of
cooling system for a specific power plant.  The dollar and time savings
would be very large.  The legal and other values of such studies buried in
classified files are zero.
SUMMARY

Due both to shortages of cooling water and to regulatory actions, future
power plants—both fossil and nuclear—will use evaporative closed-cycle
cooling systems to dissipate their waste heat directly to the atmosphere.
                                  729

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Unfortunately, the state-of-the-art  of atmospheric  knowledge  and modeling is
such that meteorologists  are not now able  to  predict  quantitatively how the
atmosphere will  react to  the large amounts of heat  energy  and water vapor
that it will  be forced to absorb from limited areas fo  cooling towers,  cool-
ing ponds, and spray canals.   Conceivably, critical heat release rates  may
exist which,  if exceeded, may lead to considerable  effects, such as the
formation of extra precipitation,  severe storms  and/or  tornadoes.

Closed-cycle cooling methods reduce  but do not eliminate chemical  and thermal
discharges into the aquatic medium;  they transfer the primary area of impact
from hydrosphere to the atmosphere.   These cooling  systems do create adverse
atmospheric effects (such as fogging and icing,  noise,  drift,  greater evapora-
tive loss of water, esthetics,  etc.) which may be environmentally unacceptable
at some sites.

Because evaporative or wet cooling towers  provide a convenient,  dependable,
economical, and well-understood method of  rejecting heat directly to the
atmosphere, they are usually chosen  as the means of heat rejection for
power plants and large industrial  plants. ' Where sufficient level  land  is
available near the plant at moderate (i.e., farmland) prices,  cooling lakes
or spray canals may be utilized.  Occasionally,  to  meet some  stringent  con-
dition such as the lack of cooling water at a mine-mouth plant,  a  dry cooling
system will be installed, even for a large heat-load  plant.

The primary impact of the operation  of natural-draft  cooling  towers is  their
visual bulk and the formation of visible plumes  that  remain aloft.   Plumes
as long as 80 km may be generated; under certain weather conditions, snow
does fall from these plumes.   Most of the  postulated  adverse  impacts—such
as fogging, acid mist formation, noise, and the  wetting, icing,  and salt
deposition due to drift with towers  using  fresh  water for  makeup and state-
of-the-art drift eliminators—do not, in fact, occur.

Aerodynamic downwash frequently brings the plume from mechanical-draft  cool-
ing towers to the ground next to the tower.  The plumes will  evaporate  or
lift due to their buoyance to become a cloud  deck within a short distance
(of the order of 0.4 km).  Thick deposits  of  light, friable rime ice may be
generated in this zone.  Most of the drift that  does  fall  to  the ground will
do so within the same distance.  Thus, areas  of  adverse impacts  are limited
to those quite close to the cooling  towers—the  exclusion  area required for
nuclear power plants.  Observations  at operating facilities indicate that the
rate of deposition of salts from drift is  very low  and  below  the threshold of
injuring to vegetation.  Recent improvements  in  drift eliminator design reduce
the already low drift rates by an addition order of magnitude or more.
Salt-water towers equipped with these devices  could  become  environmentally
acceptable even in areas  of salt-sensitive crops.

The question of the degree of mesoscale weather  modification  by  cooling tower
plumes, either wet or dry, cannot be satisfactorily answered  at this time
due to our lack  of understanding of the atmospheric  processes involved and
the inadequacy of available modeling techniques.  Very  little information is
currently available on the possible  effects of large  plumes on severe weather
                                  730

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events such as thunderstorms, hail, severe rainstorms, and tornadoes.  Some
observers think that severe thunderstorms, and even tornadoes, can be caused
by cooling tower effluents during very unstable weather situations.  This
question remains unanswered.

Cooling ponds and spray canals will cause frequent fogging over the w-ater
surface; this fog may move inland several hundred meters before lifting,
becoming very thin, or evaporating,  Because of the larger area of heat
release from ponds and canals, fogging and icing conditions are less severe
near these cooling options than near mechanical-draft cooling towers.  There
is no drift from a cooling pond; drift and icing near spray canals can be
heavy but restricted to a hundred meters or so from the canal.

When I was a graduate student at the University of Chicago many years ago,
I was furtunate in having as one of my professors Dr: Carl-Gustaf Rossby,
the great Swedish/American meteorologist.  One day in class in the late 1940's
1940's  (this is in the B.C. era:  before computers), he had a long, complex
set of partial differential equations on the blackboard.  His comment, which
still has relevance in the A.C. (after computers) era and should not be
ignored, went something like this:  "I cannot solve these equations.  Nature
can and does solve them, with no approximations or assumptions.  All I need
to do to get nature's accurate solution  is to carefully read the weather map."

Nature can and does solve the complex set of equations related to cooling
tower emissions; all we need do to find  the exact solutions to these complex,
not fully understood physical processes—with no approximations, no assump-
tions, no errors due to finite grid sizes and time steps—is to make careful,
detailed observations at operating cooling towers.  The answer is that
modern  cooling towers in good repair and properly sited, have a low and ac-
ceptable impact on the air environment.
 REFERENCE

 1.   R.  E.  Otts,  "Locally heavy snowfall from cooling towers," NOAA Tech.
     Memo.  NWS  ER-62,  December 1976.
                                  731

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                  A DESIGN MliTMOD FOR DRY COOLING TOWERS
                       G.K.  Vangala and I.E.  Eaton
                    Mechanical Engineering Department
                          University of Kentucky
                     Lexington, Kentucky,  USA  40506
ABSTRACT

The cumulative cost of a large dry cooling tower is minimized by simul-
taneously optimizing the heat exchanger area and air friction losses; the
optimization parameters are sensitive functions of the initial temperature
difference (ITD).

For a given value of ITD, the air temperature rise varies from its opti-
mum value because, even though the air friction losses are minimal at the
optimum air temperature rise, the heat exchanger area decreases monoton-
ically as the normalized air temperature rise decreases.
INTRODUCTION

The continuing growth in demand for electric power requires planning, sit-
ing, and construction of large central generating stations.  These stat-
ions use a regenerative Rankine energy conversion cycle which typically
rejects two-thirds of the energy input as waste heat and which requires
low heat sink temperatures for high efficiencies.  Most power stations
reject heat using cooling towers which transfer heat from water to air.

There -are two basic cooling tower types, i.e., wet and dry; see Parker
and Krenkel [l] for a. detailed introductory discussion.  However, few
dry towers have been used for cooling central electric generating stat-
ions.  The wet or evaporative cooling tower has the advantages of a lower
cost and a lower, sink temperature (the wet bulb temperature) than a dry
tower.  A major disadvantage of wet towers is the high water consumption
and the associated environmental effects due to fog and drift.  While
the dry cooling tower approaches the dry bulb temperature, it neither
consumes water nor releases moisture into the atmosphere.

Typcia.1 schematics of dry cooling towers are shown in Figure 1.  The nomen-
clature used in this work is listed at the end of the text and illustrated
in Figure 2.
OBJECTIVES

Because of problems associated with power plant siting, the dry cooling
tower is receiving serious consideration as a heat rejection technique
                                    732

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for large central generating stations.  However, large dry cooling towers
are inherently expensive,and a careful cost optimization results in large
capital savings.

Although the optimization of various dry cooling tower design parameters
has received considerable attention, little has been reported on the over-
all design of a cost optimized dry cooling tower.  This paper presents a
method for dry cooling tower design which uses the existing literature
and standard sourcebooks on heat exchanger design and performance to ar-
rive at a cost optimized dry cooling tower for a specific application.
The general method presented incorporates a detailed analysis of heat
exchanger performance and sizing based on the results of intensive work
reported by others which pertains to dry cooling tower design.

DRY COOLING TOWER DESIGN METHOD

The design of a dry cooling tower is determined by the ambient dry bulb
temperature, the hot fluid temperature, the heat rejection rate, the
hot fluid properties, and the optimum cooling system cost.

The design method presented proceeds by determining the air friction losses
and heat exchanger area based on the optimum air temperature rise across
the heat exchanger.  Next, a specific heat exchanger type is selected, and
the number of tube columns and fluid passes, as well as the tube length
are determined.  The best heat exchanger type is selected from the alter-
natives considered based on an evaluation of cost and performance as is
illustrated in  Figure 3A.

With the type of heat exchanger selected, the optimum tower design is
established based on cumulative cost while the air friction losses and
air tempei-ature rise are varied as is illustrated in Figure 3B.

Air Friction Losses
The basis of the air friction loss analysis for the design method present-
ed is essentially adapted from work by Moore [2,4].  The tower is treated
as a duct, and expressions for air friction losses, i.e., either tower
height or fan power, are obtained.

Moore [3] has defined an air friction loss function as:
^ is minimized for various values of normalized approach, and correspond
ing values of normalized air temperature rise were found.  From Table 1,
it may be seen that the normalized air temperature rise is not a strong
function of the normalized approach; therefore, in this work, iterations
to establish the optimum tower cost were initiated with a normalized air
                                    733

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temperature rise of 0.83,  irrespective of the value of the normalized ap-
proach.

Heat Exchanger

With this, the heat exchanger is designed such that it operates at the
predetermined optimum conditions.   Knowing the heat rejection requirement
and the optimum operating conditions, the total heat transfer area may be
established [3,4].

Next, using heat exchanger design sourcebooks, cf. , references [5], [6],
and [7]) and work on the Rugley dry tower [8], a specific heat exchanger
type and its design parameters, i.e., K, E,  and F,  are selected simultan-
eously.  K is the ratio of friction coefficient to Stanton number (K =
f/St) [6]; E is a coefficient combining water side resistance and air
side effectiveness, see reference [7]; F is  a coefficient expressing
counterflow equivalence [5].

A particular category of heat exchanger which has small values for K and
hydraulic radius must next be chosen.  The weight, of heat exchanger per
unit air side heat transfer area is minimum for a device in which the fin
surface area dominates.  The plate-fin type heat exchanger typically will
have the ideal surface-to-mass ratio.  Reference [5], Figures 10-52 through
10-64,  illustrates various plate-fin heat exchanger designs.  One must
select  and examine several heat exchanger designs in order to determine
the design which optimizes cost and performance.

The selection of a specific heat exchanger type establishes the geometric
parameters of the heat exchanger.  Then, computations are made to evaluate
water travel distance, number of water passes, and the number of water tube
columns.  An iterative procedure which varies K, E, and F is used to op-
timize  cost and performance for the heat exchanger type selected.  The
optimized cost and performance results for several heat exchanger types
are then compared to establish the optimum heat exchanger type.

Cumulative Cost Optimization

Next, the total tower  cost is optimized by varying the air temperature
rise and the air friction losses.

The optimum air temperature rise for which calculations have been made.
only optimizes air friction losses.  In order to minimize true heat ex-
changer area, the air  temperature rise must be smaller than the air fric-
tion optimized value [9], see Figure 4A.  The dashed lines show the var-
iation  of tower size with air temperature rise while the solid lines show
the variation of the heat exchanger area.

Thus the air temperature rise value is varied, and the corresponding
variations of air friction losses and heat exchanger area are evaluated.
This procedure will determine the optimum air temperature rise based on
                                    734

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a cumulative cost criterion.

From Figure 4B, it may be seen that the air friction losses (tower height)
approach their minimum value at large values of heat exchanger area.  In
order to conclude the cost optimization, the ratio of the design tower
exhaust area to the tower exhaust area corresponding to the optimum air
friction losses is iteratively determined.
APPLICATION OF THE METHOD

The application of the dry cooling tower design method presented will be
illustrated for the case of a 200 MWe electric generating station with
seasonally varying load and ambient conditions.  Typical variations of both
the system load and the ambient dry bulb, temperature during 1976 are il-
lustrated in  Figure 5.  The peak load may be seen to occur when the ambient
temperature is the lowest  thus  improving the attractiveness of a dry
cooling  system.

The complete  dry  cooling tower design optimization procedure will be repeat-
ed for each month and the solutions compared.  Ultimately, a tower design
will be  obtained  that includes the optimum air temperature rise, the opti-
mum ratio of  exhaust area to its minimum value based on air friction losses,
and the  optimum type of heat exchanger which will minimize the cumulative
tower cost.

The numerical results for this case will be presented in detail at the
Conference.
                                    735

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 REFERENCES

 [l]   J.L.  Parker and P.A.  Krcnkel,  Plr/jn^n^nnM^^
      Thermal  PoUution_ (Cleveland,  CRC Press,, 1970).

 [2]   F.K.  Moore, "On the Minimum Size of Large Dry Cooling Towers with
      Combined Mechanical  and Natural Draft," Journal^ ofJieat Transf er,
      Vol.  95. Series C,  August 1973, pp. 383-389.

 [3]   B.M.  Johnson and D.R.' Dickenson, "On the Minimum Size for Forced
      Draft Dry Cooling Towers for Power Generating Plants," Dry and Wet/Dry
      Cool-ing Towers for Power Plants (New York, ASME,  1973), pp. 25-34.

 [4]   F.K.  Moore, "Dry Cooling Towers," Advances in Meat Transfer, Vol.  12
      (New York, Academic Press, 1976), pp.  1-75.

 [5]  F. Kreith, Principles of Heat Transfer, 3rd Edition (New York,
      Intext PressT 1973).~'~

 [6]  W. Kays and A.L. London, Compact Heat Exchangers, 2nd Edition (New
      York, McGraw-Hill,  1964).""

 [7]  F.K.  Moore, "Minimization of Air Heat-Exchange Surface Are;js in Dry
      Cooling Towers for Large Power Plants," Dry and Wet/Dry Cooling Towers
      for Power Plants (New York, ASME,  1973) .^PpTT^Z^

 [8J  P.J.  Christopher and V.T. Forster, "Rugeley Dry Cooling Tower System,"
      Proceedings of the Institution of Mechanical Engineers, Vol. 184,
      Part I, No. 11, 1969-70, pp. 197-221T"

 [9]  F.K.  Moore and T. Hseih, "Concurrent Reduction of Draft Height and
      Heat Exchange Area for Large Dry Cooling Towers," Journal of Heat
      Transfer, Vol. 96, Series C, August 1974, pp. 279-"285~!

[ 10]  M.W.  Larinoff, "Dry Cooling Power  Plant Design Specifications and
      Performance Characteristics," Dry  and Wet/Dry Cooling Towers for
      Power Plants  (New York, ASME, 1973), pp. 57-83"

 [ll]  J.P.  Rossie and E.A. Cecil/'Research on Dry-Type Cooling Towers
      for Thermal Electric Generation: Part  I,"  Water Quality Office,
      U.S.  EPA Report 16130EES11/70.
                                   736

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NOMENCLATURE

A     =  Total Heat Exchanger Area
 a
A     =  Heat Exchanger Free Flow Area
A     =  Cooling Tower Exhaust Area
E     =  A Coefficient Combining Water Side Resistance and Air Side
         Effectiveness
f     •  Friction Coefficient
F     =  A Coefficient of Counterflow Equivalence
I     =  Initial Temperature Difference
K     =  Ratio of Friction Coefficient -to Stanton Number
p     =  Ratio of A  to A -Minimum, Based on Air Friction Losses
Q     =  Approach
St    =  Stanton Number
THX   =  Type of Heat Exchanger
a      '  Air Temperature Rise
 »
a     =  Optimum Air Temperature Rise (Optimized for Air Friction Losses)
T     =  Tower Size
 *
¥     =  Optimum Tower Siie (Optimized for Air Friction.Losses)

Superscripts
$     =  Cost Optimized Parameters
*     =  Parameters Optimized for Air Friciton Losses

Subscript
I     =  Normalized with Respect to Initial Temperature Difference
                                  Table 1
          VARIATION OF OPTIMUM, NORMALIZED AIR TEMPERATURE RISE WITH
                      CHANGES IN NORMALIZED APPROACH

          Normalized'Approach (Q.)          Optimum, Normalized Air
                                i                               *
                                            Tcmpcrnturc Risn (a. V
                   0.2                              0.800
                   0.3                              0.313
                   0.4                              0.822
                   0.5                              O.S29
                   0.6                              0.835
                   0.7                              0.840
                   0.8                              0.844
                   0.9                              O.R4S
                   1.0                              0.857
                                737

-------
    NATURAL-
    DRAFT  TOWER
   COOLING  COILS
                                V
If
cu
                                      AIR
                                      FLOW
v
\
\i
FIGURE 1:  TYPICAL DRY COOUNG TOKER SCHT-."AT1CS

         (Taken from Reference [ll])
                                              CO
                                                     MECHANICAL-
                                                     DRAFT TOWER
COOLING COILS
                                                   WATER FLOW
Fir.URE 2;  TFHI'RRATURr  DIAGRAM OF A TYPICAL DRY


         COOLING TOWER HRAT FXCHANQ-R
                  738

-------
         FTGURl:  3A- I^.Y_cnju,r;r. TOWER n'-.r.Tr.N MF/n
                       HEAT EXCHANGFiJ Di'SHIN ni'TIMl/./VnON
              DATA: AMBIENT  TF.MFEKATURE .  HEAT REJECTION KATE
PHYSICAL PROPERTIES
                            EVALUATE ,-ty*   o( *  [1,21
          (1)  SETtf=oC",   (2)  INITIALIZE  P,   (3) EVALUATE  A  ,  A   [4]
                 CHOOSE A HEAT EXCHANGER TYPE  (THX)   [1,7]
           USING [3,4],  CHOOSE HEAT EXCHANGER PARAMETERS  -  E,  K,  F
        EVALUATE WATERSIDE INFORMATION: (I) MW'F.ER OF TUBE COLUMNS,
        (2) 'NUMBER  OF  WATER PASSES,  (3) VJATFR TURF. LENGTH.
               EVALUATE  HEAT EXCHANGER PERFORMANCE AND COST
                      IF NO     /
                     	(    OPTIMUM
                               \	
                                         IF YES
                          OPTItnjM VALUES OF  K,  E, and F.
                 CHOOSE ALTERNATE  HEAT EXCHAMGER TYPE (THX)
          EVALUATE WATERSIDE INFORMATION:  (1) NUMBER  OF  TUBE  COLUMNS
          (2)  NUMBER OF WATER PASSES,  (3)  WATER  TUBE  LENGTH.
                 EVALUATE HEAT EXCHANGER PERFORMANCE AND  COST
                       IF NO     /
/   OPTIMUM  \
                                        IF YES
                        OPTIMUM HEAT EXCHANGER DESIGN
                        (OPTIMUM THX,   K,  E, F)
               •PROCEED TO TOWER CUMULATIVE COST OPTIMIZATION
                                   739

-------
FICUJUT-  7>
.NG
                                                MI'-TIIOD :
               TOTAL  TOWKR  COST OPT I'M T.7ATION


*XfP- CONSIDER OI'TIMIIM HKAT EXC',!1A!1CF.R DF.STGfl ^jj^
(OPTIMUM TUX, K, 1C. K)
1

INITIALIZE P
1

CHOOSE "C (SF.T c<=oC")
1
1
EVALUATE Afi AMD Ag
!

EVALUATE WATERSIDE INFORMATION: (1) NUMBER OF TUBE COLUMNS
(2) NUMBER OF WATER PASSES, "(3) WATER TUBE LENGTH.
1

EVALUATE COST OF HEAT EXCHANGER
EVALUATE CUMULATIVE COST OF TOWER AMD HEAT EXCHANGER
]
1
IF MO / \
/ nPTTMTTM \
1
, IF YES
OBTAIN OPTIMUM VALUC OF o<
i
fc_
** CHOOSE A VA
'

LUF FOR P

EVALUATE A^ nnd Aa
1
r
EVALUATE WATERSIDE INFORMATION; (1) NUMBER OF TUBE COLUMNS,
(2) NUMBER OF WATER PASSES, (3) WATER TUBE LENGTH.
1
1
EVALUATE COST OF HEAT EXCHANGER
EVALUATE CUMULATIVE COST OF TOWER AND HEAT EXCHANGER
'
r s
It' NO / V
-a / OPTIMUM \
                                               IF YES
                                   OBTAIN OPTIMU1! VALUE FOR  P
                               OPTIMUM DESIGN OF DRY COOLING TOWER


                                 OPTIMUM  K,  E, F, Tt!X, <=( and  P
                                    r~—:	-i
                                    11£»-  STOP    -«ai

-------
     25
       02      04      06      00
             Air Temp-eroiure  Rise,  a:

FIG. 4A:  TOWER SIZE FUNCTION - *  (Dashed
          Lines) AND HEAT,  EXCHANGER AREA
          FUNCTION  - a^2  (Solid Linos)

          (Taken from Reference [7])
             Ire;-Flo.. .VIM.  Sc

FIG.  4B:  INFLUENCE OF FREE-FLOW  AURA -   A
          ON TOWER SIZE  -  A   (Solid Lines)

          AM)  HEAT EXCHANCER  AREA - A^
          (Hashed Lines)

          (Taken from Reference [/])
                           90
                           80
                      £   70
                                       J	I     I    I     I
                                                                   I     I     I    I
                                                                                      100 '^
                                                                                       80 «
                                                                                       60 ±
                              J     F    M    A   M    J    J   A    S     0    N    D

                                                 MONTH  OF  1P76
                              FIGURP: S:  §_F.ASOS;AI;_VV\_RIAl'lO\_nF_ PI.AVI'  1 .0 A 0  .VS' P .VI 1! 1 1 • NT_ I ) R V
                                            _            i-nu TIII: _IM:MI;N  C.ASI- IISF.II TO
                                        II.I.USTRATH Till; PKY COOI.INn TOWI-R PI-SKIN MITIIOD
                                                 741

-------
          EVAPORATIVE HEAT REMOVAL IN WET COOLING TOWERS


                                  by
                            Thomas E.  Eaton
                   Mechanical Engineering Department
                        University of Kentucky
                               ABSTRACT
          The ratio of evaporative-to-total (sensible plus evap-
     orative) heat transfer in a wet,  cross-flow, mechanical
     draft cooling tower was analyzed.  The ratio was found to
     vary from 60% to 90% during typical operating conditions.
     The evaporative heat removal fraction increased as temper-
     ature (either wet-bulb or dry-bulb) increased and as re-
     lative humidity decreased.   Similar results were obtained
     for a counter-flow, natural draft tower.
                             INTRODUCTION

Wet or evaporative cooling towers are commonly used to provide for
the cooling of water by direct contact with air.  Two heat removal
mechanisms dominate in an evaporative cooling tower:  evaporative
heat removal and sensible heat transfer.   Sensible heat transfer
refers to heat transfered by virtue of a temperature difference
between the water and air.  Evaporative heat removal refers to the
energy removal from the water as latent heat of evaporation; this
heat removal is the result of the evaporation of water into air
during the direct-contact cooling process.

The cooling tower industry typically quotes the fraction of energy
removed  from the water by evaporative cooling as three-fourths or
about 757o.  As will be shown in this work,  the fraction of the heat
removed by evaporative cooling in wet cooling towers varies between
60% and 90% during typical operating and ambient conditions.  It is
of interest to note that under certain conditions, both the water
and air are cooled by evaporation so that the evaporative cooling
exceeds 100% of the cooling effect on the water alone.

The water evaporation losses from wet cooling towers determine make-
up water requirements.  Although the literature discusses the cal-
culation of evaporative losses (see Hamilton [1], for example), the
specific topic of the fraction of heat removed by evaporation and by
sensible heat transfer has not been quantitatively evaluated [2].

                               742

-------
                                                      w* cri » M In Hq
 EVAPORATIVE
     HEAT
  TRANSFER
   SENSIBLE
     HEAT
   TRANSFER
       FIGURE 1:   TYPICAL PSYCHOMETRIC CHART
                                                   WATER
                                          ELE>5ENTAL VOLU11E (GRID)  DETAIL
FIGURE 2:  SCHEMATIC OF GRID LAYOUT  USED  TO ANALYZE A
           CROSS-Fl'OW. MECHANICAL  DkAFt COOLING
                       743

-------
This paper investigates the influence of variations in ambient  con-
ditions and changes in cooling tower design parameters on  the evap-
orative cooling-to-total cooling ratio in wet cooling towers.   Par-
ticular emphasis is given to the commonly-used, mechanical draft
cross-flow cooling tower design.  Results for a typical natural draft
cooling tower of counter-flow design are also given.

Fundamental Cons i derat ions

The enthalpy H  of a mixture of air and water vapor is given by

                 Hm = 0.240 Td + W (1041 + 0.444 Td)

where W is the humidity ratio (Ibm water vapor/lbm dry air) and T,
is the dry bulb temperature of the mixture.  From the psychometric
chart, see Figure 1, it may be readily determined that the enthalpy
remains nearly constant at constant wet bulb temperature TW.

Sensible heat transfer involves an increase in the dry bulb tempera-
ture of the mixture but evaporative heat transfer involves a change
in the humidity ratio of the mixture.  Thus, a sensible heat trans-
fer from water to air inside a cooling tower involves a horizontal
change on the psychometric chart while evaporative transfer involves
a vertical movement as is illustrated in Figure 1.

In a wet cooling tower, where the tower-on temperature is  greater
than the ambient wet bulb temperature, the air humidity always  in-
creases as the air passes through the tower.  However, as  will  be
demonstrated later, sensible heat transfer may be either positive or
negative.  When the tower-on temperature is less than the  ambient dry
bulb temperature, the sensible heat transfer may be negative and the
air dry bulb temperature will be lowered as the air passes through
the tower; under these circumstances, the air as well as the water is
cooled by evaporative transfer in the cooling tower.

In this paper, the total heat transfer will be taken as the evapora-
tive plus the sensible heat transfer to the air as it passes through
the tower.In cases where air cooling occurs in addition  to water
cooling, the ratio of air-side evaporative and sensible heat trans-
fer to the water-side heat transfer will be greater than 10070.

Consider a counter-flow natural draft cooling tower for example; in
this case the exhaust air conditions are usually saturated.  If the
ambient conditions are known, say 72 F and 507,, relative humidity,
and the exit conditions are determined as sav 96  F  (10Q70  RH) ,  then
the air dry bulb temperature increases by 24 F  (from 72 F  to 96 F),
the humidity ratio increases by 0.030 Ibm-WV/lbm-DA from 0.0084 to
0.0380), and the mixture enthalpy varies by 38.5 BTU/lbm  (from  26.5
to 65.0).  Based on the air-side information only, the fraction of
heat rejected by evaporation can be estimated:  AW(h,- )/AH, or  (0.030)
(1040)/38.5 = 807o.                                  f§

However, because the exit air conditions vary with fill height  in  a
cross-flow tower, the average exhaust conditions must be  determined
before the evaporative cooling fraction can be estimated.
                             744

-------
                   CROSS-FLOW COOLING TOWER ANALYSIS


The computer program used for the analysis of cross-flow, evaporative
cooling towers was developed using the enthalpy-difference driving
force model to calculate the combined effects of heat and mass
transfer in the cooling tower.  The basic equations are similar to
those presented by Kelly [3] or Hallett [4].

The cross-flow  cooling tower packing is divided into a grid as
shown in Figure 2.  In the upper, air inlet corner of the packing,
the air and water inlet conditions to the grid are known.  With
this, the water outlet and air outlet conditions may be calculated
for the first grid.  The air inlet coridition for the next grid
element is then known, and the program analysis proceeds across the
tower fill.  At the end of the grid row, the calculation proceeds
to the air inlet of the next row down.  In this manner, the entire
fill is analyzed.  Both air outlet and water outlet conditions along
the fill are predicted by the code.

Because the code uses the enthalpy-difference for the driving force,
little information about the air inside the cooling tower is known.
Typically, only the air enthalpy is calculated.  The wet-bulb
temperature is nearly constant with air enthalpy over a wide range
of relative humidities so that the wet-bulb temperature is  also
known to a good approximation.

From routine observations, it is apparent that the air entering the
tower is usually not saturated and the air leaving the tower is not
always saturated.  The enthalpy-difference driving force model is
only capable of predicting the local enthalpy and wet-bulb temp-
erature inside the tower fill;  local air humidity and dry-bulb
temperature are not predicted when using this analytical method.

Calculation of Humidity Inside the Tower Fill

Because the calculation of evaporative cooling was of primary interest
in this work, considerable effort was devoted to attempting to
calculate the humidity at each grid inside the tower fill.  The gov-
erning equations based on a "humidity-difference" driving force
inside the tower were developed in a manner similar to that of Park
and Vance  [5,6],  However, the humidity-difference driving force
method was abandoned because the appropriate empirical correlations
for the tower characteristic  (Ka) were not available.

Tower characteristics developed using enthalpy-difference methods to
analyze data cannot be used to predict cooling tower performance
using a humidity-difference driving force.

In order to determine the humidity variations inside a wet cooling
tower, the humidity ratio change between successive grid points
must be known, i.e., the amount of water evaporated inside the grid
                              745

-------
must be calculated.  Conventional cross-flow cooling tower  analysis
methods can not do this.  An improved method for cross-flow cooling
tower analysis has been developed by Baker and Eaton [7], but  was
not available for this work.

For this work, the air humidity inside the cooling tower was estimated
assuming that the humidity ratio change within a grid was that pre-
dicted by the humidity ratio change along the air-water vapor  mixture
saturation line.  That is, the entering and leaving air enthalpies^
are calculated so that the humidity ratio change along the  saturation
(100% relative humidity) line could be determined.  Since the  air
humidity at the tower inlet was known and the change in humidity
ratio in any calculational increment was determined in the  manner
described above, the humidity at any point inside the tower could
be estimated.

Although this method was not exact, it was felt to be more  accurate
than the assumption that the air inside the tower is saturated.
Occasionally, the above internal humidity calculations predicted
supersaturated air conditions; if such calculations occurred,
the air was assumed to be saturated at the calculated enthalpy.

The basic equations used to analyze the performance of the  cross-
flow cooling tower are discussed in detail in Appendix A.

Other Computer Code Information

For the analysis of cross-flow cooling towers, the tower characteristic
equation developed by Hallett [4] was used throughout this  work:
                 Ka
0.120 G°'410 L°'525                    (Eq. 2)
 As  may be seen in  Figure  3,  this  correlation was  found  to  predict
 the performance of the  reference  design  cooling tower with +2  F
 and -0 F of the tower manufacturer's performance  curves.   The  details
 of  the reference design cooling tower  are given in Table 1.  This
 tower design was the basis  for all results reported on  cross-flow
 towers.

 Properties of air-water vapor mixtures were calculated  using the ideal
 gas equations,  see the  ASHRAE Brochure on Psychrometry  [8] for details.

 Water properties were calculated  based on data from the 1967 ASME
 Steam Tables.

 Outlet Air and Water Temperature  Distributions

 For the case of a  cross-flow cooling tower, hot water enters the top
 of  the tower fill  at a  uniform temperature.  This water is cooled  by
 air admitted from  the side  of the tower.  Because of the cross-flow
 cooling arrangement, the  temperature of  the water at the bottom  of the
                              746

-------
                                TABLE I
                    DESIGN PARAMETERS FOR A TYPICM.
                  INDUSTRIAL CROSS-FLOW COOLING TOWER
Cooling Tower Type 	 Cross Flow Design,
                                         Double Flow Arrangement
Draft	.	Mechanical, Induced  Draft
Number of Tower Cells  	 12
Dimensions
   Overall Length	432 ft
   Air-Travel Distance 	  18 ft
   Water-Travel Distance 	  36 ft
   Fan Diameter	28 ft
   Stack Exhaust Diameter	31.5 ft
   Cell Length	36 ft
Design Operating Conditions
   Total Air Flow (G*)	1,410.000 CFM/CELL
   Total Water Flow (L*)	   190,000 GPM
   L*/G*	1.44
   Wet Bulb Temperature	76°P
   Tower-On Temperature  	 117°F
   Tower-Off Temperature 	 90°F
   Range	27°F
   Approach	14°F
   Liquid Loading (I.)	6100 Ibm/hr-ft2(12.3 GPM/ft2)
   Air Loading (G)	2150 lbm-DA/hr-ft2
   L/G	2.88
   Velocity at Fan   	2400 ft/sec
   Velocity at Stack Exhaust   	 1800 ft/sec
   Tower Characteristic
         KaX/G	2.26
         tfaY/L	1.60
         Ka	270
   Fan Power	175 HP
                   Note: Relative Humidity of Inlet Air
                         Does Not Effect Cold Water Temp
                                 •This work using Hallett-J
                                  Correlation

                 A    '   50    '   60    '     '
                    WET-BULB TEMPERATURE  (°F)
                                               70
                                                         80
FIGURE 3;  COMPARISON OF COOLING TOWER PERFORMANCE CURVES SUPPLIED
           BY* MANUFACTURER VS.  CALCULATED IN THfS WORK FOR THE
           REFERENCE DESIGN COOLING TOTTER

-------
fill as well as the temperature and humidity  of  the  air at the inside
of the fill varies with position.

It was necessary to determine the fill outlet variations of water
temperature, air dry-bulb temperature, and relative  humidity in order
to adequately assess the heat removal from the water and the total and
evaporative transfer to the air.  The evaporative heat  removal fraction
was determined as the average of the ratio of evaporative heat removal-
to-total air heat removal for each row of fill calcualtions:


     Q           N
      IX  =  1  **?  h   (W . - W. .) / (H . - H. .)               (Eq.  3)
     Q*. *.    N  ,4-r   fg   oj    ij'     oj    ij
      tot       j=1

The average outlet water temperature was calculated  by  averaging the
outlet water temperatures:

     T^   —  T    —
     iwo ~  ioff ~  H .
                      J=J-
With this, the total heat removed from the water is


                 cpw Ton  *  *wo cpw Toff                        (E<*'  5)

The correction for water evaporation loss has been included in the
heat rejection equation.

Typical results of air and water outlet variations are  shown  in
Figures 4 and 5.  The cooling tower design parameters are  given in
Table 1;  the results plotted are for a hot water temperature of
119°F with 76°F wet-bulb and 81°F dry-bulb temperatures  (80%  relative
humidity) as the ambient conditions.
                             748

-------
6-
w
OT
g
   i.o
   0.8
   0.6
   0.4
u


a
Cd
N

3  0.2
    0.0
                 Inlet
                 Conditions
              80
                                                             Dry Bulb Temp.   -

                                                      	—Wet Bulb Temp.


                                                      ———Relative Humidity
                              90
100
                                                             110
                           TEMPERATURE  (°F) ,   RELATIVE HUMIDITY (7.)

       FIGURE 4:   VERTICAL VARIATION OF AIR-SIDE CONDITIOMS FOR THE REFERENCE
                                                                             120
                                    DESIGN COOLING TOWER
                  120
                  110 -
               hi
              O
               g  100 -
               I
                     0.0
                            0.2     0.4     0.6     0,8     1.0
                             NORMALIZED HORIZONTAL POSITION
            FIGURE 5:  WATER TEMPERATURE DISTRIBUTION IN THE
                       REFERENCE DESIGN COOLING TOWER
                               749

-------
                THE EVAPORATIVE HEAT REMOVAL FRACTION


Cross-Flow Cooling Tower Analysis

The evaporative heat removal fraction as influenced by  the variation  of
typical cooling tower operating conditions or design parameters was
evaluated using the computational methods described earlier  for a  cross-
flow, mechanical draft tower design.

Cross-Flow Cooling Tower Parameters

The cross-flow, mechanical draft cooling tower is common throughout
the United States.  For this reason, the influence of the variation
of several parameters on the evaporative cooling fraction was  invest-
igated for a typical, large industrial cross-flow tower.  The  goal
in studying the parameter variations was to determine their  effect
on a cooling tower of fixed design.  The parameters varied are listed
below:

          (A) Ambient Air Wet-Bulb Temperature

          (B) Ambient Air Relative Humidity

          (C) Hot Water (Tower-On) Temperature

          (D) Cooling Tower Range

          (E) Liquid Loading

          (F) Air Loading

          (G) Cooling Tower Characteristic (Ka)
          (H) Elevation Above Sea Level.

Typically, the cooling tower parametric variations were examined with
the total water flow to the cooling tower and the velocity of  the
water vapor/air mixture specified at the tower exhaust.  The water
loading and the mixture exhaust velocity were varied only in the
above items (E) and (F), respectively.

Recall that the specific cooling tower design parameters "used  for  the
reference design cooling tower (cross-flow design) are given in Table 1.

Parametric studies on cooling towers can, in general, be quite involved
because many design parameters can be varied.  Indeed, there are many var-
iablies  which can be varied which have not been considered here,  e.g.,
fill height, fill width, and packing design - to name just a few!

Typical Behavior

The variation of the evaporative heat removal fraction in the  reference
design cooling tower operating at the design heat rejection rate
(2.6 Billion BTU/hr) under varying ambient conditions is shown in
Figure 6.  The evaporative cooling effect varies from 60% to over  90%
                                   750

-------
               OS
               Ed
               Cb
               a
                  100
                    90
               •J    80
                    70
               o
               a.

               i
               Cb
               O
                    6C-
               s    -t
                                                              I     r
                            RANGE - 27°F
                              40        50         60

                                  WET-BULB TEMPERATURE   (°F)
                                                                 1007.
                FIGURE 6:  INFLUENCE._OF AMBIENT  CONDITIONS  ON THE RATIO
                           Of EVAPORATIVE-TO-TOTAL HEAT TRANSFER IN  THE
                           REFERENCE BEStCH  COdLiMg TOWER"
 FIGURE 7:  EVAPORATIVE HEAT REMOVAL FRACTIOHVS._AMBIENT
            CRT-BULB TEMPERATURE  FOR VARIOUS RELATIVE HUMIDIES
    10Q
S   8C-
$
a
    60
a
e.

w  ,20
                                                                              25%
             100%
                                                             75% Rel. Hum.
                                                 REFERENCE DESIGN COOLING TOWER
                                                 RANGE =  27°F
           40
                     50
                              60
                                        70          80
                                    DRY-BULB TEMPERATURE
                                                             90
                                                                        100
                                                                                 110
                                        751

-------
during normal changes in ambient conditions.   The  fraction of heat re-
moved by evaporative cooling increases as  the  wet-bulb  temperature
increases and increases as the relative humidity decreases (at constant
wet-bulb temperature).

The variation of the evaporative heat removal  fraction  in the reference
design tower operating at the design heat  rejection  rate (range = 27°F)
is shown plotted versus ambient dry-bulb temperature in Figure 7.
Note that for a fixed dry-bulb temperature,  the relative humidity has
little influence on the fraction.  The evaporative cooling fraction
increases about 1% for each 3 F rise in dry-bulb temperature.

Tower-On Temperature Effect

The evaporative heat removal fraction plotted  versus tower-on (hot
water) temperature is shown in Figure 8 for  wet-bulb temperatures of
40 F, 60 F, and 76°F at 80% relative humidity.  For  a given hot-water
temperature, the evaporative cooling fraction  increases as the wet-
bulb temperature increases; also, a minimum  fractional  value can be
identified for a given wet-bulb temperature  (at 80%  relative humidity).

Figure 9 shows the effect of relative humidity on  the evaporative
fraction versus tower-on temperature for a fixed wet-bulb temperature
of 60 F.  The evaporative cooling fraction increases with decreasing
relative humidity.  The minimum evaporative  cooling  fraction depends
on relative humidity at a fixed wet-bulb temperature.

Cooling Tower Range

The effect of the cooling tower's operating  range  (hot  water temper-
ature minus cold water temperature) is shown in Figure  10A-D for ranges
of 30 F, 20 F, 10 F, and 5 F, respectively.  As the  range increases,
the variation in the evaporative cooling fraction  due to. changes in
the wet-bulb temperature becomes less significant.   During typical
operating conditions,  i.e., a range above 20  F and  a relative humidity
above 50%, the evaporative cooling fraction  varies from 60% to 90%.

In general, the evaporative cooling fraction increases  over all oper-
ating ranges as the wet bulb temperature increases and  as the  relative
humidity decreases (with wet bulb temperature  constant).   At low ranges,
i.e., less than 10°F, the fraction increases rapidly as the relative
humidity decreases.  On hot dry days with  ranges below  10 F,  the evap-
orative cooling fraction will exceed 100%.

Recall that when the evaporative heat removal  fraction  is greater than
100%, the cooling tower is physically cooling  both the  water and the
air (by evaporative cooling) as it passes  through  the fill.   That is,
the sensible heat transfer to the air is negative.

The effect of range variations for relative  humidities  of 80%  and 2070
are shown in Figure 11.

The effect of relative humidity on the evaporative heat removal fraction
versus range is shown in Figure 12.  At ranges below 20°F,  the relative
humidity  has a marked effect on the evaporative cooling fraction.


                                 752

-------
                 100
--J
Ul
10
                 (1(1
o
s
I'
;.'i
ji;
!•••
o
PH


6
                    60
              70
                                          /6"K He I  bull-  Teni|>.
                                               KKFKKKNCK UF.:i(RN
                                               nrrf)F.l MO TOWKH
                                  Relative Humidity
                                   -  80%
   60      90       100    110     120
TOWER-ON  (HOT WATER)  TEMPERATURE  (°F)
                      FICUItK 8:   EVAPORATIVE J1KAT KEtlOVAL RATIO

                                 VARTobsn3F.r-BUr£TTEI1POATURLS~
                                                                          B!
                                                                          l-l
                                                                          H
                                                                                                  'KfL  Relative Humidity
                                                                                                                  REFERENCE  DESIGN COOLING 'I'JWLfc
                                                                                                                  60 F HET-BULfa  'fEfff-Eh>.TUk£
                                                                                           40
                                                                                           20 -
                                                                                                    90        100        110
                                                                                                TOWER-ON HATEk TEMPERATURE
                                                                                                                                                120
                                                                                        FIGURE 9:  IHFLUENCE  OF RELATIVE HlfttlDITY  ON  EVAF-OP^.TIVF.
                                                                                                                                ' MATER

-------
  140
3  loo
C
u   40
                  Relative Humidity  20V
                                  LOOT.
                   RANGE - 30 F
                 50      60       70       80
                WET-BULB TEMPERATURE   ("n
                                                            2 100
                                                             .
                                                            2

                                                            u  40
                                                               20
                                                                               FIGURE 108
                 RANtlE - 20°F
                                                                                             toor.
                50       f.0       70       30
               WET-BULB TEMPERATURE  (°F)
   140




   120


s


I  100


Eb

<
o  80

I


I
«  60
                                                                      1        I     7  T
                                                                     Relaclv« llunidir.
                                                                                 FIGURE 10D
                                                                            507.
                                                                           RANGE - 5°F
                 50       60       70      80
                WET-BULB TF.MPERATURF.   (°F)
                SO       60       70
               WET-BULB TEltPERATURE  (°
                       FIGURE  10:   EVAPORATIVE HEAT  REMOVAL FRACTION
                                      yERSUS_WET-BULB TEMPERATURE FOR
                                      VARIOUS  RANGES
                                                     754

-------
Ul

Ul
                 140
                 120
                 100
              H
              O

              2
1
a
              I

              I
    80
                  60
    40
                  20
                         207/ Rel.  Humidity
                               REFERENCE DESIGN TOWER
                    30
                             40
                         50
                                                 60
,70
                                                                     80
                                    WET-BULB TEMPERATURE (°F)
               FIGURE 11 :   TMF. INFLUENCE OF RANGE ON THE EVAPORATIVE  HEAT

                           REMOVAL FftACTreTTAT'm'and 201 RFXATiyE~TlWfDm
                                                                               o
                                                                               M

                                                                               H
                                                                               I

                                                                               Q
                                                                              I
                                                                              I
                                                                                                  140
                                                                                                 120
                                                                                                 100
                                                                                                   80
                                         60
                                                                                                   40
                                                                                                   20
                                                                                                              20% Relative Humidity
                                            _   100%
                                                      WET-BULB  TEMPERATURE - 60°F


                                                      REFERENCE DESIGN TOWER
                                                                                                    0
                                                                                               10        20

                                                                                                       RANGE
                                                                                                                                  30
                                                                                                                                            40
                                                                           FIGURE 12:  VARIATION OF EVAPORATIVE HEAT REMOVAL


                                                                                       FS5?f ?£..""'               "
                                                                                       TEMPERATURE

-------
Cooling Tower Range (Dry-Bulb Temperature)

The effect of cooling tower range on evaporative cooling fraction
versus dry-bulb temperature is shown in Figure 13A-D for ranges of
30°F, 20 F, 10°F, and 5°F, respectively.  The effect of relative
humidity variations is shown in each figure.

For the typical large, industrial cooling towerQconsidered  (operating
under routine conditions, i.e., a range over 20 F) , the evaporative
cooling fraction increases linearly with dry-bulb  temperature at a
rate of about 1% / 3 F.  The fraction varies from  65% at 40 F. to about
90% at 100 F; changes in the ambient relative humidity have only a
slight influence on the evaporative cooling fraciton during normal
operating conditions (at constant dry-bulb temperature).

As the range decreases below 20°F, the relative humidity has an in-
creasingly important influence on the variation of the fraction with
dry-bulb temperature.  At ranges below 10 F, the fraction increases
rapidly as the humidity increases.  This sensitivity increases as the
dry-bulb temperature increases.

The same results of Figure 13A-D, are shown in Figure 14A-C; however,
the latter figure shows the effect of range variations at constant
relative humidity.  Note that the effect of low operating ranges (i.e.,
less than 20°F) on the evaporative cooling fraction changes markedly
as the relative humidity decreases.

Liquid Loading - L

For the reference design tower, the effect of liquid loading (L)
variations on the evaporative-to-total heat removal ratio is shown
in Figure 15.  Increasing the liquid loading produces a small decrease
in the evaporative heat removal fraction.  The exhaust air mixture
velocity was held constant for this case.

Gas  (Dry Air) Loading - G

The influence of varying the gas or dry air loading in the reference
design tower fill is shown in Figure 16.  With the liquid loading held
constant, the evaporative heat removal fraction slightly decreases as
the gas loading increases.

Cooling Tower Characteristic - Ka

The effect of varing the cooling tower characteristic in the reference
design cooling tower is shown in Figure 17.  Over  the range of interest
i.e., Ka = 100 - 350, there is a small effect on the evaporative heat
removal fraction.

Elevation Above Sea Level

The barometric pressure varies with elevation and  ambient conditions.

-------
Ul
-J
                                                                Relative Humidity
                              40       SO
                                                              RANGE - 30 F
                               I	I	I	1
                                                                         \	L
                                               60       )0       BO
                                                DRY-BULB TEMPERATURE  <°F)
                                                                        90      100     110
                                                                                                             £  20
                                                                                                                                       -1	1	T
                                                                                                                                              Relotiv. Humidity ^._	
                                                                                                                      40       50
                                                                                                                                      -To"
          70       80       90
  DRY-BULB TEMPERATURE  ( F)
                                                                                                                                                                         100      110
                              I - 1 - 1
                                                      Relative Humidity
                              40       50
                                                              RANGE - 10°F
                                               60       70       80       90
                                                  DRY-BULB TEhtPERATURE  ( F)
                                                                                100     no
                                                                                                             S
                                                                                                             I
                                                                                                                       1        I         I     / I
                                                                                                                      Relative Humidity      s'201
                                                                                                                                                      RAHCE - 5°F
                                                                                                                      40       50       60       70      BO      90
60       70       80      90
 DRY-BULB TEMPERATURE  <°F)
                                                                                                                                                                        100      110
                                                                   FIGURE 13:   EVAPORATIVE HEAT  REMOVAL FRACTION
                                                                                  VERSUS DRV-BULB TEMPERATURE  FOR
                                                                                  CARIOUS  RANGES

-------
       120
       100
           30
            Range <"F)
Ul
oo
                                         Relative Humidity - 1001
                              FIGURE UA
                              60              eo
                               DRY-BULB TEMPERATURE  (°F)
                                                            100
                                           Relative Humidity - 20%
                              FIGURE  14C
                            60               80
                              DRY-BULB TEMPERATURE ( F)
                                                            100
                                                                                       120
                                                                                       100
60               80
 DRY-BULB TEMPERATURE  (UF)
                                                                                             FIGURE  14:   EVAPORATIVE  HEAT REMOVAL  FRACTION
                                                                                                            VERSUS DRY-BULB  TEMPERATURE FOTT~
                                                                                                            7AETOUS  RfeLATlVE

-------
U1
H

3
W

H

EC
2
o
Si
w
           100
            80
            60
            40
            20
                    RANGE = 27°F
                   1
                                1
                        1
                 3000
             FIGURE 15:
                   4000
            5000
6000
                            LIQUID LOADING  (Ibm/hr-ft )
7000
EFFECT OF LIQUID LOADING VARIATIONS ON
EVAPORATIVE HEAT REMOVAL FRACTION
                                                                                  100
                                                                                   80
                                                                                   60
                                                                                   40
                                                                                   2°
                                                                                           REFERENCE DESIGN COOLING TOWER
                                                                                                    ±
                                                                                                                         1
1600      1800      2000      2200      2400

  Gas (Air) Loading - G  (lbm-DA/hr-ft2)

    1           1            1            1
                                                                                   1400       1600        1800       2000
                                                                                   DIFFUSER (STACK)  FXHAUST VELOCITY (FT/MIN)


                                                                              FIGURE 16: -  INFLUENCE  OF GAS LOADING VARIATIONS ON
                                                                                          EVAPORATIVE HEAT REMOVAL RATIO

-------
4.UU


Co
v> 80
2
M
H
O
g
-) 60
>
o
S
E^J
PH
3 4°
K
|_|
H
o 20
i
w

o


1 1 1 	
RH - 20% 	 _. — 	
	 • 	 Tw 76 P
76°F
^^ 1 \j ¥
RH = 807. • 	 ~~~
60°F _

— —


- -


_ ^

_

_ _



1 1 1
100 200 300 400
Ka - COOLING TOWER CHARACTERISTIC (-


100



80
t~\
b
,
^
? 60
o
s
g
^
40
>
'
O
§ 20
H


n


	 1 	 | | 1 1 1 1 1 1

—

	 	 	 • 	 	 ~~^

-


— ~


_

_ -

_

REFERENCE DESIGN COOLING TOWER
CONSTANT EXHAUST VELOCITY


i i I 1 I I I I I
FIGURE 17:  INFLUENCE OF COOLING TOWER CHARACTERISTIC
            ON EVAPORATIVE HEAT REMOVAL
-1000
1000      3000      5000
          ALTITUDE  (FEET)
7000
9000
                                                                   FIGURE 18:   EFFECT QF ELEVATION ON EVAPORATIVE HEAT
                                                                                           REMOVAL

-------
The effect of barometric pressure (altitude) variations on the evap-
orative cooling fraction is shown in Figure 18.  The barometric pres-
sure may be seen to have a small effect on the fraction.

For this particular study, the air exhaust velocity was held constant
so that the effect on a fixed tower design could be examined.  Because
the air density decreases as the elevation increases, a practical tower
design would provide for an increase in the air velocity as the elevat-
ion increased.

Barometric pressure as a function of elevation above sea level was
calculated using an empirical formula from the ASHRAE Brochure on
Psychrometry [8].


Natural Draft Cooling Tower Analysis

The evaporative heat removal fraction in a typical natural draft
cooling tower is shown in Figures 19 and 20.  The cooling tower
analyzed was of the counter-flow type and used parallel-plate packing.
The cooling tower design details are given in Table 2 below.


                                Table 2

              NATURAL DRAFT COOLING TOWER DESIGN PARAMETERS

           Overall Height	480 ft.
           Fill Diameter	340 ft.

           Air Inlet Height	   30 ft.
           Fill Design  ,	 Counter-Flow

           Packing Type 	 Parallel-Plate
           Packing Height	   12 ft.
           Plate Spacing	1.0 in.
           Plate Thickness	0.19 in.

           Heat Rejection Rate	5.5 X 109 BTU/hr
           Water Flow Rate	450,000 GPM


The analysis was performed using a computer code which was a modified
version of a code written by Winiarski, Tichenor, and Byram [10].

The fraction of heat removed from the natural draft tower by evaporation
is shown (versus wet-bulb temperature) in Figure 19 for the case of
constant heat rejection.  The only parameters varied in the natural
draft tower studies were the ambient conditions.  The evaporative heat
removal fraction varied from 60% to 90% over the range of typical
operating conditions.   The evaporative heat removal fraction was
                               761

-------
      §
      O
      a
      o
      w
      H
      u
      w
      >->
      3
      w
      fe
      o
      n
      H
      P-,
         100
          90
          80
          70
          60
50
          40
          30
          20
          10 h
         NOTE:
         Constant Heat Rejection Rate
              (5.8 Billion BTU/HR)
         Counter-Flow Operation.
         Parallel-Plate Packing
         480 FT.  Total Tov/er Height.
                    40
                  50
60
70
                                                    80
FIGURE 19:
           AIR WET-BULB TEMPERATURE - (°F)

   EVAPORATIVE HEAT REMOVAL FRACTION VERSUS WET-BULB
   TEMPERATURE:  TYPICAL NATURAL DRAFT COOLING TOWER
                                                                 1
                                       H
                                       U
                                                                                100
                                                                                 90
                                                                      80
                                                                      70
                                                                                 60
                                            50
                                                                                 40
                                                                                 30
                                                                                 20
                                                                                 10
                                                                                                       Relative  Humidity	    303
                                                    NOTE:

                                                    Constant Heat Rejection Rate
                                                    Counter-Flnw Operation
                                                    Parallel-Plate Packing
                                                    480 Ft. Total Tower Height
40      50      60      70      80
       AIR DRY-BULB TEMPERATURE   (c
                                                                                                                              90
                                                                                                                           100
                                     FIGURE 20:  EVAPORATIVE HEATREMOVAL VERSUS DRY-BULB TEMPERATURE
                                                 FOR A TYPICATTNATURAL DRAFT COOLING TOWER

-------
increased by about 12% of the total heat rejection as the relative
humidity was decreased from 100% to 30% at a constant wet-bulb
temperature.

Figure 20 shows the evaporative removal fraction plotted versus
dry-bulb temperature.   The relative humidity is seen to have a more
significant effect on the evaporative cooling fraction in the natural
draft tower than was the case in the mechanical draft tower.  At any
dry-bulb temperature,  decreasing the relative humidity from 100% to
307o increases the value of the fraction by  6%.  As a good approximation,
the fraction increases by 1% for each 3 F increase in the dry-bulb
temperature.

Because of the difficulties associated with converging the air flow
rate and heat rejection rate simultaneously, it was not convenient
to examine the effects of varying the natural draft cooling tower
design.  Nevertheless, the results given are believed to be indicative
of natural draft cooling towers using counter-flow, parallel-plate
packing.
                       EVAPORATIVE WATER LOSSES


  Evaporative cooling results in moisture release into the atmosphere;
  it is the evaporative water loss that is responsible for the
  consumption of water in wet cooling towers, i.e., evaporation and
  the blowdown it necessitates.   If all cooling were by evaporation
  the associated water loss due to evaporative heat removal would
  be 1% / 10°F range.

  Figure 21 shows the water loss due to evaporation in the reference
  design mechanical draft, cross-flow cooling tower plotted versus
  dry-bulb temperature.  A similar plot for the reference design
  natural draft  cooling tower is shown in Figure 22.  Except for
  the vertical scale, the plots  are quite similar to those presented
  earlier for the evaporative cooling fraction.

  The water evaporation rate in wet cooling towers (both mechanical
  and natural draft) was found to vary typically from  1% / 15°F range
  at 35°F to 1% / 11°F range at 100°F dry bulb temperature; this
  behavior reflects an increase in sensible cooling as the ambient
  dry-bulb temperature decreases.  The evaporative water loss (WL)
  in large wet cooling towers may be estimated as follows for ranges
  above 20°F and relative humidities above 50%.

            WL = { 0.061  +  0.0004 ( Td - 35 ) > X Range         (Eq.  6)

  In this equation,  the water loss WL is in per cent (7=) of the
  circulating water flow,  T, is  ambient dry-bulb temperature in
  degrees Farenh«it, and the range is in degrees F. This eauation
  underpredicts the water evaporation if the range is below 20 F
  or if the relative humidity is below 507=.

                               763

-------
     2.5
tr.
O
as
w

s
I
w
     1.5
     1.0
     0.5
     0.0
             40
                                                                          50%
                                              Relative Hunidity - 257.
                                                         1007.
                                            Reference Design Mechanical Draft Tower


                                            Design Heac Rejection Rate
                       50
                                 60
    70        80
DRY-BULB TEMPERATURE
                                                               90
                                                             (7.)
                                                                          100
         FIGURE 21:  EVAPORATIVE WATER LOSS VERSUS DRY-BULB TEMPERATURE IN-A
                     TYPICAL MECHANICAL DRAFT COOLINO TOWER
     2.5
     2.0
     1.5
 OL
 W

 g   1.0
i
£   0.5
    0.0
              1007;
             Relative Humidity


                          307=
                   757.
                       50
                 40
                           50
                                             Reference Design Natural Draft Tower


                                             Constant  Heat  Rejection Rate
                                      60         70         80
                                       DRY-BULB  TEMPERATURE
                                                                   90
                                                                             100
               22:  EVAPORATIVE WATER LOSS VERSHF  DRY-BITLS TEMPERATURE
                    IN A TYPICAL NATURAL DRAFt  COOLlNC  TOWER '	'
                                        764

-------
                    RECOMMENDATIONS FOR FUTURE WORK


Analytical Method

The details of the enthalpy-difference driving force method used for
this have been discussed earlier.  Importantly, however, for future
work, it is recommended that a more exact analysis by Baker and Eaton
[7] be used to evaluate evaporative heat removal in wet, cross-flow
cooling towers.

Other Tower Designs

This work has reported the evaporative heat removal fraction in a
typical mechanical draft, cross-flow cooling tower and in a typical
natural draft, counter-flow tower.  Although it is expected that the
results for a mechanical draft, counter-flow tower and for a natural
draft, cross-flow tower will not differ significantly from those re-
ported herein, it would be of interest to do the detailed analysis
for those tower designs not considered here, i.e., mechanical draft
counter-flow towers and natural draft cross-flow towers.

The analytical method developed by Navahandi, et al. [11] is recom-
mended for evaluating mechanical draft, counter-flow tower designs.
It is expected that the results for mechanical and natural draft count-
er-flow towers will be similar though the draft in a mechanical draft
tower is nearly independent of the operating conditions.

The variation of the air humidity and dry bulb temperature at the out-
let of the fill of a cross-flow natural draft tower might alter the
evaporative cooling fraction somewhat from that in a counter-flow
natural draft tower.  It will be necessary to develop an iterative pro-
cedure to establish the air loading under natural draft conditions when
using the Baker and Eaton method for cross-flow tower analysis.

Field Measurements

In counter-flow tower designs and natural draft cross-flow towers,
simple field measurements of inlet and outlet air humidity and dry
bulb temperature will rapidly establish the fraction of heat removed
by evaporation.  Such measurements over an extended period of time will
demonstrate the effect of several parameter variations on the evaporative
cooling  fraction.

For cross-flow mechanical draft towers, vertical air temperature and
humidity profiles at the fill outlet would be required; however, five
to ten measurement positions should be adequate.  Here again, extend-
ed measurements would establish the effect of variations in tower
operating conditions of evaporative heat removal.
                               765

-------
                                SUMMARY


Wet or evaporative cooling towers are commonly used to provide  for
the cooling of water by direct contact with air.  Two heat removal
mechanisms dominate in an evaporative cooling tower:  evaporative
heat removal and sensible heat transfer.  Sensible heat transfer
refers to heat transfered by virtue  of a temperature difference
between the water and air.  Evaporative heat removal refers  to  the
energy removal from the water as latent heat of evaporation; this
heat removal is the result of the evaporation of water into  air dur-
ing the direct-contact cooling process.

The ratio of evaporative-to-total (sensible plus evaporative) heat
transfer in a wet, cross-flow, mechanical draft cooling tower was
analyzed.  The ratio was found to vary from 60% to 90% during typical
operating condtions.   The evaporative heat removal fraction  increased
as temperature (either wet-bulb or dry-bulb) increased and as relative
humidity decreased.

Typically,  the fraction of the heat  removal from  a wet cooling
tower  due  to  evaporative  cooling increases about  one per  cent
per  three  degrees  F   ( 1% /  3°F ) increase in the ambient dry-
bulb temperature.  For large wet cooling  towers  (either mechanical
or natural draft), the evaporative heat removal fraction  can be
estimated  as  follows  for  operating ranges above 20°F:

           Qev/ Qtot   =  0.65 +  0.0038  (Td - 35  )               (Eq.  7)


The  theoretical maximum evaporative  water loss is one per cent
of the circulating water  flow rate per  10 F operating range,
i.e.,   1%  /  10°F  range.   For ranges  above 20 °F, the evaporative
water  loss WL (as  % of circulating water  flow) in large wet
cooling towers can be estimated by

           WL  =   (0.061  +   0.0004  ( Td  - 35) )  X Range         (Eq.  8)

where  the  ambient  dry-bulb temperature  T, and the range are  in
degrees  F.  The above equations  apply at relative humidities above 50%.

Kesults  similar to those  obtained above were obtained for a
counter-flow  natural  draft cooling tower.  For the mechanical
draft,  cross-flow tower,  it  is of interest to note that under
certain conditions, both  the water and  air are cooled by  evap-
oration so that the evaporative cooling exceeds 1007» of the
cooling effect on the water  alone.
                            766

-------
                              REFERENCES


 (1)  Hamilton, Thomas H., "Estimating Cooling Tower Evaporation
     Rates," Power Engineering, V. 81. No. 3, 1977, pp. 52-54.

 (2)  Eaton, Thomas E., "Evaporative Cooling Tower Performance:  A
     Comprehensive Bibliography," Industrial Heat Rejection Project
     Report, Mechanical Engineering Department, University of Kentucky,
     December 1978.

 (3)  Kelly, Neil W., "A Blueprint for the Preparation of Cross-Flow
     Cooling Tower Characteristic Curves," Cooling Tower Institute
     Technical Paper TP-146A, 1976, 30 pp.

 (4)  Hallett, G.F., "Performance Curves for Mechanical Draft Cooling
     Towers," Journal of Engineering for' Power, Trans, of the ASME,
     Vol. 97, October 1975, pp. 503-508, also ASME Paper 74-WA/PTC-3.

 (5)  Park, J.E., J.M. Vance, K.E. Cross, and N.H. van Wie, "A Computerize
     Engineering Model for Evaporative Water Cooling Towers," Proceed-
     ings of the Conference on Waste Heat Management and Utilization,
     May 1976, pp. IV-C-180 to 199; also U.S. DOE  (ORNL) Report
     K/CSD/INF-77/1.

 (6)  Park, J.E., and J.M. Vance, "Computer Model of Cross-Flow Towers,"
     Cooling Towers. Vol. 1, AIChE-CEP Technical Manual. 1972, pp.
     122-124.

 (7)  Baker, Kenneth L., and Thomas E. Eaton, "An Improved Method for
     Evaporative Cross-flow Cooling Tower Performance Analysis,"
     Second Conference on Waste Heat Management and Utilization,
     Miami, December 1978.

 (8)  ASHRAE Brochure on Psychrometry  (N.Y., American Society of Heat-
     ing, Refrigerating, and Air-Conditioning Engineers, 1977),
     167 pp.

 (9)  Croley, Thomas E., II, V.C. Patel, and M.S. Cheng, "The Water and
     Total Optimizations of Wet and Dry-Wet Cooling Towers for Electric
     Power Plants," Iowa Institute of Hydraulic Research, The University
     of Iowa, IIHR Report No. 163, January 1975, 290 pp.

(10)  Winiarski, Lawrence D., Bruce A. Tichenor, and Kenneth V. Byram,
     "A Method for Predicting the Performance of Natural Draft Cooling
     Towers," U.S. Environmental Protection Agency, Water Quality Off-
     ice, Water Pollution Control Research Series Report 16130 GKF
     12/70, December 1970, 69 pp.

(11)  Nahavandi, Amir N. , and Johann J. Oellinger,  "An Improved Model
     for the Analysis of Evaporative Counterflow Cooling Towers,"
     Nuclear Engineering and Design. Vol. 40, 1977, pp. 327-336.
                                  767

-------
                        NOMENCLATURE

a      -  Interfacial air-water contact area per unit
          fill volume (ft2/ft3)
c      -  Specific heat of water at constant pressure  (BTU/lbm°F)
G      -  Gas (Air) loading (Ibm-DA/ft2)
H      -  Enthalpy of an air-water vapor mixture (BTU/lbm-Dry Air)
H      -  Same as H
H'     -  Air-Water vapor mixture enthalpy at a specified water
          temperature (BTU/lbm-DA)
                                                          2
K      -  Overall mass transfer coefficient (lbm-WV/(hr-ft -Ibm
h«     -  Latent heat of vaporization of water  (BTU/lbm)

          water/Ibm DA)
Ka     -  Cooling tower characteristic  (BTU/hr-ft3)/BTU/lbm-DA)
L      -  Liquid loading (Ibm-water/ft  )
11^     -  Total water flow to cooling tower  (Ibm/hr)
M      -  Number of horizontal grid points (-)
N      -  Number of vertical grid points (-)
Q      -  Totrl evaporative heat removal (BTU/hr)
Qtot   -  Total evaporative plus sensible heat removal  (BTU/hr)
O^gj   -  Heat rejection rate of cooling tower  (BTU/hr)
T^     -  Air dry bulb temperature (°F)
T      -  Water temperature (°F)
TQn    -  Hot Water Temperature (°F)
T ££   -  Average cold water temperature (°F)
W      -  Humidity ratio (Ibm-water vapor/lbm-dry air)
5X     -  Horizontal grid width (ft)
SY     -  Vertical grid height (ft)
      -  Relative humidity (7.)
Subscripts
i      -  inlet
o      -  outlet
                            768

-------
ACKNOWLEDGEMENTS

The author would like to express his sincere gratitude to the Institute
for Mining and Minerals Research and to the Mechanical Engineering
Department of the University of Kentucky for their partial financial
support of this project,

Mr. C.F.  Hsu's computational efforts which established the preliminary
estimates of the evaporative cooling effect in mechanical draft towers
are gratefully acknowledged.

Also, the author would like to thank Ms. Paulette Montross for prepar-
ing the final draft of this paper.  Professor O.J. Hahn of the Uni-
versity of Kentucky is acknowledged for his assistance in obtaining
financial support for this work.

Finally,  Professor Norman C. Rasmussen of the Massachusetts Institute
of Technology is gratefully recognized for supervising the author's
first project on cooling towers which inspired this paper.
                           769

-------
                              APPENDIX A



               CROSS-FLOW COOLING TOWER ANALYSIS METHOD

Basic Enthalpy-Difference Equations

The performance analysis of cross -flow mechanical  draft  cooling towers
was accomplished using the enthalpy- difference driving force method.
This method has been used by others, e.g., Kelly [3], Hallett [4],  or
Croley [9 ], to analyze cross-flow cooling towers.  Further, Hallett
has developed an empirical correlation of the unit volume  coefficient
(Ka) for a typical cross-flow cooling tower packing.  Hallett fs corre-
lation for Ka is intended to be used in an enthalpy-difference driving
force calculational model for cooling tower performance.

The enthalpy- difference driving force model provides a reasonably
accurate prediction of water temperatures without  calculating the de-
tails of the air conditions in the tower.  This method is  successful
principally because the enthalpy of a mixture of air and water vapor
is nearly constant for constant wet bulb temperature.  The enthalpy-
difference driving force model then estimates the  heat transfer between
the water and air assuming that the air is saturated at  the wet bulb
temperature and that the air-water vapor mixture near the  liquid water
surface is saturated at the water temperature; with this,  the enthalpy
of the air and water vapor near the water surface  is readily deter-
mined .

The basic equation for the enthalpy change of the  air in a differential
volume of the tower fill is

                     Ho ' Hi

where H] is the enthapy of saturated air at the entering water temper-
ature and H.^ is the enthalpy of the  entering air.  While  this equation
is convenient for an initial estimate of the outlet air  enthapy, the
following equation, which averages .the entering and leaving enthalpy
difference, is more accurate:
                   H  = H. +        [H!  -  H.  + H1]
                    °   -i - ^EZ - 1 - i - 2l_       (Eq. A2)
                               [1 + Ka <5X  ]
                                    ~~ZG

The outlet water  temperature T   may  then be estimated using the follow-
ing equation:


                     Two  - Twi  - CTTTCT  (Ho * V       
-------
proved estimate of H    This iterative procedure converges rapidly;
typically the values of HQ and TWQ will converge in less  than  five
iterations .

Estimation of the Relative Humidity Inside the Tower

The use of the enthalpy difference driving force method allows one
to evaluate the local water temperature and air enthalpy  inside
the cooling tower without regard to the local air relative humidity.

Because the outlet air relative humidity was important in evaluating
the evaporative heat removal in the cooling tower, the following
procedure was used to estimate the local humidity ratio inside the
cooling tower fill.

Since the objective was simply to determine the change in the  humidity
ratio as the air crossed a differential volume element of fill, and
since the change in enthalpy across the volume element was known, the
humidity ratio change was estimated as the change in the  humidity ratio
along the saturation line between the inlet and outlet air enthalpies.
This change in the humidity ratio was added to the entering humidity
ratio to determine the outlet humidity ratio , i.e.,

                 WQ = W. + [Wsat(H0) - Wsat(H.)]          (Eq.  A4)


At this point the enchalpy and humidity ratio leaving the grid
were known so that the wet-bulb and dry-bulb temperatures could
also be determined.

This method for determining the humidity ratio distribution in the
tower is not exact; however, for the purposes estimating  the outlet
air humidity, this method was believed to be better than  assuming
saturated outlet conditions.  Further, this exhaust humidity calculation
technique is in better agreement with observed cooling tower exhaust
conditions than is the assumption of saturated conditions - particular-
ly  on mechanical draft, cross-flow towers.

     With the local humidity ''variation known, the small correction to
the liquid loading do to evaporation was made and used in the next row
of calculations:
                       Lo " Li - G jg 
-------
                    Prepared for Presentation at a
                        Waste Heat Management &
                        Utilization Conference
                         Miami  Beach,  Florida
                          December 4-6, 1978

         Comparative Cost Study of Various Wet/Dry Cooling
         Concepts that Use Ammonia as the Intermediate
                          Heat Exchange Fluid

       B. M.  Johnson, R. D. Tokarz, D. J. Braun, R. T. Allemann

1.   PURPOSE OF THIS WORK
    Dry cooling of thermal power plants,  by which the heat from the
power cycle is rejected directly to the air, has been used in a few
isolated instances throughout the world for the past 15 years   Very few
installations are in operation in the U.S. although i~ is ceinn
given increased consideration for new large ocwer stations.   Dry cooling
is a more costly option than once-through or evaporative cooling, but
there are a few locations now, and there will be far more in the future,
at which once-through and all-wet evaporative cooling towers cannot be
used because of the increased competition for existing water supplies
among growing populations, agriculture and industry.  Earlier studies
at the Pacific Northwest Laboratory,  have  shown  that considerable
incentives exist for development of an advanced concept which makes use
                                 772

-------
of arrcnonia  as  an intermediate heat transfer fluid  in a process which
provides augmented cooling by evaporation.
       This paper summarizes the conceptual desian and costs of  four
different configurations for such a system and compares  them to  a  state-
of-the-art integrated dry/wet circulatino water  system.1  All are mechanical
draft systems.
       These studies are part of an ongoing effort,  supported by both
the U. S. Department of Energy and the  Electric  Power Research Institute,
to increase the  flexibility  of plant  siting and  reduce the  break-even cost
of water at which power companies would choose to  conserve  water through
use of  some dry  cooling.
1.2   Incentives  for  Or//Wet  Cooling '

        Providing seme  capability  for  augmented cooling via  water evapora-
tion  to  dry cooled heat rejection  systems  has  been shown to be highly
cost-effective.   It  is  probable that  in this  country most  dry-cooled
 systems  for large power plants will have  some  evaporative  cooling  capability
 included  in the system to  avoid either  of the  costly alternatives  of  (1)  buildi
 excessively large systems  to provide  adequate  heat rejection for oeak  power
 projection during the  hottest summer  days, or (2) buying  power  from other
 sources during peak  demand periods  on the hottest days.   With  some evaporative
 cooling capability  the dry/wet  system can be  built so  as to use  whatever water
 is available  for cooling  and thus minimize the required  size of  the high-
 priced  dry cooling  system.  How  to  best provide  this evaporative cooling
 capability with the  ammonia  system was  one of the purposes of this work.
 1.   R.  D.  Tokarz,  et.  al.,  "Comparative Cost Study of Four Wet/Dry Cooling
     Concepts  that  use  Amnonia as the Intermediate Heat Exchange Fluid,"
     PNL-2661,  Battelle Pacific Northwest Laboratories, May 1978.
                                  773

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at a specific ambient temperature, which was established so as to  require



a predetermined amount of water each year for augmented cooling.



       Capital  costs included all  engineering, construction and material



costs associated with the cooling towers, condenser, water treatment



equipment and related piping and pumps.  Construction costs included the



contractor's profit and overhead, but excluded any escalation or contingencies.



Operating costs included the cost of  auxiliary power for pumps and fans,



maintenance, and water treatment.



       Credit was taken for improvements in plant heat rate associated with



 lower back pressures made possible by the advanced designs.  However, no



credit was taken for increases in load that would be made possible



 by  back  pressures lower than the design values of the reference plant.



       To assure the validity of the comparisons, every effort was made to



 use  uniformity  in the conceptual designs and-cost estimation of each concept.



       All estimates were prepared by an architect-engineer subcontractor ^



 from prsconceptual  design descriptions prepared for each concept.  All



 design descriptions  used a  common reference plant location, the San Juan



 Unit 3 of the  Public Service Company of flew Mexico.  This  plant was selected



 as  the reference plant  for  this study  because a plant with  integrated dry/



 wet cooling  towers  is currently under  design  and construction at this location.



 As  a result, adequate  site  data were already  available  on  which  to base the



 preconceptual  designs of the advanced  alternatives , including




          meteorology,



           fuel  costs,
 (a)  SSQ Engineering Corporation




                                      774

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1.3   Incentives  for Using Ammonia
       The  use of ammonia as a heat transfer medium between the-steam
condenser of the turbine-generator and the air-cooled heat rejection system
has  been shown to be cost effective in earlier studies which were reported
in the previous conference.  The use of ammonia offers  at  least  four
advantages  leading to reduction in system costs.  These are:
       1.  Reduced pumping power in the transport loop;
       2.  Elimination of the temperature range of the transport
           loop as a temperature increment between the ambient
           dry  bulb and the condensing steam temperature;
       3.  The  ability to use high performance surfaces on the
           ammonia side of the steam  condenser/ammonia reboiler
           to reduce the condenser terminal temperature difference,
           and  lastly,
       4.  No need to prevent freeze  up.
 2.   BASIS  OF  COMPARISON

        The comparisons of  the various concepts  were  performed on  the
 basis of "comparable capital  cost" defined  as  the sum  of  the estimated
 capital  cost  of the  installation  plus the capitalized  operatino cost.
 This latter  term is  just the  operating cost divided  by the annual-fixed-
 charge-rate  of 18 percent.   The  designs  have not  been  optimized in  the
 sense that they would yield  the  lowest bus  bar cost of electricity.
 At  the time  the study was  initiated  the dry/wet design optimization  code
 was not completed.   Instead,  each design  satisfies  a  set  of
 design parameters, particularly  with respect to heat rejection  capability
 ^"Dry/Wet  Cooling Towers with Ammonia as an Intermediate Heat Exchange Medium,"
  Paper 4C-4,  Waste  Heat Management & Utilization Conference, Miami  Beach Florida,
  May 9-11,  1977.
                                  775

-------
at a specific ambient temperature, which was established so as to require
a predetermined amount of water each year for augmented cooling.
       Capital  costs included all  engineering, construction and material
costs associated with the cooling  towers, condenser, water treatment
equipment and related piping and pumps.   Construction costs included the
contractor's profit and overhead,  but excluded any escalation or contingencies.
Operating costs included the cost  of  auxiliary power for pumps and fans,
maintenance, and water treatment.
       Credit was taken for improvements in plant heat rate associated with
lower back pressures made possible by the advanced designs.  However, no
credit was taken for increases in  load that would be made possible
by back pressures lower than the design  values of the reference plant.
       To assure the validity of the comparisons, every effort was made to
use uniformity in the conceptual designs and-cost estimation of each concept.
       All estimates were prepared by an architect-engineer subcontractor ^a)
from preconceptual design descriptions prepared for each concept.  All
design descriptions used a common  reference plant location, the San Juan
Unit 3 of the Public Service Company of New Mexico.  This plant was selected
as the reference plant for this study because a plant with integrated dry/
wet cooling towers is currently under design and construction at this location.
As a result, adequate site data were already available on which to base  the
preconceptual designs of the advanced alternatives ,  including
       •  meteorology,
       •  fuel costs,
 (a)   SSQ  Engineering Corporation
                      776

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      •  water  availability  and  quality,



      •  onsite construction costs,



      •  transportation  costs,



      •  power  costs,  and



      •  site characteristics.




      Each of the dry/wet systems was conceptually designed and estimated



using the same procedure, including the integrated wet/dry concept used in



the reference plant.   No  cost or detail design information was obtained



from the utility about the integrated wet/dry concept, so it, too, was



designed and costed on the same basis as the other four.   This



cost comparison  study applies, only to the reference plant design conditions.



Other sites would have different conditions that could markedly affect the



resulting comparison.





2.1  Conceptual  Design Bases





       The conceptual designs of the three cooling tower concepts were



based on performance requirements established by the Public Service Company



of New Mexico for the San Juan Unit 3.  These requirements are listed below.



       1.  The  heat rejection capability of the cooling system shall



           be about 2.5 x 10^ Btu/hr over a yearly cycle.



       2.  The  cooling system shall accommodate the meteorological profile



           of Farmington, New Mexico  (Table 1).



        3.   The  turbine shall  be  operated at or  below  a back  pressure  of



            4.5  in. Hg at  an  ambient  temperature of 95  F  or  below.  Above



            95°F,  the  turbine back  pressure  shall  be allowed  to  increase



            to a maximum  of  5.0  in. Hg.





                                      777

-------
Table 1.   Meteorological  Profile at Fanni'noton,  NM
Dry Bulb Air
Temperature, °F
•?
t
12
17
22
27
32
37
^2
47
52
55
57
62
65
67
70
72
75
77
80
82
87
92
97
102
Wet Bulb Air
Temperature, °F
7
n
16
20
25
29
33
36
39
41
44
45
47
49
50
52
53
54
54
55
56
58
61
62
63
Hours per
Year
55
98
198
336
553
698
688
708
678
648
388
259
704
411
274
351
234
295
197
245
164
331
179
34
1
                        778

-------
      4.  The  maximum amount of water available annually for consumptive



          use  is  1900 acre-ft or 5.12 x 109 Ib, which is about 2Q°'° that



          consumed by all-wet tower of similar rating.



      5.  The  maximum instantaneous flow rate of consumptive water due



          to evaporation shall be 2.0 x 106 Ib/hr (4000 gpm).





      The San  Juan River was assumed to be the source of water to the



plant.   Water treatment requirements for closed-loop recirculating systems



associated with dry towers were assumed to include demineralization, vacuum



deaeration,  corrosion inhibition,and pH control (pH 8.5).  Open loop systems



used in  wet  and wet/dry towers were assumed to require lime-soda softening



(side stream),  scale inhibition and biofouling control.  Delugeate treat-



ment to  maintain a Langlier saturation index of zero or slightly negative



was assumed.





3.  ALTERNATIVES CONSIDERED



       The  four cooling  concepts principally studied utilize the ammonia



liquid-vapor phase change to  transfer  heat  from the steam turbine outlet



to  the cooling towers.   These  concepts are  compared with the conceptual



design of the  integrated  dry/wet cooling  tower  of  a configuration similar



to  that being  constructed at  Farmington,  New Mexico.  This design and



cost estimate  were developed  without  obtaining  design details  or costs



from either the owner or manufacturer of  that  system.   Consequently  all



systems were estimated  by the same  method and  from similar data base.



However,  the ammonia  systems'  designs had not  undergone  the  extent  of



engineering optimization studies  inherent in  a commercial  system.
                                      779

-------
3.1   Ammonia Heat Transport System





     The following is a brief description of the salient features of the



ammonia heat transport system.



     The ammonia heat transport system for power plant heat rejection



is functionally similar in many respects to the "direct" system in which



the exhaust steam from the last stage of the turbine is ducted directly



to an air-cooled condenser.  The principal difference is the existence of



a steam condenser/ammonia reboiler in which ammonia is "substituted" for



steam as the medium  for transporting heat from the turbine to the tower



(heat sink).   In all respects the ammonia system, with vapor moving from



the reboiler to the  air-cooled condenser and liquid returning to the



reboiler, will function and respond to load changes in the same manner



as tne direct  system.  Figure 1 is the process flow sketch.



      Exhaust steam  from the last stage of the turbine is condensed



in the condenser/reboiler  located directly below the turbine.   Instead of



water circulating  through  the tubes, liquid ammonia is boiled as it is



pumped  through the  tubes under pressure,  set by the operating temperature



 in the  condenser.   The flow rate of ammonia is set to yield a vapor quality



emerging  from  the  tubes varying from 50  to 90".  This two-phase mixture  is



 passed  through a  vapor-liquid separator  from which the vapor  is sent  to  the



air-cooled  condenser, while the liquid  is combined with  the ammonia condensate



from  the  dry tower  and recycled back through the condenser/reboiler.
                                       780

-------
                                Table 2.    Design  Parameters
To-.er
Tower 51 Z2 (ft)
Tower Design Tcmo.
Design [TO, degrees
Numoer of Towers
Nurnoer of Bundles
Dimensions
Total Surface Arei,
ft2
Frontal Area, ft^
Tube 00, incties
Fin Oasign
Fin Dimensions
Fins Per Incn
Tuoe Material
Fin 'Material
Tuoe Geometry
Verti cal
.'OTERV
259 dia < 56
niyn
55°F
57
3
238
47.5 ft x 8 ft
x 6 in.
9.71 x 10°
1.072 x 105
0.78
Rectangular
Plate
5 in. deep
7.37 ft (11 gn
9
Aluminum
Aluminum
Staggared Sows
HOT£=V
2C5 x 230 x 57
55'F
67
2
238
47.5 ft x 3 ft
x a in.
9.71 x 10°
1.072 x 105
0.78
Rectangular
Plate
6 in. deep
7.37 ft hign
9
Aluminum
Al umi n um
Staggared Rows
SCAT Tower
225 Jia x 56
55°F
57 dry, 32 «»t
2
122
50 ft x 12 ft
x 1 ft
8.91 x 10s
0.732 x 105
0.3
Integral
0.707 in. hign
12 in. deeo
10.5
Al umi n um
Al 'jminum
Rectangular
Augmenting '1113
Conacnser
170 dlj x. 56
hign
35'F
37 ary. 32 net
2
38
50 ft < 12 ft
x 7.2 in.
5.41 x 10°
0.522 x 105
0.3
Integral
0.707 in. high
12 in. deep
10.5
Aluminum
Al uninum
Sectancular
Intenrnc-: '..'et/Drv
4G2 < 133 < 35 -ii yn
3S°F
90 day, 30 wet
2
320
48 ft x 72 ft x
10 in.
7.205 x 10°
9.216 x 104
1.37
Single Leg
Wrapoed
2.25 round
10
Admi ral ty
A 1 urm n um
Houi lateral
Transfer  TuBe Pitch,
  Incnes

Heat Transfer
  Coefficient Stu/hr-
                          7.57
                                            2.35
                                             7.57
                                                               NA
                                                                                 ,'IA
                                                                                  9.1
                                                                                                    2.35
                                                                                  6.41
Frontal Velocity/
  Internal Velocity.
  ft/sec.

Air Flow, Ib/hr -  Cry

4ir Flow, !b/hr -  Wet
       3/13.3



       1.33 x 103

       1.3 x iG<3
Air MISS  "ow Rate, -  Orv    i ;q  t -Q3
  ib/hr-ft*         -  w.jt    3.9 -, !0J

Cooling  water Flow, G?H     7.000 (80 TOH)

Airside  Heat  -.xcnanae/AP/   0.356/0.464
  Total  iP,  !ncnes rij^
Fans -  Orv
       Wet

Fan Diameter,  ft -  dry
                   Wet
HP ?er Fan -
Dry
Wet
       of Slaaes -  Dry
                   wet

 Pi ten, degrees -   Qry
                   We t
57


23


32.3


6


12
                                             3/13.3



                                             1.93  x  1C5

                                             1.3 x 103

                                             1.79 x Id3
                                             3.9  i 103
12/16.4



1.97 x 108

O.iS  x 103

2.59  ^ i03
                                                       14.0/19.1



                                                       1.70 x Id8

                                                        j.47  x  IG3

                                                        3.:s  x  io3
                                                       2.195 x :C3

                                                       3.24 x  1G5

                                                       2.:a «  'o3
                                                       J.5  >.  10-1
                          21,300 (40 TTJ11)     170,000  (35  TOH)   200,OCO CS TOH)    219,COO  (77  "OH)

                          0.356/0.464        0.2E1/0.384        0.243/0.353        0.345/0.533
So


23


82.3


5


12
                                             48


                                             23
                                                                50
                                                               150
                                             10
                                             22
                                                                                  25
                                                                                    3

                                                                                  28
                  105
                  ''50
                                                                                   16
                                                                                   22
40
10

CO
24

115
 90

 3
 6

 14
 16
                                                             781

-------
     The vapor from the vapor-liquid separator flows to the dry tower
under the driving force of the pressure difference between these two
components created by the temperature difference and the associated vapor
pressure of the ammonia.
     The steam condenser is composed of horizontal tube bundles, with
steam condensation on the shell side, and anhydrous ammonia evaporation
on the tube side.  Design tube side maximum pressure is 350 psig, 1350F.
Tubes are aluminum with the following dimensions:

                   tube length               50 ft
                   tube 00                   1 in.
                   tube gauge                12 BWG
                   tube pitch                1.5 in.
                   total number of tubes     15,100

     The tube  is enhanced on the outside for condensation and on the inside
for  boiling with proprietary Union Carbide Ccmpany/tinde enhanced condensation
surface.  The  tubesheets are aluminum and the condenser is eauipped with
impingement protection where necessary.
     The air  removal section of the condenser is stainless steel.
     The performance and cost  of this component are significant uncertainties
in this  study.   The cost algorithms developed for computer optimization studies
on the  basis  of  laboratory data indicated  its cost would be very nearly similar
to that  of a  conventional  turbine condenser.  The estimate developed by the
architectural  engineer  and used in this study, reflected the lack of firm
data from similar  equipment.   The architectural engineer estimated the  equip-
ment to  be 50% more costly than a conventional condenser.
                                782

-------
     The  piping for the system consists of vapor transport piping,
vapor distribution piping, condensate collection piping, and condensate
return piping.   Associated with this system are pumps for condensate
return and reboiler circulation, a combination vapor separator/reboiler
supply tank, and ammonia  storage tanks.  The vapor separator/reboiler
supply tank is located as close to the steam condenser/ammonia reboiler
exit as possible.  The upper portion of the tank acts as a cyclone
separator to remove liquid ammonia carried over in the vapor leaving
the  reboiler.  The lower  portion of  the tank acts as a reservoir  for
supplying the  reboiler injection pumps and also provides system surge
  capacity.   The  lower  portion  of this  tank has  sufficient volume  to  contain
  the inventory of two  tower  quadrants  if  it  becomes  necessary  to  evacuate
  them  for maintenance  or  in  case of  leaks.   The material for all  piping  and
  tanks  is carbon  steel.
       Each  of  the two  condensate return  pumps would  have a  capacity  of
  10,000  gpm at 27 ft  NH,  TDH.   Each  of the two  condenser recirculation
  pumps would have a capacity of 20,000 gpm at 30  ft  NH-  TDH.   The drain
  and fill  pump would  have a  capacity of  2500  gpm  at  50  ft  NH-  TDH.
       Excess storage  capacity would  be provided  by  ten  7750-gal  pressure
  tanks.   These tanks  will store the  entire quantity  of  ammonia if it becomes
  necessary  to  evacuate the system  for maintenance  or in  case of emergency.
      Provision is made for a nitrogen purge  system to  flush the air from
 the system  before filling it with  ammonia to prevent the possibility of
 stress corrosion cracking of the steel components.   The total  volume of  the
 system is approximately  50,000 ft3.   Vents are located at the highest
 point in each quadrant from which ammonia vapor can be evacuated after
 the quadrant has been drained and isolated.   The vents are piped to a
 flare station on top of  the tower.

-------
3.2  HOTERV Plate Fin Heat Exchanger with Deluge Augmentation,



     The initial cooling tower arrangement using the HOTERV plate fin



exchangers was round towers with fans across the top and the heat



exchangers around the periphery.  Previous studies had shown this to



be a cost effective configuration for long fin-tube exchangers.  However,



as the result of the ensuing cost estimate for the towers, it was con-



cluded that it was not a good arrangement for the HOTERV bundles arranged



horizontally to accommodate deluging.  A second configuration was scoped



out and estimated in which the heat exchangers were arranged as A frames



on a plane below the fins.  Figures 2 and 3 show these two arrangements.



     With  the vertical peripheral arrangement, three towers 260 ft in



diameter  and 56 ft high  (to the fan deck) are needed.  The cooling tower



is designed to  operate as a completely dry system when the ambient temper-



ature  is  below  55°F.  Above this temperature, a portion of the heat



exchanger surface is deluged with water on the outside of the plate  fins



to  increase heat rejection capability.   In this way  sensible heating of



the  air  is augmented by  heat  transfer to  the air through evaporation of  the



deluge water.   The  tower design  temperature  is based upon the maximum



use  of available water  for augmentation  (1900-acre  ft) with minimum  amount



of heat  exchange  surface area.



      The  airflow  through each  tower is  induced by  19 fans  (28-ft  diameter)



mounted  at the  top  of  the tower structure.   The  heat exchanger  bundles



 (240 tubes/bundle)  are  arranged around  the  periphery of  the  towers.   No



 louvers  for  air control  to  prevent  freezing  of  the ammonia  are  required.



However,  passive  louvers are  located beneath each  fan  to prevent back



 flow Q-f air  when  a  particular fan  is off.   For  airflow control, one or
                                      784

-------
more fans can be started or stopped.  Protection of the heat exchanger
surfaces is provided by hail screens mounted directly to the face of each
bundle.  Table 2 gives specific  information on all of the cooling tower
systems at design point conditions.
     The HOTERV heat exchangers are 47.6 ft (15 m) long, 7.8 ft (2.3 m) high,
and 5.9 in. (15 cm) deep in the direction of airflow.   There are 16 bundles/
tower  quadrant , 96 bundles/tower, and 288 bundles total.   The bundles are
sloped at a 5 degree angle to promote drainage of the condensed ammonia.
They are also canted forward to  promote uniform deluging of the plate fins
during wet operation.
     All of the vapor transport  piping lies above grade.  The main vapor
line transports ammonia vapor from the vapor separator to the general area
of  the cooling towers through a  48-in. diameter pipe aporoximately 1000-ft
long.  The piping then splits into successively small pipes leading to
each tower and subsequently to tower quadrants, bundle groups and eventually
individual bundles.  The condensed ammonia liquid drains to a collection
header running around the  inside periphery of  the tower.  The main return
 line is  18 in.  in  diameter.
      The deluge  system  is  capable of augmenting  the  entire  heat exchanger
 surface, although  the  maximum design wet area  is  probably  less  than  67%.
 Augmentation  of the plate-fin surfaces  is accomplished  by  allowing  an
 approximate  water  flow  rate of 2 gpm per lineal  ft  of heat exchanger to
 run down the plate fins.   A small perforated pipe header  adds  water above
 each bundle  to make up  for the deluge water evaoorated in  the  previous
 bundle.   The deluge piping for each tower consists  of
                                      785

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     •  two deluge pumps (vertical sump),



     •  deluge storage sump,



     •  distribution piping, and



     •  deluge distribution headers and splash plates.





The deluge pumps will have a capacity of 1200 gpm at 80 ft of HLO (two




pumps per tower).  The suction side of the vertical  sump pump will be



immersed in a circular concrete channel  that catches all the water falling



from the tube bundles and serves as a storage sump when the tower is



operating dry.   Polyethylene or PVC is used throughout.  Maximum instan-



taneous consumptive use rate is approximately 4000 gpm.  The maximum



recirculation rate to the top of the towers is 7200 gpm, although the



maximum anticipated is about 4500  gpm, with additional  makeuo being  added



at each of the five layers of heat exchanger in the vertical arrangement.



Water treatment  will consist of sulfuric acid addition  to control pH to



7.6-7.8 and blowdown  (800 gpm) to  maintain a sufficiently low dissolved



solids  concentration.  The  blowdown will undergo  lime  softener treatment,



and  the effluent from the treatment plant will be recycled  into  the  deluge



system.   Sludge  from  the  softener  (85 gpm) will be  discarded to  the  effluent .pond,




      The horizontal arrangement of the HOTERV heat exchangers differ




 essentially only in the tower configuration.  Each of  the two required



 towers is 205 ft by 230 ft and 57 ft to the fan deck.  The horizontally



 arranged bundles are 35 ft above  the ground to provide adequate area



 for air flow.   Twenty eight fans  (28 ft diameter) are  used.



      The A frames of the heat exchanger bundles are tilted at 5° as in



 the vertical design to promote drainage of the ammonia.
                                   786

-------
     The total recirculation flow of the deluge system  is higher, about
20,000 gpm because the bundles are not vertically stacked to provide a
means of water flow down the stack.
     The savings  in this arrangement accrue  from the need for only two
towers.  Table 2  lists the significant design parameters which are very
similar to those  of the vertical arrangement.
3.3  Separate Channel Augmented Tower

     The heat exchanger in this concept  is an adaptation of the Curtiss-
Wright  surface comprising integral fins  chipped from an extruded multi-
port aluminum tube. Additional cooling is provided by the separate channel
augmented  tower  (SCAT) system, which uses selected channels within each
multichannel  tube as water channels.  (Figure 4)   VJhen water is pumped
through these channels, increased cooling of the ammonia occurs by heat
transfer to the water.  The heated water is piped to a wet cooling tower,
located either inside the dry tower (this design) or outside.  The basic
design  parameters  for the SCAT system are the same as the previous two concepts
The tower  can reject the design heat load without the use of any water at a
turbine exit  temperature of 130°F, an ambient temperature of 55°F, and an
&OF temperature  drop across the condenser/reboiler and  the ammonia transport
lines.
      Each  of  the  quadrants of the  two towers can be operated all dry or with
additional SCAT  cooling using the  wet tower.  The airflow through each tower
is induced mechanically with 34 fans  (28 ft diameter) mounted  at the top
of the  tower  structure.  The 50 ft by 12 ft x 1 ft  (in  the direction of
air flow)  heat exchanger bundles  (80  tubes/bundle)  are  arranged vertically
around  the periphery of the towers.

                                    787

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     Ammonia vapor enters at the top and saturated liquid ammonia



emerges at the bottom.  Figure 5 shows the cross-section of the tubes.



For the purpose of sizing the tower, the fins over the back portion of



the tube where the water channels are located were not included in the



calculation of heat transfer to the air during wet operation but were



included in the calculation for pressure drop.  For enhanced cooling,



water  is run through  five alternating channels in the rear  (relative  to



airflow) of the SCAT  tube and then through the wet tower for cooling.



The temperature ran^c oi' this water, the o'verall heat trancfar coefficient,



and the effectiveness of this section of the bundle for heat transfer are



calculated  independently of any interaction with the airflow over the



tube.  This is justified by the fact that the air and the cooling water



would  be at approximately the same average temperature in this part of the



bundle and  the presence of the air would neither add nor subtract from the



cooling action of  the circulating water.  Table 2 lists the significant



design parameters  of  the tower.




     The wet tower which provides cooling of the circulating SCAT water



is  located  concentric and within the dry tower structure.  A portion  of



the air drawn through the heat exchanger is taken on through the wet



packing and exhausted by the wet tower fans.  The rest of the air is



exhausted  by the dry-only fans arranged in the annular region between



the respective peripheries of the wet and dry towers.  When the tower is



operated at less than fully'enhanced cooling capacity, sections of the



wet packing are not wetted; none are wetted during all-dry  operation



(below 55°F).  The tower is designed for a 67.5°F wet bulb  and 113.60F
                                     788

-------
dry bulb for air inside the dry tower.  A water range of 17.8°F and an
approach of 22.5°F is used with inlet water at 107.8 and outlet at 90°F
     Up to 170,000 gpm of circulating water through the SCAT channels is
provided by 16 pumps (2 per quadrant  in each tower).  Very close coupling
exists between the heat exchangers and the wet tower.  Eight inch poly-
ethylene lines carry water up through heat exchanger and then to the tower.
Water treatment is the same as for the integrated wet/dry system although
a  smaller quantity is needed.

3.4   Augmenting NH., Condenser

      The concept of using a water-cooled ammonia condenser for augmented
cooling,  located at the dry tower and close coupled with a wet tower, was
selected  for  the following reasons:
      1.  Less design uncertainty than with a  turbine condenser cooled
          by  both water and ammonia;
      2.  Close-coupling  the ammonia  condenser and  wet tower was believed
          to  more than offset  the increased equipment size and cost
          resulting  from  the loss in  temperature  difference.
      The condensers  (four for  each  tower)  function  in  parallel with  the
 dry tower to  maintain  the pressure  in the  ammonia.   Since  the  operation
 of the  dry  tower is  unaffected by the operation  of the  condenser  (unlike
 the deluge approach), evaporative cooling is  rot  substituted  for  d"*y
 cooling and  the  dry  tower can  be somewhat  smaller for  the  same water
 allotment.   Like the integrated tower,  described in Section  3.5,  it  is
 designed for  an  ambient  temperature of 35°F  (ITO=87°F)  rather  than  55°F
 (ITD=67°F)  for the  other  three systems.
                                       789

-------
     Placement, spacing, and general  configuration is similar to the SCAT
towers.   However, the higher design ITD and simpler tube configuration
result in a smaller tower.  The heat exchanger bundles (SO tubes/bundle)
are arranged around the periphery of the towers as shown, and the water-
cooled condenser (four in each tower) are hung within 'the annular space
between the periphery of the dry and wet towers.  The enhancement cooling
water is pumped from the center basin to the top header of each of the
condensers, passes down and back up through the cooling tubes and out the
top header to  the wet tower inlet distribution box.
     The heat  exchangers are bundles of multiport finned channels 50 ft x
12 ft x 7.2 in.  (in the direction of airflow) of the integral chipped-fin
type manufactured by Curtiss-Wright.  Each bundle consists of 80 tubes
50 ft long.
     Table 2 summarizes the design parameters for the dry tower.
     The eight water-cooled condensers are tube-in-shell pressure vessels
designed for 350 psi at 150°F with ammonia on the shell side.   Each is 8 ft
in diameter and  contains 875 U-bend aluminum tubes 1 in. -in  diameter 50 ft
long.  Maximum flow through each  is 25,000 gpm.  The wet tower  which provides
 cooling  for the  circulating water is  integral  with  the dry  tower and  is
 located  concentric  within this  structure essentially the  same as with  the-
 SCAT concept.   The  water system is closely similar to  SCAT  except that
 slightly more  water is  used.

 3.5   Integrated  Dry/Wet Cooling Tower Concept

      This  heat rejection concept is currently planned for use in the San
 Juan Unit  3.   It was  included in this study to provide a basis for comparing
                                      790

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these  alternative concepts to previous design concepts and to each other.
To assure the validity of the comparisons, this system was conceptually
designed and estimated using the same bases as the other concepts, i.e.,
without reference to actual cost figures and design details.
     The condenser cooling water is transmitted to the cooling towers via
a 96-in diameter concrete piping system and circulated by three 73,000 gpm
(77 TDH) vertical well pumps.  Two rectangular cooling towers house both the
air-cooled heat exchange surface, which is composed of spiral-wrapped
finned tubes tilted 25 degrees from horizontal and the wet tower packing.
The hot water from the condenser passes first through the dry section and then
flows directly into the wet towers.   The cooling tower is designed to operate as
a completely dry system at temperatures below 35°F by turning off the fans
above the wet portion of the tower.   A  sketch is shown as Figure 6.
     There are 10 heat exchanger units  per tower, two units  in each bay.
The spiral-wrapped fin tubes are 1 in.  in diameter, of Admiralty metal,
with the thin (0.018-in.)  aluminum fin  wound  as a single  leg wrap around
the tube.    They are  arranged  in a staggered  equilateral  close-packed
spacing  three rows deep.
     A  total of  25  induced draft fans were specified  for  each tower, 20
 in the  dry  section  and 5  in  the wet  section.   Louvers have  not  been
 specified although  they may  be required for  airflow  control  during  high
winds and for equalizing  flow  into each bay  to  avoid  local  freezing.
     The conventional  steam  condenser contains  28,500 admiralty metal
 tubes  1  in.  in diameter and  35 ft  long.
                                    791

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4.  BASES FOR COST ESTIMATES

     All cost data developed by the architect/engineering firm reflect
construction as of mid 1976 and thus include no contingency or escalation.
     The preconceptual designs which have been developed and evaluated in
this report are not the optimal design for each system, i.e., they are not
designs which have been coordinated with the design and sizing of the
steam supply to give  the lowest cost of busbar electricity.   Instead,
they are designs which fit a stipulated set of conditions with respect to
ambient temperature and heat rejection capability.
     Optimization studies of dry  (and dry/wet) systems generally compare
the  "operating costs" of alternative systems in terms of several "penalty
costs"  which represent the incremental increases  in plant operating costs
resulting  from the use of the  dry cooling system  in relation to a reference
 system with a  once-through  flow of  cooling  water.   Included  in  the  list
 of penalty costs  may be  those for (a)  an  energy  penalty  because  during
 hot weather the  plant cannot export as  much energy as  the reference plant,
 (b) a capacity penalty because reserve  generating capacity must  be
 available to make up for the deficiencies of the dry  cooled  plant,  (c)
 a make-up water penalty  which reflects  the cost  of any water treatment
 unique to the subject plant.
      An "optimized"  design  represents a trade-off between a  larger-sized
 cooling system which has small energy and capacity penalties and a  smaller-
 sized cooling system which  has larger penalties.
      With the present comparison of five systems there were  no such trade-
 offs involved in the designs.  All  were sized to meet stipulated parameters
                                     792

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                 Table  3.   Operating Cost Summary
                              (dollars)
                    Vertical    Horizontal     SCAT
                     Hb'terv      Hb'terv      Tower
Hours  of  (Dr*
Operation  |Wet
                     6 640
              6 640

              4 426
 6 640

 4 426
                                   Augmenting
                                     Ammonia   Integrated
                                    Condenser   Wet/Dry
 6 640

 5 146
5 640

5 146
Circulation  Pump    38 500
 Primary Fluid
             38 500
38 500
38 500     694 000
Circulation  Pump    10 100
Augmenting Cool ing
Water
             19 600     110 900
           130 900
Water Treatment     79 000
             79 000
89 000     105 000     105 000
Fan Power
    900     571  600     435 400     433 300
                       798 000
Capacity Penalty    83 300
(Annualized)
             84 700
95 600
98 000     184 000
Fuel  Saving Credit-235 000
Due to Reduced
Back Pressure
           -235 000    -235 000     -55 000     - 55 600
  TOTAL
564 800     558 400     534 400     750 100    1 725 400
                                       793

-------
of inlet temperature difference,'heat rejection capability and annual water



rate.  Thus, the gross plant output is approximately the same from a plant



equipped with each cooling system.  However, the total  penalties would



differ with each design, depending on the characteristics of each with



respect to:  1) the power required for fans and water/ammonia recirculating,



2) the capacity penalty for this power, and 3) water treatment and pumping



power required for the enhanced  (evaporative) cooling system.



      In addition, there is a negative energy penalty which arises from



increased  output in cold weather which differs in each case.  All plants



have  been  designed to reject the stipulated heat load at a particular



design ambient temperature.  At  temperatures below this, the plant is



capable of operating  at rated output with lower fuel consumption because



of higher  turbine efficiency (lower back pressure).  Credit  is taken for




fuel  savings from the higher plant efficiency.  The three alternatives



using deluge cooling  are designed to a higher ambient temperature (55QF



vis-a-vis  35°F for the other two) because a large dry tower  is required



to compensate  for the dry capability taken out of service as it  is



converted  to evaporative cooling by deluging.  This has the  comoensating



effect that the  plant can operate at a lower back pressure in the winter



and  thus use slightly less fuel.



      In summary, in this study  the differences in "penalties" among  the



various alternatives  are accounted for by evaluating five  "operating"



cost  terms and a sixth capital  cost term.  Those six cost  terms  are:
                                      794

-------
    •  power for the main  circulating  system,
    •  power for the fans,
    •  water treatment  operating  costs,
    •  power for pumping deluge water,
    •  fuel savings  resulting  from the  capability  to  operate  at  lower
       than the  reference  turbine back  pressure  at temperatures  below
       the design  ambient,  and
     •  capital  cost  of  peaking reserve  capability  to  provide  auxiliary
       power  to  the  cooling system.

To combine these  "operating" and other penalty costs with the  capital
costs  of  the  plant, the  former are "capitalized"  by dividing by an
annual  fixed-charge rate of 18% and adding them to  the capital  cost.
     Water treatment  would  include scale inhibition by pH adjustment
and biofouling control  with chlorine. Slowdown would be treated by  lime
softening to remove dissolved  solids with return of the  effluent and
drying of the sludge.   In  addition provision would  be made  to  suoply
demineralized water from zeolite  softeners  to  flush the  deluged  surfaces,
The main  differences in cost are  due  to  the cost of biofouling control.
     All  operating costs are  summarized  in  Table 3.

5.   RESULTS
      To  facilitate comparison  of  the total  costs of the  five  dry/wet
 systems  a "comparative  capital cost"  was used which is defined as  the
 sum  of the estimated basic capital cost (i.e., the estimated  cost
                                      795

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Table 4.   Capital Cost Estimates
       (Thousands of Do!lars
Vertical
HOTERV
STEAM CONDENSER 2,653
200LING TOWER
Dry Tower
Structures 1,905
Piping-NH3 308
Heat Exchangers 5,374
Pumps/Piping- ,,„,
H70 JUb
Augmented
Ammonia Cond.
Wet Tower
Fans 1,205
Vents & Flair 15
Subtotal 9,612
Horizon
HOTERV
2,653

998
102
5,387
423
— —
--
1,186
10
8,105
SCAT
Tower
2^653
858
213
4,982
678
—
263
1,070
10
3,073
Aug.
Ammonia
Cond.
2,653.
600
152
2,734
703
1 ,562
309
880
10
5,950
Integral
Jje.t/Dry
L2£Q
2,182
—

1,215

1 ,078
2,646
—
10,307
IAIN  COOLING SYSTEM
  Pumps/Piping
    Vapor
  Pumps/Piping Liq.  422
  Pumps-Reboiler
  Yapor/Liq.Sep.
    Subtotal
;TORAGE/FILL/DRAIN
:OVER GAS
iATER TREATMENT
ELECT/INST
"WILDINGS
 OMPLETE SUBTOTAL
 ONTRACTORS OH &
 .NGRG & COST MGMT
 OTAL CAPITAL COST
 (Without Contingency
309
. 422
159
310
1,200
730
211
562
2,263
52
17,334
ROFIT 3,329
4,132
24,795
344
264
159
310
1,077
780
143
628
1,554
52
14,994
2,998
3,598
21,590
342
273
159
310
1,084
780
143
545
1,633
52
14,963
2,948
3,582
21,493
342
273
159
310
1,084
780
143
545
1,633
52
13,840
2,531
3,394
19,765
""
1,951
--
—
1,951
86
--
451
1,994
52
16,584
2,921
_2J02
23/01
                   796

-------
without escalation and contingency) and the capitalized  annual  operating
cost.   This latter cost  is just the estimated  annual  operating cost  (sum-
marized  in  Table  3)  divided  by the annual  fixed charge rate of 18 percent-.

5.1  Capital Costs of Alternatives

     The subsystem capital costs  of the  four ammonia  systems and  the
integrated  wet/dry system  are  listed  in  Table  4.   The integrated  dry/wet
concept  is  considered a  baseline  for  comparison  because it  represents
current  practice.  The San Juan Plant Unit 3 is  currently being constructed
with a heat dissipation  system of this type.   The  estimate  of  the integrated
dry/wet  concept was  performed  without the benefit  of  prior  knowledge of
actual construction  costs  of San  Junit Unit  3  to put  all estimates on  the
same relative  basis  and  may  or may not correspond  to  actual  costs.

5.2  Comparative  Costs
     The comparable  costs  of the  four concepts plus  the state-of-the-art
 integrated Wet/Dry  are  listed  in  Table 5.

            Table  5.    Summary  of  Comparative Capital  Costs
                                (dollars)
                            Basic       Capitalized      Comparable
 Cooling  Tower  Concept  Capital Cost   Operating Cost    Capital Cost
 Integrated dry/wet       23,407,000      9,586,000        32,993,000
 Vertical HOTERV  tower   24,795,000      3,138,000        27,933,000
 Horizontal HOTERV tower 21,590,000      3,102,000        24,692,000
 SCAT tower              21,493,000      2,969,000        24,462,000
 Augmenting Ammonia
 Condenser               19,765,000      4,167,000        23,932,000
                                   797

-------
     The costs presented in this paper are approximate in nature.
None of the concept designs were fully optimized from the standpoint
of all parameters involved.  However, all designs and estimates were
arrived at utilizing the same bases and uniform procedures.  It is not
anticipated that exhaustive optimization would change the relative
ranking of the concepts with regard to comparative capital costs.
      The ammonia systems were found to have potentially lower capital
and operating costs than comparable capital cost for the  integrated
concept considered in this base study.  Although the ammonia systems require
(1) an aninonia reboiler, which may be somewhat more complex and expensive
than  a simple- condenser, and (2) a complex pressurized ammonia fill and
drain system, the ammonia  systems have a number of important
cost  advantages associated with the evaporation-condensation heat transfer
system.  Among these advantages is the enhanced heat transport from the
reboiler to the cooling tower.  Only small pumps are required to return
the ammonia to the reboiler and to provide forced recirculation.  Water treat-
ment  costs are also less because of the need for treating smaller quantities
of water.  Moreover, the cost of the ammonia condenser/reboiler was conserva-
tively estimated to be  significantly greater than a conventional turbine
condenser  but there is  reason to question that estimate.
      Operating costs for the ammonia systems are substantially less than
the integrated concept  because  1) less power is required  to operate recir-
culation pumps and fans, and 2) the  capacity  penalty is  lower because
less  generating capacity must be provided in reserve.
                                   798

-------
          LAYOUT OF STEAM PLANT WITH AMMONIA
                                  AMMONIA
                                   VAPOR
                                           DELUGE
                                           WATER
 TURBINE  GENERATOR
                                    CONDENSATE
CONDENSER
 REBOILER i:
VAPOR LIQUID
 SEPARATOR
 HOT WELL
                                AMMONIA
                                STORAGE
                               PUMP HOUSE
                           FOR DELUGE WATER AND
                           AMMONIA CONDENSATE
                       FIGURE 1.

-------
VERTICAL HOTERV ARRANGEMENT
      28'


-------
HORIZONTAL HOTERV ARRANGEMENT
                     205
         28'<£FAN, TYP FOR 30
 -230'
n	I-H-
TOWER *1
(TYPICAL)
                             \ L
                                    iA
                   AIR OUT


                t      t     t
                               B
                     PLAN
 AIR IN -*>
             ELEVATION "A-A"
              ELEVATION "B-B"
                   FIGURE 3.
                      801

-------
SCAT TOWER USING CURT1SS-WRIGHT HEAT
EXCHANGERS
  TUBE BUNDLES
   TYP FOR 61

FAN SUPPORT
COLUMNS
      WET TOWER CELL
        TYP FOR 16

        28'


-------
SCHEMATIC OF CURT1SS-WRIGHT EXCHANGER
ADAPTED FOR THE SCAT TOWER
     SLOTTED
       FINS
    12.3'
                  FIGURE 5.
                      803

-------
                   INTEGRATED DRY/WET COOL ING TOWER
00
o
                     FAN CYLINDER
                              ELECTRIC MOTOR DRIVER
                                                                     GEAR
                                                                  LREDUCER
                                                    MULTI-BLADE
                                                        FAN
                                                               DRY
                                                             SURFACE
                                                 DRY/WET
                                                            EXCHANGER
                                                SEPARATION
                                                   WALL
                                       ULL LENGTH
                                        FLUME
WET
SECTION^
BYPASS
                                          SECTION ,
                    CONCRETE COLLECTION
                           BASIN
                                   CROSS SECTION
                                        FIGURE 6.

-------
                 ENVIRONMENTAL ASPECTS OF EFFECTIVE ENERGY
                           UTILIZATION IN INDUSTRY*
                            Robert E.  Mournighan
                    U.  S.  Environmental Protection Agency
                Industrial Environmental Research Laboratory
                     Office of Research and Development
                              Cincinnati, Ohio
ABSTRACT

     This paper presents some of the energy conservation program in
which the Power Technology and Conservation Branch, of ..the EPA's Office
of Research and Development, is involved.  Initial results -of hardware
research and development projects are presented.

     Examples of combined energy conservation-pollution control projects
concerning the glass, steel and textile industries are given.  These are
research programs funded under a coordinated federal program.

     The tentative results of these studies indicate that 30-40% of
energy is wasted in industrial manufacturing processes.  Effective
utilization of energy could provide at least a partial solution to our
energy supply problem.  At the same time, effort must be made to reduce
the pollution associated with the waste streams, or else a great oppor-
tunity will pass by, resulting in a waste of economic resources and
unnecessary pollution.

     Three specific projects are the principal focus for our discussion:
(1) preheating of glass furnace batch with waste furnace emission gases;
(2) dry quenching of coke in the steel industry; and (3) reverse osmosis
recovery of hot textile dye wastes..  The technologies being investigated
have the combined advantages of improved water or air pollution control
with energy, water and/or chemicals recovery.

INTRODUCTION

     The U. S. Environmental Protection Agency (EPA) is conducting a
research effort in assessing the environmental aspects of efficient
energy utilization technologies.  A major goal of this program is to


*Presented at the "Second Conference on Waste Heat Management and Utilization,'
December 1978.  Mr. Mournighan is with the Power Technology and Conservation
Branch, Energy Systems Environmental Control Division.
                                      805

-------
foster a reduction in environmental pollution, particularly air pollution,
while at the same time making use of energy currently wasted.

     The program is managed by the Power Technology and Conservation
Branch (PTCB) of EPA's Industrial Environmental Research Laboratory,
Cincinnati, Ohio, under EPA's Office of Research and Development.
PTCB's activities are concerned with the environmental control problems
and benefits of a broad range of energy technologies.  Branch interests
include:  solar and geothermal energy conversion; advanced conversion
systems such as high temperature turbines, magnetohydrodynamics and fuel
cells; energy management, i.e., conservation and energy recovery in all
sectors; and indoor air quality control in homes and public buildings.
The results of the PTCB program will provide useful data to other EPA
functions, such as, air and water standards development, and will be
useful to other federal, state and local agencies concerned with energy
environmental issues in developing the most environmentally sound energy
technologies.

     This paper presents, principally, the results from three industrial
projects on improved energy management which have positive energy savings
and environmental impacts and whose economics indicate a moderate chance
for success.

BACKGROUND

     The EPA industrial energy research program has three primary areas
of activity:  (1) assessment of the amount of industrial energy which
can be recovered, including, where possible, the amount and types of
associated pollutants; (2) assessment of the technologies available; and
(3) support of technology research and development.

     In the first area, an assessment of the amount of waste heat available
is being done by DSS Engineers with field measurements by KVB, Inc.
(The project will be reported in the following paper.)

     In the second area, an evaluation of technologies for recovering
waste heat is the objective of a project now being conducted by Energy
and Environmental Analysis, Inc.  The results of this project are expected
to define the areas of greatest potential and the technologies which
have the best energy/environmental tradeoffs.

     In the third area of interest, research and development of technologies
which have significant energy savings associated with a positive environ-
mental impact, are three projects applicable to the glass, steel, and
textile industries, being conducted by PTCB in conjunction with EPA
industrial groups and the Industrial Energy Conservation Division of the
Department of Energy.  On the textile project, the Department of the
Interior also has an interest.
                                     806

-------
DISCUSSION

     Table I shows the estimated energy consumption, wasted  energy,  and
estimated energy savings possible for  the container glass  industry
(Largest segment of glass industry), the coking operation  in the  steel
industry, and in the textile dying and finishing  industry.


             Table I.   Estimates of Energy Consumption, Wasted
                   Energy and Possible Energy  Savings
                          Energy                         Possible
                       Consumption    Energy Waste   Energy  Savings
                       1015 Btu/yr.   1015 Btu/yr.     IQ1^ Btu/yr.
     Glass                   .22             .140        .018  (.052)

     Steel  (Coking)        1.44             .44             .14

     Textile Dying
     and Finishing         0.54             .37             .23


     The table shows that of the 2.2 quads (10   Btu) consumed, the
waste energy for these three categories is 0.95 quads.  The third column
shows that an estimated 0.4 of the 0.95 quads can be saved by effective
and economic technologies.  To put the possible savings in perspective,
it represents about 14% of the yearly oil needs of the electric utility
industry or about 65 million barrels of oil per year.

GLASS INDUSTRY PROJECT - PREHEATING WITH STACK GASES

     The major reasons for undertaking a project in the glass industry
are the declining reliability of natural gas as an energy source, the
need for reducing stack emissions and a need to find an environmentally
and economically acceptable solution to both problems.

     Under contract to EPA, Battelle Memorial Institute and Corning
Glass Works initiated a bench scale project to study the feasibility of
preheating pelletized glass batch raw materials with waste furnace gas.
It was theorized that the batch pellets could also capture some of the
pollutants from the stack gas.  Figure 1 shows a simplified diagram of
the process.

     The study was recently completed^7), and it was found that without
impairing glass quality:

          •    Soda lime glass batch can be pelletized successfully;
                                     807

-------
               The. polJeU: can be heated with the waste gas  Lo  800° C
               v.vi t.hout stjck.iug together or deformi ng excessively;
          o    The w.'ltinp, furnace temperature may be. reduced  up  t:o
               50° C, reducing tin- furnace energy requirement  by  about
               '/OZ - throughput: may also be', increased sij;n:i f icantly to
               bring the overall savings t:o about ^0%;

          o    Up to 85% of the SO,, can be absorbed from  the waste
               gases, by the pclletix.ed material;

          o    NOj, f7:0:11 the f,r,s conibustion zone cnn be reduced  nbout 65%
               by instituting the above, mentioned furnace  temperature
               drop and fuel reductions;
          &
          o    The pelle.tized biitcli may capture, as uiuc.li as  75-80% of the
               furnace particulate ernir.sions.  Further worl: is  necessary
               to deteruiine exactly how accurate this figure is.

     Referring back to Table I, the item in parenthesis under  "Possible
Energy Savings" represents the energy savings, if this technology could
be applied to the v;hole indu.stry.

     There are other advantages to this process modification in that it
can be: retrofitted on existing furnaces and, through energy efficiency
and pollution control, it should prove to be of economic benefit  to the
industry.  Also, it has flexibility and efficiency that are not found in
the use of v;aste heat boilers and a large scale switch to  electric
melting.  Currently, a proposal is under consideration for  the  construction
and operation of a pilot plant for the evaluation of this  technology.

STEEL INDUSTRY - DRY QUENCHING OF COKE

     Most people are aware that the steel industry uses a  large amount
of energy in the manufacturing processes.  Most of the time we  picture
the white-hot heat, of the furnace with sparks of white-hot  metal  flying
through the air; or the incandescent flowing liquid being  poured  into
molds or transfer cars.

     There is, however, a less spectacular place in the. integrated  steel
mill where there is a tremendous waste of energy and a considerable
source of pollution:  the coke batteries and quench tower.

     Currently, hot coke (at 1000 to 1100° C) is transported from the
coke ovens to a tower where tons of water are sprayed onto the incandescent
coke to cool it below ignition temperature.  In this process,  large
quantities of steam and pollutants are vented to the atmosphere.   A
significant amount of polluted water i
-------
     As shown in Figure 2, a dry quenching system, hot coke is cooled in
a closed system by recirculating inert gas.  The hot gas, in turn, is
used to generate steam in a waste heat boiler or is treated by other
heat removal techniques.

     In 1977, the Department of Energy (then ERDA) and EPA initiated a
contract with National Steel Corporation to determine the economic and
technical feasibility and the design for installing a dry quenching unit
at one of their locations.  Recently, the project was completed(^ with
the following results:

          •    Dry quenching of coke, while a huge energy saver would
               not be economically attractive because of the huge initial
               investment for equipment - $21,000,000 per 1,000,000
               ton/yr. plant;

          •    If the pollution abatement benefits must be figured into
               the economics, the process becomes much more attractive.

     The energy benefits are considerable.  Referring to Table I, the
possible energy savings as seen by Streb(^) could be as much as 0.14
quads.  Even at that, the economics are poor, with a projected return on
investment between 7 and 16%.

     However, emissions to the atmosphere are projected to be less than
0.01 grans of particulate/SCF gas at 1 million SCF/hr. or an emission
rate of about 1.5 pounds per hour, about 10% that of a large industrial
boiler.

     Water pollution with this system will be at a minimum.  The volume
of heavily contaminated water is orders of magnitude less than with the
wet quenching system.  The only problem, however, is that we don't know
what toxics, if any, are present and how much there may be.

     In any case, in making a comparison of wet vs. dry quencing, the
pollution control estimates for wet quenching must be figured in, and
the technology should not be evaluated on energy savings alone.

TEXTILE INDUSTRY PROJECT - ENERGY AND WASTE RECOVERY BY REVERSE OSMOSIS

     The textile industry in this country consumes about 300 million
gallons of process water per day.  Approximately 50% of this water is
hot (>40° C), and is not reused, thereby wasting a tremendous amount of
energy and at the same time causing thermal pollution problems^-'.

     EPA, the Department of Energy and the Department of Interior have
formed a joint effort to develop technology which would (1) conserve as
much waste heat as possible, (2) conserve the water resources, and (3)
solve the problem of toxic chemical discharges from these plants.  A
dying and finishing plant with a continuous processing unit was chosen
for the project.

                                      809

-------
     Figure 3 is a simplified diagram of the washing process, the largest
consumer of hot water in the process.  Before this project was begun,
each section received a separate supply of fresh hot water and the
discharge sent to the waste treatment plant.

     To meet all the goals of the project, reverse osmosis (RO) was
chosen as the water cleanup process.  A high temperature membrane,
recently developed and tested (serviceable up to 100° C), seems to be
the best choice available.  Membrane systems are very expensive, so a
water conservation program was undertaken to minimize the size and cost
of the RO unit.  The water conservation effort was very successful,
showing it possible to reduce the process flow to a washing section from
300 gpm to about 50 gpm.

     The RO unit has been sized to treat the 50 gpm stream and will in
effect reduce the discharge to the waste treatment system to a small
blowdown of about 4 gpm.  Most of the hot water will be directly recycled
back to the process.  Figure 4 is a diagram of the proposed installation.

     Currently, the project is the stage where equipment is being purchased,
with construction starting in a few months.  After the system is complete,
the unit will undergo shakedown testing for a full year to determine the
economics, energy savings and pollution control benefits.

     The projection is that there will be a return on investment for
this system, but will be below 20% energy and water recovery considered
alone.  In comparision with separate energy and pollution control alternatives,
the system looks very attractive indeed, especially when toxics substance
control is brought into the picture.

A WORD ABOUT RETURN ON INVESTMENT

     In a recent article in the Harvard Business Review^-*-"', the point
was made that most manufacturers set a high rate of return for energy
projects, actually higher than their regular capital projects.  This
adds to the energy conservationists woes.  In the article, the authors
point out that if firms would accept lower rates of return and fund
energy recovery projects, they would find waste heat recovery systems
providing energy at about one-half the cost that the utility itself
would charge if it were the supplier.

     The point is that if an energy conservation project or waste heat
recovery project has any pollution control benefits, it should be looked
on by management in this light.  We should not look upon these projects
as quick expense-cutting programs, but as an investment, guarding against
future higher energy and pollution control costs.  Conservation projects
are probably the least capital intensive way to save our energy resources'   '.
                                       810

-------
CONCLUSION

     In summary, I have given three examples of energy conservation
projects that involve our Agency.  We are. generally trying to encourage
the idea of adding in pollution control benefits in the decision-making
process in energy conservation projects. -We feel that, with all this
considered, energy conservation alternatives can help our country through
the energy squeeze, maintain the environment and still permit a healthy
economy.
                                      311

-------
 REFERENCES

 1.    Brandon,  C.  A.,  et  al.   "Hot  Textile Process  Effluent Recycle by
      Membrane  Separation."   Presented  at  the 85th  National Meeting of the
      American  Institute  of  Chemical  Engineers,  Philadelphia,  PA,  June 4-8,
      1978.

 2.    Lee,  C. C.   "Potential Research Programs in Waste Energy Utilization,"
      Proceedings  of Second  Waste Heat  Management and  Utilization  Conference,
      Miami  Beach, Florida,  May 9-11, 1977.

 3.    Mournighan,  R. E. and  Bostian,  H.  E.   "Energy Conservation and Improvement
      of the Environment," proceedings  of  Fifth  Conference on  Energy and the
      Environment, Cincinnati,  Ohio,  November 4-7,  1977.

 4.    Sternlicht,  B.  "Capturing Energy from Industrial Waste  Heat," Mechanical
      Engineering, p.  30, August 1978.

 5.    Streb, A. J.  "Priority Listing of Industrial Processes  by Total Energy
      Consumption  and Potential for Savings,"  ERDA CONS/50151,  1977.

'6.    Draft  Final  Report, DOE Contract  EC-77-C-024553.   "Dry Coke  Quenching,"
      Phase I Engineering.

 7.    Draft  Report, EPA Contract 68-02-2640.   "Technology  for  the  Conservation
      of Energy and Abatement of Emissions in Glass Melting Furnaces."

 8.    "Environmental Considerations of  Selected  Energy Conserving  Manufacturing
      Process Options," EPA  report, EPA 600/7-76-034k.

 9.    Steam Electric Plant Factors, 1976,  National  Coal Association, Washington,
      DC.

 10.  Hatsopoulos, G.  N., et al. Harvard  Business  Review,  March 1978.
                                    812

-------
               PELLETIZER
                                       CHARGE
                                       HOPPER
00
M
CO
                                          PREHEATER
                GULLET
                                                                                       TO STACK
                                                              MELTING'
                                                              FURNACE
                           Figure 1 :   Diagram of Glass  Melting  Furnace With  Preheat
MELT

-------
               COKE OVEN
Co
                              QUENCH
                              CHAMBER
                                                           CHARGE CHAMBER
                                                             INERT
                                                              GAS
                                                           COKE CONVEYOR
                                                                                          STEAM
                                                                                        TO PROCESS
WASTE HEAT
 BOILER
                                   Figure 2: Dry Coke Quenching Process

-------
                                         TO
                                       SEWER
          WATER
00
H
(Jl
                                tr.
                                                                               WATER
EACID


  SOAPING
                                                 sa

                                      WATER
                    NEUTRALIZE

                                                                                                      TO

                                                                                                    SEWER
                   Figure.3:  Continuous Dyeing Process - Before changes

-------
         CLOTH-
00
                                                        r
ACID

  SOAPING
                                                       5 a e
                                             HOAC
                                                       MAKEUP
                      t_J
                           NEUTRALIZE
                                           T
                               10
                                                          PRODUCT
                                 T
                                                                                                  CONCENTRATE
                                RECYCLE
                                        CONCENTRATE
                    Figure A:  Continuous Dyeing  Process - Washing Section Flow Schematic.
                                  with recycle

-------
WASTE HEAT RECOVERY POTENTIAL
            FOR
    ENVIRONMENTAL BENEFIT
              IN
     SELECTED INDUSTRIES
          Prepared  By

          S.  R.  Latour
          J. G.  Menningmann
          DSS Engineers,  Inc.,  Ft,  Lauderdale,  Fla.
          Dr. C. C. Lee
          U. S.  Environmental  Protection Agency
          Industrial  Environmental  Research  Laboratories
          Cincinnati,  Ohio
                   817

-------
The power Technology and Conservation Branch of the EPA's  Industrial  Env-

ironmental Research Laboratory in Cincinnati, Ohio, is currently conducting

a program intended to assess the relative economic/environmental impacts of

waste heat utilization.  The reasons for the EPA's involvement in  this area

are twofold:

    1) First, increasing the efficiency of energy utilization may  be

       considered a pollution control alternative in that  the resulting

       decrease in fuel consumption will also result in a  corresponding de-

       crease in quantity of pollutants discharged.

    2) Secondly, it is necessary to insure that as these more efficient

       systems are developed, new pollutants are not generated which  would

       adversely affect the environment.

 As a result, the  EPA has  funded  the study  title,  "Waste  Heat Recovery

 Potential for Environmental  Benefit in  Selected  Industries."  The  objective

 of this  study is  to identify the points, quantity and  quality of  heat dis-

 charged  by Energy Intensive  Industries  and  Emerging Technologies  for  Energy

 development.  Energy Intensive  Industries were selected  on the premise

 that those industries which  consumed  the greatest quantities of energy

 offered  the greatest potential for  discharging substantial quantities of

 waste heat to the environment.   Consideration was  also given to the thermal

 intensity and diversification of each industry.   Table #1  lists those 4-

 digit SIC classification  included in  the study.


                              TABLE  #1
                         SELECTED INDUSTRIES

 SIC #
 2611    Pulp Mills                         2911    Petroleum Refineries
 2621    Paper Mills (ex Bldg Paper)        3211    Flat Glass
 2631    Paperboard Mills                   3221    Glass  Containers
 2812    Alkalies and Chlorines             3229   Pressed & Blown Glass
 2813    Industrial Gases                   3241    Cement  Hydraulic
 2819    Industrial Inorganic Chemicals      3274   Lime
 2865    Cyclic Crudes and Intermediates    3312    Blast Furnace & Steel Mills
 2869    Industrial Organic Chemicals       3321    Grey Iron Foundries
 2873    Nitrogenous Fertilizers            3331    Primary Copper
                                            3334   Primary Aluminum

                                 818

-------
For each of these industries, a study was conducted  to document the points.
quality, and quantity of all waste  heat discharges to the environment.  The
major source of data collected on flue gases was from the National Emmissions
Data System's ( NEDS ) Point Source  Listings.  This data was then verified
by discussion with various industry officials and by correlation with other
related studies conducted both by the EPA and the DOE.

Data on wastewater and non-contact  cooling waters containing significant
quantities of waste heat were also  identified, when  possible, from EPA
Development Documents for Effluent  Limitations, correpondence with Industrial
Pollution Control Officers ..literature surveys,and various U.S. Government
sponsored R & D Reports,

Since it is not possible, within the scope of this presentation, to present
the data collected  in this study in the detail contained in the final report,
and since considerable variations in the accuracy of the data on wastewater
discharges exist  between each SIC classification, it was decided to present
a  summary of only the flue gas emmission of each industry.  This data
accounts for about  99% of the total waste heat discharged, from industries
such as cement production, to approximately 50% for  such industries as
petroleum refining  and steel production which utilize considerable quantities
of both non-contact cooling and process wastewaters.
For this presentation it was decided that four graphs would be adequate to
summarize the main  findings of the  original report.
In Fig. 1, the annual waste heat discharged by flue  gasses versus the stan-
dard industrial classifications is  represented.  As  mentioned previously,
the industries such as petroleum refineries and steel mills (incl  blast
furnaces) are only represented by about 50% of there total waste heat, the
other 50% was contributed by wastewaters, whereas cement and paper-mills are

                           819

-------
8.0-
7.0 •
6.0
5.0-
4.0
3.0
2.0
  .0
                                  -FIGURE #1

                      *ANNUAL WASTE HEAT  DISCHARGED
                                      BY
          STANDARD  INDUSTRIAL CLASSIFICATIONS (SIC #)  (1977 EST.)
                      n
n
i —  CM  CO
IO  VO  U)
CM  cMCM
CM  oo  en  m   en   n   i —  •—  • —   01  • —
i —  i —  « —  U3   VO   f^-i —  i—  CM   CM^d-
00  -OO  CO  00   00   COCTiCVJCM   OJOJ
csicMCMCMCM   cMOJcoco   roco
                                                              CM
             CM   i —   i —
             r —   C\JCO
             COCOCO
                                                                              fO
 ue  Gasses Only
                                      SIC #'S
                                      820

-------
represented by roughly 99% and  96%  of  their total  waste heat because  of  the
minimal amounts of non-contract cooling  and process  wastewaters  utilized
within these industries.  From  these figures and the wastewater  data  it was
determined that approximately 50% of the total  waste heat  discharged, with-
in these SIC groups,  is  discharged  by  petroleum refineries and steel mills.
With this in consideration it seems apparent that  petroleum refining and
steel  production should  be prime candidates for further research into the
potentials for energy recovery.

The percentage of waste  heat discharged  above 350  F  is  the subject of Fig. 2.
Waste  heat streams above this temperature were  termed BTU's available be-
cause  of three primary reasons:  1)  this  is the  approximate dew point of
sulfuric acid, which  is  present as  an  acid gas  in  most  combustion processes,
and can deteriorate equipment materials  such as baghouse fabrics and stack
liners when condensed out of the flue  gas; 2) heat recovery tends to reduce
the buoyancy of  stack plumes thereby reducing plume  height and causing an
increase in ground level concentrations  of sulfur  and nitrogen oxides; and
3) temperatures  lov/er than 250  F do not  prove advantageous for "heat ex-
changer devices'^ however there are systems such as  heat pumps,  conventional
and direct contact organic rankine  cycles that  do  operate  in this range.
Fig.  2  illustrates  the industries that have the  greatest percentages of
"waste heat available".   These  industries show  more  potential for energy
recovery via conventional "heat exchanger devices."
In Fig. 3 we see the  percent of purchased fuels and  electricity  discharged
as waste heat  by standard industrial classifications.   This data was also
generated with only flue gas discharges.
It should be noted that  in Fig.  3,  for example  petroleum refining, discharges
about  62% of their purchased fuels  and elec. by flue gas.   This  may -not
                                    821

-------
                                  FIGURE #2
                          * PERCENT WASTE  HEAT DISCHARGED
                                    ABOVE  350'F
                                          BY
                    STANDARD  INDUSTRIAL  CLASSIFICATION (SIC  #)
      60 -i
      50 -
o
t/0
UJ o
IE O
  in
LU OO

oo LU

3 o
u_
o
      20
      10
            r—   CM
              LjO
i —  ID
co  co
CM  CM
                                       CTt
co
CM
                                            CO
co
CM
CT> CM
CM 00
CM
CM
00
cr>
CM
CM
OO
CM
oo
CNJ
oo
00
OO
CM  OO  OO
OO  OO  OO
OO  OO  OO
  *Flue  Gasses Only
                        STANDARD INDUSTRIAL  CLASSIFICATIONS
                                        (SIC #'S)
                                             822

-------
                                      FIGURE #3
                    PERCENT OF  PURCHASED  FUELS AND  ELECTRICITY
                             DISCHARGED AS WASTE HEAT BY
                    STANDARD  INDUSTRIAL CLASSIFICATION (SIC #)
                                      (1977 EST.)
      801
      70
      60
o
I—I
OL \-
l-<
O Ul
ui :c
_i
Ul Ul

O CO  50

?g

co co
-i<
Ul
=> Q
U Ul
Ul
O CO
ct: i-i
ZD Q
D-
      40
     30
     20
     10
                 Total  BTU's Discharged
                 Total  BTU's Discharged
                 Above  350°F
                                                   n

            r—  CM   CO
            V£>  VO   «3
            CM  CM   CM
                        CM  CO
                        CO  CO
                        CM  CM
cr> ur>
r- <£>
CO CO
CM CM
                                        01
co
CM
   *Flue Gasses  Only
 CO  r—
 r--  i —
 co  en
 CM  CM


SIC #•
r—  r—   Cn   r-   <=T  CM  1—  i—  Si-
i—  CM   CM   «^-r~-i—  CM  roro
CMCMCM   CMCMCOCO  COOO
rococo   rocoroco  coco
                                             823

-------
seem reasonable at first glance because flue gas only represents about 50%
of the waste heat discharged in refineries.  This means that 124% of pur-
chased fuels and electricity is discharged by flue gases and waste waters
as v/aste heat.  The explanation for this is that 50% or more of the petroleum
refineries energy needs are supplied with byproduct refinery gas and coke.
Then, with these points considered, petroleum refineries would only discharge
roughly 62% of the total energy consumed by that industry.  This is the case
for steel production and to a much lesser extent for the other industries.

Considering Fig. 3 one can see that some industries which have a high % of
purchased fuels and electricity discharged as waste heat do not necessarily
have a high % of "BTU's available", the % black area.Keeping in mind the total
BTU's discharged annually for each Sic #, this Fig. differentiates industries,
which have close to the same percentages of waste heat discharged, by
there potential for energy recovery with conventional  "heat exchanger
devices."
 The next graph,  Fig.  4,  gives  annual  waste  heat  discharged  in  the 10 EPA
 regions.   For the   individual  Sic #s,  we  assessed  the BTU's discharged in
 each region.   With this  data we  could attribute  the high  percentage of
 waste heat in region 5 to  primarily  steel,  petroleum and  industrial inorganic
 chemicals N.E.C.  productions;  region 6 to petroleum, industrial organic chem-
 icals N.E.C., cement, industrial  inorganic  chemicals N.E.C. and papermills
 (excl.  Bldg.  paper) productions;  region 3 to  industrial gases, steel,
 petroleum and cement productions; region  4  to papermills,  petroleum, cement
 paperboard mills and steel  productions.

 This data reflects the regional  potentials  for commercial  use of  waste heat
 in the fields of space heating,  soil warming, aquaculture farming and
 other potential  uses of low grade waste heat.
                                      824

-------
       10
  UJ
  CD
O
h-1
a
        8
  U:H
  JC O
  ^"~
  t-x  6
  3 vi
  —i :o
  3 ca
  =E
  <
        2-
                                   FIGURE #4
                         ANNUAL WASTE HEAT  DISCHARGED
                                      BY
                                  EPA REGIONS
                                 (1977 EST.)
               n
                                                 n
                1      23456789    10
                                    EPA  REGIONS
*Flue Gasses  Only
                                      825

-------
                                         FIGURE 15

                                   EPA  REGIONS
00
ro
          (incl. ALASKA)
             (CALIF  *


          (incl.HAWAII) ^   j

-------
POSSIBLE ENVIRONMENTAL IMPACTS
Waste heat discharged by industry  can  create undesirable  thermal  loading  of
the local environment.  The  impact of  these  heat  additions  is  dependent
upon both the concentration  and  route  by  which  this  heat  energy is discharged.

While a variety of pollutants are  often directly  related  to waste heat dis-
charge, this discussion will focus primarily on the  impact  of  the thermal
discharges to the environment.

Heat is unlike most  "pollutants" which can  be readily  collected,  concentrated,
and disposed of under controlled conditions. Conversely, heat energy must be
disposed  of/through  retention with controlled dissipation so as to minimize
its effects on the surrounding  biosphere.

Heat rejection by cooling  and process  waters can  be  a  significant amount  of
the overall waste heat  discharged  in some industries.   Until recently, a
common  method of waste  heat  disposal was  to  discharge  once  through cooling
water  into a nearby  waterway, this has proven to  be  both  efficient and
economical.  However, public concern over the potential adverse environ-
mental  impacts caused by  the addition  of  this waste  heat  to natural water-
ways has  promoted considerable  research  in  an attempt  to  define these im-
pacts  in  order to determine  "acceptable"  levels of thermal  pollution.

Temperature  is one of the  most  important  single factors governing the
occurance and behavior  of  life.  The discharge  of waste heat into a
                                                ifr
natural  body of water can  cause a  number  of physical,  biological  and chemical
effects.  Raising the temperature  of water reduces the oxygen  retaining
capacity of  the water,  reduces  the reaeration rate,  changes the density
which  may inturn result in stratification,  increases the  rate  of  evaporation,
increases the rate of many biological, chemical and  physical reactions,

                             827

-------
and decreases the viscosity thereby reducing the  sediment  transporting
ability of the water.

The impacts of these changes can be detrimental,  beneficial, or  insignificant
depending upon the extent of these changes and the  intended use  of the re-
ceiving body of water.  Heat imputs into a receiving body  of water increases
the rate of BOD exertion which, when coupled with the accompanying reduced
reaeration rate, may reduce its organic waste assimilation capacity.  On
the other hand, the addition of waste heat during winter months  may signifi-
cantly lengthen the shipping season of a waterway by shortening  the period
of ice cover in the shipping lanes.

However, the greatest potential impact of waste heat discharges  to natural
bodies of water is upon the aquatic ecosystem.  Although a large number of
studies have been and are being conducted in attempts to further define
these cause and effect relationships, considerable data is still lacking.
Some of the known and reported effects associated with temperature increases
of natural waterways are: decreasing gas (oxygen) solubilities;  changes in
species diversity, metabolic rates, reproductive  cycles, digestive and re-
spiration rates, behavior of the aquatic organsms; and increasing the para-
sitic bacterial populations.  All of these have the potential of creating
an unbalanced, unchecked aquatic ecosystem.

Although the potential adverse environmental impacts of discharging waste
heat into the aquatic environments are quite numerous and  diversified the
direct release of this waste heat to the atmosphere is not without its
own potential for adverse environmental impact.

It is becoming increasingly apparent that man affects the  climatic condi-
tions of the earth by the release of heat and materials to the atmosphere.

                                828

-------
For this reason, stack gases and cooling tower plumes are of considerable
concern to investigators from a environmental and energy standpoint.

Several studies have suggested that possible intensification of convective
activity and associated concentration of vorticity may be caused by the
release of large quantities of heat in relatively small areas, resulting
in severe thunderstorms and tornadoes.  On a smaller scale, the release of
this heat, and contained moisture, can increase or change the spatial and
temporal pattern of precipitation, cloud cover, and mean temperatures.

Cooling towers, either wet-or-dry, are frequently used to dissipate waste
heat to the atmosphere.  The major complaint from the public concerning
these  towers has been the  appearance of these devices and, at close range,
the noise generated by them.  They are, however, several environmental
impacts directly related to the operations of these towers.  Some of
these  are 1) the restriction of sunlight caused by visible plumes
("shaddowing")  2)  restriction of visibility when plumes reach ground level
(fogging) 3) deposition of detrimental chemicals contained in cooling
waters onto surrounding areas  ("drift") 4) atmospheric changes.  For
most sites these impacts are rather  small and local, and usually environ-
mentally acceptable.
Since  proven mathematical  models are not yet available for accurately
predicting the  extent and  frequency  of these atmospheric effects for a
particular site and heat-dissipation system, considerable field research
will be required to develope these models before accurate determinations  of
"critical heat  loads" may  be projected.
                                 829

-------
          WASTE HEAT UTILIZATION AND THE ENVIRONMENT

                M.E. Gunn, Jr., Program Manager
              Division of Fossil Fuel Utilization
                  U.S. Department of Energy
                    Washington, D.C. U.S.A.
ABSTRACT
One way of reducing the national energy needs and conserving
valuable fossil fuels in the near and long term is the recovery
of waste heat energy.  Industrial processes, residential and
commercial heating, transportation systems, and electric power
generation efficiently utilize only a small percentage of the
energy fed into them.  Much of this energy can be recovered by
using the new technologies now being developed.  This recover-
able energy amounts to 20 to 30 percent of the forecast national
energy consumption.

Waste heat recovery also has a beneficial impact on the environ-
ment when the rejected energy is harnessed and used; thermal as
well as air pollution is significantly reduced.  In particular,
thermal pollution is reduced to the atmosphere and to waterways,
as applicable, and the pollution to the atmosphere is reduced
when the use of waste heat recovery decreases the quantity of
fossil fuel that would be burned to achieve given performance
levels.

In late 1978, a significant number of preproduction prototype
waste heat recovery systems will be in operation at selected
electric utility and industrial generation stations located
throughout the U.S.  They represent modern versions of tech-
nology dating back to the 1930's and more recently used in
aerospace applications.  DOE is supporting the development of
several unique concepts of packaged Rankine cycle systems using
different working fluids ranging from steam to Freon.  Each
system will be rated under one megawatt and will be ideal for
recovering waste heat from the diesel engines used by many small
municipal electric utilities as well as other waste heat recovery
opportunities in industrial applications.  The systems will
recover the waste heat from the prime mover exhaust streams and
convert it to additional useful shaft power at efficiency levels
of 18-20 percent.

This paper will describe the technology as it is characterized
in the DOE sponsored concepts and will address the impacts, pro
and con, on the environment as a result of their implementation.
The conditions of using the organic fluids as working fluids
will be discussed and an attempt will be made to quantify
selected thermal and air pollution improvements.
                             830

-------
INTRODUCTION

A most important principle of the President's National Energy
Plan (NEP) is seen as the "Cornerstone of National Energy
Policy."  This_principle states that the growth energy demand
must be restrained through conservation and improved energy
efficiency.  Conservation represents practice that is cheaper
than production of new energy supplies, and a most effective
means for protecting the environment.  See Figure 1.

The level of imported fuels can be substantially reduced by
pursuing attractive energy efficient technologies.  Studies
have estimated that overall economy of the U.S. operates at
less than 10 percent energy efficiency.  A recent analysis
determined that the U.S. could expend between 20 and 40 per-
cent less energy and still maintain overall economic growth
into the 1990's.  Much of the required energy is lost as waste
heat and can be recovered by using new technologies.  This
recoverable energy can amount to 20 to 30 percent of the fore-
cast national energy consumption.

If the waste heat recovery program currently underway via
Federal support and sponsorship were carried through to com-
pletion, potentially, the Nation's annual expenditure for im-
ported oil can be reduced by $15 billion in 1985 and by $48
billion in the year 2000.  Full utilization of recoverable
waste heat energy would result in potential savings of $57
billion in 1985 and by'$68 billion in 2000.  See Figure 2.

By reducing the need for additional oil imports by recovering
and making use of waste energy, conservation and improved
efficiency in the use of energy can contribute to national
security and international stability.  This leads to the
possible reduction of the need for additional domestic energy
production, thereby contributing to environmental protection.

To achieve these savings and ultimate improvements for the
environment, DOE has been supporting waste heat recovery and
utilization projects since 1975.

In the High Temperature Heat Recovery program at DOE (Figure 3)
a goal was established to develop heat recovery technology as
an alternate source of energy by developing the necessary
technology base for recovering and using waste heat and by
demonstrating the technical and economic feasibility of the
technological components.  As shown in Figure 4, specific
projects of this program include the development of several
unique concepts of organic Rankine cycle systems.  These
systems are ideal for recovering waste heat from diesel
engines used by many small municipal electric utilities and
                             831

-------
are suitable for recovering waste heat in industrial processes.
The shear implementation of these systems will significantly
reduce thermal and air pollution typically characteristic of
the respective prime movers, and the impact on the environment
may even be considered negligible when one takes into account
the system performance and reliability aspects.

THE TECHNOLOGY

The organic Rankine cycle system technology being developed in
the DOE program represents modern versions of technology dating
back to the 1930's and more recently used in aerospace applica-
tions.  Basically, a Rankine cycle system, depicted in Figure 5,
is a thermally driven engine that converts heat energy into the
mechanical energy by alternately evaporating a working fluid at
high pressure and producing shaft power which operates at low
pressure.

The Rankine cycle system can be readily identified as the
thermodynamic cycle that characterizes a steam generation
system used to produce electricity.  The use of organic fluids
instead of steam offers advantages as well as the disadvantages
listed in Figure 6.  As indicated in Figure 7, organic fluids
typically have low heats of vaporization, thereby allowing for
sensible heat use at the lower temperature conditions.   There-
fore, the systems being developed are suitable for low or
middle temperature heat utilization.

Before the end of 1979, at least four preproduction prototype
organic Rankine cycle waste heat recovery systems will be in
operation at selected electric utility generation stations in
the United States.  The units will produce additional electric
power from the exhausts of stationary diesel engines.

Three of the units are products of a DOE/Sundstrand Energy
Systems Cooperative Agreement.  Under this agreement, Sund-
strand has designed and developed a system which uses toluene
as a working fluid to generate 600 Kw of electric power.  The
fourth unit was developed by Mechanical Technology Incorporated
(MTI), and employs two safe and well accepted power fluids,,
steam and Freon to generate 500 Kw of electric power.

As illustrated in Figure 8, the Sundstrand system uses a single
stage supersonic high-work impulse turbine, and a vaporizer
which uses a compact centrifugal separator to remove liquid
from the vapor stream at the outlet of its natural circulation
boiler.  A modular packaging concept (Figure 9) is employed so
that the power conversion system may be easily transported and
set up without special foundations.  One organic Rankine cycle
loop is entirely sealed with exception of the turbine output
                              832

-------
shaft.  The regenerator, condenser and hotwell are combined in
a single vessel.  Sundstrand units will be in operation at
municipal utility plants located at Beloit, Kansas, Easton,
Maryland, and Homestead, Florida.

The MTI unit is characterized by the cycle shown in Figure 10.
In this system basically, two Rankine cycles are employed.
The steam topping cycle buffers the Freon bottoming cycle
enabling the system to be applicable over a wider range of
gas temperatures.  The machinery arrangement consists of two
radial in-flow turbines that drive a common output gear.  The
system is designed to use exhaust gases at 520°F to generate
steam at 430°F which is expanded across the Freon turbine.
Each turbine is independently optimized.  The system is low
pressure in character and conventional process and refrigera-
tion industry heat exchange components have been adapted for
use.  The system is neatly packaged for simplicity in trans-
portation and installation.  The MTI unit will be recovering
exhaust gases from two turbocharged diesels in operation at
the Municipal Power Plant in the Village of Rockville Centre,
New York (Figure 11)

INSTALLATIONS AND ENVIRONMENTAL CONSIDERATIONS

Unlike nuclear and fossil fuel cycles, the basic fuel cycle
for these waste heat power conversion systems is located at
the source of fuel, which is, in this case, exhaust gases
from stationary diesel engines.  Therefore, environmental
effects occur mainly during the operation phase of these
systems, and are very site specific.  This operating phase
consists of power generation under specific load conditions
and constraints that might be imposed by the system users.
Typically, the environmental factors normally considered for
power generation plants include but are not limited to land
use, noise, seismic effects, thermal discharges, and gaseous
and liquid effluents.  Figures 12a through c provides illus-
trations of the site plans for the Sunstrand installations.
It is readily apparent that adequate land area is available
at each installation.  This is also true for the MTI installa-
tion shown in Figure 13.  Perhaps, the most significant
aspect of this installation is the location of the steam
boiler.  This component is mounted between the exhaust
stacks of the two diesel engines supplying the recovery
system "fuel", on the top of the diesel engine building.

These initial installations are retrofits to existing facil-
ities.  The main disturbance of the land area takes place at
the Sundstrand installations where toluene sumps are made
available to contain any major leakage of the toluene inven-
tory.  The system contains ~900 gallons of toluene when fully
charged.  The tank is designed to prevent any leakage into
                             833

-------
into the earth and is buried well above water table levels at
each site.  Aside from this, no significant land modifications
are required, i.e., mining, well digging, etc.

Seismic problems are not seen to pose any significant concerns.
Structural integrity for each installation will be consistent
with the existing powerplant requirements and will be at least
as safe as the primary systems.

Noise problems are centered around the turbomachinery or power
conversion components of each unit.  Considering the noise
level of the muffled diesel engines operating in the existing
facilities, the turbomachinery noise cannot be detected during
operation.  Since the waste heat recovery system only operates
when the diesels are running, noise pollution can be considered
negligible for the additional systems.

The discussion of thermal pollution is concentrated mainly at
two interfaces — the vaporizers at the heat source and the
cooling towers at the heat sink.  The Sundstrand system is
designed for vaporizer application in heat sources between
800°F and 330°F; the MTI unit is designed for exhaust (heat
source) temperatures of 520°F with the heat source exit
temperature at 333°F.  Considering that typical exhaust
temperatures for large stationary diesels range as high as
1200°F, it is readily apparent that when the entire exhaust
streams are captured by the systems in question, or when the
available heat source 'exceeds ~10xlO^ Btu/hr., above the 330°F
temperature, there is.a substantial reduction in thermal
pollution as a result of waste heat recovery system implemen-
tation.  Even if the systems recover only a portion of the
available waste heat, the thermal impact on the environment is
reduced.  Although no thermal discharge measurements have been
recorded as of yet for either the Sundstrand or MTI unit
under actual operation, one can expect that the above drawn
conclusion will be substantiated.

For the installations discussed in this writing, cooling
towers are utilized to reject the energy transferred at the
condensing systems for each unit.  The MTI unit is designed to
reject energy at 67°F to the cooling tower.  The Sundstrand
system has a liquid  (cooling water) side condenser exit
temperature of 100°F.  Of course, the cooling water temperature
from each system is reduced via the cooling towers by some 6°F
to 15°F.  Therefore, thermal pollution at the cooling towers
of these waste heat systems is minimal.

When considering gaseous effluents to the environment, basically
two areas of concern come to mind.  The first area is at the
diesel exhause stacks.  A question raised here is with respect
                             834

-------
to any change in the exhaust stream of the diesel engines as a
result of heat extraction.  The mere fact that implementation
of these organic systems to generate power from expended
energy sources leads to the analogous situation that would
exist to, say, generate that same power using a prime mover,
such as another diesel.  Figure 14 shows a plot depicting the
impact on emissions from fuel combustion relative to the
efficiency of utilization of fossil fuel.  The 20 percent
efficient bottoming plants improve fuel utilization efficiency
by up to 10 points.  This corresponds to significant reduction
in emissions and represents the emissions impact on the
environment that does not occur as a result of using waste
heat as a fuel source.

The extraction of heat from the diesel exhaust stream does
raise possible concern for sulphuric acid formation in the
stacks and subsequent acid mist introduced to the atmosphere.
In each installation the fuel for the prime movers is rela-
tively clean #2 fuel oil.  Thermal conditions, however, are
related to the formation of sulphuric acid.  In a recently
completed report that included diesel exhaust gas analysis,
the exhausts from five large diesel engines were sampled over
a range of engine operating conditions using fuels with sul-
phur contents varying from 0.05 percent to 1.8 percent
(Figure 15).  The exhausts were characterized via measurements
of S02, S03, CO, H20, NO, chloride, acid dew point, peak rate
temperature of acid deposition, particulate loading, particle
sizing, particulate composition and smoke number.  The results
of the analysis were used to determine that the temperature
where the peak acid deposition rate was approximately 20°F
lower than the determined acid dew point temperature of ^240°F.
The peak acid deposition rate corresponds to the point of
maximum corrosive environment for the vaporizer.  Therefore,
if acid formation is avoided, problems with regard to acid
mist and corrosion can be mitigated.

Recall that in the Sundstrand system the lowest allowable
exhaust temperature after heat extraction is 330°F, while in
the MTI system the steam boiler is designed so that the diesel
exhaust temperature never drops below 333°F.  Both are safely
above the acid dew point limit suggested by the analysis.

The other area of concern when discussing gaseous effluents is
the possible leak of organic vapors or liquids into the
environment.  The use of organic fluids raises serious concerns,
at times more emotional than actually hazardous.  As indicated
in Figure 16, characteristics of organic fluids typically
include toxicity and flammability limits.  The designs employed
by Sundstrand and MTI have taken these limits into considera-
tion, but despite this, one might speculate that leakages may
                             835

-------
occur that could prove to be hazardous to the health and
safety of workers, and toxic substances may escape.

As mentioned before, Sundstrand uses toluene as a working
fluid which is moderately toxic.  It has a National Fire Pro-
tection Association  (NFPA) health hazard rating of 2.  A
threshold limit value  (TLV) of 200 ppm (750 mg/m3) has been
assigned to toluene.  The recommended average TLV is 100 ppm
with a peak of 200 ppm for no more than 10 minutes.

The operation of the Sundstrand units at each installation
will be without the need of an operator, and each installation
will have adequate ventilation to guard against excessive
accummulation of toluene leaks intp the atmosphere.  Sufficient
fire protection is also included.  As mentioned before, toluene
sump tanks are supplied with each system installation.  These
tanks are designed to protect the environment from leaks of
the fluid.  Since the temperature and pressure of the toluene
in the system is never expected to exceed 465°F and 200 psia
respectively, there is no apparent concern for autoignition.
Toluene decomposes at  750°F.

The MTI unit employs Freon-11 in its bottom cycle.  A TLV of
1000 ppm has been assigned to Freon-11 (CFCls).  In animal
tests, closely related chemical species such as Freon-112
(CGC12 CFCL2), choloroform (CHCL3), and carbon tetrachloride
(CCl4> have been shown to be carcinogenic.  However, no such
conclusion has been drawn regarding Freon-11.  In the MTI
design, Freon-11 will be heated to 190°F at 90 psia, thereby
mitigating the possibility of decomposition.  Decomposition of
R-ll occurs between 350°F and 400°F.

Freon-11 has been reported to catalyze the breakdown of the
ozone layer,  Design conditions will not permit leaks of
Freon-11 during normal operation and barring any unforeseen
failures, it is not expected that Freon-11 leaks will be a
problem.  The mere fact that there is significant handling
experience via the refrigeration industry will enhance the
acceptability of the fluid.

SUMMARY AND CONCLUSION

After considering some of the typical environmental effects
pertinent to power generation plants, it can be safe to assume
based upon this somewhat simplified assessment that the
implementation of organic Rankine cycle waste heat recovery
systems in municipal utilities will benefit rather than impair
the environment.  The critical area of concern will continue
to center around the organic fluids themselves and the
character of the respective Sundstrand and MTI designs.  Each
                             836

-------
has taken into account the seriousness of catastrophic failures
and has taken the necessary precautions in design to mitigate
their occurrence.

It can therefore, be concluded that implementation of waste
heat recovery devices can, in fact, serve to protect the
environment from adverse influences.
                              837

-------
           Heat Engine and Heat Recovery R&D
        Supports MEP and Supply Strategy Policy
CD
OJ
CO
• Enhance Conservation and Lower the Rate of Growth of
 Total U.S. Energy Demand

• Shift Industrial and Utility Consumption of Natural Gas and
 Oil to Coal and Other Abundant Resources

• Develop Synthetic Substitutes for Oil and Gas

• Reduce Dependence on Oil Imports and Vulnerability to
 Interruptions of Foreign Oil Supply
                                FIGURE 1
                                                        78-112B9M/14-34

-------
00
                      Potential Savings in Oil Imports
                                                'i^^                     i.y.:

Category

Total Savings of Oil (MBDOE)
Total Savings of Oil (Quads)
% Reduction in Oil Imports
$/Yr. Savings on Oil Imports*
Estimated Energy Savings
Ongoing Projects
1985
2.7
5.4
23
14.8B
2000
8.7
17.4
76
47.GB
Total Recoverable
Energy
1985
10.4
20.8
GG
5G.9B
2000
12.5
25.0
79
G8.4B
                     "B.isocl on an cstimntccl vnlun of $15 per linrrcl, winch appears quite consorvntivn for tlte 1985-
                      2000 time frame.
                                            FIGURE 2

-------
00
£>
o
To Develop Heat-Recovery Technology as
an Alternative Source of Energy by:

  • Developing the Necessary Technology
    Base for Recovering and Using Waste Heat

  • Demonstrating the Technical and Economic
    Feasibility of the Technological Components
                                    FIGURE 3
                                                                7I-112MM/3-34

-------
        Bottoming Cycle Systems for Waste
          Heat Recovery and Degeneration
00
          Four Unique Concepts in Organic Rankine
          Cycle System Technology
• Mechanical Technology Inc. — 500 KW Binary-Rankine
  Cycle System
• Sundstrand Energy Systems — 600 KW Toluene
  Rankine Cycle System
• Thermo Electron Corporation — 440 KW Ruorinol
  Rankine Cycle System
• Biphase Energy Systems — 400-600 KW Two Phase
  Heat Engine Cycle System
                                                 78-58717-32
                             FIGURE 4

-------
            Rankine Bottoming Cycle Concept
00
4^
to
          RANKINE
          BOTTOMING
          CYCLE
                   EXPANSION
                   TURBINE
SOURCE
(WASTE
 HEAT)
AAA/
                                             ELECTRICTY
                     VAPOR
                   GENERATOR
                                   REGENERATOR CONDENSER
                                FIGURE 5
                                                       78 11289M/18-M

-------
00
^
CO
             Organic Vs Steam Comparison

Advantages Of Organics
    • High Efficiency With Single-Stage Turbine
    e High Efficiency In Small Sizes
    • Little Or No Superheating And/Or Desuperheating Required
    • Condenser Pressures Near Atmospheric Reduces Leakage Problems
    • Compact And Lightweight Turbomachinery
    • Low System Cost
    • Wide Variety Of Fluids Possible

Disadvantages
    • Maximum Temperature Limited By Chemical Stability
    e Fluids Can Be Expensive
    • Expensive Materials Required To Avoid Decomposition At Elevated
      Temperatures
    * Lower Heat Transfer Coefficients Require Larger And More Expensive
      Heat Exchangers
    • Fluids Can Be Toxic, Flammable
    • Very Limited Availability Of Off-The-Shelf Hardware Specifically
      Designed For Fluids
                             FIGURE 6                             OSTtOOTOt/l-IB

-------
          For Same Pinch Temperature Organic Fluids Can
                    Extract More Heat Than Steam
CO
                      Steam
              Organic

u.
oT
^
13
CL
W
H



600
480F
400

200



0

"""• ~~ _^_ Sen«jjjj Pinch
- ~-.__/e«m 1
\ Steam ' — ~ j^

-






Superheat
If required Preheating

i i i i
X
I N












                                 n-	300F
                                                   Pinch
                 20    40    60    80

                 Percent of recovered heat
100
20    40    60

Percent of recovered
                                                                  200F
                        80    100
                      heat
                                    FIGURE 7
                                                               78-11289M/10-34

-------
                                 600  KW ORC Schematic

                                    200 PSI System
                                               Waste Gas
                                                  Out
                                          Toluene Liquid
                   Condenser Regenerator
      Cooling

      Tower
00
^
Ul
2.70 PS I A

 140° F
                Boost Pump
                                                                         Preheater
                                                                               Separator
                                                                                Superheater
                                                                                        .Waste Gas
                                                                                           In
                                  Feed Pump

                                  (Two Stage)
                                                           ^ 900 Shaft HP (600 KW}
                                                                  9,300 RPM
                                               FIG
                                    IBS*
                                                      e
                                                          Seal

-------
00
        EXHAUST
        GASES
                          600 KW ORC Bottoming System
                                                              COO Li NO TOWtR
     SHUTOFF VALVE

    CONTROL VALVE

   CONDENSER
                                                                   GENERATOR
                                                                       OtARBOX
                                                                           TURilNE ft
                                                                           FEEDPUMP
                                                                          START PUMP

                                                                       BOOST PUMP
                          VACUUM PUMP
                   DIVERTER
                   VALVE
CONTROL
CONSOLE
                                           FIGURE 9
                                                                                  087WOnfl/10-1B

-------
                 Cycle Schematic For Binary System
00
                                             Stem Loop
                                        81*F
                               Freoq Loop
                                  FIGURE 10
                                                                 OSTMOtM/l-H

-------
     General Arrangement of MTI Binary Rankine Cycle System

         for Waste Heat Recovery/Electric Power Generator
00
*>
00
                               ipal Power Plant

                           Rockville Centre, New York


                                 FIGURE 11 (13)
                                                            Q87WOHI/1B II

-------
                         Installation Schematic
                    600 KW ORC at Beloit, Kansas
                            Municipal Utility
                  COOLING
                  TOWER
CO
                   PCM
                             ENGINE
                            RADIATORS
ENGINE
COOLING
TOWERS
                                               VAPORIZER
CITY WATER
TREATMENT
                               TOLUENE
                               SUMP
                                         DIVERTER
                                         VALVE
                      DIVERTER
                      VALVE

. 11


^
1 350
1 LSV
Tnmrai? 1 9o
W ^
s

QKW
'-16


s
X"

4100 KW|
LSV-16 I
G
                                                                      QBTMXMBt/12-U

-------
                                      ORC
                                      COOLING
                                      TOWLK
                                                   ENGINE
                                                   COOLING
                                                   TOWER
00
ui
o
Installation Schematic
   600 KW ORC at
  Easton,  Maryland
   Municipal Utility
                            TOLUENE f—I
                            SUMP   LJ
                                                             OPTIONAL
                                                            ^DIVERTER
                                                             VALVE
                                                          RV16-4

                                                          6600 KW
                                   FIGURE 12b
                                                                   0*7MMM/11tt

-------
00
Ul
Installation Schematic
    600 KW ORC at
 Homestead, Florida
   Municipal Utility
                                     DIVERTER
                                     VALVE
                                 COOLING
                                 TOWER
 OPTIONAL
 OIVERTER
 VALVE
                                           GOO
                                           KW
                                           ORC
                                     FIGURE 12c
                                                 D
TOLUENE
SUMP
                                                       PAD FOR
                                                       PCM A VAPORZIER
                                                                       Q87tOOMt/1l-1l

-------
    The Impact of Advanced Cogeneration on Emissions
CD

U1

to
            .s
            o
            c
            Ul

            I
            4""
            CO

            1
            ft


            0


            1
t  5
Ul
•o
0)
*••



1  4
o
O)
               a


              I 2
11
o

I
1  0
Ul
 Range for Conventional Engines

 Making Only Electrical Power


\*
                          Range for Advanced Engine*

                          in Advanced Cogeneration

                          Making Both


                                 •Electrical Power


                                 •Process Heat
                                           I
                       0.2   0.4   0.6   0.8    1.0


                      Effieieney of Fossil Fuel Utilization

                                  FIGURE 14

-------
                      Diesel Exhaust Analysis Summary
00
U1
CO
•H*
1.
FmlNo. 2
A
-------
00
Ul
                                           Fluid Study
                                       Bottoming Cycle
Characteristics
Toxlclty
TLV
OSHA/NIO8H Class
Availability
Quantity
Co»t-»/Oel
Material*
Vessel*
Seels
nemmeblllty
Flesh Point
Flra Point
Auto Ignition Point
Product! of Combustion
Vapor Pressure
PSIAOTO'F
Max. Oparatlng Tomp°F
System Efficiency
Haat Sourca Exh.
Tamp *f
Turbina Inlet
Temp "F
Condenser Temp"!6
"») - Elect P°wtr
By* mCphJTM 2401*
Total Heat Ixehenger
Volume- Cu. ft.
2 Methyl
Pyrldlne
6PPM
Toxic
Large
4.M
No copper
mixture
EPR. ECD-006
M°F
146160-F
900°f
Non-tonic
1.59
675-760
248
675
167
.192
200
Fluorine!
85
10PPM
Toxic
Medium
(22,000 lbt/yr|
35.00
EPR
105'F
160"F
900'F
Toxlo
1.0
RBOB7B
248 300
650 S50
181 140
.188 -1S1
166 228
Fluoroiene
M
N.A.
Toxic
Large
25.00
Fluorocarbon
110°
227°F
Toxic
0.28
650700
980
600
180
.161
288
Pentafluorobenzene
Hexafluoro benzene
<20PPM
Toxic
3500 Lb
233.00
, Stainless Steel
Fluorocarbon
None
None
None
Toxic
3.28
900-1000
315
600
169
.178
177
Toluene
(Methyl Benzene!
200PPM
Toxic
Unlimited
2.50
Fluorocarbon
40"F
40°F
1025°F
Non-toxic
0.4588
750-800
300 300 342
650 465 550
160 140 140
188 1621 1638
255 225 271
                •••eod en •p*tntl»a4 ttngte stage turbine: 1] Feed Pump-0.6. T) Generator-0.98. •») Qeerbox-0.96

                                                 FIGURE 16
                                                                                          087100611/14-16

-------
         THERMAL  STORAGE  FOR  INDUSTRIAL  PROCESS  AND REJECT HEAT
                      R.  A.  Duscha and  W.  J.  Masica
                        NASA Lewis Research  Center
                          Cleveland,  Ohio  U.S.A.
 ABSTRACT
 Industrial  production  uses  about 40% of the  total  energy  consumed  in  the
 United  States.   The major share of this is  derived from fossil  fuel.
 Potential  savings  of scarce fuel is possible through  the  use  of thermal
 energy  storage  (TES)  of  reject  or process  heat  for subsequent use.  Re-
 sults  of study  contracts awarded by the Department of Energy  (DOE)  and
 managed by the  NASA Lewis Research Center  have  identified three espe-
 cially  significant industries where high temperature  TES  appears attrac-
 tive -  paper and pulp,  iron and steel,  and  cement.  Potential annual
 fuel savings with  large  scale implementation of near-term TES systems
 for  these three industries is nearly 9  x 10^ bbl  of oil.
 INTRODUCTION

 One of the many responsibilities of the Department  of Energy  (DOE)  is
 administering the Voluntary Business Energy Conservation  Program.   This
 program,  under the guidelines of the 1975 Energy Policy and Conserva-
 tion Act,  requires major energy consuming firms within industries for
 which energy efficiency improvement targets have been set to  report
 directly  to DOE on their energy efficiency.  The fact that industrial
 production uses about 40% of the total  energy consumed in the United
 States indicates the tremendous potential that exists for significant
 energy savings through a concerted effort by all concerned.

 Major energy consuming industries, arranged by the  two-digit  Standard
 Industrial Classification (SIC) Code, were assigned 1980  goals for  1m-
'provement in energy efficiency over their 1972 base level. As of the
 first six months of 1977, the index of energy efficiency  was  at an  esti-
 mated 9.2 per cent above the 1972 base level Qj.   Although very encour-
 aging in  regards to the overall energy savings implicit in this index,
 the decline in the use of natural gas was offset by an increase in  the
 use of fuel oil.

 As with every major problem, the solution for achieving maximum energy
 savings lies in many approaches.  One approach, known for decades but
 relegated to the sidelines because of the past availability of rela-
 tively cheap energy in the United States, is the recovery and use of in-
 dustrial  waste heat.  Recognizing the increased importance of waste heat
                                855

-------
recovery and use, the former Energy Research and Development Administra-
tion (ERDA) funded a study to determine the economic and technical fea-
sibility of thermal energy storage (:TES) in conjunction with waste heat
recovery QQ.  This study was directed toward identifying industrial
processes characterized by fluctuating energy availability and/or
demand, a key criterion for TES applicability.

At least 20 industries were identified as areas where thermal energy
storage had potential application to some degree.   Responses to a Pro-
gram Research and Development Announcement (PRDA)  issued by ERDA shortly
after the conclusion of the feasibility study program resulted in con-
tract awards to study three industries in the high temperature
(>250°C) TES area with potential significant energy savings.  These
industries were paper and pulp, iron and steel, and cement.   DOE's
Division of Energy Storage Systems awarded the  contracts, and the NASA
Lewis Research Center provided the technical management.  Major empha-
sis was given to TES systems and applications that have potential for
early commercialization within each specific industry.
PAPER AND PULP
The forest products industry, as a whole, is one of the largest users
of fossil fuels for in-plant process steam generation.   Boeing Engineer-
ing and Construction, with team members Weyerhaeuser Corp. and SRI
International, investigated the application of process  heat storage and
recovery in the paper and pulp industry \_3j.  For this  investigation,
Weyerhaeuser's paper and pulp mill at Longview, Washington f4j was  se-
lected to assess the potential energy savings and to evaluate the effec-
tiveness of thermal energy storage in achieving these savings.
The paper and pulp operation at Longview consists of process systems
and a power plant which supplies steam to the processes and the power
generation turbines.  Figure 1 shows schematically the energy supply
characteristics without energy storage.  The recovery (liquor-kraft
black and sulfite from conventional chemical wood pulping) and waste
(hog fuel-wood waste produced by the various machining processes)
boilers provide a base load of steam generation while the oil/gas
boilers provide the time dependent load.  The primary goal of using
thermal energy storage at Longview (and similar paper and pulp mills
throughout the industry) is to substitute usage of more hog fuel for
the oil/gas fossil fuels.

The inability to follow rapidly changing steam demands with hog fuel
boilers requires the reduction of hog fuel firing in favor of increased
fossil fuel firing.  However, this can be overcome by the use of thermal
energy storage.  The hog fuel boiler would be operated at a higher base
                                856

-------
load,  the excess steam would be stored when the demand is low, and stor-
age would be discharged when the demand is high.  The economics of steam
swing smoothing in the paper and pulp industry depends on the capacity
of the swing smoothing system and the number of hours per year the sys-
tem will allow hog fuel substitution for fossil fuel.

Daily operational data from the Longview plant was used to evaluate the
effectiveness of thermal energy storage.  This plant was considered re-
presentative of paper and pulp mills where the potential exists for the
economic use of thermal energy storage.  The analyses using this typical
mill data indicated that for a system as shown on Figure 2, a storage
time of about 0.5 hours with a steaming rate capacity of 100,000 Ib/hr
would result in 60,000 Ib/hr of steam load transfer from fossil fuel
boilers to the hog fuel boiler.  This corresponds to about a 50% reduc-
tion in fossil fuel consumption for load following.

Initial sizing and cost estimates for storage system concepts were gen-
erated for a range of steaming rates and storage times.  The results in-
dicated that for storage times less than one hour, direct storage of
steam using a variable pressure steam accumulator was more economically
attractive than indirect sensible heat storage using media such as rock/
oil or rock/glycol combinations.

Figure 3 shows the variable pressure accumulator TES concept.  Steam
used for charging storage from either the high pressure or intermediate
pressure header bubbles through the saturated water contained under
pressure in the vessel.  The steam condenses and transfers energy to the
water, raising the water's temperature and pressure.  Upon discharging
to  the low pressure header, the steam pressure above the water surface
is  reduced causing the water to evaporate, supplying steam but lowering
the water's temperature and pressure.

Oil savings estimated for the Longview plant is 100,000 bbl/yr based on
the transfer of 60,000 Ib/hr of steam load from the fossil fuel boilers
to  the  hog fuel'boiler.  A survey performed using data supplied by the
American Paper Institute indicated that there  are 30 candidate mills
that either have now or will have by 1980, operating characteristics
similar to the Longview plant.  Therefore, potential near-term (1985)
fossil fuel savings are projected as being 3 x 106 bbl/yr.

Energy resource  and environmental impact studies completed by SRI Inter-
national indicates potential long-term (2000) fuel savings of  18 x
106 bbl/yr based on a  10* shift in steam generation from gas  and oil
to  hog fuel and coal due to TES use.  This also takes into account the
additional cogeneration accompanying this shift and the resultant
decrease in purchased electricity.  This displacement of gas  and oil
will decrease the.-national sulfur dioxide emissions but will  result  in
an  increase in the nation's particulate emissions - roughly two pounds
of  S02 removed for each pound of particulate added.
                                  857

-------
Preliminary economic evaluation shows a potential return on investment
(ROI) for this TES system in excess of 30% over a 15-year return and de-
preciation period.  The conceptual system using a steam accumulator
appears technically and economically" feasible.  Because of the avail-
ability of all the required technology, implementation would not require
technology development or a reduced scale technology validation.  In-
stallation at full scale in one of the candidate mills utilizing commer-
cially available equipment could be accomplished within a two-year time
period for a cost of less than one million dollars.
IRON AND STEEL

The primary iron and steel industry accounts for about 11£ of the total
national industrial energy usage.  Rocket Research, with team members
Bethlehem Steel Corporation and Seattle City Light, investigated the
use of thermal energy storage with recovery and reuse of reject heat
from ste^l processing in general and electric arc steel plants specifi-
cally HO.  Thermal analysis of the complex heat availability patterns
from steel plants indicates significant potentially recoverable energy
at temperatures of 600 to 2800°F.
A detailed assessment for Bethlehem's Seattle scrap metal refining
plant was made of the energy sources, energy end uses, thermal energy
storage systems, and system flow arrangements.  This plant is typical of
electric arc furnace installations throughout the United States, allow-
ing results of this site-specific study to be extrapolated to a national
basis.

The hot gas in the primary fume evacuation system from a pair of elec-
tric  arc steel remelting furnaces was selected as the best reject energy
source.  Presently, the dust laden fume stream is water quenched and
then  ducted to the dust collection system prior to discharge to the at-
mosphere.  The new flow arrangement shown in Figure 4 would have the un-
quenched fume stream flowing through the energy storage media prior to
discharge.  The solid sensible heat storage media would have to be able
to withstand the hot gas temperature which could be as high as 3000°F
while averaging about 1750°F.  Potential materials are refractory
brick, slag or scrap steel.

Two energy storage beds are required.  The operational storage bed
serves to time average the widely fluctuating temperature of the energy
source.  The peaking storage bed serves to hold energy until the demand
arises.  During charging, all of the furnace-gas discharge flow goes
through both storage beds and is exhausted through the baghouse, the
dust collection system.

During peak demand periods, the combined streams from the furnace
(through the operational storage) and the peaking storage (in a
                                 858

-------
reversed flow direction) would flow through the heat exchanger to
create steam to drive the turbogenerator.  Upon initial discharge of
the peaking store, ambient air is drawn in through the lower fan/valve
arrangement.  When the required flow rate through the peaking bed is
established, the ambient air valve is closed.  At the exit of the heat
exchanger, gas flow is divided, with a portion going to the baghouse
and the rest providing the peaking storage discharge gas stream.

To complement the assessment, Seattle City Light provided data on
electricity costs.  The economic benefits to be derived from the use of
energy storage to provide peak power generation is a direct function of
either a demand charge, time of day pricing, or a combination of both.
The conceptual system proposed for the Bethlehem plant would result in
a payback period of about five years depending on the combination of
electricity costs and size of the power generation equipment.  For
example, a system providing a four-hour peak storage capability and gen-
erating 7MW of peak demand electricity would result in a five-year
payback period if it were displacing peak power at a cost of 10
-------
use of thermal energy storage in conjunction with reject heat usage in
the cement industryTej.  Thermal performance and economic analyses were
performed on candidate storage systems for four typical cement plants
representing various methods of manufacturing cement.  Basically, plants
with long, dry-process kilns and grate-type clinker coolers offer the
best choice for reject energy recovery.

An assessment of potential uses of the recovered energy determined that
the best use for it would be in a waste heat boiler to produce steam
fordriving a turbogenerator to produce electricity for in-process use.
Approximately 75% of a plant's electrical requirements could be met
with on-site power generation.  However, this reject heat source for
the steam boiler is not available when the kiln is down for maintenance
of either the clinker cooler grate or the kiln.  At this time, the power
demand for other cement plant operations must be obtained from a
utility.  This would require demanding large amounts of utility power
for short periods of time, e.g. 5 to 10 MW for 2 to 24 hours.   The cost
to the plant in peak power rates and to the utility in maintaining ex-
cess peaking capacity is significant.  The other alternative is to cur-
tail other plant operations such as raw or finish milling.

This problem could be alleviated by using thermal energy storage to re-
duce the utility load demand.  By charging the storage unit while the
kiln is operating, the stored thermal energy would be available when the
kiln is down.  The storage concept proposed in conjunction with dry-
process kilns uses a solid sensible heat storage material such as mag-
nesia brick, granite, limestone, or even cement clinker.  The storage
system would use two separate thermal stores as shown on Figure 5.  One
would store high temperature (1500°F) reject heat from the kiln exit
gas.  The other would store low temperature (450°F) heat from the
clinker cooler excess air.  These two separate storages would be charged
independently but discharged in series.  Ambient air would be passed
through the low temperature TES units and heated to about 400°F.  It
would then be heated to about 1200°F while passing through the high
temperature TES units.  The heated air would then flow through the waste
heat boiler and generate steam to produce electricity.

Storage system sizing for typical cement plants indicates that provision
for 24 hours of power production at about 10 MU would be a beneficial
size in relation to normal plant operation.  During kiln operation 80-
90% of the kiln exit gas would go directly to the waste heat boiler to
produce electricity while the rest would pass through the high tempera-
ture storage unit.  Therefore, it would take roughly one week to charge
the system to its full 24 hour withdrawal capacity.

An economic evaluation of the system indicates that  a 10 MW waste heat
boiler/power plant/TES installation would cost about 10 million dollars.
A 90% ROI was calculated for a 30-yr system life and an  average energy
cost of 2.8
-------
system.  Again, assuming fossil fuel  is originally required to produce
this waste-heat derived power, a potential energy savings of about 4 x
10b bbl of oil per year is projected.  This is based on utilizing the
cement industry's current installations of about 120 long dry kilns.  As
with the steel industry storage/generation systems, this represents a
potential direct reduction of sulfur  dioxide emissions.

There is another similarity between the cement plant and steel plant
systems.  The necessity for a phased  technology development and valida-
tion program through full scale demonstration also exists for the cement
plant system.  Estimates of 8 years and 5 to 10 million dollars appear
to be valid for such a program.
SUMMARY

From the response to ERDA's FY 77  Industrial Applications PRDA, three
attractive industries which could  utilize high temperature thermal
energy storage were selected for study.  These industries are paper and
pulp, iron and steel, and cement which account for 25% of the total
national industrial energy usage.  Potential annual fuel savings with
large scale implementation of near-term thermal energy storage systems
for these industries is nearly 9 x 106 bbl of oil.  This savings is
due to both direct fuel substitution in the paper and pulp industry and
reduction in electric utility peak fuel use through in-plant production
of electricity from utilization of reject heat in the steel and cement
industries.  Economic analyses for all of these systems indicate
potential return on investments from 30 to
90%.
CONCLUDING REMARKS

The results of these three studies  appear to be so attractive that the
question immediately arises - "If it looks so good, why aren't the in-
dustries involved already doing it  on their own?"  Perhaps the answer
to this question can be found in a  recent article on energy related cap-
ital investment m.  The point being made in this article is primarily
that most companies set the rate of return from energy-saving invest-
ments at a level about twice as high as that for mainstream business in-
vestments.   Discretionary investments that do not increase productivity
have a low priority.  In addition,  paper studies without the visible
proof of a working demonstration do not stimulate the flow of working
capital that is already in limited  supply.

The ultimate objective of the effort summarized in this paper 1s the
demonstration of cost-effective thermal energy storage systems capable
of contributing significantly to energy conservation.  To achieve this
the Department of Energy's role is  that of a catalyst to bring these
                               861

-------
systems to the point that they will be accepted and widely  implemented
throughout the various industries.  This effort has shown that  a full
scale working system for the paper and pulp industry could  be available
in the very near term at moderate co.st.  Other systems, although depen-
dent on further technology development and significant capital  invest-
ment, appear capable of being implemented within the next eight years.
REFERENCES

1.  Voluntary Business Energy Conservation Program, Progress Report No.
    6.  U.S. Department of Energy (DOE/CS-0018/6), April, 1978.

2.  Glenn, D. R.:  Technical and Economic Feasibility of Thermal Energy
    Storage.  General Electric Co., (COO-2558-1), 1976.

3.  Carr, J. H.:  Application of Thermal Energy Storage to Process Heat
    Storage  and Recovery in the Paper and Pulp Industry.  Boeing
    Engineering and Construction (CONS/5082-1), 1978.

4.  Nanney,  W. M.; and Gustafson, F. C.:  Large Bark and Wood Waste-
    Fired Boiler - A Case History.  Tappi, Journal of the Technical
    Association of the Paper and Pulp Industry, pp 94-97, Vol.  60,
    No. 8, August, 1977.

5.  Katter,  L. B.; and Peterson, D. J.:  Applications of Thermal Energy
    Storage  to Process Heat and Waste Heat Recovery in the Iron and
    :>teel Industry.  .Rocket Research Co. (CONS/5081-1), T978.

6.  Jaeger,  F. M.; Beshore, D. G.; Miller, F. M.; and Gartner,  E. M.:
    Applications of Thermal Energy Storage in the Cement Industry.
    Martin Marietta Aerospace. (CONS/5084-1), 1978.

7.  Hatsopoulos, G. N.; Gyftopoulas, E. F.; Sant, R. W.,; and Widmer,
    T. F.:   Capital Investment to Save Energy, pp 111-122, Harvard
    Business Review, March-April, 1978.
                                862

-------
               Wood
 Pulping
 liquor
 ncovtry
 boiten
H'
 Ji
  Hog
  tut!
  boilen
                                 hob Mppry up » 40% «f
                      0,000 tb/hr
                 ITS ,000 Ib/hr
                  ,000 to > 200,000 tb/hr
                  IS XXX) Ib/hr
                                               Pulp ft ftp* mil)
                                                •Digmtn
                                                • Evtporvton
                                                • Biueh plarra
                                                • Chiohn* pUnt
                                                       /
                                                       inn
Figure 1,    Paper and  Pulp Energy Supply  Characteristics
FUcowry
boiten
           I!
               • Energy nor^gt on rwduo* fuvO fud
                 byom-tulf
                   850,000 Ib/hr
                                                        far
     n
  Hog
  boilcn
; 435.000 X-
(•60,OOo'VDI
1 Ib/hr) N-
•**
^•*» ,
1
;;! 10,000 to
-v 975,000
1**/*a5-000
•^ Ib/hr

- r J



-
> 100 ,000 Ib/hr
                    6.000 Ib/hr
                     (40,000 tb/hr)
Figure 2,  - Energy Supply With Thermal  Energy  Storage
                                863

-------
CO
(^
*=•
            Hog
           Fuel
           Boiler
                                       High pressure header
                                                 Intermediate pressure header
                         Adjust charge
                         rate to maintain
                         intermediate
                         pressure
                     Adjust HFB
                    ma ttain
                    target inventory
Storage
inventory
    Low pressure header
Adjust dis-
charge rate
to maintain
low
pressure
           Figure 3. - Variable Pressure Accumulator TES Concept

-------
Figure  4. -  Steel  Arc Furnace Energy  Recovery and Storage System
      Oust        Clinker
   l|.  Separator     Cooler

    	\J
     ID
     Fan
raj
                  I;1*
                   Air
                       Kiln
                                        Waste Heat
                                  Feeder  Boiler    Separator
            C
         Rock
         Bed
         Rock

         Storage
                                                    Condenser
                                                    Ft«tf«rater Pumps
                                                    •no Heaters
                                                          lurtinc Generator
                                       Rock      Hock
                                       Bed      Bed
                                       Storage    Storage
   Figure  5.  - Cement  Plant  Energy  Recovery and Storage  System
                                   865

-------
                 PERFORMANCE AND ECONOMICS OF STEAM POWER
                       SYSTEMS UTILIZING WASTE HEAT
                                J. P. Davis
                        Thermo Electron Corporation
                       Waltham, Massachusetts U.S.A.
ABSTRACT

The performance and economics of steam systems for electric power
generation from waste heat sources are discussed.  A simple method
for determining after-tax discounted return-on-investment is presented.
General performance data for steam power systems utilizing waste heat
are shown.
 INTRODUCTION

The majority of steam turbine systems utilized in industry for in plant
electric power generation are of the back-pressure type, 600-1200 psig
inlet steam, with or without intermediate pressure extraction as shown
in Figure 1.  Where condensing is employed, it is often for the purpose
of affording some degree of flexibility over the power/steam ratio rather
than a desire for substantial continuous power generation from condensing
steam.  This approach is usually correct when the steam is being gen-
erated by purchased fuel.  The portion of the system which is in the
condensing mode is essentially duplicating what the electric power utility
is doing - and less efficiently than the utility.

However, when the heat source is combustion of waste materials, or lower
temperature waste heat from process operations, or low pressure waste
steam itself, the economics of condensing power are altered dramatically.
Whereas combustion of purchased fuel to generate power exclusively, i.e.
no process steam, is almost never competitive with purchased power; use
of waste energy almost always results in a positive return-on-investment.
Of course, whether or not that positive return is sufficiently high to
warrant the investment is another story.

ECONOMICS

Simple payback, i.e. the ratio of initial investment to pre-tax annual
savings, is often used as a criteria  for investment.  Paybacks of 3 years
or less are generally considered by industry to be reasonably attractive
and worthy of further consideration.  While this rule-of-thumb is a
rough indication of economic desirability, it obviously does not give a
true picture of worth for comparison to various other investment opportunities.

                                   866

-------
However, using this readily calculable parameter of payback based  on
first years's pre-tax savings it is possible to calculate equivalent
after-tax discounted return-on-investment for a specific set of assump-
tions.  Figure 2 shows the results for the following set of assumptions.

              509a tax rate
              20 year plant life
              IS year sum-of-digits depreciation
              10% investment tax credit
              6% savings escalation rate
              Continuous cash flow model

It is interesting to note that, for this set of assumptions, the after-
tax discounted return is approximately equal to the reciprocal of the
pre_-_tax_ simple payback based on first year's savings.

Maintaining the above assumptions except for investment tax credit and
assumed escalation rate, additional calculations yield the results shown
in Figure 3.

The example shown in Figure 4 \vill show how these results are utilized.

Installed costs for steam power systems vary depending on the plant -
specific situation, particularly power level, waste heat temperature,
and retrofit installation requirements.  Typical installed costs for
[a] a 600°F gaseous waste heat source (with waste heat boiler), and (b)
15 psig waste steam (without waste heat boiler) are shown in Figure 5
for condensing non-extraction systems.

For those situations where waste heat can be utilized for both electric
power and process steam, in either of the configurations shown in Figure
1, the economics can be extremely favorable, in some cases yielding
paybacks in the 1-2 year range.  Installed costs for such systems are
highly application-specific and cannot readily be generalized.

PiiUFORMANCli

Typical steam rates for a 1500 kWe system condensing at 3" HgA (115°F)
are shown in Figure 6.  Performance is improved for higher power systems
and/or lower condensing temperatures, and conversely for lower power
systems and/or higher condensing temperatures.

The range of frame sizes and maximum output capabilites available are
shown in Figure 7.  A typical condensing system, fully integrated and
skid mounted, is shown in Figure 8.  All systems can be substantially
derated with small loss in efficiency for lower power applications,
although 500 kWe is roughly the lower limit for reasonable turbines.
                                  867

-------
Smaller hack-pressure turbines are available from others down to
outputs of under 100 kWe.

For  gaseous waste heat sources, approximate power generation capa-
bilities for condensing non-extraction systems are estimated and shown
in Figure 9.  Calculations assume a 3" HgA condensing pressure and a
fixed waste heat exhaust temperature of 350°F from the heat recovery
boiler.

SUMMARY

The utilization of waste heat for electric power generation or com-
bined process steam/electric power often results in attractive after-
tax rates of return, particularly when anticipated escalation of costs
of power and fuels is included in the analysis.   In particular,
condensing steam systems not competitive with purchased utility power
when fired with conventional fuels become highly competitive in many
situations.  Economics generally dictate the lower limit of power
output for these condensing systems in the range of 500-1000 kWe.
                                 868

-------
       BACK-PRESSURE STEAM TURBINE
         INLET
               (EXTRACTION)
                                           GEN.
      PROCESS
                       PROCESS
       CONDENSING STEAM TURBINE
        INLET
               (EXTRACTION)
                       PROCESS
GEN.
                            CONDENSER
       BOILER
Pig.  1.  Back-Pressure Steam Turbine
                            869

-------
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             o
             <
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             O

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-------
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a:
LJ
2:
£C
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u.
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52  0.3
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   0.2
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   0.0
                      • 50 % TAX  RATE
                        20.YEAR  PLANT LIFE
                      ±ttttt±    '
                      •15 YEAR SYD; DEPRECIATION
                        CONTINUOUS CASH FLOW MODE if
                                   ti
                        ANNUAL SAVINGS  ESCALATION

                      T,RATE -AS SHOWN
                        INVESTMENT TAX CREDiT
                            HOWN
         6%.ESCALATIONt

               130% IT C
       4-
          ±10% ESCALATION/

                 HlO % ITC
            4	L
                               • !0% ESCALATION,

                               30%ITC
                      6% ESCALATION;
                            410% ITC
      o
                                             8
10
      SIMPLE PRE-TAX PAYBACK BASED ON INITIAL INVESTMENT

            8 INITIAL ANNUAL  SAVINGS RATE, YEARS



Fig. 3.  Effective Annual After-Tax Discounted Return-On-Investment
       vs. Simple Pre-Tax Payback
                           871

-------
Thermal Source
Initial Investment
Hlcctric Power Savings
First Year Full Power Hours
First Year Local Taxes, Insurance, Main-
  tenance, Incremental Operating Labor
   Waste Heat
   $650/kW
   6000 hrs/yr

   5% of initial investment/yr
First Year Pre-tax Savings
Payback Based on First Year Savings
=  .03 x 6000 - .05 x 650
=  180 - 32.50
= 147.50 $/kW-yr
    650
  147.50
=4.41 years
Assuming the assumptions shown in Figure 1 apply:
  After-tax Discounted Return-on-Investment  = 24%

Fig. 4.  Sample Analysis
                                   872

-------
00
^J
OJ
         1200
         1000
•w-

I-
co
o
o


LJ
         800
         600
       cn
       2  400
          200
                                                T—~T
                                            WITH WASTE HEAT BOILER
                                              WITHOUT  WASTE HEAT BOILER
              500     1000
                                     1500    2000    2500

                                          POWER LEVEL ( KW)
3000     3500    4000
        Fig. 5.  Installed Power System Costs

-------
Si
UJ JQ
J- C-
        14
        12
                                                          500       600
                              TURBINE INLET PRESSURE
Fig. 6.  Performance Data  for Nominal 1500 kwe Thermo Electron Steam
         Power System  (TCondenser - 115°F)
                                  874

-------
Thermo Electron Corporation
ENERGY SYSTEMS

     MAXIMUM CAPABILITIES OF MULTI-STAGE TURBINE FRAMES
GEARED BACK PRESSURE TURBINES
Frame
No.
9
14(A)
14(8)
3
4B
4A
1B
1A
Size
(inches)
12
18/20
18/20
18
18
18
24
24
Power
(MW)
3
3
5
Speed
(rpm)
12,000
10,000
10,000
5 ; 10,000
7
10
11
15
8,500
8,500
6,600
6,600
Inlet Steam
Conditions
(psig/'F)
900/950
300/750
450/750
900/950
350/650
900/950
350/650
900/950
Exhaust Steam
Conditions
(psig)
60
30
50
350
150
150
50
150
BACK PRESSURE/EXTRACTION TURBINES
Frame
No.
2
Size
(inches)
18
Power
(MW)
8
Speed
(rpm)
8,500
Inlet Steam
Conditions
(psig/°F)
900/950
Exhaust Steam
Conditions
(psig)
100
Extraction
(psig)
250
GEARED CONDENSING TURBINES
Frame
No.
7A (1C)
7B(SC)
15A(IC)
15B(SC)
12(SC/DF)
Size
(inches)
18/22
18/22
18/22
18/22
18
Power
(MW)
2
2
3
3
5
Speed
(rpm)
10,000
10,000
10,000
10,000
10,200
Inlet Steam
Conditions
(psigTF)
500/650
500/650
900/950
900/950
900/950
Vacuum
(in. Hg)
1V2
1'/2
11/2
1Vz
11/2
DIRECT DRIVE CONDENSING TURBINES
Frame
No.
16(SC)
12A(SC/DF)
Size
(inches)
18/22
18
Power
(MW)
3
5
Speed
(rpm)
10,250
10,200
Inlet Steam
Conditions
(psig/°F)
900/950
900/950
Vacuum
(In. Hg)
11/2
1'/2
GEARED CONDENSING/EXTRACTION TURBINES
Frame
No.
13(DF)
17(DF)
17A(DF)
Size
(inches)
18
24/30
24/30
Power
(MW)
5
15
i!>
Speed
(rpm)
10,000
6,600
6,600
Inlet Steam
Conditions
(psig/°F)
900/950
900/950
900/950
Vacuum
(in. Hg)
1VZ
11/2
11/2
Extraction
(pslfl)
100
100
250
1C = Integral Condenser
SC - Separate Condenser
OF = Double Flow last stage
Fig. 7


875

-------
Fig.  8.   Packaged Steam  Power System
            876

-------
OO
Waste Heat
Inlet Temp.
(°F)
1000
800
600
400
Steam
Pressure
(psig)
600
250
125
50
Steam
Temp.
(°F)
900
700
500
298 (sat)
Power
Heat Recovered
(kWh/106 Btu)
75.7
55.3
47.5
39.1
Heat Recovered
Heat Available
0.69
0.61
0.47
0.15
                    Heat Recovered _ n no /To - 350
                                   ~ u. yo
                    Heat Available   u'"u \Jo - 80



                   (Heat available above 80°F - no condensation)



                  Fig.  9.   Power  Generation  Capability

-------
        A ONE-DIMENSIONAL VARIABLE CROSS-SECTION
            MODEL FOR THE SEASONAL THERMOCLINE
           S. Sengupta, S. S. Lee and E. Nwadike
                    University of Miami
                 Coral Gables, Florida  33124
                           ABSTRACT


     A 1-D model which assumes lateral uniformity is developed

to study the seasonal temperature variations in a lake.  The

model includes the effects of variation of horizontal cross-

sectional area with depth.  The surface heating due to solar-

radiation absorbed at the surface layer and the internal heating

due to the transmission of the unabsorbed solar radiation to the

deeper layers of the lake are also included.  The exchange of

mechanical energy between the lake and the atmosphere is accounted

for through the friction velocity and eddy diffusivity under neu-

tral conditions.  The effects of power plant discharge and intake

are also considered.

     The equations, describing the above model were solved by

explicit  finite-difference methods.  The effects of thermal dis-

charges on the turbulent diffusivity and thermocline formation

are studied.  The effects of the non-linear behavior of the eddy

diffusivity on the overall stratification are also studied quali-

tatively and quantitatively.  Model simulations have been compared

to data acquired to Lake Cayuga. It is demonstrated that the in-

clusion of area change with depth has significant effect on

temperature distributions at mid-depth.  All prior models neglect

this parameter.


                              878

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          A  ONE-DIMENSIONAL VARIABLE CROSS-SECTION
             MODEL FOR THE SEASONAL THERMOCLINE


             S.  Sengupta,  S. S.  Lee and E.  Nwadike
                      University of Miami
                 Coral Gables, Florida  33134


INTRODUCTION

In temperate  regions most deep bodies of  water develop a thermo-

cline during  their annual heating cycle.  A warmer epilimnion

at the top is isolated from a cooler hypolimnion below by severe

stable  thermal gradients.  This stratification has a seasonal

cycle, and is an important natural characteristic of a water
                                                «
body.  The formation time phasing and the depth and severity

of the thermocline are crucial factors affecting the bio-chemical

processes in an aquatic ecosystem.  The nutrient levels, species

spectra and physical characteristics are quite different in the

two distinct domains below  and above the thermocline.
          r

Convective transport and  heat addition caused by power plant dis-

charges result in disturbances in the thermocline.  The seasonal

phasing of thermocline formation and decay is affected by thermal

discharge.

The formation of this  stratification is  caused by non-linear inter-

action between the wind generated turbulence and  stable buoyancy

gradients.  While  being heated  from above, a basin  forms stable

stratification thereby inhibiting wind  generated  turbulence.  The

thermocline  is a region of  very  stable  buoyancy gradients and con-

sequently low turbulence  levels.  Therefore, turbulent  diffusion

through the  thermocline is  minimal.  Further heating  merely

                             879

-------
accentuates the warming of the upper layer and enhances the thermo-



cline gradients.  .The temperature of the hypolimnion, therefore,



remains almost constant.  With the beginning of the cooling process



in winter, unstable buoyancy gradients in the epilimnion augment



the turbulent mixing caused by wind stress.  Thus, the thermocline,



recedes downwards as the epilimnion cools finally resulting in



overturn of the water in the lake.  Near homothermal conditions



result.  The present paper presents a one-dimensional numerical



model that simulates thermocline behavior and the impact of thermal



discharges.



Previous Thermocline Studies



Numerous attempts in modeling the thermocline have been attempted.



Most of these  are one-dimensional time-dependent models.  One of



the  earliest  theories was presented by Munk and Anderson  (19^8).



They formulated the vertical transport of heat and momentum as



functions  of  shear generated turbulence and buoyancy effects.



They proposed  functional relationships between eddy transport



co-efficients  and Richardson number.  They used these co-efficients



in the  steady  state Ekman spiral  formulation.  The time-dependent



features  of  the thermocline could not, therefore, be investigated.



Kraus  and  Rooth (1961),  studied  the well-mixed layer above the



thermocline  for oceanic  problems.  They assumed exponential



radiative  flux with depth.  They  concerned themselves with the



steady  state  energy balance in this layer.  The surface  tempera-



ture and  the  depth of  the  surface layer were  numerically  predicted



with variations  in atmospheric conditions.  Some  qualitative
                               880

-------
transient  analysis was also presented.
Kraus and  Turner (1967), developed a one-dimensional model of
the seasonal thermocline.  They accounted for interaction of
stratification and wind-generated turbulence by using the zeroth
and first  moments of the one-dimensional, time-dependent conduc-
tion equation and the equation for global conservation of turbulent-
energy.  They assumed two well-mixed layers below and above the
thermocline.  They assumed that the temperature profiles could
be represented by two parameters, namely the depth of the upper
well-mixed layer and its temperature.  Detailed analysis of the
formation and destruction of the temperature profile over the
season could not be adequately studied.
Dake and Harleman  (1969), developed a theory for the thermocline
based on exponentially  decaying absorption of solar radiation
with depth.  Adequate representation of the turbulent transport
and  interaction with buoyancy field was not modeled.  They
predicted the formation of a thermocline only after the onset
of cooling of the upper layers and consequent static instability
and  rapid mixing.  In reality the thermocline forms sometime
after the start of heating in spring and before the peak heating
periods of summer.
Sundaram et  al  (1970, 1971, 1973), in a series of papers have
presented a  theory for  the formation and sustenance of the seasonal
thermocline.  They also investigated the effects of thermal
discharges.  They  solved the one-dimensional energy equation of
the  form:
                             881

-------
                  (K  S^T

                    Z 3z
with   K  = K   (1 +a, R. )-
        Z    ZO      1  1
and  R. = a gz29T/3z
      IV
where T is the temperature, t is the time, z is the vertical dis-



tance from the surface, K  is the vertical eddy transport coeffi-
                         Z


cient.  K   is the eddy diffusivity without stratification, a  is



the volumetric coefficient of thermal expansion of water, g is the
acceleration due to gravity and W* =/(T  ,  ) the friction velocity



due to surface wind stress T  , p is the density and a  is an
                            S                        _1_


empirical constant.  They compared their numerical results with



observations in Lake Cayuga.  The agreement was good.  The positive



feature of  this model  is the  adequate formulation of the shear-



generated turbulence and buoyancy effects.  However, there are



two aspects where  improvement is essential.  The surface boundary



condition is taken similar to that suggested by Edinger and Geyer



(1967), where the  surface heat flux




       *s ' Ks '(TE - V



q  is  the surface  heat flux (downwards) K  is  the surface heat
 s                                       s


transfer coefficient,  T is the surface temperature and T_ is
                        s                                 is


the equilibrium temperature,  or the temperature of the surface



at which no heat flux  occurs.  The differential absorption of



solar  radiation with depth has been completely ignored.



Moore  and Jaluria  (1972), have studied the effects of  thermal



discharges  on the  vertical temperature profiles in lakes.  They
                               882

-------
assumed two well-mixed layers with the upper layer having a

linear temperature gradient.  This model is not adequate to

study the temporal variation of temperature profiles during the

formation of the thermocline.

More recently Roberts et al  (1976), has used a higher order tur-

bulent closure to study the  effect of discharges on the oceanic

thermocline.  They developed a two dimensional model for an

ocean thermal power plant.   They ignored solar radiation absorp-

tion and were primarily concerned with the effect of discharges

on a developed oceanic temperature profile.

Mitry and Ozisik  (1976) have developed a two layer model for

the thermocline.  They applied their model to Lake Cayuga.

No single model to date includes all the pertinent effects viz.

     a)  The effects  of area change with depth.

     b)  Nonlinear interaction of wind generated turbulence and

         buoyancy.

     c)  Absorption of radiative heat flux, below the surface.

     d)  Thermal  discharges.

     e)  Effect of vertical convection caused by discharge.

The model presented in this paper includes all these effects.

Model Formulation

The basic balance equations of mass and heat are:


      ^ = -V  .PV                                  (!)
      3t

      3   (pC T) = V   -pC  K «V  T -  V  -pC T V + H    (2)
      Tt    P           P               P
                              883

-------
where

     P   is the density

     t   time

     J   velocity of flow

    C    the heat capacity

     T   the temperature

     K   heat diffusivity tensor  (including turbulent

         diffusivity)

     H   source of heat per unit  volume.

There are at least two reasons for the existence of horizontal

divergence in real lakes.

    a)  The variation of horizontal  cross-sectional area of  the

        lake with depth.

    b)  The existence of sources  of  heat and matter efflux at

        depths above the deepest  point.

The need to include these in  the  diffusion equations of lakes

was already felt by Lerman and Stiller  (1969)»  Button  and Bryson

(1962)  and Tzur  (1973).  Only Tzur  (1973) formulated a corrected

diffusion equation.  The effects  of  area change with depth are

included by the following treatments of equations  (.1)  and  (2),

Integrating equation  (1), over the volume of  water below height h.

measured from the deepest point  in the  lake;

    /  8_p_ dV = -  y V  •   pVd¥
    V  3t

Using Gauss theorem on left hand  side;

    /3£ d¥ = -p /ft  - VdS
      at

                              884

-------
where S is a surface completely  sorroundlng  the  volume  V,  hence



dS=dc + dA



where c Is the surface  area  of the  part  of the bottom of  the  lake



that is bounded by the  contour at height z.   As  s  subscript it



marks a variable at  the contour.



Using, d¥=Adz  in equation  (3),



     /h 3p Adz = - p/   n • Vdc -p{   n ,•  VdA

      0 9t                        A



or



      h                          h
     /  8_p_ Adz = -  pV    A(h) -  /n  pV dc        (4)

      0 8t            Z           on



Integrating  equation (2),  over  the  volume of water below  height  h,



measured  from the  deepest  point  of  the lake,



     '  9_ pC Td¥ =   *   (V -pC K  -V T)d¥ - * V •  pC TVd¥
     ¥       p       ¥        p            ¥       p
 Applying the divergence theorem to the first two terms on the



 right ,



     /h A(z) 9  pC Tdz = / ft »(pC K • VT)dS - /(n • pC TV)dS

      0      9t   p      S       P            S       P
                        A(z)H(z)dz
                      o
 Using dS=dA + dc
       fhA(z)9  pC Tdz = /h (pC K -VT) dA + /h (pC K • VT) dc
       o    -JTZ-   p       op      z      op       n
                'n (pC TV) dA - /"(pC TV) dc
                o    p   z      o ^ p   n
                               885

-------
i.e.

     /hA(z)a  PC Tdz = PC A(h)  (K • W  + /hp C    (K  • VT) dc
      o-g^-p        p              zocpc          n


          - PC A(h)TV  - /h p C  T V dc + /hA(z)H(z)dz    (5)
              p      z    ocpcn      o
                                C

where

    z  Is the vertical coordinate, measured upward from  the

       deepest point of the lake.  As a subscript it marks the

       vertical component of a vector.

    n  subscript, marks the component of a vector that is

       perpendicular to the lake-bottom, positive outwards.

 A(z)  is the horizontal cross-section of the lake at height z.

Differentiating equations (4) and  (5) with respect to the height,

a set of 1-D equations are obtained,

     A9p _   3  Ap V  - p V   9c
            ~ "~     Z    c n
or   A9p = -  a  ApV  + IA'                              , ^
      It      ^    z                                    (6)

where I = the bottom-surface  source of mass per unit area.

and  A' = dA  -n dc,
          dz    dz

Where n=l, is the average of  the  cos-arc-tan(gradient )  of the

bottom surface at that depth

     i.e. A'  = dc
               dz

From equation (5),and noting  that A=A(z)  and  H=H(z);
            pc  °  n    dz
                           AH                            (7)
                           886

-------
The terms in the square brackets are the heat addition terms.



Because the horizontal gradients vanish, equation  (7) can be



simplified further by noting that:



     (K • VT)  = K 9_T





     A9_ (pC T) = 3_  (pC AK  9T) -  3_  (pC ATV ) +  QA' + AH    (8)

      9t    p     3z    p  z 9z     9z    P   z



where, Q = the bottom-surface  source of heat per unit area.



Equations  (6) and (8) are  the  equations to  be solved.  Before



attempting to solve these  equations numerically, the relevant



terms and  parameters  will  be discussed.



The numerical values  represent the  Lake Cayuga  application pre-



sented in  subsequent  sections.



1.  Density,  P  is assumed  to vary with temperature in the form



         P  = A'  + B'T  + C'T2



    where   A'  = Density at  0°C



                = 1.02943 gm/cc



            B1  = -0.00002



            CT  = -0.0000048



    This is the  form  given by  Sengupta and  Lick (1974).



 2.  Eddy diffusivity, K   is  a  function of  both  thermal  and
                        Z


    current  structure of  a lake.  The  form  used in this  study



    was  deduced by  Rossby  and  Montgomery  (1935).




           Kz  =  Kzo(1  + a!Ri)                        (9)



    Where  R.  is  the  Richardson number  which characterizes  the



    interaction between  the  mechanically  generated turbulence and



    the  thermal structure  is  defined  as
                              887

-------

                 w*
   a  = •!,  is an empirical constant,  estimated in this study
   by comparing the values used by Sundaram et al (1971), the
   original  value of Monin and Obukhov (195*0.
3.  a  is the volumetric coefficient of expansion of water and
   varies as shown below
       ay =  AI + B1(T-4) + C1(T-4)2                  (11)
   where  A, = 0 is a at 4°C
          B  = 1.538 x 10~3
          C± = -2.037 x 10~7
4.  W* is the friction velocity given by the surface shear stress,
   T , induced by the wind, and the density
    s
        w* - ^W                                 (12)
   An empirical form of W* which has been widely used is also used
   in this study;
        W* = A0 + B  Sin ( 2u t + C )                 (13)
              d           355      2
   where A2 = Average value of W*
            = 3.048 cm/sec
         Bp = Half annual variation of W*
            = 0.762 cm/sec2
         C  = Phase angle (chosen in such a way that at time,
              t=0, W*=initial value of the friction velocity).
            = 2.61
                                888

-------
5.   It has also been assumed that the eddy diffusivity under


    neutral conditions, K   varies as
                         zo


        K  = A  + B_ Sin ( 2u t + C_)                  (14)
         zo   3    3               3
    where A  = Average value of K   =0.21  cm2/sec
           j                     zo


          BQ = Half annual variation  of  K   =  0.052  cm2/sec
           j                             zo


          C., = Phase angle  (chosen such  that at  t=0,  K   =initial
           3                                          SO


               value of  K   )
                         zo


             = 2.61



 6.  The heat source, H,  is  that part  of  the solar radiation



    transmitted  exponentially  through the depths of  the  lake.



    (In this study H,  is not included in the equilibrium tempera-



    ture estimation  since H, is not absorbed at  the  surface).



         H = n(l-B)A(z)* exP(- n(Z-h)                   (15)


    B  =  0.5, is  the  fraction of the   solar  radiation absorbed



         at the  surface



    n  =  0.75,  is the  solar  radiation  absorption  coefficient



    4>  ,  is the  net  solar radiation reaching the  water surface.



    An empirical relation has  been used  in  this  study to describe
          j>   = A,.  + B,,  Sin (2ir  t + C,.)                  (16)
          O    4     4
where Aj. = Average value of 



         = 6.14 x 10~3 cal/cm2S


      B. = Half the annual variation of <|>



         = 3.52 x 10~3 cal/cm2S
                               889-
                                              o

-------
           C^ = Phase angle (chosen in the same way as C~ or C^)

              = 0.049

7.   The discharge  from the power plant is included in two ways.

    (i) The heat flux Q in equation (8) is defined as

        Q = (PC ATQ )/A(z)                            (17)


    Where Q  is the volumetric discharge from the power plant.
                                 Q   -j
    In this study'Q  = 1.508 x 10  cm /sec, this value is chosen

    to correspon to Sundaram et al pumping velocity of % ft/day.

    AT=10°C is the assumed temperature change through the conden-

    sers of the power plant.

    (ii)  The pumping velocity term is O  C A(z)TV }
                                            p      z
          where V  = Qp                               (18)
                 2   A(z)

    The pumping velocity term effects are only felt between the

    intake and the level at which the heated effluent becomes

    neutrally buoyant  (effective discharge level).

Numerical Integration, of the Governing Equations

A forward time - Dufort Frankel scheme is used to solve the gov-

erning equations.  The solution of equations (6) and  (8) requires

one initial  condition  and two boundary conditions.

The temperature of the lake at spring homothermy is taken as the

initial temperature.   For Cayuga Lake the spring homothermy occurs

around March and the temperature at  spring homothermy is 2.9 C.
 (i)  The  first  boundary  condition  is

                    |
                    z = h
• K*!ii   „  " VW                 (19)
                               890

-------
    The equilibrium temperature, T£>  surface  heat  exchange  coef-



    ficient, KS are both functions  of wind  speed,  air  temperature



    and humidity, and net incoming  (sky  and solar)  radiation.



    Methods of evaluating T   and K   are  fully described  by
                           ili      S


    Edinger and Geyer  (196?)  and Sundaran et  al.   In this  study


    T~ is defined as
     h


         T  = A  + B  x Sin(  2TT t + Cc)               (20)

          *-    5    5       1^5     '  5

    where the constants Ap-, B and  C,_ are chosen  in such a  way



    that at spring homothermy T  =  initial  temperature,   Ac=ll°C,
                               ij                           D


    B  =16°C and C =0.531.
     o           ?


     (ii)  The second  boundary condition  is  at the  bottom of the



     lake which is assumed to  be perfectly insulated,



          3T
                   =0                                  (21)

               z=0

During  the  heating  portion of the annual cycle once the thermo-

                                                 \

cline is  formed,  the values of K  below the thermocline do  not
                                z


represent a correct thermal diffusivity since nonlinear effects



are now dominant.   A cut-off procedure is used to eliminate this



problem.  After thermocline formation (defined by the condition



that _3T  reaches  a  minimum value which is not at the surface of

     9z

the lake  z=h),  the  minimum value of KZ is determined.  This value



is denoted  by  K     and the position is z . .  Similarly during
            •*   z  .                        mm
                mm

cooling,  convective mixing becomes important within the epilimnion,



again another  cut-off  procedure is used, the local maximum K
                                                             max
and z     are  calculated.
    max


Thus the  following limits on diffusivity are used




                           891

-------
     K  = K  for all z < z .
      z    z           —  mm
                                   heating
     K  = K     for all z > z .
           zmin           ~  min
     K  = K  for all z > z
      z    z           —  max
     K  = K     for all z < z
      z    z              —  max
            max
                                   cooling
The conditions applicable to Lake Cayuga are taken from Sundaram

and Rehm (1973) .

     The depth of the lake (Cayuga) = 200 ft (60.96 m. )

     K  = 180 Btu/ft2 day °C (5.65 x IQ~^ cal/cm2 - S - °C)
      s
       = 6.14 x 10~3 + 3.52 x 10~3 x Sin( 2  t - 0 . 049)cal/cm2S .
     TE = 11 + 16     _


     Initial Temp. = 2.9°C

     For a postulated 3500 mW plant for Cayuga Lake a 8.79 x
       -4      2
     10  cal/cm S of waste heat will have to be rejected.

     AT = 10°C

The intake to the power plant is fixed at 125 ft  (38.1 m) from the

surface of the lake.

Two topographies were considered for Cayuga Lake:

1.  Cylindrical Topography

     The area of the lake is constant throughout.

     The term A' or dA = 0  (see equations  (1) and (2)).
                    dz

2.  Circular Paraboloid Topography

     The lake is assumed to be a circular paraboloid, with  surface

     radius, 6=7.38 x 10  cm.   (Surface area  of  Cayuga  Lake 66  sq.

     mis.) The area at any  depth z  (measured  from the deepest point


                               892

-------
of the lake) is given by


                                               ,   x
                                               (22)
          A  =  TiB2z
     where  h is the depth of the lake.


     Thus A'  becomes a constant:


         A'  = TiB2                                 (23)

                 h


Results


Computations for a yearly cycle for Lake Cayuga are presented.


The verification data base consists of vertical temperature pro-


files compiled by Henson et al  (1961).  The comparison of simu-


lated and observed vertical temperature profiles are shown in


Figs. 1, 2, and 3-  Each figure shows five profiles representing


observed, and the four cases of discharge, no-discharge, parabolic


and cylindrical domains.  The no-discharge simulations are in


good agreement with the data.   (The data was for no-discharge


condition).  The parabolic case has somewhat better agreement since


It represents qualitatively,  the decrease in area with depth.


However, the closeness of the simulated results for the two cases


Is surprising.  Most lakes have the rate of decrease in area with


depth greater than a paraboloid, which has a linear decrease.


Thus, when realistic area changes are used a greater difference


between cylindrical and paraboloid cases can be expected.


The discharge from the power plant is treated as a plane source


and is injected into the lake at the  level where the discharge


temperature equals the local level temperature.  The effects  of


the pumping velocity term are applied from this level  to the  intake
                           893

-------
level (also considered as a plane sink) which for this study

is 125 ft. (38.1 m) from the surface of the lake.

     A pumping velocity V  of( 1.62 x Id5) cm/sec
                         z          A
                                     z
was assumed corresponding to the value of \ ft/day assumed by

Sundaram et al in one of their calculations for Cayuga Lake.

A temperature rise of 10°C through the condensers was also assumed

between the intake and discharge levels, a situation which calls

for the use of density as a function of temperature.

The effect of discharge is significant only in the top layers

until July.  This is because the heated discharge rises to the

surface.  For the later months the discharge temperature is lower

than the  surface temperature causing the discharge to reach static

equilibrium somewhere below the surface.  Thus significant thermal

effects of discharge are seen at mid-depths until December.  The

temperatures were higher at these depths for the paraboloid topo-

graphy.   In general, a temperature difference of the order of 3 C

over no-discharge case, can be seen.  At the end of the annual

cycle a residual temperature increase of 1.75 C is detected.

Figs. 4 and 5 show the annual stratification cycle.  It is evident

that the  surface temperature difference between the four cases  is

less than 2 C over the yearly cycle.  However, at mid-depth the

paraboloid discharge case  shows a 5 C difference compared  to no-

discharge case.  The cylindrical-discharge case at mid-depth

shows a 3 C difference from observed no-discharge data and

simulation.  The highest surface temperatures are reached  after

150  days.  It is noted that the highest equilibrium temperature
                              894

-------
occurs after 120 days.  Thus there Is approximately a 30 day lag



in surface temperature response.  The maximum temperatures at



mid-depth occur after 240 days for the no-discharge case.  For



the discharge case maximum temperatures at mid-depth occur after



210 days.  No significant phase lag between cylindrical and



paraboloid cases are observed.



Figs. 6 and 7 show the eddy diffusivity variation with depth and



time  for cylindrical and paraboloid cases.  It is observed that



thermal discharge causes increase in  eddy diffusivity in the



epilimnion owing to increased mixing.  No significant changes



are  seen  in the hypolimnion.  The difference between discharge



and  no-discharge cases increase with  time.  The  effect of dis-



charge  is also  seen as an  increase  in epilimnetic depth or low-



ering of  the  thermocline.  These  observations apply to both the



cylindrical and paraboloid cases.   Comparison of cylindrical



and  paraboloid  cases  indicate that  the diffusivity values are



larger  for  the  paraboloid  cases.  Also at any given time the para-



boloid  case shows deeper  thermoclines.



Conclusions



A one-dimensional model which  includes area-change with depth,



vertical  convection,  varying diffusivity, thermal discharges,



and  internal  absorption of radiation  has  been formulated.  Its



application to  Lake  Cayuga indicates  excellent  performance.  A



comparison  of cylindrical  and  paraboloid  cases  indicate  that



significant differences in thermocline depth,  eddy-diffusivity,



and  temperature at mid-depths  are observed.   This  indicates
                               895

-------
the effects of area change with depth  are not  negligible.   These-



-effects will be more pronounced in real basins where  decrease



in area with depth is more severe than the  linear  variation for



the paraboloid case.



Acknowledgement s



This  work  was conducted  under  funding  from  National Aeronautic



and Space  Administration, Kennedy Space Center and Environmental



Protection Agency.
                               896

-------
Nomenclature,




z     Vertical coordinate measured upward from deepest point of

      the lake.  As a subscript it marks the vertical component
      of a vector.


h     Depth of lake



A(z)  Horizontal cross-sectional area at height Z.


I(z)  Bottom-surface source of mass per unit area.


Q(z)  Hot torn-' surf ace source of heat per unit area,


T     Temperature  (°C)


p     Density  of  water


V     Vertical velocity
  z

 K     Eddy  diffusivity
  z

 K     Eddy  diffusivity under neutral condition
  zo
  *
         , )  Friction Velocity
        s/ p



 o     Empirical constant


 R.    Richardson number


 a     Volumetric coefficient of expansion of water


 T     Surface shear stress
   s


 Cp    Heat capacity


 H(z)  Heat source/unit vol.


 A1    Density at 0°C


 BJC'  Density variation constants


 A1    Volumetric coefficient of expansion at  4 C


 B ,C  Volumetric Coefficient of expansion variation constants

                         #
 A~    Average value of W

                                      *
 B     Half of the  annual variation  W
                               897

-------
C2>C3>C4>G5  Phase angles
A-     Average value of K
                         zo
B0     Half the annual variation of K
 3                                   zo
<}>      Solar radiation incident on the water  surface
A^     Average value of 4>
B^     Half the annual variation of $
n      Extinction coefficient  (equation  10)
6      Absorption coefficient  (equation  10)
Qp     Volumetric discharge  (equation  12)
AT     Condenser Temperature change  (equation 12)
Tn     Discharge temperature
q      Surface  heat  flux
  s                         ,
K      Surface  heat  exchange coefficient
  S
T_     Equilibrium  temperature
  iii
A(-     Average  value of  T
B.-     Half annual  variation of T^
  t>                                £•
 T      Surface  temperature
  S
 q_      Bottom surface heat flux
  D
 B      Lake surface radius
 dA_     Area variation with depth,
 dz
                                 898

-------
   61
Depth
 (m)
       M
       L
         PN
                                           PN PD
61
            PD
                 (March)
                                     Deptl]
                                      (m)
                                                 (April)
    61
 Depth
   (m)
              8  12  16  20
             .__JTejnp.°C

            PN  CN
               .M
                                                 8  12  16  20
                                                    Temp.°C
                 (May)
                                    Depth
                                     (m)
              8  12  16  20
                 Temp.  C
                                                 8  12  16
                                                 Temp.°C
Fig,l
        Vertical Temperatrue Profile (0 to 90 Days)
        (PN=Paraboloid, No-Discharge; CN=Cylindrical
        No-Discharge; PD=Paraboloid + Discharge;
        CD=Cynndrical + Discharge; M=Meat>ured)      899

-------
  61
Depth
  (m)
    61
Depth
 (m)
             Temp.C
    61-
Depth
 (m)
                 CD

                 (September)
                               Depth
                                (m)
                  i    i 	i    i
      0    4    8   12   16   20   24
            Temp.°C
                                                (August)
      0   4   8  12  16  20
              Temp.°C
                                                M.
       0    4    8   12   16   20
                 Temp.°C
    Fig, 2  Vertical Temperature Profiles (from 120
           to 210 days)
                        900

-------
   bl
Depth
 (m)
              M
              8   12  16   20
              Temp. C
 Depth
  (m)
                (January)
Depth
 (m)
             8   12   16   20
             Temp.°C
        PN  ,PD
61

M'
Depth
(m)


k_


-
>•





^ CD
'^N


(February)
              8  12  16  20
              Temp.  C •
     048  12  16   20
             Temp. C
     Fig.3  Vertical Temperature Profile (from 240
            to 330 days)
                           901

-------
o,
28


25



20



15



10
        5  .
       -5  u
              30  60  90   120 150  180 210  240
               TE
               M
               CN
               CD
                CNM
                COM
               Equilibrium temperature

               SURFACE TEMPERATURES

               Measured
               Cylindricalj no discharge
               Cylindrical + discharge

               MIDLAYER TEMPERATURES

               Measured
               No discharge
               Discharge
            Fig.4   Stratification Cycle  (Cylindrical Domain)
                                   902

-------
28 r-

25


20


15


10
-5
       30    60   90    120  150   180  210   2*40 \?6  300   330/J60
                          Days
          TE    Equilibrium temperature
                SURFACE TEMPERATURES
          M     Measured
          PN    No discharge
          PD    Discharge
                MIDLAYER TEMPERATURES
          MM    Measured
          PNM   No discharge
          PDM   Discharge
       Fig.5  Stratification  Cycle  (Parabolic Domain)
                             903

-------
cmVsec
30


27

24


21


18


15

12

 9


 6

 3
                  r
                                       	  No Discharge
                                        	  With Discharge
                                                300 days
                                                         240 days
                                                        90 days
                                         "*~
                 6  12  18  24  30  36  42  48  56  60

                            Depth(Meters)
              Fig.6  Variation of Eddy Diffusivity with Depth
                     (Cylindrical Domain)
                                      904

-------
                                            No  Discharge
                                 	 With  Discharge
crnVsec
36

33

30

27

24

21

18

15

12

  9

  6
                          r
                                                    300 days
                                                       240 days
                                                         days
             0    6   12   18   24   30   36   42   48   56   60

                         Depth (.meters)
             Fig,7   Variation of Eddy Diffusiyity with Depth
                    (Parabolic Domain)
                                  905

-------
REFERENCES

Dake, J. M. K. , and D. R. F. Harleman, An Analytical and Experi-
mental Investigation of Thermal Stratification in Lakes and' Ponds,
MIT Hydrodynamics Lab. Tech. Kept. 99, Cambridge, Massachusetts,
September 1966.

Dake, J. M. K. and Harleman, D. R. F., "Thermal Stratification
in Lakes: Analytical and Laboratory Studies," Water Resources
Research Vol. 5, No. 2, April 1969, PP 484-495-

Button, J. A., and Bryson,  R. A.  1962, Heat Flux in Lake Mendota,
Limnol Oceanog. 7,80.

Edinger, J. E. and Geyer, J. C.,  "Heat Exchange in the Environ-
ment."  Sanitary Eng. and Water Resources.Report, 196?•

Henson, E. B., Bradshaw, A.  S, and Chandler, D. C., "The Physical
Limnology  of  Cayuga  Lake, New York," Memoir 378, 1961, Agricultural
Experimental  Station, Cornell University, Ithaca, New  York.

Kraus,  E.  B.,  and Rooth, C,, 196l,  Temperature and Steady State
Vertical  Heat  Flux in the Ocean Surface  Layers.  Tellus, 13,
pp.  231-238.

Kraus,  E.  B.  and Turner, J.  S,, "A One-Dimensional Model for  the
Seasonal  Thermocline II.  The General Theory and Its Conse-
quences,"  Tellus, Vol.  19,  No. 1,  196?,  pp  98-105.

Lerman,  A.  and Stiller,  M.  1969 Vertical Eddy  Diffusivity  in  Lake
Tiberias  Verh.  Internat. Verein.  Limnol.  17, 323.

Mitry,  A.  M.  and Ozisik, M.  N., A One-Dimensional Model  for
Seasonal  Variation  of Temperature Distribution in Stratified
Lakes,  International J.  Heat Mass Transfer  Vol. 19, pp.  201-205,
1976.

Monin,  A.  S.,  Obukhov,  A. M.,  Basic Regularity in Turbulent
Mixing in the Surface Layer of the Atmosphere, USSR Acad.  Sci.
Works of Geophys.  Met.  No.  24,  163 (1954).

Moore,  F.  K.  & Jaluria,  Y,  1972,   Thermal Effects of  Power Pla
 on Lakes Journal of  Heat Transfer, Transactions of  the ASME,
 pp.  163-8,

 Munk, W.  H,  and Anderson,  E, R.,  "Notes  on the Theory  of the
 Thermocline, "Journal of Marine  Research 1, Vol.  7,  No,  3,
 March 1948,  pp 276-295.

 Roberts, G.  0,, Piacsek and Toome, J,;   Two Dimensional Numerical
 Model of the Near-Field Flow for  an  Ocean Thermal  Power Plant.
 Part I,  The Theoretical Approach and a Laboratory  Simulation,
                            906

-------
NRL-GFO/OTEC.5/76, Naval Research Laboratory 1976,

Rossby, C. C.; and Montgomery, B. R., "The Layer of Frictional
Influence In Wind and Ocean Currents, Papers in Physical Oceano-
graphy, Vol. 3, No. 3, 1935, p. 101,

Sengupta, S. and  Lick, W., A Numerical Model for Wind-Driven
Circulation and Heat Transfer  in Lakes and Ponds. FTAS/TR-74-98.

Sundaram, T. R.,  Rehm, R. G.,  Rudinger, G., and Merritt, G. E.,
"A Study  of Some  Problems  on  the  Physical Aspects of
Thermal Pollution," VTV2790"A«1, 1970,  Cornell Aeronautical
Laboratory, Buffalo, New York,

Sundaram, T, R,,  and Rehm, R,  G,, Formulation and Maintenance of
Thermoclines  in Stratified Lakes  Including the Effects  of Power
Plant  Thermal  Discharges,  AIAA Paper No.  70-238, 1970.

Sundaram, T,  R, Easterbrook,  C,  C,:   Piech, K, R, and Rudinger,
G.,  "An  Investigation  of  the  Physical Effects of Thermal Dis-
charges  into  Cayuga Lake,"  Report VT-26l6-0-2, Cornell  Aeronauti-
cal  Laboratory, Buffalo,  N.Y.  (Nov.  1969).

Tzur,  Y.  "One-Dimensional Diffusion Equations for the Vertical
 Transport in  An Oscillating Stratified  Lake  of Varying  Cross-
 Section,  Tellus XXV,  1973,
                                907

-------
                               ABbTKACT
            Hydrothermal Structure of Cooling Impoundments*

                          by Gerhard H. Jirka                              :

             School of Civil and Environmental Engineering

                          Cornell University
                           Ithaca, NY  14853


     Cooling impoundments, such as on-stream reservoirs and off-stream perched

cooling ponds, can exhibit a highly complex and variable temperature and

circulation structure.  The understanding of this structure and its dependence

on governing parameters is of crucial importance for the formulation and appli-

cation of predictive mathematical models for cooling pond design and impact

prediction.  Proceeding from an analysis of two-layer stratified flow with

variable density, a characteristic "pond number" is defined which accounts for

the effects of pond shape, depth, condenser flow rate and temperature rise,

entrance mixing, and  internal  friction.  Use of the "pond number" allows to

distinguish cooling ponds into the vertically well stratified, partially mixed

and vertically fully  mixed type.  The partially mixed and fully mixed types

can be  further classified in terms of  their internal circulation pattern as a

recirculating pond or a dispersive pond.  Comparisons with available field

and laboratory data are given.   The  application of mathematical models  to  these

pond  types  is discussed.

* A revised version of  this paper has been submitted under the title
  "Thermal Structure  of Cooling Ponds" by G.H. Jirka and M.  Watanabe
  for publication in  the Journal of the Hydraulic Division,  American
  Society of Civil Engineers.
                                  908

-------
             HYDROTHERMAL PERFORMANCE  OF  SHALLOW  COOLING PONDS
                                 E. Adams
                                A. Koussis
                               M. Watanabe
                                 G. Jirka
                               D. Harleman

      R.M. Parsons Laboratory for Water Resources and Hydrodynamics
                  Massachusetts Institute of Technology
                        Cambridge, MA  02139, USA


ABSTRACT

The hydrothermal performance of shallow-dispersive cooling ponds is analy-
sed for the purpose of  facilitating pond design.  In the first part of the
paper, plant performance is simulated with a transient mathematical model
for a variety of pond configurations including variation of surface
area, depth, length-to-width ratio, condenser flow rate and temperature
rise.  In the second part, a quasi-steady model is developed and compared
with the results of the transient simulation.  Together with pertinent
cost information, these models should be useful in establishing trade-offs
among the various parameters which characterize pond design.

INTRODUCTION

Cooling ponds are large, artificially constructed bodies of water used for
closed cycle cooling of steam power plants.  In regions where land use per-
mits, ponds offer a number of advantages over other forms of closed cycle
cooling (e.g. mechanical or natural draft evaporative towers) including
lower operation and maintenance cost and higher thermal inertia.

One disadvantage, however, is the relative difficulty in predicting pond
performance.  Unlike wet towers, ponds respond to a complex combination of
meteorological parameters, and because of their heat capacity, their re-
sponse is transient with a time constant on the order of days rather than
minutes as is the case with towers.  This thermal inertia helps filter out
peak temperatures caused by fluctuating meteorology and plant operation but
requires that some sort of transient analysis be adopted to obtain the
correct response.  Further difficulty lies in the complex circulations,
both lateral and vertical, which may result from discharge momentum, buoy-
ancy or surface shear stress from wind.

In order to learn more about pond behavior, an effort has been made to
classify ponds with respect to their basic hydrodynamic circulation.
Jirka [1]  for example, has described a classification scheme based
on relative depth of the pond and the extent of horizontal circulation.
                                  909

-------
It was found that the relative depth of a cooling pond is dependent on the
pond number
where L, W and H are the pond length, width and depth, Q  and  T  are the
condenser flow rate and temperature rise, D is the dilution produced by
entrance mixing, f. is an interfacial friction factor, g is a coefficient
of thermal expansion and g is acceleration of gravity.  Ponds for which
IP  <0.3 are classified as deep and exhibit a definite two layer structure
with a warm surface layer and a cooler, horizontally uniform, lower layer.
Ponds for which IP  > 0.3 are classified as shallow and do not possess a
distinct surface layer.  For 0.31.0 only horizontal temperature gradients are present.  The
tendency for horizontal circulation depends on the relative pond depth and
its length to width ratio (computed along the flow path).  In shallow ponds
for which L/W < 3 to 5 horizontal circulation takes place in the form of
large eddies while for L/W > 3 to 5 the flow is essentially one- dimensional,
and dispersive in character.   For deep ponds, density-induced spreading
promotes utilization of the entire pond area, thereby decreasing the
tendency for horizontal eddies.

Of the three classes of ponds - shallow-dispersive, shallow-recirculating,
and deep-stratified - it appears that the shallow-dispersive pond offers
a number of general advantages 'for artificially constructed ponds.  These
advantages include avoidance of short-circuiting associated with adverse
wind conditions, reduction of destructive entrance mixing due to the
absence of horizontal or vertical circulation, and relatively low diking
costs due to shallow depth.

The object of this paper has been to study the performance of shallow-dis-
persive ponds with the airm of facilitating" pond design.  This effort has
included two parts.  In the first, a transient mathematical model has been
used to simulate the annual performance of various pond configurations.
The results, in terms of plant intake temperature and associated power pro-
duction can be used to help evaluate the cost effectiveness of various pond
designs (pond area, baffle density, etc).  In the second part a quasi-
steady model has been developed and compared with the transient analysis.
Because of its simplicity, it can serve as a design tool in the preliminary
screening of cooling pond designs.

TRANSIENT SIMULATION

A transient, mathematical model for shallow-dispersive cooling ponds has
been developed by Watanabe and Jirka [2]; the essential features are
indicated in Figure 1.  The pond is characterized by the variables L, W, H,
Q  and AT .  The jet entrance mixing region is a small fraction of
the total pond area with the major throughflow portion of the pond being
characterized by a longitudinal dispersion process.'  Temperatures within
the pond are governed by a one-dimensional bulk diffusion equation with
cross-sectionally averaged variables;

                                     910

-------
   + n    = F
8t     3x    L Ib? " pcH                                                (2)

where T is the cross-sectional mean temperature, U is the cross-sectional
mean velocity QQ/WH, x is longitudinal distance, t is time, E  is longi-
tudinal dispersion coefficient,   is net heat flux across the surface and
pc is the heat capacity of water per unit volume.  E  is based on Fischer
[3] and is given by


                                                                       (3)

where K is von Karman's constant (0.4) and f is a bottom friction factor.
The surface heat transfer includes short and long wave net radiation,
evaporation, conduction, and back radiation and is given by Ryan and
Harleman  [4].  Boundary conditions are specified at either end of the
pond to ensure conservation of thermal energy, and the equation is
solved with an implicit numerical scheme.  A comparison of predicted and
observed  temperatures at the Dresden cooling pond (Watanabe and Jirka, [2])
indicated good agreement.

This model was used to simulate pond performance for a generic-shaped pond
under variation of a number of its parameters.  For a base case, a pond
of area A=1000 acres, length to width aspect ratio L/W=12, and depth H=9
feet was  used for a plant with condenser flow rate Q =1800 cfs and tempera-
ture rise AT =20° F (heat rejection J =8.09 * 10  Btu/hr, corresponding
roughly to a 1200 MWe nuclear power plant).  'Note that these parameters
result in relatively high loading (approximately 1.2 nuclear MWe per acre)
in order  to highlight the sensitivities.  For sensitivity, values of
A=750, 1500, 2000 and 3000 acres, L/W=36, H=6 and 12 feet and AT =10
and 30°F  (Q =3600 and 1200 cfs) were considered.  In addition, an extra
test with L/w=3 was performed with a shallow recirculating pond model
assuming  that D=2 for entrance mixing.  Only one variable was changed for
each run  and J  was assumed constant at 8.09 x 10^ Btu/hr.  The pertinent
information for each run is summarized in Table 1.  Also tabulated are the
dimensionless dispersion coefficient (see below) and the pond number IP.
Values of the latter indicate that, while some vertical temperature
gradient would exist, each pond is well within the shallow category.

Simulations were performed for the year 1970 using three-hour 'time steps
with three-hour meteorological data (air temperature, wind speed, relative
humidity  and cloud cover) obtained from the NWS station at Moline, Illinois.
The 2920 values of plant intake temperature  (pond outlet temperature) for
each run were compiled into cumulative distribution functions for the year
as shown  in Figures 2a-d.  Associated with eac.. temperature is the gross
poxrer, which could have been produced from a conventional 1200 MWe nuclear
turbine-generator.  The cumulative distribution function for power produc-
tion shown in Figures 3a-d allows easier comparison of the cost effective-
ness of various pond designs.  In order to illustrate more of the short
range performance of the ponds, the mean and standard deviations of the
                                     911

-------
intake temperatures were computed for the month of July and are listed
in Table 1.  Since the governing meteorology was more or less stationary
over this period, this table allows one to identify differences in gross
efficiency (given by variation in the mean temperature) and thermal inertia
(given by variation in the standard deviation) .

It is clear from the figures and table, as well as from a steady state
analysis, that surface area and condenser flow rate (temperature rise) are
the primary variables affecting pond performance.  Increasing pond area
or flow rate both result in higher plant efficiencies at the expense of
greater land purchase and preparation costs on the one hand, and greater
pumping and condenser costs on the other.  The effect of baffling (aspect
ratio)  and pond depth show secondary effects.  The aspect ratio influences
performance through its effect. on the dispersion coefficient.  (The non-
dimensional coefficient E *=£, /UL decreases with the 3/2 power of L/W) .
Thus as E * decreases (L/w increases) plant intake temperatures decrease
towards trie ideal limit of plug flow, while as E* increases (L/W decreases)
fully mixed conditions are approached.  In addition, by comparing the
results for L/W=12 and 36 with those for L/W=3, it is clear that the
achievement of one-dimensional flow (suppression of horizontal eddying)
results in a significant decrease in intake temperature.  The fourth
variable, pond depth, shows modest sensitivity within the parameter
range tested.  E * is inversely proportional to H, implying some improvement
in steady state performance as depth is increased.  Furthermore, increasing
depth slows the response to fluctuating meteorological conditions
leading to a decrease in variation (standard deviation) of the plant
intake temperatures (see Table 1) .

QUASI-STEADY MODEL

In order to evaluate the performance of a cooling pond, it is necessary to
cover a wide range of meteorological conditions which might occur during
the pond's lifetime.  One way to do this would be to run a transient
model with time-varying meteorological conditions for a number of years.
A disadvantage of this type of simulation, however, is the considerable
computation and effort which is involved; at the design stage, where a
number of alternative designs must be evaluated, such a simulation is
impractical.  Therefore it is desirable to develop a simpler, approximate
model to be used for the purpose of initial pond design.  In particular it
is desirable to use a steady state model so that, as with the design of
cooling towers, a frequency distribution of meteorological data, rather
than a long time series, can be used as model input.  The more accurate
transient simulation can then be used to evaluate the chosen design.

The quasi-steady model uses the following differential equation
where T  is the equilibrium temperature.  Equation. (A) requires the same
boundary conditions as those used with Equation Q.) and differs from
                                     912

-------
Equation (2) only in the use of a linearized excess temperature represen-
tation for surface heat transfer and the fact that the time-dependent
term is missing.  The model is quasi-steady in the sense that the input
parameters governing pond performance (plant operating condition and
meteorology) are assumed to be constant over a period of time and the
pond temperature is assumed to be in instantaneous equilibrium with these
parameters. • The constant input parameters are derived by averaging
the real time .parameters over the time interval.  Clearly this prpcedure
is an approximation of true pond behavior.  By averaging the input data
one is filtering high frequency fluctuations and by assuming "instant
response" one is ignoring the "thermal inertia" known to characterize
ponds.  The intent is to adjust the averaging interval such that the
two effects cancel as much as possible in their influence on the cumulative
distribution of intake temperatures.

The solution to Equation (4) was obtained by Wehner and Wilhelm [5],  The
resulting plant intake temperature is given by

T.-T                       4a exp{l/2E*}
                                                                       ,r\
                                                                       v '
             >z exp{a/2EL*} - (1-a)^ exp{-a/2EL*} - 4a exp{l/2EL*}


where   a =

In order to predict the intake temperature T., the equilibrium temperature
T  and the heat exchange coefficient K have to be" defined.  The former
is defined as the water temperature at which the net heat flux $ =0 and
can be found by an iterative procedure.  The linearized surface heat
exchange coefficient is defined by <(> =K(Tg-T ) where Tg is a characteristic
surface temperature.  For this analysis T =T  + ATQ/2r, where r is
determined by iteration.

Cumulative distributions of predicted intake temperatures using both the
quasi-steady and the transient models were compared using the base case
pond described in the previous section.  The transient model was run for
one year using three-hour time steps with three-hour meteorological data.
The cumulative distribution of predicted intake temperature and power
using this model are shown in Figures 4 and 5 as solid lines.  Quasi-
steady calculations were also made for the same pond and time period by
averaging the meteorological data over different averaging intervals,
computing values of K and T  for each time interval, and then using
Equation (5) to compute intake temperatures.  Distribution of intake
temperature and power production are plotted in Figures 4 and 5 for
averaging intervals of 1, 3, 5, 10 and 30 days.
                                    913

-------
  Comparison  of  the various  curves suggests that reasonably good agreement is
  obtained  between the  transient model and both the 3 day and 5 day averaged
  model.  By  contrast,  results  for one day averaging show greater extremes
  in temperature suggesting  that the averaging has not adequately filtered
  the high  frequency  fluctuations, while  the distributions resulting from
  the 10  and  30  day averaging are the flattest, suggesting that the averaging
  of input  data  provides more filtering than the transient model.  These
  results indicate that ,  for this site and pond, an averaging of between
  3 and 5 days is appropriate.  This figure is reasonable because it
  corresponds approximately  to  the time constant pcH/K which governs the
  response  of a  shallow water body to a step change in T .
                                                       E

  REFERENCES
  [1]  Jirka, G., "Hydrothermal Structure of Cooling Impoundments," presented
       at this conference.
  [2]  Watanabe,  M.,  and G.  Jirka, "A Longitudinal Dispersion Model for
       Shallow Cooling  Ponds,"  Proc. of First Conference on Waste Heat
       Management and Utilization, Miami Beach, May 1977.
  [3]  Fischer,  H., "The Mechanics of Dispersion in Narrow Streams," Proc. of
       ASCE,  Vol. 93, No.  HY 6, 1967.
  [4]  Ryan,  P.,  and  D. Harleman, "An Analytical and Experimental Study of
       Transient Cooling Pond Behavior," R.M. Parsons Laboratory for Water
       Resources and  Hydrodynamics, Technical Report No. 161, Dept. of Civil
       Engineering, MIT, January 1973.
  T51  Wehner, J., and  R.  Wilhelm, "Boundary Conditions of Flow Reactor,"
       Chemical  Engineering  Science, Vol. 6, 1956.
Entrance Mixing  Region 1
           ->  -r-^1  •
        a)      /
                                         ^Longitudinal Mixing Region
                                                   W
        Plant Discharge
        Flow: 0  , Temp:  T  =T.+ AT
              xo      r   o  a.     o
                                                  Plant Intake
                                              Flow:  Q , Temp: T.'
                                                     o         i
                               Throughflow:  DQ
        b)
                                                            W
                      Return  Flow:/(D-l)0
                                         "o
Figure 1  Mathematical  Schenatization for a)  Shallow-Dispersive Cooling
          Pond b) Shallow-Recirculating Cooling Pond (Plan Views)
                                     914

-------
Ul
Area A
(acres)
750
10001
1500
2000
3000
1000
10001
1000
10002
10001
1000
1000
10001
1000
Depth H
(ft)
9
9
9
9
9
6
9
12
9
9
9
9
9
9
STUDY CASES
Aspect Temperature
Ratio Rise AT
L/W • (°F) °
12
12
12
12
12
12
12
12
3
12
36
12
12
12
20
20
20
20
20
20
20
20
20
20
20
10
20
30
Flow
Rate Q
(cfs)
1800
1800
1800
1800
1800
1800
1800
1800
1800
1800
1800
3600
1800
1200
IP3
0.53
0.51
0.49
0.47
0.44
0.77
0.51
0.38
0.51
0.51
0.77
0.86
0.51
0.38
v4
0.36
0.41
0.51
0.58
0.72
0.62
0.41
0.31
0.83
0.41
0.08
0.41
0.41
0.41
STATISTICS OF INTAKE TEMPERATURE
Month of July
Mean Standard Deviation
(°F) (°F)
94.6
90.7
86.4
84.1
81.7
91.5
90.7
90.1
97.3
90.7
87.4
92.6
90.7
89.2
3.0
2.9
2.8
2.8
2.7
3.5
2.9
2.5
2.8
2.9
3.0
2.8
2.9
3.0
        1  base case
        2  computed as shallow-recirculating pond  using  entrance dilution  of  2.
        3  based on f± = 0.01,  and 3  = .00018 op"1
        4  based on f  - 0.02
                                        TABLE 1:   SUMMARY  OF  SENSITIVITY STUDY

-------
40
30
20
.10
 0
                  100C
                        750
1500
  v/x
 X  ''   2000
  / , '
  '   3000
  0               .5    time
  a) Variation of A (acres)
  100
  (°F)


  80



  60



  40

1.0
4U
30
20

10
0
(
;
(3600,10) ,...->^'.
(1800,20) y/^'^
,'/^\
^Z^'''' (1200.30)
'

3 . 5 time 1
100
80

60

40
0
                              b) Variation of Qo(cfs), ATo(°F)
40
30
20
10
                                    100
                                    80
                                    60
                                    40
 '0               .5    time
  c) Variation of L/W
                     1.0
                            30
                            20
                             10
                                          0
                            9\   ^
                            \/
                                                   12
                                                                100
                                                                80
                                                                60
                                                                40
          0               .5     time
          d) Variation of  H (feet)
1.0
     Figure 2  Cumulative Distributions  of  Predicted Plant  Intake Temperature

-------
P(MHe)
       1200
       1190
       1180
       1170
       1160
           0              .5    t ime
           a) Variation  of  A  (acres)
       1200
       1190
        1160
            0               .5  N  time
            c)  Variation of L/W
                                             1200
                                             1190
                                             1180
                                             1170
                                             1160
                            3600,10)

                       (1800,20)
                                                               (1200,30)
1.0
0              .5     time      1.0
b) Variation of Q (cfs), AT (°F)
    1200
    1190
                                             1180
                                             1170
    1160
         0              .5    time
         d) Variation  of  H  (feet)
               Figure 3   Cumulative  Distributions  of  Predicted Power Production

-------
          0                      .5        time
          a) Plant Intake Temperature
      1200
P(MWe)
                                 x  Q.S. 1 day ave.
      1190
      1180
      1170
      1160
          b) Power Production

  Figure 4  Cumulative Distributions of Plant Intake Temperature
            and Power Production using Transient and Quasi-Steady Models
                                918

-------
              TRANSIENT SIMULATION OF COOLING LAKE PERFORMANCE
            UNDER HEAT LOADING FROM THE NORTH ANNA POWER STATION
               D. R. F. Harleman, G. H. Jirka, D. N. Brocard,
                     K. Hurley-Octavio, and M. Watanabe
           M. Parsons Laboratory for Water Resources and Hydrodynamics
                       Department of Civil Engineering
                    Massachusetts Institute of Technology
                       Cambridge, Massachusetts U.S.A.
ABSTRACT

The North Anna Power Station of the Virginia Electric and Power Co. (4 nu-
clear units with a combined capacity of 3800 MWe) is located North-West of
Richmond.  The heat dissipation system includes a Waste Heat Treatment Fa-
cility consisting of a series of lagoon cooling ponds with attached dead-
end side arms, discharging into Lake Anna, on which the intake is located.

An experimental and analytical study of the buoyancy-driven circulations in
long, dead-end side arms of cooling lakes was carried out.  Results were
utilized in the subsequent simulations to demonstrate the relative effect-
iveness of cooling lake side arms in dissipating heat.

A transient, segmented cooling pond model was developed which links the
mathematical models applicable to the components of the Waste Heat Treat-
ment Facility (WHTF) and the main lake.  To provide additional information
on the isotherm and velocity patterns in the main lake, a finite element
model for the surface layer in a stratified cooling ^Lake was developed.

The above models were utilized in long-term (10 year) simulations to evalu-
ate the effect of the power plant operation on Lake Anna.  The natural
(ambient) temperature regime was predicted using the MIT Lake and Reservoir
Model.  The segmented cooling pond model was used to simulate one-, two-,
three- and four-unit power plant operation.
INTRODUCTION

This paper summarizes the development of mathematical models for predict-
ing the performance of a cooling lake used as the condenser heat dissipa-
tion system for the North Anna Nuclear Power Station of the Virginia Elec-
tric and Power Company.  The performance of a cooling lake is determined
by both its effectiveness and its thermal inertia.  "Effectiveness" re-
lates to the ability of cooling lakes to dissipate the artificial heat
load with the lowest possible intake temperature.  This is governed by the
geometric configuration of the lake and by the design of inlet and outlet
structures.  One of the interesting features of Lake Anna is the existence
of several long, isolated side arms which required a detailed investigation
                                    919

-------
of their role in the heat dissipation process.  "Thermal inertia" is the
ability of cooling lakes to damp out meteorological transients and fluctua-
tions in the power plant operation.  Cooling lakes are practically never in
a steady-state condition, hence an evaluation under realistic transient con-
ditions is necessary.

The optimal approach to assess cooling lake performance - whether environ-
mental impacts or technical parameters - is to consider long-term behavior,
over a period of the order of ten years, so as to form representative sta-
tistical, measures, such as average or extreme thermal conditions.

A portion of the lake, into which the condenser water is discharged, is
separated from the main body of the lake by dikes.  A major fraction of the
waste heat is dissipated in this portion, known as the Waste Heat Treatment
Facility (WHTF).  Its purpose is to minimize the thermal impact on the main
lake and on the stream below the dam forming the impoundment.

The results of the analysis are presented as induced temperatures or tem-
perature rises above natural conditions at various points of interest.
During operation of the power station it will not be possible to measure
"natural" lake temperatures.  Therefore, it is necessary to predict tran-
sient natural lake temperature under the meteorological conditions prevail-
ing during operation.  The predictions of the natural lake temperature mod-
el were compared with pre-operational observations during several years of
record.  Surface isotherms and longitudinal temperature profiles have been
prepared for operating conditions of one to four units.  The results are
intended to be used in subsequent analyses by biologists and engineers to
assess the potential environmental impact of the North Anna cooling system
and to compare to applicable thermal regulations.  However, no such assess-
ments and/or comparisons are made in this paper.
PLANT CHARACTERISTICS

The North Anna Power Station is located in central Virginia, between Rich-
mond and Charlottesville.  The station is situated on the south bank of
Lake Anna formed by a dam on the North Anna River (Fig. 1) which was closed
in January 1972.

The station will ultimately consist of four nuclear units Of a combined
capacity of 3760 MWe (about 940 MWe per unit).  The waste heat load rejec-
ted in the condensers is 6.5 x 109 BTU/hr per unit or 25.9 x 109 BTU/hr
total.  The condenser cooling water flow rate is about 2,100 cfs per unit
(8,400 cfs total) and the temperature rise through the condensers is about
14°F.

Lake Anna and Waste Heat Treatment Facility

The construction of three dikes and the dredging of channels formed a sep-
arate series of ponds, the Waste Heat Treatment Facility (WHTF).  Both the
WHTF and the lake participate in the dissipation to the atmosphere of the
                                    920

-------
waste heat loading, but the WHTF dissipates the major portion.  Lake Anna
has a surface area of 9,600 acres, a volume of 10.6 x 109 ft3, and an aver-
age depth of 25 ft.  The maximum depth at the dam is 70 ft.  The lake re-
ceives an average annual inflow of about 270 cfs.  The lake elevation is
maintained by radial gates at the dam.  The outflow rate equals the inflow
minus the rate of evaporation from the lake surface (estimated at about 60
cfs average).
                                                                 Q   -3
The WHTF has a surface area of 3,400 acres, a volume of 2.66 x 10  ft  and
an average depth of 18 ft.  The maximum depth is 50 ft in the vicinity of
the dikes.  As shown in Fig. 1, Dike I forms Pond 1 of the WHTF which re-
ceives the cooling water via the discharge canal from the power plant.  Con-
necting channels have been dredged between Pond 1 and Pond 2 (formed by
Dike II) and between Pond 2 and Pond 3 (formed by Dike III).  These channels
have a constant trapezoidal cross-section of 25 ft depth and 160 ft aver-
age width.  After passing through Ponds 2 and 3, the cooling water is dis-
charged into the main lake through a submerged discharge structure in Dike
III.  After residence in the main lake, cooling water is withdrawn through
near-surface intakes in the vicinity of the station.  A major characteris-
tic of the system is the existence of the long narrow side arms in the
WHTF.  These arms comprise about 1530 acres or 45% of the area of the WHTF.

The North Anna heat dissipation system has a low heat loading per unit sur-
face area.  Using the combined surface area for the main lake and the WHTF,
the loading ranges between 0.15 and 0.6 MWt (waste heat) per acre for 1 and
4 units, respectively.  Frequently, cooling pond designs have a much higher
thermal loading, between 0.5 and 3 MWt per acre.  The loading on the area
of the WHTF along corresponds to 2.2 MWt/acre for four units.
 CHARACTERISTICS OF cuOLING LAKES

 Experimental and  theoretical  studies on cooling lake behavior have been
 conducted by Ryan and Harleman [1] and Watanabe, Harleman and Connor [2],
 The major results of earlier  studies have been summarized by Jirka, Abraham
 and Harleman  [3]  and a  detailed report on the North Anna cooling lake study
 has been prepared [4].

 The temperature differential  which exists in a cooling lake between the
 discharge and the intake  of the power plant is, if transient fluctuations
 are averaged, equal to  the condenser temperature rise.  As density changes
 are associated with temperature changes, buoyant forces arise which tend
 to cause spreading of lighter (warmer) water over heavier (cooler) water.
 The paramount role of these density currents has been observed in labora-
 tory experiments  [1].   In deep ponds it was found that density currents
 effectively spread the  heated water over the entire surface of the pond,
 even if there are distinct backwater ("dead") areas.  Thus, deep cooling
 ponds are characterized by a  heated, thin surface layer, in which pre-
 dominately horizontal temperature variations occur due to cooling to the
 atmosphere, and an underlying subsurface layer, in which only vertical
 temperature variations  occur  due to the gradual advective flow to the
                                     921

-------
submerged intakes.  Ryan and Harleman  [1] also established the importance
of discharge channel design to minimize entrance mixing and of a submerged
skimmer wall intake structure and formulated a transient predictive model
consisting of two parts:

a) the surface layer model, which assumes a constant surface layer thick-
ness and computes transient areal temperature distribution resulting from
heat loss to the atmosphere; account is also taken of an entrance mixing
region,

b) the subsurface model, which calculates the vertical temperature varia-
tion due to downwelling from the end of the surface region; the subsurface
region may be weakly or strongly stratified.  This model is an adap'tation
of the M.I.T. Deep Reservoir Model [5],[6],  The cooling pond model has
been applied to several field cases of deep cooling lakes and excellent re-
sults have been obtained in the calculation of the transient annual behav-
ior.

An accurate prediction of temperatures induced by heated discharges hinges
on the correct specification of the heat transfer from the water surface to
the atmosphere.  The heat dissipation of artificially heated water surfaces
has been addressed by Ryan et al [7]  and heat dissipation formulae have
been developed which specifically account for the evaporative heat transfer
due to free buoyant convection which arises from the virtual temperature
difference between the moist air at the water surface and a certain dis-
tance above the water surface.
DEVELOPMENT OF PREDICTIVE MODELS FOR THE NORTH ANNA COOLING SYSTEM

The preceding discussion has stressed that the applicability of available
mathematical models for cooling lake prediction is strongly tied to the
thermal structure of a cooling lake.  In turn, the thermal structure de-
pends on geometric features of the lake and discharge and intake struc-
tures.  The North Anna cooling system, consisting of a series of ponds in
the WHTF with attached side arms and connecting channels and of the main
lake, is expected to have a particularly complex thermal structure.  For
example, while the individual ponds of the WHTF will be distinctly strati-
fied, there is a tendency for destratification in the connecting channels
of the WHTF.  Also, the role of buoyant convective circulations into the
isolated side arms of the WHTF is expected to be important.  None of the
existing models encompass all of these features.

The following approach was taken in the development of predictive models
for the North Anna cooling system:

Side Arm Heat Dissipation

An experimental and analytical study of the buoyant convection which occurs
due to surface cooling in long side arms of cooling ponds was carried out
by Brocard, et al. [8].  As shown in Fig. 2,the salient features are the
                                   922

-------
length and depth of the side arm, the thickness and temperature of the
stratified layer at the entrance to the side arm and the surface cooling
rate.  In addition, the special features of the lateral constructions with-
in the side arm and of bottom slopes were investigated.  The results of the
side arm investigation are represented in design graphs, which give the
flow rate and associated temperature drop as a function of the governing
parameters.

In order to analyze the complex structure of the North Anna heat dissipa-
tion system, a "segmented model" was developed which links different mathe-
matical models applicable for each of the components of the WHTF and the
main lake.  A schematic diagram of the segmented model is shown in Fig. 3.
For the three ponds of the WHTF which are of shallow average depth, a two-
layer model was developed in which each of the layers is assumed to be ver-
tically uniform and which includes the inflows into and outflows from the
side arms.  Stability criteria describe the mixing of the layers at the
connecting channels between the individual ponds.  The residence times in
each WHTF pond is of the order of two days and thus larger than the compu-
tational time step of one day.  Therefore, the transient characteristics
were accounted for through a delay in the computed temperature at the end
of each pond which is equal to the residence time of each pond.

WHTF Model

Pond 1 of the WHTF does not include any major side arm and is schematized
as shown in Fig. 4.  The condenser discharge Qo at temperature TQ under-
goes some mixing at the entrance.  The dilution ratio Ds = (Qo + Qe)/Do is.
obtained from the buoyant surface jet model of Stolzenbach and Harleman [9]
corrected for the interference of the jet with the bottom of the receiving
water [3],  Qe, the entrained flow, is a function of the densimetric Froude
number of the surface jet and the geometry of the discharge channel.  T^ is
the temperature after mixing and ^ is the temperature in the canal leading
to pond 2.  The heat flux to the atmosphere, cf>n, is linearized in the usual
way, <|>n = - K(T - Tg) where K is the surface heat transfer coefficien4-  and
T and TE are the surface and equilibrium temperatures.  The temperatur^
distribution in the reach is treated in a one-dimensional fashion with re-
spect to surface area.  Since Ds depends on the entrance densimetric Froude
number which itself depends on T2 (the temperature in the counterflowing
lower layer), the solution involves iterations.

Pond 2 of the WHTF has two side arms and is shown schematically in Fig. 5.
Three possible flow configurations must be considered:  (a) the entrance
jet entrainment flow is greater than the sum of the flows entering the side
arms, (b) the entrainment flow is smaller than the sum of the side arm
flows and (c) the entrainment is smaller than the flow entering the first
side arm.  Figure 5 shows the counter flow conditions for case (b).

The model for pond 3 is similar to that for pond 2.  The final considera-
tion for the WHTF is the submerged discharge of the condenser flow, at tem-
perature T^, into the main lake through dike III (see Fig. 3).  As shown in
Fig. 6,  the lake in front of the dike is rather shallow and is constrained
                                     923

-------
laterally.  Therefore, the lake water for entrainment and mixing with the
dike III jet must come through a restricted section.  It is assumed that
the limiting entrainment flow, Qe, is reached when the lower layer flow at
section "A" is critical.

Main Lake Model

The maximum depth of the main lake is 70 ft near the downstream dam and
50 ft near the plant intake, while the computed upper layer depth is 'of the
order of 15 ft for all cases of plant operation.  The main lake can there-
fore be considered as a deep cooling lake for which the model of Ryan and
Harleman [1] is applicable.  The lake is separated in two regions:  - a
surface layer assumed to be of uniform temperature vertically.   Its hori-
zontal temperature distribution is solved as a function of surface area on
a transient basis.  The shape and location of the isotherms is therefore
not determined, but the model gives the surface area inside each isotherm;
- a subsurface pool assumed to be vertically stratified, but of uniform
horizontal temperature.  The vertical temperature profiles in this region
are computed following the assumptions and method of the M.I.T. Lake and
Reservoir Model described in [10],

A side arm reach is attached to the end of the main lake.  This reach rep-
resents the regions of Lake Anna (4231 acres) which are located upstream
of a lateral construction about two miles to the northeast of the power
plant.  The amount of side arm flow, its temperature drop and the return
flow in the lower layer are calculated using the techniques discussed for
the WHTF.

Finite Element Model for Velocity and Temperature
Distributions in Surface Layer of Lake Anna

A transient finite element model has been developed by Watanabe, et al. [2]
which predicts the two-dimensional temperature and velocity distributions
in the surface layer of the main lake.  The FEM model is an extension of
the main lake model which predicts surface temperatures only as a function
of area fractions.  Because of the expense of running the two-dimensional
FEM (215 mesh points), it was used only for short period (2 week) studies
for detailed temperature distribution in the main lake.  The FEM grid is
shown in Fig. 1 and representative velocity and temperature distributions
are shown in Figs. 7 and 8.

Prediction of Natural Lake Temperatures

Any lake temperatures which are induced by the power plant operation must
be considered relative to the naturally occurring conditions (in the ab-
sence of plant operation).  The M.I.T. Lake and Reservoir Model (Octavio
et al. [10] was used to provide the predictions on a long-term basis.  The
model was verified using meteorological and hydrological input data col-
lected on the North Anna site during 1974-76 by comparing the predictions
with measured pre-operational lake temperatures.
                                    924

-------
Many lakes and reservoirs exhibit horizontal temperature homogeneity and
thus a time-dependent, one-dimensional model which described the tempera-
ture variation in the vertical direction is adequate to describe their
thermal structure.  The M.I.T. Lake and Reservoir Model is a time-dependent,
one-dimensional, variable area, discretized mathematical model based on the
absorption and transmission of solar radiation, convection due to surface
cooling, advection due to inflows and outflows and wind mixing.  The model
contains provisions for simultaneous or intermittent withdrawal from multi-
level outlets and time of travel for inflows within the reservoir.  Turbu-
lent entrainment at the thermocline is treated by the wind mixing represen-
tation.  The wind mixing algorithm is based on the rule that the rate of
change of potential energy of the water column due to entrainment is equal
to the rate of input of kinetic energy by the wind.  An iterative procedure
minimizes the accumulation of errors in the computation of the heat input.
The1 model inputs include daily averaged values of air temperature, relative
humidity, wind speed, cloud cover, and total short wave solar radiation.
The model time-step is one day.  The absorption coefficient for short wave
solar radiation, T], was computed from Secchi disk depths.

A comparison of measured and predicted water surface temperature during
1976 is shown in Fig. 9, good agreement is obtained with respect to both
absolute value and transient behavior.  Vertical temperature distributions
for two days in May and July for which detailed measurements were performed
are compared with predicted values in Fig. 10.
 LONG TERM SIMULATIONS

 A long term simulation of the natural surface temperature of Lake Anna was
 made for a ten year period using meteorological data for 1957-1966.  The
 ten year average and standard deviation above and below the mean are shown
 in Fig. 11.  Similar ten year simulation runs were made for operational
 conditions corresponding to one through four units.  A comparison of sur-
 face temperatures at the dam for meteorological conditions corresponding
 to year 1962 (an average year in the 10 year sequence) with 2 units opera-r
 tional is shown in Fig. 12.  Changes in the vertical temperature structure
 of the lake were also computed.  Figure 13 shows the ten year average for
 3 operating units in comparison with the natural temperatures.  The rela-
 tive heat losses in the WHTF and in the main lake are indicated by the
 longitudinal temperature profile shown in Fig. 14 for 4 units in operation.
 Seventy percent of the total induced temperature change of 14°F occurs be-
 tween the plant discharge into the WHTF and the end of the jet mixing zone
 downstream of dike III.
CONCLUSIONS AND ACKNOWLEDGEMENTS

The North Anna heat dissipation system is an example of an effective com-
bination of a highly loaded, stratified cooling pond (the WHTF) and a
lightly loaded cooling lake.  It has also been demonstrated that in strat-
ified systems, dead-end, side arms are effective in dissipating heat
                                     925

-------
through buoyancy induced circulation.  The hydrotherraal model developed for
North Anna is computationally efficient, thereby making possible long-term
simulation runs covering a wide range of meteorological and plant operating
conditions.

This study was supported by Virginia Electric and Power Company, Richmond,
Virginia, and by Stone and Webster Engineering Corporation, Boston, Mass.
We gratefully acknowledge the close cooperation and assistance of the fol-
lowing individuals:  Morris Brehmer, Carl Pennington and Robert Rasnic at
VEPCO and David Knowles, David McDougall, Fred Mogolesko and Robert Taylor
at Stone and Webster.
REFERENCES:

1.  Ryan, P.J. and Harleman, D.R.F., "An Analytical and Experimental Study
    of Transient Cooling Pond Behavior", M.I.T., Department of Civil Engi-
    neering, R.M. Parsons Laboratory for Water Resources and Hydrodynamics
    Technical Report No. 161, Cambridge, Massachusetts, 1973.  (Subsequent
    reports of this laboratory are referred to as M.I.T., R.M. Parsons T.R.
    No.	.)
2.  Watanabe, M., Harleman, D.R.F. and Connor, J.J., "Finite Element Model
    for Transient Two-Layer Cooling Pond Behavior", M.I.T., R.M. Parsons
    T.R. No. 202, 1975.
3.  Jirka, G.H., Abraham, G. and Harleman, D.R.F., "An Assessment of Tech-
    niques for Hydrothermal Predictions", M.I.T., R.M. Parsons T.R. No.
    203, 1975.
4.  Jirka, G.H., Brocard, D.N., Hurley Octavio, K.A., Watanabe, M. and
    Harleman, D.R.F., "Analysis of Cooling Effectiveness and Transient
    Long-Term Simulations of a Cooling Lake (with application to the North
    Anna Power Station), M.I.T., R.M. Parsons T.R. No. 232, 1977.
5.  Huber, W.C. and Harleman, D.R.F., "Laboratory and Analytical Studies
    of Thermal Stratification of Reservoirs", M.I.T., R.M. Parsons T.R.
    No. 112, 1968.
6.  Ryan, P.J. and Harleman, D.R.F., "Prediction of the Annual Cycle of
    Temperature Changes in a Stratified Lake or Reservoir:  Mathematical
    Model and Userfs Manual", M.I.T., R.M. Parsons T.R. No. 137, 1971.
7.  Ryan, P.J., Harleman, D.R.F. and Stolzenbach, K.D., "Surface Heat Loss
    from Cooling Ponds", Water Resources Research, Vol. 10, No. 5, 1974.
8.  Brocard, D.N., Jirka, G.H. and Harleman, D.R.F., "A'Model for the Con-
    vective Circulation in Side Arms of Cooling Lakes", M.I.T., R.M. Par-
    sons T.R. No. 223, 1977.
9.  Stolzenbach, K.D. and Harleman, D.R.F., "An Analytical and Experimental
    Investigation of Surface Discharges of Heated Water", M.I.T,, R.M. Par-
    sons T.R. No. 135, 1971.
10. Hurley Octavio, K.A., Jirka, G.H. and Harleman, D.R.F., "Vertical Heat
    Transport Mechanisms in Lakes and Reservoirs", M.I.T., R.M. Parsons
    T.R. No. 227, 1977.
                                  926

-------
to
        Fig.  1
        North Anna
        Cooling System
                                                                    Fig. 3  Schematic of Segmented Model
                                                                            for North Anna
        Fig.  2  Schematic of Side Arm Convective Circulation

-------
          00  T
to
00
             Fig. 4  Schematic  of Pond  1  of  WHTF
                 Os Qo
                           DsQo-Osi
                           DS00-0S,-
1 / // f / I H H i H /1II1111' f " ' ' /ff f ''I II
        Fig. 5  Flow  Configuration of Pond 2 of WHTF,
                with  Two  Side  Arms
                                                                             0.1 ft/sec
Fig. 7  Velocity Distribution  in the Surface
        Layer for 50% Downwelling Flow at
        the End of the Lake  and  the Remain-
        ing 50% Distributed  Along Both Sides
                                                                                       ,-,.. 87.0°
                                                                                       87.5'
                                                                 85.5
                                                                                                           IIL
                                                                     Fig.  8   Temperature Distribution in the
                                                                              Surface Laver Computed from FEM
       Fig. 6  Cross  Section Along Axis of the Dike III Jet

-------
       32

       28
       IE
     5
        1
            F   H
J
B-
&- 5 •
&ti
i IB-
?B
R-[1S -
c=1
an .
r J
•^

•
" . .
*
_ i — i — i — t
Meas . •
-Pred.

HAY 7. 1974
-4 — 1 — 1 — 1 — 1 — h— 1 — t—
                                                                       12
                                                                    Temperature °C
                               >  -.—•—_ 'n _   T^*     UJ

Fig. 9  Measured and Predicted Natural Surface Temperature', IB..
                                        NORTH RNNfl
                                       NRTURflL TEMP
                                        SIMULATION
                                      10 YRS flVERRGE
                                      I—I—i—I—H—I—I—I—I—II I
                                        e  \z
                                               16  SB
                                                       El  28
                                                           Fig, 10  Measured  and Predicted Vertical
                                                                    Temperature Profiles
                                                        uoo
     RPR'MBY'JUN'JUL'nuc'sEP'OCT'NOV'OEC  JRN'FEB  HBR
Fig. 11  Ten  Year Average Natural  Surface Temperatures
         and  Standard Deviations

-------
to
o
         *-
                             NORTH RUHR
                            COQLING POND
                             SIHULflllOU
                           196a  2 UNITS
                                2 units
        W   100    ISO   JOT   «0J03   ISO    HI B
    oca 'hint JUN ' JUL 'BUG 'SEP 'OCT 'not DEC 'JON 'FCB 'r.m '

Fig.  12   Loaded and Unloaded Temps.
           in  1962,  with  2 Units
           Operational
                                     NORTH BNNfl
                                    COOL IWC PONO
                                     SlnuiflTION
                                   DVCRflCC  3 UNI I!
                                    d
            den '«sr 'JUN 'JUL ouc SEP ucr NOV DEC JBM F£» «nn
       Fig.  13   10 Year  Averaged  Loaded and
                  Unloaded Temperatures,  with
                  3 Units  Operational
101

100

 99

 98

 97

 96

 95

 94

 93

 92

 91

 90

 89

 88

 87

 86
                                                           ,,P1ant Discharge
                                                           \Canal  B (end of reach 1)
                                                                                   Canal C (end of reach 2)
                                                                                         Dike III
                                                                                      of Jet mixing zone
                                                                                          Main dam
                                                                           2000
                                                                                             4000
                                                                                                              6000
                                                         Fig.  14
                                                             Average Temperature Profile  for  North Anna Cooling
                                                             System during  Month of  July  1962,  with 4  Units
                                                             Operating

-------
       COMPARISON  OF THE SURFACE AREA REQUIREMENTS OF A
             SURFACE TYPE CONDENSER FOR A PURE STEAM
           CYCLE  SYSTEM,  A COMBINED CYCLE SYSTEM AND A
                     DUAL-FLUID CYCLE SYSTEM
                          M.H.  Waters
                         VP Engineering
                 International Power Technology
                        California, U.S.A.

                        Dr. E.R.G. Eckert
                     Regents Professor Emeritus
                 University of Minnesota, U.S.A.
ABSTRACT

A recently issued patent to International Power Technology (IPT)
on the Dual-Fluid cycle (DFC) and analysis by Kinney, et.al., on
steam injected gas turbine cycles has demonstrated significant
benefits for engines which use steam as a second working fluid
in ,a gas turbine engine.  These benefits include high thermal ef-
ficiency which is comparable to or better than that for combined
cycle powerplants, and reduced system mechanical complexity and
initial cost when compared with combined cycle powerplants.

The objective of this paper is to provide a quantitative evalua-
tion of the condenser requirements for DFC engines.  A very im-
portant feature of such an engine is that the exhaust gas at the
condenser inlet is approximately at atmospheric pressure and is
between 300°-400°F depending upon the cycle parameters.  This
contrasts dramatically with the condenser for either a pure steam
system or a combined cycle system which is at low vacuum pres-
sures (0.5-1.5 psia) and thus low temperature (80 -115 F).
INTRODUCTION

A recently issued patent to International Power Technology (IPT)
on the Dual-Fluid Cycle (DFC) and analysis by Kinney, et. al.,
on steam injected gas turbine cycles has demonstrated significant
benefits for engines which use steam as a second working fluid
in a gas turbine engine (References 1 and 2).  These benefits in-
clude high thermal efficiency which is comparable to or better
than that for combined cycle powerplants provided the mixture of
steam-air in the gas turbine is carefully controlled.  Figure 1
is a schematic drawing of a DFC engine.  A detailed description
of the cycle is given later in the report, but the main feature
is that the steam generated in the waste heat boiler is injected
into the gas turbine ahead of the turbine section.  In contrast,
                            931

-------
a combined cycle powerplant uses a separate steam turbine system.
There is an excellant potential for reduced system mechanical
complexity and thus initial cost for DFC powerplants because of
the single shaft output and no requirement for a separate steam
turbine.

An obvious concern for the DFC is the performance of the conden-
ser since the exhaust gas is a mixture of water vapor and non-
condensable gases  (typically the steam-air ratio is  .15).  A
very important feature of a DFC engine is that the exhaust gas
at the condenser inlet is approximately at atmospheric pressure
and is between 300 -400 F depending upon cycle parameters.  Con-
densing will begin at 130-180 F depending upon the amount of vapor
in the exhaust and thus relatively high temperature differences
exist across the heat exchanger surfaces.  This contrasts drama-
tically with the condenser for either a pure steam system or a
combined cycle system which is .at low vacuum pressure (0-5-1.5psi)
and thus low saturation temperatures (80°F-115 F).

The condenser surface area requirements for steam cycle power-
plants are relatively easy to compute since the condensing fluid
is a pure vapor and the equivalent heat transfer coefficient  is
a constant throughout the condenser.  However, if the fluid is
a mixture of water vapor and non-condensable gases, the heat
transfer coefficient varies from point to point in the heat ex-
changer as the composition of the gas mixture changes due to re-
moval of water vapor as condensate.  The flow of vapor towards
the condensing surface is diffusion controlled in a-pure steam
condenser since the vapor migrates to the cool tube surface as
a sink.  In a mixture of gases which contains vapor and non-con-
densable gases, both migrate to .the cool tubes but the non-con-
densable gases would have to diffuse away from the surface.  This
can severely reduce the condensation heat transfer coefficient.
In general for a DFC engine, there is a much larger quantity of
non-condensable gases than there is water vapor, and the rate of
condensation is a function of the vapor concentration in the mix-
ture.  Thus, the surface area calculation becomes a step wise
process through the condenser as both the bulk fluid temperature
and the fraction of water vapor in the gas mixture is reduced.

The condensation process is also controlled by convection because
of the large fraction of non-condensable gases.  Higher velocities
through the tube banks thins the boundary layer thus increasing
the condensing heat transfer coefficient.  However, this also in-
creases the pressure dr5p through the condenser which degrades
engine performance thus creating a trade off situation.

The objective of this paper is to compute the condenser surface
area requirements for a given DFC engine and make direct size
comparisons with condensers for power equivalent steam and com-
bined cycle powerplants.  A condenser for a DFC engine can either
be a contact type as in boiler scrubbers or be a surface type


                               932

-------
with a bundled tube arrangement.  The latter type is used in this
naoer as a basis for comparison.
NOMENCLATURE
F     Equivalent temperature driving force  (defined by equation 9)
g     Gravity constant
G     Mass flow of air
 a
G     Mass flow of steam
 s
h     Equivalent heat transfer coefficient of condenser vapor film
 Q>
hf    Heat transfer coefficient in cooling water film
hf    Enthalpy of condensation
h     Heat transfer coefficient in flowing gas film
 g
h     Conductivity of the tube well
 w
ID    Tube inside diameter
k     Gas film mass transfer coefficient
 g
k.    Thermal conductivity of the tube well
k     Thermal conductivity of liquid film
 W
MTD   Mean temperature difference  (defined by equation 5)
n     Number of tube rows in a bank
Nu    Nusselt number of flowing water
  W
OD    Tube outside diameter
P     .Total pressure
p     Steam partial pressure at tilm interface temperature
Pr    Prandtl number of water
  w
p     Steam partial pressure at steam bulk temperature
 o
Q     Heat flow rate
Re    Reynolds number of flowing water
S     Heat exchanger surface area
T     Film interface temperature
T     Bulk temperature of vapor or vapor-gas mixture
 S
T     Water temperature
U     Overall heat transfer coefficient defined by equation 1
U     Overall heat transfer coefficient defined by equation 11
 t*
AT1   Temperature difference (T -T )
                               S  W
/w
      Density of water
u w
      Dynamic viscosity of water

                               933

-------
METHODOLOGY

Condenser surface areas are designed by general procedures of
heat exchanger design with the particluar problem being the cal-
culation of heat transfer coefficients with condensation.  In
the case of steam systems - either a conventional steam cycle or
a combined cycle - the overall heat transfer coefficient is cal-
culated from straight forward formulas and is essentially con-
stant throughout the exchanger.  However, for the Dual-Fluid
Cycle condensation proceeds from a mixture of gases - the com-
bustion products of air and steam.  For this reason, the flow of
vapor towards the condensing surface is diffusion controlled only
across a  thin boundary layer.  This can be designed as a trade-
off against the pressure drop across the tube bank.  The non-con-
densable gases also flow towards the condensing surface and then
diffuse away after they cool to preserve a local mass balance at
the condensing surface.  Thus, the heat transfer coefficient varies
from point to point in the condenser as the composition of the
mixture varies due to the removal of water vapor.

The cooling medium in the condenser is specified to be water, and
the following two sub-sections describe the computational methods
in some detail.

Condensing from Pure Vapor

The sketch below demonstrates the mechanisms of heat transfer
that take place in the pure vapor condenser;
      *  Forced convection between the flowing saturated vapor
         and the condensed vapor film
      *  Conduction across the condensed vapor film
      *  Conduction across the tube well
      *  Forced convection in the cooling water film

                                           Tube Wall
                                                 Condensed Vapor
                                                 Film

-------
The overall heat transfer coefficient  is  given by:

        1_ _  (OP/IP) _^     OP       ^   A.   ^  A

                 •f        w V.•[/       c

For pure vapor, 1/h  = 0, so  that  the  last  term disappears  from
equation (1)  and thi outside  film  temperature, T ,  is  equal to
the saturated vapor temperature, T .   The therma? conductivity
of the tube,  kfc, is constant, and  thus the  heat transfer  coeffi-
cient, h , is constant.
The equivalent heat  transfer  coefficient of the condensed vapor
film, h  , for a bank of  tubes is  given by the formula from refer-
ence 3 :
 The cooling water  film heat transfer coefficient is found from
 MacAdams Formula:
 The temperature  difference MTD,  to be used with U,  is the aver-
 age between the  temperature difference at inlet and at outlet.
 We shall use the arithmetic average:

                                      ^-rVcT
                                                             (5)
 The total exchange  surface required is:
                                                             (6)
                              935

-------
Condensing From a Mixture of Gases

The heat transfer coefficient U is not constant throughout the
exchanger so that the previous method cannot be applied.  A pro-
cedure developed by Colburn and Hougen is used, in thfe form pre-
sented by Votta (See references 4 and 5).

The condenser is divided in several sections for each of which
U is calculated and assumed constant.  The exchange surface for
each section is:
The total exchange surface is:
In this procedure, instead of calculating U and AT separately,
their product is used, as determined from a local heat balance
 (reference 5) :
  4   = U  (T, -TC)
The  steam partial pressure  is computed  from G  the steam flow
rate,  G  the  air flow  rate,  and P  the toatl pressure of the mix-
ture.  a
In the modification by Votta, the first equality in the string
of equations  (7)  is written as:
where F(T) is a function of temperature and represents a  single
potential for both heat and mass transfer at the  film interface.
Table 1 is taken from reference 5  for  a steam air mixture.
                              936

-------
                            Table 1

      Temperature              F at 1 ata       F at 2 ata
      °F                        °F               °F
      32                        0
      40                        15
      50                        37
      60                        62
      80                        132              90
      100                      239              154
      120                      400              242
      140                      679              381
      160                      1138             597

In eqns (9)  the interface temperature T  to be used in finding
F  is determined by trial and error froifi the second equality in
tne string (9) :
For each condenser section, first the interface temperature is
found, then F  and F  from the table, then equation  (9) to find
the area dS.  Then tne surfaces of the different sections are
added up to give the total exchange surface S. The equivalent
heat transfer coefficient between the cooling water and the outer
face of the condensed steam film, U , is given by the equation:
                                   \*-
where the calculation of h  , h  , and h. is as given in equation
 (2), (3) and  (4) respectively.
Pressure Drop Across a Tube Bank

The pressure drop across a tube bank having a  staggered arrange-
ment is as follows  (reference 6):
where n is the number of tubes, f  is the  friction  factor  ( a
function of Reynolds number), /g is the density  and V   the velo-
city of the gas.
                              937

-------
POWERPLANT DEFINITION

For purposes of comparison a 10,000 horsepower powerplant  for
marine propulsion is assumed.  The steam cycle powerplant  is
typical for modern marine powerplants, whereas both the combined
cycle and Dual-Fluid Cycle powerplants are based on the cycle
of the General Electric LM 5000 gas turbine.

Sea water is the condenser coolant, and to provide for opera-
tions in tropical seas, it is assumed that the inlet tempera-
ture of the sea water to the condenser is 85°F.  The condenser
cooling water discharge temperature is assumed to be 88°F.

 Steam Cycle

 The steam cycle power  selected  for this  study is a regenerative-
 reheat single  unit  which is  typical  of  steam powerplants  for
 marine application.  The engine  has  the  following character-
 istics taken  from Babcock and Wilcox (reference  7).

        Throttle Pressure (psia)         -   1465
        Throttle Temperature  (°F)        -   1000
        Reheat  Temperature (°F)          -   1000
        Condenser Pressure (psia)        -    0.7
        Boiler  Efficiency (%)            -     90

 The system has a best  heat rate  of 7460 Btu/hp-hr,  and  thus the
 overall efficiency  is  given  by:


                      IboIUr  =    (2545) (Q.90)  =   .307
                                  7460


 Therefore,  the heat rejected by  the  condenser is given  by:

        Rejected Heat = 2545  (-^y -  D(0.90)  =  5170  Btu/hp-hr

 At 0.7 psia    condenser pressure,  the  latent heat is 1043  Btu/lb.
 Thus,  the flow rate of steam for a 10,000  hp engine  is  given by
        (WJ)(10'000)  = 49/569 lb/hr

 The  condensing temperature at 0.7psia condenser pressure is
 quite  low (90°F).   Thus,  the temperature differences in the
 condenser are quite small since the cooling water is 85-88°F.
 This results in very large surface areas.   Higher condensing
 pressures should also be  considered even though the thermal
 efficiency of the steam system will suffer.  Table 2 summarizes
 the  pertinent data for three condensing pressures 0.7,  1.0
 and  2.0  psia.

                               938

-------
                               Table 2
                    Steam  Cycle 10,000 hp Engine

  Condensing Pressure          (gsia)       0.7      1.0       2.0
  Condensing Temperature       (  F)         90       102       126

  Overall Efficiency           (%)          30.7     30.3      29.3
  Rejected Heat     '           (Btu/hp-hr)  5170     5269      5526
  Steam Flow                   (Ib/hr)     49,569   50,859    54,07C

  These data will  be  used in computing the condenser surface areas
  later in the report.


  Combined Cycle

  The  combined cycle  powerplant used in this study is based on
  the  Curtiss Wright  Mod  Pod 35A gas turbine which uses the LM5000
  gas  generator.   This  cycle has high efficiency,  and it was se-
  lected  because  it would represent a very high performance com-
  bined cycle powerplant.  The heat rate and the exhaust tempera-
  ture of the Mod  Pod 35A are as follows:

          Heat rate =  7050 Btu/hp-hr
          Turbine  exhaust  temperature = 786 F

  Although it is  not  in production, the Curtiss Wright Corporation
  has  proposed a  combined cycle powerplant with the LM 5000 as
  the  gas turbine  (reference 8) .  The stated heat rate for this
  combined cycle  conversion for the LM 5000 is 5513 Btu/hp-hr
   (thermal efficiency = 46.2%).

  A brief evaluation  was  made for both single pressure and two
  pressure steam  turbine  systems based on the LM 5000 cycle.  De-
  tails of this evaluation are given in the Appendix.  For the
  computation of  condenser requirements of a 10,000 horsepower
  combined cycle  powerplant, the following engine characteristics
  are  defined:

                               Table 3
              LM  5000/Combined Cycle 10,000 hp Engine
   Condensing Pressure
   Condensing Temperature       F          90       102       126

Single  Pressure System
   Thermal  Efficiency          (%)         46.9     46.3      45.5
   Power  Split (steam/gas)                  .301     .287      .275
   Rejected Heat Flow          (Btu/hp-hr) 5910     6322      6710
   Steam  Flow                  (Ib/hr)      13106    13608     14161
                                 939

-------
Two Pressure System
 Thermal Efficiency           (%)         49.0     48.2       47.0
 Power Split (steam/gas)                 .357     .334       .301
 Rejected Heat Flow           (Btu/hp-hr) 4583     5074       5910
 Steam Flow                   (Ib/hr)     11560    12263      13379

 Although the thermal efficiencies shown in the table are greater
 than that of the LM 5000 combined cycle quoted above, the dif-
 ference is not great and is probably the result of not accounting
 for any degradation in the gas turbine performance due to back
 pressure from the waste heat boiler.  For comparison purposes,
 the results in Table 3 are representative of the best in com-
 bined cycle engine performance, and these data will be used in
 computing the condenser surface areas later in this report.

 Dual Fluid Cycle

 As with the combined cycle, the Dual-Fluid Cycle (DFC) makes
 use of two separate working fluids.  In either cycle, each  fluid
 is compressed separately; but in the DFC the two fluids are
 combined in a single mixture for expansion through the tur-
 bines and heat regeneration in the waste heat boiler.

 The Dual Fluid Cycle essentially combines a regenerative Bray-
 ton cycle and a regenerative Rankine cycle system in parallel.
 Thus, both cycles are operating at the specific turbine inlet
 temperature.  In contrast, combined cycle engines combine the
 Brayton and Rankine cycles in series and the maximum tempera-
 ture of the Rankine cycle fluid is the turbine discharge temp-
 erature .

 To describe the operation of a DFC engine, the following sub-
 paragraphs outline the thermodynamic cycle in more detail.

 1.  Compression of the two fluids takes place separately.  Air
 is compressed from atmospheric pressure up to the maximum cycle
 pressure in a conventional axial or centrifugal flow compressor.
 Water is pumped at ambient temperature to a pressure somewhat
 greater than the compressor discharge air pressure.

 2.  Combustion takes place in a mixture of air and a suitable
 fuel in a conventional gas turbine combustor.  Water, in the
 form of steam, is then mixed with the combustion products of air.
 This steam is the result of water being preheated by the regen-
 erative heat exchanger  (see No. 4 below) and is at a somewhat
 higher pressure than the combustion gas to promote proper mixing.

 3.  The resultant mixture of combustion products of air and steam,
 hereafter called the gas mixture, is at a specified maximum tur-
 bine inlet temperature which dictates the combination of water-
 air ratio and fuel-air ratio selected.  Expansion of this gas
 mixture takes place in two conventional axial flow turbines.
                                940

-------
The first or high temperature turbine drives the air compressor
through a connecting shaft.  The second turbine is a free tur-
bine which provides the useful output work.

4.  The gas mixture discharging from the power turbine is then
passed through a counter flow regenerative heat exchanger.  This
heat exchanger uses steam which is then injected into the combustor
(see No. 2 above).  Thus the heat in the cycle is being  "regen-
erated".

5.  The gas mixture leaves the heat exchanger at or above the
saturation temperature of the steam in the gas mixture as deter-
mined by the partial pressure of the steam, and it then passes
through a condenser.  In general, no condensation is desirable
from a design consideration in the heat exchanger, but in the
condenser steam condenses to water and is separated from the
mixture.  The remaining products of the combustion of air are
exhausted to the atmosphere.  The condensed water is purified
pumped to high pressure and recycled to the regenerative heat
exchanger.

It must be pointed out that steam injection into gas turbine
engines is not a new concept.  However, almost without excep-
tion the objective has been to increase power for short per-
iods of operation.  Extensive work by IPT over the past 5 years
has demonstrated that extremely high efficiencies can be achieved
in the DFC described above.  However, peak efficiency can only
be obtained at a particular balance of air-steam ratio and air-
fuel ratio.  Reference 1 describes in some detail how this bal-
ance is linked to the cycle pressure ratio and the turbine in-
let temperature of the gas turbine engine.

The Dual Fluid Cycle does lend itself to a retrofit of existing
engines.  Mechanical design modifications must be carefully
assessed for a particular engine, but for purposes of this paper
which is to compare condenser surface area requirements - it is
presumed that a LM 5000/DFC engine can be accomplished.  Thermo-
dynamic cycle calculations give the following peak performance
characteristics for such an engine.

                            Table 4
                      LM 5000/DFC Engine

Overall Thermal Efficiency      (%)               48
Power per Unit Air Flow         (hp/pps)          291
Steam Flow/Air Flow                               .113
Air Flow/Fuel Flow                               43

As described in the Methodology section, condensing from a mix-
ture of gases poses a different computational problem because
the heat transfer coefficient is not constant through the ex-
                               941

-------
changer.

The gas mixture temperature  at  the  discharge  of  the  waste heat
boiler  is  400 F,  and  thus  the condenser  is  a  gas cooler  from
this temperature  down to the temperature at which vapor  begins
to condense.  This will be outlined in more detail in  the fol-
lowing  section on condenser  surface areas.

CONDENSER  SURFACE AREA REQUIREMENTS

Steam Cycle  and Combined Cycles

Using the  methodology outlined  in a previous  section,  the over-
all heat transfer coefficient is relatively easy to  compute  for
pure  steam systems  -  both  the steam cycle engine and the com-
bined cycle  engine.   Several assumptions were made concerning
the heat exchanger:

        Incoming Temperature  of  the  Cooling  Water ( F)      85
        Cooling Water  Temperature Rise            ( F)      3
        Outside Diameter of Condenser Tubes        (in)      .75
        Inside Diameter of  Condenser Tubes        (in)      .62
        Water Flow Velocity in the Tubes           (fps)     5

The following equations are  used to derive  the the number of
condenser  tubes:

        Cooling Water  Flow  Rate  = Heat Exchanger  Duty/Temperature Rise

        Total Cross  Sectional =  Cooling Water  Flow Rate/Density/
        Area  for Water Flow     Velocity
                                               TT  2
        Number of  Tubes = Cross  Sectional Area/KID )

Tables  5,  6  and 7 summarize  the pertinent data for the steam
cycle engine, the single pressure combined  cycle engine  and  the
two pressure combined cycle  engine  respectively.  Recall that
each  powerplant is  rated at  10,000  hp and that the combined  cycle
steam system is relatively small because of the  split  in power
between the  gas turbine and  the steam turbine.

                             Table  5
                       Steam  Cycle System

Condensing Pressure          (psia)        0.7       1.0       2.0

Condensing Temperature       (°F)         90        102      126

Cooling Water Flow Rate      (Ib/hr  x     1.72      1.76      1.84
                             10"7)

Number of  Condenser Tubes                 7319      7491      7830
                              942

-------
Overall Heat Transfer (Btu/2
Coefficient hr ft °F)
Mean Temperature Difference (°F)
Duty (Btu/ 7
hr x 10 )
Condenser Surface Area (ft )
Table 6
Single Pressure Combined
Condensing Pressure (psia)
Condensing Temperature (°F)
Cooling Water Flow Rate (Ib/hr x
10~7)
Number of Condenser Tubes
Overall Heat Transfer (Btu/?
Coefficient hr ft F)
Mean Temperature Diff. (°F)
Duty (Btu/ 7
hr x 10 )
2
Condenser Surface Area tft )
Table 7
Two-Pressure Combined
Condensing Pressure (psia)
Condensing Temperature (°F)
Cooling Water Flow Rate (Ib/hr x
10-7)
Number of Condenser Tubes
Overall Heat Transfer (Btu/-
Coefficient hr ft F)
Mean Temperature Difference ( F)
Duty (Btu/ 7
hr x 10 ')
2
Condenser Surface Area (ft )
543
3.5
5.17
27923

Cycle
0.7
90
.593
2522
444
3.5
1.78
11454
Cycle
0.7
90
.547
2326
440
3.5
1.64
10649
674
13.5
5.27
5791


1.0
102
.605
2575
577
13.5
1.81
2328

1.0
102
.565
2403
570
13.5
1.69
2201
742
39.5
5.53
1887


2.0
126
.615
2618
677
39.5
1.85
690

2.0
126
.593
2522
674
39.5
1.78
668
943

-------
The condenser  surface  areas  for  the  three  different systems are
shown in figure  2.   it is  fairly obvious  that the  need for low
condensing pressures to achieve  a high  thermal efficiency will
result in a very large condenser.  Note that  the data  in figure
1 are plotted  on semi-log  paper  and  the reduction  in condenser
surface area with higher condenser pressures  is quite  signifi-
cant.

The combined cycle condenser exhibits an identical  trend,  but
at significantly lower areas since the  steam  turbine handles
only a fraction  of the total engine  power.

Dual-Fluid Cycle

As outlined in the Methodology section, the calculation of con-
denser surface area for  a mixture  of gases is  a step wise process.
The heat exchanger may be considered to be formed of two sections
with different heat transfer regimes:

        Section 1 -  Single  phase  heat transfer, from inlet to
                    point of  saturation

        Section 2 -  Two phase heat transfer from the point
                    of  saturation to  the outlet.

 The  exhaust  temperature from the waste  heat boiler of  an LM 5000/
 DFC  engine  is 400 F, and the temperature  in section 1  drops to
 133  F  before condensation  begins to  take  place.  For section 2,
 the  temperature difference from  inlet to  outlet is divided into
 intervals  and the heat exchange  duty and  surface  is computed
 for  each interval.   Table  8  summarizes  the pertinent data for
 each of the  intervals.  The  total condenser surface area for
 the  10,000  hp engine is calculated to be  3823 ft  .

The  final temperature  (not shown on  table  8)  is 93  F,  and  it was
chosen  so that the water remaining as vapor in the  gas mixture
was  balanced  by the  water  formed in  the combustion  process, i.e.,
there  is no water lost or  gained by  the system.  If it is  accept-
able to  provide makeup water,  then the  final  condensing  tempera-
ture can be  higher,  and thus the condenser will be  smaller.  This
is shown in  figure  3.   Also  shown in the figure is  the effect  of
water  vapor  from the atmosphere.  For example if the water break-
even point was designed for  an ambient  temperature  of  80 F with
a  relative humidity  of 0.6 the final condenser temperature would
be approximately2101 F and the required condenser  surface area
would  be  3080 ft .

 It should be noted  that a  larger portion  of  the condenser areas
 (1436  ft  )  is actually a gas cooler  - not  a  condenser.  It is en-
 tirely feasible to  use this  waste heat  for other  purposes in a
 separate heat exchanger.  For  example,  it  can be  used  for stack
 gas  heating  or for  feed water  heating if  necessary or  desirable.


                              944

-------
                                               Table 8
                              Calculation of Required Exchange Surfaces
                                for the LM 5000/DFC 10,000 hp engine
vO
         Section 1
     (gas cooler)

         Section 2

     (condenser)
Gas *
temper-
ature
°F
400
133
125
120
115
110
105
TOTAL
Heat Gas heat Interface Overall Heat
exchange transfer temper- heat trans, exchange
coeff. „ ature coeff. 2 surface
Btu/h Btu/hFft °F Btu/hFft ft
9^1 x 106 38.2 38
3.559 x 106 34.9 105 216
1.773 x 106 34.4 101 210
1.514 x 106 34.3 98 205
1.353 x 106 34.2 96 200
1.160 x 106 34.1 95 195
2.292 x 106 34.0 91 190
2.135 x 10 TOTAL
1436
383
240
252
260
272
980
3823
          *  at the beginning of the interval

-------
CONCLUDING REMARKS

The objective of this paper was to provide a quantitative eval-
uation of the condenser surface area requirements for a Dual-
Fluid Cycle engine and to compare these results with those for
pure steam condensers - both conventional steam cycle and com-
bined cycle.  The evaluation summarizes the choice of parameter
tradeoffs for all three engine systems, and it is safe to state
that at a constant rated power the condenser for a DFC engine will
have a surface area which is smaller than a steam cycle engine
and comparable to the combined cycle engine.

The original concern was that the DFC engine condenser would
be significantly larger because  the heat transfer rate from
the gas mixture was greatly reduced due to the presence of non-
condensable gases.  However, the heat transfer is no longer com-
pletely diffusion controlled.  The temperature and concentration
gradients can be controlled by the forced convection process in
the flow of gases over the condenser tubes.  Although the heat
transfer coefficient is much reduced, the large temperature dif-
ferences available through most of the condenser compensate for
this deficiency.

It is worth noting that the DFC engine condenser is essentially
operating at atmospheric pressure.  Thus, light weight materials,
even plastics, and units having rectangular cross sections can
be employed.  In contrast the low vacuum pressures typical of
a steam  system requires heavier metals with cylindrical cross
sections to overcome buckling stress.  Thus, the DFC engine con-
denser offers the potential for design flexibility and cost re-
duction .
                              946

-------
There are many aspects to consider in optimizing either of these
systems,  and they should be evaluated on the basis of powerplant
operating costs taking into account the heat rate of the total
combined cycle powerplant and the initial cost and required main-
tenance of the steam cycle equipment.  This is beyond the scope
of this paper, but these considerations should be kept in mind
when evaluating the tradeoffs.  Reference 9 is a good example
of a tradeoff study for a combined cycle steam system.

Single Pressure System - Power Output

It is assumed that the state-of-the-art in steam turbine isen-
tropic efficiency is approximately 80%.  Obviously the power
rating of the turbine will have an effect on isentropic efficien-
cy.  Smaller turbines result in a reduced Reynolds number in the
steam turbine and thus reduced efficiency.  However, this effect
is considered to be a second order effect and is ignored here.

For the single pressure system, the condensing pressure (and thus
temperature) is specified and expansion is presumed to take place
down to the Wilson line  (96% quality for a given pressure).  In
addition, the maximum steam temperature is assumed to be 736 F
 (50 degrees below the LM 5000 turbine discharge temperature).
Thus, the only unknown in the system is the maximum steam pres-
sure, and this is easily determined from the steam tables.

The results shown in figures Al and A2 demonstrate the expected
result.  The maximum steam pressure is reduced for reduced con-
densing pressures; however, the thermal efficiency based on heat
input to the waste heat boiler and the power per unit steam flow
both increase at the reduced condensing pressures.  The sketch
below demonstrates how the reduced steam pressure is beneficial
to the waste heat boiler.
     Temperature
                               947

-------
The lower pressure results in a lower pinch point temperature,
and thus more heat is transferred from the gas turbine exhaust.
This results in a greater quantity of steam flow and an increase
in steam turbine power per unit flow of the gas turbine exhaust.
This has a direct impact on the overall thermal efficiency of
the combined cycle powerplant as discussed later in this Appendix.

Two Pressure System -- Power Output

A different approach is taken for the two pressure system.  To
specify the system, both the condensing pressure and the maxi-
mum steam pressure of the system are specified.  Expansion through
the first turbine proceeds to the Wilson line.  This determines
the pressure for the second turbine and a second pass through
the boiler elevates the steam temperature back to 736 F.  The ex-
pansion through the second turbine is down to the specified con-
densing pressure or to the Wilson line if it is encountered
at higher pressures.  More typically the specified pressure will
be reached while still in the superheat region.

Results for the two pressure system are shown in figures A3 and
A4.  Based on the heat input from the waste heat boiler to the
steam, the results in figure A3 suggest - that increased steam
pressure for the first turbine is desirable since both the steam
thermal efficiency and the power per unit steam flow increase
as this pressure increases.  Again low condensing pressures im-
prove the system performance significantly.  However, the quanti-
ty of steam which can be generated is increased at reduced maxi-
mum steam pressures just as it is for the single pressure system
 (see figure A4).  Thus, there is a tradeoff, and the upper por-
tion of figure A4 shows there is a well defined optimum in terms
of power from the steam turbine per unit flow in the gas turbine
exhaust.

Overall Thermal Efficiency of the Combined Cycle Powerplant

The Curtiss-Wright Mod Pod 35A mechanical drive gas turbine is
derived from the LM 5000 gas generator, and its thermal efficiency
and power per unit air flow as stated in reference 10 are 36.1%
and 153 hp/p"ps respectively.

Integration of a waste heat boiler for the combined cycle will
affect this performance somewhat due to the back pressure at the
gas turbine.  For purposes of comparison, this effect is ignored
for the results shown in figures A5 and A6.

The data presented in figures A5 and A6 summarize the results
for the single pressure and two-pressure systems respectively.
As expected, a reduced condensing pressure increases the power
split (steam turbine power/gas turbine power) and thus the
overall efficiency of the combined cycle powerplant.  For the
two pressure system, note that the peak efficiency shifts to
                              948

-------
maximum steam pressures as the condensing pressure is
reduced.

These results are those used in the main body of the report
to compute condenser surface areas.
                             949

-------
1.   Anon., Regenerative Parallel Compound Dual Fluid Heat Engine,
    U.S. Patent 4,128,994 , (12 December 1978).

2.   Fraise, W.E. and Kinney, C.; Effects of Steam Injection on
    the Performance of Gas Turbine Power Cycles, ASME Paper No.
    78-GT-ll, April, 1978.

3.   Chen, M.M., J.  Heat Transfer, Trans ASME, C 83:55 (1961).

4.   Colburn, A.P.,  and Hougen, O.A., Ind. Eng. Chem., 26:1178
    (1934) .

5.   Votta Jr., F.,  Condensing from Vapor Gas Mixtures, Chem.
    Engrg., 71:223  (1964).

6.   Eckert, E.R.G., Analysis of Heat and Mass Transfer,  McGraw
    Hill Book Company  (1972).

7.   Anon,  Steam Its Generation and Use, The Babcock and Wilcox
    Company,  37th Edition.

8.   Anon,  "Mod Pod LM 5000's offer lowest plant heat rates",
    Gas Turbine World, September, 1976, pp26-30.

9.   Berstein, E., and Cashman, J.; The Energy Saver Combined
    Cycle, ASME paper 78-GT-127, presented at the Gas Turbine
    Conference, London, April 9-13, 1978.

10. Anon,  Gas Turbine World Handbook, 1977-78, Pequot Publica-
    tions, Inc.
                              950

-------
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                       952

-------
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                             953

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                        954

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                            955

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                             956

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                              957

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           Performance of a Two-Pressure Combined Cycle System
                                959

-------
                 UTILIZATION OP TRANSFORMER WASTE HEAT
         D. P. Hartmann
Bonneville Power Administration
   U.S. Department of Energy
       Portland, Oregon
    H. H. Hopkinson
Energy Systems Division
  Carrier Corporation
  Syracuse, New York
ABSTRACT

Bonneville Power Administration has installed a Carrier Corporation
specially designed heat pump system to utilize transformer waste heat
for heating a substation control house at the J. D. Ross Substation in
Vancouver, Washington.  The source of waste heat is a 250 MVA transformer.
It has 90 kW of iron losses present whenever the transformer is energized.
It also has variable or load dependent copper losses which range up to
300 kW at rated load.  Because of the heat sensitivity of the oil/paper
electrical insulation, the hottest spot in the transformer is limited to
less than 55  C rise above ambient.

Because only a fraction of the available waste heat from the transformer
can be used at the control house, and because of possible problems with
interruption of the existing oil to air cooling system,  an innovative air
to freon heat recovery system was implemented.  This allowed installation
with minimum equipment connection to the transformer, thus preserving the
high electrical reliability required of the transformer service.  Preon
22 serves as the transformer medium because it can go directly into the
heat pump eliminating heat exchanger losses and potential freezing and
water line heat losses which would have resulted in a lower coefficient
of performance for the heat pump.

This paper describes the heat pump size in terms of the original building
load, and the building modifications; insulation and storm windows, which
reduced the required heat pump size.  The components and system along
with its controls are also described.  A special accumulator is required
to separate crankcase oil from the vaporized freon as it comes to the
heat pump.

This project was initiated several years ago.  The heat pump was installed
in October 1977*  This paper summarizes the test results and operating
data collected to date, along with the anticipated annual performance,
which is expected to yield a quite satisfactorily high coefficient of
performance for the heat pump.

The paper concludes with recommendations for future transformer heat
retrieval systems.
                                 960

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INTRODUCTION

The impetus for the Prototype Energy Retrieval and Solar  (PERS) system
arose in the autumn of 1973-  Rainfall and snowfall in the Columbia
Basin was very low due to a drought.  The conservation measures instituted
at that time were successful in limiting electric power demand (l).
Also the boycott of oil, while not directly influencing the Pacific
Northwest's Hydro based electric generating system did reemphasize the
need to conserve energy.  The PERS was developed in an attempt to use
locally available energy other than electricity for heating and cooling
control houses at BPA substations.  This first system is  intended as a
test bed to try various alternatives for retrieving energy for the
substation environment.

Figure 1 is a block diagram showing the overall system.  During the winter
heating season, the power transformer has its highest load, and losses.
This is because widespread air-conditioning is not required west of the
Cascade Mountains but electric heating is widely used.  Thus the peak
load occurs in winter in the Pacific Northwest.  Utilization of transformer
waste heat looked attractive since the potential source is near the
control house (See Figure 2).  Electric power transformers have been
designed and built for nearly 100 years so they are very  efficient; above
99.98 percent.  However, even a 250,000 kVA transformer, 0.15 percent
losses are significant in that nearly 400 kW are lost when the transformer
is at rated load.  By connecting a Freon 22 evaporator into the transformer
oil-cooling air stream, a portion of the transformer's waste heat is
captured in vaporized freon to give a boost to the electric heat pump
which heats the control room.

During the summer cooling season, 840 tubular glass vacuum insulated solar
collectors, in 35 panels, inclined at 30° facing south, for a total of
89 sq. meters (959 sq. ft), in four rows, (Figure 3) gather the sun's
heat to drive a lithium bromide absorption chiller (Figure 4) to provide
chilled water to cool the control house space.  In spring and fall,
intermediate heating is obtained from the solar energy stored in an
insulated 16,200 liter (4300 gallon) storage tank (Figure 5).  The lithium
bromide absorption cooler is described in another paper (2).  The heat
pump, absorption chiller, and associated pumps and controls are housed
in an auxiliary building adjacent to the control house (Figure 6).

DESIGN PARAMETERS

The transformer,  whenever it is excitable by voltage on the primary, has
constant iron losses of 90 kW.  This is due to hysteresis losses in the
core material.   Copper losses are a function of load and range up to
300 kW at a rated load of 250 MVA.  Figure 7 shows a typical month's
analysis,  from existing records,  of how the average daily load on the


                                  961

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transformer, the ambient temperature and the top oil temperature are
related.  The temperature of the cooling air coming out of the transformer
oil cooler averages about 13 C warmer than the ambient temperature for
this particular transformer during the winter months.  Figure 8 shows a
typical actual days temperature performance for November 9, 1978.
Table I lists the heating design conditions for the Ross Control House.
Our first winter's experience shows that with the building's new storm
windows, if no outside air makeup is provided, the indoor humidity
becomes too low for comfort; well into the lower 20 percent R.H. range.

Preliminary heat loss evaluation of the building showed an estimated
27 kW heat loss.  In 1938, 35 kW of electric resistance heaters had been
installed during original construction.  After application of storm
windows (Figure 9) and roof insulation plus removal of the original glass
skylight (Figure 10) and the replacement by precast concrete and an
insulated roof reduced the control room heat needs to about 6 kW.

EQUIPMENT LOCATION

The option of placing the heat pump at the transformer vs in the control
building were explored.  The transformer area is under 230-kV power lines
and access to the transformer for maintenance precluded placement of the
heat pump at the transformer.  The control house, upon casual inspection,
appears to have space available, but most of this space is required for
instrument carts used during maintenance.  Thus, it was decided to erect
a separate Armco type building on the north side of the existing control
house.  In a new construction program, before power lines are energized,
better location of the heat pump nearer to the transformer would be
included in the construction plan.  As it is, the separate location eased
construction since all of the equipment was in one place away from the
hazards of construction near the 230-kV power lines.  The result is that
a loss in booster temperature due to extra line length was traded for ease
during construction and for continuing operation and maintenance.  Service
personnel can enter the separate auxiliary building without access to the
secured electrical substation area,  and without interference with substation
control room operations and maintenance.

HEAT PUMP COMPONENT AND SYSTEM DESCRIPTION

EVAPORATOR

The evaporator is a specially constructed 1.22 m (4 foot)  square, 7.6cm
(3-inch) thick plate fin coil arrangement manufactured by Carrier
Corporation.  It is placed directly above the existing transformer to
air cooler and extracts heat from the cooling air stream by vaporization
of Freon 22.  The evaporator is shown in Figure 10.  Two evaporators are
                                 962

-------
 required  since alternate  weekly operation of the  two existing transformer
 cooling units is required to  assure reliable availability of both
 cooling units should  the  transformers  partner bank be out for maintenance.
 At  that time rated  load would be placed on the transformer and
 simultaneous operation of both cooling units would be automatically
 started by control  thermostats.

 COMPRESSOR

 Figure 11 shows the compressor as installed in the auxiliary building.
 It  is a Carrier Model MD24/3HP with special oil level indicators  and a
 welded shell which  is hermetically sealed.   This  is an air to water
 heating unit.

 CONTROLS

 The heat  pump is set  to operate in a heating mode,  a cooling mode for
 backup for the solar  lithium-bromide absorption chiller and a heat pump
 down mode.

 Refrigerant gas will  condense at the coldest point in the refrigerant
 system causing a local low pressure area which induces more refrigerant
 gas to flow towards the system cold point.   Since this system has tow
 remote refrigerant  evaporators,  it is  necessary to prevent these
 components from collecting the total refrigerant  charge leaving
 insufficient charge in the operating circuit.   In the cooling mode, the
 100 meters of (328  ft) of return gas refrigerant  line,  up to 35-7 kg
 (78.7 Ibs.) of refrigerant could be held.

 Check valves have been added  at  the outlets of each evaporator and also
 at  the outlet of the  return gas  line to prevent this refrigerant  migration.
 However,  since solenoid and check valves can leak refrigerant long
 periods of time, a  heat pump  down mode was  incorporated into the  controls
 for the heat pump.  This  mode is controlled by the liquid level in the
 accumulator (receiver).

 ACCUMULATOR (RECEIVER)

 This is a tank in the heat pump  suction line which separates  oil  and any
 liquid freon from the evaporator generated  freon  vapor.  A  small  hole in
 the  suction line pickup is provided to return oil to the  compressor.
 Initially, a small  accumulator of about ^94  liter (l qt.)  was  used.
During cold start,   the capacity  was exceeded by liquid  freon in the return
 from the evaporators.  One compressor  required  replacement  due to failure
induced by liquid freon entry to  the compression  chamber.  Replacement of
the original accumulator  with a  15  liter (3  gallon)  unit  solved this
problem.   Also,  a small heater is  incorporated  into  the accumulator to
provide some vapor  during cold start conditions.

                                 963

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DOWNSTREAM PRESSURE REGULATOR

This pressure regulator located in the return gas line to the compressor
senses pressure entering the compressor and is set to restrict refrigerant
flow to the compressor such tat a suction pressure above 71?kPa
(104 Psig) is not reached.  This is to protect the compressor from over-
loading caused by excessive energy absorbed by the remote transformer
evaporators.

PERS HEAT PUMP HEATING SYSTEM

PAN COIL

The fan coil unit is shown in Figure 12.  This is a 15-ton carrier
packaged chilled water air handling unit of the 408 RS series.  It
delivers heated or cooled air to the room through plenum space ducting
at 200 CFM.  Adjustable dampers are available to modulate this air flow
from control room requirements, i.e., eliminate drafts,  but assure
adequate air circulation for delivery of heating and cooling.

WATER PIPING - CONTROL VALVES

Water pipes are connected from the heat pump to the fan coil unit for use
in heating or as a backup cooling for the lithium bromide absorption
chiller.  There also is a connection which allows use of solar heated
water to be sent to the fan coil unit for solar heating.  All water piping
is simulated with a 11.4 cm (4.5 inch) radial thickness  of performed
urethane foam insulation.  The heat pump cooler uses water cooling.  To
prevent water from freezing in the cooler under certain conditions of
the "pump down" cycle, a solenoid valve has been added to the heat pump's
refrigeration circuit.  This solenoid valve is de-energized any time the
pressure in the cooler drops below 400 kPa (51Psig).  It will remain off
until the pressure increases to 448 kPa (65 Psig).  The  cut off point
of the pressure switch (58 Psig) corresponds with a refrigerant saturation
temperature of 0 C (32 P).

INSTRUMENTATION

The overall system has 49 analog and 9 discrete (contact closure) inputs
to gather thermal insolation wind condition fluid flow,  pressure and one
control room relative humidity data for the PERS system.  In order to
obtain a heat balance for the heat pump precision, several thermopiles
capable of measuring temperature to within +_ 0.1 C were  installed.  Fluid
flow is measured with Brookes Instrument turbine flow meters which
utilize frequency to analog voltage converters to provide inputs to the
BPA supplied PPP1135 data formulating computer.  A microwave channel sends
                                 964

-------
accumulated data to Portland headquarters where the CDC CYBER is
utilized for data reduction calculations.  Professor Gordon Reistad
of the Mechanical Engineering Department of Oregon State University
of Corvallis, Oregon, has a contract for system data evaluation.

HEAT' PUMP HEATING SYSTEM PERFORMANCE

There were problems initially with too small a suction line accumulator.
Upon replacement of the accumulation with a larger size, the heat pump
unit has worked well.  In the fall of 78, after one year's service,
a freon leak was detected.  After refilling the heat pump system with
additional freon, and repairing the leak, the heat pump heating system
has again been providing excellent performance.  The data for the
78-79 heating season is being gathered and analyzed.  A report will be
made available for NTIS Distribution in 1979.  If the transformer were
near rated load capacity for most of the heating season, the expected
heat pump COP might rise to near 6.  However, the transformer usually
shares load with a sister unit and is only operating at about one-half
of normal name plate rating.  Thus, the heat pump COP on November 9,
1978, was calculated at 2.8 average for the hour ending at 1700 PST, and
the COP was calculated at 2.3 overage for the hours ending at 2200 PST.
Use of a higher fraction of the transformer's waste heat would lead to
larger, better insulated freon tubing with a better resultant COP for
the heat pump.

OTHER APPLICATIONS OP TRANSFORMER WASTE HEAT

Commonwealth Edison of Chicago (3) has a number of substations inside the
Sears tower in downtown Chicago.  Portable service water is used to
cool these transformers with double wall oil to water heat exchanges.
Thus the Sears' building waste transformer heat is used to preheat the
building's service water year around.

Hydro Quebec (4) in their downtown headquarters building use the air
from their transformer cooling system on the building makeup air source
for the winter heating season.  In summer, the transformer waste heat is
vented to the environment.

Seattle City Light (5) in cooperation with the Electric Power Research
Institute (EPRl) and a contractor, Rocket Research, are surveying the
United States utility industry as to the extent of the available resource
in the transformer waste heat.  The contractor is also studying the
feasibility of heating the Pacific Science Center in downtown Seattle
with waste heat from a large transformer of Seattle City Light located
about 1,000 feet from the center.
                                 965

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RECOMMENDATIONS POR FUTURE TRANSFORMER HEAT RETRIEVAL SYSTEMS

The method of reclaiming waste energy from the transformer described
in this paper is based on a direct expansion evaporator coil mounted
above the transformer oil cooling coil.  This method transfers energy
from the cooling oil to the air and in turn energy is transferred from
the cooling air to the refrigerant system by means of the evaporator
coil.  Using the air side transfer approach removed any potential
problems of coolant oil contamination or restrictions to oil flow rates.

Figure 13 is a diagram showing the application of a specially designed
"three-way" coil.  This "three-way" coil makes it possible to obtain
waste energy from the transformer or if waste energy is not available
from the transformer, then energy can be obtained from the outdoor
cooling air.  Under certain operational conditions, energy for the
heat pump may come from both sources.  Modulation of either the oil or
air flow rates or both provides a means of optimizing the transformer
and heat pump operation.

This approach has all the advantages of the present PER System plus an
improvement in heat pump COP.  The improved COP results from the
elimination of air as the energy transfer medium and transferring energy
directly to the refrigerant by way of the coil fins.  It maintains a
separation of transformer oil and refrigerant - an oil leak would not
contaminate the refrigerant system; either system can operate independently
of the other; and installation requires only that the oil cooling coil
be changed - no modifications to the transformer proper are required.
In addition to an improved COP, a savings in heat transfer surface costs
can be realized on new installations.  Two individual coils are replaced
by one three-way coil.

While this approach can be utilized to provide space heating in accessory
buildings associated with a power distribution center,  as was done in the
PER program, the total potential of the available waste energy will
usually exceed the requirement for space heating.  Therefore,  to be
successful in fully using the available energy, some combination of a
power distribution center matched with a manufacturing facility requiring
large amounts of heated process water and space heating should be
investigated.  A combination of this type offers economies for both the
utility and its customer.

A conventional heat pump such as used on the PER system can successfully
be used to heat water to a 50 C level which is satisfactory for space
heating.  For the higher temperature levels required for process water,
a different type of heat pump is required.
                                966

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Refrigerant R-12 and R-22 are "dry" compression types and result in
discharge gas temperatures higher than those obtained by using so-called
"wet" compression types of refrigerant.  Refrigerant R-113 is an example
of a "wet" compression refrigerant.  A centrifugal compressor using
R-113, for example, could supply process water heated up to 90°C without
exceeding the discharge gas temperature limits for reliable operation.

The COP for all heat pump systems falls as the condensing temperature
level increases; therefore, any pricing structure for heated process
water should increase with the required temperature level.

Figure 14 is a line diagram for a system which could meet the energy
requirements for both heating process water and space heating.  In a
system of this type, it would be possible to operate the heat pump only
during "off-peak" hours storing energy for later "peak" time use.  This
helps to balance the load with available power generating capacity, but
would substantially reduce the amount of waste energy available.

In certain areas of the country, it may be economically feasible to add
a solar collection system to operate in parallel with the heat pump
system.
                                  967

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                           TABLE I

                  ENERGY RECOVERY SYSTEMS
                INPUT MTA FOR DESIGN POINT
Ambient Air Temperature
Transformer Load
Oil Temperature
Heat Rejection, Oil Radiator
Air Temperature, Leaving Radiator
Air Flow Rate
21 °F
67$
68.5°F
361,500 BTU/HR
54.5°?
10,000 CFM
                       AIR COIL MTA
Coil Dimensions
Rows
Spacing, Face
         Row
Fins
Saturated Suction Temp.
Capacity
58' x 58'  x 3 1/2
2
2 Inches
1.5 Inches
12.95 Inch'1
42.1°F
55,000 BTU/HR
                             968

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                          REFERENCES
1.  D.  Davey,  "The Pacific Northwest Energy Conservation Program"
    9th Interagency Energy Conversion Engineering Conference,
    San Francisco, August 1974, IEEE publication Mo.  74CH08T4-8 pp 560-566

2.  Dr. Wendell Biermann, "An Absorption Machine for  Solar Cooling"
    to  be presented at the 1979 ASHRAE meeting on January 28 in
    Philadelphia, PA.

3.  Private Communication with Mr. Aldo Zanona of Commonwealth
    Edison Company, Maywood, Illinois.

4.  Private Communication with Dr. Jacque Bonneville  of Hydro Quebec,
    Electrical Research Institute, IBEQ, Varannes, Quebec.

5,  Private Communication with Mr. Eldon Ehlers of the  Electric
    Power Research Institute, (EPRl).
                               969

-------
    LITHIUM BROMIDE-LOW

TEMPERATURE-ABSORPTION UNIT
                   AGSORPTIOr
                     NIT PUMP
                                                                           ENERGY RECOVERY It AUXILIARY-
                                                                               COOLING SUBSYSTEM  	
"1 (SANITARY      ||SANITARV                            SANiTARy|f      JJSANITARY
 JORAIN         DRAIN                                 ORAINJ|       ||DRAIN




           PROTOTYPE ENERGY  RETRIEVAL  SYSTEM BLOCK DIAGRAM
                                                                                                                                             l-t
                                                                                                                                             X

                                                                                                                                             w
                                                                                                                                             I
                                                                                                                                             t->
                                                                                                                                             O
                                                                                                                                             O
                            Figure  1    System Diagram

-------
         ~1IIIIIIT

         AVERAGES   FEBRUARY  1975
                                   T   I    I    I    I   I    I    I    I    I    I    I   \   I    T
                                                  LOAD - ROSS  BANK NO. 1
u
o
UJ
CE
D


Ct
UJ
a.
5
ui
    40
30
     20
     10
                                        TOP Q1L TEMP.   ROSS BANK NO.
                                                      - PORTLAND
           I   I    I    I   I    I    I
                                             10      12      14



                                           TIME OF  DAY  { PST )
                                                              16
18
20
                                                                                     J	L
                                                                                                   120
                                                                                                   100
                                                                                              80   O

                                                                                                   O
                                                                                              60
                                                                                                  40
                                                                                              20
22
24
       FIGURE  7   HOURLY AVERAGE TEMPERATURES AND TRANSFORMER LOAD PROFILE FOR FEBRUARY, 1975

                   FOR A 24-HOUR PERIOD.

-------
N)
             20
         u
         Q
         U
         U


         Q
         bl
             IS
             10
u
K





2    *
o.    5

ui
i-
              0


             -1
                    • Ambient


                    * Evaporator No. 1 Air  Temperature


                    • Evaporator No. 2 Air  Temperature
                                                                                                                                                          *  *
*      •
   •
                   *  *
                         *   *
                                *****
                                                   *  *  *     *
                                                1
                                                                    I      i      I	I
                                                                                                                        l
                                                                                                                                            I
                                                                                                                                                         I
                                                                                                                                                                 • •

                                                                                                                                                                 •
                                                                                                                                                                   •


                                                                                                                                                                	I
                     100     200    300
                                                500    600    700     BOO    900   1000   1100   1200   1300    1400   1SOO    1600  1700    1800   1900    2000    2100   2200   2300   2400


                                                                                 PACIFIC  STANDARD  TIME
                                            FIGURE  8,     J.  D.  ROSS  SUBSTATION,  TEMPERATURES  FOR  NOVEMBER  9,  1978

-------
COOLING OIL
TO TRANSFORMER
                                             THERMO
                                             EXPANSION
                                             VALVE
   OIL FROM
   TRANSFORMER
                            OUTDOOR
                            COOLING AIR
                                                                REFRIGERANT
                                                                TO HEAT PUMP
                                                                COMPRESSOR
LIQUID REFRIG
FROM HEAT PUMP
CONDENSER
                             THREE-WAY-COIL

        1.  Oil cooled by energy transfer from oil to outside air (oil to fins to air),
           heat pump off.

        2.  Oil cooled by heat pump evaporator by energy flow from oil to refrigerant
           (oil to fins to refrigerant), heat pump on.

        3.  Transformer off, energy flow from air to refrigerant (air to  fins to
           refrigerarrt), heat pump on.

                               Figure 13
                                     973

-------
                      THREE-WAY COIL
 TRANSFORMER

IV
1OTOR




k
_J~C
c
                                CENTRIFUGAL
                                COMPRESSOR
                               D
                  CONDENSER
PUMP
                             MANUFACTURING
                                PROCESS
                                             I
      HOT WATER
     STORAGE TANK
PUMP
SPACE HEATING
   FAN COIL
                      Figure  14
                         974

-------
975

-------
976

-------

977

-------
°7P

-------
979

-------
              THE APPLICATION OF PRESSURE-STAGED
               HEAT EXCHANGERS TO THE GENERATION
           OF STEAM IN WASTE HEAT RECOVERY SYSTEMS
                       Dr. Dah Yu Cheng
                           President
                International Power Techonolgy
                      California, U.S.A.

                        Mark H. Waters
                        VP Engineering
                International Power Technology
                      California, U.S.A.
ABSTRACT

The objective of this paper is to describe an improved system
of transferring heat energy from a high temperature fluid to a
low temperature fluid which undergoes a thermodynamic transition
from the liquid phase to the vapor phase.  A counter current
heat exchanger is employed and the cool fluid may undergo thermo-
dynamic transition at more than one pressure.  This requires ad-
ditional mechanical components.  It will be shown that with this
heat exchanger either a greater amount of heat energy can be
transferred per unit surface area or z. greater amount of fluid
will undergo the thermodynamic transition than is possible by
conventional techniques.
INTRODUCTION

Heat exchangers are employed in various chemical engineering
processes such as powerplants, heating and cooling systems and
energy retrieval systems.  Generally, heat exchange design has
focused upon means to transfer the greatest amount of heat per
unit surface area of the exchanger.  However, with the recent
interest in co-generation, which makes use of gas turbine waste
heat to generate steam, there is also incentive to increase the
amount of steam generated from a fixed quantity of waste heat.

In conventional heat exchangers, the fluid to be heated is sup-
plied at a certain pressure.  The temperature of the fluid be-
gins to rise generally under a continuously smooth temperature
profile unless thermodynamic transition occurs.  If such a tran-
sition does in fact occur, the heated fluid would for a period
have a constant or flat temperature profile until all of the
liquid has been converted into vapor.  The limiting variable is
the temperature difference between the heating and heated fluid
                              980

-------
for when this temperature difference is small, very little energy
is transferred between the two fluids.  If the temperature dif-
ference between the two fluids is small, a heat exchanger must
have a correspondingly large surface area in order to transfer
a given amount of energy.  An, optimum situation would exist if
one could maintain the temperature difference between the fluids
at a maximum so that the heat exchanger surface area could be
kept at a minimum and thus reduce the equipment costs involved
in the energy transfer.

The objective of this paper is to describe a novel heat exchanger
design which maintains a greater temperature difference between
the two fluids by having multiple evaporators which operate at
different pressures.  This paper is abstracted from the patent
described in reference 1.
DESCRIPTION OF A PRESSURE-STAGED HEAT EXCHANGER

A pressure staged heat exchanger has at least two evaporators
which are separated by staged pumps.  As the fluid to be heated
enters the heat exchanger, it increases in temperature until it
reaches its thermodymanic transition point at a pressure below
the final exit pressure of the fluid.  During thermodynamic
transition, the fluid is partially vaporized.  The two-phase
iluid is then pressurized to a pressure which is substantially
equivalent to the exit pressure of the heated fluid.  At this
point, the thermodynamic transition temperature is raised and
the heated fluid begins to increase in temperature until it
reaches a second, higher, thermodynamic transition point.  The
fluid enters into thermodynamic transition in a second high
temperature evaporator and continues thermodynamic transition
intil the fluid in a liquid state is vaporized.  Once vaporized,
the temperature of the vapor begins to increase and, in the case
of water, superheated steam exits the evaporator.

The pressure staged heat exchanger described in the previous
paragraph was described as having two evaporators separated
by a single stage pump.  As will be explained later, however,
a pressure staged heat exchanger can be designed with a multi-
tude of evaporators separated by a multitude of stage pumps.
The number of such stages depends upon design characteristics
such as energy costs in operating multiple pumps, the surface
area of the exchanger, and the nature of the fluids employed
in the energy transfer and the payoff in weight cost and energy
recovery efficiency.

Conventional Heat Exchanger Constraints

Figure 1 represents conventional heat exchangers in which the
heated and heating liquids travel in countercurrent paths.
                              981

-------
                      IX-B-113
If thermodynamic transition occurs, the liquid to be heated
enters the heat exchanger at temperature T,, and progresses
to T,,- at which time spontaneous thermodynamic transition occurs.
If trie heated liquid which has been converted into a vapor
exits the heat exchanger during or'after thermodynamic transi-
tion without further heating, this fluid would thus exit at
temperature T,5.  If, however, the heated fluid remains in
the heat exchanger after thermodynamic transition has occurred,
then the vapor becomes superheated and exits at temperature T,.,.

As stated previously, a limiting factor in conventional heat
exchangers is the temperature difference between the heating
and heated liquids.  As this temperature difference becomes
smaller, a greater surface area is needed to transfer a specific
quantity of heat energy.  Thus, for a heat exchanger of a given
surface area, the amount of heat that can be transferred is
directly affected by the temperature difference T  which is
called the temperature "neck".  Referring again to figure 1,
one would like a maximum T,^ or T,,   However, the limiting
factor is T .  As T  grows smaller,"the heat transfer per unit
area becomes less, thus limiting the amount of heated fluid to
reach T,,- or T,.,.

Tradeoffs in Using the Pressure-Staged Heat Exchanger

The thermodynamic transition temperatures of a fluid can be con-
trolled by the pressure to which the fluid is exposed.  To pres-
surize a fluid in liquid form requires relatively little pump
work, but a much larger amount is  required to compress a vapor.
Thus, a pressure staged heat exchanger requires more pump work
than conventional techniques in which only a fluid in liquid
state is compressed.  The tradeoff is between increased pump
work and the savings in heat exchanger surface area.

The pressure-staged heat exchanger can better be appreciated by
studying figures 2 and 3. The fluid to be heated enters the
heat exchanger at temperature T?.  and is heated in a section
called a preheater shown in figure 3.  At this point, the fluid
is at a pressure lower than the final exit pressure and thus has
a lower thermodynamic transition temperature.,  As the liquid
raises in temperature to point A,  thermodynamic transition occurs
and continues to a predetermined point B.  At point B, the fluid
is in a liquid/gaseous state, the  percentage of each phase being
a design variable which will be discussed later.  At point B,
a staged pump raises the pressure  of the heated fluid to the
final exit pressure desired.  Because of the increased pres-
sure, the two-phase fluid again increases in liquid content and
enters thermodynamic transition at C.  Thermodynamic transition
continues until the heated fluid is all vapor, at E.  At point
E, all of the fluid has been converted to a vapor state and the
temperature again begins to rise as superheated vapor is produced,
The heated fluid exits the heat exchanger at temperature T,,-..
                               982

-------
The dotted line A-C in figure 2 represents the temperature
profile for the heating of a fluid which undergoes  thermodynamic
transition carried out in a conventional heat exchanger,  i.e.,
without multiple evaporators and a staged pump.   In order to ap-
preciate the advantages of the pressure-staged heat exchanger,
one need only compare the differences between necks A/AO, C/CO
and T^.  The necks are orders of magnitude larger than the single
neck of the prior art and, thus, the heat transfer  achieved is
much greater than in conventional heat exchangers.

Operation of a Two-Evaporator Pressure-Staged Heat  Exchanger

Among the variables which can be used to determine  the overall
characteristics of the pressure staged heat exchanger
is the fluid quality, hereafter referred to as Z,, which is the
percentage of liquid which has been converted to  a vapor in the
first fluid evaporator before the staged pump acts  to increase
the pressure of the heated fluid.  When Z, is between approxi-
mately 0 and 10% or within the range of approximately 85 to 100%,
a single pump can adequately be used to pressurize  the heated
fluid.  However, when Z, is in the range of approximately 10 to
85%, it has been found that the liquid-vapor mixture is difficult
to compress using a single stage pump.  The pump  generally suf-
fers from "cavitation" which is a phenomenon which occurs when
the bubbles of vapor within the liquid collapse.  If the pressure
ratio is not particularly high, a standard positive displacement
pump can be used.  However, the cavitation problem  can also be
greatly reduced by using a liquid-vapor separator followed by
separate pumps to compress different fractions of the liquid-
vapor mixture.  Once the separate fractions are compressed, they
arc remixed before being added to the next evaporator.

Such a configuration is shown in figure 4 wherein heated fluid S
enters primary pump 40 and travels through coils  45.  Heated
fluid S travels through the preheat section and then enters evap-
orator 1 at which time the fluid enters into a state of thermo-
dynamic transition.  Once the fluid has partially vaporized, it
enters liquid-vapor separator 41 at which time the  liquid is
pumped separately through stage pump 42 while the vapor is drawn
off and pumped through stage pump 43.  Once each  component has
been compressed to the desired pressure, the fluids are remixed
in mixer 44 and passed into the second evaporator wherein a
second thermodynamic transition occurs.  Upon exit  from the se-
cond evaporator, the heated fluid is now entirely vaporous and
is superheated in the superheat section and exits from the heat
exchanger at T.

The diagram in figure 5 depicts a further advantage of the pres-
sure staged heat exchanger.  Naturally, one would seek to maxi-
mize the final exit temperature of the heated fluid and thus
would strive to achieve a maximum T,...  Once the  temperature of
the heating fluid T31-T32 is set, a temperature profile of the


                              983

-------
heated fluid cannot rise above the heating fluid temperature and
thus the temperature T^ is limited under conventional heat ex-
changer designs.  The dotted line in figure 5 shows that under
conventional techniques, if one were to start with a fluid temp-
erature T.,. and end at a temperature T.,.,, an impossible situation
would occur in which the "neck" temperature T"  would be negative
(i.e., the temperature of the heated fluid wou?d be greater than
that of the heating fluid).  This violates the second law of
thermodynamics which prevents heat flowing from a low temperature
source to a high temperature source spontaneously.  This is pre-
vented by the use of the design of this new heat exchanger which
uses  a multi-evaporator system separated by a staged pump, the
profile which is shown by solid  lines D1 -A1 -B' -C1 -E1.

Application of Multiple Evaporators

Another variable is the use of multiple e'vaporators.  For example,
figure 6 shows a temperature profile employing three evaporators
and two stage pumps.  Under conventional systems, the heated fluid
would follow the temperature profile shown by the dotted line
which results in a  "neck" of T'?t. However,by employing a triple
evaporator system,  the heated fluid would preheat in sections
D"-A", enter transition between A"-B", be compressed at B"-C",
enter second phase  transition at C"-E", be recompressed by a
second stage pump at E"-F", enter a third phase transition at
F"-G" and exit the  exchanger at T43   A number of temperature
"necks" are formed  at A"-A°", C"-C°"and F"-F ".  One can see
by this figure that the "necks" are greatly increased over T  ''',
the "neck" of a conventional system.  Thus, the log-mean tempera-
ture difference is  increased and the heat transition rate is im-
proved.

Use of Superheated  Steam to Drive the Stage Pumps

Figure 7 shows a further modification of the present system.
Schematically, heated fluid enters primary pump 71 and passes
through heating coils 73 in the preheater section.  The temper-
ature of the fluid  increases .until evaporator 1 is reached, at
which time thermodynamic transition occurs and the fluid partially
vaporizes.  Instead of simply increasing the pressure of the
heated fluid and causing the fluid to immediately enter the
second evaporator,  the fluid is separated into its liquid and
vapor states in order to minimize pump work.  As stated previous-
ly, this is particularly advantageous when the fluid has been
converted into a vapor state such that the fluid contains be-
tween approximately 10 and  85% vapor.  Thus, the liquid phase
is fed into stage pump 76 while the vapor phase is pumped through
stage pump 75.  Both phases are then mixed in mixer 78 and  fed
into the second evaporator  section.  The pressure within the
second evaporator can be controlled by means of throttle valve
79 in order to gain further flexibility within the system.
                              984

-------
Upon exit from the second evaporator, the  fluid, now entirely
in a vapor state, is superheated in the  final section of the
exchanger.  At this point, the majority  of the  superheated
vapor is drawn off at Y although a quantity of  such vapor can
be bled by means of throttle valve 80 and  fed into turbine  77
which can drive stage pumps 75,76. In this way, much of the pumping
work can be performed by the latent heat of condensation of the
heated fluid.  Once the heat of condensation  is exhausted within
turbine 77, the liquid can be drained and  fed into preregenerator
70 together with make-up fluid 72.  This has the further advantage
of preheating the entering fluid.


EXAMPLE OF THE APPLICATION OF A PRESSURE-STAGED HEAT EXCHANGER

A waste heat boiler is employed where hot  gases consisting
mostly of air and petroleum combustion products at one at-
mosphere pressure were employed to heat  water from an arbi-
trary starting temperature of 59 F to superheated steam at
high pressure.  For the purposes of these  calculations, the
heating gases were assumed to have a flow  rate  of 100 Ib/sec
and a specific heat at constant pressure of 0.25 Btu/°F/lb
on the average during the entire heat exchanging process.
Water, being the fluid to be heated, is  assumed to have a
specific heat of 1 Btu/lb/ F.  It is assumed that the average 2
heat transfer coefficient within the boiler is  20 Btu/ F/hr/ft
which is a realistic value governed by the gas  coefficient of
the air-petroleum gas mixture.

The water at 59°F enters the heat exchanger precompressed to
a certain pressure below the final exit  pressure.  After the
water is boiled to a quality Z,, the mixture of vapor and liquid
is compressed again to a final pressure  and quality Z~-  The
ratio of the final pressure to the precompressed pressure, R,
together with the first thermodynamic transition temperature,
specific heat ratio A and Z, are design  variables.

The steam's final temperature is chosen  as a required condi-
tion as.the temperature is important for steam  turbine opera-
tion and various chemical processes.  The  amount of steam that
can be generated is calculated as a function of the "neck"
temperature T .  The steam flow rate M_  is then a direct measure
of the amountnof heat being recovered.   In this example, the
hot gas temperature at the heat exchanger  inlet is 950 F,
and the steam is assumed to be 900 F at  a  pressure of 400psia.

Reference 1 describes the analytical equations  used to compute
heat exchanger performance.  The calculation process is a
standard one and is not repeated here.

Assuming a 50°F temperature differential at the neck  (T^ in
                               985

-------
figure 1),  a conventional heat exchanger is required to have a
surface area of 18,443 ft2 and will generate steam at a rate of
10.88 Ib/sec.  The average heat flux is 3040 Btu/ft2/hr.

The same problem is calculated parametrically for a two evapor-
ator pressure-staged heat exchanger using stage pressure ratios,
R, of 2, 4 and 8 and varying the quality at the staging point, Z ,
from 0 to 1.  The results are shown in figure 8, and the advant-
ages of the system can be summarized as follows:

1.  The use of the staged evaporative heat transfer system
results in a significant reduction in heat transfer surface area
because the constraint of the apparent "neck" temperature is
removed.

2.  High values of Zi and high compression ratios R give max-
imum heat flux values; that is, greater reductions in heat
transfer area or equipment costs.

3.  At higher  values of R, ther are regions of Z-^ where the
heat exchanger cannot operate because of a negative "neck" and
sometimes the mixture cannot reach the boiling temperature at
final pressure.  This region is labeled "forbidden zone" on
figure 8.

One can see that using a "neck" of 50°F with an M_ of 10.88 Ib/sec,
a conventional heat exchanger-having a Z, equal to 0 would have
a heat flux of 3040 Btu/hr/ft .  By using the pressure-staged
heat exchanger in which Z-, could be selected, to .95, the heat
flux would be in the vicinity of 4000 Btu/hr/ft .  Thus, by use
of a staged pressure heat exchanger, the heat transfer area
can be reduced by 25% as compared to a conventional heat exchanger
while yielding the same energy transfer.

Similar results are shown in figure 9 for a neck temperature of
-20°F.  This, of course, is a fictitious condition for a con-
ventional heat exchanger, but has meaning for a properly designed
pressure-staged heat exchanger.  Results from figure 8 are re-
produced on figure 9 to show the effect of reducing the neck
temperature.  The heat flux is reduced because of the smaller
temperature differences.  However, the neck occurs at a lower
absolute temperature which allows an increase in the steam
rate from 10.88 Ib/sec to 12.56 lb/ sec - an increase in energy
recovery of 15%.

Figure 10 was generated in a similar manner except "*fc&at the
steam pressure was dropped to 100 psia.  This condition corres-
ponds to the typical operation of a heating plant.  One can see
by comparing figure 10 to figure 9 that the graphs are quite
similar except that the "forbidden zone" of figure 10 is some-
                               986

-------
what narrower.  Also, the effects of  the  compression ratios  are
not as large for a large "neck" as  it is  when  the  "neck"  is
small or negative.


COST EFFECTIVENESS OF THE PRESSURE-STAGED HEAT EXCHANGER

The advantages of the staged  counterflow  heat  exchanger are
four-fold.  First, its use results  in cost reductions by  re-
ducing the surface area of the heat exchanger.  Second, one can
achieve the highest possible  temperature  in the heat receiving
fluid so that the equipment associated with the system can
be designed more efficiently. Third,  energy requirements  are
reduced which, in turn, saves operating costs.   Fourth, the
weight can be furthur reduced by using thinner walls in the
pre-heater and low temperature evaporator sections  within the
bounds of the ASME Boiler Code.

In order to dramatize the actual savings,  a "Figure of Merit",
Y[f has been devised.  This Figure of  Merit can best be appreci-
ated by citing actual estimated cost  savings.   Generally,
boilers cost  in the range of  $5.00  to $10.00 per square foot
of surface area.  The pump, compressor and accessories are
estimated to  cost between $10.00 and  $30.00 per pumping horse-
power depending on the value  of Z, .  The  Figure of  Merit  is
defined as the surface Area AO without staging minus the  surface
area A with staging times C, , the cost/ft  of  the heat exchanger,
minus the pump costs expressed in horsepower,  M->W,  times  the
cost per horsepower, C2 -  The difference  is divided by the
surface area  times cost Cl without  staging.

                              A)CI  -  M2WC2
                                A0Ci

 Thus, r^ is really  a  fraction  which is  achieved  by subtracting
 the pump cost  from the  cost difference between  a  heat  exchanger
 without and with staging  divided  by  the cost  of a heat exchanger
 without staging.   Thus, the greater  this fraction,  the greater
 are the economies  of using a  pressure-staged  heat exchanger.

 In order to present  the fairest comparison,  figures were  chosen
 which would least  point out the advantages  of this heat exchanger,
 For example, C^ was  chosen at $5.00/ft2 and C2  at $30.00/hp.  The
 Figure of Merit in terms  of capital  cost for  compression  ratios
 of 2 and 4 are shown in figure 11.  The greatest  advantage  occurs
 when Zi is between 0.2  and 0.4.
 To optimize a pressure-staged  heat exchanger,  operation in  the
 "negative neck" region  is  preferred.   Although a mathematical
 comparison between  the  pressure  staged heat exchanger and one
 of conventional design  can be  made,  in actuality a conventiona
 heat exchanger cannot operate  in a negative neck area.   If  a
 negative neck temperature  of  -20°F is chosen,  Figures of Merit
                             987

-------
for pressure ratios of 2 and 4 are shown in figure  12.  For
a compression ratio of 4, the synthesized Figure of Merit has
a peak at Z± between 0.5 and 0.7.  At a compression ratio of
2, the Figure of Merit increases with Z]_.  Thus, design para-
meter selection indicates that complete evaporation should be
employed at low compression ratios.


CONCLUDING REMARKS

The pressure-staged heat exchanger is a novel method to improve
the performance of heat exchangers where the cool fluid being
heated undergoes a phase change.  The advantages can be realized
either as reduced surface area for the heat exchanger or as an
increase in the mass flow of the fluid being heated.

The pressure staging of the evaporative process requires an
increase in mechanical complexity with the addition of pumps,
separators and mixers.  In addition, the work input to the
pumps must be evaluated.  However, even with this complexity,
the pressure staged heat exchanger appears to be cost effective
for many thermodynamic conditions in light of potential perfor-
mance gains and weight reductions.
REFERENCES


1.  Anon, Pressure Staged Heat Exchanger, U.S.  Patent No.4,072,182,
    7 February 1978.
                            988

-------
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           W

           E-"
                         LENGTH
Figure 1   Temperature Profile for a Conventional  Heat Exchanger
                               989

-------
              in
       30^
n
                           39
                                        H
                                         SUPERHEATER
                                         EVAPORATOR 2
                                         EVAPORATOR I
                                          PREHEATER
Figure 3   Mechanical Concept of a Pressure-Staged  Heat Exchanaer
          having 2 Evaporators
           W
           PH

           §
           H
                            LENGTH
Figure  2   Temperature Profile for a Pressure-Staged Heat Exchanger
          having 2 Evaporators
                           990

-------
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EVAPOR
EVAPOR
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ATOR 2
ATOR I
1EATER
                               5
      Figure  4    Concept  for Separating and Pumping Liquid  and  Vapoi
                 in  a  Pressure-Staged Heat Exchanger
                                  991

-------
                 LENGTH
Figure 5   Avoiding the Limiting Conditon of the Neck through
           the use of a Pressure-Staged Heat Exchanger
                                 992

-------
w
a
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                            LENGTH
      Figure 6   Multiple Evaporators in a Pressure-Staged  Heat  Exchanger
                                   993

-------
       78
    76
 77
   •s\
75)
       fl
                        C
C
                        C
                           73
                             7
                                 D
                 3
                 3
                                         3
                                 3
                                                         Y
                                              SUPERHEATER
                                              EVAPORATOR 2
                                     EVAPORATOR
                                                PREHEATER
Figure  7   Use of  Superheated  Steam to Drive the Stage Pumps
          in a Pressure-Staged Heat Exchanger
                            994

-------
Ol
                   6.OOO
                   5,000
              Q/A
                   4,000
              B.TU.
             HRrFT.2
                   3,000
                   2,000
                    1,000
                ZONE
                         - R=2
                         ----- R=4
                         ___ D - Q
                               r\ -o
    GAS SIDE
950°F, AThot=50°F

STEAM PRESSURE.400 PSIA
FORBIDDEN
  ZONE
                         0
                  4        6         fl
                z,   STEAM QUALITY"
                                                                                  I R
                 1.0
         Figure 8   Increase in  the Heat Flux Available with a Pressure-Staged Heat Exchanaer
                   Steam Pressure = 400 psia                                       anye-t

-------
           6,000
           5,000
      Q/A
           4,000
      B.T.U.
     HR-FT.2
           3,000
           2,000
           1,000
                ZONE
                       R=2
    GAS SIDE
= 950°F, AThot=50°F
STEAM PRESSURE,400 PSIA
FORBIDDEN
  ZONE
                                                                  = 10.88

                                              M2= 12.56
                 FORBIDDEN
                   ZONE
                0
                  .4        .6         .8
                Z|   STEAM QUALITY
                  1.0
Figure 9   Increase in Steam Mass Flow Available with a Pressure-Staged Heat Exchanger
          Steam Pressure = 400 psia

-------
          6.0OO
          5,000
    Q/A
     B.T.U.
   HR.-FT.'
          4,000
          3,000
          2,000
     FOR BID DEN ZONE
GAS SIDE
  °
                                             T0 =950F,
                                             STEAM PRESSURE, 100 PSIA
                                                                  = 50°F
FORBIDDEN
  ZONE
           1,0005—
                FORBIDDEN
                  ZONE
                                                 = 13.58
                                                                        LB.
                  .4        .6        .8
                Z.     STEAM QUALITY
Figure 10   Increase in Heat Flus and/or Steam Mass Flow Available with a Pressure-Staqed
           Heat Exchanger  - Steam Pressure = 100 psia

-------
                                      .Surface Area.  ,CostA  _  .Pump .  .Cost/.
                                      Reduction    '  Area     Power  Power

                                      .Conventional Heat,  .Cost/.
                                      Exchanger Area      Area
                                x  100
CO
                                .2
      GAS 950°F,   ATHOT=50°F

 STEAM 400 PSIA,
                                                             ATN=50°F
                   AQ=I8,443 FT/

                   C; =S5/FT2

                   C  =$30/H.P
.4         .6
   STEAM QUALITY
1.0
        Figure 11   Cost Effectiveness of the  Pressure-Staged Heat Exchanger

-------
                             .Surface Area,  ,Cost/.  _  ,Pun\p .  .Cost/.
                             Reduction    '  \Area     ^Power   Power

                             ,Conventional Heat,   ,CostA
                             Exchanger Area       Area
                                            x   100
                    20
                     15
                     10
                   o/
                   /o
GAS 950°F, ATHOT=50°F

STEAM  400 PSIA,
                                                         LB.
                        FORBIDDEN
                          ZONE
LB.
                                   A0= 34,716 FT/
                                   C|= S5/FT.2
                                           .4         .6          8
                                             STEAM  QUALITY
                                                 1.0
Figure  12   Cost Effectiveness of the Pressure-Staged Heat Exchanger

-------
                       HEAT RECOVERY FROM WASTE FUEL

                                Y. H. Kiang
                           Trane Thermal Company
                      Conshohocken, Pa. 19428, U.S.A.
ABSTRACT
The attention of industry has been focused on fuel shortages and the high
costs of available fuels.  Recovery of available energy from sources once
considered as only waste is in practice in many plants and processes
today.  Industrial wastes which have fuel value can be in any form -
solid, liquid or gaseous.  Many presentations and discussions have
centered the utilization of heat available from solid waste materials.
In this paper, the possibility of recovering heat from waste liquid and
gaseous materials will be discussed.  This paper will present the problems
of handling these various wastes, combustion equipment, and the effect  of
waste properties on combustion and heat transfer.  Case histories of
installations where systems have been applied in industry to recover waste
fuel value will also be presented.
                                   1000

-------
HEAT RECOVERY FROM WASTE FUEL

by Yen-Hsiung Kiang, Trane Thermal Company, Pa. 19428, U.S.A.

Industrial waste materials which have fuel values are defined as the waste
fuel.  This paper will discuss the heat recovery from liquid and gaseous
waste fuels.

LIQUID WASTE FUEL

In many types of process plants, whether they be chemical, petrochemical,
metallurgical, automotive, paper, food, pharmaceutical, etc., there are
liquid wastes generated that contain heating values.  The ultimate
solution to these waste problems is combustion.

The  following are some of the problems involved in the combustion of
liquid waste fuels:

     (1) Low heat of  combustion:  High water content or high
        ash and halogen content makes a waste liquid less
        liable to sustain combustion in conventional burners.

     (2) High viscosity or mixture of solid particles:  These
        factors adversely affect the atomizing of the liquid.
        A proper selection of injector is required to ensure
        trouble free operation.

     (3) Polymerization or decomposition:  In some cases, the
        waste undergoes polymerization in the pipe line or
        in the nozzle before atomization.  Some times,
        thermal decomposition takes place and corrosive
        substances are formed.  This can be corrected by
        properly designing the piping and injectors.

     (4) Contaminated combustion product gases:  The
        contaminants in the fuel will become contaminants
        in the combustion product gases.  Properties of
        the product  gases will determine the selection
        of heat recovery equipment.  A pollution control
        system is also required to ensure clean exhaust
        gases.

In order to ensure an optimal combustion-heat recovery system, certain data
has  to be generated  on the waste fuels.  They are:

     1.  Chemical Composition

     2.  Heat of Combustion
                                   1001

-------
     3.  Viscosity

     4.  Corrosive problems to be considered for pumps,
         piping, valves and injectors.

     5.  Chemical reaction with other compounds (e.g.
         steam to waste reaction in the injector).

     6.  Polymerization

     7.  Solid cortent (solids tend to plug valves,
         orifices, etc. in the piping system).

     8.  Ash reaction with refractories at high
         temperatures.

     9-  Slag formation (its reaction with plugging
         of tubes).

     10. Analysis of combustion gases and their
         effect on heat exchange surfaces.

     11. Nitrogen composition (NOX formation)

These are critical data to be reviewed.  Typical application of some waste
fuels is shown in Table 1.

Liquid Waste Fuel Injector - In liquid waste fuel combustion, the atomizers
used to inject waste into the combustion zone  are critical equipment.  For
relatively clean waste fuel, a conventional burner  injector can be used^'^)
For high viscosity or highly undissolved solid  content liquids, specially
designed injectors are required.  The TEAT atomized tip,  Figure la, as
developed at Trane Thermal Company has been used successfully for this
type of application.  This design operates at  low pressures, thereby
avoiding the problems of high pressure pumping.  These nozzles have been
used on materials with viscosities as high as  4500  ssu at 300°F.  For
two non-compatible waste fuels, a dual liquid TEAT  atomizer can be used,
as illustrated in Figure Ib.  The TEAT design  generates a solid cone.
Combustion rates slow down because of poor fuel air mizing in the center
fuel mass.   Increased residence time or a high  intensity  burner is
usually required for a TEAT nozzle application.

The heat atomizer is another externally atomized tip developed by the
Trane Thermal Company.  Figure Ic illustrates  the schematics of the
heat tip.  The spray generated by heat nozzle  is hollow cone, improving
fuel air mixing.

Combustion Equipment - Liquid waste fuels, in  general, do not combust
efficiently.   A special burner is needed to increase the  combustion
                                   1002

-------
efficiency.  The requirement of the special burner is high heat release.
The Vortex burner developed by Trane Thermal Company, Figure 2, has been
used effectively in waste liquid combustion.

In the vortex design, waste fuel is introduced through a nozzle at the
centerline of the burner.  Combustion air is brought in tangentially and
passes through swirl vanes which impart rotational energy.  A twisting,
high velocity vortex action results in complete mixing with the fuel spray
at its point of injection, and at the same time creates a low pressure
zone immediately downstream from this point.  As the highly turbulent
air-fuel mixture eaters the flame zone, the low pressure area causes; a
recycling of the hot gases of combustion back into the mixture.  Thus,
the mixture is preheated, vaporized and raised to ignition temperature
almost instantaneously.  The flame rotates tangentially within the
combustion chamber.  This high intensity combustion allows the combus-
tion chamber to be considered as a reaction chamber.

Flame length is short, about one to one-and-a-half times the chamber
length, with heat release rates upwards of a million BTU per hour per
cubic foot in the standard unit.  This vortex action provides most
efficient oxidation reaction for waste disposal.

The Vortex burner can be used to burn waste fuels with heating values
4500 Btu/lb. and up.  For waste fuels having heating values lower than
4500 Btu/lb., two-stage combustion is necessary.  The two-stage combus-
tion equipment can be either a modified Vortex burner or a standard two-
stage combustion equipment.  Details are illustrated in Reference 2.

Secondary Chamber - It is important in any conversion to a waste fuel
fired burner that a proper review of the burner location be made.  Its
relationship to tube surface is most important.  One must be sure that
the waste is first completely oxidized to its final products and that
there is no chance of unburned materials getting into the stack and
exhausting to atmosphere.  With some slower burning waste fuels, increased
residence time is necessary.  A secondary combustion chamber is usually
required prior to entry into the heat exchange device.  The secondary
chamber will ensure the complete oxidation.  This will prevent the deposit
of unburned hydrocarbons which could condense and attack the heat ex-
changer surfaces.

Combustion and Heat Transfer - In order to illustrate and analyze the
effect of w?.ste fuels, two waste fuels - as listed in Table 2 - are used
for study.(3)  NO. 2 oil is used as the reference.

The data presented in Table 3 are the fuel composition, stoichiometric
products and heat transfer coefficients for these three fuels.  The
emissivity values of the various fuel .products of combustion are related
to the water vapor, carbon dioxide values and the gas temperature.  The
radiation heat transfer coefficients are determined for the fuels tabulated.
                                   1003

-------
The mass flow of products of combustion per million Btu of heat release
generally increases in value as the heating value drops off.

The decrease in combustion temperature as the excess air rate increases
is illustrated in Figure 3.  The gas emissivities and radiation heat
transfer coefficients as a function of gas temperature (thus, excess air)
are illustrated in Figures 4 and 5.  At the same temperature, methanol
has the highest radiation heat transfer coefficients and No. 2 oil the
lowest.  The convective heat transfer coefficients are shown in Figure 6.
The convective heat transfer coefficients are lowest for methanol and
highest for No. 2 oil.

The data used in this section are limited to the special geometrical
configurations (identical for all fuels), temperature, fuels, and other
parameters of the cases examined.  This can only be used as a general
guide  line for waste fuel application.  It is advisable to study the
theoretical combustion and heat transfer analysis before the designing
 of a  system.

Discussion

Before any waste material is burned in a heat recovery unit, it is
recommended that a test run be made to determine the composition of the
products of combustion and if a particulate problem exists.  This infor-
mation is necessary so that the designer of the heat exchanger will be
able to determine the effectiveness of the surface, and also if any
problems will exist in fouling of the surface.  This will also indicate
whether any clean-up equipment is necessary prior to discharge to
atmosphere.

The physical and chemical properties are also necessary for the designer.
The physical properties are necessary to design waste fuel handling
systems.  The chemical properties are the key to a successful combustion-
heat transfer system.  Besides heat transfer, the selection of equipment
is determined by waste chemistry. ^>->»")  One example is the chlorinated
hydrocarbons.  A gas to gas heat exchanger cannot be used and special
characteristics must be built into the boiler design.  References 4 to 6
give illustrations of the selection of heat transfer equipment as the
waste  chemistry changes.

Another problem often encountered in the waste fuel application is the
changing of composition, heating values, etc.  It is necessary to provide
a day  tank to mix the wastes so that the change in composition is
gradual and the control scheme can compensate for the gradual changes.

GASEOUS WASTE FUEL

In many areas of the process industries, gases from the process must be
vented in order to:
                                   1004

-------
    1.   Prevent pressure build-up in the system
    2.   Purge undesirable constituents in the reaction
    3.   Purge a vessel of residual products after
          emptying the vessel.

If the gases contain combustibles, combustion may be used to recover waste
heat.

Combustion Equipment - The Vortex burner, described before, has been used
successfully to burn waste gases with a heating value as low as 100 Btu/CF.

Combustion & Heat Transfer - The gases used for comparision are listed in
Table 4.  The properties of the stoichiometric combustion products are
shown in Table 5.  The combustion temperature, emissivity, radiation and
convective heat transfer coefficients are illustrated in Figures 7, 8, 9,
and 10.

Case History('»") - A case in point is a waste gas with the following
composition by volume:

              C02   -    0.9 percent
               02   -    0.2 percent
               H2   -   26.2 percent
               CO   -    5.3 percent
              CH4   -    0.4 percent
               N£   -   67   percent

This waste gas is defined as WAG in Tables 5 and 6.

The average heating value varies between 88 and 100 Btu/cu.ft.   This value
is 10 percent of that for natural gas.  The available heat from this vent
gas is on the order of 75 MM Btu/hr.  In this particular process, 40 MM
Btu/hr. was needed for gas preheating.  A test burner was set up to
determine whether there would be problems in burning this waste gas in a
standard combustion chamber configuration.  One of these problems was the
high mass flow of combustion products that would result from the combustion
reaction at a specific heat release.

Since the waste gas contained 67 percent nitrogen, this acts as a diluent
and at the same time increases the total nitrogen in the combustion
products.  The fuel-air ratio, in this case, is approximately 1 part of
air to 1 part of fuel.  Normally, when burning natural gas, 10 parts of
air is required for 1 part of natural gas.  The exact requirements for
this waste gas is covered in Table 5.  The waste gas has almost 150
percent as much product resulting from the combustion reaction as compared
with natural gas.  This increase in mass flow would have to be reviewed
for both heat transfer and pressure drop in an existing heater design.
                                   1005

-------
A heat transfer analysis, in this case, indicated that the waste gas could
be burned in an existing heater design without causing any problems from a
pressure drop or overall heat transfer design.  In fact, it provided an
additional margin of safety from a temperature standpoint.  With natural
gas, the maximum flame temperature that could be reached at theoretical
conditions would be 3450°F.  In this case, the maximum flame temperature
possible was 2412°F.  This was a benefit since in this particular appli-
cation, a heat sensitive material was flowing inside the tubes of the heat
exchanger and tube metal temperature was critical.  The lower temperature
level of the combustion products added an additional margin of safety.

Burner tests were run with a burner 25 percent c2 the size necessary in
the full scale unit.  These tests were necessary to determine optimum gun
size for the waste gas, optimum gun position and optimum combustion chamber
dimensions.  It was found that the gun position was critical to prevent
flashback and also to insure uniform mixing of the waste fuel with the
combustion air.  It was also determined that if this waste were injected
directly into the burner throat section without thorough mixing with
combustion air, a rumble or vibrating resulted.  This was due to fuel being
injected into a zone of combustion products deficient in oxygen.  Proper
mixing of both the combustion gas and oxygen is necessary to provide smooth
burning without vibrations and instability.

Due to the lower flame temperature, a decrease in the combustion chamber
diameter could be made without deterioration of the burner efficiency.
The smaller volume aided in having the reaction temperature very close to
the theoretical flame temperature.  At the same time, this provides more
complete combustion in the reduced combustion chamber volume.

These modifications were made to the full size burner (LV-24) and installed
in three units.  These units have been operating in this application since
1964.  These units operate continuously, 24 hours a day, 7 days a week, and
are shut down once per year for maintenance turnaround.  By using this waste
gas, approximately 75,000 standard cu.ft./hr. of natural gas is saved and
over a ten year period has resulted in a saving of $3.6 Million (based on
average cost of 0.60/1000 cu.ft.).  The only natural gas that is used in
this particular heater is the operation of a constant pilot which requires
approximately 250 SCFH of natural gas.  This is used for safety reasons in
the event that there is an interruption in the flow of waste gas or instan-
taneous drop of the hydrogen content in the waste gas.  The pilot will
permit re-ignition if this occurs, prior to shutdown by the flame-out
controls.

The waste gas is burned in three separate fired heaters.  The units are
constructed as shown in Figure 11.  The burner fires directly into a
secondary chamber where the gases are tempered to 1600°F.  This is
necessary due to the critical tube metal temperature limitations and
maximum heat flux permitted on the material being heated within the tubes;
however, in another application this has been fired directly at a flame
                                   1006

-------
temperature of 2200°F.  The short flame characteristics of the vortex
combustor permits a short mixing chamber to be used to dilute these
products from flame temperature to design temperature.  Normally,  a
chamber five to six times this size would be required with a conventional
burner system to enclose the flame which might be as long as 20 ft. at a
firing rate of 24 MM Btu/hr.  In this case, the flame was approximately
5 ft. long downstream of the burner exit.  Complete combustion in  the
burner also permitted the unit to be installed adjacent to the heat
transfer surface without fear of high radiant losses causing incomplete
combustion of the waste gas.  This also saved in the total installed cost
of the burner system necessary for these waste gases.

Discussion - If a fume contains at least 16 percent oxygen, it may be
used as combustion air for the main burner.  A savings of 745 SCFH of
natural gas per thousand SCFM of fume may be realized over the use of
outside combustion air.  This should be reviewed carefully to determine
what problems may result.  Some fumes contain condensible materials which
could deposit on blower wheels, control valves, and burner internals.
Figure 12 shows schematics of typical fume systems.

One problem associated with gaseous waste fuel is the cyclic properties
of both flow rates and composition.  A well designed control system is
required to ensure trouble free operation.  The control system usually
keeps the oxidation temperature and stack oxygen content relatively
constant by adjusting the flow of air and auxiliary fuel.  An alternate
approach is to base load the system with auxiliary fuel.  The latter
approach usually gives a more stable system.

REFERENCES

1.  Santoleri, J.J. , "Spray Nozzle Selection", CEP, ^,9 ,p.84,1974.
2.  Kiang, Y.H., "Total Hazardous Waste Disposal Through Combustion",
      Industrial Heating, December 1977.
3.  Ashburn, L., "Techniques of Energy Recovery from the Combustion
      of Low Heating Value Fuels and Industrial Fluid Wastes",
      presented to Ass. of Iron and Steel Engineer 1977 Convention,
      Cleveland, 1977.
4.  Hung, W., "Results of a Five Tube Test Boiler in Flue Gas with
      Hydrogen Chloride and Fly Ash", ASME WAM, Houston, Nov. 1975-
5.  Kiang, Y.H., "Prevent Shell Corrosion for Chlorinated Hydrocarbon
      Incineration", Presented to Seminar on Corrosion Problems in
      Air Pollution Control Equipment, sponsored by AQCA, IGCZ, and
      NACE, Atlanta, Jan. 1978.
6.  Kiang, Y.H., "Technology for the Utilization of Waste Energy",
      presented to IEC 23rd Annual Meeting, L.A., April 1977.
7.  Santoleri, J.J., "Energy Recovery from Low Heating Value
      Industrial Waste", presented to ASME Industrial Power Conference,
      Pittsburgh, May 1975.
8.  Santoleri, J.J., "Waste Energy - The New Source of Plant Profits",
      presented to AIChE 85th Annual Meeting, Philadelphia, June 1978.
                                   1007

-------
ACKNOWLEDGMENT

The  author wants  to acknowledge his  gratitude  to  Mr. J.  J.  Santoleri and
Len  Ashburn  of Trane  Thermal  Company for  providing  reference  materials
and  assistance in preparing  this manuscript.
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                                               1008

-------
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                                                                1009

-------
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                                                               1010

-------
      SURFACE-SKIN TEMPERATURE GRADIENTS IN COOLING LAKES
               S.  S.  Lee, S. Sengupta, C. R. Lee
                     University of Miami
                 Coral Gables, Florida  33124
The thermal structure at the air-water interface indicates the
direction of heat transfer.  Detailed understanding of the tem-
perature profile at the interface is imperative for formulating
boundary conditions and determining the relationship of radio-
metric measurements of surface skin temperature and the bulk
temperature in the mixed region immediately below.  When heat
flow is from water to air the skin temperature is cooler than the
bulk temperature.  Roll (1965) provides a summary of measurements
of skin temperature anomalies.


THEORETICAL BACKGROUND

The surface heat flux Q is a sum of sensible heat flux from water
to air, flux of latent heat due to evaporation and net flux of
long-wave radiation from water to air.  Fig.l taken from Hasse
(1971) shows the individual heat transfer components.

In general environmental flows are turbulent.  However, a thin
layer just below the air-water interface may be assumed to be
laminar.  This implies that the transport processes in this layer
are molecular.  Saunders (196?) through dimensional arguments
derived that

     i-VC^)11                               (1)

Where 6 is the thickness of the molecular layer,  T' is the viscous
stress.  v is the  kinematic viscosity of water and p  is the den-
sity.   Saunder's,  also assumed that the major part of the differ-
ence between the surface temperature and bulk temperature occurred
in the molecular layer, such that

     n   K AT                                 (2)
     Q ~ — g-

Where K is the thermal conductivity.  A combination of  (1) and  (2)
yields
      AT=        ,
         K(r/pw)

Where T is the  surface wind  stress  and  A  is  a  numerical  coeffi-
cient.
                              1011

-------
Hasse (1971) developed a similar relationship from data analysis
and theoretical considerations.  For negligible solar radiation
be derived
      Am_ o   Q(ly/min)
             U10(m/sec)
Where C  is a parameter varying slowly with 6 and UIQ is winu
speed 10 meters above the surface.

If the wind stress is represented as pC^U  n2, where Cn is the
drag coefficient.
           K  P2CD2    10

Using  coefficients provided by Hasse we find that A=8.
Thus the relationships of Hasse  and Saunders are quite similar.
Paulson and  Parker (1972)  discusses these two relations.

It  has been  conjectured  that  X is  independent of Q and u.  The
implication  of  such  an independence is profound since it would
allow  computation of Q using  only  wind speed and AT.  Further,
usefullness  of  this  method would be to compute water loss through
evaporation.    Solar radiative fluxes are measured directly.  The
purpose of this paper is to utilize field measurements taken in
Lake Belews  North Carolina to investigate the constancy of A.
This will  bridge the gap between data available for laboratory
scale  experiments and ocean data.


PREVIOUS STUDIES

Several investigations have been made in the past few years using
field  and  laboratory data.  Table  I shows a summary of some of
these  studies.   Hasse used oceanographic field data for his in-
vestigations.   From  his  data  the values of A calculated is about
8.   Wind speed  varied from 1.45 m/sec to 11.35 m/sec.  Saunders
also used  oceanographic  data  and found A to lie between 5-10.
Laboratory experiments by McAllister and Mcleish  (1969) indicate
a value of A=4.5 which is considerably smaller than the values
obtained by  field measurements.   (The values of L in the chart
Indicate the characteristic horizontal length of  experimental
basin).  Paulson and Parker  (1972) conducted laboratory experi-
ments  on a relatively small basin  with no wave generation.  They
varied wind  speed from 1.39 m/sec  to 3-64 cm/sec.  They calculated
A=15 ±1.   This  is significantly larger than those obtained from
field  observations.   Hill  (1972) conducted a series of experiments
in laboratory scale  with and  without surface waves.  He obtained
for the no wave case a value  of A  equal to 4 with wave he obtained
A equal to 11.   Paulson  et al suggests that the variation in  A
                                1012

-------
is primarily caused by the wave state, the effect of surface
waves on X being more pronounced in the laboratory than in
field conditions.  This conjecture was emphasized by noting that
capillary waves are more dominant in laboratory water-tables than
in the field.  Witting (1972) has conducted an analytical investi-
gation of wave effects on surface temperatures.  He concluded
that waves particularly steep capillary waves decrease AT and
thereby A.  Waves also reduce the shear stress T thereby -increa-
sing A.  However, the first effect  dominates especially in la-
boratory experiments since capillary waves are more prevalent in
the laboratory tanks than in the open ocean conditions.  Saunders
(1973) provides a review of the existing literature on this topic.


FIELD MEASUREMENTS

The field observations were made at Lake Belews North Carolina
during May 18 and 19, 1976.  This is a cooling lake for a ther-
mal power plant of the Duke Power Co.  It has two basins connected
by a connecting canal.  The smaller basin is well mixed and re-
ceives the heated effluent.  The larger basin is seasonally strati-
fied and the intake to the plant is located there.  The measure-
ments of skin temperature gradients were made in the smaller pond.
A Barnes model PRT-5 radiometer was used to measure surface tem-
perature.  A thermistor attached to a float measured temperatures
approximately 3 centimeters below the surface.  Since the thick-
ness of the  surface skin layer is of the order of 1 mm, the ther-
mistor reading is the bulk temperature.  These readings were made
from a boat.  Wind speed, solar insolation, humidity and air-temper-
ature were recorded at a meteorological tower in the larger lake.
Fig.2 shows  the configuration of Lake Belews.  Details of the
field experiment are provided by Lee et al (1976).


CALCULATION  PROCEDURE AND RESULTS

The  objective of the present investigation is to calculate Q
using existing formulae and measured meteorological parameters
and  obtain values for A and C  .  The motivation for this is to
establish what effect length scale  of the domain has on these
constants.   Since studies on oceanographic scales and laboratory
scales have  been made, this study on an intermediate length scale
domain is important.  This study is also directed to determine
What degree  of variation of A and C  is observed for a single
basin.

General Description of Heat Flux Across the  Air-Water Interface

The  net heat transfer through a water  surface  is composed of
radiation penetrating the water surface from above, radiation
out  of the water surface, evaporation, and conduction transfer.


                             1013

-------
These are indicated schematically in the Pig,3.


     Qnet=

         =^sn + Qan- (Qbr 4 «e ± Qc>

Where Q   = net absorbed solar radiation
       s n

      Q0~ = net absorbed atmospheric radiation
       CLi 1

Each of these terms is discussed below.

1.  Short-Wave Solar Radiation

    The total incident solar radiation impinging on the water
    surface QSJ_ was recorded by pyriheliometer at the weather
    island at Lake Belews, operated by Duke Power Company.
    Dake and Harleman (1969) estimate that about 40$ of the
    solar radiation arriving at the air-water interface is ab-
    sorbed in a thin layer of water at the surface, and the
    reflected solar radiation is typically 6% of incident solar
    radiation.  Hence the net solar radiation absorbed by the
    water surface is

         Qsn = QS - Qsr = °'9^ * 0.4 x Qs±

2.  Long-Wave Atmospheric Radiation

    Clear sky incident atmospheric radiation, Qacj may be
    expressed as,
                       "13    *
         Qac = 1.2 x 10     (Ta )6  (B/ft2 day}

    Where Ta* = absolute air temperature  ( R)

    The presence of clouds tends to increase the average radia-
    tion received at the ground from atmosphere.  Harleman et al
     (1975) recommend an equation of the form

         Qa = Qac(l + 0.17C2)

    Where Qa = heat flux at the surface.   (B/ft2day)

          C = fraction of the sky covered  by clouds.

    A  figure of 3% is usually accepted as  reflectance of  a water
    surface to long-wave radiation.  Thus  the net atmospheric
    radiation absorbed by the surface  is

         Qan = Qa - Qar = °-97 Qa

    and, therefore, we have
                             1014

-------
                                                    B
         Q    =  1.16 x 10"  (T., )6 (1 + 0,17C2)
         call                 a.

    or

         Qan =  1.16 x 3.14 x 10~19(Ta*)6,. (1 + 0.17C2){-^


3.   Long-Wave Back Radiation

    Harleman et al (1975) note that the emmissivity of a water
    surface is  independent of,temperature and salt or colloidal
    concentrations, and gives a value of 0.97-  Thus we obtain


        V = °

    Where T.-, = water surface temperature  ( K)
                        _i 2             _
          a = 1.354 x 10    (cal/cm2 sec  K")

4.  Evaporation Heat Loss

    Following the  recommendation of Harleman  et al  (1975) the
    "Lake Hefner"  formula is  used in  this  study to  estimate
    heat loss due  to evaporation.  The formula is

         Qe = f(w)(es - ez)

    Where f(w) = wind speed  function

          e  = saturated  vapor pressure of  air at T=l  (mbar)
            s
          e  = vapor pressure at height 2  m above the  surface
            z    (mbar)
                          c* m
          w  = wind speed  (   /sec)

    The  wind speed function can  be  written as

           f(w) =  0.9 x  10"  W  {cal/cm2  sec(^f-) mbar}
     To  faciliate calculations,  the saturated vapor  pressure  of
     air is  computed as
e
           s
             =  0.0435 T2 - 0.0917 T   + 7-80
                                     gl
     Where   T n  = water surface temperature (  C)
             si
     and the unsaturated vapor pressure is

          e  =  e '
           z   r  s
                             1015

-------
    Where  cj> = relative humidity

           e , = saturated vapor pressure of air at the  tempera-
                 ture existing 2 m above the surface.

5-   Conduction Heat Loss

    Bowen's ratio is used to estimate the heat flux across the
    air-water interface by conduction.  The equation is
                     T . -  T             .
         Qc = 0.639 (e  _   a—) Qe   {Cal/cm2  sec}
                      s    z

    Where T  = air temperature at a height of 2 m ( C)
           a
Heat Transfer Calculations

The data measured in Lake Belews, North Carolina for this study
are presented in Table II.

According to the formulus described in previous sections, each
of the heat flux components calculated are shown in Table III.

Where Q    is negative, which means the heat flux is directed
upward §way from the water surface.  This is expected for the
smaller mixing lake since it receives the heated effluent from
the power plant.

The Values of X and GI

The temperature difference AT between the surface and a lower
well mixed region of nearly constant temperature is

          Xvp \ Q
     AT = 	r—r^^	   according to Saunders (1967)
          Kp "2CD^ W

            K CD"2 p 2    WAT
or    A= 	£—  —Q	
            v   PW^      net


Where   X = dimensionless constant

        K = thermal conductivity  of water

        v = kinematic viscosity  of water

        p = density of  air

       PW - density of  water


       AT = Tsl -  Ts2

                             1016

-------
                        3
    with CD = 1.21 x 10" , we have

                      ,-" W'AT
          \ = 1.73 x 10
                         Qnet
Hasse (1971) examined AT as a function of mean wind speed at a
height of 10 meters, and Q   , he finds
                          II GU

    AT -_ c      Uy
                 /sec

or   C  =   1   W  (°m/sec) x AT  (°C) =   1
      1    6000 Q     (cal/cm2sec)      1.038
                 ne u
Using Qnet obtained from above calculations, C. and X are cal-
culated.  They are shown in Table IV.


DISCUSSION AND CONCLUSIONS

From Table IV it is seen that the value of A lies between 10.4
and 5-6.  The value 10.4 is significantly larger than its near-
est value 8.4 and may be an isolated data point involving error
in observation.  Without neglecting this point the average value
for X is 7.1.  This value lies between the range calculated from
Saunders data ie 5-10.  The value of A calculated in this study
is in agreement with Basse's value of 8.  It is considerably
smaller than the Paulson and Parker's calculated value of near
constant 15.  The value of 7-1 is also quite different from
Hill's with wave result of A = 4.  The value of  C, shown in
Table IV is between 5.4 and 10.4.  This compares with Basse's
value of 9.4.

The following conclusion can be made from the  calculated values
for A.

     a).  From the calculations of Saunders, Hasse and the pre-
          sent study a value of A between 7  and 8 is a reasonable
          estimate for field situations.

     b).  There is no apparent relationship  between A and length
          scale in field conditions, since oceanographic and
          lake data yielded approximately the  same range for  A.

     c).  Calculations using laboratory measurements yield much
          larger values of A for no wave  condition eg. 15.  The
          effect of waves reduce this value  to 4-4.5-
                              1017

-------
     d).   The effect of waves is to reduce the value of X with
          maximum effect on laboratory scale conditions owing
          to predominance of capillary waves.

The direction of investigation presented provides encouraging
results since a near constant value of A implies the net heat
flux may be estimated by measuring AT and wind speed only.
Thus the empirical relations for obtaining Q may be avoided.
It is imperative however to conduct parametric studies both
in laboratory and field length scales to understand further
the variations in X that have been observed to date.
ACKNOWLEDGEMENTS

This work was conducted under funding from National Aeronautic
and Space Administration, Kennedy Space Center.
                              1018

-------
REFERENCES


1.  Dake, J.M.K., and Harleman, D.R.F., "Thermal Stratification
    in Lakes: Analytical and Laboratory Studies," Water Resour.
    Res., 5(2),  484-495, 1969,

2.  Harleman, D.R.F., and Stolzenback, K.D.,  "Engineering and
    Environmental Aspects of Heat Disposal from Power Generation,"
    Dept. of Civil Engineering, M.I.T., Jan., 1975.

3.  Hasse, L.,  "The Sea  Surface Temperature Deviation and the
    Heat Flow at the Sea-Air Interface," Boundary-Layer Meteorol.,
    1,  368-379,  1971.

4.  Hill, R.H.,  "Laboratory Measurement of Heat Transfer and Ther-
    mal  Structure Near an Air-Water  Interface," J. Physical
    Oceanography, Vol.2, pp.190, 1972.

5.  Lee, S.S.,  Sengupta, S., and Mathavan, S.K., "Three Dimensional
    Numerical Model for  Lake Belews," Final Report NASA Contract
    NAS  10-9005, June, 1977-

6.  McAlister,  E.D., and McLeish, W,, "Heat Transfer in the Top
    Millimeter  of the Ocean,"  J. Geophys. Res., 74, 34o8-34l4,
    1969-

7.  Paulson, C.A., and Parker, T.W.,  "Cooling of a Water Surface
    by  Evaporation, Radiation, and Heat Transfer," J. Geophys.
    Res., Vol.77, No.3,  pp.491, Jan.  1972.

8.  Roll, H.U.,  "Physics of the Marine Atmosphere," pp.227-247,
    Academic, New York,  1965.

9.  Saunders, P.M.,  "The Temperature at the Ocean-Air Interface,"
    J.  Atmos. Sci.,  24,  269-273, 1967-

10.  Saunders, P.M.,  "The Skin  Temperature  of  the Ocean,"  Contri-
    bution No.3148 from  the Woods Hole Oceanographic Institution,
    1973-

11.  Witting, J.,  "Temperature  Fluctuations  at an Air-Water  Inter-
    face Caused by Surface Waves," J.  G'eophys.  Res., Vol.77,  No. 1.8,
    pp.3265, June 1972.
                              1019

-------
                TABLE I




CHART SHOWING X FOR DIFFERENT INVESTIGATORS

HASSE
SAUNDERS
PAULSON
PARKER
HILL
MCALISTER
MCLEISH
A
8
5-10
7
15
4
11
4.5
CONDITION
Wind speed 1,45-11.35
m/sec ,v is used at
temperature=15 C
neglect solar radiation
Wind speed > 2 m/sec ,
neglect the divergence
of solar radiation
In middle latitude
winter AT reaches to
1 °C.
Neglect wave generation,
v is used at tempera-
ature=25°C
With wave
. Without wave
Wind speed 4 . 5 /sec
With wave
LENGTH SCALE
Field measurement
Field measurement
Laboratory measure-
ment
L=13 cm
Laboratory measure-
ment
L=90 cm
Laboratory measure-
ment
L=220 cm
                   1020

-------
                                               TABLE II


                                            LAKE BELEWS DATA
No.
1
2
3
4
5
6
7
8
9
10
11
Station
-. A
A
A
H
G
B
C
D
A
F
F
Date
5/18/76
it
11
it
it
11
ti
11
5/19/76
it
11
Time
8:45
8:52
9:19
10:00
10:40
11:10
11:35
12:30
13:50
14 :00
15:05
T
a
20.6
20.6
21.1
21.1
21.7
21.7
21.7
22.2
19-0
19.1
20.0
•T
a
69
69
70
70
71
71
71
72
66
66
68
T-l
28.9
29.0
29.0
29.0
29.2
28.9
28.8
29.0
27.2
26.1
27.0
os2
29.8
29.8
29.8
30.2
30.2
29.8
29.7
29.8
28.0
26.8
27.9
AT
_ rp rn
si s2
-0.9
-0.8
-0.8
-1.2
-1.0
-0.9
-0.9
-0.8
-0.8
-0.7
-0.9
w
sec
232.4
223-5
245-9
290.6
335-3
393-4
420.2
447-0
662.0
635.7
657-0
1 of \
( /" )
67
67
67
61
61
60
60
59
62
61
61
C
0.7
0.7
0.6
0.4
0>.6
0.6
0.7
0.9
0.3
0.3
0.3
(cal/cm2sec )
7-7xlO~3
8.0
9-0
13-0
12.7
11.0
8.3
8.0
16.8
16.8
15-8
a
tj
H

-------
     TABLE  III
HEAT FLUX COMPONENTS
No.
1
2
3
4
5
6
7
8
9
10
11
Q xlO3
sn
2.9
3.0
3-4
4.9
4.8
4.1
3.1
3-0
6.3
6.3
6.0
Q xlO3
an
8.6
8.6
8.6
8.4
8.6
8.6
8.8
9.4
8.1
8.1
8.3
Qu. xl°3
^br
10,9
10.9
10,9
10.9
11.0
10.9
10.9
10.9
10.6
10.5
10.6
Q xlO3
5-3
5.1
5.7
6.9
7-9
9.1
9.6
10.3
14.3
12.4
13-5
Q xlO3
c
1.1
1.1
1.1
1.3
1.4
1.6
1.7
1.7
3-1
2.6
2.7
Q xlO3 cal .
net (cm2sec)
-5.8
-5-5
-5.7
-5-8
-6.9
-8.9
-10.3
-10.5
-13-6
-11.1
-12.5
         1022

-------
VALUES OF
      TABLE IV
AND X CALCULATED FOR LAKE BELEWS
No.
1
2
3
4
5
6
7
8
9
10
11
Qnct x 103(cai }
IltT U A _L U V 2 )
cm sec
-5.8
-5-5
-5.7
-5.8
-6.9
-8.9
-10.3
-10.5
-13-6
-11.1
-12.5
w(cm }
yy i 	 i
^sec
232.4
223.5
245-9
290.6
335.3
393.4
420.2
447.0
662.0
635-7
657.0
AT
-0.9
-0.8
-0.8
-1.2
-1.0
-0.9
-0.9
-0.8
-0.8
-0.7
-0.9
A
6.2
5.6
6.0
10.4
8.4
6.9
6.4
5-9
6.7
6.9
8.2
Cl
6.0
5-4
5.8
10.0
8.1
6.6
6.2
5.7
6.5
6.6
7-9
        1023

-------
          Solar
        Radiation

           P
      0-
    0.001


     0.01
:  1.0
L

3  10


  100


I0001-
Latent heat transport
 Sensible  heat transport
 Effective back  radiation
  Molecular transport
        v.X

  	5=6(U)	
  Increasing influence ot
    turbulent transport

    Turbulent transport
                                     K
                                      t
Pig.l   Schematic  Diagram  of  Heat  Flow at
         the  Sea-Air Interface.
                        1024

-------
                               Ash Basin
                             Stations
                              (b)
Pig.2  Map of Lake Belews Showing (a) Location of
       Meteorological Towers (b) Mixing Pond Station
       Locations on May 18, 19 of 1976.

                         1025

-------
    Q =Short-wave Solar Radiation
     s


      Q =Long-wave Atmospheric Radiation
       a


        Q,  =Long-wave Back Radiation


             =Evaporation Heat Loss


             Q ^Conduction Heat Loss
              O

                   ^Reflected Solar Radiation
                 sr
                   ar
=Reflected Atmospheric Radiation


       T  ^Surface Temp.
      i  S J_

      'T ?=Temp. at 1" Below

           Surface
Fig.3  Net Rate at Which Heat Crosses

       Water Surface
               1026

-------
FOUR THERMAL PLUME MONITORING TECHNIQUES: A COMPARATIVE ASSESSMENT*

    ROBERT S. GROVE, RONALD W.  PITMAN, AND JACK E. ROBERTSON1
                                ABSTRACT
Four different methods of monitoring thermal plumes were compared: two from a
vessel and two from an airplane.  The study area was the Pacific Ocean offshore of
the 450 MW San Onofre Nuclear Generating Station in southern California.  The
ocean provides the once-through cooling water which is discharged through a sub-
merged, single port,  twelve foot diameter conduit.  Water temperature data were
taken along with other oceanographic and meteorological data on four separate
days, and three of the four different plume monitoring techniques were conducted
simultaneously.

The plume monitoring methods consisted of:  1) an in-hull  solid state thermistor
recording surface temperature while the survey vessel traversed the area of the
thermal plume for approximately one hour with vessel position recorded continu-
ously using an electronic range positioning system,  2)  an airplane traversing the
thermal field for approximately one hour at an altitude of 1000 feet using a narrow
beam  infrared radiometer calibrated by ground truth temperature measurements,
3) an  airplane traversing the thermal field for Approximately 15 minutes at an
altitude of 1000 feet using an infrared thermal scanner that photographically
recorded the configuration of the thermal plume, and 4) vertical temperature pro-
files taken from a vessel at pre-determined positions in the area of the thermal
plume over a three to four hour period.

Assessment of the study methods revealed that each had certain advantages de-
pending on what  plume characteristics were being determined.  Comparison of plume
configuration indicates good general agreement among methods.  The infrared scanner
provided the best picture of the surface plume but the least degree of absolute
isotherm definition, while the vertical temperature profiling method provided accurate
absolute temperatures but produced comparatively distorted plume configurations
due to the duration required for monitoring.
*This paper was not presented.


  Respectively:  Research Engineer,  Southern California Edison Company, Rosemead,
  California; Project Oceanographer, Brown and CaldweD, Pasadena,  California;
  and Project Manager, Brown and Caldwell,  Pasadena, California.
                                    1027

-------
                 EXPERIMENTAL RESULTS OF DESTRATIFICATION
                             BY BUOYANT PLUMES
                               D. S. Graham
                        Dept. of Civil Engineering
                          University of Florida
                       Gainesville, Florida  U.S.A.
ABSTRACT

The effects of ambient stratification upon buoyant plumes have been
studied in detail, but the converse case has received little attention.
A literature review of destratification experiments in the laboratory
and field tends to show a rapid decrease in mixing efficiency of plumes
associated with an apparent change from overall mixing to interfacial
formation and descent (ascent).  A rigorous dimensionless scheme for
interpretation of the results of such experiments is given, and an
analogy to the Fourier equation for one of the mixing regimes is out-
lined.  Finally, sample results of experiments are presented which show
that two distinctive mixing regimes termed "diffusive" and "interfacial"
can be identified.  The former is associated with high Richardson numbers
and the latter with low.  The latter is especially pronounced near the
orifice.  The point of change from one to the other can be predicted
from dimensionless criteria for the particular experimental geometry used.
INTRODUCTION

Ejection of waste heat to the environment by means of outfall diffusers
(line or source) into lakes, reservoirs and coastal seas can be expected
to continue to increase.  While use of evaporative cooling towers is
currently being encouraged by the EPA, once-thru cooling systems usually
have substantially lower cost and cause minimal disturbances to the
atmosphere in warm humid locations like Florida.  Usual diffuser locations
are either near the water surface for rapid radiation of heat to the
atmosphere, or at depth for efficient mixing of the plume with the ambient
wa ter.

Many bodies of water into which the outfalls discharge are density-
stratified by temperature, salinity, or both.  Stratification may be
temporally intermittent (eg., diurnally, seasonally, or over a portion
of a tidal cycle) or persistent.   Two types of stratification commonly
occur-linear and interfacial.  The former is characterized by an approx-
imately linear density gradient and has received more intensive study
because several closed-form solutions are possible (see (1) and (24),
for a partial review).   The latter type of stratification has a readily
identifiable interface between almost homogeneous masses of water of
different density.  The interface location and sharpness are functions
of both environmental conditions  and mixing induced by the usually


                                   1028

-------
less dense thermal plume.  While plume rise and entrainment properties
have been well studied, interaction of a buoyant plume with ambient
interfacial-type stratification has not received the same thorough
experimental investigation.

The orientation of this study should not be confused with the many excel-
lent studies of the effects of ambient stratification upon plume or jet
behavior (see, for instance (1) , (2), and  (24)).  For small receiving
bodies, and locally, the plume and ambient stratification are linked to
one another and it is the effect of the plume upon the ambient strati-
fication that is investigated here.
PREVIOUS STUDIES

Studies by Rouse and Dodu  (3), Turner  (4), and others, which were reviewed
by Turner (5) and Long (6), showed destratification due to interfacial
entrainment without shear  to be proportional to a Richardson number based
on overall length scales and a Peclet number based on molecular dif-
fusivity despite the fact  that Reynolds numbers were high away from the
interface.  The entrainment velocity could be expressed as a power of
the Richardson number (about-1.5 to -1) which was dependent upon the
Pecle£ number for destratification without shear (i.e., all destratifi-
cation accrued from the energy flux divergence term of the turbulent
kinetic energy equation) and a constant (-1) for shear-induced entrain-
ment.  Kantha (14) notes that the range of Peclet influence appears to
be dependent upon the Reynolds number.  Subsequent experimentation has
been ongoing to better define these processes, but the relevant dimen-
sionless parameters have been identified.  Prior to these experiments
most mixing studies by chemical engineers had tried (incorrectly) to
relate mixing time to a Reynolds criterion (see Uhl and Gray (7)).

For the case of a vjet or plume aimed at an interface, the literature
may be divided into several categories - 1) small scale laboratory in-
vestigations, 2) chemical  engineering studies using intermediate-sized
containers, and 3) large scale destratification experiments in lakes and
reservoirs.  The orientation and utility of each of these groups differs
greatly.  The chemical engineer or reservoir manager often wants to know
time until complete mixing, while the fluid mechanics scientist is more
interested in defining entrainment velocities.

Baines (8) describes experiments in which a dense salt plume is allowed
to fall to an interface, but not penetrate it.  He found
                                                         -3/2
          Entrainment flux = const. *(Jet Richardson No.)              (1)

Sullivan (9) described similar experiments with the exception that
1) finite quantities of liquid were used, and 2) some cases were forced
plumes.  These are reviewed by Brooks  (1).  Linden (10) shot vortices
of freshwater at a salt-fresh interface and found the depth of maximum
penetration to be inversely proportional to a Froude-type number while
                                   1029

-------
the entrainment rate was proportional to the cube of a Froude number
[or to the -1.5 power of a Richardson number, again].

A series of experiments by Brush, et al., (11), Brush (12) and Neilson
(13) attempted to relate mixing of different scales thru a dimension-
less format.  In the more sophisticated 1970 experiment Brush (12) varied
both density difference and jet discharge.  His results have some com-
putational (and likely typographical) errors as reported, but after recal-
culation they are presented as Figure 1.  It can be seen that dimension-
less entrainment velocity is a function of Richardson, Peclet, and perhaps
Reynolds, effects.  At lower Richardson (higher Reynolds and Peclet)
numbers, the molecular effects disappear and the data follow a -1 slope
as energy considerations alone would imply.   This is consistent with
many other results (Kantha (14)) .  These results are based upon jetting
one layer into the other, and measuring the difference in density to
compute the entrainment coefficient.

Neilson (13) repeated Brush's (1970) experiments with an air plume.  He
found the air plume destratified the system, that a Peclet influence
was again evident, and that the interface approached the nozzle almost
asymptotically with time making computation of the entrainment velocity
by density measurements very difficult.  Again, the shape of the density
profile during destratification was not measured.

An interesting result of this set of experiments, which was not discussed
in detail by the authors, was the apparent nonlinearity of the destra-
tif ication process.  As shown in Figure 2, two apparent mixing regimes
were found by Neilson.  In one the mixing time decreased rapidly with
increasing Richardson number (air flow rate), while it decreased only
very slowly for the second.  Similarly Brush, et al., (11) state (p.49):
"The mixing time  [for liquid jets or plumes] decreases with increasing
distance from the interface and for a reason not apparent, the mixing
time is less when the outlet is placed in the lighter fluid."1  In the 1970
experiments (12) with air plumes, Brush found a dimensionless mixing time
                t v*
           a _ (*-m  jair.
           m     Depth  '

decreased much more rapidly with increasing ^jair (and hence inverse
Richardson number)  when depth (and hence volume) and distance to the inter-
face from the nozzle were greater.  As the latter two parameters were kept
as a constant ratio with only vjair varying, differing effects of each
were not isolated.
  sic, the comma may be misplaced here.
*V. .   = velocity of the air jet based on orifice discharge divided by area.
  jair
                                   1030

-------
In none of the experiments reviewed thus far has the change in the density-
depth function been related to the mixing process.  The mixing process was
described either by measurement of density in one, or both, layers, or as
a time to complete mixing.  Few observations have been made of the actual
destratification process, but a comparison of those available sheds light
on several properties including the apparent change of plume-mixing effi-
ciency.  Crapper and Linden (15) measured changes in density profiles for
salt and heat from mechanical mixing  (grids).  In particular they found
that 1) the interface thickness decreased with increasing agitation (i.e.,
lower  Richardson number) and 2) the  destratification process appears, at
times, to be "diffusive"  [that is, the interface does not descend dis-
tinctly as most mechanical mixing models implied, but the density-related
scalar appears to propagate across a  plane of constant density at the
position of the initial interface in  a manner analogous to an error
function solution of the  Fourier equation] at "high" Richardson numbers.
An illustration of the mixing process from their article is provided as
Figure 2.  Because they assumed the turbulence to be homogeneous, Crapper
and Linden's analysis is  suspect however.

Finally, several lake or  reservoir destratification experiments using air
plumes have been reported in the literature.  Many of these are of no
utility at all since either incremental volume was not calculated or only
the time to complete mixing irrespective of initial stratification was
measured.  A few papers report results of interest however.  Knoppert,
Rook and Oskam (16) destratified a lake of 8.02 H^ volume and 30 m depth
with an air plume.  The progress of destratification is shown in Figure 4.
Note that an initial linear density profile sharpened to an interface as
the nozzle was approached.  Furthermore the efficiency of mixing dropped
quickly as the interface  sharpened.   After measuring data from their figure,
the depth of the lower layer (hypolimnion) was found (Graham (17)) to be
described well by the empirical equation

          h2 = 63 - 41.7  (Zqalr*E-4)-°696                               (2)

where ha - distance from  nozzle to thermocline in feet

          Eq  .  -  cumulative air discharge, in ft3/s  1
            313T
Graham  (17) also calculated the mixing efficiency, E^, defined as volume
of water raised per unit  volume of air released, from Knoppert, et al.'s
data to increase with ha:

          E  =3.316 exp  (+0.204 h2)                                    (3)
           m
 empirically, based on a best-fit criterion.
 1 U.S. customary units were used  in  the original paper.
                                   1031

-------
From a now-classic set of experiments by Koberg and Ford (]8) it is possible
to use their data to show that the change lake stability (in Kg - mE6)
decreased rapidly as compressor operation time increased.  A good fit is
provided by
                           -1.083
          Stability = 50.1 t
                            op
                   (4)
where top is duration of compressor operation, in hours.
correspond with these of Knoppert, et al.
     These results
A very recent paper by Moretti and McLaughlin (19) shows even more clearly
some aspects of the destratification process previously described.  Their
figures 11 and 13 (*) show a "diffusive" type of destratification with
some evidence of interface sharpening in the prototype (an Oklahoma lake),
and a very clear interfacial re-sharpening as the thermocline approached
the jet (liquid, not air) in the model.  A plot of stability index vs.
time (or cumulative discharge) is almost identical to those of Neilson,
Knoppert et al., and Koberg and Ford in form.

While there are many papers on the subject in the literature (20, 21 for
instance), this brief review has been adequate to define the problem.  It
appears that plumes, jets, and forced plumes affect, as well as are af-
fected by, the ambient stratification.  While numerous investigators have
studied plume behavior in stratified environments (particularly linear ones),
and interfacial entrainment velocities under laboratory conditions, very
little attention has been paid to the actual shape of the vertical density
profile as a plume or jet acts upon it.  It appears that two distinct
"regimes" characterize the mixing process - a more efficient "diffusive"
regime occurring far from the orifice and in "High Richardson No." cases
and paradoxically, interfacial formation close to the orifice or with
"high" degrees of agitation.  A series of simple experiments was devised
to test this hypothesis in a dimensionally rigorous format.
DIMENSIONAL ANALYSIS

From geometrical and physical reasoning it may be postulated that the fol-
lowing function defines the mixing process.

          $1 [t^, Pi, pz, Pa. Ki2, Ki3> K23» hi, h2, do, RO> g>
                               r»
                                          0
                   (5)
where t^ - time until the fluid is H% mixed locally
      Pi - density of the lower (denser) fluid
      P2 - density of the upper (lighter) fluid
  These cannot be reproduced for copyright reasons.
  readily available however.
The journal is
                                   1032

-------
      P3  -  density of the plume
     KH  ~  mo:1-ecular diffusion between fluids i and j at different con-
           centrations of heat where 1 - lower fluid; 2 - upper fluid;
           3 - plume
      hi  -  depth of upper layer (see Figure 5)
      h2  -  depth of lower layer (see Figure 5)
      do  -  orifice diameter (see Figure 5)
      RO  -  vessel radius (see Figure 5)
      g  -  gravitational acceleration constant =9.81 ms~2              (6)
      VljL  ~  molecular viscosity of fluid i
      ae  -  bubble radius
      r  -  radial coordinate (see Figure 5)
      z  -  vertical coordinate (see Figure 5)
      <|>  -  azimuthal coordinate (see Figure 5)

The geometrical parameters are illustrated in Figure 5.

The presence of the third reference fluid of the plume (or jet) makes solu-
tion of equation 5 nearly intractible.  A simplification can be made if an
air plume be used since 1)  almost no mass is introduced into the system
(since Pair << Pwater) » 2) the density and viscosity of air are much less
than water, and 3) density and viscosity differences between the air and
water are much greater than between those of the water layers themselves.
If an air plume is used as an agitator, equation 5 can be reduced to

          $2 UH, Po, Ap, K12, hi, h2j do, RO, g, P, ae, r, z,  ] = 0   (7)
where po - reference (Boussinesq) density for Pi and p2
      y  - reference mol. viscosity, i.e., yi » y2                      (8)
      Ap = p2 - pi
 Let Ki2 = K

It is assumed that Pair> §» ^ may ^e considered constant.  Pair i-s deleted
as a parameter if the bubbles are large and not concentrated since it can
be neglected in the momentum terms because Pair << Po-

If          ae = $3[do, Po, qair, Pair, D, g, y]                        (9)

where D = hi + h2                                                      (10)

   3air ™ air discharge rate

as found from the literature, then in the experiments
only since all other effects are fixed.  Since, over Dmax = 38.735 cm,
differences in D account for a volume change of about 3% at most, then
approximately.


                                   1033

-------
Using equations (10) and  (12), and holding d0, and R0, and K  constant
in the experiments  (see Figure 5) equation 7 reduces  to:

     $6 [% Po, Ap, qair, hlf D, r, , z] = 0                       (13)

Due to the measuring technique,  to be described presently, variation of
density with r and  <$> is small.  While RQ is not varied in the experi-
ments, it is retained since common sense and a literature review by
Graham (17) indicates CH  is inversely proportional to volume  and not
depth cubed.  d0 is also  retained, although not varied, in order to
scale the plume.  Nine terms remain which may be formed into  six dimen-
sionless groups:


                    Ap   hi   Rp_   £   D ,
          D R02   ' Po  ' D   ' D   ' D  ' d0

These are the simplest forms of  the  parameters -  the experiments attem-
pted to relate all but Ro/D which had to be left  fixed, unfortunately.

It may be enlightening to show that  more classical dimensionless para-
meters may be defined  if g, K, and y be reintroduced so that 12 - 3 = 9
dimensionless parameters exist -


                   Ap   gD5    ^H    D   z   hj.   f^H   Rfl. , = 0   ,-,5)
                                   2'   '   '     '     '    J   U   ^  '
          D R02   ' po  » q2air' p0R0' d0' d0' d0  ' Ro2
Now     .     .    _   .  f     =
     D    po   ^iir    S  ^    po   (^air/do2)2
     ytH    Ro2 D    do    y do
                                                                     (17)

                                                                     (
                                                                     V   }
                            = Rep                                    (19)
                      _
     Kt..    Ro2 D    d0   Kd0      P
       rl
                     D         =                                     f
                                                                     ^   ;
and

                                 1034

-------
where Ri  , Re  , Pe  and  Sc  are plume  Richardson,  Reynolds,  Peclet and
Schmidt fiumbefs respectively.  Equation 15  may thus  be rewritten as

                  , Hlp>  Rep, Pep,  Scp,  £ .  ^  i • £l J - 0            (22)
Since K, y, RQ, do were not  experimentally varied,  then effects  of Pe ,
Sc  , and Ro/do were not analysed;  and  analysis  of  Re  is redundant ifP
R:L be examined since  the parameters which were variid - Po»  q .   and D  -
are common  to both.  If D and  qair  be  kept constant, then the relation
between tfl  lair D"1 Rg~2  (=  $tH  henceforth) and Ri   is the same. as that
with Ap/pQ  (hence the  validity of  equation 14)  provided fcH is not  sensitive
to Rep which is usually the  case in turbulent  conditions.   Note  in comparing
equations 15, 16 and 22 that the Richardson function should be derivable by
varying either Ap/pQ or ^air for constant  geometry.

A.  DIFFUSION ANALOGY

Harleman, et al. , (23) suggested in 1962 that  the decoupling  and mixing
action at an interface could be  described  by a  turbulent diffusion
equation.   Their arguments were  based  upon the  equation of continuity of
mass which  implied a convective  -  diffusive equation would describe the
process.  Experimental results of  Crapper  and Linden (Figure  3)  and
Graham  (Figure 7) indicate that  a  boundary condition of constant density
over time near or at the  initial interface location, and the  associated
symmetry of the density transects  about  this level,  would  be  amenable to
description with an error solution  of  the  heat  equation.

The fundamental conservation equation  may  be stated  as

     Dp_ = 0 = I   (pu)  + _d_  (pu)  + JL _9_ (pv) + _§_ (pw)                (23)
     Dt       r         3r         r 8ef>        3z

where  (u,v,w) are instantaneous  velocities in  the coordinate  directions
 (z,r,<(>),  (see figure 5).  While  space  is not available to  include  the
derivation  here, Graham  (17) averaged  fluctuations of u(z ,r,4> ,t)} v(z,r,,
t), w(z,r,,t) and p(z,r,,t)  over     r,, and  t, and. used mass  continuity,,
to derive
.  "
                                                                      (24)
where  the  tilde  is  a  time  average,  and  a  prime indicates  a  time  fluctuation.
The y-variable is just  y = z-\\2  which centers  the  coordinates  at the
interface  at  t=0.

Equation 24 results when variations in  r  and  are removed  by  turning off
the plume  and allowing  the fluid system to  equilibrate.   What  equation 24
describes  then is the effect  of  the plume agitation,  not  the plume  dynamics.
                                    1035

-------
Traditional phenomenological arguments based on the Prandtl mixing-
length concept and Reynolds' analogy allow equation 24 to be altered to


                       7  *'' '                                     (25)

Since Ey(y) because h.2/do is not scaled to hi/b_2 in the experiments, Ey
should not be placed inside a V  operator.  Solution for Ey has been
done numerically from experimental data.  Finally, equation (25) has the
same form if the parameters are nondimensionalized.  Further discussion
of this concept may be found in reference (l7).

SOME EXPERIMENTAL RESULTS

The experimental apparatus is illustrated in Figure 6.   It consisted of
a plexiglas cylinder (to provide radial symmetry) 38.74 cm high and
12.17 cm in diameter.  The orifice was 0.476 cm in diameter and centered.
A plate above the bottom and 2 side outlets allowed sharp interfaces to
be made.  Only saline solutions were used so that no conservation prob-
lems would arise, and K = constant.  (Temperature losses or gains to the
atmosphere during an experiment, would aliase the results).  Air discharge
rate  (^air), total depth  (D), buoyancy difference (Ap/po), and initial
interfacial height (h.2) were systematically varied.  The experimental
values are given in Table 1.

In general, the rather small volume of the cylinder resulted in the
liquid being very agitated at high air flow rates.  Because Ro could not
be varied, the results cannot be generalized to other geometric configur-
ations since volume-dependency has not been removed from the coefficients.
On the other hand, a very clear picture of the sequential .destratification
process adumbrated in the various references could be discerned.  A
detailed description of the experimental results is not possible within
the length constraints of this article, but some selected results will be
given in the hope that it might encourage some prototype-scale experiments
along these lines.

Figures 7 and 8 are actual reduced reproductions of conductivity-depth
X-Y recordings for experiments (6-2) and  (8-4) respectively.  After the
air plume had been passed through the system for a period of time it was
turned off and the liquid allowed to come to rest.  A transect was then
made with a very sensitive salinity recorder and a depth-conductivity
signal was fed into an X-Y recorder.  These figures have not been adjusted
for density calibration so that the final "fully-mixed" trace does not
lie at an appropriate proportional distance from the initial upper and
lox^er density tracings.  The patterns .on  the figures selected are quite
clear nevertheless however.

All features of the full "classic" destratification process can be seen
in Figure 7.  First, note that the density at the interface did not change
during the first few transects.  This is  the so-called "diffusive" regime.
                                  1036

-------
Note also that the rate of change of density at locations remote from  the
interface occurred rapidly in this regime.  After  transect  4  (45 sec.)
the stratification changed to one being progressively more  interfacial
and which approached the nozzle only very slowly.  The upper  layer became
rapidly homogeneous while material from the upper  layer did not seem to
mix into the lower so easily.  A zone just below the initial  interface
location actually became more saline.

If the traces represented some density-associated water-quality parameter,
such as DO, it is easy to see that DO could reach  locations below the
thermocline much more readily and efficiently if a "diffusive" regime
prevailed.  In light of the dimensional arguments  given previously,
particularly in the discussion regarding Rip (equation 17) it was found
that interfacial destratif ication occurred sooner  (dimensionless time
$tn) at a lower Richardson number, that is, at higher air discharge rates
or lower initial buoyancy differences.  The slower (in terms  of nondim-
ensional time $t ) mixing after a change from "diffusive" to  "interfacial"
regimes results  in graphs similar to Figure 2, and Figure 12 of refer-
ence (19).

It was possible to demarcate the point of transition from one regime to
the other in all the experiments.  This dimensionless time was termed
$t  and an empirical equation describing its occurrence was found, by
best fit, to be

   $t  = constant *  J\p . 1.07  *   ,hov 0.65 * ,    .hn,               ,,,,
     D              (~)           (^        «10  (-1.)               (26)


where hj, b.2 represent the initial values of these parameters (see Figure
5).  Note that in equation (26) t^  ^air ~ , and the exponent for the
buoyancy difference is also close to 1, while the relations with respect
to hi/do and h^/h£ are nonlinear, as hypothesized in equations(2 ,3,4) .
Additional analysis and the form of "f^Qcan be found in Graham (17).
Finally, the dominance of the  'interfacial' regime at small b.2/do  (near
the orifice) can be seen in Figure 8.  This appears to be a local  scaling
phenomenon since it occurred for all D/dg, and near the end of all experi-
ments.  Paradoxically the interface is most distinct where the local
agitation is greatest (measured by jet velocity), but the jet width is
least.  Entrainment at this location is very weak and destratif ication
occurs very slowly.

SUMMARY AND CONCLUSIONS

As mentioned, many studies have been made of the effects of local  stratif-
ication upon plume behavior (7,2,24) but very few of the opposite  case.
Thermal plumes and jets obviously affect locaJ stratification, particularly
in smaller lakes and reservoirs.  It has been shown that similar distinct
                                    1037

-------
mixing sequences seem to occur in both the field and in laboratory
studies.  A more 'efficient' overall type of mixing  (diffusive) is
characteristic of high initial stability and low jet agitation; while
classic interfacial descent occurs where there is low initial stability
and/or high jet agitation, and especially when the interface is near
the diffuser.  While greater analysis of the results appears in (17),-
experiments at a prototype scale are needed to extrapolate these results
to different geometries  (25).  Such experiments should also follow a
rigorous dimensional format such as the one presented.  Additional
laboratory and field experiments are necessary to l) determine the
validity of the Fourier analogy, and 2) properly understand the cause
of the change from one mixing phase to the other.

If this plume mixing process is more clearly understood, then thermocline
location and sharpness (and other associated water quality parameters)
can be better modeled and predicted.

ACKNOWLEDGEMENTS

This study was conducted as private research.  Laboratory space and
equipment were provided by the Johns Hopkins University, Baltimore,
Assistance with drafting was provided by Carol Dillard, engineering
student at UF.  Thanks are also due to Irene Urfer of the Department of
Geography, Brandon University for typing the manuscript.

REFERENCES

1.  Brooks, Norman H. (1972) Dispersion in Hydrologic and Coastal
        Environments.  CIT Keck Lab. Rpt. KH-12-22.   203 pp.

2.  Harleman, Donald R.F.   (1972) "Thermal stratification due to heated
        discharges", Proc. Int'l. Symp. on Stratified Flows,  ASCE,
        Novosibirsk, 35-68.

3.  Rouse, H. and J. Dodu  (1955)  "Turbulent diffusion across a density
        interface". La Houille Blanche. H), 405-410.

4.  Turner, J. S.  (1968)  "The influence of molecular diffusivity on
        turbulent entrainment across a density interface". JFM. 33. 639-656.

5.  Turner, J.S. (1973)  Buoyancy Effects in Fluids. Cambridge Univ. Press.

6.  Long, Robert R., (Oct. 1974) Lectures on Turbulence and Mixing Processes
        in Stratified Fluids.  Tech. Rpt. No. 6  (Series C). Dept,  of
        Earth and Planetary Sciences, the Johns Hopkins Univ., Baltimore, MD.

7.  Uhl, Vincent and Joseph B. Gray (1966), Mixing, Theory and Practise
        Vol. 1, Academic Press, N.Y.

8.  Baines, W.D. (1975) "Entrainment by a jet in plume at a density
        interface". JFM, 68., (2), 307-320.
                                   1038

-------
 9.   Sullivan, Paul J.  (1972).  The penetration of a density  interface
        by heavy vortex rings.  Air. Water and Soil Pollution. I.  (3),
        322-336.

10.   Linden, P.P.  (1973).  "The interaction of a weak vortex  ring with
        a sharp density interface: a model for turbulent entrainment1'
        JFM. 60, 467-480.

11.   Brush, Lucien M. Jr., Francis, C. McMichael and Chen Y.  Kuo  (1968).
        Artificial Mixing of Density-Stratified Fluids: A Laboratory
        Investigation - Princeton Univ., Moody Hydrodynamics  Laboratory
        Ii.pt. MH-R-2. 80 pp.

12.   Brush, Lucien M. Jr.,  (1970) Artificial Mixing of Stratified Fluids
        Formed by  Salt and Heat in a Laboratory Reperyojr.  N.J. Nat.
        Res. Instit., Rutgers Univ. 33 pp.

13.   Neilsen, Bruce J.  (1972) Mechanism of Oxygen Transport and Transfer
        by Bubbles.  Ph.D. Diss. , the Johns Hopkins Univ. , Baltimore,
        MD.  131 pp.

14.   Kantha, Lakshmi H.  (August, 1975) Turbulent Entrainment  at the
        Density Interface of a Two-Layer Stability Stratified System..
        Publ. of Dept. Earth and Planetary Science, The Johns Hopkins
        Univ., Baltimore, MD.  161 pp.

15.   Crapper and Linden  (1974), "The structure of turbulent density
        interfaces."  JFM. 6.5,  (1), 45-63.

16.   Knoppert, P.L. , J.J. Rook and G. Oskam  (1970).  "Destratification
        experiments at Rotterdam", Jrl. AWWA, 62., 448-454.

17.   Graham, Donald S.  (Sept. 1976)  An Experimental Study of the Mixing
        of 2-layer Density-Stratified Liquids., by.. an__ Air Plume_._in_a_
        Small Cylindrical Container.  Submitted to The Johns  Hopkins
        Univ. in partial fulfillment of the requirements for  the Ph.D.
        degree, Oct. 6, 1976. 872 pp.   Draft.

18.   Koberg, Gordon E. and Maurice E. Ford, Jr.  (1965)  Elimination of
        Thermal Stratification in Reservoirs and Resulting Benefits.
        U.S.G.S. Water  Supply Paper 1807-M. 28 pp.

19.   Moretti, Peter M. and Dennis K. McLaughlin  (Apr. 1977).  "Hydraulic
        modeling of mixing in stratified lakes". Proc. ASCE,  103, HY4,
        367-380.

20.   Henderson - Sellers, Brian (June 1976).  "Role of eddy   diffusivity
        in thermocline  formation".  £roc.- ASCE. 102,  (EE6), 517-531.  With
        British references.
                                   1039

-------
21.  Ito, Takeshi (1972),  "Mixing method of stratified water layer in
        reservoirs" (sic).  In International Svmp. on Strat. Fluids,
        Novosibirsk, USSR.  ASCE Publ. 567-577.

22.  Gebhart, Glen E.  and Robert C. Summerfelt (Dec. 1976).' "Effects
        of destratification on depth distribution of fish".  Proc.
        ASCE, 102.  (EE12), 1215 - 1228.

23.  Harleman, D.R.F., J.A. Hoopes, D. McDougall and D. A. Goulis (1962)
        Salinity Effects on Velocity Distributions in an Idealized
        Estuary.  MIT Parsons Lab. Tech. Rpt. No. 50. 45 pp.

24.  Wright, Steven Jay  (May, 1977).  Effects of Ambient Crossflows and
        Density Stratification on the Characteristic Behavior of Round
        Turbulent Buoyant Jets.  CIT Keck Lab. Rept. KH-R-36.  254 pp.

25.  Graham, Donald Steven (June, 1978).  Disc, of "Aeration of hydro
        releases at Ft. Patrick Henry Dam".  Proc. ASCE, 104,, (HY6),
        943-945.
                                    10 30

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TABLE I
VALUES OF EXPERIMENTAL PARAMETERS

Experiment
Number Abbr.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
10.
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
.1.-
.1.-
.1.-
.1.-
-1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
.1.-
(5-1)
(5-2)
(5-3)
(5-4)
(6-1)
(6-2)
(6-3)
(6-4)
(6-5)
(7-1)
(7-2)
(7-3)
(8-1)
(8-2)
(8-3)
(8-4)
(8-5)
5-1
5-2
5-3
5-4
5-1
6-2
6-3
6-4
6-5
7-1
7-2
7-3
8-1
8-2
8-3
8-4
8-5
qair
cm3
35
80
120
210
49
49
49
49
49
49
49
49
49
49
49
49
49
D
cm
38.735
do.
do.
do.
do.
do .
do.
do.
do.
38.735
do.
do.
38.735
29.05
19.37
19.37
10.80
Ap
• •
(Initial)
0.0130
do .
do.
do.
.0124
.0124
.0062
.0034
.0014
.0141
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                                    1041

-------
Figure 1
too


10
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&J A
' ^^
^ + O
V CH-A A SF-A * *
O
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i l ii
O'6 ICT5 IO'4 IO"3 IO'2
0 JJ — \] .
J«t Entrainment. Velocity v. Richardson Number
Source' Brush (12), modified by Graham (17)
1042

-------
Figure 2
         50
         40
      •;   30
      c
      'i


      «
      _§

      ~   20
          10
                                     3        4       5       6

                                        *  n    (number of orifices)
                                                                                               10
 Mixing  Time as a Function of  Air Flow  Rate According  to  Neilson

 Source: Neilsen (13)
                                              1043

-------
Figure  3
                     1.000   1.001   1.002   1.003   1.004 1.005

                                    Density
 A Series  of Depth - Density Transects  From Cropper and Linden

 Source :  Modified  from  Cropper and Linden (15)
     Figure 4
                          Air: 88 cfm

                          (170 Holes,
                           I mm diameter}
	 4-8-67
	10-8-67
	I7-8-S7
	23-8-67
	28-8-67
	 7-9-67
     Progress  of  DestraMfication of Lake Maarsseveen

     Source^  Knoppert, et ol. . (16).
                               1044

-------
o
£>
Ul
                Figure  5
                        orifice
                Experimental  Configuration  and  Symbol Definitions
                                                                                                              Figure  6
                                                                                                                                             -12.7
                                                                                                                       Side
                                                                                                                 Constructed
                                                                                                                   of plexigtas
0.953 _




valve
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37
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All dimensions  in cm.

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         I.D.  3/ !6 inch
           or  .4V6 cm

outlets are 1/4
         (.635 cm.)

Scale-'  h4
                                                                                                                                                                       Plan
                                                                                                                                                                    brine connection
                                                                                                                                        to air source
                                                                                                             Diagram of Experimental Mixing Apparatus
                                                                                                             Source '•  Graham (I?)

-------
Figure  7
                               orifice leve
                             Conductivity








X-Y  Graph of  Density - Depth (or Experiment  (6-2)


Source'  Graham  (17)
                                                                                            Figure  8
                                                                                                                                                                  waler
                                                                                                                                 orifice  level
                                                                                                                      Conductivity
                                                                                                  D= 19.37 cm.

                                                                                                  D/d.= 40.67

                                                                                                  h/DsO.5


                                                                                                  9nir = 49 «"i' "tin"'
                                              run     time (s)

                                              i      T
                                                                                                                                         I
                                                                                                                                         10
                                                      40

                                                      91
X-V Graph  of Density - Oeplh for Experiment (8-4)



Source ••  Graham  (17)

-------
     THREE-DIMENSIONAL FIELD SURVEYS OF THERMAL PLUMES FROM BACKWASHING
         OPERATIONS AT A COASTAL POWER PLANT SITE  IN MASSACHUSETTS

    A.D. Hartwell, Normandeau Associates, Inc., Bedford, NH  03102 and
     F.J. Mogolesko, Boston Edison Company, Boston, MA  02199, U.S.A.
ABSTRACT

Using specially designed temperature profiling equipment, two surveys
were conducted during thermal backwashing operations at Pilgrim Nuclear
Power Station to determine the spatial and temporal extent of temperature
rises above ambient,  Backwashing  formed a thermal plume about 5 to 6-ft
thick (1.5 to 1.8 m) in front of the intake screenwall.  Maximum observed
surface temperatures were 101.0 F  (38.3 C), representing a AT of 43.4 F
(24.1 C) above ambient.  The frontal zone of the plume spread gradually
seaward at about 0.2 kn.  Its outer edge became thinner and rapidly
cooled, presumably by advection and turbulent diffusion associated with
currents from the reverse pumping  and local changes from dissipation to
the atmosphere.  Along the intake  shoreline, the plume was often less
than 1 ft  (0.3m) thick.  Most of  the hot water was dissipated within
several hundred feet of the intake with AT's of about 10.0 to 15.0 F (5.6
to 8.3 C) above ambient.  Under the influence of strong southwesterly
winds during the second survey, some warmed water was apparently carried
beyond the outer breakwaters into  Cape Cod Bay.  These surveys provided
real-time data indicating that the backwashing operation caused a rela-
tively thin thermal plume, which spread rapidly from the intake out
across the study area and along the seaward breakwater.  Within a few
hours these backwash thermal plumes were completely dissipated.
INTRODUCTION

Although thermal backwashing is a commonly used technique for control of
biofouling in condenser tubes and intake structures of operating power
plants, only limited published information is available on the receiving
water temperature structure caused by such operations.  Boston Edison
Company, Boston, Massachusetts, conducted two thermal surveys of actual
mid-summer backwashing operations under varying tidal conditions at
Pilgrim Nuclear Power Station during 1977 to establish a synoptic picture
of the plume's three-dimensional structure  fl].

The Pilgrim Nuclear Power Station, located on the shore of Cape Cod Bay
in Plymouth, Massachusetts, is a 655 MW light-water moderated, boiling
water nuclear reactor with a once-through condenser cooling water system.
Water used for cooling the condenser is removed from Cape Cod Bay through
a shoreline intake  (Fig. 1).  It enters the intake between two break-
waters via a dredged channel which is about 18 to 24 ft deep  (5.5 to 7.3 m)
at mean low water (MLW).

                               1(147

-------
Under normal operating conditions, the water is drawn into the intake by
two pumps  (designated herein as east and west), circulated through the
condenser system and discharged via a surface canal at a rate of about
510 million gallons/day and a AT (difference between the discharge and
intake temperatures) averaging 30.0 F (16.7 C).  Condenser tubes are
cleaned by backwashing on a 1 to 2-week interval, depending upon bio-
fouling severity.  Generally 45 to 60 min are required to treat each of
the two circulating water pumps, with elevated temperatures averaging
around 100.0 F  (37.8 C).  Occasionally the temperatures peak at from
110.0 F (43.3 C) to 120.0 F (48.9 C), depending upon the amount of heat
treating necessary.  Because plant load must be reduced during backwash-
ing, the operation is generally conducted at night during off-peak hours.
METHODS

This study conducted by Normandeau Associates, Inc.  (NAI), of Bedford,
New Hampshire, consisted of overnight three-dimensional temperature and
current surveys, supplemented by continuous thermal monitoring.  For the
first survey on July 9 and 10, 1977, backwashing began at low water and
continued into early flood tide.  During the second survey on July 16 and
17, 1977, backwashing began at high water and continued into early ebb
tide.  Both surveys concentrated on the time history of plume build-up
and dissipation.

Temperature and depth data were collected at selected stations (Fig. 1)
and plotted on board the survey boat using a Naico Model 3100-TD Profiling
System (Fig. 2).  Current velocity profiles were acquired using Bendix
Model Q-15 current meters and Model 270 recorders.  Precise location was
continuously recorded using a Motorola MiniRanger III System with two
shore based transponders.

Two Naico Model 200 Digital Field Temperature Recorders were utilized to
periodically measure temperature profiles from water surface to bottom at
two stations in the intake channel.  The arrays were assembled so they
could be moved quickly within the survey area to check thermal anomalies.
In addition, two Naico Model 1001-T Temperature Recorders were installed
to monitor water temperatures 1) inside the intake screenwall and the
discharge canal, and 2) in ambient receiving waters of adjacent Cape Cod
Bay.

Observed temperatures were transformed to true temperatures using regres-
sion equations based on calibration data for each respective field
instrument.  From measurements of ambient near-bottom waters mid channel
between the two intake breakwaters  (Fig. 1), a AT or approximate temp-
erature rise above ambient was calculated for each temperature observa-
tion.
                                  1048

-------
FIELD SURVEYS

Low-Water Backwash Survey

The July 9 and 10 low-water backwash  survey consisted of  five sampling
runs keyed to actual plant operations.  For this  survey,  NAI's ambient
temperature measurements along the bottom of the  intake channel started
around 49.0 to 50.0 F  (9.4 to 10.0 C) and then  gradually  rose to about
58.0 F (14.4 C) by the time of low water.  Throughout the rest of the
night, ambient temperatures continued to rise slowly, reaching about 60.0
F  (15.6 C) by the end of the survey.  This rise may represent some recir-
culation of the discharge plume toward  the intake area because of local
winds and coastal currents.

As backwashing was initiated, plant load was gradually brought down.
NAI's readings of discharge canal temperatures  showed a drop from 87.0 F
 (30.6 C) to 74.6 F  (23.6 C; Fig. 3).  Next, the west pump was backwashed
from about 0030 to 0119 EST.  The in  situ temperature monitors recorded a
sudden rise in discharge temperature  to about 83.0 F  (28.3 C), followed
by a sharp drop to about 65.3 F  (18.5 C).  Simultaneously water box
temperatures rose quickly to about 104.0 F  (40.0  C) and remained at this
level for much of the backwashing period  (Fig.  3) .  As backwashing of the
first pump neared completion, discharge temperatures rose again to 83.2 F
 (28.4 C) and water box temperatures dropped back  down to  below 70.0 F
 (21.1 C).  From about 0150 to 0227-EST  the east pump was  backwashed in
the same way with similar backwash temperatures observed  for both pumps.
During this backwashing period, discharge temperatures dropped to about
70.6 F (21.4 C), then rose to 87.0 F  (30.6 C) for a short time, dropped
back down to about 75.0 F  (23.9 C), and finally rose back toward normal
operational levels  (Fig. 3).

A prebackwash survey conducted during late-ebb  showed surface temperature
rises (AT) ranging from 9.1 F  (4.1 C) near the  offshore discharge to 4.9
F  (2.7 C) near the plant intake.

As backwashing started, the first visible evidence was a  sudden rush of
hot, turbulent water marked by foam and a steamy  vapor right in front of
the intake.  With continuing backwashing, the hot water formed a surface
layer about 5-ft  (1.5 m) thick, which reached temperatures as high as
100.0 F (37.8 C) in front of the intake screenwall.  A distinct frontal
zone moved slowly northward  (or seaward) away from the intake, bulging in
the middle and slightly restrained along shore  due to frictional effects.
The water temperatures in the near-surface thermal plume  gradually
decreased with both distance away from  the intake and time, presumably
due to evaporative heat loss and dilution  (mixing with ambient waters).
                                   1049

-------
At the surface, AT's of 42.1 F  (23.4 C) in front of the west pump  and
24.8 F (13.8 C) in front of the east pump were observed  (Fig. 4).
Within less than 100 ft  (30.5 m), the AT from the western pump was
28.0 F (18.6 C) or less.  High AT water hugged the outer breakwater,
apparently because of momentum effects and southwesterly winds during
the night.  Surface AT's of 10.0 F  (5.6 C) and higher were confined to
the western third of the intake area between the breakwaters  (Fig. 4).
The remainder of the area experienced AT's equal to or colder than
observed prior to backwashing.

At the 3.3 ft  (1.0 m) depth level, observed AT's were 23.4 to 24.3 F
(13.0 to 13.5 C) in front of the intake.  Within less than 200 ft  (61.0 m),
AT's were down to 18.2 F  (10.1 C).  Beyond that distance they dropped
from 14.8 to 6.7 F  (8.2 to 3.7 C).  Near the outer end of the break-
waters, AT's were only 2.4 to 3.3 F  (1.3 to 1.8 C).

At the 9.8 ft  (3.0 m) level, AT's were 4.6 F  (2.6 C) or less in front of
the intake and 1.2 to 2.1 F  (0.7 to 1.2 C) along the dredged channel.
Along the bottom all of the AT's were negative, or colder than conditions
at the outer end of the breakwaters.  At Station 6 minimum values  were
-4.4 F or -2.4 C  (Fig. 5).

The detailed profiles at Station 6 showed that the backwashing from the
western pump formed a distinct slug or pulse of hot water along the
surface, which eventually extended-down to about 7 ft  (2.1 m).  The
heated effluent apparently took about 15 rain to reach and about 75 min to
pass the anchored boat in its seaward progression  (Fig. 5).  Maximum
observed AT at the surface was 22.6  (12.5 C), which represented an actual
temperature of 79.0 F  (26.1 C).  Near-bottom temperatures were 53.4 to
56.2 F (11.9 to 13.4 C) which represented negative AT's of up to -4.7 F
(-2.6 C).  By about 0119 EST backwashing of the west pump was complete.

At about 0150 EST backwashing of the east circulating water pump started.
As before, there was a sudden surge of hot, turbulent and steamy water at
the surface.  Within minutes a thin thermal plume and a distinct seaward-
moving frontal zone was observed.  At the surface, AT's were essentially
the same as during backwashing of the west pump, averaging 20.0 F  (11.1 C)
and more across the western third of the study area, 10.0 to 20.0  F  (5.6
to 11.1 C) in the middle, and 5.0 to 10.0 F (2.8 to 5.6 C) across  the
eastern third.  As before, the highest temperatures were along the outer
breakwater.  At 3.3 ft  (1.0 m) AT's were 15.5 to 23.4 F  (8.6 to 13.0 C)
next to the intake and gradually decreased seaward.  Below this level
there was no evidence of the backwash plume, whereas along the bottom
AT's remained negative.

At Station 6 the second backwash manifested itself as another pulse of
hot water, which was warmer than before  (up to 81.1 F or 27.3 C) but
slightly thinner and shorter-lived  (Fig. 5).  This plume had surface AT's
of up to 23.5 F  (13.1 C).  Apparently it took about 10 to 15 min for this
                                   1050

-------
second plume to reach the anchored boat, but its effects were only  evi-
dent for about 60 min.  By the time the plume had passed,  it was only
about 1 to 2 ft (0.3 to 0.6 m) thick.  Near-bottom temperatures showed
little change, ranging from 54.1 to 56.2 F  (12.3 to 13.4 C) and repre-
senting negative AT's  (down to -3.4 F or -1.9 C).  By about 0227 EST
backwashing of the east pump was complete and the plant began to return
to normal operation.

Subsequent surveys for the rest of the night showed that the elevated
surface temperatures from the backwashing operation persisted for only
about 2 to 2.5 hrs in the western portion of the study area and even less
in the eastern portion, before being completely dissipated.
High-Water Backwash Survey

One week later on July 16 and 17, a second survey was conducted under
high-water tidal conditions.  Throughout this survey ambient temperature
measurements along the bottom of the intake channel showed very little
variation, ranging from 52.0 to 55.0 F  (11.1 to 12.8 C).  Backwash temp-
eratures were about the same for both pumps  (peak of 107.0 F or 41.7 C);
however, this series of backwashes lasted 20 to 25 min  longer than
respective ones the week before because of increased fouling of the
condenser tubes.

At about 2354 EST on July 16, backwashing started on the west pump.  This
time, in sharp contrast to the low-water backwashing, the surface appear-
ance of the backwash waters was much less dramatic.  The thermal plume
was somewhat turbulent and steamy, but the thermal front along the inter-
face with Cape Cod Bay waters was much less distinct than it had been the
week before.  Apparently this was because more dilution or "receiving"
water was available at high tide.

The observed surface AT's were 28.2 F  (15.7 C) in front of the west pump
.and 17.1 F  (9.5 C) in front of the east pump  (Fig. 6).  Warmest tempera-
tures were along the west side of the study area with AT's from 28.0 F
down to about 14.8 F  (15.6 to 8.2 C).  Across the middle portion of the
study area, AT's ranged from 15.0 to 10.0 F  (18.3 to 15.6 C), with most
of the warmed water apparently being blown against the  outer breakwater
by the strong southwesterly winds which persisted throughout the survey.
Much lower AT's were seen along the shore in front of the power plant
(6.1 to 9.1 F or 3.4 to 5.1 C).  In the eastern portion of the study
area, some warm water was observed along the outer breakwater  (8.7 to
11.8 F or 4.8 to 6.6 C) ,- but, close to shore temperatures remained
unchanged.  At the discharge the temperature rise was 14.8 F  (8.2 C).   At
the 3.3 ft  (1.0 m) level, AT's were lower than at the surface, but the
general distribution of the backwash plume was about the same.  At 9.8  ft
(3.0 m) AT's were small, while near-bottom AT's were negative apparently
due to cold water being drawn into the intake area.

                                   1051

-------
Temperature measurements from the boat anchored at Station 6 showed that
the west pump's backwash plume arrived within 5 to 10 min of the start of
backwashing  (Fig. 7).  The AT's rose sharply to 14.4 F  (8.0 C) or an
actual temperature of 69.1 F  (20.6 C).  The resulting thermal plume
seemed to be about 2 to 3 ft  (0.6 to 0.9 m) thick and persisted for
almost 90 min.  Actual backwashing of the west pump was completed around
0113 EST.

At about 0159 EST backwashing of the east pump started.  Surface AT's
were 43.2 F  (24.0 C) in front of the east pump and 25.2 F (14.0 C) in
front of the west pump.  Elsewhere AT's were generally higher than during
the previous sampling run.  Temperature rises of 20.0 F (11.1 C) and more
were found across the channel to the outer breakwater.  As before the
elevated AT's were observed along the outer breakwater  (AT's of 15.0 to
20.0 F or 8.3 to 11.1 C) , possibly due to continuing wind influence.
Slightly deeper at 3.3 ft (1.0 m), the temperature distribution was about
the same as at the surface;  but deeper down and along the bottom, temp-
eratures were much warmer than earlier in the evening.

At Station 6 the passage of the east pump thermal plume was very evident
(Fig. 7).  It took less than 10 min for the backwash water to arrive and,
as before, it persisted for about 90 min.  The temperatures were slightly
higher this time, with the greatest rise occurring after backwashing was
complete.  At about 0307 EST backwashing of the east pump was completed
and the plant started to return to 'normal operation.

Subsequent surveys during the rest of the night showed that the elevated
surface temperatures and thermal backwashing plumes persisted for almost
4 hrs'in the western portion of the study area and somewhat less in the
eastern portion, before dissipating.  Backwashing momentum effects, as
well as local winds, seemed to play a role in forcing the warmed water
along the outer breakwater and keeping it away from the shore in front of
Unit 1  (Fig. 6).
DISCUSSION

Each backwashing was first evidenced by a pulse of warmed water at depth
from the intake  (Fig. 8).  As the pumping continued, the hot buoyant
water rose to the surface and within a few minutes formed a warm thermal
plume averaging 3 to 5 ft (0.9 to 1.5 m) thick.  Below the plume was a
steep gradient to the colder near-ambient waters along the bottom of the
intake channel.  During the first weekend survey, the thermal plume
formed a distinct frontal zone of foam and turbulent, steaming water
which could be easily tracked by eye.  Under the influence of the reverse
intake flows, the initial jet momentum, the plume buoyancy effect and the
localized hydrostatic head in front of the screenwall, the frontal zone
moved slowly across the study area.  Along shore and in shallow water,

                                  1052

-------
frictional effects slowed the frontal zone, causing the plume to bulge in
the center.  The hot water propagated toward the western portion of the
study area and the outer breakwater; but relatively little hot water
contacted the shoreline area in front of Unit 1 during both of the sur-
veys  (Figs. 4 and 6).  During the second survey the frontal zone behaved
in a similar manner; but was much less distinct, probably because of the
increased volume of receiving water  (high-water condition).

Because of the relative thinness of the thermal plume and the pronounced
stratification it created, it appeared to be highly susceptible to wind-
shear effects.  During both weekend surveys, momentum effects and south-
westerly winds apparently forced much of the plume against the outer
breakwater, leaving the shoreline area much less affected.  During the
second weekend some warmed water was apparently forced out into Cape Cod
Bay beyond the outer breakwater by transient wind effects (estimated to
be only a small percentage of the surface backwash thermal plume).  In
general, the eastern portion of the study area remained relatively
unaffected by the hot water during both studies.  Where the thermal plume
impinged the shoreline, such as along the breakwaters, it was generally
less than 2 ft (0.6 m) thick.
SUMMARY AND CONCLUSIONS

These surveys showed that backwashing operations at Pilgrim Station form
a relatively thin thermal plume averaging 3 to 5 ft  (0.9 to 1.5 m) thick.
Higher temperatures were observed during the low-water backwashing than
during the high-water backwashing, presumably due to lesser amounts of
available entrainment water.  During the first survey the thermal plume
persisted for about 2 to 2.5 hrs before being completely dissipated.  The
second weekend more heat treatment was required due to accumulated bio-
fouling and the thermal plume persisted for almost 4 hrs.  Initial momen-
tum effects of the backwashing flows apparently tend to cacry the thermal
plume northward and along the outer breakwater, with little tendency for
warmed water to impinge the shoreline in front of Unit 1.  During both
surveys local winds also appeared to play a role in pushing the thermal
plume seaward.  Finally, observed near-bottom ambient temperature vari-
ations suggest that some water from the plant discharge can recirculate
into the intake area.
REFERENCE

Normandeau Associates, Inc.  1977.  Thermal surveys of backwashing opera-
     tions at Pilgrim Station during July 1977.  Conducted for Boston
     Edison Company, Boston, Massachusetts.   73 pp.
                                   1053
                                                                   ADH

-------
        •r>  PROFILING STATION   •  IH^smj TEMPERATURE MONITOR
        +  ANCHORED BOATS    T  TIDE STAFF
           PLANT TEMPERATURE  0 MINI-RANGER TRANSPONDERS
           .30
                                              PLANT
                                                         CAPE COD BAY
Fig.  1    Location map showing  approximate  sampling  stations
           and in situ instrumentation  for  the July 1977
           Pilgrim Station  backwashing  studies.
                                                                SHORE BASED
                                                                TRANSPONDER E
I	P^ECISiON _
                               I
                               I  V
                            £W_	|  ^^.
                                                     SURVEY
                                                     VESSEL
      110 v AC
      GENERATOR
                     DATA
                    LO G G E ^~~~-~?*C~~S*\

                         BP
        X-Y RECORDER
                 DATA ACQUISITION SYSTEM
 Fig.  2    Instrumentation set up  for  field  surveys.

                             1054

-------
               u, 80-
               cz:


               5= 70-



                6CH



                5O-
o
en
01
                                                          -40


                                                          -35
                                                                  PILGRIM STATION THERMAL SURVEY
                                                                  DATE: 7410-?' TIME: 0039-0203
                                                                  DEPTH: SlIRrACf TIDE; CflBU FLOOD
                           S   5'i    i   5
                         JULY 9   TIME, EST   JULY 1
Fig.  3    Temperature monitor data  from the west
          pump waterbox,  the discharge canal  and
          the ambient in  situ unit  at Station 28
          during  backwashing operations on July
          9 and  10, 1977.

                  BACKWASH  )WES^  £*24T
            21   22   23    24   1    Z    3    4
                  JULY 9   TIME, EST   JULY 10


Fig.  5   Temperature data  from an  anchored  survey
          boat  at  Station 6 on July 9  and 10,  1977
          showing  actual temperatures  and corres-
          ponding  AT's  above  ambient in degrees F.
                                                                        PILGRIM STATION THERMAL SURVEY
                                                                        DATE: 7-10-77 TIME: 0039-0203
                                                                        OEPTH:3.3'(M)TIDE: EARLY FLOOB
                                                                   Fig. 4    Contour  maps of observed temperature  rises
                                                                             (AT) in  degrees F  above ambient during early
                                                                             flood  (backwash west pump)  at surface and
                                                                             3.3 ft   (1.0m) on  July 10,  1977.

-------
o
un
CTi
     PILGRIM STATION THERMAL SURVEY
     DATE: 7-17-77 TIME:0003-0139
     DEPTH: SURFACE TIDE: EARLY EBB
      DISCHARGES Hr28-2 • PILGRIM

             INT4KF H STATI°N
             INTAKE ^^^B
     PILGRIM STATION THERMAL SURVEY
     DATE: 7-17-77 TIME: 0003-0139
     DEPTH;3.3'tlm)TIDE: EARLY EBB
II I/  1
       Fig.  6    Contour maps of  observed  temperature
                  rises (AT)  in degrees F above ambient
                  during early ebb (backwash west  pump)
                  at surface  and 3.3 ft. (1.0m) on July
                  17, 1977.
                                                                                                                 4   6
                                                                                             TIME.EST
                                                      Fig. 7    Temperature data from  an anchored survey
                                                                boat at  Station  6 on July 16 and 17,  1977
                                                                showing  actual temperatures and  correspon-
                                                                ding AT's above  ambient  in degrees F.
                                                                               50
                                                                             5-
                                                                             10-
                                                                             15-
                                                                             20-
                                                                                       60
                                                                                      	I
                                                                                   TEMPERATURE (F)
                                                                                   7O
                                                                                           ao
                                                                                           _ i
90
 I	
                                                                                                                    -1
                                                                                                                    -2
                                                      Fig. 8    Temperature profiles from Station 1
                                                                during  the start of backwashing  of the
                                                                east circulating water  pump on July 17,  1977.

-------
             SHORT-TERM DYE DIFFUSION STUDIES IN NEARSHORE WATERS


                         D.E.  Frye* and S.M.  Zivi**
ABSTRACT

Short-term dye diffusion studies were conducted  in  the  nearshore  waters  of
Lake Michigan  and Massachusetts Bay.   Measurements of horizontal and
vertical diffusion of  continuous  and batch dye releases were made  using  a
combination of  fluorometric and  aerial  photographic techniques.   Results
of experiments  performed in summer  of  1973 on  Lake Michigan and  fall  of
1974 on  Massachusetts  Bay showed  a  similar range of values  for  diffusion
coefficients.    Horizontal  diffusivities  ranged over  about 2  orders  of
magnitude with most values falling between 500 and 5000 cm^/sec.

An efficient and practical method of using aerial photography for  quantita-
tive diffusion studies was developed following work  of  Ichiye and Plutchak
(1966).LlJ   Comparison between  the photographic  method  and  standard
boat-based fluorometry  indicates  good agreement between  the methods.


1,  INTRODUCTION

Studies of diffusion in nearshore waters, conducted in Lake Michigan and  in
Massachusetts  Bay,  were motivated  by  a  need  to forecast the behavior  of
thermal  plumes  from  power  plants.   The Lake  Michigan  experiments  were
conducted  in  the  summer of 1973  at  three sites:  the  Point  Beach  Nuclear
Generating  Station,  Two  Rivers,  Wisconsin; the  J.H.  Campbell   Generating
Station, Holland,  Michigan;  and the D.C. Cook Nuclear  Generating Station,
Bridgman, Michigan.   These  sites  are located on  long,  straight  shorelines
with gently sloping,  sandy bottoms, typical  of  much of the  east  and  west
shores  of   Lake  Michigan.   Currents at  the sites  typically flow  shore-
parallel and are primarily wind-driven.   The lake is strongly stratified  in
summer,  and periods  of  upwelling  (particularly  on  the western shore) and
downwelling (particularly on the  eastern  shore)  are  common occurrences.
Diffusion measurements were made  in water 7 to  10  meters  deep between 0.5
and 1.0 km offshore.

In the  fall of  1974,  a  similar series of diffusion  studies  were  conducted
near the Pilgrim Nuclear  Generating  Station,  Plymouth,  Massachusetts.  The
study site is  located just south of Plymouth Harbor on the western shore  of
the Bay  at  a  point separating  Massachusetts Bay  in  its entirety  from  Cape
 *EG&G, Environmental  Consultants, Waltham, Massachusetts,  U.S.A.
**Argonne National  Laboratory, Argonne, Illinois,  U.S.A.
                                    1057

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Cod Bay.   The waters are semi-enclosed; open  to  the ocean to the  north-
east.  Currents are primarily shore-parallel and wind-driven.   Semidiurnal
tidal  currents  of  the order  of 5  to  10 cm/sec  result  from tides whose
range is  about  3 meters (EG&G,  1976).[2J   The bottom gently slopes from
shore, and waters are vertically well-mixed  during the  fall.

At both sites, similar  data  collection and  analysis techniques were used
to  obtain estimates  of  horizontal  and  vertical   eddy diffusion coeffi-
cients.   The  Lake  Michigan  experiments  were  performed using  sodium
fluorescein as  a tracer (due  to  an EPA ban on Rhodamine  at that  time).
Rhodamine WT was used in the  Massachusetts Bay  studies.

Dye dispersion studies  in  natural  water bodies have been  performed by. 3
number  of investigators  including  Csanady (1973),[3]  Murthy (1972),14]
Huang (1971),[5] Ichiye  and Plutchak (1966), [1J Eliason, et  al.  (1971)16]
and others.  However, due to the  complex nature of the diffusion phenome-
non, neither an  adequate theoretical model nor a  well-founded engineering
approximation  exists to describe  the  range  of  turbulent  diffusion  in the
ocean or  large lakes.  In  defining an  eddy diffusivity, it  is  assumed that
turbulent diffusion  is  analogous  to molecular  diffusion  with the coeffi-
cient of molecular diffusivity replaced by an equivalent, but  much larger,
coefficient of  eddy diffusivity.   Studies conducted  over  a variety  of
conditions indicate  a broad  range  of  diffusion  coefficients governed  in
part  by  the complex  interaction of current shears, thermal stratifica-
tions, wave action, wind effects,  and  topography.   The  data presented here
add to the base  of  information  on diffusion processes  in nearshore  waters
in  both   large  lakes and  in  semi-enclosed oceanic waters,  and suggest
diffusion rates  similar to those  found in  previous oceanic studies.  The
methods  described represent  techniques  for  measuring  the spread  of
fluorescent dye tracers in  nearshore  waters in a more efficient and
comprehensive  manner than  is  generally  used.
2.  METHODS

Several experimental  techniques  were  employed in these  investigations of
nearshore diffusion.  These techniques included the use  of continuous and
instantaneous  dye  releases  measured  by  continuous-pumped-fluorometry,
discrete water sampling,  and quantitative  aerial  photographic dye measure-
ments.   A brief  discussion  of each  of  the measurement techniques is
presented below.

For those measurements where a continuous point-source of dye was  used to
produce a  continuous  plume, the dye  (as  a  5  or  10% solution)  was  pumped
from a 15-gallon drum located  on a  moored  raft.   A  continuous flow  rate of
5  cm-^/sec  was  maintained  by  a  peristaltic metering  pump  injecting the
dye  1.5 meters below the surface.   Density of the dye solution was
adjusted,  using ethyl  alcohol,  to match the  density of  the water.
                                    1058

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Batch dye releases consisted of either 1 gallon of 5% dye solution,  adjus-
ted  for  density, pumped  into the  water at  a depth of  1.5 meters  at  a
single point,  or "T"  shaped  patches  deployed from  a fast-moving  boat.
These "T's"  were about 300 meters on  a side, with  an  initial  width  of
about  3  meters  (see Figure 1).   Diffusion  of  each  leg  of the "T'"s"
provided  information  on  the smaller  scales  of turbulent diffusion  (3  to
100 meters), while gross distortion of the "T's" indicated the presence  of
larger scale motions.

In those  experiments where the absolute dye concentration  was measured,  it
was sampled using a small  boat equipped with a pumping system coupled to a
Turner Model 111  fluorometer having  a flow-through  door.   Water was  drawn
from a single  depth  through the fluorometer while  the  boat traversed the
dye at a  constant speed.  The boat position was obtained using a microwave
navigation system.   Dye  concentration and  position information  (and
temperature, when appropriate) were recorded on a  strip chart recorder  or
on an automatic digital  data acquisition system.  Vertical profiles  of dye
concentration  were  obtained by either taking  bottle  samples  from several
depths or by lowering the  water  intake hose and recording the fluorometer
output for a series of intake depths.

Relative   dye  concentration was  measured  using   an  aerial  photographic
technique developed  by Ichiye  and  Plutchak (1966).d]   With  this  tech-
nique, aerial  photographs  of  the  diffusing  dye  were  taken  at  frequent
intervals using  a standard 9  inch format aerial camera with either  black
and  white  or  color  film  (both were used).   In the  Lake  Michigan experi-
ments, Kodak Tri-X  Aerographic film No. 2403  was  used  with a Wratten No.
61 filter to enhance the contrast between the fluorescein  dye and the lake
water.  Flight altitudes of 4000 to 5500 feet were used.  In the
Massachusetts  Bay experiments,  Kodak Aerocolor No.  2445  negative  color
film was  used  at  altitudes of 2000 and 4000 feet.

Relative  dye concentration  is  proportional  to the  intensity  of the  light
in the wave  band emitted  by the fluorescent  dye,  assuming  low background
levels at that wavelength  and  uniform vertical  structure  of the dye. For
dye released near the surface  and initially uniformly mixed to some  depth,
these assumptions are reasonably accurate.  The  optical  density recorded
on the  film negative  is  related  to the  intensity of  the fluorescent
emission   (or  the relative  dye concentration)  through  the  characteristic
curve for  the  film.   From  this  curve, the relationship between optical
film density and  relative  dye  concentration  was determined.  Film density
was  then measured densitometrically using precision microdensitometers  (a
color microdensitometer was used for the color photography).

The  microdensitometers  automatically  scanned  across the film negative and
recorded  a signal proportional  to  the film  density.  Aperture size of the
densitometer was  chosen such that  a rectangle  approximately 0.5 meter x 2
meters (on the water  surface)  was  viewed at any one time.  This rectangle
was oriented such that  the  larger  dimension was along the  axis of the dye
patch, resulting in  a  smoothed densitometer  trace.   Between 10  and  25
                                     1059

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scans across each segment of dye were averaged together to obtain a single
representative measure of dye spread.

In addition to measuring dye  concentration,  ambient  conditions  at each of
the  study  sites  were recorded.   The results of  the ambient measurements
are summarized in Table 1.

Data Analysis

Distribution of a diffusing substance,  assuming  a uniform flow  field with
a constant diffusivity, is  described by Csanady (1973)1-3]
where ^  is the  concentration  of  the diffusing substance,  A is a constant,
x is the distance from  the  origin,  K is the eddy diffusivity coefficient,
and t is time.  Equation 1 describes a Gaussian distribution with its mean
at the  origin  of  the diffusing substance  (assumed  to  be  a point source),
and its standard deviation,  a, equal to s/2Kt.  It is thus  possible to cal-
culate a coefficient of eddy  diffusivity  from knowledge of the concentra-
tion distribution of the diffusing substance and Equation  1.

Calculation  of diffusion  coefficients  from  the  data collected by  the
aerial  photograph  and   boat-based   fluorometric  techniques   is  outlined
below  (following  Tokar,  et  al.,  1975). L^J   Densitometric  reduction  of
photographic data and digitization  of  boat fluorometric data provided dye
concentration  as  a  function   of  position.   Background  fluorescence  was
removed  from  the records.   The  center of  gravity  MI (first  moment)  of
each transect across the dye patch was calculated from:
          Mi •
               f x. 4> (x,)
Those transects  taken  at about the  same  time  and on the  same  leg  of the
"T" were  averaged  together to produce  an  average concentration distribu-
tion across  the  leg.   From  this  average  concentration  distribution, the
variance, M2 (second moment), was calculated from:


               f (xrM,)2 tUJ
                                    1060

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Theoretically,  if  enough dye  patch  transects were synoptical ly recorded,
the  average  concentration  curve  would  approach  a Gaussian  distribution.
In  practice,  this  was  approached  in  the  aerial  photographic results,
unless  strong  current  shears  distorted  the  dye motion.   Fluorometric
measurement  of  dye  patches, however, was limited  by the time necessary to
make  the  measurements,  and only  a  limited  number of  transects could be
made  in  a short  period of time;  therefore,  the  Gaussian assumption was
less reliable.  After  the second moment was calculated, the eddy diffusion
coefficient, K, was calculated  as
where  a^2  = ^  (t]_)  is  the  variance of the distribution at time, ti, and
Og2 is the variance of the distribution  at  time  tg.

Results and Conclusions

Results  of horizontal  measurements  of  nearshore dye  diffusion spanning
time  periods  up to 6 hours  and  space scales up to several hundred meters
are shown  in Table 2.  Observed  values  for  the eddy diffusion coefficients
calculated  from Equation 4  ranged  from about  100 cm^/sec  to  about 5000
cm2/sec  for  both  the  lateral  and   longitudinal  directions.    No  strong
evidence  for   a  significant difference  between  these  two  directions was
observed in those experiments  which  yielded data on both directions (those
studies using  the "T" shaped dye patches).

Both  the Lake  Michigan  studies and the  Massachusetts Bay studies resulted
in a  similar range of values for eddy diffusion  coefficients.  No signifi-
cant  difference  between  the data sets is distinguishable, although lateral
diffusivities  seen on  the lake were  slightly lower than those observed at
the oceanic  site.   Comparison between  diffusing dye  released in the far-
field thermal  plume and  dye  released  in  nearby ambient waters showed no
coherent difference in calculated eddy  diffusivities.

The   effects  of existing oceanic  and  meteorological  conditions  on the
observed  diffusivities  are  not  apparent   in  the  data.   In  general, the
range of wind  speeds,  wave  conditions,   and  current speeds seen  during the
studies  do not  correlate  in  any  obvious  way with the measured diffusion
coefficients.    On  October  27,  1974,  in  the Massachusetts  Bay studies,
conditions of  strong winds and high  waves  (~2 meters) forced  a halt to the
boat  measurements,  and  aerial  measurements  were  cut  short  due to  rapid
disappearance  of the  dye.  This was apparently attributable to  increased
vertical mixing due to  wave  action; even  though  horizontal  diffusivities
were  at the high end  of  the measured range,  they  were  not large enough to
account for the  rapid dispersal  of the  dye.  Similar  horizontal  diffusivi-
ties  were  observed  on October 29 and 30, 1974,  when winds were light and
wave  heights were minimal.
                                      1061

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Figure 2  contains  diffusion  diagrams (after Okubo, 1971)[8]  showing  eddy
diffusivity plotted  against  a length scale, L, defined  as  4g.  The  line
labeled Okubo  on  these  figures  shows the  results of a  large number  of
oceanic dye diffusion studies.

In general, the  eddy diffusivity measurements made  in Lake  Michigan  and
Massachusetts  Bay  produced  results  similar to these oceanic  measurements
with  respect  to  the  rate  of increase of  the  diffusion  coefficient as  a
function  of patch  size.   At  a  particular  patch  size,  however, the near-
shore  measurements  show  higher  diffusion  rates  than the  oceanic  data
indicates.   The  results  of  Murthy  (1970)L8]  and Huang  (1971)L5J taken
in  the Great  Lakes   indicate  diffusivities as  a function  of size  very
similar to the nearshore results shown here.

Vertical  dye measurements made in Lake Michigan indicate values of  verti-
cal diffusivity ranging from 0.3 to  2.7 cm2/sec.   A single  set of profiles
obtained  in  Massachusetts  Bay  indicates   little  or   no  vertical   mixing
following an  initial  mixing  to  a depth of  several meters and  most  of  the
Lake  Michigan data  are  amenable to this interpretation  also.   Thus,
our  conclusions  are   that  vertical  diffusion  under  conditions described
here  does not exceed  3  cm^/sec  after  an   initial mixing  period  and  may
actually  be  less  than  this  value.    This   result  has  been  observed  pre-
viously on the Great  Lakes (Csanady,  1973).L^J

Table  3  summarizes the  comparison  between fluorometric  and  photographic
measurement  techniques  employed  in  the  Massachusetts  Bay  experiments.
Fluorometric and  aerial photographic  determinations of  the standard  devia-
tion of the dye distribution correspond well for most of the  measurements.
Inconsistencies  in the  measured  values  such  as  at  1048  on October  28,
1974,  were  probably  the  result of  distortion of the  "T,"  resulting  in
fluorometric measurements  at inappropriate  locations.   The aerial  data
collection method has much to recommend it,  including ease of data collec-
tion   and comprehensive  spatial  results,   though   it  does lack   the
sensitivity of the fluorometric  technique.

Summary

Results   of" short-term,  nearshore   dye  studies  in   Lake  Michigan   and
Massachusetts  Bay  indicate  a  range   of  horizontal  diffusivities  between
about  100 cm2/sec  and 5000  cm^/sec  over  time  scales  of 0.1 to 6  hours.
These results  were obtained  under calm to moderate conditions,  about  1 km
offshore  in waters about 10  meters  deep.   They  agree  well  with previous
data taken on the  Great  Lakes, but indicate slightly higher  diffusivities
at a particular scale  size than  are  generally  seen at  oceanic sites.   The
increase  in eddy diffusion  coefficients  as a function  of  scale  size  is
similar to that observed  at oceanic  sites.   While  the short  time period of
these observations  limits their  usefulness,  the measured values indicate a
range of  diffusion coefficients  applicable  to  nearshore waters  under  calm
to moderate conditions.
                                     1062

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Vertical  diffusivity of  less  than 3  cm2/sec was  observed on  several
days;  but a  meaningful  numerical  result was  not  obtained,  since most of
the data  are  also  amenable to  an  interpretation  invoking rapid vertical
mixing  throughout  a  well-mixed  layer  of  some  depth  followed  by an
extremely low rate of  vertical  mixing.   This well-mixed depth was of the
order  of 2 meters,  but  is probably  a function  of  the wind  and  wave
conditions present  during  the  study.

The use of aerial  photography  to obtain  quantitative  results for diffusion
processes appears to  be a  valuable  technique.   Limited time periods and
sensitivity may reduce  its  usefulness,  but  in some nearshore  applications
it can  result in significantly better  and more easily obtained results
than boat-based fluorometric  techniques.   One of  the  common  problems in
making fluorometric measurements from small  boats is  the lack  of a visual-
ization  of the  gross  nature  of  the  dye  motion.  This often  results
in  poorly run  experiments and  inaccurate  results,  which the  aerial
technique can  help  eliminate.    In  practice, a  combination  of  the two
techniques results  in  the  most accurate  and convincing measure  of dye
mixing.

Acknowledgments

The authors are pleased to acknowledge  the  members  of the  Argonne National
Laboratory Great  Lakes Project  for  support  and  assistance  in  the Lake
Michigan measurements,  and  members of the  EG&G, Environmental Consultants
staff on the Massachusetts  Bay  program.  The  Lake  Michigan  portion of the
work  was  sponsored by  the U.S.  Energy Research  and  Development Agency
(ERDA).   The  Massachusetts Bay  portion  was  sponsored  by  ERDA,  Public
Service  Electric  and   Gas  Company,  Electric Power  Research  Institute,
Boston Edison Company,  New  England Power Company,  and the Commonwealth of
Massachusetts Division of  Water  Pollution  Control.
REFERENCES

1.  Ichiye, T. and Plutchak, N.B.,  "Photodensitometric Measurement of Dye
    Concentration in  the  Ocean,"  Limnology and Oceanography, 11(3): 364,
    July 1966.
2.  EG&G, Environmental Consultants,  "Phase  II Final Report, Forecasting
    Power Plant  Effects  on the  Coastal  Zone."   Report  B-4441, Waltham,
    Mass., 1976.
3.  Csanady,  G.T.,  "Turbulent  Diffusion  in  the  Environment,"  D.  Reidel
    Publishing Company, Boston,  1973.
4.  Murthy, C.R.,  "Complex  Diffusion Processes in  Coastal  Currents  of a
    Lake," Journal  of Physical  Oceanography,  2:80,  1972.
5.  Huang,  J.C.K.,  "Eddy  Diffusivity in Lake  Michigan,"  Journal  of Geo-
    physical Research, 76(33):  8147, November 1971.


                                    1063

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6.  Eliason,  J.R.,  Daniels,  D.G.,  and Foote,  H.P.,  "Remote  Sensing
    Acquisition of Tracer Dye and Infrared Imagery Information and  Inter-
    pretation  for  Industrial  Discharge  Management,"  Pacific  Northwest
    Laboratories of Battelle Memorial  Institute, March  1971.
7.  Tokar,  J.,  et  al.,  "Measurements  of  Physical  Phenomena  Related to
    Power Plant  Waste  Heat  Discharges:   Lake Michigan,  1973  and  1974,"
    Argonne National Laboratory,  ANL/WR-75-1,  1975.
8.  Okubo, A., "Oceanic Diffusion Diagrams," Deep  Sea Research 18:789-802,
    1971.
9.  Murthy, C.R.,  "An  Experimental  Study of  Horizontal Diffusion in  Lake
    Ontario," Thirteenth Conference on Great Lakes Research, Buffalo, New
    York, March 31 - April  3, 1970.
        TABLE 1.  AMBIENT CONDITIONS  DURING DIFFUSION MEASUREMENTS.
Site
Point Beach 1
Point Beach 2
Point Beach 3
Campbell 1
Cook 1
Pilgrim 1
Pilgrim 2
Pilgrim 3
Pi Igr im 4
Pi Igr im 5
Date
8-9-73
8-23-73
8-24-73
9-12-73
10-23-73
10-25-74
10-27-74
10-28-74
10-29-74
10-30-74
Wind Velocity
Time Tide Stage (m/s)
1700-2000 	 5 at 225'
1430-1700 	 5 at 175'
1000-1200 	 3 at 120'
1356-1444 	 2 at 195*
1345-1520 	
1330-1430 Ebb 8 at 210*
0935-1309 High-Ebb 6 at 300'
1000-1603 Ebb-Low Variable
0915-1045 High 4 at 215'
0940-1040 High 2 at 200'
Current Velocity
Wave Height (Near-surface)
(m) (CB/S)
5
13
0.5 8
0.2 13
5
0.3 7
1.5 3
7
8
11
at
at
at
at
at
at
at
at
at
at
240'
045'
015'
200'
200*
280*
255'
150'
300'
310'
Water Temp.
(Near-surface)
CC)
10
18
18
11
14
10
11
10
10
10
Air Temp.
CC)
24
16
20
14
18
16
13
8
IS
17

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TABLE 2.   RESULTS OF DIFFUSIVITY MEASUREMENTS.
Site
Point Beach 1

Point Beach 2



Point Reach 3



Campbell 1


Cook 1


Pilgrim 1



Pilgrim 2




Pilgrim 3













Pilgrim 4

Pilgrim 5



Diffusion
Time
(s)
6000
5000
2500
4600
3100
3500
4300
4900
5200
6000
1260
2280
2880
1500
4500
5700
1200
1500
1680
3600
1560
4860
6180
11640
12840
840
1800
3600
5700
6240
7200
7560
9000-
10200
10620
10800
11880
18300
19980
21780
2880
3420
5400
960
1740
2940
3660
KX
(an2/s)
_ ._ _
	
	
	
	
	
....
	
	
	
290
480
1130
600
2160
5000
....
	
302
487
	
	
3983
3524
	
481
770
	
1167
1096
1326
	
841
3052
	
1108
2579
5864
3734
5153
5323
2763
3778
137
2002
2055
3142
KY
(cm2/s)
390
75
3500
2500
12 ,000
	
130
	
65
	

	
	
470
1260
2600

473
1798
3740
....
2286
	
	
5026
747
1782
284
691
....
624
343
872
	
1520
	
	
	
— i.
	
14
110
280
	
1621
2487
•"— •" —
KZ
(cm2/s)
0.5
2.7
1.4
0.4
—
1.4
	
0.3
—
0.3
_._
—
—
...
—
—
—
—
—
—
	
—
—
—

—
—
—
—
—
—
—
—
—
—
--
--
—
—
—
—
—
—
—
...
Technique
f luorometry-
continuous injection
f luorometry-
continuous injection


fluorometry-
batch injection


photography?T-shaped
injection

photography/T-shaped
injection

photography/T-shaped
injection


photography and
f 1 uorometry /T-shaped
injection


photography and
f 1 uorometry/T-shaped
injection












photography of T--
shaped injection





Comments
thermal plume,
ambient waters
thermal plume,

ambient waters

thermal plume,

ambient waters
















after an initial
mixing period,
no changes in
vertical dye
distribution
were observed.















                       1065

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TABLE 2.   RESULTS OF  DIFFUSIVITY MEASUREMENTS.
Site
Point Beach 1

Point Beach 2



Point Beach 3



Campbell 1


Cook 1


Pilgrim 1
,


Pilgrim 2




Pilgrim 3














Pilgrim 4


Pilgrim 5



Diffusion
Time
(s)
6000
5000
2500
4600
3100
3500
4300
4900
5200
6000
1260
2280
2880
1500
4500
5700
1200
1500
1680
3600
1560
4860
6180
11640
12840
840
1800
3600
5700
6240
7200
7560
9000
10200
10620
10800
11880
18300
19980
21780
2880
3420
5400
960
1740
2940
3660
KX
( cm2/s)
	
	
	
	
	
	
	
	
	
	
290
480
1130
600
2160
5000
	
	
302
487
	
	
3983
3524
	
481
770
	
1167
1096
1326
	
841
3052
	
1108
2579
5864
3734
5153
5323
2763
3778
137
2002
2055
3142
(cm2/s)
390
75
3500
2500
12 ,000
	
130
	
65
	
	
	
	
470
1260
2600
	
473
1798
3740
____
2286
	
	
5026
747
1782
284
691
	
624
343
872
	
1520
	
	
....

	
14
110
280
....
1621
2487
....
(cm2/s)
0.5
2.7
1.4
0.4
—
1.4
...
0.3
—
0.3
...
—
—
—
—
—
...
—
—
—

—
—
—

...
—
—
—
—
—
—
—
—
—
—
—
—
—
—
...
—
—
...
—
—
...
Technique
f luorometry-
continuous injection
fluorometry-
continuous injection


fluorometry-
batch injection


photography/T-shaped
injection

photography /T-shaped
injection

photography/T-shaped
injection


photography ancl
f 1 uorometry /T-shaped
injection


photography and
fluorometry/T-shaped
injection












photography of T-
shaped injection





Comments
thermal plume,
ambient waters
thermal plume,

ambient waters

thermal plume,

ambient waters
















after an initii
mixing period,
no changes in
vertical dye
distribution
were observed.
















                       1066

-------
    TABLE 3.   FLUOROMETRIC  METHOD VERSUS AERIAL PHOTOGRAPHIC METHOD.
                     Date    Time   x-Aerial   x-Boat   y-Aerial   y-Boat
10-27-74  1001

       1015   17.9

       1030


10-28-74  1027

       1030   16.9
                                       36.8
                                              14.9
                                              25.8
                                                     10.0
                                                     28.1
1033
1048
1100
1135 36.6
1144
1200 44.4
1206
1250
1257
1300
19.7
22.1
43.0
41.6 53.0
36.4
34.8
34.7
73.5
59.4
49.2
Figure 1.  Results  of  Photography of  a  T-shaped  Dye  Patch.   Motion,
           Diffusion, and  Distortion of the "T" as  a  Function of  Time is
           Shown  in  This  Figure.   Graphs  Show  Relative Dye  Concentration
           (Averaged Over  10 Densitometer Scans) For  Each  Leg of  the
           "T."
                                      1067

-------
o

01
<
^v
CM
E
o
* IO4
>-
l_
>
^
u.
UL
O
O Irt3
Ijj IU
_J
CC
111
H

I02
IO1
I SYM DATE SITE
r -f 10/25/74 PILGRIM 1
• A 10/27/74 PILGRIM 2
' • 10/28/74 PILGRIM 3
. • 10/29/74 PILGRIM 4
* 10/30/74 PILGRIM 5
0 8/9/73 POINT BEACH 1
: V 8/24/73 POINT BEACH 3
- 0 9/12/73 CAMPBELL 1
; D 10/23/73 COOK 1





_
•[
- A j
c£. /
** •^r
r 0 -/^-OKUBO
" ^ X
r *
7
! "
i i i 1 1 1 1 1 1 i i i 1 1 1 ni i i i 1 1 1 1 1
                  IO2
                                                                         I06
               IO3
IO4
I05
                                       L(cm)
                                                                         I05
                                                                       E
                                                                       o
                                                                      t  IO4
                                                                      >
                                                                      in
                                                                      Q
                                                                      O
                                                                         I03
                                                     z
                                                     a
                                                                      o
                                                                      o
                                                                         I02
                                                                         10'
IO2
                                                                                                            D
                                              D
                                                                                                             OKUBO
                                                                                  i i 1111
IO3
IO4
                                                                            L(cm)
IO5
Figure 2.   Dye  Diffusion Coefficient  as a Function of Dye  Patch Size "L" = 4a.
            Okubo  Shows Results of Numerous Oceanic Studies.
                                                                                                     Line  Labeled

-------
   EFFECTS OF BOTTOM SLOPE, FROUDE  NUMBER,  AND  REYNOLDS
   NUMBER VARIATION ON VIRTUAL  ORIGINS  OF  SURFACE  JETS:
   A NUMERICAL INVESTIGATION.
                             by
              J.  Venkata,  S,  Sengupta,  S.  S.  Lee
                    University  of  Miami
                 Coral  Gables,  Florida  U,S,A.
                          (ABSTRACT)
A i  diiru-.iioional numerical model which was developed to predict
thr  behaviour of thermal discharges is used to investigate the
ef->cts of variation of bottom slope, Reynolds, number and Froude
number on the virtual origins of surface jets.  Two types of
virtual origins, one based on the jet width and the other based
on the centerplane velocity and temperature decay are considered
Th-1  results Indicate that jet width is independent of bottom
Slope.  Increasing Reynolds number moves the virtual origins
upstream of the discharge point.
                            1069

-------
INTRODUCTION

Soirje of the three dimensional numrrrlCu-i models which have been
developed recently for velocity a.nd temperature predictions are
those of Brady & Geyer (1972), Till, J. (1973), Waldrop & Farmer
•(1974), Sengupta & Lick (.197*0 , Paul & Lick (197*0, and Markham
(1975).  An excellent, review of numerical models is given by
Policastro et al (1975),  The model that was used to obtain re-
sults in this paper is the modified version of the model developed
by Sengupta & Lick (197^0,  The modified version of the model was
successfully applied and verified by the authors (Venkata, J &
Sengupta? 1977f Matha,van & Lee, 1977 and Sengupta & Lee 1976).

This paper is concerned with the numerical investigation of the
effects of bottom slope, Froude number and Reynolds number vari-
ation on the virtual origins, therefore, so the details of the
verification of the model will not be discussed here.  For the
verification of the model details the reader is advised to look
into the references  (7,8 and 12),

Two types of virtual origins have been defined for free jets.
One is based on the widening of the jet and is known as geometric
virtual origin, and the second, based on the centerplane velocity
decay, is known as kinematic virtual origin (Flora & Goldschmidt,
1969).  It was found experimentally that the two origins of si-
milarity do not coincide and do not depend on  the discharge chan-
nel aspect ratio  /N but, found to depend on the turbulence in-
tensity  (Flora & aSldschmidt, 1969; Jenkins &  Holdschmidt, 1973
and Kostovinos, 1975).  In the present investigation it was at-
tempted numerically  to  see the possible influence of bottom slope,
Froude number and Reynolds number variation ori the geometric and
kinematic virtual origins for incompressible surface jets.


THEORY

The  flow of an incompressible  surface  jet entering into a  quies-
cent atmosphere of the  same  fluid  Is  considered.  Fig.(l)  shows the
discharge  canal a.nd  receiving  basin geometry considered along  with
the  boundary  conditions which  are  discussed elsewhere  in  this  paper.
The  equations  that describe  the motion of the  fluid  and^heat  trans-
fer  for  incompressible  fluids  are  the  three Navier-Stokes  equations
of momentum,  conservation of mass,  conservation  of energy  and  equ-
ation  of state, which  couples  energy  equation  to momentum equations.
These  equations are  stretched  in  the  vertical  direction using  the
relation j=Z/h(x,y).   The details  of  the  stretching  are discussed
in reference  (12).   The advantage  of  this  stretching is that  it
allows  the  same  number  of grid  points  at  shallow and deeper  parts
of the  basin  without variable  grid spacing.   The other approxima-
tions  that  are made  before  the  final  set  of  equations  obtained are:
 (1)  The vertical  equation  is  replaced by  the  hydrostatic equation,
                            1070

-------
(',:)   A  rigid-lid is plaaed  on  the top of the surface which  allows
horizontal velocities but not  vertical velocities.  In order  to
determine  the pressure on the  surface, a Polsson equation is  deri-
ved  from the two horizontal momentum equations.  (3)  The fluid
is treated as incompressible;  the coupling between momentum
-and  energy exists through the  equation of state.   (4)  The  effect
of turbulence is modelled using eddy transport coefficients.   The
final set of non-dimensional,  stretched equations  which  are  si-
milar to Sengupta  (1974) are given below.

 Continuity:


             •  M™""* U                                 / -\ \
                3y                                     (1)

 u-Momentum:


 3(hu) + 3(huu) +3(huv) + .aj^u) _ h_
  3t      3a      3g      3y     Rg

          3P         i           -,
     = _ h  	S -  h B  + — — (h—) + — —(h—)
          3a      X  Re 3av  3a;   Re 3BV 36'
          2~ T
  v-Momentum:


   Hydrostatic Equation:
                                 1071

-------
                 F  I? (-Ayi  - Ay2 4 S - V
                 h  L dot   3a    33  33     3t  v

 where

        h

 Ax-j =  /   {— (uu) + |-  (uv) + |y (uw) *  dz
        o

            h

 Axo = HD   /  udZ
   c   Ko
            0

            h
      1          5      * an     a      * an     1
 r  = —    r   r—  f A  — } + —  f A  °u- \ + _L
  x   Re    j   1 3x  l MH 3x ;   3y  { MH 3y ;   _2
          /   l ax   (  PdZ) '   dZ

          o
ENERGY EQUATION:
3_(hT)    a(huT) +   3(hvT) + ,
 ' 9t      3a         33
        _            _          . J _ 1   3_ /R*
  Pi"   3a   W     Pe  ae           2  F~3Y l v
 EQUATION OF  STATE:


 P =  1 . 02943] - . 00002QT- . OOOOO^T2                            ( 6 )


The Poisson equation for pressure is of the form

 ?        2
3 P      3 P     -
                                        1072

-------
and
      /{^ M
      0
                     - ivv) +      (vw) }   dZ
Ay  =
      1
             udZ
 Cy     Re
                                             L_l_

                                             e2 3Z
       <\  if



Vp  =  E"   } {




WHERE
                    dZ
                                dZ
     —


 u =  D —  ;  v =
     Uref
                     ;  W = n]	


                 ref        b uref
                                          ref
 x =
     L   '
             £-••   z = fr
 P =
pref Uref
                   '"'rpf        P'
             •   T    re' .   p =
             >   i  —f     >   p   —
                     'ref
                                pref
*   A

H = •
                 A
             v =
      ref
                  B* _ BH   . Bv _ BV
                            >  v -
                 ref
                            B
                        ref
                                      B
ref
                                   1073

-------
This set of equations are  to  be  solved  with appropriate initial
and boundary conditions'.   The initial  conditions used on the
velocity are, at time t = 0,  all velocities  are zero.   The temper-
ature at t=0 is equal to the  reference  temperature.   The boundary
conditions are schematically  presented  in  Figure (1).  The condi-
tions on solid walls and bottom  are  no  slip and no normal velocity
for all time, except w is  not equal  to  zero due to the hydrostatic
approximation.  The temperature  boundary condition at solid walls
is handled by assuming the walls and bottom as adiabatic i.e.
8 T            —
   =.  Where n is in the  direction  normal to the wall or bottom.
°n
The boudary  condition  at  the  open boundaries used in this investi-
gation  is ^Yr =0  where  v  is  velocity in the direction normal 'to
          3n
the boundary.  The  boundary conditions in summary for the verti-
cally stretched  co-ordinate system are

Boundary  Conditions:

On solid lateral wall :

    u  = 0

    v  = 0

    n  f 0
               _      =
    ay   93  " h  93 9y

 At the bottom of the basin  (Y=!)

    n = 0

    u = 0

    v = 0
 Along free boundaries:

  At (a = 0,  g, Y)
    UI=1, K =UI=2, K

    v = 0
                                 1074

-------
  w i- 0
 TI=1, K=TI=2,  K


PS = constant



   At (a = aL, 6, K)
    UI=IN, K = UI=IN-1, K


    v = 0


    w i- 0



    TI=IN,  K= TI=IN-1, K
     P   =  constant
  At (a,  6  "  B,  Y)
     UJN,  K =  UJN-1,  K


     v = 0


     w i- 0
     P  = constant
  At the air water interface



    n = 0  (Rigid lid)



    gu    ,   hH  ,
          hHKc
             s  } (T  - T
                  U    '
                                      1075

-------
The equations 1 to 7 are solved with the above boundary conditions
using finite difference approximations on a UNIVAC HOC Computer.

Computer Simulations

The list of cases run is given in Table (1). First a constant
density jet entering a constant depth .basin is studied for a
Reynolds number equal to 100.  Then for the same Reynolds number
the bol''Mti is changed from constant depth to smoothly sloping
bottom  i, Van 6 = 0.00*1) and is studied for a constant density jet.
The slope is then doubled (Tan 6-0.008) and the above case is
repeated for a constant density jet at Re=100.  All the above
cases are run until steady state is reached.  It took approxi-
mately  65 minutes to reach steady state.  The jet width (b/D)
and centerline velocity in the form /Uo.2 are plotted against

centerline distance (^) for the above £hree cases and are shown

in Figures  (2 to  7).  The geometric and kinematic virtual origins
are obtained in the following manner.  A straight line is fitted
in the  near region of the jet and the straight line is extended
to cut  the x-axis.  The intercept gives the geometric virtual
origin  for the jet width diagram and kinematic virtual origin
for the centerplane velocity decay diagram.

What  is interesting from these figures is that the geometric vir-
tual  origin, and, hence, jet width,.do not  seem to depend on the
bottom  slope.  Where as kinematic virtual origin is increasing
 (moving upstream  of the discharge point) indicating that the surface
centerline  velocity decreases more rapidly  with increase in slope.
As the  bottom  slope increases there is more bottom entrainment
causing the  jet velocity to decay at a more rapid rate.

The next  step  was to consider how the jet behaves when density
effects are  included.   The above three cases are repeated inclu-
ding  the  effects  of density  (i.e. Froude number is changed) and
keeping the  Reynolds  number the sa.me.  The results of these
cases are  shown  in  Figures  (8 to 13)-  Again it can be seen that
 for  the same Reynolds number the geometric  virtual origin and
hence the  jet  width is  independent  of bottom slope.  The kinema-
 tic  virtual  origin  increased as  before  indicating that surface
 centerplane  velocity decreased more ra.pidly with increased bottom
 slope.  But, an  important  effect of including  density  can be
 found by  comparing  the  cases with variable  density/to  that of
 cases with constant density.  The geometric virtual origin increased
 (i.e.  moved towards the discharge  point)  for  variable density  cases
This  is because  the jet is  spreading  in  the lateral direction more
 rapidly because  of  density  differences  between the  discharged  fluid
 and  ambient fluid and  consequent  spreading  in  a  thinner  layer  at
 the  surface.   The kinematic  virtual origin  decreased  (i.e. moved
 upstream)  for  cases with variable density  indicating  that  the
surface center plane velocity decay is  slower  than  that  of the
                                  1076

-------
case with constant density.  This is because the fluid is rising
due to buoyancy in the cases where density effects are included,
causing flow through a smaller effective cross-section.

In all the above six cases, the Reynolds number  (Re) is kept
constant equal to 100.  Its effects are studied  by increasing
Re from 100 to 285 by decreasing the reference eddy viscosity.
The results are plotted and ar.e shown  in. Figures (14 to 19).
It can be again observed here that the geometric virtual origin
is independent of bottom slope, and kinematic virtual origin is
dependent on bottom  slope.  The important effect of' Reynolds
number on virtual origins, as can be seen from Table (1) is,
geometric and kinematic virtual origins moved upsream with
the increase in Reynolds^number.  The  results of all the above
nine  cases are summarized*  In Figures  (20'to  23).


CONCLUSIONS

From  the different  cases studied, the  following  conclusions can
be  drawn:

 (1)   From the constant  depth and  two  bottom  slope  cases, it is
      concluded that  for increasing  bottom  slope, the decay  of
      centerplane  velocity  and  temperature  is faster due to  in-
      creased  entrainment,  where  as  j-et width would be  Indepen-
      dent of  bottom slope.   Also,  it  is  noticed  that geometric
      virtual  origin is  independent  of  bottom slope, and kine-
      matic virtual  origin  decreases with  increase  of slope.

 (2)   Comparison  between non-buoyant and  buoyant  jets indicate
      that geometric virtual  origin  for non-buoyant jets is  more
      upstream than  for  buoyant  jets.   The  kinematic virtual
      origin  moves further  upstream  when density  effects are
      included.

 (3)  It Is  found  that increasing the  Reynolds number moves  the
      geometric  and  kinematic virtual  origins further upstream
      of the  discharge point,


 ACKNOWLEDGEMENTS

 This work was conducted under funding from  National Aeronautic
 and  Space Administration, Kennedy Space Center.
                             1077

-------
                          REFERENCES
1.  Abramovich, G.N., "The Theory of Turbulent Jets", The
    M.I.T. Press, Cambridge, Mass., 1963.

2,  Brady, D.,-and Geyer, J., "Development of General Com-
    puter Model for Simulating Thermal Discharges in Three
    Dimensions",  Report No.7, Dept. of Geography and
    Environmental Eng., Johns Hopkins University, Baltimore,
    Md.,  (1972).

3.  Dunn, W.E,, Policastro, A.J., and Paddock, R.A., "Sur-
    face  Thermal plumes:  Evaluation of Mathematical Models
    for the Near and Complete Field", Water Resources Re-
    search Program ,• Energy and Environmental Systems Divi-
    sion, Argonne National Laboratory, Argonne, Illinois
    (Part one  and two), 1975-

4.  Flora, J.,  and Goldschmidt, V., "Virtual Origins of
    a  Free Plane Turbulent Jet", A.I. A. A., Journal 7, PP
    23^-2346.

5.  Jenkins,  P.E., and  Goldschmidt, V.,  "Mean Temperature
    and Velocity in a Plane Turbulent Jet", A.S.M.E.,
    Journal of Fluids Engineering,  95, PP 581-584.

,6.  Katsovinos, N.E.,  "A  Mote on the Spreading Rate  and
    Virtual Origin of a Plane Turbulent  Jet:, Journal of
    Fluid Mechanics,  1967, Vol.77,  Part  2, pp 305-311.

7.  Lee,  S.S., and Sengupta,  S., "Proceedings of  the
    Conference on  Waste Heat  Manatement  and Utilization",
    Miami Beach, Fla.,  9-11 May  1977-

 8.  Mathavan,  S.K.M.,  "Experimental and  Numerical Study
    of Current and Temperature Fields  in Lake Belews an
     Artificial Cooling  Lake",  Ph.D. Thesis Submitted to
     the  Department of Mechanical Engineering, University
     of Miami,  Coral  Gables, Florida, August  1977-

 9.   Paul, J.,  and  Lick, W.J.,  "A Numerical Model  for a
    Three Dimensional Variable Density  Jet", /FTAS/TR
     73-92,  Case Western Reserve  University  (1974).

10,   Sengupta,  S,, 'and  Lick,  W.J.,  "A  Numerical  Model for
    Wind  Driven Circulation  and  Temperature  Fields  in
     Lakes and Ponds",  FTAS/TR-7^-79,  Case Western Reserve
    University (1974).

11.   Sengupta,  S.,  Lee,  S.S.,  Venkata,  J., and Carter,  C.,
                              1078

-------
     "A Three Dimensional Rigid Lid Model for Thermal
     Predict.ionG11 ?  presented at the Waste Heat Management
     and Utilization, Miami Beach, Florida, May 9-11, 1977-

12.   Venkata, J., "A Numerical Investigation of Thermal
     Plumes", Ph,D, Thesis Submitted to the Department of
     Mechanical Engineering, University of Miami, Coral
     Gables, Florida, August 1977-

13,   Waldrop, VJ.K,, and Farmer, R. , "Three Dimensional Com-
     putation of Buoyant Plumes",  Journal of Geophysical
     Research, Vol,74, No,9,  (March, 1974).
                           1079

-------
                                    P=Constant
                   Y,B,J
                          v=o
Z,Y,K

I




w
C'3
OH
•
(TOP VIEW)






i

4J H
C II
CtJ *~3
-p >
W II
c ?^
O M
O II
'II 1-3
0, >

I


1 !
1

! 1




r-H
1
g
M
II
l—J
EH
II
2
M
0 II
II I-J







                                    P=Constant
                                    ui=
                                    V=0
                          UI=IN~UI=IN-1
  [    "Y,3,J
  i      w
  s      CD                 T    =T

  T     **  TANGENTIAL FLOW ONLY
        l-'H ,  F
Z Y K   o L »•
^ > I >^   rn •  h
                              (SIDE VIEW)
                 Q
         X,a,I
          r:  f\i
          aj  II
X II
O r-
O  II O  II |
II H II  H|
                 NO SLIP


       li*   TANGENTIAL FLOW ONLY
       HH
      E-1  !
      "  i   (VIEW ALONG SECTION  J-J)
                                                     H
                                                      II
                                                rH
                                                 I
                                                &
                                                M
                                                 I  O  H   H
                                                 I  O  II O  II
                                                 I  II  hH II  H
                             NO SLIP
                  Fig.l  Boundary Conditions for
                         the  Region of Computation
                               1080

-------
LIST  OF'CASES  STUDIED  AND VIRTUAL ORIGIM RES'JLTS  OBTAINED
2ase No
:>r Run
1 No


I
2
3
4
5
6
7
8
9
Slope



Constant Depth
(Slope=0.0)
Low Slooe
(Tan0=G~. 004)
High Slope
(Tan0= 0.008)
Constant Depth
(Slope 0.0)
Low Slope
(Tan0 = 0~. 004)
High Slope
(Tan0=0. 008)
Constant Depth
(Slope 0.0)
Low Slope
(TanG=0.004) "
High Slope
(Tan0=0.008)
Froude Number
(Fr) = Uo

/Ao o-ho
/ gr.o
P
0". 053
(Const Density
0.058
(Const Density
0.058
(Const Density
0.0208
(Variable
Density)
0.0208
(Variable
Density)
0.0203
(Variable
Density)
0.058
(Const Density
0.058
(Const Density
0.058
(Const Density
i
Reynolds Number
(Re)
TT T
= ref
Aref
100
100
100
100
100
100
285
285
285
Geometric Virtual
Origin

(C )

1.8
1.8
i:8
0.8
0.8
0.78
11.0
11.0
11.0
Kinematic Virtual
Origin

c2)

3-0
2.8
2.2
4.0
3-5
3-0
14.4
5-5
3-0

-------
-5  -4  -3  -2
                  9

                  8

                  7 -

                  6 -

                  5

                  4

                  3

                  2
                                     Conntant Depth i1.2ra
                                     Discharge Ve'l  »20cnv/sec
                                     Donoity        «Constant
                                     A—*                  2
   Ra
   t
i10,000cm /Bee
tlOO

«4hra  I5min
    total         	
   K2- 0.271,  C2-  -0.124 x 25
                                  I
                                      I
4  5

X/D
     10
  Fig.2   Kinematic  Virtual Origin  (Constant Depth)
                                     Constant Depth :1.2rn
                                     Discharge Vel  :20cm/sec
                                     Density        :Constant
                                     fl _ _ _ f           ^ /^ /i /-i i»\ 	*
                                     "ref
                                     Re

                                     ^otal
                                     K - 0.343,
                :10,000cm /sec
                : 100

                :4hrs ISmin
                -0.072X 25
                    8

                    7

                    6

                    5


                    4
                                   X/D
                                                          I	
 Fig.3   Geometric  Virtual Origin  (Constant Depth)
                               1082

-------
                1?

                1),

                1C



                 e.
!_._. 1
 '  Discharge Width: 25ra
 '  Discharga Vel.  : 20 cm/sec
/  Density        : Constant
                                        /
                                           K2 " 0.3028
                                                           -0.116 x 25
-5 -4-3-2-10 12 34 5 67 8 9 10 11
Fig. 4 Kinem
Tan 0
ll
10
9
b 8
D
7
6
5
4
3
2
1
atic Virtual Origin (For Sloping Botton
=0.004)
^-^
-
Discharge Width:. 25m
Discharge Vel. : 20 cm/sec
Density : Constant
KX " 0.28. CJL -= -O.Q72 x 25
-
-
-
^^£-+
^^^^^^ ^
i i i i i i i it l 	 .
-5-4-3-21-1- 0 1 2 3 4 5 6 7 8 9 10
hH g
     Fig.5   Geometric Virtual Origin (For  Sloping Bottom
             Tan 0=0.004)
                                1083

-------
                                       Discharge Width i  25m
                                       Discharge Vol.  :  20 cm/sec
                                                     i  Constant
                                                   C « 0. -0.033 x 25
5-4   -3-2-10  1   2   3  4   5   67   8  9  10
    Fig.6  Kinematic Virtual  Origin  (For  Sloping Bottom
           Tan 0 =0.008)

b
D

11
10
9
e
7
6


1
^


Discharge Width : 25m
Discharge Vel. : 20 cm/sec
Density « Constant
t
KX = 0.28. CJL" -0.072 x 25

                        t   i   i    i   i
                                            '   <   '
                                                            L
5-4-3-2-10   1  2   3   4   5   6  7   8   9  10  11  12  13
                                  3t
                                  O


    Fig.7  Geometric Virtual Origin (For Sloping  Bottom
           Tan  0=0.008)
                                     1084

-------
                               Constant Depth
                               Discharge Vcl:20cm/s«e
                               Discharge Temp:35.9°C
                               "ref
                               Re
                               t
                                total        :65min
                               Kinematic Origin  :-4
                                           -0.16x 25
        
-------
                                   Slope Case
                               Discharge Velocity
                               Discharge Tamparature
                               Re
: 20cm/
 -> r n^
                                                     sec
                                                     : 10,000cm /sec
                                                     :100
                                total                 :65min
                               Kinematic.Origin       s-3.4
                                K-- 0.294,  C-- -0.136x 25
  -4  -3   -2-1   01
                    23456789

                           X/D
      Fig.10   Kinematic  Virtual Origin  (For Sloping  Bottom
               ian  0—0.004)

                                Low Slope Case
                                Discharge Velocity     :20cm/sec
                               'Discharge Temparature  :35.9°c

                                Aref                  :10,OOOcm2/Eec
                                Re                    :100
                                 total                :65min
                                Geometric Origin       :-0.8
                                   0.714, C,= -0.032X 25
                       234567S9
-4  -3  -
Fig. 11
                                    Origin  (For  Sloping Bottom
                             1086

-------
                                           High Slope Caoe
                                           Discharge Velocity
                                           Discharge Temparatura  :35.9°C
-4
                                           "ref
                                           Re
                                           ^otal
                                           Kinematic Origin
                     tlO,000cm />ec
                     jlOO
                     t 6Smin
                     :-3
K2=0.33,
                                                       -0.12 x 25
      Fig.12,  Kinematic  Virtual  Origin (For  Sloping Bottom
               Tan  0=0.008)
                            High Slope Case
                            Discharge Velocity
                            Discharge Temparatuo

                            Aref
                            Re
                            t
      : 20cTr/sec
      :35.9°C

      j10,000cm  /sec
      jlOO
                             total                :65min
                            Geometric Origin       :-C.73
                                0.714, C= -0.032X 25
  li   i    i XI   I    I   I	I	I	I	i	a	U
 -4  -3  -2  -1  0   1   2   3    4   5   6   7   B   5^
                            X/D

      Fig.13   Geometric Virtual  Origin (For  Sloping Bottom
               Tan  0=0.008)
                                     1087

-------
                                                    CONSTANT DEPTH
                                                    Discharge Vel
                                                    Discharge Width
                                                     max
                                                    «20 en/sec
                                                    s25 m
                                                    i 500 m
                                                    i425 m
                                                    :3,500 en /sec
                                                    j235

                                  total              :65min
                                 K2 - 0.069, c_- -0.576X  25
                                                    P.£f£olds No (Re)

                                                    t
-16  -14 -12 -10  -8-6-4-2   0   2   4   6   8  10  12  14  16   13  20
                                                    X/D
         Fig.14   Kinematic Virtual  Origin  (Constant  Depth)
 CONSTANT DEPTH
 Discharge Vel
 Discharge Width
 Rt-.ioldg No (Re)
 t
  total
 K1=0.09,  c," -0.44  x 25
=1.2 m
i  20 cm/sec
:  25 m
:  500 m
i  425 m   ,
:  3,500 cm /sec
:  285
«  65 min
   -11  -10  -9  -8  -7  -6-5-4-3-2-1   01   2   3   4   5
                                                           X/D


         Fig.15   Geometric Virtual  Origin (Constant  Depth)
                                          1088

-------
                                      LOW SLOPE
                                      Discharge Vel
                                      Discharge width
                                      L
                                      .max
                                       ref
                                      Reynolds No (Re)
                                      ttotal
           i  20 en/sec
           i  25 meters
           i  SOOmeters
           :  425 meters
           ,3500 cn2/sec
           ,285
           :  65 minutes

        -0.22 x 25
-6  r5  -4  -3  -2  -1 0.0   12
345

     X/D
               10  11
    Fig.16   Kinematic  Virtual  Origin (For  Sloping Bottom
              Tan  0=0.004)
                              13.0


                              12.0


                              11.0

                              10.0
                             I

                               9.0

                        (b/0)   8.0

                               7.0


                               6.0

                               5.0


                               4.0

                               3.0
LOW SLOPE
Discharge Vel:
Discharge width
   ,
 ref
Reynolds No (Re)

fc
                            :  20 cm/cec
                            :  25 meters
                            :  SCO rceLers
                            :  425 naters
                                     2
                            :  3 , 500 czi /sec
                            :  285
 "total
^=0.09,
                            :  65 ninutea
                       -0.44x 25
                                                                    I	I
-11
-10 -9 -a

-7 -6
Kn

-5 -4

-3 -2 -1 0.

D 1
2
345
X/D
C
7
8
9 10
    Fig.17   Geometric  Virtual Origin  (For Sloping  Bottom
              Tan  0=0.004)
                                       1089

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                                        Severe Slope
                                        Discharge Velocity:  20 cm/sec
                                        Discharge Width, D:  25 m    ,
                                                         i  3,500 cm V»«c
                                                No       i  285
                                                         :  65 minutes
                                          total
                                         K2-T).3, Cy -0.12 x 25
         J	L
                      4.0


                      3.5

                      3.0

                      2.5

                      2.0


                      1.5

                       1.0

                       X
                       >.5

                      _L
                              J	i   I    I
                                                 i   il    l
    -6  -5  -4  -3  -2  -1
                                         4   5
                                           (X/D)
                                                     7  8
         Fig.18   Kinematic  Virtual  Origin (For  Sloping Bottom
                  Tan  0=0.008)

 Severe Slope
 Discharge Velocity :  20 cm/sec
 Discharge Width    :  25 m
                  :  3,500 cn\2/sec
                  :  2B5
Reynolds NO (Re)
   = 0.037,
                 : 65 minutes
              -0.44 x 25
-12  -11 -10  -9  -8-7-6-5-4-3-2-10   1   2  3   4   5   6   7
         Fig.19   Geometric Virtual  Origin  (For  Sloping  Bottom
                   Tan  0=0.008)
                                        1090

-------
o
<£>
              15
                                            Re=285

                                            Re=100
                0.0
             Fig.20
0.002   0.004   0.006  0.008

    ~Bottom Slope in radians
                                               0.01
 Figure Showing the Relation
 Between Bottom,Slope and
 Kinematic  Virtual Origin  for
 Two Reynolds  Numbers (Constant
 Density Jet)
                                                                         1
                                                                1. Constant Depth
                                                                2. LOW Slope
                                                                3. High Slope
                                                                                      1
                                                                                             I
                                                                                                    I
                                                                   0.0   0.002  0.004   0.006   O.OOJ  0.01

                                                                            Slope in radians
Fig.21   Figure Showing  the Relation
         Between Bottom  Slope and
         Kinematic Virtual Origin  for
         Re=100 (Variable Density  Jet)

-------
APPENDIX



AH       horizontal kinematic eddy viscosity



Ay       vertical kinematic eddy viscosity



A^       vertical eddy viscosity
 iLt


A        reference kinematic eddy viscosity




AV       VAref


BH       horizontal diffusivity



By       vertical diffusivity



Bref     reference diffusivity




BV       VBref



B        vertical conductivity  pC EL,
  z                                p  v



C        specific heat at  constant pressure



Eu       Euler  number



f        Coriolis parameter



Fr       Froude number



g        acceleration due  to gravity



h        depth  at any location  in the  basin



H        reference depth



I        grid  index  in x-direction or  a  direction



J        grid  index  in y-direction or  3  direction



K        grid  index  in  z-direction or  y  direction



k        thermal  conductivity



K        surface  heat transfer  coefficient
  s


L       horizontal  length scale



P        pressure
                             1092

-------
P        surface pressure


 5                                  A
Pr       turbulent Prandtl number   (5——-)

                                    Bref



Pe       Peclet number



Q*       heat sources or  sinks



Re       Reynolds number  (.turbulent)



T        temperature



T  .      air temperature
 air            b


T   „     reference temperature



T,-,       equilibrium  temperature
 ilj


t        time



 t   „     reference time
  ref


 u        velocity  in  x-direction



 v        velocity  in  y-direction



 w        velocity  in  z-direction



 x        horizontal  coordinate



 y        horizontal  doordinate



 z       vertical  coordinate



 Greek Letters



 a        horizontal  coordinate  in stretched system



 6        horizontal  coordinate  in stretched system



 Y        vertical  coordinate in stretched system



 U        absolute  viscosity



 p        density



 $        dissipation terms in energy equation



 T        surface shear stress in x-direction
                               1093

-------
T          surface shear  stress  in .y-dlrection
 yz                                ^
Superscripts
(  )        dimensional quantity
'( %)        dimensional mean quantity
( '}        dimensional fluctuating  quantity
(  )       dimensional quantity
    ref    reference quantity
The relation between K-,, K2, jet width and centerplane velocity
decay are given by the following relation

I- vt-v
 2 -  Vt - V
 where
 K, = rate  of widening of the jet
 Kp = s.lope  of centerline velocity deca,y
 C  =• location of  the geometric virtual origin from the dis.cha.rge
     canal  made dimenslonles.3 by discharge canal width
 Cp = location of  the kinematic virtual origin from the dis.cha.rge
     canal  made dimensionless by discharge canal width
 b  = jet width
 d  = discharge canal width
 Urn = velocity at  the axis of the jet
 Uo - discharge velocity
 x  = distance along the axis measured from the mouth of th.e jet
                                1094

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            METEOROLOGICAL EFFECTS FROM LARGE COOLING LAKES
                      F. A. Huff and J. L. Vogel
                     Illinois State Water Survey
                       Urbana, Illinois U.S.A.
ABSTRACT

A 30-month field program to evaluate atmospheric effects from waste heat
dissipation by large cooling lakes was recently completed in Illinois.
Extensive meteorological instrumentation was employed along with radar and
satellite data in the evaluation.  Results indicated that meteorological
effects perpetrated by single power plants are usually insignificant with
respect to initiation or enhancement of clouds, precipitation, and fog
under the climatic and topographic conditions prevalent in Illinois.
Although fog initiation and enhancement are not infrequent in the cold
season, the induced visibility restrictions are seldom severe and the
downwind extent of the lake effect is usually less than 0.8 km.
INTRODUCTION

As the demand for electrical energy increases, many more power plants
will use auxiliary cooling methods, such as cooling lakes and cooling
towers, for the disposal of waste heat.  The effect these auxiliary cooling
methods have upon the atmosphere are largely unknown  [l].  To measure the
atmospheric effects associated with waste heat disposal from large cooling
lakes, an extensive field program was conducted by the Illinois State
Water Survey under contract with the Electric Power Research Institute
(EPRI).  The program was carried out at Baldwin Lake  in southwestern
Illinois where an 1800 MWe power plant is operated by the Illinois Power
Company.  The investigation centered on the 2200-acre cooling lake and the
surrounding region to determine possible effects on the initiation and
enhancement of steam fog, cloudiness, and rainfall.   Some results from
this recently completed 30-month program are presented here.

Baldwin is situated 72 km (45 miles) SSE of St. Louis, Mo., in a temperate
climate characterized by frequent intrusions of cold  air, especially in
winter.  Most of the instruments were installed by the summer of 1976
and the field program ran until March 1978.

Within the instrument network (Fig. 1), temperature and humidity were
measured at ground level at 21 locations within an area of approximately
50 km^.  At five sites, wind was measured at a single level.  At five
instrumented towers, three levels of temperature and  humidity and two
levels of wind were recorded.  Water temperatures were measured at six
sites.  Two net radiometers, a recording evaporimeter, recording raingage,
                                  1095

-------
microbarograph, and transmissometer were operated to provide a complete
array of meteorological measurements.  A non-recording raingage network
extending within and beyond the basic instrument network was operated also.
Routine visibility measurements and photographs of weather conditions were
made by the project observer.  Satellite data from the summer of 1975 were
used to help assess cloud conditions.
STEAM FOG

A major atmospheric effect and one of the most visible effects associated
with cooling lakes is the initiation and/or the enhancement of steam fog
[1, 2, 3, 4].  During the 20-month period from September 1976 to March
1978, 185 steam fog days were recorded by the Baldwin observer (Table 1).
The frequency of these events by season and visibility (intensity) were
further divided into initiation and enhancement days.  Enhancement days
were defined as those when natural fog and steam fog occurred simultaneous-
ly and the  steam fog significantly reduced the visibility.  Initiation
days were those having steam fog with no natural fog present.  The maximum
frequency of all steam fog events occurred in winter with a secondary
maximum in  fall.  The frequency of steam fog was at a minimum in both
spring and  summer.

For this study, dense fog was considered to have a visibility of 0.4 km
(0.25 mile) or less.  It was felt that such visibilities would be intense
enough to impair normal driving.  The Transportation Research Board of the
National Research Council  [5] indicates that the performance of a driver
is not affected seriously-until the visibility drops below 0.2 km (600
feet).  Thus, the dense fog definition for Baldwin provides a conservative
estimate of the number of times this event could impair normal road traf-
fic, if the steam fog moved from the lake across a road surface.

Dense fog maximized over Baldwin during winter with twice as many
occurrences than any other season.  During the winter of 1976-1977 all
dense fogs  but one were due to the initiation of steam fog over the
cooling lake.  During the winter of 1976-1977 little natural fog formed,
although it tends to maximize during this season [2].  However, during the
winter of 1977-1978 natural fog formed more frequently.  Winter enhance-
ment was observed on 10 days, and seven of these were associated with
dense fog.  Dense fog over the cooling lake in the other seasons was
associated  usually with fog enhancement, rather than initiation.

The frequency and intensities of steam fog initiation maximized during
fall and winter and decreased markedly during spring.  Only five incidents
of steam fog initiation were noted during the summer, all with visibili-
ties of 1.6 km  (1 mile) or greater.  Although the enhancement of natural
fog by steam fog occurred in all seasons, it maximized (unexpectedly)
during the  summer of 1977.  Normally, the enhancement effect will maximize
during fall and winter, when the climatic maximum of fog days occurs over
                                   1096

-------
Illinois [2].  However, it will have temporal variance since it is
strongly related to the frequency and intensity of natural fog events.

Steam fog over the cooling lake will have only minor impacts upon the
movement of vehicles if it is confined to the boundaries of the lake, and
no roads are built over or immediately adjacent to the lake.  However, if
steam fog moves off the lake it can reduce significantly the visibility
across roads and cause problems for motor-vehicle traffic.  Only 38% of
all the steam fog events  (71 of 185) were observed to travel beyond the
boundaries of the lake, and 78% (55 of 71) did not extend more than 0.2 km
(-Table 2).  On days when steam fog was initiated over the cooling lake
only 25% of these fogs moved beyond the boundary of the lake, while nearly
50% (23 of 48) of the enhancement days experienced some horizontal movement
from the lake.

In general, the more intense the steam fog the farther it moved beyond
the lake. All fogs which moved 1.6 km (1 mile) or more were associated
with steam fog that initiated over the lake and the lowest visibility
associated with these steam fog events was 0.4 km (0.25 mile) or less.
On enhancement days no visibility reductions due to steam fog were noted
beyond 0.8 km (0.5 mile).  However, it is possible that steam fog could
reduce the visibility farther downwind under certain conditions, especially
if the natural fog formed with nearly calm wind conditions and the steam
fog traveled along natural low-lying areas adjacent to the cooling lake.
Such a situation was not observed with natural fog present, but it was
observed to occur on two days when steam fog was initiated over the cooling
lake.  The fog on these days drifted from the lake and traveled by gravity
flow along dry creek beds up to distances of 6.5 km (4 miles) from the
lake, with much reduced visibilities.

The relation between the intensity of steam fog and the horizontal extent
is quite strong.  Of the 24 steam fog events which initiated over the
cooling lake with visibility of 0.4 km (0.25 mile) or less, 22 experienced
some horizontal movement.  Similarly, 13 of the 21 dense fog cases with
enhancement experienced some horizontal movement from the lake when
visibility was 0.4 km or  less.

The initiation of steam fog has been linked to the difference between the
water and air temperatures and the saturation deficit of the ambient air
[2],  The water-air temperature difference for initiation days was greater
than on days when the natural fog was present for the same fog intensity.
This is due to the greater saturation deficit of the air on initiation
days.  More water vapor has to be evaporated before -condensation in the
air is reached on initiation than on enhancement days.  The more intense
steam fogs that initiated during winter formed i\dth ambient saturation
deficits of 1 gm/kgm or less, and the water-air temperature difference
was generally 19-4°C (35°F) or greater.

Synoptically, many of the steam fogs formed when a cold air mass was over
the cooling lake.  The formation was not often associated with frontal
                                  1097

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activity.  Typically, it occurred with cold, stable air when the water
temperature was much warmer than the air temperature.   Comparisons with
steam fog observations over the Dresden cooling lake in the colder winter
climate of northern Illinois showed similar steam fog distributions [6].
ENHANCEMENT OF CLOUDINESS

Satellite photographs taken during the summer of 1975 were used to
investigate cooling lake effects on the time-space distribution of
cloudiness.  Analyses were made for two cooling lakes in southern Illinois
(Baldwin and Coffeen) and for a much larger, control lake (Carlyle).   No
evidence was found that the cooling lakes or control lake had any signifi-
cant effect upon the summer cloud frequencies, and,  consequently, upon
precipitation.  There was some evidence, however,  that local terrain
features in the study region, ridges and river valleys,  do influence the
spatial distribution of clouds, primarily cumulus  and cumulonimbus.

The potential cooling lake effect was investigated further through use
of available radar data for summer during 1971 to  1975.   Results supported
the satellite findings with respect to the two cooling lakes.  However,
the larger control lake (Carlyle) appeared to have some influence on the
initiation of convective precipitation when atmospheric motions were
parallel to the major axis of this elongated lake.

Thus, .it was concluded from the satellite and radar evidence that cooling
lakes the size of Baldwin and Coffeen have little  or no effect upon the
initiation of convective cloudiness or precipitation.   However, much
larger cooling lakes, as indicated by the Carlyle  findings,  could enhance
convective activity when the low-level air and clouds have a relatively
long travel time over the lake.  Otherwise, most cooling lakes have a
minimal impact upon the initiation and enhancement of convective cloudiness
and should produce no environmental problems of significance in this
direction.
RAINFALL

A dense raingage network was operated in the Baldwin area during
July-November 1976 and March-November 1977.  The objective was to
investigate potential effects upon the regional rainfall pattern resulting
from waste heat discharges into the cooling lake associated with the
Baldwin power plant.  Analyses were performed to determine the seasonal
distributions of total rainfall, frequency of rainfall events, effect of
storm movements on network rainfall patterns, and the relation between
rainfall and synoptic weather types.

Results of the 2-year study were inconclusive.  There was a persistent
high in the Baldwin network located 10-15 km E-ENE of the center of the
lake when rainfall for the two years was combined, and this apparent
                                  1098

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anomaly was especially prominent with storms moving from the SW quadrant,
which place the lake directly upwind of the observed maximum.  However,
the rainfall maxima within the network were in agreement with the natural
rainfall distribution for southern Illinois during the sampling periods,
as revealed by the National Weather Service climatic network data.

The most positive evidence of a localized anomaly was its persistence in
location during the sampling period.  If this is a localized anomaly, it
could also be related to topographic features to the west (upwind) of the
network where ridges and bluffs apparently stimulate the development of
cumulus and cumulonimbus, as indicated in the previous discussion on
enhancement of convective clouds.  Since no evidence was found of con-
vective cloud stimulation downwind of the lake, it appears unlikely that
.the relatively high rainfall in the eastern part of the Baldwin Network in
1976-1977 can be attributed to a cooling lake effect on the environment.
On the basis of presently available information, it is concluded that
cooling lakes of the size of Baldwin (2200 acres) will not significantly
modify the precipitation regime in the surrounding area.
CONCLUSIONS

Meteorological effects from cooling lakes associated with single power
plants are usually insignificant in Illinois and other areas of similar
climate and topography.  There was no evidence in the Baldwin study of
significant lake effects upon clouds and precipitation.  Most cases of
fog initiation or enhancement occurred in the cold season, and the down-
wind extent of lake-influenced fog was usually less than 0.8 km (0.5 mi).
Dense fog  (visibility 50.4 km) occurred in less than 25% of the fog
events.
REFERENCES

1.  Ackermann, William C.  Research Needs on Waste Heat Transfer from
    Large Sources in the Environment.  Urbana, 111.:  Report to National
    Science Foundation, Grant GI-30971, Illinois State Water Survey, 1971.

2.  Huff, F. A., and J. L. Vogel.  Atmospheric Effects from Waste Heat
    Transfer Associated with Cooling Lakes.  Urbana, 111.:  Report to
    National Science Foundation, Grant GI-35841, 1973.

3.  Vogel, J. L. , and F. A. Huff.  "Fog Effects from Power Plant Cooling
    Lakes."  J. Appl. Meteor., Vol. 14, 1975, 868-872.

4.  Murray and Trettel, Inc.  Report on Meteorological Aspects of Operating
    the Man-Made Cooling Lake and Sprays at Dresden Nuclear Power Station,
    Chicago, 111.:  Prepared for Commonweath Edison Company, 1973.
                                 1099

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5.  Heiss, W. H.  Highway Fog Visibility Measures and Guidance Systems.
    Washington, D.C.:  Transportation Research Board, National Research
    Council, 1976.  National Cooperative Highway Research Program Report
    171.

6.  Vogel, J. L., and F. A. Huff.  "Steam Fog Occurrences over Cooling
    Lakes."  Boston, Mass.:  Preprints Sixth Conference on Planned and
    Inadvertent Weather Modification.  American Meteorological Society,
    1977, 69-72.
                                   1100

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                                        Table 1
             FREQUENCY OF BALDWIN COOLING LAKE STEAM FOGS AND VISIBILITIES
   Season

Fall 76
Winter 76-77
Spring 77
Summer 77
Fall 77
Winter 77-78
March 78
Total
                           ,  initiations
                         'Visibilities (km)
                                                  Enhancements

50.4
2
10
0
0
2
9
1
>0.4-
51.6
5
5
1
0
1
2
0
>1.6-
58.0
7
4
6
4
4
8
1

>8
8
10
9
1
16
20
1

Total
22
29
16
5
23
39
3
24
14
34
65
137
<0.4

  3
  1
  0
  4
  4
  7
 _!
 21
Visibilities
>0.4-
51.6
3
0
1
6
5
2
2
>1.6-
58.0
1
0
0
4
0
1
2
(km)

>8
0
0
0
0
0
0
0
19
Total

   7
   1
   1
  14
   9
  10
  _6

  48

-------
o
K)
                                                      Table  2

                         FREQUENCY OF  BALDWIN COOLING  LAKE STEAM'FOGS  WITH  HORIZONTAL EXTENT
Total
                                      Initiation  Days
                                   Horizontal  Extent  (km)
                   Enhancement Days
                 Horizontal Extent (km)

Visibility
50.4
>0.4-5l.6
>1.6 58.0
>8.0

50.2
11
4
8
12
>0.2-
50.8
6
2
0
0
>0.8-
51.6
2
0
0
0

>1.6
3
0
0
0

Total
22
6
8
12

50.2
10
8
1
0
>0.2-
fO.8
3
1
0
0
>0.8-
fl.6
0
0
0
0

>1.6
0
0
0
0

Total
13
9
1
0
                             35
48
19
23

-------
                                                                             2
                                                                             o
W
                                               V-V/ELEVATION, 430 ft:'
  E  X P L A

A  TOWER
•  SHELTER

0  SHELTER
           NA
          AND
   WATER AND AIR
    TEMPERATURE
D  RAINGAGE, EVAPORIMETER
    TRANSMISSOMETER
                                                                                        6
                                                                                        •
                     Figure 1.   Baldwin  instrument network
                                          H03-

-------
       COMPUTER SIMULATION OF MESO-SCALE METEOROLOGICAL EFFECTS OF
                 ALTERNATIVE WASTE-HEAT DISPOSAL METHODS
                      J.P. Pandolfo and C.A. Jacobs
               The Center for the Environment and Man, Inc.
                      Hartford, Connecticut  U.S.A.
ABSTRACT

The preliminary use of a physically complete land-sea-air boundary layer mo-
del is described in the simulation of the meteorological effects of artifi-
cial heat inputs.  The model provides solutions obtained by temporal inte-
gration of the Eulerian conservation equations.  Taken into account are
stability-(Richardson number)-dependent mixing, complex topography, spatially
varying interface properties, and cloud-dependent radiative heating (cooling).
Clouds may be externally specified, or internally generated in the model by
exercising a model input option.  In the example described, simulation of the
effects of hypothetically arranged dry cooling towers in the Rhine valley of
Switzerland was carried out  (in cooperation with the Institute of Reactor
Research of Switzerland).  Simulated effects on the mesoscale temperature
structure of the atmosphere's lowest kilometer, as well as on the slope-
valley circulation as resolved on a 3-km horizontal grid, are presented for
a clear summer day.
INTRODUCTION

A physically complete land-sea-air boundary layer model has been used in the
simulation of the meteorological effects of artificial heat inputs.  The mo-
del provides solutions obtained by temporal integration of the Eulerian con-
servation equations on a relatively fine (1- to 10-km horizontal, 1- to 100-m
vertical) spatial mesh, with complex momentum, heat, and moisture sources.

Taken into account are stability-(Richardson number)-dependent mixing, com-
plex topography, spatially varying interface properties, and cloud-dependent
radiative heating  (cooling).  Clouds may be externally specified, or intern-
ally generated in the model by exercising a model input option.  The model's
physical equations, and a previous application in studying inadvertent wea-
ther modification, are described by Atwater fl].

In the study described in this paper, the overall objective was defined by
the Institute for Reactor Research (EIR) of Switzerland.  It is

    "to identify and quantify the impact of man's industrialization on
     the climate of the Rhine River Valley in the region about Basel.
     In particular, the climatic effects resulting from alternative
     scenarios involving the size and locations of new electric power
     generating facilities will be explored."
                                    1104

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The reason for this objective becomes apparent when  it  is pointed  out  that
with present and projected power generating  facilities,  the man-made heat in-
put to the atmosphere over the region will amount  to 50 percent or more  of
the solar heat input to the region  in the winter-time.

The initial phases of this study involved extensive  data gathering efforts in
the region, including the construction of a  pilot-test  cooling tower,  and the
derivation of a general numerical model  of the cooling  tower plume [2].   This
work was begun, and continues, at EIR  (Switzerland).

Later in the project, the preparation and use of a valley-scale meteorologi-
cal model to be used in conjunction with the research products of  these  ac-
tivities was begun in a joint CEM-EIR project.   A  series of numerical  experi-
ments was defined to assess the  feasibility  of using such a general meteoro-
logical model in this study.  These began with one-dimensional  (horizontal
variation terms of the Eulerian  equations prespecified  from observations)
simulations of the diumally varying vertical structure of the atmospheric
boundary layer  [3].  They  continued with two-dimensional (along-valley vari-
ations  specified from observations) simulations  of the  diurnally varying atmo-
spheric structure in a cross-valley section. We have now completed the  first
of our  three-dimensional simulation experiments, which  is described here.

In this experiment, we wished to determine whether practically obtainable in-
itial three-dimensional data sets  (derived from  scattered observations inte-
grated  into one- and two-dimensional model simulations) could be used in  a
usefully detailed three-dimensional spatial  grid,  and integrated over  useful
periods of time  (a few days per  simulation), without generating computational
errors  so large as to make the three-dimensional simulation results uselessly
unrealistic.  Furthermore, this  was to be carried  out within practical limi-
tations on computer size and availability.
 THE FIRST THREE-DIMENSIONAL SIMULATION EXPERIMENT

 The scenario used for this feasibility experiment introduced 2000 MW of waste
 sensible heat at each of three ("dry tower")  locations spaced approximately
 at equal intervals along the main valley floor (grid-square centers marked
 with the symbol m  on Fig-  la).   Figure la also  shows  the  smoothed topography
 on the basic 3kmx3km horizontal grid.   The main  Rhine  valley is generally
 oriented E-W, but turns sharply to the north at  the west end of the region
 (in grid columns 1-4).  A side valley branches generally north at grid column
 12.   Three other side valleys branch generally south at grid columns 4, 8,
 and 15.   Features apparently associated with these secondary valleys are evi-
 dent in the solution temperature and flow patterns shown in later figures.

 The boundary ridge elevations are highly asymmetric.  The  most pronounced
 ridge lies on the eastern half of the northern boundary, with a much lower,
 interrupted, ridge along the southern and southwestern boundary.  The most
 intense slope is oriented N-S, east of grid column 12, and north of the main
 valley.   Features of the solution temperature and flow fields apparently re-
 lated to this topographic feature are also evident in  later solutions.
                                     1105

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The large-scale weather situation specified for this experiment was  one  of
clear, early-summer  (near-solstice) conditions with weak  synoptic-scale  flow.
The integration was carried out on a three-dimensional  spatial mesh  contain-
ing 7(north-south) x 20(east-west) x 27(vertical) points.   It was  found  ex-
perimentally that 36-second time steps were required to ensure numerical sta-
bility.  As a consequence, it was found that almost exactly one hour of  CRAY-1
CPU time  (or about two hours of CDC-7600 time) was required for each simula-
tion day of real time.*
SOLUTION FIELDS FOR THE FIRST EXPERIMENT

Solution features are  shown for two times of day—viz.,  1707  sun time  (ST)
June 23rd, and 0507 ST June 24th.  There are presented for  each of the two
times of day the basic ("CONTROL") unperturbed temperature  and horizontal
flow fields at 8-m and 300-m elevation  (above terrain).  There are also  shown
difference fields in which the temperature and horizontal flow vector differ-
ences  ("DRY TOWER MINUS CONTROL") are plotted at 8-m (above terrain) elevation.

Only a cursory discussion of these results is justified  at  this time.  We
point out that generally reasonable "CONTROL RUN" results have been obtained.
Results at 1900 and 3100 time steps of integration are shown.  These results
are reasonable in that they show:
  11 a general, relatively deep, upslope and upvalley daytime flow
       (Fig. 2a,b);
  2) a generally shallow downslope, downvalley flow at night  (Fig. 4a,b);
  3) relatively weak,  deep, daytime temperature maxima over the valley in
      terrain-parallel surfaces  (not shown) -, and
  4) relatively intense, shallow night-time temperature  minima over the
      valley in terrain-parallel surfaces  (Fig. 3a,b).
In addition, the general correspondence between the scattered wind measure-
ments  (Fig. Ib) and the solution wind fields  (Fig. 4a) is to be noted.

Details in these general fields require more investigation.  For example, the
ridge-parallel jet-like detail at 300 m found to be:
  1) N-S in the daytime flow pattern along grid columns  2,  3, 4, and W-E
      at grid columns  17-20, rows 3-5 (Fig. 2b);
  2) N-S in the night  flow pattern along grid columns 4-9  (Fig. 4b);
is similar in general  intensity, orientation, and vertical  structure to  that
found in the much more highly idealized models of Mason  and Sykes  [4].  A se-
quence of stepped idealizations from our model to their  model will serve to
investigate the underlying physics of the apparent similarity.  Though this
sequence of experiments is easy to formulate, it will require a few hours of
computer time to carry out.

The temperature perturbations by the intense waste-heat  sources are qualita-
tively reasonable.  Relatively weak (against a strong solar radiation back-
ground) daytime maximum differences are evident  (Fig. 5a).  More intense
night-time maxima are  evident in Fig. 6a.  The wind disturbance is less
   Acknowledgement is made to the NCAR, which is sponsored by the NSF,
   the computing time used in this research.
                                    1106

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systematic.  The daytime flow at 8 m  is generally countered,  and locally re-
versed, with wide-spread vector differences  as  large  as and opposing the con-
trol run winds  (Figs. 2a, 5b).  The night-time  flow is  perturbed strongly
only locally in the S-W portion of the region  (Figs.  4a,  6b).
SUMMARY AND PLANS FOR FURTHER INVESTIGATION

The first experimental results exhibit significant disturbance of the control
run daytime meso-scale slope-valley circulation.  They also  show wide-spread
temperature increases of about 1°C in clear,  summer, daytime in-valley tem-
perature and 3°C increases in clear, summer,  night-time temperatures.

The large-scale weather situation dealt with  in this experiment constitutes  a
"near-worst" case in terms of the computational requirements, a "far-from-
worst" case in terms of the relative magnitude of waste-heat to natural  solar
heat input  (about 4% over the total area, and for the day of the year, and
the clear conditions considered) and perhaps  a "semi-worst"  case in terms of
natural flow disruption because of the weak large-scale flow component and
the strong  solar input.

These characterizations remain to be more precisely defined  by carrying  out
other experiments in other weather  (particularly cloudy-winter) conditions.

There also  remains to be more precisely assessed the level of "computational
noise" still present in the solutions.  A two-pronged approach to this assess-
ment is planned: one branch obtaining more detailed observations scheduled
and placed  in accordance with previously obtained model solutions; the other,
more theoretical, branch studying stepwise physical idealizations, and ap-
plied mathematical questions  (e.g., the influence of the finite-difference
schemes and the lateral boundary conditions chosen).

Finally, and to some extent, concurrently, alternative waste-heat disposal
methods must be simulated, including variation of type  (wet  cooling towers)
and location  (e.g., ridge or on-slope rather  than in-valley  location).
REFERENCES

 [1]  M.A. Atwater, "Urbanization and Pollutant Effects on the Thermal Struc-
         ture in Four Climatic Regimes," J. Appl. Meteoy., 16, 1977  (Sep).
 [2]  F. Gassman, D. Burki, D. Haschke, R. Morel, Flugmessungen in de? atmo-
         spharisahen Grenzsohidht, EIR-Bericht Nr. 334, Eidg. Inst.  fiir
         Reaktorforschung Wvirenlingen, Schweiz  (Switzerland), 1978.
 [3]  D. Haschke, F. Gassman, F. Rudin, Eindinrensionale3 zeitabhangige Simu-
         lation dez> planetarischen Grenzschicht weber eine 48-Stundsn Periods,
         EIR-Bericht Nr. 337, Eidg. Institut fur Reaktorforschung Wurenlingen,
         Schweiz (Switzerland), 1978:
 [4]  P.J. Mason and R.I. Sykes, "On the interaction of topography and Ekman
         boundary layer pumping in a stratified atmosphere," Quart.  J* Roy.
         Meteor. Soc., 104, 475-490, 1978.
                                    1107

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FIGURE la.  Basic  topography with dry cooling tower locations.   Elevation
            is  in  meters.
                                                                   468.
                                                                   i  ' i
                                                                   —r
T	1	1	r
                                                      FL
     KE't
I
        OB
 I
           I
I
1
PR

I
I
I
I
J
I
I
I
I
FIGURE Ib.  Observed hourly mean wind at 10 meters,  0500-0600  sun time,
            23 June 1976.  The magnitude of the maximum wind vector  (cm/s)
            in the field is shown in the upper right-hand corner.
                                    1108

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                                                                    640,
FIGURE 2a.  Control run horizontal wind at 8 meter  elevation  at 1707 sun
            time.  The magnitude of the maximum wind vector  (cm/s)  in the
            field is shown in the upper right-hand  corner.
                                                                   917,
   \
FIGURE 2b.  Control run horizontal wind at 300 meter elevation  at  1707  sun
            time.  The magnitude of the maximum wind vector  (cm/s) in the
            field is shown in the upper right-hand corner.
                                   1109

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FIGURE 3a.  Control run temperature at  8 meter  elevation at 0507  sun time.
                                  i    i    i    i\  \ i
FIGURE 3b.  Control run temperature  at  300 meter elevation at 0507 sun time.
                                   1110

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                                                                    468.
                                                                       \
FIGURE 4a.  Control run horizontal wind  at  8 meter  elevation  at  0507  sun
            time.  The magnitude of the  maximum wind vector  (cm/s)  in  the
            field is shown in the upper  right-hand  corner.
                                                                     933,
FIGURE 4b.  Control run horizontal wind at  300,m elevation  at  0507  sun
            time.  The magnitude of the maximum wind vector  (cm/s)  in  the
            field is shown in the upper right-hand corner.
                                   1111

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                           i—i—i—i—i   v i  } \\—i    i
FIGURE 5a.  Temperature difference dry cooling tower minus control run at
            8 meters at 1707 sun time.
                                                                    655
FIGURE 5b.  Horizontal wind vector difference dry cooling tower minus con-
            trol run at 8 meters at 1707 sun time.  The magnitude of the
            maximum wind vector  (cm/s) in the field is shown in the upper
            right-hand corner.
                                   1112

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FIGUBE 6a.  Temperature difference dry cooling tower minus control run at
            8 meters at 0507 sun time.
                                                                   623
FIGURE 6b.  Horizontal wind vector difference dry cooling tower minus con-
            trol run at 0507 sun time.  The magnitude of the maximum wind
            vector (cm/s)  in the field is shown in the upper right-hand
            corner.
                                   1113

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      A NUMERICAL SIMULATION OF WASTE HEAT EFFECTS ON SEVERE STORMS
                     H. D. Orville and P. A. Eckhoff
                    Institute of Atmospheric Sciences
               South Dakota School of Mines and Technology
                     Rapid City, South Dakota U.S.A.
ABSTRACT

A two-dimensional, time-dependent model has been developed which gives
realistic simulations of many severe storm processes — such as heavy
rains, hail, and strong winds.  The model is a set of partial differential
equations describing time changes of momentum, energy, and mass (air and
various water substances such as water vapor, cloud liquid, cloud ice,
rainwater, and hail).  In addition, appropriate boundary and initial con-
ditions (taken from weather sounding data) are imposed on a domain
approximately 20 km high by 20 km wide with 200 m grid intervals to
complete the model.

Cases have been run which depict realistic severe storm situations.  One
atmospheric sounding has a strong middle-level inversion which tend to
inhibit the first convective clouds but give rise later to a severe storm
with hail and heavy rains.  One other sounding is taken from a day in
which a severe storm occurred in the Miami area.

The results indicate that a power park emitting 80% latent heat and 20%
sensible heat has little effect on the simulated storm.  A case with 100%
sensible heat emission leads to a much different solution, with the
simulated storm reduced in severity and the rain and hail redistributed.
INTRODUCTION

A two-dimensional, time-dependent cloud model has been modified to
simulate the addition of heat and vapor from a hypothetical power park.
The cloud model has been under development for many years and successfully
applied to several convective situations.  The most recent application
was a simulation of a hailstorm reported by Orville and Kopp [1].

For this study, the model was run using two types of severe storm
atmospheric soundings.  The first type can be classified as Type I using
the classification system established by Fawbush and Miller [2],  This
type of sounding generally produces a family of tornadoes.  The atmos-
pheric sounding from the well documented Fleming Storm [3] was used as
a Type I- sounding.  This was a dangerous hailstorm which eventually
produced a tornado in its twelve plus hours of existence.
                                  1114
                                                                      HDO

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The second sounding used can be classified as a Type 2 atmospheric
sounding [2],  The sounding used was taken three hours prior to a
tornado touching down in downtown Miami, Florida [4].  This storm is
typical of a Type 2 which produces a single tornadic event.

For each sounding, the total effluent from the cooling towers  in the
power park was calculated and inserted into the model in a cross sectional
area of the park's heating and moistening volume (see Fig. 1).

The model was run until all the precipitation had fallen or until the
simulation had progressed where valid comparisons could be made.  Then
the model was run again using the same initial sounding except that the
effluent (vapor and heat) from the power park was excluded.  Several
other effluent variations were also simulated.  For the Fleming stor.m
cases, three other runs were made.  One involved doubling the power park
concentration of effluent which, in effect, halved the area of the power
park.  Another involved using an effluent that was made up of 100%
sensible heat which is designated to simulate a park made up of dry
natural draft cooling towers [5],  The last case in this series involved
placing the power park on the other side of the ridge.  This was done to
see the effects location had on storm development.

The Miami storm cases were done in a similar manner with fewer park
variations.  In the end, there were seven cases that could be analyzed.
RESULTS

Flem_lng_ jatorm

The cross sections for  66 min. and 102 min. show the general development
of the storm in the 5 Fleming storm cases.

The first four cases  (Figs. 2a-d) show the main cloud being fed by air
from both the right and left.  The strength of the main updraft in Figs.
2a-e draws in air from  the lower left-hand corner into the main cloud.

In the first four cases of Fig. 2, the closed circulation pattern just
to the right of the main updraft is a main feature.  Each pattern is
shaped differently, and the contours indicate that the flow of air in the
main updraft is weakest in the natural case (Fig. 2a), followed by the
100% sensible heat case (Fig. 2e).  The standard park and double flux
cases (Figs. 2b and d)  are strong but of about equal strength.  The main
updraft is the strongest in the left park case (Fig. 2c).  Also notice
the shape of the zero contour below the main cloud in Figs. 2a-e, and
that the zero contour is in a different position in each case.  The 100%
sensible heat case has  formed a strong secondary circulation over the
right side of the grid, causing a second cloud to form.
HDO                                1115

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The sequences at 102 min. (Fig. 3) show significant differences in most
of the cases.  The standard park case is most like the natural case.  The
storm in the left park case has moved further to the right in the domain
and is weakening.  The double flux case shows slightly less rain and hail,
with most of the precipitation distributed below 5 km.  The 100% sensible
heat case exhibits the greatest differences.  The major convection has
ceased and precipitation has nearly all fallen to the ground.

The dynamics of each storm is slightly, to almost completely, different
from that of the natural case.  This difference in dynamics is evident in
the accumulated rain and hailfall and the time at which the storms end.
Figure 4 compares the natural case rainfall with that of the standard
park, the left park cases, the 100% sensible heat, and the double flux
cases.

Notice the similarity in rainwater distribution between the natural case
and the standard park and double flux cases.  However, the latter two
cases exhibit a small distribution shift to the right.  The left park
case does not show the two-peak distribution of these three cases.  The
100% sensible heat shows greatly reduced rainfall.  The total accumulated
rain on the ground for the Fleming storm cases shows the natural case
with 178.2 kT km"1.  This is followed closely by the standard park and
double park cases with 174.6 and 174.9 kT km"*, a decrease of about 2%
for both cases when compared to the natural case.  The left park case
shows a rainfall accumulation of 151.6 kT kin  , a decrease of rainfall
when compared to the natural case.  The smallest rainfall amount was
produced in the 100% sensible heat case.  This case produced 65.13 kT
km", which is a 64% drop from the natural case.

Each case shows a maxima of hail at 10 km on the horizontal axis (the
ridge line); however, the park and 100% sensible heat cases show a second
maxima to the right.  The total accumulated hail for the natural case is
47.4 kT km"*.  The standard park shows the next highest accumulation with
41.3 kT km"1, or a 13% drop in hail.  Next highest is the left park case
with 31.5 kT km  , followed very closely by the double flux case with
31.3 kT km.  Both cases show a drop of about 34% when compared to the
natural case.  The case with the smallest hail accumulation is the 100%
sensible heat case with 3.8 kT km"1, or a decrease of 92% when compared
to the natural case.

Miami Storm

The Miami storm results are shown in Figs. 4b-5a-b.  The natural case at
141 min. (Fig. 5a) shox^s a vigorous, active convective storm, with con-
vergent inflow (flow from both left and right in the lower levels).  The
power park case storm is nearly as big (Fig. 5c), but not as broad as the
natural case.  In addition, the power park case is being fed by low-level
flow primarily from the right side.  Figure 5b shows the natural case
storm still active, with copious amounts of rain and precipitating ice.
However, 5d shows that the power park case storm has nearly dissipated,
                                  1116

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mostly anvil cloud remaining.  Figure 4b shows the accumulated rainfall;
much more has fallen in the natural case.  There were reports of over
6 inches of rain in some south Florida areas on this day.
DISCUSSIONS AND CONCLUSIONS

The seven runs have shown some of the influence of power parks on severe
storm development.  Storm development was different and was affected to
varying degrees by the effluents of the power park.  The power parks
create their own dynamics which interact with the flow of the developing
storm to produce storms of less, to greatly less, precipitation output.

One of the really signficant changes comes about after 66 min. of
real-time simulation in the Fleming storm case.  This is a time when the
heat and/or moisture from the various parks had enough time to develop
and interact with the natural dynamics to produce readily noticeable
changes.  The addition of heat and moisture from the wet cooling towers
have supplied enough moisture to sustaiTn the growth of the original cloud.
In the dry cooling tower or 100% sensible heat case, there was enough
heat affecting the dynamics to create a more vigorous cloud growth to the
right of the original cloud development.  The vigorous cloud developed a
downdraft that interacted with the downdraft from the cloud system to the
left.  The result was a cessation of low-level moisture into both cloud
systems and the premature death of both systems.

The cloud in the natural case was very weak at 66 min., and the new
development to the rear saved the original cloud from dying slowly.  The
new development took over with good growth characteristics and rejuvenated
the natural case.  However, the wet cooling tower cases grew faster, and
by 102 min. their gust fronts were more developed.  This can be attributed
to the effects of the power parks.

One of the more noticeable changes is the quantity and distribution of the
rain and hail.  All the power park cases produced less rain and hail, with
the 100% sensible heat case showing around a 75% decrease in both rain and
hail maximums.  The wet cooling tower cases show a small decrease in
precipitation with a shift in the location of rainfall.  The standard
power park case shows less differences than any of the other cases in its
rain and hail distribution for the Fleming storm series of cases.  The
double park case showed slightly more of a change with a little less rain
and hail than in the standard park case.  However, the distributions of
rain and hail were very similar to the standard case.  The left park
case showed a total rainfall slightly less than the natural case in the
Fleming storm series, but the distribution shows a large single peak
instead of the double peaks as in the other wet tower cases.  The 100%
sensible heat has rain and hail peak amounts that are 30% and 13% of the
natural case.  This can be directly attributed to the rapid cloud develop-
ment in front of the storm, which saps the energy of the storm leading
to early dissipation of the storm system.
                                  1117

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One point brought out in the left park case is the earlier cloud
formation if the power park is under the area where initial cloud develop-.
raent would normally take place.

In the two Miami runs, the power park effluents interact significantly
with a cloud developing overhead.  The clouds develop more rapidly in the
power park case, but never become as organized a system as in the natural
case.  The flow that develops is not "complementary" to the flow in the
natural case.  This results in a 50% decrease in the rain maximum and
a 66% decrease in accumulated rain at 174 min. in the power park case.
Hail develops in the storms, but hail accumulation on the ground is
insignificant.

Results of this study indicate that the incorporation of the added heat
and moisture in a developing storm is a very nonlinear process and does
not necessarily yield a more severe storm.

Other studies, one by Orville et^ al^ [6], showed that slight increases
in rain could occur if all of the added moisture were stored in the region
and released to the storm at one time, such as might occur in a very
stagnant flow condition.

The ultimate effects of power park effluents on severe storms are not
readily determined by simple additive calculations.  Complex interactions
occur which can only be tested through realistic numerical simulations.
Careful observations of the long term climatological changes near large
power plants should be maintained for long periods of time to determine
the actual effects of the plants on the weather.
ACKNOWLEDGMENTS

This research was sponsored by the U.S. Nuclear Regulatory Commission
under Contract No. NRC-04-76-350.  Acknowledgment is given to the National
Center for Atmospheric Research, which is sponsored by the National
Science Foundation, for granting us use of their computing facilities.
REFERENCES

1.   Orville, H. D., and F. J. Kopp, 1977:  Numerical simulation of the
          life history of a hailstorm.  J»_ Atmos. Sci., 34, 1596-1618.

2.   Fawbush, E. J., and R. C. Miller, 1954:  The types of air masses in
          which North American tornadoes form.  Bull. Amer^. Meteor. Soc.,
          35_, 154-165.
                                   1118

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3.   Browning, K. A., and G. B. Foote, 1975:  Airflow and hail growth in
          supercell storms and some implications for hail suppression.
          National Hail Research Experiment Technical Report No. 75/1,
          May 1975, 75 pp.

A.   Hiser, H. W., 1967:  Radar and synoptic analysis of the Miami tornado
          of 17 June 1959.  Preprints jth Conf. Sey^er^e Local Scorns,
          St. Louis, Missouri, Amer. Meteor. Soc., 260-269.

5.   Lee, J. L. , 1978:  Potential weather modification caused by waste
          heat release from large dry cooling towers.  Proposed for
          presentation at the 2nd AIAA/ASME Thermpphysics and Heat
          Transfer Conf^, May 24-26, 1978, Palo Alto, California.

6.   Orville, H. D., F. J. Kopp, and P. A. Eckhoff, 1977:  The application
          of a numerical model to determine the effects of waste heat on
          severe weather.  Preprints 10th Conf. Severe_LocalStorms,
          Omaha, Nebraska, Amer. Meteor, Soc., 271-276.
                                  1119

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                            TOP    VIEW

Mountain _^^
Ridge ^N
X-Z PLANE N
\



-

IW



MW





° « °
OOOOO*OG
00oo°o0o0
0 0 0°0°
oo o0ooo
o oo o
o o °° o o

                                                              22.3km
                                 5.2 km
19.2
km
                             SIDE  VIEW
                             Mountain Ridge
                                           Heating + Moistening
                                                 Volume "\.
                                                                     2OOm
                                                                     210m
                                   19.2 km
 Fig. 1:  The top view  shows  the  standard park configuration  to  the
 right of the ridge.  The  side  view shows the volume into which  the
 moisture and heat is added.
                                1120

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(a)
      STREAM FUNCTION tuf iff W)
                  NATURAL CASE
          -37OO	,	STANDARD PARK CASE    T-66 MNS
(b)
                      10
                  01 STANCE-(km)
    Fig. 2:   The stream  function field
    of the Fleming storm cases at 66
    minutes.   The clouds are the
    shaded areas.


                                   1121
Fig. 3:   Same as Fig,  2  but for
a contour interval of  5000 kg m"1
sec"*,   Rain and hail  over 1 gm
kg~* are depicted as dots and
asterisks,  respectively.

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                         (a)
  3.5
  3-0
£2.5

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<2.0

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LU
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                    (a)

 STREAM FUNCTION OflrfW)  NATURAL CASE T • 141 MNS
(b)
                                                 STREAM FUNCTION (kfl m W)   NATURAL CASE T •
                                                  SSSSS^SSSSJSSSSSSSSSSSSSSSSS
                                                 f>.'5555l55S}§S5§3555-555S5Ss5S555l|S"JI
                                                                         §Si§l
                                              i "
                    (c)

 STREAM RJNCTON OtgirfW) PCWER PARK CASE T* I4> MWS
(d)
                                                STREAM FUNCTION (kgrtlW) POWER PARK CASE T-
                                                llllllHlnimilttl"|iMH>lll|'Ml|
Fig,  5:   The  stream  function  for the natural (a  & b)  and power  park
(c  ?*  d)  cases of  the  Miami storm at  141  and  168  minutes^   Contouring
is  10000 kg m"1  sec"1  for  a,  b, &  d  and  5000 kg  nT1  sec"1  for c.
                                      1123

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  ON THE PREDICTION OF LOCAL EFFECTS OF PROPOSED COOLING PONDS

                           B. B. Hicks

         Radiological and Environmental Research Division
      Argonne National Laboratory, Argonne, Illinois  U.S.A.
ABSTRACT

A Fog Excess Water (FEW) Index has been shown to provide a good
measure of the likelihood for steam fog to occur at specific
cooling pond installations.  The FEW Index is derived from the
assumption that the surface boundary layer over a cooling pond
will be strongly convective, and that highly efficient vertical
transport mechanisms will result in a thorough mixing of air
saturated at surface temperature with ambient air aloft.
Available data support this assumption.  An extension of this
approach can be used to derive a simple indicator for use in
predicting the formation of rime ice in the immediate downwind
environs of a cooling pond.  In this case, it is supposed that
rime ice will be deposited whenever steam fog and sub-freezing
surface temperatures are predicted.  This provides a convenient
method for interpreting pre-existing meteorological information
in order to assess possible icing effects while in the early
design stages of the planning process.  However, it remains
necessary to derive accurate predictions of the cooling pond water
surface temperature.  Once a suitable and proven procedure for
this purpose has been demonstrated, it is then a simple matter
to employ the FEW Index in evaluations of the relative merits
of alternative cooling pond designs, with the purpose of minimizing
overall environmental impact.


INTRODUCTION

Industrial cooling ponds often give rise to localized environ-
mental effects, particularly in winter when steam fog and rime
ice can become problems downwind of the hottest areas.  Fog
generation above artificially-heated water surfaces has been the
subject of a number of  studies1'2'3, but similar studies of
rime ice have not been  found.  A preliminary study of the matter
demonstrated the practical difficulties likely to confront experi-
mental investigations of riming1* 5 ^. This study, performed at the
Commonwealth Edison Dresden plant  (near Morris, Illinois) during
the winter of 1976/7, provides a four-month record of the occur-
rence and intensity of  fog and rime associated with the operation
of a fairly typical industrial cooling lake.

Earlier studies at Dresden succeeded in obtaining direct measure-
ments of turbulent fluxes of sensible  and latent heat from the
heated waterG.  The resulting improved formulations of  these
convective and evaporative heat: losses can be used in much
                              ±124

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the same way as the familiar wind speed functions that are used
in most contemporary cooling pond design studies.  In this regard
the earlier Dresden experiments, which were conducted over the
three-year period 1973-1976, addressed the question of how to
predict the water temperature characteristics of cooling pond
installations. Subsequent studies have refined these techniques
by parameterizing the subsurface thermal boundary layer?, which
effectively limits heat exchange between deep water and the air.
The premise of the present study is, therefore, that we can predict
the temperature characteristics of a proposed cooling pond, but
need to assess the potential environmental impact.


STEAM FOG
     2
Hicks  introduced a Fog Excess Water Index, e  , based on the
supposition that air saturated at surface temperature rises and
mixes with equal quantities of ambient, background air.  The excess
vapor pressure e   of the mixture can be written as
                j\. o

          e   = (e (T ) + e )/2 - e ((T  + T )/2)
           xs     s  s     a       s   s    a
where e (T) is the saturated vapor pressure at temperature T,
T  is tne ambient air temperature and e  is the air vapor pressure.
Wnen tested against the data of Currier et al.l, the FEW Index
was found to  provide a good indication of the occurrence of steam
fog, as well  as some measure of its intensity.  The FEW Index
was further verified by use of observations of fog generated by
cooling-pond  simulators at Argonne National Laboratory and by
data from Dresden.

Figure 1 is a further test of the FEW Index, again largely based
on observations made at 'Dresden but supplemented by a series of
measurements  made at the Cal-Sag shipping canal, a major inland
waterway which passes conveniently near Argonne.  Canal, water
temperatures  in winter are typically more than 20°C higher than
in nearby lakes and streams, due to heavy industrial usage.  The
data illustrated in the diagram give further support for the
validity of the FEW Index method.


 RIME  ICE  DEPOSITION

 A few  obvious (and perhaps  trivial)  considerations  should  be  set
 down  at  the  outset.   Firstly,  it  is  clear that rime  ice deposition
 is a  cold-weather  phenomenon  which is  constrained,  by  definition,
* to occasions  when  the  surface temperature is  below  freezing.
 This constraint does not apply  to  the  generation of  steam  fog,
 and hence  rime  deposition  might well be considered  as  a sub-set
 of steam  fog  cases.   Secondly,  it  follows that riming  will be
 mainly a  wintertime  phenomenon, most often at night. ^  In the
 nocturnal  case,  it seems  likely that accurate prediction of riming
 will  prove  extremely  demanding, since  nocturnal surface temperatures
                               1125

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are highly variable both in space and in time and thus great care
must be taken in selecting an appropriate data base.

Figure 2(a) illustrates the first point; the Dresden 1976/7 winter
data do indeed show riming to be a subset of the fog occurrences.
Observations were made on a total of 84 mornings.  On no occasion
was the observation of overnight rime deposition not accompanied
by steam fog from the pond.  Furthermore, the amount of rime
deposited is well correlated with a measure of steam fog intensity.
To show this, rime deposits have been quantified according to
the visual observations; none = 0, slight rime = 1, moderate
rime = 2, heavy rime = 3.  The fog intensity is conveniently
quantified by the reported depth of the fog layer over the hottest
part of the cooling pond, estimated from a comparison with the
known heights of surrounding obstacles.  Figure 3 demonstrates
the correlation. Thus, it appears reasonable to expect the FEW
Index to be an appropriate measure of the intensity of rime
deposit, since it has already been shown to be an indicator of
steam fog intensity.  The present limited set of data do not allow
direct investigation of the interrelation between rime intensity
and evo, since reliable nocturnal evaluations of evc; at the
     A. o                       n                   ^s. o
Dresden site are not availableo

.Figure 2(b) shows the frequency of occurrence of fog and rime
that would have been expected on the basis of the arguments
presented above.  It is assumed that steam fog will occur when
e   > 0, based on the observed Dresden water temperatures and
overnight air temperatures and humidities measured some 40 km
away at Argonne National Laboratory.  Rime is then predicted on
each of those occasions for which sub-freezing overnight tempera-
tures were reported.  Comparison between Figures 2(a) and 2(b)
shows fairly good agreement: the rime curves are drawn to be
identical.
DISCUSSION AND CONCLUSIONS

Although it is clear that the depth of steam fog and the amount
of rime deposited are well correlated, there is no strong
dependence of riming upon meteorological quantities,such as wind
speed, nocturnal net radiation, etc.  To a considerable extent,
this  is as must be expected as a consequence of the lack of
correlation between e   and wind speed (see Figure 1).  The
1976/7 results are no£Ssuitable for investigating this matter
with  confidence.  Nor is it clear that the physics involved will
permit a clear-cut conclusion to be obtained.  Nevertheless, it
is intended to proceed with investigations of the thermal and
moisture plumes arising from heated water surfaces, in part to
derive better methods for predicting  the frequency of events in
the design stage but also to investigate the role of  steam  fog
as an interference with the natural infrared radiation regime of
a water surface.
                               1126

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ACKNOWLEDGEMENTS

The work performed at Dresden was made possible by the complete
cooperation of the Commonwealth Edison Company.  The Dresden
data reported here were obtained during a field program directed
by Dr. J. D. Shannon.  Dr. P. Frenzen obtained the canal data.
This study was supported by the U. S. Department of Energy, as
part of an investigation of the Meteorological Effects of Thermal
Energy Release.


REFERENCES

1.  Currier, E. L., J. B. Knox, and T. V. Crawford, Cooling pond
       steam fog,, J. Air. Poll. Cont. Assoc., 24, 860-864, 1974.

2.  Hicks, B. B., The prediction of fog over cooling ponds, J.
       Air Poll. Cont. Assoc., 27, 140-142, 1977.

3.  Leahey, D. M., M. J. E. Davies, and L. A. Panek, A study of
       cooling pond fog generation, Paper #78-40.2 presented at
       the 71st. Annual Meeting of the Air Pollution Control
       Association, Houston, Texas, June 25-30, 1978.

4.  Everett, R. G., and G. A. Zerbe, Winter field- program at the
       Dresden cooling ponds, Argonne National Laboratory
       Radiological and Environmental Research Division Annual
       Report, January-December 1976, ANL-76-88 Part IV, 108-
       113, 1976.

5.  Shannon, J. D. and R. G. Everett, Effect of a severe winter
       upon a cooling pond fog study, Bull. Amer. Meteorol. Soc.,
       59, 60-61, 1978.

6.  Hicks, B. B., M. L. Wesely, and C. M. Sheih, A study of heat
       transfer processes above a cooling pond, Water Resources
       Res., 13, 901-908, 1977.

7.  Wesely, M. L., Behavior of the thermal skin of cooling pond
       waters subjected to moderate wind speeds, Proceedings,
       Second Conference on Waste Heat Management and Utilization,
       Miami Beach, FL, XI-A-40 )1-8), December 4-6, 1978.

8.  Hicks, B. B., The generation of steam fog over cooling ponds,
       Environmental Effects of Atmospheric Heat/Moisture Releases,
       Proceedings of theSecond AIAA/ASME Thermophysics and Heat
       Transfer Conference, Palo Alto, California, 24-26 May 1978
       (Library of Congress Catalog Card Number  78-52527).
                               1127

-------
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               -8-404
                    FOG EXCESS WATER INDEX (mb)

Fig. 1.  Observations of the Fog Excess Water Index
         made at the Dresden cooling lake (circles),
         over cooling pond simulators at Argonne^
         (triangles), and above a shipping canal near
         Argonne (circles and crosses).  Except in
         the last case, solid symbols indicate that
         fog was observed; fog was always observed
         over the canal.
                          1128

-------
         100
         80
       o 60
       z
       LJ
       o 40
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         20
(a) Observed
                 I
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                DEC    JAN    FEB    MAR    APR    MAY
         100

        - 80

        o 60
        o 40
        LJ
          20


           0
                 (b) Predicted
                 DEC    JAN
             FEB    MAR    APR    MAY
Fig. 2.   Observed (a)  and predicted  (b)  frequencies  of
          occurrence of overnight steam fog (open circles)
          and local rime ice deposition (solid circles)
          at the Dresden cooling lake.
                            1129

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        30
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                     RIME INTENSITY CLASS
Fig.  3.
   The relationship between the intensity of
   overnight  rime  deposition and the reported
   depth  of the  fog layer at Dresden.
                         1130

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          MEASUREMENT AND EVALUATION OF THERMAL
              EFFECTS IN THE  INTERMIXING ZONE AT
              LOW POWER NUCLEAR STATION OUTFALL

         P. R.KAMATH, R. P. GURG,  I. S. BHAT and P. V. VYAS
         ENVIRONMENTAL STUDIES SECTION, H. P. DIVISION
       BHABHA ATOMIC RESEARCH CENTRE, BOMBAY  400085
ABSTRACT
The paper reports  observations  and evaluation of thermal effects  in
the Rana Pratap Sagar Lake  in  Rajasthan,  India  where one  unit (200
MWe)  of the Rajasthan Atomic  Power  Station  is  in operation.   The
coolant waters  are drawn 8-10 m below the lake  surface  through  a
conduit and discharged through an open discharge channel with a
temperature rise of lO^C.   There  was a  small increase in lake water
temperature in the vicinity of the outfall.   Temperature  profiles  and
spread were mapped using insitu monitors.

These studies  showedevidence of thermal  stratification in the  period
following winter and the  existence of a well established thermocline.
Thermal stratification brought out specific advantages for thermal
abatement when the hypolimnion waters were  well below  the temper-
ature  of surface waters.   Parasitism  and eutrophication  were  observed.
The thermal effects were accentuated  by photosynthetic  effects.
Proposal to utilise waste  heat for algal culture in the  Kalpakkam
nuclear  site in South and  mariculture  (Lobsters,   Prawns) in the
heated effluents canal at  the  Tarapur Atomic  Power  Station near
Bombay are discussed.

INTRODUCTION
The fresh water nuclear  site in operation in  India is in  Rajasthan
on the R.  Chambal drawing its  coolant water  from  the man made
lake Rana Pratap  Sagar(RPS).   Only one reactor unit of 200 MWe
is  commissioned.   Of the two  coastal  sites,   the Tarapur Atomic
Power Station has  two reactors 200 MWe each commissioned in
1970.   Kalpakkam  Atomic Project  is under  construction.
Monitoring of  heat distribution in foreshore waters,  assessment of
thermal effects  and investigations for  waste heat utilisation are at
present  carried out by the Environmental Survey Laboratories
installed on each  site. •*•

RAJASTHAN ATOMIC POWER SITE (RAPS)
The RPS lake is about 3 km wide  at the  reactor site and  extends
                               1131

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to 5 km downstrean upto the  Darn.   It  receives about 8000 cfs of
water  as tailings from  a Dam located 32 km upstream.   The lake is
in the  main  fed  by R Chambal and  its tributaries.   The  cooling
waters from the lake are drawn through  a  conduit 8-10  m  below the
surface  and  300  m off  shore.   The warm condenser  effluents are
discharged through a canal  which is open and virtually discharges
to the  lake surface.

The water movement in the RPS  is dependent on wind speed  and its
direction.   When the wind speed  is less  than 8-10  km/hr,  the lake
waters are stagnant.   The discharges remain close  to the  bank at
that time and  spread along  gradually.   At wind speeds 15-17  km/hr
there  is a conspicuous  movement of water  on surface in the
direction of  wind.   At  speeds greater than 20 km/hr there is good
turbulence and mixing. ^

RAPS  is an  inland site located in the central part of the country
subjected to large differences (10-15°C) between day and night air
temperatures  and  about  25°C between peak day temperatures
between summer and winter.   Temperature  stratification in the lake
depends on the severity of winter which is  considered acute  when
the air  temperatures reach 15-18°C at  noon.

Stagnancy of water movement in the lake and design  of the condenser
circulation system in RAPS held  out  interesting possibilities  of heat
build up.  Torrid summers when air temperatures touched 39°C and
lake water,  31.9°C  at  surface,  showed the chance  of thermal
pollution effects  being observed  attributable  directly to the  power
station reject  heat.

Materials and Methods :
The condenser discharge was identified as  it  moved along  or spread
over the lake  surface by spiking  the  effluent stream  with Rhodamine
B dye for visual marking.

Electronic Temperature Meter
An insitu temperature meter  for  taking vertical temperature
profiles was developed on the temperature  dependent characteristics
of  a semiconductor diode.  The system used  matched pair of
diodes as temperature  sensors(°C).   The response time  is 80 sees
for a  difference of 25°C.   The sensitivity is  0. 1°C.  Cable reach
20  m.

Dissolved Oxygen  (DO) Meter "*
Field  Lab Oxygen analyser supplied by Beckman Instruments,  USA
                                1152

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was  used for DO measurement in the laboratory study.  The In situ.
monitor  employed in the  field was  also obtained from  USA  -  YSI
DO Meter model.   The dual  probe has  a  built in temperature sensor
for in situ  measurement.   DO concentration is  read in ppm or as
percentage  of  saturation at the set temperature.

Observations -Results
Temperatures  at surface observed  during  set hours of the day  in
the different months  following winter are  presented in Table  1.  The
temperature readings  have to be read  bearing  in  mind that  the
intake is obtained from the hypolimnion (Elevation 335 m) and the
condenser discharge  is made  to the  surface  of  the lake.   Table 2  is
important because it gives the basic water  quality change and
indicates what happens when  water from the hypolimnion goes through
a  churning  motion in  the condenser tubing.   Values of DO(as percent
saturation),  COD and BOD are given in the intake and discharge
streams. ^   Fig  2 gives the horizontal  spread of heated effluents
giving the different  Thermal  zones.  Fig. 3 gives the  vertical  pro-
files of  temperatures in the  different seasons to illustrate the
formation of thermocline and  its gradual  disappearance. "

DISCUSSION-EVALUATION
Data presented  in Table  1  has brought  out the important features
of the environment which  go  a long way to  effect thermal abatement.
Even as  the lake surface  temperature  reached 23. 5°C in February,
the  hypolimnion waters were  nearly  5. 6°C lower  than surface.   The
intake waters  were  cooler than if the design was a surface intake.
The difference between the intake water and surface temperatures
(5. 3°C)  was greater than that between condenser  intake and
discharge (4. 3°C),   resulting  a station  output of heated effluents at
one  degree  Celsius  less than  the lake  surface temperature.    This
situation continued  till peak  summer temperature was reached- in
air  (39°C).   In  the  last week of May there were  stray showers
which brought in the  welcome change in air (air temperature
dropped  by  4°C 39  to 35).  There was a  sudden change  also in the
lake water  temperature profile.  After the rains  came down  the
picture  changed entirely  because the lake  received  plenty of water
supply from hinterland and tributaries (Fig 3 for profiles).

Fig  2 gives the different  thermal zones around the outfall.   There is
a 1°C rise  in the close vicinity of outfall  and  then an intermixing
or a well spread out mixing   zone  where  at the peripheri the temper-
ature was hardly above the ambient.   The  stretch of the mixing
zone was about  1. 3 km along the bank and 0. 3 km off shore.  As
                               1133

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the Fig 3  recorded 8 km/hr wind speed, the condition was  a
stagnancy  in the lake.   The lake stretched to about 3 km in the off
shore  direction -  and the  thermal impact was therefore  felt only
upto a tenth of available width.

Comments
Thermal Water Quality  standards are generally  set round the
                   *7  Q
following  criteria. '»
1.   Mixing Zone  - an area where water quality standards  are not
     applicable.  This depends on the  limited spread of  affected
     region as  a small  fraction of the width at  outfall.
2.   Temperature  standard  - In  cold  climates  a  temperature
     maximum of 32-32.2°C is  recommended ;  at  any time  however
     the increase  in  temperature  should  not  be  greater than 2. 5°C.
     in any part of the  river system.  In summer  such  increases
     shall  be less  than  1.1°C.
In conditions  available  in  tropics namely, wide  differences  in
diurnal and seasonal temperatures,  and  summer water temperatures
at surface exceeding 35-38°C,  the  above criteria  are not relevant.
Except where  the  fishes get trapped  or  sedentary organisms are
present,  the impact of heated  effluents  is not likely to be  felt on
fish life directly at  a low power nuclear station sites.
3.   Table 2 suggests that under  the  prevailing  circumstances of
design, the intake waters  drawn from the hypolimnion and dis-
charged to surface,  there was  an enhancement  in its  DO content
in the process of circulation through the condenser.  This  effect
is demonstrated in the last four columns of Table 2.   High C. O. D
and  B. O. D of intake waters can be caused because of pollution at
depth  (away from sunlight) and because  the  lake contained  rotting
wood.
4.   There is  a matted growth  of Vellesneria grass in the  outfall
region which was found to be  spreading  and needed removal.
This may not  be a direct impact of  thermal discharge.

INVESTIGATIONS CARRIED OUT AT  E. S. LABORATORY(ESL)
Gas supersaturation
Long hours  of day light in tropical and  subtropical regions can
cause algal growth in  stagnant reservoirs.   Photosynthesis can
lead to increased oxygen  output in waters.   If heated effluents
are  also  discharged, oxygen supersaturation can  result because
of elevated temperature.   These effects were studied in the ESL
experimental tank as follows :
20, 000 litres  of  raw water were transferred to a  concrete  tank of
size 9.6   m x 5.2 m x  0.5  m.   The waters  were  inoculated with
                                 1134

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culture of Sconedesmus and  dosed with urea and  other  nutrients.
Measurements of DO,  pH  and temperatures  were made through
out the duration of experiment.   DO  rose from 8.2 to  15 ppm
and pH 8.9 to 11.1.   After  12 days exposure  in  sun and when
the water  appeared as a pea soup from algal growth,  fingerlings
of Indian carp (C. mrigala-8; L. rohita-4) were introduced  in the
tank.   In a week's time DO concentration exceeded 100%  over the
saturation limit  and the  fishes  progressively died.   An examination
of dying fish  showed that the fishes were  breathing with difficulty
and the  fish died from excess  of oxygen.   Laceration of tissue in
the gill  region  was seen in  the dead  fish.

The outfall region cannot be treated as  stagnant because  of
turbulence but these observations are  likely to  be  met  with in the
intermixing zone (Gas  supersaturation) under tropical conditions.
Gas bubbles were seen to  escape from the tank waters during  the
day (14. 00  hrs).

Parasitism
Two  'happas1 (floating  cages) were  fabricated from nylon netting
built  around a wooden frame 180 cm x 80 cm x 60 cm.   The
happas were  tied loosely to  fixed pegs on the  bank and released ,
one, into the discharge canal and  the  other (control) in  the  lake
upstream.  The nylon cages were weighted  to submerge partially
so that the introduced fishes always remained under heated
effluents in the  'test'  cage,  as the  waters flowed through  the  net.
Each happa was charged with 20  numbers each of  C. carpio,
L. rohita and  C. mrigala.   The  experiment had to be given up as
the large fishes chewed away chunks of nylon.   A  set  of impro-
vised  cages was  prepared with steel  wires and placed  as  before,
in the discharge  canal and upstream  as Test and Control
respectively.    50  fingerlings of L. rohita each were placed in
each  cage.  The cages were provided with  slit opening in  the
top cover for addition of fish feed  and to conduct periodical
examination.   All the  fishes were found dead in  a  month  -
severely mauled  in belly and mouth.

The experiment was repeated with  fingerlings of L. rohita  and  C.
mrigal - weighing them before placing them in the cage  :
Species        No       Discharge  Canal       	Control
                     Av. Wt-g    Length-cm    Av. Wt-g   Length-cm
L. rohita      13        238        26  (av  )       215          25
C. mrigal      11        210        26             234          27
                              JJ35

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5 fingerlings  from the Test and Control were taken out for
examination.   L. rohita had  suffered very  severely in the Test
cage losing nearly 70g  weight.   The  controls were  steady.
C. mrigala were also similarly affected  but  not  to the  same
extent.   On  closer  scrutiny,  the  fishes  were  found  to  be  infested
with an Ectoparasite identified  as Alitropus typus.   The parasite
Alitropus Typus is  a blood sucking type and it  attacks the soft
parts of the fish.  '

Twin Aquaria  Assemblies-Synergesis
The study of parasite proliferation,  and synergesis  caused by
waste  heat  as prima'ry pollutant,  are  being  conducted in ESL.
attached to nuclear  sites.   For this purpose two sets  of  aquaria
experimental tanks  were  electronically connected in such  a way
that the water  temperature in one is  2. 5°C higher than in the
other which represents unaffected water of  lake, upstream of
outfall.   The temperature difference  represents the peak  temper-
ature increase in the  intermixing  zone.   The experiments under
way are of two types,  namely, where
1-   Both the control and heated one are charged with  5  finger-
lings and 5  parasites  (parasite behaviour  and prolifration),  and
2-   In  addition to heat other pollutants  are  added to the control
and the  Test aquaria e.g.,  l^S,  Clg, Hg,  Chromates  etc.  to
 study  synergistic effects.

TARAPUR ATOMIC  POWER STATION
The Tarapur Atomic Power Station is  100  krn north of Bombay
 on the  West  Coast.   The  station output of 400 MWe is generated
by two BWR units.   The reactors are located on a promontory
jutting  out  about 200 m into the  sea.   The  intake is an open
 channel drawing waters from  upto one fathom depth,  the channel
 sloping into a  stilling pool after  a silt trap.  The intake waters
 are about 1°C  less  than  the ambient  sea water  temperature.
 The condenser discharge which has  a temperature of  10°C above
 the intake water,  across the condenser ends, flows  out to the
 sea through two discharge canals -  one north of and  the  other
 south  of  the  intake. 3   Although originally intended to  prevent
 recirculation of heated effluents  by  directing  the discharge to
 follow  the tidal flow-at  present the  discharge flows out of both
 the canals.   The discharge canals are  14  m wide,  4  m deep
 and nearly one kilometer long  and do not contribute to thermal
 abatement by themselves, except  in high tides because of

-------
dilution and  intermixing with on rushing waters.   During  other
periods the wind cooling  takes  place only to the  extent  of
lowering by  1°C  as  the water reaches  the  end of the  canal.

Two important  natural  factors that help control thermal
pollution are i)  monsoon  rains  lasting  for  3  months and strong
breeze,  and  ii)  turbulence  caused by  semidiurnal tides which
may rise upto 5-6  m,  giving effective  mixing and dilution. ^

There is no evidence as  yet to  demonstrate  the  negative
effects of  thermal discharges at Tarapur.   Even in the many
sedentary  species present along the coastline and creeks,  no
accelerated  growth of vegetation or radioactivity uptake in fish
have  been observed.   The temperatures  of heated effluents
drop  suddenly by about 3°C, even  under neap conditions,  when
the effluent  stream  meets the sea  at the discharge   inal end in
the first abatement  step.  Under low tide  conditions about 400  m
of the shelf are virtually bare  and the effluents  flow over  the
exposed rocks.   Thermal monitoring did not show any  increase
in temperature beyond  1.5  km from the  discharge canal end.

WASTE  HEAT  UTILISATION
Studies on Waste Heat  Utilisation have been initiated for some-
time  in  ESLs  and it may take  sometime before  effective
techniques for  waste heat utilisation are developed for  commercial
exploitation.

At  the Kalpakkam E S  Laboratory,  where  the Madras Atomic
Power Station is located  it  is intended to use waste heat for
large  scale  production  of algal  cultures.   An algal  pond of
size  12  m x 9 rn is in operation from last 3 years using  solar
heat  and domestic  waste  nutrients.   When the power  station goes
into operation,  waste heat  will  come up as an additional  source
of lowly rated  heat flow.   Mariculture is  on the cards- parti-
cularly growth of shrimps,  prawns and lobsters.

Prawns  form  a major  exchange earning industry in the
country. 10  Among  the different species Penaeus indicus and
Penaeus mo nod on are  widely employed for  developing creek and
estuarine  fisher-as.  Experiments  are being "initiated in co-
operation  with  Tamilnadu mariculture  teams for setting up
                              1137

-------
experimental assemblies in the  discharge canals at Tarapu'r
for production  of Prawns and Lobsters.   Laboratory study
is also being  planned at the  Rajasthan -E S  Laboratory for
production of  fresh water prawns-type M. rosenbergii.

Acknowledgements :  The authors desire to acknowledge
assistance from  several colleagues  and particularly of
Mr K  V K Nair  (ESL-Kalpakkam) Mr B  Dube (ESL-
Rajasthan) and Shri S.  Chandramouli  (ESL-Tarapur).   The
authors gratefully acknowledge support received from
Dr.  A. K.  Ganguly, Director, Chemical Group and
Mr.S.D.  Soman,  Head  H. P. Division, BARC.
                             1138

-------
REFERENCES
1.  Kamath,  P. R. t  'Environmental Surveillance  at Nuclear
    sites in India1,  NUCLEAR  INDIA April-May  1978
    (Publ: DAE,  Bombay 400  001)
2.  Kamath,  P. R.,  Bhat,  I.S., Gurg, R. P. , Adiga, B. B. ,  and
    S. Chandramouli. 'Seasonal Features  of Thermal  Abatement
    of Shoreline  Discharges at Nuclear  sites' presented at the
    IAEA Symposium on Environmental  Effects of Cooling
    Systems  at Nuclear Power Plants;  OSLO 26-30;Aug 1974.
3.  Kamath, P. R.,  Bhat, I. S. , and Ganguly, A. K. ,  'Environ-
    mental Behaviour  of discharged Radioactive Effluents  At
    Tarapur  Atomic Power Station1 IAEA-USAEC Symposium
    on Environmental  Aspects  of Nuclear Power  Stations;
    10-14 Aug 1970 N. Y.,   USA.
4.  Gurg, R. P. ,  Bhat, I. S., and Kamath, P. R.-Progress report
    of ESL Rajasthan  Atomic  Power Station  - BARC report
    No 1-369,  1975.
5.  Gurg, R. P.,  Bhat, I. S., and Kamath, P. R.  'Thermal
    Pollution  from Nuclear Power  Production under  Tropical
    Conditions' Presented  at the  symposium  on Operating
    Experience of Nuclear  Reactors  and Power Plants.
    Feb 7-9,  1977 Bombay, DAE.
6.  Kamath, P. R.,  Gurg, R. P. ,  Sebastian, T. A. ,  Vyas, P. V.,
    Dube, B. , and Nair, K.  V.K. ,  'Impact on  water quality
    from Discharge of Thermal Effluents in  RPS  Lake'
    Presented at the IAEA Research Coordination  Meeting on
    Thermal  Pollution,  Kalpakkam Dec  5-9,  1977.
7.  Miller, D. C. , and  Beck, A. D.   'Development and Application
    of Criteria for  Marine Cooling Waters' Paper  IAEA
     -SM-187/10  in Symposium mentioned in  Ref  2  above.
8.  Jeter, C  'An  Approach  to  Thermal  Water Quality Standards'
    Presented at the Conference on  Waste Heat  Management
    and Utilisation,  9-11 May  1976,  Miami Beach,  Florida,
    University of Miami.
9.  Chaudhary, R.S. ,  and Walker  M. F. ,  'Parasitic Behaviour
    of Fresh Water ISOPOD ALITROPUS TYPUS in  fishes of
    Rana Pratap Sagar India'  (In press) 1978.  Preprint
    communicated.
10. Fishes and Fisheries  - publication  of CSIR,  New  Delhi
     1962 Supplement to 'The Wealth of  India1 Vol IV.
                            1139

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Table  -  1
RAJASTHAN: SEASONAL VARIATION
IN AMBIENT
AND COOLING TEMPERATURES
Date
and time
(hrs)

26.2.74
(11. 00)
9. 3.74
(11. 10)
18.3.74
(14. 30)
10.4.74
(15. 30)
25.4. 74
(13. 00)
20.5.74
(15. 30)
25.5.74
(10. 30)
1.6.74
(11.30)
5.6. 74
(17.15)
13.6. 74
(10. 30)
27.6.74
(14. 10)
Power
MW

130

155

150

170

170

175

150

180

160

175

125

Ambient
Air

23.8

32. 2

32. 5

36. 5

37. 0

39.3

35. 0

35.0

36. 0

35.5

38. 8

temp. °C
Lake
surface
23.5

26.0

24.7

29.2

28.5

31.7

30.0

30.0

30.0

31.0

29.7

Coolant
intake
°c
18.2

17.2

18. 1

19.2

19.6

19. 0

21. 5

24. 0

26. 0

23. 0

27.5

Coolant
outlet
°C
22,5

22.4

24.2

28.5

27. 8

30.0

32.0

36.0

37.0

35.0

29.7

   1140

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Table  - 2



Date
30
11
27
25
6.
3.
11
.6.
.8.
.8.
.9.
10.
11.
. 11
76
76
76
76
76
76
.76
COOLANT
Reactor
Power
MWe
165
170
0
172
160
180
175
WATER QUALITY
-Temp.
differ-
ence
dt °C
10.5
11.0
2.0
10. 5
10. 5
8. 0
11.0
AT
Dissolved
oxygen ppm
percent
saturation
Int- Disch-
ake arg e

92
91
76
83
75
85
72

.1
.0
. 9
.5
.6
.0
.8

105.
110.
81.
100.
92.
95.
101.

5
8
6
0
4
7
5
RAPS
C.O. D
Intake -
Disch-
arge
(ppm)
+ 1.2
+ 0
+ 0. 3
+ 0.7
+ 2.0
+ 1. 1
+ 0. 3


B. O. D
Intake
Disch-
arge
(ppm)
+ 1.
+ 0.
+ 1.
+ 0.
+ 1.
+ o.
+ 0.
2
5
1
5
5
9
3
 1141

-------
1142

-------
01
                        FIG. 2    THERMAL  ZONE  OF RAPS  DISCHARGE  J18-1-77)
                               POWER LEVEL       *7C MWe
                               CONDENSES INTAKE   ' B°C
                               CONDENSER D!SCHA3G£-2SC
                               AMBIENT TEMP        2£C
                               WIND  SPEED          3Krr.|Hr
                               W1NTJ  DIRECTION      5E
             3_'JM£  CS.-'
             AT  A 3- J M
             AT  9 1-5  w
             AT  C -1-0  v
             i?  0 
-------
                    FIG. 3
'HERMAL  PROFILE IN  LAKE  KPS  DAM
           5-8-74
352 ! -
    i
    i
343 (-

344 -

340 :-

336 -

332-

328 j-
    1
324 i-
                       17-6-74
  23-10-74
               13-12-74
                                                       7-2-75
                                                                          J7-4-75
                                                                                        29-5-75
                                                                                                       29-7-75
=2
<
(.T
cc
§
^
<
   320
   318
                                               Intake
                           Conduit
                                                                           i   r
                                                                  Locationi      333  m
20  24   28 30 20   24   28 30  20  24   28 30 23   24   28 30 16   20   24 26
     'C           r            *C           *C           *C
                                                                      18 20   24   23   20   24   28 30
                                                                          "C             *C
                                                                  20
                                                                           28 30

-------
        RAJASTHAN
        ATOMIC
        POWER SITE
4435
                                                       45'
7/50*
                                     1145

-------
           RIVER THERMAL STANDARDS EFFECTS ON COOLING-RELATED
                         POWER PRODUCTION COSTS

                                   by

                     T.E. Croley II, A.R. Giaquinta,
                    M.P. Cherian, and R.A. Woodhouse

                  Iowa Institute of Hydraulic Research
                         The University of Iowa
                         Iowa City, Iowa  USA
ABSTRACT

Power plant cooling costs and water consumption for various river tempera-
ture standards are presented for existing and proposed future power plants
located along the Upper Mississippi River.  Three models previously devel-
oped at the Iowa Institute of Hydraulic Research are combined to evaluate
the cooling-related costs of river thermal standards.  These costs depend
on the meteorological conditions at each power plant site, and they are sum-
med for the river reach of interest.  The existing thermal standards case,
the free-discharge or no-thermal standard case (all plants employ open-
cycle-cooling) , and the extreme case of no allowable discharges are chosen
to show the dependency of power-production-related cooling costs and water
consumption on various criteria.  A critical appraisal of the worth of ther-
mal standards in terms of water consumption and other costs is thereby pos-
sible, so that subjective assessments of the standards can proceed with full
knowledge of the trade-offs involved between the costs of power production
and environmental impacts.
INTRODUCTION

A joint meeting of state and federal governmental agencies on Mississippi
River temperature standards was held in St. Louis, Missouri, on March 3,
1971.  Temperature standards were proposed because it was felt that heated
effluents from nuclear-and fossil-fueled power plants could raise river
temperatures enough to harm the biota.  The report recommended that the
maximum "artificial" rise in water temperature not exceed a prescribed limit
above the recorded natural temperature, nor should the actual temperature ex-
ceed the maximum safe temperature, whichever constraint dominates.  It was
decided at this meeting that power plants could easily comply with the stan-
dards with closed-cycle cooling being the most economically feasible means.

The existing standards now governing thermal discharges into the Mississippi
River include a specified maximum allowable water temperature for each month
of the year and a maximum allowable temperature rise of 5°F along the entire
length of the river.  Future regulations will further limit thermal discharges
into the river.  The U.S. Environmental Protection Agency has mandated that
                                   1146

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thermal discharges into natural rivers from power plants placed into ser-
vice after 1 January 1970 (or 1974 depending on the size of the plant) will
not be permitted after 1 July 1983 [1].

The standards were aimed at environmental enhancement with little consid-
eration of resultant costs.   It is extremely difficult to determine a set of
standards which adequately represents both the environmental and beneficial
use viewpoints.  The difficulty stems from a lack of knowledge about the
level of environmental preservation  (or beneficial use) to be maintained
by the standards and how that level should be measured.  There have been
many studies of the environmental ramifications of thermal loads on rivers.
The common characteristic of them all is that the environmental impacts
either are not quantifiable or are multidimensional, or both.  In any
event, it has been impossible to associate a numerical indication of environ-
mental impact with a set of river standards.  However, the environmental im-
pact is real and must be addressed in any intelligent determination of river
temperature regulations.  This problem of evaluating alternate standards in
terms of their environmental impacts is typical of situations requiring sub-
jective evaluations to be made.

If the economic impacts of environmental standards are understood by de-
cision makers, then alternate sets of standards can be evaluated in terms
of the "costs" required to meet those standards and the amount of environmen-
tal protection consequent to those constraints.  In other words, trade-off
"costs" of providing different levels of environmental protection
 (resulting from different sets of thermal standards) can be investigated.
The question can be asked for each set of standards to be evaluated:  "Are
the environmental gains justified in relation to the expenditures?" This
question still involves a subjective choice, but it is much easier to answer
than the original question: "How much environmental protection should be
provided?"  The trade-off question can be asked over and over for increas-
ingly stringent sets of standards until a desired balance between environ-
mental objectives and consequent economic penalties and water consumption
is established.

This study looks at the question of the "costs"  (both economic and water
consumption) to the utilities  (and the public) of meeting various thermal
standards for the Upper Mississippi River from the source to the southern
Iowa border.  The costs of the existing thermal standards are assessed by
computing the marginal increases in monetary expenditure and water consump-
tion over the "free-discharge" or no-standards case wherein all utilities
are assumed to utilize the most economical and lowest water consumptive
system:  the once-through cooling system.  The additional "costs"  (over
the existing standards and over the  free-discharge case) of more restric-
tive thermal standards  (the "zero-discharge" thermal standard) are also
assessed for a complete realization of the implications of impacts of these
standards.  It is extremely important to realize that  the figures given
herein are illustrative only since fixed unit costs were assumed across-
the-board for all utilities along the study reach and  fixed assumptions
were made for the operation of all plants.  The numbers cannot be taken
                                   1147

-------
as indicative of true costs of any one utility but serve to indicate the
generalized total costs for the entire study region.  The power plants in-
cluded in the study are those presently operating and those proposed for fu-
ture construction (through 1994) having capacities of 25 MW or greater; all
of the utilities lie in the Mid-Continent Area Power Pool (MAPP) geographical
area, and most are MAPP members.  The computational scheme to assess the
worth of thermal standards requires the use of three models previously
developed at the Iowa Institute of Hydraulic Research.  The first model ex-
amines the steady-state thermal regime along the study reach of the Upper
Mississippi River.  The model is used to locate regions where river tempera-
tures exceed the allowable limits for any prescribed set of thermal standards,
and to assess river evaporation for heat loadings consequent with those ther-
mal standards.  The second model evaluates cooling-related costs of back-
fitting existing power plants (identified as requiring backfitting with
the first model under a set of thermal standards) with mechanical draft wet
cooling towers.  The third model computes cooling-related costs of out-
fitting proposed power plants (identified as requiring outfitting with the
first model for a set of standards) with once-through and closed-cycle (wet
tower) cooling systems.
COMPUTATIONAL MODELS

Iowa Thermal Regime Model  (ITRM)

A predictive computational model for computing temperature distributions
along natural rivers  (ITRM) was developed by Paily and Kennedy [2].  The
steady-state version presented by Paily et al. [3] is used to compute the
thermal regimes for the natural, free-discharge,  existing, and no-discharge
cases.

The model is based on a numerical solution of the one-dimensional convection-
diffusion equation, and it predicts the longitudinal distribution of cross-
sectional average temperature along a river.  The total river length is
divided into smaller  reaches, and temperature distributions are computed for
each reach separately.  The solutions for adjacent reaches are linked by
the common conditions at the junction points connecting them.  Each reach
of the river can have multiple thermal inputs and tributary inflows.  The
formulation allows for changes in the channel characteristics and the river
flow rate.  Variations in weather data from place to place also are taken
into account.  The model is one-dimensional and assumes complete mixing of
the heated effluent with the river.  To compute thermal discharges of pro-
posed plants, the model assumes in-plant efficiencies of  85 and 95 percent,
an overall plant efficiency of 32 and 36 percent, and a condenser tempera-
ture rise of 18°F and 25°F for fossil-fueled and nuclear  power plants, re-
spectively.

Based on these assumptions, it is clear that the steady-state thermal re-
gime model presents only an overview of the aggregate thermal profile of
a river; it does not  yield a detailed assessment of the actual temperature
                                    1148

-------
distribution.  However, this model does give adequate representation of the
river temperature distribution.

The thermal regime model is used to determine the temperature profile along
the Mississippi River in the MAPP geographical area corresponding to average
flow and weather conditions.  The input data used for the computations are
the following:
1.  heat loads from power plants of rated capacity    25 MW or greater,
industries, and municipalities located on the main stem of the river;
2.  monthly mean values of daily flow rates measured at 12 U.S. Geological
Survey gaging stations along the river;
3.  monthly mean values of daily weather conditions including air tempera-
ture, wind speed, relative humidity, atmospheric pressure, cloud cover, and
solar radiation measured at 6 first-order weather stations of the National
Weather Service; and
4.  channel top widths at approximately ten-mile intervals determined from
river profiles developed by the U.S. Army Corps of Engineers.

Temperature profiles also were determined for the 7-day, 10-year low flow
along thd river combined with average weather conditions for the months of
August and November to compute the extreme assimilation capacity of the
river at locations of proposed power plants.  Evaporation rates along the
river were computed for the average flow thermal regimes.  The river discharge,
climatological variables, and channel geometry parameters were assumed to
vary linearly between adjacent measuring stations.


Backfitting Model

This model evaluates the cost of backfitting a power plant or unit currently
operating on open-cycle cooling with a mechanical draft wet cooling tower
 [4].  The major factors considered in the economic assessment of backfitting
an  existing unit are:
1.  the cost of installing the cooling tower, including materials, labor,
site acquisition, and preparation;
2.  the plant downtime for system changeover;
3.  the provision of additional generating capacity to replace the power
consumed by  the cooling system;
4.  the operation and maintenance costs of the cooling-system; and
5.  the additional cost of power generation due  to limitations imposed by
the use of the  closed-cycle system.

The first three of these quantities are capital  costs  and  the  last two are
operating  costs incurred over the remaining  lifetime  of the plant.   Once
these factors have been determined, the total cost may be  computed by using
the fixed-charge-rate method  [5].  It  is possible to design mechanical
draft wet towers of any size,  but realistically  the lowest-cost  tower would
be  built in practice.  Therefore, a range- of  tower sizes must  be  investiga-
ted at each  site to determine  the optimum design.  The characteristics of
the power plant required for backfitting calculations  are  the  accredited
                                   1149

-------
capacity of the unit, the type of plant  (fossil or nuclear), the thermody-
namics of the existing turbine and condenser systems, and the economic ;sit-
uation of the utility operating the unit.  Simplifications and assumptions
made in the development of the model are:
1.  the power plant is operating at 80 percent of the accredited capacity
throughout the year to satisfy a constant demand of the same amount;
2.  the plant or unit is considered to be operating with a constant, rela-
tively low, turbine back pressure, and the corresponding heat rejection rate
is known for an existing open-cycle cooling system;
3.  the existing condensers are retained without modification; and
4.  the same capacity factor is used both before and after backfitting.

With these assumptions, computation of capital and operating costs of back-
fitting with a mechanical-draft wet cooling tower may be achieved by using
calculation procedures outlined by Croley et al.  [4] and described briefly
in the following subsection on outfitting.  Of foremost importance in the
backfitting calculations are the capacity loss, the energy loss, the excess
fuel consumption  (the difference between the fuel consumption with an open-
cycle cooling system and the backfitted  system) and the excess maintenance
cost.  The model also may be used for the computation of water consumption
by the cooling tower.
Outfitting Model  for Once-Through and Closed-Cycle Cooling Systems

The  economics  of  power plant  cooling performance is mainly dependent on the
turbine-condenser subsystem characteristics and on the size and type of
cooling  system.   Two basic types of turbines are considered in this study
as representative of those currently in use.  The first type is a high
back-end loaded unit of  contemporary design, and the second type is a low
back-end loaded unit primarily used in older plants.  Operating character-
istics of these turbines are  given in reference  [5].

Cooling  characteristics  curves may be determined for any  specified size and
type of  cooling system using  the appropriate model.  The  size of a once-
through  cooling system is primarily determined by the condenser flow rate
and  by the design heat assimilation capacity of  the receiving water body.
The  cooling  characteristics curve is determined  by the size of the system
and  by the actual heat assimilation capacity of  the stream.  For mechani-
cal  draft wet  cooling towers, the size of  the cooling system is specified
by the dimensions of the tower and the design meteorological conditions chosen
at the site.   The cooling characteristics  may then be determined from the
basic thermodynamic model described elsewhere  [6].  The operation point of
the  cooling  tower is defined  as the intersection point obtained by super-
imposing the appropriate cooling characteristics curve on the  turbine charac-
teristics curve as described  in reference  [6].   This operation point com-
pletely  describes the performance of the power plant cooling system  in
terms of hot water temperature, heat rejection   rate, power output,  arid  tur-
bine back pressure for any given set of meteorological conditions  and
power loading. Condenser sizing is obtained  from the operation point
                                    1150

-------
corresponding to the design characteristics curves using design meteorologi-
cal and stream conditions.  Capacity  loss is obtained  from  the operation
point corresponding to the extreme characteristics curve evaluated using
extreme meteorological and stream conditions.  Fuel consumption, make-up
water  (water evaporation), energy loss,  and other quantities may be obtained
from the operation point  corresponding to the  "prevailing or existing"
characteristics curve.  If 'the  cooling system  is smaller or if the meteoro-
logical or  stream conditions become more adverse, the  operation point will
shift such  that the resulting power output will decrease.   The model has
the capability of computing fuel consumption,  water evaporation, energy
loss, and other parameters for  a given distribution of meteorological
and stream  conditions.

Power plant cooling costs are composed of capital costs which include the
cost of tower  structures, once-through cooling structures,  condensers,
pump and pipe  systems, and replacement capacity; and operating costs which
consist of  the costs of fuel, make-up water, water treatment, maintenance,
and replacement energy.   These  costs  are determined by using appropriate
unit costs  and monographs, I see TABLE I  and reference  [7]).  The unit costs
are expressed  in  terms of 1976  dollars and are valid only for the MAPP
region.  The total  cooling-related cost  of power production is computed
using  the  fixed-charge-rate method.
 PROCEDURE

 Changes in thermal standards would alter existing assimilation capacities
 of the river and,  hence,  the operation of once-through cooling systems lo-
 cated along the river.   Thermal violations (defined as cases where the
 maximum river temperature or the increase of river temperature due to heated
 effluents exceeds the allowable limit) which occur as a result of a change
 in thermal standards would require these power plants to derate or to back-
 fit a  closed-cycle cooling system.  Associated with these alternatives
 are high  energy losses and capital expenditures in terms of cooling tower
 construction and associated  changes in operating cost, and water evapora-
 tion as a result of the closed-cycle operation.  To relate thermal standards
 to the cooling-related costs of power production and water consumption,
 the following procedure was  developed:
 1.  Determine the thermal regime of the river for the heat loads from
 existing  and proposed power  plants at average flow conditions.  Compute
 net evaporation resulting from thermal discharges.
 2.  Choose a specified set of thermal standards.
 3.  Determine cases where thermal  standards are exceeded, if any.
 4.  Backfit power plants with mechanical draft wet cooling towers wherever
 thermal violations occur, and compute annual backfitting costs  (including
 all capital costs).  Calculate the corresponding annual water consumption.
-5.  Determine the annual energy loss at plants where thermal standards are
 exceeded, and determine the  corresponding  cost of purchasing replacement
 energy, without adding auxiliary cooling capacity.
 6.  Choose the more economical alternative of steps 4 and 5 at each affec-
 ted location.

                                    1151

-------
 7.   Compute the annual operating costs of existing power plants  that  do not
 violate  thermal regulations.   (The capital costs  of these cooling  systems  are
 not  considered.)   Determine  the corresponding annual water evaporation.
 8.   Size cooling systems of  proposed power plants (the  capital costs  of these
 cooling  systems are considered).  Determine total annual costs and water
 evaporation.
 9.   Compute the total annual  cooling-related costs of power production  and
 the  total water consumption  corresponding to the  specified thermal standard.
 10.   Repeat the computations  for other thermal standards.

 Computations  in steps 1 and  3 are carried out for the months of  February,
 May,  August,  and November.  These four months are assumed to adequately  re-
 present  the meteorological and hydrological conditions  that exist  through-
 out  the  year.   Backfitting is carried out at an existing plant if  thermal
 standards are  exceeded during any one of  these months.   Annual operating
 costs for existing and proposed power plants are  computed corresponding  to
 meteorological and stream conditions that exist during  the chosen  study
 months.

 Proposed plants are sized corresponding to extreme meteorological  conditions
 and  the  7-day, 10-year low flow hydrological condition.   Capital costs of
 proposed power plants are added to annual operating  costs  by using the
 fixed-charge-rate method.  For existing power plants  a  uniform remaining
 life  of  20 years is assumed;  for proposed power plants  the expected life
 horizon  is assumed to be 35 years.
RESULTS

The cost of meeting  a  specified  thermal standard is defined as the differ-
ence in total  cooling-related costs associated with the thermal standard
and the total  cooling-related costs associated with no thermal standards.
In the latter  case,  all existing and proposed power plants utilizing  a
closed-cycle cooling system are  considered as employing once-through
cooling, as noted earlier.  Marginal cost changes are computed and the worth
of the thermal standard is evaluated; also changes in water consumption that
occur as a result of variations  in thermal standards are presented.  The
three thermal  standards considered herein are the existing regulations, the
"no-discharge"  standard, and a free-discharge condition.


Water Consumption

Water consumption resulting from power plant operation is due to the increased
river temperatures caused by heated effluents and to evaporation from wet
cooling towers.  Natural evaporation from the study reach (without power
plants)  was obtained from the ITRM with the appropriate data set and is shown
in Fig.  1.  The annual equivalent of this figure integrated over the river
and the year is 257.1 million m^.  The variations in natural evaporation are
a result of the natural variations of the top width of the river.  To eliminate
                                    1152

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the effects of top width from this and succeeding  figures,  the  unit  evapora-
tion is calculated by dividing evaporation by the  river width.   Unit natural
evaporation is depicted in Fig. 2.  Now, the dips  and peaks in  the curve  are
seen to correspond to the locations of the weather stations which are labeled
at the tops of Figs. 1 and 2.  It is noted that natural evaporation  for the
month of February and most of November is zero because of the presence of
ice cover on the river during these months.  Sublimation from ice is
neglected in this study.

The actual river evaporation corresponding to the  existing  and  proposed
power plants with existing thermal standards was computed with  the ITRM and
appropriate data sets on a unit basis, and the unit natural evaporation of
Fig. 2 was subtracted to give the unit net evaporation on the river,  which
is plotted for August conditions in Fig. 3.  It is important to note that
this figure pertains to unit net river evaporation only and does .not include
the other cooling-related evaporation losses from  wet cooling towers since it
is not possible to present those losses  on a unit  basis.  Sudden spikes
in the evaporation curve are a result of thermal discharges at  those locations.
Certain interesting features can be observed in the unit net evaporation  for
the month of February, Fig. 4.  As a result of ice cover, no evaporation
occurs unless the temperature of the river water is above 0°C as a consequence
of heated discharges from power plants.  Water temperatures above freezing
are not sustained over any long reach of the river because  of  adverse meteoro-
logical conditions; therefore, the unit  net evaporation abruptly drops to zero.
It also should be noticed that the magnitude of the evaporation rates is  much
greater than the corresponding rates  for August.   This increase is primarily
due to the fact tha,t the air temperature in February is below the water temp-
erature at these locations; other meteorological conditions are also conducive
to this phenomenon during February.

By integrating the net river evaporation along the river and over the year
and adding the total evaporation from wet cooling  towers  (if there are any),
the total annual evaporation can be calculated for each set of  thermal
standards.  This calculation was made for the free-discharge condition, the
existing thermal standard, and the no-discharge thermal standard; the
results are tabulated in TABLE II.  It is seen from this table  that  the ex-
isting standards result in an annual  increase of about 2.60 million  m3 over
the free-discharge condition of 156.9 million m3  (an increase of 1.67 per-
cent).  The no-discharge standard represents an annual increase of 5.68
million m3 over the free-discharge condition  (an increase of 3.62 percent)
and an annual increase of 3.08 million m3 over the existing thermal  standards
of 159.5 million m3  (an increase of 1.93  percent).  Net evaporation for the
free-discharge condition represents total evaporation  (no cooling tower
evaporation) and is smaller than the  total annual  evaporation for the
existing thermal standards.  For the  no-discharge  thermal standard,  net
evaporation is zero.  On the other hand, evaporation from wet towers is higher
for the no-discharge condition.  Thus, it is easily seen that total  annual
evaporation is greater with the no-discharge standard  since water consump-
tion from wet towers is higher than evaporation from the river  surface for
comparable cooling duties.
                                    1153

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Economic Costs

Costs for the various thermal standard conditions are computed from the back-
fitting and outfitting models for each utility identified as exceeding the
thermal standards with ITRM.  Costs for existing thermal standards are pre-
sented in TABLE III.  These computed results indicate that the average
cooling-related cost of power production in the region of study is of the
order of 15.20 mills/kw-hr for the present thermal standards, which repre-
sents a relative increase of about 1.58 mills/kw-hr over the free-discharge
case.  The value of 1.58 mills/kw-hr may then be considered as the average
"cost" of the existing thermal standards.  Details of the cost reduction
as a result of the free-discharge thermal standard are presented in TABLE IV.
It should be mentioned that the fuel consumption cost with the once-through
cooling system is higher than the corresponding cost for the same power
plant outfitted with a mechanical-draft wet cooling tower.  This phenomenon
also is observed in the backfitting operation and is due to the fact that
with a wet tower, the power plant is derated at certain times as a result
of adverse meteorological conditions.  Consequently, fuel consumption is
lower with the wet tower.  Under these conditions, however, large amounts
of replacement energy are required which result  in high replacement energy
costs.  The decrease in fuel consumption of plants with cooling towers is,
of course, counteracted by an increased fuel consumption of the plants
supplying the replacement energy.

The no-discharge thermal standard involves additional costs incurred as a
result of backfitting once-through cooling systems with wet cooling towers;
the cost increases are listed in TABLE V.  These costs must be added to
the costs obtained with the existing thermal standards to compute the cost
of the no-discharge standard.  It is seen that the no-discharge thermal stan-
dard represents an average increase of 2.042 mills/kw-hr over the existing
average annual cost.  The "cost" of the no-discharge standard is, therefore,
of the order of 3.62 mills/kw-hr as compared to the free-discharge condition.
All regional cost figures are summarized in TABLE VI.
CONCLUSION

The knowledge of  costs and water consumption associated with the free-dis-
charge,  existing, and no-discharge thermal standards should provide a use-
ful guide in reexamining present criteria and perhaps setting up new thermal
regulations for the Upper Mississippi River.  If the "worth" of these thermal
standards in environmental terms has been established, the standards can be
assessed with regard to their  "costs" and the trade-offs between the costs
of power production and environmental impacts is made clear.  Undoubtedly,
it is  extremely difficult to determine the level of environmental protection
required; however, subjective  assessments can be made with an understanding
of the costs associated with thermal standards.  The procedure and the  re-
sults  presented in this paper  should help in enabling intelligent decision-
making with regard to the establishment of thermal standards.  The costs
cannot be judged  as accurate on a site-to-site basis, but serve to illus-
trate  the general impact of various standards for the entire study reach.


                                  1154

-------
ACKNOWLEDGEMENTS

This project was financed in part by a grant from the Mid-Continent Area
Power Pool  (MAPP) and by a grant from the U.S. Department of the Interior,
Office of Water Research and Technology under Public Law 88-379 as amended,
and made available through the Iowa State Water Resources Research Institute.
Funds for computer time were provided by the Graduate College of The Univer-
sity of Iowa.
REFERENCES

1.  U.S. Environmental Protection Agency, "Development Document for Effluent
    Limitations and Guidelines and New Source Performance Standards for the
    Steam Electric Power Generating Point Source Category," United States
    Environmental Protection Agency, Washington, D.C., Oct. 1974.

2.  Paily, P.P. and Kennedy, J.F., "A Computational Model for Predicting
    the Thermal Regimes of Rivers," IIHR Report No. 169, Iowa Institute
    of Hydraulic Research, The University of Iowa, Iowa City, Iowa, Nov. 1974.

3.  Paily, P.P., Su, T.Y., Giaquinta, A.R., and Kennedy, J.F., "The Thermal
    Regimes  of the Upper Mississippi and Missouri Rivers,"  IIHR Report No.
    182, Iowa Institute of Hydraulic Research, The University of Iowa, Iowa
    City, Iowa, Oct. 1976.

4.  Croley,  T.E., II, Giaquinta, A.R., and Patel, V.C., "Wet Cooling Tower
    Backfitting Economics," Journal of the Power Division, ASCE, Vol. 104,
    No. PO2, Apr. 1978, pp. 115-130.

5.  Giaquinta, A.R., et al.,  "Economic Assessment of  Backfitting Power Plants
    with Closed-Cycle Cooling Systems," Report No. EPA-600/2-76-050, U.S.
    Environmental Protection Agency, Research Triangle Park, North Carolina,
    ' Mar. 1976.

6.  Croley,  T.E., II, Patel, V.C., and Cheng, M.-S.,  "Thermodynamic Models
    of  Dry-Wet Cooling Towers,"  Journal of the Power  Division, ASCE, Vol.
    102, No. PO1, Jan. 1976, pp. 1-19.

7.  Croley,  T.E., II, Giaquinta, A.R., Lee, R.M.-H.,  and Hsu, T.D., "Opti-
    mum Combinations of Cooling  Alternatives for Steam-Electric Power Plants,"
    IIHR Report No.  212,  Iowa Institute of Hydraulic  Research, The University
    of  Iowa, Iowa City, Iowa, July 1978.
                                    1155

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                                  TABLE I
Description
                  UNIT COSTS
(assumed to be spatially uniform in the  region of study)

                                      Cost           _
Unit cost of wet towers
Unit condenser cost

Unit replacement capacity cost
Unit land cost
Unit make-up water cost
Unit waste-water treatment cost
Unit fuel cost
Unit maintenance cost of wet towers
Unit replacement energy cost	
                                     $21/TU
                                     $12/sq.  ft of
                                       surface area
                                     $400,000/MW
                                     $5,000/acre
                                     $1.8/1000 gals
                                     $0.15/1000 gals
                                     $0.004/kw-hr
                                     $300/yr/cell
                                     $0.02/kw-hr  	
                                  TABLE II

         WATER CONSUMPTION COMPARISON OF DIFFERENT THERMAL STANDARDS
Thermal Standard
                    Net Annual
                    Evaporation from
                    River Surface, m^
                        Annual
                        Water Consumption
                        of Wet Tower?, m^
  Total Annual
  Evaporation
Free-discharge
Existing
No-discharge
                    156,923,000
                     68,851,000
                         0
                         90,670,000
                        162,600,000
156,923,000
159,521,000
162,600,000
                                  1156

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                          TABLE  HI





COMPUTER COSTS  OF EXISTING THERMAL  STANDARDS (197'i do
Plant 4 Unit Ho.


Clav Boswfcll #4
LlK River »l-3
Kiversiae tit!
High Bridge *=-£
Alma Si- 5
Aima fit
^enOd -lA-^D , J
..=msi: •-• *1-1
Mfl^o,-. Dewey
DoLijqut «2-4
K.L. Kapj. Hi-;
Molinr- *'—'
Louisa ».
Location

1167
lie-
got
^0'
391
c.51.7
r^.\
5S(
= lr
4 = 7.1
4-"";. ;
4?7. :
4U4
Capacity

150
500
1420
5fc8.fi
49. ^5
239. 3C
209. y
350
Jt2. j
:.C
= 1.75
2:7
BO
23b.S
1600
73.6-5
1 2 3 . t
65C
Cn^,-a

r*'W.
riwr-
nm.
NiCL
FiOK
FiOF
Fl'Jt-
Fl'-f
Fi
F;
FI
F^
F2
N^
F2
Fl
flWT

~,JU. .


"




Com;

3. ;:•..
--


j",,.,
ca i



..•Jl '


.';:.::
t.l C05t~ !«•
LOOI.,,0

2. 161
j .f-7:


ii.t-4t.ti
.1 lion dolla


4.74:^
o


7.5^7
151
Land

u.25
"


0. 325

rotaJ

]9.9t^
1.585


1.772
27. OL

1 	 f^

2.^44
0..7C


i-.Jt.13
3.990



O.Btd
J.27ft


J.J49G
0.8T60

Kuel ]
13. bi
4fl.il
124.0
51 . li*
4.<»03
22 . Of
.1 ',.'_. 9
19. 34
1^.24
3^.11
4.C13
'>. 7U7
2i.4e)
4 . 7uy
i!tt.94
7. 37J
J 1 . 98
•,.V8fc
11. 3y
J3.H2
'j7.lJ

Kei-lacenwM
0
3. SOI
13.09
4. 192
fi
0
0
0
u
0
0
u
0
0
0
0
0
c
S. 329

MaKe-U}.
--
4 . 02C.
11.17
1J.72
1.^17

::
--
!;__,7e


—
0.101E.
l'.307J
0. 3464
0,0307


::
0.1333

MaJJ-LcnaricP
'j.0:7h
0.005-i
0.0141
0.0159
0.0051
0.0030
0.0663
0.003-
0.0742
0.0634
J.0097
0.0559
0.0fj91
0.0282
U.P501
0.00-i3
C.03C3
^.0192
J.0287
u.0178
C,'. 0069

Total
13.85
52.04
145.5
IbS.b
5&.63
4.606
22.15
19.35
32.32
33.47
4.621
S.S14
23.55
21.01
7.4C1
22.03
196. (f
6.791
6.009
11.42
13.34
l'>-^

miJl^kv-hr
3. 17fc
4. as;
5.U28
5.032
4.20S
3.15S-
3.2D3
3.153
3.1T5
3.175
3.189
3.210
3. 176
3.205
3.2
3. 18
7.479
3.139
3.195
J.183
3.102
•1.900

Twtal
13. H5
54.99-
149.5
178.:
56.63
4.606
Ji.15
2S.64
19.35
32.99
33.47
4.621
3.814
23.55
21.01
7.401
22.03
196.0
f, . 790
'..O09
n.4:
14. 1C,
7 1 . «G
_\_'i--^7 ^

HillsAw-hr
1 . 7C
. 92
. 26
. 91
. 08
. 59
. 03
. 80
. 53
. 51
. 75
• 69,
. 10
. 7fe
. faO
. 05
. 8
. 79
. 39
. 93
. 83
. 10
. 76
1Z.177

-------
                                    TABLE IV





      COST REDUCTIONS OF FREE-DIfCHARGE THERMAL STANDARD  (1976 dollars)
Plant & Unit No.



Clay Boswell #3
Clay Boswell #4
Sherburne County #1-2
Sherburne County #3-4
Monticello
Prairie Island
Quad-Cities
Carroll County #1
Louisa #1
Capital Costs
Total
Annual
106$

1.681

6.847



29.02
2.857
mills/kw-hr



0.480

0.611



3.765
0.627
Operating Costs
Total
Annual
106$
3.287
5.907
18.51
20.90
4.077
17.70
18.41

7.893
mills/kw-hr


3.127
1.686
1.860
1.864
1.023
2.248
1.642

1.733
Total Cost Reduction
Annual
106$

3.287
7.588
18.51
27.74
4.077
17.70
18.41
29.02
10.75
mills/kw-hr


3.127
2.166
1.860
2.475
1.023
2.248
1.642
3.765
2.360
                                    TABLE V





ZERO-DISCHARGE COST INCREASES ABOVE COSTS OF EXISTING THERMAL STANDARDS (1976 dollars)
Plant &
Unit No.
Clay Boswell #1-2
Monticello
Elk River #1-3
Riverside #8
High Bridge #5-6
Prairie Island #1-2
Alma ftl-6
Genoa #1A-2D,2,3
Lansing #1-4
Stonemari
Nelson Dewey
Dubuque #2-4
Carroll County #1
M.L. Kapp #1-2
Moline #5-7
Riverside #3,3HS,4,5
Fair #1-2
Muscatine #5-9
Burlington
Capital Costs
Total
Annual
106$
2.060

0.7935
7.032
7.002

9.693
6.808
5.424
0.7727
6.489
1.304
6.398
6.023
1.254
3.901
1.126
4.937
0.726
mills/kw-hr
1.961

2.267
4.19?
3.600

3.008
2.335
2.435
2.131
4.079
2.326
0.830
3.604
2.430
2.490
2.473
2.515
5.873
Operating Costs
Total
Annual
106S
2.160
17.938
0.6743
4.582
4.644
5.153
8.600
6.453
4.846
0.7985
4.214
1.124
16.01
4.107
l.lSb
3.584
1.064
4.640
5. 368
mills/kw-hr
2.054
4.500
1.926
2.731
2.J87
0.655
2.668
2.232
2.176
2.202
2.649
2.004
2.U77
^.457
2.295
2.28B
2.336
2.420
3.613
Total Cost Increase
Annual
106$
4.221
17.94
1.468
11.61
11.65
5.153
18.29
13.26
10.27
1.571
10.70
2.428
22.41
10.13
2.439
7.485
2.190
9.576
14.09
mills/kw-hr
4.015
4.500
4.193
6.923
5.987
0.655
5.676
4. 583
4.611
4.333
6.728
4.330
2.907
6.061
4.725
4.778
4.809
4.995
9.486
                                    TABLE VI





             REGIONAL COST COMPARISONS OF DIFFERENT THERMAL STANDARDS
Thermal Standard

Free-Discharge
Existing
No-Discharge
Total Costs
Annual
106$
1180.3
1317.4
1494.3
mills/kw-hr
13.622
15.204
17.246
Incremental "Cost" of
Standard above Free-
Discharge
Annual
106$
118.7
295.6
mills/kw-hr
1.582
3.623
                                       1158

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                                                                                                                      :'  V-1
                                                                                                                                                                                  e  2  Unil Nalural Evaporation Along 'he  Upper Mississippi Riv
en
<£>
                                           Figure 3   Unit Net  EvODOrQlion tor Auqusl Along Ihe  Upper  Mississippi '

-------
                           THERMAL PLUME MAPPING
                        J.R. Jackson and A.P. Verma
      Envirosphere Company, Division of Ebasco Services  Incorporated
                 Atlanta, Ga. and New York, N.Y., U.S.A.
ABSTRACT

An accurate description of thermal plume characteristics  is fundamental to
the evaluation of plant performance as  it  relates  to  technical  specifica-
tions and state  imposed mixing zone criteria.  This paper presents a
generalized approach for mapping thermal plumes with  considerations given
to discharges in different types of receiving water bodies, variability of
ambient conditions, and other parameters which must be measured.   Rivers,
lakes, estuaries and oceans all present widely varying conditions for which
several alternative methods of sampling and positioning are available.
Also, any single receiving water body type can be  sampled in several ways
due to the wide  variety that exists in  instrumentation and data logging
equipment.

The basic elements of a thermal plume survey can be grouped in  three
phases.  These phases consist of  (1) logistics and planning, (2)  execution,
and  (3) data reduction and evaluation.  The criticality and interrelation-
ship between them are highlighted.
INTRODUCTION

Before  the  planning  phase of  any  survey  can  begin,  it  is necessary to
carefully examine  the client's, needs with  respect to not only the mea;js and
extent  of data  acquisition  but also the  uses to  which  the data will
ultimately  be applied.  Quite often the  client  is not  fully aware of his
own  needs in terms of the level of effort  required  to  insure the adequacy
of the  data and the  degree  of scrutiny to  which  the results will be
subjected.  There  will  also be cases in  which the client will only supply
a general requirement,  leaving the responsibility of detailed planning to
the  surveyor.   In  any event,  it is imperative, when one's client must
ultimately  deal with the federal  and state regulatory  process, that the
mediocre or "cost  effective"  survey does not become adequate after the
fact.

The  most critical  piece of  information needed but not  always asked for by
the  client  is a precise definition of  the  end product  of the survey effort.
For  the purpose of this paper, we shall  define  this initially in terms of
a set of maps or map overlays which show the following data:
                                     1160

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         - Isotherms, in terras of temperature or  temperature variation ( T)
           over ambient and/or contours of other  simultaneously measured
           data such as dissolved oxygen or dye concentration,
         - Wind and current vectors,
         - Ambient (if definable),  intake, discharge  and  air temperatures,
         - Calculated area within critical isotherms  (where required),
         - Tide or stage level data,
         - Time, date and depth(s)  of  the survey(s).
Certain basic items must also appear on the maps  or in  the  title block
including:
         - Shoreline and discharge  structure outlines (unnecessary on an
           overlay),
         - Scale and north arrow,
         - Grid reference points and an explanation of  the  coordinate
           system.
Other pieces of information which might be included or  discussed separately
in an accompanying report are:
         - Positioning system reference station locations or control
           points,
         - In situ meter and vertical  profile station locations,
         - Plant operational .data for  the time of the survey,
         - Vertical  profile data and/or receiving water body temperature
           cross-sections,
         - Plant structure outline,
         - Bathymetry,
         - Drogue plots,
         - A discussion of field and analytical methodology,
         - Any subsequent analytical results,
         - An evaluation of discharge  performance with  respect  to
           mathematical models  and/or  thermal water quality criteria,

Discussions with the client prior to detailed planning  of the survey should
include  not only the appearance and content of the finished maps, but also
and  of even greater  importance  the  adequacy of the information  being
presented.  Considerations such as  sample density and data  redundancy must
be dealt with and agreed upon,  primarily due to their obvious impact upon
the  survey cost, before detailed planning can .begin.
 OPERATIONAL  ELEMENTS

 The  basic  elements  of  a thermal  plume survey can be grouped in three
 phases.  The first  and most  critical  phase consists of logistics and
 planning.  The  success and credibility of the survey will directly depend
 upon adequate preparation in terms  of equipment and supplies,  timing and
 coordination with respect to ambient  conditions and plant operating
 schedules, as well  as  pre-plotting  of tracklines and profile locations,
 arranging  for accurately surveyed horizontal control and, if necessary,
 site reconnaissance.   The need for  redundancy in data collection for
 certain  parameters  is  also an important planning consideration,
 particularly when operational constraints are imposed by economic factors.
                                    1161

-------
With a reasonable effort during the planning  phase,  the next phase,
execution of the actual survey, becomes  reasonably straightforward with the
exception of unavoidable scheduling difficulties  which often arise as a
result of weather or changes  in plant  operation.   With the more
sophisticated equipment now available, much of  the data reduction and
evaluation, the third and  final phase  of the  survey,  can be accomplished
in the field.  This is not always  economically  feasible, however, when
surveys are of limited duration and scope.
DATA REQUIREMENTS AND PLANNING

Preliminary Background  Investigation

The complete  thermal survey  should  include  the  definition of effects of
natural and man-made variability  of environmental  conditions on plume
characteristics.  Consequently, thermal mapping is not confined to the
measurement and mapping of temperature alone.   Other  important parameters
include ambient current,  tides, water mass  distribution,  bathymetry, wind
conditions for heat transfer considerations and accurate  locations for the
discharge and any other structure or naturally  occurring  object which may
affect the plume's shape.  Additional considerations  include horizontal and
vertical ambient temperature fluctuations,  variations in  plant heat output,
interference  from other heat sources, extrapolation between normal and
extreme thermal conditions and definition of ambient  conditions with
respect to regulatory agency requirements.   Many of these parameters can
be anticipated and evaluated for  their relative importance prior to the
field work.   The most immediate source of site  specific information is
the plant operator who  may be able  to make  available  the  results of
previous or ongoing data collection programs.   Available  parameters might
include intake and discharge temperatures,  stage or tide, and meteorologi-
cal conditions.  In addition, the operator  should  provide horizontal
control  (p"!ant or state grid) information,  charts  or  plans of the plant and
discharge areas, any hydrological information obtained through studies
conducted during pre-operational  phases,  a  plant operating schedule as it
effects the operation of the circulating  water  system and/or blowdown flow,
the heat rejection rate,  thermal  criteria and technical specifications to
which the effluent is subject and an understanding of any local political
sensitivities which might affect  the way  survey operations are to be
conducted.  Other potential  sources of information include but are not
necessarily restricted  to:
         - U.S. Geological Survey,
         - Corps of Engineers,
         - National Oceanic  and Atmospheric Administration,
         - State and local agencies including water management and
           irrigation boards,
         - Privately-owned reservoir managements,
         - Universities and  private research institutions.
                                    1162

-------
Adequate attention given  to  background data collection will make possible
a proper definition of  the scope and duration of the study and the
conditions leading to the definition of critical situations.

Logistics and Support Arrangements

Most problems connected with field programs can be prevented or alleviated
by applying anticipation, communication, and money.  Furthermore, t
weakness in any  one factor,  usually the latter, will proportionately
increase a need  for the others.   The following is, therefore, an attempt to
anticipate at least the basic field planning steps necessary in advance of
survey execution.  While  some may seem obvious, they are listed for the
sake of completeness.   In that any two surveys may have as many differences
as similarities, greater  detail  in the area of general arrangements is
beyond the scope of this  paper.
         - Survey Boat  selection:
           While the selection and layout of the boat to be used is often a
           matter of institutional or personal preference (not always that
           of the surveyor), a few basic points should be mentioned.  The
           size  of the  vessel should be large enough to provide adequate
           protection as  well as mounting and working space for the
           instrumentation.   In  addition, space should be available for
           working over the  side along with, if possible, some light
           lifting capability in the form of a davit for lowering and
           raising line depressors or profiling instruments.  The boat
           should also  be small  enough to have a high degree of
           maneuverability for work in and around the plume but not so
           small as to  make  it overly sensitive to weather and sea
           conditions.  The  draft should be shallow and wake small to
           minimize surface  water (plume) displacement and, of course,
           appropriate  safety and emergency equipment, including extra
           protection for the instruments, should be on board at all tines.
           If diving is involved with, for example, the placement of in
           situ  recorders or inspection of the discharge structure,
           facilities should be provided according to Occupational Health
           and Safety Administration Requirements as set forth in the
           Federal Register, July 22, 1977.  Finally, berthing, launching,
           fueling and  insurance should also be prearranged.
         — Preparation, shipping and calibration of equipment:
           A thermal survey  can involve a wide variety of types of
           instrumentation including in situ and onboard monitoring
           devices, vertical profiling and towed sensors, electronic
           positioning  systems and a variety of recording equipment (strip
           chart, magnetic tape, film and x-y plot).  Additional support
           equipment might consist of communications and navigation
           equipment, diving and mooring gear plus testing and calibration
           instruments.  Since each individual piece of equipment may have
           its own distinct  preparatory requirements, only general rules
                                     1163

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           can be  stated to cover this phase of the effort.  Most
           importantly,  any and all setup, maintenance and calibration
           procedures and logs should be pre-defined, recoverable and
           meticulously documented, even in those areas where the client
           has not imposed specific quality assurance guidelines.
           Where possible, pre-operational checks and calibrations should
           be performed after shipping and as close as possible to the
           time of deployment.  While these procedures are best left to
           the responsible technician, it is imperative that the principal
           investigator be familiar with and able to defend the selection
           and preparation of the equipment should questions arise, as they
           often do, concerning the credibility of his or her methods and
           data.  One more consideration in the preparation of equipment
           is, simply, how much to use.  Whenever possible backup equipment
           for onboard systems should be available along with redundant
           data collection by in situ instruments.  This must of course,
           be weighed against limitations of time, space and budget.
           Finally, a common mistake in the shipping of equipment is
           inadequate insurance coverage.  The automatic coverage generally
           provided by airlines and other carriers is minimal.  V"hile
           additional coverage is often expensive, the high replacement
           costs of much of the equipment involved generally justifies the
           expense.
         - Local support and purchase arrangements:
           In addition to the arrangement for plant data which is
           concurrent with the many operations, several mundane but ever-
           present problems must be addressed.  These include lodging,
           security for the boat, positioning equipment and in situ
           instruments, local availability of moving materials, marine
           supplies and rental equipment and land access permission, if
           necessary, for the location of shore stations.  Finally,
           arrangements must be made for land surveyors to establish the
           positioning system reference points.
POSITIONING ALTERNATIVES AND REQUIREMENTS

Several methods exist for the determination of a moving boat's position
while crossing and recording the temperature distribution of the thermal
plume.  The selection of any one necessitates the weighing of the need
for accuracy and data density against cost and level of sophistication of
equipment and personnel.  It is not always less expensive to resort to
the simpler visual (versus electronic) positioning methods when one
considers the often greater time requirements for setup and data reduction
and the extended use of land survey parties.  These methods might include:
         - Shore based surveyors (two or more with radio communication)
           continuously turning angles on the boat's position as it moves
           and recording fix locations which must be later calculated
           individually,
         - Recording horizontal angles between shore landmarks  (at least
           three) from the boat for each fix location,


                                   1164

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         - Steering along predetermined  and-surveyor fixed transects by
           means of buoys or  aligned  range stakes on the shore.

All of these methods share  the  disadvantages discussed above.  Electronic
positioning, however,  provides  the  capability of instantaneous position
determinations as  little as one-half  second  apart which, when coordinated
with continuously  measuring temperature  or other sensors, can provide
enormous amounts of information over  large areas not necessarily
constrained by visibility limitation.  Unfortunately,  this costly piece of
equipment cannot be utilized  to its fullest  potential  without a reasonably
sophisticated digitizing and  recording system which is capable of
assimilating all of the parameters  being measured, properly sequencing
and tagging them with  times,  and recording them in analog or preferably
digital format which can be later recovered  by a computer and in hand copy.
At this point one  must also consider  the use of an onboard processor which,
in addition to  its ability  to key,  organize  and feed the data to a tape
recorder, can also instantanteously process  incoming position information,
converting  it to a simultaneous track plot by which the boat operator can
steer.  This enables the surveyor to  preplot the survey tracklines and
simply over-print  these lines on an x-y  plotter during the actual survey.
The obvious advantages are  the  completeness  of coverage made possible by
close, regularly spaced tracklines  without overlap, repeatability and
increased ease  of  survey operation.  Likewise, data reduction time can be
greatly reduced as a result of  the  system's  computer compatibility.  There
are several further variations  and  refinements to this system but all
produce the same end result.
 SURVEY  TIMING AND AMBIENT CONDITION VARIABILITY

 The inherent differences between rivers, lakes, estuaries and oceans with
 their varying levels of complexity determine the timing of a thermal
 survey  and the number of surveys required to sufficiently define the plume.
 In general,  the timing should reflect the periodic fluctuations of plume
 characteristics,  from seasonal to tidal, in terms of conditions surrounding
 the critical case(s).  Aperiodically changing conditions such as storm
 effects are more difficult by far to plan around and can only be marginally
 predicted on a seasonal basis.

 Some of the more important variables to consider include:

          - Periodic and aperiodic changes in direction of flow,
          - Velocity, magnitude of flow and dispersive characteristics,
          - Degree of natural stratification,
          - Presence of vertical water mass boundaries,
          - Potential heat accumulation or ponding areas which occur only
            under certain conditions,
          - Conditions of maximum thermal impact,
          - Occurrences of heat input from sources other than the plant,
          - Relative location of ecologically sensitive areas,
                                     1165

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         - Minimum levels of wave action and atmospheric  heat  transfer,
         - Worst case basin configuration  in the  receiving  water body,
         - Plant operating conditions producing maximum temperature
           elevation.
FINAL CONSIDERATIONS

Once on board the survey boat, it is generally too  late  to  significantly
modify the program to account for oversights.  However,  there  are certain
questions that can be raised during initial survey  activities  which may
expedite a successful completion.
         - Are the instrument preparations and calibrations complete and
           traceable?
         - Are in situ instruments and profiling stations adequate in terms
           of location and density to properly define the system?
         - Have variations in plant output been accounted for?
         - Is there sufficient definition of the wind and air  temperature
           conditions over the actual plume?
         - Is there interference from other heat sources present  and, if
           so, can it be discriminated from the plume under study?
         - If the discharge is subsurface, has it been accurately located
           in terms of the survey positioning system?
         - Is a detailed bathymetric survey available or necessary?
         - Is the minimum temperature elevation to  be measured within the
           range of horizontal ambient temperature  variability?
         - Are the depth settings of the temperature sensors such that
           they will skip in and out of a thin surface plume layer?
         - Is the deepest sensor consistently below the  far-field plume or
           are vertical temperature profiles along  the longitudinal plume
           axis necessary?
         - Can the boil area location and migration from a  subsurface
           discharge be accurately determined?
         - Have the short term periodic ambient temperature fluctuations
           been adequately defined?
         - What are the thermal characteristics relative to both  the normal
           and extremes and can they be extrapolated with respect to
           ambient conditions and plant output?
                                    1166

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                   THERMAL SURVEYS NEW HAVEN HARBOR

                        SUMMER AND FALL, 1976

                                 W. Owen
            College of Marine Science, University of Delaware
                         Lewes, Delaware, U.S.A.
                                 J. Monk
                      Normandeau Associates, Inc.
                     Bedford, New Hampshire U.S.A.
ABSTRACT

Thermal surveys conducted in New Haven Harbor, Connecticut during July,
August and October 1976 were designed to define the thermal plume of the
New Haven Harbor Station as required by the National Pollution Discharge
Elimination System  (NPDES) Permit to Discharge.  Since New Haven Harbor
has a complex temperature structure due to both natural and man-made
sources of heat, Rhodamine WT dye was used in conjunction with a three
dimensional temperature sampling program to distinguish the thermal load
introduced by the New Haven Harbor Station from other natural and man-
made thermal influences.  The results of a dye and thermal study con-
ducted in October were used to interpret the data from the July and
August thermal surveys.  This report includes a presentation and analy-
sis of the assumptions upon which the dye study design, calculations and
projections were made.
INTRODUCTION

Dyes and more specifically Rhodamine dye have been successful as tracers
in studies of transport, dispersal and dilution patterns of solids or
liquids subjected to the naturally occurring forces of a water system.
Since 1960 this technique has been adapted to profiling the movement of
effluent discharges in receiving waters.  In the present study the dye
was used as a tracer of heat input to New Haven Harbor resulting from
operation of the New Haven Harbor Station, a 460 MW oil fired power
plant.                                           *

Given the temperature increase across the condensers  (At) and the cool-
ing water flow, dye concentration can be related to temperature and it
is possible to calculate At1 per part per billion of measured dye
concentration.  Dye concentration was measured in the field using
standard, continuous sampling fluorometric techniques in conjunction
with temperature measurements.  The dye distribution was converted to a
'•At is used here to describe the elevated temperature due to the cooling
 water discharge from the New Haven Station only.  At is a function of
 position and time.
                                    116/

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temperature distribution indicating the At independent of other thermal
sources.  This method is based on the assumption that the temporal and
spatial distribution of dye and temperature will be the same.  For this
assumption to hold, the following conditions must be met:   (1) the
density of the receiving water must not be affected by the tracer mater-
ial,  (2) the power plant must be operating under normal conditions to
ensure a representative density difference between the thermal discharge
and the receiving water, and  (3) the dilution of the thermal discharge
water must occur rapidly enough to ensure that the effects of cooling to
the atmosphere can be neglected.

The first condition (1) was satisfied by the method of discharge of dye
The proof of the validity of conditions (2) and (3) lies in the base
temperature computations which serve as a check on the correspondence of
dye and temperature.  Base temperature is defined as the temperature the
water would have been if it were thermally unaffected by the New Haven
Harbor Station but still affected by natural thermal sources and man-
made sources of heat other than the power plant in question.  The base
temperatures were determined by subtracting the At computed from dye
concentration from the actual temperatures measured in the Harbor (If
the dye concentration and the temperatures were not similarly distribu-
ted, the assumptions would be invalid to the extent that the base tem-
perature was perturbed).  Conditions (2) and (3) can only be checked by
the base temperature's agreement with temperature distribution expected
in the body of water in question at the time of the survey.  If there
was a region of anomalously low temperatures observed in the computed
base temperature distribution, the implication is that the plant has not
run long enough to create a quasi-steady state in temperature.  Thus
there was too much dye for the given temperature.  The opposite effect
would be caused by interruption in the impact of dye.

Experimental Procedure

Instrumentation

Instrumentation and material used in the study included Turner Designs
Model 10-000 full flow fluorometer and an NAI Model 3100-TD temperature
profiling system  (BT), and Rhodamine WT dye, 20% aqueous solution.  The
dye was injected into the plant cooling water just downstream of its in-
take.  Other equipment and materials used were all standard off the
shelf items commonly employed in this sort of work.
                                   1168

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Measurements at Cooling Water  Intake

During the October dye study,  water was pumped  continuously  from in front
of the New Haven Harbor Station  intake through  the  fluorometer  set  up  in
the pump house.  A Rustrak  1332  temperature probe was  in  the line down-
stream of the  fluorometer.   Fluorescence  and  temperature  were recorded on
a 3 channel Rustrak  recorder.  This set up is shown in Figure 1.

Shipboard Measurements

During the thermal surveys,  vertical  temperature profiles were  obtained
at a series of stations whose  positions were  established  using a mini-
ranger  (August) or sextant  as  a  pelorus  (July). The stations were  occu-
pied at each critical phase of the tide on two  successive days  each month.
While the vessel was on  station, the  BT submarine unit was lowered  from
the surface to the bottom using  the hand  winch; the vertical temperature
profile was recorded on  the x-y  plotter set  in  its  temperature-depth mode.

Shipboard measurements during  the October dye/temperature surveys were of
two types:

a.   Horizontal continuous  sampling of  surface  dye  concentration and
     temperature.

b.   Vertical  profiles of.dye  concentration  and temperature.

Both types  of  measurements  were  made  during  each of the  four critical  tide
phases.   The  equipment  set  up  for both  types  of measurement  is  shown in
Figure  2.   Water was pumped continuously  through a  hose  to the  deck where
 it passed through  the shipboard  fluorometer  and a housing containing a
 Rustrak 1332  temperature probe.   The  hose was clamped to the submarine
 unit of the BT system, which was also used  during shipboard  measurements.
 Outputs from the fluorometer and the  temperature probe were  recorded on
 a Rustrak recorder.   BT  system output was recorded  on a  Houston Instru-
ments  x-y recorder.   The purpose of the Rustrak temperature  system was to
 correct ^he fluorometer.  The  purpose of  the Rosemount temperature  system
 was  to provide an accurate temperature measurement  of the water at the
 hose  intake for the fluorometer.

 To obtain continuous horizontal data, the research  vessel traversed a
 series of pre-selected transects  (Figure  3).   Start, end and intermediate
 positions on all transects were established using  the mini-ranger navi-
 gation system.  While the vessel was underway, water was pumped through
 the  instruments and data were recorded as described above.  The x-y
 plotter was set in its time sweep mode so the BT system served as a con-
 tinuous temperature monitor.
                                      1169

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For the vertical profiles  (figure 3) the research vessel occupied a
series of stations.  The positions of these stations were established
using the mini-ranger.  While the vessel was on station, water was
pumped through the instruments/ fluorescence data were read from the
fluorometer and recorded by hand and temperature was recorded on the x-y
plotter.  The plotter was  set in its temperature-depth mode so that
temperature was recorded on the y-axis and depth was recorded on the x-
axis.
RESULTS

October Dye and Thermal Survey

Figures 4a through lla are maps of surface At prepared from dye concen-
tration measurements made on October 13, 14 and 15, 1976.  Included are
two sets of data obtained for each phase of the tide.  The attendant
maps of actual measured temperature are contained in Appendix B.  In
these and all other figures the caption block includes wind speed and
direction and power generated by the station.  Figures 4b through lib,
which accompany the At maps, indicate the respective surface base tem-
peratures.  The purpose of the base temperature determination is to
assess the validity of the assumptions made in using the method and to
look for problems which may have occurred during the survey.  The com-
puted base temperature distributions agreed well with what was expected.
Generally they indicated the weak surface temperature gradients charac-
teristic of autumn with the following exception: on October 14 the dye
pump failed from 0452 to 0652 EST due to the destruction of the foam
cushion around the motor.  The base temperature for the ensuing low
water slack measurements clearly showed a warm spot  (insufficient dye).
The At map for the corresponding tide was not used in this report.  It
was replaced by data from low water slack measurements made on October
15, 1976.  This exception and the normal base temperatures determination
previously  discussed all serve as verification of the assumptions made
above.

Figure 4 is the At map determined from field measurements during low
water slack on October 13, 1976.  The wind was from the southwest at 13
knots.  The plume, as would be expected, was in the immediate vicinity
of the discharge, but there was also evidence of warmer water on the
west side of the harbor.  Results of the second low water slack survey
 (October 15) are presented in Figure 5a.  The wind  (southwest, 14 knots)
was nearly the same as during the earlier low water slack survey, but
the plume was larger.  This is due at least partially to the higher
power output of the plant on October 15  (463 MWH, 3 hr average) compared
to output on October 13  (446 MWH).
                                   1170

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The At maps developed from flood tide  surveys  are  shown  in Figure  6a
(October 13) and 7a  (.October 14) .   On  October  13 the wind  was  15 knots
from the south-southwest, and, as such,  it had a sizeable  component  in
the same direction as the flood tide.  Wind  and tide combined  to create
the narrow, elongated plume seen streaming to  the  north  in Figure  6a.  On
October 14, the wind was from the west-northwest at 19 knots.   This
opposed the flood tide and the resultant plume was smaller than it had
been on the day before even though  the average power output of the plant
was higher  (463 MWH on October 14 and  447 MWH  on October 13).   Also  in
Figure 7a there is a small patch of water on the west side of  the  harbor
characterized by a At of 2F.  This  may be a  remnant of the ebb tide  plume
which broke away from the main plume as  a result of the  turning tide and
the vigorous wind.

The At distributions for high water slack are  illustrated  in Figure  8a
(October 13) and 9a  (October 14).   On  October  13 the wind  during high
water slack was nearly the same as  it  had been during the  previous flood
tide, and the elongated character of the plume was still evident,  al-
though it covered a smaller area.   On  October  14 the wind  had  diminished
somewhat from mid ebb to high water slack when it  was 14 knots from  the
west-northwest.  The plume had broadened considerably compared to  its
shape during flood, and, because of the  wind,  it extended  further  south
than the high water slack plume on  the day before.

There was a substantial difference  in  the relative extents of  the  ebb-
tide plume on October 13 and 14.  On October 13 (Figure  lOa) the plume
swumg far down stream despite the continued  brisk  wind from the south-
southwest.  In contrast, the ebb-tide  plume  on the next  day (Figure  lla)
was very small.  The reason for the large difference was the sharp re-
duction in power on October 14, when the average plant output  was  only
288 MWH during the ebb-tide survey.  Plant output  during the ebb survey
on October  13 was 420 MWH.  If the  plant had been  operating at full  power
on October  14, the plume would have extended far downstream (i.e., like
Figure lOa), and it would have been narrower than  the October  13 ebb
plume because of the 18 knot west wind that  blew during  the ebb survey
on October  14.

It is clear that the position of the plume varied  greatly.   This varia-
bility resulted from two effects:   the wind's  direct effect on the
harbor and the wind's effect on the ocean and  Long Island  Sound which in
turn directly affect the tide in the harbor.

Figure 12 is an example of the cross-sectional At  observations in  the
harbor.  Higher subsurface temperatures  were found only  in the immediate
vicinity of the discharge  (Transect F).  The lower temperature water of
the plume did spread further but did not extend across the harbor.   The
percentages of the cross-sectional  area  affected by the  plume  are  dis-
cussed below.  The At's in the cross sections  were determined  by the
same method as was used for the surface  maps.
                                  1171

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July Temperature Survey

During the July survey the power plant was slow to come on line each
morning.  On July 21, it was operating at about 31% power early in the
day, and on July 22 it was operating at 60% power early in the day.
These times correspond to high water slack surveys, which were conducted
from 0540 to 0741 EST on July 21 and from 0640 to 0826 on July 22.  For
the remainder of each day the plant operated at between 80% and 83%
power. Nevertheless, there was generally no readily recognizable plume
on the surface and only slight indications of a subsurface plume.

Since there was no clearly defined plume, the techniques used for compu-
ting base temperatures in Section 3.1 cannot be applied here.  Instead,
base temperatures for the July survey were determined by analyzing the
plant records of intake temperature, correcting them for recirculation
effects and by examining the far-field temperatures measured while the
plant was coming on line.  These analyses disclosed surface base temper-
atures which generally were in the range of 69-70F and subsurface base
temperatures which ranged between 67F and 69F.  The results of the dye
study suggested that with the power plant operating at 100% the highest
maximum At was about 5F.  A At of 5F would have produced a maximum
surface temperature in the harbor of 75F during the July survey.  The
subsurface maximum would have been between 72F and 74F, except in the
immediate vicinity of the discharge where it would probably be higher.

August Temperature Survey

The power plant was not operating during the August survey; therefore
the temperatures measured were base temperatures.  To determine the
nature of the plume that would have existed had New Haven Station been
operating, results of the October dye study were applied to the August
temperature data.  The principal assumption was that if dye had been
pumped during the August survey then the distribution of dye (and At)
in the harbor would have been the same as it was in October if the winds
were the same. In reality, the winds were not the same, but the differ-
ences were taken into account in hindcasting the positions of the August
plume at the various phases.  No adjustments were made in the plume
projections to allow for natural cooling of the discharge water during a
given tidal phase, so actual areal extent of the plume would likely be
smaller than that depicted.

Recirculation Effects

Recirculation is defined here as the ratio of the dye concentration
measured at the intake structure, well upstream of the dye injection
point, to the dye concentration at the discharge (expressed as a per-
centage) . Recirculation is a function of the tidal current and the wind;
tidal current is the dominant factor.  Figure 13 displays recirculation
plotted against time on October 13, 14 and 15.  The range of the recir-
culation was from 0 to 12.9% which is equivalent to a temperature range
                                    1172

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of OF to 1.9F.  Because of the upstream  location of  the  intake, recir-
culation is usually highest neat the  time of high  tide.  Variations in
recirculation during the same tide phases on different days are prima-
rily the result of wind effects.
DISCUSSION

Characteristic maximum discharge plume surface temperatures observed or
predicted during the three months included in the survey were as follows:
July — 75F; August — 80F; October — 64F.  The maxima for the indivi-
dual tide phases generally ranged no more than 1 or 2F from the average
for each study.  Table 1 lists the observed maximum surface temperature
for each of the surveys.  The maximum temperatures for the July survey
are all 74-75F and were obtained by adding a At of 5F to an assumed
maximum base temperature of 69-70F.  Maxima for the August survey were
determined by the superposition of the At's calculated from the October
dye study onto the August measurements; maximum predicted temperature
was 82F during low water slack on August 25.  Maximum temperatures for
the October survey were determined by actual measurements; the maximum
observed temperature of 65F occurred during high water slack on October
14.

Generally, the percentage of the surface area of the inner harbor sub-
jected to a temperature rise of 1 to 4F was small.  This is indicated in
Table 2. which is a compilation of the percentage of the surface area of
the inner harbor bounded by At's of 1, 2, 3 and 4F.  In each case the
area bounded by a At of 4F was equal to or less than one tenth of one
percent of the total inner harbor area.  The areas bounded by At's of
3F ranged from zero to 0.4% in October and from 0.1% to 0.5% in August.
Much more area was bounded by the 2F At isotherm; the percentage affec-
ted ranged from less than 0.1% to 3% in October and from 0.5% to 5.5% in
August. The percentage of the surface area bounded by a At of IF ranged
between 0.7% and 12.6% in October and between 2.7% and 11.2% in August.

In discussing the cross-sectional area affected by temperature rises of
1 to 4F, attention will be limited to Transect F.  This transect corres-
ponds to the position of the New Haven Harbor Station discharge; there-
fore, it shows far more subsurface plume effects than any other.  Table
3 lists the percentage of cross-sectional area of Transect F bounded by
At's of 1, 1.5, 2, 3 and 4F at the various phases of the tide.  The
total cross-sectional area of the harbor at Transect F is, of course, a
function of tide height, so average values were determined for each tide
phase during both the October and August surveys.  Specifically, this was
done by drawing cross sections of the harbor at Transect F for each tide
phase and determining the areas by planimetry.  Predicted tides and tidal
heights obtained from National Ocean survey tide tables are listed in
Appendix D.

In October the percentage bounded by 4F was zero during four of the eight
tide phases studied, and it ranged to a maximum of 2.9% during low water
                                 1173

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slack on October 13.  For August the range was between zero and 3.2%.
The 3F At contour bounded up to 6.7% and 8.5% of Transect F in October
and August, respectively.  The extent of the 2F At contour was highly
variable in October but somewhat less variable in August.  The area
bounded by the 2F isotherm ranged from 1.9% to 22.8% in October and from
10.4% to 20.6% in August.  The areal extent of the IF At was also quite
variable in October, ranging from 7.4% to 40.2%.  Again, August showed
less variability; the range then was from 22.3% to 41.6%.

The percent of cross-sectional area bounded by the 1.5°F contour of At
was also included in Table 3 as Connecticut water quality regulations
use this temperature in defining a "mixing zone".  The percentages of
Transect F bounded by the 1.5F At ranged from 3% to 27.6% in October
with an average of 17.4%.  In August the range was from 15.8% to 30%
with an average of 22.6%.

Generally, the data reported herein have shown surface and cross-sec-
tional contours of At in which the 3F and 4F contours encompassed a re-
latively small area.  Since power plant design specifies a At of about
3.75F where the discharge jet impinges on the surface (and near field is
the immediate vicinity of the discharge jet), it is reasonable to re-
present the near field as the 3F and 4F contours of At.  Therefore, the
1.5F At contour is included in the far field, and it will probably not
be affected by any change in plant operation as long as the heat input
to the harbor does not change.
LITERATURE CITED

Fan, L.N. Numerical solutions of turbulent buoyant jet problems.
     W.M. Keck Laboratory of Water Resources and Hydraulics Report
     No. KH-R-15.  California Institute of Technology.  June 1967.

Pritchard, D.W. and H.H. Carter, 1965.  On the prediction of the
     distribution of excess temperature from a heated discharge in an
     estuary.  Chesapeake Bay Institute.  Technical Report N
     Res. 65-1.  45 p.
                                      1174

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TABLE 1.  MAXIMUM SURFACE  TEMPERATURES.   THERMAL  SURVEYS NEW HAVEN
          HARBOR, SUMMER AND  CALL,  1976.
          DATE

     July 21, 1976
     July  22,  1976
     August  24,  1976
     August 25,  1976
      October 13,  1976
      October 14,  1976
      October 15,  1976
TIDE PHASE1

    HWS
    ME
    LWS
    MF

    HWS
    ME
    LWS
    MF

    MF
    HWS
    ME
    LWS

    MF
    HWS
    ME
    LWS

    LWS
    MF
    HWS
    ME

    ME
    MF
    HWS

    LWS
       MAXIMUM
SURFACE TEMPERATURE
        (F)
                                                          74-75
                                                          74-75
         78
         80
         80
         81

         79
         80
         31
         82

         63
         64
         64
         64

         64
         64
         65

         63
        HWS  = High water slack
         ME  = Mid ebb
        LWS  = Low water slack
         MF  = Mid flood
        Temperatures are estimated.

        See  Section 4.2 for discussion.
                                  1175

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TABLE 2.  PERCENTAGE OF THE SURFACE AREA OF THE INNER HARBOR BOUNDED
          BY at's of 4F OR LESS.   THERMAL SURVEYS,NEW HAVEN HARBOR,
          SUMMER AND FALL, 1976.
    DATE
   8/24/76
TIDE PHASE
   8/25/76
   10/13/76
   10/14/76
   10/15/76
4F
3F
2F
IF
MF
HWS
ME
LWS
MF
HWS
ME
LWS
LWS
MF
HWS
ME
ME
MF
HWS
LWS
<0.1 0.1
<0.1 0.3
<0.1 0.4
<0.1 0.3
<0.1 0.2
<0.1 0.1
0.1 0.5
<0ul 0.2
0.1 0.4
0.0 <0.1
0.0 0.0
<0.1 0.4
<0.1 <0.1
<0.1 0.1
<0.1 0.1
<0.1 0.1
0.8
0.8
5.5
0 7
1.1
0.5
2.3
0.8
0.6
0.3
<0.1
3.0
0.2
1.0
0.6
0.5
2.8
3.4
11.2
4.7
4.7
2.7
6.5
5.4
1.0
2.4
2.2
12.6
0.7
1.2
3.7
10.1
                   Predictions  based on dye  study
                                 1176

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TABLE 3.  PERCENTAGES OF THE CROSS-SECTIONAL AREA OF TRANSECT F BOUNDED
          BY At's OF IF, 1.5F, 2F, 3F AND 4F.  THERMAL SURVEYS,NEW HAVEN
          HARBOR, SUMMER AND FALL, 1976.
   DATE

  8/24/76
  8/25/76
  10/13/76
TIDE
PHASE
MF
HWS
ME
LWS
MF
HWS
ME
LWS
LWS
MF
HWS
ME
ME
MF
HWS

4F
3.2
2.8
0.0
1.6
1.4
2.1
2.1
1.1
2.9
0.0
0.6
0.0
0.0
0.7
1.1

3F
8.5
8.5
2.4
4.8
5.5
5.6
5.6
3.8
6.7
0.5
2.0
1.6
0.0
3.4
5.9

2F
17.0
20.6
12.8
11.3
15.7
12.4
10.4
12.5
17.4
1.9
21.3
3.9
22.8
9.6
11.7

1.5F
25.2
30.0
22.2
22.1
23.5
19.7
15.8
22.7
20.8
3.0
26.3
5.4
27.6
16.3
14.9

IF
34.1
41.6
35.8
36.5
34.1
28.8
22.3
36.5
24.4
15.1
30.5
7.4
32.7
24.9
20.3
  10/14/76
  10/15/76      LWS      0.0        0.0       3.1      24.7      40.2
                               1177

-------
           PUMPHOUSE WALL
   RUSTRAK TEMPERATURE PROBE
Figure 1.    Illustration of instrumentation set up  in  intake pump
             house.   Thermal Surveys,  New Haven Harbor,  Summer and
             Fall, 1976.
                                    1178

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                                         RUSTRAK TEMPERATURE PROBE


                                                       FLUOROMETER


                                                              PUMP
                                                                     TO XY RECORDER
                                                                 BT SUBMARINE UNIT
Figure  2.    Illustration of  instrumentation set up aboard the R/V
             Gale.   Thermal Surveys, New  Haven Harbor,  Summer and
             Fall,  1976.
                                          1179

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     NEW HAVEN HARBOR STATION
     DATE-
     TIDE:
     tlME(EST)
     PLANT OUTPUT(MWH)
     WIND FROM:    AT   KNS
                            LONG
                            WHARF
      BOULEVARD
        S.T.P.
                                  INTAKE
                                     o
                                    NEW HAVEN
                                      HARBOR
                                      STATION
                                                           EAST
                                                           SHORE
                                                          PS.T.P.
             NAUTICAL MILES
           .1    .2    .3    .4
                KILOMETERS
                                                          FORT HALE
                                                             PARK
SANDY
POINT
Figure 3.   Transect locator map.  Thermal  Surveys, New Haven  Harbor,
            Summer and Fall, 1976.

                                  1180

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                                                              NEW HAVEN HARBOR STATION
NEW HAVEN HARBOR STATION
DATE: 10-13-76
TIDE: LOW WATER SLACK
TIME(EST) 08I5-IOO5
PLANT OUTPUT(MWH)  446
WIND FROM:SW AT 13 KNS
                 AT°F
                                                              DATE: 10-13-76
                                                              TIDE: LOW WATER SLACK
                                                              TIME(EST) 0815- IO05
                                                              PLANT OUTPUT (MWH) 446
                                                              WIND FROM :SW AT 14  KNS.
                                                                            BASE T°F
                                                              BOULEVARD
                                                                S.T.R  "
BOULEVARD
  S.T.P.  •
                                                                                                             INTAKE
                                                                                                               0
                                                                                                               NEW HAVEN
                                                                                                              EAST
                                                                                                              SHORE
                                                                                                              »S.T.P.
                                                EAST
                                                SHORE
                                               •s.T.P
        NAUTICAL MILES
     .1    .2   .3    .4
                                                                                                              FORT HALE
                                                                                                                PARK
                                               FORT HALE
                                                 PARK
              Figure 4.    Surface  At,  (a) and surface  base  temperature  (b),  October
                            13,  1976 - Low Water Slack.   Thermal Surveys, New  Haven
                            Harbor,  Summer and  Fall,  1976.

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                                                               NEW HAVEN HARBOR STATION
NEW HAVEN HARBOR STATION
                                                               DATE: IO-I5-T6
                                                               TIDE: LOW WATER SLACK
                                                               TIME(EST) 0949-1139
                                                               PLANT OUTPUT (MWH) 463
                                                               WIND FROM: SW  AT 14 KN3.
                                                                h            BASE T*F
DATE: 10-15-76
TIDE: LOW WATER SLACK
TIME(EST)0949-
PLANT OUTPUT(MWH) 463
WIND FROM: SW AT 14 KNS.
 3               AT'F
                                                               BOULEVARD
                                                                 S.T.R
 BOULEVARD
  S.T.R
                                                                                                              INTAKE
                                                                                                                O
                                                                                                                NEW HAVEN
                                                                                                                  HARBOR
                                                                                                                  STATION
                                               INTAKE
                                                  O
                                                 NEW HAVEN
                                                   HARBOR
                                                   STATION
                                                                      NAUTICAL MILES
                                                                   3    .1   .3    .4
       NAUTICAL MILES
     .1   .2    .3    .4
                                                                           .4           'l
                                                                        KILOMETERS
                                                                                                               FORT HALE
                                                                                                                 PARK
                                                FORT HALE
                                                  PARK
            Figure  5.    Surface At, (a) and surface  base  temperature  (b), October
                           15,  1976  - Low Water Slack.   Thermal  Surveys,  New Haven
                           Harbor, Summer and  Fall,  1976.

-------
00
              NEW HAVEN HARBOR STATION
              DATE: 10-13-76
              TIDE: MAX.FLOOD
              TIME(EST) 1047-1257
              PLANT OUTPUT (MWH) 447
              WIND FROM: SSW AT 15  KNS
                               AT F
               BOULEVARD
                 S.T.P. •
                                                             INTAKE
                                                                Q
                                                               NEW HAVEN
                                                                 HARBOR
                                                                 STATION
                     NAUTICAL MILES
                   .1   .Z    .3
                                                              FORT HALE
                                                                PARK
                                                                            NEW HAVEN HARBOR STATION
DATE: IO-I3-76
TIDE: MAX. FLOOD
TIME(EST) 1047-1257
PLANT OUTPUT(MWH) 447
WIND FROM: ESE AT 15 KNS.
              BASE TrF
                                               INTAKE
                                                 0
                                                 NEW HAVEN
                                                   HARBOR
                                                   STATION
                                 Figure 6.    Surface  At,  (a) and surface  base  temperature (b), October
                                               13,  1976 - Mid-Flood.   Thermal Surveys, New Haven Harbor,
                                               Summer and Fall,  1976.

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oo
-Pi.
         NEW HAVEN HARBOR STATION
                                                                        NEW HAVEN HARBOR STATION
         DATE: 10-14-76
         TIDE: MAX. FLOOD
         TIME(EST) 1144-1342
         PLANT OUTPUT (MWH> 463
         WIND FROM:WNW AT 19 KNS
          a
                                                          DATE: IO-I4-76
                                                          TIDE: MAX.FLOOO
                                                          TIME(EST) 1144-1342
                                                          PLANT OUTPUT(MWH) 463
                                                          WIND FROM:WNWAT 19 KNS.
                                                                        BASE T"F
         BOULEVARD
           S.T.P.
                                                          BOULEVARD
                                                            S.T.R •
                                                                                                                      INTAKE
                                                                                                                         O
                                                                                                                        NEW HAVEN
                                          INTAKE
                                             O
                                            NEW HAVEN
                                               HARBOR
                                               STATION
                                                                              NAUTICAL MILES
                                                                            .1   .2    .3    .4
  NAUTICAL MILES
.1   .2    .3    .4
                                                         FORT HALE
                                                           PARK
                                                                                                          FORT HALE
                                                                                                            PARK
                      Figure 7.    Surface  At,  (a) and surface base temperature  (b),  October
                                     14,  1976 - Mid-Flood.   Thermal  Surveys,  New Haven  Harbor,
                                     Summer and Fall,  1976.

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CO
tn
             NEW HAVEN HARBOR STATION
                                                                             NEW HAVEN HARBOR STATION
             DATE: 10-13-76
             TIDE: HIGH WATER SLACK
             TIME(EST) 1354-1545
             PLANT OUTPUT (MWH) 451
             WIND FROMtSSW AT 16 KNS.
              3               AT'F
                                                          DATE: 10-13-76
                                                          TIDE: HIGH WATER SLACK
                                                          TIME(EST) 1354-1545
                                                          PLANT OUTPUT (MWH) 451
                                                          WIND FROM.SSW AT 16 KNS.
                                                           D             BASE T°F
              BOULEVARD
                S.T.P.  •
                                                          BOULEVARD
                                                            S.T.R
                                                                                                                            INTAKE
                                                                                                                               O
                                                                                                                              NEW HAVEN
                                                                                                                                 HARBOR
                                                                                                                                 STATION
                                          INTAKE
                                             O
                                            NEW HAVEN
                                               HARBOR
                                               STATION
                                                                                    NAUTICAL MILES
                                                                                  .1    .2    .1   .4
  NAUTICAL MILES
.1   .Z    .3    A
                                                              FORT HALE
                                                                 PARK
                                                                                                          FORT HALE
                                                                                                            PARK
                               Figure 8.     Surface At, (a)  and  surface  base  temperature (b), October
                                              13, 1976  -  High-Water Slack.   Thermal  Surveys,  New Haven
                                              Harbor, Summer  and Fall,  1976.

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NEW HAVEN HARBOR STATION
DATE: 10-14-76
TIDE.- HIGH WATER SLACK
TIME(EST) 1301-1633
PLANT OUTPUT (MWH) 463
WIND FROM:WNWAT 14 KNS.
 a              AT F
  r
                                               INTAKE
                                                 a
                                                 NEW HAVEN
                                               r-v  HARBOR
                                                   STATION
                                                              NEW HAVEN HARBOR STATION
DATE: 10-14-76
TIDE: HIGH WATER SLACK
TIME(EST) 1501-1633
PLANT OUTPUT(MWH) 463
WIND FROM :WNW AT 14 KNS.
 b            BASE T°F
                                                              BOULEVARD
                                                                S.T.R  •
                                              INTAKE
                                                 a
                                                NEW HAVEN
                                                                     NAUTICAL MILES
                                                                   .1    .2    .3    A
                                                                                                              FORT HALE
                                                                                                                PARK
                Figure  9.    Surface  At,  (a) and surface  base  temperature (b), October
                              14,  1976 - High-Water Slack.   Thermal Surveys, New Haven
                              Harbor,  Summer and  Fall,  1976.

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                                                               NEW HAVEN HARBOR STATION
DATE: IO-I3-76
TIDE: MAX.EBB
TIME(EST) 1717-1910
PLANT OUTPUT(MWH) 420
WIND FROM: SSW AT 16 KNS.
 9               AT'F
                DATE: IO-I3-76
                TIDE: MAX.EBB
                TIME(EST) 1717-1910
                PLANT OUTPUT (MWH) 4ZO
                WIND FROM:SSW AT 16 KNS.
                 h            BASE T"F
                                                                                                             INTAKE
                                                                                                                a
                                                                                                               NEW HAVEN
                                                                                                                  HARBOR
                                                                                                                  STATION
INTAKE
   a
  NEW HAVEN
    HARBOR
    STATION
                                                                                                               EAST
                                                                                                               SHORE
                                                                                                              •S.T.R
  EAST
  SHORE
 •S.T.P.
                                                                       KILOMETERS
                                                                            /''SANDY
                                                                           // POINT
                                                               FORT HALC
                                                                 PARK
                  Figure  10.  Surface At,  (a)  and  surface base temperature  (b), October
                                13, 1976 - Mid-Ebb.   Thermal Surveys,  New  Haven Harbor,
                                Summer  and Fall,  1976.

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            NEW HAVEN HARBOR STATION
            DATE: 10-14-76
            TIDE: MAX.EBB
            TIME(EST) 0555-0743
            PLANT OUTPUT(MWH) 288
            WIND FROM: W  AT IB KNS.
              a              ATT
              r
00
00
                                                           INTAKI
                                                              O
                                                             NEW HAVEN
                                                           r-t_ HARBOR
                                                               STATION
                                                                           NEW HAVEN HARBOR STATION
DATE: 10-14-76
TIDE: MAX.EBB
TIME(EST) 0553-0743
PLANT OUTPUT(MWH) 288
WIND FROM:  W  AT 18 KNS.
 5            BASET'F
                                                                           BOULEVARD
                                                                             S.T.P.
                                              INTAKE
                                                 Q
                                                NEW HAVEN
                                                   HARBOR
                                                   STATION
                                                                                 NAUTICAL MILES
                                                                               .1   .2    .3   A
                                                                                      .4
                                                                                   KILOMETERS
                                                                                                                          FORT HALE
                                                                                                                            PARK
                                 Figure  11.   Surface At, (a)  and  surface base temperature  (b),  October
                                                14,  1976  -  M1d-Ebb.   Thermal Surveys, New Haven Harbor,
                                                Summer and  Fall, 1976.

-------

NEW HAVEN HARBOR STATION
DATE: 10-13-76
TIDE: LOW WATER SLACK
TIME(EST):Oai5-K>05
PLANT OUTPUT(MWH):446
WIND FROM:SW AT: 14 KNS.
AT'F
"SJx
6
it
I''
5°
ie
it
4»
,-f
n
'* i
'- i
-'"I
; *
'|5 *"
11
                                       K
Figure 12.    Cross  sectional At, October  13, 1976-Low Water Slack.
             Thermal  Surveys, New Haven Harbor, Summer and Fall, 1976.

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      14-

      12-


      lo-
0000    0400     0800    1200

                  HOURS (EST)
                                            1600
                                           2000
       4-


       2-
            10-14-76
0000    0400     0800     1200

                  HOURS (EST)
                                            1600
                                           2000
       12-

     0
     UJ

        2-
             10-15-76
          0000    0400     0800     1200
                            HOURS (EST)
                                  1600
                                           2000
Figure  13.   Percent recirculation  as a function of time.   Thermal
             Surveys, New Haven Harbor, Summer and Fall,  1976.
                                    1190

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         BEHAVIOR OF THE THERMAL SKIN OF COOLING POND WATERS
                  SUBJECTED TO MODERATE WIND SPEEDS

                               M. L. Wesely
              Radiological and Environmental Research Division
            Argonne National Laboratory, Argonne, Illinois U.S.A.
ABSTRACT

The temperature difference AT across the partially laminar skin of water on the
surface of a water body is determined by the total heat transfer 0 through the
skin, the wind speed u, and the mean temperature T of the skin.  Systematic
measurements of these variables were made over a wide range of conditions
at a cooling pond in northeastern Illinois.  Waves were present in all cases;
the wind speeds  were u = 2.5-7.0 m s"1 at a height of 1 m and water tempera-
tures were T = 18-37.5°C.  The main result is the  equation
where \ is the water viscosity, K is the thermal diffusivity of water, k is the
water thermal conductivity, T is the wind shearing stress, and p   is the water
density.                                                    W
INTRODUCTION

The transfer of heat across the uppermost millimeter of a body of water is
limited partially by the slow rate of molecular heat diffusion in this poorly-
mixed cool skin.   In the relatively warm water of industrial  cooling ponds,
the magnitude of the temperature drop across the skin can approach 1°C.  Use
of bulk water temperature instead of actual surface temperature can cause
significant errors both in estimating the total heat loss by use of bulk aero-
dynamic formulae  , and in predicting the onset and severity of steam fog  .
For oceanic waters, the temperature drop from the surface to the water beneath
the skin is usually much less than 1.0°C . Although of ten small, this
difference is significant because the gradient of air temperature above is
also usually very small.  Thus, significant errors in the  estimate of sensible
heat flux (and evaporation) from the sea can result if water temperature below
the skin is used instead of surface temperature.

In the present study,  an attempt is made to determine the relationship of the
temperature drop across the cool skin to atmospheric conditions and water
properties at a  cooling pond.  Only a wavy surface subjected to moderate wind
speeds is considered. The rather wide range of water temperatures encoun-
tered  allows a systematic examination of the effects of varying (molecular)
water viscosity and thermal diffusivity.
                                    1191

-------
SIMPLE THEORETICAL DESCRIPTIONS

This section reviews some of the past work on the behavior of the cool skin.
A common formula for relating the temperature difference AT across the depth
6 of the thermal skin to the total heat flux Q through the  skin is

               Q = kAT/6,                                             (1)
                      o
where k is the thermal conductivity of the water. Rather than a fixed value,
6 is considered the variable to be determined. According to the measurements
of Khundzhua and Andreyev , 6is the depth at which the remaining temperature
drop is about 37% of AT.  Rather than a detailed examination of profile
descriptions4'7,  a parameterization of the bulk properties is  considered here.
To do so, we will assume initially that flow in the skin is mostly laminar,  as
would be the case if the air-sea interface were a smooth, nonmobile surface ,
although opinions have been expressed that excessively turbulent flow might
exist when waves are present  .  If  the flow is mostly laminar, the viscosity
of the water and thus its temperature strongly affects the depth of the thermal
skin.

With the assumption that the depth  of ±he skin for heat is proportional to that
for momentum,  dimensional arguments  lead to the relationship
                   V(Tv/p
w>~*
where T  is the viscous stress,  Y is the viscosity of water, and p   is the
water density.  By combining (1) and (2) and assuming that r  is proportional
to the shearing stress T aloft in the atmospheric surface layer, Saunders
finds the relationship

                                                                      (3)
where \ is a numerical coefficient that absorbs the relationship between r
                                                                     w
and T and other unknown factors.  Resorting to this empirically -derived
coefficient may be one of the disadvantages that result from the assumption
that a rigid boundary exists when in fact waves are present.  One limited
data set   indicates thatr  is considerably less than T,  perhaps by about 80%,
when waves are present.

For the  case of forced convection in the skin,  (3) appears acceptable except
that no  adjustment has been directly for the difference between  the thickness
of the thermal boundary layer in the skin and the depth of the viscous boundary
layer.  Since the  Prandtl number Pr = Y/K, where K is the  thermal diffusivity of
water, is greater  than one, the thermal layer should be smaller  than the
viscous layer.  Approximately, this can be taken into account in accordance
with the theory of flow near a rigid boundary layer by multiplying the right-
hand side of (2) by Pn . This is  equivalent to  replacing \ in (3) by a new
                                   1192

-------
                               _  _
 coefficient A such that X = A Pr~ 3 .  The resulting formulae is

               Q = k(r/p /AT /(ArM).                              (4)
                        W     o

 One of the aims of the present experimental effort is to determine if A is better
 suited than \ to relate AT to Q.

 Deacon   derives an equation similar to (4), but with modifications that allow
 consideration of cases when AT is across depths much greater than  6are
 considered.  We shall neglect such elaborations here.  His equation in the
 present notation becomes, after rearrangement,

                                     ]~1                             (5)
                                                         0  39
 where (Pr) is given by his Figure 1 , about equal to 15.2 Pr  *   for water.

 Another somewhat similar approach for describing the thermal skin is given by
 Hasse   , who finds that a temperature difference across the upper 35 cm of
 sea water not exposed to  solar radiation can be represented by
where CIQ is a constant appropriate for wind speed u _ measured at a height
of 10 m.  Saunders° has found this to be roughly in agreement with (3),
provided absorbtion of solar radiation in the water layer is not significant.
Although a fairly large amount of solar radiation can be absorbed by a water
layer of 35 cm, absorption by layer of depths of 6 ~ 1 mm can usually be
ignored.
 MEASUREMENTS

All measurements were taken at the cooling pond complex of Commonwealth
Edison's Dresden nuclear power generating facility near Morris, Illinois,
U.S.A.  Many aspects of the cooling lake have been described in a previous
publi cation-^ . Briefly,  it is a man-made lake of about 5.3 km surface
area divided into five pools connected by narrow channels.  Typically, the
warmest pool is about 10°C warmer than ambient air and the coolest is within
5°C of air temperature.  Thus, the heat fluxes from most of the lake are large
and can be measured by use of atmospheric bulk techniques with a relative
accuracy better than above most natural, unheated water bodies.

A wide range of temperatures and  wind speeds at the Dresden cooling pond
can be found if samples are taken over an entire year.  The measurements
considered here were taken on various occasions when no steam fog was
present during 1973-1978. For the  64  10-min samples taken, the  temperature
T of the  surface skin ranged from 18 to 37.5°C and averaged 27.5°C, where
 6

                                    1193

-------
each T  was determined as the average of the surface and the bulk water
temperatures. Wind speeds at a height of 1 mm varied from 2. 5 to 7.0 m s
(which extrapolates to about 3.0-8.5 m s"1  at a height of 10 m), with an
average of 5.1 m s"1. Atmospheric conditions above the pond were unstable
during all data collection periods, with a heat flux upward through the water
skin.  The temperature difference AT  across the skin varied from 0.3 to 1.5°C.
                                   6
In all cases,  measurements were taken aboard a pontoon boat positioned
200-1500 m downwind from the nearest shoreline.  A cup anemometer measured
wind speeds at heights of 0.5-1.5 m above the surface, usually supported on
a shaft about  2 m to the side and cross wind of the low-slung boat faced into
the wind.  At  a height of 0.5 m at the upwind edge of the boat,  an aspirated
psychrometer  provided wet- and dry-bulb air temperatures.  An immersed
mercury-in-glass thermometer supplied water temperatures at a depth  of 2-5 cm,
and a hand-held infrared thermometer detected the surface temperature.

The temperature  difference AT across the skin was found by several techniques,
usually by vigorously stirring the water in the field of view of the hand-held
infrared device.   Other techniques, somewhat less successful, were employed
also.  For example, using stirred water in an insulated container as a reference,
the experimenter could obtain a fairly accurate measurement of surface temper-
ature,  so that AT  could be determined as the difference between the surface
and the immersed temperature.

A difficulty encountered in measuring  AT is that it varies in magnitude as
different portions of the wave field are viewed, and is highly responsive to
wind speed variations .  Breaking waves  might cause serious aberrations,  but
if breaking waves were present during  sampling at the Dresden pond, the
breaking portion of the wave usually was not included in the view of the
thermometer.  Typical variations were noted during one 10 min data-collection
period. With  the total heat flux Q across the  skin averaging 418 W m   and
the mean wind velocity being u = 4.1  m s~* at a height of 0.5 m, AT
fluctuated within the range 0.55-0. 85°C as the wind  speed varied from 6.7 to
2.7 m s~*.  The values of AT appeared to be roughly proportional to u~l.
How should one  properly average these variables? The present approach is
that common in studies of momentum,  heat and mass  transfer in the atmospheric
surface layer. That is, while gradients of horizontal wind  speed, temperatures
and humidities can vary greatly from minute to minute (especially during
unstable conditions),  valid relationships of fluxes to mean gradients can be
found by simple  linear averaging of the measured variable over periods of
10-60 min.  Admittedly, the results are partially empirical  and do not explain
the details of  the transfer mechanisms involved.
RESULTS

For each 10 min run, the friction velocity u^ = (r/p ),  sensible heat flux H,
and latent heat flux LE is calculated by use of a low-level bulk aerodynamic

MLW                              1194

-------
 method as described by Hicks1 with minor modifications as given by Hicks
 et_ah13 .  The upward infrared energy flux density is calculated as


               Ru = eaTs4'                                             (7)

 where e^ 0.95 is the emmisivity of the water surface, a is the Stephan-
 Boltzman constant,  and T  is the surface temperature.  The downward infrared
 flux is estimated (in unit of watts per square meter) as

               R  = 5.31 T 610~13 - 20-0.3e aT 4c ,                    (8)
                «         ci                  C  C
 which is Swinbank's15 formula as modified by Paltridge16 and Paltridge and
 Platt  . The numerical coefficients are empirical, Ta is the average air temper-
 ature, e  a* 1 is the thermal emissivity of clouds present, T  is the estimated
 temperaftire of the cloud lower surfaces, and c is the fraction of cloudiness.
 For most of the data taken, c was zero.  Combining the atmospheric estimates
 of fluxes results in

               Q = H + LE + R  - R, .                                   (9)
                            u    a
 This estimate of Q is independent of the procedures used to examine directly
 the cool skin, as in  the discussion to follow.

 Upon inspection of (4) it becomes evident that Q should be unique function
 of AT  , wind speed  (u-^ at a height of one meter), and T . A simple multiple
 linear regression of the 64 data points results in the equation

               Q = - 631 + 457AT + 88u, + 17.1T.                       (10)
                                o     l
 Figure 1 compares the results of (10) with the atmospheric estimates given by
 (9).  Although the correlation coefficient for the 64 samples is a highly
 significant 0.92, wide scatter in the data is  evident.  This is most likely due
 to the errors in obtaining a reliable average of AT  during each 10 min run.
 Because of this scatter,  statistical techniques win be used to obtain values
 of A , X, and CK).

 First,  to test the expectation that 6 ~ u^  as  given by (1), Figure 2 shows
 the relationship between dand u^.  For this case, Sis calculated as

               6=Q/(kAT6).                                            (11)

 Even though a rather extensive range of water temperatures were encountered
 (18-37. 5°C), the range of u# for each small interval of water temperature was
rather  large, so that no systematic change of 6 with u^ due to a correlation
of u  with T  should have resulted.  Figure 2 seems to verify that 6~u^~^.
Since waves were present in all cases, the aerodynamically smooth case is
not considered.   These results do not compare well with the results of


                                    1195

-------
who used a wind-water tunnel.  His estimates of 6 are considerably greater
for u^ <35 cm s  ,  for which the tunnel produced aerodynamically smooth flow.
Extrapolation of the results of Figure 2 for u^ > 35 cm s"1 yield present
estimates of 6considerably greater than Hill's values.  Further comparisons
can be made by examination of Figure 5 of of Kondo^, in which the present
data would follow very well the theoretical calculations derived from
Brutsaert6 for u,. = 15-30 cm s"1.
               *
Figure 3 shows the values of A, X / and CIQ determined at the Dresden cooling
pond and plotted as a function of T  .  The variability of k, Y/ and K with
temperatures are taken into account by application of readily-available,
published estaimates.  The density p   is estimated for a height of about 0.5 m,
and p   is assumed to be 1 g cm~3.  jfaso,  CIQ is computed on the basis  of an
extrapolation to wind speeds at a height of 10 m. The regression lines in
Figure 3 show the  dependency of A , X , and CIQ on T  .  It appears that C10
is negatively correlated with T , with a correlation coefficient of- 0.27  for
the 64 runs, while X and A are positively correlated with T , yielding corre-
lation  coefficients of 0.22 and 0.06, respectively.  Thus,x seems to suffer
from overadjustment relative to CIQ, but A is not significantly correlated with
T  .  Additionally, analyses indicate that (Pr) from (5) is about 12.8Pr-0-39,
irthe exponent is  fixed at -0.39.  The numerical coefficient  12.8 has a
behavior very similar to A ; the use of A Pr~3  or (Pr) = 12.8Pr~°-39 provide
equally good fits in a statistical sense.

The present estimate of X~ 6 is very near to the estimate of about 7 given by
Saunders (1967) for the oceanic case, and to the value of about 8 that can be
inferred from the oceanic data of Hasse^ for temperatures near 158C.
Grassl^O recomputes a value of X ~ 6 for Hasse's data by choice of a different
drag coefficient.  For his own data at sea with surface temperatures near
26.58C, Grassl obtains X increasing with wind speeds, with X ~ 4 at UJQ =
3ms"1 and X » 5.5 at u10 = 8.5 m s"1  corresponding to  the approximate
range of wind speeds in the present study.  On the other hand, Hill1" obtains
X ~ 4 for waves present and X * 11 at lower wind speeds without waves in a
wind-water tunnel; Paulson and Parker^l discuss Hill's results more fully.
The Dresden data do not indicate a significant correlation of X (or A and C
with wind speed; the scatter in the data over the relatively small range of
wind speeds would prevent detection of this correlation if it were only slightly
significant.

For all 64 runs obtained at the Dresden cooling pond, the average value of
Cin is 5.1°C m s'Vdy min'1), which corresponds  to  0.0073°C m3 W'1  s"1
                                1 j        T
Hasse's value of about 9.2°C m s~v(ly min"1) is larger, as it should be
because the temperature difference was measured over a  much greater depth
(35 cm versus the  present 2-5 cm).  The average value of C±Q can be used to
derive  a simple expression for 6 . That is, (1) and (6)  can be combined to
form  the expression
                                  1196

-------
               6=kC10fc/U*'

where fc is the friction coefficient suitable for a 10 m height, inferred from
the aerodynamic  calculations18 to be about 0.0349 for the unstable conditions
at the Dresden lake. With use of k = 0.637 W m"1 "K corresponding to an
overall mean water skin temperature of about 27.5°C encountered, Sis found
to be

               <5 = 16.2/u^ .                                            (13)

The curve drawn  in Figure  1 shows that (13) presents an acceptable fit to the
data.
 CONCLUSIONS

 Data collected at the Dresden cooling pond indicate that expressions for the
 transport of heat through a viscous layer appear to describe sufficiently the
 temperature differences found when waves are present. While the range of
 windspeeds examined is small (3-8.5 m s~* at z = 10 m), the rather wide
 range of water temperatures encountered (18-37.5°C) allows determination
 statistically of the temperature dependency of empirical numerical coefficients.
 Values of \ appear to increase slightly with temperature from 6 to  7, and C^g
 decreases from 6 to 4.5. When the ratio  of the  viscous to thermal Boundary
 layer thicknesses is assumed to be approximately proportional to Prs , which
 is appropriate for a  rigid boundary, the resulting coefficient A is found  to be
 roughly independent of temperature.   The  overall result is verification of (4),
 which can be rearranged to show that the  temperature drop across the skin is

               AT  = 11.5QY¥K'[k(T/p   )»]    .                        (14)
                 o                    w

 The measured thermal skin thickness  is in fair agreement with some theoretical
 predictions,  indicating that the assumption of a rigid,  smooth boundary at the
 air-water interface appears valid for the wavy surface.  As stated  by Saunders8,
 this  might be fortuitous if the effect of possibly significant transfer of wind
 stress to the waves  by normal pressure forces is compensated by the effects
 of turbulence in the  water near the surface. Whether fortuitous or not,  a
 working relationship has been found.

 Similar relationships can be found to describe the transfer of nonreactive gases
 across the viscous water layer.  Because  the transfer is greatly impeded by  the
 low diffusivity of gases in water, the main problems that need to be addressed
deal with the transfer through the water rather than in the  lower atmosphere,
 especially if reactions in the surface  water can  substantially increase the
uptake rate.
                                    1197

-------
ACKNOWLEDGE ME NTS

Data were collected at the Dresden cooling pond with the permission and
cooperation of the Commonwealth Edison Company.
REFERENCES

 1.   Hicks,  B. B. , A procedure for the formulation of bulk transfer coefficients
           over water, Boundary-Layer Meteorol., 8,  515-524,  1975.

 2.   Hicks,  B. B. , The prediction of fog over cooling  ponds, J.  Air Pollut.
           Contr. As see., 27, 140-142, 1977.

 3.   Khundzhua,  G. G., and Ye.  G. Andreyev, An experimental  study of heat
           exchange between the  ocean and the atmosphere in small-scale
           interaction, Izv. Acad. Sci.  USSRAtmos. Oceanic Phys., Engl.
           Transl., J10, 685-687,  1974.

 4.   Owen, P. R. , and W. R. Thomson, Heat transfer across rough surfaces,
           T. Fluid Mech.,  15, 321-334, 1963.

 5.   Yaglom, A.  M., and B. A. Kader, Heat and mass  transfer between a
           rough wall and turbulent fluid flow at high Reynolds and Peclet
           numbers, J. Fluid Mech. ,62, 601-623,  1974.

 6.   Brutsaert, W., A theory for local evaporation (or heat transfer) from
           rough and smooth surfaces  at ground level,  Water Resour. Res.,
           JU, 543-550, 1975.

 7.   Liu, W. T., andj. A. Businger,  Temperature profile in the  molecular
           sublayer near the interface of a fluid in turbulent motion.
           Geophys. Res. Letr.,  2, 403-404, 1975.

 8.   Saunders, P.M., Space and time variability of temperature in the
           upper ocean, Deep-Sea Res., 19, 467-480, 1973.

 9.   Saunders, P. M., The temperature  at the ocean-air interface, J. Atmos.
           Sci.,  24' 269-273, 1967.

10.   Dobson, F.  W. , Measurements of atmospheric  pressure on  wind-
           generated sea waves, J^_Jluid_Mech_.,  j48,  91-127, 1971.

11.   Deacon, E.  L., Gas  transfer to and across an air-water interface,
           Tellus, 29, 363-374, 1977.
                                 1198

-------
12.  Hasse, L., The sea surface temperature deviation and the heat flow
           at the sea-air interface, Boundary-Layer Meteorol., J,
           368-379,  1971.

13.  Hicks,  B. B., M. L. Wesely, and C. M. Sheih, A study of heat
           transfer processes above a  cooling pond, Water Res our. Res.,
           13., 901-908,  1977.

14.  McLeish, W.,  On the mechanism of wind-slick generation, Deep-Sea
           Res., L5, 461-469, 1968.

15.  Swinbank, W. C.,  Long-wave radiation from clear skies,  Quart. T. Roy.
           Meteorol. Soc. . 89. 339-348,  1963.

16.  Paltridge, G. W., Day-time long-wave radiation from the sky,  Quart.
           T. Roy. Meteorol.  Soc.. 96, 645-653, 1970.

17.  Paltridge, G. W., and C. M.  R. Platt, Radiative Processes in Meteor-
           ology and Climatology, Developments in Atmospheric Science 5,
           Elsevier, New York, 1976.

18.  Hill, R. H., Laboratory measurement of heat transfer and thermal
           structure near an air-water interface,  T. Phys. Oceanogr., _2,
           190-198,  1972.

19.  Kondo,  J. , Parameterization of turbulent transport in the top meter of
           the ocean, T. Phys. Oceanogr.  , 6, 712-720, 1976.

20.  Grassl, H., The dependence of the measured cool skin of the ocean on
           wind stress and total heat flux, Boundary-Layer Meteorol., 10,
           465-474,  1976.

21.  Paulson, C. A. , and T. W. Parker, Cooling of a water surface by
           evaporation,  radiation, and heat transfer, T. Geophys.  Res.,
           77, 491-495, 1972.
                                 1199

-------
                     1200
                            200  400  600  800   1000 1200
                                 MEASURED Q(Wm-2)
Fig. 1.  Comparison of total heat transfer through the skin as computed from
         the regression equation (10), to Q estimated from measurements as
         given by (9).
   1.5
 6 1.0
   0.5
           8
           6
         o
         o~4
           2
          15
                                          10
                                        X
                                        oD
        10
              15
  20
u_ (cm s" )
                          25
30
Fig. 2.   Values of 6 estimated via
         (11) versus u* calculated
         from bulk aerodynamic
         relationships.  The numbers
         near the points and the
         standard error bars are
         the numbers of 10 min
         samples.
                                              15
         Fig. 3
                           z	ri—r
                   5-r-o-	r     1
                   20
                                                        25
30
                                                                    35
                                          40
                                                 Measurements of coefficients
                                                 as a function of skin tem-
                                                 perature. The numbers give
                                                 the number of 10 min samples
                                                 for each skin temperature
                                                  interval and standard error
                                                 bars are shown.  The dashed
                                                 lines represent a linear
                                                 regressions.
                                   1200

-------
          Alternate Energy Conservation Applications for Industry *

                            Lawrence  J.  Schmerzler
    Increasing costs of electrical,energy and fuel requires management to
evaluate alternate fntf.tLocl.-j of providing their total c.ucL^y requirement vith
a view towards saving money as well as fuel.
    A number of energy conservation illustrations are presented utilizing
cogeneration, regenerators, recompression, and heat pumps.  Thermoeconomic
analysis is made for a few industrial cogeneration applications from 50 to
1200 kw.
    While cogeneration systems may not always be practical or economical,
it was found possible to obtain payback periods of under 4 years.  In
addition to possible economy, cogeneration systems have other merits such
as reliability, uninterrupted service, and national security.
 *This paper was not presented.
                                        1201

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Mineral Cycling Model of the Thalassia Community as Affected by Thermal
Effluents.

By Peter B. Schroeder and Anitra Thorhaug, Department of Biological Science,
Florida International University, Tamiatni Campus, Miami, Florida  33199.


                                ABSTRACT

     The cooling water effluents from fossil fuel and nuclear power sta-
tions often contain low levels of heavy metals from nuclear plants and
potentially contain radionuclides.  When these effluents discharge into
subtropical or tropical estuaries in the Caribbean area and the Gulf of
Mexico, the biological community most directly affected is the tropical
seagrass bed dominated by the marine angiosperm, Thalassia testudinum.
These seagrass beds are very productive and form the basis of a food
chain which supports many marine organisms harvested by man.  In order
to understand the process and explore the possible consequences of intro-
ducing pollutants at the base of a food chain leading to man we have pre-
pared an energy circuit diagram and mathematical model of the flow of
heavy metal and radiopollutants through a tropical seagrass community
and  into higher tropic levels.
     The model comprises seven compartments: water, substrate, seagrasses,
macroalgae, epiphytes, detritus and macroanimals.  The model will be trans-
lated into CSSL  (Continuous Systems Simulation Language) and coupled to a
productivity-biomass model which is also presented.  Simulations of dif-
ferent size communities under various environmental conditions and differ-
ent  levels of energy-related pollution will be made.
                               1202

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INTRODUCTION





     "The importance of seagrass meadows  to roastal marine ecosystems




is not fully understood and  is generally  uncicrc-s t ima ted . . . Oospi to  the




extensive studies on seagrass productivity and on  the  temporal  and spa-




tial variability in biological composition of seagrass communities, little-




is known of the general principles of ecosystem  function and  factors con-




trolling "ecological success' of the communities"  (Thayer, £t a_l_. , 1975).




     Because of the location of seagrass  communities in estuaries and often




directly adjacent to the  shoreline,  they  are one of the marine  systems




most directly  impacted by man's activities.  Seagrasses are directly




subjected to increased nutrient loads, heavy metal, thermal, and radio-




active pollutants, dredge and fill;  and  the effects of recreational




activities, sueh as boating  in the estuaries.  The seagrass communities are




the major basis of a food web that leads  in many locations to man.




Destruction of seagrasses leads to a great decrease in invertebrate and




fish species  (Thorhaug e_t a_l_., 1974).  In particular,  as energy related




industry expands in the coastal regions,  increasing impact occurs on marim-.




grassbeds.  One of the large impacts of energy related industry is the




release of  trace metals into the environment.  A number of studies have




been made on  the uptake and  content  of trace metals by specific marine




organisms.  Goldberg  (1965)  summarized these findings.   A major deficiency




in these studies is that  most of the environmental parameters that might




have affected  the results were unrecorded .




     In chemical studies  in  the subtropical estuary, Biscayne Bay, Florida,




the seagrasses and macroalgae were found  to contain a  significant  pro-




portion cf  trace metals and  to cycle significant  fractions of the  amount




each year ("egar, et a]., 1971, Gilio and Segnr,  1976).   Studies  by
                                1203

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Parker (1962, 1966) indicate that two compartments,'the sediment and the




seagrass Thalassia testudinum KtJnig, constitute prime reservoirs for radio-




nuclides added to the estuary and there can be a rapid flux between these




two.




     To understand trace metal flux in the seagrasses, one must consider




the plants1 physiology.  Research on absorption of trace metals and other




elements by aquatic plants was reviewed by Sutcliffe (1962).  Early work




was done with Vallisneria, Elodea and Lemna species, all fresh water aqua-




tics not subjected normally to environments of fluctuating salinities.




Submerged marine angiosperms such as Thalassia secondarily migrated to




the sea; in readapting to an environment of fluctuating salinity, they




have developed complex osmoregulatory microstructures and are able to




maintain a steep electrochemical gradient with the surrounding water




through selective exchange of ions (Jagels, 1973; Gessner, 1971).  The




result is a highly dynamic system dependent primarily on the maintenance




of osmotic balance by the seagrasses.  Osmoregulation in seagrasses is not




only a function of salinity, but also of temperature and the molecular or




ionic state of the minerals in the water (Schroeder, 1975), and possibly




of light and other factors (Bachmann and Odum, 1960). Unless mineral cycling




in these systems is studied as a dynamic function of interacting environ-




mental parameters such as light, temperature, salinity;and biological fac-




tors such as phytosynthesis and plant growth and senescence, at best it




can be only partially understood.




     Schroeder (1975) and Schroeder and Thorhaug (in press) found that




radioactive cation uptake by the seagrass Thalassia testudinum occurred




primarily by absorption on cation exchange sites and was largely reversible




                                1204

-------
by a wash with a solution of the nonradioactive isotope.  A two step process




of uptake was suggested.  Initially, there was a large uptake, probably on




the cation exchange sites located in the "outer space" of the plant.  This




process was readily reversible.  A slower uptake of lesser magnitude also




occurred, thought  to represent  cations which had been transported into the




cell by the cell membrane.




     Elemental content  of this  subtropical and tropical marine angiosperm




was found to be concentration and temperature dependent; uptake may be in-




creased several times by a  temperature change of less than 5°C (Thorhaug




and Schroeder, this volume).  Gessner  (1971) showed that Thalassia cells




overcame plasmolysis resulting  from increased salinity by uptake of cations.




Bachmann and Odum  (1960) strongly suggested that zinc-65 uptake by macro-




algae was light controlled.  Parker (1966) found that cobalt-60 content in




Thalassia may be five times  greater at night than during the day.  As indi-




cated by Walsh and Grow (1973), and Pulich e£ 4!t. (19(?6)and others, sampling sur-




veys of the distribution of  elements in  seagrass communities collected at




only one discrete  time  may  lead to erroneous conclusions concerning mineral




cycling because of the  magnitude of seasonal or diurnal changes.  We con-




clude that  the cycling  of minerals  through seaqrass beds and the exchange of




elements between the compartments in these ecosystems are dynamic processes




and must be studied as  a function of time and environmental variables.




The Model




The Thalassia seagrass  community is a  highly diverse system comprised of




many species of plants  and  animals  comparable to coral  reefs  in  diversity




(Thorhaug and Roessler,   1977   ).  The  composition and numbers  of  organisms




                                    1205

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comprising the system change and shift with the seasons, ospeciallv in sub-




tropical locations, complicating the statistical analysis of the effects of




stress.




     However, as a first approximation, the seagrass community can be con-




ceptualized as a limited number of separate compartments which can be treated




as components representing  the entire system.  Changes in the composition and




functions of the organisms  comprising a compartment can be interpreted as a




quantitative change in  the  function of the compartment, j_.e. , the interchange




of the compartment with the other compartments in  tho system.




     Because it is possible to compartmentalize the Thalassla seagrass system




and quantify the flows  between the compartments under different environmental




conditions, it is  possible  to create mathematical  models of productivity and




mineral  cycling in the  Thalassia community.  These models were created not




only to  simulate the  response of the system to environmental change but also




to provide a structure  on which to design  future research.




     Two interlocking conceptual models were made.  One is an energy flow




model  (Figure  1) used to quantify a representative Thalassia bed, and de-




scribe annual  changes in its composition.  The second is a model of the




interchange of minerals (heavy metals, radiopollutants, micronutrients)




between  the compartments of the Thalassia  seagrass system.  It will be used




as the basis for simulations of micronutrient cycling in the system and




the biological concentration in marine food chain:; of pollutants released




into nearshore waters or estuaries dominated by  the Thalassia seagrass com-




munity.




     Figures  1 and 2  show  the biomass-productivity model and  the model of




mineral  cycling respectively diagrammed  in the  symbolic modelling  language




                                   1206

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developed by H.T. Odura (1971).  Both models are composed of major




ments: water, substrate, seagrasses, their epiphytes, macros lp,ac>, detritus,




and the macroscopic animals.  The seagrass compartment is composed of two




sub-compartments: the sunsediwent parts of the plant  (roots and  rhizomes)




and the above-sediment parts  (vertical short shoots,  living and  attached




dead leaves).




     The variable names used  in the models are found  in Table 1.  The co-




efficients that pertain to each flow or exchange are  shown as labels on




the arrows indicating the pathways in the diagrams. Definitions  of the rate




symbols used in the biomass-productivity model are given in Table 2.  De-




finitions of the rate symbols used in the mineral cycling model  are given




in Table 3.  Values for all rates used in the models  are dependent on en-




vironmental  parameters, principally temperature and salinity.




     The biomass-productivity model expressed in mathematical equations is




found in Table 4.  This model is relatively straightforward.  A  Michaelis-




Menten expression is used to  describe energy flow to  Thalassia,  the epiphytes,




and the macroalgae.  The Km symbol used in these equations follows the con-




vention of Michaelis-Menten equations and represents  the level of light or




nutrients allowing one-half maximum growth.  A logistic expression is used




to describe  energy flow to the heterotrophic compartments.  Respiration is




assumed to be a simple exponential decay function of  each biomass compartment.




As a first approximation, epiphyte and Thalassia loaf conversion to detritus




is assumed to be a mutually dependent function; when  leaves are  heavily epi-




phytized, they die and slough off, carrying their epiphytes with them.




     The mineral cycling model expressed in mathematical equations is given




in Table 5.  Biomass values used in this model are generated by  the biomass-




productivity model previously described.  Otherwise  it is a simple mass




                                   1207

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balance model.  The water compartment is volume dependent as would be the




case in tank microcosm studies.  When used to simulate an actual or field




situation, the water compartment would be considered infinite in volume.




Losses by other compartments to the water would be considered losses from




the system, and concentration of the mineral or element under study would




remain unaffected in the water.  The concentration in the water would be




determined from a table function which would simulate the change in con-




centration in the water as it passed over the seagrass bed affected only




by the source of the mineral and the flow of the water.




     The mathematical models are presently being translated into Continuous




Systems Simulation Language (CSSL) in order to produce computer simulations




with the UNIVAC 1106 at the University of Miami Computer Center in Coral




Gables, Florida.




     Coefficients for the mineral cycling model are being determined by a




series of microcosm studies using radiotracers.  Initial values of elemen-




tal content in the compartments are being taken from existing studies (Eis-




ler et al., 1972; Gilio and Segar, 1976; Goldberg, 1965; Schroeder, 1975;




Windom, 1972).




     Coefficients for the biomass productivity model are also available




for previous reports (Jones, 1968; Thorhaug and Garcia-Gomez, 1972; Thor-




haug and Kellar, 1972; Bach, 1975; Josselyn, 1965; Penhale, 1976; Edwards,




1977; Greenway, 1977; Thorhaug and Roessler, 1977; Thorhaug, 1977).  Ini-




tial conditions for simulations of this model will reflect actual condi-




tions in the particular seagrass bed under study, or conditions in typical




Thalassia communities will be used.  Seagrass community data from upper




subtropical (Thorhaug jit al., in preparation), subtropical (Thorhaug and






                                1208

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Roessler, 1977; Thorhaug et^ al.,  1973; Thorhaug and  Stearns,  1972),  and




tropical (Puerto Rico - Schroeder,  1975; Jamaica - Greenway,  1977; Cuba




- Buesa, 1974) can be compared  for  effects of energy-related  industry.
                                 1209

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KIO

-------

-------
Table 1.  List of Variable Names Used in the Models.
S=SUN LIGHT




N=NUTRIENTS




I=TOTAL ACTIVITY OF COMPARTMENT




B=BIOMASS OF COMPARTMENT




V=VOLUME OR WEIGHT OF COMPARTMENT (SURFACE AREA OF SEDIMENT)




C=CONCENTRATION PER UNIT  (GRAM-MILLILITER-AREA) IN COMPARTMENT




B=CHANGE IN BIOMAS5 (B) WITH TIME




V=CHANGE IN VOLUME (V) WITH TIME




C=CHANGE IN CONCENTRATION (C) WITH TIME




Subscripts




L=LEAVES




R=ROOTS-RHIZOMES




E=EPIPHYTES




M=MACROALGAE




A=ANIMALS




F=FECES




D=DETRITUS




W=WATER




G= SEDIMENT




0=INITIAL CONDITIONS




I=NEW CONDITIONS




Rates




K= Rates







                                   1212

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Table 2.  Definitions of Rate Svmbols Used in Bionans-Productivity Model.
kl=Coefficient of above substrate Thalassia parts growth
k2=Coefficient of below substrate Thalassia parts growth
k3=Coefficient of epiphyte growth
k4=Coefficient of macroalgae growth
k5=Coefficient of conversion of above sediment Thalassia parts to detritus
k6=Coefficient of conversion of epiphytes to detritus
k7=Coefficient of macroanimal  feeding on Thalassia
k8=Coefficient of macroanimal  feeding on epiphytes
k9=Coefficient of macroanimal  feeding on macroalgae
klO=Coefficient  of macroanimal feeding on detritus
kll=Coefficient  of conversion  of macroanimals to detritus
k!2=Coefficient  of conversion  of macroalgae to detritus
k!3=Coefficient  of macroalgae  respiration
kI4=Coefficient  of macroanimal respiration
k!5=Coefficient  of respiration in detritus
k!6=Coefficient  of respiration by above sediment Thalassia
k!7=Coefficient  of respiration by below sediment Thalassia
k!8=Coefficient  of respiration by epiphytes
                                    1213

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Table 3.  Definitions of Rate Symbols Used in Mineral  Cycling Model
klL=Rate of uptake by leaves from water
k2L=Rate of loss to water from leaves
k3L=Rate of translocation from root-rhizomes to lcnvos=kAR
k4L=Rate of translocation from leaves to root-rhizomes=k3R
k5L=Rate of translocation from epiphytes to leavos=k4E
k6L=Rate of translocation from leaves to epiphy teH=k3F!

klR=Rate of uptake by roots from sediment
k2R=Rate of loss to sediment from roots
k3R=k4B
k4R=k3B

klE=Rate of uptake by epiphytes from water
k2E=Rate of loss to water from epiphytes
k3E=k6L
k4E=k5L

klM=Rate of uptake by rnacroalgae from water
k2M=Rate of loss to water from macroalgae

klA=Rate of uptake by animals from water
k2A=Rate of loss to water by animals
k3A=Rate of feeding on  leaves
k4A=Rate of feeding on  epiphytes
k5A=Rate of feeding on  macroalgat
k6A=Rate of feeding on  detritus
k7A=Rate of excretion=k6D

klD=Rate of uptake by detritus from water
k2D=Rate of loss to wacer from detritus
k3D=Rate of conversion  of leaves to detritus
k4D=Rate of conversion  of epiphytes to  detritus
k5D=Rate of conversion  of macroalgae to detritus
k6D=k7A
k7D=Rate of mineralization  of detritus

klG=Rates  of  uptake by  sediment  from water
k2G=Rate of loss  to water from sediment
                                    1214

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Table 4.  Biomass-Productivity Model.
i = klNL(   N    )(^i     )  . k  L _ k LE _ k LA(l-cA)
R = k2NL(- - ^
     L  vKmn2





£ = kNE(-  N
D = k5LE
                   Krr.s,-f-S
                    Kms2+S
                              - kR
                  )(	S	 ) _ k k LE - koEA(l-cA) - k,oE
                   Kms3+S       3 b      o             10
  = k4NM(	^
A  = (k?L + ksE + k9M 4- klQD)(l-cA)A -
                                 ~ k15D

-------
Table 5.  Mineral Cycling Model.
Leaves-Vertical Shoots
ILI = ILO + CL BL + CL BL
CL  = K1L CW - K2L CL + K3L CR - K.4L CL + K5L CE - K6L CL

Roots-Rhizomes
IRI = IRQ + CR BR + CR BR
CR = KIR CG - K2R CR + K3R CL - K4R CR

Epiphytes
IEI = LEO + CE BE + CE BE
CE = K1E CW - K2E CE + K3E CL - K4E CE

Macroalgae
IMI = IMO + CM BM + CM BM
CM = KIM CW - K2M C>5
Macroanimals
1AI = IAO + CA BA + CA BA
CA - K1A CW - K2A CA + K3A CL + K4A CE + K5A CM + K6A CD - K7A CA

Detritus
TDI = IDO + CD BD + CD BD
CD = KID CW - K2D CD + K3D CL + K4D CE + K5D CM + K6D CA - K7D CD

Water
IWI - IWO + CW VW + CW VW
CW = K2L CL - K1L CW + K2E CE - KlE CW + K2M CM - KIM CW + K2A CA  -  K1A  CW
     +  K2D CD -  KID CW + K2G CT, -  KIG CW

Substrate
 IGl ••=  ISO + CG VG + CG VG
CG - KIG CW - K2G CG +  K2R CR  - KIR CG + K7D CD

                                   1216

-------
Captions for Illustrations






Fig. 1  Ifoalassia tastudinum Blomass-produclivity model




Fig. 2  Thalassia testudinum Mineral cycling model
                                   1217

-------
LITERATURE CITED




Bach, S.D.  1975.  The Distribution  and  Production of Calcareous Macroalgae




     in Card Sound, Florida.  Ph.D.  Dissertation. . University of Michigan,




     Michigan.




Bachmann, R.W. and E.P. Odum.   1960.   Uptake  of  zinc-65  and  primary produc-




     tivity in marine benthic algae.   Limnol.  Oceanogr.,  5(4):349-355.




Buesa, R.J.   1974.  Population  and biological data on turtle grass (Thalassia




     teatudinum KHnig, 1805) on the  Northwestern Cuban shelf.   Aqiiaculture,




     4(2):207-226.




Edwards, R.E.  1977.  Respiration  of a Shallow-water  Benthic Community^




     Associated with the  Seagrass  Halodule wrightii.   Masters  Thesis.




     University of Miami,  Florida.




Eisler, R., G.E.  Zoroogian and  R.J.  Hennekey.  1972.   Cadmium  uptake by




     marine organisms.  J.  Fish. Res.  Bd. Canada,  29:1367-1369.




Gessner, F.   1971.  The water economy of the  seagrass Thalassia testudinum.




     Mar. Biol.,  10:258-260.




Gilio, J.L. and D.A. Segar.   1976.   Biogeochemistry of trace elements in




     Card Sound,  Florida.   Inventory and annual  turnover.  IN:  Symposium




     on Biscayne  Bay, University of  Miami, Florida.




Goldberg, E.D.  1965.  Review of Trace Element Concentrations  in Marine




     Organisms.   2 vol.   P.R. Nuclear Center,  Mayaguez,  P.R.




Greenway, M.   1977.  The  Production  and  Utilization of Thalassia testudinum




     in Kingston  Harbor,  Jamaica.  Ph.D.  Dissertation. University of West




     Indies, Kingston, Jamaica.




Jagels, R.  1973.  Studies of the  marine grass Thalassia testudinum. I.




     Ultrastructure of the osmoregulatory leaf cells. Amer.  J. Hot., 60(10):




     1003-1009.




                                 1218

-------
Jones, J.A.   1968,   Primary Prr.hu-r. ! vl rv bv :!i.- Tn>j-ii_a!  _M.ir i_ii" 'i"Mrt.l_e




     Crass,  Thalassia  tcstudinum  Konip  and U.s J''j1.ij'"y t *••>!.  I'h.n. Disser-




     tation.  University of Miami,  Florida.




Josselyn,  M.N.   1975.   The_Cn >T.h  an.: Oisrrjbuti TI  "•  Two :-• p. -c- i ,••••.  of




     Lavirencia,  a  Red M;.KT;I.I 1 ^in ,  in ('_i_rd_ Somi ! .  i'ioridri.  Masters




     Thesis.  University of Miami,  Florida.




Odum,  H.T.   1971.   Ejnv^rr'nrwn^,  I'owor,  and Society.   John Wiley <:-  Son--,  N'.:'.




Parker,  P.L.  19^"     .nc in  a Texas bay.  Pub 1 .  Inst ._Mar . _.S_ci_._ Hniv. _'l*:-: ..s .




      8:75-79.




_   1966.  Movement of radioisotopes in a marine bay:  cob.il t-60,  iron- 59,




     manganese-54,  zinc-65, sodium-22.   Piij^l.  Tjist.  Mar.  Sr.i.  Univ.  Ti'xa_s_.




      11:102-107.
 Penhale, P. A.   1976.  P r imary  Prod nc.ti v rt y ._jjj^jj_lji!;-A ^Ir
      and Nutrient Transport _i_n__nn Epiphjv-tc'^Kj^ Igr.iss (Zoster a narin-i) __ S vs_t e~ .




      Ph.D. Dissertation.  N.C.  State L'nivestity,  N.C.     s




 Pulich, W. .  S.  Barnes and P.  Parker.  197ft.   Trace metal cycles  in se,u:r.-;..-




      communities, in Wiley, M.  (ed. ).  Es t na r i no  P r 01 • ess e s . _ K Academic




      Press,  N.Y.




 Schroeder, P.B.  1975.  Thermal _St_ress_j_n_ Tlialassin U-stud inum.   Ph.D. Dis-




      sertation.  University of  Miami, Florida.




 _ , and A.  Thorhaug. (in press) Uptake of  zinc-6;J by Jhji]j3f;_sjji_^_us_n.ijl_|_i:];ir;.





      Mar.  Biol.




 Segar, D., S.  Gerchakov and T.  Johnson.   1971.   Chemistry,  in  R.C. Badc-r and





      M.Roessler  (eds. ) . ^cjoJ^i^L^JLii^^




      Sound.   University of Miami. Florida.






                                     121£

-------
Sutcliffe, J.F.  1962.  Mineral Salts Absorption  in Plants.  Pergawon




     Press, N*.Y.




Thayer, G.W., D.A. Wolfe and R.B. Williams.   1975^  The  impact of man




     on seagrass systems.  Amer. Scientist, 63:288-295.




Thorhaug, A.  (in preparation) Primary production  measured on a long  term




     basis of the seagrass Thalassia testudinum in two subtropical estuaries




     fringing the tropics.




	, and J. Garcia-Gomez.   1972.  Preliminary laboratory and field  growth




     studies of Laurencia complex. J. Phycol., 8(S):10.




	, and K.F. Kellar.   1972.  Laboratory  and field growth studies of  four




     greea calcareous algae. I. Preliminary results.  J. Phycol., 8
-------
Synergistic Effects of  Substances  Emitted  from  Power  Plants  on  Subtropical
and Tropical Populations of  the  Seagrass ThaJLassLa  testudinum:   Temperature,
Salinity and Heavy Metals.

By Anitra Thorhaug and  Peter  B.  Schroeder,  Department  of  Biological  Science,
Florida International University,  Tamiami  Campus, Miami,  Florida  33199.


                                 ABSTRACT

     The seagrass Thalagsla  testudinum is  the dominant species  in  much  of the
Gulf of Mexico  and Caribbean  nearshore marine system.   Dense meadows  of sea-
grasses appear  immediately adjacent  to the  shoreline  where energy  related in-
dustry has often been sited.   Power  plants  have released  their  heated effluents
accompanied by  salinity changes  (dilution  causing lower salinity,  or  waters
.evaporated in cooling ponds  raising  salinities) along with heavy metals on
seagrasses causing damage.   Although the effect of  temperature  on  the heated
effluents in the tropics and  subtropics is  of fundamental importance  in mor-
tality of organisms, it has  been shown that there are  sublethal  temperature
regimes where synergistic effects  of other  effluent components  probably figure
importantly.  Field data from two  subtropical and on  tropical effluent  canals
have recently been compared  (Thorhaug, Blake and Schroeder,  19?8) .  Unfortu-
nately, measurements of all  parameters are  usually  not frequent  enough  in
field situations to delineate the  entire topological  surface of  synergy.  There-
fore, detailed  laboratory experiments using tropical  and  subtropical  Thalassia
were undertaken to describe  synergistic effects.  Temperature versus  uptake of
heavy metals appears fairly  similar  and predictable for most cations  in the
20  to 30 C range; there are  minima  in all  cationic uptake examined at  30° to
32 C; above this there  is a  strongly accelerated rate  of  uptake  of metals.
High salinities (50%)  lower  the  upper lethal temperature  by one  to two  degrees
centigrade; lower  salinities  (20%) have a  much  smaller effect.   A  comparison
of power plant  effluents from Gulf of Mexico to Central Caribbean  shows summer
effluent temperatures are in the range of  31° to 35°C, which is  the sublethal
to lethal area  of maximum effect of  synergy examined  in laboratory experiments.
This emphasizes that the tropics are "on the brink  of  disaster."
                                        1221

-------
I. INTRODUCTION






     Throughout the Gulf of Mexico, Caribbean and southeastern Florida coast,




the seagrass Thalassia testudinum is the dominant nearshore species.  It is




most dense very close to shore, decreasing in productivity and abundance as




one goes seaward.  Thus, energy-related industry,often sited on estuaries or




marine shorelines, has in the past impacted this densest zone of Thalassia




in a series of sites (Thorhaug, 1974; Thorhaug e£ £l•, 1977; Thorhaug and




Schroeder, 1977).  Heated effluents from cooling canals have been shown to




hav.e a lethal effect on Thalassia populations from the subtrooics and tropics




above 35°C for extended time periods such as ten days (most recently reviewed




by Thorhaug et al., 1977).  However, it is in the sublethal temperature regime,




where temperature (usually the dominant factor from heated effluents from




power plants) is not lethal, that interests us.  At sublethal temperatures, the




synergistic effects of other substances, such as salinity and/or heavy metals,




come into focus.




     There has been little quantified field evidence for the effects of heavy




metals and/or salinity changes on such populations.  The critical question is




"How long does the maximum or minimum condition impinge on the population?"




The question of lethal substances at power plants has usually been answered




by data which reports the average salinity or average heavy metal concentration




during a certain season, or gives the yearly limits, but not their duration.




Because detailed $eries of   measurements of heavy metals and other pollutants




at power plants were not available during the summer months when the sublethal




effects were encountered, and also due to the many interaction factors present




in thermal effluents, we have necessarily resorted to laboratory measurements




to understand the detailed synergistic effects of high temperature, salinity




and heavy metals.




                                    J222

-------
     The effect of heavy metals on Thalassia has  received  little attention  in




the literature.  Biogeochemists have examined  the cycling  of  radionuclides.




Parker (1962,  1963, 1966) in a Texas Bay showed zinc was important in the




mineral cycling in these shallow waters.  Gilio and Segar  (1976) showed a good




deal of the trace element content in <:he Card  Sound estuary was accumulated in




Thalassia in an inventory of the major trace metal components (Tables 1 and 2)




and these authors extrapolated the rate of cycling through Thalassia would be




a critical factor in mineral cyclirsg in Card Sound (Table  3).




     Schroeder and Thorhaug (in press) showed  that Thalassia  seedlings take




up zinc-65 both through roots and leaves, dependent on which  organ is exposed




to the radionuclides.  Cations such as zinc can be translocated from the root




to the leaf or vice versa.  Seeds do not have  a significant role in uptake.




Much of the original cation concentration is adsorbed to exchange sites on the




surface and can be washed off.  Heavy metals can be concentrated in tissues up




to 500 times ambient sediment water concentration within 10 days in these sea-




grasses which  form the base of the detrital food chain in  subtropical and tro-




pical estuaries.  Pumping effects of heavy metals from sediment to water or




vice versa did not appear significant.  Previously McRoy et al. (1972) have




postulated a phosphate pump by another seagrass Zostera, which mechanism




was suggested by Gilio and Segar (1976) as possibly occurring with the cations




in Thalassia.




     In this present discussion we examine the combined effect of temperature




and salinity on the uptake of metals in Thalassia from the tropics and from




the subtropics to begin a determination of synergistic effects of temperature




dependencies which might be found in sites impacted by energy-related industry.
                                   1223

-------
II.  METHODS

A.  Radiotracer Experiments

     The ability to grow Thalassia under laboratory conditions has been demon-
strated in the past (Thorhaug, 1971, 1972, 1974).  Large plugs of the seagrass
Thalassia testudinum with sediment were removed from the field in snug fitting
vessels and returned to the laboratory.  Glass tanks into which these plugs
fit snugly were provided with grow-lux lights (eight hours on, sixteen hours
off), calcareous sediment, and aeration.
     Temperature was controlled by aquarium immersion heaters (+ 0.5°C).  Fil-
tered seawater was used; salinity was adjusted by using artificial seawater
diluted to the appropriate salinity level in daily checks.
     A cocktail of salts of zinc-65,cobalt-57, cobalt-60, cesium-137, manganese-
54, silver-108, and iron-59 was prepared so that all isotopes would have approxi-
mately the same radioactivity.  The mixture was added to tanks of unfiltered sea-
water 35%o;  pH was adjusted to normal within a short time period.  All cations
except cobalt-60 (added as cobaltamine)  were introduced as elemental ions.
     At 4, 11, 18, 23 and 31 days, plant samples were removed, rinsed thoroughly,
fractionated into roots, rhizomes, blades and seeds, dried at 105°C and weighed.
Samples were then placed mixed with plaster of Paris in petrie dishes to pro-
vide the same geometry for all samples.
     Counting procedures included counting on a shielded germanium semiconductor
detector.  Multichannel pulse height analyzer separated counts into  1024 chan-
nels of which 299 were used for analysis.  Energy intervals were  1.5KeV.   120
samples and 8 standard spectra were used.  A computer program analyzed disinte-
grations per minute per g dry weight for each radionvclide.  Two  cobalt radio-
                                   1224

-------
Isotopes provided an additional internal check  for running a dummy sample



spectrum.







B. Salinity-temperature Experiments






     Plants collected as seeds in  the Florida and Bahamas areas by methods of




Thorhaug (1974) were held in out-of-door running-seawater tanks with six inches




of peat sediment (described also in Thorhaug, 1974) replanted in these tanks




for observation.




     Two types of temperature control devices were utilized to determine upper




temperature limits: polythermostats and controlled temperature baths.  The*pro-




cedure and apparati have been thoroughly described by Thorhaug (1976).  Basically




Millipore filtered (Whatman #42) seawater was adjusted to appropriate salinity




with "Instant Ocean," then equilibrated in the  temperature device.  In the two




polythermostats, six small seedlings per cuvette were utilized; large numbers




of seedlings or mature plants could be used in  the temperature baths.  Speci-




mens were exposed to a steady-state temperature for a given time, at the con-




clusion of which specimens were carefully examined, tagged and planted in a




second outdoor running-seawater tank for observation of death (1 month holding




time).  Two to four month seedlings and mature  plants with rhizomes and roots




intact were utilized.  Time of exposure was 12, 24, and 48 hours; salinities




20, 36 and 50%o, + 0.5%o; temperature 30° to 45°C, + 0.05°C.






III.  RESULTS






A.  Trace Metal Uptake






     In experiments at ambient salinity with Puerto Kican specimens, uptake




rates of cations to whole plants (fractionated  into blades and roots) showed





                                     1225

-------
one d?p3nd«icy from 30°  (or  32°C)  to  37°  (or  38°C)  and  usually around 37° to




38°C an abruptly decreasing  dependency  (Figures  1 and 2),  which is the accu-




mulctea data of four trials, six plants per temperature per  trial.   In some




c-<;,
-------
between 20 and  50%o  salinity,  25°C  to  40°C,  and  6  to  96  hours showed that upper




temperature lethal limits were more sensitive  to salinities  15%o above (i.e.,




50%o) mean than 15%o below  (Figure  3).   The  temperature-mortality curve  resembled




a step-function for  20  and  36%o, while the 50%o  resembled  a  skewed Gaussian




curve.  At 36%o for  12  hours  the upper survival  temperature  limit was  36°C,




which dropped to 35°C at 48 hours,  and was the same at 20%o,  while at  50%o,




48 hours, the limit  was 33°C.   Tests showed  no difference  between seedling  and




^ture plant lethal  limits.




     T*-e  two cobalt  isotopes  acted  as  an internal  check  on the methodology  it-




self.  Behavior of these two  radioisotopes in  leaves, roots  and  rhizomes  was




quite similar.






IV.  DISCUSSION






     The  effect of temperature on the  survival and physiology of  the seagrass




Thalassia is profound.  In  many subtropical  and  tropical estuarine areas, am-




bient summer temperatures are near  a mean of 30°C  with mid-afternoon excursions




in shallow water 1o  33° or  34°C.  Yet  the upper  tolerance  limits  for Thalassia




over a long time period are 34° to  36°C (Thorhaug  ejt £]L. ,  in  press), very close




to non-impacted summer  temperatures.   High salinity (50%o) as seen in  our re-




sults, affects  this  upper temperature  limit, causing  it  to fall  to 33°C.  Lower




salinities (in  the range of 20%o) do not have  much effect  from normal  (34%o)




on upper  temperature tolerance, perhaps indicating less  adaptation to  saline




conditions than the  brackish  water  from which  ancestors  of Thalassia arose.




     The  sublethal temperature area from 31  C  upward  is  particularly of  interest




to those  concerned with thermal effluents from power  plants.  The uptake  of most




of the radioisotopic cations  investigated is highly temperature  dependent above





                                    1227

-------
31° to 32 C.  A minimum occurs  at  about  30°  to  32°  C with  a maximum near  35°




to 38°C.  Below 30°C,  the  temperature  dependency  varies  from  a  low  temperature




coefficient in elements such as zinc-65  and  bisrauth-207  to high  temperature




coefficients in cesium-137  and  sodium-22.  Both above and  below  30°C, bismuth




showed less strong  temperature  dependency  than  the  other elements.   Tempera-




tures in the range  above 31° to 32°C produce higher uptake of the heavy metals




than temperatures below 30°C in general.   This  is significant for thermal ef-




fluents of semitropical and tropical power plants,  which release both heavy




metals and cause temperature regimes above 31°  to 32°C for periods  of three




to five months in the  semitropics  and  longer in the tropics.




     There are several levels of information to be  obtained from this data in-




cluding implications for:  the organismic level of Thalassia functioning; and




cooling canal operation.




     The major implications for Thalassia  plant  physiology are several.  Trace




metals accumulate rapidly  from  external  sources in  Thalassia tissue.  Within




hours.concentrations of several times  ambient appear and within days, accumula-




tions build to several hundred  times ambient.  The  elements can enter through




either roots and rhizomes  from  sediment  concentrations of  metals or  from the




water column via leaves.  Translocation  between tissues  occurs rapidly within




hours within the plant (Schroeder  and  Thorhaug, in  press).  Coefficient of up-




take in roots and leaves differs but the effect of  temperature on uptake in




roots and leaves is fairly  similar.




     The implications  of these  studies to  cooling canals from power  plants are




several.  First, 15£»concentration of  salts  in normal seawater  (32  te 35%o)




such as released from  cooling poods (or  other evaporating  devices)  appears to




have an effect in lowering  Thalassia lethal  temperature  limits, whereas lowering




                                   1228

-------
the salt in seawater  15%
-------
                             ACKNOWLEDGEMENTS









     The authors appreciate the support of ERDA grant if E(40-l) 4493 for the




.support of the bulk of the reported work.  Part of the Puerto Rican work was




sponsored by the Puerto Rican Nuclear Center in Mayaguez, Puerto Rico and




the laboratory graduate participation program of the Oak Ridge Associated




Universities, Inc., to Dr. Schroeder.
                                    1230

-------
LITERATURE CITED




Gilio, J. L. and D. A. Segar.   1974.   Biogeochemistry  of  trace  elements




     in  Card Sound, Florida.   Inventory and annual  turnover,   pp.  1-17.




     IN: A. Thorhaug (ed.) Biscayne Bay: Past, Present and  Future.   Sea




     Grant Sp. Report No.5, Univ.  of Miami, Miami, Florida.




teRoy, C.,R. Barsdate and Nebert.   1972.  Phosphorus  cycling in an




     eelgrass (Zostera marina L.)  ecosystem.  Limn.  Oceanogr. 17:58-67.




Parker, P. L. 1962. Zinc in a Texas bay.   Publ. Inst.  Mar.  Sci., Univ.




     Texas. 8:75-79-




Parker, P. L., A. Gibbs and R.  Lowler.  1963.  Cobalt, iron and




     manganese in a Texas bay.  Publ.  Inst. Mar. Sci.  Univ. Texas.




     9:28-32.




Parker, P. L.  1966.  Movement  of  radioisotopes in marine bay: cobalt-60,




     iron-59, manganese-54, zinc-65, sodium-22.  Publ. Inst. Mar. Sci.




     Univ. Texas.  11:102-107.




Thorhaug, A. 1971.  Grasses and macroalgae.  IN: R.  G. Bader and M.  A.




     Roessler (eds.) An Ecological Study of South Biscayne  Bay and  Card




     Sound.  Progrs. Rpt. to AEC  (AT(40-l)-3801-3) and FPL Co. ML 71066.




Thorhaug, A.  1972.  Laboratory thermal studies. IN: R. G. Bader and M. A.




     Roessler (eds.) An Ecological Study of South Biscayne Bay and  Card




     Sound.  Prgrs. Rpt. to AEC (AT(40-l)-3801-4) and  FPL Co. RSMAS  72060.




Thorhaug, A.  1974.  Effect of  thermal effluents on  the marine biology of




     southeastern Florida,  pp. 518-531. IN: J. W. Gibbons and R.R.




     Sharitz (eds.) Thermal Ecology.  AEC  Symp. Series (Conf. 730505).




Thorhaug, A. 1976.  Tropical macroalgae as pollution indicator organisms.




     Micrones ica 12(1):49-68.
                                     1231

-------
Thorhaug, A.,N. Blake and P. Schroeder.   197  .  The  effects  of  heated




     effluents from power plants on  the seagrass  Thalassia  testudinum




     quantitatively comparing  estuaries in  the  su.b tropics to the




     tropics.  Mai. tfoll. Bull. 9(7):181-187.



Thorhaug, A. and P. Schroeder.   1977.  A  comparison of  the  biological




     effects of heated  effluents from  two fossil  fuel plants:




     Biscayne Bay, Florida,  in the subtropics:Guayanilla Bay,  Puerto




     Rico,  in  the  tropics.   Vol 3, 118:133-164.   IN; S. Lee and S,




     Sengupta  (eds.). Waste  Heat Management and Utilization.   Miami,




     Florida.
                                     1232

-------
    Table  1.  Trace element concentrations for  marine organisms  of Card  Sound,
               Florida as  determined by  Gilio &  Segar, 1976.  Numbers in  paren-
               thesis are  the number of  samples.   (from  Gilio & Segar,  1976)
	 	 	 ... Elements fu^/r; drv ueiohr) + $t .-inrl.irri Frrnr nf fhp Mp,in
Hacrophyta
Thalassla testudinum (46)
Laurencia poitel (14)
Penlcillus capitatus (34)
Halimeda Incrassata (4)
tfcltepbora mangle <7)
' L«ave» (b)
(c)
Seedlings In water (3)
Decaying stems in water
(2)
Microphyta
Phytoplankton (d)
Epiphytes on Thalassla
blades (e)

Hacrofauna
Detritlvores and Carnivores (4)
Sponges (7)
V Fe Cu Zn Cd ?b
8.5 + 1.2
96.0 + 58
4.8 + 0.72
2.4 + 0.78

.43 + .29
.52 + .22
.48 + .41
.056 + .055


0.33


96

0.77 + 0.07
2.8 + 1.5
320 + 46
420 + 75
560 + 77
230 + 75

100 + 76
71 + 20
12 + 5.6
140 + 0


730


420

41 + 8.9
530 + 150
1.6 + 0.33(a)
12 + 2.4
1.2 + 0.17
0.70 + 0.26

1.3 + .67
5.8 + 4.6
0.81 + 0.79
0.52 + 0.46


12 + 8.0


21 + 9.4

7.4 + 0.67
3.7 + 1.5
18 + 1.3
34 + 5.1
12 + 3.5
3.7 + 1.2

3.1 + .88
2.3 + .52
2.2 + .58
8.1 + 5.9


180 + 80


150 + 59

28 + 20
24 + 9.8
D.20 + 0.021
0.20 + 0.047
0.11 + 0.012
0.16 + 0.12

.044 + .028
.24 + .11
.017 + .0059
.056 + .055


.20


.20

0.19 + 0.08
.44 + .18
0.72 + 0.16
0.59 + 0.16
1.1 + 0.21
1.2 + 0.56

.39 + .11
.79 + .23
.23 + .17
.099 +_ .0072


.33


0.59

0.39 + 0.15
.36 + .15
Notes; (a) Possible error due to a high Cu blank; (b) Live leaves; (c) Dead leaves;  (d) Values for V. Fe, Cd,
      and Pb, 15-fold lover than Bowen's 1966 data.  Cu and Zn values determined in this study as 15-fold
      lower than Bowen's values; (e) Values same as Laurencia poitel.
                                                  1233

-------
     Figure 2.   Trace element inventory  for  Card  Sound,  Florida.
                   (from Gilio  & Segar,  1976)
CoTupartrent
f,
Sediment (1)
Water
Bifita
uicropnyta
Thalassia testudinum
Laurencia poitei
Halir.eda group
Penicillus group
Microphyta
epiphytes
phytoplankton
Macro tauna
sponges
Detri tivores
Carnivores
Bl.'ta Total
Bin:-.;,*. tier.cn ts ir.g/n ;
drv
3.
3.


1.
6.
8.
3.

10
0.

1.
0.
3.
V.'C<
4 x
0 x


irn
105
10C


67 x 102
1 (2)
7
1


28

1 x
18
1 x
(3)
(4)




102
(5)
IQ2
8
2


1
0
0
0




0
0
2
V
.0 x 103
.6


.4
.23
.023
.015

.96
.0092 x 102

.032
.021 x 10"2
.7
Fe
6.3 x 105
5.2 x 102


53
2.6
2.2
1.7

4.2
.064

89
0.011
150
Cu
6.7 x 102
1.2 x 102


.27
0.073
0.0068
0.0037

.21
.0034

0.19
0.002
0.76
1.
2.


3.
0.
o'.
0.

1.
.

2.
0.
7.
Zn
4 x 103
6 x 102


0
21
036
037

5
050

1
075
0
Cd
23
2.1


.033
.0012
.0016
.00034

.002
.0076 x

.030
.055 x
0.068
Pb
3.4 x 102
15


.12
.0036
.J12
.0034
^•-
.0059
10~3 .0092 x 10"2

0.014
10~3 .011 x 10"'
0.16
Notes:   (1)_  Calculated from  concentration data of trace elements in Card Sound. Florida from Pellenbarg
            (1973) .  Includes  total sediment  depth and total  element concentrations
        (2)  Josselyn (1975).
        (3)  Calculated tiom  Bach (1975).  Includes Ha lineda incrassaca (5.5),  H. nonile (1.5).  and
            H. opunta (1.4).
        (4)  Calculated from  Bach (1975).  Includes Penicillus capitatus (1.7), Rhipocephalus phoenix  (0.51)
            and Udotea flabellun (0.48).
        (5)  Gilio et al.  (in prep.).
                                                   1234

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     Table  3.  Trace element  biological  turnover potential.   Derived from
                 the  product of annual  net production data of  Card Sound  and
                 trace element  concentrations.   (from Gilio  &'Segar,  19/b)


                           Trace Elenent Biological Turnover Potential nig/m /yr

                     Annual
Coppartiaent       Net Production      V        Fe         Cu        Zn        Cd          Pb
                     g/m'/yr
Macrophyta

  Thalassia  (blades)    609.         5.2       200.       0.97       11.       0.12       0.44
          i.             11.         ia        4.6      0.13        0.37     0.0022     0.0065
  Pgnicillua              4.3 (1)    0.021       2.4      0.0052      0.052    0.00047    0.0047
  Ralimeda               8.6 (2)    0.021       2.0      0.0060      0.032    0.00014     .010
Microphyta
  epiphytes            180.        17.         76.       3.8       27.       0.036      0.11
  phytoplankton         120.         0.040      28.       1.4       22.       0.024      0.040
Macrof auna
sponges
detrltivores
carnivores
21.

6.6


(3)
0.059

0.0051
11.

0.27
0.078

0.049
0.50

0.18
0.0092

0.0043
0.0076

0.0026
Total (4)              960.        24.        320.       6.4       61.       0.19       0.12


Notes:   (1)  Calculated from Bach (1975) as Peniclllus capitatus (56Z), Rhlpocephalus phoenix (372), and
             Udotea  flabellua (7Z).
         (2)  Calculated fron Bach (1975) as H. incrassata (94%), and H. nontle (62).
         (3)  Assumes ingestlon of O.lSg m   d"1 since cost members of  this group  are Juveniles which ingest
             their own body weight/day (J^rgensen,  1966) of which 10X  is net production.
         (4)  Excludes detritivor  and camlvor  group as only Initial uptake by  primary production from
             either  water or sediment is relevant to potential turnover.
                                                         4235

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Table 4.  Correlation Coefficients of Radionuclide  Uptake  by  Thalassia  testudinum  Including  Mean Values
               Silver-108   Cesium-137   Manganese-54
                 .909
             .989
             .886
             .872
             .738
             .894
Leaf

Bismuth-207
Silver-108
Cesiura-137
Manganese-54
Zinc-65
Sodium-22
Cobalt-57
Cobalt-60
Root Material  Silver-108   Cesium-137   Manganese-54
Bismuth-207
Silver-108
Cesium-137
Manganese-54
Zinc-65
Sodium-22
Cobalt-57
Cobalt-60
.689
.990
.662
                                           .883
                                           .552
                                           .883
• gram dry
Zinc-65
.962
.873
.958
.894


Zinc-65
.944
.648
.943
.900


weight) .
Sodium-22
.999
.895
.991
.877
.958

Sodium-22
.997
.656
.991
.869
.929


Cobalt-57
.236
.242
.272
.580
.331
.221
Cobalt-5/
. 191
.222
.188
.495
.372
. 141
Cobalt-60

  .687
  .664
  .703
  .805
  .721
  .675
  .646
Cobalt-60

  .852
  .625
  .846
  .870
  .890
  .834
  .476

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        MANGANESE-54
                                   ZINC-65
                                                  COBALT-57
                                                                                  COBALT-60
99
  T
9) 7
fX

flfi
 -2
 +•> 2
•H
o
<
                 tH_
                 «>7
                 PL,
                                                    OH
20
25  30 32   38
                         20
25  30 32
                                          <   20   25  30 32   38
                                                                    is
                                                                         H
                                                                         8,7

                                                                         g.6
                                                                        •^ ^
                                                                        "o5
                                                                                      25  30 32
   Temperature  (degrees  CJ   Temperature (degrees L.j  Temperature  (degrees C)   Temperature (degrees C)
         BISMUTH-207
                         SILVER-108
                                                            CESIUM-137
                                                                             SODIUM-22
 ,r
•05
                          o 7
                          ex,
                         24
                          X
                                           291

                                           M8

                                           fc*
                                           fi6-
                                           P*
                                          J?sJ

                                           S4
                                           «
                                           ^31

                                           ^2
                                           •r-t

                                           fr
                                           O
                                                                          g;
                                                                          M
                                                                          « 7
                                                                          P,^
                                                                          e6,
                                                                         ,"5j

                                                                          ^
                                                                          ^3
                                                                          ?2^
<   20  25   30 32   38  <  20  25    30  32    38    <  20  25   30 32   38^^
   Temperature (degrees Cj  Temperature  (degrees C  )   Temperature(degrees C)
                                                                              o
                                                                        20  25    30  32   38
                                                                       Temperature  (degrees C)
    Figure  1.  .   Trace  metal  activities  In disintegration per minute per g dry wt. in blades as
    a function of temperature.   Each point represents mean of five samples,

-------
                    MANGANESE-54
                                   ZINC-65
                                                        COBALT-S7
                                                                                                  COBALT-60
              A
              8-

Is
04
             >H
                                      I*
                                       '
                                                     s
                                                   bO
                                                                0)
                                                                          |9

                                                                          M8
                                                                              2
                                                                              1
                20    25   30  32    38  <   20   25  30 32   38  <  20   25  30 32   38   <   20    25   30 32
               Temperature  (degrees C)   Temperature (degrees C)   Temperature (degrees C)  Temperature (degrees C)
oo
                      BISMUTH-207
§9

Mg
              _
            •a 5

            10 4
            o 4
            r-l
             X 7
            w_/ O
             o
            <
 20  25   30 32   38
Temperature  (degrees
                                   SILVER-108
                                                        CESIUM-137
SODIUM-22
                          o4
                          r-t
                                                 3g
                                                                                         rtQ
                                                                         o4

                                                                         3,
                                                                         ^3

                                                                          x2
                             20  25   30 32   38   «  20  25   30 32    38
                            Temperature (degrees Cp Temperature (degrees C)
                                                                                           Temperature  (degrees C)
                Figure 2.   ,   Trace metal activities  in  disintegration per minute per g dry wt.  in

                a function ot temperature.   Each  point represents mean oE five samples.

-------
Figure 3.  Mortality of Thaiassla as  a  function of temperature  and salinity.
o




I .
-• ,
2 '
                   I? HOURS
                                               38  JO  -1.
                                                                            i

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         WASTE HEAT MANAGEMENT AND UTILIZATION:
               SOME REGULATORY CONSTRAINTS *
                 William A. Anderson, II
                      P.O. Box 1535
                Richmond, Virginia  23212
ABSTRACT


The need for rational management and utilization of waste
heat is undeniable.  Yet conflicting governmental policies
have resulted in regulatory constraints that often fore-
close rational solutions.  Effluent limitations and water
quality standards under the Federal Water Pollution
Control Act restrict use of surface waters, including
cooling lakes, for waste heat management.  Other regula-
tory constraints, including provisions of the Clean Air
Act Amendments of 1977, may preclude the use of evapora-
tive cooling towers under some circumstances due to salt
drift emissions.  Waste heat utilization schemes involving
clusters of industrial facilities will also encounter
environmental regulatory constraints.  Provisions of
both the Air Act and the Water Act will limit industrial
concentration in any given locality.  Thermal aqua-
culture may be possible under governing EPA regulations
only in blowdown streams from closed-cycle systems.
Concentrated contaminants in these blowdown streams may
make the produce unmarketable.

 *This paper  was not presented.
                           1240

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                                TECHNICAL REPORT DATA
                         (Please read Instructions on the reverse before completing)
 REPORT NO
 EPA-600/9-79-031b
     2.
                               3. RECIPIENT'S ACCESSION NO.
 T.TLEAND.U.T.TLE proceedings: Second 'Conference on
Waste Heat Management and Utilization (December
1978, Miami Beach, FL), Volume 2
                               5. REPORT DATE
                                August 1979
                               6. PERFORMING ORGANIZATION CODE
 . AUTHOR(S)
                               8. PERFORMING ORGANIZATION REPORT NO
S.S.Lee and Subrata Sengupta, Compilers
9. PERFORMING ORGANIZATION NAME AND ADDRESS
University of Miami
Department of Mechanical Engineering
Coral Gables, Florida 33124
                               10. PROGRAM ELEMENT NO.
                                EHE624A
                               11. CONTRACT/GRANT NO.
                                EPA Purchase Order
                                      DA86256J
12. SPONSORING AGENCY NAME AND ADDRESS
 EPA, Office of Research and Development*
 Industrial Environmental Research Laboratory
 Research Triangle Park, NC  27711
                               13. TYPE OF REPORT AND PERIOD COVERED
                               Proceedings: 12/78
                               14. SPONSORING AGENCY CODE
                                 EPA/600/13
 is.SUPPLEMENTARY NOTES ffiRL-RTP project officer is Theodore G. Brna,  MD-61, 919/541-
 2683. Cosponsors are: EPRI, Florida Power and Light Co. , Univ.  of Miami, U.S.
 DoE, U.S. EPA, and U.S. Nuclear Regulatory Commission.
 16. ABSTRACT
          The proceedings document most presentations made during the Second Con-
 ference on Waste Heat Management and Utilization, held December 4-6, 1978, at
 Miami Beach, FL.,Presentations were grouped by areas of concern: general, utili-
 zation, mathematical modeling, ecological effects, cooling tower plumes,  cooling
 towers, cogeneration, cooling systems, cooling lakes, recovery systems, aquatic
 thermal discharges, and atmospheric effects. Causes, effects,  prediction, monit-
 oring, utilization,, and abatement of thermal discharges were represented. Utiliza-
 tion was of prime importance because  of increased awareness that waste heat is a
 valuable resource.  Cogeneration and recovery systems were added to reflect this
 emphasis.
17.
                             KEY WORDS AND DOCUMENT ANALYSIS
                DESCRIPTORS
                                          b.lDENTIFIERS/OPEN ENDED TERMS
                                              COSATI Field/Group
 Pollution
 Heat Recovery
 Management
 Utilization
 Mathematical  Models
 Ecology
Cooling Towers
Plumes
Pollution Control
Stationary Sources
Cogeneration
Cooling Lakes
Thermal Discharges
Atmospheric Effects
13B    07A,13I
20M,13A    21B
05A
14B
12A
06F
18. DISTRIBUTION STATEMENT
 Release to Public
                    19. SECURITY CLASS (ThisReport)
                    Unclassified
                        21. NO. OF PAGES
                            637
                    20. SECURITY CLASS (Thispage)
                    Unclassified
                                                                  22. PRICE
EPA Form 2220-1 (9-73)
                 1241
                      « U.S. GOVERNMENT PRINTING IWI.CB—1979/640-013/3934

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