United States      Industrial Environmental Research  EPA-600/7-79-232a
Environmental Protection  Laboratory          October 1979
Agency        Research Triangle Park NC 27711
Assessment of  Diesel
Particulate Control:
Filters, Scrubbers, and
Precipitators

Interagency
Energy/Environment
R&D Program Report

-------
                 RESEARCH REPORTING SERIES


Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad cate-
gories were established to facilitate further development and  application of en-
vironmental technology.  Elimination  of  traditional grouping was consciously
planned to foster technology transfer  and a maximum interface in  related fields.
The nine series are:

    1. Environmental Health Effects Research

    2. Environmental Protection Technology

    3. Ecological Research

    4. Environmental Monitoring

    5. Socioeconomic  Environmental  Studies

    6. Scientific and Technical Assessment Reports (STAR)

    7. Interagency Energy-Environment Research and Development

    8. "Special" Reports

    9. Miscellaneous Reports

This report has been assigned to the  INTERAGENCY ENERGY-ENVIRONMENT
RESEARCH AND DEVELOPMENT series. Reports in this series result from the
effort funded under the  17-agency Federal  Energy/Environment  Research and
Development Program. These studies  relate to EPA's mission to protect the public
health and welfare from adverse effects of pollutants associated with energy sys-
tems. The goal of the  Program is to  assure the rapid development of domestic
energy supplies in an environmentally-compatible manner by providing the nec-
essary environmental data and control technology. Investigations  include analy-
ses of the transport of energy-related pollutants and  their health and ecological
effects;  assessments of,  and development of, control technologies  for energy
systems; and integrated assessments of a wide range of energy-related environ-
mental issues.
                        EPA REVIEW NOTICE
 This report has been reviewed by the participating Federal Agencies, and approved
 for publication. Approval does not signify that the contents necessarily reflect
 the views and policies of the Government, nor does mention of trade names or
 commercial products constitute endorsement or  recommendation for use.

 This document is available to the public through  the National Technical Informa-
 tion Service, Springfield, Virginia 22161.

-------
                                             EPA-600/7-79-232a

                                                    October 1979
Assessment  of Diesel  Particulate Control
     Filters, Scrubbers, and  Precipitators
                                by

                  M.G. Faulkner, E.B. Dismukes, J.R. McDonald,

                        D.H. Pontius, and A.H. Dean
                        Southern Research Institute
                        2000 Ninth Avenue South
                       Birmingham, Alabama 35205
                         Contract No. 68-02-2610
                             Task No. 14
                       Program Element No. EHE624A
                    EPA Project Officer: Dennis C. Drehmel

                  Industrial Environmental Research Laboratory
                Office of Environmental Engineering and Technology
                      Research Triangle Park, NC 27711
                             Prepared for

                  U.S. ENVIRONMENTAL PROTECTION AGENCY
                     Office of Research and Development
                         Washington, DC 20460

-------
                            DISCLAMIER
     This report has been reviewed by the Industrial Environ-
mental Research Laboratory, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711, and approved for
publication.  Approval does not signify that the contents neces-
sarily reflect the views and policies of the U.S. Environmental
Protection Agency, nor does mention of trade names or commercial
products contribute endorsement or recommendation for use.
                                11

-------
                         EXECUTIVE  SUMMARY
Introduction

     As a result of the Federal Government's requirement that
the average fuel mileage of U.S. automobile manufacturers be
at least 27.5 mi/gal, by 1985, there is increased interest in
the widespread use of diesel engines for light-duty vehicles
because of the diesel's superior fuel economy.  Unfortunately,
the diesel engine produces a high level of combustion by-products
that are potentially hazardous, and therefore the Environmental
Protection Agency has proposed emission standards which would
require up to 70% particulate removal efficiencies for some
current models.

     Several approaches for controlling particulate emissions
are under investigation by automobile researchers, including
fuel modification, combustion modification, and aftertreatment
of the exhaust in a control device.  The purpose of this report
is to examine the potential applicability to diesel particulate
control of stationary source particulate control technology
employing electrostatic precipitation, filtration, and wet scrub-
bing as collection processes.  The removal of particulate by
catalyzed or uncatalyzed oxidation is another aftertreatment
concept that is being investigated elsewhere, but which may
ultimately need to be considered as a disposal strategy in con-
nection with particulate removal by a filtration or electrostatic
precipitation device.

     A consideration of diesel particulate characteristics yields
some insight into the difficulty of designing a practical control
device.  The size distribution of the material has a mass median
diameter (mmd)  of about 2 x 10~7 m (0.2 ym), which is the par-
ticle size at which conventional control concepts are least ef-
fective.  If suitable collection is achieved, the bulk density
of the soot is only about 120 kg/m3, which creates a storage
and disposal problem.  For example, if 90% particulate control
is achieved on an Oldsmobile 350 CID diesel, about 0.019 m3 (5 gal.)
of material would be accumulated in 4,800 km  (3,000 mi)  if no
compaction were achieved.  The approach used in this study has
been to identify and select for screening studies control con-
cepts which, on the basis of existing knowledge of the fundamental
collection processes, offer potential for effective particulate
                              111

-------
capture without adversely influencing the engine performance.
Those concepts that continue to appear promising after the screen-
ing data have been evaluated can then be further investigated
with more emphasis on particulate storage and disposal.

Filtration

     Filtration is a complex process involving several particle
collection mechanisms for which theoretical models are not entirely
adequate.  Filtration theory attempts to predict overall particle
removal in a filter based on an understanding of the interaction
of particles with a single filter element, which may consist
of a fiber, a granule, or a previously collected particle.  The
currently available filtration theory was employed to estimate
the performance of various filter designs.  The approach used
was to select a reasonable filter volume and path length and
then to examine the performance of filters varying in both volume
and path length.  Both fiber bed and granular bed filters were
considered, and the porosity of each was fixed at a reasonable
value.  The fiber and granule diameter were fixed, and the prop-
erties of the gas and aerosol were fixed at a base-case condition
of 200°C, with 0.14 m3/s  (300 ft3/nun) of exhaust gas transport-
ing 7 x 10~5 kg/m3 (0.03 gr/ft3) of particulate with an mmd of
0.2 ym.

     The analysis resulted in the selection for further study
of a fibrous filter with uniform 10-ym diameter fibers used as
packing at a porosity of 99%.  Fibrous filter packing of this
type is currently available and is considered typical with respect
to filtration and pressure drop characteristics.  Stainless steel
is a possible material for the fibers.  A sketch of this proposed
prototype is shown in Figure E-l.  The estimated pressure drop
through this device is 732 Pa (2.9 in. of water) and the estimated
maximum lifetime is 20,900 km (13,000 miles) at an emission rate
of 5 x 10"1* kg/mi and a bulk density of 120 kg/m3.  This is the
maximum possible lifetime based on the simplistic approach of
estimating how long it would take to fill the void volume with
collected particles,  and it ignores the increase in pressure
drop as porosity decreases.  The lifetime expected in actual
practice would therefore always be less than the lifetime calcu-
lated from the void-filling approach.  Efficiency of collection
is estimated as 82% using size distribution data obtained by
Southern Research Institute from an Oldsmobile 350 CID diesel.

     Uncertainties in the calculations which were used in the
development of the above design, beyond the accuracy of the pre-
dictive equations themselves, include the effects of 1) condensa-
tion of hydrocarbons or water, especially during cold starts,
2) reentrainment and bounce of collected particles, and 3) dust
load.   Uncertainties regarding the effects of dust load are such
that empirical verification of the practicality of the above
configuration is required.

                               iv

-------
                                 EXHAUST GAS
                                 OUTLET BELOW
                                 FILTER
                RECTANGULAR
                FIBROUS FILTER
                ELEMENT
       EXHAUST GAS
       INLET ABOVE
       FILTER
0.10m
         Figure £-1. Prototype fibrous filter.

-------
     Several authors have reported on the use of filtration as
a means of collecting diesel particulate.  Springer and Stahman
tested a total of 48 combinations of devices and identified a
best system for particulate removal.  The system consisted of
two alumina-coated, steel wool-packed filters and initially re-
duced the exhaust particulate by 64%.  However, the collection
efficiency decreased rapidly with distance, accompanied by a
sharp increase in system backpressure.  The high backpressure
of the system had no great effect on the fuel economy of the
test vehicle, but the acceleration rate, already a weak point
on diesels, was reduced by 20%.

     Sullivan et al. examined six different filter materials
in a study concerned with emission of underground diesel engines.
Although good collection efficiencies were reported, relatively
high backpressures were experienced, and the rate of increase
of backpressure was too high for automotive use.  General Motors
has also tested a number of filter materials including both paper
and metal mesh filters.  The paper filters exhibited high collec-
tion efficiencies, but high backpressures were experienced.
The metal mesh filters showed efficiency degradation and, in
some cases, evidence of filter destruction from incineration
was observed.

     The Eikosha Company in Japan has been conducting develop-
mental work on a particulate collection device called an Aut-
Ainer intended for use on both gasoline and diesel vehicles.
Figure E-2 shows one of these.  The initial concept for this
device was to provide for the collection of emissions by con-
densation growth with collection on a mesh material.  The origi-
nal system consisted of a number of expansion chambers followed
by regions filled with metal mesh to serve as a collection medium.
A ram air cooling tube was also provided down the center on the
device.  This device has been carried through a number of stages
of development using an empirical approach.  At the current stage
of development, the device has a collection efficiency of about
70% when clean.  However, it is necessary to clean it every 2,000 km
(1,200 mi).  Without cleaning, the device will act as an agglomerator
For this reason, the developers are investigating the use of
a post-collection device.  One scheme is shown in Figure E-2.
After the gases pass through the mesh material, they swirl through
the cyclone dumping the spilled particles into a collection bag.
This portion of the system still needs a lot of work, but the
approach seems promising.

     The review of published work on filtration devices has not
revealed data on collection efficiency as a function of particle
size or on the applicability of existing filtration theory to
the various devices which have been tested.  It is therefore
not possible to directly relate the proposed fibrous filter proto-
type discussed previously with the prior studies without additional
exper imentation.

                              vi

-------
 EXHAUST
AIR COOLING
                                                               SOOT
                                                               COLLECTOR
              Figure E-2. Aut-Ainer filter with cyclone soot collector.
                                     vn

-------
Electrostatic Precipitation

     The electrostatic precipitation process consists of the
fundamental steps of particle charging, particle collection,
and the removal of the collected material from the collection
and discharge electrodes.  The particle charging process is ac-
complished through the creation of an electric field and a corona
current by applying a large potential difference between a small-
radius electrode and a much larger electrode, where the two elec-
trodes are separated by a region of space containing an insulat-
ing gas.  Particle charging is essential to the precipitator
process because the electrical force that causes a particle to
migrate toward the collection electrode is directly proportional
to the charge on the particle.  The most significant factors
influencing particle charging are particle diameter, applied
electric field, current density, and exposure time.  Particle
collection rates for a given value of particle charge are a
function of particle size, the electric field in the region of
the collection electrode, gas flow rate, gas viscosity, and
electrode geometry.  Removal of the collected material is usually
accomplished by mechanical vibrations of the collection and
discharge electrodes, but irrigated electrode systems are also
in use which employ sprays of liquid to clean the electrodes.
The electrical resistivity of the particulate matter for dry
applications strongly influences the collection efficiency which
can be achieved with a given electrode geometry.

     An electrostatic control device for diesel particulate has
the potential advantage of providing high efficiency collection
of small particles with low backpressure and low energy consump-
tion.  However, there are two serious problems, namely particle
reentrainment and current leakage through conductive films on
high voltage insulators, which must be overcome in order to allow
a practical electrostatic device to be employed.  Removal and
disposal of the collected particulate matter must also be accomp-
lished in a practical manner.

     As a result of the effectiveness of electrostatic precipita-
tion in small particle collection, two prototype devices have
been proposed for construction and evaluation.  Both devices
separate the particle charging and particle collection step as
a result of the special requirements needed for diesel particu-
late collection.  Figure E-3 is a conceptual sketch indicating
the basic features of a device conceived by Southern Research
Institute, which employs a periodic wet flushing scheme to clean
the collected particulate thoroughly from all internal surfaces
of the system.  A vertically oriented, cylindrical geometry
appears best suited to such a cleaning method, and optimum from
the standpoint of structural strength.  A two-stage device was
selected to provide a maximum collecting surface with the space
                               viii

-------
TO SPRAY
NOZZLES
                       INSULATOR
                                      CABLE TO HIGH
                                      VOLTAGE SUPPLY
                                        SPRAY NOZZLES
             INLET
                CHARGING
                SECTION
                                 u
                              0.20 m DIA
              COLLECTING
              SECTION
              0.30 m LONG
              (12 in.)
                           VJJ//( / /' / 777 /77V
         CABLE TO HIGH
         VOLTAGE SUPPLY
         STAR-SHAPED
         ELECTRODES
         (DETAIL)
SUPPORT SPIDER FOR
GROUNDED CYLINDERS
 SUPPORT SPIDER FOR
 HIGH VOLTAGE
 CYLINDERS

INSULATOR

 SUPPORT SPIDER
    OUTLET
                                           REMOVABLE
                                           FIBER FILTER
  STORAGE TANK
    Figure E-3.  First prototype electrostatic precipitator for collecting
             diesel particulate.
                                IX

-------
limitations of a vehicular installation.  The exhaust gas from
the engine enters the precipitator tangentially so as to avoid
immediate impaction on the high voltage insulators.  The cyclonic
motion of the gas in the first stage  (upper half) of the pre-
cipitator has little effect on particulate collection by impac-
tion, since most of the particles are very fine; however, the
circular path allows for adequate charging time for the particles
before they enter the collecting stage.

     Particle charging is achieved by means of an electrical
corona discharge from flat, star-shaped electrodes mounted on
the axial rod extending downward from the insulator at the top
of the device.  A corona ball on the end of the rod suppresses
discharges to the grounded plates in the collecting stage.  This
structure is preferred over a more conventional fine-wire corona
discharge electrode because of its ruggedness.

     The collecting stage consists of a set of concentric cylinders.
In sequence of decreasing diameter, the odd-numbered cylinders
are connected to electrical ground, and the even-numbered cylinders
are connected to the output of a high voltage power supply.
The high voltage cylinders are connected together by a metal
bus bar and nested between the grounded insulators.  Insulating
spacers between cylinders are avoided in order to minimize leak-
age resistance due to fouling by low resistivity material.  Three
stand-off insulators are used to support the entire array of
high voltage cylinders.

     The precipitator is to be cleaned periodically by spraying
a nonvolatile liquid through the nozzles at the top of the de-
vice.  The liquid is pulled through a filter at the bottom of
the precipitator and then pumped into a storage tank for the
next cleaning cycle.  The period between flushing operations
would probably be governed by the length of time required for
the particulate buildup on the insulators to develop a signifi-
cant current leakage path between high voltage components and
ground.  Provisions would be required to bypass the precipitator
during the cleaning operation, which might take 30 to 60 s.

     The 0.20-m diameter and 0.15-m long charging region and
the collection area of this device allow an estimation of col-
lection efficiency to be made using mathematical relationships
that describe the particle charging and collection processes.
If favorable electrical conditions can be maintained, the collec-
tion efficiency of 0.2-um diameter particles from an exhaust
gas stream of 0.14 m3/s is estimated to be 80%.

     A second electrostatic device that has been proposed by
Castle for diesel exhaust is a radial flow device, which uses
dielectric filter material in the collection region.  This de-
vice, shown in Figure E-4, has the following features:

-------
HIGH
VOLTAGE
COLLECTOR
                    0.64 m (25 in.)

                    0.61 m (24 in.)

                          <>  J

                   0.15 m (6 in. )-
                 0.13 m (5.25 in.)
                 0.08 m (3.25 in.)-
                 0.03 m (1.25 in.)
                  V
           PERFORATED
           METAL
           SCREENS


,—— -
.— —
S'


«-»i
^ ••
^^,
^N
^*X
N
4 a\ i \
\  1 1
V..
^
Ni

\
	 L.
r j i
FILTER
MATERIAL
CONCENTRIC PRECIPITATOR
WITH DIELECTRIC COLLECTING
MEDIA
                  Figure E-4.  Second prototype electrostatic precipitator for collecting
                            diesel paniculate.

-------
     a)  two stage operation, thus minimizing ozone generation
         and power consumption,

     b)  adaption of high velocity gas throughput in small diam-
         eter ducts to low radial velocities for collection,
         thereby reducing reentrainment,

     c)  high efficiency for the submicron particle size range,

     d)  utilization of a combination of mechanical collection
         forces as well as coulombic, dielectrophoretic, and
         image electrical forces,

     e)  convenient geometry for using electrified media in the
         collection stage and ready adaptation to removable car-
         tridge form.

     It is believed that the most effective form of collector
would involve a gradation using three collection zones.  The
first would be a mechanical impaction collector utilizing the
high velocity jets of gas produced by the inner perforated screen
that changes the gas flow from the axial to the radial direction.
The second zone could be a relatively coarse fibrous bed of
collection media with superimposed electrostatic field.  The
final zone would be finer graded bed of fibrous media with a
superimposed electrostatic field.

     The efficiency of this device is harder to predict.  If
the effects of the dielectric material are neglected and the
particles are assumed to have acquired the same charge as in
the wire-cylinder example earlier in this section (admittedly
a bad assumption), then using the metal collection plate area
of 1.2 m2 an efficiency of 70% can be calculated.  The effect
of the dielectric material will be to increase the collection
efficiency.  Figure E-5 shows the results of using various geo-
metries of dielectric material in a similar device.  Note that
the collection efficiency for the device was improved with any
dielectric inserted and that the most efficient case was for
a fibrous bed similar to that proposed here.

     This device does have two possible design drawbacks.  The
first of these is the susceptibility to conductive contamination
on the insulators.  This will probably be worse on the ionizer
and may necessitate the use of a different type of ionizer.
The second is the increase in backpressure that will result when
the dielectric fiber bed becomes loaded with particles.  The
magnitude of this problem can only be determined experimentally.

Wet Scrubber

     The collection of particulate in a wet scrubber is accomp-
lished through various mechanisms, including inertial impaction,


                               xii

-------
               ui
                                      TV.   GEOMETRY E
                                       I^siI  I   I
                                                                u
                                                                o
                                                                u
                                                                UJ
                                                          99.9  8
                           0.2     0.4  0.6 0.8  1.1   2.0    4.0
                                PARTICLE SIZE, urn
                                       B
NOTHING IN COLLECTION
        REGION
TEN ACRYLIC RODS
                                TWENTY-FOUR
                                FLAT ACRYLIC
                                PLATES IN TWO
                                CONCENTRIC
                                ARRAYS
                  INSULATED COPPER
                  WIRE MAT
                FIBROUS MEDIA
              Figure E-5.  Collection efficiency of a concentric precipitator with
                        dielectric collection media.49
                                     Xlll

-------
gravitational collection, diffusion, electrostatic collection,
and thermophoresis and diffusiophoresis.   Mathematical descrip-
tions of these mechanisms were employed to calculate particle
collection efficiencies in various scrubber designs that might
be employed for collection of diesel particluate.  The general
conclusion derived from these calculations was that wet scrubbers
are not suitable for removing particulate from diesel exhaust.

     Under the constraint of a 2,500-Pa pressure drop (10 in.
of water), scrubbers are not efficient enough in removing the
fine particles present in diesel smoke.  A possible exception
is the charged droplet scrubber, but it is not clear that this
device would be preferable to some other type of electrostatic
device.

     The above conclusions are reinforced by consideration of
the rate of water loss by evaporation in a wet scrubber.  Diesel
exhaust entering a scrubber at 200°C at a rate of 0.14 m3/s
(300 ftVmin) will contain about 3% by volume water vapor as
the result of fuel combustion in the engine.  This  rate corre-
sponds to the flow of 1.97 g/s of water vapor.  On  leaving the
scrubber at  50°C with water vapor at the saturation level  (con-
centration,  12.17% by volume), the gas stream will  carry water
away at  the  rate of 8.83 g/s.  Thus, water will be  lost at the
rate of  6.86 g/s.  This  is equivalent to about 6.86 x 10~6 m3/s.
For comparison, the rate of fuel consumption may be calculated
by assuming  that the exhaust flow rate corresponds  to a highway
speed  of 1.61 km/s  (60 mi/h) and that the  fuel consumption rate
is 2.52  x 10~6 m3/s  (25  mi/gal, or  0.04 gal./min).  The conclusion,
therefore,  is that water would be consumed at 2.7  times the  rate
of consumption of diesel fuel.

Conclusion

     From the preceeding discussion,  it  is possible to  draw  some
conclusions  regarding  the  applicability of scrubbers, electro-
static devices, and  filters  to  the  problem of controlling  diesel
particulate  emissions.   The  first of  these,  scrubbers,  can be
eliminated  from further  consideration  due  to the  large  size
required to  obtain  adequate  efficiencies  at  reasonable  backpres-
sures,  and  to  the high  rate  of  water  consumption.

     Second,  electrostatic devices  merit  further  consideration
for  the  important reasons  that  they present  very little back-
pressure to  the system and that  they maintain a  relatively high
collection  efficiency over the  0.1- to 0.8-ym particle  size  range
over which,  according to theory,  a  dip in filter  efficiecy occurs.
To offset  this,  they have  the severe disadvantage of  dysfunction
due  to conductive particle contamination.   Further research  will
have  to be  performed to design  a system which can eliminate  this
difficulty.   A lesser problem is that of disposal of  the collected
                                xiv

-------
particulate.  A method must be developed whereby the device may
be cleaned and the collected particulate properly and safely
disposed of as a matter of routine maintenance.

     The third mechanism, filtration, demonstrates the same
problem of disposal of the collected particulate.  Another prob-
lem area is the possibility of high backpressure.  Although it
is possible to design a device of appropriately low backpressure
when new, only experimentation will determine the amount of
particulate the filter can collect without elevating the back-
pressure beyond allowable limits and adversely effecting engine
performance.  The problem of surface seal over can be avoided
by utilizing a filter with a large face area such as the proposed
prototype.  The advantage of filtration is that it is a mechani-
cally simpler concept.  Filters, while not necessarily simple
to design, are simpler to build and maintain in the field than
electrostatic devices and as a consequence should be cheaper
and more convenient in use.

     Both electrostatic devices and filtration devices show
promise of becoming workable solutions to the diesel exhaust
problem.  However, more research is needed on both types of
devices.  Prototypes need to be fabricated and tested on actual
diesel exhaust streams.  Determinations of collection efficiency
as a function of particle size would be useful in the study of
the collection mechanisms involved, which should in turn lead
to the development of improved collection devices.  Testing of
prototype devices will also yield additional insights into the
particulate problems that affect each device.

     Additional study is also needed on the effect of gas stream
temperature on the hydrocarbon portion of the particulate.  A
study by Black and High indicates that most of the condensation
and subsequent adsorption of vaporous hydrocarbons occurs in
the last few feet of the vehicle's tail pipe.  This implies that
a temperature reduction in the exhaust system would increase
the amount of hydrocarbons which condense and can therefore be
collected as particulate.  Supportive evidence has been given
by Masuda, who reports that Eikosha has seen a 20% by volume
increase in collected particulate occur when the cooling air
flow on the Aut-Ainer filter was increased.
                               xv

-------
                             CONTENTS
Executive Summary	   iii
Figures	  xvii
Tables	   xix
Acknowledgments	   xxi

  1.  Introduction	     1
  2.  Characteristics of Diesel Emissions	     6
  3.  Filtration	    12
        Filtration Fundamentals	    12
        Previous Uses of Filtration for Diesel Exhaust	    27
        Filter Characteristics for Diesel Particulate
          Emissions	    33
        Prototype Filter for Diesel Exhaust	    43
  4.  Electrostatic Devices	    49
        Fundamental Steps in the Electrostatic
          Precipitation Process	    49
        Limiting Factors Affecting Precipitator
          Per f ormance	    58
        Previous Uses of Electrostatic Devices for
          Diesel Exhaust	    61
        Application of Electrostatic Fundamentals to
          Diesel Exhaust	    63
        Description of Prototype Electrostatic Devices	    65
  5.  Wet Scrubbers	    71
        Description of Scrubber Processes for Collection
          of Particulate Matter	    71
        Discussion of the Literature on Wet Scrubbers	    78
        Calculation of Scrubber Efficiencies for
          Particulate Control	    79
        Further Considerations	    92
  6.  Conclusion	    95
  7.  References	    97

Appendices

   I.  Particle Size Measurements of Automotive
         Diesel Emissions	   102
  II.  Vapor Pressure Versus Temperature Data on Organic
         Compounds Listed by Menster and Sharky for
         Diesel Exhaust	   114

Bibliography	   119
                               xvi

-------
                             FIGURES

Number                                                       Page

 E-l  Prototype fibrous filter	   v

 E-2  Aut-Ainer filter with cyclone soot collector	 vii

 E-3  First prototype electrostatic precipitator for
        collecting diesel particulate	  ix

 E-4  Second prototype electrostatic precipitator for
        collecting diesel particulate	  xi

 E-5  Collection efficiency of a concentric precipitator
        with dielectric collection media	xiii

  1   Summary of diesel engine variables effecting soot
        particulate formation	   2

  2   Size distribution of diesel particulate	   7

  3   System efficiency and exhaust restrictions as
        functions of distance traveled	  29

  4   Aut-Ainer filter with cyclone soot collector	  30

  5   Filter efficiency versus volume	  38

  6   Pressure drop versus filter volume	  40

  7   Maximum lifetime (mi) versus filter volume	  41

  8   Prototype fibrous filter	  45

  9   Fibrous filter efficiency versus particle  diameter....  48

 10   Region near small-radius electrode	  51

 11   Electric field configuration for wire-plate geometry..  51

 12   Electric field configuration during field  charging....  53
                              xvn

-------
                       FIGURES (concluded)

Number^                                                       Pag<

 13   Electric field configuration and ion distribution
        for particle charging in an applied field after
        saturation charge is reached	  54

 14   Electric field configuration and ion distribution
        for particle charging with no applied field	  54

 15   Electrostatic particulate remover	  62

 16   First prototype electrostatic precipitator for
        collecting diesel particulate	  66

 17   Second prototype electrostatic precipitator for
        collecting diesel particulate	  68

 18   Collection efficiency of a concentric precipitator
        with dielectric collection media	  70

 19   Diagram of sieve plate bubble scrubber	  91
                              XVlll

-------
                             TABLES

Number                                                       Page

  1   Rate of Fall of Spherical Particles in Still Air	   3

  2   Proposed Emission Standards for Light-Duty Vehicles...   4

  3   Particulate Emission Rates from Light-Duty Diesels
        Tested Over the EPA Recommended Test Procedure	   4

  4   Physical Characteristics of Diesel Particulate	   6

  5   Chemical and Physical Properties of Diesel Fuel	   8

  6   A Summary of Compounds Extracted from Diesel
        Particulate Matter	   9

  7   Carcinogenic Compounds Found in Diesel Exhaust
        Particulate Emissions	  10

  8   Values of H for Use in Equation 3.10	  18

  9   Performance Results of Filter Materials	  28

 10   Summary of Filtration Materials Tested by
        General Motors	  31

 11   Estimated Filter Performance for Base-Case
        Conditions	  34

 12   Diesel Particulate Emission Properties:  Base
        Conditions Used for Filter Design	  35

 13   Prototype Filter Sensitivity Analysis	  46

 14   Required Collection Area for a Desired Collection
        Efficiency for an Electrostatic Precipitator	  65

 15   Operating and Design Parameters of Scrubbers	  76

 16   Efficiency of Particulate Removal in a Venturi
        at 30°C	  83
                               xix

-------
                       TABLES (concluded)

Number                                                       Page

 17   Efficiency of Particulate Removal  in a Venturi
        at 50°C	  84

 18   Minimum Orifice Velocity and Maximum Superficial
        Velocity in a Seive Plate Bubble Scrubber	  88

 19   Scrubber Parameters and Single-stage Efficiency in
        a Sieve Plate Bubble Scrubber at 30°C	  89

 20   Scrubber Parameters and Single-stage Efficiency
        in a Sieve Plate Bubble Scrubber at 50°C	  89

 21   Column Diameters of a Sieve Plate Bubble Scrubber	  90

 22   Pressure Drop Values in a Single Stage of a Sieve
        Plate Bubble Scrubber	  90

 23   Summary of Calculations for a Sieve Plate Bubble
        Scrubber	  93
                               xx

-------
                         ACKNOWLEDGEMENTS

     In addition to the authors of this report, certain other
members of the staff of Southern Research Institute made signi-
ficant contributions to the report.  These staff members are:

        Grady B. Nichols, Associate Director of Engineering and
        Applied Sciences.   (Mr. Nichols made a trip to Japan
        to investigate the use of filters in that country for
        the control of diesel particulate.)

        William E. Farthing, Research Physicist.

        Ralph B. Spafford, Research Chemist.

     In addition to staff members of the Institute, other con-
tributors who served as consultants in various areas were as
follows:

        David H. Leith, Tom Kalinowski, and Mike Ellenbacker
        of Leith Environmental Research Corporation, Newton,
        Massachusetts 02164 — particulate control by filtration.

        G.S.P. Castle, University of Western Ontario, London,
        Ontario (Canada) N6A5B9 — electrostatic precipitation.

        M.J. Pilat, B.D. Wright, and J.M. Wilder, University
        of Washington, Seattle, Washington 98195 — wet scrubbing,
                               xxi

-------
                             SECTION  1

                           INTRODUCTION
     The Federal Government has issued a regulation that requires
the average fuel mileage for each auto manufacturer to be at
least 27.5 mi/gal, by the year 1985.  The diesel engine, accord-
ing to various estimates, yields 25 to 75% better fuel mileage
than does a gasoline engine of the same displacement.  For this
reason, the automobile manufacturers are showing an interest
in widespread use of diesel engines in light-duty vehicles.
General Motors, in particular, has indicated that it may have
to depend on the diesel to meet the 1985 requirement.

     Unfortunately, one characteristic of the diesel engine is
a high level of combustion by-products.  Light-duty diesels
produce particulate at rates ranging from 0.25 g/mi  (Volkswagen
Rabbit) to 0.80 g/mi (General Motors 350).*  These amounts are
50 to 100 times as much particulate as is produced by engines
using unleaded gasoline.   The source of this particulate lies
in the combustion process.  In a diesel engine, fuel is sprayed
into hot compressed air in the cylinder where it vaporizes and
ignites spontaneously.  Most of the fuel is burned in this pro-
cess, but a small amount is cracked, polymerized, or partially
oxidized into a large array of compounds including elemental
carbon.  The variables which affect this process are summarized
in Figure 1.  In the exhaust cycle, the products of combustion
enter the relatively cooler exhaust system where they are subject
to agglomeration and condensation.  Beyond the exhaust system,
the exhaust enters the outside environment where it is diluted
and further cooled.

     The particulate that results from diesel combustion con-
sists largely of agglomerates of very small particles of carbon
(on the order of 0.01 pm in diameter),3 which have condensed
hydrocarbons adsorbed onto them.  These particles have a mass
median diameter (mmd) of 0.3 ym, and 70% have diameters smaller
than 1 vim1*  (Reference 4 is included in this report as Appendix I) .
* EPA has defined particulate as everything collected on a 52°C
  (125°F) filter after dilution with ambient air  in a dilution
  tunnel.

-------
C PARTICULATE
DIESEL EXHAUST
                      AMOUNT OF
                      INCOMPLETELY MIXED
                      FUEL ft ITS
                      EQUIVALENCE RATIO
                                                   FUEL INTRODUCTION •
                                                   AFTER IGNITION
                                  IGNITION DELAY
RATE OF MIXING  -

        t
FLAME TEMPERATURE
                       SOOT BURNUP
                       TIME
                       AVAILABLE
UNMIXED FRACTION
OF FUEL ACCUMULATED
DURING DELAY

OVERALL FUEL/AIR RATIO
 RATE OF INJECTION.

 FUEL DISTRIBUTION
PREMIXING DURING
 DELAY
 COMPRESSION RATIO
 HEAT LOSS TO WALLS
 AIR VELOCITY &
 TURBULENCE
                                                    RATE & TIMING
                                                    OF HEAT RELEASE

                                                    HEAT LOSS TO WALLS

                                                    COMPRESSION
                                                    RATIO
 OVERALL FUEL/AIR RATIO

 MIXING OF COMBUSTION
 PRODUCTS

 ENGINE SPEED
                                  RATE ft DURATION
                                  OF INJECTION
                                                                                     FUEL INJECTION PRESSURE
                             CETANE NO.
                             OF FUEL

                             COMPRESSION
                             RATIO


                             INJECTION
                                                                                     INJECTION NOZZLE

                                                                                     CONFIGURATION OF
                                                                                     FUEL SPRAYS

                                                                                     FUEL ATOMIZATION
                                                                                     ft EVAPORATION

                                                                                     FUEL PENETRATION
                                                                                     ft IMPINGEMENT
  AIR VELOCITY a
  TURBULENCE
                             INJECTION NOZZLE
                             NO. OF HOLES
                             OIA. OF HOLES
                             LENGTH OF HOLES

                             FUEL INJECTION
                             PRESSURE
                                                                                          COMBUSTION CHAMBER
                                                                                          DESIGN

                                                                                          ENGINE SPEED

                                                                                          INLET PORT DESIGN
NOTE UNDERLINED VARIANCES ARE
DIRECTLY CONTROLLABLE


INCREASE IN VARIABLE INCREASES
EXHAUST SMOKE

INCREASE IN VARIABLE REDUCES
EXHAUST SMOKE
                                         Figure 1. Summary of diesel engine variables effecting soot
                                                  paniculate formation.?

-------
Particles of this size remain airborne for extended periods of
time as shown in Table 1.  According to this table, a 0.1-ym
particle will take 5 days to fall 40 cm from the exhaust  pipe
to the ground in still air.  Of course, the air will be quite
turbulent, which means that the particles may be transported
to greater heights, so that they remain airborne longer.   Alter-
natively, the particles may impact onto the ground or onto other
particles, thus reducing the time in suspension.  In general,
however, the suspension time may be measured in days.   since
these particles fall into the respirable size range, the  suspen-
sion time is directly related to the exposure time for human
beings.


    TABLE 1.   RATE  OF  FALL  OF  SPHERICAL PARTICLES  IN STILL  AIR5


             Particle diameter          Rate of fall
                    (urn)                    (cm/sec)

                    100                    30

                     10                     0.3

                      1                     0.003

                      0.1                   0.00009
     Laboratory tests on the hydrocarbons derived from diesel
particulate show a high level of toxicity.  Some of the compounds,
notably the polynuclear aromatics such as benzo(a)pyrene, are
known to be carcinogenic.  Others have been found to be mutagenic
in the Ames Salmonella test but have not yet been proven carcino-
genic.  However, mutagenicity in the Ames test has been shown
to have 85 to 90% correlation to carcinogenicity in animal tests.6
Still other compounds that are known to be noncarcinogenic and
nonmutagenic, such as perylene, have been transformed to muta-
genic substances by exposure to low concentration of NO  (about
1 ppm) in the presence of traces of HNO as is found in common
photochemical smog.7  The transformation of a normally nonmuta-
genic pollutant into a mutagen by another pollutant indicates
the complexity of the air pollution problem and the danger of
attempting to isolate the effects of any one pollution element.

     The Environmental Protection Agency has proposed standards
for regulating diesel emission.8 These standards are given in
Table 2.  The particulate emission characteristics for several
diesel automobiles are shown in Table 3.  From this table, it
can be seen that several manufacturers are not affected by the
1981 particulate standard, although all of the General Motors
vehicles are affected.  However, all manufacturers are affected
by the 1983 standard.

-------
  TABLE 2.  PROPOSED EMISSION STANDARDS FOR LIGHT-DUTY VEHICLES8
Type of emission
Hydrocarbons (total)
Carbon monoxide
Nitrogen oxides
Particulates
1981*
0.41
3.4
1.0
0.6
1983*
0.41
3.4
1.0
0.2

* Emission rates are in g/mi.


   TABLE 3.  PARTICIPATE EMISSION RATES FROM LIGHT-DUTY DIESELS
	TESTED OVER THE EPA RECOMMENDED TEST PROCEDURE8	

                                                       Grams per
                  Type of vehicle                        mile

Typical gasoline-powered vehicle  (catalyst equipped)   0.008

VW Rabbit                                              0.23

Peugeot 504                                            0.29

VW Dasher                                              0.32

Mercedes 300SD                                         0.45

IHC Scout (with Nissan diesel)                         0.47

Mercedes 240D                                          0.53

Chevrolet pick-up (with Oldsmobile 350 diesel)         0.59-0.61

Dodge pick-up (with Mitsubishi diesel)                 0.81

Oldsmobile 260                                         0.73-1.02

Mercedes 300D                                          0.83

Oldsmobile 350                                         0.84

-------
     In order to meet these standards, automobile researchers
are considering a wide variety of particulate control methods.
Many of these are outside the scope of this report but will be
briefly mentioned here for completeness.  The first of these
is fuel modification.  General Motors has shown a 27% reduction
in particulate emission on the 1975 Federal Test Procedure by
using special blends of fuel in their 350 CID Oldsmobile.  General
Motors has also demonstrated a 17% particulate reduction by using
additives in standard fuels.  A third modification is the use
of a water-in-fuel emulsion.  The theory is that, on injection,
the water explodes into super-heated steam which shatters the
fuel droplet into a finer mist, thereby providing a better fuel-
air mixture.  General Motors has shown a 7% particulate reduc-
tion using water-in-fuel emulsions.9


     Another direction of investigation involves improving the
combustion mechanism in the engine.  Several investigators are
examining the possibility of redesigning the combustion chamber
for greater efficiency.  With current designs, however, lower
particulate emissions have been achieved by turbocharging, which
increases the available oxygen in the combustion chamber and
promotes better fuel-air mixing by increasing turbulence.  An
example of this approach is the Mercedes 300SD, which emits
0.45 g/mi of particulate, compared to 0.83 g/mi for the Mercedes
300D.9

     A third direction for reduction of particulate emissions
is aftertreatment of the exhaust gases.  Aftertreatment offers
the possibility of much greater effectiveness than fuel or engine
modifications.  However, it has the disadvantages of requiring
separate maintenance and allowing relative ease of circumvention.
One form of aftertreatment that will not be discussed in depth
in this report is catalysis.  Although devices for reducing  the
gaseous output of diesel engines are commercially available,
removal of particulate by catalysis is a largely unexplored  area
being investigated elsewhere.

     Some other devices for exhaust aftertreatment are scrubbers,
electrostatic devices, and filters.  These are devices which
have found widespread application for controlling emissions  of
stationary sources.  Their extension to control of mobile diesel
particulate is the subject of this report.  The following chapters
discuss the theory of operation of each of these devices and
the applicability of each of these devices to the diesel control
problem.  In addition, a survey of previous attempts to use  these
devices on mobile diesel sources is presented along with designs
of prototype devices which may be fabricated and tested.

-------
                             SECTION 2

                CHARACTERISTICS OF DIESEL EMISSIONS
     The particulate emissions from diesel combustion have the
form of branched chains of particles about 0.01 ym in diameter.3
These agglomerates have an mmd of 0.3 ym with 70% smaller than
1 ym.1*  Figure 2 illustrates the size distribution data measured
at temperatures from 270 to 430°C on an Oldsmobile diesel by
Southern Research Institute.   These data show good agreement
with size distribution data measured on other vehicles.3'6'10
Although the density of the soot particles, which are primarily
elemental carbon, is about 2,000 kg/m , the open structure of
the diesel particulate gives rise to a very low bulk density
of 120 kg/m .ll If this bulk density is used with the emission
data from Table 3, it can be seen that the output volume per
1,000 mi ranges from 2.1 x 10~3 m3  (0.55 gal.) for the Volkswagen
Rabbit to 6.9 x 10~3 m3 (1.8 gal.) for the Oldsmobile 350.  At
highway speed, this particulate is delivered in exhaust gas at
a rate of about 0.14 m3/s (300 ft3/min) with a mass loading of
7 x 10~5 kg/m3 (0.03 gr/ft3).  The physical data for diesel
particulate are summarized in Table 4.  The properties of diesel
fuel are given in Table 5.


     TABLE 4.  PHYSICAL CHARACTERISTICS OF DIESEL PARTICULATE

       Parameter              Magnitude           Reference

Individual particle size        0.01 ym              3

Agglomerated particle size
    mmd                         0.3 ym               4
    % smaller than 1 ym         70
Exhaust temperature
    Manifold                  190-275°C              10
    Muffler                   164-210°C              10

Bulk density                   120 kg/m3             11

Gas flow rate (estimated for
    200°C)                      0.14 m3/s             4

Mass loading                   7 x 10~5 kg/m3        11

-------
99-99




1 	
p—
^

^

Ld
H
5
g





99. Bf
99.5-;
99-!
98 j
35-.

.
»
»
V
L
»

90ir
80^
704
604
5Oi
4O1
L
•
•
»
M

»
sol
104
5-j
t
»
•
»
•
•
?I
j» ^
0.5f
O.E±
O«l*
O«o5$
n.ni X — •




.i1
I
m.a
•i 	 IMPACTOR
_• ONLY
.*•*
^w^
J»*
•
•
INTEGRATION OF

0 (0.5-10)

•

•
•
0«»
•
4 	 1 — 1 1 1 1114 	 1 	 1 -I 1 1 1 1 l-l 	 1— J — 1 1 I 1 1 U
      10"5        1O"1        10°         101
      PARTICLE DIAMETER  (MICROMETERS)
            Figure 2. Size distribution of diesel paniculate.*

-------
    TABLE 5.  CHEMICAL AND PHYSICAL PROPERTIES OF DIESEL FUEL11

 Flash  point,  °F minimum                                     125

 Pour point,  °F  maximum                                       -5

 Water  and  sediment, percent  by  volume, maximum                0.05

 Carbon residue  on  10% residuum, percent maximum               0.35

 Distillation  temperature,  °F

    90% point,  maximum                                      650
    End point,  maximum                                      700

 Distillation  recovery, percent  by volume, minimum            97.0

 Viscosity  at  100°F, SSU

    Minimum                                                  32
    Maximum                                                  45

 Sulfur, percent  by weight, maximum                            0.75

 Cetane Number, minimum                                       45

 Gravity, degrees API                                         38
     The characteristic oiliness of diesel particulate is due
to condensed hydrocarbons adsorbed onto the agglomerated soot.
An analysis of the collected particulate indicates that 33 to
50% is composed of organic substances.11  Table 6 lists some
of the compounds extracted from diesel particulate.  The class
of polynuclear aromatics, in particular, is associated with
health problems, especially with lung cancer.  Table 7 shows
the relative carcinogenicity of some of these polynuclear aro-
matics.  Detailed vapor pressure data for these and other com-
pounds found in diesel exhausts are found in Appendix II.

      The concentration of benzo(a)pyrene, one of the more potent
carcinogens of the polynuclear aromatics, is often used as an
indication of the potential health danger of exhaust products.
Although the benzo(a)pyrene concentration of light duty diesel
engines is equivalent to that of noncatalyst gasoline engines,
it is an order of magnitude greater than the levels found in
catalyst-equipped gasoline engines.  In addition, there is some
evidence that the high particulate level of diesel exhaust can
increase the pulmonary retention time of substances such as
benzo(a)pyrene, thereby increasing the chance of absorption by
the body.
                                8

-------
      TABLE 6.  A SUMMARY OF COMPOUNDS EXTRACTED FROM DIESEL
                       PARTICULATE MATTER12
  Acidic Compounds
Paraffinic Compounds  Aromatic Compounds
Phenol
Cresol
Dinitro-o-cresol
Benzoic acid
o,m,p-Phenylphenols

  Basic Compounds
Pyridine
Aniline
Benzacridene
o-Toluidine

Transitional Compounds
Dioxane
Methoxyphenanthrene
Pentane
Hexane
Octane
n-Tetradecane
n-Pentadecane
n-Hexadecane
n-Octadecane
n-Nonadecane
n-Eicosane
n-Heneicosane
Cyclohexane
Methylcylohexane

Oxygenated Compounds
Hydroquinone
9,10-Anthraquinone
Furfuryl alcohol
Cyclohexanol
2-Hexanone
Methylacetate
Crotonaldehyde
2-Pentanone
Benzene
Toluene
Diphenyl
Anthracene
Styrene
Xylene
Pyrene
Chrysene
Benzo(a)pyrene
Benzo(j)fluoranthene
Benzo(b)fluoranthene
Tr imethylnaphthalene
Ethylfluorene
Dimethylphenanthrene

-------
       TABLE 7.   CARCINOGENIC COMPOUNDS FOUND IN DIESEL EXHAUST
                       PARTICULATE EMISSIONS13
         Carcinogenic compound with
Formula    corresponding formula
Carcinogenicity*
Molecular
 weight
CisHia   Chrysene
         Benzo (c) phenanthrene
         Benz (a) anthracene

C2oHi2   Benzo(a)pyrene
         Benzo (b) fluoranthene
         Benzo (j ) fluoranthene

CaoHm   Benz ( j) aceanthrylene

C2oHi 6   7,12-Dimethylbenz (a) anthracene

CaiHiH   Dibenzo(a,g) fluorene

C2oHi3N  Dibenzo(c,g)carbazole

CaiHie   3-Methylcholanthrene

C22H16   Indeno(l,2,3-cd)pyrene
         Dibenz (a, h) anthracene
         Dibenz) a/ j) anthracene
         Dibenz (a,c) anthracene
C2iHi3N  Dibenz (a, h) acridine
         Dibenz (a, j) acridine

Ca^Hut   Dibenzo(a,h)pyrene
         Dibenzo(a,i)pyrene
         Dibenzo(a/l)pyrene
                  228.0936



                  252.0936



                  254.1092

                  256.1248

                  266.1092

                  267.1045

                  268.1248

                  276.0936

                  278.1092



                  279.1045


                  302.1092
* The carcinogenicities are given in "Particulate Polycyclic Organic
  Matter," National Academy of Science/ Washington, D.C., 1972,
  according to the following code:

         ±  uncertain or weakly carcinogenic

         +  carcinogenic

         -H-, -HH-, i M-I , strongly carcinogenic.
                               10

-------
     Consideration of the particle characteristics yields some
insight into the problems associated with adapting control de-
vices for stationary sources to mobile sources.  The ultrafine
particle size places the particulates in a region where collec-
tion devices are least efficient.  Increasing the efficiency
by increasing the device size is limited by the space available.
On the other hand, increasing the efficiency by increasing the
air stream blockage is limited by the allowable backpressure
on the engine.  Assuming a suitable efficiency is achieved, the
next problem is storage of the collected particulate.  At 90%
collection, a treatment device for the Oldsmobile 350 diesel
will have to store 0.019 m3  (5 gal.) of particulate in 4,800 km
(3,000 mi), assuming no compaction.  The collected particulate
is then subject to reentrainment by the relatively high 0.14-m3/s
(300-ft3/min) flow rate.
                               11

-------
                             SECTION 3

                            FILTRATION
FILTRATION FUNDAMENTALS

Introduction

     Filtration  is a commonly used particle removal process with
applications ranging from dust removal from household heating
and ventilation  systems to high efficiency removal of radioactive
particles in the nuclear industry.  At a fundamental level, filtra-
tion is a complex process involving several particle collection
mechanisms for which theoretical models are not entirely ade-
quate.  Filter design often relies on emiprical studies.

     The following sections review the fundamental particle col-
lection mechanisms which affect particle removal in filters,
either separately or in combination depending on the character-
istics of the aerosol, filter, and application.  Available^ quanti-
tative methods for predicting particle collection in fibrous
filters and granular bed filters are then reviewed.

Fundamental Particle Collection Mechanisms

     Filtration  theory attempts to predict overall particle re-
moval in a filter based on an understanding of the interaction
of particles with a single filter element, i.e., a fiber, granule
or previously collected particles.  This requires an understanding
of the flow field around single collectors including the manner
in which the single collectors influence each other in the assembly,
and the mechanisms by which particles are transferred from the
gas stream to the collector element.

     The single element efficiency, r\, is defined as the number
of particles collected by a filter element divided by the number
of particles whose centers pass through the element's projected
area as the particles approach it.  The major mechanisms by which
particles collect on a filter element are listed below and de-
scribed in the following sections:

          1.   diffusion

          2.   interception
                               12

-------
          3.  inertial impaction

          4.  gravity settling

          5.  electrostatic deposition

          6.  thermophoresis

          7.  flux forces

     A single element efficiency due to any one mechanism, m»
can be estimated for each of the fundamental collection mech-
anisms; however, it is frequently the case that one mechanism
does not dominate.  In this case it is necessary to combine two
or more mechanisms when predicting the overall single element
efficiency, n.  As a first approximation, it is often assumed
that particles not collected by one mechanism may be collected
by others such that

          n = 1 - IT (1 - n )                                (3.1)

where ni is the computed single element efficiency for each
collection mechanism.

Diffusion—

     For particles in the submicron size range, Brownian motion
enhances the probability of the particle hitting a collector
element as the particle passes the collector.  Diffusional depo-
sition has been found to be inversely proportional to the dimen-
sionless Peclet number, Pe, which is the ratio of transport by
convective forces to transport by diffusional forces:

               Vd
          Pe = j^-£                                          (3.2)
                P
where:    V  = superficial velocity (m/s)

          d  = collector diameter (m)

          Dp = particle diffusivity (m2/s)

Particle diffusivity, D , can be determined from:

               C kT

          DP =                                              <3'3>
                               13

-------
 where:    C  = Cunningham slip correction factor (dimensionless)
            c
           k  = Boltzmann constant (joule/K)

           T  = absolute temperature (K)

           M  = gas viscosity (Pa-s)

           d  = particle diameter  (m)

 As indicated by the inverse relationship with Peclet number,
 the single element efficiency factor  for diffusional deposition,
 T]Q, increases with decreasing velocity,  particle diameter,  and
 collector  diameter.

 Interception —

     When  a streamline  passes within  one particle radius of a
 collector  element,  a particle on  that streamline can be removed
 by grazing contact with the collector surface.   This removal
 process  is dependent on particle  size and is  characterized  by
 the dimensionless  interception number,  R:


           R =
                c
 where      d  = particle diameter  (m)

           d  = collector  diameter  (m)
            G

 Interception is not  directly dependent on velocity  and  can  be
 effective  even when  diffusional,  inertial, or other  mechanisms
 are  ineffective.

 Inertial Impaction —

     As the  gas flows past  a collector element,  the  streamlines
 curve around  the collector.   Near the collector  surface,  inertia
 will cause particles to deviate from  the  streamlines.   Particles
 with sufficient inertia can  cross streamlines and hit the col-
 lector.  Inertial  impaction  has been  found to be proportional
 to  the dimessionless impaction parameter  \)j:

               p d  2VC
               18ydc

where:    p  = particle density  (kg/m3)

          d  = particle diameter  (m)

          V  = superficial velocity  (m/s)


                               14

-------
          C  = Cunningham correction factor
           c

          y  = gas viscosity (Pa-s)

          d  = collector diameter (m)

The impaction parameter is the ratio of particle stopping dis-
tance (a measure of the deviation from the streamline) to the
collector diameter.  Single element impaction collection effi-
ciency,  rii* is directly proportional to velocity and the square
of particle diameter, and inversely proportional to collector
diameter.

Gravity Settling—

     Due to gravitational force, particles will have settling
velocities which can cause deviations from flow streamlines
around collectors.  The single element efficiency for gravity
settling, T\Q, is proportional to the ratio of the particle settl-
ing velocity to the superficial gas velocity.  Thus, the effect
of gravity settling increases as the bulk gas velocity decreases,
in effect allowing greater residence time in the filter for
settling to occur.  Terminal particle velocity is directly pro-
portional to particle diameter squared and density; gravity
settling will thus be enhanced when larger, denser particles
are present.

Electrostatic Deposition—

     The presence of charges on the particles or the collector
elements can enhance particle collection.  Theories for predict-
ion of electrostatic deposition require estimates of particle
and collector charge and dielectric properties which are not
generally available in practice.  Theoretical derivations of
other collection mechanisms generally neglect electrostatic
effects, and experiments are conducted so as to minimize electro-
static effects.  Thus, in the absence of an applied electrical
field, it is assumed that filter efficiencies predicted by other
mechanisms will tend to underestimate overall efficiency to the
extent electrostatic forces exist and electrostatic collection
occurs.

Thermophoresis—

     If a temperature gradient exists such that particle-laden
gas entering a filter is hotter than the filter elements them-
selves,  particle deviation towards the collector elements will
occur.  This is caused by more energetic molecular bombardment
on the hotter side of the particle than on the side away from
the colder collector surface.  This tends to kick the particle
                               15

-------
 toward  the  collector  surface.   The thermal force causing particle
 deviation  is  proportional to the thermal gradient;  therefore,
 if  filters  equilibrate  to gas  temperatures,  thermophoresis  does
 not  occur.

 Molecular Flux  Forces—

      Near condensing  water  droplets,  the flux  of gas  molecules
 toward  the  droplet  surface  can cause  particle  deviation  toward
 the  droplet and collection  on  the droplet.   Because droplets
 are  larger  than the particles,  and are  more  easily  removed  in
 some cases, overall particle removal  efficiency  may be enhanced.

 Fibrous Filters

 Collection  Efficiency—

      Prediction of  overall  efficiency of a bed of fibers requires
 estimation  of the single  fiber  efficiency resulting from the
 mechanisms  described previously.   Overall efficiency  of  a fibrous
 filter can  be predicted by  the  following equation:

                        (   4 L   (1 -  e) „ )
          EPT = 1 - exp { -  ?	£—<• n [                  (3.6)
where:    EFT = overall efficiency of  fibrous  filter  (fraction)

          L   = filter thickness  (m)

          d,,  = fiber diameter  (m)
           r

          e   = filter porosity  (fraction)

          n   = single fiber efficiency  (fraction)
     The fiber diameter is the cross-sectional diameter  for a
filter of uniform fibers.  For filters of nonuniform fibers,
Chen15 suggests d =(o^)s2/aF", where  (cfp)s2 is the surface average
fiber diameter and d  is the arithmetic average fiber diameter.
     The porosity of fibrous filters is large, generally greater
than 0.90, with 0.99 taken here as a typical value.  Porosity
is defined as:
                          -S                                 (3.7)
                          PF
                               16

-------
where:    a  = solidity  (fraction)

             = fiber volume
               total filter volume

          PB = bulk density of filter  (kg/m3)

          Pp = density of fiber  (kg/m3)

     The single fiber efficiency factor,  r\F ,  is  for  the  dominant
collection mechanism or combination of collection mechanisms
calculated by equation 3.1.  Theoretical  and  empirical methods
are available to provide quantitative estimates  of  the single
fiber efficiency resulting from diffusion,  interception,  impac-
tion, and gravity settling.

     The single fiber efficiency factor for particle collection
by diffusion, HQ, in a fibrous filter is  estimated  by Fuchs and
Strechkina: 1 6
          nD =  [-% in(l-e) - 0.5] Pe                         (3'8)

where:    e  =  filter porosity  (fraction)

          Pe =  Peclet number

     The single fiber efficiency factor  for  interception is given
by Davies17 as:
          n_ =  (1+R) ln(l+R) - %(1+R)  +  JjU+R)-1             (3.9)
           R

where:    R = interception parameter

            = dp/dF

     The single fiber efficiency  factor  for  impact ion in fibrous
filters, nj, has been expressed by  Davies17  as  a  function of
the impact ion parameter i|» as:

          n-j. = H\|>                                           (3.10)

where:    H = complicated function  of  porosity  and  d  /d   (See
              Table 8)                              p F

          \|> = impact ion parameter

     The values of H and, thus, rij  increase  as  the  fiber diameter
decreases and as porosity decreases.   Also,  the impact ion param-
eter, i|j, increases as the fiber diameter decreases  and as gas
velocity and particle diameter increase.
                                 17

-------
           TABLE 8.   VALUES OF H FOR USE IN EQUATION 3.10

a* dp(ym)
0.02 20
10
4
2
0.01 20
10
4
2
VdFf
0.01
0.02
0.05
0.10
0.01
0.02
0.05
0.10
H
0.0011
0.0041
0.0255
0.0926
0.0009
0.0034
0.0208
0.0755
* a = 1 - e
t
  Particle diameter, d  = 0.20 pro
                      P

     The single fiber efficiency for gravity settling, r\  ,  in
fibrous filters can be estimated by:

                (d  + dp) V g
where:     d  = particle diameter  (m)
            P
           d_ = fiber diameter  (m)
            F
V__ = particle settling velocity  (m/s)
         i
         2 C
         P
         18y
                   i
                P d2 C g
              =  P P  c
           g  = acceleration due to gravity  (m/s2)

          p   = particle density (kg/m3)
           P
          y   = gas viscosity (Pa-s)

           C  = Cunningham correction factor  (dimensionless)
            C

           V  = superficial gas velocity  (m/s)
                               18

-------
Generally, the effect of gravity settling is small because when
a particle is large enough to have a significant settling velocity
it will be collected by impaction.  However, at low superficial
gas velocities where impaction is limited, gravity settling can
be significant for particles too large to be removed by diffusion.

Pressure Drop —
                                                1**
     For clean, unloaded fibrous filters, Davies* has suggested
the following expression for prediction of pressure drop:
          Ap ,
where
AP

y

L

V
                dFe
               = total pressure drop  (Pa)

               = gas viscosity  (Pa-s)

               = filter thickness  (m)

               = superficial velocity  (m/s)
          a    = 1 - e  (fraction)

          F(a) = 64CX1 >s (l+56a3)  for a < 0.02

          F(a) = VOa1 >s (l+52a3)  for a > 0.02

     For fibrous filters of low  solidity, a <  0.02,  equation
3.12 can be approximated by:
AP -
                                                            (3.13)
                   Fe
Pressure drop is seen to be directly proportional  to  velocity.
At practical operating conditions  for  fibrous  filters,  the  flow
around fibers is always laminar.   Also, pressure drop increases
rapidly as fiber diameter is decreased (at  a constant a)  indi-
cating that attempts to increase filter efficiency by using
smaller fibers will result in a pressure drop  penalty.

Other Important Factors —

     Temperature — Fundamental particle collection  mechanisms
are influenced by operating temperature.  Although recent in-
terest in high temperature filtration  has increased experimenta-
tion in that area, filter performance  at temperatures above
                                19

-------
 ambient conditions can be estimated by inspection of the tempera-
 ture dependent factors in the filtration equations.   The base-
 case conditions indicate that exhaust gas entering the filter
 would be 200°C (392°F).

      Also,  it should be  noted that the volume of exhaust gas
 to be treated is  a function of temperature.   For example, the
 volume of gas at  20°C is only 62% of the volume at 200°C.  Thus,
 as temperature and gas volume increase, the  superficial gas
 velocity entering a filter  of fixed cross-sectional  area will
 also increase.  Higher  superficial gas velocity improves particle
 collection  by inertial impaction and reduces collection by gravity
 settling and  diffusion.

      The collection efficiency of a filter due to inertial impac-
 tion is proportional to  the Stokes number.   The temperature de-
 pendence of the Stokes number is contained in the ratio of the
 Cunningham  correction factor to gas viscosity, C /p.
                                                 c

      Gas viscosity increases as temperature  increases.   Viscosity
 can  be adequately predicted as a function of temperature,  e.g.,
 the  viscosity of  air is  1.81 x 10~s Pa-s at  20°c and
 2.56 x 10~5 Pa-s  at 200°C.

      The Cunningham slip correction factor,  which is  significant
 for  submicron particles,  increases as the mean free path of the
 gas  increases.  At pressures near atmospheric, increases in ab-
 solute temperature will  produce proportional increases  in the
 mean free path  of air molecules,  e.g.,  Xair  is 0.069  pm at 20°C
 and  0.117 ym  at 200°C.   For  a 0.2-pm diameter  particle,  the Cun-
 ningham correction factor will increase from 1.92 at  20°C to
 2.65 at  200°C.
     The increase  in Cc counterbalances  the decrease  in C /p
	  :o viscosity increase.  Thus, at 200°C the ratio  Cc/y is
97.2% of its value at 20°C.  This indicates that collection of
0.2-pm diameter particles by  inertial impaction at 200°C will
be only slightly reduced when compared to filter performance
at 20°C.

     Collecton efficiency by gravity settling is also propor-
tional to the ratio CC/M.  Therefore, gravity settling can be
expected to be slightly diminished at 200°C compared to perform-
ance at 20°C.

     Collection efficiency by interception is shown to be only
a function of the dimensionless interception parameter, d_/d ,
which is not affected by temperature.  Other expressions which
have been proposed for interception show a weak dependence on
temperature through the inclusion of Reynolds number, which
results in a decrease in H  as temperature increases.18
                               20

-------
     Due to the strong influence of temperature on particle dif-
fusivity, Dp, particle collection efficiency by diffusion in-
creases as temperature increases.  Particle diffusivity is pro-
portional to the ratio (CCT)/M, which increases by 63% between
20°C and 200°C.

     Thus, considering the only slightly diminished collection
by inertial impaction, gravity settling, and interception and
the significantly improved collection by diffusion, the base-
case temperature of 200°C appears to improve collection effi-
ciency somewhat, compared to operation at room temperature, at
least for particles small enough to be collected by diffusion.

     Filter compression—Equations 3.12 and 3.13  predict a
linear change in pressure drop with velocity.  However, fibrous
filters tend to compress under high velocity, so that filter
solidity, a, may increase with increasing velocity.  The result
is a nonlinear increase in pressure drop as filtration velocity
increases.

     Dust loading—The accumulation of dust within a filter has
two basic effects:  1) a decrease in filter porosity, e, and
2) a change in fiber diameter, dp.  These changes influence col-
lection efficiency and pressure drop as dust loading occurs,
and the equations for prediction of clean filter efficiency and
pressure drop are no longer appropriate.

     Although loaded filters often show increased efficiency,
which is generally attributed  to the presence of new collector
sites, there is presently no adequate theory for the prediction
of the efficiency of loaded filters.  We will use clean bed per-
formance models to estimate overall filter collection efficiency
as a first, conservative estimate.

     The change in the distribution of fiber diameters due to
loading is difficult to estimate.  However, if the particles
and fibers are about the same  diameter, the effect on pressure
drop may be negligible.  Davies17 reviewed the theoretical litera-
ture and concluded that "the increase in pressure drop is almost
independent of fiber radius."  Therefore, the effect of dust
loading on pressure drop is primarily due to the change in filter
porosity.

     The change in filter porosity with dust loading can occur
either uniformly throughout the  fiber filter or nonuniformly
as a dust cake on the surface  of the filter.  Uniform deposition
throughout the filter is more  desirable in terms of  filter storage
capacity, i.e., useful life, and pressure drop buildup; however,
one cannot be sure that surface  cake will not form.  There is
no adequate general theory to  explain pressure drop  increase
with dust load.
                               21

-------
      Condensation effects—Condensation of water or hydrocarbons
 within the filter can have advantages and disadvantages.  The
 flux forces described previously can enhance particle collection
 on condensing droplets.  The coating of fibers with condensate
 may increase adhesion of particles, thereby reducing reentrain-
 ment and bounce (discussed below).   Also, condensation of hydro-
 carbons and subsequent droplet removal would reduce overall hydro-
 carbon emission.  However, these positive effects may be negated
 if clogging of the filter occurs too rapidly, resulting in filter
 blinding or excessive pressure drop.  Experimentation will be
 required to determine the significance of condensation on filter
 performance.

      Fault processes—The particle  collection models discussed
 assume that contact between particles and fibers results in com-
 plete particle retention.  However, particles may fail to stick
 on contact, i.e.,  bounce, or be reentrained after contact,  either
 as individual particles or as agglomerates.  Such fault processes
 can reduce overall filter efficiency below that predicted by
 fundamental collection mechanisms.   Important factors are par-
 ticle and fiber  size,  shape and surface properties,  and gas
 velocity and  temperature.

      Reentrainment—Theoretical and experimental studies have
 shown that, once a particle is collected on a fiber,  a velocity
 much higher than the deposition velocity is needed  to blow  the
 particle off  the fiber.   Thus,  it is reasonable to  assume that
 once a particle  is collected in a filter it will not  reentrain
 unless specific  efforts  to clean the filter are made.

      Once collected, particles  act  as  collection sites and  ad-
 ditional  particles strike them.  Over  time,  therefore,  agglo-
 merates  of particles build up;  the  collection efficiency of a
 fiber  bed may  increase  above its initial value  due  to the presence
 of  collected particles.

      However,  under  high  loading conditions,  the particle agglom-
 erates may become  sufficiently  large so  that  the drag  force
 exerted by the filtration  velocity  itself  is  sufficient  to  break
 agglomerates loose.  Stenhouse20 has stated  that the  amount of
 agglomerate blow-off is strongly dependent  on  the level  of  the
particle-fiber and particle-particle adhesion  forces.   If the
adhesion  forces  are high,  collection efficiency  will  increase
with dust  loading;  if the  forces are low, collection  efficiency
may decrease as  agglomerates are reentrained.

     It is difficult to make definite statements about dust pene-
tration as a function of loading.  Davies17 has  noted  the lack
of experimental data in this area.   Penetration  may stay con-
stant, increase, or decrease, depending on the nature of  the
                              22

-------
dust and fiber and the filtration conditions.  Since it is not
possible to predict filter performance in advance, the perfor-
mance of a particular filter design under high loading conditions
should be determined experimentally.

     Bounce—Classical filtration theory assumes that all par-
ticles which hit a collecting body stick and are not removed.
However, when particles with high inertia strike a collecting
body, they may bounce off and thus not be collected.  In order
for a particle to stick to a fiber, the energy of adhesion must
be greater than the elastic energy available from the impact.

     An accurate analysis of the probability of particle adhesion
requires a detailed calculation of the energies involved.  These
calculations require knowledge of the elastic-inelastic proper-
ties of the fiber and particle and are beyond the scope of this
report.  However, general trends can be presented here.

     The energy of adhesion between particle and fiber is prin-
cipally due to the van der Waal's attractive force, which is
inversely proportional to the particle diameter.  The energy
needed to overcome adhesion is provided by the particle kinetic
energy, which is proportional to the square of particle velocity
and cube of the particle diameter.  Thus, as particle inertia
increases, the ratio of kinetic to binding energy will increase
rapidly, until at some point particle bounce will become signi-
ficant.

     For a given particle size, collection due to inertia will
be a strong function of velocity.  At low velocities, the in-
ertial collection will be negligible; as velocity is  increased,
the amount of inertial impaction will increase until  the theo-
retical single fiber collection efficiency from impaction reaches
100%.  At some point, however, the velocity will be high enough
so that particle bounce becomes significant, and  further increases
in velocity will cause decreases in collection efficiency.

     Experiments by Loffler21 and Stenhouse22 have  shown that,
for typical combinations of particles and fibers, particle bounce
may become significant when the inertial impaction  parameter
approaches 10.  Thus, when designing a fiber filter,  this value
of impaction parameter can be used  to give an indication of
operating regions where particle bounce may  become  significant
and degrade performance.  Exact calculation  of adhesion proba-
bilities is difficult and filled with uncertainties,  and experi-
ments are necessary to obtain good quantitative information.
                                23

-------
 Granular  Filters

 Collection Efficiency—

      The  methodology  for  prediction  of  the total efficiency for
 a  bed of  granules  is  analogous  to that  for fibrous filters.
 The  major differences between  fibrous  filters  and granular  filters
 are  the collector  element geometry and  filter  porosity.   Assuming
 spherical collectors  packed  in  a  bed with  porosity,  e,  the  fol-
 lowing equation  is appropriate  for prediction  of total  bed  effi-
 ciency:   '2I*
                   -  exo   -1  5
                   -  exp  1-1.5
(3.14)
                                      g
where:     EfiT  =  total  bed  efficiency  (fraction)

           L    =  bed  depth  (m)

           d  = granule diameter  (m)

           e  = bed porosity  (fraction)

           n  = single  granule  efficiency  (fraction)

The granule diameter used  in equation 3.14  is  the physical  diam-
eter, assuming uniform,  spherical collectors.

     The porosity of granular  beds generally ranges  from  0.26
for closest packing of spheres to 0.44  for  loose, random  pack-
ing.25 A typical porosity  value  for fixed bed  granular  filters
is 0.40, and this value  will be  used  here to characterize a
prototype  granular filter.

     As for fibrous filters, the single granule efficiency  fac-
tor, n, represents the dominant  collection  mechanism or combina-
tion of collection mechanisms  for a single  collector located
in an assembly of collectors.  Empirical and theoretical  methods
have been  proposed for estimating the single granule efficiency
corresponding  to each  of the fundamental collection  mechanisms.
The equations  for estimating n presented below have  been  selected
as reasonable  for calculation purposes, but are by no means the
only possible  choices.

     The single granule efficiency for particle collection  by
diffusion,  nD»  in a granular bed is estimated  by:

               5.224 „ ~2/3
                     Pe                                     (3.15)
                                24

-------
where:    e  = bed porosity (fraction)

          Pe = Peclet number (dimensionless)

This expression for nD results from an approximation proposed
by Tardos et al.2u for conditions where Re < 10, Pe > 1000, and
0.35 < e < 0.70, based on the hydrodynamic model of Neale and
Nader.

     The single granule efficiency for particle collection by
interception, nR/ is estimated by:

               3 /            l - a         \  R2           ,-,  ,,.
                                                            (   6)
                  _       _
           R   Z  l - 9(a)1/3 + a - l/5(a)2

where     a = bed solidity = 1 - e  (fraction)
                                       d
          R = interception parameter = -    (dimensionless)
Equation 3.16 is an approximate solution proposed by Lee and
Gieseke26 based on the Kuwabara Flow Field where solidity, ot,
approaches 5/8.  For porosity, e, of 0.4  (a = 0.6), equation
3.16, reduces to:


          nl = 61'6      2 at
     There are no generally accepted models  for prediction  of
the single granule efficiency factor for particle collection
by impaction, rij, and an empirical relationship must  be  used.
              27
Schmidt et al.27 suggests the following empirical expression
             on an analysis by Jackson and Calvert:

             = KjStk                                        (3.18)
where:    Kj  = ;L.5(l_e)

          Kj  = 3.49 6  e = 0.4

          Stk = Stokes  number

                P d 2VC
              -  P
                  9yd
                     9

          Pp  = particle density  (kg/m3)

          dp  = particle diameter  (m)

          V   = superficial velocity  (m/s)

          y   = gas viscosity  (Pa-s)
                               25

-------
           d   = granule diameter (m)
            9
           C   = Cunningham correction factor (dimensionless)

 It should be noted that the Stokes number, Stk, is essentially
 the same as the impaction parameter,  \|>,  described previously
 except that, by defining convention,  the impaction parameter
 is smaller than the Stokes number of  a factor of 2.

      The single granule efficiency factor for particle collec-
 tion by gravity settling, n^,  is:


           n  =  -^ K                                       n
            G    V  KG                                      U

 where:     V  = particle terminal settling velocity (m/s)
            t S
           V  = superficial velocity  (m/s)

           KG = fraction of projected area of single collector
                 available for  particle capture

 Paretsky et al.  give KG = 0.0377 for  triangular packing and 0.0871
 for  square packing and  suggest using  an  average value of 0.0624
 for  KG-     Paretsky found that gravity settling decreases  pene-
 tration  when gas  flow is downward through a packed bed and in-
 creases  penetration for  upward flow.

 Pressure  drop—

     The  pressure  drop  across  a clean bed of granules can  be
 predicted  by the Ergun  equation:^"5
ISOyVL
V
(1-e) *
e3
1.75p V2L
+
dg
~
-------
Other Important Factors—

     Temperature—Because the fundamental collection mechanisms
in granular filters are the same as in fibrous filters, the
effects of temperature should be similar.  Operation of a granular
filter at 200°C should not present any problems with respect
to fundamental collection mechanisms.  However, recent tests
of granular (sand) bed filters at 150°C for removal of fly ash
suggest that adhesion properties may be reduced, thus increasing
the significance of fault processes.30

     Dust loading—Accumulation of dust within a granular filter
will reduce the porosity of the bed and provide new sites for
additional particle collection.  Pressure drop and collection
should increase with dust loading in a granular bed.  However,
there appear to be granule sizes and gas velocity conditions
at which saturation of the bed is possible, i.e., efficiency
falls to zero at a high dust loading within the bed.31

     As is true for fibrous filters, there are no adequate,
general theories for prediction of collection efficiency and
pressure drop in loaded granular bed filters.  Loaded filter
performance requires experimental verification.

     Condensation effects—The effects of condensation within
a granular bed are similar to those described for fibrous filters.

     Fault processes—As mentioned, bed saturation at high load-
ing and adhesion problems at high temperature may reduce filter
performance through reentrainment and bounce.  Goren32 found re-
entrainment to decrease efficiency for 1- to 3-ym diameter par-
ticles at superficial velocities greater than 0.35 m/s in a bed
of 2-mm diameter alumina spheres.  Lee et al.30 found 0.22 m/s
to be the approximate velocity at which reentrainment became
significant in a bed of 40-50 mesh sand at 150°C.

     In general, granular material,  such as sand or alumina,
should be suitable for the base-case application.  For best re-
sults, granule diameter should be 1  to 2 mm.  Smaller granules
would provide better initial particle collection but would have
poorer dust storage characteristics  and high pressure drop.

PREVIOUS USES OF FILTRATION FOR DIESEL EXHAUST

     Several authors have reported on the use of filtration to
trap diesel particulate.  Springer and Stahman10 utilized avail-
able lead-trap technology in their study.  From a  total  of  48
combinations of devices, a best system for particulate removal
was  identified.   This system, which  consisted of two  alumina-
coated, steel wool-packed filters,  initially  reduced  the exhaust
                                27

-------
 particulate  by 64%.   However,  as  shown in  Figure  3,  the  collec-
 tion efficiency decreased rapidly with distance travelled,  ac-
 companied by a sharp increase  in  the  system backpressure.   The
 high backpressure of this system  had  no great  effect on  the fuel
 economy of the test  vehicle  but the acceleration  rate, already
 a  weak  point on diesels,  was reduced  by 20%.

      Sullivan,  Tissier, Hermance,  and Bragg33  examined six  dif-
 ferent  filter  materials in a study concerned with emission  of
 underground  diesel engines.  Their results are summarized  in
 Table 9.   Although the collection efficiencies were  quite good,
 the  backpressures were very  high.  The first five materials
 formed  a  cake  of  particulate on the face of the filter,  effec-
 tively  sealing  off the filter.  The stainless  steel-fiberglass
 material  appeared to collect particulate matter throughout  the
 entire  filter  without forming  a cake.   This resulted in  a much
 slower  rise  in  backpressure  than  the  other materials tested,
 although  it  is  still too  rapid for automotive  use.


 	TABLE  9.   PERFORMANCE  RESULTS OF FILTER MATERIALS33
                                                      ^	~~	
                                                      •	         .
                                                   Time  required
                                                   to backpressure
                                      Collection    of 2.5 x  103 Pa,
          Filter material              efficiency       (Hours)
Teflon felt
Nomex felt
Woven fiberglass - graphite
treated
Fiberglas batt
Fiberglas Aerocor
Knitted stainless steel fiberglas
matrix
99.9
99 +
98 +

98 +
97 +
80

0.
0.
0.

3
1
12

25
25
25





     The Eikosha Company3" in Japan has been conducting develop-
mental work on a particulate collection device called an Aut-
Ainer intended for use on both gasoline and diesel vehicles.
Figure 4 shows one of these.  The initial concept for this device
was to collect emissions by condensation growth on a mesh ma-
terial.  The original system consisted of a number of expansion
chambers followed by regions filled with metal mesh to serve
as a collection medium.  A ram air cooling tube was also provided
down the center on the device.  This device has been carried
through a number of stages of development using fundamentally
an experimental approach.

     At the current stage of development, the device develops
a collection efficiency of about 70% for diesel particulate when
the system is clean.  However, it is necessary to provide for


                               28

-------
     3?




     O
     0
     ui



     O
     O
     o
70



60



50



40



30



20



10


 0
             DISTANCES BASED ON A-IR

             EFFICIENCIES BASED ON 1975 FTP

             PRESSURES BASED ON 88.5 KM/HR
O)
I
E

340

300


260
220

180
140

100
°j
c

182




139


96


54

£

45.3




34.7


24.0


13.3


ut
ee
D
%
LU
CC
ct

CQ
1-
V)
X
LU

                                          8
                       DISTANCE, KM
Figure 3. System efficiency and exhaust restrictions as functions

         of distance traveled. 10
                          29

-------
  EXHAUST
AIR COOLING
                                                              SOOT
                                                              COLLECTOR
               Figure 4. Aut-Ainer filter with cyclone soot collector.
                                    30

-------
cleaning at intervals of 2,000 kilometers of operation.  In the
absence of cleaning, the collection sites become covered with
the very low density soot particles after which reentrainment
occurs.  Therefore, the device initially acts as a collection
device until reentrainment occurs, at which time the character-
istic behavior changes to that of an agglomerator.

     The recognition of this fact led the developers to investi-
gate adding a post-collection device as a means for collecting
this reentrained material.  Two methods are currently under in-
vestigation, each of which involves the use of a collector ope-
rating on a side stream consisting of about 10 to 15% of the
total flow through the system.  The method shown in Figure 4
uses a cyclone to divert the particulate to a collection bag.
The other method uses a rotating particle catching wheel which
passes through a backflow of air where the particulate is blown
into the collection bag.  This portion of the system still needs
a lot of work, but the approach does show promise.  Further study
is needed to devise a more reliable method for diverting the
reentrained material into the post-collection device.

     General Motors Corporation9 has tested a number of filter
materials on diesel automobiles.  One material tested was pleated
paper.  Each paper cartridge has a total volume of about 0.011 m3
(3 gal.) with a surface area of 3.2 m2  (5,000 in.2).  Collec-
tion efficiency was in the 80 to 90% range.  However, after
1,100 km  (700 mi) of Federal Test Procedure driving on an Olds-
mobile test vehicle, the system backpressure had risen to
2.0 x 101* Pa  (80 in. of water) from the 5.0 x 103 Pa  (20 in.
of water) from the standard exhaust system.  Also, on several
occasions the paper element caught fire.

     General Motors also tested metal mesh filters, which showed
efficiencies as high as 60%.  Results of a 19,300-km  (12,000-mi)
test under very mild driving conditions showed efficiency de-
gradation from 55% to 36% during the test.  There was evidence
that particulate blow-off and incineration had occurred during
the course of the test.  In other tests, filter destruction  from
incineration was observed.  Table 10 summarizes the tests of
filtration materials performed at General Motors.

              TABLE 10.  SUMMARY OF FILTRATION MATERIALS
	TESTED BY GENERAL MOTORS9	


     Trap material         Efficiency,  %          Remarks


                         Opel 2.1 Liter Engine

Corrugated  foil  fecralloy        36        High  temperature  resis-
                                          tance  - good  oxide adhesion

Chopped  fecralloy                29
                                                    (continued)


                                31

-------
TABLE
10 (continued)


Trap material
Chromium alloy ribbon
Glass fiber fabric
Fiberfrax fiber fabric

Alumina fiber material
Catalyst Beads
- Quadralobe
- Trilobe
- Low density spheres
- Large Quadralobe
- Porous ceramic
- Small bead
- Production catalyst
Catalyst beads
Efficiency, %
37
34
65
46

61
32
46
62
39
43
50
41
47
52
<10
Remarks
Low efficiency - high tem-
perature resistance
Quick loadup
Good efficiency - rapid
loadup
Fair efficiency - fast load
up
Good efficiency
Low endurance
2- and 4-in. diameter car-
tridge - good efficiency
Catalytic converter - good
efficiency
Rapid loadup time
Moderate efficiency
Moderate efficiency
Moderate efficiency
Moderate efficiency
Moderate efficiency
Moderate efficiency
Low efficiency
Ceramic monolith extruded
   Low density -
Torturous path ceramic

Ceramic bobbin
52
49
39
42
Low efficiency
Low efficiency
Fair efficiency
Fair efficiency
Thermal failure
High temperature resistance
Low capacity
         (continued)
                               32

-------
                      TABLE 10 (concluded)
     Trap material
Efficiency, %
         Remarks
Alumina coated metal mesh
Metal mesh
     63
     28
     44
Good efficiency - oxidation
resistance to 1500°F

Poor efficiency
Effectiveness at start -
poor; fair after buildup
                        Olds  5.7  Liter  Engine
Catalyst beads
  -Quadralobe-

Production catalyst

Ceramic monolith extruded
  -low density-

Metal wool

Corrugated fecralloy

Alumina coated mesh

Paper element


Fiberglas element
     56


     40


     30

     60

     30

     65

     90


     76
FTP-4 Series Converters
FTP-4 Series Converters
Fine grade promising
High efficiency trap material

Excellent efficiency -
not heat resistant

Temperature resistance to
750°C
FILTER CHARACTERISTICS FOR DIESEL PARTICULATE EMISSIONS

Introduction

     The preceeding reports were based on the experimental ap-
proach to filter design utilizing existing filter materials.
In contrast to that, this discussion uses the equations described
previously for prediction of collection efficiency and pressure
drop in clean fibrous and granular filters to estimate the per-
formance of various filter designs.

     Characteristics of the filters investigated in this section
are given in Table 11.  The approach used is to select a rea-
sonable filter volume and path length and then to examine the
performance of filters varying in both volume and path length.
Both fiber bed and granular bed filters are considered.  Porosity
                                33

-------
             TABLE 11.  ESTIMATED FILTER PERFORMANCE FOR BASE-CASE CONDITIONS
u>

Confi-
gura-
tion Volume
(m3)

1
2
3
4
5
6
7
8
9

0.0113
0.0113
0.0113
0.0225
0.0225
0.0225
0.0450
0.0450
0.0450
Length
(m)

0.10
0.30
0.90
0.10
0.30
0.90
0.10
0.30
0.90
Velocity
(m/s)

1.
3.
11.
0.
1.
5.
0.
0.
2.

26
78
3
630
89
67
315
944
83
Mass removal
efficiency (%)
F*
76.1
90.6
94.6
78.5
93.5
97.6
82.2
95.0
99.3
Gf
84.0
97.1
100
81.3
95.8
100
79.8
96.5
99.9
Pressure
F*
1,860
16,700
150,000
927
8,350
75,100
464
4,170
37,500
Drop
G
4
74
1,590
1
24
450

8
137
(Pa)
t
,370
,000
,000
,700
,000
,000
732
,740
,000
Maximum
lifetime (mi)
F*
3,500
3,000
2,800
6,800
5,700
5,500
13,000
11,300
10,800
Gf
1,300
1,100
1,100
2,700
2,300
2,200
5,400
4,500
4,300

    *F - fibrous filter:  d.= 1 x 10 5 m (10 ym) , e = 0.99.
                           r



     G - granular filter: d  = 1 x 10~3 m (1 mm), e = 0.40.

-------
of both fiber and granular bed filters is fixed at a "reasonable"
value, respectively, for all cases.  Fiber and granule diameters
are also fixed.  All variables concerning the properties of the
gas stream and aerosol were fixed at the values listed in Table
12 for all cases.  A specific filter configuration, which appears
acceptable on the basis of predicted initial efficiency, pressure
drop, and lifetime  (mileage), is selected for more detailed in-
vestigation later.

        TABLE 12.  DIESEL PARTICULATE EMISSION PROPERTIES:
	BASE CONDITIONS USED FOR FILTER DESIGN	

Gas stream conditions

      Temperature

      Flow rate

      Viscosity

      Density

Particle Properties

      Concentration

      Density

      Bulk density

      Emission rate

      Size distribution
200°C

0.14 m3/s (300 ft3/min)

2.3 x 10~5 Pa-s

0.74 kg/m3 (7.4 x 10~" g/cm3)



7 x 10~5 kg/m3 (0.03 gr/ft3)

1,100 kg/m3 (1.1 g/cm3)

120 kg/m3 (0.12 g/cm3)

0.5 g/mi

mmd = 0.2 ym,
70% smaller than 1 ym by mass
     It is most important to point out  the  limitations  of  the
analysis.  Filtration fundamentals are  not  understood well enough
to permit confident calculations of  filter  efficiency and  pres-
sure drop, even for beds of clean, new  fibers  or  granules.
Comparatively little work, either experimental or  theoretical,
has been done on filters loaded with collected dust  so  that the
performance of dust-conditioned filters is  not well  known  or
understood.

     In general, it is  to be expected that  the collection  effi-
ciency of a conditioned filter will  exceed  that of a clean filter,
However, no acceptable  theory to allow  calculation of filter
efficiency with increasing filter loading currently  exists.
The approach used here  is to identify from  theory the efficiency
of a clean bed and assume that this  is  the  lowest efficiency
expected in practice.
                               35

-------
     The pressure drop across a conditioned  filter  should exceed
that across a clean filter.  Ideally,  it  should  be  possible  to
predict the increase  in pressure drop  with filter loading.   How-
ever, no acceptable theory currently exists  to allow making  this
calculation.  The best that current understanding allows is  cal-
culation of the pressure drop across a clean  filter, and the
assumption that subsequent pressure drop  will be higher once
the filter is conditioned.

     The presence of  water vapor and condensible hydrocarbons
in the exhaust gas suggests that particle collection by flux
forces such as condensation/particle growth,  diffusiophoresis,
and Stephan flow may  occur if the temperature of the gas stream
is sufficiently low.  Also, adhesion to the  filter  material  may
be increased.  These  effects might increase collection efficiency
for small diesel exhaust particles.  However, condensation might
also affect the performance of the filter adversely by filling
it with materials other than the particles it is designed to
collect or by interfering with in situ cleaning  mechanisms,
thereby decreasing the lifetime.  Such uncertainties point out
the necessity of thorough empirical testing over all operating
parameters before the design can be optimized.

Filter Configuration

Size—

     A fundamental constraint on filter selection is the allow-
able volume of the filter container.   The initial assumption
is that the filter can be approximately the size of a muffler,
assumed to be 1.0 m long by 0.30 m in  diameter for  total volume
of 0.0225 m3.  To investigate the effect  of filter  size, filter
volumes half that and twice that of our typical  muffler size
are also used.

     Within a given filter volume, the gas flow  can be oriented
many ways, e.g., parallel or perpendicular to the long dimension
or distributed through baffles or an annulus.  Thus, in addition
to filter volume, a characteristic length, L, or filter depth
was selected.  The lengths considered  are 0.10,  0.30, and 0.90 m.

     Selection of filter volume and length fixes the cross-sec-
tional area,  A,  available for filtration  as:

          A = v/L                                          (3.21)

where:     A = area (m2)

          v = volume  (m3)

          L = length  (m)
                              36

-------
Therefore, for given volumetric flow rate, Q (m3/s),   through
the filter, the superficial gas velocity, V (m/s),  can be calcu-
lated as:

          V = Q/A = QL/v                                   (3.22)

The velocities which result for the base case volumetric flow
rate of 0.14 m3/s (300 ft3/rnin) and the assumed filter volumes
and lengths are shown in Table 11.

Filter Media—

     The fibrous filter calculations are based on a filter pack-
ing of uniform 10-ym diameter fibers at a porosity of 99%
(a = 0.01).  Fibrous filter packing of this type is currently
available and is considered typical with respect to filtration
and pressure drop characteristics.  The fibers could be stainless
steel.

     The granular bed filter calculations are based on a filter
packing of uniform 1-mm diameter spheres at a porosity of 40%
(e = 0.40).  Sand or ceramic granules in this size range are
available and are considered typical granular filter media.

Estimated Filter Performance

Collection Efficiency—

     The estimated mass removal efficiencies of the representa-
tive fibrous and granular filters over the  range of filter con-
figurations are listed in Table 11 and shown in Figure 5.  The
mass removal efficiencies are calculated from estimated filter
fractional efficiency, i.e., efficiency as  a function of particle
size, and the base case particle mass size  distribution.  Filter
efficiency was determined for  four particle sizes  (0.01 urn,  0.074 ym,
0.52 ym, and 6.5 ym), each of which is the  midpoint of a quartile
on the particle mass size distribution,  i.e., each size represents
25% of the mass entering the filter.  The overall mass removal
efficiency listed in Table 11  is, thus,  the average of the effici-
encies found at each of the four quartile sizes.

     In general, the fractional efficiency  calculations show
99 to 100% collection of the smallest and largest quartile par-
ticle sizes, the former by diffusion as  the dominant  collection
mechanism and the latter by inertial impaction.  At the middle
of the particle size distribution, characterized by particle
sizes of  0.074 ym and 0.52 ym, collection efficiencies were
generally less.  The lowest calculated fractional efficiency
was 46.1% for 0.074  ym particles  in the  granular filter under
configuration 1.
                                37

-------
o
o
il
u.
UJ
    100
     90
     80
     70

        L = 0.10m
O—O FIBROUS FILTER


      GRANULAR FILTER
     60
                              I
      I
I
                 0.01        0.02        0.03        0.04


                           FILTER VOLUME, m3



           Figure 5. Filter efficiency versus volume.
                          0.05
                                38

-------
     Because the base-case particle mass size distribution is
extrapolated from two points,  it is important to note the in-
fluence of particle size on predicted efficiency.  If more of
the particle mass is associated with particle sizes between 0.07
to 0.5 ym than indicated by the base-case distribution, the
overall mass removal efficiencies can be expected to be less
than the values listed in Table 11.

     By inspection of Figure 5, it appears that the typical
fibrous and granular filters give similar overall clean filter
efficiency at a given characteristic length.  At a bed depth
of 0.10 m, overall mass removal efficiencies of roughly 80 per-
cent are predicted.  Increased depth enhances particle removal,
but it should be noted that these predicted efficiencies are
for unloaded filters.  As filter load increases, efficiency will
generally increase assuming reentrainment does not become signi-
ficant.  It is likely that filters showing nearly perfect initial
collection efficiency will quickly load and blind, providing
reduced lifetime.

Pressure Drop—

     Pressure drop is plotted against filter volume in Figure 6
for both granular bed filters and fiber bed filters.  Assuming
a maximum allowable pressure drop of 2,500 Pa  (10  in. of water)
for proper engine performance, the pressure drop data presented
in Table 11 reveal impracticable pressure drops  for all configura-
tions with filter lengths greater than or equal  to 0.30 m and
associated superficial velocity greater than roughly 1.0 m/s.

     The fiber bed pressure drops listed in Table  11 are opti-
mistic, since a fiber bed will compress under  flow and thus  de-
crease in porosity.  This effect probably only becomes signifi-
cant at velocities greater than 1.0 m/s, however,  and  the pressure
drops at these velocities are excessive even without considering
compression.

     Only configurations  4 and 7 show reasonable pressure drops
for both fibrous and granular filters, and configuration  1  is
possible for a fibrous filter only on the basis  of pressure  drop.
Overall mass efficiencies for these configurations are approxi-
mately 80%.  For all remaining configurations  (showing initial
efficiencies greater than 90%), the pressure drops are excessive.

Lifetime—

     Filter lifetime is plotted against filter volume  for both
fiber bed filters and granular bed filters  in  Figure 7.   The
useful lifetime of a filter measured in terms  of mileage  between
changes is impossible to  predict accurately due  to the uncer-
tainties of pressure drop increase in loaded filters.  However,
                               39

-------
£
   100,000

    80,000

    60,000


    40,000
    20,000
    10,000

     8,000
    6,000
cc
O

DC


I
LLJ
DC
O.
    4,000
    2,000
    1,000

      800

      600


      400
      200
      100
                                                 L = 0.9 m
             O—O FIBROUS FILTER

             A--A GRANULAR  FILTER
                   I
                             I
I
1
                 0.01       0.02      0.03      0.04


                        FILTER VOLUME, m3

          Figure 6. Pressure drop versus filter volume.
                                                         0.05
                                 40

-------
UJ
5
   14,000
   12,000
   10,000
    8,000
                         T
s

i
X   6,000
    4,000
    2,000
    FIBROUS FILTER


    GRANULAR FILTER
                                                                      L = 0.90 m
                          I
                     I
I
I
                        0.01
                                                                 0.04
                   0.02       0.03


                FILTER VOLUME, m3


Figure 7. Maximum lifetime (mi) versus filter volume.
                           0.05
                                      41

-------
a simplistic approach to predict maximum possible  lifetime  in-
volves estimating how long  it would  take to  fill the void volume
of a given filter with collected particles.   This  approach, of
course,  ignores  the  increase in pressure drop as porosity de-
creases; pressure drop may  become  unacceptably  high long before
bed voids are completely filled with collected  particles.   The
lifetimes calculated using  the void-filling  approach are, there-
fore, much longer than would be expected in  practice.

     Using the simple model of filling void  volume, maximum pos-
sible lifetime (as mileage) can be predicted by:
                          vep
          lifetime  (mi) = — — -                              (3.23)
where:    v  = filter volume  (m3)

          e  = filter porosity  (fraction)

          W  = particle mass  emission rate  (kg/mi)

          E  = overall filter efficiency

          PB = bulk packing density of collected dust  (kg/m3)

Using the base case emission  rate of 5 x ID"1* kg/mi and bulk
density of 120 kg/m3, the maximum lifetime of each configuration
can be estimated as shown in  Table 11.

     Assuming a maximum possible lifetime of at least  12,000 km
(7,500 mi) (approximately one oil change), the granular filter
is deficient in terms of storage capacity of collected dust for
all configurations shown in Table 11.  For fibrous filters, only
configuration 7 meets the 12,000-km  (7,500-mi) criterion, al-
though configuration 4 may be acceptable if slightly different
emission rates or bulk densities are used.

Summary

     Granular filters can offer high efficiency and utilize cheap
materials such as sand, which has good thermal and chemical resis-
tance.  However, because of inherently lower porosity, granular
filters have a greater pressure drop, less dust storage capacity,
and a greater weight than a fibrous filter of the same volume.

     From the data presented  in Table 11, the allowable pressure
drop of 2,500 Pa and desired  lifetime of 12,000 km (7,500 mi),
only configuration 7 for a fibrous filter appears practicable;
its efficiency is 82%.  Configuration 7 is a large filter (0.045 m3)
oriented or baffled so as to provide a large cross-sectional
area (0.45 m2)  for filtration across a depth of 0.1 m.
                               42

-------
     The major uncertainties in these calculations, beyond the
accuracy of the predictive equations themselves, include the
effects of 1)  condensation of hydrocarbons or water, especially
during cold starts, 2)  reentrainment and bounce of "collected"
particles which reduce overall efficiency, and 3)  dust load.
As discussed throughout this study, uncertainties regarding the
effects of dust load make empirical verification of filter practi-
cability necessary.

     Also, the theoretical filter performance curves presented
are based on the data set given in Table 12 to describe emissions
from a diesel engine.  Actual emissions deviate about these data
as the engine is used in practice; to the extent that these
aerosols are dissimilar to that described in Table 12, the analy-
sis presented in this report is incomplete.  Conclusions and
recommendations based on this report must, therefore, be regarded
as tentative.  A prototype design based on this analysis must
be considered preliminary.

PROTOTYPE FILTER FOR DIESEL EXHAUST

Description of Prototype Filter

     Based on the screening of alternative configurations de-
veloped earlier in this section, a fibrous filter  approximately
the size of a conventional muffler or larger would provide accept-
able particle removal efficiency and pressure drop for the base-
case diesel emission conditions.   In particular, configuration
7 would provide 82% efficiency at a pressure drop  of 460 Pa  (less
than 2 in. of water) when new.  Configuration 7, hereinafter
referred to as the prototype fibrous filter, has a total volume
of 0.045 m3 with a nominal thickness, L, of 0.10 m and a cross-
sectional area of 0.45 m2 at an exhaust gas volumetric flowrate
of 0.14 m3/s  (300 ft3/min at 200°C).

     This size device is considered a probable maximum size which
provides large safety margins with respect to allowable pressure
drop and desirable dust storage capacity.  As shown  in Figures 5,
6 and 7, total filter volume could be reduced to roughly 0.025 m3
without violating the arbitrary lifetime criterion of 12,000  km
(7,500 mi) while maintaining an efficiency of approximately 80%.
Allowance of extra filter volume at this level of  screening is
appropriate considering the uncertainties concerning the effects
of dust loading on filter pressure drop and lifetime.

     There are many possible orientations of the fibrous filter
media with respect to gas flow which maintain the  required  thick-
ness and total cross-sectional area.  The gas flow could be
radially outward or  inward with an annular filter  element  in
a cylindrical container.  A baffle arrangement  could provide
                                43

-------
 the  flow  splitting  required  for  a  series of  rectangular or oval
 filter panels within  the  filter  container.   The  simplest design
 is a  single  rectangular filter element within  a  container oriented
 perpendicular or parallel  to the exhaust pipe, the  latter being
 shown  in  Figure 8.

      The  design shown  in  Figure  8  appears simple to construct.
 A single  filter element could be inserted into the  container
 from  one  end.  Of course,  specific applications  may require other
 designs which are better  left to automotive  engineers.

 Sensitivity  Analysis

      The  equations  used to calculate clean filter efficiency
 and pressure drop require  values for superficial velocity, filter
 thickness, particle diameter, fiber diameter,  filter porosity,
 and physical constants for gas stream conditions.   The following
 sections  discuss the  impact  on predicted filter  performance of
 variations in these parameters.  The results of  the sensitivity
 analysis  are listed in Table 13.   Case 1 is  the  prototype design.

 Filter Thickness—

     Cases 2 and 3  in Table  13 show the effect of reducing the
 prototype filter thickness to 0.05 m and increasing it to 0.20 m,
 respectively, while maintaining  all other parameters at the de-
 sign condition.  Efficiency  decreases to 73% for  the 0.05-m thick
 filter and increases to 91%  for  the 0.20-m thick  filter.  The
 pressure  drop is directly  proportional to filter  thickness and,
 thus, doubles when  the filter thickness is doubled.

 Volumetric Flow Rate—

     The  base case specifies an  exhaust gas volumetric flow rate
 of 0.14 m3/s (300 ftVmin) at 200°C.  Cases 4  and 5 in Table 13
 show the  effect of reducing  the  flow rate to 0.094  m3/s (200 ft3/min)
 and increasing it to 0.212 m3/s  (450 ft3/min), respectively.  For
 a fixed filter geometry, the superficial gas velocity is propor-
 tional to exhaust gas flow rate.   Efficiency improves slightly
 at the lower flow rate, but  exhaust gas flow rates  between 0.094
 and 0.212 m3/s appear to have little effect on the  efficiency
of the prototype filter.  Clean  filter pressure  drop is propor-
 tional to the exhaust gas  flow rate.

Fiber Diameter—

     Cases 6 and 7 in Table  13 show the significance of fiber
diameter.  For the prototype filter design and exhaust gas flow
 rate, significant improvement in efficiency can  be  attained by
reducing fiber diameter to 5 urn.  Overall mass removal efficiency
 for the base-case aerosol  increases to 99.7%, but the pressure
drop penalty is great.
                               44

-------
0.10 m
                                EXHAUST GAS
                                OUTLET BELOW
                                FILTER
                RECTANGULAR
                FIBROUS FILTER
                ELEMENT
       EXHAUST GAS
       INLET ABOVE
       FILTER
          Figure 8. Prototype fibrous filter.

-------
    TABLE  13.   PROTOTYPE FILTER SENSITIVITY ANALYSIS

Case
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
Q =
d =
*
Qq V
(m3/s) (m/s)
0.142 0.315
0.142
0.142
0.094 0.210
0.212 0.472
0.142 0.315
0.142
0.142
0.142
0.142













exhaust gas flow
thickness. .
L dp dp
(m) (ym) (ym)
0.10 * 10
0.05
0.20
0.10

5
20
10

0.01
0.02
0.04
0.074
0.10
0.20
0.30
0.40
0.52
0.80
1.00
1.50
2.0
6.5
rate; V = superficial
particle diameter; dp = fiber diameter
overall mass removal efficiency; AP =
Raaa_ r*aaa r\ a K 4- i r* 1
a c i <7 A /^TGVipiHii4"'i/"\r» y
Eff.
e (%)
0.99 92.2
73.4
91.1
84.5
80.0
99.7
63.1
0.98 93.5
0.995 69.1
0.99 100.0
99.9
97.7
82.2
69.7
43.8
37.2
38.9
46.7
74.5
90.7
99.9
100.0
100.0
velcoity; L =
; e = porosity;
pressure drop.
Al'M'AOAn^A/^ K«» C.
AP
(Pa)
464
232
927
309
695
1,850
116
1,310
164
464













filter
Eff. =

quartile diameters.
                           46

-------
     Increasing the fiber diameter to 20 ym reduces overall ef-
ficiency to 63%, but pressure drop is very low at approximately
120 Pa.  The larger fiber diameter, particularly if it is stain-
less steel, will generally cost less per unit filter volume,
and the low pressure drop may be desirable.  Therefore, use of
a fiber diameter greater than 10 ym may be advantageous, parti-
cularly if efficiency is found to increase with dust load.

Porosity—

     A porosity of 0.99 for the prototype filter was selected
as a typical value.  However, porosity of fibrous filter material
generally ranges between 0.98 and 0.995.  Cases 8 and 9 show
the effect on filter performance for this range of porosity.
Efficiency and pressure drop are significantly affected by changes
in porosity, and porosity is, therefore, a key design parameter.

Particle Size—

     Cases 10 through 23 and Figure 9 show the variation  in ef-
ficiency of the prototype filter as a function of particle size
entering the filter.  Figure 9 is the calculated fractional ef-
ficiency curve for the prototype fibrous filter operating at
base-case conditions.  The variation reflects the effect  of par-
ticle size on the fundamental collection mechanisms.  Diffusion
appears to dominate below 0.05 ym, and impaction appears  to
dominate above 1.0 ym.  A minimum efficiency occurs near  0.3 ym
where all mechanisms are inadequate.

     From the fractional efficiency curve, the overall mass ef-
ficiency of the prototype filter can be calculated  for any  inlet
particle size distribution.  The use of only four quartile par-
ticle sizes from the base-case particle size distribution can
be seen to be a crude estimate of overall mass efficiency.  If
the actual diesel exhaust particle size distribution  is less
polydisperse than the base case but the mmd  is still  about  0.2 ym,
overall mass efficiency of the prototype filter will  be signifi-
cantly less than predicted.
                               47

-------
                          100
oo
                                    SUPERFICIAL VELOCITY = 0.315 m/s
                                    THICKNESS - 0.10 m
                                    FIBER DIAMETER - 10 )Um
                                    POROSITY = 0.99
                                    0.02    0.04 0.06  0.10   0.20    0.40 0.60  1.0
                                                    PARTICLE DIAMETER,
2.0
4.0   8.0
                                   Figure 9.  Fibrous filter efficiency versus particle diameter.

-------
                            SECTION 4

                      ELECTROSTATIC DEVICES


FUNDAMENTAL STEPS IN THE ELECTROSTATIC PRECIPITATION PROCESS

Creation of an Electric Field and Corona Current

     The first step in the precipitation process is the creation
of an electric field and corona current.  This is accomplished
by applying a large potential difference between a small-radius
electrode and a much larger radius electrode, where the two
electrodes are separated by a region of space containing an
insulating gas.  For industrial applications, a large negative
potential is applied at the small-radius electrode and the large-
radius electrode is grounded.

     At any applied voltage, an electric field exists in the
interelectrode space.  For applied voltages less than a value
referred to as the "corona starting voltage", a purely electro-
static field is present.  At applied voltages above the corona
starting voltage, the electric field in the vicinity of the small-
radius electrode is large enough to produce ionization by elec-
tron impact.  Between collisions with neutral molecules, free
electrons are accelerated to high velocities and, upon collision
with a neutral molecule, their energies are sufficiencly high
to cause an electron to be separated from a neutral molecule.
Then, as the increased number of electrons moves out from the
vicinity of the small-radius electrode, further collisions be-
tween electrons and neutral molecules occur.  In a limited high
electric field region near the small-radius electrode, each
collision between an electron and a neutral molecule has a cer-
tain probability of forming a positive molecular ion and another
electron, and an electron avalanche is established.  The positive
ions migrate to the small-radius electrode and the electrons
migrate into the lower electric  field regions toward the large-
radius electrode.  These electrons quickly lose much of their
energy and, when one of them collides with a neutral electro-
negative molecule, there is a probability that attachment will
occur and a negative ion will be formed.  Thus, negative ions,
along with any electrons which do not attach to a neutral mole-
cule, migrate under the influence of  the electric field to  the
large-radius electrode and provide the current necessary for
the precipitation process.
                               49

-------
     Figure 10  is a schematic diagram showing the region very
near the small-radius electrode where the current-carrying nega-
tive ions are formed.  As these negative ions migrate to the
large-radius electrode, they constitute a steady-state charge
distribution in the interelectrode space which  is referred to
as an  "ionic space charge."  This "ionic space  charge" estab-
lishes an electric field which adds to the electrostatic field
to give the total electric field.  As the applied voltage is
increased, more ionizing sequences result and the "ionic space
charge" increases.  This leads to a higher average electric field
and current density in the interelectrode space.

     Figure 11 gives a qualitative representation of the elec-
tric field distribution and equipotential surfaces in a wire-
plate geometry, which is most commonly used.  Although the elec-  •
trie field is very nonuniform near the wire, it becomes essenti-
ally uniform near the collection plates.  The current density
is very nonuniform throughout the interelectrode space and is
maximum along a line from the wire to the plate.

     In order to maximize the collection efficiency obtainable
from the electrostatic precipitation process, the highest pos-
sible values of applied voltage and current density should be
employed.  In practice, the highest useful values of applied
voltage and current density are limited by either electrical
breakdown of the gas throughout the interelectrode space or of
the gas in the collected particulate layer.  High values of ap-
plied voltage and current density are desirable because of their
beneficial effect on particle charging and particle transport
to the collection electrode.  In general, the voltage-current
characteristics of a precipitator depend on the geometry of the
electrodes, the gas composition, temperature and pressure, the
particulate mass loading and size distribution, and the resis-
tivity of the collected particulate layer.   Thus, maximum values
of voltage and current can vary widely from one precipitator
to another and from one application to another.

Particle Charging

     Once an electric field and current density are established,
particle charging can take place.  Particle charging is essential
to the precipitation process because the electrical force which
causes a particle to migrate toward the collection electrode
is directly proportional to the charge on the particle.  The
most significant factors influencing particle charging are par-
ticle diameter,  applied electric field, current density, and
exposure time.

     The particle charging process can be attributed mainly to
two physical mechanisms,  field charging and thermal charging.35•36,a 7
These two mechanisms are discussed below.
                              50

-------
                   SMALL-RADIUS ELECTRODE AT
                   HIGH NEGATIVE POTENTIAL
                                REGION OF ELECTRON AVALANCHE
                                WHERE POSITIVE IONS AND ELECTRONS
                                ARE PRODUCED
                               REGION OF IONIZATION WHERE ELECTRONS
                               ATTACH TO NEUTRAL MOLECULES TO
                               FORM NEGATIVE IONS
          Figure 10.   Region near small-radius electrode.
SMALL-RADIUS ELECTRODE AT
HIGH NEGATIVE POTENTIAL
ELECTRIC FIELD
LINES
EQUIPOTENTIAL
SURFACES
IONS WHICH CONSTITUTE A CURRENT
AND A SPACE CHARGE FIELD
              GROUNDED LARGE-
              RADIUS ELECTRODE
    Figure 11.  Electric field configuration for wire-plate geometry.
                               51

-------
      (1)  At any instant  in time and location in space near a
particle, the total electric  field  is the sum of the electric
field due to the charge on the particle and the applied electric
field.  In the field charging mechanism, molecular ions are
visualized as drifting along  electric field lines.  Those ions
moving  toward the particle along electric field lines which
intersect the particle surface impinge upon the particle surface
and place charge on the particle.

     Figure 12 depicts the field charging mechanism during the
time it is effective in charging a  particle.  In this mechanism,
only a  limited portion of the particle surface. (0 to 6
-------
X, Z. 6 - SPHERICAL COORDINATE SYSTEM
 Z -*
           NEGATIVELY CHARGED PARTICLE
                ELECTRIC FIELD LINES
             Figure 12.   Electric field configuration during field charging.
                                       53

-------
X, Z • COORDINATE AXES
                                                      PARTICLE HAS SATURATION CHARGE
                                                                €>-
       Figure 13.   Electric field configuration and ion distribution for particle charging
                   in an applied field after saturation charge is reached.
            NEGATIVE IONS
X, Z - COORDINATE AXES
                                                              NEGATIVELY CHARGED
                                                              PARTICLE
                                                                        ELECTRIC FIELD LINES
          Figure 14.  Electric field configuration and ion distribution for
                     particle charging with no applied field.
                                        54

-------
     Figure 13 depicts the thermal charging process in the presence
of an applied electric field after the particle has attained
the saturation charge determined from field charging theory.
The effect of the applied electric field is to cause a large
increase in ion concentration on one side of the particle while
causing only a relatively small decrease on the other side.
Although the ion concentration near the surface of the particle
becomes very nonuniform, the net effect is to increase the average
ion concentration, the probability of collisions between ions
and the particle, and the particle charging rate.

     In thermal charging theories, the amount of charge accumu-
lated by a particle depends on the particle diameter, ion den-
sity, mean thermal velocity of the ions, absolute temperature
of the gas, particle dielectric constant, residence time, and
the applied electric field.  The effect of the applied electric
field on the thermal charging process must be taken into account
for fine particles having diameters between 0.1 and 2.0 ym.
Depending most importantly on the applied electric field and
to a lesser extent on certain other variables, particles in this
size range can acquire values of charge which are two to three
times larger than that predicted from either the field or the
thermal charging theories.  For these particles, neither field
nor thermal charging predominates and both mechanisms must  be
taken into account simultaneously.

     In most cases, particle charging has a noticeable effect
on the electrical conditions in a precipitator.  The  introduction
of a significant number of fine particles or a heavy  concentra-
tion of large particles into an electrostatic precipitator  signi-
ficantly influences the voltage-current characteristics.  Qualita-
tively, the effect is seen by an increased voltage for a given
current compared to the particle-free situation.  As  the particles
acquire charge, they must carry part of the current,  but they
are much less mobile than the ions.  This results  in  a lower
"effective mobility" for the charge carriers and,  in  order  to
obtain a given particle-free current, higher voltages must  be
applied to increase the drift velocities of the charge carriers
and the ion densities.

     The charged particles, which move  very slowly, establish
a  "particulate space charge" in the interelectrode space.   The
distribution of the "particulate space  charge" results in  an
electric field distribution which adds  to those due to the  elec-
trostatic field and the ionic field to  give the total electric
field distribution.  It is desirable to determine  the space
charge resulting from particles because of  its influence on the
electric field distribution, especially near the collection
plate, where, for the same current, the electric field is  raised
above the particle-free situation.  In  addition, the  "particulate
space charge" is a function of position along  the  length of the
precipitator since particle charging and collection are  a  function
of length.
                                55

-------
Particle Collection

     As the particle-laden gas moves through a precipitator,
each charged particle has a component of velocity directed to-
wards the collection electrode.  This component of velocity is
called the electrical drift velocity, or migration velocity,
and results from the electrical and viscous drag forces acting
upon a suspended charged particle.  For the particle sizes of
practical interest, the time required for a particle to achieve
a steady-state value of migration velocity is negligible and,
near the collection electrode, the magnitude of this quantity
is given by
              w  =
               p
                    iray
                                                             (4.1)
          WP =

           q =

          EP =
           a =
           y =
where     w_ = migration velocity near  the  collection  electrode
               of a particle of  radius  a  (m/s),

               charge on particle  (coul),

               electric field near  the  collection  electrode  (volt/m)

               particle radius  (m),

               gas viscosity  (Pa-s),

          C  = Cunningham correction  factor, or  slip correction
               f actor *9 =  (1 + AX/a) ,

where     A = 1.257 + 0.400 exp  (-1.10  a/X), and

          X = mean free path of  gas molecules  (m).

     In industrial precipitators, laminar flow never occurs  and
the effect of turbulent gas flow must be considered.   The  tur-
bulence is due to the complex motion of the gas  itself, electric
wind effects of the corona, and  transfer of momentum to the  gas
by the movement of the particles.  Average gas flow velocities
in most cases of practical interest are between  0.6 and 2.0  m/s.
Due to eddy formation, electric  wind, and other  possible effects
the instantaneous velocity of a  small volume of  gas surrounding  '
a particle may reach peak values which  are much  higher than  the
average gas velocity.  In contrast, migration velocities for
particles smaller than 0.6 urn in diameter are usually  less than
0.3 m/s.  Therefore, the motion  of these smaller particles tends
to be dominated by the turbulent motion of the gas stream.   Under
these conditions, the paths taken by the particles are random
and the determination of the collection efficiency of  a given
                               56

-------
particle becomes, in effect, the problem of determining the
probability that a particle will enter a laminar boundary zone
adjacent to the collection electrode in which capture is assured.

     Using probability concepts and the statistical nature of
the large number of particles in a precipitator, White   derived
an expression for the collection efficiency in the form
              n = 1 - exp  (-A w /Q)
(4.2)
where     n  = collection fraction for a monodisperse aerosol,

          A  = collection area  (m )

          w  = migration velocity near the collection electrode of
           p   the particles  in the monodisperse aerosol  (m/s),
               and

           Q = gas volume flow  rate  (m3/s).

     The  simplifying assumptions on which  the  derivation  of  equa-
tion 4.2  is based are:

      (1)  The gas is flowing  in a turbulent  pattern  at  a  constant,
          mean forward-velocity.

      (2)  Turbulence is  small scale  (eddies  are small compared
          to the dimensions of  the duct),  fully developed,  and
          completely random.

      (3)  The particle migration velocity  near the collecting
          surface is constant for all particles and  is  small
          compared with  the average gas  velocity.

      (4)  There  is an absence of disturbing  effects, such as
          particle reentrainment, back corona, particle agglomera-
          tion, or uneven corona.

Experimental data1*1 under conditions  which are consistent with
the above assumptions demonstrate  that equation 4.2  adequately
describes the collection of monodisperse aerosols  in an electro-
static precipitator under certain  idealized  conditions.

      In industrial precipitators,  the above  assumptions are never
completely  satisfied but they can  be  approached closely.   With
proper design,  the ratio of the standard deviation of  the gas
velocity  distribution  to the  average  gas velocity  can be made
to be  0.25  or  less so  that  an essentially uniform, mean forward-
velocity  would  exist.  Although turbulence is not  generally a
completely  random process,  a  theoretical determination  of the
                                57

-------
degree  of  correlation  between  successive states of flow and be-
tween adjacent  regions of  the  flow pattern  is a difficult problem
and  simple descriptive equations do not presently exist for typ-
ical precipitator geometries.  At the present, for purposes of
modeling,  it appears practical and plausible to assume that the
turbulence is highly random.   For particles larger than 10 jam
in diameter, the turbulence does not dominate the motion of these
particles  due to their relatively high migration velocities.
Under these conditions, equation 4.2 would  be expected to under-
predict collection efficiencies.  The practical effect in model-
ing precipitator performance will be slight, however, since even
equation 4.2 predicts  collection efficiencies greater than 99.6%
for 10-ym  diameter particles at relatively  low values of current
density and collection area [i.e., a current density of 1 x 10"1*
and a collection area  to volume flow ratio  of 39.4 m2/(m3/s)].

Removal of Collected Material

     In dry collection, the removal of the  precipitated material
from the collection plates and subsequent conveyance of the mate-
rial away  from  the precipitator represent fundamental steps in
t"he collection  process.  These steps are fundamental because
collected  material must be removed from the precipitator and
because the buildup of excessively thick layers on the plates
must be prevented in order to ensure optimum electrical operating
conditions.  Material which has been precipitated on the collec-
tion plates is  usually dislodged by mechanical jarring or vibra-
tion of the plates, a process called rapping.  The dislodged
material falls  under the influence of gravity into hoppers located
below the  plates and is subsequently removed from the precipitator

     The effect of rapping on the collection process is deter-
mined primarily by the intensity and frequency of the force ap-
plied to the plates.   Ideally, the rapping  intensity must be
large enough to remove a significant fraction of the collected
material but not so large as to propel material back into the
main gas stream.  The rapping frequency must be adjusted so that
a larger thickness which is easy to remove  and does not signific-
antly degrade the electrical conditions is  reached between raps.
In practice, the optimum rapping intensity  and frequency must
be determined by experimentation.  With perfect rapping, the
sheet of collected material would not reentrain, but would migrate
down the collection plate in a stick-slip mode, sticking by the
electrical holding forces and slipping when released by the
rapping forces.

LIMITING FACTORS AFFECTING PRECIPITATOR PERFORMANCE

Allowable  Voltage and Current Density

     The performance of a precipitator which has good mechanical
and structural  features will be determined primarily by the
electrical operating conditions.  Any limitations on applied
                               58

-------
voltage and current density will be reflected in the optimum
collection efficiency which can be obtained.  A precipitator
should be operated at the highest useful values of applied vol-
tage and current density for the following reasons:

     (1)  high applied voltages produce high electric fields;

     (2)  high electric fields produce high values of the satura-
          tion and limiting charge that a particle may obtain;

     (3)  high current densities produce high rates at which
          particles charge to the saturation or limiting values
          of charge;

     (4)  high current densities produce an increased electric
          field near the collection electrode due  to the "ionic
          space charge" contribution to the field; and

     (5)  high values of electric field and particle charge  pro-
          duce high migration velocities and increased transport
          of particles to  the collection electrode.

     Electrical conditions  in a precipitator are  limited by  either
electrical breakdown of the gas in the  interelectrode space  or
by electrical breakdown of  the gas in the collected particulate
layer.   In a clean-gas, clean-plate environment,  gas breakdown
can originate at  the collection electrode due  to  surface  irregu-
larities  and edge  effects  which result  in localized regions  of
high electric field.   If the electric field  in  the interelectrode
space  is  high enough,  the  gas breakdown will be evidenced  by
a spark  that propagates across the interelectrode space.   The
operating applied  voltage  and current density  will be limited
by these  sparking  conditions.

     If  a particulate  layer is deposited on  the collection elec-
trode,  then the corona current must pass  through  the particulate
layer  to  the grounded, collection electrode.   The voltage  drop
across  the particulate layer  is

              Vp  = jpt,                                      (4.3)


where     V  = voltage drop (volt),

           j  = current density  (A/m2),

           p  = resistivity of particulate  layer (ohm-m),  and

           t  = thickness of the  layer  (m) .
                                 59

-------
The average electric field in the particulate layer, Ep(volt/m),
is given by •

              Ep = JP-                                       (4.4)

     The average electric field in the particulate layer can
be increased to the point that the gas in the interstitial space
breaks down electrically.  This breakdown results from the ac-
celeration of free electrons to ionization velocity to produce
an avalanche condition similar to that at the corona electrode.
When this breakdown occurs, one of two possible situations will
ensue.  If the electrical resistivity of the particulate layer
is moderate (sQ.1-1.0 x 109 ohm-m), then the applied voltage
may be sufficiently high so that a spark will propagate across
the interelectrode space.  The rate of sparking for a given pre-
cipitator geometry will determine the operating electrical con-
ditions in such a circumstance.  If the electrical resistivity
of the particulate layer is high  (>1 x 109 ohm-m), then the ap-
plied voltage may not be high enough to cause a spark to pro-
pagate across the interelectrode space.  In this case, the par-
ticulate layer will be continuously broken down electrically
and will discharge positive ions into the interelectrode space.
This condition is called back corona.  The effect of these posi-
tive ions is to reduce the amount of negative charge on a par-
ticle due to bipolar charging and reduce the electric field
associated with the "ionic space charge".  Both the magnitude
of particle charge and rate of particle charging are affected
by back corona.  Useful precipitator current is therefore limited
to values which occur prior to electrical breakdown whether the
breakdown occurs as sparkover or back corona.

     Field experience shows that current densities for precipi-
tators operating at about 150°C are limited to approximately
5 to 7 x 10""* A/m2 due to electrical breakdown of the gases in
the interelectrode space.  Consequently, this constitutes a
current limit under conditions where breakdown of the particulate
layer does not occur.

     Electrical breakdown of the particulate layer has been
studied extensively by Penney and Craig"2 and Pottinger1*3 and
can be influenced by many factors.  Experimental measurements
show that particulate layers experience electrical breakdown
at average electric field strengths across the layers of approxi-
mately 5 x 10s V/m.  Since it takes an electric field strength
of approximately 3 x 10s V/m to cause electrical breakdown of
air, this suggests that high localized fields exist in the par-
ticulate layer and produce the breakdown of the gas in the layer
The presence of dielectric or conducting particles can cause
localized regions of high electric field which constitute a
negligible contribution to the average electric field across
                               60

-------
the layer.  The size distribution of the collected particles
also influences the electrical breakdown strength by changing
the volume of interstices.   It has also been found that breakdown
strength varies with particulate resistivity with the higher
breakdown strength being associated with the higher resistivity.

Particle Reentrainment

     Particle reentrainment occurs when collected material re-
enters the main gas stream.  This can be caused by several dif-
ferent effects and, in certain cases, can severely reduce the
collection efficiency of a precipitator.  Causes of particle
reentrainment include (1) rapping which propels collected mate-
rial into the interelectrode space,  (2) action of the flowing
gas stream on the collected particulate layer, (3) sweepage of
material from hoppers due to poor gas flow conditions, air in-
leakage into the hoppers, or the boiling effect of rapped mate-
rial falling into the hoppers, and  (4) excessive sparking which
dislodges collected material by electrical impulses and disrup-
tions in the current which is necessary to provide the electrical
force which holds the material to the collection plates.

     Recent studies1*1*'1*5 have been made to determine  the effect
of particle reentrainment on precipitator performance.  In studies
where the rappers were not employed,  real-time measurements  of
outlet emissions at some installations showed that significant
reentrainment of mass was occurring  due to factors other than
rapping.  These studies also showed  that for high-efficiency,
full-scale precipitators approximately 30 to 85% of the outlet
particulate emissions could be attributed to rapping  reentrain-
ment.  The results of these studies  show that particle reentrain-
ment is a significant factor in limiting precipitator performance.

PREVIOUS USES OF ELECTROSTATIC DEVICES FOR DIESEL  EXHAUST

     Only two reports of the use  of  electrostatic  devices on
diesel particulate have been located.  One of these was a study
performed by Battelle Columbus Laboratories  for  General Motors,
in which an electric field was used  to concentrate the particulate
into a portion of  the exhaust.9   This work resulted  in the  device
shown in Figure 15.  The device concentrated  50%  of  the parti-
culate into 16% of the  exhaust gas.   According to  General Motors,
the insulators quickly  became coated with particulate, resulting
in erratic operation and several  failures.

     In the other  instance, Southwest Research Institute  reported
testing an electrostatic precipitator built  by Gordine Systems,
Inc.1*6  Although this device was  designed to operate  in  the 1.2
to 1.6 x  10 -V region,  continuous discharge  was  observed  at
1.0 x 101* V, which was  taken as  the  maximum  operating voltage.
After 11  min of exposure to diesel exhaust,  the  device  showed
                               61

-------
a\
to
                                               0.008 INCH
                                               CHARGING WIRE
                                                    DIRTY GAS
                                                    OUTLET
                     5 cm DIAMETER
                     STAINLESS STEEL TUBE
EXHAUST
GAS INLET
                    BORON NITRIDE
                    INSULATOR
                                                  ALIGNMENT
                                                  SLEEVES
CLEAN
GAS OUTLET
                                                                      WIRE TIGHTENER
                                                                      AND VOLTAGE POST
                                   Figure 15.   Electrostatic paniculate remover.^

-------
a dramatic increase in ionizer current indicating current leakage
through conduction paths of particulate.  Measurements of the
collection efficiency were limited to smokemeter measurements,
which indicated that the device had no effect at all on the
exhaust.

APPLICATION OF ELECTROSTATIC FUNDAMENTALS TO DIESEL EXHAUST

introduction

     The chief advantage in the use of an electrostatic device
to control diesel particulate lies in the high efficiency which
can be achieved at low backpressure.  However, there are several
problem areas associated with this type of device.  One of these
problems is reentrainment.  Because the particles are primarily
carbon, they are expected to have a relatively low resistivity.
This implies that they would loose their charge  readily when
attached to a conductive surface such as the collection plates
of a precipitator.  Without electrostatic attraction between
the collected particles and the collection plates, the particles
have to depend on their stickiness due  to adsorbed hydrocarbons
for adhesion to the collection surface.  This may prove  inade-
quate when subjected to a high velocity gas flow which pulsates
with the opening and closing of the exhaust valves and to  the
mechanical vibration that occurs on a moving vehicle.

     The water content of the gas presents another problem area
due to  the fact that, at starting, the  collection device will
pass through a temperature range which  includes  the dew  point
temperature.  The presence of condensed water films in conjunc-
tion with a conductive particulate may  cause conductive  paths
to accumulate on the insulator surfaces, which will in time  short
out the device.  After the device has reached operating  tempera-
ture, all of the water will be in the vapor form and  no  further
accumulation should take place.  Several possibilities exist
for dealing with the problem:

      (1)  Only electrically activate  the device  after  it has
          reached operating temperature.  This would  leave only
          the mechanical collection  forces active during the
          starting cycle.  This solution does not appear very
          attractive because  the emissions are particularly  bad
          during start up.

      (2)  Bypass the device altogether  during starting by  divert-
          ing the exhaust  through a  regular muffler until  the
          control device has  exceeded the dew point temperature.
          This has  the  same drawback  as solution 1.

      (3)  Use  internal  heating elements within  the  critical  in-
          sulators  to keep the insulators above  the dew  point.
          This would present  problems due to  the fact that the
                                63

-------
           temperature  would  have  to  be  above  the dew point prior
           to  starting.

      (4)   Use insulators  that are hydrophobia so that  there would
           be  minimum chance  of  the water  film forming  on  the
           surface.  This  seems  somewhat  impractical due to the
           fact  that there is bound to be  surface contamination
           from  the conductive particles  alone.

      (5)   Design the insulators with sufficient surface path
           length and dead air zones  to minimize the effect of
           tracking.  This solution will not eliminate  the prob-
           lem,  but it may lengthen the  time period sufficiently
           so  that the  insulators  may be cleaned during regular
           device maintenance.

Efficiency of an Electrostatic  Precipitator

     For a calculation of  the size and efficiency of an electro-
static precipitator for collecting diesel exhaust particulate,
it is necessary to make several assumptions.   First, assume a
two stage geometry in which  the particle charging process pre-
ceeds and  is separate from the particle collection process.
After particles are charged  to saturation, we  can find the num-
bers of charges on each particle  by making some approximations.
If we assume a 0.20-m cylinder with a 0.25-cm  wire, then  from
an example in White1*7 we  can achieve a charging field Ec of
1.0 x 106 V/m with a current density j = 2.0  x 10~2 A/m .
Assuming a 200°C operating temperature, we have a value for the
ion mobility b of 3.1 x lO'1* nr/V-s.  Then using the expression
for the ion density


                                                            (4/5)
we obtain N  = 4.0 x 10   ions/m  .
           o

     If we assume a 0.14-m/s flow rate through the 0.20-m pipe,
we get a gas velocity of 4.32 m/s.  If the charging is done by'
a 0.15-m long rod, we find that the particles are in the charging
region for a time t = 0.035 s.  Smith and McDonald1*8 have plotted
the number of charges on a particle as a function of N0t, Ec,
and particle size.  From this, we can estimate a value of 40
electron charges for a 0.30-um particle.

     We can now calculate the ion drift velocity as given by
equation 4.1:

                   qE C
              w  =   P c
               p   6Ttay                                     (4.1)
                                64

-------
For this example assume the following values:

               q = 40 electron charges

              E  = 1 x 106 V/m
              C  = 1.7
               c
               a = 0.15 x 10~6 m (1/2 of particle mmd)

               U = 2.5 x 10~5 Pa-s

to obtain a drift velocity of wp = 0.15 m/s.  We can now solve
equation 4.2 for the collection efficiency in terms of the
collection area.  Table 14 shows the plate area required for
a given collection efficiency.

   TABLE 14.  REQUIRED COLLECTION AREA FOR A DESIRED COLLECTION
	EFFICIENCY FOR AN ELECTROSTATIC PRECIPITATOR	

                Efficiency, n           Area, Ap  (m2)
0.5
0.6
0.7
0.8
0.9
0.95
0.66
0.87
1.14
1.52
2.18
2.84

 DESCRIPTION  OF  PROTOTYPE  ELECTROSTATIC  DEVICES

      An  electrostatic  precipitator  has  been proposed to control
 diesel particulate.  This device  features  a periodic wet flushing
 scheme to  thoroughly clean the collected particulate from all
 internal surfaces  of the  system.

      A vertically  oriented,  cylindrical geometry appears best
 suited to  such  a cleaning method  and optimum from the standpoint
 of  structural strength.   A conceptual sketch indicating the basic
 features of  such a system is shown  in Figure 16.  A two-stage
 device was selected to provide a  maximum collecting surface
 within the space limitations of a vehicular installation.  The
 exhaust  gas  from the engine enters  the  precipitator tangentially
                                 65

-------
TO SPRAY
NOZZLES
                      INSULATOR
                                     CABLE TO HIGH
                                     VOLTAGE SUPPLY
                                       SPRAY NOZZLES
             INLET fr(?
                CHARGING
                SECTION
              COLLECTING
              SECTION
              0.30 m LONG
              (12 in.)
         CABLE TO HIGH
         VOLTAGE SUPPLY
         STAR-SHAPED
         ELECTRODES
         (DETAIL)
                                           SUPPORT SPIDER FOR
                                           GROUNDED CYLINDERS
 SUPPORT SPIDER FOR
 HIGH VOLTAGE
 CYLINDERS

INSULATOR

 SUPPORT SPIDER
    OUTLET
                                          REMOVABLE
                                          FIBER FILTER
  STORAGE TANK
    Figure 16.  First prototype electrostatic precipitator for collecting
             diesel paniculate.
                             66

-------
so as to avoid immediate impaction on the high voltage insulators.
The cyclonic motion of the gas in the first stage (upper half)
of the precipitator has little effect on particulate collection
by impaction because most of the particles are very fine; how-
ever, the circular path allows for adequate charging time for
the particles before they enter the collecting stage.

     Particle charging is achieved by means of an electrical
corona discharge from flat, star-shaped electrodes mounted on
the axial rod extending downward from the insulator at the top
of the device.  A corona ball on the end of the rod suppresses
discharges to the grounded plates in the collecting stage.  This
structure is preferred over a more conventional fine-wire corona
discharge electrode because of its ruggedness.

     The collecting stage consists of a set of concentric cyl-
inders.  In sequence of decreasing diameter, the odd-numbered
cylinders are connected to electrical ground and the even-num-
bered cylinders are connected to the output of a high voltage
power supply.  The high voltage cylinders are connected  together
by a metal bus bar and nested between the grounded  insulators.
Insulating spacers between cylinders are avoided in order to
minimize leakage current due to fouling by low resistivity ma-
terial.  Three stand-off insulators are used to  support  the
entire array of high voltage cylinders.

     The precipitator  is to be cleaned periodically by spraying
a nonvolatile liquid through the nozzles at the  top of the de-
vice.  The liquid  is pulled through a fiber filter  at the bottom
of the precipitator and then pumped into a storage  tank  for  the
next cleaning cycle.   The period between flushing operations
would probably be  governed by  the length of time required for
the particulate buildup on the insulators  to develop  a signifi-
cant currant leakage path between high voltage components and
ground.  Provisions would be required to bypass  the precipitator
during the cleaning operation, which might take  30  to 60 s.

     The 0.20-m diameter and 0.15-m long charging region of  this
device allow an estimation of  collection efficiency  using the
numbers obtained  earlier  in this  section.  From  the  detailed
drawings, the plate area can be calculated to be 1.46 m2.  Accord-
ing  to Table 14,  1.52  m2  is required for  the  80% efficiency,
which leads  to an  estimated 79% efficiency for this  device.
In practice, the  efficiency should be somewhat higher due to
the  star-shaped electrodes on  the charging rod.

     A second electrostatic device which  has  been proposed for
diesel exhaust is  a radial  flow device which  uses dielectric
filter material in the collection region.  This  device,  shown
in Figure 17, has  the  following features:
                                67

-------
o\
CO
                   0.15 m (6 in.)
                0.13m (5.25 in.)
                0.08m (3.25 jn.)
                0.03 m (1.25 in.)
                            0.64m (25 in.)
                            0.61 m (24 in.)
                                           INSULATOR
        HIGH
        VOLTAGE
        COLLECTOR
                   PERFORATED
                   METAL
                   SCREENS
FILTER
MATERIAL
CONCENTRIC PRECIPITATOR
WITH DIELECTRIC COLLECTING
MEDIA
                          Figure 17.  Second prototype electrostatic precipitator for collecting
                                    diesel paniculate.

-------
     (a)   two stage operation,  thus  minimizing  ozone generation
          and power consumption,

     (b)   adaptation of high velocity gas throughput in small
          diameter  ducts to low radial velocities for collection,
          thereby reducing reentrainment,

     (c)   high efficiency for the submicron particle size range,

     (d)   utilization of a combination of mechanical collection
          forces as well as coulombic, dielectrophoretic, and
          image electrical forces,

     (e)   convenient geometry for using electrified media in
          the collection stage and ready adaptation to removable
          cartridge form.

     It is believed that the most effective form of collector
would involve a gradation using three collection zones.  The
first would be a mechanical impaction collector utilizing the
high velocity jets of gas produced by the inner perforated screen
that changes the gas flow from the axial to the radial direction.
The second zone could be a relatively coarse fibrous bed of
collection media with superimposed electrostatic field.  The
final zone would be a finer graded bed of fibrous media with
superimposed electrostatic field.

     The efficiency of this device is harder to predict than
that shown in Figure 16.  If the effects of the dielectric ma-
terial are neglected and the particles are assumed  to have acquired
the same charge as in the wire-cylinder  example earlier in this
section (admittedly a bad assumption), then for the metal col-
lection plate area of 1.2 m2 an efficiency of 0.7  (70%) can  be
obtained from Table 14.  The effects of  the dielectric material
will be to increase the collection efficiency.  Figure 18 shows
the results of using various geometries  of dielectric material
in a similar device.  Note that the collection efficiency for
the device was improved for any choice of dielectric geometry
and that the most  efficient case was  for a fibrous  bed similar
to that proposed here.

     This device does have two possible  design drawbacks.  The
first of these is  the susceptibility  to  conductive  contamination
on the insulators.  This will probably be worse on  the ionizer
and may necessitate the use of a different type of  ionizer.
The second is the  increase in backpressure that will result  when
the dielectric fiber bed becomes  loaded  with particles.  The
magnitude of this  problem can only be determined experimentally.
                                 69

-------
             o
            •o
            uS
                100
                10-1
               ID'2
               10-3
               10-4
                            FIRST STAGE ONLY
                     ^
            T>tU
                                     GEOMETRY B
                    3st
       *vT"
         ^i^iTG
     IS
     im
"GEOMETRY C
                        ±S3
I  I    I
                                   P
                 3EOMETRY D
GEOMETRY E
i I  I   I   i
                           90
                a?

                
-------
                            SECTION  5

                          WET  SCRUBBERS
DESCRIPTION OF SCRUBBER PROCESSES FOR COLLECTION OF PARTICULATE
MATTER

Mechanisms

General—

     There are a number of particle collection mechanisms utilized
in wet scrubbers.  Inertial impaction is the primary collection
mechanism for particles of aerodynamic diameter larger than about
0.5 ym.  The particle aerodynamic diameter is the diameter of
a sphere of unit density which has the same gravity settling
velocity as the real particle.

Inertial Impaction—

     A gas stream approaching an object such as a scrubbing liquid
droplet has fluid streamlines curved around the droplet.  The
inertial force causes migration of the particle across the curved
fluid streamlines to the droplet surface resulting  in particle
collection.  The collection of the particles on the droplet by
inertial impaction is dependent upon three factors:   (1)  the
velocity distribution of the gas flowing around the droplet,
(2) the particle trajectory  (which is dependent upon  factors
such as the air resistance on the particle, the particle  mass,
the droplet diameter, and the gas velocity with respect to the
droplet), and  (3) the adhesion of particles to the  droplet once
impacted on the droplet surface.

     The velocity of the particle with respect to the droplet
is characterized by the collecting body Reynolds number,  Re  :


                       Rec = UGpGdd^G                       (5-1}

where:    UG = undisturbed gas stream velocity with respect  to
               the obstacle  (m/s)

           PG = gas stream density  (kg/m3)

          d  = diameter of the droplet  (m)

           MG = gas stream viscosity  (Pa-s)


                                 71

-------
At  low gas velocities, viscosity  factors  govern  the  streamlines,
so  they  smoothly  spread around  the object at  a relatively  large
distance upstream of  the object.  At  high Reynolds numbers,  the
streamlines  abruptly  diverge  immediately  upstream of  the obstacle.
The effect of  sudden  spreading  of the streamlines at  a high  Reynolds
number  (high velocity) is  to  reduce the ability  of the particles
to make  the  sudden change  of  direction required  to stay with
the streamlines,  thereby increasing inertial  impaction and par-
ticle collection.

     The dimensionless Stokes parameter,  Kp,  characterizes the
motion of the  particle around a collecting droplet:
              *p  • -

where:    P  = particle density  (kg/m3)

          d  = particle diameter  (m)

          UG = gas stream velocity  (m/s)

          VIG = gas stream viscosity  (Pa-s)

          d  = droplet diameter  (m)
           c

          CG = Cunningham correction factor  (dimensionless)

The physical meaning of the Stokes parameter is the ratio of
the particle's "stopping distance" to the radius of the collec-
tor.  The stopping distance is the distance  it would take the
particle to stop  in a still fluid.  For spherical obstacles the
critical value of Kp, the value at which smaller values result
in no inertial deposition, is 0.083.  Similarly, for cylindrical
obstacles, the critical Kp is 0.125.  In reality, even below
the critical Kp values, some collection is made at the back of
the obstable because of turbulent eddies.

Gravitational Collection —

     With gravitational collection, the collection obstacle
settles under free-fall through gas stationary with respect to
the velocity of the obstacle.   The collection made by this method
is similar to that of the gas  moving around a stationary obstacle.

Brownian Diffusion —

     Very small particles (diameter <0.1 ym) can easily follow
the streamlines when they diverge around an obstacle, and are
thus rarely collected by inertial impaction.  In gas streams
                               72

-------
with low velocities, small particles can move across the stream-
lines due to Brownian motion.  If the particles diffuse into
the collection obstacles, they are collected and removed from
the gas stream.

     The values for particle diffusivities are several orders
of magnitude smaller than that of gases and are close to those
values of solutes in liquid.  Using the Einstein equation, the
particle diffusion coefficient can be calculated for particles
larger than 0.062 ym:
                   C kT
where:
              D.
          C  = Cunningham correction  factor  (dimensionless)
           c
                                                             (5.3)
           k = Boltzmann constant  (joule/K)

           T = absolute temperature

          yG = gas  stream  viscosity  (Pa-s)

          d  = particle diameter  (m)

One major assumption  in using  this equation  is  that the particle
concentration remains  constant at  a  large  distance from the
collecting obstacle,  and that  near the  collection surface the
particle concentration is  zero.

Electrostatic Collection—

      There are  five aspects  of electrical  forces that affect
the particle near  the collecting  obstacle; these are dependent
on particle and  collector  charging.

      a.    When  both particle  and collector  are oppositely charged,
           the  coulombic  force Kei dominates.

      b.    When  only the  collector is charged  and this induces
           an  image charge of  opposite polarity to the particle,
           the  force K62  dominates.

      c.    When  only the  particle is charged and it induces an
            image charge of opposite  polarity to the collector,
           the  force K63  has an influence on particle collection.

      d.    The  repulsive  force on the particle due to similarly
           charged particles on the  collector's surface, Keit,
           has  an influence on particle collection.
                               73

-------
     e.    The attractive force, Kes/  between a charged particle
           and a grounded collector that has an induced charge
           caused by the surrounding charged particles  has an
           influence on particle collection.

     Both the repulsive force  (K6lf) and the space charge attractive
force  (Kes) are dependent on particle concentration and in most
cases can be considered negligible unless the scrubber uses bubbles
as the collector.  The image force K63 is small and in most cases
will be negligible.

Thermophoresis and Diffusiophoresis—

     Temperature or water vapor pressure gradients between the
surface of the collection droplets and the surrounding gases
can create a particle velocity toward the droplets, thereby in-
creasing particle collection efficiency.  The magnitude of the
velocity, and its effect on collection efficiency, depends on
characteristics of the gas and the gradient involved.

     Thermophoresis—When the gas temperatures on opposite sides
of a particle are different, gas molecules on the warmer side
will have a higher kinetic energy, and will randomly strike the
particle with more force than will molecules on the cooler side
of the particle.  This unbalanced striking force causes the
particle to move away from the warmer temperature zone.  The
velocity at which the particle moves depends on the temperature
gradient across the particle, the relative thermal conductivities
of the gas and particle (which govern the rate at which thermal
energy is conducted through the particle), and the density and
viscosity of the gas (which govern the drag force on the particle
at a given velocity).  In general, thermophoresis does not have
a significant effect on particle collection because a large
temperature gradient is required to cause particle migration
velocities of a reasonable magnitude.

     Piffusiophoresis—When the partial vapor pressure of water
in the bulk gas is greater than the water vapor pressure at the
surface of the collection droplets, water vapor will condense
from the gaseous state onto the droplets.  A bulk motion of gas
toward the droplets is thus created to replace the condensed
vapor.  This bulk motion of the gas toward the droplet and motion
of the water vapor towards the droplet sweep the particle toward
the droplet.  In general,  diffusiophoresis can have a significant
effect for the collection of fine particles.

     Effect of Thermo- and Diffusiophoresis on Collection Effi-
ciency—The two phoretic forces can either increase or decrease
collection efficiency,  depending on the direction of the appro-
priate gradient.  Thermophoresis will increase collection effi-
                                74

-------
ciency when the collection droplets are cooler than the surround-
ing gases.  Diffusiophoresis will increase collection efficiency
when collection droplets are condensing, and will reduce collec-
tion efficiency when the droplets are evaporating.

Types of Scrubbers

General—

     Wet scrubbers are generally classified by the geometry or
physical configuration of the scrubber.  Because there are many
gas-liquid contacting geometries possible, there is a consider-
able number of scrubber types available.  However, the scrubber
types have design and operating parameters which can be compared,
as shown in Table 15.

Spray Towers—

     A spray towers  is the simplest type of scrubber.  A spray
of liquid droplets is produced by nozzles and allowed to fall
through a rising stream of dirty gases.  The  simplest of spray
scrubbers produce droplets that are sufficiently large so that
the settling velocity is greater than  the upward velocity of
the gas stream.  To  increase the residence time of the droplets,
the spray droplets are formed at such  a size  that  the settling
velocity is less than the vertical gas velocity, entraining  the
spray droplets  in the gas stream.  This will  decrease the rela-
tive velocity between the particles and the droplet, resulting
in a smaller inertial impaction parameter, but it  will increase
those collection mechanisms that require a longer  residence  time.
The predominant collection mechanism most spray scrubbers are
designed for is inertial  impaction; thus the  collection effi-
ciency for small particles  is low.

Venturi Scrubbers—

     In the venturi  scrubber, the  relative velocity  between  the
gas and the injected liquid causes the formation  of  the droplets.
The gas is accelerated through a mechanical constriction, causing
any water that  is injected  in the  venturi throat  to  be sheared
off and atomized.  The droplet diameters  formed can  range from
10 to 300 ym, depending upon the gas velocity. Within  the venturi
throat the turbulence due to the gas acceleration  enhances  impinge-
ment collection.  The particle removal efficiency  is mainly  a
function of the pressure  drop, liquid-to-gas  flow  rate ratio,
and velocity of the  gas through  the venturi throat.  The velocity
and liquid-to-gas ratio have this  effect  by controlling  the
relative  throat velocity  and the degree of collection  by  the
droplets.  The  gas pressure drop and the  gas  velocity  in  the
venturi throat  are related.  It  is necessary  to  have some means
                                 75

-------
TABLE 15.  OPERATING AND DESIGN PARAMETERS OF SCRUBBERS

Type
Spray
Venturi
Impingement
plate
Sieve plate
Charged
droplet
Floating
bed
Induced
draft
Liquid-to-gas
flow ratio
(m3/1000 m3)
0.27-4.0
0.13-2.7
0.13-0.27
per plate
0.13-0.27
per plate
0.13-2.7
1.3-6.7
0.53-1.3

Gas
velocity
(m/s)
0.60-3.0
30-120
15-30
through
jets
15-30
through
jets
0.60-3.0
3.0-6.0
1.2-6.0

Gas
pressure
drop
(Pa)
<250
2500-37300
250-1000
per plate
250-1000
per plate
250
1000-1250
per stage
500-2000

Gas
residence
time
(s)
5-20
0.1
2-4
2-4
5-20
1-5
1-2

Capability of
collecting
0.2-ym particles
low
possible with
high gas
velocity
low
low-medium
high
low-medium
low


-------
of collection of the droplets entrained in the gas stream by
the venturi.  Mist droplet collectors include cyclone separators,
wire mesh filters, sieve plate scrubbers, and impingement baffle
vanes.

Impingement Plate Scrubbers—

     Impingement plate scrubbers are generally towers with hori-
zontal plates placed at regular intervals.  These plates have
a pattern of holes in them (0.1 to 1.0 cm and 6,400 to 32,000
holes/m2) to allow the gas to pass through.  Impingement baffles
are located directly above the holes in the tray.  As the gas
accelerates through the orifices in the tray, the entrained par-
ticles are also accelerated; many of these particles will impact
onto the baffle and be washed away by the liquid flowing over
the top of the trays.  Due to the gas flow through the orifices
at a high velocity, some of the water flowing over the plates
and baffles is torn away creating water droplets.  These droplets
have a low velocity compared to the gas stream, which allows
for the  impaction of the particles onto the droplets.  This
allows for two means of impaction for collecting the particles,
impaction on the droplets and impaction on the baffles.  The
liquid flow is controlled by weirs.  In most cases a mist elimi-
nator is needed; either vane axial cyclones or impingement  baffle
vanes are effective for the size of droplets produced.

Sieve Plate Bubble Scrubbers—

     Sieve plate scrubbers are also known as foam scrubbers.
The particles are collected on the inside surfaces of the foam
bubbles.  In appearance these scrubbers look like an impingement
plate scrubber, without the impingement baffles.  Generally,
the foam scrubbers have a larger quantity of orifices and also
a larger orifice diameter.

     Collection by inertial impaction takes place during the
formation of the bubble.  A secondary  impaction  mechanism works
as the bubble rises through the foam.  This  is due to gas and
particulate circulation inside the bubble, causing centrifugal
deposition of the particles on the bubble's wall.  Because  of
the long residence time due to bubble  rise through the  foam,
Brownian diffusion plays  an  important  role in  the collection
of small particles.  Particle collection  by Brownian diffusion
is also  enhanced by gas circulation  in the bubble during bubble
rise through the  liquid.

     The kinetic  energy from  the gas  up-flow prevents  the  liquid
from weeping through the  perforations.   If the gas velocity de-
creases  below the critical  velocity  for  weeping,  the liquid will
seep through the  orifices,  causing a  large decrease  in  particle
                                77

-------
collection efficiency.  On the other hand, if the gas velocity
becomes too great, the pressure drop will become so large that
the liquid will discontinue to flow, and flooding (build-up of
liquid in the tower as it cannot flow downwards) occurs.

Charged Droplet Scrubbers—

     Electrostatics can enhance the performance of wet scrubbers,
making it a logical extension to any of the previously discussed
scrubbers.  Charging of the particles can be accomplished by
passing the dust-laden gases through a high-voltage ionizing
section where corona discharge ionizes the air; through intercep-
tion with the air ions, the charge is transferred to the par-
ticles.  These charged particles then enter the scrubber; if
the particles are not collected by the typical mechanisms of
the scrubber, collection may occur by the electrostatic attraction.

     This particle-droplet attraction can be caused by the image
charge induced onto the droplet by the charged particle.  The
droplet can be electrostatically charged to the polarity opposite
to the particle charge, and the particle-droplets undergo coulombic
attraction forces (which can be the largest electrostatic particle-
droplet attractive forces available).

DISCUSSION OF THE LITERATURE ON WET SCRUBBERS

     Very little literature appears to exist on the subject of
wet scrubbers for diesel engines.  Such literature as was located
in the literature survey for this project provides little informa-
tion on specific scrubber designs that would be applicable to
particulate control in light-duty vehicles.

     Lawson and Vergeer50 reported on the results obtained with
a diesel engine intended for operation in an underground environ-
ment.  They described two wet scrubbers as "a single path water
bath conditioner" and "a more sophisticated packed bed water
scrubber."  For the single pass device, the authors reported
that particulate capture averaged only about 30%, which was con-
sidered unsatisfactory performance.  For the packed bed device,
the removal efficiency of particulates was, at best, only margin-
ally better than that in the single pass device and under some
operating conditions was virtually identical to that in the single
pass device.  Much of the authors' interest in the functioning
of wet scrubbers was for the control of hydrocarbons and gases.

     Wood and Colburn51 also addressed scrubbers for use with
diesel equipment in an underground environment.  They, too, were
concerned not only with the removal of particulates but with
the removal of gases such as nitrogen oxides.  The authors pro-
vided little specific information on scrubber design or scrubber
                               78

-------
performance.  Their general position seemed to be that the per-
formance of wet scrubbers has not been systematically investi-
gated but that such performance should be systematically studied
in view of the many design options that are available and the
large body of background information that has been accumulated
for scrubbers in other applications.  The authors made one specific
recommendation:  that water injection into the exhaust turbine
of a turbocharger be investigated as a means of particulate
control.

     Sudar and Grantham52 described the use of a molten alkaline
carbonate scrubber on a diesel urban bus.  This device was of
primary interest for controlling nitrogen oxide emissions.  The
effect of the device on particulate emissions does not appear
to have been quantified.  It is not apparent that a  fused salt
scrubber would offer any advantages over a water scrubber for
particulate removal.

CALCULATION OF SCRUBBER EFFICIENCIES FOR PARTICULATE CONTROL

General Approach

     The characteristics of diesel particulate that  were  used
in calculations of scrubber efficiencies were as follows:

     Particle density -  2,000  kg/m3  (2.0 g/cm3)

     Particle mass median diameter  -  2  x 10~7 m  (0.2 ym)

     The assumption  was  made that  the diesel  exhaust gas  would
enter  the scrubber at either of  two  temperatures,  52 or  200°C.
The  lower of  these two  temperatures  is  that prescribed  by EPA
for  measuring condensible gases  as  particulate.  The upper  tem-
perature  is an estimated  temperature  of the exhaust  gas  as  it
enters  the  muffler.   The  volume  flow  rate  of  gas at  the  upper
temperature was  estimated  as 0.14  m3/s  (300  ft3/min) for  an
automobile  at  highway cruising speed.   The corresponding  volume
flow rate at  the  lower  temperature was  estimated as  0.097 m3/min
 (206 ft3/min)  for  the same  conditions.

     Estimates of  the operating  temperature  and  water vapor con-
centration  in  a  scrubber  were  made by assuming  that  adiabatic
equilibration  of  the gas and water  would be  established with
respect to  both  temperature and  water  vapor  concentration.   The
operation  of  the  water  loop supplying the  scrubber was assumed
to be  virtually  isothermal, and  the concentration  of water vapor
entering  the  scrubber was  estimated as  3%  by  volume.  The result-
 ing  estimates  for  the different  operating  conditions were then
as follows:
                                79

-------
     Gas, water temperature, 52°C
     Gas, water outlet temperatures, 30°C
     Gas outlet water vapor concentration, 4.19%

     Gas inlet temperature, 300°C
     Gas, water outlet temperatures, 50°C
     Gas outlet water vapor concentration, 12.17%

     The calculations of scrubber efficiencies and related param-
eters followed the format presented in the Scrubber Handbook.53
These calculations were related to the pressure drops in the
scrubbers, which were assumed to be limited to a maximum of
2,500 Pa (25.4 cm or 10 in. of water head).  In one type of ap-
proach, it was convenient to set the pressure drop at the maximum
desired and then to calculate the related parameters and finally
the efficiency.  This approach was followed with the venturi
scrubber.  In another approach, various parameters were assigned
reasonable values, and then the resulting efficiency and pressure
drop were calculated.  This approach was followed with the sieve
plate bubble scrubber.  In the calculations to follow, the SI
system of units used heretofore in this report was abandoned
because of the expression of equations in the Scrubber Handbook
in cgs or English units.

Calculations for a Venturi Scrubber

Design Considerations—

     Calculations were made for a venturi operating at the maxi-
mum allowable pressure drop of 25.4 cm (10 in.) of water.  This
was done even though a common pressure drop for a venturi is
frequently much higher.  A series of selected liquid-to-gas
volume ratios was assumed, and then values of various parameters—
ultimately the efficiency—were calculated.

Calculations*—

     1.  Assume the maximum pressure drop and calculate the velocity
         of the gas in the throat of the venturi for a series
         of liquid-to-gas ratios.

                  M  .  r      AP        i                    . _
G    !.Q3 , in-.
                             x 10~3(L/G)
* Definition of symbols and numerical values of certain parameters
  are given in the following section, Notation.


                                80

-------
     2.   Calculate the diameter  of the droplets produced in the
         ventur i .
                  dd = jp. + 91.8(L/G)1-5                    (5.5)
                        G
     3.   Calculate the Stokes impaction parameter.
                       P <3 2U_C
     4 .   Calculate the function given below involving the Stokes
         impaction parameter and the wetting factor f, where
         f is assumed to be 0.25 for a hydrophobic particle.
                                K f + 0.7
   0.49  1 1_
0.7 + KpfJ Kp
F(Kp,f) = 1-0.7 - Kpf -f 1.4 in [^-^j	) + n ,V; f \ ^   (5.6)
     5.  Calculate the penetration of diesel particulate through
         the venturi.
                  P  = exp  [  % L d(F(K  .f))(L/G)]           (5.7)
                             °°^G      p
     6.  Calculate the efficiency of particulate  removal.
                  n = 100(1 - P )                            (5.8)
Notation—
           CG = Cunningham  correction  factor
           d  = diameter of particle  (2  x  10~5  cm)
           d^ = diameter of droplet  (cm)
            f = wetting factor  (0.25)
      F(K  ,f) = function of Stokes  impaction parameter
         p      and wetting factor
           K  = Stokes  impaction parameter
           L/G = liquid-to-gas ratio  (dimensionless)
           AP = pressure drop  (25.4  cm of  water)
           Pfc = penetration
           UQ = gas velocity  in  throat (cm/s)
                                 81

-------
            n = efficiency, %

           p  = particle density (2.0 g/cm )

           p. = water density (g/cm3)
            LI
           VG = gas viscosity (g/(cm-s))

Results—

     The results of the calculations are given in the following
two tables.  In Table 16, the assumed scrubber temperature is
30°C.  In Table 17, the assumed temperature is 50°C.  The results
indicate that a maximum efficiency of 4 to 5% would occur at
either temperature.  The conclusion, therefore, is that a venturi
would be too inefficient for particulate removal from diesel
exhaust under the assumed constraint of pressure drop.

Calculations for a Sieve Plate Bubble Scrubber

Design Considerations—

     The inefficiency of collecting 0.2-pm particles by impaction
in a venturi scrubber led to consideration of a sieve plate bubble
scrubber, in which collection by the combined mechanisms of im-
paction and diffusion was expected to give more promising results.
Reasonable values were assigned to the appropriate operating
parameters, and calculations were made of efficiency and pressure
drop.

Calculations*—

     1.  Assume an orifice diameter of 0.5 cm and (a) calculate
         the minimum orifice velocity Uh to prevent weeping and
         (b) calculate the maximum superficial gas velocity us
         for a column to prevent flooding.  The equations are:

                                    jO.zs.GjO.izsjo.s      (5<9)
                   -G   "                  ML

                Pr - P,,
         Us = k(-=-r—S)°'5 where k = 6                    (5.10)


         For assumed values of the foam height h, calculate the
         efficiency of particle collection n  (a percentage) by
         the combined mechanisms of impaction and diffusion.
         The equation is:
* Definition of symbols and numerical values of certain parameters
  are given in the following section, Notation.
                              82

-------
           TABLE 16.  EFFICIENCY OF PARTICULATE REMOVAL IN A VENTURI AT 30°C*
oo
u>

L/Gf U.

3.
6.

342
684

x 10"5
x ID"5

2
1
_ , cm/s
^
.72
.92

x 10"
x 10"

1.
2.
d , , cm
a
86 x
65 x

io-3
io-3

13
6
K_
P
.26
.572
F

-1
-6
(K.f)
P
.092
.734

x IO-1
x IO-2
n, %

3.53
4.36
1.337 x 10-"  1.36 x 10"  3.82 x 10~3   3.229        -3.351 x 10"2  4.43


2.674 x 10~"  9.60 x IO3  5.61 x 10~3   1.552        -1.304 x lO"2  3.59


4.010 x 10~"  7.84 x IO3  7.12 x 10~3   9.998 x 10"1 -6.657 x 1Q-3  2.86


1.337 x ID"3  4.29 x IO3  1.61 x 10~2   2.417 x 10"1 -6.144 x 10""  1.10


2.674 x 1Q-3  3.04 x IO3  2.91 x lO"2   9.476 x 10"2 -9.080 x 10~5  0.42



* Constants:  PL = 0.99567 g/cm3; MG = 1.86 x 10"" g/(cm/s); CG = 1.898.
         These are dimensionless quantities corresponding  to  L/G  ratios  ranging
           from 0.25 to 20 gal./lOOO  ft3.

-------
        TABLE  17.   EFFICIENCY OF  PARTICULATE REMOVAL IN A VENTURI AT 50°C*
oo

L/Gf
6.684
1.337
2.674
4.010
5.347
6.684
x
x
X
X
X
X
io-5
10"*
10~*
10"*
10"*
10"*
U , cm/s
1.92
1.36
9.60
7.84
6.79
6.07
x
x
X
X
X
X
10*
10*
IO3
IO3
IO3
10 3
dd<
2.65
3.82
5.61
7.12
8.50
9.82
x
x
x
x
x
x
cm
io-3
10- 3
10- 3
10- 3
io-3
io-3
KP
6.486
3.187
1.532
9.858 x IO"1
7.152 x 10"1
5.534 x IO"1

-6
-3
-1
-6
-3
-2
F(K ,f)
.667 x
.308 x
.278 x
.533 x
.805 x
.473 x

io-2
io-2
10"2
10'2
10~3
ID'3
n, %
4.09
4.14
3.33
2.66
2.14
1.80

     * Constants:  PL = 0.98807 g/cm3; VIQ =  1.95  x  10~*  g/(cm-s);  CG  =  1.964.

       These are dimensionless quantities corresponding  to  L/G  ratios ranging
       from 0.50 to 5 gal./lOOO ft3.

-------
                                                  D
               n/100  =  1  -  exp[-40F2K   -  1.87h(- - -f— ) ° ' 5 ] (5. 11)
                                    P          (rb)   b

         The  inertial impaction  parameter K  is given by  the
         equation:                          P

                    p d 2UC
               K   =   P P 'h c                               (5.12)
               P     9Vd

         The  foam density can  be estimated by:

               F  = exp[-(0.184U P ° ' 5  + 0.45)]             (5.13)
                               S ^j

         The  radius of bubbles formed,  r. , is computed from:


                           -)"°-°5                       (5.14)
         The rising velocity of the bubble Vb is calculated from:

                         g(PT - P_)0'5                           <5'17>

         In this calculation, Ug  is  reduced  to 80%  of  the  value
         previously  calculated  to ensure  against flooding.

     4.  Calculate the pressure drop for  a sieve tray plate (ex-
         pressed in  inches  of water) :


               ht =  hw + how +  hdp  + hr


                                 85

-------
                      = h'F (the pressure head up to the Level  (5.19)
                    if the weir)
where:    h
          o

         h   = 0.48 F (nr)0*67  (the pressure head
          ow         w w
         above the level of the weir)
                                                                (5.20)
                  "dp " 2C2pLg(2.54)

                  the dry plate)
                             (the pressure head from    (5.21)
         ij- = 1.14[0.4(1.25 - fh) +  (1 - fh)M


         h  =  'ij  i (the residual pressure head)
                                                                (5.22)
Notation—
                                               Value at
Quantity
C - Cunningham correction factor
c
d = particle diameter (cm)
d = column diameter (cm)
c
d. = perforation diameter (cm)
30°C
1.898
2 x 10"5
28.50
0.5
50°C
1.964
2 x 10"5
28.85
0.5
 d, '  = perforation diameter (in.)

  D  = diffusion coefficient (cm2/s)

  f.  = fraction of tray area per-
   n      forated
  F  = correction for column wall
   w     curvature
   F = foam density

   g = acceleration of gravity
         (cm/s2)

   h = foam height (cm)

  h1 = foam height (in.)

 hd  = dry plate  pressure drop
   F     (in.  of  water)

  hr = residual pressure  drop
         (in.  of  water)
                              0.1968

                              2.252 x 10

                              0.07


                              1.2


                              0.263

                              981
0.1968

2.394 x 10~«

0.07


1.2


0.265

981
                              5, 10          5, 10

                              1.968, 3.937   1.968, 3.937
                                86

-------
                                               Value  at
Quantity	3Q°C	   	50lC	

 h   = pressure head due to water
  ow     over weir height  (in.
         of water)

  h  = pressure head due to water  up         -
   w     to weir height  (in. of
         water)

  h  = total pressure head (in.  of          -
         water)

   k = Boltzmann constant               1.381 x 10~16  1.381 x 10~16
          (ergs/K)

  K  = Stokes  impaction  parameter

 L/G = liquid-to-gas  ratio
          (gal./lOOO  ft3)

 L/G1 = liquid-to-gas  ratio (L/min3)

  QG = gas  flow rate  (gal./min)

 QG' = gas  flow rate  (cm3/s)

  Q, = liquid  flow rate  (gal./min)
   j-i

  r. = bubble  radius  (cm)

   T = temperature (K)                  303            323

  U  = superficial gas  velocity
   s      (cm/a)

  U, = orifice gas velocity (cm/s)

  Vfc = bubble  velocity  (cm/s)           24.891         24.648

  W1 = weir length (in.)*              9.25           9.25

  MG = gas  viscosity (g/(cm-s))        1.86 x 10~"    1.95  x  10-*

  v  = gas  kinematic viscosity         0.163          0.186
   ^      (cm2/a)

  PG = gas  density (g/cm3)             1.1468 x  10 ~3 1.0428 x 10~3
 * See Figure 19.


                                  87

-------
                                               Value at
Quantity	       30°C           50°C

  PT = liquid density  (g/cm3)          0.99567        0.98807
   i_»

 PL' = liquid density  (lb/ft3)         62.4           61.9

  p  = particle density  (g/cm3)        2.0            2.0

   6 = liquid surface  tension          71.18          67.91
          (dyne/cm)

   n = single stage efficiency  (%)

  nfc = total efficiency  (%)


Results—

     The results of the calculations are given in the series
of tables that follows.  Table  18 presents the results of calcula-
tions of Uh and Us for various  assumed L/G values.  Tables 19
and 20 give the results of efficiency calculations for a single-
stage sieve tray operating at 30 and 50°C, respectively, with
two assumed foam heights, 5 and 10 cm.  Table 21 gives calculated
column diameters, and  Table 22  gives calculated pressure drops
for a single-stage sieve tray,  as visualized in Figure 19.

          TABLE  18.  MINIMUM  ORIFICE  VELOCITY  AND MAXIMUM
       SUPERFICIAL VELOCITY IN A SIEVE PLATE BUBBLE  SCRUBBER
Temp,
°C
30




50




L/G,
gal./lOOO ft3
1.5
3.0
4.5
6.0
7.5
1.5
3.0
4.5
6.0
7.5
L/G;,
L/m3
0.2
0.4
0.6
0.8
1.0
0.2
0.4
0.6
0.8
1.0
V
cm/s
1162
1043
969
916
875
1222
1097
1021
966
922
Us'
cm/s
177
177
177
177
177
185
185
185
185
185
                                88

-------
  TABLE 19.   SCRUBBER PARAMETERS AND SINGLE-STAGE
EFFICIENCY IN A SIEVE PLATE BUBBLE SCRUBBER AT 30°C
h, cm
5
10
5
10
5
10
5
10
5
10
5
10
5
10
V
cm/s
1100
1100
1500
1500
2000
2000
2500
2500
3000
3000
3500
3500
4000
4000
V
cm
0.236
0.236
0.233
0.233
0.229
0.229
0.227
0.227
0.225
0.225
0.223
0.223
0.222
0.222
KP
0.001985
0.001985
0.002707
0.002707
0.003609
0.003609
0.004511
0.004511
0.005413
0.005413
0.006315
0.006315
0.007218
0.007218
n, %
2.96
5.31'
3.20
5.59
3.50
5.95
3.78
6.25
4.05
6.54
4.32
6.84
4.58
7.11

TABLE 20. SCRUBBER
EFFICIENCY IN A SIEVE
PARAMETERS AND SINGLE-STAGE
PLATE BUBBLE SCRUBBER AT 50°C

h, cm
5
10
5
10
5
10
5
10
5
10
5
10
5
10
V
cm/s
1100
1100
1500
1500
2000
2000
2500
2500
3000
3000
3500
3500
4000
4000
V
cm
0.238
0.238
0.234
0.234
0.231
0.231
0.228
0.228
0.226
0.226
0.224
0.224
0.223
0.223
KP
0.001980
0.001980
0.002700
0.002700
0.003600
0.003600
0.004499
0.004499
0.005399
0.005399
0.006299
0.006299
0.007199
0.007199
n, %
3.19
5.42
3.28
5.74
3.57
6.07
3.86
6.40
4.14
6.71
4.42
7.01
4.68
7.28
                         89

-------
           TABLE 21.  COLUMN DIAMETERS OF A SIEVE PLATE

                          BUBBLE SCRUBBER
Temp,
°C
30

50

QG'
ft3/min
192
192
205
205
QG''
cm/s
90,614
90,614
96,749
96,749
va
cm/s
142
142
148
148
h,
cm
5
10
5
10
dc'
cm
28.50
28.50
28.85
28.85

ft
0.935
0.935
0.947
0.947
a.  Taken as 80% of the values listed in Table 17.
      TABLE 22.  PRESSURE DROP VALUES IN A SINGLE STAGE OF A

                   SIEVE PLATE BUBBLE SCRUBBER
Temp,
°C
30

50


F
0.263
0.263
0.265
0.265
h,
cm
5
10
5
10
h
w
0.518
1.035
0.522
1.043
h
ow
0.064
0.064
0.066
0.066

dp
1.409
1.409
1.291
1.291
h
r
0.349
0.349
0.332
0.332
h
nt
2.340
2.857
2.211
2.732
a.  All values in inches of water. Uh was assumed to be 2000 cm/s.

    L/G was assumed to be 1.5 gal./lOOO ft3 to assign a value to QT

    in the calculation of h                                       L
                           ow
                               90

-------
                          GAS OUT
                                                                                         2.18 IN.
PUMP
              Figure 19.  Diagram of a sieve plate bubble scrubber.
                                          91

-------
     The  results of  the calculations are summarized in Table 23.
This table  is based  on an assumed value of Uh of 2000 cm/s  (which
is safely above the  value required  to prevent weeping) and  as-
sumed values of Us of 142 and 148 cm/s at temperatures of 30
and 50°C, respectively, which are 80% of the maximum values
calculated  to prevent flooding.  The results are given for  two
conditions:   (1) the number of stages allowable to give a pres-
sure drop not exceeding 2,500 Pa and  (2) the number of stages
required  to give a total efficiency greater than 50%.  It is
shown that with a pressure drop below 2,500 Pa, the maximum
efficiency obtainable is about 17%.  It is shown, on the other
hand, that the pressure drop must reach at least 8,000 Pa to
give an efficiency exceeding 50%.   In the first instance, the
estimated height of  the scrubber is about 75 cm (2.5 ft); in
the second  instance, the estimated height is about 300 cm (10 ft).
The conclusion, therefore, is that the sieve plate bubble scrub-
ber is not a practical solution to the problem of removing  diesel
particulate.

Calculations for Other Scrubber Types

     Approximate calculations were made for three scrubber  types
in addition to the venturi and the sieve plate bubble scrubber.
The other three types were the impaction plate, the ordinary
spray scrubber, and  the electrostatic spray scrubber.  The  essen-
tial conclusions reached were as follows:

     • The impaction plate with orifices of 0.1 cm would pro-
       duce a maximum efficiency of about 20% if constrained
       to operate at a maximum pressure difference of 2,500 Pa.

     • A  spray tower would have to be roughly 275 cm (9 ft)  tall
       to accomplish a particulate removal efficiency of 50%
       and would require an excessive volume flow of liquid.

     • An electrostatic spray scrubber with a height not exceed-
       ing 90 cm (3  ft)  might produce a removal efficiency of
       around 50%.   However, this device would not offer design
       advantages over other electrostatic devices discussed
       in this report.

FURTHER CONSIDERATIONS

     The general conclusion to be reached from the foregoing
material  is that wet scrubbers employing water are not, in general
suitable for removing particulate from diesel exhaust.   Under     '
the constraint of a  2,500-Pa pressure drop, they are not effi-
cient enough in removing the fine particles present in diesel
smoke.   A possible exception is the charged droplet scrubber,
but it is not clear  that this device would be preferable to some
other type of electrostatic device.
                               92

-------
\o
CO
              TABLE 23.  SUMMARY OF CALCULATIONS FOR  A  SIEVE  PLATE
                                     BUBBLE  SCRUBBER3

Design limitation
Ap < 10 in. of H20



n > 50%



Temp,
°C
30

50

30

50

h,
cm
5
10
5
10
5
10
5
10
dc'
cm
0.935
0.935
0.947
0.947
0.935
0.935
0.947
0.947
V
cm/s
142
142
148
148
142
142
148
148
No. of
plates
4
3
4
3
20
12
20
12
b
nt'
%
13.3
16.8
13.5
17.1
51.0
52.1
51.7
52.8
AP,b
Pa
2,330
2,130
2.200
2,040
11,700
8,540
11,000
8,160

       a.  Constant conditions:  Uh  =  2000  cm/s,  L/G = 1.5  gal./lOOO ft3,
           number of holes per tray  =  150.

       b.  Total efficiency and  total  pressure  drop.

-------
     The above conclusion  is  reinforced  by consideration of  the
 rate of water loss by  evaporation  in  a wet scrubber.  The water
 loss by evaporation would  obviously be more  severe  for diesel
 exhaust entering  a wet  scrubber  at 200°C rather  than  at 52°C.
 Therefore,  the first consideration will  be made  of  the scrubber
 with inlet  gas at 200°C and outlet gas and water at 50°C.

     Diesel exhaust entering  a scrubber  at 200°C at a rate of
 0.14 m3/s  (300 ft3/roin) will  contain  about 3% by volume water
 vapor as the result of  fuel combustion in the engine.  This  rate
 corresponds to the flow of 1.97  g/s of water vapor.  On leaving
 the scrubber at 50°C with  water  vapor at the saturation level
 (concentration, 12.17%  by  volume), the gas stream will carry
 water vapor away  at the rate  of  8.83  g/s.  Thus, water will  be
 lost at the rate  of 6.86 g/s.   This is equivalent to about
 6.86 x 10~6 m3/s.  For  comparison, the rate of fuel consumption
 may be calculated by assuming that the exhaust flow rate cor-
 responds to a highway speed of 1.61 km/s (60 mi/h) and that  the
 fuel consumption  rate is 2.52 x  10~6  m3/s (25 mi/gal, or
 0.04 gal./min).   The conclusion, therefore, is that water would
 be consumed at 2.7 times the  rate of  consumption of diesel fuel.

     For diesel exhaust entering a scrubber at 52°C and leaving
 at 30°C with 4.19% water,  the rate of water consumption will
 be 2.05 g/s or 2.05 x 10~6 m3/s  (roughly the same as the rate
 of diesel fuel consumption).  However, even if this rate of  water
 consumption were acceptable,  it  would not be clear that the
 exhaust gas could be economically cooled to 52°C before entering
 a scrubber.

     The conclusion that a wet scrubber  would not be a practical
 device is further reinforced by  considerations of the freezing
point of water.  To avoid  the freezing of water under normal
climatic conditions,  some anti-freeze substance would have to
be added.    The addition of such  a substance would probably not
have a beneficial effect on the  already  low efficiencies of
various scrubber devices, and it might have a deleterious effect.
                               94

-------
                            SECTION 6

                            CONCLUSION


     From the preceeding discussion,  it is possible to draw some
conclusions regarding the applicability of scrubbers, electro-
static devices, and filters to the problem of controlling diesel
particulate emissions.  The first of these, scrubbers, can be
eliminated from further consideration due to the large size
required to obtain adequate efficiencies at reasonable backpres-
sures, and to the high rate of water consumption.

     Second, electrostatic devices merit further consideration
for the important reasons that they present very little back-
pressure to the system and that they maintain a relatively high
collection efficiency over the 0.1- to 0.8-um particle size range
over which, according to theory, a dip in filter efficiency occurs,
To offset this, they have the severe disadvantage of dysfunction
due to conductive particle contamination.  Further research will
have to be performed to design a system which can eliminate this
difficulty.  A lesser problem is that of disposal of the col-
lected particulate.  A method must be developed whereby the device
may be cleaned and the collected particulate properly and safely
disposed of as a matter of routine maintenance.

     The third mechanism, filtration, demonstrates the same
problem of disposal of the collected particulate.  Another prob-
lem area is the possibility of high backpressure.  Although it
is possible to design a device of appropriately  low  backpressure
when new, only experimentation will determine the amount of
particulate the filter can collect without elevating  the back-
pressure beyond allowable limits and adversely effecting engine
performance.  The problem of  surface seal  over can be avoided
by utilizing a filter with a  large face  area such as the proposed
prototype.  The advantage of  filtration  is that  it is a mechani-
cally  simpler concept.  Filters, while not necessarily simple
to design, are simpler to build  and maintain in  the  field  than
electrostatic devices and as  a consequence should be cheaper
and more convenient  in use.

     Both electrostatic devices  and  filtration devices show
promise of becoming  workable  solutions  to the diesel exhaust
problem.  However, more research is  needed on both types of
devices.  Prototypes  need  to  be  fabricated and  tested on actual
                                95

-------
diesel exhaust streams.  Determinations of collection efficiency
as a function of particle size would be useful in the study of
the collection mechanisms involved, which should in turn lead
to the development of improved collection devices.  Testing of
prototype devices will also yield additional insights into the
particulate problems that affect each device.

     Additional study is also needed on the effect of gas stream
temperature on the hydrocarbon portion of the particulate.  A
study by Black and High51* indicates that most of the condensation
and subsequent adsorption of vaporous hydrocarbons occurs in
the last few feet of the vehicle's tail pipe.  This implies that
a temperature reduction in the exhaust system would increase
the amount of hydrocarbons which condense and can therefore be
collected as particulate.  Supportive evidence has been given
by Masuda,55 who reports that Eikosha has seen a 20% by volume
increase in collected particulate occur when the cooling air
flow on the Aut-Ainer filter was increased.
                              96

-------
                           SECTION 7

                           REFERENCES


1.  Springer,  K.J.,  and T.M.  Baines.   Emissions from Diesel
    Versions of Production Passenger  Cars.  SAE paper # 770818,
    presented at the SAE Passenger Car Meeting, Detroit, Michi-
    gan, September 26-30, 1977.

2.  Broome, D., and I. Khan.   The Mechanism of Soot Release
    from Combustion of Hydrocarbon Fuels from Air Pollution
    Control in Transport Engines.  Institution of Mechanical
    Engineering, London, England, 1971.

3.  Lipkea, W.H., J.H. Johnson, and C.T. Vuk.  The Physcial
    and Chemical Character of Diesel Particulate Emissions -
    Measurement Technique and Fundamental Considerations.  SAE
    Paper # 780108, presented at the SAE Congress and Exposi-
    tion, Detroit, Michigan, February 27-March 3, 1978.

4.  McCain, J.D., and D. Drehmel.  Particle Size Measurements
    of Automotive Diesel Emissions.  Paper presented at  the
    Second Symposium on the Transfer and Utilization of  Parti-
    culate Control Technology, Denver, Colorado, July  23-27,
    1979.   (A  reprint of this paper appears in this  report as
    Appendix I.)

5.  Stern, A.C.,  Editor.  Air  Pollution Vol.  Ill: Sources  of
    Air Pollution and Their Control.  Academic Press,  New  York,
    New York,  1968.

6.  Briggs, T., J. Throgmorton,  and M. Karaffa.  Air Quality
    Assessment of Particulate  Emissions from  Diesel-Powered
    Vehicles.   Final  Report prepared  for  the  Environmental Pro-
    tection Agency by PEDCo Environmental,  Inc., under  Contract
    No. 68-02-2515.   EPA-450/3-78-038, U.S. Environmental  Pro-
    tection Agency, Research Triangle  Park, North Carolina,
    March  1978.

7.  Pitts,  J.N.,  Jr., A.M. Winer,  and  K.A.  Van Cauwenberghe.
    An  Overview on  Diesel  Exhaust and  Air Quality:   Chemical
    Implications.   In:   Proceedings  of  the Workshop on Unregu-
    lated  Diesel  Emissions  and Their  Potential Health  Effects,
    National  Highway  Traffic  Safety  Administration, Environ-
    mental Protection Agency  and Dept.  of Energy,  April 27-28,
    1978.

                               97

-------
 8.  Federal Register, 44(33) February 1, 1979.

 9.  General Motors Response to EPA Notice of Proposed Rulemaking
     on Particulate Regulation for Light-Duty Diesel Vehicles,
     April 19, 1979.

10.  Springer, K., and R. Stahman.  Removal of Exhaust Parti-
     culate from a Mercedes 300D Diesel Car.  SAE Paper # 770716,
     presented at the SAE Off-Highway Vehicle Meeting and Exhibi-
     tion, Mecca, Milwaukee, Wisconsin, September 12-15, 1977.

11.  Frey, J.W., and M. Corn.  Physcial and Chemical Character-
     istics of Particulates in a Diesel Exhaust.   American
     Industrial Hygiene Association Journal, September-October,
     1967.

12.  Funkenbusch, E.F., D.G. Leddy, and J.H. Johnson.  The
     Characterization of the Soluble Organic Fraction of Diesel
     Particulate Matter.  SAE Paper #  790418, presented at the
     Congress and Exposition Cobo Hall, Detroit, Michigan, February
     26-March 2, 1979.

13.  Mentser, M. and A.G. Sharky.  Chemical Characterization
     of Diesel Exhaust Particulates.  Publication No. PERC/RI-
     77/5, Pittsburgh Energy Research Center, Pittsburg, Pennsyl-
     vania, March 1977.

14.  Davies, C.N.  Aerosol Science.  Academic Press, Chapters
     8 and 9, 1966.

15.  Chen, C.Y.  Filtration of Aerosols by Fibrous Media.  Chemi-
     cal Review, 55:595, 1955.

16.  Fuchs, N.A., and I.E. Strechkina.  A Note on the Theory
     of Fibrous Aerosol Filters.  Annals of Occupational Hygiene
     6(1):27-30, 1963.

17.  Davies, C.N.  Air Filtration.  Academic Press, 1973.

18.  Saxena, S.C., and W.M. Swift.  Dust Removal from Hot and
     Compressed Gas Streams by Fibrous and Granular Bed Filters:
     A State of the Art Review.  Argonne National Laboratory,
     May 1978.

19.  Loffler, F.  Collection of Particles by Fiber Filters.
     Air Pollution Control, Part 1, W. Strauss, Ed. Wiley-Inter-
     science, New York, New York, 1971.

20.  Stenhouse, J.I.T., G.P. Bloom, and N.T.J. Chard.  Dust Load-
     ing Characteristics of High Inertial Fibrous Filters.  Ameri-
     can Industrial Hygiene Association Journal, 39(3):219, 1978.


                                98

-------
21   Loffler,  F.   Adhesion Probability in Fiber Filters.  Clean
     Air, 8(4),  1974.

22.  Stenhouse,  J.I.T., G.P. Bloom, and N.T.J. Chard.  High
     Inertia Fibrous Filtration—Optimum Conditions.  Filtration
     Separation,  15(2):128, 1978.

23.  Paretsky, L., et al.  Panel Bed Filter for Simultaneous
     Removal of Fly Ash and SO2:  II Filtration of Dilute Aerosol
     by Sand Beds.  Journal of the Air Pollution Control Associa-
     tion, 21(4):204-209, April 1971.

24.  Tardos, G.I., N. Abauf, and C. Gutfinger.  Dust Deposition
     in Granular Bed Filters:  Theories and Experiments.  Journal
     of the Air Pollution Control Association, 28(4):354-363,
     April 1978.

25.  Eastwood, J., et  al.  Random Loose Porosity of  Packed  Beds.
     British Chemical  Engineering, 14(11):1542-1545, November
     1969.

26.  Lee, K.W., and J.A. Gieseke.  Collection of Aerosol  Par-
     ticles by Packed  Beds.  Environmental Science  and  Technology,
     13(4):466-470, April  1979.

27.  Schmidt, E.W., et al.  Filtration Theory for Granular  Beds.
     Journal of  the Air  Pollution  Control Association,  28(2):143-
     146, February  1978.

28.  Jackson, S.,  and  S. Calvert.  Entrained  Particle Collection
     in  Packed Beds.   A.I.Ch.E.  Journal,  12:1075, November  1966.

29.  Ergun, S.   Fluid  Flow Through Packed Columns.   Chemical
     Engineering  Progress,  48:89-94,  1952.

30.  Lee, K.C.,  et  al.  The Panel  Bed Filter.  Electric Power
     Research  Institute (EPRI  AF-560), May 1977.

31.  Taub,  S.I.   Filtration Phenomena in a Packed Bed  Filter,
     Doctoral  Thesis,  Carnegie-Mellon University,  1971.

32.  Goren, S.L.   Aerosol  Filtration by  Granular  Beds.   Paper
     presented at the EPA Particulate Control Technology Sym-
     posium,  Denver,  Colorado, July  1978.

33.  Sullivan, H.,  L.  Tessier, C.  Hermance,  and G.  Bragg.  Reduc-
     tion of  Diesel Exhaust Emissions (Underground  Mine Service).
     Prepared  for the Department of  Energy,  Mines and Resources,
     Ottawa,  by  the Mechanical Engineering Department of the
     University  of Waterloo,  Waterloo,  Ontario, May 1977.
                                99

-------
34.  Communication between Eikosha Company and Grady B. Nichols
     of Southern Research Institute.

35.  Pauthenier, M.,  and M. Moreau-Hanot.   Charging of Spherical
     Particles in an Ionizing Field.  J. Phys. Radium, 3(7):590-
     613, 1932.

36.  White, H.J.  Particle Charging in Electrostatic Precipita-
     tion.  Trans. Amer. Inst. Elec. Eng.  Part 1, 70:1186-1191,
     1951.

37.  Murphy, A.T., F.T. Adler, and G.W. Penney.  A Theoretical
     Analysis of the Effects of an Electric Field on the Charging
     of Fine Particles.  Trans. Amer. Inst. Elec. Eng., 78:318-
     326, 1959.

38.  White, H.J.  Industrial Electrostatic Precipitation.  Addison-
     Wesley, Reading, Massachusetts, 1963.  p. 157.

39.  Fuchs, N.A.  The Mechanics of Aerosols, Chapter 2.  Macmillan,
     New York, New York, 1964.

40.  White, H.J.  Reference 8, pp. 166-170.

41.  White, H.J.  Reference 8, pp. 185-190.

42.  Penney, G.W., and S. Craig.  Pulsed Discharges Preceding
     Sparkover at Low Voltage Gradients.  AIEE Winter General
     Meeting, New York, New York, 1961.

43.  Pottinger, J.F.   The Collection of Difficult Materials by
     Electrostatic Precipitation.  Australian Chem. Process Eng.,
     20(2):17-23, 1967.

44.  Gooch, J.P., and G.H. Marchant, Jr.  Electrostatic Precipi-
     tator Rapping Reentrainment and Computer Model Studies.
     Final Draft Report prepared for the Electric Power Research
     Institute by Southern Research Institute,-1977.

45.  Spencer, H.w.  A Study of Rapping Reentrainment in a Nearly
     Full Scale Pilot Electrostatic Precipitator.  EPA-600/2-
     76-140, U.S. Environmental Protection Agency, Research
     Triangle Park, North Carolina, 1976.

46.  Springer, K.I.  An Investigation of Diesel-Powered Vehicle
     Odor and Smoke.   Final Report to the National Air Pollution
     Control Administration, Department of Health, Education,
     and Welfare, October 1969.  Publication No. AR-695.

47.  White, H.J.  Industrial Electrostatic Precipitation.  Ad-
     dison Wesley, Reading, Massachusetts, 1963.
                             100

-------
48.  Smith, W.B.,  and J.R.  McDonald.   Development of a Theory
     for the Charging of Particles by Unipolar Ions.  J. Aerosol
     Sci., 7:151-166, 1976.

49.  Inculet, I.I., and G.S.P. Castle.  A Two-Stage Concentric
     Geometry Electrostatic Precipitator with Electrified Media.
     ASHRAE Journal, March 1971.

50.  Lawson, A., and H. Vergeer.  Analysis of Diesel Exhaust
     Emitted from Water Scrubbers and Catalytic Purifiers.
     Ontario Research Foundation, 1977.

51.  Wood, C.D., and J.W. Colburn, Jr. Control Technology for
     Diesel Equipment in the Underground Mining Environment-
     A Review of Selected Topics.  Final Report prepared by
     Southwest Research Institute for U.S. Department of the
     Interior, Bureau of Mines, Twin Cities, Minnesota, Purchase
     Order P3381399, January 1979.

52.  Sudar, S., and  L. Grantham.  Diesel Exhaust Emission Control
     Program.  Final Report prepared by Atomics  International
     for  Southern  California Rapid Transit District,  Los Angeles,
     California, January 1974.

53.  Calvert, S.,  J. Goldschmid,  D.  Leith, and D.P. Mahta.
     Scrubber Handbook, Volume  I.  Report prepared  by Ambient
     Purification  Technology,  Inc.,  for Environmental Protection
     Agency.  Contract CPA-70-95.  August 1972.

54.  Black,  F. , and  L. High.   Diesel Hydrocarbon Emissions,  Par-
     ticulate and  Gas  Phase Symposium  on Diesel  Particulate  Emis-
     sion Measurement  Characteristic.  U.S.  Environmental  Pro-
     tection Agency, Research  Triangle Park,  North  Carolina.

55.  Private Communication, S.  Masuda  with M.G.  Faulkner  of
     Southern Research  Institute.
                                101

-------
                  APPENDIX I
         PARTICLE  SIZE  MEASUREMENTS  OF
          AUTOMOTIVE  DIESEL  EMISSIONS

                      by

               Joseph D. McCain
          Southern Research  Institute
           2000 Ninth Avenue, South
           Birmingham,  Alabama  35205

                     and

               Dennis C. Drehmel
 Industrial Environmental Research Laboratory
        Environmental Protection  Agency
 Research Triangle Park, North Carolina 27711
                 Presented at

     The Second Symposium on the Transfer
    and Utilization of Particulate Control
Technology, Denver, Colorado, July 23-27, 1979
                    102

-------
Introduction

     The federally mandated fuel economy standards for  passenger
automobiles have resulted in considerable impetus being given
to the introduction of substantial numbers of diesel powered
automobiles into the passenger car fleet.  The diesel engine
has long been acknowledged as being "dirtier" than the spark
ignition gasoline engine (by factors of 30 to 50 in particulate
emissions).  The diesel particulate emissions are primarily car-
bonaceous,  but 10 percent to 50 percent by weight of the material
is adsorbed higher molecular weight organics, a significant
portion of which may be polycyclic aromatics.1 Preliminary
results of Ames microbial mutagenicity bioassay tests have indi-
cated the possibility that these particulates may be carcino-
genic.

     Possible solutions to the diesel particulate problem are
combustion modification or the use of aftertreatment devices
in the exhaust gas stream to collect and/or render the material
innocuous.  Such treatment may be mandatory if the emissions
do prove to represent a significant carcinogenic risk.  Selection
of candidate aftertreatment devices requires  knowledge of the
chemical and physical properties of the particles.   These include
particle morphology, particle size distribution, bulk densities
of the collected material, and particulate mass concentration
and emission rates in the exhaust gas stream.  Because the organic
fraction of the particles appears to be  adsorbed on  the surfaces
of graphitic carbon base particles, the  temperature  history  of
the gas stream may be important.  If the  sorption  process takes
place at elevated temperatures,  then collection of  the particu-
late at the normal, relatively hot, exhaust gas  temperatures
may be sufficient.  However,  if  the sorption  takes  place only
during and after cooling of  the  exhaust  stream  to  near ambient
conditions, the hot particle  collection  will  not  result in  the
removal of  the organic  fraction.

     The study reported here  represents  the  first  of a planned
series of  experiments to characterize  the exhaust  emissions  from
the point  of view of  aftertreatment exhaust  gas  cleanup and  to
collect samples  for bioassays to determine whether  the biological
effects of  particles  collected  at exhaust line  temperatures  are
the same as  those collected  after  dilution and  cooling by  ambient
air.

Test  Program

      The  tests  described here were performed November  27  through
December  1,  1978,  at  a  U.  S.  EPA facility located at Research
Triangle  Park,  North  Carolina.   A 1979 Oldsmobile 88 with a 350
Cubic  Inch Displacement (CID) diesel  engine  was operated  on a
                                103

-------
 Burke E.  Porter  No.  1059 Chassis Dynamometer.   The dynamometer
 was programmed to emulate the Clayton roadload curve for  water-
 brake dynamometers used for vehicle certification.  Test  con-
 ditions included the 13 minute Fuel Economy Test (FET)  combined
 city-highway test cycle, 97 kmph highway cruise, 56 kmph  highway
 cruise, and 56 kmph  no load conditions.  However, conditions were
 not equivalent to those required by EPA for vehicle certification
 and the test results should not be compared to those acquired by
 official  certification methods and conditions.

     Sampling  and measurement  methods included Andersen cascade
 impactors, conventional  filtration  techniques followed by con-
 densers and  organic  sorbent  traps,  optical  single particle counters,
 electrical mobility  methods,  and diffusional methods.  All samples
 were taken directly  from a modified exhaust pipe which was run
 out  from  under the chassis and  alongside the passenger side of
 the  automobile to permit  reasonable access  to the exhaust stream.

     Andersen  Model  III  cascade  impactors with glass fiber impac-
 tion substrates  and  backup filters  were used to  obtain total
 particulate  loadings and  particle size distributions on a mass
 basis over the size  range from about 0.4 ymA to  5 ymA.  The im-
 pactors were operated  in  an  oven close-coupled to the exhaust
 pipe.   During  runs at  a  steady  engine load  (56 kmph and 97 kmph),
 the  oven  was maintained  at the  same temperature  as  the exhaust
 gas  temperature  at the  sampling point.  During the  13 minute
 FET  cycle testing, the  impactors and ovens were maintained at
 about the average exhaust gas  temperature for the cycle, 175°C.

     In addition  to  the  cascade  impactors, a Thermosystems Model
 3030 Electrical  Aerosol  Analyzer  (EAA) was used  to determine
 concentrations and size  distributions of particles  in the size
 range of  0.01  urn to  0.5  pm.   Particle concentrations ranging
 from 0.3  urn  to 2.5 urn  were monitored using a Royco Model 225
 optical particle counter.  The  Southern Research Institute
 SEDS III  sample  extraction,  conditioning, and dilution system
 was  used  as  an interface  between the exhaust system and the EAA
 and  particle counter.   This  system  provides a mechanism for the
 removal of condensible  vapors  from  the sample gas stream at ele-
 vated temperatures followed  by quantitative dilution to particle
 concentrations within  the operating ranges of the measurement
 instruments.

     Figure  1  is a diagrammatic sketch of the layout of the ex-
 haust system and measurement  instrumentation during the tests.

     The vehicle operating conditions were selected to provide
 samples collected at elevated exhaust gas temperatures prior
 to cooling for the same engine cycle as the very large (10 kg)
 sample collected for bioassay work.  This 10 kg bioassay sample
was being collected using the FET test cycle using a standard
 "constant volume" automatic dilution tunnel.  The hot samples
 collected were to be used for Ames  tests to provide some indication


                                104

-------
                      BLOWER
                      EXHAUST
                      FOR ENGINE
                      COOLING
STANDARD
EXHAUST
SYSTEM TO
JUNCTION
DYNOMOMETER
ROLLERS
                                               HEAT TRACED
                                               SAMPLE LINE
                                                          OVEN FOR
                                                          IMPACTORS
                                                          AND FILTERS
                                                   MODIFIED EXHAUST
                                                   PIPE
                                                           FLEXIBLE PIPE
                                                           OUTSIDE OF
                                                           BUILDING
       Figure 1. Modified exhaust pipe and test equipment layout for
                diesel emission testing.
                                   105

-------
of  the relative mutagenicity of material collected at the exhaust
line  temperatures  and material collected after cooling and dilu-
tion.  This  information  is  intended  to provide some  insight  into
whether hot  collection of the particles will remove  the carcino-
genic component of  the exhaust.   In  the program as originally
conceived, samples  were  to  be taken  at a number of points between
the exhaust  manifold and the tailpipe to provide samples col-
lected over  a  range of temperatures  and engine loads.  These
would have provided information on changes  in particle size
distribution and composition as the  exhasut gases were cooled.
Time  limitations in preparing for the tests rendered it impos-
sible to carry out  the proposed plan.  However, it was found
that  a considerable swing in gas  temperature did occur with
changes in engine  load.  However  it  is not possible  to differentiate
between engine load/speed induced and temperature induced con-
centration and composition  changes in the data obtained during
this  test.

     Overall particulate loadings, engine gas flows, and sampling
temperatures for the cascade impactor samples are given in Table
I.  Particle size  distributions for  the various conditions are
given in Figures 2, 3, 4 and 5.   Each figure in this series
contains a plot of  cumulative percentage smaller than the indi-
cated diameter versus diameter from  the impactor data alone and
that obtained  by integrating the distributions from  the electrical
aerosol analyzer up to 0.5  urn and continuing the integration
from  0.5 \im  to 10  urn with the impactor data.  A particle density
of 1.0 g/cm3 was assumed for the  integrations of the EAA data.
The overall  size distributions from  0.01 urn to 10 um obtained
in this fashion agree very  well with those obtained  from the
impactors alone.

     The variability in  particulate  concentrations through the
FET cycle is illustrated in Figure 6.  This shows particle concen-
trations versus time in  three particle size intervals through
several test cycles.  These data were obtained using the optical
particle counter.

     The particulates collected at exhaust gas temperatures were
found to be  approximately 15 percent by mass organics.   The re-
sults of the biotesting  of  the samples from the impactors, filters
and organic  vapor traps  will be reported elsewhere.                '

Conclusions

     Typical particulate concentrations at exhaust line conditions
for the Oldsmobile  350 CID diesel engine were found to be about
50 mg/NCM.   Aerodynamic mass median diameters were about 0.3
to 0.5 um with larger  medium diameters being obtained from higher


                               106

-------
         TABLE I.   RESULTS OF CASCADE IMPACTOR SAMPLING
Average exhaust
Average exhaust
temperature at
Aerodynamic
 mass median
Operating volume flowrate sampling location
mode (m3/s) (°C)
FET cycle
97 kmph
56 kmph
(with load)
56 kmph
(no load)
0.
0.
0.
(Not
051
057
033
Available)
177
218
149
129
Particulate
loading (mg/NCM)
68
55
45
39
particle diameter
(pmA)
0
0
0
0
.26
.54
.46
.33

-------
        nmanmp ffl fflpiEl FUEL 1ESHHP FET DUE
        M) = 1.00 GUI
99.99
      5f
                                           IMPACTOR
                                           ONLY
                              INTEGRATION OF
                             •EAA (0.01-0.5) AND IMPACTOR
                              (0.5-10)
          •JM—\  i i mil	1—i  i i niH	1  i  i i HIM
      10"5          10"1          10°          1O1

       PARTICLE DIAhCTER  (MICROKETERS)

            Figure 2. Particle size distribution for FET-cycle.
                       108

-------
 OUQDBUIBB DIESEL FUEL TCT-RTP 35 IM I/O UN)
RHD = 1.00 a/a
9.99-
§9?^
^j^j • • 	 •
99.8-
99.5-;
99^
98 -;
95:
901
80 J
70 i
60 i
50 i
40 i
30 -i
20 1
±o\
5:
±\
O.5i
O.E:.
n_ rn -



1 1
- I
=" rtf
f ijjr
\ ll^1
[ IMPACTOR— ^^^«»*
r ONLY •-*
: •*
r • INTEGRATION OF EAA (0.01-0.5 Mm)
[ ^* ' AND IMPACTOR (0.5-10 ^m)
L •
I •
\
~ •
r
: •

:
r •
L •
— !Li — i — i i 1 1 1 u 	 i_j — i i i iiu 	 1 i i i i ml
10~5          ID'1          10°          1O1
PARTICLE  DIAMETER  (MICROMETERS)
  Figure 3. Particle size distribution for 35 mph no load condition.
                 109

-------
        DUBBBILE m OE9EL FIB. TEST-RIP £ VN I/ UWI
        no = tan aucc
99.99
99.B
99.5
   99
   98

   95
   90

   SO
   70
   60
   50
   40
   30
   EO

   10
    5
  O.E:
 0.01
                      IMPACTORONLY
y
                          w

                         •  INTEGRATION OF EAA (0.01-0.5 pm)
                        *'  AND IMPACTOR (0.5-10 pm)
          H—I I  I Mill	1—I I im-H	1—I  I I IIMI
      10"5         10"1         10°          1O1

      PARTICLE  DIAMETER (MICROMETERS)

       Figure 4. Particle size distribution for 35 mph with load condition.
                        110

-------
       ffl EESEl FUEL TESHTO1 GO IM
 MI = 1.00 a/a







H-
y
S
LJ
M
H
H
g







99.99-
93.95i
99.9-
99.8-
99.5^
99^
98^
95:
90^
80^
70 i
60 i
501
401
30^
20-
10^
5-
E-
1-
0.5-
O.E-
0.1-
0-05-
n.ni -

i



: r
, I
[ fJ.
^>
f «T^*
r IMPACTOR ONLY — -»»?•*
f •:*•
i- J%*
L •*
• »^ 	 INTEGATION OF EAA (0.01-0.5 urn)
f • AND IMPACTOR (0.5-10 urn)
f •
1 •
r •
r •
r •
1 •
F
r •
	 * i i i 4 i 1 1 1 J i i i i 1 1 1 N i i i i i i nj
10"5         10'1         10P          101
PARTICLE DIAMETER  (MICROMETERS)
    Figure 5. Particle size distribution for 60 mph condition.
                  Ill

-------
ROYCO DIESEL FET CYCLE W/LOAD 11/30     9-10:40







^
^^
t"
X
in
2
§



9
g


7


6




4

3





—


™~




^

•••

r

0

-I 	 1 	 1 	 \ 	 1 	 1 	 1 	 1 	 1 	
CHANNELS CHANNEL , 0.36*.63pn, CYCLE
CHANNEL 3 0.9-1.1 JJm NO.
CHANNEL 5 1.2-2.0 fJm i
2
A 3
4
5
0 6
* 7
• 8
/V •
C* '
0 0 A

o
o v
o °
• • • o
sis! i i
i i i i i i ii i
1 I
START
TIME
8:58
9:11
9:24
9:37
9:50
10:02
10:15
10:28


9


0
O °
* i
A
« 1
	 1 	

SYMBOL"""
0
O —
?
6 __

•
^
A ~~

—

1 —

8 _
0

14

12
10
1
"x 8
H- 1
i 6
O <
O
4
2

150
,
I
125
i
*& 100
i- i
X
| 75
S 50
25
0

CHANNEL 3
—
_

—
i ^
V ^
s S
-. f •
4

I I I

i i T~~
, CHANNEL 1
t
—
>

i
— O
_. I g
i i i
i i i i * i

*
ft
a

o *
§ I
° i
i I i i i i

i I 1 1 1 1

o
v
a
o

* A
' f s i n
i i i i i i


—


_
o
V 	
1 1 °'-
•*™B
1 1 1

III


^mm


"~
9 ~
V •
8" ~~
8
1 1 I
                             6789

                            CYCLE TIME, min
10   11   12   13
 Figure 6. Relative concentration versus time for three particle
          ranges during several FET cycles.
         size
                             112

-------
engine speed/load conditions under steady state operating condi-
tions.  The results reported here are qualitatively similar in
size distribution to those found by other investigators in mea-
surements of emissions from heavy duty diesel engines insofar
as the impactor data are concerned.2'

References

1.   Blacker, S.M.  EPA Program to Assess the Public Health
     Significance of Diesel Emissions.  Journal of the Air Pol-
     lution Control Assoc. Vol 28, page 769, August 1978.

2.   Lipkea, W.H., J.H. Johnson, and C.T. Vuk.  The Physical
     and Chemical Character of Diesel Particulate Emissions -
     Measurement Technique and Fundamental Considerations.  SAE
     Paper # 780108, presented at the SAE Congress and Exposi-
     tion, Detroit, Michigan, February 27-March 3, 1978.

3.   Springer, K., and R. Stahman.   Removal of Exhaust Particulate
     from a Mercedes 300D Diesel Car.  SAE Paper # 770716, pre-
     sented at the SAE Off-Highway Vehicle Meeting and Exhibition,
     Mecca, Milwaukee, Wisconsin, September 12-15, 1977.
                                113

-------
             APPENDIX  II
VAPOR PRESSURE VERSUS TEMPERATURE DATA
     ON ORGANIC COMPOUNDS LISTED
       BY MENTSER AND SHARKYl3
         FOR DIESEL EXHAUST
               114

-------
APPENDIX II.  VAPOR PRESSURE VS. TEMPERATURE DATA  ON  ORGANIC COMPOUNDS LISTED FOR DIESEL EXHAUST
Possible compound
1 Crotonaldehyde
2 8-Propiolactone
3 2-Butanone
Tetrahydrofuran
4 Pentane
5 Ethyl Formate
G lye idol
Methyl Acetate
6 Carbon Disulfide
7 Benzene
8 Pyridine
9 Cyclohexene
10 Cyclohexane
11 Methyl Accylate
12 2-Pentanone
13 Hexane
14 Dioxane
Ethyl Acetate
15 Toluene
16 Aniline
17 Phenol
18 furfural
19 Furfuryl Alcohol
20 Mesityl Oxide
Cyclone xanone
21 Methyl Cyclohexane
22 Cyclohexanol
2-He xanone
23 Ethyl Acrylate
Methyl Methacrylate
Molecular
weight Formula
70.0417
72.0210
72.0573
72.0573
72.0936
74.0366
74.0366
74.0366
75.9442
78.0468
79.0421
82.0780
84.0936
86.0366
86.0729
86.1092
88.0522
88.0522
92.0624
93.0577
94.0417
96.0210
98.0366
98.0729
98.0729
98.1092
100.0085
100.0085
100.0522
100.0522
C,H,0
CjH»02
C.HeO
C»H,0
CsHi:
C,B,02
CjHiOi
CjH6Oj
CS2
C
-------
>IX II  (continued)
Poulble compound
24 Beptane
25 Styrene
26 ethyl leniene
2-lyleae
3-xylem
4-xylene
27 MomxwtbyUnillM
o-Toluldlne
2* p-Qu inane
29 2-Cre*ol
3-Cr*eol
4-cceeol
30 lydroqulnon*
31 2-Mttbyleyeloheunon*
(dl)
32 Allyl«lyci*«
CRC
Antoine
CRC
SUB/CBC
CRC Value* reported arc those (or
3-ethylcuMne
VER. Reported value* baaed on only two P*T
data point*
SUB
CBC (continued)

-------
                                                                 APPENDIX ii  (continued)

43
44

45
46

47

48


49
49
50


Possible compound
Phenylether
Anthracene
Phenanthr«ne
Dinitro-o-cresol
Pyrene
Benz [a] anthracene
Chrysene
Benzo [c] pnenanthrene
7,12-Di»ethvl-
benz [a] anthracene
Benzo[k] £ luoranthene
Benzo tb]f luoranthene
Benzol j ] f luoranthenc
Cbolanthrene


Molecular
weight
170.0729
178.0780
178.0780
198.0275
202.0780
228.28
228.0936

256.1248


252.0936
252.0936
254.1092


Melting
Point,
Formula °C
Ci2H100 +27
€,„«,<, +217.5
CitHn +99.5
C7H,N205 +87.5
ClsH,j +156
C,,H12 =160
Ci.Bjj +225
+68
C2,H15 +122-3

+217
C20H,2 +168
C2,H12 +166
C2(Hi, +175 d


Boiling
point, °C
at 760 •»
258.5
342.0
340.2
-
404
Sublimes
448
-
-

480
-
-
Sublimes



25°C
3.3 x 10"2
6.2 x 10"'
1.7 x 10"*
1.1 x 10"*
7.D x 10"6
1.1 x 10"'
1.1 x 10"'
1.1 x 10"'
1.1 x 10"'

9.7 x 10""
9.7 x 10"'°
9.7 x 10""
9.7 x 10""


50°C
0.2
1.5 x 10"'
2.5 x 10"!
2.7 x 10"3
1.3 x 10"*
3.9 x 10"6
3.9 x 10"'
3.9 x 10"'
3.9 x 10"'

5.6 x 10"«
5.6 x 10"'
5.6 x 10""
5.6 x 10"'


75°C
1.0
2.3 x 10"3
2.6 x 10"2
4.3 x 10"2
1.5 x 10"3
8.1 x 10"s
8.1 x 10"5
8.1 x 10"5
8.1 x 10"5

1.8 x 10"'
1.8 x 10"'
1.8 x 10"'
1.8 x 10"'


ioo°c
3.9
2.4 x 10"2
0.2
0.5
1.3 x 10"2
1.1 x 10"3
1.1 x 10"3
1.1 x 10"3
1.1 x 10"3

3.7 x 10"s
3.7 x 10"s
3.7 x 10"s
3.7 x 10"s


125°C
12.3
0.2
1.4
3.8
8.3 x 1C"2
1.1 x 10"2
1.1 x 1C"2
1.1 x 10"2
1.1 x 10"2

5.1 x 10"»
5.1 x 10"*
5.1 x 10"*
5.1 x 10"*


150°C Ref
33.2 Antoine
1.4 SUB/CRC
4.1 SUB/CRC
23.9 SUB
4.3 x 10"' Pupp
8.4 » 10~* Murray
8.4 x 10"2
8.4 x 10"2
8.4 x 10"2

5.2 x 10"3 Pupp
5.2 x 10"5
5.2 x 10"3
5.2 x 10"'


Comments





Vapor pressure data was found only for
benz (a] anthracene. However, the com-
pounds in this group are structurally
similar and should all have very similar
vapor pressures.

Vapor pressure data was found only for
benzofk] f luoranthene. However, the corn-
similar and should all have very similar
fluoranthene based on measurements from
samples with si9nificant impurities
(-10%).
49  Benzo[«]pyr«n«
                              252.0936    C2IHi2
                                                    -177
                                                                           5.6 x  10"'  2.3 x  10~7   5.4  x 10"'   8.3  x 10"5  9.1 x 10~*  7.5 x 10"3 Murray

-------
                                                                APPBID1X II   (concluded)
Additional
possible compounds

Acetaldehyde
Acrolein
Acetone
Propr ionaldehyde
Isobutyraldehyde
n-Butyraldehyde
n-Valeraldehyde
Hexaldehyd.
Bstniji Idehyde

Molecular
weight Porsula

44.05
56.06
51.01
58.08
72.10
72.10
86.13
100. U
106.12

Helting Boiling
Point. point, *C
"C at 760 mm
VAPOR PRESSURE VS.
C2B,0
C,B,0
C,B,0
C,B,0
C.BiO
C,H,O
C,H,oO
C.BnO
C,B,O

-121
-87
-95
-81
-66
-99
-92
-56
-26

TEMPERATURE
»20.8
53
56.2
48.8
64
76
103
128
178.1

Vapor pressure (mmBq) at various temperatures
25°C
50°C
DATA ON ADDITIONAL ORGANIC
910.2
272.0
230.0
318.7
208.2
112.3
50.0
13.1
1.0

2096 . 0
700.7
612.7
816.5
521.6
319.4
138.0
44.5
4.8

75°C
COMPOUNDS
4029.5
-
1385.2
1793.1
-
765.8
329.2
126.9
18.1

100 °C

7606.6
-
2761.4
3495.2
-
1608.1
699.0
314.6
57.5

125'C

12646.2
-
4986.8
6201.6
-
3041.8
-
695.6
157.7

150°C

19664.3
-
8321.3
10204.1
-
5290.9
-
-
384.2

Ref

Smith
CRC .
Antoine 1
Smith j
VER. I
Smith
VER.
VER.
CRC

Conc'n in
diesel
exhaust, pp.T Co««ents

18.3 ppm
3.2 ppm

2-9 ppm
Reported values based on only two
P-T data points.
0.3 pp. Reported values based on only two
* P-T data points.
0.4 ppm
Reported values based on only
points.
0.2 pp.
K«y lp References


___      Vapor pressure values were obtained fiom a linear least  squares  analysis of  log)VI>  (Mdlg}  vs  1/T(*K)  froei data given in the Handbook of Chen is try
    ~    and Physics, 57th ed, Robert c. Heast, Bd. CRC Press. Cleveland.  Ohio,  1976.

          Vapor pressure value! were calculated fro* the Antoine  Equation:   logi oP(.»»)  - A -  B/[Ot{*C)] .   Values of A, B, and C were obtained fto» Lanqe's
        - Undbook of chemistry, llth ed., J.A. Dean, Ed., NcGraw Hill Book  Company,  New York, H.Y.,  1967.

         Vapor preesure values were calculated froai the estpirical equation)  log,0P(a.i)  -A -  B/T(*K).   Values of A and B were obtained fro* the Handbook
800 "    of CheaUstry and Physics, 57th ed, "Sublimation Data For Organic Compounds."

         Vapor pressure values were obtained fcon a linear least  squares  analysis of  loq^Pdam)  vs. 1/T(*K) free, data given in Karel Verschueren's
     "   "Handbook of Environmental Data on Organic Chesiicals," Van Nottrand Reinhold Co.mpany, New  York, M.Y., 1977, «5» pp.

         Vapor pressure values were calculated frost the Antoine equation.  Values of  A, B, and C were  obtained from:
         DreUbach. R.R. and R.A. Martin,   Ind.
                                                  g. chem.   41_,  2875  (1949).
         Vapor pressure values were calculated  from the  empirical  equation logjap(nm)  » _A _ •»  B.   Values of A and B were obtained from:  Pupp, C.,
          ».C.  LK>,  3.3. Hurray,  and R.p.  Pottle,   Atmos. Envir.,  «,  915  (1974).         T(*K)

         Vspor pressure values were calculated  from the  empirical  equation log10P(mm)  -   A   4  B.   Values of A and B were obtained from:  Hurray, 3.3.
          R.F.  Pottie,  and  C.  Pupp,   Can. J. Chem.,  52,  557  (1974).
                                                                                         T(*K)
         Vapor pressure values were calculated  from the Antoine equation.   Values of  A,  B,  and C  were  obtained from:
S*ith "  Smith, I.E. and ».T. Bonner,  Ind. Eng. Chem., 43,  1169  (1951).


  Vogh, J.K.  Mature of Odor Components in Diesel Exhaust.  J. Air. Pollut.  Control Assoc.,  19, 773 (1969).
  Combined concentration of crotonaldehyde and n-valeraldehyde

-------
                          BIBLIOGRAPHY
GENERAL INFORMATION

Ramchandani, M. and N. D. Whitehouse.  Heat Transfer in a Piston
     of a Four Stroke Diesel Engine.   Applied Technology Associates,
     Inc. and Institute of Science and Technology, Univ. of Man-
     chester, United Kingdom.  SAE Paper No. 760007.

Das, P. K.  Analysis of Piston Ring Lubrication.  John Deere Pro-
     duct Engineering Center.

Davison, C. H.  Plain Bearings for the High Speed Diesel Engine.
     Vandervell Products, Ltd., United Kingdom.  SAE Paper No.
     760009.

Grundy, J. R., L. R. Kiley, and E. A. Brevick.  AVCR 1360-2 High
     Specific Output-Variable Compression Ratio Diesel Engine.
     TELEDYNE CONTINENTAL MOTORS, General Products Division.  SAE
     Paper No. 760051.

Larkinson, D. E., R. J. Neal, and W.  J. Schultz.  The Perkins
     6.247 - The High Speed, High Economy Diesel Engine for North
     American Light Duty Applications.  Perkins Engines Co.  SAE
     Paper No. 760052.

Parker, R. F.  Future Fuel Injection System Requirements of Diesel
     Engines  for Mobile Power.  John Deere Product Engineering
     Center.  SAE Paper No. 760125.

Zimmermann, K. D.  New Robert Busch Developments  for Diesel Fuel
     Injection.  Robert Busch GmbH, Germany.   SAE Paper No. 760127.

Chiu, W.  S.,  S. M. Shabed, and W. T. Lyn.  A Transient  Spray
     Mixing Model for Diesel Combustion.  Cummins Engine Co.,
     Inc.  SAE Paper No. 760128.

Hiroyasu, H.  and T. Kadota.  Models  for Combustion  and  Formation
     of Nitric Oxide and Soot  in  Direct Injection.  University  of
     Hiroshima.  SAE Paper No. 760129.

Bechtold, R.  L. and S. S. Lestz.  Combustion Characteristics  of
     Diesel  Fuel Blends.  Pennsylvania  State University.   SAE
     Paper No. 760132.
                                119

-------
 Becker,  K.   The  Influence  of  an  Ignition Accelerator on  the
      Ignition  Quality  and  Anti-Knock  Properties of  Light Hydro-
      carbons in  the  Diesel Engine.  Umweltbundesamt, West
      Germany.  SAE Paper No.  760163.

 Uyehara,  O.  A.   Diesel Vehicles? - Crude Oil Scene.  Dept. of
      Mechanical  Engineering,  University of Wisconsin, Madison.
      SAE  Paper No. 760210.

 Hayashi,  Y.  A Series  of Light Duty Indirect Injection Engines.
      Nissan  Diesel Motor Co., Japan.   SAE Paper No. 760212.

 Matsuoka, S., K. Yokota, T. Kamimoto,  and M. Igoshi.  A  Study
      of Fuel Injection Systems in Diesel Engines.   Matsuoka-
      Tokyo Institute of Technology, Yokota-Isuzu Motors  Co.,
      Kaminoto-Tokyo  Institute of Technology and Igoshi-Japan
      Soc. for Promotion of Mach. Indus., Japan.  SAE Paper No.
      760551.

 McFarland, R. A. and C. D. Wood.  An  Analog Heat Release Computer
      for  Engine  Combustion Evaluation.  Dept. of Engine  and
      Vehicle Research, Southwest Research Institute.  SAE Paper
      No.  760553.

 Fleming,  R.  D.   Fuel Economy  of Light-Duty Diesel Vehicles.
      Bartlesville Energy Research Center.  SAE Paper No. 760592.

 Roehrle,  M.  D.   Pistons for High Output Diesel Engines.  Mable
      GmbH, Germany.  SAE Paper No. 770031.

 Neu,  E. A.,  J. A. Wade, and A. C. Chu.  Simulating  the Lubricating
      System  of a Diesel Engine.  Cummins Engine Co.  SAE Paper No.
      770032.

 Bertodo,  R.  Design  and Development Criteria for Automotive
      Diesels.  Perkins Engines Group Ltd., United Kingdom.  SAE
      Paper No. 770033.

 Benson, R. S. and G.  I. Alexander.  The Application of Pulse
      Converters  to Automotive Four Stroke Cycle Engines.  Benson-
      University of Manchester Institute of Science  and Technology
      and Alexander-Liverpool Polytechnic, United Kingdom.  SAE
      Paper No. 770034.

Voss, J. R. and R.  E. Vanderpoel.  The Shuttle Distributor for a
     Diesel Fuel Injection Pump.   American Bosch Div.,  AMBAC
      Industries,  Inc.  SAE Paper No. 770083.

Kimberley, J. A.  and R. A.  DiDomenico.  UFIS - A New Diesel In-
      jection System.   American Bosch Div., AMBAC Industries, Inc.
     SAE Paper No.  770084.
                               120

-------
Hofbauer, P. and K. Sator.  Advanced Automotive Power Systems,
     Part 2:  A Diesel for a Sub-compact Car.   Volkswagenwerk AG.
     SAE Paper No. 770113.

Winterbone, D. E., R. S.  Benson, A. G. Mortimer, P. Kenyon, and
     A. Stotter.  Transient Response of Turbo-charged Diesel
     Engines.  Winterbone, Benson, Mortimer, and Kenyon - The
     University of Manchester Institute of Science and Technology,
     United Kingdom and Stotter-Technion-Israel Institute of
     Technology, Israel.   SAE Paper No. 770122.

Watson, N. and M. Marzouk.  A Non-Linear Digital Simulation of
     Turbocharged Diesel Engines Under Transient Conditions.
     Watson-Imperial College of Science and Technology and
     Marzouk-Imperial College of Science and Technology.  SAE
     Paper No. 770123.

Winterbone, D. E., C. Thiruarooran, and P. E.  Wellstead.  A
     Wholly Dynamic Model of a Turbocharged Diesel Engine for
     Transfer Function Evaluation.  Univ. of Manchester Inst. of
     Science and Technology, United Kingdom.  SAE Paper No. 770124

Bolis, D. A., J. Johnson, and R. Callen.  A Study of the Effect
     of Oil and Coolant Temperatures on Diesel Engine Brake
     Specific Fuel Consumption.  Michigan Technological Uni-
     versity.  SAE Paper No. 770313.

Haefele, K.  Considerations in Redesigning a Gasoline Engine into
     a Diesel Engine for Passenger Car Service.  Adam Opel A.G.
     SAE Paper No. 770314.

Barry, E. G., A. Ramella, and R. B. Smith.  Potential Passenger
     Car Demand for Diesel Fuel and Refining Implications.  Mobil
     Research and Development Corp.  SAE Paper No. 770315.

Tippelmann, G.  A New Method of Investigation of Swirl Ports.
     Consulting Engineer, Germany.  SAE Paper No.  770404.

Tindal, M. J. and T. J. Williams.  An Investigation of Cylinder
     Gas Motion in the Direct Injection Diesel Engine.  Dept. of
     Mechanical Engineering, Univ. of London King's College.  SAE
     Paper No. 770405.

Jagadeesan, T. R. and B. S. Murthy.  Study of Air Motion in a
     Compression Ignition Engine Cylinder.  Jagadeesan-Guindy
     Engineering College, India and Murthy-Indian  Institute of
     Technology, India.  SAE Paper No. 770406.

Dent, J. C. and S. J. Sulaiman.  Convective and Radiative Heat
     Transfer in a High Swirl Direct Injection Diesel Engine.
     Dent-Univ. of Technology, Loughborough and Sulaiman-Univ.
     of Mosul, Mosul, Iraq.  SAE Paper No. 770407.


                                121

-------
 Strahle, W. C. and J. C. Handley.  Stochastic Combustion and
     Diesel Engine Noise.  School of Aerospace Engineering,
     Georgia Inst. of Technology.  SAE Paper No. 770408.

 Whitehouse, N. D., E. Clough, and P. S. Roberts.  Investigating
     Diesel Engine Combustion by Means of a Timed Sampling Valve.
     Dept. of Mechnical Engineering, The University of Manchester,
     Institute of Science and Technology.  SAE Paper No. 770409.

 Whitehouse, N. D. and N. Baluswamy.  Calculations of Gaseous
     Products During Combustion in a Diesel Engine Using a Four
     Zone Model.  Department of Mechanical Engineering, The
     University of Manchester, Institute of Science and Tech-
     nology.  SAE Paper No. 770410.

 Woods, W. A. and A. Allison.  Effective Flow Area of Piston Con-
     trolled Exhaust and Inlet Ports.  Woods-Department of Me-
     chanical Engineering, University of Liverpool, United Kingdom
     and Allison-Imperial Chemical Industries Ltd., United Kingdom.
     SAE Paper No. 770411.

 Way, R. J. B.  Investigation of Interaction Between Swirl and
     Jets in Direct Injection Diesel Engines Using a Water Model.
     Dept. of Mechanical Engineering, University of Bath, United
     Kingdom.  SAE Paper No. 770412.

 Kamimoto, T. and S. Matsuoka.  Prediction of Spray Evaporation
     in Reciprocating Engines.  Dept. of Mechanical Engineering.
     Tokyo Institute of Technology.  SAE Paper No. 770413.

 Hill, S. H. and J. L. Dodd.  A Low NOx Lightweight Car Diesel
     Engine.  Teledyne Continental Motors, General Products
     Division.  SAE Paper No. 770430.

 Suzuki, T. and T. Shiozaki.  A New Combustion System for the
     Diesel Engine and Its Analysis Via High Speed Photography.
     Hino Motors, Ltd.,  Japan.  SAE Paper No. 770674.

Martin, B. and G. Wright.  High Output Diesel Engine Design
     Philosophy.  Advanced Engines Dept., John Deere Product
     Engineering Center.  SAE Paper No. 770755.

Wallace, F. J. and G. Winkler.  Very High Output Diesel Engines -
     A Critical Comparison of Two Stage Turbocharged, Hyperbar,
     and Differential Compound Engines.  University of Bath,
     United Kingdom.   SAE Paper No. 770756.

Barnes-Moss, H. W., A. R. Crouch, P. J. S. Ritchie, and K. C.
     Barnes-Moss.  The Design and Development of a Heavy-Duty,
     Off-Highway Diesel  Engine Family:  Part 1 - Engine Concept
     and Design.  Part 2 - Component Testing and Engine Develop-
     ment.  Ricardo & Co. Engineers (1927) Ltd., England.  SAE
     Paper No. 770775.

                               122

-------
Kanesaka,  H.f  K.  Akiba,  and H.  Sakai.   A New Method of Valve Cam
     Design.   Kanesaka and Akiba-Isuzu Motors Ltd., Japan and
     Sakai-University of Tokyo.  SAE Paper No.  770777.

Dent, J. C.,  J. H.  Keightley,  and C. D. DeBoer.   The Application
     of Interferometry to Air Fuel Ratio Measurement in Quiescent
     Chamber Diesel Engines.  Loughborough University of Technology,
     England.   SAE  Paper No. 770825.

Rounds, F. G.   Carbon:  Cause of Diesel Engine Wear?  G. M.  Re-
     search Laboratories.  SAE Paper No. 770829.

Henein, N. A.  and J. D.  Rozanski.  A Technique for the Diagnosis
     of Malfunctions in Diesel Injection Systems.  Wayne State
     Univ. and U.S. Army TARADCOM.  SAE Paper No. 780033.

Kamo, R. and W. Bryzik.   Adiabatic Turbocompound Engine Performance
     Prediction.   Cummins Engine Co. and U.S. Army TARADCOM.  SAE
     Paper No. 780068.

Stang, J.  H.   Designing Adiabatic Engine Components.  Cummins
     Engine Co.,  Inc., Columbus, IN.  SAE Paper No. 780069.

Torti, M.  L.,  J.  W. Lucek, and G. Q. Weaver.  Densified Silicon
     Carbide - An Interesting Material for Diesel Applications.
     Norton Co.,  Worcester, MA.  SAE Paper No. 780071.

Scullen, R. S. and  R. J. Hames.  Computer Simulation of the GM
     Unit Injector.  Detroit Diesel Allison Div., General Motors
     Corp.  SAE Paper No. 780161.

Goyal, M.   Modular  Approach to Fuel Injection System Simulation.
     John Deere Product Engineering Center.  SAE Paper No. 780162.

Mowbray, D. F. and  M. Drori.  The CAV DP15 Fuel  Injection Pump.
     CAV Ltd., United Kingdom.  SAE Paper No. 780163.

Meguerdichian, M. and N. Watson.  Prediction of Mixture Formation
     and Heat Release in Diesel Engines.  Imperial College of
     Science and Technology, London, England.  SAE Paper No.
     780225.

Voiculescu, I. A. and G. L. Borman.  An Experimental  Study of
     Diesel Engine Cylinder - Averaged NOx Histories.  Voiculescu-
     National Institute for Thermal Engines, Brasov,  Rumania and
     Burman-Mech. Eng. Dept., Univ. of Wisconsin-Madison, Madison,
     Wisconsin.  SAE Paper No.  780228.

Talder, R. W., J. D. Fleming, D. C. Siegla, and  C. A. Amann.
     Dynamometer-Based Evaluation of Low Oxides  of Nitrogen, Ad-
     vanced Concept Diesel Engine for a Passenger  Car.  General
     Motors Research Lab.   SAE  Paper No. 780343.
                                123

-------
Aral, Y., Y. Yoshida, and M. Matsushita.  Isuzu's New 5.8L Direct
      Injection Diesel Engine.  Isuz Motors Ltd., Japan.  SAE Paper
      No. 780349.

Jones, J. H., W. L. Kingsbury, H. H. Lyon, P. R. Mutty, and K. W.
      Thurston.  Development of a 5.7 Litre V8 Automobile Diesel
      Engine.  Oldsmobile Div. CMC.  SAE Paper No. 780412.

Patton, D. W.  Improving Serviceability.  Cummins Engine Co., Inc.
      SAE Paper No. 780431.

Scott, W. M.  Looking in on Diesel Combustion.  SAE Publication
      No. SP-345.

Diesels from the Woodshed.  SAE Publication No. SP-357.

Diesel Engine Noise.  SAE Publication No. SP-397.

Boyce, T. R., G. A. Karim, and H. P. W. Moore.  The Effects of
      Some Chemical Factors on Combustion Processes in Diesel
      Engines - Diesel Engine Combustion.  Proceedings:  Inst. of
      Mech. Engineers 184:Part 3J (1969-1970).

Gaal, S. L., J. P. Peer, G. L. Muntean, and H. L. Wilson.  The
      PT-Econ-A New Injector Concept for the DI Diesel to Improve
      Smoke and Fuel Consumption at Low Emission Levels.  Paper pre-
      sented  at the Eleventh International Congress on Combustion
      Engines, Barcelona, 1975.

Schmidt, P. R.  Diesel Fuel Oils. Chapter 26, page 244 from Fuel
      Oil Manual.  Industrial Press, New York, New York, 1969.

Standard Classification of Diesel Fuel Oils.  D975, Annual Book
      of ASTM Standards,  Part 17,  p. 325, 1973.  American Society
      for Testing and Materials, Philadelphia, PA.

Shamah, E. and T. O. Wagner.  Fuel Quality or Engine Design:
     Which Controls Diesel Emissions,  January 1973.  SAE Paper
     No. 730168.

Mickel, B. L. and L. D.  Fergesen.  Dimensions of Diesel Fuel Per-
      formance - Design,  Depressants and Response, June 1966.  SAE
     Paper No. 660371.

Bayreis, K. A., V. P. Catto, and E. S. Swanson.  Role of Flow
      Improvers in Solving Auto-Diesel Winter Fuel Problems, 1966.
     SAE Paper No. 660372.

Khan, I. M.,  C. H. T. Wang, and B.  E.  Langridge.  Coagulation and
     Combustion of Soot Particles in Diesel Engines.   Combustion
     and Flame 17:409 (1971).
                               124

-------
Khan, I. M.   Formation and Combustion of Carbon in a Diesel Engine,
     from Diesel Engine Combusiton.   Proceedings - Inst.  of Mech.
     Engineers 184:36, Part 3J (1969-1970).

Used Diesel  Crankcase Oil - If You Can't Recycle It, Why Not Burn
     It in the Engine?  Chevron Research Special Report,  Chevron
     Research Co.,  1975.

Weatherford, W. D.,  Jr., and B. R. Wright.  Corrective Action
     Program for Bromochloromethane - Containing Fire-Safe Diesel
     Fuels.   SwRI Final Report AFLRL No. 81, September 1976.

Gray, J. T.  and A.  A. Johnston.  Engine Experiments with Fire Safe
     Fuels.   SwRI Final Report AFLRL No. 31, January 1975.

Wimer, W. W., B. R.  Wright, and W. D. Weatherford, Jr.  Ignition
     and Flammability Properties of "Fail-Safe Fuels".  SwRI
     Interim Report AFLRL No. 39.

Karlovsky, J., Jr.   Engineering Criteria for Selecting Diesel- or
     Electric-Powered Equipment for Underground Mining Application.
     IC8666, U.S. Department of the Interior, Proceedings of the
     Symposium on the Use of Diesel-Powered Equipment in Under-
     ground Mining,  Pittsburg, Pennsylvania, January 30-31, 1973.

Fischer, W.  G.  Case History of Diesel Use:  FMC Corporation Green
     River Trona Mine, Wyoming.  IC8666, U.S. Department of the
     Interior, Proceedings of the Symposium on the Use of Diesel-
     Powered Equipment in Underground Mining, Pittsburg, Penn-
     sylvania, January 30-31, 1973.

Henderson, R. D.  Diesel Technology.  IC8666, U.S. Department of
     the Interior,  Proceedings of the Symposium on the Use of
     Diesel-Powered Equipment in Underground Mining, Pittsburgh,
     Pennsylvania,  January 30-31, 1973.

Higginson, N.  Use of Diesel Engines Underground in British Coal
     Mines.   IC8666, U.S. Department of the Interior, Proceedings
     of the Symposium on the Use of Diesel-Powered Equipment in
     Underground Mining, Pittsburgh, Pennsylvania, January  30-31,
     1973.

Goldrath, B.  Diesels in Underground Mining.  Diesel and Gas
     Turbine Progress, 33-34, August 1977.

Countryman,  D. L.  Diesel Powered Underground Mining Equipment,
     Sept. 13-16, 1976.  SAE Paper No.  760651.

Zorychta, H.  Canadian Experience Using Diesels in Underground
     Coal Mines.  Proceedings of  the Symposium on the Use of
     Diesel-Powered Equipment  in  Underground Mines, Pittsburg,
     Pennsylvania, January 30-31, 1973.


                                125

-------
Bosecker, R. E. and D. F. Webster.  Precombustion Chamber Diesel
     Engine Emissions - A Progress Report.  SAE Paper No. 710672.

General Motors Response to EPA Notice of Proposed Regulation for
     Light-Duty Diesel Vehicles.  Submitted to the Environmental
     Protection Agency, April 19, 1979.

Russell, M. F.  Recent CAV Research into Noise, Emissions, and
     Fuel Economy of Diesel Engines, 1977.  SAE Paper No. 770257.

Summary Report on the Evaluation of Light-Duty Diesel Vehicles.
     Technology Assessment and Evaluation Branch, Emission Control
     Technology Division, Office of Mobile Source Air Pollution
     Control, Environmental Protection Agency, March 1975.

Bolis, D. A.  The Effect of Oil and Coolant Temperatures on Diesel
     Engine Specific Fuel Consumption and Wear.  M.S. Thesis,
     Michigan Technological University, 1976.

Bolis, D. A., J. H. Johnson, and D. A. Daavettila.  The Effect of
     Oil and Coolant Temperature on Diesel Engine Wear, 1977.
     SAE Paper No. 770086.

Hofman, M. V. and J. H. Johnson.  The Development of Ferrography
     as a Laboratory Wear Measurement Method for the Study of
     Engine Operating Conditions on Diesel Engine Wear.  WEAR
     (Pub. in 1977) (also M.S. Thesis, Michigan Technological
     University, 1977, for M. V. Hofman.

Springer, K. J.  An Investigation of Diesel-Powered Vehicle Odor
     and Smoke - Part I.  Final Report to the Department of
     Health, Education, and Welfare under Contract No. PH86-66-
     93, March, 1967.

Springer, K. J. and R. C. Stahman.  An Investigation of Diesel-
     Powered Vehicle Odor and Smoke.  Paper FL-66-46 presented
     at the NPRA Fuels and Lubricants Meeting, Philadelphia,
     September 15-16,  1966.

Springer, K. J.  An Investigation of Diesel-Powered Vehicle Odor
     and Smoke - Part II.  Final Report to the Department of
     Health, Education, and Welfare under Contract No. PH 86-
     67-72,  February 1968.

Springer, K. J.  An Investigation of Diesel-Powered Vehicle Odor
     and Smoke - Part III.  Final Report to the Department of
     Health, Education, and Welfare under Contract No. PH 22-
     68-23,  October 1969.

Springer, K. J. and H. E. Dietzmann.  An Investigation of Diesel-
     Powered Vehicle Odor and Smoke - Part IV.  Final Report to
     the Department of Health, Education, and Welfare under Con-
     tract No.  PH 22-68-23,  April 1971.


                               126

-------
Springer,  K.  J.   Emissions from Diesel and Stratified Charge-
     Powered  Cars.   Final Report to the Environmental Protection
     Agency under Contract No.  PH 22-68-23,  Dec.  1974.   EPA-
     460/3-75-001-a.

Springer,  K.  J.  and R.  C. Stahman.   Emissions and Economy of Four
     Diesel Cars.  Presented at SAE Automotive Engineering Congress
     and Exposition, Detroit,  February 24-28, 1975.   SAE Paper
     No. 750332.

Springer,  K.  J.  and A.  H. Ashby.  The Low Emission Car for 1975 -
     Enter the Diesel.   Paper 739133 presented at Eighth Annual
     IECEC Meeting, Philadelphia, August 13-16, 1973.

Oblander,  K.  and M. Fortnagel.   Design and Results of the Five-
     Cylinder Mercedes-Benz Diesel Engine.  Presented at SAE
     Automobile Engineering Meeting, Detroit, October 13-17,
     1975.  SAE Paper No. 750870.

Diesel Fuel Oils, 1973.  Bureau of Mines Petroleum Products Survey,
     No. 82,  November 1973.

Springer,  K.  J.  and R.  C. Stahman.   Unregulated Emissions from
     Diesels  Used in Trucks and Buses.  Presented at the Inter-
     national Automotive Engineering Congress and Exposition,
     Cobo Hall,  Detroit, February 28-March 4, 1977.  SAE Paper
     No. 770258.

Stahman, R. C.,  J. P. Dekany.  The Diesel Emission Program of
     the Environmental Protection Agency.  Presented at the API
     Farm and Construction Equipment Fuels and Lubricants Forum,
     Mariott Motor Inn, Chicago, Illinois, February 1973.

Duggal, V. K. and T. Priede.  A Study of Pollutant Formation
     within the Combustion Space of a Diesel Engine.  Paper pre-
     sented at the Congress and Exposition, Cobo Hall, Detroit,
     February 27-March 3, 1978.  SAE Paper No. 780227.

Alcock, J. F. and W. M. Scott.  Some More Light on Diesel Com-
     bustion.  I. Mech. E. Auto. Div. Proc., 1962-1963.

Lyn, W. T.  Study of Burning Rate and Nature of Combustion in
     Diesel Engines.  Ninth Symposium  (International) on Com-
     bustion, 1963.

Duggal, V. K.  Studies in Pollutant Formation  in Diesel Engines.
     Ph.D. Thesis, Faculty of Engineering - University of
     Southampton, 1977.
                                127

-------
Jackson, P. P. Combustion in Diesel Engines.  Ph.D. Thesis,
     Birmingham University, 1965.

Urlaub, A. and E. Miiller.  Experimental and Theoretical Investi-
     gations into the Question of the Exhaust Gas Quality of
     M-Diesel Engines.  CIMAC, p. 463, 1973.

Shelton, E. M.  Diesel Fuel Oils, 1976.  Technical Information
     Center, Energy Research and Development Administration,
     BERC/PPS-76/5, November 1976.

Henein, N. A.  A Diesel Engine Combustion and Emission.  In:
     Engine Emissions, G. S. Springer and D. J. Patterson, Eds.,
     Plenum Press, New York, N. Y., 1973.

Monaghan, M. L., C. C. J. French, and R. G. Freese.  A Study of
     the Diesel as a Light-Duty Power Plant.  Report to the En-
     vironmental Protection Agency, Research Triangle Park, North
     Carolina, 1974.  EPA No. 460/3-74-011.

Doerfler, P. K.  Comprex Supercharging of Vehicle Diesel Engines,
     1975.  SAE Paper No. 750335.

Eisele, E., H. Hiereth, and H. Polz.  Experience with Comprex
     Pressure Wave Supercharger on the High Speed Passenger Car
     Diesel Engine, 1975.  SAE Paper No. 750334.

How Dirty are Diesel Emissions?  Consumer Reports, p. 354, June
     1979.

Gretch, S.  Ford Diesel Emissions Review.  Presentation to DOE,
     March 1979.

Marshall, W. F. and R. W. Hurn.  Factors Influencing Diesel Emissions,
     SAE Transactions, Vol.  77, 1968.  SAE Paper No. 680528.

French, C. C. J.   Taking the Heat Off the Highly Boosted Diesel.
     SAE Transactions, Vol.  78, 1969.  SAE Paper No. 690463.

Walder, C. J.  Some Problems Encountered in the Design and Develop-
     ment of High Speed Diesel Engines.  Paper 978A presented at
     SAE International Automotive Engineering Congress, Detroit,
     January 1965.

Forrest, L., W. B. Lee, and W. M. Smalley.  Impacts of Light-Duty
     Vehicle Dieselization on Urban Air Quality.  Paper presented
     at the 72nd Annual Meeting of the Air Pollution Control
     Association,  Cincinnati,  Ohio, June 24-29, 1979.

Barnes-Moss and M. W.  Scott.  The Light-Duty Diesel Engine for
     Private Transportation, February 1975.  SAE Paper No. 750331.
                               128

-------
Monaghan, M. L. and J. J. McFadden.   A Light-Duty Diesel for
     America?,  February 1975.   SAE Paper No.  750330.

Improving the Diesel Engine.   Automotive Engineering  Journal,
     83(8):24,  August 1975.

Schultz, W.  J., C. E. Miesiak, A. E. Hamilton, and D. E. Larkinson.
     Credibility of Diesel over Gasoline Fuel Economy Claims by
     Association, Feb. 1976.   SAE Paper No. 760047.

Cass, G. R.   Cost and Performance of Automotive Emission Control
     Technologies.  California Institute of Technology, December
     1973.

Briggs, T.,  J.  Throgmorton, and M. Karaffa.  Air Quality Assess-
     ment of Particulate Emissions from Diesel-Powered Vehicles.
     PEDCo Environmental, Inc. for U.S. Environmental Protection
     Agency, Research Triangle Park, North Carolina,  March 1978.
     EPA-450/3-78-038.

Eisele, E. and K. Binder.  Increasing the Power Output of Direct
     Injection Diesel Engines by means of a Double Mixture-System.
     Int. Congress on Combustion Engines, 12th, Tokyo, Japan,
     May 22-31, 1977.

Barry, E. G., F. J. Hills, A. Pamella, and R. B. Smith.  Diesel
     Engines for Passenger Cars - Emissions, Performance, Fuel
     Demand, and Refining Implications.  Proc. Am. Pet. Inst.
     Refin.  Dep., 42nd Midyear Meeting, Chicago, Illinois, May
     9-12, 1977.

Can Diesel Specific Power Be  Increased?  Automotive  Eng., 85(12):
     66-69,  Dec. 1977.

How Do Diesel and Gasoline Emissions Compare?  Automotive Eng.,
     85(11):50-55, Nov.  1977.

AD-209:  A Light-Duty Diesel  with Heavy-Duty Heritage.  Automotive
     Eng., 85(7):39-42,  July  1977.

Simanitis, D. J.  Oldsmobile  Opts for Diesel Power.  Automotive
     Eng., 85(11):24-27, Nov. 1977.

Pike, D. A.  and M. J. Wright.  Comparison Between  Diesel and
     Gasoline Passenger  Cars.  Entropie, 13(74):45-56, Mar.-Apr.
     1977.

Volkswagen Develops a Diesel.  Automotive  Eng.,  85(6):62-68, June
     1977.

Hare, C.  T. and R. L. Bradow.  Light-Duty  Diesel Emission Correction
     Factors for Ambient Conditions.   SAE  Preprint No.  770717  for
     Meeting, Sept.  12-15, 1977.
                                129

-------
Fairweather, R. G.  Gas Emissions and Fuel Economy of the Light-
     Duty Diesel Truck.  SAE Paper No. 770256  for Meeting Feb.
     28-Mar. 4, 1977.

Combustion  in Engines.  Combustion in Engines  Conference, Crans-
     field  Inst. of Technol., Bedfordshire, England, July 7-9,
     1975.  Available from Mech. Eng. Publ., New York, N. Y.

Diesel Engine for Automobiles Automotive Eng., 83(12):24-28,
     December 1975.

Hartley, J.  Light Diesel Engines.  Automot. Des. Eng., 14:16-17,
     July-Aug.-Sept. 1975.

Pachernegg, S. J. Efficient and Clean Diesel Combustion.  SAE
     Preprint No. 750787 for Meeting, Sept. 8-11, 1975.

Whitehouse, N. D., E. Clough, and J. B. Way.   Effect of Changes
     in Design and Operating Conditions on Heat Release in Direct-
     Injection Diesel Engines.  SAE Preprint No. 740085 for Meeting
     Feb. 25-March 1, 1974.

Brisson, B., A. Ecomard, and P. Eyzat.  New Diesel Combustion
     Chamber - The Variable-Throat Chamber.  SAE Preprint No.
     730167 for Meeting January 8-12, 1973.

Lindgren, Olle.  Scania's New DS14 Diesel Engine.  SAE Preprint
     No. 720782 for Meeting Sept. 11-14, 1972.

Potter, J. H. and M. S. Nutkis.  Study of Smoke in Diesel Engine
     Exhaust Products.  ASME Paper No. 71-WA/PID-4 for Meeting
     Nov. 28-Dec. 2, 1971.

Hill, S. H.  Automotive Diesel Technology Program.   Final Report,
     June 1975-April 1977.  Teledyne Continental Motors, Muskegan,
     Mich., General Products Div., Dept. of Energy.  Contract
     No. FY-76-C-03-1099.   NTIS No. SAN-1099-1.

Lehmann, E. J.  Diesel Exhaust Emissions, March 1977.  NTIS No.
     PS-77/0104/8ST.

Marshall, W. F. and K. R.  Stamper.  Engine Performance Test of the
     1975 Chrysler-Nissan Model CN633 Diesel Engine.  Energy
     Research and Development Administration, Bartlesville,
     Oklahoma, Bartlesville Energy Research Center.  NTIS No.
     DOT-TSC-OST-75-44.
                               130

-------
NATURE OF DIESEL EMISSIONS

Motoyoshi, E.,  T. Yamada,  and M.  Mori.   The Combustion and Exhaust
     Emission Characteristics and Starting Ability of Y.P.C.  Com-
     bustion System.  Yanmar Diesel Engine Co.,  Ltd., Japan.
     SAE Paper No. 760215.

Russell, M. F.   Recent CAV Research into Noise,  Emissions, and
     Fuel Economy of Diesel Engines.  CAV Ltd.,  United Kingdom.
     SAE Paper No. 770257.

Springer, K. J. and T. Baines.  Emissions from Diesel Versions of
     Production Passenger Cars.  Presented at the Passenger Car
     Meeting, Detroit Plaza, Detroit, Sept. 26-30, 1977.  SAE
     Paper No.  770818.

Lipkea, W. H.,  J. H. Johnson, and C. T. Vuk.  The Physical and
     Chemical Character of Diesel Particulate Emissions - Mea-
     surement Techniques and Fundamental Considerations.  Paper
     presented at the Congress and Exposition, Cobo Hall, Detroit,
     Michigan,  February 27-March 3, 1978.  SAE Paper No. 780108.

Jones, M. A.  The Effect of Engine Load and Speed on the Physical
     Characteristics of Diesel Particulate Emissions.  M.S. Thesis,
     Michigan Technological University, 1975.

Khan, I. M.  Factors Affecting Emissions of Smoke and Gaseous
     Pollutants  from Direct Injection Diesel Engines.  Lucas
     Engineering  Review,  6:36, November 1973.

Broome, D.  The Mechanisms of Soot Release from Combustion of
     Hydrocarbon  Fuels with Particular Reference to  the Diesel
     Engine.  Lucas Engineering Review, 6:36, November  1973.

Harmes, R. J., D. F. Merrion, and H. S. Ford.  Some  Effects of
     Fuel  Injection System Parameters on Diesel Exhaust Emissions,
     August  1971.  SAE Paper No. 710671.

Size Distribution and Mass Output of Particulate  from Diesel
     Engines.  U.S. Dept. of  Interior, Bureau of Mines, RI 8141,
     1976.

Frey, J. W.  and  M. Corn.  Physical  and Chemical Characteristics
     of Particulates  in Diesel Exhaust.  J. Am. Industrial Hygiene
     Assoc., pp.  468-478, Sept.-Oct. 1967.

Greeves,  G.  Origins  of Hydrocarbon  Emissions from Diesel Engines,
     March 1977.  SAE Paper No,  770259.

Bechtold,  R. L.  and S. S. Lestz.   Combustion  Characteristics  of
     Diesel  Fuel Blends Containing  Used Lubricating  Oil,  February
     1976.   SAE  Paper No. 760132.
                                131

-------
Owens, E. C. and B. R. Wright.  Engine Performance and Fire-
     Safety Characteristics of Water-Containing Diesel Fuels.
     SwRI Interim Report, AFLRL No. 83, December 1976.

Johnson, J. H.  Diesel Engine Design, Performance, and Emission
     Characteristics.  IC8666, U.S. Department of the Interior,
     Proceedings of the Symposium on the Use of Diesel-Powered
     Equipment in Underground Mining, Pittsburg, Pennsylvania,
     January 30-31, 1973.

Lawson, A. and H. Vergeer.  Analysis of Diesel Exhaust Emitted
     from Water Scrubber and Catalytic Purifiers.  CANMET Energy,
     Mines and Resources Canada.  Final Report ORF77-01.

Rehnberg, O.  What are Constituents of Exhaust from Underground
     Diesel Trucks?  World Mining V29:42-46, Feb. 1976.

Wilson, R. P., Jr., E. B. Muir, and F. A. Pellicciotti.  Emissions
     Study of A Single-Cylinder Diesel Engine.  SAE Paper No.
     740123.

Shahed, S. M., W. S. Chiu, and V. S. Yumlu.  A Preliminary Model
     for the Formation of Nitric Oxide in Direct Injection Diesel
     Engines and Its Application in Parametric Studies.  SAE
     Paper No. 730083.

Melton, C. W., R. I. Mitchell, W. M. Henry, P. R. Webb, and W. E.
     Chase.  The Physical-Chemical Characteristics of Particles
     Associated with Polynuclear Aromatic Hydrocarbons Present in
     Automobile Exhaust.  Final Report to Coordinating Research
     Council by Battelle Memorial Institute, January 1970.

Wilson, R. P., Jr., C. H. Waldman, and L. J. Muzio.  Foundation
     for Modeling NOx and Smoke Formation in Diesel Flames.  Final
     Report for Phase 1, prepared for Coordinating Research Council,
     Inc., New York, 1973.

Tyler, J. C., J.  T. Gray, and W. D. Weatherford.  An Investigation
     of Diesel Fuel Composition - Exhaust Emission Relationships.
     Report prepared by Southwest Research Institute for the Army
     Mobility Equipment Research and Development Centre, October
     1974.  NTIS No. AD-A-005-077.

Perez, J.  Cooperative Evaluation of Techniques for Measuring NO
     and CO in Diesel Exhaust.  Coordinating Research Council,
     January 1975.  NTIS No. PB 241710.

Dietzmann, H. E.   Protocol to Characterize Gaseous Emissions as
     a Function of Fuel and Additive Composition.  Southwest
     Research Institute, September 1975.  NTIS No. PB 253363.
                               132

-------
Cental,  J.  E.,  0.  J.  Manary,  and J.  C.  Valenta.   Characterization
     of Particulates  and Other Non-Regulated Emissions from Mobile
     Sources and the  Effects  of Exhaust Emission Control Devices
     on These Emissions.  Dow Chemical, March 1973.   NTIS No.  PB
     224243.

Hare, C. T.  Methodology for  Determining Fuel Effects on Diesel
     Particulate Emissions.   Prepared by Southwest Research In-
     stitute for the  Environmental Protection Agency, Research
     Triangle Park, North Carolina,  March 1975.   NTIS No. PB
     245163.  EPA-650/2-75-056.

Gentel,  J.  E.,  0.  J.  Manary,  and J.  C.  Valenta.   Development of
     a Methodology for the Assessment of the Effects of Fuels
     and Additives on Control Devices.   Dow Chemical, July 1974.
     NTIS No.  PB 253911.

Frisch,  L.  E.,  J.  H.  Johnson, and D. G. Leddy.  Effect of Fuels
     and Dilution Ratio on Diesel Particulate Emissions.  Paper
     presented at the Congress and Exposition, Cobo Hall, Detroit,
     Feb. 26-March 2, 1979.   SAE Paper No. 790417.

Frisch, L.  E.  The Effect of Exhaust Dilution and Fuel Properties
     on the Character of Diesel Particulate Emissions.  M.S. Thesis,
     Michigan Technological University, 1978.

Scofield, G. L.  Diesel Engines and Their Particle Signatures.
     Paper presented to the Automobile Division of the Institution
     of Mechanical Engineers at St.  Mary's Hall, Coventry, England,
     June 15, 1977.  SAE Paper No. 780426.

Braddock, J. N. and R. L. Bradow.  Emission Patterns of  Diesel-
     Powered Passenger Cars.   Paper presented at Fuels and Lubri-
     cants Meeting, Houston,  Texas,  June 1975.  SAE  Paper No.
     750682.

Braddock, J. N. and P. A. Gabele.  Emission Patterns of  Diesel-
     Powered Passenger Cars - Part II.  Paper presented  at SAE
     Congress, Detroit, Michigan, February 1977.  SAE Paper No.
     770168.

Black,  F. M. and L. E. High.  Diesel Hydrocarbon Emissions, Par-
     ticulate and  Gas Phase.  EPA Symposium on  Diesel Particulate
     Emissions Measurement and Characterization, Ann Arbor, Michigan,
     May 1978.

Coordinating Research Council.  A Study of the  Atmospheric Behavior
     of Diesel Particles.  CRC-APRAC Project No. CAPA-13-76,  30
     Rockefeller Plaza, New York, New  York.

Nightingale, D. R.  A Fundamental Investigation into the Problem
     of NO  Formation in Diesel Engines.  Presented  at  the SAE FCIM
     Meeting, Milwaukee,  September  1975.   SAE Paper No.  750848.
                                133

-------
 Dietzmann,  H.  E.,  K. J.  Springer,  and  R. C.  Stahman.  Diesel
      Emissions as  Predictors of Observed Diesel  Odor.  Presented
      at  the SAE National Combined  Farm, Construction, and  Industrial
      Machinery and Powerplant Meetings, Milwaukee,  September 11-14,
      1972.   SAE Paper No.  720757.

 Springer, K. J.  Emissions from a  Gasoline-  and  Diesel-Powered
      Mercedes  220  Passenger Car.   Report to  the  Environmental Pro-
      tection Agency under  Contract No. CPA70-44, June 1971.

 Stewart, D.  B., P.  Mogan,  and E. D. Dainty.  Some Characteristics
      of  Particulate Emissions in Diesel Exhaust.  CIM Bull.  (Ca-
      nadian Mining Met.  Bull.), 68(756) :62-69, April 1975.

 Mogan, P.,  D.  B. Stewart,  A. D'Aoust,  and E. D.  Dainty.  A Com-
      parison of Probe vs Total Particulate Collection from the
      Exhaust of a  V-6 Diesel Engine.   Divisional Report  (FRC
      74/10  - CEAL  No. 306  - limited distribution) of the Depart-
      ment of Energy, Mines and Resources, Mines  Branch, Fuels
      Research  Centre, Ottawa.

 Mogan, P.,  D.  B. Stewart,  A. D'Aoust,  and E. D.  Dainty.  A Gaseous
      and Particulate Emissions Investigation of  an Air-Cooled,
      Indirect-Injection  Six-Cylinder Diesel Engine Derated to
      117 13HP, Divisional  Report  (FRC  74/8 - CEAL No. 304  - limited
      distribution)  of the  Department of Energy, Mines and  Resources,
      Mines  Branch,  Fuels Research  Centre, Ottawa.

 Stewart, D.  B., A.  D'Aoust, P. Mogan,  and E. D. Dainty.  A Detailed
      Electron  Microscope Examination of the Particulate Emissions
      from a V-6, Air-Cooled Indirect-Injection Diesel Engine,
      Divisional Report (FRC 74/6 - CEAL No. 302 - limited  distri-
      bution) of the Department of  Energy, Mines and Resources,
      Mines Branch,  Fuels Research  Centre, Ottawa.

Baluswamy, N.  Spatial and  Temporal Distribution of Gaseous Pollu-
      tants  in  a Diesel Engine Combustion Chamber.  Ph.D. Thesis,
      University of Manchester, Institute of Science and Technology,
      1976.

Holtz, J. C.,  et al.  Diesel Engines Underground,  I. Composition
      of Exhaust Gas from Engines in Proper Mechanical Condition.
      U.S. Bur. Mines Rept.   Invest. 3508,  1940.

Elliot, M. A., G.  J. Nebel, and F. G. Rounds.  The Composition of
      Exhaust Gases  from Diesel,  Gasoline, and Propane Powered
     Motor Coaches.  J.  Air Pollution Control Assoc., 5:103, August
      1955.

McKee, H. C., W. A. McMahon, and L. R. Roberts.  A Study of Par-
      ticulates in Automobile Exhaust.  Proceedings of the  Semi-
     annual Technical Conference,  Air Pollution Control Association,
     pp. 208-227,  November  1957.


                               134

-------
Linnell,  R.  H.  and W.  E.  Scott.   Diesel Exhaust Composition and
     Odor Studies.  J. Air Pollution Control Assoc.,  12:510,
     November 1962.

Gross-Gronomski,  L.  Diesel Smoke,  Flame Cooling as the Main
     Cause.   Automobile Eng.,  p.  531, December 1964.

Linnell,  R.  H.  and W.  E.  Scott.   Diesel Exhaust Analysis,  Pre-
     liminary Results.  Arch.  Environ. Health, 5:616, December
     1962.

Reckner,  L.  R., W. E.  Scott, and W. F. Biller.  The Composition
     and Odor of Diesel Exhaust.   Proc. Amer. Petrol. Inst.,
     Sect. Ill  45:133, 1965.

Hills, F. J. and C. G. Schleyerbach.  Diesel Fuel Properties and
     Engine Performance.   Paper presented at the International
     Automotive Engineering Congress and Exposition,  Cobo Hall,
     Detroit, February 28-March 4,  1977.  SAE Paper No. 770316.

Funkenbusch, E. F., D. G. Leddy,  and J. H. Johnson.  The Charac-
     terization of the Soluble Organic Fraction of Diesel Particulate
     Matter.  Paper presented at the Congress and Exposition, Cobo
     Hall, Detroit, February 26-March 2, 1979.  SAE Paper No.
     790418.

Menster, M. and A. J. Sharkey, Jr.  Chemical Characterization of
     Diesel Exhaust Particulates.  Final Report on RIMS No.  07032,
     prepared for  the United States Department of the  Interior,
     Bureau of Mines, 1976.

Schreck, R. M., J. J. McGrath, S. J.  Swarin, W. E. Bering, P. J.
     Groblicki, and J. S. MacDonald.  Characterization of  Diesel
     Exhaust Particulate Under Different Engine Load Conditions.
     Paper presented  at the 71st Annual Meeting of the Air Pollution
     Control Association, Houston, June 25-30,  1978.

Khatri,  N. J., J.  H.  Johnson, and D.  G. Leddy.  The  Characterization
     of  the Hydrocarbon and Sulfate  Fractions  of Diesel Particulate
     Matter.  Paper presented at the  Congress  and Exposition, Cobo
     Hall, Detroit, February 27-March 3,  1978.  SAE  Paper  No.  780111.

Springer, K. J. and R. C.  Stahman.   Diesel  Car Emissions - Emphasis
     on  Particulate and  Sulfate, 1977.  SAE Paper No.  770254.

Breslin,  J.  A., A. J.  Strazisar, and R. L.  Stein.  Size Distri-
     bution  and Mass  Output of Particulate  from Diesel Engine
     Exhausts.  Report of Investigations  8141r, U.S.  Dept. of
      the Interior, Bureau of Mines,  1976.

Groblicki,  P.  J.  and  C.  R.  Begeman.   Particle Size Variation in
      Diesel  Exhaust,  1979.  SAE  Paper No.  790421.
                                135

-------
Exhaust Emissions from a Diesel-Powered Volkswagen Rabbit.  Tech-
     nology Assessment and Evaluation Branch, Environmental Pro-
     tection Agency, Research Triangle Park, October 1975.

Duggal, V. K. and J. S. Howarth.  A Preliminary Study of the
     Structure of Diesel Smoke.  Journal of the Institute of
     Fuel, 48 (394) :38-44, March 1975.

Rockner, L. R., W. E. Scott, and W. F. Biller.  The Composition
     and Odor of Diesel Exhaust.  Proceedings, American Petroleum
     Institute, Section III, 45:133, 1965.

Khan, I. M., G. Greeves, and D. M. Probert.  Prediction of Soot and
     Nitric Oxide Concentrations in Diesel Exhaust.  Symposium on
     Air Pollution Control in Transport Engines.  I. Mech. E.,
     1971.

Marshall, W. F.  NOa Levels in Diesel Exhaust.  Dept. of Energy,
     Bartlesville Energy Research Center, Bartlesville, Oklahoma,
     for the U.S. Dept. of Energy, Technical Information Center,
     January 1978.  BERC/TPR-78/1.

Murayama, T., N. Miyamoto, S. Sasaki, and N. Kojima.  Relation
     Between Nitric Oxide Formation and Combustion Process in
     Diesel Engines.  Twelfth Int. Congr. on Combust. Engines,
     Tokyo, Japan, May 22-31, 1977.

Hoelzer, J. C.  Emission Formation Characteristics of the Diesel
     Combustion Process and Estimated Future Development Trends.
     SAE Special Publ. SP-396, Aug. 1975, Paper No. 751002.

Cakir,  H.  Nitric Oxide Formation in Diesel Engines.  Inst. Mech.
     Eng. (Lond.)  Proc., 188(46):477-483, 1974.

Karim,  G. A.  and S.  Khanna.  Effect of Very Low Air Intake
     Temperature on the Performance and Exhaust Emission Charac-
     teristics of a Diesel Engine.  SAE Preprint No. 740718 for
     Meeting Sept. 9-12, 1974.

Cioffi,  G., A. Polletta, and A. Scognamiglio.   Characteristics
     of Diesel Engines Exhaust Gas (In Italian).  Termotecnica
     (Milan), 25(12):645-659, December 1971.
                               136

-------
CONTROL OF DIESEL EMISSIONS

Grigg, H. C.  The Role of Fuel Injection Equipment in Reducing
     4-Stroke Diesel Engine Emissions.   CAV Ltd.   SAE Paper No.
     760126.

Hare, C. T., K. J. Springer, and R.  L.  Bradow.  Fuel and Additive
     Effects on Diesel Particulate - Development and Demonstration
     of Methodology.  Hare and Springer - Southwest Research
     Institute, Bradow - Environmental Protection Agency.  SAE
     Paper No. 760130.

Suzuki, T. and K. Usaml.  A Modification of Combustion Systems
     for Low Exhaust Emission and Its Effect on Durability of
     Prechamber Diesel Engine.  Hino Motors Ltd., Japan.  SAE
     Paper No. 760213.

Nakagawa, H., M. Tateishi, and M. Sekino.  Application of Fuel
     Spray Theory to Exhaust Emission Control in a D.I. Diesel
     Engine.  Nakagawa and Tateishi-Mitsubishi Heavy Industries
     Ltd., Japan and Sekino-Mitsubishi Motors Corp., Japan.  SAE
     Paper No. 760214.

Apostolescu, N. D., R. D. Matthew, and R. F.  Sawyer.  Effects of
     a  Barium-Based Fuel Additive on Particulate Emissions  from
     Diesel Engines.  University of California-Berkeley, September
     1977.  SAE Paper No. 770828.

Murayama,  T., Morishama, Y., Tsukahara, M., and Miyamoto, N.
     Experimental Reduction of NOx, Smoke, and BSFC  in  a Diesel
     Engine Using Uniquely Produced Water  (0-80%)  to  Fuel
     Emulsion, February  1978.  Murayama - Visiting Professor,
     Univ.  of Wisconsin-Madison, Hokkaido Univ.,  Japan,  Morishima-
     Toray Co., Ltd., Japan, Tsukahara-Muroran  Inst.  of Tech.,
     Japan,  and Miyamoto-Hokkaido Univ.  SAE  Paper No.  780224.

Brandes,  J.  G.  Diesel  Fuel Specification  and Smoke  Suppressant
     Additive  Evaluation, May  1970.  SAE Paper  No.  700522.

Saito,  T.  and  M.  Nabetani.  Surveying  Tests of  Diesel Smoke
      Suppression  with Fuel  Additive, January  1973.   SAE Paper
      No.  730170.

Norman, G.  R.  New  Approach to Diesel  Smoke Suppression,  1966.
      SAE Paper No.  660339.

Golothan,  D.  W.   Diesel Engine Exhaust Smoke:  The Influence of
      Fuel Properties  and the  Effects  of Using a Barium-Containing
      Fuel Additive.   SAE Trans.,  76:616, 1967.   SAE Paper No.
      670092.
                                137

-------
 Turley, D.  C.,  D. L. Brenchley, and R.  R. Landolt.  Barium Additives
      as Diesel  Smoke Suppressants.  J.  of Air Pollution Control
      Assoc.,  23:783, 1973.

 Bryzik, W.  and  C. O. Smith.  Relationships Between Exhaust Smoke
      Emissions  and Operating Variable in Diesel Engines, September
      1977.  SAE Paper No. 770718.

 Soebar, R.  F. and F. B. Parks.  Emission Control with Lean Operation
      Using Hydrogen Supplemented Fuel.  SAE Paper No. 740187.

 Cook, D. H. and C. K. Law.  A Preliminary Study on the Utilization
      of Water-in-Oil Emulsions in Diesel Engines.  Combustion
      Science and Technology, 1978.

 Barnes, K. O.,  D. B. Kittelson, T. E. Murphy.  Effect of Alcohols
      as Supplemental Fuels for Turbocharged Diesel Engines, Feb-
      ruary  1975.  SAE Paper No. 750469.

 Johnston, A. A., C. D. Wood, and K. Springer.  A Proposal for
      Control of Diesel Exhaust Emissions in Underground Mines,
      by Southwest Research Institute, May 1978.

 Knight, B. E. and C. H. T. Wang.  Some  Experiments on the Mode
      of Action  of a Diesel Smoke Suppressant Additive.  Symposium
      on Motor Vehicle Air Pollution Control, London, England,
      November 1968.

 Reducing Exhaust Emissions from Diesels.  Society of Automotive
      Engineers, September 1971.

 Burn, R. W.  Diesel Emissions Measurement and Control.  IC8666,
      U.S. Department of the Interior, Proceedings of the Symposium
      on the Use of Diesel-Powered Equipment in Underground Mining,
      Pittsburgh, Pennsylvania, January  30-31, 1973.

 Schaub, F. S. and K. V. Beightol.  Effect of Operating Conditions
      on Exhaust Gas Emissions of Diesel, Gas Diesel, and Spark
      Ignited Stationary Engines.  Engineering Research Laboratory,
      Cooper-Bessemer Company, Mount Vernon, Ohio, June 1973.

 Bascorn, R. C.,  L. C. Broering, and D. E. Wulfhorst.  Design Fac-
      tors that Affect Diesel Emissions,  June 1971.  SAE Paper No.
      710484.

Mooney, J. J., c. E. Thompson, and J. C. Dettling.  Three-Way
     Conversion Catalysts:  Part of the New Emission Control
      System.  SAE Paper No.  770365.

Kulnig, H.  Exhaust Gas Catalysers for Underground Use.  Mining
     Magazine V129(4)  351-353, October 1973.
                               138

-------
Kulnig, H.  Bench Testing of the Kiruna Diesel Exhaust Fumes
     Catalytic Afterburner.   Erzmetall,V27(6)  292-298, June 1974.

Wilson, R. P., Jr.,  D. W. Lee, and P.  G. Gott.  Potential Emission-
     Control Concepts for Large-Bore Stationary Engines.  Pre-
     liminary Draft Phase I Report, March 1978.  EPA Contract 68-
     02-2664.

Masuda, G., Contractor.  1. Particulate Control System for Diesel-
     Engine Exhaust Gas and Its Associated Informations.  2. A
     Simple Collecting Device "Aut-Ainer Collector", November 17,
     1978.  EPA Contract No. 68-02-2697.

Masuda, S.  Design of Test Models of Aut-Ainer Collector, Feb.
     24, 1979.  EPA Contract No. 68-02-2697.

El Nesr, M. S., S. Satcunanathan, and B. J. Kaczek.  Diesel Engine
     Exhaust Emissions and Effect of Additives.  Conference on
     Air Pollution Control in Transport Engines, Institute of
     Mechanical Engineers, November 1971.

Springer,  K. J.  Investigation of Diesel-Powered Vehicle Emissions:
     VIII.  Removal of Exhaust Particulate from Mercedes 300D
     Diesel Car.  Prepared for U.S. Environmental Protection
     Agency, June 1977.  EPA-460/3-77-007.

Stahman, R. C., G. D. Kittredge, and K. J. Springer.   Smoke and
     Odor  Control for Diesel-Powered Trucks and Buses.  Presented
     at the SAE Mid-Year Meeting,  Detroit, May 20-24,  1968.   SAE
     Paper No. 680443.

Springer,  K.  J. and C. T. Hare.  Four Years of Diesel Odor and
     Smoke Control Technology Evaluations - A Summary.  ASME  Paper
     69-WA/APC-3 presented  at the  ASME  Winter Annual  Meeting, Los
     Angeles,  November 16-20, 1969.

Springer,  K.  J.  An  Investigation  of Diesel-Powered Vehicle Emissions-
     Part V.   Final  Report  to the  Environmental Protection Agency
     under Contract No.  PH  22-68-23, April 1974.

Springer,  K.  J. and  R. C.  Stahman.  Control of Diesel Exhaust Odors.
     Paper 26 presented  at  New  York Academy of Sciences Conference
     on  Odors: Evaluation,  Utilization and Control,  New York,
     October 1-3,  1973.

Springer,  K.  J.   Field Demonstration  of General Motors Environ-
     mental  Improvement  Proposal (EIP)  - A Retrofit Kit for CMC
     City Buses.   Final  Report  to the Environmental Protection  Agency
     under Contract  No.  PH 22-68-23,  December 1972.

 Springer,  K.  J.  and  R. C.  Stahman.  Diesel Emission Control Through
      Retrofits.   Presented at SAE Automotive  Engineering Congress
      and Exposition,  Detroit, February 24-28, 1975.  SAE Paper
      No.  750205.
                                139

-------
 Hare,  C.  T. ,  K.  J.  Springer,  and R.  L.  Bradow.   Fuel  and  Additive
      Effects  on  Diesel  Particulate Emissions -  Development  and
      Demonstration  of Methodology.   Presented at SAE  Automotive
      Engineering Congress  and Exposition,  Detroit,  February 23-
      27,  1976.   SAE Paper  No.  760130.

 Springer,  K.  J.   Investigation of Diesel-Powered Vehicle  Emissions-
      Part  VII.   Final Report  to the  Environmental Protection Agency
      under Contract No.  68-03-2116,  August 1976.

 Mogan,  P., D. B.  Stewart,  A.  D'Aoust, and  E.  D.  Dainty.   A  Parti-
      culate Emissions Evaluation of  an  Annular  Radial Flow  Platinum
      Catalytic Purifier  Applied to a V-6,  Air-Cooled, Indirect-
      Injection Diesel Engine.   Divisional  Report (FRC 74/12  -
      CEAL  No. 308 - limited distribution)  of  the Department  of
      Energy,  Mines  and Resources, Mines Branch,  Fuels Research
      Centre,  Ottawa.

 Mogan,  p., D. B.  Stewart,  A.  D'Aoust, and  E.  D.  Dainty.   An  Eval-
      uation of Particulate Emissions from  a Catalytic Diesel
      Exhaust  Purifier During  Extended Steady-State  Operation.
      (FRC  74/58  - CEAL No. 327  -  limited distribution) of the
      Department  of  Energy, Mines  and Resources,  Mines Branch,
      Fuels Research Centre, Ottawa.

 Test  Results  on  a Mercedes-Benz  220D Diesel Sedan Equipped with a
      Comprex  Pressure Wave Supercharger.   Technology  Assessment and
      Evaluation  Branch,  Emission  Control Technology Division,
      Office of Mobile Source Air  Pollution Control, Environmental
      Protection  Agency,  August  1975.

 Texhirogi, N. and K. Kontani.  Control  of Exhaust Emissions  from
     Diesel Engines.  Kuki Seijo, 12 (6) :32-45, February 1975
      (Japanese).

 Sudar,  S.  and L. Grantham.  Diesel Exhaust Emission Control  Pro-
     gram.  Final Report prepared by Atomics  International,  Canoga
     Park, California for the Department of Transportation,
     Washington, D.C.,  January 1974.  PB 234  752.

 Amano, M., H. Sami,  S.  Nakagawa, and H. Yoshizaki.  Approaches to
     Low Emission Levels for Light-Duty Diesel Vehicles.  Paper
     presented to the Automotive Engineering  Congress and Ex-
     position, Detroit,  Michigan, February 23-27, 1976.   SAE
     Paper No. 760211.

Hames, H. J.,  D.  F.  Merrion,  and H.  S.  Ford.  Some  Effects of
     Fuel Injection System Parameters on Diesel Exhaust Emissions.
     Presented at SAE National West Coast Meeting, Vancouver,
     August 1971.  SAE Paper No. 710671.
                               140

-------
Walder, C. J. Reduction of Emissions from Diesel Engines.   Pre-
     sented at SAE International Automotive Engineering Congress,
     Detroit, January 1973.  SAE Paper No. 730214.

Marshall, W. F., D. E. Seizinger, and R. W. Freedman.  Effects
     of Catalytic Reactors on Diesel Exhaust Composition.   Health
     and Safety Research - Coal Mines Program, Technical Progress
     Report 105, April 1978.

Markworth, V. O. and C. D. Wood, III.  Large Diesel Engine Testing
     for Oil Shale Mining.  Prepared for U.S. Dept. of the Interior,
     Bureau of Mines by Southwest Research Institute, Contract
     No. J0265023, July 1978.

Broering, L. C. and L. W. Holtmann.  Effect of Diesel Fuel Pro-
     perties on Emissions and Performance, September 1974.  SAE
     Paper No. 740692.

Marshall, W. F. and R. D. Fleming.  Diesel Emissions as Related
     to Engine Variables and Fuel Characteristics,  October 1971.
     SAE Paper No. 710836.

Burt, R. and K. A. Troth.  Influence of Fuel Properties on Diesel
     Exhaust Emissions.  Symposium on Motor Vehicle Air Pollution
     Control, London, England, November 1968.

Torpy, P. M., M. J. Whitehead, and J. Wright.  Experiments in the
     Control of Diesel Emissions.  I. Mech. E.  (London) Conference
     in Air Pollution Control in Transport Engines, 1971.

Ford, H. S., D. F. Merrion, and R. J. Hames.  Reducing Hydrocarbons
     and Odor in Diesel Exhaust by Fuel Injector Design.  SAE Paper
     No. 700734.

Stumpp, G. and W. Banzhaf.  An Exhaust Gas Recirculation System
     for Diesel Engines.  Paper presented at the Congress and
     Exposition, Cobo Hall, Detroit, February 27-March 3, 1978.
     SAE Paper No. 780222.

Stumpp, G.  Reduction of Exhaust Emissions of Diesel Engines by
     Means of the Injection Equipment.  CIMAC,  pp. 441-456, 1973.

Tholen, P., K. Streicher.  New Experiences in the  Development of
     Air-Cooled Diesel Engines with Particular  Regard to the
     Human Development.  CIMAC, p. 521, 1973.

Hill and E. A. Dodd.  An Advanced Low Emission  Diesel Engine Con-
     cept.  ERDA NATO/CCMS Fourth International Symposium, Auto-
     motive Propulsion Systems, Washington, D.C.,  April 18-22, 1977.

Broome, D. and Wright.  The Regulation and Reduction of Gaseous
     Exhaust Emissions from Direct Injection Automotive Diesel
     Engines.  Seventh National Conference on Internal Combustion
     Engine Theory and Practice, Warsaw,  Poland, November 4-5,  1975.
                                141

-------
Wood, C. D. and J. W. Colburn, Jr.  Control Technology for Diesel
     Equipment in the Underground Mining Environment - A Review
     of Selected Topics.  Final Report prepared by Southwest
     Research Institute for U.S. Dept. of the Interior, Bureau
     of Mines, January 1979.

Sullivan, H. F., L. P. Tessier, C. E. Hermance, and G. M. Bragg.
     Reduction of Diesel Exhaust Emissions.  Prepared for Dept.
     of Energy, Mines and Resources, Ottawa, May 1977.

Murphy, J. J., L. J. Hillenbrand, and D. A. Trayser.  Oxidation
     of Diesel Particulate.  Prepared by Battelle for U.S. Envir-
     onmental Protection Agency, Research Triangle Park, North
     Carolina, June 21, 1979.

Duleep, K. G. and R. G. Dulla.  Survey and Analysis of Collection
     Methods for Automotive Particulate Emissions.  Presented at
     the 72nd Annual Meeting of the Air Pollution Control Assoc-
     iation, Cincinnati, Ohio, June 24-29, 1979.

Fortnagel, M.  Influencing Exhaust Gas Composition by Means of
     Exhaust Gas Recirculation in a Pressure Charged Swirl Chamber
     Diesel Engine.  Paper presented at Symposium on Technical
     and Legal Problems of the Protection of the Environment,
     University of Trier-Kaiserslantern, Sept. 1971.

Valdmanis, E. and E. E. Wulfhorst.  The Effects of Emulsified
     Fuels and Water Induction on Diesel Combustion.  SAE Trans-
     actions, Vol. 79, 1970.  SAE Paper No. 700736.

Springer, K. J. and R. C. Stahman.  Removal of Exhaust Particulate
     from a Mercedes 300D Diesel Car.  SAE Paper No. 770716.

Greeves, G., I. M. Khan, and G. Onion.  Effects of Water Intro-
     duction on Diesel Engine Combustion and Emissions.  Paper
     No. 25, 16th Symposium (International) on Combustion, The
     Combustion Institute, 1976.

Kabele, D. F. and G. A. Anderkay.  Techniques for Quieting the
     Diesel, September 1975.  SAE Paper No. 750839.

The Point of the Planning and the Necessary Conditions for Equip-
     ping "Aut-Ainer" with Automobiles (diesel engine).  Eikosha
     Co., Ltd., Tokyo, Japan, June 10, 1979.

Azuma,  T. and N. Nakato.  Noise and Exhaust Gas Pollution Caused
     by Engines in Small- and Medium-Sized Construction Equipment
     in Japan.   SAE Preprint No. 780490 for Meeting April 10-12,
     1978.

EGR Lowers Diesel NOx Emissions.  Automotive Eng., 86(7):46-51,
     July 1978.
                               142

-------
Geometry Controls Diesel Emissions.  Automotive Eng., 86(5):42-47,
     May 1978.

Insulated Pistons Raise Diesel Efficiency.  Automotive Eng., 86
     (6) -.72-16, June 1978.

Mercedes Turbocharges Five-Cylinder Diesel.  Automotive Eng.,
     86(6):40-45, June 1978.

Murayama,  T. and M. Tsukahara.  Study on the Reduction of NOx
     of Diesel Engine by the Use of Lighter Fuel.  Bull JSME,
     20(150):1615-1622, December 1977.

Murayama,  T., Y. Morishima, N. Miyamoto, and M. Tsukahara.  Ex-
     perimental Reduction of NOx, Smoke, and BSFC in a Diesel Engine
     Using Uniquely Reduced Water  (0-80%) to Fuel Emulsion.  SAE
     Paper No. 780224.

Malyavinskii, L. V. and V. M. Rossinskii.  Effectiveness of Smoke
     Suppression Additives for Diesel Fuels.  Chem. Technol.
     Fuels Oils, 12(11-12):875-877, Nov.-Dec. 1976.

Tholen, P. and I. Killmann.  Investigations on Highly Turbocharged
     Air-Cooled Diesel Engines.  ASME Paper No. 77-DGP-ll for
     Meeting Sept. 18-22,  1977.

Pearce, J. F., R. j. Hames, and D. F. Merrion.  Two-Stroke  Cycle
     Diesel Engine Fuel Economy Improvement and Emission Reduction.
     SAE Paper No. 770255  for Meeting Feb. 28-Mar. 4, 1977.

Starkman,  E. S. and F. W.  Bowditch.  Vehicular Emission Control.
     Adv.  Environ. Sci. Technol., Vol. 7, published by John Wiley
     and Sons, New York, N. Y., 1977.

Tucker, L. E.  Diesel Smoke:  Legislation and Control.  Int. Conf.
     on Air Pollution, Univ. of Pretoria, South Africa, April  26-
     29, 1976.

Anderton,  D. and V. K. Duggal.  Effect of Turbocharging on  Diesel
     Engine Noise, Emissions, and  Performance.  SAE  Spec. Publ.
     No. 397, Aug. 1975, Diesel Engine Noise Conf.,  Paper No.  750797,

Anderton,  D. and V. K. Duggal.  Diesel Engine Emissions and Noise.
     J. Inst. Fuel, 49(398):20-25, March  1976.

Ikegami, M., E. Kawai, and Y. Kihara.  Reducing Oxides of Nitrogen
     in a Diesel Engine by Means of Exhaust Gas Recirculation.
     Bull.,  JSAE  (6):65-74, April 1974.

Fukazawa, S., T. Murayama, and Y.  Fujiwara.  Experimental Study
     on Exhaust  Smoke  in  Diesel Engine.   Bull. JSAE, (6):22-32,
     April  1974.
                                143

-------
Radwan, M. S. and N. D. C. Tee.  Highly Turbocharged Small Auto-
     motive Diesel Engines.  J. Automot. Eng., 6(2):17-22, April
     1975.

Mathur, H. B.  Exhaust Odor and Smoke Emission from Diesel Engines
     and Their Control.  J. Inst. Eng.  (India) Mech. Eng. Div.,
     55:169-173, March 1975.

Springer, K. J.  Investigation of Diesel-Powered Vehicle Emissions:
     VIII.  Removal of Exhaust Particulate from Mercedes 300D
     Diesel Car.  Prepared for U.S. Environmental Protection
     Agency, Ann Arbor, Michigan, June 1977.  EPA-460/3-77-007.

Storment, J. O., K. J. Springer, and K. M. Hergenrother.  NOx
     Studies with EMD 2-567 Diesel Engine.  ASME Paper No. 74-
     DGP-14 for Meeting April 28-May 2, 1974.

Ely, R. L.  Clean Exhaust - Good Diesel Performance.  Pit Quarry,
     66(4):75-79, October 1973.

Dai, J., S. Ozaki, Y. Uchiyama, and K. Motohaski.  Reduction of
     Nitrogen Oxides by Exhaust Gas Recirculation and Water
     Injection on Diesel Engine.  J. Fuel Soc. Jap., 52(550):113-
     120, February 1973.

Scott, W. M.  Recent Developments in Diesel Engine Research at
     the Ricardo Laboratories.  Entropie, 8(48):69-79, Nov.-Dec.
     1972.

Bernhardt, W. E., R. W. Hura, B. H. Eccleston, I. M. Khan, C. H. T.
     Wang, T. Muroki, and C. E. Moser, et al.  Air Pollution Control
     in Transport Engines, Symposium.  Air Pollution Control in
     Transp. Engines, Symposium, Shirley, Solihull, England,
     Nov. 9-11, 1971.

Krause, S. P., D. F. Merrion, and G. L. Green.  Effect of Inlet
     Air Humidity and Temperature on Diesel Exhaust Emissions.
     SAE Preprint No. 730213 for Meeting Jan. 8-12, 1973.

Pischinger, R.  Emission Control Investigations on Diesel Engines
     (German).  Automobiltech Z, 74(3):111-116, March 1972.

McCreath, C. G.  Effect of Fuel Additives on the Exhaust Emissions
     from Diesel Engines.  Combust. Flame, 17(3):359-366, December
     1971.

Losikov, B. V., K. N. Golovanov, and S. M. Livshits.  Use of Fuel
     Additives to Reduce Diesel Exhaust Smoke.  Chem. Technol.
     Fuels Oils,  (7-8):634-638, July-August, 1970.

Walter, R. A.  The Emissions and Fuel Economy of a Detroit Diesel
     6-71 Engine Burning a 10-Percent Water-in-Fuel Emulsion.
     Transportation Systems Center, Cambridge, Mass. Rept. No.
     TSC-USCG-78-1.


                                144

-------
Cavagnaro, D.  M.   Diesel Exhaust Emission Control for Motor Ve-
     hicles,  Feb. 1978.  NTIS No. PS-78/0110/3ST.

Cavagnaro, D.  M.   Diesel Exhaust Emissions, Feb. 1978.  NTIS No.
     PS-78/0109/5ST.

Lehmann, E. J.  Diesel Exhaust Emission Control for Motor Vehicles,
     March 1977.   NTIS No. PS-77/0105/5ST.

Springer, K.  J. and A. C. Ludwig.  Documentation of the Guide
     to Good Practice for Minimum Odor and Smoke from Diesel-
     Powered Vehicles.  Final Report to the Department of Health,
     Eucation, and Welfare under Contract No. CPA 22-69-71,
     November 1967.

Lenane, D. L.   Status Report-Trapping Systems for Automotive
     Exhaust Particulates, October 1973.

Lenane, D. L.   Particulate Lead Traps.  Report to the French
     Association of Petroleum Technicians, Application Technology
     Section,  Paris, France, January 23, 1975.
                                145

-------
MEASUREMENT AND SAMPLING OF DIESEL EXHAUST

Cernansky, N. P., C. W. Savery, I. H. Suffet, and R. S. Cohen.
     Diesel Odor Sampling and Analysis Using the Diesel Odor
     Analysis System (DOAS).  Dept. of Mechanical Engineering
     and Mechanics and Environmental Studies Institute, Drexel
     Univ., Philadelphia, PA.  SAE Paper No. 780223.

Rhee, K. T., P. S. Myers, and 0. A. Uyehara.  Time- and Space-
     Resolved Species Determination in Diesel Combustion Using
     Continuous Flow Gas Sampling.  Mechanical Eng.  Rhee- Dept.,
     Univ. of Miami, Coral Gables, FL, and Myers and Uyehara-
     Mech. Eng. Dept.,  U. of Wisconsin, Madison, WI.  SAE Paper
     No. 780226.

Vuk,  C. T.  The Development and Application of Techniques for
     the Measurement and Analysis of Diesel Particulate Emissions.
     M.S. Thesis, Michigan Technological University, 1975.

Khatri, N. J.  The Measurement of Diesel Particulate Matter Size
     Distributions Using the Electrical Aerosol Analyzer and the
     Analysis of the Sulfate Fraction Using the Barium Chloranilate
     Method.  M.S. Thesis, Michigan Technological University, 1977.

Diesel Smoke Measurement Procedure.  SAE J35 (SAE Recommended
     Practice).  SAE Handbook, 1977.

Measurement Procedure for Evaluation of Full-Flow, Light-Extinc-
     tion Smoke-meter Performance.  SAE J1157 (SAE Recommended
     Practice),  SAE Handbook, 1978.

Control of Air Pollution from New Motor Vehicles and New Motor
     Vehicle Engines Certification and Test Procedures.  Federal
     Register (40 CFR Part 86),44 (23) :6650-6671, February 1, 1979.

Bascom, R. C.,  W. S. Chiu, and R. J. Padd.  Measurement and Eval-
     uation of Diesel Smoke,  1973.  SAE Paper No. 730212.

Durant, J. B.  CRC Investigation of Diesel Smoke Measurement,
     Vehicle Emissions, 3:352.  Society of Automotive Engineers.

Hurn, R. W. and W. F. Marshall.  Techniques for Diesel Emissions
     Measurement.  SAE Vehicle Emissions, 3:120.

Williams, G., F. W.  Hartman,  and G. R. Mackey.   Diesel Smoke
     Analysis on a Chassis Dynamometer, June 1973.  SAE Paper
     No. 730660.

Greeves, G. and J. 0. Meehan.  Measurement of Instantaneous Soot
     Concentration in a Diesel Combustion Chamber, from Combustion
     in Engines.  Inst. of Mech. Engineers - Automobile Division,
     1976.
                                146

-------
Leddy, D. G.   Measurement of Sulphate in Diesel Exhaust Parti-
     culate Matter.   Paper presented at CRC-APRAC Diesel Exhaust
     Measurement Symposium,  Chicago, 1977.

Carpenter, K.   The Design and Development of a Dilution Tunnel
     for the Physical and Chemical Characterization of Diesel
     Particulate Matter.   M.S. Thesis, Michigan Technological
     University, 1978.

Recommended Practice for Measurement of Exhaust Sulfate Emissions
     from Light-Duty Vehicles and Trucks, September 1977.  U.S.
     Environmental Protection Agency.

Dolan, D. F.,  D. B.  Kittelson, and K. T. Whitby.  Measurement of
     Diesel Exhaust Particle Size Distributions.  Paper presented
     at the Winter Annual Meeting of The American Society of
     Mechanical Engineers, Houston, Texas, November 30-December
     4, 1975.

Pinolini, F. and J.  Spiers.  Diesel Smoke - A Comparison of Test
     Methods and Smokemeters on Engine Test Bed and Vehicle, 1969.
     SAE Paper No. 690491.

Carey, A. W.,  Jr.  Steady State Correlation of Diesel Smoke Meters-
     An SAE Task Force, 1969.  SAE Paper No. 690493.

Vuk,  C. T. and J. H. Johnson.  Measurement and Analysis of
     Particles Emitted from a Diesel Combustion Process.  Paper
     presented at the Combustion Institute Central States-Western
     States 1975 Spring Technical Meeting, April  1975.

Kittelson, D. B. and D. F. Dolan.   Dynamics of Sampling  and Mea-
     surement of Diesel Engine Exhaust Aerosols.  Paper  presented
     at the Conference on Carbonaceous Particles  in the  Atmosphere,
     March 20-22, 1978.

Laresgoiti, A., A. C. Loos, and G.  S. Springer.   Particulate and
     Smoke Emission from a Light-Duty Diesel Engine.   Environ-
     mental Science and Technology, 11(10):973-978, October  1977.

Dolan, D. F. and D. B. Kittelson.   Diesel Exhaust Aerosol Particle
      Size Distributions - Comparison of  Theory and Experiment.
     Paper presented  at the Congress and bxposition,  Cobo Hall,
     Detroit, February 27-March 3,  1978.  SAE  Paper No.  780110.

Kittelson, D. B., D.  F. Dolan, and J. A. Verrant.  Investigation
      of  a Diesel Exhaust Aerosol.   Paper presented at the Congress
      and  Exposition,  Cobo Hall, Detroit,  February 27-March  3,  1978.
      SAE  Paper  No.  780109.

Verrant,  J. A.  and  D. B.  Kittelson.  Sampling and Physical  Char-
      acterization of  Diesel  Exhaust Aerosols.   Paper  presented
      at  the Off-Highway Vehicle Meeting and Exhibition,  MECCA,
      Milwaukee,  September  12-15,  1977.   SAE Paper No. 770720.


                                147

-------
Vuk,  C. T. , M. A. Jones, and J. H. Johnson.  The Measurement and
     Analysis of the Physical Character of Diesel Particulate
     Emissions.  Paper presented at the Automotive Engineering
     Congress and Exposition, Detroit, Michigan, February 23-27,
     1976.  SAE Paper No. 760131.

Black, F. and L. High.  Methodology for Determining Particulate
     and Gaseous Diesel Hydrocarbon Emissions.  Paper presented
     at the Congress and Exposition, Cobo Hall, Detroit, February
     26-March 2, 1979.  SAE Paper No. 790422.

Stinton, H. C.  Development of a Methodology for the Determination
     of Diesel Total Hydrocarbon Emission Rates for Cyclic Driving
     Condition.  EPA Contract No. 68-02-2751, Progress Report,
     September 1978.

Zweidinger, R. B., S. B. Tejada, D. Dropkin, J. Huisingh, and
     L. Claxton.  Characterization of Extractable Organics in
     Diesel Exhaust Particles.  EPA Symposium on Diesel Particulate
     Emissions Measurement and Characterization, Ann Arbor, Michigan,
     May 1978.

Huisingh, J. et al.  Application of Bioassay to Characterization
     of Diesel Particle Emissions.  EPA Symposium on Application
     of Short-Term Bioassays in the Fractionation and Analysis
     of Complex Environmental Mixtures, Williamsburg, Virginia,
     February 1978.

Bennethum, J. E., J. N. Mattavi, and R. R. Toepel.  Diesel Com-
     bustion Chamber Sampling - Hardware, Procedures, and Data
     Interpretation.  Paper presented at the 1975 SAE Off-Highway
     Vehicle Meeting, Milwaukee, Wisconsin, September 8-11, 1975.
     SAE Paper No. 750849.

Springer, K. J. and H. E. Dietzmann.  Diesel Exhaust Hydrocarbon
     Measurement - A Flame lonization Method.  Presented at SAE
     Meeting, Detroit, January 12-16, 1970.  SAE Paper No. 700106.

Williams, R. L. and S. J. Swarin.  Benzo(a)pyrene Emissions from
     Gasoline and Diesel Automobiles.  Paper presented at the
     Congress and Exposition, Cobo Hall, Detroit, February 26-
     March 2, 1979.  SAE Paper No. 790419.

Lyons,  M. J.  Comparison of Aromatic Polycyclic Hydrocarbons
     from Gasoline-engine and Diesel-engine Exhaust, General
     Atmospheric Dust and Cigarette Smoke Condensate.  NCI Mono-
     graph No. 9, pp. 193-199, Washington, D.C., 1962.

Recommend Practice for Measurement of Gaseous and Particulate
     Emissions from Light-Duty Diesel Vehicles.  Draft Report,
     U.S. Environmental Protection Agency, March 1978.
                               148

-------
Greeves,  G.  and J.  0.  Meehan.   Measurement of Instantaneous Soot
     Concentration  in  a Diesel Combustion Chamber.   I.  Mech. E.
     (London)  Conference Paper C8.

Knuth,  E. L.  Direct Sampling Studies of Combustion Processes.
     Engine Emissions  - Pollutant Formation and Measurement.
     Editors:   G. S. Springer and D. J. Patterson,  Plenum Press,
     1973.

McKee,  H. C.,  J. M. Clark, and R. J. Wheeler.  Measurement of
     Diesel Engine Emissions.  J. Air Pollution Control Assoc.x
     12:516, November 1962.

Bricklemeyer,  B. A. and R. S. Spindt.  Measurement of Polynuclear
     Aromatic Hydrocarbons in Diesel Exhaust Gases.  Presented at
     the SAE Congress and Exposition, February 27-March 3, 1978.
     SAE Paper No.  780115.

Sawicki, E., R. C.  Corey, A. E. Dooley, et al.  Tentative Method
     of Microanalysis for Benzo(a)pyrene  in Airborne Particulates
     and Source Effluents.  Health Lab. Sci. 7(Suppl. 1),:56-59,
     January 1970.

Sawicki, E., R. c. Corey, A. E. Dooley, et al.  Tentative Method
     of Analysis of Polynuclear Aromatic  Hydrocarbon Content  of
     Atmospheric Particulate Matter.  Health Lab.  Sci. 7  (Suppl.
     1),: 31-44, January  1970.

Sawicki, E., R. C. Corey, A. E. Dooley, et al.  Tentative Method
     of  Routine Analysis  for Polynuclear  Aromatic  Hydrocarbon
     content Atmospheric  Particulate Matter.  Health Lab.  Sci.  7
     (Suppl. l),:45-55,  January 1970.

Golden,  C.  and E.  Sawicki.  Ultrasonic  Extraction  of Total  Parti-
     culate Aromatic Hydrocarbons  (TpAH)  from Airborna Particles
     at  Room Temperature.   Int. J.  Environ.  Anal.  Chem.  in  press,
     1975.

Bailey,  C., A. Javes, and J. Lock.   Investigation  into the  Com-
     position of Diesel Engine Exhausts.  Fifth World  Petroleum
     Congress, Section  VI,  Paper 13, p.  209, New York, N. Y., 1959.

Oldham,  R.  G.  Quantitative Analysis of Polynuclear Aromatic
     Hydrocarbons  in Liquid Fuels.   U.S.  Environmental Protection
     Agency, Contract No.  68-02-2446,  initiated September 1976.

Kau, C.  J., M. P.  Heap, T.  J.  Tyson, and  R.  P.  Wilson.   Prediction
     of  Nitric Oxide Formation in  a Direct  Injection Diesel Engine
     Sixteenth  Symposium  (Int)  on  Combustion,  MIT, Cambridge, Mass
     Aug.  15-20, 1976.
                                149

-------
McGuire, D. W. Diesel Smoke Meters for Army Use, November 1976.
     NTIS No. AD-A035210/4ST.

Springer, K. J. and H. E. Dietzmann.   Diesel Exhaust Hydrocarbon
     Measurement - A Flame lonization Method.  Paper presented
     at SAE Meeting, Detroit, January 12-16, 1970.  SAE Paper
     No. 700106.
                               150

-------
HEALTH EFFECTS

Johnston, A. A., K. Springer,  D.  Johnson,  D.  Boenig,  and F.  Newman.
     Toxicity of Engine Exhaust Gases Diesel  - Bromochloromethane
     Fuel Blend.  SwRI Final Report AFLRL No. 51,  February 1975.

Bradburn, R. A.  Diesel Haulage Experience in the Martin County
     Coal Corporation with Emphasis on Health and Safety Aspects.
     IC8666, U.S. Department of the Interior, Proceedings of the
     Symposium on the Use of Diesel-Powered Equipment in Under-
     ground Mining, Pittsburg, Pennsylvania,  Jan.  30-31, 1973.

Alcock, K.  Safe Use of Diesels in Underground Coal Mines.  Diesel
     and Gas Turbine Progress, 80-82, March 1977.

Dimick, D. L.  Particulate Control Development Status.  Workshop
     on Unregulated Diesel Emissions and Their Potential Health
     Effects, DOT-NHTSA, DOE and EPA, April 27-28, 1978.

Barth, D. S. and S. M. Blacker.  The EPA Program to Assess the
     Public Health Significance of Diesel Emissions.  Journal of
     the Air Pollution Control Association,28(8):769-771, August
     1978.

Wang, Y. Y., et al.  Direct-Acting Mutagens  in Automobile Exhaust.
     Cancer Letters, 5:39-47, 1978.

Pitts, J. N., et al.  Proceedings of the Workshop on Unregulated
     Diesel Emissions and Their Potential Health Effects.  DOT-
     NHTSA, DOE and EPA, Washington, D.C., April 27-28,  1978.

Turner,  D. W.  Workshop on Unregulated Diesel Emissions  and Their
     Potential Heal Effects, April 27-28,  1978.  DOT-NHTSA, DOE
     and EPA, Washington, D.C.

Mogan, P.,  D. B. Stewart, A. D'Aoust, and  E.  D. Dainty.   The
     Respirability of Exhaust  Particulates Generated by  a V-6,
     Air-Cooled, Indirect-Injection  Diesel Engine.  Divisional
     Report  (FRC 74/9 - CEAL No.  305 - limited  distribution)  of
     the Department of Energy, Mines and Resources, Mines Branch,
     Fuels  Research Centre, Ottawa.

Kotin, P.,  H.  L. Falk, and M.  Thomas.  Aromatic Hydrocarbons:  III.
     Precence  in the  Particulate  Phase of  Diesel  Engine Exhausts
     and the Carcinogenicity  of Exhaust  Extracts.  AMA Arch.
      Indust. Health, 11:113, 1955.

Battigelli, M.  C., T.  F.  Hatch,  R.  J. Mannella,  and  F.  Hengstenberg,
     Dose  Response Relations  from Inhalation of Diesel Exhaust.
     Terminal  Report,  U.S.  Public Health Service,  Grant No.  OH-
      00191-02,  University of  Pittsburg,  1967.
                                151

-------
Unregulated Diesel Emissions and Their Potential Health Effects.
     Edited Transcript of Proceedings, Department of Transportation,
     Department of Energy, Environmental Protection Agency, April
     27-28, 1978.

Health Effects of Diesel Exhaust Emissions.  A Report Prepared for
     the American Mining Congress by Environmental Health Assoc-
     iates, Inc., January 1978.

Begeman, C. R.  Carcinogenic Aromatic Hydrocarbons in Automobile
     Effluents.  Society of Automotive Engineers, Inc., Warrendale,
     Pennsylvania, 1962.  SAE Paper No. 440C.

Workshop On:  Unregulated Diesel Emissions and Their Potential
     Health Effects.  Edited Transcript of Proceedings, April
     27-28, 1978.  Sponsored by the Department of Transportation,
     National Highway Traffic Safety Admin., The Department of
     Energy, and the Environmental Protection Agency.

Lassiter, D. V. and T. H. Milby.  Health Effects of Diesel Exhaust
     Emissions:  A Comprehensive Literature Review, Evaluation
     and Research Gaps Analysis.  Environmental Health Associates,
     Inc., Berkeley, California, American Mining Congress, Washington,
     D.C., Jan. 25, 1978.  NTIS No. PB-282795/4ST.
                               152

-------
                                 TECHNICAL REPORT DATA
                          (Please read Instructions on the reverse before completing)
 REPORT NO.
 EPA-600/7-79-232a
                                                         3. RECIPIENT'S ACCESSION NO.
. TITLE AND SUBTITLE
Assessment  of  Diesel  Particulate Control:
Scrubbers,  and Precipitators
                Filters,
                             6. REPORT DATE
                              October 1979
                             6. PERFORMING ORGANIZATION CODE
. AUTHOR(S)

M.G.  Faulkner,  E.B.  Dismukes,  J.R.  McDonald,
Pontius, and  A.H.  Dean	
. PERFORMING ORGANIZATION NAME AND ADDRESS
                  D.H.
           8. PERFORMING ORGANIZATION REPORT NO.
             SORI-EAS-79-564
             Project  3858-14-FR
. PERFORMING ORGANIZATION NAME AND ADDRESS
Southern Research  Institute
2000 Ninth Avenue  South
Birmingham, Alabama  35205
                             10. PROGRAM ELEMENT NO.
                                F.HF.
                             11. CONTRACT/GRANT NO.

                              68-02-2610, Task 14
12. SPONSORING AGENCY NAME AND ADDRESS
EPA, Office of Research and Development
Industrial Environmental Research Laboratory
Research Triangle Park, NC  27711
                             13. TYPE OF REPORT AND PERIOD COVERED
                              Final;  3/79 - 7/79
                             14. SPONSORING AGENCY CODE
                               EPA/600/13
15. SUPPLEMENTARY NOTES IERL-RTP
541-2925.
 project  officer is Dennis C. Drehmel, Mail Drop 61, 919/
 O. ABSTRACT.
         The report discusses  an investigation of three types of devices  that might
be used for the  aftertreatment of diesel exhaust to lower particulate emissions  from
light-duty vehicles.   The  devices are filters, electrostatic precipitators   (ESPs),
and wet scrubbers.  The conclusions reached are that filters and ESPs merit  further
consideration, but wet scrubbers do not.  Wet scrubbers were eliminated from further
consideration on the basis of  excessive size, low efficiency, and  excessive  fluid loss
by evaporation  (assuming that  water is the fluid of choice).  Filters and ESPs,
although appearing  to  offer significant potential, have possible disadvantages  that
can only be assessed experimentally.  Prototype filters and electrostatic devices
that appear worthy  of  experimental study are described.
                               KEY WORDS AND DOCUMENT ANALYSIS
                 DESCRIPTORS
                                             b.IDENTIFIERS/OPEN ENDED TERMS
                                             COSATi Field/Group
 Pollution
 Diesel Fuels
 Diesel Engines
 Dust
 Aerosols
 Dust Filters
 Scrubbers
Electrostatic
 Precipitators
Ground Vehicles
Pollution Control
Stationary Sources
Particulate
13B
21D
21G
11G
07D
13J
07A, 131
13F
13. DISTRIBUTION STATEMENT
 Release to Public
                                             19. SECURITY CLASS (ThisReport/
                                             Unclassified
                                           21. NO. OF PAGES
                                                174
                 20. SECURITY CLASS (This page)
                 Unclassified
                                           22. PRICE
EPA Form 2220-1 (»-73)
                                           153

-------