£EPA United States Environmental Protection Agency Office of Noise Abatement & Control Washington, DC 20460 EPA 550/9-79-311 May 1979 Noise NOISE TECHNOLOGY RESEARCH NEEDS AND THE RELATIVE ROLES OF THE FEDERAL GOVERNMENT AND THE PRIVATE SECTOR ------- NOISE TECHNOLOGY RESEARCH NEEDS AND THE RELATIVE ROLES OF THE FEDERAL GOVERNMENT AND THE PRIVATE SECTOR May 1979 Proceedings of the EPA Noise Technology Research Symposium January 29-31,1979 Dallas, Texas Office of NolM Abatement & Control U.S. Envlromental Protection Agency Washington, D.C. 20460 ------- The views, conclusions, and recommendations contained in this report are those of the Symposium participants and do not necessarily reflect the official policy or position of the U.S. Environmental Protection Agency. ------- TABLE OF CONTENTS PREFACE ACKNOWLEDGMENTS EXECUTIVE SUMMARY Symposium Recommendations for Noise Research I. INTRODUCTION II. SYMPOSIUM RESULTS A. Machinery and Construction Equipment Workshop Responses to Issues B. Surface Transportation Workshop Responses to Issues C. Aviation Workshop Responses to Issues III. KEYNOTE ADDRESSES APPENDIX A: ATTENDEES Keynote Speakers Machinery and Construction Equipment Workshop Surface Transportation workshop Aviation Workshop EPA Symposium Program Staff Observers APPENDIX B: SUBGROUP ASSIGNMENTS Machinery and Construction Equipment Workshop Surface Transportation Workshop Aviation Workshop APPENDIX C: PROGRAM AGENDA Machinery and Construction Equipment Workshop Surface Transportation Workshop Aviation Workshop Page Number v ix xv xx iv 1-1 II-l 11-27 11-45 III-l A-l A-3 A-5 A-ll A-17 A-23 A-25 B-l B-3 B-9 B-13 C-l C-3 C-9 C-15 iii ------- Page Number APPENDIX D: ISSUES D-l Machinery and Construction Equipment Workshop D-3 Surface Transportation Workshop D-5 Aviation Workshop D-7 IV ------- PREFACE A special motivation for the Noise Technology Research Symposium was the Congressional mandate expressed in the Quiet Communities Act of 1978. The Act emphasized and ex- panded beyond the authorization of the Noise Control Act of 1972, EPA's charter to conduct and finance noise-control research. The Quiet Communities Act directs EPA to: ". . .in cooperation with other Federal Agencies and through the use of grants, contracts, and direct Federal actions. . .(b) conduct or finance research directly or with any public or private organization or any person on the effects, measure- ment, and control of noise, including but not limited to ... (2) investigation, development, and demonstration of noise control technology for products subject to possible regulation under sections ... of this Act. ..." In addition to conducting or financing research, the Noise Control Act of 1972 gave to EPA the responsibility for coordinating the programs of all Federal Agencies and Departments relating to noise research. The Act also re- quired EPA to publish a report of the on-going Federal research programs that identified their status and progress and contained an assessment of their contributions to the national noise effort. Reports were published in 1977 by three Federal In- teragency Panels that addressed the technology areas of ------- machinery and construction equipment, surface transporta- tion, and aviation.3 These reports reviewed and assessed from the perspectives of the representatives of the various Federal Agencies and Departments, the noise technology re- search programs sponsored by the Federal Government between fiscal years (FY) 1975 and 1978. This Symposium was a direct response to the provisions of the Quiet Communities Act as well as the latest step in EPA's program of coordinating noise-technology research. The Symposium brought together a far larger group with greater diversity of interests and perspectives than just those Fed- eral Agencies involved in writing the Interagency Panel Re- ports. Where previously only Federal Agencies were involved, now emphasis was placed on participation by non-government private sector entities as well as representatives of other countries. This Symposium was carefully focused on identifying future research needs and not on the suitability or practi- cality of on-going efforts of the Federal and State govern- ments to regulate noise emission levels of products, based on current or available technology. By definition no re- search or demonstration is necessary to prove the feasibil- ity of technology which is available—i.e., in limited use within the industry or in use in similar products—although demonstrations of the applicability of the technology may be deemed helpful. This Symposium focused on the need for developments above and beyond those presently being used or available and consequently, the Symposium results should not be read as criticism or comments on any present rule- making activity. Federal Research, Development and Demonstration Pro- grams in Machinery and Construction Noise, prepared by the Federal Interagency Machinery and Construction Noise Re- search Panel, EPA 550/9-78-306, Washington, D.C., February 1978. 2Federal Research, Development, and Demonstration Programs in Surface Transportation Noise, prepared by the Federal Interagency Surface Transportation Noise Research Panel, EPA 550/9-78-305, Washington, D.C., February 1978. Federal Research, Technology, and Demonstration Pro- grams in Aviation Noise, prepared by the Federal Inter- agency Aviation Noise Research Panel, EPA 550/9-78-307, Washington, D.C., March 1978. VI ------- The findings resulting from the Symposium apply directly to technology areas. Matters such as operating procedures of aircraft, administrative controls in the workplace, and health effects were not included. More especially in the case of aviation, the findings relate to the aircraft itself rather than the total operation; the total systems concept was not addressed. The results of the Symposium, as they appear in these proceedings, will by means of this report be made available to the Federal Agencies and Departments, to the industries represented at the Symposium, and to the general public. It is hoped that the recommendations of this report will be considered by these entities, and that the report results will influence the rate of progress in solving technological problems in noise control through their effects on budgets, through the establishment of cooperative efforts, and through the establishment of a basis for the continuing exchange of ideas and results between the public and private sectors. vii ------- ACKNOWLEDGMENTS The success achieved at this Symposium, judged in terms of the cooperation and communication that occurred between the Federal Government and the private sector, and the wealth of information obtained with respect to the ob- jectives is attributable to the enthusiastic support pro- vided by the advisors and contractors that helped plan this Symposium, as well as all of the participants. Particular thanks are extended to the members of the Project Advisory Committee (PAC), who served as chairmen and co-chairmen of each of the workshops and the members of their supporting advisory panel. The PAC gave very gen- erously of their time during the six months involved in planning and conducting the symposium. The PAC served as the principal advisory and supporting group to EPA assisting in all aspects. In particular, they helped to identify all of the objectives that needed to be met, the participants to be invited, and all of the issues that needed to be ad- dressed, to specify the mechanics of operating, and to manage the conduct of the symposium. The advisory panel members provided additional specialized depth and perspective to the above in each of their respective areas of interest: Machinery and Construction Equipment Surface Transportation Aviation In addition to their participation in group activities, individual panel members gave their time freely and en- thusiastically when special assistance was needed. IX ------- The Project Advisory Committee members were: • Dr. Franklin P. Hart, Director, Center for Acoustical Studies, North Carolina State University (Chairman of the Machin- ery and Construction Equipment Workshop) • Mr. J. Alton Burks, Supervisory Acoustical Engineer, Bureau of Mines, Department of Interior (Co-Chairman of the Machinery and Construction Equipment Workshop) • Mr. Terrence A. Dear, Senior Consultant, Engineering Service Division, E.I. Du Pont de Nemours & Company (Co-Chairman of the Machinery and Construction Equipment Workshop) • Mr. Edwin G. Rater ing, Director, Vehicular Noise Control, General Motors Corporation (Chairman of the Surface Transportation Workshop) • Mr. Bernard J. Vierling, Director, Office of Bus and Paratransit Technology, Urban Mass Transit Administration, U.S. Depart- ment of Transportation (Co-Chairman of the Surface Transportation Workshop) • Dr. Jack L. Kerrebrock, Head, Department of Aeronautics and Astronautics, Massachusetts Institute of Technology (Chairman of the Aviation Workshop) • Mr. Harvey H. Hubbard, Assistant Division Chief, Acoustics and Noise Reduction Divi- sion, NASA Langley Research Center (Co- Chairman of the Aviation Workshop) The Advisory panel members were: Machinery and Construction Workshop Panel • Mr. Stephen M. Blazek, Assistant Director, Ship Silencing Division, Research and ------- Technology Directorate, Naval Sea Systems Command (SEA 037B), Department of the Navy • Mr. Robert Bruce, Deputy Division Director, Physical and Environmental Control, Tech- nologies Division, Bolt Beranek and Newman, Incorporated • Mr. George M. Diehl, Consultant, Ingersoll- Rand Company" • Dr. Uno K. Inqard, Department of Aeronautics and Astronautics, Massachusetts Institute of Technology • Mr. John J. McNally, Manager, Product Safe- ty and Environmental Control, Caterpillar Tractor Company (Representing Construction Industry Manufacturers Association (CIMA)) • Mr. Allan Teplitzky/ Manager, Acoustics, Consolidated Edison Company of New York Surface Transportation Workshop Panel • Dr. Erich K. Bender, Manager, Applied Technology, Bolt Beranek and Newman, Incorporated • Dr. Tony F. W. Embleton, National Research Council, Canada • Dr. Rpbert Hickling, Departmental Research Engineer, Engineering Mechanics Department, General Motors Research Laboratories • Mr. Eugene Lehr, Chief, Environmental Coor-* dination Division, U.S. Department of Transportation • Mr. Robert L. Mason, Office of Energy and Environment, Transportation Systems Center, U.S. Department of Transportation • Mr. Rodger F. Rinqham, Vice President, Engineering, International Harvester • Mr. Ronald J. Wasko, Manager, Acoustics and Electromagnetic Department, Motor Vehicle Manufacturers Association xi ------- Aviation Workshop Panel Dr. Gordon Banerian, Program Manager, Head of Acoustics, Research and Technology Divi- sion, NASA Headquarters Mr. Walter Collins, Noise Abatement Offi- cer, Los Angeles Department of Airports Mr. Charles Cox/ Group Engineer, Acoustics, Bell Helicopter Mr. Harry W. Johnson, Program Manager for General Aviation, NASA Headquarters Mr» Robert Lee, Manager, Acoustics Design Technology, Aircraft Engine Group, General Electric Company Mr. Aubert L. McPike, Director, Industry Association Activities, McDonnell-Douglas Aircraft Corporation Mr, John Tyler, Consultant, National Or- ganization to Insure a Sound-Controlled Environment (NOISE) The support provided at the Symposium by the subgroup leaders is very much appreciated (refer to Appendix B). They effectively guided and persuasively stimulated the necessary dialogue. Thanks is extended to the participants for their time expended, openness in discussion, and support provided. Without their support this Symposium would not have been a success. The support of each of the organizations (e.g., industrial, Federal, etc.) that enabled their employees or representatives to contribute their time and efforts in what we believe was a very important endeavor is also appreciated. The cooperation and assistance of the various Federal Agencies and Departments involved in noise technology re- search that provided advice, information on their programs, and representatives to present these programs, as well as participate on the discussions is very much appreciated: XII ------- DOD (Army, Navy, Air Force), NASA, DOT and its operating modes (FHWA, UMTA, FRA), DOI (BOM), NSF, HEW (NIOSH). We would in particular like to extend special thanks to NASA for their extensive support. Appreciation is expressed to the contractors that sup- ported this effort. Verve Research Corporation (Ms. JoAnn Hairston, Program Manager), for assistance in planning and the administrative support provided at the Symposium. Dr. William Benson and Mr. Reynold Greenstone of ORI, Inc. for support in reviewing the information obtained at the Sympo- sium and support in preparing the final report. This entire project was carried out under auspices of the Technology and Federal Programs Division of the Office of Noise Abatement and Control at EPA. Mr. John C. Schettino, Director of the Technology and Federal Programs Division and Mr. Harvey J. Nozick, Chief of the Technology Branch, conceived the need for a symposium and provided guidance and direction in its conduct. Program management was provided by Mr. Roger W. Heymann, Program Manager, and Mr. Thomas L. Quindry, Project Officer. Xlll ------- EXECUTIVE SUMMARY Hazardous as well as intrusive environmental noises that degrade the quality of life are continuing and ubiq- uitous problems of contemporary society. Recognizing the magnitude of noise problems and seeking to alleviate them, Congress, through the Quiet Communities Act of 1978, gave new directives to the U.S. Environmental Protection Agency (EPA) to support research in noise abatement technology. This Symposium on Noise Technology Research was the first response of the EPA to the new Congressional directives. The Symposium was held on January 29-31, 1979, in Dal- las, Texas. Over 200 invited participants, representing a broad spectrum of noise-related interests and expertise, provided a comprehensive assessment of current needs in noise-abatement technology, a comprehensive review of cur- rent research to determine which needs may not be met by current research, and a set of recommendations for research that should take precedence in fulfilling unmet needs. The Symposium participants also gave their recommendations as to the roles of Government, universities, and industry in performing the necessary research. OVERVIEW While in general a fundamental understanding of machine- ry and construction equipment noise, surface transportation noise, and aviation noise exists, the need for further re- search was identified if significant noise reductions are to be achieved in the future. Despite the fact that the noise abatement technology of each of the three problem areas is xv ------- at a different level of development, each area is at a lev- el where more experiments, analyses and demonstration of technology must be done if further improvements are to be achieved. The Federal Government has a function to perform noise technology research. To complement industry's research ef- forts to develop and market quieter products, the Government should support basic research and conduct cooperative de- monstration projects to encourage and promote the acceptance of available technology. Research that has a high risk or that will involve a long delay until applicable results are achieved is a necessary Government function. The private sector, on the other hand, while expected to conduct basic research must have the responsibility for product development ("low-risk" research). The Government must act as a coordi- nator between Federal and private research programs, and the private sector has a responsibility to participate in the coordination activities. Further, the Government should furnish a single office for exchange and dissemination of information on noise technology research. The private sector should participate in activities (e.g., symposia, workshops, and technical information service) devised to facilitate exchange of information. With respect to industrial machinery, the ability to design and develop or even to redesign existing equipment and processes to meet significantly reduced noise levels is lacking. This lack has prevented development and inte- gration of technology that would reduce noise and yet meet the requirements of high productivity necessary if industry is to compete in domestic and foreign markets. In many situations it has been impossible for industry to introduce acceptable, quiet equipment because such equipment does not exist. Present noise control technology is limited with respect to surface transportation vehicles. Many principal sources of noise associated with surface transportation vehicles (e.g., diesel engines, tire-roadway interaction, and wheel- rail interaction) are common to many classes of vehicles or large segments of the industry. The ability to signifi- cantly reduce the noise from these few principal sources would result in reductions for a great many particular noise sources. Past technology has enabled the aircraft industry to make large gains in reducing aircraft noise. Additional gains can be expected from applying present technology, xvi ------- however a greater fundamental understanding will be needed if greater progress is to be achieved. FINDINGS OF THE MACHINERY AND CONSTRUCTION WORKSHOP Very little research is currently being done to develop new equipment and processes to meet required lower noise levels. Rather, almost all research is directed to finding retrofit technology to shield equipment now in use. A rel- atively large number of machines and processes in each of the primary industries (metal fabrication; wood, paper; chemical, petroleum, electric utility; food, tobacco, glass; textile, printing; underground and surface mining, and re- lated processing plants; construction) was identified as needing research. All of the industrial subgroups concluded that some products and processes in their industries required some Federal support of research. Each of the subgroups indi- cated that an essential function of the Federal Government is to support research that would advance basic knowledge and lead to the development of noise control technology and expertise where demonstrated needs exist. There are five specific roles for the Federal Government in develop- ing noise control technology. First, the need for limited Federal Government involve- ment in machinery and construction equipment noise control RD&D was recognized. The activities of the Federal Govern- ment must be directed at meeting well-documented needs. The Federal effort must be coordinated with and complement ef- forts of the private sector. More specifically, the Federal effort can complement the private effort by doing high-risk research that needs to be done where the private sector is unwilling or unable to do it. Small manufacturers, for ex- ample, will be particularly in need of assistance because they do not have the capital to invest in research nor the expertise necessary to take an initiative in noise control. Second, the Federal Government has a role to partici- pate in, support, and provide technical coordination for demonstration projects. There were some differences in the need felt for Government participation among different industry groups, and the differences may, to some degree, result from differences in available noise control tech- nology; the more primitive the technology, the more need there is for technology development and the less need for demonstration. As a consequence, it was observed that xvi i ------- there will be less need for research and more need for demonstration as research, in due course, produces solu- tions to noise control problems. Third, the Federal Government has a role to play in coordinating research activities within the Government and between the Government and the private sector. The need for a focal point within the Federal Government to facili- tate communications and coordination with the private sec- tor was defined. The focal point would also serve as a means for allowing the private sector to influence the conduct and planning of Federal research programs by means of a joint committee with representatives from Federal De- partments and Agencies, universities, and industries. A joint committee would serve to ensure that national noise goals and priorities, training needs to provide future ex- pertise in noise control technology, and the constraints imposed by practical working conditions are all being met. Fourth, it was recognized that some Federal Agencies have unique needs unrelated to those of the private sector. For example, the DOD's activities with respect to artillery is unique as far as the private sector is concerned. Those Agencies with a mandate to do so will have to conduct ap- propriate research to meet particular mission needs. Fifth, the Government also has a role in collecting and disseminating information. This role can be performed as part of the coordination role; that is, the center for coordination could include a technical information center. The need for a centralized source of information was most strongly felt by the machinery workshop, probably because the other workshops represent much more centralized indus- tries. Further, both aviation and surface transportation have had a heavy involvement in Government and privately funded noise control research for quite a long period of time, whereas noise control research in machinery and con- struction equipment is in its infancy. Thus the machinery industries have not had sufficient time or experience in ways of communicating with each other and with the Govern- ment. Further, since most machinery noise control efforts to date have used enclosures for retrofit, there would be little benefit in communicating because each particular workplace is unique. The private sector has an important role in develop- ing noise control technology, for industry possesses the detailed knowledge of the problems that must be solved if the workplace and environmental requirements are to be met. It is for this reason that industry must participate in xviii ------- the planning and conduct of Federal research. Thus far, industry has been primarily involved in short-term develop- ment of retrofit solutions because compliance with current regulations has taken precedence over longer-term goals and because incentives have been too weak to stimulate research on noise control technology or to encourage purchase of quiet equipment. Both industrial research and demand for quiet machinery could be stimulated by stronger tax incen- tives. Another strong incentive would be provided by pre- dictable enforcement of regulations and predictable future regulations; in short, less uncertainty about the regulatory environment. FINDINGS OF THE SURFACE TRANSPORTATION WORKSHOP In regard to the roles to be played by the private sector and the Government in developing noise-control tech- nology the workshop's consensus was that the Federal Govern- ment's role is to identify the need to reduce product noise, to conduct basic research and demonstration programs, and to set required sound levels. Private industry should be primarily involved in achieving the required sound-level reduction. The transfer of research into marketable tech- nology is the province of industry. Government should be involved in basic high-risk new technology rather than incremental improvement of current technology. A minority felt that the Government should be more broadly involved in the entire RD&D chain through basic and applied research as well as demonstrations to the extent that this partici- pation fills gaps left by industrial activity and meets societal needs. The Federal Government should take the lead in ranking community noise sources and their impact. Purely acousti- cal descriptors may not be adequate to predict noise impact and further research in this area is needed. Social, psy- chological, and economic factors must also be considered. Basic research requiring Government support is called for in regard to diesel engine noise, which may now be at the lowest level possible with today's technology. Funda- mental knowledge of combustion processes is likewise needed to establish integrated approaches to the possibly conflict- ing goal of low noise, fuel economy, and low exhaust emissions. Basic research is still needed on the mechanism of tire noise generation and on the role of the pavement in producing xix ------- tire noise. The basic mechanisms of noise generation in the wheel-rail interaction are still only superficially understood with major questions still to be resolved. Be- cause of the diverse elements and organizations involved in tire-road and wheel-rail interaction noise (e.g., pave- ment, tire, vehicle design and usage, and other related variables), the Federal Government should sponsor coordi- nated RD&D activities in this area. In furtherance of such a coordinated effort, industry may provide tires, vehicles, and other equipment and facilities as needed. Also in this connection better standard tire test procedures are needed for both on-road and indoor testing. In particular, the procedure described in SAE J57a (1976)1 should be improved to increase reliability of measurement. Another consideration is that the Federal Government is preparing to resurface 40,000 miles of interstate and 300,000 miles of State highway. Those RD&D programs neces- sary to develop a road surface technology that will yield acceptable tire-roadway noise levels while meeting perfor- mance and design factors such as skid resistance should be undertaken. Incentives for noise-control RD&D by equipment manufac- turers are provided by the awareness of impending regula- tions and can be sharpened by better definition of national objectives. On the other hand, regulatory uncertainty can inhibit the development of product lines because manufac- turers cannot plan for future years. In some cases indus- try may halt research for fear that future regulations may make products unsalable. Educational institutions can play an important role in solving noise problems. They should be training the future noise-control specialists at both the undergraduate and graduate levels. They should perform basic research under both Government and industry auspices. They should be in- volved in establishing new test methods and can serve as an independent source of data and validation. Government-supported demonstration programs should provide the basis for the transfer of technology from the research stage to commercial production. They should be so 1SAE J57a (1976) SAE Recommended Practice, Sound Level of Highway Truck Tires, Society of Automotive Engineers, Inc., Warrendale, Pennsylvania, June 1976. xx ------- conducted as to demonstrate the practical real-world per- formance on a production basis of advanced products. Coop- eration between Government and industry as in the "Quiet Truck" program is particularly desirable. If demonstration programs require manufacturers' products, the respective manufacturers should be consulted in the selection of representative products. FINDINGS OF THE AVIATION WORKSHOP Incorporation of noise control considerations in the design of the recently introduced new-generation aircraft to meet Federal regulatory requirements will probably re- quire payload and fuel-efficiency penalties. Technology R&D programs are necessary if future noise reductions are to be achieved without excessive penalties. Basic and applied research advance basic knowledge and understanding. R&D provides the opportunity for technological breakthroughs. It leads to new ideas, technology innovations, advanced de- sign, and predictive methodology. Engine noise from conventional take-off and landing (CTOL) aircraft is still the principal source of noise im- pact in the airport community. Significant reductions in engine noise were made in the past through the introduction of the high bypass ratio turbofan engines and duct acoustic liners to suppress fan tones; the former to reduce jet noise and the latter to re- duce fan noise, these being the dominant sources. Future progress in aviation noise reduction will be more difficult to achieve because many noise sources contribute relatively equally to the total noise. Research cannot now be directed at these major sources as in the past but must now be di- rected at many additional noise sources, for which funda- mental understanding is lacking. A detailed list of research needs was identified, for the two categories of propulsive and nonpropulsive sources. The areas in which research is needed are as follows: Nonpropulsive Propagation Reliable flight data Validation of design prediction techniques Development of scaling factors Airframe xxi ------- Propulsive Conventional take-off and landing (CTOL) Short take-off and landing (STOL) Supersonic transport (SST) General aviation Flow impingement Rotor and propeller internal and external noise Gearbox noise prediction Transmission of noise through fuselages Identification of a single accepted validated prediction model is of great importance to public officials concerned with land-use planning around airports. More details of and the rationale for these needs are given in section II.C, The relative roles of the various Federal Agencies/ NASA, DOD, FAA, and EPA, with respect to support of the avi- ation noise effort were reviewed. A larger, long term pro- gram of Federal support was judged to be required. The scope and difficulty of the research needs for engine noise reduction alone led to the conclusion by the Workshop that Federal funds for aviation noise RT&D should be increased, and this conclusion extends to other noise sources. It was felt that NASA should have the principal Federal role for supporting noise RT&D, but that there should be another source (FAA) of Federal funding. EPA should retain its co- ordinating role, while DOD should support basic research. Any increase in Federal support that occurs should not be for in-house NASA efforts but primarily for grants and contracts outside the Federal Government. The Federal Government's support should be aimed at long-range research and/or high-risk technology. Demonstration programs will be required from time to time, but these programs must be carefully selected. They should be conducted to encourage the application of new technology in production aircraft. Prerequisite to conduct- ing any demonstration is the availability of a new technol- ogy package. Needs are anticipated for full-scale demon- stration of selected propulsion system components for helicopters, general aviation aircraft, and high-speed turboprop aircraft, and mechanical jet noise suppressors for conventional takeoff and landing (CTOL) jet aircraft. It was felt that product development, proving, and in- tegration of technology into a developing product are the xxii ------- province of industry, which is currently supporting a sub- stantial noise research program at a level equal to that of the government (about 25 million dollars per year—combined Fiscal Year funding and manpower). Industry should have a dominant role in short-term payoff and/or low-risk research/ however its participation in noise RT&D and in conduct of the federal R&T program was felt to be essential. There are a number of pressures other than certifica- tion requirements forcing industry to conduct noise R&D and to reduce aircraft noise. These include direct social pres- sure, competition, airline requests, curfews, and litigation. A need for the coordination and/or development of na- tional objectives with respect to aviation noise was iden- tified. A clearer statement of objectives is essential to planning of future research programs. A need for one Cen- tral Agency to serve as a focal point for bringing together information was cited. Because of its legislative mandate, EPA should lead in coordination of aviation noise research efforts, but because NASA has the principal role in the gov- ernment for RT&D it should have a part in coordination. xxiii ------- SYMPOSIUM RECOMMENDATIONS FOR NOISE RESEARCH 1. Adequate levels of funding support for research should be provided by the Federal Government to comple- ment private sector efforts in meeting national noise needs. Current levels of Federal funding in the ma- chinery and construction, surface transportation, and aviation areas should be increased to accelerate devel- opment of technology to solve stated national noise problems. 2. There are appropriate roles for both the Federal Government and the private sector in noise control re- search, and their research efforts should complement each other. Industry's efforts should be primarily directed toward the implementation of noise-control technology whereas the Federal Government's efforts should be confined to problem areas in which there is an established need. Efforts of the Federal Government should be directed primarily toward basic research, which provides the basis for new technology. 3. The Federal Government should be involved in long- duration and/or high-risk research. Industry should be involved in short-duration and/or low-risk technol- ogy applications for specific configurations. This should not preclude industry involvement in high risk and/or long duration noise research. 4. Another appropriate role for the Federal Govern- ment is to support industry in carrying out demonstra- tion programs to test the feasibility of new noise- control concepts. If demonstrations are to accomplish their purpose, they must be conducted in a real-world user environment and must show that the new concepts comply with existing regulations, avoid new hazards, are practical and cost effective, and meet requirements for manufacturability, maintainability, productivity, and reliability. Such demonstration programs can be very helpful in introducing new technology into the market place. 5. The Federal Government should assure continued support for certain needed noise research programs to maintain noise research capabilities. This commitment to continued support should assure the retaining of specialized personnel, research teams, and facilities throughout the Federal Agencies, universities, and in some cases industry. XXIV ------- It is important that societal needs and goals (which may become manifest as regulations) be clearly established, that goals whether they are intended to meet health criteria or annoyance criteria have a well established scientific basis. Where necessary, research should be undertaken to establish a scientific basis, and a strategy for meeting these goals be developed. A clear definition of goals should be developed to serve as an incentive for research in noise control technology. EPA should take the lead in coordinating noise re- search activities among the Federal Agencies, and re- search plans should be coordinated with industry. The Federal research coordination efforts must take into consideration the need for each of the Federal Agencies to satisfy its own mission mandates. In aviation, NASA should have a coordinating responsibility with EPA. The Federal Government should furnish a single office for exchange and dissemination of information on noise technology research. The private sector should par- ticipate in activities (e.g., symposia, workshops, and technical information services) devised to facilitate exchange of information. Educational institutions should be supported in their functions of training personnel and performing basic research funded and guided by government and industry, and providing independent and unbiased con- sulting service to Government and industry. A long list of noise technology research needs was identified in each of the three workshops: ma- chinery and construction equipment, surface transpor- tation, and aviation. Both the public and private sectors should support and undertake efforts to ad- dress these identified needs. Technology research must be undertaken to ad- dress the many noise problems of the indus- trial sector. Each of the industrial areas represented, identified research needs: Punch presses, forging hammers, large fans, high- speed equipment, textile machines, and rotary equipment are a few randomly selected exam- ples. Because of the large number of re- search needs requiring attention, priorities for research must be established. There is a great deal of commonality of manufacturing XXV ------- processes and noise generating mechanisms among various industries. In this regard, research efforts have the potential to re- duce noise across industry lines. The principal sources of surface transporta- tion noise are, for the most part common to all vehicles. Three general areas have been identified as having a great impact on sur- face transportation noise. In this regard, high priority must be given to noise research efforts on: Diesel engines Tire and tire-roadway interactions Rail wheel and track interactions With respect to the long list of technology research needs developed in the aviation area, it is essential that engine noise re- ceive attention and that its multiplicity of nearly equal noise contributors be ad- dressed if further noise reductions of ad- vanced subsonic conventional take-off and landing (CTOL) aircraft are to be ob- tained. In addition, if optimum noise and performance considerations are to be effec- tively incorporated into future aircraft de- sign, then improved and validated component noise prediction methodologies must be de- veloped. These are two of the more important examples of research needs enumerated by the aviation workshop participants. XXVI ------- I. INTRODUCTION This Symposium was EPA's first response to new Con- gressional directives in the Quiet Communities Act of 1978 for EPA to engage in and support research in the area of noise-control technology. The goal was to provide a com- prehensive assessment of national noise technology research programs and needs from the standpoint of both the public and private sectors. The Symposium focused on noise con- trol research in the areas of machinery and construction equipment, surface transportation, and aviation. The Symposium was set up specifically to deal with matters pertaining to noise technology research. In this regard, ground rules were established at the inception of the planning stages of the Symposium that specifically ex- cluded other areas such as those relating to regulations and health and welfare with respect to noise. The defined objectives of the Symposium were: 1. To provide a critical assessment of national noise technology research programs and needs from the perspective of Federal Agencies, State and local governments, manufacturers, users, trade associations, labor, universities, public interest, and foreign interests. 2. To provide guidance to Federal Agencies in plan- ning their noise technology RD&D programs. 3. To develop priority recommendations for Federal noise research. 4. To identify new institutional arrangements for conducting noise RD&D and improving communica- tion between the Federal government and the private sector. 5. To encourage industry to conduct noise technology research programs and to provide guidance with respect to the direction of their programs. 1-1 ------- The detailed planning of the Symposium was performed jointly by EPA and a Project Advisory Committee (PAC) and three supporting panels, representing private sector in- terests as well as Federal Agencies and Departments. EPA's role in the Symposium was that of project instigator and provider of management, guidance, and resources to con- duct the Symposium. In every instance, the advice of the members of the Project Advisory Committee was sought. Participants in the Symposium represented a broad spectrum of private sector interests, as well as foreign interests. Those invited to participate represented: Federal Agencies and Departments, State and local govern- ments, industrial manufacturers and users, trade associa- tions, acoustical consultants, labor unions, public interest groups, universities, and foreign interests. Participants from the following countries attended: Canada, England, France, West Germany, and Sweden. The professional backgrounds of the participants covered many fields of engineering and science. The participants were drawn from technical, policy, and management levels. The Federal Agencies and Departments which partici- pated in the Symposium are identified below: MACHINERY & CONSTRUCTION EQUIPMENT WORKSHOP Department of the Interior Bureau of Mines (BOM) Health, Education and Welfare National Institute for Occupational Safety & Health (NIOSH) Department of Defense Army, Navy Department of Labor Occupational Safety and Health Administration (OSHA) Mine Safety and Health Administration (MSHA) National Science Founda- tion (NSF) National Aeronautics and Space Administration (NASA) SURFACE TRANSPORTATION WORKSHOP Department of Transpor- tation Urban Mass Transit Administration (UMTA) Federal Highway Ad- ministration (FHWA) Federal Railway Ad- ministration (FRA) Department of Defense Army Tank & Automo- tive Command 1-2 ------- AVIATION WORKSHOP National Aeronautics & Space Administration (NASA) Department of Transportation Federal Aviation Administration (FAA) Department of Defense Army, Navy, Air Force Three workshops were established to deal with noise control research in each of the three areas: machinery and construction equipment, surface transportation, and avia- tion. These workshops functioned concurrently. To facili- tate functioning with a very large number of people and to direct attention to critical areas of interest each of the workshops was subdivided into subgroups: Machinery and Construction • Primary metals, fabricated metals, machinery, and transportation equipment • Lumber, wood, furniture, and paper • Chemicals, petroleum, and electric utility • Food, tobacco, and glass • Textile and printing • Underground mining and surface process- ing plants • Surface mining and construction. Surface Transportation • Exterior sound propagation in the com- munity and vehicle interior noise • Engines and propulsion systems • Intake, exhaust, cooling and allied engine subsystems • Interaction of tire-roadway and wheel-rail. 1-3 ------- Aviation • Airframe • Rotors and propellers • Propagation • Engines. The mechanics of the Symposium are suggested by the program agendas that were used (see Appendix C). Briefly, the manner of proceeding was: The keynote addresses at the initial plenary session set the stage and proper tone of the Symposium. Views on the noise control program were given by representatives of the executive and legislative branches of the Government and information in foreign noise research efforts was also presented. The three workshops then met separately. Representatives from the Fed- eral Agencies presented their noise control pro- grams to the workshop covering their area of research. The aviation workshop then heard addresses by some of their subgroup leaders giving background discussions of the status of aviation noise control programs. The other workshops heard addresses by some of their sub- group leaders on conceptual approaches to the issues to be reviewed in depth the following day. The participants spent the second day of the Symposium entirely within the workshops and addressed the discussion issues. The third and final day was used to summarize and develop a final statement on each workshop's activities. These statements were presented before the en- tire body in the closing plenary session. The discussion issues dealt with by each of the work- shops were relatively similar. Some differences on the issues between workshops were necessary to accommodate the specific needs and interests of each area. The issues for each workshop are identified in Appendix D. Generally, the issues dealt with the current status of noise control technology, future research needs, and the appropriate roles to be played by the Federal and private sectors. With respect to the issues addressed, the aviation work- shop had the greatest differences, considering such sub- issues as: whether the Federal noise research program was properly balanced between the various elements of RD&D; and whether the Federal program should be induced to put risk capital into noise research. 1-4 ------- II. SYMPOSIUM RESULTS IIA. MACHINERY AND CONSTRUCTION EQUIPMENT WORKSHOP RESPONSES TO ISSUES The Machinery and Construction Equipment Workshop found it necessary to define specific noise goals to which noise control research needs could be related. In this regard, the workshop assumed for the purposes of discussion, an A-weighted sound level of 90 dB as a goal for an 8-hour exposure in the workplace. No specific criterion was assumed for environmental noise, and as a result the treatment of this subject was more general. It should be understood that the responses of the workshop would vary with changes in assumed goal and that the assumption of a goal does not constitute an endorsement in any sense by anyone present at the meeting or by any organiza- tion represented at the meeting. What is the status of noise control technology? OVERVIEW The issue of the status of noise control technology was approached in part by considering the availability of and needs for both source and retrofit controls. Few source controls for industrial equipment with appli- cability across product and process lines were found to be ' available. Source controls were, for the most part, felt to be the optimum long-term approach necessary for reducing noise. They are usually associated with lower total costs (i.e., im- plementation, maintenance, and productivity) than retrofit. Source controls are usually implemented during new product de- sign. The retrofit approach to reducing equipment noise is usually less than optimum because of the higher long-term cost II-l ------- required to implement it. For example, many retrofits must be done repeatedly because they are temporary "fixes." With re- spect to noise, a major problem facing American industry today is the availability of control technology that falls within the economic bounds required by profit-making firms. Some technology, for the most part retrofit, does exist in areas to reduce and control both occupational and envi- ronmental noise and is both technologically and economically feasible. However, there are many products and processes for which acceptable control methods are not available. At pres- ent there are, according to EPA estimates, some 3.5 million Americans working in environments where levels exceed DOL workplace noise-exposure requirements. EPA estimates also show that there are some 13.5 million Americans working in noise environments sufficient to cause some hearing loss. Technology research is one approach to developing tech- nologically and economically acceptable methods for noise control. l.a. What major noise-related research programs does industry (corporations and trade associations) have underway?* Very few programs were identified within the private sec- tor that are focused on research, design, and demonstration of source noise controls. Due to competitive proprietary needs as well as information transfer constraints imposed by anti-trust restrictions, identification of industrial noise- control research is difficult. There are retrofit programs underway in most industries, and current efforts are for the most part directed at retrofit. Trade associations, indus- trial manufacturers, industrial users, consulting firms, re- search institutes, and universities are conducting the private-sector projects underway. *Federal noise control research programs have been identified in the report published by the Federal Interagency Machinery and Construction Panel (refer to the Introduction), Federal Research, Development, and Demonstration Programs in Machinery and Construction Noise, EPA 550/9-78-306, U.S. Environmental Protection Agency, Washington, D.C., February 1978. II-2 ------- The following industry noise-control research projects and/or organizations supporting noise research were identified: Sponsor Aluminum Association Inc. American Foundryman's Society American Iron and Steel Institute Forging Industry Educa- tional Research Foundation Industrial Fasteners Institute Organization Resources Inc. Canners League of Cali- fornia Northwest Food Processors Association Chocolate Manufacturers Association North Carolina Dairy Producers American Bakers Associ- ation Technology Area Saws Burners, furnaces, grinders, chippers, shakeout, jolt and squeeze devices Rolling mills, furnaces (electric arc, burner) Forging burners 22 pieces of equip- ment (cold headers, swaggers, out formers, pointers) Glass Packaging Institute Closures Punch presses Research Organization University of Wisconsin H. L. Blachford Michigan Tech- nological University H. L. Blachford North Carolina State Bolt Beranek and Newman, Inc. Bolt Beranek and Newman, Inc. North Carolina State II-3 ------- Research Sponsor Technology Area Organization Textile Industry Textile machinery Unidentified equipment user and several machinery manufacturers Underground Mining Mining equipment Several manu- Industry facturers and users American Mining Congress Mining equipment Task group (AMC) being formed Surface Mining Industry Mining and con- Several manu- struction equip- facturers ment l.b. What are the principal approaches available to reduce equipment and process noise? Approaches available to reduce equipment and process noise depend very much on whether the equipment is in the conceptual and/or design stage of its development or whether the equipment has been fully designed into a marketable prod- uct and is ready to be or has already been installed for field use. For a number of reasons, source controls are for the most part restricted to the conceptual and design stage of equipment development. The consensus was that few source controls are available, although they would be the most acceptable and economical long-term solutions. Retrofit controls (such as enclosures) for the most part embody approaches that in some cases can be adapted to equip- ment and processes already developed and can be adapted to new equipment in development. Retrofit approaches to reduc- ing equipment and process noise are the principal approaches currently available and utilized to reduce noise. These ap- proaches involve: Enclosures of employees and/or equipment Substitution of equipment and process II-4 ------- Equipment, process, plant layout Barriers Vibration damping materials Equipment and process redesign Material changes Vibration isolation (limited retrofit applications) I.e. What are some of the major types of equipment and pro- cesses for which noise control methods are unavailable? A list of specific items of equipment was developed for which acceptable source control solutions were unavailable and for which technology research, development, and demonstra- tion efforts were necessary (refer to Table 2.1). Entries on this list should not be considered all inclusive. Also, inclusion on this list does not necessarily mean that some controls, at least through retrofit, are not already avail- able. With respect to processes (involving assemblage of many or special equipments) noise control techniques are of- ten unavailable. It should be noted that the availability of technology does not in itself mean that adequate incentives exist for its implementation (refer to issue 3). II-5 ------- TABLE 2.1. MAJOR TYPES OF EQUIPMENT AND PROCESSES FOR WHICH FURTHER NOISE SOURCE CONTROL RESEARCH, DE- VELOPMENT, AND DEMONSTRATION EFFORTS ARE NECESSARY* a. Metals/Fabrication Equipment and Processes **Mechanical power press/shear **Saws **Hand tools (electric and pneumatic, grinders, chippers, scaling, jackhammer) **Metal Removal **Forge hammers Cold headers Swaggers Nut formers Pointers (metal removal) Shake-out Jolt and squeeze Air arc gouging Burner/furnaces Electric arc furnaces Material-handling systems Plasma spraying Riveters Rolling mills Rotary scrap choppers Shredding Scarfers Spray guns Air conveyors Chutes Sand blasting Torch solder gun Welders b. Wood/Lumber/Paper Equipment and Processes Sawmill Planer-matchers Head rigs *Please refer to paragraph I.e. for an explanation of the applicability of this list. **Highest priority within this subgroup II-6 ------- Sawmill (continued) Edgers Trim saws Ripsaws Sanders Conveyors Chippers Moulding Moulders Cut off saws Rip saws Chippers Paper Machine rooms Corrugators Pumps Grinders Saws Chippers Furniture Rough planers Cutoff saws Rip saws Surfacers Moulders Tenoners Shapers Routers Carvers Chippers II-7 ------- Plywood Lathes Clippers Stackers Trim saws Chippers Chemical/Petroleum/Electric Utility Equipment and Processes Centrifugal compressors Multi-stage centrifugal compressors Gear boxes Burners Gas turbines Very large fans Rotating equipment air cooling systems Fluid control valves Internal combustion engines Size reduction equipment Positive displacement pumps d. Food/Tobacco/Glass Equipment and Processes Food Container contact High-speed rotating machinery Product mixing and shredding Weiner peelers Dough preparation mills Extension equipment Tobacco Making machines Tippers Packers Packaging II-8 ------- Tobacco (continued) Leaf stemming lines Vacuum conveying Air ejection Dust collectors Product impingement Wet machines Dryers Glass Cooling air equipment e. Textile/Printing Equipment and Processes Textile Looms (rapier, fly shuttle, projectile and jet) Ring spinning Texturing Spin-draw Twisting Winding Coning Knitting Printing Rotary presses of all types Folders Air-operated scrap removal systems Drive trains II-9 ------- f. Underground Mining/Surface Processing Plants Equipment and Processes (A relatively long list of equipment used in underground and surface processing plant operations could be developed from the basic processes listed below.) Extractive equipment such as cutting machines Percussive equipment Impact devices Coal and rock preparation: crushing, screening, and other preparation processes Internal combustion engine g. Construction/Surface Mining Equipment and Processes Work-tool interface (rock bit striking rock) Internal combustion engine (diesel and gasoline) Back-up and forward warning alarms 11-10 ------- l.d. Has there been noise abatement technology transference from one product/process to another? In general, retrofit solutions for noise control are transferable and have been transferred from industry to in- dustry. Enclosures, for example, have found wide applica- tion but only as a general concept, for the particular re- quirements of specific workplaces vary enormously. There is a great deal of commonality among machines and manufacturing processes with respect to basic mechanical movements and mechanisms. In this regard, technology to reduce noise at its source is readily transferred across equipment and manufacturing process lines. However, instal- lation factors (e.g., pipes, supports, and ducts) are not common, even in the same plant location, with respect to noise radiation. Impact noise reduction is an example where- in knowledge of how to control a given source can affect many equipments and processes. The fact that little source control transference has occurred is due principally to the high degree of unavail- ability of source controls. The inability of individual in- dustrial corporations to divulge their manufacturing tech- nology developments because of anti-trust restrictions as well as competitive market pressures to some degree inhibits technology transfer. I.e. What research should be done? In the response to prior issue I.e. a long list of equipment was identified for which source controls were un- available and for which research was necessary. Some of the variables that should be considered in establishing priorities were identified. These variables are also contained in the answers to issues 2.a, 2.b, 2.e, 3.c, and 3.d. A list of per- haps ten high-priority needs should be identified and devel- oped. The following factors were identified as ones that might be considered when establishing research priorities: Final levels of allowable exposure promulgated by the Department of Labor/Occupational Safety and Health Administration (OSHA) in the workplace noise standard Final equipment noise and labeling regulations promul- gated by the Environmental Protection Administration (EPA) 11-11 ------- Ability of industry to implement noise controls Extent and seriousness of the impact of given equip- ment and processes on the health and welfare of the general- and workplace-population (e.g., number of people over-exposed, extent of over-exposure, and number of pieces of equipment Willingness of the Federal Government, original equipment manufacturer, and equipment users to assist with a specific machine. In reviewing this issue it was felt that research efforts should, in most cases, be followed through from the beginning in the laboratory (development of basic understanding) through to demonstration of the end product. The importance of in- dustry participation in demonstrations was emphasized. It should be noted again that an A-weighted sound level of 90 dB as a long-term goal for research was assumed for the purposes of the workshop. 11-12 ------- 2. What role should the Federal Government play in develop- ing noise control technology? OVERVIEW All industrial subgroups identified the need for limited Federal Government involvement in machinery and construction equipment noise control RD&D. [Refer also to the "General" response to issue 3.] All subgroups concluded that some prod- ucts and processes in their industries required Federal sup- port of research. Any activities undertaken by the Federal Government, however, must be directed at filling well-defined needs; and criteria for need should be defined as they were in this symposium (e.g., degree of risk of hearing impairment, number of people exposed, availability of control technology, and rate of progress by industry). Any activities undertaken by the Federal Government should complement those of the private sector. Federal activ- ities should include: support of basic research (high risk), applied research, demonstration projects; establishing a cli- mate or incentives (such as tax) for support of noise control RD&D by the private sector, coordination of Federal research with the private sector. More specifically, the Federal ef- fort should complement the private effort by doing primarily high risk research that needs to be done when the private sector is unwilling or unable to do it. High risk basic re- search is an area in which industry is seldom able to invest the required long-term resources. Definitions that generally distinguish between basic re- search and applied research are difficult to establish, for what is one person's basic research is frequently another's applied research. Thus, no attempt is made to identify clearly the views of the participants as related to basic or applied research. Lack of basic knowledge is currently a serious impedi- ment to developing source noise control technology. Each of the industry group reports agreed that a major role of the Federal Government is to support research that will advance basic knowledge and develop expertise. 11-13 ------- Coordination. There was a general consensus that there was a need for coordinating the research activities within the Federal Government as well as coordinating between the Federal and private sectors. It was felt one focal point should exist within the Federal Government to support co- ordination. The need for private sector participation and input into the conduct and planning of the Federal research programs was defined. Demonstration Projects. There was general agreement that there should be Federal support of demonstration proj- ects, although there were differences among the industry groups in the level of effort judged to be necessary. Some of the industry groups felt a significantly stronger Federal effort was required in research than in demonstration. One factor that undoubtedly influences the need for demonstra- tion projects is the adequacy of available technology. If there is little available technology, Federal efforts will be better directed to research to further the development of basic knowledge that will later support the development of technology. Industry's involvement in any Federal ef- forts to demonstrate noise control technology is defined as essential. General. The Federal Government should stimulate in- dustrial involvement in noise control research by offering tax incentives and by paying premium prices for quieted goods when private-sector demand might not in itself be a sufficient forcing factor. Occupational and environmental Federal regulations place uniform demands on an entire in- dustry and are a driving force for research in the private sector. Noise goals can also impel research when they are practical and properly defined with respect to time. Fed- eral labeling requirements could serve as inducements to industrial manufacturers to reduce product noise and spur necessary research. A minority view offered by some of the Federal repre- sentatives was that some Federal Agencies, such as DOD and DOI may have Legislative Mandates that require them to under- take specific noise research to meet their own mandated needs rather than "National" needs. 11-14 ------- 2.a. What factors should influence Federal involvement in noise research? The general view was that the role of the Federal Govern- ment in developing noise technology should be limited in the sense that program efforts in noise control research must be focused on societal needs and directed at high need, high priority areas. Federal programs should emphasize relatively high risk long-term research problems, those with low prob- ability of immediate return on investment and leave product design to the private sector. A number of factors were identified that should influence Federal efforts: Degree of risk of hearing impairment. This factor will be a function of both severity of exposure and number of people exposed. Workmen's compensation claims for hear- ing impairment could be one measure of risk. This fac- tor also interacts with other health and safety hazards. Anticipated benefits. For example, areas in which the greatest reduction in potential for hearing impairment can be achieved should receive the highest priority—a "worst first" priority. Availability of basic knowledge of noise control, avail- ability of noise control technology, incentives probabil- ity of immediate success in finding a suitable technol- ogy, extent of private involvement already present and the rate of progress toward a solution, and the ability (or need for support) and willingness of the private sector to solve a problem. Lack of any of these factors was identified as establishing a need for Federal in- volvement. Research in areas where essential basic knowledge does not exist, where noise control technology does not exist, and where the probability of immediate success is low all might be called high risk research, that is, any return on funds invested in research will be relatively far in the future if at all. Highly fragmented industries. In many instances such industries may not be able to muster sufficient re- sources even for product development, so some support may be needed outside of the high-risk area. On the other hand, there may be areas in which there should be some combined investment, for example, joint support might be given to a project begun by a trade associa- tion. In general. Federal efforts should complement, not duplicate, private efforts. 11-15 ------- 2.b. For what products, processes/ and industries should the Federal Government be undertaking noise research? Factors influencing where Federal support for noise con- trol RD&D should be directed were identified in the response to issues 2.a. and I.e. Some specific types of equipment and processes for which noise control methods were unavailable were identified in the response to issue I.e. Other types of equipment and processes for which noise control methods are available but/ for one reason or another, are unacceptable could be listed, but these types should be assigned a lower priority. All of the industrial subgroups concluded in their summaries that some products and processes in their respective industries required some Federal undertaking of research. Each of the groups indicated that an essential role to be played by the Federal Government was to support research that would advance basic knowledge and lead to the development of noise control technology and expertise. 2.c. What other areas of noise generation should receive Federal research support? In addition to the products and processes indicated by the answer to issue 2.b it was felt research attention should be directed at the basic sources of noise as well as controls common to many different products and processes: Basic Noise Sources High-speed rotary systems that transfer energy or materials Combustion Fluid moving systems Process fluid control systems Material cutting Material forming Power transmission Bearings 11-16 ------- Belts Impact-impulse Noise Control Factors New process technology with inherently lower noise such as in mining equipment Materials used for noise control. 2.d. What future technology developments will influence noise control and/or research? Three developments appeared to have the most general ap- plication. Automation and computer control will allow remote location of operators, but maintenance crews will remain in the noise fields. The shift in dependence on, as well ^as de- velopment of, new energy sources may well introduce noise- control problems that will have to be addressed. For in-\ stance, much of the equipment used in surface and underground mining produces noise levels potentially harmful to hearing. 2.e. What balance should be given to support for demonstra- tion programs and research to develop new technology? On the whole, development of new technology, research, and demonstration received about equal emphasis. One indus- try group felt, at the beginning of its session, that there should be no Federal support for demonstration programs but later changed its position to recommend jointly sponsored programs—industry would supply facilities and workers and Government would supply technical support. Another felt that demonstrations should receive more emphasis than research. These differences seem to reflect some differences in the status of noise-control technology among industry groups. In other words, Federal resources need to be directed to devel- opment of technology if there is little in the way of tech- nology to demonstrate. In general, it can be said that rela- tive emphasis should depend on the current state of noise control technology in a particular industry and that the em- phasis should shift from development of technology to demon- stration of technology as progress is made. 11-17 ------- 3. What role should the private sector play in developing noise control technology? OVERVIEW The general response to this question was that industry must furnish the direction for development of noise control technology. Goals have been set by the EPA* and workplace and environmental regulations have been set by the DOL and EPA respectively; but the direction for research needs to come from the private sector (industry, university) because it possesses detailed knowledge of what problems must be solved for the goals to be achieved. Thus, industry must have, in this sense, a leading role if meaningful and timely research is to be conducted. Although industry participation will depend on its assessment of the incentives, industry feels strongly that it can contribute to basic research, prod- uct development, and demonstration projects. From the point of view of the private sector the motive force for noise control is incentive. Without incentives, both positive and negative, there can be no technological development, and present incentives for noise control are weak, absent, or uncertain. Current incentives produce the current level of research, and the level of effort will ad- just to changes in them. It should also be pointed out that many small manufac- turers do not have the resources to carry out product devel- opment research even if generous incentives were to become available to them. 3.a. Can industry solve the noise problems without input and assistance of the Federal Government? There was no consensus on this subissue. Generally, in- dustry expressed confidence that they could solve the problem provided that the proper economic incentives were available. However, many of the smaller manufacturers felt that they did not possess the necessary resources, nor could they justify the investment without the definite assurance of a satisfac- tory return. Some of the smaller manufacturers felt that *Toward a National Strategy for Noise Control, U.S. Government Printing Office 720-117/1999, U.S. Environmental Protection Agency, Washington, D.C., April 1977. 11-18 ------- almost under no circumstances could they devote resources to noise control. Other negative responses cited the inability of industry to justify the allocation of the necessary re- sources to noise research because of current market demands. Also in research areas where full public disclosure is desired, conduct of research by the Federal Government was preferred to avoid conflict with anti-trust laws. 3.b. What are the incentives for noise control RD&D by equipment "manufacturers" and "users"? Incentives have been classified according to whether they affect equipment manufacturer or equipment user, and according to whether they presently exist in the economic sys- tem or are needed and could potentially exist. Present in- centives were identified as, in general, relatively weak, though their strength varied greatly from group to group and from product to product. Present economic incentives define what research will take place on the basis of supply and de- mand. With respect to retrofit noise controls, negative incentives presently exist for its implementation. MANUFACTURER Present Incentives Competition with both domestic and foreign manufacturers to improve or at least maintain market position is a strong incentive. Profit motive is an essential incentive. The equipment manufacturers stated that they could not invest in devel- oping quieter equipment until there was an adequate market and/or until noise was a strong selling factor. Many of the users, however, countered by saying that a market was available because they would pay more for quieter indus- trial equipment if it were available. Equipment purchase specifications specifying noise re- quirements were cited as an area that has not been fully utilized as much as it could, it represents customer pressure and forces market demand. It was suggested that the Federal Government through its purchasing power play a role in forcing market demand by specifying quiet equipment. GSA was one Federal Agency noted that could play a role through purchasing and specifications. 11-19 ------- Present and anticipated product noise regulations, both domestic and foreign, were cited as potentially powerful incentives. They have been little used; but their use is growing, and many manufacturers are attempting to an- ticipate future regulations. Potential Incentives Tax incentives to invest in research and development of quieter products would allow a stronger case to be made for investment to meet an anticipated future demand. Some preference was expressed for tax incentives over direct government contracts. However, the ability to use tax incentives were correlated to some degree to the size of the manufacturer (refer to the Overview to issue 3 on the previous page). The smaller manufacturer might not be able to respond, even given these incentives, and he may not be able to bid on government contracts, as well. Decreased cost of product liability claims to the equip- ment manufacturer for hearing loss. EQUIPMENT USER Present Incentives Compliance with the Federally imposed DOL workplace noise standards as well as local ordinances is the strong- est and most immediate incentive. At present there is more of an incentive for development and implementation of retrofit solutions than for research to develop source controls. Primarily variability of enforcement and to a lesser extent uncertainty of future standards have made this incentive compliance with standards much weaker than it might otherwise be. Current uncertainty with respect to future limits of the DOL/OSHA workplace noise stan- dard were cited as an inhibiting factor. Concern for the health, safety, and welfare of workers through the reduction of noise hazardous to hearing. 11-20 ------- Potential Incentives Decreased costs from workman's compensation claims and maintaining hearing-conversation programs. Increased productivity resulting from working in an area with an optimum environment. Tax credits for buying relatively quiet products. 3.c. In what specific areas should noise control research be done by private industry? The general response to the question was that private industry must take the dominant, leading role if, in fact, meaningful and timely research is to be conducted. It was emphasized that industry's involvement is not limited to a particular area such as basic research or applied research or demonstration but, rather, it encompasses all research areas. All subgroups, however, clearly identified one area—that of applications research or more appropriately product development. By necessity this approach must be taken by industry whenever proprietary developments—either products or processes—are involved. Product development requires long-term research efforts involving significant changes in product lines. 3.d. What are the constraints that inhibit development of noise control technology by industry? In general, absence of the incentives discussed under subissue 3.b. inhibit development. Other inhibitors were identified and further elaboration on some of the incen- tives discussed under subissue 3.b. was developed. There is a lack of basic knowledge, as discussed under Issue 1, and there is a lack of expertise to apply what knowledge there is. There is a lack of research facilities, and insufficient money has been allocated by industry to do research in exist- ing facilities. There are several closely related reasons for this circumstance. On the one hand, other environmental, health and safety problems are competing for research money, and, on the other, there is great variability in the enforce- ment of noise regulations. Further, noise is not a life- threatening occupational hazard. All of these factors sum to a low priority rating when research money is being allocated. 11-21 ------- There are also legal constraints that act to inhibit development. Industry can be reluctant to demonstrate new technology for fear that regulatory agencies will consider it a generally "feasible control." Exchange of information about noise control technology is also inhibited by fear of restraint-of-trade provisions in anti-trust law. This factor reinforces the inhibitory effect of competition on exchange of information. These legal and competitive restraints sug- gest that the government can have a stimulative role in joint demonstration projects and exchange of information about the technology used in them. Emphasis on retrofit under enforce- ment of current regulations diverts funding from research to fixes. 3.e. what role should educational institutions play in RD&D for the industrial, and machinery and construction equipment areas? Universities should be a source of educated professionals having an engineering and scientific training in acoustics; and should engage in research, development, and demonstration activities, with principal efforts centered on basic research. There was some discussion on whether there was currently an adequate number of college trained professionals in acoustics to solve the technology problems that had to be addressed, but no consensus was reached on this point. With respect to the RD&D process, there was no consensus with respect to the full role that had to be played by the university. There was a clear consensus, however, that the university should be a resource for undertaking basic research, principally long term. Some sentiment was also expressed by industry for university involvement in the development and demonstration phases of the RD&D process partly because they would serve to provide the training that industry requires and needs. There was general agreement that uncertainty in goals and in funding university research has a detrimental effect on both the research and training functions./ If universities are to be relied on to develop and maintain noise-control research capabilities, then sustained support is mandatory. The cur- rent system used to fund research at universities—which is fragmented at best—must be improved if they are to be re- sponsive. The remaining question is—Who should provide the funding? There was an indication that industry may be will- ing to provide some level of support, as it has in the past. 11-22 ------- 4. How and in which areas can Government and industry work together on noise RD&D programs? There appears to be a general consensus among the par- ticipants that: a. There is a need for Government and industry to work together on basic noise research. b. Results of the research work should be demonstrated on projects to provide a means to disseminate the information to all interested parties on a regular, periodic basis. It was also felt that there should be joint participation in the process of identifying needs for research projects and settling of goals and objectives for them. The thought was also ex- pressed that while noise research may well be neces- sary it would be insufficient by itself to abate noise. 4.a. What method/procedures can be utilized to disseminate and implement the results of successful RD&D programs? a. The answers the various groups developed to this question ranged over the numerous existing channels of communication to include regular dissemination of printed reports, presentations of technical papers in technical society meetings, publications of arti- cles in trade journals, advertising the availability of such information in the press, presentation of work in workshops and symposia convened for this specific purpose. b. The need for informing interested parties of the cur- rently existing sources of such information and how to utilize them was pointed out, and it was indicated that only minimal advantage is being taken of the vast array of information that already exists. The principal reasons that existing information is not being utilized is that the very existence and loca- tion of much of it is not widely known. This sug- gested the need for a single contact point somewhere in the Federal Government where questions concerning noise research can be presented and answers obtained. c. It was also suggested that trade associations could provide a service to their members by providing 11-23 ------- noise-research information to them that originates within the Federal Government. 4.b. What specific noise-control demonstration programs would aid equipment manufacturers and users to intro- duce noise control measures? a. The combined report from the seven sub-groups re- sulted in a list of factors that were felt to be essential to the adoption by industry of the re- sults of any demonstration programs. The factors identified, not necessarily in order of importance, are: (1) Successful demonstration in a user environ- ment of user acceptability. (2) Cost effectiveness. (3) Practicability. (4) Reliability. (5) Maintainability. (6) Productivity. (7) Durability. (8) Achievement of compliance (with applicable regulations). (9) Avoidance of any new hazards to health and safety (fire hazard, visibility restrictions, etc.). In other words for the demonstrated technology to be accepted by industry it must satisfy all of the real-world demands imposed by users in profitable operations. 11-24 ------- 4.c. What forum or mechanism can be used effectively to pro- vide for an exchange between Government and industry concerning noise research needs and accomplishments? There seems to be some difficulty in answering this ques- tion, perhaps because of its similarity to 4.a. Among the suggestions for a forum or mechanism were: There should be a central source for disseminating infor- mation, operating on a regular basis, and producing peri- odic reports. There shall be distribution of printed communications containing information from the same central source through publication and trade journals, trade associa- tions, technical societies—both through active par- ticipation in committee work by Government people, and through presentation of technical papers and also a suggestion that conference proceedings be made freely available through Government funding. Finally, a recommendation was made that a steering com- mittee be formed to act as an intermediary through which research needs could be conveyed to EPA and/or the Fed- eral Government; and at the same time noise research accomplishments could be made known and their adoption encouraged by the broad range of interests represented by such a committee. This committee could have repre- sentation from across the private sector, particularly the industrial manufacturers, acoustical consultants, labor, and the Federal Government. The desirability of establishing a mechanism for review of progress and dif- ficulties in Federal research programs by the private sector was identified. Meetings including program re- view sessions could fill this need. Joint participation by the Government with the private sector in research and demonstration programs would, in itself, serve as an effective mechanism for identifying future research needs to the Government. Workshops, directed to narrowly defined areas, were identified as an effective and desirable mechanism for defining specific research needs in particular areas. 11-25 ------- Adequate non-adversary communication between the Federal Government and the private sector does not presently exist. In this regard, a need for the Government and, in particular, the EPA to encourage two-way communica- tion was identified. A set of recommendations was developed by the chemical, petroleum, and electric utility subgroup and presented to the plenary session of the Machinery and Construction Equip- ment Workshop. The recommendations were not adopted by the workshop, so they are given here as a minority opinion at the request of the subgroup. The subgroup recommended: a. Joint industry, university, and government par- ticipation in establishing achievable noise goals b. Positive marketplace incentives for development and implementation of noise control technology c. Joint partnership for industry, university, and government in a noise research program, includ- ing: goals, budget, and schedule d. A separate program for fundamental noise research e. A separate program for determining the effective- ness of a research and implementation program f. A separate program for assembling and disseminat- ing results. 11-26 ------- IIB. SURFACE TRANSPORTATION WORKSHOP RESPONSES TO ISSUES 1. What is the status of noise control technology? l.a. What are some of the major types of equipment for which noise control methods are unavailable? The principal noise sources for all surface trans- portation vehicles (highway, off-road, rail) are for the most part common to all vehicles and can be readily grouped into just a few classifications as shown here: Internal combustion engines (diesel and gasoline) Power system drive trains Principal engine subsystem components such as intake, exhaust, cooling, and allied subsystems Tire and roadway, and their interactions Rail wheel and track, and their interactions. The presentation which follows is, as far as possible, in terms of these classifications. In general, some tech- nology is available for controlling noise at its source for each of the components of surface transportation vehicles. The internal combustion engine is a universal power- plant for surface transportation vehicles. Due in part to fuel economy needs, the use of the diesel engine, particu- larly for automobiles, is expected to increase in the coming years. The current diesel engine is noisier than its coun- terpart, the gasoline engine. Knowledge on how to reduce the noise of the internal combustion engine through funda- mental design is limited. Tire noise originates from a complex interaction of the tire with the road surface. Although significant work 11-27 ------- has been performed in recent years in an effort to under- stand the mechanisms of noise generation associated with this interaction, these mechanisms are not well understood. Without an increased understanding of the noise-generation mechanisms, current technology does not appear to permit further noise reductions of any significant amount. The current-generation quieter tires are at the minimum noise levels that can be achieved by current knowledge. The noise generated from the wheel/rail interaction can be categorized into three groupings: wheel squeal at curves and railroad retarders, impact noise, and roar noise. Knowledge of the basic mechanisms of noise generation for each of these categories is only superficial and as a re- sult there are no adequate methods of noise control. l.b. What are the principal approaches available to reduce equipment noise? Standard acoustical techniques such as use of enclo- sures, vibration isolation, damping, muffling, redesign of components, etc., are available. It is possible to elimi- nate a noise source through redesign of the system (one example is the use of demand-actuated cooling fans). Based on the limited understanding of the wheel/rail interaction, attenuation measures presently used are not ideal solutions. Some noise control measures in use are lubrication, resilient wheels, damping for rail squeal at curves, ramp control and alternate brake-shoe material, continuous welded rail, wheel truing and rail grinding. With respect to available approaches for reducing the annoyance of tire noise, a minority opinion was that the frequency spectrum of the noise generated by the tire could be altered. I.e. What noise-related research programs does industry (corporations and trade associations) have underway? Noise-technology research programs have been conducted in all areas by one or another company. No specific noise- related programs being conducted by corporations and trade associations were identified. For proprietary reasons, noise research programs of corporations could not be identified. 11-28 ------- Some examples of research programs that were identi- fied in general terms are as follows: "Acoustical Intensity Technique," a new approach for component noise source identification—to be published soon by the Society of Automotive Engineers (SAE). Community noise source descriptors, all-weather test facility, environmental effects on noise measurement, correlation of bare engine to com- plete truck noise levels, variability of noise measurements, roadside surveys for long-term noises-level changes are typical of industry joint efforts. l.d. Has there been noise-abatement technology transference from one product/process to another? There have been many cases of technology transference in the field of surface transportation noise control. Some examples of such transference are cited here: Application of cooling-system noise-control technology across all vehicle types Mufflers from trucks to locomotives Engines, tires, mufflers from trucks to buses. Rail/wheel technology has benefited from the transfer of FHWA work on ground vibration isolation and from industrial work on structural damping techniques, vibration isolation, noise diagnosis, and noise source identification. Some comments regarding technology transference are: Noise-technology transfer on an intracompany basis is generally effective. Company-to-company transfer is slower and limited to review of formal reports for the most part. Applied research by companies is not usually transferred for proprietary and/or antitrust reasons. Basic research would be readily transferable on a broad basis, but not much is available. 11-29 ------- Technical societies provide effective means for com- municating technology developments. Applicability of a transfer of technology must be validated in demonstration projects if it is to be accepted. I.e. What are the noise-control research needs? Concerns for achieving improved fuel economy, reduced emissions, and reduced noise from internal combustion en- gine operations point to a need for fundamental research on combustion processes and integrated approaches to meet these concurrent needs. For the most part noise-control research needs center on controlling noise at the source. This requires an im- proved basic understanding of noise-generation mechanisms. Areas in which this research is needed are discussed in the following paragraphs.* Internal Combustion Engines (Diesel) and Power System Drive Trains A better understanding of noise generation and propa- gation through or from the engine and drive train that can be applied to the design process from inception, is needed: The phenomenon of diesel engine block ringing due to the combustion process is not well enough understood and requires more investigation. Mechanical noise resulting from the moving parts of the engine has been investigated but more work needs to be done in the actual application of theoretical solutions, More investigation needs to be done in the use of iso- lation mounting techniques to control re-radiation of engine noise through the vehicle frame and panels. *It was pointed out that, owing to the relatively short time that was available to the Symposium participants to discuss and review the issues, it was not possible to develop a truly comprehensive list of noise-control re- search needs. 11-30 ------- Intake, Exhaust, and Allied Subsystem Noise Control Better understanding of intake, exhaust, and allied subcomponents is required as listed below: Basic* Source, radiation and perforation impedances for exhaust attenuators Non-linear effects of exhaust noise attenuators (mufflers) - large-amplitude waves - flow effects - temperature gradients Higher order modes of resonance of flow-generated noise in exhaust sys- tems and intake systems Applied Measurement techniques Vibration isolation between engine and exhaust Source characterization Effect of catalytic converters New materials (acoustical and structural) Water injection into exhaust gases System modeling (acoustics and fluids) Packaging to lower volume Back pressure Inlet restriction Weight reduction Shell noise of mufflers *Note: theoretical and experimental work required in all basic research areas. 11-31 ------- Cooling System (Fans) Research Cooling system research needs are listed below; Basic* Fan-noise mechanisms - tip effects - separation - flow noise Fluid mechanics of fan Heat-rejection mechanism (engines) Applied Systems approach to heat transfer (match fans, radiators, pumps, etc.) Cooling system design based on results of new basic research Alternate configurations such as centrifugal fans, natural convection radiators, etc. Pitch control of fans Heat storage Cooling-fin damping and design Auxiliary Equipment Research Hydraulic fluid and structure-borne sound transmis- sion need to be studied. Tire and Roadway Interactions With current tire-roadway noise technology there ap- pears to be a "noise floor." Basic research needs to be done to determine whether this "noise floor" really exists. In order to realize the full benefits of further research and development to reduce engine noise, tire/road noise re- ductions must be advanced concurrently, or else total ve- hicle in program noise reduction will, in general, remain unaffected. 11-32 ------- If the apparent lower limit for tire noise is to be lowered, it can only be reduced by conducting basic research into the mechanisms of tire-noise generation. Factors such as life-cycle cost, traction, rolling resistance, wear, tire use, and manufacturing methodology are variables with which noise-technology research must be integrated. Although the road surface is an equally important fac- tor in the generation of tire-roadway interaction noise, it is typically excluded from consideration during roadway de- sign and selection of pavement surfaces and finishes, partly because of limited knowledge of the causes and methods of reducing tire-road interaction noise. Factors that need to be integrated are: roadway surface materials, surface texture, skid resistance, and roadway design. In the near future the resurfacing of some 40,000 miles of the interstate Federal highway system and 300,000 miles of state highway will be undertaken. All available technology for reducing tire-roadway interaction noise need to be brought into play in that effort. It should be a relatively high priority area for further research so that noise-control technology can be developed and in- troduced in timely fashion. Current methods for measuring noise from tires and their interactions with roadway pavement for both outdoor and indoor test conditions are inadequate. The widely used Society of Automotive Engineers (SAE) test procedure J57a "Recommended Practice, Sound Level of Highway Truck Tires," for example, needs to be improved with respect to the accuracy and precision it allows. The accuracy and precision of the various tire laboratory noise-test facilities are unknown as well as the correlation between laboratory and field measurements. Rail Wheel and Track Interactions Some specific research needs for the problem of rail wheel and track interaction generated noise (wheel squeal at curves, railroad retarders, impact noise, roar noise) are: Alternative rail-joining techniques Criteria for determining when wheel turning and/or rail grinding are required Rail grinding techniques 11-33 ------- An understanding of the causes of rail corrugation and methods of preventing wheel flats Materials, e.g., high-energy-dissipative structural materials and vibration-damping materials Materials There is a need for new and improved materials for noise control. Currently available materials used in con- trolling noise have limitations with respect to such fac- tors as cost, durability for extended use, flammability, acoustic effectiveness, adaptability and effectiveness in environmental extremes. 2. What role should the Federal Government play in developing noise-control technology? 2.a. What factors should influence Federal involvement in noise research? The Federal Government should be involved in basic high-risk new technology research rather than low-risk research that could or would be done by industry. Current Federal program funding for surface transpor- tation noise-control projects is low when contrasted with its total public impact. Factors that should influence Federal involvement are: Societal needs that require an accelerated noise re- duction program or quieter product that will not be brought about by normal market forces and industry. Ability and incentives for industry to meet and adopt to technology needs. Marginal industries have fiscal constraints that meet the amount of money and re- sources available for devoting to noise technology research could require research support from the Federal Government. In this context "industries" means the entire industry and not simply a single company. Problems arising from system or component interactions, Involvement of the Federal Government is needed in 11-34 ------- such areas of interaction because individual industries cannot solve these problems alone. Many of the noises associated with surface transportation operations are not the result of any one industry's products but in- stead the result of interactions from products of dif- ferent industries. Tire roadway interaction is an example. The study of noise emissions resulting from this interaction requires expertise in not only tire mechanisms but in pavement materials and surfaces as well. Maintenance of in-house capability. The Federal Gov- ernment needs to have a capability to assess, to some degree on its own, the status and developments with respect to noise control technology; and as such should have, at least on a small scale, an in-house capability to undertake some parts of the RD&D chain. In this regard the Federal Government should never put itself into a position where one-hundred percent of its re- search work is contracted out. 2.b. For what products and industries should the Federal Government be undertaking noise research? The Federal Government should conduct applied research and demonstration programs as needed to fill gaps left by industrial activity in order to meet societal needs and in particular, basic (high-risk) research. Transfer of research into marketable technology lead- ing to a commercial product is the province of industry and the Federal Government should not be involved. The Federal Government should support necessary demon- stration programs that must be done in partnership with industry. A program in the surface transportation area such as the DOT "Quiet Truck" program is an example of this type of government and industry cooperation. 2.c. What other areas of noise generation should receive Federal research support? The Federal Government should develop an integral national noise study including all noise sources to deter- mine current noise levels (without resorting to unjustified extrapolation) and determine the changes anticipated in 11-35 ------- national noise levels due to voluntary or mandatory noise reductions. These determinations should be updated periodically. The Federal Government should play a leading role in research to develop the necessary measurement methodologies, For measurement methodologies that impact private industry, the Federal Government should work with industry to develop domestic and international measurement procedures. Highway design variables, such as land-use planning, zoning, noise barriers, etc., should be further investi- gated by the Federal Government as possible methods of noise-control technology. Government research on new materials should continue through demonstration and development of products if there are no private manufacturers in business making the materials. Federal transportation grants should permit in-service test of new concepts prior to spending on capital equipment for putting such concepts into production. 2.d. What future technology developments will influence noise control and/or research? Future developments include the following: Dieselization and weight reduction of motor vehicles Improved communication can lead to less of a need for personal travel, thus less noise impact from vehicles Use of electric and other alternative propulsion technologies Noise impact of new tire designs intended to in- crease fuel efficiency Future developments with respect to repaving of parts of the nation's highways may affect tire noise Overall surface transportation system changes in response to fuel economy and emission control re- quirements may affect vehicle noise. 11-36 ------- 2.e. What are the principal factors that need to be shown in demonstration programs to encourage adoption by industry? If adoption and utilization of developed technology is to be encouraged through demonstration programs, these programs must show through in-service testing such factors as: practicability, durability, maintainability, relia- bility, functional performance, and initial and operating costs. 11-37 ------- 3. What role should the private sector play in develop- ing noise control technology? 3.a. Can industry solve the noise problems without input from and assistance of the Federal Government? The major responsibility for the development of needed technology rests with private industry. Once the Federal Government identifies a need to reduce product noise through regulation and sets a required sound level to be met by a class of products, then private industry alone should be involved in product sound-level reduction. A minority view with respect to Federal involvement once a product regulation is set is that the Government should not be excluded from supporting basic research on the product for the following reasons: Industry's results are too closely guarded and real information may be too slow in coming to the surface. Industry's initiatives may be too weak, if research does not hold out future monetary gains. 3.b. What are the incentives for noise-control RD&D by equipment manufacturers and users? Research incentives for the surface transportation industry result primarily from impending regulations. These incentives can be sharpened by better definition of national objectives. Under certain situations market com- petition can also serve as a strong incentive. An example of market incentives is the demand for passenger cars with low interior noise levels. Additional incentives include: Profit (return on investment, payback period) Good marketability Financial and technical feasibility to manufacture the low noise product Relatively low risk, i.e., results from research can be expected to pay off Avoidance of regulatory actions through voluntary im- plementation of noise control measures 11-38 ------- Meeting existing or future regulations Improvement of corporate image 3.c. In what specific areas should noise-control research be done by private industry? As stated in the response to subissue 3a, above, "pri- vate industry alone should be involved in product sound- level reduction [to meet a sound level required by the Government]." Transfer of research into marketable tech- nology is the province of industry. 3.d. What are the constraints that inhibit development of noise-control technology by industry? Some of the inhibiting factors are the direct opposites of the incentives listed in response to issue 3b. Addi- tional inhibiting factors are: Resource limitations to do research—marginal in- dustries and companies have constraints on their abilities to participate in transferring research into a marketable product. A lack of facilities and trained personnel may also be a factor. Test procedures that do not reflect actual product usage—a product may be quieter in use than the test indicates. Competing societal needs and incompatible require- ments—there are higher priorities than noise control, such as, safety, fuel economy, and exhaust emissions control. Multiple regulations—international, Federal, State, and local governments may impose different require- ments on the same product. Regulatory uncertainty—when a manufacturer cannot plan for future years, development of a new or exist- ing product line can be inhibited. As a consequence of uncertain regulatory actions, industry may cease to invest funds in a product because of the possi- bility that the product may never be allowed to be marketed. 11-39 ------- Anti-trust restrictions restrict communication between companies—companies cannot discuss details such as implementation costs and product development plans. This restricted communication slows down the process of information transfer to some degree and inhibits the adoption of new ideas. Research efforts some- times must be duplicated by other companies. 3.e. What role should educational institutions play in solving noise problems? Universities should provide undergraduate introduction to and graduate programs in noise control. Educational institutions should also conduct basic research under both Government and industry auspices, with close oversight by the sponsors to provide incentives for best creative ef- forts. This also relates to Government-industry coopera- tion. High costs of instrumentation and facilities limit the ability of universities to conduct research. The university sector should be involved when needs for test methodologies or levels are being defined. Uni- versities can provide an independent source of data and validation. 11-40 ------- 4. How and in which areas can Government and industry work together on noise RD&D programs? 4.a. What methods or procedures can be utilized to dis- seminate and implement the results of successful RD&D programs? Communication of research results can be satisfac- torily achieved through the combined use of workshops, technical society meetings and journals, and formal con- tractor reports. Implementation of results can be accelerated by Government procurement of "quiet products" on a wider basis, including State and local purchases. 4.b. What specific noise-control demonstration programs would aid equipment manufacturers and users to in- troduce noise-control measures? The purpose of a noise demonstration program should be to provide a transfer of technology from the research stage to the state where products are introduced into com- merce. Demonstration programs should be of sufficient scale to evaluate the durability, maintainability, relia- bility, and initial and operational cost characteristics of an advanced product in the real world. They should also be oriented to evaluate any possible accidental bene- fits in performance and other qualities. Demonstrations should include exposure to a full range of geographical and operational environments, and should be conducted with properly trained maintenance and operational personnel. Noise demonstration programs should not be laboratory research type programs but programs that can be achieved on a production basis. This requires a sufficient defini- tion of the demonstration program. If the demonstration program requires manufacturers' products, the respective manufacturers should be consulted to help in representa- tive product selection. Technology application demonstrations should be sup- ported as joint cooperative efforts with industry (e.g., the Quiet-Truck program). Industry can cooperate with Government through pro- vision of services and equipment—Government should provide funds for engineering. 11-41 ------- Government and industry should work together to demon- strate advanced exhaust system design. This would include vibration isolation between engine and exhaust components, new acoustical and structural materials, light-weight, low volume, low back-pressure and low shell-noise technology techniques. An advanced cooling-system demonstration program is needed and should be based on a systems approach. The op- timum trade-off between energy consumption, cost, and noise reduction should be established. 4.c. what forum or mechanism can be used effectively to pro- vide for an exchange between Government and industry concerning noise research needs and accomplishments? Open review by the private sector of the progress made on research programs sponsored by the Federal Government would serve as a means of fostering the interchange of technical information. The current meetings that EPA/ONAC holds to review the progress being made on the various EPA- sponsored studies with industry and universities on the internal combustion engine were cited as an example. The Federal Government should be invited to monitor the progress being made in the various industry trade association re- search projects. A need exists for a single focal point within the Fed- eral Government to which questions on research can be di- rected and from which answers can be obtained. EPA/ONAC was cited as the Federal Agency that should handle this. One of the responsibilities of this focal point should be to coordinate the dissemination of information on the re- search programs of all Federal Agencies. Periodic news- letters were cited as one of the mechanisms that could be utilized to keep information flowing to all interested parties. Technical coordinating committees made up of repre- sentatives from the Federal Government and the private sector (industry, universities, etc.) should be formed to facilitate communications relating to noise technology and research. These committees should meet regularly and continuously. Activities of this body could include: Technology assessments Preview of on-going and planned Federal research programs 11-42 ------- Participation in the planning of Federal research programs One or more committees might be formed to focus on a specific area or areas as necessary, such as tire and road interaction noise. Such a committee would be made up of the various elements associated with tire noise technology and pavement design. Cooperative work programs, in which industry and gov- ernment people are exchanged for short periods of time, would foster communication and an exchange of ideas. Professional society meetings and technical committees, such as SAE, were identified to be effective mechanisms for technical exchanges. The need for government participation in these activities was cited. Symposia, such as this particular symposium, are an effective mechanism for obtaining broad perspectives on any given issue. 11-43 ------- IIC. AVIATION WORKSHOP RESPONSES TO ISSUES 1. What Is the Status of Aviation Noise Control Technology? It was a consensus view that at the current state of air- craft noise control technology, significant operating cost and performance penalties result from noise reduction to meet FAR 36 (stage 3) certification levels. The magnitudes of the penalties vary widely depending on whether the design is for an entirely new aircraft, for a stretched version of an exist- ing aircraft, or for an engine retrofit without growth in pay- load or range. While much of the noise reduction in existing CTOL aircraft has resulted from design features which also im- proved aircraft performance and reduced operating costs, some features incorporated to meet the constraints of noise regu- lations result in reduced performance and increased operating costs. For current designs of new 3-engine aircraft there is about a 6 percent penalty payload to gross weight ratio due to design for noise certification levels 5 EPNdB below 1969 FAR 36, and there is a corresponding increase in fuel con- sumption of about 3 percent. Retrofit of higher bypass ratio engines to existing airframes is very expensive in direct op- erating cost unless the aircraft can be reconfigured to accom- modate more payloads. Significant penalties in performance and direct operat- ing costs result from the necessity to design for noise levels about 3 EPNdB below certification levels to allow for uncer- tainties in the prediction of the noise levels which the de- veloped aircraft will produce. The opportunity to reduce these uncertainties provides a strong incentive for noise R&D. The acoustics of various engine noise sources is an ex- tremely complex and difficult technology subject. With very substantial input of research effort by the government and the industry in the past 10 years, significant advances in basic understanding of the mechanisms of the various sources are beginning to be made. It is vital that the momentum of this progress be continued, if practical applications of some of the basic work toward reduced noise are to be realized and 11-45 ------- more broadly expanded. Currently, the methodology of acous- tics prediction and noise control design for aircraft engines is by no means adequately developed. This lack of precision in the noise design art generally leads to poor trades be- tween noise and performance. It is hoped that with acceler- ated effort, the noise design technology can be brought to a comparable level of maturity as those in other engine compo- nent design disciplines. At the current state of noise control technology, reduc- tion of noise levels appreciably below FAR 36 (stage 3) would result to very large penalties in payload/gross weight ratio and fuel burned, the penalty rising at an increasing rate as the noise limit is lowered. Extensive R&D on noise control is required to make levels below FAR 36 (stage 3) technologi- cally feasible. New technology is needed not only for CTOL aircraft, including propeller-driven types, but for STOL air- craft and helicopters as well. The workshop was structured to identify and roughly pri- oritize, within each technical area, the new technology needed for noise control. No attempt was made to establish priorities across the technical areas of engine noise, air- frame noise, rotor and propeller noise, and propagation, nor to allocate resources. Specific recommendations are mainly technical in nature. 11-46 ------- 2. What Role Should the Federal Government Play in Develop- ing Aviation Noise Control Technology? • A large and expanding federal role is recommended. The total annual funding for Federal programs in avia- tion noise research now totals about $25M (combined Fiscal Year funding and manpower) and is roughly com- parable to funding for related programs by the avia- tion industry. Discussion indicated that the Federal support for aviation noise research should be approx- imately doubled in the near future and that this in- creased level of support be used to sponsor additional grants and contracts for basic and applied research • A sustained federal program is necessary. In order to meet the long term EPA noise goal of 65LDN in communities near airports a sustained program of basic research will be essential to provide a favor- able climate for the generation of new ideas and inno- vations, whereas applied research activities will ad- vance the required design and prediction methodology. Program continuity also provides for the specialized training of research personnel and the maintenance of research teams, both of which are vital to the effec- tive advancement of noise control technology. • particular federal agencies were foreseen to have specific roles as follows: DOD - Continuing of mission oriented research at a relatively low support level FAA - Rulemaking and serving as an alternate source for research funding EPA - Coordinating of the Federal program and de- fining overall strategy and goals NASA - Sustaining a major research and technology program to include those items requiring long duration efforts and/or high risks. The de- sirability of NASA participation in coordina- tion of research in certain specific technical areas was indicated It was noted that the Federal Government should accept the role as leader in the development of acceptable noise propagation prediction methods. Because such 11-47 ------- methodology would have general application outside the field of aircraft noise, the Government should also accept the responsibility for funding the bulk of this much needed effort. Discussion indicated that while there are substantial Government funded efforts currently in progress in several different Agencies to develop such prediction methods, they do not seem to be well coordinated. It is therefore recommended that a single Agency within the Government be assigned the leadership responsibility. • Special advice to NASA: The NASA, which has the largest segment of the federal noise research program, was singled out for some par- ticular advice. It was recommended that emphasis be continued by NASA on research and technology aspects and that demonstration activities be very carefully se- lected. Needs were cited for long range planning of NASA programs to be coordinated with industry to assure maximum relevancy and ultimate utilization of research results, improvements in the timely communi- cation of NASA research results to industry, and more effective NASA-industry communications and collabora- tive activities. It was noted that needs exist for a large quiet wind tunnel for the testing of full-scale aircraft and components for aeroacoustic purposes. Modifications to the existing Ames 40x80 and 80x120 foot wind tunnels were mentioned as possibilities for meeting such needs in the landing approach and take off-climbout speed ranges. 11-48 ------- 3. What Role Should the Private Sector Play in Developing Aviation Noise Control Technology? • Some industry noise control initiatives result from competitive pressures. Social pressures arising from adverse reactions to noise is forcing manufacturers of aircraft to pro- duce quieter and more efficient flight vehicles than the competition. Such noise control initiatives arise from market place pressures caused by such diverse factors as airport curfews and differential landing fees/ and litigation. • Industry programs should complement government programs. Industry programs are now comparable in magnitude to those of the Federal Government. In order to comple- ment the primary Federal Government role in the sup- port of long duration and/or high risk basic and applied research/ industry should continue to perform the short duration and/or low risk technology appli- cations to specific configurations. Active partici- pation in the validation of methodology, in the per- formance of trade-off studies/ and in the development and proving of new technology (including research techniques) are appropriate roles for industry. • Industry participation is essential in validation. Industry participation should also complement that of the Federal Government in the development and valida- tion of prediction techniques such as those suitable for use in the NASA ANOP program. The procedures so developed are apt to be more useful to potential users in industry if industry has a part in the full scale flight evaluations and subsequent improvement exercises. • Technology integration is a role of industry. Industry should conduct trade-off studies to show the relationships of noise control to cost and perfor- mance. It is only by trade-off studies performed within the normal constraints of industry that the true value of new technology can be established. An ultimate proof of new technology is its adoption by industry. 11-49 ------- 4. What Aviation Noise Research Areas Require Federal Support? What Programs in Progress Require Further Emphasis? Engine noise remains the principal source of noise im- pact in the airport community from CTOL aircraft. Signifi- cant progress has been made in the past in reducing engine noise through the introduction of high bypass ratio turbofan engines to reduce jet noise/ modification of fan design con- cepts and development of duct liner technology to suppress fan tones. Further noise reduction progress is difficult and will come slowly due to the present balance of noise from many sources within current engines. No longer can progress in noise reduction be made by reducing just jet noise and just fan noise. Rather, progress must come through research leading to the simultaneous reduction of noise from several engine sources. Highest priority research areas. The highest priority research areas are concerned with the dominant sources on present engines. The dominant sources vary from application to application, and for takeoff and landing power, and depend strongly on bypass ratio (BPR). 1. Jet noise, both high- and low-bypass ratio. Jet noise remains the dominant source of noise on take- off for both narrow and wide-body CTOL aircraft. Increasing bypass ratio has been the main approach to lowering jet noise, but is limited by the per- formance penalties that result at higher bypass ratios. Suppressors do not exist for efficiently controlling this noise for growth versions of exist- ing aircraft or new aircraft. Research is needed to understand the mechanisms of noise generation, the propagation of noise through the exhaust, the understanding of forward velocity and installation effects, and the generation and development of noise suppression concepts. For example, the use of internal mixers for both jet noise reduction and propulsive efficiency improvement for high by- pass ratio CTOL aircraft should receive research attention. 2. Fan noise generation and duct propagation. Fan noise is the dominant noise source on most current generation aircraft at approach power. Fan noise can impact the community either when propagated 11-50 ------- forward through the inlet or rearward through the bypass duct. Research is needed that will improve the understanding of fan noise generation, prop- agation through and radiation from inlet and ex- haust ducts, and development of ground test methods that simulate forward velocity effects on these problems. The development of a comprehensive pre- diction method that is consistent with fundamental aeroacoustic theory and accounting for all the im- portant source mechanisms is most critically needed. Ground test procedures are also needed which limit the noise generation during static testing to those sources associated with flight. Fan noise technol- ogy is now to the point that low noise fan and duct design concepts should receive more emphasis. Duct treatment. A duct treatment technology exists and is being applied to the control of fan tones in all current aircraft. However, design of this treatment is largely an art, requiring experience, cut and try methods, and extensive testing. Needed is a better understanding of the suppression mech- anisms of the duct liners, the effects of flow on suppression, and design procedures which would en- able the matching of the treatment to the true noise sources, or duct modal structure, in flight. New lining concepts should be explored. 4. High velocity jet noise. SST-type aircraft cannot utilize the high bypass ratio engines which have been so successful for subsonic aircraft since su- personic cruise requires a high velocity jet (very low bypass ratio). Before an SST is environmen- tally viable, we must be able to control the noise of high velocity jets or develop a new engine cycle that generates lower jet velocity on takeoff, such as the variable cycle engine. Research must include an understanding of shock cell and jet mixing noise, prediction of installation and forward velocity effects, and methods of suppression. Applied re- search effort to optimize the designs of many pre- viously proposed and tested mechanical suppressor schemes to match the engine cycle or exhaust. Lower priority research areas. Still important, but of lower priority than those listed above, are several addi- tional sources for noise control. These are research areas 11-51 ------- which offer payoff in the future or where progress must be made before engine noise can be lowered significantly on ad- vanced engines. 1. Advanced inlets. This general area is felt to have long-range potential for controlling forward radiated noise from engine nacelles. The concepts combine accelerating flows with treatment technol- ogy for more efficient suppression of forward ra- diated noise. Generally included are such concepts as sonic or hybrid inlets. Also included are geo- metric concepts such as the scooped or scalloped inlet. Such inlets offer the potential for major noise reductions in the future. 2. Core noise. Core noise is the noise generated with- in the engine core (other than turbine noise) which is propagated through the exhaust. It is currently observable for some turbofan engines and can become a dominant noise source on future turbofan engines when low frequency jet exahust noise has been re- duced significantly, and on turboshaft engines. Its sources, such as in the combustion process or in the internal flow aerodynamics, must be understood and design procedures evolved for its prediction and control. Turbine noise. High frequency turbine noise propa- gates out the exhaust and is an important source of noise on today's high bypass ratio CTOLs at approach power. Acoustical linings are used to reduce the turbine noise in today's engines. Future engine turbine designs having higher turbine aerodynamic loading and pressure ratios are expected to raise the relative importance of this source of noise. It is important that new research efforts toward better understanding of methods to reduce the noise at the sources be undertaken. 4. Test and instrumentation technology. Progress in engine noise reduction will be impeded without spe- cial test and instrumentation technology for diag- nosis of noise sources and performance evaluation of noise control devices. Laser technology for sensing fluid dynamic and acoustic phenomena, data 11-52 ------- processing and acquisition techniques for separat- ing noise from multiple sources, low signal to noise ratio data processing techniques, turbulence control screens for static engine testing, and very quiet aeroacoustic test facilities are in this category. Research scope. The principal areas of research needs are in the fundamental and applied areas. The consensus is that long-term payoffs can only come from such an emphasis. Across the board, in all the engine noise areas, there is a need for understanding and prediction of flight effects. This includes methods for ground test that result in data that can be reliably extrapolated to flight conditions. In all cases, research needs to be aimed at understanding noise generation, predictive schemes, and the creation of a design methodology from which suppression concepts can evolve. Facility needs. Some sentiment was expressed for a large-scale, quiet wind tunnel facility to meet national needs. The need can probably be met by acoustical treatment of the 40x80 tunnel at Ames Research Center. It should be capable of handling the wide body class of high bypass ratio engines and should have a background noise level sufficiently low to permit the study of core noise, turbine noise, etc., on future, quieter engines. The tunnel would be used for both research and development, and possibly for certification of engines prior to flight. Payoff. The guaranteed results of an expansion of re- search in these areas would be a maturing of the process of designing for noise. A more mature design technology could be translated into either lower noise levels or equivalent noise levels with fewer cost/performance penalties, and in lower dollar cost for developing quieter new aircraft. How- ever, major noise reduction can only come through new con- cepts or breakthroughs, which cannot be guaranteed. There- fore, an expansion of the research program can only offer increased opportunities for breakthroughs. Certainly, new concepts and breakthroughs will not result unless the vari- ous problems under discussion are actively subjects for research. In terms of actual noise reduction, the group felt that 5-10 EPNdB in 10-20 years, relative to present high by- pass ratio turbofan noise is possible. The spread in noise reduction and time is a function of the magnitude and aggres- siveness with which the research program is conducted. 11-53 ------- Requirements. The scope and difficulty of the research needs for engine noise reduction lead to the conclusion that present funding levels are insufficient. More than token progress can only be made by significant increases. The group felt that a reasonable starting point would be to in- crease the Federal funding level for noise R&D by a factor of two starting in FY 81. • Airframe noise research requirements involve both nonpropulsive and propulsive flow interaction sources. Non-propulsive Flow Sources. Involved are airflows not associated with the aircraft propulsion system and which flow over the airframe and interact with various components such as flaps, landing gear, wheel wells, etc., to produce noise. The primary need is for accurate validated prediction schemes which can be used to assess the importance of the airframe noise problem from a firm base. Reliable flight data, uncontaminated by engine noise, are needed for the validation. The identification of noise sources needs to be pursued more vigorously. New and unexpected sources, such as flap brackets and edges, have recently been identified. Noise control/reduction cannot proceed in a rational man- ner until the sources are known. The development of scaling rules must be pursued in order to deter- mine the applicability of model scale tests to the full scale problem. A large scale quiet flow*fa- cility is needed for a vigorous ground based re- search program on airframe noise. Emphasis should now be placed on improving the fundamental under- standing of the generation and prediction of the noise, with research on identification and devel- opment of noise reduction concepts receiving lower priority. Propulsive Flow Sources. Involved are airflows from the exhausts of jet engines and the slipstreams of propellers which flow over portions of the wing and produce noise. Such flow surface interaction noise problems are expected on all STOL vehicles having integrated lift-propulsion systems and are of concern for interior noise as well as exterior noise. Existing flyover noise prediction methods are based on small scale model testing and it is 11-54 ------- thus desirable to acquire flight test data on the QSRA and the two AMST aircraft for validation purposes. Impingement/flow surface interactions which affect flyover noise are also expected on CTOL vehicles. On CTOL aircraft these problems include possible prop wake/wing interactions on aircraft such as the C-130 and the proposed high speed turboprop air- planes. Moreover, some proposed SST configurations employ over-the-wing engine locations which involve jet exhaust associated impingements on the wings. These latter CTOL related phenomena should be given a higher research priority than related phenomena which are unique to STOL configurations. Rotorcraft related noise research requirements in- volve both the external and internal environments, and include refinements in the understanding of rotor and gear box noise generation and prediction, and the full scale validation of prediction methods Validation and Refinement of Gearbox Noise Prediction. Currently, first level interior noise prediction methods exist for an uninstalled transmission/gearbox, Such methods require detailed structural modeling and dynamic response characteristics. Refinements are required to improve the accuracy of high-frequency component amplification and resonances and to account for installed effects. Since helicopter gearbox de- signs are configuration dominated, validation of these methods is necessary for a variety of designs and installations. Although the noise transmission paths from the gearbox to the interior of the vehicle are different for turboprop CTOLs than for the heli- copter, the fundamental generation and prediction technology are similar. Refinement and Validation of Overall Rotor Noise Prediction. Rotor noise prediction methods require refinements and full scale validation to improve accuracies sufficient for design purposes. Pending certification requirements will specify compliance levels for three flight conditions: flyover, ap- proach, and takeoff. While some tradeoff or allow- ances in levels will be permitted between these three conditions, accuracies on the order of at least 11-55 ------- 2 to 3 EPNdB are necessary. Once certification is promulgated, helicopters must be designed below the compliance limits by the accuracy margins in order to assure a high probability of certification. Establishment of a Data Base. Validation of rotor prediction methods requires systematic noise data acquisition for a variety of rotor types and main/ tail rotor combinations. This data base must include simultaneous measurements of the vehicle noise char- acteristics and the rotor aerodynamics (including fluctuations). Additionally, the data base must be broad enough to adequately account for airspeed, rate of descent, rate of climb, gross weight and control variations. Development of Main Rotor Broadband Noise Prediction Method. Rotor tip speed reduction and increases in number of blades result in a higher relative contri- bution of broadband noise. First level prediction methods tend to underpredict the broadband component, particularly for modern rotor types with advanced airfoils, twist distributions, and tip shapes. Im- proved prediction methods are required now which take into account these design variables. Evaluation of Installation Effects on Tail Rotor Noise. The noise of tail rotors exceeds that of main rotors in some configurations and can be directly influenced by main rotor downwash, the proximity of the tailboom, the engine exhaust flow, and in forward flight, by disturbed flow past the fuselage. The influence of each significant effect on noise gener- ation must be isolated and quantified. This entails whirl stand and wind tunnel testing of both unshrouded and shrouded tail rotor configurations followed by free-flight. Propeller related noise research requirements involve both external and internal environments and include research relating to G/A, Large Conventional Propeller and Proposed High Speed Turboprop (HST) Aircraft. 11-56 ------- Development and Validation of Cabin Noise Predic- tion Procedures Applicable to G/A, Large Conven- tional Propeller and HST Aircraft. The mechanisms of noise transmission into a propeller aircraft are not well understood. Transmission paths for noise have not been confirmed by test although work on a single engine G/A aircraft is now underway to es- tablish the magnitude of engine vibration and noise structurally transmitted to the cabin. This work on single engine aircraft should be expanded to in- clude multi-engine G/A aircraft and large multi- engine propeller aircraft. Work is also underway on theoretical methodology for predicting the noise transmission characteristics of fuselage sidewalls in G/A aircraft. Validation of this methodology is also underway on a limited basis. Engineering-type computer programs should be devel- oped from the theoretical methodology after validity has been established. Validation of this work by industry should be expanded and trade-off studies which include industry should be conducted to es- tablish cabin interior noise control concepts. This work should also be expanded to consider larger con- ventional propeller aircraft including the new air- craft required for the expanding commuter market. The cabin noise of the HST must be consistent with that of current turbofan aircraft for it to have the passenger acceptability needed to be a viable fuel efficient alternative to current large transport aircraft. The program underway to develop validated procedures for predicting the near field noise of the HST should be continued for use in noise reduc- tion studies and also to provide the input to fuse- lage noise transmission prediction procedures. Studies of noise transmission of fuselage walls and the HST are underway. However, the validity of the methodology used in these studies has not been fully established. Development of new methodology which addresses the high cruise speed and transonic tip speed operation of the HST is required. A data base for validation work is needed and should be obtained with the participation of industry. 11-57 ------- Continue Existing Program to^ Optimize the Aeroacousj^ tic Performance of G/A Propellers and Expand the Effort to include Innovative Propulsor Designs. The existing NASA and EPA programs to develop and vali- date prediction procedures for G/A propellers is endorsed. The close cooperation with industry in this work should continue to insure the early in- troduction of new noise reduction concepts on pro- duction aircraft. This work should be expanded to evaluate the potential of innovative noise reduction concepts such as the Q-Fan, a shrouded propulsor. Experimentally Evaluate and Develop Validated Pro- cedures to Predict Installation Effects on G/A, Large Propeller, and HST Aircraft. The effects of install- ing a propeller on an aircraft should be established by measurements on existing aircraft. The effects of nacelle tiltf the blockage of the nacelle behind the propeller and the presence of the wing and fuse- lage near the propeller are all areas of needed in- vestigation. Validated procedures should then be de- veloped to predict the noise of installation effects identified as important in the experimental program. This work is considered particularly important for development of new large turboprop aircraft using conventional propeller technology. Installation ef- fects on these aircraft have been identified as a problem in meeting the FAR 36 (stage 3) noise requirements. Develop and Validate Methods for Predicting Reverse Thrust Noise of Propeller Aircraft. The possibility of regulating reverse thrust noise has been discussed in international meetings. If reverse thrust noise is indeed a community noise problem, a validated prediction method is required. At present, very little is known about this noise component. Some definitive measurements of existing installations should be made and then a prediction method should be developed which can be validated by the test data. Develop and Validate Methods for Predicting Noise of Turboshaft Engines. Core noise of turbofan engines has not been considered a significant problem and has therefore received much less attention than fan and jet noise which are the dominant noise control 11-58 ------- problems in current turbofan transports and the su- personic transport. However, in a turboshaft engine, the core noise is dominant and will require attention in G/A, large conventional and HST aircraft. Valid prediction procedures suited for existing and ad- vanced technology engines are required. Develop and Validate a Method for Predicting Airport Noise and High Speed Cruise Noise of the HST. Dur- ing takeoff and landing, the HST operates at tip speeds similar to existing turboprop aircraft, and this is believed to result in acceptable noise levels around the airport. During high speed cruise at high altitude, the HST will operate at transonic tip speeds. Validation methodology is needed to predict the airport noise and the noise on the ground under the flight path. Aviation noise propagation research needs involve basic studies of air attenuation, extra ground at- tenuation, path interruption and sound transmission through structures; and the development of improved noise exposure prediction methods. Large Distance Air and Ground Attentuation. The top priority need in propagation research is the devel- opment and validation of methods to predict attenua- tion over large distances including both air and ground effects. Although fundamental air absorption in a constant, controlled environment is considered to be fairly well understood, there is a need for additional data at frequencies below 4,000 Hz. In addition, substantial work is needed to develop pre- diction methods which define propagation losses through a non-homogeneous and/or turbulent atmos- phere over the large distances significant for land use planning (typical of the outdoor propagation situation), and for a range of weather conditions. The significance of non-linear effects for aviation noise propagation also needs to be established. Prediction methods for extra ground attenuation are not validated and no well accepted standards exist. There are existing theories for this general phenom- enon based on idealized acoustical impedance models of the ground, but they have not yet been validated to any significant degree. The several existing pre- diction methods are empirical in nature. They are 11-59 ------- generally based on an inadequate data base and pro- vide widely varying results. Standardized methods of measuring ground impedance are also required. Path Interruption. Path interruption includes such items as shielding of the source by airframe/engine configurations, or attenuation near a receiver by barriers, other ground structures, or ground cover, such as vegetation. Theories exist for predicting airframe/engine shielding effects and these have been partly validated by research at the Institute of Sound and Vibration, United Kingdom. Theoretical models also exist for predicting effectiveness of most practical barrier designs but further research is needed to validate the effectiveness of thick barriers such as earth berms and buildings. Fur- thermore, existing barrier design models have not been validated for application to shielding of dis- tant receivers near airport boundaries. There are also theoretical models which account for excess attenuation effects attributable to ground topography and various types of ground cover or vegetation, but their applicability to noise abatement near airports is limited. Transmission Through Building Structures. With the exception of mobile home structures, practical models exist or will soon be available (from HUD) for the prediction of noise transmission through, and effec- tiveness of sound (and thermal) insulation of build- ings. Limited data are available to validate the noise reduction effectiveness of such treatments. However, a much broader sample of basic noise reduc- tion performance of existing structures for aircraft noise, as distinguished from other sources, is needed, In addition, validation data for predicted effective- ness of noise reduction treatment of buildings is relatively limited. Methods of Measuring Atmospheric Properties. Stand- ardized methods of measuring the atmospheric proper- ties such as temperature, humidity, wind, ambient pressure, etc., are required in order to properly represent the atmosphere through which sound may travel over its propagation path, from air to ground or ground to ground. 11-60 ------- Further Development and Validation of Airport Noise Prediction Model. Local public officials, airport operators, and land use planners need a usable val- idated model for noise impact prediction at and around airports. These people currently are faced with numerous models, data gaps, and confusion among Federal agencies on predictive validity. An accu- rate procedure for calculating aircraft noise ex- posure is needed with a good data base on noise for all commercial aircraft, noise for general aviation aircraft, noise information on operational proce- dures; and a method for adjusting for random or deliberate variation in flight tracks. The model should be validated to account for mete- orological conditions as well as source and proce- dural data with as narrow a confidence span as pos- sible. This is an urgent need. Land use decisions around airports are being made every day, usually without considering noise. The multiplicity of models and questions about validity are barriers to effective involvement of local public officials in land use planning around airports. A generally ac- ceptable prediction method of proven validity is needed as a tool in protecting undeveloped land around existing airports. 11-61 ------- 5. Are Demonstration Programs Needed to Stimulate the Adop- tion of Advanced Aviation Noise Technology? • Carefully selected demonstrations will be needed. The role of selected demonstrations is to encourage the application of new technology in production air- craft while keeping the risk to industry at a mini- mum. A prerequisite for any demonstration is a package of new technology, well understood and pre- viously validated at laboratory scale, together with the design constraints encountered in a real world situation. • Specific items requiring demonstrations are identi- fied. Needs are anticipated for full scale demon- strations of selected propulsion system components for helicopters, G/A aircraft, high speed turboprop aircraft and CTOL aircraft requiring mechanical jet noise suppressors as follows: Jet Noise Mechanical Suppressors. For high specific thrust (high exhaust jet velocity) engine systems such as possible future design AST engines, the abil- ity to substantially reduce the jet exhaust noise is critical in meeting environmental requirements. A large number of mechanical suppressor design concepts have been successfully demonstrated in scale model form in the past, and the reasons for their effec- tiveness are well understood theoretically. A lim- ited number of such boilerplate designs have also been successfully demonstrated in engine sizes either in actual flight or in wind tunnel environments. The next step needed is a suitable demonstrator program to test in flight or in simulated flight specific designs that reflect a greater degree of realism in terms of acceptable mechanical design complexity, weight and performance impacts. Consideration should also be given to the demonstration of a fully retrac- table design, in order to assess its mechanical acceptability. Non-Propulsive Noise Sources. Ultimately, some full scale wind tunnel and flight testing is necessary if airframe noise reduction methods are to have credi- bility; however, the manufacturers would prefer to have Government research funding spent primarily on fundamentals at this time. 11-62 ------- Helicopter Rotors. Advanced configurations designed to check particular theoretical concepts or predic- tion schemes, or which represent optimized aeroa- coustic designs, require flight demonstration. Ex- isting single-rotor and tandem-rotor helicopters provide a means to test a variety of configurations. The Army/NASA Rotor Systems Research Aircraft also provides a testbed for large single-rotor designs which can be tested over an extensive range of gross weights and airspeeds. General Aviation Propulsion Systems. The demonstra- tion of noise reduction by new propeller configura- tions is planned and should be continued. This is believed to be a low cost and low risk program which does not require extensive Federal Government support. On the other hand, a possible flight demonstration of the Q-Fan, a recently tested wind tunnel low pres- sure ratio shrouded propulsor, is an example of an innovative high cost and high risk program which probably would require extensive Government support. High Speed Turboprop. It is not now possible to ac- ceptably test the high powered multibladed propel- lers proposed for high Mach number CTOL applications. Thus, short of full scale flight tests, a number of questions relating to the seriousness of the cruise far field noise problem and the cabin interior noise problem will remain. Demonstration flight tests are required at realistic flight conditions and for realistic fuselage structures. 11-63 ------- III. KEYNOTE ADDRESSES Mr. Charles L. Elkins Deputy Assistant Administrator for Noise Control Programs U.S. Environmental Protection Agency I'm very pleased to be here this morning to welcome all of you to EPA's Noise Technology Research Symposium. We hope this Symposium will serve as a major milestone in the devel- opment of a National Noise Control Research Program. I'm sure that all of us fully recognize that if we are to reduce noise created by the products of our society, we need to have avail- able an adequate technology base and that research is the key to the development of that base. I'd like to take a few minutes to tell you why we decid- ed to hold this Symposium and what we hope can be accomplished during the next three days. In 1976 in pursuing our congres- sional directive to coordinate the noise research of the Federal Government we formed three Federal interagency panels to address the technology research areas of aviation, surface transportation and machinery and construction equipment. Mr. Harry Johnson, then Director of the Aeronautical Propulsion Division of NASA was Chairman of the Aviation Panel and Mr. Joseph Lamonica, Chief of the Division of Health for Mine Safety and Health Administration, was Chairman of the Machi- nery and Construction Panel and Mr. Harry Close who was then Director of the Office of Noise Abatement of the Department of Transportation was Chairman of the Surface Transportation Panel. Each of these panels reviewed all of the major Noise Technology Research Programs underway in the Federal Govern- ment from fiscal year 1975 through 1978. These panels also collectively assessed from their perspectives the adequacy and the direction of the total Federal Noise Technology Re- search Program. Each of these panels published a report and ------- the EPA then published an overview summary report and you have all been given copies of these reports. These reports were provided to Congress in April of 1978 to support the oversight hearings on the Noise Control Act of 1972 which were ongoing at that time. And as a result of those hearings Congress passed and the President signed in November the Quiet Communities Act of 1978. This act pro- vides new directives to EPA to conduct and promote the ad- vancement of noise control technology through research, and these directives emphasize the important role of other Feder- al Agencies in the achievement of this objective. This Symposium represents our initial response to these Congressional directives. By bringing together this group we are asking you to help us launch a more aggressive, more sharply focused noise technology research effort in which all segments of society can participate for the benefit of all of us. We have convened this three-day Symposium to fully re- view noise control technology needs, incorporating the per- spectives of all interested parties, not just those of the involved Federal Agencies. We hope that the report of this Symposium will provide a national research agenda which will help the Federal government set its research priorities and which can serve as a guide for research by the private sec- tor as well. To bring the broadest possible perspectives into play in reviewing the national noise research needs, we've asked a diverse group of participants and experts to participate in this symposium. We have as participants representatives from Federal Agencies and Departments, State and local governments, industrial manufacturers and users, trade associations, un- ions, public interest groups, universities and international interests. We've asked representatives from the Senate Com- mittee on Environment and Public Works and the White House Of- fice of Science and Technology Policy to be keynote speakers to provide you with the thoughts and concerns of the execu- tive and legislative branches of the Federal government in relation to the national policy of noise abatement and con- trol. And we have also asked a representative from the Eco- nomic Commission for Europe to speak to us so that we may obtain some perspectives on European technology research and development. Let me briefly summarize some of EPA's own perspectives on this problem. Excessive noise created by aircraft, vari- ous surface transportation modes and industrial plants and equipment is degrading the quality of life for many people in America. Much can be done by the incorporation of available technology but studies we have done show that this will not be sufficient. III-2 ------- In the aviation area we have, as we all know, a situa- tion in which airport operators are facing millions of dol- lars of lawsuits. In our view these lawsuits so far repre- sent only the tip of the iceberg. The recent promulgation of more stringent levels for new production aircraft will help but the trend to larger aircraft and the forecasted increase in operations will wipe out the benefits of these regulations for those who live around airports as we go into the Twenty- First Century. Unless, that is, further action is taken. Turning to urban traffic noise, this is a serious noise problem for some ninety-seven million Americans. Trucks, buses, motorcycles, light vehicles and rail carriers are all sources of this excessive transportation noise. Increases in the numbers of these sources will, in time, wipe out the noise reduction benefits which have already been promised in the Federal regulations. Technological changes brought on by the requirements for improved energy efficiency may intensify the noise problems. In the occupational noise area some three-and-a-half to four million industrial workers have occupational noise ex- posures which exceed OSHA's requirements. As you know, the principal consequence and concern with excessive work place noise is the permanent loss of hearing the workers can incur. Faced with OSHA's requirements to reduce noise in the work place through engineering controls, industry has apparently been unable in some cases to do so because of the absence of technically feasible methods. And it is no news to most of you that serious hearing loss is taking place among workers even in those plants which meet the OSHA standards. Fur- ther reduction is needed in these plants as wellf in our view, and technology will probably be a constraint in some of these cases also. In all of these areas hearing loss and other auditory effects of noise such as sleep and speech in- terference are not the only concern. There has been increas- ing scientific evidence that noise may also be a contributing factor in various physical and psychological diseases. Al-v though these research studies do not fall within the purview of this meeting and its objectives, the Quiet Communities Act does direct EPA to support research on these non-auditory effects of noise, and we plan to do so beginning in October of this year. As a final word on EPA's perspective, it is our view that support for industrial technology research and technol- ogy innovation and development is essential for the survival and growth of our economy. The U.S. economy is suffering a slowdown in productivity with a growth rate that is now slower than that of most other major industrial nations. III-3 ------- Technology research necessary to support the environmental demands of our society should, whenever possible, be coordi- nated with these research programs relating to productivity development. We know foreign governments are doing a great deal to support their civilian research and development pro- grams and so too we would like to work with the private sec- tor or develop in concert a National Noise Technology Re- search Program. The Quiet Communities Act of 1978 enhances EPA's role in the noise research area. EPA is encouraged to conduct or to finance research on the control of noise with either public or private organizations. This includes development and demonstration of noise control technology. We at EPA would like to use the results of this workshop to help support and give additional focus to the Noise Technology Research Pro- grams of each of the Federal Agencies and Departments in- volved in noise research, including now EPA. We also hope that individual companies will find the results of this Sym- posium helpful in establishing new research priorities. Three days is a very short time in which to accomplish this objective. To be most productive during our meeting, may I suggest that we agree to do the following: first, direct our attention to noise technology research needs. Discussions of noise effects research needs or instrumenta- tion and measurement needs should be postponed until a later time. Secondly, avoid philosophical discussions related to regulatory concerns; specifically, the need or the lack of need for regulations or current regulatory actions. I'm sure there are strong opinions here about the Federal govern- ment's regulatory program but these discussions will divert us from our objectives here. We welcome these comments at other times and places, however. Thirdly, keep the objec- tives in mind and remember that we have a limited time in which to address some very difficult issues. So let's maxi- mize our efforts to develop conclusions and recommendations. Fourthly/ make sure your views are heard. Because of the nature of the Symposium we have tried to maximize the output by restricting the total number of participants. So in some cases many of you are the only representatives of a particu- lar interest. We need each of you to take an active role in these discussions because if you don't express your views they may not be incorporated in the conclusions of this Sym- posium and in the shaping of a national noise control tech- nology research Agenda for the future. I want to thank each of you for your support. I want to assure you that we at EPA are going to work very hard to ob- tain the support of the Congress, the President and the III-4 ------- private sector, support which will be necessary to meet the national noise technology research needs ahead. We hope you will do these things as well. Let's begin by producing a well thought out report of the deliberations of this Sympo- sium. We look forward to working with you during the next three days to produce this report. Thank you. III-5 ------- Mr. Carl Gerber Executive Office of the President Office of Science and Technology Policy I am pleased to be here this morning and to deliver one of the keynote addresses to this important symposium for which EPA has gathered a cross section of people involved and interested in noise technology research. Noise is something that affects everyone of us in our daily lives and is an is- sue in many countries as well. Chuck discussed the magnitude of the noise problem and the need for noise research with you. I would like to address the subject of this symposium in the context of overall Federal research and development pol- icy. The Office of Science and Technology Policy which I am representing here today is concerned that all Federal deci- sions, not just regulatory, are made on the basis of sound scientific and technical information to the maximum extent feasible. To achieve this goal we encourage and endorse ef- forts to develop needed scientific and technical information. We recognize that resources are limited and are particularly supportive of efforts such as this symposium that can ident- ify the most critical needs. Equally important is the in- volvement of all sections of our society in developing the scientific and technical information base, for it is clear that the Federal government cannot—and indeed need not—be the sole generator of information. Much knowledge and capa- bility exist in the private sector that can and must be tapped. However, even in a period of budget austerity, the Fed- eral government remains committed to and supportive of devel- opment of the needed technical information. Dr. Press, the Director of the Office of Science and Technology Policy and Science Advisor to the President, and President Carter him- self are both firmly committed to a sound, Federally support- ed basic research and development program. President Carter in his 1980 fiscal budget message to Congress said, and I quote: III-7 ------- "I believe that the Federal government must lead the way in investing in the Nation's future. Despite necessary overall constraints, this budget contin- ues my policy of providing real growth in Federal support of basic research. Such support is a rela- tively small fraction of the total budget—$4.6 billion in 1980—but is vital to the future of our Nation. The knowledge created through basic re- search holds the potential for breakthroughs to the solution of problems we face or will face in such critical areas as agriculture, health, environment, energy, defense, and the overall productivity of our economy. Higher productivity gains in the fu- ture, moreover, will make an important contribution to reducing inflation." While support for research and development remains a ma- jor Federal goal, the total burden and responsibility for re- search and development funding must be shared by the private sector. The basic Federal philosophy involves funding those research areas where the pay-off may be distant and those development projects where the initial costs and risk might prohibit private investment. When such projects reach a de- velopment or demonstration stage where industry investment is feasible and attractive, it is our feeling that Federal sup- port should be phased out and the private sector take over. This approach has evolved from the basic belief that in- dustry is somewhat reluctant to engage in major exploratory basic research because of the length of time it takes for the payback, sometimes twenty-five years. In addition, basic re- search is difficult to keep secret and as a result some sec- tors of industry see little financial incentive in investing in basic research. On the other hand, it is more likely that the private sector will engage in a high-technology applied research area where the return on the investment is more secure. The extent of industrial investment involved in research and development is currently under study as part of a presi- dentially directed interagency study on industrial innovation. This study, a Domestic Policy Review led by the Department of* Commerce and involving some thirty Federal Agencies and of- fices, is now well under way. More than one hundred persons from business and industry are serving on specific task forces set up by the Department of Commerce and the Depart- ment of the Treasury. It is proceeding on the premise that innovation is a complex process influenced by a great number of factors, many but not all of which are affected by govern- ment policies and programs. The study is covering a number III-8 ------- of issue or option areas. These include: economic and trade policy; environmental, health and safety regulations; tax policies and venture capital formulation; Federal procurement practices; direct Federal support of research and development; patents and information; the regulation of industry structure and competition; and managerial philosophy and practices af- fecting research and development. The goal of this study, as in the case of all Domestic Policy Reviews, is to present the President with a series of highly focused options. The study will attempt also to indi- cate the impact of these options on specific sectors. The President's economic advisors and inflation fighters are ex- tremely interested in the innovation study for they recognize that longer term gains against inflation must derive from improved productivity, new economic growth, and improved in- ternational competitiveness of American products. Of course there are no guarantees that all the proposals made will be universally adopted. In a matter as complex and far-reaching as this there are bound to be differing ideas and some disagreement as to the possible solutions. However, this study represents the highest level of attention this is- sue has ever received in the government, and the study group is working closely with industry, academia, labor, and pub- lic interest groups to get the fullest and broadest input possible. Without trying to predict or preempt the outcome of this study, I would like to discuss briefly the bearing research has on innovation. There is, however, considerable differ- ence of opinion of the role that research plays in the total process of innovation. Some people feel that it is a mis- take to identify innovation too closely with research. This view stems from the idea that the initial invention or dis- covery is only a small part of the innovation, which depends more for its success on development and marketing. This view, I believe, is too narrow and shortsighted, particularly for innovations in high-technology fields. Such innovations will increasingly have to come from new discoveries in basic science and engineering, from research that will allow us to develop strikingly new products and processes rather than depend solely on incremental improvements. We cannot expect to transcend our environmental prob- lems, improve our efficiency in using energy and materials, and move into new, high-technology frontiers without consid- erable advances in basic research. While incremental innova- tions are important, we can expect most of our competition from abroad to come in the class of incremental innovation. III-9 ------- If we are going to show real leadership we must operate from a strong base of new knowledge. And we must find better ways to apply that knowledge to new processes, products and serv- ices that can in turn spawn broader economic growth. It is worthwhile also, I believe, to raise a point or two on industrial based research and development, particular- ly as it relates to the Federal role. One attitude voiced by some industry officials is that private industry seeks the removal of disincentives to research and development much more than direct Federal funding of industrial research and development. There appears to be a widespread feeling that regulations, tax structures and other government activities inhibit innovative research and force companies to concen- trate on defensive research, incremental product change and marketing. Let me focus for a moment on this. Regulation in par- ticular is cited today as a major inhibiting force against innovation. The argument is that compliance is generally very costly and draws off company talent and resources that could be devoted to new developments. There are some prob- lems in this area and, as a result, there is already some government effort underway to prune regulations, simplify re- quirements and reporting and coordinate the actions of the regulatory agencies. The President has established a regu- latory council, presently headed by EPA Administrator Costle, to examine for the first time all of the proposed regulatory actions of the Executive Departments, non-independent agen- cies and when they agree the actions of the independent regu- latory agencies as well. This council will not only prepare a calendar listing all regulatory activities underway but will undertake some crosscutting studies such as impact on specific industries or specific groups in our society. Also the council may be- come involved in the planning of research activities to sup- port regulatory activities. While arguments against current regulations may be valid to some degree, government regulatory actions must be viewed in perspective with other goals of our society. We must strike some balance in this matter. Thus, though we cannot afford a mindless pursuit of a totally pristine environment, we dare not follow the other extreme of abandoning reasonable goals and efforts in order to give ourselves a quick shot of economic growth, however attractive that might appear at the moment. 111-10 ------- Our approach to solving these complex problems must be rational. Among other things, our approach should seek to gain a better understanding of the present regulatory pro- cess and how to improve such processes. In particular we need to focus more on the adequacy of data, their interpre- tation and means of systems-wide risk/benefit analysis. We need to come to grips with the dilemma posed by the evergrow- ing capability to measure ever smaller quantities and the question of very low level effects. Industrial and academic research can help us gain more certainty about biological ef- fects and technological solutions and thus help government agencies base their regulations on more definitive knowledge. This should help bring about a greater confidence in Federal decision-making and broader consensus on regulation. But even with better information we will still face making deci- sions based on considerable uncertainty and there will con- tinue to be disagreement on the best course of action. In addition to discussing Federal support of research and development and examining industrial research and innova- tion, it also is useful to mention, at least briefly, the university-industry relationship. There is no doubt that American academia and industry have had distinct differences and virtues related to research. Our university research thrived and won world renown because of its environment of freedom and independence. That environ- ment has allowed for the fullest bloom of scientific inquiry. It has attracted the best minds from within this country and abroad. It has permitted development of a most productive relationship between education and research, between student and professor. As a result it has generated an enormous fund of scientific knowledge and continues to do so. On the other hand, American industry has also benefited from the ability to operate in a free market, to choose its own mode of operations and its own approach to the pursuit of profits. Though on these bases it would seem that both in- stitutions operate in two different worlds with entirely dif- ferent motivations, there are strong connections between them. Industry has relied on the broad fund of research re- sults universities provide. The universities are the source of its new scientists, engineers and technicians. But even while its virtues have been recognized, through the years there has been a feeling that more could be done to make this relationship more productive. A number of differences have traditionally divided in- dustry and academia. A few of these have been persistent and III-ll ------- are still basic to some of the problems we face in this area. Perhaps the most persistent from industry's view springs from the fundamental differences mentioned earlier. Industry gen- erally feels that most universities are not empathetic to the needs of industry and this reflects in the training of graduate scientists and engineers. Indications of this were confirmed several years ago when a survey of the presidents of some seven hundred and fifty major companies revealed that more than half were less than satisfied with the doctoral scientists and engineers they had hired. Other follow-up studies have corroborated this finding. Of course, from the university researchers' standpoint we hear the other side of this issue: the complaints that industrial research is too product-and-market oriented, that its planning is too short-term, that it is hesitant about taking risks. This is not the atmosphere in which university people are trained so there is bound to be a somewhat strain- ed relationship. It is unlikely, due to the basic nature of the two in- stitutions, that we are going to resolve these problems com- pletely. And perhaps we should not for there are some funda- mental virtues in the different roles these institutions play and it might weaken both if they became too much alike. We should not want our university research system to become ex- clusively an applied research arm of industry any more than we want our industrial companies to lose their drive that comes from market orientation. However, whether industry believes it or not, much of industry's future lies in the re- sults of the untargeted basic research taking place in the universities, research that is publicly supported mainly by government funding. On the other hand, the university researcher should not overlook the fact that to a considerable extent industry's short-term gains are what generates the funds that support basic research. In spite of their different roles there is a symbiotic relationship and it is one that should continue. Much has and is being done by industry and the univer- sities themselves to improve their relationship in research and development but, in addition, the government has under- taken several efforts to bring these two groups closer together. One Federal agency that pioneered this activity was the Department of Defense's Advance Research Project Agency, ARPA. In the mid-1960's ARPA undertook a specific goal-oriented ma- terials research program that established university-industry 111-12 ------- teams to work in defined fields. This was an experimental program aimed at the coupling of university and industry. ARPA also has conducted a cooperative program in computer sciences that has been instrumental in advancing certain as- pects of the computer industry. Another agency that has been active in encouraging university-industry interaction is the National Science Foun- dation. The NSF has approached this through such mechanisms as supporting university-industry workshops, organized re- search areas and research initiation grants. Though not the focus of this symposium, the development of a better understanding of the risks posed by noise is an underlying need that must be addressed. Unfortunately, it is not now possible and may never be to determine the precise effects and degree of risk posed by exposure to noise. So in noise, as with all other potentially hazardous activities and substances, control decisions must be made on a conservative basis. Most environmental agents which affect health are for- eign to man's evolutionary experience; noise, however, dif- fers in being an excess of what is, at lower levels, a neces- sary, beneficial and natural process. Therefore, for noise exposure the crucial issues are related to quantifying the deleterious effects which occur in the transition range be- tween exposures to sounds which are necessary and beneficial and exposures which are clearly harmful. This was examined in detail in 1976-77 by a task force on environmental health under the direction of the National Institute of Environmen- tal Health Sciences, NIEHS. The health effects of noise exposure can be divided into those that are direct and those that are indirect. Direct effects include both temporary and permanent loss of hearing as well as non-aural physiologic effects. Hearing loss is related to exposure level, to the recovery period between exposures and to the number and duration of exposures. In- direct effects, as Chuck mentioned, include those related to communication, to performance and other behavioral patterns and to annoyance. The NIEHS task force found considerable progress has been made in quantifying the noise environment existing in the United States since publication of an earlier task force report in 1970. This information was accrued in large part from activities generated by the Occupational Safety and Health Act and the Noise Control Act of 1972. 111-13 ------- For additional discussion of the health effects and re- lated research needs I refer you to the report of the second task force for research planning entitled "Human Health and the Environment: Some Research Needs." It was published by HEW in 1977. Given the long time it will take to develop a better un- derstanding of the effects of noise on humans, it is crucial that resources in both the public and private sectors be de- voted to examining what technological changes can be made to reduce noise. And it is important in this quest to examine, in addition to incremental technological changes, what major, new innovations are needed not only to reduce noise but also to achieve other socially desirable goals such as energy ef- ficiency and increased productivity. Without an adequate understanding of the effect of noise on humans and the tech- nological means of controlling it, decisions will be made that might either create a hazard to human health or impose an unnecessary economic burden on society. Equally important to identifying national research and development needs is deciding how we as a nation, both the public and private sectors, can meet these research and de- velopment needs. Critical to both identifying R&D needs and determining the priorities in which these needs are addressed is the active participation in this process by all sectors: government, industry, academia, labor and the public. These are formidable tasks and I wish you success as you undertake them. 111-14 ------- Dr. George Jacobson U.S. Senate Staff Environment and Public Works Committee I am very pleased to be here today, and I look forward to this symposium as a good educational experience. I don't have the technical expertise in noise technology or acous- tical engineering that most of you have, but because of our subcommittee responsibilities for control of noise pollution, I have become very committed to doing whatever is possible to reduce the levels of environmental noise in this country. I should say at the outset that I will be speaking pri- marily for myself. It's fair to say that no one person speaks for Congress, although some of you may think the prob- lem is that there is a surplus of volunteers. I will resist making jokes about noise pollution in Washington. Seriously, I consider it a great honor to have been associated with Senator John Culver and the Committee on Environment and Public Works. I have especially enjoyed the opportunity to work on issues related to the control and re- duction of environmental noise. Congress has been involved for about nine years now in noise control and related legislation. Several of the pre- vious speakers have mentioned some of those laws. I'll run through them again and make some observations about what Con- gress had intended. During the next few minutes my attempt will be to discuss current congressional interests and con- cerns in this area. After considering the issue for several years, Congress finally passed the Noise Control Act in 1972. That law did two important things. There were several sub-issues as well, but the major impact of that law was to give EPA the respon- sibility to identify major sources of.noise in this country, and then to establish regulations which set the upper limit 111-15 ------- on noise that could be emitted by certain products at the time of their manufacture. In that 1972 law was also a charter for EPA research in the area of noise control. This included re- search on health effects and on control technology. In addi- tion, and probably more importantly, there was a charter to EPA to coordinate the entire Federal research effort in this area. For various reasons Congress didn't pay too much atten- tion to what happened in the noise program for several years. There were other major pieces of environmental legislation emerging from the Public Works Committee during that time. As you know, the Clean Air Act, the Federal Water Pollution Control Act, and several other major anti-pollution laws now on the books came out of this committee. It's no surprise that those issues took up the attention of those responsible for the noise matters. Then about two years ago the General Accounting Office, an investigative arm of Congress, began a review of EPA's noise program. That resulted in a report that was somewhat critical, justly perhaps, of the slowness with which EPA was implementing the 1972 Act—namely identifying noise sources and then promulgating regulations. At about the same time came the creation of the Subcommittee on Resource Protection, under the chairmanship of Senator Culver. The subcommittee was given jurisdiction over noise control, so we immediately began looking into the broad issue of noise control legisla- tion and the noise program in EPA. Last year we conducted extensive oversight hearings on the 1972 Act, at the same time soliciting suggestions of ways in which there could be greater advances made. Witnesses included representatives of several Federal Agencies involved—EPA and the Department of Transportation. We heard from State and local officials who were running noise control programs, from scientific experts in the area of noise control technology and in the area of health effects research, and we heard as well from several experts in noise law. As a result of those hearings Senator Culver introduced the Quiet Communities Act which eventually did pass Congress and was signed by the President last November (PL 95-609). The new Act included a reauthorization of the 1972 act, so in that sense it didn't reduce EPA's authority. But it also amended the original noise law by redirecting EPA in several important areas. First, to provide technical assistance and support to State and local programs around the country and, 111-16 ------- second, to support research in the areas of control technology and health effects. I might just take a moment to explain the reasoning be- hind our move to shift EPA's efforts more toward providing support for State and local noise control programs. In our review during the last several years it became apparent that the regulations EPA had promulgated should have a positive effect some years in the future, when a new generation of trucks, garbage compactors, motorcycles, or whatever come into use. There ought to be a noticeable reduction in the noise produced by individual machines. But, on the other hand, if only the Federal regulations are in effect and there is no follow-up, those benefits will certainly be lost—overcome by the fact that the number of new machines in operation is increasing so rapidly that the total volume of noise will remain as high or higher than the 1970 level. Furthermore, there must be a concerted effort to insure maintenance and monitoring of these machines wher- ever they're used. It's clear that EPA itself cannot enforce the law and monitor the machinery in every city of this country. At the same time we determined that since 1970 an in- creasing number of communities around the country were be- coming interested in developing their own noise control pro- grams. Those programs may include very simple monitoring of community noise, or ordinances restricting the output of noise from a given piece of property, or even temporal or spatial zoning so that certain kinds of noise are restricted to certain parts of the city. However, local officials were very direct in stating that their prime concern was a lack of expertise on their part. They simply did not have the trained personnel or the equipment—even simple equipment—necessary to conduct their programs in an effective way. So the Quiet Communities Act was seen as the impetus to help EPA provide the technical assistance, training, and per- haps even the equipment, to communities and States around the country, so that there could be a coordinated and comple- mentary effort by Federal, State and local governments. The idea then becomes to regulate at the Federal level those few items for which that would be effective, but then to deal with local problems separately as they occur. Each community tends to have its own special situation because of the local geography, the way the community has been laid out, and existing State and local laws. 111-17 ------- The research goals for fiscal year 1979 were described in the Quiet Communities Act, but each year our subcommittee also passes a separate piece of legislation authorizing the budget for EPA's entire research and development effort. in that Act last year we included four million dollars for noise- related research. This was split with two million dollars for research on noise control technology, and two million dollars to study primarily non-auditory health effects of excessive noise. Unfortunately, the Senate and House Appro- priations Committee didn't support that particular segment of our authorization bill. However, the President's budget pro- posal for fiscal year 1980 does contain half a million dollars for noise-related research. I think it's fair to say that EPA's role in actually con- ducting this research will remain small, and therefore its efforts to coordinate research conducted by other Federal Agencies, universities, and industry will probably be most important. Now I'd like to say a few words about how I perceive future congressional interest and what we would hope to see happen. Congress reacts similarly to industry in some ways, in wanting to see research be productive in a real sense— not just producing research papers, but rather results that will show up on the marketplace. Congressional opinion about the Federally supported research in noise control is much the same. It's not enough that the research is going on, but that research should be having some beneficial effects. The results should not be just quieter machinery, but ultimately a quieter environment. When Congress passes laws like the Noise Control Act or the Quiet Communities Act it's with the intention of improv- ing the quality of the environment and improving the health and welfare of our citizens. Any Federal research should be productive in the sense that it's helping industry and help- ing the nation have quieter machines. At the same time, we are looking at Federal regulations to see that they are not simply in place on the books, but that they are, in fact, having an effect in reducing environmental noise. To be frank I must say that it's not clear that any of these things is happening at this point. It is perhaps too soon to expect to see the effect of regulations on new machinery, because most of the trucks, buses and motorcycles on the road are older generation vehi- cles. But presumably within the next decade, depending on the generation time for these machines, we should be able to see some positive effects. 111-18 ------- As a general philosophy in developing all its environ- mental legislation, the Committee on Environment and Public Works has taken a strong and consistent position that regu- lations set either by Congress or by the Environmental Pro- tection Agency be strong enough to "drive" research in a par- ticular field. In other words, standards should be tough enough so that at least for future years they can not be satisfied by current technologies. Therefore it becomes im- perative for anyone involved with those industries to be ac- tive at the forefront of research and making real progress. Apparently, this has worked quite well in the control of air and water pollution. I think it's clear that scrubbers were developed quickly because of the clean air standards. Despite the fact that scrubbers are not a particularly elegant solution, and we hope they will not be the final solution in cleaning up stack emissions, they nevertheless work better than anything else available today and they've had a positive effect on air quality. There is a real question whether EPA's regulations in the noise area have, in fact, driven industry to advance the frontiers of research. There may have been a limited posi- tive effect, but this is something I'm kind of anxious to learn about at this meeting. But as I said, if there is any criticism that would come from our committee, it would be that the standards were not stringent enough to force real advances in control technology. I would say that our committee, and I think the same would be true for the House Committee with this jurisdiction, is quite willing at some point to try new approaches to con- trol noise pollution. We're not wedded to the idea of hav- ing regulations like those now on the books. Perhaps some type of national ambient standard, or possibly the concept of noise charges should be explored more carefully. These are the sorts of things that we will be looking at during coming years if it appears that the present approach is not effective in reducing environmental noise. It is a little beyond the scope of this meeting, but we are also very interested in knowing what are the real costs of noise to society. Anytime we talk about regulations or legislation it is important to know the real costs to the nation of a given pollutant. In this case it's clear that there are large economic costs to the nation from noise pol- lution, although there aren't yet many well-documented stud- ies. Property values alone must have been affected by bil- lions of dollars across the country. And at the same time the incremental costs of health care are probably larger than 111-19 ------- many of us would suspect. But, again, these particular areas have not been well-studied, and should be part of a broader research effort stimulated by the Federal government. Our committee feels strongly that we need more effective cooperation between a number of different groups in carrying out noise-related research. This is especially true of Fed- eral Agencies themselves. In the history of noise control over the last seven or eight years those Agencies have, for the most part, not been extremely successful in cooperating in a productive way. I hope this is changing now. It cer- tainly is something we're trying to encourage. That's diffi- cult to do from the outside, but it's clear that if the FAA, EPA, and NASA are all working in different directions then that is not productive. There is also a real need for cooperation between dif- ferent levels of government—Federal, State and local—not only in the kinds of programs we are hoping to promote through EPA, but also in the general sharing of information and sup- port from other Federal Agencies. This is going on to some extent through the Department of Transportation, and I com- mend that, but there certainly can be much more that is done. And finally, as Carl Gerber said very nicely, there has to be a better relationship than there has been in the past between the government and universities and industry. This is something that can be enormously successful if it is car- ried off. That may be one way by which the productivity of our nation's research institutions can be most quickly uplifted. I will summarize by saying that I have guarded optimism about the prospects of reducing environmental noise in our country. I am strongly committed to it personally, and I will do everything I can, working through our committee, to see that this happens. Certainly I welcome any suggestions any of you have. I hope to talk with as many of you person- ally in the next three days as is possible. Chuck Elkins was correct in saying that this meeting should not dwell on regulations and legislation, but I would like to hear from you individually about them. Thank you. 111-20 ------- Dr. Claude Lamure Director Institut De Recherche Des Transports Centre D1Evaluation Et De Recherche Des Nuisances, France The main noise problem in Europe has long been the noise of industrial machinery; for some fifteen years, however, the road traffic noise has kept increasing; it has affected almost the whole population whereas plane movements only disturb a comparatively smaller amount of people than in the U.S. Be- sides, recently built aircraft emit much lower noise levels than those we had in the past decades even though they carry far more passengers; this accounts for the fact that many re- searchers in Europe are concerned with noise from ground trans- portation. On the other hand, let us mention that the acous- tic insulation of blocks of flats has also been the topic of active research, for the greater half of European families live in flats. Yet, we shall only deal here with the problems of terrestrial transport noise. This address was accompanied by photographic slides which are omitted in the present text. 111-21 ------- I. PROTECTION AGAINST THE NOISE OF HEAVY TRAFFIC ROADS Ii - MEASURING AND ESTIMATING THE TRAFFIC NOISE HAS BROUGHT FORTH QUITE A NUMBER OF STUDIES IN THE UNIVERSITIES, PUBLIC RESEARCH ESTABLISHMENTS AND ALSO A FEW PRIVATE COMPANIES. First, governments had to decide on units to measure the fluctuating noise emitted by road or railway traffic. In the past few years, most European countries have adopted Leq in dB(A) to evaluate day nuisances. Great Britain alone which was -by far- the first country to act in this field has kept the LIQ. As regards sleep disturbance, active European studies sponsored by the EEC should enable to de- cide on a complementary noise index for the night within 2 years. Let us also mention that some research works are specially devoted to the nuisance and propagation of low frequencies emitted by the vehicles (TRRL in G.B. - IRT Cern in France). The accepted limits of Leq during the day in front of the facades of houses is 65dB(A) in France. Numerous methods have been then elaborated to predict the traffic noise. I2 - METHODS FOR PREDICTING TRAFFIC NOISE LEVELS IN EUROPE Methods for predicting traffic noise levels have been or are being developed in different countries of Europe, with the following characteristics. • Most of them are Leq-based methods (Denmark, France, Germany, Netherlands...) The others are LIQ methods, but tend to be adapted to estimate Leq (Switzerland, U.K.). • Most of them are regarded at a national level as operational methods for protection, evaluation or 111-22 ------- planning purpose, by reference to the national noise criteria or guide lines involved, (for example: Leq24 hours 45 dBA satisfying Danish guidelines) Leq24 hours 55 dBA unsatisfying • These methods include simple nomograms or formulas, computer-based methods, and scale model methods. Some methods include several steps (2 steps in Den- mark, 4 steps in France...), with increasing complex- ity, precision, and cost. • Some of the methods can be applied to railway noise or/an industry noise prediction as well as road noise (Netherlands, Switzerland...). The computer models for traffic noise prediction which exist within the European countries are different concerning structure of algorithm, acoustic laws implied, input para- meters and output results, cost and precision, type of application. I3 - PREDICTION OF MOTORWAY NOISE LEVELS IN FRANCE - COMPUTER MODEL The following methods have been described in the Noise Guide ("Guide du Bruit des Transports Terrestres - Ministere de 1'Equipement - 1976-1978 Paris"), they are of current use by road engineers and planners in France. The first is a simplified method: five successive charts or nomograms, which use the following input data: traffic volume, speed, distance to the road, percentage of heavy vehicles, gradient and angle of view - give a single value of Leq. This value is a rough prediction, which makes the users determine whether or not there is a noise problem at the location considered. The second is a detailed, nomograph-based method, where a good knowledge of traffic and site configuration is assumed - the calculation is done step by step, and includes detailed site configuration parameters (ground effect, reflective fa- cades, diffracting edges). This method estimates Leq levels accurately in most situations. It can be used for the esti- mation of noise barrier protection effect. But the method can be time-consuming with rising site complexity. 111-23 ------- The third method (3) involves the same parameters as the previous one, by use of the computer program BRUIT. This program has been developed to process complex built-up area situations, where the nomogram-based method supposes a lot of calculations. In this program, distance, air and ground at- tenuation, multiple reflection and diffraction by obstacles are assumed, on the basis of an algorithm which searches for the acoustic paths between any two points of the space, one source and one receiver (figure 1). FIGURE 1 SOURCE CQfMER i-DDEL "BRUIT", EXAMPLES OF ACOUSTIC PATHS TO BE The data can be entered from a map of the site with an automatic reading table. A writing table draws a map and positions the Leq Levels. The fourth method is the use of performant scale models for areas involving propagation paths of increasing complex- ity. Such facilities have been developed in France where they have been used for urban acoustic planning purpose, study of special acoustic devices such as road-covers or half covers and road noise propagation research. 111-24 ------- The propagation is simulated with a model from a point source to a point receiver (the scale used is 1/100 at the C.S.T.B. Laboratory). A computer processes the source and microphone positions and the measured noise levels in order to compute Leq for the given traffic data. These four methods from a very simple to a very sophis- ticated are very different in structure, cost, precision, handling, accuracy. Therefore the user has a good panel for choosing the best fit for his predictions and protection problem. I4 - PROTECTION MEANS ALONG THE ROADS Building either walls or earth banks is now very common along the highways in the vicinity of metropolitan areas, such protection cut lOdB or more, they are more efficient for medium- or high-pitched frequencies as well as peak noises. The technical problems are well known to civil engineers; the use of absorbents is still rather rare as the available materials are not entirely satisfactory and multiple-reflex- ion areas - which require such absorbents - are not that many. Generally, the shape of the barrier is designed in order to avoid harmful reflexions. Since blocks of flats in Europe are generally high and close to roadways, it may be necessary to build very tall barriers such as the one bordering the Orly-Paris motorway - it is 9 meters high. Some barriers are made of glass, one type is both a noise and safety barrier. Mentioned below are a few examples of motorway noise control: PROTECTION OF SINGLE-STORY HOUSES - After widening the previous 2x2 road to a 4 x 2 urbanmotorway the single-story houses turned out to be at 5-10 m from the curb-side, which can be considered as the "ideal" situation from a road noise control point of view, when a not too-high nor too-long acoustic barrier can be highly effective. In this particular site, a 5 m high massive concrete barrier was erected at the curb after arrangement with resi- dents (who preferred the barrier to double windows). This barrier is 140 m long, its efficiency is 10-14 dBA for the first row of houses. The cost was $700 (1975) per linear metre. 111-25 ------- PROTECTION OF MEDIUM-SIZED BUILDINGS - In this area, the previous boulevard was in 1973 converted into a high-speed • 2x3 road. As a result, the existing buildings were exposed to rapidly increasing noise levels, most of them exceeding 70 dBA (Leg). This site includes (1) 4-story existing buildings, with 400 apartments; before protection, 50 of them were exposed to Leq levels from 73 to 76 dBA, (2) 10 hectares open area, where public service buildings have been planned (schools, hospital, etc.). Before protection, this area had 65-75 dBA Leq levels. It was decided to to build a joint concrete barrier/earth berm, under the condition that the barrier would stop at the local street junction. After erection, the 5-6 m height/400 m long system has lowered the upper Leq levels down to 65-70 dBA (efficiency 4 to 11 dBA) for the buildings. The levels in the surrounding open field area have decreased to a maximum 65 dBA Leq level, which can be considered as acceptable. The total cost was $150,000 (1975), land price excluded. PROTECTION OF SEVERAL TALL BUILDINGS NEAR A MOTORWAY BY A COVER - KREMLIN-BICETRE - In many situations (tall build- ings), noise protection by screens would require unrealistic heights. One has then either to reinforce the noise protec- tion of the facades, or to cover the road. This very costly solution can be acoustically effective, but there are many problems to solve relative to geometry and acoustic charac- teristics of the system, stability, safety, and ventilation, etc. For the inner side must be carefully examined. The B6 motorway passes through Kremlin Bicetre in a depressed cut section between rows of 7-story old buildings. Leq levels before protection ranged from 75 up to 80 dBA. It was de- cided to close the section with a horizontal cover made of double iron plates. A ventilating noise-proofed system evac- uates the exhaust gas. The 460 m cover was erected without stopping traffic. Its efficiency is about 15 dBA (the cover has a limited length; the reverberant field inside the cut section has increased; the local streets outside make noise etc.). The price of the cover was $500/m2 (1978) including material, works, and light. PROTECTION OF SEVERAL TALL BUILDINGS BY A HALF-COVER —GENNEVILLIERS - With the new A86 motorway near Paris, the noise control problem has been tackled at the study stage, 111-26 ------- and therefore the noise barriers integrated to the road as a whole. At Gennevilliers, this motorway passes along tall buildings, and a noise barrier would have been uneffective. Finally a half-cover has been set up on the building side of the motorway. This half-cover partially increases the reverberant field, but acts as a vertical barrier with a diffracting edge. It is not necessary to light the road because of translucid plastic panels, nor to ventilate. The price of the half-cover was of the same order as the previous one $500/m2, everything included. I5 - BUILDING INSULATION In most cases, when dealing with built up areas or long- existing roads, it is necessary to insulate the facades of the buildings while maintaining a proper ventilation. Acous- tic insulation techniques have improved significantly. More- over the energy crisis has encouraged many people to use double glazing so that several systems are now available and very efficient both in acoustic and thermic matters. Double glazing is not generally efficient against noise because the panes are too thin or too close. In this respect consumers are not well informed. However some systems using thick glass can be efficient. PROTECTION OF A TALL BUILDING NEAR A MOTORWAY - A 5-story building is located at 15-30 m from the edge of the embanked motorway. In situ measurements show 72-74 dBA Leg levels; 76-78 dBA levels are expected in 1980. The noise insulation of the facade was about 20 dBA. Given the respective build- ing and road position, building a noise barrier would have been unrealistic. In such a situation the last solution was to improve the sound proofing of the facade. It was done by doubling the windows with 8 mm glass and 46 mm thick wool, set up on balconies. The noise insulation thus obtained is about 30 dBA, for the outdoor window alone. The cost was $1500 (1976) by dwelling. The technological progress to be hoped in facade insulation is highly dependent on the build- ing practice and not on fundamental research. 111-27 ------- II. REDUCING VEHICLE NOISE Reducing noise at its source is presumably the best solution as it does not set any prerequisites to urban architecture and people's way of life. Besides it is the only way to reduce low frequencies. Let us first recall what European regulations are as defined by the E.E.C. REGULATIONS A decree of 13 April 1972 states that the noise from motor vehicles must not exceed the levels given in the fol- lowing table, the quoted values being subject to a tolerance of 1 dB. These noise levels are measured in well-defined condi- tions. The microphone is located at a height of 7.5 m above the ground and at a distance of 7.5 m from the centre line of motion of the vehicle. The vehicle should be running in 2nd or 3rd gear depending on whether it is fitted with a 4 or more than 4 speed gear box and the engine should be running at 3/4 of the speed corresponding to maximum power output except where this would result in a vehicle speed or more than 50 km/h. Running under these conditions the ve- hicle should be accelerated at the maximum rate from a point 10 m before reaching the location directly opposite the mi- crophone to a point 10 m beyond this same location. The noise level to be noted for the test should be the maximum value recorded during the traverse of the vehicle. These measuring conditions are the subject of the ISO R 362 standard. The extent to which these maximum acceptable levels of noise are to be reduced in the future in terms of EEC regu- lations has already been decided. 111-28 ------- Type of vehicle Max imum acceptable noise level (dBA) Today in '82 A. Vehicles listed in section II of the Highway Code Al. Private cars 82 80 A2. Vehicles other than private cars having an all-up weight of 3.5 tons 84 81 A3. Vehicles having an all-up weight greater than 3.5 tons and not included in 89 82 category 4 or 5 A4. Public transport vehicles having engines rated at 220 HP or more Autobus 91 85 Autocars 91 87 A5. Commercial vehicles having an all-up weight of 12 tons or more and an 91 88 engine rated at 200 HP or more Cl. Two-wheeled vehicles C.I.I. Mopeds 73 C.I.2. Lightweight motorcycles 80 C.I.3. Motorcycles 84 C2. Vehicles having more than two wheels C.2.1 Mopeds 74 C.2.2 Vehicles classed as lightweight 81 motorcycles These new regulations are to come into force on 1 April 1980 for new models (except for public transport vehicles fitted with engines rated at 200 HP or more for which there is to be a 2 year delay) and 1 October 1982 for existing de- signs of vehicle. With these new regulations the maximum acceptable noise levels will be reduced by 2 dBA for private 111-29 ------- cars, by 3 dBA for the complete range of heavy vehicles and by 6 to 7 dBA for public transport vehicles. The above arrangements apply in the case of approval tests on new vehicles and they involve the use of a suitable site and test equipment. It would however be difficult to check the condition of vehicles already in use in the same way. A decree of 14 April 1975 accordingly defines a test to be made at a fixed location that is applicable both in the case of approval tests on new vehicles and also for checking the condition of the exhaust systems of vehicles already in operation. The maximum acceptable levels quoted for new ve- hicles are increased by 5 dBA in the case of tests on vehicles already in operation. It must be possible to reproduce the results without any difficulty when conducting approval tests to verify that new vehicles meet the requirements and when checking the condi- tion of vehicles that are already in use. Fines can be ap- plied when vehicles contravene the regulations (Article 62 of the Highway Code). II2. TECHNICAL RESEARCH ON REDUCING MECHANICAL NOISE Although there are technical possibilities for reducing noise of mechanical origin there does not seem to be any prospect for the moment, or for some time to come, of reduc- ing rolling noise (a symposium will be held on the topic of tire noise in Stockholm August 1979). On the other hand an appreciable reduction in the over- all noise level can only be achieved on dealing with all the important sources of noise since no one of them is really preponderant. Research is generally carried out by the vehicle build- ers - as regards engines - though such public research es- tablishments - as the ISVR in Southampton, the Anstalt fur Verbrennungsmotoren in Graz, Austria or the IFF in Paris have contributed a great deal to it. Governments often sponsor the part of the research they consider useful; in Great Britain the ISVR has launched a study on a quiet truck prototype, now resumed by Fodden and Rolls Royce. 111-30 ------- II,. ENGINE NOISE The behavior of an engine with respect to the generation of noise and vibration can be represented to a first order of approximation by the following diagram: Excitation forces (Combustion forces Mechanical forces) Transmission of the excitation via moving parts and oil films Direct excitation of the structure bordering the combustion chamber Excitation of the engine block Excitation of housing and accessories z Radiation of noise Thus the reduction of noise as a result of taking action on the engine itself can be concerned with the exciting force (explosion or combustion and the associated mechanical forces such as those due to side slap of the piston), with the trans- mission of that force via the moving parts and oil films or with the mechanical and acoustical response of the radiating structures involved (engine block, housing and accessories). 111-31 ------- II3 j. ACTION CONCERNING THE EXCITING FORCE The mass of gas vibrating under the pressure resulting from the combustion excites the combustion chamber and the combustion noise is radiated from the cylinder head. At the same time the pressure exerted on the piston is transmitted to the moving parts attached to that piston and this gives rise to mechanical noise. Thus the cylinder pressure dia- gram is an important characteristic here since it is this characteristic which determines the amplitude and the fre- quency spectrum of the exciting force. This diagram is very different according to whether we are concerned with a spark ignition or a diesel engine and the parameters involved in any action that is taken will also be different. (I.P.p. Paris) In the case of diesel engines the frequency spectrum of the exciting force can vary considerably given the wide variation in the design of the combustion chambers. Impor- tant parameters here are the rate of injection and the self- ignition delay and because of this it is found that natural intake direct injection engines, supercharged direct injec- tion engines or engines with M type combustion chambers all behave differently with regard to the generation of noise and they do not respond in the same way to alterations to the same parameters. The noise emitted by a supercharged diesel engine is less than that emitted by a natural intake engine of the same power when both engines are running at a steady speed. This difference can however disappear when the speeds are changing with significant loads on the engines. There are fewer factors contributing to differences in the case of spark ignition engines and in general for opera- tion around the optimum power output point the important parameters to be controlled are the engine speed, the rate of charging of the cyclinders and the compression ratio. Adjustment of these parameters can lead to a 1 to 3 dBA re- duction in the noise emitted by the engine but this is at the expense of changes in the specific fuel consumption, increased pollution and the generation of smoke such that a compromise has to be made. (I.P.P. report to I.R.T.) II3 2' ACTION CONCERNING THE MOVING PARTS It is now understood that useful results can be obtained by considering the transmission of the exciting forces and 111-32 ------- acting on the moving parts involved (connecting rods, crank arms, crank shafts). In particular we know that there can be undesirable effects when the resonant frequency excita- tion of the crank shaft can in turn excite resonant displace- ments of the engine block itself. If this can occur it may be necessary to consider new arrangements of the moving parts along the line of the crankshaft including the bearings but the results of doing this have not so far been very encour- aging (Renault). It is also know that the oil films play an essential role in the transmission of forces to the engine block. (I.S.V.R.) A number of characteristic parameters have been studied on using a previously constructed experimental rig that en- abled us to analyse the transmission of forces across an oil film. It was found that the oil film played an essential role in this transmission and that the behavior could be modelled (spring + damping system). It was shown that the transmission of forces was reduced on increasing the stress in the shaft or its play in the bearings or on reducing the speed of rotation of the shaft, its diameter (for the same amount of play), the width of the bearing block or the vis- cosity of the oil. H3.3. ACTION CONCERNING THE DESIGN OF THE ENGINE BLOCK There has been appreciable progress in this field in de- veloping analytical procedures, in improving our knowledge of mechanical behavior of the structure and in making proposals for particular lines of research. Some of the work here is being carried out in specialist laboratories with an interna- tional reputation such as the Institute of Noise and Vibra- tion at Southampton (U.K.). The work that has been carried out was concerned first of all with the development of better procedures for inves- tigating the acoustic and vibratory response of the engine block. Investigations concerning the deformation show that each engine block needs to be regarded as a particular case. It was shown that coupling between the crankshaft and the engine block was possible. The crankshaft amplifies the ex- citation frequencies that are close to its resonant frequen- cies. Thus it is necessary to examine ways of stiffening the engine block so that the resonant frequencies of this unit are a long way from those of the crankshaft. 111-33 ------- • It is already known that the noise emitted by the engine block can be appreciably reduced (2-5 dBA) on treating certain accessory units coupled to the block where such units would otherwise normally be responsible for the ra- diation of a lot of noise. This reduction in noise can be achieved either on fitting appro- priate jointing material or on enclosing the radiation elements. A closely fitting screen, i.e., a screen consisting, for example, of sheet metal lined with fibre glass that is directly attached to an integral part of the engine block can be quite effective in the case of a small and strongly radiating ele- ment. Such treatment is however difficult to apply if the element is of a complex shape and it is then better to consider modifications to the structural arrangement of the element itself. Such treatment can yield good results but it can only be applied where relatively sophisticated experimental fa- cilities are available and on the basis of a detailed anal- ysis of the behavior of each type of engine. • Modifications to the actual structure of the engine block can be made. The mass of the engine block can be increased which is useful as regards the reduction of noise but this is contrary to the present trend which is to re- duce the weight of the block. A better ap- proach is to obtain the required shift in resonant frequencies by appropriate stiffen- ing of the structure or by making use of alloys or of composite materials in order to modify the mechanical response. Hopefully this will lead to appreciable reductions in noise (of the order of 5 dBA) in the long term. • However in the near future, the combustion having been optimised and the accessories treated, use will be made of sound proofing hoods. Various applications have demonstrated both the effectiveness of this technique in reducing noise (5-8 dBA) and the technical and economic difficulties that can arise. Thus there are difficulties with regard to avail- able space and the location of the hood and of access to the engine, difficulties with 111-34 ------- regard to cooling of the enclosed engine in that larger and more costly cooling systems are required which can themselves be noisier if this possibility does not receive due at- tention, difficulties with regard to relia- bility, fire risks and maintenance and finally there is the difficulty of finding suitable materials in that the effectiveness of the technique depends on the provision of absorb- ent materials which at the present time are not very suited to the application. Thus the use of hoods to reduce noise will require a new approach to the design as a whole such that the noise reducing facility is an inte- gral part of the engine instead of being in- troduced into an engine compartment which was not designed from the start to accommodate the additional equipment. It should be noted that the difficulties that arise in fitting these hoods will vary considerably from one vehicle to another, certain vehicles (e.g., rear-engined buses) being already suited to their use. • Noise could also be reduced on altering the cubic capacity and the speed of the engines. In fact noise increases with engine capacity and to a much greater extent with engine speed. In general,.however, large capacity engines running at lower speeds emit less noise for the same power output than do smaller capacity engines. A decrease of 20 percent in engine speed for the same power output results in a reduction of about 2 dBA in the engine noise. However, given the present situation with regard to the costs of motor vehicles and fuel this reduction of noise as a result of increasing engine capacity does not appear to be a very attractive proposition from a socio-economic point of view. Except in the case of an unexpected change in the eco- nomic conditions we cannot count on any reversal in the tend- ency towards higher engine speeds (which increased by 25 per- cent per year on average over the period 1960 to 1970). II3 4. NOVEL ENGINES A considerable reduction in noise levels can be expected in the case of the operation of vehicles driven by electric motors or by external combustion engines. 111-35 ------- However, even with these vehicles it will be necessary to deal with noise coming from sources other than the driving unit (mechanisms, accessories, transmissions, wheel-road con- tact) in order to obtain significant reductions in the overall noise level. II4. INTAKE AND EXHAUST NOISE The primary function of an exhaust system is to control the flow of gas coming from the engine so as to reduce the aerodynamic noise that would otherwise result in exhausting this high energy flow directly into the surrounding air. Thus a distinction can be made between the basic and resid- ual aerodynamic noise at the output of the silencer and the noise emitted by the exhaust systems as a result of the vi- bration of the metal walls of that system, this vibration being a result of the coupling with the engine block and the excitation by the exhaust gas. As regards the basic aerodynamic noise this can be re- duced on increasing the volume of the silencer, by increas- ing the pressure loss or on using absorbent materials such as fibre glass. At the present time it is the first solu- tion which has proved to be the most satisfactory. Thus we know how to design efficient silencers so far as the reduc- tion of noise is concerned. This design can be based on established methods of calculation or on the use of elec- trical analogue systems the latter being employed to deter- mine the best arrangement of the various pipes and gas de- compression chambers fitted to the silencers. The design problems here are those concerned with the size (larger systems are more effective) and the life of the exhaust system. In general exhaust systems are not sufficiently robust, have too short a life and are too read- ily affected by external weather and chemical conditions. These limitations contribute to the deficiencies of old motor vehicles with regard to the emission of noise. The use of steel having a longer life than that currently em- ployed should result in the production of more robust si- lencers that will have a longer life but will presumably be more expensive such that a compromise between perform- ance and overall cost will need to be made. (Research in France by Pechiney Cy.) The exhaust systems of two-stroke engines (commonly fitted to two-wheel vehicles) are designed so that they can be dismantled for the removal of carbon and this feature 111-36 ------- can give rise to a degradation of the exhaust system due to the handling or to amateur repairs to the silencer chambers. Reductions in the oil content of fuel mixtures in the near future (currently recommended content: 4 percent; target content: 2 to 3 percent) should eliminate the production of carbon and two-stroke engines can then be equipped with permanently attached silencers. Meanwhile until this be- comes possible manufacturers should consider the design of silencers that can be removed, but not dismantled, for the cleaning out of carbon. As regards the noise radiated by the exhaust system this is limited at present on decoupling the system from the engine by means of flexible steel sleeves. This is an effective but not very robust arrangement since the sleeves are located in a high temperature region, more research is needed on this field. In addition to the above considerations the development of anti-pollution devices, e.g., post combustion devices or catalysers, can in themselves give rise to new problems with regard to the exhaust system silencers. The development of such devices must on no account be carried out to the detri- ment of improvements made with regard to the effectiveness and life of silencers. Programs of work aimed at reducing noise and pollution respectively should proceed in parallel. Intake noise can be reduced on making use of resonators or of tubes fitted with open cell material that absorbs the noise. The latter solution gives rise to reliability prob- lems because of the degradation of the absorbent material with time. Both of these solutions are effective so far as the reduction of noise is concerned but there are problems because of their size. H5. ACTION CONCERNING FAN NOISE The fan is a very significant source of noise on certain heavy vehicles. In addition to this it should be noted that the provision of hoods over the engines leads to the require- ment for a greater cooling system capability and a consequent increase in fan noise if this possibility does not receive due attention. Noise can be reduced on using high efficiency fans since these are generally quieter. Such fans usually have larger diameter blades and accordingly run at lower speeds. 111-37 ------- The Bertin Cy in France studied the profile of the fan blades, the shape of the boss, the minimization of any play at the extremity of the fan blades and the position of the cooling system with respect to the engine with a view to increasing the aerodynamic efficiency so that it will be possible to run the fan at a lower speed. Fans that can be disengaged from the driving shaft are used if possible. Such attention can lead to the design of cooling systems that are consistent with enclosure of the engine, that are more efficient and that moreover meet the requirements to economize on the consumption of fuel. lie. ACTION ON THE TRANSMISSION D On some vehicles the transmission system connected to the engine generates an appreciable amount of noise. In these cases it is necessary to deal with the transmission in the same way as the engine or to enclose the system, for example, by means of a deck in the form of an extension of the screening plate beneath the engine. (ISVR, Metravib in Lyon.) II-. REDUCTION OF THE TOTAL VEHICLE NOISE Providing all the more important sources of noise are dealt with it will be possible to achieve a significant re- duction in the total noise emitted by motor vehicles such that the levels will be less than the maximum acceptable limits to be defined by the 1980 regulations. It will be easier to reduce the noise on certain vehicles than on others because of their smaller engines or the fact that more space is available. As a result of the investigations that have been made, particularly in France where manufacturers have been engaged in research with some financial support from the I.R.T., it is possible to predict orders of magnitude for the reduction in noise that could be achieved in prac- tice in the future and of the costs of the recommended treatments. It should be possible to achieve a reduction of 4 to 6 dBA, in terms of the ISO criteria, for private cars as a result of a partial or total enclosure of the engine, of at- tention to the cooling system and, in some cases, of modifi- cations to the silencer. A serious problem will arise in the case of small com- mercial vehicles (less than 3.5 tons) because of the lack 111-38 ------- of space for the installation of any enclosures and the pro- vision of an adequate cooling system. In general it is anticipated that the noise levels from medium weight and heavy goods vehicles could be reduced to: • 86 dBA (ISO standard) as a result of major action on the accessories. • Below 86 dBA as a result of partial or total enclosure of the engine and of modifications to the cooling system. Some of the vehicles in this category will be more dif- ficult to deal with than others particularly in the case of those fitted with small capacity, high speed engines. Noise reducing treatment will be quite effective in the case of rear-engined buses since there is adequate space in this case for the enclosures and the provision of a larger capacity cooling system. Sound-proofed buses (80 dBA) have in fact already been produced. Apart from the problem associated with the provision of more powerful cooling systems with larger radiators and fans all the proposed noise reducing treatments will involve the difficulty of finding suitable materials. The limitations are not very significant so far as noise insulation is concerned (such as screens which rely on the mass of material involved) since any sufficiently dense mat- erial is suitable. However noise absorption which is an im- portant function in the case of enclosures requires the use of materials that have suitable acoustic characteristics (ef- ficient absorption over a wide range of frequencies) and that are also fire resistant, durable and compact. It is most important that investigations be made concerning the provi- sion of suitable noise absorbing materials. The same remarks apply to the provision of damping materials (housing joints). It should be noted that manufacturers have not so far had sufficient experience and are not yet able to take a sufficiently general view of the subject to be able to make an overall assessment concerning the effectiveness and in particular the reliability over a period of time of the recommended noise reducing treatments. In particular there is not a proper understanding of the previously mentioned problems associated with enclosure of the engines. It is clear that these problems can only 111-39 ------- be resolved satisfactorily if they are taken into account at the preliminary design stage of a motor vehicle project. There is also an inadequate appreciation of the effects of the noise reducing treatments on costs. It is difficult to estimate costs in the case of experimental vehicles and except for particular cases (sound-proofed buses) there is little information available at the moment on the direct costs of applying the proposed noise reducing treatments. However, as a first approximation it is estimated that there will be a 1 percent increase in the cost of private cars for each 1 dBA reduction in noise level for the first few decibels of such a reduction and an increase of 20 to 35 kg in the vehicle weight for a reduction of 4 dBA in the noise level. In the case of medium weight lorries it should be possible to reduce the noise level to the 86 dBA target for a 3 to 4 percent increase in the cost of the vehicle (cabin plus chassis) and to 83 dBA for a 5 to 8 percent in- crease in this same cost. The increases in vehicle costs will be somewhat less in the case of rear-engined buses: 3 to 4 percent for the target level of 84 dBA and 4 to 5 percent for a level of 80 dBA. The treatment here would involve an increase of about 50 kg in the weight of the vehicle and an increase in fuel consumption of about 1 litre/100 km. There is a lack of data at the present time on the costs and weight increases in the case of the heavier lorries (maxi- codes) and of two-wheeled vehicles. In addition to direct costs we need to allow for the effects on operating and maintenance costs. Certain treat- ments result in increases in the weight of the vehicle and the power of the cooling system and this leads to increased fuel consumption. In addition to this, badly designed noise reducing systems can impede access to the engine such that additional maintenance effort and hence expenditure is necessary. It is also necessary to allow for the additional costs associated with the need to check the performance of sound proofing systems before leaving the factory and their sub- sequent maintenance during operation of the vehicle. The cost of sound-proofing treatment depends very much on when it is applied. It costs more to apply such treat- ment to an existing vehicle which conforms to the present 111-40 ------- regulations but which was not originally designed to accom- modate additional sound proofing equipment than it does when the same treatment is considered at the preliminary design stage of a projected vehicle when the sound proofing equip- ment can be integrated with other facilities. Satisfactory treatment to reduce noise cannot be based on makeshift or improvised solutions to the problems. 111-41 ------- III. THE BRITISH VEHICLE PROGRAM IIIi. THE PROGRAM The Quiet Heavy Vehicle (QHV) Project was initiated by TRRL in 1971. The QHV Project was aimed at demonstrating that practical heavy diesel-engined articulated vehicles could be produced with external noise levels which are some 10 dB(A) lower than the 1971 values (i.e., down to about 80 dB(AJ) and secondly indicating the relationship between cost and noise level. This class of vehicle was chosen as the first to be considered because it was thought to be the most difficult to quieten having the most powerful and noisiest engines. The QHV Project has been coordinated by TRRL in coop- eration with the other participating organizations and was divided into two main phases, (1) a research phase during which the various noise producing components of standard vehicles would be quietened by existing and new technology and (2) a development phase resulting in commercially via- ble vehicles for demonstration. British manufacturers of commercial vehicles were ap- proached and British Leyland, Fodens Ltd, and Rolls Royce Motors Ltd agreed to take part. The research on the basic noise producing components was entrusted to the Institute of Sound and Vibration Research (ISVR) at Southampton Uni- versity, and the Motor Industry Research Association (MIRA) and lately the National Engineering Laboratory (NEL). TRRL undertook the work on tire-road surface noise. Table 1 shows the allocation of work to the research organizations and table 2 the objectives. 111-42 ------- TABLE 1. SOME EUROPEAN CENTERS WORKING IN THE FIELD OF VEHICLE NOISE INSTITUTE OF SOUND AND VIBRATION RESEARCH (PR PRIECE) - SOUTHAMPTON - U.K. INSTITUTE FOR INTERNAL COMBUSTION ENGINES (A.V.L.) - GRAZ - AUSTRIA INSTITUT FRANCAIS DU PETROLE (COMBUSTION NOISE) - PARIS - FRANCE OFFICE NATIONAL D1ETUDES AERONAUTIQUES PARIS - FRANCE TRANSPORT AND ROAD RESEARCH LABORATORY (MAINLY TIRE NOISE) - CROWTHORNE - U.K. METRAVIB ECULLY NEAR LYON - FRANCE - (ENGINE AND TRANSMISSION NOISE) SOME EUROPEAN CENTERS WORKING IN THE FIELD OF HIGHWAY NOISE TRANSPORT AND ROAD RESEARCH LABORATORY CROWTHORNE - U.K. INSTITUT DE RECHERCHE DBS TRANSPORT - CERN LYON-BRON - FRANCE INSTITUTE OF SOUND AND VIBRATION RESEARCH SOUTHAMPTON - U.K. BUILDING RESEARCH ESTABLISHMENT WATFORD - U.K. BUNDESANSTALT FUR STRASSENWESEN KOLN - GERMANY MULLER - BBM MUNCHEN - GERMANY TECHNISH PSYSISCHE DIENST TNO DELFT - NETHERLAND CENTRE SCIENTIPIQUE ET TECHNIQUE DU BATIMENT GRENOBLE - FRANCE 111-43 ------- TABLE 2. NOISE OBJECTIVES FOR HEAVY TRUCKS 1 - At least 10 dB(A) less than initial levels general target level down to 80 dB(A) 2-75 dB(A) inside the cab 3 - Compliance with all current and proposed vehicle construction and use regulations 4 - The exhaust noise target 69 dB(A) was extended to a low frequency noise maximum value of 90 dB(C). OBJECTIVES FOR THE QUIET HEAVY TRUCK Noise levels in dB(A) Engine and (ISO R362) Transmission Fan Exhaust Inlet Total Today's heavy truck Target Reduction 87.5-90 74 13.5-16 80-88 74 6-14 72-93 74 0-24 79.5 74 5.5 90 80 — OBJECTIVES OF RENAULT VEHICULES INDUSTRIELS FOR HEAVY VEHICLE 111-44 ------- IH2. THE RESULTS As regards the components, the solutions which were eventually adopted: • The engine - this is a Rolls Royce engine with 6 cylinders in line direct injection and water cooling, 13 litres cylinder volume, 320 Hp for 1950 r/mn (can reach 400 Hp). This engine has been altered in order to increase the rigidity of some of the elements (oil sump), to discon- nect the radiating parts (with the help of specific materials and assembly devices), last to enclose some radiating surfaces with close screens fitted on parts that have low vibra- tion levels. The result is simpler geometri- cal structure, slightly lighter than the former engine, offering the same performances though. Its acoustic power level has been considerably lowered (up to a 10 dB decrease). • The gear box has been eventually enclosed; al- tering the structure of the box having proven inefficient. • The transmission - no notable modification. • The exhaust was altered through an increase of the silencer volume and an optimization, the disconnection of the exhaust tube is achieved through a flexible steel tube. • The cooling was significantly altered, consid- ering the engine was encapsulated. With the increased needs in the delivery and pressure of the cooling air it was necessary to use a mixed fan (axial, centrifuge) offering excel- lent aerodynamic and sound characteristics. Behind the quadrangular radiator several tubes were placed to ensure air circulation. The whole thing is rather bulky. • Radial tires were chosen. 111-45 ------- In the vehicle itself the main changes have arisen from all that room taken up by the cooling system. The bulk of its length lies behind the radiator, therefore the engine had to be that much displaced. It is encapsulated with a casing containing glasswool., The silencer is fixed transversally ahead of the for axle. It consists in two exhaust pipes in series with a total length of about 4 m by 28 m diameter. Table 3 gives the results of the experiment. The 10 dB in the ISO norm is equally obtained for urban speeds. At high speed, the noise emitted by the tires become predomi- nant and the dB cut is lesser. TABLE 3. RESULTS LENGTH WEIGHT COST FUEL EFFICIENCY Tractor and maximum length trailer com- bination exceeds the permitted 15 m by 0.4 m (bulky fan) 4 percent more equivalent to 0.8 percent of a fully laden tractor and trailer 8-10 percent more than the standard vehicle Little different due to improvements in engine efficiency and lower cooling fan power consumption Tire noise target is met at speed below 80 km/h (75-77 dB(A) is exceeded 2-5 dB(A) at 100 km/h Exhaust system noise Engine 71 dB(A) - 92 dB(C) 10 dB(A) less 111-46 ------- III3. FOLLOWING PROGRAM The program must end with a time of evaluation bearing on the vehicle performances in: • acoustics (viability of the modifications) • economics (effect on energy consumption) • maintenance. The results will put an end to the QHV program. It might be completed by a similar program on noise reduction concerning a light vehicle or a van. III4. CONCLUSION The Quiet Heavy Vehicle program has been a success - what emerges is a practical vehicle compatible with the British regulations, thanks to industrial proceedings that assumed new technological solutions apparently trustful, (until the current works on the vehicle whole evaluation have been completed). Consequently the ISO 80 dB target is possible on a vehicle of that category belonging to the heaviest and most powerful which means the noisiest and most difficult to insulate. Yet the solution raises some issues, for instance: Is not the engine enclosure redundant with the insula- tion of the engine itself? Is the low position of the silencer compatible with the normal use. It seems that the British legislation in this field is different form the French one? Is the whole length of the vehicle acceptable? 111-47 ------- IV. RAILWAY TRANSPORT Some research and the use of efficient techniques have been developed for a number of years particularly about underground systems and trains, for we can remark that big European cities often resort to underground lines or modern tramways networks. In October '78, the second international workshop on railway noise was organized in Lyons by ISVR and IRT-CERN. Tires have been used in Paris and for the new systems in Lyons and Marseilles. This one avoids - in par ticular - the propagation of vibrations and low frequency ~ radiations. Rolling noise is efficiently reduced by screen* in underground stations it is perfectly possible to use con ventional absorbents. Studying the iron-against-iron roll- ing noise remains to be completed, there is no valuable re- sult yet in Europe. 111-48 ------- CONCLUSION A great deal of rather conventional devices have been developed as a protection against railway and traffic noise. Research is wanted in the field of wheel and tire noise and weather-proof absorbents. On the other hand what seems possible for the reduction of noise emitted by the vehicles is: minus 5 dB for cars, minus 10 dB for heavy trucks. A development phase resulting in commercially viable vehicles is over as regards buses and well under way as re- gards trucks. Now we may have some concern with the low frequency noise emitted by the vehicle. Getting higher noise reduction requires research on materials to be used in such milieu as the exhaust and around the engine. Technological development could also concentrate on the whole cooling system of thermic engines. As for the main industrial tendencies today we believe the major steps taken now for example by electronics are not going to interfere favorably with our sound environment con- trary to our air pollution. We might be more optimistic as regards the works on ceramics applied to thermal engines but Europe has not gone very far yet in this field. 111-49 ------- APPENDIX A ATTENDEES AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY NOISE TECHNOLOGY RESEARCH SYMPOSIUM A-l ------- SYMPOSIUM PARTICIPANTS Moderator Mr. John C. Schettino Director, Technology and Federal Programs Division U.S. Environmental Protection Agency Office of Noise Abatement and Control Opening Remarks Ms. Adelene Harrison Regional Administrator Region 6 U.S. Environmental Protection Agency Keynote Speakers Mr. Charles L. Elkins Deputy Assistant Administrator for Noise Control Programs U.S. Environmental Protection Agency Mr. Carl Gerber Executive Office of the president Office of Science and Technology Policy Dr. George Jacobson U.S. Senate Staff Environment and Public Works Committee Dr. Claude Lamure Director, Du Centre d1Evaluation et de Recherche des Nuisances Institut de Recherche des Transports Bron, Prance A-3 ------- MACHINERY AND CONSTRUCTION EQUIPMENT WORKSHOP Mr. Erik Ahlberg Atlas Copco MCT AB S-102 60 Stockholm Sweden Dr. Adnan Akay Mechanical Engineering Department Wayne State University 667 Merrick Detroit, MI 48202 Mr. Douglas Anderson Rockwell International Draper Division 25 Hopedale Street Hopedale, MA 01747 Mr. Edward Bailey Joy Manufacturing Company Route 12, Box 37 Newport, NH 03773 or. Ronald Bailey Center for Acoustical Studies North Carolina State University P.O. Box 5246 Raleigh, NC 27607 Mr. Lawrence J. Bain Rockwell International Graphic Systems Division 5601 West 31st Street Chicago, IL 60650 Mr. Edmund Bangs IIT Research Institute Technology Transfer and Market Research Section 10 West 35th Street Chicago, IL 60616 Mr. Larry Bares Senior Environmental Engineer • Noise Control Peabody Coal Company 301 North Memorial Drive St. Louis, MO 63102 Mr. Robert Alex Baron Citizens for a Quieter City, Incorporated 110 West End Avenue, 17D New York, NY 10023 Mr. Donald G. Bastian Harris Corporation Schriber Division 4900 Webster Street Dayton, OH 45414 Mr. Joseph B. Bhavsar C. E. Lummus Company Room 6231 P.O. Box 22105 Houston, TX 77027 A-5 ------- Mr. Stephen M. Blazek Assistant Director, Ship Silencing Division Research and Technology Directorate Naval Sea Systems Command (SEA 037B) Department of the Navy Washington/ DC 20362 Mr. Michael S. Bobeczko Corporate Noise Control Engineer Kaiser Aluminum and Chemical Corporation Room OB 1328 300 Lakeside Drive Oakland, CA 94643 Mr. Edwin P. Bounous Consultant Woodworking Machinery Manufacturers of America 106 Mimosa Street Morganton, NC 28655 Mr. Robert Bruce Deputy Division Director Physical and Environmental Control Technologies Division Bolt Beranek and Newman, Incorporated 50 Moulton Street Cambridge, MA 02138 Mr. J. Alton Burks Supervisory Acoustical Engineer Bureau of Mines 4800 Forbes Avenue Pittsburgh, PA 15213 Dr. John A. L. Campbell Director of Research and Development Peabody Coal Company 65 South 65th Street Belleville, IL 62223 Dr. R. A. Cassanova Associate Division Chief Technology and Development Laboratory Engineering Experiment Station Georgia Institute of Technology Atlanta, GA 30332 Mr. James E. Coyne (Vice President, Forging Industry Educational Research Foundation) Vice President Wyman-Gordon Company 244 Worchester street North Grafton, MA 01536 Mr. Donald R. Crawford Weyerhaeuser Company Weyerhaeuser Technical Center M. S. TWC 2H-19 Tacoma, WA 98401 Mr. Donald P. Cummins Giddings & Lewis Machine Tool Company 142 Doty Street Fond du Lac, WI 54935 Mr. C. B. Dahl Director of Development Beloit Corporation Beloit, WI 53511 Mr. John U. Damian Off-Highway Vehicle Planning Manager Environmental and Safety Engineering Staff Ford Motor Company Room 240 The American Road Dearborn, MI 48121 Mr. J. Harrison Daniel Staff Engineer Division of Mining Research Health and Safety Bureau of Mines Room 937 2401 E Street, N.W. Washington, DC 20241 A-6 ------- Mr. Terrence A. Dear Senior Consultant - Noise Control Engineering Service Division E. I. Du Pont de Nemours & Company Wilmington, DE 19898 Mr. George M. Diehl Consultant Ingersoll-Rand Company 643 John Mitchell Avenue Phillipsburg, NJ 08865 Mr. T. James DuBois Southern California Edison P.O. Box 800 Rosemead, CA 91770 Dr. Richard Edsell Occupational Safety and Health Administration (OSHA) U.S. Department of Labor Room N3673 200 Constitution Avenue Washington, DC 20210 Mr. Edward Ellingson Advanced Technology Center All is Chalmers 9180 - 5th Avenue Oak Creek, WI 53154 Dr. Paul D. Emerson School of Textiles North Carolina State University Raleigh, NC 27650 Mr. James T. Ferguson Director of Industrial Environmental Control Climax Molybdenum Company 13949 West Colfax Avenue Golden, CO 80401 Mr. Ray Gilbert Technology Transfer Division Terrestrial Applications Branch NASA Headquarters, Code ETU-6 Washington, DC 20546 Mr. Cliff Godsey John Deere Dubuque Works P.O. Box 538 Dubuque, IA 52001 Mr. Lewis S. Goodfriend Lewis S. Goodfriend & Associates 7 Saddle Road Cedar Knolls, NJ 07927 Mr. John D. Harris Corporate Test Center JI Case 24th and Center Streets Racine, WI 43404 Dr. Franklin D. Hart Director, Center for Acoustical Studies North Carolina State University Box 5801 Raleigh, NC 27607 Mr. Lewis Held Assistant Chief Engineer Terex-Division of General Motors 5405 Darrow Road Hudson, OH 44236 Dr. Robert Hershey Vice President for Systems Engineering Science Management Corporation 1120 Connecticut Avenue, N.W. Washington, DC 20036 Dr. Charles E. Hickman Southern Company Services, Incorporated P.O. Box 2625 Birmingham, AL 35206 Mr. Richard C. Holmquist Director, Manufacturers Services American Mining Congress 1100 Ring Building Washington, DC 20036 A-7 ------- Me. Melvin E. Jacob Engineering Service U.S. Government Printing Office North Capitol & H Streets, N.W. Washington, DC 20401 Mr. Paul Jensen Bolt Beranek and Newman, Incorporated 50 Moulton Street Cambridge, MA 02138 Mr. Paul A. Kannapell Monsanto Company Mail Zone F3WA 800 North Lindbergh Boulevard St. Louis, MO 63166 Mr. John Kieronski Whittin-Robert Machine Works P.O. Box 250 Sanford, NC 27330 Mr. Joe Kolonko Senior R&D Engineer Cincinnati Milacron Department 88D 4701 Marburg Avenue Cincinnati, OH 45209 Dr. Gary H. Koopmann Mechanical Engineering Department 4800 Calhoun Boulevard University of Houston Houston, TX 77004 Dr. B. Andrew Kugler Bolt Beranek and Newman, Incorporated 21120 Vanowen Street P.O. Box 633 Canoga Park, CA 91305 Mr. Louis H. LeBlanc Joy Manufacturing Company Claremont, NH 03743 Mr. A. Dennis Loken Fiat-Allis Construction Machinery, Incorporated 3000 South 6th Street Springfield, IL 62710 Dr. Donald Lyons Professor of Textiles Clemson University Clemson, SC 29631 Dr. Richard Madden Bolt Beranek and Newman, Incorporated 50 Moulton Street Cambridge, MA 02138 Mr. James Maddrey R. J. Reynolds Tobacco Company 401 North Main Street Winston Salem, NC 27102 Mr. John J. McNally (Representing Construction Industry Manufacturers Association) Manager, Product Safety and Environmental Control Caterpillar Tractor Company Peoria, IL 61629 Mr. Richard K. Miller Richard K. Miller and Associates, Incorporated 464 Armour Circle, N.E. Atlanta, GA 30324 Mr. James B. Moreland Acoustics and Noise Control Research Laboratories Westinghouse Electric Corporation Research and Development Center 1310 Beulah Road Pittsburgh, PA 15235 A-3 ------- Mr. Vinay Nagpal Control Components, Incorporated 2567 Southeast Main Street Irvine, CA 92714 Dr. Renny S. Norman IIT Research Institute 10 West 35th Street Chicago, IL 60616 Mr. Walter H. Page International Harvester 600 WoodfieId Drive Schumburg, IL 60196 Mr. Ellis Pardue Manager, Office of Health and Safety Services Hanes Corporation 555 Ricks Drive Winston Salem, NC 27103 Mr. Kenneth L. Patrick Director, Safety Western wood Products Association Yeon Building Portland, OR 97204 Dr. William N. Patterson Manager, Product Planning and Development Gardner-Denver Company P.O. Box 1020 Denver, CO 80201 Mr. James E. Peat Shell Oil Company P.O. Box 3105 Houston, TX 77001 Mr. Howard K. Pelton Pelton/Blum, Incorporated 1015 Elm Street Dallas, TX 75202 Dr. N. Duke Perreira Department of Mechanical Engineering Room 291 Taylor Hall University of Texas Austin, TX 78712 Mr. James C. Pullen Manager, Environmental Activities Celanese Fibers Company Box 32414 Charlotte, NC 28232 Mr. Everett Quade Division Manager of Mechanical Development Alcoa Technical Center Alcoa Center, PA 15069 Mr. Richard D. Robertson Vice-President Philip Morris, USA 100 Park Avenue New York, NY 10017 Mr. Samuel Sarkisian Verson Allsteel Press Company 8300 South Central Expressway P.O. Box 15828 Dallas, TX 75215 Mr. Richard Schoeller, Jr. David Taylor Naval Ship Research and Development Center Code 2743 Annapolis Laboratory Annapolis, MD 21402 Dr. Paul Schomer U.S. Army Construction Engineering Research Laboratory P.O. Box 4005 Champaign, IL 61820 A-9 ------- Mr. James G. Seebold Standard Oil of California 555 Market Street, Room 912 San Francisco, CA 94105 Mr. John Seiler Mine Safety and Health Administration 4800 Forbes Avenue Pittsburgh, PA 15213 Mr. William Shelton Senior Project Engineer for Noise Control Peabody Coal Company 65 South 65th Street Belleville, IL 62223 Mr. Robert Slone Wyle Laboratories P.O. Box 10008 Huntsville, AL 35807 Dr. Harold A. Spuhler program Manager, Engineering Applications Division of Applied Research National Science Foundation Room 1126 1800 G Street, N.W. Washington, DC 20550 Dr. John S. Stewart Center for Acoustical Studies North Carolina State University Box 5801 Raleigh, NC 27607 Mr. Allan Teplitzky Manager, Acoustics Consolidated Edison Company of New York Room 3065 4 Irving Place New York, NY 10003 Mr. L. Phillip Thomas Burlington Industries, Incorporated P.O. Box 21107 Greensboro, NC 27420 Dr. William R. Thornton Gulf Research and Development P.O. Box 2038 Pittsburgh, PA 15230 Mr. Edwin Toothman (Representing Industrial Fastners Institute, and American Iron and Steel Institute) Bethlehem Steel Corporation Room B-252 Martin Tower Bethlehem, PA 18061 Mr. Michael Trykoski Edison Electric Institute 1140 Connecticut Avenue, N.W. Washington, DC 20036 Mr. David J. Ulrich Corning Glass Works Building Number 8, 5th Floor Corning, NY 14830 Mr. Woodford L. Van Tifflin General Motors Corporation Plant Engineering Programs General Motors Building 9-264 Detroit, MI 48202 Dr. Istvan L. Ver Principal Consultant Bolt Beranek and Newman, Incorporated 50 Moulton Street Cambridge, MA 02138 Mr. Stanley Waggoner Department of Agricultural Engineering University of California at Davis Davis, California 95616 Mr. L. Alan Weakly Director of Mining Research St. Joe Minerals Corporation Viburnum, MO 65566 A-10 ------- SURFACE TRANSPORTATION WORKSHOP Dr. Timothy M. Barry Office of Research (HRS-42) Federal Highway Administration Department of Transportation Transpoint Building 2100 Second Street, S.W. Washington, DC 20590 Mr. Richard Bauman R&D Center B. F. Goodrich 9921 Brecksville Road Brecksville, OH 44140 Dr. Erich K. Bender Manager, Applied Technology Bolt Beranek and Newman, Incorporated 50 Moulton Street Cambridge, MA 02138 Dr. Peter Cheng Stemco, Incorporated P.O. Box 1989 Longview, TX 75601 Mr. H. A. Cook Senior Project Engineer Highway Vehicle Engineering Mack Truck Incorporated P.O. Box 1761 Allentown, PA 18105 Mr. Jozef DeEskinazi Research Engineer Cooper Tire and Rubber Company Lima and Western Avenues Findlay, OH 45840 Mr. Larry T. Dorsch Tire Engineer The Firestone Tire and Rubber Company 1200 Firestone Parkway Akron, OH 44317 Mr. John D. Eagleburger Technical Coordination Product Quality and Safety The Goodyear Tire and Rubber Company Akron, OH 44316 Dr. Allen C. Eberhardt Department of Mechanical and Aerospace Engineering North Carolina State University 3211 Broughton Hall Raleigh, NC 27650 Dr. Tony F. W. Embleton National Research Council Montreal Road Ottawa, ON K1A OS1 Canada A-ll ------- Mr. Larry J. Eriksson Vice President, Research Nelson Industries P.O. Box 428 Stoughton, WI 53589 Mr. Robert N. Frantz Chrysler Corporation Department 418-32-10 P.O. Box 1118 Detroit, MI 48288 Dr. Conan P. Furber Manager, Office of Environmental Studies Research and Test Department Association of American Railroads Room 620 1920 L Street, N.W. Washington, DC 20036 Mr. William J. K. Gibson Senior Automotive Engineer American Trucking Association 1616 P Street, N.W. Washington, DC 20036 Mr. Raymond Gorman Ryder Truck Rental P.O. Box 520816 Miami, FL 33152 Mr. Damon C. Gray Program Manager Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protection Agency Washington, DC 20460 Mr. James A. Groening Noise Control Consulting Division H. L. Blachford, Incorporated 1855 Stephenson Highway Box 397 Troy, MI 48084 Mr. William Hammer Research and Advanced Development Detroit Diesel Allison Division General Motors Corporation 13200 West Outer Drive Detroit, MI 48239 Mr. Robert Hellweg Noise Pollution Control Division of Standards State of Illinois Environ- mental Protection Agency 2200 Churchill Road Springfield, IL 62706 Dr. Robert Hickling Departmental Research Engineer General Motors Research Laboratories 12 Mile and Mound Roads Warren, MI 48090 Mr. Dennis Kabele Advanced Power Systems Engine Engineering Division John Deere Product Engineering Center Box 270 Waterloo, IA 50704 Dr. Detleff Karstens FO-Messverfahren Akustik Forschung Volkswagenwerk, AG 3180 Wolfsburg West Germany Mr. John Koper Research and Development (RRD-12) Federal Railroad Administration Department of Transportation Transpoint Building, Room 4207 2100 Second Street, S.W. Washington, DC 20590 Mr. Frederick W. Krey General Motors Technical Center CMC Truck and Coach 660 South Boulevard East Pontiac, MI 48053 A-12 ------- Dr. Leonard G. Kurzweil Environmental Technology Branch Code DTS-331 Transportation Systems Center Department of Transportation Kendall Square Cambridge, MA 02142 Dr. Claude A. Lamure, EP-ICPC Director, Du Centre d1Evaluation et de Recherche des Nuisances Institut de Recherche des Transports 109 Avenue Salvadore Allende Bron 69500 France Dr. James M. Lawther Applied Research Laboratory Room 460 Pennsylvania State University P.O. Box 30 State College, PA 16801 Mr. William A. Leasure Office of Heavy Duty Vehicle Research (NRD-20) National Highway Traffic Safety Administration Department of Transportation Transpoint Building 2100 Second Street, S.W. Washington, DC 20590 Mr. Eugene Lehr Chief, Environmental and Coordination Division U.S. Department of Transportation 400 Seventh Street, S.W. Washington, DC 20590 Mr. James Lewis Automotive Engineer Automotive Department United Parcel Service Greenwich Office Park 15 Greenwich, CT 06830 Mr. Seymour A. Lippmann Manager, Tire Vehicle Dynamics Laboratory Uniroyal Tire Company 6600 Jefferson Avenue Detroit, MI 48232 Dr. Spencer Lucas Dunlop Tire and Rubber Company P.O. Box 1109 Buffalo, NY 14240 Dr. Richard H. Lyon Department of Mechanical Engineering Massachusetts Institute of Technology Room 366 77 Massachusetts Avenue Cambridge, MA 02139 Mr. Alvin E. Marshall Environmental Research Office Ford Motor Company Parklane Towers East, Suite 704 One Parklane Boulevard Dearborn, MI 48126 Mr. Robert L. Mason Code DTS-331 Transportation Systems Center Department of Transportation Kendall Square Cambridge, MA 02142 Mr. Frank E. Matyja Tire Engineer General Tire and Rubber Company 1 General Street Akron, OH 44319 Dr. Daniel P. Maxfield Branch Chief, Technology Assessments and Implementation Office of Transportation Programs AS/Conservation and Solar Applications U.S. Department of Energy Room 3214D 20 Massachusetts Avenue, N.W. Washington, DC 20545 A-13 ------- Mr. Nicholas Miller Staff Engineer, Sound and Energy Department International Harvester P.O. Box 1109 Fort Wayne, IN 46801 Mr. Charles Moon Truck Group Engineering White Motor Corporation 35129 Curtis Boulevard East Lake, OH 44094 Mr. Anthony W. Paolillo New York City Transit Authority 370 Jay Street Brooklyn, NY 11201 Mr. Charles A. Preuss Staff Engineer Vehicle Regulations Department Volkswagen of America, Incorporated 711 East 11 Mile Road Warren, MI 48090 Mr. Edwin G. Ratering Director, Vehicular Noise Control General Motors Technical Center General Motors Corporation Warren, MI 48090 Mr. Jerry Reagan Chief, Noise and Air Quality Branch (HHP-43) Federal Highway Administration Department of Transportation 400 7th Street, S.W. Washington, DC 20590 Mr. Rodger F. Ringham Vice President, Engineering International Harvester 1707 L Street, N.W. Washington, DC 20036 Dr. D. H. Robbins Highway Safety Research Institute University of Michigan 2901 Baxter Road Ann Arbor, MI 48109 Dr. Douglas W. Rowley Donaldson Company, Incorporated P.O. Box 1299 Minneapolis, MN 55440 Mr. Max Rumbaugh Project Manager, Advance Technology Schwitzer Engineered Components Wallace Murray Corporation 1125 Brookside Avenue P.O. Box 80-B Indianapolis, IN 46206 Mr. Larry Schaefer Manager, Power Train Systems American Motors Corporation 14250 Plymouth Road Detroit, MI 48232 Mr. Wesley E. Schweider Executive Engineer Vehicle Noise Control Ford Motor Company Room 240 The American Road Dearborn, MI 48121 Dr. Edward Shalis U.S. Army Tank and Automotive Command DRDTA-RTAS Warren, MI 48090 Dr. Ben H. Sharp Manager, Washington Office Wyle Laboratories 2361 Jefferson Davis Highway Arlington, VA 22202 Dr. Joseph W. Sullivan Department of Mechanical Engineering Ray W. Herrick Laboratories Purdue University West Lafayette, IN 47905 A-14 ------- Dr. S. Martin Taylor Department of Geography McMasters University 1280 Main Street West Hamilton, ON L8S 4K1 Canada Mr. James K. Valus Department 899 Electro Motor Division of General Motors 9301 West 55th Street LaGrange, IL 60525 Mr. Bernard J. Vierling Director Office of Bus and Paratransit Technology Urban Mass Transportation Administration Department of Transportation 2100 Second Street, S.W. Washington, DC 20590 Mr. Ronald J. Wasko Manager, Acoustics and Electromagnetic Department Motor Vehicle Manufacturers Association 300 New Center Building Detroit, MI 48202 Mr. Donald R. Whitney Executive Engineer GM Environmental Staff General Motors Corporation Vehicular Noise Control General Motors Technical Center Warren, MI 48090 A-15 ------- AVIATION WORKSHOP Mr. Niels B. Andersen Pan American World Airways, Incorporated Room 2145, Building 208 JFK International Airport Jamaica, NY 11430 Mr. Donald Ahrens Cessna Aircraft Company P.O. Box 1521 Wichita, KS 67201 Mr. Warren F. Ahtye NASA Ames Research Center Mail Stop 247-1 Moffett Field, CA 94035 Dr. Gordon Banerian Code RT-3 NASA Headquarters 600 Independence Avenue, S.W. Washington, DC 20546 Mr. Jeffrey Bowles NASA Ames Research Center Mail Stop N237-9 Moffett Field, CA 94035 Dr. Clifford R. Bragdon Department of City Planning Georgia Institute of Technology Atlanta, GA 30032 Mr. Kenneth Bushell Rolls Royce Limited Derby Engine Division P.O. Box 31 Derby, DE 2 8BJ England Mr. Walter V. Collins Noise Abatement Officer Los Angeles Department of Airports Number 1 World Way Los Angeles, CA 90009 Mr. Charles R. Cox Group Engineer, Acoustics Bell Helicopter P.O. Box 482 Fort Worth, TX 76101 Mr. R. E. Coykendall Aircraft Development Manager Engineering United Airlines San Francisco International Airport San Francisco, CA 94128 Dr. Fereidoun Farassat Joint Institute (George Washington University/ NASA) Mail Stop 169 Hampton, VA 23665 A-17 ------- Mr. Charles E. Feiler NASA Lewis Research Center Mail Stop 500-208 2100 Brook Park Road Cleveland, OH 44135 Dr. Martin Fink United Technologies Research Center Silver Lane East Hartford, CT 06108 Mr. Clyde z. Fitzgerald Airport Director's Office Santa Monica Airport 3200 Airport Avenue Santa Monica, CA 90405 Mr. Jack S. Gibson Acoustics and Propulsion Department 72-47, Zone 13 Lockheed-Georgia Company Marietta, GA 30063 Mr. George C. Greene NASA Langley Research Center Mail Stop 461 Hampton, VA 23656 Mr. Derrick R. Higton Defense Equipment Staff British Embassy 3100 Massachusetts Avenue, N.W, Washington, DC 20008 Mr. R. G. Hoch S.N.E.C.M.A. Centre ol'Essais de Villaroche 77550 Moissy Cramayel France Dr. C. G. Hodge Boeing Commercial Airplane Company Mail Stop 73-15 P.O. Box 3707 Renton, WA 98124 Dr. Thomas H. Hodgson Center for Acoustical Studies North Carolina State University Raleigh, NC 27604 Mr. E. H. Hooper Beech Aircraft Corporation 9709 East Central Avenue Wichita, KS 67201 Mr. Harvey H. Hubbard Assistant Division Chief Acoustics and Noise Reduction Division National Aeronautics and Space Administration Building 1208, Mail Stop 462 Langley Research Center Hampton, VA 23666 Dr. A.K.M.F. Hussain Department of Mechanical Engineering University of Houston Houston, TX 77004 Dr. K. Karamcheti Department of Aeronautics and Astronautics Durand Building Stanford University Stanford, CA 94305 Dr. Jack L. Kerrebrock Head, Department of Aeronautics and Astronautics Massachusetts Institute of Technology Room 33-207 77 Massachusetts Avenue Cambridge, MA 02139 Mr. Donald L. Lansing NASA Langley Research Center Mail Stop 460 Hampton, VA 23665 A-18 ------- Dr. John B. Large institute of Sound and Vibration Southampton University Southampton, England S09 5NH Mr. Robert Lee Manager, Acoustics Design Technology Aircraft Engine Group General Electric Company Mail Drop H-77 1-77 and Jinson Road Cincinnati, OH 45215 Mr. Richard J. Linn Director, Technological Development American Airlines, Incorporated 633 Third Avenue New York, NY 10017 Mr. Michael Lorette Boeing Commercial Airplane Company Mail Stop 73-15 P.O. Box 3707 Renton, WA 98124 Dr. Lucio Maestrello NASA Langley Research Center 310 Williamsburg Court Newport News, VA 23606 Dr. Ramani Mani General Electric Company Visiting Professor California Institute of Technology Mail Code 301-46 Pasadena, CA 91125 Mr. Paul F. Massier jet Propulsion Laboratory 4800 Oak Grove Drive Mail Code 67-201 Pasadena, CA 91103 Lieutenant Robert McGregor, USAF APL-TBC Wright Patterson Air Force Base Dayton, OH 45433 Mr. Aubert L. McPike Director, Industry Associated Activities McDonnell-Douglas Aircraft Company Mail Code 36-77 3855 Lakewood Boulevard Long Beach, CA 90846 Mr. Frederick B. Metzger Acoustics and Noise Control Hamilton Standard Mail Stop 1A-3-6 Bradley Field Road Windsor Locks, CT 06096 Mr. A. A. Mikolajczak Manager, Aerodynamic, Thermodynamic, and Control Systems Pratt & Whitney Aircraft Administration 1 North 400 Main Street East Hartford, CT 06108 Mr. Homer G. Morgan Chief, Acoustics and Noise Reduction Division NASA Langley Research Center Mail Stop 462 Hampton, VA 23665 Mr. Richard G. Nagel (Representing City of El Segundo) 622 Eucalyptus Drive El Segundo, CA 90245 Dr. S. Paul Pao Aerospace Technologist NASA Langley Research Center Mail Stop 461 Hampton, VA 23665 Mr. Robert E. Pendley Director, Engineering Technology Acoustics McDonnell Douglas Corporation 3855 Lakewood Boulevard Department 251 Mail Stop 35-57 Long Beach, CA 90846 A-19 ------- Dr. Mariano Perulli Office National D1Etudes et de Recherches Aerospatiales 29 Avenue de la Division Leclerc Chatillon - Sous - Bagneux (Hauts-de-Seine) 92320 Chatillon, France Mr. Walter H. Rockenstein II Alderman, llth Ward 307 City Hall Minneapolis, MN 55415 Mr. Richard Russell Chief Engineer, Noise Technology Boeing Commercial Airplane Company Mail Stop 73-15 P.O. Box 3707 Renton, WA 98124 Dr. Frederick Schmitz Aero Mechanics Laboratory U.S. Army Research and Technology Laboratory Ames Research Center, 215-1 Moffett Field, CA 94034 Mr. Nathan Shapiro Lockheed-California Company Department 75-40, Building 63-A1 P.O. Box 551 Burbank, CA 91520 Mr. Edward B. Smith General Electric Company Mail Drop H-77 Cincinnati, OH 45215 Mr. William C. Sperry Senior Technical Advisor Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protection Agency Washington, DC 20460 Mr. Steve E. Starley Airport Program Manager Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protection Agency Washington, DC 20460 Commander Allen J. Stewart, CEC, USN Code 09PB Headquarters Naval Facilities Engineering Command 200 Stovall Street Alexandria, VA 22332 Mr. Lou C. Sutherland Deputy Director Wyle Research/Wyle Labs 128 Maryland Street El Segundo, CA 90245 Mr. John M. Tyler Consultant, National Organization to Insure a Sound-Controlled Environment (NOISE) 25 Knob Hill Road Glastonbury, CT 06033 Mr. Uwe von Glahn, Chief Jet Acoustics Branch NASA Lewis Research Center Mail Stop 500-208 2100 Brook Park Road Cleveland, OH 44135 Mr. John Wesler Director, Office of Environment and Energy (AEE-1) Federal Aviation Administration Department of Transportation 800 Independence Avenue, S.W. Washington, DC 20591 A-20 ------- Mr. Craig A. Wilson Engineering Acoustics AVCO Lycoming Division 550 South Main Street Stratford, CT 06497 Dr. Allan J. Zuckerwar Old Dominion University Research Foundation 128 Sandpiper Street Newport News, VA 23602 A-21 ------- EPA NOISE TECHNOLOGY RESEARCH SYMPOSIUM PROGRAM STAFF Mr. John C. Schettino Director, Technology and Federal Programs Division Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protection Agency Washington, DC 20460 Mr. Harvey J. Nozick Chief, Technology Branch Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protection Agency Washington, DC 20460 Mr. Roger W. Heymann Program Manager, Technology Branch Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protec- tion Agency Washington, DC 20460 Mr. Thomas L. Quindry Project Officer, Technology Branch Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protec- tion Agency Washington, DC 20460 A-23 ------- OBSERVERS Mr. Ted Carnes Pelton/Blum, Incorporated 1015 Elm Street Dallas, Texas 75202 Mr. Kenneth E. Feith Chief, General Products Branch Office of Noise Abatement and Control (ANR-490) U.S. Environmental Protection Agency Washington, DC 20460 Dr. George Jacobson U.S. Senate Staff Environment and Public Works Committee 4204 Dirksen Senate Office Building Washington, DC 20510 Ms. Anne H. Kohut Noise Regulation Reporter Bureau of National Affairs 1231 25th Street, N.W. Washington, DC 20037 Mr. Michael D. Langberg Construction Equipment 5 South Wabash Avenue Chicago, IL 60603 Mr. Kim A. Nelson American Trucking Association 1616 P Street, N.W. Washington, DC 20036 Dr. Paul V. Pawlik Senior Program Analyst Office of Noise Abatement and Control (ANR-471) U.S. Environmental Protec- tion Agency Washington, DC 20460 Mr. Fred Romano Office of Research (HRS-42) Federal Highway Administration U.S. Department of Transportation Transpoint Building 2100 Second Street, S.W. Washington, DC 20590 Dr. William E. Roper Chief, Surface Transportation Branch Office of Noise Abatement and Control (ANR-490) U.S. Environmental Protection Agency Washington, DC 20460 Mr. Thomas Towers Occupational Safety and Health Administration U.S. Department of Labor Room N 3660 200 Constitution Avenue, N.W. Washington, DC 20210 A-25 ------- APPENDIX B SUBGROUP ASSIGNMENTS B-l ------- MACHINERY AND CONSTRUCTION EQUIPMENT WORKSHOP SUBGROUP ASSIGNMENTS Franklin Hart North Carolina State University Chairman J. Alton Burks Bureau of Mines Co-Chairman Terrence Dear E.I. Du Pont de Ne- mours and Company Co-Chairman Subgroup A Primary Metals, Fabricated Metals, and Transportation Equipment *Ronald Bailey North Carolina State University *Ronald Bruce Bolt Beranek and Newman, Incorporated Adnan Akay Wayne State University Edmund Bangs IIT Research Institute Michael Bobeczko Kaiser Aluminum and Chemical Corporation James Coyne Representing Forging Industry Educational Research Foundation Donald Cummins Giddings and Lewis Machine Tool Company Richard Edsell U.S. Department of Labor ^Session Leaders B-3 ------- Joe Kolonko Cincinnati Milacron James Moreland Westinghouse Electric Corporation Everett Quade Alcoa Technical Center Samuel Sarkisian Verson Allsteel Press Company Harold Spuhler National Science Foundation Edwin Toothman Representing Industrial Fasteners Institute, and American Iron and Steel Institute Woodford Van Tifflin General Motors Corporation Istvan Ver Bolt Beranek and Newman, Incorporated Subgroup B Lumber, Wood, Furniture, and Paper *Edwin Bounous Woodworking Machinery Manufacturers of America (Consultant) *John Stewart North Carolina State University Donald Crawford Weyerhaeuser Company C. B. Dahl Beloit Corporation Robert Hershey Science Management Corporation Gary H. Koopmann University of Houston B. Andrew Kugler Bolt Beranek and Newman, Incorporated Kenneth Patrick Western Wood Products Association Howard Pelton Pelton/Blum, Incorporated Subgroup C Chemical, Petroleum, and Electric Utility *Terrence Dear E.I. Du Pont de Nemours and Company Stephen M. Blazek Department of the Navy B-4 ------- *Allen Teplitzky Consolidated Edison Company of New York Joseph Bhavsar C.E. Lummus Company Paul Kannapell Monsanto Company Vinay Nagpal Control Components, Incorporated James Peat Shell Oil Company Richard Schoeller David Taylor Naval Ship Research and Development Center T. James DuBois Southern California Edison Charles Hickman Southern Company Services, Incorporated James Seebold Standard Oil of California William Thornton Gulf Research and Development Michael Trykoski Edison Electric Institute Subgroup D Food, Tobacco, and Glass *R. A. Cassanova Georgia Institute of Technology *Renny Norman IIT Research Institute Ray Gilbert NASA Lewis Goodfriend Lewis S. Goodfriend & Associates Paul Jensen Bolt Beranek and Newman, Incorporated James Maddrey R. J. Reynolds Tobacco Company Richard Miller Richard K. Miller & Associates, Incorporated N. Duke Perreira University of Texas Richard Robertson Philip Morris, USA David Ulrich Corning Glass Works Stanley Waggoner University of California at Davis B-5 ------- Subgroup E Textile and Printing *Paul Emerson North Carolina State University *L. Phillips Thomas Burlington Industries, Incorporated Douglas Anderson Rockwell International Lawrence Bain Rockwell International Donald Bastian Harris Corporation Melvin Jacob U.S. Government Printing Office John Kieronski Whitten-Robert Machine Works Donald Lyons Clemson University Ellis Pardue Hanes Corporation James Pullen Celanese Fibers Company Subgroup F Underground Mining and Surface Processing Plants *William Patterson Gardner-Denver Company *L. Alan Weakly St. Joe Minerals Corporation Erik Ahlberg Atlas Copco (Sweden) Edward Bailey Joy Manufacturing Company John Campbell Peabody Coal Company J. Harrison Daniel Bureau of Mines George Diehl Ingersoil-Rand Company (Consultant) Edward Ellingson Allis Chalmers James Ferguson Climax Molybdenum Company Richard Holmguist American Mining Congress Richard Madden Bolt Beranek and Newman, Incorporated John Seiler Mine Safety and Health Administration William Shelton Peabody Coal Company Robert Slone Wyle Laboratories B-6 ------- Subgroup G Surface Mining and Construction *John Damian Ford Motor Company *John McNally Representing Construction Industry Manufacturers Association Larry Bares Peabody Coal Company Robert Baron Citizens for a Quieter City, Incorporated Cliff Godsey John Deere Dubuque Works John Harris JI Case Lewis Held Terex-Division of General Motors Louis LeBlanc Joy Manufacturing Company A. Dennis Loken Fiat-Allis Construction Machinery, Incorporated Walter H. Page International Harvester Paul Schomer U.S. Army Construction Engineering Research Laboratory B-7 ------- SURFACE TRANSPORTATION WORKSHOP SUBGROUP ASSIGNMENTS Edwin Ratering General Motors Corporation Chairman Bernard Vierling UMTA, Department of Transportation Co-Chairman Subgroup A Exterior Sound Propagation in the Community and Vehicle Interior Noise *Bernard Vierling UMTA, Department of Transportation * Ronald Wasko Motor Vehicle Manufacturers Association Timothy Barry Federal Highway Administration Richard Bauman B. F. Goodrich Claude Lamure institut de Recherche des Transports (Bron, France) Alvin Marshall Ford Motor Company *Session Leaders Frank Matyja General Tire and Rubber Company D. H. Robbins University of Michigan Wesley Schwieder Ford Motor Company Edward Shalis U.S. Army Tank and Automotive Command S. Martin Taylor McMasters University (Canada) Donald Whitney General Motors Corporation B-9 ------- Subgroup B Engines and Propulsion Systems *Robert Mason U.S. Department of Transportation *Rodger Ringham International Harvester H. A. Cook Mack Truck Incorporated Damon Gray U.S. Environmental Protection Agency William Hammer General Motors Corporation Robert Hellweg State of Illinois Environ- mental Protection Agency Dennis Kabele John Deere Product Engineering Center Detleff Karstens Volkswagenwerk (Germany) Richard Lyon Massachusetts Institute of Technology Daniel Maxfield U.S. Department of Energy Charles Moon White Motor Corporation Ben Sharp Wyle Laboratories Joseph Sullivan Purdue University James Valus Electro Motor Division of General Motors Subgroup C Intake, Exhaust, Cooling, and Allied Engine Subsystems *Erich Bender Bolt Beranek and Newman, Incorporated *Tony Embleton National Research Council (Canada) Peter Cheng Stemco, Incorporated Larry Eriksson Nelson Industries Robert Frantz Chrysler Corporation Raymond Gorman Ryder Truck Rental B-10 ------- James Groening H.L. Blachford, Incorporated Frederick Krey CMC Truck and Coach James Lewis United Parcel Service Nicholas Miller International Harvester Charles Preuss Volkswagen of America, Incorporated Douglas Rowley Donaldson Company, Incorporated Max Rumbaugh Wallace Murray Corporation Larry Schaefer American Motors Corporation Subgroup D Interaction of Tire/Roadway and Wheel/Rail *Robert Hickling General Motors Research Laboratories *Eugene Lehr U.S. Department of Transportation Jozef DeEskinazi Cooper Tire and Rubber Company Larry Dorsch The Firestone Tire and Rubber Company John Eagleburger The Goodyear Tire and Rubber Company Allen Eberhardt North Carolina State University Conan Furber Association of American Railroads William Gibson American Trucking Association John Koper Federal Railroad Administration Leonard Kurzweil U.S. Department of Transportation James Lawther Pennsylvania State University William Leasure National Highway Traffic Safety Administration Seymour Lippmann Uniroyal Tire Company Spencer Lucus Dunlop Tire and Rubber Company Anthony Paolillo New York City Transit Authority Jerry Reagan Federal Highway Administration B-ll ------- AVIATION WORKSHOP SUBGROUP ASSIGNMENTS jack Kerrebrock Massachusetts Institute of Technology Chairman Harvey Hubbard NASA Co-chairman Subgroup A Airframe *Donald Lansing NASA *William Sperry U.S. Environmental Protection Agency Niels Andersen Pan American world Airways, Incorporated Warren Ahtye NASA Martin Fink United Technologies Research Center 'Session Leaders Jack Gibson Lockheed-Georgia Company C. G. Hodge Boeing Commercial Airplane Company Thomas Hodgson North Carolina State University K. Karamcheti Stanford University Robert Pendley McDonnell Douglas Corporation B-13 ------- Subgroup B Rotor and Propeller Noise *Charles Cox Bell Helicopter *Frederick Metzger Hamilton Standard Donald Ahrens Cessna Aircraft Company Fereidoun Farassat Joint Institute (George Washington university/NASA) Clyde Fitzgerald Santa Monica Airport George Greene NASA E. H. Hooper Beech Aircraft Corporation Harvey Hubbard NASA Frederick Schmitz NASA John Wesler Federal Aviation Administration Subgroup C Propagation *Aubert McPike McDonnell Douglas Aircraft Company *Lou Sutherland Wyle Research/Wyle Labs Jeffrey Bowles NASA Clifford Bragdon Georgia Institute of Technology Walter Collins Los Angeles Department of Airports R. E. Coykendall United Airlines John Large Southampton University (England) Richard Linn American Airlines, Incorporated Michael Lorette Boeing Commercial Airplane S. Paul Pao NASA Walter Rockenstein City of Minneapolis Nathan Shapiro Lockheed-California Company B-14 ------- Steve Starley U.S. Environmental Protection Agency Allen Stewart U.S. Navy Allan Zuckerwar Old Dominion University Subgroup D Engine Noise *Robert Lee General Electric Company *Homer Morgan NASA Gordon Banerian NASA Kenneth Bushell Rolls Royce Limited Charles Feiler NASA Derrick Higton British Embassy R. G. Hoch S.N.E.C.M.A. (France) A.K.M.F. Hussain University of Houston Jack Kerrebrock Massachusetts Institute of Technology Lucio Maestrello NASA Ramani Mani General Electric Company (California Institute of Technology) Paul Massier Jet Propulsion Laboratory Robert McGregor Wright Patterson Air Force Base A. A. Mikolajczak Pratt & Whitney Aircraft Richard Nagel City of El Segundo Robert Pendley McDonnell Douglas Corporation Mariano Perulli Office National D1Etudes et de Recherches Aerospatiales (France) Richard Russell Boeing Commercial Airplane Company Edward Smith General Electric Company John Tyler N.O.I.S.E. Uwe von Glahn NASA Craig Wilson AVCO Lycoming Division B-15 ------- APPENDIX C PROGRAM AGENDAS FOR: MACHINERY AND CONSTRUCTION EQUIPMENT WORKSHOP SURFACE TRANSPORTATION WORKSHOP AVIATION WORKSHOP C-l ------- MACHINERY AND CONSTRUCTION EQUIPMENT PROGRAM SUNDAY, JANUARY 28, 1979 7:00-9:30 pm MAIN REGISTRATION PERIOD 8:30-10:00 pm Meeting of Project Advisory Committee (Workshop Chairmen and Co-Chairmen) and Advisory Panel Members MONDAY. JANUARY 29, 1979 7:45-8:30 am FINAL REGISTRATION Centre Complex Lobby Montreal Room Centre Complex Lobby PLENARY SESSION Keynote Speakers 8:30-8:40 am Welcome by Adelene Harrison Regional Administrator, Region 6, U.S. EPA 8:40-8:50 am Introduction by John C. Schettino Director, Technology and Federal Programs Division, U.S. EPA Office of Noise Abatement and Control (ONAC) 8:50-9:15 am Charles L. Elkins, Deputy Assistant Administrator for Noise Control Programs, U.S. EPA 9:15-9:40 am Carl Gerber, Executive Office of the President, Office of Science and Technology Policy (OSTP) 9:40-10:05 am George Jacobson, U.S. Senate Environment and Public Works Committee Staff 10:05-10:30 am Claude Lamure Institut de Recherche des Transports Bron, France New York City Room 03 ------- 10:30-10:45 am 10:45-Noon 10:45-11:15 am 11:15-11:35 am 11:35-11:50 am 11:50-Noon Noon-1:30 pm 1:30-1:45 pm 1:45-2:00 pm 2:00-2:15 pm 2:15-2:30 pm 2:30-3:00 pm 3:00-3:15 pm 3:15-5:30 pm BREAK At conclusion of refreshment break participants divide into three separate and concurrently functioning workshops WORKSHOP SESSIONS Federal Agency representatives present noise technology research program updates. Questions and Comments Speakers: J. Harrison Daniel DOI/Bureau of Mines Questions and Answers Harold A. Spuhler National Science Foundation Questions and Answers LUNCH Stephen M. Blazek DOD/U.S. Navy Questions and Answers William N. McKinnery, Jr. OHEW/National Institute for Occupational Safety and Health Questions and Answers General discussion of the total Federal program BREAK Centre Complex Foyer London Room WORKSHOP SESSIONS 15 minute review of issues to be addressed in workshop and sub-group sessions followed by questions and comments from participants Open Centre Complex Foyer London Room C-4 ------- Speakers: 3:15-3:30 pm 3:30-3:40 pm 3:40-3:55 pm 3:55-4:05 pm 4:05-4:20 pm 4:20-4:30 pm 4:30-4:45 pm 4:45-4:55 pm 4:55-5:30 pm 6:30-7:30 pm 7:30-9:30 pm 8:00-5:30 pm Issue fl Robert D. Bruce Bolt, Beranek and Newman, Inc. Questions and Answers Issue fl Frank D. Hart N.C. State University Questions and Answers Issue |3 Terrence A. Dear E.I. du Pont De Nemours and Company Questions .and Answers Issue #4 John J. McNally Cateplllar, Tractor Company representing CIMA Questions and Answers GENERAL DISCUSSION Discussion of ground rules and method of operation for symposium SOCIAL HOUR (Cash Bar) BANQUET DINNER TUESDAY, JANUARY 30, 1979 SUB-GROUP SESSIONS Workshop subdivides into sub- groups to address workshop issues International Ballroom International Ballroom A - Metals/Fabrication B - Wood/Paper Hong Kong Room Mexico City Room C-5 ------- 8:00-10:00 am C - Chemical/Petroleum/ Electric Utility D - Food/Tobacco/Glass E - Textile/Printing F - Underground Mining/Surface Processing Plants G - Construction/Surface Mining Issue fl: What is the status of Noise Control Technology? Copenhagen Room Montreal Room Frankfurt Room Brussels Room Rome Room 10:00-10:15 am BREAK 10:15-12:10 pm Centre Complex Foyer 12:10-1:30 pm 1:30-3:20 pm 3:20-3:35 pm 3:35-5:30 pm 5:30-7:30 pm 7:30-10:30 pm Issue |2: What role should the Federal Government play in developing Noise Control Technology? SYMPOSIUM GROUP LUNCHEON Issue jf3: What role should the private sector play in developing Noise Control Technology? BREAK International Ballroom Centre Complex Foyer Issue f4: How and in which areas can government and industry work together on Noise RDAD programs? DINNER BREAK Project Advisory Committee Chairmen, Co-Chairmen, and Advisory Panel Members meet to develop summary outline Open New York City Room Machinery A Construction London Room Equipment Chairmen, Co-Chairmen and Advisory Panel members working group C-6 ------- WEDNESDAY, JANUARY 31, 1979 8:00-10:00 am WORKSHOP SESSION London Room Plenary review within Machinery it Construction Equipment Workshop of prior day's results. Presentation of findings, majority and minority opinions to Workshop before presenta- tion to full Plenary Session 10:00-10:15 am BREAK Centre Complex Foyer 10:15-12:30 pm PLENARY SESSION New York City All participants assemble to Room review and discuss results of Workshop Activities 10:15-10:45 am AVIATION 10:45-11:15 am (MACHINERY A CONSTRUCTION EQUIPMENT 11:15-11:45 am SURFACE TRANSPORTATION 11:45-l 2:30 pm GENERAL DISCUSSION AND DEVELOPMENT OF WORKSHOP CONCLUSIONS 12:30 pm ADJOURNMENT C-7 ------- SURFACE TRANSPORTATION PROGRAM SUNDAY, JANUARY 28, 1979 7:00-9:30 pm MAIN REGISTRATION PERIOD 8:30-10:00 pm Meeting of Project Advisory Committee (Workshop Chairmen and Co-Chairmen) and Advisory Panel Members MONDAY, JANUARY 29, 1979 7:45-8:30 am FINAL REGISTRATION Centre Complex Lobby Montreal Room Centre Complex Lobby PLENARY SESSION Keynote Speakers 8:30-8:40 am Welcome by Adelene Harrison Regional Administrator, Region 6, U.S. EPA 8:40-8:50 am Introduction by John C. Schettino Director, Technology and Federal Programs Division, U.S. EPA Office of Noise Abatement and Control (ONAC) 8:50-9:15 am Charles L. Elkins, Deputy Assistant Administrator for Noise Control Programs, U.S. EPA 9:15-9:40 am Carl Gerber, Executive Office of the President, Office of Science and Technology Policy (OSTP) 9:40-10:05 am George Jacobson, U.S. Senate Environment and Public Works Committee Staff 10:05-10:30 am Claude Lamure Institut de Recherche des Transports Bron, France New York City Room C-9 ------- 10:30-10:45 am 10:45-Noon 10:45-10:55 am 10:55-11:10 am 11:10-11:25 am 11:25-11:35 11:35-Noon Noon-1:30 pm 1:30-1:45 pm 1:45-2:00 pm 2:00-2:15 pm 2:15-2:30 pm 2:30-3:00 pm BREAK At conclusion of refreshment break participants divide into three separate and concurrently functioning workshops WORKSHOP SESSIONS Federal Agency representatives present noise technology research program updates. Questions and Comments Speakers: Eugene Lehr DOT/Office of Environment and Safety Leonard G. Kurzweil DOT/Urban Mass Transportation Administration Timothy M. Barry DOT/Federal Highway Administration John Koper Robert L. Mason DOT/Federal Railroad Administration General discussion of the DOT program LUNCH Edward Shalis U.S. Army/Tank and Automotive Command Questions and Answers Damon Gray U.S. EPA, Office of Noise and Abatement and Control Questions and Answers General discussion of the total Federal program Centre Complex Foyer Sydney Room Open C-10 ------- 3:00-3:15pm BREAK 3:15-5:30 pm WORKSHOP SESSIONS IS minute review of issues to be addressed in workshop and sub-group sessions followed by questions and comments from participants Speakers: 3:15-3:30 pm Issue fl Erich K. Bender Bolt, Beranek and Newman, Inc. 3:30-3:40 pm Questions and Answers 3:40-3:55 pm Issue f2 Bernard j. Vierling DOT/Urban Mass Transportation Administration Centre Complex Foyer Sydney Room 3:55-4:05 pm 4:05-4:20 pm 4:20-4:30 pm 4:3CM:45 pm 4:45-4:55 pm 4:55-5:30pm Questions and Answers Issue |3 Robert Hickling General Motors Research Labs Questions and Answers Issue §4 Rodger Ringham International Harvester Questions and Answers GENERAL DISCUSSION Discussion of ground rules and method of operation for symposium 6:30-7:30 pm SOCIAL HOUR (Cash Bar) 7:30-4:30 pm BANQUET DINNER International Ballroom International Ballroom C-ll ------- TUESDAY, JANUARY 30, 1979 8:00-5:30 pm SUB-GROUP SESSIONS Workshop subdivides into sub- groups to address workshop issues Surface Transportation Sub-Groups A - Exterior Sound Propagation Texican Room A in the Community and Vehicle Interior Noise B - Noise Control of Engines and Texican Room B Propulsion Systems C - Noise Control of Intake, Bowie Room Exhaust, Cooling, and Allied Engine Subsystems D - Noises from Interaction of Reagan Room Tire/Roadway and Wheel/Rail 8:00-10:00 am Issue fl: What is the status of Noise Control Technology? 10:00-10:15 am BREAK Centre Complex Foyer 10:15-12:10 pm Issue #2: What role should the Federal Government play in developing Noise Control Technology? 12:10-1:30 pm SYMPOSIUM GROUP LUNCHEON International Ballroom 1:30-3:20 pm Issue |3: What role should the private sector play in developing Noise Control Technology? 3:20-3:35 pm BREAK Centre Complex Foyer 3:35-5:30 pm Issue §4: How and in which areas can government and industry work together on Noise RD&D programs? 5:30-7:30 pm DINNER BREAK Open 7:30-10:30 pm Project Advisory Committee New York City Chairmen, Co-Chairmen, and Room Advisory Panel Members meet to develop summary outline C-12 ------- Surface Transportation Chairmen, Sydney Room Co-Chairmen and Advisory Panel members working group WEDNESDAY, JANUARY 31, 1979 8:00-10:00 am WORKSHOP SESSION Plenary review within Surface Transportation Workshop of prior day's results. Presentation of findings, majority and minority opinions to Workshop before presentation to full Plenary Session 10:00-10:15 am BREAK 10:15-12:30 pm PLENARY SESSION All participants assemble to review and discuss results of Workshop Activities 10:15-10:45 am AVIATION 10:45-11:15 am MACHINERY A CONSTRUCTION EQUIPMENT 11:15-11:45 am SURFACE TRANSPORTATION 11:45-12:30 pm GENERAL DISCUSSION AND DEVELOPMENT OF WORKSHOP CONCLUSIONS Sydney Room Centre Complex Foyer New York City Room 12:30pm ADJOURNMENT C-13 ------- AVIATION PROGRAM SUNDAY, JANUARY 28, 1979 7:00-9:30 pm MAIN REGISTRATION PERIOD 8:30-10:00 pm Meeting of Project Advisory Committee (Workshop Chairmen and Co-Chairmen) and Advisory Panel Members MONDAY, JANUARY 29, 1979 7:45-8:30 am FINAL REGISTRATION PLENARY SESSION Keynote Speakers Centre Complex Lobby Montreal Room Centre Complex Lobby 8:30-8:40 am 8:40-8:50 am 8:50-9:15 am 9:15-9:40 am 9:40-10:05 am Welcome by Adelene Harrison Regional Administrator, Region 6, U.S. EPA Introduction by John C. Schettino Director, Technology and Federal Programs Division, U.S. EPA Office of Noise Abatement and Control (ONAC) Charles L. Elklns, Deputy Assistant Administrator for Noise Control Programs, U.S. EPA Carl Gerber, Executive Office of the President, Office of Science and Technology Policy (OSTP) George Jacobson, U.S. Senate Environment and Public Works Committee Staff New York City Room 10:05-10:30 am Claude Lamure Institut de Recherche des Transports Bron, France C-15 ------- 10:30-10:45 am Centre Complex Foyer 10:45-Noon 10:45-11:00 am 11:00-11:15 am 11:15-11:30 am 11:30-12:10pm BREAK At conclusion of refreshment break participants divide into three separate and concurrently functioning workshops WORKSHOP SESSIONS Mexico City Federal Agency representatives Room present noise technology research program updates. Questions and Comments Speakers: Robert McGregor DOD/U.S. Air Force Questions and Answers Gordon Banerian NASA, Headquarters Charles E. Feiler Uwe H. von Glahn NASA, Lewis Research Center 12:10-1:30pm LUNCH 1:30-2:15 pm Open Homer G. Morgan NASA, Langley Research Center 2:15-2:45 pm General discussion of the NASA program 2:45-3:15 pm General discussion of the total Federal program 3:15-3:30pm BREAK 3:30-6:00 pm WORKSHOP SESSIONS Presentation of papers on status of Aviation noise control technology Speakers: 3:30-3:55 pm CTOL Richard E. Russell Boeing Company of America (Questions and Answers) Centre Complex Foyer Mexico City Room C-16 ------- 3:55-4:20 pm CTOL Robert E. Pendley McDonnell Douglas Corporation (Questions and Answers) 4:20-4:45 pm STOL Jeffrey Bowles Michael Shovlin NASA, Ames Research Center (Questions and Answers) 4:45-5:10 pm ROTARY WING Charles R. Cox Bell Helicopter (Questions and Answers) 5:10-5:35 pm SST Gordon Banerian NASA Headquarters (Questions and Answers) 5:35-6:00 pm GENERAL DISCUSSION Discussion of ground rules and method of operation for symposium 6:30-7:30 pm SOCIAL HOUR (Cash Bar) 7:30-9:30 pm BANQUET DINNER TUESDAY, JANUARY 30, 1979 8:00-5:30 pm SUB-GROUP SESSIONS Workshop subdivides Into sub- groups to address workshop Issues Aviation Su6-Groap* A - Airframe Noise B - Rotor & Propeller Noise C - Propagation D - Engine Noise 8:00-9:30 am Issu* ft: What is the status of Noise Control Technology? 9:30-10:00 Issue |2: What role should the Federal Government play in developing Noise Control Technology? International Ballroom International Ballroom Amsterdam Room Sydney Room London Room Paris Room C-17 ------- 10:00-10:15 am BREAK 10:15-11:15 am 11:15-Noon Centre Complex Foyer Noon-1:30 pm 1:30-2:15 pm 2:15-3:15 pm 3:15-3:30 pm 3:30-4:00 4:00-5:30 pm 5:30-7:30 pm 7:30-10:30 pm ISHM |2 Discussion Continues (Questions and Answers) ISMM f3: What general and specific areas require Federal research support? What programs in progress require further emphasis? SYMPOSIUM GROUP LUNCHEON Issue |3 Discussion Continues (Questions and Answers) Issue f4: What role should the private sector play in developing noise control technology? BREAK International Ballroom Centre Complex Foyer Issue f4 Discussion Continues (Questions and Answers) Issue f5: Are there demonstra- tion programs needed to stimulate the adoption of advanced noise technology? (Questions and Answers) DINNER BREAK Project Advisory Committee Chairmen, Co-Chairmen, and Advisory Panel Members meet to develop summary outline Open New York City Room Aviation Chairmen, Co-Chairmen, Mexico City and Advisory Panel members Room working group C-18 ------- WEDNESDAY, JANUARY 31, 1979 8:00-10:00 am WORKSHOP SESSION Mexico City Plenary review within Aviation Room Workshop of prior day's results. Presentation of findings, majority and minority opinions to Workshop before presentation to full Plenary Session 10:00-10:15 am BREAK Centre Complex Foyer 10:15-12:30 pm PLENARY SESSION New York City All participants assemble to Room review and discuss results of Workshop Activities 10:15-10:45 am AVIATION 10:45-11:15 am MACHINERY A CONSTRUCTION EQUIPMENT 11:15-11:45 am SURFACE TRANSPORTATION 11:45-12:30 pm GENERAL DISCUSSION AND DEVELOPMENT OF WORKSHOP CONCLUSIONS 12:30 pm ADJOURNMENT C-19 ------- APPENDIX D ISSUES FOR: MACHINERY AND CONSTRUCTION EQUIPMENT WORKSHOP SURFACE TRANSPORTATION WORKSHOP AVIATION WORKSHOP D-l ------- MACHINERY AND CONSTRUCTION EQUIPMENT WORKSHOP ISSUES 1. What is the status of Noise Control Technology? a. What major noise related research programs does industry (corporations and trade associations) have underway (Federal have already been identified)? b. What are the principal approaches available to reduce equipment and process noise? c. What are some of the major types of equipment and pro- cesses for which noise control methods are unavailable? d. Has there been noise abatement technology transference from one product/process to another? e. What research should be done? 2. What role should the Federal government play in developing Noise Control Technology? a. What factors should influence Federal involvement in noise research? b. For what products, processes, and industries should the Federal government be undertaking noise research? c. What other areas of noise generation should receive Federal research support? d. What future technology developments will influence noise control and/or research? e. What balance should be given to support for demonstration programs and research to develop new technology? D-3 ------- 3. What role should the private sector play in developing Noise Control Technology? a. Can industry solve the noise problems without input and assistance of the Federal government? b. What are the incentives for noise control RD&D by equipment manufacturers and users? c. In what specific areas should noise control research be done by private industry? d. What are the constraints that inhibit development of noise control technology by industry? e. Waht role should educational institutions play in RD&D for the industrial/ and machinery and construction equipment areas? 4. How and in which areas can government and industry work together on Noise RD&D programs? a. What method/procedures can be utilized to disseminate and implement the results of successful RD&D programs? b. What are the principal factors that need to be shown in demonstration programs to encourage adoption by industry? c. What forum or mechanism can be used effectively to provide for an exchange between government and industry concerning noise research needs and accomplishments? D-4 ------- SURFACE TRANSPORTATION WORKSHOP ISSUES 1. What is the status of Noise Control Technology? a. What are some of the major types of equipment for which noise control methods are unavailable? b. What are the principal approaches available to reduce equipment noise? c. What noise related research programs do industry (corporations and trade associations) have underway? d. Has there been noise abatement technology transference from one product/process to another? 2. What role should the Federal government play in developing Noise Control Technology? a. What factors should influence Federal involvement in noise research? b. For what products, and industries should the Federal government be undertaking noise research? c. What other areas of noise generation should receive Federal research support? d. What future technology development will influence noise control and/or research? e. What are the principal factors that need to be shown in demonstration programs to encourage adoption by industry? D-5 ------- What role should the private sector play in developing Noise Control Technology? a. Can industry solve the noise problems without input and assistance of the Federal government? b. What are the incentives for noise control RD&D by equipment manufacturers and users? c. In what specific areas should noise control research be done by private industry? d. What are the constraints that inhibit development of noise control technology by industry? e. What role should educational institutions play in solving noise problems? How and in which areas can government and industry work together on Noise RD&D programs? a. What method/procedures can be utilized to disseminate and implement the results of successful RD&D programs? b. What specific noise control demonstration programs would aid equipment manufacturers and users to introduce noise control measures? c. What forum or mechanism can be used effectively to provide for an exchange between government and industry concerning noise research needs and accomplishments? D-6 ------- AVIATION WORKSHOP ISSUES Five main issues: 1. What is the status of Noise Control Technology? a. CTOL (Carrier, general aviation/business jets) b. STOL c. Rotory Wing d. SST 2. What role should the Federal government play in developing Noise Control Technology? 3. What general and specific areas require Federal research support? What programs in progress require further emphasis? a. Engine noise (1) Jet (2) Turbomachinery (3) Core noise (4) Treatment b. Airframe c. Propellers and rotors d. Propagation 4. What role should the private sector play in developing noise control technology? 5. Are there demonstration programs needed to stimulate the adoption of advanced noise technology? a. Engine noise (1) Jet (2) Turbomach inery (3) Absorptive treatment b. Air frame c. Propellers and rotors d. Propagation D-7 ------- Ten "sub-issues" to support the course of the discussion on the five main issues and provide some specific informational needs: a. How adequate is the national R&T program to establish fundamental understanding of the phenomena controlling noise production? b. How adequate is the present capability for predicting the noise characteristics of a new design? c. What elements are lacking in the national R&T program to establish adequacy in the above two senses? d. What elements of the present Federal noise research program should be contracted or eliminated in favor of others of greater importance? e. Are there demonstration programs needed to stimulate the adoption of advanced noise control technology? f. Is the Federal program properly balanced between activi- ties in: basic research, applied research, demonstra- tion, and development? g. Does the congressional mandate for Federal noise control research which results mainly from public pressure, provide a sound basis for the program, or should industry attempt to motivate the program? h. What is the purpose of the Federal noise research program (e.g. establish a basis for regulation, etc.)? i. Should there be a larger scale Federal program with longer term commitments? j. Can and should the private sector be induced to put risk capital into noise research? How? D-8 « «. S. OOVMJIMKNT PRINTING OFFICE : 1979 621-olB/nn ------- |