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                                            FEASIBILITY STUDY OF REMOTE MONITORING OF GAS
                                             POLLUTANT EMISSIONS BY RAMAN SPECTROSCOPY
                                                            FINAL REPORT

                                                           Donald A. Leonard
                                                         Contract CPA 22-69-62
                                                             November 1970
                                                              prepared for
                                            NATIONAL AIR POLLUTION CONTROL ADMINISTRATION
                                            DEPARTMENT OF HEALTH, EDUCATION AND WELFARE
                                                       Durham, North Carolina 27701
                                     EVERETT RESEARCH  LABORATORY
                                      A DIVISION  OF AVCO CORPORATION

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 FEASIBILITY STUDY OF REMOTE MONITORING OF GAS
  POLLUTANT  EMISSIONS BY RAMAN SPECTROSCOPY
                     FINAL REPORT

                           by

                   Donald A. Leonard
       AVCO EVERETT RESEARCH LABORATORY
                       a division of
                  AVCO CORPORATION
                 Everett,  Massachusetts
                 Contract CPA 22-69-62
                     November 1970
                      prepared for

NATIONAL AIR POLLUTION CONTROL ADMINISTRATION
DEPARTMENT OF HEALTH, EDUCATION AND WELFARE
              Durham,  North Carolina 27701

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                    TABLE OF CONTENTS

                                                                Page

       List of Illustrations                                       v

   I.   INTRODUCTION                                           1

  II.   RAMAN SCATTERING THEORY                            3

 III.   MEASUREMENT OF NO AND SO- RAMAN
       SCATTERING CROSS-SECTIONS                           11

 IV.   NUMERICAL BASIS FOR POWER PLANT
       PLUME FIELD EXPERIMENTS                            13

  V.   EXPERIMENTAL FIELD APPARATUS                     21

 VI.   EXPERIMENTAL FIELD RESULTS                        31

 VII.   CONCLUSIONS                                            39

VIII.   RECOMMENDATIONS                                     41

       REFERENCES                                            42

       APPENDIX -   MEASUREMENT OF NO AND SO2 RAMAN
                     SCATTERING CROSS-SECTIONS             A-l

       APPENDIX REFERENCES                                A-6
                              -111-

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                       LIST OF ILLUSTRATIONS


Figure                                                              Page

 II-1       Potential energy diagram for diatomic molecule            4
           undergoing vibrational Raman scattering.

 II-2       Detailed structure of the vibrational Raman line for         7
           N2 at T = 300°K showing the close overlap of the
           A J = 0 transitions and the production of sidebands
           by the A J = + 2 transitions.

 II-3       Apparent change in signal as a function of temperature      9
           with various fixed wavelength  aperatures in the detection
           system.

 IV-1      Concentration  of pollutant detectable as a function of        15
           range and integration time.

 IV-2      Typical Raman spectrum from combustion gases  using      18
           a 3371 A  laser  source.

 V-l       Optical system used in the power plant field experi-         22
           ment

 V-2       Transmission  characteristic of the liquid filter used        24
           in the optical system of the field experiment.

 V-3       Schematic of the photon counting electronic detection        25
           system.

 V-4       Schematic of the 10-channel photon counting detection       27
           system.

 V-5       Plan view of the Boston Edison Mystic Station showing      28
           the position of the laser  Raman spectrometer van.

 V-6       Photograph of spectrometer van at power plant site.         29

 VI-1      Remote ambient air Raman  spectrum.                      32

 VI-2      Raman spectrum of smoke plume showing spontaneous      33
           emission lines.

 VI-3      Raman spectrum of smoke plume with spontaneous          34
           emission lines  suppressed.
                                   -v-

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Figure                                                             Page

 VI-4      Plume profile showing normalized Raman scattering from  36
           N2, O ,  CO2 and H2O.

 VI-5      Water vapor to oxygen Raman ratio in ambient air.         38

 A-1       Schematic of experimental arrangement for 90  cross-     A-2
           section measurements.

 A-2       Schematic of experimental arrangement for 180  cross-    A-4
           section measurements.

 A-3       Spectral  scan of 50% NO - 50% NZ mixture showing the     A-5
           relative  strength of the NO line at 3599 A* and  the N2
           line at 3658 A\
                                   -VI-

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                            I.   INTRODUCTION
       This report describes work performed between 2  June  1969 and
1  August 1970 under Contract CFA22-69-62,  "Feasibility Study of Remote
Monitoring of Gas Pollutant  Emissions by Raman Spectroscopy, " supported
by the National Air Pollution Control Administration.
       The  specific objective of this contract has been to determine the
feasibility of using laser Raman scattering to remotely monitor the
emission of NO and SO? from large stationary sources such as electric
power plants.  The work has been divided into two phases as discussed
below.
PHASE I - Controlled Laboratory Study:  The first  phase concentrated
primarily on the  measurement of the Raman  scattering cross-sections
for NO and SO.,,  since  no previous measurement of these cross-sections
was known to have been made.  Knowledge of these cross-sections is
essential both to  evaluate the feasibility of the method and to quantitatively
calibrate the instrumentation.   The cross-sections for both  NO and SO?
were  satisfactorily measured in the Laboratory and the results have been
published in the Journal of Applied Physics.
PHASE II -  Field Evaluation: The second phase has been devoted to an
evaluation of the  feasibility of the method in the field on an actual source
of pollutant  emissions.  The Boston Edison,  Mystic Station Electric
Power Plant,  located a mile from the Avco Everett Research Laboratory,
was selected for  the field study.  A laser Raman spectrometer utilizing
a 3371 A pulsed  nitrogen laser  was installed in a van at the  plant site, and
considerable data have been collected.
       For  the first time, Raman spectra  of N , O ,  H?O and CO  have
been obtained from a power  plant plume without interference,  and
detailed field procedures have been developed which permit  quantitative

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profiles  of the molecular density of these molecules  in the plume to be
routinely obtained.  However, NO and SO? have not yet been observed,
due primarily to the insufficient stray light rejection ratio of the
monochrometer used in the present system.
       The important conclusion to date is that no evidence has  yet been
obtained which shows that the method will not work.  However, a conclusive
proof of  the feasibility of the  method has yet to be established.  Improve-
ment in the monochrometer quality will allow the  feasibility of the method
to be conclusively resolved.
       Other  improvements in S/N include the possibility of focusing the
laser to  increase beam brightness at the plume and the substitution of non-
dispersive wavelength selection  to reduce the loss  of Raman signal by the
monochrometer slit field stop.
                                   -2-

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                   II.   RAMAN SCATTERING THEORY
A.   History
       In 1923,  Smekal  published a theoretical paper on  the  quantum
theory of dispersion in which  he showed  that for light  scattering in
transparent media frequencies   other  than  those  present in the  original
light  might be found in the scattered radiation.  The  effect predicted by
Smekal was  experimentally verified  in  liquids by Raman in 1928,  and
the phenomenon  is now known as the Raman effect.
       For several decades  Raman  spectroscopy proved to be an inval-
uable tool of the  physicist for studying the  structure of molecules.
However,  this early work was limited  by the  need for  very long expo-
sure  times with extremely  high  power  mercury arc lamps. The advent
of the laser,  a high intensity  source of monochromatic  light,  has  caused
a  renewed interest in  Raman  spectroscopy.  Instruments have  been mar-
keted which  combine CW lasers and scanning  tandem monochromators
into systems  of  great  practical  utility for laboratory use.  The  intent of
this effort was  to study the  feasibility  of extending the practical appli-
cation of Raman  scattering for the  remote  analysis of  power  plant plumes
in field  situations.
B.   Theory
       The frequencies observed in  Raman  scattering  correspond  to the
frequency  of  the  incident light shifted  by some characteristic  frequency
of the scattering  molecule. A potential energy  diagram  for a  typical
molecule undergoing vibrational  Raman scattering is  shown in Fig.  II-l.
Photons  of frequency v  and  energy  h^   are incident on the molecule.
Photons  of frequency  "Raman  and energy n"Raman are  scattered,  and
the molecule  is left  in a higher vibrational energy state  after  the  col-
lision than before.  The difference in energy between the incident and
scattered photons is exactly equal to the  energy given to  the molecule,
                                  -3-

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      POTENTIAL

      ENERGY,


          V
                              V	/_
                                    AEV|B =
                                      \
                           INTERNUCLEAR  SEPARATION,
           hl/RAMAN =  h"o
AE
     VIB
      Fig. II-1    Potential energy diagram for diatomic molecule undergoing

                vibrational Raman scattering.
                              -4-
A9692

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and in the case of vibrational excitation,  is the vibrational  energy spac-
ing,  AE   , .   Thus,  by measuring the energy  of  the  Raman scattered
photons and by  knowing the energy  of  the incident photons the vibrational
energy spacing  of  the  scattering molecule  may be determined.  Conversely,
if  the energy  of Raman photons  from a particular molecular species is
known,  then  a measurement of the  Raman  scattering at that photon
energy will be a means  of  monitoring  that  particular species.
       The molecular  species of importance for atmospheric Raman
scattering are listed in Table I.   The vibrational energy spacing, the
wavelength to which  the  Raman  scattering  is  shifted (assuming a 3371 A
pulsed nitrogen laser source)  and  the  Raman scattering cross-section
for each  species,  normalized  to nitrogen,   are  also shown.
       The  selection rules  for the change  in  rotational-quantum number
during a  vibration  Raman transition  are AJ =  0 and AJ = +  2.  Usually
all the lines having AJ = 0 lie very close  to each other  in  energy and
are not resolved except  with  very  high resolution spectroscopy.  The
AJ =  +  2 transitions, however,  are  well  separated in energy  and appear
as side bands  on  either  side  of  the  intense AJ = 0  line. Figure  II-2 is
a  representation of the vibrational Raman  scattering  for  molecular nitro-
gen excited with a 3371 A  pulsed  nitrogen laser,  showing  the  intense
AJ =  0  line with much weaker side  bands  for  the  AJ = - 2 and  AJ  = + 2
rotational transitions.
       This figure  was  drawn for a  temperature of 300 K with the
assumption that the A J =  0 transition  is a factor of 100 stronger than the
                                                                       2
A J = _+ 2 transitions,  as indicated by a theoretical calculation by Sharma.
Details such as the alternation in  intensity of the A J =  + 2 lines have been
neglected.  See Herzberg  for  further information.
       The side bands can be important in practice for the following two
reasons:
       (1)  The AJ  = + 2 side bands of a strongly scattering, high con-
centration species may overlap and  mask the weaker AJ = 0 scattering
from a low concentration  species. This does not appear to be  a problem
for the detection of NO and SO  which are well separated  in Raman energy
shift from N   and other high concentration species.  However,  problems

                                   -5-

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                       TABLE I
    DATA FOR MOLECULAR SPECIES OF INTEREST
       FOR ATMOSPHERIC RAMAN SCATTERING
Molecule
N2
°2
H2°
co2
CO
NO
so.,
Vibrational
Energy
Spacing
2330 cm"1
1556
3652
1285. 5
1388. 3
2143
1876
1151
Wavelength of
Raman Scattering
with 3371 A Laser
Source
3658 8.
3558
3844
3523. 7
3536. 5
3634
3599
3507
^RAMAN
CTRAMAN (N ;
1.
1.
4.
2.
2.
0.
2.
00
5*
15**
2***
2

5 	
4vvvv
Widhopf and Lederman (Brooklyn Polytech) see Reference 4
Cooney, NCAR - Reference 5
Derr, ESSA -  Reference 6
Leonard, Avco - Reference 7 and Section III
                          -6-

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          10°
                                            AJ = 0
         10
           -2
         ID'
                                                       AJ =
                   3630    3640    3650    3660    3670
                           WAVELENGTH (ANGSTROMS)
3680
     Fig. II-2    Detailed structure of the vibrational Raman line for N2 at
                 T = 300°K showing the close overlap of the A J = 0 transitions
                 and the production of sidebands by the A J = + 2 transitions.
                                     -7-
C2307

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may arise  in cases such as the detection of trace amounts of CO in the
presence of high concentrations of N  , as in combustion plumes.  This
potential source  of interference in the analysis of combustion plumes due
to side bands is discussed in more detail in Section IV.
       (2)  With  a fixed wavelength aperture in the detection  system,
temperature variations will  cause changes in the amount of Raman
scattering  detected from a constant density of scattering molecules.  This
is illustrated by  Fig. II-3 which shows the fraction of the total  Raman
scattering  from AJ = 0 and AJ = + 2 as a function of temperature for
various fixed wavelength aperture widths which are centered on the AJ = 0
line.  This plot is calculated theoretically for the worst case when the
strength of the A J = _+ 2 transitions are assumed equal to the A J = 0.
It can be noted that for very wide apertures which include most of the
side bands there is very little temperature effect and also for  very narrow
apertures there is also very little temperature effect.  Precision  measure-
ments at the 1% level of accuracy may have to take this effect into con-
sideration.
                                   -8-

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         1.0
          .9
   .8

Q
LU

O

jf .7

UJ
Q
       O
       <
       cr
       u_
          .5
          .4
          .3
                                    AX = 60 A
                                          24
                                   12
                                          8
                                          2
                                     1
                                      1
1
                   200     220     240     260     280

                                TEMPERATURE, °K
                                                      300
       Fig. II-3    Apparent change in signal as a function of temperature with

                  various fixed wavelength aperatures in the detection system.
                                      -9-
C2306

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       III.  MEASUREMENT OF NO AND SO2 RAMAN SCATTERING
                            CROSS-SECTIONS
       The Raman scattering cross-sections for NO and SO  were measured
experimentally with a 3371 A laser source as part of this feasibility study,
since no previous  measurements of these  cross-sections was known to have
been made.
       The results of these measurements has been published in the Journal
of Applied Physics.   The text of this paper is reproduced as  an Appendix to
this  report.
       Additional  information which was not included in the paper as
published:
       1.    The measurements were carried out at room temperature,
             i. e. ,  approximately 300 K.
       2.    The instrumental bandpass was  17 A  as controlled by a
             1 mm slit on a  1/2-meter 1200 £/mm grating mono-
             chrometer.
       3.    The results were corrected for  spectrometer, inter-
             ference filter and  photomultiplier spectral response which
             over the 151 &  range between the SO2 line at 3507  K
             and the N_ line at  3658 A* amounted to  30% or less.
       4.    The quoted uncertainties were the combination of the
             photostatistic and  spectral response uncertainties.
                                 -11-

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         IV.  NUMERICAL BASIS FOR POWER PLANT PLUME
                         FIELD EXPERIMENTS
       The  number of Raman photoeiectrons collected by an optical
detector in an atmospheric pulsed laser backscattering system
can be expressed by the following range equation:
                                         A
       = NLASERft NSCAT aRAMAN  AR  — e   e ^ T,  T.
                                           2   Pe  UP  A   A_
                                         R                2

\vhere N.—..-,  =  number of Raman photoeiectrons detected
       N
        LASER =  number of laser photons per pulse
       f = laser pulse repetition frequency

      t = integration time

      N^  .   = density  of molecular scatters
      <7  .      = Raman scattering cross-section per particle
                 per ster^dian

      AR = range resolution

      A  = telescope aperture area =  TiD
                                      4

      D =  telescope aperture diameter
                                 -13-

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     R= range

     e    = photocathode photoelectric efficiency

     e    = optical system efficiency

     T\ T,  =  two-way atmospheric transmission, T.   at laser
       12                                         1
               wavelength and T,   at Raman wavelength
                               X2
       It can be seen from this equation that,  if the transmitter and
receiver system parameters N  .-..-,, a  AMAN»  ^R, tne detection solid
angle and the detection efficiencies are known,  the only two quantities
remaining are the density of scattering molecules N_r-   and the two-way
transmission factor T T,.   to the range of interest.   Thus a measure of
                      1   2
the Raman scattering from a single range cell can be used to determine
directly  the productof the density of scatterers and the two-way transmission
to the  region  of interest.
     If the density of one component,  such as N  is known,  a measure  of its
Raman scattering yields the transmission to the range cell of interest.  Thus,
normalization of the Raman scattering from pollutants of unknown concentration
to that of N£ yields an absolute concentration ratio independent of transmission,
if the transmission at the various Raman  wavelengths differs only slightly.
     A calculation was carried out using the above range equation with
system parameters which assume state-of-the-art, well engineered com-
ponents.  The parameters assumed are listed  below  together with a brief
rationale for  the particular  choice.
     The  detectable concentration of NO and SO_ as calculated using the
above  range equation and system  parameters is shown in Fig. IV-1 as
a function of range and integration time.  The  conclusion from this
figure  is that NO and SO  should be detectable  at the  100 PPM level at
ranges up to 1000 feet with reasonable integration times the order of
a few minutes.
                                   -14-

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                     10
                  cc

                  I io3
                  z
                  o
                  o
                     10
NO
SO,
                            100        1000        10,000
                                  RANGE,FEET
       Fig. IV-1    Concentration of pollutant detectable as a function of range
                    and integration time.
                                       -15-
C3026

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     System
   Parameter
     Value
    Assumed
     Rational
N
  PE
NLASERf
 100 photoelectrons
  . 7xl017photons
           sec
In a signal limited
situation, such as
during night operation,
this would produce  a
photostatistical accuracy
of 10%.
                                                 This value corresponds
                                                 to 0. 1 watts of average
                                                               o
                                                 power at 337 1A in the
                                                 ultraviolet.   This  is
                                                 provided by the commer-
                                                 cially available Avco
                                                 Model C950 pulsed N_
                                                 laser for example.
N
  SCAT
CTRAMAN (S°2)
CT RAMAN (NO)
2. 9xl019(PPMxlO"6)
4. 8xlO"29cm'd/ster
 1. 0x10   cm /ster
Operation is at
approximately Standard
atmospheric density.

Using the data of
Table I and a value
 of 2xlO-29cm2/ster

 forCTRAMAN(N2)'
AR
 10 feet
Typical power plant
plume diameter.
  T
—(10)  inches
Typical field optical
systems are of this size.
 pe
                        0. 30
                         RCA 8850 photomultiplier
                         photocathode sensitivity
                         in the ultraviolet.
 op
                        0. 10
                        1. 0
                                 -16-
                         Typical transmission of
                         a good monochrometer
                         plus   transfer optics.
                         This factor can vary from
                         unity to zero depending
                         on conditions.

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       The experimental field apparatus described in Section V was
designed to match as closely as possible the system parameters used in
the above calculation.   However,  the laser output power was a factor  of
4 less  due to spatial and spectral filtering  and there was a factor of 6
optical mismatch  in the  monochrometer system.    This mismatch occurs
because the combination of the 4 milliradian (2 mrad 1/2 angle) laser beam
and the 60-inch focal length telescope produces a 6 mm image on the  1 mm
wide monochromator entrance slit field stop.  This loss of a factor of 6
can be corrected by the use of beam expansion and focusing optics in the
laser transmitter.
       The observed experimental Raman  signals were a factor  of 100 less
than the calculation and a factor of 4 less than the  actual field apparatus
would be expected to produce.   This factor of  4 discrepancy could be ex-
plained by a combination  of uncertainties in cross-section absolute magni-
tude,  optical transmission  losses and the efficiency of the photoelectron
counting  process.
       In addition to the absolute Raman signal strengths, the interference
and possible overlap among the Raman scattering from the various molecu-
lar constituents of a combustion plume can also be calculated.   Figure IV-2
shows  the Raman  spectrum expected from  typical combustion gases at
300 K, including the A J = +_ 2  rotational sidebands.   The A J = 0 components
have been normalized  to a signal  of unit strength for  N_  in accordance with
their concentration and scattering cross-section.
             The  A J = +_  2  components for  N_  are  shown in  Fig.  IV-2, as
previously indicated in Fig.  II-2 and described in Section II.   The ampli-
tude of the A J = +_ 2 components for the Raman lines  of the other  species
are also  shown approximately  two orders of magnitude weaker than the
strong A J = 0 component.  The width of the various  A J = _+  2  components
is, however, scaled proportional to the 1/2  power of the rotational constant
(B  in  Herzberg's notation)  for each  specie.
       The justification for this scaling can be seen by differentiating the
expression  for NT the  number  of molecules per rotational level.
                                 -17-

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      X

      o I0~'
      2
      UJ
      cr
      •" lO-2
      CO IU

      _l
      <
      2


      W l0"3

      UJ
      _J
      UJ
      cc
        I0
          ~4
              3500
100 PPM
  NO
15 PPM
 CH4
                                 25PPM
                                   CO
                                                                 10%
                                                                 H20
                                                            I
 3600           3700           3800

   WAVELENGTH, ANGSTROMS
                        3900
         Fig.  IV-2    Typical Raman spectrum from combustion gases using a
                      3371  A laser source.
                                         -18-
C2668

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                       =  -- (2J
                                        BJ(J+1) 1. 44
                                              T
               J_
               Q
                       - BJ(J+1) 1. 44
                              T
2 e
                     1. 44B
                                     -BJ(J+1)1. 44
                                           T
(2J+ 1)  e
and setting the derivative equal to zero and solving for J^    as a function
of B
                       Max
                X  -X ,
                 o    J
                       Max
               AEX2  =   B (4J + 6) X2
                    o                 o
               A   - X T
                 o     J.
                       Max
                •y/BT
       The widths of the A J = jf 2  sidebands were scaled according to
Bg = 2. 01,  1. 44, . 39, 9. 5 cm"1 for NZ, O2> CC>2 and H2O,  respectively. 3
(SO_ was  arbitrarily set equal to CO_).
       In summary  the amplitudes of the sidebands in Fig.  IV-2 are order
of magnitude estimates whereas the widths are probably good to within a
factor of 2.  A more accurate and  complete recalculation of Fig.  IV-2,
particularly as a function of temperature and relative concentration, would
assist in defining the limits of the  Raman method.  However, NO is seen
to be  clearly free of interference and SO- lies more than 2 orders of magni-
tude above the  sideband  of CO_.  The CO Raman  scattering on the other
hand is less than the N_  sideband for  CO concentrations below about 250
PPM.
                                  -19-

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                V.   EXPERIMENTAL FIELD APPARATUS

       This section describes the remote pulsed laser Raman spectrometer
which has been deployed and operated at the site of the Boston Edision
Mystic Station Electric Power Plant.
A.  Laser
       The  laser used is a 3371 A ultraviolet pulsed nitrogen laser,
MOPA (jvlaster (Oscillator P_ower Amplifier).   A small pulsed nitrogen
laser is used  as an oscillator to provide approximately 10 kW of peak power.
The beam from  the oscillator is passed through a mode control spatial filter
which produces  a beam with a divergence of 2 milliradians.   The divergence
controlled beam is then amplified in a second larger laser unit which is
synchronized  with the oscillator to within 1 nanosecond.
       The  output beam from the MOPA is passed through an interference
filter designed to pass the 3371 A laser line and block by at least 3 orders
of magnitude the spontaneous emission lines in the nitrogen  discharge which
occur in the wavelength region of the Raman lines of interest.   Steering
mirrors are used  to position the beam within the field of view of the telescope
at the range of interest.
       The  resulting laser MOPA unit produces an output beam with the
following characteristics:
             Peak Power            - 50 kilowatts
             Pulse Repetition  Rate  - 100 pulses per second
             Pulse Duration         - 10 nanoseconds
             Wavelength             - 3371 £
             Beam Divergence      - 2 milliradians
B.  Receiver  Optics
       The  optical system of the receiver is shown  schematically in
Fig.  V-l.  A  10-inch diameter,  60-inch focal length Newtonian telescope
is used to collect the Raman backscattered photons produced by the outgoing
laser pulse.   Gross alignment is provided by the laser beam steering mirror.

                                  -21-

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                                      QEYEPIECE
                                      -M	
                                      Hl-
                                             MONOCHROMETER
                                          LIQUID  FILTER
                                          PHOTOMULTIPLIER
       Fig. V-l    Optical system used in the power plant field experiment.
                                  -22-
C2246

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In practice, the telescope is first aligned so that the smoke plume is  in
view in the telescope eyepiece.   The steering mirror is then  adjusted for
maximum returned signal on a strong Raman line such as N? at  3658  A.
       The photons collected by the telescope are passed through a Jarrell-
Ash 1/4 meter monochrometer.  This monochrometer has a measured
resolution of 17 A per mm,  a transmission of 20% in the ultraviolet and
a stray light  rejection ratio reputed to be 10
       A  lens focuses the exit slit of the monochrometer onto a  field
stop placed in front of an RCA 8850 photomultiplier.  A liquid filter is
placed adjacent to the lens.  The liquid  filter, a water  solution of 2, 7 -
dimethyl - 3, 6 - diazacyclohepta - 1,6  - diene perchlorate in a quartz
walled cell, has the property of  essentially complete isotropic volume bulk
absorption of 3371 A but with nearly complete transparency  at wavelengths
of 3500 A and longer.  Figure V-2 is a  plot of the filter's transmission vs
wavelength.  This filter is essential for blocking the strong on-frequency
return at  3371  A which is reflected from the smoke plume and which  the
Jarrell-Ash 1/4 meter monochrometer alone is not able to adequately
reject.  It is far superior in this regard than the best interference filters
commercially available,  both in transmission characteristics and in angle
requirements.
C.  Basic Receiver Electronics
       The block diagram of Fig.  V-3 shows the receiver detection elec-
tronics.   The output from the RCA 8850 photomultiplier is sent directly
to a 200 megacycle Hewlett-Packard 5248 counter.   The counter  discrimina-
tor threshold is set so that all photoelectron pulses  produced by  the photo-
multiplier are  counted directly by  the counter.
       A  synchronization pulse produced by the laser trigger circuit  is
suitably delayed (100 nanoseconds  = 50  feet of range) and then sent to  a
gate generator which produces typically a  100 nanosecond gate pulse.   This
gate pulse is introduced into the counter in a manner such that the counter
will count photoelectron pulses  only during the time the gate is on.  At all
other times,  between the laser  pulses,  the counter is inactivated and does
not count  the background and dark  current  photoelectron pulses produced.
                                  -23-

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                     100
                     90
                     80
                     70
                   Z
                   o
                   CO
                   «2 60
                   5
                   
-------
                LASER
                    SYNC
                DELAY
                ICONS
                GATE
_TL
         COUNTER
     Fig.  V-3    Schematic of the photon counting electronic detection system.
                               -25-
C2241

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For the photomultiplier tube used, a typical dark current counting rate
when ungated is 200 counts  per second.  When operating at 100 laser pulses
per second, and with 100 nanosecond gate lengths the counting rate from
dark current is reduced from 200 to 200 x  	 = 2 x 10"^ counts per
second.
D.  10-Channel Receiver
10-2
       To achieve the simultaneous measurement of an entire plume profile,
as distinguished from the single point by point capability of the basic elec-
tronic system described above, a 10-channel (i. e. , range  gates) photon
counting receiver was assembled and field tested satisfactorily.
       As Fig. V-4 shows, the synchronization pulse from the laser trigger
circuit is suitably delayed and then  sent to a set of 1 0 gate generators
which produce gate pulses,  30 nanoseconds wide and spaced 50 nanoseconds
apart over a 500  nanosecond interval.  These gates are introduced into AND
circuits  together with the photoelectron pulses  from the photomultiplier.
When a coincidence of a gate  pulse and a photoelectron pulse occurs, a
fixed increment of charge is added to the appropriate integrator.  The D. C.
voltage appearing at the output of each integrator is proportional to the
number of photoelectrons received from each range cell.   This  device has
enabled plume profiles to be obtained with one-tenth the integration time
previously required.
E.  Power Plant  Site
       The  remote laser Raman spectrometer  apparatus was placed in
a van at  the site of the Boston Edison Mystic Power Plant.  The spectrom-
eter van is approximately 500 feet from the base of the nearest  stack, the
top of which is 317  feet above sea level.  The slant range from the laser
to the stack plume was measured by the time of flight of the strong on-
frequency return to be 1250 nanoseconds or 625 feet.
       The  position of the laser Raman spectrometer van  relative to the
power plant stacks  is  indicated in Fig. V-5 which is a sketch of the Mystic
Station site  plan.
        Figure V-6 is  a photograph  showing the view of the power plant
stacks from behind the spectrometer van.
                                 -26-

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C ATC" in
oA 1 1 IU

JL

I








       Fig. V-4     Schematic of the 10-channel photon counting  detection system.
                                         -27-
C3028

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                    RAMAN LASER
                   SPECTROMETER
                                                          o    o
                                                   STACK STACK
                                                     6     5
STACK
  4
            N —
                                                                   O
                    W
           o
  STACK  STACK 1/2
     3  (2 BOILERS)
            STACKS 1/2, 3 - 260 FT HEIGHT. MOUTH DIAMETER = 16 FT
            STACKS 4,5,6 - 317 FT HEIGHT, MOUTH DIAMETER =10.5 FT



         Fig.  V-5     Plan view of the Boston Edison  Mystic Station showing the
                       position of the laser  Raman spectrometer van.
                                           -28-
C2244

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            Fig.  V-6     Photograph of spectrometer van at power plant site.
                                        -29-
C5706

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                 VI.  EXPERIMENTAL FIELD RESULTS

       The apparatus described in Section V has been operated at the
Boston Edison site and the results to date confirm our expectations of its
capability, the current limitation being the selectivity of the 1/4-meter
Jarrell-Ash monochrometer at about the 1% level of stray light rejection.
       Useful data, however,  were obtained with the existing experimental
arrangement.  Figures VI-1, VI-2 and VI-3 are typical  spectral scans
of the  backscattered photons produced by the laser pulse which have
been obtained at the power plant site.   Figure VI-1  is a  scan at a range
of 425 feet, which is  between  the spectrometer van  and the  stack
plume, and is a normal Raman air spectrum on a clear  evening showing
the O  , N  and H7O Raman lines in approximately the expected ratios.
     £   £      £*
This scan was  obtained without an interference filter on the laser output.
       Figure  VI-2 is a spectral scan at a range of 625  feet, a range
coincident  with the stack  plume position.  In this spectral  scan,  four new
lines have  appeared at  3537 A,  3577 A , 3755 A ,  and 3805 R , in addition
to the  O  ,  N  and H?O  Raman  lines at 3558 R,  3658 R and 3844  R,
       L*    £*      £>
respectively.   These new lines were identified as emission lines in the
laser discharge originating from the (1, 2), (0, 1),  (1, 3)  and (0, 2) transitions
of the  nitrogen second positive  (C TT - B TT) band system.  The  3371 A laser
line originates from the (0, 0) transition of the same band system.   The
appearance of these relatively weak emission lines  in the Raman spectrum
when the range corresponds  to  the plume position indicates the enormously
larger optical reflectivity of the plume as compared to  "clear" ambient
air.
       The spectral scan of Fig. VI-3  resulted from the insertion of an
interference filter  in the  outgoing laser beam which was designed to pass
the laser line at 3371 A and  attenuate by at least 3 orders of magnitude
wavelengths between  3500 R  and 3900 R.   Although the data of Fig. VI-3
                                  -31-

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             300
          UJ
             200
          cr
          UJ
          o.

          co
          I-
          z
          ID
          o
          o
100
                                                       13 APRIL 1970

                                                       RANGE 425 FEET

                                                       (AMBIENT AIR)
              0
              3500
                3600          3700           3800

                    WAVELENGTH,  ANGSTROMS
3900
               Fig.  VI-1    Remote ambient air Raman spectrum
                                       -32-
C2243

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       700
       600
       500
    UJ
    5  400

    cr
    LU
    a.

    {2  300

    z
    o
    o
       200
       100
                              15 APRIL 1970

                              RANGE  625 FEET

                              (IN SMOKE PLUME;
                                                           H,0
                                         -»-RAMAN



                                         — EMISSION

                                             LINES
         3500
3600          3700           3800

        WAVELENGTH, ANGSTROMS
3900
     Fig. VI-2    Raman spectrum of smoke plume showing spontaneous emission

                  lines.
                                       -33-
C2242

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           500
           400
           300
        CC
        UJ
        O.
        o
        o
           200
           100
                      02
                   A
                        15 APRIL 1970
                        RANGE 625 FEET
                        (IN SMOKE PLUME)
                        3371 FILTER  ON
                        LASER OUTPUT
                                    H20
                                      I
             3500
3600           3700           3800
    WAVELENGTH, ANGSTROMS
3900
       Fig.  VI-3    Raman spectrum of smoke plume with spontaneous emission
                    lines suppressed.
                                       -34-
C2240

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were obtained at the same 625 feet range position as Fig. VI-Z, the
addition of the filter eliminated the four new lines leaving just the O_, N
and  HO Raman lines.
        Scans as  a function of range were obtained on the O,,, N~ and H~O
                                                         £*    L*       L*
Raman lines.  Data from a typical such scan are shown in Fig. VI-4 in
which the Raman backscattered return  multiplied by the square of the range
is normalized to unity at a delay  of 1400 nanoseconds  and is plotted as a
function of delay.  The plume position is at approximately 1600 nanoseconds.
Data with less delay represent  scattering from in front of the plume, data
with  more delay represent scattering from behind the plume.
        The following conclusions and observations can be drawn from
Fig.  VI-4:
        (1)  The ratio of the N_  (or O?)  Raman  signal level behind the plume
to the N  (or O )  Raman signal level in front of the  plume gives a  direct
measure of the two-way plume transmission.   A solid line is drawn through
the points for the  N~ Raman signals showing a  drop to 0. 2 which is a direct
measure of the two-way plume transmission.   The one-way transmission
is  (0. 2)1//2 or 45%.
       (2)  The O,, signal level at the delay time corresponding to  the
plume position is  less than the N_ signal level  at the same delay time.
       (3)  The H_O signal level at the delay time corresponding to the
plume position is  greater than the N_ signal level at the same delay time.
       Observations (2) and (3) above show the expected decrease  in O?
content of the plume and an increase in  water vapor  due to combustion of
the hydrocarbon fuel.  The uncertainty in the data for water  vapor, while
large, is still adequate to support the above conclusions.   The water vapor
to  N?(and O_) ratio  before and after the plume  is the same within the pre-
cision of the  measurement.
       Similar data have been obtained  with the 10-channel receiver, rep-
resenting the simultaneous measurement of an  entire plume  profile.  In
addition, with the same receiver, scattering from the plume position was
obtained at 3524 A , the Raman wavelength corresponding to  CO_.   This CO?
data  is also shown in Fig.  IV-4 normalized by  setting  the value at  1600 ns equal
to  1.  0 and the average of all the other range cells equal to zero.  The con-
clusion is that a significant CO- signal appears only at the plume position.

                                   -35-

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        2.0
          1200    1300    1400    1500    1600    1700
                             DELAY,NANOSECONDS
1800
1900
2000
     Fig.  VI-4    Plume profile showing normalized Raman scattering from N.
                          and
                                      -36-
C2608

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A.  Flue Gas Analytical Measurements
       The Walden Research Company was engaged to make analytical
measurements  by conventional methods  on the power plant exhaust gases.
One such set of tests were conducted by Walden on the evening of
2 July 1970.  The exhaust gases were sampled in the duct between the
electrostatic precipitator and the direct draft fan. The Orsat analysis
showed CO_ at 9. 1% and CL  at 9.7% indicating the presence of about  50%
excess air.  The NOV Phenal Disulfonic Acid analysis ranged from 155 to
                    }\
234 PPM.  The SO? measurement failed to work because of a leak in the
sampling system used. It was intended  that such analytical measurements
be made coincident with the laser Raman measurements to validate the
technique.
B.  Remote Laser  Hygrometry
       Measurement of water vapor profiles in ambient air was
accomplished incidental to the plume study.  Figure  VI-5  shows the ratio of
the Raman signal from H_O to the Raman signal from O_ plotted as a
function of range.  Each point in this case was obtained separately and the
entire set of data was obtained over a half hour period.  The error bars
represent the photostatistics  associated with the collection of about 100
photoelectrons  for  each point. The average of the data  is compared with
that calculated  from  Weather Bureau temperature and relative humidity
data supplied from  Logan Airport and the cross-sections for H?O and O?
as given in Table I.  The ratio of the calculated value to the experimental
average is . 82.  Similar comparisons on three  other nights gave comparison
ratios of 1.06,  1.06  and 1.40.  Exact agreement  is not  expected since the
laser and Weather  Bureau measurements were  not precisely coincident in
either time  or  space.  However, the  close  correlation indicates that  remote
laser hygrometry is  feasible  and might be used to improve meteorological
data acquisition.
                                  -37-

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               .30
               .26
               .22
            H0
                .18
                .14
                .10
                             I    I    I    I   I    |    I    I    I   |
                                      12 MAY 1970
                                     AMBIENT AIR
                                    BOSTON EDISON
                                        SITE
                                                       -AVERAGE
                                                       i OF DATA
                      7
CALCULATED FROM LOGAN AIRPORT
WEATHER BUREAU T8R.H. AND
CROSS-SECTION DATA FOR H20 S02
                      i   i    i
                 400
       500            600
                 RANGE,FEET
700
800
              Fig.  VI-5    Water vapor to oxygen Raman ratio in ambient air.
                                            -38-
C3027

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                         VII.  CONCLUSIONS

           Calculability of Raman Returns -  The cross-sections for NO
and SO? Raman scattering have been measured and are now known.  The
Raman returns from plumes containing these molecules can now be calculated
with precision.  The detection of Raman scattering from 100  PPM NO and
SO_ is theoretically practical with reasonable system components.
           Molecular Interference - For concentrations of  NO and 5O
of 100 PPM and above, it has been established theoretically that the Raman
scattering from the other molecular species  in the plume (CO?1  O , N  ,
                                                            £   L.   L.
H?O and CO) will not interfere with the measurement if an  appropriate
high performance  monochrometer is used.
           Raman  Scattering Obtained Remotely from Plume - Raman
spectra of N7,  O7,  HO and CO_ have  been obtained experimentally from
            £   L*    L.         L*
a power plant plume at a range of 625 feet.
           Quantitative Profiles of Plume Species -  Quantitative density
profiles of molecular  species in the plume can now be routinely obtained.
For example, the fact the  plant was operating with 50% excess air was
detected by the ratio of the O? Raman to the N?  Raman observed in the
plume and later confirmed by an Orsat analysis of the stack gases.
           Plume Transmission Measured - The two-way  plume transmission
was easily measured by directly comparing the  ratio of the N  (or O_)
Raman signal level behind the  plume to the N? (or O..,) Raman signal level
in front of the plume.
           Establishment of Preferred Definition of Emission Standard -
The simultaneous measurement of CO  ,  SO? and NO  can be used to unam-
                                     C,    £*
biguously obtain the ratio of SO_ to  CO_ and NO to CO  independent of the
optical transmission characteristics of the plume or  the amount of excess
diluent air passed up the stack.  Specifying the SO /CO., and  NO/CO
                                                 L*     L*           L~
ratio  might prove  to be a practical,  easily measureable, and legally
enforceable standard.
                                 -39-

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           Simultaneous Range Information Required - Approximately 10
simultaneous  range data points are required to establish unambiguously
the position of plume, the transmission through the plume, and the relative
concentration of molecular constituents within the plume.
           No Interference Experimentally Observed -  No interference
with the molecular Raman scattering has been experimentally observed
down to an equivalent pollutant level of 10, 000 PPM.
           Fluorescence and Particulate Raman Interference  - The possible
interference from flourescence and Raman scattering from the solid and
liquid material in the plume,  such as  ash,  dust,  and aerosols,  cannot as
yet be estimated with sufficient precision.   The existance  of interference
from such sources can only be determined experimentally on an actual
source of emissions  such as a power plant.  Reasonably sophisticated
equipment must be used.
            100 PPM Feasibility Not Resolved -  Raman returns from NO
and SO? have  not yet been observed experimentally from the power plant
plume.  The detection by Raman scattering of NO and SO_ in  the 100 to
1000  PPM concentration range has therefore not yet been proven feasible.
There still exists the possibility that fluorescence and Raman scattering
from foreign materials may limit the  effectiveness of the technique.
           Feasibility of RamanScattering for Remote Hygrometry is
Indicated:  The measurement of remote water vapor profiles  in ambient
air was accomplished incidental to the plume  study.   The data obtained
were consistent with  Weather Bureau  records of the humidity in the
Boston area at the  time  of the  tests.  This technique may be of use for
meteorological support of air pollution control.
                                 -40-

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                     VIII.  RECOMMENDATIONS

           Additional Field Experiments  with Improved Monochrometer -
More experimental field work with an improved instrument is required
to resolve the question of the feasibility of the  Raman method for measure-
ment of NO and S O2 in the  100 PPM  concentration range.  The work to
date utilized a standard 1/4-meter Jarreil-Ash monochrometer  with a
stray light rejection  ratio of  1 part in several hundred.  A Spex  Model
                                                                   4
1702 monochrometer with a stray li^ht rejection ratio ol 1 part in ID
to 10  has been purchased by Avco for its laser Raman program.  An
instrument of this caliber,  used in conjunction with the  laser and other
equipment assembled at the power plant site,  should enable a satisfactory
resolution of the question of feasibility.
                                 -41-

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                             REFERENCES
1.   Smekel, A. , Naturwiss JJ_,  873 (1923).

2.   Sharma, Ramesh,  Avco Everett Research Laboratory, private
    communication.

3.   Herzberg,  G. ,  "Molecular Spectra and Molecular Structure,  Infrared
    and Raman Spectra of Polyatomic Molecules, " D. Van Nostrand Co.
    (1966).

4.   Widhopf, G. F.  and Lederman,  S. ,  "Specie Concentration Measure-
    ments Utilizing Raman Scattering of a Laser Beam, "  Polytechnic
    Institute of Brooklyn,  Report No. 69-46.

5.   Cooney, John, National Center for  Atmospheric  Research, private
    communication.

6.   Derr,  Vernon,  ESSA, Boulder,  private communication.

7.   Leonard, D.A., Journal of Applied Physics, 41, 4238 (1970).
                                -42-

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                              APPENDIX
        MEASUREMENT OF NO AND SO2  RAMAN SCATTERING
                           CROSS-SECTIONS
       The recent growing interest in air pollution control has motivated
a search for more effective means of remote monitoring of atmospheric
pollutants.  One possibility is  remote laser Raman scattering.  The obser-
vation of Raman backscatter at ranges  up to several kilometers in the
                                                               A-1  A-2
atmosphere has previously been reported for nitrogen and oxygen    '
                A-3, A-4
and water vapor.
       The purpose of this letter is to  report laboratory measurements
of Raman scattering cross-sections at  337. 1 nm for gaseous nitric oxide
(NO) and sulfur dioxide (SO_).   Measurements were made  at both 90  and
180 .   Remote pollution monitors using laser Raman backscattering require
knowledge of these cross-sections for instrument design and calibration.
       A  schematic of the apparatus used for the 90  measurements is
shown in Fig. A-l.  The  laser source consisted of  a 100 kilowatt peak power,
                                            A- 5
10 nanosecond 337. 1  nm pulsed nitrogen  laser    operating at 100 pps.
The output from the laser was filtered  with the interference filter, F,,
which passed  the laser line at  337. 1 nm and attenuated the spontaneous
emission  occurring at the Raman wavelengths in the laser discharge by
more  than a factor of one thousand.  After filtering, the laser beam was
focussed at the center of  a test cell containing the gases of interest.
       After passing through a long pass filter,  F?,  the focal region of
the test cell was imaged onto the  slit of a half-meter monochrometer.  The
filter,  F_,  was designed to pass the Raman lines but  attenuate the 337.  1 nm
laser  line by a factor greater than one  thousand.
       After passing through the  monochrometer the signal was detected
by an  RCA 7265 photomultiplier and displayed on a  Textronic  585  oscil-
loscope,  the  latter being triggered by a sync pulse  from the laser.  The
trace  of the oscilloscope was viewed with a 1P28 photomultiplier, the
                                  A-l

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                              TEST
                              CELL
                                                 PM VIEWING
                                              SCOPE  FACE MASK
Fig.  A-l    Schematic of Experimental Arrangement for 90  Cross-
            Section Measurements
                              A-2

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output of which went directly to a counter.  A mask on the face of the oscil-
loscope prevented the 1P28 photomultiplier from seeing the baseline of the
trace.
       However, an aperture in the  mask placed below the trace permitted
viewing the pulses originating from the monochrometer photomultiplier
during a 100 nanosecond interval which includes the 10 nanosecond  laser
pulse.  These pulses are recorded as individual counts on the counter.
This method of coincidence counting is described in Ref. A-6.
       The physical set-up for the 180  measurements is shown in Fig. A-2.
The additional field stop is arranged so that essentially all the light back-
scattered from the focal region within the test cell is  transmitted; whereas
laser light scattered  from the objective lens and the test cell windows is
strongly attenuated by the field stop.
       The measurements were made with  mixtures of NO with N_ and SO_
with N7 in the test cell.  The desirability of using  N_ Raman scattering
                         A-7
as a normalizing standard     for atmospheric Raman  spectroscopy required
the measurement of the NO  and SO2 cross-sections relative to N?.  No
attempt was  made to  measure absolute cross-sections.  However,  the
                                              - 29    2             A  8
results were consistent with  the value of 2 x 10    cm /ster for N?.
       Typical data obtained with an equal molar mixture of NO  and  N?  at
one atmosphere total pressure are shown in Fig. A-3 as a  plot of counts
per minute as a function of wavelength.  The counting rate was purposely
maintained much smaller than the 6000 pulse-per-minute repetition rate
of the laser to minimize the possibility of multiple photon events  during
one gate interval.   The peaks at 359. 9 and 365. 8 nm correspond to the
vibrational Raman Stokes shifts  for NO and N^i  respectively.  Similar
data were obtained for  mixtures of SO? with N.-,.
       The results for both  180° and 90°  are best fit by a NO to  NZ Raman
cross-section ratio of 0. 5 +_  0.1 and a SO., to  N_ Raman cross-section
ratio  of 2. 4 -t- 0. 3.  Since this measurement includes essentially only
AJ = 0 contributions, these cross-section ratios are for the AJ = 0 transi-
tions  only.  A careful analysis of the wings of the Raman lines would  be
required to determine the relative strengths of the AJ = +_ 2 transitions.
                                  A-3

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                                    \
         (180° CROSS-SECTIONS)
                                            TEST CELL
                                             FIELD STOP
                                                    TO OSCILLOSCOPE
                                   MONOCHROMETER
       Fig. A-2    Schematic of Experimental Arrangement for 180  Cross-
                  Section Measurements
                                   A-4
C2366

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        120


        100

     z
     i  80
     \
     V)
     O
     O
        60
        40
        20
          350
355           360            365
   WAVELENGTH, NANOMETERS
370
         Fig. A-3    Spectral Scan of 50% NO - 50% N  Mixture showing the
                    Relative Strength of the NO Line at 3599 A" and the NZ
                    Line at 3658 A*
                                     A-5
C1775

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                       APPENDIX REFERENCES


A-l.        Leonard, D. A.,  Nature 2^6,  142(1967).

A-2.        Cooney, J.  A., Appl.  Phys.  Letters J_2, 40 (1968).

A-3.        Cooney, J.  A., Nature 224_, 1098  (1969).

A-4.        Melfi,  S. H. ,  Lawrence,  J. D.  Jr. , and McCormack,  M. P. ,
            Appl.  Phys. Letters J_5, 295 (1969).

A-5.        Leonard, D. A.,  Laser Focus J3,  26 (1967).

A-6.        Lewis, I. A.  D. ,  and Wells, F. H. , Millimicrosecond Pulse
            Techniques, 2nd Edition (McGraw-Hill, N. Y. ,  1955) p.  263.

A-l.        Recommended by the Standards Committee of the Group on
            Laser Atmospheric Probing, National Center for Atmospheric
            Research, Boulder,  Colorado.

A-8.        Stansburg,  E.  J. ,  Crawford, M. F. , and Welsh, H.  L. , Can.
            J.  Phys.  3J_>  954  (1953).
                                   A-6

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