United States
                 Environmental Protection
                 Agency
                 Office of Research and
                 Development
600/8-77-008
July 1977
&EPA
Quality Assurance
Research Plan
FY 1978-82

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                RESEARCH REPORTING SERIES

Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad cate-
gories were established to facilitate further development and application of en-
vironmental technology.  Elimination of traditional grouping  was  consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are.

      1    Environmental Health Effects Research
      2.   Environmental Protection Technology
      3    Ecological Research
      4.   Environmental Monitoring
      5    Socioeconomic Environmental Studies
      6    Scientific and Technical Assessment Reports (STAR)
      7.   Interagency Energy-Environment Research and Development
      8.   "Special" Reports
      9    Miscellaneous Reports

This report has been assigned to the "SPECIAL" REPORTS series. This series is
reserved for reports targeted to meet the technical information needs of specific
user groups. The series includes problem-oriented reports, research application
reports,  and executive summary documents.  Examples include state-of-the-art
analyses, technology assessments, design manuals, user manuals, and reports
on the results  of major research and development efforts.
This document is available to the public through the National Technical Informa-
tion Service, Springfield, Virginia  22161.

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                                             EPA-600/8-77-008
                                             July 1977
        QUALITY ASSURANCE RESEARCH PLAN

              FY-1978 - FY-1982



                      by




Quality Assurance Work Group:

  Thomas W. Stanley, Chairman
  Office of Monitoring and Technical Support

  Gregory J. D'Alessio
  Office of Energy, Minerals and Industry

  Victor Randecker
  Office of Health and Ecological Effects

  James T. Stemmle
  Office of Planning and Review

  Louis' G. Swaby
  Office of Air, Land and Water Use
      OFFICE OF RESEARCH AND DEVELOPMENT
     U.S. ENVIRONMENTAL PROTECTION AGENCY
            WASHINGTON, DC  20460

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                                DISCLAIMER

     This report has been reviewed by the Office of Research and Development,
U.S. Environmental Protection Agency, and approved for publication.  Mention
of trade names or commercial products does not constitute endorsement or
recommendation for use.
                                    ii

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                                  ABSTRACT

     The Office of Research and Development (ORD), through its Office of
Monitoring and Technical Support, is responsible for developing an Agency-wide
quality assurance program to enable the U.S. Environmental Protection Agency
CEPA) to implement its regulatory mission and associated monitoring functions.
The major thrust of this document is to identify and justify the resources
required by ORD to develop the quality assurance tools, techniques, and
services needed by other program offices, the Regions, and the States to
generate valid data.  This five-year planning document describes the quality
assurance program in terms of goals, objectives, and functional elements;
summarizes the current status of ORD's ongoing quality assurance efforts;
discusses Agency and program needs; and delineates the resources and approaches
required to develop and carry out a dynamic quality assurance program which
will ensure scientifically valid environmental measurements.

     This report is intended as a guide for planning the resources required to
develop the quality assurance tools, techniques and services needed by other
EPA program offices, the Regions, and the States to generate valid data.  This
document is not intended to establish organizational responsibilities within
the Agency, or to identify the resources required to implement quality
assurance within the various EPA monitoring programs and the Regional offices.
                                      iii

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                              TABLE OF CONTENTS



                                                                         Page




ABSTRACT	Ill




EXECUTIVE SUMMARY	viii




ACKNOWLEDGMENTS  ,	   xv




SECTION




  I.  INTRODUCTION  	    1




        GOALS AND OBJECTIVES	    1




        ELEMENTS OF A QUALITY ASSURANCE PROGRAM   .  .  	    2




          Standardization and Validation of Measurement Systems   ....    2




            System  Standardization Protocol   	    3




            Measurement Method Equivalency Protocol  	    4




            Discussion  	    5




          Quality Control   	    6




            Development and Issuance  of Guidelines  and Procedures  ...    7




            Intralaboratory Quality Control   	    9




            Interlaboratory Quality Control   	    10




            Quality Control Coordination and  Training  	    10




            Laboratory  Certification  	    11




            Discussion	    11

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                        TABLE OF CONTENTS (Continued)
SECTION                                                                  Page
 II.  CURRENT STATUS AND RESEARCH NEEDS	   13
        STANDARDIZATION AND VALIDATION OF MEASUREMENT SYSTEMS  	   13
          Air	   13
            Current Status 	   14
            Future Research Needs  	   15
          Water  and Water Supply	   16
            Current Status 	   16
            Future Research Needs  	   17
          Biological Materials  and  Other  Environmental Media 	   18
            Current Status 	   18
            Future Research Needs  	   18
        QUALITY  CONTROL  	   19
          Air	   19
            Current Status 	   20
            Future Research Needs  	 ......   21
          Water  and Water Supply	   22
            Current Status 	   23
            Future Research Needs  	   25
          Biological Materials  and  Other  Environmental Media 	   27
            Current Status 	   27
            Future Research Needs  	   28
                                    vi

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                        TABLE OF CONTENTS (Continued)

SECTION                                                                  page


          Quality Control Training and Laboratory Certification  ....   29

        QUALITY ASSURANCE IN RESEARCH LABORATORIES 	   29

          Current Status	   30

          Future Needs 	   30

        QUALITY ASSURANCE EFFORTS RELATED TO THE ENERGY PROGRAM  ....   30

          Current Status 	   30

          Future Needs 	   30
                                         •
III.   RESOURCE LEVELS AND IMPLEMENTATION OPTIONS  	   31

        SUMMARY OF RESOURCES 	   33

        IMPLEMENTATION UNDER VARIOUS RESOURCE OPTIONS  	   35

          Option 1	   35

          Option 2	   36

          Option 3	   36


        CHARTS - QUALITY ASSURANCE IMPLEMENTATION PLAN 	   38

 IV.   SUMMARY HIGHLIGHTS OF EPA REGIONAL COMMENTS  	   50
                                    vii

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                              EXECUTIVE SUMMARY

 INTRODUCTION

      The  Office  of  Research  and Development  (ORD),  through  its  Office of
 Monitoring  and Technical  Support (OMTS),  is  responsible for developing an
 Agency-wide quality assurance program to  enable  the U.S.  Environmental
 Protection  Agency  (EPA) to implement  its  regulatory mission and associated
 monitoring  functions.

      Over the past  several years,  EPA has promulgated many  regulations and
 standards that require frequent or routine monitoring of  ambient air  and
 water, wastewater discharges,  public  drinking  water supplies, emissions from
 stationary  and mobile pollution sources,  lead  and phosphorus in gasoline, and
 special categories  of hazardous substances such  as  radionuclides, pesticides,
 and carcinogens.  To meet these monitoring requirements,  EPA's  quality
 assurance program must provide validated  measurement systems, reference
 standards,  and the  necessary  quality  control materials  and  services.

      This multiyear planning  document:

          o Describes the quality assurance program in terms
             of goals, objectives,  and functional elements.

          o Summarizes the current status of  ORD's  ongoing
             quality assurance efforts.

          o  Discusses*Agency  and  program needs.

          o  Delineates the resources and  approaches required
             to develop and carry  out a dynamic  quality
             assurance program which will  ensure scientifically
             valid  environmental measurements.

     This document  is not intended to establish  organizational  responsibili-
ties within the Agency, or identify the resources required  to implement
quality assurance within the various EPA monitoring  programs and the Regional
Offices.  The major thrust of  this document is to identify  and  justify the
resources required by ORD to develop the quality assurance  tools, techniques,
and services that other program offices,  the Regions, and the States need to
generate valid data.
                                    viii

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Goals and Objectives

     The overall goal of the quality assurance program is to ensure that the
environmental data EPA uses are sufficiently accurate, precise, and reliable
to meet Agency needs at a reasonable cost.  To achieve this goal, the EPA
quality assurance program must:

          o  Provide precise, accurate, reliable, and cost-
             effective sampling techniques, analytical methods,
             and data formatting procedures to all organizations
             upon whom the Agency depends for its environmental
             monitoring data.

          o  Provide quality control materials, guidelines, and
             services to ensure that all environmental data based
             upon these techniques, methods, and procedures are
             statistically valid and legally defensible.

          o  Provide for continuous review and evaluation of
             monitoring programs to ensure that an approved
             quality assurance program is being implemented
             throughout the Agency.

Elements of a Quality Assurance Program

     The quality assurance program covers two major  functions:

          o  Standardization and validation of total measurement
             systems.

          o  Development and implementation of quality control
             practices and techniques to document data quality
             and systems performance.

     A detailed description of the EPA quality assurance effort, along with
implementation plans and organizational responsibilities, was set  forth  in
two separate strategy documents approved by the Agency in 1973.1>2

CURRENT STATUS AND RESEARCH NEEDS

     EPA's quality assurance program was not identified as a separate program
element until FY-1973, although many related activities were in operation
long before.  Since that time, the quality assurance program has tried
desperately to increase its outputs to meet the requirements of established
environmental regulations and standards.
 Measurement Methods Standardization Strategy  Document,  September  1973.
2
 Development of Agency-wide Quality Control  Program,  February 1973.


                                     ix

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      Some  of  the  program goals  and objectives  cited  above  have  been  realized
 for measurements  of  ambient  air and surface water quality.   Also,  notable
 progress has  been made  in developing reference samples  and testing measurement
 systems for stationary  air pollution sources and  for wastewater discharges.
 In addition to  the standardization efforts, quality  control efforts  have
 resulted in increased availability of reference samples and materials,  on-site
 evaluations of  all Regional  laboratories,  regularly  scheduled interlaboratory
 performance tests, procedures and  criteria for evaluating  and certifying water
 supply laboratories, and automated laboratory  systems.

      Although much progress  has been made,  many Agency  quality  assurance needs
 have  not been met.   Among the important  unmet  needs  are:

           o   Development of  a comprehensive methods  standardi-
              zation  and quality control  effort to support  the
              water supply program,  including laboratory
              certification.

           o   Validation and  approval of  test procedures,
              promulgated under  Section 304(g)  of  the Federal
              Water Pollution Control Act Amendments  of  1972,
              for  guidelines  regulations  and the development of
              an interlaboratory quality  control to support  the
              validity of the Discharge Monitoring Reports.

           o   Development and expansion of  quality assurance
              efforts for noncriteria air pollutants,  research
              monitoring programs,  Consent  Decree  Pollutants, and
              toxic substances.

           o   Development of  quality  assurance  training  and
              establishment of a mechanism  for  improved  coordina-
              tion between EPA program offices,  Regional Offices,
              and  laboratories.

           o   Development of  guidance manuals for  siting and
              validating monitoring stations and optimizing
              environmental monitoring networks.

RESOURCE LEVELS AND IMPLEMENTATION OPTIONS

     Quality  assurance  is, for  the most  part,  a "level-of-effort"  activity,
and the resources  (dollars and  positions)  directly impact  the scope  of  work
with respect  to the number and  types  of  monitoring programs  that can be
covered.   An  optimum quality assurance program should provide:

          o   Valid measurement  and quality  control systems  to
              support implementation  by program offices  and  the
              Regions of regulations  and  standards  at  reasonable
              cost.

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          o  Continuous review and evaluation of the perfor-
             mance and data quality of monitoring systems.

          o  Support for monitoring emergency episodes,
             environmental quality trends, and special research
             studies.

     Since there are major differences among some of the various types of
monitoring activities, many of the quality assurance functions and research
outputs must be duplicated to meet specific requirements with respect to
pollutants measured, source and concentration levels, environmental matrix in
which the pollutant is found, and purpose for which the data are being
obtained.  Therefore, the quality assurance effort may appear the same from
year to year, while, in reality, it is addressing radically different monitor-
ing and data quality problems.

Summary of Resources and Implementation Options

     A summary of resource options along with implementation approaches is
given below:

                                  Option 1

       FY-1977     FY-1978     FY-1979     FY-1980     FY-1981     FY-1982

$M       5.3         5.3         6.3         8.5        10.0        10.0
MY        67          67          67          67          67          67

     Under Option 1, the FY-1978 program will not change  substantially from
the FY-1977 program.  In fact, there will need to be some curtailment and/or
redirection in current activities to provide a critical mass for addressing
"highest" priority areas.  For example, in the water measurements area,
emphasis will be given to meeting critical needs for the  programs on water
supply and National Pollution Discharge Elimination System permits.

     In the air measurements area, the quality assurance  efforts will concen-
trate primarily on standardization and improvement of measurement methods for
stationary sources, limited performance audits of source  measurements,
maintenance of reference samples and materials, and continuation of the
interlaboratory tests for ambient air measurements.

     Also, under Option 1, the ongoing quality assurance  efforts for measure-
ments of biological materials and other environmental media will continue at
the same level as in FY-1977.  Primary emphasis will be upon support of the
pesticide residue monitoring program and of radiochemical measurements for
milk, food, and soil.

     In later years, and projecting no change in man-years, the quality
assurance effort will be expanded and improved in those areas  that can be done
extramurally:  laboratory and field evaluation of sampling and analysis
systems; preparation and distribution of quality control  samples for  routine
use; and development and publication of quality control procedures, methods

                                    xi

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manuals, and  the  like.   Those  efforts  requiring  dedicated  in-house  personnel
will not substantially  improve validation of  measurement methods  and  approval
of  alternate  test procedures;  on-site  evaluation of  laboratories; interlabora-
tory performance  tests  and  development of the associated standard reference
samples; and  direct  technical  assistance  to laboratories that  need  to improve
performance and data quality.

                                   Option  2

       FY-1977     FY-1978     FY-1979    FY-1980      FY-1981     FY-1982

$M       5.3         6.3         8.5        10.0       10.0        10.0
MY        67          77          87           87          87           87

     Resource Option 2  represents  an increase of $1M and 10 positions for
FY-1978.  This increase will be  allocated to  support Standards of Performance
for New Stationary Sources  under the Clean Air Act,  effluent guidelines
regulations under Section 304(g)  of the Federal  Water Pollution Control Act
Amendments, and the  Safe Drinking  Water Act.   More specifically,  $500K and
5.5MY will be allocated to  support the water  supply  program, including test
procedures, reference samples, and laboratory certification.   The remainder of
the FY-1978 increase, $500K and  4.5MY  will be used to support  effluent
guidelines regulations,  performance audits for air pollution source measure-
ments, and critical  measurements of noncriteria  air  pollutants.

     The Option 2 resources in FY-1978 are not adequate, in dollars or
man-years, to provide a comprehensive  quality assurance effort to support
existing regulations, and the  resources certainly do not provide  coverage of
Consent Decree Pollutants,  ocean dumping  regulations, etc.

     The resource allocation of  Option 2  in later years allows for  gradual
development,  implementation, and maintenance  of  a national quality  assurance
effort covering all  existing and currently planned air and water  regulations,
standards, and monitoring requirements.

                                   Option  3

     FY-1977      FY-1978     FY-1979      FY-1980      FY-1981      ?Y-1982

$M     5.3         8.5         9.5         10.5        11.5        12.0
MY      67           87          90          90          90          90

     Under Option  3, the gaps  in the current  program can be quickly closed  and
a comprehensive quality assurance  program developed  for all existing  and
currently planned  environmental monitoring regulations and standards.

     The $3.2M and 20MY increase requested in  FY-1978 would be allocated
approximately as  shown  below.
                                    xii

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                                Activity Funded
 $K(MY)
     Standardization of water supply measurement methods
     reference samples, guidelines, and assistance to
     Regions and States for laboratory certification .  .
     Quality assurance program for monitoring reports on
     wastewater discharges, including some on-site
     inspections of laboratories 	
     Standardization and approval of Section 304(g) test
     procedures and establishment of a measurement methods
     equivalency program 	
     Performance audits for stationary source
     measurements  	
     Performance audits and measurement system
     evaluation for hazardous substances and other
     noncriteria air pollutants  	
     Standardization and optimization of measurement
     systems for Consent Decree Pollutants in water and
     wastewater discharges 	
     Ancillary activities (reports, data audits,
     coordination, meetings, workshops)  .  . .  .
1,200(5)



  200(3)



  450(3)


  260(4)



  340(3)



  700(1)


    50(1)
     At the Option 3 level of resource allocation, the program in later years
is designed to provide the reference or standard monitoring methods, quality
control procedures, associated standard reference materials, and quality
control program audits that are needed by either the Agency's operational
monitoring programs or the States.  Also provided are expert advice and
technical assistance to correct deficiencies in the performance of measure-
ments systems and operators.

SUMMARY HIGHLIGHTS OF REGIONAL COMMENTS

     This document attempts to focus on the needs of the EPA Regional Offices
as the primary users of the quality assurance research outputs and services.
The Regions require these outputs in order to carry out the Agency's
mandated monitoring requirements and/or to assist the States.  Therefore,  the
last section of this document presents a brief summary of comments on future
quality assurance plans received from the 10 EPA Regional Offices.  These
comments have been tabulated and arranged according to the number of Regions
identifying the same area of concern.  For example, most, or all Regions,
have Identified four common needs:   (1) comprehensive long-term quality
assurance plans for the Regions;  (2) standardization protocols for
measurement methods and an approval mechanism for methods suggested as
alternatives to those promulgated with regulations and standards;
(3) a system to quantify data quality and to reject data out of control; and
(4) quality control and reference samples for routine use.  Other Regional
                                    xlii

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comments range from needs for validating more of the test procedures for
Section 304(g) to certifying laboratories analyzing public drinking water.
This document attempts to address the Regional and other quality assurance
needs through the development of a reasonable plan for the research that will
be done over the next 5 years.
                                    xiv

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                            ACKNOWLEDGMENTS

     Acknowledgment is made to the Environmental Monitoring and
Support Laboratories at Cincinnati, Ohio, Las Vegas, Nevada, and
Research Triangle Park, North Carolina for their participation and
inputs in the preparation of this document.  Appreciation is
extended to Bob Booth, John Clements, Arthur Jarvis, Gene Esterly,
Wayne Ott and Linda Smith for their suggestions and comments.

     A special appreciation is extended to Gladys Bennie who typed
this manuscript.
                                  xv

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                             I.  INTRODUCTION
     The Office of Research and Development (ORD), through its Office of
Monitoring and Technical Support (OMTS), is responsible for developing the
measurement systems and the quality control techniques and services that the
United States Environmental Protection Agency (EPA) needs to implement an
Agency-wide quality assurance program.  This multiyear planning document:

          o  Describes the quality assurance program in terms
             of goals, objectives, and functional elements.

          o  Summarizes the current status of ORD's ongoing
             quality assurance efforts.

          o  Discusses Agency and program needs.

          o  Delineates the resources  and approaches required
             to develop and carry out  a dynamic  quality
             assurance program that will ensure  scientifically
             valid environmental measurements.

     This document is not intended to  establish  organizational  responsibil-
ities within the Agency or to identify the resources required to  implement
quality assurance within the various monitoring  programs  and EPA  Regional
Offices.  Nonetheless, ORD is fully aware  that the  success  of any quality
assurance effort rests with the individual monitoring  activities  and  that a
significant amount of its effort must  be expended to control and  document
data quality.  Recognizing that quality assurance resources should be
identified and planned for, this document  emphasizes the  identification and
Justification of the resources required by ORD to develop the quality
assurance tools, techniques, and services  that other program offices, the
Regions, and the States need to generate valid data.

GOALS AND OBJECTIVES

     The overall goal of  the quality  assurance program is to ensure that the
environmental data EPA uses are sufficiently  accurate, precise, and reliable
to  meet Agency needs  at a  reasonable  cost.  To achieve this goal, the EPA
quality assurance program must:

          o  Provide  precise,  accurate,  reliable, and  cost-
             effective  sampling  techniques,  analytical methods,
             and data formatting  procedures  to  all organizations
             upon whom  the Agency  depends  for its environmental
             monitoring data.
                                       1

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          o  Provide quality control materials, guidelines
             and services to ensure that all environmental
             data based upon these techniques, methods, and
             procedures are statistically valid and legally
             defensible.

          o  Provide continuous review and evaluation
             of monitoring programs to ensure that an
             approved quality assurance program is being
             implemented Agency-wide.

ELEMENTS OF A QUALITY ASSURANCE PROGRAM

     The quality assurance program covers two major functions:

          o  Standardization and validation of total measure-
             ment systems.

          o  Development and implementation of quality control
             practices and techniques to document data quality
             and systems performance.

     A detailed description of the EPA quality assurance effort, along with
implementation plans and organizational responsibilities, was set forth in
two separate strategy documents approved by the Agency in 1973.  '   These
documents need to be updated to reflect the many changes that have occurred
within EPA since 1973; only the elements of the quality assurance program
described in this document have remained fairly constant.  However, the
descriptions of the quality assurance elements have been condensed and
placed in the forepart of this document to aid the reader in understanding
the research effort described herein.

Standardization and Validation of Measurement Systems

     The efforts to standardize measurement systems are directed towards
improving the basic monitoring tool — the measurement method — which
consists of five closely related modules:

          o  Criteria for selecting sampling sites.
          o  Sampling techniques.
          o  Sample work-up.
          o  Analysis of the sample.
          o  Presentation of the data.
 Measurement Methods Standardization Strategy Document, September 1973.
2
 Development of Agency-wide Quality Control Program, February 1973.

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The two major elements of a program of measurement method standardization
are protocols for system standardization and for measurement method
equivalency.

                      System Standardization Protocol

     A number of steps are involved in development and implementation of the
system standardization protocol:

     Identification of methodology needs — Methodology needs arise from
statutory requirements, needs identified within the Agency, and needs
identified outside the Agency.  The methodology needs identified must be
responsive to the Agency's priority missions.  The standardization process
is both costly and lengthy.  Therefore, identification of specific needs
must be done well in advance of deadlines to allow coordination of the
standardization process with the schedules of  the activities requiring
standardized measurement systems.  Methodology needs are solicited from
program offices and Regional Offices, as well  as from all ORD technical
support elements.  Methods standardization needs can be specifically  identi-
fied as a single need or they can be highlighted in relation to other areas
such as development of criteria and standards.  Measurement methodology needs
can also be identified by evaluating new priority pollutants and  by the
experience gained from field programs, as well as from health and ecological
effects and other research groups.

     Selection of candidate methods* - Once  a  task  for the  standardization
of a method for measuring a pollutant has been approved and  funded, existing
methods applicable to the pollutant of concern are  subjected  to  critical
theoretical analysis and preliminary laboratory  and  field  testing.  This
process yields a first approximation of  the  applicability  and  limitations  of
the method — that is, detection limit,  sensitivity,  and susceptibility  to
interferents.  Measurement methods  from  the  literature may  be  considered  for
inclusion on the list of candidate methods.  Also,  measurement methods  from
any other source  Cfor example, methods developed by EPA's  Office of Air,
Land,  and Water Use or by  independent  suppliers)  may  be  considered for
inclusion.  When this process  identifies  no  satisfactory method,  research
requirements will be  identified  and  communicated to those  responsible for
research on methods development  in  ORD.

     Evaluation and  testing  to  select  tentative  methods   — Candidate
methods are  then subjected to  intensive  testing  in  a single laboratory  to
 *A candidate method is any method of sampling or analysis advanced by a
  requesting party or selected by EPA as suitable for adoption as a standar-
  dized method and eventual designation as a reference method of measurement
  for criteria pollutants.

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verify predictions made by  theoretical analysis.   Tentative methods will be
identified  that meet minimum  requirements  in  terms of  accuracy, precision,
specificity,  reliability, operational efficiency,  and  cost.  A tentative
method should represent the best  state-of-the-art  and  show acceptable per-
formance under a number of  conditions that simulate  those of the prospective
user.

     Collaborative testing  — Collaborative testing  is an important step in
validation  of any method of measurement  to determine,  on a statistical basis,
the limits  of error that can  be expected when the  method is used by a typical
group of investigators.  Collaborative testing is  generally quite expensive.
Accordingly,  only those methods deemed to be  particularly critical to the
Agency's regulatory functions will be selected from  the list of tentative
methods for collaborative testing.

     The collaborative or interlaboratory  testing  of a method Is a vital part
of the development and standardization of analytical procedures.  It ensures
that the procedure is clear and complete and  establishes with confidence the
limits of precision and accuracy  that may be  claimed for the method.  High-
purity reference materials, standard reference samples, and spiked samples
are used as required to validate  the method.   All  of the data obtained are
statistically analyzed and  evaluated.  The total measurement system
(sampling,  flow measurements,  analysis,  etc.)  is fully characterized as to
its sensitivity, accuracy,  precision, reliability, range, and limits of
detection.  Interferents, stability of reagents, and maintenance may also be
considered during method validation.

     Endorsements and publication  — Once the method  has been validated, it
is reviewed and endorsed by the quality  assurance  activity and other appro-
priate Agency elements for  technical content  and adherence to the standardi-
zation protocol.  For methods that are not part of regulations, this is the
highest level of endorsement  required before  the method is declared a
"standardized method" and is  published in the  EPA  Environmental Monitoring
Series or in  other publications.  For methods  that support standards and are
to be promulgated or cited  in regulations, the method  is transmitted through
normal channels for approval,  for example, working groups and Steering
Committee.  Final endorsement is made by the  Steering  Committee.  The method
is then transmitted to the Administrator for  approval  as a "standardized
reference method" and is published or cited in the Federal Register.  Copies
of a reference method will be widely distributed within EPA so that the
method may be quickly and conveniently integrated  into  the appropriate
monitoring programs.

                   Measurement Method Equivalency  Protocol

     Promulgation of a reference method(s) in  any  environmental standard
requires determining "equivalency" of alternate methods.  The equivalency
will be determined through use of an official  EPA  test protocol that will
provide a legally credible basis for comparison of the two methods.  The
basic premise is that,  within the provisions of the protocol, the proof of
equivalence rests with the individual,  organization, or company submitting a
candidate method for approval as an equivalent method.   This requires that

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the requesting party demonstrate that his candidate method meets certain
performance specifications and/or generates valid data that have a consistent
relationship with the published reference method.  EPA then systematically
reviews these data, possibly with limited in-house testing, and either
accepts the evidence or indicates where performance specifications have not
been met; in-house testing may be necessary to make some judgments.
Considering the large number of air quality, water quality, and other
emission standards that will be published and the large number of instruments
or methods that will be proposed for each standard, this activity will
require substantial manpower and laboratory facilities in future years.

                               Discussion

     Standardization and validation of measurement methods are costly and
time-consuming.  However, the availability and selection of scientifically
proven, appropriate, and cost-effective measurement methods very often
impinge on a variety of EPA decisions and actions — setting of standards,
promulgation of many regulations, evidence for enforcement, guidance to State
and local agencies, and the like.  The lack of adequate and consistent
methodology may seriously impair these activities.  The lack of a  good
measurement method may delay promulgation of a given standard or result in
later modification or withdrawal of an established standard.  Regulations
concerning ambient and source standards must specify the measurement methods
to be used in determining compliance, and these methods must be routinely
applicable, at a reasonable cost if possible.  EPA guidance to State and
local agencies regarding the measurement methodology to be used must be con-
sistent throughout the Agency.  Also, the Agency could not fulfill its
enforcement responsibilities if an accused polluter could successfully attack
and discredit EPA's method for gathering environmental data.  For  these
reasons, EPA must verify its measurement methodology through a laboratory-
oriented scientific standardization effort that meets all challenges.  EPA's
measurement methods can best be defended through the implementation of a
standardization protocol — the exhaustive, collaborative, replicative,
interlaboratory testing of the method for its accuracy and precision under
the conditions required by environmental standards or other EPA requirements,
and the statistical analysis of these tests to validate the performance of
the method in the hands of typical analysts under a variety of anticipated
conditions.

     Activities included in standardization of measurement systems are:

          o  Selection of measurement systems that EPA and
             others have demonstrated to be cost-effective
             and reliable for routine monitoring of regulated
             environmental pollutants.

          o  Thorough and rigorous evaluations of measurement
             systems under real or simulated laboratory and
             field conditions.

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          o  Preparation of  statistically valid  test  pro-
             cedures  that  can  be  used  to establish  the
             precision and accuracy  of the  total measurement
             system,  including the error contributed  by  its
             various  components  (sample collection, sample
             stability, sample presentation,  analysis, and
             data handling and reduction).

          o  Interlaboratory comparison of  the measurement
             system to determine  the precision and  accuracy.

          o  Promulgation  of the  measurement  system(s) as an
             EPA reference or  recommended method for  regulated
             pollutants.

          o  Establishment and operation of a mechanism  to
             allow demonstration  and use of equivalent methods.

          o  Coordination  of a national standardization  effort
             through  participation in  intra-  and inter-Agency
             committees and  national and international
             standard-setting  organizations.

     In the context of these activities, measurement  method standardization
is a key part of the  quality assurance activity.  To  assure the quality of
environmental measurement  data, methodology must be available and used that
has demonstrated capability  to make  reliable  measurements for its intended
purpose.  Measurement method standardization  stands between research and
quality control.  EFA's research program conceptualizes  and creates measure-
ment methodology based upon  state-of-the-art  scientific  and engineering
knowledge.  Standardization  operates independently of research and is closely
related to quality control.  The vital  statistics that are necessary to
quantify and control  the data generated by  a  measurement system are provided
through the standardization  efforts.

Quality Control

     The quality control effort completes the Agency's quality assurance
program by ensuring that validated methods  are used in production of
environmental data and that  laboratories maintain and document the acceptable
levels of performance established for measurement systems through the
standardization efforts.

     The basic elements of a quality control  program  are:

          o  Development and Issuance of quality control
             guidelines and procedures.
          o  Intralaboratory quality control.
          o  Interlaboratory quality control.
          o  Quality  control coordination and training.
          o  Laboratory certification  (evaluation procedures
             and acceptance  criteria).

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     All these elements are important to the success of the quality control
activity, and each element should be developed and carried out simultaneously.

                   Development and Issuance of Guidelines
                              and Procedures

     A basic requirement of a quality control program is a series of guide-
line manuals describing the procedures to be followed in sampling, analysis,
and data handling.  Such prescribed procedures provide a uniform approach in
the various monitoring programs and allow evaluation of the validity of data
produced.  Procedures are needed for all the facets of a monitoring program —
from criteria to be used in locating stations to the formats to be used in
reporting the data.  The required procedures may be grouped into three
categories:

          o  Sampling.
          o  Methods selection.
          o  Laboratory.

     Sampling procedures — A number of separate requirements is a necessary
part of sampling procedures:

          o  Site selection.  The selection of sampling/
             monitoring sites is the responsibility of each
             monitoring program.  However, guidelines are
             needed that govern the placement of monitors
             or the location where the sample is to be
             taken to meet specific monitoring objectives.
             Such guidelines are necessary to ensure that
             the measurements made or the samples  taken are
             representative and comparable.  For example,  in
             the case of air pollution monitoring,  criteria
             must be established specifying the allowable
             nearness of inlet probes to buildings  or, in
             the case of water monitoring, the depth at
             which samples are taken.

          o  Station or instrument.  Measurements  may be
             severely affected by the type and configuration
             of the facilities used in collecting  the sample.
             For example, in some situations, variability  in
             voltage, temperature, and humidity can influence
             the measurements.  Consequently, operational
             parameters must be specified and controlled,  and
             calibration procedures must be developed and
             used.  Similarly, design characteristics must
             specify the types of monitors and special equip-
             ment  that must be accommodated.  Adherence  to
             criteria for designing stations will  ensure
             optimum use of equipment, ease of operation,
             minimum maintenance, and reduced data losses.

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          o  Sampling and preservation' criteria.  Procedures
             must be established  that  govern the manner in
             which samples are collected and handled.  These
             procedures should include the following:

                  - Use of equipment and materials for collecting,
                    preserving, and transporting the samples.
                  - Length of sampling periods.
                  - Types of accompanying information needed.

     In order to obtain meaningful data, a sound statistical basis for deter-
mining the frequency and duration of sampling/monitoring must be used in the
design of monitoring programs.  Such procedures must be provided in the
manuals.  Specific procedures must also be established that document the
chain-of-custody of wastewater samples collected for enforcement actions and
for samples of receiving water taken at or near points of suspected
violations.

          o  Calibration procedures.   To ensure that data
             generated by automatic or integrating field
             sampler-analyzers are valid, procedures must be
             specified for routine field calibration of these
             instruments.  The calibration frequency, as well
             as the procedures used, should be identified and
             described.

          o  Special procedures.  With the proliferation of
             continuous monitors, automated samplers, and
             in situ analyzers, procedures need to be developed
             for procurement of advanced monitors based upon
             performance specifications.  Such technical pro-
             cedures should be based upon performance testing
             under real conditions.  This activity is closely
             related to development of test protocols for
             equivalency determination.  Also, other procedures
             are needed to provide uniform chain-of-custody for
             handling enforcement action samples, performance
             specifications for automatic samplers for effluents
             and surface waters, and procedures for evaluating
             the adequacy and accuracy of flow measurement
             devices.

     Methods selection procedures — Many different methods are available
for measuring pollutants in environmental media.  Some have been promulgated
by EPA, while others have been published by groups such as the American
Public Health Association (water), the American Society for Testing Materials
(air/water), and the Inter-Society Committee (air).  EPA has the statutory
responsibility to promulgate environmental, emission source, and waste
effluent standards, including specifications of the appropriate method of
measurement, collection, and analysis.  To ensure the use of standard,
reference, or equivalent methods throughout the Agency, an approved compen-
dium must be developed for all pollutants in all media and published for all

                                      8

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monitoring activities.  To ensure that this requirement is prescribed as
Agency policy and uniformly followed, an intra-Agency committee on measure-
ment method standardization should be established.

     Laboratory procedures — Where routine monitoring of regulated
pollutants is concerned, all EPA laboratories will be requested to utilize
methods described in an EPA-approved compendium or document any alternate
procedures employed.  Where more than one method  is available, the selection
criteria will be based upon the applicability of  the method, its  comparabil-
ity with methods used in other laboratories, and  its ability to meet require-
ments of the data user.  Specific guidelines for  selection of alternative
methods and test procedures for routine monitoring should be developed  and
distributed Agency-wide.  Also, it is extremely important that quality
control procedures  concerning standard laboratory requirements and practices
be developed, promulgated, and followed.  These guidelines should cover all
facets of routine laboratory operations and maintenance of equipment and
apparatus.

                      Intralaboratory Quality Control

     To maintain a  high level of competence in daily activities,  quality
control must be implemented in the field and at the bench using  a system of
checks to document  the accuracy and precision of  results and  the  performance
of monitors and analysts.  Intralaboratory quality control is a  continuing
requirement to ensure the output of data for which statistical  confidence
limits can be shown.  The specific objectives of  the program  are  to  adopt
and implement procedures that:

          o  Ensure use of proper procedures and  measurement
             methods.

          o  Measure  and control  the  precision  of procedures
             and instruments.

          o  Measure  and control  the  accuracy  of  analytical
             results.

          o  Ensure data output  is  uniform and/or compatible
             with Agency and  national outputs.

          o  Present  data  in  proper  format.

          o  Document performance of  instruments  and analysts.

          o  Document training needs.

          o   Identify weak methodology and,  consequently,
              research needs.

          o   Ensure that  quality assurance practices are
              followed and documented In those laboratories
              supplying data to  EPA.

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      The ORD quality assurance program is directed,  in part,  toward providing
 the materials and services to support intralaboratory quality control
 activities.

                      Interlaboratory Quality Control

      An interlaboratory  quality control program serves to continuously
 evaluate measurement methods  to characterize their precision  and accuracy,
 as  well as to provide data for evaluating measurement methods,  laboratories,
 and analyst  performance.   This aspect of quality control is referred to as
 cross-check  sample studies and/or  interlaboratory performance tests.
 Specific objectives of the program are to:

          o   Provide a credible repository of standard
              reference samples and materials for testing
              performance  of total  measurement systems.

          o   Measure the  precision or reproducibility of
              methods of analysis within various  laboratories
              and  programs.

          o   Measure the  precision and accuracy  of results
              between laboratories.

          o   Provide a mechanism for evaluation  of laboratories
              and  analysts.

          o   Detect  weak,  improper,  or impractical methodology.

      Participating laboratories are provided standard reference  samples,
 instructions,  and  data forms  necessary to  test measurement methods  under
 certain  prescribed conditions.  The results  are  submitted to  a central
 coordinating  laboratory where they are statistically  evaluated to determine
 the accuracy  and precision of the  method.  Moreover,  the test data  are
 evaluated to  determine the  general  applicability  of the  method for  a  specific
 purpose, and  to evaluate  and  compare the performance  of  laboratories  and
 analysts.

     This type of  activity  involving laboratories  in  evaluating  methods is
necessary to provide  a sound  statistical model.   Single  laboratory  tests
introduce both method  and  laboratory  bias, and the results obtained may have
little relationship  to the  "true"  reliability.  All operating quality  control
programs have used an  interlaboratory  quality control program as a mechanism
for methods standardization and selection.

                 Quality  Control Coordination and  Training

     To succeed, a quality control program requires coordination to ensure
adequate and  timely exchange  of information, and  training to correct
deficiencies identified via laboratory performance tests  and on-site evalua-
tions.  The following  types of activities are included:
                                     10

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          o  Reports from meetings of quality assurance
             committees.
          o  Reports from central files on requests and use
             of Standard Reference Materials and Standard
             Reference Samples.
          o  Reports of quality control conferences.
          o  Quality control newsletters.
          o  Quality control workshops and seminars.
          o  Reports on training needs.

                         Laboratory Certification

     Certification is an important subelement of the quality assurance
management activity and involves formal approval and/or endorsement of
acceptable performance by a laboratory or analyst.  Certification is
directly relatable to the interlaboratory quality control.  Certification of
a laboratory documents that the laboratory has met all of the prescribed
acceptance criteria of a certifying authority such as EPA.  These acceptance
criteria include:  proper equipment and facilities; the required personnel
with adequate training and experience; the necessary instrumentation,
properly calibrated and maintained; documentation that quality control is
being practiced; and documentation that the analysts/technicians have
performed an acceptable analysis of blind standard reference samples.

                                Discussion

     Quality assurance practices are a critical part of any reliable environ-
mental monitoring operation — reliable measurement systems must be used,
instruments must be calibrated and maintained, uniform quality control
procedures must be established and followed, performance  and data must be
audited, and personnel must be trained.  Thus, the  elements of any viable
monitoring strategy must be directly linked  to the  essential elements of the
quality assurance strategy, as shown in Figure 1.

     The current 'quality assurance program is unable to validate all of the
measurement systems necessary  to support existing regulations and standards
or to provide the quality control guides and tools  needed by individual
monitoring programs.

     The growth of monitoring programs,  the  rapid expansion of the energy
program, the promulgation of the interim drinking water regulations, the
impending water supply laboratory certification program,  and the Agency's
growing interest and  concern with heavy metals, trace elements, organic
carcinogens, and other hazardous substances  — all  present new challenges  to
the quality assurance program.  The  increasing complexity of interaction,
liaison, and communication between EPA and other  Federal, State, and local
agencies involved in  or concerned with environmental monitoring points  to
the critical need for a well-planned,  coordinated,  comprehensive, integrated,
multimedia quality  assurance program.
                                     11

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ENVIRONMENTAL MONITORING PROGRAMS


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                   II.  CURRENT STATUS AND RESEARCH NEEDS

     This section examines the progress made in implementing an Agency-wide
quality assurance program and the future research required to provide
adequate support for existing and planned environmental monitoring activities.
The current status and future research needs of the two major elements of the
ongoing quality assurance program are described as they relate to air, water,
and other environmental media of concern.  In addition, new .directions in
quality assurance programs for research laboratories and energy programs are
discussed briefly.

     EPA1s quality assurance program was not identified as a significant
program element until FY-1973, although many related activities were in
operation long before.  Since that time, the program has tried desperately
to increase its outputs to meet the requirements of established environmental
regulations and standards.  Major progress towards providing support for
EPA's regulatory mission has resulted since formalization and recognition of
the quality assurance program.  Major highlights of the accomplishments from
very late FY-1973 and early FY-1974, as well as the current status of  the
quality assurance program, are described below.

STANDARDIZATION AND VALIDATION OF MEASUREMENT SYSTEMS

     The major efforts of concern in the measurement system standardization
area are:

          o  Development and implementation of formal
             standardization protocols  for  "reference"
             measurement systems required by EPA
             regulations and standards.

          o  Statistical validation of  measurement  systems
             with respect to precision  and  accuracy.

          o  Development of equivalency protocols  to ensure
             efficacy of methods used as alternatives  to
             those  promulgated by EPA.

     In  these  major areas of  activity,  the  current status  and  future research
needs  are described below for pollution measurements related  to air, water,
and biological materials and  other  environmental  media.

Air

     Standardization  efforts  related  to air pollution  have focused on measure-
ment methods to  support  the National  Ambient Air  Quality Standards (NAAQS),

                                    13

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 Standards  of  Performance for New Stationary  Sources  (SPNSS),  National
 Emission Standards  for  Hazardous Air Pollutants  (NESHAP),  Fuel and  Fuel
 Additives  Regulations  (FFAR), and Mobile Source  Emission  Standards  (MSES).

                                Current  Status

      Standardization protocols for air  pollution measurements systems  have
 evolved from  various contractual efforts underway since FY-1973.  However,
 the  testing and  evaluation  procedures used to  validate  measurement  methods
 have not been documented and endorsed for general use by  organizations
 outside ORD.   Consequently,  there are presently  no written test protocols
 and  criteria  for acceptance of standardized  measurement systems except those
 systems standardized by EPA.

      A number of measurement systems related to  air  standards and regulations
 have been'standardized.   Ambient air methods have been  evaluated, collabora-
 tlvely tested, and  approved for five pollutants:

           Pollutant                           Method

      Suspended particulate               High-volume  samples
      CO                                  NDIR
      SOj                                 Pararosaniline

      Oxidant                             Chemiluminescent
      NO.                                 Chemiluminescent
                                         Sodium arsenite
                                         TGS-ANSA
                                         Continuous Saltzman

 In addition to collaborative testing of  methods,  problems  concerning
 calibration of continuous air monitors and stability of manually collected
 samples have  been investigated  and  documented  in ORD program  reports to  the
 general air pollution monitoring community,  including the  EPA Regional
 Offices and the  States.  Methods  have been evaluated and  collaboratively
 tested for several  types of  stationary sources:

        Source                    Pollutant              EPA Method No.

Power plants              Particulate                        5
                          SO                                 6

                          NO                                 7
                             x
                          Opacity                            9
Municipal incinerators    Particulate                        5
 Cement plants             Particulate                        5
                          Opacity                            9
 Sulfuric acid plants      SO /SO Sulfuric acid mist          8

Nitric acid plants        N0x                                 7

                          Opacity                            9
 Chlor-alkali plants       Mercury                         101
 Ceramic plants            Beryllium                       104

                                     14

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In addition, the problems associated with use of one specific measurement
method for a variety of source types have been and continue to be investi-
gated.  For example, one measurement method for particulate matter is
generally proposed for use in a multitude of industrial sources.  Extensive
revisions have been proposed for a number of reference methods
(Federal Register 41 23060, June 8, 1976), and much of the information in
the suggested revisions results from these investigations and the
collaborative tests that were conducted.  An equivalency program is opera-
tional for measurements in ambient air, and many instrumental methods have
been approved as equivalent or reference procedures.

     Along with promulgation of SPNSS and NESHAP, EPA has adopted a series
of reference test methods.  These include not only manual and instrumental
methods, but also such methods as visual opacity determinations.  At present,
requests to approve equivalent methods have been limited.  Nevertheless, the
Office of Air Quality Planning and Standards has expressed the need to
provide the States with criteria or guidelines to apply in determining
equivalency for approval of measurement methods for stationary sources of
air pollution.  The Agency should actively pursue development of such
criteria or guidelines.

                           Future Research Needs

      It is important that EPA seriously consider development and promulga-
tion  of protocols that will at a minimum establish performance and other
acceptance criteria for those measurement methods designated as reference or
equivalent.

      Standardization efforts, while establishing validated methods, have
also  uncovered  flaws in measurement methods  that must  be  corrected.   In
anticipation of future regulations and  to acquire air  quality data for
making important  environmental decisions, standardized methodology (both for
ambient air and for stationary sources) is needed for  the following air
pollutants:  hydrogen  sulfide, sulfates, nitrates,  sulfuric acid, particulate
by size, reactive hydrocarbons, benzidine, vinylidene  chloride, ethylene
dibromide, vinyl  chloride, polynuclear  aromatics, polychlorinated biphenyls,
benzene, trichloroethylene, dichlorobenzidine,  chlorinated naphthalenes,
lead, arsenic,  chromium,  cadmium, mercury, plutonium,  krypton-85, and
asbestos.

      Measurement  equivalency  efforts  should  be  expanded  to  cover SPNSS and
NESHAP  for situations  such as  the  following:

           o   In States that have  requested  delegation  of
              authority to enforce  SPNSS or NESHAP,
              equivalency of  State-adopted methods must be
              determined.
                                     15

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           o   For  sources  where the  frequency  of  testing  is
              high (for  example,  fluoride  or vinyl  chloride)
              and  where  EPA methods  are  required, either  directly
              or indirectly  (for  example,  under Section lll(d)  of
              the  Clean  Air Act Amendments), the  equivalency  of
              less expensive  techniques  must be determined.

           o   Equivalency  must  be assessed of  new instrumental
              or manual  techniques that  evolve which  are
              potentially  superior (e.g.,  less costly, more
              precise, or  of  greater utility in enforcement)  to
              current measurement methods.

Water and  Water Supply

     Most  recent  standardization efforts  in the  water pollution measurements
area have  been directed towards  meeting the monitoring requirements of  the
Federal Water Pollution Control  Act Amendments of  1972,  Public Law 92-500.
Under Section 304(g) of this Act, more  than 120  test procedures for waste-
water analyses have been  promulgated.   Program emphasis  and  priorities  have
focused on evaluation of  the measurement  methods required to show compliance
with permit conditions  for wastewater effluents.

     In addition,  the Safe Drinking Water Act of 1974, Public  Law 93-523,
requires that test procedures  and quality control  be a part  of the primary
drinking water standards.  Immediate consideration must  be given to
validation of test procedures  that  have been  promulgated to  show compliance
with maximum  contaminant  levels  for trace inorganics, trace  organics
(including pesticides), and bacteria.

     Also, the Marine Protection, Research, and  Sanctuaries  Act of 1972,
Public Law 92-532, requires in Section  102(a) that quality assurance on
analytical methodology be developed as  needed for  the Administrator to
establish  criteria for evaluating discharge permits that "shall consider  ...
the effects on human life and values, the  effects  on fisheries, all marine
life, shorelines  and beaches...[and] the  effect on marine ecosystems".
A major new effort in the coming years  must include validation and
standardization of test procedures  that can be used for  physical, chemical,
radiological, and biological measurement  of marine waters and  ecosystems.

                                 Current Status

     In the areas of water and wastewater  analyses, formal interlaboratory
studies have been completed for validating methods for minerals, nutrients,
biochemical oxygen demand, mercury,   and cyanide.   Validation studies will be
completed  in early FY-1977 for trace metals, petroleum hydrocarbons in  brine,
and chlorophyll.  Tentative reference methods have been  collaboratively
tested for radioactive pollutants (including gross alpha and gross beta
activities, tritium, total radium,  radium-226, strontium-89, and
                                     16

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strontium 90) in water and wastewater.  Two methods for analysis of plutonium
in soil, pyrosulfate fusion and dissolution by acid digestion, were
collaboratively tested.  A round-robin study involving measurement of aqueous
solutions of polonium-210 was conducted.  Manuals of recommended radio-
analytical methods are available for general and specific radiation measure-
ments.  Manuals are also available for physical, chemical, biological, and
microbiological measurements of water and wastewater.

     To improve the efficiency of laboratories and increase the level of
quality control over the data produced, one Regional, one research, and one
quality assurance laboratory have been automated.  Automated laboratory
systems use minicomputers to operate standard laboratory instruments, ensure
quality control of the data, manage sample control, and prepare timely
reports.  Feasibility studies have been conducted in several other Regional
laboratories and the National Enforcement and Investigation Center to
determine the need and cost-effectiveness of automated laboratory systems.

                           Future Research. Needs

     Some of the most critical research needs in the water pollution
measurements area include:

          o  Development of protocols/criteria  for validation
             and standardization of the total water measurement
             system  Cas previously described  for air pollution
             measurements).

          o  Evaluation and validation  of measurement methods
             and monitoring system support  standards and
             regulations  for municipal  and  industrial  effluents,
             ocean disposal, drinking water,  ambient water
             quality,  and  hazardous substances.

          o  Evaluation and validation  of methods  for  analysis of
             radium-22'8,  iodine-131  (low  levels),  cesium-134,
             plutonium, uranium,  and  americium in  water.

          o  Evaluation of current water  measurement methods for
             applicability to  leachates from solid waste disposal
             sites.

          o  Continuation of  support  for  development of automated
             quality control  laboratory systems.

           o  Development  and standardization of a computerized
             system for evaluating,  analyzing, and reporting
              interlaboratory performance test data.

           o  Statistical validation of flow measurements, sampling,
              sample preservation procedures, and equivalency proto-
              cols as appropriate.
                                      17

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          o  Development and evaluation of screening methods
             for hazardous substances.

          o  Evaluation and development of performance
             specifications for automatic sampling and monitor-
             ing instrumentation.

          o  Development and implementation of an equivalency
             program for water measurement methods.

Biological Materials and Other Environmental Media

     Standardization activities outside the air and water area include
measurements of a variety of pollutants and/or their metabolites in plant
and animal tissues, blood, urine, and soil.  This effort supports studies
to determine transport mechanisms and fate of pollutants, critical receptors,
and the like.

                              Current Status

     To date, major emphasis has focused on pesticide residues and radio-
nuclides.  Among the major outputs are:

          o  A manual of methods for the analysis of pesticide
             residues has been published, and many of the
             measurement methods have been thoroughly evaluated
             and subjected to collaborative testing.

          o  Various gas chromatographic columns and column
             materials have been standardized for separation
             of pesticides.

          o  Two methods for plutonium in soil — pyroaulfate
             fusion and dissolution by acid digestion — have
             been collaboratively tested.

          o  Manuals of recommended radioanalytical methods
             have been prepared for general and specific
             radiation measurements.

                            Future Research Needs

     Future needs for standard reference methods for measurement of
radioactive pollutants include:  strontium-89 and -90, gamma emitters,
and iodine-131 (low levels) in milk; radium-228, cesium-134, iodine-131,
and uranium in water;  and uranium and thorium in soil.  Also, existing
collection and analysis methods for sediments must be evaluated.

     In the area of pesticide residue analysis, future efforts should
include evaluation and validation of measurement methods routinely used by
the Regions and States for residues in soils, tissues, etc.  Also, some
measurement method (to be identified by the Office of Pesticide Programs)

                                    18

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for pesticides in mothers' milk, animal tissues, blood, urine, and soils
needs to be collaboratively tested.

     In addition to new starts and/or expansions of efforts, current ongoing
quality assurance efforts — for example, reference samples and cross-check
sample studies — should be continued.  In the radiation performance
measurements area, program efforts will include support for the Nuclear
Regulatory Commission.  Also, there is a continuing need to develop and make
available standard reference samples of pesticides, radionuclides, and other
hazardous materials in biological materials and other environmental media.

QUALITY CONTROL

     Quality control activities focus on the timely provision of  instruc-
tional guides, reference materials, systems performance evaluations, and
technical assistance needed to assure the validity and legal defensibility of
all  the data required by  the Agency to carry out its regulatory mission.
Emphasis is given to current compliance monitoring for wastewater, potable
water, ambient air, stationary source emissions, etc.  The  major  outputs
include:

          o  Updated and  improved  guidelines and manuals  for
             quality control of analytical  techniques/data,
             and sampling/siting.

          o  Certification procedures and acceptance criteria
             for laboratories and  analysts.

          o  Development  and provision of reference samples
             and materials, with Increased  emphasis on
             hazardous  and toxic substances.

          o  Continuation of  interlaboratory performance tests
             for measurement  of pollutants  in  biological mater-
             ials  and  other  environmental media,  as well as for
             special monitoring studies  in  the western energy
              corridor.

      The  current  status and  research  needs  are described below for the
 quality control  activity in  air, water,  and biological materials and other
 environmental  media.

 Air

      Currently,  development  activities are  primarily concerned with the
 quality control  systems, guidelines,  and reference material needed to assure
 the quality of data from ambient  air and stationary source measurements.
 Program emphasis is directed towards criteria pollutants for which regula-
 tions and standards have been established.   However, during most fiscal years,
 some emergency efforts are needed for special studies — for example,
 vinyl chloride,  kepone, ethylene dibromide, and lead.  Therefore, plans based
 upon currently known needs and priorities must be flexible enough to meet

                                     19

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crisis situations without disrupting  the  total quality assurance program.

                               Current  Status

     Development and issuance  of  information and procedures include guide-
lines for development of quality  assurance programs for ambient air and
stationary sources, a quality  control  handbook for air pollution measurements,
and guidelines for on-site evaluation  of  laboratories.

     Intralaboratory quality control is being supported through development
of reference materials, standards, and,instrumentation for use by individual
laboratories and monitoring activities.   Among the major outputs are:

    Pollutant                     Device  or Material

SO                        Freeze-dried sulfite-TCM

NO2                       Aqueous sodium  nitrite

Particulate               Flow audit device for high-volume samples
CO                        CO/air  in cylinders
Sulfate/nitrate           Glass fiber  filter strips containing SO-

                            NO^ ions

Lead                      Glass fiber  filter strips containing lead
Lead-Gasoline
Phosphorus—Gasoline
Gross alpha/beta          2" or 4" diameter air filters
Plutonium-239             2" or 4" diameter air filters
Krypton-85                Cylinders of krypton-85 in air

     Although resources for energy programs are handled separately, there is
a heavy involvement in intralaboratory quality control in support of 25
agencies monitoring air in eight western  States where new energy sources are
being developed.  Included are on-site evaluations, quarterly performance
audits, and analytical support for a number of pollutants.

     The Assistant Administrator for Research and Development has directed
all ORD laboratories to develop quality assurance plans covering all appro-
priate research and monitoring activities.  Support for these intralaboratory
quality control efforts is provided as requested.

     Interlaboratory quality control efforts include:  development and
demonstration of techniques for on-slte evaluation of monitoring support
laboratories, all Regional laboratories,  the National Enforcement and
Investigation Center laboratories, and one Sta^e laboratory, as well as
direct assistance to Regions in evaluation of radiation laboratories; and
development of reference samples and materials that can be used for inter-
laboratory performance tests.  The following performance surveys are carried
out semiannually (except as noted):
                                     20

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      Pollutant

S02

CO
N02

Partlculate (annually)
Sulfate/nitrate
     No.  of surveys
         to date
           4
           3

           2
           2
     Approximate  no.
     of  participants

           165

           120
           120

           150
            60
The following special performance surveys are carried out as noted:
     Program
Radiation

National Air Sam-
 pling Network
Los Angeles Auto-
 mobile Catalyst
 Studies
Community Health
 Environmental Sur-
 veillance Studies &
Community Health
 Air Monitoring
 Program
Unleaded gasoline
       Pollutant

Gross alpha/beta
Plutonium-239

S00, NO-
S00, NO.
       2,
ions, lead
                 Period

               Quarterly
               Quarterly

               Quarterly
                                 Weekly
S02, N02, S04/N03 ions

Lead and phosphorus
               Weekly

               On request
     Regional teams have been providing on-site  and  classroom instruction in
 the  conduct of field/laboratory  inspections  of air monitoring programs.
 Biennial  technical meetings  are  held with  all Regional quality control
 coordinators.  Although Headquarters has provided some assistance to the
 Regions to conduct quality assurance workshops,  the  level of effort is not
 providing the training needed to improve State programs.   There is no current
 plan or effort to certify air monitoring support laboratories.

                             Future Research  Needs

     ORD  needs to develop an adequate  program for air monitoring programs to
 use  to strengthen their individual intralaboratory quality control of data
 on emissions  from stationary sources.   The Agency should expand significantly
 its  ability  to provide  technical assistance  and  training on quality assurance.
 Stationary source measurements  and all currently unaudited criteria pollutant
 measurements  should  be  audited  periodically.

     Specific requirements  include:

           o   Updates of quality control guides and manuals at
              least  every  2  years.  (A mechanism is needed for addi-
              tions  or deletions without publishing new manuals.)
                                      21

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          o  Development and maintenance of reference materials
             and quality control samples for all criteria air
             pollutants and for hazardous substances.

          o  Establishment of a standards laboratory to provide
             interlaboratory calibrations for air measurements
             and traceability of reference materials and samples
             to the national standard measurement system at the
             National Bureau of Standards (NBS).

          o  Continuation of the current program of periodic
             performance audits and expansion of the program to
             include performance audits of dynamic gas delivery
             systems and stationary source measurements.

          o  Improvement and expansion of the Air Pollution
             Training Institute's quality assurance courses.

          o  Increased participation in development and conduct
             of Regional quality assurance workshops.

          o  Development and expansion of capability and mater-
             ial for conduct of regularly scheduled special
             audits (external) of a variety of important
             monitoring programs (for example, RAMS, CHAMP,
             CHESS, exposure chambers).

          o  Expansion of capability and conduct of laboratory
             evaluations, including air monitoring stations,
             and a reporting mechanism to assist Regions
             planning effective use of resources.

          o  Development of a mechanism to screen air pollution
             monitoring data before they go into the national
             data banks.

Water and Water Supply

     Development and implementation of a strong national quality control
program are of vital importance to EPA's mission to protect and improve the
quality of our national water resources.  Over the past 3 years since the
expansion of quality assurance efforts for water measurements, tremendous
advances have been made towards improving the quality control for water and
wastewater measurement data.  However, additional efforts are needed to
establish a viable national quality control effort, particularly for potable
waters, marine waters, biological monitoring, self-monitoring wastewater
programs, and toxic substances.
                                    22

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                              Current Status

    The following guidelines and procedures have been developed and issued:

         o  Analytical quality control manual for water and
            wastewater laboratories.

         o  Procedures for on-site evaluation of water and
            wastewater laboratories.

         o  Procedures and acceptance criteria for certifica-
            tion of drinking water laboratories.

         o  Manual of measurement methods for water and wastewater.

         o  Biological methods manual.

         o  Microbiological methods manual.

         o  Brochure entitled "Environmental Radioactivity
            Laboratory Intercomparison Studies Program 1977,"
            which describes the  cross-check sample studies
            program for radioanalysis of environmental samples.

         o  Brochure entitled "Radioactivity Standards
            Distribution Program 1977," which describes  the
            distribution and proper use of  quality control
            samples and other reference materials.

         o  Preliminary quality  control manual  for radiation
            measurements.

          o  Contract  reports  on feasibility of  laboratory
            certification,  a  handbook for  sampling and
            preservation of water and wastewater samples, and
            procedures  for  evaluation of  environmental monitoring
            laboratories.

          o  A procedures  and  criteria manual for certification of
            water supply  laboratories.

          o   Interim radiochemical methodology for drinking water.

     The responsibility for implementing intralaboratory quality control
rests with the individual laboratory and monitoring programs.  Intralabora-
tory quality control Is Identified in this plan to cover research outputs and
technical services that are directly relatable to day-to-day conduct of
quality control within the laboratory and in the field.
                                    23

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     Development and implementation efforts in intralaboratory quality
control include:

          o  Development and distribution to water labora-
             tories each year of 5,000-7,000 sets of quality
             control samples for checking data from analysis
             of water and wastewater for minerals, nutrients,
             trace metals, biological oxygen demand, linear
             alkylate sulfonate, pitrilotriacetic acid, and
             chlorophyll.

          o  Contract development of 12,000 quality control
             reference samples for river sediment, suspended
             solids, and petroleum hydrocarbons.

          o  Contract development of 10,500 mineral, nutrient,
             trace metal, and oxygen demand reference samples;
             5,000 samples for sludges.

          o  Distribution of approximately 1,500 calibrated
             samples containing radionuclides to State and
             private laboratories each year.

          o  Distribution to laboratories of mixed radionuclide
             solutions prepared by NBS for calibration of Nal
             detectors.

          o  Distribution, under an interagency agreement with
             NBS, of calibrated solutions of radium-228 to
             laboratories engaged in radioanalysis of public
             drinking water supplies.

          o  Continuation of cross-check samples program for
             radionuclides.

     Interlaboratory quality control development and implementation efforts
include:

          o  On-site evaluation of all EPA Regional labora-
             tories and the National Enforcement and
             Investigation Center laboratories.

          o  Development of a computerized pilot system for
             increasing efficiency of interlaboratory
             performance tests, data analysis, and preparation
             of reports.

          o  Interlaboratory performance tests for water and
             wastewater measurements, including radioanalysis
             of gross alpha, gross beta, gamma, tritium,
             plutonium-239, and radium-226.
                                    24

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         o  Development and maintenance of standard reference
            materials and samples needed for interlaboratory
            calibrations and performance tests.

         o  Direct assistance to the Regions In on-slte
            evaluations of radiochemistry laboratories.

         o  Formal agreement with NBS to establish and
            document the traceablllty of the Environmental
            Monitoring and Support Laboratories to the
            national measurement system for the analysis  of
            selected radlonuclldes.

     Quality control training and laboratory certification efforts  include:

         o  Biennial technical  meetings with all  Regional
            quality control  coordinators.

         o  Training of  Regional laboratory evaluation teams
            in proper  use  of procedures  and protocols for
            on-site inspection  of  water  and wastewater
            laboratories.

          o   Evaluation of  procedures and acceptance criteria
             for certification  of drinking water laboratories.

                           Future Research Needs

     As monitoring systems  are  improved,  as systems are standardized and
validated,  and as monitoring programs expand or change emphasis, quality
control guides, procedures, and manuals must be updated.  Some specific needs
are:

          o  Manual of validated sampling and sample
             preservation procedures.

          o  Updated manual of methods for water  and
             wastewater.

          o  Guidelines  for chain-of-custody of enforcement
             samples developed  in cooperation with Office
             of Enforcement.

          o  Quality control guidelines for performance
             specifications, calibration, and maintenance
             for  continuous water quality monitors and
             automatic samplers.

          o  Updated quality control manual to cover potable
             waters.

          o  Manual of measurement  methods  for sediments.

                                      25

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     Intralaboratory quality control requires considerably more emphasis than
it has received in the past.  Some progress has been made as a result of the
EPA Regional laboratory evaluations and the requirement for quality
assurance plans in all ORD laboratories.  However, in future planning, a
timetable should be developed and the required resources provided for
follow-up activities in the Regional laboratories and for the evaluation and
assessment of quality control procedures in all EPA laboratories.  The need
for existing and new quality control samples continues to grow.  In particu-
lar, the materials required for quality control of potable waters
measurements (heavy metals, trace elements, radionuclides, pesticides,
organic carcinogens, and other hazardous substances) must be produced and
distributed on a national basis.  Continued support for intergovernmental
program assignments in water supply will be required through FY-1980.  This
arrangement provides support for the Regions in laboratory certification, and
also provides, on-the-job training for selected persons from many of the
States.

     The interlaboratory quality control program for water measurements has
made progress in many important areas.  As participation in the program
grows, many additional reference materials must be produced, and traceability
studies must be conducted to ensure their accuracy.  Also, performance tests
required by the pending water supply laboratory certification program must be
conducted.  Better coordination is required between the three Environmental
Monitoring and Support Laboratories (EMSL) and the various monitoring programs
underway in other parts of EPA.  (Limited EMSL staff cannot maintain liaison
with all monitoring programs.)  The standardization of reporting
definition(s) of minimum detectable limit(s), control limits, and
uncertainties must be discussed and agreed upon if the Agency is to have an
internally consistent interlaboratory quality control program.  Some specific
needs are:

          o  Traceability of measurements to the national
             measurement system at NBS, which was not discussed
             in the 1973 strategy document, should be addressed;
             resources should be included to ensure the trace-
             ability of Agency reference materials and samples,
             as far as possible.

          o  Standard reference samples and performance audit
             samples are needed to support existing and planned
             EPA standards and regulations for municipal and
             industrial effluents, ocean disposal, drinking
             water, and ambient water quality.

          o  Standard reference samples and performance audit
             samples are needed for hazardous substances
             promulgated in compliance with Section 307(a) of the
             Federal Water Pollution Control Act Amendments.

          o  The laboratory intercomparison studies program,  which
             is designed to evaluate (audit) laboratory performance,
             assess the quality of analytical procedures,  and ensure

                                     26

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             that  environmental  data produced by Federal,
             State,  and private  laboratories are compatible,
             accurate,  and legally defensible, should be
             continued.

          o  Development of data audit systems should be
             continued  for all water quality information
             systems.

     Quality assurance  efforts for the energy program are considered sepa-
rately.  However,  many  of the outputs and activities discussed will be
needed to support  assessment of  impact on water quality during the exten-
sive development of energy sources in eight western States.

Biological Materials and Other Environmental Media

     Quality control efforts in biological materials and other environmental
media are focused on providing support for the monitoring of pesticides and
radionuclides in tissues and other environmental media.  Much of the effort
in this area represents long standing commitments to the pesticides community
studies program and the Radiation Alert Network.  State, private, and
contract laboratories  are provided quality assurance research outputs and
quality control services.

                                Current Status

     Quality control guides and procedures  include:

           o  Quality control manual  for analysis of  pesticide
             residues  in  plant  and  animal  tissues, blood,
             urine, etc.

           o  A preliminary  quality  control manual  for radio-
             chemical  analysis  of milk,  food, soil,  etc.

           o  Brochures describing the use  of standard reference
             samples of radionuclides and  the interlaboratory
             cross-check sample program.

      Intralaboratory quality control activities include:

           o Provision of quality control  samples  for pesticides
              and  radionuclides.

           o  Standardized gas chromatographic column packings
              for  separation of  pesticide residues.

           o  Direct technical assistance and consultation.
                                      27

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     Intel-laboratory quality control activities include:

          o  Regularly scheduled interlaboratory performance
             tests for 13 to 19 contract laboratories that
             service the pesticide community studies program.

          o  Monthly and quarterly cross-check sample studies
             for radiochemical analysis of milk, food, and
             soil.

          o  On-site evaluation of State radiochemical labora-
             tories as requested by the Regions.

          o  Cross-check sample studies to support the Nuclear
             Regulatory Commission (NRC).

     Quality control training and laboratory certification efforts include:

          o  Participation in national conferences and seminars.

          o  Consultation to Regions, NRC, Energy Research and
             Development Administration, etc.

          o  Provision of laboratory performance reports to
             NRC to support its licensees and licensees contract
             laboratories.

                            Future Research Needs

     Monitoring strategies and research plans currently being prepared for
pesticides, carcinogens, and hazardous materials will impact future needs in
this important and diverse area of quality control.  However, based upon
current knowledge, projected needs are:

          o  Quality control guides and manuals to be updated
             at least once every 3 years.

          o  Provision of quality control samples for pesticide
             residues and radiochemical analysis to be continued
             and expanded.

          o  Interlaboratory comparison studies for pesticides
             and the cross-check sample program for radionuclides
             to be continued and repositories of standard reference
             samples to be maintained.  The Regions will require
             assistance in conducting on-site evaluation of
             laboratories, performance, and data audits.

          o  Quality control training needs are critical in this
             area and include training for EPA, State personnel,
             and others in the complex analysis of pesticides and in
             quality control techniques for pesticide residue and

                                    28

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             radiochemical measurements.   Coordination and
             communication between program offices,  Regions,
             and laboratories need to be  improved.

Quality Control Training and Laboratory Certification

     Although Headquarters participates in the conduct of Regional quality
control workshops, the level of effort directed towards direct training in
the use of quality control practices is far below what is needed.  Immediate
consideration should be given to expanding our national training programs to
include quality control.  Specific requirements are:

          o  Preparation of instructional materials for use
             both nationally and Regionally.

          o  Continuation of the biennial meetings of Regional
             quality control coordinators.

          o  Participation  in Regional qaulity assurance
             workshops, seminars,  and conferences.

          o  Publication  of quality  control information.

          o  Conduct of a national quality  assurance  conference
             and  workshop.

          o  Conduct of workshops specifically  for  on-site
             evaluation of water  supply  laboratories.

 The evaluation procedures and acceptance criteria for certifying water supply
 laboratories are  generally acceptable to user groups.   However, the
 implementation and management of  the program present many problems.  Of
 particular  concern to  the Regions is their lack of  expertise needed to conduct
 on-site evaluations of State and  local radiochemical laboratories.  Requests
 from the Regions  indicate that they are going to depend upon EMSL-Las Vegas
 personnel to directly  assist in this area.

 QUALITY ASSURANCE IN RESEARCH LABORATORIES

      The quality assurance program in EPA has concentrated on ambient and
 source measurements.  Research activities, including dose-effects experiments,
 have historically not been addressed by this program.  As a result, while the
 biological scientist in EPA uses accepted procedures, such as National
 Institutes of Health guidelines for animal handling and care, dose determina-
 tions have not been uniformly subjected to similarly rigid quality assurance
 procedures.  For instance, the research laboratories do not routinely
 participate in formalized  split sample programs, nor do they formally  require
 careful documentation, including  the purity of chemicals  used  in  their
 research.

      The need  for a uniform approach to quality  assurance, particularly  in
 dose-effects experiments,  has become very important  in view of the present

                                     29

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emphasis on substance's that may have carcinogenic or other toxic effects at
very low doses, as well as the increasing reliance upon data obtained from
extramural researchers.  Experience indicates that any regulatory action
(setting of standards, etc.) taken by the Agency will be scrutinized and
challenged by industry, environmentalists, and even other Federal agencies.

     It should be emphasized that the investigators who conduct experiments
are, under all circumstances, responsible for the quality of their results and
the use of appropriate quality assurance practices.

Current Status

     All ORD laboratories are preparing quality assurance plans tailored to
the specific research conducted in the individual laboratory.  Also,
recognizing the critical role played by the health-related research programs,
EPA has awarded a contract for development of quality assurance protocols that
the Health Effects Research Laboratories and their extramural investigators
can use to control and document data quality.

Future Needs

     The plans prepared by the EPA laboratories and the contract referred to
will identify the specific needs that must be addressed and will be
fundamental to the planning and implementation of this program in FY-1978.

QUALITY ASSURANCE EFFORTS RELATED TO THE ENERGY PROGRAM

     ORD's Office of Energy, Minerals, and Industry coordinates a $100 million
per year energy-related environmental research and development program.
Various aspects of this interagency program require measurement and monitoring
efforts to provide environmental quality data to EPA and other Federal
agencies.  Therefore, quality assurance support is required.

Current Status

     Quality assurance was recognized as a key element in the formation and
implementation of the interagency program.  Quality assurance requirements of
ongoing monitoring within the program are being coordinated with the
appropriate Environmental Monitoring and Support Laboratory.

Future Needs

     Funding the quality assurance efforts for the energy program is separate
from other resource requirements discussed in this document.
                                     30

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              III.  RESOURCE LEVELS AND IMPLEMENTATION OPTIONS

     Over the past several years, EPA has promulgated many regulations and
standards that require frequent or routine monitoring of ambient air and
water, wastewater discharges, public drinking water supplies, emissions from
stationary and mobile pollution sources, lead and phosphorus in gasoline, and
special categories of hazardous substances such as radionuclides, pesticides,
and carcinogens.  To meet these monitoring requirements, EFA's quality
assurance program must provide validated measurement systems, reference
standards, and the necessary quality control materials and services.

     Quality Assurance is, for the most part, a level-of-effort activity, and
the resources available directly impact the scope of work with respect to the
number and types  of monitoring functions that can be covered.  An optimum
quality assurance program should provide:

          o  Valid measurement and quality control systems  to
             support  implementation by program offices  and  the
             Regions  of regulations and standards at  reasonable
             cost.

          o  Continuous review and evaluation of  the  performance
             and data quality  of monitoring  systems.

          o   Support  for monitoring emergency episodes,  environ-
             mental quality trends,  and special  research studies.

      The most  essential  activities and outputs  include the following:

           o   An Agency-wide quality assurance management plan
              endorsed by the EPA Administrator.

           o  Repositories of standard reference samples and
              materials to support measurement methods validation,
              internal quality control of field and laboratory
              measurement systems, and external interlaboratory
              performance checks and audits of measurement systems
              and operators.

           o  Measurement standardization procedures and acceptance
              criteria that can be used internally, externally, and
              nationally for selection and endorsement of methods
              for official EPA use.
                                       31

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Guidelines for development of minimum quality
control programs for air, water, water supply,
biological materials, and other environmental
media.

Standardized and validated total measurement
systems for all current and planned regulations
and standards that require compliance monitoring.

Formal equivalency protocols for approval of
measurement methods/systems as alternative to
those methods promulgated,by EPA.

Quarterly interlaboratory performance tests
covering routine measurements and special
monitoring studies.

Standardized laboratory evaluation guidelines
and acceptance criteria that are acceptable to
EPA Regional, State, and local laboratories.

Annual on-site evaluation of Regional and other
EPA laboratories.

Annual instruction and support of Regional
evaluation teams so that they can uniformly and
effectively evaluate State and local laboratories
and monitoring programs.

Computerized system for screening out improbable
values and documenting the statistical quality of
the data from all monitoring systems that input
to the EPA data banks.

Compendia or manuals of measurement methods and
systems approved by EPA and updated biennially.

Continued and improved biennial meetings of the
Regional quality control coordinators.  Meetings
should rotate among the 10 Regions with represen-
tation from those States in the Region where the
meeting is held.

The national work plan and committee for the Pilot
Secretariat for Measurement of Pollution under the
auspices of the International Organization of Legal
Metrology.  (This is an international treaty
organization that the United States joined to
protect a favorable balance of trade with other
treaty nations.)
                        32

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     The above functions  and  research outputs  are critical to successful
implementation of a viable EPA quality assurance effort.   Furthermore, since
there are subtle but major differences among the various  types of monitoring
activities, many quality  assurance functions and research outputs must be
duplicated to meet specific requirements with respect to  pollutants measured,
source and concentration  levels, environmental matrix in  which the pollutant
is found, and purpose for which the data are being obtained.  For example, a
measurement system and quality control program for measuring pesticides in
Industrial waste effluents will not be adequate for measurement of pesticides
in public drinking water  because of the extreme differences in the concentra-
tion levels of the pesticides and the interferents present.  The same type of
analogy can be made for ambient air measurements versus measurement of
stationary and/or mobile source emissions.

     In addition to those functions and research that are critical to the
quality assurance program, other important types of outputs and ancillary
efforts are needed:

           o  Provide improved program coordination by establishing
             an  Intraagency Quality Assurance Advisory Committee.

           o  Develop instructional materials and support  for
             national and Regional quality  assurance training
             programs, workshops, and seminars  to upgrade labora-
              tory  and field monitoring  support  activities.

           o   Develop system(s)  for quantifying  and  reporting
              quality assurance  progress in  terms of data quality
              versus quantity,  type,  source, etc.

           o   Coordinate  and  support  feasibility studies  and,
              where appropriate, develop laboratory  automation
              systems  to  Improve efficiency  of analytical
              operations,  sample management, quality control,
              and preparation of laboratory  reports.

           o  Develop and publish a statistical quality control
              handbook addressing the total  needs of environ-
              mental monitoring, including special research
              monitoring  studies and guides  for interpretation
              of data,  along with a glossary of terms.

      While not absolutely essential, the above items represent reasonable
 requests made by the various national monitoring programs.

 SUMMARY OF RESOURCES

      Three options for funding the quality assurance effort are  summarized
 below:
                                      33

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                                  OPTION 1

        FY-1977     FY-1978     FY-1979     FY-1980     FY-1981      FY-1982

$M        5.3         5.3         6.3         8.5        10.0         10.0
MY         67          67          67          67          67           67

                                  OPTION 2

$M        5.3         6.3         8.5        10.0        10.0         10.0
MY         67          77          87          87          87           87

                                  OPTION 3

$M        5.3         8.5         9.5        10.5        11.5         12.0
MY         67          87          90          90          90           90

     The national scope and complexity of the quality assurance effort require
competent scientists to carry out the diverse functions of the program and to
establish effective communication with the monitoring community.  Staff
requirements and funds must be considered in trying to arrive at a "hard needs"
or "optimum" budget.  Consider these facts:  Maximum use will be made of
contracts, grants, and interagency agreements for such efforts as development
of computer hardware and software for analyzing and reporting data from
collaborative tests and performance audits; quality control samples for
operation of intralaboratory quality control; investigations of sampling site
validations, sample collection, and sample preservation; field and laboratory
evaluations and tests of analytical methods and instruments; and preparation
and publication of guidelines, procedures, training materials, and methods
manuals.  About 45 percent of the dollar resources will be used for these
types of extramural efforts.  However, monitoring the cost-effective use of
extramural funds requires a staff experienced in environmental methodologies
and quality control.

     On the other hand, EPA must maintain the responsibility for providing
expert advice and guidance on the use, operation, performance, and data output
for all monitoring methodologies and systems promulgated in suport of
regulations and standards.  This means that the Agency's quality assurance
function must be adequately staffed to:

          o  Evaluate and validate measurement systems under real
             and adverse operating conditions.

          o  Design and conduct tests to determine the reliability
             and bias of measurement methods in the hands of a
             cross-section of users.

          o  Advise others on the proper calibration and operation
             of measurement systems based upon experience.

          o  Provide quality control guides and materials to docu-
             ment the validity and accuracy of the data produced.


                                     34

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          o  Provide continual overview of operational monitor-
             ing systems,  suggesting corrective actions when
             malfunctions  occur.

IMPLEMENTATION UNDER THE VARIOUS  RESOURCE OPTIONS

Option 1

     Under Option 1, the FY-1978 program will not change substantially from
the FY-1977 program.  In fact, some curtailment and/or redirection in current
activities may be needed to provide a critical mass for addressing "highest"
priority areas.  For example, in the water measurements area, emphasis will
be given to meeting critical needs for the water supply and permit program.
A level-of-effort activity will be carried out in the evaluation and
validation of measurement methods that have been promulgated, and a minimum
quality control program will be implemented.  Program efforts that are most
likely to be restricted under this option include:  automated laboratory
systems, provision of quality control samples, development of new standard
reference samples, marine water measurement methods, the number of measure-
ment methods that can be validated  (participation in Regional quality
assurance workshops), and direct assistance to the Regions in the certifica-
tion of water  supply laboratories.  Under this option,  all Agency quality
assurance needs requiring in-house man-hours will have  to compete on a
priority basis for  the  limited manpower  available.

     In the  air measurements  area,  the quality assurance efforts will
concentrate  primarily on standardization and improvement of  measurement
methods for  stationary  sources,  limited  performance  audits  of  source measure-
ments, maintenance  of reference  samples  and materials,  and  continuation  of
the interlaboratory tests  for ambient  air measurements.

     Also, under  this option, the  ongoing quality  assurance efforts  for
measurements of  tissues and other  environmental  media will  continue  at  the
same  level as in FY-1977.   Primary emphasis will be  on the  support of  the
pesticide residue monitoring program and on the  radiochemical  measurements
for milk,  food,  and soil.

      In the  years beyond  FY-1978,  and projecting no  change in man-years, the
quality assurance effort  will be expanded and improved in those areas that
 can be done  extramurally:   laboratory and field evaluation of sampling and
 analysis  systems; preparation and distribution of quality control samples for
 routine use; and development and publication of quality control procedures,
methods manuals, and the like.  Those efforts that require dedicated in-house
 personnel will not substantially improve:  measurement methods validation and
 approval of  alternate test procedures; on-site evaluation of laboratories;
 interlaboratory performance tests and development of the associated standard
 reference samples; and direct technical assistance to  laboratories that need
 to improve performance and data quality.

      Activities and outputs under this resource option are  summarized in
 Charts 1-4.
                                      35

-------
 Option  2

      Option 2  represents  an increase of $1M and 10 positions for FY-1978.
 This  increase  will  be  allocated to  support  Standards  of Performance for New
 Stationary  Sources  under  the Clean  Air Act,  effluent  guidelines  regulations
 under Section  304(g) of the Federal Water Pollution Control  Act  Amendments,
 and the Safe Drinking  Water Act.  More specifically,  $500K and 5.5MY will  be
 allocated to support the  water  supply program,  including test procedures,
 reference samples,  and laboratory certification.   The remainder  of  the FY-1978
 increase, $500K  and 4.5MY,  will be  used to  support effluent  guidelines
 regulations, performance  audits for air pollution source measurements, and
 critical measurements  of  noncriteria air pollutants.

      The FY-1978 level of resources in Option 2 is not adequate,  in dollars
 or man-years,  to provide  a  comprehensive quality assurance effort to support
 existing regulations,  and it certainly does  not provide for  coverage of the
 Consent Decree pollutants,  ocean dumping regulations, etc.

      In the years beyond  FY-1978, the resource  allocation of Option 2 allows
 a gradual development, implementation,  and maintenance of a  national quality
 assurance effort covering all existing and  currently  planned air and water
 regulations, standards, and monitoring requirements.

      The activities and outputs under this option are summarized in Charts
 5-8.

 Option  3

      Under  Option 3, the  gaps in the current program  can be  quickly closed
 and a comprehensive quality assurance program developed for  all  existing and
 currently planned environmental monitoring.   This option includes quality
 assurance support for  programs  implementing  the mandates of  the  Safe Drinking
 Water Act,  the Federal Water Pollution Control  Act Amendments of 1972, the
 Clean Air Act  Amendments, the Federal Insecticides, Fungicides,  and
 Rodenticides Act, the  Marine Protection,  Research,  and Sanctuaries  Act of  1972,
 and the Settlement  Agreement and Consent Decree pollutants.   This option also
 includes the support and  ancillary  requirements associated with  radionuclide
measurements as  they apply  to the above  Acts, to  the  Atomic  Energy  Act and
amendments, and  to  EPA support  to the Nuclear Regulatory Commission.   In
FY-1978, the $3.2M  and 20MY increases requested would be allocated
approximately  as shown below:

                                Activity Funded

                                                                     $K(MY)

     Standardization of water supply measurement  methods,
     reference samples, guidelines,  and  assistance  to
     Regions and States for  laboratory certification	     1,200(5)
                                    36

-------
    Quality assurance program for monitoring reports on
    wastewater discharges, including some on-site
    inspections  	    200(3)

    Standardization  of  Section  304(g)  test  procedures  and  estab-
    lishment  of  a measurement methods  equivalency  program  ....    450(3)

    Performance  audits  for stationary  source measurements  ....    260(4)

    Performance  audits  and measurement system  evaluation
    for Consent  Decree  pollutants  and  other noncriteria
    air pollutants   	    340(3)

    Standardization and optimization of measurement systems
     for Consent  Decree  pollutants  in water and wastewater
     discharges  	    700(1)

    Ancillary activities (reports, data, coordination,
     conferences)	    50(1)

     At the Option 3 level of resource allocation, the program in the years
beyond FY-1978 is designed to provide the reference or standard monitoring
methods, quality control procedures, associated standard reference materials,
quality control program audits, and expert advice  and assistance needed by
either the Agency's operational monitoring programs or the  States in carrying
out their mandated monitoring requirements.

     Under this  option, more attention will be given to developing and carrying
out a quality assurance effort  to meet the needs of research  laboratories and
special monitoring studies.

     It should be reemphasized  that a  successful quality assurance effort
requires a competent multi-disciplinary staff along with an adequate  allocation
of funds.  Only  then can  EPA accurately  assess  changes in  the environment.
The challenge of rapid  changes  in  advanced  technologies, diversification  of
industries, population  changes  and migrations,  and new energy sources  demand a
quality assurance effort  flexible  enough to meet  long-term, short-term, and
emergency monitoring data requirements.   As improved or new monitoring systems
are developed, and monitoring  initiatives and  emphasis change,  the quality
assurance functions  and research, outputs,  in a generic sense, will be  repeated.
Therefore,  from  year to year,  the  quality assurance program and outputs will
look the same, while meeting  the demands for assuring  data quality  from
radically different  and new types  of monitoring activities.

     Activities  and  outputs under  this option, are summarized in Charts 9-12.
                                      37

-------
                         CHART  1  -  OPTION  (1)   QUALITY ASSURANCE IMPLEMENTATION PLAN* - GENERAL
        Quality Assurance Activity/Output
                                                     FY
                                                    1977
 EY
1978
 PY
1979
 FY
1980
 FY
1981
 PY
1982
00
Agency-wide Quality Assurance Management Plan

Measurement System Standardization Protocols          -

Pilot Secretariat for Measurement of Pollution        I

Regional Quality Control Coordinators Meetings        I

Materials and Support for Regional/National Training  -

Intraagency Quality Assurance Coordinating Committee  -

Agency Quality Assurance Progress Reports

Statistical Quality Control Handbook/Glossary

Laboratory Automation Systems                         I

National Quality Assurance Conference

Regional Quality Assurance Workshops

Quality Assurance Reports to the Regions and States   -

Quality Assurance Support for Research  Laboratories   I
                                                                   1C

                                                                   I
                                                                   ID
                                                                   ID
                                                                                      U

                                                                                      I
                               U
                               U

                               U
              Future needs to be determined
   *I « Implemented at minimum level
    C = Continuing at previous level
    D =• Decreased below minimum requirement
    E = Expanded to adequate level
    U - Updated

-------
                        CHART 2 - OPTION (1)  QUALITY ASSURANCE IMPLEMENTATION PLAN* - AIR
Quality Assurance Activity/Output
Base Program
Guidelines, Procedures, Manuals
System Standardization/Validation
Reference Samples and Materials
Interlaboratory Quality Control
Performance Audits for Special Studies
Projected Program
FY
1977

I
I
ID
1C
ID

FY
1978

I
ID
ID
ID
ID

FY
1979

I
C
1C
C
C

FY
1980

IE
I
I
I
I

FY FY
1981 1982


by contract
as practicable



CO
 Measurement System Standardization,
 Validation Reference  Samples,  Perfor-
 mance Audits for  Consent  Decree
 Pollutants
 Performance Audits  for Stationary
 Sources Measurements  for  New Source
 Performance Standards
Measurement Method  Evaluations  Testing,
Reference  Samples,  and Materials for  Non-
criteria Pollutants Including Sulfates
On-site Evaluation  of Monitoring
Stations and System for Validation
of Sites
Technical Assistance and  Follow-up on
Unsatisfactory On-site Evaluation and
Interlaboratory Performance  Tests
                                                       ID
ID
ID
                                                                                               by  contract
                                                                                               as  practicable
ID
ID
                                                                                   by contract
                                                                                   as practicable
 *I = Implemented at minimum level
  C = Continuing at previous level
  D = Decreased below minimum requirement
  E = Expanded to adequate level
  U = Updated

-------
                  CHART  3 -  OPTION (1)   QUALITY ASSURANCE IMPLEMENTATION PLAN* - WATER
       Quality Assurance Activity/Output
 FY
1977
 FY
1978
 FY
1979
                                                                                    FY
                                                                                   1980
 FY
1981
 FY
1982
 Base Program
 Guidelines,  Procedures, Manuals                       I
 System Standardization/Validation                    ID
 Performance  Specification for  Samplers/Monitors      ID
 Reference Samples and  Materials                       ID
 Interlaboratory Quality Control                       ID
 Projected Program
    o  Water  Supply Measurement Methods Standardi-    ID
       zation;  Reference Samples  Performance
       Tests;  On-site Evaluations; Certification
       Procedures
    o  Measurement Methods Equivalency Program        -
       for Effluent Guidelines, Others
    o  Quality Assurance Support  for Discharge
'      Monitoring Reports  Including Some On-site
       Evaluations
    o  Measurement System  Validation and Perfor-
       mance  Tests for Consent  Decree Pollutants
    o  Quality Assurance Support  for Biological       ID
       and Microbiological Monitoring Efforts
    o  Technical Assistance/Follow-up Unsatisfac-
       tory On-site Inspections and Performance
       Evaluations
    o  Quality Assurance Program  for Marine           -
       Waters,  Ocean Dumping
                                                               ID
                                                               ID
                                                               1C
                                                               ID
                     ID
                     ID
                     1C
                     ID

                     ID
                     I
                     I
                     I
                     I
                     I
                                                                                   I

                                                                                   I



                                                                                   I

                                                                                   I

                                                                                   I
                   by contract
                   as practicable
                                       by contract
                                       as practicable
*I = Implemented at minimum level
 C = Continuing at previous level
 D - Decreased below minimum requirement
 E = Expanded to adequate level
 U = Updated

-------
CHART 4 - OPTION (1) QUALITY ASSURANCE IMPLEMENTATION PLAN* - BIOLOGICAL MATERIALS & OTHER ENVIRONMENTAL MEDIA
       Quality Assurance Activity/Output
 FY
1977
 FY
1978
 FY
1979
 FY
1980
                                                                                              FY
                                                                                             1981
 FY
1982
  Basei Program
 Guidelines,  Procedures,  Manuals
 System Standardization/Validation
 Reference Samples and Materials
 Interlaboratory Quality  Control:
   Cross-check Sample Studies
   On-site Evaluations
 Projected Program
    o  Provide Measurement System Standardization
       Support for the Consent Decree Pollutants
    o  Develop and Provide Standard Reference
       Samples and Materials  for the Consent
       Decree Pollutants
p.   o  Develop and Provide Reference Samples for
       Radionuclides  in Milk,  Food,  Soil  and
       River  Bottom Sediments
    o  Develop and Provide Reference Samples of
       Pesticides  in  Mothers'  Milk,  Animal
       Tissues, Blood, Urine,  and  Soil
   o   Provide Support for the Nuclear Regulatory
       Commission
   o  Assist  Regions in On-site Evaluations  of
      Radiochemical Laboratories
   o  Develop Quality Effort  to Cover the
      Analysis of Pesticide Formulations
                                                       I
                                                       ID
                                                       ID

                                                       I
                                                       ID
                                                       ID


                                                       ID


                                                       ID

                                                       ID
           ID
           ID
           ID

           ID
           ID
           C
           C
           C
           I
           I
           I
        by contract
        as practicable
                                by contract
                                as practicable
 *I - Implemented at a minimum level
  C - Continuing at previous level
  D - Decreased below minimum requirement
  E - Expanded to adequate level
  U • Updated

-------
                           CHART 5 - OPTION (2)  QUALITY ASSURANCE IMPLEMENTATION PLAN* - GENERAL
ro
FY
Quality Assurance Activity /Output 1977
Agency-wide Quality Assurance Management Plan
Measurement System Standardization Protocols
Pilot Secretariat for Measurement of Pollution I
Regional Quality Control Coordinators Meetings I
Materials and Support for Regional /National Training
Intraagency Quality Assurance Coordinating Committee
Agency Quality Assurance Progress Reports
Statistical Quality Control Handbook/Glossary
Laboratory Automation Systems I
National Quality Assurance Conference
Regional Quality Assurance Workshops
Quality Assurance Reports to the Regions and States
Quality Assurance Support for Research Laboratories
FY FY FY FY
1978 1979 1980 1981
I U U U
_
I I I I
I I I IE
- - - I
I 1C 1C
- I I I
- - - I
ID I I I
- I - -
_
-
I 1C
FY
1982
U
-
I
IE
I
1C
I
-
I
I
-
-
-

     *I = Implemented at minimum level
      C = Continuing at previous level
      D = Decreased below minimum requirement
      E = Expanded to adequate level
      U = Updated

-------
                       CHART 6 - OPTION (2)  QUALITY ASSURANCE IMPLEMENTATION PLAN* - AIR
         Quality Assurance Activity/Output
                                                     FY
                                                    1977
 FY
1978
 FY
1979
 FY
1980
 FY
1981
 FY
1982
JS
u>
Base Program
Guidelines, Procedures, Manuals
System Standardization/Validation
Reference Samples and Materials
Interlaboratory Quality Control
Performance Audits for Special Studies
Projected Program
   o  Measurement System Standardization,
      Validation Reference Samples, Perfor-
      mance Audits for Consent Decree
      Pollutants
   o  Performance Audits for Stationary
      Sources Measurements for New Source
      Performance Standards
   o  Measurement Method Evaluations Testing,
      Reference Samples,  and Materials for Non-
      criteria Pollutants Including Sulfates
   o  On-site Evaluation  of Monitoring
      Stations and System for Validation
      of Sites
  o   Technical Assistance  and Follow-up  on
      Unsatisfactory On-site Evaluation and
      Interlaboratory Performance Tests
                                                        I
                                                        I
                                                        I
                                                        I
                                                        ID
 I
 I
 I
 ID
 ID


 ID
                                                        ID
 C
 IE
 IE
 IE
 IE
           IE
                                                                           1C
 C
 IE
 IE
 IE
 IE


 IE
           IE
                    1C
 C
 IE
 IE
 IE
 IE


 IE
                     1C
 C
 IE
 IE
 C
 IE


 IE
                    1C
  *I  «• Implemented at minimum level
   C  - Continuing at previous level
   D  « Decreased below minimum requirement
   E  * Expanded to adequate level
   U  - Updated

-------
CHART 7 - OPTION (2)  QUALITY ASSURANCE IMPLEMENTATION PLAN* - WATER
FY
Quality Assurance Activity/Output 1977
Base Program
Guidelines, Procedures, Manuals I
System Standardisation/Validation ID
Performance Specification for Samplers/Monitors ID
Reference Samples and Materials ID
Interlaboratory Quality Control ID
Projected Program
o Water Supply Measurement Methods Standard!- ID
zation; Reference Samples Performance Tests;
On-site Evaluations; Certification Procedures
o Measurement Methods Equivalency Program for
Effluent Guidelines, Others
o Quality Assurance Support for Discharge
Monitoring Reports Including Some On-site
Evaluations
o Measurement System Validation and Perfor-
mance Tests for Consent Decree Pollutants
o Quality Assurance Support for Biological ID
and Microbiological Monitoring Efforts
o Technical Assistance/Follow-up Unsatisfac-
tory On-site Inspections and Performance
Evaluations
o Quality Assurance Program for Marine
Waters, Ocean Dumping

*I • Implemented at minimum level
C - Continuing at previous level
D = Decreased below minimum requirement
E - Expanded to adequate level
U * Updated
FY FY
1978 1979

I IE
ID I
ID I
ID ID
ID IE

ID IE


I

ID C


ID IE

ID C

ID


ID






FY
1980

IE
I
IE
IE
IE

IE


C

C


C

IE

IE


IE






FY
1981

C
I
IE
IE
IE

C


C

C


C

IE

IE


IE






FY
1982

C
I
IE
IE
IE

C


C

C


C

IE

IE


IE







-------
CHART 8 - OPTION  (2) QUALITY ASSURANCE IMPLEMENTATION PLAN*
                     MEDIA
        - BIOLOGICAL MATERIALS & OTHER ENVIRONMENTAL
    Quality Assurance Activity/Output
 FY
1977
 FY
1978
 FY
1979
 FY
1980
 FY
1981
 FY
1982
Base Program
Guidelines, Procedures, Manuals                      I
System Standardization/Validation                    ID
Reference Samples and Materials                      ID
Interlaboratory Quality Control:
  Cross-check Sample Studies                         I
  On-site Evaluations                                ID
Projected Program
   o  Provide Measurement System Standardization     -
      Support for the Consent Decree Pollutants
   o  Develop and Provide Standard Reference
      Samples and Materials for the Consent
      Decree Pollutants
   o  Develop and Provide Reference Samples for      ID
      Radionuclides  in Milk, Food,  Soil and
      River Bottom Sediments
           I
           ID
           ID

           ID
           C
           ID
           IE
           IE
           IE

           IE
           IE


           ID


           ID
           IE
           IE
           IE
           IE

           IE
           IE


           IE


           IE
           IE
           C
           IE
           IE

           IE
           C


           IE


           IE
           IE
           C
           IE
           IE

           IE
           C


           IE

           IE
           IE


*I
C
D
E
U
o Develop and Provide Reference Samples of ID ID IE IE
Pesticides in Mothers' Milk, Animal
Tissues, Blood, Urine, and Soil
o Provide Support for the Nuclear Regulatory ID I C C
Commission
o Assist Regions in On-site Evaluations of ID ID C
Radlochemical Laboratories
o Develop Quality Effort to Cover the - - - ID
Analysis of Pesticide Formulations

= Implemented at minimum level
- Continuing at previous level
» Decreased below minimum requirement
• Expanded to adequate level
- Updated
IE IE
C C
C C
C C


-------
                     CHART 9 - OPTION (3)  QUALITY ASSURANCE IMPLEMENTATION PLAN* - GENERAL
FY
Quality Assurance Activity/Output 1977
Agency-wide Quality Assurance Management Plan
Measurement System Standardization Protocols
Pilot Secretariat for Measurement of Pollution I
Regional Quality Control Coordinators Meetings I
Materials and Support for Regional /National Training
Intraagency Quality Assurance Coordinating Committee -
Agency Quality Assurance Progress Reports
Statistical Quality Control Handbook/Glossary
Laboratory Automation Systems
National Quality Assurance Conference
Regional Quality Assurance Workshops
Quality Assurance Reports to the Regions and States
Quality Assurance Support for Research Laboratories
FY
1978
I
I
1C
IE
-
I
I
-
I
I
I
I
I
FY
1979
U
U
1C
IEC
I
1C
1C
I
1C
-
IE
IE
IE
FY
1980
U
U
1C
IEC
IE
1C
IEC
»
1C
IE
IE
IE
IE
FY
1981
U
U
1C
IEC
IEC
1C
IEC
-
1C
-
IE
C
1C
FY
1982
U
U
1C
IEC
IEC
1C
IEC
-
1C
I
IE
C
1C

*I = Implemented at minimum level
 C = Continuing at previous level
 D = Decreased below minimum requirement
 E = Expanded to adequate level
 U = Updated

-------
                    CHART 10 - OPTION (3)   QUALITY ASSURANCE IMPLEMENTATION PLAN* -  AIR
FY
Quality Assurance Activity /Output 1977
Base Program
Guidelines, Procedures, Manuals I
Systjem Standardization/Validation I
Reference Samples and Materials I
Inter laboratory Quality Control I
Performance Audits for Special Studies ID
Projected Program
o Measurement System Standardization,
Validation Reference Samples, Perfor-
mance Audits for Consent Decree
Pollutants
o Performance Audits for Stationary ID
Sources Measurements for New Source
Performance Standards
o Measurement Method Evaluations Testing,
Reference Samples, and Materials for Non-
criteria Pollutants Including Sulfates
o On-site Evaluation of Monitoring
Stations and System for Validation
of Sites
o Technical Assistance and Follow-up on
Unsatisfactory On-aite Evaluations and
Interlaboratory Performance Tests
PY
1978

I
IE
IE
IE
IE

I



IE


I


I


I


FY
1979

C
IE
IE
IE
IE

IE



IE


IE


IE


IE


FY
1980

C
IE
IE
IE
C

IE



IE


IE


IE


C


FY
1981

C
IE
IE-
IE
C

IE



1C


IE


C


C


FY
1982

C
IE
C
C
C

C



IE


IE


C


C


*I « Implemented at minimum level
 C * Continuing at previous level
 D - Decreased below minimum requirement
 E • Expanded to adequate level
 U - Updated

-------
                       CHART 11 - OPTION  (3)  QUALITY ASSURANCE IMPLEMENTATION PLAN* - WATER
          Quality Assurance Activity/Output
                                                        FY
                                                       1977
 FY
1978
 FY
1979
 FY
1980
 FY
1981
 FY
1982
oo
Base Program
Guidelines, Procedures, Manuals                         I
System Standardization/Validation                       ID
Performance Specification for Samplers/Monitors         ID
Reference Samples and Materials                         ID
Interlaboratory Quality Control                         ID
Projected Program
   o  Water Supply Measurement Methods Standard!-       ID
      zation; Reference Samples Performance Tests;
      On-site Evaluations; Certification Procedures
   o  Measurement Methods Equivalency Program for       -
      Effluent Guidelines, Others
   o  Quality Assurance Support for Discharge
      Monitoring Reports Including Some On-site
      Evaluations
   o  Measurement System Validation and Perfor-         -
      mance Tests for Consent Decree Pollutants
   o  Quality Assurance Support for Biological          ID
      and Microbiological Monitoring Efforts
   o  Technical Assistance/Follow-up Unsatisfac-        -
      tory On-site Inspections and Performance
      Evaluations
   o  Quality Assurance Program for Marine              -
      Waters, Ocean Dumping
                                                                     IE
                                                                     IE
                                                                     IE
                                                                     IE
                                                                     I


                                                                     IE
 ID



 I


 ID


 ID



 ID
          IE
          IE
          IE
          IE
          IE


          IE
 IE


 IE



 IE


 I


 IE



 IE
 C
 IE
 IE
 IE
 IE


 IE



 C


 IE



 IE


 IE


 IE



 IE
                   C
                   IE
                   C
                   IE
                   C
 C

 C


 IE

 IE

 C
          C
          C
          C
          IE
          C
                                                                                                          IE

                                                                                                          IE

                                                                                                          C
    *I = Implemented at minimum level
     C = Continuing at previous level
     D = Decreased below minimum requirement
     E = Expanded to adequate level
     U = Updated

-------
CHART 12 - OPTION (3) QUALITY ASSURANCE IMPLEMENTATION PLAN*-BIOLOGICAL MATERIALS  & OTHER ENVIRONMENTAL MEDIA
Quality Assurance Activity/Output
Base Program
Guidelines, Procedures, Manuals
System Standardization/Validation
Reference Samples and Materials
Inter laboratory Quality Control:
Cross-check Sample Studies
On-site Evaluations
Projected Program
o Provide Measurement System Standardization
Support for the Concent Decree Pollutants
o Develop and Provide Standard Reference
Samples and Materials for the Consent
Decree Pollutants
S o Develop and Provide Reference Samples for
Radionuclides in Milk, Food, Soil and
River Bottom Sediments
o Develop and Provide Reference Samples of
Pesticides in Mothers' Milk, Animal
Tissues, Blood, Urine, and Soil
o Provide Support for the Nuclear Regulatory
Commission
o Assist Regions in On-site Evaluations of
Radiochemlcal Laboratories
o Develop Quality Effort to Cover the
Analysis of Pesticide Formulations
FY
1977

I
ID
ID

I
ID

-

-


ID


ID


ID

ID

-

FY
1978

I
I
I

I
I

I

I


I


I


I

I

ID

FY
1979

IE
IE
IE

IE
IE

I

I


IE


IE


C

IE

I

FY
1980

IE
IE
IE

IE
IE

IE

IE


IE


IE


C

C

IE

FY
1981

C
IE
IE

IE
C

IE

IE


IE


IE


C

C

C

FY
1982

C
IE
IE

IE
C

IE

IE


IE


IE


C

C

C


  *I - Implemented at minimum  level
  C - Continuing at previous  level
  D - Decreased below minimum requirement
  E » Expanded to adequate level
  U - Updated

-------
              IV.  SUMMARY HIGHLIGHTS OF EPA REGIONAL COMMENTS

     In developing this multiyear quality assurance research plan, the
Regional offices were considered the primary users of the quality assurance
outputs and services.  Therefore, this document has attempted to address the
specific needs of the Regions as expressed in their comments on an earlier
draft.  The Regional comments are presented in summary form in this final
section.  The comments that follow are arranged according to the number of
Regions expressing the same or similar concern for specific types of quality.
assurance outputs:

          o  The Regional quality assurance efforts, resources,
             roles, and responsibilities are not identified and
             clarified in the plan.  A similar plan is needed to
             cover the Regions and recommendations for the States.

          o  Protocols should be well defined and coordinated for
             measurement method standardization, measurement
             method equivalency determinations and alternate test
             procedure recommendations.

          o  A mechanism is needed to quantify data quality,
             establish procedures for handling data out of control,
             measure sampling reliability,  and estimate progress
             and cost-effectiveness of quality assurance programs.

          o  Reference samples are critical to the success of a
             quality control program and should include samples for
             ambient waters, ocean disposal, air, pesticide residues,
             etc.

          o  More emphasis should be given to the evaluation and
             validation of all existing measurement methods,
             particularly the Section 304(g) test procedures and
             measurement methods for marine waters.

          o  Improved communication is needed between the quality
             assurance efforts of the Regions, the EMSL's, and
             Headquarters,  including more frequent meetings of
             Regional quality assurance  coordinators,  and an
             intraagency quality assurance  advisory committee.

          o  Training within the Agency  needs to be expanded to
             include quality assurance,  both test procedures and
             quality control,  at the "grass roots" level — an
             impossibility without travel funds.

                                     50

-------
Guidelines are needed for development of minimum
quality control requirements for air and water
program managers and for research and monitoring
contracts.

There is a need to improve and continue the quality
assurance program for pesticides in water, particu-
larly methods evaluations, collaborative tests, and
guidelines.  Also, there is no quality assurance
program for pesticide formulations.

A mechanism is needed for establishing quality
assurance priorities in terms of specific compounds,
sampling methods, etc.  A table of priorities should
be established for all media, and an  ORD  effort
should be made to coordinate all programs into a
single set of priorities.

Validated measurement methods are needed  for  sludge
sampling, preservation, and analysis, and for
sediment  sampling and analysis.

Greater emphasis should be  given to  validation of
bioassay  procedures, microbiological measurements,
evaluation of methods being used routinely  by EPA
and  others,  and  coordination  of methods developed
by other  Federal agencies.

Nationally consistent guidelines should be
developed for  chain-of-custody  for water and
wastewater samples.

Quality assurance  guidelines  should be published for
sample site  selection,  sampling techniques, flow
measurements,  and sampling frequencies under
 Section 208  of the Federal Water Pollution Control
 Act Amendments.

 There should be some consistency among the various
 quality assurance groups with respect to procedures,
 terminology, etc.

 There is a need to establish and adopt minimum
 acceptance criteria for approval of  laboratories,
 particularly for water supply.

 Quality control guides are very good for air, but
 there is a need to improve guides for water measure-
 ments .

 Any laboratory certification program should  be
 mandatory for both EPA and the States.

                         51

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          o  Preplanning in the area of toxic substances is
             very good; field screening techniques and methods
             are needed for hazardous and toxic substances.

          o  More emphasis should be given to quality assurance
             related to mobile sources, for example, vapor
             recovery and unleaded fuel.

          o  In the view of the Regions, the concept of quality
             assurance for the research laboratories appears to
             be a very good idea!

          o  Quality assurance procedures are needed for
             continuous SO2 analyzers and for their calibration
             in the range of 5 to 10 parts per million; also,
             improved measurement method calibration procedures
             are needed for N02 and ozone.

          o  EPA management needs to make a strong commitment
             to quality assurance throughout the Agency.

          o  Additional resources are needed by ORD and the
             Regions to provide more technical assistance to
             State air programs.

          o  The current funding of the Intergovernmental
             Personnel Act appointees for the Regional water
             supply program will be needed through 1980;
             however, the program should be reviewed each year
             for effectiveness.

          o  Ongoing efforts to automate laboratories should be
             reviewed for appropriateness as a part of the
             quality assurance program.

     It should be noted that these comments are merely the views of the
Regions on an earlier version of the quality assurance plan.  Some of these
comments raise issues that should be addressed by management at various levels
of the Agency.  Where possible, we have addressed these comments in the
present version of the plan.  We hope that we will have the opportunity to
present some of the more critical issues to top levels of management for
resolution.
                                    52

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                                   TECHNICAL REPORT DATA
                            (Please read luslmctions on the reverse before completing)
 . REPORT NO.
  EPA-600/8-77-008^
47TITLE AND SUBTITLE
                             2.
                                                           3. RECIPIENT'S ACCESSION>NO.
   Quality  Assurance Research Plan,
   FY  1978-82
            5. REPORT DATE
             Inly  1977 (Issuing date)
            6. PERFORMING ORGANIZATION CODE
 . AUTHOR(S)
Thomas W.  Stanley
                                                           8. PERFORMING ORGANIZATION REPORT NO
I. PERFORMING ORGANIZATION NAME AND ADDRESS
Office  of  Monitoring and Technical  Support - Wash., DC
Office  of  Research and Development
U.S.  Environmental Protection Agency
Washington,  DC  20460
             10. PROGRAM ELEMENT NO.

                  1HD621
             11. CONTRACT/GRANT NO.
12. SPONSORING AGENCY NAME AND ADDRESS
    Same  as above.
                                                           13. TYPE OF REPORT AND PERIOD COVERED
                                                                 In-house
             14. SPONSORING AGENCY CODE

                 EPA/600/00
15. SUPPLEMENTARY NOTES

 In-house planning  document
T6. ABSTRACT             ~~                                              "  ~	~	~~
      The Office  of Research and Development (ORD), through  its  Office of Monitoring
 and Technical  Support,  is responsible  for developing an Agency-wide quality assurance
 program to  enable the U.S. Environmental Protection Agency  (EPA)  to implement  its
 regulatory  mission and associated monitoring functions.   The major thrust of this
 document is to identify and justify  the resources required  by ORD to develop the
 quality assurance tools, techniques, and services needed  by other program offices,  the
 Regions, and the States to generate  valid data.  This  five-year planning document
 describes  the quality assurance program in terms of goals,  objectives,  and  functional
 elements;  summarizes the current status of ORD's ongoing  quality assurance  efforts;
 discusses  Agency and program needs;  and delineates the resources and approaches
 required to develop and carry  out a  dynamic quality assurance program which will
 ensure scientifically valid environmental measurements.
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.IDENTIFIERS/OPEN ENDED TERMS
                                                                         c.  COSATI Field/Group
  Pollution,  Water pollution,  Air pollution.
  Sanitary engineering, Water supply,
  Environmental engineering,  Civil
  engineering, Quality  control, Quality
  assurance, Project planning
Environmental  Data
Environmental  Measurement
 05A
 13B
18. DISTRIBUTION STATEMENT

      RELEASE TO PUBLIC
19. SECURITY CLASS (ThisReport)
   UNCLASSIFIED
21. NO. OF PAGES
   69
                                              20. SECURITY CLASS (Thispage)
                                                  UNCLASSIFIED
                                                                         22. PRICE
EPA Form 2220-1 (9-73)
                                             53
                                                       U.S. OOVERmENT PRINTING OFFICE : 1977 0-141.037

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