STATE OF THE ART OF
SMALL WATER TREATMENT
         SYSTEMS
        AUGUST 1977
   U.S. Environmental Protection Agency
       Office of Water Supply
      Washington, D.C 20460

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        STATE OF THE ART OF
      SMALL WATER TREATMENT
             SYSTEMS
U.S. Environmental Protection Agency
       Office of Water Supply
          Washington, D.C.
              AUGUST 1977

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This report has been reviewed by Black & Veatch,
EPA, and approved for publication. Approval does
not  signify  that  the contents  necessarily reflect
the  views  and  policies  of the  Environmental
Protection  Agency,  nor does  mention of trade
names or commercial products constitute endorse-
ment or recommendation for use.

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                       TABLE OF CONTENTS
                                                              Page
I.   INTRODUCTION	1-1
    A.  PURPOSE	1-1
    B.  SCOPE	1-2

II.  WATER SOURCES    	II-l
    A.  SURFACE WATER	II-l
    B.  GROUND WATER	II-2
    C.  COMBINATIONS OF SURFACE AND GROUND WATER    .   II-2
    D.  ALTERNATIVES TO TREATMENT    	II-2

III. WATER QUALITY REQUIREMENTS     	III-l
    A.  NATIONAL INTERIM PRIMARY DRINKING
        WATER REGULATIONS	III-l
        1.   Inorganic Chemicals	III-2
             a.   Arsenic	III-2
             b.   Barium    	III-4
             c.   Cadmium	III-5
             d.   Chromium    	HI-6
             e.   Fluoride   	III-8
             f.   Lead   	IH-9
             g.   Mercury	III-l 1
             h.   Nitrate	111-13
             i.   Selenium	III-l 5
             j.   Silver	111-15
        2.   Organic Chemicals	111-17
             a.   Chlorinated Hydrocarbon Insecticides	Ill-17
             b.   Chlorophenoxy Herbicides    	Ill-19
        3.   Turbidity    .	IH-20
        4.   Coliform  Organisms   	III-21
        5.   Radiological    	111-23
        6.   Stabilization    	111-25
    B.  SECONDARY DRINKING WATER REGULATIONS   .   .  . 111-26
        1.   Chloride	111-26
        2.   Color	111-27
        3.   Copper    	111-28

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                  TABLE  OF  CONTENTS (cont'd)

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         4.   Corrosivity	111-28
         5.   Foaming Agents    	111-29
         6.   Hydrogen  Sulfide	ni-30
         7.   Iron	I"-30
         8.   Manganese	 111-31
         9.   Odor	HI-33
        10.   pH     	ni-33
        11.   Sulfate    	"1-34
        12.   Total Dissolved Solids (TDS)   	HI-34
        13.   Zinc	"1-35

IV. WATER TREATMENT  FACILITIES	IV-1
    A.   UNIT PROCESSES	IV-1
         1.   Aeration	IV-1
             a.   Gravity Aeration     	IV-3
             b.   Mechanical Draft Aeration    	IV-3
             c.   Diffused Aeration    	IV-3
             d.   Applicability and Recommendations	IV-4
         2.   Oxidation    	IV-4
             a.   Air	IV-4
             b.   Chemical	IV-5
             c.   Applicability and Recommendations    	IV-7
         3.   Adsorption	IV-7
             a.   Activated Alumina	IV-7
             b.   Activated Carbon    	IV-8
             c.   Applicability and Recommendations    	IV-11
         4.   Clarification     	IV-12
             a.   Coagulation    	IV-12
             b.   Rapid Mix     	IV-15
             .c.   Flocculation	IV-16
             d.   Sedimentation	IV-17
             e.   Softening	IV-21
             f.   Applicability and Recommendations    ...... IV-22
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             TABLE OF CONTENTS (cont'd)

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 5.   Filtration    	IV-23
     a.    Gravity Filters    	IV-24
     b.    Pressure Filters	IV-24
     c.    Diatomite Filters     	IV-25
     d.    Media	IV-25
          1.   Single Media    	IV-25
          2.   Dual Media	IV-27
          3.   Mixed Media    	IV-28
     e.    Backwashing Facilities	IV-29
     f.    Filtration Aids    	IV-30
     g.    Applicability and Recommendations     	IV-30
 6.   Disinfection	IV-31
     a.    Chlorine    	IV-32
     b.   Hypochlorites     	IV-37
     c.    Chlorine Dioxide     	-  . IV-3 8
     d.   Ozone	IV-38
     e.    Applicability and Recommendations     	IV-39
 7.   Stabilization     	IV-40
     a.    Adjustments to pH	IV-40
     b.   Polyphosphate    	IV-41
     c.    Silicates    	IV-41
 8.   Ion Exchange   	IV-41
     a.    Softening by Ion Exchange    	IV-42
     b.   Demineralization by Ion Exchange	IV-44
     c.    Applicability and Recommendations     	IV-45
 9.   Membrane Processes	IV-46
     a.    Electrodialysis    	IV-46
     b.   Reverse Osmosis	IV-49
     c.    Applicability and Recommendations    	IV-52
10.   Fluoridation/Defluoridation	IV-53
     a.    Fluoridation	IV-53
     b.   Defluoridation    	IV-56
     c.    Applicability and Recommendations    	IV-57
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                  TABLE OF CONTENTS (cont'd)

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    B.  WATER QUALITY CONTROL	IV-57
         1.   Sampling and Analysis    	IV-57
         2.   Laboratory Facilities	IV-59
         3.   Metering, Instrumentation, and Control	IV-60
    C.  WATER TREATMENT PLANT WASTE DISPOSAL    .   .  . IV-61
         1.   Sources, Quantities, and Characteristics of Wastes  .   .  .IV-61
             a.   Sources	IV-61
             b.   Quantities of Wastes Produced    	IV-61
             c.   Characteristics    	IV-64
         2.   Waste Disposal Practices	IV-66
             a.   Direct Disposal	IV-66
             b.   Vacuum Filtration	IV-66
             c.   Centrifugation    	IV-66
             d.   Drying Beds	IV-67
             e.   Lagoons	IV-67
             f.   Discharge to Sanitary Sewers	IV-69
             g.   Spent Brine Solutions	IV-70
             h.   Summary of Waste Disposal Practices	IV-70
    D.   UNIT PROCESS COMBINATIONS	IV-71
         1.   Conventional Facilities    	IV-71
             a.   Turbidity Removal	IV-71
             b.   Ion Exchange     	IV-72
             c.   Lime Softening	IV-72
             d.   Iron and Manganese Removal    	IV-74
         2.   Package Plants	IV-76
             a.   Turbidity Removal	IV-7 8
             b.   Taste and Odor Control    	IV-7 9
             c.   Softening	IV-79
             d.   Iron and Manganese Removal    	IV-79

V.  UPGRADING EXISTING FACILITIES    	V-l
    A.  POLYMER ADDITION     	V-l
    B.  FILTER MEDIA REPLACEMENT	V-2
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                 TABLE OF  CONTENTS (cont'd)

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    C.   ACTIVATED CARBON REPLACEMENT OF
        FILTER MEDIA	V-2
    D.   RAPID MIX ADDITION   	V-3
    E.   FLOCCULATION ADDITION     	V-3
    F.   CHEMICAL CHANGE OR ADDITION	V-4
    G.   TUBE SETTLERS   	y-4
    H.   IMPROVED HYDRAULIC CONDITIONS	V-5
    I.   IMPROVED OPERATION AND MAINTENANCE   .   .   .  .   V-6
        1.   Operator Training and Qualifications	V-6
        2.   Improved Monitoring and Surveillance    	V-7
    J.   REGIONALIZATION   	V-8

VI.  COST DATA     	VI-1
    A.  CAPITAL COSTS	VI-3
         1.   Unit Processes	VI-4
             a.   Mechanical Draft Aeration    	VI-5
             b.   Diffused Aeration   	VI-5
             c.   Activated Carbon Beds     	VI-6
             d.   Activated Alumina Columns	VI-6
             e.   Rapid Mix    	VI-7
             f.   Flocculation	VI-7
             g.   Sedimentation    	VI-8
             h.   Flocculator-Clarifier    	VI-8
             i.   Ion Exchange Softening    	VI-9
             j.   Pressure Filtration	VI-9
             k.   Gravity Filtration   	VI-10
       *      1.   Demineralization    	VI-10
             m.  Electrodialysis    	VI-11
             n.   Reverse Osmosis	VI-11
             o.   Chemical Feed    	VI-11
         2.   Laboratory  Facilities	VI-14
         3.   Waste Disposal Facilities	VI-14
         4.   Package Plants	VI-14
         5.   Upgrading Existing Facilities    	VI-15
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               TABLE OF CONTENTS (cont'd)

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B.   OPERATION AND MAINTENANCE COSTS	VI-16
     1.   Unit Processes	VI-18
         a.   Mechanical Draft Aeration     	VI-19
         b.   Diffused Aeration   	VI-19
         c.   Activated Carbon Beds     	VI-19
         d.   Activated Alumina Columns	VI-19
         e.   Rapid Mix     	VI-20
         f.   Flocculation	VI-20
         g.   Sedimentation    	VI-20
         h.   Flocculator-Clarifier     	VI-20
         i.    Ion Exchange Softening    	VI-20
         j.    Pressure Filtration	VI-21
         k.   Gravity Filtration    	VI-21
         1.    Demineralization     	VI-21
         m.   Electrodialysis    	VI-21
         n.   Reverse Osmosis	VI-21
         o.   Chemical Feed    	VI-22
     2.   Laboratory Facilities	VI-23
     3.   Waste Disposal Facilities	VI-23
     4.   Package  Plants	VI-23
     5.   Upgrading Existing Facilities     	VI-23
C.   COST  DATA EXAMPLES	VI-24
     1.   Example No.  1	VI-24
         a.   Capital Cost	VI-25
         b.  Annual Operation and Maintenance Cost    .... VI-27
     2.   Example No. 2	«  VI-28
         a.   Capital Cost	VI-28
         b.   Annual Operation and Maintenance Cost    .... VI-29
     3.   Example No. 3	VI-31
         a.   Capital Cost	VI-31
         b.   Annual Operation and Maintenance Cost    .... VI-3 2
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                            LIST OF FIGURES
                                                            Following Page
Figure 1     Garnett, Kansas Water Treatment Plant
            Schematic	IV-71
Figure 2     Grant Park, Illinois Water Treatment
            Plant Schematic    	IV-72
Figure 3     Troy,  Kansas Water Treatment Plant Schematic    .... IV-72
Figure 4     Cape Girardeau, Missouri Water Treatment
            Plant Schematic    	IV-76
Figure 5     Mechanical Aeration Capital Cost	VI-33
Figure 6     Diffused Aeration Capital Cost     	VI-33
Figure 7     Activated Carbon Bed Capital Cost    	VI-33
Figure 8     Activated Alumina Column Capital Cost	VI-33
Figure 9     Rapid Mix Capital Cost   .   '.	VI-33
Figure 10   Flocculation Capital Cost    	VI-33
Figure 11   Sedimentation  Capital Cost     	VI-33
Figure 12   Flocculator-Clarifier Capital Cost	VI-33
Figure 13   Ion Exchange Softening Capital Cost      	VI-33
Figure 14   Pressure Filtration Capital Cost    	VI-33
Figure 15   Gravity Filtration Capital Cost     	VI-33
Figure 16   Demineralization Capital Cost	VI-33
Figure 17   Electrodialysis  Capital Cost     	VI-33
Figure 18   Electrodialysis  Enclosure Capital Cost     	VI-33
Figure 19   Reverse Osmosis Capital Cost	VI-33
Figure 20   Reverse Osmosis Enclosure Capital Cost     	VI-33
Figure 21   Powdered Activated Carbon Chemical Feed
            Capital Cost     	VI-33
Figure 22   Coagulant Chemical Feed Capital Cost	VI-33
Figure 23   Hydrated Lime Chemical Feed Capital Cost     	VI-33
Figure 24   Polymer Chemical Feed Capital Cost   *	VI-33
Figure 25   Polyphosphate  Chemical Feed Capital Cost     	VI-33
Figure 26   Chlorine Chemical Feed Capital Cost      	VI-33
Figure 27   Ozone On-Site Generation Capital Cost	VI-33
Figure 28   Calcium Hypochlorite Chemical Feed
            Capital Cost     	VI-33
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                     LIST OF FIGURES (cont'd)

                                                            Following Page

Figure 29   Sodium Hypochlorite Chemical Feed
            Capital Cost    	VI-33
Figure 30   Sodium Hypochlorite On-Site Generation
            Capital Cost    	VI-33
Figure 31   Waste Solids Disposal Lagoon Capital Cost	VI-33
Figure 32   Package Plant Capital Cost	VI-33
Figure 33   Tube Settlers Capital Cost	VI-33
Figure 34   Labor-Plant Type 1 & 2
            Operation and Maintenance Cost	VI-33
Figure 35   Labor—Plant Type 3 & 4
            Operation and Maintenance Cost	VI-33
Figure 36   Mechanical Aeration Operation  and Maintenance Cost   .   . VI-33
Figure 37   Diffused Aeration Operation and Maintenance Cost   .   .   . VI-33
Figure 38   Activated Carbon Bed Operation and Maintenance Cost     . VI-33
Figure 39   Activated Carbon Bed Media Replacement Cost   .... VI-33
Figure 40   Activated Alumina Column Operation and
            Maintenance Cost	VI-33
Figure 41   Activated Alumina Column Regenerative Chemical Cost     . VI-33
Figure 42   Rapid Mix Operation and  Maintenance Cost     	VI-33
Figure 43   Flocculation Operation and Maintenance Cost	VI-33
Figure 44   Sedimentation Operation and Maintenance Cost   .... VI-33
Figure 45   Flocculator-Clarifier Operation and Maintenance Cost .   .   . VI-33
Figure 46   Ion Exchange Softening Operation and Maintenance Cost   . VI-33
Figure 47   Ion Exchange Softening Regenerative Chemical Cost     .   . VI-33
Figure 48   Pressure Filtration Unit Process Operation
            and Maintenance Cost     	VI-33
Figure 49   Pressure Filtration Enclosure Operation
            and Maintenance Cost     	VI-33
Figure 50   Gravity Filtration Unit Process Operation and
            Maintenance Cost	VI-33
Figure 51   Gravity Filtration Enclosure Operation and
            Maintenance Cost	VI-33
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                     LIST OF FIGURES (cont'd)
                                                           Following Page
Figure 52  Demineralization Power and Enclosure Supplies
           Operation and Maintenance Cost	VI-33
Figure 53  Demineralization Unit Process Supplies and
           Regenerative Chemicals Operation and
           Maintenance Cost	VI-33
Figure 54  Electrodialysis Unit Process Operation and
           Maintenance Cost	VI-33
Figure 55  Electrodialysis Enclosure  Operation and
           Maintenance Cost	VI-33
Figure 56  Reverse Osmosis Unit Process Operation
           and Maintenance Cost    	VI-33
Figure 57  Reverse Osmosis Enclosure  Operation and
           Maintenance Cost	VI-33
Figure 58  Powdered Activated Carbon Chemical Feed
           Operation and Maintenance Cost	VI-33
Figure 59  Coagulant Chemical Feed Operation and
           Maintenance Cost	VI-33
Figure 60  Hydrated Lime Chemical Feed Supplies
           Operation and Maintenance Cost	VI-33
Figure 61  Hydrated Lime Chemical Feed Power
           Operation and Maintenance Cost   ...     	VI-33
Figure 62  Polymer Chemical Feed Unit Process
           Operation and Maintenance Cost	VI-33
Figure 63  Polymer Chemical Feed Power and Enclosure
           Operation and Maintenance Cost	VI-33
Figure 64  Polyphosphate Chemical  Feed Operation and
           Maintenance Cost	VI-33
Figure 65  Chlorine Chemical Feed Operation and
            Maintenance Cost	VI-33
Figure 66  Ozone On-Site Generation Unit Process Operation
            and Maintenance Cost	VI-33
Figure 67  Ozone On-Site Generation Enclosure Operation
           and Maintenance Cost    	VI-33
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                    LIST OF FIGURES (cont'd)

                                                          Following Page

Figure 68   Calcium Hypochlorite Chemical Feed Unit
           Process Operation and Maintenance Cost    	VI-33
Figure 69   Calcium Hypochlorite Chemical Feed Power
           and Enclosure Operation and Maintenance Cost	VI-33
Figure 70   Sodium  Hypochlorite Chemical Feed Unit
           Enclosure Operation and Maintenance Cost	VI-33
Figure 71   Sodium  Hypochlorite Chemical Feed Power
           Operation and Maintenance Cost	VI-33
Figure 72   Sodium  Hypochlorite On-Site Generation Unit
           Process Operation and Maintenance Cost    	VI-33
Figure 73   Sodium  Hypochlorite On-Site Generation Power and
           Enclosure Operation and Maintenance Cost     	VI-33
Figure 74   Lagoon  Waste Solids Removal Cost	VI-33
Figure 75   Package Plant Operation and Maintenance Cost    .... VI-33
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                            LIST OF TABLES

                                                                     Page

Table 1  Processes for Arsenic Removal    	III-3
Table 2  Processes for Barium Removal    	III-5
Table 3  Processes for Cadmium Removal	III-6
Table 4  Processes for Chromium Removal    	III-7
Table 5  Processes for Fluoride Removal	III-9
Table 6  Processes for Lead Removal    	Ill-10
Table 7  Processes for Mercury Removal	HI-12
Table 8  Processes for Nitrate Removal     	Ill-14
Table 9  Processes for Selenium Removal	Ill-16
Table 10 Processes for Silver Removal	Ill-16
Table 11 Processes for Endrin Removal     	111-18
Table 12 Processes for Lindane Removal   	Ill-18
Table 13 Processes for 2, 4, 5-TP (Silvex) Removal     	111-20
Table 14 Processes for Turbidity Removal	111-21
Table 15 Processes for Bacteria Reduction	111-23
Table 16 Maximum Contaminant Levels for Radioactivity	111-24
Table 17 Processes for Radionuclide Removal     	111-25
Table 18 Processes for Color Removal	111-27
Table 19 Processes for Copper Removal    	111-29
Table 20 Processes for Iron Removal     	III-31
Table 21 Processes for Manganese Removal    	IH-32
Table 22 Processes for Sulfate Removal     	HI-34
Table 23 Processes for Total Dissolved Solids Removal	111-35
Table 24 Processes for Zinc Removal     	111-36
Table 25 Solids Produced Based  on Coagulant Dosage	IV-62
Table 26 Solids Produced From Taste and Odor Removal	IV-63
Table 27 Analysis of Spent Brine Solution     	IV-65
Table 28 Garnett, Kansas Water Treatment Plant
         Unit Process Design Data	IV-73
Table 29 AT&T - Grant Park, Illinois Water Treatment System
         Unit Process Design Data	IV-74
Table 30 Troy, Kansas Water Treatment Plant
         Unit Process Design Data	IV-75
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                     LIST OF TABLES (cont'd)

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Table 31  Cape Girardeau, Mo. Water Treatment Plant
         Unit Process Design Data	IV-77
Table 32  Comparison of Package Water Supply Treatment Systems  .  . IV-78
Table 33  Treatment Plant Design Capacity     	VI-1
Table 34  Water Treatment Chemical Costs	VI-18
Table 35  Summary of Chemical Feed System
         Operation and Maintenance Cost Curves    	VI-22
Table 36  Capital Recovery Factors	VI-26
Table 37  Example Costs Summary	VI-33
                                  TC-12

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I.  INTRODUCTION

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                          I.   INTRODUCTION
    When  the National Interim Primary  Drinking Water  Regulations were
promulgated  late in  1975,  it was  estimated  that  there were  about 40,000
community water systems (see Appendix A). Of this  total more than 37,000
community  systems  each  served  10,000  or  fewer people. Thus,  the  vast
majority of community water systems would be considered small water systems
(capacities less than about 5700 m3/day or  1.5 mgd).  A previous study [1]
provided technical  and  economic information for the  approximately  3000
community water treatment systems  with capacities in excess of 3800 m3/day
(1 mgd).

     An economic  analysis  [2] indicates water systems serving 25-99 persons
will  need to  spend a total of $6.2  -  $9.1 million per year on monitoring,
capital  investment,  operation,  and  maintenance to meet  the National Interim
Primary Drinking Water Regulations.  An equivalent figure of $109.4 — $151.3
million  has been estimated for those systems serving from 100 to 9999 persons.
The  economic impact  on  a  specific system  will depend  on the degree  of
treatment required to meet the regulations.
A.   PURPOSE
     This report is a planning tool which provides information on small water
treatment systems.  The  content  of this report is  directed to the governing
bodies responsible for the  small water treatment  systems  so  that they  can
better understand what is  required of them  by the National Interim  Primary
Drinking Water Regulations  regarding treatment of their water and the related
costs. It  is directed to the water plant operator or city engineer to assist one in
understanding what can be expected of various treatment processes with regard
to meeting the maximum contaminant levels (MCL) specified in the regulations.
"Maximum contaminant level" is defined as the maximum permissible level of a
contaminant  in water  when  measured  at the customer's tap. An exception is
turbidity where the maximum permissible level is measured at the water's point
of entry  to the distribution system. Finally the report is directed to consulting
                                  1-1

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engineers to assist them in planning for new and/or improved water treatment
systems. The report  will provide the engineer with treatment techniques, design
parameters and cost information in regard  to meeting the various MCL's.
B.   SCOPE
     The  state  of the  art  of water treatment  for  small  water systems  to
meet the drinking water  regulations  is  presented  in  this  report. The plant
capacities  considered   range  from  230  m^/day  (60,000  gpd)  to  5700
m^/day  (1.5  mgd), serving  a population  of  25 and  10,000  respectively.
Discussion of water supply  sources compares ground and surface water sources
and  covers means of protecting these sources from  contamination. The MCL's
included  in  the regulations  are  presented  along  with applicable  treatment
techniques and their efficiencies. Unit processes for the treatment  of water are
discussed  and general  design parameters have been  compiled for each process.
These processes include disposal of the treatment plant wastes and laboratory
facilities required to monitor the treatment processes. Examples of conventional
                                                           *
water  treatment  processes  for turbidity  removal, iron  removal, chemical
softening  (heavy  metal removal), and ion exchange  softening are explained.  In
addition commercially available water treatment package plants are described.
Graphs  of capital,  operation, and  maintenance costs show  the costs for each
unit process  and also  for package  plants. Examples of how to use the graphs
have also  been provided to assist the user.
                                   1-2

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                            REFERENCES
1.  David Volkert and Associates, Monograph of the Effectiveness and Cost of
   Water  Treatment Processes for the Removal of Specific Contaminants,
   68-01-1833, U.S. Environmental Protection Agency, August, 1974.

2.  Energy  Resources  Company,  Inc., Economic Evaluation of the Promul-
   gated Interim Primary Drinking Water Regulations, U.S. Environmental
   Protection  Agency,  U.S.  Dept.  of  Commerce  NTIS PB  248  588,
   October, 1975.
                                1-3

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II.  WATER SOURCES

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                          II.  WATER SOURCES
     A   variety  of  sources  including   surface  water,  ground  water  and
combinations  of surface  and ground water are used as water supply for small
water treatment systems.  The selection of a supply source is dependent upon
availability, quality  and quantity of water. Considering the small community
water systems,  probably  the  majority  use ground  water as the source. The
reasons  for this  will  be discussed subsequently.
A.   SURFACE WATER
     Surface water sources include rivers, streams, lakes and reservoirs. Surface
water is generally  available across the United  States except in the Southwest
where surface waters have high total dissolved solids (some are  over  1000mg/l)
[1]. These surface waters are generally unsuitable for potable water supply
without extensive  treatment.  Surface waters  require at least turbidity removal
and  disinfection  before  use  as potable  water.  In  some areas of the country,
particularly the Midwest and Western areas, the hardness  of the surface waters
is  high  enough to  require softening.  The dissolved oxygen in most  surface
waters  prevents  problems associated  with  iron,  manganese,  and  hydrogen
sulfide.  The bottom levels of some lakes  and reservoirs  may  contain  soluble
iron or  manganese or hydrogen sulfide,  but these contaminants can be avoided
by taking water with dissolved oxygen from  a higher elevation in the body of
water  using  multilevel  intakes.  Other  surface waters  can  exhibit  special
problems with tastes, odors, color, inorganic  contaminants, or pollution related
contaminants  such  as  pesticides.  River water presents  additional treatment
complications due to seasonal variations in turbidity, mineral content, industrial
and sanitary waste discharges and other surface water related problems discussed
previously.

     Very  little protection can be given to some surface water sources. Gross
pollution of  rivers  and  lakes can  be prevented  by  the  control  of waste
discharges.  Multipurpose reservoirs  can  receive  some protection  by  proper
placement of adequate sanitary facilities. Single purpose water supply reservoirs
can be protected  by prohibiting or controlling access to the reservoir watershed.
                                   II-l

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B.  GROUND WATER


     Ground  water is generally  available  from  wells throughout  the  United
States and  from springs  in some  areas. The quality of ground water varies from
water needing  only disinfection to water  needing extensive treatment for
removal of total dissolved solids. Ground  water  can also require softening due
to the hardness content. Ground water can contain other substances  such as
iron, manganese, hydrogen sulfide, carbon dioxide, radionuclides and inorganic
contaminants, particularly fluoride and nitrate.  Treatment must be provided for
each of  these  if the substances exceed the established  limits. Ground water
quality  is  generally  constant and should  not  contain pesticide contaminants.
Since ground water is generally accessable and usually requires little treatment,
it is  usually used as the water supply source for small systems.

     Ground  water  sources  can  usually  be   protected  by  proper  well
construction  and  maintenance.  Prior  to construction  the  well  should be
properly located  and during construction the well should be protected and
properly cased to prevent pollution.
C.   COMBINATIONS OF SURFACE AND GROUND WATER
     When combinations of surface and ground water are used, the purpose is
 usually to provide an adequate quantity of water. However, some combinations
 are  used  to  enhance the quality of the water.  In very cold  weather surface
 water  may be supplemented with ground water to raise the temperature of the
 combined water and speed chemical reactions. In other instances a combination
 of surface and  ground  water  might be used in  a split treatment softening
 process. For most  small systems a combination of surface and ground water
 would not be economically justifiable.
 D.  ALTERNATIVES TO TREATMENT
     Although  most  small water systems are in somewhat isolated locations,
 some are located  near  larger  systems  or  close to each other. For  these small
                                   II-2

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systems a  regional water system may be an attractive alternative to extensive
treatment for an individual system. Economies of scale dictate  a large regional
system for those waters requiring significant degrees of treatment.

     Another possible alternative for some small systems might  be switching
water supply sources. A system  using a surface water might be able to switch
to  a ground water  source requiring less treatment.  Similarly, a system using
ground  water might consider  a  surface water  source or another ground water
aquifer in the area
                                    II-3

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                            REFERENCES
 1. Dennis P. Tihansky, "Damage Assessment of Household Water Quality,"
    Journal of the Environmental Engineering Division —  ASCE,  905-918
    (August,  1974).
                           BIBLIOGRAPHY
American Water Works Association, Water Quality and Treatment, 3rd edition,
McGraw-Hill, New York, 1971.

Clark,  Viessman  and  Hammer, Water  Supply  and Pollution  Control,  2nd
edition, International Textbook, Scranton, 1971.

Tihansky,  Dennis  P.,  "Damage Assessment  of  Household Water  Quality,"
Journal of the Environmental Engineering Division — ASCE, 905-918 (August,
1974).
                                 II-4

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IH.  WATER QUALITY REQUIREMENTS

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                  I.  WATER QUALITY REQUIREMENTS
     The primary  goal of a water treatment plant is to furnish water safe for
human consumption. A second basic objective is the production of water that
is appealing to the consumer. Quality guidelines are needed in order to evaluate
the  suitability  of water  for  public  supply  purposes.  The  United States
Environmental  Protection   Agency  (USEPA)  has  developed  primary  and
secondary drinking water standards to replace the United States Public Health
Service  Standards. Primary standards are based on dangers to health  and  they
are legally  enforceable. If  primary regulations are exceeded, either additional
treatment or  an  alternative  water  supply  source is required  to  protect the
health of those  persons  using the water.  Secondary regulations are  based on
aesthetic considerations and  are not enforceable  by the USEPA, but may be
enforced by the  States. Violation  of these aesthetic  standards should be
avoided, if possible, to discourage the consumer  from  turning to some other,
unsafe water.
A.   NATIONAL INTERIM PRIMARY  DRINKING WATER REGULATIONS
     The  USEPA has  published  National  Interim  Primary Drinking Water
Regulations (Federal Register, Vol. 40, No. 248, December 24, 1975 & Vol. 41,
No. 133, July 9, 1976, see Appendix A) which became effective in June 1977.
These  primary standards constitute  legal requirements  for public  supplies,
because they deal with substances which are hazardous to health. The fact that
standards  are to be periodically reviewed  and can be  amended and revised by
the USEPA must be  considered in determining the need for treatment  of a
particular  water supply.

     The  primary  regulations include  standards  for inorganic  and  organic
chemicals,  turbidity, coliform bacteria and radionuclides. It is  of importance
that the applicable standards  are met at  the customer's tap except  the turbidity
standard which must be met  at the point of entry into the distribution system.
Therefore,  production  of water that  does not  incur  contamination  from the
distribution system is necessary.
                                  III-l

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     The process removal percentages presented for the various contaminants in
the following sections are for a single pass through the process. If a single pass
will not reduce the contaminant  to the required MCL, then multiple stages of
the same process or two or more  processes in series might be used.
     1.  Inorganic Chemicals

     A discussion of the significance, possible sources, and processes applicable
to small public water systems for the removal of each inorganic substance for
which limits have been established is included in the following paragraphs.

     a.  Arsenic.  Arsenic  is highly toxic and the ingestion of  as  little  as
lOOmg can  result in severe poisoning.[l] The maximum  contaminant  level for
arsenic is  0.05 mg/1.  The  occurrence of  arsenic in the  environment is due
mainly to  natural deposits of  the metalloid  and to  its extensive  use   in
pesticides.  Other  sources  of contamination include manufacturing processes
such as tanning, dye manufacture and lead shot manufacture and to its use as a
wood  preservative. The arsenic concentration of most treated drinking water
supplies in  the  United States ranges  from  less than  0.03 to 0.10 mg/1.[2]
High   concentrations  of  arsenic  compounds  have  been  found  to  occur
naturally in  some waters of the  Western  United  States.

     Selection  of  a treatment method for arsenic removal  is dependent on
valence form and initial concentration of the arsenic. The two common valence
forms  are arsenite and  arsenate. Also called arsenic III (this indicates a valence
of +3), arsenite is a naturally occurring substance and is usually found only in
ground water.  Arsenic V (this indicates a  valence  of +5), or arsenate, can be
found  in ground water as a naturally occurring  substance and  in surface water
as both a natural and industrial pollutant. In water, both valence forms exist in
a relatively insoluble state, except  as  the sodium  or potassium salts.

    Various treatment processes will  remove  arsenic  from  drinking water.
Table 1 [3, 4] lists unit processes and per cent removals of arsenic for each unit
process.
                                   III-2

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                                 Table 1
                 PROCESSES FOR ARSENIC REMOVAL

               Unit Process*                Per Cent Removal

        Coagulation, Sedimentation,
           and Filtration                        30-90
        Lime Softening                         60-90
        Ion Exchange**                        55-99
        Electrodialysis***                          80
        Reverse Osmosis***                     90-95
        Adsorption (Alumina)                      99
           *Additional process information is discussed in the text follow-
            ing this table.
          **Anion exchange resin.
        ***Predicted but not experienced. [3]

     Laboratory  experiments a'nd  pilot  plant studies have  shown  that  for
coagulation and lime softening, arsenic removals  are dependent on the pH of
the  water,  coagulant dose  and initial arsenic concentration. The following
results [5] were observed during these studies and experiments:

     1.   Arsenic III removal
          Chemical coagulation or lime softening can achieve adequate removals
          of arsenicIII, if the arsenic concentration is only slightly above the MCL.
          Otherwise, oxidation of arsenic III to the arsenic V form is necessary
          before  treatment.  Use  of oxidants such as ozone and potassium
          permanganate will be effective on arsenic III. The use of chlorine as
          an oxidant for arsenic III  removal  is not advisable as chlorine can
         react with certain organic jnaterials to produce chloroform and other
         trihalomethanes.

     2.   Arsenic V removal
         a.   For  initial arsenic concentrations less than l.Omg/1, coagulant
              dose  (alum or ferric sulfate) of 20 to 30 mg/1  and  pH between
                                   III-3

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              5.0 and 7.5, arsenic removals of greater than 90 per cent were
              achieved.
         b.   For initial arsenic concentrations greater than 1.0 mg/1 and other
              conditions  as  above,   arsenic  removals   decreased  as  initial
              concentration  increased. Larger  doses  of coagulant,  however,
              achieved higher removals.
         c.   For initial arsenic concentrations up to 10 mg/1 and pH of 10.8
              and  above,  lime softening  can achieve 95 per cent removals.
              Below  a pH of 10.8, removals decreased to about 30 per cent as
              the pH decreased to 8.5.

     Ferric  chloride and  ferrous sulfate have also  been used successfully as
coagulants  for arsenic removal.[3]

     b.   Barium.  Drinking water should not contain barium in concentrations
exceeding  1.0 mg/1 because  of the  toxic  effects it has on the  heart,  blood
vessels and nerves.[l] Barium may  be  found in some ground waters and in
runoff from areas where barite and witherite are mined. Industrial applications
of barium  and its salts include metallurgy, paint manufacture, ceramic and glass
manufacture and other  processes.  Wastes  from  these  plants  may  contain
significant  levels  of barium contamination.  Barium concentrations  ranging from
0.0 to 1.55 mg/1 have been  found in  United States treated water supplies.[2]
In addition, several  cities and subdivisions have been identified  by the State
of  Illinois  EPA  as  using   well  water sources with  barium concentrations
greater than the MCL; the.highest concentration found was 10 mg/1.[6]

     A  number  of  treatment methods can effectively remove  barium from
drinking water as shown in Table 2. [3, 5]

     Studies have shown that lime softening is  capable of achieving 90 per cent
barium removal if the pH is between 10 and 11 and if the initial barium level is
approximately  17 mg/1  or less.[5] Below  and above  this pH  range, removals
decreased.  Conventional coagulation  is not recommended for  barium removal
unless the  barium concentration is  only slightly above  the allowable maximum
of 1.0 mg/1. Removals  of only 20  to 30 per cent were achieved even when
coagulant doses of 120 mg/1 were used.
                                   III-4

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                                 Table 2
                  PROCESSES FOR BARIUM REMOVAL

                 Unit Process*              Per Cent Removal
              Excess Lime Softening                90
              Reverse  Osmosis**                 90-97
              Ion Exchange                       95
              Electrodialysis**                     80
               "Additional process information is discussed  in the  text
                following this table.
              **Predicted but not experienced. [3]

     Conventional ion exchange softening treatment can very effectively remove
barium  from water.  As a result of the similarity  in behavior of hardness and
barium  in ion  exchange treatment, the hardness test can be used to monitor
barium  during treatment. When blending is used, caution should be exercised to
prevent excessive barium levels in the finished water.

    c.  Cadmium.   Current evidence indicates that cadmium is biologically a
nonessential,  nonbeneficial element of high toxic  potential.! 1]  Poisoning from
cadmium-contaminated  food and beverages has been documented; ingestion of
cadmium  has been  associated  with hypertension. Cadmium may leach from
galvanized pipes or fixtures  used in a water supply system. Only minute traces
of cadmium are found in ground water. However, high concentrations may be
found  in  surface waters as  a result of wastes from the following industries:
electroplating, pesticides, photography, metallurgy and ceramics.

     In water  supply   systems, cadmium has been found in  concentrations
ranging from less than 0.02 mg/1 to 3.94  mg/l.[2] The maximum allowable
level  of cadmium  in  drinking water  supplies  is 0.010  mg/1.  Selection of  a
treatment method depends on whether the  cadmium to be removed is soluble
or insoluble. Table 3 [3,5] lists unit processes for removal of   both  insoluble
and  soluble forms. The chloride,  nitrate  and sulfate compounds of  cadmium
are highly soluble in water, but  the carbonate  and hydroxide compounds are
insoluble.
                                  III-5

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                                 Table 3

                 PROCESSES FOR CADMIUM REMOVAL

                     Unit Process*                    Per Cent Removal
     Removal of soluble forms of cadmium:
         Reverse Osmosis**                                90—98
         Ion Exchange**                                    95
         Electrodialysis**                                    80
         Stabilization***                                   100

     Removal of insoluble forms of cadmium:
         Coagulation, Sedimentation and Filtration           20—90
         Lime Softening                                     98

       *Additional process information is discussed in the text following this table.
      **Predicted but not experienced. [3]
     *** Applies Only to prevention of corrosion of galvanized piping materials in the
       distribution system.

     Studies have shown  that lime softening is effective if the pH is 8.5—11.3.
Cadmium removals by  coagulation  are also dependent on  pH with the removal
efficiency  increasing   with  increased  pH.[5] Based on laboratory  studies,
coagulation using ferric sulfate  has been more effective than using alum. If the
pH is increased  to  greater than  7.5, soluble  forms of cadmium  will form
insoluble compounds and can  be removed by coagulation or lime softening as
outlined above.

     d.   Chromium.   Chromium exists in two common valence forms, III  and
VI. Chromium is toxic to humans, particularly in the hexavalent state (VI). It
can produce lung tumors when inhaled and is a potent sensitizer of the skin.[l]
The maximum contaminant level for chromium has been set at 0.05 mg/1.

     Sources  of chromium  contamination in drinking water  are  largely  the
result of industrial pollution.  Chromium salts are used in the metal finishing
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industry,  in  the  tanning  industry and  the  manufacture  of paints, dyes,
explosives, ceramics, paper and many other  substances. Chromium compounds
may also  be  present in the discharge  of  cooling waters where the water has
been treated  with  chromium to inhibit corrosion. The chromium concentration
of most treated drinking water supplies ranges from 0.0 to 0.079 mg/1. [2]

     If treatment  for chromium removal is  required, the form of chromium,
whether  soluble or insoluble, should  be  identified  prior to selection of the
treatment system.  Chloride, nitrate  and sulfate  salts of trivalent chromium are
readily  soluble;  however,  the  hydroxide   and  carbonate  compounds  are
insoluble. Of the hexavalent salts  only  sodium, potassium and ammonium
chromates are soluble. The corresponding dichromates are also quite soluble.
Table 4 [3, 5] lists unit processes for the removal of both insoluble and soluble
forms.

                                  Table 4
                 PROCESSES FOR CHROMIUM REMOVAL

                     Unit Process*                  Per Cent Removal
     Removal of soluble forms of chromium:
          Reverse Osmosis**                               90-97
          Electrodialysis**                                   80
          Ion Exchange**                                   95
     Removal of insoluble forms of chromium III:
          Coagulation, Sedimentation,
            and Filtration                                 78-98
          Lime Softening                                  70-98
     Removal of insoluble forms of chromium VI:
          Coagulation, Sedimentation,
            and Filtration                                 10-98
          Lime Softening                                    10
      * Additional process information is discussed in the text following this table.
     **Predicted but not experienced. [3]
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     Removal  of insoluble  chromium III  can be  achieved  by alum or iron
coagulation or by lime softening. Studies have shown that pH has only a slight
effect  on removals  by alum  and iron coagulation. Lime softening  removals,
however, decrease as the pH drops below 10.6.

     Insoluble  chromium VI  is more  difficult  to remove  by conventional
treatment than insoluble  chromium III. Laboratory  studies  showed  that alum
coagulation and lime softening obtained only 10 per cent removal  and ferric
sulfate  coagulation  at best  removed 35 per cent  of  chromium VI. Ferrous
sulfate coagulation,  however, achieved removals of 98 per cent.[5]

     Chlorination prior to  treatment for chromium  removal  is  not  recom-
mended because of the possible oxidation of  chromium III to chromium VI. If
chlorination  before treatment for  chromium removal  is  necessary,  ferrous
sulfate is recommended as a coagulant. Prechlorination is also not advisable as
chlorine can react with certain organic materials to produce trihalomethanes.

     e.   Fluoride.  While fluoride is added  to  some water  supplies to aid in
prevention  of dental caries, some  communities have the problem  of excessive
amount of natural  fluoride in their raw water. Excessive fluoride in drinking
water supplies produces dental fluorosis.[l] This mottling of the teeth increases
with increasing fluoride concentration.

     Only  a   few   regions  in  the  United  States  contain  large  deposits  of
fluoride bearing rock. Fluorides in  high concentrations are not  common in
surface  waters, but may occur in  detrimental concentrations in ground water.
Fluorides  are  used  as  insecticides,  disinfectants,  in  steel  manufacture,  for
preserving wood, and in the manufacture of glass and enamels.  Although  they
are not normally  found  in industrial wastes, fluorides may be present  as a
result of accidental  spillage. Fluoride  will  be introduced to surface  water by
communities which practice fluoridation and  then discharge sanitary wastes to
a surface water.

     The amount of water, consequently the amount of fluoride, ingested by
people in  a  given  community is primarily  a function of air temperature.
Depending  on  the  annual average air temperature, the maximum  allowable
level  of fluoride ranges  from 1.4 to 2.4 mg/1. (Refer to Appendix A for
specific allowable levels of fluoride.) Fluoride has been  found in water supply
systems in  concentrations ranging  from less  than 0.2 mg/1 to 8.0 mg/1. [2, 7]

                                   III-8

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Communities with excessively high natural fluoride levels can utilize any of a
variety of defluoridation processes. Processes for fluoride removal are  listed in
Table 5.[3]

                                  Table 5

                 PROCESSES FOR FLUORIDE REMOVAL

               Unit Process*                 Per Cent Removal
            Reverse Osmosis**                    90-97
            Electrodialysis**                        80
            Ion Exchange/Adsorption**              95

            Excess Lime Softening                30-70

             *Additional process information is discussed in the text
              following this table.
            **Predicted but not experienced.[3]

     The  method  most  commonly  used  for fluoride  removal  is  the  ion
exchange/adsorption process  using either bone  char or activated alumina as the
exchange  resin.  Bone char readily removes both fluoride and arsenic; however,
arsenic  can  interfere with fluoride removal when using bone char. Investigations
showed that bone char which had adsorbed arsenic could not be regenerated. [4]
Activated alumina,  however, is  readily regenerated  when both fluoride  and
arsenic  are removed. Therefore,  activated alumina is the recommended medium to
use for  fluoride  removal if the raw water contains both fluoride and arsenic.

     Where  excess lime  softening is used  for treatment  of  high magnesium
water, it has been demonstrated that fluoride is removed by coprecipitation with
magnesium  hydroxide. [8] Fluoride removal is directly related to the amount of
magnesium  removed. This is indicated  by  the range of per cent  removals in
Table 5. If  excess lime softening is to be used for fluoride removal, raw water
quality  may require the  addition of magnesium to achieve adequate reduction
of fluoride.

     f.  Lead.  Drinking  water should  not contain  lead in concentrations
exceeding  0.05  mg/1.  Excess  lead is a  serious  health  hazard  especially in
                                   III-9

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children. Lead poisoning in children can cause brain damage and kidney damage
sometimes  resulting in death. [ 1 ] The most  likely sources of lead pollution are
industrial and mining effluents. Natural waters have been known to contain as
much as 0.4 to 0.8 mg/1 of  lead, but this situation is rare. Another source of
lead contamination is lead pipe used for water supply systems. If contamination
is  due to lead pipes, the best method of  control is pipe replacement. Where
replacement  of  the  piping  system is  not  practicable,  pH  control  and
stabilization is the alternative.  Concentration of  lead in finished drinking water
supplies ranges from 0.0  to 0.64 mg/1.[2]

     Lead concentrations in  water can be removed  by the treatment methods
listed in Table 6. [3, 5]   Selection of a treatment  method is  dependent on  the
form of lead, whether soluble or  insoluble. The carbonate  and  hydroxide
compounds  of lead  are  insoluble; the sulfate and various other lead  salts are
soluble.

                                  Table 6
                    PROCESSES FOR LEAD REMOVAL

                     Unit Process*                   Per Cent  Removal
     For removal of soluble forms of lead:

         Reverse Osmosis**                               90—99
         Electrodialysis**                                    80
         Ion Exchange**                                     95
         Stabilization***                                     100

     For removal of insoluble forms of lead:

         Coagulation, Sedimentation,
           and Filtration                                   80—97
         Lime Softening                                      98

      *Additional process information is discussed in the text following this table.
     **Predicted but not experienced. [3]
     ***Applies  only to  prevention  of corrosion  of lead piping materials in the
       distribution system.


                                   111-10

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     Insoluble  forms of lead are  the  most common, therefore  conventional
treatment  methods  of coagulation,  sedimentation  and  filtration,  or  lime
softening will usually be adequate  for lead removal. Laboratory studies showed
that ferric sulfate is a more  effective coagulant than alum in removing lead.[5]

     g.   Mercury.  Exposure to mercury  and its  compounds poses a serious
threat to man's health. Continued ingestion of small concentrations of mercury
or a  one time ingestion of a larger amount can damage the brain and central
nervous  system. [ 1 ] The maximum allowable level of mercury in drinking water
is 0.002 mg/1. Most water supplies  in the United States do not contain mercury
or any of its compounds. Studies indicate  that mercury in the United States
treated water supplies varies in concentration from 0.0 to 0.033 mg/1.[2]

     Industrial and agricultural  applications are  the  most  likely source of
mercury contamination.  Mercury compounds are used in explosives, antiseptics,
printing, electroplating, herbicides and fungicides. Mercury may occur in either
the inorganic or  organic form. The organic form is more important as it is the
more toxic form, the form  most  likely to  be found in water, and the more
difficult form  to  remove by conventional  treatment.[5] In order  to select the
proper  treatment  method, the form  of the mercury contaminant,  organic or
inorganic, should be determined. Listed in Table 7 [3,5] are treatment methods
for mercury removal.

     Inorganic  mercury  removals  using coagulation,  sedimentation  and  filtra-
tion,  or lime  softening are dependent on  pH of the water.[5]  It has  been
reported that ferric sulfate coagulation  achieved 66 per cent  removal at pH 7
and 97 per cent removal at pH 8 for a dosage  of 18 mg/1 on  water containing
0.05 mg/1 of inorganic mercury. Alum coagulation is less effective; removals of
74 per cent at pH 7  and 38 per cent at pH 8  have been  shown.  Also, as the
turbidity increases, removals by coagulation increase.

     Lime  softening  is moderately effective for inorganic mercury  removal,
depending  on the pH of the water.  Studies have  shown  that in the 10.7 to
11.4 pH range removals were 60  to  80 per cent, but  only  30 per cent  was
removed at pH 9.4.
                                   III-l 1

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                                 Table 7

                 PROCESSES FOR MERCURY REMOVAL

                    Unit Processes*                  Per Cent Removal

    For removal of inorganic forms of mercury:

         Coagulation, Sedimentation,
           and Filtration                                 38-97
         lime Softening                                  30-80
         Granular Activated Carbon                      less than 80
         Ion Exchange                                    95—98
         Reverse Osmosis**                               90-97
         Electrodialysis**                                   80

     For removal of organic forms of mercury:
         Coagulation, Sedimentation,
           and  Filtration-                                30—85
         Granular Activated Carbon                    greater than 80
         Ion Exchange                                    95—98
         Reverse Osmosis**                               90—97
         Electrodialysis**                                   80

      *Additional process information is discussed in the text following this table.
     **Predicted but not experienced.[3]

    Activated  carbon  has   been studied  for  inorganic  mercury  removal.
Powdered  activated carbon  will increase removals  above  that  obtained  with
coagulation alone.  However,  doses required  to produce significant increases are
much higher than normally used for  taste and odor control. Granular activated
carbon was found to be fairly effective  although removals  are dependent  on
contact  time and  amount  of water treated.  Inorganic mercury removals of
approximately 80 per cent have been achieved for  15,000 bed volumes  of water
(a bed  volume  is equal  to  the  volume of activated  carbon used)  with
3.5 minutes contact time on water containing  0.020 to 0.029 mg/1 of mercury.
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     Several preliminary experiments indicate  that  the ion exchange process
should be an  effective  method  for  inorganic mercury  removal. These studies
showed that as much as 90 per  cent of inorganic mercury can be removed  by
cation and anion exchange resins in series.

     Organic mercury is  more  difficult to  remove from drinking water,  by
conventional treatment methods, than inorganic mercury.  Laboratory experi-
ments and pilot plant studies have shown alum and iron coagulation to achieve
lower  organic mercury  removals than  inorganic mercury under the same test
conditions.  Lime softening  was also studied and  found to be ineffective for
organic mercury removal.

     Both powdered and  granular  activated  carbon are effective for organic
mercury  removal.  Approximately  1 mg/1 of  powdered activated  carbon is
required for each 0.0001 mg/1 of mercury to be removed from water to reach a
residual  level  of  0.002 mg/1.  Removal  of organic mercury using  granular
activated  carbon  was found to  be dependent on contact time and amount of
water  treated,  similar to  that found for inorganic mercury. Organic  mercury
removals  of  approximately 80 per cent have  been achieved for 25,000 bed
volumes of water with  3.5 minutes contact time on water containing 0.020 to
0.029 mg/1 of mercury.

     Preliminary  studies  carried out  on ion  exchange  for  organic  mercury
removal indicate  results similar  to those for inorganic mercury. Removals of
98 per cent were achieved using  cation  and anion exchange resins.

     h.  Nitrate.  Nitrate  in drinking water  can cause  a temporary  blood
disorder  in  infants  called methemoglobinemia  (blue  baby).   Serious  and
occasionally fatal  poisonings  in infants have occurred following ingestion of
waters  containing  nitrate concentrations greater than 10 mg/1 (as nitrogen). [ 1 ]
Thus the maximum  allowable level  of nitrate in drinking water  is 10 mg/1 (as
nitrogen). This is  equivalent to  45 mg/1  of the nitrate  ion  (NO^). Studies
indicate that  nitrate in  treated  water supply systems  varies from  0.02 to
28.2 mg/1 (as nitrogen).  [2]
                                   111-13

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     Ground waters may acquire nitrates by percolation in areas using nitrate
fertilizers and by cesspool  teachings.  In addition, nitrates may be added to a
surface or ground water that receives wastes from chemical fertilizer-producing
plants  and  municipal wastewater  treatment  plants. Nitrate contamination  of
ground water supplies  can  often be prevented  by  proper well  construction.
Treatment  methods  for the  removal  of nitrate from  water  are listed  in
Table 8. [3]

                                  Table 8
                  PROCESSES FOR NITRATE  REMOVAL

                Unit Processes*              Per Cent Removal
              Reverse Osmosis**                  90-97
              Electrodialysis**                      80
              Ion Exchange                         98

              *Additional process  information is discussed in the text
               following  this table.
             **Per cent removal based on manufacturers' recommendations.
     Nitrate salts are very soluble; therefore, nitrate removal cannot be achieved
by processes such as lime softening  or coagulation. Presently the most practical
method  of  removing   nitrate   from  drinking   water   is  by  ion  exchange
treatment. [5]

     Anion exchange resins can  be used to remove nitrate by replacement with
chloride. However,  pretreatment of  water  to  reduce  sulfate, iron  or silica
concentrations  may  be   required for  efficient  operation  of  the  exchanger.
Sulfate  decreases the resins' capacity for nitrate removal, thus more frequent
regeneration of the system is required. Iron and silica interfere by clogging the
resin, thus preventing the nitrate from being exchanged.

     Use of a cation exchange resin and anion exchange resin (demineralization)
might  be  necessary if   the  chloride  level in  the  finished  water  becomes
undesirably high.
                                   111-14

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     i.  Selenium.   Selenium in large amounts is toxic  to  both humans and
animals.[l]  There is also  concern  over the possible carcinogenic properties of
the element. More recent findings suggest that small amounts may be beneficial.
The current limit of selenium in drinking water is 0.01 mg/1. Concentrations of
selenium ranging from 0.003 to 0.07 mg/1 have been found  in water supply
systems in the United States.[2]

     Some soils, particularly in South Dakota and Wyoming, contain  excessive
amounts of  selenium. Irrigation return flows  from  these  soils  may contain
undesirably  high levels of contamination.  Selenium pollution  may also result
from industrial manufacture of paint, dye, insecticide and rubber.

     Prior to selection of a treatment process  for removal of selenium,  the form
of  the contaminant  should be identified. The two forms, selenium IV  (selenite)
and selenium VI (selenate"), require  significantly different treatment methods for
effective removal. Refer to Table 9 [3, 5] for appropriate processes for removal
of  selenium.

     Alum  and  ferric  sulfate  coagulation,  and  lime  softening   are  only
moderately  effective on the  removal of selenium IV  from water. [5]  Of these
three methods, tests indicate that ferric sulfate coagulation is the most effective
for removal  of selenium IV. The best removal  was achieved at the low  pH of
5.5 and a trend of decreasing removal with increasing pH was observed.

     Tests have shown that alum,  ferric sulfate and ferrous sulfate coagulation,
and  lime softening  are  ineffective methods for  selenium VI  removal from
drinking water. As indicated in Table 9, reverse osmosis and ion exchange are
effective methods for removing both forms of selenium.

     j.   Silver.   A study  of the toxic effects of silver added to drinking water
of   rats  showed  pathologic  changes in  kidneys,  liver,  and  spleen. [1] The
maximum allowable level of silver in  drinking  water is 0.05 mg/1. Concentra-
tions of silver ranging from 0.0 to 0.03 mg/1 have been found in treated water
supply systems in the United  States.[2] Table 10 [3,5] lists unit processesand
their effectiveness for removing silver from water supplies.
                                    111-15

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                            Table 9

            PROCESSES FOR SELENIUM REMOVAL


         Unit Process*                          Per Cent Removal


For selenium IV:

    Coagulation, Sedimentation,
       and Filtration                                  10—85

    Softening                                        20-45

For selenium VI:

    Coagulation, Sedimentation,
       and Filtration                                   0—10

    Softening                                         0-10

For either or both  selenium forms:

    Reverse Osmosis                                  90—97

    Electrodialysis**                                    80

    Ion Exchange                                       95


 *Additional process  information is discussed in the text preceding this table.
**Predicted but not experienced.[3]


                            Table 10

              PROCESSES FOR SILVER REMOVAL

               Unit  Process*           Per Cent Removal
          Coagulation, Sedimentation,
            and Filtration                    70-90

          Lime Softening                     70-90

          Reverse Osmosis**                 90—97

          Electrodialysis * *                      80

          Ion Exchange**                      95

           *Additional process information is discussed in the text
            following this table.
          **Predicted but not experienced. [3]

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     Both alum and ferric sulfate coagulation are  effective in removing silver
from drinking water.[5] Alum coagulation removals are pH dependent; above a
pH of 8, removals decreased with increasing pH. Both ferric sulfate and lime
softening removals increase as the pH is increased.
     2.   Organic Chemicals

     The organic chemicals included in the National Interim Primary Drinking
Water  Regulations  can  be  divided  into two classifications: (a) chlorinated
hydrocarbon insecticides  and (b) chlorophenoxy  herbicides.  The  insecticides
consist  of endrin,  lindane, methoxychlor and toxaphene; the two herbicides
included are 2, 4-D and 2, 4, 5-TP (Silvex).

     a.   Chlorinated  Hydrocarbon Insecticides.  Manufactured by numerous
companies, these synthetic organic insecticides are widely used, are long-lasting
in the environment and are very toxic to humans. The symptoms of poisoning,
regardless of  the  compound involved,  are  similar. When chlorinated  hydro-
                                                           •
carbons are absorbed into  the body, small amounts are stored in the body fat.
Long-range  effects  of the  accumulation of these insecticides in  the body are
generally unknown.  If any of these complex organic compounds are ingested in
large amounts, death can result from cardiac or respiratory arrest. [ 1 ]

     Maximum contaminant levels established for the chlorinated  hydrocarbons
(refer to Appendix A) are listed as follows:
                  (a)   Endrin                    0.0002 mg/1
                  (b)   Lindane                  0.004  mg/1
                  (c)   Methoxychlor             0.1     mg/1
                  (d)   Toxa-phene                0.005  mg/1

The  1969  National  Community  Water  Supply  Study  indicated  pesticide
concentrations  in  drinking  water  are  generally  lower  than the  allowable
limits.[9] Summarized in Table 11 [5] are unit processes and their effectiveness
for removing endrin from water supplies.
                                   Ill-17

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                                Table 11
                  PROCESSES FOR ENDRIN REMOVAL

                    Unit Process            Per Cent Removal
              Chlorination, 5 mg/1             less than 10
              Coagulation, Sedimentation,
                and Filtration                      35
              Powdered Activated Carbon*:
                                                  85
                  10 mg/1                         92
                  20 mg/1                         94
              Granular Activated Carbon*,
                30 m3/m2/day (0.5 gpm/ft2)        99
              *Preceded by coagulation, sedimentation and filtration.

     Unit  processes applicable for  lindane removal are listed in Table 12.[5]
Conventional treatment processes are  ineffective for reducing lindane levels and
therefore  are  not included  in Table 12. Oxidation  is  also not included in
Table 12  as  experiments have  shown  only  ozone,  in  uncommonly  high
concentrations,  to  have  any  appreciable effect  in  reducing  the  lindane
concentration.

                                Table 12
                 PROCESSES FOR LINDANE REMOVAL

                    Unit Process            Per Cent Removal
             Powdered Activated Carbon*:
                   5 mg/1                         30
                  10 mg/1                         55
                  20 mg/1                         80
             Granular Activated Carbon*,
                30 m3/m2/day (0.5 gpm/ft2)        99
            *Preceded by coagulation, sedimentation and filtration.
                                  111-18

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Reverse osmosis has  also been  studied for lindane removal but it is currently
impractical for that purpose.[5]

     Treatment information is  currently not available regarding removal  of
methoxychlor from drinking water. One publication [5], however, predicts that
adsorption  with granular activated  carbon  would   effectively  remove  this
contaminant from a water supply.

     In regard  to  removal  of  toxaphene  from drinking water, coagulation,
sedimentation,  filtration  and  chlorination  have   proved   ineffective.  The
recommended  treatment method for  toxaphene removal is adsorption with
activated  carbon.  Tests have shown a powdered activated  carbon dosage  of
5 mg/1 to reduce toxaphene concentrations by 93 per cent.[5]

     b.  Chlorophenoxy Herbicides.  Chemical  control of aquatic vegetation is
the principal  source  of the  chlorophenoxy herbicides in drinking water.  The
two herbicides included in the drinking water regulations are 2, 4—D and 2, 4,
5—TP (Silvex). Manufactured  and  sold under various  trade  names,  these
compounds have toxic properties of a generally lower order than chlorinated
hydrocarbons.[lj Nevertheless, herbicides  should  be used  carefully so as not to
contaminate drinking water.

     The  maximum  allowable levels of 2, 4-D  and  2, 4, 5-TP (Silvex) are,
0.1 mg/1 and 0.01 mg/1, respectively. The only effective treatment process at this
time  for removal of 2, 4—D is adsorption using activated carbon.  Conventional
water treatment processes (coagulation, sedimentation, filtration and oxidation)
have  been shown to be ineffective for 2, 4—D removal. [5] Reverse osmosis is a
potential  process for removing 2, 4—D from drinking water. However, sufficient
data are not available at this time to recommend it as a practical technique.

     Treatment data for the  removal of 2, 4, 5—TP (Silvex) are presently not
available.  It has been assumed  that this  herbicide would behave in a manner
similar to 2, 4, 5—T  and Table 13 is a summary of expected removals.[5]
                                   111-19

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                                 Table 13

           PROCESSES FOR 2, 4, 5-TP (SILVEX) REMOVAL*

                    Unit Process             Per Cent Removal

              Chlorination, 5 mg/1               less than  10
              Coagulation  and Filtration             65
              Powdered Activated Carbon:
                    5 mg/1                         80
                   10 mg/1                         80
                   20 mg/1                         95
              Granular Activated Carbon:            99
              *Per cent removals listed have been experienced for 2, 4,
               5-T and are predicted for 2, 4, 5-TP (Silvex).
      3.  Turbidity

     Turbidity  levels  of  more   than  1  to  5  turbidity  units  may  cause
interference with  disinfection processes.  This is  the  major reason  for  the
maximum contaminant levels  of one  turbidity unit (monthly average) and  five
turbidity  units (two-day  average)  as stated  in the National Interim Primary
Drinking Water Regulations. At the discretion of the State, a maximum of five
turbidity  units (monthly average) may be allowed if the water supplier  can
demonstrate that the higher turbidity  does  not do any  of the following:

    (a)    Interfere with disinfection.
    (b)    Prevent maintenance of an  effective disinfectant agent throughout the
          distribution system.
    (c)    Interfere with microbiological determinations.

High turbidity can  cause consumers to question the  safety of drinking the
water.

     Turbidity in water may result from suspended and  colloidal matter from a
variety  of sources. It  may  be caused by  microorganisms; mineral substances;
                                   111-20

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clay or silt and other products of natural erosion; domestic sewage or industrial
wastes; and others.

     Treatment  methods  effective for  turbidity reduction  include  various
combinations of the processes listed in Table 14.[3]

                                 Table 14

                 PROCESSES FOR TURBIDITY REMOVAL

                  Unit Process                 Per Cent  Removal
            Plain Sedimentation                     50-95
            Coagulation, Sedimentation,
              and Filtration                         80-99
     4.  Coliform Organisms

     It is of the utmost importance that no pathogenic bacteria be present in
water  intended for human consumption. Direct testing for pathogenic bacteria
is difficult and time-consuming,  so  an indirect test is utilized. A determination
is  made of the presence  of coliform bacteria. Although coliform bacteria are
usually nonpathogenic, under certain conditions strains of E.  coli are capable of
causing disease.  Under most circumstances, there are probably several thousand
coliform bacteria present  for each pathogenic organism in contaminated water.
Therefore, if coliform bacteria are eliminated from a water, there should be
little   concern  about the water's  safety from a  bacteriological standpoint.
Presence  in drinking water of any members of the coliform group indicates
deficiencies in treatment of the water.

     The  National Interim Primary  Drinking Water Regulations  do not  contain
a single number as a limit for coliform bacteria. Maximum  contaminant levels
for coliform bacteria have been established based on the frequency of sampling
and  the type of test. Refer to Appendix A for  coliform  bacteria maximum
contaminant  levels  and  monitoring  frequency.   The  minimum  number  of
coliform  test  samples per month  depends on the population served by the
water  system;  the larger the population, the greater the  number of  samples
                                  111-21

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required. The range  is from  a  minimum of one per month for a community
system which serves  a population of 25 up to 11 per month for a system which
serves a population of 10,000.

     The membrane  filter technique is generally the recommended test method.
However, turbidity may interfere with the membrane filter technique,  and the
multiple  tube fermentation  technique  may  have to be employed. When the
membrane  filter test is used for a facility serving a population of 25 to  10,000,
the  maximum number  of coliform bacteria  shall not  exceed  any  of  the
following:

    (a)   One per 100 ml as  the arithmetic mean of all samples examined per
         month.

    (b)   Four per  100 ml in more than one sample per month when less  than
         20  samples are examined per month.

    (c)   Four per 100  ml in more than five per cent of the samples when 20
         or more are examined  per month.

If the multiple tube fermentation technique is used, two standard portion sizes
may be used  in the test. When  10 ml standard portions are used, coliform bac-
teria shall not be found  in any  of the following:

    (a)   More than  10 per cent of the portions in any month.

    (b)  Three or more portions in more than one sample when less than 20
        samples are  examined per  month.

    (c)   Three  or more portions in more than  five per cent of the samples
         when 20 or more samples are examined per month.

When 100 ml standard portions are  used, coliform bacteria shall not be found
in any of the  following:

    (a)   More than 60 per cent of the portions in any month.

    .(b)   Five portions in more than one sample when less than five samples
         are  examined per month.
                                  111-22

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    (c)   Five portions in more than 20 per cent of the samples when five or
         more samples are examined per month.

     Bacteria  in water sources  are  primarily  the result  of organic waste
pollution. Sources of  this waste include  decaying vegetative matter, decaying
animal wastes, wastes from food processing plants, untreated sewage and others.
In addition to direct contamination, bacteria may be transported to water by
air dispersion, birds, and other animals including man.

     Disinfection is  the primary process  for  the elimination of bacteria from
water.  This and other methods of bacterial reduction are listed in Table 15.[3]

                                 Table 15
                 PROCESSES FOR BACTERIA REDUCTION

                   Unit Process               Per Cent Removal
               Chlorination                          99
               Ozonation                            99
               Chlorine Dioxide                      99
               Sedimentation*                     0-99
               Coagulation*                   Significant amounts
               Filtration*                          0-99
               These methods do not, in themselves, provide adequate
                bacterial reduction. However, their use prior to disinfec-
                tion may significantly lower the  costs associated with
                disinfection.
     5.   Radiological

     Any dose of ionizing  radiation may produce harmful effects to human
 health. Both short term and  long term damage to human tissue may result from
 radioactive contamination. Even  if  exposure is slight, there may be genetic
 changes or a cancer may develop.
                                    111-23

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     Radioactivity in  public water  systems  may be  generally  grouped  as
naturally occurring or man-made. Radium—226  is the most important of the
naturally  occurring  radionuclides likely  to occur in public  water systems.
Radium is distributed throughout the United States, particularly in midwestern
and Rocky Mountain states.  Usually found  only in ground water,  radium may
occasionally be  found in surface  water due to  man's  activities. In contrast to
radium, man-made radioactivity  usually  occurs  in surface  water. Sources  of
man-made radioactivity,  in addition to fallout from nuclear weapons testings,
are small releases  from  nuclear power  plants, hospitals, and scientific and
industrial  users  of  radioactive   materials.  Maximum  contaminant  levels  for
radioactivity in water supply systems are  summarized  in Table 16.[3] Refer to
Appendix  A  for the radionuclide  regulations  as published in  the  Federal
Register.

                                 Table 16
        MAXIMUM CONTAMINANT LEVELS FOR RADIOACTIVITY

                                                   Maximum Allowable
                    Constituent                           Level
       Combined radium—226 and radium—228             5 pCi/1
       Gross alpha particle activity
        (including radium—226 but excluding
        radon and uranium)                              15 pCi/1
       Beta particle and photon radioactivity
        from man-made radionuclides*                   4 mrem/yr

       *Based on a 2 liter per day drinking water intake except for tritium and
        strontium—90. Average annual concentrations of tritium and strontium—90
        assumed to produce a dose of 4 mrem/yr are 20,000 and 8 pCi/1, respectively.

     Virtually  all water sources contain radium, a product of uranium, in trace
amounts.  Studies  indicate the  occurrence of radium-226 in United  States
treated  water  supplies ranges from 0.0 to 135.9 pCi/1. [2]  Also  important  in
health considerations, strontium-90 concentrations in public water supplies are
about  1.0 pCi/1,  based on  available  data.  Remedial  measures for  excessive
radioactivity in drinking water supplies  include  dilution of the contaminated
water, change of source, and treatment of the contaminated water.  If treatment
                                   111-24

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for removal  of radionuclides is  necessary,  conventional  methods are usually
effective.  Listed in Table 17 [5] are various  radionuclides and their removal
methods and efficiencies.

                                 Table 17

               PROCESSES FOR RADIONUCLIDE REMOVAL

      Radionuclide               Removal Method         Per Cent Removal
Radium                     Ion Exchange Softening            70-98
                            Coagulation, Sedimentation,
                              and Filtration                     25
                            Lime or Lime-Soda Softening       70—90
                            Reverse Osmosis                     95

Beta and Photon Emitters*   Lime Softening                    87—96
                            Ion Exchange Softening             75—96
                            Reverse Osmosis                   90—97

*Removal dependent on specific radioisotope  present.
     6.  Stabilization

     While  stabilization  of water  is  not directly  addressed  in  the  Interim
Primary  Drinking  Water  Regulations, it  is  implied  because the  maximum
contaminant levels for inorganic  chemicals are at the consumer's tap. Thus, if
the  water  leaves  the  treatment  plant  with all  contaminants  below  their
respective  maximum contaminant  levels,  but samples from  the distribution
system show values above those  maximum contaminant levels, then the water
quality  is  in  violation  of  the   regulations.  Corrosive  water  can  cause
solubilization  of certain  contaminants listed  in the  Interim Primary Drinking
Water  Regulations.

     Cadmium is present in zinc-galvanized iron pipe and  may be dissolved by
corrosion. Corrosive water standing in lead pipes can, under certain conditions,
solubilize enough lead to exceed the MCL.
                                   111-25

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     A  noncorrosive  water  may be  maintained throughout  the distribution
system  in  two  ways:  (1)  by  maintaining  calcium  carbonate  saturation
equilibrium with appropriate pH control, and (2) by introducing additives such
as phosphates or silicates. In both cases, a thin protective film is formed on the
interior of the piping, thus protecting it from corrosion.
B.  SECONDARY DRINKING WATER REGULATIONS
     While  primary  regulations apply  to  trace  elements,  compounds, and
microoganisms  affecting  the  health  of  consumers,  secondary regulations deal
with the aesthetic qualities  of drinking water. The  contaminants included  in
these secondary regulations do not have  a direct  impact  on  the  health  of
consumers. However, if present in excessive amounts, these  contaminants may
affect the palatability  of the  water  and encourage the use  of possibly unsafe
water.

     In  contrast  to  primary  drinking  water regulations,  the  secondary
regulations are  not Federally enforceable. As guidelines for suppliers of water,
these regulations are  meant  to  be  used  to  improve the  quality of  water
delivered. The secondary  drinking  water  regulations  contain  recommended
maximum  contaminant  levels  for  various  inorganic  chemicals  and physical
quality  characteristics of drinking water. The USEPA has published Proposed
National Secondary  Drinking  Water Regulations  (Federal  Register, Vol. 42,
No. 62,  March 31,  1977,  see Appendix B). The  following  substances  are
included:
     1.   Chloride

     Chloride in concentrations  above 250 mg/1 causes a salty taste in  water
which is objectionable to many people.[ll] In addition to adverse taste effects,
significant  increases  in  customer costs due  to deterioration  of plumbing  and
water heaters may be  encountered at chloride levels of 500 mg/1. Excessive
chloride  levels are most often found in highly mineralized ground water.  The
occurrence of chloride  in United States drinking water supplies  ranges from 1
                                   111-26

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to  1,950  mg/l.[2] Chloride  is  not  significantly  affected  by  conventional
treatment processes. Reverse  osmosis or electrodialysis can effectively remove
chloride from drinking water.
     2.  Color

     Color in drinking water becomes objectionable  and unaesthetic to most
people at levels above 15 color units. [11] The level of this substance does not
directly indicate the safety of a drinking water supply. However, highly colored
water  indicates the potential presence of industrial or domestic wastes as well
as mineral or organic materials. Iron and manganese compounds are minerals
which can impart undesirable  colors to water. Humus, peat, algae, weeds  and
protozoa  are examples  of organics  which contribute color  to water.  Some
industries whose processes generate  color  are mining, explosives production,
refining, pulp and paper manufacture, and chemical production.

     Selection of a treatment method for removal of color is dependent on the
nature  of the substances causing the color. Treatment methods and  removal
efficiencies are listed in Table 18. [3]

                                 Table  18

                   PROCESSES FOR COLOR REMOVAL

                 Unit Process*              Per Cent Removal

              Coagulation                          95
              Filtration                          50-95
              Reverse Osmosis                      99
              Ion Exchange                        100
              Activated Carbon                     100

              *Additional  process  information  is  included  in  the
               following text.

     With alum coagulation the  best removal is usually achieved with a pH
range of 4 to 6.[2] However, for minimum solubility of the coagulant, the pH
                                   111-27

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should be adjusted to greater than 6 prior to filtration. Color coagulation can
also be achieved  with magnesium hydroxide at a pH greater than 11.0. The per
cent  removal  stated  in  Table 18  for  reverse  osmosis applies to  all  color
producing materials  with  molecular  weights greater  than 200. Ion exchange,  as
listed in Table 18, applies to the  use of special resins for the removal of organic
dye wastes,  humates  and ligates.  The per  cent removal  listed for activated
carbon  in Table 18 is  for  noncolloidal, soluble,  aromatic-structured  color
sources.
     3.  Copper

     The  proposed maximum  contaminant  level of  l.Omg/1 for copper was
recommended because copper  imparts  an undesirable  taste to drinking water.
Large doses of copper may produce nausea and prolonged ingestion may result
in  liver  damage.[ll]   Small  amounts  of  copper,  however,  are  generally
considered  nontoxic. In fact,  copper  is  an  essential  element in  human
metabolism.

     In water supplies tested across  the  United States,  copper was  found in
concentrations ranging from  0.0 to 8.35 mg/l.[2]  Copper occurs naturally in
surface  waters. Other sources of copper pollution include the corrosive action
of water in copper and brass tubing, industrial effluents and the use of copper
compounds for control of algae. Copper salts are used in fungicides, insecticides
and  various  industrial   processes  such  as  textile  manufacture,  tanning,
photography, and electroplating.

     Removal  of  copper  from drinking  water supplies can be accomplished by
the treatment methods listed  in Table 19.[3]

     4.   Corrosivity

     Corrosion causes  various  problems in  the water  distribution system,
including  tuberculation, leaks, main ruptures, discoloration  and loss of chlorine
residual. Corrosion is also responsible for an increase in concentrations of trace
metals,  such as  lead,  cadmium, iron  and copper, as  the  corrosion damages
service lines and household plumbing.
                                   111-28

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                                 Table 19

                   PROCESSES FOR COPPER REMOVAL

                     Unit Process            Per Cent Removal
              Coagulation, Sedimentation,
                 and Filtration                        *
              Softening                              *
              Reverse Osmosis                     90-97
              Electrodialysis                        80
              Ion Exchange                         95
              Stabilization**                        100
              "Will reduce copper centration below MCL.[12]
             **Applies only to prevention of corrosion of copper piping
               materials in the distribution system.

     Corrosivity  is related  to pH, alkalinity,  dissolved oxygen, total dissolved
solids  and other factors.  Therefore  a straight-forward maximum contaminant
level has not been proposed.

     The adverse effects  of corrosion  are  primarily economic.  Therefore, the
cost  of  corrosion  control could  be  offset by  the  savings  from  damage
prevented. Refer to section III  A6, Stabilization for a  discussion of methods
for controlling corrosion.
     5.  Foaming Agents

     Foaming  is  an  undesirable  property of  drinking  water  because  it is
aesthetically displeasing  and  is  often  associated  with contamination.  Many
substances  in  water  will  cause  foam  when  the  water  is  agitated or  air is
entrained. The major  class  of  substances which  produce foaming is the anionic
surfactant.  Contamination of drinking water supplies by this surfactant results
from household and industrial  synthetic detergent pollution.
                                    111-29

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     Concentrations of anionic surfactants found in drinking waters have ranged
from 0 to 2.6 mg/1 in well water supplies and from 0 to 5 mg/1 in surface water
supplies. [ 11 ]  A  proposed   maximum  contaminant  level  of  0.5 mg/1,  as
methylene blue active  substances, was  chosen to prevent the occurrence of
visible  foam.  The  treatment  method for  removal  of  foaming  agents is
adsorption by activated carbon. Removal efficiency ranges from 90 to 100 per
cent. [3]
     6.  Hydrogen Sulfide

     Hydrogen sulfide in drinking water often produces very obnoxious odors
characteristic  of "rotten  eggs". Corrosion  of ferrous metals in well  pump
assemblies  and  filters  and  corrosion  of concrete  holding  and  distribution
facilities occurs  when hydrogen sulfide levels exceed 0.5 mg/1. [11] Hydrogen
sulfide  is often  caused  by microbial action on organic matter or reduction of
sulfate  ions to sulfide by bacteria and can be found in both ground and surface
waters.  In addition to  its offensive  odor and corrosive  tendencies,  hydrogen
sulfide in association with soluble iron produces black stains on laundered items
and black deposits on piping and fixtures.

     Hydrogen sulfide odor is usually identifiable at concentrations of a  few
hundredths of a milligram per liter. The proposed maximum level for hydrogen
sulfide is 0.05 mg/1. Treatment methods for removal  of hydrogen sulfide from
drinking water  include  aeration,  which  is  usually  not  sufficient  by  itself,
followed by  chemical oxidation. For waters with a constant hydrogen  sulfide
odor, aeration may  produce  a fine elemental   sulfur precipitate which  will
require  coagulation, sedimentation and filtration for removal.
     7.  Iron

     Iron is a highly objectionable constituent of water supplies. It may impart
brownish discolorations to laundered goods or a bitter or astringent  taste to
water.  The  proposed maximum  level of  iron  in  drinking water is 0.3 mg/1.
Normal diets  contain 7 to  35 mg per day and  average  16mg.[ll] Therefore,
the  amount  of iron  permitted in water  is  small  compared  to the  amount
                                   111-30

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normally  consumed  and does not have toxicological  significance.  Sources of
iron  pollution  include  iron-bearing  ground   water,   acid  mine  drainage,
iron-bearing  industrial  wastes and  corrosion  of  iron  and  its  alloys.  The
concentration  of iron in well-aerated surface water is usually low. Treatment
methods for iron removal are listed in Table 20. [3]

                                  Table 20
                     PROCESSES FOR IRON REMOVAL
                      Unit Process           Per Cent Removal
               Oxidation                             *
               Reverse Osmosis                    90-99
               Electrodialysis                        80
               Ion Exchange                         95
               Diatomite Filtration                    *
               Stabilization**                       100
               Coagulation, Sedimentation,
                 and Filtration                      ***
                 *Additional process  information  is included in the
                  following text.
                **Applies only  to prevention of corrosion of iron piping
                  materials in the distribution system.
               ***Will reduce iron concentration below MCL. [12]

     For  a detailed discussion of oxidation methods  for iron removal, refer to
section IV A2, Oxidation. Diatomite filtration can lower iron levels to 0.1 mg/1,
if accompanied by preaeration and alkalinity adjustment. [3]
     8.  Manganese

     As for iron, the principal reason for limiting  this element  is to prevent
brownish stains in laundered  goods and adverse taste effects in drinking water.
From  the  health standpoint,  there  are no data  to  indicate  at  what  level
                                    111-31

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manganese would be harmful when ingested; the daily  intake  of  manganese
from a normal diet is about 10 mg. [11]

     Manganese  concentrations in well-aerated  surface waters are rarely  over
1.0mg/l.[3] Deep reservoirs can have  undesirable concentrations of manganese
in lower  portions of the  reservoir  where reducing  conditions  prevail.  This
manganese can cause problems if the water supply intake is located in the deep
portion of  the reservoir  or  can cause  problems  for higher intakes  during
turnover.  In ground  water with reducing conditions, high  concentrations of
manganese  may  be  leached  from  mineral  deposits. Manganese  frequently
accompanies iron in  such ground waters. In addition,  manganese is used in the
manufacture of paints, steel, glass, and various other materials. It is also used in
agriculture to enrich manganese deficient soils  and may enter  water supply
sources through runoff.

    The  proposed  maximum contaminant level  for  manganese is  0.05 mg/1.
Applicable unit processes for removal of manganese are shown in Table 21.[3]

                                 Table 21

                PROCESSES FOR MANGANESE REMOVAL

                 Unit Process                Per Cent Removal
              Oxidation                            *
              Reverse Osmosis                    90—99
              Electrodialysis                        80
              Ion Exchange                         95
              Diatomite Filtration                   *
              Softening                             **
               *Additional process information is included in the follow-
               ing text.
              **Will reduce manganese concentration below MCL. [12]
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     For a detailed  discussion of oxidation methods  for  manganese removal,
refer to  section IV A2, Oxidation.  Manganese removal, with preoxidation, to
0.05 mg/1 is possible with diatomite filtration.[3]
     9.   Odor

     Odor  is an important  aesthetic  quality of water for domestic use. It  is
impractical  and often impossible to isolate and  identify the odor-producing
chemical. Therefore,  the  senses of smell and taste are used to evaluate odors
and  tastes. In most cases, sensations ascribed to the sense of taste are actually
odors.

     Undesirable  odors in water are  caused by vapors from various chemicals
including halogens,  sulfides, ammonia,  turpentine,  phenols,  cresols,  picrates,
various  hydrocarbons anc} unsaturated organic compounds. Natural waters may
be contaminated  with odor producing compounds from  weeds, bacteria, fungi,
actinomycetes, algae and decaying animal matter.  Sewage and industrial wastes
may also contribute  odorous compounds to water supplies. In addition, some
inorganic substances, such as metal ions, impart taste and odor to water.

     The proposed maximum contaminant  level for odor is a Threshold Odor
Number (TON) of 3. For water, the TON is the dilution factor required before
the odor is minimally perceptible. Treatment methods for odor removal include
aeration, activated carbon, ozonation, superchlorination, chlorine dioxide, and
potassium permanganate. Laboratory tests are required to determine the removal
effectiveness of each unit process.
     10.  pH

     The proposed range for pH has been set at 6.5 to 8.5, the lower level to
prevent appreciable corrosion and the higher level to prevent encrustation, taste
and reduced chlorine efficiency. However, the  impact of pH in any one water
system  will vary with the overall  chemistry of the  water. Thus, a higher or
lower pH range may be appropriate under specific conditions. Midwest waters,
for example, are usually adjusted  during softening to one pH unit above the
Langelier stability pH, usually in the low 9's. Chemical addition of lime, soda
                                   111-33

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ash or caustic soda is used  to increase pH of a water supply; to decrease pH,
carbon  dioxide, sulfuric acid or hydrochloric  acid  may  be added  during  the
treatment process.
     11.  Sulfate

     At concentrations above  250 mg/1, sulfates create  taste problems; above
600 mg/1,  they   may   have  a   laxative   effect.[ll]  In  addition,   high
concentrations  of sulfate  contribute to the  formation of scale in boilers and
heat exchangers.

     Sulfates may enter water  sources from tanneries, sulfate-pulp mills, textile
mills, and other plants that use sulfate or sulfuric acid. Leachings from gypsum
and other  common  minerals may contaminate  sources  of water supply.  Also,
oxidation of sulfides, sulfites, and thiosulfates in surface water yield sulfates.

     Concentrations  of sulfates in  United  States water supplies range from less
than 0.1 to 770 mg/1.[2] The proposed  maximum level of sulfate is  250  mg/1.
Treatment methods for sulfate are  listed in Table 22.[3]

                                 Table 22

                  PROCESSES FOR SULFATE REMOVAL

                  Unit Process               Per Cent Removal
              Reverse Osmosis                      99
              Electrodialysis                        80
              Ion Exchange                         95


     12.   Total Dissolved Solids (TDS)

     TDS may  influence the  acceptability of water and a high concentration is
often associated with excessive hardness, taste, mineral deposition or corrosion.
The  proposed  MCL for TDS is 500 mg/1.  Applicable treatment methods for
TDS removal are listed in Table 23.[13]
                                   111-34

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                                Table 23

        PROCESSES FOR TOTAL DISSOLVED SOLIDS REMOVAL

            Unit Process*                   Per Cent Removal

         Chemical Softening                        **
         Reverse Osmosis                        80—99
         Electrodialysis                          50—90
         Ion Exchange                          up to 99

            *Additional process information is included in the following text.
          **Seetext.

     The TDS removal by chemical softening is  dependent upon the amount of
hardness removed and  the relationship between hardness and TDS in the  raw
water.   A  recent   publication [14]   recommended   that  ion  exchange   be
considered  for  TDS removal if the maximum raw water TDS concentration is
less  than  2,000 mg/1. Similarly, the application  range for electrodialysis  and
reverse  osmosis is  a TDS concentration of 1,000 to 5,000 mg/1 and 1,000 to
10,000 mg/1, respectively.  If the maximum TDS level falls within the range of
more than  one of these processes,  1,500 mg/1 for example, then an economic
comparison should be used to select a specific treatment method.


     13.  Zinc

     Zinc is an essential and beneficial  element in human metabolism; the daily
adult human intake averages  10—15mg.[ll]   Zinc in water does not cause
serious  adverse  health effects but does produce undesirable aesthetic effects. At
concentrations  of  5 mg/1,  zinc  can  impart  an  objectionable  taste to  water.
Soluble zinc salts, at 30 mg/1,  give a  milky appearance to water and at 40 mg/1,
they impart a metallic taste.

     Industrial uses of  zinc salts which may contaminate water sources include
the  manufacture  of dyes, pigments, insecticides and the galvanizing process.
                                  111-35

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Zinc is rarely  found above  the  trace level in natural waters.  Zinc has been
found  to occur in United States water supplies in concentrations ranging from
0 to 13 mg/l.[2] The proposed maximum level of zinc is 5 mg/1. Unit processes
applicable for zinc removal are shown in Table 24. [3]

                                 Table 24
                    PROCESSES FOR ZINC REMOVAL

                 Unit Process                Per Cent Removal
              Reverse Osmosis                    90—97
              Electrodialysis                        80
              Ion Exchange                         95
              Stabilization*                        100
              Softening                             **

               *Applies only.to prevention of corrosion of zinc piping
                materials in the distribution system.
              **Will reduce zinc concentration below MCL.[12]
                                  HI-36

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                             REFERENCES
 1.  U.S. Environmental Protection Agency,  Statement of Basis and Purpose
    for the National Interim Primary Drinking Water Regulations.

 2.  Floyd  B. Taylor,  "Trace  Elements and  Compounds  in  Waters," Jour
    AWWA, 63(ll):728-733 (November, 1971).

 3.  David Volkert and Associates, Monograph of the Effectiveness and Cost of
    Water  Treatment Processes for the Removal of  Specific  Contaminants,
    68-01-1833, U.S. Environmental Protection Agency (August, 1974).

 4.  Ervin Bellack,  "Arsenic  Removal from  Potable  Water,"  Jour AWWA,
    63(7):454-458 (July, 1971).

 5.  U.S. Environmental Protection Agency, Manual of Treatment Techniques
    for Meeting the Interim Primary  Drinking  Water Regulations, May,  1977.

 6.  G.  F.  Craun and  L.  J.  McCabe,  "Problems  Associated with  Metals  in
    Drinking Water," Jour AWWA, 67(ll):593-599 (November,  1975).

 7.  American  Water  Works  Association,   Water  Quality and Treatment,
    3rd edition,  McGraw-Hill,  New York, 1971.

 8.  R.  D.  Scott,  et  al,  "Fluorides in Ohio Water Supplies," Jour AWWA,
    29(9):9-25 (September, 1937).

 9.  L. J. McCabe, et al, "Survey of Community Water Supply Systems," Jour
    AWWA, 62(11):670 (November, 1970).

10.  Illinois   Environmental  Protection  Agency,  Determination  of Radium
    Removal Efficiencies in Water Treatment Processes for Small and  Large
    Populations,  USEPA  (May, 1976).

11.  U.S. Environmental Protection Agency,  Statement of Basis and Purpose
    for the Secondary Drinking Water Regulations.

12.  Y.  H.  Lin and J.  R.  Lawson, "Treatment of Oily and Metal-Containing
    Wastewater," Pollution Engineering, 5(11):47 (November, 1973).
                                  111-37

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                        REFERENCES (Continued)
13.  Black & Veatch, Water Management Guidelines for Saudi Arabian Military
    Installations, U.S. Army Corps of Engineers (January, 1977).

14.  U.S. Department of the Interior, Office  of Saline  Water and U.S. Bureau
    of Reclamation, Desalting Handbook for Planners, 1972.
                                111-38

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                            BIBLIOGRAPHY
American  Water Works Association,  Water Quality and Treatment,  3rd edition,
McGraw-Hill, New York, 1971.

Bellack,  Ervin, "Arsenic  Removal  from  Potable  Water,"  Jour  AWWA,
63(7):454-458 (July, 1971).

Black  &  Veatch,  Water Management Guidelines for  Saudi  Arabian  Military
Installations,  U.S. Army Corps of Engineers, January, 1977.

Clark, Viessman and Hammer, Water Supply and Pollution Control, 2nd edition,
International Textbook, Scran ton,  1971.

Craun, G. F. and McCabe, L. J., "Problems Associated with Metals in Drinking
Water," Jour AWWA, 67(11):593-599 (November, 1975).

Gulp, Gordon L. and Gulp, Russell L., New  Concepts in Water Purification, Van
Nostrand, New  York, 1974.

David  Volkert  and Associates,  Monograph of the Effectiveness  and  Cost of
Water  Treatment  Processes  for   the  Removal  of  Specific  Contaminants,
68-01-1833, U.S. Environmental Protection  Agency, August, 1974.

Lin, Y.  H.  and  Lawson,  J.  R.,  "Treatment of  Oily and  Metal-Containing
Wastewater," Pollution  Engineering, 5(11):47 (November, 1973).

McCabe, L. J., Et Al,  "Survey of Community Water Supply Systems," Jour
AWWA, 62(11):670 (November, 1970).

Taylor, Floyd B.,  "Trace  Elements and  Compounds in Waters," Jour AWWA,
63(ll):728-733 (November, 1971).
                               •
U.S. Department of the Interior,  Office of Saline Water  and U.S. Bureau of
Reclamation, Desalting Handbook for Planners, 1972.

Scott,  R.  D.,   et  al,   "Fluorides  in Ohio Water Supplies," Jour  AWWA,
29(9):9-25 (September, 1937).
                                  111-39

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                       BIBLIOGRAPHY (Continued)
U.S. Environmental Protection  Agency, Manual of Treatment Techniques for
Meeting the Interim Primary Drinking Water Regulations, May, 1977.

U.S. Environmental Protection Agency, Statement of Basis and Purpose for the
National Interim Primary Drinking Water Regulations.

U.S. Environmental Protection Agency, Statement of Basis and Purpose for the
Secondary Drinking Water Regulations.

Weber,  Walter  J., Physicochemical Processes  for  Water  Quality   Control,
Wiley-Interscience, New York, 1971.
                                 III40

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IV.  WATER TREATMENT FACILITIES

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                  IV.   WATER TREATMENT FACILITIES
     Various types and combinations of treatment units  are used to produce
water suitable for human use. The quality of the source and the quality goals
for the  finished water form the  basis for selecting  a method of treatment.
Finished water  quality goals are given in the preceding section; the means of
achieving them will be discussed subsequently.
A.   UNIT PROCESSES
     Selection of water treatment processes is based on the contaminants to be
removed.  A  variety of unit processes  may  be required for treatment  of the
contaminants  listed in  Section III. Necessary unit processes are generally the
same for large or small treatment plants, only scaled down for small facilities.
Exceptions  to this  general rule are discussed  where  this is  not true and  a
recommendation  is  given  as  to the process most  applicable to  small  water
treatment systems.  This  section will, therefore, emphasize the unit processes
specifically applicable to water treatment systems serving a population of 25 to
10,000. All  design  parameters  are in terms of  plant capacity as  opposed to
average daily flow.
     1.   Aeration

     As applied to water treatment, the term aeration refers to processes by
which water and air are brought into  contact with each other for the purpose
of  transferring  volatile substances to  or  from  the  water.  These  volatile
substances include oxygen, carbon dioxide, nitrogen, hydrogen sulfide, methane
and unidentified organic compounds responsible for tastes and odor. Aeration is
not needed at all water treatment plants and a decision as to whether to aerate
or not requires careful assessment of the economic  and water quality benefits
achieved by its use.

     The  water source is an  important selection  factor.  Surface waters usually
exhibit  low concentrations of carbon  dioxide, no hydrogen  sulfide  and fairly
                                   IV-1

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high dissolved  oxygen.  Consequently, aeration is  not required for the removal
or addition of these gases. However, many surface waters do contain traces of
volatile organic substances  that  cause taste  and  odor problems.  While the
aeration  process is a means of volatile organic matter reduction, conventional
aeration  systems are not  particularly effective  because of the low volatility of
most taste-and-odor producing  compounds. Aeration of surface waters usually
cannot be justified on economic grounds.

     Ground waters may  contain excessive carbon dioxide, methane, hydrogen
sulfide, iron, or manganese concentrations. At  lime-soda water softening plants,
any  carbon dioxide dissolved in the water at the  point of lime application will
consume lime  without accompanying  softening.  For high  (>50 mg/1) carbon
dioxide concentrations, as encountered in  some ground waters, aeration for its
removal  is probably justified.  For concentrations on the  order of  10 mg/1 or
less, aeration is probably not economically valid. Before a decision to aerate for
carbon  dioxide removal,  the  cost of  maintaining  and operating  the aerator
should be  compared  to the value of the lime saved and the additional sludge
disposal cost.

     Aeration  will remove  methane, a  potentially  explosive  gas  sometimes
encountered  in fairly high concentrations in ground water. Methane  removed in
appreciable quantities  can pose an  explosion hazard  unless  properly disposed.

     Aeration is often  used for removing hydrogen sulfide from  water.  It is
effective if the hydrogen sulfide concentration is  not more  than about 1.0 or
2.0 mg/1.   Higher  concentrations  may  require   special  provisions,  such as
prolonged  aeration with   diffused air  or  initial   aeration  in  an  atmosphere
containing  a higher than normal concentration  of  carbon dioxide followed by a
standard aeration  process. Such an  atmosphere reduces pH.thus releasing the
H2S form of the sulfide and  promotes its removal  by aeration.

     Ground waters are usually deficient in oxygen and aeration is an  effective
means of adding it. Oxygen addition is desirable if iron and manganese removal
is a  treatment  objective. This is discussed in detail in section IV A2, Oxidation.

     The   three methods  of  aeration  employed  in small  water  systems
are   a) gravity, b) mechanical draft, and c) diffused aeration.
                                   IV-2

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     a.   Gravity Aeration.   Various types of gravity aerators have been used in
the water treatment industry. The most practical method of gravity aeration for
small water treatment  systems consists of a stack of multiple trays which are
often filled with contact media. Water flows by gravity over the layers  of media
and  trays. The  use of mechanical  draft aeration with this method of gravity
aeration is discussed in the following subsection. Information on media  and trays
is also included.

     b.  Mechanical Draft Aeration.  This aeration  system consists of a tower
through which water droplets fall  and air ascends in countercurrent flow. The
tower usually is made  up of a series of trays with wire-mesh, slat or perforated
bottoms over which the water is  distributed.  In most  aerators, coarse media
such as coke,  stone or ceramic balls  5  to 15 cm (2 to 6 in) in diameter are
placed  in the trays to  increase efficiency. Coarse media are especially efficient
when the removal of iron and manganese is of importance. The media  becomes
coated  with precipitated  oxides of iron and manganese, which serve as catalysts
for continuing oxidation reactions.  A small basin is often constructed below the
aeration unit to  allow entrained  air to dissipate.  The depth  of this basin is
usually 1.8 m (6 ft); the width and length are frequently the same as those of
the aeration unit in question.

     Design criteria for mechanical draft aerators are dependent on  .the  type
and concentration of  the contaminant  involved. In  aeration towers, five to
fifteen  trays spaced  vertically 30  to  76cm (12  to 30 in) apart are frequently
used. Area requirements for  the trays vary from 5.6 to 17.9 cm^ per m^/day (23
to 73 ft^ per mgd); most require  less than 7.3 cm^  per m3/day (30 ft^ per
mgd).  Selection of specific  design criteria is usually a joint decision by the
manufacturer and engineer. Mechanical draft aeration equipment,  of interest for
this report,  is available in various capacities ranging from 218 to 5,450 m^/day
(40 to  1,000 gpm).

     c.   Diffused  Aeration.  Diffused  aeration  units  generally  consist  of
rectangular  basins with  diffuser  equipment  located  near  the  bottom.   The
diffusers distribute compressed air into water through orifices or nozzles in air
piping,  diffuser plates or tubes. Basins are frequently 2.7 to 4.6m (9 to  15 ft)
deep and 3.1  to 9.2 m (10 to 30 ft) wide. Ratios of width to depth should not
exceed  2:1  to insure effective mixing. The length of the basin is  governed by
the desired retention period, usually 10 to 30 minutes.
                                    IV-3

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     The  amount  of air  required  depends on the purpose of aeration,  but
generally ranges from 0.075 to  1.12 m3 of air perm3 (0.01 to 0.15 ft3  of air
per gal) of water treated.

     Diffused  air  treatment  units  conserve  the hydraulic head and are  not
subject to freezing, but require  more space than tray aerators. To prevent odor
problems, both  types of  aeration may require housing  if hydrogen sulfide is
being removed.

     d.   Applicability and Recommendations.   Aeration is recommended as a
treatment process  for carbon dioxide,  hydrogen sulfide,  and odor removal and
as an aid in iron  and manganese removal. The decision to use aeration as a
treatment process  and selection  of the type  of aeration  to employ  must be
based on the quality of the source  of water supply and the contaminants to be
removed.  An  economic  analysis should be made  to  decide between gravity,
mechanical draft, and diffused aeration. Mechanical draft aeration is limited in
applicability  to the sizes  of  aerators manufactured.   Diffused*  aeration is
generally  not  economically  desirable for  small  water  treatment  systems.
However,  if diffused aeration can also serve as  a chemical mixing unit as well as
an aeration system, then the economics may favor this system.
     2.   Oxidation

     Water treatment  utilizes oxidation for various purposes.  A number of
oxidants can  be used to remove or destroy undesirable tastes and  odors, to aid
in the removal of iron and  manganese, and to help improve clarification and
color removal.  Oxygen, chlorine,  and  potassium permanganate are  the most
frequently used oxidizing agents and each is discussed in following  sections.

     a.   Air.  Aeration is  used  as a method of adding  oxygen  to  water for
oxidation of iron and manganese. For precipitation of 1 mg/1 of  iron,  0.14 mg/1
of oxygen is  required, and 0.24 mg/1 of oxygen is required for precipitation of
1 mg/1 of manganese. Soluble iron  is readily oxidized by the addition of oxygen,
but manganese  cannot be oxidized as easily. However, oxidation of manganese
is encouraged if the aeration step provides contact between water and previously
precipitated manganese  oxide, such as occurs in certain gravity and mechanical
                                   IV-4

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draft  aerators. Media in these units become manganese-coated  and catalytic
oxidation of manganese occurs, particularly when the pH has been increased to
greater  than 8.5.  If  the level of manganese to be  removed is high,  aeration
processes are usually designed to only initiate oxidation of the manganese. More
effective chemical oxidation is then used to achieve acceptable levels  of man-
ganese.
     Oxidation  of organic substances responsible  for  undesirable  tastes  and
odors using aeration  is  usually too slow to  be of value. However,  if dissolved
gases such  as hydrogen sulfide are the  cause  of taste  and  odor problems,
aeration will effectively remove them through oxidation and stripping.

     b.   Chemical.   Oxidizing  chemicals  commonly  used in water treatment
include chlorine, chlorine dioxide, ozone and potassium permanganate. Chlorine
and  potassium permanganate are  the most frequently used chemical oxidants.
Ozone  and  chlorine dioxide  require  on-site  generation  and  are relatively
expensive.  Compared  to air,  chemicals are  much  stronger oxidizers, therefore
more effective. The respective costs for aeration versus chemical oxidation must
be compared  with the benefits received before a choice of which process to use
can be made.

     Chlorine,  chlorine  dioxide and potassium permanganate act effectively as
oxidizing agents in destroying taste and odor producing compounds. They  also
readily  oxidize soluble iron  and manganese  to insoluble oxides. The oxides of
iron  and manganese  are then removed  by coagulation,  sedimentation  and
filtration. Difficulties with clarification or color removal which may arise from
dissolved organic  compounds  often can  be reduced by  the use of chlorine,
chlorine dioxide  and  potassium  permanganate. They are  added  to  oxidize
interfering organic matter.

     Although relatively effective for iron oxidation,  chlorine requires longer
contact time than potassium permanganate to effectively oxidize manganese at
levels  greater  than  0.2 mg/1.  Theoretical  amounts of  chlorine required are
0.64 mg/1 per 1.0 mg/1  of iron and 1.3 mg/1 per 1.0 mg/1  of manganese. In
practice, higher values are used to increase  the rate of reaction and  provide
chlorine for competing reactions.  The rate of manganese oxidation  by chlorine
is dependent on pH,  chlorine dosage, mixing conditions and other factors. High
pH values favor oxidation of manganese.
                                   IV-5

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     One main advantage of potassium permanganate oxidation is the high rate
 of reaction,  many times faster  than  chlorine.  Also,  potassium  permanganate
 differs  from  chlorine in that it does not form  additional products  that might
 intensify  odors  normally  present.  Potassium  permanganate is not  as  pH
 dependent as chlorine,  although  the permanganate does react more rapidly as
 pH increases. Theoretically,  0.94 mg/1 of potassium permanganate will  oxidize
 1.0 mg/1 of iron, and 1.92 mg/1 of potassium permanganate will oxidize 1.0 mg/1
 of manganese. In  actual practice,  the  amount of permanganate required is
 usually less  than  the  theoretical  amount. One  method of determining  the
 optimum dose of  permanganate is to  observe the  color of the water after
 application of the oxidant.  If a slight  pink  color persists for  a minute or two,
 the dose is said to be optimum.

     As these oxidation processes are  not instantaneous,  it is desirable to add
 the oxidant,  whether chlorine, chlorine dioxide  or potassium  permanganate, as
 early  as possible in the treatment process.  Early addition of chlorine in  the
 treatment process is inconsistent  with  prevention of trihalomethane  formation;
 therefore, KMnO^ may be the oxidant of choice.  The decision whether to  use
 chlorine or potassium permanganate for oxidation  purposes must be based on
 the contaminant  to be  removed, on an  economic evaluation of the  chemicals,
 and tendencies toward trihalomethane formation.

     A  method  used  for  removal of iron and manganese is  application of
 potassium  permanganate and  filtration  through  manganese dioxide  greensand.
 Greensands   are  naturally   occurring   silicates   of  sodium  and  aluminum.
 Manganese dioxide, an  oxidizing  agent, is affixed  to  the greensand,  and water
 containing iron and manganese is passed through this material. The  manganese
 dioxide oxidizes  the iron and  manganese to insoluble forms which  precipitate
 onto  the  greensand  filter.  After  the oxidizing capacity  of manganese dioxide
 greensand has been depleted, it is regenerated with potassium  permanganate. A
 modification  to this process has been developed  wherein the manganese dioxide
 is  continuously regenerated with potassium permanganate. Potassium perman-
 ganate is continuously fed  to the water before entering the filter. The iron and
 manganese are oxidized  by the  potassium permanganate and precipitated on  the
 filter. If too  little  potassium permanganate is added, the iron and  manganese
 are oxidized  by the manganese dioxide affixed  to the greensand; if too much
potassium  permanganate is  added,  the  manganese  dioxide  greensand  is
regenerated. Thus, uniform amounts of potassium  permanganate may be added
                                   IV-6

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to  a water  containing varying concentrations of  iron and manganese. Where
greensand  filtration is preceded  by aeration, the  amount  of precipitated iron
influent to the greensand filter can be large. When this situation exists, a layer
of  crushed anthracite coal on top of the exchange medium is sometimes  used
to prolong filter runs.

     c.   Applicability and  Recommendations.  For  small  water  treatment
systems, it is recommended  that  chlorine be considered before other oxidants
since chlorine will normally be used for disinfection, too. If the use of chlorine
for  oxidation  would not be practical,  then the use  of air  or  potassium
permanganate should be  evaluated on an economic basis. Generally, aeration is
preferred to use of potassium permanganate for oxidation unless high levels of
manganese are to be removed. In that case, the use of potassium permanganate
is necessary. Also,  if intermittent tastes and odors are a problem,  potassium
permanganate is preferred economically to  aeration. Chemical feed equipment
requires  a  smaller capital expenditure than aeration equipment. In addition, the
chemical oxidant would  be  used  on an intermittent  basis so operation  and
maintenance costs would be at a minimum.
     Oxidation is  recommended as a treatment  process  for hydrogen sulfide
and odor removal, and as an aid in iron and manganese removal.

     3.   Adsorption

     The most important direct  applications of adsorption in water  treatment
are the removal of arsenic, fluoride and organic pollutants. Basically, adsorptio"
is the attraction and accumulation of one substance on the surface of another.
Two important  adsorptive media in  the water industry are activated alumina,
often  referred  to  as  simply  alumina,  and activated  carbon.   Operational
characteristics and  regenerative techniques will be  discussed for both of these
adsorptive  media.

     a.   Activated  Alumina.  Activated  alumina   is  a  highly  porous  and
granular form  of  aluminum oxide.  This  material  is available from several
aluminum  manufacturers in various mesh sizes and degrees  of purity. Alumina
is used  in the water treatment industry for removing arsenic and fluoride.  The
treatment  process  consists  of percolating  water  through a  column of the
alumina  media.  Removal of arsenic and  fluoride  is  accomplished  by  a
combination of adsorption and ion exchange.
                                   IV-7

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     An activated alumina column consists of alumina media in a contact tank.
 Either gravity or pressure feed systems can be used. As far as is known, there is
 very little difference between removal capabilities of these two systems. For
 sizing the surface area of an  alumina column, a surface loading rate of 150 to
 175 m^/m^/day  (2.5 to 3.0gpm/ftr) is  recommended. The volume, and thus
 the depth,  of  media is  influenced by the time between regenerations of  the
 alumina. It is  advisable  to carry out laboratory and  pilot-scale studies on  the
 water in question to aid  in actual design of the activated alumina column.

     Use  of the activated alumina  process  for  the removal  of arsenic  and
 fluoride from water is cyclic  and regeneration of the alumina media is  required
 periodically. When the  alumina columns become  saturated with arsenic and
 fluoride, they  are regenerated by passing a caustic soda solution through  the
 media.  Excess  caustic soda is neutralized by rinsing the activated alumina with
 an acid. Prior to  the regeneration process, the alumina column is backwashed to
 remove accumulated  solids that have been strained from the water. Adequate
 disposal of the regenerative chemical wash  should be provided.  One  disposal
 method which warrants consideration is lagoon evaporation. If permitted  by
 local  conditions, neutralization of the regenerative chemical wash followed  by
 dilution and discharge to  a sanitary sewer should  also be considered.  Possible
 toxic effects of the  removed  arsenic  and/or fluoride should  be  evaluated prior
 to discharge to a sanitary sewer.

     If  treated water storage facilities are limited or if interruptions of other
 treatment plant  processes cannot be tolerated,  the use of duplicate  alumina
 contact columns  is recommended.

     b.   Activated Carbon.   Adsorption  of organic impurities  using activated
 carbon  has  been  common practice in the waterworks  industry for many years.
 Activated carbon is  especially  effective as an adsorbing agent because of  its
 large  surface area to  mass ratio.  Each  activated  carbon particle  contains a
 tremendous number of pores and crevices into which organic molecules enter
 and are adsorbed to the activated carbon surface.

     Activated  carbon has  a particularly strong attraction for organic molecules
 and thus is  well-suited for removal of hydrocarbons, control of taste and odor,
and  color  removal.  At  present,  activated carbon has  been used  with  only
limited  success to remove  haloform precursor  compounds. Frequent regenera-
                                   IV-8

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tion  or  replacement  of  the  activated  carbon  would  be  required, as  its
effectiveness in adsorbing precursor compounds is limited to only a few weeks
after being placed in use.

     Excessive fluoride  and un-ionized metals such as arsenic and mercury can
be  removed  from water by adsorption using bone  char. However, if used for
arsenic  removal,  bone  char cannot  be  regenerated  and  must be used on a
throw-away basis.

     Both  the  adsorptive  and the physical  properties of an activated  carbon
medium  are important. Currently, there  is  no  direct method for determining
the adsorptive  capacity of an activated  carbon. Adsorptive  capacities  can  be
approximated by the Iodine Number or  the Molasses Decolorizing Index. The
Iodine Number  indicates  the capability  of  the activated  carbon  for removing
small molecules.  The Molasses Decolorizing Index provides an indication of the
potential of the activated carbon for adsorbing large molecules.

     Two types of activated carbon are used  in water treatment: powdered and
granular. Powdered activated  carbon is often used for taste and odor  control.
Its  effectiveness depends on the source of the undesirable tastes and odors. This
type  of  activated carbon is a finely ground,  insoluble black powder which can
be  fed to  water either with  dry feed machines or as a carbon slurry. Slurry
methods are usually applicable only in large water treatment plants, therefore
will not be discussed here. The powdered  carbon  approach offers  economic
advantages when  a low or infrequent carbon  usage is required  to solve a specific
problem.

     Powdered  carbon  may be added at any  point in the treatment process
ahead of  the  filters.  Actual  application  points  vary  depending  on local
conditions  and contaminants to be removed.  Normally, application of carbon is
most  effective where pH of the raw water is  lowest.  Adequate dispersion of the
carbon is necessary; therefore, a settling basin should not be used as a point of
application.  Sufficient  contact time  is  also  necessary  to  ensure maximum
adsorption by the carbon.  Periods of contact ranging from  15 minutes to one
hour  are   recommended.   Powdered carbon   should  be  applied  prior  to
chlorination. Compounds that have a chlorine demand will be removed by the
activated carbon; thus, savings  in  chlorine will  be  realized. Also, activated
carbon  will  efficiently adsorb chlorine  thus  wasting  both the  carbon and
chlorine.
                                   IV-9

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     Recent  practice recommends the use of carbon  for removal of taste and
odor  producing organics prior  to  chlorination. This prevents the formation  of
chloro-organics which are very difficult to remove by  carbon. High  doses  of
carbon  fed to the  filter influent will cause rapid  build-up of loss of head and
there is the  hazard of carbon "bleed-through". Effluents must be  carefully
monitored when carbon is fed to filter influent.

     As a rough guide, dosages  for taste and odor  control vary from 2 to 8 mg/1
for  routine   continuous application,  5  to  20 mg/1 for  intermittent  severe
problems   and 20  to  100 mg/1 for  emergency  treatment of  chemical  spills.
Powdered  activated carbon has not been recovered and regenerated in  the past.
Powdered  activated carbon either settles out in the clarifier or is retained in the
filter. Spent  carbon is then disposed of along with other  plant waste solids.

     Granular activated carbon, used  as media in  gravity filters, pressure vessels
and  specially designed  adsorbers, is  effective for water  treatment  purposes.
                                                              *
Removal  of  organics and  mercury  is  the primary  use of granular activated
carbon. Activated carbon  filters can be used either in place of, or in  addition
to, conventional filters.

     If  activated  carbon filters  are used in place of conventional  filters,  special
care must  be taken in the  design and operation of filter cleansing facilities and
in the selection of activated carbon granule characteristics so that the filters can
be  effectively backwashed  without  the  loss  of the carbon  medium  in the
backwash troughs.

     The  use of activated  carbon filters has not  been widely practiced  in the
past,  so optimum  configurations  and operating  rules have not fully  evolved.
Many of  the guidelines given  for conventional  filters  are  also  applicable  to
activated carbon filters.

     Filter depths  generally  vary  from 0.8  to  3.0m (2.5 to  10ft),  with  an
activated carbon  layer  of 0.3   to -1.5 m (1 to  5 ft) overlying a layer of coarse
gravel above  the underdrain system. An intermediate layer of sand, 15 to 46 cm
(6 to 18 in)  is sometimes  used between  the activated  carbon and the  gravel.
Flow  rates   through  the  activated  carbon  filters  are   usually   120   to
300 m3/m2/day (2  to 5 gpm/ft2).
                                    IV-10

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     The activated carbon medium  must periodically be replaced with  new or
regenerated activated carbon. Replacement cycles can vary from 1 to  3  years
for taste and odor  removal down to 3  to  6 weeks for removal of haloform
precursors.  Regeneration involves (1) removing  the spent carbon as a slurry,
(2) dewatering the slurry, (3) feeding the carbon into a special furnace where
the regeneration occurs, (4) water quenching the carbon, and  (5) returning it
to use. From 5  to 10 per cent of the carbon is lost during this process. The
choice  among  the alternatives of  on-site  regeneration,  purchase  of  new
activated carbon,  or shipment of spent carbon to a regeneration center will be
governed by economic considerations.

     Furnaces for carbon regeneration can be purchased for on-site use,  but the
smallest of these has  capacity for regenerating 1,360 kg/day (3,000 Ib/day) or
the  carbon requirements  at  plants  having flows of  between  38,000 to
76,000 m3/day   (10  to  20mgd).  Therefore,   on-site  regeneration  is  not
economical  for  small  water  facilities.  Often  located  near activated  carbon
production  facilities,  regeneration   facilities  may   be  too  far removed  for
economical use by  a  small water  treatment  plant.  If an existing regeneration
center  cannot be used,  construction of a regional facility for activated carbon
regeneration should be considered  for use by a number of small communities.
If drinking  water  regulations  for  halogenated  organics  are  established and
granular activated carbon is used extensively for precursor or haloform removal,
the demand  for regeneration facilities will increase.

     An alternative  to construction,  operation and  maintenance of an activated
carbon filter is  use  of an  "adsorption service".  The service  consists of a
complete modular system' furnished to the municipality for  a  monthly service
fee.  Delivery of new  carbon and  removal  of  exhausted carbon is  then  the
responsibility of the leasing company.

     c.  Applicability and Recommendations.  Activated  alumina  is recom-
mended for removal of  arsenic and/or excessive fluoride. Activated carbon can
be used for a variety  of purposes. Powdered activated carbon is normally used
only for taste and odor control or for treatment  of  color. An economic  analysis
should be  used  to determine the applicability of granular activated carbon for
removal of foaming agents, mercury, and organic pesticides. Granular activated
carbon is usually not economical for treatment of color  or tastes and odors.
                                    IV-11

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     Replacement or  regeneration of spent  carbon is  of concern when  using
granular activated  carbon.  Alternatives  available to  small water  treatment
facilities are  purchase  of new carbon,  regeneration  of  spent  carbon  at a
regeneration center,  or use of an adsorption service.
     4.  Clarification

     Coagulation,   rapid  mixing,  flocculation,  and  sedimentation   are  the
individual  processes which make up  clarification.  Substances producing color
and turbidity can be removed by the clarification process. Clarification can also
be  used in the softening of hard water with lime or lime  and soda ash.

     Clarification  followed by  filtration  is the  most widely used process to
remove substances producing turbidity in water. Raw water supplies, especially
surface water supplies, often contain suspended substances causing unacceptable
levels  of  turbidity.  These  include  mineral  and  organic  substances  and
microscopic organisms ranging in size from  0.001 to one micrometer.  Particles
in this size range  are often referred to as "colloidal" particles. Larger particles,
such as  sand and  silt,  readily  settle out of water during plain sedimentation
(without use  of chemical coagulation), but settling of colloidal particles using
plain sedimentation is  not practical.  An important characteristic   of  particles
suspended  in  water  is  the  ratio  of  particle  surface  area  to mass. For large
particles the  ratio is relatively low  and mass  effects,  such as sedimentation
under the  influence  of gravity, dominate. On the  other hand, particles in the
colloidal size range have a relatively large surface  area-to-mass ratio and these
particles exhibit  characteristics dominated by  surface phenomena,  such as
electric  charge. Plain  sedimentation,  on  a  practical scale, will  not remove
particles of  colloidal  dimensions. Coagulation  and flocculation processes are
required to remove these small particles in sedimentation basins.

     a.  Coagulation.   The  terms "coagulation" and  "flocculation" are often
used interchangeably to describe the overall process of  conditioning suspended
matter in  water so that it  can be readily  removed by subsequent treatment
processes.  The coagulation and  flocculation processes,  though closely related,
are distinct and separable and are defined as  follows:  the   term "coagulation"
means a reduction in the forces which tend to  keep suspended  particles apart.
The reduction of these  repulsive forces allows  small particles to join together to
                                    IV-12

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form  larger  particles  which  settle readily. The joining together of the  small
particles into larger, settleable and  filterable particles is called "flocculation".
Thus, coagulation is the precursor of flocculation.

     Colloidal particles  in suspension in  water have electrical charges at their
surface.  These charges are usually negative. The charge at the  surface of the
particle  causes  the particle  to attract oppositely charged  ions present in the
water.  The  oppositely-charged ions are  bound to the  outer  surface  of the
particle  and  form a "layer" around the particle. Thus, if most of the suspended
particles in a naturally-occurring water have a layer of positively-charged ions
around them, the particles cannot  approach each other because of the repulsion
between the  positively-charged  layers of each.  The electrical strength at the
outer surface of the layer of bound ions is  frequently referred to as the  "zeta
potential". The  magnitude of the zeta potential provides an indication of the
repulsive forces between suspended particles.

     Negation of the  repulsive forces between particles is generally achieved by
adding   salts  of  trivalent aluminum or  iron  or  a synthetic polyelectrolyte
coagulant  to the  water containing  the  particles. The  aluminum or iron salts
cause a series of reactions to occur in  the water; the net result of which is
reduction of the electrical charges on the particle.

     Probably   the most  frequently  used  coagulant   is  aluminum  sulfate
[approximate  formula: A^CSO^'H.SF^O],  averaging  about  17 per cent
Al^Oo, also  called "alum" or "filter alum". Other  aluminum  compounds used
   £  J
as  coagulants  are potash alum and sodium aluminate,  principally  the  latter.
Salts of iron,  such  as ferric sulfate,  ferrous sulfate, chlorinated copperas
(chlorinated  ferrous sulfate), and ferric  chloride are also  used  as coagulants.
Magnesium  hydroxide,   produced  by   lime   softening  of  waters high   in
magnesium,  is another  effective coagulant. Organic  polyelectrolyte compounds
have  also  proven  effective as primary coagulants. Certain polyelectrolytes,  at
low dosage, have been found  to significantly enhance the efficiency of turbidity
removal in presedimentation basins, and a number of treatment  plants now
utilize polymers for this purpose.

     Determination of type  and required quantity of coagulant is usually done
through a  series of "jar tests". These tests are performed in a laboratory stirrer
by  applying  varying dosages  of different coagulants to representative raw  water
                                    IV-13

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samples. The  coagulant is rapidly mixed in the water, and the mixture is then
stirred  slowly to allow  flocculation to  take  place.  Comparison of turbidity
removal efficiencies for each  of the various coagulants  and dosages yields  an
evaluation of the best coagulant and dosage to be utilized. Inasmuch as mixing
times and the quality  of the raw  water vary, a large number of jar tests are
usually required to determine the optimal treatment process.

     The pH of  the  water to  be  treated  often  has a significant effect on
coagulation. Aluminum salts are most effective as coagulants at pH values from
6.0 to  7.8. For iron  salts, the  range of pH values at which  coagulation may
occur is somewhat broader. It is very important that coagulation be carried out
within the optimal range of pH values, and, if the pH is not within this range,
it may be necessary to adjust the pH.

     There are very few definitive rules to follow with respect to coagulation,
but the following are useful approximations:

     1.    Organic turbidity  particles are  usually more difficult to  coagulate
          than inorganic particles.

     2.    The  required dosage of coagulant  does not  increase linearly with an
          increase in turbidity.  In fact, very  high  turbidities often  coagulate
          more  easily  than low  turbidities because of the increased likelihood
          of particle collisions.

     3.    If the suspended particles  in water are of a wide range of sizes, they
          are  usually much easier to coagulate than if all  the particles are of
          similar size.

     Some ions of dissolved salts exert influences on the  coagulation processes.
Anions  exert  a much greater  effect than  cations, and of the common anions
found  in nature,  the  sulfate and  phosphate ions have the greatest effect on
coagulation.  Sulfate ions  tend to  broaden  the pH range in which effective
coagulation  takes place.

     In  some  cases,  coagulation can  be improved by the  use of  coagulant aids
in addition  to the usual aluminum  or iron  coagulants. The most widely used
coagulant aids are activated silica, bentonite clays, and  polyelectrolytes.
                                    IV-14

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     A  partially neutralized  sodium silicate solution is  known  as  "activated
silica".  It is  often  used as an aid to coagulation because  it lowers the required
coagulant  dose,  increases the rate  of  coagulation, broadens  the  pH range of
effective coagulation, and causes the floe  particles to be tougher, which may
result in longer filter runs. However, preparation of the sodium silicate solution
is  difficult,  and unless carefully applied,  activated silica may actually hinder
coagulation and shorten filter runs.

     In water containing high color and low turbidity, the floe produced by the
addition of the aluminum or iron coagulant is often too light to settle rapidly.
Since clays  similar to  bentonite have  a high  specific gravity, the addition of
particles of  bentonitic clays causes the floe to have a higher specific gravity,
and it settles more readily. Dosages of bentonitic clays generally range from 10
to 50 mg/1.

     There  are  a  large  number  of  commercial polyelectrolytes  currently
available.  Polyelectrolytes are  long-chain  organic compounds  which  contain
repeating units of small molecular  weight.  Each of the  units has an electrical
charge associated with it, which  gives the long-chain molecule a large number of
similar  electrical  charge.s. Polyelectrolytes  with  negative charges are  termed
"anionic",  while  those  with positive charges are termed "cationic". Those
having  essentially  no  charge are  called  "nonionic". Polyelectrolytes  act as
bridging mechanisms between particles in  water, and  cause small  floe particles
to  agglomerate into large floe   particles,  with greatly reduced settling times.
Anionic and  nonionic  polyelectrolytes are often used  as  coagulant  aids in
conjunction  with metal coagulants. Cationic and nonionic  polyelectrolytes, used
without metal coagulants, have  proved effective in reducing turbidity  in the
first  stage  of treatment  of waters of high  turbidity.  Optimum dosages of
polyelectrolytes, which are usually quite low, must be determined  by  a series of
jar tests.

     b.   Rapid  Mix.   In   the   water  treatment   plant,   coagulation   and
flocculation  are  usually effected in two separate mechanical operations.  The
first operation involves rapid mixing of the coagulant and other chemicals,  if
needed, including those  for pH adjustment and flocculation aid, in a small  rapid
mix chamber. The  purpose of  rapid  mixing  is  to  uniformly distribute the
applied chemicals  in the  water.  The interaction  between chemical  coagulants
                                    IV-15

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and turbidity  particles occurs very quickly, so it is essential that the chemical
coagulant be  rapidly mixed into the  water to  insure  that  the coagulation
process proceeds uniformly. Generally, rapid mixing is accomplished by creating
turbulence with propellers  or  impellers.  As approximate guidelines,  the water
flowing  into a rapid mix chamber usually  requires from 20 seconds to two
minutes to flow through the chamber, and the mixing units usually need 0.3 to
0.6 W  per m3/day  (1  to 2 hp  per ft3/second). In  small  water  treatment
facilities, pumps can also be used for mixing.

     A useful parameter in the design of rapid mix facilities is the power input
into  the water, as measured  by the velocity gradient G. Rapid  mixing is best
achieved at G values  of 500 sec"1  to 1,000 sec"1 and  detention times of about
two  minutes,  although  shorter detention times are  often  used effectively.
Longer detention times  for these  values of G result in negligible  mixing
improvement. If high G values (MO.OOOsec"1)  are maintained  for as long as
two  minutes,  the subsequent floe  formation processes are retarded .significantly.

     c.  Flocculation.  As  previously  defined,   flocculation  is  the  joining
together  of   small  particles  into larger,  settleable,  filterable  particles. The
primary force of attraction between colloidal particles present in water is the
van  derWaals force,  which is a cohesive force in  existence between  all atoms.
If the repulsive forces between particles, as described under a) Coagulation, can
be  sufficiently  reduced  to allow  van derWaals forces to predominate,  the
particles will  stick together and  form larger particles  which settle out of the
water  more readily.

     The likelihood  of collisions  between  particles is often enhanced by slow
mechanical  mixing  or agitation ("flocculation")  of  the water.  As  more  and
more  particles are joined  together, they  form  flocculent masses  which  will
subsequently  settle  out  of the water. Any particles  which are  struck by the
flocculent material as it settles to the bottom are ensnared in  the flocculent
mass.

     Flocculation, which  follows coagulation, is  usually accomplished  in large
tanks  with some type  of mechanical  mixing.  The  mixing in  these basins is
intended  to  promote  collisions  of  the  coagulated  particles. The  motion
imparted to  the  water in the flocculation basins must be much gentler than the
motion in the rapid  mix chambers; otherwise, the shear forces in the turbulent
                                    IV-16

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water would break  up agglomerated  floe particles.  Mixing for flocculation is
often accomplished  through the  motion of  a  series of paddles rotating either
parallel  or perpendicular to the  direction of flow  through the basin.  Baffles
should be  provided between each set of paddles  to minimize short  circuiting.
Walking beam  flocculators  and vertical axial flow  flocculators are commonly
used, and can be placed in existing basins.

     As in the case of rapid  mixing, the value of the velocity  gradient G is
useful in  estimating the effectiveness of mechanical agitation in flocculation
basins. The optimal range  in values of G appears to be between 20 sec"  and
70 sec. If the velocity gradient is multiplied by the detention time in seconds,
an additional  parameter GT is obtained. This nondimensional parameter can be
used to characterize flocculation  basins. Conventional values of GT range  from
30,000  to 150,000. Detention times resulting in  the best flocculation usually
are between 20 and  60 min.

     d.   Sedimentation.  After the coagulation and  flocculation processes have
been  completed, the water must pass through  a  relatively large  basin at low
velocity to allow the floe  particles  to settle out. This settling-out  process is
generally  called  "sedimentation" or "clarification".  The  particles  removed
during  this stage  of water purification are usually small and  not  of high
density; consequently,  large  tanks   are  needed   to  achieve the  quiescent
conditions necessary for settling.  In the preliminary  water treatment  process of
"plain sedimentation", only the  heavier particles, such as  grains  of sand, are
removed from  the water, as contrasted to the  amorphous floe removed in the
post-flocculation sedimentation process.

     The  most common types  of sedimentation basins are  the rectangular,
horizontal flow  and the center-feed, radial  flow. In all types of basins, the
design objective is to obtain, as  nearly as possible, the condition  of ideal flow
through the  basin.  Ideal flow for a  rectangular basin requires that  all of the
water entering at one  end  of the basin should  flow in parallel paths of equal
velocity to the effluent end of the basin. Ideal flow exists in  a circular basin if
the centrally-fed water moves in radial  paths  of  equal velocity  to  the outlet
channel of the basin. This  ideal flow  cannot  be attained under actual operating
conditions  because  of  imperfect inlet  and   outlet  arrangements,  friction,
turbulence, short circuiting, etc.
                                    IV-17

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     A minimum of two sedimentation basins is usually preferred. However, for
many small water treatment plants, two basins are not practical. Use of a single
sedimentation basin is  recommended  only if adequate storage is available to
meet water demands while the basin is out of service. If more than one basin is
provided, flow  division between  the  basins  should  be accomplished  prior to
application  of  coagulating chemicals. Thus,  the plant  would have  multiple
parallel-operating, coagulation, flocculation and sedimentation units.

     Rectangular basins vary in width from  1.5  to  about  7.3m  (5 to about
24 ft). An approximate width to length ration of 1:4 is common. Basin depths
generally  range  from 2.1  to 4.9m (7 to 16ft).  Under comparable conditions,
deeper basins usually perform  better  than shallow ones.  In general,  the basins
should be sized  to  provide an average detention  time of 2 to 6 hours. Special
conditions may  dictate  deviation from these general  criteria; detention periods
in the range of  8  to 12 hours, or more, may be desirable for the treatment of
highly turbid waters. If the space available for sedimentation basins  is severely
limited,  the construction  of  multiple-story  basins, in which  the  water flows
horizontally along  one level  and then passes  upward  or downward to flow
horizontally along another level, may be warranted.

     An  important  parameter in the  sizing  of sedimentation basins is the
"overflow rate", which is defined as  the flow rate divided by the surface  area
of the basin.  The  overflow rate is usually expressed in terms  of m^/m2/day
(gpd/ft2). In theory, if the   settling  velocity of a particle  is greater than the
overflow rate of the basin and ideal flow exists, the particle will settle out of
the water before the water leaves the basin.

     Actual sedimentation basins are designed  to reduce currents which produce
short circuiting and hinder settling. These currents may be the result of inlet or
outlet induced turbulence, wind action, density differences, sludge build-up on
bottom,  etc. The  settling  rates of alum floe in a conventional sedimentation
basin generally range from 0.17 to 0.26 mm/sec, equivalent to overflow rates of
14 to 22 m3/m2/day (360 to 550 gpd/ft2). If the particles to be removed settle
more rapidly than alum  floe,  the  area  of the  basin should  be  reduced
proportionately; and conversely, if the particles settle more slowly, the area of
the basin must be increased.
                                   IV-18

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     Estimates of suitable overflow rates  for sedimentation treatment  of water
of a given quality can be obtained from cylinder settling tests conducted in the
laboratory.  The  test procedure should approximate full-scale  treatment  and
settling velocity distribution curves showing fraction of turbidity remaining as a
function of settling velocity should be developed for each test series. [ 1 ]

     A large  number  of  carefully  conducted tests  are required to assess
adequately  the influence of variations in  raw  water  quality  on coagulation,
flocculation  and  settling.  For example,  water  temperature  has a  significant
effect  on particle settling rates.  If the settling rate of a particle at 30°C (86°F)
is 2.2 mm/sec, it would  be  1.4 mm/sec  at   10°C (50°F)  and only about
1.0 mm/sec  at 0°C (32°F).  The  increase  in viscosity of the  water at lower
temperatures greatly reduces settling rates.  Settling rate determinations should
include tests at the lowest water temperature that will be encountered.

     Application of laboratory settling  data to  actual basin design requires the
exercise of considerable judgment.  Experience  at  existing plants treating the
same  or  similar  raw  water may  provide valuable guidance  and should be
carefully  reviewed prior to final decisions on treatment methods, size of basins,
etc.

     Flocculation-sedimentation  basins,  usually circular in  plan,  can be used  to
combine  the  functions  of  flocculation and  sedimentation.  Flocculation  is
accomplished in  a  circular center well.  Sedimentation occurs  in the  annular
space between the flocculation section and the perimeter effluent weir.

     Suspended solids  contact  clarifiers combine mixing, coagulation,  floccula-
tion, sedimentation, and sludge removal in  a  single unit. This type of  clarifier
can  be very practical for small  systems. Coagulation and flocculation take place
in the  presence of floe which has been formed  previously and  cycled back  to
the  primary  mixing  and  reaction  zone.  This  process  maintains  a  high
concentration  of  floe  particles  and  enhances  the  probability  of  particle
collisions. Settled sludge is  removed from  the unit continually. The use of these
units usually results in  a  reduction in the  space required for treatment facilities,
and  may result in a cost reduction. Solids  contact  clarifiers are widely used  in
connection with lime-soda softening.

     A recent  development, the "tube" settler,  may be used advantageously  at
some installations, particularly  if the capacity of existing sedimentation basins
                                    IV-19

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must  be increased or if  little space is available for the construction of new
sedimentation basins. Tube settlers may increase the  capacities of sedimentation
basins by 50 per cent or  more. For more detailed information on tube settlers,
refer to section V, Upgrading Existing Facilities.

    Water  containing the  suspended  particles is  often  introduced to  the
circular basin through a central influent well. The inlet pipe into  the influent
well is placed either beneath the basin  or suspended  from a bridge  between the
influent  well and outer wall of the basin.  The water is discharged from  the
influent  well into the circular basin, where it  flows  radially  outward toward
outlet  troughs  along the  perimeter of  the basin. As in the case  of rectangular
basins, the  water inlet must  be designed so as to minimize turbulence in the
influent  flow.  A cylindrical  baffle  at the  center  of the  basin is the most
common type  of influent  well in  use.  The outflow from  circular  basins  is
generally  collected in an outflow channel  which follows  all or most of the
periphery of the basin.

    Peripheral-feed,  circular  tanks  are  also  employed. Water  is distributed
around  the  tank  perimeter  and flows radially toward  effluent  collection
facilities located in the center.

    1.   Inlet Arrangements.   Inasmuch  as the effectiveness of sedimentation
basins is dependent  on the  degree of attainment of  uniform, quiescent flow,  it
is  essential  that  the  water  entering  the  basin  be  distributed to minimize
turbulence or intertial currents. Also, the velocities of the water in the pipeline
or  flume carrying water to  the  sedimentation basin must be about  0.15 to
0.6 m/s (0.5 to 2.0 ft/s). Lower velocities will result in deposition of the  floe
and sediment in  the pipe or flume;  higher velocities may cause breakup of the
flocculated particles.

    Where  inlet  pipelines  or flumes  are used, the conventional  methods of
uniformly distributing the water  at  the  influent end  of the basin are through
horizontal or vertical slots in a baffle  wall,  or through a series of orifices in an
inlet chamber.  The efficiency of most  sedimentation basins is highly dependent
on  the design of the inlet arrangement.

    2.   Outlet Arrangements.   V-notch  weir plates  are often  used  for basin
outlets, and these should be installed with provisions for vertical adjustment to
                                    IV-20

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insure  uniform flow  along  the  length  of the  weir. Weir rates commonly vary
from  140  to about  270m3/day/m  (8 to about  15gpm/ft), with the higher
values  for  heavier floe,  such as that derived  from lime softening. Submerged
orifices are also used for basin  outlets. Advantages of this type  of outlet over
the V-notch weirs include: (1) climatic effects of wind and ice are reduced and
(2) volume above the orifices is available for storage while filter is back washed.
The recommended maximum velocity through  submerged orifices is  0.6m/s
(2 ft/s). Higher velocities may cause currents which inhibit settling or break up
the flocculated particles.

     3.   Sludge Removal,   The  solids which settle to  the bottom  of the
sedimentation basin are  called "sludge". This sludge must be removed from the
bottom of the basin before the depth of the  sludge becomes great enough to
interfere with  effective  sedimentation.  If the  sludge layer becomes too thick,
the effective volume of the  basin is decreased  resulting in an increase in the
velocity of the water flowing through the basin. The higher velocity of water in
the basin  increases the  friction between the sludge layer and the water, with
the result  that sludge particles  are resuspended and enter the outflow from the
basin.

     Settled sludge can  be removed in either  of two  ways: (1) by taking the
sedimentation basin out of service periodically for cleaning, usually by flushing,
or  (2) by  mechanical  sludge  collectors which  consist  of  slow-moving,
mechanically-driven scrapers.  Almost all  sedimentation basins are now cleaned
by mechanical  devices  rather  than by taking   them out of  service.  Sludge
scrapers force the sludge  into hoppers located at the  influent end  of the
rectangular sedimentation basins. The sludge is drawn off from the hoppers and
discharged to a point of disposal. These  scrapers must move  at low velocity so
as to avoid interfering with  the  settling process. The bottoms of rectangular
sedimentation  basins  are sloped  toward  the  sludge hoppers to facilitate the
action  of  the  mechanical  sludge collectors. The most common  slope used is
1:100 (vertical: horizontal).

     e.   Softening.   Water  softening  is  the  process  of reducing  hardness.
Hardness  is caused  principally by  calcium  and magnesium  ions  in water.
Softening of the entire supply  is usually justified when total hardness exceeds
300 mg/1  and may prove economically advantageous  at  hardness levels above
200 mg/1.
                                   IV-21

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     Two general types of processes are used for softening. These are the lime-
soda ash process and the cation ion exchange process, often  called the zeolite
process. The lime-soda ash process is used principally at water treatment plants
serving a fairly large  population. The cation  exchange process can be similarly
applied and, in addition, is adaptable to small water treatment facilities.

     Equipment, basins,  and filters required for lime softening are generally
similar  to  the  facilities  used  in conventional coagulation-filtration plants. In
fact,  many filtration plants, not originally designed for softening,  have been
converted to softening plants by the  installation of necessary facilities.

     Many lime softening plants, particularly those treating ground water,  use
solids contact type basins. These basins provide the  functions of mixing, sludge
recirculation, sedimentation  and sludge collection in  a  single unit. Basins of this
type, if  properly sized, will  provide effective  softening  and  clarification
treatment.

     A disadvantage of any  lime softening process is the production of a large
volume  of sludge of high water content.  Provision for sludge  disposal in an
                              *
environmentally acceptable  manner  must  be considered  in  designing  a lime
softening plant.

     Cation exchange or "zeolite"  softening is  accomplished by  exchanging
calcium  and magnesium  ions  for a cation,  usually  sodium, which does not
contribute to  hardness.  Basically, this exchange consists  of passage of water
through  a bed of granular sodium cation media. The calcium and magnesium in
the water react with the media and are replaced with an equivalent amount of
sodium.  This reaction is  reversible and the exchanger can be regenerated with a
strong solution  of sodium chloride (common salt). Disposal of backwash water,
brine waste and rinse water must be carefully considered.  As  water with an
increased sodium  content  is  produced  by  cation  exchange softening,  this
process  may not be desirable for individuals on low sodium diets.  Softening of
hard water using the ion exchange process is discussed in detail in section IV 8.

     f.   Applicability  and   Recommendations.  Clarification  facilities   are
readily  adaptable  to small  water treatment  systems.  Rapid  mix,  coagulation,
flocculation and sedimentation  are recommended for removal of turbidity and
color. Also, laboratory tests have indicated clarification, followed by filtration,
                                    IV-22

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effective in removing the following contaminants:  arsenic, cadmium, chromium,
lead,  mercury, selenium,  silver, radium, endrin and  2,4,5-TP (Silvex). Also an
aid in reducing the bacteria level, clarification should not  be  used in place of
disinfection.  Before the clarification process is selected for treatment of any
contaminant other  than turbidity or  color, operational  tests  with full-size
equipment should be performed.

     For design of  rapid mix facilities, a detention time of 20 to 30 seconds
and  a velocity  gradient,  G,of 1,000 is  recommended. An alternative to the
conventional rapid mix chamber  is the use of pumps for  mixing.  However, a
disadvantage of using pumps is that the mixing cannot be controlled.

     The minimum  detention time recommended  for a  flocculation basin is 20
to 45 minutes, depending on the  material to be flocculated. Vertical axial flow
turbines are appropriate for the  majority of small water treatment  systems.
Paddle  reel  flocculators  parallel  to the flow should be compared to vertical
axial  flow turbines for use in all but the smallest treatment  plants.

     Two settling basins are recommended  as a minimum  for most treatment
facilities. Very small systems such as those using package plants, however, may
use   a   single   sedimentation  basin  if  storage   is  provided.  Flocculation-
sedimentation basins are appropriate for use  in small water treatment plants as
are tube  settlers. Settling  tubes  are  most  commonly  used in package water
treatment plants and in modification of existing facilities.

     Cation exchange or "zeolite" softening is well-suited for use in small water
treatment systems. In addition to  hardness reduction, cation exchange softening
is also  an  effective method for radionuclide reduction. Lime softening is not
recommended for small water treatment facilities unless an analysis indicates it
to be economically desirable compared to ion exchange softening. Laboratory
tests  have  indicated  lime   softening  effective in  removing  arsenic, barium,
cadmium,  chromium,  fluoride,   lead,  mercury,  selenium, silver,  radioactive
contaminants, copper, iron,  manganese, zinc and, to a certain degree, TDS.
     5.  Filtration

     Filtration of water  is  defined  as  the separation  of colloidal  and larger
particles from water by  passage through  a  porous medium, usually sand or
                                   IV-23

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granular coal. As water passes through the medium, the suspended particles in
the water are either left in the interstices between the grains of the medium or
left on the medium  itself. Sand filtration will remove particles  much smaller
than the void spaces  between  the  sand grains. This phenomenon is probably
due principally to the fact that a bed of sand or other  similar granular material
possesses a huge surface area,  much of which is in contact with the water and
the particles suspended in it. The particles are  attracted to  the  surface of  the
granular medium  and are held there by relatively strong surface  forces. These
surface forces are apparently large enough to attract and bind particles to  the
medium surface even though the particles may  bear the same electrical charge
as the filter  grains. The suspended  particles removed during filtration  range in
diameter from about 0.001 to  50 micrometers and larger.

     Water  filters can be  classified in various  ways.  They  may  be identified
hydraulically  as slow  or  rapid,  depending upon the rate of flow per unit of
surface area.  Filters  are  also  classed according to the kind or type  of filter
media employed,  such as sand,  anthracite coal, coal-sand, multilayered,  mixed
bed, or diatomaceous earth. They may be described according to  the direction
of flow through the bed, that is downflow,  upflow, biflow, fine-to-coarse, or
coarse-to-fine.

     Filters are also  commonly  distinguished  between  pressure  and gravity  (or
free surface) filters.

     a.   Gravity Filters.    Gravity  filters are free surface  filters  and  as their
name  would imply, are used for filtering water under  gravity flow conditions.
Gravity  filters  are  distinguished  from  pressure  filters  and  are much  more
commonly used for municipal applications. The various media types previously
discussed may be used in gravity or pressure filters. Gravity  filters are  typically
characterized by downflow operation  followed by  an upflow  washing  of  the
filter media to remove the foreign material collected in  the bed.

     b.  Pressure  Filters.   Pressure  filters  are  very  similar  in  filter  bed
construction to a typical  gravity filter; however, in a pressure filter the entire
filter apparatus, including media  layer, gravel bed, and underdrains, is  enclosed
in a steel  shell. An advantage of a pressure  filter is  that any pressure in  the
water  lines leading to the filter is not lost, as in the case of gravity filters,  but
can  be used  for  distribution of  the  water  once it  has passed  through  the
                                    IV-24

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pressure filter. About 0.9 to 3 m (3 to  10 ft) of pressure head is lost in friction
through the filter  bed, but any pressure in excess of this can be utilized for
water distribution.
     A  disadvantage of  pressure filters is the  potential loss  of media  during
backwash which cannot  be observed.

     c.   Diatomite  Filters.  A  special  type  filter  which  is  usually operated
under  pressure  is the  diatomite  filter.  It consists of a  layer of diatomaceous
earth supported by a septum or filter element. This layer of diatomaceous earth
is  about  3.2mm (1/8 in) thick at the  beginning  of filtration and must be
maintained  during  filtration  by  a  constant body feed  of diatomite  filter
medium to  the  influent unfiltered water. At  the conclusion of a filter run, the
layer of diatomaceous earth will  have  increased in thickness  to about 13 mm
(1/2 inch). Filtration rates generally vary from 30  to  120m3/m2/day  (0.5 to
2.0 gpm/ft). The chief difficulty in using diatomite  filters is in maintaining the
diatomaceous earth film  of uniform   permeability  and  filtering  capability.
Applicable methods for disposal of diatomaceous earth filter sludge include use
of a lagoon or landfill.

     d.   Media.

     1.   Single  Media.   Single media filters are those  which employ only one
type of filtering medium  as opposed to dual and mixed media filters. Types of
single  media  filters include rapid  sand, slow  sand, and anthracite. The vast
majority  of present-day  water  plants  use  single  media filters  with  the most
common type being rapid sand filters.

     Rapid Sand Filters.   Rapid sand filters are those filters which commonly
operate  at  rates  of  about  120  to  240 m3/m2/day  (2  to  4 gpm/ft2).  A
"standard"  rate  for rapid  sand  filtration of surface waters is 120m3/mr/day
         *y                                                         ^   *J
(2 gpm/ft^) while ground waters are usually filtered at  180 to 240 m°/m /day
              ^
(3  to 4 gpm/ft^).  If higher rates are to be used in design, great care must be
taken to insure  that all prefiltration treatment processes including coagulation,
flocculation and sedimentation will perform  satisfactorily and consistently. High
rate filter operation requires excellence in prefiltration treatment.

     The  filter medium,  which  has  traditionally been silica sand,  is generally
supported on a gravel bed. Beneath the gravel bed lies an underdrain system
which  collects the  filtered water. The filter  sand layer is generally about 64 to
                                    IV-25

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76 cm  (25  to 30 in) thick and the supporting gravel bed is usually 30 to 46 cm
(12 to 18 in) thick. Head loss through a clean filter is about 0.3 m (1 ft) and
the filter is  cleaned by  backwashing when the head loss reaches about 2.4 m
(8 ft).

     The filter sand -usually has an effective  size of 0.35 to  0.50 mm  and a
uniformity coefficient  of 1.3 to 1.7. The "effective size"  of a sample of sand is
a grain diameter such that 10 per cent by  weight of the sample  has smaller
diameters. The "uniformity coefficient" is the ratio of the grain diameter with
60 per cent of the  sample smaller to the grain  diameter with 10 per cent  of the
sample smaller. A sand to be used as a filter medium is tested by sieve analysis
to determine the gradation of grain sizes in  the sand. Sand  finer  than about
0.3 mm stratifies at, or  near,  the surface of the  filter, thereby shortening the
filter runs.  Sand coarser  than 1.2mm is generally too large to effect  good
removal  of  suspended matter. Filter sand should be clean and have a specific
gravity of  not less than  2.5. For filtration of low pH water, the sand should
not lose more than 5 per cent by weight when  placed  in hydrochloric acid.
Filter sands for use in water  softening  plants  are somewhat coarser than those
indicated  above. For detailed specifications  for  filtering material,  reference
should be made to "AWWA Standard for Filtering Material",  AWWAB100-72,
as published  by the American Water Works Association.

     The gravel bed beneath the filter  sand  is designed to keep the sand from
passing into  the  underdrains  and also  to distribute the wash water uniformly
during backwashing. Ideally,  the  gravel  bed  should  be  composed  of  well
rounded  gravel, with a uniform variation in  diameter from the top of the bed
to  the  bottom,  ranging  from about  1.6mm (1/16 in)  at the top to about
25 mm (1 in)  at the bottom.  It is important  for  the  gravel to have few
irregularly  shaped (thin,  flat, jagged) stones and  to be essentially free of soil,
sand, or organic residue of any kind.

     The filter underdrains are placed at the bottom of the gravel bed and serve
a  dual  purpose: (1)  to  collect  the  filtered water,  and  (2) to distribute
backwash water  uniformly beneath the  filter sand and gravel bed. Types  of
underdrains include perforated pipe-grids  and false bottom systems of various
types.  Perforated pipe-grid underdrain  systems have been used; however, the
false bottom systems are preferred.
                                   IV-26

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     Porous plate or porous block false bottoms are suitable where deposition
within the pores of the plates or blocks is not a problem. If deposition occurs,
the plates or blocks must be cleaned promptly as otherwise there will be a
progressive, undesirable increase in head loss across the plates. Structural failure
may occur during backwashing if clogging is severe. Some false bottom systems
employ  vitrified  clay  blocks containing  orifices; others  are  constructed of
concrete  and contain  orifices  terminating  in  inverted  square  pyramids  filled
with  large and small earthenware  spheres.  A  variety  of underdrains of the
false-bottom type have been developed and used successfully.

     Slow Sand Filters.   Slow sand  filters have a similar configuration to rapid
sand  filters with  a  bed of sand supported by a layer of gravel. The filtration
                                                         •3   ^
rate  for slow  sand  filters  ranges  from  2.9  to 5.9 mj/mz/day  (0.05 to
           ^
O.lOgpm/ft  ) thus requiring large land areas. For this reason, slow sand filters
have not been constructed in the United States in recent years.

     Anthracite Filters.   Anthracite coal is another filter medium which is used
in  single media filters. Coal has a lower specific gravity than sand  and has
greater bed  porosity for a  given effective size. The layer of anthracite  coal
media used in a filter 'should be about 60 to 76 cm (24 to 30 in) deep with an
effective  size less than  1.2 mm.  The specific gravity of the coal should be at
least  1.5, since  coal  particles with lower specific gravities will often be carried
away  in  the  backwash  water,  even at minimal rates  of  backwash  flow.
Operating rates  for  anthracite coal  filters usually range from about  120 to
240 m3/m2/day (2 to 4 gpm/ft2).

     Activated Carbon Filters.   Granular  activated carbon may be used as a
filter medium for removal  of taste  and odor  causing  organics.  Commonly a
layer or bed of activated  carbon will be placed on top of the conventional filter
bed rather than completely replacing it. A further, more complete discussion of
activated carbon and its uses  is included in section IV 3b.

     2.   Dual Media.  Dual media filters are  those employing two types of
filtering media  usually arranged in a  coarse to fine configuration with coarse
media on  top. An anthracite coal-sand arrangement is the most common type
of dual media combination. Typically, coal-sand filters consist of a coarse layer
of coal about 46 cm (18 in) deep above a fine layer of sand about 20 cm (8 in)
                                    IV-27

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deep.  Some  mixing of coal and  sand  at  their interface is desirable to avoid
excessive accumulation  of floe at this point. This intermixing also reduces the
void size in  the lower coal layer causing it to remove floe  which otherwise
might  pass through. The coarse to fine media arrangement has an advantage
over a single media filter because the effective  depth of the filter bed  is
increased as is the length of filter runs.

     In a conventional rapid sand filter with a  single  sand  layer that has been
hydraulically classified by backwashing,  the smallest sand grains will be near the
top of the bed. Any suspended matter that  passes through  the top few inches
of sand may pass through the entire filter bed. Thus, the effective depth of a
traditional rapid sand  filter is only a few inches.  However, when a coarse
medium  is placed  over a fine medium  the filtration  ability of the unit  is
increased, since  the larger particles in the  water will be removed in  the coarse
medium  and the smaller particles will  be removed in the  fine medium. Flow
                                                                  •2   n
rates  for  dual media  filters" can  thus  be  increased to  about 240 mj/m  /day
(4 gpm/ft2).

     3.   Mixed  Media.   Mixed media  filters  are those filters  employing more
than two types of filtering  media arranged  in  a coarse to  fine configuration.
Typically, the mixed media bed  consists  of three layers:  coal  with specific
gravity of 1.4 on top, sand with specific gravity  of 2.65 in the middle, and
garnet  with specific gravity of 4.2 on the bottom. They are normally used in
the proportions  of  about 60% coal, 30% sand, and 10% garnet by  volume.
After backwashing, the three materials become mixed thoroughly throughout
the depth of the bed. .The top  of the bed is predominantly coal, the middle  is
predominantly sand, and  the bottom is mostly  garnet, but all three are present
at all depths.  In a properly designed mixed media  bed, the pore space and the
average grain size decrease uniformly from top to bottom. Just as in  single and
dual media filters, the bed is underlain by a layer of supporting gravel.

     The vast surface area of the  filtering  media greatly increases the length of
filter runs. The  total surface area of the grains  in a mixed media bed is much
greater than for a sand or dual media bed, which makes it much more resistant
to breakthrough and more tolerant to surges in flow rates.  One of the primary
benefits of the mixed media bed is an improved  finished water quality.
                                   IV-28

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     e.   Backwashing Facilities.   Filter backwashing involves washing the filter
media to remove the material that  has  been filtered from the  water.  This
material  consists  of particles trapped  in pore spaces as well as on the surface of
the filter media.  Backwash  water  is applied to the underside of the filter bed
through  the  underdrains,  which  should be  designed  to  provide an  even
application of wash water to the filter. The wash water containing the material
removed  from the filter medium is carried away in wash water troughs, located
above the surface of the  filter  medium. Backwashing is necessary whenever the
head  loss through the filter exceeds the  acceptable value, usually  about 2.4 m
(8 ft), or when effluent turbidities are unacceptably high.

     The water used for washing the filters should be obtained from protected
storage and can  be gravity or pumped flow. As  a  minimum, sufficient  wash
water  should  be available  to allow  backwashing  of  any  filter  at up  to
1200m3/m2/day  (20 gpm/ft2)  for  10  minutes.   Installation  of  standby
backwash pumps should be  considered  to  insure reliability.  The  need  for
backwash pumps can be eliminated by  construction of an adequately  sized
wash water tank at an elevation  sufficient to provide the required flow. The
choice between elevated  storage tanks and the use of backwash pumps must be
made on a case-to-case  basis. Wash water  tanks are  usually filled by  small
pumps automatically  controlled by the water level in the wash water tank. The
amount of wash  water required will generally average about one per cent of the
water filtered  and should not exceed five per cent.

     In addition  to the backwash facilities, some filters  are also installed with
surface wash facilities. Filter agitation would better describe its function as the
surface wash aids in cleaning much more than the filter surface.

     The backwash process  does not always  wash away  all waste  material and
mud balls can form from the agglomerated waste  within the filter and on the
surface  of  the  filter  media. These  mud balls can eventually become  large
enough to clog portions  of the filter. An adequate surface wash will  prevent
mud  ball formation because it aids in agitation of the entire filter bed during
the backwash  process.

     Rotary washers are  the most common  type of surface wash equipment;
however, fixed jets are also used.  The surface wash  system usually consists of
horizontal  pipes  containing a series of nozzles. The  horizontal pipes  are
                                   IV-29

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connected  by vertical pipes to water lines above the filters.  The nozzles have
small orifices through  which  water is forced  down onto  the filter surface.
Surface washers are usually started in advance of the normal backwash flow and
are turned  off  just  before  the end of  the backwash period. Surface  wash
systems are commonly  used  with all types of filters, but are especially necessary
for dual and  mixed media filters to obtain adequate cleaning deep within the
bed.

     f.  Filtration Aids.   In order  to improve the filtrability of the water and
to  permit  higher   filtration   rates,  it  is   often   advantageous   to  add  a
polyelectrolyte  to  the  settled  water  prior  to its passage through the  filter.
Polyelectrolytes, also known  as  polymers, are high molecular weight,  water
soluble compounds  which can be used as primary coagulants,  settling aids, or
filtration aids. A filtration aid will increase the strength  of  the chemical floe
and  aid in  controlling  the depth of penetration  of  floe  into  the  filter.  It  is
usually added directly to the filter influent and the dosage required  is normally
less than 0.1 mg/1.

     The  use of a filtration  aid is usually  warranted only  for coarse-to-fine
filters which includes  dual  media  and mixed media   filters.  Conventional
fine-to-coarse  rapid sand  filters are rapidly  sealed  off  at  the surface when
filtration aids  are used.

     g.  Applicability  and  Recommendations.  As  discussed  in section IV4,
Clarification,  filtration  after clarification  is used in  the  removal of numerous
contaminants. Rapid  sand  filters are an acceptable means of water filtration for
most requirements  and  are quite commonly used today. Dual and mixed media
filters are  not  as  widely  used, but are  capable  of  producing an  effluent of
higher quality.

     Dual  media filters, usually of the coal-sand variety, can  be  operated at
higher rates than rapid  sand filters with  an increase in  length of filter  runs.
Mixed media  filters are an  improvement  over dual media filters allowing for
operation at even higher rates with longer filter runs. The  variations in  filter
media only slightly affect the cost of the total filter. A surface wash system
should also be installed  in- the mixed media filter to aid in  backwashing.
                                    IV-30

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     Activated carbon filters  are  to be considered as a  method of removing
taste  and odor causing organics  from water. As discussed  in section IV A 3b,
they may be  used in  place of, or in addition to,conventional filters. The use of
separate activated carbon beds  will be more expensive, but is preferred.

     In general, gravity filters are more commonly used than pressure filters in
municipal applications although either is an acceptable means of filtration. The
major disadvantages  of pressure filters are  that  they are completely enclosed
within  a steel shell. Thus, access to the filter bed for normal observation and
maintenance  is   restricted.  The  steel  shells  also   require  careful  periodic
maintenance  to  prevent internal  and external corrosion. However, for small
systems, the  use  of  pressure filters as  opposed  to gravity  filters is often
advantageous. Initial investment cost savings may be realized and if the pressure
requirements  and conditions in a particular system are such that finished water
pumping can be reduced  or eliminated  through  the use  of  pressure  filters,
additional cost savings may be realized.
     6.  Disinfection

     As  currently  practiced  in  the  water  treatment  industry,  disinfection
involves  destruction or deactivation of objectionable organisms. These organisms
may be  objectionable  from the standpoint of either health or aesthetics. They
consist  of certain  classes  of  bacteria, viruses,  protozoa,  and  some  larger
organisms. Inasmuch as the health of water consumers is of major  concern to
those responsible for supplying water, design of facilities for disinfection must
necessarily be carefully executed.

     Chlorination,  including the use of chlorine dioxide, and ozonation are the
most frequently used  methods of disinfection  for potable water treatment.
Other  means  of  disinfection have been  attempted  with varying  degrees  of
success.  These include  treatment with reverse osmosis, ultra-violet light, heating
of water,  addition  of  elements  similar to chlorine such as bromine or iodine,
and  addition  of  metal  ions  such as  silver. None  has  achieved   significant
acceptance by the  water supply industry.
                                    IV-31

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     a.  Chlorine.  The application of various  forms of chlorine  to  water in
order to  effect  disinfection  has come  into such common acceptance  that
"chlorination"  and "disinfection" are almost considered synonymous.  Other
modes of disinfection generally lack the persistence of chlorine or are  more
costly to use than chlorine.

     Terms frequently used in connection with chlorination practice are defined
as follows:

     Chlorine Demand.  The  difference between the concentration  of  chlorine
     added to the water and the concentration of chlorine remaining at the end
     of  a  specified contact  period  is defined as  chlorine demand. Chlorine
     demand varies with the water quality, concentration of chlorine  applied,
     time of contact, and temperature.
     Chlorine Residual.  The  total concentration  of chlorine remaining in the
     water at the end  of a specified  contact  period  is defined as chlorine
     residual. Two types of residuals are encountered in chlorination practice.
     They are designated:   "combined available  residual chlorine"  and "free
     available residual chlorine". They are frequently  referred to  simply as
     "combined  residual" and "free residual".
     Chlorine is applied to water in one of three forms: as elemental chlorine,
as hypochlorite  salts or as  chlorine dioxide.  The  use of hypochlorites and
chlorine dioxide as disinfectants is discussed in subsequent sections.

     Elemental  chlorine  added  to water forms hypochlorous acid  (HOC1) and
hydrochloric acid (HC1) according to the following reaction:

                        C12 + H2O ^ HOC1 + H"1" + Cr                   (6-1)

This equation is usually displaced  to  the  right and very little C12  remains in
solution. Immediately after the above  reaction takes place, the hypochlorous
acid (HOC1) dissociates  into hydrogen and hypochlorite ions,  as indicated in
this equation:

                             HOC1 ^ H+ + OCF                        (6-2)
                                   IV-32

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The degree of ionization  is dependent on the pH of the water. At a pH of 6.5,
approximately 90 per cent of the hypochlorous acid is not dissociated. If the pH
is   raised  to  8.5,  about  90 per cent  of the  hypochlorous acid  will  have
dissociated to  hydrogen  and hypochlorite ions, as indicated in  equation 6-2.
Between pH 6.5  and 8.5,  any chlorine present in the water exists  as  both
hypochlorous acid  and hypochlorite ions. Chlorine existing  in water  in these
two forms is defined as "free available chlorine".

     As shown in equations 6-1 and 6-2, the  addition of elemental  chlorine to
water results in an increase  in the number of hydrogen ions (H ) in solution.
This means  that the. pH of the water is decreased,  and  treatment  for pH
correction may be required if high concentrations of chlorine are applied.

     L   Reactions of Chlorine With Ammonia.  If chlorine  is added to water
containing ammonia, the ammonia  and the hypochlorous  acid react to form
compounds  known  as  chloramines. Chlorine will  also react  with compounds
containing both carbon and nitrogen to form organic chloramines. The relative
amounts  of the different  chloramines formed  are  dependent on pH, time,
temperature and the quantities of chlorine and ammonia initially present in the
water. Formation of chloramines greatly reduces the reactivity of the  chlorine
and hence longer detention time is required to achieve the same disinfection.

     Any  chlorine  in water  which  has  combined with nitrogen,  whether
ammonia  nitrogen  or organic  nitrogen, is  known  as  "combined  available
chlorine." It is  emphasized  that the disinfecting power of combined available
chlorine is of a low order compared with free  available chlorine.

     2.   Reactions of Chlorine  with  Other  Substances.   In addition  to the
reactions  with  water and nitrogenous  substances,  chlorine  also enters into
reactions  with other  materials present in water.  Inasmuch  as  the oxidizing
power of free available chlorine is high, typical inorganic reducing agents such
as  hydrogen sulfide, ferrous iron, and divalent manganese are rapidly oxidized
in  the presence of chlorine. Chlorine also oxidizes nitrites  to nitrates.  Organic
materials  present in the  water will also react with  chlorine. The reactions
between chlorine and organic substances may involve oxidation,  substitution
and addition. A multiplicity of chloro-organic compounds is possible. Some,
such as  chlorophenol,  have  been   identified  and  are  known  to  cause
                                   IV-33

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objectionable tastes when present in  trace amounts. The extent and nature of
chlorine's  many  possible  reactions  with  dissolved  organics  are  not  well
defined;  but it  is known  that  trihalomethanes are widespread  in chlorinated
drinking   waters  and  they  result   from  chlorination.  In   general,   total
trihalomethane  concentrations are related  to the organic content of the water
and   chlorine  dosage.  At  present,  a  maximum  contaminant  level  for
trihalomethanes  has not been established by EPA.  However, if a source of low
organic content  is not available, special treatment processes that will reduce the
organic concentration prior  to  chlorination should  be investigated. Chlorine
should  be  applied   only  after  processes  which will  reduce  the  organic
concentration and thus decrease  the chance of trihalomethane formation.

     3.  Disinfection Properties of Various Forms  of Chlorine.   The means by
which chlorine destroys various  types of organisms are not known precisely. It
is  suspected  that  the chlorine penetrates  cells of microorganisms and  disrupts
vital enzyme activities. Various studies have shown that, of the various forms of
chlorine, hypochlorous acid  (HOC1) is by far the most powerful  disinfectant.
The  hypochlorite ion (OC1~) is far less effective. Also, the disinfecting power of
combined  available   chlorine -(chloramine)  is  much  less  than that  of free
available chlorine.  In general,  about  25  to  100 times as  much  combined
available chlorine as free available chlorine is required to achieve equal degrees
of disinfection  in the same time period. The fact  that combined  chlorine
persists for a long time in water is often viewed as advantageous from a water
safety standpoint. This  persistence  is  an indication of  low reactivity  of
chloramine, a distinct disadvantage insofar as the disinfection rate is concerned.
However, chloramine residuals can be used  to provide long-lasting residual in
potable water distribution systems.

     4.  Chlorine Dosages.  Chlorination is used to  eliminate or inactivate
most water-borne pathogens.  Those  pathogens  that are regarded  as the  most
significant  in water  are  bacteria,  amoebic cysts,  and viruses. The efficacy of
chlorination in achieving the desire'd  destruction or deactivation of these three
types  of pathogens  is strongly  dependent on  four factors: contact time, pH,
temperature, and the type of chlorination used; i.e., free residual chlorination
or  combined residual chlorination.  As  previously  indicated,  free  residual
chlorination is far more  effective than combined residual chlorination.  Chlorine
disinfection processes are  enhanced  by  low pH,  high temperature, and long
contact time.
                                   IV-34

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     The  effectiveness  of bacterial disinfection can be  checked by bacterio-
logical tests for the  presence  of organisms of the coliform group. Pathogens,
such  as  typhoid bacteria (Salmonella typhosa)  are known to be  at  least as
vulnerable to chlorine as coliform bacteria.  Therefore,  coliforms, which are
easily  detected  by  bacteriological methods, serve as  indicator  organisms for
water  safety.  On the  other hand, coliform  tests may not  be indicative  of
parasitic  protozoa,  such  as Entamoeba  Hystolytica,  the  causative agent  of
amoebic dysentery. The cysts of this organism are far more resistant  to chlorine
than coliform bacteria  and chlorination alone cannot be  assumed to provide an
ample margin of safety unless relatively  high  concentrations of free available
chlorine are employed. Free  chlorine residuals  required  to  destroy amoebic
cysts (cysticidal  residuals) are higher than those  usually  employed by water
utilities.   However,   other  treatment  processes  (coagulation,  flocculation,
sedimentation, filtration)  are effective in removing amoebic  cysts and should
always  be employed  in  conjunction  with  chlorination  when treating surface
waters derived from uncontrolled watersheds.

     Disease-producing  viruses must be assumed to be present in waters that are
subject to sewage pollution. In general, viruses are more  resistant to chlorine
than coliform organisms and other enteric bacteria. Therefore,  negative coliform
results may not be indicative of virus destruction. The matter of virus removal
or  inactivation  by  water  treatment  systems needs, and is now  receiving,
intensive  study.  Currently,  it is  known that, of all the forms  of aqueous
chlorine,  only un-ionized  hypochlorous acid (HOC1)  is an effective agent for
virus  destruction.   A  hypochlorous   acid   concentration  of  1.0  mg/1  will
provide viral  inactivation  within 30 minutes.  Therefore, free  residual chlorina-
tion at pH values  somewhat below  about  7.5 is indicated for effective virus
disinfection. At pH  values of 7.5, or  lower, about 50  per  cent or more of the
free available  chlorine will be  present as hypochlorous acid (HOC1). As in the
case  of amoebic cysts,  other treatment processes, such as coagulation  and
filtration, assist in virus removal.

     5.  Application  of Chlorine.   Chlorine may be applied  to water  in a
variety of locations  in  the  water   treatment   plant,  storage  facilities,  or
distribution system and in any of several  different chemical forms, as discussed
previously. Chlorine should  be applied at a point  which will generally provide a
contact time  of 15  to 30  minutes.  A key  feature of chlorine application is
                                    IV-35

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thorough  mixing.  It  is  absolutely essential that the chlorine applied to the
water be quickly and  thoroughly mixed with the water undergoing treatment.
If required,  special chlorine mixing facilities  should be  provided.  In some
systems using raw  waters  of exceptional bacteriological purity, chlorination is
the only treatment the water receives (all public water supplies should receive
disinfection as a minimum treatment). This is the case with many  ground water
supplies,   as  chlorine  is  often added  to the   pipeline  just  beyond the
well pumps.  In conventional water  treatment plants, chlorine may be applied
prior to any other treatment process (prechlorination), following one  or more
of the unit treatment processes (postchlorination), or in the more distant points
of  the  distribution  system  (rechlorination).  Prechlorination  is often  used
because the water contains a chlorine residual for the entire treatment period,
thus lengthening the contact time. The coagulation,  flocculation,  and filtration
processes  are often improved  by prechlorination of the water,  and nuisance
algae growths in settling basins  are reduced. However,  prechlorination is  not
universally recommended. Chlorine should be applied after processes which will
remove  haloform precursors, such as  coagulation and sedimentation or granular
activated carbon  adsorption. Haloform precursors are much easier to remove
from water than haloforms.

     6.   Chlorination  Equipment.   Elemental  chlorine can be  injected into
water with either of  two  types of  chlorine feeders: the direct-feed type  and
solution-feed type. Solution feeders are preferable to direct-feed devices because
of increased safety and  ease of control  of chlorine feed rates. Chlorination
systems can  be controlled  either manually or  automatically. For small water
treatment  facilities, manual  control  is usually adequate.. If automatic  controls
are used,  provision for  manual control  during  emergency  situations should be
included.

     7.   Precautions in the Use of Chlorine.  The presence of chlorine gas in
the  atmosphere of a  water treatment plant can pose immediate and serious
health hazards. Adequate ventilation  of areas where  chlorine gas is to be stored
or handled is a prime  safety precaution.  Safety  equipment  such as gas masks or
chlorine detectors must  be  provided.  Chlorine storage and  feed facilities should
have outside access only.  Safety recommendations  are  given in the American
Water Works  Association's publication  "Safety Practice for Water Utilities".
                                   IV-36

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Valuable  data  on  the  properties of  chlorine  and its  safe  handling  are  also
available from the Chlorine Institute.

     b.   Hypochlorites.   Hypochlorites are classified as  either dry  or liquid
according to commercial availability. Calcium hypochlorite is the predominant
dry bleach in use  today;  sodium hypochlorite is the only liquid hypochlorite
disinfectant in general use.

     Commercial high-test  calcium hypochlorite  products  (HTH) contain at
least  70 per cent  available  chlorine.  Calcium  hypochlorite is  an  off-white
material and is available in granular or tablet forms. Although a highly active
oxidizer,  calcium hypochlorite is  relatively stable throughout its production,
distribution and storage. Under normal storage conditions,  about 3 to 5 per
cent of the available chlorine content  is lost in a year. Calcium hypochlorite
should  be kept  in shipping  containers  and stored in  clean, dry, cool areas.
Containers should  be arranged so  that they can  be easily  moved in event of
leaks.

     Readily soluble in water, tablet  forms of calcium hypochlorite dissolve
more slowly than  granular materials and provide a steady  source of available
chlorine over an  L8 to 24 hour period. Calcium hypochlorite may be  applied
either in dry or solution form.

     Commercial   sodium  hypochlorite   is  manufacturered  by  numerous
companies and  is often referred to as liquid bleach. It usually contains  5 to
15 per  cent  available chlorine and is  available only in  liquid  form. Sodium
hypochlorite solutions  deteriorate  more  rapidly  than  calcium  hypochlorite.
Storage  should be  in a cool dark place and a maximum shelf life of 60 to 90
days is  recommended by most manufacturers.

     Sodium hypochlorite  is  less  expensive than  calcium  hypochlorite.  This
lower chemical  purchase cost  may be offset by increased storage and handling
problems. An alternative to purchase of sodium hypochlorite is use of a system
for on-site  generation  of this disinfectant.  Raw  materials  required are  salt,
either in a brine solution or seawater, power and water. Both the salt and water
must be as hardness free  as  possible to prevent precipitates from fouling the
system.  If sodium  hypochlorite is to  be  used for disinfection, an economic
analysis should  be used  to  determine whether it should  be  purchased or
generated on-site.

                                   IV-37

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     Any hypochlorite  solution  used  in  the disinfection  process  must be
pumped  through  an injection system into the water to be chlorinated.  This
pumping  can be  accomplished by  a diaphragm  pump  driven  by an  electric
motor.

     c.   Chlorine   Dioxide.  Chlorine  dioxide  has  disinfection  properties
approximately  equal to  those of chlorine. Unstable enough to  require on-site
generation, chlorine dioxide is more expensive than chlorine. At this date,  there
is  no satisfactory  test for residual  chlorine dioxide.  Rarely  applied solely for
the purpose  of disinfection, chlorine dioxide is used  principally in connection
with taste and odor control.

     d.  Ozone.  Ozone is produced  by  the  passage  of dry  air or  oxygen
between  two high-voltage  electrodes. Electric  discharges  through the air or
oxygen between the electrodes result  in the formation of ozone. For  small
sytems, air feed facilities are the most practical. Like  chlorine, ozone is a  toxic
substance.  Ozone  molecules  contain  three  atoms of oxygen  and are highly
reactive.  Ozone cannot be stored as a compressed gas; it must be generated at
the point of use and used as soon as generated. Advantages  of  ozone include:

     1.   Rapid  and effective  disinfecting action. Ozonation is effective against
amoebic  cysts,  and bactericidal efficiencies are at least  as high as  those obtained
with chlorination.

     2.  Taste, odor, and color problems are largely reduced or eliminated.

     3.  Temperature and  pH  variations have little  effect on the disinfecting
capability of ozone, except that at high water temperatures it  becomes  more
difficult to dissolve the ozone in water.

Disadvantages of ozonation include:

     1.   Large  quantities  of  electric   energy  are  required,  about  22 to
26 kWh per kg (10  to  12 kWh per pound) of ozone for air feed systems. Better
efficiency,  4.4   to  8.8 kWh per kg  (2 to 4 kWh per pound),  is obtained  when
oxygen feed systems are  employed.

     2.   Unlike chlorine,  ozone provides  no residual  disinfection capability.
Residual  ozone reverts rapidly to oxygen.
                                   IV-38

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     3.   Ozone production facilities must be designed to meet the  maximum
rate of use because ozone cannot be stored.

     4.   The  equipment  required to generate the ozone  and inject the large
volume  of ozonized air into the water is expensive.

     5.   Because of the high energy requirements and complexity of ozonation
systems, the probability of system shutdown is higher than with  chlorination
systems; consequently chlorination systems are often installed for standby use.

     Ozone is being  investigated  as an  alternative  disinfectant  to chlorine
because chlorine is implicated  in the formation of haloforms. The use of ozone
avoids  the  formation  of compounds  such  as chloroform,  but the reaction
products  of ozone have  not been identified.  Currently,  chlorination is to be
preferred  over ozonation as a means of disinfection  for  most water systems.
Ozonation facilities should not be  planned  at  small water treatment plants
unless unusual conditions, which preclude use of chlorination, are encountered.

     e.   Applicability and Recommendations.  Disinfection is used for bacteria
reduction. For small,water treatment facilities, chlorine, calcium hypochlorite
and  sodium hypochlorite are  the most  applicable chemicals for disinfection
purposes.  Choice of a specific disinfectant should  be based on an  economic
analysis.  Chlorine is usually  the most economical disinfectant for  treatment
                                  fj
facilities with a capacity  of 2800 m^/day (0.75 mgd) and larger.  In general, the
required chlorine dosage  will vary from 1  to  10mg/l for contact times of from
15  to 30 minutes.  Selection of  a specific dosage and contact  time  should be
based on  the  treatment objective, i.e.,  disinfection,  taste and odor control, etc.
Chlorine solution feeders  are recommended for feeding chlorine gas to water.

     Hypochlorite will be the  most  economical disinfectant for the majority of
small water treatment systems. In general, it  will be the  disinfectant of choice
                                                      •3
for treatment facilities with a  capacity less than 2800 m^/day (0.75  mgd). The
decision  to  use  calcium or  sodium  hypochlorite should be based  on an
economic analysis  and on other considerations  such as  storing,  feeding and
handling  characteristics.  Disinfectant dosages mentioned  previously must be
increased  if hypochlorites are  used. Calcium  hypochlorite generally has 70 per
cent  available  chlorine;  sodium  hypochlorite usually has   5  to  15 per  cent
                                   IV-39

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available chlorine. It is  usually preferred  to  use  a solution feeder for calcium
hypochlorite. Sodium hypochlorite must be fed through a solution feeder, as it
is only available in liquid form.

     An  alternative  to purchase of sodium hypochlorite  is on-site generation.
An economic analysis should be used to evaluate this method or any method of
supplying a disinfecting chemical.

     Use  of ozone  for disinfection may  be desirable in  regard to meeting
haloform limits currently being considered by the USEPA.  A cost comparison
should be  made between the use  of ozone and removal of haloform precursor
compounds.
     7.   Stabilization

     Water  leaving the treatment  plant  and entering the distribution system
should be stable. Thus, it should neither be scale-forming nor aggressive for the
temperatures experienced in the distribution system. Two  ways of stabilizing
water are (1) adjustments to pH and (2) addition of polyphosphates or silicates.

     a.   Adjustments to pH.  Water is considered to be stable when it is at the
point  of calcium carbonate  saturation   equilibrium. At  this point,,  calcium
carbonate is neither dissolved  nor deposited.  If  the pH is  raised from this
equilibrium  level,  water becomes scale-forming,  depositing  calcium carbonate.
The water becomes aggressive if the pH is lowered.

     An  index  developed by  W. F. Langelier called  the  Langelier Saturation
Index makes it  possible to  predict the tendency of a given water to deposit or
dissolve  calcium carbonate. The  Langelier Saturation  Index  is equal to the
actual  pH  of the water minus the pH  at saturation. A positive value for the
index signifies  the water is oversaturated  and has the  potential to precipitate
calcium  carbonate.  A  negative  number  indicates   the  water  is potentially
aggressive.  It  is  desirable  to  maintain the  water at,  or slightly above, the
Langelier saturation equilibrium point  in  order to maintain a thin coating of
calcium  carbonate on  the pipe  interior. This coating  protects  the metal against
corrosion.
                                    IV-40

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     Stabilization of water is most often associated with an upward adjustment
of pH  to  control  corrosion. However, there must be sufficient  calcium ions
present in solution for calcium  carbonate to form.  In  low hardness waters,
where  there is a calcium ion deficiency, lime (CaO) should be added for raising
the pH. It is  economical and will serve as a calcium  supply as well as bringing
the  pH up.  In hard  waters, there will  be sufficient calcium ions present in
solution. Thus,  sodium hydroxide or soda ash should be added to raise the pH
without adding  to the hardness.

     b.  Polyphosphate.  The addition of  polyphosphate can be  an  effective
method  for  scale  and  corrosion  control. Maximum temperatures  in  the
distribution  system,  retention  time,   and scaling potential are some of  the
factors which have an effect on the performance of the specific polyphosphate
and  on the dosage requirement.  Generally, a low dosage of polyphosphate,  less
than 5 mg/1,  can effectively prevent scale  even in a severe scaling condition.

     When  adding  polyphosphate  for  corrosion  control,  somewhat  higher
dosages may be required because it is  necessary to form a protective corrosion
inhibiting film  throughout  the distribution  system. Phosphates react with iron
and  other minerals in  water forming  a  positive-charged particle.  This particle
migrates to the cathodic area of a corrosion cell and deposits as a thin film
which   reduces  the  corrosion  of  the  metal.  After  the  protective  film is
established, dosages can be lowered while maintaining the film. Bimetallic (zinc)
polyphosphate  or zinc orthophosphate is usually more effective for  corrosion
control than sodium polyphosphate.

     c.  Silicates.  Other  additives which are sometimes used as a treatment
for  corrosion control include  silicates. Sodium  silicate in one  of the various
proportions of  Na2O and SiC>2 has been successfully  used. It is a particularly
popular treatment  for  waters with very low hardness, alkalinity, and pH  less
than 8.4.
     8.  Ion Exchange

     Ion exchange is  the reversible interchange of ions between  a solid ion
exchange medium and a solution. In water treatment applications, ion exchange
                                    IV-41

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is  most  often  used  for  water  softening,  but  can   also  be  applied  to
demineralization by use of cation and anion resins.

     a.   Softening  by  Ion  Exchange.  The  ion   exchange  process  which
removes  hardness cations from a water supply is termed  softening. Hardness is
caused principally by the  cations calcium  and magnesium; however,  cations
such as  barium,  aluminum, strontium, and others also contribute to the total
hardness of a water supply.

     Ion exchange materials for softening purposes will most generally have ex-
change sites in the sodium form. Hydrogen form resins are also available, but they
are not  normally used for  softening of drinking water supplies. Sodium cycle
cation resins exchange sodium ions for the hardness cations, thus producing water
with an  increased sodium content and a greatly reduced total hardness. Sodium
cycle resins will not appreciably change the total dissolved solids content.

     Polystyrene  resins are  the most popular ion exchange softening materials
in current use.  Other substances  which have been used as ion exchange media
for softening purposes include natural greensand, processed greensand, synthetic
silicates, sulfonated  coal, and phenolic resins. The term "zeolite" has been
applied  to any material  used  as an ion exchange softening medium, but strictly
speaking, it includes only greensands or synthetic silicates.

     Softener   equipment  resembles  vertical  pressure  filtration  vessels  and
contains internal piping to accomplish  backwash,  regenerant distribution  and
effluent  collection; a  resin support such  as graded gravel or  quartz and the
granulated resin are located  in the lower half of the  vessel. The vessel should be
lined to  minimize corrosion.

     Capacities of 23  to 64 kg per m3  (10 to 28 kilograms per ft3)  are generally
achieved  dependent   on  regenerant   dosage  and temperature.  Values  of
193m3/m3/day  (1 gpm/ft3)  minimum  flow and 965 m3/m3/day  (5 gpm/ft3)
maximum  flow are generally used in determining size of the vessel. Resin bed
depth will vary from  0.8 m  to 1.8 m (30 inches to 72 inches)  to maximize resin
contact  time and minimize pressure  loss  through  the exchanger.  Continuous
operation,  multiple   exchanger  vessels, and  raw  water  blending  can help
accomplish consistent water quality as  well as desired flow rates.
                                   IV-42

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     Water supplies, especially surface  supplies,  often contain materials which
are  detrimental to  softener  operation.  Suspended  solids must be  generally
limited  to less  than 0.06 mg/1 suspended  solids permg/1 hardness  (1.0 mg/1
per gpg) with  a maximum acceptable  limit of 10 mg/1  total suspended solids.
Hydrogen sulfide and free  residual chlorine can  be  tolerated to 0.5 mg/1 and
1 mg/1 respectively;  however, lower residual values  are more  desirable since
both substances cause resin damage and consequently  loss of exchange capacity.

     The  process for regenerating  sodium cycle ion  exchange resins generally
involves  three  steps: (1) backwashing (2) application  of a sodium chloride
solution and (3) rinsing. Since downflow operation is most commonly used in
small ion  exchange water  softeners, backwashing is required to loosen  the
media bed and remove  any turbidity particles  filtered out  of the water during
softening. Backwashing is performed at rates of 240 to 600 m^/m^/day (4  to
          *J
10gpm/ft^), depending on  the  temperature of the backwash water and  the
density  of  the medium. Backwash  periods usually  range from two to  five
minutes.

     After the  unit has been  backwashed, a sodium chloride solution is applied
to  the  medium in  order  to regenerate  its  softening  capabilities.  With  a
sufficiently  high salt concentration, the calcium and magnesium ions in  the
medium are replaced by sodium ions. Sodium  cycle resins are regenerated with
                                                                   ^
brine solutions providing  96 to  224 kg  of sodium   chloride per m  (6  to
          o
14 Ib per ft  )  of  resin; regeneration  brines  are  usually   10  to  15 per  cent
solutions  of salt. The strength of the brine solution and the contact time of the
brine with the  softening medium have  a direct effect on the exchange capacity
of the regenerated medium. Exchange capacity  increases  with increasing contact
time. Contact  times of 20  to 35 minutes are common.  Installations  in coastal
areas may use  seawater for regeneration,  if the seawater is  first disinfected and
treated  for  removal of suspended  matter. Sea water contains  only about  3 per
cent salt and the exchange capacity of a softener regenerated with sea  water will
be less than when regenerated with  a 10 to  15 per cent salt  solution.

     Control of regeneration  can   be  automatic, semiautomatic, or manual.
Potable water systems should include automatic regeneration control based on a
measured  quantity  of  water passing through the exchange  material with
provisions for manual override and multiple regeneration based on actual water
quality.
                                   IV-43

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     After regeneration, the excess brine  solution must be rinsed from the unit
before softening  is resumed. About 2.7  to  12m3  (700 to 3200 gal) of rinse
water  is  required for each cubic meter (35.3 ft3) of softening material The
total time needed for backwashing, brining,  and rinsing usually  varies from
about 35  to 70 minutes.

     Disposal  of the  waste  brine  solution from the regeneration cycle is  a
problem  which requires  some  attention. Disposal  may be  accomplished by
evaporation ponds or by discharging into a sanitary sewer system.

     b.   Demineralization  by  Ion Exchange.   Demineralization  is  the  ion
exchange  process which removes the dissolved solids content of a water supply.
Dissolved  solids will  contain both cations and anions and thus necessitate the
use of two types  of ion exchange  resins.  Demineralization processes have been
devised to handle water with  total dissolved  solids (TDS) in  a range from
500 mg/1  to  2000 mg/1. A method for continuous demineralization utilizing  a
moving resin bed  is currently being manufactured. Both fixed and moving bed
ion exchange systems are applicable within the same TDS range.

     Cation exchange  resins  for  demineralization  purposes have exchange sites
in the hydrogen form and are divided into strong acid  and weak  acid classes.
The anion resins commonly used are divided into strong and weak  base classes.

     Ion exchange demineralizers can be operated to produce an effluent with a
TDS ranging from less than 10  mg/1  to  200 mg/1.  As the proposed MCL for
TDS is 500 mg/1,  demineralization  costs can be reduced by operation at lower
efficiencies or by blending raw water with treated water having a low TDS.

     Dissolved  organics,  strong  ozidizing  agents,  and suspended solids  are
harmful  to ion exchange demineralizers.  Organics,  which may be  irreversibly
absorbed  in  the resin, and  chlorine  can be  removed  by carbon  adsorption.
Strong  oxidizing  agents can  alter the exchange resin. Suspended solids  can
inhibit passage of water through  the demineralizer and prevent intimate contact
between the  water and  exchange  resin. Suspended solids can be  removed by
filtration.   High  levels of  iron   and  manganese may  resist removal  during
regeneration.
                                   IV-44

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                                                            •a
     Capacities  for   cation  resins   of  23  to  46 kg perm0   (10  to  20
kilograms per ft0)  of resin are generally achieved dependent on regenerant type
and dosage.

     Cation  resins   are usually  regenerated  with   sulfuric  acid;  however,
hydrochloric acid  may also be used. Hydrogen cycle resins are regenerated with
sulfuric acid solutions providing 48 to  160 kg of concentrated  (66°  Baurrie)
sulfuric acid per m   (3 to 10 Ib per ft  )  of resin. Hydrochloric  acid solutions
are used which provide 32 to 144kg of 100 per cent hydrochloric acid perm0
(2 to 9 Ib per ft ) of resin in the form of a 10 per  cent solution. Anion resins
usually  are  regenerated  with  sodium  hydroxide  (caustic soda)  solutions
providing 64 to 160 kg of caustic per m3 (4 to  10 Ib per ft3) of resin  applied as
a 3 to 5 per cent solution.

     Control of regeneration can be  automatic or semi-automatic, or manual.
The  demineralizer   equipment  will  be  similar  in appearance  to  softener
equipment; however, there will be two vessels per unit.  The internal piping will
be basically the same.  Flow loadings will  be similar  and waters containing high
turbidity, hydrogen  sulfide, and chlorine concentrations will be  detrimental to
demineralizer resins in the same manner as softener resins.

     Disposal  of demineralizer waste solutions from  the regeneration cycle can
be  accomplished by  first mixing the waste from the cation (acidic)  and anion
(basic) units in a neutralization  basin and then adjusting the pH to comply with
discharge regulations. When properly  neutralized, demineralizer  wastes may be
discharged to  a sanitary sewer system, if permitted by local conditions.

     c.   Applicability and  Recommendations.  The  ion  exchange  process
should be considered  for any  small  treatment  softening  application. It is  an
excellent process for softening hard  water,  producing  an effluent  with  a
nominal  hardness of zero under  normal  operating conditions. However,  for
municipal uses, it is  neither desirable nor economical to soften  an entire water
supply to zero hardness.  The  softening costs can be reduced considerably by
blending  the zero hardness water with unsoftened bypass water. Thus a finished
water  with any desired degree of hardness can be obtained. Use of ion exchange
softening is not recommended for persons on sodium-restricted diets.
                                    IV-45

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     The  use  of  ion  exchange  systems  for  demineralization   should  be
considered for treatment of water with  less than 2000 mg/1  TDS concentra-
tions. Ion exchange  demineralizers  are  capable  of producing relatively pure
water, hence blending of treated and  untreated water is often desirable because
of lower operation costs.

     In  addition  to hardness and  TDS reduction,  the ion exchange process
should be considered for removal of  the following:  arsenic, barium, cadmium,
chromium, fluoride,  lead, mercury,  nitrate, selenium, silver, color, copper, iron,
manganese, sulfate and zinc.

     Some general advantages of ion exchange include low capital investment
and   mechanical  simplicity.  The  major  disadvantages  are  high  regenerant
chemical requirements and disposal  of chemical  wastes from the regeneration
process. These factors make ion  exchange more suitable for small systems than
for large ones.

     Disposal  of  the waste brine solution from  the regeneration cycle  is a
problem which requires some  attention.  For small systems, disposal may be
accomplished  by  evaporation  ponds  or  by  discharge into a  sanitary sewer
system.   Regulatory  agency  requirements  in a particular locality  may  be a
controlling factor in  selecting a  disposal method.


     9.   Membrane Processes

     Brackish  waters are widely distributed  over  the United  States and  are
found underground  as well  as in estuaries, rivers,  and lakes.  In  some areas,
brackish water  may  be the  only  available water  for public  supply  and
consequently must be treated. Two membrane processes are commonly used in
desalting applications: electrodialysis  and reverse osmosis.  Electrodialysis (ED)
uses  electric current to transfer salts  from feedwater through a membrane to a
reject stream  while  reverse  osmosis  (RO)  utilizes hydraulic pressure  to  force
feedwater through a membrane  to a product stream. Both processes use energy
at a rate somewhat dependent upon the amount of salts  to be  removed.

     a.   Electrodialysis.  Electrodialysis  is  the demineralization of water by
the removal of  ions  through  special  membranes  under the  influence of a
                                   IV-46

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direct-current electric field. Until the early 1970's all commercial electrodialysis
installations were of the fixed polarity type having an anode and a cathode at
opposite ends. A  polarity reversal system has since been developed  in which
each electrode intermittently changes electrode  polarity  to prevent membrane
scaling. Newer membrane  stack designs may contain  more than one  electrode
pair to permit internal staging.

     Operation of  an ED system involves  the  application of a direct-current
potential to  the electrodes. Since the minerals in water dissociate into cations
and anions,  the positively-charged electrode, called the anode, attracts anions
present in  the water, and  the negatively-charged electrode, called the cathode,
attracts the cations.

     Two types of special  membranes are  utilized in electrodialysis.  The first
can be permeated by cations but  not anions. The  second can be permeated by
anions  but  not cations.  These  membranes are  arranged  in a stack,  with
cation-permeable  membranes  alternating with  anion-permeable membranes.
Feedwater  enters  the spaces between the  membranes  and the direct-current
electric field is applied  to the  stack, causing the ions  to migrate toward the
electrodes.  This results in a concentration of ions in alternate spaces between
membranes,  and  the  water in the other spaces becomes depleted in ions,  or
demineralized.  Water is  then drawn  off  from between the membranes in two
separate streams, one containing most of the ions  and the other relatively free
of ions.

     Electrodialysis units are generaly limited to a maximum of roughly 50 per
cent TDS  removal per  stack to  avoid excessive  ion concentrations  near the
membranes.  This situation, known as concentration polarization, can result in
membrane  scaling  and  degradation.  Higher TDS  removals  are obtained by
operating  stacks in series.  Product water recoveries usually range from 75  to
95 per cent per stack. Most plants employ 2, 3, or 4 stacks in series (although a
single stack or more than  four may be used) and are designed  for 60 to 90 per
cent water recovery and 60  to 95 per cent TDS removal. TDS  removals over
90 per cent  are seldom  achieved  in  practice because power consumption and
the danger  of scaling increase with brine concentration.

    One manufacturer of electrodialysis units recommends that flow through
ah  ED  installation not  be allowed  to drop below  about  two-thirds of the
                                   IV-47

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nominal  design  flow  to  prevent uneven  internal  flow  and  concentration
polarization.  This problem can  be avoided by intermittent operation, system
storage to equalize flows, or recycling.

     Substances such as suspended solids, dissolved organics, hydrogen sulfide,
iron,  manganese, and  strong  oxidizing  agents '(chlorine, ozone,  and perman-
ganate) are deleterious to electrodialysis membranes.  In order to remove these
undesirable constituents, the feedwater for an electrodialysis facility  should be
pretreated  as  recommended  by  the  ED  supplier.  The  efficiency  of the
membranes may also be greatly reduced by  scaling deposits. Hardness, barium,
strontium,  iron,  manganese,  and  pH  are  important factors  contributing to
membrane scaling.

     Scale  prevention  for fixed  polarity  ED units  usually  consists of the
following:

     •   Acidification of the brine recirculation stream  to prevent  carbonate
         and hydroxide scaling.

     •   Limitation of calcium  sulfate concentrations in the brine effluent.
                                                            •

     •   Reduction of iron to 0.3 mg/1 and manganese to 0.1 mg/1 through
         pretreatment.

     •   Diversion of a small flow for flushing  of electrode compartments to
         remove gaseous hydrogen and prevent  acidic build-up at the cathode
         and  remove gaseous  chlorine and prevent  alkaline  build-up  at the
         anode.

     Polarity reversal  systems rely upon continuous reversal of compartment
roles  to  prevent scale formation.  Polarity  is  reversed at  roughly  15 minute
intervals  so  that inadequate time is  provided  for scale  to build up between
membranes,  eliminating  the  need  for  acid  or polyphosphate  feed. However,
regular in-place chemical cleaning  is essential. Physical disassembly and cleaning
may also be required  periodically. Iron and manganese  reduction is required
with  polarity  reversal systems  and product water recoveries  are lowered by
about  10 per  cent  by additional flushing  requirements. In  a large polarity
                                   IV-48

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reversal plant, electrode flushing  streams could conceivably be returned  to the
feed flow. Membrane  life  of over five years is possible with proper care and
favorable operating conditions.

     The  economics of  electrodialysis is dependent on a  number  of  factors,
primarily  the  size of the facility, the  characteristics of the feedwater, and the
cost of power.

     Process  power requirements are  roughly 0.8  to  2.6 kWh  per m3 (3  to
 lOkWh  per   1000 gal)  of product water  per 1000mg/l  reduction  of total
dissolved  solids  concentration.  Additional  pumping power  requirements are
usually 0.8 to 2.6 kWh perm3 (3 to lOkWh per  1000 gal) of product.  Power
inputs are dependent upon  plant  scale,  the fraction  of design  flow being
treated, and pump and equipment selection.

     b.  Reverse Osmosis.   When two solutions containing different concentra-
tions of minerals are separated by a semipermeable membrane, relatively pure
water  will migrate through the membrane from the more dilute solution  to the
more concentrated solution.  This phenomenon, called osmosis, continues until
the build-up of pressure on the more concentrated solution is  sufficient to stop
the  flow.  If  there were  no  increase of hydrostatic  pressure  on the irfore
concentrated  solution, the  process  would continue until both  solutions  had
equal concentrations of minerals. The greater the difference in concentration of
solutions separated by a semipermeable membrane, the greater the rate of flow
of  water through the membrane.  The amount of pressure  which must  be
applied to the more concentrated solution in order  to stop this flow is known
as the osmotic  pressure.  If a pressure in  excess  of the osmotic  pressure  is
applied to the more heavily mineralized water, relatively pure water will flow
through  the membrane in the opposite direction in a process called "reverse
osmosis."

     More  process  variations are  available  in  RO  than   ED.   Four  RO
configurations have been  developed: hollow fine fiber, spiral wound, tubular,
and  plate  and  frame.  The  tubular and plate and  frame configurations are
comparatively very bulky and have not found wide acceptance due to space
requirements  and high initial  cost. The hollow fine fiber and spiral  wound
configurations are more commonly used.
                                   IV-49

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     RO  plant layouts generally feature flow schematics to maintain brine flow
rates  above a minimum.  For example,  a  plant may have  three stages, each
having fewer  modules  than the previous  stage. Above minimum flows  are
necessary to  avoid localized build-ups of ion  concentrations near membrane
surfaces  (concentration  polarization) as in  ED. The deleterious effects of this
phenomenon  in  RO are higher osmotic  pressure  requirements,  lower  salt
rejection, and  increased  likelihood of scaling and membrane hydrolysis. To aid
in this respect, manufacturers recommend that  feed stream flows not be lower
than three-quarters of the nominal design  flow. Uniformity of the feedwater
flow  may be maintained in  the  same manner as previously  suggested  for
electrodialysis.

     RO  modules have been  developed for application to a wide feedwater TDS
range.  As TDS contents increase, however, the hydraulic pressure required to
maintain   a  constant product flow also rises  while  salt rejection efficiency
declines.   Pressures  are  held  constant in  normal   operation,  but   power
requirements  increase with  TDS for a given  output because larger feedwater
quantities must be pumped.  Standard RO units (suitable for waters up to about
12,000 mg/1 TDS)  which are operated at 28  to 35 kg/cm2 (400  to  500 psi)
achieve 45 to 90 per cent product water recovery and 70  to 99 per cent salt
rejection. Rejections  of up  to 95 per cent are typically achieved. Sea water
desalting  modules operate at about 56 kg/cm2 (800 psi), achieve  roughly 20 to
40 per cent  recovery,  and  can exceed 99 per  cent salt  rejection.  Power
requirements  for  the standard  modules generally vary  from 0.3  to  3 kWh
perm3 (1 to  11 kWh per 1000 gal) of product water. Power requirements for
sea water desalting are estimated to be 11  to 27 kWh perm3  (40  to lOOkWh
per 1000 gal)  of product. RO power needs are  virtually entirely attributable to
pumping, but are  dependent  on a number  of factors  including  plant scale,
pump selection, and membrane age.

     The essential  element in the reverse osmosis method of demineralization is
the semipermeable  membrane. Several types and configurations of membranes
are currently  available,  with the  most  widely used  being various forms of
cellulose   acetate,  diacetate, and  triacetate,  or  polyamide  membranes.  The
characteristics  of these  membranes vary and  constitute an important design
consideration.
                                  IV-50

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     RO membranes are subject  to  flux (water production) decline.  This is a
normal  process primarily attributable to the high pressures of operation causing
membrane  compaction and  aggravated  by  scaling,  contamination,  bacterial
attack,  and  high  temperatures.  For  plants  operating  around  28 kg/cm^
(4QO psi), flux  declines of 10 to 20 per cent are typically encountered in  the
first 2000  hours of operation after which time little further decline occurs.
Even higher declines are experienced in high pressure (sea water) systems. Flux
reduction must be accounted for in initial system design. Polyamide membranes
are thought to be more resistant to flux decline than are cellulose membranes
of which the triacetate and diacetate forms are more resistant than the acetate
form. RO membrane life expectancy is approximately 3 years with proper care
and favorable operating  conditions.  Salt rejection does  not necessarily decline
with flux and can be maintained with careful operation.

     Application  of standard RO modules  should be considered for waters up
to  about 12,000 mg/1  TDS.  Sea water  RO units  should  be considered as  an
alternative  to distillation at higher salt contents.

     Due to lower water viscosities  at higher temperatures, production by  RO
units increases  with  temperature.  If  the  temperature  becomes  too  high,
however, compaction and irreversible flux reduction may  result. The effects of
temperature and  pressure are closely related. At higher temperatures, hydraulic
pressures must be  lowered to  prevent damage to  the  membranes.  Cellulose
membranes generally have  a maximum  normal operating  temperature of 29°C
(85°F). Polyamide  membranes may be routinely subjected to temperatures as
high as 35°C (95°F). Although both membrane types can withstand even higher
temperatures  for  short  periods  without  ill  effects,   optimal  operating
temperatures are generally lower than the maximum values recommended.

     The performance  of an RO  installation  as in  the case of ED,  is highly
dependent  upon  a  number of water quality parameters. Suspended solids and
dissolved organics are  both harmful to reverse osmosis membranes and should
be removed by pretreatment as recommended by RO supplier.

     The effect of oxidants upon reverse osmosis  units varies. The cellulose
membranes which are very  susceptible to bacterial attack are somewhat tolerant
of  chlorine.  A maximum continuous  level of  1 mg/1 free chlorine (or  the
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equivalent  oxidizing   strength)   is  recommended.  The  threat  to  cellulose
membranes from bacteria is sufficient in nature so that even well waters should
be disinfected.  Polyamide membranes  are  reputed to  not  be susceptible  to
biological attack, but  are very sensitive to chlorine.  Recommended maximum
continuous  exposures  are  0.1 mg/1  free  chlorine  at pH less than  8,  and
0.25 mg/1 at pH 8 or higher. While the poly amide membranes are apparently
not  subject to  biological attack, they  may be fouled by biological  growths.
Because they are believed to be selectively sensitive to chlorination rather than
oxidation,  the use of an alternative disinfectant may be feasible. However, no
information on  the effect of ozone on  polyamide  fibers  is available. One
manufacturer of polyamide membranes  recommends  the use of formaldehyde
on an intermittent basis to control slimes.

     Discussed   earlier  with  respect  to  ED,  the  scale-related  parameters,
hardness, barium, strontium, iron, manganese, and pH are equally important to
RO  operations.  Scale  prevention  measures  commonly used  include   the
following:

     •   pH  adjustment to between 5.0 to  6.5  to prevent  hydroxide  and
         carbonate scaling.

     •   Iron and manganese reduction  by  pretreatment  to levels  recom-
         mended by RO equipment manufacturers.

     •   Use of a polyphosphate to inhibit calcium sulfate scaling.

     •   Limitation of calcium sulfate concentration in brine effluent.

     c.   Applicability and  Recommendations.  When  confronted with treating
brackish  or highly mineralized  waters,  i.e., waters with  high total  dissolved
solids concentrations, membrane processes should be considered.

     Both  electrodialysis  and reverse osmosis  are  effective for reducing TDS
concentration  and both  are  suitable  for  small  applications.  Appropriate
pretreatment is a major factor in successful operation of both processes.

     Electrodialysis and reverse osmosis should also be considered for removing
arsenic, barium,  cadmium, chromium, fluoride, lead, mercury, nitrate, selenium,
                                   IV-52

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silver, chloride,  copper, iron, manganese,  sulfate  and zinc. In addition, reverse
osmosis is recommended for reduction of bacteria, radionuclides and color.

     Advantages of ED as compared to RO include low pressure operation with
no  need for high pressure pumps,  usefulness over a higher temperature range,
longer membrane life, and a constant rate  of production with time.

     The primary disadvantage  is a  proportional increase in power consumption
with  increasing  salt  content  which prevents  ED  from  being  economically
competitive with  RO  at  TDS levels of  roughly 5000 mg/1 and above. Also,
because  ED removes  only  charged particles,  nonionics  such  as bacteria  and
dissolved gases remain in the  product water.  RO systems on the other hand,
force product  water  through  the  membrane,  thus removing  dissolved gases,
bacteria, viruses, and  other nonionics  as well as ionic  species. Standard  RO
systems are effective for  treating raw waters  with TDS  concentrations up to
about 12,000 mg/1. Disadvantages  of  RO include  flux  reduction  with time,
shorter  membrane life, and  possibly significantly  greater pretreatment chemical
requirements.

     Each  situation  should be  individually   examined  to determine  which
process  should  be used for reduction of TDS  levels. The  economics of the
situation will be the predominant factor in selecting ED or RO.
     10.  Fluoridation/Defluoridation

     Fluoridation is the process of adding fluorides to drinking water in order
to reduce tooth decay. Where necesary, fluorides are removed from water to
prevent dental fluorosis.

     a.   Fluoridation.  Fluorine is  the thirteenth most  prevalent element in
the earth's crust and is present as fluoride in all natural waters to some extent.
The  concentration of fluoride in natural waters is generally less than what public
health authorities consider to be  optimal. Consequently, health departments
often recommend  adjustment  of the  fluoride level by  the  addition  of small
amounts of fluoride compounds to the water.
                                   IV-53

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     1.   Health Effects of Fluorides in Water.   In the 1920's and 1930's, the
incidence of mottling of teeth (dental  fluorosis) was definitively  linked to the
ingestion of waters that contained high concentrations of fluoride, generally in
excess of  2 mg/1.  It  was also  observed that persons suffering  from dental
fluorosis had   very few  dental caries,  and  further  studies indicated  that
concentrations  of fluoride near 1.0 mg/1 greatly reduced  the occurrence  of
dental caries in children without  producing mottling of the teeth.

     Inasmuch  as  fluoridation  effects  a  marked  decrease  in  the  number  of
dental caries suffered  by children, but high concentrations of fluoride cause
dental fluorosis, the objective of fluoride adjustment in water treatment  is to
add  enough fluoride to water to reduce  dental caries while not adding enough
to cause dental fluorosis.

     Maximum  concentrations which can be tolerated without the occurrence
of dental fluorosis are  given in Appendix A of this report.  These maximum
concentrations  are dependent on the average daily intake of water by children
in any  particular location. The  average daily intake of water is related to the
average  annual maximum daily air  temperature, hence  maximum  fluoride
concentrations  are  related  to this temperature  parameter. Higher temperatures
dictate a lower  maximum allowable level of fluoride.

     2.   Other Effects  of Fluoride in Water.  The small amount of fluoride
ion added  to drinking water  does not  cause  taste or odor nor does it increase
the  corrosive properties of the water or cause encrustation in the distribution
system or household plumbing.  The use of hydrofluosilicic acid will reduce the
pH and may contribute to corrosion.

     3.   Forms of Fluoride Used in  Water Treatment.   The most  common
compounds used in water fluoridation  are sodium fluoride,  fluosilicic acid, and
sodium silicofluoride. The  choice of which form  is best for a water treatment
plant is  dependent largely on the cost of the  compound,  the availability, and
the  mode  of fluoride application selected.  Other compounds that  have  been
used  successfully by some water utilities  include ammonium silicofluoride and
fluorspar.  However,  these compounds  are  not  recommended  for  routine
application. The use  of ammonium  silicofluoride results in an increase in the
ammonia content of the water, which may be  objectionable because of the
adverse effect  of  ammonia on  chlorine  disinfection, or may be  desirable  if
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chloramines are wanted. Fluorspar is not recommended for routine use because
it  is difficult to dissolve.  Hydrofluoric acid presents such extreme safety  and
corrosion hazards that it is not considered suitable for general use as a water
fluoridating agent.

     4.   Application   of Fluorides.   The  number  and  variety of  different
fluoride  application devices make it  impossible to describe all of them in  this
report.  In  general,  the chemical  feeders  used  can  be  divided  into  two
categories:  dry  feeders and  solution  feeders.  Dry feeders can  be  further
divided into gravimetric dry feeders and volumetric dry feeders. The choice
between gravimetric or  volumetric dry  feeders must be  made on  the basis of
feed rates, accuracy requirements, and overall cost.

     Solution feeders  consist of any  of several  types of positive-displacement
pumps if pressure feed is used, or a paddle-wheel or bucket apparatus  if gravity
feed is used. Solution feeders are required for application of fluosilicic acid  and
may be  used  for  feeding solutions  of  sodium  fluoride, etc.  Use of zeolite
softened  water is  recommended  for preparing  strong  solutions  of sodium
fluoride; softening  reduces scaling problems.  The type  of feeder to be used
should be  selected  on the basis of capacity, accuracy, durability, and corrosion
resistance.

     5.   Points of Application of Fluorides.  The  most important  factor in
deciding on  a  point  to inject fluoride  is that all  of the water must  pass  this
point.  If no such    common point  exists, more  than one  application point
should  be used. If fluoride  is  added  to only  a portion of  the  water  and
subsequently blended, the blending must include positive  mixing of all water
to insure uniform fluoride concentration. Fluoride is  commonly injected into
the water in the filter effluent conduit. If ground  water is used as a source of
water   supply, the fluoride  should be injected beyond the well head  to insure
adequate mixing and uniform dosage  of fluoride and to prevent precipitation of
fluoride  compounds  in  the  well.  Multiple well installations often  require  a
feeder  at each well. It is generally more desirable  to apply fluoride to the water
in a water line leading to a storage tank, rather than  away from a storage tank,
because the flow toward the  tank usually does not vary as widely or as rapidly
as the  flow away from the  tank.  The adjustment of the fluoride feed rate is
much easier if the flow does not change rapidly.
                                   IV-55

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     The application of fluoride in a conventional water treatment plant should
be  after filtration,  if  possible.  When fluoride  is  applied  during  the alum
coagulation process,  some fluoride will be lost. Lime softening will also remove
some fluoride, especially if the concentration of magnesium in the raw water is
high.  If calcium  hypochlorite and fluoride are both to be used, they should be
applied as far apart as possible. If injected in close proximity, they would form
a precipitate of calcium  fluoride.

     6.   Automatic Control of Fluoridation.  In many cases it is desirable  to
have the rate of feed  of fluoride controlled automatically by a meter  measuring
the rate of flow of water to be treated. This is acceptable if the  flowmeter to
be  installed is proven reliable and if the apparatus for feeding fluoride can
operate  at various speeds. If automatic control is used, provisions should always
be made for manual control in the event of failure of the automatic control.

     Medical  evidence indicates that  skin contact with  excessive amounts of
fluoride can  cause  extreme discomfort.  Every effort  should be expended to
insure that  personnel handling fluoride  wear  protective  clothing  and  that
adequate safety precautions be taken.

     b.   Defluoridation.   Although fluoride in moderate amounts is beneficial
in the prevention of dental caries, excessive concentrations  of fluoride  cause
permanent  mottling  of tooth enamel and, in severe instances,  pitting of the
enamel  and loss of teeth.  The Interim Primary  Drinking Water Regulations
developed by the Environmental Protection Agency for maximum  allowable
concentration  of fluorides are listed in Appendix A of this report. Fluoride
MCL's are approximately two times recommended optimum fluoride levels.

     Fluoride  can be removed from  water  by percolating the water through
granular  beds  of activated  alumina, bone meal,  bone char  or tri-calcium
phosphate.  The  fluoride is removed by a  combination of ion exchange and
adsorption. When activated alumina beds become saturated with fluoride, they
are regenerated by treatment with a caustic soda solution. Excess caustic soda
is removed by rinsing and neutralization with an acid. Mixed-bed demineralizers
can  also be   used  to reduce  the  fluoride  concentration.  A  mixed-bed de-
mineralizer will  remove other  minerals along  with the fluoride. Additional
methods of fluoride  removal include sorption  on precipitates of aluminum or
                                  IV-56

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magnesium hydroxide. Precipitation of substantial concentrations of aluminum
or magnesium is required to effect major reduction in  fluoride concentrations.

     Saline  water  conversion  methods,  such  as electrodialysis and reverse
osmosis, have shown promise for achieving reduction of fluoride concentrations.
These  methods have  been applied to brackish  waters  and have demonstrated
their ability to remove fluoride, etc., along with  other minerals.

     Additional  information   in   regard  to  defluoridation  is  included  in
section III A of this report, under  Inorganic Chemicals.

     c.  Applicability and  Recommendations.  Adjusting fluoride  concentra-
tions in water supplies to optimum levels should be considered as a method for
reducing tooth decay. Recommended water fluoridation compounds are sodium
fluoride,  fluosilicic acid  and sodium silicofluoride. Fluoride should  be applied
after  filtration  in  a conventional  water  treatment  facility.  Recommended
defluoridation processes  for  small water treatment  systems include reverse
osmosis, electrodialysis, activated  alumina, bone char,  and, if used  for removal
of magnesium, excess lime softening.

     Disposal of wastes  from defluoridation treatment should be given careful
consideration due to the toxic nature of waste.
 B.  WATER QUALITY CONTROL
     Control of a water treatment facility involves more than valve turning and
 button pushing to start and stop equipment. In order to determine which valves
 to turn 'and which  equipment to use the operator must be able to  determine
 how  well  the  plant is functioning.  Not only does the operator  need to know
 whether the  MCL's are  being  met  but  also  needs  to know whether the
 treatment  processes are under control.  To determine  all of this the operator
 will need  laboratory analyses of the water and information provided by plant
 instrumentation.
     1.  Sampling and Analysis

     Treated water must be sampled, for contaminants included in the drinking
 water  regulations,  at the  proper locations  and  at  the required frequency.
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Analyses must  be in accordance with the methods prescribed in the regulations.
Since  the  inorganics, organic  pesticides and  radionuclides require extensive
equipment and analytical skill these tests must be conducted by  a certified
laboratory.  Approximate  costs  per  sample  for  these analyses done  by  a
commercial laboratory are as follows:

                 Inorganics                          $ 90 - $150
                 Organics                           $160 - $270
                 Radioactivity                       $ 60 - $120

Most state health department laboratories can also perform  these analyses.

     The  rest  of the required analyses including turbidity (surface water or
combination  ground  and surface  water),  chlorine residual  (as a State  allowed
substitute for a portion of the coliform analyses), and coliform analyses would
cost from $4 to $10 per sample in a commercial laboratory. To achieve proper
results, the  chlorine residual should  be run almost  immediately  and  the
coliform  analyses  should  be  run  within 24 hours.  Use  of a  commercial
laboratory for chlorine residual .analyses is not feasible. Turbidity analyses are
required daily  for surface water plants  and the cost in a commercial lab would
be  very high.  The  plant operator in  all plants  should be  able  to run  the
turbidity  and  chlorine residuals in a plant laboratory  facility. Probably only
those  facilities  of about  3800 nvVday  (1 mgd)  and larger will want  to  run
in-plant coliform analyses. For smaller plants  either the county or state health
department could probably run the coliform analyses.

     In addition to the  required tests, each plant should run the following tests
in-plant as  a control on the treatment processes:

                               Temperature
                               pH
                               Alkalinity

Temperature  of the  water  is important because  it  influences the  rate of
chemical  reactions,  chlorine effectiveness, and the settleability of floe.  The
higher the water temperature the faster  the chemical reactions and the better the
settleability.  The pH and alkalinity of a water are general  control  parameters
since a number of the chemicals added to tne  water raise or lower the values of
                                    IV-58

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these parameters.  Effects of pH and alkalinity have been discussed previously
for contaminant removal and treatment techniques.

     Other  control  tests  may  be  required  depending  on the  contaminant
removed or the treatment  processes used. For instance, where  aeration is used
in a lime softening plant, carbon dioxide  could be a control parameter.
     2.   Laboratory Facilities
     Each water treatment facility should have minimum laboratory facilities to
do the following tests:

                                   Turbidity
                                   Chlorine Residual
                                   pH
                                   Alkalinity
                                   Temperature

The  laboratory size required  for  these tests should be about 11 m^ (120ft^)
including space for laboratory record keeping. A laboratory counter about 2.4 m
(8 feet) long should be provided with storage space for equipment.

     The cost* for a minimum laboratory  facility would be about $7000. This
can be broken down as follows:

                   Building                    $2200
                   Furniture                   $2300
                   Equipment                 $1850
                   Supplies                    $  650

                   TOTAL                    $7000

Additional  facilities  and equipment to do coliform tests would cost  about
$5500.
* Cost based on engineering estimate.
                                   IV-59

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     3.   Metering, Instrumentation, and Control


     Metering at a  small water treatment  plant  can be  kept fairly  simple.
Generally all  that  is needed is a meter on  the  raw water  and one  on the
finished water leaving the plant. The raw water  rheter can be a propeller type
meter with flow indication  only. The finished water meter should be a venturi
flow tube or propeller meter which at least totalizes flow and possibly records
flow.

     Filter instrumentation  and control  for those  supplies which  are  filtered
should be  provided  with the filter package. The simplest form of control is a
flow splitter  ahead of the filters with a water level sensor on  each  filter which
operates the  filter  rate  controller.  Another simple method  of control is to
operate the filters with a variable declining rate.  However some state regulatory
agencies  may not approve  this method.  No  indication of the filter backwash
rate is  required, if the  flow has been  physically limited to  not  exceed the
maximum  desirable rate.  However,  indication  of  headloss through the filter
should be provided.

     For  surface  water  plants  where a finished  water turbidity sample  is
required daily, it may be advantageous to put a continuous turbidimeter on the
filter effluent. This  turbidimeter will have to be calibrated and may have  some
maintenance   requirements  principally  related to  keeping the optical system
clean and aligned. A back up laboratory turbidimeter will still be required for raw
water turbidity and  for filtered water turbidity when the continuous unit is out
of service.

     A  control panel should be provided in each water treatment facility. The
panel should be part  of the plant motor control center. The  control panel
should  contain  all indicators, totalizers,  and recorders for the instrumentation
discussed above  in  addition to remote  indication of the status of all motor
operated  equipment. Actual  on-off controls for the motors  at the treatment
facilities should be  local to reduce instrumentation and  control and to require
the  operator to go  to the piece of equipment and observe  it when starting or
stopping it.  Remote on-off  controls can be  employed  for wells,  distribution
system  pumping and other facilities located  away from the  water treatment
plant.
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C.  WATER TREATMENT PLANT WASTE DISPOSAL
     Disposal of wastes generated during the various water treatment processes
must receive careful consideration. Selection of a disposal method will influence
water treatment plant location and design.
     1.   Sources, Quantities, and Characteristics of Wastes

     The  wastes  generated  in  a water treatment plant are composed of the
natural solids  removed from the  raw water as well as the chemical precipitates
resulting from chemical  addition. The nature and quantity of the raw water
solids will vary from one plant to another. For example, natural solids removed
in a surface water plant  are dependent upon  sediment  washed into  the water
supply by rainfall, seasonal algal growths,  spring turnover  in lakes, and other
factors. The  nature and quantity  of chemical  solids are  a function of the
chemicals  added and the resulting precipitates.

     a.   Sources.   Predominant  water treatment plant wastes  are waste solids
in the sedimentation  basin blowdown and the filter backwash water. Other
wastes include spent brines from regeneration of ion exhange  units and spent
granular activated carbon.

     b.   Quantities  of Wastes Produced.   Quantities of wastes  can best  be
determined  not  by measuring the  waste  stream,  but  through the  use  of
chemical  mass balance  and other  available  data,  such as suspended solids
information.

     1.   Solids Produced by Turbidity Removal.   Natural  solids are normally
removed in sedimentation  basins with the  chemically produced solids. If the
suspended  solids  concentration (mg/1) in the raw water is available, then the
amount of waste solids can be calculated directly. If suspended solids data are
not  available  then  an  attempt  should be made  to correlate turbidity  and
suspended solids. The solids removed can be calculated as follows, assuming all
natural solids are  removed in the  treatment process:
                                   IV-61

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                                                                •5
Solids produced (kg/day) = (suspended solids-mg/1) x (0.001) x (flow-nrVday)
Solids produced (Ibs/day) = (suspended solids-mg/1) x (8.33) x (flow-mgd)

    2.  Solids Produced by Chemical Addition.  The amount of waste solids
provided by chemical addition  depends on the type of chemical added and the
dose.  The following paragraphs describe the chemicals utilized  in each process
of water treatment and the amount of solids produced.

    Coagulation.   A  reasonable  basis  for estimating  the  chemical  solids
produced,  when  the coagulant alum is  used,  is indicated by the following
reactions:

         A12(SO4)3 • 14 H2O^ 2A13+ + SO42' +  14H2O (ionization)
         2A13+ + 60H- -* 2A1 (QH)3
                         precipitate

Commercial  alum  contains  about 17 per  cent A12O3  or 9 per cent A I1
Inerts are  negligible. Essentially all aluminum added to the water is removed.
The sulfate (SO^"") component  of the alum remains in the water and appears as
a residual mineral in the finished water.

    Aluminum  hydroxide  [A1(OH)3]  resulting from alum addition can be
computed  from alum use in  Ibs or kg/day [Alc] as follows:

         A1(OH)3 = [0.26]  [Alc] (Ibs or kg/day)

    The results  of similar calculations made for other coagulants used in water
treatment  are shown in Table 25.

                                Table 25

         SOLIDS PRODUCED BASED ON COAGULANT DOSAGE

         Coagulant	        Solids Produced (dry)
         Ibs or kg/day                      Ibs or kg/day
         [Alc]   Alum                       [0.26]  [Alc]
         [Fee]   Ferric Sulfate                [0.46]  [Fee]
         [Foe]  Ferrous Sulfate              [0.40]  [Foe]
         [Pc]   Polymers                    [1.0]    [Pc]
         [Na2SiO3]  Activated Silica         [0.3]    [Na2SiO3]
                                 IV-62

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     Taste and Odor Removal   The chemicals generally used to oxidize taste
and  odor producing  compounds  are  chlorine and  potassium  permanganate.
Activated carbon is also used for taste and odor removal but acts as an adsorbent.
The  amounts  of  waste solids  produced by the removal of tastes and  odors
are developed in  a similar manner as  those solids produced  by the addition
of coagulants. Table 26 presents the  chemicals and  resulting solids produced
in removing taste and odors.

                              Table 26
      SOLIDS PRODUCED FROM TASTE AND ODOR REMOVAL

     Chemicals	Solids Produced (dry)
     Ibs or kg/day                                Ibs or kg/day

     [AC]  Activated Carbon                     [1.0]  [AC]
     [KMnO4]   Potassium Permanganate          [0.55] [KMnO4]
     [Cl]   Chlorine                             None

     Lime-Soda Softening.   The lime-soda and ion exchange processes are  the
softening processes most commonly used to remove hardness from water.

     Mass balance  equations  can  be  used  to calculate  the amount of  solids
produced  by lime-soda softening.  However,  the solids are generally 2.5  times
the quicklime dosage or two times the hydrated lime dosage.

     Ion Exchange.   The regeneration of ion exchange softening units utilizing
sodium  zeolite as the resin will produce a brine waste. This waste constitutes
from 3  to 10 per  cent of  the treated water volume and contains substantial
quantities of the  chlorides of calcium and magnesium with small amounts of
various  compounds  of iron and manganese.  The  precise  amount of dissolved
solids is dependent upon the amount of hardness removed from the water, time
between regeneration, strength of the regenerant solution, and other factors.

     pH Adjustment.   Lime,  caustic soda, or  soda ash is sometimes used  for
pH adjustment in connection  with alum or iron-salt coagulation. The dosage is
adjusted  to offset  the  acidic  characteristics of the coagulant. The products of
the reaction are soluble and  this  treatment does not contribute  to chemical
solids production.
                                  IV-63

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     Stabilization.  Stabilization of lime-softened  water may be accomplished
by   recarbonation,  split  treatment,   or  by  the  use  of polyphosphates.
Polyphosphates  contribute nothing  to  solids  production  and precipitation
induced  by recarbonation or split treatment is accounted for by calcium and
magnesium  mass  balances. These stabilization  processes are not sources of
chemical solids.

     Disinfection.   Disinfection is usually accomplished by  chlorine and/or a
combination of  ammonia and  chlorine (chloramine  process). All  reaction
products are soluble;  hence, disinfection produces no chemical solids.

     Fluoridation.  Some plants practice fluoride  adjustment of the water. Any
fluoride  addition becomes part  of the dissolved solids and does  not contribute
to the wastes.

     c.   Characteristics.   Water treatment plant  waste products  exhibit various
characteristics, depending on their source. Knowledge of these characteristics is
basic to the selection  of necessary waste disposal methods.

     1.   Waste Solids from  Coagulation with Aluminum  Salts.  The wastes
produced  by  coagulation  with  aluminum  salts  normally  have  a  solids
concentration  of  0.5  to  2 per cent  when  they  are  removed  from  a
sedimentation basin. The sludge is usually bulky, and gelatinous in consistency.
It is  difficult to dewater and  a solids  concentration of only 8  to  10 per cent
can  be  achieved  when it  is  thickened  in a lagoon. Dewatering  by mechanical
devices   such  as  the centrifuge  has  obtained  a  15   to 20 per  cent solids
concentration. This concentration can only be  attained if the  sludge is first
pretreated   with  a  polymer.   Without  pretreatment,   a 5-6 per  cent solids
concentration is  an upper limit.  Vacuum filtration has not been successful in
dewatering waste solids from water treatment plants.

     2.   Waste Solids Produced from Coagulation  with  Iron  Salts.   The solids
produced from  the coagulation of water  by iron  salts  are similar to those
produced by coagulation with aluminum salts. The consistency and difficulty in
dewatering  are  similar but  the  iron  floes generally   are  not  as fluffy and
gelatinous as alum.
                                   IV-64

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     3.   Waste  Solids  from   Softening   by  Chemical  Precipitation.   The
characteristics of solids from the precipitation of hardness  by lime and soda
varies with the composition of the raw water and the dosages of chemicals used
for softening. Waste solids collected in the settling basins of lime and lime-soda
softening plants have been  reported  to range from 2 to 33 per cent solids
concentration.  Softening  waste solids have been dewatered  in lagoons to a
solids  concentration  of  50  per cent. Mechanical devices such  as  centrifuges
can  dewater lime softening waste solids from 40 to 65 per cent solids.  The
greater the ratio  of magnesium hydroxide [MgCOH^l to calcium  carbonate
         the lower the per cent lime softening waste solids concentration.
     4.   Filter Wash Water..  Filter backwash water consists of fine natural and
chemically precipitated solids that are not removed in the sedimentation basin.
The solids concentration is low, averaging 0.08 per cent solids (800 mg/1 total
suspended solids). Filter wash water is usually 2 per cent of the water produced.
Filter wash water by  itself  cannot be dewatered by mechanical means. When
lagooned, the solids are allowed to settle and the supernatant is decanted.

     5.   Spent  Brine  Solutions.   As discussed  previously,  the  characteristics
and amount of waste brines  vary widely. The characteristics of a composite
sample  of  spent brine discharged from  one large  zeolite  plant are given  in
Table 27.

                                  Table 27
                 ANALYSIS OF  SPENT BREVE SOLUTION

                 Constituent                          mg/1

                 Sodium and Potassium                3,325
                 Calcium                             1,720
                 Magnesium                            600
                 Chloride                            9,600
                 Sulfate                               328
                 Dissolved Solids                     15,654
                                   IV-65

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     2.   Waste Disposal Practices

     Various methods of waste disposal  have been used  by the water utility
industry. No specific method  of waste  disposal is most  suitable  for all wastes,
as the properties of different types of wastes vary considerably.

     a.   Direct Disposal.   The  predominant  method  of disposal of backwash
water and waste solids from water treatment plants has been direct discharge to
surface  waters. This  method  is now being abandoned  due to regulations for
discharges  to water  courses  set  by  the  Environmental  Protection Agency.
However, the EPA is  considering direct  discharge to the larger rivers such as the
Missouri, Ohio, and Mississippi Rivers. Other  than direct discharge, small water
treatment plants have few reasonable methods of disposal available.

     b.   Vacuum Filtration.  Vacuum  filtration equipment is extensively used
for dewatering  wastewater treatment plant  sludges, but its application to water
treatment plant waste solids is limited.  This method utilizes a cylindrical drum
covered with a porous fabric made of metal mesh,  steel  coils, wool, cotton,
nylon, saran, or one of the new  synthetic  fiber cloths  as  filtering media.

     Alum waste solids have proven difficult  to dewater by vacuum filtration.
The gelatinous nature of the  waste solids produced by  alum almost precludes
the use of vacuum filtration  without precoating  the  filter with diatomaceous
earth. The cost of precoating  is high and the remaining solids-precoat mixture
remains  gelatinous  in nature  and may not  be suited  for ultimate  disposal.
Vacuum filtration of lime waste solids  has  been more successful but the waste
solids were thickened prior to being vacuum filtered. High costs for equipment,
operation and  maintenance,  and  disposal of dewatered  waste  solids  make
vacuum filtration impractical for most small communities.

     c.   Centrifugation.   Centrifuges are becoming more popular for dewater-
ing water treatment  wastes since  they  are able to handle dilute or thickened
waste solids. Alum and softening wastes can be concentrated in a centrifuge to
the per cent concentrations previously discussed.

     High  capital,  operation,  and  maintenance  costs make  centrifugation
beyond  the  financial means  of most  small  communities.  There is  also the
consideration of the cost of the  ultimate disposal of the dewatered waste solids.
                                   IV-66

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     d.   Drying Beds.  Sand beds for drying water treatment waste solids are
basically identical  to  those employed in sewage treatment An underdrained
sand bed may include decantation, but basically water is removed by drainage
and  air drying.  A  sufficiently shallow waste solids  depth to allow cracking of
the  solids  down to the sand-solids interface will accelerate drying and  yield
drier cakes.

     Both  the drainage and decantate can be discharged to the  sanitary sewer
or discharged to a surface water if  the  discharge  meets permit requirements.
The  dried  solids can be removed  from the drying beds with a front end loader
but  must  be disposed of, either  in a  sanitary  landfill  or by direct  land
application. A comparison between lagoons and drying beds shows that drying
beds are   more  dependent  on weather  for  successful operation,  have  more
difficulties in removing sludge,  have  greater  land  requirements, incur higher
capital costs, and require more operation and maintenance.

     e.   Lagoons.  The most  common treatment method presently utilized at
water treatment plants for handling water treatment plant wastes is lagooning.
In areas where ample  land is available, which is generally true near small water
treatment  plants,  lagooning cari  be  quite  economical.  It takes advantage  of
natural  temperatures (for evaporation and freezing) to aid in the dewatering of
waste  solids. Lagodning  is  not  so  much  a  disposal  method as  one for
dewatering, thickening, and temporary storage.

     Water is removed by decantation or by evaporation, with some  drainage.
Evaporation  may provide a hard crust, but the remaining depth can turn into a
viscous  liquid upon agitation. In  cold climates, freezing  aids in  dewatering  by
separating  attached water  from the solids. After thawing, the solids are in the
form of small granular particles that settle readily and additional water can be
decanted.

     Solids removal is  accomplished  by  a  dragline  or clamshell. Dumping the
waste solids  on the banks can be used to air  dry  them further prior  to later
disposal.

     When  sufficient   land  is available, filled  lagoons can  be abandoned,
eliminating an  ultimate disposal  problem. In  communities where this is not
                                   IV-67

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possible, alternatives  include  sanitary landfill, land application, and reuse of
products  from  water treatment  plant wastes  such  as  the use  of  calcium
carbonate as a  soil  stabilizer.  Where  waste solids remain  in place indefinitely
and the land is not reclaimed, unsightly spoiled land areas result.

     Serious consideration should be given to  the disposal of the decantate and
underdrainage.  Discharge to a surface water is  recommended  if the discharge
meets permit requirements. An alternative method is discharging to the sanitary
sewer.  In water scarce areas, recycling through the water treatment plant has
proven to be economical. In small water treatment plants, however, recycling of
the decantate or underdrainage is economically  questionable and  can present
operating problems.  Recycle of the wash water can be a viable alternative even
though it may not be operationally desirable.

     While  operating  costs  of  lagoons  are  low,  factors  such  as  climate
intermittent or  continuous  input,  solids  concentration  of  the  waste,  the
availability  of  one  or more  lagoons, and the method and  place  of ultimate
disposal  will have a bearing on the  land  area  required.  Generally, at least two
lagoons are  needed for waste solids and a third lagoon for backwash water.

     Current lagoon  design practice includes the following:

     1.    Location free from flooding.

     2.    When  necessary, dikes, deflecting gutters, or other means of diverting
          surface water.

     3.    A minimum depth of 4 to 5 feet.

     4.    3  to 5 years solids storage volume.

     5.    Multiple cells.

     6.    Adjustable decanting devices.

     7.    Width of lagoon narrow enough to allow removal of waste solids by
          dragline,  clamshell,  scraper,  tugger  hoist, or  any other  mechanical
          equipment that might be employed.
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     The minimum embankment top width should be 8 feet to permit access of
maintenance vehicles. Lesser top widths can be used for very small installations.
The  maximum inner and  outer embankment slopes should  not be steeper than
3:1,  horizontal to vertical, and the  minimum inner embankment should not
have a slope less than 4:1, horizontal to vertical. The embankments should  be
seeded.  Perennial  type, low  growing,  spreading grasses that withstand erosion
and  can be kept mowed are most satisfactory for  seeding of embankments.  In
general, alfalfa and other long-rooted crops should not be used in seeding, since
the roots of this  type plant are apt  to  impair the water holding  efficiency  of
the dikes.  Additional  protection for embankments (riprap) may  be necessary
where dikes are subject to wind action  or severe flooding of an adjacent water
course.

     Problems  can exist  with  insect breeding  but can be  controlled with
insecticides. Lagoons  should be  fenced to  prevent access by unauthorized
persons.

     f.  Discharge to  Sanitary  Sewers.   An  increasingly popular method  of
disposal of water treatment plant wastes is discharge to  the sewage treatment
facility  via sanitary  sewers. This  would  be  particularly  true  for  a  small
community served by  sewage lagoons. If the  sewage lagoons are  of sufficient
size  to handle the water treatment wastes, then construction  of  separate
facilities could not be justified.

     Evaluation of the following  considerations  before the  discharge  of water
treatment  plant   wastes  to  a  municipal  wastewater  treatment  plant  is
recommended:

     1.    Possible damage to sewer system due to clogging.

     2.    Amenability   of  the  waste  to  existing  processes, principally  in
          mechanical treatment plants.

     3.    Hydraulic capacity of sewers, pumping stations, and sewage treatment
          facilities.

     4.    The effect of waste on the final plant effluent.
                                   IV-69

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     5.    A direct connection between the water treatment plant waste disposal
          line and the sanitary sewer must be prevented.

     6.    Waste solids should  be discharged over a 24 hour period, not as a slug
          flow. If this is not possible, some other time period, compatible with
          operation of the wastewater treatment plant, should be used.

     g.   Spent Brine Solutions.   For  a  small  community, disposal  of spent
brine solutions to the sanitary sewer is the most feasible method of treatment.
The spent brine solution should  not be  discharged as a slug,but discharged
continuously  over a 24 hour period.  This  will  avoid  any  damage to  the
wastewater treatment facility.  A small holding basin can be used to  equalize the
discharge of the spent brine solution.

     h.   Summary of Waste  Disposal  Practices.   The current restrictions on
the discharges to lakes and streams have  made water treatment plant  designers
look  at  alternatives to  direct disposal.  Small  communities with  small water
treatment facilities are at a disadvantage  since the  costs are too high  for them
to  use  mechanical  devices  to - treat  water  treatment  plant  wastes.  The
alternatives  left  to a  small community are disposal to  a sanitary sewer,
lagooning, and drying beds.

     The small community should be made aware of the fact that if their water
treatment plant discharges  a  waste to  a  receiving stream or lake, a discharge
permit called "The  National  Pollutant  Discharge Elimination  System  Permit"
(NPDES) must be obtained. This  permit  sets restrictions on the concentration
of  parameters, such as  suspended  solids  and pH, that will be discharged  to  a
stream or lake. If the water treatment  plant does not discharge to  a waterway,
the permit is  not  required. This situation  would occur if the plant disposed all
their wastes to the sanitary sewer or they treated waste solids and/or backwash
water with lagoons  or drying beds and returned the decantate or drainage to
the water treatment plant or  disposed-of it to the sanitary sewer. Therefore,  it
is advantageous for the small community to investigate the possibility of using
their wastewater treatment plant to treat their water treatment plant's waste.

     In  many cases,  the wastewater treatment  facility  may  not be able to
effectively treat  wastes   due  to  the  increased  amount of solids  or volume
                                   IV-70

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contributed by  the water treatment  plant. In this case, the solids  must be
treated at the water treatment plant and disposed elsewhere.

     For small systems,  the  most generally used  method  of dewatering water
treatment  plant  wastes, except for spent  brine  solutions, is  lagooning.  The
drainage  and decantate can be  discharged to a surface water or to the sanitary
sewer. The dewatered waste in the lagoons must ultimately be removed and
placed in a sanitary landfill or applied to the land.
D.   UNIT PROCESS COMBINATIONS
     Generally,  more  than  one unit process will be utilized in a treatment
facility. A possible exception to this might be disinfection which could be the
single  unit process  used  for  treatment  of a  well  supply.  Many process
combinations  could  be  used for  water  treatment.  Combinations  of unit
processes  which comprise conventional treatment facilities or package treatment
plants are presented in the following sections.
     1.  Conventional Facilities

     Four common types of treatment plants have been selected as examples of
conventional unit process combinations constructed  at  the  plant site. Design
criteria and schematics for existing plants  are presented to  indicate how  unit
processes can be designed  and  combined into a treatment plant. The treatment
plants that will be discussed include (a)  turbidity removal, (b) ion exchange,
(c) lime softening, and (d) iron and manganese removal.

     a.  Turbidity Removal.   The turbidity removal plant at Garnett, Kansas
removes about 100 mg/1  suspended  solids from the raw water taken  from
Lake Garnett and  Cedar Creek. Rapid mix,  flocculation, sedimentation,  and
filtration are combined to provide a two stage coagulation/filtration plant for
the removal of turbidity.  As shown on Figure 1, alum is used as the coagulant
to remove  turbidity and lime is fed to provide alkalinity for reaction with the
alum   and  to  control the  pH.  Chlorine is  added prior  to  filtration for
                                   IV-71

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                EFFLUENT
    RAPID SAND
    FILTRATION
SECONDARY
SEDIMENTATION
SECONDARY
FLOCCULATION
                               CHLORINE
         RAPID MIX
PRIMARY
SEDIMENTATION
PRIMARY
FLOCCULATION
ALUM
                               ALUM

                               LIME
                INFLUENT
                                       GARNETT,  KANSAS
                                       WATER  TREATMENT
                                       PLANT  SCHEMATIC
                                                   FIGURE  I

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disinfection of  the  water.  Unit process design  data  for  the  Garnett plant  is
presented in Table 28.

     b.  Ion Exchange.    A well water serving  as the raw water supply for an
AT&T installation in Grant Park, Illinois,  contains 375 mg/1 hardness asCaCOj
and 2 mg/1 of iron. To meet requirements for engine cooling water standards the
hardness must be reduced to 100 mg/1. In addition, to meet U.S. Public Health
Service Drinking Water Standards in effect at the time of plant design, the iron
concentration  must be reduced.

     In order  to remove the hardness by a zeolite softener the insoluble iron
must first be  removed to prevent fouling  of the media in the zeolite softener,
thus  rendering  it   ineffective   for  removing hardness.  Figure 2  shows  the
placement of  a  pressure  filter before  the  zeolite  softener.  This  removes
turbidity  which is a result of insoluble iron formed in the line from the well.
The  water is then softened by the zeolite softener. Sodium phosphate is added
after  treatment to  stabilize the  water  and sodium  hypochlorite is added  to
disinfect   the   water.   The  capacity  of   the  softener  is   16,200 grams
(250,000  grains) of  hardness.  With  the  hardness of  water equal to 375 mg/1,
the liters  of water softened between  regeneration is

          16,200                          i
                  =  43,200 liters or 43.2 m3 (11,413 gallons)
          \J • 3 I J
At a flow rate of 54.5 m3/day (14,400  gpd), two regenerations are needed per
day  and  the salt tank is refilled every  three days. Additional design data  are
presented in Table 29.

     c.   Lime  Softening.   The  City  of Troy,  Kansas, has constructed wells
along  the Missouri  River for  raw  water supply.  The raw water is  high  in
hardness and alkalinity, and contains iron and  manganese.

     The  treatment process illustrated on Figure 3, consists of aeration, excess
lime  softening,  two-stage recarbonation with  intermediate  settling,  and
filtration.  The induced draft aeration serves a  dual purpose, oxidizing iron and
manganese so  they can  be removed, and  removing carbon dioxide which will
reduce the amount  of lime needed for softening. Lime is  then added in the
solids contact  unit, which mixes the lime  into the water and allows settling of
                                   IV-72

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INFLUENT
      PRESSURE
      SAND FILTER
ZEOLITE
SOFTENER
                                                     EFFLUENT
                      SODIUM  POLYPHOSPHATE

                      SODIUM  HYPOCHLORITE —
                                                  GRANT PARK, ILL.
                                                  WATER TREATMENT
                                                  PLANT SCHEMATIC
                                                             FIGURE 2

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                                   EFFLUENT
                       FILTRATION
                        SEDIMENTATION
SLUDGE
BEDS
DRYING
                                                     CHLORINE

                                                     PHOSPHATE

                                                     CARBON  DIOXIDE
                                                    •FERRIC SULFATE

                                                    -CARBON  DIOXIDE

                                                    •CHLORINE1
                 SOLIDS  CONTACT
                                                     LIME
                          AERATION
                                   INFLUENT
                                                         TROY, KANSAS
                                                      WATER  TREATMENT
                                                      PLANT  SCHEMATIC
                                                                  FIGURE 3

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                                Table 28

           GARNETT, KANSAS WATER TREATMENT PLANT

                     UNIT PROCESS DESIGN DATA


Design Flow, rrr/day (mgd)                          3785     (1)
Primary Flocculation
     Number of units                                    2     2
     Basin dimensions, in (ft)                   3.05 x 8.53     (10 x 28)
     Sidewater depth (SWD), m (ft)                    3.66     (12)
     Detention time, hr                                  11
     Flocculators -  hydraulic with baffles
Primary Sedimentation
     Number of units                                    1     1
     Basin dimensions, m (ft)                   6.40 x 11.13     (21 x 36.5)
     SWD, m (ft)                                     3.66     (12)
     Detention time, hr                                  22
     Overflow rate, m3/m2/day (gpd/ft2)              45.57     (1120)
Rapid Mix
     Number of units                                    1     1
     Basin dimensions, m (ft)                    1.22 x 1.22     (4 x 4)
     SWD, m (ft)                                     1.83     (6)
     Detention time, sec.                               62     62
     Mixer, watt (hp)                                2238     (3)
     Mixer G factor, sec'1                              700     700
Secondary Flocculation
     Number of units                                    2     2
     Basin dimensions, m (ft)                    3.2 x 5.48     (10.5 x 18)
     SWD, m (ft)                                     3.66     (12)
     Detention time, min                               30     30
     Mixer, watt (hp)                                 1119     (1.5)
     Mixer G factor, sec"1                         (variable  - 20 to 100)
Secondary Sedimentation
     Number of units                                   1     1
     Basin dimensions, m (ft)                    6.4 x 17.4    (21 x 57)
     SWD, m (ft)                                    3.66    (12)
     Detention time, hr               0                 2.3     2.3
     Overflow rate,  m3/m2/day, (gpd/ft2)              37.36    (918)
Rapid Sand Filtration
     Number of units                                   2    2
     Filter dimensions, m (ft)                   3.66 x 4.57    (12 x 15)
     Filter depth, m (ft)                              3.05    (10)
     Design loading rate, m3/m2/day (gpm/ft2)          120    (2)
     Support gravel depth, cm  (in)                   26.67    (10.5)
     Coarse sand depth,  cm (in)                      10.16    (4)
     Sand depth, cm (in)                            60.96    (24)
     Surface wash units  per filter                         22
     Backwash rate, m3/m2/min (gpm/ft2)             0.76    (18.7)
                                  IV-73

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                                Table 29

     AT&T - GRANT PARK, ILLINOIS WATER TREATMENT SYSTEM
                      UNIT PROCESS DESIGN DATA
               •2
Design Flow, rrr/day (gpd)
Pressure Filtration
   Number of units
   Dimensions — inside diameter, cm (in)
   Overall height,  m (ft)
   Design loading  rate, m3/mr/day (gpm/ft2)
   Operating pressure, kg/cm2 (psi)
   Sand media depth, cm (in)
   Backwash rate, m^/min (gpm)
Softening
   Number of units
   Overall dimensions, L,W,H, m (ft)  1.50 x 0.71
   Capacity, grams (grains)
   Maximum  flow rate, irP/min (gpm)
   Backwash rate, m3/min(gpm)
   Area of bed, m2 (ft2)
   Ion exchanger,  m3 (ft  )
   Salt tank refill, kg (Ib)
   Regenerations per refill
   Salt per regeneration, kg (Ib)
  54.5  (14,400)
     1
  76.2
  1.52
   120
  5.27
 48.26
 0.185
1
(30)
(5)
(2)
(75)
(19)
(49)
     1   1
x 1.77  (4.92 x 2.33 x 5.83)
16,200  (250,000)
  0.13  (34)
 0.079  (21)
   0.4  (4.28)
  0.27  (9.5)
  272  (600)
     6  6
    45  (100)
the resultant precipitates. The  water is then recarbonated  by the addition of
carbon  dioxide which lowers the pH. Recarbonation is accomplished using a
swimming  pool  type  injector chlorinator.  Upon  recarbonation  additional
precipitates are formed. Ferric sulfate added before the secondary  flocculation-
sedimentation unit will help remove these fine precipitates.

     After  the  water is  settled the pH receives final adjustment by carbon
dioxide  addition.  The water is  then  filtered and pumped into  the distribution
system.  Disinfection  with chlorine can be accomplished at two different points.
The design data for this plant are presented in Table 30.


     d.   Iron and Manganese Removal.  A 1.5 mgd water treatment plant was
designed  to supplement an existing facility for the City  of  Cape Girardeau,
Missouri. Raw water is taken from a well near the Mississippi River and treated
in a  water treatment plant  that provides iron and manganese removal. The iron
concentration is as  high as  14 mg/1 which  exceeds the proposed secondary
                                  IV-74

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                               Table 30

              TROY, KANSAS WATER TREATMENT PLANT

                     UNIT PROCESS DESIGN DATA

Design Flow, m3/day (mgd)                         2271    (0.6)
Aeration
    Number of units                                   1    1
    Type - induced draft
    Tower dimensions, m (ft)                  1.22  x 1.22    (4 x 4)
    Sidewater depth (SWD), m (ft)                    4.26    (14)
    Blower capacity, m3/min (cfm)                  28.04    (990)
Solids Contact
    Number of units                                   1    1
    Basin dimensions, m (ft)                   4.57  x 4.57    (15 x 15)
    SWD, m (ft)                                    3.66    (12)
    Upflow rate, m3/m2/min (gpm/ft2)              0.055    (1.35)
    Minimum detention time in floe zone, min          30    30
    Dimensions flocculation zone,                    3.55    (11.65)
      top DIA, bottom DIA, m (ft)               1.27,3.28    (4.16,10.75)
    Mixer, watt (hp)                .                560    (0.75)
Sedimentation
    Number of units                                   1    1
    Retention at design flow, min                      74    74
    Overflow rate, m3/m2/min (gpm/ft2)             0.045    (1.11)
    Basin dimensions, m (ft)                   4.57  x 4.57    (15 x 15)
    SWD, m (ft)                                    3.35    (11)
Gravity Filtration
    Number of units                                   2    2
    Filter dimensions, m (ft)                   2.44  x 1.83    (8 x 6)
    Filter depth, m (ft)                             1.83    (6)
    Design loading rate, m3/m2/min (gpm/ft2)        0.105    (2.6)
    Support gravel depth, cm (in)                   25.40    (10)
    Sand depth, cm (in)                            68.58    (27)
    Surface wash units per filter                         22
    Backwash rate, m3/m2/min (gpm/ft2)              0.76    (18.7)
Sludge Drying Beds
    Number of cells                                   22
    Surface area per cell, m2 (acres)                   526    (0.13)
    Maximum sludge depth, m (ft)              0.46 - 0.61    (1.5 - 2.0)
    Embankment slope, horz:vert                      1:3    1:3
                                 IV-75

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drinking water  regulation for iron of 0.3 mg/1. Although  the water is quite
hard, softening is not practiced.

     The presence  of iron and manganese in water is objectionable primarily
because the  precipitation of the  metals  alters the appearance  of the  water,
turning it a turbid  yellow-brown to black. The deposition of these precipitates
will  cause staining  of plumbing fixtures and laundry. The presence of iron and
manganese  in water supplies can  also promote growth of microorganisms  in
distribution systems. These growths will reduce pipeline carrying capacity and
may clog meters and valves.  Higher concentrations  of  iron and manganese will
impart a metallic or medicinal taste to the  water.

     The major treatment facilities include one aerator, one flocculator-clarifier
basin,  rapid  mix, five pressure filters, and provisions for chemical addition. A
schematic of the treatment plant facilities is shown on Figure 4.

     Iron  and manganese removal will  be  achieved  by oxidation with air,
chlorine, and  potassium permanganate.  Oxidation transforms  the relatively
soluble forms of iron and   manganese to insoluble forms. The insoluble forms
can  be removed by  sedimentation and  filtration.  Bimetallic polyphosphate is
added after  filtration  to aid  in  corrosion  control  and water stabilization.
Chlorine is added  before and  after  filtration for oxidation and disinfection,
respectively. Design data for  the plant are presented in Table 31.


     2.  Package Plants

      A  package   water  treatment  plant  is  a  complete  treatment  system
composed  of two  or more  integral  unit  processes for the removal of  one or
more  contaminants. Package plants  are  factory assembled  and  generally skid
mounted so  that installation at the site consists of connecting  raw and finished
water lines along  with the electrical service. In moderate to cold climates the
package plant should be enclosed in a building with  adequate ventilation and
heat.  Factory  construction  of package plants   makes  them  economically
attractive  when compared  to plants constructed  at the  site.  Even  though
package plants  are designed for automatic  operation they still  need periodic
attention  to  monitor the  process, maintain  chemical solutions, and perform
required maintenance. Too often in the past package plants have been installed
                                    IV-76

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                          EFFLUENT
          FILTRATION
                                        CHLORINE

                                        SODIUM SILICOFLUORIDE

                                        BIMETALLIC  POLYPHOSPHATE
                                        CHLORINE

                                        POTASSIUM PERMANGANATE
FLOCCULATOR-CLARIFIER
                RAPID MIX
               AERATION
CHLORINE

POLYMER
                         INFLUENT
                                                CAPE  GIRARDEAU,  MO.
                                                  WATER TREATMENT
                                                  PLANT SCHEMATIC
                                                             FIGURE 4

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                                Table 31

          CAPE GIRARDEAU, MO. WATER TREATMENT PLANT

                     UNIT PROCESS DESIGN DATA


Design Capacity, m3/day (mgd)                        5677    (1.5)
Aerators
     Number of units                                    1     1
     Type—induced draft
     Dimensions, m (ft)                         2.44 x 2.44    (8 x 8)
     Sidewater depth (SWD), m (ft)                    4.26    (14)
     Loading rate, m3/m2/min (gpm/ft2)               0.65     (16)
     Fan motor, watt (hp)                             560    (0.75)
     Blower capacity, m3/min (cfm)                     110    (3900)
Flocculation-Sedimentation
     Number of units                                    1     1
     Dimensions, dia., m (ft)                         10.97     (36)
     SWD, m (ft)                                    4.26     (14)
     Overflow rate, m^/m^/day (gpm/ft2)              0.04    (1)
     Retention time - Sedimentation, min                 94    94
     Flocculator—Pulsator Type
Pressure Filter
     Number of units                                    5     5
     Dimensions, dia, m (ft)                           3.05     (10)
     SWD (minimum), m (ft)                          1.52     (5)
     Capacity, m3/min (gpm)                          0.89     (235)
     Loading rate, m3/m^/min (gpm/ft2)               0.12     (3)
     Support gravel depth, cm (in)                     25.4    (10)
     Manganese  greensand media depth, cm (in)         76.2     (30)
     Anthracite  media, effective size, mm           055-120    0.85-120
     Anthracite  media depth1, cm (in)                  20.32     (8)
     Maximum backwash capacity, m  /m /min
       (gpm/ft2)                                     0.49     (12)


and  expected  to operate completely  unattended  resulting in unsatisfactory
performance. Properly selected, operated, and maintained package plants  can
perform as well  as plants constructed on site.

     In addition to complete package  plants, various unit processes are  available
ready  for installation  at  the site. Ion  exchange  and membrane processes are
examples of package unit process equipment. These unit processes  have been
discussed previously in section IV.
                                 IV-77

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     Four common  uses  of package plants,  as  discussed in  the  following
paragraphs, include  turbidity removal, taste  and odor control, softening, and
iron and manganese  removal.

     a.  Turbidity Removal.  Package  plants  designed for turbidity removal
can treat water with a turbidity up to 200 JTU.

     Each  plant  provides  chemical  feed   systems,  mixing,  sedimentation,
filtration,  and disinfection.  Package  plants  of this type,  i.e., which provide
clarification  and filtration can also  remove various inorganic contaminants. A
comparison of the design features of package  water supply treatment systems
from three different manufacturers is presented in Table 32.

                                Table 32
   COMPARISON OF PACKAGE WATER SUPPLY TREATMENT SYSTEMS
                                         Manufacturer
     Feature
Unit
Processes
              •3
Flow Range, m /day
            (mgd)
Skid Mounted
Mixing-Type
Sedimentation
Type

Filtration
Type

Media
Rate,
    (gpm/ft)
Mixing
Flocculation
Sedimentation
Filtration
Disinfection
53-5700
(0.014-1.5)
Yes
Mechanical
Tube Settlers
2-1/2° or 60°
Hexagonal
Pump suction
pulls water
through filter
Mixed
300
(5)
Mixing
Flocculation
Sedimentation
Filtration
Disinfection
26-1 100
(0.007-0.28)
Yes
Hydraulic
Tube Settlers
60° Chevron
Gravity
Standard bed
or dual
120-210
(2-3.5)
Mixing
Flocculation
Sedimentation
Filtration
Disinfection
151-1100
(0.04-0.28)
Yes
Mechanical
Solids Contact
Gravity
Dual
210
(3-5)
                                  IV-78

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     b.   Taste and  Odor Control.   Taste and odor causing substances can be
effectively  treated using package plants, which utilize  either activated carbon
for adsorption,  potassium  permanganate  for oxidation, or  a combination  of
these two chemicals. Powdered activated carbon can be fed  either at the same
point as  the coagulation  chemicals  or  directly to the  filter. The point  of
application will  depend upon the nature and concentration of substances to be
adsorbed.  Some substances are  adsorbed quite rapidly,  suggesting that the
activated carbon should be applied directly to the filter. However, only small
dosages of activated carbon should be used to prevent  excessive head loss and
potential passage of the carbon through the  filter. Much of  the carbon  fed  to
the raw water is not effective in removing dissolved taste and odor because it is
tied up  with alum  floe and turbidity. In  certain instances,  greater carbon
contact time  is required  necessitating carbon application to the incoming raw
water. Potassium permanganate  could  be  fed along  with the  coagulation
chemicals  in the  rapid  mix unit  to oxidize tastes  and  odors. Potassium
permanganate would be added  in place of activated carbon.

     c.   Softening.   Package plants  designed for turbidity removal can be used
for partial softening.  Lime is  fed  to the  rapid  mix  unit  and there are  no
provisions  for recarbonation or a second stage lime addition. The limited waste
solids  handling  capabilities restrict   the  amount  of  softening  that  can be
accomplished. Partial  softening presents  the  potential  problem  of calcification
of  the  filter media and tubes. Certain maintenance steps  must be taken  to
prevent calcification from becoming  a serious problem.  This use of the package
plants would not be generally recommended.

     d.   Iron and Manganese Removal.  Package treatment plants designed for
turbidity  removal can also be used  for iron  and manganese removal.  Either
potassium permanganate or a chlorine solution can be  fed to the rapid mix to
oxidize the iron and manganese. The precipitated  iron  and manganese are then
coagulated and  removed  in a manner similar to the removal of turbidity with
sedimentation and filtration.

     To  reduce  chemical  costs  another type  of  package plant  for iron and
manganese removal  is available. This  plant uses aeration followed by filtration
as the treatment system. Induced draft aeration is followed by gravity filtration
while pressure  aerators  and filters are used together.  This type  of iron and
                                    IV-79

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manganese removal system should not be used when the concentration of either
contaminant is high. An iron concentration of several mg/1 may cause the filter
to plug up resulting in  short filter runs. Concentrations of manganese of about
one mg/1  and  above may  not  be  fully oxidized  by  air alone; additional
treatment would be required.
                                   IV-80

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                            REFERENCE
1.   Linvil G. Rich, Unit Operations of Sanitary Engineering, Wiley, New York,
    1961.
                          BIBLIOGRAPHY
ASCE, AWWA,  CSSE,  Water Treatment  Plant  Design,  AWWA,  New York,
1971.

ASTM, Me trie Practice Guide, E-3 80, Philadelphia, 1972.

American Water Works Association, Water  Quality and Treatment,  3rd edition,
McGraw-Hill, New York, 1971.

Bellack, Ervin, Fluoridation Engineering Manual, U.S. Environmental Protection
Agency, 1972.

Clark, Viessman and Hammer, Water Supply and Pollution Control,  2nd edition,
International Textbook, Scranton, 1971.

Control Options for Organic Chemical Contaminants in Drinking Water, Federal
Register, Vol. 41, No. 136, July, 1976.

Gulp, Gordon L. and Gulp, Russel  L., New Concepts in Water Purification,
Van Nostrand, New York, 1974.

David Volkert  and  Associates, Monograph of the Effectiveness and Cost of
Water Treatment Processes for the Removal of Specific Contaminants,  68-01-1833,
U.S. Environmental Protection  Agency, August, 1974.

Great Lakes —  Upper Mississippi River Board  of State  Sanitary Engineers,
Recommended Standards for Water Works, Health Education  Service, Albany,
New York,  1976.

Haney, Paul D., "Brine Disposal from Cation-Exchange Softeners," Jour A WWA,
41:829, 1949.
                                  IV-81

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Steel, E. W., Water Supply and Sewerage, 4th edition, McGraw-Hill, New York,
1960.

U.S.  Environmental  Protection  Agency,  Interim Treatment Guide  for the
Control of Chloroform and Other Trihalomethanes, 1976.

Weber, Walter J., Physicochemical Processes for Water Quality Control, Wiley-
Interscience, New York,  1971.
                                  IV-82

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V.  UPGRADING EXISTING FACILITIES

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                 V.  UPGRADING EXISTING FACILITIES
     If  an existing water treatment plant cannot comply with  the maximum
contaminant  levels  for drinking  water,  upgrading  the  facility should  be
considered.  Various  methods  of  upgrading existing  facilities  are  available.
Upgrading techniques suitable for small water treatment facilities are discussed
subsequently. Included  are physical, chemical, and operation and maintenance
modifications.
A.   POLYMER ADDITION
     When upgrading existing facilities is considered, the use of a polymer  to
aid the coagulation, sedimentation, or filtration processes should be evaluated.
Polymer  addition  can  improve  water  quality  through  increased  process
efficiency at relatively low capital cost.

     As coagulant aids,  polymers increase the size and  thus the settling rate  of
floe.  This is accomplished by adsorption, charge neutralization,  and bridging
between particles. For  maximum  efficiency, the type of polymer, dosage and
point of addition must  be determined for each application. Most polymers are
expensive but only small dosages are required, generally in the range of 0.1  to
l.Omg/1.  Proper  dosage and the right  polymer, as  determined by jar or pilot
tests, is of importance because an excessive or insufficient dose, or the wrong
polymer, can produce a poor floe.

     Polymers, used  as  filtration  aids, increase the strength  of  the floe and
thereby lengthen  filter runs and reduce the incidence of turbidity breakthrough.
Required  doses  are small,  generally  less  than  0.1 mg/1.  Testing must  be
performed to determine the optimum  dose of polymer for use as a filtration
aid.   The  optimum  dose  exists  when  the  terminal  headless  is  reached
simultaneously with the first sign of increasing filter effluent turbidity. When
used  to improve  filter efficiency,  polymers should  be added  directly to  the
filter influent. Filtration aids should only be used in those filters having surface
wash equipment or air/water backwash facilities to insure removal of the deeper
                                   V-l

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penetrating floe during backwash. The polymer used as a filtration aid will not
normally  be  the same type which may have been used as a coagulation or
settling aid.

     There are  a number  of commercial polymers currently  available.  Either
naturally  occurring  or synthetic  polymers can be used.  Polymers are available
in both dry and liquid forms. Since the dry polymers are not easily dissolved,
special mixing and feeding equipment is required. Liquid polymers can be fed
with metering pumps  and  then  educted to the point of application. Polymers
are also discussed in section IV A4, Clarification.
B.  FILTER MEDIA REPLACEMENT
     Existing rapid sand filters may be converted to dual or mixed media filters
by replacement of the existing single media. Some structural modifications may
be required to allow adequate media expansion during backwash.

     The most common type of dual media filter consists of a coarse to fine
arrangement of anthracite coal and sand. Primary benefits of  dual media filters
compared to conventional rapid sand filters are longer filter runs and improved
finished  water   quality.  Dual  media   filters  are   discussed  in  detail  in
section IV A5, Filtration.

     Typical  mixed  media filters contain coal,  sand and garnet in a coarse  to
fine   configuration.  Mixed   media   filters  have  several  advantages   over
conventional rapid sand filters including  higher  capacity, capability to filter
poorer quality influent, and  longer filter runs. Use of mixed  media filters will
provide optimum filtration   efficiency and will produce  lower finished water
turbidities than  single or dual media  filters. Additional information on mixed
media filters is discussed in section IV A5, Filtration.
C.  ACTIVATED CARBON REPLACEMENT OF FILTER MEDIA


     Granular activated carbon  can  be used in conjunction with conventional
filtration as a method for upgrading an existing treatment facility.  A layer of

                                   V-2

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activated carbon  may be used to replace most of the sand in a conventional
filter; most states  require some minimum depth of sand under  the  carbon.
Activated carbon may also be used to replace coal in dual media filters. When
used  as  a  filter  media  replacement,  activated   carbon  functions as  both  a
turbidity removal and adsorption unit.  Finished water quality can potentially
be  enhanced  without construction of  additional filters  or  carbon columns.
Detailed  information  on granular activated carbon is provided in section IV A3,
Adsorption. For most taste and odor removal requirements a contact time of 5
to  7-1/2 minutes is  acceptable.  Haloform  or  haloform precursor  removal
requires a  contact time of 12 to 15 minutes.  Replacement of  a portion of the
filter media with granular activated  carbon could reduce the plant capacity.
Each potential application of media  replacement  by granular  activated carbon
should be evaluated by a knowledgeable engineer.
D.   RAPID MIX ADDITION
     Effective  coagulation involves intimate mixing of the  coagulant and the
water. Existing water treatment plants  with inefficient or overloaded rapid mix
facilities or  without  any means  for  coagulant  mixing,  will  not effectively
remove turbidity  or other contaminants  from water. If  chemical mixing by
means of  pumps  is currently utilized, the chemicals may not be adequately
mixed because of failure to  achieve uniform  distribution. Existing  rapid mix
chambers without mechanical mixing should also be  evaluated. Baffling alone
may not provide  adequate coagulant mixing. Mechanical rapid  mix provides a
controlled, efficient unit process  for the  mixing of chemicals  with the water
being treated.  Addition of or improvement to rapid mix facilities will aid the
clarification  process and thus  improve   finished  water  quality. Additional
information on rapid mixing is contained in section IV A4,  Clarification.
E.   FLOCCULATION ADDITION
     Flocculation is a principal mechanism  in removing turbidity and various
other contaminants from water. Inefficient or overloaded  flocculation facilities
                                   V-3

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should  be  upgraded.  If  an  existing  treatment  plant  has  rapid  mix and
sedimentation  facilities without flocculation,  the addition  of  flocculation
facilities  could  enhance  finished  water  quality.  Flocculators that  use  only
baffles  for  mixing usually perform  well  at  only one flow  rate. Provision  of
variable mechanical mixing will enable the flocculation process to be effective
for  varying  flow  rates.  The  flocculation process  is  discussed  in  detail  in
section IV A4, Clarification.
F.   CHEMICAL CHANGE OR ADDITION
     Upgrading  existing  water treatment facilities may  involve  change of  a
chemical  currently used  or  use  of a new  chemical.  For example, if iron and
manganese removal  is  desired,  and only aeration is being used, addition of
chemical  oxidation  will improve  removal of manganese. Laboratory  and plant
scale tests may be  used  to  select a coagulant better suited to the raw water
quality. A coagulant aid  or  filter aid may also be used as discussed previously.
Another method to be considered when upgrading water treatment facilities is
chemical addition for pH  adjustment to prevent corrosion in the system.
G.   TUBE SETTLERS
     An economic alternative to construction of additional sedimentation basins
is installation  of tube settlers in existing  sedimentation basins.  Use of  tube
settlers in this manner will produce an effluent of higher quality than is possible
by using the existing basin only.

     Two basic tube settling systems are currently utilized: (1)  parallel 5cm
(two inch) square tubes inclined  at  60° from  the horizontal,  and (2)  parallel
2.54 cm (one inch) hexagonal tubes inclined at 5° from the horizontal.  In the
60°  inclined tubes,  the sludge slides down  the tubes and is collected beneath
them.  The  5° inclined tubes must  be cleaned by backwashing  with  filtered
water as the basin is drained.
                                    V-4

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     When tube modules are installed, they should  not be located near areas
where turbulence could reduce their effectiveness. In horizontal flow basins, the
inlet  end  should  remain uncovered  by  the  tubes to allow  inlet velocity
dissipation. In radial flow basins, the required modules  can be placed in a ring
around  the  basin  periphery, leaving an open  area to dissipate turbulence. The
top  of  the tubes  should be located 0.6 to 1.2m (2 to 4ft) below the water
surface. In general, the 0.6 m (2 ft) minimum should be used in shallow basins.
The  1.2 m (4 ft) submergence is used  only in basins with a sidewater depth of
5 to 6 m (16 to 20 ft). These settling modules may utilize radial support beams
in circular basins or support beams spanning the width in rectangular basins. In
basins  which have  radial launders,  it is often possible to suspend the modules
from the launders.

     In some cases there is a tendency for floe build-up to eventually bridge the
tube openings and  a blanket of solids on  top of the tubes results. Methods of
removing this accumulation include lowering the water level of the basin below
the top of the tubes or occasional use of a water stream or compressed air to
flush out the attached floe.

     Recommended  tube   settler  loading   rates  range   from   120   to
240  nr/m^/day (2 to 4 gpm/ft^).  Selection of a specific overflow rate depends
on existing clarifier configuration, water temperature, existing clarifier overflow
rate, and desired  effluent turbidity.  More detailed information relative to the
size, capacity,  and configuration   of  these settlers,  and their  adaptability to
existing sedimentation  basins, may be  obtained from  manufacturers of  such
equipment.  The  use  of tube settlers for a  particular  application should  be
evaluated by an engineer.
H.   IMPROVED HYDRAULIC CONDITIONS
     When  upgrading   water   treatment  facilities  is  necessary,  hydraulic
conditions of existing basins may be improved by use of baffles, by modifying
inlet  and outlet conditions,  or by reducing pipe velocities below 0.6 m/sec
(2 ft/sec).
                                   V-5

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     Either horizontal or vertical baffles may be used to prevent short-circuiting
in flocculation basins. Judicious baffling may be added as required or existing
baffles rearranged to enhance flocculating conditions.

     Properly  designed  inlets  and   outlets  are  also  necessary  to  avoid
short-circuiting through  a basin. Inlets must be designed to distribute the water
uniformly  over the cross section of  each basin.  Adequate outlets  must  be
provided to prevent excessive overflow rates and consequent  breakup of floe or
suspension of settled solids from floor of basin. Freely discharging weirs have a
tendency to  break fragile floe. Therefore, submerged weirs are recommended to
provide  an  effective  outlet  arrangement.  Inlet  and  outlet arrangements are
discussed in more detail in section IV A4, Clarification.

     When upgrading  an existing facility is considered, plant piping should be
reviewed in regard to  its configuration and to the velocity of flow through it.
Velocities  in  piping  following  flocculation  should not  exceed 0.6 m/sec
(2 ft/sec) to  reduce floe breakup because of turbulence. Excessive bends, drops,
etc. also increase  turbulence,  and thus enhance floe breakup.
 I.  IMPROVED OPERATION AND MAINTENANCE
     Regardless of how well a water  treatment plant  is designed, if it is not
 operated  and maintained correctly, the treatment process or processes will not
 perform  effectively.   Therefore,  upgrading various aspects  of plant operation
 and maintenance is a prime consideration.
     1.  Operator Training and Qualifications

     Even  in the smallest plants  with the simplest  types of treatment, only
qualified personnel  should be in charge. Where experienced operators are not
available locally to control the operation of a water treatment plant, a qualified
operator should  be employed from outside  the  community  or a local person
should receive adequate training to become a  properly certified operator.
                                    V-6

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     Training courses may be  used  as  a  means of upgrading  an operator's
qualifications. It is recommended that operators participate in training courses
on  a  regular basis,  as advancements  in  the knowledge  and techniques of
treatment  processes  are  constantly  being  made.  Locally  available in almost
every  state,  these courses are sponsored by the  state departments of health,
universities, and state and national technical associations.

     In  addition  to  training  courses,  numerous  states  utilize  an  operator
certification  program as a means  of  providing improved plant operation and to
enhance the professional status  of  water plant operators. Currently,  39 states
have a mandatory certification program, nine states have a voluntary program and
two states have no certification program.

     Another method of improving  the  operation  of a water treatment  plant
involves employing an  engineer  or an  operator from a  larger  facility  as a
consultant. Also, one  operator might be employed  by several small plants. The
operator would  rotate from plant  to  plant as required.


     2.  Improved Monitoring and Surveillance

     The purpose of making  analyses and tests is to  control treatment, record
performance, comply  with  regulations,  and  indicate  means for  improved
performance. Control tests should be used to show that  the water has been
properly  prepared for each  major  process, that each process is performing
effectively, and  that the finished  water quality is adequate. Accurate  metering
of  both  water  and  chemicals  is  necessary  because inaccurate feeding of
chemicals could be economically wasteful and  potentially hazardous to the
health of the community.

     As an aid in upgrading plant performance, the following control tests can
be used:

                   Continuous Turbidity Monitoring
                   Chlorine Residual
                   pH
                   Alkalinity
                   Temperature
                                    V-7

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Use of the following equipment can be used to assist the operator in improving
plant performance:

                   Raw water and  plant effluent meters
                   Filter control
                   Raw water and  plant effluent turbidimeters
                   Residual chlorine recorder

Control tests, metering, instrumentation,  and control  are  discussed in more
detail in section IV B, Water Quality Control.

    In addition  to  water  quality  monitoring on the plant  site,  samples taken
regularly  from the  distribution  system should  be examined to  ensure that
applicable drinking  water regulations are met and to ensure  that the water is of
high quality when it reaches the consumer.
J.  REGIONALIZATION
     As  discussed • in  section II D,   Alternatives  to  Treatment,  physical
consolidation  of facilities  may be  desirable  for some small  water treatment
systems.  However, regionalization  of  treatment  or  distribution facilities is
neither feasible nor desirable  for  all  small water systems.  Other aspects of
regionalization  should be considered in  an attempt to upgrade existing facilities.
For  example,  management  and administrative  functions could be  combined;
county,  parish or township public service districts could be formed to operate
and  maintain  several  facilities; and a central laboratory could be  used  by
several small water systems.
                                   V-8

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                            BIBLIOGRAPHY
Water and  Resources Management Committee, Survey of State Programs and
Attitudes  on  Regionalization  for  Public  Water Systems,  Environmental
Engineering Division, American Society of Civil Engineers, April, 1977.
                                 V-9

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VI.  COST DATA

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                            VI.  COST DATA
     Initial investment costs and operation and maintenance costs are presented
herein  for  conventional  water  treatment  facilities  and for  package water
treatment plants. The cost curves are intended to assist in evaluating proposed
new facilities and modifications to existing facilities.

     Key to the development of these costs is the relationship of population to
water consumption. Provided in Table 33 are the water use projections used in
this report.

                                 Table 33

                 TREATMENT PLANT DESIGN CAPACITY
                       Plant Per Capita
                        Design Rate
, (2)
m^/c/day
9.0
4.6
1.9
1.1
0.8
0.6

(gpcd)
(2400)
(1200)
(500)
(300)
(200)
(150)
Design Plant
  Capacity
                                                       (3)=(l)x(2)
                                                nrVday          (gpd)
(2400)
(1200)
(500)
(300)
(200)
(150)
227
1136
1893
2839
3785
5678
(60,000)
(300,000)
(500,000)
(750,000)
(1,000,000)
(1,500,000)
Population
    (1)

      25
     250
    1,000
    2,500
    5,000
  10,000
    The plant per capita design rates in Table 33 are based on water usage or
usage rate and on an assumed amount of storage in the system. For the smallest
svstem, no storage was assumed in the  system; therefore,  the plant design rate
is based on the maximum rate of usage which would be for watering lawns or
gardens. For the  largest  system,- a normal maximum day  per capita usage was
assumed along with adequate storage  in the system to supply any water require-
ments which would exceed this rate.

    Cost  data presented are  appropriate for average situations. They  should
permit development  of preliminary cost estimates  for water treatment facilities
                                  VI-1

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when used  with judgment  regarding  local conditions. An engineer should be
engaged  to review local  conditions  and to evaluate the manner in which this
report's cost information  will be used.

     It is emphasized that the cost data contained in this report cannot be used
as a substitute for detailed cost estimates based on a particular water treatment
situation. Among the  many variables which affect actual construction costs are
the following:

     (a)   Characteristics  and complexity of specific plant design.

    (b)   Current and projected labor costs.

     (c)   Contractors' attitudes regarding their need for work.
    (d)   Availability of materials.
     (e)   Climate and seasonal factors.

Local  factors can  also have a significant  effect both on construction and on
operation and maintenance costs.

     It is  essential that  the user of the  cost estimating methods presented in
this report  review all  introductory material.  In  particular,  the  information
discussed  at the beginning of  section VI A, Capital Costs, and  section VI B,
Operation and  Maintenance Costs, should be  understood  prior to  use of the
cost curves and tables.

     For the most part, each cost curve extends from 227 m^/day (0.06 mgd) to
5680 m^/day (1.5 mgd).  Exceptions are the cost  curves for diffused  aeration,
clarification processes, filtration, disinfection methods,  and package plants. In
general,  diffused areation is not economical for treatment plants with design
flows less than  1890 m3/day (0.5 mgd).

     For  small  water   treatment   systems,  the  most  applicable  range  for
clarification, filtration and  disinfection unit processes overlaps with  the most
applicable  range for  package plants. This  situation is  reflected  in  the cost
curves. The solid portion of each cost curve  indicates the most applicable range
for that unit process  or  package plant. The dashed portion of these cost curves
indicates the plant design flow range in which conventional  unit  processes or
package  plants might be utilized.
                                    VI-2

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A.  CAPITAL COSTS
     Cost curves were  developed for treatment processes judged applicable  to
small water treatment systems. These curves relate capital costs to quantities of
water treated and to population served. Estimates of complete water treatment
plants or additions  to  existing plants may be developed on  the basis of these
relationships.

     Yard piping, fencing (where  applicable), and sitework have been included in
the curve for each unit process.  When adding unit process costs together some
of these items may overlap; this may cause the total cost to exceed actual plant
costs by 10 to 25 per cent.

     Cost data, developed specifically for this report, are based on information
from various  manufacturers  and  on the experience  and  judgment   of the
investigators. Preliminary designs and engineering cost estimates were developed
for each unit process at  various low  rates. Estimates of construction costs are
representative of average price levels as of January, 1977. The Engineering News
Record Building Cost Index of that date had a value of  1489.

     Included   in   the   capital  costs  are   necessary  construction  costs,   a
contingency amount and engineering, legal and administration fees.  A cost for
fencing  is  provided for  mechanical aeration,  diffused  aeration,  rapid mix,
flocculation,  sedimentation,  ozone  contact  chamber  and  waste  disposal
(lagoons).   For  each  of  the  other  treatment  methods   an  enclosure  is
recommended and separate cost curves are provided.

     Capital costs  for  unit  proceses,  package  plants  and  enclosures are
developed as follows:

     (1)   Construction   cost — included  are  necessary  costs  for   equipment,
          materials,  installation, freight and start-up.

     (21   Sitework — estimated as 10 per cent of the construction cost.

    (3)   Electrical — estimated as 20 per cent of the construction cost.
                                    VI-3

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    (4)  Contingency - estimated as 10 per cent of the total of construction
         cost, sitework, electrical and fencing (if applicable).
    (5)  Engineering, legal and  administrative - estimated  as 15 per cent  of
         the   total  of  construction  cost, sitework,  electrical,  fencing  (if
         applicable), and contingency.

     Equipment and materials capital costs are based on use  of  prefabricated,
modular, or factory built/field assembled  units  to  minimize  on-site construc-
tion.  Design parameters used for sizing unit processes should  not be generally
applied to  all water treatment situations.  Design parameters should be selected
on the basis of raw water characteristics for each application.

     Enclosure capital costs include costs for  a prefabricated insulated metal
building, foundation, and necessary plumbing and electrical facilities.

     Separate  cost  curves  for enclosures and  treatment facilities  have been
provided to allow the enclosure cost to be deleted where climate  would  not  be
detrimental to treatment process efficiency or  equipment integrity.  It must  be
recognized, however, that  the  enclosure  cost  curve includes  the  foundation.
Therefore,  if an' enclosure is judged not necessary for a specific situation,  then
a foundation  cost must be added to the  capital cost for the treatment process
in question.

     Capital costs  for  laboratory facilities  are  not  provided in this section of
the report, but are given in  section IV B2, Laboratory  Facilities. Estimates of
construction costs  do not include costs for high service  pumping, treated water
storage or  extraordinary  costs related to large  amounts  of rock excavation,  site
dewatering or piling.
     1.  Unit Processes

     Figures 5  through 33 are the capital cost curves for various water treatment
unit processes.  Prior to  use  of the  cost curves,  the estimator should carefully
review the following summaries of equipment, material,  and design criteria used
in developing the  unit process capital costs.  If local  conditions require use of
different  design  criteria or  equipment,  the capital  costs must  be  revised
accordingly.
                                    VI-4

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     An example calculation illustrating use of the  unit process capital  cost
curves is provided in section VI C.

     a.  Mechanical Draft Aeration.   Capital  costs  for  this aeration process
are  based on an  induced  draft  aeration  unit  located  above  a  basin.  The
following design criteria are  used to develop capital costs for mechanical draft
aeration:

     (1)  ten trays vertically spaced approximately 0.305 m (12 in) apart.
                                      r\      'j           ^
     (2)  tray area  furnished is  3.9cm  per m /day (40 ftz per  mgd).
     (3)  air supply rate of 0.019 m  /min per m^/day (2,500 cfm per mgd).

     Capital  costs  for  this  unit  process  include  costs  for  the  following
equipment and materials: prefabricated aluminum induced draft aeration tower,
blower,  motor,  basin,  foundation,  necessary  controls,  associated  valves and
piping, and  fencing. Refer to Figure 5 for the mechanical draft aeration capital
cost curve.

     b.   Diffused  Aeration.   Diffused  aeration capital costs  are based  on a
system  which consists of  an  aeration  tank  and  the  means  of  supplying
compressed  air to this tank. The following design criteria are used:

     (1)  basin depth of 3 m (10 ft).
     (2)  basin width from 3 to 6 m (10 to 20 ft).

     (3)  width to  depth ratio less than 2:1.

     (4)  retention  time of 20 minutes.
     (5)  air supply of  0.67 m3 of air/m3 of water (0.09 ft3/gal).

     The  following  equipment  and  materials  are  included  in  the diffused
aeration capital cost  curve:  steel aeration tank, foundation,  positive displace-
ment air  compressor  and motor, air  piping, air diffusers, inlet filter silencer,
necessary controls, associated valves and piping, and fencing. Refer to Figure 6
for the diffused aeration capital cost curve.
                                     VI-5

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     c.   Activated  Carbon Beds.   For the activated carbon adsorption process,
capital costs are based  on a fixed-bed  gravity feed system which  uses an 8x30
mesh size  granular carbon.  Also included is an empty tank  for storage and
dewatering of the spent activated carbon. To develop the activated carbon bed
capital cost curve, the following design criteria are  used:

     (1)  media depth of 1.2 m (4 ft).
     (2)  surface loading rate of  160 m3/m2/day (2.7 gpm/ft2).
     (3)  contact time of 11.25 minutes.

     (4)  three cells, each handling one-third  of the total flow.

     The capital cost curve for activated carbon beds is based  on costs for the
following equipment and materials: prefabricated  steel three-cell gravity filter
shell  including  underdrain  system and supporting gravel,  activated  carbon,
surface  wash system, backwash  system, spent carbon storage  tank,  necessary
valves, piping and manual controls. Refer to  Figure 7 for the activated carbon
bed capital cost curve, along with a capital cost curve for an enclosure.

     d.   Activated   Alumina  Columns.  Capital   costs  developed   for  the
activated  alumina   adsorption  process  are   based on  a  duplicate-column,
gravity-feed system using grade F-l, 28x48 mesh size alumina. Also, included  in
these capital costs are facilities  for  regenerating  the  alumina.  Regeneration
involves  backwashing with raw water,  sodium hydroxide and sulfuric acid. To
prepare the  activated alumina column capital cost curve, the following design
criteria are used:

     (1)  media depth of 1.07 m (3.5 ft).

     (2)  surface loading rate of  180 m^/m^/day (3 gpm/ft2).
     (3)  contact time of 8.7 minutes.

     (4)  two cells, each handling one-half of the total flow.

     The  following  equipment  and materials are  included in the activated
alumina  capital  cost  curve:  prefabricated  steel  shell,  underdrain  system,
activated  alumina,  supporting  gravel,  surface wash  system,  backwash  system,
                                   VI-6

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associated  valves and piping,  necessary manual controls, chemical feed  system
and storage tank for each of the regenerative chemicals, and a mechanical mixer
for  the  sodium hydroxide storage tank. Refer to  Figure 8  for  the activated
alumina capital cost curve, and the capital cost curve for an enclosure.

     e.  Rapid Mix.   Capital  costs for the rapid mix process are based on a
mixing basin with  a flash mixer and a by-pass pipeline with a static mixer. The
static  mixer is provided as backup for use when the mixing basin or flash mixer
is out of service. The  volume  of the mixing basin is specified by the retention
time;  the  velocity  gradient determines the power  needed  by the  mixer.  To
prepare  the rapid mix capital cost curve,  the following design criteria are used:

     (1)  one basin.

     (2)  retention time of 45 seconds.

     (3)  velocity  gradient of G = 750 sec .

     The following is  a list of equipment and  materials included in rapid mix
capital costs:  steel basin,  foundation,  flash mixer,  metal  stairs, metal grating,
mixer support, by-pass pipeline with static mixer, necessary controls, associated
piping and valves,  and fencing. Chemical feed equipment is not included in the
rapid  mix  cost  estimates. Section VI A1 (o), Chemical Feed,  contains  various
chemical feed system  costs. Refer  to  Figure 9  for  the rapid mix  capital cost
curve.

     f.  Flocculation.   The  flocculation  process  capital  costs are based  on
utilizing vertical turbine flocculators in  the flocculation  basins. The retention
time determines the volume  of  the basin. The power of the  vertical  turbine
flocculator is  calculated from the velocity gradient (G).  The following design
criteria are used:

     (1)  retention time of 30 minutes.

     (2)  velocity  gradient of G = 50 sec   .
     (3)  two basins, each handling one-half of the total flow.

     (4)  one vertical turbine  flocculator  per basin.
                                     VI-7

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     Capital  costs  for  flocculation include  costs  for  the  following  equipment
and materials:  steel basin,  foundation, vertical turbine flocculator, influent and
effluent  devices,  metal  stairs,  flocculator  support,  metal grating,  necessary
controls, associated valves  and piping, and  fencing. Refer to Figure 10 for the
flocculation capital cost curve.

     g.   Sedimentation.  Capital costs for  the sedimentation process are based
on  a sedimentation  basin  sized  to allow settling of coagulated particles and
furnished with equipment for removal of the waste solids. The following design
criteria  are  used  to  develop  the capital  cost  curve  for the sedimentation
process:

     (1)  retention time of 4 hours.

     (2)  surface loading rate of 16 m3/m2/day (400 gpd/ft2).

     (3)  two basins, each handling one-half of the total flow.

     Sedimentation capital  costs include  costs for the following equipment and
materials:  steel basin, foundation, mechanical waste solids  collection equipment
and support,  submerged  orifice  peripheral  weir,  metal  grating,   necessary
controls, associated piping  and valves, and  fencing. Refer  to Figure 11  for the
sedimentation capital cost curve.

     h.   Flocculator-Clarifier.    Flocculation  and  sedimentation can both be
achieved  in  a  flocculator-clarifier.  Design  criteria  used  to  develop the
flocculator-clarifier cost curve are as follows:

     (1)  flocculation  zone  retention time of 30 minutes.

     (2)  sedimentation  zone   surface   loading  rate   of   16 m^/m^/day
         (400 gpd/ft2).

     (3)  two basins, each handling one-half of the total flow.

     The   flocculator-clarifier  capital   cost  curve   includes  the   following
equipment   and  materials:  steel  basin,  foundation,   mechanical waste  solids
collection  equipment   and  support,  vertical  turbine flocculator, submerged
orifice  peripheral weir, metal stairs, metal grating,  necessary controls, associated
                                    VI-8

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piping and  valves,  and fencing. Refer to Figure  12 for the flocculator-clarifier
capital cost curve.

     i.  Ion Exchange Softening.  Capital costs  for the ion exchange softening
process are based  on a  complete  softening  system.  This  system  includes
facilities  for  blending softened  and raw water, and  facilities  for automatic
backwash  and regeneration.  Design criteria  used  to  develop the capital  cost
curve for  ion exchange softening are  as follows:

     (1)  softening  75 per cent  of the  plant  flow  and  blending  with the
          remaining raw water.
     (2)  automatic regeneration  and backwash triggered  by time-clock control.

     Capital costs  for ion  exchange softening include costs  for  the following
equipment  and  materials: complete  ion  exchange   softening  system  with
automatic controls, associated  valves and  piping, cation  exchange  resin,  brine
tank and  necessary  regeneration  equipment.  Refer to Figure 13 for the ion
exchange  softening capital cost  curve and an enclosure capital cost curve.

     j.  Pressure   Filtration.   Pressure  filtration   capital   cost  curves  are
developed for three  surface loading rates.  Costs  are based on  multiple  unit
filters with  automatic control of the  backwash  cycle.  The following design
criteria are used to develop capital costs for pressure filtration:

     (1)  surface  loading  rates  of  120,  240  &  360 m3/m2/day  (2,  4,  &
          6 gpm/ft2).
     (2)  three to  seven  filter cells,  each cell handling an equal portion of the
          plant flow.

     The  capital cost  curves for pressure  filtration are based on the following
equipment and  materials:  multiple  package  pressure  filters, associated valves
and piping, automatic controls,  surface  wash system, backwash system, and
media.  Variance  in  media costs is not significant in the cost of the  filter.  Refer
to  Figure 14 for pressure filtration capital cost curves and enclosure capital cost
curves.
                                    VI-9

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     k.  Gravity  Filtration.  For the  gravity filtration process,  capital costs
curves are developed  for  different surface loadings. Variance in media costs is
not  significant  in the  cost of  the  filter. Provisions are  also  included  for
automatic  control of the backwash cycle. To prepare the capital cost  curves for
gravity filtration,  the following design criteria are used:

     (1)  surface  loading  rates  of  120, 240 &  360  m3/m2/day  (2,  4, &
          6 gpm/ft2).
     (2)   three cells, each handling equal flows.

     Capital cost curves for gravity filtration  include costs  for the  following
equipment  and   materials:  package  triplicate  unit gravity  filters,   associated
valves  and piping, automatic controls, surface wash pump, backwash pump, and
media. Refer to Figure 15  for gravity filtration  capital  cost curves and enclosure
capital cost curves.

     1. Demineralization..   For the demineralization  process, capital costs are
based  on   a  two-bed  system.  This  system  includes  facilities  for  blending
demineralized  and  raw  water,   and  facilities   for  automatic  regeneration.
Regeneration involves  backwashing with sulfuric acid and caustic soda.

     The  following design  criteria were used to  develop the demineralization
capital cost curve:

     (1)   demineralizing 75 per cent  of the plant flow and blending with  the
          remaining raw water.
     (2)   two-bed system.

     (3)   automatic  regeneration  and  backwash  triggered  by  conductivity
          control.
     (4)   influent TDS of 1000 mg/1 was assumed.

     The capital  cost curve for demineralization includes costs for the following
equipment  and  materials: two-bed demineralization system,  cation  and anion
exchange resins,  necessary regeneration  equipment, associated valves, piping and
automatic  controls. Refer  to Figure 16  for the  demineralization capital  cost
curve and a capital cost curve for an enclosure.
                                    VI-10

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     m.  Electrodialysis.   The electrodialysis capital cost curve was developed
for a complete multiple-stage electrodialysis system. Costs were  obtained for
standard units as rated  by the manufacturer for operation with a raw water
IDS  concentration of  1500 to  4000 mg/1.  For  these electrodialysis units,
predicted per cent water recovery ranges from 65 to 85  and predicted per cent
TDS removal ranges from 82 to 96. Local water quality may change the rated
capacity of these units.

     Electrodialysis capital costs include costs for the following equipment and
materials:  skid-mounted  reverse  polarity  electrodialysis unit with  membrane
stacks,  rectifiers,  low  pressure feed  pump,  brine recirculation pump,  chemical
cleaning equipment,  cartridge filters,  necessary  valves,  piping  and automatic
controls.  Refer  to  Figure 17 for the electrodialysis  capital cost curve.  The
enclosure capital cost curve for electrodialysis is shown on Figure 18.

     n.  Reverse  Osmosis.   The  reverse  osmosis  capital cost  curve  was
developed  for a  complete reverse osmosis treatment system. Costs  obtained
were for standard units  as rated by the manufacturer for operation with a feed
of 1500 mg/1 NaCl  at 400 psi,  25°C (77°F), and 75 per cent conversion. Local
water quality may change the rated capacity of these units.

     Capital  costs for reverse osmosis include costs  for the  following equipment
and  materials: skid-mounted,  membrane-type reverse osmosis unit with hollow
fine   fiber  membranes,  high  pressure   pumps,  cartridge  filters,   acid  and
polyphosphate  feeding  equipment,  necessary  valves, piping  and  automatic
controls.  Refer  to  Figure 19  for  the   reverse osmosis  capital  cost  curve.
Presented on Figure 20  is a  capital  cost  curve  for an enclosure for  this unit
process.

     o.  Chemical Feed.   Capital costs have been determined for the following
chemical feed systems:

     (1)  powdered activated  carbon.

     (2)  coagulants.

     (3) hydrated lime.
                                    VI-11

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    (4)  polymer.

    (5)  polyphosphate.

    (6)  chlorine.

    (7)  ozone.

    (8)  calcium hypochlorite.

     (9)  sodium hypochlorite (purchased).

   (10)  sodium hypochlorite (on-site generation).

    Chemical feed system capital costs include all equipment essential for the
storage, mixing and application of the chemical. Duplication of equipment, i.e.,
a standby system, is not provided for powdered activated carbon, polyphosphate,
ozone  or sodium hypochlorite (on-site generation)  chemical feed systems. The
cost for  a standby feeder or metering pump is included in the  chlorine, calcium
hypochlorite and sodium hypochlorite (purchased) chemical feed system capital
costs. A standby chemical feed system is included in the coagulant,  hydrated
lime and polymer capital cost curves.  For each chemical feed system, separate
capital   cost  curves   have  been  developed  for  selected  chemical dosage
concentrations. Figures 21  through  30 show capital cost curves for various
chemical feed systems and their enclosures.

     1.   Powdered Activated  Carbon.  Powdered  activated  carbon dosages
used to develop capital '"ost curves for this chemical feed system are 20 mg/1 or
less and  50 mg/1. Refer to Figure 21  for the powdered activated carbon capital
cost curves and for enclosure capital cost curves.

    2.   Coagulants.   The coagulant chemical feed capital cost curve is  based
on a  system dosage capability of  up to 50 mg/1.  Refer to Figure 22 for the
coagulant capital cost curve and for an enclosure capital cost curve.

    3.   Hydrated  Lime.  Hydrated  lime  capital cost  curves  are  based  on
chemical feed systems capable of  feeding 50 mg/1 or less, 100 mg/1 and 200 mg/1
of hydrated lime.  Refer to Figure 23  for  these  capital cost curves and for
enclosure capital cost  curves.
                                   VI-12

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     4.   Polymer.   Polymer dosages used  to develop capital  cost  curves  are
0.5, 1,  3 and 5 mg/1.  Refer to Figure 24 for polymer chemical feed capital cost
curves along with enclosure capital cost  curves.

     5.   Poly phosphate.   The polyphosphate chemical feed capital cost curves
are based on a system dosage capability of up to 5 mg/1.  Refer to  Figure  25
for these capital cost curves and for enclosure  capital cost curves.

     6.   Chlorine.   The  chlorine chemical feed capital cost curves are based on
selected chlorine dosages of 5 mg/1 and  less and 10 mg/1. Shown on Figure 26 are
chlorine capital cost curves and capital cost curves for enclosures.

     7.   Ozone.  Capital costs for the ozone disinfection process are based on
the  on-site  generation of  ozone and  its  application within a  basin  sized to
provide  adequate contact time. Costs included are for air feed ozone  generating
equipment.

     The following design criteria are used for the ozone capital cost  curves:

     (1)  contact time of 15 minutes.

     (2)  ozone dosages of 1.5, 5 and 10 mg/1.

     Capital  costs  for  ozone  disinfection  include  costs  for  the  following
equipment  and materials:  ozonator,  steel  basin,  foundation, metal  stairs, and
fencing  for  the  contact  basin. Refer to Figure 27  for the  ozone capital cost
curves and also for enclosure capital cost  curves.  Enclosure capital costs  are
based on enclosures sized only for the ozone generating equipment.

     8.   Calcium  Hypochlorite.   The  calcium  hypochlorite   chemical feed
capital  costs are based on  calcium hypochlorite dosages of  1.5, 5 and 10 mg/1.
Refer to Figure 28 for calcium hypochlorite feed system capital cost  curves and
enclosure capital cost  curves.

     9.   Sodium Hypochlorite.   Sodium hypochlorite capital  cost  curves  are
based on chemical feed systems capable of feeding 1.5, 5 and 10 mg/1 sodium
hypochlorite   dosages.   These  cost   curves   are  applicable   when   sodium
hypochlorite is purchased.  Refer to  Figure 29 for these capital cost  curves and
for enclosure capital cost curves.
                                    VMS

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     10.  Sodium   Hypochlorite  (On-Site  Generation).   The  capital  costs
developed  for sodium hypochlorite  on-site generation facilities are based on
using salt in  a  brine  solution as opposed to  sea  water.  Sodium hypochlorite
dosages  of  1.5,  5  and  10mg/l  are  used. Capital costs  for this disinfection
process  include  costs  for the  following equipment  and  materials:  sodium
hypochlorite generator, brine system, brine tank, and the recycle  tank. Refer to
Figure 30 for capital cost  curves for  sodium  hypochlorite on-site generation
facilities and for enclosure capital cost curves.
     2.  Laboratory Facilities

     A capital cost curve for laboratory facilities is  not presented in this report.
A cost curve is not necessary as one laboratory size is applicable for the range
of  treatment  facility  sizes  considered.  Refer  to section IV B2,  Laboratory
Facilities, for a laboratory capital cost.
     3.  Waste Disposal Facilities

     Capital costs  for a lagoon  waste disposal facility are based on disposal of
waste solids from a turbidity removal plant. The following design criteria are used:

     (1)  turbidity of 50 JTU.
     (2)  alum dosage of 30 mg/1.
     (3)  retention time of 2  years.
     (4)  influent  waste solids consisting of 5 per cent solids.
     (5)  two-cell  lagoon.

     Capital costs  include costs  for excavation, inlet  and outlet appurtenances,
seeding and fencing. Refer to  Figure 31 for the lagoon capital cost curve.


     4.  Package Plants

     The capital cost curve for package water  treatment plants is based on  a
complete treatment facility. Included are costs for the following equipment and
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materials: coagulant, polymer, and  chlorine chemical feed systems; mechanical
flash  mixer; mechanical  flocculator; sedimentation; filters; surface wash  and
backwash systems;  steel basins;  and  necessary  valves,  piping  and  automatic
controls. Refer to Figure 32 for the package plant capital cost curve and for an
enclosure capital cost curve.
     5.  Upgrading Existing Facilities

     Section V of this report discusses various methods available for upgrading
water  treatment facilities. Capital cost curves for some  of these methods are
provided in  section VI Al, Unit Processes. Thus, it is not necessary to discuss
them in this section. The rapid mix capital cost curve is shown on Figure 9 and
the  flocculation capital cost curve is  shown  on  Figure 10. Refer to Figure 24
for  the  polymer (coagulant  or  filtration  aid)  capital  cost  curves.  Cost
information for use of a new chemical  is shown on Figures 21 through 30.

     Capital costs are not presented for replacement  of  filter media, chemical
change  or  improvement   of  hydraulic   conditions, operator training,  or
monitoring and control as these are best determined for  each water treatment
situation.

     The only  upgrading method  to be discussed in detail here is use of tube
settlers. Capital costs for this process  are based on installation of settling tubes
in an  existing sedimentation basin. The following design criteria are  used to
develop capital cost curves for the tube settling system:
                                                  *5   O               O
     (1)  settling tube surface loading rate of  180 m /m /day (3 gpm/ftz).

     (2)  5 cm  (2 in) square tubes inclined at  60° from the horizontal.

     (3)  adequate tubes are  provided  to settle the existing plant flow.

     Capital costs for  this  method   of upgrading water  treatment  facilities
include costs for PVC settling tubes and the support beams. Refer to Figure 33
for the settling tube capital cost curve.
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B.  OPERATION AND MAINTENANCE COSTS
     Based on the average cost information presented, total annual operating and
maintenance  expenses for various plant components may be developed. Where
it  was  not possible  to  base  operation and maintenance  cost data  on manu-
facturers' information, cost elements were estimated.

     Actual costs may vary appreciably from the estimated average costs in  this
report.  However, when used with judgment,  the data presented should be of
value for preliminary cost estimates.  The user should recognize the inherent
limitations of  such  estimates and  should develop applicable  operating cost
estimates based on local conditions.

     Cost  data  were adjusted to indicated cost levels for January 1977. To
update  these costs,  they may be trended to the applicable date by using  the
"Wholesale Prices and  Price  Indexes" as published  by the Bureau of Labor
Statistics,  U.S.  Department   of  Labor.  The  Wholesale  Price   Index  for
January 1977 is  188.4. If  knowledge  of  a specific local situation indicates  a
more appropriate updating method, such information should be utilized.

     Major elements  of operation and maintenance  costs considered include
labor, power, supplies and  chemicals. Annual labor cost curves are provided for
the following types of treatment facilities:

     Type 1 — minimal treatment such as disinfection only.

     Type 2 -package plants.

     Type 3 —conventional   facility   with  chemical   addition,  clarification,
              filtration and disinfection.

     Type 4 — conventional facility described above with one additional special
              process such as ion  exchange,  electrodialysis, reverse osmosis,
              activated alumina,  etc.

The labor costs indicate the total requirements  to  adequately operate  and
maintain the  facility. Man-hour requirements for these treatment facilities are
based on  desirable levels of operator attention for each type of plant. For the
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Type 1  and Type  2 facilities it is estimated that one part-time operator is
required. For the Type 3 and Type 4 facilities, round-the-clock operation with
one  to  two  operators per shift  is recommended.  The average hourly earnings
rate  (wages  plus  fringe benefits)  used is $7.30.  This rate is based on the
National Average Earning  Rate  published by the  U.S. Department of Labor,
Bureau  of Labor Statistics, for nonsupervisory employees in the public utility
industry,  under "Water, Steam  and Sanitary Systems", SIC Code 494-7,  as of
January 1977.  If local conditions  indicate  a  different earnings rate,  such
information  should  be used. Refer to Figure 34 for annual labor cost curves for
Type 1  and  Type 2 facilities.  Refer to Figure 35  for annual labor cost curves
for Type 3 and Type 4  facilities.

     Power  cost curves are  provided for  the  applicable unit processes and for
package plants. These power costs are based on equipment power requirements,
and   estimate  of the  operating time  of the equipment,  a  power cost of
$0.03 per kWh and a 10 per  cent contingency.

     Cost  curves  for supplies include costs  for  normal annual  upkeep and
improvement materials. Unit process supply cost  curves include costs for oil,
grease,  belts,  chains,  etc.  Enclosure  supply  cost  curves  include  cleaning
materials, paint, etc. The supply  costs are based on 5 per cent of the equipment
cost  for each  unit  process  and  package plant,  2  per cent of the construction
cost for each enclosure and a  10 per cent contingency. Supplies cost  curves for
electrodialysis and  reverse osmosis are exceptions.  They are based on  estimated
costs from manufacturers. Electrodialysis  supplies  range in cost from $0.20 to
$0.30 per 3.8  m3 (1000 gal), depending on plant size. Reverse osmosis supplies
range in  cost from  $0.20 to  $0.50 per 3.8 m3 (1000 gallons),  depending on
plant size.

     Chemical costs are provided in  Table  34 for various chemicals used in  water
treatment. These chemical costs are for January 1977 and should be trended as
necessary by using the Wholesale Price Index as discussed previously.

     Chemicals  not  listed  in  Table  34 include:   granular activated carbon,
regenerative  chemicals  for  activated  alumina, ion exchange softening and
demineralization, and salt  for  sodium hypochlorite on-site generation. Costs for
these chemicals are provided on cost curves.
                                    VI-17

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                                Table 34

                WATER TREATMENT CHEMICAL COSTS
      Chemical
    Packaging
Activated Carbon    65 Ib bags
  (Powdered)
Alum
100 Ib bags
Calcium Hypochlorite 100 Ib drums

Chlorine             100 Ib cylinders
Ferric Chloride
 Ferric Sulfate
 Hydrated Lime
175 Ib drums
100 Ib bags
50 Ib bags
 Polyphosphate       100 Ib bags
   (Sodium Hexameta)
 Polymer (Dry)
         (Wet)

 Potassium
   Permanganate
50 Ib & 100 Ib bags
55 gallon drums

110 Ibbags
550 Ib bags
              Price

1-14 bags, 44.45 cents per Ib
15-28 bags, 41.95 cents per Ib
29-50 bags, 39.45 cents per Ib

1-9 bags, $16 per bag
10-20 bags, $11 per bag
21-100 bags, $9.25 per bag

$81.60 per drum

1-9 cylinders, $30 per cylinder
10-24 cylinders, $26 per cylinder

0-630 Ib,  18.65 cents per Ib
631-12,000 Ib, 17.90 cents per Ib

1 bag, $10.15
2-20 bags, $8.90 per bag
21-100 bags, $7.65  per bag

1-40 bags, $2.85 per bag
41-200 bags, $2.23  per bag

1-9 bags,  $36.80 per bag
10-19 bags, $34.80 per bag

varies, use $2.25  per Ib
varies, use $0.30  per Ib

92.35 cents per Ib
73.80 cents per Ib
     Refer  to section VIC  for  an example of  the  development  of annual

 operation  and  maintenance costs  using  the labor, power and  supplies cost

 curves and the chemical cost table.
      1.   Unit Processes


      Figures 34 through 75 are operation and maintenance cost curves for various
 water treatment unit processes.  Before using these cost curves, the estimator
                                   VI-18

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should carefully  review  the following summaries of power requirements  and
chemical dosage rates or regeneration requirements used in developing the unit
process operation and  maintenance cost curves.  In addition,  the preceding
introductory material should be  reviewed  for  general considerations regarding
preparation  of labor,  power and supplies  cost  curves  and Table  34,  Water
Treatment Chemical Costs.

     If local  conditions dictate  use  of  different design  requirements,  the
operation and maintenance cost curves must be revised accordingly.

     a.  Mechanical Draft Aeration.  Operation  and maintenance  cost  curves
developed for mechanical draft aeration  include power  and  supplies, which are
presented on  Figure 36. Power  requirements  are  based on  the blower  motor
horsepower  and 24 hour per day operation.

     b.  Diffused  Aeration.  Operation and  maintenance  cost curves  for
diffused  aeration  include  power  requirements  and  supplies, as shown  on
Figure 37. Power requirements are based on the compressor motor horsepower
and 24 hour per day use.

     c.  Activated  Carbon Beds.  Included in the operation  and  maintenance
cost  curves for  activated  carbon  beds are power,  equipment  supplies,  and
enclosure supplies. These  three  cost curves are  presented on Figure 38. An
activated carbon media replacement cost  curve is presented on  Figure 39.  Power
costs  are  based  on  the backwash pump and  surface wash  pump  motor
horsepower  requirements and their use for  one hour each  day. The  media
replacement cost  curve  is  based  on shipment of spent carbon to a custom
regeneration facility.  Assumed  transport distance  and regeneration interval are
1610 km (1000 miles), one-way, and 6 months, respectively.  Included in the
media replacement  cost curve  are  freight,  regeneration and replacement of
media lost during shipping and/or regeneration.  Necessary  labor was assumed
provided by the water  treatment  facility, therefore no additional  cost  was
included.

     d.  Activated  Alumina Columns.   Operation and maintenance cost  curves
for activated alumina include power, equipment supplies and enclosure supplies,
which are presented  on Figure 40. A regenerative chemical cost  curve  is also
                                   VI-19

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presented for activated alumina columns on Figure 41. Power requirements are
based on the total motor horsepower for surface wash pump, backwash pump,
chemical feed pumps,  and chemical mixer. Use of the backwash and surface
wash  pumps  is estimated at one hour each day and the chemical feed  pumps
and  mixer  are  estimated for  use  once  every six  days  for  2 hours.  The
regenerative  chemical  cost  curve  includes cost for  sodium  hydroxide  and
sulfuric acid.  Available information indicates that  activated alumina material
must be replaced every 2 to 5 years.

     e.   Rapid Mix.  Rapid  mix  operation  and  maintenance  cost  curves
include power  and  equipment supplies  and are shown on Figure 42.  Power
requirements are based on the flash mixer  motor horsepower and 24 hour per
day operation.

     f.   Flocculation.  Operation and maintenance cost curves developed for
flocculation include  power and  supplies and are shown on Figure 43.  Power
requirements are based  on  the  turbine flocculator  motor  horsepower  and
24 hour per day use.

     g.   Sedimentation.   Operation and maintenance cost curves developed for
the sedimentation process include a cost curve  for power and  one for supplies
as shown on Figure 44.  The power  cost  curve is based on  the horsepower
requirement of the sludge collector motor and 24 hour per day  operation.

     h.  Flocculator-Clarifier.  Developed   for  the  flocculator-clarifier   are
operation and maintenance cost  curves for  power and supplies. These two  cost
curves are shown on  Figure 45. Power costs  are based on sludge collector motor
horsepower,  turbine  flocculator  motor horsepower,  and  24 hour per  day
operation.

     i.  Ion  Exchange  Softening.   Ion  exchange softening  operation  and
maintenance  cost  curves include curves for power,  equipment  supplies  and
enclosure supplies, which are shown on Figure 46. A regenerative chemical cost
curve is provided for ion exchange  softening on Figure 47. Power  requirements
are based on the  total  motor horsepower  for backwash pump and chemical
mixer. Use of this equipment  is estimated at one hour per day.  The regenerative
chemical cost curve  is based  on equipment manufacturer's stated salt require-
ments.
                                  VI-20

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    j.  Pressure  Filtration.   Operation  and  maintenance  cost  curves  for
pressure  filtration include  power, equipment  supplies, and  enclosure supplies
cost curves for surface loading rates of 120, 240 and 360 m3/m2/day (2, 4 and
        o
6 gpm/ft ). Figures 48 and 49 include these nine cost curves. Power costs  are
based  on  backwash  pump  motor  horsepower, surface wash  pump  motor
horsepower and equipment  use one hour each day.

    k.   Gravity  Filtration.  Gravity filtration operation and maintenance cost
curves include power, equipment supplies and enclosure supplies cost curves  for
surface  loading rates  of  120, 240 and 360 m3/m2/day (2,  4 and 6 gpm/ft2).
These nine cost  curves are presented on  Figures 50 and  51.  Power costs  are
based  on motor  horsepower requirements for backwash  pump, surface wash
pump, and equipment use for one hour each day.

    1.  Demineralization.  Operation  and maintenance cost curves for  de-
mineralization  include  power,  equipment  supplies,  enclosure  supplies,  and
regenerative chemicals. These curves are shown on Figure 52 and Figure 53.

    Power  requirements  are  based  on  the  total motor  horsepower  for
backwash pump,  chemical  feed pumps and on use of each of these pumps one
                                          ^
hour  each day for systems less than 380 nr3/day  (0.1  mgd) and three hours
                                         ^
each  day for systems greater  than 380 m /day (0.1 mgd).  The regenerative
chemical cost curve is based on costs for caustic soda and sulfuric acid.

    m.  Electrodialysis.   Operation and  maintenance  cost  curves developed
for the  electrodialysis unit process include  power,  equipment  supplies and
enclosure supplies. Power and equipment supplies cost curves are presented on
Figure 54. Power costs are  based  on power requirements for the electrodialysis
process equipment, feed pump motor, brine recirculation  pump motor and
                                                                •j
chemical cleaning equipment. Power costs are based on 3 kWh per m (11 kWh
per 1000 gal) and  equipment supplies costs include  membrane and cartridge
filter  replacements plus  cleaning  chemicals.  Figure 55  includes the enclosure
supplies cost curve.

    n.   Reverse  Osmosis.   Reverse osmosis operation and maintenance  cost
curves include  power, equipment supplies and enclosure supplies.  Figure 56
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includes the power and equipment supplies cost  curves. Power costs are based
on 3kWh perm3 (11 kWh per 1000gal) and equipment supplies costs include
membrane and cartridge filter replacements along with necessary chemicals. The
enclosure supplies cost curve is presented on Figure 57.

    o.  Chemical Feed.  Operation and maintenance cost curves for chemical
feed systems include  power, equipment  supplies and enclosure supplies for
various  chemical dosages.  Summarized  in  Table 35 are the chemical  feed
systems and their appropriate cost curve figure numbers.

                               Table 35
               SUMMARY  OF CHEMICAL FEED  SYSTEM
           OPERATION AND MAINTENANCE COST CURVES

 Chemical Feed  System            Dosages (mg/1)            Figure Numbers

Powdered Activated Carbon         50 or less                      58
Coagulant                        50 or less                     59
Hydrated  Ume                   50 or less, 100 & 200         60,  61
Polymer                         0.5,  1,  3  & 5                62,  63
Polyphosphate                    5  or  less                       64
Chlorine                         5  or  less  &  10                 65
Ozone                            1.5, 5 &  10                 66,  67
Calcium Hypochlorite              1.5, 5 &  10                 68,  69
Sodium Hypochlorite               1.5, 5 &  10                 70,  71
Sodium Hypochlorite               1.5, 5 &  10                 72,  73
  (on-site generation)

     Power costs are based on necessary feeders, agitators, mixers, and metering
pumps and 24 hour per  day operation. In addition to the chemical feed costs
previously discussed,  cost curves for ozone  and sodium  hypochlorite (on-site
generation) include the following operation and  maintenance  costs:  power for
chemical generation and supplies for the generating equipment  and enclosure.
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     Ozone power requirements  are based on  26  kWh per kg (12 kWh perlb)
of ozone produced.  Power  requirements for on-site  production  of sodium
hypochlorite   are  based  on  lOkWh  per kg  (4.6 kWh  perlb)  of chlorine
produced. Ozone and sodium hypochlorite production  is  based  on a flow rate
of 70 per cent of plant capacity. The salt requirement for sodium hypochlorite
production is 4.7 kg per kg (4.7 Ib per Ib) of chlorine produced.
     2.   Laboratory Facilities

     Laboratory costs depend on type and frequency of analyses and type and
condition of testing equipment. Laboratory  operation and  maintenance costs
should be determined for each local water treatment situation. Therefore, these
costs are not presented in this report.
     3.   Waste Disposal Facilities

     The  operation and maintenance cost curve for lagoons is based on waste
solids removal  by contract. This cost is related  to the  total solids produced
using an  alum dosage  of 30 mg/1 and  a  turbidity removal of 50 JTU.  The
lagoon sludge removal cost curve is shown on Figure 74.
     4.  Package Plants

     Package  plant  operation  and  maintenance cost curves include power,
equipment supplies  and  enclosure  supplies as shown  on  Figure 75.  Power
requirements  are based  on the total  motor horsepower for the  flash  mixer,
mechanical flocculator, effluent, backwash and  chemical feed pumps, and the
chemical mixers. Power costs include equipment use 24 hours per day.
     5.  Upgrading Existing Facilities

    Operation  and  maintenance  cost  curves  corresponding to  the  various
upgrading methods described in section V  have been discussed previously. Cost
curves are not presented  for  replacement  of  filter  media, chemical change,
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improvement of hydraulic conditions, operator training, monitoring, or control.
These are best  determined  for each water treatment situation. Cost curves for
tube  settlers are not  included  as  this upgrading method generally  does not
create additional operation or maintenance costs.
C.  COST DATA EXAMPLES
     Three examples have been prepared which illustrate use of the cost data in
this report. Examples No. 1 and 2 develop capital and operation and maintenance
costs for conventional  facilities; Example  No. 3 develops similar costs for a
package plant. As Examples No. 2 and 3 are for facilities with equal capacity,
a comparison of costs for a conventional facility versus costs for a package plant
can be made.
     1.   Example No. 1

     The  following example is based on  treatment of a  surface water  for
turbidity  removal  in a  3,000 m3/day (0.8  mgd) enclosed conventional plant
with the following unit processes:

          Rapid Mix
          Flocculation
          Sedimentation
          Filtration-gravity with 240 m3/m2/day (4 gpm/ft2) rate  ,
          Coagulation Feed—alum—20  mg/1
         Polymer Feed—dry-0.5 mg/1
         Chlorine Feed—gas—5  mg/1
          Lagoons
          Laboratory
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    a.  Capital Cost - 3,000 m3/day (0.8 mgd) Conventional Facility.

              Rapid Mix (Figure 9)                    $  21,000
              Flocculation (Figure 10)                    60,000
              Sedimentation (Figure 11)                 275,000
              Filtration-Process (Figure 15)             105,000
              Filtration-Enclosure (Figure 15)            17,000
              Coagulant Feed-Process (Figure 22)         15,000
              Coagulant Feed-Enclosure (Figure 22)       3,700
              Polymer Feed-Process (Figure 24)           7,400
              Polymer Feed—Enclosure (Figure 24)         3,700
              Chlorine Feed-Process (Figure 26)           7,000
              Chlorine Feed—Enclosure (Figure 26)         3,700
              Lagoons (Figure 31)                         9,000
              Laboratory (Section IV, B, 2)                7,OOQ
              Total                                   $534,500

     An economic evaluation of proposed facilities should include a comparison
of either the present worth or the annual cost of the alternatives. It is common
practice in the water  industry to use annual costs for judging alternatives. For
purposes of this report, a plant service  life of 30 years  and an interest rate of
8 per cent have been assumed. To  determine  the equivalent annual  cost for
repayment of the  capital  cost, multiply the capital cost by the appropriate
capital recovery factor, as follows:

       Annual Capital Cost =

        Capital Recovery Factor (30 yrs @ 8%) x Total Capital Cost  =
                            0.0883 x $534,500

       Annual Capital Cost = $47,480

Listed in  Table 36  are additional capital recovery factors for various interest
rates.
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                                Table 36

                    CAPITAL RECOVERY FACTORS*

                  	Capital Recovery Factor
Year
   1
   2
   3
   4
   5

   6
   7
   8
   9
  10

  11
  12
  13
  14
  15

  16
  17
  18
  19
  20

  21
  22
  23
  24
  25

  26
  27
  28
  29
  30
*E. L. Grant and W. G. Ireson, "Principles of Engineering Economy," 5th edition  Ronald
 Press, New York, 1970,
\=6%
1.06000
0.545 44
0.374 1 1
0.288 59
0.237 40
0.203 36
0.179 14
0.161 04
0.14702
0.135 87
0.12679
0.11928
0.11296
0.10758
0.10296
0.098 95
0.095 44
0.092 36
0.089 62
0.087 18
0.085 00
0.083 05
0.081 28
0.079 68
0.078 23
0.076 90
0.075 70
0.074 59
0.073 58
0.072 65
i=8%
1.08000
0.560 77
0.388 03
0.301 92
0.250 46
0.21632
0.19207
0.17401
0.16008
0.14903
0.14008
0.13270
0.12652
0.121 30
0.11683
0.11298
0.10963
0.10670
0.104 13
0.101 85
0.099 83
0.098 03
0.096 42
0.094 98
0.093 68
0.09251
0.09145
0.090 49
0.089 62
0.088 83
i=10%
1.10000
0.576 19
0.402 1 1
0.31547
0.263 80
0.229 61
0.205 41
0.18744
0.17364
0.16275
0.15396
0. 146 76
0.14078
0.13575
0.131 47
0.12782
0.12466
0.12193
0.11955
0.11746
0.11562
0.11401
0.11257
0. 1 1 1 30
0.11017
0.109 16
0.10826
0.10745
0.10673
0.10608
i=12%
1.12000
0.591 70
0.41635
0.329 23
0.27741
0.243 23
0.219 12
0.201 30
0.18768
0.17698
0.16842
0.161 44
0.15568
0.15087
0.14682
0.14339
0.14046
0.13794
0.13576
0.13388
0.13224
0.13081
0.12956
0.12846
0.12750
0.12665
0.12590
0.12524
0.12466
0.124 14
                                 VI-26

-------
b.  Annual  Operation  and Maintenance Cost - 3,000 m3/day (0.8 mgd)
    Conventional Facility.

Rapid Mix-Power (Figure 42)                              $  690
Rapid Mix-Supplies (Figure 42)                               270
Flocculation-Power (Figure 43)                               340
Flocculation-Supplies (Figure 43)                             500
Sedimentation—Power (Figure 44)                             430
Sedimentation-Supplies (Figure 44)                           340
Filtration-Power (Figure 50)                                   95
Filtration—Process Supplies (Figure 50)                         380
Filtration—Enclosure Supplies (Figure 51)                      305
Coagulant Feed—Power & Process Supplies (Figure 59)            220
Coagulant Feed-Enclosure  Supplies (Figure 59)                  70
Polymer Feed—Process Supplies (Figure 62)                     120
Polymer Feed—Power (Figure 63)                              170
Polymer Feed—Enclosure Supplies (Figure 63)                    70
Chlorine Feed-Power (Figure 65)                               40
Chlorine Feed—Process Supplies (Figure  65)                      75
Chlorine Feed-Enclosure Supplies (Figure 65)                    70
Lagoon (Figure 74)                                       3,700
Chemicals (based on a flow of 70% of capacity)
   (Table 34)
    Alum @$1 I/bag                                      3,750
    Chlorine @ $26/cylinder                                2,195
    Polymer @ $2.25/lb.                                   1,900
Labor - Plant Type 3 (Figure 35)                           69,000
   (For "Plant Type" description see page VI-16)            	
Total                                                   $84,730

Total Annual Cost =

        Annual Capital Cost (pg VI-25) + Annual O&M Cost =
                       $47,480 + $84,730

Total Annual Cost = $132,210
                             VI-27

-------
                           •3
     Annual Cost per 1000 mj (average flow = 70% of capacity)

                      $132,210     = $172 per 1000 m3
                    (3) (365) (0.7)

     Annual Cost per 1000 gal (average flow = 70% of capacity)

                      $132,210      = $0.65 per  1000 gal
                  (800) (365) (0.7)


     2.  Example No. 2

     The  following example  is based  on treatment of  a  surface water  for
turbidity removal in a  I,100m3/day (0.3 mgd) enclosed conventional  plant
with the following unit processes:

         Rapid Mix
         Flocculation
         Sedimentation
         Filtration-gravity with 240 m3/m2/day (4 gpm/ft2) rate
         Coagulant Feed—alum—20 mg/1
         Polymer Feed-dry-0.5 mg/1
         Chlorine Feed—gas—5 mg/1
         Lagoons
         Laboratory

     a.  Capital Cost - 1,100  m3/day (0.3 mgd) Conventional Facility.

             Rapid Mix (Figure 9)                    $ 19,000
             Flocculation (Figure  10)                   52,000
             Sedimentation (Figure 11)                225,000
             Filtration-Pro cess (Figure 15)              92,000
             Filtration—Enclosure (Figure  15)            14000
             Coagulant Feed-Process (Figure 22)         15,000
             Coagulant Feed-Enclosure (Figure 22)         3,700
             Polymer Feed-Process (Figure 24)            7,400
             Polymer Feed-Enclosure (Figure 24)          3,700
                                 VI-28

-------
             Chlorine Feed-Process (Figure 26)           7,000
             Chlorine Feed—Enclosure (Figure 26)         3,700
             Lagoons (Figure 31)                        5,000
             Laboratory (Section IV, B, 2)               7,000

             Total                                  $454,500

    Annual Capital Cost =

        Capital Recovery Factor (30 yrs @ 8%) x Total Capital Cost =
                           0.08883 x $454,500

    Annual Capital Cost = $40,370

    Refer to Example No. 1 for discussion of the method used for calculating
annual capital cost.

    Refer to Table 36 for additional capital recovery factors.

    b.   Annual Operation  and  Maintenance Cost — 1,100 m^/day  (0.3 mgd)
         Conventional Facility.

    Rapid Mix-Power (Figure 42)                              $  420
    Rapid Mix-Supplies (Figure 42)                               240
    Flocculation—Power (Figure 43)                               300
    Flocculation—Supplies (Figure 43)                             450
    Sedimentation-Power (Figure 44)                             370
    Sedimentation—Supplies (Figure 44)                            300
    Filtration-Power (Figure 50)                                   80
    Filtration—Process Supplies (Figure 50)                         300
    Filtration—Enclosure Supplies (Figure 51)                       170
    Coagulant Feed—Power & Process Supplies (Figure 59)            220
    Coagulant Feed-Enclosure Supplies (Figure 59)                  70
    Polymer Feed—Process Supplies (Figure 62)                     120
    Polymer Feed-Power (Figure 63)                              170
    Polymer Feed—Enclosure Supplies (Figure 63)                    70
                                  VI-29

-------
Chlorine Feed-Power (Figure 65)                               40
Chlorine Feed—Process Supplies (Figure 65)                      75
Chlorine Feed—Enclosure Supplies (Figure 65)                    70
Lagoon (Figure 74)                                        1,800
Chemicals based on a flow of 70% of capacity)
  (Table 34)
   Alum @ $1 I/bag                                       1,410
   Chlorine @ S30/cylinder                                  960
   Polymer @ $2.25/lb                                      720
Labor-Plant Type 3 (Figure 35 )                            62,000
  (For "Plant Type" description see page VI-16)

Total                                                  $70,355
Total Annual Cost =

       Annual Capital Cost (pg VI-29) + Annual O&M Cost
                       $40,370 + $70,355

Total Annual Cost = $110,725

Annual Cost per 1000 m3 (average flow = 70% of capacity)

                $110,725      = $394 per 1000 m3
              (1.1)  (365) (0.7)

Annual Cost per 1000 gal (average flow = 70% of capacity)

                $110,725       = $1.44 per 1000 gal
              (300)  (365) (0.7)
                             VI-30

-------
     3.   Example No. 3

     The  following  example  is based  on treatment of a  surface water  for
turbidity removal in a 1,100 m3/day (0.3 mgd) enclosed package plant with the
following unit processes:

         Rapid Mix
         Flocculation
         Sedimentation
         Filtration—gravity
         Coagulant Feed-alum-20 mg/1
         Polymer Feed— dry-0.5 mg/1
         Chlorine Feed—gas—5 mg/1
         Lagoons
         Laboratory

     a.   Capital Cost - 1,100 m3/day (0.3 mgd) Package Plant.

              Package Plant-Process (Figure 32)         $ 160,000
              Package Plant-Enclosure (Figure 32)        37,000
              Lagoons (Figure 31)                        5,000
              Laboratory (Section IV, B, 2)               7,000

              Total                                   $209,000

     Annual Capital Cost =

        Capital Recovery Factor (30 yrs @ 8%) x Total Capital Cost =
                           0.08883 x $209,000

     Annual Capital Cost = $18,560

     Refer  to Example  No.  1 for  a discussion  of the method used  for
calculating annual capital cost.  Refer to Table 36 for additional capital recovery
factors.
                                  VI-31

-------
 b.   Annual Operation and  Maintenance  Cost - 1,100 m3/day  (0.3 mgd)
     Package Plant.

 Package Plant-Process (Figure 75)                         $   680
 Package Plant-Power (Figure 75)                            1,600
 Package Plant-Enclosure (Figure 75)                           600
 Lagoon (Figure 74)                                         1,800
 Chemicals (based on a flow of 70% of capacity)
   (Table 34)
    Alum @ $1 I/bag                                       1,410
    Chlorine @ $30/cylinder                                   960
    Polymer @ $2.25/lb.                                      720
 Labor-Plant Type 2 (Figure 34)                             5,200
   (For "Plant Type" description see page VI-16)

 Total                                                  $12,970

 Total Annual Cost =

       Annual Capital Cost (pg VI-31) + Annual O&M Cost  =
                       $18,560+ $12,970
 Total Annual Cost = $31,530

 Annual Cost per 1000 m3 (average flow = 70% of capacity)

                 $31,530       - $112 per 1000 m3
              (1.1) (365) (0.7)
Annual Cost per 1000 gal (average flow = 70% of capacity)

                 $31,530       = $0.41 per 1000 gal
              (300) (365) (0.7)
                            VI-32

-------
                              Table 37

                     EXAMPLE COSTS SUMMARY
                                             Annual Cost
                                $ per 1,000m3           $ per 1,000 gal

Example No. 1
  3,000 m3/day (0.8 mgd)
  Conventional Facility                 172                    0.65

Example No. 2
  I,100m3/day (0.3 mgd)
  Conventional Facility                 394                    1.44

Example No. 3
  1,100 m3/day (0.3 mgd)
  Package Plant                       112                    0.41
                                VI-33

-------
 100,000 f

  50,000 I
•w-
   10,000
       100
             4  56789 1000       2     3   456769 10,000
               TREATMENT CAPACITY tn'/doy -
— I - 1 - 1
 0.05
                                                -t-
                                                             -H-
                                                                            J
                           0.1                      0.5
                              TREATMENT  CAPACITY  mgd
1.0    1.5  2.0
                   25
                50     100   250  500 1000
                POPULATION  EQUIVALENT
                                                           ' s'obb'
     IO.OOO
        UNIT PROCESS COST CURVE INCLUDES:
        • CONTINGENCIES
        • ENGINEERING 8 ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • AERATION TOWER
        • BLOWER 8 MOTOR
        • BASIN  8  FOUNDATION
        • PIPING, VALVES a CONTROLS
        • FENCING
                                            MECHANICAL  AERATION
                                                 CAPITAL  COST
                                                                   FIGURE  5

-------
  100,000
  50,000
   40,000r
8 30,000
<

OL
O
  20,000            s
   I0,000i
      1000
          0.3
   2           345
     TREATMENT CAPACITY  m'/day
789 10,000
0.5
—H	1	1	1	1	1	1	1	1—I—
                1.0           1.5
 TREATMENT CAPACITY  mgd
  2.0
          250      500   1000                 5000         10,000
                                 POPULATION  EQUIVALENT

       UNIT PROCESS COST CURVE  INCLUDES:
        • CONTINGENCIES
        • ENGINEERING 8 ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • AERATION  TANK 8 FOUNDATION
        • COMPRESSOR 8 MOTOR
        • AIR PIPING 8 DIFFUSERS
        • INLET  FILTER-SILENCER
        • PIPING, VALVES 8 CONTROLS
        • FENCING
                                               DIFFUSED AERATION
                                                  CAPITAL  COST
                                                                    FIGURE  6

-------
   l,000,000;
    500,000
I-
v>
O
o
a.
<
o
    100,000
50,000
     10,000
      5,000
      1,000 L
          100
                                                         UNIT PiROCESS
                          4  56789 1000       2     3
                            TREATMENT CAPACITY  m3/day
                                4  5678910,000
                   0.05
                      H	1  I  I
O.I                      0.5
   TREATMENT  CAPACITY mgd
                                                       H—M+-
                                                           1.0
                                     1.5   2.0
                                                      -4-
                                                          H	h
                                                               5000
                 25
50
          100
250  500 1000
lopoo
                                  POPULATION  EQUIVALENT
          UNIT PROCESS COST CURVE INCLUDES;
           • CONTINGENCIES
           • ENGINEERING 8 ADMINISTRATION
           • SITEWORK
           • ELECTRICAL
           • ACTIVATED CARBON SHELL,
            UNDERDRAIN SYSTEM 8 MEDIA
           • SURFACE  WASH  8 BACKWASH SYSTEMS
           • SPENT CARBON  STORAGE TANK
           • VALVES,  PIPING S CONTROLS
                                          ACTIVATED  CARBON  BED
                                                CAPITAL COST
                                                                       FIGURE  7

-------
   I ,000,000,
     500,000
•co-
o
o
<
(L
o
     100,000
     50,000
      10,000
       5,000
       1,000
     3    4  .,5  6789 1000        2     3

           TREATMENT CAPACITY  m3/day

H—I  I  i  |	1	'	1—	1	1	1—I—H+
                                                                    4   5678910,000
0.05        OJ                       0.5
               TREATMENT CAPACITY  mgd
                                                                   i.o
                                                  1:5   2.0
1 ,
25

50 100
POPULATION
iii
250 500 1000
EQUIVALENT

1 s'obo

iopoo
            UNIT PROCESS COST CURVE INCLUDES;
            • CONTINGENCIES
            • ENGINEERING S ADMINISTRATION
            • SITEWORK
            • ELECTRICAL
            • ACTIVATED ALUMINA COLUMN,
              UNDERDRAIN SYSTEM 8 MEDIA       ACTIVATED ALUMINA COLUMN
            • SURFACE WASH & BACKWASH SYSTEMS
            • REGENERATION EQUIPMENT                   CAPITAL  COST
            • VALVES, PIPING 8  CONTROLS

                                                                          FIGURE 8

-------
 100,000-
  50,000
  40,000
i-
0  30,000!
a.
<
o
   20,000
   10,0001
       1000
                     2            345
                       TREATMENT CAPACITY m'/day
I	H-
  0.3
                           0.5
                                                             1.5
                                TREATMENT  CAPACITY  mgd
1—+-
  250
                                                        H—I	h
                                                           789 IQ.OQQ
                                                             2.0
                    500   1000                 5000         10,000
                                 POPULATION  EQUIVALENT
        UNIT PROCESS COST CURVE  INCLUDES:
        • CONTINGENCIES
        • ENGINEERING a  ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • RAPID MIX BASIN a FOUNDATION
        • FLASH MIXER
        • BY-PASS PIPELINE WITH STATIC MIXER
        • VALVES, PIPING  8 CONTROLS
        • FENCING
                                                     RAPID  MIX
                                                   CAPITAL  COST
                                                                     FIGURE

-------
100,000
50,000
40,000

-------
 1,000,000
  500,000
  400,000
CO
8 300,000
<*-       ':
o       ,

  200,000
   100,000
       1000
           0.3
23        45
  TREATMENT CAPACITY  m3/day

                      H	1—I	1-
                                                                    789  10,000
0.5      "              1.0
      TREATMENT  CAPACITY mgd

       	-H	'—I	1	1	1—I	1	1-
                               1.5
2.0
          250       500   1000                 5000         10,000
                                 POPULATION  EQUIVALENT

        UNIT PROCESS COST CURVE  INCLUDES'
        • CONTINGENCIES
        • ENGINEERING 8 ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
         •SEDIMENTATION BASIN  8 FOUNDATION
         • WASTE SOLIDS COLLECTION EQUIPMENT
         • INLET 8 OUTLET DEVICES
         • VALVES, PIPING 8 CONTROLS
         • FENCING
                                                  SEDIMENTATION
                                                   CAPITAL COST
                                                                     FIGURE II

-------
 1,000,000
  500,000
  400,000|
  300,000-
E
<
o
  200,000
  100,000-
       1000
   2           345
     TREATMENT CAPACITY  m3/day
                                    789  10,000
                                             -t-
                                                       I — I — I
           0.3
                    -4-
0.5
                1.0
 TREATMENT  CAPACITY  mgd

	1	1	1	1	I-H—H
1.5
                                   h
2.0
          250       500   1000                  5000        10,000
                                 POPULATION  EQUIVALENT

        UNIT PROCESS COST CURVE INCLUDES:
        • CONTINGENCIES
        • ENGINEERING a ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • FLOCCULATOR-CLARIFIER BASIN
          8 FOUNDATION
        • WASTE SOLIDS  COLLECTION EQUIPMENT
        • VERTICAL TURBINE FLOCCULATOR
        • INLET 8  OUTLET  DEVICES
        • VALVES, PIPING 8 CONTROLS
        • FENCING
                                            FLOCCULATOR - CLARIFIER
                                                  CAPITAL  COST
                                                                    FIGURE  12

-------
   1,000,000
    500,000
W
O
o
(L
<
o
     100,000
     50,000
      10,000
      5,000
      1,0001
          100
2     3   4567 891000       2     34567  8910,000
            TREATMENT  CAPACITY m'/day
                   -I	1-
                   0.05
                              H	h
         0.1                      0,5
            TREATMENT  CAPACITY mgd
                          H—M+
                               1.0
                                                                            h
1.5  2.0
                      25
50    100   250  5001000

POPULATION  EQUIVALENT
                                           5000  10,000
          UNIT PROCESS COST CURVE INCLUDES;
           •CONTINGENCIES
           • ENGINEERING 8 ADMINISTRATION
           • SITEWORK
           • ELECTRICAL
           • ION EXCHANGE SOFTENING SYSTEM
           • CATION EXCHANGE RESIN
           • REGENERATION  EQUIPMENT
           • VALVES, PIPING 8 CONTROLS
           • BACKWASH SYSTEM
                          ION  EXCHANGE SOFTENING
                                CAPITAL  COST
                                                                       FIGURE 13

-------
 1,000,000 r
  500,000
  100,000
   50,000
V)
O
o
o
   10,000
    5,000
    lOOOi
       1000
                     2(          3        4
                       TREATMENT CAPACITY
                                                              6789  10,000
          0.3
        I
0.5                    1.0
      TREATMENT CAPACITY  mgd
                                                    1.5
                                                  H	1	1	1-
                                  i,000
          2.0
          250
           500   1000                 5000
                         POPULATION  EQUIVALENT
UNIT PROCESS COST CURVES INCLUDE:
 • CONTINGENCIES
 • .ENGINEERING  &  ADMINISTRATION
 • SITEWORK
 • ELECTRICAL
 • PACKAGE PRESSURE FILTERS 8 MEDIA
 • SURFACE WASH  8 BACKWASH SYSTEMS
 • VALVES,  PIPING  8 CONTROLS
10,
                                             PRESSURE FILTRATION
                                                  CAPITAL  COST
                                                                    FIGURE  14

-------
1,000,000
 500,000
   10,000
      1000
          0.3
2           345
  TREATMENT CAPACITY m'/doy

                  +
                                               789 10,000
0.5                   1.0
       TREATMENT  CAPACITY  mgd
                                         1.5
                                       2.0
          250
500   1000
                                                  1	1-
            5000
POPULATION , EQUIVALENT
                          <—'—h
                              I0,0<
                                   00
       UNIT PROCESS COST CURVES INCLUDE:
        • CONTINGENCIES
        • ENGINEERING  a ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • PACKAGE GRAVITY  FILTERS 8 MEDIA
        • SURFACE WASH a BACKWASH SYSTEMS
        • VALVES, PIPING  8 CONTROLS
                                              GRAVITY^ FILTRATION
                                                  CAPITAL  COST
                                                                   FIGURE  15

-------
   1,000,000?
    500.000J
     100,000
OT
o
o
?
a.
o
50,000
      10,000
      5,000
      1,000
          100
                   0.05
  4  5  _6  7r 8 91000       2      3
    TREATMENT CAPACITY  m'/day
                                                              4   5678910,000
                                                   H	h
H	1	H
 O.I                       0.5
    TREATMENT CAPACITY mgd
                                                        I   III
                                                             1.0
                                                                        1.5   2.0
                       25
                                         -fr
                                                   -I	—I-
                             50     100  l 250  500 1000

                              POPULATION  EQUIVALENT
                                                           H	\r
                                  sobb1' lopoo
           UNIT PROCESS COST CURVE INCLUDES;
           • CONTINGENCIES
           • ENGINEERING 3 ADMINISTRATION
           • SITEWORK
           • ELECTRICAL
           • TWO-BED DEMORALIZATION  SYSTEM
           • CATION 8 ANION EXCHANGE RESINS
           • REGENERATION EQUIPMENT
           • VALVES,- PIPING 8 CONTROLS
                                              DEMORALIZATION
                                                 CAPITAL  COST
                                                                        PIGURE  16

-------
  10,000,000
   5,000,000 f
en
O
o
a.
<
o
   I.OOO.OOOf
    500,0001-
    ,00,000^	
                    0.05
                           III
 ,.i	L-...J	!.-,.._.„.. J....J		L	„.._„.
 4   56789 l666       2     3

   TREATMENT CAPACITY m3/day


                            -I	1	M-f
         „.]	
    5678
                                                                                910,000
 -
o.i                       os
    TREATMENT CAPACITY  mgd
1.0
                                      1.5   2.0
                        25
50    100   250  500 1000

POPULATION  EQUIVALENT
                                  s
-------
   1,000,000,
    500,000
O.
<
O
     100,000
v)    50,000
o
o
      10,000
      5,000
      1,000
                     2     3   456789 1000       2     3   45678910,000

                                 TREATMENT CAPACITY m'/doy
                   0.05
                       I  '  I  '  I
                      25
O.I                      0.5
   TREATMENT CAPACITY mgd
                                                      -t-
                                -M+
 1.0
       H	1-
1.5  2.0
    50    100    250 500 1000

    POPULATION  EQUIVALENT
5000  10,000
                                           ELECTRODIALYSIS  ENCLOSURE

                                                     CAPITAL COST
                                                                      FIGURE 18

-------
   I0,000,000r~
                                                                               ™i
    5,000,000h~
•w-

8
o
Q.
s
    I.OOO.OOOh
     500,000^-
      I00'000,o6
 4   5  6789 1000       2

   TREATMENT CAPACITY m'/doy
       910,000
                    -I	1—I  I  I
                    0.05
O.I                      0!5
   TREATMENT CAPACITY  mgd
1.0
1.5  20
1 , 1

25 5'0 idO
POPULATION

i

250 500 1000
EQUIVALENT

5
1
ob
i i
0

1
10,000
           UNIT PROCESS COST CURVE INCLUDES:

            • CONTINGENCIES
            • ENGINEERING a ADMINISTRATION
            • SITEWORK
            • ELECTRICAL
            • MEMBRANE TYPE REVERSE
             OSMOSIS SYSTEM
                                                  REVERSE  OSMOSIS

                                                     CAPITAL  COST
                                                                       FIGURE 19

-------
O
o
     I00,000r~
      50,000h~
      rb.oooh
       6,000
       ,000'—-
       '    100
4  5  6789 1000
  TREATMENT CAPACITY m?/day
                    H	1—I—I—I-
                   0.05
o.i                     0:5
   TREATMENT CAPACITY mgd
                         -I	1	M-
                                 1.0
1.5   2.0
25
so ido
POPULATION
250 500 1000
EQUIVALENT
— i — i
5
ob
i i i
0
10,000
                                          REVERSE  OSMOSIS ENCLOSURE
                                                    CAPITAL COST
                                                                      FIGURE  20

-------
  5,000
   4,000
•w-
in
o
o
_i
£
o.
<
o
  3,000
  2,000
                                                           UN'it PROCESS
    I000;
     1000
                           2           345
                             TREATMENT CAPACITY m'/doy
                                        h
                                                 -i—i—i—i
         0.3
                         0.5                  1.0           1.5
                              TREATMENT  CAPACITY
                  -4-
                                           H	1	I-H	1	1	1-
6789 10,000
                                                                  2.0
         250      500   1000                 5000
                               POPULATION  EQUIVALENT

      UNIT PROCESS COST CURVES INCLUDE:
       • CONTINGENCIES
       • ENGINEERING  8 ADMINISTRATION
       • SITEWORK
       • ELECTRICAL
       • CHEMICAL FEED EQUIPMENT
                                                        10,000
                                       POWDERED  ACTIVATED  CARBON
                                              CHEMICAL   FEED
                                                CAPITAL COST
                                                                 FIGURE  21

-------
 100,000 i
  50,OOOl
                               <50 ijng/l
o  10,000
2
a.
o
   5,000
    lOOQi
      1000
                               CSOmg/l
                                                           •UNIT
                                       PROCESS
                                                          -^-ENCLOSURE
   2           345

     TREATMENT CAPACITY  m'/day
          8   9  10,000
          0.3
               H	h
0.5
                                               1.0
                                                  1	1—I—^—^-
1.5
2.0
                                 TREATMENT CAPACITY mgd
1 1
250

500

1000

POPULATION"

5000
EQUIVALENT
1 1
io,boo
       UNIT PROCESS COST CURVE INCLUDES:

        • CONTINGENCIES
        • ENGINEERING 8  ADMINISTRATION

        • SITEWORK
        • ELECTRICAL

        • CHEMICAL FEED EQUIPMENT
                                                  COAGULANT
                                                CHEMICAL  FEED

                                                 CAPITAL  COST
                                                                   FIGURE 22

-------
 100,000
 50,000
•w-
to
§ 10,000
<
E
o
   5,000
    10001
      1000
2           345
  TREATMENT CAPACITY m'/doy
789 IOPOO
1
* I 	
0.3



0.5
i ill
i.O


i |
Ms
1 1
2.0
TREATMENT CAPACITY mgd
1
1 I 	
250

500

1000
1 III
5000


, i
10,000
1

       UNIT PROCESS COST CURVES INCLUDE'
        • CONTINGENCIES
        • ENGINEERING 8 ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • CHEMICAL FEED EQUIPMENT
                                               HYDRATED LIME
                                               CHEMICAL FEED
                                                CAPITAL COST
                                                                 FIGURE 23

-------
100,000
 50,000
  1000
     1000
         2           345
           TREATMENT CAPACITY m'/day
                                789 lOjOOO
        0.3
        250
       0.5
                        -t
              1.0
TREATMENT  CAPACITY mgd
'  '  I
    1.5
                                                                 2.0
500   1000
                                       1 - 1
                                                1 — I — i
             50OO        10,000
 POPULATION  EQUIVALENT
      UNIT PROCESS COST CURVES INCLUDE'
       • CONTINGENCIES
       • ENGINEERING  8 ADMINISTRATION
       • SITEWORK
       • ELECTRICAL
       • CHEMICAL FEED EQUIPMENT
                                                  POLYMER
                                              CHEMICAL  FEED
                                               CAPITAL  COST
                                                                FIGURE 24

-------
5,000
4,000
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2,000
1000
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TREATMENT CAPACITY mVdoy
1 • I ill 1 i i i i 1 1 	 '
1 1 I "("" i ii | i i i i I i
0.3 0.5 1.0 1.5 2.0
TREATMENT CAPACITY mgd
1 , . i i i i 1 i i i I 	 '
1 	 1 1 	 	 I i i i | I i i I
250 500 1000 5000 10,000
                        POPULATION EQUIVALENT
UNIT PROCESS COST CURVE INCLUDES:
 • CONTINGENCIES
 • ENGINEERING 8  ADMINISTRATION
 • SITEWORK
 • ELECTRICAL
 . CHEMICAL  FEED EQUIPMENT
                                      POLYPHOSPHATE
                                      CHEMICAL  FEED
                                        CAPITAL COST
                                                        FIGURE 25

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lUU.OUO
50,000
-co-
o
10,000
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1000
10

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                      TREATMENT  CAPACITY  m'/doy
1 |
0.3

0.5

1.0
i i i 1
i i i |
1.5
1 1
1
2.0
  250
           H-
500   1000
              TREATMENT CAPACITY  mgd

                           H	1—I—i—H
           5000        10,000
POPULATION   EQUIVALENT
UNIT  PROCESS COST CURVES INCLUDE'
 • CONTINGENCIES
 • ENGINEERING  a ADMINISTRATION
 • SITEWORK
 • ELECTRICAL
 • CHEMICAL FEED EQUIPMENT
                                           CHLORINE
                                       CHEMICAL  FEED
                                        CAPITAL COST
                                                         FIGURE 26

-------
1,000,000
 500,000
  100,000 F
   50,000
o
u
?
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o
   10,000
    5,000 t—
    1000^
      1000
                     2           345
                       TREATMENT  CAPACITY  m'/doy
                                                              6789 10,000
                                     1 - 1 - 1
                                                   1 - 1 — H
          0.3
0.5                    1.0
      TREATMENT CAPACITY  mgd
                                                    1.5
2.0
        I
  250      500    1000                  5000        10
                         POPULATION  EQUIVALENT
UNIT PROCESS COST CURVES INCLUDE:
 • CONTINGENCIES
 • .ENGINEERING  8  ADMINISTRATION
 • SITEWORK             '     .             ^5  S
 •ELECTRICAL
 • AIR-FEED OZONE GENERATING SYSTEM
 • CHEMICAL FEED EQUIPMENT                    OZONE
                                                            i,000
                                              ON-SITE  GENERATION
                                                  CAPITAL  COST
                                                                    FIGURE  27

-------
 100,000
  50,000
g 10,000
o
   5,000
    lOOOi
      1000
          0.3
          2           34
           TREATMENT  CAPACITY  m'/doy

                       1	1	1	1	1	H
                               789 10,000
       0.5                   1.0
              TREATMENT  CAPACITY  mgd
                                                           1.5
                                 2.0
         250
500   IOOO
                                       -i	'•+•
                              -I—I—I—I	f-
            5000        IO.OOO
POPULATION  EQUIVALENT
       UNIT PROCESS COST CURVES  INCLUDE'
        • CONTINGENCIES
        • ENGINEERING 8 ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • CHEMICAL FEED EQUIPMENT
                                            CALCIUM HYPOCHLORITE
                                               CHEMICAL  FEED
                                                CAPITAL  COST
                                                                  FIGURE 28

-------
10,000
  1000
   1000
2           345
  TREATMENT CAPACITY  ms/day
                                                             789  10,000
1
0.3

1 ,

250
	 " 	 1 	
0.5

i i

500 1000
— i 	 1 	 r

TREATMENT



	 1 	 1 	
1.0
CAPACITY
i 1 i

5000
i i

mgd



f~~ ' — 1 	
1.5



10,000
	 	
2.0




                            POPULATION  EQUIVALENT
    UNIT PROCESS COST CURVES  INCLUDE'
     • CONTINGENCIES
     • ENGINEERING a ADMINISTRATION
     • SITEWORK
     • ELECTRICAL
     • CHEMICAL FEED EQUIPMENT

    NOTE:
      ENCLOSURE CAPITAL COST  FOR ALL
      SIZES IS $3700.
                                         SODIUM  HYPOCHLORITE
                                           CHEMICAL  FEED
                                             CAPITAL  COST
                                                              FIGURE 29

-------
 100,000 r
 50,000
OT
o
o
(L
<
O
 ISm/l
 UNIT PROCESS
  10,000
   5,000
      1000
          0.3
2           345
  TREATMENT CAPACITY  m3/doy

            -t	1	»	1	1—+-
          8   9  IOPOO
0.5                   1.0
       TREATMENT  CAPACITY  mgd
1.5
                                       2.0
1 ,
250

500

1000

POPULATION

5000
EQUIVALENT
I 1
io,boo
       UNIT  PROCESS  COST CURVES INCLUDE =
        • CONTINGENCIES
        • ENGINEERING a ADMINISTRATION
        • SITEWORK
        • ELECTRICAL
        • SALT FEED SODIUM HYPOCHLORITE,
         GENERATING SYSTEM
        • CHEMICAL FEED EQUIPMENT
                                           SODIUM HYPOCWLORITE
                                            ON-SITE  GENERATION
                                               CAPITAL  COST
                                                                 FIGURE 30

-------
     I00,000r
•co-
O
o
CL
<
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      50,000
      lO.OOOh
       5,000!--
100
                    -\—I—h
                    0.05
1_ _i	i	!	i J	
4  5  6789 1000       2      3
  TREATMENT CAPACITY m3/doy

                          -I	1	M-
                                                                 4   5678 910,000
                   O.I                      015
                       TREATMENT  CAPACITY mgd
                                 1.0
1.5   2.0
1 ,
25
i
50

100

250
1
500
I |
1000
1 1 1 I 1 1
sobo
III '
iolooo
                                   POPULATION  EQUIVALENT
           UNIT PROCESS COST CURVE INCLUDES:
            - CONTINGENCIES
            • ENGINEERING a ADMINISTRATION
            • EXCAVATION
            • FENCING
                                              WASTE  SOLIDS DISPOSAL
                                                        LAGOON
                                                     CAPITAL COST
                                                                      FIGURE  31

-------
   1,000,000 r
    500,0001	
V)
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o
h-

Q.
<
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     .100,000
      50,000^
      10,000
  t   |


~~4  S~ 6789 1000       2


    TREATMENT CAPACITY m?/doy
                                                                     5678
             910,000
                    0.05
 O.I                      015
    TREATMENT CAPACITY mgd
1.0
1.5  2.0
1 ,
25
1

50 lO'O
POPULATION
1 11 1
250 500 1000 '
EQUIVALENT

50OO
III '
' io',000
           UNIT PROCESS COST'CURVE INCLUDES:

            • CONTINGENCIES

            • ENGINEERING 8 ADMINISTRATION

            • INSTALLED PACKAGE TREATMENT  SYSTEM
                                                    PACKAGE  PLANT

                                                     CAPITAL  COST
                                                                       FIGURE 32

-------
co
o
o

-------
     100,000
•w-
v>
o
o
<

z
z
      50,000
           _Lu	

 4  56789 1000      2     3


   TREATMENT CAPACITY  m'/doy
                                                                      678
                    910,000
                   0.05
                       H—I I  I
                       ±
-I
O.I                     OlS
   TREATMENT CAPACITY mgd
       1.0
1.5  2.0
25
50 lO'O 250 500 1000 '
POPULATION EQUIVALENT
50
i
00
10,000
           COST CURVES INCLUDED


            • WAGES

            • FRINGE  BENEFITS
              NOTE:


              REFER TO SECTION 21 B FOR

              DEFINITION OF TYPE I a 2
                                           LABOR- PLANT TYPE  I  8  2

                                       OPERATION AND MAINTENANCE  COST
                                                                     FIGURE 34

-------
CO
O
o
WV,V^V
-------
      10,000
O
o
      5.000J	
       I.OOOf—
        500
        100
           100
 4  5  6789 1000       2

   TREATMENT CAPACITY m3/day
                            7 8 910,000
                    0.05
                           -t-4-
O.I                     015
   TREATMENT CAPACITY mgd
                             H—H-t-
                  1.0
                              1.5   2.0
                       25
    50
^b~
                                              -+-
                                                   -+-
                        4-
250 500 1000
                                                          H	h-1
XX)
50OO  10^)00
                                  POPULATION  EQUIVALENT
                                                       NOTE:


                                                         EXCLUDES  LABOR.SEE

                                                         PAGE 21-16.
                                              MECHANICAL  AERATION

                                       OPERATION AND MAINTENANCE  COST
                                                                      FIGURE  36

-------
1001
 1000
2          345

  TREATMENT CAPACITY m'/doy
8  9 IOPOO

0.3

1 ,
250




500

0.5


1000


TREATMENT



1.0
CAPACITY mgd
i i i i i i
• i i i i i i
5000
POPULATION EQUIVALENT
1 i ' i 	 	
1.5 2.0

1 1 '
io,boo

                                         NOTE:

                                           EXCLUDES LABOR.SEE
                                           PAGE TZT-16.
                                  DIFFUSED AERATION

                           OPERATION AND MAINTENANCE COST
                                                       FIGURE 37

-------
o
o
o
z
z
<
                              4 ~5  678 9 1000      2     3

                                TREATMENT CAPACITY m3/doy
                                 4  5678 910,000
                   0.05
                                            -t-
0.1                    0:5
   TREATMENT  CAPACITY mgd
                            H—H-
1.0
1.5   2.0
1 ,
25
1

50 idO
POPULATION
1 1 I 1
250 500 1000
EQUIVALENT
l ill!
5000
111 '
' io',000
                                                    NOTE:


                                                      EXCLUDES LABOR. SEE

                                                      PAGE 31- 16.
                                           ACTIVATED  CARBON BED


                                     OPERATION AND MAINTENANCE  COST
                                                                   FIGURE  38

-------
I-
(O
o
o
    100,000
     50,000
     10,0001
5,000
      1,000
       500
        100*
          100
                   -I	h
                         4  56789 1000       2      3    45678910,000

                           TREATMENT CAPACITY mVday


                        j	1	1	j-
                   0.05
OJ                      0.5
   TREATMENT CAPACITY  mgd
                                                          1.0
       1.5  2.0
                      25
          COST CURVE INCLUDES:

           • CUSTOM REGENERATION

           • FREIGHT
                           50     100   250  500 1000


                            POPULATION  EQUIVALENT
5000  IOPOO
                                              ACTIVATED  CARBON  BED

                                              MEDIA REPLACEMENT  COST
                                                                      FIGURE  39

-------
8
         |0L_.
         loo
           _JL_
4  5678 9 1000      2

  TREATMENT CAPACITY  m'/doy
7 8 910,000
1 1 1 1 1 I

0.05 0

1 ,
25

I
1
TREATMENT
J 1
50 ido
> i

05
CAPACITY mgd
j |
250 500 1000
1 1 1

10

i i i 1 i 1
5000
i 1 '
'
1.5 2.0

1 1 '
iolooo
                                POPULATION EQUIVALENT
                                                    NOTE:

                                                     EXCLUDES LABOR. SEE

                                                     PAGE TZE-16.
                                        ACTIVATED ALUMINA  COLUMN

                                     OPERATION  AND MAINTENANCE COST
                                                                 FIGURE  40

-------
    100,000
          !—
CO
o
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     50,000
      10,0001~
      5,000
       1,0001-
          100
                    2     3

TREATMENT CAPACITY m?/day
910,000
• 	 1 	 1 	 1 — 1 — 1 — 1
0.05 0
1 ,
25
| 	 — - 	 T 	 -
1
TREATMENT
1 I
50 lO'O
	 i 	 t 	 i 	
05
CAPACITY mgd
250 500 1000
	 T 	 T 	 1 	 	 1— 	 •
1 0 1.5 2.0
1 i 1 1 i 1 1
sobo lopoo
                                POPULATION  EQUIVALENT
                                          ACTIVATED ALUMINA  COLUMN

                                         REGENERATIVE  CHEMICAL COST
                                                                  FIGURE  41

-------
10,000
 5,000
  100-
    1000
        0.3
2           345

  TREATMENT CAPACITY  m'/day
  8  9  IOPOO
                                         H	h
                     •+-—i—i—i
0.5                   1.0
       TREATMENT  CAPACITY mgd
                               1.5
2.0
1 ,
250

500

1000

POPULATION
i i

5000
EQUIVALENT
i 1
lOiOOO
                                                       EXCLUDES LABOR.SEE
                                                       PAGE 3ZE- 16.
                                             RAPID  MIX

                                OPERATION  AND MAINTENANCE COST
                                                               FIGURE 42

-------
I.OOOr
                                                     SUPPLIES
  100
   1000
2          345
  TREATMENT CAPACITY  m3/day
789 10,000
1
' 1
0.3


1
1
0.5
i i

TREATMENT
1
1 	 1 	
250

500

1000


i 1 I
i 1 '
1.0
i I i 1 1 	 '
1.5 2.0
CAPACITY mgd
I 1 I
1 i i
5000
III 	 	 '
10,000
                           POPULATION EQUIVALENT
                                               NOTE :
                                                 EXCLUDES  LABOR.SEE
                                                 PAGETZI-16.
                                         FLOCCULATION
                               OPERATION AND MAINTENANCE  COST

                                                           FIGURE 43

-------
1000;
 500 >
 100
  1000
      0.3
   2           345

    TREATMENT CAPACITY m'/day


      H	1	1	1	1	1	1  I  I  I
                                                       789 10,000
0.5                  1.0
     TREATMENT CAPACITY  mgd
                            I
                                                 1.5
2.0
-H	1	h	I	I	1—|	1-
 250      500   1000                5000
                      POPULATION  EQUIVALENT
                                                      h
                                                    10,000
                                                NOTE :

                                                  EXCLUDES LABOR. SEE
                                                  PAGE TZE-16.
                                         SEDIMENTATION

                               OPERATION AND MAINTENANCE COST

                                                            FIGURE 44

-------
 10,000 !•
  5,000
  1.000
I-
co
O
o
   500
   100
     1000
2          345


  TREATMENT CAPACITY m'/doy
789 lOjOOO
        0.3
0.5                  1.0

       TREATMENT CAPACITY  mgd
                             1.5
  2.0
1
250

500

1000

5000
til '
10,000
                                                  NOTE;


                                                   EXCLUDES LABOR.SEE

                                                   PAGE'2T-I6.
                                    FLOCCULATOR -CLARIFIER


                                 OPERATION AND MAINTENANCE COST
                                                              FIGURE 45

-------
V)
o
o
z
z
<
     10,000
      5,000
      1,000
       500
                                                      UNIT PROCESS

                                                        SUPPLIES;
        100
                              4  5  6 789 1000       2     3   456789 K)POO


                                TREATMENT CAPACITY  m'/day


                   -I	1—I  I i  |	1	1	1	1	1	1—M+
                   0.05
                      25
0.1                     0.5

   TREATMENT CAPACITY mgd



                    -I	H
                              1.0
                              1:5   2.0
50
100   250  500 1000
                                5000   IOPOO
                                 POPULATION  EQUIVALENT
                                                        NOTE :


                                                          EXCLUDES  LABOR. SEE

                                                          PAGE "21-16.
                                             ION  EXCHANGE SOFTENING

                                          OPERATION  AND MAINTENANCE  COST
                                                                    FIGURE  46

-------
    100,000
w
o
o
     50,0001	
     10,000
      5,000
      1,000,
          100
       _LJ	1

4  5  6789 1000      2     3

  TREATMENT CAPACITY  m'/doy
910,000
1 1 1
0.05
1 ' i 1 i i
ill I i
O.I
I I
05
1 III
1.0
1
1.5
1
2.0
                               TREATMENT  CAPACITY mgd
1
25
i
>
sb ido
POPULATION
1 1 | 1
250 500 1000
EQUIVALENT
..( — | 1 | | |
5000
, 1
10,000
                                             ION  EXCHANGE SOFTENING


                                          REGENERATIVE CHEMICAL COST
                                                                  FIGURE  47

-------
10,0 oo r
 5,000
 1,000
  500
V)
o
o
   100
    10	
    1000
         2           345

           TREATMENT CAPACITY m3/day
                                                        6789  10,000
                           -I	h
       0.3
                           1	1   '  •  I  I
       250
500   1000
0.5                   1.0
      TREATMENT CAPACITY mgd


                     I'''
                                      1.5
                                  2.0
             5000
POPULATION  EQUIVALENT
                               10,000


                             NOTE'

                               EXCLUDES  LABOR. SEE
                               PAGE SH- 16.
                                       PRESSURE  FILTRATION
                                          UNIT  PROCESS

                                OPERATION AND MAINTENANCE COST
                                                             FIGURE 48

-------
  1000
-w-
I-
OT
o
o
   500
   400;
   300
    200
    100-
     1000
         0.3
2          345

  TREATMENT  CAPACITY m'/doy
                                      789 10,000
                                 H
                     -f-
0.5                  1.0
     TREATMENT  CAPACITY mgd


                       •+-H—h
                                                       1.5
                                     2.0
        250      500   1000                5000
                             POPULATION EQUIVALENT
                            10,000




                          NOTE:

                            EXCLUDES  LABOR. SEE

                            PAGE TZE-16.
                                       PRESSURE  FILTRATION

                                             ENCLOSURE


                                  OPERATION AND MAINTENANCE COST


                                                              FIGURE 49

-------
 lOOOr
  500
•">•   I


g lOOh
o   i

_j   *
<   '••
z>   i

< 50;
    IOOO
        0.3
       250
                                                        UNIT PROCESS
                                                        SUPPLIES
                                                       i-PQWER
         2           345

           TREATMENT CAPACITY m'/day
                                 1 - 1 - 1
       0.5                  1.0
              TREATMENT CAPACITY  mgd
                     '  '  I
                         1.5
500   IOOO
                                     1 - 1
                                              1 — I — t
                                   8   9 10,000
                                                               2.0
           5000         IO.OOO
POPULATION  EQUIVALENT
                                                NOTE:
                                                  EXCLUDES LABOR.  SEE
                                                  PAGE TZI-16.
                                          GRAVITY  FILTRATION
                                             UNIT  PROCESS

                                 OPERATION AND MAINTENANCE COST
                                                              FIGURE 50

-------
1000
  1000
      0.3
     250
                     3       45

           TREATMENT CAPACITY m'/day
                          -+-
-H
 0.5                  1.0
      TREATMENT CAPACITY  mgd
                              -+-
                                               I  I  t
                                      1.5
500   1000
                    -\	1	1	1—I—I—I	1-
                                789 10,000
                                  2.0
             5000
POPULATION  EQUIVALENT
                               10,000
                                                  NOTE:

                                                    EXCLUDES LABOR. SEE

                                                    PAGE IS-16.
                                      GRAVITY FILTRATION

                                          ENCLOSURE


                              OPERATION AND MAINTENANCE COST


                                                           FIGURE 51

-------
  10001	
  500 h
to
o
o
                               6789 1000
4  5  6789 1000       2     3


  TREATMENT CAPACITY m3/doy
5678 910,000
             0.05
                   I  I  I
                 25
O.I                     0'5

   TREATMENT  CAPACITY  mgd
                                           -t-
                            i—1-4
                                1.0
  1.5   2.0
    50     100   250 500


    POPULATION  EQUIVALENT
                      ^	1—i  i I i i i i  I
                      1000     50OO  lOl
  'poo
                                                  NOTE:


                                                   EXCLUDES LABOR.SEE

                                                   PAGE3ZT-I6.
                                      DEMINERALIZATION

                             POWER AND ENCLOSURE  SUPPLIES


                             OPERATION AND MAINTENANCE  COST



                                                          FIGURE 52

-------
1,000,000
  500,000
  100,000
   50,000
O
o
 z
 z
 <
   10,000
    5,000
    1,000
                                         iREGENERATIVE

                                          CHEMICALS
        100
 	I...	L,

 4   56789 1000      2     3   45678910,000


   TREATMENT CAPACITY  m'/doy
                 -i	1—i—I—Hf
                0.05
O.I                     0.5

   TREATMENT CAPACITY mgd
                    H	1	1	1  III
                                                                 -f-
                                                                     H	1
                                                            1.0
                                   1:5  2.0
                   25
                                     -+-
50    100   250  500 1000


 POPULATION EQUIVALENT
                    4	1	1	1—I  | I I I I
s'obb1
                                      lOjOOO
                                           DEMORALIZATION

                                        UNIT PROCESS SUPPLIES

                                     AND  REGENERATIVE  CHEMICALS


                                   OPERATION  AND MAINTENANCE  COST



                                                                FIGURE 53

-------
   1,000,000
    500,000
co
o
o
<

2
z
<
    100,000
     50,000
      10,000
      5,000
      I.OOOi
          100
 4  56789 1000
                  0.05
                     2     3   45678910,000

TREATMENT  CAPACITY  m3/day
                                                     h
0.1                     0.5
   TREATMENT CAPACITY mgd
                                M-f-
                              1.0
-4	1—

 l;5   2.0
                     25
    o     JOO   250  500 1000  '   ' 5000


    POPULATION  EQUIVALENT
                                                                   iopoo
                                                       NOTE:


                                                         EXCLUDES LABOR. SEE

                                                         PAGE ~SL- 16.
                                         ELECTRODIALYSIS UNIT PROCESS

                                         OPERATION AND MAINTENANCE COST
                                                                    FIGURE 54

-------
      lO.OOOr
CO
o
o
z
      5.000H
       1,000
        500h
                   0.05
                          3   4
                          •+-H-
 5  6789 1000       2      3

TREATMENT CAPACITY m?/day


       +
                                             910,000
o.i                     os
   TREATMENT  CAPACITY  mgd
                             1.0
1.5   2.0
25
50 lO'O
POPULATION
250 500 1000 '
EQUIVALENT
1 sob
0
' 10,000
                                                       NOTE:

                                                        EXCLUDES LABOR.  SEE

                                                        PAGE TZL-16.
                                               ELECTRO DIALYSIS

                                                  ENCLOSURE

                                     OPERATION  AND MAINTENANCE COST
                                                                  FIGURE 55

-------
   1,000,000 r
    500,000
•w-
CO
o
o
3

Z

Z

<
     100,000
      50,000
      10,000
       5,000
       1,000
                                              UNIT PROCESS
                                               SUPPLIES
          100
       6789 1000       2

   TREATMENT CAPACITY m'/doy
                     3   45678910,000
                   •4	1	1  I  I  |
                   0.05
O.I                     0.5
   TREATMENT CAPACITY mgd
                    H	1	1	1—H4-
                        1.0
1.5  2.0
                      25
    50
                                        -f-

100   250  500 1000
                                       lopoo
                                  POPULATION  EQUIVALENT
                                                     NOTE:


                                                       EXCLUDES LABOR. SEE

                                                       PAGE TZE-16.
                                          REVERSE OSMOSIS UNIT PROCESS

                                          OPERATION  AND MAINTENANCE  COST
                                                                      FIGURE 56

-------
      10,000 r
•vt-
o
z
z
      5,000-
       1,000
        IOOL
           100
        500 S-	
          •  • i
4  5  6789 1000       2    3
  TREATMENT CAPACITY m?/day
              910,000
1 III
0.05
1 1 1
O.I
1 1 [
05
1 III
1.0
1
1.5
1 1
2!o
                                 TREATMENT CAPACITY mgd
                      25
   50     IOO   250  500 1000
   POPULATION  EQUIVALENT
50o
'poo
                                                    NOTE =
                                                      EXCLUDES LABOR.  SEE
                                                      PAGE 3ZT-I6.
                                        REVERSE OSMOSIS  ENCLOSURE
                                      OPERATION  AND MAINTENANCE  COST
                                                                    FIGURE  57

-------
lOOr
                              < 50 ling/I'
1000
                      2           345
                        TREATMENT CAPACITY m'/doy
                                                      -P0WER
                                                       ENCLOSURE
50
40
•in-
8 30
I
20
.
	
	
i CSOfiig/l ; :
; ; ! i
! | <50iing/i !


	 -{• - 	 i 	















; i I


	 	 | 	






	 '•>. 	 ~


"f SUPPLIES

"T!

. 	 u
s


NIT PRO
yPPLlES
i I
! i
	 \ 	 1 	

1


k
CESS
...-..^j 	 .*„.„.




                                             789  10,000
-I	1	1—I—I—I—I—(-
 0.5                  1.0
      TREATMENT  CAPACITY mgd
     0.3
                                       1.5
—I	1-	1	1	1	1	h-1—I—I	1	
 500  1000                5000        IO.OOO
             POPULATION  EQUIVALENT
                                                           2.0
    250
                                          NOTE:
                                            EXCLUDES  LABOR. SEE
                                            PAGE "21-16.
                               POWDERED  ACTIVATED CARBON
                                       CHEMICAL FEED
                              OPERATION AND MAINTENANCE COST
                                                          FIGURE 58

-------
•m-
V)
O
o
VJVU
500
•
IOO
50
10
10
I

	
	










	
POWER 8
(ANNUAL (
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UNIT F
OST FOR
OF AMO
<50mg


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URE SU





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/I I



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i
-X



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v 	

£5 	


















-
i ! 1 •





i















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-,







00 2 3 456789
10
,000
                         TREATMENT CAPACITY m'/doy
• 	 1 	
0.3
I ,
250
	 1
500
	 1 	
0.5
1000
i i i
TREATMENT
i i' 	 1 	 1 i
1.0
CAPACITY mgd
50OO
POPULATION EQUIVALENT
'..'5
i
10,000
	 1 	
2.0
1

                                             NOTE:


                                              EXCLUDES LABOR. SEE

                                              PAGE TO!-16
                                        COAGULANT

                                      CHEMICAL  FEED

                              OPERATION AND MAINTENANCE COST
                                                         FIGURE 59

-------
 0.3
250
                  2           345

                   TREATMENT CAPACITY  m'/day
                                            789  10,000
            -+-
                 H	1-
                                   4
                                  H	H
500   1000
0.5                  1.0
       TREATMENT CAPACITY  mgd

                       ~\—I—»—
                                               1.5
                                              2.0
                             H	I-
           5000
POPULATION   EQUIVALENT
                                i,OOC
10,000
                                          NOTE:

                                            EXCLUDES LABOR.  SEE
                                            PAGETZT-16.
                                 HYDRATED LIME
                            CHEMICAL FEED  SUPPLIES

                         OPERATION AND  MAINTENANCE COST
                                                      FIGURE 60

-------
1000
                                  6789 10,000
 I00!
  1000
      0.3
2          3
  TREATMENT CAPACITY m'/day

           H	1—t-
0.5                  1.0
     TREATMENT  CAPACITY mgd
                                                    1.5
                                     2.0
         H	1-
                                             -«—i—i—I-
      250      500   1000                5000
                           POPULATION EQUIVALENT
                              10,000


                            NOTE =
                              EXCLUDES  LABOR. SEE
                              PAGE TZr-16.
                                        HYDRATED LIME
                                        CHEMICAL FEED
                                             POWER
                               OPERATION AND MAINTENANCE COST
                                                           FIGURE 61

-------
1000
                                                      UNIT! PROCESS
                                                      SUPPLIES!
 100
  1000
   2           34

    TREATMENT CAPACITY
                                                          89 10,000
                          H - 1 - 1 - 1 - 1 - 1 - 1 — I — (-
      0.3
0.5                  1.0
     TREATMENT  CAPACITY mgd
                           I
                                                1.5
—I	1	h	1	1—
 250      500   1000                5000
                      POPULATION  EQUIVALENT
                                                     h
2.0
                                                   10,000
                                              NOTE:

                                               EXCLUDES LABOR. SEE

                                               PAGE 3ZI - 16.
                                            POLYMER

                                        CHEMICAL  FEED
                                        UNIT  PROCESS

                               OPERATION AND MAINTENANCE COST
                                                           FIGURE 62

-------
 1000
  500
-OT-
V)
o
o
   100
   501
    10
    1000
                 2           345

                   TREATMENT CAPACITY m'/day
                                            789 IOPOO
                                              1	1—I—^
        0.3
               0.5
                      H
             1.0
TREATMENT CAPACITY mgd
                                      1.5
                                                     I.OOC
                               2.0
250
500   1000
           5000        10,000
POPULATION  EQUIVALENT
                                                NOTE :
                                                  EXCLUDES LABOR. SEE

                                                  PAGE 3ZT- 16.
                                             POLYMER

                                         CHEMICAL  FEED

                                    POWER AND ENCLOSURE


                                OPERATION AND MAINTENANCE COST
                                                            FIGURE 63

-------
500
•w-
fe
8 I0°
_i
<
3
Z
Z
<
50
10
10

	 i 	


	 1 	

	 I 	

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	 [•••
	









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<5mg/l A. SUPPLIES
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.....

t



00 2 3 4 5 6 7 8 9 to.
                   TREATMENT CAPACITY
0.3
250
0.5
—I	1	

 500    1000
                                       1	1—i
                           1.0
                      TREATMENT  CAPACITY mgd
     1.5
                             1	1
                   5000        10,000
        POPULATION  EQUIVALENT
-•—'	I—
    IO.OOC
2.0
                                         NOTE'


                                           EXCLUDES  LABOR. SEE

                                           PAGE TZT-16.
                                  POLYPHOSPHATE

                                  CHEMICAL  FEED


                         OPERATION AND MAINTENANCE COST
                                                      FIGURE 64

-------
IUV/V
500
»
0
>
3 100
j
I
3
j»
E
i
50
10
10
	 i 	 I- 	 1 	 i
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-POWER

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„


00 2,3 456789 lOpOO
TREATMENT CAPACITY m3/day
1 ,
0.3
1 .
1 I
250

0.5
500 1000

TREATMENT
i i ill
1.0
CAPACITY mgd
5OOO
POPULATION EQUIVALENT
, |
1.5
i
10,000*
1 1
2.0
1

                        NOTE =
                          EXCLUDES LABOR.SEE
                          PAGE TTE-16.
                 CHLORINE
              CHEMICAL  FEED

      OPERATION  AND MAINTENANCE COST

                                 FIGURE 65

-------
 100,000 r
  50,000
   10,000
-W- 5,000-—~
v>
O
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    1000
    500
                                                            UNIT PROCESS

                                                            SUPPLIES



inn
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^
»
                                                                        10,000
                             TREATMENT  CAPACITY  m'/doy
         0.3
               0.5                   1.0
                     TREATMENT  CAPACITY  mgd
1.5
2.0
                                                   -i—t-
250      500   1000                 5000
                      POPULATION  EQUIVALENT
                                                        10,
                                                        NOTE :
                                                          EXCLUDES LABOR.SEE

                                                          PAGE TZE-16.
                                                 OZONE

                                          ON-SITE  GENERATION

                                             UNIT  PROCESS


                                   OPERATION  AND MAINTENANCE  COST
                                                                FIGURE 66

-------
 1000
  500
•w-
v>
o
o
   lOOj

50
10
10




'
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00 2 3456789


jo
pod
       0.3
                          TREATMENT  CAPACITY m'/day
0.5                  1.0
       TREATMENT  CAPACITY mgd
1.5
2.0
1 ,
250

500
,
1000

POPULATION

5000
EQUIVALENT
i
10,0
1
00
                                                NOTE:
                                                  EXCLUDES  LABOR. SEE
                                                  PAGE 3ZE-I6.
                                             OZONE
                                      ON-SITE  GENERATION
                                          ENCLOSURE
                                OPERATION AND MAINTENANCE COST
                                                            FIGURE 67

-------
1000
 500
•w-
g
o
 100
      0.3
      250
                        2          3       45
                          TREATMENT CAPACITY  m'/day

                                       H	h
                                                             8   9 10,000
               500
0.5                  1.0
       TREATMENT  CAPACITY mgd

      	1	1	1	1	1—I—i—I-
                                                     1.5
                                        2.0
1000
                   5000        10,000
        POPULATION  EQUIVALENT
*
                                              NOTE;
                                                EXCLUDES  LABOR.SEE
                                                PAGETO;-I6.
                                  CALCIUM  HYPOCHLORITE
                                      CHEMICAL  FEED
                                       UNIT  PROCESS
                              OPERATION  AND MAINTENANCE COST
                                                           FIGURE 68

-------
 1000
 500
  100
3
z
z
<
   50
                                      in roa/J-


















<5mg/l VJ> — ENCLOSURE
SUPPLIES*










































	

1000
       0.3
      250
                       2        '3       45

                         TREATMENT CAPACITY  mVdoy
                             789 IOPOO
                                            1 - 1 — H
0.5                  1.0
       TREATMENT  CAPACITY  mgd
                                                 1.5
                               2.0
           ,5OO   1000
                     n	1—	1   •!
           5000
POPULATION  EQUIVALENT
                               LOOC
                                                NOTE =


                                                 EXCLUDES LABOR.SEE

                                                 PAGETZE-16.
                                  CALCIUM  HYPOCHLORITE

                                      CHEMICAL  FEED

                                   POWER  AND ENCLOSURE


                               OPERATION AND MAINTENANCE COST


                                                          FIGURE 69

-------
lOOr
                                                     UNIT PRO.CE.fS.
                                                     SUPPLIES i
                      2           345
                       TREATMENT CAPACITY m'/doy
789 10,000

0.3

1 ,

250





500
	 1 	
0.5

1

1000

1.0
TREATMENT CAPACITY mgd


5000
i— i — I 	
1.5



10,000
	 •
2.0




                         POPULATION  EQUIVALENT
  NOTES:
   •ENCLOSURE SUPPLIES ANNUAL COST
    IS $70 FOR I0mg/l, 5mg/l a l.5mg/l
    SYSTEMS.

   • EXCLUDES  LABOR. SEE PAGE ^T-16.
                                   SODIUM HYPOCHLORITE
                                      CHEMICAL  FEED
                              UNIT  PROCESS  AND  ENCLOSURE
                             OPERATION AND MAINTENANCE  COST
                                                         FIGURE 70

-------
1000-
   10-
   1000
    I	K-
      0.3
  2          345
    TREATMENT CAPACITY mVday
789 IOPOO
0.5                 1-0
       TREATMENT CAPACITY mgd
                              1.5
  2.0
1 — 1 	
250
	 1 	
500
1000
POPULATION
	 1 	 1 — i — i — i-
5000
EQUIVALENT
10,000
                                             NOTE:
                                               EXCLUDES LABOR. SEE
                                               PAGE It-16.
                                    SODIUM  HYPOCHLORITE
                                      CHEMICAL FEED
                                           POWER
                              OPERATION AND MAINTENANCE COST

                                                         FIGURE 71

-------
  10,000
  5,000
o
o
                                                          UNIT PROCESS
                                                          SUPPLIES:  :
                                                          UNIT PROCESS
                                                          SUPPLIES1
   1,0001
    500
     1000
         0.3
        250
         2          345
           TREATMENT CAPACITY m'/day
                              789 IOPOO
500   1000
0.5                  1.0
       TREATMENT CAPACITY mgd

      	1	"	1	h
                                   '  '  I
                                      1.5
                                2.0
           5000        10,000
POPULATION   EQUIVALENT
                                                NOTE:
                                                  EXCLUDES  LABOR. SEE
                                                  PAGE TZT - 16.
                                       SODIUM HYPOCHLORITE
                                       ON-SITE GENERATION
                                            UNIT  PROCESS

                                  OPERATION AND  MAINTENANCE  COST

                                                             FIGURE 72

-------
 10,000
 5,000
  1000
   500
V)
O
o
   100
    501—
    10
    1000
          2          345

            TREATMENT CAPACITY  m3/doy
      789 io,ooq
                                -t-
        0.3
       0.5
                                    H	1	1
                                   H	1-
                                          1.0
                                       1.5
        2.0
                            TREATMENT CAPACITY mgd
      I—I—
       250
—i	1	
 500   1000
                     1 - 1
                              i — i — i  i
             5000
POPULATION  EQUIVALENT
>,OOC
10,000


NOTE:

  EXCLUDES  LABOR. SEE
  PAGE 3ZT- 16.
                                      SODIUM HYPOCHLORITE

                                      ON-SITE GENERATION
                                     POWER  AND  ENCLOSURE

                                 OPERATION AND MAINTENANCE  COST
                                                             FIGURE 73

-------
10,000

-------
      io,ooor-
•w-

I-
cn
o
o
       5,000 h
       1,000f
        500!-
         lOOi
           100
UNIT  PROCESS
  SUPPLIES!
          ENCLOSURE
          SUPPLIES  j	j
   __.i	i	!_._	L

 4   5   6789 1000       2

   TREATMENT CAPACITY  m3/doy
                         678 910,000
                    0.05
o.i                      o:s
   TREATMENT  CAPACITY  mgd
                                                          H	1—M-
1.0
                        1.5   2.0
,
25


50 - ido
POPULATION
I III
250 500 1000
EQUIVALENT
1 , 1
50O
I
0

1
10,000
                                                          NOTE :

                                                           EXCLUDES  LABOR. SEE

                                                           PAGE H-16.
                                                  PACKAGE  PLANT


                                        OPERATION AND MAINTENANCE COST
                                                                       FIGURE 75

-------
           APPENDIX A
NATIONAL INTERIM PRIMARY DRINKING
       WATER REGULATIONS

-------
(ft
                      141-A-l

          WEDNESDAY, DECEMBER 24, 1975
         PART IV:
          ENVIRONMENTAL
            PROTECTION
              AGENCY
           WATER PROGRAMS


           National Interim Primary Drinking
              Water Regulations

-------
 59566
                                             RULES AND REGULATIONS
   Title 40—Protection of Environment

     CHAPTER I—ENVIRONMENTAL
         PROTECTION AGENCY
    SUBCHAPTER  D—WATER  PROGRAMS
              [PBL 464-7]

PART 141—NATIONAL INTERIM PRIMARY
    DRINKING WATER REGULATIONS
  On March 14,1975, the Environmental
Protection Agency (EPA)  proposed  Na-
tional Interim Primary  Drinking Water
Regulations pursuant to  sections 1412,
1414,  1415, and 1450 of the Public Health
Service Act ("the Act"), as amended by
the Safe Drinking Water Act ("SDWA,"
Pub. L. 93-523), 40 PR 11990. EPA held
public hearings on the proposed regula-
tions  In Boston, Chicago, San Francisco,
and Washington during the month of
April. Several thousand pages  of com-
ments on the proposed regulations were
received  and  evaluated.  In addition, the
Agency has received comments and In-
formation  on the proposed regulations
from  the National Drinking Water  Ad-
visory Council, the Secretary of Health,
Education, and Welfare, and from num-
erous others during meetings with repre-
sentatives of State agencies, public in-
terest groups and others.
  The regulations deal only  with  the
basic  legal  requirements.  Descriptive
material  will be provided  in a guidance
manual for use by public water systems
and the States.
  The purpose of this preamble to the
final regulations is to summarize the most
significant changes made in the proposed
regulations as a result of  comments re-
ceived and the further consideration of
available information. A more detailed
discussion  of the comments  and  of
changes  in the proposed  regulations is
attached as Appendix A.

       WATER SYSTEMS COVERED

  The Safe Drinking Water Act applies
to each "public water system," which is
defined In Section 1401(4) of the Act as
"a system for the provision to the public
of piped  water for human consumption,
if such system has at least fifteen service
connections or regularly serves at least
twenty-five individuals." Privately owned
as well  as publicly owned systems are
covered.  Service "to the  public" is inter-
preted by.J5PA to include factories  and
private housing developments.  (See gen-
erally. House Report,  pp.  16-17.)
  The definition  of "public water sys-
tem"  proposed in the Interim  Primary
Drinking Water Regulations sought to
explain  the meaning of  the  statutory
reference to  "regular"  service.  It  was
proposed to interpret this term as includ-
ing service for as much as three months
during the year.  Because the proposed
definition would  have  excluded  many
large campgrounds,  lodges, and other
public accommodations  which  serve
large  numbers of tourists but which are
open for  slightly less than three months
each year, the definition in the final ver-
sion covers systems serving an average of
at least twenty-five individuals at least
60 days  out of the year.  The use of a
minimum number of  days rather than
months also makes clear that a system
may qualify  as  a public water system
even if it Is not open every day during a
given month.
  Once "public water system" has been
defined, it is necessary to define the two
major types  of public water systems—
those serving residents and  those serv-
ing transients or intermittent users. The
possible health effects of a cqntaminant
in drinking water in many cases are quite
different for a person drinking the water
for a long period of time than for a per-
son drinking the water only briefly or in-
termittently.  Different regulatory  con-
siderations may..in some cases apply to
systems which serve residents as opposed
to systems which serve transients or In-
termittent users. Accordingly, § 141.2(e)
makes clear that all "public water sys-
tems" fall within either the  category of
"community water systems" or the cate-
gory of "non-community water systems."
To make clear which regulatory require-
ments apply to which type of system, the
category covered is specifically indicated
throughout the regulations.
  The proposed  regulations  defined  a
"community water system" as "a public
water system which serves a population
of which 70 percent or greater are resi-
dents." Reliance in  the proposed defini-
tion on the percentage of water system
users who are'residents would result in
treating some fairly large resort com-
munities with many year-round residents
as non-community  systems. Therefore,
the definition of "community water ,sys-
tem" has been changed to cover any sys-
tem which serves at least 15 service con-
nections used by year-round residents or
serves at least 25 year-round  residents.
   SMALL COMMUNITY WATER SYSTEMS
  Many community water systems in the
country are quite small. Since it is  the
intention of the Act to provide basically
the same  level  of health protection to
residents of  small  communities as  to
residents of large cities, and since a num-
ber of advanced water treatment tech-
niques are made  feasible only  by eco-
nomies of scale,  the cost  of  compliance
with the requirements of the Act may
pose a serious problem for many small
communities. The  regulations  seek  to
recognize the financial problems of small
communities by requiring more  realistic
monitoring for systems  serving  fewer
than  1,000 persons. Variances and  ex-
emptions authorized by the Act can also
assist in dealing with economic problems
of small community systems in appropri-
ate cases, at least temporarily. EPA will
provide technical  assistance on effective
treatment techniques which can be used
by small systems.
  These methods of dealing with the H-
nancial problems of some  small com-
munity systems may not be sufficient In
specific  instances to  make  compliance
with all applicable regulatory  requlre-
mpnts  feasible. EPA  is commencing  a
study of potential  problems faced by
small community systems in meeting ap-
plicable requirements under the Act and
these regulations, and, if necessary, will
make additional adjustments in the In.
terim Primary Drinking Water Regula-
tions prior to then- effective date.
       NON-COMMUNITY SYSTEMS
  "Non-community systems" are basic-
ally those systems which serve transients.
Tbey Include hotels, motels, restaurants,
campgrounds, service stations, and other
public accommodations which have their
own water system  and which  have at
least 15 service  connections or serve
water to a daily  average of at least 25
persons. Some schools, factories  and
churches are also included in this cate-
gory. It is conservatively estimated that
there are over 200,000  non-community
water systems in the country. However, it
should  be recognized that while  their
number Is large, they normally are not
the  principal  source  of water for the
people they serve.
  The  regulations  as proposed  would
have applied all maximum contaminant
levels to non-community systems as well
as to community systems. This approach
failed to take into account the fact that
the  proposed  maximum contaminant
levels for organic chemicals and most in-
organic chemicals  were based on  the
potential health effects of long-term ex-
posure.  Those levels are not necessary
to  protect transients or  intermittent
users. Therefore, the final  regulations
provide that   maximum  contaminant
levels for organic chemicals, and for in-
organic chemicals other than nitrates,
are  not applicable to non-community
systems. An exception was made for ni-
trates because they  can have an adverse
health  effect on susceptible infants in a
short period of time.
  Even  without monitoring for organic
chemicals or  most inorganic  chemicals,
in the  initial stages of  implementation
of the drinking water  regulations, mon-
itoring results from tens of thousands of
non-community systems  could  over-
whelm-laboratory capabilities and other
resources. This could delay effective im-
plementation of the regulations with re-
spect to the community systems which
provide the  water which   Americans
drink every  day. To  avoid this result,
non-community systems will be given
two years after the  effective date of the
regulations to commence monitoring. In
the meantime, non-community systems
which already  monitor their water are
encouraged to continue to do so, and the
States are encouraged to take appropri-
ate measures to test or require monitor-
ing  for non-community systems that
serve large numbers of people.
  Of  course,  non-community  systems
which pose a threat to health should be
dealt with as quickly as possible. The
maximum contaminant levels applicable
to non-community water systems there-
fore will take effect  18  months after pro-
mulgation, at the same time as levels ap-
plicable to community systems. Inspec-
tion and enforcement  authority will ap-
ply to  non-community,  systems at the
same time as to community systems.

          SANITARY SURVEYS

  EPA  encourages the States  to conduct
sanitary surveys on a systematic basis.
                           FEDERAL REGISTER, VOL. 40, NO.  248—WEDNESDAY, DECEMBER 24,  1975

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                                            RULES AND  REGULATIONS
                                                                      59567
These on-site inspections of water sys-
tems are more effective in assuring safe
water to the public than individual tests
taken in the absence of sanitary surveys.
The regulations provide  that monitor-
Ing frequencies for coliform bacteria can
be changed  by  the  entity with primary
enforcement  responsibility for an indi-
vidual non-community system,  and in
certain  circumstances for an individual
community system,  based on the results
of a sanitary survey.
    MAXIMUM CONTAMINANT LEVELS

  Numerous comments were received by
EPA on the substances selected for the
establishment of maximum contaminant
levels and on the levels chosen. Congress
anticipated that the initial Interim Pri-
mary Drinking Water Regulations would
be based on the Public  Health  Service
Standards of 1962, and this Congres-
sional intent has been followed. Com-
ments received  on the various levels did
not contain  new data sufficient  to re-
quire the establishment of levels  differ-
ent from those contained in  the Public
Health  Service  Standards,
         WATER CONSUMPTION

  The maximum contaminant levels are
based, directly  or indirectly,  on an as-
sumed consumption of two liters of water
per day. The same assumption was used
in the 1962  Standards. This assumption
has been challenged because of instances
where much higher water consumption
rates occur.  EPA's justification for using
the two-liter figure is that  it  already
represents an  above  average water or
water-based fluid intake. Moreover, while
the factor of safety may be somewhat re-
duced when greater quantities of water
are Ingested, the maximum contaminant
levels based on the  two-liter figure pro-
vide substantial protection to virtually
all consumers. If, as has  been suggested,
a water consumption rate of eight liters
per day is used as  the basis for maxi-
mum contaminant level,  all of  the pro-
posed MCL's would have to be divided by
four,  greatly increasing  the monitoring
difficulties, and in some  cases challeng-
ing the  sensitivity of accepted analytical
procedures. It could be expected, in such
a case, that the maximum contaminant
levels would be exceeded  to a significant
degree,  and  that specialized treatment
techniques would be  required to order
that the contaminant levels would be re-
duced. The economic  impact of a move
in this  direction would be enormous. It
is not technically or economically feasi-
ble to base maximum contaminant levels
on unusually high consumption rates.
            SAFETY  FACTORS

  A question was raised  about the fact
that  different  safety factors .are con-
tained in various maximum contaminant
levels. The  levels are not intended to
have  a  uniform safety factor, at least
partly because the knowledge of and the
nature of the health risks of the various
contaminants vary widely. The levels set
are the result of experience,  evaluation
of the available data, and professional
judgment. They have withstood the test
of time and of professional review. They
are being subjected to further review by
the National Academy of Sciences in con-
nection with development of data for the
Revised Primary Drinking Water Regu-
lations.

     MCL's BASED ON TEMPERATURE

  A question  was  also  raised  as to
whether  ranges .of  maximum contami-
nant levels should be established on the
basis of the climate in the area  served
by the public water system, as was done
with fluoride. EPA believes that the use
of a temperature  spale for  fluoride is
more appropriate than for  other chemi-
cals because of the studies available on
the  fluoride-temperature  relationship
and because there is a small margin with
fluoride  between beneficial levels  and
levels that cause adverse health  effects.
           MCL's DELETED

  Three  proposed maximum  contami-
nant levels have been eliminated in the
final regulations  because  they are not
justified  by the available  data.  One of
these  is  carbon   chloroform   extract
(CCE), which  is  discussed  separately
below.  The others are the proposed levels
for the standard bacterial plate count
and cyanide. In the case  of the plate
count,  it is believed  that  the coliform
limits contained in the regulations, com-
bined with the  turbidity maximum con-
taminant level, adequately  deal with
bacterial contamination. However, EPA
continues to  believe that  the standard
plate   count  is a  valid   indicator of
bacteriological quality of drinking water,
and recommends that it be used  in ap-
propriate cases in conjunction with the
coliform  tests as an  operational tool.
  The  proposed maximum  contaminant
level for cyanide was eliminated because
the possibility of cyanide contamination
can be effectively addressed only by the
use of  emergency action, such as under
Section 1431 of the Act. EPA's 1969 Com-
munity Water  Supply. Study did  not
reveal  a single instance in which cyanide
was present in a water system at a level
greater than one-thousandth of the level
at which cyanide is toxic to humans.
  Available data  indicate that cyanide
will be present in water systems at toxic
levels only hi the event of an accident,
such as a  spill from a barge collision.
Maximum  contaminant levels are not
the appropriate vehicle for dealing with
such rare, accidental contamination.
  Heptachor,    heptachlor    epoxide
and chlordane  have also been removed
from the list of maximum  c6ntaminant
levels at least temporarily in view of the
pending  cancellation  and suspension
proceedings under the Federal Insecti-
cide, Fungicide and Rodenticide Act In-
volving those pesticides. When the re-
sults of these proceedings  are available,
EPA will again consider whether maxi-
mum contaminant levels should  be es-
tablished for those three  pesticides,
         SODIUM AND SULFATES
  A number of comments  were received
on the potential health effects of  sodium
and sulfates.  The  National Drinking
Water  Advisory Council  has  recom-
mended that consideration  be  given  to
the monitoring of these constituents, but
has not recommended the  adoption  of
maximum  contaminant  levels because
available data do not support the adop-
tion of  any specific levels. EPA has re-
quested the National Academy of  Sci-
ences to include sodium and sulfates
among  the contaminants to be studied
by NAS, and .to Include information on
the health effects of sodium and sulfates
in the  report  to be  made  by NAS  in
December 1976.
  Since a number of persons suffer from
diseases which are influenced by dietary
sodium intake and since there are others
who wish to restrict their  sodium in-
take, it is desirable that the sodium con-
tent of drinking water be known.  Those
affected can, bv knowing the sodium con-
centration in their drinking water, make
adjustments to  their diets or, in extreme
cases, seek alternative sources of water
to be used for drinking and food prepara-
tion. It  is recommended that the States
institute programs for regular monitor•>
ing of the sodium content  of  drinking
water served to the  public,  and for in-
forming physicians and consumers of the
sodium concentration in drinking water.
  A relatively high concentration of sul-
fate in  drinking water has  little  or no
known laxative effect on regular users  of
the water, but transcients  using  such
water sometimes experience a  laxative
effect. It is recommended that the States
institute monitoring programs  for  sul-
fates, and that transients be notified  if
the sulfate content of the water is high.
Such notification should include an as-
sessment of  the possible physiological
effects of consumption of the water.
         PCB's AND  ASBESTOS
  An  interagency comment expressed
concern for asbestos and PCB's in the
environment  and noted the need for at
least a  monitoring requirement, if not
for MCL's, for these contaminants. EPA
is also concerned, but for the  moment
lacks sufficient  evidence regarding  ana-
lytical methods, health effects, or occur-
rence in the environment to establish
MCL's.  The Agency  is  conducting re-
search and cooperating in research proj-
ects to develop criteria for establishing
needed limits as quickly as possible.  A
monitoring study on a number of organic
chemical contaminants, including PCB's,
for  which MCL's are not being estab-
lished at this time, will be contained in
an organic chemical monitoring regula-
tion that is being promulgated with these
regulations.  Regarding  asbestos,  HEW
and EPA  are sponsoring a  number of
studies this year at an approximate cost
of $16 million to establish health effects,
anayltical methods and occurrence.
        POINT OF MEASUREMENT
  Other comments  on maximum  con-
taminant levels focused on the proposed
requirement that such levels be tested
at the consumer's tap. Concern was ex-
pressed  over  the inability of the public
water system to control potential sources
                            FEDERAL REGISTER,  VOL. 40,  NO.  248—WEDNESDAY, DECEMBER 24, 1975

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59568
                                            RULES AND  REGULATIONS
of contaminants  which are under the
control of the consumer.
  The promulgated definition of "maxi-
mum contaminant level," § U1.2(d). re-
tains the requirement that the maxi-
mum contaminant level be measured at
the tap except In the case of  turbidity,
which should be measured at  the point
of entry to the distribution system. How-
ever,  the definition has been  expanded
to make clear that contaminants added
to the water by circumstances under the
control of the consumer are not the re-
sponsibility  of the  supplier of water.
unless the contaminants result from cor-
rosion of piping and plumbing resulting
from the quality of the water supplied.
It should be noted, however,  that this
requirement should  not be interpreted
as to discourage local, aggressive cross
connection control measures.
       COLIFORM BACTZEIA  MCL's

  The promulgated MCL's for coliform
bacteria  are  basically  the 1062 Public
Health Service Standards, with minor
refinements and clarifications.  However,
further changes may be desirable. For
example, the MCL's for the membrane
filter analytical method do not resolve
the question of how many coliform bac-
teria are  assumed  to  be  present  in  a
single highly  contaminated   sample.
Some laboratories assume an upper limit
of 50, while others seek to continue to
count  individual bacteria  to a level of
100 or even higher in  a single sample.
The upper limit assumed will affect the
monthly average which is calculated to
determine compliance  with the MCL's.
  Another question relating to the coli-
form bacteria  MCL's is the matter of
possible spurious positive samples. As the
regulations are written, all routine sam-
ples taken to determine compliance with
the MCL's must be counted, regardless
of the results of analysis  of any check
samples that may be taken. The reason
for this is that bacterial contamination
is often Intermittent or transient, and as
a result negative check samples taken a
day or more after a positive sample can-
not demonstrate that the positive result
was In error. It may be possible, however,
to prescribe a means of  dealing  with spu-
rious positive results without  compro-
mising the Integrity of  the MCL's.
  A third question concerning the MCL's
for coliform bacteria is the relationship
of monthly averages of  coliform bacteria
levels to monthly percentages of positive
samples.  For example,  the  monthly av-
erage  MCL  for  the  membrane filter
method is violated if the monthly aver-
age exceeds one coliform bacterium per
sample. However,  for purposes of deter-
mining whether the monthly-percent-
age-of-positive-samples MCL is violated,
a sample is counted as  positive only if it
contains  more  than four coliform bac-
teria.  Thus, it is  possible, particularly
when a relatively  small number of sam-
ples is taken, for  a system to fail the
monthly average MCL even when no sin-
gle sample taken  during the  month  is
out of compliance with the limit.
  These and other questions concerning
the coliform bacteria MCL's will be re-
viewed further by EPA. H review Indi-
cates that changes  in the MCL's are
desirable, those changes will be made as
soon as possible but within 6 months, in
time to take  effect at the same time as
the  initial Interim  Primary  Drinking
Water Regulations.
         ORGANIC CHEMICALS

  The proposed maximum  contaminant
levels for organic pesticides, other 'than
the three which are the subject of can-
cellation and  suspension  proceedings,
have been retained. It is anticipated that
additional  organic pesticides  will  be
added to the regulations if surveys of
pesticides In  drinking -water being con-
ducted  by  EPA  indicate  that this is
needed.
  The proposed  regulations also  con-
tained a maximum contaminant level for
organic chemicals obtained by the carbon
chloroform extract (CCE)  method. It
was anticipated by Congress that organic
chemicals would be dealt with primarily
in the Revised Primary Drinking Water
Regulations because of the paucity of ac-
curate data on the health effects of vari-
ous organic chemicals, the large number
of such chemicals, uncertainlties over ap-
propriate treatment techniques, and the
need for additional information on the
incidence of  specific organic chemicals
in drinking water supplies. EPA thought
that the CCE standard might provide an
appropriate means of  dealing with or-
ganic chemicals as a class pendine action
on the Revised Primary Regulations.
  The CCE standard was originally de-
veloped as  a  test  for undesirable tastes
and odors in drinking water. As concern
developed over the health effects of or-
ganic chemicals, the possibility of using
CCE- as a health  standard  rather than
an esthetic standard  was considered.
  As pointed out by numerous comments,
CCE has many failings as  an indicator
of health effects  of organic chemicals.
To begin with, the test  obtains informa-
tion on  only a fraction of the total
amount of organic chemicals in the water
sampled. Furthermore, there is serious
question  as to-the reliability of CCE in
identifying  those  organic  chemicals
which are  most  suspected of  adverse
health effects. In  addition, there are no
existing data on  which a specific  level
for CCE can be established on a rational
basis. To establish a maximum contami-
nant  level under these  circumstances
would almost certainly do more  harm
than good.  It could give a false sense of
security  to persons served by  systems
which are  within  the  established  level
and a false sense of  alarm to persons
served by systems which exceed the level.
It also  would divert resources  from
efforts to find  more effective ways of
dealing   with the organic  chemicals
problem.
  EPA  believes  that  the intelligent
approach to the organic chemicals ques-
tion is to move ahead as rapidly as pos-
sible  along two fronts.  First,  EPA Is
adopting simultaneously with these reg-
ulations a Subpart E of Part 141,  con-
taining requirements for organic chemi-
 cal monitoring pursuant to Sections 1445
 and 1450 of the Act.
   The  regulations require that desig-
 nated public water systems collect sam-
 ples of raw and treated water for submis-
 sion to EPA for organlcs analysis.  EPA
 will analyze the  samples for a number of
 broad organic parameters, including car-
 bon chloroform  extract (CCE), volatile
 and non-volatile  total organic carbon
 (VTOC and NVTOG), total organic chW-
 rine (TOC1), ultraviolet absorbancy, and
 fluorescence. In-addition, monitoring will
 be required for  probably 21 specific or-
 ganic compounds. Selection of the  spe-
 cific compounds has been based on the
 occurrence or likelihood of occurrence in
treated water, toxicity data and availa-
 bility of practical analytical methods.
 Laboratory  analyses will be  used to
 evaluate the extent and nature of organic
 chemical  contamination   of   drinking
 water, to evaluate the validity of ,the
 general organic parameters as surrogates
 for measures of  harmful organic Chemi-
 cals, and to determine whether there is
 an adequate basis for establishing maxi-
 mum contaminant levels for specific or-
 ganics or groups of organics.
   Second, EPA is embarking on an Inten-
 sive research program  to find answers
 to the following  four questions:
   1. What  are the effects of commonly
 occurring organic compounds on human
 health?
  2. What analytical procedures should
 be used to monitor  finished drinking
 water to assure that any Primary Drink-
 ing Water Regulations dealing with or-
 ganics are met?
  3. Because some of these organic com-
 pounds  are formed during water treat-
ment, what changes in treatment prac-
 tices are required to minimize the for-
 mation  of these compounds in  treated
 water?
  4. What treatment technology must
be applied to reduce contaminant levels
to concentrations that may be specified
 In the Primary -Drinking  Water Regu-
 lations?
  This  research will  involve  health-
 effects and epldemlological studies, in-
vestigations of analytical methodology,
 and pilot plant and field studies of or-
 ganic  removal  unit processes.  Some
 phases of the research  are to be com-
pleted by the end of this year, while
 much of the remainder are to be com-
 pleted within the next calendar year.
  As  soon  as sufficient information  is
 derived  from the monitoring program
 and related research, the Interim Pri-
 mary Drinking Water Regulations  will
 be amended so that the organic chemi-
 cals problem can be dealt with without
 delay. The  monitoring  process  will be
 completed within 1 year.
  During the Interim period, while sat-
 isfactory MCL's  for organic contamina-
 tion in drinking water are being devel-
 oped, EPA will act In specific cases where
 appropriate to' deal with organic con-
 tamination. If the EPA  monitoring pro-
 gram reveals serious specific cases of
 contamination, EPA will work with State
 and local  authorities to  identify  the
 source and nature of the problem and to
                            FEDERAL REGISTER, VOL. 40, NO. 248—WEDNESDAY,  DECEMBER 24, 1975

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                                             mis
                   KCUtATKWS
take remedial action* EPA wilt also-kid
the States in identtfymt adtRttonai'com-
munity  wster  supplies,  that  n uuJiin
analysis.
            PUBLIC NOTICE

  The public  notice requirements pro-
posed in S 141.32 did not distinguish be-
tween community and non-community
public water systems. They would hava
required that public notice of non-com-
pliance with  applicable regulation* be
made by newspaper, in water bills, and
by other media for all public water sys-
tems. These requirements are inappro-
priate and ineffective in the case of most
non-community water systems.  Those
systems principally serve transients who
do not receive water bills from the sys-
tem and who  probably are not exposed
significantly to the local media. A more
effective approach  would be to require
notice that can inform  the transient
before he drinks the system's water, and
thereby  both  warn the transient and
provide an incentive  to. the supplier of
water to remedy the  violation. Accord-
ingly, Section  141.32 as adopted provides
that in the case of non-community sys-
tems, the entity with  primary enforce-
ment  responsibility shall  require that
notice be given in  a form and manner
that will insure that  the public  using
the public water  system Is  adequately
Informed.
  The proposed public notice require-
ments also failed to distinguish between
different types of violations of the In-
terim Primary Drinking Water Regula-
tions. Since the urgency and importance
of a notice varies according to the nature
of  the violation  involved,  § 141.32  as
promulgated seeks to match the type of
notice required with the type of violation
Involved. Written  notice accompanying
a water bill or other direct  notice  by
mail is required for all violations of the
regulations, including violations of mon-
itoring requirements,  and for the  grant
of a variance or exemption. In addition.
notice by newspaper and notification to
radio and television stations is required
whenever a maximum contaminant level
is exceeded, or when  the entity with
primary enforcement responsibility  re-
quires such broader notice.
     QUALITY CONTROL AND TESTING
              PROCEDURES

  Section 1401(1)  of  the Act defines
"primary drinking water regulation" to
include "quality control and testing pro-
cedures." The promulgated regulations
include testing  requirements  for each
maximum contaminant level, including
check  samples and special samples  in
appropriate  cases. The regulations also
specify the procedures to be followed in
analyzing samples for each of  the maxi-
mum  contaminant- levels. These proce-
dures will be updated  from time to time
as advances are made in analytical meth-
ods. For example, references to "Stand-
ard Methods  for  the Examination  of
Water and Wastewater" are to the cur-.
rent, 13th, edition, but  these references
will be changed to cite  the 14th edition
when it is available in the near future.
       water systems, la accurate laboza-
 tpry analysis. Section 14U6 o« the. regu-
 lations provides tint, saatysea conducted
 for  the purpose o£ determining com-
 pliance  with  maximum,  contaminant
 levels must be conducted by a laboratory
 approved by the entity? with primary en-
 foraemeBfc lesjxmsibuUob EPA will de-
 velop, as soon a* possible, in cooperation
 with the  States: and  other  Interested
 parties, criteria and procedures, for lab-
 oratory eertifinatioiL, A. State  with, pri-
 mary  enforcement  responsibility wUl
 have a laboratory certified by EPA pur-
 suant to the prescribed criteria and pro-
 cedures, and in turn will certify labora-
 tories within the State.
   Record-keeping requirements and re-
 ports  to  the State also will  assist  in
 quality control efforts;
            RECORD-KEEPING
   Adequate record-keeping is  necessary
 for* the proper operation and administra-
 tion of a public water system. It is also
 important for providing Information to
 Uie  public, providing appropriate data
 for inspection and enforcement activities
 and providing information on which- fu-
 ture regulations can be based. Accord-
 ingly, a new § 141.33 has been added to
 the regulations to require that each pub-
 lic water  system maintain  records  of
 sample analyses and of actions to correct
 violations of the Primary Drinking Water
 Regulations.
     ECONOMIC AND COST ANALYSIS
   A comprehensive economics study has
 been made of the Interim Primary Drink-
 ing Water Regulations. This study esti-
 mates the costs of the regulations, evalu-
 ates the potential economic impact, and
 considers possible  material  and  labor
 shortages. The results of this analysis are
 summarized here.
   Total investment  costs to community
 water  systems  to  achieve compliance
 with these regulations are estimated  to
 be between $1,050 and $1,765 million. It
 is estimated that non-community sys-
 tems will invest an additional $24 million.
 The range of  the estimate is due to un-
 certainty as to the design flow that will
 ba used in installing treatment  facilities.
 Systems hot in compliance will have  to
 consider sizing then* new components  to
 reflect average dally flow conditions,,  or
 maximum daily flow conditions in cases
 where system storage is not adequate.
   This investment will be spread over
 several  years.  Investor-owned  systems
 will bear about one-fourth of these costs,
 and publicly-owned systems the remain-
 der. It is not anticipated that systems will
 have difficulty financing these capital re-
 quirements.
  In annual terms, national costs are ex-
 pected to be within the following ranges:
                            In millions
Capital costs	»146-247
Operations and maintenance	  263-363
Monitoring (routine only)	   17-  35

     Total 	-M26-64S

  Although  these aggregate figures are
large, most water consumers will not be
 significantly affected. For those users in
 systems serving', HMKK) persons or more,
 the average annual  treatment cost  per
 capita may Increase from lew than $1.00
 for systems, requiring disinfection  and
 lead control,  to between $15 to  $35  for
 control of turbidity and. heavy metal re-
 moval. For systems serving, less than 100;
 persons, the average  annual per capita
 costs  of  disinfection, lead control  and
 fluoride^arsenic removal are estimated to.
 be between $2.1O and $11.80. However, if
 turbidity control ox heavy metal removal
 were required in. a system  of this size
 then costs  are  expected to  range from
 $52 to $237 per year per capita.  EPA is
 aware of the  serious potential economic
 impact on users in these smaE systems.
 However, the  legislative history specifies
 that the regulations should be- based on
 costs that can be reasonably afforded by
 large metropolitan or regional systems.
 Further economic evaluation of these
 systems is being conducted, and realistic
 options for these small systems are being
 reviewed. Options that will be under con-
 sideration include  less costly treatment
 technologies;  formation of regional sys-
 tems;  and use of  alternative water
 sources. Industrial and commercial users,
 whether providing their  own water or
 using  public systems, are not expected
 to  be significantly  affected by these
 regulations.
  Possible constraints to the implemen-
 tation of the interim  primary regula-
 tions  were examined. Although there
 will be an increase in demand for chem-
 icals, manpower, laboratories, and con-
 struction of treatment facilities, it is not
 anticipated that any of these factors will
 be a serious obstacle to implementation
 of these regulations  over  &  reasonable
 time frame.
  For the reasons given- above^ Chapter
 40. of the Code of Federal Regulations is
 hereby amended by the addition  of the
 following  new Part 141. These regula-
 tions will take  effect 18  months' after
 promulgation.
 (It is hereby certified that the economic and
 inflationary Impacts of  these  regulations
 have been carefully- evaluated in accordance
 with Executive Order 11831)

  Dated:  December 10, 1975.

                RUSSELL E.  TRAIN,
                      Administrator.
            Sabpart A  a«n«r»t
 Bee.
 141.1  Applicability.
 141.2.  Definitions.
 141.3  Coverage.
 1414  Variances and exemptions.
 141.5  Siting requirements.
 141.6  Effective date.
   Subpart B—Maximum Contaminant Level*
141.11  Maximum contaminant  levels  for
        inorganic chemicals.
141.12  Maximum contaminant  levels  for
        organic chemicals.
141.13  Maximum contaminant  levels  for
        turbidity.
141.14  Maximum microbiological contami-
        nant levels.
    Subpart C—Monitoring and Analytical
              Requirement*
141.21  Microbiological  contaminant sam-
        pling and analytical requirements.
                            FEDERAL REGISTER, VOL. 40, NO.  248—WEDNESDAY, DECEMBER  24, 1975

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59570

Sec.
141.22  Turbidity sampling and  analytical
         requirements.
141.23 Inorganic  chemical sampling  and
       . analytical requirements.
141.24,  Organic  chemical  sampling  and
         analytical requirements.
14127  Alternative analytical techniques.
14128  Approved laboratories.
14129  Monitoring  of  consecutive  public
         water systems.
 Subpart D—Reporting, Public Nottfkatton, and
             Record-keeping
141.31  Reporting requirements.
141.32  Public notification of variances, ex-
         emptions,  and  non-compliance
         with regulations.
141.33  Record maintenance.
  AUTHORITY: Sees. 1412,1414,1445, and  1460
of the Public Health Service Act, 88 Stat.  1660
(42 U.8.C. 300g-l. 300g-3,300J-4, and 300J-9).

           SubpartA—General
6 141.1  Applicability.
  This part establishes primary drinking
water regulations  pursuant to  section
1412 of the Public Health Service Act. as
amended by the Safe  Drinking  Water
Act (Pub. L. 93-523); and related regula-
tions applicable to public water systems.

S 141.2  Definitions.
  As used in this part, the term:
   (a) "Act" means the .Public Health
Service  Act, as  amended by  the Safe
Drinking Water Act, Pub. L. 93-523.
   (b)  "Contaminant" means any  physi-
cal,  chemical, biological, or radiological
substance or matter in water.
   (c)  "Maximum  contaminant  level"
means the maximum permissible level of
a  contaminant in water which  is  de-
livered to the free  flowing outlet  of the
Ultimate user of  a public water system,
except in the case of turbidity where the
maximum permissible level is  measured
at the point of entry to the distribution
system. Contaminants added to the water
under circumstances controlled. by  the
user, except those resulting from  corro-
sion of piping and plumbing caused by
water quality, are excluded  from  this
definition.
   (d) "Person"  means an  individual,
corporation, company, association, part-
nership, State, municipality, or Federal
agency.
   (e)  "Public  water  system"  means  a
system for the provision to the  public
of piped water for  human consumption,
If such system has at least fifteen service
connections or regularly serves an aver-
age  of at least twenty-five  individuals
daily at least 60 days  out of  the year.
Such term includes (1) any  collection,
treatment, storage, and distribution fa-
cilities under control of the operator of
such system and  used primarily in con-
nection with such system, and (2)  any
collection or pretreatment storage facili-
ties  not under such  control which are
used  primarily in connection  with such
system. A public  water system Is either
a "community water system" or a "non-
community water system."
  (1)  "Community water system" means
a public water system  which  serves at
least 15 service connections used by year-
round residents or regularly  serves at
least 25 year-round residents.
     RULES AND REGULATIONS

  (iiX "Non-community  water system"
meanr a public water system that la not.
a community water system.
  (f) "Sanitary survey" means an on-
slto  review of the water source, facili-
ties, equipment, operation and mainte-
nance of a public water system for the
purpose of evaluating the adequacy  of
such source, facilities, equipment, op-
eration  and maintenance for producing
and  distributing safe drinking water.
  (g)  "Standard sample"  means the
aliquot of finished drinking water that la
examined for  the presence of  collform
bacteria.
  (h) "State" means the agency of the
State government which has  jurisdic-
tion over public  water systems. During
any  period when a State does not have
primary   enforcement   responsibility
pursuant to Section 1413 of the Act, the
term "State"  means the Regional Ad-
ministrator, U.S.  Environmental Protec-
tion Agency.
  (i) "Supplier  of water"  means any
person who owns or operates  a  public
water system.
§ 141.3   Coverage.
  This part shall apply  to  each  public
water system, unless  the public' water
system meets all of the following  condi-
tions:
  (a) Consists only  of distribution and
storage facilities (and does not have any
collection and treatment facilities);
  (b) Obtains all of  its water from, but
is not owned or operated by, a public wa-
ter  system  to which  such regulations
apply:
  (c) Does not sell water to any person;
and
  (d) Is not  a  carrier  which conveys
passengers  in Interstate commerce.
§ 141.4   Variances and exemptions.
  Variances or exemptions from certain
provisions of these regulations may  be
granted pursuant to Sections 1415 and
1416 of  the Act by the entity with pri-
mary enforcement responsibility.  Provi-
sions under Part 142, National Interim
Primary Drinking  Water  Regulations
Implementation—subpart E (Variances)
and  subpart  F  (Exemptions)—apply
where  EPA has. primary enforcement
responsibility.

§ 141.5   Siting requirements.
  Before a person may enter into a  fi-
nancial commitment for or initiate con-
struction of a new public water system
or increase the capacity of an existing
public water system, he shall notify the
State and,  to the  extent  practicable,
avoid locating part or all of the new  or
expanded facility at  a site which:
  (a) Is subject to  a significant risk
from earthquakes, floods, fires  or other
disasters which could cause a breakdown
of the public water system or a portion
thereof; or
  (b) Except  for Intake structures,  is
within the fiqodplaln of a 100-year flood
or is lower than any recorded high tide
where appropriate records exist.
 The  U.S.  Environmental  Protection
 Agency will not seek to override land use
 decisions affecting public water systems
 siting which are made at the State or lo-
 cal government levels.
 § 141.6  Effective date.
   The regulations set forth in this part
 shall take effect 18 months after the date
t of promulgation.
 Subpart B—Maximum Contaminant Levels
 § 141.11  "Maximum  contaminant levels
     for inorganic chemicals.
   (a)  The  maximum contaminant level
 for nitrate is applicable to both commu-
 nity water systems and non-community
 water systems.  The levels for the other
 inorganic chemicals apply only to com-
 munity water systems. Compliance with
 maximum contaminant levels  for Inor-
 ganic chemicals is calculated pursuant to
 § 141.23.
   (b)  The following  are  the maximum
 contaminant levels for inorganic chemi-
 cals other than fluoride:
                                 Level,
                              milligrams
 Contaminant                   per liter
   Arsenic  	.  0.05
   Barium	"	.  1.
   Cadmium  	  0.010
   Chromium	——  0.06
   Lead  		  0.06
   Mercury  	  0.002
   Nitrate (as N)	  10.
   Selenium  •	--	  0.01
   Silver			  0.06

   (c)  When the  annual average  of  the
 maximum daily air temperatures for the
 location in which the community water
 system is situated is  the following,  the
 maximum contaminant levels for fluoride
 are:
   Temperature                    Level,
     Degrees      Degrees Celsius   milligrams
    Fahrenheit                    per liter
 58.7 and below.	12.0 and below..	
 83.8 to 58.3	12.1 to 14.6	
 68.4 to 63.8	 14.7 to 17.6	
 83.9 to 70.6	17.7 to 21.4	
 70.7 to 79.2	21.5 to 26.2	;	
 79.3 to 90.5	26.3 to 32.5	
2.4
2.2
2.0
1.8
1.6
1.4
 § 141.12   Maximum contaminant  levels
     for organic chemicals.

   The following  are the maximum con-
 taminant  levels  for organic chemicals.
 They  apply only to community  water
 systems.   Compliance  with  maximum
 contaminant levels for organic chemicals
 is calculated pursuant to § 141.24'.

                               Level.
                             milligrams
                               per liter
 (a)  Chlorinated hydrocarbons:
  Endrin (1,2,3,4,10, 10-hexachloro-   0.0002
    8,7-epoxy-l,4,  4a,6,a,7,8,8a-octa-
    hydro-l,4-endo. endo-6,8  - , di-
    me thano naphthalene).
  Llndane    (l,2,3,4,5,6-hexachloro->   0.004
    cyclohexane, gamma isomer).
  Methoxychlor    (1,1,1-Trichloro-   0.1
    2,  2 - bis [p-methoxyphenyl]
    ethane).
  Toxaphene   (Cjo^Cl^Tectmlcal   0.006
    chlorinated  camphene,  67-69
    percent chlorine).
                            FEDERAL REGISTER, VOL.  40, NO. 248—WEDNESDAY, DECEMBER 24, 1975

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 (b) Clxlorophenoxya:
  2,4 - D,  (2,4-Dlchlorophenoxyace-  a 1
    tic acid).
  2,4,5-TP  SUvex (9,4,6-Trtcmoro-  0-.01
    phenoxyproplonic acid).

 § 141.13   Maximum contaminant  level*
     for turbidity.

  The maximum contaminant level* f<«»
 turbidity are applicable to both commu-
 nity water systems and non-community
 water  systems  using  surface  water
 sources in whole or in part. The maxi-
 mum contaminant  levels for turbidity
 in drinking water, measured at a repre-
 sentative »ntry point (s) to the distribu-
 tion system, are:
   (a) One turbidity unit (TU), as de-
 termined by a monthly average pursuant
 to  ! 141.22,  except  that five or fewer
 turbidity units may be allowed  if the
 supplier of water can demonstrate to the
 State that the higher turbidity does not
 do any of  the following:
   (1) Interfere with disinfection;
   (2) Prevent maintenance of an effec-
 tive disinfectant agent throughout the
 distribution system; or
   (3)   Interfere with  microbiological
 determinations.
   (b) Five turbidity units  based on an
 average for two  consecutive days pursu-
 ant to § 141.22.
 § 141.14   Maximum microbiological con-
     taminant levek.
  The maximum contaminant levels for
 coliform  bacteria,  applicable to  com-
 munity  water  systems and non-com-
 munity water  systems, are as follows:
   (a) When the membrane filter tech-
 nique  pursuant  to  § 141.21 (a) is  used,
 the  number of  coliform bacteria shall
 not exceed any of the following:
   (1) One per  100 milliliters  as  the
 arithmetic mean of all samples examined
 per  month pursuant to § 141.21 (b)  or
 (c);
  (2) Four per  100 milliliters in  more
 than one sample when less than 20 are
 examined per month; or
  (3) Four per  100 milliliters  in  more
 than five percent of the samples when
 20 or more are examined per month.
  (b) (1) When  the fermentation  tube
 method and 10 milliliter standard  por-
 tions pursuant to § 141.21 (a)  are used,
 coliform bacteria shall not be present in
 any of the following:
  (1) more than 10 percent of the  por-
 tions in any month pursuant to $ 141.21
 (b) or (c);
  (li) three or more  portions in more
 than one sample when less than 20 sam-
 ples are examined per month; or
  (111)  three or  more portions in more
 than five percent of the samples when
 20 or more samples are examined per
 month.
  (2)  When  the   fermentation  tube
 method and 100 milliliter standard por-
 tions pursuant to 114l.21(a) are used,
 coliform bacteria shall not be present in
 any of the  following:
  (i) more than 60  percent of the por-
tions in any month pursuant to 5 141.21
 (b) or (c) ;
  (ii) five portions in  more than  one
sample when less than five samples are
examined per month; or
      RU4ES AND REGULATIONS
                        %

   (Utt  five portions tax  more  than  20
percent of the samples when five or more
samples are examined per month.
   (c) For community or non-eomnmtdtgr
systems that are required to sample at a
rate of less than 4- per month, campifc-
ance  with  paragraphs ,  (bMl),  o>
Cb) (2) of this section shall be baeed vpm
sampling during a 3 month period, ex-
cept that, at the discretion  of the State;
compliance may be based upon sampling
during  a one-month' period,

   Subpart C—Monitoring and Analytical
             Requirements
§ 141.21  Microbiological   contaminant
    •ampling  and  analytical  require*
    menu.
   (a) Suppliers of water for community
water systems and non-community water
systems shall analyze for coliform bac-
teria  for the  purpose of  determining
compliance  with § 141.14. Analyses shall
be conducted in accordance  with the an-
alytical  recommendations set' forth in
"Standard Methods for the Examination
of Water and Wastewater,"  American
Public Health Association, 13th Edition.
pp. 662-688, except that a standard sam-
ple size shall be employed. The standard
sample  used in the membrane filter pro-
cedure shall be  100 milliliters. The stand-
ard sample used  in the 5 tube  most
probable number (MPN) procedure (fer-
mentation tube method) shall be 5 times
the standard portion. The standard por-
tion is either 10 milliliters or 100 milli-
liters  as described in § 141.14 (b) and (c).
The samples shall be  taken  at points
which are  representative of the condi-
tions  within the distribution system.
  (b)  The supplier of water for a com-
munity  water system shall take coliform
density  samples at regular time inter-
vals, and in number proportionate to the
population served by the  system. In no
event shall the  frequency be less than as
set forth below:
                                                                                                                  59571

Population served:
26 to 1,000 	 ,
1,001 to 2.500 	
2,501 to 3,300 	
3.301 to 4,100 	
4,101 to 4,900 	
4,901 to 6,800. 	
6,801 to 6.700 — .
6,701 to 7,600 	
7,601 to 8,500 	
8,501 to 9.400 	
9,401 to 10.300 	
10,301 to 11,100 	
11,101 to 12,000- —
12.001 to 12,900 	
12,901 to 13.700 	
13,701 to 14,600 	
14,601 to 16,500 	
15,501 to 16,300. 	
18,301 to 17,200 	
17,201 to 18,100 	
18,101 to 18.900 	
18,901 to 19800 	
19,801 to 20,700 	
20,701 to 21,600 	
21,601 to 22,300 	
221301 to 23,300 	
23.201 to 24,000 	
24,001 to 24,900 	
24,901 to 25,000; 	
25,001 to 28,000 	
Minimum number of
samples per month
	 	 1
	 2
	 3
	 4
._ 	 6
	 6
	 7
	 8
	 9
	 10
	 	 11
	 	 ia
	 . 	 13
	 	 14
	 IS
.. 	 	 16
	 17
_. 	 	 18
	 19
	 20
	 	 21
	 22
	 	 	 . 33
	 24
	 25
.- 	 26
	 _„ 	 27
	 28
	 	 	 39
	 30
   28.001 to 33,000			   36
   33,001 to 37,000-	„	   40
   37.001 to 41,000	;_:	   45
   41,001 to 44,000	   60
   46.001 to 50,000—	_ 	„	   58
   60,001 to 64.000	„   60
   64,001 to 69,000			   68
   69,001 to 84.000	   70
   64.001 to 70,000—	   78
   70.001 to 76,000	   80
   76,001 to 8T.OOO		.	   8ft
   83.081 to 90,000-.			   90
   »,00t to 96,009.		i..,	.   00
   96,001 to 111,000	.„	.	  TOO
   m.ooi to iso.ooo....;	.*_-...	  iw
   130,001 to 160,000	__*  lOO
   160.001 to 190,000^	  130
   190,001 to 220.000	„	  140
   220,001 to 2*0,000	   160
   260,001 to 290.000	   160
   290,001 to 320,000	i...	.   17«
   320,001 to 360,000		   IBO
   360,001 to 410,000	.	.	   190
   410,001 to 460,000	_	   200
   460,001 to 600,000		   210
   800,001 to 660,000	f	   ;220
   650,001 to 600.000	   230
   600.001 to 660,000	   240
   660,001 to 720,000		._	   260
  720,001 to 780,000	   260
  780,001 to 840,000	   270
  840,001 to 910,000	.	   280
  910,001 to 970.000	,   280
  970,001 to 1,060.000	;	   300
   1,060,001 to 1,140.000	   310
  1,140,001 to 1,230,000,	   320
  1,230,001 to 1,830:000...'	   330
  1,320,001 to 1,420,000	1	   840
  1,420,001 to 1,820,000	   380
  1,620,001 to 1.630.000	   300
  1JB80.001 to 1.730.000	,	   870
  1,730,001 to 1,860,000	   380
  1,850,001 to 1,970,000	   890
  1,970,001 to 2,060,000		   400
  2,060,001 to 2,270.000	   410
  2,279,001 to 2,610,000		-	   420
  2,510.001 to 2,760.000	   430
  2,750,001 to 3,020,000	,	440
  3,020,001 to 3,320.000	   460
  3,320.001 to 3,620,000	   460
  3.620,001 to 3.960,000	   470,
  3.960.001 to 4.310,000	   480
  4,310,001 to 4.690,000		   490
  4,690,001 OT more	..;..   500

Based on a history of no coliform bac-
terial 'contamination and on a sanitary
survey  by  the State showing- the water
system  to  be supplied solely by a pro-
tected ground water source and free of
sanitary defects, a community water sys-
tem serving  25 to  1,000 persons, with
written permission  from the State, may
reduce  this sampling  frequency except
that in no case shall it be reduced to less
than  one  per quarter.
   (c) The supplier  of water for a non-
community water system shall sample for
coliform bacteria in each calendar quar-
ter during which  the system- provides
water to the public. Such sampling shall
begin within two years after the effective
date, of this  part.  If the State,  on the
basis  of a sanitary survey,  determines
that some other frequency is more appro-
priate,  that frequency shall be the fre-
quency required under these regulations.
Such  frequency shall be confirmed OB
changed  on the  basis of  subsequent
surveys.
   (d) (1) When the  coliform bacteria in a
single sample, exceed four per 100 mini-
liters  (514l.l4(a», at least two consecu-
tive daily check samples shall be collected
and examined from the same sampling
point. Additional check samples shall be
collected daily, or at a frequency estab-
                            FEOERAL REGISTER, VOL. 40,  NO.  248—WEDNESDAY, DECEMBER 24,  1975

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59572

Hshed by the State, until the results ob-
tained from at  least two consecutive
check samples show less than one  coli-
form bacterium per 100 millillters.
  (2) When coliform bacteria occur  in
three or more 10- ml portions of a single
sample  (§ 141.14(b) (1>). at least two
consecutive daily check samples shall  be
collected and examined  from the same
sampling point. Additional check samples
shall be collected dally, or at a frequency
established by the State, until the results
obtained from at' least two consecutive
check samples show no positive tubes.
  (3) When coliform bacteria occur in  all
five  of the  100 ml portions of a single
sample  (§ 141.14(b) (2», at least two
daily check samples shall be  collected
and examined from the same sampling
point. Additional check samples shall  be
collected daily, or at a frequency estab-
lished by the State, until the results ob-
tained from at  least two consecutive
check samples show no positive tubes.
  (4) The location at which the check
samples were taken pursuant  to para-
graphs (d)  (1). (2). or (3) of this section
shall not be eliminated from future sam-
pling without approval of the State. The
results from all coliform bacterial analy-
ses performed pursuant to this subpart,
except those obtained from check sam-
ples and special purpose samples, shall be
used to determine compliance  with the
maximum contaminant level for coliform
bacteria as established in § 141.14. Check
samples shall not be included in calculat-
ing  the total number of samples taken
each month  to  determine compliance
with § 141.21 (b) or (c).
  (e)  When the presence of coliform
bacteria In water taken from a particular
sampling  point  has been confirmed  by
any check samples examined as directed
in paragraphs (d) (1), (2), or (3) of this
section, the supplier of  water  shall re-
port to the State within 48 hours.
  (f) When a  maximum contaminant
level set forth in paragraphs (a), (b)  or
(c)  of § 141.14 is exceeded, the supplier
of water shall report to the State and
notify the public as prescribed in § 141.31
and § 141.32.
  (g) Special purpose samples, such  as
those taken to determjne  whether dis-
infection practices following pipe place-
ment, replacement, or repair have  been
sufficient, shall not be vised, to determine
compliance with  § 141.14 or § 141.21 (b)
or (c).
  (h) A supplier of water of  a com-
munity water  system  or  a  non-com-
munity water system may,  with the
approval of the State and based upon a
sanitary survey,  substitute the  use  of
chlorine residual monitoring for not more
than 75 percent of the samples required
to be taken by paragraph (b) of this
section, Provided, That  the supplier  of
water takes chlorine residual samples  at
points which are representative  of the
conditions within the distribution sys-
tem at the frequency of at least four for
each substituted microbiological sample.
There shall be at least daily determina-
tions of chlorine residual. When the sup-
plier of water exercises the option  pro-
vided in  this  paragraph  (h)  of  this
section, he  shall  maintain no less than
     RULES AND REGULATIONS

0.3  mg/1 free chlorine throughout the
public water distribution system. When a
particular  sampling  point  has  been
shown  to have a free  chlorine residual
less than 0.2 mg/1, the water at that loca-
tion shall be retested as soon as prac-
ticable and in any event within one hour.
If the original analysis  is confirmed, this
fact shall be reported to the State within
48 hours.  Also, If the  analysis js con-
firmed, a sample for coliform bacterial
analysis must  be collected  from that
sampling point as soon as practicable and
preferably within one hour, and  the re-
sults of such  analysis  reported  to the
State within 48 hours  after the results
are  known  to the supplier  of  water.
Analyses for residual chlorine shall be
made  in  accordance  with  "Standard
Methods for the Examination of Water
and Wastewater," 13th Ed., pp. 129-132.
Compliance with  the  maximum  con-
taminant  levels for coliform bacteria
shall be determined on the monthly mean
or  quarterly  mean  basis  specified in
§ 141.14, Including those samples taken
as a result of failure to maintain the re-
quired chlorine residual level. The State
may withdraw its approval of the use of
chlorine  residual  substitution at 'any
time.
§ 141.22   Turbidity sampling and  an-
     alytical retirements.
  (a) Samples shall be taken by suppliers
of water for both community  water sys-_
terns and non-community water systems
at a representative entry point (s) to the
water distribution system at  least once
per day, for the purpose of making tur-
bidity measurements to determine com-
pliance with § 141.13. The measurement
shall be made  by the  Nephelometric
Method In accordance  with the  recom-
mendations set forth in  "Standard Meth-
ods for the Examination of Water  and
Wastewater,"  American Public  Health
Association, 13th Edition, pp. 350-353, or
"Methods   for Chemical   Analysis  of
Water  and  Wastes," pp.  295-298,  En-
vironmental Protection Agency, Office of
Technology Transfer, Washington, D.C.
20460,1974.
  (b) If the result of a turbidity analysis
indicates that the maximum allowable
limit his  been exceeded, the sampling
and-measurement shall be confirmed by
resampling as soon as practicable  and
preferably within one hour. If the repeat
sample confirms that the maximum al-
lowable limit has been exceeded, the sup-
plier of water shall report  to the State
within 48 hours. The repeat sample shall
be the sample used for the purpose of
calculating the monthly average. If the
monthly  average of  the daily samples
exceeds the maximum allowable limit, or
if the average of two samples taken on
consecutive days exceeds 5 TU, the sup-
plier of water shall report  to the State
and notify  the public as directed in
§ 141.31 and § 141.32.
  (c) Sampling   for   non-community
water systems  shall begin within  two
years after the effective date of this part.
  (d) The requirements of this § 141.22
shall apply only to public water systems
which use water obtained in whole or in
part from  surface sources.
§ 141.23  Inorganic chemical  sampling
     and analytical requirements.
  (a) Analyses  for the purpose of de-
termining compliance  with § 141.11 are
required as follows:
  (1) Analyses for all  community water
systems utilizing surface  water sources
shall be completed within one  year fol-
lowing the  effective date of this  part.
These  analyses shall be  repeated  at
yearly intervals.
  (2) Analyses for all  community water
systems  utilizing  only  ground  water
sources  shall be completed within.two
years following the effective date of this
part. These analyses .shall be  repeated
at three-year intervals.
  (3) For non-community water systems,
whether  supplied by surface or ground
water sources, analyses for nitrate shall
be completed within two years following
the  effective date of  this part. These
analyses  shall be  repeated at  intervals
determined by the State.
  (b) If  the result of an analysis made
pursuant to paragraph  (a) indicates that
the level of any contaminant  listed  In
§ 141.11  exceeds the maximum  contam-
inant level,  the  supplier  of water shall
report to the State within  7 days and
initiate three additional analyses at the
same sampling point within one month.
  (c) When the average of four analyses
made pursuant to paragraph (b) of tiltl
section, rounded to the same number of
significant figures as the maximum con-
taminant level for the substance In ques-
tion, exceeds trie maximum contaminant
level, the supplier of water shall notify
the State pursuant to  § 141.31  and give
notice to the public pursuant to § 141.32.
Monitoring after public notification shall
be at a frequency designated by the State
and shall continue until the maximum
contaminant level has not been  exceeded
in two successive samples or until a mon-
itoring  schedule as a condition to a
variance, exemption or enforcement ac-
tion shall become effective.
  (d) The provisions of paragraphs (b)
and (c)  of this section notwithstanding,
compliance with the maximum  contam-
inant level for nitrate shall be determined
on the basis of the mean of two  analyses.
When a  level exceeding  the maximum
contaminant level for  nitrate Is found,
a second analysis shall be Initiated within
24 hours, and if the mean of the two
analyses  exceeds the maximum  contam-
inant level,  the  supplier  of water shall
report his findings to the State  pursuant
to § 141.31 and shall  notify the public
pursuant to  § 141.32.
  (e) For the initial analyses  required
by paragraph (a)(l), (2)  or (3) of this
section, data for surface waters acquired
within one year prior to the effective date
and data for ground waters  acquired
within 3 years prior to the effective date
of this part may  be substituted at the
discretion of the State.
  (f) Analyses conducted to determine
compliance  with § 141.11 shall  be made
in   accordance  with  the  following
methods:
  (1) Arsenic—Atomic Absorption Meth-
od,  "Methods for  Chemical Analysis of
Water and Wastes," pp. 95-96  Environ-
                            FEDERAL REGISTER,  VOL. 40, NO.  248—WEDNESDAY,  DECEMBER 24, 1975

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                                            RULES AND  REGULATIONS
                                                                      59573
mental  Protection Agency. Office of
Technology Transfer, Washington,  D.C.
20460,1974.
  (2) Barium—Atomic Absorption Meth-
od, "Standard Methods for the Exami-
nation of Water and Wastewater,"  13th
Edition, pp.  210-2.15, or  "Methods for
Chemical Analysis of Water and Wastes,"
pp.  97-98,  Environmental  Protection
Agency, Office of Technology Transfer,
Washington, D.C. 20460, 1974.
   (3) Cadmium—Atomic    Absorption
Method, "Standard Methods for the Ex-
amination of Water and Wastewater,"
13th Edition, pp. 210-215, or "Methods
for Chemical Analysis of  WatSr  and
Wastes,"  pp.  101-103, Environmental
Protection Agency,  Office of Technology
Transfer, Washington, D.C. 20460, 1974.
   (4) Chromium—Atomic   Absorption
Method, "Standard Methods for the Ex-
amination of Water  and Wastewater,"
13th Edition, pp. 210-215, or "Methods
for Chemical Analysis of  Water  and
Wastes,"  pp.  105-106,  Environmental
Protection Agency,  Office of Technology
Transfer, Washington, D.C. 20460, 1974.'
   (5) Lead—Atomic Absorption Method,
"Standard  Methods for the Examina-
tion of Water and Wastewater,"  13th
Edition, pp.  210-215, or  "Methods for
Chemical Analysis of Water and Wastes,"
pp.  112-113,  Environmental Protection
Agency, Office  of Technology Transfer,
Washington,  D.C. 20460, 1974.
   (6) Mercury—Flameless Atomic  Ab-
sorption Method, "Methods for Chemical
Analysis of Water and Wastes," pp.  118-
126, Environmental Protection Agency,
Office  of  Technology Transfer,  Wash-
ington, D.C. 20460,1974.
   (7) Nitrate—Brucine    Colorimetric
Method, "Standard Methods for the Ex-
amination  of Water  and Wastewater,"
13th Edition, pp. 461-464, or Cadmium
Reduction Method, "Methods for Chemi-
cal  Analysis  of Water  and  Wastes,"
pp.  201-206,  Environmental Protection
Agency, Office  of Technology Transfer,
Washington, D.C. 20460,1974.
   (8) Selenium—Atomic    Absorption
Method, "Methods for Chemical Analysis
of Water and Wastes," p. 145, Environ-
mental Protection  Agency, Office of
Technology Transfer, Washington,  D.C.
20460,1974.
   (9) Silver—Atomic Absorption  Meth-
od,  "Standard  Methods  for  the  Ex-
amination  of Water  and Wastewater",
13th Edition, pp. 210-215, or "Methods
for  Chemical Analysis of  Water  and
Wastes", p. 146, Environmental Protec-
tion Agency, Office of Technology Trans-
fer, Washington, D.C. 20460, 1974.
   (10) Fluoride—Electrode     Method,
"Standard Methods for the Examination
of Water and Wastewater", 13th Edition,
pp. 172-174,  or "Methods for Chemical
Analysis of Water and Wastes," pp. 65-
67,  Environmental Protection Agency,
Office  of  Technology Transfer,  Wash-
ington, D.C. 20460,  1974, or Colorimetric
Method  with Preliminary  Distillation,
"Standard Methods for the Examination
of Water and Wastewater," 13th Edition,
pp. 171-172 and 174-176, or "Methods for
Chemical  Analysis  of   Water  and
Wastes," pp. 59-60, Environmental  Pro-
tection  Agency,  Office of  Technology
Transfer, Washington, D.C. 20460, 1974.

§ 141.24  Organic  chemical  sampling
    and analytical requirements.
  (a)  An analysis of substances for the
purpose of determining compliance with
§ 141.12 shall be made as follows:
  (1)  For all community water systems
utilizing surface water sources, analyses
shall be completed within one year fol-
lowing  the effective date of this part.
Samples analyzed shall be collected dur-
ing the period of the year designated by
the State as the period when contami-
nation  by  pesticides-is most likely to
occur.  These analyses shall be repeated
at intervals specified by the State but
in no event less frequently than at three
year intervals.
  (2)  For  community  water  systems
utilizing only  ground water  sources,
analyses shall be completed by those sys-
tems specified by the State.
  (b)  If the result of an analysis made
pursuant to paragraph (a) of this sec-
tion indicates that the level of any con-
taminant listed  in  § 141.12 exceeds the
maximum contaminant level, the sup-
plier of water shall report to the State
within  7 days and initiate three addi-
tional  analyses within one month.
  (c)  When the average of four analyses
made pursuant to paragraph  (b) of this
section, rounded to the same number of
significant figures as the maximum con-
taminant level for the substance in ques-
tion, exceeds the mpximum contaminant
level, the supplier of  water shall report
to the State pursuant to § 141.31 and give
notice to the public pursuant  to I 141.32.
Monitoring after public notification shall
be at a frequency designated by the State
and shall continue until the maximum
contaminant level has not been exceeded
in  two successive  samples  or  until  a
monitoring schedule as a condition to a
variance, exemption or enforcement ac-
tion shall become effective.
   (d)  For  the Initial  analysis required
by  paragraph (a) (1) and  (2)  of  this
section, data for surface water acquired
within  one  year prior to the  effective
date of this part and data for ground
water  acquired within three years prior
to the effective date of this part may be
substituted at the discretion of the State.
   (e) Analyses made to determine com-
pliance with f 141.12(a)  shall be made
in accordance with "Method for Organo-
chlorine Pesticides in Industrial Efflu-
ents,"   MDQARL, Environmental Pro-
tection Agency, Cincinnati, Ohio, Novem-
ber 28, 1973.
   (f)  Analyses made  to determine com-
pliance with § 141.12(b)  shall be con-
ducted in accordance with "Methods for
Chlorinated Phenoxy Acid Herbicides in
Industrial  Effluents," MDQARL,  En-
vironmental Protection Agency,  Cincin-
nati, Ohio, November 28,  1973.
§ 141.27  Alternative   analytical  tech-
    niques.
  With the written  permission of the
State, concurred in by the Administra-
tor of  the U.S. Environmental  Protec-
tion Agency,  an alternative analytical
 technique may be employed. An alterna-
 tive technique shall be acceptable only
 if it is substantially equivalent  to the
 prescribed test in both precision and ac-
 curacy as it relates to the determination
 of compliance with any maximum con-
 taminant level. The use of the alterna-
 tive analytical technique shall not de-
 crease the frequency of monitoring re-
 quired by this part.

 § 141.28  Approved laboratories.
  For the purpose of determining com-
 pliance withj 141.21 through § 141.27,
 Samples may  be considered only if they
 have been  analyzed by a laboratory ap-
 proved by  the State except that meas-
 urements for turbidity and free chlorine
 residual may  be performed by any per-
 son  acceptable to the State.
 § 141.29  Monitoring of consecutive pub-
     lic water systems.
  When a  public water system supplies
 water to one or more other public water
 systems, the State may modify the moni-
 toring requirements  Imposed  by  this
 part to the extent that the interconnec-
 ion  of the sysems jusifies  treating them
 as a single system for monitoring pur-
 poses. Any modified monitoring shall be
 conducted pursuant to a schedule speci-
 fied by the State and concurred in by the
 Administrator of the U.S. Environmental
^Protection Agency.
  Subpart D—Reporting, Public Notification
          and Record Keeping
 § 141.31   Reporting requirements.
  (a) Except  where a shorter reporting
 period is  specified  in this part, the
 supplier of water shall report to the State
 within 40 days following a test, measure-
 ment or analysis required  to be made by
 this part, the  results of that  test, meas-
 urement or analysis.
  (b) The supplier of water shall report
 to the State within 48  hours  the failure
 to comply with  any primary drinking
 water regulation  (including failure to
 comply with  monitoring  requirements)
 set forth in this part.
  (b) The supplier of water is not re-
 quired to report analytical results to the
 State in cases where a State laboratory
 performs  the  analysis and  reports the
 results to the State office which would
 normally receive such  notification from
 the  supplier.

 § 141.32  Public notification.
   (a) If a community water system fails
 to comply with an applicable maximum
 contaminant level established in Subpart
 B,  fails  to comply with  an applicable
 testing procedure established in Subpart
 C of this part, is granted' a variance or
 an exemption from an applicable maxi-
 mum contaminant level, fails to comply
 with the requirements of any  schedule
 prescribed pursuant to a variance or ex-
 emption, or fails to perform any moni-
 toring required pursuant to Section 1445
 (a)  of the Act, the supplier of water shall
 notify persons served  by  the system of
 the failure or grant by inclusion of a no-
 tice in the first set of  water  bills of the
 system issued after the failure or grant
                            FEDERAL REGISTER,  VOL. 40,  NO. 248—WEDNESDAY, DECEMBER 24,  1975

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59574

and In any event by written notice within
three months. Such  notice  shall be re-
peated at least once every three months
eo long as the system's failure continues
or the variance or exemption remains In
effect. If the system issues water bills less
frequently than quarterly,  or  does not
issue water bills, the notice shall be made
by  or supplemented by another form of
direct mail.
  (b)  If a community water system has
failed to comply with an applicable max-
imum contaminant level, the supplier of
water shall notify the public of such fail-
ure, in addition to the notification re-
quired by paragraph (a) of this section,
as follows:
  (1)  By  publication  on not less  than
three consecutive days in a newspaper or
newspapers of general circulation in the
area served by the system.  Such notice
shall be completed within fourteen days
after  the supplier of water learns of
the failure.
   (2)  By furnishing a copy  of the notice
to the radio and television stations serv-
ing the area served by the system. Such
notice shall be furnished within seven
days after the supplier of water learns
of the f aHure.
   (c) If the area served by a community'
water system is  not served by a  daily
newspaper of general circulation, notifi-
cation by newspaper required by para-
graph (b) of this'section shall instead be
given by publication on three consecutive
weeks in a weekly newspaper of general
circulation serving the area. If no weekly
or  daily  newspaper  of general circula-
tion serves the area, notice shall be given
by posting the notice in post offices with-
in  the area served by the system.
   (d) If a non-community water  sys-
tem  fails  to  comply with an applicable
maximum contaminant level established
in Subpart B of this part, fails to comply
with  an  applicable  testing procedure
established in Subpart C of this part, is
granted a variance or an exemption from
an  applicable  maximum  contaminant
level, fails to comply with  the require-
ment of any  schedule prescribed pursu-
ant to a variance or exemption or fails to
perform any  monitoring required pursu-
ant to Section 1445 (a) of  the Act, the
supplier of water shall  given  notice of
such  failure or  grant  to  the persons
served by the system. The form and man-
ner of such notice shall be prescribed by
 the  State, and  shall insure  that the
public using the system, is adequately in-
formed of the failure or grant.
   (e) Notices given pursuant to this sec-
tion shall be written in a manner reason-
ably designed to inform fully  the users
of  the system.  The notice shall be con-
spicuous and shall not use unduly tech-
nical  language, unduly  small print or
other methods which would  frustrate the
purpose of the notice. The notice shall
disclose all material facts regarding the
subject including the nature of the prob-
lem and, when appropriate, a clear state-
ment that a primary  drinking  water
regulation has been violated and any pre-
ventive measures that should be taken by
the public. Where appropriate, or where
designated by the State, bilingual notice
shall be given. Notices may include a bal-
      RULES AND REGULATIONS

anced explanation of the significance or
seriousness to  the public  health of the
subject of  the notice, a fair explanation
of steps taken by the system to correct
any problem andttie results of any addi-
tional sampling.
  (f) Notice to the public required by
this section may be given by the State on
behalf of the supplier of water.
  (g) In any instance in which notifica-
tion by mail is required by  paragraph (a)
of this section but notification by news-
paper or to radio or  television  stations
is not required by paragraph (b) of this
section, the State may order the supplier
of water to provide notification by news-
paper and to radio and television stations
when circumstances make more immedi-
ate  or  broader notice appropriate to
protect the public health.
§ 141.33   Record maintenance.
  Any  owner  or operator of a public
water system subject to the provisions of
this part shall retain on its premises or
at a convenient location near its prem-
ises the following records:
  (a) Records of bacteriological analyses
made pursuant to this part shall be kept
for not less than 5  years. Records of
chemical analyses made pursuant to this
part  shall be kept for not less  than 10
years. Actual laboratory reports may be
kept, or data may be transferred to tab-
ular  summaries, provided that  the fol-
lowing  information is included:
   (1) The date, place, and time of sam-
pling, and  the  name of the person who
collected the sample;
   (2) Identification of the sample as to
whether it  was a  routine distribution
system sample, check  sample,  raw or
process  water  sample or  other  special
purpose sample;
   (3)  Date of analysis;
   (4) Laboratory and person responsible
for performing analysis;
   (5) The analytical technique/method
used; and
   (6) The results of the analysis.
   (b)  Records  of action  taken  by the
system to  correct violations of  primary
drinking water regulations shall be kept
for a period not less than 3 years  after
the last action taken with respect to the
particular violation involved.
   (c)  Copies  of  any written  reports,
summaries or communications  relating
to  sanitary surveys of the system con-
ducted by  the  system itself, by a private
consultant, or by any local. State or Fed-
eral agency, shall be kept for a period
not less than  10 years after completion
of  the  sanitary survey  involved.
   (d) Records concerning a variance or
exemption  granted to the system  shall
be kept for a period ending not less than
5 years following the expiration of such
variance or exemption.
APPENDIX A—RESPONSE TO PUBLIC COMMENTS
  Proposed National Interim Primary Drink-
ing Water Regulations1 were published for
comment on  March 14,  1976, 40 FR  11890.
Written comments on th« proposed regula-
tions were Invited, and public hearings were
held in Boston. Chicago. San Francisco and
Washington, D.C. Almost nve hundred writ-
ten  submissions  were  received,  totaling
several thousand pages.  Seventy-seven wit-
nesses  testified at the public  hearings.  la
all  an aggregate of over 8,500 discrete com-
ments were contained In the written submis-
sions and In oral testimony.
'  As a result of these comments and further
consideration of available data by EPA, a
number of changes  were made In the pro-
posed regulations. The principal changes are
summarized In the preamble  to the final
regulations. The purpose of Append!* A Is to
.discuss  the comments received on various
aspects or the proposed regulations, »nd to
explain EPA's  response to those comments.

              I. DEFINITIONS

  1. "PubZte Water System." More than fifty
comments were directed to the definition of
"public water  system" contained In 1141.1.
Concern was expressed over the fact that the
definition  does not track the statutory de-
finition word for word. Questions were also
raised  concerning the coverage of specific
types of  facilities with  their  own  water
systems, such as parks, schools, trailer camps
and factories.
  The  reason  for expanding the statutory
definition  was  to express  more specifically
the Congressional Intent. The statutory defi-
nition, contained In section 1401(4) of the
Public  Health Service  Act ("the Act"),1
covers all systems with at least fifteen serv-
ice  connections or  "regularly" serving  at
least 25 Individuals. The term "regularly" Is
not explained  In the statute, but the legis-
lative history  of  the statute  makes clear
that Congress Intended to cover virtually all
public accommodations which have.their own
water supply and serve at least 25 Individu-
als. The proposed regulations therefore ex-
plained "regularly"  as meaning "dally  at
least three months out  of  the year." This
three-month period has been shortened  to
60  days in the final regulations  because
campgrounds and other public accommoda-
tions serving  water for as much as 60 days
during the year appear  to fall within the
classes of  facilities  Congress  Intended  to
cover. If a public water system serves the
requisite number  of  service connections  or
persons for a total of 60 days during a calen-
dar year, even If the service is Intermittent,
It Is a public water system.
  It is clear from the breadth of the defini-
tion of "public water system" In the Act and
from the legislative history .that the cover-
age of the  Primary Drinking water Regula-
tions is not limited to traditional water util-
ities. Campgrounds, trailer camps, factories,
parks, schools, restaurants, gasoline stations,
motels and other facilities which have their
own water systems  must comply with the
regulations If they serve the requisite num-
ber  of service connections or the requisite
number of persons.
  Proposed §141.3, entitled "Coverage,"'ap-
parently contributed to  confusion over the
meaning of "public water system." That sec-
tion, which was taken from section 1411 of
the Act, exempts from the Primary Drinking
Water  Regulations,  public water  systems
which  meet four  specified conditions. Over
  'The proposed regulations actually were
designated "Interim Primary Drinking Water
Standards." Because the Safe Drinking Water
Act  refers  to  "Regulations" rather  than
"Standards," the final version of the regula-
tions does not use  the term "Standards" In
the title.
  •Statutory authority for the adoption of
Primary Drinking Water Regulations Is de-
rived from  the  Safe  Drinking  Water Act,
Public Law 93-523, which added  a new Title
XIV to the Public Health Service Act. Refer-
ences  to pertinent  sections  In  the United
States Code accordingly are to  the Public
Health Service Act rather than  to the Safe
Drinking Water Act.
                              FEDERAL REGISTER, VOL. 40, NO. 24 B—WEDNESDAY, DECEMBER 24, 1975

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                                                  RULES AND  REGULATIONS
                                                                               59575
60 comments were received on this section.
In response to  comments asking for clarifi-
cation of the section. It has been revised to
make clear that a public water system must
meet  each of the four listed conditions In
order to be exempted  from the regulations.
Thus, a public water system Is exempted only
if It consists only of distribution and storage
facilities and It obtains all of Its water from,
but is not owned or operated by,  a public
water system to  which the regulations  ap-
ply, and It does not sell water and It is  not
a carrier which conveys passengers  In Inter-
state  commerce.  Interstate carriers, there-
fore, are not 'exempted, even if they have
only storage and distribution facilities,  ob-
tain all their water from a public water sys-
tem, and  do not sell  water to the public.
However, a public facility such as a hotel or
restaurant Is exempted if It has only storage
and  distribution facilities, obtains all  its
water from a public water system  and does
not sell water to the public.
  Of  course, many facilities  serving  tran-
sients obtain water by direct connection to
a  conventional water utility system and
either do not constitute a separate system or
are excluded from coverage  because they
meet  all  four  of the conditions  listed in
{ 141.3. And in  some cases, such  as gasoline
stations, even when the facility has its own
water system it often will not qualify as a
public water system because it does  not serve
water to the requisite number of service con-
nections or persons.
  2. "Community Water System." Two com-
ments requested clarification of  the defini-
tion of a "community water system," § 141.2.
The purpose of defining this term Is to allow
appropriate regulatory distinctions between
public water systems  which serve  residents
on a year-round basis  and public water sys-
tems  which principally serve transients or
Intermittent users. Different monitoring re-
quirements are  appropriate for the two types
of systems, and, as discussed below, some
maximum contaminant levels are not appli-
cable to non-community systems.
  The proposed  regulations defined "com-
munity water system" as "a public water sys-
tem which serves a population of  which 70
percent or greater are residents." This defini-
tion distinguished community systems on the
basis  of service to residents, but it  excluded
a  number of systems which serve a large
number of residents throughout the year.  For
example, some large resort communities may-
have several hundred  or even several  thou-
sand year-round  residents who nevertheless
make up less than 70 percent of the popula-
tion of the community at any given time.
Water systems  in such communities should
be treated  as "community systems" in order
to provide  appropriate protection  for  the
year-round  residents  In  the community.
Thus, the definition of a "community  water
system" has been revised to cover any system
which serves at least IS service connections
used  by year-round residents or serves at
least 25 year-round residents.
  A definition for "non-community system"
has been added to make it clear that a public
water system is categorized as being either
a community or a non-community system.
  3.   "Maximum  contaminant  level"  and
"contaminant." Over 150 comments were di-
rected to  the definition of "maximum con-
taminant  level" or the definition  of  "con-
taminant."
  The definition of "contaminant" contained
in 5 141.2  was criticized for Its breath. The
term as defined Includes virtually  any con-
stituent In water,  including constituents
considered to be harmless or even beneficial.
The definition was taken  directly from Sec-
tion 1401(6) of the Act. It is not  intended
to suggest  that all constituents in water are
undesirable, but  rather Is Intended to per-
mit the regulation of any constituent which
may be found to be harmful. The definition
has been retained as proposed.
  The definition of "maximum contaminant
level" was criticized for requiring measure-
ment of the level at the "free flowing outlet
of the ultimate user of a public water sys-
tem." This definition carries out the Intent
of Congress that "drinking water regulations
are intended to  be met at the consumer's
tap." (H.  Rep.  No.  93-1185,  03rd Cong., 2nd
Sess. 13 (1974)). The purpose of the Primary
Drinking Water Regulations Is to assure that
water  used by  the public Is safe. This can
be assured only  If  maximum  contaminant
levels are met at the tap.
  The final regulations retain  the require-
ment that maximum contaminant levels be
met  .at the consumer's tap, but have been
amended  to meet the point made in many
comments that a public water system can-
not be held responsible for contamination of
water which is  the fault of the consumer. It
would be  unreasonable to  hold a  public
water system In violation of a maximum con-
taminant level  if the level Is exceeded at the
consumer's tap as a result of the user's at-
tachment of a faulty home treatment device,
because of cross-connections in the user's
plumbing system or because the plumbing is
used to ground  electrical systems. The defini-
tion  of "maximum contaminent level" in
§ 141.2(d)  therefore  provides  that  "Con-
taminants added  to the water under circum-
stances under the contrp>of the user,  except
those resulting from corrosion of piping and
plumbing caused by water  quality, are ex-
cluded from this definition." This wording
is not meant to deter or to detract from the
maintenance of  a  cross-connection  control
program by the supplier.
  The  proposed  definition  provides  for
measurement of  turbidity at the point of
entry to the distribution system, rather than
at the consumer's tap, since  measurement of
turbidity at this point is a more meaningful
indicator of the sanitary quality of the water.
  4.  "Sanitary  survey." A definition of the
term "sanitary survey"  has been added as
§141.2(f),  because  sanitary  surveys are re-
ferred to at several points In  the final regula-
tions. Comments from many sources, includ-
ing  the National Drinking  Water Advisory
Council, urged EPA  to  emphasize the  im-
portance of sanitary surveys of  public water
systems as a means of assuring that Primary
Drinking Water Regulations  will be met. The
definition contained  In  the regulations re-
flects the broad extent of adequate sanitary
surveys. Including on-site review of the water
source, facilities,  equipment, operation  and
maintenance of a public water system.
  5.  Other definitions. Other comments were
received on the definitions of "person"  and
"supplier  of water". These  definitions were
taken directly from section  1401 of the  Act,
and  have  been  retained in the  final regula-
tions. As in the case of some comments on
the definition of "public water system," a
number of these comments were based on an
erroneously restricted view  of the coverage
of the Act. As noted above, Congress Intended
that  Primary Drinking  Water Regulations
apply to a broad range of facilities with their
own water systems, not Just to conventional
water utilities.  The  owner or operator of a
restaurant or motel, for example. Is a "sup-
plier  of water" if the  facility  has its own
water system and serves the requisite num-
ber of service connections or persons.

         n. INOBGAIHC CHEMICALS

  1.  General Comments. Comments on maxi-
mum contaminant levels ("MCL's") for In-
organic chemicals (5 141.11) included ques-
tions  on   the  analytical  aspects of  the
MCL's—whether these were total or dissolved
levels, whether the analytical methodology
was adequate for the cited levels, whether an
allowance  had  been  made  for   analytical
variations, and whether the public water sys-
 tem's  laboratory or some other laboratory
 would be performing the analyses. The Ad-
 ministrator has verified that all of the sub-
 stances for which MCL's have been specified
 can be measured readily by available meth-
 odology at  the applicable levels.  The ana-
 lytical  methods  cited in these regulations
 provide Information on analytical variability,
 and  the check-sample and  averaging  tech-
 niques  cited 'In  1141.23 provide additional
 allowances for  human or mechanical errors.
 Two comments urged that  MCL's  for  in-
 organic chemicals be deferred until Issuance
 of the  report of the National Academy of
 Sciences pursuant to Section 1412 (e) of the
 Act.  However, It was the intent of Congress
 that the  Interim Primary Drinking Water
 Regulations be  promulgated as soon as post
 Bible, so that at least minimal protection to
 water consumers would be available during
 the period  that  the  Academy Is  preparing
 that report.
   2.  Water consumption. The MCL's for  In- •
 organic chemicals and other contaminants
 are based ^ on  an Individual consumption
 rate of two liters of water per day. Fourteen
 comments agreed with the  two-liter figure
 or contended that a lower figure should be
 used. Four comments urged the adoption of
 a higher  consumption figure. An environ-
 mental organization  submitted data  indi-
 cating that some segments of the population,
 such as foundry workers and heavy drinkers,
 consume  an average  of  susbtantlally  more
 than two  liters  per day.
   EPA's assumption of a two liter per day
 water intake rate was based on evidence that
, the average consumption of  adult males Is
 at a  rate of 1.25-1.5 liters per day  and that
 the  average  consumption rate of  women
 and children is  even lower. Because Congress
 intended that susceptible groups in the pop-
 ulation should  be protected  to the extent
 feasible, the use of a two-liter figure provides
 protection for the great majority of the popu-
 lation which consumes an average amount of
 water,  or  less than an average amount, or
 even as much  as one-third more  than the
 average amount. To base all maximum con-
 taminant  levels on the water consumption
 rate of  the small percentage of the population
 which  drinks much more water each day
 would be unrealistic and  enormously expen-
 sive.
   This is not to say that the maximum con-
 taminant  levels do not protect persons who
 drink water at a substantially higher rate
 than normal. As  indicated  below,  critical
 maximum contaminant levels have substan-
 tial safety factors. The  safety  factors' for
 persons drinking  unusually large quantities
 of water are not as high as those for the
 majority of the  population, but they do pro-
 vide a reasonable degree of protection under
 the circumstances.
   3. Safety  factors. One  set of comments
 questioned the fact  that different safety
 factors  are  contained  in various  proposed
 maximum contaminant  levels.  The group
 commenting agreed that  a  uniform safety
 factor should not be used, but requested a
 more systematic discussion of safety factors
 at least with respect to inorganic chemicals.
   The regulations are, as anticipated by Con-
 gress, based on  the 1962 Public Health  Serv-
 ice Standards, as reviewed In 1973 by the EPA
 Advisory Committee. The standards were not
 developed  by a systematic approach to safety
 factors, at least partly because of amount of
 knowledge about, and the  nature  of the
 health risk of, the various contaminants cov-
 ered a very broad range. The regulations are
 the result of experience,  evaluation of the
 available data, and professional review.
   In  the Statement of Basis and Purpose for
 these  regulations, the safety factor repre-
 sented  by a number of the  maximum con-
 taminant  levels for Inorganic chemicals was
 estimated. The  purpose of this was to deter-
                               FEDERAL REGISTER, VOL. 40, NO.  248—WEDNESDAY, DECEMBER 24, 1975

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59576


mine whether the estimated safety factor was
roughly consistent with the type of Informa-
tion available and the nature of the health
risk presented. It was  not Intended to  re-
write the regulations on the basis  of esti-
mated safety factors.
  The National Academy of Sciences has been
asked to review each of the substance*  for
which maximum  contaminant levels are  be-
ing set,  ae  pan  of the HAS study  for  the
adoption of Revised Primary Drinking Water
Regulations. Any new  information obtained
by  NAS  on the safety  factors Involved will
be carefuHy analysed by EPA.
  4. Arsenic. Thirteen  comments addressed
the proposed MCL for arsenic (t 141.11 (a)).
Most comments  regarding  arsenic  recom-
mended an MCL of 0.1 mg/1 on the basis that
no  adverse health effects have been  demon-
strated from the  consumption of water con-
taining this amount.
  The Administrator has considered raising
the arsenic limit to 0.1 mg/1 for the same rea-
son  cited  in many comments—no  adverse
health effects have been demonstrated from
consumption   of   water  containing  this
amount or moie, at least not In this country.
However, arsenic hes been shown to be a  po-
tential carcinogen  in some of its forms in
industrial exposures, and there appears to be
a correlation between arsenic levels In drink-
ing water and the occurrence of skin cancer
In other countries.  While the role of arsenic
as a carcinogen or co-carcinogen has not been
firmly established. It does not seem to be pru-
dent at this time to raise the arsenic limit.
  6. Barium. Two comments concerned  the
MCL for barium, and both  expressed concern
over required compliance when the  MCL is
exceeded as the result of naturally occurring
barium In ground water.
  Maximum contaminant levels apply equal-
ly  to  naturally  occurring substances and
those occurring as the result of man-made
pollution. When barium is found to  exist In
a ground water source, the course of action
is to attempt its removal, such as by conven-
tional water treatment processes or  Ion  ex-
change, or to obtain a different water source.
If such action Is not feasible, the system can
seek a variance or exemption under the pro-
visions of these and subsequent regulations.
  6. Cadmium. Three   comments suggested
that the cadmium limit should be revised to
allow more protection  for cigarette smokers,
while 49 comments emphatically denounced
the concept of having non-smokers bear  the
financial burden of lowering the cadmium
limit for the benefit of smokers. The  Admin-
istrator is aware of the fact that smokers will
be provided a smaller factor of safety on  the
basis of  the cadmium  limit, but he agrees
with the majority  that a reduction  ot  the
limit cannot be justified.
  7. Chromium. The seven comments on  the
MCL for,chromium Included suggestions that
the limit be raised, that it be eliminated, or
that it be  specified as only for hexavalent
chromium.
  The limit for chromium la based on  the
known toxiclty of the hexavalent form. Since
this form Is the one most likely to be found
In  drinking water, and since the specified
analytical detection method (atomic absorp-
tion spectrophotometry) does not distinguish
between the valence   states,  the MCL  is
for total chromium. If part of the chromium
present Is in a lower valence state, the MCL
provides  an additional margin of safety.
  8. Cyanide. There were only two comments
on the MCL for cyanide—one stating that the
MCL was too low and  one stating that  the
limit was based  on Insufficient data. Since
small amounts of cyanide  do not constitute
a health hazard, and since chlorinatlon fur-
ther reduces the toxiclty of cyanide, this sub-
stance is rarely a problem in drinking water,
and there appears to be no justification  for
including cyanide  in the  list of Inorganic
      RULES AND 1BCULATIONS

chemicals for which MCL's are established in
these Regulations. Cyanide  has not  been
Identified daring routine sampling of drink-
ing -water In concentration* greater than Wo
of the proposed MCL. which  itself Is Woo ol
the level at which cyanide has adverse health
effects on humans. It does not appear that
there Is justification lor requiring  tens of
thousands of communities  to monitor  for
this substance. Further, cyanide occurs, how-
ever rarely, In drinking water primarily as *
result ot spills or other accidents, which can
be  more  appropriately controlled by other
laws or regulations, such as Section 1431 of
the Act. The Administrator, therefore,  ha»
decided to withdraw cyanide from the In-
terim Primary Drinking  Water Regulations.
The States may require  monitoring  for cy-
anide In appropriate circumstances.
  9. Lead. The one comment on the MCL for
lead stated that the limit Is too low and
that it  is below or near the detection limit.
The  Administrator  has  verified  that  the
atomic absorption spectrophotometrlc meth-
od specified has the necessary sensitivity for
detection of the metal at the specified con-
centration.
  10.  Fluoride. The 64 comments on the fluo-
ride MCL's covered an extremely broad area.
Among  the comments were suggestions that
a single MCL of  0.05  mg/1.  of 1.6mg/l. of
1.8 mg/1, of 2.0 mg/1, of 2.4 mg/1, of 2.5 mg/1.
or of 5.0 mg/1 be used in place of those In
the regulations.  There also were suggestions
that different ranges be  used, and that the
reason for temperature-dependent MCL's be
given. Some comments requested that fluo-
r.de be deleted  from the regulations, or at
least  placed  In  Secondary Drinking Water
Regulations.  Quite a number of comments
were directed toward controlled fluoridatlon
rather than MCL's for fluoride.  Some per-
sons registered their objections to controlled
fluoridatlon,  while  others  requested  that
limits for controlled fiuorldation be included
In  the  regulations.  There were  comments
that  all fluoride  should be  removed from
drinking  water, and comments  that there
should  be no limit on fluoride. There were
comments that water supplies serving tran-
sients be  excluded from  the  fluoride limits,
and comments that educational institutions
should not be excluded.
  The fluoride question has been complicated
by the fluoridatlon controversy. It was clearly
the. Intent of Congress that Primary Drink-
ing Water Regulations not be used as  the
vehicle  for a national  fluoridation program
(House  Report,  p. 15). At the  same time.
Congress made it clear  that there was  no
intent to prohibit or discourage fluoridatlon.
As for changing the MCL's, either raising or
lowering them,  very little data  were sub-
mitted to support the recommendations.
  Suggestions that the  MCL's be lowered
were for the most part based on presumed
toxiclty of fluoride or on presumed Increased
exposure to fluoride from sources other than
water. The evidence available to the Admin-
istrator Indicates  that the toxic effect  of
fluoride In drinking water Is limited to mot-
tling  of dental enamel and minor changes
In bone density, and that these effects occur
primarily at fluoride concentrations above
the proposed MCL's. It has been  postulated
that, with the advent of controlled fluorida-
tlon, the overall exposure of individuals to
fluoride has Increased to the point where the
addition of more fluoride to drinking water
is  no longer necessary, or  perhaps: even  to
the point where lower MCL's In water ought
to be established. While It Is true that foods
prepared  in  fluoridated  water  contribute
fluoride to the diet In addition to that ob-
tained from  drinking  water,  it  should  be
noted that the fluoride MCL's are based al-
most  entirely on  epldemlological evidence
obtained from areas where fluoride Is a nat-
ural  constituent of  the water. It can  &"
assumed that in such areas most  food was
prepared in the local water, BO the contri-
bution of fluoride from this source was auto-
matically taken into account; '
  This same epldemlological evidence showed
that  there  is  a  temperature-dependent
physiological effect of fluoride, both benefi-
cial  and detrimental  depending on concen-
tration. To Ignore this evidence would eewa
to be most unwise. The use of a temperature
scale for fluoride is more appropriate  than
for other chemicals because of the studies
available on  the fluoride-temperature  rela-
tionship and because there la &  small margin
with  fluoride  between beneficial levels and
levels with adverse health effects.
  Suggestions  that the MCL's  be raised  or
eliminated were based on the interpretation
of dental fluorosls as an esthetic condition
rather than as a health problem or on the
economic  aspects of  fluoride removal. The
Administrator has available to him a wealth
of information on the subject of fluorides,
plus the advice and  counsel of the dental
experts at the National Institutes of Health,
DHEW. On the basis of  this Information
and counsel, the Administrator believes that
the MCL's in these regulations  are adec/nato
for the protection of the health of consumers,
and  that there is  insufficient evidence  to
justify altering the proposed MCL'B. While
the Administrator believes that the exemp-
tion of educational  institutions from the
fluoride limits  was justified, revision of the
regulations to exclude non-community pub-
lic water systems from most Inorganic chem-
ical MCL's will make the exemption provi-
sion unnecessary.
  11. Mercury.  Six comments contained sug-
gestions that  the mercury limit be left  aa
proposed except that It  bs applied only  to
methyl mercury; seven comments suggested
that a limit be set for organic mercury  only;
and  29 comments expressed agreement with
the proposed  limit—a limit based on the
health hazard of methyl  mercury but meas-
ured  as  total  mercury.  One comment ex-
pressed dissatisfaction with mercury limits
In general, on the basis that  the  mercury
problem has been grossly exaggerated.
  A  specific limit for organic  mercury,  or
designating the proposed limit as applicable
only to organic mercury,  both present prob-
lems  in  analysis,  and dp not provide for
potential conversion of inorganic mercury  to
the organic form. Since  the proposed  limit
for total mercury Is  based on the "worst
case" concept, that Is, presumes that all mer-
cury present  Is in the more toxic, organic
form, It provides maximum health protec-
tion. Because  of the  low levels of  mercury
found In drinking water, the economic Im-
pact of the proposed limit Is expected to be
minimal. The Administrator therefore is sat-
isfied that the proposed limit for mercury Is
generally acceptable.
  12. Nitrate. Most of the 21 comments on the
nitrate MCL were directed toward naturally
occurring nitrate and  the difficulty in meet-
Ing the limit. As explained in the Statement
of Basis and Purpose, nitrate can  be  toxic
to Infants. Because of 'the known adverse
health effects  of nitrate, the Administrator
believes that  an MCL for nitrate should be
set. While It  Is acknowledged that removal
of nitrate from drinking water Is difficult,  in
many cases the sources  of nitrate can be
Identified and steps taken to prevent its entry
Into  drinking  water sources.  An example  Is
the nitrate contamination of ground water
as the result of surface  run-off. Such  con-
tamination can often be eliminated by proper
well construction.
  13.  Sodium.  Several comments suggested
the possibility of an MCL for sodium and the
National Drinking Water Advisory Council
recommended that consideration be given  to
                               FEOERAl REGISTER, VOL. 40, NO. 248—WEDNESDAY, DECEMBER  24,  1975

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                                                 RULES AND  IEOULAIIOMS
                                                                              59577
monitoring for sodium so that the public can
be Informed of the sodium content of avail-
able water. These concerns result from the
fact that man; persons  In the United States
suffer from diseases which, are influenced by
dietary sodium Intake.  In  addition,  persons
may wish to limit their sodium Intake for
other reasons.  However. EPA has not pro-
posed an MCL for sodium,  and the Advisory
Council did not recommend, an MCL, because
the data available do not support any par-
ticular level  for sodium In drinking water,
and because regulation of sodium by an MCIi
is a relatively inflexible, very expensive means
of dealing with a problem which varies great-
ly from person to person.
  EPA has requested  the National Academy
of Sciences to Include  sodium In Its study
of the health effects of  Inorganic chemicals.
In  the  meantime, the  Agency recommends
that the  States  Institute  monitoring pro-
grams  for sodium, and  that  physicians and
consumers be Informed  of  the sodium con-
centration In public water systems so that
they can take action they may consider ap-
propriate.
  14. Suit ate. Comments also were submitted
urging the adoption of  an MCL for  sulfate.
As In the case of sodium, the National Drink-
Ing  Water Advisory Council recommended
monitoring for sulfate  levels,  but did not
recommend the adoption of a maximum con-
taminant level.
  The  sulfate  question Is similar  to the
sodium question  In  that  available data do
not support the establishment of any given
level. A relatively high concentration of sul-
fate In drinking water has little or no known
effect on  regular  users of the water,  but
transients using  high culfate  water some-
times experience  a laxative effect. Whether
this effect will occur, and its severity, varies
greatly with such factors as the level of sul-
fate In the water being consumed and the
level at sulfate to which the transient Is ac-
customed. EPA recommends that States In-
stitute monitoring programs for sulfates, and
that transients be notified If the sulf ate con-
tent of the water  Is high. Such notification
should Include an  assessment of the possible
physiological  effects of  consumption of the
water.
  The  National Academy  of Sciences  has
been asked to consider  sulfate In Its study.
An MCL for sulfate will be proposed If it  Is
supported by the available data.
  15. Inorganic  chemical   MCL's  for  non-
community systems. As proposed, the regu-
lations would have made  all MCL's  for In-
organic chemicals applicable to non-com-
munity water systems. This approach failed
to take Into account the fact that the pro-
posed MCL's for Inorganic chemicals, except
nitrates and cyanide, were based on the po-
tential health effects of  full-time, long-term
exposure.  MCL's  based  on  full-time long-
term exposure are not  necessary to  protect
transients or  Intermittent users served by
non-community systems. Therefore, the final
regulations provide that MCL's for inorganic
chemicals other than nitrates are not ap-
plicable to non-community systems. Nitrates
are applicable to all public water-systems be-
cause they can have an  adverse health effect
on susceptible infants In  a short  period of
time after exposure. (As discussed above, the
other  proposed inorganic  chemical  MCL
based  on short-term effects—cyanide—has
been deleted.)
  16. Monitoring requirements. Section 141.-
23, dealing with Inorganic chemical monitor-
ing requirements,  received more comments
than any other section of the proposed regu-
lations. Altogether, there were over 300 dis-
crete comments on Inorganic chemical moni-
toring, with the largest  segment of the com-
ments  being directed toward  i 141.23 (b),
the provision for Increased monitoring when
 76%  of tbe maaimum oontamlaant level !•
 attained.
   The comments on { 141.23(a) dealt mostly
 with the time Interval allowed for compiling
 a historical  record  of water quality. Most
 comments contained tbe opinion  that more
 time should be allowed for the "phasing in"
 of, particularly,  the non-community water
 systems. On the other hand, there  were com-
 ments to the effect that too  much time had
 been allowed. There were a number of re-
 quests'that non-community systems be ex-
 empted from  the inorganic chemical moni-
 toring requirements, on the basis that maxi-
 mum contaminant levels are based on, life-
 time chronic  health effects,  and that users
 of non-community water systems are not ex-
 posed for  a lifetime.  There  also were com-
 ments  requesting  that no  distinction be
 made between different  types of water sys-
 tems, such as surface and ground. As noted
 above, because MCL's for Inorganic chemi-
 cals  have, In  most cases,  been  based on
 chronic health effects for lifetime  exposures,
 they will not be applied to non-community
 systems.  Therefore,   5141.23  has  been  re-
 written to Indicate that, except for nitrates,
 inorganic chemicals monitoring will  be re-
 quired only for community water systems.
   Virtually every comment  on 5 141.23 (b)
 expressed  criticism  of the  concept of  In-
 creased  monitoring  when  a  contaminant
 level reaches 75% of the maximum allowed.
 Reasons given were that such  monitoring Im-
 poses "a  safety  factor on top of a  safety
 factor,"  that  the State  should  determine
 when Increased monitoring frequency is de-
 sirable, that  analysis for some constituents
 would be Impossible because of the limits of
 detection,  that  analytical costs  would be
 prohibitive, that ground water contaminant
 levels are not variable, and that the proposed
"monitoring frequency was too demanding.
 Some commentors suggested  that less  fre-
 quent monitoring be  allowed when a con-
 taminant level was below 60% of  the MCL.
   Section 141.23(b) was written with the In-
 tent that, when a contaminant level reached
 75%  of the  MCL,   monitoring  frequency
 would be increased  so that the supplier of
 water would have an adequate warning of
 possible or Impending violation of  the MCL.
 By thus being forewarned, the supplier of
 water could take corrective measures  before
 violation occurred. In light of the comments
 received, it has been concluded that although
 such sampling may be a matter of good op-
 erating practice, it  is not appropriate for
 Inclusion In a primary drinking water regu-
 lation for the  reasons stated in  the com-
 ments.  Therefore,  the  Administrator  has
 decided to withdraw  5 141.23(b).  However,
 the Administrator believes It would be pru-
 dent for the operator of a community water
 system to Increase monitoring frequency for
 a contaminant which appears to be approach-
 Ing  the  MCL, and  for the States  to direct
 such Increased monitoring when appropriate.
   Comments on S 141.23(c) were largely di-
 rected toward the requirement that sampling
 and analysis be  repeated within  24  hours
 after determination  that an  MCL  has been
 exceeded. It was felt that this did  not allow
 enough time,  and In fact there was some
 misunderstanding as to whether It was in-
 tended  that  only the resampling  be com-
 pleted within 24 hours or that both resam-
 pling and Yeanalysls be completed In  this
 time frame. Section 141.23(c) has been re-
 written to Indicate that when a sample result
 does not comply with the MCL, the supplier
 of water shall Initiate three additional sam-
 ples within one month.  Since compliance
 will be judged on the average of these four
 samples Initiated over a one-month period,
 the requirement that the first check sample
 be either completed or initiated within 24
 hours is not justified.
  Section  141.33(d) elicited a  number of
comments In  regard to the definition of a
"moving  average,"  and there were  general
objections to  the public notification provi-
sion. The opinions expressed were that the.
public should be notified  only If the viola-
tion of an MCL involved an Imminent hazard
to health, or that emphasis should be placed
on correcting a problem rather than Increas-
ing the monitoring frequency and notifying
the   public.  The  rewording   of   section
I4l.23(c)  to provide for a one-month aver*
age has eliminated the need for paragraph
(d). The one-month average provides a less
complicated, more efficient means of deter-
mining compliance.
  In  regard to public notification of non-
compliance  with an MCL. Section  1414(c)
of the Act requires that notice of such non-
compliance  be conveyed to the public. Tbe
nature of the corrective measures to be taken
are •determined by the supplier of water and
the  State.  The comments  on  1141Jt3(e)(
the special  provisions for nitrate, were di-
rected toward  the  24-hour re-analysis re-
quirement and the concept of  the  special
provision  itself. Most comments contained
the  opinion that  no re-analysis could  be
performed In the time allotted,  and others
questioned the basis for singling out nitrate
for special consideration. Nitrate  was singled
out tor special consideration among tbe in-
organic chemicals because of the acute tox-
lolty of nitrate to Infants. The t resampling
requirement has been rewritten for Unproved
clarity.
  The comments on { 141.23(f) dealt entirely
with the suggestion that alternative analyti-
cal methods be allowed. As noted above, al-
ternative analytical techlques tnay  be .per-
mitted by  the State  if the substitute method
Is substantially equivalent to the techniques
prescribed 'in this  regulation. In both pre-
cision and accuracy, as It relates to the deter-
mination of compliance with any maximum
contaminant level.
          HI.  ORGANIC CHEMICAL*

  1. CCE. Section 141.12, maximum contami-
nant  levels  for organic chemicals, received
over 80 comments. Most of these comments
criticized  the  carbon  chloroform  extract
(CCE) method  for  estimation  of  organic
chemical contamination. Criticism of  the
CCE requirement were based on cost, tack of
correlation with health effects, inadequacy as
a measure of total organic chemical content,
Inapplicability' to ground water, and Jack
of supporting  data. Some, comments sug-
gested an alternative surrogate  for organic
chemical  contamination,   including  total
organic carbon and chemical oxygen demand.
Other comments concerning CCE were that ft
be considered for Inclusion In the Secondary
Drinking Water Regulations, that there  be
provision  for  raising the  MCL  when  tha
organlcs content of water is shown  to  be
harmless,  and that a treatment technique
be substituted for  the  MCL.  Over twenty
comments requested that the CCE procedure
be dropped  altogether. Three comments re-
quested that the limit be lowered.
  The general  problem of organic chemicals
In drinking water Is accorded top priority by
EPA. Concern over organic chemicals was one
of the principal reasons for passage of  the
Safe Drinking  Water Act. Surveys conducted
by EPA In recent months Indicate that man-
made organic chemicals are present In small
amounts in  water supplies in many parts of
the country. The Agency is committed  to
using the  regulatory tools provided by  the
Act to deal with the potential adverse health
effects of organic chemicals in drinking water.
  The proposed use of a CpE maximum con-
taminant level was an attempt to deal with
gross  organic pollution as soon  as  possible
pending the results  of further research, sur-
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  59578
  veys and the NAS study. COE was initially
  used as  a means of taste and odor control.
  As  concern  over  adverse health effects of
  organic chemicals grew. CCE  was turned to
  as a rough surrogate for organlcs to be used
  as a health-based standard rather than as an
  esthetic  standard. Unfortunately, as more Is
  learned about organic chemical pollution of
  drinking water, CCE looks less and less effec-
  tive as a surrogate for harmful organlcs.
    The  principal difficulty with CCE is that
  It includes only about one-tenth  of the total
  organic  content  of  the volume of  water
  sampled  and It does  not  measure organic
  compounds of greatest concern, such as the
  volatile halomethanes. Thus, a high CCE test
  result  does  not necessarily mean  that  the
  water tested may  pose a hazard to health,
  and a low CCE test result may be  obtained
  from water with a high level of  potentially
  harmful  organic compounds. In short, there
  Is no sound basis of correlation between CCE
  test results and the level of harmful organic
  chemicals In  the water tested.
    To establish a maximum contaminant level
  under these circumstances would almost cer-
  tainly do more harm than good. It could give
  a false sense of security to persons served
  by systems which are  within the established
  level and a false sense of alarm  to persons
  served  by systems  which exceed the  level.
  It also  would divert resources  and attention
  from efforts to find more effective ways  of
  dealing with  the organic chemical problem
   Total organic carbon  (TOO)  and chemical
  oxygen  demand (COD) are surrogates that
  have been considered,  but they have limita-
  tions also. TOO has the advantage of being
  quicker and cheaper (on a per  sample basis)
  than CCE, but the availability of sensitive
  Instruments  for this measurement is ques-
  tionable.  More Investigation of the signifi-
  cance of any TOG number as a health effects
  limit Is also  needed.  COD  Is  easily deter-
  mined  with  readily   available  laboratory
  equipment, but COD Is not limited to organic
  compounds, and besides a. COD number also
  cannot  be adequately  related to health ste-
  nlflcance at this time.
   EPA is  diverting substantial  resources to
  research into the health effects of specific
  organic chemicals  and groups of  organic
  chemicals. Also, It Is expected that the study
  of the  National  Academy of  Sciences will
  produce further data on health effects. How-
  ever, in view of the significance  of the poten-
  tial health problem. It  is not enough to wait
 for this additional  health effects data  EPA
 therefore  will undertake to Identify one or
 more surrogate tests for organic chemicals or
 organic chemical groups, and will also study
 in depth  the presence  of specific  organic
 chemicals  in  drinking  water  supplies. It  Is
 anticipated that  this  effort  will  result in
 the development  of an  additional MCL or
 MCL's for organic chemicals by amendment
 of the Interim Primary Drinking Water Reg-
 ulations without having to wait for  a more
 complete resolution of the organic  chemicals-
 question in the Revised Regulations.
  Accordingly, EPA  is  adopting regulations
 on organic chemical monitoring, using the
 authority  of Sections 1445 and 1460 of the
 Act.  The regulations require  that over 100
 selected  public water systems serving sub-
 stantial  populations  collect samples  of  raw
 and treated water for submission to EPA for
 organlcs  analysis. EPA will analyze  the sam-
 ples for a number of general organic parame-
 ters, Including CCE, TOC (volatile  and non-
 volatile),   NVOC,  Total  Organic  Chlorine
 (TOC1), ultraviolet absorbancy,  and fluores-
 cence. In addition, the water will be analyzed
for 21 specific organic  compounds.  These
laboratory  analyses will be used to evaluate
the extent and nature  of organic  chemical
contamination of drinking water, to evaluate
the validity of the general organic parameters
as surrogates for measures of harmful organic
        RULES AND  REGULATIONS

   chemicals, and  to determine whether there
   is an -adequate  basis for  establishing maxi-
   mum contanuant levels for specific organlcs
   or groups of organlcs.
    In addition, EPA is embarking on an In-
   tensive research program to find more defini-
   tive answers to the following four questions:
    1. What  are  the  effects  of commonly
   occurring  o.-ganlc  compounds  on  human
   health?
    2. What  analytical procedures should be
   used to monitor finished  drinking water to
   assure that any  primary drinking water reg-
   ulations dealing with organlcs are met?
    3. Because  some of these  organic com-
   pounds are formed during water treatment,
   what changes in treatment practices are re-
   quired to  minimize  the  formation  of  the
   compounds in treated water?
    4. What treatment technology  must be ap-
  plied to reduce  contaminant levels  to  the
  concentrations that may be specified In the
  regulations?
    This research  will  Involve  health-effects
  and epldemlologlcal studies. Investigations of
  analytical methodology, and pilot plant and
  field studies of organic removal unit proc*
  esses. Some phases of the  research are to be
  completed by  this fall", while much  of  the
  remainder is to be completed within the next
  calendar year.
    As soon as sufficient information is derived
  from the monitoring program and related
  research, primary drinking water regulations
  will be amended  so that the organic chemi-
  cals  problem  can be dealt  with  without
  delay. The monitoring program will be com-
  pleted within one year.
    During the  Interim  period while satisfac-
  tory  MCL's for  organic contamination  In
  drinking water are being developed, EPA will
  act  in specific cases   where appropriate to
  deal wilth organic contamination. If the EPA
  monitoring  program reveals serious specific
  cases of contamination, EPA will work with
  State and local authorities to Identify the
  source and nature of the problem and to take
  remedial action. EPA will also aid the  States
  In identifying  additional community  water
  supplies that require analysis.
   2.  Pesticides. Proposed § 141.13 contained
  MCL's for several  organic pesticides. Most of
 the comments on § 141.13  (out of a total of
  130)  requested  that the MCL's for pesticides
 either be raised  or deleted entirely.  There
 were two requests for  inclusion of limits for
 2,4,5-T, one  request for an  organophosphatg
 Insecticide limit,  one for a limit  on dioxin,
 and  requests for  limits for  aldrln, dieldrin,
 DDT and chlorine  (sic.) Other comments sug-
 gested that pesticide limits be restricted  to
 emergencies  or spills, or at least only to sur-
 face  water during periods  of pesticide use.
 There were  also  requests  for  research on
 carcinogenic risk and  bloampllflcatlon.
   These proposed pesticides levels  were care-
 fully considered by the Advisory Committee
 and have been reviewed In light of available
 data  on the health effects of these pesticides
 and their Incidence in drinking water sup-
 plies. The levels established are adequately
 supported  by the authorities  cited in the
 Statement of Basis and Purpose.
   A limit for  2,4,5-T was tentatively proposed
 by the Advisory Committee but was deleted
 from  the Committee's final report in 1973 on
 the grounds  that  EPA's ban on the use of
 2,4,5-T for aquatic uses made a drinking
 water limit unnecessary. That ban has now
 been  In effect for about five years, and it  Is
highly unlikely that this herbicide exists in
drinking water except  perhaps In  extremely
rare cases in  trace amounts. EPA Is now in-
vestigating reports of 2,4,5-T in some water-
ways  in Northern Louisiana, and will recon-
sider the desirability of an MCL for 2,4,5-T if
new data  indicate  that the  pesticide is ap-
pearing in drinking water supplies at a sig-
nificant rate.  Dioxin is  a minor contaminant
   of 2,4,5-T, and the same basic considerations
   apply to it.
     The desirability of an MCL for organophos-
   phorus insecticides, which was recommended
   in 1973 by the Advisory Committee, was care-
   fully considered by EPA. It was decided not
   to adopt'such a level, because although these
   pesticides would pose a serious health risk If
   they were present at the consumer's tap, the
   fact is  that  there is no evidence that such
   pesticides reach the consumer's tap. This was
   discussed in the preamble to the proposed
   primary drinking water standards, at 40 FB
   11992. As noted there, these pesticides reach
   water sources usually only by accident or In-
   direotly, and their tendency to degrade rap-
  Idly apparently hasprevented problems which
   might occur when they do  reach drinking
  water sources. The principal threat  from
  these pesticides is from  accidental spills In
  water sources. The appropriate way to deal
  with such spills is by emergency action when
  they occur, not by periodic monitoring which
  would not catch the problem  in time.
    With respect to aldrln, dieldrin  and. DDT,
  EPA's national survey of the presence  of
  these pesticides in  drinking water supplies
  has not  been completed. If the results  of
  that  survey indicate that  those pesticides are
  present  in  a significant  number  of water
  supplies, an appropriate  amendment  of the
  Interim  Primary Drinking Water Regulations
  will be proposed.
    The proposed MCL's for chlordane, hepta-
  chlor, and heptachlor epoxide have been de-
  leted because EPA is currently involved in
  suspension  and  cancellation  hearings for
  these pesticides. MCL's will be reconsidered
  at a later date.
   Current research on  pesticides, including
  both  surveys of their incidence in water sup-
  plies  and their health  effects, will be con-
  tinued and expanded.
   3. Monitoring Requirements. There  were
  over 260  comments on ! 141.24, dealing with
  monitoring  for compliance with the MCL's
  for CCE and  pesticides.  However, most of
  these comments were more related to the
  merits of the MCL's than  to the monitoring
 requirements.  The CCE limit has been dis-
 cussed above, and that discussion will not be
 repeated here.
   A number of  comments on  5 141.24 sug-
 gested that  monitoring  requirements  for
 pesticides be eliminated, or at least that the
 responsibility  for  such monitoring be  as-
 sumed by EPA or the States rather than by
 public water system. Concern  was expressed
 over the  cost  of monitoring for pesticides,
 and the absence of pesticides in public water
 systems in some areas.
   EPA agrees  that regular monitoring  for
 pesticides is not needed for all public water
 systems  using only  ground  water  sources
 Pesticides are rarely found In significant
 levels  In ground water. Accordingly,  the pro-
 posed  §141.24 has been  amended to provide
 that for a system using only ground water
 monitoring shall be required only when speci-
 fied by the entity with primary enforcement
 responsibility.  This  will  more reasonably
 limit  monitoring for  pesticides in  systems
 using  only ground  water to those Instances
 when the State or EPA has reason to suspect
 the possibility of contamination.
   In the case of surface waters, the greater
 incidence  of  these pesticides requires moni-
 toring across-the-board. For all community
 water  systems  using surface water sources
 lor all or  part of their water, monitoring for
 pesticides will  be required  within one year
 of the effective date of the regulations  This
 monitoring shall be  repeated  at  intervals
 specified by the State and  in no event less
 frequently than at three year intervals.
  Section  1424 has also been amended to re-
 quire that samples to be analyzed for pesti-
cides must be  collected  during a period of
the year designated by the entity with pri-
                               FEDERAl REGISTER, VOl. 40, NO.  248—WEDNESDAY, DECEMBER 24, 1975

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                                                  RULES  AND REGULATIONS
                                                                               59579
mary enforcement responsibility as the period
when contamination by  pesticides  Is  most
likely to occur. This takes Into account the
fact that the level  of pesticides in  surface
waters varies on a seasonal basis In relation
to agricultural uses of the  pesticides. This
amendment will make monitoring for pesti-
cides In drinking water more-effective.
  Several  comments   criticised   proposed
| 141.24 (b), which  would have required In-
creased monitoring  when the contaminant
level reaches 78% of the MCL. Thte is basic-
ally the same question addressed above with
respect to monitoring requirements  for in-
organic chemicals. For the same reasons, the
75% Increased monitoring requirement for
pesticides has been  eliminated.
  Other  comments requested that EPA al-
low alternative analytical procedures. A new
i 141.27 has been added to provide that a
supplier of water may, with State approval,
employ an alternative  analytical technique.
  There  appears to  have  been some  misun-
derstanding regarding the role of the public
water system laboratory versus State or other
laboratories In performing analyses  for the
purpose  of  determining  compliance  with
these  regulations,   and  in  particular  the
MCL'a for pesticides. Although it is Intended
that the Individual suppliers of water be re-
sponsible for the analyses.  It was  not in-
tended that each supplier of water neces-
sarily  posness  the  analytical capability  to
perform the analyses himself. It Is reasonable
to  expect each supplier of water without ita
own laboratory  facilities will  collect and
transmit water samples to approved  labora-
tories.
  It should  be  noted that  with respect to
organic chemicals and other contaminants,
all MCL's and monitoring requirements in
these regulations are minimum requirements,
and It Is  incumbent  on the entity  having
primary enforcement  authority to  require
additional monitoring and other require-
ments where appropriate.
              IV. TURBIDITY
  1. Turlrldity MCL's. About half of the more
than 160  comments on  the MCL for tur-
bidity (J 141.14) contained  a request that
turbidity be deleted from the Primary Drink-
ing Water Regulations or be relegated to the
Secondary  Drinking   Water  Regulations.
There  were also requests that the MCL be
raised, that there be a limit of  S turbidity
units ("TU") and a "goal" of 1 TU, and that
the MCL be lowered. Other comments refer-
red to turbidity in sub-arctic waters, the
use of a two-level  MCL for turbidity, and
the apparent encouragement of chlorination.
  The Administrator  has determined  that
turbidity  is Indeed appropriately classified
as  a health limit,  in that  turbidity has a
marked effect on the bacteriological  quality
of water, whether or not disinfection  is prac-
ticed.
  As noted  above,  many comments ques-
tioned the need for  ft turbidity limit applic-
able to systems using only  a ground water
source. In this regard  the Administrator be-
lieves  that In most  cases, turbidity Is not a
problem in properly developed wells. In some
cases,  excess sand is included In the water
pumped but this Is not a health related prob-
lem. In  other cases dissolved Iron  present
precipitates upon oxidation. This also is not
a health related problem. In some fractured
geologic formations and particularly In lime-
stone formations, turbidity could be a  peri-
odic problem because of a  short retention
times In the aquifer. In these cases the State
is  encouraged to  take  appropriate action
in establishing a limit or treatment require-
ment.
  Some comments questioned the proposal to
allow an MCL of 6  TU rather than 1 TU In
cases where the entity with primary enforce-
ment responsibility specifically  authorized
the higher MCL. The Administrator believes
this is  Justified on the basis that -not  all
turbidity Is related to bacteriological quality.
Examples of Instances where the higher tur-
bidity may be allowed are when Iron or other
minerals, or minute  Ice crystals In otherwise
satisfactory water, are the  cause of the tur-
bidity. Proving that  a particular type of tur-
bidity does not Interfere  with disinfection
or  does  not Interfere  with microbiological
determinations Is not always easy. One of the
best methods for proving the former is an ac-
cumulation of data showing  good  bacterio-
logical  quality  In  the distribution system
over an  extended period of time, even  with
turbidity over 1 TU. A mlcroblologlst can, by
various   manipulative    techniques,    tell
whether or not turbidity Is interfering with
the conform test. No doubt a State may em-
ploy  other means for  determining  when a
public water  system has  qualified  for  the
higher turbidity limit.
  The proposed  regulations  measured the
turbidity MCL only on the basis of a monthly
average. The  National  Drinking Water Ad-
visory Council recommended that a supple-
mentary  MCL  be  established to  protect
against the appearance of a particularly high
turbidity level over  a short period of time.
In accordance with the Council's recommen-
dation, 8 141.13 has  been amended to estab-
lish an MCL of 6 TU as an average of two
•consecutive dally samples. EPA agrees with
the Council that turbidity  levels above 5 TU
cannot be Justified in surface waters for more
than a one-day period.
  That there  is an  Implied endorsement of
chlorination  in  these regulations cannot be
denied. The Administrator, recognizing chlo-
rination as being the only generally available
disinfectant In water treatment, has on sev-
eral occasions specifically endorsed chlorina-
tion as  a  valuable  public health  measure.
Pending further research, the possible long-
term adverse  effects of chlorination are In
most cases offset by the effectiveness of chlo-
rination for preventing bacteriological con-
tamination.
  2. Turbidity Monitoring. There were over
120 comments on the turbidity monitoring
requirements  (5 141.22). Most of  the com-
ments were directed toward the requirements
as they applied to water supplies using water
from underground sources.  It was agreed that
turbidity In ground water need not be moni-
tored, and in fact  there were a number of
comments suggesting that turbidity monitor-
Ing be  deleted altogether.  There were com-
ments that the sampling  was too frequent,
and comments that in some  circumstances
the sampling  was too infrequent. The ques-
tion of cost was brought  up In connection
with sampling frequency. There also were re-
quests for clarification  of the entire section,
with particular emphasis on defining an "en-
try point" to a distribution system.
  It was the Intent of the Administrator that
public non-community water systems using
ground water be exempted from the turbidity
monitoring provisions.  Unfortunately, how-
ever, the omission of commas In § 141.22(c)
made It appear that only community systems
•using ground water were required to moni-
tor for turbidity. The section  has been writ-
ten so that the turbidity monitoring require-
ments apply only to water systems using sur-
face water sources. Also, for non-community
systems using surface water, the regulations
have been modified  to require that the tur-
bidity monitoring must be Initiated within
2 years of the effective date.
  The measurement of turbidity at the entry
point to the distribution system, rather than
at the consumer's tap, can be Justified on at
least two bases. First, since turbidity can be
controlled only by water treatment processes,
It Is  most appropriately measured Immedi-
ately after the water has been treated, and
before the measurement Is affected by scale,
sediment or other materials present In pipe-
lines.  Second, since one  of the  principal
purposes for limiting  turbidity is the fact
that  turbidity interferes with disinfection,
and since disinfection Is effected at the treat-
ment plant, turbidity at the consumer's tap
Is not an adequate reflection of conditions
where disinfection is taking place.
  Comments suggesting an  increased sam-
pling frequency for turbidity In effect were
suggesting operational monitoring  desirable
in  specific  cases  rather than a  frequency
which, is practical when generally applied
to  thousands of.  public water  systems.  It
should be reiterated that these regulations
contain  only  minimum requirements,  and
that more  frequent monitoring can  be  re-
quired by EPA or the States in appprorlate
cases. Furthermore, there Is nothing In these
regulations to deter a supplier of water from
more  frequent turbidity monitoring  as an
operational guide.
  Other  comments on turbidity monitoring
stated that  the proposed requirements were
too expensive. However, the  cost and effort
involved  in  measuring turbidity are not ex-
cessive. This is one parameter which can be,
and In fact must be, measured by the Individ-
ual suppliers of water. Almost anyone can
learn  to  take turbidity measurements,  and
only a' few seconds are required for each
measurement. The only cost Is in the pur-
chase of a turbldlmeter, which lasts for many
years.
  In order to take Into account the fact that
turbidity measurements in  most cases  will
not be taken by trained  laboratory tech-
nicians  and  that erroneous high  readings
can be obtained by careless handling  of the
test, § 141.22 (b)  has been amended to pro-
vide that if the  Initial dally  sample appears
to exceed the maximum allowable limit but
a repeat  sample shows a lower turbidity, the
results of the repeat sample shall be used
rather than the results of the Initial sample.
  Because  turbidity is closely Interrelated
with  filtration and disinfection,  sampling
is to be  done et "a  representative entry
point (s)  to the water  distribution system."
This means at a  point between  the  filters
and the mains. A clear well would be appro-
priate, as would be a point between a pump
discharge and the mains If there are  no fil-
ters. In  the event  that  there  are several
"entry points," such as would be  the case
when there  are several  well  pumps, a sam-
pling  point common  to  all pump  dis-
charges would obviate the necessity to sample
at each pump discharge. If there is a ques-
tion as to whether or not a particular sam-
pling  point  were  "representative" of  the
water  being delivered  to  the distribution
system, the State  would make the  decision.
Alternative  analytical  procedures,  such as
continuous .turbidity monitors, may be used
at the discretion of the State.
         V. MICROBIOLOGICAL LIMITS
                                V
  1. Conform Limits  and  Standard Plate
Count. There were almost 140 comments on
I 141.16,  Maximum Microbiological Contami-
nant  Levels,  of  which  about  half were
directed  toward  §141.15(b), the  standard
plant  count  ("SPC").  Most of  the com-
ments on gl41.1S(a), coliform limits, were
general In nature, covering  such  points as
clarification of the language, use of alterna-
tive Indicator organisms, raising  or  lower-
Ing the limits, averaging of results, and the
assignment  of responsibility for performing
the tests. Nearly all the comments on the
SPC expressed opposition to the  imposition
of a maximum contaminant level. Opposition
was based on the lack of health significance
of the SPC and the unfavorable cost-benefit
ratio.
                                FEDERAL REGISTER, VOL. 40, NO.  248—WEDNESDAY, DECEMBER 24, 1975

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59580

  Section 141.16(a)  has been rewritten for
clarification. The Administrator believes the
conform group of organisms are the beat In-
dicators of bacteriological quality of  drlnK-
Ing water, although ot course research Into
possible alternative Indicators  Is  ongoing.
The Administrator also believes the maxi-
mum contaminant  levels  for  conform or-
ganisms are adequate  to protect the  health
of consumers. Other limits for bacteriologi-
cal quality,  such  as  those In  the  World
Health  Organization Drinking Water  Stand-
ards,  may appear  to be more stringent and
thus  more protective of health, but it must
be  remembered that  WHO Standards are
merely  guidelines, not enforceable regula-
tions. It should also be remembered that the
currently proposed regulations contain mini-
mum standards of quality, and that lower
levels of contaminants should  be attained
when feasible. Because of the effect a single
sample  may have on a  monthly average, par-
ticularly  when only a few  samples are ex-
amined per month, quarterly averaging will
be  allowed for those  public water systems
serving populations of 3300 or less.
  Although the Administrator has evidence
that  the Standard  Plate Count does  have
health significance, and In addition Is a valid
Indicator of bacteriological quality of drink-
ing water, the Administrator  has deleted
1141.15(b). Because the conform limit pro-
vides adequate protection against microbio-
logical  contamination, the cost of an SPC
requirement  cannot be justified. However
the Administrator recommends that the SPC
measurement be  applied Judiciously  wher-
ever Indicated, If only  as an operational tool.
In  conjunction with the collform test.
  2.  Chlorine Residual Substitution.  There
were over  170 comments on  § 141.16, the
chlorine residual substitution provision. The
comments represented overwhelming oppo-
sition to total substitution with concomitant
suspension of the collform test. There were
also comments on the analytical procedure,
free chlorine residual versus combined resid-
ual,  and particular opposition  to the con-
cept  of allowing substitution In the smaller
communities. In the latter case, it was stated
that  a  small  community would not  have a
water system operator of  sufficient.skill or
dedication to monitor chlorine residuals ac-
curately or faithfully. There were  several
questions regarding  the different chlorine
residuals specified In §§ 141.16(a) and 141.16
 (b).  Some believed the residual should be
raised, while others believed the lower resid-
uals  should be permitted.
  The  chlorine residual substitution provi-
sion  was Inserted so  that  In those  com-
munities  where chlorlnatlon  Is practiced,
some economic benefits might be realized by
the deletion of part of the collform  testing
requirements without affecting the  health
protection  provided. In the  smallest  com-
munities, total substitution of chlorine re-
sidual  testing would result in  a significant
economic benefit, since it is  in these  com-
munities that the maintenance of adequate
water quality has  the highest per capita
cost. The Administrator believed that the
maintenance  of an adequate chlorine resid-
ual In  a distribution  system throughout a
month  was at least  equivalent, in  health
safety  terms, to Isolated collform tests. In
the event that total substitution had been
allowed by the State, the  slightly  higher
chlorine residual provided a greater factor of
safety.
  It  Is true that a chlorine residual alone
does not guarantee the absence of pathogenic
bacteria. It is also true that a negative con-
form test does not always guarantee the ab-
sence of pathogenic bacteria. However, the
Administrator concedes  that,  because  of
questionable reliance on unskilled operators
In the smallest communities, it would not be
      RULES  AND REGULATIONS

prudent to permit 100% substitution of chlo-
rine residual  testing for conform teats in
those cases. For this reason, proposed 5 141.-
16{b) has been deleted. However, 76% substi-
tution will be permitted where specifically
authorized by the entity with primary en-
forcement authority.
  The analytical method specified for chlo-
rine residual  testing led  to some misunder-
standing. The DPD method, as described In
"Standard Methods of Examination of Water
and Wastewater," appears to be an involved
and sophisticated procedure. It was specified
primarily on the basis of accuracy and sensi-
tivity, particularly when  compared with the
o-tolldlne procedure In  common use.  The
latter has been shown to be Inaccurate and
unreliable, but remains popular because of
itc  simplicity  and the ready availability of
field test kits. What is not known, apparently.
Is that the OPD  test is almost as simple and
Is also  available in reasonably priced field-
test kits.
  •Chlorine substitution has been specified,
rather than "disinfection substitution," sim-
ply  because there  is no- other disinfection
procedure of comparable  safety and reliabil-
ity, lodlnatlon has been suggested, but iodine
presents a health risk to some persons.
  3. Microbiological Monitoring. There were
over 250 comments  on § 141.21, microbiologi-
cal contaminant monitoring requirements, of
which over 70 comments were directed toward
§ 141.21 (g), the  standard plate count  moni-
toring requirement. Although both increased
and  decreased  sampling  frequencies   for
conforms were requested, by far the greater
number  of comments expressed the opinion
that the requirements of this section were
unreasonably  burdensome, particularly  for
the  smaller communities and  non-commu-
nity public water systems. There were  also
numerous requests  for clarification or modi-
fication of the conform monitoring require-
ments, such as requests to modify the time
for resampling, requests  to permit exclusion
of sampling points which have been shown
to be contaminated, and requests to permit
discarding positive bacteriological sampling
results  for which  the check sample results
are  negative.  In regard  to § 141.2Kg), the
standard plate  count monitoring require-
ment, most comments reflected  the  objec-
tions to  the parameter itself rather than ob-
jections to the frequency of monitoring.
  Considerable attention has  been given to
the  sanitary  surveys and monitoring  fre-
quency for conforms, particularly in the case
of small community systems or non-commu-
nity systems. The concept of a sanitary sur-
vey, expressed in a number  of  comments,
can be considered as a factor in determining
the  sampling  frequency for a particular sys-
tem. The practicality of  sanitary surveys, at
annual or even less frequent intervals, versus
the  collection and analysis  of  two water
samples  per month, must  be  carefully con-
sidered on both  economic and manpower re-
quirements. It has been estimated that there
are  200,00 non-community water systems In
this country, but from the Information sup-
plied in the comments received It is evident
that this number may be too conservative.
An adequate  sanitary survey of each of these
systems  In one  year would create  a severe
strain on the skilled manpower necessary.
  The consensus of opinion from the States
is that,  in the  event a sanitary survey be-
comes acceptable  for establishing  conform
sampling frequency for any segment of pub-
lic water systems,  a- priority scheduling of
surveys will be established, with populations
at risk and known trouble spots being factors
to consider. With such priorities. It  Is evi-
dent that the non-community systems, serv-
ing  small population groups and delivering
water on which  there is  no past record, will
be last to receive attention. For this reason.
among others, the  paragraph o.n conform
monitoring, S 141.21<»). has been re-written
to establish a  minimum sampling  frequency
of one per calendar quarter for non-commu-
nity systems. A sanitary survey can be used
as a basis  for modifying  the sampling fre-
quency. For the smaller community public
water systems, a new population range has
been delineated, with an  accompanying re-
duction In collform sampling frequency. In
tills range • (26-1.000 persons served)  one
sample per month Is the minimum, although
the State may, based on  a sanitary survey
verifying certain conditions, reduce the sam-
pling frequency, except that in no case shall
it be reduced  to less than one per quarter.
In addition, the paragraph has been re-writ-
ten to clarify the  Intent and to spell out
more precisely the  means by which, compli-
ance  or  non-compliance  is  determined.
  An effort has also been made  to clarify
the samples that  should be Included and
excluded among those used to calculate com-
pliance. In this regard, a paragraph has been
added on "special purpose samples", to define
those used to check such  operations as pipe
disinfection procedures.
  For non-community systems, in order  to
ease the  laboratory work  load, and provide
a phased approach, the bacteriological mon-
itoring requirement must be Implemented
within 2  years after the effective  date  of
the regulations. This provides a 2 year period
for the suppliers, State agencies, and labora-
tories to prepare for the greatly Increased
number of samples to be analyzed.
  In response to the request to permit the
elimination from future sampling of those
points that have a history  of questionable
water quality, the  wording has been modi-
fled to  state  that  any sampling point  at
which check  samples have  been  required
may not  be eliminated from future sampling
without approval of the State.
  Concern  has been expressed that in some
cases, because of   either  a  sampling or  a
laboratory  error,  a microbiological  analysis
could result in an  erroneously large count.
The regulations require that this result be
Included among those samples used  In cal-
culating  the average monthly conform bac-
teria density,  even  though  the subsequent
check samples may have  been all negative.
This high count could cause  the supplier to
fail the  monthly average and thus require
that he notify the public.
  The Administrator understands this prob-
lem, but cannot  agree  that  the one "bad"
sample should not  be included in calculat-
ing the average. The reason  is that there is
no way to confirm  that the  bacteriological
result of a sample collected In the past was
due to sampling or analytical  error. It can-
not be  accomplished, for example,  by col-
lecting a check sample, which by the length
of the standard test, would Have to be col-
lected at least one day  after the  original
sample. The check  sample would not neces-
sarily reflect the bacterial situation of  the
previous day.  The only way to confirm bac-
terial sampling results are  to collect and
analyze samples in  duplicate or triplicate.
   Since there Is no provision for discarding
or adjusting for occasional spurious results
from sampling or analytical  error, EPA rec-
ommends that for positive bacterial analyses
standard analytical verification methods  be
used to verify analytically that collform bac-
teria are present.
   As stated earlier, the standard plate count
requirement has been deleted, although It Is
recommended that the  parameter  be em-
ployed as conditions warrant.

       VI. LABORATORY CERTIFICATION

   There  were  over  100 comments on { 141.27
dealing with laboratory certification. In gen-
eral, there was  agreement  with the  con-
                                FEOERAL  REGISTER, VOL. 40,  NO. 248—WEDNESDAY, DECEMBER  24,  1975

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                                                  RULES  AND REGULATIONS
                                                                               59581
cept  of laboratory certification,  although
there were a few requests for clarification of
the role of the certifying authority. Most of
the comments contained objections to the
concept of requiring turbidity and chlorine
residual tests to be performed by  certified
laboratories. Th* remaining comments ad-
dressed the cost of certification, the need for
time  to get labs certified, and the scarcity
of qualified laboratories.
  It was  the intent of  the .Administrator
that EPA would certify at least one labora-
tory In each State with other laboratories to
be  certified  by the  State  laboratory  or
laboratories qualified to perform this func-
tion. Because  of the transient nature of tur-
bidity and chlorine residual values, it is not
possible for a public water system to collect
samples and  transmit them  to  a  central
laboratory for determination of these param-
eters. It was the Intent of the Administra-
tor that the Individual op ar a tors of public
water systems perform their  own  turbidity
and  chlorine  residual analyses.  It would
seem advisable, however, that such  operators
be certified, approved, or at least minimally
trained to perform the analytical tasks be-
fore a  State  could accept their  analytical
determinations  as  having enough validity
for decisions  regarding compliance or  non-
compliance to be made.
  VII. REPORTING AND PUBLIC NOTIFICATION
  1. Reporting. There  were  over 200  com-
ments  on S 141.31,  dealing with  reporting
requirements, but only three basic criticisms;
the reporting  requirement should be limited
to those  situations which are essential to
enforcement of the regulations; the section
needs  clarification;  and  the  institution of
reporting  requirements  makes  compliance
with  the  regulations either difficult or im-
possible. Minor comments Included requests
for changes  In the  36-hour  and 40-day
reporting requirements, requests for a cor-
rective action requirement  rather than  a
reporting requirement,  and  requests  that
Federal agencies report to the States rather
than to EPA.
  Section 1413 of the Public Health Service
Act deals  with the  role  of  the States In
Implementing and enforcing drinking water
regulations. Section 1414 of the Act spells out
actions to be taken if a State falls to assure
enforcement of drinking water regulations.
A State could  not effectively comply with the
provisions of these sections without receiving
regular reports from every public water sys-
tem within Its Jurisdiction. Monitoring fre-
quencies have been established, and If only
violations of  maximum contaminant levels
were  reported the State  would not know
whether or not monitoring frequencies had
been adhered to. Thus all activities of a sup-
plier of water  In connection with these regu-
lations are  essential to enforcement of the
regulations  and  must  be reported to the
State.
  It Is apparent from  Section 1447 of the
Public Health Service Act and the legislative
history of the Safe  Drinking Water Act that
Federal agencies are to be treated exactly
like any other owner or operator of a public
water system, except In cases involving na-
tional security. Therefore, the Administrator
believes that  It would be contrary to the
Intent of the Act to require Federal agencies
to report only to EPA and not to States with
primary enforcement responsibility. In the
revision of  ! 141.31 of these regulations, no
exemption for Federal agencies from the pro-
visions of the regulations will be specified.
  2. Public  Notification. Section 141.32, the
public notification provision, received a large
number of comments. Of the more than 300
comments, only two approved of this section
as written.  Two additional comments  con-
tained suggestions for modification, such as,
for example, to require a second notice to tell
the public that the condition previously re-
ported had now been corrected. Every other
comment  expressed  opposition to  publlo
notification, either on the basis of disagree-
ment with the concept, on the basis of in-
approprlateness for some types of water sys-
tems, or on  the  basis  of some type of In-
equity.  Most frequently heard comments
were: the  State should have the authority
to notify consumers only if there is an Im-
mediate  and significant  threat to  public
health; scare tactics will lead to public dis-
regard; notification by  radio and TV within
36 hours Is  an unreasonable  requirement;
notification of the entire public is unreason-
able when only a portion of the public Is
involved; and notification by means of water
bills is unacceptable. One of the more con-
structive comments was that, while the con-
cept of public notification was opposed,  the
supplier  of water should be given the  op-
portunity to  explain the deficiency.   ,
  To  explain the Intent of Congress in re-
quiring public notification,  the following is
quoted from  House Report No. 93-1185:
  "The purpose of this notice requirement Is
to educate the public  as to the extent to
which public water systems serving them are
performing Inadequately In light of the ob-
jectives and requirements of this bill. Such
public education  Is deemed essential  by  the
Committee in order to develop, public  aware-
ness of  the  problems  facing public water
systems,  to encourage a willingness to sup-
port greater expenditure at all levels of gov-
ernment to assist in solving these problems,
and  to advise the  public  of  potential or
actual health hazards."
  The Administrator agrees that the supplier
should be given the opportunity to explain
the deficiency. It  was not the Intent of Con-
gress, that such notices would be merely a
flat statement  that the water  system  had
railed to meet the requirements of the Regu-
lations. To quote the House Report further:
  "the Committee expects that the Adminis-
trator's  regulations would  permit  public •
water systems to give fair  explanation of the
significance or seriousness  for the  public
health of any violation, failure, exemption
or variance.  These  regulations  should  also
permit fair explanation of steps  taken by
the system to correct any problem."
  The wording has therefore been modified
to permit  that  the supplier may  use the
notice to explain the significance or serious-
ness of the violation, to include the results
of additional (subsequent) sampling,  and to
indicate  preventative measures that should
be taken by the public.
  As  to  the unreasonableness  of  allowing
only 36 hours prior to radio and TV notifica-
tion, this wording has been modified to read
48 hours and the Administrator believes that
this is adequate time to prepare such noti-
fication when an MCL is violated.
  Time  requirements   for  notification  in
newspapers has been established. The regu-
lations require that the failure of any MCL
shall  be  published in a dally newspaper or
newspapers of general circulation  In  the
area served by the system, on not less than
three consecutive days, and that such notifi-
cation is to be completed within seven days
after  the supplier learns of  the failure. The
notice shall be provided to radio and tele-
vision stations within 48 hours after he learns
of the failure.
  Public notice for other failures of the reg-
ulations, such as failure to comply with test-
Ing procedures, failure to comply with moni-
toring requirements, and  failure to comply
with  a schedule  prescribed pursuant to a
variance  or exemption, Is to be made by in-
cluding a notice with the water bills, within
at least three months after the supplier learns
of the failure. In the event water bills are not
Issued, there Is a provision for using another
form of direct mail.
  The provision for mailing notices responds
at  least in part to the comment that the
notice  should not be  made to the  entire
public but only to the portion of the public
using the water. Otherwise, it Is true that a
notice given in a newspaper of general dls--
trlbution, or a radio or television broadcast,'
will reach more people than those affected
by a particular public water  system.
  There is no way that this can be avoided,
but there is nothing In the regulations which
would prevent  the  notice  from  specifying
which person or  which area need be con-
cerned about the notice.
  The Administrator agrees  that  the pro-
posed public notice provisions are Inappro-
priate for non-community water systems. No-
tices in the local media and in  water bills
will not have the Intended effect with these
systems  serving  transients  or "intermittent
users. Therefore, § 141.32 has been revised to
include a provision for other.types of notifi-
cation, subject to approval by the State, for
non-community water  systems.  Envisioned
here are such  types  of  notification  as  a
poster or sign near the drinking  fountain
of a facility serving the travelling public, or
a handbill distributed to factory workers.
      Vin. ECONOMIC CONSIDERATIONS
  There were over 100 comments on the eco-
nomic aspects of  the  regulations.  The two
most frequent comments were that the esti-
mates in the  preamble were much too low,
and that the economic Impact on the smaller
water utilities would be severe. The correc-
tive measure  suggested in  most cases was
that EPA should  give grants to  the  public
water systems or should provide funds to the
States to pay for monitoring. In general, the
comments contained criticisms of the regu-
lations  In that they were termed "not cost
effective."
  It was the intent of Congress that the bulk
of the costs associated with the Safe Drink-
ing Water Act would be borne by the indi-
vidual public water systems  and thus the
consumers. Of all the comments on the cost
of a program to Improve the quality of drink-
ing  water, it  is noteworthy that only one
comment stressed  the benefits to those con-
sumers.
  There is no doubt that money will be spent
for Increased monitoring. This la particularly
true for  the smaller water systems, where  in
the past practically no monitoring has  been
performed. These  very small water systems
are the ones which most need Improvement,
so it can be expected that the costs will  be
proportionately higher for the small systems
when compared with larger systems. On a per
capita basis, since so  few  customers are In-
volved,  the  costs will be disproportionately
higher for the smaller systems. Congress did
not  intend  that the monitoring  costs for
these systems would be subsidized. Rather,
Congress hoped that many small systems
would be consolidated Into larger systems,  so
that the costs would  be shared by a larger
number of consumers, and so that Improved
drinking water  quality would more easily
be attained.
  A cost and economic analysis of the moni-
toring requirements  are  attached as Ap-
pendix B.

          IX. OTHER COMMENTS

  1. Siting. Of the more than 70 comments
on 8 141.41, siting  requirements, most either
wanted the  section deleted  or else clarified
in some way. The criticisms were that the re-
quirements for siting were not realistic, that
the terms used needed definitions, that State
                               FEDERAL REGISTER,  VOL.  40,  NO. 248—WEDNESDAY, DECEMBER 24,  1975

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 59582


approval be  granted before  a change  la  a
water system'be made, or that State approval
Is already required in the circumstances. The
limitation regarding the "100-year flood" was
criticized on  the basis that water Intakes
 (for surface water sources) must be In the
 floodplaln. Suggsetlons  Included:  use  the
.words  "geological hazards, and  man-made
disasters;" add the phrase "avoid causing ad-
verse environmental impacts;" and limit the
provisions to  "ground level or underground
storage facilities, vertical weUs of a system
which  has no filtration or any other treat-
ment facilities."
   It should be pointed out that the section
on siting requirements In these regulations Is
flexible. In that  the phrase  "to  the extent
practicable"   allows  considerable  leeway.
These minimum siting requirements were In-
cluded on the basis of sectlqn 1401 (1) (D) of
the Public Health Service Act, which states:
"The term •primary drinking water regula-
 tion' means  a regulation  which  contains
 •  • • requirements as to  (11)  siting  for new
facilities for  public  water  systems." Obvi-
ously, some clarification of even these mini-
mal requirements is  called for, so the section
has been revised. In accordance with Congres-
sional  Intent,  the revised version makes clear
that all final siting decisions are to be made
at the State and local government level.
   2.  Effective  date.  There were  only three
comments on 5 141.51, the effective  date of
these regulations. All of these comments  con-
tained the request that more time be allowed
for water systems, particularly those of small
 communities,  to  come Into compliance.
   The  effective date  of these regulations was
 established  by section 141.12 (a) (3) of the
Public Health Service  Act, which  provides
that, "The Interim primary regulations  first
promulgated under paragraph (1) shall  take
effect eighteen months after the date of their
promulgation." The  Administrator believes
that, by scheduling  the monitoring require-
ments In several phases, ample consideration
has been given to small systems. Variances
and exemptions will  be available In appropri-
ate cases.
   3. Radionuclides. There were approximate-
ly 50 comments  relating  to  maximum  con-
taminant levels for  radlonuclldes. However,
 EPA only proposed  MCL's for radlomiclides
on August 14, 1975,  40 PR 34324. Comments
 on radlonuclldes will be taken Into account
In that rulemaklng proceeding.
   4. Water treatment chemicals. Ten  com-
ments addressed chemical requirements In
connection with the  proposed  regulations.
 The comments stated that certain chemicals,
particularly'activated carbon and filter grade
alum, are in short supply.
   It Is acknowledged that an Increase In the
extent of water treatment will cause an In-
creased demand for  water treatment chemi-
cals. If a particular treatment technique were
to be specified, the demand for any chemical
Involved In that  treatment technique could
Increase dramatically. Since no treatment In
lieu of a monitoring requirement was speci-
fied  In these  regulations, the problem has
not surfaced  as  yet. Before  specifying any
treatment technique, the  Administrator will
Investigate both the availability of the neces-
sary chemicals and the costs  associated with
that  treatment  technique.  Naturally,  the
effect of an increased demand for a particular
chemical on the  cost of that chemical  will
also  be Investigated. Because of the phasing
of the provisions of the Safe Drinking Water
Act, and because  there is currently no short-
age of raw materials for  the production of
water  treatment chemicals,  It can be ex-
pected that ample quantities of these chem-
       RULES AMD REGULATIONS

 Icals wilt be available lor conventional wa-
 ter treatment when they are needed.
   6. Treatment techniques. On the subject
 of treatment techniques or treatment tech-
 nology, 30 comments contained criticisms or
 suggestions. It was noted that no treatment
 techniques were specified  in lieu of MCL's.
 and almost unanimous support for this ap-
 proach was expressed. On the other hand, It
 was suggested that Information on treatment
 technology to remove certain contaminants
 be supplied.
   While no treatment technique requirement
 was Included In these  regulations, the Ad-
 ministrator may specify such techniques  In
 revised regulations If warranted. The Admin-
 istrator  believes, however, that it is always
 preferable to  specify  monitoring require-
 ments If at all  possible, because of the un-
 certainties  Involved   In  a>   treatment
 technique. Although a  treatment technique
 may  appear  to be  capable  of  removing a
 particular contaminant, based on laboratory
 or pilot plant .studies. In actual water plant
 operation  such  removal  may  not  always
 occur. Without  monitoring, the adequacy  of
 the  treatment  technique  cannot be ascer-
 tained. As for technology  for the operation
 of a conventional water treatment plant, op-
 eration and maintenance regulations are  to
 be published separately.  Technique* to be
 used for the removal  of  specific contami-
 nants are the subject of ongoing research.
   6. Miscellaneous. Comments -not classified
 elsewhere  addressed a number of miscella-
 neous  topics,  including  the  following:
 typographical  errors, regulations  for the
 quality of Intake water, control of pollutants
 at the source rather than In drinking water,
 training of water plant operators and the
 encouragement  of young people to  enter
 the  water treatment field, control of  water-
 sheds as a means for Improving the drinking
 water  quality,  amending the regulations to
 eliminate systems serving less than 200 peo-
 ple,  setting of  priorities according  to size
 and type of system when applying the regu-
 lations,  regulations for Interconnections of
•supplies, provision of technical support by
 the  Environmental  Protection Agency Re-
 gional Offices, and the development of a pol-
 icy  on carcinogens  as  an aid to standard
 setting.

 APPENDIX B-^-CosT AND ECONOMIC ANALYSIS
           EXECUTIVE SUMMARY *

   1.0 . Safe Drinking Water Act of 1974. The
 objective of  the Safe Dranking  Water Act
 (Pub.  L. 93-623)  is  to establish standards
 which will provide for  safe drinking water
 supplies throughout  the  United States. To
 achieve this  objective the  Congress author-
 ized the Environmental  Protection Agency to
 establish national drinking water  regula-
 tions. In addition, the Act provides a mech-
 anism for the Individual States to  assume
 the primary responsibility  for enforcing the
 regulations,  providing  general  supervisory
 aid  to  the public water systems, and In-
 specting public water supplies.
   The purpose of the legislation Is to assure
 that water supply  systems serving the public
 meet minimum national  standards for the
 protection of public health. Prior to passage
 of the Act,  the Environmental  Protection
 Agency was authorized to prescribe Federal
  1 This summary IB based on a detailed and
comprehensive study prepared for EPA by
Energy Resources Company of Cambridge,
Massachusetts, titled, "Economic Evaluation
of the Interim Primary Drinking Water Reg-
ulations" (October 1875).
 drinking water standards applicable only to
 water supplies used by  Interstate carriers.
 Furthermore, these-standards could only be
 enforced with respect to contaminants capa-
 ble  of causing communicable  diseases. In
 contrast, the Safe Drinking Water Act au-
 thorized   the  Environmental   Protection
 Agency to establish regulations to  (1) pro-
 tect public water systems from all harmful
 contaminants;  (2)  protect  underground
 sources of drinking water; and  (3)  promote
 a Joint  Federal-State  system for  assuring
 compliance with these regulations.
  ' 1.1  National interim  primary irinkino
 water regulations. The EPA published  Its
 Proposed National Interim Primary Drinking
 Water Regulations in the FEDERAL REGISTER
 March 14. 1975. The EPA held four public
 hearings  and received  several  thousand
 pages  of  public  comments  on  the  pro-
 posed  regulations. Based upon its review of
 the comments, the EPA revised the proposed
 regulations for final publication. The major
 provisions of the Interim Primary Drinking
 Water Regulations are:
   1. Maximum contaminant levels  for cer-
 tain chemical, biological, and physical con-
 taminants are established;
   2. Monitoring  frequencies  to  determine
 that contaminant levels assure compliance
 are established; and
   3. A methodology to  notify-consumers of
 variances, exemptions,  and  non-compliance
 with standards is set forth.
   1.2  The Water Supply Industry..
   1.2.1  Public  Water  Systems.  The- Safe
 Drinking Water Act of 1974 covers public
 water systems that regularly serve an av«T«
 age of 25 people or have at a minimum  15
 service connections. Systems that serve the
 travelling public are considered public water
 systems under the Act. EPA currently .esti-
 mates there are 240,000 public water systems
 that will be subject to the regulatory  re-
 quirements developed under the Act.
   The Interim Primary Drinking " Water
 Regulations  categorize  public  systems  as
 community and non-community systems. A
 community system  is defined as a public
 system which serves at  least 15 service con-
•nectlons  used  by year-round  residents  or
 regularly serves at least 25 year-round resi-
 dents.  The non-community system category
 Includes these systems  which serve a tran-
 sient population.  At the present time the
 distribution between the two classes of pub-
 lic systems is estimated as follows:

 Community  systems	  40.000
 Non-community systems	200,000
      Total			240,000

   Based  on the data contained In  the on-
 going  EPA public  water supply  Inventory,
 there are approximately 177 million persons
 served by community water systems. Table
 1-1  shows the  distribution  of community
 systems  by population  served. Most of the
 community water  systems are small In size.
 Over 90 percent of the  nation's supplies are
 In the under 10,000 persons-served category
 but  they  provide water to lees than 25 per-
 cent of the total population served by com-
 munity systems.
   While  all public systems do not treat  all
 of the water they supply to their customers,
 they do employ a variety of treatment proc-
 esses. The current EPA Inventory of Public
 Water Supplies  indicates  that  the most
 prevalent treatment  processes are  used  to
 control  bacteriological  contamination and
 turbidity.  The percentage of systems em-
 ploying the various treatment  processes is
 presented in Table 1-2.
                               FEDERAL REGISTER, VOL 40, NO. 248—WEDNESDAY, DECEMBER 24,  1975

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                             KULES  AND REGULATIONS

                 TABLE 1-1.—Distribution of community water system*
                                                            59583
__» . , „ Number of Total popula- Percent of
System site (persons served) water systems Uon served total population
(In thousands) served
» to BO. .: 	
100109.0W 	
10,0(0 1» 99,999 	
100,000 and over 	
Total 	

...... . 7 008

	 	 	 2,599
	 243

..... . _ 40,000

420
38,818
61,428
78,800
177.4*9
O.J
20.8
it!
ioao
  Source: EPA Inventory ot Public Water Supplies (July 1975).
TABLE 1-2.—TREATMENT Paocissxs EMPLOYED
       •r COMMUNITY WATER SYSTEMS

Treatment:                     Percent (»)
  Aeration  —;	   6.6
  Prechlortnation  	   7.8
  Coagulation  	  n. 3
  Sedlmenatlon  	.	_•.   8.9
  nitration 	  12.8
  Softening  	   4.9
  Taste  and odor control	   3.4
  Iron removal	,	   6.7
  Ammonlatlon   	   0.9
  Fluoride  adjustment	   8.6
  Disinfection  	  36.2

  1 Percentages do not  total  100  percent
since  many systems  have  multiple treat-
ments, or no treatment.

  Source: EPA Inventory  of Public Water
Supplies (July 1976).

  Community  water systems may be pub-
licly  or  privately owned. The  majority, 68
percent, of the 40,000 community water sup-
plies  are publicly owned and these systems
supply 88 percent of the total drinking water
production.
  As  indicated earlier, it is estimated that
there are approximately 200,000 public non-
community  water* systems. Most of these
systems  are privately owned. Non-commu-
nity systems are  found at service stations,
motels, restaurants, rest areas, camp grounds.
State  parks,  beaches,  national parks,  na-
tional forests, dams,  reservoirs,  and other
locations frequented byjfche travelling pub-
lic. Some schools and Industries are also in-
cluded in this category. Data on these  sys-
tems  are very sparse, and only rough  cost
estimates can be made.
  The portion of the water supply industry
considered here includes  only those systems
which primarily supply water for residential,
commercial, industrial and municipal  use.
An approximate allocation of water use by
various categories of users is shown in Table
1-3. As might be expected most of the water
delivered, 63 percent, is for residential pur-
  poses. The  second largest  use,  industrial,
  consumes 31 percent.
  TABU 1-3.—COMMUNITY WATER SUPPLY USE
                BT CATEGORY

                                 Percentage
  Type of use:              .       of total
     Residential 		  63
     Commercial	....  11
     Industrial	...  21
     Municipal 	.	   6

       Total  	100

   Source: U.S. Geological Survey Data (1972)

    1.3  Costs to meet the  interim  •primary
  drinking water regulations.
    1.3.1  Monitoring coats. The  implementa-
  tion of the Interim Primary Drinking Water
  Regulations  will require all public water sys-
  tems to initiate  a monitoring program to
  determine that the maximum  contaminant
  level requirements of the regulations are not
  exceeded  In finished drinking water. The
  costs associated with this monitoring activ-
  ity are a function' of  system size, water
  source, and classification  (community  vs.
  non-community).
    There are  two classes of monitoring costs,
  routine monitoring costs and  non-compli-
  ance  monitoring costs, Imposed by the in-
  terim regulations. Routine monitoring costs
  are those Incurred in meeting the sampling
  requirements of the Interim Primary Drink-
  ing Water Regulations, to determine compli-
  ance  with the regulations.  Non-compliance
  monitoring  costs  are those which  are In-
  curred when additional sampling must  be
  made if routine monitoring results  indicate.
  that a system Is not in compliance with one
  or more maximum contaminant  limit.
   The  Interim  Primary  Drinking   Water
  Regulations  call for the monitoring of four
  classes of contamination: inorganic, organic,
  microbiological, and turbidity.  The routine
  monitoring frequencies for  community and
  non-community   systems   are   shown  in
  Tables 1-4 and 1-6.
TABLE 1-4.—Monitoring  requirements: Community supplies; interim  primary  drirtking
                                    water regulations"
      Component
                           System type
Deadline for initial sampling
    after effective date
                                                                     Testing frequency
Colifonn	 Ground and surface	Imo		Monthly.'
Inorganic chemicals	Surface	1 yr	;	Annually:
                      Ground	2yr	Every Syr.
OrK&nic chemicals        Surface...	1 yr	 (2).
                      Ground	As specified by the State— As specified by the State.
Turbidity	Surface	Id	Dally.


  1 Supplies must collect minimum required samples during each month after effective date. The numberbf samples
varies with the system site from 1 to 5QO samples per month.
  The State may reduce the sampling frequency based on a sanitary survey of a system that serves less than 1,000
persons from a groundwater source, except that in no case shall It be reduced to less than one per quarter.
  t The analyses shall be repeated at Intervals specified by the State but in no event less frequentlythan at 3-yf
Intervals.
          FEDERAL REGISTER, VOL. 40, NO. 248—WEDNESDAY, DECEMBER 24, 1975

-------
59584
RULES AND  REGULATIONS
                              1-5.—Monitoring requirements: ffoneommunity sup flies; interim primary drinking
                                                         water regulations
                            Cempon«nt
                                                 System typo
                 Deadline tor Initial mm-
                 pllofl ftftflr __	—	Determined by
                        trates only.
                      - 		Scrfaee	do		Dally.
                                                   tbettirte.
                        i May be modified by the State based on sanitary surrey.
                        In  developing routine monitoring costs,
                      the  Dumber of systems requiring routine
                      monitoring la fixed by the number of ground
                      and surface water supply systems In each
                      discrete size range and  the monitoring fre-
                      quency prescribed by the regulations. There-
                      fore,  the only variable In the cost equation
                      Is the price per analysis. This price will de-
                      pend  on  the  Institutional  arrangements
                      made by each system for analytical services.
                      At the present time some water supplies per-
                      form their own analyses, while others de-
                      pend on  State  health  agencies or  private
                      commercial laboratories. The unit analytical
                      costs  developed for the  monitoring  costs
                      estimates are as  follows:

                      Analysis:                        Cost range

                          Conform	    W-10
                          Complete Inorganic	   70-170
                          Complete organic	  160-290
                        The lower costs axe basod on Costs Incurred
                      In EPA laboratories while the  higher  costs
                      are  based on  commercial  laboratory  esti-
                      mates.
                        In  developing non-compliance monitoring
                      costs, the critical variable Is the number of	.....

                      TABLE 1-6.—Total  monitoring costs  mandated  by the interim primary drinking water
                                                            regulations
                additional samples required  when  a system
                exceeds  •  maximum   contaminant-  level
                (MCt). The Interim regulsttons require a
                minimum of two check samples when the
                conform MCL Is exceeded and at least three
                repeat samples when an Inorganic or organic
                MCL  is exceeded.  In   each Instance  the
                supplier must continue the sampling proce-
                dure  until  two  consecutive samples show
                that the MCL Is  not exceeded. For conform
                violations It is expected that  from 2  to 5
                special analyses may be  needed. For organic
                and Inorganic violations it is expected that
                from 3 to 8 special analyses may be necessary.
                  The estimated costs for routine and special
                monitoring  lor  public  water  Systems  are
                summarized In Table 1-6. In the first year
                of Implementation the annual  costs are ex-
                pected to fall in a range of $14 million to $30
                million. By  the end of the third year when
                the non-community systems begin  to moni-
                tor, the annual monitoring costs will rise to
                b range of $17 million to $38 million. These
                monitoring cost estimates do not reflect the
                costs  of existing monitoring  programs. Cur-
                rent routine monitoring Is estimated at ap-
                proximately  $10  million  to  $17  million
                annually.
                                                        (In millions of dollars]

Cost of routine monitoring for tbe 40,000 community systems *
Monitoring due to violations of MCL lor 40,000 community
systems:


Monitoring due to violations of MCL for 200,000 public
systems* 	 - 	
Total

1st year 2d year
13.30-27.3 12.70-26.3
.50- 2.0 . _
.01- .3 .01- 0.3 	


14. 00-30. 0 13.00-27.0

3d year
12.3-28.8

4.5-9.4
.8- .8
17.0-34.0

                        i Annual costs beginning tbe 1st year after implementation of the regulations.
                        > Annual costs beginning tbe 3d year after Implementation of tbe regulations.
                        > Total monitoring costs due to violations spread over a S-JT period.
                        NOTE.— Totals may not add due to rounding.
                        1.3.2  Treatment costs. Once the monitor-
                      Ing program Is initiated, some  systems will
                      find that  they  exceed one or more maximum
                      contaminant levels (MCL). These systems
                      will then  be faced with an additional cost in
                      order to meet  the required  MCL. There are
                      several  alternative routes  which  a  system
                      can  pursue in order to  comply  with the
                      Regulations. Some of  the  alternatives In-
                      clude:
                        1.  Installing  treatment faculties capable of
                      reducing the MCL to an acceptable level;
                        2.  Developing a new source of supply of
                      better quality;
                        3.  Purchasing better quality water  from
                      another water  utility; or
                        4.  Merging the  system with one or  more
                      adjoining  systems  which   have   a  higher
                      quality supply.
                        If none of the above are feasible, a system
                      can apply for a variance or exemption to the
                      MCL  under the provisions  of  the Interim
                      Primary Regulations. Therefore, the costs In-
                curred by  a water supply in  reducing the
                concentration of a contaminant to  an ac-
                ceptable  level are site specific and will de-
                pend on  such factors as, treatment facilities
                available, age of  system, proximity of other
                suppliers, source  of water, and many other
                Inter-related problems.
                  However, in projecting national  costs for
                treatment the option of Installing treatment
                facilities was assumed to be the method sys-
                tems would select to provide safe  drinking
                water.
                  The  following  basic assumptions are 1m*
                plicit in developing costs for the treatment
                options:
                  1. Surface  water  systems  not  presently
                clarifying will Install some form of filtration;
                  2. Approximately 30 percent  of the  com-
                munity water systems  not presently disin-
                fecting will Install chlorlnation units;
                  3. Advanced treatment Is necessary to re-
                move inorganics;
                                FEDERAL REGISTER, VOL. 40, NO.  748—WEDNESDAY,  DECEMBER 24,  1975

-------
                                                 tULES AND  REGULATIONS
                                                                               59585
  4. Estimates of the number of MCL viota-
tlona  were based on 1969 Community Water
Supply Study, except for mercury. Mercury
violation! were based on recent EPA studies.
  The national  treatment costs  for public
water systems are summarized In Table 1-7.
The majority of costs. If all systems elect to
treat  for contaminant violations, -will be In-
curred In order to meet the turbidity and in-
organic requirements of the Interim regula-
tions. Ranges were developed for capital 'costs
only. This range 1s based on making two as-
sumptions for dally flow. If a system were
required to Install treatment, It would have
to consider sizing their new components to
reflect average dally flow conditions or maxi-
mum dally flow conditions  In cases where
system storage  is not  adequate.  Whatever
sizing option a system selected It Is unlikely
that  significant additional  operation  ana
maintenance expenses would result.
         TABLE  1-7.—National coats of treating contaminants in drinking water

                                   [In millions of dollars]
        Treatment tootmoloff
                                        Contaminant
                  Capital costs  Annual operation
                             and malntenano
Community systems:
Clarlflcauoa 	 „ .
ChlorinstJon . .. .... ..

ActlvfttoMl Mamlm.
pH Control
Subtotal 	 	
Non-community systems:
Clarlfleatlon 	 	
Ohlnrlnltlnn , . , .
Subtotal. 	 	
Total 	

.. Turbidity.. . _ . .._
	 ... Colifonn . . _ . _
. Ba, Cr, Cd, NO', Hg, Be
•As, fluoride
Pb

— Tnrbldlty. 	 	
	 OoUform 	 	



.:: W*- 883
. .. .j 17- 27
Bl»- 897
. 81- 61
8-' 4

	 j 1049-17M
	 10
1«
	 24
	 1073-1788

e
189
53
11
.1
269
1
3
4
263
  Not!.—Totals may not add due to rounding.

   1.4  Economic impact of the interim pri-
 mary drinking water regulation*
   The expenditures required to comply with
 the Interim Primary Regulations will have
 an Impact on all water users served by public
 water supplies covered by the Safe Drinking
 Water Act.  All persons served by these sys-
 tems will feel the Impact of monitoring costs
 to some extent. However, the most noticeable
 Impact of the regulations  will be on users
 of public water systems that do not meet the
 MCL requirements of the regulations.
   An estimate of the total  annual costs of
 capital,  operation  and  maintenance,  and
 monitoring  necessary to  comply with  the
 Regulations Is shown In Table 1-8.
 TABU 1-8.—ESTIMATED TOTAL ANNUAL COSTS
   or IMPLEMENTING  THE  INTERIM  PET.-IART
   DRINKING WATEE REGULATIONS FOB PUBLIC
   WATEB  SUPPLY  SYSTEMS  IN MILLIONS  or
   DOLLAIS1
 Annual capital*	-	146-247
 Annual operation and maintenance.     263
 Annual monitoring (routine only)„   17-35

      Total annual	426-845

   i197S dollars.
   'Assumes capital costs amortized  over IS
 years at 7-percent Interest.
   1.4.1   water supply economics. The price
 consumers  pay for water Is  determined, In
 general, by costs the utility Incurs to operate
 and maintain the system. However, some pub-
 licly-owned water systems may have their
 costs and revenues conglomerated with the
 cost of other municipal  services,  and the
 water bill  paid  by the consumer may not
 completely reflect the status of the water
 system alone.
   Water  system rate structures  vary from
 system to  system, and may also differ  for
 various user classes within the same system.
 There are  four basic  types of rate struc-
 tures which  are  used  around the  country.
 Some systems use a "normal block" struc-
 ture which results In lower  unit  costs to
 customers that use high volumes of water.
 In  the  "Inverted  block" structure, higher
 units costs are Imposed upon customers who
 use higher volumes of water. Under a "flat"
 rate structure, there is one single charge per
 unit for all customers regardless of use. Gen-
 erally, the flat rate structure applies to resi-
 dential customers only. Finally, In the "non-
 Incremental" rate structure, the unit cost of
 water is based on the number of water con-
 sumption units owned by the user.
  Prices charged for water are  usually reg-
 ulated  by a State  or local  commission  ap-
 pointed to evaluate the need for rate hikes.
 In  most States, Investor-owned utilities are
 under  the jurisdiction of State regulatory
 commissions.  Publicly-owned   utilities  are
 either regulated  by local boards or  are un-
 regulated. Any lengthy lag time between rate
 Increase requests and rate Increase approvals
 may pose problems In the Implementation of
 the Interim regulations.
  Most water utilities, both public and pri-
 vate, finance large capital  Investments  by
 retaining profits or acquiring debt. Publicly-
 owned, systems may have access to municipal
 funds or can sell either general obligation or
 revenue bonds to be repaid from general rev-
 enues or  water revenues. Private, Investor-
 owned systems may Issue stocks and bonds,
 and  unlike  publicly-owned systems,  their
 credit ratings are dependent on the profita-
 bility of their own  operations. Since Interest
 rates are generally proportional to risk, water
 utilities In more secure  financial positions
 can borrow money  at lower Interest rates. At
 the present time the interest rates  on mu-
 nicipal bonds Is 4-6 percent while the rate
 for debt  Issues of  private-owned utilities Is
 6-8 percent.
  In the  water Industry there does not seem
 to  be a correlation  between present debt lev-
 els and long-term financial soundness. Al-
 though a majority of water systems  today
 have debt ratios ranging upward  from 40
 percent, almost one-fourth of the water sys-
 tems are  presently debt-free. Approximately
 85  percent of these debt free systems serve
 communities of less than 5,000 people. How-
 ever, many of these small systems do  not
 have  a positive net  Income,  while  larger
 water systems with high  debt to book value
 ratios do  have positive net Income.
  Records Indicate that per capita consump-
 tion  of water tends to  decrease following
 significant Increases In water rates. Among
Individual  'users  tne decrease  would  occur
where there is a  high elasticity of demand;
B.J,.  lawn  sprinkling.. Industrial and  com-
mercial users have  shown  no elasticity  to
price Increases. If demand  declines  sharply
after initial rate -hikes and total revenues do
not Increase enough to cover increased cost,
a second rate increase may be necessary.
  1.4.2  -Per capita  costs. Monitoring costs
vary with  the size of the water system  In-
volved.  The number of samples for  routine
bacteriological monitoring Is ^function  of
the number of. persons served. For commu-
nlty supplies the number  of  samples can
range from a minimum of 1 sample per quar-
ter for  systems  serving  MOO people or less
to a maximum of 500 samples per month for
systems serving  more than  4,690,000 people.
For non-community supplies only one sample
per quarter Is required.
  In general, the annual Impact of  routine
chemical monitoring will vary depending on
the frequency of sampling  rather than the
number of samples. The frequency 
-------
59586
                                                  RULES AND  REGULATIONS
                                  BmaUwtsyt.   Small systems  Medium system* Latj» systems
                                 J«ma(2StoM    (100 to 9,999   00,000 to 98,989   (over 100,000
                                 people served)   people served)   people served)  people served)
Annual capital costs (In millions)....
Annual op&ratlon and maintenance costs
(In millions) 	 	 	 _
Annual monitoring costs (In millions)...-..
Total annual costs (In millions) 	

Weighted average cost per capita per year..
Increase In household monthly water bill '.
$3.80-
,30-
6.20-
87.00-
«. to-
te. 40
2.10
.60
0.10
64.00
14.05
$60.20-4101.40
48.60
«0- 1.30
108.40-
11.00-
2.85-
181. M
15.00
3.96
$52.80-
1.20-
127.64-
9.00-
2.35-
$88.10
74.10
2.50
164.70
12.00
3.05
$30.60461.20
184.10
1.80- 190
165.90-
10.00-
2,55-
188.20
11.00
2.90
 i Assumes 8.11 persons per household and that all Increases In costs are passed on to the consumer.

   TABLE 1-11.—Annual per capita treatment  ani monitoring coat ranges for 4  ilse
                                      categories


                                   Smallest syt-   Small systems  ' Medium sys-  Largest systems
                                  terns (25 to 99    (100 to 9,999   terns (10,000 to   (over 100,000
                                  people served)   people served)   99,999 people   people served)
                                                               served)
Treatment:"
Disinfection 	


Lead control- 	 	 . 	
Fluoride/arsenic removal 	
Monitoring..... 	 	 	 	 	 	 ....

	 $3.85- $2.10
152. 00- 62. 00
287.00-101 00
	 2.60- 1.20
	 11.80- 7.8S
	 15.80- .85

$2. 75-$0 30
78 00-16 00
142 00-25 50
1. 80- .30
11. 30- 8. 15
3.75- .05

$0 45-SO, 15
20 00-12 50
85 00-13 00
40- ,20
5. 00- 3. 15
.20- .05

<$0.25
^15 00
<18.0D
•? .80
5 3.55
^ .16

  i Lower cost limit based on assumption that treatment plant built to treat average dally demand and upper cost
limit based on maximum dally demand, except for the smallest systems category where costs are based on average
dally demand only.
  1.4.3  Impact analysis. As Table 1-10 and
Table 1-11 demonstrate, the potentially most
severe impact could occur for users of the
smallest or small  systems. Assuming  that
treatment and monitoring costs are directly
passed  on to the  consumer, the  monthly
water  bill for a household In the smallest
systems, may Increase on the average between
$10 and $14.
  However, as  noted earlier,  these  systems
may choose not  to Install treatment facili-
ties in order to comply with the regulations.
Several options are available to them:
  1.  Developing  a  new, less  contaminated
source;
  2. Joining a regional system;
  3. Purchasing treated water; or
  4. Blending water from existing source with
water  of higher quality.
  The exemption and variance provisions of
the Act  provide for temporary immunity
from  the regualtlons on the basis  of eco-
nomic hardship or technical difficulties. Fed-
eral loan programs may also ease the impact
on users of small systems. The  Farmers Home
Administration  sponsors a loan and  grant
program to aid the financing of water and,
sewer system construction In  small commu-
nities. The loans are offered at low interest
rates and with long repayment schedules. The
Safe Drinking  Water Act  also authorizes a
loan guarantee  program for small systems.
These programs will reduce community costs,
but they will not  completely mitigate the
possibility of high cost impacts on house-
holds in small systems.
  It Is not certain how systems will finance
the costs associated with these regulations—
either through higher taxes or higher water
rates—but  it is certain  that the  Interim
Drinking  Water  Regulations  will have the
gratest Impact  on  those served by smaller
water systems. Further study Is underway to
determine if financing will be a serious prob-
lem for large or small systems.
  At the present time EPA believes that the
economic Impact of the construction require-
ments will be spread over at least a four-year
period from the promulgation of the regu-
lations because the regulations will not re-
sult in immediate compliance. The effective
date of the regulations will  be 18  months
after promulgation. Non-compliance may not
be discovered until initial sampling has been
completed. For  community water  supplies
the deadlines for initial sampling range from
1 day for turbidity to 2 years for inorganic
samples of ground  water systems after the
effective  date.  Therefore,  in  some  cases,
more than 3 years from promulgation could
elapse  before Inorganic  violations would be
detected  and corrective actions Initiated. In
addition  the  use of the exemption or vari-
ance  provisions  of the regulations  could
further prolong  compliance for public water
systems unable  to  comply for economic or
technical reasons.
  It Is estimated that  the investor-owned
water systems will pay approximately one-
fourth of the total treatment costs, while the
publicly-owned companies would pay the re-
mainder. However,  since  many of the  In-
vestor-owned systems serve very small popu-
lations, the capital demands on these systems
could be great.
  In 1974,  the water supply industry spent
approximately $1.5 billion  for capital Im-
provements. The average yearly total annual
capital costs  mandated  by the Interim Pri-
mary Regulations are estimated to be about
13 to 24  percent of this figure. It IB antici-
pated that the Industry as a whole would be
able to raise the additional necessary capital.
Small systems could  encounter difficulty In
financing new treatment facilities, particu-
larly when clarification, a relatively expen-
sive treatment process, is  required. The Im-
plementation of these Regulations may force
many communities to allocate funds, which
may be needed  to  provide other  services to
the community, for the treatment of their
drinking water.
  Data on  non-community systems Is sparse.
However,  It Is  not anticipated  that  these
regulations will  have  a serious economic Im-
pact on them.
  The  macroeconomlc effects of the Interim
Primary Drinking Water Regulations are ex-
pected to be minimal. On the average,  the
regulations will cause an Increase  in water
rates of 9.B percent spread over several years.
If this Increase occurred  In  one year,  the
resulting Increase In the Consumer Price In-
dex  (CPI)  would be less than 0.001 percent.
Since the costs  of  these regulations will be
incurred over several years, the average  an-
nual Increase In the CPI will be even less.
The Chase Econometric model  was used to
examine the Impact of all existing pollution
abatement regulations.1 The analysis showed
that there will be an average annual Increase
In the CPI for 1974 to 1080 of less than 0.1
percent  due to these  pollution abatement
regulations.
  1.5 Constraints to implementation of tne
interim primary drinking water regulations.
The Implementation of the National Interim
Primary Drinking Water Regulations within
a reasonable time frame would greatly de-
pend on  the availability of key  chemical*
and supplies needed  in the treatment of
drinking water;  availability of manpower to
operate treatment facilities; adequate labora-
tory capability to conduct sample  analyses;
and sufficient supply of engineering and con-
struction services to build or Improve treat-
ment facilities.
  In particular, the Interim Regulation* will
increase demand for coagulants and disin-
fecting agents as the needed treatment facil-
ities are  completed.  An  increased demand
could cause some temporary dislocations in
chemical markets, but  In the long-run, In-
creased demand will result In an expansion
of supplies,  it  is projected that  the  1980
demand for ferric chloride may reach 115 to
120 percent of the present production, while
alum demand will be approximately 115 per-
cent of current production. There Is a general
consensus of opinion that organic  polyelec-
trolytes will become the dominant flocculat-
ing  agents  In the future.  However,  there
are no reliable estimates of which  polyelec-
trolyte(s) will be dominant and when  the
shift In chemical usage will occur.
  At the present  time  there are  approxi-
mately 180,000 people employed in the water
supply  Industry. With  the  Implementation
of the Interim Primary Drinking Water Regu-
lations between  13,000 and 27,000 additional
personnel would be needed nationwide. These
personnel would be required to perform such
tasks as monitoring and enforcing the Regu-
lations,  operating the required treatment
facilities, performing laboratory analysis of
water samples, program assistance  and pro-
gram administration. It is anticipated  that
water  systems may have difficulty  hiring
qualified personnel.
  The  third  potential constraint  Is in  the
availability of adequate laboratories to per-
form the required  chemical and  biological
analyses. Conform monitoring Is now being
performed at State, local and private labora-
tories.  In meeting the  conform monitoring
requirements, water  suppliers  should  not
have difficulty finding  laboratory  facilities.
At  the present  time there  is little routine
monitoring being done for heavy metals  and
organic compounds of concern in the Regu-
lations. However, there are  adequate num-
bers of public and private laboratories capa-
ble of performing these  analyses  although
State  certification of  laboratories, required
by the regulations, could constrain available
laboratory facilities.
  The  final  area  where  constraints  could
occur is In the design and construction of the
required treatment facilities.  Although  the
annual cost of required new construction
represents less than 0.4 percent of the present
total annual new construction in the United
States, design and construction of new water
treatment plants is highly specialized. Some
communities, especially those in rural areas,
may have difficulty obtaining these services
due to their expense or unavailability.
  •Chase Econometric Associates, Inc.  "The
Macroeconomlc Impacts of Federal Pollution
Control Programs," prepared for the Council
of Environmental Quality and the Environ-
mental Protection Agency, January 1976.
                               FEDERAL  REGISTER, VOL. 40, NO. 248—WEDNESDAY, DECEMBER 24, 1975

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                                              RULES AND REGULATIONS
                                                                        59587
   1.6  Limits of the analysis, In developing
 the cost estimates used ID this study, It was
 necessary to use several simplifying assump-
 tions. This section explores these assumptions
 and what their overall impact might be.
   The  first assumption Is  that  there are
 40,000 community  water supply systems In
 the nation  and that  they  are represented
 accurately by the current EPA  inventory of
 community  water supply systems. There is
 some  evidence that when the  inventory Is
 completed there will be a total of 50,000 com- .
 munlty systems rather than the estimated
 40,000. This Increase In systems would cause
 an Increase In monitoring costs of about 12
 percent and a similar  Increase in treatment
• costs.
   All  costs  for public non-community sys-
 tems  were  based on  the  assumption that
 there are 200.000 of these systems nationwide.
 At the present time there Is no accurate In-
 ventory of these systems, thus, this number
 is solely an estimate.  It Is anticipated that
 the EPA will be performing an Inventory of
 these  systems In the next few years so that
 these estimates can be  updated.
   A major  consideration not  used  In de-
 veloping treatment costs Is that  many sys-
 tems may use alternative water management
 practices  rather than Install  more costly
 treatment  processes when  they  exceed an
 MCL requirement. For example, ground water
 nystems might blend  water from a "clean."
 well with that from a "dirty" well so that the
 resultant water will  not exceed .the MCL.
 Similarly, no estimate Is possible to deter-
 mine  the possible benefits which might re-
 sult from cascading treatment processes. An
 example of this Is that clarification units
 might remove enough heavy metals so that
 the MCL might not be exceeded. These treat-
 ment  alternatives would vary  from  site- to
 site so that It Is Impossible to  quantify the
 benefits which would be derived.
    1.7   Energy use. It  Is estimated that ap-
 proximately 21,200 billion  BTTJ's per  year
 will be required to operate plants and pro-
 duce  chemicals for the various  treatment
 systems necessary for  the 40,000 community
 systems to meet  the regulations. This  Is
 about 0.028 percent  of the 1973 national
 energy consumption, based on the 1974 Sta-
 tistical Abstract. The  Increase In  energy use
 will depend on a number of factors,  Includ-
 ing whether  pollution in  surface  sources
 of waters  Is  successfully  controlled. There
 will be no direct energy savings from the
 recommended action.

    [PR Doc.75-33836 Piled 12-23-75:8:45 am]
  PART 141—NATIONAL INTERIM PRIMARY
      DRINKING WATER REGULATIONS

  Subpart E—Special Monitoring Regulations
           for Organic Chemicals

    Pursuant to  Sections  1445(a)  and
  1450(a) (1) of the Public Health Service
  Act, as amended by the Safe Drinking
  Water Act, Pub. L. 93-523,  the Admin-
  istrator  of the  Environmental  Protec-
  tion Agency hereby issues a new 40 CPU
  141, Subpart E, to become effective im-
  mediately.   This  subpart  establishes
  sampling, monitoring, testing and other
  requirements  applicable to designated
  public water systems for the purpose of
  providing data for the establishment of
  maximum contaminant levels of organic
  contaminants in drinking water.
    Concurrently  with  this  publication,
  EPA is promulgating National Interim
  Primary  Drinking  Water  Regulations
  under the authority of the Safe Drink-
  ing Water  Act ("SDWA"). Those regu-
lations contain  maximum contaminant
levels, monitoring frequencies and ana-
lytical procedures for  microbiological
contaminants,  turbidity, and  selected
inorganic end organic chemicals. "The
Interim Primary Drinking Water Regu-
lations are to become effective 18 months
after promulgation.
  EPA is embarking on an intensive re-
search program  to find answers to the
following questions:
  1. What are the effects of commonly
occurring organic compounds on human
health?
  2. What analytical procedures should
be  used to  monitor finished drinking
water to  assure that any Primary Drink-
ing Water Regulations  dealing with or-'
ganics are met?
  3. Because  some  of  these  organic
compounds  are  formed  during  water
treatment, what  changes in treatment
practices are required  to minimize the
formation of these compounds in treated
water?
  4. What treatment technology must
be applied to reduce contaminant levels
to concentrations that  may  be specified
in the Primary Drinking Water Regula-
tions?
  This research will involve health-ef-
fects and epidemiological  studies, in-
vestigations of  analytical methodology,
and pilot plant and field studies of or-
ganic removal   unit  processes.  Some
phases of the research are  to be com-
pleted by  the end of  this  year, while
much of the remainder are  to  be com-
pleted within the next  calendar year.
  Subpart E  is  intended to provide a
rapid means of  obtaining data in sup-
port of  the possible  establishment of
additional maximum contaminant levels
for  organic  chemical contaminants of
drinking water,  either  as  individual
compounds  or  groups  of   compounds.
These regulations will form  the basis of
a wide-ranging  monitoring and analyti-
cal  study to  be performed  by EPA in
conjunction with the States and  desig-
nated participating  public  water sys-
tems. These regulations  will also gen-
erate information on the occurrence of
potentially hazardous organic chemicals
in a cross-section of public water sys-
tems covering a  substantial portion of
the  population of the United States and
representing various types  of drinking
water sources and treatment processes.
They will provide information which is
currently lacking on the actual distri-
bution of a number of organic chemicals
and will make it possible for EPA to at-
tempt to correlate the presence of these
chemicals with  the  results  of several
general  and chemical  group analytical
procedures. This information will aid in
the   development of  future  primary
drinking water regulations.
  The recently  completed National Or-
ganics Reconnaissance Survey  (NORS)
reported detection of six volatile organic
compounds in a sampling  of 80 cities.
Extensive  additional  gas   chromato-
graphic/mass   spectrometric   analyses
were performed  on 10 of these  80 water
systems. However, these  were one-time
samples  and  therefore do not indicate
seasonal effects on drinking water qual-
ity nor  any  other temporary  factors
such  as  intermittent  discharge  or the
long term effects .of  treatment appli-
cations  in  controlling  finished  water
quality.  The  special study covered  by
these regulations  was derived, in • part,
from  the preliminary results obtained in
the NORS. Survey and is intended to re-
spond to many of the questions which it
raised so that the  appropriate regula-
tory actions  may be determined. Many
of the systems from the previous survey
will be resampled several times  during
this period to provide an indication of
longer-term and seasonal variations in
the quality of drinking water.
  This study will Include analyses for
approximately 20 specific organic com-
pounds deemed to be candidates for par-
ticular concern, and analyses of 6 surro-
gate group chemical parameters which
are indicators of the total  amount of
organic contamination. Several of these
surrogate procedures  show promise  as
indicators of  specific  families of com-
pounds such  as  chlorinated  (halogen-
ated)  organics or aromatic compounds.
They  also show  promise as practical
methods which could  be developed and
widely applied for surveillance and qual-
ity control of drinking  water in many
water systems, particularly those public
water systems which  are  not  large
enough to be financially capable of pro-
viding highly sophisticated computerized
gas chromatographic/mass spectromet-
ric analyses.
  In order to assure a rapid and efficient
method of providing data of uniform and
assured  quality,  EPA will assume  the
principal responsibility for analysis and
evaluation of the water samples taken by
the designated public water systems. The
water systems involved may be required
to provide background Information and
follow-up investigation as necessary.
  EPA feels that this monitoring study,
in conjunction with  its other substantial
research efforts,  will provide the basis
for a coherent and rational approach to
the control of organic chemical contami-
nation of public water systems.
  Good cause exists for promulgation of
these regulations without first asking for
comment on them, in  view of the wide-."
spread public concern, the need to move
as quickly as possible to carry out the
Congressional mandate to deal with or-
ganic chemicals,  and in view of the fact
that the burden  imposed on designated
public water systems is limited.
   ORGANIC CHEMICALS To BE SURVEYED
  The basic  monitoring study will, be
completed within one year and wilT In-
volve multiple samplings from each des-
ignated system. Water samples and con-
centrates wfll be collected on site and
shipped to EPA laboratories for analysis.
  The study will consist of analyses for
a number of  organic compounds and 6
surrogates in approximately 100 public
water systems in  the  United  States.
Many of the compounds to be  selected
for inclusion in this study will be halog-
enated  and   aromatic   organic  com-
pounds. Virtually no chlorinated organic
                              FEDERAL RECISTER, VOL 40, NO. 248—WEDNESDAY, DECEMBER 24, 1975

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59588

compounds are known to occur naturally
In fresh water. Many are considered to be
liver toxins and/or potential carcinogens
in some concentration. It would be  ex-
pected  that any chlorinated organic
compounds, found  in  drinking  water
would  have been generated either from
Industrial manufacturing operations, ag-
ricultural operations/or during chlortna-
tion of water for the purpose of disinfec-
tion. Many aromatic compounds are also
considered to be chronic  toxicants and
some have been shown to be carcinogens
in test systems such as animal feeding.
Aromatic compounds might also reach
drinking water systems from industrial
sources, urban surface runoff, or from
atmospheric fallout of materials gener-
ated during combustion processes. Other
possible  candidates  include  aromatic
amines and nltrosamines.
  The compounds to be studied are being
selected on the basis of available toxiclty
data, information on possible occurrence
in public water systems with significant
frequency, and the availability of prac-
tical analytical  methods  for identifica-
tion and quantification. They may In-
clude:  benzene; carbon  tetrachloride;
p-dichlorobenzene; vinyl  chloride;  1, 2,
4-trichlorobenzerie;  bis-(2-chloroethyl)
ether;  1, 1, 2-trichloroethylene; 2, 4-di-
chlorophenol; fiuoranthene; 11, 12-ben-
zofluoranthene; 3, 4-benzofluoranthene;
 1,  12-benzoperylene; 3, 4-benzopyrene;
Indeno (1, 2, 3-cd) pyrene; chloroform;
bromodlchloromethane;  bromoform; 1,
 2-dichloroethane;  polychlorinated  bl-
phenyls;  and pentachlorophenol.  Addi-
tional  studies  will  be  performed  on
 aromatic amines (e.g. benzidine)   and
nitrosamlnes.
   In addition to the analyses of specific
 compounds, a number of analyses of gen-
 eral organic indicators will be performed
 hi order to determine possible relation-
 ships between the presence of the. spe-
 cific chemicals and certain general surro-
 gate analytic procedures  which should
 be more  applicable for routine monitor-
 ing in public water systems. The follow-
 ing general indicators will be used:
   (1) Total  Organic  Carbon analysis
 offers  promise  as  a  general organic
 measurement  parameter for drinking
 water and  is already widely accepted in
 the area of waste treatment organics
 monitoring. The procedure indicates the
 total amount of organically bound carbon
 present in the sample and Is not selective
 among types of compounds. The  tech-
 nique essentially consists of oxidation of
 the organic chemicals in a  water sample
 to carbon dioxide which is either quanti-
 fied directly or converted  to methane
 which is then quantified. Sample collec-
 tion is simple, analysis is rapid (10 min-
 utes) and  may  be  automated, cost per
 sample is low, and interference from in-
 organic carbon can be avoided. Reliable
 and accurate instrumentation is now be-
 coming available for application of this
 procedure to drinking water.
    (2)  The Ultraviolet and Fluorescence
 Spectroscopic methods, which primarily
 indicate the presence of aromatic com-
      RULES  AND  REGULATIONS

pounds. The advantages of these methods
are sampling simplicity, the small sam-
ple size required, and the speed and low
cost per sample.
  (3) Color analyses,  which are rela-
tively simple and rapid methods which
may indicate the  presence of  certain
organic  compound  types,  particularly
humic substances. Some recent data in-
dicate that  £  relatively  quantitative
relationship may exist  between color in-
tensity and the quantity of humic sub-
stances which represent the largest por-
tion of dissolved organic chemicals in
some waters.
  (4) Total Organic Chlorine analyses,
which offer promise for rapid,  accurate
indication of the presence of all chlorine-
containing organic compounds. This pro-
cedure involves  oxidation of the halo-
organics in a water sample followed by
microcoulometric   quantification. The
analysis is rapid after sample concentra-
tion. The present apparatus has not gen-
erally been applied to drinking water, but
EPA is conducting a concurrent program
to  develop the application so that  this
potentially important  method may be
utilized in this monitoring study.
   (5) The Carbon-Chloroform  Extract
procedure  (CCE), which consists of pas-
sage of 60 liters of water through a car-
bon column  at a constant rate for 48
hours. The carbon adsorbant is then ex-
tracted with  refluxing chloroform  fol-
lowed by removal of most of the chloro-
form and evaporation of the residue to
constant weight. The entire analytical
process requires about 6 days for com-
pletion and  the concentrates represent
something less than  10%  of the total
organics content of the sampled water.
Therefore, CCE is  not amenable to on-
line process control monitoring. However,
in  this study, this CCE data and histori-
cal CCE data will be interrelated with
specific compound analyses and the other
surrogate analyses, to designate the opti-
mum monitoring methodologies for field
use which are most indicative of the pres-
-ence of those organic  compounds which
potentially pose risks  to human  health.
  Other methods of sample collection and
 concentration which are being evaluated
 for this and concurrent studies  include
 the use  of macroreticular resins which
 have shown promise  for application to
 drinking water analytical technology.
   Within two weeks from the publication
 of this subpart, in consultation with the
 States, EPA will designate approximately
 100 public water systems for inclusion in
 the special monitoring program  for or-
 ganic chemicals. The systems will be se.-
 lected to represent each major type of
 water supply (rivers, impoundments and
 ground water), quality of water, treat-
 ment, region and population size. Most of
 the systems should serve large metropoli-
 tan areas, but some may be small enough
 to be representative of the water types
 and problems associated  with  smaller
 systems. The number of systems to be
 selected will be sufficient  to permit an
 evaluation of the relationship of specific
 contaminant concentrations to  several
 general organic parameters.
  EPA in consultation with the State will
work closely with each system to assure
that proper  sampling  techniques are
used. In addition, when preliminary re-
sults indicate that" a potentially harmful
organic chemical is present in significant
amounts in a particular water system,
EPA and the State will consult witb the
system and provide technical advice and
assistance where appropriate.  In some
cases, It may be possible to identify a
particular point source which |s  caus-
ing serious  contamination of  a public
water system, or to determine  that ad-
ditional treatment  should be  installed
by a system without waiting for the na-
tionwide survey results.
  For the reasons given above. Chapter
40 of the Code of Federal Regulations, is
hereby amended by adding Subpart E to
Part 141, as follows. The new regulations
take effect December 24,1975.

  Dated: December 10,1975.
                 RUSSELL E. TRAIN,
                      Administrator.

§ 141.40  Special monitoring for organic
    chemicals.
  (a) The Administrator may designate,
by publication in the FEDERAL REGISTER,
public  water systems which are required
to take water samples, provide Informa-
tion, and in appropriate  cases analyze
water samples for the purpose of provid-
ing  information on  contamination  of
drinking water  sources and of treated
water by organic chemicals.
  (b) The Administrator shall provide to
each public system  designated  pursuant
to paragraph .(a) of this section a written
schedule for the sampling of source water
or  treated water by the system, with
written  instructions  for  the  sampling
methods and for handling  of samples.
The schedule may  designate the loca-
tions or types of locations to be sampled.
  (c),  In cases where the public water
system has a laboratory capable of ana-
lyzing samples for constituents specified
by the Administrator, the Administrator
may require analyses to be made by the
public water system  for  submission  to
EPA..If the  Administrator requires the
analyses to be made by the public water
system, he shall provide the system with
written instructions as to the analytical
procedures to be followed, or with refer-
ences to technical documents describing
the analytical procedures.
   (d)  Public water systems designated
by the Administrator pursuant to para-
graph (a)  of this section "shall provide
to  the Administrator, upon request, in-
formation to be used in the evaluation of
analytical results, including records  of
previous monitoring and analyses, Infor-
mation on possible sources of contamina-
tion and treatment techniques used  by
the system.
 (Sees.  1445 and 1450 of the Public Health
Service Act, 88 Stat. 1660  (42 U.S.C. 300J-4
and 300J-9))
  (PR Doc.75-33837 Piled 12-23-75:8:45 am]
                              FEDERAL REGISTER, VOL.  40, NO. 248—WEDNESDAY, DECEMBER 24, 1975

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               141-A-2
   FRIDAY, JULY 9, 1976
PART II:
ENVIRONMENTAL
   PROTECTION
     AGENCY
   DRINKING WATER
    REGULATIONS

      Radionuclides

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 28-102

    Title 40—Protection of Environment
     CHAPTER  1—ENVIRONMENTAL
         PROTECTION AGENCY
              [FBL 562-2]

     PART 141—INTERIM PRIMARY
    DRINKING WATER REGULATIONS
      Promulgation of Regulations on
             Radionuclides
   On August 14, 1976, the Environmental
 Protection Agency (EPA)  proposed  na-
 tional interim primary  drinking  water
 regulations for radioactivity pursuant to
 sections 1412, 1445, and 1450 of the Pub-
 lic Health Service Act ("the Act"), as
 amended by the  Safe Drinking Water
 Act, Pub. L. 03-523, 40 PR 34324. Numer-
 ous written comments on the proposed
 regulations were received, and a public
 hearing was held in Washington on Sep-
 tember 10, 1975.
   The  regulations  for radioactivity  are
 hereby  promulgated  in final form. A
 number of changes have been made In
 the proposed regulations in response to
 comments received. These changes repre-
 sent efforts to clarify what  are  neces-
 sarily  technical and complex provisions
 and to  make monitoring  requirements
 more realistic. The proposed  maximum
 contaminant  levels  for  radionuclides
 have been retained as proposed.
   The comments  received on the pro-
 posed regulations and EPA's response to
 those comments are  discussed in  detail
 in Appendix A. The promulgated radio-
 nuclides regulations  and  Appendix A
 should be read in the context  of the na-
 tional  interim primary drinking water
 regulations as a whole. The regulations
 concerning  microbiological,  chemical
 and physical  maximum  contaminant
 levels,  and related regulations dealing
 with public notification of violations and
 reports  and  record-keeping  by  public
 water systems, were promulgated on De-
 cember 24, 1975, 40 FR 59566.
   The balance of this  preamble discusses
 briefly the five major issues highlighted
 In the preamble to the proposed radio-
 nuclides regulations,  and lists In  sum-
 mary fonn the changes made In the pro-
 posed regulations.
   The  preamble of the proposed regula-
 tions listed five Issues on which  com-
 ment was particularly requested:
   1. The number  and location of the
 public  water systems  Impacted by the
 proposed maximum contaminant levels
 1 ->r radionuclides.
   2. The number and  location of water
 supplies  requiring  radium analysis  at
 the  proposed  2 pCi/llter  gross-alpha-
 particle-activity screening level.
  3. The estimated preliminary assess-
 ments  of the costs and  technology for
 radium removal.
  4. The validity and appropriateness of
 an aggregate  dose method for setting
 maximum  contaminant levels.
  5. The acceptability of  a  maximum
 contaminant level  for radium  of 5 pCl/
 liter as opposed to a higher or lower teveL
  Public Water Systems Impacted: Lit-
tle significant Information was provided
with respect to the number of commu-
nity water systems that may exceed the
      RULES AND REGULATIONS

 proposed maximum contaminant levels.
 The State of Texas did report that IB
 community water systems In that State
 would exceed the 5 pCl limit for radium:
 EPA estimated In the preamble  to the
 proposed regulations that a total  of ap-
 proximately 500 of the Nation's commu-
 nity water systems would exceed the pro-
 posed radium limit. It is likely that rela-
 tively few community water systems cur-
 rently  exceed  the  proposed  maximum
 contaminant levels for either gross alpha
 particle activity or man-made  radio-
 activity.  Those levels  are  intended as
 preventative limits rather than as cor-
 rective limits.
   Public  Water Systems Requiring Ra-
 dium  Analysis:  The   monitoring  re-
 quirements  for the  radium  maximum
 contaminant level provide for an  Initial
 screening  measurement of gross  alpha
 particle activity to determine If analy-
 sis  for radium-226  is needed. EPA  re-
 quested comment on the number and
 location  of community  water  systems
 that would exceed the  proposed screen-
 Ing level  of 2 pCl/1. A number  of com-
 ments were received on the possible Im-
 pact of the proposed screening level. The
 principal concern expressed was that a
 2 pCi/liter screening level was unneces-
 sarily low and would force a large num-
 •bcr of  public water systems to  conduct
 expensive   radium  analyses  in  cases
 where  the  radium limit was  not  being
 exceeded.
   A number of  commentors were  under
 the impression  that  radium daughter
 products were in equilibrium with radi-
 um in drinking water so that their  ac-
 companying alpha particle activity would
 be an indication of radium. Monitoring
 data from  many public  water  systems
 indicates  that because  of differences In
 solubility and  geological processes, the
 alpha  particle   activity  is  frequently
 much lower than would be observed  for
 an  equilibrium  mixture of  radium and
 daughter products and sometimes may be
 no greater than that due to radium-226
 alone.
   EPA  agrees that in many cases ade-
 quate protection can be  obtained with
 a screening level higher than 2 pCl/liter
 provided that the precision of the meas-
• urement Is  great enough to insure that
 the gross alpha activity Is unlikely to
 exceed 6 pCl/1. The regulations have been
 amended accordingly. The effect of this
 change Is that  a screening  test, In lieu
 of radium analysis, is permitted for most
 systems having  gross alpha particle ac-
 tivities  as high  as 4 pCi/1. However, as
 noted in the Statement of Basis and Pur-
 pose for the proposed radionuclide reg-
 ulations, care should be taken in evalu-
 ating the results of the screening test
 because the alpha particle activity screen
 does not  measure  radium-228,  a beta
 emitter. For this reason, EPA  recom-
 mends that, in localities where radium-
 228  may be present in significant quan-
 tities,  the State establish a  screening
 level no greater  than 2 pCi/liter.
   Costs and Technology for Radium Re-
 moval: One comment on radium removal
 costs stated that the  EPA cost  esti-
 mates may be  too  high because new
 technologies for radium removal are be-
 ing develope'd. Another comment stated
 that the EPA estimates appear "reason-
 able at  this time," and a third that the
 estimates are "too general" in that sys-
 tem size was not considered.
   As discussed in the Statement of Basis
 and Purpose for the proposed radionu-
 clides regulations,  costs for  radium re-
 moval were found to be essentially in-
 dependent  of  system size  for systems
 treating less than  three million  gallons
 per day. Since  there are no data indi-
 cating that the maximum contaminant
 level for radium  is  being exceeded in
 systems larger than  this, the EPA  cost
 estimates are valid.
   Three commentors  thought the  cost
 projections for radium  removal  might
 be low because disposal of radium wastes
 was not considered. The Agency is pres-
 ently conducting a  research study to in-
 vestigate disposal  costs. Compared to
 industrial  effluents containing radium,
 the  amount of radium involved is quite
 small. The  only available data indicate
 that a commercial  waste disposal serv-
 ice  for radioactive materials would be
 expected to cost about 50 cents annually
 per  person  served  for radium  disposal.
 However, costs will vary depending on
 locality and the disposal method used.
 It should also be noted that any radium
 disposal problems generated by- the pro-
 posed regulations will  not be unlike those
 already encountered by the many com-
 munities already removing radium as
 part of their water  softening processing.
  Other comments  suggested  considera-
 tion of occupational exposure to radium
 In water treatment plants. The Agency
 has  made a limited examination  of  the
 levels of radiation  in the vicinity  of ion
 exchange units used to remove radium
 in operating water treatment plants. Ex-
 posure levels to operating personnel are
 measurable  and occupational exposures
 could range up to 25-100 mrem/yr. These
 doses are well below  the Federal occu-
 pational guides for radiation  workers
 of 5000  mrem/yr.  Appropriate Federal
 Radiation Guidance will be provided if
 future studies indicate the problem of
 occupational exposure to treatment plant
 personnel is serious.
  One commentor  questioned  the effi-
 ciency of radium  removal by ion  ex-
 change used in the  cost analysis in Ap-
 pendix V of the Statement of Basis and
 Purpose. That analysis shows that treat-
 ment cost  is relatively independent of
 radium removal efficiency as long as re-
 moval exceeds  90  percent.  Operating
 data from currently used municipal wa-
 ter treatment systems indicate  that av-
 erage radium removal efficiency through-
 out  the exchange cycle ranges from 93
 to 97 percent.
  Aggregate Dose Level: As noted in the
 preamble to the proposed radionuclides
 regulations,  40 FR 34325, EPA considered
 but rejected the use of an aggregate dose
 level in establishing maximum contami-
 nant levels. This approach would con-
sider both the risk to individuals and the
totpl risk to the population  served, so
that the maximum contaminant level
would be inversely  related, within lim-
                                FEDEIAL REGISTER, VOL, 41,  NO.  133—HID AY, JUU 9. 1976

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                                            RULES  AND REGULATIONS
                                                                       28403
Its. to the size of the exposed population
group. Comments on the concept of ag-
gregate dose levels overwhelmingly en-
dorsed EPA'a decision not to  use  that
approach in the development of maxi-
mum levels under the Safe Drinking Wa-
ter Act.
  Maximum Contaminant Level for Ra-
dium:  A number of States submitted
comments on EPA's proposal to establish
the maximum contaminant level for ra-
dium at 5 pCI/liter. One State suggested
that a limit of 10 pCI/ liter be established
for small public water systems. This sug-
gestion has not been accepted by EPA be-
cause the legislative history of the Safe
Drinking Water Act  indicates that,  to
the extent possible, all persons served by
public water systems should be protected
by the same maximum contaminant lev-
els. A number of other States expressed
concurrence in the 5 pCi/liter limit.
   One commentor cited the results of a
U.S. Public Health Service study that in-
dicated that persons in communities with
water having a concentration of 4.7 pCi/
liter had a higher mortality incidence
due  to bone  sarcoma than  persons  in
communities with water having less than
1  pCi/llter. The commentor contended
that the USPHS study did not show a
significant difference in cancer risk  at
a 95 percent confidence level, and that in
any event the number of excess cancers
was significantly less than would be pre-
dicted on  the basis of the  NAS-BETR
Report.
   EPA notes that the confidence level of
the USPHS study was 92 percent which
is not significantly different from  a  95
percent criterion considering the overall
precision of the USPHS study. Mortality
estimates on which the 5 pCi/liter limit
was based' included all cancers, not just
bone sarcoma. Moreover, the EPA  esti-
mates are for lifetime exposures, whereas
most of  the participants  in the USPHS
study  were exposed for a substantially
shorter period of time. Moreover, the in-
cidence of cancer observed in the USPHS
study is somewhat greater than would be
predicted by the linear  dose response
model used by EPA, not less as suggested
by the commentor. Given these facts it
is EPA's view that the USPHS study sup-
ports its use of risk estimates from In-
gested radium as a valid measure of the
Impact of various control  levels.  EPA
will, however, study new cancer incidence
data as  they become  available to deter-
mine whether the 5 pCI/liter level pro-
vides appropriate protection.
   Changes Made in the Proposed Regu-
lations:
   In response to comments received  on
the  proposed regulations, a number of
changes have been made. The comments
and changes are discussed in some detail
in Appendix A. The following list sum-
marizes changes which have been made:
   1. Section 141.2  has been  revised to
simplify the definitions of "gross alpha
particle  activity" and "gross beta parti-
cle activity." As proposed these  defini-
tions' were confusing because they sought
to make distinctions which were more
properly set forth In if 141.15 and 141.16.
  2. Section 141.15 has been changed to
make clear that the maximum contami-
nant level for gross alpha particle activ-
ity does not apply to Isotopes of uranium
and radon.
  3. Section 141.16 has been  redrafted
for clarity and provisions relating to the
means of determining compliance have
been moved to § 141.26. It should be noted
that the average annual  concentration
of strontium-90 yielding 4 mrera per year
to bone marrow is 8 pCi/1 not 2 pCl/1 as
was stated in the Proposed Regulations.
Accordingly, Table A in Section 141.16
has been 'corrected  and  the  detection
limit for strontium-90 listed in Table B,
{141.25 has been changed to 2pCi/l.
  4. Section 141.25 has been revised to
include newer analytical methods and to
delete  some obsolescent methods.  The
definition of detection limit  has been
changed to Indicate clearly that it applies
only to uncertainty in the precision of
the measurement due  to counting errors.
Also, a new detection limit of 4 pCi/llter
has been established for gross  beta par-
ticle activity so that gross beta analysis
may be substituted for strontium-89 and
cesium-134 analyses  in some  cases. It
should be noted that  under.: 141.27 the
State,  with the concurrence of the Ad-
ministrator, may authorize the use of al-
ternative analytical methods having the
same  precision  and  accuracy as those
listed in §§ 141.25 and  141.26.
  5. Section 141.26 has been redrafted for
clarity  and the alpha panicle  activity
screening level has been redefined to pro-
vide a higher gross alpha screening limit
as long as the precision of measurement
insures that the gross alpha activity is
unlikely to exceed  5 pCi/1. Also, the re-
quirement  for  quarterly sampling has
been revised to  permit a yearly sample
where a one-year record based on quar-
terly sampling has indicated the  average
annual gross alpha particle activity and
radium-226 activity to be less  than half
the applicable maximum contaminant
level. The period allowed for initial moni-
toring has been extended to three years
rather than two years after the effective
date of these regulations. Also, rather
than require that subsequent monitoring
be every three years  for  ground water
and every  five years  for surface water.
monitoring for both ground water and
surface water will be required every four
years.
  6. Section 141.26 has been amended to
provide that, when ordered by the State,
a community  water system will be re-
quired  to  participate in a  watershed
monitoring program for man-made ra-
dioactivity.  EPA  recommends  that
States require  such programs in each
principal watershed under their jurisdic-
tion. In addition, the  provision allowing
the use of discharge  data from  nuclear
faculties in lieu of special monitoring for
man-made  radioactivity   has   been
amended to allow only the use of en-
vironmental surveillance data taken in
conjunction with  the  State.  Also in
§ 141.26 a screening level for gross beta
particle activity has been  established to
reduce the cost of monitoring water sys-
tems affected by i.uclear facilities.
  If any screening levels for gross beta
particle activity are exceeded, Identifica-
tion of specific radionuclides is manda-
tory prior to public notification and ini-
tiation of any enforcement action. In ad-
dition to the gross beta particle activity
measurement, it may be necessary, as new
energy technologies become available  in
the'^'uture. to monitor for specific man-
made contaminants other than those cur-
rently Identified. The Act provides that
these regulations may be amended from
time to time.
            EFFECTIVE DATE
  Section 1412 (a) (3) of the  Act pro-
vides that "The interim primary regu-
lations first promulgated * • • shall take
effect eighteen months after the date of
their promulgation."  The  interim  pri-
mary regulations first promulgated were
those for microbiological, chemical  and
physical  contaminants.  They were pro-
mulgated on December 24, 1975, and will
become effective June 24, 1977. Because
it is desirable that all of the  basic In-
terim primary drinking water regulations
take effect on the same date, and in view
of the long lead time provided to public
water systems for compliance with these
radlonuclide regulations,   the   radio-
nuclide regulations  also will become ef-
fective on June 24,  1977.
  It is hereby  certified that  the eco-
nomic and inflationary impacts of these
regulations  have  been carefully  evalu-
ated in accordance with Executive Or-
der 11821, and  it has been determined
that an  Inflation Impact Statement  is
not required. (The estimated  ten mil-
lion dollar  annual cost  Is less  than the
one-hundred million dollar annual cost
cut-off established as the minimum for
which an Inflation Impact Statement  la
required.)
  For the reasons given above. Part 141.
Chapter  40 of the Code of Federal Reg-
ulations  is  hereby amended as follows:
                   RUSSEU. TRAIN,
                      Administrator.
  JUNE 28,1976.
  1. By revising  9 141.2  to Include the
following  new paragraphs (j)  through
(o):
§ 141.2  Definitions.
    •      •      •      *      •
  (j) "Dose equivalent" means the prod-
uct of the absorbed dose from Ionizing
radiation and such factors as account for
differences in biological effectiveness due
to the type of radiation and its distribu-
tion in the body as specified by the In-
ternational Commission on Radiological
Units and Measurements (ICRU).
  (k)  "Rem"  means the unit of dose
equivalent from ionizing radiation to the
total  body or any internal organ or or-
gan system.  A  "millirem (mrem)" -is
1/1000 of a rem.
  (1) "Picocurie (pCi)" means that-quan-
tlty of radioactive material  producing
2.22 nuclear transformations per  min-
ute.
  (m) "Gross  alpha particle activity"
means the total  radioactivity  due to
                                 FEDERAL REGISTER, VOL. 41,  NO.  133—FRIDAY, JULY 9,  1976

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 2&404

 alpha particle emission as inferred from
 measurements on a dry sample.
   (n) "Man-made beta particle and pho-
 ton emitters"  means all radionuclides
 emitting beta particles and/or photons
 listed  In Maximum Permissible  Body
 Burdens and Maximum Permissible Con-
 centration of Radlonuclides  Jn Air  or
 Water for Occupational Exposure. NBS
 Handbook 69, except the daughter prod-
 ucts of thorium-232, uranium-235 and
 uranlum-238.
   (o)  "Gross  beta particle  activity"
 means the total radioactivity due to beta
 particle emission as inferred from meas-
 urements on a dry sample.

   2. By  adding 85 141.15, 141.16, 141.25
 and 141.26 as follows:

 § 141.15  Maximum contaminant levels
     for  radium-226,  radium-228,  and
     grogs alpha particle radioactivity  in
     community water systems.
   The following are the maximum con-
 taminant levels for radium-226, radium-
 228, and gross alpha  particle  radio-
 activity:
   (a) Combined radium-226 and  radi-
 um-228—« pCl/1.
   (b) Gross  alpha particle activity (in-
 cluding radium-226 but excluding radon
 and uranium)—15 pCi/1.

 § 141.16  Maximum  contaminant levels
     for  beta particle and photon radio-
     activity  from  man-made  radionu-
     clides in community water systems.
   (a) The average annual concentration
 of beta particle and photon radioactivity
 from man-made radionuclides in drink-
 ing water shall not  produce an annual
 dose equivalent to  the total body or any
 Internal organ greater than 4 millirem/
 year.
   (b) Except for the radionuclides listed
 In Table A, the concentration of man-
 made radionuclides causing 4 mrem total
 body or organ dose equivalents shall be
 calculated on the  basis of a 2 liter per
 day drinking water intake using  the 168
 hour data listed in "Maximum Permis-
 sible Body Burdens and Maximum Per-
 missible Concentration of Radionuclides
 in Air or Water for Occupational  Ex-
 posure," NBS Handbook 69 as amended
 August 1963, U.S.  Department of Com-
 merce. If two or more radionuclides are
 present,  Uie  sum  of  their annual dose
 equivalent to the  total body or to any
 organ shall not exceed 4 milllrem/ycar.

 TAIM.K A.—Average annual concentration*
  assumed to produce  a total body or organ
  dote of 4 mrem/yr
  Radlonudlde
                Critical organ
Tritium		 Total body	
Blrontium-00	 B one marrow.
                              pur liter
20,000
   8
§ 141.25  Analytical Methods for Radio-
    activity.

  (a)  The methods specified in Interim
Radiochemical Methodology for Drink-
ing Water,  Environmental  Monitoring
and Support Laboratory, EPA-600/4-75-
008, USEPA, Cincinnati, Ohio 45268, or
      RULES AND  REGULATIONS

 those listed below, are to be used to de-
 termine compliance with  55 141.15 and
 141.16  (radioactivity)  except  in cases
 where alternative methods have been ap-
 proved In accordance with {141.27.
   (1)  Gross Alpha  and  Beta—Method
 302 "Gross Alpha and Beta Radioactivity
 In Water" Standard Methods for the Ex-
 amination of  Water  and  Wastewater,
 13th Edition,  American  Public Health
 Association, New York, N.Y., 1971.
   <2)  Total Radium—Method 304 "Ra-
 dium in Water by Precipitation" Ibid.
   (3)  Radium-226—Method 305 "Radi-
 um-226 by Radon in Water" Ibid.
   (4)  Strontium-89,90 — Method   303
 "Total  Strontium and  Strontlum-90 in
 Water" Ibid.
   (5)  Tritium—Method 306 "Tritium In
 Water" Ibid.
   (6)  Cesium-134 —  ASTM    D-2459
 "Gamma Spectrometry in Water,"  197S
 Annual Book of ASTM Standards, Water
 and  Atmospheric  Analysis,  Part  31,
 American Society for Testing and Mate-
 rials, Philadelphia, PA. (1975).
   <7) Uranium—ASTM D-2907 "Micro-
 quantities  of  Uranium  In  Water by
 Fluorometry," Ibid.
   (b) When the identification and meas-
 urement of  radionuclides  other  than
 those listed in paragraph (a) Is required,
 the following references are to be used,
 except   in   cases  where  alternative
 methods have been approved In accord-
 ance with 5141.27.
   (1) Procedures   for   Radiochemical
 Analysis of Nuclear Reactor Aqueous So-
 lutions, H.  L. Krieger and  S. Gold, EPA-
 R4_73_0i4.  USEPA,  Cincinnati,  Ohio,
 May 1973.
   (2) HASL Procedure Manual, Edited
 by  John H. Harley. HASL 300, ERDA
 Health and  Safety  Laboratory,  New
 York, N.Y., 1973.
   (c) For  the  purpose of monitoring
 radioactivity concentrations in drinking
 water, the required sensitivity  of the
 radioanalysis is defined in terms of a de-
 tection limit. The detection limit  shall
 be  that concentration which  can  be
 counted with a precision of plus or minus
 100 percent at the 95 percent confidence
 level (1.96o- where a is the standard de-
 viation of the net counting rate of the
 sample).
  (1) To determine  compliance  with
 § 141.15 (a) the detection limit shall not
 exceed 1 pCl/1.  To determine compliance
 with 8 141.15(b) the detection limit shall
 not exceed 3 pCl/1.
  (2)  To determine  compliance  with
 8 141.16 the detection limits shall not ex-
 ceed the concentrations listed in Table B.
 TABLE B.—DETECTION LIMITS  ron MAN-MADE
   BETA PARTICLE AND PHOTON EMITTERS

    Radionuclide       Detection limit
 Tritium	  1,000 pCl/1.
 StronUum-89 	  10 pCi/1.
Strontlum-90 	  2 pCl/1.
 Iodine-131	  1 pCi/1.
Ceslum-134  	  10 pCi/1.
Gross beta	  4 pCi/1.
Other radionuclides--  >/io of the applicable
                      limit.

  
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                                                RULES AND REGULATIONS
                                                                           28405
 centrations of radioactivity shall monitor
 source water, in addition to water from
 a free-flowing tap, when ordered by the
 State.
   uv)  Monitoring  for  compliance  with
 § 141.15 after the initial period need not
 include radium-228 except when required
 by the State, Provided,  That the average
 annual concentration of radium-228 has
 been  assayed at least  once  using  the
 quarterly sampling procedure required by
 paragraph (a)(l).
     Suppliers of water shall conduct
 annual  monitoring  of  any  community
 water system in  which the  radium-226
 concentration exceeds 3 pCi/1, when or-
 dered by the State.
   (41  If the average annual maximum
 contaminant level for gross alpha parti-
 cle activity or total radium as set forth
 in § 141.15 is exceeded,  the supplier of a
 community water system shall give  no-
 tice to the State pursuant to § 141.31 and
 notify the public  as required by §  141.32.
 Monitoring at quarterly intervals shall
 be continued  until the  annual average
 concentration  no  longer exceeds   the
 maximum contaminant level or until a
 monitoring schedule as a condition to a
 variance, exemption or enforcement ac-
 tion shall become effective.
   (b)  Monitoring requirements for man-
 made radioactivity in community water
 systems.
   (1)  Within two years of the effective
 date of this part, systems using surface
 water  sources and  serving  more than
 100,000  persons and such other com-
 munity water systems as are designated
 by the State shall be monitored for com-
 pliance with  § 141.16 by analysis of a
 composite of four consecutive quarterly
 samples  or  analysis of four  quarterly
 samples. Compliance with § 141.16  may
 be assumed  without  further analysis  if
 the average  annual  concentration  of
 gross  beta particle activity is  less than
 50 pCi/1 and if the average annual con-
 centrations of tritium and strontium-90
 are less than those listed in Table A, Pro-
 vided,  That  if  both radionuclides  are
 present the sum of  their annual  dose
 equivalents to bone marrow shall not ex-
 ceed 4 millirem/year.
   (i>  If the gross beta particle activity
 exceeds 50 pCi/1, an analysis of the sam-
 ple  must be  performed to  Identify  the
 major  radioactive constituents present
 and the appropriate organ and total body
 doses  shall be calculated  to determine
 compliance with § 141.16.
   (ii)  Suppliers of  water shall conduct
 additional monitoring, as ordered by  the
 State, to determine the  concentration of
 man-made radioactivity in principal wa-
 tersheds designated by  the State.
   (iii)  At the discretion of the  State,
 suppliers of water utilizing only ground
 waters  may  be required to monitor  for
 man-made radioactivity.
   (2)  For the initial analysis  required
by  paragraph (b)(l)   data  acquired
 within one year prior to the effective date
of this part may be  substituted at the
discretion of the State.
   (3) After the initial analysis required
by paragraph  (b)(l)  suppliers of water
 shall monitor at least every four years
 following  the procedure given  in  para-
 graph (b)il).
   (4)  Within two years of the effective
 date of these  regulations  the supplier
 of  any community water system desig-
 nated by  the State as utilizing waters
 contaminated by effluents  from nuclear
 facilities shall  initiate quarterly  moni-
 toring for gross beta particle and iodine-
 131 radioactivity and annual monitoring
 for strohtium-90 and tritium.
   (i) Quarterly monitoring for gross beta
 particle activity shall be based on the
 analysis of monthly samples or  the ana-
 lysis of a  composite of three  monthly
 samples. The former is recommended.
 If  the  gross  beta  particle activity in a
 sample exceeds 15  pCi/1, the same or an
 equivalent sample  shall be analyzed for
 strontium-89 and cesium-134. If the gross
 beta particle activity exceeds 50 pCi/1,
 an analysis of the sample  must be per-
 formed to identify  the major radioactive
 constituents present and the appropriate
 organ and total body doses shall be cal-
 culated  to determine compliance  with
 § 141.16.
   (ii)  For  iodine-131,  a composite  of
 five consecutive daily samples  shall be
 analyzed once each quarter. As ordered
 ':>y the State, more frequent monitoring
 shall be conducted  when  iodine-131  is
 identified in the finished water.
   (iii)  Annual monitoring  for stron-
 tium-90 and  tritium shall be conducted
 by  means of the analysis of a composite
 of four consecutive quarterly samples or
 analysis of four quarterly samples. The
 latter procedure is  recommended.
   (iv) The State may allow the substi-
 tution  of  environmental   surveillance
 data taken in conjunction with a nuclear
 facility  for direct  monitoring of  man-
 made  radioactivity by the supplier  of
 water  where  the State determines  such
 data is applicable  to a particular com-
 munity water system.
  (5)  If the  average annual maximum
 contaminant  level  for man-made radio-
 activity set forth in § 141.16 is exceeded,
 the operator of a community water sys-
 tem shall  give notice to the State pur-
 suant to § 141.31 and to the public as re-
 quired   by   § 141.32.   Monitoring   at
 monthly intervals shall be continued un-
 til  the concentration  no longer exceeds
 the maximum contaminant level or until
 a monitoring schedule as a condition to
 a  variance, exemption  or  enforcement
 action shall become effective.
              APPENDIX A

      RESPONSE TO PUBLIC COMMENTS
  Proposed National  Interim Primary Drink-
 ing Water Regulations for radionuclides, 40
 FB  34324 , were published for  comment on
August 14,  1976.  Written comments on the
proposed regulations were received, and  a
public hearing on the proposal was held In
Washington  on September 10, 1975.  Aa  a
result of review  of  the written comments
and of testimony at the public hearing, as
well as further consideration of the avail-
able data by EPA, a number of changes have
been made In the proposed regulations. The
 principal changes are summarized In the
 Preamble to the final regulations. The pur-
 pose of this Appendix is to discuss the .com-
 ments  received on various aspects of the
 proposed  regulations,  and to explain EPA's
 response to those comments.
   Part  I  of the Appendix deals with com-
 ments on specific provisions of the proposed
 regulations, in  numerical order.  Part II con-
 cerns more general comments  received  by
 EPA. Responses to the five specific issues ou
 which comments were  solicited In the Au-
 gust*44 proposal are reviewed and discussed
 In the preamble to the promulgated  regula-
 tions. Fart III  is the Agency's policy State-
 ment of March 3. 197S. on the Relationship
 between radiation dose  and effect.

                 'PART i

   Comments on Specific Provisions  of  the
 Proposed Regulations § 141.2—Definitions
   A  number of commentors stated that the
 definitions given in  § 141 2  for  gross  beta
 particle and gross alpha  particle activity
 were  confusing because  they  excluded cer-
 tain radionuclides. These  definitions have
 been redrafted to omit the exclusions, which
 are more  properly  dealt with In the basic
 regulations.

 § 141. IS—MAXIMUM  CONTAMINANT LEVELS OF
   RADIUM-226. RADIUM-2U8,  AND CROSS ALPHA
   PARTICLE RADIOACTIVITY

   Several  comments  suggested  that  the
 maximum contaminant  level for gross alpha
 particle activity should state clearly that
 this  limit  does not  apply to Isotopes of
 uranium and radon. This was  the Intention
 of the proposed regulations, and § 141.15 has
 been redrafted  accordingly. Some commen-
 tors requested clarification of the Impact of
 the  exclusion  of uranium  and  radon  on
 monitoring procedures and compliance. It
 is  true  that the sample preparation tech-
 niques specified in S 141.25  preclude  the
 measurement of the gaseous  radionuclides
 radon-220  and  radon-222.  Their daughter
 products, however,  will be retained in the
 sample as  Intended by these regulations. As
 noted in the Statement  of Basis and Pur-
 pose,  one  of the main  Intentions of the
 maximum  contaminant level for gross alpha
 particle  activity is  to limit the  concentra-
 tion  of long half-life radium daughters. In
 cases where gross alpha particle activity ex-
 ceeds 15 pel per liter, analysis of the water
 for Its uranium content by chemical or other
 means will be needed to determine compli-
 ance.  Except In ground water Impacted by
 uranium-bearing ores,  such analyses  will
 rarely be necessary.
  Two commentors mentioned that no ra-
 tionale for the gross alpha particle maxi-
 mum  contaminant  limit of  15  pCl/1 was
 given In the preamble to the proposed reg-
 ulations. The rationale for this limit la, how-
 ever, discussed in the Statement of Basis and
 Purpose. It Is based on a consideration qf the
 radlotoxlcity of other alpha particle emitting
 contaminants relative  to radium. The  15
 pCl/1 gross alpha particle limit, which In-
 cludes  radium-226  (but  not  uranium  or
 radon), Is based on the conservative assump-
 tion  that if the radium  concentration Is  5
 pCi/1 and  the balance of the alpha particle
 activity  Is  due to the next most  radiotoxic
alpha particle emitting chain starting with
lead-210, the dose to bone will not be unduly
Increased. Though less  precise than setting
 maximum  contaminant  levels for lead-210
specifically, the  establishment of a limit on
gross alpha particle  activity is more in keep-
 ing with  the  current  capability of State
laboratories while providing significant pub-
lic health  protection. Reasons for omitting
uranium and radon from the limit for gross
alpha particle activity are given In the State-
ment of Basis and Purpose.
                                  FEDERAL REGISTER, VOt.  41, NO. 133—FRIDAY, JULY  9, 1976

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 28406
SMI.16—MAXIMUM  CONTAMINANT  LEVELS  OF
   BETA PARTICLE  AND  PHOTON  RADIOACTIVITY
   FROM MAN-MADE  RADIONDCLXDES

   Several commentors had difficulty  Inter-
preting thla section. It has been redrafted
and that portion of the proposed maximum
contaminant level for man-made radioactiv-
ity dealing with  compliance has been moved
to ( 141.26 for purposes of clarity.
   One commentor questioned the  basis of
the selection of the proposed 4 mllllrcm an-
nual limit. As stated In the preamble to the
proposed regulations,  the four mllllrem per
year limit for man-made radioactivity was
chosen on the basis of avoiding undesirable
future contamination of public  water sup-
plies as a result of controllable  human ac-
tivities.  Current levels of radioactivity In
public water systems are below the proposed
limit. Appropriate data on this point Is pro-
vided In the Statement of Basis and Purpose.
   Reference was made by one commentor to
the Nuclear Regulatory Commission design
criteria for light water reactors which limits
Che thyroid  dose from a single nuclear re-
actor due to the liquid pathway  to ten mll-
llrem per year.  The  commentor suggested
that this number is in conflict  with the
proposed maximum  contaminant level for
man-made  radioactivity. However, because
the two  levels are computed on  different
bases,  iodlne-131  concentrations  meeting
KBC design criteria would also meet  maxi-
mum contaminant limits. Therefore,  there
la no conflict between these  regulations and
NBC design  criteria. It should  be noted,
however,  that the NRC limits are design cri-
teria,  not operational limits,  and apply to
only a single nuclear reactor. The EPA  max-
imum contaminant limits have a completely
different  application. They apply to the fin-
ished  waters served by a community  water
system which may use sou-ce waters con-
taminated by  several  reactors  or  other nu-
clear facilities.
   Another commentor stated that the stron-
tium-90 maximum contaminant level would
produce a bone cancer dose of  4 mllllrem
per year  only after  several  decades of In-
take. That  is correct—all  of the  maximum
contaminant levels are based on an assumed
lifetime   Ingestlon  at  the  concentration
limits.
   A few conunentors stated that because In
some localities the dose from  strontium-90
In milk exceeds 4 mrem per  year, the maxi-
mum contaminant level for strontium-90 in
drinking water should be eliminated or made
greater.  The Administrator  does  not agree
that the  radioactive contamination of milk
and milk products,  which may occur in some
localities, is a proper basis for relaxing max-
imum contaminant levels  for  drinking wa-
ter. The  maximum contaminant  level for
strontium-90 is not exceeded in community
water systems at present nor Is it likely to
be exceeded In  the  foreseeable  future. To
permit unnecessary contamination of public
water systems  because of other  environ-
mental pathways Impacting  on man would
be Inappropriate.
  A few commentors suggested that 2  liters
per  day  was not an appropriate Ingestlon
rate  assumption for  drinking water.  The
Administrator notes that a 2 liter per day
intake Is assumed for establishing maximum
contaminant levels  for all contaminants, not
just radioactivity,  and that this  question
has been discussed at length In  the preamble
and Appendix  A to  the National  Interim
Primary Drinking Water Regulations, 40 FR
69575.
  A few commentors  asked why potassium-
40 was not considered as part of the maxi-
mum contaminant level for beta  particle
radioactivity. The amount of potassium in
the body Is controlled homostatlcally and la
not  proportional  to  water  intake levels.
      RULES AND  REGULATIONS

Without  the exception  for  potassium-40.
some communities  might  be required  to
perform more analytical  examination than
necessary if  waters exceeded the gross  beta
activity screening level. If the increased  beta
activity la due to  potassium-40, there In no
Increased risk to users of the  public water
systems and therefore such tests are unneces-
sary.

     i Ml.23 — ANALYTICAL METHODS FOR
               RADIOACTIVITY
  Several commentors noted that the  Pro-
posed Regulations on analytical methods did
not  allow for the substitution of equivalent
alternative techniques. EPA agrees that  this
is an important consideration and  ! 141.27
has  been added to the regulations to allow
substitution  of  equivalent analytical meth-
ods  with the approval of  the State and the
Administrator.  Two  commentors  believed
that no analytical methods should be speci-
fied  as  part of the regulations, 40 FR 34324.
The Administrator believes, however,  that
defined analytical  methods  must be a  part
of the regulations so that compliance proce-
dures are uniform and subject to verifica-
tion.
  Many commentors  believed that alterna-
tive  analytical methods were preferable  to
those listed in the proposed regulations  and
several  made specific suggestions. EPA recog-
nizes that some of the proposed, analytical
methods were obsolescent and  for this  rea-
son  a new handbook. Interim Radtochemical
Methodology for Drinking Water, has been
prepared by  the Agency,  i 141.25 has been
revised  to include these new methods and to
delete some of the analytical methods pro-
posed earlier. However, some Standard Meth-
ods  have been  retained  because  they  are
equivalent to the newer procedures and are
currently being used by State laboratories.
  Several comments concerned  the need for
laboratory  certification and  quality  assur-
ance. EPA will seek to  certify  at least  one
State laboratory In each State. The State may
in turn certify additional laboratories. Pur-
suant to  5 141.28, only monitoring  results
from laboratories  approved or certified by
the entity with primary enforcement respon-
sibility  will be acceptable.
  Several comments were received concern-
ing application of the defined detection lim-
its.  The detection limit requirements have
been changed to  Indicate clearly that  the
limit applies only to uncertainty in the  pre-
cision of the measurement due to counting
errors. Other sources of imprecision and the
overall  accuracy of the determination are
not  a part of the detection limits given In
this  section  but rather their control is to
be Implemented by means of the quality as-
surance program mentioned previously.
  A  few commentors  believed that the  pro-
posed detection limit for gross alpha particle
activity was too low. Because systems using
very hard  water may be unable  to  detect
alpha particle activity at the 1 pCl/1 con-
centration, the  detection Hrnlt for compli-
ance with  the gross alpha particle activity
limit, ( 141.15(b) has been Increased to 3
pCl/1.  This  higher  detection  limit Is  not
acceptable for gross alpha particle measure-
ments substituted for radium analysts under
I 141.26(a)(l)(l).  If  water  hardness pre-
cludes use of this screening test, a  radium
analysis must be made to  demonstrate com-
pliance  with S 141.15(1)  of these regulations.
  Most  commentors believed the  detection
limits for man-made  radioactivity were  low
but practicable la laboratories where modern
testing  facilities are available.

  J HI.26—MONITORING REQUIREMENTS FOR
    ALPHA PARTICLE AND RADIUM  ACTIVITY

  The major  comments on 5 141.26(a) were
that the requirements were not clearly writ-
ten  and that  the alpha  particle activity
 screening  test for a mandatory radium-226
 measurement was too low thus necessitating
 unnecessary expense without Increasing pro-
 tection to the public health. Paragraph (a)
 has been redrafted to clarify the intent of
 these regulations; and, as discussed  In the
 preamble  to these  regulations,  the  gross
 alpha particle screening level has been in-
 creased.
   Some commentors objected to the require-
 ment that  quartely  monitoring be  con-
 tinued when maximum contaminant levels
 are exceeded and others asked why quarterly
 sampling Is needed. The  reason  why quar-
 terly  monitoring  may provide  additional
 public health protection where  maximum
 contaminant levels are exceeded Is discussed
 In the Statement of Basis and Purpose. The
 Agency agrees that quarterly sampling  may
 be unnecessary  in some  cases  and  has
 amended the regulations  to allow a  single
 yearly sample where  a one  year  historical
 record based on  quarterly sampling  shows
 the  average  annual  gross  alpha  particle
 activity and the radlum-226 activity  to be
 less than one-half the applicable maximum
 contaminant  levels.
   Comments were  divided on sampling  fre-
 quency. Citizen groups tended to want more
 frequent monitoring and the States less fre-
 quent monitoring. Of particular  public  In-
 terest was the possible contamination of
 ground and surface water by mining opera-
 tions. The revised regulations encourage the
 State to require more frequent monitoring
 for natural radioactivity In situations  where
 mining or other operations  may Impact on
 water quality, when new  sources of supply
 water are utilized or when water  treatment
 processing is  changed by  the supplier of a
 community water system.
   Several commentors  requested  an exten-
 sion of the Initial two-year period proposed
 for mandatory compliance. EPA Is aware that
 these regulations call for  a  more expanded
 monitoring  effort than is presently  being
 carried out by most States. The regulations
 have  been  revised  to  require  that  initial
 monitoring begin within two years and that
 analysis be completed within three years of
 the effective data.  In addition, the Agency
has reconsidered, as suggested by several com-
 mentors,  the  proposed  requirement  that
 ground water be monitored every three years
 and surface water  every five years and  be-
 lieves monitoring  every four  years for each
 Is appropriate. The regulation has been so
 amended.
  A few States requested  that the  Initial
 monitoring of any community water system
 for radioactivity be at the discretion of  the
 State and that the frequency of monitoring
 be  determined by each State on  a case by
 case basis. This is essentially the system now
 used. Congress has mandated improved con-
 trol of drinking water  quality, and  these
 regulations seek to carry out that mandate.
  Two commentors objected to the Agency's
 use of a gross alpha screening test to deter-
 mine the need for radium-226 measurements
 because such a  test  is  not applicable to
 radlum-228. a  beta emitter. Since radlum-
 226 and radium-228 are not part of the same
 decay series, one of the commentors believed
 an evaluation which measures only  gross
 alpha particle activity was Inappropriate. It
 is true that radlum-228 and radlum-226 arc
 in different decay  series. However, the  avail-
 able monitoring data Indicate that there Is
 no record of radlum-228 occurring In com-
 munity water systems  unless It  is accom-
 panied by radium-226. As pointed out in
 the Statement  of  Basis  and Purpose,  the
 radlum-226 concentration In  public  water
 supply systems Is almost always greater than
 the radlum-228 concentration.  Therefore, a
 screening  test based on gross alpha particle
activity is valuable for determining when fur-
 ther  testing  for  specific  radlonuclldes 1*
                                    FEDERAL  REGISTER,  VOL. 41,  NO. 133—FRIDAY, JULY 9, 1976

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                                                  RULES  AND  REGULATIONS
                                                                                 28407
necessary. However, States are encouraged to
require specific analyses for both radlum-228
and  radlum-228 where radlum-228 may be
present.
  Several commentors raised questions con-
cerning the points at which samples are to
be taken and the procedure to be followed
where multiple,  or  alternate,  sources are
utilized.  As Indicated In both the Statement
of Basts  and Purpose, and S 141.2(c) of the
Interim Primary Drinking Water Regulations,
sampling Is to be done at the "free-flowing
outlet of the ultimate user."  Where multiple
sources are employed, the samples  should
represent an unbiased estimate of the maxi-
mum concentration of radlonuclldes Ingested
by persons served by the system.
  The Administrator recognizes that In some
communities several wells are used at differ-
ent periods throughout  the  year  to supply
drinking water and that because of different
concentrations of radioactivity in these wells
the concentration In finished water may fluc-
tuate considerably. It Is  recommended that
In such cases  the  States  require augmented
sampling programs which Include monitor-
Ing of source  waters. In the revised regula-
tions the State has  been  given  authority to
order such monitoring.

§ 141.26 I b)	MONITORING  REQUIREMENTS FOR
          MAN-MADE RADIOACTIVITY

  There  were  two types of objection to the
proposal  that mandatory  monitoring for
man-made radioactivity be confined  to sys-
tems  serving more than 100,000 persons and
systems Impacted by nuclear facilities. Some
commentors felt that  all  systems. Including
those utilizing ground water, should be mon-
itored. Others believed that monitoring only
systems serving large communities would not
adequately  reflect  the  situation  In  their
States.
  EPA believes that because  of cost and the
size  and  number of  laboratories  available
now  to  do the radlochemlcal  analysis re-
quired for man-made radioactivity, monl'tor-
liig efforts are better  directed at  those sys-
tems  which are most  likely  to be  contami-
nated  by man-made radioactivity. However,
the  State should  require  monitoring for
man-made radioactivity  In  each  principal
watershed under its Jurisdiction as necessary
to determine  the extent  of radioactivity In
surface waters. The regulations have been so
amended.
  Commentors   representing   consumers,
States, and industry objected to the provi-
sion that discharge data from nuclear facili-
ties could be used In lieu of monitoring for
man-made radioactivity. This provision has
been redrafted to reflect more adequately the
intention of this  provision.  Suppliers may
use data obtained through an environmental
surveillance program conducted by a nuclear
facility in conjunction  with the  State to
show compliance with these regulations. In
many cases these  monitoring programs will
Include more complete and frequent analyses
of radioactivity in source and finished waters
than  would normally be available through
State efforts alone.
  A few comments stated that the proposed
monitoring for specific radlonuclldes In the
vicinity of nuclear  facilities  would often be
unnecessary and that  If such tests could be
preceded by a screening test for gross beta
particle activity, monitoring  costs would be
reduced.  EPA agrees  with  these comments as
they apply to the required quarterly moni-
toring for strontium-89 and ceslum-134. The
regulations  concerning monitoring In  the
vicinity  of nuclear  facilities  have   been
amended  to establish a  screening level for
gross  beta particle activity of 15 pCl/1.  Only
if this concentration is exceeded IB measure-
ment of  strontl«m-89 and  ceslum-134 re-
quired. Tritium and lodlne-131 are not meas-
ured by a test for gross beta particle activity
 and the  requirement for  analyses for these
 radlonuclldes Is retained.
   Some commentors pointed out that moni-
 toring  for  iodlne-131, as  proposed  was un-
 realistic  since  a  single "grab" sample  per
 quarter might  not detect intermittent dis-
 charges from nuclear facilities. Other com-
 mentors  stated that the decay of iodlne-131
 would  render  any  measurements  meaning-
 less. While there is merit In both arguments,
 continuous monitoring for Iodlne-131 Is Im-
 practical  In many cases because of cost con-
 siderations. However, monitoring for lodlne-
 131 will be more meaningful If, each quarter,
 a sample based on five successive dally com-
 posites is measured, as required In  the  re-
 vised regulations. This measurement should
 be made  as soon as  possible after collection
 and appropriate decay corrections applied as
 outlined  In Interim Radiochemical  Meth-
 odology for Drinking  Water,  referenced In
 S141.2S(a).
   Several   commentors requested  supple-
 mental  information  on  the  storage and
 analysis  of  composited quarterly samples.
 Additional  comments questioned the feasi-
 bility  of  compositing quarterly samples  for
 lodlne-131 monitoring and the need to cor-
 rect for decay between the time samples  are
 collected  and measured. The required treat-
 ment  for  the  preservation  of composited
 samples is discussed In both the Statement
 of Basis and Purpose and the reference cited
 above.  In  the  case of lodlne-131,  hydro-
 chloric rather than nitric acid should be used
 for acidification and sodium bisulfite should
 be added to the sample.
   A few commentors requested that cesium-
 137 be  Included  with ceslum-134  in the
 .monitoring program for  man-made  radio-
 activity.  The  Administrator believes, in the
 Interest of cost, that only one cesium isotope
 measurement should be mandatory. Measure-
 ment  of  ceslum-134, which provides  more
 Information on changes  In environmental
 levels  than ceslum-137 monitoring, is  pref-
 erable. However, States may  Include  cesl-
 um-lCT monitoring if they  desire  to do  so.
 In many  cases costs  will  not be affected
 significantly. When beta activity exceeds 50
 pCl/1,  identification of  major radioactive
 constituents is  required. The extent of such
 analysis should be based on the States' de-
 termination of  what radlonuclldes are likely
 to be present In the water  and the maximum
• dose that could be delivered by unidentified
 components.
   A few  commentors  requested additional
 guidance on calculating the concentration of
 radioactivity yielding 4 mrem per year, based
 on NBS Handbook 69,  as  required by  these
 Regulations. The  Administrator anticipated
 this problem and the Agency Is publishing a
 revised Statement  of Basis  and  Purpose
 which includes  a table giving the concentra-
 tion that Is calculated to result In a dose
 equivalent rate of 4 mrem per year from  all
 radionuclides of interest. The  revised State-
 ment also contains other pertinent informa-
 tion  needed to facilitate compliance  with
 these regulations.

                  PART II

            General Comments

 Monitoring and treatment  costs
   Many   comments  were  received  on  the
 Agency's  estimate of monitoring costs under
 these   proposed  regulations.  One  State
 supplied  cost  estimates which were lower
 than analytical costs estimated In the pre-
 amble. Another State thought that  cost esti-
 mates in  the preamble "were about right."
 However,  all other commentors thought that
 the cost estimates made by EPA were too low.
 There  are several reasons  for this difference
 of opinion. In some cases commentors pro-
 vided an  analysis of their  estimated cost for
 compliance based  on sampling frequencies
 in excess of those required  by the proposed
 regulations and the use  of additional test
 analyses  not  required  by  the  regulations.
 Another  source of difficulty was  that,  as
 stated In the preamble, the cost per sample
 did  not  Include  collection  and  shipping
 charges. One  State estimated this cost  as
 high as $15.00  per sample.  No other  examples
 were provided, howeyer. This Agency's cost
 fovtjDbtalning  one gallon  water samples for
 its Eastern Environmental Radiation Facility
 in Alabama Is, exclusive of labor costs: con-
 tainer cost, ».62;  shipping empty, $1.00;  re-
 turn full container, J2.00.  Since analyses for
 gross alpha particle activity and radium re-
 quire less volume, States costs for most com-
 munity water supplies should be lower.
   A  major  source  of disparity   between
 Agency and  commentor cost  estimates was
 that the EPA estimates  did not Include
 capital eqxilpment costs. This  Is particularly
 Important for  States having essentially no
 ongoing program for measuring radioactivity
 In water. In such cases the cost estimates
 will be exceeded  if a  new  laboratory pro-
 gram must be established.  In most cases,
 however, State  laboratories are available with
 at least  some  equipment  for  Initiating the
 required monitoring program.
   Two states  objected  to the monitoring
 costs for natural radioactivity on the basis
 that they were not cost effective for small
 public water systems. They  contended that
 monitoring  should be  restricted  to large
 community  water supplies. The Administra-
 tor  believes  that the requirements of  the-
 Safe Drinking  Water Act are such that the
 quality of water served  by  community water
 supply systems should  be Independent  of
 the population size to  the  extent  feasible.
 It will 
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28408

by the  State. Other  surface water  systems
need not monitor  for man-made radioactiv-
ity. However. It Is recommended that all sys-
tems  be monitored  for  gross  beta  particle
activity.
  A large number of  respondents were con-
cerned  with  the number and adequacy  of
exiting monitoring faculties and the costs
connected  with  establishing  supplemental
facilities. In  some cases  existing monitoring
facilities may not be adequate. The situa-
tion will be  more severe for those Jurisdic-
tions where the gross alpha particle concen-
tr-.U-Mi  exceeds the screening level. However,
the higher screen level In the  revised regu-
lation will reduce the number  of mandatory
radium analyses by a factor  ot two or more.
  Moreover,  the phased  monitoring  require-
ments Imposed by these regulations should
provide adequate time  for  State  and pri-
vate laboratories to add necessary facilities
and equipment. It Is true that many small
systems will be  required  to  monitor for
gross alpha  activity  and, in the aggregate,
bear the major cost Impact of the monitoring
requirements. However,  it is precisely these
systems which are most likely  to  be  con-\
taminated with natural  radioactivity. There
Is no question but that additional funds will
be  required  for such Increased monitoring.
It was  the  Intent of Congress that these
costs be borne by the individual public water
systems and that corrective measures, such
as consolidation  of smaller systems, be em-
ployed  to  ameliorate this effect.
  A few commentors  questioned whether the
proposed limits were "cost effective" in terms
of both treatment and monitoring costs. As
stated  In the preamble to the  proposed reg-
ulations, selection of an appropriate maxi-
mum contaminant level  was not based solely
on the  estimated cost effectiveness of radium
removal. As  explained in the  Statement of
Basis and  Purpose, the health  risk estimates
are  uncertain  by at  least a factor of four.
However, the difference  in cost-effectrveness
between different control levels is independ-
ent of  this  uncertainty and therefore pro-
vides   Information  on  where  cost-benefit
ratios become significantly poorer. The State-
ment of  Basis and  Purpose also examines
why  the  cost-effectiveness  of  radium  re-
moval  by  Ion  exchange  Is low and suggests
alternative  approaches  to  obtaining maxi-
mum contaminant levels at  lower costs. The
cost-effectiveness of the  required monitoring
program will depend on the number of sup-
plies Identified as exceeding the maximum
 contaminant limits. This cannot be forecast
 until  the initial monitoring  is  completed.
 In any event,  a strict cost-effectiveness ap-
 proach is not the Intent of the Safe Drinking
 Water  Act. Maximum contaminant levels  are
 to prevent adverse health effects to the  ex-
 tent feasible.
   One  commentor interpreted a statement In
 the Preamble concerning future review of
 these  regulations to indicate  that  the pur-
 pose of the Proposed  Regulations was to con-
 duct a national field survey  for radioactivity
 In drinking  water at State expense.  A second
 comment expressed a similar opinion regard-
 Ing monitoring requirements for man-made
 radioactivity.
   The  Proposed Regulations are based on  the
 Administrator's determination that they pro-
 tect health  to the extent feasible after tak-
 ing treatment costs Into consideration. He Is
 aware  that  the Agency's estimates of na-
 tional  cost are dependent on the number of
 community water systems Impacted and that
 an adequate estimate of their  number is not
 available  now.  By  Congressional  mandate
 these are Interim regulations subject to revi-
 sion In 1978. The Administrator would be re-
 miss If be were to Ignore new data on  the
 Impact of these  regulations  as It becomes
      RULES AND  REGULATIONS

available as an outgrowth of the reporting
requirement.
  Another commentor asked why the Agency
had not set the limit  for man-made radio-
activity using a cost-benefit approach. The
Agency d.ies not believe such an approach Is
either practicable or needed at this time.
Present levels of  man-made radioactivity in
community water systems are  quite  low—a
statement supported In Appendix III of the
Statement of Basis and Purpose and there Is
no evidence that  allowing higher concentra-
tions In drinking water would confer signifi-
cant reductions In compliance costs. Effluent
control costs are not likely to be changed by
the proposed regulations  for man-made ra-
dioactivity. Effluent control practices of the
nuclear industry  as currently regulated ap-
pear to be adequate In terms of the  proposed
maximum  contaminant limits. The Agency
does  not believe  it was the  intention of
Congress  that the cost  of removing man-
made  radioactivity from  public  water sys-
tems should  be balanced against the cost of
effluent controls required by regulations es-
tablished under other legislation.
Calculational models used
  One  commentor objected to  the state-
ment In the preamble concerning  the  esti-
mated dose due  to drinking  water contami-
nated by currently  operating  nuclear  fuel
cycle components. The objection was based
on two points.
  (1)  That these estimates  were based on
calculational models, which  may not accu-
rately reflect reality.
  (")  That the estimates do  not  consider
aerial depositions from radioactive materials
which are initially deposited  into  air  and
then  fall  out onto  the  ground  and  are
washed Into waterways.
  The Administrator believes the best calcu-
lational models  currently  available  were
used for these estimates. Measurement of the
actual doses is, of course, impossible at these
low  levels. As stated  in  the Statement of
Basis and Purpose, the  Administrator  will
consider new models as the; are proposed by
appropriate organizations and  modify  the
proposed regulations as necessary to reflect
new information  as it  becomes available. By
basing compliance with maximum contami-
nant levels on measured concentrations of
radioactivity In finished  drinking water the
Administrator believes aerial deposition as a
Bource of water contamination  is adequately
considered.

Public water systems impacted
  One commentor stated that  the  monitor-
ing data included In the Statement of Basis
and Purpose for community water systems
were not representative  of  the  radium or
alpha 'particle, radioactivity In sections of
the country having abn >rmal!y high concen-
trations of natural radioactivity and there-
fore  EPA's estimates of the Impact of the
proposed regulations were  unrealistic.  The
Agency believes that the data given in the
Appendix  to the Statement of Ptsls  and
Purpose were representative of the country
as a  whole, but agrees there are sections of
the  country which routinely  have  higher
 amounts of radium  In their community
water systems.  However, as stated  In the
Statement of Basis and Purpose, these na-
tional data were  not used as a basis  for the
EPA estimate of the number of public water
systems impacted by the proposed maximum
contaminant limit for radium. Rather, that
estimate Is based on other monitoring data
obtained mostly In regions where significant
amounts of radium are commonly  found In
community water systems, as  referenced in
the Statement.
Linear nonthreshold response functions
  One commentor stated the Agency was too
conservative  In the estimation  of  po"|"le
health effects because  a linear nonthreshold
dose response function was assumed. Another
commentor stated a linear nonthreshold re-
lationship is not conservative enough since
an Increased radiocarclnogcnlc response has
been  associated with  low dose  rates from
alpha  particle Irradiation. Conversely,  one
commentor stated that there Is  a threshold
for radiation injury from Ingested radium and
that  the  maximum contaminant  level for
radium should be based on  his  value for a
threshold dose. Reasons for using a linear
nonthreshold dose response were  given In
full  in the Statement of  Basis and Purpose
and  are reproduced  here  as Part III  of  this
Appendix. The Agency is aware that one study
on the results of clinical treatments  with
radium-224 Indicates that protraction of the
alpha exposure Is more carcinogenic and that
It has been  hypothesized  that  lung cancer
may be associated with very low dose rates
from alpha  particle  emitters. Also, analyses
of the radium dial  painter data have been
Interpreted as  Indicating  that bone cancers
from lower radium doses  occur later in life
than  from large doses  and this has been In-
terpreted  as  an argument for  an effective
threshold. However, the United States Public
Health Service has studied this question In
some detail, BRH/DBE 70-5. and EPA agrees
with  the  USPHS finding  that the  data are
insufficient to  specify an  unequivocal  dose
response model and their conclusion that.
"* •  • In the low dose region expected to
be experienced  by the general  public,  the
assumption  of a linear nonthreshold model
continues to be a  prudent  public  health
philosophy for standards setting."
              MISCELLANEOUS

  Two Slates requested a definition of "nu-
clear facility." As explained In the Statement
of Basis and Purpose, -the term "nuclear fa-
cility" is flexible so that the States may de-
termine which community water systems re-
quire additional monitoring. The term "nu-
clear facility"  should  not be  construed as
applying only to nuclear  electric-generating
plants and other components In the uranium
fuel cycle but may also Include, at the op-
tion of the State, waste storage areas, experi-
mental facilities, and medical centers as out-
lined in the Statement of Basis and Purpose.
  Four commentors believed  that  the pro-
posed regulations would be difficult for per-
sons  working in community  water systems
to understand—that they were too technical.
EPA agrees this Is a  highly technical subject
not  amenable to lay terms. However,  the
Agency has attempted to clarify the regula-
tions and believes that all States have radio-
logical health  personnel who are willing to
assist a supplier of water if particular prob-
lems of interpretation arise.-
  Several commentors expressed  the opinion
that  data collected prior  to Implementation
of the proposed regulations should  be ad-
missible  as  evidence of  compliance.  EPA
agrees and the regulations have been modi-
fied so that analytical  data acquired one year
prior to the effective  date of these regula-
tions may be substituted for monitoring re-
quired during the Initial period at the  dis-
cretion of the State. This should reduce Ini-
tial  monitoring costs.
  Two commentors expressed concern about
adverse health effects  that might occur  as a
result of sodium addition to water during
the zeolite softening process. Possible health
effects from sodium were considered In de-
tail  by the Agency In the development of the
proposed regulations  for  Inorganic  chemi-
cals, as well  as for radium, and: are discussed
In the Statement of Basis and Purpose. The
                                      FEDERAL  REGISTER, VOL. 41, NO. 133—FRIDAY,  JULY  9,  1976

-------
                                                  RULES  AND REGULATIONS
                                                                                                                            28409
Agency  believes It not  appropriate to set a
maximum  contaminant level tor sodium.
The consensus  of  opinion among medical
personnel In  this  field la  that, while  the
sodium added Is not negligible, patients on a
restricted, but noncrltlcal, sodium diet would
not be  adversely affected  at the Increased
levels contemplated. Patients for whom the
Increased levels might be  critical are  not
normally permitted  to  use  regular drinking
water supplies but are restricted to specially
processed water. The Statement of Basis and
Purpose recommends that community physi-
cians having  patients  In  areas  where the
concentration of sodium Is Increased due to
radium removal be so Informed by the sup-
plier.
  One commentor took exception to the sug-
gestion  In the  preamble that, taken  as a
whole, releases from hospitals and  other In-
dustrial facilities would result In doses  com-
parable  to those released  from nuclear fa-
cilities  such  as light  water reactors.  The
statement In the preamble was not based on
a full scale technical evaluation. The Agency
Is studying releases of radioactive  materials
from hospitals and other complexes through
contractor  research and  will  amend  this
estimate as  necessary  based on these  and
other findings.   .       <
   Several respondents  were In doubt as to
the responsibilities  of the water supplier In
terms of actual performance  of the required
analyses. Allied questions  were  directed to
whether the supplier of water or the  State Is
responsible for  the  cost of  analyses.
   It Is the Intent of the regulations that the
 Individual water supplier,  while responsible.
 for compliance with the  regulations,  may
 reasonably be expected to collect and trans-
 mit water samples  to  approved  laboratories
 for actual performance of the radloanalysla.
 It Is the intent of  both Congress and  these
 regulations that the principal costs associ-
 ated with compliance with the Safe Drinking
 Water Act be borne by the Individual public
 water  systems.  However,  a State  Is  not
 barred  from  analyzing samples  for public
 water systems without charge.
   One commentor  wanted  to k"now if the
 proposed maximum contaminant  levels for
 radioactivity   In  drinking   water  replaced
 Federal Radiation  Council  Guidance on
 Radiation Protection Guides for the general
 population. These regulations do not replace
 FRC recomendatlons on the transient Intake
 of radioactive materials, which Included both
 the food  and  water pathways, and which
 contemplated, except In the  case of  radium,
 exposures of less than a lifetime duration.
 EPA believes  that the PRO Range II limit for
 large  population  groups cannot be applied
 to a single pathway, such as drinking water,
 since PRO  Guides Include  exposure  from
 external radiation.  Inhaled radioactivity and
 radioactivity In  food as  well  as  drinking
  water.
    Three commentors questioned basing the
 maximum  contaminant limits on the  same
 dose limit whether applied  to any  Internal
 organ or to the whole body. EPA has consid-
 ered this question with care In developing
 these regulations, recognizing that the con-
 servatism  of  the  maximum  contaminant
 limits was increased by  this decision. The
  decision not to consider  critical organs for
  the Ingestlon  of  radioactivity  In drinking
  water  Is based on the National Committee
 on Radiation  Protection  (NCRP)  recom-
  mendations contained In  NCRP Report No.
 39. In  that report, the NCRP recommended
  that organ dose limits for the general  popu-
  lation be based on whole body dose and not
at a fraction of the corresponding occupa-
tional  dote limit  for critical  organs.  The
NCRP decision was In part based on the laclc
of data available at that time to consider
appropriately the risk from a radiation Insult
to various  organs. Such data are becoming
available now and  the International Com-
mission on Radiation Protection (ICRP)  li
considering basing dost) limits on the risk  to
various organ systems. When the ICRP rec-
ommendations  are  developed in  final form
they will be considered by EPA.

                 PART in

ORP Policy Statement on the  Relationship
  Between  Radiation Dose and Effect; March
  3, 397S

  The  actions taken by the  Environmental
Protection  Agency to protect public  health
and  the environment require that the Im-
pacts of contaminants In the environment  or
released Into the environment be prudently
examined. When these contaminants are ra-
dioactive materials and Ionizing  radiation,
the most Important Impacts are  those ulti-
mately  affecting  human health. Therefore,
the Agency believes that the public Interest
is best  served  by  the Agency providing  Its
best scientific estimates of such  Impacts  in
terms of potential 111 health.
  To provide such estimates. It la necessary
that judgments be made which related the
presence of ionizing radiation or  radioactive
materials In  the environment, i.e., potential
exposure, to the Intake of radioactive mate-
rials in the body, to the absorption of en-
ergy from the Ionizing radiation of different
qualities, and finally to the potential effects
on human health. In many situations the
levels  of  Ionizing  radiation or  radioactive
materials In  the environment may be meas-
ured directly, but the determination of re-
sultant radiation doses to humans and their
susceptible tissues Is generally derived from
pathway and metabolic models and calcula-
tions of energy absorbed. It Is also necessary
to  formulate the relationship between ra-
diation dose and effects; relationships de-
rived primarily from human epldemlologlcal
studies but  also reflective of  extensive re-
search  utilizing animals and other biologi-
cal systems.
   Although much la known about radiation
dose-effect relationships at  high  levels  of
dose, a great deal of uncertainty exists when
high level dose-effect relationships are ex-
trapolated to lower levels of dose, particular-
ly when given at  low dose rates. These un-
certainties In the relationships between dose
received and effect produced are recognized
to relate, among many factors, to differences
in quality and type of radiation, total  dose,
dose distribution, dose rate, and radlosensl-
tlvlty, Including repair mechanisms, sex, vari-
ations  in  age, organ, and  state  of  health.
These  fatcors  Involve complex mechanisms
of interaction among biological chemical, and
physical systems, the study of which la part
of the continuing  endeavor to acquire new
scientific knowledge.
   Because of these many  uncertainties,  It
Is  necessary  to rely  upon  the  considered
Judgments of experts on the biological effects
of Ionizing radiation. These findings are well-
documented In publications by  the United
Nations Scientific Committee on the Effect!
of Atomic Radiation  (UNSCEAR),  the Na-
 tional  Academy of Sciences (NAS), and the
 National Council  on Radiation  Protection
 and Measurements  (NCRP), and have been
 used by the Agency In formulating a policy
 on relationship between radiation dose and
 effect.
  It 1?  the present policy of the Environ-
mental Protection Agency to assume a linear.
nonthreshold relationship  between the mag-
nitude of the radiation dose received at en-
vironmental levels of exposure and 111 health
produced as a means to estimate the poten-
tial health Impact of actions  It takes in de-
veloping radiation protection as expressed in
criteria,  guides, or standards. This policy is
adopted in conformity with the generally ac-
cepted assumption that there  Is some poten-
tial 111 health attributable to any exposure
to ionizing radiation and that  the magnitude
of this potential 111 health directly propor-
tional to the magnitude of the dose received.
  In adopting this general  policy, the Agency
recognizes the Inherent uncertainties  that
exist in estimating health  Impact at the low
levels of exposure and exposure rates expected
to be present  In  the environment  due  to
human  activities,  and that at  these levels
the actual health  impact  will  not be dis-
tinguishable from natural occurrences of ill
health,  either statistically or in the forms
of 111 health present. Also, at  these very low
levels, meaningful  epldemlologlcal  studies
to prove or  disprove this relationship  are
difficult, If not practically Impossible to con-
duct. However, whenever new  Information la
forthcoming, this policy will be reviewed and
updated as necessary.
  It Is to be emphasized that this policy has
been established for the purpose of estimat-
ing the  potential  human  health Impact  of
Agency actions  regarding  radiation protec-
tion, and that such estimates do not neces-
sarily constitute Identifiable  health conse-
quences. Further, the Agency Implementation
of this  policy to estimate potential  human
health effects presupposes  the premise that,
for the same dose, potential radiation effects
In other  constituents of the  biosphere will
be no greater. It la generally accepted that
such  constituents are not more radiosensi-
tive than humans. The Agency believes the
policy to be a prudent one.
  In estimating potential health effects It la
Important to recognize that  the exposures
to be usually experienced by the public will
be annual doses that? are small fractions  of
natural  background radiation to at  most »
few times this level. Within the  U.3. the
natural  background  radiation dose equiva-
lent varies geographically  between 40 to 300
mrem per year. Over such a relatively small
range of dose, any deviations from dose-effect
 linearity would not  be expected to  signifi-
 cantly affect  actions  taken by  the Agency,
 unless a dose-effect threshold exists.
   While  the  utilization  of a linear, non-
 threshold relationship is  useful as  a  gen-
erally applicable  policy for  assessment  of
radiation effects, It Is also EPA's policy in spe-
 cific situations  to utilize  the best available
detailed scientific knowledge in estimating
 health  Impact  when such Information  la
 available for specific types of radiation, con-
 ditions of exposure, and recipients of the ex-
 posure. In such situations, estimates may or
 may not be based on the assumptions of lin-
 earity and a nonthreshold dose. In any case,
 the assumptions will be stated explicitly la
 any EPA radiation protection actions.
   The linear  hypothesis by Itself precludes
 the development of acceptable levels of risk
 based solely on health considerations. There-
 fore, In establishing radiation protection
 positions, the Agency will weigh not only the
 health Impact, but also social, economic and
 other considerations associated  with  the ac-
 tivities addressed.

   [PR Doc.76-19306 Filed  7-ft-78;8:« am]
                                      FEDERAL IECISTM, VOL 41. NO.  133—«IOAY, JUIY 9,  1976

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         APPENDIX B
NATIONAL SECONDARY DRINKING
     WATER REGULATIONS

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                        143-A-l
THURSDAY, MARCH 31, 1977

WASHINGTON, D.C.

Volume 42 • Number 62
 ENVIRONMENTAL
     PROTECTION
        AGENCY
     NATIONAL SECONDARY DRINKING
        WATER REGULATIONS

       Proposed Regulations
     ENVIRONMENTAL PROTECTION
           AGENCY
         [40CFRPartl43J
      NATIONAL SECONDARY DRINKING
        WATER REGULATIONS
         Proposed Regulations
     Notice Is hereby given that pursuant
    to section 1412 of the Public Health Serv-

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 17144

ice Act, as amended by the Safe Drinking
Water Act ("the Act," Pub.  L. 93-523),
the Administrator of the Environmental
Protection Agency (EPA) proposes  to
issue a new 40 CFR Part 143 setting forth
Secondary Drinking Water Regulations.
  The Act was signed by the President
on December 16,1974. It la the first Fed-
eral Act dealing in depth with providing
safe drinking water for public use. Na-
tional  Interim Primary Drinking Water
Regulations were proposed on March  14,
1975, and promulgated on December  24,
1975. Regulations covering radlonuclldes
were added on July 9,  1976. The regu-
lations  proposed today,  the  secondary
regulations, follow and  complement the
primary regulations. While primary reg-
ulations are devoted to constituents and
regulations affecting  the health of con-
sumers, secondary regulations are those
which deal with the esthetic  qualities of
drinking  water. The contaminants for
which Secondary Maximum Contami-
nant Levels are set in these  regulations
may not have a significant direct impact
on  the health  of consumers, but their
presence in excessive quantities may. dis-
 courage the utilization of  a drinking
 water supply by the public.
  Primary drinking  water  regulations
are applicable to all public water systems
and are enforceable by EPA or the States
which have accepted primacy; secondary
 regulations are not Federally  enforceable
 and are intended as guidelines for the
 States. EPA expects  the  States  to give
 priority attention to implementation of
 the   mandatory  primary   regulations
 which provide health requirements. .
  Section 1414 of the Act provides:
  (d) Whenever, on the basis of Information
 available  to aim, the Administrator  finds
 that within a reasonable time after National
 Secondary Drinking Water Regulations have
 been promulgated, one or more  public water
 systems In a State do not comply with such
 secondary  regulations,  and  that such non-
 compliance appears to  result from a failure
 of such State to take reasonable action to
 assure that public water systems throughout
 such State meet such secondary regulations,
 he shall so notify the State.

 EPA does not  propose to  use  its  re-
 sources, on a routine basis, to Indepen-
 dently determine compliance or noncom-
 pliance with the secondary  regulations.
 It will, however, review" data which may
 be  reported  by  the  States on a discre-
 tionary basis or which is received inci-
 dental  to other studies. On the basis of
 such review, the agency will consult with
 the States to determine the action taken
 by them to assure compliance and where
 appropriate, notify States of  noncompli-
 ance which has  not been acted on.
   SECONDARY MAXIMUM CONTAMINANT
                LEVELS
  The Secondary Drinking Water Regu-
 lations contain  maximum contaminant
 levels  for chloride,  color, copper, cor-
 rosivity, foaming  agents, hydrogen sul-
 flde. iron, manganese, odor, pH, sulfate,
 total dissolved  solids and  zinc. Brief
 statements on the effects of these on wa-
 ter quality are listed, and more detailed
 comments are available in the Statement
 of Basis  and Purpose,  available as de-
          PROPOSE.O RULES

scribed  in  the  last section  of  the
preamble.
  Chloride in reasonable concentrations
Is not harmful to humans, but in concern
tratlons above 250 mg/1  chloride causes
a salty taste In water which is objection-
able to many people. Chloride can be re-
moved from drinking water by distilla-
tion,  reverse. osmosis  or electrodialysis,
but in some cases the entry of chloride
into a  drinking  water  source  can be
minimized by proper aquifer selection
and well construction.
  Color may be indicative of dissolved
organic material which may lead to gen-
eration of trihalomethanes and other or-
ganohalogen  compounds during chlorl-
nation. Color can also be caused by Inor-
ganic species such as manganese or iron.
Color becomes objectionable  and  un-
esthetic to most people at levels over 15
C.U. (Color Units). In some cases, color
can be objectionable at the 5 C.U. level,
and States,  therefore, should  also con-
sider the regulation of color at levels be-
low 15 C.U. Depending on the nature of
the substances causing  color, conven-
tional water treatment (flocculation and
filtering), oxidation or carbon adsorption
are processes used for  removing color.
  Copper  Is an essential and  beneficial
element in human metabolism,.but cop-
per  imparts an  undesirable taste to
drinking water. Small  amounts of copper
are generally regarded as nontoxic. Cop-
per can be removed from water by ion
exchange, and by proper control of pH,
where the source of copper is the cor-
rosion of copper pipes.
  Corrosivity is a complex characteristic
of water related to pH,  alkalinity,  dis-
solved oxygen and total dissolved solids
plus other factors. A corrosive water, in
addition to dissolving  metals with which
it comes in contact, also produces objec-
tionable stains on plumbing fixtures. Cor-
rosivity Is controlled by pH adjustment,
the use of chemical stabilizers, or other
means which  are  dependent  upon  the
specific conditions of  the water  system.
  The corrosivity of drinking water is a
parameter which has not only esthetic
significance,  but  health and  economic
significance as well. The products of cor-
rosion having the greatest health signif-
icance, cadmium and lead, are addressed
in primary regulations, but there Is  also
a sufficient basis to Include corrosivity in
secondary regulations. The problem lies
in the lack of a simple, generally accep-
table means for measuring the corrosiv-
ity of water and thus  the lack of a gen-
erally acceptable numerical index for as-
sessing  and limiting  corrosivity. There
are a number of indices In  use, but no
agreement on a single one which would,
in all cases, definitively say whether or
not a given water was corrosive. An at-
tempt to circumvent the problem can be
made by specifying, in lieu of an index,
practical tests of corrosivity using  pipe
sections, metal coupons or water analyses
for the determination of the corrosive
properties  of a  water.  Unfortunately,
most of these tests, as well  as most in-
dices, are  not universally applicable and
require long periods of time to carry out
or develop. For a corrosivity test or index
to be widely used and applied, the testing
procedure must be rapid, simple and gen-
erally applicable. Comments are solicited
from the public on a practical means for
assessing corrosivity, as well  as  an as-
sociated number to be used as a Second-
ary Maximum Contaminant Level.
  Foaming is a characteristic of water
caused principally by the presence of de-
tergents and similar substances. Water
which foams is definitely unesthetic and
considered unfit  for consumption. The
foamabillty of water is measured by the
quantity of methylene blue active sub-
stances (MBAS)  present. Foaming sub-
stances can  be removed from drinking
water  by  carbon adsorption, but  it is
preferable  to prevent contamination of
water by these substances.
  Hydrogen sulflde is an odorous gas. Its
presence in drinking water Is often at«
tributed to micfobial action on organic
matter  or the reduction of sulfate ions
to sulflde.  In addition to its  obnoxious
odor, hydrogen sulfide in association with
soluble  iron  produces black  stains on
laundered  items  and black deposits on
piping and fixtures.  Hydrogen sulfide is
removed from drinking water by aera-
tion or chemical oxidation.
  Iron is a highly objectionable constit-
uent of water supplies  for either do-
mestic or industrial use. Iron may Im-
part brownish  discolorations  to  laund-
ered goods. The taste that it -imparts to
water  may be  described  as  bitter or
astringent, and iron may adversely affect
the taste of other beverages made from
water.  The amount  of iron causing ob-
jectionable taste or laundry staining con-
stitutes only a small fraction  of the
amount normally consumed in the daily
diet and thus does not have toxicologic
significance.  Iron can be removed from
water by conventional water  treatment
processes or  Ion  exchange and also by
oxidation processes followed by filtering.
If the iron comes from the corrosion of
iron or steel piping the  problem can
often be eliminated by practicing corro-
sion control.
  Manganese, like  iron,  produces dis-
coloration in laundered goods and Im-
pairs the  taste in drinking water and
beverages, including tea and  coffee. At
concentrations  in excess  of 0.05  milli-
grams per liter, manganese can occasion-
ally  cause buildup of coatings in distri-
bution piping which can slough oft and
cause brown  spots in laundry  items and
unethetic  black  precipitates. Managa-
nese can usually be removed from water
by the  same process used for iron re-
moval.
  Odor is an important esthetic quality
of water  for domestic consumers and
process industries such as food, beverage
and  pharmaceutical  manufacturers,
which  require water essentially free of
taste and ordor. It is usually Impractical
and  often impossible to isolate and iden-
tify  the odor-producing chemical. Eva-
luation of  odors  and tastes is thus de-
pendent on the individual senses of smell
and  taste. In many cases, sensations as-
cribed  to the sense of taste are actually
odors. Odors  are usually removed by car-
bon adsorption or aeration.
  The  range of pH in public water sys-
tems may have a variety of esthetic and
                               FEDERAL REGISTER, VOL. 42, NO. 62—THURSDAY,  MARCH 31, 1977

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                                                 PROPOSED RUIES
                                                                      17145
health effects. Corrosion effects are com-
monly associated with  pH levels below
6.5. As pH levels are increased to above
8.5 mineral incrustations and bitter taste
can  occur,  the germicidal  activity  of
chlorine is substantially reduced and the
rate of formation of trihalomethanes is
significantly increased. However, the im-
pact of pH In any one water system will
vary defending on the overall chemistry
and  composition of the water so that a
more or less restrictive range may be ap-
propriate under specific circumstances.
  Sulfate may cause detectable tastes at
concentrations of 300-400 milligrams per
liter; at concentrations above 600 milli-
grams per liter it may have a laxative ef-
fect. High- concentrations of sulfate also
contribute to the formation of scale In
boilers and heat exchangers. Sulfate can
be removed from drinking  water by dis-
tillation, reverse osmosis or electrodialy-
sis.  The  laxative  effect  noted above
seldom affects regular users of the water
but  transients are  particularly suscep-
tible. For this reason it is recommended
that States  institute  monitoring  pro-
grams for sulfate, and that transients be
notified  if the  sulfate content of  the
water is high. Such notification should
include an assessment of the possible
physiological  effects of consumption of
the water.
  Total  Dissolved  Solids  (TDS)   may
have an influence on  the  acceptability
of water  in general, and in addition  a
high  TDS value may  be an indication
of the presence  of an excessive concen-
tration of some specific substance  that
would be esthetically objectionable  to
the consumer. Excessive hardness, taste,
mineral deposition or corrosion are com-
mon  properties of  highly mineralized
water. Dissolved solids  can be removed
by chemical precipitation in some cases,
but distillation, reverse osmosis, electro-
dialysis and ion exchange are more  gen-
erally applicable.
  Zinc, like copper,  is an  essential and
beneficial element in human metabolism.
!Zinc can  also  impart an undesirable
taste to water. At higher concentrations,
zinc salts impart a milky appearance to
water. Zinc can be removed from water
by conventional water  treatment proc-
esses or  ion  exchange, but  since the
source of zinc is often the coating of gal-
vanized iron, corrosion control will mini-
mize the introduction of zinc into drink-
ing water. At the same time, corrosion
control will  minimize the introduction
of lead and cadmium into the drinking
water, since lead and cadmium  are often
contaminants of the zinc  used in  gal-
vanizing.

  CONTAMINANTS  CONSIDERED  BUT NOT
     INCLUDED IN THE  REGULATIONS

  In addition to the above contaminants,
several other drinking water parameters
were  considered for inclusion  in these
regulations. Among these are hardness,
alkalinity, phenols, sodium  and standard
plate count.
  Since high levels of  hardness  have
significant esthetic and economic effects,
the  removal  of hardness (softening)
can be considered beneficial from a non-
health standpoint. However, correlations
between the softness of water and the
incidence of Cardiovascular disease have
been shown, in some studies', so the prac-
tice of softening drinking water is being
discouraged  by some  scientists  and
physicians. Available information is not
sufficient at  this time  to  balance the
esthetic desirablty of settng a limit-for
hardness against the potential  health
risk of water softening.
  Phenols,   particularly  the   chloro-
phenols,  are esthetically  objectionable
because of the taste and  ordor they
produce.  Some of  the chlorophenols
produce a  detectable taste or odor at
concentrations  as low as  1 ppb. While
analysis for phenols in this concentra-
tion area might present some difficulties,
the  odor   test  can  easily  detect the
presence  of these compounds  and thus
makes the inclusion of a limit for phenols
unnecessary.
  The principal concern-with respect to
sodium relates to its potential  health
significance rather than to esthetic ef-
fects.  However, existing data  did not
support the establishment of a  Maxi-
mum Contaminant Level for sodium in
the  Interim  Primary  Drinking  Water
Regulations.  It is  recommended that
the States  institute programs for regu-
lar monitoring  of the sodium content of
drinking water  served to the public, and
for informing physicians and consumers
of the sodium concentration in drinking
water. By this  means, those affected by
high  sodium concentrations can make
adjustments to  their  diets, or seek alter-
native sources  of water to be used for
drinking and food preparation.
  It  has  been  suggested that  standard
plate count, a measure of bacterial con-
centration, be  included as an esthetic
parameter  in  these  regulations  but it
causes no observable esthetic effect and
consequently  is  not  appropriate for
inclusion.   Microbiological  MCL's  are
contained in  the  National  Interim Pri-
mary Regulations.
             MONITORING
  Since these regulations  are  not Fed-
erally  enforceable, there  are  no  asso-
ciated monitoring requirements. As a
practical minimum, however, it is recom-
mended that the contaminants listed in
these  regulations be monitored  along
with the inorganic chemicals monitored
to determine compliance with  the pri-
mary regulations. Obviously, some pa-
rameters are subject to frequent varia-
tions  and,  therefore, may need  to be
monitored  more frequently. The  States
may wish  to supplement these "regula-
tions  with  more specific monitoring re-
quirements  in  their  own laws  and
regulations.
           ECONOMIC IMPACT
  As noted above, the Secondary Drink-
ing Water Regulations are not Federally
enforceable, so  the extent  of their Im-
plementation and thus the  associated
economic'impact is impossible to judge.
However, since  there are data available
on the prevalence of some of the con-
taminants  listed  in  these regulations
 and since treatment costs are also avalU
 able, a limited economic evaluation has
 been prepared. Actual  compliance will
 depend on the level of State implementa-
 tion, and customer  dissatisfaction and
 willingness to pay for improvements.
   The limited evaluation considers cost
 impacts on consumers in different size
 systems for treatment  to  remove. Iron
 and manganese and  to adjust pH levels
 for corrosion  control. It  demonstrates
 that, esthetic, parameters  are exceeded
 most often in small water systems with
 only'a low rate of exceeders in the larger
 systems.  For example, in the National
 Community Water Supply Study, 25 per-
 cent of the systems  failed  at least one
 esthetic limit but this represented only
 12 percent of the study population; con-
 versely 88 percent of the study popula-
 tion had  esthetically satisfactory water.
   The per-customer  costs of providing
 iron and manganese control and  pH ad-
 justment for corrosion control were sub-
 stantially  greater for small water sys-
 tems than  for the  large systems. The
 monthly  cost  per  household was  esti-
 mated at  $3.60 (25-99 persons served)
 as against $1.10 for systems serving over
 100,000 and recent field data indicate
 that the small system costs may be much
 higher under some circumstances. These
 data may provide the  reason for the
, probable  existence   of  more frequent
 esthetic  quality problems in  small sys-
 tems where the customer may be willing
 to accept a lower esthetic quality water
 rather  than  to  pay  higher  treatment
 costs. These cost data can be used by
 States  and communities as  Indicators
 of approximate  cost  of  compliance.
 Further information  regarding the eco-
 nomic evaluation may be obtained from
 the Office of Water Supply.
     COMMENTS AND PUBLIC HEARING
   Interested persons  may participate in
 this rulemaking process by submitting
 written comments in triplicate  to the
 Office  of  Water  Supply   (WH-550).
 Criteria  and  Standards Division, En-
 vironmental Protection  Agency,  Wash-
 ington, D.C. 20460.
   During the development of  these pro-
 posed regulations, additional suggestions
 were received, including  a recommenda-
 tion  that,  for  Total Dissolved  Solids,
 chloride  and  sulfate,  three different
 levels be set (1) a Recommended Level,
 (2) an Upper Limit  and (3)  a  Short-
 Term  Limit.  The Recommended Level
 would represent the desirable concentra-
 tion for a high degree of consumer ac-
 ceptance; the Upper Limit would be ac-
 ceptable when it is not reasonably feasi-
 ble to provide more suitable water;  and
 the Short-Term Limit  would be  con-
 sidered acceptable only for  existing sys-
 tems pending construction of treatment
 facilities  or development of new water
 sources.  Other suggestions  were  that
 more  frequent monitoring  be  recom-
 mended  for constituents, such as  color
 and odor,  whose  concentrations  vary
 from day to day. Sodium has also been
 suggested for inclusion in the secondary
 MCL's.
                               FEDERAL REGISTER, VOL. 42,  NO. 61—THURSDAY, MARCH 31, 1977

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 17146

  Comments on the above and all other
aspects of  the  proposed  regulations,
particularly corroslvity measuring meth-
ods,  are solicited. Comments regarding
additional contaminants or the deletion
at any of  the listed contaminants, as
well as comments regarding the proposed
Secondary    Maximum   Contaminant
Levels will  be welcome. All comments
received on or before June 1, 1977, will
be considered. Later  comments  will be
considered as time permits.
  Copies of the Statement of Basis and
Purpose for these Proposed Secondary
Drinking Water Regulations and other
relevant documents  will be  available
after April 1, 1977, from the EPA Public
Information Reference Unit, Room 2922,
Waterside  Mall.  401  M  Street. S.W..
Washington, D.C. 20460. A copy of all
public comments  and transcripts of the
public hearing will be available  for in-
spection and   copying  from the EPA
Public Information Reference Unit. For
public review  and copying, the EPA In-
formation Regulation  (40 CFR Part 2)
provides that  a reasonable  fee may be
charged for the copying service.
  In addition to considering public com-
ments sent to  EPA, the'Agency .will  hold
a  public hearing at Room 2117, EPA
 Headquarters,  Waterside Mall,  401 M
 Street, S.W., Washington, D.C. 20460 on
May 3, 1977 beginning at 9:30 AM.  Per-
sons who wish to make statements at
this hearing  should  register  with Dr.
Joseph A.   Cotruvo,  Director,  Criteria
and Standards Division, Office of Water
Supply by April 29, 1977 (202-755-5643)
and are urged to submit written copies
 of  their remarks in  triplicate  at the
time they are presented for inclusion in
the  record.
   Dated: March  21,  1977.
                DOUGLAS M. COSTLE,
                       Administrator.

  It is proposed to amend  Chapter I of
Title 40 of the Code of Federal Regula-
 tions by adding Part 143, as follows:
   PART 143—NATIONAL SECONDARY
    DRINKING WATER  REGULATIONS
Sec.
143.1  Purpose
143.2 Definitions
143.3 Secondary  Maximum   Contaminant
        Levels
143.4 Monitoring
  AUTHORITY: Sec.  1412(c)  of the Public
Health Service  Act, 68 Stat.  1660  (42 USC
300g-l)
 § 113.1  Purpose.
  This  part  establishes   Secondary
Drinking Water Regulations pursuant to
Section 1412 of the Public Health Serv-
ice Act, as  amended by the Safe Drink-
ing Water Act (Pub. L. 93-523).
 § 143.2  Definitions.
   (a*  "Act." means the Public  Health
Service Act as amended  by  the  Safe
Drinking Water Act, Pub. L. 93-523.
   (b)  "Contaminant" means any physi-
cal,  chemical, biological, or radiological
substance or matter in water.
          PROPOSED  RUIES

    Total Dissolved  Solids—Total
Residue Method,  "Methods  for Chemical
Analysis of Water and Wastes." pp. 270-
271, Environmental  Protection  Agency,
Office of Technology Transfer, Washing-
ton, D.C.  20460, 1974, or  "Standard
Methods for  the  Examination of Water
and Wastewater." 13th Edition, pp. 288-
290,14th Edition, p. 91.
  (13) Zinc—Atomic Absorption Method,
"Methods for Chemical Analysis of Water
and Wastes," pp. 155-156, Environmental
Protection Agency, Office of Technology
Transfer.-Washington, D.C. 20460, 1974,
or "Standard Methods for the Examina-
tion of Water and  Wastewater," 13th
Edition, pp; 210-215,  14th Edition, p. 144.
  | PR Doc.77-9532 Piled 3-30-77; 8:45 amj
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