United States
             Environmental Protection
             Agency
             Office of
             Radiation Programs
             Washington DC 20460
EPA 520/1-89-019
August 1989
             Radiation
svEPA
A  Review  and  Evaluation
of  Principles  Used  in  the
Estimation  of Radiation
Doses  Associated  with
Deep  sea  Disposal  of
Low-Level  Radioactive
Waste
                                      Printed on Recycled Paper

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                                    EPA 520/1-89-019
   A REVIEW AND EVALUATION OF PRINCIPLES  USED

      IN THE ESTIMATION  OF RADIATION  DOSES

                ASSOCIATED WITH

DEEPSEA DISPOSAL OF LOW-LEVEL RADIOACTIVE WASTE
                  D.  A.  Baker
                W. L. Templeton
                 J.  K. Soldat

     Battelle-Pacific Northwest Laboratory
          Richland,  Washington 99352
                Prepared Under
   Interagency Agreement DE-ACO6-76RLO 1830
               Project Officer

                Robert S.  Dyer
         Office of Radiation Programs
     U.S.  Environmental Protection Agency
             Washington,  DC 20460

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                                FOREWORD
     In  1972  the Congress enacted Public  Law 92-532,  the Marine
Protection, Research and Sanctuaries  Act (MPRSA), which authorized
the Environmental  Protection  Agency  (EPA)  to regulate any future
ocean disposal of waste materials,  including  low-level radioactive
waste  (LLW).   In response, the  EPA  Office of Radiation Programs
(ORP) initiated studies at ocean sites previously used for disposal
of LLW.

     These studies were initiated: (1) to  determine the condition
of LLW containers after  disposal  and prolonged exposure  to the
marine environment; (2) to assess whether previous ocean disposals
of  LLW  were  adversely  affecting  human  health  or the  marine
environment; and (3) to obtain data to develop and support criteria
for regulating any future  ocean disposal of  LLW.

     In  1983  the Congress enacted  Public Law 97-424, the Surface
Transportation Assistance Act.   Section 424  of that Act pertains
to ocean dumping and  amends  the MPRSA  to require  a Radioactive
Materials Disposal Impact Assessment (RMDIA)  as part  of a disposal
permit application.   The  RMDIA must  include consideration of any
potential adverse environmental effects from ocean disposal of LLW.

     Thus, the ORP, as part  of an interagency agreement with the
Department  of Energy  (DOE),   tasked the  DOE's Battelle-Pacific
Northwest Laboratory to review and evaluate the principles used to
estimate radiation doses  from deep ocean disposal of LLW.

     This report summarizes  dose limitation  data,  as recommended
by  various   national   and  international   radiation  protection
organizations.  It also discusses available pathway  dose models and
identifies  problems  in  assessing  ocean  disposal  as  a  waste
management option for  LLW.

     The Agency invites all readers of this report to  send comments
or suggestions  to  Mr. David E. Janes,  Director,  Analysis and
Support  Division   (ANR-461),  Office   of  Radiation  Programs,
Environmental Protection Agency, Washington, DC 20460.
                                    Richard JyT/Guamond, Director
                                    Office ofURadiation Programs
                               iii

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                             SUMMARY
     This  report presents  information  obtained from  reviewing
relevant  guidance  for estimating  radiation doses  applicable  to
deepsea disposal of  low-level radioactive wastes (LLW) .  The review
was requested by the Environmental Protection Agency's (EPA) Office
of Radiation Programs (ORP)  via an interagency agreement with the
Department of Energy's (DOE) Battelle-Pacific Northwest Laboratory
(B-PNL) to  determine whether a  specific,  acceptable  methodology
exists for assessing risks from ocean disposal of LLW.

     The report  includes  discussions  of:  (1) dose categories and
recommended dose limits;  (2)  the radiation protection philosophy
of the International Commission on Radiological Protection (ICRP);
(3)  physical and  biological pathways  by  which radiation  from
disposals of LLW in  the marine  environment could also reach man;
(4) three  types of existing pathway  models that can be  used to
estimate dose to man;  (5) oceanographic and radiological components
of  existing assessment  models;  (6)  proposed  models;  and,  (7)
problems related to assessing risk from ocean disposal of LLW.

     The  report concludes that  existing models, if  improved as
additional   environmental  and  risk  assessment  data  becomes
available,  should  provide  adequate  information for  regulatory
determination of risk from any future  ocean disposals of LLW.  The
existing  models identified  in  this  report should  be  able  to
indicate whether maximum  individual exposure limits are likely to
be exceeded.

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                         ACKNOWLEDGMENTS
     We wish to express our gratitude to Robert S. Dyer, Office of
Radiation Programs,  Environmental Protection Agency,  for his ideas,
support, discussion, and assistance in this work.

     We also  wish to  thank John E.  Till  for his  pertinent and
helpful advice.
                               vii

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                        TABLE OF CONTENTS


                                                            Page

FOREWORD                                                    iii

SUMMARY                                                       v

ACKNOWLEDGMENTS                                             vii

LIST OF FIGURES AND TABLES                                   xi


1    INTRODUCTION                                             1
     DOSE LIMITATIONS RECOMMENDED
          BY VARIOUS ORGANIZATIONS                            2

     2.1  DOSE CATEGORIES                                     2
     2.2  INTERNATIONAL COUNCIL ON RADIATION
               PROTECTION (ICRP)                              3
     2.3  NATIONAL COUNCIL ON RADIATION PROTECTION
               AND MEASUREMENTS (NCRP)                        4
     2.4  WORLD HEALTH ORGANIZATION (WHO)                     5
     2.5  U.S. GOVERNMENT                                     5

          2.5.1   Federal Radiation Council (FRC)             5
          2.5.2   Environmental Protection Agency (EPA)       6
     ICRP RADIATION PROTECTION PHILOSOPHY                     6

     3.1  JUSTIFICATION                                       6
     3.2  OPTIMIZATION                                        7
     PATHWAY DOSE MODELING                                    9

     4.1  STEADY-STATE MODELING                              10
     4.2  TRANSIENT MODELING                                 12
     4.3  SPECIFIC ACTIVITY MODELING                         15
     4.4  MODELING CONSIDERATIONS                            15
     4.5  SELECTION AND IDENTIFICATION OF PARAMETER VALUES   16

          4.5.1   Nature of the Released Radioactivity       17
          4.5.2   Concentration Factors                      17
          4.5.3   Consumption Rates and Occupancy Factors    18

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                  TABLE OF CONTENTS (Continued)


                                                            Page
     THE BASIS FOR DEEP OCEAN DISPOSAL                       18
     5.1  LONDON DUMPING CONVENTION (LDC)  RECOMMENDATIONS    18
     5.2  RADIOLOGICAL EVALUATION OF OCEAN DISPOSAL
               PRACTICES                                     20

          5.2.1   Need for Modeling                          20
          5.2.2   Need for Research                          21

     5.3  NUCLEAR ENERGY AGENCY (NBA) MODEL                  21

          5.3.1   Release Model                              22
          5.3.2   Marine Model                               22
          5.3.3   Pathway Model                              22

     5.4  INTERNATIONAL ATOMIC ENERGY AGENCY (IAEA) MODEL    23

          5.4.1   Oceanographic Component                    23
          5.4.2   Radiological Component                     27
     PROBLEMS IN THE ASSESSMENT OF OCEAN DISPOSAL
          OF LOW-LEVEL RADIOACTIVE WASTE (LLW)               31
     6.1  COLLECTIVE DOSE                                    31
     6.2  CHOICE OF A RADIOLOGICAL PROTECTION SYSTEM         32
     CONCLUSIONS                                             36
8    REFERENCES                                              37
9    GLOSSARY                                                42

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                    LIST OF FIGURES AND TABLES
                                                             Page
 FIGURE  1   Theoretical  Relationships  Between  Costs  and
           Collective Dose  Showing  Optimum  Collective
           Dose,  S0/ at Optimum Cost, C0
 8
FIGURE 2  Simple Compartment Model
14
TABLE 1   Current NCRP Dose Limits for Members of
          the Public or Occasionally Exposed Individuals
TABLE 2   Pathways and Mode of Exposure in the
          IAEA Radiological Component
28
TABLE 3   Pathways and Usages Proposed by the IAEA
30
TABLE 4   Comparison of Allowable Intake by
          Individual Members of the Public
          for Selected Radionuclides
34
                               XI

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 1.    INTRODUCTION


      The selection of a specific methodology for the assessment of
 the risks of ocean disposal of other  than high-level radioactive
 waste (OTHLW)  must be preceeded by an examination of the need for
 this mode of waste disposal.  Assuming that such disposal would be
 permitted and licensed by a governmental  agency,  some limitation
 must be placed on the  quantities to be  disposed,  the location of
 the  disposal  site,  the  waste  matrix  material,  the  kinds  of
 monitoring to be performed, and the types of  containers.   In the
 United  States,   the   agency  assigned  the   responsibility  for
 developing  such  limitations and  guidance is the  Environmental
 Protection Agency (EPA).  However,  any regulations and criteria the
 EPA  promulgates  should  be at   least  as   restrictive  as  the
 recommendations  of international  bodies  such  as the International
 Atomic Energy Agency (IAEA) and the Nuclear Energy Agency (NEA).
 They should also  be  in accord with  provisions contained in  the
 London Dumping Convention (LDC)  that cover the practice of  ocean
 disposal of  wastes,  including those that are  radioactive.

      The U.S.  guidance must address the  sea disposal of  wastes by
 any commercial or governmental entity within  the U.S.  territorial
 waters and Exclusive Economic Zone (out to 200 miles from the  coast
 line)  to  ensure protection of  the U.S.  population  and  of  the
 contiguous marine environment.   In addition, the U.S. guidance must
 cover disposal by U.S. entities in international waters,  since  the
 United States  is a signatory to the LDC.

      In   this  report  we   discuss  the  radiological  protection
 considerations necessary for the disposal of low-level  radioactive
 waste (LLW)  that could detrimentally affect populations worldwide.
 The applicable dose limitations, recommended for various disposal
 practices  by  the   International  Commission  on  Radiological
 Protection (ICRP), the National Council on Radiation Protection  and
 Measurements (NCRP),  and  the  EPA  are  identified.   Some recent
 conclusions  from the World  Health  Organization (WHO) concerning
 waste  disposal are summarized.

     This report  primarily considers  the   current  ICRP-IAEA
 philosophy concerning dose assessment,  and the  modeling of dose
 pathways  to individuals  and populations,  from  any  release  of
 LLW  in the deep  ocean.   The present IAEA release rate limits  for
 ocean disposal of LLW are discussed, as are the models proposed by
NEA and IAEA.  Finally,  some of the inadequacies of the  recent ICRP
methodology  for calculating dose are presented.

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2.   DOSE LIMITATIONS AS RECOMMENDED BY VARIOUS ORGANIZATIONS


     This  section  provides  a  summary  of dose  categories  and
presents pertinent radiation guidance developed by various national
and  international  bodies.    it  concentrates  primarily  on  the
radiation standards set for the general population; standards for
radiation workers are not covered.
2.1  DOSE CATEGORIES

     Radiation  doses  (a)  can be  calculated  for individuals  in a
"critical group" and for populations.   In  order to assess the dose
received by an exposed population in dose  equivalent terms, use is
made of the collective dose equivalent.  This collective dose can
be obtained by  integration of the ranges of dose rates within the
population  or the  population  group.    In actual  practice,  this
collective dose is  usually  derived  by multiplying the average or
per capita dose equivalent  by  the number of subgroup individuals
in the  population.   In  some instances,  assessment of collective
dose can  be simplified,  often avoiding the  need  to identify and
assess the separate individual doses.  For example,  in a food-chain
pathway  it  is  sufficient  to  know  only  the total  collective
consumption of  marine  organisms  - not the individual consumption
rates.   However, in a geographically  extensive pathway,  such as
fish consumption, it will be necessary to group the total catches
and  to  weight  them   according   to   their  concentrations  of
radioactivity.   The latter will generally vary with distance from
the point of  release.

     The collective dose rate will vary as a function of time.  The
total  collective dose equivalent  commitment  from a  particular
source  can   be obtained  by  integrating  the  collective  dose
equivalent  rate.   This  collective  dose  equivalent commitment is
required for the justification or optimization of different choices
of  waste management  practices.    The collective  quantities are
frequently  expressed  as man-rem  (or man-Sv)  to  distinguish them
from individual  doses.
     The term  "dose"  in this report should be interpreted to mean
     the sum of the internal and external dose equivalents unless
     otherwise indicated.

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 2.2  INTERNATIONAL COUNCIL ON RADIATION PROTECTION (ICRP)


      The ICRP has recommended radiation protection  standards  for
 consideration by its member countries.  The first standard,  issued
 in 1959 [ICRP 1959],  as well as a later one issued  in 1965 [ICRP
 1965],  set the dose-rate limit to the whole body of a member of  the
 public   at  0.5  rem/yr  (5  mSv/yr) .   This  same limit  was also
 stipulated for gonads and red bone marrow.  A dose-rate limit of
 3  rem/yr (30 mSv/yr) was stipulated for skin, bone and the thryoid.
 However, the  limit was set at 1.5 rem/yr (15  mSv/yr)  for thryroids
 in children up to age 16.   Later,  in 1977, the ICRP  revised their
 dose recommendations on the basis of a new concept  of (weighted)
 effective whole-body dose [ICRP  1977].

      Recommendations were made for "stochastic" and "nonstochastic"
 effects.   Stochastic effects were defined as those  for which  the
 probability of  an effect occurring, rather than its severity,  is
 regarded as  a function of dose  without  threshold.   On the  other
 hand, nonstochastic  effects were  defined  as  those  for which  the
 severity of the  effect varies with -dose and for which  a threshold
 may  occur.

      The ICRP  regards hereditary  effects and  somatic effects,
 primarily  cancer,  as  stochastic.    Nonstochastic  effects  are
 specific   to   particular  tissues,   such  as   lens  cataracts,
 nonmalignant  skin damage,  depletion of bone  marrow, and gonadal
 cell damage, which may cause infertility.

     In their 1977 recommendations, the ICRP went on  to define  two
types of members of the general  population:  critical  groups  and
average  members  of  the  population.    A typical  member of  the
critical group would closely resemble the "maximum individual" as
used  in  the United States.  The  average member of the population
would correspond to the U.S. nomenclature "average individual," or
the  European  term "per  caput."    The  1977 ICRP whole-body dose
recommendations  (pp.  23-25)  are as follows:

     Stochastic:

          Critical groups          0.5 rem/yr (5 roSv/yr)

     Nonstochastic:

          Any  member of public     5 rem/yr (50 mSv/yr)

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     The stochastic limit of 0.5  rem/yr (5 mSv/yr)  to individual
members  of  the  public  is  likely  to  result  in  average  dose
equivalents  of less than 50 mrem/yr (0.5  mSv/yr)  provided that
disposal practices  exposing  the public are few  and cause little
exposure outside of the critical group.


2.3  NATIONAL COUNCIL ON RADIATION PROTECTION  AND MEASUREMENTS
     (NCRP)


     In 1975, the NCRP issued limits for maximum  radiological dose
in the United States.  Their recommended annual  dose limit for  an
occasionally exposed  individual member of the general public was
set  at  0.5  rem/yr  (5  mSv/yr) .   The NCRP  established an average
annual  dose limit  of  0.17  rem/yr  (1.7 mSv/yr)   for  the general
public.  This limit applied to  both genetic and  somatic doses.
                             TABLE  l

        Current NCRP dose limits for members of the public
       or  occasionally  exposed  individuals  [NCRP  1975, p.34]
 Individual  Dose  Limits
      Occasionally  Exposed  Public         0.5
      Students                            0.1

 Population  Dose  Limits

 Emergency (Lifesaving)  Dose Limits
      Individual  (over age  45,
                  if possible)          100
      Hands  and Forearms               200
 Emergency (Less Urgent)  Dose Limits
      Individual                        25
      Hands and Forearms                10o

 Family of Radioactive Patients
      Individual (under age 45)          o.5
      Individual (over age 45)           5
      rem in any one year
      rem in any one year
0.17  rem average per year
      rem
      additional rem
      (300 rem total)
      rem
      rem total
      rem in any one year
      rem in any one year

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 2.4  WORLD HEALTH ORGANIZATION (WHO)


      Historically,  the WHO has accepted the ICRP dose  limits  and
 philosophy,    A  1978  WHO  working group  agreed that  the  basic
 principle  to  be  used   in  formulating  radiation   protection
 regulations is the ICRP recommendation that all radiation exposures
 should  be kept as low as readily  [sic] achievable, with economic
 and social considerations  taken  into  account.  With regard to  the
 dumping of wastes into the oceans,  the working group  recognized
 that current dumping levels represent  only a minute fraction of  the
 maximum amounts permitted  by the IAEA [IAEA 1975].  Accordingly,
 the WHO working group recommended that studies of sea disposal,  as
 well as other waste disposal methods, be continued; and they called
 upon the  IAEA to accelerate the acceptance by member states of  the
 IAEA recommendations and procedures,  as specified in the LDC [WHO
 1978, p.  33].  The WHO working group  also stressed  that attention
 should  be given to the various  exposure  routes  to humans  rather
 than to possible effects on aquatic  populations.   Although they
 observed  no evidence that previous releases into  the sea have been
 harmful to anyone, the group cautioned that prudence dictates that
 the exposure  paths leading  to man and  to accumulation  in  marine
 organisms should be closely monitored [WHO 1978, p. 34].


 2.5   UNITED STATES GOVERNMENT


      2.5.1   Federal Radiation Council (FRC)


          The FRC was established  in  1960  to provide  guidance to
 the President in radiation matters.  It established and promulgated
 radiation standards that were  not  to  be exceeded (without  formal
 justification)  by Federal  Agencies.   In  its first report, the
 Council set limits for external exposure of the total  body; viz.,
 0.5 rem/yr (5 mSv/yr)  to the individual and 5 rem (50  mSv) per 30
year  (equal to 0.17 rem/yr or 1.7 msv/yr) to the average individual
 of  suitable sample of the  exposed  population  [FRC  i960].  In its
second  report, the Council  recommended that  exposure of bone and
thyroid from internally deposited radionuclides should be limited
to  1.5  rem/yr (15 mSv/yr)   for the individual and  0.5  rem/yr  (5
mSv/yr)  for a suitable sample of the population [FRC 1961].

          By  authority  of  the  President,   FRC  authority -was
transferred in 1970 to the newly-formed EPA.

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     2.5.2   Environmental Protection Agency (EPA)


          The EPA has promulgated dose limits for any member of the
general public from the uranium fuel cycle, as given in 40 CFR 190,
and from geologic disposal of high-level radioactive wastes (HLW),
as stated in 40 CFR 191.

          EPA states that the total annual dose to the whole body
from all  aspects of the uranium fuel cycle  shall not be greater
than 25 mrem  (0.25 mSv),  and  that  the annual dose to the thyroid
and any other body organ  shall  not exceed 75 mrem (0,75 mSv) and
25 mrem (0.25 mSv), respectively.

          It  should be  noted  that  doses  received  from mining
operations, waste disposal and associated transportation to support
mining and disposal activities, are not included when determining
compliance  to the  EPA  dose limits.   Doses  from Radon daughter
nuclides  are not  included in  the above limits,  but  are  to be
addressed separately.


3    ICRP RADIATION PROTECTION  PHILOSOPHY


     The  ICRP radiation protection philosophy is  based  upon three
primary   guiding  principles   (justification,   optimization,  and
compliance) which together, constitute its dose-limitation system
 [ICRP  1973  and  1977].


 3.1  JUSTIFICATION


     This principle states  that no  practice  or operation  (i.e,
 nuclear power production,  military or civilian  isotopic research,
 development or  manufacturing activities)  shall be adopted unless
 a  positive  net  benefit to society  is  produced.

     The  ICRP does not consider this principle to be  amenable  to
 formal analysis  since many broad issues must  be considered and
 assessed  to determine whether "net benefit(s)" are produced  from
 a  particular practice/operation.  The issues are likely to include
 economic, social, military,  scientific and political  factors.

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3.2  OPTIMIZATION

     This prinicple states that all exposures shall be kept as low
as reasonably achievable (ALARA), upon consideration  of  economic
and social  factors.

     The ICRP recommendation that all exposures be kept "as low as
practicable" or "as low as reasonably achievable" is also supported
in  the U.S.  by  the  NCRP,  the EPA  and the  Nuclear  Regulatory
Commission  (NRC).

     The ICRP  first  addressed the practical implications of  this
recommendation  in 1973.   In  1977,  the ICRP  further stated  that
optimization would be achieved when the level of exposure is  such
that  any  increase  in  the  cost  of  protection  per  unit  dose
equivalent  is balanced  by a  reduction of detriment per unit  dose
equivalent.   The ICRP methodology that can be  used to assist  in
determining optimization  is given by the following equations.

               B   =   V  -  (P  +  X  +  Y)                (1)

          where V = gross benefit of operation or practice
                P = basic production costs
                X  =  cost  of  achieving  a  selected  level  of
                         protection
                Y = cost of the detriment involved in the operation
                         or practice

     Thus,   optimization  is  achieved  when  the  net  benefit is
maximized with respect  to the  costs  associated  with the level of
radiation protection.  Let X and Y be functions of the collective
dose,   S,  and assume  that the gross  benefit,  V,  and production
costs,  P,  are independent of S.  Then on differentiating Equation
(1)  with respect to S, we arrive -at

               (dX/dS)s   +   (dY/dS)s   =0                (2)
                       o              o

where S0 =  optimum level of collective dose (dB/dS0 = 0).   Figure
1 shows this relationship.

     Since it .is  not usually practical to consider infinitesimal
changes in costs and collective doses, Equation (2) may be written
in terms of finite increments.

               (AX/AS)S  +    (AY/AS)S   =  0            (3)

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     Then by cancelling the
(3),  we can write:
                A X
        AY
              AS  in the  denominators  of Equation
(4)
     The result can be  obtained  by a simple inspection of tables
of cost values,  but with discrete options  it is very unlikely that
the incremental costs can be exactly matched.  The optimum control
option will be defined  when AX + Ay is closest to zero for a set
of options.  It should  be emphasized that while it is relatively
easy to mathematically specify a  procedure for optimization, it is
exceedingly difficult to apply this  formalism in practice.  One may
find  examples  of  applying these  equations in  IAEA Proceedings
1979b.
        Cost S
FIGURE 1.
Theoretical   relationship   between   costs   and
collective dose showing optimum collective dose, S
at optimum cost,  C0
                                                                o/
                                8

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 4    PATHWAY DOSE MODELING


      To determine  the  appropriate  release  limit  to  set for  a
 specific practice  or  operation,  you  must  analyze  the  various
 pathways leading to man in order to determine  those that could lead
 to doses exceeding the  limit or that lead to the highest exposure.
 These are  often referred to as critical pathways and  the group of
 persons so  exposed  are  called  critical groups.   As used  here,
 "critical"   denotes  the  sense of  importance  relative  to  other
•pathways and groups and  identifies the  pathway(s) that  will  have
 to be limited to control the dose.

      For any given  site,  only one  or a  few pathways will prove to
 be limiting.  If the total dose to the  public  via these limiting
 pathways is kept below the ICRP recommended dose limits,  then the
 total  dose  from  all  pathways  combined  may  be less  than  the
 recommended limit.    In  addition,  although  a  large  number  of
 radionuclides   may   be  released,   only  a   few may  contribute
 significantly  to the  total dose.

      Webb  (1980)  listed the items to consider  in the analysis  of
 a general pathway model for ocean dumping of radioactive waste,  as
 follows:

        •  release of radionuclides from the package  (container and
                waste  form)

        •  local mixing  with water and adsorption onto sediments

        •  local biological uptake processes

       •  physical   transport   of   dissolved   or   resuspended
                radionuclides via the water column

        •  biological transport of radionuclides

        •  sediment transport

        •  reconcentration of dissolved radionuclides by biota after
                transport  in water to location of harvest

       •  exposure of  man via ingestion,  inhalation,  and direct
                irradiation
     The  estimation  of  dose  to man  from  ocean  disposal  of
radioactive waste  may be  carried out using  mathematical  models
describing either transient or  steady-state conditions.   A third

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method based upon  specific  activity is the simplest; however,  it
can only be applied to those radionuclides having stable analogs.
The steady-state or concentration-factor approach is only slightly
more complex, but it necessitates that the user  assume the  system
is  at  equilibrium.    On  the  other  hand,  the   transient   or
compartmental  model  methodology,   which  describes  a  transient
condition produced from a variable source function, is usually more
complex and  time consuming.   Also a  knowledge of  a great many
transfer rates between the various compartments making up the model
is required.  In most instances the concentration-factor models are
used unless  the  dynamics  or time variations  of radionuclides  in
various compartments is important [ICRP I980b] .


4.1  STEADY-STATE MODELING

     The steady-state or concentration factor  (CF) model contains
multiplicative parameters called transfer or concentration factors,
FIJ, defined as:
               FIJ = Mj(t)/M,(t)

where  F(J  =  the factor relating concentrations in media ,  and j

     M,(t)  =  activity concentration  in compartment , at time t

     Mj(t)  =  activity concentration  in compartment j at time t

     The factors, FIJ, are expressed  in tenr.s of the units of  the
M, and M,.   For example,  the  concentration factor in SI units that
relates fish concentration to that of its surrounding water is in
units of Bq/kg per Bq/m3  or  m3/kg.

     For equilibrium conditions, the concentrations attain constant
values so that we can write:

               Ml,«  -  M ,,.  F u

where the M,,. and M,,. are equilibrium concentrations.
                         be roeasured directly because it is lower
 or     h~ ^h  bac!c?round'  Accordingly, the limits are often set
for  either the  radioactive  discharge  of  the  practice  or  the
        genrat°nS ln air °r wa*er-  These limits  are called
                        the  limits are Placed °n discharge rate,
™od«l na    hn                   S  °S6  llttts Usin9 ™*  °* ***
modeling techniques and the  full  critical  path.   When the limits
                                10

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 are placed on environmental concentrations, multiple pathways need
 not be  considered because they were considered in  the  setting of
 the concentration standards.

     As mentioned above, for systems that have come to equilibrium
 or for dynamic  systems  that may be  approximated by  a steady-state
 approach   the use  of the concentration-factor model  is  usually
 justified.    An  example  of  this  methodology  is  presented  for
 calculating  the dose,  H,  (either annual  or  committed) from  the
 consumption   of   seafood  harvested  in   waters   containing  a
 radionuclide  that has  been  transported  from a  waste  container
 Leaking at a constant rate:

                H   =   R  P B U DF     rem  (Sv)                  (7)

 where  H  =  annual dose,  or  committed dose over 50  years rem (Sv}
       R• =   leak rate  (Ci/yr)  or  (Bq/yr)  of a radionuclide  from
            the waste container
       P  =  hydrospheric dispersion factor (Ci/m )/(Ci/yr) or
             (Bq/m3)/( Bq/yr)                                   3
       B  =  bioaccumulation factor for seafood (Ci/kg)/(Ci/ra ) or
             (Bq/kg)/(Bq/m3)
       U  =  consumption rate of  seafood (kg/yr)
      DF  =  dose  factor (rem/Ci) or Sv/Bq.


     The  calculated  dose,  H, may be either an annual  dose or a
 committed  dose  over a 50  year period.    The  annual dose  is
 calculated in  determining  compliance with  the  ICRP dose  limits.
 The dose  factor,  DF,  is dependent upon the radionuclide involved
 and the  age  of the  consumer.    The  collective dose  is  usually
 calculated by  assuming the  population  is made  up  entirely of
 average adults.    This  is  probably  satisfactory  for calculating
 collective dose from seafood  consumpiton since, in most  countries,
 infants and  younger Children do  not consume as much seafood as
 adults.

     in selectina a disposal site, it is necessary to determine the
maximum  r^lease^  rate  of radionuclides  that  would not lead to
?adiat?on exposures in excess of the ICRP limits  Equation  (7) may
be rearranged to  give  a release rate,  R*,  that   should  not be
exceeded, as follows:

               R*  =       H*                                (8)
                      P  B  U  DF


where  H*  =  the relevant dose limit.
                                11

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     In application, R is usually kept much smaller than R*  for any
particular nuclide or practice so that the dose limit,  H*, will not
be  exceeded  if  the  individual   is   subject to  exposure  from
radionuclides resulting  from practices or  operations other than
ocean disposal.


4.2  TRANSIENT MODELING


     A  system  that is not  in equilibrium  may,  with appropriate
approximation, be modeled using concentration factors; however, a
more rigorous method  is to use a multicompartmental model coupled
together  by  linear  first-order  equations.    This  technique,
sometimes called the system analysis (SA) method,  has been used for
the analysis of  tracer kinetics  in living organisms [Whicker and
Schultz,  1982  and  Finkelstein and  Carson,  1979].    It  can  be
extended  to dynamically simulate  the movement  of radionuclides
through various environmental media.  These compartments are then
connected by various  rate constants  which determine the relative
movement of a radionuclide throughout the system.

     The compartments may be highly conceptual, such as the world's
surface water or vegetation, or they may be specific subunits, such
as the  portion of the sea  in a small geographic  location.   The
quantity  (activity)   of  a  radionuclide is  calculated for  each
compartment at a certain time, and  then the  whole set of equations
governing the  system is  incremented in units  of  time (e.g.  day,
week, month or year) ,  depending on the rates in that system.  Thus,
the  activity  in each  compartment will  change  with  each  time
increment.  It is assumed in this type of analysis that, after each
iteration,  the  activity  in each compartment  is  homogenously and
instantaneously distributed through the compartment such that its
concentration  is  constant  throughout  the  compartment.    This
assumption  becomes more uncertain  or  questionable  as  the size -of
the compartment is increased and the time increment is decreased.
A great many calculations must be made,  depending on the number of
compartments and time iterations involved.

     The  general formula for  the  set of differential  equations
describing  a  system  of connected  compartments with radiological
decay is given by:
           n
                  v, +
, - 1
i " j
                       n
                           K,, +A,
                                I  - 1
                                I - I
(9)
                                12

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where    j  =  compartment of reference
          i  -  all other compartments
       K |j  and K ji  -  transfer coefficients between compartments
having activity inventories of Y| and Yj.

      The first two  terms after  the equal  sign in  Equation  (9)
represent all the activity  entering compartment j  from all other
compartments | and  from outside  the  system Pj.    The  terms  in
brackets represent all the activity leaving compartment j and going
to all other compartments , (Kj,) and being removed from the system
entirely { A j) •   The Pj  includes  the source term and ingrowth of
daughter radionuclides.   The  ^ j  includes the  radioactive decay
constant along with  any  other  removal  of concern.

        As an  example,   consider  an  idealized  three-compartment
system of a fish existing  in a body of water in which radioactive
wastes are being  released  (see  Figure  2) .   It  is required  to
estimate the  activity in the fish when activity is  being released
into  the sediment  and surrounding water  from the waste container
at the rates indicated.   Here  (Figure 2), Yt represents  activity
levels in the * compartment and K,j is the constant fractional rate
of activity flow in  units of reciprocal time  from compartment | to
compartment j.  The following set of system equations may then  be
written for this example:

      Compartment 1.  Water

      dY,/dt = K21Y2  +  K3,Y3  +  P1   -  Y,(Kt2 + K13 + A ,)      (10)

      Compartment 2 .  Sediment

      dYa/dt - K12Y,   +  K^Yg  +  P2   -  Y^K* + K^ +  3 r)

      Compartment 3.  Fish

            = K13Y,   +  K^Ya  -  Y3  (Ksi  + K» + * r)
     Here,  PI  and P2 represent the  release rate  from the waste
containers to the water and sediment, respectively.  The term  for
removal from the system is the radiological decay  term ^ r) .

     This  set  of  equations  (10,  11  and  12)   may  be  solved
analytically [Whicker and  Schultz,  1982 J; however, for more than
about  four  equations,   numerical  methods  must  be  used.    By
converting these equations  to difference equations so that a finite
change in t will produce a finite change in Yt such that by adding
each AYj to each  Y(  and then  repeating this process for all  the
equations,  the  system  may   be   iterated  through  time  until
equilibrium is reached (dY,/dt = 0) .


                                13

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     The resulting compartment  activities-,  Y,, may  be divided by
their respective volumes or masses to determine the concentration
of activity in each compartment after any given  time period.  By
decreasing the time increments,  At,  any degree of precision may be
achieved, but  only  at the cost of  increased computational time.
However, the degree of  numerical precision of the results should
never be more than that of the  input parameters.

     Discussions  of  compartmental  modeling  are given  in  many
publications.   Good discussions  with examples are  presented in
ICRP Publication 29  [1980b] and  in a 1980 Organization for Economic
Cooperation  and  Development  (OECD)/  Nuclear Energy  Agecy  (NEA)
publication.  Methods for  solving these models are summarized in
a publication for microcomputer users  [HicJcs, 1981].
          FIGURE 2. Simple Compartment Model
                                14

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 4.3  SPECIFIC ACTIVITY MODELING


      Whereas the previous two modeling methods are concerned with
 various pathways,  especially the critical pathway,  the specific-
 activity  approach  is  independent  of any pathway.    The  basic
 assumption in this method is that the specific activity  (the ratio
 of the concentration of a radioactive isotope to its stable analog)
 remains constant  throughout all  environmental  media.   Thus,  by
 limiting  the  release  of  various   radionuclides,  the  specific
 activity of a  recipient medium (e.g. sea  water)  is  kept below a
 fixed value.  Thus,  the specific activity cannot be exceeded at any
 point in the food chain  or in a critical organ in humans (NAS/NRC,
 1962; IAEA, 1978a;  and, Foster,  Ophel  and Preston,  1971).   The
 advantage to this approach  is  that the requirement  for various
 dilution factors,  concentration  factors,  transfer  coefficients,
 etc.   is  eliminated.    The disadvantages are:   some  of  the
 radionuclides   (e.g.  americium  and  curium)  do  not  have  stable
 analogs; the chemical form  of a  released radionuclide may differ
 from its  stable analog;  and,  calculating  Gl-tract  dose is  not
 applicable since exposure is produced by food passing through the
 gut rather than from tissue  deposition.  However, this approach is
 useful  for some radionuclides (e.g. carbon-14, tritium, iodine-131,
 and strontium-90).  It should be noted, however, that this approach
 is not  compatible with  the methodology  in ICRP Publication  26
 [ICRP,  1977], since the ICRP equations and parameters are based on
 the intake of  the radionuclides  irrespective  of stable  element
 intake.

 4.4  MODELING CONSIDERATIONS

      Following  the stage  of  dilution into the immediate  receiving
 water mass, allowances must be made for factors  that  influence the
 amount  of  a radionuclide actual'ly transferred through successive
 model compartments.   It is important, for example,  to consider are
 distribution coefficients (KdS)  between the water and seabed or
 between  the water and sedimentary  materials in  suspension,  as
 sediment »contaminated'   by  water-borne  radionuclides may  be a
 direct pathway  of  exposure to man via occupational exposure from
 the use  of  bottom-fishing equipment or via recreational exposure
 on beaches.  Radionuclide transport from sediment to water is also
 important to consider for any disposal of  radioactive wastes under
 the surface of the seabed.

     Modeling  of   food-chain pathways   results  in  calculated
concentrations of radionuclides in food products that are consumed
by humans.  One these concentrations are predicted, the intake of
radionuclides can be determined from the consumption rates of the
food products.


                               15

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     The inverse ratio of the dose (calculated using such models)
to  the  appropriate annual  limits of  intake  (ALI)  and external
exposure rates recommended by ICRP gives an estimate of the maximum
permissible daily  discharge rate.   The  major difference between
this method and the "specific activity" approach  is that estimates
are  required  for  the degree  of contamination  of environmental
materials, and for detailed  information about eating, working, and
leisure  habits  of  local  and  distant  populations  subject  to
exposure.

     Determining equilibrium concentrations in environmental media
and marine organims, using the above pathway  approaches, provides
the starting point for calculating dose according to methods given
in IAEA publications  [IAEA, 1976 and 1979a].

     To ensure that no member of the general public  is exposed
beyond the recommended dose limit, individuals or  individual groups
having exceptional habits that could lead to such exposure must be
identified.    Estimated  average  exposures  for  these  critical
individuals/groups  provides a  basis for  ultimately determining
permissible release rates.


4.5  SELECTION AND IDENTIFICATION OF PARAMETER VALUES


     The  availability of parameter values  (data)  that support
models   used   to   predict  transfer   of   radionuclides  along
environmental  pathways is an important factor in  determining the
complexity or  realism that can be represented by pathway models.
It  is  also a major factor  in  deciding whether to apply the more
fundamentally  rigorous transient (systems analysis) method, or the
more simplified steady state (concentration factor) method.

     For  the  transient  method,  transfer  functions are required
between compartments that are both time and  spatially dependent.
For the steady state method, only the ratio of concentrations  (or
the time concentration  integral)  is needed between interacting
compartments  (e.g. fish  and  seawater)  since  it is assumed that
equilibrium conditions exist.  Although the nature of the parameter
values  used in each  modeling method  are  different,  the data needs
in  the final  stage of converting  an intake rate of a food-chain
material  (with a calculated concentration  or measured dose rate
associated with a nonfood-chain pathway)  to dose  are similar.  For
strict  application of  the transient method,  time  dependence should
be  built in.    Alternatively,  time-averaged values are generally
adopted over a one-year period to be consistent with the ICRP dose
limits  time base.
                                16

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     Values chosen will  depend on the  type of  dose calculation
 (individual or collective) and, for individual dose, will generally
 characterize  those people most likely to be highly exposed through
 the pathway under  analysis.  IAEA Safety Series publication number
 45 addresses  this  topic in detail [IAEA,  1978a] .

     4.5.1    Nature of the Released Radioactivity

          To  assess the affects of radioactivity released into the
 environment,  it is important  to  know daily or annual  quantities
 released, the radionuclide(s) , and the physical and chemical forms
 of  that radionuclide  at the  time  of release.   The behavior  of
 Plutonium,  for example,  differs according  to  chemical state  or
 isotopio  number [Befsley and  Fowler,  19761.   Additionally,  the
 discharge   of some  radionuclides  in  combination  with  certain
 nonradioactive  wastes may  result in  complexation or  adsorption
 before  mixing  with  seawater   -  which  could  affect  subsequent
 transport  or availability to  biological systems.   It is .also
 inmoT-t-ant to  know  the proposed method of release (e.g. continuous,
 pSlsS  or  *  ^binatfon of both) since the method could help  to
 determine whether  the  steady state or transient modeling approach
 for dose estimation is more appropriate.

     4.5.2    concentration  Factors

          When calculating  dose,  it is obvious  that concentration
          »?  or ratios   ~   and are  subject  to  continuous  revision.
the waste  is tawm ir  
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     4.5.3   Consumption Rates and Occupancy Factors

          In applying  the  ICRP and  national  dose limits,  it is
necessary to definitely establish  that the dose to the most highly
exposed individuals be  within those dose limits.   In this case,
identification of the working, eating and  recreational habits of
the local population  and,  in certain instances,  a  population at
some distance from the  site may be  essential.   For example, this
might include estimates of seafood ingested and the area from which
it came, hours spent  on the beach at work  or in recreation, and
hours  spent  handling  fishing  gear  on  the beach  or  at  sea.
Consumption rates and  occupancy factors, derived from surveys of
the habits  of the identified critical  group,  will  be extremely
variable.   ICRP  considers  that these sources of variability may
appropriately be dealt with by the consideration  of dose limits to
individuals in this group  rather  than of an overall dose to the
whole group (population dose).

          When  important pathways  cannot  be  fully identified,
potential  pathways  suspected to  be  most important,  such  as
consumption of any marine  fish species  or  occupancy of the beach
at low tide, should be selected.   Following the start of disposal
operations, radioactive materials  in these assumed pathways should
be monitored to provide the basis for their control.


5    THE BASIS FOR DEEP-OCEAN DISPOSAL


5.1  LONDON DUMPING CONVENTION RECOMMENDATIONS


     In  contrast to  the disposal  of  liquid  wastes  to coastal
waters, which  is under national control,  the dumping of packaged
radioactive wastes in the  deep ocean is specifically governed by
the  1970 International  Convention on  the Prevention  of Marine
Pollution by Dumping   of  Wastes  and Other Matter,  known as the
London  Dumping Convention  [IAEA,  1974].   This  Convention, which
embraces all types of wastes, divides radioactive wastes into two
categories: high-level (Annex I) wastes (HLW), which are considered
unsuitable for dumping in the oceans; and other radioactive wastes
(Annex II), which may be dumped under a national permit.

     The  Convention  requires the  IAEA   to  define radioactive
material that is unsuitable for dumping and to make recommendations
that should be considered when issuing national permits.  The IAEA
has prepared a   provisional definition for Annex I waste, and has
issued  recommendations for  disposal of Annex   II  wastes  [IAEA,
1975].   This  document was  subsequently  reviewed,  revised,  and
adopted  [IAEA,  1978d].  IAEA also  has  issued two key supporting
documents - "The Oceanographic Basis" [I978b] and "The Radiological
Basis"  [1978c],
                               18

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      The  IAEA  definition  of  HLW  took the  form  of  specific
 activities,  which were in turn based  on release rate limits; i.e.,
 upper values of  release rates  for various  radionuclides,  which,
 under a series of generally pessimistic pathway parameter values,
 might give rise to critical  group exposure at the I CRP recommended
 dose  limit to the public of 5 mSv (500 mrem) .   From these studies
 a revised definition was adopted [IAEA,  I978d) ,  which states:

          For the purpose of Annex I to the Convention,  high-level
          radioactive wastes  or other high-level radioactive matter
          unsuitable  for dumping at sea means any waste or other
          matter with an activity per unit gross  mass  (in tonnes)
          exceeding :

           (a)   1  Curie  (Ci)/tonne   (t)  for  alpha-emiiters  but
                limited to 10"* Ci/t for 2Z8Ra  and supported ^"Po;

           (b)   102 Ci/t for beta/gamma-emitters with half-
                lives of at least 0.5 years (excluding tritium)  and
                beta/gamma-emitters  of unknown half -lives; and,

           (c)   10* Ci/t for tritium and beta/gamma-emitters
                with  half-lives of  less than  0.5 years.

          The above activity concentrations shall  be averaged over
          a gross mass  not exceeding  1000 tonnes.

     In a  footnote,  the IAEA further defines the upper limits to
ocean disposal.  The definition  is based on:

          (1)  An assumed upper  limit to the mass dumping rate of
                100,000 t/year  (yr) at a single dumping site: and,

          (2)  Calculated upper  limits to activity  release rates
               from all (other than natural)  sources of

                  (a)  10s Ci/yr  for alpha-emitters  but
                      limited to 10* Ci/yr for 2asRa  and
                      supported
                  (b)   10T Ci/yr  for beta/gamma-emitters with
                      half-lives  of at least 0.5 years (excluding
                      tritium)  and beta/gamma-emitters of unknown
                      half -lives, and

                  (c)   1011  ci/yr for tritium and beta/gamma-
                      emitters  with half -lives of less than 0.5
                      years

               at  a  single  dumping  site  and also,  for  alpha-
               emitters,  when released to  an ocean basin of not
               less than  1017ms.
                               19

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     In  1985 the  IAEA  proposed  a  new definition  of  HLW that
includes the  irradiated reactor fuel and  the  liquid wastes from
chemical  porcessing  of  such  fuel   through   the  first  solvent
extraction cycle.  The  new definition also included other wastes
having activity levels, per unit mass, exceeding:

          5  x 10~s Tera-Becquerels  (TBq)/kilogram  (kg)  (1  x 10"3
          Ci/kg) for alpha-emitters

          2 x 10"2 TBq/kg  (0.5 Ci/kg)  for beta/gamma-emitters with
          half-lives greater than 1 year (excluding tritium); and,

          3 TBq/kg (80 Ci/kg) for tritium and beta/gamma-eraitters
          with half-lives of 1 year or less.

     It is assumed in the definition that the following conditions
     are  satisfied:  activity  concentrations  specified  shall  be
     averaged over  a gross  mass not  greater than  1000 tonnes;
     disposal takes  place  in  an ocean-basin  volume  of  1017m5;
     average water depth  of  a  site is 4000m;  rate of disposal is
     10* kg/yr;  disposal continues for 1000 years; and,  annual dose
     to critical group members shall  not exceed 1 mSv (100 mrem).

     When the activity levels per unit mass given in the proposed
definition are multiplied by the 108 kg/yr  disposal rate, there is
only about a 40  percent increase in the  alpha-emitters  allowed for
disposal within a year.   Also,  there is no special reduction for
radium-226 and polonium-210.  The allowable limit for beta/gamma-
emitters has  increased  5-fold  for those having a long half-life,
excluding tritium, and  decreased 10-fold  for  those  with a short
half-life, including tritium.  The cut-off point  between  short and
long half-life has been increased from 1/2 year to 1 year.  Thus,
in general, the basis for the revised (1985) definition of HLW is
less restrictive than it was previously.

5.2  RADIOLOGICAL EVALUATION OF OCEAN DISPOSAL PRACTICES

     5.2.1   Need for Modeling

          The application of the basic IAEA site selection criteria
[IAEA,  1978d]  effectively  minimizes  the  interaction  of  the
radionuclides from the  disposal material  with man's activities.
This poses a problem  for both predicting the potential exposure of
populations before the  disposal  operation  and  for confirming the
estimated exposure following initiation of disposal operations.
Additionally, the quantity of  radionuclides relative to the size
of the  receiving  environment,  together with such  factors as the
degree of containment  and the time scales involved  in transport
from  the   deep  ocean,  will   most  likely  result   in  lower
concentrations  of potentially critical  materials  than can  be
measured.
                                20

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           If site-specific  radiological  assessments are required
 either  before  the  operation  is  authorized  or  at  intervals
 thereafter, the  lack of confirming data makes  validation of the
 dose  exposure   estimate  from   deep   ocean  disposal  exceeding
 difficult.   This  is in  contrast to  coastal  discharges,  where
 validation  of  quite  simple  models  can  be  conducted  almost
 immediately following the initiation of  the disposal operations,
 For the reasons given above,  the assessment of deep ocean disposal
 will have to rely heavily on mathematical modeling techniques.

           Thus, the use of models is central to the assessment  of
 radiation doses from  ocean disposal operations.  Models provide the
 primary means  of  integrating and  interpreting the  information
 gained from other investigations.

      5.2.2   Need for Research

           To  apply  models,   additional   deep  ocean  scientific
 research and  monitoring will be required  to provide  realistic
 parameters that  correctly represent  the  major  oceanographic and
 biological processes  of  the area in question.  However, in view  of
 the ICRP requirement  for optimization of  radiological protection,
 which involves considerations of  costs  and benefits,  the research
 requirements must focus on the needs of the pathway analysis rather
 than on acquiring a detailed understanding of all  the pysical and
 biological transport  processes involved within the system.

           It should be noted that the term "site specific" does not
 mean that all  investigations must be  undertaken at  and in the
 vicinity of a proposed  site.  It is possible that the  released
 radionuclides  will  be transported away from the site, especially
 the long-lived radionuclides whose half-lives exceed the  residence
 times in the oceans.   It is therefore necessary  to obtain data on
 basin-wide  circulations, as  well  as  on mixing  within the ocean
 basin.   In addition,  there is a  need to  examine those processes
 that occur on  the margins  of basins,  which have the potential to
 mix or  conduct  water  from  the  deep ocean into  biologically
 productive zones.

          Four  distinct areas of  research  are  required  for  a
 coordinated  effort: physical  transport processes,  geochemistry,
 biological pathways anlysis,  and model development,


 5,3  NEA MODEL


     The conceptual framework proposed by  OECD/NEA in  1981  for
evaluation  of  ocean  disposal  of  radioactive  wastes  may be
represented by a general model that we will call the "NEA Model."


                               21

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The general  form of  the model  is designed  to aid  in focusing
research  work and  to  assist in  incorporating  the  results  of
research directly relevant  to the  preparation of a site-specific
assessment of doses resulting from deep ocean disposal.

     The general model  envisaged for overall assessment purposes
may be  divided into  three  essentially distinct  parts: release,
marine, and pathway.

     5.3.1   Release Model

          This model  describes the release of radionuclides from
waste packages; its input is  the rate of disposal of wastes, and
its output is  the release rate of  various radionuclides from the
packages to sea water or the sediments.

          Past  assessments  have assumed  that  disposal of all
radionuclides in the ocean are released instantaneously .  This is
probably  a  reasonable assumption  (except  for radionuclides with
very short half-lives,  e.g.,  those less than 10 years), and only
a small elaboration  of this part of the model would be appropriate.
A suitable next  step  might  be to use a single compartment model
with a flushing time that depends on  leach rate from the package,
the radionuclide involved and its chemical form.

     5.3.2   Marine Model

          This model describes the dispersion and reconcentration
of radionuclides throughout  the marine environment.  Its inputs are
the release rates of the various radionuclides; its outputs are the
time-dependent   concentrations   of   the   various  radionuclides
throughout the water column, in the sediments and in marine biota.

          The model  includes both geochemical (e.g., sediment/water
interactions) and biological  (e.g.,  scavenging and bioturbation)
processes  that can significantly  affect  the mass transport  of
radionuclides and,  therefore, their overall concentrations in the
marine environment.  The calculated concentrations may be long-term
averages, or they may include short-term fluctuations.

     5.3.3   Pathway Model

          This  model  describes  the  transport of  radioactivity
through food chains  and  other direct pathways to man  (e.g. external
exposure  from  sediments).    Its  input  is the concentrations  of
radionuclides in edible marine organsims  or other materials; its
output is dose  to man derived from the marine biota and other data.

          The transports may be very small in mass transport terms
(i.e., they do not significantly perturb the overall concentrations
                               22

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 of radioactivity) , but they are crucial because they lead directly
 to man.   The food chains may contain several links  and  may  begin
 with  the sedentary biota  in  either deep or  shallow water.    The
 concentrations  ofradionuclides  in marine biota are  calculated as
 part  of  the marine and pathway  models  and,  thus,  may be used  to
 evaluate doses  to both the organisms themselves and  to man.


 5.4  IAEA MODEL

      The model  developed by IAEA contains two parts:

      (a)   an oceanoaraphic component that predicts the relationship
           between water concentration and release rate at a given
           ocean  location,  appropriate  to  potential or  existing
           pathways [IAEA, 1987b]; and,

      (b)   a  radiolocrical  component that  uses  the  oceanographic
           component prediction results and combines that data with
           data on (assumed) environmental exposure  pathways,  and
           ICRP data,  to relate human radionuclide intake rates to
           dose (IAEA,  1978c].

      Since the IAEA model was first proposed, work has been carried
 out by an  international Group of Experts on the scientific Aspects
 of Marine Pollution (GESAMP)  to  provide advice  for more  suitable
 modeling  techniques.   GESAMP,  comprised of representatives  from
 IMO,  FAO,  UNESCO, WMO, WHO, IAEA,  UN,  and UNEP, studied various
 models which were thought to reasonably estimate doses to humans
 and biota  from ocean disposal of radioactive waste  riAEA, 1983].
 Based  upon the GESAMP study, the IAEA  summarized the models  and
 parameter  values thought  to provide an approach  to the definition
 of wastes  that are unsuitable for disposal at sea, but that would
 not exceed recommended limits [IAEA, 1984].  The following  sections
 discuss the original IAEA oceanographic and radiological components
 and modifications recommended in 1983 and 1984 by GESAKP and IAEA.

     5.4.1    oceanographic  Component

     5.4.1.1   Original Model

          The model adopted by IAEA in 1978 was a  hybrid of several
 fairly simple calculations.   It was based partly on conclusions
 from  previous  (1976)  work by Shepherd,  but  it also  included
considerations of possible  effects  from  short-term processes and
unusual events.  These are particularly important insofar as they
may  "short-circuit"  the   steady and   progressive   deep  ocean
dispersion allowed for in Shepherd's model.
                               23

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          The   Shephered   model  was   developed   to  calculate
theoretical equilibrium concentrations  in  the  ocean,  both at the
surface and  in vertical  profile,  from  a  continuous  release of
material on the bottom of the deep ocean. Application  of the model
showed that,  except under  rather  extreme conditions,  the given
surface concentrations would not exceed the  long-term average value
that would arise if  all  the  activity released  were eventually
distributed over the whole ocean.  To overcome the possibility that
some biological pathways  might short-circuit  the most  obvious
pathway to man  (via dispersion  of activity in  the water mass and
then via the consumption by man of fish from the surface layer of
the  continental  shelf  fishing grounds),   the  IAEA based  its
radiological  assessment  on  bottom  concentrations  as  if  the
(normally higher)  bottom concentrations were present in the surface
waters.  A considerably slower vertical diffusivity (1 cm2/s) was
used,  corresponding  to  a 4000-year  vertical mixing  time  in the
Shepherd model.   It was also  assumed that  release would continue
for a  period  of 40,000  years, which is  comparable with the mean
lifetime of plutonium-239.

          These results provided concentrations  applicable to an
ocean volume of 10 m (which is slightly smaller than the volume of
the  North Atlantic), irrespective  of whether  a  single  site or
multiple  sites are used  for disposal.   While  Shepherd's model
provided  concentrations that  could arise  from  long-term,  large-
scale  dispersions from  a disposal  site,  it did  not  include the
possibility of  physical,  chemical or biological  processes which,
on  time-scales   of  decades   or  less,   might  result  in  high
concentrations in pathways leading to man.  The IAEA oceanographic
basis included estimates of  such processes that could short-circuit
long-term  dispersion  processes.    These  were  based  on  the
possibility of  an advective,  year-long plume  reaching a fishing
zone in deep water  (e.g.,  a long-line fishery operation) and deep
convective mixing of the type  that has  been observed down to about
2000  m in the  Mediterranean Sea  and in  the polar deep-water
formation regions.  Calculations for these areas indicated that the
short-term concentrations in  a  single  site might be on the order
of 10  Ci/m3 per Ci/s released, and this value was  therefore used
as  a  more  restrictive  limit  for  single  sites,   except  for the
longer-lived  nuclides,  where  the whole  ocean  limit becomes more
restrictive.

          The oceanographic model also describes disposal of waste
in an  area where the depths are normally greater than  4000 m.  The
assumption  is usually made that radionuclides  are  continuously
released  as soon  as  the waste container reaches the  ocean floor.
However,  any  delay  in the release of activity  from the container
once it has reached bottom,  would actually reduce the activity that


                                24

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 could be released later because of the radioactive decay process,
 but that  factor is not  included in the  model.   The  model also
 assumes a  transit time of  3  years between any  release  from the
 container and arrival at the nearest possible place of interaction
 with  man,  and  it  also assumes  that  continuous release  rates
 prevail.

           The oceanographic basis,  therefore, depends on fairly
 elementary calculations and makes use  of  several rather  sweeping
 simplifications,  principally  that:   (1)   the  concentrations
 appropriate for input to food  chains in the surface waters are the
 (higher)  concentrations  of  deep  ocean  waters;  (2)  although
 sediments are assumed to come to  equilibrium  with concentrations
 in water,  no activity is actually depleted from  the  water column
 onto/into the sediments; and  (3)  there is an  appreciable chance
 that  fluctuations will  dominate  concentrations in  a  critical
 pathway.

           These simplifying assumptions are intended to err on the
 side of conservatism (tending  to overestimate  dose).  They are in
 general particularly  pessimistic  for short-lived  radionuclides.
 For long-lived alpha-emitting wastes (such as plutonium-239), which
 are of particular concern, the  degree of conservatism is not large,
 perhaps one  or, at  most,   two orders of  magnitude.   The  IAEA
 advisory group,  who drew up the revised definition, attempted to
 estimate the possible degree of conservatism and it was stated when
 the radiological basis was  published  [IAEA, 1978c].

     5.4.1.2   Revised Models

          The newer, GESAMP, models are somewhat more sophisticated
 than the older Shepherd model.   The philosophy, however,  is  still
 that the  sophistication level  of models  should match  what  is
 actually known  about natural processes.   The following processes
 were considered  by IAEA  in  1984:

           (a) movement and mixing of water within an ocean basin;

           (b) radioactive decay or chemical degradation of
              contaminants;

           (c) interaction of contaminats with particles of various
              types, both within the water column and on  the sea
              bottom; and,

          fd) mixing and diffusion, including that due to
              bioturbation,  in and out of surface sediments.

          The GESAMP stressed that the interactions of contaminants
with inorganic and  organic particles was important  in the resulting
activity contributed to water.

                                25

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          Three distance ranges  from a source were considerd for
calculation of activity concentrations: an extreme near-field, an
intermediate near-field, and a far-field (see the Glossary section
for definitions of these terms).   The IAEA subsequently chose to
use the models  discussed in Appendices VI and  VII of the GESAMP
report [IAEA, 1983].

          Model VII is a simple three-dimensional, ocean-diffusion
model modified for finite source size and scavenging, whereas model
VI is a one-dimensional model.  Model VII should be used for most
near-field distance ranges, unless it gives a  smaller concentration
than model VI.  in  such instances,  model VI  should be used.  For
the extreme near-field  ranges, model VII should be used.

          The  Appendix VII  (near-field and extreme near-field)
model is summarized below.  The radionuclide activity concentration
(C) is given by:
                     r.   KHKV                      (13)
     where Q = the rate of release,

           r» •» the radius of the source,

          KV = the horizontal and vertical eddy diffusivity in the
               water column, respectively,

          C* - three complex functions of parameters which depend
               on the distance  from the source.
          Although the above model is intended primarily for near-
 field and extreme near-field calculations, it may also be used for
 some far-field calculations.
                                26

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           The  Appendix  VI model   (far-field)  is  a  simplified
 equilibrium version of a more complex model  found in Appendix IX
 of  the  GESAMP report.    This  one-dimensional  model  includes
 diffusion, boundary  and interior  scavenging,  and up/down  water
 movement.  The  formula for radionuclide activity concentration (C)
 is given by:
                       r,z           r2z
                C - ae       +    be                (14)


     where   z  = the  vertical  distance  from the ocean bottom,

         ri, r2 = the roots of a quadratic equation with coefficients
                being functions of various oceanographic parameters,

           a,b = involved functions determined by  the  surface  and
                bottom boundary conditions.

           This  model should be  used  for far-field calculations,  and
 for near^field  calculations when the results obtained are higher
 than the Appendix  VII model.


     5.4.2    Radiological Component

     5.4.2.1    Original Model

          For  the radiological  component,   the  IAEA  [1978c]
 considered doses to critical groups via  12 pathways (see Table  2).
 Release-rate  limits were derived by first calculating the dose to
 man  in each pathway arising from a  unit release rate.  The method
 used for this calculation was conventional, combining an estimate
 of   water  concentration  (from  the   oceanographic   basis),   a
 concentration factor,  a consumption  or occupancy rate,  and  the
 appropriate maximum permissible annual  intake for  ingestion  or
 inhalant pathways  (see Equation  (7) for an example).  The release
 rate which would lead to the  ICRP dose limit  was then derived.
 Additivity  due  to  the possibility  of exposure  via more than  one
 pathway  was admitted in  appropriate cases.   The lowest of  the
 release-rate  limits for the different  critical groups  was  then
 adopted  as the  overall release-rate limit for each radionuclide.

          Some  of  the  pathway parameter  values  adopted  (e.g.,
 seaweed  consumption rate) were unreal1stically  high.   Because of
 these maximizing assumptions and others in both the oceanographic
 and  radiological components,  the  doses that would  result  from
 release rates at the limits calculated would, in practice, probably
be very much less than the dose limit  (e.g., 5 mSv  (500 mrem)) for


                               27

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                             TABLE 2
                Pathways  and mode  of  exposure in
          the IAEA radiological component [IAEA, 1978c]
     Pathway
Fish consumption
Crustacea consumption
Mollusc consumption
Seaweed consumption
Plankton consumption
Exposure from shore
sediments
Exposure from fishing
equipment
Suspension of sediments
Evaporation of sea water
Desalinated water
   consumption
Sea salt consumption
Swimming
Mode of
Exposure
Ingestion
Ingestion
Ingestion
Ingestion
Ingestion
External
irradiation
External
irradiation
Inhalation
Inhalation
Inaestion Rates fka/vrl
       or
Occupancy Rates fhr/vrl
          220
           37
           37
          110
           11

         100O

          300
        Continuous
        Continuous
Ingestion                730
Ingestion                  i
External irradiation     300
                                28

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 the whole body.  This  is  confirmed  in  the case  of  radium-226,  for
 example.   The release-rate  limit for radium-226  is  of the same
 order as the natural production rate, while the  natural  dose rates
 from marine radium-226 are known to  be much less than the ICRP dose
 limit [Mitchell and Shepherd, 1981].

           It should be recognized that the mathematical modeling
 from which the current IAEA  definition was derived is generic in
 nature.  As  such,  it provides a  means by  which upper limit dose
 values   may be  estimated.   It  thus is more likely to  lead  to
 overestimates of dose than is one tailored to a specific location
 or set of conditions.


      5.4.2.2   Revised Model

           The primary changes to  the radiological component of the
 original model were a reduction of the disposal period from 400,000
 to 1,000 years,  and changes  in  pathways  and usage rates  [IAEA,
 1984].

           The disposal period was changed to  1,000 years because
 it more nearly represents a fraction  of well-recorded political and
 social  history but only a  minute  fraction of  geological history.
 Thus,  it was thought that no major social or geological  changes
 would  have taken place over this time  period to  invalidate the
 pathway  and usage assumptions.

          The new pathway and usage assumptions  (see  Table  3)
 reflect  concerns for   future  ocean   activities,  thus  additional
 pathways  (e.g., deep ocean mining activities,  consumption of deep
 ocean  fish,  plankton  consumption)  were incorporated.    The IAEA
 cautioned, however, that the latter two examples  were hypothetical
 and  should not be  included in the  calculation  of disposal-rate
 limits with "careful consideration."

          Release-rate  limits were  then derived,  as previously,
 using the appropriate  annual  limit  of  intake  and  dose limit for
 internal and external exposures, respectively.

          Except  for mid-depth   fishing  and  deep  ocean  mining
 activities  surface-water concentrations should be used for pathway
 calculations.   A depth  of 100 m was recommended  for mid-depth
 fishing calculations.  In addition, a sensitivity analysis should
be performed to ascertain the  importance of the various parameters
and assumptions.

          Dose to marine organisms should be calculated separately,
including  both internal  and  external doses  from the  spatial
distribution of activity predicted by the models  -  including that
from sediments.   An assessment of the combination of effects from
these doses on the ecological  populations should  then be  made.
                               29

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                             TABLE 3
        Pathways and usages proposed by the IAEA in 1934
         Pathway                                Usage
ACTUAL
     Inaestion
        Surface fish                             300  g/d
        Mid-depth fish                           300  g/d
        Crustacean                               100  g/d
        Mollusc                                  100  g/d
        Salt                                       3  g/d
        Desalinated sea water                      2 kg/d

     Inhalation

        Suspended airborne sediments              23  mVd
        Marine aerosols                           23  m /d

     External irradiation

        Boating                                 5000 hr/yr
        Swimming                                 30o hr/yr
        Beach sediments                         2000 hr/yr
        Deep-sea mining w                       500 hr/yr
HYPOTHETICAL
      Inaestion

         Deep-sea  fish                             60   g/d
         Plankton                                   3
     also inhalation at 23 ma/d
                                30

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  6    PROBLEMS IN THE ASSESSMENT OF OCEAN DISPOSAL FOR LLW


  6.1  COLLECTIVE DOSE


       In principle,  the  acceptable risk  level  associated with  a
  practice such  as ocean  disposal should be examined  through  a
  cost/benefit  analysis,  based on  the principle  of  optimization
  (ALARA).   The detriments from the use of nuclear energy are best
  expressed  a  collective  dose equivalent  in order  to  permit  a
  meaningful cost/benefit analysis to be performed.  An  optimization
  derived from a  cost/benefit analysis should be  translatable to
  guidance   on   allowable   disposal   rates,   although  resulting
  regulations may or may not  define limitations  on the collective
  committed dose.

      At  present, there  are not  specific U.S.  regulations  that
 address quantitative limitations on collective dose.  Regulations
 to establish limitations for populations near light-water reactors
 were previously considered by the former Atomic Energy Commission
  (AEC), but never issued.  The EPA regulations for geologic disposal
 of HLW (40 CFR 191} do  contain limits  on releases of radionuclides
 from a repository to the "accessible environment"  that were
 derived from a consideration of the potential health effects to the
 population exposed to  such a  release.  These  health effects  were
 considered to be proportional  to collective dose in the EPA. system
 of radiological assessment,  which uses a  linear, nonthreshold
 assumption approach.

      Regardless of whether the best approach is to define the basic
 limits in terms of collective dose or nuclide releases,  limits must
 be  translated usable  terms  such  as:  allowable  quantities  of
 radionuclides  per waste container, allowable annual quantity to  be
 disposed, and/or total  allowable  quantity  for disposal per  site.

      Granted that the calculation of some  type of collective dose
 is warranted,  the  question remains  as to  what type  should  be
 calculated.   It is possible  to  evaluate  a "collective committed
 dose,"   wherein   an  acute  or  chronic  external   exposure  and
 radionuclide intake are used to  derive a  total dose accrued over
 some time longer than  the standard IAEA  exposure period  of  50
 years.

      It  is  also  possible  to  evaluate  the  "collective  dose
 commitment,11  accrued  by  one or  several  generations  of  people,
 resulting  from   long-term   exposure   to   radionuclides   in  the
 environment, due to  ocean disposals,   over  the  entire  exposure
period.  This is preferred because it provides an indication of the
 total potential  detriment  from disposal practices; not just  the
detriment possible from a single release or an annual release.


                               31

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The  collective  dose  commitment  was  used  by  the EPA  in  the
calculation  of  its  "environmental  dose"  and potential  health
effects  from nuclear power  facilities  [EPA,  1974],    A  further
decision is needed on the  length of time  over which the population
detriment should  be  evaluated: hundreds,  thousands,  or  tens of
thousands of years.

6.2  CHOICE OF A RADIOLOGICAL PROTECTION SYSTEM

     Because a potential detriment to  the U.S.  (or to the world)
population  could arise from wastes  disposed by  more than  one
national authority, the  systems of radiological assessment used by
each nation should be compatible.  Compatibility would allow for
a common basis in summarizing and comparing potential effects from
ocean disposals.

     Several  radiological guidance  systems  are  available  for
calculating  dose.   The U.S.,  for example,  previously used  the
equations in ICRP  Publication #2  (1959)  to first calculate organ
or whole-body  dose, and then to  apply that data  to a population
group.  The ICRP has  developed improvements to its equations over
the years,  including multiple  exponential radionuclide retention
in the body and in individual organs (1968) and the task group lung
model (1972).

     The advantages of the system described in ICRP Publication 2
include simplicity of the dosimetry equations,  as  compared to those
in ICRP  Publication  26  (1977), and  familiarity  of those  in  the
health physics profession  with its application and interpretation.
In addition, the maximum  permissible concentrations (MPC)  in air
and water, derived within  this system,  were incorporated into U.S.
regulations  (10  CFR  20),  and  those  of  several  other countries.
This may be a  disadvantage,  however, as  changes  and improvements
to metabolic parameter data that enter into dose calculations are
not usually reflected  in  a  convenient and timely manner  in  the
above MPC values.

     Collective doses can also be calculated using the radiological
protection  system defined  in ICRP Publication #26 (1977),  wherein
an "effective" (weighted)  whole-body  dose  is calculated.   This
system is  based on a desire to limit total  risk  from a health
detriment to all exposed body organs.   It attempts to arrive at a
single weighted  value  for an  "effective" whole-body dose.   One
advantage of this system is that it obviates the need to compound
potential  health effects   in each of  several  organs after  the
individual doses are calculated.

     Considerable  discussions  have occurred  on  the problems of
implementing  the "ICRP-26"  system.    Those problems  may not be
apparent  to those not  readily  familiar with  internal  dosimetry
calculations  and  the  metabolic  parameters  needed to  use  the
"effective" whole-body dose concept [Thompson, 1979].

                               32

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      A principal problem is that uptake and elimination parameters
 for most  radionuclides are available for only a few of the organs
 for which ICRP has  assigned  weighting fraction  (WT) values.   In
 addition,  such data  are generally only available for those organs
 that tend to have the highest concentrations  and for the  whole
 body.  Thus,  it was  to simply assume that those radionuclides not
 having deposition parameters  are  uniformly distributed throughout
 the remainder of  the body mass.   The mass, in this case,  is  the
 difference between  70  kg  and the mass of those organs having a
 known deposition.    This  approach was considered  to be the most
 feasible  to use since the only  other alternative  seemed to be
 delaying implemention of "the system for years until the data needed
 was identified and obtained.

     Another  disadvantage  of  the method  in ICRP-26, at least in
 theory, is that the  correct  intake  limits,  which are based on a
 "weighted"  whole-body  dose  for  each  nuclide,   should   not  be
 calculated  independently  of   the other  nuclides  present  in a
 mixture.  Since the formula involves terms for summing dose to  the
 "next  five highest"  exposed organs,  the sum of dose to all organs
 from  all   nuclides  present  should  be calculated  before  it is
 determined which five organs  receive the highest exposure.

     In addition,  the technigue of spreading the "remaining" body
 activitv over the "remaining" body mass tends to create effective
 dose factors that are heavily dependent on the few "known" organs
 for  is some  cases  a  single  critical organ;.   Thus,  the major
 d?ffer^ncrbetweSen radionuclide intake limits in ICRP-2JW59) and
 ICRP-26 (1977) often  result from revisions to metabolic parameters.

     Potential  differences   from   using   different  radiation
protection  systems   to derive  guidance  for  ocean  disposal  of
 radioactive  wastes  were  compared  for  nine  radionuclides  of
 interest    The comparisons were  actually made  between  maximum
permissible rates  of  intake  (MPRI)  by  ingestion,  based  on the
methodology in ICRP-2 and variations  thereof, and the annual limit
of intake  fALI) methodology, derived  from ICRP-26, as described in
ICRP Publication 30  and supplements  [1979a,  1979b,  1980af 1981a,
 1981b  1982a,  and 1982b].   The calculated MPRI and ALI values were
expressed  as'  those  assumed to  be appropriate  for  an individual
adult member of the general public (i.e., one-tenth of the values
 for  persons occupationally exposed  for  168  hours/week).   The
results of this comparison are given in Table 4.
                                33

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                             TABLE 4

          Comparison  of  allowable intake by individual
        members of  the public for selected radionuclides
                   MPRI tBa/vr)
                                           Ratio ALI/MPRI
                                     (Ba/vrl
                         FRC Dose
        ICRP-2(a)  10CRF20(a) Limits(b)   ICRP-30   ICRP-2 10CRF20 FRC
3H
"CO
"Sr
106Ru
129-j-
I37CS
144Ce
^Ra
239pu

3E8
1.5E6
9E3
3E5
2E3(e)
6E5
3E5
9E2
2E5

3E8
1.4E6
6E3
3E5
8E3
3E5
3E5
8E1
7E4(f)
lE5(h)
3E8
7E5
1E5
7E5
2E4
4E5
8E5
7E3
2E4

1
0.5
10
2
2
0.7
3
20
0.1

3
0.5
10
2
10
0.7
3
8
0.1
(0.2)
1
0.5
20
2
3
1
3
80
0.3

(b)
(c)
(d)
(e)


W
(0)
(h)
0)
Calculated by multiplying most restrictive 168 hr MPCW  (public)
  by annual water intake
Calculated by dividing the FRC dose limits for individual organs
  by the corresponding values  of dose per unit intake  [Hoenes
  and Soldat, 1977] with metabolic parameters  from ICRP-19
Calculated  for whole  body and  Q = 1.0
Based on body water and  Q = 1.7
MPC values  for  I in 10CFR20, based on a 2 g thryroid,  1 L/d
  fluid intake and  1.5 rem/yr  (15 mSv/yr) annual  dose  limit
Based on parameters in ICRP-2,  with bone as  critical organ
Based on parameters in ICRP-19, with  liver as critical organ
Based on parameters in ICRP-19, with  bone as critical  organ
Values listed are 1/10 of the most restrictive occupational ALI
  for the corresponding nuclide
                                34

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      As evidenced by the many footnotes in Table 4, the comparisons
 are not completely straightforward in all  cases.  Besides changing
 the basis for deriving values for ALI,  as compared to former MPRI
 (MFC)  values, there have been several changes in metabolic models
 and parameters,  and in values for quality factors  (Q) .  The results
 of those changes can be seen in  the  ALI/MPRI  ratios that are the
 furthest from a value of l.

      The metabolic model for ^Sr,  for  example, has  changed since
 ICRP-2 from  a single  to  a multiple exponential and  then  to  a
 combination of a multiple exponential and a power  function.  In the
 process,  the value  of parameter (ft),  for uptake from the GI-LLI to
 blood,  has  been changed and the value of the biological half-life
 recommended for the single exponential model  has also been changed.
 The ratio of ALI to the FRC's MPRI is 20,  rather  than 10,  because
 the FRC dose limit is  1.5  rem/yr  (15  mSv/yr) to bone -  as opposed
 to a 3.0  rem/yr (30 mSv/yr)  dose  limit  recommended in ICRP-2, and
 used as the basis for  the  MPC values  in 10CFR20.

     The  ratios for 239Pu are complicated by the change in the value
 of Q for alpha emitters from 10  in ICRP-2 to 20  in ICRP-30.   In
 addition, the introduction of new values for distribution of Pu in
 the body  (ICRP-19)  changed the  critical organ  from bone  to liver.
 For the ICRP-2 corrected values  (see footnote  (8>, Table 4} ,  this
 also meant  a shift from a dose limit of  3 rem/yr (30 mSv/yr) to
 bone, to  a dose limit of 1.5 rem/yr (15  raSv/Yr)  to liver.   The net
 result  was  that no  significant difference  Appeared  in the  MPRI
 calculations  via  ICRP-2 methodology,  whether based on the  ICRP-2
 parameters  for bone or the ICRP-19  parameters for  liver.    The
 values  listed for FRC  dose limits for   Pu are lower than  ICRP-2
 and  10CFR20 because of the lower  FRC bone  limit of 1.5 rem/yr (15
 mSv/yr).
     The  purpose  of this  discussion is  to illustrate  both the
extreme complexity involved in the different systems of radiation
protection, and the problems involved in  comparing calculated doses
or ALI in one system to those calculated in another system.
                               35

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7    CONCLUSIONS


     Until  essential  data  on key  oceanographic  and  biological
processes are available, assessing  the  impact of ocean disposals
will be based on applying simplistic and  intentionally conservative
assumptions.  Accordingly,  such assessments  will  provide upper-
limit  or  pessimistic  values  instead  of  more   realistic  dose
calculations.   It will not be  possible to determine more realistic
values   for  radiation   doses  until   the   concentrations  of
radionuclides in critical pathways are determined.  Nevertheless,
existing models, which should continue to be improved as more data
becomes available, are adequate for regulators to use in deciding
whether disposals should be authorized  because they can indicate
whether maximum individual  (critical group)  exposure  limits are
likely to be exceeded.

     To implement the ICRP optimization principle, the collective
dose  commitment (total dose  to an exposed  population)  must be
estimated.  The method usually involves a step-by-step summation
of  a  series  of calculated  committed  doses.    For  long-lived
radionuclides, the assumption of a well-mixed ocean requires that
all  or some of  the  global  population  be  considered  the exposed
population.  It is then relatively straightforward, given the total
annual production of  foods  from all or  portions of the oceans, to
estimate the collective amount of activity ingested and to estimate
dose.   For shorter-lived nuclides,  the oceanographic dispersion
models do  not  presently provide sufficient spatial resolution to
identify  the  geographical  radionuclide distributions  needed to
successfuly identify  an exposed population.   Because  any values
derived are likely to be over-estimates, perhaps  by several orders
of  magnitude,  the models  can only provide  a less  than precise
assessment  of collective dose commitments.   Optimization will,
therefore,  still be qualitative, based  on value judgements.

     Newer  models and information,  however, are continuouly being
developed by the international community to assess and compare land
and ocean disposal of radioactive wastes, in general and on a  site-
specific basis.  It is apparent that future site characterizations,
 for  both  land  and ocean,  will employ modeling techniques.  Thus,
the  newly developed models must include  data to  define exposure
pathways and calculate conservative, yet realistic, dose scenarios.
                                36

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8    REFERENCES
Beasley, T.M. and Fowler, S.W.
     Plutonium and Americium Uptake from Sediment bv Polvchaete
     Worms     IAEA-187, IAEA, Monaco, 1976.

Finkelstein, L. and Carson, E.R.
     Mathematical Modeling of Dynamic Biological Systems
     Research Studies Press, Forrest Grove, OR, 1979.

Foster, R.F., et al.                           .                .
     "Evaluation of Human Radiation Exposure" in Radioactivity in
     the Marine Environment
     National Academy of Sciences, Washington, DC, 1971.

Hicks, R.E.                                     .
     "Mathematical Modeling: A BASIC Program to Simulate Real World
     Systems" in BYTE, vol. 6, no. 6
     McGraw Hill, Peterborough,  NH, June 1981.

Hoenes, G.R. and Soldat, J.K.
     Aae-Specific Radiation Dose Commitment Factors for a One-Year
     Chronic Intake NUREG-0172
     US Nuclear Regulatory Commission, Washington, DC,  1977


International Atomic Energy Agency (IAEA)

     convention on the Prevention of Marine Pollution by
     Dumping of Wastes and Other Matter
          INFCIRC/205, IAEA, Vienna,  1974

     Convention on the  Prevention  of  Marine Pollution bv Dumping
     of Wastes and Other Matter.  The Definition Reguired bv Annex
     I. Paragraph  6r  to the Convention, and  the  Recommendations
     Required bv Annex II. Section D
          INFCIRC/205/Add 1, IAEA, Vienna,  1975

     Effects  of  Ionizing  Radiation  on  Aquatic  Organisms	and
     Ecosystems
          Technical Report Series No.  172,  IAEA,  Vienna, 1976

     Principles  for  Establishing  Limits  for  the  Release  of
     Radioactive Materials into  the Environment
          Safety Series No. 45,  IAEA,  Vienna,  1978a
                               37

-------
    REFERENCES (Continued)
    The oceanoaraphic  Basis of the IAEA  Revised Definition and
    Recommendations  Concerning   Hiah-Level  Radioactive  Waste
    unsuitable for Dumping at Sea
         IAEA-TECDOC-210, IAEA, Vienna, 1978b


    The Radiological  Basis of  the IAEA  Revised Definition and
    Recommendations  Concerning   Hiqh-Level  Radioactive  Waste
    Unsuitable for Dumping at Sea
         IAEA-TECDOC-211, IAEA, Vienna, 1978c

    Convention on the  Prevention  of Marine Pollution by Dumping
    of Wastes and Other Matter.  The Definition Required by Annex
    If  Paragraph  6.  to the Convention,  and the Recommendations
    Required by Annex  II. Section  D
         INFCIRC/205/Add I/Rev 1,  IAEA, Vienna,  1978d

    Methodology for Assessing Impacts of Radioactivity  on Aquatic
    Ecosystems
         Technical Report Series No.  190,  IAEA,  Vienna, 1979a

    Application  of  the Dose  Limitation System  for  Radiation
    Protection. Practical Implications
         Proceedings Series, IAEA, Vienna,  1979b

    An  Oceanographic Model  for the Dispersion  of Wastes Disposed
    of  in the Deepsea   IMO/FAO/UNESCO/WMO/WHO/IAEA/UN/UNEP Joint
    Group   of  Experts  on  the  Scientific Aspects   of  Marine
    Pollution-GESAMP
         Reports and Studies No.  19,  IAEA,  Vienna,  1983

    The Oceanographic  and  Radiological Basis  for the  Definition
    of  Hiah-Level Wastes Unsuitable for Dumping  at  Sea
         Safety Series No.  66,  IAEA,  Vienna, 1984

    The Definition  Required bv  Annex  I.  Paragraph  6  to  the
    Convention.	and the Recommendations Required  bv  Annex  II.
    Section D  Final  Draft
         INFCIRC/205/Add I/Rev  2,  IAEA,  Vienna,  1985


International Commission on  Radiological Protection  (ICRP)

    Recommendations    of   the    International   Commission    on
    Radiological  Protection
          ICRP  Publication  2,  Pergamon Press, Oxford, 1959
                               38

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8    REFERENCES (Continued)


     Recommendations   of   the   International   Commission   on
     Radiological Protection
          ICRP Publication 9, Pergamon Press, Oxford, 1965

     Evaluation of Radiation Doses  to  Body Tissues from Internal
     Contamination due to Occupational Exposure
          ICRP Publication 10,  Pergamon Press, Oxford, 1968

     The Metabolism of Compounds of Plutonium and Other Actinides
          ICRP Publication 19,  Pergamon Press, Oxford, 1972

     Implications of Commission Recommendations that Doses be Kept
     as Low as Readily Achievable
          ICRP Publication 22,  Pergamon Press, Oxford, 1973

     Recommendations   of   the   International   Commission   on
     Radiological  Protection
          ICRP Publication 26,  Pergamon Press, Oxford, 1977

     Limits for Intakes of Radionuclides bv Workers
          ICRP Publication 30,  Part I,  Pergamon Press, NY,  1979a

     Limits for Intakes of Radionuclides bv Workers
          ICRP Publication  30,  Supplement to Part  I,  Pergamon
          Press, New York,  1979b

     Limits for Intakes of Radionuclides bv Workers
          ICRP Publication 30,  Part  2,  Pergamon Press,  NY,  1980a

     Radionuclide Release into the Environment: Assessment of Doses
     to Man
          ICRP Publication 29,  Pergamon Press, New  York,  1980b

     Limits for Intakes of Radionuclides  bv Workers
          ICRP Publication  30,  Supplement  to Part  2,   Pergamon
          Press, New  York,  198la

          s for intakes of Radionuclides  bv Workers
          ICRP Publication 30, Part 3 - including addendum to Parts
          1 and 2, Pergamon Press, New  York, 1981b

          s for intakes of Radionuclides bv Workers
          ICRP Publication 30,  Supplement A to  Part  3, Pergamon
          Press, New York, 1982a

    T.Imits  for Intakes of Radionuclides bv Workers
          ICRP Publication 30, Supplement B to Part 3 - including
         addendum to the  supplements of Parts 1  and  2, Pergamon
         Press, New York, 1982b

                               39

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8    REFERENCES (Continued)


Mitchell, N.T. and Shepherd, J.G.
     "The UK Disposal of Solid Radioactive Waste  into the Atlantic
     Ocean and its  Environmental Impact" in Environmental Impact
     of Nuclear Power
          British Nuclear Society, London, 1981

National Academy of Sciences/National Research Council  (NAS/NRC)
     Disposal of Low-Level Radioactive Waste into Pacific Coastal
     Waters
          Publication 985, NAS/NRC, Washington,  DC, 1962

National Council on Radiological  Protection and Measurements  (NCRP)
     Review of the Current State  of Radiation Protection Philosophy
          Report No. 43,  NCRP, Washington, DC, 1975


Organization  for  Economic  Cooperation  and Development/Nuclear
Energy Agency (OECD/NEA)

     Review  of  the Continued Suitability of the Dumping Site  for
     Radioactive Waste  in the North-East Atlantic
          OECD/NEA,  Paris,  1980

     Aaencv Research and Environmental Surveillance Program Related
     to  Sea  Disposal of Radioactive Waste
          OECD/NEA,  Paris,  1981

 Shepherd, J.G.
     "A  Simple Model   for  the  Dispersion  of  Radioactive  Wastes
     Dumped  on  the Deep Seabed"  in Fish. Res. Tech. Report  No.  29
          Ministry of Agriculture, Food and Fisheries,  UK,  1976

 Thompson, R.C.
      "A  Consideration  of the Wider Impact  of  Present Trends  in
     Radiation  Protection  Systems"  in  Proceedings  of a Topical
     Seminar  on   the  Practical  Limitations  of   the   ICRP
     TtecQimnendations (1977^  and the Revised IAEA  Basic Standards
      for Radiation Protection. PP.  629-637
           IAEA,  Vienna, March 5-9,  1979


 US Code  of  Federal Regulations  (CFR)

     Title   10,   Part  20    "Standards  for  Protection Against
     Radiation"

     Title  40,  Part  190  "Environmental Radiation Standards  for
     Nuclear Power Operation"


                                 40

-------
 8    REFERENCES  (Continued)
      Title  40,  Part  191    "Environmental  Standards  for  the
      Management and Disposal of Spent Nuclea Fuel, High-Level and
      Transuranic Radioactive Wastes"
 US Environmental Protection Agency (EPA)
      Environmental Radiation Dose Commitment: An Application to the
      Nuclear Power Industry
           Report No. 520/4-73-002,  EPA, Washington, DC,  1974


 US Federal Radiation Council (FRC)

      Background  Material   for  the  Development   of   Radiation
      Protection Standards
           Staff Report No.  1, Washington,  DC,  1960

      Background  Material   for  the  Development   of   Radiation
      Protection Standards
           Staff Report No.  2, Washington,  DC,  1961


Webb, G.A.M.
      "The Interaction Between Radiological Assessments and Research
      Requirements  Related to Waste Disposal  in  the Deepsea" in
      Proceedings of the Third NBA Seminar  on Marine Radioecology
          NBA,  Paris,  1980

Whicker, F.W. and Schultz, V.
     Radioecoloavt  Nuclear Energy and the  Environment. Volume II
          CRC Press, Inc., Boca Raton, FL, 1982

World Health Organization (WHO)
     Health Implications of Nuclear Power  Production
          WHO  Regional  Publications,  European  Series  No.  3,
          Copenhagen, 1978
                               41

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9    GLOSSARY


     This  list  provides  some understanding  of  a selection  of
specialized terms used in this report.


Absorbed dose  The amount of energy in the form of ionizing
radiation absorbed in a unit mass  of matter.  The unit is the gray
(Gy) = 1 joule/kg = 100 rad.

Activity  A measure of  the  rate at which a material  is emitting
nuclear radiations; radioactivity usually given in terms  of the
number of nuclear disintegrations  occurring in a given quantity of
water over a period of time.   The unit is the  becquerel (Bq) = l
disintegration per second =27 picocuries.

Acute     Pertains to short duration,  intense effects.  An acute
dose would be that delivered over a short time period.

Adsorption     The process of attachment onto particle surfaces.

Aloha radiation     An emission of particles (helium nuclei) from
a material undergoing nuclear transformation (decay) ; the particles
have a mass number of 4 and a charge of +2.

Annual limit of intake fALIl  The  limiting intake,  in Bq,  that a
radiation worker might ingest without  exceeding the effective dose
limit of 50 mSv/yr (5 rem/yr).

Average individual  An  individual of the general public  whose
habits are average for the general population.

Becouerel  (Eg} The international system (SI)  unit of acitivity (1
Bq = 1 disintegration/second = 27 picocuries).

Benthic   Pertains to biota living on or in the sea-bed.

Beta radiation Charged particles (electrons and positrons) emitted
from  the  nucleus  of  atoms  undergoing  nuclear  transformation
 (decay).

Bioaenic  Pertains  to  material  originating   from   biological
processes.

Biota     Plant and animal life; the  living things of a region.

Bioturbation   Mixing of surface sediments by animal activity.

Chronic   Pertains to long duration effects.  A chronic dose would
be that which is delivered over a  long time period.

                                42

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 9     GLOSSARY (Continued)


 Collective dose equivalent    The summation  of the radiation dose
 (rem or Sv units)  received  by all individuals  in  a population
 group.  It  is principally applied to whole-body dose (units of man-
 rein,  person-rem, or  man-Sv.    (Often  referred  to as  "collective
 dose" or "population  dose."

 Committed  dose  equivalent     The dose equivalent  that will be
 accumulated over a 50 year period, representing a working  lifetime,
 following  intake of radioactive material.

 Complexation   The  formation  of a complex  compound that  is a type
 of  compound in  which  a  part  of the molecular binding is of the
 coordinate type.

 Concentration Factor     Ratio of concentration  of an element or
 radionuclide  in an  aquatic  plant or  animal  to  that  of  the
 surrounding water at  equilibrium.

 critical group For  a  given source or group of sources,  the group
 of  members of the public whose exposure is  reasonably homogenous
 and is typical of individuals receiving the  highest dose.

 Critical pathway fsl The pathway (s) through  which the critical group
 receives their radiation dose.  Those paths by which an individual
 or  population receives the highest dose.

 curie fCil      Unit of  activity  defined  as the  amount of ja
 radioactive  material  that  has  an  activity   of   3.7  x  10
 disintegrations/second.    Replaced  by the new SI  standard unit
 "becquerel" = 1 disintegration/second = 27 picocuries.

 Decay chain    The  sequence  of  radioactive disintegrations  in
 succession  from one nuclide to another until a stable daughter is
 reached.

 Detriment The mathematical expectation of harm-which is^determined
 by  taking   into  account  the  severity of   an   effect   and  the
 probability of its  occurrence.

 noM  nomTnitment    The integrated dose that results from external
 ex^osSre to,  or an intake of,  radioactive material  when dose is
 evaluated  from the  beginning of exposure,  or intake,  to a later
 time  (usually  50 years).   Also used for the long-term integrated
 dosS to which people are considered committed because radioactive
material has been released to the environment.
                                43

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9    GLOSSARY (Continued)


Dose equivalent    The product of absorbed dose, quality factors,
dose distribution factor,  and other necessary modifying factors.
The unit is the sievert (Sv) = 100 rem.

Dose factor    A number which relates a dose to an intake of a
radionuclide over a time period, usually a year (e.g. rem/Ci).

Disposal  The planned release or placement of waste in a manner
that precludes recovery; dumping (as used by the IAEA and related
international organizations).

Effective dose equivalent    The sum of the product of mean dose
equivalents for an organ (tissue) and their respective weighting
factors as defined in ICRP-26.

Exposure  The condition of being made subject to the action of
radiation or agents (i.e.  chemical exposure).

Extreme near-field  That part of the benthic boundary layer in
the vicinity of a release.  It is essentially the region where
the model for predicting near-field concentration breaks down due
to the differences between the mixing rates in the benthic
boundary layer and in the over-lying water.  In practice, this
region could be on the order of 100m thick and, perhaps, 30km in
radius.

Far-field The remaining ocean, outside the near-field (IAEA,
1984) .

Food chain    A number of organisms forming a feeding series
through which energy is passed.

Gamma radiation    Electromagnetic energy emitted in the process
of a nuclear transition.

General population  Group or population not employed in
occupations dealing with radioactive materials.

Generic   Pertains to the general characteristics of a number of
sites.

Gray (Gy) The international system (SI) unit for absorbed dose  (1
Gy - 1 J/kg = 100 rad).

Half-life The time required for the activity of a radionuclide to
decay to half its value; used as a measure of persistance of
radioactive materials.
                                44

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  9    GLOSSARY (Continued)


  Hiah- Level radioactive waste  fKLVH      In general, that  nuclear
  waste that is made up of fission products  and  actinides  resulting
  from reprocessing spent fuel from nuclear  reactors.  For purposes
  of ocean disposal, the definition of the London Dumping Convention
  (see page  19)  applies.

  Hydrospheric  dispersion factor    The ratio of the concentration
  of a material in water at a location to the release rate of the
  material into the water at  the  point of origin.   This factor is
  usually  derived  from oceanographic  models.   Analogous  to the
  atmospeheric dispersion factor (x/g)  for estimating concentrations
  of a material  in air downwind from its release point.

  Individual member of the public   Individual member  of  the general
 population; not a worker in  a radiation industry.

 Justification  A concept of the ICRP  in which no practice shall be
 adopted unless its  introduction  produces a positive net benefit.
 It  is  concerned  with the original practice  that  generated waste
  (i.e. nuclear power, weapons, medical isotopes, etc.), but not the
 disposal of that waste.

 Life-saving dose     Dose from radioactive material judged to be
 acceptable to  an individual involved in saving the lives of others.

 Maximum individual (maximally exposed individual)    An individual
 of the general public whose locations and habits tend to  maximize
 his/her radiation  dose, resulting  in a dose  higher  than  that
 received by  other  individuals  in the  general  population  (see
.critical group) .
          permissible  concentration   (MFC)          The   average
 concentration of a radionuclide in air (HPCa) or water  (MPCw)  to
 which  a worker or member of the general population may be  exposed
 continuously without exceeding an established standard of radiation
 dose limitation.

 Maximum permissible- rates of intake fMPRIl of a radionuclide   The
 product Of" MFC and the annual  consumption rate.

 Model  f mathematical^    Representation of a physical, chemical,  or
 biological system by  mathematical  expressions designed to aid  in
 predicting the behavior of that system under specified conditions.

 Wear-field     The region in the vicinity of the release in which
 the concentration is  significantly greater than  the ocean basin
average.   Its size is  variable, but it is usually less than 10 per
cent of the volume of the ocean basin, and may be very much less
 for very long-lived contaminants (IAEA, 1984).

                                45

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9    GLOSSARY  (Continued)


Nonstochastic  effects     Those effects for which the severity of
the effect varies with the dose.

Nuclide   A specie of atom  having a specific mass, atomic number
and nuclear energy state.

Optimization   A concept of the ICRP in which all exposures shall
be  kept  as low  as reasonably achievable  (ALARA) ,  economic and
social factors being considered.

Other than high-level [radioactive waste]  (OTHL)    Nuclear waste
that is not defined as high-level by the London Dumping Convention.

Quality factor (Q)    The factor by which the absorbed dose  (rad
or  Gy)  is  multiplied  to  obtain a  quantity that  expresses the
effectiveness  of the absorbed dose  on a  common scale  for all
ionizing radiation.  In practice, Q is taken as unity for x-rays,
gamma rays and beta particles  (see Dose Equivalent).

Radiation  (ionizing)       Particles  and  electromagnetic  energy
emitted by  nuclear transformations that are capable of producing
ions  when  interacting  with  matter;  gamma  rays  and  alpha/beta
particles are examples.

Radioactivity  See Activity.

Radionuclide   Any nuclide that is radioactive.

Radon daughters     The  members of  the  decay chain of radon-222,
polonium-218,   lead-214,  bismuth-214,   polonium-214,   lead-2lo)
bismuth-210, polonium-210 and lead-206  (stable).

Radwaste  Waste that contains radioactive materials.

Release limit  Number   against   which  the  concentration   of
radioactive material released  to  the environment from a facility
or practice is controlled;  usually derived from a dose limit for
persons  in the   environment  by   considering  the  environmental
behavior of the released material  and habits  of -persons considered
to be at risk.
     A unit  of dose equivalent.   The absorbed dose  of ionizing
radiation modified  by the  quality factor and,  sometimes,  other
factors that result  in the same biological effect  as  one rad of
radiation; 1 rem = 1  rad  for X or  gamma radiation.    It is the
standard unit of dose equivalent in U.S. government regulations.

Residence time A time  characteristic  of the  length  of time spent
by a substance in an oceanic system.

                                46

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       GLOSSARY (Continued)
  Scavenging    The removal of chemical elements from the ocean by
  their  incorporation  into,   or  attachment  onto,  surfaces  of
  particles;  or by their ingestion  by  living  organisms.

  Sediment  A solid material that is not in solution and is either
  distributed throughout the liquid (suspended)  or has settled out
  of the  liquid.

  Sievert fSvl   The   international  system   (SI)   unit   of  dose
  equivalent  (1 Sv = 100 rem) .  The standard unit  for dose equivalent
  in European  literature  and regulations.

  Site specific  Pertains to the  characteristics of one particular
  site.

 Somatic effects     Those  effects  of  radiation  that are expressed
 during  the  lifetime of an individual/  but  are not passed  on to
 future generations.

 Specific  activity      As  used  in  this  report,  the  ratio  of
 concentration of an isotope in a media to the concentration of its
 stable analog in that same media.  It  is  also  the activity of an
 isotope per  unit  mass of  compound, element or radionuclide.   As
 used in the  IAEA definition of HLW, it is the ratio of the activity
 of a material disposed into the  sea to  that  of  its mass  in  Bq/kg.

 Stochastic effects  Those  effects  for  which the  probability  of
 occurrence,  rather than severity,  are  regarded as a function  of
 dose.

 Terabecquerels fTBcr)     Equal to 1012 Bq.

 Tonne  ft)  A  metric ton (1  t = 1  megagram = 1000 kilograms).

 Transuranic     Pertains  to elements having atomic  numbers greater
 than that of uranium (# 92); all  are radioactive and members  of the
 actinide group.

 Tritium    Isotope  of hydrogen with atomic mass number 3.

Weighted whole-body dose Effective dose equivalent to the body as
a whole.

Weighting  factor  fW-rl       A weighting factor representing  the
proportion of the stochastic risk resulting from tissue (T) to the
total risk, when the whole-body is irradiated uniformly (ICRP-26).

                               47

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