&EPA
                        United States
                        Environmental Protection
                        Agency
Office of
Solid Waste and
Emergency Response
Publication 9320.7-03FS
November 1990
                        Ranking  System:
                        Backoround   Information
Office of Emergency and Remedial Response
Hazardous Site Evaluation Division (OS-230)
                        Quick Reference Fact Sheet
       The U.S. Environmental Protection Agency (EPA) has revised the Hazard Ranking System (HRS) in response
    to the Superfund Amendments and Reauthorization Act of 1986 (SARA). The HRS is the scoring system EPA uses
    to assess the relative threat associated with the release or potential release of hazardous substances from a waste
    site. The HRS score is the primary criterion EPA uses to determine whether a site should be placed on the National
    Priorities List (NPL). The NPL identifies sites that warrant further investigation to determine if they pose risks
    to public health or the environment. Sites on the NPL are eligible for long-term "remedial action" financed under
    the Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (CERCLA), as amended
    by SARA. SARA authorizes a "Hazardous Substances Superfund" totalling $8.5 billion over 5 years to pay costs
    not assumed by those responsible for problems at a site. The HRS uses data that can be collected relatively quickly
    and inexpensively, thus allowing most Superfund resources to be directed to remedial actions at sites on the NPL.
    Summary of  Revisions

       The revised HRS retains the same cutoff score
    and basic approach as the original HRS, while incor-
    porating SARA requirements as well as improve-
    ments identified as necessary by EPA and the public.
    The revised HRS retains the ground water, surface
    water, and air pathways, drops  the direct contact
    and fire/explosion  pathways, and adds a fourth
    pathway, soil exposure.

       Several key provisions of the revised HRS make it
    more comprehensive. They:

       • Evaluate new exposure pathways or threats
         that assess  direct contact  of people with
         contaminated  soils, and contamination of
         the aquatic food chain.

       • Expand how toxicity is evaluated, consider-
         ing not only acute health effects, but also
         carcinogenic and  chronic noncarcinogenic
         effects.

       • Increase the sensitive environments consid-
         ered  from just wetlands and endangered
         species to environments designated by vari-
         ous Federal and State agencies.
    •  Evaluate the potential for air to be contami-
       nated and for contaminated ground water
       to enter surface water.

    Other provisions  make the revised HRS more
  accurate. They:

    •  Allow use of concentration data to deter-
       mine the quantity of waste at a site.

    •  Assign higher scores when people are actu-
       ally exposed to contamination than when
       they are potentially exposed.

    •  Assign higher scores to potentially exposed
       people and sensitive environments closest
       to a site, with scores decreasing as distance
       from a site increases.

    The complexity and scope of the issues  involved in
  revising the HRS required EPA to get widespread
  input. EPA sought information from a number of
  sources such as its Science Advisory Board and, on
  three occasions, requested public comment: before
  drafting the revisions, after proposing the revisions
  in the Federal Register, and after publishing a Field
  Test  report describing  how the revisions scored
  actual hazardous waste sites. These procedures gen-
  erated over 2,500 comments (from approximately

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 145 commenters). The majority of the commenters
 believed that the revised HRS represented an im-
 provement over the original HRS.  Other commen-
 ters, however, believed that the data required were
 too extensive for a screening tool and raised numer-
 ous technical issues.  EPA made significant changes
 based on these  comments, as well as on the Field
 Test. The result is a revised HRS that is a practical
 and effective tool in identifying  the nation's worst
 hazardous waste sites.
 Sara  Requirements

   SARA required that EPA modify the HRS so that,
 "to  the  maximum  extent  feasible,  [it]  accurately
 assesses the relative degree of risk to human health
 and the environment posed by sites." Several spe-
 cific requirements were spelled out.

   Section 105 required EPA to:

   • Assess human health risks  associated with
     contamination or potential contamination
     of surface waters, either directly or as a
     result  of run-off. This assessment should
     take into account the use of these waters for
     recreation and the  potential migration of
     any contaminant through surface water to
     downstream sources of drinking water.

   • Evaluate damage to  natural resources that
     may affect the human food  chain.

   • Assess contamination or potential contami-
     nation of ambient air.

   Section 118 required EPA to:

   • Give a high priority to sites where contami-
     nation has resulted in the closing of drink-
     ing water wells, or has contaminated a prin-
     cipal drinking water supply.

   Section 125 required EPA to:

   • Revise the HRS to assure appropriate con-
     sideration of sites that contain  substantial
     volumes  of wastes  described   in Section
     3001(b)(3)(A)(i) of the Solid Waste Dis-
     posal Act, also  known as the Resource
     Conservation and Recovery Act (RCRA).
     These  wastes  include fly ash, bottom ash,
     slag, and  waste  from control of flue gas
     emissions, all generated primarily by com-
      bustion of coal or other fossil fuels.
      assessment must consider:
The
        © Quantity, toxicity, and concentra-
           tions  of hazardous  constituents
           present in such wastes.

        • Extent of, and potential for, release
           of such constituents into the envi-
           ronment.

        • Degree of risk to human health and
           the environment posed by such con-
           stituents.
 Original  HRS

   The original HRS used a structured value analy-
 sis approach to scoring sites.  This approach as-
 signed numerical values to factors that relate to or
 indicate risk based  on conditions at the site.  The
 factors were grouped into three categories ~  ob-
 served release/route characteristics, waste charac-
 teristics, and targets ~ and were combined to obtain
 category scores.  Each category had a maximum
 value,  as did each component factor.

   The category scores in the original HRS were then
 multiplied  together within each of the migration
 pathways (ground water, surface water, and air) and
 normalized to obtain a pathway score. Finally, the
 scores for the three pathways (gw, sw, a) were com-
 bined using a root-mean-square approach. The final
 HRS score was the square root of the  sum of the
 squares of  the pathway scores divided by a factor,
 1.73, which put all final scores on a scale of 0-100.
     HRS =
                         gw
                              1.73
   If all migration pathway scores were low, the HRS
score was low.  However, the HRS score could be
relatively high even if only one pathway score was
high. This was an important requirement for HRS
scoring because some extremely dangerous sites
pose threats through only one migration pathway.
For example, buried leaking drums of hazardous
2 The HR5:

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substances could contaminate drinking water wells
but - if the drums were deep enough and the sub-
stances not very volatile — not surface water or air.
Revised  MRS

   A number of major changes from  the original
HRS involve more than one of the four pathways.
They are summarized before the individual path-
ways are discussed.

   Structure. The revised HRS retains the three mi-
gration pathways.  An EPA analysis  of remedial
actions at NPL sites indicates that some significant
risks from direct contact may not have been com-
pletely addressed by removal  actions, and  these
risks should be of concern in determining priorities
for remedial action. Therefore, a fourth pathway,
soil  exposure (named  onsite exposure in the pro-
posed revisions), is now included in the total site
score. The pathway assesses direct human exposure
to hazardous substances or contaminated soil. The
direct  contact  and fire/explosion pathways have
been deleted.

   The essential structural features of the  revised
HRS generally remain the same as those  of the
original HRS - that is, relative risks continue to be
evaluated using pathways,  three  factor categories
(likelihood  of  release, waste characteristics, and
targets),  and factors -- and the score is calculated
similarly.
   HRS
   Every factor has been revised or is new in the
revised HRS.  A few factors have been eliminated,
either because they did not discriminate among sites
or because they were replaced by more accurate
measures.

   Key changes were made in the waste characteris-
tics factor category,  the hazardous waste quantity
factor is now multiplied by toxicity and other factors,
instead of being added as they were in the original
HRS. This is one of several changes that make the
revised HRS more consistent with risk assessment
principles.

   Observed Release. The original HRS scored an
observed release if the measured concentration of
the hazardous substance was significantly above the
background level  and if that concentration could
reasonably be attributed to the site. EPA is retaining
this approach to scoring observed releases in all
four pathways but has  incorporated criteria  for
determining when a release  is significantly above
background.

   Hazardous Waste Quantity. Hazardous wastes,
in addition to including hazardous substances, almost
always include nontoxic substances. When the origi-
nal HRS was developed, EPA judged that the cost
during  initial  investigations  (preliminary assess-
ments  and site inspections) of reliably determining
the amount of hazardous  constituents within  the
hazardous waste was prohibitive and, in some cases,
not feasible. Therefore, the original HRS used the
total quantity  of waste containing hazardous sub-
stances (as defined in CERCLA Section 101), ex-
cluding any wastes that were contained so that they
could not migrate.

   The revised HRS uses a tiered approach to deter-
mine the hazardous waste quantity factor.  Hazard-
ous constituent concentration  data, mass of waste as
deposited, volume, or surface  area of the source can
be used. This approach provides the flexibility to use
the best data available.

   Toxicity. Toxicity, a factor in the waste character-
istics category for all four pathways, is intended to
represent the  relative potential  of a  substance to
cause adverse health effects.

   The original HRS assigned a toxicity factor value
from 0 to 3 based on the toxicity ratings developed by
N. I. Sax or the National Fire Protection Association
rating scheme.  Both ratings  primarily emphasized
acute toxicity of a substance. However, EPA's expe-
rience has been that adverse health effects at hazard-
ous waste sites may result from carcinogenic and
chronic noncarcinogenic exposures as  well as acute
exposures.

   The revised HRS evaluates  three measures of tox-
icity in a tiered approach that uses acute  data only
when the other data are  not  available. The three
measures are:

  • Cancer risks, based on two factors that

                  The HRS: Background Information 3

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     EPA's Carcinogen Assessment Group has
     developed for a variety of substances:

        • Cancer potency factors  (also re-
          ferred to as slope factors) derived
          from  experimental  animals  or
          human epidemiologic data, if avail-
          able.

        • Qualitative weight-of-evidence — that
          is, the overall strength of the data
          indicating potential carcinogenicity.

  • Noncancer effects of chronic exposure, based
     on verified Reference Doses  (RfDs), the
     estimated amount of a substance to which
     the human population (including sensitive
     subgroups) can be exposed on  a daily basis
     over a lifetime without an appreciable risk
     of harmful noncancer effects.  RfDs un-
     dergo a formal EPA-wide review and verifi-
     cation.

  • Acute  toxicity, based on  the LD^  or LC
     (lethal dose or lethal concentration at which
     50 percent of experimental animals exposed
     die).

  Targets (People and Sensitive Environments). In
the  original  HRS, the people  actually exposed to
contamination did not count more than those poten-
tially exposed, nor was the level of exposure consid-
ered.  To assess risks  more accurately, the revised
HRS gives greater weight to actual exposures by:

  • Adding factors to the ground water, surface
     water,  and air pathways reflecting  risks to
     the nearest exposed individual -- that is, the
     person who is closest to the site and so is
     expected to be exposed to the highest con-
     centration of contaminants.

  • Giving greater weight to people whose drink-
     ing water is contaminated (or, for  the soil
     exposure pathway, people living, working,
     or going to  school on contaminated soil).
     The evaluation of exposed  target  popula-
     tions in both the ground water and surface
     water pathways includes a weighting factor
     based on the Federal primary drinking water
     standards, or some other health-based bench-
     mark if no standard exists.

  • Giving greater weight in the surface water
     pathway  to actual  contamination of the
     aquatic human food chain.
4 The HRS: Background Information
   Where no actual exposure has been documented,
the people potentially exposed are distance .weighted
in the ground water and air pathways and dilution
weighted in the surface water pathway.

   The revised HRS also replaces the use factor of
the original  HRS with a more comprehensive re-
sources factor that considers recreational and other
uses in the  ground water, surface water, and air
pathways.

   Environmental Threats. In developing the origi-
nal HRS, EPA decided, given the need to set priori-
ties for the  spending of limited monies, to place
greater weight on sites that posed threats to public
health rather than to the environment. EPA's expe-
rience since then, however, suggested that a number
of sites posing a serious threat to the environment
were not scoring high enough to be on the NPL, and
that some of the most serious threats clearly warrant
remedial action. Therefore, the revised HRS gives
greater weight than the original HRS to impacts on
sensitive  environments (wetlands, for example) in
the surface water and air pathways.  Sensitive envi-
ronments are also considered in the soil exposure
pathway. Relative risks to human health, however,
are still weighted more heavily than sensitive envi-
ronments.  In addition, the revised HRS expands
significantly  the types of sensitive  environments
evaluated at a site.

   Radionudides. The revised HRS includes a spe-
cial section (Section 7) on scoring radionuclides that
allows  for a  parallel evaluation of radionuclides.

Ground Water  Migration  Pathway

   The ground water migration pathway in both the
original and revised HRS (Figure 1) evaluates the
likelihood that  hazardous substances at a  site  or
facility will migrate through the ground below and
contaminate  aquifers  (underground  formations
holding usable amounts of water) and any drinking
water wells that draw on those aquifers.

   The revised HRS ground water pathway has the
same general structure as  in the original HRS.
However, every factor has been revised. The most
significant revision assigns weights to the target
population based on distance from the site to ac-
count for dilution in the aquifer.  In addition, the
area (target  distance limit) in which drinking water
wells are considered has  been expanded.   A new
factor,  travel time, has been added to the potential-
to-release calculations. In the waste characteristics
category, the mobility of each hazardous substance

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is  considered, rather than persistence as in the
original HRS.

   The original HRS did not consider the direction
of ground water flow in determining which popula-
tions or environments could be affected by the mi-
gration of hazardous substances at  the site.  The
targets category gave equal weight to the  entire
population drawing water within 3 miles of the site.

   After evaluating several options for considering
ground water or contaminant flow direction, EPA
decided to retain the original system, based on cost
and technical considerations. Accurately determin-
ing local flow within the target distance would re-
quire considerable expenditure of time and  public
funds, which EPA believes is justified only  at the
nation's highest priority sites-that is, those already
on the NPL. However, where there is known con-
                 tamination, the target populations are weighted higher
                 than those only potentially exposed.  Thus, the re-
                 vised HRS indirectly considers direction of sub-
                 stance migration by assigning weights to people
                 drinking water contaminated either above or below
                 health-based benchmarks and by usbg the nearest
                 exposed individual factor.

                   Likelihood of Release. The potential-to-release to
                 ground water is comparable to the route character-
                 istics/containment portion of the original HRS. EPA
                 has made a number of changes in how potential
                 releases are scored. In the original HRS, values for
                 depth  to  aquifer, net precipitation, permeability,
                 and physical state were added, then multiplied by the
                 value of a fifth factor, containment.  The revised
                 HRS uses four factors:

                   • Containment, which measures the means
                                          Figure 1

                   Ground Water Migration Pathway
   Original  HRS

   Likelihood  of  Release   x   Waste   Characteristics   x   Targets
   Observed Release
          or
   Route Characteristics:
     Depth to Aquifer of Concern
     Net Precipitation
     Permeability of Unsaturated
        Zone
     Physical State
     Containment
Toxicity/Persistence
Hazardous Waste Quantity
Ground Water Use
Distance to Nearest Well/
   Population Served
   Revised  HRS

   Likelihood  of  Release   x   Waste   Characteristics   x   Targets
  Observed Release
          or
  Potential to Release:
     Containment
     Net Precipitation
     Depth to Aquifer
     Travel Time
Toxlclty/Mobility
Hazardous Waste Quantity
Nearest Well
Population
Resources
Wellhead Protection Area
                                                                   The HRS: Background Information 5

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     taken at a site to minimize or prevent re-
     leases of contaminants into ground water.

   • Net precipitation, which indicates the amount
     of water available to infiltrate into ground
     water.

   • Depth to aquifer, which provides a measure
     of the time required for a contaminant to
     reach the underlying aquifer.

   • Travel time, which  measures the potential
     of geologic materials to slow the migration
     of contaminants to  aquifers.

The potential to release is the sum of the values of the
first three factors multiplied by the value for con-
tainment.

   Waste Characteristics. The waste characteristics
category of the original HRS included toxicity/per-
sistence and hazardous waste quantity factors. The
method used to evaluate  persistence, however, was
based on biodegradability and was generally not  ap-
plicable to ground water.  In addition to the changes
in waste quantity and toxicity, the revised  HRS
replaces persistence with  a mobility factor reflecting
the rate at which a substance migrates.  Combining
mobility with the revised toxicity factor allows  for
discrimination among  highly  toxic substances that
migrate at very different  rates.

   Targets. The targets category reflects the popula-
tion potentially at risk from an actual or  potential
release of hazardous substances from the site to an
aquifer.  The revised HRS expands the target dis-
tance limit from 3 to 4 miles. Within that limit, four
factors (instead of two) are considered: nearest well,
population, resources, and Wellhead Protection Area

   The nearest well is a new factor in the targets cate-
gory and is evaluated by  measuring the  distance to
the nearest drinking water well. In the original HRS,
the person using the nearest well was considered in
a matrix with population.  The two are now separate
factors.

   The second factor, population, indicates  the number
of people actually or potentially at risk from expo-
sure to hazardous substances in drinking water
wells. In the original HRS, all the people who drank
water from wells within  3 miles of the site were
counted equally.   The total  population was then
combined in a matrix with distance to the nearest
well to  assign a  single value.   The revised  HRS
separates these factors to more clearly reflect indi-
6 The HRS: Background Information
vidual  risks and resource value/population risk.
Population served is the sum of three groups:

   • People exposed  to  contamination above
     health-based benchmarks — for  example,
     Federal drinking water standards.

   • People exposed to contamination not above
     health-based benchmarks but significantly
     above background.

   • People potentially exposed, weighted for dis-
     tance.

   The  resources  factor,  a  more  comprehensive
measure, has replaced the ground water use factor in
the original HRS.

   The presence of a Wellhead Protection Area, as
designated under Section 1428 of the Safe Drinking
Water Act, is a new factor in the targets category
score.  This revision addresses SARA Section 118,
which requires a high priority for sites affecting
principal drinking water supplies. Wellhead Protec-
tion Areas are defined as areas around a well or well
field supplying a public water system through which
potentially harmful contaminants are likely to move
toward and reach the well or well field.

Surface  Water  Migration  Pathway

   The surface water migration pathway in both  the
original and revised HRS  (Figure 2) evaluates  the
likelihood  that runoff containing hazardous sub-
stances from a site can  move through surface water
and affect people or the environment. The revised
HRS differs from the original HRS in several ways.
The revised HRS:

   • Replaces route characteristics with two po-
     tential-to-release  components —  overland
     flow/flood and ground water to surface water.
     If both components are scored, the pathway
     score is the higher of the two scores.

   • Divides the surface water pathway into three
     subpathways representing threats to drink-
     ing water, the human food chain, and the en-
     vironment.  The  surface water migration
     pathway score is the sum of the scores of the
     three subpathways.   This change in struc-
     ture  provides a relatively simple way  to
     account for the different substances and
     targets that may be important for the differ-
     ent  types  of potential  exposure  in the
     subpathways.

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               Surface
          Figure 2

  Water Migration Pathway
Original  MRS

Likelihood of  Release

Observed Release
       or
Route Characteristics
  Facility Slope/Intervening
     Terrain
  1-Year, 24-Hour Rainfall
  Distance to Nearest Surface
     Water
  Physical State
  Containment
x   Waste  Characteristics   x  Targets
    Toxicity/Persistence
    Hazardous Waste Quantity
Surface Water Use
Distance to Sensitive
  Environment
Population Served/Distance
  to Nearest Intake
  Downstream
Revised  MRS

Likelihood of  Release:

Overland/Flood
Component

Observed Release
       or
Potential to Release

  By Overland Flow:
    Containment
    Runoff
    Distance to Surface
    Water

  By Flood:
    Containment
    Flood Frequency

       or

Ground Water to
Surface Water
Component

Observed Release
       or
Potential to Release

  Containment
  Net Precipitation
  Depth to Aquifer
  Travel Time
                  Drinking Water Threat


    Waste   Characteristics  x  Targets

    Toxicity/Persistence/Mobility*
    Hazardous Waste Quantity
Nearest Intake
Population
Resources
                Human Food Chain Threat
   Waste   Characteristics  x   Targets
   Toxicity/Persistence/
      Bioaccumulation/Mobility*
   Hazardous Waste Quantity
Food Chain Individual
Population
                  Environmental  Threat
    Waste   Characteristics x   Targets

    Ecosystem Toxictty/Mobility*/     Sensitive Environments
      Persistence/Bioaccumulation
    Hazardous Waste Quantity
     Component;'. ^/iy,\j,^/'^^-1,1'yty,^
                                                         The MRS: Background Information 7

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   •  Extends the distance to the targets at risk
      from the probable point where hazardous
      substances  enter  the surface  water to a
      point 15  miles from the source (versus 3
      miles downstream of the farthest observed
      contamination, or 1 mile in static water, in
      the original MRS).  The target values are
      modified by dilution weighting -- that is, a
      lower value is assigned to a larger body of
      water  because the substance is more  di-
      luted.

   Drinking Water Threat.   The  drinking  water
threat in the revised HRS retains the waste quantity
and toxicity/persistence factors of the original HRS
but evaluates  them differently.  Persistence is no
longer based solely on biodegradation but on four
additional decay  processes  (hydrolysis, photolysis,
volatilization, and free-radical oxidation).  For each
hazardous substance in (or likely to be in) surface
water, a persistence value is assigned that reflects
the time the substance remains in the surface water.
The substance with the highest toxicity/persistence
value is used, along with the hazardous waste quan-
tity, in calculating the waste  characteristics score.

   The drinking water targets category in the revised
HRS  retains the  use and population factors of the
original HRS but substantially modifies them.  In-
stead of the four uses in the original HRS use factor,
with only the highest  assigned  a  value, two uses
(drinking water and other uses) are assigned values,
providing  a better evaluation of  the risk  to  the
resource.  The distance to a surface water intake in
the original HRS has been replaced with a nearest
intake factor  that is  evaluated  separately  and is
based on dilution at the nearest intake.  As in the
revised ground water pathway, the population served
is  evaluated hi three groups based  on actual and
potential exposure. The population potentially ex-
posed is weighted based on dilution.

   Human Food Chain Threat.  SARA Section
105(a)(8)(A) requires EPA, in revising the HRS, to
consider the effects of hazardous waste sites on the
human food chain. In developing the revisions, EPA
determined  that  the most significant, measurable
food chain risks involved contamination of the aquatic
food chain.  Therefore,  the  revised surface  water
migration pathway includes evaluation of the hu-
man food chain based on potential or observed con-
tamination of aquatic food chain organisms.

   In  evaluating waste characteristics (and targets
as well), a single hazardous substance is selected, on
the basis of bioaccumulation potential, toxicity, and
8 The  HRS: Background Information
persistence, from among those known to be present
at the site and available to the surface water migra-
tion pathway.  Persistence is determined based on
the same five  decay processes  as in the drinking
water threat.

   The targets category reflects the threat to people
from consumption of fish and shellfish  taken from
the surface water migration pathway. Fishery use -
for example, commercial, subsistence, or sport fish-
ing-is evaluated to give an estimate of resource
value.  Population is calculated  by estimating  food
chain products  harvested from  the contaminated
surface water.  Population is the sum of actual and
potential contamination, and is  determined based
on bioaccumulation and  annual  production of each
fishery in the surface water  migration pathway.

   Environmental Threat. In the  surface water path-
way of  the original HRS,  sensitive environments
were assigned a value in the targets category on the
basis of distance to a particular type of sensitive
environment — wetlands, for example.  The revised
HRS places more emphasis  on environmental dam-
age and expands the types of environments consid-
ered. Ecosystem toxicity is  determined using EPA
chronic water quality criteria for the protection of
aquatic life (or other measures if the criteria are not
available).  Ecosystem persistence is evaluated as it
is for the drinking water subpathway. The sensitive
environments targets are weighted into groups based
on ecologically-based benchmarks where sensitive
environments are contaminated;  otherwise, dilution
factors are applied.

Soil  Exposure  Pathway

   The soil exposure pathway (Figure 3) evaluates
the potential threats posed by direct, physical  con-
tact with hazardous wastes or contaminated soil. It
is similar to the direct contact pathway, which was
scored in the original HRS but was not used to
determine if a site should be on the NPL. The revised
HRS evaluates the threat by looking at  two groups
potentially at risk — those living on property  with
hazardous wastes or contaminated soils and those
living nearby with  access  to  the property.   The
resident population is evaluated based only on pres-
ence of contamination within the site boundary and
within 200 feet of the boundary. The resident popu-
lation is not evaluated on release  potential, as in the
other pathways, because  contaminants do not have
to migrate offsite for exposure to  occur. Five targets
are evaluated in the resident population:

   • Resident individual ~ a person living on, or

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                                         Figure 3

                           Soil  Exposure Pathway
                              (Revised  MRS Only)
                             Resident Population  Threat
  Likelihood  of Exposure  x   Waste  Characteristics   x   Targets
  Observed Contamination
Toxiclty
Hazardous Waste Quantity
Resident Individual
Resident Population
Workers
Resources
Terrestrial Sensitive
   Environments
                              Nearby Population  Threat
  Likelihood  of Exposure  x   Waste   Characteristics   x   Targets
  Attractiveness/Accessibility
  Area of Contamination
Toxicity
Hazardous Waste Quantity
Population Within 1 Mile
Nearby Individual
of:
     going to school or day care on, contami-
     nated property.

  •  Resident population ~ people living on or
     going to school or day care on contaminated
     property.

  •  Workers ~ people working on contaminated
     property.

  •  Resources -  contaminated property used
     for commerce, agriculture, silviculture, live-
     stock production, or livestock grazing.

  •  Terrestrial sensitive environments on con-
     taminated property - aquatic environments
     are considered in the surface water migra-
     tion pathway.

  The nearby population is evaluated on the basis
     Attractiveness/accessibility and area of con-
     tamination, which evaluate the likelihood of
     exposure.

     Population within a 1-mile travel distance
                  •  of the site.

                  •  Nearby Individual.


                Air  Migration  Pathway

                  The air migration pathway of the revised MRS
                (Figure 4) has the same three categories as the origi-
                nal HRS, but each is revised.  The original  air
                pathway was evaluated only if an observed release of
                hazardous substances could be documented.  As
                required by SARA Section 105(a)(8)(A), the revised
                HRS considers characteristics of the site to assess
                the potential for release if  none has been docu-
                mented. The likelihood of release is determined, as
                well as how many people and sensitive environments
                could be exposed to hazardous substances carried in
                the air and the  inherent hazard  associated with
                potential  exposures. The potential to release by
                gases and particulates is evaluated separately based
                on:

                  •  Containment, which assesses  the ability of
                     natural or constructed barriers to inhibit
                     the escape of hazardous substances from a
                     source.
                                The HRS: Background information 9

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   • Source type ~ for example, containers (in-
     cluding tanks), contaminated soil (includ-
     ing land treatment), fire sites, landfills, sur-
     face impoundments, and waste piles.

   • Migration potential, which reflects the rela-
     tive tendency of hazardous substances con-
     tained in a source to migrate.

   In addition to the changes to waste quantity and
toxicity in the  waste characteristics  category dis-
cussed earlier, the reactivity and compatibility fac-
tors in the original HRS have been deleted because
they have proved not to be applicable to the vast
majority of NPL sites; mobility has been added.  All
hazardous substances at a site are evaluated for gas
                     mobility. Particulate mobility is evaluated based on
                     the local climate. The two values are combined in a
                     matrix to determine the mobility factor.

                       In the revised HRS, the three target factors in the
                     original HRS—land use, population within a 4-mile
                     radius,  and distance to a  sensitive environment--
                     have been modified, and a factor has been added  to
                     reflect the risk to the nearest individual. The 4-mile
                     limit for population in the original HRS has been re-
                     tained;  the limit for sensitive environments evalu-
                     ated has been extended from 2 to 4 miles.  In both
                     cases, distance weighting factors are used to repre-
                     sent the reduced concentrations farther away from
                     the site.
                                          Figure  4

                             Air Migration Pathway
   Original  HRS

   Likelihood  of  Release

   Observed Release
x   Waste   Characteristics  x   Targets
    Toxicity
    Reactivity and Incompatibility
    Hazardous Waste Quantity
Land Use
Population Within 4-Mile
   Radius
Distance to Sensitive
   Environment
   Revised  HRS

   Likelihood  of  Release

   Observed Release
          or
   Potential to Release

   Gas
     Gas  Containment
     Gas Source Type
     Gas Migration Potential

   Particulate
     Particulate Containment
     Particulate Source Type
     Particulate Migration
       Potential
x   Waste   Characteristics    x   Targets
    Toxicity/Mobility
    Hazardous Waste Quantity
Resources
Population Within 4-Mile
   Radius
Nearest Individual
Sensitive Environments
10 The HRS: Background Information

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   In the preamble to the proposed revisions to the
HRS, EPA requested comment on two issues:

   O The cutoff score for proposing sites for the
     NPL.

   • The policy of scoring sites based on current
     conditions.

   Cutoff Score. EPA chose an HRS score of 28.50 as
a  cutoff for placing sites on the NPL because it
yielded an initial  NPL of at least 400 sites as sug-
gested by CERCLA, not because EPA had deter-
mined  that 28.50  represented a threshold of unac-
ceptable risks.  Believing  that the current cutoff
score has been a useful  management tool, EPA
proposed that the cutoff score for the revised HRS be
functionally equivalent to the original cutoff. How-
ever, EPA wanted to evaluate the practical effects of
keeping the cutoff score at 28.50 - that is, will that
score continue to provide  an appropriate  set of
priorities for management purposes. EPA examined
several approaches for defining "equivalent to 28.50".
These  approaches included:

   • A statistical analysis  to  determine what
     revised HRS score best corresponds to 28.50
     on the original HRS.

   • A determination of the percentage of poten-
     tial sites in CERCLIS (EPA's inventory of
     potential hazardous waste sites) that score
     above 28.50 on the original NPL and the
     setting of a cutoff that yields the same per-
     centage.

   • An identification of risk levels that on the
     average correspond to an original HRS score
     of 28,50 and a determination of what revised
     HRS score best corresponds to  that  risk
     level.

   Based on an analysis of 110 test sites, scored with
both the original and revised HRS, EPA has decided
not to change the cutoff score at this time because the
analysis did not  point to a single  number  as the
appropriate cutoff. The field test data show that few
sites score in the  range of 25 to 30 with the revised
HRS.  EPA believes that this range may represent a
true breakpoint in the distribution of site scores and
that the sites scoring above the range  of 25-30 are
clearly the types of sites that should be captured with
a screening tool.
   Because the HRS is intended to be a screening
tool, EPA  has never attached significance to the
cutoff score as an indicator of a specific level of risk
from a site, nor has EPA intended to imply that
"risky" and "nonrisky" sites can be precisely distin-
guished.  Nevertheless, the cutoff score has been a
successful screening tool that has allowed EPA to set
priorities and  to move forward with studying and,
where appropriate, to clean up  hazardous waste
sites. The vast majority of sites scoring above £).50
in the past  have been shown to present risks.

   ScoringontheBasisofCiuremtConditions. Under
the original HRS,  EPA generally scored the  three
migration pathways based on the conditions at the
site before any response action  had been taken,
rather than based on current  conditions at the site.
In revising the HRS, EPA decided that it may be
appropriate to evaluate sites based on current con-
ditions and to consider prior  responses in calculat-
ing an HRS score.

   The policy  of evaluating sites based on  current
conditions  raised concerns that it might:

   • Encourage private parties to only take ac-
     tion sufficient to lower the score so the site
     would not be placed on the NPL.

   • Discourage public agencies from taking early
     actions that could lower  the score, thus pre-
     venting the site from being on the NPL and
     therefore eligible for Superfund monies.

   EPA examined two approaches to incorporate
current site conditions in the HRS score.  Under
either approach, EPA would  only consider actions
prior to a site inspection, which provides most of the
data used to score a site. Because response action at
sites may be an ongoing process, it would be burden-
some to recalculate scores continually to reflect such
actions. The two approaches  were:

   • Consideration  of current  conditions  for
     certain  pathways or factors where appro-
     priate.

   A Consideration  of current conditions  rou-
     tinely, but identification of situations where
     initial conditions more  accurately reflect
     risks.

   EPA decided to consider response actions prior
to a site inspection because it  will provide increased
incentives for  rapid response.

                 The HRS:  Background Information 11

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   EPA decided not to limit consideration of current
conditions to certain pathways (for example, the soil
exposure pathway) because this would overstate the
risk at sites where removal of wastes has eliminated
threats in all pathways and could lead to their being
placed on the NFL. This approach would also pro-
vide less incentive for a rapid response action, which
could lower the contamination risk in all pathways.

   EPA is placing these  limitations on what re-
sponse actions will be considered:

   • Response actions will be considered only if
     they actually remove waste from the site and
     dispose or destroy it  in a RCRA-permitted
     facility.  This approach should discourage
     private parties from  taking only the action
     needed to lower the score below the HRS
     cutoff.

   • Where EPA cannot  adequately determine
     the amount of hazardous constituents re-
     maining onsite,  a minimum value will be
   assigned to the hazardous waste quantity
   factor.
For  Further Information,  Contact:

Hazardous Site Evaluation Division
Office of Emergency and Remedial Response
Mall Code OS-230    :
U.S. Environmental Protection Agency
401 M Street, SW
Washington, DC 20460
Or
The Superfund Hotline, (800) 424-9346 in the
continental U.S.  or (202) 382-3000 in the
Washington, DC, area.
12 The HRS: Background Information

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