&EPA United States Environmental Protection Agency Office of Solid Waste and Emergency Response Publication 9320.7-03FS November 1990 Ranking System: Backoround Information Office of Emergency and Remedial Response Hazardous Site Evaluation Division (OS-230) Quick Reference Fact Sheet The U.S. Environmental Protection Agency (EPA) has revised the Hazard Ranking System (HRS) in response to the Superfund Amendments and Reauthorization Act of 1986 (SARA). The HRS is the scoring system EPA uses to assess the relative threat associated with the release or potential release of hazardous substances from a waste site. The HRS score is the primary criterion EPA uses to determine whether a site should be placed on the National Priorities List (NPL). The NPL identifies sites that warrant further investigation to determine if they pose risks to public health or the environment. Sites on the NPL are eligible for long-term "remedial action" financed under the Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (CERCLA), as amended by SARA. SARA authorizes a "Hazardous Substances Superfund" totalling $8.5 billion over 5 years to pay costs not assumed by those responsible for problems at a site. The HRS uses data that can be collected relatively quickly and inexpensively, thus allowing most Superfund resources to be directed to remedial actions at sites on the NPL. Summary of Revisions The revised HRS retains the same cutoff score and basic approach as the original HRS, while incor- porating SARA requirements as well as improve- ments identified as necessary by EPA and the public. The revised HRS retains the ground water, surface water, and air pathways, drops the direct contact and fire/explosion pathways, and adds a fourth pathway, soil exposure. Several key provisions of the revised HRS make it more comprehensive. They: Evaluate new exposure pathways or threats that assess direct contact of people with contaminated soils, and contamination of the aquatic food chain. Expand how toxicity is evaluated, consider- ing not only acute health effects, but also carcinogenic and chronic noncarcinogenic effects. Increase the sensitive environments consid- ered from just wetlands and endangered species to environments designated by vari- ous Federal and State agencies. Evaluate the potential for air to be contami- nated and for contaminated ground water to enter surface water. Other provisions make the revised HRS more accurate. They: Allow use of concentration data to deter- mine the quantity of waste at a site. Assign higher scores when people are actu- ally exposed to contamination than when they are potentially exposed. Assign higher scores to potentially exposed people and sensitive environments closest to a site, with scores decreasing as distance from a site increases. The complexity and scope of the issues involved in revising the HRS required EPA to get widespread input. EPA sought information from a number of sources such as its Science Advisory Board and, on three occasions, requested public comment: before drafting the revisions, after proposing the revisions in the Federal Register, and after publishing a Field Test report describing how the revisions scored actual hazardous waste sites. These procedures gen- erated over 2,500 comments (from approximately ------- 145 commenters). The majority of the commenters believed that the revised HRS represented an im- provement over the original HRS. Other commen- ters, however, believed that the data required were too extensive for a screening tool and raised numer- ous technical issues. EPA made significant changes based on these comments, as well as on the Field Test. The result is a revised HRS that is a practical and effective tool in identifying the nation's worst hazardous waste sites. Sara Requirements SARA required that EPA modify the HRS so that, "to the maximum extent feasible, [it] accurately assesses the relative degree of risk to human health and the environment posed by sites." Several spe- cific requirements were spelled out. Section 105 required EPA to: Assess human health risks associated with contamination or potential contamination of surface waters, either directly or as a result of run-off. This assessment should take into account the use of these waters for recreation and the potential migration of any contaminant through surface water to downstream sources of drinking water. Evaluate damage to natural resources that may affect the human food chain. Assess contamination or potential contami- nation of ambient air. Section 118 required EPA to: Give a high priority to sites where contami- nation has resulted in the closing of drink- ing water wells, or has contaminated a prin- cipal drinking water supply. Section 125 required EPA to: Revise the HRS to assure appropriate con- sideration of sites that contain substantial volumes of wastes described in Section 3001(b)(3)(A)(i) of the Solid Waste Dis- posal Act, also known as the Resource Conservation and Recovery Act (RCRA). These wastes include fly ash, bottom ash, slag, and waste from control of flue gas emissions, all generated primarily by com- bustion of coal or other fossil fuels. assessment must consider: The © Quantity, toxicity, and concentra- tions of hazardous constituents present in such wastes. Extent of, and potential for, release of such constituents into the envi- ronment. Degree of risk to human health and the environment posed by such con- stituents. Original HRS The original HRS used a structured value analy- sis approach to scoring sites. This approach as- signed numerical values to factors that relate to or indicate risk based on conditions at the site. The factors were grouped into three categories ~ ob- served release/route characteristics, waste charac- teristics, and targets ~ and were combined to obtain category scores. Each category had a maximum value, as did each component factor. The category scores in the original HRS were then multiplied together within each of the migration pathways (ground water, surface water, and air) and normalized to obtain a pathway score. Finally, the scores for the three pathways (gw, sw, a) were com- bined using a root-mean-square approach. The final HRS score was the square root of the sum of the squares of the pathway scores divided by a factor, 1.73, which put all final scores on a scale of 0-100. HRS = gw 1.73 If all migration pathway scores were low, the HRS score was low. However, the HRS score could be relatively high even if only one pathway score was high. This was an important requirement for HRS scoring because some extremely dangerous sites pose threats through only one migration pathway. For example, buried leaking drums of hazardous 2 The HR5: ------- substances could contaminate drinking water wells but - if the drums were deep enough and the sub- stances not very volatile not surface water or air. Revised MRS A number of major changes from the original HRS involve more than one of the four pathways. They are summarized before the individual path- ways are discussed. Structure. The revised HRS retains the three mi- gration pathways. An EPA analysis of remedial actions at NPL sites indicates that some significant risks from direct contact may not have been com- pletely addressed by removal actions, and these risks should be of concern in determining priorities for remedial action. Therefore, a fourth pathway, soil exposure (named onsite exposure in the pro- posed revisions), is now included in the total site score. The pathway assesses direct human exposure to hazardous substances or contaminated soil. The direct contact and fire/explosion pathways have been deleted. The essential structural features of the revised HRS generally remain the same as those of the original HRS - that is, relative risks continue to be evaluated using pathways, three factor categories (likelihood of release, waste characteristics, and targets), and factors -- and the score is calculated similarly. HRS Every factor has been revised or is new in the revised HRS. A few factors have been eliminated, either because they did not discriminate among sites or because they were replaced by more accurate measures. Key changes were made in the waste characteris- tics factor category, the hazardous waste quantity factor is now multiplied by toxicity and other factors, instead of being added as they were in the original HRS. This is one of several changes that make the revised HRS more consistent with risk assessment principles. Observed Release. The original HRS scored an observed release if the measured concentration of the hazardous substance was significantly above the background level and if that concentration could reasonably be attributed to the site. EPA is retaining this approach to scoring observed releases in all four pathways but has incorporated criteria for determining when a release is significantly above background. Hazardous Waste Quantity. Hazardous wastes, in addition to including hazardous substances, almost always include nontoxic substances. When the origi- nal HRS was developed, EPA judged that the cost during initial investigations (preliminary assess- ments and site inspections) of reliably determining the amount of hazardous constituents within the hazardous waste was prohibitive and, in some cases, not feasible. Therefore, the original HRS used the total quantity of waste containing hazardous sub- stances (as defined in CERCLA Section 101), ex- cluding any wastes that were contained so that they could not migrate. The revised HRS uses a tiered approach to deter- mine the hazardous waste quantity factor. Hazard- ous constituent concentration data, mass of waste as deposited, volume, or surface area of the source can be used. This approach provides the flexibility to use the best data available. Toxicity. Toxicity, a factor in the waste character- istics category for all four pathways, is intended to represent the relative potential of a substance to cause adverse health effects. The original HRS assigned a toxicity factor value from 0 to 3 based on the toxicity ratings developed by N. I. Sax or the National Fire Protection Association rating scheme. Both ratings primarily emphasized acute toxicity of a substance. However, EPA's expe- rience has been that adverse health effects at hazard- ous waste sites may result from carcinogenic and chronic noncarcinogenic exposures as well as acute exposures. The revised HRS evaluates three measures of tox- icity in a tiered approach that uses acute data only when the other data are not available. The three measures are: Cancer risks, based on two factors that The HRS: Background Information 3 ------- EPA's Carcinogen Assessment Group has developed for a variety of substances: Cancer potency factors (also re- ferred to as slope factors) derived from experimental animals or human epidemiologic data, if avail- able. Qualitative weight-of-evidence that is, the overall strength of the data indicating potential carcinogenicity. Noncancer effects of chronic exposure, based on verified Reference Doses (RfDs), the estimated amount of a substance to which the human population (including sensitive subgroups) can be exposed on a daily basis over a lifetime without an appreciable risk of harmful noncancer effects. RfDs un- dergo a formal EPA-wide review and verifi- cation. Acute toxicity, based on the LD^ or LC (lethal dose or lethal concentration at which 50 percent of experimental animals exposed die). Targets (People and Sensitive Environments). In the original HRS, the people actually exposed to contamination did not count more than those poten- tially exposed, nor was the level of exposure consid- ered. To assess risks more accurately, the revised HRS gives greater weight to actual exposures by: Adding factors to the ground water, surface water, and air pathways reflecting risks to the nearest exposed individual -- that is, the person who is closest to the site and so is expected to be exposed to the highest con- centration of contaminants. Giving greater weight to people whose drink- ing water is contaminated (or, for the soil exposure pathway, people living, working, or going to school on contaminated soil). The evaluation of exposed target popula- tions in both the ground water and surface water pathways includes a weighting factor based on the Federal primary drinking water standards, or some other health-based bench- mark if no standard exists. Giving greater weight in the surface water pathway to actual contamination of the aquatic human food chain. 4 The HRS: Background Information Where no actual exposure has been documented, the people potentially exposed are distance .weighted in the ground water and air pathways and dilution weighted in the surface water pathway. The revised HRS also replaces the use factor of the original HRS with a more comprehensive re- sources factor that considers recreational and other uses in the ground water, surface water, and air pathways. Environmental Threats. In developing the origi- nal HRS, EPA decided, given the need to set priori- ties for the spending of limited monies, to place greater weight on sites that posed threats to public health rather than to the environment. EPA's expe- rience since then, however, suggested that a number of sites posing a serious threat to the environment were not scoring high enough to be on the NPL, and that some of the most serious threats clearly warrant remedial action. Therefore, the revised HRS gives greater weight than the original HRS to impacts on sensitive environments (wetlands, for example) in the surface water and air pathways. Sensitive envi- ronments are also considered in the soil exposure pathway. Relative risks to human health, however, are still weighted more heavily than sensitive envi- ronments. In addition, the revised HRS expands significantly the types of sensitive environments evaluated at a site. Radionudides. The revised HRS includes a spe- cial section (Section 7) on scoring radionuclides that allows for a parallel evaluation of radionuclides. Ground Water Migration Pathway The ground water migration pathway in both the original and revised HRS (Figure 1) evaluates the likelihood that hazardous substances at a site or facility will migrate through the ground below and contaminate aquifers (underground formations holding usable amounts of water) and any drinking water wells that draw on those aquifers. The revised HRS ground water pathway has the same general structure as in the original HRS. However, every factor has been revised. The most significant revision assigns weights to the target population based on distance from the site to ac- count for dilution in the aquifer. In addition, the area (target distance limit) in which drinking water wells are considered has been expanded. A new factor, travel time, has been added to the potential- to-release calculations. In the waste characteristics category, the mobility of each hazardous substance ------- is considered, rather than persistence as in the original HRS. The original HRS did not consider the direction of ground water flow in determining which popula- tions or environments could be affected by the mi- gration of hazardous substances at the site. The targets category gave equal weight to the entire population drawing water within 3 miles of the site. After evaluating several options for considering ground water or contaminant flow direction, EPA decided to retain the original system, based on cost and technical considerations. Accurately determin- ing local flow within the target distance would re- quire considerable expenditure of time and public funds, which EPA believes is justified only at the nation's highest priority sites-that is, those already on the NPL. However, where there is known con- tamination, the target populations are weighted higher than those only potentially exposed. Thus, the re- vised HRS indirectly considers direction of sub- stance migration by assigning weights to people drinking water contaminated either above or below health-based benchmarks and by usbg the nearest exposed individual factor. Likelihood of Release. The potential-to-release to ground water is comparable to the route character- istics/containment portion of the original HRS. EPA has made a number of changes in how potential releases are scored. In the original HRS, values for depth to aquifer, net precipitation, permeability, and physical state were added, then multiplied by the value of a fifth factor, containment. The revised HRS uses four factors: Containment, which measures the means Figure 1 Ground Water Migration Pathway Original HRS Likelihood of Release x Waste Characteristics x Targets Observed Release or Route Characteristics: Depth to Aquifer of Concern Net Precipitation Permeability of Unsaturated Zone Physical State Containment Toxicity/Persistence Hazardous Waste Quantity Ground Water Use Distance to Nearest Well/ Population Served Revised HRS Likelihood of Release x Waste Characteristics x Targets Observed Release or Potential to Release: Containment Net Precipitation Depth to Aquifer Travel Time Toxlclty/Mobility Hazardous Waste Quantity Nearest Well Population Resources Wellhead Protection Area The HRS: Background Information 5 ------- taken at a site to minimize or prevent re- leases of contaminants into ground water. Net precipitation, which indicates the amount of water available to infiltrate into ground water. Depth to aquifer, which provides a measure of the time required for a contaminant to reach the underlying aquifer. Travel time, which measures the potential of geologic materials to slow the migration of contaminants to aquifers. The potential to release is the sum of the values of the first three factors multiplied by the value for con- tainment. Waste Characteristics. The waste characteristics category of the original HRS included toxicity/per- sistence and hazardous waste quantity factors. The method used to evaluate persistence, however, was based on biodegradability and was generally not ap- plicable to ground water. In addition to the changes in waste quantity and toxicity, the revised HRS replaces persistence with a mobility factor reflecting the rate at which a substance migrates. Combining mobility with the revised toxicity factor allows for discrimination among highly toxic substances that migrate at very different rates. Targets. The targets category reflects the popula- tion potentially at risk from an actual or potential release of hazardous substances from the site to an aquifer. The revised HRS expands the target dis- tance limit from 3 to 4 miles. Within that limit, four factors (instead of two) are considered: nearest well, population, resources, and Wellhead Protection Area The nearest well is a new factor in the targets cate- gory and is evaluated by measuring the distance to the nearest drinking water well. In the original HRS, the person using the nearest well was considered in a matrix with population. The two are now separate factors. The second factor, population, indicates the number of people actually or potentially at risk from expo- sure to hazardous substances in drinking water wells. In the original HRS, all the people who drank water from wells within 3 miles of the site were counted equally. The total population was then combined in a matrix with distance to the nearest well to assign a single value. The revised HRS separates these factors to more clearly reflect indi- 6 The HRS: Background Information vidual risks and resource value/population risk. Population served is the sum of three groups: People exposed to contamination above health-based benchmarks for example, Federal drinking water standards. People exposed to contamination not above health-based benchmarks but significantly above background. People potentially exposed, weighted for dis- tance. The resources factor, a more comprehensive measure, has replaced the ground water use factor in the original HRS. The presence of a Wellhead Protection Area, as designated under Section 1428 of the Safe Drinking Water Act, is a new factor in the targets category score. This revision addresses SARA Section 118, which requires a high priority for sites affecting principal drinking water supplies. Wellhead Protec- tion Areas are defined as areas around a well or well field supplying a public water system through which potentially harmful contaminants are likely to move toward and reach the well or well field. Surface Water Migration Pathway The surface water migration pathway in both the original and revised HRS (Figure 2) evaluates the likelihood that runoff containing hazardous sub- stances from a site can move through surface water and affect people or the environment. The revised HRS differs from the original HRS in several ways. The revised HRS: Replaces route characteristics with two po- tential-to-release components overland flow/flood and ground water to surface water. If both components are scored, the pathway score is the higher of the two scores. Divides the surface water pathway into three subpathways representing threats to drink- ing water, the human food chain, and the en- vironment. The surface water migration pathway score is the sum of the scores of the three subpathways. This change in struc- ture provides a relatively simple way to account for the different substances and targets that may be important for the differ- ent types of potential exposure in the subpathways. ------- Surface Figure 2 Water Migration Pathway Original MRS Likelihood of Release Observed Release or Route Characteristics Facility Slope/Intervening Terrain 1-Year, 24-Hour Rainfall Distance to Nearest Surface Water Physical State Containment x Waste Characteristics x Targets Toxicity/Persistence Hazardous Waste Quantity Surface Water Use Distance to Sensitive Environment Population Served/Distance to Nearest Intake Downstream Revised MRS Likelihood of Release: Overland/Flood Component Observed Release or Potential to Release By Overland Flow: Containment Runoff Distance to Surface Water By Flood: Containment Flood Frequency or Ground Water to Surface Water Component Observed Release or Potential to Release Containment Net Precipitation Depth to Aquifer Travel Time Drinking Water Threat Waste Characteristics x Targets Toxicity/Persistence/Mobility* Hazardous Waste Quantity Nearest Intake Population Resources Human Food Chain Threat Waste Characteristics x Targets Toxicity/Persistence/ Bioaccumulation/Mobility* Hazardous Waste Quantity Food Chain Individual Population Environmental Threat Waste Characteristics x Targets Ecosystem Toxictty/Mobility*/ Sensitive Environments Persistence/Bioaccumulation Hazardous Waste Quantity Component;'. ^/iy,\j,^/'^^-1,1'yty,^ The MRS: Background Information 7 ------- Extends the distance to the targets at risk from the probable point where hazardous substances enter the surface water to a point 15 miles from the source (versus 3 miles downstream of the farthest observed contamination, or 1 mile in static water, in the original MRS). The target values are modified by dilution weighting -- that is, a lower value is assigned to a larger body of water because the substance is more di- luted. Drinking Water Threat. The drinking water threat in the revised HRS retains the waste quantity and toxicity/persistence factors of the original HRS but evaluates them differently. Persistence is no longer based solely on biodegradation but on four additional decay processes (hydrolysis, photolysis, volatilization, and free-radical oxidation). For each hazardous substance in (or likely to be in) surface water, a persistence value is assigned that reflects the time the substance remains in the surface water. The substance with the highest toxicity/persistence value is used, along with the hazardous waste quan- tity, in calculating the waste characteristics score. The drinking water targets category in the revised HRS retains the use and population factors of the original HRS but substantially modifies them. In- stead of the four uses in the original HRS use factor, with only the highest assigned a value, two uses (drinking water and other uses) are assigned values, providing a better evaluation of the risk to the resource. The distance to a surface water intake in the original HRS has been replaced with a nearest intake factor that is evaluated separately and is based on dilution at the nearest intake. As in the revised ground water pathway, the population served is evaluated hi three groups based on actual and potential exposure. The population potentially ex- posed is weighted based on dilution. Human Food Chain Threat. SARA Section 105(a)(8)(A) requires EPA, in revising the HRS, to consider the effects of hazardous waste sites on the human food chain. In developing the revisions, EPA determined that the most significant, measurable food chain risks involved contamination of the aquatic food chain. Therefore, the revised surface water migration pathway includes evaluation of the hu- man food chain based on potential or observed con- tamination of aquatic food chain organisms. In evaluating waste characteristics (and targets as well), a single hazardous substance is selected, on the basis of bioaccumulation potential, toxicity, and 8 The HRS: Background Information persistence, from among those known to be present at the site and available to the surface water migra- tion pathway. Persistence is determined based on the same five decay processes as in the drinking water threat. The targets category reflects the threat to people from consumption of fish and shellfish taken from the surface water migration pathway. Fishery use - for example, commercial, subsistence, or sport fish- ing-is evaluated to give an estimate of resource value. Population is calculated by estimating food chain products harvested from the contaminated surface water. Population is the sum of actual and potential contamination, and is determined based on bioaccumulation and annual production of each fishery in the surface water migration pathway. Environmental Threat. In the surface water path- way of the original HRS, sensitive environments were assigned a value in the targets category on the basis of distance to a particular type of sensitive environment wetlands, for example. The revised HRS places more emphasis on environmental dam- age and expands the types of environments consid- ered. Ecosystem toxicity is determined using EPA chronic water quality criteria for the protection of aquatic life (or other measures if the criteria are not available). Ecosystem persistence is evaluated as it is for the drinking water subpathway. The sensitive environments targets are weighted into groups based on ecologically-based benchmarks where sensitive environments are contaminated; otherwise, dilution factors are applied. Soil Exposure Pathway The soil exposure pathway (Figure 3) evaluates the potential threats posed by direct, physical con- tact with hazardous wastes or contaminated soil. It is similar to the direct contact pathway, which was scored in the original HRS but was not used to determine if a site should be on the NPL. The revised HRS evaluates the threat by looking at two groups potentially at risk those living on property with hazardous wastes or contaminated soils and those living nearby with access to the property. The resident population is evaluated based only on pres- ence of contamination within the site boundary and within 200 feet of the boundary. The resident popu- lation is not evaluated on release potential, as in the other pathways, because contaminants do not have to migrate offsite for exposure to occur. Five targets are evaluated in the resident population: Resident individual ~ a person living on, or ------- Figure 3 Soil Exposure Pathway (Revised MRS Only) Resident Population Threat Likelihood of Exposure x Waste Characteristics x Targets Observed Contamination Toxiclty Hazardous Waste Quantity Resident Individual Resident Population Workers Resources Terrestrial Sensitive Environments Nearby Population Threat Likelihood of Exposure x Waste Characteristics x Targets Attractiveness/Accessibility Area of Contamination Toxicity Hazardous Waste Quantity Population Within 1 Mile Nearby Individual of: going to school or day care on, contami- nated property. Resident population ~ people living on or going to school or day care on contaminated property. Workers ~ people working on contaminated property. Resources - contaminated property used for commerce, agriculture, silviculture, live- stock production, or livestock grazing. Terrestrial sensitive environments on con- taminated property - aquatic environments are considered in the surface water migra- tion pathway. The nearby population is evaluated on the basis Attractiveness/accessibility and area of con- tamination, which evaluate the likelihood of exposure. Population within a 1-mile travel distance of the site. Nearby Individual. Air Migration Pathway The air migration pathway of the revised MRS (Figure 4) has the same three categories as the origi- nal HRS, but each is revised. The original air pathway was evaluated only if an observed release of hazardous substances could be documented. As required by SARA Section 105(a)(8)(A), the revised HRS considers characteristics of the site to assess the potential for release if none has been docu- mented. The likelihood of release is determined, as well as how many people and sensitive environments could be exposed to hazardous substances carried in the air and the inherent hazard associated with potential exposures. The potential to release by gases and particulates is evaluated separately based on: Containment, which assesses the ability of natural or constructed barriers to inhibit the escape of hazardous substances from a source. The HRS: Background information 9 ------- Source type ~ for example, containers (in- cluding tanks), contaminated soil (includ- ing land treatment), fire sites, landfills, sur- face impoundments, and waste piles. Migration potential, which reflects the rela- tive tendency of hazardous substances con- tained in a source to migrate. In addition to the changes to waste quantity and toxicity in the waste characteristics category dis- cussed earlier, the reactivity and compatibility fac- tors in the original HRS have been deleted because they have proved not to be applicable to the vast majority of NPL sites; mobility has been added. All hazardous substances at a site are evaluated for gas mobility. Particulate mobility is evaluated based on the local climate. The two values are combined in a matrix to determine the mobility factor. In the revised HRS, the three target factors in the original HRSland use, population within a 4-mile radius, and distance to a sensitive environment-- have been modified, and a factor has been added to reflect the risk to the nearest individual. The 4-mile limit for population in the original HRS has been re- tained; the limit for sensitive environments evalu- ated has been extended from 2 to 4 miles. In both cases, distance weighting factors are used to repre- sent the reduced concentrations farther away from the site. Figure 4 Air Migration Pathway Original HRS Likelihood of Release Observed Release x Waste Characteristics x Targets Toxicity Reactivity and Incompatibility Hazardous Waste Quantity Land Use Population Within 4-Mile Radius Distance to Sensitive Environment Revised HRS Likelihood of Release Observed Release or Potential to Release Gas Gas Containment Gas Source Type Gas Migration Potential Particulate Particulate Containment Particulate Source Type Particulate Migration Potential x Waste Characteristics x Targets Toxicity/Mobility Hazardous Waste Quantity Resources Population Within 4-Mile Radius Nearest Individual Sensitive Environments 10 The HRS: Background Information ------- In the preamble to the proposed revisions to the HRS, EPA requested comment on two issues: O The cutoff score for proposing sites for the NPL. The policy of scoring sites based on current conditions. Cutoff Score. EPA chose an HRS score of 28.50 as a cutoff for placing sites on the NPL because it yielded an initial NPL of at least 400 sites as sug- gested by CERCLA, not because EPA had deter- mined that 28.50 represented a threshold of unac- ceptable risks. Believing that the current cutoff score has been a useful management tool, EPA proposed that the cutoff score for the revised HRS be functionally equivalent to the original cutoff. How- ever, EPA wanted to evaluate the practical effects of keeping the cutoff score at 28.50 - that is, will that score continue to provide an appropriate set of priorities for management purposes. EPA examined several approaches for defining "equivalent to 28.50". These approaches included: A statistical analysis to determine what revised HRS score best corresponds to 28.50 on the original HRS. A determination of the percentage of poten- tial sites in CERCLIS (EPA's inventory of potential hazardous waste sites) that score above 28.50 on the original NPL and the setting of a cutoff that yields the same per- centage. An identification of risk levels that on the average correspond to an original HRS score of 28,50 and a determination of what revised HRS score best corresponds to that risk level. Based on an analysis of 110 test sites, scored with both the original and revised HRS, EPA has decided not to change the cutoff score at this time because the analysis did not point to a single number as the appropriate cutoff. The field test data show that few sites score in the range of 25 to 30 with the revised HRS. EPA believes that this range may represent a true breakpoint in the distribution of site scores and that the sites scoring above the range of 25-30 are clearly the types of sites that should be captured with a screening tool. Because the HRS is intended to be a screening tool, EPA has never attached significance to the cutoff score as an indicator of a specific level of risk from a site, nor has EPA intended to imply that "risky" and "nonrisky" sites can be precisely distin- guished. Nevertheless, the cutoff score has been a successful screening tool that has allowed EPA to set priorities and to move forward with studying and, where appropriate, to clean up hazardous waste sites. The vast majority of sites scoring above £).50 in the past have been shown to present risks. ScoringontheBasisofCiuremtConditions. Under the original HRS, EPA generally scored the three migration pathways based on the conditions at the site before any response action had been taken, rather than based on current conditions at the site. In revising the HRS, EPA decided that it may be appropriate to evaluate sites based on current con- ditions and to consider prior responses in calculat- ing an HRS score. The policy of evaluating sites based on current conditions raised concerns that it might: Encourage private parties to only take ac- tion sufficient to lower the score so the site would not be placed on the NPL. Discourage public agencies from taking early actions that could lower the score, thus pre- venting the site from being on the NPL and therefore eligible for Superfund monies. EPA examined two approaches to incorporate current site conditions in the HRS score. Under either approach, EPA would only consider actions prior to a site inspection, which provides most of the data used to score a site. Because response action at sites may be an ongoing process, it would be burden- some to recalculate scores continually to reflect such actions. The two approaches were: Consideration of current conditions for certain pathways or factors where appro- priate. A Consideration of current conditions rou- tinely, but identification of situations where initial conditions more accurately reflect risks. EPA decided to consider response actions prior to a site inspection because it will provide increased incentives for rapid response. The HRS: Background Information 11 ------- EPA decided not to limit consideration of current conditions to certain pathways (for example, the soil exposure pathway) because this would overstate the risk at sites where removal of wastes has eliminated threats in all pathways and could lead to their being placed on the NFL. This approach would also pro- vide less incentive for a rapid response action, which could lower the contamination risk in all pathways. EPA is placing these limitations on what re- sponse actions will be considered: Response actions will be considered only if they actually remove waste from the site and dispose or destroy it in a RCRA-permitted facility. This approach should discourage private parties from taking only the action needed to lower the score below the HRS cutoff. Where EPA cannot adequately determine the amount of hazardous constituents re- maining onsite, a minimum value will be assigned to the hazardous waste quantity factor. For Further Information, Contact: Hazardous Site Evaluation Division Office of Emergency and Remedial Response Mall Code OS-230 : U.S. Environmental Protection Agency 401 M Street, SW Washington, DC 20460 Or The Superfund Hotline, (800) 424-9346 in the continental U.S. or (202) 382-3000 in the Washington, DC, area. 12 The HRS: Background Information ------- |