PB88-239090
ALTERNATIVE ENERGY  SOURCES FOR
WASTEWATER TREATMENT PLANTS
Roy  F.  Western,  Incorporated
West Chester, PA
 Aug 88
               U.S. DEPARTMENT OF COMMERCE
             National Technical Information Service
                                           ••

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                                                PB8B-2390yO
                                     EPA/600/2-88/043
                                     August  1988
      ALTERNATIVE ENERGY SOURCES
                 FOR
     WASTEWATER TREATMENT PLANTS
                 by
         Roy F. Weston, Inc.
        Desi riners-Consul tants
  West Chester, Pennsylvania  1?OQ0
      Contract No.
           Project Officer

          Francis L. Evans
    K'astewater Research Division
Water Engineering Research Laboratory
       Cincinnati, OMo
WATER ENGINEERING RESEARCH LABORATORY
 OFFICE OF RESEARCH AND DEVELOPMENT
U.S. ENVIRONMENTAL PROTECTION AGENCY
       CINCINNATI, OHIO

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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
 . REPORT NO.

   EPA/600/2-88/043
4. TITLE AND SUBTITLE
 Alternative Energy Sources for Wastewater Treatment
 Plants
                     4T'S ACCESSION NO.

                     -   J J l ENDED TERMS
                           c.  COSATI Field/Croup
18. DISTRIBUTION STATEMENT

 Release  to  Public
19. SECURITY CLASS (ThuReport)
  Unclassified
21. NO. OF PAGES
2O. SECURITY CLASS fThtt page)

  Unclassified
                                                                          22. PRICE
                                                                          A&7
EPA Form 2220-1 (9-73)

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                                  DISCLAIMER


    This material has been funded wholly or in  part  hv  the  United  States
Environmental Protection Agency under contract  number fiB-n^-3n«;«; to  Roy.  F.
'•leston, Inc.  It has been subject to the Agency's  review,  and  it  has  been
approved for publication as an EPA document.  Mention of  trade  names or
commercial products does not constitrute endorsement or recommendation for use.

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                                   FOREWORD


    The U.S. Environmental Protection Agency is charged by Congress with
protecting the Nation's land, air, and water systems.  Under a mandate of
national environmental laws, the Agency strives to formulate and implement
actions leading to a compatible balance between human activities and the
ability of natural systems to support and nurture life.  The Clean Water Act,
the Safe Drinking Water Act, and the Toxics Substances Control Act are three
of the major congressional laws that provide the framework for restoring and
maintaining the integrity of our Nation's water, for preserving and enhancing
the water we drink, and for protecting the environment from toxic substances.
These laws direct the EPA to perform research to define our environmental
problems, measure the impacts, and search for solutions.

    The Water Engineering Laboratory is that component of EPA's research and
development program concerned with preventing, treating, and managing munici-
pal and industrial wastewater discharges; with establishing practices to
control and remove contaminants from drinking water and to prevent its deteri-
oration during storage and distribution; and with assessing the nature and
controllability of releases of toxic substances to the air, water, and land
from manufacturing processes and subsequent product use.  This publication is
one of the products of that research and provides a vital communication link
between the researcher and the user community.

    This document discusses the applicability and economic  feasibility of
various technologies that can make use of alternative energy sources to reduce
reliance on conventional energy sources for municipal wastewater treatment
facilities.

                        Francis T. Mayo, Director
                        Water Engineering Research Laboratory
                                      m

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                                   ABSTRACT
    This technology assessment provides an introduction to the use of several
alternative energy sources at wastewater treatment plants.  This document
assumes that the reader has little or no knowledge of the technologies
presented.  The report contains fact sheets (technical  descriptions) and data
sheets (cost and design information) for the technologies.  Cost figures and
schematic diagrams of the technologies are included.   Case histories of seven
treatment plants that have used one or more of the alternative technologies
are presented.

    Based on this assessment the following alternative  energy technologies
appear to be potentially cost effective:

    1.   Heat pumps which use influent or effuent wastewater, as an
         alternative to distilled oil, residual  oil,  and natural gas for
         supplying process or building heat.

    2.   Geothermal direct-use systems for satisfying large energy loads
         (greater than 10^ kJ/d) when the geothermal  temperature gradient is
         45°C/km or greater, and sufficient geothermal  well  flows exist.

    3.   'Jind power systems for satisfying electrical  loads greater than 1,000
         kWh/d, when the annual wind flux is approximately 4,000 KWh/m^-yr
         or greater.

    4.   Passive solar systems where they can be cost-effectively integrated
         into the overall architectural design of a facility.

    •5.   Low-head hydro systems may be appropriate for  smaller plants which
         have an available head greater than three meters.

    This report was submitted in fulfillment of Contract No. 68-03-3055 by Roy
F. Weston, Inc., under the sponsorship of the U.S. Environmental Protection
Agency.  This report covers the period of October 1981  to August 1983, and the
work was completed as of August 19*??.

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                                   CONTENTS


Foreword	        i i i
Abstract	         iv
Fi gures	         vi
Tab! es	      vi i i
Fact Sheets	         x
Data Sheets	         xi
Acknowl edgment	        xii

    1.   Introduction	         1
    2.   Conclusions	         ">
    3.   Conventional Energy Requirements in POTW's	         5
    4.   Technical  Descriptions	         13
    5.   Case Histories	         7p
              General	         7fi
              Wilton, Maine--Active solar for process heat, passive
                        sol ar, heat pumps	         77
              Lake  Tapos Sewerage Project (Bonney Lake, Washington^ --
                        Low-head hydro	         nS
              Newport, Vermont--Active solar for process heat	         op
              Hillshorough, New Hampshire—Passive solar	        inn
              Livingston, Montana—Wind Power	        in?
              Southtown Sewage Treatment Center (Woodlawn, New York^--
                        WinH Power	        iin
              Waynesburg-Magnolia, Ohio—Photovoltaic	        IT*

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                                    FIGURES

Number                                                                    Page

  1.     Heat pump coefficient of performance  ............       17

  2.     Heat pump schematic diagram .................       18

  3.     Water-to-water/water-to-air heat pump costs .........       ?0

  4.     Air-to-air heat pump costs  .................       21

  5.     Typical air flat-plate solar energy collection system ....       2*

  6.     Typical liquid flat-plate solar energy collection system  . .       ?4

  7.     Solar insolation — Total  horizontal  annual  average day values        77

  8.     Simplified block diagram of the photovoltaic electrical  system      3fl

  9.     Typical geothermal direct use system  ............       33

 10.     Geothermal gradient map of the conterminous United States . .       34

 11.     Applications versus source temperature range of geothermal
            water and steam  .....................       37

 12.     Typical well and wellhead heat exchange installed capital
            cost for geothermal well  .................       ^8
 13.      Total  installed capital  cost for geothermal  wellhead pump .  .        3°

 14.      Small  WECS with storage  ...................        A?

 15.      Distribution of favorable wind regimes over  the contiguous
            48  states and offshore areas ...............        44

 16.      Total  installed capital  cost of wind power systems as a
           function of peak power output ...............        45
 17.      Low-head hydroelectric system ................        ^8

 18.      Total  installed capital  cost of low- head  hydro power  ....        50

 19.      Typical  Tromhe wall  design  ................          53

 20.      Typical  solar roof pond system  ..............          54
                                      VI

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21.     Heat pipe augmented water wall concpot  ...........       *>*>

??.     Thermic diode solar panel ..................       56

?3.     Typical thermosiphon air panel collector  ..........       ^7

24.     Typical geothermal steam power generating system   ......       fin

?.*>,     Schematic diagram of a fuel  cell  ..............       F3

2fi.     Point-focus central receiver/Rankine (PFCR/R^ system flow
          schematic drawing ....................         fiP
?7.     Two-axis tracking heliostat (PFCR)
2R.     Low concentration nontracking (LCMT) system flow schematic
          drawing ..........................       R7

?9.     Low concentration nontracking (LCNT> collector module ...         67

TO.     Conceptual energy flow diagram for VJilton, Maine  ......       7°

31.     Estimated/actual energy production for VJilton, Maine--
          active solar  .......................       34

3?.     Estimated/actual energy production for Wilton, Maine —
          passive solar .......................       PS
33.     Estimated/actual energy production for Wilton, Maine — heat pump     9?

34.     Schematic diagram of Lake Taops Sewerage Project (Bonney
          Lake, Washington) .....................       o"7
35.     Control system flow diagram for Newport, Vermont
                                     vii

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                                    TABLES

NUMBER                                                                    Page


  1.     Estimated total  energy budget for municipal wastewater
           treatment pi ants	         fi

  ?.     Electrical  energy consumption for municipal wastewater
           treatment pi ants	         7

  3.     Energy prices  and escalation  rates (United  States  average^   .        10

  4.     Information needed to size the various  alternative enerqy
           systems	        14

  5.     Active solar specification data and  design  criteria  for
           Wilton, Maine	        81

  6.     Net active solar contribution for Wilton, Maine	        P3

  7.     Energy and cost-effectiveness summary—Active  solar  for
           process heat for Wilton, Maine	        Rfi

  8.     Net estimated  passive solar contribution for Wilton, Maine   .        87

  9.     Energy and cost-effectiveness summary—passive solar system
           for Wilton,  Maine	        8°

 10.     Heat pump specification data  for Wilton, Maine	        °0

 11.     Heat pump sumnary for Wilton, Maine	        °3

 12.     Energy and cost-effectiveness summary—Heat pumn for Wilton,
           Maine	        9A
 13.      Selected  design  criteria  for  active  solar system  for digester
           heating at  Newnort,  Vermont ................       in?

 14.      Preliminary cost estimates  for  Newport, Vermont  .......       T03

 IB.      Estimated annual  electrical energy requirements  for
           Newport, Vermont   .....................       m4
 16.      Estimated  annual  costs  of electrical  energy  for Newport, Vermont

 17.      Estimated  first  year  O^M  costs  for  Newport,  Vermont  .....       106
                                     VI 1 1

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18.     Total  net energy for passive solar system—Hillsborough,
          New Hampshire	      107

19.     Cost-effectiveness analysis for Southtown Sewage Treatment
          Center	      Ill

20.     Wastewater treatment plant costs for Wayneshurg-Magnolia,
          Ohio—Innovative design	      US

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                                  FACT SHEETS
Number                                                                    Page
  1.     Heat Pumps	       15
  2.     Active solar systems for heating and cooling	       2?
  3.     Photovoltaic systems  	     2P
  4.     Geothermal direct use systems 	       v?
  5.     Wind power systems	       40
  6.     Within plant low-head hydro systems 	       ifi
  ?.     Passive solar systems 	       51
  8.     Geothermal power systems  	       K8
  9.     Fuel Cells	       61
 10.     Active solar systems for power generation	       54

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                                  DATA  SHEETS



Number                                                                    Page



    1.   Heat Pumps	       19



    2.   Active solar systems for heating and cooling	       25



    3.   Photovoltaic systems	       3]



    A.   Geothermal direct use systems  	       3S



    5.   Wind power systems	       A3



    fi.   Within plant low-head hydro systems	       4°
                                      xi

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Region I
Region II
Region III
Region IV
Region V
Region VI
Region VII
                                ACKNOWLEDGMENT

                 REGIONAL  AND  STATE  I/A COORDINATORS  CONTACTED
                     Jim Lord, U.S. EPA
                     Charles King, Maine
                     Robert Cruess, New Hampshire
                     William Brierly, Vermont
                     Bruce Kiselica, U.S. EPA
                     Joseph Tuttle, New York
                     Lee Murphy, U.S. EPA
                     John Harkins, U.S. EPA
                     Charles Pycha, U.S. EPA
                     Gregory Binder, Ohio
                     Ancil  Jones, U.S. EPA
                     Mario Nuncio, U.S. EPA
                                      xii

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Region VIII
              Joel  Webster,  U.S.  EPA
              James Boyter,  Montana
Region IX

              Tinito Caratini,  U.S.  EPA
Region X
              Norm  Sieverson,  U.S.  EPA
              Gary  Rothwell, Washington
                                     xm

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                                   SECTION  1

                                 INTRODUCTION

    This technology assessment provides an  introduction to the use of several
alternative energy sources at wastewater treatment plants.  The report assumes
that the reader has little or no knowledge  of the technologies presented.

    Section 2 of the report presents the conclusions reached by the technology
assessment.  Section 3 contains brief general discussions of energy
requirements at wastewater treatment plants, and other energy use
considerations.

    Section 4 contains fact sheets (technical descriptions) and data sheets
(cost and design information) for the technologies.  Cost figures and
schematic drawings of the technologies are  in this section.  Data collection
for the report was done in 1985?, therefore, the costs presented should only be
used to gauge the relative costs of the various technologies.  Current cost
information should be obtained from equipment vendors or other current sources
for actual  cost estimating.

    Section 5 presents the case histories of seven treatment plants that have
used one or more of the alternative technologies discussed.

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                                   SECTION  2

                                  CONCLUSIONS

HEAT PUMPS

    Heat pumps are commercially available.   The temperature of the alternative
energy source is the principal potential technical  limitation on the
application of these systems in POTW's; however, the use of the wastewater
itself as the alternative energy source minimizes the impact of this
limitation.  The use of influent or effluent  wastewater heat pumps is
generally cost-effective in comparison to distilled oil, residual oil, and
natural gas for supplying process or building heat  to the POTW.

ACTIVE SOLAR HEATING AND COOLING SYSTEMS

    Active solar heating and cooling systems  are commercially available.  The
available solar insolation rate and system  cost are the principal limitations
on the application of these systems in POTW's.  Active solar heating and
cooling systems are not cost-effective alternatives to the use of conventional
energy supplies in POTW's due to the high capital investment.

PHOTOVOLTAIC SYSTEMS

    Photovoltaic systems are cornmercially available.  The available solar
insolation rate, system energy conversion efficiency, and system cost are the
principal limitations on the application of these systems in POTW's.  Because
of the high initial capital investment photovoltaic systems are not
cost-effective alternatives to the use of conventional electrical energy
supplies in POTW's.

GEOTHERMAL — DIRECT USE SYSTEMS

    Geothermal direct use systems are commercially available.  Geographical
limitations, associated with the geothermal temperature gradient and available
well flow, as well as site investigation and  well construction costs, are the
principal limitations on the application of these systems in POTW's.
Geothermal direct use systems appear to be  cost-effective in comparison with
the use of conventional fuels for satisfying  thermal energy loads greater than
108 kJ/d when the geothermal temperature gradient is approximately 45°C/km
or greater, and when well flows are of a sufficient magnitude.  Locations with
geothermal gradients in excess of 45°C/km are predominantly limited to the
Rocky Mountain states.

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WIND POWER SYSTEMS

    Wind power systems are commercially available.  Geographical  limitations,
associated with the available wind flux regimes, as well  as overall  system
costs, are the principal  limitations on the application of these  systems.
Wind power systems appear to be cost-effective in comparison with the use  of
conventional  fuels for satisfying energy loads greater than 1,000 kWh/d, when
the annual wind flux is approximately 4,000 kWh/yr-m^ or greater.

    Locations with annual wind flux greater than 4,000 kWh/yr-m?  are
predominantly limited to  areas in the following states:

    0    Maine                              °    Colorado
    0    Vermont                            °    Wyoming
    0    New Hampshire                      °    Montana
    0    New York                           °    Idaho
    o    Virginia                           °    Utah
    0    North Carolina                     °    Nevada
    0    Kansas                             °    Washington
    0    Oklahoma                           °    California

LOW-HEAD HYDRO SYSTEMS

    Low-head hydro systems are commercially availahle.  Geographical
limitations, associated with the available head for these systems, and the
fraction of the total POTW energy requirements satisfied, are the principal
limitations on the application of these systems in POTW's.  From  the
standpoint of satisfying  a significant portion of a POTW's electrical
requirement, these systems appear to be more appropriate for smaller POTH's.
The use of these systems  should be seriously considered in any application
that has an available head greater than 3 m.

PASSIVE SOLAR SYSTEMS

    Passive solar systems are commercially available.  These systems have  been
used previously to reduce the consumption of conventional heating fuels in
POTW's, as well as many other architectural applications.  The principal
technical limitations of passive solar systems are possible site-specific
limitations on available solar insolation, and the integration of the passive
system into the overall architectural plan.  Potential economic limitations
are primarily associated  with the incremental costs for construction of the
passive solar system, instead of a conventional architectural design.   These
incremental costs must be considered, along with the amount of alternative
energy supplied, on a case-by-case basis to potentially justify the use of a
passive solar system in specific applications.  In light of the rising costs
for Conventional fuels, these systems should be seriously considered in future
construction at POTW's throughout the United States.

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GEOTHERMAL — POWER SYSTEMS

    Geothermal power systems are commercially available.   However,  current
technological limitations on minimum system size,  as  well  as  the  limited
availability of acceptable sites exhibiting the necessary  geothermal
characteristics, will likely prevent the use of these systems in  POTW's.

FUEL CELLS

    Fuel cells are not expected to be commercially available  until
approximately the year 2000.

ACTIVE SOLAR SYSTEMS FOR POWER GENERATION

    Active solar systems for power generation are  not expected to be
commercially available until the mid 1990's.  In addition, these  systems can
only use direct sunlight, and, therefore, their applications  would  be
primarily limited to arid regions of the southwest.

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                                   SECTION  ?

                  CONVENTIONAL ENERGY REQUIREMENTS IN POTVJ's

    In order to evaluate the usefulness of "alternative energy sources" in
meeting the demand for energy in publicly owned treatment wo^s (POTW's^, it
is necessary to understand the energy retirements for these v;astewater
treatment facilities.  The purpose of this section is to characterize typical
energy requirements.  The factors included in this analysis of energy
requirements in POTW's include:

    1.   The types and amounts of energy required by treatment facilities.

    2.   The extent of daily, seasonal, and yearly variations in these energy
         requirements.

    3.   The geographic and local availaMlitv of the sources of conventional
         energy.

TYPES AMD AMOUNTS OF ENERGY REQUIRED

    The energy requirements of POTW's have been discussed in a variety of
places in the literature.  For example, two comprehensive sources of
information are reports (1, 2^ published ^y EPA on the total energy
consumption for municipal wastewater treatment.

    In addition, estimates of the primary energy requirements for over 1nO
different municipal wastewater treatment plant operations have been published.
(?)  Likewise, summaries and detailed estimates of the numbers of these unit
operations in existence today and forecasted for the future fyear ?nw\ t are
available in the EPA Meeds Survey. (3)

    Table 1 presents estimates of the total energy budget for three sizes of
municipal wastewater treatment plants.  T^e energy requirements in this table
are expressed in terms of kWh/?,78F m^/d (kl-lh/mgd).  For the treatment plant
as a whole, these estimates range from n.A^p HJh/m''-d f\^^ kWh/mgd^ to
0.390 kWh/m^-d (1*77 H-Jh/mgd>.  The greatest demand for energy at a POTH is
for electrical energy.  For the type of POTVJ's s^own, the demand for
electrical energy represents fiO to 7o percent of the total  energy demand of
the facility.  However, this percentage can change significantly Depending on
the types of unit operation and method of sludge disposal.

    The information presented in Table ° breaks down the estimated electrical
energy consumption into the energy requirements for snecific unit onerations.
As shown in Table ?, the greatest consumption of electrical energv is
associated with the aeration equipment for secondary treatment of the

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wastev/ater.  In order of descending magnitude, this Demand is follov/ed by that
for influent (and trickling filter recycle) pumoing, anaerobic Digestion
mixing, and then other less significant demands.

TABLE 1.  ESTIMATED TOTAL ENERGY BUDGET FOR MUNICIPAL WASTEVIATER TREATMENT
          PLANTS*
Item
IS0* rnVd
(1 mgdl
(1 n mqd^
( 100 mgd ^
Electrical energy            1,1™

Chemicals                      ISP  MO?)         1*8
Digester heating               !«P  (10?)         i^P  Ml*)          !«P
(supplementary fuel)

Building heat                  1*8  (in*)          K.P   ra*,}           ofi

Sludge hauling                  ?0   M*)

Sludge incineration                               °?0  MS?)

Total  energy consumption     !
*   In terms of ^ilowatt-hours per ^,78* m-^ 'million gallons^ of wastewater
    treated. Estimates are based on activated sludge plants with anaerobic
    digestion.  SI udqe disposal is by incineration in the JJ7^p.Rn mVd Mn
    mgt4) and 378,^00 m-/d MOP mgd) sizes, and by haul inn dewatered si udqe
    64 km (^n miles) one-way to land spreading at the 1,73^ m^/d M mgd)
    size.  Heat energv has been converted to electrical  energy by assuming
    that 1 kWh is equivalent to 11,in" kj.

Source:  Reference 1, p.4.

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       TABLE ?.  ELECTRICAL ENERGY CONSUMPTION  FOR MUNICIPAL  MASTEWATER
                               TREATMENT PLANTS
    Process                                 Energy consumption,  kl-lh/d

                                         I1 mgd)      fin mgd)      '(inn


Preliminary treatment
    Bar screens                          l.1^        1.5?             in.7
    Comminutors                          15.1       *1               ?nA
    Grit removal                         I."7         '.A              ?.A
Influent Dumping (°m, 30ft TDH)        i^1       ^ ,A51           i?,(
Primary sedimentation
(I? m-Vm2-  d, inn nad/dft9>              30.6       12?              ;
Trickling filters
    Recirculation pumping (Qr/Q = ^.0)133        1,740           15,'
    Final sedimentation                  ^0.6       1??
Activated sludge process
    Diffused air fAEF* = cr)           W.       5
    Mechanical  aeration O.^P. kg Oo/   An/!       /I
    MJ CMS Oo/hp-hr)
    Recirculation pumping (50*,, 5.1* m,   AR
    17.5 ft TDH^
    '33 m?/m? • d, POO qal/d/ft?) 3n.P
Chi ori nation                             1.70+
Sludge handling and disposal
    Sludge  pumping                       ?.P5
    Gravity thickeners                   10.?         °n.A             An.
    Air flotation thickeners
    Anaerobic digesters
         Mixing                        106         ??4            1,12?
         Heating                         17.fi       ]??.*            7PR
    Vacuum filtration                    57         'Afi
    Mul tipie-hearth incineration         w         °AS
Lights and  miscellaneous power           57         '10            ?,Aon


    AEF - Aeration efficiency in percent for diffused air and KqO-9/MJ Mh
           0?/hp-hr) for mechanical  aeration.

+   Energy requirements approximately the same for Ann- and
            chlorination units.

Note:     KWh/d  x 3.6 = MJ/D*

Source:  Reference A, p. IR.

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DAILY, SEASONAL, AND YEARLY VARIATIONS IN ENERGY  REQUIREMENTS

    Among the demands for electrical  energy,  the  greatest  demands  are
associated with influent/recycle pumping, and secondary aeration equipment.
For this reason, the factors which influence  periodic  variations in  energy
requirements, i.e.,  hourly, daily, seasonal,  or yearly, are  those  factors
which influence either the organic or hydraulic loading on the facility.

Variation of the Organic Loading

    Among the factors which influence the organic loading  on a facility are:

    1.   Variations  in the magnitude  of the industrial  contribution  of  organic
         wastes to the POTW, for example:

         a.   Variations due to shift changes in  industrial  or commercial
              operations, and clean-up activities  — a daily effect.

         b.   Response to market demands, e.g., fruit  canning operations after
              the harvest season — a seasonal effect.

         c.   Industrial growth within the service area — a yearly  trend.

    2.   Treatment of periodic, high  strength sidestreams  generated within the
         POTW itself, e.g., from solids-handling  equipment — an hourly,
         daily, or weekly effect.

    3.   Septage disposal at the treatment plant  — a  daily  or seasonal effect.

    4.   Temperature variations due to seasonal weather changes, resulting in
         either poorer performance of the oxygen  transfer  equipment  (a  sunrner
         effect), or increased recycle and mixing to compensate for  reduced
         kinetic performance (a winter effect).

    The Water Pollution Control Federation Manual  of Practice No.  8  (5)
provides a discussion of the variations in wastewater  characteristics.

Variation of the Hydraulic Loading

    Among the factors which influence the hydraulic loading  on a POTW are:

    1.   The diurnal variation typically associated with the generation of
         domestic wastewater.

    2.   Variations  in the amount of  industrial wastewater discharged to the
         facility^or example:

         a.   Process and clean-up wastewaters generated on  a batchwise or
              semi-continuous basis — a daily effect.

         b.   Sources of noncontact cooling water — a seasonal or yearly
              effect.

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    3.   SiHestreams, generated on an intermittent basis, within the POTVJ,
         such as from solids dewatering or filter backwash — a daily or
         weekly effect.

    4.   Excessive inflow or infiltration associated with the sewerage svstem
         — daily, seasonal, or yearly effect.

    Manual  of Practice Mo. ° (fi) provides a discussion of the variations in
sanitary wastewater flow.

GEOGRAPHIC AMD LOCAL AVAILABILITY OF CONVENTIOMAL POWER SOURCES

    The most convenient way to evaluate thp geographic and local  availability
of conventional power sources is to analyze thp costs of providing that
power.  A variety of periodical reference sources are available which provide
estimates of the current prices of conventional power on a regional  basis
throughout the United States.  Two of these sources are:
    1.   Federal  Register publications and updates of in CFR Part
         "Federal  Energy Management and Planning Programs; Methodology and
         Procedures for Life Cycle Cost Analyses" (average fuel  costs^.  f\
         This publication is undated on an approximately annual  basis.

    ?..   Energy User News, (R^ a weekly newspaper by Fairchild Publications  of
         Mew York City.

    The variations in the orices for natural gas, electricity, and Mo. "> fuel
oil  for eight metropolitan areas scattered throughout the U.S. have
estimated (R) as  follows:

    1.   Natural  gas         —   $?.^7 to /i.n«Vinfi kj

    ?.   Electricity         —   $n.O??R to

    3.   No. ' fuel oil      —   $0.2*" to

These prices are based on May l°Rl Collars.
    Estimates (7) of the average U.S. prices and escalation rates for various
fuels are presented in Table "*.   These estimates are also expressed in
mid-ln31 dollars, and have hepn  broken down for various sectors of the
economy.  Also included in this  table are Department of Energy 'DOE) forecasts
of the prices in mid-lnRS, mid-i°°n, and mid-1nn5.   it should he noted that,
in addition to these countrywide average estimates, this publication (~M also
provides similar estimates for each of the 10 DOE regions.

REDUCING ENERGY COSTS

    The reason for considering alternative energy sources is usually to reduce
energy costs.  Two items which greatly affpct energy costs are electrical  rate
structures and energy conservation.  A detailed discussion of these topics is

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               TABLE  3.    ENERGY  PRICES_AND ESCALATION RATES
                              (UNITED STATES  AVERAGE)

Current: and

projected


energy

Mid-1981
prices (in

base-year
mid-1981 dollars)



198S 1990


Fuel type








(Dollars per
sales unit) *






(Dol-
lars
Per
106
Btu)

(dol-
lars
P«r
106
Btu)

(dol-
lars
Per
106
Btu)



Mid-
1995



(dol-
lars
P*r
10«

Btu)


Residential sector
Electricity
Distillate
L?G
Natural gas
0
1
0
0
.057
.334
.900
.004
(kWh)
(gal)
(gal)
(ft3)
16.74
9.62
9.42
4.42
20.56
10.62
10.41
6.21
20.81
12.05
11.69
6.62
20.
16.
15.
7.
62
25
65
45
Commercial sector
Electricity
Distillate
Residual
Natural gas
Steam coal
0
1
0
0
39
.038
.262
.949
.004
.375
(kWh)
(gal)
(gal)
(ft3j
(ton)
17.10
9.10
6.34
3.98
1.75
21.01
10. OS
8.94
5.59
2.22
21.10
11.47
10.19
6.01
2.42
20.
15.
12.
6.
2.
86
66
29
82
49
Industrial sector
Electricity
Distillate
Residual
Natural gas
Natural gas — MFBI
Steam coal
0
1
Q
Q
0
39
.042
.266
.949
.004
.005
.800
(kWh)
(gal)
(gal)
(ft?)
(ft3)
(ton)
12.32
9.13
6.34
3.52
4.52
1.68
15.13
10.08
8.96
4.94
6.35
2.82
15.58
11.50
10.13
5.12
5.10
3.19
15.
15.
10.
5.
5.
3.
48
69
92
89
83
35
Transportation
Gasoline
1
.622
(gal)
12.97
15.92
17.09
21.
92
Projected energy price
escalation rates
(percentage change
compounded


Mid-
1981-
mid-
1985


5.28
2.51
2.52
8.88

5.28
2.51
8.99
8.85
6.11

5.27
2.51
9.02
8.84
8.89
13.80

5.26
annually)


Mid-
1985-
aid-
1990


0.24
2.55
2.35
1.28

0.09
2.69
2.64
1.46
1.77

0.58
2.66
2.50
0.72
-4.32
2.51

1.42
Mld-
1990-
mid-
1995
and
be-
yond

-0.19
6.16
6.00
2.38

-0.23
6.42
3.82
2.58
0.59

-0.12
6.42
1.52
2.83
2.72
0.96

5.11

•Note that  these prices are equivalent to those in the adjacent column (both  Cor mid-1981), but
 they are stated in different units of energy.  Price per  sales unit of energy is derived from
 price per  million Btu by dividing the price by a million  and multiplying  by  the Btu content of a
 sales unit of energy, assuming  the following Btu content  per sales unit of energy:  3,412 Btu/kWh
 of electricity; 138,690 Btu/gal of distillate; 95.500 Btu/gal of LPG: 1.016  Btu/ft3 of natural
 gas; 149,690 Btu/gal of residual; 22.500,000 Btu/ton of steam coal; and 125.071 Btu/gal of gaso-
 line.  For example, in DoE Region 1, for electricity. S0.086/kHh - 324.82/1,000,000 Btu x 3,412
 Btu/kHh.

Source:  Reference 7. p. 56733.
                                              10

-------
beyond the scone of this report but they will be discussed briefly.  Many
other sources discuss these items and should be consulted for more information
(l, 2, 3, 9, 10, 11).

Rate Structures

    The effect of the electrical rate structure is very significant.  Electric
company bills usually include charges for both how much energy is used and
when the energy is used.  There are typically different rates for on-peak and
off-peak usage, maximum demand charges which reflect all-time peak energy
usage, ratchet clauses which can escalate minimum demand charges based on
yearly 15 minute peaks, and penalties for low power factors on motors.
Understanding the billing structure of the electric company and the energy
usage profile of the POTW is an essential first step in reducing energy
costs.  Energy savings can often be achieved by just changing the schedule of
electrical energy usage rather than reducing the amount of electrical  energy
used.

Energy Conservation

    Although altering energy scheduling can reduce electrical energy usage,
energy conservation is also an important step in reducing energy costs.  f*any
conservation measures have low capital costs and short pay-back periods.   Some
conservation techniques require no capital expenditures at all, such as,
improving pump and motor performance through improved maintenance procedures,
running efficient pumps more frequently than inefficient pumps, and oroperly
matching pumping equipment to demand loads.  Energy conservation steps should
be considered in any cost-effective analysis that compares conventional  and
alternative energy sources.

-------
                                  REFERENCES

 1. U.S. Environmental  Protection Agency.   Total  Energy Consumption  for
    Municipal  Hastewater Treatment.   EPA-600/2-78/1A9.   Municipal
    EnvironmentalResearch Laboratory,  Cincinnati,  Ohio, August  1978.

 2. U.S. Environmental  Protection Agency.   Energy Conservation in  Municipal
    Wastewater Treatment.  EPA-430/P-77-011.  Office  of Water Program
    Operations, Washington, D.C., March 1978.

 3. U.S. Environmental  Protection Agency.   The 1QRO Needs Survey.  Tables  40
    and 41.  EPA-430/9-81-P08.  Washington, D.C., 1981.

 4. Energy Conservation in the Design and  Operation of  Wastewater  Treatment
    Facil itiesTWater  Pollution Control  Federation Manual  of Practice  Mo.
    FD-2.   1982.

 5. Sewage Treatment Plant Design.  Water  Pollution Control  Federal  Manual of
    Practice No. 8.   Lancaster Press Inc., Lancaster, Pennsylvania,  1977.

 6. Design and Construction of Sanitary and Storm Sewers.  Water Pollution
    Control Federation  Manual  of Practice  No.  9.1974.

 7. U.S. Department  of  Energy, Office of Conservation and Renewable  Energy.
    10 CFR 436, Federal Register, Volume 46, Mo.  ??.?., 18 November  1981.   pp.
    56716-56733.

 8. Energy User News.  Volume  ^6, Mo. 44,  Fairchild Publications,  A  Division
    of Capital Cities Media, Inc., New York, New  York,  ?. November  1?81.  p.6.

 9. Coad,  W.J.  "A Primer on Electric Rates."   Heating/Piping/Air
    Conditioning,  March 1980.   pp. 95-°6.

10. Manna!, H.C. "Understanding the  Controllable  Factors that Affect Your
    Electric Bill."   Plant Engineering, 17 August 1978.   pp. 127-130.

11. Ayres, Lewis,  Morris & May, Inc. "Energy Conservation in Municipal  Water
    and Wastewater Treatment Systems."   Workbook  from training workshop
    sponsored  by the Ohio Department of Development,  Office of Energy
    Conservation,  1984.
                                      19

-------
                                   SECTION  a

                            TECHNICAL DESCRIPTIONS
    This section contains overall  technical  descriptions for the followinq
alternative energy systems:

    1.    Heat pumps.
    ?.    Active solar systems for heating and cooling.
    ">..    Photovoltaic systems.
    4.    Geothermal--direct use systems.
    5.    Wind power systems.
    6.    Low-head hydro systems.
    7.    Passive solar systems.
    8.    Geothermal--power generation systems.
    °.    Fuel cells.
   10.    Active solar systems for power generation.

    These descriptions provide a summary of the overall  technical  status of
each alternative enerqy technology with respect to its design, construction,
costs,  and constraints on its application.  These descriptions are presented
in a fact/data sheet format, with supplementary figures  'including process
diagrams) and costs, where appropriate.  This overall  format was chosen in
order to permit hoth an overall assessment of the technologies, and where
possible, an estimate of system size and costs.  T'le information is presented
to allow for a preliminary assessment for comparing these technologies with
conventional energy supplies.  Appropriate references  are includpd for
additional information regarding these technologies.

    The information presented in this section has resulted from a  review of
the literature and vendor/manufacturer contacts to confirm Design  bases and
costs.

    Table d summarizes the type of information needed  to use the data sheets
to size the various alternative energy svstems, and to develop preliminary
estimates of the capital and operation/maintenance costs for the systems.

    Data sheets were not prepared for geothermal  power generation  systems,
fuel cells, and active solar systems for power generation because, ^ased on
the technology review, extremely limited notential currently exists for their
application in POTW's.  These limitations are summarized in the fact sheets.
Also, a data sheet was not prepared for passive solar  systems.  While
potential applications for this technology exist in POTW's, a generalized data
sheet was not prepared due to the significant variations in possible solar

-------
apnlications, which result from the variations in building architecture and
corresponding passive solar systems and costs.  In the case of passive solar
systems, the fact sheet identifies specific literature references for nuisance
on system design.

TABLE 4.  INFORMATION NEEDED TO SIZE THE VARIOUS ALTERNATIVE ENERGY SYSTEMS
         System
               PARAMETER
Heat pumps
Annual ambient temperature profile of heat source
Active sol ar for
heating and cooling

Photovoltaic

Geothermal  — direct
use

Wind power

Low-head hydro


Passive solar
Solar insolation rate — i'J/d-m
                         or
Solar insolation rate— WJh/d-m7

Earth thermal gradient~°C/km
Well yield (flow- rate )--m7/hr

Wi nd fl ux — kUh/m^-yr
Available head — m
Available flow — m?/rf

Solar insolation rate —
                                      14

-------
                          FACT  SHEET  FS-1—HEAT  PUMPS
Description - A heat pump is a thermoHynamic refrigeration cycle machine which
moves heat from a low-temperature source to a higher temperature s^ by the
addition of work.  When high-temperature Beating applications are Desired,  the
heat pump supplies this energy by drawing it from a low-temperature source.
The useful heat output is a function of that extracted from the cold reqion,
plus the energy added to the heat pump.  Therefore, the total heat output,
usually expressed as the coefficient of performance (COP\ is always greater
than unity.  Typically the COP ranges from 3 to 4,  where the COP is defined  as
total heat output divided by the energy added (See Fig. 1).  Common types of
heat pumps include water-to-water, water-to-air, and air-to-air (See Figure
2 >
£• • , •


Technical Status - Heat pumps were widely used for residential  and light
commercial building applications as early as the l°^0's.  Recent improvements
in design and components have resulted in a dramatic growth in heat pump
applications including some applications in wastewater treatment plants.
Recent interest has focused on the recovery of heat from wastewater effluent.

Applications - Heat pumps can supply heat for domestic hot water, space
heating, and process heat (e.g., anaerobic diqester, sludge drying).

Technical Data - Primary source of energy        - Electricity.
                 Alternative source of energy    - Directly driven by internal
                                                   combustion engine utilizing
                                                   anaerobic digester qas or
                                                   fossil  fuels.
                 Mature of output                - Varies  with the temperature
                                                   of heat source
                 Comments                        - A standby or auxiliary
                                                   heating system is required
                                                   when the source temperature
                                                   falls below 4°c.

Design Considerations - Total and maximum heat load requirements, coefficient
of performance (COP) of heat pump, and temperature data of heat source.

Performance - The performance of the heat pump, as measured by COP, varies
with source temperature (see Figure 1).  In general, the heat pumo becomes
inefficient if the source temperature drops below 40C.  Maximum heat load
may occur at minimum COP, e.g., heating an anaerobic diqester in cold weather.
                                                                         jfc
Reliability - Heat pumps have been used widely in the HVAC field with no
history of operational or desiqn problems other than the installation of these
units in unsuitable geographic (climatic) locations.  Heat pumps are generally
considered low O&M equipment.  Potential concerns for use  at a POTW include
corrosion for installations using a chlorinated effluent,  and scaling and
biological fouling which adversely affect the efficiency of the heat exchanger.
                                      IS

-------
Limitations  -

    0    Geographical  - Operation  of air-to-air heat pumps  in nothern climates
         (35° north latitude and above)  requires consideration of a heat
         energy wheel, air-to-air  preheat  exchanger, or  Z duct to increase  the
         COP.  There are no  geographical limitations for water-to-water and
         water-to-air heat pumps using wastewater effluent  because the
         wastewater is relatively  warm (10°C)  throughout the year.

    0    Production/distribution - None.

    0    Environmental effects  - None other  than the possible release of
         fluorocarbons to the atmosphere due to leakage.

    0    Legal, social, or institutional barriers - None.

References - 1 through 6.
                                      16

-------
  3.5
Q.
O
"3.0
                   we
t«r- to- -water J^
                    30      40      50
                    Source Temperature, °F
        Figure 1  Heat pump coefficient of performance.
                 (Adapted from Ref. 3)
                           17

-------
 Wastewater Effluent
Return Line
                Heat Exchanger
          Compressor
       Blower
                           - Filn
                           I Heat
                           ~ Exchanger
Figure 2.   Heat pump schematic diagram.
                      18

-------
                          DATA SHEET  DS-1--HEAT  PUMPS
Step 1.
Heat Load Requirement - The maximum heat load for specific process
operations can be estimated from information provided in references
1, 9, and 3.
         Heat Load
                         kJ/hr
Step ?.
Step 3.
Selection of Heat Pump - Select type of heat pump (water-to-water,
water-to-air, air-to-air^ and use Fig. 1 to determine the COP.  COP
should he based on minimum source wastewater or air temperature.  COP
for air-to-air can be increased if source air is preheated.

Type of heat Pumn	                   COP  	

Estimated Costs

Installed capital costs --

Use the heat load from Step 1 and Figures 3 and A to estimate the
total installed capital costs

Annual ORM Costs --

a)   Electricity:
          Total
         service  x
          hours
         	   x
         (hr/yr)
                Total
                load    x
               (Step 1)
                        x
Conversion   Electrical     I/COP
  factor  x    unit  x     (Step ?)
               cost
0.000?7«  x          x   	
         b) Other O&M costs:                                 ='b)$
            (usually n.04-0.08 of total  installed capital
            costs)
         Total  Annual  OM1 costs 'a & h>

-------





ra 100.000
0

^J-
n
o
O . 10.000



1000























>














X













I

x











X
















^f











/

.,•""











I














J


-------
1.000
M


o
•o
100
•a
c
a
M
3

10
M



1






























'











/


X










k
2
!j
2
* 1 1
|

1





ll
2








i






—



x










^















^


-










L*
/


H"T"i

3








-^
%



T7 —
•f!

























— 1
































1


1
I'll









   10         100       1,000       10.000
   Heat Pump Capacity, thousand kJ/hr

         ENR cost index = 3729

       	  Installed capital cost
       - - - Construction cost
Figure 4.  Air-to-air heat pump costs.
          (Adapted  from Ref. 3)
               21

-------
                                FACT SHEET  FS-?
                 ACTIVE SOLAR SYSTEMS  FOR HEATING  AMD  COOLING

Description - Solar energy is collected as  heat  for  heating  or  cooling.   A
solar collector converts incident solar radiation  (insolation)  to  usable
thermal  energy by adsorption on a suitable  surface.  A heat  storage  reservoir
is used  so that energy can be supplied during evening  hours  and cloudy  days.
A distribution system distributes energy from the  collector  or  storage  to the
point of consumption.  Solar cooling  is typically  accomplished  by  using  solar
heat to  operate a thermal  refrigeration cycle.   There  are  three basic
heat-activated refrigeration cycles:   absorption cycle,  organic RanHne  cycle,
and desiccant cycle.  (See Figures 5 and 5.)


Technical  Status - The basic concepts  are well established and  many  designs
are available commercially.  Active solar systems  have been  installed in
wastewater treatment plants.

Application - Active solar systems can supply heat for domestic hot  water,
space heating, sludge drying, and space cooling.  Active solar  systems  do not
appear to  be cost-effective for anaerobic digester heating.

Technical  Data - Primary source of energy - Sunlight.

                 Alternative energy source- None

                 Nature of output         - Outnut varies  with  seasonal  and
                                            daily  sunlight cycle and with
                                            cloud  cover  variation; sufficient
                                            heat storage can adequately  buffer
                                            nost heat  fluctuations.

                 Comments                  - Connection to  auxiliary  heating  or
                                            cooling  systems  is  required.

                                          - Heat storage for niqht time  and
                                            cloudy periods is required.

Design Considerations - Heating requirements  (domestic hot water and space
heating),  cooling requirements, storage requirements,  system efficiencies,
local insolation data, and weather/climate  conditions.

Performance - The performance of an active  solar system  is primarily dependent
on geographical location and local weather  conditions.   Studies indicate that
local weather conditions limit the optimum  performance (output^ of the  active
solar system.  A solar heating system  typically  has  an efficiency  of '0-?n
percent, while a solar cooling system  has an  efficiency  of only P-12 percent.

-------
Reliability - The reliahility of the  solar  heating  and cooling system over the
life expectancy of the  unit is questionable (?1^.   A  recent  national study of
12 active  solar units  showed only one provided  the  expected  solar energy.  A
number of  problems were reported as causing poor system  performance:  air
leakage, water leakage, freezing problems,  control  problems, storage hpat loss
problems,  severe weather,  lower energy requirement  than  design load, and
supplemental  heat problems.

Limitations -

    0   Geographical  - The application of  active solar  heating anH cooling is
        feasible throughout the United States.

    0   Production/distribution - There is no  evidence  currently available to
        show any reduction in costs  for active solar heating and cooling in
        the  near future.

    0   Environmental  effects - Active solar heating and cooling systems have
        relatively minor  environmental  impacts.  The major  concerns are the
        potential hazards associated with  a toxic  working fluid and storage
        media (contamination of water and  direct human  impacts from
        inhalation or  contact^, collector  overheating,  and  degradation of
        living space  air  quality (e.g., stagnant air, accumulation of
        airborne contaminants, buildup of  molds, fungus, and bacteria^ in
        storage system.

    0   Legal, social, and institutional barriers  -  Large-scale glare,
        sunrights, local  codes, installation expertise, land availability and
        acquisition,  and  public acceptance of  the  removal of tree canopy.

References -  7 through  21, 25, 101.

-------
Blower
                   3-Way Damper
             Auxiliary
             Furnace
               Figure 5.  Typical air flat-plate solar energy
                          collection system. (2)
                            I
Pump-
                      Solar
                     Thermal
                     Storage
                       Unit
Auxiliary
Furnace
 (Boiler)
Automatic
  Valve
Pump
                                                                   Load
             Figure 6.  Typical liquid flat-plate solar energy
                        collection system. (2)
                                   24

-------
Step 1.
Step 2.
                                DATA  SHEET  DS-?
                       SOLAR  HEATING  AND  COOLING SYSTEMS
                       •J V Uf\l\  I I t r\ I A H\J  r*l «LS  \*\J\J L_ 1 II U 
-------
    Where:
Area
Specific load

Insolation
Efficiency
Collector area in m°
Heatinq or cooling load for application
in kJ/yr (Step 1^.
Step 9, in '-J/yr-m9 for sppcific anplication.
Total  system efficiency (Step 3).
Step *.  Economic Considerations -

         Installed capital  costs* (includinq storage)  -
    Item
     Unit costs
             Array area
Installed capital
     costs
Hot water
(domestic^
Space heating
Space cooling 1,
Process heat
Net credit*
450 ($/m?) x fm^ =
540 ($/m?^ x (m7} =
inO-l,700f $/m^^ x fm^) =
540 ($/m^ x (m''} =
140 ($/m^ x (m?) =
Total
Annual oneration and maintenance costs* (usually n.ni-n.rn of
total capital costs^ -
* Costs supplied
"* T f Kn+ h c na f«o h
by equipment vendors (10R? costs)
oa + nnn anH r~nn1inn av«o i nf 1 nrlart in tho cnlar
$
$
$
$
$( )
$
$ yr

• rlacnnn a no t-
    credit ($) is given for the redundancy in the  collection  system.   This
    credit equals the smaller of the space coolinq and  snace  heating  area  x
    collector costs (

-------
Notes:

1. Units are KVVh/m2-d.
2. Data represent the average
  lor the years 1945 Ihrourjh 1975.

3. Conversion Factors
  1  KWh/MJDay  = 3599 M Joules/M! Day
               = 31695 BTU/Ft? Day
               = 8598 Langleys/Day
  o
          200
                   400
 600
	I
           Scale - Miles
                                  Figure 7.  Solar  insolation - total horizontal annual
                                                average day values.(101)

-------
                     FACT SHEET FS-1--PHOTOVOLTAIC SYSTEM


Description - Photovoltaic power systems convert sunlight directly to
electricity.  The system consists of a solar array using flat plate or
concentrating-tyoe collectors, a power conditioninq system (dc or ac
conversion and voltage regulation), an energy storage system, and/or a utility
tie-in or standby generator.  (See Figure 8.)


Technology Status - Single-crystal photovoltaic cell  systems are the
state-of-the-art technology.  The technology is well  advanced for silicon and
gallium arsenide cells.  Several photovoltaic demonstration projects are in
operation using single-crystal silicon cells.  Low-cost photovoltaic
manufacturing technology for polycrystall ine and thin-film materials is still
in the development stages.  Typical efficiencies of commerci ally-avail able
cells range from 10-14 percent.

Application - Photovoltaic power systems can supply electricity to the POTU.

Technical Data -

    Primary source of energy  -   Sunlight
    Alternate energy source -     None.
    Nature of output          -   Seasonal and daily sunlight cycle and cloud
                                  cover variation.
    Comments                  -   Connection to auxiliary electrical  system
                                  required, i.e., batteries, central  utility,
                                  or standby generator.
                                  Energy storage for night time and cloudy
                                  periods is required.

Design Considerations - Power requirements, siting requirements, local
insolation data, storage requirements, array and system efficiency, and local
weather/climate conditions.

Performance - The performance of a photovoltaic system is primarily dependent
on geographical location and weather conditions.  Studies have shown that the
local weather pattern is the most critical component limiting performance
(output) of the photovoltaic system.  Overall system efficiencies range from
8-10 percent.

Reliabil ity - The photovoltaic system is generally considered very reliable.
The system has no moving parts and requires only periodic maintenance.
However, reliability data over the life of the photovoltaic system are
currently not available.  The photovoltaic system will  have to he subjected to
long-term testing under actual field conditions before sufficient data are
obtained to determine the actual  reliability of the system.

-------
Limitations

    0    Geographical  -  All  areas  of the  United  States  to  latitude  fiO°  north
         have  sufficient annual  insolation  to  he potentially  suitable for
         photovoltaic  power, with  the southwestern  region "of  the  United States
         having the  optimal  insolation  rates.

    0    Production/distribution - Current  production and  system  costs  do not
         reflect the large-scale manufacturing of these  units.  Increasing
         demand for  photovoltaic systems  and optimization  of  production
         processes will  ultimately reduce the  capital costs of  these units.

    0    Environmental effects  - The environmental  impacts regarding
         installation  and use of photovoltaic  systems are  minimal.  Areas of
         concern are predominantly safety-related:  off-gasing of  the array,
         power conditioner,  and  batteries.

    0    Legal, social,  and  institutional barriers  - Utility  interconnection,
         insolation  rights,  large-scale glare, and  installation area
         availability  and acquisition.

References - 1, 6, 7,  13, 22 through 31,  101.
                                       29

-------
                                                                                               Utility Line
                Solar
                Array
CO
o
Energy
Storage
System
   Power
Conditioning
  System
                                                                                                AC Load
                                      Figure 8.  Simplified block diagram of the
                                                photovoltaic electrical system. (26)

-------
                     DATA SHEET DS-3— PHOTOVOLTAIC SYSTEMS
Step 1.  Load or Fraction of Load Requirements - The load requirements
         for specific process operations can he estimated from
         references ?. and **.                               _ kK'h/yr

Step ?.  Insolation Data - Insolation data can be obtained from reference
         1 or Fiatire 7.  (See step "> of Data Sheet DS-?.)
         Average annual insolation at proposed location

Step 3.  Array Area Requirements -

                        _ Load requirements _
         Array area (m?) = Cell  efficiency x averaoe insolation  = _ m?
         I/here:    Load requirements  = Step 1 in klJh/yr.
                   Averaqe insolation = Step ? in kllh/m'-
                   Cell efficiency    = n.in to n.lA

Step A.  Peak Power Output 'kl-0 -
         P peak (kW)  =                Array area x system efficiency x
                                                 peak insolation
         Where:    P peak            = Peak power output in kM.
                   System efficiency = Usually n.OR _ p. in.
                   Array area        = Step 1.
                   Peak insolation   = Typically 0.75.0.015 H;I/m°.

Step 5.  Economic Considerations -
                                      *
         Total  installed capital costs  -
                   Typical 1°8? unit costs - Hased on peak power outnut
                   (kW) from Step 4:

         Photovoltaic array  = $10,OOn/kW        X P neak (Step 4) = $
         Support structure   = $ l ,nno-$«j1onn/kW X P peak (Step A) = $
         Power conditioner   = $   5nO-$l,000/kW X P peak (Step ^ = $
         Batteries (if req.) = $   (500-$?,non/n,' X P peak (Step A) = $
                                                           Total     $
         Annual  operation and maintenance costs  (tynically O.o?_
         O.n?) of installed capital costs.                "      $	/yr
    Costs supplied Hy equipment vendors '!°R? costs

-------
               FACT SHEET FS-A—GEOTHERMAL - DIRECT USE SYSTEMS


Description - Direct use systems pump hot geothermal  fluid through a heat
exchanger transferring the geothermal energy to a secondary thermodynamic
fluid.  This fluid then transmits the heat energy from the geothermal fluid to
the thermal load.  (See Figure 9.)

Technology Status - Direct use systems have been employed in the United States
for approximately the last 20 to ^0 years.  Geothermal  systems have been
considered for POTU's but have not been used.

Applications - Direct use systems can be applied to space heating, anaerobic
digestion, and sludge drying.

Technical Data -

    Primary source of energy - Geothermal energy
    Nature of output         - Thermal energy

Design Considerations - Heating and/or power requirements, local geothermal
temperature gradient (see Figure 10), available local  geothermal data
(including depth to source), geothermal fluid quality (including temperature^
and quantity data, and geothermal test well  data.

Performance - Geothermal sources have been known to produce constant and
continuous output from 20 to 50 years.  System efficiency for direct use is
90-95 percent.

Reliabil ity - The reliability of direct use systems has been proven both in
the United States and Europe.  Direct use systems must be periodically shut
down for heat exchanger maintenance.  This maintenance consists of scale
prevention and gasket replacement.   This will be especially true for POTW
applications if wastewater is the secondary fluid in  the heat exchanger
(greater potential for scaling and biological fouling).

Limitations -

    0    Geographical - For successful application, the site must be located
         near a suitable geothermal  resource.  This resource must be verified
         by both available data and actual well testing.

    0    Production/distribution - Direct use systems  are commercially
         available.

    0    Environmental impacts - The impacts from waste heat are minimal for
         direct use systems.  A major concern is the  proper disposal of spent
         geothermal fluids to avoid upsetting the local aquatic environment.
         Spent geothermal fluids are typically disposed of by reinjection.

    0    Legal, social, and institutional barriers -  None.

References - 32 through 47, 77, 102.
                                       32

-------
Load Heat
Exchanger
                               Circulating
                                  Pump
Secondary
  Closed
   Loop
Existing
  or
Backup
 Boiler
                                        Well Head
                                     Head Exchanger
                                       A  A  A  A


1 	
Geothermal
Well. Pump.
and Water
Treatment
r
L

           Figure 9.   Typical geothermal direct use system. (43)
                                  33

-------
Key
Geothermal gradient in °C/km
0   15  30   45   60  +75°C/km
                      Figure 10.  Geothermal gradient map of the conterminous United States. (41)

-------
               DATA SHEET DS-A— GEOTHERMAL - DIRECT USE SYSTEMS

Step 1.  Heat Load (HI) Requirements - Head loads for specific unit
         operations can he estimated from the data provided in re-
         ferences 1, ?, and 3.                               _ KJ/hr

Step ?.  Geothermal Temperature Gradient at Site (Fig. in)   (A) _ °C/km

Step 3.  Highest Required Source Temperature for a given application
         (Figure 11)7                                       (B)
Step 4.  Total  Required Well  Depth
                                      - 12.8
                   Well  Depth = f  ^TAl~ + n-015) 1-5 "  (C)	

Step 5.  Wellhead Pump Size and Flow Rate3

         The well  flow rate is calculated as follows:

                                                  HL  (kJ/hH
                  Required well flow rate (W) =  T f°C)  4134  s
                                                           	nr/hr

                   Where:   HL - Heat load requirements in kJ/hr  (Step
                                1.)
                            T = Overall geothermal  temperature drop in
                                °C; generally 11°C for space heating
                                and domestic hot water,  and ?0°C for
                                an anaerobic digestion and sludge drying
                                application.

                                            V! x H
                   Pump Hlowatts  (kW) =    350 e                           l
                   Where:     W = Well  flow rate in m-Vhr.
                             H = Pumping head in meters (m)  which  can he
                                 assumed to be 30" m (l.nnn  ft)  for a
                                 preliminary estimate.
                             e = Pump efficiency, tyoically  n.fin_n.ps.

Step fi.  Transmission Distance -

         Estimated transmission distance from wellhead  to  thermal
         load in meters.                                           (D>	m
                                      35

-------
Steo 7.   Economic Considerations -

         Installed capital  costs+ --

         Well  and well heart  heat exchanger costs from  Figure  I9
         'l°fl? dollars)
                                                              (E}$
         Wellhead pump costs (SAW)  from Figure 1^  '7°S?  dollars^
         x kW  (in Step «5)  =
         Transmission piping costs (In8?  dollars^   (D^  x  $niVm =

         Total  engineering and related  capital  costs
         Engineering Design:   (H)   x   n.l^  =                   fp$	
         Site  investigation and overhead:   (FO   x   n.n?   =     (J)$	
         Resource exploration and  test wells
                                       ftvnically  $]nn,nno^    fK)$	
         Total  capital  direct heating installed  costs
                   (H)   +  (I)   +   (J)  +   'K)   =      Total    'L)$	
         Annual  operating and maintenance  costs  ^usually  O.np.n.OA
         of total  capital  costs (L)).                           $	/yr
    Due  to  very limited  information  of this  type,  it  is  recommenced  that  the
    evaluator contact the  following  office  for  site-specific  test  well  flow
    data:
    U.S. Department  of Energy
    Division  of Geothermal  Energy,  Resource  Applications
    Federal Building - MS?W
    12th and  Pennsylvania  Avenue,  N.U.
    Washington, DC   ZQAfil
    Does not  include reinjection well  costs

-------
re
55


1
ra
o>
oo
°c
200r

190

180

170

160

150

140

130

120
       110


       100


        90

        80


        70


        60

        50


        40


        30


        20
                                                                      to
                                                                    J
          Evaporation of Highly Concentrated Solutions Refrigeration by
          Ammonia Absorption Digestion in Paper Pulp, Kraft
          Heavy Water Via Hydrogen Sulfide Process
          Drying of Diatomaceous Earth
          Drying of Fish Meal
          Drying of Timber
          Alumina Via Bayer Process
                                                                          oz
                                                                          UJO
          Drying Farm Products .at. High Rates  	
          Canning of Food
          Evaporation in Sugar Refining
          Extraction of Salts by Evaporation and Crystallization
          ANAEROBIC  DIGESTER HEATING	
                                                                      uj
OO
00.
         - Drying and Curing of Light Aggregate Cement Slabs
    • SLUDGE DRYING APPLICATIONS

    • Drying of Stock Fish
     Intensive Deicing Operations
>       SPACE

       HEATING

       APPLICATIONS

    - Mushroom Growing
     Therapeutic Baths
    - Soil Warming
         - Swimming Pools, Biodegradatiorx Fermentations
          Warm Water for Year-found Mining in Cold Climates Deicing
        L Hatching of Fish; Fish Farming
            Figure 11.  Applications versus source temperature range
                      of geothermal water and steam.(38)
                                 37

-------
2
_ro

"o
0
          vo
      8
      O

      2   0.1
      a.
      as
      O
                            L.Mean cost "
                            \  i 11111H  i i
                       i  I I I II!  I  i I  ITT

                         Minimum cost
         0.01

                         l
                                ii
      —    100         1000       10.000

                      Well Depth (m)


            ENR cost index = 3729
                                     100.000
Figure 12.   Typical well and wellhead heat exchange
            installed capital costs for geothermal well. (44)
            (Reinjection well costs not included.)
                         38

-------
   2,000
*  1,000
r    900
i
    800

=   700

5   600
in
w   500
O
O
Q.
E
Q.
     400
"3
     300
     200
        20
                30
40   50
         100             200

Required Pump Kilowatts (kW)
300   400  500
        ENR cost index = 3729
                     Figure 13.  Total installed capital cost for geothermal
                                wellhead pump. (43)
                                         39

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                      FACT  SHEET  FS-S—WIND  POWER SYSTEMS

Description - Wind energy conversion systems (WECS)  harness the power of the
wind converting it to electricity.  The  system converts  wind power to
mechanical energy through a rotor.  The  mechanical  power is transferred to a
generator or alternator via a drive shaft.  A power  conditioning system
(inverter) is also employed to convert the power to  ac  or dc and to ensure a
steady output.  (See Figure 14).

Technical Status - Units of 10 to over 100,000 kW are available commercially.
However, the larger units are special  orders that are constructed on a
contractual turnkey basis with the manufacturer.  Several  wind energy
conversion system demonstration projects are in operation, hut the very large
units (over 100 kW) are not considered to be proven  technology.

Applications - WECS can supply electricity to the POTW.

Technical Data -

    Primany source of energy -    Wind.
    Nature of output         -    Zero to maximum rated  capacity depending on
                                  wind speed and duration
    Comments                 -    Connection to auxiliary system required,
                                  i.e.,  batteries, central utility, standby
                                  generator.

Design Considerations - Power requirements (loarO, siting requirements, local
wind data, energy storage requirements,  and  wind turbine/system efficiencies.

Performance - The performance (output) of a  wind power  system is significantly
affected by wind speed and direction.   The electrical output of the WECS is
zero until the wind speed reaches the  minimum cut-in velocity.  Above the
cut-in velocity the power output  increases with the  cube of the increasing
wind velocity until the maximum design velocity is achieved.  At velocities
greater than the maximum design velocity the power output remains constant.
The WECS efficiencies range between 38 and 56 percent when interconnected to a
public utility without storage.  If storage  is provided, the efficiencies
would range from ?8 to 40 percent because of the inefficiency (input/output)
of the storage system.

Reliability - The lower power (under 100 kW) units with  a long history of
operation have proven very reliable.  However, the earlier, large experimental
WECS (multimegawatt units)  developed design  failures including structural
failures and vibrational problems.  Corrections of these design failures have
been incorporated into later models.

-------
Limitations  -

    0    Geographical  -  High  wind  areas  (in  general, wind  speed over 2 m/s)
         are the optimum locations for  wind  power  systems  with New  England,
         Pacific mountain areas, and  central  plains states  the most suitable
         regions for wind power applications.   However,  each  site must be
         considered  on a case-by-case basis.

    0    Productions/distribution  - Current  production and  system costs do not
         reflect the large-scale manufacturing  of  these  units.  Most of the
         capital  cost data currently  available  are for the  experimental
         units.   An  increase  in the demand for  wind power  systems and
         subsequent  mass production would ultimately reduce the capital costs
         of  these units.

    0    Environmental effects  - Physical dimensions, such  as blade diameter
         and tower height, may  result in a significant negative (aesthetic)
         visual  impact.   Additionally,  the placement of  a  large-scale WECS may
         interfere with  television reception  due to the  motion of the rotor
         blade.

    0    Legal,  social,  and institutional barriers - Availability and
         acquisition of  land  and wind rights  may limit the  use of wind energy.

References - 6,  ^8 through 62.
                                      41

-------
Wind
Wind Turbine

  Generator


     Slip Ring Assembly

   Tower
                                                       AC Output
                                                    Power Conditioning
                                                    System (Inverter)
                                            Battery Pack
               Controls
                        Useful Power Output
          Figure 14.  Small WECS with storage. (48)
                              42

-------
                     DATA SHEET DS-5—WIND POWER SYSTEMS

Step 1.   Load or Fraction of Load Requirements - Electrical  loads can he
         estimated for the information presented in references ? and "*.

         Yearly load requirements                         	H!h/yr

Step ?.   Hind Data (Wind Flux)  -

         Figure 15 can he used  to estimate regional wind power
         availahil ity.  A detailed wind power survey is imperative
         in cases where wind power appears to he cost effective.
         Local  wind power avail ahil ity may significantly differ from
         regional data.  Site features such as terrain, structures,
         etc.,  may significantly affect the amount of availahle wind
         nower.  Suitahle site  characteristics may he summarized
         as follows:

              0    Minimum annual average wind speed greater than ? m/sec.

              0    No ohstructions fhuildinqs or trees) upwind or downwind
                   for a distance depending on the diameter  of the rotor
                   (i .e., 5 diameters).

Step 3.   Rotor Size and Area -

                        	Load	
    Rotor area  (m?) =    Efficiency x Hind flux                  	m9

    Where:     Load        = Step 1,  in kWh/jr.
              Wind flux   = Step ?, in Kwh/m^-yr.
              Efficiency  = Usually 0.38-0.5fi, assuming no storage.

Step 4.   Peak Power Output of Wind System (klJ) -

         P peak (kW) = Density  air x rotor area x (rated velocity)3 x
                                                                K	kW

         Where;    P peak         = Peak power output in 1'W.
                   Density air     = 1.?. kg/m?.
                   Rotor area     = Step 3, in m?
                   Rate velocity  = Typically 15 m/sec.
                   K              = Constant, 0.000153.

  Step 5.     Economic Considerations  -

         Total  installed capital costs (Figure 16)             $	
         Total  installed capital  costs are given as a function of
         peak power output in Figure Ifi.   Step 4 provides the cal-
         culation for the peak power output of the wind power system.

         Annual  operating and maintenance costs
         (usually 0.02-0.04 percent of installed capital  costs) 	/yr

-------
          USWB Weather Plotting Chart
                                  Wind Regimes

                           Low (2,000-3,000 kWh/m'/yr)

                           Moderate (4.000-7.000 kWh/mz/yr)

                           High ( > 7.000 kWh/m'/yr)
Figure 15.  Distribution of favorable wind regimes over
           the contiguous 48 states and offshore areas. (48)

-------
       (A
       •^
       If)

       o «


       5 |i
       Q. "O
       10 _
       O o

       T3 U)
       0) *O
       = c
       a CD

       (/) 3


       f ^
       CO ~





.000




100



to













f













/













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\



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I

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i

I

I





i




I



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1 —






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: ,
'x'



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f

















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J
1
II

1 ll
II;
i i1
ill!
Ml,
II
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/fill




i i ' !
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LLaJ
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1 1 I i 1





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;
:



l|

[I

E

•
n



Q
               10         100        1,000        10.000

                     Peak Power Output (kw)
Figure 16.   Total installed capital cost of wind power systems
            as a function of peak power output.
                          45

-------
                                FACT  SHEET  FS-6
                      WITHIN  PLANT  LOW-HEAD HYDRO SYSTEMS

Description - Hydroelectric power is  generated by  converting  kinetic energy
and potential energy to electrical  energy via a mechanical  impeller coupled
with an electrical  generator.  This system consists  of an  intake  nenstock
which directs a water stream at a turbine runner that  is directly coupled with
a synchronous electric generator.  (See Figure 17)

Technology Status - Low-head hydroelectric systems  have been  in use in the
United States and Europe for over a hundred years.   The technology is fully
proven and demonstrated.  Engineered  and prepackaged systems  are  available
through several commercial  distributors.  Significant  technology  improvements
that would improve the efficiency or  applicability of  the  technology are not
expected in the foreseeable future.  Low-head hydroelectric systems have been
installed in POTU's.

Applications - Feasible points of application in a  POTW are the influent or
the outfall of a treatment plant.  The point  of application is dependent on
the available head.
Technical Data -

    Primary energy source

    Nature of outout

    Comments
Available head and flow rate of treatment plant
 wastewater.
Seasonal and daily variation dependent on
 wastewater flow variations.
Interface with conventional  electrical power
 is required.
Design Considerations - Power requirements,  siting  requirements,  available
head, available flow, variability of watewater flow.

Performance - Low-head hydropower systems require relatively  low  maintenance
and are easy to operate.   The conversion efficiency between hydraulic  energy
and electrical  energy is  between 85 and  °0 percent.

Reliability - Low-head hydro systems are considered  extremely reliable.   These
systems generally require infrequent maintenance and  essentially  no  operator
attention.  System output varies in direct proportion to  wastewater  forward
flow.  If influent flow powers the system, nrecantions  should be  taken to
minimize clogging of the  intake penstock and in-line  turbine  mechanisms.   If
effluent flow powers the  system, the materials of construction must  be of
sufficient quality to prevent corrosion  Hue  to the  chlorine residual  in  the
effluent.

Limitations -

    0    Geographical - Available head should be approximately 3  m or  greater
         to make the application feasible.

-------
    0    Product!on/distrihution  —  None.



    0    Environmental  impacts  -  None.



    0   "Legal,  social, and  institutional  harriers  -  None.



References - 63  through 7?.
                                      47

-------
—



- — . -



- —



-1
1
1
_J
                                                        Generator

                                                        Gear Box

                                                        Electrical Panel

                                                             Thrust Block

                                                        Valve
                                                                       Penstock
                                 Plan
                                                        Turbine

                                                       - Powerhouse
  Equipment Access Hatch


Powerhouse


Turbine
Tailrace
Structure
                                Section
                  Figure 17.  Low-head hydroelectric system.
                                    48

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                               DATA SHEETS DS-fi
                     LOW-HEAD  HYDROPOWER  DESIGN DATA SHEET

Step 1.  Load or Fraction of Load Requirements - An estimate of the
         electrical  load can he obtained  from references ? and ?.
Step ?..  POTV1 Flow Data -

         Design or projected average daily flow            (Q^

Step 3.  Available Head -

         By accurate methods determine the available head (water ele-
         vation difference at site, usually plant effluent).   Typical-
         ly, this is accomplished through a qualified surveyor.

         Avail ahle head (m) =                                (H> _ m

Step 4.  Installed Capacity of System -

         System capacity (kW) = Q x H x 9. 65 x If)-*             _ kW

         Where:  System capacity = Power output in kW.
                 Q               = Daily flow in m^/d (Step 2).
                 H               = Available head in m (Step  3).

                                  _ System capacity _
    Percent of load satisfied   = Load requirements fStep
l)x 100    __ *

Step 5.  Economic Considerations -

         Total  installed capital costs
         $/kW (from Figure 18) x kW (Step 4)                    $ _
         Operating  and maintenance costs  (typically
         0.0?-0.04  percent of total  installed  capital  cost)      $	/yr

-------
     100.000 f
        100
                     10         100         1000
                     System Capacity (KW)
                                                     10.000
Figure 18.  Total installed capital cost of low-head hydro power.
                           50

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                   FACT SHEET FS-7 — PASSIVE SOLAR SYSTEMS

Description - In a passive solar system, elements of the building are used to
collect, store, and distribute energy.  In general, passive systems are
integral parts of a building's overall architectural design and construction.
The solar system is classified as passive if all  significant energy exchanges
linking the system involve purely natural flow (conduction, convection,
radiation, evaporation) rather than forced flow (fans, pumps, compressors).
There are three general passive collection concepts:

    0    Incidental heat traps, e.g., windows, skylights, and glass structures
    o    Thermosiphoning (convective loop).
    0    Thermal storage pond and roof concept.

(See Figures 1°, ?n, ?l, ??, and 21.>

Technical Status - Architects commonly use passive heating and cooling in
contemporary building designs.  The design procedures are well documented in
the literature.  Current research regarding passive solar hardware involve
attempts to increase system performance (e.g. transparent insulation, an
"optical shutter," thermocrete, phase change insulation, and a thermic
diode).  Passive systems have been incorporated into recent POTH building
designs.

Applications - Passive heating and cooling systems can be used to complement
conventional heating and cooling systems.  In general, as much as 70 percent
of building heating can be met using passive solar systems.  Additionally,
natural (solar) lighting can complement the building's interior illumination
systems.

Technical Data -

    Primary source of energy -    Sunlight.
    Alternate fuel           -    None.
    Nature of output         -    Seasonal and daily sunlight cycle, and cloud
                                  cover variation.
    Comments                 -    Auxiliary heating and cooling systems
                                  re qu i red
•
Design Considerations - Heating and cooling requirements, building layout,
design and orientation, and material of construction.
                                      •SI

-------
    Note:     Due to the significant variations in  possible passive  solar
              applications, resulting from the variations  in-building
              architecture, no generalized data sheet  has  been  prepared.   For
              guidance "on system design, see references  74 and  75.

Performance - For a properly insulated structure the efficiency of a passive
solar system is generally independent of the geographical  location.   The
primary factor affecting performance is the local weather  conditions, e.q.,
cloud variations.

Reliahil ity - A passive solar system is considered  very  rellabile.   The system
has  no moving parts and is typically constructed of low  maintenance  materials.

Limitations -

    0    Geographical  - None. Passive solar systems are  applicable throughout
         the United States.

    0    Production/distribution - Traditional  passive solar  equipment is
         readily available; however, the new/innovative  passive hardware  is
         difficult to  fabricate and is generally expensive.

    0    Environmental  impacts - There are few environmental  problems
         associated with passive systems other than limited concern  for
         potential degradation of interior air quality (as measured  by
         temperature,  humidity, and air circulation^ and increased hazard from
         glass breakage associated with large  expanses of  glass.

    0    Legal, social, and institutional  harriers  - The inability of the
         process to be easily adapted to existing structures; i.e.,
         retrofitting  is a major limitation.  Sunrights  and large-scale glare
         must also be  considered.

References - T, 7, in,  1?, 16, 17, 73 through  7«5.

-------
                                                                Radiation
                                                              From Storage
1.  Exterior Glazing System
2.  Concrete Wall
3.  Air Vents
4.  Foundation Insulation
          Figure 19.   Typical Trombe wall design.(16)
                            53

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   Solar
  Radiation
                                                       Radiation
                                                        From
                                                       Storage
1. Skylight Glazing System
2. Movable Insulation Plumbing
3. Movable Insulation Storage Tank
4. Reflector Wall
5. Water Bags
6. Steel Deck
       Figure 20. Typical solar roof pond system. (74)
                         54

-------
Absorber
  Plate
                                                 Heat Pipe
                                                     Room
                                                 Water
                Insulation-
 Figure 21.   Heat pipe augmented water wall concept. (74)
                       55

-------
                              Oil Valve
         Crossover
         Tube
                                                 Air Out
                                                 Air Warms
                                                 & Rises
                                                 in Plenum
                                                 Chamber

                                                 Water Reservoir/
                                                 Heat Storage
                                                 Honeycomb
                                                 Insulation Layer
                                                 Water Channel
                                                 Heat Collector
                                                  Air In
Figure 22.  Thermic diode solar panel. (74)
                     56

-------
1. Insulating Glass
2. Wall Framing
3. Metal Absorber Plate
4. Insulating Core
5. Interior Finish
6. Continuous Air Vents
                                                                Natural
                                                                Convection
                                                                (behind collector plate)
          Figure 23. Typical thermosiphon air panel collector. (2)

                                   57

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                 FACT SHEET FS-8 --  GEOTHERMAL  -  POWER SYSTEMS

Description - Geothermal systems can provide heat for the generation of
electricity.  In geothermal power systems, very high temperature geotherinal
fluids are passed through a heat exchanger.  A secondary working fluid is then
heated in the heat exchanger and expanded through a Rankine cycle power
turbine.  This turbine then turns a synchronous generator thus creating
electrical power.  (See Figure ?4).

Technical Status - Geothermal  power systems have been used in Geysers,
California since !QfiO.

Applications - Geothermal power systems produce electrical power and therefore
could supply the entire energy requirements of a treatment plant.
Technical Data -

    Primary source of energy
    Alternate fuel
    Nature of outout
Geothermal energy.
None.
Electrical energy.
Energy storage not
supply of source.
                                                  required due to continuous
Design Considerations - Power requirements, local geothermal  temperature
gradient, available local  geothermal  data, geothermal fluid quality and
quantity data, and geothermal test well data.

    Note; - Due to the limited applicability of these systems (see
    geographical  limitations, below)  no generalized data sheet has been
    prepared.

Performance - Geothermal  sources have been known to produce constant and
continuous output from 20 to 50 years.

Reliabil ity - Geothermal  power systems must be periodically shut down for heat
exchanger maintenance.  This maintenance consists of scale prevention and
gasket replacement.  Geothermal power systems are subject to  the same
maintenance schedules as  conventional power systems.

Limitations -

    0    Geographical - For successful application, the site  must be located
         very near a suitable geothermal resource.  This resource must be
         verified by both available data and actual well testing.  The
         existence of suitable geothermal  resources, i.e., thermal gradients
         greater than 60°C/km (see Figure 10), severely restricts the
         potential application of geothermal power systems in POTW's.

-------
    0    Production/distribution  -  The  smallest  on-line  geothermal  electric
         plant in the United  States is  10  MW,  which  suggests  that  geothermal
         power generation  is  applicable to treatment plants  in excess of
         378,500 mVd (100 mgd).

    0    Environmental  impacts  -  A  major concern is  the  proper disposal of
         spent geothermal  fluids  to avoid  upsetting  the  local aquatic
         environment.  Spent  geothermal  fluids are typically  disposed of by
         reinjection.

    0    Legal, social,  and institutional  barriers - None.

References -  32-34,  36,  42, 44, 47, 76,  and 77.

-------
                         Steam
                                    Steam
                                   Turbine
                  Wellhead
                    Heat
                 Exchanger
                                                          Generator
                                                (      ) Condenser
    Remjection
       Well
Pump
Geothermal Well.
Pump, and Water
   Treatment
             Figure 24.  Typical geothermal steam power
                        generating system. (45)
                            60

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                         FACT SHEET FS-9 —  FUEL CELLS

Description - A fuel cell is an electrochemical device that converts the
chemical energy of a fuel directly into dc electricity.  The dc electricity is
converted into ac electricity by means of a power conditioner.  In addition to
the fuel cell and power conditioner, a fuel processing or converting system
(generation of hydrogen gas) is required.  A waste heat recovery system is
also used sometimes.  Types of fuel cells currently in development include a
phosphoric acid electrolyte, molten-carbonate electrolyte, and solid-oxide
electrolyte.  (See Figure 25).

Technical Status - Several small  fuel cell power plants (12-40 kW) were
demonstrated by 1975.  Approximately 45 demonstration units of 4Q kW are
expected to be installed at various locations in the United States by 1982.
In New York state a much larger unit, approximately 4500 kW, is expected to
provide electricity by the mid-to-late 1980's.  Although fuel  cell technology
has been demonstrated, it has not reached commercial readiness.

Applications - Theoretically, fuel  cells are applicable to any size wastewater
treatment plant.  Due to their self-contained and modular nature, fuel  cells
may be installed anywhere in the  United States.  Additionally, fuel cells may
be designed to supply the entire  energy requirements of a treatment plant and
can supply electricity proportional to the instantaneous load  requirements.

Technical Data -

    Primary source of energy      - Low sulfur oil  or naphtha.

    Alternate source of energy    - Most clean hydrocarbon sources that can be
                                    used to generate hydrogen, e.q., anaerobic
                                    digester gas (methane), propane, methanol,
                                    and hydrazine.
    Nature of output              - Extremely constant ac electricity.   Energy
                                    storage is not required due to the  ability
                                    of the fuel cells to closely follow load
                                    power demands.

Design Considerations - Power requirements and available fuels.

    Note - Due to the newly developing status of this technology, no
           generalized data sheet has been prepared.

Performance - Although relatively few performance data are available, fuel
cells are expected to provide a continuous and constant energy output.   The
efficiency of the fuel cell is in excess of °0 percent; however, when the
conversion of the primary fuel to hydrogen is included with the fuel cell
efficiency, the overall energy conversion to electricity is only 30-40
percent.  (A conventional fossil  fuel power plant conversion efficiency is
typically 33 percent.)  It is anticipated that the overall system efficiency
of 47 percent can be obtained by the late IQRO's.
                                      61

-------
Reliabil Ity - As with any newly developed technology, fuel  cells may he
expected to be relatively unreliable, and require very specialized personnel
for O&M during the first few years of commercial  availability.   However, the
reliability of fuel cells is expected to increase thereafter once the
mechanical and system deficiencies are worked out.

Limitations -

    0    Geographical - The application of fuel  cells is technically feasible
         throughout the United States.

    0    Production/distribution - The fuel  cells are not expected to be
         commercially available until approximately the year 2000.
         Additionally, the current life expectancy of the fuel  cell  is only
         10,000 hours.  The ongoing research and  development programs are
         anticipated to significantly improve the life expectancy of the cell.

    0    Environmental effects - The primary fuel processor will have the same
         air pollution and solid waste problems  of a conventional  fossil fuel
         power plant.

    0    Legal, social, and institutional barriers  - Public acceptance of any
         newly developing technology.

References - 5, 78 through 87.

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             FUEL PROCESSOR
                                    FUEL CELL
                                                WASTE HEAT RECOVERY
                                               AND POWER CONDITIONER
                                             AIR
cr,
co
                                                            EXHAUST
           AIR
BURNER

START  AJ
FUEL  ^
BY-PASS
CONTROL
/
M
                     ANODE EXHAUST
                          REFORMER
 TURBO-
 COMPRESSOR

(TWIN-FLOW)
                     START
                     BURNER
                   TURBINE
            AIR  EXHAUST
                                                                                  POWER
                                                                                CONDITIONER
                                                                                     POWER SECTION
                                                                                     HEAT REMOVAL
                                                                                        COOLANT

                                                                                       WATER FROM
                                                                                       STORAGE
                                                                            — AC
                                                                            —• POWER
                                                                            —• OUTPUT
                                                 COOLANT
             Figure 25.  Schematic diagram of a fuel cell system (82)

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                               FACT SHEET FS-10
                   ACTIVE SOLAR SYSTEMS  FOR  POWER GENERATION

Description - Heat from the solar collector  is used to operate a heat engine
whose output can be utilized for electrical  power  generation.   Systems can be
classified as to their levels of solar energy concentration/intensity (low,
medium, high) and configuration (centralized or decentralized).   Storage is
provided as heat (molten salts, or heated oil, water,  or rocks)  or electricity
(batteries^.  See Figures 26-?9)

Technical Status - These systems are not expected  to be available commercially
until the mid-19Q0's.  Only industrial process heat (steam)  systems are
available commercially today.  Several demonstration and prototype systems are
in operation, but none have been applied to  POTW's.

Applications - Theoretically, solar thermal  power  systems can  supply both
electricity and process heat to a POTW.

Technical Data - Primary source of energy -  Sunlight
                 Alternate fuel           -  None.
                 Nature of output         -  Output  varies with seasonal  and
                                            daily  flucuations  in solar
                                            insolation and local  weather
                                            conditions.
                 Comments                   Sufficient storage would buffer
                                            the system from  short heat
                                            interruptions and/or permit system
                                            operation  when solar energy is not
                                            available.  An auxiliary power
                                            system  is  required,  i.e., thermal
                                            storage system,  central  utility,
                                            or standby generator.
                                            Additionally, most systems can
                                            utilize only direct  sunlight.

Design Considerations - Power requirements,  siting  requirements, storage
requirements, type of system (centralized or decentralized), level  of solar
insolation, and system efficiency.

    Note:  Due to the newly developing status of this  technology, no
           generalized data sheet has been prepared.

Performance - The performance of a solar thermal system is primarily dependent
on geographical location, local weather  conditions, and storage  capacity.
System efficiencies are a function of solar  energy  concentrator  intensity and
heat engine operating temperatures.  Typical efficiencies are  as follows:
                                      64

-------
    Low-level  solar concentrator (flat plate/vacuum tubes)         5-7   percent
    Medium-level  solar concentrator (parabolic trough)             10-13 percent
    High-level  solar concentrator (point focus systems^           17-22 percent

Reliability -  Solar thermal  power systems are still  in  the developmental  stage
and may be somewhat unreliable and require very specialized personnel  for 0 &
M during these  early years of process development.   However, the system
reliability is  anticipated to increase once the mechanical and system
deficiencies are  corrected.

Limitations -

    0    Geographical  - Solar thermal power systems  are limited to areas  with
         suitable insolation characteristics, with  the  southwest region of the
         United States the area most suitable for application of solar  thermal
         power  units.

    0    Production/distribution - Large-scale systems  are not expected to be
         commercially available and economically attractive until  the
         mid-1990's.

    0    Environmental effects - Environmental impacts  associated  with  the
         thermal  engine and  storage system are primarily safety related
         (working fluid leaks, noise, etc.).  Environmental  effects are also
         attributable to heat rejection equipment (cooling tower plume).
         Misdirected solar radiation is of great concern causing possible eye
         injury,  fires, and  potential disruption of  nearby air and ground
         traffic  (glare).

    0    Legal, social, and  institutional barriers  - Aspects of concern
         include  insolation  rights, land availability and acquisition,  and
         installation expertise.

References - 5, 88 through 100.
                                      65

-------
Receiver
        590°C (1090°F)
                                   (1090°F)
                                    590°C
 540°C(1000°F)
9.7MPa(1400psi)
                                                                            Condenser

                                                                         31°C(88°F)
                                                      Feedwater Heaters
                   Figure 26.  Point-focus central receiver/Rankine
                              (PFCR/R) system flow schematic drawing. (88)
                    Figure 27.  Two-axis tracking heliostat (PFCR).(88)

                                        66

-------
    Receivers
                295° C (560° F)
175°C (350° F)
                              285° C (540° F)
                            3.4 MPa (500 psi)
    295° C
   (560° F)
Dowtherm A
  Thermal
  Storage
Thermocline

    175°C
                              '' (350° F)
                                           f 240°C (460° F)

                                              Boiler
                                    175°C
   Condenser

31°C(88°F)
                                   (350°F)   (330°F)
                                                       Feedwater Heaters
              Figure 28.  Low concentration nontracking (LCNT)system flow
                         schematic drawing. (88)
                  Figure 29. Low concentration nontracking (LCNT)
                             collector module. (88)
                                         67

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95. Arthur D. Little, Inc.  "Conceptual Design and Analysis of  a Compound
    Parabolic Concentrator Collector Array."  Final  report,  NTIS
    ANL-K-77-3R55-1, Prepared for Argonne National Laboratory,  August  1977.

95. Alvis, R. L., et al.  "Solar Irrigation Program  Plan."  NTIS Report No.
    SAND78-0308, Second  Revision, Sandia National  Laboratories, May  197R.
                                      74

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 97.Gupta, B.,  et al.   "Technical  Feasibility Study of Modular Dish Solar
    Electric Systems."  NTIS Report No.  ERDA/NASA-19740-76/1,  Prepared  under
    Contract No. NAS3-19740 by Honeywell, Inc. for U.S.  Energy Research and
    Development Administration, March 1976.

 98.Jet Propulsion Laboratory.  Executive Summary, Point Focusing Distributed
    Receiver Technology Project.  Pasadena,  California,  Jet Propulsion
    Laboratory Report  NO.  5104-26, Prepared  for Department of  Energy,  1^78.

 99.Sandia National  Laboratories.   Proceedings of the Solar Total  Energy
    Symposium.   Sponsored  by U.S.  Energy Research and Development
    Administration,  Albuquerque, New Mexico, NTIS Report No. SAND77-QP2Q,
    January 1977.

lOO.Sandia National  Laboratories.   "Recommendations for  the Conceptual  Design
    of the Barstow,  California Solar Central Receiver Pilot Plant," Executive
    Sunmary, NTIS Report No. SAND77-8035, October 1977.

101.U.S.  Department  of Energy.  "Southwest Project, Volume I,  Executive
    Sunmary."  DOE/CS/8720-1, Washington, DC, December 1979.

10?.Racine, W.  Craig and T. Larson.  "Feasibility of Utilizing Geothermal
    Energy for  Wastewater  Treatment in San Bernardino, California."
    Geothermal  Energy:  The International Success Story.   Transactions, Vol.
    5, Geothermal Resources Council 1981 Annual  Meeting,  Houston,  Texas,  2S-?9
    October 1981.
                                      75

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                                   SECTION 5

                                CASE HISTORIES

GENERAL

    Section 5 presents case histories of alternative energy technologies at
POTW's across the United States.  The case histories presented in this section
include examples of the following technologies:

    1.   Low-head hydroelectric generation (Bonney Lake, Washington).

    ?.   Active solar system for process heating (Newport, Vermont and Wilton,
         Maine).

    3.   Passive solar system (Hillsborough,  New Hampshire and Wilton, Maine).

    4.   Wind power (Livingston, Montana and  Southtown,  New York.

    5.   Heat pumps (Wilton, Maine).

    6.   Photovoltaic system (Waynesburg-Magnolia,  Ohio).

    The preliminary information included in Section 5 was  gathered from EPA's
Innovative/Alternative Technology Staff at WERL in  Cincinnati, Ohio, and from
the literature.  The status of each case history project was verified  by the
regional  and/or state innovative/alternative  coordinator.   Additional
technical  information (e.g., design criteria, performance, etc.)  was provided
by the consulting engineer, as required.

    All of the case histories included  here were at least  in the  design phase
at the time the report was written '198?). At the  time  of writing,  only one
POTW (Wilton, Maine) had been on-line long enough for meaningful  operating
data to have been collected.  (Wilton has been operational  since  September
1978).
                                      76

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WILTON, MAINE « ACTIVE SOLAR FOR PROCESS HEAT, PASSIVE SOLAR,  HEAT PUMPS

Background

    The Wilton, Maine wastewater treatment system was designed  by
Wright-Pierce Architects and Engineers, Topsham, Maine.  Although the Wilton
plant was constructed before the innovative/alternative program, EPA grant
funds were used for construction.  A full report describing the Wilton
facility is available (1).

    The 1,700 m^/d (0.45 mgd) wastewater treatment system at Wilton was  one
of the first POTW's in the country to use alternative energy technology.  The
energy sources are interdependent and include the following:

    1.   Active solar system for anaerobic digester heating.

    2.   Digester gas (methane) utilization in a gas boiler for heating  and
         electricity generation.

    3.   Effluent heat recovery by heat pumps.

    4.   Passive solar system for building heat.

    5.   Exhaust air and cooling jacket heat recovery by air-to-air heat
         recovery (energy wheels).

    Wastewater is lifted into the plant by screw pumps that automatically
provide variable flow, thus preventing overloading the treatment processes.
The wastewater flow is by gravity throughout the rest of the plant.
Pretreatment is provided by comminution and grit removal.  Gross solids  are
removed by rotary screens.

    Secondary biological treatment is accomplished via the rotating biological
contactor (RBC) process, followed by secondary clarifiers.  Solids from  the
secondary clarifiers are combined with the primary screenings and pumped  to
anaerobic digesters for stabilization before being dewatered and disposed.
Effluent is disinfected with sodium hypochlorite (which is generated onsite
electrochemically from salt and water) prior to discharge to the receiving
stream.

    Due to Wilton's cold climate, the entire plant is enclosed  in two
structures.  To save energy, unit processes have been brought close together,
while still leaving room for future expansion.  The building is well insulated
and zoned to enable different rooms to be heated to different temperatures.
It is constructed of concrete block and brick with insulation in-between  to
provide a large mass that holds the heat at night.  The roof is also designed
to hold snow to provide good natural insulation.  The surrounding juniper
groundcover will also hold the snow for insulation.  The building is built
into a hillside, with little exposure to the north, to minimize the exterior
surface.  This results in lower demands for heating, lighting,  and system
1oads.
                                      77

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    The treatment process and energy systems are coupled to produce more
alternative sources of energy.  The maximum amount of excess heat energy,
including excess heat from exhausted air, generator coolant,- and effluent
water, is recovered within the building for reuse.  The recovery of 60 percent
of the heat from exhaust air in the ventilation system is used to preheat cold
air drawn into the plant.  The effluent from the olant normally is discharged
at 7.2°C to 10°C (45°F to 50°F), even in winter, which represents a
potential usable source of heat.  By using an electric heat pump, the Wilton
plant recovers much of this wasted heat, producing three units of heat energy
for every equivalent unit of electrical energy used.  Not only does this help
heat the building, but the resultant lowering of the effluent temperature
prevents thermal shock on the stream.

    The conceptual energy flow diagram (Figure 30) shows the interaction of
the various energy sources and the heating requirements of the treatment
plant.  It is this interdependency of energy sources and the sophisticated
control of them which make the energy system unique.  The design is an
integrated energy source and utilization system.  The sources of energy can
work individually, or in combination, in conjunction with the three basic heat
utilization systems.  The general philosophy is that the plant will use solar
energy as the primary source, gas produced in the digesters as the secondary
source, and the heat recovered from the process effluent by the heat pump as
the back-up and final supplementary energy source.  The generator will heat
the plant as a primary source only in the event of a power failure, but it
will provide power for general building use when excess methane is available.

    The digester/methane subsystem is not especially unique in its function
and design; however, the integration with the total system and its role in the
energy-conserving nature of the facility is unusual.  The gas released becomes
an important part of the total operation since it is used for the boiler in
normal operation, and for the emergency electrical generator when excess gas
is available.

Treatment Plant Design Criteria

    The design criteria for the wastewater treatment plant, including the
energy system, are as follows:

    Quantity of sewage            1,700 m3/d
    Influent BODs                   200 mg/L
    Influent suspended solids       200 mg/L
    Effluent BOD5                    20 mg/L — 90 percent removal
    Effluent suspended solids        20 mg/L — 90 percent removal
    Sludge quantity to digesters      9.46 m3/d at 3.5 percent solids
    Methane yield                   110 to 125 m3/d
    Methane heat value                2.235 x 104 kJ/m3 or
                                      2.4 x 106 to 2.7 x 106 kJ/d
                                       78

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Propane
1 (Standby) ,
1 J_


'
Heat
Exchanger
JL
                                                                                              Plant
                                                                                              Effluent
   Electric ^J
   Power
    Electric Power .
   (Supplementary)
         Domestic
           Hot
          Water
 Hydronic
  Solar
Collectors
                                                           Heat
                                                        Distribution
                                                          System
                                      Exhaust Air
                                    Heat Recovery
— 1
1
1-


[ ^
Water
Heater

Methane
Storage
Source Wright-Pierce Architects and Engineers.
      engineers lor the Wilton. Maine project
                    Figure 30.  Conceptual energy flow diagram for Wilton,Maine

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Active Solar System for Process Heating

    The most significant innovation that reduces the requirements for offsite
energy is the application of solar energy, which has been user1 for the first
time in a sophisticated manner as an integral part of the wastewater treatment
process.  The enclosing structures are oriente^ southward to achieve t^e
maximum value from the sun's direct energy throng11 both passive and hydronic
solar energy collection devices.  Passive solar collection is achieved through
the use of fiberglass pannels that let solar heat into the process rooms of
the plant to heat t^e air directly without letting the heat out.  Blacl' metal
solar collector panels, set at a 6°° slope, form the south roof of t^e
treatment plant.  An anti-freeze solution is pumned through these panels and
heated to between W.°°C and 600C (l?nop to idOOp^ by the sun.

    Although this solar energy is used to heat the building and the hot water
supply, its primary purpose is to provide heat for the anaerobic digesters.
Using solar energy to heat the digesters frees the digester gas for beating
the building, running the electric generator, and long-term storage.  This
overcomes one of the main problems of solar energy, t^at of storage.  Digester
gas is a much more economical material to store than heated water, and it is
also much more flexibile to use.

Svstem Description —

    The active solar energy system is a hydronic type with flat-plate
collectors, an ethylene gi ycol/water collection loon, a heat exchanger, and
storage systems.  The active solar collectors provide ?V to °"7/l x \^ '"J
(22n to 260 MBtu)/yr, while the passive collectors will add another 10* to I"*"7
x IP*5 kJ (100 to 130 MBtu)/yr.  Ethylene glycol is circulated through
collector plates which are heated from the sun's rays, and this energy is t^en
exchanged to the plant's circulating water system.

    The active solar array consists of R4 double-glazed panels with an
effective collection area of 119.5 m7(l,?nf> ft?^ facing ?° west of south
at an angle of 60° from the horizontal.  The plant site is located at /i^°
north latitude.  The specifications and installation details are describe^ in
Table 5.

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    TABLE «?   ACTIVE SOLAR SPECIFICATION DATA AND DESIGN
              CRITERIA FOR WILTON, MAINE
         Item                                    Specification


    Number of collector panels                    54

    Gross area                                   13° m^

    Aperature                                    119 m^

    Glazing thickness                              0.47R cm
                                                   (double glazed)

    Transmissivity                                °0.5 percent/sheet

    Insulation                                   Fiberglass R-22

    Water/glycol  solution                        50/50

    Solution temperature                          48.9°C to 60°C
Source:  Wright-Pierce Architects and Engineers, engineers for
         the Wilton, Maine project.
The monthly
January
February
March
April
May
June
average ambient
°C
-7.4
-3.9
1.7
7.2
13.3
18.3
temperatures are as
July
August
September
Octoher
November
December
follows:
QC
2T.7
71.1
IP. 7
12.2
5.0
-2.2
    The average wind speed is 2.2 m/s.
                                      81

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    The heating energy supplier! by the active solar system was  estimated hy
the manufacturer.  Since the heating provided by the active solar system is
useful only when such heating is required, the net estimated active solar
contribution is shown in Table 6.

Energy System Performance Data —

    The designers of the Wilton plant monitored the energy system at Hilton
from June 1979 to March 1?PO.  The actual  operating results were then compared
with the estimated or "design" conditions.  The energy production (estimated
and actual) is shown on Figure 31.  The only months during which the actual
total  collected energy equalled or exceeded the estimated total  were September
and December.

Estimated/Actual Energy Production --

    The overall active solar system efficiency (i.e.,  the net energy collected
divided by the total incident available) was ?3 percent.   An overall
efficiency of 23 percent was signifgicantly lower than anticipated.  A great
deal of effort was spent in investigating the reasons, which were presumed  to
be one or more of the following:

    1.   Data/instrumentation error

    2.   Collector heat loss factor

         a.   Inadequate thermal insulation.

         b.   Possible convective losses between the absorber plate and the
              rigid insulation.

    3.   Collector heat transfer losses

         a.   Air within the fluid loop.

         b.   Effect of the glycol solution.

    4.   Control sequencing and response.

    5.   Collector efficiency losses due to dirt accumulated during
         construction.

While all  of these factors (excluding the  first) contributed to  the solar
system's performance, the cause appeared to be the combination  of all  of them,
coupled with actual weather conditions and the lack of an accurate calculation
procedure to simulate this interaction.

    There is obviously a significant difference between instantaneous
collector efficiency and day-long, or more importantly, year-lonq collector
efficiency.  Instantaneous efficiencies are useful  in  comparing  various types
of collectors under similar steady-state conditions, but  tend to create a
misleading picture of the efficiency of water-heating  systems operating over
long periods.

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TABLE   6     NET  ACTIVE SOLAR CONTRIBUTION  FOR  WILTON,  MAINE
               Total heating
               requirement
               remaining after
    Month       passive solar
               contribution

                  fcj x 106
Available active
 solar energy
  kJ x 106
   Net active
solar  contribution
    •
-------
CD
5
>•
O)
5
55
jo
o
      25
      20
15
10
         J   F   M  A  M    J   J
                                   S   O   N  D
Legend

U  Estimated energy

I  Actual energy
                                                         Note:  Summer building heating
                                                                losses due to circulation
                                                                losses.
         Source:  Wright-Pierce Architects and Engineers,
                engineers for the Wilton. Maine project

          Figure 31.    Estimated /actual energy production for
                        Wilton, Maine — active solar.
                                            84

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    The energy and cost-effectiveness of the active solar system are
summarized in Table 7, which shows that the active solar subsystem was a net
energy producer and net cost saver.  However, due to the long payback period,
the system is not cost-effective.

Passive Solar System

System Description and Design Criteria —

    Passive solar energy is used to heat the clarifier room at the Wilton
plant.  The passive solar array consists of 83.2 m2(896 ft2) of panels
with an effective collection area of 75.4 m2(812 ft2) facing 2° west of
south at an angle of 60° from the horizontal.  The transmissivity is listed
as 66 percent in the manufacturer's literature.

    The heating energy supplied by the passive solar system is estimated by
using the following factors:

    1.   Estimated incident solar insolation.
    2.   Cloud cover factor.
    3.   A transmissivity of 66 percent.
    4.   An overhead shading factor.

The net estimated contribution of the passive system is shown in Table 8.

Energy System Performance Data —

    Energy production (estimated and actual) is shown on Figure 32.  The only
month during which the actual total collected energy equalled or exceeded the
estimated total was October.  The passive solar system produced 55.6 x 106
kj(52.7 MBtu) during the study period.  The average annual transmissivity was
32 percent.  The overhang is responsible for a decrease in transmissivity
during the summer up to a daily average of 14 percent.

    The energy and cost-effectiveness of the passive solar system are
summarized in Table 9.

Heat Pumps

Component Description and Design Criteria —

    The water-to-water heat pump is used as a source of hot water heating when
digester gas is not available and solar production is inadequate.  The heat
pump recovers heat from the plant effluent prior to discharge from the
facility.  The temperature sensors located at various points in the process
lines indicate that the temperature of the wastewater increases as it proceeds
through the plant.  By recovering the energy from the effluent, the effluent
temperature is lowered.  The heat pump has been the major source of heating
during the winter, since gas has been unavailable and solar energy has been
inadequate.  The heat pump provided 60 percent of the total heating
requirement from June 1979 to March 1980.  The specifications for the heat
pump are listed in Table 10.
                                       85

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      TABLE  7    ENERGY AND COST-EFFECTIVENESS SUMMARY —
                 ACTIVE SOLAR FOR  PROCESS HEAT FOR WILTON, MAINE
           Item
     Value
Output, kJ x 106 — $

Input, kJ x 106 — 3

    Net gain, kJ x 106 — 3

Initial investment -- 3
153.7 — 3921

 13.4 — 3168

140.3 — 3753

         341,025
Energy output/input ratio3
Value output/input ratiob
Simple payback (yrs)c
153.7
13.4
$921
$168
$41,025
$753
= 11.5
= 5.5
= 54
aEnergy ratio -- Total energy produced divided by energy input
 required.
bValue ratio — Dollar value of the energy produced divided by
 the input energy cost.
GSimple payback — Installed cost divided by the net savings.
 No inflation factor for replaced fuels was applied.

Source:  Wright-Pierce Architects and Engineers, engineers for
         the Wilton, Maine project.
                               86

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     Table  8    NET ESTIMATED  PASSIVE SOLAR CONTRIBUTION FOR
                WILTON, MAINE
          Design heat loss
              monthly
             kJ x 10*
Month
Passive solar
  collected
   kJ x 106
    Net passive
solar contribution
   kJ x 106
January
February
March
April
May
June
July
August
September
October
November
December
19.7
18.0
13.9
7.0
0
0
0
0
0
2.2
8.4
13.3
12.4
15.6
18.6
16.5
15.5
15.2
16.2
18.0
18.5
18.1
11.7
10.0
12.4
15.6
13.9
7.0
0
0
0
0
0
2.2
8.4
10.0
Source:  Wright-Pierce Architects  and  Engineers, engineers for
         the Wilton, Maine  project.
                                87

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~  20
     10

I
H
5     5

1
S.     n
z z
Jl
            FMAMJJ   AS   ON
                                           Legend

                                           LJ
Estimated energy

Actual energy

Note:  Summer building heating
      losses due to circulation
      losses.
        Source: Wright-Pierce Architects and Engineers.
               engineers for the Wilton, Maine protect.
                 Figure 32.  Estimated/actual energy production
                              Wilton, Maine — passive  solar.
                                            88

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   TABLE  9    ENERGY AND COST-EFFECTIVENESS SUMMARY —  PASSIVE
              SOLAR SYSTEM FOR WILTON, MAINE
               Item                        Value
    Output,  kJ  x 106 -- 3                  40.7 	  3243

    Input,  kJ  x 106 -- 3                   _0		S	0

        Net gain, kJ x 10^ — 3            40.7	3243

    Initial investment                     37,200

    Energy output/input ratio3             N/A

    Value output/input ratiob              N/A

    Simple payback  (yrs)c          3243  = 30
aEnergy ratio -- Total energy produced divided by energy input
 required.
bValue ratio -- Dollar value of the energy produced divided by
 the input energy cost.
GSimple payback — Installed cost divided by the net savings.
 No inflation factor for replaced fuels was applied.

Source:  Wright-Pierce Architects and Engineers, engineers for
         the Wilton, Maine project.
                                89

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  TABLE   10     HEAT PUMP  SPECIFICATION  DATA
                   FOR WILTON, MAINE
    I.  Total  heat  output — 337,600 kJ/hr.
    2.  Condenser side  —
       a.   151  Ipn heating system water.
       b.   Leaving water temperature — S4.4°C.
       c.   Entering water temperature -- 45.6°C.
       d.   Water pressure drop  -- 0.39 a on.
       e.   Refrigerant staturated discharge  temperature --
            60°C.
       f.   Electricity input at full load -- 28.4  kW.
       g.   Coefficient of performance(COP)  • heat  output •  3.3.

    3.  Evaporator  side --
       a.   Fluid -- Sewage effluent with 10  ppm chlorine resid-
            ual  and minimal suspended solids.
       b.   Fluid flow  — 227 1pm.
       c.   Entering water temperature -- 10°C.
       d.   Leaving water temperature — As  required.
       e.   Maximum water pressure drop -- 0.34  atm.
    4.  Refrigerant —  R-22.
    5.  Saturated suction temperature — 2.2°C.
    6.  Acceptable  variation in  performance  from  specified
       conditions  —
       a.   Total heat  output -- 337,600 kJ/hr minimum.
       b.   Condenser water flow — Hone.
       c.   Leaving condenser water temperature  --  None.
       d.   Coefficient of performance -- 3.1 minimum.
       e.   Evaporator  water flow -- 303 1pm maximum.
       f.   Leaving evaporator water temperature  -- S.6°C
            minimum.
       g.   Refrigerant -- Others will be acceptable  pro-
            viding  they meet performance requirements.
Source:   Wright-Pierce  Architects and Engineers,  engineers  to
         the  Wilton,  Maine  project.
                           90

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Energy System Performance Data --

    The energy production (estimated and actual) for the heat pumps is shown
on Figure 33.

    Table 11 summarizes the monthly heat pump energy production and
coefficient of performance.  The coefficient of performance (COP) of the heat
pump varies with the temperature of the effluent, rising with a rise in
effluent temperature and dropping as the effluent temperature falls.

    The heat pump operating time was greater than anticipated from June 1979
to March 1980.  The coefficient of performance was quite acceptable during the
heating season.  The generation of heating energy had a net cost savings, and
the payback period, 18.7 years, as shown in Table 12, was reasonable.  Had the
heat pump operating time equaled the projected operating time, the payback
period would have been closer to 25 years.

O&M Requirements —

    To date, the O&M problems encountered have been relatively small.  A
significant amount of time, however, has been spent in cleaning the effluent
strainers.  Records should be kept for several years to determine realistic
O&M costs for the system.
                                        91

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m
5
>.
O)
S3
o>
Q.
£
3
a
 CD
80


60


40


20


 0
                     2  Z
         J   F  M  A   M   J
                                   S   O  N  D
Legend

U Estimated energy

I Actual energy
  Note:  Summer building heating
         losses due to circulation
         losses.
        Source:  Wright-Pierce Architects and Engineers.
                engineers (or the Wilton, Maine proiect

            Figure 33.  Estimated/actual energy production for
                         Wilton, Maine — heat pump.
                                           92

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                   TABLE  11   HEAT PUMP SUMMARY FOR WILTON, MAINE
Effluent Energy input
temperature (kWh)
Month
January
February
March
April*
May*
June
July
August
September
October
November
December
Annual
°c
7.8
6.8
6.1
	
	
15.7
18.3
20.0
19.3
16.7
13.7
10. 2
total
Compressor
6,807
6,717
6,388
2,112
2,327
40.5
0
241.9
224.9
2,327
2,112
4,363
33,660
Pump
204
202
192
63
70
1
0
7
7
70
63
131
1,010
Energy
output
kJ x 106
68.80
64.15
62.64
25.3
28.4
0.515
0
3.540
2.750
28.39
25.32
51.07
362.14
COP
2.73
2.58
2.64
	
	
3.43
	
3.95
3.29
3.29
3. 23
3.16
2.90
* Estimated.

Source:  Wright-Pierce Architects and Engineers, engineers for
         the Wilton,  Maine project.
                                93

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  TABLE 12   ENERGY AND COST-EFFECTIVENESS SUMMARY — HEAT PUMP

                                                            MflTMF
             Item                              Value


Output, kJ x 106 — 3                     362.14 -- $2,170

Input, kJ x 106 -- $                      124.84 — 31,560

    Net gain, kJ x 10$ -- 3               237.30 — 3  610

Initial investment — 3               $11,025


Energy output/input ratio*        12 4*. 8 4 = 1]"5


Value output/input ratiob        Sl'seo  =  1.4
Simple payback (yrs)C                    =18.7
aEnergy ratio -- Total energy produced divided by energy input
 required.
bValue ratio -- Dollar value of the energy produced divided by
 the input energy cost.
cSimple payback — Installed cost divided by the savings. No
 inflation factor for replaced fuels was applied. Maintenance
 costs have not been included.

Source:  Wright-Pierce Architects and Engineers, engineers for
         the Wilton, Maine project.
                               94

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LAKE TAPPS SEWERAGE PROJECT 'BONNEY LAKE, WASHINGTON* — LOW-HEAD HYDRO (°, ',
d)

Background

    Under the EPA innovative/alternative technology program, a hydraulic
turbine will  he used for the first time in the United States to produce
electrical energy from an elevation drop in a sewage interceptor.  Power
produced hy the turbine will he placed on the grin of the local electric
utility, and  will more than offset all power used hy 11 lift stations in the
Lake Tapps Sewerage Project (located in northern Pierce County near Tacoma,
Washington).   This project has Keen declared innovative hy EPA.  Philip M.
Botch and Associates, Inc., of Bellevue, Washington designed the °,^n m?/d
(?..?. mgd) system.

System Description

    Wastewater is collected from residences and businesses around Lal'e Tapps
near the City of Bonney Lal'e, Washington.  Lake Tanps is a storage reservoir
for the White River Hydroelectric Plant.  After wastewater is collected from
the area, it  is to be lifted over a ridge and then dropped approximately 1°? m
(AOO ft) vertical distance over approximately I,fi07 m (3,*no ft* horizontal
distance to the Puyallup River flood plain after which it will  flow *y gravity
to an existing sewage treatment plant at Sumner, Washington.

    Initially, the Lake Tapps sewerage facility plan proposed a gravity sewer
interceptor to a treatment plant site on the floor of the Puyallup Valley at
Alderton.  Although this was the most cost-effective alternative for the
participants, it was not environmentally-acceptable to the residents of the
region, who preferred routing the sewage to the City of Sumner Wastewater
Treatment Plant.  The Sumner option is much more energy-intensive and requires
a large lift  station to pump sewage over a hill  and into the valley.  The
energy necessary for pumping provided a strong incentive to seek a way of
recovering energy costs.  In fact, the consumption of power to operate lift
stations was  the primary environmental effect noted in the statement of
nonsignificant environmental impact.

    The sewage collection area lies near a glacially-formed escarpment rising
from the Puyallup River flood nlain.  The interceptor traverses the escarnment
en route to the Sumner Regional Treatment Plant.  Various methods were
considered for dissipating energy across the escarpment.  Deep-Hrop manholes
presented difficult construction and maintenance problems.  A pressure sewer
with energy destruction presented erosion, cavitation, an^ foaming problems.
Reclaiming energy with a turbine generator offered a more cost-effective
solution with energy revenues offsetting tbe lift station energy costs.  This
system will provide a shelter agajnst ever-increasing lift station energy
costs.                         " *

Component Description and Design Criteria

    The proposed alternative technology includes the use of 1,0°5 m '3,^°?  ft)

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of 4F.7-cm (18-in.) ductile iron 'DI) penstoc1" (hydrostatically-pressurized
force main) and a hydroel ectric generating station that will  tie directly into
the utility power grid.  The generating station will  include  a two-jet impulse
turbine and induction generator.  The nozzles will  he fixed open without
needles.  A schematic of the system is shown on Figure "M.  Characteristics
and performance information follows:
Penstock diameter

Penstock length

Vertical drop

Turbine/generator rating

Average flow ~ 1 0
                                                     $P,71?
    Value of power in POP? with a ° 1/3 percent
    annual compounded escalation rate M.e.,
    617, <5m kWh at $n.?3R/kHh>
Turbine type

Number of nozzles

Governor

Generator type 1

Method of operation

Type of plant
                                                      Pel ton-imnul se

                                                      One

                                                      None

                                                      Induction

                                                      Automatic,  unattended

                                                      "Run of river"
    A preliminary treatment station, consisting of a  comminutor,  qrit
collector, and screen, will be located in the interceptor ahead of the
penstock.  The turbine will have an automatic jet  deflector to prevent
overspeed.  A surge-relief valve will  protect against inadvertent surges.   In
the event the surge renef valve malfunctions, a blowout-rupture  disc is
provided.  If the turbine is down for  repair, V-ball  bv-pass throttling valves
will maintain the water level  automatically in the forebay.

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               Float Switches
             High-level
               Valve #2
                  Valve #1
                    Low-level
    From
    Lift
    Station
vo
                                            Valve #1
                  OPERATION

Level in Forebay trips Valve 81 float switch
 1) Valve ill opens,  flow to nozzle 81
 2) Turbine starts
 3) Generator comes  on line
    when speed is synchronous
Level in Forebay trips Valve 82 float switch
 1) Valve 82 opens,  flow to nozzle 82

Level in Forebay trips Low-level float switch
 1) Valves close
 2) Generator taken  off line automatically
Level in Forebay trips high-level float switch
 1) By-pass valve opens
 2) Alarm sounds at  City Hall
                                                                           By -pass Valve
                                               Nozzle #1
                                                                                      To Treatment Plant
                                                                                          >
                                                       Generating  Station
           Figure  34.  Schematic diagram of Lake  Tapps sewerage  project (Bonney  Lake, WA).
                              (Source: P.M. Botch and Assoc.,lnc., engineers for the Lake Tapps project.)

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    A snecial variable opening nozzle employing a modifier! V-port valve will
be used to substitute for the nozzle in a common Pel ton turbine.  THe nozzle
commonly used in a Pelton turbine uses a controlled needle opening.  The
smaller annular space around the needle at low loads, along with the vane
straighteners supporting the needle steady bearing, appeared to present an
additional risk factor for clogging.  The special nozzle will  be tested in a
hydraulic laboratory before incorporating it in the turbine.

Energy System Performance Data

    The energy analysis indicates that the five lift  stations  will  require
137,984 kWh/yr at startup (?,575 m3/d or 0.68 mgd) and 461,Q25 kWh/yr in the
year 2000 (8,325 m^/d or 2.19 mgd).  Similarly, the generating station will
produce 217,800 kWh/yr and 6°7,600 kWh/yr.  Therefore, the net energy
production of the proposed innovative alternative is  79,816 kWh/vr at 2,575
m3/d (0.68 mgd) and 235,675 kWh/yr at 8,325 m-?/d (2.19 mgd).
NEWPORT, VERMONT — ACTIVE SOLAR FOR PROCESS HEAT (5^

Background

    The wastewater treatment facility designed for the City of Newport,
Vermont incorporates innovative technology in its energy conservation
methods.  The treatment processes include the following:

    1.   Bar screening.
    2.   Grit separation.
    3.   Primary clarification.
    4.   Aeration with fine-bubble diffusers.
    5.   Secondary clarification.
    6.   Chiorination.
    7.   Sludge thickening.
    8.   Two-stage high-rate anaerobic digestion.

    The methane generated from anaerobic digestion is  used  to  generate some of
the process heat for the digester.  The innovative technology  for energy
conservation includes an active solar system which is  the primary heat source
for the digester.

    The Newport wastewater treatment system was constructed under a grant from
EPA.  Webster-Martin, Inc., of South Burlington, Vermont, designed the 4,540
m^/d (1.2 mgd) plant.  Most of the information contained in this  subsection
was obtained from the consultant.

System Description

    The solar system has been designed for ?3? m2(?,5DO ft2) of
solar-collection field area, based on optimizing the auxiliary fuel purchase
against the cost of the system.  With the solar energy being the  prime heat
source for the digester, the methane gas produced in the digester could he


                                      Q8

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considered as a fuel for an engine-powered generator that cou"M continuously
produce 15 kW of electric power.  Through further consideration of this
operation, it was determined that the system could efficiently recover both
the heat from the engine jacket water and the exhaust stack.  A reservoir for
short-term storage of heated water for the solar collection system could he
easily provided in the lower level of the control building.

    The Newport system utilizes a two-stage high-rate anaerobic digestion
process.  The first stage is mixed by compressed gas (methane) generated by
the process and injected near the bottom of the tank.  The contents are
maintained at 3SOC (95°F) by a methane-fired boiler system and a
fuel-oil-fired boiler system.  The second stage (not mixed) is heated to a
maximum temperature of 60°C (140°F).  This second stage provides
additional passive stabilization, gravity concentration through supernatant
withdrawal, and residual gas accumulation and storage.

    An additional innovative design incorporated in the Newport treatment
facility is the capability to utilize the contents of the secondary digester
for long-term storage of solar-collected heat energy.  This feature will allow
recovery of not only the excess solar energy collected during warm weather,
but also recovery of the heat energy resulting from the ^50C (Q5°F) sludge
being transferred daily from the primary digester to the secondary diqester.

    The treatment facility will also conserve heat enerqy by the following
means:

    1.   Use of activated carbon filtration to reduce the level of outdoor
         ventilation air required by certain areas of the treatment facility
         that need frequent complete air changes, such as pump galleries.

    2.   Use of rejected heat from the large horsepower aeration blowers to
         heat the polymer feed room and janitorial area.

    T.   Use of radiant heat rejected by the engine-generator to heat the
         plant control room, workshop, and toilet room.

    In summary, the heatinq system designed for the Newport treatment facility
consists of several interconnected subsystems, as follows:

    1.   Solar collection system.

    ?..   Heat recovery system from the methane-powered electric generator.

    3.   Short-term hot-water storage.

    4.   Long-term heat storage in the secondary digest^.

    The operation of these subsystems as one large heating system appears
possible in theory.  While there is historical operational data from other
installations on subsystems 1, ?, and 3 there are no operational data on
subsystem 4, nor on the overall heating system.  Control of the overall
heating system will take regular monitoring and fine tuning.  The complete


                                      aq

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heating system will reduce energy costs, and, if operated properly, should
result in increased reliability.

Component Description and Design Criteria

    The control system flow diagram for the total  heating system at the
Newport facility is shown on Figure ^.  Table 13 summarizes the design
criteria for the active solar system at Newport.

Estimated Costs

    Table 14 shows the estimated capital and installation costs for the
facility.  The estimated annual  electrical  energy requirements (in kWVyr) are
shown in Table 1^.  The estimated annual costs for electrical  energy are
listed in Table 16.  Table 17 shows estimated first-year OfcM costs, including
chemicals, electrical energy, fuel, sludge  disposal,  salaries, and maintenance.

HILLSBOROUGH, NEW HAMPSHIRE — PASSIVE SOLAR (?, 5)

Background

    The Town of Hillsborough, New Hampshire, has chosen  to inclement an
alternate energy systems approach in the design of their 1,800-m^/d fO.47^
mgd) wastev/ater treatment plant.  The features included  in this system are as
fo11ows:

    1.   Active and passive solar comfort heatinq.
    2.   Active domestic hot water heating.
    3.   Active solar heating of anaerobic  digesters.
    4.   Passive solar enclosure for heating of rotating biological  contactors
         (RBC's)
    5.   Recycling of methane gas to power  gas-driven  electric generators.
    6.   Generator coolant heat  recovery.
    7.   Ventilation system heat recovery via air-to-air heat  exchangers.
    8.   Effluent heat recovery  via heat pumps.

    This project was approved as innovative technology by both EPA and the
State of New Hampshire.  Anderson-Nichols (Boston) designed the Hillsborough
plant.

    Special  architectural design features that were incorporated include the
following:

    1.   Underground construction was utilized wherever  possible.

    ?.   Northern exposure of the facility  was^inimized.

    3.   Concrete block and brick were used in conjunction with heavy
         insulation to retain heat at night.

    4.   Facility roof was designed to retain a  heavy  snow load for natural
         insulation.
                                     100

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                            Sludge ioi 95'
                                                                                             60-
                    /• Sludge P'jmo
                        Switcnmg Valves
 Secondary
Digester/ Heat
Storage Tank
 Max  140"
 725 000 Gal
                                Primary Heal/Water Storage Tanks
                         Control System  Flow Diagram
                 ECS — Engine Cooling System
                 EHS — Engine Heat Storage
                 POH — Primary Digester Heating
                 SOS — Secondary Oigesier Storage
                 SHS — Solar Heating System
                 SHG — Solar Heating Glycol
HE — Heat Exchanger
V   — Control Valve
T   — Thermostat-Controller
P   — Pump
PS  — Pressure Sensor

Source  Weeiur Mirtm me. irgin«era
      lor m« N.woon. vT oroiect
             Figure 35.   Control system flow diagram for
                             Newport,  VT
                                           101

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   TABLE  13   SELECTED DESIGN  CRITERIA FOR ACTIVE SOLAR  SYSTEM
              FOR DIGESTER  HEATING  AT NEWPORT, VERMONT
   Parameter
     Value
Collector

Collector area
Collector area flow rate x
 specific heat/area
Collector slope
Ground reflectance
Latitude  (Burlington, VT)

Storage unit

Tank capacity/collector area

Storage unit height: diameter
 ratio
Heat loss coefficient

Delivery device

Minimum temperature for
 heat exchanger operation

Load

Daily operation time
Load return temperature

Auxiliary device

Auxiliary fuel type
Auxiliary device efficiency
232 m2
195.5 kJ/(hr x m2 x °C)

55°
0.5
44. 3°N
7,929 kJ/(°C x m2)
0.78
2.03 kJ/(hr x m2 x °C)
12. 8<>C
24 hr/day
Gas
0.8
Source:  Webster-Martin,  Inc., engineers for the Newport, Ver-
         mont, project.
                              102

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TABLE 14  PRELIMINARY COST ESTIMATES FOR NEWPORT,  VERMONT
Item                                                               Cost
                                                                    ($)


Existing building - preliminary treatment,  pumping,
    laboratory, etc.                                              345,300
Primary clarification, including flow split
Aeration tanks with diffusers                                     37?, 000
Secondary clarification with flow split                           503,500
Gravity thickener and sludge blend                                10R,000
Chlorine contact chamber                                           81,600
Basic building with basic equipment without heat                1,169,600
Primary digester                                                  184,?00
Refurbish existing digester                                       134,500
Heating system                                                    Peo.SOO
Methane- fueled generator                                           30,000
Site work                                                         470,000
Sludge storage (liquid)                                            PP. OOP

         Total                                                 $3, "60, 800


Source:  Webster-Martin, Inc.,  engineers  for the Newport,  Vermont,  project.
                                      103

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TABLE 15.  ESTIMATED ANNUAL ELECTRICAL ENERGY REQUIREMENTS FOR NEWPORT,
           VERMONT.
                                                 Electrical
         Unit                                      Enerqy
                                                  (kWh/yr)
Continuous Operation

Influent pump                                       360,900
Comminutor and grit separator                        12,300
Primary clarifier                                     8,800
Aeration ~ blowers                                 431,000
Secondary clarifiers                                  8,800
RAS pumps                                           149,000
Gas mixing                                           57,800
Sludge blend and gravity thickening                 124,400
Plant water system                                   50,800
Chlorine rapid mix                                   15.700

    Total continuous kWh                          1,219,500

Intermittent Operation

Primary clarifier sludge pumps                        6,200
Activated sludge wasting pumps                        6,500
Grit-air scour and removal pump                      16,000
Sludge pumping — heating and transfer               11,800
Miscellaneous and lighting                           37.000

    Total intermittent kWh                           77.500

    Total annual kWh                              1,297,000
Source:  Webster-Martin, Inc., engineers for the Newport,  Vermont,  project.
                                      104

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TABLE 16  ESTIMATED ANNUAL COSTS OF ELECTRICAL ENERGY FOR NEWPORT, VERMONT.
         Design/cost                                       Total


Annual use                                              1,?97,000 kWh
Monthly average                                           108,100 kUh

Energy cost

    First 25,000 kUh at $0.025/kWh                    $     62^
          83,100 kWh at $0.01913/kWh                  $   1,594
             135 kW demand at $1.55/kH                $     ?09

                                                      $   2,4?8 per month
                                                      $  29,136 per year

Generated electrical energy                                  15 kW

Credit

    15 kW demand x $1.55 x 12                            $   ?80
    IS x 24 x 365 x $0.01918                             $ 2.5?0

                                                       - $ 2.800


Total  annual,electrical energy cost                      $26,336
Source:  Webster-Martin, Inc., engineers for the Newport, Vermont  project
                                      105

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 TABLE  17   ESTIMATED  FIRST  YEAR OftM COSTS  FOR  NEWPORT,  VERMONT
          Item                                          Cost


 Chemical  purchases                                     $  12,000
 Electrical  energy                                        26,150
 Fuel  —  heat                                              1,000*
 Sludge disposal                                          IF,600
 Salaries  and administration                              56,500
 General  equioment maintenance  and  replacement            11,000

                                                       $173,450

 Present  worth  -  20 years  at  7-2/8?                 $  1,270,550
-Construction cost (estimated)                         3,9*0.800.

                                                    $  5,231,350


     Annual  heat  energy cost  as  per computer run  based  on  design year
      conditions  was $86^.57.   The  first year projected cost of purchased  fuel
      for  heat  was estimated  at  $1,000.

 Source:   Webster-Martin,  Inc.,  engineers  for the Newport, Vermont  project.
                                      10P

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    Covered rotating biological contactors were selected to treat the
wastewater because the large surface area of the contactor is alternately
exposed to warmer air (which is passively heated by the sun), and to the
cooler wastewater.  This procedure maintains the wastewater temperature,
thereby improving both RBC performance and effluent heat recovery via the heat
pumps.

System Description and Design Criteria

    The wastewater treatment system consists of coarse screening and grit
removal prior to influent pumping to the primary clarifiers, covered RBC's,
secondary clarification, chlorination, and discharge.  Primary and waste
secondary sludge is transferred to a solar-heated anaerobic digester.  A
second unheated digester is provided to store and thicken the digested
sludge.  Heat can be recovered from this unit.

Energy System Performance (Design) Data

    Based on a unit-by-unit breakdown of power usage of individual pieces of
equipment, the basic energy requirement of the treatment system has been
estimated at 1,536 MkJ/yr (1,456 MBtu/yr).  However, when energy credits are
applied for solar space heating, solar digester heating, and methane
utilization with heat recovery (by means of heat pumps), the total net energy
is as shown in Table 18.
TABLE 18.  TOTAL NET ENERGY FOR PASSIVE SOLAR SYSTEM -- HILLSBOROUGH, MEW
           HAMPSHIRE
Energy parameters
Net energy requirements

          MkJ/yr
Basic requirements
Space heating credit from solar space heating
Digester heating credit from solar digester heating
Credit from methane utilization
Credit from heat recovery

         Total  net energy
          1,536
           (407)
           (?76)
           (36P)
Source:  Anderson-Nichols X Co., Inc., engineers for the Hillsborough,
         New Hampshire project.
                                      107

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    By implementing alternative energy sources, an estimated 80 nercent of the
energy requirements of the wastewater treatment system can he met
independently of outside sources.

Estimated Costs

    The present worth of the estimated treatment plant construction, plus
project costs, is $2,428,000.  The annual operation and maintenance cost
estimates for the wastewater treatment system are as follows:

    Labor                                   $    31,000
    Electrical power                              9,715
    Chemicals                                     3,155
    Heating                                       1,0?S
    Administrative and equipment allowance        7,500

         Subtotal                           $    «\>,395

    Credit for methane and heat recovery

         Total                              $

    The labor estimate is based on three full-time workers.   The electrical
power cost estimate was developed from a breakdown of the various electrical
equipment requirements and estimates of approximate average  running horsepower
requirements.  Chemical costs were based on chlorine requirements, and on
expected chemical usage for sludge dewaterinq and miscellaneous laboratory
analyses.  Heating requirements were based on the control building soace
requirements.  A portion of the heat requirement for the digesters was
included to account for periods during which the solar-heating equipment might
not be adequate to meet that requirement (approximately 25 percent of the
time).
                                      108

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LIVINGSTON, MONTANA — WIND POWER (?, 7, 8^

Background

    The City of Livingston, Montana, has upgraded its wastewater treatment
plant to increase the treatment level from primary to secondary. The plant
utilizes rotating biological contactors to achieve secondary treatment.  Basic
design criteria for the plant are as follows:

         Design population                  10,500 persons

         Average daily flow                  7,ci'70 m^/d

         Peak flow                          18,9?5 m3/d

         BOD5                                1,064 kg/d

         TSS                     -            1,07? kg/d

    Livingston is located in southwestern Montana P5.3 km (*?. mi ^,  north of
Yellowstone Park along the Yellowstone River, and is an area of high wind
potential.  Accordingly, the City of Livingston, in conjunction with the
Montana Energy and Research and Development Institute (MERDI), has  received
funding from the State of Montana to construct a wind energy conversion system
(WECS) to generate electricity to power the wastewater treatment plant.
Because of the limited availability of funding, the WECS is to he constructed
in phases.  The original design specified a wind farm consisting of eight
windmills.  However, under available funding, only four windmills have been
installed thus far.  The remaining  four will be added as funds become
available.  The wind farm as originally designed (i.e., with eight  windmills^
is expected to supply a significant portion of the electricity for  the
wastewater treatment plant.

    The wastewater treatment plant  expansion was funded by EPA.  The windmills
were added later and have been funded by the State of Montana and through
private sources.  The treatment plant was designed by Christian, Spring,
Seilbach and Associates (CSSA) of Billings, Montana.  CSSA worked with Montana
Power Company, MERDI, and City of Livingston officials to determine the best
approach for incorporating WECS into the design.

System Description

    The WECS is tied into the utility comnany grid system prior to  reaching
the treatment plant.  The necessary transformers, relays, and switches have
been designed into the system.  The WECS output is metered prior to hoo|'up
with the utility grid.  At the point of hookup, a relayed oil circuit breaker
is used to combine the WECS output  with the utility grid so that sufficient
power may be supplied to the treatment plant.

    The oil circuit breaker senses  the energy being delivered by the WECS and
supplies the difference in load from the utility grid.  The total energy being
                                      ino

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 delivered  to  the  treatment  plant  is  then metered downstream  from  the  circuit
 breaker.   In  this  design, the  treatment plant  is assured of  sufficient  power
 to  operate when the wind  is  not Mowing.   However, if  the utility grid  or  the
 line  supplying the treatment plant qoes down,  a switch  automatically  shuts
 down  the WECS, and simultaneously, a  transfer  switch activates  the  standby
 generator.  The standhy generator will supply  energy to the  primary loop until
 the utility line  comes hack  into  service and the WECS  is turned hack  on.

 Component  Description  and Design  Criteria

    The total connected electrical energy  load for the  treatment  plant  is  177
 kW  (2?7 hp),  and  the probable  onerating horsepower is  11^ HJ  (IF? hp).  The
 wind  farm  has been designed  to supply energy to meet these requirements.

 Component  Capital, Installation,  and  OEM Costs

    The total installed capital cost  for the eight-windmill wind  farm is
 estimated  to  be S^.onr)  (1°PO dollars).   The  annual ORM costs  are  expected to
 be  $?,non.


 SOUTHTOWN  SEWAGE  TREATMENT  CENTER (WOODLAWM, NEW YORlO  — WIND  POWER  (?, °, lf^

 Background

    The new wastewater treatment  facilities at the Southtown  Sewage Treatment
 Center in Woodlawn, New York,  will he powered  hy wind  turbine generators
 (UTG).  The Southtown  facility is located  on the shore  of Lake  Erie,  near
 Buffalo, New  York, which  is  an area of strong  and persistent  winds.   Initial
 construction  of the treatment  facility began at Southtown in  the  fall of 1°77,
 and all construction,  including the wind turbine generator system,  is expected
 to  be finished in  February  1983.  Design flow  for the  Southtown Sewage
 Treatment  Center  is 60.5FO m^/d (16 mgd).  Major unit  operations  include
 pure  oxygen activated  sludge,  chemical addition for phosphorus  removal, sand
 filtration, and chlorination.  Sludge will he  disposed  of by  incineration;
•however, this portion  of  the project  has not yet been  built.  The effluent
 will  be discharged to  Lake  Erie.

    WTG Energy Systems, Inc.,  Buffalo, New Yor1', designed the wind  power
 system for the treatment  plant.

    When the  treatment plant reaches  full  operation, it is estimated  that the
 peak  demand at the facility  will  be 1,7^0  kW.  Using an estimated load  factor
 of  W. percent, the annual kWh  demand  is projected to he l,7?n,0.00 kWh.  A
 system of  three 200-kH wind  turbine generators will provide over  11 percent of
 the annual demand, displacing  the equivalent of /I77 m^O.Onn  bhl) of  oil per
 year.  Based  on a  cost-effectiveness  analysis, it is estimated  that the net
 annual savings from the wind turbine  generator system will he in excess of
 $21,nnn, as shown  in Table  19.
                                      110

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    TABLE  19   COST-EFFECTIVE ANALYSIS FOR SOUTHTOWN SEWAGE
               TREATMENT CENTER3'b


Period of analysis — 20 years
Life of equipment  — 30 years
Discount rate      —  7-1/8 percent

New York State Power Pool fuel oil rate -- ($/kWh)
    Average statewide:  summer (June-Sept.)  — 30.0704/kWh
    Average statewide:  winter (Oct.-May) — S0.0618/kWh
    Average statewide:  annual rate
        4/12 (0.0704)  + 8/12 (0.0618)  = 30.0689/kWh

First cost (installed unit)               $1,010,688
Salvage value (1980 3)                      336,896

Present worth of wind generators         $  673,792

Annual principal and interest payments
    $673,792 x 0.093119 capital recovery factor          362,743

Annual operating costs
    Lubricants and spare parts           3    4,500
    Labor  (234 hrs @ $10/hr)             3    2,340

    Total operating costs                                $ 6,840

Total annual costs                                       369,583

Annual savings
    1,320,000 kWh at 30.0689/kWh                         390,948

Net annual savings                                       321,365
aJuly 1980.
DMultiple-unit  (3) installation.

Source:  "Proposal for the Installation of a Wind Turbine Gener-
         ator (Model MP-200) at the Southtown Sewage Treatment
         Center," by WTG Energy Systems, Inc.
                               Ill

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System Description

    Three 200-kW wind turbine generators (model MP-?on, supplied by WTG Energy
Systems, Inc.) will provide the power.  A typical  wind turbine system has been
previously presented in Section 2.

    The model MP-200 consists of a ?4.4 m (80 ft)  diameter, three-blade upwind
rotor driving a 200 kW, 480-V, 60-cycle AC generator through a 1 to An ratio
speed-increaser fully-enclosed gear-drive assembly.  The rotor, gear drive
assembly, generator, and hydraulic system are mounted on a rotating base and
are enclosed within the machine cabin.  This assembly is mounted atop a ?4.4 m
(80 ft) pinned truss steel  tower, and is yawed by a hydraulically-controlled
bull-gear unit that provides 360° positioning to ensure maximum upwind
efficiency of the rotor.

    The rotor blades are a  fixed pitch GA(w)-l airfoil desiqn incorporating
blade-tip drag flaps that are automatically activated to stop the rotor under
conditions of excessive wind speed, vibration, or  any system malfunction.
This "fail-safe" system permits unattended operation of the wind turbine, and
prevents any aggravated system failures.

    Electrical generation begins in wind speeds of ?.riR m/s (8 mph).  The
rated generator output of POO kW is achieved at 13.4 m/s (30 mph),  and the
maximum generator output of 313 kW is reached at a 15.fi m/s (35 mph) wind
velocity.  Shutdown occurs  at ?6.8 m/s (RO mph).  The survival wind speed is
R7.1 m/s (150 mph).  Throughout its operating range, the rotor of the MP-700
system will  maintain a constant 30 rpm for the production of constant
frequency 60-Hz power.

    The control unit of the MP-POO system is a solid-state microprocessor
located in the control house at the base of the tower.  This preprogrammed
computer continually monitors and controls all generating and operational
functions of the wind turbine.  The microprocessor ensures that, within the
range of productive wind speed, the maximum power  output is introduced into
the utility grid system at  precision-controlled voltage and frequency.  Even
if the MP-200 system is the only generator on the  transmission line system,
precise voltage and frequency will still  be maintained.

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Component Capital and Installation Costs

    The estimated capital and installation costs for the wind turbine
generator system, consisting of three 200-kW units, are as follows:

    Three 200-kW wind turgine generators              $    787,300

    Foundation                                        $     79,ROD

    Erection                                          $     73,500

    480-V distribution (305 m)                        $     fiO.ono

    Testing                                           $     10.100

         Total installed cost                         $  1,010,700

Manpower Requirements

    The estimated manpower requirements are based on operating experience from
other UTG, Inc., installations with MP-200 systems.  The system is Designed
for unattended operation; however, the system will  require an annual
allocation of approximately 78 man-hours for scheduled maintenance on each of
three wind turbine generators.

    The estimated annual maintenance requirement for the MP-700 system has
been calculated based on data obtained from a wind  analysis program conducted
at the Southtown facility, as follows:

    Annual machine availability                  90 percent (minimum)

    Annual estimated machine operating time      5,804 hr (66 percent per year)

OftM Requirements and Costs

    The estimated O&M requirements and costs are as follows:

    Lubricants and spare parts (3 wind turbine generators
    at $1,500)                                             $4,500

    Labor (3 wind turbine generators at 78 hr,
    $10/hr)                                                $?.34Q

         Total annual operating costs                      $6,840
                                      113

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WAYNESBURG-MAGNOLIA, OHIO -- PHOTOVOLTAIC '5

Background

    The desiqn of the Waynesburg-Magnolia, Ohio, wastewater treatment system
incorporates both innovative treatment processes and energy-supply methods.
The treatment sequence includes the following unit processes:
    1.   In-line flow equalization.
    2.   Fabric belt primary filtration units.
    3.   Random-cage biological oxidation units.
    4.   Final clarification.
    5.   Disinfection (ultraviolet or sodium hypochlorite).
    6.   Sludge treatment by composting.

    It is proposed that the entire plant be powered by solar (photovoltaic^
energy generated at the treatment plant.  It is anticipated that ourchased
electricity will not exceed 25 percent of the total demand on a year-round
basis.  The Waynesb'jrg-Magnolia project was gra-nted design and construction
funding from EPA in the summer of 1°81.  Hammontree and Associates, Ltd.
(North Canton, Ohio) designed the 1,500 m^/d (0.4 mgd) plant.

System Description

    All of the process units will  be powered by the output from a photovoltaic
cell array located on the site.  The primary heat source within the structure
will be latent heat from sewage in the treatment processes, augmented hy a
thermosolar heating system.  Thermosolar panels will  be located on the roof of
the structure.

    As a backup source of a electrical power for the 20 to 25 percent of the
year when photovoltaic electrical  generation may fall  short of immediate
needs, a standby diesel-powered generator will  be included in the equipment
design to ensure continuity of electrical  supply.  The photovoltaic and
standby systems could make the plant completely independent, and not require
any outside commercial  power.  By this arrangement, plant operation could be
100 percent self-sufficient for electrical  energy.

Component Description and Desiqn Criteria

    Construction of the Waynesburg-Magnolia Plant was  expected to begin in
late 1982.   The photovoltaic (PV)  system has been provided hy Solarex
Corporation (Rockville, Maryland).  Since their photovoltaic process has been
improved substantially, the size of the solar collector system has been
reduced to  one-third the size originally estimated in  the facilities plan.

    The energy demand of the wastewater treatment system is estimated to be ?5
kW (33.5 hp).   Solarex has estimated that to provide only the photovoltaic
grid system would cost $354,000, while installing both the photovoltaic grid
system and  a battery storage system to provide  a 20-day backup would cost
approximately $3,000,000.   This would eliminate the necessity of providing a
hookup with the local  utility.   However, the decision  has been made to not
provide the battery storage system at this  time.


                                      114

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    The electrical  system for the wastewater treatment plant  will  have
controls to determine the percentage of power provided ty the photovoltaic
system vs. the percentage required from the local  utility.   This  photovoltaic
project was the first to receive innovative/alternative (I/A) fundinq in
Region V.  It will  serve as a pilot system, and data  will  be  gathered on
collector efficiency, operation, OfcM problems, etc.

Component Capital  and Installation Costs

    Component capital, installation, and annual operating cost estimates  for
the innovative design are shown in TaMe ?0.
                                      115

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TABLE 20     WASTEWATER  TREATMENT  PLANT  COSTS*  FOR  WAYNES-
                BURG -MAGNOLIA,  OHIO*  --  INNOVATIVE  DESIGN
                      Item                                           Cost
                                                                    (S)


             Bar screen  and conununitoc pad                            3,000
             In-Line Clow equalization                               74,000
             Paper filtration                                        70,000
             Bio-drum secondary  treatment                            84,000
             Final clarifiers                                        99,000
             Upgrade laboratory  and building                         35,000
             Disinfection                                            40,000
             Cascade aeration                                        23,000
             Composting  equipment                                    38,000
             Rehabilitate spiralgester                               20,000
             Building and concrete floor                            170,000
             Fencing                                                25,000
             Solar power system  (photovoltaic grid system)           354,000

                 Total plant construction costs                  SI,035,000

             Engineering
                 - Solar energy  system                               55,000
                 - Plant design                                     140,000
             Interest during construction                            65,000
             Resident engineer and construction supervision           92,000
             Fiscal, administrative, and land acquisition             26,000

             Contingency costs  (5 percent)

                 Total plant capital costs

             Annual 0&M  costs

                 Manpower costs                                      18,000
                 Power costs                                          1,400
                 Supplies,  including fabric cost                     12,000
                 Maintenance of  equipment                             9.000

                 Total annual O&M costs                          $   40,400

             Present worth  of 20-year O&M

                 20 years at 7 percent  (10.594) x 40,400  - $428,000

             Total plant construction costs present net worth  including 20-
              year O&M - $1,893,000
             *March 1980.
             #Plant capacity - 1.514 ra3/d

             Source:  Hammontree  and Associates, Ltd.,  engineers for the
                      Waynesburg-Magnolia, Ohio project.
                                       116

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                                  REFERENCES

 1. D.R.  Fuller.  "Integrated Energy Systems Monitoring, Municipal  Wastewater
    Treatment Plant, Wilton, Maine."  Intermediate Report, U.S. EPA Contract
    No.  6^-03
 ?. U.S.  Environmental  Protection Aaency.  "Innovative Technology:   Meeting
    the Challenge of the Ws."  !°«U).

 T. Philip M. Botch and Associates, Inc. Consultant for Lake Tapps  Sewerage
    Project, l°ao.

 A. U.S.  Environmental  Protection Agency.  Internal memorandum from G.R.
    Lubin, MERL TSG, to S.P.  Duhois, Regional  Administrator (Region X),  1^
    August 1980.   Subject:   Review of Bonney Lake, Washington proposed
    innovative energy recovery project.

 5. B.  Chenette.   Personal  communication.  Consultant for Newport,  Vermont
    project, Webster-Martin,  Inc., S. Burlington, Vermont, lnR?.

 *. Rushbroo1', E.L. and D.A.  Mi Ike.  "Energy Conservation and Alternative
    Energy Sources in Wastewater Treatment."  Journal of the Matpr  Pollution
    Control  Federation, In8n. p. ?&77 .

 7. U.S.  Environmental  Protection Agency.  Internal memorandum from R.L.
    Williams, Regional  Administrator 'Region VIII), to H.G. Pippen, Jr.,
    Director of Grants Administration Division,  ?* August 1°RO.   Subject:
    Wind  energy system for  the City of Livingston, Montana.

 8. J.  Boyter.  Personal  communication.   U.S.  Environmental Protection Agency
    Innovati ve/ Alternative  Coordinator for Montana.

 n. U.S.  Environmental  Protection Agency.  Internal memorandum from J.J.
    McCarthy, MERL TSG, to  C.S. Warren,  Regional  Administrator (Region IP, 1
    January 1°R1.  Subject:  Innovative  technology review for the Southtown,
    New York sewage treatment center.

10. WTG Energy Systems, Inc.  General information  and system descriotion  of
    Model  MP-?nn"wind turbine generator, loon.

11. U.^7 Environmental  Protection Agency.  Internal memorandum from C.J.
    Pycha, Region V I/A coordinator to J.M. Smith, MERL, ?~> April ]°81.
    Subject:  Review of Wayneshuro-Magnolia, Ohio, innovative project.

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