United States Environmental Protection Agency i of Administration and Resources Management August 1( x>EPA Headquarters Employee Handbook ) PI, ------- PRESENTED BY THE OFFICE OF HUMAN RESOURCES MANAGEMENT HEADQUARTERS OPERATIONS AND CLIENT SERVICES DIVISION HUMAN RESOURCES MANAGEMENT BRANCH NOTE: The material contained in this Handbook is to be used informational purposes only. It is not intended to replace supersede official regulations or negotiated agreements where the/ exist. ------- TABLE OF CONTENTS FOREWORD 1 HISTORY 3 EPA - How It All Began 3 ORGANIZATION 5 MAJOR EPA PROGRAMS 7 Research and Development 7 Air and Radiation 7 Solid Waste and Emergency Response 8 Water 9 Pesticides and Toxic Substances 10 Enforcement 11 Management and Administration 12 International Activities 12 LEAVE ENTITLEMENTS AND REGULATIONS 13 Annual Leave 13 Sick Leave 13 Leave Without Pay (LWOP) 14 Voluntary Leave Bank 14 BENEFITS 17 Federal Employees'Health Benefits 17 Federal Employees'Group Life Insurance 18 Retirement 19 Medicare 21 Survivor Benefits 21 Natural Order of Precedence 22 Unemployment insurance 22 Holidays 23 Membership in Employee Organizations 24 inspector General Hotline 24 Employee Counseling and Assistance Program (ECAP) 24 Privacy of Personal Data 25 Freedom of Information Act 26 ------- Equal Employment Opportunity 26 Grievances 27 Performance Management 27 HEALTH AND SAFETY 29 Employee Rights and Responsibilities 29 Occupational Injuries or Illness 30 How to Report Injuries 30 Temporary and Total Disability 31 On Travel Status 31 EMPLOYMENT POLICIES AND PRACTICES 33 General Information 33 Kinds of Appointments Career-Conditional and Career Appointments . . . Temporary Limited Appointments 34 Excepted Appointments 35 Senior Executive Service 35 Probationary or Trial Period 35 Changing Jobs in the Agency 35 Reassignment 35 Promotion 36 INCENTIVE AWARDS PROGRAM 37 Monetary Awards 37 PMRS Performance Award 37 Excellence in Management Award 37 Sustained Superior Performance Award (SSP) ... 38 Quality Step Increase 38 Special Act or Service Award 38 Honor Awards 39 Gold Medal for Exceptional Service 39 Silver Medal for Superior Service 39 Bronze Medal for Commendable Service 39 Administrator's Award for Excellence 40 Trudy A. Speciner Award 40 Distinguished Career Award 4n A. James Barnes Award Career Service Recognition *,, Suggestion Awards 41 ------- STANDARDS OF CONDUCT 43 General Standards of Conduct 43 Accepting Gifts 43 Second Job Employment Outside EPA 44 Post Employment Restrictions 45 Political Activity for Federal Employees 45 EMPLOYEE DEVELOPMENT 49 EPA Institute 49 E-CATS 50 Secretarial Development 50 Presidential Management Intern Program . 50 Greater Leadership Opportunities (GLO) Program ... 51 Executive Development Program 51 Management Development 52 EPA Management Internship Program 52 Mid-Level Development Program 52 Rotational Program 53 Career Development Program 53 TIME AND PAY 55 Hours of Work 55 Paydays 55 Payroll Deductions 55 Salary Increases 56 Lost Government Checks 56 SERVICES 57 Health Units 57 Credit Union 57 Stress Lab 57 EPA Employee Recreation Association 57 Parking Facilities and Carpool Information 58 Blood Donor Program 58 Human Resources Service Center 58 Early Environments Child Development Center .... 59 Electronic Mail (E-MAIL) 59 Payroll-Customer Assistance 59 Imprest Fund 60 INDEX 61 ------- FOREWORD The Employee Handbook is designed as a reference guide to provide general information about the U. S. Environmental Protection Agency and to acquaint you with policies and regulations associated with Federal employment. To you who are new at the EPA, I extend a hearty welcome. You are joining an agency with many important missions, as EPA is responsible for implementing the Federal laws designed to protect the environment. We are constantly working to become the employer of choice for those professionals pursuing environmental careers. In the months ahead, you will become increasingly aware of the wide range of EPA's programs. Whatever your assignment, you will have an excellent opportunity to contribute to significant work and to enable EPA to continue its environmental protection achievements. I extend my best wishes for a rewarding experience here at EPA. Michael A. Hamlin, Director Headquarters Operations and Client Services Division ------- ------- HISTORY EPA - How It All Began It all began with Earth Day 1970. This event broadened the cross section of Americans vocally critical of Government performance. Where belching smokestacks of steel mills seemed a by-product of prosperity, a more socially aware generation of Americans was declaring that modern technology could provide both prosperity and a clean environment. EPA was created in 1970 by consolidating fifteen different programs from several Federal agencies, and for the t time brought together under one roof a variety of environmental ograms. This consolidation gave a better focus to environmental problems as a whole, and created a more effective tool with which to deal with them: an effective regulatory Agency to serve as an advocate for Americans, present and future, for a liveable environment. The Environmental Protection Agency is a Federal agency based in Washington, D.C., which with its ten Regional offices and numerous research labs is responsible for maintaining and improving the environmental quality of our land, air, and water resources. National environmental laws give the Agency the power to deal with problems such as air and water pollution, safe drinking water, solid and hazardous waste management, radiation, toxic substances and pesticides, by implementing effective programs to control, alleviate, or eliminate these problems, Policies and regulations are developed at Headquarters in Washington, D.C. (at Waterside Mall, the Fairchild Building and at Crystal City in Virginia). The Regional offices participate in their development and then implement the policies and regulations in the field ensuring that they are responsive to the unique needs of each Region. The Agency also cooperates with local, regional and state agencies in the administration of their own environmental programs offering both money and expertise to research and solve problems and to create and enforce standards of ironmental control. ------- ------- ORGANIZATION Organizationally, EPA is headed by an Administrator, who is supported by a Deputy Administrator; three Associate Administrators, one for Regional Operations, one for Congressional and Legislative Affairs, and one for Communications and Public Affairs; and nine Assistant Administrators. The Assistant Administrators are nominated by the President and require Senate confirmation. They are responsible for Administration and Resources Management; Enforcement; Policy, Planning and Evaluation; Water; Solid Waste and Emergency Response; Air and Radiation; Pesticides and Toxic Substances; International Activities; and esearch and Development. In addition, there are separate offices including Administrative Law Judges, Civil Rights, Small and Disadvantaged Business Utilization and the Science Advisory Board. To ensure that EPA is truly responsive to the American people, it has established a strong field organization with regional offices in ten major cities: Boston, New York, Philadelphia, Atlanta, Chicago, Dallas, Kansas City, Denver, San Francisco, and Seattle, These regional offices are the cutting-edge for the major EPA programs. The Agency's research and development programs are centered at four environmental research centers in Las Vegas, Nevada; Research Triangle Park, North Carolina; Cincinnati, Ohio; and Corvallis, Oregon. Each center is the location of one or more major research laboratories. In addition, the Agency operates a number of smaller research laboratories throughout the country. The Agency's Headquarters is in Washington, D.C. It is the nerve center of EPA and exercises management control over the regional offices, research laboratories, and other field components of the Agency. ------- ------- MAJOR EPA PROGRAMS Research and Development In order to effectively establish and enforce environmental standards, a sound scientific base is required. Information is necessary regarding the impact of pollutants on ecosystems and on human health, as well as on the transport and control of pollutants. One of EPA's principal functions, therefore, is research and development. There are twelve Environmental Research Laboratories and five field installations located across the country which are responsible for nducting the majority of EPA's research and development ograms. These laboratories conduct research which concentrates on the following areas: health effects research, ecological effects research, environmental processes and fate research, environmental monitoring research, risk assessment research, and risk reduction research. Air and Radiation Under the authority of the Clean Air Act, EPA has made tremendous strides in the control of air pollution. Our air is appreciably cleaner than it was at EPA's inception in 1970, with attendant benefits to the public health and welfare. EPA established national ambient air quality standards specifying the maximum tolerable levels for the six principal air pollutants: carbon monoxide, nitrogen oxides, ozone, lead, sulfur oxides, and particulates. These standards are based on medical and scientific evidence of a pollutant's health and environmental effects. The Agency has also established and enforces standards for exceptionally hazardous pollutants (such as beryllium and mercury), for new sources of pollutants, and for emissions from stationary and mobile sources. EP also regulates the manufacture and sale of els and fuel aau-tives that counteract the effectiveness of llution-control devices. Our air quality management approach is centered around State planning, regulation, permitting and ------- enforcement and is directed at the attainment and maintenance of national air quality standards. Additionally, EPA bears responsibility for regulation, control, and assessment of airborne radioactive emissions. Throughout history, man has been exposed to cosmic and other naturally-occurring radiation. Exposure, however, has increased with the introduction of man-made, low-level radiation sources, including x-rays, radioactive materials, and electronic devices. Health effects which may result from exposure to relatively large doses of ionizing radiation are well known and include leukemia and other types of cancer, reduction in fertility, cataracts and other types of eye damage, acceleration of the aging process, and damage * the reproductive cells. Long-range effects from repeated exposu to radiation at low levels are yet to be fully determined. EPA offers' technical assistance to States and agencies having radiation protection programs and a national surveillance and inspection program for measuring radiation levels in the environment. Now well into our second decade of concerted Clean Air Act initiatives and having, in our first decade, made substantial inroads in pollution abatement and control, we find ourselves on the threshold of a new era. Today's challenge, as well as tomorrow's, is that of developing improved control technology and keener risk assessment as we continue to discover new hazardous and toxic pollutants as the products of our advanced technological society. Solid Waste and Emergency Response The United States generates an estimated 150 million metric tons of hazardous industrial wastes annually, while its citizens and businesses produce another 130 million tons of non-hazardous waste. These waste streams pose a variety of environmental problems from scenic blight caused by litter to public health hazards caused by toxic contamination of groundwater. The hazardous waste management issue is particularly important, and has emerged as one of the leading environmental concerns of the 1980's. Today, EPA is committed to protecting public health and the environment from the dangers of hazardous wastes. The Agency addresses the issue from two approaches: regulating the 8 ------- management of current and future hazardous waste streams, and responding to environmental contamination caused by past mismanagement of hazardous wastes. Under its regulatory program, EPA has developed cradle-to-grave rules designed to manage hazardous wastes from the points where they are generated to those where they are ultimately disposed. Key elements of the program include the issuance of permits for hazardous waste management facilities and the enforcement of rules and permits as they apply to those who generate, transport, store, treat and dispose of regulated wastes. The Agency's emergency and remedial response programs are imed at identifying sites where hazardous wastes pose threats to blic health and the environment, and taking steps to eliminate those threats. The program consists of two main components: removal actions designed to stabilize dangerous.sites and minimize immediate risks; and remedial actions to design and implement long-term solutions for those sites deemed to pose the greatest threats to public health and the environment. Water The battle to prevent pollution of our fresh water resources is being fought on many fronts. Our streams, lakes, bays, and estuaries are swallowing bacteria-laden human wastes, and toxic pesticides in increasing quantities. These wastes may be composed of a variety of pollutants, including toxics such as polychlorinated biphenyls (PCBs), and nutrients such as phosphorous. The impact of these wastes on our environment is dependent on the volume and toxicity of the pollutant discharged. EPA's mission is to reduce the volume of pollutants discharged Into our Nation's waters so that public health and aquatic life are protected. This involves a wide range of Agency responsibilities including developing water quality criteria, setting discharge Stations for municipalities and industries, assisting the States in veloping a technically sound approach toward pollution control, and providing funding assistance to States and localities to ensure that control activities are adequately funded. The Safe Drinking Water Act of 1974 gave EPA the responsibility for ensuring that the ------- Nation's drinking waters are free from contamination which may pose threats to public health, and protecting underground sources of drinking water from contamination due to underground injection practices. Reviews of the existing requirements are mandated and revisions, as warranted, are made. In order to assure safe drinking water for the Nation now and in the future, much needs to be done. More research is needed to shed light on health effects on man of bacteria, viruses, or chemicals in drinking water. New injection technologies need to be evaluated, the States and water supply operators and injection well operators need more training and technical assistance, and we need to raise the public consciousness regarding our Nation's sources and supplies of drinking water. Pesticides and Toxic Substances The goal of EPA's Pesticides Program is to provide health and environmental protection while screening and evaluating the entrance and use of pesticides in the marketplace. EPA is charged with this responsibility under the Federal Insecticide, Fungicide, and Rodenticide Act and portions of the Federal Food, Drug, and Cosmetic Act. The Agency's pesticide regulation strategy focuses on four broad program areas: registration of new products; review and reregistration of existing products; enforcement of pesticide use rules; and research and development to support and improve EPA's ability to evaluate the risks and benefits of pesticides. The tolerance program makes careful reviews and evaluations of residue chemistry and toxicology data to ensure that the maximum residue levels likely to be found in foods are safe for human consumption. The special registration program issues permits to allow experimentation with new products or uses and emergent exemptions for uses of pesticides not previously approved, whe benefits exceed the risk. 10 ------- Enactment of the Toxic Substances Control Act (TSCA) of 1976 gave EPA the responsibility to protect human health and the environment by requiring testing and, when necessary, use restrictions on chemical substances. This mandate under TSCA establishes Agency jurisdiction over some 60,000 chemicals currently in commerce while also requiring review of all new chemicals before entry into the marketplace. The Agency undertakes risk management actions on numerous chemicals, including asbestos and polychlorinated biphenyls (PCBs), currently in one of several stages of regulatory development. EPA is also initiating a program for coverage of commercial uses of genetically engineered materials. Both FIFRA, TSCA, and other tatutes regulated and enforced in this program area provide the gency a unique multi-media pollution prevention focus. These programs are not oriented solely on the end-of-the-pipe controls, but incorporate a pro-active role in banning and restricting toxics as well as improving and encouraging safer, alternative technologies at the source. In an effort to further understand and more accurately estimate the risks posed from exposure to new and existing chemicals, EPA is developing exposure monitoring methods and quality assurance techniques to generate reliable data. Similarly, we are beginning research to assess areas where epidemiology data can be applied to measure health effects from chemical exposure, and new research programs will develop methods to evaluate the risks associated with bioengineered organisms. Enforcement EPA has regulatory responsibility for establishing and enforcing environmental standards in a wide range of areas affecting the quality of life. Its programs encompass the prevention and cleanup of pollution in air and water through the regulation of pesticides, waste, toxic substances and radiation. Enforcement aimed at achieving ompliance with the Agency's standard-setting activity for each edia is a vital facet of EPA's operations. The toxic substances enforcement program inspects and develops cases for the PCB and asbestos-in-schools rules. 11 ------- EPA's enforcement philosophy is to encourage voluntary compliance by communities and private industry and, as mandated by Federal laws, to oversee direct enforcement activities performed by State and local governments to meet environmental standards. The Agency initiates enforcement actions to protect the public health if State and local agencies fail to produce effective plans, or if they do not enforce the programs they do develop. A national criminal investigations unit has been formed to crackdown on the illegal discharge of wastes into waterways, midnight dumping of toxic substances, and the deliberate destruction or falsification of vital environmental reports. This unit will speed up the resolution of potential criminal cases and make better use of criminal sanctions when they are warranted. Willful violators may be subject imprisonment and personally liable for fines. Management and Administration The management program is responsible for the overall administrative and planning activities of the Agency. It develops, initiates, monitors and evaluates EPA program operations and objectives; coordinates program plans; and administers the Agency's resources and administrative support functions. The program exercises functional management with respect to all phases of administration of EPA as a Federal agency, including finance, program planning, human resources, contracts, computerized data processing, general support services, public affairs, Congressional relations, civil rights and general counsel. International Activities The Office of International Activities develops policies and procedures for the direction of the Agency's international programs and activities, subject to U. S. foreign policy. They assure that adequate program, scientific, and legal inputs are provided and have the primary role in developing and maintaining a sophisticated understanding of the international political climate that will influer domestic and international consideration of environmental problems. 12 ------- LEAVE ENTITLEMENTS AND REGULATIONS Annual Leave Annual leave is an approved absence with pay from official duties. All employees who have appointments that last more than 90 days (except intermittent) earn leave. It is generally used for vacation time; however, it can also be used to allow periods of time off for personal and emergency purposes. Annual leave may be used as soon as it is accrued, when properly requested and approved. Except in mergencies, supervisors and employees should plan for use of leave to insure the continuity of work without loss of efficiency. In emergency situations, employees must notify their supervisor as soon as possible after the scheduled time to report for work (normally not more than one hour) to request approval for the absence. EPA's leave is charged in hourly increments and the minimum leave charge is one hour. Accrual rates for full time employees are as follows: Years of Service Leave Accrual 0 - 3 years 4 hrs. per pay period 3-15 years 6 hrs. per pay period Over 15 years 8 hrs. per pay period Sick Leave Sick leave is a period of approved absence with pay from official duty. Full time employees accrue 4 hours of sick leave each pay period. Part-time employees earn leave on apro-rated basis. Sick leave may be authorized only: when an employee is unfit for duty because of sickness, injury, or incapacitation. 1 for personal medical, dental, or optical examination or treatment including treatment or rehabilitation for alcohol or drug abuse. 13 ------- Supervisors have the authority to approve sick leave and they are responsible for determining the acceptability of evidence of incapacitation for duty. For absences of more than 3 workdays, employees should submit a medical certificate completed by a physician. If you need to be absent due to illness, your supervisor should be notified no later than the second hour of your normal duty time. For additional information concerning leave, consult the EPA Leave Handbook or the EPA Leave Manual. Leave Without Pay (LWOP) Leave without pay is an approved temporary absence from duty in non-pay status and is requested by an employee. Extended leave without pay is a period exceeding 30 days. Granting leave without pay is always a matter of administrative discretion and may not be demanded by an employee, except in situations where a disabled veteran needs time off for medical treatment or reservists or National Guard members need time off to perform military training duties. Leave without pay for 30 days or less can be approved by the leave-approving supervisor. Extended leave without pay procedures are more involved and require that the absence and later return to duty be recorded in an employee's Official Personnel Folder. The approving office must submit an SF-52, Request for Personnel Action, and supporting documentation to the appropriate servicing human resources office. The maximum initial period for which leave without pay may be approved is 12 months. Requests for extensions of leave without pay are reviewed more carefully than original requests. Leave without pay exceeding 24 months must be approved by the Administrator. Voluntary Leave Bank The principal goal of the leave bank program is to provide incom protection to employees whose leave has been exhausted due to a medical emergency affecting them or a family member. Under the leave bank program, employees may enroll as Bank members with 14 ------- a minimum contribution of one pay period's accrual of leave (i.e., 4, 6, or 8 hours). The objective is to build up a large reserve of annual leave hours in the bank that can be granted to members who qualify as leave recipients. All full time and part-time employees except those excluded by law (e.g., Presidential appointees, intermittent employees, PHS Commissioned Officers) are eligible. Generally, anyone with an annual leave account under the civil service leave law is covered. This includes IPA employees appointed to EPA and consultants and experts. For more detailed information concerning the Leave Bank Program, please contact the Headquarters Operations and Client Services ivision on 382-3266 or refer to the Leave Bank Handbook. is ------- 16 ------- BENEFITS FEDERAL EMPLOYEES1 HEALTH BENEFITS PROGRAM Under the Federal Employees' Health Benefits Program (FEHB), there are several group health insurance plans available to government employees in the Washington Metropolitan area. They are as follows: Government-wide plans Employee organization plans, sponsored by employee organizations Comprehensive medical plans, available only in certain geographic areas Participation is entirely voluntary, and no medical examination is required. Eligible employees who chose to enroll in a health insurance plan must do so within 31 days of eligibility; i.e., date of appointment, marriage, birth of a child, etc., otherwise the employee must wait until an Open Season. The Office of Personnel Management will provide an open season every year during which any employee who is eligible to participate in the program may enroll or change enrollment. Once enrolled, you have the right to cancel your enrollment at any time or to change from a family to a self- only policy at any time. Part of the total cost of your health insurance is paid by the government; the rest is deducted from your salary. If you resign from the Federal service, your coverage will continue for 31 days at no cost to you, during which time you have the option of converting to a private plan. Federal employees and certain eligible family members may also choose to continue their federal coverage for up to 18 nths after their separation instead of converting to a nongroup contract. To continue coverage, you must pay the full amount of the premium (both the employee and Government shares) plus a 2 percent administrative charge. Detailed information will be provided 17 ------- to eligible employees upon separation or becoming eligible to participate. Regular Federal employees, while in a non-pay status, must pay the employee share of the health insurance premium when they continue enrollment in the FEHB Program. Brochures describing the various plans, the benefits provided, and the costs, are available in the Human Resources Service Center, Room 3906M. FEDERAL EMPLOYEES' GROUP LIFE INSURANCE PROGRAM The Federal Employees' Group Life Insurance Program is available to eligible employees at a reasonable cost. No medical examination is required. The amount of basic insurance you may carry is based on your annual rate of pay (rounded to the next thousand) plus $2,000. You are automatically covered by a basic policy from your first day of employment unless you indicate that you do not want the insurance, if you elect the basic life insurance, you are also eligible to elect optional insurance as well: Option A: $10,000 Option B: 1 to 5 times your annual salary Option C: Coverage on spouse and/or children You must elect these optional coverages within the first 30 days of your employment. If you do not want life insurance coverage and sign a waiver to this effect, you must wait one year from the date of the waiver, and complete a medical examination at your own expense. The Office of Federal Employees' Group Life Insurance (OFEGLI) will review the results of your medical examination and send awrittc^ certification that will allow you to begin participating. 18 ------- For more information concerning life insurance benefits, please call (475-9686) or visit the Human Resources Service Center, in Room 3906M. RETIREMENT The majority of employees at EPA are covered by a retirement system when they begin work. If you are eligible, deductions will automatically be made from your biweekly salary. Retirement annuities depend on your length of federal service and your highest average salary for three consecutive years. he federal government has two retirement systems: Civil Service SRS) and Federal Employees (FERS) and now unlike the past, employees play a large role in choosing options associated with their retirement plan, Employees now need to take a closer look at retirement options and begin planning as soon as possible. Options such as: D Choosing retirement plans (if eligible); CSRS or FERS. D Participating in the Thrift Savings Plan (TSP); and, how much you want to contribute. G Making plans to retire early without working a full career. There are three types of retirement available to Federal employees (optional, disability, discontinued service) regardless of what retirement system you are covered by. Optional retirement is one that an employee uses when they wish to retire and have met the full age and length of service requirements. Disability retirement is one that an employee would use if they become disabled for work prior to reaching optional retirement eligibility. Discontinued service retirement is one that an employee could use if they were faced with an involuntary separation (except for misconduct) and do not meet tional retirement eligibility. Specifically the age and length of service requirements are listed in the charts on the following page. ------- Type Age GSRS Minimum Years Service Special Requirements Optional 62 60 55 5 20 30 Discontinued Service* Any Disability Any 25 Separation must be involuntary (RIF.etc.) Must be disabled for useful and efficient service because of disease or injury If you retire before age 55, a two percent reduction for each year you are under age 55 will be applied. Type Age FERS Minimum Years Service Special Requirements Immediate Early 62 60 MRA* MRA 50 Any 5 20 30 "10 20 25 Early retirement is available in certain involuntary separation Disability Any Deferred 62 60 MRA MRA Minimum Retirement Age (MRA) If you MWW bom Your MRA l» 18 months 5 20 30 "10 cases and some voluntary separations during a major reorganization or reduction in force. If you leave Federal service and have at least five years of creditable civilian service, you may receive retirement benefits in the future. Before 1948 In 1948 In 1949 In 1950 In 1951 In 1952 In 1953 1964 55 55 and 2 months 55 and 4 months 55 and 6 months 55 and 8 months 55 and 10 months 56 In 1965 In 1966 In 1967 In 1968 In 1969 In 1970 and after Your MM It 56 and 2 months 56 and 4 months 56 and 6 months 56 and 8 months 56 and 10 months 57 May have a reduced benefit if less than 30 years of service and under age 62. 20 ------- Trained retirement counselors are located in the Human Resources Service Center, Room 3906M. If you need specific information as It relates to your personal situation, please call a counselor on 475-9686 or visit one in the Human Resources Service Center. Medicare Effective January 1, 1983, all Federal employees began paying a 1.45 percent Medicare tax on their annual salaries up to the Social Security wage base ($51,300 in 1990). Payment of this tax will entitle Federal employees to hospital insurance under Medicare when reaching eligibility. Employees under the Federal Employees' Detirement System or the Civil Service Offset Program pay full Social curity. Survivor Benefits During your government employment, you will establish and build up valuable monetary benefits, the disposition of which, in the event of your death, can be controlled by the execution of certain beneficiary forms. These items may involve considerable amounts of money; and, accordingly you should clearly understand the effect of the execution of the various beneficiary forms. Potential survivor benefits include: Money owed to you in the form of unpaid compensation, such as accrued annual leave and unpaid salary and expense vouchers; Money you have contributed to the Civil Service Retirement Fund or the Federal Employees Retirement System; Money payable through coverage under the Federal Employees Group Life Insurance Program. 21 ------- Natural Order of Precedence Any of the above benefits due your survivors will be paid in the following order of precedence, if there is no designation of beneficiary on file. To your widow or widower; If no widow or widower, to your child or children in equal shares, with the share of any deceased child distributed among the descendants of that child; If none of the above, to your parents in equal shares, or the entire amount to the surviving parent; If none of the above, to the executor or administrator of your estate; or If none of the above, to the next of kin as determined under the laws of the State in which you were living. A specific designation of beneficiary is not necessary if the order of precedence for payment of death benefits is satisfactory to you. A designation must be made, however, if you wish to name as beneficiary some person, firm, corporation, or other legal entity not stipulated in the order of precedence, or if you wish a different order. Also, a designation is advisable when evidence of a valid marriage is not readily available. Designation of Beneficiary forms may be obtained from the Human Resources Service Center, Room 3906M (475-9686). If you need additional information regarding specific benefits, please call or visit the Human Resources Service Center. Unemployment Insurance If you should be separated from your job or if you are placed i non-pay status, you may be entitled to unemployment insurant benefits similar to those of workers in private industry. If you need to file a claim, you should go to the nearest State Employment Service 22 ------- Office or Unemployment Insurance Claims Office to register for work and file for unemployment insurance benefits. You will need your Standard Form 8, your Standard Form 50, and your Social Security Card. Your local Unemployment Office will let you know if you qualify for benefits. The weekly benefit you may be entitled to and the number of weeks you are allowed to receive it are determined by State law based on your prior earnings. Some states increase the weekly amount by allowances for dependents. Most states pay a maximum of 26 weeks. Holidays en days each year are observed as legal holidays by the Federal government. Except for those deliberately scheduled to fall on a Monday, holidays falling on Saturday are observed on the preceding Friday, and those falling on Sunday are observed on the following Monday. The ten holidays are as follows: New Years Day January 1 Martin Luther King's Birthday Third Monday in January President's Day Third Monday in February Memorial Day Last Monday in May Independence Day July 4 Labor Day First Monday in September Columbus Day Second Monday in October Veteran's Day November 11 Thanksgiving Day Fourth Thursday in November Christmas December 25 V In addition, in the metropolitan area of the District of Columbia, Presidential Inauguration Day is a legal holiday for Federal employees, except those in a travel status performing official duties away from the area. 23 ------- Membership in Employee Organizations Recognized employee organizations (Unions) provide representation for employees in dealing with management on matters pertaining to negotiable personnel policies, new programs and working conditions. Employees are free to join or to refrain from joining employee organizations. The American Federation of Government Employees (AFGE) has exclusive recognition for all non-supervisory, non-professional General Schedule and Wage Grade employees in EPA Headquarters. The National Federation of Federal Employees (NFFE) has exclusi recognition for those individuals employed with EPA Headquarter^ performing functions classified as professional under the Civil Service Reform Act of 1978. For specific information concerning these agreements, or for a copy of one, please contact the Headquarters Operations and Client Services Division on 382-3266. Inspector General Hotline All personnel should be aware of the Inspector General HOTLINE for reporting actual or suspected fraud, waste, abuse or other illegal acts committed by EPA personnel or its contractors. Although not absolutely required, the callers name and phone number should be given in case more details are needed. All names will be held in confidence. The Whistleblower Hotline phone number for Headquarters employees is 382-4977. Reports may also be made in writing. For more information concerning the HOTLINE, call the Office of the Inspector General on 382-3137. Employee Counseling and Assistance Program (ECAP) The Employee Counseling and Assistance Program is a confidential counseling program designed to assist EPA employees who are 24 ------- experiencing personal or work-related problems including alcohol and substance abuse which may affect their work performance and personal effectiveness. Asking for assistance is difficult for many, but ignoring or concealing a problem will not make it go away. It takes a lot of courage to confront our problems, to take a step to help ourselves, and to begin to change our lives. The help you may need is available through the ECAP office. Supervisory referral is also available. At times, supervisors will refer an employee to the program if they feel that poor job performance may be related to some personal problem. It is to the employee's advantage to consider this referral an opportunity for independent evaluation of a personal situation. Employees should be assured that the counselor will be impartial in approaching the many sides of the ituation and will fully explore with the employee the nature of the problem and possible solutions. Your visits and the reason for your visits will be kept in strict confidence. ECAP counselors are bound by professional and legal standards of confidentiality. No information about an employee's use of the program may be released without prior written consent from the employee involved. Appointments can be made in person at Waterside Mall in Room 2117M between 8:30 a.m. and 5:00 p.m. or by phone on 382-4420. Privacy of Personal Data The Privacy Act of 1974 established the right to privacy of personal data. Federal agencies may collect only personal information about its employees that is relevant and necessary to accomplish a lawful purpose. As a Federal employee, your rights with respect to the privacy of personal data that is collected include the following: D When requested to furnish personal information about yourself, you must be advised as to the authority for solicitation of the data, the purpose and uses for which the information is needed, whether it is mandatory or optional that the data be furnished, and the consequences of not furnishing it. D Your approval must be obtained prior to release of personal information to others, except in routine cases. 25 ------- D You have the right to inspect records maintained on you; to copy the records or be furnished with a copy; and to request correction of information you consider to be in error. Questions concerning personal privacy may be directed to the Office of the Administrator, Privacy Act Coordinator, 382-4048. Freedom of Information Act The Freedom of Information Act (FOIA) (5 U.S.C. 552) states that any person has the right of access to public records, that any person may go to court to enforce this right of access, and that the burden of proof will be upon the Government to prove that withholding access is necessary. All requests for EPA records made under the FOIA must be in writing and forwarded to the Freedom of Information Act Office, 382-4048. That office serves as the releasing authority and focal point for the FOIA Program at EPA. Equal Employment Opportunity It is the policy of the EPA to provide equal opportunity for employment and advancement to all employees and applicants regardless of race, color, religion, sex, age, national origin, or physical or mental handicap. This policy covers all Agency employment practices, including; but not limited to recruitment, hiring, promotion, transfer, reassignment, training, benefits and separation. The Agency has a comprehensive Affirmative Action Program to identify and address underrepresentation of women, minorities and handicapped individuals in our workforce. This is accomplished in accordance with directives from the Equal Employment Opportunity Commission (EEOC). Copies of the Affirmative Action Program are available from the Office of Civil Rights, Room W206. The phone number for that office is 382-4575. 26 ------- Grievances EPA has established informal and formal procedures by which employees may seek personal relief in matters of personal concern or dissatisfaction relating to their EPA employment. Problems should be resolved at the lowest possible level. If informal procedures have been exhausted and satisfaction is still not reached, then it is appropriate to proceed through formal procedures. For further information on filing or processing grievances, contact the Employee Relations Branch of the Headquarters Operations and Client Services Division, Room 3624M, 382-3273. Performance Management As an employee of the Federal Government, you will be periodically appraised on your performance and assigned an annual written performance rating under the appropriate performance appraisal system. Performance planning, evaluation and reinforcement are the three major stages of the performance management process. Performance planning is conducted at the beginning of the performance appraisal period. At that time, a performance agreement is developed that describes performance expectations for the employee's position. During the year, the employee and supervisor discuss the employee's performance in relation to the performance standards outlined in the performance agreement. Annually, an official performance appraisal is conducted and the employee is given a performance rating. This normally occurs in October at the end of the appraisal period. Performance is reinforced through feedback discussions, performance improvement plans, assignment of a performance rating, pay and other personnel decisions which are based on the performance rating. The agency has three performance management systems. The performance management process is generally the same for each system, but guidelines and requirements vary. Coverage under a particular system is based on inclusion in one of the following categories: 27 ------- D (SES) Senior Executive Service members D (PMRS) employees in grades 13, 14, or 15 with supervisory or management responsibilities. D (PMS) General Schedule or Prevailing Rate employees. 28 ------- HEALTH AND SAFETY Your knowledge of health and safety policies and procedures will help protect you from injury and illness. It will decrease your chances of becoming the victim of an accident or being exposed to toxic substances. Should such an event occur, you will know what action to take to minimize the consequences. Your knowledge of safe procedures will help you identify unsafe conditions and will reduce the chance of your causing an accident that could injure fellow employees or members of the public. Your attention to health and safety will encourage others to participate. hould a fellow employee become injured, your knowledge of what do may save a life. Employee Rights and Responsibilities As an employee, you have both rights and responsibilities under your local Health & Safety program. You are entitled to: Work under safe and healthful conditions, free of recognized hazards. Have basic and when necessary, specific health and safety training. Wear and use personal protective clothing and equipment. Request postponement of an unsafe investigation or inspection until conditions are safe. Report hazardous working conditions to your supervisor and the Health and Safety staff without penalty. Participate in the occupational medical monitoring program if your field or lab work exposes you to hazards. 29 ------- You are responsible for: Complying with the Agency's health and safety standards and regulations. Reporting to work able to perform assigned duties. Using the safety clothing and equipment provided. Observing all rules, signs, and instructions relating to personal safety. Having a baseline medical examination that includes confirmation of your fitness for duty (if your job requires it). Reporting unsafe conditions and unhealthful working conditions. Reporting accidents, injuries, and property damage. For more information concerning the Health and Safety Program at EPA, consult your supervisor or the Occupational Health and Safety Staff on 382-3640. Occupational Injuries or Illness The Federal Employee's Compensation Act is a law providing employees full medical care and compensation for disability and/or death incurred from injuries suffered in the performance of their duties. All work-incurred injuries and diseases are covered, but no benefits maybe paid if the injury or death is caused by an employee's willful misconduct, by an employee's intention to bring about the injury or death of himself or another, or by an employee's intoxication. Severe penalties apply to anyone making a false statement in any claim. How to Report Injuries D Every job-related injury should be reported immediately to your supervisor. Injury also means any illness or disease that is caused or aggravated by your employment as well as damage to medical braces, artificial limbs, and other prosthetic devices. D You should complete your portion of Form CA-1, Federal Employee's Notice of Traumatic Injury and Claim for Continuation 30 ------- of Pay/Compensation, (no matter how minor the injury) and see that your supervisor fills in the back. This form is then forwarded to the Human Resources Service Center, Room 3906 M, for processing. Form CA-2, Federal Employee's Notice of Occupa- tional Disease and Claim for Compensation, should be used if disability results from an occupational disease. D A Receipt of Notice of Injury is attached to each Form CA-1 and Form CA-2. Your supervisor should complete the receipt and return it to you for your personal records. Temporary and Total Disability if you are disabled and your disability is due to a traumatic injury, you may use leave, or request Continuation of Pay (COP) not to exceed 45 calendar days. If not traumatic, or if you are still disabled after 45 days, you may use leave or apply for compensation. If the latter is chosen, you will be placed in a leave without pay status and compensation will be paid by the Office of Workers' Compensation Programs, U. S. Department ofLabor. The rate of compensation is 75% of your current salary for employees with dependents and 66 2/3% for single employees. On Travel Status Employees are covered by compensation laws on a 24-hour basis while in travel status. Private physicians and hospital treatments may be used if Government medical facilities are not available, or when the emergency requires immediate treatment. Employees must obtain a receipt for all medical treatment. The receipt, and other papers where necessary, should contain information concerning the treatment furnished and the costs. Receipts and a duplicate of the travel orders are then submitted to the Compensation Specialist in the Human Resources Service Center, Room 3906M, upon return from travel. The employee or a representative should complete a written notice if injury on Form CA-1 as soon as possible. All documentation, including witnesses1 statements and addresses should be obtained and forwarded to the Compensation Specialist in the Human Resources Service Center. 31 ------- Anyone having questions concerning compensation should contact the Compensation Specialist in the Human Resources Service Center, Room 3906M. The purpose is to inform the employee concerning the required forms and benefits and rights under the law. Employees must obey the rules to assure full protection to themselves and their families following an injury. 32 ------- EMPLOYMENT POLICIES AND PRACTICES General Information It is the policy of the Environmental Protection Agency to staff its positions with the best qualified individuals available to accomplish the mission of the Agency. We will do this by adhering to merit systems principles and equal employment and affirmative action requirements. he minimum qualifications for most jobs in the Federal service are fixed by the Office of Personnel Management (OPM). However, the method of filling jobs and rating qualified candidates may vary from one agency to another. Most agencies fill job vacancies by using either of two methods: outside hiring or internal placement. The rating method is different for each method. The principal outside hiring source is the Office of Personnel Management. This is the office that prepares and issues Certificates of Eligibles from which selections can be made. In EPA, we have a special unit that acts as an examining arm of OPM. We call it the Delegated Examining Unit. This Unit has been delegated the authority (by OPM) to examine and issue Certificates of Eligibles for certain occupational disciplines for which EPA may be recruiting. A list of these disciplines is available from your Personnel Servicing Team. Internal placement is another means of filling positions. Most agencies accomplish this through what is known as internal merit promotion programs. These are programs which allow agencies, at their option, to promote or reassign employees; to consider other current or former Federal employees; and to consider people who have never worked for the Federal government before. You may btain a copy of EPA's Merit Promotion Program from your Personnel ervicing Team or the Office of Human Resources Management. EPA has a number of special employment programs geared toward developing, attracting and retaining quality applicants. These 33 ------- include: Upward Mobility; Cooperative Education; Secretarial Development; Veterans' Readjustment; Federal Junior Fellowship; Stay-in-School; Student Volunteer Service; Cooperative Education; Handicapped Employment; and Part-time Employment. Kinds of Appointments Career-Conditional and Career Appointments Individuals who compete successfully in an open, competitive civil service examination and are being appointed to their first permanent position are given what is known as a career-conditional appointment. Career-conditional employees may take other jobs in the competitive service without having to compete on another civil service examination. However, if a career-conditional employee leaves Federal service prior to obtaining career status and fails to obtain re-employment in a competitive position within three years of leaving, he/she may have to compete on another civil service examination. This does not apply to veterans who served at least one day on a career-conditional appointment. Individuals who successfully complete three years of continuous Federal civilian service in a competitive position as a career-conditional employee are converted to career appointments. Career employees enjoy indefinite reinstatement rights and are given the highest retention standing in reductions-in-force. Temporary Limited Appointments These appointments are usually made when there are short-term projects that require additional employees for a year or less. They apply to employees at the G$-15 grade level and below and may be made in one-year increments not to exceed a total of four years. Extensions beyond the four year total must be approved by the 0PM. These appointments may be terminated at any time during the leng of the appointment. 34 ------- Excepted Appointments Some appointments are excepted from the requirements of the competitive service. For example; attorneys, consultants, experts, Intergovernmental Personnel Act appointees, student trainees, confidential, handicapped, and Presidential appointees are not In the competitive service. Administratively determined exempt positions are also considered to be in the excepted service. Senior Executive Service A Senior Executive Service (SES) position is any position in an agency which is in the GS-16,17, or 18 of the General Schedule or in Level I through VI of the Executive Schedule, or an equivalent sition. There are several kinds of SES appointees: career; limited term; limited emergency; noncareer; career reserved; and general. Probationary or Trial Period Most career-conditional employees and employees on indefinite appointments in the excepted service serve a one-year probationary or trial period. This is considered to be the final step of the examining/selection process during which the employee's competence and suitablility or permanent employment are evaluated. Probationary employees may be separated simply by giving them a written notice. New supervisors and managers also have to serve a probationary period. If they are not successful, they have a right to return to their old job or a similar one. Changing Jobs in the Agency Reassignment Three months after your first competitive service appointment, you come eligible to be reassigned to another job at your existing grade level and salary provided you are qualified by experience and education for the position. Sometimes employees are requested or 35 ------- required to go on rotational assignment or to accept a new position, either locally or in another geographic location. In most cases of this nature, the job change is by mutual agreement and expenses (e.g., travel and transportation) are borne by the Agency. Promotions Most jobs have a fixed career ladder; that is, a highest grade level to which most people in the job can expect to be promoted. If your first appointment is not at the highest level permitted for your job, you may be considered for promotion to the next highest level as you assume and satisfactorily perform increasingly difficult duties. However, a minimum of time (usually one year) must be spent at your current grade level before promotion to the next grade level. As previouslv mentioned, you may also be promoted by applying for position announced under the Agency's Merit Promotion Program. In recruiting to fill these jobs, a vacancy announcement is posted on bulletin boards located in the East and West Towers, and North and South East Malls. Announcements are open for a specified period of time, after which the qualifications of all applicants are evaluated. A selection is made from among the best qualified candidates. 36 ------- INCENTIVE AWARDS PROGRAM The objective of the EPA Awards program is to improve the efficiency and effectiveness of operations by encouraging full use of employee skills and ideas. As an employee, you can reap benefits from the program by receiving rewards and recognition, if you are a supervisor, you have a special stake and special responsibilities in the program. By making proper use of the many and varied awards described in this handbook, you can motivate your workgroup to greater productivity and demonstrate your effectiveness as an improvement-minded and cost-conscious leader. onetary Awards Monetary Awards can be in the form of lump-sum cash or an increase in basic per annum salary (e.g., Quality Step Increase). PMRS Performance Awards A PMRS (Performance Management and Recognition System) award is a performance based cash award granted for significant accomplishments related to an employee's performance agreement. PMRS awards are granted in the October-December timeframe in concert with annual performance appraisals. Only employees covered by the PMRS system, (i.e. GM's) are eligible for PMRS awards. They can be granted an award of up to 10% of base salary. Excellence In Management Award The Excellence in Management (E.M.) award is granted annually on a very selective basis to certain PMRS employees. To be eligible for consideration, a PMRS employee must have received an overall performance rating of outstanding and have the highest award percentage for their grade level at the Office Director/Regional dministrator pool level. E.M. award nominations are reviewed by Agency Awards Board and approved by the Administrator. It is possible for an E.M. awardee to receive a combined total (PMRS + E.M. Award) of as much as 20% of base pay. 37 ------- Sustained Superior Performance Award (SSP) An SSP award is for General Schedule (GS) employees. It is a lump-sum cash award given to recognize high quality performance. The amount of the award is determined according to a percentage of basic per annum salary. SSP's are granted during the October-December timeframe in conjunction with annual performance appraisals, but they can also be granted at other times during the year. The sum of all SSP awards granted and any within-grade and/or quality step increase received by the employee during the previous 12 months can not exceed 20% of base pay. Quality Step Increase A QSI may be granted to a permanent General Schedule employ It is an additional within-grade increase given for sustained high quality performance which is expected to continue in the future. An employee may receive only one QSI in any 52 week period. To be eligible for a QSI, current performance must be at an overall level of outstanding. Like the other performance awards, QSI's are usually recommended for employees immediately following their annual performance appraisal in the Fall, but they can also be recommended at other times during the year (e.g., mid-year review). An employee does not start a new waiting period to meet requirements fora regular within- grade increase, but if the QSI puts an employee in the fourth or seventh step, the waiting period is extended by 52 weeks because of the longer waiting periods required by the pay schedule. Special Act or Service Award The Special Act or Service Award is somewhat different. Its primary purpose is to reward employees for special one-time achievements of a non-recurring nature...tasks that are beyond or outside the scope of their normal duties. The award is based on the tangible and/or intangible benefits accruing from the special act or service. It can also be granted to a group of employees. Individuals or groups can be nominated for an SA award at any time during the year. Both PMRS and General Schedule employees may receive Special Act Service awards. 38 ------- Honor Awards An EPA Honor Award represents the highest form of employee recognition and should only be granted for service or accomplishments of major significance to the Agency's mission. Any EPA employee may be nominated for an Agency honor award. Nominations for the Gold Medal, Silver Medal, Administrator's Award for Excellence and the Trudy A. Speciner Award are solicited once a year, usually in September. Nominations are reviewed by the Agency Awards Board and approved by the Administrator. The Administrator presents these awards at the EPA Annual Ceremony in December. Nominations for the Distinguished Career Award may submitted at any time during the year. This award is also approved the Administrator. The Agency Bronze Medal can be granted by the Deputy Administrator, Assistant or Associate Administrators, the General Counsel, Regional Administrators or the Inspector General. Bronze Medals may also be awarded at any time during the year. Gold Medal for Exceptional Service This is EPA's highest honor award and can be granted to an individual or a group. It is given on a highly selective basis for distinguished service of major significance to environmental improvements and to public service. Recipients should have demonstrated outstanding abilities in devising and implementing major Agency programs or shown special skills and achievements in managerial excellence. Sliver Medal for Superior Service This award ranks second among EPA's honor awards and can be used to recognize an individual or a group for highly meritorious service to the mission of environmental protection or for excellence in supervision and leadership. Bronze Medal for Commendable Service This is the third highest honor award given by the Agency. It can be granted to an individual or group for significant service or 39 ------- achievements in support of the Agency's mission or for demonstration of outstanding accomplishments in supervision and leadership. Administrator's Award for Excellence This award is used to honor an employee in a clerical, administrative or technical support position (usually GS-1 through GS-10) who has made an exceptional or outstanding contribution that deserves Agency-wide recognition. Trudy A. Speciner Award This award is designed to honor a non-supervisory professio employee at the GS/GM-13 level or below for outstandi contributions showing unusual analytical ability, creativity and judg ment. Achievements must have sig nif icantly advanced the cause of environmental protection. Distinguished Career Award This is a special gold medal award to recognize the cumulative achievements of an employee who has demonstrated exceptionally distinguished service throughout their employment in EPA and the Federal service. The employee's accomplishments should have had significant impact on a major organizational segment or a major program area of EPA. It is usually presented to an employee upon retirement or separation from EPA. A. James Barnes Award for Exemplary Leadership in Human Resources Management This is a special plaque presented at the EPA Annual Honor Awards Ceremony to recognize an individual whose efforts and examples have significantly advanced human resource management in the Agency. It was established in 1986 and is named in honor of Deputy Administrator Jim Barnes. His leadership, commitment a dedication to the conviction that the people of EPA are its great resource were instrumental in establishing an exemplary human resource program throughout the Agency. Receiving an Agency 40 ------- Honor Award does not preclude the nomination of an employee for a non-Agency award or the granting of a cash award based on the same contribution. Career Service Recognition Length of Service and Retirement Certificates are available for employees to recognize significant milestones in their careers with the Federal Government. Length of Service awards are based on total Federal service, including civilian and all active honorable military service. Lapel pins and certificates are available from human resources offices for presentation at the completion of ten, twenty, thirty or forty years of service. An EPA plaque is also available to onor completion of thirty or forty years of service. Suggestion Awards The EPA Suggestion program is an organized system for soliciting constructive ideas that will benefit the Agency and reward the suggestor. It provides a means for employees to demonstrate initiative and creativity beyond normal job requirements and to receive cash awards for doing so. All employees are eligible to participate in the suggestion program, The program is administered by designated award coordinators in human resources offices. Individuals, groups, former employees or the estate of a deceased employee are eligible to receive a suggestion award provided the suggestion was submitted while the person was a Government employee. 41 ------- ------- STANDARDS OF CONDUCT As officers and employees of the Federal Government, we must all conform to high standards of ethical conduct. We are judged not only by our official actions and conduct, but also by our personal activities when they relate to our work for the Government. Standards of conduct and conflict of interest laws apply to all Government officers and employees including special Government employees such as experts, consultants, and most advisory committee members. All employees are responsible for knowing these laws and regulations as well as the specific policies and rocedures at EPA. Employees, supervisors and management officials all share the responsibility for ensuring that high standards of ethical conduct are maintained at EPA. Some of the more important points are highlighted in the following text, but all employees are required to become familiar with the standards of conduct regulations and exercise judgment to avoid any action that might result in a violation of the regulations. General Standards of Conduct Employees must avoid any action that might result in or create the appearance of using public office for private gain; giving preferential treatment to anyone; impeding Government efficiency or economy; losing independence or impartiality; making a Government decision outside official channels; or adversely affecting public confidence in the integrity of the Government or of EPA. Employees must be careful that private interests and activities do not conflict with their public duties. Accepting Gifts You may not solicit or accept anything of value, including entertainment and meals from anyone who has or is seeking to obtain EPA contracts or assistance agreements; is attempting to influence 43 ------- your official action; has interests which your duties may affect or conducts operations regulated by EPA. You may not solicit a contribution from another employee for a gift to an official superior or make a donation to a superior. Also, you may not accept a gift from an employee receiving less pay than you. There is an exception for small voluntary gifts on special occasions such as marriage, illness, death, or retirement. Second Job Employment Outside EPA You can engage in outside employment, with or without compensation, but only if it will not adversely affect or conflict with your official duties. Such work can include civic, charitable, religiou and community service. You may not have outside employme which violates the conflict of interest laws or standards of conduct; may reasonably be construed as implying official EPA endorsement of any statement, activity, product or service; takes your time or attention during official working hours; impairs your mental or physical capacity to perform EPA duties; involves use of EPA facilities; involves work on an EPA contract or assistance agreement unless the Designated Agency Ethics Official has approved it in writing. The following outside employment requires the advance written approval of your Deputy Ethics Official (you will need to send a memo to your Deputy Ethics Official through your supervisor) for: regular self employment consulting services holding state or local public office employment or other activity involving an EPA contractor or sub-contractor or holder of an EPA assistance agreement or subagreement employment by a firm which is regulated by the program office in which you serve 44 ------- Post Employment Restrictions You are permanently barred from acting as agent or attorney (communicating with intent to influence on behalf of another) before the Federal Government regarding a matter involving specific parties (such as a contract or permit) in which you ever participated personally and substantially as a Government employee. If such a matter was under your official responsibility during your final year of Government service, you are barred from acting as agent or attorney regarding the matter for two years. This restriction applies even though you had nothing to do with the matter personally. Former confirmed Presidential appointees and a few designated enior employees (see 5 C.F.R. Section 737.33) are subject to an additional general one-year bar against communicating with EPA with intent to influence. EPA contract regulations generally prohibit sole source awards to or involving former employees for one year after they leave EPA. This may be waived where there is no appearance of bias or favoritism and the award would be in the best interest of EPA. Political Activity for Federal Employees In 1939, Congress approved landmark legislation, known as the Hatch Act, which limits the political activities of most Federal employees. With very few exceptions, employees in the executive branch of the Federal government, including part-time and temporaries, are subject to the political activity provisions of the Act. In passing the Hatch Act, Congress determined that partisan political activity by Federal employees must be limited for government institutions to function fairly and effectively. Various challenges over the years have reaffirmed this basic premise of the Act. Employees may: ~ Register and vote as they choose Assist in voter registration drives. 45 ------- Express opinions about candidates and issues. Participate in campaigns where none of the candidates represent a political party. Contribute money to political organizations or attend political fund-raising functions. Wear or display political badges, buttons, or stickers. Attend political rallies and meetings. Join political clubs or parties. Sign nominating petitions. Campaign for or against referendum questions, constitutional amendments, and municipal ordinances. Employees may not: Be candidates for public office in partisan elections. Campaign for or against a candidate or slate of candidates in partisan elections. Make campaign speeches or engage in other campaign activities to elect partisan candidates. Collect contributions or sell tickets to political fund-raising functions. Distribute campaign material in partisan elections. Organize or manage political rallies or meetings. Hold office in political clubs or parties. * Circulate nominating petitions. Work to register voters for one party only. Employees may obtain an advisory opinion concerning the Act, or report possible violations of the Act to the Office of Special Counsel by calling (202) 653-7143 or by writing to the Office of the Special Counsel, U. S. Merit Systems Protection Board, 1120 Vermon Avenue, N.W., Suite 1100, Washington, D.C. 20005. This information is not a complete discussion of the conflict of interest regulations and EPA ethical standards. Employees are expected to 46 ------- refer to the statutes (18 U.S.C. Sections 202-209) and EPA regulations at 40 C.F.R. Part 3. Employees are encouraged to seek advice from Deputy Ethics Officials when questions arise. 47 ------- 48 ------- EMPLOYEE DEVELOPMENT EPA employees are encouraged to plan a program of self development to improve their performance, enhance their abilities and thus increase their chances for advancement. Job-related courses are often recommended by the supervisor, or they may be requested by the employee. In either case, information and individual counseling are available in the EPA Institute, Room 3241M concerning the various types of educational opportunities that are available. The programs generally sponsored by EPA are described briefly below. Most of the classes are offered regularly, although, in ome cases, classes are formed only when sufficient interest makes actical to do so. EPA Institute The EPA Institute was established in 1985. EPA's highly educated and skilled workforce has been offering in-house training, running the gamut from environmental science and technology to enforcement to personal and professional development. Both the Agency and the individuals involved in the program benefit from the shared Knowledge of our own experts. The EPA Institute concept has been expanded to encompass all training activities available to all EPA employees. The Institute provides a single source of information about training and development opportunities through its Training Catalogue, which is also available electronically on E-CATS, EPA's automated training information system. EPA's Institute is the focal point of the training network linking training programs in Headquarters, Regions, program offices, labs, states, and the larger environmental community and provides the following services: - Clearinghouse for training information Trainer of trainers Consultant to course designers 49 ------- Registrar for all Institute-sponsored courses E-CATS E-CATS is an Electronic Course Catalogue System which houses the schedule of training events. E-CATS is available for your use if you have an E-Mail identification number. For additional information, contact the EPA Institute on 475-6678. Secretarial Development EPA has a comprehensive Secretarial Development Program. The program components include modules on attracting high qu secretaries; developing specific training courses by secretariat le and retaining them once they become employees of EPA. For more information on this program contact the EPA Institute on 475-6678. Presidential Management Intern Program The Presidential Management Intern Program (PMIP) was established by Executive Order in 1977. The program is designed to attract to the Federal Service outstanding men and women from a variety of academic disciplines who have a clear interest in, and commitment to, a career in the analysis and management of public policies and programs. The PMIP represents an innovative approach to meet the government's need for competent administrators, a need that continues to grow as the responsibilities of government become more complex and specialized. This program gives the Federal government the opportunity to attract top public management talent. Interns represent the highest caliber students at their schools, and are expected to possess a personal commitment to excellence strong leadership qualities, exceptional ability evidenced outstanding achievements, and a demonstrated interest in a pu service management career. 50 ------- The Office of Personnel Management (OPM) administers the Program. Each year it offers up to 400 recipients of graduate degrees in general management with a public sector focus a unique means of entry into the Federal Service. Following a comprehensive and rigorous selection process, finalists are referred to Federal departments and agencies for placement. Interns are generally hired at the GS-9 level, and internships last for two years. After the internship is completed, interns are eligible for conversion to career or career-conditional civil service appointments without further competition. For additional information, please contact the EPA PMI Coordinator, PM-224, Room 3241M. ater Leadership Opportunities (GLO) rogram The GLO Program offers primarily women and minorities in EPA an opportunity to gain exposure and visibility, to develop skills essential for senior staff and management careers, and to promote professional and personal growth. Program requirements include formal and informal training and developmental experiences that require participants to be away from their position of record. The program or sponsoring office and supervisor should be aware of the financial and time commitments incurred by nominating an employee for the Program. For additional information, contact the National GLO Program Manager, PM-224, Room 3241 M. Executive Development Program The Executive Development Program is designed to ensure that the Senior Executive Service (SES) workforce is continually replenished and consistently trained to perform the Agency's state-of-the-art mission in an ever changing environment. The program provides al core training and development for entrants to the SES; provides tinued training and development for incumbent SES members; and prepares high potential managers for entry into the SES. 51 ------- Developmental opportunities include courses and classes given by universities and institutions, rotational assignments, career counseling, and many other activities that allow the workforce to gain broad-based experience. For additional information, contact the Executive Development Program Manager, Room 3910M, 382-3328. Management Development EPA's approach to management development is aimed at selecting, developing and promoting Agency managers at all levels. It focuses on supervisors, managers, and executives. The program offers co courses for new supervisors and managers as well as seminars special briefings to targeted audiences. Further information on this program can be found in Guide to Management Development in EPA or contact the Management Development Program Coordinator located in Room 3910M. The phone number is 382-3328. EPA Management Internship Program EPA's Management Internship Program attracts the very best and brightest from colleges and universities throughout the country. Modeled after the Presidential Management Internship Program, this program places a greater emphasis on candidates with both science and management education. Applicants are attracted to the program because of their commitment to the environment and the many opportunities afforded them through the 2 year program. For more information about this program, contact the EPA Instituet on 475-6678. Mid-Level Development Program EPA's Mid-Level Development Program is for employees at the GS/M12-15 grade level. It is for supervisors and former supervisor* in grades 12-15 who are interested in stepplng-up into the rank upper management. The Mid-Level Development Program is an extremely competitive program offering those selected for participation formal training and developmental rotations designed to 52 ------- provide the graduates with a competitive edge for upper management positions. For more information about this program, contact the EPA Institute on 475-6678. Rotational Program EPA has a formal Rotation Program. The purpose of the rotation program is to broaden the knowledge and experience of EPA employees so as to provide a better understanding of the different, but related programs of our Agency and the needs of the public for which we serve. For more information, contact the EPA Institute on 475-6678. areer Development Program The EPA Headquarters Career Development Program offers the following: Career Counseling to assist employees in identifying personal and work skills, interests, values; information on how to make a job change; available options on career changes; and information on qualification requirements for different EPA positions. Instruments for self-assessment of career interests, skills, values, e.g., a software package for career assessment which can be accessed by personal computer; self-assessment handbooks where an employee can work at his or her own pace. Catalogs for local colleges and universities; resource file of brochures for available training courses. . Clearinghouse of EPA Developmental Opportunities (special programs mentioned above). EDVENT - Database of approximately 200,000 training courses which can be accessed by personal computer. Career Development Workshops - employees are shown how to identify values, skills, abilities, interests, obstacles to career development; get realistic assessments of their abilities; do goal setting and identify career movement options. 53 ------- If you need more detailed information on career development topics that is not covered here, please call the Human Resources Service Center on 475-9686. 54 ------- TIME AND PAY Hours of Work EPA participates in the Flexitime Program as well as the Compressed Workweek Program. For specific information on how these programs operate In your office, contact your immediate supervisor or Administrative Officer. They can let you know if you are eligible to participate. Paydays Your time, leave and pay are computed on a two-week pay cycle, which runs from Sunday of one week through Saturday of the following week. Payday is the second Tuesday following the end of a two-week pay period. You may, and it is highly recommended, that you have your pay directly deposited to your account at a financial institution. Otherwise, it will be mailed to a non-work address. A statement showing your earnings, payroll deductions and leave will be distributed to you by your timekeeper every payday. payroll Deductions Each pay period there are certain standard deductions made from your gross earnings for: Federal Income Tax, State Income Tax, Retirement and/or Social Security and Medicare. Optional deductions will be made for: Health Insurance, Life Insurance, Thrift Savings Plan, U. S. Savings Bonds, Combined Federal Campaign, and allotments designated by you. Forms for authorizing Health Insurance, Life Insurance, and Thrift yings Plan must be submitted to the Human Resources Service ter, Room 3906M. Forms authorizing all other optional deductions must be completed and forwarded to the Payroll Office, Room 3407M. 55 ------- Salary Increases Within-Grade Increases (General Schedule Positions) A within-grade salary increase (called a step increase) is a periodic increase in the rate of basic pay for employees occupying General Schedule positions. This increase is granted provided the employee's current performance is fully successful or better and the supervisor certifies that the employee has performed at an acceptable level of competence during the appropriate waiting period. A General Schedule employee may earn as many as nine within-grade pay raises before reaching the tenth step and the maximum salary for his or her grade. The waiting period for the various steps are as follows: Steps 2,3, and 4 1 year Steps 5,6, and 7 2 years Steps 8,9, and 10 3 years The waiting period begins again with: A new appointment in the Federal service. The return to a pay status after a break in service or after a nonpay status in excess of 52 calendar weeks. A within-grade salary increase or an equivalent increase that may have resulted from a grade promotion or a change in pay system. Excess leave without pay (more than 6 months in a calendar year). Lost Government Checks If you lose a government check, notify your designated agent (person authorized to pick up checks). Then prepare a memo addressed to the Financial Management Division, Customer Assistance Office, explaining the circumstances surrounding the loss of your che They will indicate when you can expect to receive a replaceme The Customer Assistance Office is located in Room 3407M. 56 ------- SERVICES Health Units The EPA Health Unit at Waterside Mall is located in Room 3228. Its regular operating hours are 8:00 a.m. to 4:30 p.m. The Health Unit is available for use on a purely voluntary basis. Other units are available at Crystal Mall #3 (Room C33) and the Fairchild Building (Fifth Floor). Nurses are available during normal duty hours and doctors are available on a regular part-time basis. Allergy shots are given, but you must adhere to the timeframes established by the Ith unit. Credit Union A Bureau of Engraving and Printing Federal Credit Union is available to you for membership. There are no dues for membership; however, Federal Law requires you to pay an entrance fee of $5.00 plus the purchase of at least $100.00 share-savings which represents your part ownership in the Credit Union. Application for membership to this Credit Union may be obtained from the Credit Union Office in the Waterside Mall Complex in Room 3309M. Stress Lab The Stress Lab located at Waterside Mall (Room 2912M) is maintained for the purpose of encouraging physical fitness En Agency employees, Any Agency employee who meets the physical examination requirements established by the Agency may attend. Stress Lab hours are from 6:00 a.m. to 6:00 p.m., Monday through Friday. Employees may use the Stress Lab before and after work and during lunch breaks. A Employee Recreation Association The Employee Recreation Association is an organization of Federal employees formed for the purpose of supporting athletic and other 57 ------- activities such as the EPA Band and Chorus. The Association sells postage stamps, EPA logo items, personal and unusual gift items, etc. It also carries membership cards and information for major attractions such as Wild World, Kings Dominion, etc. Membership dues are $3.50 per year and entitle the member to a 10% discount on items for sale in the store. The Recreation Association Office is located at Waterside Mall in Room 3130M. The Recreation Association is open from 9:30 a.m. to 2:45 p.m. daily. Parking Facilities and Carpool Information Parking permit applications for carpools are available from the Transportation Management Section of the Facilities Managemen and Services Division. There is a monthly fee for carpool park permits. Parking spaces are located in the Garage of the Watersio Mall Complex. Carpool assistance is available at the Transportation Management Office, Room B030, NE Mall. If you would like to join a carpool or are interested in forming one yourself, please complete a ridesharing information form. Computerized listings of EPA employees in your zip code area are also available. Blood Donor Program The American Red Cross and the Office of Human Resources Management sponsor a blood drive at EPA four times per year. We would like to encourage you to participate in the Blood Donor Program. Your participation helps meet the needs of hospital patients, accident victims, our family members, and ourselves. For information on the dates and location of the next blood drive, please contact the Employee Relations Branch of the Headquarters Operations and Client Services Division. The phone number is 382-3273. Human Resources Service Center The Human Resources Service Center located in Waterside M (Room 3906M) is a one-stop service center for Headquarter^ employees. The staff can assist employees with questions about workers' compensation, retirement, health benefits, life insurance, 58 ------- career counseling, training and Headquarters position vacancies, etc. The Center also stocks forms associated with the various programs mentioned above. Early Environments Child Development Center EPA has a day care center which is located on the first floor of the West Tower. It was created under the auspices of the EPA, which believes that its employees are essential to the performance of its programs. It is a non-profit child development center designed primarily for ildren of EPA employees. The center is committed to providing ential child care to children outside the home for a major portion of the day and is designed to meet the individual needs of children and to develop and strengthen their social, physical, emotional and intellectual growth. Children between the ages of 18 months and 5 years old are accepted for enrollment. Operating hours are from 7:00 a.m. to 6:00 p.m., Monday through Friday (closed on Federal holidays). For further information, call 475-7290 or visit the center. Electronic Mail (E-MAIL) E-Mail is a computer based message system. E-Mail is similar to a central post office with postal boxes for subscribing patrons. The only difference is that you don't have go to the post office to check your mailbox. The key is your user ID and password, which allows you access to your mail anytime you want. The system is open all the time, so checking and sending mail is always possible. Check with your supervisor if you thinkyou are acandidate for E-Mail. For additional information, contact the Washington Information Center (WIC), located in the MALL payroll-Customer Assistance The Customer Assistance Office of the Financial Management Division provides EPA employees and vendors with accurate and prompt information on payroll, leave, travel and commercial payment 59 ------- inquiries. They also provide information on Direct Deposit and allotments, bonds, redistribution of payroll checks, and the Diners Club Credit Card Program (government travel charge card). These services can be obtained on a walk-in basis or by calling 382-5116. For quicker service when calling about a pay issue, please have the appropriate Social Security Number and pay period number available. When calling about travel issues, please have Social Security Number, travel authorization number, document control number and the allowance holder number available. The Customer Assistance Office is located in Room 3407M. Hours of operation are are Monday through Friday from 8:00 a.m. - 5:00 p.m. (they are closed on Thursdays from 9:00 to 10:00 a.m.). Imprest Fund The Customer Assistance Office reviews and approves emergency cash travel advances which are paid by our imprest fund. The imprest fund also disburses emergency cash advances for small purchases and services, local travel expenses, small out-of-pocket purchases, and On-the-Spot Cash awards. The imprest fund is located in the 3400 corridor of the Mall (next to Customer Assistance). The hours of operation are Monday through Friday, from 10:00 a.m. -12:00 p.m. and 1:00 p.m. - 3:00 p.m. On paydays, they are also open from 8:00 a.m. - 9:15 a.m. for the distribution of supplemental pay checks and award checks. 60 ------- INDEX AIR AND RADIATION See Program Offices APPOINTMENTS 34 Career Conditional/Career 34 Excepted 35 Senior Executive Service 35 Temporary 34 ARDS 37 A. James Barnes for Exemplary Leadership 40 Administrator's Award for Excellence 40 Bronze Medal for Commendable Service 39 CareerService 41 Distinguished Career 40 Excellence in Management 37 Gold Medal for Exceptional Service 39 PMRS Performance 37 Quality Step Increase 38 Silver Medal for Superior Service 39 Special Act or Service 38 Suggestion 41 Sustained Superior Performance 38 Trudy A. Speciner 40 BENEFITS 17 Employee Counseling and Assistance Program 24 Employee Organizations, Membership 24 Equal Employment Opportunity 26 Freedom of Information Act 26 Grievances 27 Health Benefits, Federal Employee Program . . . 17 Holidays 23 Inspector General Hotline 24 61 ------- Life Insurance, Federal Employee's Program 18 Medicare 21 Performance Management 27 Privacy Act of 1974 25 Retirement 19 Survivor Benefits 21 Unemployment Insurance 22 CARPOOL INFORMATION 58 CHILD CARE CREDIT UNION 57 E-CATS 50 EMPLOYEE COUNSELING & ASSISTANCE PROGRAM See Benefits EMPLOYEE DEVELOPMENT 49 Career Development Program 53 Executive Development Program 51 Greater Leadership Opportunities Program 51 Management Development 52 Management Internship Program 52 Mid-Level Development Program 52 Presidential Management Intern Program 50 Rotational Program 53 Secretarial Development 50 EMPLOYEE ORGANIZATIONS, Membership See Benefits EMPLOYMENT POLICIES Probationary/Trial Period Promotions 36 Reassignments 35 62 ------- ENFORCEMENT See Program Offices EPA INSTITUTE 49 EQUAL EMPLOYMENT OPPORTUNITY See Benefits FREEDOM OF INFORMATION ACT See Benefits i GIFTS, ACCEPTING See Standards of Conduct GRIEVANCES See Benefits HEALTH AND SAFETY 29 Employee Rights and Responsibilities 29 Occupational Injuries or Illness 30 Temporary/Total Disability 31 HEALTH BENEFITS See Benefits HEALTH UNIT 57 HISTORY 3 HOLIDAYS See Benefits HUMAN RESOURCES SERVICE CENTER 58 I!) IMPREST FUND 60 63 ------- INSPECTOR GENERAL HOTLINE See Benefits INTERNATIONAL ACTIVITIES See Program Off ices LEAVE 13 Annual Leave 13 Leave Bank, Voluntary 14 Leave Without Pay 14 Sick Leave 13 LIFE INSURANCE See Ben MANAGEMENT AND ADMINISTRATION See Program Off ices MEDICARE See Benefits OCCUPATIONAL INJURIES/ILLNESS See Health and Safety ORGANIZATION 5 PARKING FACILITIES 58 PAYROLL Checks, Lost Government 56 Customer Assistance 59 Paydays 55 64 ------- Payroll Deductions 55 Salary Increases 56 PERFORMANCE MANAGEMENT See Benefits PESTICIDES AND TOXIC SUBSTANCES See Program Off ices POLITICAL ACTIVITY See Standards of Conduct PRIVACY ACT OF 1974 See Benefits PROGRAM OFFICES 7 Air and Radiation 7 Enforcement 11 International Activities 12 Management and Administration 12 Pesticides and Toxic Substances 10 Research and Development 7 Solid Waste and Emergency Response 8 Water 9 PROMOTIONS See Employment Policies REASSIGNMENT See Employment Policies RECREATION ASSOCIATION 57 RESEARCH AND DEVELOPMENT See Program Offices RETIREMENT See Benefits SERVICES 57 Blood Donor Program 58 Child Care 59 Credit Union 57 Customer Assistance-Payroll 59 Electronic Mail- E-MAIL 59 Health Unit 57 Human Resources Service Center 58 65 ------- Imprest Fund 60 Parking/Carpool Information 58 Recreation Association 57 Stress Lab 57 SOLID WASTE & EMERGENCY RESPONSE See Program Offices STANDARDS OF CONDUCT 43 Employment Outside of EPA 44 Gifts 43 Political Activity 45 Post Employment Restrictions 45 STRESS LAB 57 SURVIVOR BENEFITS See Ben TIME AND PAY 55 Hours of Work 55 UNEMPLOYMENT INSURANCE See Benefits WATER, OFFICE OF See Program Off ices 66 ------- |