COORDINATED ADP PLAN


prepared for

THE  U.S. ENVIRONMENTAL
PROTECTION AGENCY
OFFICE  OF PLANNING AND  MANAGEMENT

CONTRACT NO. 68-01-2792
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          COORDINATED ADP PLAN
              prepared for
THE U.S. ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF PLANNING AND MANAGEMENT
        Contract No. 68-01-2792
            December 11, 1974
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                        TABLE OF CONTENTS
  I.   MANAGEMENT SUMMARY
                                                                  1
 II.   ADP USAGE AT EPA 	   25



      1.  Environmental Strategy 	   25



      2.  EPA Organization 	   27



      3.  Application Classes 	   31



      4.  Office Needs 	   43





III.   MANAGEMENT OF ADP RESOURCES 	   52



      1.  Computer Facilities 	   52



      2.  System Conversions 	   61



      3.  ADP Fund 	   63



      4.  Decentralized Management Controls 	   64



      5.  ADP Personnel 	   69





 IV.   PROBLEM AREAS 	   74



      1.  System Development 	   74



      2.  Pricing and Availability of Computer Time 	   82



      3.  Recruitment and Development of ADP Staff 	   90





  V.   COORDINATED ADP PLAN 	   96



      ADP PLAN SUMMARY 	   97



      SYSTEM DEVELOPMENT ACTIONS 	  104



      1.  Primary Actions 	  105



      2.  Systems Affected by Primary Actions 	  Ill



      3.  System Development Expenditures 	  130
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    COMPUTER EQUIPMENT AND FACILITIES STRATEGY 	 136

    1.  Required Computing Capacity 	 137

    2.  Equipment Action Plan 	 140

    3.  RTP Computing Center 	 146

    4.  Telecommunications 	 151

    5.  Non-scientific Data Center 	 152

    6.  Other Equipment and Services 	 154


    ADP STAFFING 	 157

    1.  Personnel Deployment 	 157

    2.  Personnel Costs 	 161

    3.  Use of Contractors 	 164

    4.  Required Skills 	 165


    ADP MANAGEMENT POLICIES 	 168

    1.  ADP Usage and Project Management Standards 	 168

    2.  Budgeting Procedures 	 171

    3.  Quality Controls 	 173


APPENDIX A - INVENTORY OF CURRENT SYSTEMS 	 176

APPENDIX B - APPLICATION CLASSES OF COMPUTER SYSTEMS 	 259

APPENDIX C - ADP EQUIPMENT AND FACILITIES 	 284

APPENDIX D - COST PROJECTION CALCULATIONS 	 295

APPENDIX E - THE SIX PHASES OF THE PROJECT DEVELOPMENT
             PROCESS	 319
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                     INDEX OF EXHIBITS
1-1  Current and Projected ADP Expenditures 	  14

1-2  Projected Cost Savings 	  16

1-3  Computer Equipment Requirements 	  19

1-4  Systems Affected by Five Year Plan 	  21

1-5  Projected ADP Personnel Costs 	  23


2-1  EPA Organization Chart 	  28

2-2  Functional Characteristics of Application Classes 	  33

2-3  Application Classes Serving Principal Environmental
     Activities 	  34

2-4  Application Classes of Major Systems 	  35


2-5  ADP Timesharing Expenditures by Office	  50


3-1  Distribution of Application Classes by Computer
     Facilities	  55

3-2  Distribution of ADP Personnel and Personnel Costs 	  70


5-1  Current and Projected ADP Expenditures 	  98

5-2  Projected Cost Savings 	100

5-3  Systems Affected by Five Year Plan 	102

5-4  System Actions 	106

5-5  System Actions 	108

5-6  System Actions 	110
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 5-7  Distribution of ADP Contractor Expenditure Requests ...  132



 5-8  Annual Equipment Actions Comprising the ADP Plan 	  141



 5-9  Computer Equipment Requirements 	  143



5-10  Distribution of ADP Personnel Salaries 	  162







 A-l  EPA Organization Chart 	  178



 A-2  Annual Computer and ADP Personnel Costs by Office 	  179



 A-3  Major ADP Systems in Use in the Agency 	  182



 A-4  Major Systems in Use in OPM 	  186



 A-5  Major Systems in Use in OEGC 	  200



 A-6  Major Systems in Use in OWHM 	  211



 A-7  Major Systems in Use in OAWM	  229



 A-8  Major Systems in Use in ORD 	  248







 D-l  Cost Projections — OPM	:	  312



 D-2  Cost Projections —  OEGC 	  313



 D-3  Cost Projections — OWHM 	  314



 D-4  Cost Projections — OAWM 	315



 D-5  Cost Projections — ORD	;	316



 D-6  Cost Projections — Regions 	317



 D-7  Equipment Cost Projections 	318







 E-l  Coordinated ADP Planning 	320
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I.  MANAGEMENT SUMMARY
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                 I.  MANAGEMENT SUMMARY


During the period August 24, 1974 to December 13, 1974
Index Systems, Inc. conducted an automated data processing
(ADP) planning study for the Office of Planning and Manage-
ment (0PM) within the United States Environmental Protection
Agency (EPA).  This report presents (1) our findings and
conclusions resulting from this study, and (2) a coordinated
plan of action for managing computer equipment, facilities,
new system development activities and data processing
personnel.

This management summary summarizes the key results contained
in the report.  It is divided into five sections, as follows:

            Planning Objectives and Scope
            Project Approach
            Summary of Findings
            Coordinated Action Plan Summary
         .  Report Organization

1.  PLANNING OBJECTIVES AND SCOPE

    The purpose of this study was to prepare a coordinated
    Agency-wide 5-year ADP plan.  The Office of
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    Planning and Management realized that it was essential

    to develop a 5-year coordinated ADP plan whereby it

    could manage and control the use of computing resources

    throughout the Agency.   OPM was concerned particularly

    with reducing ADP costs to an appropriate level and with

    aligning the resulting  computer usage with overall

    Agency priorities.



    As a result, the following five planning objectives

    were identified:
            Inventory major EPA computer systems and
            document their cost, purpose and justification

            Prepare an action plan to modify or eliminate
            current systems and develop new systems con-
            sistent with overall Agency priorities and
            budgetary constraints

            Forecast Agency ADP expenditures for computer
            equipment, personnel and contractors to
            implement this plan and support Agency needs
            for the next five years

            Develop an equipment strategy for supporting
            the computer hardware requirements imposed by
            this plan

            Develop budgetary, personnel and other manage-
            ment policies to implement the plan and to
            control ADP usage in the future
2.  PROJECT APPROACH
    The activities undertaken to achieve the planning
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objectives were conducted in seven steps, as follows:

(1)  Review and categorize current and proposed systems.

     Existing system documentation was reviewed and
     system managers were interviewed concerning the
     purpose, cost, and operating characteristics of
     each of EPA's major application systems.  These
     systems were grouped into application classes
     corresponding to the general type of function
     provided.

(2)  Identify ADP requirements of environmental missions.
     Strategy papers were reviewed and program managers
     were interviewed concerning each environmental
     mission's current and projected needs for ADP support.
     An overall environmental strategy was identified
     across all the media (air, water, pesticides, etc.) and
     types of ADP support (application classes) were
     associated with each activity comprising this overall
     strategy.  Individual mission needs were identified
     by associating current and projected mission
     activities with their corresponding application
     classes.
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(3)   Evaluate  the cost-effectiveness of Agency systems.

     Based on  the application class profile of Agency
     needs, individual systems were analyzed as to their
     relative  cost-effectiveness  in meeting their mission
     objectives.   Systems were compared in similar
     application  classes  with regard to technical design
     and implementation practices which affected their
     operating and development costs.   In addition,  the
     relative  needs of the environmental missions were
     compared  by  identifying the  environmental strategy
     activities in which  each mission was engaged.  As
     a result, systems which support non-essential needs
     were identified.

(4)   Review ADP management policies.

     EPA policies for  managing ADP resources were
     identified and analyzed.  These policies included
     budgetary practices, system  development procedures,
     contractor administration and management, and
     personnel development and -expertise.  These policies
     were compared with those used by other Government
     agencies  and private corporations.
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(5)   Prepare a list of system,  technical and management
     changes.
     A series of changes and modifications were, identi-
     fied to align ADP usage with identified EPA needs
     and to reduce and contain ADP expenditures within
     levels approved by Congress.   These changes con-
     sisted of system changes or eliminations,  computer
     equipment strategies,  and management and personnel
     policy guidelines.

(6)   Prioritize the list of proposed changes.

     The list of proposed changes was reviewed  with
     Agency officials and prioritized to conform with
     overall EPA objectives as indicated by Agency
     appropriation requests.   This prioritization
     reflected also the feasibility and interdependence
     of certain of the proposed actions.

(7)   Prepare a staged implementation plan for ADP.
     An action plan was developed from the prioritized
     list of changes.  Agency resources, including
     computing equipment, manpower and contractor funding,
     that were needed to implement this action  plan were
     identified.   The action plan was staged over a
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         multi-year period to conform with the resource
         expenditure limits imposed by Congress.  In
         addition, management policies were recommended
         both for implementing the plan and for control-
         ling on-going ADP usage.
3.  SUMMARY OF FINDINGS
    (1)   The current allocation of data processing resources
         atyEPA is out of proportion to overall Agency
         priorities.
         ADP resources consist of ADP personnel, contractor
         monies and ADP fund sub-allowances which pay for
         timesharing and computer equipment.  These resources
         are allocated to program offices as part of the
         normal EPA budgetary process.  Because EPA employs
         an incremental budgeting philosophy, most ADP
         resources are allocated in proportion to prior year
         usage rather than to current year needs.  As a
         result, certain program offices and certain older
         application systems have received funding far out of
         proportion to their contribution to overall Agency
         goals and objectives.
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(2)  /Research) ancf enforcement ^activities will require
                                  fnfcnrt*.
     Throughout the Agency,  there is an over-concentration
     of ADP resources expended in support of tracking,
     reporting/ trend and monitoring applications,  and
     a corresponding under-utilization of computers
     in support of basic scientific research.   The
     largest percentage  of ADP resources in the past
     have  been  expended  on large  national data bases
     and on-going administrative  systems.  Research
     personnel, by contrast,  have tended to use ADP to
     support special short-term studies and rarely  have
     constructed large,  elaborate,  on-going systems.

     Enforcement personnel at EPA have begun only recently
     to issue permits and prosecute violations of environ-
     mental regulations.   Consequently, they had not
     developed  any large ADP  applications and, accordingly,
     their ADP  usage has been quite low.   However,  as
     more  programs reach the  enforcement stage,  increased
     ADP support will be required to process forms, to
     detect violators and to  expedite litigation:
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(3)   Technical  design  features  affect significantly the
     cost  of  operating Agency systems.
     Similar functions/  such as  environmental quality
     monitoring,  are  supported by completely different
     types  of systems in different Agency offices.   These
     different types  of  systems  have  different growth
     characteristics  and cost profiles.   For example, the
     air  systems  tend to store most information on
     inexpensive  off-line storage devices.^1 On the  other
     hand,  the water  systems keep most of their infor-
     mation on more expensive on-line storage in order
     to facilitate interactive retrieval  of water data.
     The  costs for off-line  storage are relatively  stable
     over time, whereas  the  costs for on-line storage
     increase directly with  increases in  data volume.
     This difference  in  system design philosophy occurs
     despite the  fact that both  the air and water pro-
     grams  are charged with  similar responsibilities
     regarding the maintenance of national environmental
     data bases.  This same  pattern exists among many other
     groups of Agency systems.
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(4)   Current ADP management policies do not extend
     beyond the formal allocation of computer time
     to program offices.
     Although ADP resources include computer time,
     contractor monies and ADP personnel,  only computer
     time is controlled formally bv the Office of Planning
     and Management (0PM)  through sub-allowances of the
     ADP Fund to program offices.  Contractor expen-
     ditures for new system development and for the
     hiring of new ADP personnel remain at the dis-
     cretion of the program offices.   This occurs despite
     the fact that OPM is responsible for  monitoring
     total ADP expenditures and for supplying computer
     support for all operational Agency systems.
     Recently, OPM has established procedures which
     require program offices to prepare feasibility
     studies for new system development proposals.
     However/  this requirement does not empower OPM to
     judge the actual need for the proposed system, but
     only to forecast the impact of the new system on
     computer time.
(5)   The increasing cost of ADP is attributable primarily
     to the  proliferation nf no^y applicgf-•««•»" eygfromg and
     to the uncontrolled expansion of existing systems.

     ADP costs have increased within EPA as more program
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     offices  have  developed  application systems to
     expedite their workloads.   However,  current manage-
     ment  policies have  not  required that new systems
     conform  to overall  Agency  priorities but only that
     they  be  approved  by the sponsoring office.  As a
     result,  many  systems have  been developed that fail
     to  service actual Agency-wide  needs.  Many Head-
     quarters-designed systems,  such as the hazardous
     materials system, TADS, or the General Point Source
     File  (GPSF),  have been  justified on the grounds
     that  they support regional needs,  but in practice, they
     have  failed to service  actual  regional requirements.
     Still other systems, such  as the several Agency
     bibliographic systems,  have been developed from
     scratch  even  though comparable systems already
     existed.
(6)   The  pricing and availability of computer time have
     contributed to poor service and excessive costs.
     Most Agency application systems are operated on EPA
     computers  at Optimum Systems Inc.  (OSI)  in
     Washington, D.C.,  and at Research  Triangle Park (RTP)
     in Durham, North Carolina.   The RTP facility is
     especially well-suited for  modeling, statistical and
     other scientific applications.   However,  at present,
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limited communications capabilities prevent RTF
from providing general computing support to Agency-
wide users.

Current Federal policies cause considerable expense
and disruption in service because they require
frequent changes in service bureau vendors.  Since
RTF is an EPA-leased facility, the Agency has
avoided these forced changes.  However, EPA has
experienced such disruption in converting to OSI,
which is a vendor owned facility, and will be
required to convert again in fiscal 1976.  Con-
sequently, the Agency wishes to shift most of its
ADP workload onto government-owned computers both
to eliminate conversion costs and to reduce overall
operating charges.

In addition, current budgetary policies tend to
encourage wasteful uses of computing resources.
Personnel ceilings and separate funding of ADP and
other program monies have prompted many managers to
view computers as an essentially free resource and
to use ADP accordingly.  Other policies have allowed
free usage of EPA systems by the states, thereby pre-
venting an adequate assessment of the worth of these
systems to users.
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(7)   ADP  personnel at EPA are  well-compensated but do
     not  possess  all  of the  technical  and management
     skills  required  by the  Agency.
     EPA spends  approximately  $7.2  million annually in
     salaries  for ADP personnel*  The salary levels are
     in some cases as much as  40% higher than national
     averages.   Yet,  despite these  compensation levels,
     EPA is deficient in  certain key ADP technical and
     management  areas.  These  deficiencies are attribut-
     able to EPA's difficulty  in recruiting and retaining
     qualified ADP personnel.   These difficulties, in
     turn, are attributable not to  the absence of
     financial rewards,but rather to the absence of
     technically interesting or professionally challeng-
     ing ADP opportunities within the Agency.  Most
     personnel are scattered throughout the Agency in
     relatively  low-level support functions.   The only
     career paths available within  the Agency tend to
     be within the program offices.  Hence, qualified
     professionals tend to equate their own career goals
     with the  needs of their own program offices and do
     not develop the  more general skills needed to
     support Agency-wide  development projects.
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4.  COORDINATED ACTION PLAN SUMMARY

    The coordinated action plan consists of a series of
    systems development/ hardware, personnel, and manage-
    ment changes which should take place over the next five
    years.  Chapter V of this report presents a detailed
    discussion of the rationale and impact of each action.
    This section presents the summary of costs, cost savings,
    action steps and policy changes comprising this plan.
    (1)   ADP expenditures for computer equipment, contractors
         and personnel will decrease as a result of the elim-
         ination of marginal systems/ the shifting of work-
         loads to RTF and the establishment of more stringent
         management controls.
         Exhibit 1-1, following this page, presents the ADP
         costs for (1)  computer equipment and timesharing,
         (2)  systems development and (3)  personnel/ for each
         of the next five years as required by the proposed
         ADP plan.  (None of the costs in this chart, or
         elsewhere in this report, have been adjusted for
         inflation.)   The estimated current year expendi-
         tures are based on FY'75 spending rates as incurred
         during the study period.  This current year estimate
         does not reflect any funding limitations which 0PM
         may impose to bring FY'75 expenditures within the
         spending constraints imposed by Congress.
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                                                                                         Exhibit 1-1
                                                                U.S. Environmental Protection Agency
                                                                         Five Year ADP Budget ($000)
                       CURRENT       1976
1977       1978
1979
1980
 Computer Equipment
    and Timesharing
Systems Development
 and Other Contract
       Expenditures
          Personnel
          Total ADP
       Expenditures
13,773
6,033
7,200

27,006
10,881
5,922
7,000

23,803
8,849
5,602
6,600

21,051
9,415
4,632
6,200

20,247
10,650
4,532
6,200

21,382
10,111
4,532
6,200

20,843

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     The overall reduction in  ADP  expenditures from
     $27,006,000 in 1975  to $20,843,000  in 1980 is
     attributable primarily to the elimination of
     marginal applications, the shifting  of scientific
     computing to RTF  and the  imposition of more strin-
     gent management and  budgetary controls.   Although
     this budget forecast includes allocations for the
     planning and development  of new ADP applications,
     primarily within  ORD and  OEGC,  it does not reflect
     the impact of new legislation upon  overall Agency
     needs or priorities  since such legislation could not
     be  predicted accurately during the  course of this
     study.
(2)   EPA will  save  almost $28  million over the  five
     year period.
     Exhibit 1-2,  on  the  following  page,  summarizes the
     resulting  cost savings  provided by  the  plan.   These
     cost savings,  both annual  and  cumulative,  represent
     actual  cost reductions  over  current expenditure levels
     for computer  equipment  and timesharing, contractors
     and ADP personnel salaries.  They do not indicate
     the still  higher cost savings  measured  by comparing
     the budget expenditures to the costs which would be
     incurred if no action were taken and Agency systems
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                                                                                        Exhibit 1-2
                                                               U.S. Environmental Protection Agency
                                                                       Projected Cost Savings ($000)
                 1976
1977
1978
1979
1980
    Annual
   Savings
Cumulative
   Savings
3,203
3,203
5>955
9,158
6,759
15,917
5,624
21,541
6,lfi3
27,704
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     were allowed to grow without budget constraints.
     Each of these savings areas is discussed in detail
     in  Chapter V of this report.
(3)   The  computer equipment strategy involves the
     development of two Agency computer centers.
     Central  to the  recommendations of the coordinated
     ADP  plan is the development of an Agency-wide scien-
     tific  computing center  at ISIE.   This  facility would
     be centered around the  Univac  1110 computer and would
     utilize  the existing RTF  staff and design philoso-
     phies  employed  by  current RTF  systems.   An enhanced
     communications  network  and  some programming modifi-
     cations  would enable most EPA  models  and trend and
    monitoring  systems  to  operate  on the  Univac computer.
    Most other Agency  systems  including administrative
    and  enforcement  tracking and  reporting  systems
    would continue to  operate  on  the  OSI computer or its
    replacement.  The  hardware requirements for these
    non-scientific systems  have been  identified and could
    be serviced  adequately  by  a facility computationally
    equivalent to one  IBM 370/158.  By 1978,  a computing
    facility  of  this scope  should be  created by EPA
    through the  lease  or purchase of  its own computing
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     equipment.   Exhibit 1-3,  on the following page,
     summarizes  these  proposed EPA computer equipment
     requirements over each of the next five years.
(4)   EPA would save $6.2  million in addition to the
     proposed  $28 million savings by exercising its
     purchase  option  for  the  Univac computer at RTF.
     EPA was  offered  an  extremely attractive  purchase
     option for  the Univac  1110.   If,  by February 1975
     EPA can  obtain Congressional approval  and funding,
     it  may purchase  the Univac  computer for  approximately
     $1.8 million.  The  plan  proposed  herein  calls for  the
     use of the  Univac computer  for  at least  the  next
     five years.  Present Univac lease rates  are  $1.6
     million  per year.   Therefore, the cost for contin-
     uing to  rent the Univac  would be  $8 million  over
     five years  (i.e., $1.6 million  per year  for  five
     years).   If, on  the other hand, EPA exercised its
     purchase option  now and  expended  the extra $1.8
     million, its subsequent  lease charges  each year
     would drop  to zero.  Thus,  EPA  could save $6.2 million
     over the next five  years if it  exercised its purchase
     option  ($'8  million  lease charges  less  one-time
     $1.8 million current year capital expenditure).
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                                                                                                            Exhibit  1-3
                                                                                U.S. Environmental Protection Agency
                                                                                      Computer Equipment  Requirements
                                                   COMPUTER EQUIPMENT REQUIREMENTS
Washington
       RTP
     Other
                Current
                        1976
                        1977
                       1978
                        1979
                        1980
2 IBM 370/158
Univac 1110
  2 x 1
2 IBM 370/158
Univac 1110
  2x1
Faster tape units
IBM 370/158
Univac 1110
  2x1
                                      Install Comm-
                                       unications
                                       Network,
 Non-scientific
  Data Center
 IBM 370/158
Univac 1110
   4x2
256K word extra
 memory
Increased disk
 storage
IBM 370/158
Univac 1110
  4x2
   etc.
                                                        Selective In-
                                                         stallation of
                                                         regional mini-
                                                         computers
IBM 370/158
Univac 1110
   4x2
    etc.
                                                                                                                             ov

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(5)   Thirteen systems are affected directly by the
     action plan.
     The  action  plan consists  of a series of staged
     activities  affecting the  development, design and
     operation of Agency systems,  and of the providing
     of necessary resources  and management policies to
     implement these actions.   Exhibit 1-4, on the
     following page, summarizes the 13 major systems or
     groups  of systems  which are affected directly by
     these action steps.   For  example, it is proposed
     that the General Point  Source File (GPSF)  be
     separated into  distinct enforcement and water
     systems to  support separately the compliance tracking
     requirements of OEGC and  the effluent monitoring
     requirements of OWHM.   Several systems, such as
     PEMS and TADS,  would be eliminated entirely, whereas
     other ADP applications, such as word processing, would
     lose their  ADP  Fund support.   Detailed planning
     studies are proposed also for 0PM, ORD and. OEGC to
     consolidate and streamline existing systems and
     procedures  and  to  coordinate the development of new
     systems for enforcement tracking and scientific
     research, especially in energy-related areas.
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                                                                                Exhibit 1-4
                                                        U.S.  Environmental  Protection Agency
                                                          Systems..Affected  by Five Year Plan
SYSTEM

GPSF


PEMS

Word Processing

Program Management

STORET

TADS, SIRS

Bibliographic Systems

SEAS and Lake
 Pollution Model

Administrative
 Systems

Dun and Bradstreet

Enforcement Systems


Regional Modeling

Research System
OFFICE

OEGC, OWHM


OEGC

OWHM, ORD

ORD

OWHM

OWHM

OAWM


ORD


OPM

OPM

OEGC


Regions

ORD
ACTION

Separate into compliance and effluent data
 base systems

Eliminate

Fund with program monies

Eliminate

Modify and shift to RTP

Eliminate

Eliminate or fund with program monies


Shift to RTP


Streamline systems

Cancel service

Prepare detailed plan for integrating and
 developing new application systems

Shift to RTP

Prepare detailed plan for improving scientific
 services

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(6)   ADP personnel would  be  organized into four groups.

     Data processing  personnel within the  Agency would
     be  organized into  four  groups  responsible for (1)
     serving  regional and research  center  users, (2)  sup-
     porting  environmental program  needs,  (3)  managing
     the RTF  and OSI  computer facilities,  and  (4)  over-
     seeing ADP  budgets and  new  development projects.
     This regrouping  would require  a shift of  technical
     development personnel from  the program offices
     to  the computer  facilities  and to the development
     groups,  and an increased concentration of project
     management  and functional specification personnel
     within the  program offices.  This regrouping would
     result in the elimination of approximately 64 ADP
     positions throughout the Agency.   Exhibit 1-5,  on
     the following page,  indicates  the impact  of this
     regrouping  upon  the  deployment of ADP personnel
     throughout  EPA's offices.   The Exhibit indicates the
     anticipated ADP  salary  expenditures within each office
     during each year of  the plan.
(7)   EPA management policies  should include the establish-
     ment of  project management standards,  expanded
     Budgetary reporting and  improved ADP quality controls.
     The  ADP  management guidelines,  as  described in the
     coordinated plan,  are  designed  to  control ADP
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                                                                           Exhibit 1-5.
                                                 U.S. Environmental  Protection  Agency
                                 Distribution  of ADP Personnel  Salaries in $ Millions
         Current     1976
1977
1978
1979
1980
   OPM
   OEGC
   OWHM
   OAWM
   ORD
Regions
  Total
1.6
.2
1.8
1.0
1.9
.7
7.2
1.7
.4
1.7
1.0
1.5
.7
7.0
1.4
.8
1.2
1.0
1.7
.5
6.6
1.4
.6
1.2
1.0
1.5
.5
6.2
1.4
.6
1.2
1.0
1.5
.5
6.2
1.4
.6
1.2
1.0
1.5
.5
6.2
                                                                                      <*)
                                                                                      CM

-------
         expenditures  while improving data processing



         services provided to Agency users.  These guide-



         lines involve the establishment and enforcement



         of rigorous system development standards and



         project management procedures.  They involve also



         the expansion of formal ADP budgeting to include



         ADP personnel and contractor expenditures and the



         establishment of controls to limit or prevent



         overruns of these ADP budget ceilings.  The manage-



         ment guidelines direct 0PM to assume responsibility



         for ADP quality control through the establishment



         of system and data standards and through periodic



         auditing of major ongoing application systems.







5.  REPORT ORGANIZATION





    The remainder of this report is organized into four



    chapters discussing ADP usage at EPA, the Management of



    ADP Resources, Problem Areas, and the Coordinated ADP



    Plan, respectively.  In addition, five technical appendices



    present (1) an inventory of major EPA systems, (2) an



    explanation of application classes, (3) a description of



    current EPA computer equipment and facilities, (4) a



    description of the cost projection calculations used in



    the report, and (5) a presentation of project management



    and development guidelines.
                              24                     index systems inc

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II.  ADP USAGE AT  EPA
                                      index systems inc

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                 II.  ADP USAGE AT EPA




This chapter describes the usage of ADP at EPA.  The

activities comprising EPA's environmental control strategy

and the relationship of these activities to the organiza-

tional units which comprise the Agency are outlined.  Also,

in this chapter, the Agency's data processing systems are

grouped into application classes based upon the functions

that they perform.  The functional support provided by

these application classes is then related to the environ-

mental objectives and activities conducted by the major

EPA organizational units.  As a result of this mapping, the
                         \
data processing usage and needs of each organizational unit

are identified and characterized, thereby forming the corner-

stone for the development of the coordinated ADP plan.




1.  THE AGENCY'S ENVIRONMENTAL STRATEGY CONSISTS OF SIX
    PRINCIPAL ACTIVITIES.




    As an independent regulatory agency, EPA is charged with

    the responsibility of setting standards for environmental

    pollution and enforcing these standards within a frame-

    work of the existing anti-pollution legislation.  In

    support of its regulatory mission, EPA monitors and

    analyzes the environment and conducts scientific studies

    on the causes and effects of pollution, the technology
                             25                    index systems inc

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of pollution control, and the environmental consequences

of man's actions.  In carrying out its mission, as de-

fined by the legislation, the Agency must perform six

major activities, as follows:



       Identify the present state of the environment -
       This activity involves identifying and reporting
       to Congress and the public the present state of
       the environment including current and potential
       environmental problem areas.

       Determine the environmental quality necessary to
       protect public health and welfare - This activity
       includes setting pollution level objectives, such
       as goals for swimmable and fishable waters.

       Identify and develop methods to control pollution -
       This activity includes developing the necessary
       abatement strategies and programs to achieve
       pollution level objectives.

       Implement abatement and control strategies -
       This activity includes setting specific standards
       and regulation for attaining and maintaining envi-
       ronmental quality, such as effluent guidelines
       and permits.

       Enforce abatement policies and regulations -
       This activity involves utilizing the enforcement
       authorities provided by Federal legislation to
       achieve compliance with the environmental standards
       and regulations.

       Monitor rnmpllance with regulations - This acti-
       vity includes continual surveillance and tracking
       of the compliance actions of individuals, private
       enterprise and governmental bodies which are re-
       quired to satisfy the abatement regulations.
                         26
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2.  ENVIRONMENTAL ACTIVITIES ARE DIVIDED AMONG SIX MAJOR
    ORGANIZATIONAL UNITS.



    To perform the required activities for each of the

    environmental problem areas identified by legislation,

    the EPA Administrator has divided the Agency into six

    major organizational units, as shown in Exhibit 2.1

    following this page.  Appendix A contains detailed

    information regarding the primary responsibilities and

    missions of each office, the staff employment level,

    the general type of staff, the principal geographic

    location, the major relevant legislation, and the current

    ADP expenditures.  In addition, Appendix A provides a

    detailed breakdown of the major ADP systems utilized by

    each organizational unit or office.  Each of the six

    major organizational units are outlined below:
           Office of Planning and Management fQPM)  - The
           Office of Planning and Management has Agency-
           wide responsibilities for ten major activities,
           as follows:

              Program evaluation
              Resource management, including administering
              a program planning-budgeting system
              Budget preparation and execution
              Organization and management systems
              Personnel policies and operations
              ADP management and operations
              Facilities and space management
           -  Contracting and procurement services
              Grant policies and procedures
           -  Comprehensive audit program
                             07
                                                   index systems inc

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                                                                                                                     Exhibit 2-1
                                                                                    U.S.  Environmental Protection Agency
                                                                                                       EPA Organization Chart
                                                           ADMINISTRATOR
                                                       DEPUTY ADMINISTRATOR
  OFFICE OF
PLANNING AND
 MANAGEMENT
   OFFICE OF
ENFORCEMENT AND GENERAL
    COUNSEL
OFFICE OF WATER AND

HAZARDOUS MATERIALS
 OFFICE OF
AIR AND HASTE
 MANAGEMENT
   OFFICE 07
RESEARCH AND DEVELOP-
     MENT
                                                                                                                              OFFICE OF
                                                                                                                           ENVIRONMENTAL
                                                                                                                             ENGINEERING
                                                                                                              OD
                                                                                                              01

-------
The 1065 positions (11% of the total EPA employment)
within the Office of Planning and Management are
organized into offices of staff support and three
offices under Deputy Assistant Administrators
(DAA's); namely, (1)  the Office of Administration,
(2) the Office of Planning and Evaluation, and
(3) the Office of Resource Management.
Office of Enforcement and General Counsel  (OEGC) -
The Office of Enforcement and General Counsel has
responsibility for the conduct of enforcement
activities on an Agency-wide basis.  This includes
the development and execution of programs for
water, air, noise, radiation, pesticides, and
solid waste enforcement, including the development
of procedures, regulatory material, guidelines,
criteria, and policy statements designed to bring
about actions by individuals, private enterprise,
and governmental bodies to improve the environment.
The Office of Enforcement and General Counsel
provides also legal services to all organizational
elements of the Agency including legal opinions
and litigation support.  The 448 positions  (5% of
the total Agency employment) of OEGC are organized
into offices of staff support, an Office of General
Counsel, and two offices under DAA's; namely, the
Office of General Enforcement and the Office of
Water Enforcement.
Office of Water and Hazardous Materials  (OWHM) -
The Office of Water and Hazardous Materials has
responsibility for program policy development and
evaluation, environmental and pollution sources
standards development, guidance and technical sup-
port of regional program activities, and selected
demonstration programs.  The 1080 positions  (approxi-
mately 12% of the Agency's total employment) are
organized into an office of staff support and three
offices under DAA's; namely, (1) the Office of
Water Planning and Standards,  (2) the Office of
Water Program Operations, and  (3) the Office of
Pesticides Programs.
                  29                    index systems inc

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The Office of Air and Waste Management  (OAWM)  -
The Office of Air and Waste Management  has  respon-
sibility  for seven major  activities,  as follows:

-  Develop national standards for air quality
   and emission standards for new stationary
   sources and for hazardous pollutants
-  Assess the national air pollution control
   program and its success in achieving air
   quality goals
   Provide assistance to the States, regional
   offices, and industry through manpower training
   and technical information
-  Maintain a national air programs data system
   Develop abatement strategies to control noise
   pollution
   Disseminate information and perform  research
   in the management of solid waste disposal
   Investigate the environmental and health
   effects of radioactive substances and processes

The 992 positions (11% of the total EPA employment)
of this office are organized into offices of staff
support and five DAA-level offices.
The Office of Research and Development  (ORD) -
The Office of Research and Development is responsi-
ble for the development and conduct of research and
demonstration programs in pollution sources, environ-
mental sciences, monitoring systems,.and pollution
control technology.  ORD provides direct supervision
of the activities of the Environmental Research
Centers and their associated laboratories.  ORD is
responsible also for the quality control and standardi-
zation of the analytical techniques utilized by the
Agency.  The 1856 positions of ORD (20% of the total
Agency employment) are distributed among staff
offices, five Environmental Research Centers, and
four offices under DAA's; namely,  (1) the Office of
Environmental Engineering, (2) the Office of
Environmental Sciences,  (3) the Office of Monitoring
Systems, and (4) the Office of Program Integration.
Regional Offices - The operating programs of the
EPA are carried out by ten regional authorities
which cover the entire.United States.  Each of
                                        index systems inc

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           these clusters of states is headed by a Regional
           Administrator who reports to the EPA Deputy
           Administrator.  Each Region has its own coordinated
           EPA anti-pollution effort and decentralized autho-
           rity for the development of strong local programs
           for pollution control and abatement.
3.  THERE ARE EIGHT APPLICATION CLASSES OF COMPUTER SYSTEMS
    SUPPORTING MAJOR EPA MISSIONS.
    Eight classes of computer usage have been defined for

    computer systems at EPA.  The purpose of this classifi-

    cation is to provide an aid to understanding the use of

    computers at the Agency and to group individual systems

    for cross comparisons.   These classes have been identi-

    fied, as follows:



        .  Tracking and Reporting Systems

           Trend and Monitoring Systems

           Technical Data Bases

           Word Processing Systems

           Bibliographic Systems

           Modeling and Scientific Systems

           Laboratory Automation

           Special Studies



    Each of these application classes has unique functional

    characteristics which differentiate them from each other
                                                   index systems inc

-------
as shown in Exhibit 2-2, following this page.

The principal Agency activities, such as implementing
abatement control strategies, tend to utilize the
functional characteristics provided by specific appli-
cation classes.  Exhibit 2-3, following Exhibit 2-2,
illustrates the primary application classes of systems
used by each of the principal Agency activities.  As
shown in this exhibit, enforcement activities tend to
require tracking and reporting support, whereas environ-
mental quality objectives and strategy determination
rely more heavily upon modeling and scientific AOP support.

All the major computer systems within the Agency and
the application class each system is most closely asso-
ciated with are shown in Exhibit 2-4, following
Exhibit 2-3.

The following sections describe briefly the eight appli-
cation classes.  A more detailed description of each
application class is contained in Appendix B.
(1) Tracking and reporting systems track schedules,
    record dollar expenditures, and provide conventional
    administrative reports.
                         32                    index systems inc

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                                                                                                           Exhibit 2-2
                                                                           U.S. Environmental Protection Agency
                                                          Functional Characteristics  of Application  Classes
       USE
  PEPSO:I::EL
REQUIREMENTS
  OPERATING
      COST
     (5POWTH
    IN SIZE
           TRACKING &
           REPORTING
TREND &
MONITORING
TECHNICAL
DATA BASES
WORD
PROCESSING
                                                          BIBLIOGRAPHIC
MODELING &
SCIENTIFIC
LAB
AUTOMATION
SPECIAL
STUDIES
   7PADOFFS
Administra-
tion and Op-
erational
Control
High Data
Entry Volume
Depends on
Volume of
Data Traded
Stable, If
Volume is
Constant
Manual Files
I f Summaries
not Frequent
Research
Reports
High Data
Entry Volumes
Increases
With Time
Increase with
Time
Retain
Summary
Data Only
Basic
Research
Low
Stable
Grows Only If
New Subjects
Added
Printed
Manuals
Secretarial
Replacement
Depends on
Nature of the
Work
Lower or High-
er than Sec-
retaries De-
pending on
the (fork
Stable After
Initial
Startup
Central vs
Stand Alone
vs Manual
Literature
Search
Low Compared
to Manual
Library
Depends on
Demand and
System De-
sign
Increase with
Time
Few Alterna-
tives if
Needed
Scientific
research
Low Data
Entry but
Skilled
Analysts
Needed
impends on
Complexity of
the Model &
Frequency of
Use
None After
Model Is
Built
Simple vs
Complex
Model
Reduce Man-
power , In-
crease
Control
Low
Low - One Timr
Capital
Investment
Size Fixed
when
Installed
Automation
vs no
Automation
Reports on
Specific
Topics of
Interest
"epends on
Type of
Study
Depends on
Type of
Study
Grows to
Peak , then
Elimin-
ated
Depends on
Type of
Study
                                                                                                                        (*)
                                                                                                                        n

-------
                                                   Exhibit 2-3
                          U.S.  Environmental Protection Agency
Application Classes Serving Principal Environmental Activities
>*NW ADP
'x. Application
's^ Classes
Principal's.
EI-A " 'Vs.
Activities 's.
1. I -tent if y Present
State of the
Envi ronment
Environmental
Quality
3. Develop Methods
for Controlling
Pollution
4. Implement Abatement
Control Strategies
Control Strategies
6. Monitor Compliance
with Regulations
TRACKING t TREND & TECHNICAL WORD MODELING * LAB SPECIAL
REPORTING MONITORING DATA BASE PROCESSING BIBLIOGRAPHIC SCIENTIFIC AUTOMATION STUDIES



V
V

/




^



/





J


/






/
y





/


^
\/
*/





-------
                                                                                             Exhibit  2-4
                                                                 U.S.  Environmental Protection Agency
                                                                Application Classes of Major Systems
         TRACKING
TREND &
MONITOR
TECHNICAL
DATA BASE
WORD
PROCESSING
BIBLIO-
GRAPHIC
MODELING &
SCIENTIFIC
LAB AUTO-
MATION
SPECIAL
STUDIES
OPM
OEGC
OAWM
OWHM
ORD
REGIONS
FMS
GICS
DIPS
TSSMS
Personal
Property
CDS
GPSF
PEMS



GICS
GPSF
SIRS/
SPCC
GICS
Program
Manage-
ment
GICS
GPSF
CDS
PEMS
FMS
DIPS









SAROAD



STORET
GPSF





SAROAD
STORET
GPSF











NEDS



TADS
PARCS





NEDS
SAROAD
















BTS



BTS
















SWIRS
NOISE
APTIC






















RAPS



Estuary
Models

SEAS
Lake
Pollution
RAPS

Air Diff-
usion &
Indirect
Source
Models

















Cincin-
nati Pro-
ject










.
*

1
"


/



J
V


>/



J
Ti

                                                                                                           m
                                                                                                           n

-------
    All parts of the Agency use tracking and report-
    ing systems for administration and operational
    control.  However, the major users of these
    systems are within the Office of Planning and
    Management, and the Office of Enforcement and
    General Counsel.  Computerized tracking systems
    frequently are used to accommodate large volumes
    of data for reporting purposes and to provide
    summary information on many different attributes.

    These  systems are characterized by high data  entry
    requirements.  Their operating costs  tend to  increase
    as data within their system files increase.   However,
    certain implementation alternatives,  such as  the
    judicious use of off-line  storage, can be used  to
    stabilize these costs.  Manual files  represent  the
    primary alternative to these systems.
(2)  Trend and  monitoring  systems  build  data bases of
    technical  information over  time.
    Trend and monitoring  systems are used to construct
    national data bases of  environmental  quality informa-
    tion.  They are used  primarily within the air and
    water programs.
                         36                     index systems inc

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     These systems are characterized bv high data entry
     volumes and by increasing operational costs over time
     due to the ever increasing size of their data files.
     This increase can be  stabilized,,  however,  through
     the use of off-line storage and summary data.

     Many users have been  critical  of the design and oper-
     ation of these systems  because they have failed fre-
     quently to meet their scientific needs.  The Agency's
     trend and monitoring  systems were developed to
     provide very general  data support, although it has
     been suggested that the development of systems to
     meet more precise and narrower objectives should have
     yielded systems which would better serve the needs
     of researchers and analysts.

(3)   A technical data base is a mechanized catalogue.

     A number of catalogue items/ each having several
     parameters, are contained in technical data bases.
     They are used as reference tools to provide infor-
     mation to researchers.   The Technical Assistance
     Data System (TADS)  stores scientific information
     such as boiling point,  toxicity,  and color on
     over 800 hazardous substances.   The Pesticides
     Analysis Retrieval and  Control System (PARCS)
                            37                   index systems inc

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     catalogues data on pesticides,  and the National
     Emission Data System (NEDS)  contains air pollution
     emissions data.  The difference between this appli-
     cation class and tracking and reporting systems is
     that technical data bases associate a single,  fixed
     set of parameters with each  item.

     Technical data bases are  characterized by a low
     volume of data entry and  stable cost curves.  The
     primary alternatives to computerized technical
     data bases are manually maintained handbooks and
     catalogues.
(4)   Word^processing systems  are  used to reduce  secre-
     tarial  work  and to facilitate  document preparation.
     Word processing systems  automate  secretarial  typing
     tasks.   Textual information  is  input to the system,
     modified in  an  interactive process,  and output in
     a retyped and corrected  version.

     The  benefits of word  processing systems are
     dependent on the nature  of the  clerical workload.
     If a document is typed only  once,  or undergoes
     drastic  and  extensive revisions each time  it  is retyped,
     word processing equipment provides few advantages
     over manual  procedures.  However,  for large documents
                          38
                                                 index systems inc

-------
     that undergo frequent minor revisions,  an auto-
     mated system can be of considerable benefit.

     Word processing systems are of two basic types:
     central service and stand alone.   A centralized
     service that the Agency uses is Bowne Timesharing,
     Inc.  which runs on a large computer in  New York.   The
     Agency also uses numerous small self-contained, stand
     alone systems in many offices.  The stand alone
     systems are fixed price facilities, whose costs are
     independent of volume.   The Bowne charges are based
     on usage volume.   Stand alone systems are cheaper for
     heavy usage,  and Bowne is more economical in  support-
     ing occasional service needs.
(5)   Bibliographic systems  identify technical and scien-
     tific literature  on  specified subjects.
     Bibliographic systems  use the processing capabilities
     of a  computer to  search a very large set of book and
     journal  abstracts to find publications relevant to
     specific subjects.   The user specifies his areas of
     interest and the  machine searches for all articles
     matching his search criteria.   He receives either a
     list  of  reference numbers,  citations or full abstracts,
     depending on the  design of the particular biblio-
     graphic  system.
                            39                   index systems inc

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     These  systems are  characterized by substantial
     abstracting expenditures  and variable operating
     costs,  depending upon  the particular implementation
     strategy employed.   The cost of these systems increases
     over time as the number of abstracts in the system
     grows,  unless the  system  operators continually purge
     outdated articles  and  maintain the data base at a
     fixed  size.
(6)   Modeling  and scientific systems  support the scientific
     and socio-economic research activities  within the
     Agency.
     The  use  of computer models  to simulate real events
     and  activities  provides  a valuable research and plan-
     ning tool.   Performing experiments on a real system
     (river,  city, or the nation's economy)  many times
     would be prohibitively expensive,  infeasible,  or even
     potentially dangerous.  The effects of alternative
     activities and  conditions can be studied safely and
     without  risk, using computer models.

     Most of  the Agency's modeling work to date has
     focused  on physical systems (e.g., air flow, rivers
     and  lakes)  and  has been  used to gain fundamental
                            40                   index systems inc

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    scientific understanding  about the  environment.  Also

    models  are being used by  regulation and enforcement

    personnel within EPA to evaluate  control  strategies.



    Modeling and  scientific applications tend to  be

    independent of  other Agency  systems.  They are de-

    signed  and operated to service a  special  research

    need.   Their  operating costs and  characteristics

    vary widely depending upon frequency of use,  volume

    of  data processed, and complexity of numerical tech-

    niques  employed.
(7)  Laboratory automation involves  the  use  of  small
    dedicated  computers  to control  and  monitor instruments,
    Experiments  can  be  controlled,  data  collected  and

    analysed,  and  records maintained  automatically

    through the  use  of  lab  automation.   The Agency has

    called upon  experts from  the Lawrence Livermore Labora-

    tories to  assist in the design  and implementation of

    EPA's  lab  automation systems.  Both development and

    operation  of these  systems will be financed with

    Program funds.



    The  benefit  of laboratory  automation will  be to in-

    crease productivity, rather than  to  lower  cost.  The
                                              index systems inc

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     data processing expenditures on laboratory automation

     will increase as hardware is acquired and will then

     decline  after all the  laboratories are equipped.   Be-

     cause the  hardware is  dedicated to the laboratory use

     and will be purchased  rather than leased, only main-

     tenance  expenses will  be recurring.



(8)   Special  studies are used to generate reports in res-
     ponse to congressional inquiries and to support
     special  research projects.

                                                    f
     Special  studies represent an application class only

     in  the budgetary sense.   They represent one time non-

     recurring  computer expenditures used to generate

     special  reports from existing data bases, from newly

     constructed models, or from specially designed data

     bases.



     Special  studies may be extremely short in duration,

     such as  special reports on construction grants.  An

     answer to  a specific outside inquiry may take only

     a few days and may be  paid for out of operational

     budgets  on current systems.  At the other extreme,

     a study  may take several years and require a special

     staff and  separate funding.  The Regional Air Pol-

     lution Study (RAPS) system and the California sulphur
                          42                     index systems inc

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        dioxide study are examples of large scale studies.
4.  EACH EPA OFFICE HAS SPECIFIC ADP NEEDS.



    This section describes the current and anticipated future

    ADP needs of the major EPA organizational units.
    (1)  0PM needs ADP to support the record-keeping and
        management decision-making associated with adminis-
        tering the Agency's affairs.
        0PM needs ADP support primarily to automate the

        clerical activities associated with administering

        the Agency's work.   The systems which already have

        been developed for  this purpose, for the most part,

        are expensive to operate.   The high cost of these

        systems is attributable primarily to the large volume

        of detailed information which is assembled and reported.

        Yet this detailed information has not improved signi-

        ficantly the ability of top managers to control and

        administer Agency affairs.   The widespread and varied

        activities of the Agency require an Agencywide manage-

        ment information system of  relevant aggregate informa-

        tion to support the coordinated evaluation and control

        of EPA activities.   The Program-Planning-Budgeting (PPB)
                             43                    index systems inc

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    system,  for  example,  which relates  dollars,  programs,
    and missions,  could be  expanded beyond  its current
    use in the annual  budgeting cycle to be an integral
    part of  the  on-going  strategic  planning and  tactical
    management of  the  Agency.   Current  administrative
    uses of  ADP  and  any future systems  development should
    be directed  toward creating an  integrated information
    system for supporting the  administrative and mana-
    gerial decisions of the Agency.

    Except for the need to  better integrate management
    information, the functional requirements of  0PM are
    expected to  remain stable  over  the  next few  years,
    and the  demand for ADP  to  support these functional
    activities should  remain flat or decrease as tech-
    nical efficiencies are  introduced.
(2)  OEGC needs  increased data processing-support to
    facilitate  the  detection and  prosecution of  chronic
    polluters.
    The Office  of  Enforcement and  General  Counsel is
    charged with developing  and  implementing  programs to
    insure  that corporations and other  businesses conform
    to  pollution control  guidelines and regulations.  As
    more media  programs progress into the  enforcement
    phase,  the  influx of  paper-processing  associated with
                         44                     index systems inc

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    the tracking,  monitoring  and litigation comprising

    these enforcement activities will require increased

    computer support for  handling the growing workload.

    The nature  of  this required computing support falls

    into the following categories:
           Compliance tracking  and monitoring to insure
           that permittees have conformed to the stipu-
           lations of EPA or state-issued permits.

           Enforcement action tracking indicating the
           date,  type and outcome of actions taken
           against particular violators.

           Data quality controls to insure that chemical
           samples which are to be used in litigation
           conform to judicial  chain of evidence re-
           quirements.

           Summary reporting which provides Headquarters
           with information concerning the activities of
           regional and state enforcement divisions.
(3)  OWHM needs  ADP  to monitor  the  quality  of  the  nation's
    waters  and  the  issuance  of construction grants.
    The  major  need  for  ADP  support  by  OWHM will  continue  to be

    the  maintenance of  large water  quality and pesticides data

    bases  and  the monitoring of  construction grants.   Relative

    to other environmental  media, EPA's  water programs are the

    most advanced with  respect to the  six environmental activi-

    ties identified earlier.  However, changes will  occur as

    the  monitoring  activity of OWHM shifts from  "random"

    monitoring to more  systematic monitoring using sampling

    techniques and  permanent monitoring  stations.  The
                                               index systems inc

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    introduction of  standardized monitoring stations and
    sampling techniques will lower the volume of stored
    data but will increase the accuracy and usefulness
    of  the resulting national data bases.   With the ex-
    ception of  a small increase in modeling activity,
    such as river basin planning models, no major new
    applications of  ADP are anticipated in the near future,
    Also,  the trend  of delegating increasing authority to
    the states  should keep OWHM's ADP  requirements rela-
    tively stable over the next few years.
(4)  OAWM needs  ADP  to monitor  the  quality of  the  Nation's
    air and to  support on-going  research in other cate-
    gorical programs.
    OAWM needs  ADP  primarily  to maintain  the  national air
    quality data  systems,  and to  perform  modeling  and
    other statistical  analysis.   Air  programs,  like  the
    water programs, will continue to  use  computers to
    support their monitoring  activities.   However, the
    use  of ADP  to support  these activities is expected
    to continue at  a constant rate for  the next few  years.
    OAWM will be  augmenting its effort  in two areas  in
    the  near future:   (1)  energy-related  studies,  such as
    analyzing the impact and  control  of pollution  gene-
    rated by power  stations,  and  (2)  mobile source pollution
                                               index systems inc.

-------
    studies,  such as  examining the economics and social
    impact of an increase in gasoline taxes, parking
    bans,  etc.  The effect of this shift in the Office's
    ADP  requirements  will be to increase the need for
    more modeling and research support.

    The  other offices within OAWM, such  as Radiation,
    Noise  and Solid Waste, tend to be relatively minor
    users  of  AOP.  Their largest usage,  at present,  is
    in the area of bibliographic services.  There is
    also some minor use of modeling within each of these
    program areas. These modeling applications will con-
    tinue  at  or slightly above their current levels  into
    the  future with particular emphasis  upon diffusion
    models in radiation and simulation models in noise.
(5)  ORE)  needs  increased ADP support  for modeling  and
    scientific research.
    The  current  ADP  usage of  ORD is  applied,  for  the most
    part,  to the operation of program management  systems,
    statistical  analyses, and laboratory automation.  It
    is apparent, however, that the Agency currently is
    not  employing ADP  to its  maximum advantage in support
    of scientific activities.  The nature of  the  research
    process  is such  that scientists  and  technicians need
                         47                    index systems inc

-------
    convenient and reliable ADP  tools  to  perform their
    work.   Furthermore,  the activities of ORD are fre-
    quently at the cutting edge  of  the Agency's  work,
    and  in this capacity ORD  is  frequently called on to
    perform immediate,  high priority projects.   These
    projects and special studies often require rapid
    and  responsive ADP  support in order to get the job
    completed in the  most effective manner.   Therefore,
    ORD  will require  more reliable, responsive,  and
    human-factored ADP  services  in  the future.
(6)  The  regional  offices  need ADP  to  support  enforce-
    ment,  administration  and  environmental  quality
    analysis.
    The  principal  ADP  activities  of  the jtegions  are  in
    the  areas  of enforcement  compliance and monitoring,
    administration,  and  air and water  quality  analysis.
    The  characteristics  of  this  usage  and  projected
    future  usage  are  determined  by  the needs  of  the
    corresponding Headquarters offices.  However,  as
    environmental program responsibilities are shifted
    to state  agencies, the  regional offices will expend
    increasing  resources providing  technical  assistance
    to the  states and monitoring the resulting perfor-
    mance of  the  local programs.  Consequently,  the
                         48                     index systems inc

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        regional use of ADP will shift from clerical pro-

        cessing and filing of materials associated with

        executing environmental programs to reporting sum-

        mary statistics concerning the activities of state

        agencies.  The regions also will increase their use

        of Agency-developed models relating to power stations,

        mobile source pollution, river basin planning and

        the disposal of hazardous materials.



5.   OWHM AND 0PM' ARE RESPONSIBLE FOR MOST ADP EXPENDITURES.



    Exhibit 2-5, following this page, shows the allocation

    of the Agency's ADP timesharing costs among the five

    Headquarters organizational units.  The program usage

    in the Regional Offices has been allocated to the approp-

    riate Headquarters program offices.  As illustrated in

    the exhibit, the largest ADP usage is in OWHM and 0PM.
        0PM Ls high proportional usage is attributable to
        conversion and administrative costs associated with
        the Research Trinagle Park iRTPLjComputer Center and
        to the operation of several expensive administrative
        systems.

        OWHM's ADP expenditures are attributable primarily
        to the operation of the STORET system.
    ORD, which has one of the largest Agency operating budgets

    and has been allocated approximately 20% of EPA's full-

    time positions, makes relatively little use of ADP by
                          49                        index systems inc

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                                                                Exhibit  2-5

                                       U.S.  Environmental Protection Agency

                                     ADP Timesharing Expenditures by Office
$ Millions
4.o
3.5 •
3.0 -
2.5 -
2-0 -
If
1.0 •
.5 •
•
V


•
•


















































                                                                        o
                                                                        in
0PM
OEGC
OWHM
OAWM
ORD

-------
    comparison.  Furthermore, almost one-third of ORD's ADP

    usage is for program management or word processing rather

    than for research and scientific activities.



6.   THE COORDINATED ADP PLAN SHOULD REALLOCATE ADP RESOURCES
    TO CONFORM WITH AGENCY PRIORITIES BY PLACING GREATER
    EMPHASIS UPON SCIENTIFIC APPLICATIONS.



    The preceeding sections described EPA strategies, orga-

    nization, ADP utilization and current and future ADP

    needs.  The key observation resulting from this discussion

    is that ADP resources are not distributed currently in

    ways necessary to satisfy overall Agency needs.  Instead,

    certain program areas and application classes tend to

    dominate ADP usage.  The coordinated ADP plan in Chapter V

    will present a series of action steps designed to rectify

    this imbalance by modifying or eliminating non-essential

    systems and by developing new applications to satisfy

    pressing Agency needs.  These steps will result in a

    general shift in ADP usage away from clerical and operations-

    oriented data collection and reporting applications and

    towards increased use of data processing to support the

    basic scientific activities of the Agency.
                         51                        index systems inc

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III.  MANAGEMENT OF ADP  RESOURCES
                                            index systems inc

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           III.  MANAGEMENT OF ADP RESOURCES



This chapter describes policies and procedures currently

used in managing data processing resources within the Agency.

This discussion is organized into three sub-sections con-

cerning computer equipment and facilities policies, management

of systems development, and ADP staffing.



1.  THE AGENCY CURRENTLY IS USING TWO PRIMARY COMPUTER
    FACILITIES.



    EPA primarily uses computers in Washington and in North

    Carolina.  Optimum Systems, Inc. (OSI) is a commercial

    vendor located in Washington operating IBM computers

    for EPA.  The Agency itself operates a Univac 1110 com-

    puter at its Research Triangle Park (RTP) facility in

    Durham, North Carolina.  In addition, EPA uses computing

    facilities provided by the National Institute of Health

    (NIH), Informatics (ENVIRON), Bowne Time Sharing (BTS),

    Health Services Administration (HSA), and the Department

    of the Interior  (USGS). Dedicated mini-computers also

    are used for specialized systems at Agency laboratories.



    The following table summarizes this usage:
                        52                          index systems inc

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Location                              Purpose
OSI                       General Purpose Data Processing
RTF                       General Purpose Data Processing
NIH                       General Purpose Data Processing
ENVIRON                   Text Searching/Bibliographic
BTS                       Word Processing
HSA                       Financial Management
USGS                      Personnel System (DIPS)
Agency Offices and Labs   Special Applications

Each of these facilities is described in more detail
in Appendix C.
(1) The Washington and RTP facilities support most of
    the application needs of the agency.
    Most of the data processing needs of the Agency require
    conventional computer hardware and software support.
    Only word processing and lab automation require special
    features not available normally from a general purpose
    digital computer.  Although some bibliographic systems
    make special use of the capabilities of the ENVIRON
    system offered by Informatics, other comparable systems
    are run at OSI and RTP.
                         53                    index systems inc

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    Exhibit 3-1  on the following page,  illustrates the

    distribution of application classes by computer

    vendors currently used by EPA.   Note that OSI and

    RTF support  the same application classes except for

    tracking  and reporting systems,  which are not opera-

    ted at RTF at present.
(2)  EPA is  consolidating computer services onto the
    Washington and RTF facilities.
    During FY 1974,  over 85%  of the ADP timesharing budget

    was  spent on the OSI and  RTF facilities.   The current

    distribution of  usage is  shown in the table below:



    Facility                  FY'74 Expenditures ($000)

    OSI                                 6,034

    RTF                                 2,043

    NIH                                 1,462

    ENVIRON                              527

    BTS                                   570

    HSA                                   317

    USGS                                 390



    The  use of outside services will decline  further as

    additional systems are consolidated onto  the two
                        54                      index systems inc

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                         Exhibit 3-1
D.S. Environmental Protection Agency
         Distribution of Application
      Classes by Computer Facilities

OS I
RTF
ENVIRON
BTS
NIH
HSA
uses
MINICOMPUTERS
TRACKING 6
REPORTING
/

V

/
/
/

TREND &
MONITOR
/
/






TECHNICAL
DATA BASE
>/
/
V





WORD
PROCESSING



•




BIBLIO-
GRAPHIC
/
V/
/





MODEL &
SCIENTIFIC
/
>/


/



LAB AUTO-
MATION







s
SPECIAL
STUDIES
>/
V



,


                                      in
                                      in

-------
    facilities.   For example,  the Grants Information

    Control System (GIGS)  has  just been moved from NIH

    to OSI, and  the Mobile Source System will move to OSI

    shortly.
(3)  The OSI  and RTF  computer centers differ in terms of
    configuration flexibility.
    The current OSI  contract and  the Federal regulations

    which govern the use of  the RTF  facility influence

    the configuration of the respective equipment.   For

    example,  the current OSI contract requires that only

    two spindles be  available for mounting off-line private

    packs.  This requirement resulted from EPA users'  pref-

    erence for on-line storage of data.  If this preference

    changed,  OSI could add more off-line spindles quickly

    and easily.  More generally,  OSI is required by contract

    to provide a certain level of ADP service consistent with

    Agency demands.   Consequently, as Agency workloads in-

    crease or change, OSI modifies its equipment configuration

    so as to support these changes.



    The RTF facility, by contrast, cannot respond as

    rapidly as OSI to demands for configuration changes.

    Since it is an Agency facility,  major equipment up-
                                               index systems inc

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    grades  must conform to Federal  equipment  approval
    procedures  and therefore  may  take  up to three  years
    to implement.   If  done more than two times,  these
    upgrades may require a new facility Request  for
    Proposal (RFP).  Consequently,  RTF has installed
    enough  excess  capacity to withstand a three-fold
    increase in daily  work level  so as to avoid  the need
    for a major upgrade.

(4)  OSI provides better communication  support than RTF.

    At present, the OSI facility  is much more available
    to non-local users.  The  Agency supports  currently
    several hundred low and medium  speed terminals at
    Headquarters.  the  NERCS,  and  in the regions.   Each
    terminal is capable of communicating with the  OSI
    and RTF facilities.  The  OSI  facility currently sup-
    ports over  190 on-line communications ports.   RTF
    has six medium speed and  58 low speed ports.   Although
    the computer equipment is as  capable as OSI  of com-
    munications with EPA's geographically distributed  user
    base, RTF requires significant  upgrading  of  its medium
    speed communications facilities before it can  become
    more widely available for Agency use.
                         57                    index systems inc

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(5)  The system designer must make an explicit decision
    on which facility an application is to be developed
    and run.
    All EPA applications cannot run equally well at RTF

    and OSI.  Since OSI runs IBM 370 computers and RTF

    supports a Univac 1110 configuration,  OSI has more

    system software and proprietary software packages

    available to it than RTF.   Application programs devel-

    oped for use on the IBM facility,  in mariv cases,  will

    not be transferrable to the Univac 1110.   Many of the

    IBM software systems used by the Agency (EASYTRIEVE,

    IRS and MARK IV)  are not available currently on the

    Univac equipment.  Consequently, the system designer

    has fewer alternatives available to him on the RTF

    facility.  In most cases,  even application programs

    written in a language supported by both facilities,

    e.g.  COBOL, cannot be transferred easily.
(6)  Differences  in  pricing policies  at OSI and RTF
    influence the types  of processing performed at each
    installation.
    OSI  charges  comparatively  higher rates than some

    service  bureaus  for  computer time but less  than others

    for  on-line  storage.   This structure favors a large

    trend  and monitoring  system at  the expense  of more
                                               index systems inc

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computational programs.  OSI also has modified their
pricing scheme, at Agency request, to favor on-line,
interactive applications over batch processing.

OSI bills communications charges to the Agency according
to the number of hours of connect time used.  Most of
OSI's costs for communications are fixed price leased
lines or WATS lines.  Their contract rates must thus
be set to recover these fixed costs at the expected
usage level.  Any usage above these levels generates
considerable profit for OSI if no equipment is added.
As usage level per line increases, rates should de-
crease.  Also, since communication costs are fixed,
the unit charges cannot be lowered unless utilization
increases.  Any other change in rates would have to
be offset with increases elsewhere.

The pricing scheme at RTF is different from OSI,
because the equipment and operational costs are fixed.
The charge per resource hour for the facility is ad-
justed periodically to recover costs.  As usage goes
up, rates decrease.  The computer charges are set to
recover equipment rental, supplies, maintenance and
facilities management costs.
                     59                     index systems inc

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    RTF  is using currently the standard UNIVAC billing
    formula.   Because of  the on-line orientation of the
    1110,  the formula charges more for tape operations
    than disk activity.   This pricing scheme penalizes
    those  systems which are built to use the lower cost
    tape storage and rewards systems which store data
    on disk.

(7)  EPA  uses  outside contractors to manage its facilities.

    Headquarters has little expertise in facility manage-
    ment.   Its current responsibilities require only the
    contract  management of its major facility, OSI.  The
    OSI  contract delegates the responsibility to the
    contractor for computer planning and operations,
    physical  plant planning and operations, and system
    software  support.

    The  Agency staff is primarily responsible for manage-
    ment of the OSI contract, negotiations on rate changes,
    operation of TSSMS and preparation of charge back
    notices to Agency users.  Design and programming support
    is provided by OSI rather than by MIDSD.

    The  Data  Systems Division at RTF is directly respon-
    sible  for installation and operation of the Univac 1110.
                         60                     index systems inc

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        The equipment procurement was handled by the Agency,
        and the hardware is located in an EPA facility.   When
        the Agency operated an IBM 360/50, the branch personnel
        ran the facility.   The Univac 1110 requires more per-
        sonnel support than did the IBM machine, and conse-
        quently/ a facilities management contract has been
        signed to provide the operations staff for the machine.
        The Agency office at RTF provides systems analysis,
        and programming support to users to the extent pos-
        sible, and also assists in contracting for outside
        vendor-supplied services.

        The role of the Data Systems Division at RTF differs
        from MIDSD in two respects.  Because the Univac  1110
        is government-based, the RTF staff is directly respon-
        sible for operational issues.  MIDSD, by contrast,
        contracts for the rate structure charged by OSI  for
        machine usage.  At RTF the personnel in the Data Support
        Branch have a more technical background, and thus
        offer more technical support to EPA users  than  is
        normally provided by MIDSD.

2.   GOVERNMENT PRACTICES INDUCE EPA TO UNDERTAKE CONVERSIONS
    OF MAJOR SYSTEMS TO NEW FACILITIES.

    Since  its inception,  the Agency has been undergoing  a
    continual  shifting of its systems from one operating


                            61                     index systems inc

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environment to another.  When EPA was created in 1970



out of other Federal Agencies and Departments, most of



EPA's data processing remained on the computer systems



provided by the predecessor Departments.  Over time



EPA consolidated this processing load to the degree that



it could justify its own computing center.  However,



Government policies forbid an Agency from obligating



Federal funds for more than one year at a time.  Although



computer facility contracts can be written and renewed



annually, Federal contracting practices do not encourage



the continued renewal of such contracts year after year



without competitive bids.  Hence, EPA has tended to issue



RFP's for computer vendors approximately every three years,







Any conversion of systems from one location to another



will require a period of parallel operations.  The old



facility should be maintained for one to two months



before it can be discontinued.  At current OSI usage



levels, this conversion costs $0.5-1 million.-  In addi-



tion, some systems will require program conversion or



reprogramming, even when moved to another machine of the



same type.  These combined costs easily can exceed $1



million.







In a few cases, the Agency has been forced to convert



because a government computer service facility has res-
                         62                    index systems inc

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    trieted its availability.   For example,  the NIH compu-

    ter work load has grown to the point where they have

    required EPA to terminate  its usage of their facility.



3.  CURRENT ADP USAGE IS CONTROLLED AND BUDGETED FROM A
    SPECIAL FUND MANAGED BY THE "OFFICE OF PLANNING AND
    MANAGEMENT.



    The ADP Fund is budgeted by Management Information and

    Data Systems Division (MIDSD) of 0PM.  Timesharing costs

    are allocated among each of the major EPA budget cate-

    gories.  These costs are appropriated as part of the

    Agency budget process.   ADP budget planning is based on

    last year's expenditures,  incremented by changes in scope

    or direction of major Agency programs.  No zero base

    budgeting has been required by Agency policy.



    In the future, all ADP users will be including ADP cost

    projections in their budgets.  A charge-back mechanism

    initiated in July, 1974, will be used to monitor actual

    usage against budgeted usage.  Individual ceilings will

    be established to prevent  total ADP fund overruns.



    In order to better monitor ADP usage, MIDSD has been

    operating the Timesharing  Services Management System

    (TSSMS) to track timesharing expenditures by program ele-
                             63                    index systems inc

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    ment.   TSSMS produces monthly statements for each ADP
    sub-allowance holder, indicating ADP cost-to-date.  The
    system tracks computer charges from OSI, BTS, ENV, HSM,
    NIH, USG, and several smaller service bureaus.  During
    FY'75, RTF will be added.  TSSMS will form the basis of
    chargebacks  to sub-allowance holders.

4.  ADP MANAGEMENT CONTROL IS A HIGHLY DECENTRALIZED PROCESS
    AT EPA.

    Agency management policies provide program and regional
    managers with a great deal of decision-making authority.
    ADP management control, accordingly, is distributed
    throughout the Agency.
    (1)  Senior EPA management has not guided development
        efforts through the setting of Agency policies or
        project priorities.
        Only recently have the pressures of budget constraints
        and lack of support for meeting program objectives
        focused senior management attention on the issue of
        ADP.  The needs analysis for system development has
        been a bottom-up process, originating from the lower
        levels of the Agency.   Senior management has not con-
        trolled strategically the growth of ADP usage or coor-
        dinated its usage between programs.  Very few inter-
                             64                    index systems inc

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    program trade-offs  are made  in  the  allocation  of
    ADP  Fund monies.  In  addition,  very little  software
    has  been developed, with  the exception  of a few
    administrative  systems, which was intended  to  be
    shared  between  programs with similar functional re-
    quirements .
(2)  Less  than  five percent  of  the ADP  personnel costs
    are spent  on  the  planning  and control of ADP within
    the Agency.
   Very  few  resources  have been allocated  to  support
   adequate  planning and  control of  the  ADP expendi-
   tures at  EPA.    In  terms  of volume, most of  these
   resources are  located  presently within  ORD as  part
   of  their  Program Management activities  and have very
   little influence on Agencywide  practices.   MIDSD,
   within 0PM,  is the  other  locus of activity.

   Allocation of  ADP Fund monies is  made on the basis  of
   past  requirements.   Very  little zero-base  budgeting
   of  ADP resources is done  within the Agency.  Program
   offices are  asked to project their needs based on
   last  year's  requirements  and some sense for  next year's
   incremental  needs.   These projections are  accumulated
   to  specify agencywide  requirements.
                        65                     index systems inc

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(3)  New systems  are  developed by program offices  without
    regard  to overall  Agency priorities.
    New system development projects  are initiated by

    program personnel  in response to information needs

    or  personnel shortages.  Since new development is

    funded from program budgets,  Agency managers are

    concerned only with the cost  benefits of system de-

    velopment versus other potential program projects.

    Furthermore, program managers have little concern

    for operational cost implications of development

    projects, since the operating costs for the result-

    ing systems are provided by the  ADP Fund, and there-

    by/ are independent of other program budgets.  As a

    result, new systems are developed reflecting the

    local needs and availability  of  program funds rather

    than the overall priorities of the Agency as a whole,
(4)  New policies and procedures for the justification,
    procurement, and development of new systems are
    being developed by MIDSD of 0PM.
    Under the authority of EPA Order 1210.3A (6/4/73),

    the Director of MIDSD must approve requisitions for

    ADP equipment,  studies, and services.   The policies

    and procedures  governing this approval  process are

    described in EPA Order 2800.1 (4/2/74), wherein all
                         66                     index systems inc

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ADP requisitions must be justified on the basis of

a feasibility study to ensure conformance with

government and Agency standards, to ensure that

alternatives have been considered, and to provide

for audit benchmarks.



MIDSD also is preparing the Agency's first ADP

manual.  This manual will impose needed standards

on Agency development activities.  It will cover the

following five areas:



    .  Development Cycle of EDP Systems

       ADP Resources Available on an Agencywide
       Basis

       Obtaining ADP Equipment and Services from
       Non-EPA Sources

       Standardization of Data Elements and Repre-
       sentation

       Documentation Standards and Requirements



For this manual to be effective, care must be taken

to insure that the standards are implementable and

that a mechanism is provided to insure adherence to

these standards.
                     67                     index systems inc

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(5)  The Agency  lacks  an  information  source  to provide
    management  with an accurate,  timely profile  of  ADP

    expenditures  for  system development and the  status
    of development  projects.
   ADP  project  costs  are  composed  of  ADP  Fund monies,


   ADP  personnel  costs, and  program funds spent  on


   outside  contractors.   Consequently,  no consolidated


   reporting  on ADP project  costs  is  produced regularly.


   Because  development  is highly decentralized and


   because  there  are  no clear  standards for  acceptance


   testing  and  installation, many  projects cannot sepa-


   rate what  monies they  are spending on  development


   from funds spent on  maintenance or other  related ex-


   penditures.  Furthermore, no Agencywide  project con-


   trol standards exist to test the status of projects


   and  to identify variances from  planned specifications,


   development  costs, or  operational  cost estimates.





   As a result, project control, acceptance  testing,


   installation,  and  operation of  software developed


   by contractors has been under-managed.   Few systems


   developed  for  the  Agency  by contractors have  been


   installed  on time  or within budget.  This poor record


   is attributable to a lack of definitive design speci-


   fications  and  to the absence of management controls
                        68
                                              index systems inc

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        to identify and rectify variances from planned
        specifications or quality criteria.
5.   EPA SPENDS APPROXIMATELY $7.2 MILLION ANNUALLY ON
    AGENCYWIDE ADP PERSONNEL SALARIES.
    Exhibit 3-2, following this page,  presents the distribution
    and cost of full and part-time Agency personnel by organi-
    zation and geographic location as  indicated in the October
    1974 "Organizational Schedule of Employees".   As indicated
    in the Exhibit,  there are approximately 454 people cate-
    gorized currently as ADP personnel within the Agency.
    Included in this category are personnel who spend 50%  or
    more of their time using ADP, who  work in an organizational
    group which is defined as an ADP unit, or whose job titles
    indicate ADP responsibilities.  The total salary level
    for these personnel is $7.2 million,  or approximately
    $16,000 per person.  These personnel are deployed quite
    evenly throughout the Agency with  the exception of OEGC,
    which has very few ADP professionals.

    The major pockets of Agency ADP expertise reside in
    the Washington,  D.C. and Durham, N.C. areas.   The Head-
    quarters offices and the Research  Triangle Park facility
    account for almost 75% of the Agency's ADP personnel.
    This distribution occurs because most ADP personnel
    were located in  these areas prior  to the formation of
                          69
                                                    index systems inc

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                                                                         exhibit  3-2
                                               U.S. Environmental Protection Agency
                      Distribution of  ADP Personnel and Personnel Cos.ts  ($000,000)
OPM
           OEGC
                       OWHM
                                    OAWM
                                                ORD
Regions
                                                                      TOTALS
Washington

Durham

Other

TOTALS

65 people
$1.1 M
28 people
$ .5 M


93 people
$1.6 M
3 people
$ .1 M


6 people
$ .1 M
9 people
$ .2 M
105 people
$1.8 M




105 people
$1.8 M
1 person

64 people
$ .8 M
11 people
$ .2 M
76 people
$1.0 M
37 people
$ .7 M
34 people
$ .5 M
52 people
$ .7 M
123 people
$1.9 M




48 people
$ .7 M
48 people
$ .7 M
211 people
$3.7 M
126 people
$1.8 M
117 people
$1.7 M
454 people
$7.2 M
                                                                                     o
                                                                                     r-

-------
    the EPA, and because these two locations contain the

    major equipment facilities of the Agency.





6.  EPA SALARY LEVELS FOR ADP PERSONNEL ARE HIGHER THAN THE
    NATIONAL AVERAGES, BUT THESE LEVELS HAVE NOT BEEN SUFFI-
    CIENT TO DEVELOP A SUPERIOR INTERNAL ADP STAFF.
    EPA data processing personnel have been classified into

    three categories for comparative salary analysis as

    shown in the following table:
            Role

    ADP Management
    and Supervision

    Analysis/Programming

    Operations/Clerical
    Support
Average
Annual
Salary

$27,000
National
Averages

 $19,000
 Averages
    for
Government
 Agencies

  $22,000
$18,000
$ 9,700
$14,300
$ 8,000
$15,000
$ 9,500
    The.data used to support this classification was generated

    from the "Organizational Schedule of Employees", through

    interviews with a sample of section and branch directors,

    and through inferential analysis of ADP work products.

    Comparative salary levels for industry and government

    are based on a survey conducted and printed in Infosysterns

    September, 1974.
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A gross analysis of these data indicates that Agency AOP

managers and supervisors are paid over 40% more than their

private industry equivalents, and analysts and programmers

are paid 25% more than their counterparts.  Notwithstanding

these high compensation levels, system development and


project management appear to be the very areas in which

EPA is weakest in ADP support.  This weakness, therefore,

cannot be attributed to insufficient salary levels.

Rather, this weakness is attributable to EPA difficulty

in developing or attracting qualified personnel for

career and professional reasons rather than for finan-

cial reasons.



With the data available, the study team was able to

draw five general conclusions about the status of EPA's

skills inventory, as follows:
       There is no senior management at EPA with a
       significant background in ADP.

       Most EPA analysts are functionally (program)
       oriented and have little experience in the
       management of large ADP system development
       projects.

       Most non-scientific programming is contracted
       outside.

       Insufficient skills exist for EPA to exploit
       properly technological developments in the areas
       of data base management software, communication
       and on-line systems software, and mini-computers,

       EPA presently does not employ the resources
       necessary to manage a major on-line facility
       such as at RTP or OSI without the use of outside
       facility management contracts.
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7.  THE ADP PLAN SHOULD PROVIDE MORE EFFECTIVE ADP SERVICE
    AT LOWER COST THROUGH THE DEVELOPMENT OF A COORDINATED
    EQUIPMENT STRATEGY, THE INTRODUCTION OF REVISED BUDGETARY
    POLICIES, AND THE REDEPLOYMENT OF TECHNICAL PERSONNEL.
    This chapter has described the policies and procedures

    currently used to manage data processing resources within

    the Agency.  The key observation resulting from this

    discussion is that ADP services are currently more ex-

    pensive and less effective than they should be because,

    until recently, ADP management policies have been only

    a minor concern of top EPA management.  The ADP plan

    presented in Chapter V will present a series of policy

    and procedural recommendations to control and coordinate

    the utilization of ADP resources.  These policies will

    include a hardware and equipment strategy coordinated

    with the system development steps comprising the plan,

    a proposed redeployment scheme for ADP personnel and a

    set of budgetary, project management and system devel-

    opment guidelines for insuring that ongoing Agency

    computer usage is controlled and consistent with EPA

    objectives and needs.
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IV.  PROBLEM AREAS
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                   IV.  PROBLEM AREAS
This chapter describes several problem areas in which the

use and provision of data processing resources fail to

satisfy essential Agency needs.  These problem areas concern

factors affecting the control of current and new system

development and usage, the pricing and delivery of computer

time and the recruitment and deployment of ADP personnel.



1.  THE INCREASING COST OF DATA PROCESSING WITHIN EPA IS
    DUE PRIMARILY TO THE PROLIFERATION OF APPLICATION
    SYSTEMS AND THE UNCONTROLLED EXPANSION OF EXISTING
    SYSTEMS



    Data processing costs within EPA have increased as

    program managers grow increasingly aware of the ways

    in which ADP can be used to circumvent their personnel

    limitations and as existing trend, monitoring, tracking

    and reporting systems have expanded well beyond their

    original design assumptions.
    (1)  The scope of many application systems either
         exceeds or fails to service the actual naeds
         of EPA users.
         Many systems operating at EPA today were developed

         at predecessor agencies such as the Department of
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Interior or the Department of Health, Education
and Welfare.  Although these systems may have
been cost-justifiable at their inception, their
current costs no longer seem in line with Agency
priorities.

Some systems have come to utilize highly sophis-
ticated data processing equipment and techniques
even though users could be serviced adequately
by simpler and less costly alternatives.  For
example, the Noise library information system
costs approximately $500 per retrieval for computer
time, whereas comparable, though simpler, EPA library
retrieval systems in other program offices provide
similar services at a fraction of this cost.
Ambient environmental quality data bases in the
air (SAROAD) and water  (STORET) programs are
designed to service similar needs, namely,to
provide a repository of information for modeling
and environmental quality planning and reporting.
Nonetheless, restricted features, such as the
absence of interactive usage, make the cost of the
air system but a small percentage of the cost of
the water system.
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Many Headquarters systems provide national data
bases of technical environmental information.
These systems increase in size and in cost as
more and more information is included.  The just-
ification for these data bases is based heavily
on the support they will provide to researchers,
enforcement personnel and to environmental quality
planners.  Since system designers insist that it
is impossible to anticipate all the information
that future users will require, they design these
systems to include a broad range of potentially
interesting environmental parameters.  However,
the purported users have found that the assembled
data is rarely suitable for their needs.  Researchers
and planners have found that information contained
in national data bases, such as STORET, require so
much filtering and "cleaning" that it is often-
times faster and cheaper to assemble manually the
required data.  Enforcement personnel likewise
have found that national system data is insufficient
for court use and that special redundant sampling
must be conducted by regional surveillance and
analysis staffs to assemble judicially acceptable
evidence for litigation.
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(2)   Many Headquarters designed systems  have been
     justified on  the  grounds  that they  support
     regional  needs  but these  systems  have failed
     to prove  useful in practice.
     Program managers  at Headquarters often have found
     uses  for  computer systems  which would simplify or
     expedite  their  own work.   Frequently, however,
     these uses  cannot be cost-justified  based on the
     Headquarters  provided benefits  alone.  Therefore,
     many  managers have designed or  proposed systems
     which were  purported to  service regional users as
     well.   Frequently, the purpose  of these systems
     was described as  relieving the  clerical or paper-
     work  burden that  national  programs would otherwise
     impose on the limited resources of local staffs.
     However,  many of  these systems  have  either failed
     to service  regional needs  or have increased the
     paperwork burden  imposed on regional staffs.

     The oil and hazardous materials system,  TADS,  was
     described by  Headquarters  personnel  as providing
     an indispensible  service to regional users.
     Regional  users, by contrast,  indicated that they
     found the system  of little use  and that a well
     designed  loose-leaf notebook could provide more
     efficient and practicable  service.   Similarly, the
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     General Point Source File (GPSF)  had been pro-
     posed originally to support regional and state
     enforcement  personnel.   Yet many  of the features of
     the  system,  such as the encoding  of reported
     Discharge  Monitoring Report conditions, actually
     increase regional workloads without providing
     corresponding benefits.  Regional personnel indi-
     cated,  as  a  general rule, that most Headquarters
     systems fail to assess  regional needs,  and, there-
     fore, produce added burdens on local personnel
     without providing corresponding promised benefits.
(3)   The  lack of  Agencywide  review and coordination
     have led to  redundant and costly systems.
     Each program office retains  primary responsibility
     for  conceiving,  promoting, financing and developing
     systems  to support program needs.   Until recently,
     most such system ideas  were  never  reviewed by
     anyone outside of the originating  office.   Con-
     sequently, many  systems were designed and many
     dollars  were expended "reinventing" systems which
     already  existed  in other program offices.   For
     example, there are currently four  separate library
     abstract retrieval systems operated for Noise,
     Solid Waste, Pesticides and  Air.  Each of the
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     system users have similar requirements,  yet the

     four systems were designed and programmed inde-

     pendently,  and still operate on three separate

     computer facilities.



     Due to this absence of formal coordination, EPA

     personnel with specialized expertise or  experience

     were not called upon to assist in the development

     of related  systems.   Consequently,  design and

     management  principles, such as editing or data base

     administration, that  were introduced into the

     development process of some systems  were absent

     in the development of others.  User groups were

     unable to learn from the experiences of  others.

     Today, this same pattern exists among the ten

     regions.  Most have developed independently their

     own GPSF back-ups and mailing list  programs.   A

     more regular and formal sharing of  expertise and

     software would help reduce these redundant efforts

     and lower overall Agency ADP expenses.
(4)   Most feasibility studies  for new systems  failed
     to justify why the  systems were  needed.
     The  study team's  review of  several  feasibility

     studies  failed  to uncover evidence  justifying the
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     need for the proposed systems.   The absence of
     such justification made  it difficult to judge the
     merits of the proposed requests.   Furthermore, it
     raised the possibility that the  program managers
     may not have considered  fully  the possibility of
     using simpler manual systems to  satisfy their needs,
     Rather, the only alternatives  presented, in most
     cases, showed that one computer  system approach
     was less costly than another.  In few cases were
     there any indications of the consequences of not
     building a system at all.   Therefore,  it was quite
     difficult for non-program personnel to assess the
     benefits which the proposed systems would provide.
     More generally,  we were  impressed by the dearth
     of  conventional systems  analytical effort and
     expertise implicit in these feasibility studies
     and in the comments of users in  the field.
(5)   Sound  project management controls have not been
     imposed on contractors.
    Many  systems  developed  for  EPA have  exceeded
    original  budgets  and/or have  failed  to work as
    specified.  These problems  are indicative  of  EPA's
    lack  of expertise in  the management  of development
    projects  and  in the associated performance which
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     should be expected from contractors.   In many
     cases, contractors have been hired to program
     systems only to discover that the potential system
     users continue to change the functional capabilities
     required of the system.  Few milestones and formal
     acceptance conditions for contracted  work normally
     are  specified.

     The  absence of sound project management controls
     is not surprising since most systems  are contracted
     for  by program offices which do not themselves
     contain the technical expertise necessary to manage
     such contracts.   The required feasibility studies
     help make program managers aware of the likely costs
     and  time frames of such development efforts.  How-
     ever, these studies are so new that no proposed
     systems have yet been developed.  Therefore, it
     is difficult to assess the accuracy of the develop-
     ment and computer time estimates contained in these
     studies.
(6)   Delays  have  been introduced into the development
     process by requiring  feas:
     approved by  HeadquartersT
process by requiring feasibility studies to be
         b\
     Several program managers were quite irate over
     delays  which they attributed to bureaucratic red
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         tape and nit-picking.  The contract officer for

         the lab automation project, for example, indicated

         that a six month delay was caused by a disagreement

         between, the developer and Headquarters concerning

         the computer language in which the system would be

         written.  The project officer for the SWIRS system

         indicated that he was forced to expend resources

         examining the feasibility of two separate computer

         systems, neither one of which was relevant to his

         problem.  More generally, users throughout the

         Agency have indicated that they distrusted the

         technical competence of the Headquarters review

         staff and that they felt projects were delayed for

         unsound technical reasons.  These users indicated

         that Headquarters staff did not appreciate fully

         the pressures under which program managers operate,

         and that, as a result, delays were imposed by

         Headquarters without due regard to the impact of

         these delays upon mission objectives.



2.  THE PRICING AND AVAILABILITY OF COMPUTER TIME HAVE
    CONTRIBUTED TO POOR SERVICE AND EXCESSIVE COSTS



    Most of EPA's application systems are operated on EPA

    computers at Optimum Systems Inc. (OSI) or at Research

    Triangle Park (RTP) and are paid for from a special
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ADP fund managed within the Office of Planning and
Management.  Several systems, however, continue to
operate at other computer centers, either because the
systems require special facilities not provided by
the EPA computers, or because program managers have not
yet shifted their applications to Agency computers.

The shift of Agency workloads onto the OSI and RTP
computers was motivated by a desire to reduce ADP costs
and increase control and coordination over ADP utiliza-
tion.  It was believed that a reduction in computer
vendors used by the Agency would lead to lower computer
charges as a result of volume discounts and a simplified
EPA negotiating posture.  In addition, such a consolid-
ation would relieve program managers from the burdens
of separately negotiating ADP contracts.

The following six sections discuss problems which
have arisen which reduce the effectiveness of these
policies.
(1)  Current policies cause considerable expense and
     disruption in service due to frequent changes
     in computer vendors.
     The Federal Government requires that Federal funds
     not be obligated for more than one year at a time.
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Consequently, contracts with computer vendors
last only one year and must be renewed annually.
Government practices encourage Agencies to open
such contracts for competitive bids periodically.
The Agency's contract with OSI was a result of
just such a competitive bid.  However, whenever a
new vendor is selected, all application systems
must be converted to the new vendor's computer
configuration.  These conversions require that all
users retest their systems on the new vendor's equip-
ment to insure that coding conventions and design
assumptions are consistent with the new computer con-
figuration.

The time necessary to change vendors and to perform
required system tests detracts from resources
needed to pursue mission objectives.  Agency sources
estimate that the cost of shifting computer vendors
costs approximately $1 million.   These costs do
not include the disruption in service occasioned
by the switch.  In the past, EPA has  underestimated
these conversion costs and loss of mission service
into the cost-benefit analysis used to select a
vendor.  Therefore, the Agency disrupted services
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     and incurred conversion costs to a oreater extent

     Agency officials  now  are  investigating the possibil-
     ity of purchasing their own  equipment (the Washington
     Computer  Center)  as a means  of  stabilizing service to
     users and avoiding these  repeated conversion costs.
(2)   Maintaining  data bases  on-line is  very  expensive,
     but rarely required.
     Much of  the  information  contained in EPA data
     bases is kept  in on-line disk storage.   This form
     of  storage enables  users to  access desired infor-
     mation readily at their  terminals in a  short time.
     In  addition, the systems designed to utilize such
     on-line  storage generally require less  operator
     intervention and simpler coding.   However, the
     costs of maintaining all this on-line storage can
     be  enormous.   The STORET system,  for example,
     currently keeps all its  data on 30 on-line IBM
     3330 disks.  These  disks cost approximately $1200
     per month each, or  over  $430,000  per year for all
     30  disks.  Yet most uses of  STORET data are not
     time sensitive, and could be serviced by the over-
     night reporting which off-line storage  would entail,
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(3)   Time  delays  are  introduced  and  local management
     controls  are inhibited  by current  accounting
     conventions.
     EPA personnel  cannot  use  the  OSI  computing  facility
     unless  an  account  number  is requested  and approved
     by the  EPA contract officer.   This  procedure  pre-
     vents anyone from  using the computer without  first
     gaining the approval  of the program manager or a
     designated ADP coordinator who is responsible for
     the sub-allocation of funds within  his office or
     division.   However, this  process  can take anywhere
     from a  week to several months to  complete depend-
     ing upon the efficiency of the procedures adopted
     within  program offices and the workload of  the
     OSI contract officer.
     Because  of  these  delays,  users  employ  account
     numbers  which  have  been  issued  previously for
     other  purposes.   In this  way, accounting  statistics
     indicating  the type and  amount  of  computer usage
     by program  element  grow misleading.  Local data
     systems  branch chiefs  and system managers want
     users  to employ proper account  numbers so as to
     better monitor computer usage.   These  branch chiefs
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     and managers would have better information,  thereby,
     with which to forecast future needs and to plan
     accordingly.  However, so long as users continue
     to employ account numbers which have been assigned
     for other purposes, managers will be hindered from
     establishing the controls which will service best
     EPA information needs.
(4)   Budgetary policies  tend to  encourage  wasteful
     uses  of  computing resources.
     EPA currently  employs  an  incremental  budgeting
     approach for projecting annual  ADP costs.   Each
     program mission is  asked  to forecast  its antici-
     pated yearly ADP requirements.   Within most program
     areas, these forecasts represent a simple  percent-
     age increase over the  preceding year's expenditure.
     This policy tends to favor the  less efficient and
     more costly uses of ADP resources and tends to
     discourage new uses of ADP in areas which  have
     not previously benefited  from computerization.
     Consequently,  the budgeting process does not force
     examination of the  relative values of competing
     demands for limited ADP resources but instead
     tends to favor the  entrenched and frequently
     overly costly  uses  of  Agency data processing.
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(5)   Non-ADP  budget  constraints  increase the  use  and
     cost  of  ADP.
     Computer  expenses  are paid  from  a  specially
     budgeted  ADP Fund.   Each program manager  receives
     a  sub-allowance  from this fund to  cover his  group's
     computer  usage.  Program managers  also receive
     separate  allowances  for personnel  and for other
     program activities.  However, Congress had imposed
     a  personnel ceiling  limiting the number and  types
     of EPA  full-time employees.  Program managers have
     found that they  can  use ADP money  to pay  for
     services, such as  word processing,  for which they
     would otherwise  need to allocate personnel.  Thus,
     managers  are prone to use ADP, even when  computers
     are not cost-effective, as  a means  of freeing
     positions for use  in other  areas.   Likewise,
     managers  have operated expensive computer systems
     which were not cost-effective rather than spend
     program funds for  related services.  The  Office  of
     Research  and Development, for example, operates
     an elaborate and expensive  research milestone
     tracking  system  on a computer even  though a  simpler
     manual  system might  prove less costly.  Their
     desire  to maintain this system on  a computer is
     motivated by their wish to  allocate program  dollars
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     and personnel  to other applications.   Conse-
     quently,  ADP usage  and costs have risen in order
     not to exceed  program and personnel ceilings.
(6)   Free  services  to non-EPA users  prevent an adequate
     assessment of  the worth  of Agency systems.
     Many  EPA computer  systems  allow state,  local and
     private  users  to access  Agency data files and pay
     for such access with Agency funds.   For example,
     non-EPA  users  spent over $600,000 of EPA funds on
     computers during fiscal  year 1974.   Most of these
     funds were spent for usage of STORET.   Not included
     in these funds are other "hidden" EPA expenses.
     For example, the Solid Waste Information Retrieval
     System  (SWIRS) serves more corporate and academic
     users than it  does government agencies  at the
     federal, state and local levels combined.

     Given this "free"  resource to non-EPA groups,
     EPA managers cannot assess the value of these
     systems  to non-Agency groups.   If outside users
     were  required  to spend their own funds  for such
     usage, even if these funds were taken from Agency
     grants,  then the worth of  these systems could be
     better assessed.
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3.   EPA PRACTICES INHIBIT THE RECRUITMENT AND DEVELOPMENT
    OF ADP PERSONNEL



    The Environmental Protection Agency consists primarily

    of scientists, engineers, lawyers and clerical personnel.

    Data processing is viewed by these groups as a tool to

    service their needs in pursuing Agency objectives.

    Accordingly,  the personnel required to manage and

    deliver these computer services have been viewed as

    somewhat peripheral to the mainstream of Agency activi-

    ties.  The following four sections discuss problems in

    the deployment of technical ADP personnel which have

    resulted from this attitude.
    (1)   The scattering of ADP personnel throughout the
         Agency inhibits the development of ADP managers
         and senior technical personnel.
         Computer programmers and analysts are spread quite

         thinly throughout the programs, regions and labor-

         atories.  Most regional offices, for example,

         contain no more than two or three professional

         programmers.   Many Environmental Research Centers

         supplement their small ADP staff with scientists

         or engineers, who spend time coding their own

         programs.  Since computer expertise is scattered

         throughout the Agency, few projects developed
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     in-house  ever involve  more  than  one or two
     programmers.   More  complex  systems  are con-
     tracted for outside.   As  a  result,  EPA personnel
     rarely  get any experience in  systems analysis,
     design  or management skills which are needed for
     promotion to  more senior  technical  or management
     levels.   Because of the paucity  of  technical
     personnel in  any one location, a "critical mass"
     of  ADP  personnel never forms.  Without such a
     "critical mass", more  senior  personnel cannot be
     profitably employed nor can their skills be
     exercised.  More specifically, ADP  skills and
     expertise require an environment for development
     consisting of a technical peer group of at least
     five  or six ADP personnel.  Without such concen-
     trations  of personnel, in-house  ADP efforts will
     continue  to be limited to simple, short-term
     programming assignments.
(2)   The  limited opportunities  for  advancement within
     EPA  hinder the  recruitment and retention of
     qualified ADP personnel"!
     Because  EPA does  not view ADP  as  part of  the  main-
     stream of its  operations  and because  technical
     groups are kept small,  ADP personnel  grow dis-
     enchanted with the  opportunities  for  career
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advancement within the Agency.  Skilled pro-
grammers find that they can develop their skills
more effectively in other Agencies or in private
industry.  The only way an ADF specialist can
advance within the Agency is if he develops
expertise in a particular application area, such
as air or water.  In this manner he can progress
within the relevant program area.  Yet, such
advancement does not develop in him the requisite
perspective or insights necessary to manage ADP
activities.  At present, there are no technically
based managers of ADP above the level of branch
chief throughout the Agency.  More importantly,
there are no paths by which technical personnel
can aspire to higher positions, given the current
deployment of personnel.  As a result of this
situation, program managers have found it diffi-
cult to hire or retain qualified ADP personnel.
In the few areas where qualified technical per-
sonnel have remained, such as in the water
programs, a critical mass of technical experts
had been formed in a predecessor Agency prior to
the creation of EPA.
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(3)   The  absence  of senior ADP personnel  limits  the
     ability of system developers  to analyze  properly
     the  functional requirements of program managers.
     Most  new system ideas within  EPA originate  from
     needs which are felt or anticipated by program
     personnel.   These  needs are translated into system
     terms by contractors and in-house personnel who
     usually  report  administratively  to the managers
     responsible for initiating the new system ideas.
     Consequently, these  developers are somewhat
     hesitant to question or criticize their manager's
     ideas.   In  particular,  they are  reluctant to
     examine  the feasibility of satisfying  the program
     need  through non-computer methods.   Since con-
     tractors are eager to get large  development jobs,
     and since in-house personnel  rarely have  such
     opportunities to gain visibility from  higher level
     managers, both  groups tend to encourage the
     development of  systems  which  might not be.fully
     cost  justified.  An  adequate  review of system
     proposals can be performed best  by more senior
     personnel with  broader  Agency perspectives  who
     need  not depend upon the proposed development
     project  to  enhance their own  chances for  career
     advancement.
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(4)   The  absence  of  Agencywide  experts  in  modeling,
     statistics and  numerical  analysis prevents
     scientists from using ADP in  the most  effective
     manner.
     Throughout  the  Agency  there  are  individuals  who
     are  proficient  in  the  use  of mathematical  tech-
     niques  to analyze  and  solve  environmental  problems.
     However, these  individuals tend  to  be  responsible
     for  conducting  special environmental research
     projects.   They are  not responsible for assisting
     other Agency  scientists in the use  of  mathematical
     methods to  analyze data quality, model efficiency
     or statistical  reliability of computational  algor-
     ithms.  Some  individuals,  such as those performing
     toxicology  research  at the Cincinnati  NERC,  have
     written their own  statistical package  because of
     inadequacies  they  have identified in EPA supported
     statistical packages.   These revised statistical
     routines could  be  made available to other  researchers,
     but  are not dissemanated because currently there is
     no central  clearinghouse for dissemanating such
     information.  Consequently,  researchers may  be
     using various mathematical techniques  or software
     packages which  are inappropriate for their pur-
     poses because these  researchers  have no resource
     within  the  Agency  to turn  to for assistance.
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4.   THE COORDINATED ADP PLAN SHOULD RECTIFY IDENTIFIED
    PROBLEMS WITH THE SYSTEM DEVELOPMENT AND USAGE,
    COMPUTER PRICING AND AVAILABILITY, AND PERSONNEL
    RECRUITMENT AND DEPLOYMENT
    This chapter has identified several problem areas
    concerning the cost and management of system usage,
    equipment pricing and personnel motivation.  The key
    observation resulting from this discussion is that
    the absence of a clear, coordinated long term plan for
    ADP within the Agency has allowed numerous technical
    and management problems to arise.  The action steps/
    equipment strategy and personnel and management policies
    presented in the next chapter deal with each of the
    problems identified.  Furthermore, the plan provides
    a coordinated framework within which particular policy
    issues concerning the allocation of ADP resources can
    be resolved in an ongoing  manner.
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V.  COORDINATED  ADP PLAN
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               V.  COORDINATED ADP PLAN


                         «
The preceding chapters have described the usage and manage-

ment of data processing at EPA and have identified specific

problem areas which contribute to the increasing cost and

decreasing control of ADP activities within the Agency.  The

five year coordinated ADP plan, which follows, has been dev-

eloped to adjust computer usage to conform to Agency-wide

needs and objectives and to reduce and control subsequent ADP

expenditures through the establishment of ADP management

policies, standards, and guidelines.



More specifically, this plan is designed to trim the current

uses of ADP which capture and store vast quantities of little-

used information and to replace these uses with more science-

oriented programs and facilities.  This shift in emphasis will

be accomplished, in part, through the creation of an Agency-

wide scientific data processing center at RTP and, in part,

through the introduction of more stringent management con-

trols to insure the justification for current and proposed

new information systems.



This chapter presents the coordinated plan for the cost,

allocation, and management of data processing resources at

EPA in five sections, as follows:
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            .  ADP Plan Summary
               System Development Actions
               Computer Equipment and Facilities Strategy
            .  ADP Staffing
               ADP Management Policies

                    ADP PLAN SUMMARY

This section presents the summary of costs, cost savings,
action steps and policy changes comprising the five year ADP
plan for the Environmental Protection Agency.  Subsequent
sections and Appendices contain a more detailed discussion
of the steps comprising this plan and the estimated costs
and cost savings associated with each action.
1.  ADP EXPENDITURES WILL DECREASE BY $ 6 MILLION ANNUALLY
    BY 1980.
    Exhibit 5-1, on the following page, presents the ADP
    costs for computer equipment and timesharing , systems
    development and personnel for each of the next five years
    as required by the proposed ADP plan.  (None of the costs
    in this chart, or elsewhere in this report, have been
    adjusted for inflation.)  The estimated current year ex-
    penditures are based on FY'75 spending rates as incurred
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                                                                                          Exhibit 5-1
                                                                 U.S. Environmental Protection Agency
                                                        Current  and Projected ADP Expenditures ($000)
                       CURRENT
1976
1977
1978
1979
1980
 Computer Equipment
    and Timesharing
Systems Development
-and Other Contract
       Expenditures
          Personnel
          Total ADP
       Expenditures
13,773
6,033
7,200

27,006
10,881
5, 922
7, 000

23,803
8,849
5,602
6,600

21,051
9,415
4,632
6,200

20,247
10,650
4,532
6,200

21,382
10,111
4,532
6,200

20,843
                                                                                                     CO
                                                                                                     CTl

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during the study period.  This current year estimate
does not reflect any funding limitations which 0PM may
impose to bring FY'75 expenditures within the spending
constraints imposed by Congress.

The overall reduction in ADP expenditures from $27.,006,000
in 1975 to $20,843,000 in 1980 is attributable primarily
to the elimination of marginal applications, the shifting
of scientific computing to RTF and the imposition of
more stringent management and budgetary controls.  Al-
though this budget forecast does include allocations for
the planning and development of new ADP applications,
primarily within ORD and OEGC, it does not reflect the
impact of new legislation, which might be passed in the
future, upon overall Agency needs or priorities, since
such legislation could not be predicted accurately during
the course of this study.

Exhibit 5-2 , on the following page, summarizes the
resulting cost savings provided by the plan.  These cost
savings, both annual and cumulative, represent actual
cost reductions over current expenditure levels.  They
do not indicate the still higher cost savings measured
by comparing the budget expenditures to the costs which
would be incurred if no action were taken and Agency
systems were allowed to grow without budget constraints.
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                                                                                        Exhibit  5-2
                                                               U.S. Environmental Protection Agency
                                                                       Projected Cost Savings  ($000)
    Annual
   Savings
Cumulative
   Savings
                1976
1977
1978
1979
1980
3,203
3,203
5 >955
9,158
6,759
15,917
5,624
21,541
6,163
27,704
                                                                                                  o
                                                                                                  o

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2.  THIRTEEN SYSTEMS ARE AFFECTED DIRECTLY BY THE ACTION PLAN.



    The action plan consists of a series of staged activities

    affecting the development,  design and operation of Agency

    systems, and of the providing of necessary resources and

    management policies to implement these actions.  Exhibit

    5-3 i on the following page , summarizes the 13 major

    systems or groups of systems which are affected directly

    by these action steps.  A subsequent section of this plan

    describes each of these actions and systems in detail

    and presents a quarter by quarter scenario for thier im-

    plementation.
3.  THE COMPUTER EQUIPMENT STRATEGY INVOLVES THE DEVELOPMENT
    OF TWO AGENCY COMPUTER CENTERS.
    Central to the recommendations of the coordinated ADP

    plan is the development of an Agency-wide scientific

    computing center at RTF.  This facility would be centered

    around the Univac 1110 computer and would utilize the

    existing RTP staff and design philosophies employed by

    current RTP systems.  An enhanced communications network

    and some programming modifications would enable most EPA

    models and trend and monitoring systems to operate on

    the Univac computer.
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                                                                                 Exhibit 5-3
                                                         U.S.  Environmental  Protection Agency
                                                           Systems  Affected  by Five Year Plan
SYSTEM

GPSF


PEMS

Word Processing

Program Management

STORET

TADS, SIRS

Bibliographic Systems

SEAS and Lake
 Pollution Model

Administrative
 Systems

Dun and Bradstreet

Enforcement Systems



Regional Modeling

Research System
OFFICE

OEGC, OWHM


OEGC

OWHM, ORD

ORD

OWHM

OWHM

OAWM


ORD


0PM

0PM

OEGC



Regions

ORD
ACTION

Separate into compliance and effluent data
 base systems

Eliminate

Fund with program monies

Eliminate

Modify and shift to RTP

Eliminate

Eliminate or fund with program monies


Shift to RTP


Streamline systems

Cancel service

Prepare detailed plan for integrating and
 developing new application systems

 Shift to  RTP

 Prepare detailed plan for improving scientific
  services
eg
o

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    Most other Agency systems including administrative and
    enforcement tracking and reporting systems would con-
    tinue to operate on the OSI computer or its replacement.
    The hardware requirements for these non-scientific sys-
    tems have been identified and could be serviced adequately
    by a facility computationally equivalent to one IBM
    370/158.  By 1978, a computing facility of this scope
    should be created by EPA through the lease or purchase
    of its own computing equipment.

4.  ADP PERSONNEL WOULD BE ORGANIZED INTO FOUR GROUPS.

    Data processing personnel within the Agency would be
    organized into four groups responsible for (1) serving
    regional and research center users, (2) supporting
    environmental program needs, (3) managing the RTF and
    OSI computer facilities, and (4) overseeing ADP budgets
    and new development projects.  This regrouping would
    require a shift of technical development personnel from
    the program offices to the computer facilities and to
    the development groups, and an increased concentration
    of project management and functional specification per-
    sonnel within the program offices.  This regrouping also
    would result in a $1 million reduction in annual personnel
    salaries and the elimination of approximately 64 ADP
    positions throughout the Agency.
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5.  EPA MANAGEMENT POLICIES SHOULD INCLUDE THE ESTABLISHMENT
    OF PROJECT MANAGEMENT STANDARDS/ EXPANDED BUDGETARY
    REPORTING AND IMPROVED ADP QUALITY CONTROLS.
    The ADP management guidelines, as described in the co-

    ordinated plan, are designed to control ADP expenditures

    while improving data processing services provided to

    Agency users.  These guidelines involve the establishment

    and enforcement of rigorous system development standards

    and project management procedures.  They involve also the

    expansion of formal ADP budgeting to include ADP personnel

    and contractor expenditures and the establishment of con-

    trols to limit or prevent overruns of these ADP budget

    ceilings.  The management guidelines also direct OPM to

    assume responsibility for ADP quality control through

    the establishment of system and data standards and through

    periodic auditing of major ongoing application systems.



                SYSTEM DEVELOPMENT ACTIONS



This section describes the staging of system audits, evalu-

ations, modifications and new development activities compri-

sing the ADP plan.  Each of these actions affect specific

systems or groups of systems.
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1.  PRIMARY SYSTEM DEVELOPMENT ACTION STEPS WILL LAST FOR
    TWO YEARS.

    In order to implement the overall coordinated plan and
    to achieve Agency ADP objectives, a series of action
    steps were developed and prioritized.  Because many of
    the recommended steps require lead times and because
    several steps could be undertaken only after earlier
    steps had been completed, the action steps have been
    phased over time to conform with the availability of
    Agency resources and to expedite the completion of acti-
    vities that are prerequisites to other action steps.  The
    resulting phased action plan covers a two year period.
    (1)  Major action will be initiated during the first
        quarter of 1976.
        Exhibit 5-4, on the following page, lists each of
        these actions, their estimated elapsed time, their
        estimated contractor and EPA personnel costs, and
        the resulting savings in computer and personnel costs.
        These action steps, which are described in detail in
        Section 2 on a system by system basis, involve (1) the
        elimination of the PEMS, ORD program management and
        bibliographic systems, (2)  the evaluation and potential
        elimination of Bowne Time Sharing, TADS and SIRS  (SPCC),
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                                                                                                           Exhibit 5-4
                                                                              U.S. Environmental  Protection Agency
                                                                                                        System Actions
                                                       1976 FIRST QUARTER
System

GPSF
PEMS

Bowne Timesharing

ORD Program
 Management

STORET
Action

Install Stop-gap

Cease  Funding
Develop Replacement
 Similar to NEDS
 to Run at RTF
Eliminate
Elapsed Time
                                              12 months
TAOS/SIRS(SPCC)

Bibliographic Systems



SEAS

Lake Pollution Study

Administrative Systems


Dun and Bradstreet

OEGC
Word Processing Study  3 months


Eliminate

Charge States for
 Communications
Charge States for
 STORET Usage
Reduce On-line Data    6 months
Reprogram for Shift
 to RTP                12 months

Evaluate Need          3 months

Fund with Program
 Monies, Eliminate,
 or Charge Users

Shift to RTP           6 months

Shift to RTP           6 months

Evaluate Paper Flows
 and Procedures        6 months

Cancel Service         —

Detailed Plan          3 months
            EPA
Contractor  Personnel
Cost ($000)  Cost ($000)
                   300
                   30
                   60

                 600

                   10
                 100
                                                                60
                                                                            100
               10
                                                                            40

                                                                           200
Annual ADP
Fund Savings
C$000)

    -120

     554
     150




     410


      50

     600
Annual Personnel
Savings ($000)
                                                                                                           150
                                                             324
                                                                         vo
                                                                         o
                                             200
               20
                              20
                                              12

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    (3) installation of a stop-gap enforcement GPSF and
   development of a replacement effluent system,  (4) mod-
   ifications to STORET, SEAS and Lake Pollution modeling
   in preparation for shifting them to RTF,  (5)  an eval-
   uation of the paper flows and procedures employed in
   0PM,  (6) cancellation of the Dun and Bradstreet service,
   and (7) a detailed ADP plan for OEGC.

    The estimated development  costs  for  implementing these
    and subsequent  actions  are based on  estimation pro-
    cedures described  in Appendix  D.   The anticipated cost
    savings in  computer  and EPA personnel expenditures
    are based on current system costs as presented in
    Appendix A.
(2)  New system development will  continue through the
    remainder of  1976.
    During the remainder of  1976  initiated actions  will
    continue and new system  development will begin.
    Exhibit 5-5, on the following page, indicates the
    quarter by quarter actions  which will occur during
    1976.   Following their three  month evaluations, Bowne
    Time Sharing,  TADS and SIRS (SPCC)  will cease ADP Fund
    support.
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                                                                                                         Exhibit  5-5
                                                                            U.S. Environmental Protection Agency
                                                                                                      System Actions
                                                       1976 SECOND QUARTER
System
Action
Elapsed Time
            EPA
Contractor  Personnel
Cost ($000)  Cost  ($000)
Annual ADP
Fund Savings
($000)	
Annual Personnel
Savings ($000)
Bowne Timesharing

TADS/SIRS(SPCC)
Eliminate

Eliminate
                                              570

                                              150
                                          iao

                                           88
SEAS

Lake Pollution
Shift to RTP

Shift to RTP
                                                       1976 THIRD QUARTER
                                              300

                                              200
                                                                        oo
                                                                        o
Administrative Sys-
 tems
STORET
Implement Study
 Recommendations
Modify Systems and
 Program Technical
 Efficiencies

Reduce On-line Data
                                              9 months            200         100
                                              50
                                                                                           180
                                                             70
Enforcement Tracking
 System                Design and  Program
                                                       1976 FOURTH QUARTER
                       12 months            400         200

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   During the third quarter of 1976, modeling systems
   will be shifted to RTF, the results of the OPM study
   will be used to streamline administrative systems,
   and STORET on-line data will be reduced.  In addition,
   a new OEGC tracking system will begin development
   during the last quarter of 1976.


(3) Major development projects will be  completed in  1977.

   Throughout 1977, major development  projects or system
   modifications  will be completed.  Following the  in-
   stallation of  a new communications  system in the first
   quarter of 1977,  (which is described below in the
   equipment and  facilities strategy section of this
   report) the RTF computer center will be  ready to
   operate as the new scientific data  center for EPA.
   At this time STORET,  regional modeling,  and GPSF, all of
   of which  require better communication support, will
   begin operation at RTF.  Exhibit 5-6, on the following
   page, lists the quarter by quarter  development actions
   which will take place in 1977.  In  addition to the
   installation of new RTF systems, the administrative
   system changes and new enforcement  tracking system will
   be completed in 1977.
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                                                                                                        Fxhibit 5-6
                                                                           U.S.  Environmental Protection Agency
                                                                                                    System Actions
                                             1977 FIRST QUARTER
System

STCRET
Regional Modeling
Mobile Source En-
 forcement
ORD
Action

Shift Operations
 to RTF
Program New
 Retrieval Capabil-
 ities

Shift Workload to
 RTF
Start Using System
 at RTF

Detailed Plan
Elapse'd Time
             EPA         Annual ADP
Contractor   Personnel   Savings
Cost ($000)   Cose  ($000)  ($000)
                                                                                           2,520
                                             9 months
                    400
              100
                                                                                             200
                      Annual Personnel
                      Savings ($000)
                                                            400
6 months
  100
50
GPSF
Administrative
 Systems

Energy Data System

STORET
Enforcement Tracking
 System
Install at RTF
                                             1977 THIRD QUARTER
Install Changes

Program                9 months

Install New Re-
 trieval Capabilities  —
                                                504
                                                150
                     300
              100
                                             1977 FOURTH QUARTER
Install
                                               -400
                                          150
                                                             200
                                         -200

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        A special  ORD  planning  study  also will be  initiated
        in 1977, as will the development of a new energy
        data system.

2.  PROPOSED ACTIONS AFFECT THIRTEEN SYSTEMS OR GROUPS OF
    SYSTEMS THROUGHOUT THE AGENCY.

    This section describes the action steps presented in the
    preceding charts.   Systems, which are affected by a
    series of actions over several  quarters, are discussed
    only once.
    (1)  GPSF should be divided into a compliance system
        and an effluent data base system.
        Although an earlier audit of the General Point Source
        File (GPSF) identified an Agency-wide need for ef-
        fluent water data which is provided to GPSF,  the pri-
        ority of such data given its potential cost was not
        evaluated pending this Agency-wide study of ADP require-
        ments.  A review of the air programs indicates that
        air enforcement requirements can be serviced  by a
        relatively simple tracking system (CDS).  The reposi-
        tory of effluent air data is the National Emission
        Data System (NEDS)  which stores its information on
        magnetic tapes.  The anticipated costs of storing all
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Discharge Monitoring Report water  effluent data  in
GPSF  are several millions of dollars  annually by
1979, given  current systems design.

The Office of Enforcement and General Counsel is in
the process  of developing their own stop-gap system
to the GPSF  compliance monitoring  functions along
the lines of CDS, which  is used in air  enforcement.
This  stop-gap system will be operational by fiscal
year  1976 and is estimated to cost $120,000 annually.
We recommend that effluent data, which  is needed by
water analysts, be stored in a separate NEDS-like
facility.  This facility would store  most data off-
line  at the  RTF computer center and would be designed
and operated similarly to NEDS.

Consistent with an OMB request,  Agency managers have
decided to cut off funds for GPSF usage by October,
1975.   Starting in the first quarter of FY '76, the
NEDS-like replacement system should be designed and
programmed.   Development is estimated to cost $300,000
in contractor funds and $100,000 in EPA personnel time.
Development time is estimated to be 12 months.   This
and other development  estimates are based on principles
described in Appendix D.
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(2)  The  pesticides  enforcement  management  system (PEMS)
    should be eliminated.
    The  PEMS  system tracks  pesticide enforcement actions
    taken by  regional  enforcement personnel.   Headquarters
    requires  summary data about actions  to facilitate
    enforcement  strategy formulation.  The current data
    base contains  information on approximately 6,000
    actions,  or  an average  of 600 actions  per region per
    year.  Manual  record-keeping in the  regions could
    manage this  volume of data easily.   Regions could
    submit monthly or  quarterly summary  reports to Head-
    quarters. Therefore, PEMS could be  eliminated without
    affecting the  performance of the pesticides enforce-
    ment division.
(3)  A word processing study should be conducted to facili-
    tate the payment of  word processing expenses from
    program monies  rather than out of the ADP fund.
    Word processing has  been used  throughout the Agency to
    increase clerical  productivity and thereby reduce re-
    port production expenses.   The ADP fund currently pays
    for  all  word processing using  Bowne Time Sharing (BTS).
    This use cost approximately $530,000 in fiscal year
    1974. Several managers implied that they had come to
    use  BTS  because of certain other features that the
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system offered.  For example, one manager indicated
he prepared documents on BTS because BTS could photo-
compose a final copy far more rapidly than could the
Government Printing Office.  Since the added expense
for this procedure was paid from the ADP fund, and
since he had little other need for ADP, he found BTS
a relatively cost free alternative compared to paying
for word processing or printing services with program
monies.

Since program managers view the use of BTS as a re-
latively cost free alternative, they do not tend to
evaluate its use in terms of overall Agency expendi-
tures.  Furthermore, since virtually all BTS usage
is designed to reduce clerical expenses and since new
advances in word processing technology, such as stand
alone processors and high-speed composition and dup-
lication equipment, make BTS only one of several alter-
natives, it appears inappropriate for the ADP fund to
continue to pay for BTS usage.  Instead, program mana-
gers should pay for their usage of word processing
whether provided by BTS, another vendor, or in-house
office equipment.  In this way managers could make
their own local cost benefit decisions regarding the
allocation of their resources to meet their objectives,
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    To facilitate this  shifting and  reprogramming of  word

    processing funds, we recommend that a word processing

    study be conducted.   This  study  would examine current

    uses  of  word processing throughout the Agency,  and

    would provide guidelines and assistance to program

    managers in shifting their processing loads.   We  esti-

    mate  that such a study would cost  $30,000 in  contractor

    funds and $10,000 in EPA personnel time.   The study

    is estimated to require three months elapsed  time.
(4)  The program management system in the Office of Research
    and Development (OR &  D)  can be  eliminated.
    The current program management system within the Office

    of Research and Development reflects  the relatively

    complex and sophisticated procedure adopted by that

    office for allocating resources to meet objectives

    and for tracking the performance of research activities,

    The computer system used by the program management

    group provides a tool for allocating  resources and

    tracking performance against milestones at a very

    detailed level.  The cost of this ADP usage is approxi-

    mately $410,000 per year.



    A recent study, conducted for the Agency by the

    National Research Council, criticized this management
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    approach and recommended  that  far more  discretion

    and authority should be delegated to  the  research

    centers  and  laboratories.   They  further stated  that

    the detailed allocation and milestone setting con-

    ducted by Headquarters was  deleterious  to the research

    process.  As a result of  this  study,  the  Agency has

    been reviewing its  research management  philosophy and

    will delegate far more responsibility to  non-Head-

    quarters administrators.  As this delegation takes

    place, the level of detailed information  which  must

    be manipulated and  analyzed at Headquarters  will de-

    crease substantially. Consequently,  the  rationale

    which justified the development  of  the  program  man-

    agement  system will cease to apply.   Therefore, we

    expect that  the volume of relevant  Headquarters pro-

    gram management data will be manageable using manual

    methods, and that the need  and cost for the  system

    will be  eliminated.
(5)  Pending the results  of  a system audit,  STORET costs
    may be reduced substantially by reducing on-line
    storage and by shifting operations  to RTF.
    STORET  is  currently the largest and most expensive

    system  within EPA.   Its large costs (approximately

    $2.8 million in fiscal year 1974)  are attributable
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 to the following three causes:
        It maintains 30 on-line disk packs costing
        approximately $430,000 per year.

        State and local users have free access to
        the system,  costing approximately $600,000
        per year.

        Large amounts of data stored within the
        system are erroneous, misleading or irre-
        levant to the needs of primary users.
Notwithstanding these problems, the system managers

have offered two arguments for continuing to operate

the system in its current interactive form:
        Providing free interactive capabilities has
        provided the most reliable means of inducing
        states to enter water quality data.

        Maintaining data on-line has proven to be the
        only way of insuring the availability of
        sufficient spindles to run a STORET job.
 Because of these concerns,  the Agency has decided to

 conduct a management and technical audit of the STORET

 system.  We concur with this approach and would expect

 that this audit will identify areas for incurring sub-

 stantial cost savings.



 Nonetheless, we feel that current expenditures for

 water quality data systems  are far out of proportion
                      117                    index systems inc

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to the benefits which STORET provides.  Given a

similar objective, the air system, SAROAD, has man-

aged to amass air quality data, and yet has managed

to service its functional objectives for but a frac-

tion of the cost of STORET.  Consequently, we believe

that STORET costs can be reduced substantially by

adopting certain of the design strategies adopted by

SAROAD, such as off-line non-interactive operation.



Particular action steps which we anticipate would be

compatible with the audit results are as follows:
       Charge states for the communications and OSI
       computer costs of using STORET, or stop sub-
       sidizing state usage by requiring them to
       contract directly with OSI.

       Reduce on-line data to the 18,000 reporting
       stations with sufficient meaningful data to
       produce the annual national and state water
       quality reports.

    .  Redesign and reprogram STORET to operate on
       the RTF computer in a SAROAD-like fashion.

       Extend the reporting and graphics capabilities
       of the redesigned and reprogrammed system.

Note that the redesign and reprogramming of STORET

reflects a change in scope from the current system.

The revised STORET would provide only limited re-

trieval and data manipulation capabilities to non-

EPA users.  Such non-Agency users would fund their

own ADP support from grant monies as needed.
                      118
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       The  following table  summarizes the costs and potential
       savings of  each  action:
                                            Development     Annual
                            Completion         Cost         Savings
       Action                   Date          ($000)         ($000)
Charge states               1976-lst qtr.       	           650
Reduce on-line data         1976-3rd qtr.       100           180
Redesign and Reprogram      1977-lst qtr.       800          2920
    for shift to RTF
Program new retrieval       1977-3rd qtr.       500           	
   capabilities
        Charging states for communication and computer costs
        would lower EPA costs by $650,000 and could be imple-
        mented in the first quarter of 1976.  The reduction
        of on-line data will take three months and cost
        $60,000 in contractor funds and $40,000 in EPA per-
        sonnel time, but will result in an annual cost savings
        of $180,000.  We estimate that STORET reprogramming
        will cost $600,000 in contractor funds and $200,000
        in EPA personnel time, and will last 12 months.
        After the revised system is installed at RTF, the
        additional reporting and graphics programs will cost
        $400,000 in contractor funds and $100,000 in EPA per-
        sonnel time, and will take nine months to develop.
        Note that these cost estimates assume that SAROAD
        software and operating procedures will be available
        for adaptation to the water systems.
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(6)  The oil  spills  systems  can be  replaced  by manual
    systems.
    Two systems,  Technical Assistance  Data  System (TADS)
    and Spill  Information Retrieval  System  (SIRS),  are
    used currently  to  support personnel  who monitor oil
    and hazardous materials  spills.  Both systems
    operate  in an on-line interactive  manner.

    The TADS system is a repository  of technical  data
    about particular hazardous materials which may  be
    present  in a  waterway after  a spill  or  other  mishap.
    The system is designed to retrieve technical  infor-
    mation for identified materials  or to identify  those
    materials  which possess  selected characteristics.
    The objective of the system  is to  provide regional
    and local  analysts with  a tool whereby  they rapidly
    can identify  and adjudge the toxicity of foreign
    materials  discovered in  a waterway.

    Regional analysts  indicated,  however, that they rarely,
    if  ever, use  the system.  Rather,  they  said that they
    tend to  be able to recognize readily most foreign
    substances found in their local  waters. They do find
    the data about  particular substances, which are con-
    tained within the  system, of much  value.  These same
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analysts, however, noted that a legible and updatable


notebook containing such information could provide


the same service at a lower price.





The TADS system currently costs approximately $50,000


per year to operate.  Its replacement by a manual


filing system would save all or most of this annual


expense without seriously impairing analyst activities,




The SIRS system provides on-line retrieval concerning


spill events.  It will be replaced shortly with a


Spill Prevention Control and Countermeasure System


(SPCC) to be run at the OSI facility for an estimated


$100,000 per year.  SPCC will be used to record spill


events and compliance plans filed by offenders.  These


compliance plans will be reviewed for possible pro-


secution should the offender experience a subsequent


spill.  Since this data will be organized by offender


and since compliance plans will be retrieved by offen-


der, it is unclear what special advantage computeri-


zation offers over conventional manual filing of forms,


That is, a well-organized filing system within each


region with paper copies mailed to Headquarters would


appear to satisfy most user needs.  Tallies of spills


by region or basin or other categories likewise could


be prepared manually.
                      1 51
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    We  recommend  that brief  system audits  be  conducted
    to  confirm these  findings.  We anticipate that  these
    audits  would  last three  months and  would  cost $10,000
    in  contractor funds.
(7) Agency bibliographic  systems  are underutilized and
   should be consolidated  or  eliminated to  reduce costs.
    EPA currently operates  four separate abstract re-
    trieval  systems  in air  (TENIS),  noise,  solid waste
    (SWIRS)  and pesticides.   Each of these  systems is
    designed differently, despite the fact  that they are
    intended to service the same needs,  namely, to direct
    researchers to articles on selected  topics.  The
    total  cost  for all four systems  exceeds $300,000
    annually.  Interviews with Agency librarians indi-
    cated  that  the usage of these systems is quite low.
    Reviews  of  system usage with project officers re-
    vealed that some of these systems are used primarily
    by  non-Agency personnel.  This use was  attributed  to
    Agency objectives of disseminating information and
    educating the public on environmental matters as de-
    fined  in enabling legislation.

    The production and data entry of literature abstracts
    are provided by  outside contractors, primarily the
                         122                    index systems inc

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    Franklin Institute  and  Informatics.   The Agency is
    paying currently almost $1  million per year in pro-
    gram monies  for  these services.   Based on these
    expenditures and on the relatively low usage of
    these systems, as described in detail in Appendix Ar
    we recommend that program managers reevaluate the
    need for these systems.  If program managers insist
    upon the need for such  facilities, then they should
    pay for required computer services from program
    monies and should operate the  systems on contractor
    computers.   Non-EPA users would  be required to pay
    the contractor for  access,  and EPA would refrain
    from indirectly  subsidizing non-Agency users.  Af-
    fected programs  could,  of course,  subsidize directly
    public interest  group usage by direct grants of pro-
    gram monies.
(8)  The  SEAS  and Lake  Pollution study models  should  be
    shifted to RTF.
    The Strategic  Environmental Assessment  System (SEAS)
    and the Lake Pollution  studies  both consist  of mathe-
    matical models operated in batch mode.   Both systems
    are written predominantly in FORTRAN and would be
    operable on the RTP  computer with minor programming
    changes.  Therefore, we recommend that  these systems
                         123
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    be shifted to the RTF facility.   We expect that
    the shifting of  these systems  will  take approximately
    six months.  Minor programming changes, if any, can
    be made by Agency personnel  or contractors who are
    paid from the ADP development  funds which have already
    been budgeted for these projects.
(9)  The Office of  Planning and Management should analyze
    the need  for all  the capabilities  provided by current
    administrative systems.
    The Office  of  Planning and  Management (0PM)  is
    spending  over  $1  million annually on administrative
    systems for grants  administration (GIGS),  financial
    management  (FMS)f personal  property  (PPS), payroll
    and personnel  information (DIPS),  plus  several  smaller
    special purpose systems. Although our  review of
    these  systems  did not  reveal  computer applications
    which  were  unnecessary,  we  nonetheless  were  concerned
    about  the level of  administrative systems  expenditures
    given  the ostensible scientific  and  regulatory  nature
    of  EPA.   This  level of expenditure suggests  a relative
    overemphasis on administrative forms and paperwork
    versus a  comparative underemphasis on science and
    enforcement.  We  expect that  the justification  for
    the large administrative system  expenditures are
                         124                   index systems inc

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indicative of this overemphasis on administrative
activities.  Therefore, we recommend that a review
of administrative practices be undertaken to identify
unnecessary paperwork and reporting requirements.
This review will reveal capabilities provided by
existing administrative systems which are not essen-
tial to Agency management and which therefore can be
eliminated.

We estimate that such a review would take six months
and cost $100,000 in contractor funds and $20,000 in
EPA personnel.  We expect that the results of this
study would result in cost savings of $50,000 per
year in ADP usage (as well as additional savings in
other 0PM operations).  These cost savings will result
from a streamlining of paper processing flows and
from a corresponding reduction in administrative usage
of ADP as these paper processing burdens are reduced.
We further anticipate that this study will identify
technical inefficiencies in related administrative
systems which will require design and programming
changes.  We anticipate that this system development
work would last nine months and cost approximately
$200,000 in contractor funds and $100,000 in EPA
personnel time.  These revised systems would there-
                      125                  index systems inc

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     upon cost the Agency approximately $150,000  per

     year less than at present.



(10)  The Dun and Bradstreet service should  be cancelled.



     EPA currently pays Dun and  Bradstreet  $106,000 per

     year for information on all commercial and industrial

     firms in the United States.  This  data costs $12,000

     per year to maintain on 24  magnetic tapes.  Head-

     quarters has been purchasing this  data in anticipation

     of  providing users in the regions  and  at Headquarters

     with information for mailing lists and demographic

     analyses.  However, there has been relatively little

     usage made of this information to  date.  We  recommend

     that the service be cancelled and  renewed only if  and

     when particular user requests justify  the expense  of

     this service.  At such time, alternative resources,

     such as the Bureau of the Census data  files, should

     be  investigated for possible usage.
(11)  A prioritization of  OEGC  ADP  needs  should be conducted
     as part of  a detailed plan for  integrating and devel-
     oping enforcement systems.
     The  Office of  Enforcement  and General  Counsel  is  con-

     fronted  with a substantial increase in paper processing
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resulting from the implementation of the enforcement



phases of environmental programs.  Given the limited



number of enforcement personnel at Headquarters and



in the regions, there is a natural proclivity to use



computer resources to supplement their limited staff.



Within each of the enforcement areas (air, water,



pesticides) separate systems have been built or are



under construction (CDS, GPSF, PEMS).  Several re-



gions have built their own back-up or extension sys-



tems to support their own workloads.  The mobile




source enforcement division also has developed a



separate tracking system.







In order to coordinate all these efforts and to better



assess enforcement needs, we recommend that OEGC



conduct a detailed planning study to prioritize their



program needs and to evaluate the man-machine trade-



offs available for supporting these needs.  We esti-



mate that this study will last three months and will



cost $60,000 in contractor funds and $20,000 in EPA



personnel time.








We anticipate that this study will identify the need



for and characteristics of an enforcement tracking



system.  We have estimated that this system will take



12 months to design and implement, and will cost
                     127                   index systems inc

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     $400,000 in contractor funds and $200,000 in EPA

     personnel time.  The development of this system

     will not create any direct ADP savings, but it

     will enable OEGC to cope with its growing paper

     processing burdens without requiring a substantial

     increase in clerical staff.
(12)  Regional modeling should be shifted to RTF.



     The new communications network is estimated to be

     installed in the first quarter of 1977.  At that
     time,  regional users will be able to communicate

     with the RTF computer center more effectively than

     at present.   Regional modeling and scientific pro-

     gramming should then be shifted to the Univac at

     RTF.  We estimate that this shift will reduce re-

     gional ADP costs by approximately $200,000 per year.
(13) The Office of Research and Development should conduct
     a detailed planning study to provide improved ADP
     and ADP-related support to Agency scientists.
     ORD has the largest operating budget of any office

     in EPA, yet it has used a relatively small percentage

     of ADP resources.  Although some modeling and scien-

     tific applications, such as SEAS, are major users of
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computers, most Agency scientists tend to make little

use of ADP resources to support scientific investi-

gations.


We recommend that ORD  analyze  the potential uses of

data  processing to  enhance their research activities.

In particular, we suggest that ORD examine the  fol-

lowing  areas:



        Cost-justifiable uses of  lab  automation

        Development  of  systems  in support of energy
        research
        Deployment of personnel with  modeling  and
        statistical expertise amongst the NERC's

        Development of sampling techniques  to  lessen
        the need for nation-wide environmental data
        banks

        Development of data  quality control tech-
        niques  and methods for  EPA trend and moni-
        toring  systems.



We estimate the cost of  this study to be $100,000

in contractor  funds and  $50,000 in EPA personnel

time.  The study would last six months. As a result

of the study,  we anticipate the development of  an

Energy Data System which would cost  $300,000  in

contractor funds and $100,000  in EPA personnel  time.

The system would take nine  months to develop  and

would operate  at RTP.
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3.   NORMAL SYSTEM DEVELOPMENT EXPENDITURES WILL BE REDUCED
    BY $1.5 MILLION BY 1979.
    System development projects are funded from program
    budgets and conducted by EPA and contractor personnel.
    The overall ADP budget for outside contractors is deter-
    mined by MIDSD based upon the feasibility studies and
    other ADP contracting which is communicated to Head-
    quarters.  The largest portion of these contractor ex-
    penditures are for special studies, data, consulting
    system maintenance, and new design and programming activ-
    ities.

    We have reviewed the proposed expenditures submitted to
    MIDSD during fiscal year 1974, as presented in Exhibit 5-7,
    These expenditures are estimated to be $6 million.  We
    have estimated that the level of service from contractors
    required by EPA for "normal" ADP services will remain
    constant less adjustments for services no longer needed
    given the impact of the action plan described above.
    To these "normal" costs must be added the special one
    time expenses for performing the evaluations and modi-
    fications comprising this action plan.
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The table following Exhibit 5-7 lists ADP contractor
expenditures which are included in the current $6 million
ADP contractor total but which will no longer be needed
as a result of the proposed action plan.  Each of these
expenditures is for normal system maintenance, programming
modifications, data, audits, and other actions which are
conducted routinely for systems which will be eliminated
or modified, or for non-recurring costs, such as the System
2000 data management package, which has been purchased by
EPA.  Appendix A contains a more detailed description
of each of these Agency systems, including an indication
of these "normal" contractor expenditures.
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                                                                                    Exhibit 5-7
                                                         U.S. Environmental Protection Agency
                                         Distribution of ADP Contractor Expenditure Requests
                 System Study
                 and Design
              Proprietory Software
Maintenance         and Data
Total
Headquarters
      MIDSD
      NERCS
     Regions
      Total
1,454
648
1,066
65
3,233
803
653
840
153
2,440

360


360
2,257
1,661
1,906
218
6,033
                                                                                              CM

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                                        ($000)          ($000)

1974 Baseline Level                                     6,033

Reductions or Modifications to Baseline Level


GPSF                                      240

PEMS                                       40

TADS                                       60

Lab Automation                             20

STORET                                    285

ORD Program Management                     95

Bibliographic Systems                      25

SPCC                                      100

Dun and Bradstreet Data                   106

System 2000 (one time charge)             130

RTF Facility Management                   400
  (included in equipment charges)       	

                                        1,501
                                                        (1,501)
Revised Baseline                                        4,532




    The revised "normal" baseline expenditure level is

    estimated to be $4,532,000.  The special expenditures

    required to implement the action steps recommended above

    are, as follows:
                             133                    index systems inc

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                      FY 1976






                                       ($000)





Word Processing                           30



STORET                                   660




TADS/SIRS/SPCC                            10




Administrative Systems                   230



OEGC Plan                                 60





GPSF                                      300



Enforcement Tracking                      100



Special Expenditures                   1,290



Baseline	                  4,532





Total                                  5,922
                        134

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                     FY  1977
                     FY 1978
                                       ($000)
Administrative Systems                    70



STORET                                  400



Enforcement Tracking                    300



ORD Plan                                100



Energy Data System                      200



Special Expenditures                  1,170



Baseline	                  4,532
Total                                 5,602
Energy Data System                      1QQ



Special Expenditures                    100



Baseline	                    4,532




Total                                 4,632
                               135

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    Thus, the estimated contractor expenditures in 1976,

    1977, and 1978 are $5,922,000, $5,602,000, and $4,632,000

    respectively.  In the following years, expenditures

    should return to the revised baseline level of $4,532,000

    per year.  The following table summarizes these annual

    contractor expenditures and indicates the corresponding

    savings over current contractor expenditure levels:




                                                Annual Savings
                                                 Over Current
                Contractor Expenditures     Contractor Expenditures
 Year           	($000)	     	($000)	

Current                  6,033

1976                     5,922                         111

1977                     5,602                         431

1978                     4,632                       1,401

1979                     4,532                       1,501

1980                     4,532                       1,501
      COMPUTER EQUIPMENT AND FACILITIES STRATEGY



This section presents the computer equipment action plan

and cost estimates for providing sufficient computing res-

ources to support the coordinated ADP plan.  It also describes

the organizational impact of certain equipment recommendations,

This section is divided into six sub-sections, as follows:
                              136                  index systems inc

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               Required Computing Capacity

               Equipment Action Plan

               RTF Computing Center

               Telecommunications

               Washington Computer Center

               Other ADP Equipment and Services
1.  THE COMPUTING CAPACITY REQUIRED BY EPA IS DIVIDED INTO
    THREE CATEGORIES.
    The required computing capacity associated with this

    plan is divided roughly into three categories, as follows:
               Scientific uses, such as modeling, trend
               and monitoring, and special studies

               Operational uses, such as tracking and
               reporting, and technical data bases

               Other uses, such as lab automation, word
               processing and bibliographic systems
    Under the coordinated plan, scientific application sup-

    port would be provided by the RTF computer center, opera-

    tional support would be provided by a non-scientific  facility

    such as OSI, and other uses would be eliminated or funded

    by program monies.without using Agency computing facilities.
                              137                  index systems inc

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(1)  Scientific  uses  of  ADP  will  double  the  utilization
    of  the  Univac  1110.
    The  scientific  uses  of ADP  will  increase  over  the
    next five  years,  especially in the  areas  of modeling
    and  special  studies.  Trend and  monitoring applications
    will tend  to stabilize and  will  demand  fewer resources
    than at  present because  of  the redesign of several
    on-line  water systems.   The shift of  STORET, GPSF,
    SEAS,  and  other modeling to RTF  are estimated  to
    increase the RTF  utilization by  approximately  200
    resource hours  per month.   These estimates are based
    upon current resource utilization at  OSI  adjusted
    for  the  higher  power of  the Univac  machine and for
    system changes  resulting from the proposed develop-
    ment plan.   This  overall increase in  resource  hour
    utilization  represents approximately  a  doubling of
    the  utilization of the Univac 1110  at RTF.  As re-
    gions  and  NERC's  turn to RTF for computing support,
    there  will be increased  needs for better  telecommu-
    nications with  RTF.  This doubling  in utilization
    also will  require an increase in storage  devices
    such as  disks and tapes.
                         138                   index systems inc

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(2)  Agency operational systems will require only half
    of the current OSI computing capacity.
    The elimination or streamlining of many of the
    current tracking and reporting systems, and the
    shift of much of the modeling and monitoring sys-
    tems to RTF will reduce dramatically the computing
    workload in Washington.  Efforts to control the
    proliferation of on-line storage at OSI and the
    shifting of water data bases to RTF likewise will
    reduce the amount of disk storage required.  However,
    whereas Central Processing Unit (CPU)  utilization
    at OSI will decline by 50% or more, disk storage
    and communications processing will decline at a
    lesser rate because of the retention of data base
    information retrieval and interactive processing
    systems in Washington.
(3)  Other uses  of  ADP  will  require  no support from Agency
    computer facilities.
    In line with our  recommendations,  program use  of  word
    processing,  lab automation  and  bibliographic services
    will  no longer  be funded  from the  ADP  fund and will
    no longer  operate on  EPA  facilities.   Those systems
    which continue  to operate will  be  funded  from  program
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        budgets and will run on contractor machines.   Con-
        sequently/ these applications will not impose any
        additional computing requirements upon Agency
        equipment and facilities planning.

2.  THE EQUIPMENT ACTION PLAN COVERS A PERIOD OF FIVE YEARS.

    Because of the lead time necessary for ordering and
    installing ADP equipment within the government, it is
    necessary to coordinate the equipment action steps with
    the system development and staffing actions comprising
    the coordinated plan.  Exhibit 5-8 / on the following
    page/  indicates particular actions which must be taken
    each year to implement the plan.

    In 1976 actions will be taken to reduce the number of
    on-line disks at OSI and to upgrade the tape drives at
    RTF.  An OSI replacement will be installed by January,
    1976.   Work will begin also to install a new communi-
    cations network and to gain approval for the creation
    of a non-scientific data center.  By FY '77 processing
    workloads will be shifted to RTF as the new communications
    network is installed.  As a consequence/ the OSI replace-
    ment will reduce on-line storage further and will eliminate
    one of the IBM 370/158 computers.  In 1979 the non-
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                                                                       Exhibit 5-8
                                             U.S. Environmental  Protection Agency
                                   Annual  Equipment Actions Comprising the ADP Plan
Year                                   Action

1976                               . Eliminate 15 Disks at OSI

                                   . Install Faster Tape Drives at RTP

                                   . Install OSI Replacement

                                   . Begin Communications Network Installation

                                   . Initiate Actions for the Creation of a
                                      Non-scientific Data Center

1977                               . Shift Workload to RTP

                                   . Install Communications Network

                                   . Eliminate 10 More Disks at OSI

                                   . Eliminate One IBM 370/158

1978                               . Install Non-scientific Data Center

                                   . Augment Univac 1110

1979                               . Selectively Install Regional Minicomputers

-------
scientific data center will be installed and the Univac
1110 will be augmented.  In 1979 and 1980 regional and
laboratory data centers will be developed selectively
on a cost reduction basis using minicomputers.

Exhibit 5-9f on the following page, illustrates the
type of equipment which will be in use at EPA as a re-
sult of these actions.  Note that we have assumed, as
part of this plan, that the IBM 1130 and IBM 360/30 at
Cincinnati will have been replaced by a Remote Job
Entry (RJE) terminal during 1975.  We have assumed also
that the IBM 360/50 at RTF will have been delivered to
GSA.

(1) Major actions will be initiated in 1976.

    During Fiscal Year 1976, work will begin to install
    an EPA communications network and to establish a
    Non-scientific Data Center.   During FY '76, an OSI
    replacement will be installed in Washington.
    EPA should expect an 8% increase in hardware  costs re-
    flecting IBM's industry-wide increase in lease charges
    for its equipment.   Charges  for convention and parallel
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                                                                                                              Exhibit 5-9
                                                                                U.S. Environmental Protection  Agency
                                                                                      Computer Equipment Requirements
                                                   COMPUTER EQUIPMENT REQUIREMENTS
                Current
                        1976
                         1977
                       1978
                                                                                            1979
                                           1980
Washington
2 IBM 370/158
       RTF
Univac 1110
  2x1
     Other
2 IBM 370/158
Univac 1110
  2x1
Faster tape units
IBM 370/158
Univac 1110
  2x1
                                      Install Comm-
                                       unications
                                       Network
 Non-scientific
  Data Center
 IBM 370/158
Univac 1110
   4x2
256K word extra
 memory
Increased disk
 storage
IBM 370/158
Univac 1110
  4x2
   etc.
                                                        Selective In-
                                                         stallation of
                                                         regional mini-
                                                         computers
IBM 370/158
Univac 1110
   4x2
    etc.

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    operation of the new facility will cost upwards of
    $1 million in 1976.   As  systems  are eliminated
    during 1976, there will  be a reduction in disk re-
    quirements at OSI.  RTF  also will  be replacing its
    current tape drives  with higher  performance models
    at no increase in cost.
(2)  Workloads will be shifted from Washington to RTF
    in 1977.
    As  a result of system development activity during
    1976,  scientific and monitoring  systems will shift
    to  RTF in 1977.   The new communications network will
    be  installed connecting Washington,  RTF, the regions
    and the laboratories.  As a result,  the computer
    requirements in Washington will  be halved, thereby
    enabling one IBM 370/158 to be eliminated from the
    Washington facility.  Several disk drives will be
    removed as well.

(3)  A Non-scientific Data Center will be installed in 1978,

    By  1978, the steps  required by Federal regulations
    will be completed for the installation of the Non-
    scientific Data Center.  This will be essentially a
                          144                  index systems inc

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   government leased computer comparable in scope and
   power to the computer used by the OSI replacement
   in 1977.  Cost for conversion to and parallel opera-
   tion of this new facility will be approximately
   $500,000 during 1978.  The increased processing load
   at RTF may require also a slight increase in the
   power of the Univac computer at RTF.  We have assumed
   an upgrading of the current Univac 1110 2x1 to a
   Univac 1110 4x2 with 256,000 extra words of memory and
   a two thirds increase in disk capacity.  This up-
   grading will cost approximately $90,000 per year
   and will increase the Univac performance by approxi-
   mately 50%.  This upgrading can be accomplished
   whether EPA owns or leases the Univac machine.
(4)  EPA will  begin  to  analyze  the  cost  justification
    for installing  regional minicomputers  in  1979  and  1980.
   As  the  computing  load within  EPA settles  down,  the
   Agency  will  begin to analyze  the cost  benefits  of
   selectively  replacing regional  and  laboratory ter-
   minals  with  minicomputer-based  local data centers.
   These centers will be justified only if they reduce
   local hardware  costs and provide local computing
   support capable of supplanting  the  need to access
   or  utilize Agency-wide  computers.   This analysis
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        will not be made, however,  until EPA has brought

        its overall ADP usage under better control and has

        aligned this usage with overall Agency priorities.
3.  THE RTF COMPUTING CENTER WILL SUPPORT EPA'S SCIENTIFIC
    COMPUTING WORKLOAD.
    The Univac 1110 at Research Triangle Park (RTP)  in

    Durham, North Carolina, currently supports the ADP

    requirements of the research and air program activities

    conducted at RTP.  Although the Univac is capable of

    supporting a nation-wide communications network, its

    current usage is limited primarily to the RTP user

    community.
    (1) Agency-wide scientific, modeling,
        toring applications should be shi:
                                  trend and moni-
toring applications should be shifted to RTP to
utilize the better computational and design support
offered and to lower overall Agency ADP costs.
        The data processing resources required by scientific

        and operational applications differ considerably.

        The Univac computer provides the more powerful cen-

        tral processing power required by scientific sys-

        tems.  The IBM equipment in Washington is better

        suited to the on-line, interactive processing

        characteristic of tracking and reporting systems.
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    The  data processing and air  program staff at RTF
    have developed cost-effective  systems  to support
    air  trend and monitoring requirements.   These sys-
    tems have utilized data quality  and storage con-
    trols which could be applied to  water  and other
    media systems.

    Since the Univac  is leased by  EPA,  and since it  is
    used currently at only  about 25% of capacity,  addi-
    tional Univac workloads will not increase Agency
    computer costs.   By contrast,  charges  at OSI are
    dependent upon computer usage.   Hence,  shifting  of
    workloads to RTF  which  reduce  OSI computing loads
    will lower  overall Agency computer costs.
(2)  New  systems  developed  at  RTF  should  employ  the  de-
    sign principles  used in current RTF  systems.
    The  staff  at  RTF  has  benefited  from the  experiences
    of other system designers  at  EPA.   Prior to  con-
    structing  the air data  base,  SAROAD,  the RTF staff
    analyzed the  design and usage of the corresponding
    water  system, STORET.   Based  on this analysis,  the
    RTF  designers made substantial  changes to the SAROAD
    system architecture.  These changes have enabled
    SAROAD to  operate at  a  fraction of  the cost  of  analo-
                          147                  index systems inc

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    gous water systems.   Correspondingly,  as  systems
    are redesigned to operate at RTF,  the  results  of
    this earlier analysis should be incorporated into
    the new systems.   In particular,  systems  which are
    intended to perform  similar functions  (same appli-
    cation class)  should tend to employ similar design
    philosophies.

(3)  The RTF technical staff  should be  expanded over time.

    As  more systems are  shifted to RTF over time,  there
    will be increased need for EPA-supplied technical
    support from the  RTF staff.  During the first  two
    years of this  plan,  most support will  be  needed to
    assist Headquarters  personnel in  the redesign  of
    systems which  are operating at OSI but which will be
    shifted to RTF.  We  anticipate that RTF will be called
    upon to provide special  assistance in  the following
    five areas:
           Hardware  and  communications  support  for  inter-
           facing with the  Univac  equipment
           Operating system support  and user  training
           Operations control  and  management  of the
           Univac job stream
           Input data quality  analysis  and control
                         14 8                   index systems inc

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           Numerical  analysis,  statistical  and modeling
           assistance
(4)  The Univac's  processing  capacity should be increased
    in 1978.
    Although the Univac  1110  is  several  times  more

    powerful than an IBM 370/158,  the  modeling and

    scientific  applications at RTF still may grow suffi-

    ciently to  warrant an increase in  the computing  ca-

    pacity of the Univac. Because of  the hardware de-

    sign of the Univac machine,  this extra capacity  can

    be provided at a relatively  nominal  price.  An addi-

    tional central processing unit (CPU), 256,000 words

    of memory and a two  thirds increase  in disk capa-

    city can be added to the  current configuration at a

    cost of $90,000 per  year. These changes will increase

    the system's computing capacity by approximately 50%.

    Yet this augmentation will increase  annual RTF equip-

    ment charges by only 6%  (assuming a  $1,600,000  per

    year lease).  We have assumed  that this augmentation

    would occur in 1978, by which  time all of  the relevant

    Washington  systems would  have  been moved to RTF.
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(5)  EPA should purchase the  Univac  in 1975  arid  thereby
    save $6.2 million in fxve  years.
    EPA was  offered an extremely  attractive  purchase

    option for  the  Univac  1110.   If,  by  February,  1975,

    EPA can  obtain  Congressional  approval  and  funding,

    they may purchase  the  Univac  computer  for  approxi-

    mately $1.8 million extra.  The plan calls for the

    use of the  Univac  computer  for at least  the next

    five years.  Present Univac lease rates  are $1. 6

    million  per year.   Therefore, the cost for continuing

    to  rent  the Univac would  be $ 8 million over five

    years (SI.6 million per year  for  five  years).   If,

    on  the other hand,  EPA exercised  its purchase  option

    now and  expended the extra  $1.8 million, its subse-

    quent lease charges each  year would  drop to zero.

    Thus, EPA could save $6.2 million over the next five

    years if it exercised  its purchase option    ($8.0

    million  lease charges  less  $1.8 million  current year

    capital  expenditure).  Note that  these savings are

    over and above  all those  indicated in  the  rest of

    this plan.   For budgeting purposes,  we have made the

    conservative assumption that EPA  will  be forced to

    lease the Univac.
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4.  THE CURRENT TELECOMMUNICATIONS PLANNING MODEL CAN BE
    USED BY EPA WITH MINOR MODIFICATIONS.

    The Agency uses a mix of leased phone  circuits,  Wide
    Area Telephone Service (WATS)lines,   and ordinary
    phone lines to provide communication from users  to the
    main computers at OSI and RTF.  The  Agency has a current
    inventory of 400 low speed terminals and 42 medium
    speed terminals located in 24  different locations around
    the country.  Currently, over  85% of all communications
    traffic is directed to the Washington, D. C. computers
    and only 15% is handled by RTF.

    Information and Communication  Applications, Inc. (ICA)
    has performed a study for the  Agency proposing a tele-
    communications network to satisfy EPA's communication
    needs.  ICA analyzed several network configurations
    using different combinations of WATS lines, leased lines,
    multiplexors and concentrators.  The ICA network proposal
    assumed that the Agency workload would remain located
    at the current sites.  Since the five  year coordinated
    ADP plan includes the shift of substantial processing
    workloads to RTF, the ICA model will have to be  rerun
    under the revised processing load distribution assum-
    ptions to determine the most appropriate communications
    configuration.  ICA has retained all of its model data
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    and has indicated its ability to rerun the simulation
    for several hundred dollars.
5.  A DATA CENTER SHOULD BE ESTABLISHED TO PROCESS EPA'S
    NON-SCIENTIFIC WORKLOAD.
    Although scientific and monitoring systems will be
    shifted to RTF, a residue of tracking and reporting
    and technical data base systems will continue to
    operate on the OSI or OSI-replacement computer.
    (1)  A single IBM 370/158 will be sufficient to process
        the non-scientific workload.
        The remaining non-scientific workload will be ap-
        proximately one-half of the current OSI processing
        load.  Consequently, a single IBM 370/158, or
        equivalent, will be sufficient to support this work-
        load.  IBM equipment is particularly well-suited to
        this type of processing because of its hardware
        architecture and software support, which facilitate
        non-scientific interactive processing.
    (2)  EPA should lease or buy an IBM 370/158 or equivalent
        computer by 1978.
        By 1978,  the magnitude of the non-scientific work-
        load will be well defined and will no longer be

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    growing significantly.   Consequently,  total  com-
    puting charges  can be reduced if  EPA directly leases
    or  purchases  a  computer  to support these needs.
    The Agency has  referred  to this computer and its
    associated operating  staff,  peripherals, etc. as
    the "Washington Computer Center",  and is in  the pro-
    cess  of preparing  a detailed feasibility study, as
    required by government regulations.
(3)  The  geographic  location of  this  center  is  an orga-
    nizatonal  rather  than technical  matter.
    To date, Agency  planners  have assumed that this
    non-scientific center would  be located in  the  greater
    Washington area.  Although we concur  with  the  need
    for such a facility, we find that  the specific geo-
    graphical  location  of this center  is  relatively
    independent of technical  considerations.   Rather,
    the specific location of  this center  appears to  be
    dependent  on staffing and organizational issues.   The
    technical  capabilities of the equipment and the  cost
    for staff  and supplies will  be approximately the same
    wherever the center is located.
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6.  MOST ADP EQUIPMENT AND SERVICES OPERATING OTHER THAN
    AT RTF OR OSI CAN BE CONSOLIDATED.
    EPA uses currently a variety of outside service bureaus

    and miscellaneous data processing equipment.  Much of

    this equipment can be consolidated or eliminated.
    (1)  EPA should continue to shift its computing work-
        loads onto 'EPA computers.
        EPA has been shifting programs from outside service

        bureaus onto Agency-managed computer facilities.

        This policy has five benefits, as follows:
               Reduces the dependency upon outside, un-
               supported computing features and thereby
               provides greater flexibility for Agency
               planners

               Provides EPA management with better con-
               trols and information about the types and
               common requirements of Agency systems

               Protects EPA systems from policies estab-
               lished by other Agencies, such as NIH

               Facilitates the consolidation and standardi-
               zation of Agency computing procedures and
               policies

               Provides economies of scale in computer
               equipment leasing or purchase
        Therefore,  we concur, and, with the exception of

        special services such as those provided by the
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    Department of  the Interior's  payroll system,  our
    plan encourages  EPA to continue this policy.
(2)  Lab automation should  be evaluated and funded by
    programs.
    As  has  been discussed  earlier  in this  report,  lab
    automation is  an experimental  project  which should
    be  initiated,  funded,  managed,  and evaluated by the
    affected  programs.   Equipment  already  purchased in
    Cincinnati may become  available for other Agency
    purposes,  however,  if  the experiment fails  or  is
    modified.   For example,  one of the enforcement lab-
    oratories, which had been participating  in  the ex-
    periment,  is being  disbanded.   Hence,  the minicomputer
    which had  been purchased for that lab  can now  be
    used instead to provide  a remote job entry  terminal
    in  Cincinnati.  The particular use of  equipment,
    therefore, should continue to  reflect  program  prio-
    rities  and needs, and  should be reallocated as ap-
    propriate.
(3)  Regional  data  centers  should be  developed  selectively
    in 1979 and 1980.
    Several  regions  and  research  centers  have  expressed
    interests  in augmenting  their current processing  capa-
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bilities with local minicomputers.  They contend
that much of their computing needs can be satisfied
locally and that they thereby can reduce their de-
pendency on national data processing facilities.

The development of such local centers, however, will
require more sophisticated local expertise and a
more rationalized processing workload.  The primary
thrust of this coordinated plan is to bring the total
ADP utilization within EPA under better control and
to align such utilization with Agency priorities.
To achieve this result requires a significant ef-
fort throughout the agency.  By 1979, however, we
expect that ADP utilization will be aligned fully
with Agency needs.  Rather than allow further pro-
liferation of marginal ADP projects, at this time,
therefore, we recommend that the development of
regional centers be delayed until EPA has been able
to define more precisely its primary computing needs
and policies.  At that'time, local centers may be
created selectively, if they conform with these Agency-
wide priorities, and if they are cost-justifiable.
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                     ADP STAFFING




As part of the overall ADP plan, we have projected develop-

ment cost estimates assuming the participation of EPA

technical personnel.  These assumptions were based on the

current levels and distributions of ADP personnel.  The

paragraphs that follow describe the recommended deployment

and cost of these personnel/ the augmentation of in-house

expertise by the usage of outside contractors, and the

improvements required in EPA technical and management skills.




1.  ADP PERSONNEL SHOULD BE ORGANIZED INTO FOUR GROUPS.




    Data processing personnel should be organized into

    four groups supporting  (1) regional users, (2) programs,

    (3) facility management, and (4) the Office of Planning

    and Management.
    (1) Regional ADP staffs should be maintained at current
        levels until 1977.
        It is anticipated that many local systems will be

        replaced through the availability of properly de-

        signed Headquarters and program-sponsored systems.

        This should free the time of regional staffs to play

        a greater role in Agency system planning and functional
                               57                   index systems inc

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    review.   However,  by 1977,  when major systems  have

    been shifted to RTF  and when the data entry and

    regional support roles  for  administrative and  water

    program  systems have been diminished, regional ADP

    staffs should be reduced by approximately 30%.

    Affected development personnel within the regions

    can be shifted to Agency-wide development projects;

    clerical personnel can  be shifted to non-ADP support

    functions.
(2)  Program ADP  staffs  should contain fewer development
    personnel.
    Program offices  should  not attempt to maintain

    redundant ADP  capabilities within their staffs.

    Instead,  program staff  should  be selected for  their

    expertise in ADP program requirements specification,

    The  duties  of  program staff should include:
        .   Participation with OPM in prioritizing pro-
           gram needs,  and  specifying functional re-
           quirements

        .   Review  and  signoff of  project  plans, design
           specifications,  and acceptance procedures
           for  all program-related systems development

        .   Management  of the  expenditure  of program mon-
           ies  on  ADP
                          1*58
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           Liaison with  0PM on ADP  issues  affecting
           program performance
    The personnel  responsible  for  these  duties  should,

    in most cases,  report  directly to  the  program man-

    ager.   A staff of  not  more than three  to  five people

    per program should be  adequate.
(3)  The  technical  and management  staff  associated with
    the  OSI  and  RTF  facilities  should be  upgraded sig-
    nificantly.
    Because  of  the  geographic  separation,  technological

    differences and application  orientations  at  the  OSI

    and  RTF  facilities, we  recommend  that  the ADP  staff

    associated  with each  facility  be  charged  with  three

    basic  responsibilities:  Facility Management,  System

    Support,  and Application Development.



    Facility management will require  few EPA  personnel,

    since  contractors  operate  the  computer facilities  at

    both OSI and RTP.  Instead,  the responsibilities for

    facility management will consist  primarily of  facility

    planning and contract management.  Consequently, only

    a  few  staff members will be  required to perform  these

    duties.
                         Ten
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The system support resources at each facility need
substantial upgrading.  Personnel are needed to
support facility and system software planning, com-
munication system design, data base design and con-
trol, new system acceptance and integration, and
standards enforcement.  Approximately 15 new or
redeployed personnel will be needed to fill these
assignments.

Application systems development personnel will be
needed to assist program personnel in the technical
design and implementation of systems on the EPA
computer facilities.  Initially, developmental
resources should focus on system identification and
specification and leave development to outside con-
tractors.  As the Agency matures and the need for
wholly new application software subsides, the Agency
can expect to do a greater percentage of its devel-
opment in-house.  However, within the time-frame of
this plan, the developmental groups should concentrate
on (1) systems identification .and specification (with
the support of program office staff), (2) develop-
mental contract management and project control,
(3) completed software maintenance and (4) operation.
A development resource including at least 10 new or
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        redeployed personnel (from the program offices)
        will be needed to meet the Agency's requirements.
    (4)  The Office of Planning and Management will oversee
        ADP budgets and computer utilization and assist the
        programs in the development of new application systems,
        The Office of Planning and Management will continue
        to be responsible for managing overall Agency ADP
        resources and for allocating ADP Fund sub-allowances
        on a prioritized basis.  In this role, it will con-
        tinue also to review new system development proposals
        for their potential impact upon Agency ADP resources.
        However, 0PM should take increased responsibility
        for assisting program managers in designing and
        developing application systems, and in managing the
        use and performance of outside contractors, and in
        coordinating the activities of systems personnel at
        RTP and Washington with the program needs of Head-
        quarters, regional and laboratory users.
2.  PERSONNEL COSTS FOR ADP CAN BE REDUCED BY $1 MILLION BY
    FY'78.
    The Agency presently supports a larger ADP staff than is
    required to implement the recommended systems development
    plan outlined above.  Exhibit 5-10,on the following page,
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                                                                           Exhibit 5-10
                                                 U.S. Environmental  Protection  Agency
                                 Distribution of ADP Personnel  Salaries in $ Millions
         Current      1976
1977
1978
1979
1980
   OPM
   OEGC
   OWHM
   OAWM
    ORD
Regions
  Total
1.6
.2
1.8
1.0
1.9
.7
7.2
1.7
.4
1.7
1.0
1.5
.7
7.0
1.4
.8
1.2
1.0
1.7
.5
6.6
1.4
.6
1.2
1.0
1.5
.5
6.2
1.4
.6
1.2
1.0
1.5
.5
6.2
1.4
.6
1.2
1.0
1.5
.5
6.2
                                                                                      CN
                                                                                      VO

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outlines the estimated salary budget for ADP personnel
over the next five years which is required to implement
the plan.  Ahthough this budget calls for a staff re-
duction of almost 14%, many of these personnel still will
be required to provide essential Agency services in areas
where ADP support has been curtailed.  For example, per-
sonnel who have been classified as ADP staff because of
their use of word processing will continue to provide
similar documentation support.  But as word processing
ceases to be included under ADP, these personnel will no
longer be included as ADP staff.

These changes represent an estimated reduction by 1980
of 64 positions distributed as follows:

    0PM      -    13 position reduction
    OEGC     -    25 position increase
    OWHM     -    38 position reduction
    OAWM     -    no change
    ORD      -    25 position reduction
    Regions  -    13 position reduction

The reduction in ADP staff in 0PM, OWHM and ORD is at-
tributable primarily to the reduction in program office
technical development activities -and the reduction or
                          163                  index systems inc

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    elimination of several systems,  primarily in OWHM.   The


    staff increase in OEGC will support the increased ADP


    project management and user training responsibilities


    associated with the development of new enforcement  sys-


    tems.  The reduction in regional staffs is attributable


    primarily to the decreased regional responsibilities


    which will result from modifications to Headquarters


    systems.






3.  THE AGENCY SHOULD CONTINUE TO USE CONTRACTORS FOR

    FACILITIES MANAGEMENT AND MAJOR SYSTEMS DEVELOPMENT.
        «





    The Agency is shallow in a number of key ADP technical


    and management skills.  Some of these gaps are high


    priority and must be filled by the development or re-


    cruitment of qualified Agency personnel.  Certain jobs,


    however, such as the operation of the OSI and RTP faci-


    lities and the programming of new application software,


    can be contracted without jeopardizing Agency goals.


    Since EPA is a relatively young Agency, it is justified


    in using extensive amounts of outside support while


    building its basic portfolio of-systems.  In this way,


    EPA c.an free its staff to concentrate on planning and


    control issues.
                              164                  index systems inc

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    Even if EPA personnel ceilings were lifted, thereby
    allowing the hiring of more in-house ADP staff, the
    use of contractors for major development activities
    would still be necessary.  Since the majority of
    Agency system development projects will occur early
    in the five year plan, there would be little time to
    find, hire, and orient EPA personnel with the special-
    ized skills needed to implement the plan.  Furthermore,
    a substantial increase in EPA development staff would
    be unwise given the relatively limited need for massive
    new development activity after 1977.

4.  EPA SHOULD DEVELOP A BETTER SKILLS PROFILE OF ITS ADP
    PERSONNEL.

    The current personnel reports are insufficient for pro-
    per review and control of ADP employment policies in the
    Agency.  ADP employee information should be collected
    into a more usable form and supplemented with technical
    data describing employee skills such as formal training,
    experience with various computer equipment and system
    software, experience in the use of various languages
    and data management systems, Agency experience by project,
    and experience in handling various lines of ADP manage-
    ment responsibility.  This information could be used to
                              165                  index systems inc

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identify Agency ADP skill gaps, identify applicable

resources when initiating a new ADP project, and provide

a base of information for career guidelines and counseling,



The personnel needed to support the advanced technology

and complex system organization presently employed by

EPA should possess the skills presented in the following

table:



ADP Management and Supervision

    - System Development Project Management
    - Equipment Facilities Management
    - Outside Contractor Management
    - AD.P Planning and Control Administration

Analysis/Programming

    - Functional Analysis and Design by Media and
         Application Type
    - Application Design and Programming
         - Business Application Programming
         - Scientific Application Programming
    - Systems Design and Programming
         - Computer System Programming
         - Data Base Programming
         - Maintenance Programming
    - Hardware, Communications, and System Software
         Evaluation and Analysis

Operation/Clerical Support

    - Computer Operators
    - Data Input/Output Control Clerks
    - Keypunch and Typing Clerks
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5.  ADP TECHNICAL AND MANAGEMENT EXPERTISE MUST BE UPGRADED.
    Despite the unusually high average wage level of EPA
    data processing personnel, the Agency has a number of
    serious deficiencies in its current profile of ADP
    skills which must be filled quickly if ADP planning dead-
    lines are to be met.

    As indicated earlier, the Agency supports a high average
    ADP salary, especially for ADP supervisory and management
    positions.  Nonetheless, EPA suffers from weaknesses in
    those very same areas.  Reasons for this discrepancy in-
    clude the fact that good- ADP management talent is scat-
    tered throughout the Agency in areas of low-level ADP
    responsibility.  In many cases, government seniority
    and correspondingly high wage levels have not prepared
    an individual to assume managerial level ADP responsibi-
    lities.  The qualified ADP management talent within the
    Agency must be identified and put into positions of
    expanded responsibility and control within the organiza-
    tional framework identified above.

    Since the Agency presently does not contain all the ADP
    personnel resources needed, it needs to upgrade its
    current skills profile.  A more exact deficiency list
    will evolve as the Agency's ADP skill profile is developed
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    in detail.   However,  it is clear that EPA has need

    for qualified professionals in the following five areas:



               ADP management and supervision

            .   System development project management

            .   Systems design and programming, including
               systems software, data base, and maintenance
               programming

               Hardware,  communications,  and  system  software
               analysis (especially data  base management)

            .   Documentation control



    These needs will be satisfied over time by the redeploy-

    ment of qualified staff members, through the retraining

    of ADP personnel and by the selective replacement of

    existing staff with qualified new personnel.



                ADP MANAGEMENT POLICIES
1.  MIDSD SHOULD BE RESPONSIBLE FOR ADP USAGE AND SHOULD
    ESTABLISH AND ENFORCE PROJECT MANAGEMENT STANDARDS.
    As noted above, MIDSD has begun to define Agency policy

    regarding ADP development practices.  They are working

    currently on an ADP Manual.  As this manual is completed,

    they should continue to focus upon the following three

    major activities:
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           Planning  and budgeting  for ADP  resources
           Assisting in the  justification,  initiation
           and  development of  new  EPA systems
           Monitoring the status of ADP  systems  and
           administering ADP Fund  expenditures
(1)  Each year MIDSD  should  update  the Agency's  five  year
    ADP  plan and  assemble the  coming year's ADP budget.
    The ADP  planning  process  initiated with this  report
    should continue as  an ongoing  process  by the  Agency.
    Each  year  MIDSD should reaffirm ADP  objectives,  re-
    assess ADP resources,  and establish  priorities  and
    schedules.  This  process  should provide the back-
    ground against  which MIDSD will budget for  the  next
    fiscal year.  Periodically,  the Agency should zero-
    base  budget its ADP expenditures, rather than budget
    incrementally every year.
(2)  MIDSD should identify ADP  needs  and  assist program
    offices  in the development of  new systems.
    MIDSD should identify project priorities  as  part of
    the planning process.  To facilitate  this planning
    and prioritization,  MIDSD should be involved also in
    reviewing  development requests from the program of-
    fices and  in evaluating these requests on their own
                         T69
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   merits  and  in  terms  of  their  conformance  to  overall

   Agency  priorities.   In  addition,  the  planning  pro-

   cess  itself should identify the need  for  certain

   projects, such as consolidation,  conversion, or

   system  upgrading.  In addition to evaluating

   development proposals in terms of the overall  plan,

   0PM should  offer program offices  technical and

   functional  design guidance, contractor selection

   support and assistance  in the procurement of neces-

   sary  financial and technical  resources.
(3)  MIDSD  should  establish project  management proce-
    dures  and should conduct  periodic  audits  of  major
    operational systems  and of  lengthy development
    projects.
    The Agency must protect itself  against the costly

    project  overruns that have  characterized most  of

    its system development efforts  in the past. MIDSD

    should establish proper project management controls

    to monitor development progress against planned

    specifications  and milestones.   Appendix E contains

    a planning and  control procedure for identifying

    and controlling such development projects.



    Periodic system audits of operational systems  and

    long development projects should be prepared by
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        project independent review teams to guarantee

        that each system continues to justify its future

        costs when measured against anticipated benefits.

        The Agency must implement a review process that

        has the authority to terminate ADP expenditures

        on systems which can no longer be justified, re-

        gardless of costs already incurred.



2.  ADP BUDGETING PROCEDURES AND CONTROLS SHOULD BE EX-
    PANDED TO INCLUDE PROGRAM MONIES SPENT FOR PERSONNEL
    AND CONTRACTOR SUPPORT.



    MIDSD presently budgets and controls the use of the

    ADP fund.  However, to provide the Agency with accu-

    rate ADP expenditure information, as required by

    Federal budgetary and accounting authorities, addi-

    tional cost elements must be included in formal ADP

    budgets.  In order to capture this information, MIDSD

    should expand its systems and procedures in the fol-

    lowing three ways:
               Develop formalized ADP contractor and
               personnel reporting system

               Establish budget ceilings for contractor
               personnel, Agency personnel, contractor
               computer, and ADP fund expenditures

               Enforce ceilings placed on contracted
               ADP support and ADP fund usage
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(1)  During  FY*75  MIDSD should develop an expanded  ADP
    reporting  system.
    The  Timesharing  Services  Management System (TSSMS)

    now  provides  the Agency with the  ability to  review

    ADP  Fund  expenditures  by  program  element.  This

    capability must  be expanded to provide the following

    profile by program element:
           Development costs:   Agency personnel,
           contractor personnel

           Management, operations,  and maintenance
           costs:   Agency personnel,  contractor personnel

           Computer expenditures:   ADP Fund,  computer
           charges  included in contractor agreements.

           Other direct ADP expenses.
(2)  MIDSD  and program offices  together should establish
    total  program ADP expenditure ceilings.
    In order for  the Agency to adhere to its  long term

    ADP plan,  program monies for contractor and Agency

    personnel must be budgeted and controlled.   MIDSD

    should  work with each program office during the

    budget  cycle  to insure that program monies  for ADP

    contractor support and ADP personnel support are

    budgeted within the guidelines set forth  in the

    Agency's ADP  plan.
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    (3)  Ceilings set on ADP contractor costs and computer
        time expenditures included in development contracts
        should be enforced.
        Through the use of TSSMS,  MIDSD intends to enforce
        fixed ceilings on ADP Fund expenditures.  Based on
        the information provided by the ADP cost reporting
        system described above, MIDSD could  be given also
        the authority to enforce limitations placed on
        contractor ADP costs.  In particular, program ADP
        overruns for contractors should be funded from an
        Agencywide ADP contingency reserve administered by
        0PM rather than from general program funds.
3.  THE TECHNICAL STAFF SUPPORTED BY OPM SHOULD ENFORCE ADP
    QUALITY CONTROL STANDARDS.
    The amount and complexity of ADP use within the Agency
    dictates the need for standards and quality control.
    The technical support staff within OPM should be assigned
    the responsibility to develop and enforce these standards,
    These standards should govern the following three areas:

            .  ADP development
               Data quality
            .  Computer performance
                               17-5
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(1)  0PM should  establish ADP development  standards  for
    use by  program offices.
    Ongoing development  projects  in  response  to  program
    needs  require  project  standards  and  controls.   EPA
    should be  careful, however, to avoid the  imposition
    of  overly-detailed,  burdensome and overly bureau-
    cratic procedures.   A  clear set  of usable guidelines
    are described  in Appendix  E.  In addition, standard
    design practices should  be established  to realize
    the economies  of scale achievable from  operating
    EPA systems  on the Agency's own  computer  facilities.
    To  this end  and within the guidelines of  the ADP
    plan,  0PM  should analyze and  select  the technological
    innovations  it wishes  EPA  systems to employ.
(2)  EPA  should  establish  data  entry  and data  base main-
    tenance  standards  to  insure  the  integrity of system
    information.
   Because  the data bases maintained by  EPA  are  public
   information and are  used  to  support legislative  and
   environmental  actions, it is important  to insure
   that  information stored in these data bases is ac-
   curate.  0PM technical staff members  should develop
   standard system and  procedural  techniques for the
                          174                  index systems inc

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    design  and  operation  of  all data base  systems  to
    insure  the  quality  of information  stored  in these
    systems.  The  periodic audits  already  recommended
    for  all systems  should include reviews of data
    quality control.
(3) A periodic  audit  of  computer  usage  should  be  con-
   ducted  by 0PM to  prevent  the  Agency from spending
   more  on computer  equipment  than is  required.
    Since  the  Agency  presently  maintains  a  portfolio of
    dissimilar,  non-cooperative,  and  technically  conten-
    tious  software, the computers utilized  cannot be
    managed for  maximum efficiency.   Therefore, the 0PM
    technical  staff should  review periodically  in detail
    the  current  and projected computer  utilization pat-
    terns.   This analysis should  result in  hardware/soft-
    ware configuration recommendations  to increase overall
    efficiencies of operation.  The use of  computer per-
    formance analysis packages, such  as those'provided by
    Boole  and  Babbage, and  others, will facilitate this
    analysis.  In addition,  guidelines  should be  produced
    which  steer  the way to  an application portfolio which
    both meets EPA functional needs and is  compatible
    with Agency  hardware/software technical efficiency
    strategies.
                          175                   index systems inc

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         APPENDIX A
INVENTORY OF CURRENT SYSTEMS
                                       index systems inc

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        APPENDIX A - INVENTORY OF CURRENT SYSTEMS

The major ADP software systems currently in use in the
Environmental Protection Agency are described in this
appendix.  For the purposes of exposition all systems
currently in use have not been described here (only those
with an annual operating cost on the order of $100,000
or more), however, the 20 major systems contained in this
appendix account for approximately 80% of the Agency's
annual ADP budget.

The following section contains a brief summary of this
appendix.  This summary is followed by detailed system
descriptions presented within sections describing the
Agency organizational units which they support.
                          176                        index systems inc

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                       I.  SUMMARY

As shown in Exhibit A-l, on the following page, the EPA
is divided into five major Headquarters offices under
Assistant Administrators (AA's) and ten regional offices
under Regional Administrators.  The Headquarters offices
are responsible for planning and management, enforcement
and general counsel/ water and hazardous materials, air
and waste management, and research and development.  The
regional offices are responsible for translating policies
and technical directions generated at Headquarters into
effective operating programs in each geographic area.

Exhibit A-2, following Exhibit A-l, shows the Agency's
annual ADP expenditure for each AA-level office.  In this
exhibit, and throughout this appendix, the regional usage
of ADP has been allocated to the Headquarters organiza-
tional unit that has primary responsibility for the system.
The principal application of ADP in each of the AA-level
offices is as follows:

            Office of Planning and Management  (0PM)
                 Tracking and reporting systems for
                 administration
            Office of Enforcement and General Counsel  (OEGC)
                 Tracking and reporting systems for
                 enforcement
                         177                        index systems inc

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                                                                                                                         Exhibit A-rl
                                                                                      U.S.  Environmental Protection Agency
                                                                                                         EPA  Organization  Chart
                                                             ADMINISTRATOR
                                                         DEPUTY ADMINISTRATOR
  OFFICE OF
PLANNING AND
 MANAGEMENT
   OFFICE OF
ENFORCEMENT AND GENERAL
    COUNSEL
OFFICE OF HATER AND

HAZARDOUS MATERIALS
 OFFICE OF
AIR AND HASTE
 MANAGEMENT
                                                                                                   OFFICE OF

                                                                                                  AIR QUALITY
                                                                                                   PLANNING £
                                                                                                    STANDARDS
                                                                                                                       OFFICE OF
RESEARCH AND DEVELOP-
     MENT
                                                                                                      OFFICE OF

                                                                                                    ENVIROVMEHTAL

                                                                                                     ENGINEERING

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                                                                                       Exhibit A-2
                                                             U.S. Environmental Protection Agency
                                                                          Annual Computer  and ADP
                                                                     Personnel Costs by AA Office
Annual Cost ($Millions)
  4 ,
  1 •
                    RTF Conversion
              0PM
                       D
  OEGC
Computer Costs
                                         OWHM
   OAWM
Personnel Costs
                                         ORD

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            Office of Water and Hazardous Materials (OWHM)  -
                 Trend and monitoring systems for assessing
                 national water quality and tracking of
                 construction grants

            Office of Air and Waste Management (OWHM)  -
                 National air quality data systems and
                 bibliographic systems

            Office of Research and Development (ORD)  -
                 Program management systems,  modeling,
                 and laboratory automation
A more detailed breakdown  of  the Agency's  ADP  systems by

Deputy Assistant Administrator  (DAA)  level offices is

presented  in  the remaining sections of  this appendix.  For

each  DAA-level office  the  following information  is shown:
(1)  the principal geographic location,  (2) the authorized

number of full-time positions,  (3)  the general type of staff

(e.g., administrative, legal, scientific),  (4)  the primary organ-

izational  responsibilities,  (5) the major  relevant legisla-

tion, if applicable, and  (6)  the major ADP systems the

office is  responsible  for.
                           , 80                       index systems inc

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The major ADP systems covered by this appendix are listed
in Exhibit A-3, on the following page.  The system dis-
cussions include a brief statement of purpose, the current
annual operating costs, the primary users, a description
of the system, the operating characteristics, and additional
comments.  Current operating costs include FY '74 timesharing
costs as indicated in the year-end Time Sharing Service Manage-
ment System report, personnel costs allocated by the study team
from the October, 1974 "Organizational Schedule of Employees",
and contractor costs as discovered through interviews or as
recorded on expenditure requests submitted to 0PM.  Contractor
and personnel costs have been associated with particular sys-
tems even though these costs may not be attributable directly
to the office sponsoring the system.
                           181                        index systems inc

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                                                                               Exhibit A-3
                                                       U.S. Environmental Protection Agency
                                                    Major ADP Systems in Use in the Agency
       System          Acronym

Compliance Data          CDS
    System

Financial Management     FMS
    System

General Point            GPSF
    Source File

Grants Information       GICS
    and Control System

Lab Automation           	

National Emissions       NEDS
    Data System

Noise                    	

Personnel/Payroll        DIPS
    System

Pesticides Analysis      PARCS
    Retrieval and
    Control System
Annual Cost ($000)  Type of System        AA

     246       Tracking and Reporting   OEGC
     685


   1,475


     248


     520

     786


     420

     785


     892
Tracking and Reporting   OPM
Trend and Monitoring
Lab Automation

Technical Data System


Bibliographic

Tracking and Reporting


Technical Data Base
       DAA

       OGE


       ORM
OEGC   OWE
Tracking and Reporting   OPM
       OA
ORD

OAWM


OAWM

OPM
                                             CO
OAQPS


ONA

DIPS
OWHM   OPP

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                                                                               Exhibit A-8
                                                      U.S. Environmental Protection Agency
                                                    Major ADP Systems in Use in the Agency
       System

Pesticides Enforcement
    Monitoring System

Program Management
    System

Solid Waste Informa-
    tion Retrieval
    System

Spill Information
    Retrieval System

Storage and Retrieval
    of Aerometric Data

Storage and Retrieval
    System for Water
    Quality Data
Acronym  Annual Cost

  PEMS        150


  	         834


  SWIRS       355
         ($000)  Type of System
Technical Assistance
    Data System
  SIRS


  SAROAD


  STORET
Strategic Environmental  SEAS
    Assessment System
  TADS
Technical Environmental  TENIS
    Information System

Word Processing - ORD    BTS

Word Processing - OWHM   BTS
  250


  470


4,029



1,025


   79


  435


  170

  341
            Tracking and Reporting
            Tracking and Reporting
            Bibliographic
Trend and Monitoring


Trend and Monitoring



Modeling


Technical Data Base


Bibliographic


Word Processing

Word Processing
                          AA

                         OEGC


                         ORD


                         OAWM
Tracking and Reporting   OWHM
                                                OAWM


                                                 ORD

                                                 OWHM
       DAA
       ^^^^^^^m

       OGE
       OSWM



       OWPO


       OAQPS


       OWPS
OAWM
OWHM
                                                 ORD
OWHM   OWPO
                     CO
                     00
       OAQPS
       OWPS

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      II.  OFFICE OF PLANNING AND MANAGEMENT (0PM)
The Office of Planning and Management has Agencywide
responsibilities for the following major activities:

            Program evaluation
            Resource management/ including administering
            a program-planning-budgeting system

            Budget preparation and execution
            Personnel policies and operations
            ADP management and operations
            Facilities and space management
            Contracting and procurement services
            Grant policies and procedures
            Comprehensive audit programs
            Organization and management systems

The 1065 members (11% of the total EPA employment) of 0PM
are organized into offices of staff support and three
offices under Deputy Assistant Administrators, as follows:

            Office of Administration
            Office of Planning and Evaluation
            Office of Resources Management
                          184                        index systems inc

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0PM has used ADP primarily to automate the clerical
activities associated with administering the Agency's
work.  Exhibit A-4,  on the following page, lists the
major systems in use by OPM.  Current costs for conversion,
operation, and administration of the computer center at
Research Triangle Park (RTP) are listed also.

1.  OFFICE OF ADMINISTRATION

     (1)  Principal Geographic Locations.  Washington,  (61%)
         RTP  (23%)  Cincinnati  (16%)
     (2)  Size of staff:  725
     (3)  General Type of Staff:  Administrative
     (4)  Primary Responsibilities:

            Development and operation of programs for
            organization and management systems, controls,
            and services
            Personnel policies, procedures, and operations
            Personnel, physical, and document security and
            inspection
            Management information systems development and
            coordination of Agency ADP applications
            ADP operations on service bureaus and Agency
            computers
            Facilities and space management
            Agency safety programs
            Contracting and procurement services
            Grants policies and procedures
                            185                      index systems inc

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                                                                                           Exhibit A-4
                                                              U.S.  Environmental Protection Agency
                                                                        Major Systems in Use in OPM
    Name
Grants Information
 & Control System
Personnel/Payroll
 System

Financial Management
 System

Other Systems
RTP Conversion
RTF Administration
                    ANNUAL COST  ($000)

Acronym   Computer  Personnel   Contract Support
  GICS
  DIPS
  FMS
165
600
317
708
640
800
77*
156*
368*
766*
	
432
6
29
—
106
	
M««v
                  Type of System
                                                   Tracking and Reporting
              Tracking and Reporting
              Tracking and Reporting
                                                                                   \o
                                                                                   co
                       Totals  3,230
                    1,799
141
*Region's annual cost  of $230,000 has been distributed proportionally among the  systems
  designated above

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        General administration and support services

        Other areas of administration management,
        including records management, committee
        management, directives management, and an
        Agency library system.  (The responsibilities
        for the above functions are not limited to
        EPA Headquarters, but extend to Agency field
        establishments.)
(5)   Major Systems:

     The  Office  of Administration utilizes several '

     computer  systems  which are  designed to support  all

     the  other EPA offices.   Most of these computer

     systems are tracking  and reporting systems,  such

     as the grants system  and the personnel/payroll

     system.   These  systems record,  summarize,  and

     report operational  information  for use in  the

     day-to-day  administration of the affairs of  the

     Agency.


       Grants Information and Control System  (GICS)


       - Purpose:

          The  GICS system  tracks the processing of
          every  grant  application and unsolicited pro-
          posal  received by the  Agency.   Both Head-
          quarters grants  and state  and local assistance
          grants are monitored by the system.


       - Annual Cost:

          Computer      Personnel      Contract Support

          $165,000      $73,000            $6,000
                   187                          index .systems inc

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- Primary Users:

  Grants administration personnel in Regional
  and Headquarters offices use GIGS for opera-
  tional control.   The Headquarters offices of
  Grants Administration, Water Operations, and
  Research and Development also use the system
  for summary analysis and reporting of agency-
  wide activity.
- Description:

  GIGS is a tracking and reporting system used
  to monitor the scheduled events in the life
  cycle of a grant.  Information is entered
  into the system indicating the date on which
  the following actions occur:

     application received
     application sent for review
     grant awarded or denied
     grant budget established
     project completed
  The system tracks the flow of administrative
  paperwork associated with EPA grants to insure
  timely processing.  The system alerts manage-
  ment when a projected date has passed without
  a corresponding system input indicating that
  the scheduled event has taken place.  Standard
  reports include exception reports of grants
  which are behind schedule, and full listings
  of all grants in process.
  In addition, the administrative areas within
  Headquarters, the regions, and the NERC's
  can each generate reports to meet their own
  needs.  The Headquarters office of Grants
  Administration produces a monthly listing of
  grant programs for use by the general public.
  Quarterly, a booklet is prepared which lists
  all grants issued by the Agency.  Special
  statistical reports can be programmed also to
  retrieve grant data.
  Seventy-five percent of the operational use
  of the system by Headquarters is for the
  purpose of preparing special reports in
             188                        index systems inc

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  response to external inquiries from Congress,
  other EPA offices, and other groups.
- Operation:

  The system operates in an IBM environment,
  using the Wylbur text-editing system for
  input, and the IRS report writer system for
  output.  Input to the system is performed
  at the user's convenience through the tele-
  processing network.  Updates to the system
  are run on a regularly scheduled basis every
  Friday night at 7:30 p.m.  Corrections are
  processed by the following Wednesday at
  which time report programs may be run against
  the data base.
- Comments:

  Current problems include obtaining higher
  user acceptance and utilization of the system
  without violating the FY75 budgetary sub-
  allocation ceilings.  During FY75 the system
  was moved from NIH to OSI.  The cost of
  parallel operation required by this conver-
  sion will result in a budget overrun if
  current levels of usage are maintained.


  The Grants Administration Division indicated
  that it may be possible to reduce costs by
  answering certain requests manually in the
  future instead of preparing special programs.
  Thus, the Office of Administration feels it
  is possible, in some cases, to substitute
  manual processing of the data for ADP usage.
Personnel/Payroll System (DIPS)
- Purpose:

  The Departmental Integrated Personnel Services
  system  (DIPS) is a centralized personnel pro-
  cessing and payroll system which services the
  needs of the entire Agency.
           189                          index systems inc

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- Annual Cost:

  Computer      Personnel      Contract Support

  $600,000       $148,000           $29,000


- Primary Users:

  DIPS is used by personnel management offices
  in Headquarters, the regions, and the NERC's.


- Description:

  DIPS is a tracking and reporting system.  The
  system itself was developed at the Department
  of the Interior, and the payroll portion of
  the system is operated on the US6 computer.
  The Department of the Interior supports not
  only EPA, but Interior and several other
  government agencies as well.  EPA, therefore,
  benefits from the resulting economies of scale
  provided by the Department of Interior's
  specialized expertise in running the system.
  The system produces payroll checks for all
  people in the Agency, except for commissioned
  officers.  A wide range of personnel manage-
  ment reports also are produced by the system.
- Operation:

  The operation of the system is divided between
  OSI and the USG computers.  All personnel
  changes in the agency are input to the system
  from Agency offices at Headquarters and in the
  regions.  Magnetic Card Selectric terminals
  are used to transmit the data to personnel
  files on OSI.  This use of terminal input from
  offices outside of Washington has increased
  the timeliness of the system by eliminating
  the delays which were experienced when infor-
  mation from the regions was sent by mail.
  The input for the previous bi-weekly period
  is transferred from OSI to USG for payroll
           190                           index systems inc

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  production on a regular basis.  After the
  payroll has been run the data files at USG
  are transferred back to OSI.  The updated
  DIPS data files are then available for pro-
  duction of personnel management reports for
  the Headquarters and regional offices.  These
  personnel reports are programmed in IRS by
  the local users.  In addition, the staff at
  USG will produce, upon request, special study
  reports for users at Headquarters.
- Comments:

  The level of service provided by the payroll
  portion of the system is quite good and
  appears to be cost-effective.  The personnel
  files supply a wide variety of data capable
  of satisfying most requests for information.
  The chief complaint of the users is that
  biweekly updating of the personnel data is
  not timely enough.  Users indicated that
  two to four week old personnel data was in-
  adequate for their needs.  As a result, some
  offices have created their own parallel
  systems that are updated as changes are
  entered.
  The operation of the DIPS system has not been
  moved from USG to OSI because the body of
  special expertise and capability which has
  been developed at USG would be expensive for
  the Agency to duplicate.  As mentioned
  earlier, EPA benefits from the USG operation
  of DIPS through the economies incurred by
  spreading operation and maintenance costs
  across the several agencies using the USG
  system.
  The DIPS user task force has proven success-
  ful in providing regular feedback from users
  to the system developers.  This is a tech-
  nique that should be more widely applied
  throughout the Agency during the initial
  development and ongoing maintenance of large
  central systems.
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2.  OFFICE OF PLANNING AND EVALUATION


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  58  .

    (3)   General Type of Staff:  Administrative

    (4)   Primary Responsibilities:
            Evaluation and development of new approaches
            for Agency-wide program evaluation activities
            in coordination with the Office of Resource
            Management relating these activities to Agency
            goals for identification of program policy and
            resource needs

            Compiling selected statutory reports to Congress

            Providing procedural management/ planning, and
            evaluation of Agency standards, regulations,
            and guidelines mandated by law or otherwise
            scheduled for Federal Register publication,
            including coordination of their development,
            clearance, and promulgation

            Conducting economic evaluation of Agency pro-
            grams, policies, standards and regulations,
            including the establishment of abatement cost,
            cost/benefit analysis, impact assessments, and
            monitoring of plant closings throughout the
            Nation.

            Consulting on and providing analytical assis-
            tance in the areas described above to senior
            policy and program officials

            Coordination functions with relation to energy
            policy matters

            (The responsibility for the above functions is
            not limited to Headquarters, but extends to
            Agency field establishments.)
                         192                        index systems inc

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3.   OFFICE OF RESOURCES MANAGEMENT


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  185

    (3)   General Type of Staff:  Administrative

    (4)   Primary Responsibilities:
            Development and operation of resources manage-
            ment programs for the Agency, including
            administering a PPB system in accordance with
            OMB directives

            Budget formulation, preparation/  and execution,
            including funding allotments and  allocations

            Financial management and services, including
            developing and maintaining accounting systems,
            fiscal controls, and systems for  payroll and
            disbursements

            Program analysis

            Program reporting

            Control and monitoring of interagency agree-
            ments

            (The responsibilities for the above functions
            are not limited to EPA Headquarters, but extend
            to Agency field establishments.)
    (5)   Major Systems


            Integrated Financial Management Systems (FMS)


            - Purpose:

              The Financial Management System is a centrally
              operated system serving the financial infor-
              mation needs of all elements of the Agency.
              The purpose of the system is to allow a manager
                         193                        index systems inc

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  to monitor commitment activity against
  authorized obligations.
- Annual Cost:

  Computer      Personnel      Contract Support

  $317,000       $349,000


- Primary Users:

  FMS is used by financial managers at the
  division level or higher in all Headquarters
  offices, regions, and the NERC's


- Description:

  FMS is a tracking and reporting system which
  provides an automated capability for monitor-
  ing commitments versus obligations in the
  expenditure of funds throughout EPA.  Major
  obligations of the Agency are tracked by the
  system.  Primary system outputs are status
  and summary reports.  These reports depict
  appropriations by object class, and obliga-
  tions by program element and sub-object class.


- Operation:

  FY74 was the first year that the system ran in
  a terminal environment allowing access by
  all users in the Agency.  Prior to that year,
  input documents were transmitted to Head-
  quarters by mail.  Although the system is
  located centrally on the HSA computer, fif-
  teen independent files are maintained for the
  fifteen accounting areas of the Agency.  Input
  is transmitted directly from the Headquarters
  offices or regions over teleprocessing lines,
  the inputs are verified on a periodic basis,
  and the update program is run weekly to create
  a new master file for report production.  Each
  of the users has access to a wide range of
  reports which can be run using any of the
  fifteen accounting area data files.
             194                        index systems inc

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              The system uses the IBM IRS software
              package for generating reports.   It
              currently operates on the Health Services
              Administration computer, which is a
              government-owned facility.  A shift of the
              FMS system to the OSI computer is currently
              under review.
            - Comments:

              The Financial Management Office has expended
              considerable efforts in monitoring and
              evaluating the cost-benefits of operating
              the FMS system.  A detailed analysis of the
              accounting data maintained by the computer
              operating  system identified that a particular
              report was responsible for significant expen-
              ditures.  By evaluating and modifying the
              content of the report, costs for running the
              report were reduced by over 90% with no
              reduction  in its usefulness.
              The FMS system provides a good example of
              design trade-offs which result in the effective
              use of computer resources in the tracking of
              commitments.
              The system covers only six percent of all the
              Agency's commitments, but which represent 95%
              of the total commitment dollar value.  In
              this way, the operational cost of the system
              is reduced, while still providing effective
              support for financial management within the
              Agency.
4.  OTHER COMPUTER SYSTEMS USED IN 0PM
            - Purpose:

              Numerous smaller systems for administrative
              support of the agency are operated by 0PM.
              Most of these systems are tracking and
                        195                         index systems inc

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  reporting systems for monitoring property,
  money/ expenditures, schedules, or budget
  figures.  During FY74-FY75, the conversion
  costs of starting up the RTF computer center
  also have been allocated to this office.
- Annual Cost:
                                       Contract
                Computer   Personnel   Support

  Other 0PM     $700,000    $727,000   $106,000
  Systems

  RTF            640,000
  Conversion

  RTF            800,000     432,000
  Administration
  (RTP Administration costs consist primarily of
    ORD and OAWM computer usage which has not yet
    been allocated.).


- Primary Users:

  OPM systems are used internally by various
  staff groups in the conduct of normal opera-
  tions.
  Descriptions:

  Personal and Leased Property System

  This system supports accounting records on
  receipt and transfer of property, property
  adjustments, and transfer of excess property
  as required by the GAO.  The master file con-
  tains 43,000 records.  Six reports are pro-
  duced by the system for use by Inventory
  Control Centers, custodial offices and account-
  able area officers.  Input comes from remote
  terminals at the inventory control centers
  and is stored on WYLBUR data sets.  The
  current annual computer cost of running the
  system is $134,000.


  Contracts Information System

  CIS is a tracking system for top management
             196
                                        index systems inc

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which provides data on all contracts of
$2500 or more.  Contract status is moni-
tored through RFP, evaluation, negotiation,
contract preparation, review and award
phases.  Bi-weekly summaries of funds obli-
gated are produced by the system.  Input is
entered on-line to WYLBUR data sets.  The
current annual computer cost of running the
system is $75,000.
Library Management System

This system maintains a printout of 4,500
journals and 5,500 book holdings available
from 37 libraries within EPA.  Data are
updated from on-line terminals semi-
annually.  Reports of holdings are produced
by title, library, author, subject, cata-
logue and accession number.  The printouts
are used to cross-reference holdings through-
out the agency.  The current annual computer
cost of running the system is $30,000.
Time Sharing Service Management System

TSSMS summarizes time-sharing computer ex-
penditures of all agency offices.  All major
EPA computer vendors supply accounting data
on actual usage.  This information is
summarized monthly and notices of expendi-
tures against ceilings are prepared for all
EPA sub-allowancei holders.  The system is
used to monitor computer costs.  Input is
entered automatically from accounting tapes
or manually through on-line terminals.  IRS
is used to generate the reports.  The current
annual computer cost of running TSSMS is
$76,000.
Dun and Bradstreet Index

Dun and Bradstreet is under contract to supply
the agency with current information on all
industrial and commercial firms in the U.S.
Currently, 3,000,000 records are contained on
24 magnetic tapes.  This information can be
              197                      index systems inc

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used for mailing lists, or demographic
analysis of the industrial makeup of
geographic areas.  Available information
includes name, address, geographic location,
SIC, sales volume, number of employees, and
net worth.  The current annual computer and
contract support cost associated with this
system are $12,000 and $106,000 respectively.
Resource Management Information System

This system maintains a file containing
current resource allocations by sub-element
and organization.  It is used during the
budgeting process to present program planning
data.  It provides allowance and authorized
sub-element data to the Financial Management
System.  The current annual computer cost of
running the system is $65,000.
RTF Conversion

The $640,000 cost this year of installing a
Univac 1110 computer at RTF, and of converting
existing programs to the new machine is
charged to 0PM.
RTF Administration

The $800,000 annual cost of computer opera-
tions, maintenance of the Univac 1110
Executive System, usage accounting, user
service, name and address system and general
administration are recurring costs and are
charged to 0PM at RTP.  An undetermined per-
centage of this $800,000 cost represents OAWM
and ORO usage which has not yet been charged
out.  EPA is in the process of developing an
improved charge-out method for the Univac machine.
Headquarters Administration

All  other 0PM uses of  computers  including
support of  System 2000,  the  Systems  Directory,
vendor files, general  administration,  and
special,studies  cost approximately $316,000
per  year.
             198
                                       index systems inc

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 III.  OFFICE OF ENFORCEMENT AND GENERAL COUNSEL  (OEGC)
The Office of Enforcement and General Counsel has respon-
sibility for the conduct of enforcement activities on an
Agencywide basis.  This includes the development and
execution of programs for water, air, noise, radiation,
pesticides, and solid waste enforcement, including the
development of procedures, regulatory material, guidelines,
criteria, and policy statements designed to bring about
actions by individuals, private enterprise, and governmental
bodies to improve the environment.  The Office of Enforce-
ment and General Counsel also provides legal services to
all organizational elements of the Agency including legal
opinions and litigation support.  The 448 members (5% of
the total Agency employment) of OEGC are organized into
offices of staff support, an Office of General Counsel, and
two offices under DAA's:

            Office of General Enforcement
            Office of Water Enforcement

OEGC currently uses ADP primarily for tracking and reporting
on the compliance schedules.  Exhibit  A-5, on the following
page, lists the major systems in use by OEGC.
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                                                                                           Exhibit  A-5
                                                              U.S.  Environmental Protection Agency
                                                                       Major Systems in  Use in OEGC
     Name
 Compliance Data
  System

 Pesticides Enforce-
  ment Monitoring
  System
 General Point
  Source File

 Other Systems
                    ANNUAL COST ($000)

Acronym   Computer   Personnel   Contract Support
 CDS


 PEMS


 GPSF
50 21*
150
560 675.**
5 145
175
	
240
	
    Type of System
Tracking and  Reporting
Tracking and  Reporting
                                                  Trend and Monitoring
                                                                                  o
                                                                                  o
                                                                                  CM
                       Totals    765
                     841
                                      415
 * In OAWM
** 400 in  OWHM, 230 in Regions

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1.  OFFICE OF GENERAL ENFORCEMENT


    (1)   Principal Geographic Location:   Washington

    (2)   Size of Staff:   141

    (3)   General Type of Staff:   Legal

    (4)   Primary Responsibilities:
            Provides program policy direction to Agency
            enforcement activities in air, noise, radia-
            tion,  pesticides, and solid waste program areas

            Formulates enforcement policy and designs
            enforcement programs involving testing and sur-
            veillance of vehicles to accomplish effective
            enforcement of motor vehicle emission standards

            Develops and issues Agency policies, guidelines
            and regulations pertaining to citizen suits and
            the exercise of the Agency's authority to
            inspect facilities and to require record keeping,
            reports, emission sampling, and monitoring by
            owners and operators of facilities

            Reviews scientific analyses of pesticide samples
            and determines enforcement actions needed to
            achieve compliance

            Reviews all decisions involving the cancella-
            tion or suspension of pesticide registration,
            and determines enforcement actions needed to
            achieve compliance
    (5)   Major Relevant Legislation:

         Noise Control Act of 1972

         Clean Air Act

         Solid Waste  Disposal Act

         Federal  Insecticide, Fungicide and Rodenticide Act

         Federal  Food, Drug,  and Cosmetic  Act

         1954  Atomic  Energy Act
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(6)   Major Systems


        Compliance  Data System (CDS)


        -  Purpose:

          State  Implementation Plans  (SIPS)  regulate
          the  amount of airborne  pollutants  which may
          be discharged into  atmosphere  from stationary
          point  sources.   EPA has the  responsibility to
          monitor the state programs,  in order to insure
          that the  SIP's are  adequately  enforced.  CDS
          is used to track the completion of the  actions
          specified in State  Implementation  Plans (SIPS)
          for  major sources of five primary  air pollu-
          tants.


        -  Annual  Cost:

          Computer       Personnel     Contract Support

           $50,000        $21,000           $175,000


        -  Primary Users:

          Regional  Offices use the system to monitor
          state  and local activity.  Headquarters uses
          the  system to monitor the regions  and prepare
          special reports.


        -  Description:

          Throughout the nation there  are 250,000
          stationary sources  of significant  air pollu-
          tion, each discharging  25 or more  tons  of
          pollutants per year into the air.   The  air
          enforcement effort  has  focused on  the 20,000
          major  sources (each emitting over  100 tons
          of pollutants per year)  that account for 80%
          to 85%  of all pollutant emissions.
         The  states develop  implementation plans
         designed  to bring sources of  air pollution
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  within specified discharge limits.  After
  the plan is developed, the states then
  enter the compliance schedule dates com-
  prising these plans into CDS.  Schedules
  include dates for completion of planning,
  engineering, start of construction, and end
  of construction.  Event completion is reported
  by the states and is entered into the system
  by EPA.  Weekly reports are provided to the
  regions of scheduled events to be monitored.
  Each month the states receive listings of
  events scheduled, overdue actions, and pre-
  printed questionnaires on current air quality
  for those sources scheduled to come into
  compliance.
- Operation:

  The system is run centrally on OSI.  Input
  data from the regions may be submitted at
  any time during the week.  On a scheduled
  basis the data entered by the states is
  processed by the edit program and errors are
  returned to the states for correction.  When
  corrections have been made, the update pro-
  gram is run to update the master tape file.
  The following morning, reports are generated
  and sent to the regions over the RJE terminals
  in each region.  These reports include:

     future schedules
     overdue actions
     state questionnaires
     list of all sources
     statistical reports
- Comments:

  CDS requires substantial data input from the
  states without providing comparable benefits
  in return.  The regions use the reports to
  monitor how well the states are doing their
  job.  The meaningfulness of weekly reports is
  reduced because only 60-65% of the schedules
  are on the system.  In addition, the compliance
  dates tend to peak, reducing the utility of the
  reports as a scheduling tool.
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  CDS is currently being used only for air
  quality enforcement.  However, air and
  water quality compliance programs are quite
  similar in nature.  In both media areas the
  emphasis is on stationary sources which are
  monitored on a regular basis over a period
  of years.  The same system should be able to
  serve the compliance tracking needs of both
  programs.
  A Comprehensive Data Handling System (CDHS)
  was developed by EPA for use by the states
  in managing their air quality programs.
  CDHS includes a State Enforcement Management
  System which is coordinated with CDS.  In
  addition to supporting state needs, it
  automatically generates the data for CDS.
  This coordination of state needs with the
  central EPA activities, is desirable and
  should be adopted in all areas of activity
  throughout the Agency.
  CDS is coordinated also with the National
  Emissions Data System (NEDS).  State question-
  naires are produced using both CDS and NEDS
  data.
Pesticides Enforcement Monitoring System (PEMS)
- Purpose:

  PEMS is a tracking and reporting system which
  monitors the results of actions taken by the
  pesticides enforcement staff.  Summary statis-
  tics of violations detected are used to
  develop enforcement sampling strategy.
  Annual Cost:

  Computer      Personnel      Contract Support

  $150,000
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            - Primary Users:

              The primary users of PEMS are the pesticides
              enforcement staff in EPA regional offices
              and at Headquarters.
            - Description:

              Each region can produce a report indicating
              what enforcement actions have been initiated
              in the region, and why the action was taken.
              The system receives data about manufacturers
              from the pesticides system, PARCS.  PEMS
              records a history, by manufacturer, of all
              enforcement actions taken.  Actions may be
              started because the manufacturer failed to
              register, or because a sampling indicates
              that the product is in violation of its
              registration conditions.  Currently 6,000
              actions have been recorded in PEMS.  Of all
              actions initiated, 2,000 have detected vio-
              lations by the manufacturer.
            - Operations:

              PEMS is a centrally operated system running
              on OSI.  Data is entered by the regions and
              reports are prepared for regions at their
              request.  Weekly reports list actions, while
              nightly turnaround is available to answer
              special requests for information.
2.  OFFICE OF WATER ENFORCEMENT


    (1)  Principal Geographic Location:  Washington,
         Cincinnati, Denver

    (2)  Size of Staff:  134

    (3)  General Type of Staff:  Legal

    (4)  Primary Responsibilities:
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        Provides  program policy  direction  to the  water
        and water supply enforcement activities of  the
        Agency, including direct supervision of techni-
        cal program direction of regional  water enforce-
        ment activities

        Develops  Agencywide objectives and programs
        for water enforcement activities,  including  the
        development of procedures,  regulatory material,
        guidelines,  criteria, and policy statements
        designed  to bring about  actions  by individuals,
        private enterprise, and  governmental bodies  to
        improve the quality of water

        Reviews and approves  state  permit  programs  and
        provides  assistance or adjudicatory  hearings and
        legal aspects of case preparation

        Maintains Agency overview regarding  status of
        compliance of permit  requirements  enforceable by
        EPA and the states

        Coordinates preparation,  quality control, and
        evaluation of permit  data in support of the
        National  Pollutant Discharge Elimination  System
        (NPDES)

        Evaluates performance of water enforcement
        program of the regions and  of the  states
(5)   Major Relevant  Legislation:


     Federal  Water Pollution  Control Act

     Marine Protection,  Research,  and  Sanctuaries  Act

     Fish and Wildlife Act

     Public Health Service Act


(6)   Major System


        General Point Source  File  (GPSF)
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- Purpose:

  The purpose of the General Point Source File
  (6PSF) is to track the issuance of NPDES
  permits to effluent dischargers into the
  nation's waterways and to identify dischargers
  who fail to comply with the conditions of
  their permits.
- Annual Cost:

  Computer      Personnel      Contract Support

  $560,000       $605,000          $240,000


- Primary Users:

  The primary users of'GPSF are regional
  enforcement personnel and regional and state
  water quality analysts.  Enforcement and water
  analysts at Headquarters also use system
  summary reports.


- Description:

  GPSF is a partially operational general data
  base management system which has been designed
  by EPA to support the national water program.
  GPSF is designed to support three primary
  functions, as follows:

     MICS - This function assists permit branch
     personnel in the tracking of permit appli-
     cation processing.  Each step of the
     application process is recorded.  Summary
     reports then can be produced identifying
     processing bottlenecks.

     Compliance Schedules - This function tracks
     the compliance of permittees with the
     schedule of construction actions required
     as part of their permit conditions.

     Discharge Monitoring Reports - This function
     captures and analyses the chemical composi-
     tion of effluents discharged into the
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                 waterways.   If the chemical composition
                 exceeds the limits specified in the
                 corresponding permit, an exception report
                 is generated.
            - Operating:

              GPSF is designed to operate on the OSI com-
              puter.   Data is entered and edited on WYLBUR
              data sets.   Once transactions have been edited.
              .successfully, they are entered into the GPSF
              update  file.  The update program is run one
              to two  times per week.  Data which is updated
              successfully is stored in system files for
              subsequent retrievals.  A generalized report
              writer  is being designed to provide users with
              the ability to format their own reports.
              Special reports have been developed also to
              service regular ongoing reporting requirements.
            - Comments:

              A system audit was conducted in 1974 to judge
              the operability of the GPSF system.  At that
              time, the update and several reporting sub-
              systems were found to be unreliable.  As a
              consequence, GPSF development funds were
              frozen pending the development of a back-up
              enforcement system and a redetermination of
              the cost/benefit of the services to be provided
              by a fully-operational system.  Particular
              concern has been exhibited subsequently over
              the projected tenfold increase in operating
              costs that full utilization of system facil-
              ities would entail.
3.  OTHER COMPUTER SYSTEMS USED BY OEGC


    Other computer usage by OEGC is primarily .for Mobile

    Source Air enforcement.  Work in this area includes

    fuels, recalls, and imported vehicle monitoring.  The
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current annual computer and personnel costs associated
with these activities are $5,000 and $145,000,  respec-
tively.
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   IV.  OFFICE OF WATER AND HAZARDOUS MATERIALS  (OWHM)
The Office for Water and Hazardous Materials develops abate-



ment strategies in the areas of water pollution, oil spills,



and pesticides.  OWHM has responsibility for program policy



development and evaluation, environmental and pollution sources



standards development, guidance and technical support of



regional program activities, and selected demonstration pro-



grams.  The 1080 members (approximately 12% of the Agency's



total employment) are structured into office of staff support



and three offices under DAA's:





            Office of Water Planning and Standards



            Office of Water Program Operations



            Office of Pesticide Programs





The major use of ADP by OWHM is the maintenance of large



water quality and pesticides data bases.  Exhibit  A-6 on



the following page lists the major systems in use by OWHM..







1.  OFFICE OF WATER PLANNING AND STANDARDS





    (1)  Principal Geographic Location:  Washington



    (2)  Size of Staff:  208



    (3)  General Type of Staff:  Scientific



    (4)  Primary Responsibilities:
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        Development of an overall  program strategy  for
        the achievement of water pollution abatement

        Coordination of all mational  water-related
        activities  within the  water program strategy,
        and monitoring national  progress  toward the
        achievement of water quality  goals

        Development of effluent  guidelines and water
        quality standards

        Development of effective state  and regional
        water quality planning and control agencies

        Development and maintenance of  a  centralized
        water program data system  including compatible
        water quality/  discharges, and  program data
        files

        Development of national  accomplishment plans
        and resource and schedule  plans for programs

        Development of effluent  limitation guidelines
        and procedures for the evaluation of applicable
        abatement and control  technologies needed in
        setting enforceable requirements  for industry
        compliance

        Working closely with other Headquarters offices,
        regional offices, states,  and other Federal
        agencies to assure that  all useful water-
        related data become available to  system users
        and that there is a minimum of  overlap, dupli-
        cation, and incompatibility among water-related
        data systems
(5)   Major Relevant Legislation:


     Federal Water Pollution Control Act

     Marine Protection,  Research,  and Sanctuaries Act

     Fish and Wildlife Act

     Public Health Service Act
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(6)   Major Systems:


       Word  Processing


       -  Purpose:
         Word  Processing  is  used  to reduce  the  typing
         load  of  secretaries in the agency.   Letters,
         reports,  and  regulations can  be  prepared more
         rapidly  with  fewer  personnel  by  using  such
         facilities.
        - Annual  Cost:

         Computer       Personnel       Contract  Support

         $280,000        $61,000


        - Primary Users:

         The  Effluent Guidelines  Division  of  OWHM is
         the  chief  user of word processing.


        - Description:

         Regulations, reports  and letters  are entered
         into the system by  typing them on a  type-
         writer  connected to the  system.   Once  the
         text has been  entered it can  be modified and
         changed with a variety of editing commands.
         Coded commands to the system  allow words,
         sentences  and  paragraphs to be changed,
         replaced and moved  about by the operator.
         The  significant difference from manual retyping
         is that with a word processing machine,  only
         those parts of the  document which are  changed
         have to be retyped  or edited  by the  operator.
         The  machine automatically reformats  the  entire
         document as needed.   The use  of such systems
         is most valuable for  producing documents which
         undergo repeated, minor  changes over time.
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- Operation:

  Bowne Time Sharing (a specialized service
  bureau) is used for all word processing
  currently performed for the Agency on large
  scale computers.  It has supported the pro-
  duction of over 1,000 regulations over the
  past 2-1/2 years.
- Comments:

  The availability of a resource to allow a
  rapid turn-around of documents is a very
  valuable one for program managers within the
  agency.  In the past, however, the cost
  associated with this facility has not been
  borne directly by the program manager, as is
  the case with secretarial labor.  This fact
  has contributed to a more rapid growth in
  the use of Bowne Time-sharing services in
  the past few years than would be expected
  under a cost charge-back scheme.
  In addition to Bowne Time-sharing, many stand
  alone word processing systems of varying
  levels of technical sophistication are avail-
  able for use by program managers.  Throughout
  the Agency, several copies of a system manu-
  factured by Lexitron Inc., costing approxi-
  mately $17,000 per system (purchase price),
  are currently being used instead of Bowne
  Time-sharing services to produce lengthy
  documents in an efficient fashion.
  While alternative methods of word processing
  are not totally equivalent in capabilities,
  the cost trade-offs of secretaries versus
  stand alone type systems (Lexitron) versus
  centralized timesharing (Bowne) should be
  considered explicitly by program managers.
  For example, a yearly expenditure of $284,000
  for Bowne Time-sharing services in one year
  is equivalent to an outright purchase of 16
  Lexitron systems.
              214
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  Hardware failures on a centralized computer
  affect all users of the facility, whereas,
  the failure of a stand alone system affects
  only part of the user community.  This factor
  should be considered in evaluating alterna-
  tive ways of supporting the word processing
  needs of the Agency.
Storage and Retrieval System for Water Quality
Data (STORETT
- Purpose:

  The stated mission of the STORET system is to
  provide a national data bank of information on
  water quality in the United States for analy-
  zing the cause and effect relationships in
  the field of water pollution.  Existing
  legislation requires that a "data bank" be
  established, although the regulations do not
  specify the form this data bank is to take.
- Annual Cost:

  Computer      Personnel      Contract Support

  $2,839,000     $835,000          $285,000


- Primary Users:

  Water quality analysts, technical planners,
  and researchers use the system.  The dis-
  tribution of computer  charges  is:

       60% - EPA Headquarters Offices
       20% - EPA Regions
       20% - States, Federal Agencies &
             Non-Government
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- Description:

  The STORET system collects and maintains
  an on-line history of water quality data.
  The on-line data base grows continuously
  with time.
  STORET provides the user with a wide variety
  of tools to retrieve, summarize, analyze and .
  display the data in the data base.  Several
  sub-systems access STORET for different pur-
  poses.  These include:

     Water Quality File - used to analyze
     trends and current condition of the
     nation's waterways.

     Automap - a computer file of map coor-
     dinates of rivers and hydrological stations.

     City Master - a directory of information
     on cities.

  .   Fish Kill File - a file of fish kill
     events (used primarily by Oregon).

     Construction Grant Need - a grant track-
     ing system like GICS.

     Municipal Waste Needs Facilities Inventory •
     a file of water treatment needs and facil-
     ities.

  The data in STORET is used by EPA to produce
  an annual report on the quality of water in
  the major rivers of the United States.
  Production of both a national report and a
  regional report on a regular basis is
  currently mandated by. legislation.
  Water quality information on several hundred
  data parameters is stored by the station
  where the water sample was taken.  The system
  currently has data from over 160,000 stations,
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  though only 18,000 stations have enough
  data for the trend analysis required by
  law.
- Operation:

  STORET operates on the CSI computer and
  utilizes 3.1 billion bytes of on-line disk
  storage.  Data on water quality is solicited
  from many sources including states, USGS
  and other Federal agencies.  Data is collected
  by the contributor and entered into the
  computer via teleprocessing lines.  The data
  is verified and edited by the contributor at
  his discretion.  When the data has been
  deemed valid, it is added to the data base
  during an update run.
  To retrieve information from the STORET data
  base, the user may invoke a wide range of
  general purpose procedures for plotting,
  indexing and computation.  Reports, charts
  and plots of STORET data can be produced
  automatically.
- Comments:

  It is difficult to build one data base of
  water quality data that will meet all needs.
  While current data may be adequate for yearly
  reports, it is not necessarily appropriate
  for use in mathematical models.
  Most modelling applications require stand-
  ardized measurement techniques, a number of
  parameters to permit cross comparisons, and
  an intensive number of observations taken in
  a short time period.  Because of these
  characteristics, the data routinely accumulated
  for STORET is frequently inadequate.
  The operation of the STORET system is quite
  loosely controlled.  Although several hundred
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              different parameters of information have
              been specified as relevant to water quality,
              contributors of water quality information
              are free to provide as many or as few para-
              meters as they desire.  The frequency of
              observations, the methods used to collect
              data, and the accuracy of the numbers entered
              into the system are not currently monitored
              in the operation of the system.
              Although these difficiencies reduce the utility
              of the data currently in the system, steps
              are being taken currently to improve the
              quality of new data entering the system.  New
              proposed regulations on water quality should
              improve the accuracy of data in the system in
              the future.  In addition, Region V has been
              working with the Office of Research and
              Development to improve the input editing
              system.
              The structure of the current system is mono-
              lithic.  All of the data for the entire data
              base must be resident on-line at all times
              for the system to function.  The extensive
              reporting and editing routines used to man-
              ipulate data in the system are only capable
              of operating on the entire data base.  Data
              cannot be extracted onto a smaller file for
              further manipulation by the report processing
              routines.
2.  OFFICE OF WATER PROGRAM OPERATIONS


    . (1)  Principal Geographic Location:  Washington

    (2)  Size of Staff:  178

    (3)  General Type of Staff:  Scientific

    (4)  Primary Responsibilities:
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        Developing national programs,  technical
        policies,  regulations and guidelines for
        water pollution control and water supply

        Providing  technical direction  and support to
        regional offices

        Evaluating regional programs with regard to
        municipal  point source abatement and control,
        oil and hazardous materials spill prevention
        and response,  water supply protection and
        improvement,  and manpower development for
        water-related activities

        Developing national accomplishment plans and
        resource and  schedule guidelines for program
        plans
(5)   Major Relevant  Legislation:


     Federal  Water Pollution Control Act

     Marine Protection,  Research,  and Sanctuaries  Act

     Pish and Wildlife Act

     Public Health Service Act


(6)   Major Systems:


        Technical  Assistance Data  System (TADS)


        - Purpose:

          The purpose of TADS is to  reduce  the effects
          of  oil and hazardous materials spills by
          providing  on-line access to information  on
          material characteristics and containment
          procedures.  Field emergency teams  can access
          information directly through terminals or by
          telephoning someone with a terminal.
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- Annual Cost:

  Computer      Personnel      Contract Support

   $41,000       $38,000


- Primary Users:

  The Planning and Standards Division of OWHM
  appears to be the primary user of the system.


- Description:

  Currently the characteristics of 875 materials
  which represent water pollution hazards are
  catalogued on the ENVIRON time-sharing system.
  (Due to new legislation, plans are to expand
  to 1300 materials in the future).  The system
  contains 125 possible fields of technical
  data on each substance.
  To retrieve information from the files, the
  user specifies a search list of terms.  For
  example, an unknown substance that is green,
  floats, and smells like rotten eggs can be
  identified by searching for those attributes.
- Operation:

  In order to satisfy the needs for instant
  information in the event of spill events,
  the on-line system is available from the
  hours of 8:00 AM until 10:00 PM.  After these
  hours, the system may be accessed within one
  to three hours
  The system is a full text search system
  requiring the special capabilities provided
  by Informatics, Inc.  Operation is the same
  as for all ENVIRON systems.
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-. Comments:

  In 95% of all spill events the identity
  of the substance is known immediately.
  In most other cases, EPA personnel report-
  ing to the scene of the incident can identify
  the substance.  Once the name of the sub-
  stance is known, there is no need for an on-
  line ENVIRON-based system such as TADS.  A
  printed book would be far more accessable
  and less expensive to operate and maintain.
  Even enthusiastic initial users of TADS in
  the regions found its usefulness to be very
  low.
  As a tool for doing research related to new
  regulations, the capabilities of the ENVIRON
  system are nice to have but not cost justi-
  fiable.  At the current time, the data in
  the files is incomplete.  A computer search
  of such an incomplete file is very misleading •
  it returns answers which appear to be com-
  plete without any indication of items which
  have been omitted because data was unavailable,
Spill Information Retrieval System (SIRS)
- Purpose:

  SIRS provides an on-line history of all
  reported spill events.  This information is
  used primarily for analysis and reference
  in developing preventative programs and
  regulations for spill incidents.
  Annual Cost:

  Computer      Personnel      Contract Support

  $100,000       $50,000           $100,000
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- Primary Users:

  Regional personnel use the system in their
  enforcement activities, and Headquarters
  offices produce summary analyses and reports.
  Universities and private companies also have
  access to the system.
- Description:

  When a "spill event" occurs, the offending
  party must submit a plan for prevention of
  repetition of a spill event (in accordance
  with regulations which take effect in January
  1975).  If another spill occurs, the SIRS
  file is checked, the prevention plan is
  reviewed, and the offender is dealt with
  according to the adequacy of his plan and his
  implementation of the plan.  SIRS contains.
  spill event data (where, when, what, who,
  and why)  on over 7000 spill events.  A spill
  event is the single occurrence of polluting
  materials being discharged into a body of
  water (e.g., a barge wreckage which releases
  oil is a single spill event).
- Operation:

  SIRS is currently operational on the ENVIRON
  time-sharing system.  At present there are
  approximately 7000 spill event records.
  When a spill event occurs, the region submits
  a spill report to Headquarters.  This report
  is then keypunched for entry onto the system.
  No formal reports are produced.  Information
  is retrieved by using the search capabilities
  of the ENVIRON system.
  The system is soon to be replaced by the
  Spills Prevention Control and Countermeasure
  System (SPCC) which will run on the OSI
  computer.  SPCC will be used to enforce regu-
  lations regarding the spillage of materials.
  SPCC initially will include 3300 records of
  information on spill events.  The data base
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              will grow at a rate of 4000 records per
              year.  There will be a relatively constant
              cost of $100,000 per year to add these new
              records.
3.   OFFICE OF PESTICIDE PROGRAMS


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  610

    (3)   General Type of Staff:   Scientific

    (4)   Primary Responsibilities:
            Developing sufficient data and appropriate
            methodologies for assessing the hazards of
            pesticides

            Developing programs to insure that products
            are acceptably safe and effective when used
            as intended

            Developing programs for assuring that products
            are properly used

            Conducting scientific research and policy
            studies to support current and new programs
            of control
    (5)   Major Relevant Legislation:


         Federal Insecticide;  Fungicide, and Rodenticide
         Act

         Federal Food,  Drug,  and Cosmetic Act

         Public Health Service Act

         Federal Water Pollution Control Act
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(6)  Major System:
        Pesticides  Analysis  Retrieval  and Control
        System (PARCS)
        -  Purpose:

          The  Pesticides  Office  is  responsible  for
          registration  of all  pesticides  used in the
          nation.   PARCS  provides a centralized source
          of information  on  all  pesticides  registered
          in the U.S.   Data  in the  system are used  for
          registration  analysis, research,  and  reporting.
        - Annual  Cost:

         Computer       Personnel       Contract Support

         $500,000        $317,000            $75,000


        - Primary Users:

         The  system is  used  chiefly  to support the
         pesticides registration  program.   Research
         on chemicals used in  pesticides  is also  a
         major source for retrieval  requests.


        - Description:

         Currently  information on 36,000  pesticides
         handled in interstate commerce are contained
         in the  PARCS System.   Data  in this system  is
         highly  encoded, for ease and  manipulation,
         and  all new data requests are controlled by
         one  central office.
         The  PARCS  system is  used  to  retrieve  informa-
         tion about pesticides  on  a variety of categories.
         For  example,  the system can  answer questions
         such as  "list all disinfectants  and fungicides
         containing malathion".  The  system maintains
         information on the name and  address of producer,
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  ingredients (both active and inert), and the
  usage category of all pesticides.  Retrieval
  software allows the data to be extracted,
  analyzed and formatted.
  Accident investigation information is also
  maintained as a separate part of the system.
- Operation:

  PARCS runs on the OSI computer.  The data
  files are stored on-line, but access to them
  is limited to retrieval requests submitted to
  the pesticides office.  Retrievals are cur-
  rently being run about 500 times per year,
  which is up sharply from previous years.  The
  work load to maintain the data has increased
  30-40% this year due to new legislation
  requiring that intra-state as well as inter-
  state pesticides be registered.
  Input for changes to the data is done using
  WYLBUR data sets.  This input accounts for
  40% of the annual costs.  Retrievals are run
  in batch mode.
  Accident information is maintained in a
  separate file.  Data entered by the regions
  is edited and stored on disk.  Requests for
  information on accidents average one per week.
  Standard summary reports are produced monthly.
- Comments:

  One attribute of this system which is unusual
  within the agency is the need for .security
  of the data contained in the system.  Security
  is required because of the highly confidential
  industrial information regarding the formula-
  tion of specific products which is stored in
  the system.
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4.   OTHER COMPUTER SYSTEMS USED BY (OWHM)

    Numerous other smaller computer applications are
    utilized by OWHM.  These include:

            Construction grants monitoring
            Data on interstate carriers
            Use of Automap
            National water supply inventory
            Waste treatment studies & guidelines
            Program management

    The current annual computer and personnel costs associ-
    ated with these applications are $65,000 and $280,000,
    respectively.
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      V.  OFFICE OF AIR AND WASTE MANAGEMENT  (OAWM)
The Office of Air and Waste Management develops abatement
strategies for stationary and mobile source air pollution,
and coordinates research and abatement activities in the
areas of noise pollution, solid waste treatment, and radi-
ation.  OAWM has responsibility for the following major
activities:
            Develop national standards for air quality
            and  emission standards for new stationary
            sources and for hazardous pollutants
            Assess the national air pollution control
            program and its success in achieving air
            quality goals
            Provide assistance to the states, regional
            offices, and industry through manpower train-
            ing and technical information
            Maintain a national air programs data system
            Develop abatement strategies to control noise
            pollution
            Disseminate information and perform research
            in the management of solid waste disposal
            Investigate the environmental and health
            effects of radioactive substances and processes
The 992  members  (11% of the total EPA employment) of this
office are organized into offices of staff support and the
following five DAA-level offices:
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            Office of Air Quality Planning and Standards

            Office of Mobile Source Air Pollution Control

            Office of Noise Abatement

            Office of Radiation Programs

            Office of Solid Waste Management


OAWM uses ADP primarily to maintain the national air quality

data systems, to construct models, and to perform statistical

analyses.  Exhibit A-7  lists the major systems in use by

OAWM.


1.  OFFICE OF AIR QUALITY PLANNING AND STANDARDS


     (1)  Principal Geographic Location:  RTF

     (2)  Size of Staff:  299

     (3)  General Type of Staff:  Scientific

     (4)  Primary Responsibilities:


            Develops national standards for air quality,
            emission standards for new stationary sources,
            and emission standards for hazardous pollutants

            Develops national programs, technical policies
            and regulations for air pollution control and
            assesses their success in achieving air quality
            goals

            Provides assistance to the states, industry
            and other organizations through manpower train-
            ing activities and technical information

            Evaluates regional programs with regard to state
            implementation plans, technical assistance, and
            resource requirements for air-related programs
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                                                                                          Exhibit A-7
                                                             U.S.  Environmental  Protection Agency
                                                                      Major Systems in  Use in OAWM
    Name
                    ANNUAL COST ($000)

Acronym   Computer   Personnel   Contract Support
               Type of System
National Emissions
 Data System

Storage and Retrieval
 of Aerometric  Data

Technical Environ-
 mental Information
 System
Noise
Solid Waste  Informa-
 tion Retrieval
 System
Other
NEDS
SAROAD
TENIS
	


SWIRS
300 400
240 200
100 35*
120


105
86
30
300
300


250
Technical Data System
Trend and Monitoring
Bibl iographic
Bibliographic


Bibliographic



a\
CN
(N

                                           429
                      Totals    865
                    1,064
966
  In OPM

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        Develops and maintains a national air program
        data system, including air quality,  emissions,
        and other technical data

        Provides effective  technology transfer through
        the translation  of  technological developments
        into improved control  program procedures
(5)   Major Relevant Legislation:


     Clean Air Act


(6)   Major Systems:


        National  Emissions  Data System (NEDS)


        -  Purpose:

          NEDS is a national  data bank of  information
          on  emissions  from major sources  of air  pollu-
          tion.   The data is  used for  reporting and for
          analysis  of air quality.   The National
          Inventory report, produced by NEDS,  shows
          emissions data by source  classification code
          for all geographic  sections  of the country.


        -  Annual  Cost:

          Computer      Personnel       Contract Support

          $300,000       $400,000            $86,000


        -  Primary Users:

          Regions use the system for planning and
          control.   OAQPS uses NEDS to prepare the
          National  Inventory  report.   Emissions
          questionnaires for  point  sources identified
          by  the  Compliance Data System are prepared
          by  NEDS.   The system also supplies bulk data
          for analysis  by other 'EPA offices or researchers
          outside the Agency.
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- Description:

  The master file is organized by state and
  county.  Emissions data is recorded for both
  point and area air pollution sources.  The
  National Inventory report differentiates
  area and point source totals, giving sub-
  totals for each/ based on source classifi-
  cation code categories.  The point source
  reports identify the source of emissions and
  list the current data on emission volumes.
  The NEDS reports are used in the regions in
  the planning of air pollution control
  activities.  The major sources of air pollu-
  tion can be identified using NEDS.  Enforce-
  ment actions are prioritized to address the
  major sources first.
  The system is updated every 6 months with
  current emission data.  NEDS information
  can be compared with compliance schedules
  to identify sources which require enforce-
  ment follow-up action.
- Operation:

  The system operates on the Univac computer
  at RTF.  The states are required by statute
  to submit data to NEDS every six months.
  Data are screened for validity and signifi-
  cance by the statistical services staff of
  the NERC at RTF.  Edited data is then added
  to the data base.
  The number of sites monitored currently by
  NEDS has stabilized at 100,000 point sources,
  For each source, only the current period
  data values are available from the system.
  Snapshot dumps of the NEDS data are taken
  quarterly, however, to retain past values
  and to permit trend analyses to be made.
  Regions request special reports from NEDS
  and SAROAD at a rate of about 12 per month.
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  In addition, approximately 20 requests per
  year are made for bulk data from NEDS for
  use in special analysis projects.
- Comments:

  The structure of NEDS provides a system
  which meets the Agency's needs at a stable
  cost.  Because only current data is retained,
  operational costs are a function of usage
  and number of sources, but are independent of
  time.
  The enforcement of rigid controls on data
  entering the system plus definition of the
  techniques allowed in collecting the data,
  offer the potential for better quality data
  than is available in the water program.  The
  disadvantage of this design is that the time
  lag on data updates is longer than in water.
  It is questionable, however, whether poor
  data available quickly is better than more
  accurate data available less rapidly.
  The level of cost of NEDS and all data banks
  is sensitive to outside forces.  The number
  of requests which are made of the system by
  Congress and others (and hence the cost of
  running the system) is not totally controllable
  by the Agency.
  New interests in environmental quality will
  lead to expansion of NEDS or the creation of
  new but functionally similar systems.  Lead
  and sulfates are pollutants which are of
  concern recently, may be added to the data
  base in the future.
  The National Air Data Bank staff,  which runs
  both NEDS and SAROAD, notes that there are
  significant opportunities for improving the
  efficiency of the systems following the IBM
  to UNIVAC conversion.  The systems have not
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  been modified to match the particular
  capabilities of the UNIVAC 1110 environment.
  Savings in this area may well be used in
  providing additional output capabilities
  (such as plotting) as well as servicing the
  increased load of user requests.
Storage and Retrieval of Aerometric Data (SAROAD)
- Purpose:

  Air quality in the nation is evaluated by
  analysis of ambient air data taken from many
  sites around the nation.  This data is stored
  in SAROAD.  Current air quality, annual trend
  reports, and special studies are supported by
  SAROAD.
- Annual Cost:

  Computer      Personnel      Contract Support

  $240,000       $200,000       .    $30,000


- Primary Users:

  Air Quality analysts at Headquarters use the
  system for annual reports and answering special
  requests.  Regions use the system for special
  studies for answering contractor and congres-
  sional inquiries, and for litigation.


- Description:

  SAROAD is a software system, which uses the
  National Aerometric Data Bank. (NADB) at RTP.
  The SAROAD programs are general purpose in
  nature and can be used to generate standard
  or special reports from the NADB data.  A
  report on air quality in each of 247 air
  quality control regions is produced quarterly
  by EPA as required by regulations.
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  Daily, hourly, and annual pollutant level
  averages are computed from raw data and
  made available through SAROAD.  The summary
  averages are available from an on-line file
  (approximately 40 million bytes in size)
  while the raw data is stored on 12 off-line
  tapes if needed for more detailed analysis.
  Though the system grows with time, disk usage
  is moderate because only yearly and quarterly
  summary averages are kept on-line.  States are
  required by law to submit air quality data to
  EPA every three months.  The frequency of data
  observations may be hourly or daily according
  to the site.
- Operation:

  Data input from the states is received quarterly
  on paper forms, cards or magnetic tape.  These
  data are screened manually and by computer to
  attempt to remove erroneous or suspicious
  values.  In addition, the sampling and analysis
  methods used to generate the data must conform
  to EPA requirements before the data may be
  accepted into the data base.
  The data are summarized by computing various
  averages.  The data must contain enough samples
  to make the measurements significant, or they
  will be rejected.  The summary averages are
  added to the disk data base, while the raw data
  are held off-line.
  When the system was located on the 360/50,
  SAROAD was available through the communica-
  tions network.  Currently, the Univac 1110
  provides only limited accessibility through
  phone circuits.
  Report requests for SAROAD and NEDS averaged
  12 per region per month on the IBM machine.
  Requests for bulk data from SAROAD average 50
  per year.
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- Comments:

  The Air office conducted a survey of nine
  states concerning their needs and desires
  for on-line access to SAROAD.  The conclu-
  sion of this study was that no great need
  was felt by the states.  Instead, states
  preferred to run their own systems.  They were
  not disturbed by the prospect of having to
  pay for use of SAROAD, but felt it would have
  to be weighed against the cost of using their
  own systems.
  SAROAD is functionally similar but structur-
  ally different from STORET.  Both have a
  similar volume of data.  However, operating
  costs for SARCAD are only a fraction of
  STORET's costs.  The quality of information
  in both systems is only as good as the data
  received from the states.  Though SAROAD
  spends more effort to assure data accuracy,
  there is no way to guarantee this accuracy.
  Timely updating of SAROAD data and access
  to the system were both criticized by some
  regional users.  The update schedule has a
  built-in delay of at least 75 days for data
  verification.  The states want answers to
  questions like "how many times have we exceeded
  the standards this year."  At least one region
  maintains an independent copy of the data
  submitted by the states.  This region gener-
  ates its own reports independent of SAROAD.
Technical Environmental Information System (TENIS)
- Purpose:

  This bibliographic system provides rapid
  reference to the growing body of air quality
  technical data.  Computer searching for rele-
  vant books and articles assists air pollution
  agencies and other public or private organiza-
  tions.
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- Annual Cost:

  Computer      Personnel      Contract Support

  $100,000       $35,000           $300,000


- Primary Users:

  The system is available through the telecom-
  munications system to all interested users.
  It is also used to prepare the monthly Air
  Pollution Abstracts for printing by GPO, which
  are then mailed to over 2,000 recipients.


- Description:

  2,400 retrospective literature searches and
  600 SDI searches per year are performed on a
  file of 65,000 technical documents.  Approx-
  imately 800 articles per month are added to
  the system from over 7,000 domestic and for-
  eign journals.
  A fixed size on-line file of 55,000 citations
  allows the user to develop a search criteria
  list in an interactive environment.  When the
  retrieved set of documents is a manageable
  size, the user may print the citations (5-9
  lines per document) on-line.  Full text of
  the abstracts is retained on magnetic tape for
  printing by the computer.  Alternatively, the
  user may refer to his own microfiche copies
  of the abstracts.
  Most search requests go through APTIC personnel.
  They help the user to develop a search strategy
  and speed the information retrieval process.
- Operation:

  Abstracting is done by Franklin Institute at
  a cost of about $30 per article.  Input to
  the system is prepared on MTST tapes and
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              transferred to computer magnetic tape.  The
              input is edited, corrected and then added to
              the TENIS permanent tape storage.  Printed
              and microfilmed copies also are provided by
              Franklin Institute.  The system runs on the
              RTF computer.  On-line searching of the cita-
              tions file is available to all users.  The
              system consists of 10 COBOL programs and was
              developed at RTF.
            - Comments:

              The system is designed such that on-line
              storage is fixed in size, and on-line data is
              limited in length.  A search strategy can be
              developed on-line, but the bulk data is held
              on off-line tapes.  The result is a system
              which is responsive at a reasonable cost.
2.  OFFICE OF MOBILE SOURCE AIR POLLUTION CONTROL


    (1)   Principal Geographic Location:  Ann Arbor

    (2)   Size of Staff:  261

    (3)   General Type of Staff:  Scientific

    (4)   Primary Responsibilities:
            Conducting a research and development program
            on low-emission vehicle power systems

            Characterizing emissions from mobile sources
            and developing programs for their control,
            including assessment of the states of control
            technology

            Developing and recommending emission standards
            and related test procedures for mobile sources

            Carrying out a regulatory compliance program
            to insure adherence of mobile sources to
            standards
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            Carrying out surveillance activities with
            regard to mobile source emissions
    (5)   Major Relevant Legislation:


         Clean Air Act



3.   OFFICE OF NOISE ABATEMENT


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  54

    (3)   General Type of Staff:  Scientific

    (4)   Primary Responsibilities:
            Coordinating the noise control and noise
            research programs of all Federal agencies
            as mandated by Congress

            Expanding and improving the scientific and
            technological base in critical areas related
            to EPA's responsibilities under the Noise
            Control Act  of 1972

            Disseminating information on the effects of
            noise,  acceptable noise levels, and techniques
            for noise measurement and control

            'Establishing noise emission standards and
            labeling regulations for products distributed
            in commerce as well as noise standards for
            interstate motor and rail carriers

            Providing technical assistance to state and
            local governments to facilitate development.
            and implementation of their noise control
            programs
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(5)   Major Relevant Legislation:


     Noise Pollution and Abatement Act of 197C

     Noise Control Act of 1972


(6)   Major System:


        Noise  File


        -  Purpose

          The  Noise information service provides
          technical literature abstracts to government
          agencies,  private  firms,  and the general
          public.   It is used by  EPA in the development
          of standards and regulations and is  available
          to the states and  regions as well.


        -  Annual Cost:

          Computer      Personnel      Contract Support

          $120,000          -               $300,000


        -  Primary  Users:

          Current  users of the system are primarily the
          members  of the Office of  Noise Abatement and
          Control  at Headquarters.   They use the liter-
          ature in the Noise file to provide basic infor-
          mation used in drafting regulations.


        -  Description:

          The  system is a bibliographic system of con-
          siderable  sophistication.   The Noise file
          operates in an on-line  environment on the
          ENVIRON  time-sharing system.   It uses free
          text search of article  citations to  identify
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  relevant literature for retrieval for the
  user.
  Use of the Noise file allows the inquirer
  to identify documents which are relevant to
  a particular subject.  For example, a request
  may be made to identify all articles known
  to the system which contain the words "airport",
  "noise", and "Washington D.C."
- Operation:

  Informatics, a commercial vendor under con-
  tract with the Agency, provides abstracts of
  250-300 articles per month from over 7,000
  periodicals.  For each article selected by
  Informatics, a citation and abstract are
  prepared.  The citation is entered into the
  ENVIRON system, which is also run by Informatics.
  The user prepares a list of terms relevant
  to his subject of interest.  In an on-line
  session, all citations are searched by the
  machine to locate articles matching the
  search list criteria.  The on-line session
  allows the user to narrow the list of articles
  retrieved to a manageable number.  The abstracts
  themselves are then printed off-line and
  mailed to the user.
- Comments:

  While the system is easy to use, the Boolean
  search capabilities are difficult to master.
  Therefore most users need to be specially
  trained to use the system.
  Even though the search and identification
  process, which allows the user to select
  bibliographical abstracts is an on-line process,
  the actual retrieval of the abstract for use
  by the inquirer requires a two-day turnaround
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              for the abstract to be printed and delivered.
              This characteristic of the system signifi-
              cantly reduces the advantage of an on-line
              service over less expensive systems such as
              those that are used elsewhere within the
              Agency (e.g., the TENIS system at APTIC).
              The use of ENVIRON is quite expensive.  At
              present, retrievals cost approximately $500
              a piece.  The turnaround time, sophistication,
              and hence the cost, of such a system does
              not seem to be well-matched to the current
              use made of the information retrieved from
              the system.
4.  OFFICE OF RADIATION PROGRAMS


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:.  199

    (3)   General Type of Staff:  Scientific

    (4)   Primary Responsibilities:
            Setting basic policies for all Federal radiation
            programs and for setting specific standards for
            radiation levels in the general environment

            Establishing surveillance and monitoring to
            determine levels of environmental radiation

            Providing technical assistance to state and
            local governments to facilitate development of
            radiation control programs

            Conducting reviews of federally supported or
            licensed projects which are a source of environ-
            mental radiation
    (5)  Major Relevant Legislation:
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         1954 Atomic Energy Act

         Public Health Service Act



5.  OFFICE OF SOLID WASTE MANAGEMENT


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:   123

    (3)   General Type of Staff:  Scientific

    (4)   Primary Responsibilities:
            Providing technical assistance to Federal,
            state, and local governments

            Demonstrating and encouraging the use of the
            most advanced practices in solid waste manage-
            ment and technology

            Assisting in the solution of problems of the
            disposal of toxic and hazardous wastes

            Assisting in creating institutional change
            at the local level to optimize disposal practices
            and reduce costs
    (5)   Major Relevant Legislation:


         Solid Waste Disposal Act


    (6)   Major System:


            Solid Waste Information Retrieval System (SWIRS)


            - Purpose:

              SWIRS is a bibliographic system which provides
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  access to international literature related
  to solid waste information.  It provides
  references to the latest developments in the
  field for disseminating technological infor-
  mation .
- Annual Cost:

  Computer      Personnel      Contract Support

  $105,000          -               $250,000


- Primary Users:

  EPA offices, commercial and industrial organ-
  izations, and academia are the primary users
  of the system.  It is also available for the
  general public (citizen action, students, etc.)
  All requests for information are processed
  through one central office.  The service is
  provided without charge to all users.


- Description:

  Abstracts of documents are entered into the
  system for use in performing literature
  searches.  The SWIRS system uses both key-
  words and free search text techniques to
  retrieve articles of interest according to the
  search specifications provided by the user.
  A thesaurus of control words is used to locate
  articles matching the search criteria of the
  inquirer.  The control vocabulary meets
  current interests.  Free text search is used
.  more and more as people begin asking for new
  subjects in the field.
  Data for the system is produced by the Franklin
  Institute.  They review and abstract all sig-
  nificant articles from approximately 7,000
  periodicals.  Franklin Institute screens the
  documents, selects relevant articles, writes
  the abstract, and creates the input information
  for the system.
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  Use of the system by states, private industry
  and anti-pollution citizen groups, etc., has
  doubled over the past couple years.  Requests
  for literature searches are now running at
  the rate of approximately 1500 per year.  The
  number of publications contained in the SWIRS
  system rose from 15,000 abstracts in 1973 to
  a projected 32,000 abstracts in 1975.
- Operation:

  Searches to retrieve documents are run in
  batch mode.  A search list is specified and
  the system retrieves accession numbers of the
  documents matching the search criteria.  The
  computer prints abstract ID numbers, and the
  analyst then refers to his own reel of micro-
  film for reference to the printed abstracts
  identified by the computer search.
  The operation of the system emphasizes  inter-
  action between the person requesting infor-
  mation and the trained analyst actually sub-
  mitting the request for a literature search.
  This combination allows for considerable
  control over the operation of the system.  By
  dealing with trained analysts who are familiar
  with the system, the efficiency of the search
  increases and the number of searches (and
  computer time) required to find a relevant
  body of literature to satisfy the interests
  of the inquirer is significantly reduced.
  The system is currently operational on the
  NIH computer and uses the WYLBUR Public
  Retrieval System (PRS).  Unfortunately, no
  source code for WYLBUR PRS is available at
  NIH.  Thus, moving the system from NIH to
  OSI will necessitate reprogramming the system.
  Comments:

  The problem currently facing the SWIRS system
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              is that relocation to the OSI computer is
              required by the Agency.  This will entail
              significant additional cost for reprogramming
              the system.  At this juncture it is worth-
              while to consider the other bibliographic
              systems used in the Agency as alternative
              vehicles for providing publications retrieval
              services for solid waste information.  Several
              such systems exist; the newest is the one
              used by APTIC.
6.   OTHER COMPUTER SYSTEMS USED BY OAWM


    Other areas of computer usage by OAWM include radiation

    programs, highway and airport noise models, technical

    assistance in solid waste management, and solid waste

    system demonstrations.  The current annual personnel

    cost associated with these activities is $429,000.
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      VI.  OFFICE OF RESEARCH AND DEVELOPMENT  (ORD)
The Office for Research and Development is responsible for

the development and conduct of research and demonstration

programs in pollution sources, environmental sciences, mon-

itoring systems, and pollution control technology.  ORD is

also responsible for the quality control and standardization

of the analytical techniques utilized by the Agency.



In addition to the above responsibilities, ORD provides

direct supervision of the activities of five Environmental

Research Centers (ERC) and their associated laboratories.

These ERC's and their primary areas of responsibility are

as follows:


         ERC                  Areas of Responsibility

         Cincinnati               Water Programs
         Corvallis                Water Programs
         Las Vegas                Radiation Programs
         RTP                      Air Programs
         Washington, D.C.         Socioeconomic Research


The 1856 members of ORD (20% of the total Agency employment)

are distributed among the above ERC's, Headquarters staff

offices, and four offices under DAA's as follows:
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            Office of Environmental Engineering

            Office of Environmental Sciences

            Office of Monitoring Systems

            Office of Program Integration


Exhibit A-8  on the following page lists the major system

in use by ORD.



The program management and word processing systems are used

principally by the staff offices at Headquarters.  These

systems are described below, followed in turn by a des-

cription of the form DAA-level offices, the ERC's the

major systems used by the ERC's, and other systems in use

by ORD.



            Program Management System


            - Purpose:

              This system is designed to aid managers of
              the Office of Research and Development in
              allocating office resources to research
              projects and in monitoring research perfor-
              mance against objectives.


            - Annual Cost:

              Computer      Personnel      Contract Support

              $410,000       $324,000          $100,000
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                                                                                          Exhibit A-8
                                                              U.S.  Environmental  Protection Agency
                                                                    Major ADP Systems in  Use in ORD
    Name
Program Management
Bowne Timesharing
Strategic Environ-
 mental Assessment
 System
Lab Automation
Other
                    ANNUAL COST ($000)
Acronym   Computer   Personnel   Contract Support
               Type of System
 BTS


 SEAS
410
110
300
400
430
324
60
325
120
1,061*
100 Tracking and Reporting
	 Word Processing
400 Modeling
— Lab Automation
___ — — —
                                                                                   00
                                                                                   ^«
                                                                                   CM
                      Totals  1,650
                    1,890
500
  474 for Community Health and Environmental Surveillance  System  (CHESS)

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- Description:

  This system records office resources in
  manpower and budgeted dollars at a detailed
  level within each ERG, laboratory,  and
  other research unit within the Agency.
  This resource information is compared against
  a prioritized list of research objectives
  in ten major categories.  This comparison
  indicates the allocation of resources neces-
  sary to meet these objectives, subject to
  budgetary ceilings.  Low priority objectives
  are, thereby, excluded from the current
  year's actual objectives.  This system is
  used also to track project and task activi-
  ties within the office against research
  milestones.  At present, there are approxi-
  mately 1,000 project milestones and 5,000
  task milestones tracked.
- Operation:

  This system is operated currently on NIH,
  OSI, and ENVIRON, but is being modified to
  operate exclusively on OSI.  Programs are
  run infrequently throughout the year when-
  ever resources ard budgeted or reprogrammed.
Word Processing
- Purpose:

  Word processing is used to reduce the typing
  load of secretaries.  Letters, reports,  and
  regulations can be prepared more rapidly by
  using such facilities.  Bowne Time-sharing
  service is used by ORD for word processing.
  Annual Cost:

  Computer      Personnel      Contract Support

  $110,000 •      $60,000
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            - Primary Users:

              The Office of Program Management is the
              primary user of Bowne.
            - Description:

              Bowne time-sharing is used for:

              . operation of the program management NEEDS
                system

              . preparation of issue resource report,
                project reports, and specifications

              . maintenance and use of mailing keys

              . preparation of program planning procedures
                and guidelines


            - Operation:

              For a description of the Bowne Time-sharing
              service the reader is referred to the Word
              Processing discussion contained in the
              section of this Appendix dealing with the
              Office of Water Planning and Standards.
1.  OFFICE OF ENVIRONMENTAL ENGINEERING


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  0   (61 filled)

    (3)   General Type of Staff:  Administrative

    (4)   Primary Responsibilities:
            Planning, coordinating, establishing, reviewing,
            and assessing a comprehensive Agency research,
            development, and demonstration program in the
            area of pollution prevention and control tech-
            nology
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            Regard is given to achieving environmental
            protection systems which minimize and balance
            the effect of shifting pollutants to other
            media

            Planning, establishing, and reviewing research,
            development, and appropriate demonstration
            programs aimed at developing and improving
            technology to prevent, control, and abate air
            and noise pollution from stationary and mobile
            sources and water pollution from municipal
            sources, industrial sources, and non-point
            sources such as agriculture, mining, and con-
            struction

            Planning implementation of an Agency technology
            transfer program to effectively impact the con-
            struction, installation, and operation of
            environmental pollution control and abatement
            facilities to assure that the latest practical
            technologies are made known to potential users.
2.   OFFICE OF ENVIRONMENTAL SCIENCES


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  o  (38 filled)

    (3)   General Type of Staff:  Administrative

    (4)   Primary Responsibilities:

            Planning, coordinating, establishing, reviewing,
            and assessing research and development programs
            aimed at improving and maintaining the quality
            of the Nation's potable water supplies, and at
            developing the scientific basis for the protection
            of human health from environmentally-related
            insults and establishing and maintaining environ-
            mental quality as related to non-human receptors
            of pollution
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3.  OFFICE OF MONITORING SYSTEMS


    (1)  Principal Geographic Location:  Washington

    (2)  Size of Staff:   0   (45  filled)

    (3)  General Type of Staff:  Administrative

    (4)  Primary Responsibilities:
            Planning, establishing, and coordinating an
            Agencywide standardization and quality control
            program to assure that environmental data pro-
            duced by Federal, state, and local agencies
            are compatible, accurate, and legally defensible

            Planning, coordinating, establishing, reviewing,
            and assessing research, development, test, and
            evaluation programs aimed at developing and
            improving equipment, methodology, and systems
            needed for environmental monitoring

            Planning, coordinating, establishing, reviewing
            and assessing research, development, and
            appropriate demonstration programs aimed at the
            establishment of effective research information
            and data systems, including multi-media or
            multi-pollutant data analysis and special data
            handling and processing studies
4.  OFFICE OF PROGRAM INTEGRATION


    (1)   Principal Geographic Location:  Washington

    (2)   Size of Staff:  0  (22 filled)

    (3)   General Type of Staff:  Administrative

    (4)   Primary Responsibilities:
            Assuring that research and engineering strate-
            gies and programs are responsive to Agency goals
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            Coordinating and developing multi-area policy
            and strategy studies

            Synthesizing and analyzing outputs from multi-
            ple program areas for provision to media, cate-
            gorical, enforcement and regional offices

            Coordinating all international activities of
            ORD
5.  ENVIRONMENTAL RESEARCH CENTERS


    (1)   Principal Geographic Locations and Size of Staff:

                Location                  Staff

         Cincinnati, Ohio                  380

         Corvallis, Oregon                 454

         Las Vegas, Nevada                 190

         RTF (Durham, North Carolina)      539

         Washington, D.C.                    0  (27 filled)


    (2)   General Type of Staff:  Scientific


    (3)   Primary Responsibilities:
            The ERC's have responsibilities for conducting
            research, development, and demonstration pro-
            grams in areas assigned to them and for super-
            vising the activities of each center's associated
            laboratories.  The principal program areas
            assigned to each center are as follows:
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        ERG                Area of Responsibility

     Cincinnati            Water Programs

     Corvallis             Water Programs

     Las Vegas             Radiation PRograms

     RTP                   Air Programs

     Washington,  D.C.       Socioeconomic Research


(4)   Major Systems


        Strategic Environmental Assessment System (SEAS)


        - Purpose:

          SEAS is a large  computer model designed to
          forecast  the  impact  of environmental  quality
          level requirements on economic sociological
          and ecological conditions.   The effect of
          economic  and  demographic variations on pollu-
          tant residual levels also is projected by  the
          model.  It is used to study possible  conse-
          quences of alternative environmental  policies
          and socio-economic trends over a 10-15 year
          time span.


        - Annual  Cost:

          Computer      Personnel     Contract Support

          $300,000       $324,000          $400,000


        - Primary Users:

          The Office of Research and Development, the
          Office  of Planning and Evaluation of  0PM,
          and special study task forces  use the system.
          Non-EPA users include the Council on  Environ-
          mental  Quality,  Federal Energy Administration,
          Labor Department, Commerce Department, and NIH.
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- Description:

  SEAS is the largest modelling effort in ORD.
  It models all major elements of the economy
  and the environment and simulates the com-
  plex interactions between environmental and
  economic policies.  Elements of the model
  include such economic factors as durable
  goods demand, total personal income, the
  industrial capital structure, inventory levels,
  domestic and foreign demand, and governmental
  expenditures.  Environmental factors in the
  model include energy consumption, abatement
  costs, pollution residual levels, auto usage
  and area pollution sources.  The model has
  over 250 individual factors.
  The model is used to generate forecasts on the
  following subjects:

     national economy

     additional environmental industry detail

     energy budgets

     primary and secondary pollutant residuals

     treatment costs

     price, wage and stock levels

     solid waste levels

     pollution from transportation (by mode)

     water heating use and residuals

     land usage and residuals


- Operation:

  SEAS is written in Fortran and is operated on
  OSI.  Data collected from many different
  sources are used to create relationships within
  the model and to drive the operation of the
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  model.  The model runs as a batch program.
  Data are input using an on-line text editor.
  Output is available in either printed, graphic
  or machine readable form for use by additional
  analysis programs.
- Comments:

  The use of the model, and hence its cost, is
  quite sensitive to external demand for economic
  analysis of environmental policies.  Though
  development costs can be shifted to outside
  agencies interested in using the model, actual
  computer costs for running the model are paid
  by the Agency.
Lab Automation Project
- Purpose:

  The purpose of the lab automation project is
  to improve the productivity and accuracy of
  laboratory operations.
- Annual Cost:

  Computer      Personnel      Contract Support

    $400           $120


- Primary Users:

  Laboratories in the NERC's and regions are the
  potential users of these systems.  The proto-
  type systems are being developed at the
  Cincinnati NERC and at the Region V laboratories,


- Description:

  The lab automation project is designed to
  integrate minicomputers in laboratory test
  equipment.  Data from the test instruments
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              would be analysed by the minicomputers and
              converted into a format suitable for input
              into other Agency systems such as STORET.
              In addition, the computers would monitor
              error drifts in the test equipment and would
              make numeric or other adjustments, to insure
              more accurate test results.  The minicomputers
              which are used for surveillance and analysis
              purposes also would maintain an audit trail
              of samples to insure that data that was
              accumulated for eventual courtroom use would
              satisfy judicial "chain of evidence" require-
              ments .
            - Operation:

              The lab automation project uses Data General
              Nova computers installed in each laboratory.
              Software and technical assistance for the
              project are being provided by Lawrence
              Livermore Laboratories/ who have successfully
              developed similar systems in the past.
            - Comments:

              The project was funded originally by 0PM and
              ORD.  Funding for fiscal year 1975 was ter-
              minated by 0PM due to budget cuts and to the
              relatively low priority of the project given
              overall Agency ADP needs.  ORD and Region V
              allocated approximately $400,000 program
              funds for the purchase of 4 minicomputers.
              They had anticipated that OPM would fund
              development efforts.  However, because of the
              budget cuts, the project has been suspended
              pending a decision concerning the reprogram-
              ming of funds to finance the project.
6.  OTHER COMPUTER SYSTEMS USED BY ORD


    Other areas of computer usage by ORD include;
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        National Eutrophication survey
        economic analysis/research
        ecosystem models
        biomedical research
        grants tracking system
        design of new monitoring techniques
        general management support
        radiation monitoring

The current annual computer and personnel costs associated
with the above applications are $430,000 and $1,061,000,
respectively.
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              APPENDIX B
APPLICATION CLASSES  OF  COMPUTER SYSTEMS
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  APPENDIX B - APPLICATION CLASSES OF COMPUTER SYSTEMS

Eight classes of computer usage have been defined for com-
puter systems at EPA.  The purpose of this classification
is to provide an aid to understanding the use of computers
at the Agency and to group individual systems for cross
comparison.

The sections that follow (1) define each application class,
(2) discuss such issues as use, personnel cost, growth,
tradeoff considerations, and (3) give examples of Agency
systems within each class.  The eight application classes
are as follows:

            .  Tracking and Reporting
               Trend and Monitoring
            .  Technical Data Bases
               Word Processing
            .  Bibliographic
            .  Modeling and Scientific
            .  Lab Automation
            .  Special Studies
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1.  TRACKING AND REPORTING SYSTEMS








    Tracking and reporting systems are used to compare actual



    versus expected results.  These systems may track schedu-



    les or dollars expended, provide inventories or record



    past events.







    (1) Use;  These systems are used for administering and



        controlling Agency programs.  They have heavy data



        input requirements, usually with data collected from



        a large number of sources.  System reports primarily



        are reformated versions of input data.







        The chief benefit over manual file cabinets provided



        by computerized tracking and reporting systems is



        their ability to summarize data rapidly and conven-



        iently along a number of different dimensions.  In



        order to realize this potential, however, all data



        fields used for summarization must be completed.  In



        practice, many EPA systems have fields of information



        defined for purposes of generating report summaries



        but for which little data has been entered by the



        field offices.
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(2)  Personnel;   Tracking and reporting systems  require


    substantial data entry,  whether manual or computer


    records are maintained.   Depending on the structure


    of the computer data collection system,  the effort


    required could be the same as for  a manual  system.


    However, in practice, EPA systems  tend to require


    more effort.  In some cases,  the workload may be
 f

    doubled when data are recorded manually and then


    transcribed into machine-readable  form.





(3)  Cost;   The  cost of operating  tracking and reporting


    systems depends on the volume of information being


    tracked by  the computer  and on the type of  access


    to that data required by the  user.  If the  system


    merely provides machine-generated  listings  of entered


    data with global totals  calculated automatically, the


    cost can be fairly low.   If,  however, the user is


    interested  in summarizing the items being tracked


    along many  different dimensions, costs can  increase


    substantially.  Such flexibility increases  the data


    input and system processing techniques required.





(4)  Growth;   The growth in cost of tracking systems over


    time depends on the volume of items monitored.  Pro-


    grams which have ongoing fixed requirements, such as


    personnel systems and financial monitoring, will
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    exhibit stable growth patterns  over  time.   Systems
    designed for  a transitory phase of Agency  operations
    (such as the  issuance of  the initial compliance per-
    mits)  may have usage  grow to a  peak  and  then  diminish.

(5)  Tradeoffs;  One way to reduce the cost of  tracking
    and reporting systems is  to  require  that only sig-
    nificant events (which may be a small portion of the
    total data volume)  be monitored by the system.   This
    approach is used in the Agency's Financial Manage-
    ment System (FMS).

(6)  Comments;  Because  the data  required to  operate
    tracking and  reporting systems  must  be entered from
    many offices  in the field, the  accuracy  of the in-
    formation is  a constant problem. When the user of
    system output is far  removed from the office  pro-
    viding information, the accuracy of  input  data can  be
    degraded because the  user has little incentive to
    monitor its accuracy.   This  is  true  especially in
    cases where users have never been convinced of  the
    worth of the  system,  such as with Grants Information
    Control System (GIGS)  and Compliance Data  System (CDS)

    In general, the Headquarters offices of  the Agency
    require excessive detail  from the field.  Summary
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        information should suffice for Headquarters, in most
        cases.  Where the field user is not himself the user
        of this detailed information, he often ignores or
        omits the information.  Thus, the credibility and
        usefulness of the entire system may suffer.

        Many tracking and reporting systems, such as CDS and
        GIGS, are developed by Headquarters for use by Head-
        quarters and the regions.  Acceptance of these sys-
        tems by the regions varies widely by region and by
        system.  User education is often neglected, or per-
        formed- inadequately.  In other instances, the trained
        user may leave.  The ability of the system to satisfy
        field user needs requires good communication among
        all users.  A user committee to sense and respond to
        needs is an important tool which should be used with
        more systems.

2.  TREND AND MONITORING SYSTEMS

    Trend and monitoring systems build data bases of technical
    information over time.  Each item in the data base has
    several fields associated with it.  New fields may be
    added on a regular basis over time.  For example, the
    STORET system maintains information from water quality
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measuring stations covering periods since the mid-
                                                      o

1930's.  For each station, many water quality parameter


values are collected.  Over time, the number and types


of parameters measured and stored have increased.





The purpose of trend and monitoring systems is to moni-


tor field values over time.  The STORET system allows the


user to note how water quality is changing from year to


year by comparing the parameters from a particular sta-


tion or set of stations.





(1) Use;  In contrast to tracking and reporting systems,


    which support well-defined operational programs,


    trend and monitoring systems are designed to provide


    data resources for use by Agency scientists in a wide


    variety of applications.  In practice, however, the


    use of existing Agency systems for research is limited,


    The reason for this is that systems such as STORET


    and SAROAD collect widely scattered information from


    all over the nation on a periodic basis.  By contrast,


    most research studies tend to require intensive mea-


    surements over small areas.





(2) Personnel;  The data entry costs required by trend


    and monitoring systems are quite high.  In addition,


    the quality of data submitted to these systems often
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    is poor because data enterers generally receive



    little benefit from the systems,  and therefore are



    not motivated to insure the accuracy of their inputs.








(3)  Costs;  Because the volume of data collected by these



    systems increases over time,  the  cost of these sys-



    tems is extremely sensitive to the data storage tech-



    nique employed.  A system like STORET, which keeps all



    input resident  on-line,  experiences dramatically



    rising costs.  A system like SAROAD, which restricts



    on-line data to summary information, has more stable



    operational costs.  Even with a system like SAROAD,



    the amount of computer resources  required to search



    through the entire data base (currently 12 tapes)



    can increase depending upon the organization and



    partitioning of off-line data storage.







(4)  Growth;   The growth in size of a  trend and monitoring



    system is a function of the number of locations and



    parameters being monitored, and the number of time



    intervals represented in the current data base.







(5)  Tradeoffs;  Environmental information (air and water



    quality information)  tends to change quite slowly



    with time.  Once the air or water quality trends for
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    the time period 1962 through 1972  have been com-
    puted,  they will never change.   Every year only
    one-tenth of the time interval  is  updated with new
    information as the next year's  quality data is added
    to the  data base.  For reporting purposes, therefore,
    the use of manually-maintained  charts,  which are up-
    dated as each year's new information becomes avail-
    able, is a much less costly procedure than repro-
    cessing ten years' worth of data every time a new
    report  is needed.

    STORET  and SAROAD both have a large body of "general
    purpose" software to aid the users in retrieving
    information from the data base.  The Agency has
    chosen  to build national data bases and to make them
    easy to use.  However, this policy can prove quite
    costly.  An alternative strategy would be to provide
    information on an archival basis,  similar to a li-
    brary,  where raw data is available for copying, but
    where the individual users must  spend their own funds
    to manipulate the copied data.

(6)  Comment;  STORET and SAROAD designers have assumed
    that the collection of general  environmental infor-
    mation, together with tools to  access this data,  will
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        be useful.  Yet, the intended users of these systems
        for enforcement, research, modeling, regulation pre-
        paration and congressional reporting all have different
        types of time and data demands.   A data base which
        attempts to satisfy all these demands generally does
        not prove cost-justifiable.  A more cost-effective
        alternative is to build systems designed to meet
        specific needs rather than constructing general pur-
        pose systems to meet undefined needs.

3.  TECHNICAL DATA BASE SYSTEMS

    A technical data base is a collection of items having
    a number of chemical or other scientific parameters.
    It differs from a trend and monitoring system in that
    the data base is constant in size over time.  As new
    values enter the system, they replace existing values
    in the data base.  For example, the NEDS system is a
    technical data base of air quality measurement stations
    in which each station has a number of emission volume
    measurements.  Semi-annually, new readings of emission
    volumes are submitted which replace the existing data
    in NEDS.  The data base contains only the current emission
    levels from each of the stations in the data base.
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Other examples of technical data bases include the
Pesitcides Registration System  (PARCS) and the Technical
Assistance Data System  (TADS).  The General Point Source
File  (GPSF) is a trend and monitoring system rather than
a technical data base (although it is the water program
equivalent of NEDS) because it maintains a time history
of point source information.

(1) Use;  Technical data base systems are used primarily
    for special studies, such as the annual air quality
    report.  Researchers use the data bases for analysis
    and for preparation in writing regulations.

(2) Personnel;  The data entry requirements to support
    these types of systems is low compared to other
    application classes.  The major personnel effort
    required is for retrieval of information from the
    data base.  The creation of programs to retrieve in-
    formation from the technical data base is the primary
    activity required by this application class.

    Savings are provided by these systems by replacing
    manual tabulation and analysis with machine compu-
    tation.  To the extent that the data bases are used
    for this purpose, the savings can be substantial.
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(3)  Cost;   This  application class  exhibits  generally
    stable cost  trends  with time.   Operational  costs
    change only  with changes in the rate of requests.
    Data maintenance and  accessing costs remain stable.

(4)  Growth;   The size of  a  technical data base  is  a
    function of  the number  of data elements included.
    Additions to the data base result from  external
    forces such  as  legislative changes or new environ-
    mental interests.  For  example, legislative changes
    in the pesticides area  will result in a substantial
    increase in  the number  of pesticides covered by the
    PARCS  system.   Similarly, new  interests in  nitrogen
    dioxide may  result  in the addition of this  parameter
    to the NEDS  data base.

(5)  Tradeoffs;   The maintenance of technical information
    in printed form is  an alternative to a  computerized
    data base.   The feasibility of manual alternatives
    depends on the  rate of  change  of the information in
    the data base and on  the need  to access the data
    base along many different parameters.  The  PARCS data
    base,  for example,  is accessed along many different
    dimensions to answer  specialized requests and  repre-
    sents  a suitable application of machine technology.
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    The TADS data base,  on the  other  hand,  is  referenced



    infrequently other than by  the  name  of  the substance



    of  interest.  TADS information  could be provided  to



    users in notebook form more cheaply  and efficiently



    than on a computer system.







    A second factor  concerning  the  need  for automation



    is  the size of the data base maintained.   A large



    data base with many hundreds of thousands  of values



    would Be difficult to  use in printed form.   A  small



    data base, of several  hundred to  several thousand



    items, could be  managed manually  irrespective  of



    the nature of information requests.







(6)  Comments;   The implementation of  a technical data



    base in an on-line interactive  environment is  very



    difficult to justify.   The  types  of  information re-



    quired are rarely complex or urgent  enough to  require



    this type of environment.   The  use of qualified tech-



    nical people to  translate user  requests into machine



    format will reduce the cost and complexity of  the



    computer system  while  maintaining a  high level of



    performance.
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4.  WORD PROCESSING SYSTEMS






    Word processing systems automate secretarial tasks.


    Textual information is input to the system,  modified


    in an interactive process,  and output in a retyped and


    corrected version.






    Two types of word processing systems are used within


    the Agency.   First, Bowne Time Sharing is a centralized


    service running on an IBM 360 computer in New York,


    which is accessible through time share terminals through-


    out the Agency.  Second, stand alone systems consist of


    a terminal,  local storage,  processing unit,  and a type-


    writer output mechanism, which are all under the control


    of one typist and located in an Agency office.  The


    Bowne Time Sharing system expenses are paid as a part of


    the Agency ADP Fund.  The cost of stand alone word pro-


    cessing systems, such as the Lexitron system, are funded
                     \

    from program appropriations throughout the Agency.






    (1) Use;  Word processing systems are used to increase


        secretarial performance in preparing reports and in


        updating user and system documentation.   Improved


        accuracy from machine retyping and improved turn-


        around time for draft revisions are the primary


        benefits from such systems.
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(2)  Personnel;   Savings  realized  through  use  of word
    processing  systems are very sensitive to  the  number
    of  changes  required  to the original textual infor-
    mation.   If the  initial  text  undergoes extensive
    changes  between  each revision,  the clerical costs
    to  operate  an  automated  system  may be equal to  that
    required to completely retype the document.   However,
    if  the document  has  only a few  changes since  the
    original draft,  secretarial time may  be reduced sub-
    stantially  through the use of word processing.

(3)  Cost:  The  cost  of utilizing  word processing  equipment
    is  added directly to ordinary secretarial costs.  The
    breakeven point  for  word processing is when the cost
    for using the  machinery  equals  the savings in sec-
    retarial costs of doing  the same process  manually.

    Stand alone word processing systems and secretaries
    represent a fixed cost to the Agency  as compared to
    Bowne Time  Sharing,  which is  charged  on the basis of
    use.  Fixed cost systems are  more cost-effective when
    the volume  of  usage  is high,  whereas  timesharing is
    cheaper  if  only  infrequent use  is made of the facility,

    Cost considerations  may,  at times, be subordinated to
    other issues.  For example, offices with  a requirement
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    to publish regulations or findings within a court-
    specified deadline require the rapid turnaround which
    can be provided by word processing systems despite
    their higher costs.

(4)  Growth;   Word processing applications do not exhibit
    intrinsic growth characteristics as do trend or
    tracking systems.  Rather,  word processing data files
    are stored for short periods of time until a final
    document is produced.  At that time, the corresponding
    system files are purged.

(5)  Tradeoffs;  The manipulation capability of word pro-
    cessing services provided by Bowne Time Sharing
    exceed those available from stand alone systems.  The
    value of this capability depends upon the material
    under preparation.  Each office should examine whether
    a more expensive service, such as Bowne,  or one with
    lesser capabilities and cost,  such as Lexitron, should
    be used.

(6)  Comments;   Usage of Bowne Time Sharing within the
    Agency has grown rapidly because of the savings re-
    sulting from word processing capabilities and from
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        the fact that Bowne Time Sharing was provided as a



        free service, since it is paid for by the ADP Fund,



        to all Agency offices.








5.  BIBLIOGRAPHIC SYSTEMS








    Bibliographic systems use the processing capabilities of



    a computer to search a very large set of book and journal



    abstracts to find publications relevant to specific



    subjects.  The user specifies his areas of interest and



    the machine searches for all articles matching his search



    criteria.







    Examples of bibliographic systems used by the Agency



    include the Solid Waste Information Retrieval System



    (SWIRS), the Noise System on Environ and the Technical



    and Environmental Information System (TENIS) used by the



    Air program.







    (1)  Use:  Bibliographic systems are used primarily by



        librarians in support of research requests.  The



        services are provided to agency offices and to the



        public to promote the flow of current technical



        information.
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(2)  Personnel;   The  data  entry  costs  required  to  support
    the bibliographic  systems are  quite  high compared  to
    other application  classes.   These high bibliographic
    costs are  incurred because  large  volumes of abstract
    or  other textual materials  must be keyed into the
    computer.   High-paid  contract  personnel are needed
    also to  survey the current  trade  and technical pub-
    lications,  and to  select and abstract articles for
    inclusion  in the bibliographic systems. Several
    systems  also use trained analysts to translate li-
    brarian  or  research requests into machine-readable
    form.

(3)  Cost; There is  a  substantial  and constant data entry
    cost required to maintain bibliographic systems.
    Abstracts  are added to the  system on a periodic basis
    to  maintain the  currency of system information. The
    operating  costs  of bibliographic  systems is highly
    dependent  upon the design philosophy adopted.  Sys-
    tems which store only citation numbers and keywords,
    for example, can be operated inexpensively because of
    the comparatively  small volume of data which  must  be
    scanned  during a search.  By contrast, systems which
    store full  abstracts  on-line and  provide free text
    search capabilities are quite  costly to operate because
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    much computer time must  be consumed  in scanning  the
    relatively larger  data volumes  of  stored  information.

(4)  Growth:   The growth in data base size maintained by
    these systems is a function of  time.   As  more  time
    passes,  more abstracts,  citations, keywords  and  other
    information are added to system data files.

(5)  Tradeoffs;   With the current growth  of technical in-
    formation in all fields,  it is  doubtful whether  non-
    automated procedures can be effective. Tradeoffs
    primarily involve  different implementation strategies
    for machine-based  bibliographic systems.   Keyword
    bibliographic systems are more  efficient  to  operate
    than free text bibliographic systems.  Batch systems
    which are run by trained operators are less  expensive
    than interactive on-line services.

(6)  Comments;   The primary factors  affecting  bibliographic
    system costs are data storage philosophies and user-
    interfacing policies. Systems  which periodically purge
    older abstracts can effect tighter control over  data
    base size and thereby control costs.   Systems  which
    minimize direct end user system interaction  can  like-
    wise limit costs by employing simpler and more efficient
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        search strategies.  Both restrictions imply some re-
        duction in user service.  However,  given the low level
        of EPA usage of current bibliographic systems,  such
        reduced service would not hinder significantly  Agency
        research activities.

6.  MODELING AND SCIENTIFIC SYSTEMS

    A computer model is a mathematical simulation of the
    chemical, biological or socioeconomic behavior of eco-
    systems to various stimuli.  For example, a river flow
    model might show the impact of discharged pollutants on
    a river as a distribution of those pollutants throughout
    the river over time.

    The water program uses many models for describing the
    water flows.  The air program is conducting a large model-
    ing program (RAPS)  to study the complex interactions of
    a large metropolitan area with many sources of air  pollu-
    tion.  Many small models exist for describing local phe-
    nomena, such as the distribution pattern of pollutants
    from an individual smoke stack.  Other models simulate
    the interrelationship between economic activity and en-
    vironmental factors.
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(1)  Use;   Models are used in research and in establishing
    permit conditions.   For example,  the effect of a new
    factory is examined by running a  model to predict what
    change the factory  will have on the air quality in its
    surrounding area.  The results of the model are then
    used  to determine the kinds of pollution control
    equipment to be installed during  its construction.

(2)  Personnel;  The data entry requirements for most
    models are low compared to other  application classes.
    Models are run as needed rather than on a periodic
    schedule.

(3)  Cost;   The cost of  modeling depends upon the com-
    plexity of the individual model.   An air diffusion
    model representing  a single smoke stack is far less
    expensive to operate than one attempting to model all
    the interactions in an area such  as St. Louis.

(4)  Growth;  Once a model is constructed, it may be ex-
    pected to remain stable in size and operational cost..
    The primary growth  factor in the  modeling and scien-
    tific area is the creation of new or more complex
    models to examine additional characteristics.
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    (5)  Tradeoffs;   Models provide the unique ability to



        study the implications of an action before the action



        actually occurs.  As such, there are a few alternatives



        to modeling as a tool for gaining understanding of



        physical phenomena.  However, the use of modeling to



        assess the impact of specific construction or devel-



        opment projects, such as the building of a new power



        plant or the creation of a new shopping center, may,



        in some cases, be unnecessary.  Only the analysts



        involved with a particular project can assess fully



        the cost benefits of using modeling techniques.








    (6)  Comments;  Within the academic community, the use of



        computer models is rapidly growing.  They are being



        used currently in only a limited fashion at EPA, but



        may be expected to increase in importance in the future,







7.  LABORATORY AUTOMATION SYSTEMS








    Laboratory automation systems control complex laboratory



    test equipment to (1) provide more accurate measurement,



    (2)  simplify data collection and analysis, and (3) reduce



    the personnel needed to perform laboratory operations.








    (1)  Use;  The Agency currently is studying the use of



        computers in laboratories.  The NERCS, and regional
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    surveillance  and analysis  laboratories  are the in-
    tended users.

(2)  Personnel:  Laboratory automation reduces  manual
    transcription and analysis of  data and  thereby frees
    lab technicians  from these clerical duties.

(3)  Cost;   The  cost  of laboratory  operations may be higher
    than experienced currently because personnel reduc-
    tions will  not accompany computer installation.  The
    benefit of  laboratory automation will be to increase
    productivity  rather than to lower cost.

(4)  Growth;  The  data processing expenditures  on laboratory
    automation  will  increase as hardware is acquired and
    decline when  all the laboratories are equipped.  Be-
    cause the machinery will be dedicated to the labora-
    tory use and  will be purchased rather than leased,
    only maintenance expenses  will provide  recurring costs.

(5)  Tradeoffs;  The  only relevant  tradeoff  to  lab auto-
    mation is continued usage  of manual laboratory pro-
    cedures. The associated cost  benefit consideration
    is  whether  the added expense of lab automation is
    worth the added  accuracy and productivity  provided
    over conventional laboratory procedures.
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    (6)  Comments;   The use of computers in the laboratory
        should increase the productivity and accuracy of
        operations performed.  However, lab automation has
        had a bad history of expensive failures.  Therefore,
        EPA should examine carefully the anticipated costs
        and benefits from such systems and measure these
        anticipations against the actual consequences of the
        experimental projects.

8.  SPECIAL STUDIES

    Special studies represent an application class only in
    the budgeting sense.  They represent one time non-recurring
    computer expenditures to generate special reports from
    (1)  existing data bases, (2) newly constructed models, or
    (3)  specially-designed data bases.

    (1)  Use;  Special studies are found in all offices of the
        Agency.  In Grants Administration, special studies are
        used to respond to requests by Congress and other out-
        side agencies.  In the water program, a significant
        modeling effort is underway currently which involves
        the intensive collection of data from sixty pairs of
        monitoring stations on a single river.  In the air
        program, the regional air pollution study  (RAPS) is a
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    $20,000,000 special study which extends  over a five
    year period.

(2)  Personnel;   The personnel requirements for  a special
    study are a function of  the type of  study being con-
    ducted.   Large scale projects  involving  the develop-
    ment of  new computer systems require ADP designers,
    programmers and analysts.  Smaller studies, which
    access existing Agency data files or facilities, re-
    quire little more than some minor clerical  or coding
    support.

(3)  Cost;  The cost of special studies varies considerably
    depending upon the scope and longevity of the project.
    A response to a Congressional  inquiry about the Grants
    program  may cost a few hundred dollars and  last a few
    days,  whereas an air monitoring study may last several
    years and cost many millions of dollars.

(4)  Growth;   The growth curve of special studies starts
    at zero, rises to a peak and then decreases back to
    zero when the study is completed. Only  when systems
    constructed as part of a study are preserved is there
    any  ongoing cost  incurred after  study completion.
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(5)  Tradeoffs;   There are no tradeoffs to special studies
    other than  refraining from initiating the project it-
    self.  Since special studies  are begun in response to
    some Agency need for information, the only relevant
    tradeoff  consideration is the priority of the under-
    lying need  itself.

(6)  Comments;   Many special studies are conducted in res-
    ponse to  Congressional inquiries.  It would be useful
    for the Agency to track the cost of responding to such
    requests.   In this way EPA could inform Congress of
    the costs of providing requested information and there-
    by help focus or channel future requests to highest
    priority  issues.
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         APPENDIX C
ADP EQUIPMENT AND FACILITIES
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       APPENDIX C - ADP EQUIPMENT AND FACILITIES



Data processing equipment and facilities used by EPA include

two major computer facilities (OSI & RTF), five other ser-

vice bureaus/ dedicated mini computers, and a large number

of terminals.  This Appendix describes the nature and the

FY'74 expenditure level for each of these equipment categor-

ies.



1.  OPTIMUM SYSTEMS INC.  (OSI)


    (1)  Location;   Bethesda, Maryland

    (2)  Management;  OSI is a commercial vendor supplying

         computer equipment, services and facilities to EPA

         under a contract signed originally in January, 1973.

    (3)  Pricing;  OSI computer charges to EPA are based on

         a complex contractually-specified pricing formula.

         The elements of this pricing formula include ten

         factors, as follows:
            Resource hours, which are composed of central
            processing unit (CPU) seconds and input/output
            activity as measured by the number of execute
            channel program (EXCP) instructions initiated.
            Charges for resource hours are, in turn, based
            upon job class and execution priorities

            Connect hours, which measure the volume of
            communications between remote sites and OSI.
            These charges are based on connect time, dis-
            tance, and type of communication (low speed
            terminal or medium speed remote job entry).
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        Storage costs for on-line disks,  disk pack and
        magnetic tape rental and storage

        Personnel support for clerical, programming
        and systems analysis work

        Special forms

        Courier service

        Keypunching

        Microfilm output

        Xeroxing

        Off-line printing


(4)   Equipmentt   The current OSI equipment configuration

     consists  of dual IBM 370/158 computers with 3

     million bytes of memory on one  machine and 2 million

     bytes  on  the other.   The configuration also includes

     112 disk  drives with a  total capacity of 11 billion

     characters,  10 tape drives, and 192  phone circuits

     supporting remote job entry (RJE) leased, WATS and

     dial-up lines and low speed terminal leased, WATS

     and dial-up lines.



     The 370/158 computers are members of the System/370

     generation of IBM computers.  System/370 was origin-

     ally introduced in 1970 with the announcement of

     the 370/155 and 370/165.   In terms of cost and

     performance the 370/158 is in the middle of the
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     current line of IBM processors.

     In addition to a broad line of peripheral equip-
     ment,  IBM provides many software packages which
     operate on the 370/158.  The WYLBUR text editing
     system, the TSO Time Sharing system,  the IRS report
     generation package, and IBM's PL1 programming
     language are all systems which are used heavily by
     EPA.   While the use of these packages improves
     efficiency and reduces programming costs, it
     reduces also EPA's flexibility in moving systems
     to other vendors'  equipment.
(5)   Work Load;  The OSI facility processes over 25,000
     jobs each month.  This monthly processing uses 700
     resource hours including 200 CPU hours and 80,000
     connect hours.

     A thirty-day month has 720 available  hours.  The
     two OSI computers thus have 1440 available CPU
     hours.   Assuming an 80% machine availability,
     excluding maintenance and unscheduled outages,
     there  are approximately 1150 available CPU hours
     per month.  Therefore current CPU utilization of
     200 hours represents about 17% of the total CPU
     capacity.
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         Disk-bound jobs, such as data base and inter-
         active processing, result in lower CPU utiliza-
         tion.  Nonetheless, the amount of core available
         for multi-programming at OSI indicates that total
         machine utilization could be substantially higher
         if the central processor were properly matched to
         the workload.  The use of a computer performance
         analysis package, such as those provided by Boole
         and Babbage, and other firms, could help OSI to
         tune their configuration more effectively to EPA's
         processing load.

    (6)   Costs;  In FY'74, EPA spent over $6 million on
         services provided by CSI.

2.  RESEARCH TRIANGLE PARK (RTF)

    (1)   Location;  National Environmental Research Center,
         Research Triangle Park, Durham, North Carolina.
    (2)   Management;   The Data  Systems  Division of EPA
         located at RTP has contracted with an outside vendor
         for facilities management of the government leased
         computer.
    (3)   Pricing;  The formula used to measure the use of
         resources on the RTP computer is similar to that
         used at OSI.  Elements measured include resource
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     hours,  storage costs,  etc.   However,  RTF uses
     variable  rates adjusted as  required to recover
     the  hardware  rental and maintenance cost of the
     RTF  facility.   In September,  the  charge out rate
     was  $323  per  resource  hour.

(4)   Equipment;  The RTF computer configuration consists
     of a Univac 1110-2x1 computer with two arithmetic
     processors and one I/O processor  (16  I/O channels).
     This machine  contains  96 thousand words of main
     storage and 262 thousand words of extended main
     storage.  The configuration also  contains one
     billion bytes of disk  storage, 15 tape drives and
     64 phone  circuits including 4 RJE leased lines,
     2 RJE WATS lines, 8 low speed leased  lines, 6
     hardwired terminals, and 40 dial-up lines.

     The  1110  is the latest model in the Univac 1100
     series, which dates back to 1964.  The 1110 computer
     was  introduced in 1970,  and supercedes the earlier
     1108 model in terms of price performance.  The
     entire  1100 line of computers is  upward program-
     compatible .

     Instead of offering many different model numbers
     as does IBM,  Univac has designed  the  1110 to be
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     capable of containing a variable number of pro-



     cessing units.   To increase computational power,



     the user adds processors to his 1110 rather than



     changing to a different model.   The system at RTF



     currently has 2 (of a possible  4)  Command/Arithmetic



     units,  and 1 (of a possible 4)  I/O Access units.







     The software offered by Univac  includes RJE,  time



     sharing,  data management packages, and five high



     level computer  languages including Fortran and Cobol.



     Though Univac has a PL/1 compiler under development,



     it is not yet available.  Therefore, programs



     written in IBM  PL/1 have been converted to Cobol



     for operation at RTP.







(5)   Work Load;   The RTP computer processes approximately



     16,000  jobs each month.   These  jobs use approxi-



     mately  600 resource hours per month.







     Although exact  figures are not  available,  we  have



     estimated that  the ratio of CPU hours to resource



     hours is similar to that measured at OSI.   This



     is a conservative estimate because the Univac 1110



     processor is approximately 2 to 4  times more  power-



     ful than the dual IBM 370/158 machines.  Therefore
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         equivalent work performed at RTF should consume
         fewer CPU hours than at OSI.  Using this ratio of
         200/700, we have estimated the Univac to be using
         175 CPU hours per month.

    (6)   Costs;  Billing rates at RTF are set to recover
         $190,000 per month in fixed costs or a total of
         $2,280,000 per year.  This covers the costs of
         equipment rental, telecommunications and main-
         tenance.  Additional costs for facilities manage-
         ment and supplies are not charged back to the user
         at present.

3.  OTHER COMPUTERS USED BY EPA

    This section describes briefly the six other major
    computers and computer service bureaus used by EPA.

    (1)   Health Services Administration (HSA)
         HSA's computer is used to operate the Agency's
         Financial Management System (FMS).  Current plans
         call for this system to be moved to OSI.  Expendi-
         tures in FY'74 at HSA were $317,500.  HSA is a
         government facility.

    (2)   Department of the Interior-U.S. Geodetic Service  (USG)
         The Agency's Departmental Integrated Personnel System
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     (DIPS)  runs  on the  IBM computer at USGS.   The
     personnel system is operated for the benefit of
     the  Department of the Interior, EPA, and  several
     other government agencies.   There are no  current
     plans to move DIPS  from USG.  Expenditures in FY'74
     were $390,400.  This is a government facility.

(3)   National Institute  of Health (NIH)
     Many of the  programs and systems used by  the Agency
     were developed at NIH before EPA had any  major
     computational facilities.   Recently, NIH  has been
     unable  to expand their equipment to handle rising
     work loads,  and have therefore requested  other
     agencies to  remove  their work from the NIH facility.
     EPA  is  transfering  all work from NIH to the OSI
     facility. Many systems have been transferred
     already, but some,  such as SWIRS, cannot  be trans-
     ferred, and  must be re-programmed.   EPA expendi-
     tures at NIH in FY'74 were $1,461,624. NIH is a
     government facility.

(4)   Informatics  Inc. (ENVIRON system)
     Informatics  operates a specialized commercial time
     sharing service  on which EPA operates several
     application  systems.  NOISE bibliographic informa-
     tion, the oil and hazardous materials Spills Infor-
     mation  Retrieval (SIRS)  tracking and monitoring
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     system,  and the Technical Assistance Data System
     (TADS)  are run on ENVIRON, along with a part of
     the Office of Research and Development project
     management system.   ENVIRON provides a very sophis-
     ticated full text search and retrieval capability.
     This capability facilitates text manipulation and
     search  as  used in various bibliographic applica-
     tions.

     The EPA expenditures on ENVIRON in FY'74 were
     $526,700.   This is a commercially owned and oper-
     ated facility.

(5)   Bowne Time Sharing
     Bowne operates a specialized time sharing system
     for word processing.  Text is typed in by secret-
     aries,  edited, and^retyped in final form.  The
     text also  may be retained in the machine for
     further editing changes in the future.  The soft-
     ware used  for the word processing system is the
     proprietary product of Bowne.  The Agency spent
     $569,500 for services on Bowne in FY'74.  This
     is a commercially owned and operated facility.

(6)   Minicomputers
     The Agency currently has several dozen minicomputers
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         operating as specialized equipment in various



         parts of the Agency.  They are used primarily in



         laboratories and in other areas to perform data



         collection tasks.   Because most minicomputers are



         purchased rather than leased, the only operating



         costs associated with these machines are mainten-



         ance charges.  The purchase price and maintenance



         are both funded with program funds instead of with



         money from the ADP Fund.







4.   OTHER EQUIPMENT





    In addition to the large scale general purpose computers



    described above, the Agency also employs a large number



    of remote terminals to request computer runs, prepare



    and enter data, and receive printouts of computer results.



    EPA currently has 500 low speed (10-30 character/second



    typewriter-like) terminals, and 42 medium speed (200-700



    character/second) devices for use in communicating with



    OSI, RTP and other computer service bureaus.







    Procurement requests for lease or purchase of this type



    of equipment totaled over $990,000 in FY'74.  However,



    though Agency offices must submit procurement requests



    for ADP equipment to headquarters for approval, funding
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for these devices usually is provided out of program
funds.  Therefore the cost for these devices is not
included in the ADP Fund expenditure totals.
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         APPENDIX D
COST PROJECTION CALCULATIONS
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       APPENDIX D - COST PROJECTION CALCULATIONS



This Appendix describes the procedures used to calculate

the costs for consulting and new systems development and

for the resulting equipment and timesharing charges for

operating Agency systems during the next five years.  Sec-

tions 1 and 2 describe the estimation procedures as applied

to project development costs.  Section 3 describes the

derivation of equipment and timesharing estimates.  Note

that all costs both here and throughout the report are

unadjusted for inflation.
1.  PROCEDURES FOR ESTIMATING CONSULTING AND SYSTEMS
    DEVELOPMENT COSTS.
    A variety of procedures were used for estimating devel-

    opment costs.  In no case did we perform a detailed study

    of system design and implementation characteristics as

    would be required in a system feasibility study.  Rather,

    we used the following estimation rules in decreasing

    order of priority depending upon their applicability.
               Use the results of earlier feasibility
               studies, where appropriate.

               Apply the development and operating costs
               of similar EPA systems within the same
               application class adjusted for differences
               in data volume, number of users, and other
               special features.
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               Apply the development and operating costs
               of similar non-EPA systems adjusted for
               technical differences such as system ar-
               chitecture, data base complexity, types of
               reporting, user interface and operating
               environment.
    Cost estimates for non-development consulting activities

    such as system audits, planning studies, and evaluations

    of current procedures were based upon the following

    factors:
               Scope and magnitude of the consulting
               assignment

               Number of people and elapsed time appro-
               priate for the project

               Level of interaction with Agency personnel

               Number of people affected by the study

               Travel time and associated expenses
2.  COST ESTIMATES FOR CONSULTING AND SYSTEM DEVELOPMENT
    PROJECTS.



    This section presents the underlying assumptions used in

    developing our overall consulting and system development

    estimates.  All final estimates were rounded to the

    nearest $10,000 consistent with the level of precision

    implicit in the estimation procedures.  Responses to

    RFP's or feasibility studies would develop more accurate

    estimates.  Note also that we have not assumed the use
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of current EPA software such as System 2000.  We expect,
however, that these packages will be applicable to several
of the development projects and may reduce actual costs
below our conservative estimates.  For estimation pur-
poses we have assumed the following average man month
rates:

    Contractor-consulting project           $8,000
    Contractor-system development           $5,500
    EPA personnel                           $1,500

Computer time expenses have been included in the overall
ADP Fund costs for associated systems.  Other expenses
have been included for contractors but not for EPA per-
sonnel.  These cost estimates are presented for eight
projects, as follows:

       GPSF development
       Word processing study
       STORET development
       TADS/SIRS evaluation
       Administrative systems study and development
    .  OEGC plan
       ORD plan
    .  Energy system development
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All estimates are calculated in man months  (m.m.).
There are five estimation categories for development
projects, as follows:
        .  Design - functional specification and
           design, general system design
           Programming - module flowcharting, coding,
           unit tests
           Conversion - data conversion, full system
           testing, installation, acceptance testing
        .  Training - user documentation and training
        .  Expenses - travel, supplies, clerical
           support, report production
Consulting estimates have been categorized only into
personnel and expense categories.
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       (1) GPSF Development  (12 month elapsed time)
Design
Programming
Conversion
Training

Total Manpower
x m.m. cost

Total Manpower Cost
Expenses

Total Cost
 Contractor
   12 m.m.
   12 m.m.
   14 m.m.
   10 m.m.

   48 m.m.
x $  5,500

  $264,000
  $ 36,000

  $300,000
    EPA
  18 m.m.
  12 m.m.
  18 m.m.
  18 m.m.

  66 m.m.
x $ 1,500

 . $99,000
  $99,000  rounded to
             $100,000
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   (2) Word Processing Study  (3 month elapsed time)
Analysis
x m.m. cost

Total Manpower Cost
Expenses
Total Cost
Contractor
   3 m.m.
x $ 8,000

  $24,000
  $ 6,000

  $30,000
   EPA
  6 m.m.
x $1,500

  $9,000
  $9,000  rounded to
            $10,000
                           300
                            index systems inc

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                 (3) STORET Development
      Reduce On-Line Data (6 month elapsed time)
Design
Programming
Conversion
Training

Total Manpower
x m.m. cost

Total Manpower Cost
Expenses
Total Cost
Contractor
2 m.m.
2 m.m.
3 m.m.
2 m.m.
9 m.m.
x $ 5,500
$49,500
$10,500
EPA
6 m.m.
6 m.m.
8 m.m.
8 m.m.
28 m.m.
x $ 1,500
$42,000


    $59,500         $42,000  rounded to
rounded to $60,000             $40,000
                             301
                             index systems inc

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  Reprogram for Shift to RTF (12 month elapsed time)
Design

Programming

Conversion

Training


Total Manpower

x m.m. cost


Total Manpower Cost

Expenses
Total Cost
Contractor
20 m
24 m
24 m
24 m
.m.
•m.
.m.
.m.
EPA
30
30
36
36
m.m.
m.m.
m.m.
m.m.
      92 m.m.

   x $  5,500


     $506,000

     $ 90,000
  132 m.m.

x $  1,500
  $198,000
     $596,000        $198,000  rounded to
rounded to $600,000              $200,000
                                302
                                                   index systems inc

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Develop New Retrieval Capabilities (9 month elapsed time)
Design

Programming

Conversion

Training


Total Manpower

x m.m. cost


Total Manpower Cost

Expenses
Total Cost
Contractor
15 m
15 m
15 m
15 m
.m.
.m.
.m.
.m.
EPA
15
15
18
18
m.m.
m.m.
m.m.
m.m.
   60 m.m.

x $  5,500


  $330,000

  $ 70,000



  $400,000
   66 m.m.

x $  1,500


  $ 99,000
  $ 99,000  rounded to
              $100,000
                             303
                                                   index systems inc

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     (4) TADS/SIRS Evaluation  (3 month elapsed  time)
Analysis
x m.m. cost

Total Manpower Cost
Expenses
Total Cost
Contractor
   1 m.m.
x $ 8,000

  $ 8,000
  $ 2,000

  $10,000
                             304
                           index systems inc

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               (5) Administrative Systems

Systems and Procedures Analysis  (6 month elapsed time)
Analysis

x m.m. cost


Total Manpower Cost

Expenses
Total Cost
 Contractor

   10 m.m.

x $  8,000


  $ 80,000

  $ 20,000


  $100,000
     EPA

   12 m.m.

x $  1,500
  $ 18,000
  $ 18,000  rounded to
              $20,000
                             305
                                                   index systems inc

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Administrative Systems Reprogramming  (9 month elapsed time)
  Design



  Programming



  Conversion



  Training





  Total Manpower



  x m.m. cost





  Total Manpower Cost



  Expenses
  Total Cost
Contractor
6 m
9 m
9 m
6 m
.m.
.m.
.m.
.m.
EPA
18
12
18
18
m.m.
m.m.
m.m.
m.m.
   30 m.m.



x $  5,500





  $165,000



  $ 35,000







  $200,000
   66 m.m.



x $  1,500





  $ 99,000
  $100,000
                               306
                                                      index systems inc

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     (6) OEGC Planning Study  (3 month elapsed time)
Analysis

x m.m. cost


Total Manpower Cost

Expenses
Total Cost
Contractor

   6 m.m.

x $ 8,000


  $48,000

  $12,000



  $60,000
    EPA

  12 m.m.

x $ 1,500


  $18,000
  $18,000  rounded to
             $20,000
                            307
                           index systems inc

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     (7)  ORD Planning Study  (6 month elapsed time)
Analysis

x m.m. cost


Total Manpower Cost

Expenses
Total Cost
 Contractor

   10 m.m.

x $  8,000


  $ 80,000

  $ 20,000



  $100,000
    EPA

  12 m.m.

x $ 1,500


  $18,000
  $18,000  rounded to
             $20,000
                            308
                            index systems inc

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   (8) Energy System Development (9 month elapsed time)
Design
Programming
Conversion
Training
Total Manpower
x m.m. cost
Total Manpower Cost
Expenses
Total Cost
 Contractor
   12 m.m.
   12 m.m.
   14 m.m.
   10 m.m.

   48 m.m.
x $  5,500

  $264,000
  $ 36,000

  $300,000
    EPA
  18 m.m.
  12 m.m.
  18 m.m.
  18 m.m.

  66 m.m.
x $ 1,500

  $99,000
  $99,000  rounded to
             $100,000
                            309
                            index systems inc

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3.  EQUIPMENT AND TIMESHARING COST CALCULATIONS







    In order to estimate the ADP Fund expenditures of the



    Agency over the next 5 years, as indicated in the



    coordinated plan, each of the current major systems



    was examined.  Assumptions were made concerning the



    growth pattern expected for each of these systems.



    Smaller computer systems at each Assistant Administra-



    tor level office were aggregated as "other systems",



    and their growth estimates were based on the growth



    trends of the office as a whole.  The results of the



    proposed ADP plan action steps were included also in



    the projection numbers.







    Exhibits D-l through D-6 present the detailed cost



    estimates of each major system, categorized by office.



    Under each system name is a brief description of the



    assumed growth pattern or a footnote indicating the



    projection pattern used.  These estimates represent



    growth of current systems and of new systems currently



    under development.  No estimates were made reflecting



    the impact of inflation, or changes in mission scope



    caused by new legislation.
                              310                   index systems inc

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For FY'76 and FY'77f cost estimates are shown on a



quarterly and annual basis.








Exhibit D-7 presents the EPA equipment and related



charges for OSI, RTF, Cincinnati and Headquarters.



These charges are in addition to the timesharing



charges at OSI and other service bureaus.  The total



ADP Fund is comprised of both the timesharing and



equipment expenditures.
                         311                    index systems inc

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                                                                                            Exhibit U-l
                                                                   U.S.  Environmental Protection Agency
                                                                                   Cost Projections-OPM
    SYSTEM
FY75
FY76
                                                                  FY77
FY78  FY79  FY80
Office of Planning
and Management
DIPS
(*)
Personal Property
(1)
GICS up 50% in
2 yrs. then +10%/
year
TSSMS
(2)
FMS
(3)
Other 0PM
(*)
RTF Admin.
RTF Conversion
OFFICE TOTAL


612
150
150
76
323
777
R
R
2144

Ql 0.2 Q3 Q4 TOTAL
156 156 160 160 632
37 38 40 41 156
62 62 67 67 258
19 19 20 21 79
82 83 82 83 330
210 210 213 213 846
R
R
2301

Ql 0.2 Q3 Q4 TOTAL
163 163 164 164 654
41 41 41 42 165
68 68 68 68 272
20 21 20 21 62
84 84 84 84 336
235 235 197 197 864
R
R
2373


667
168
278
82
343
866
R
R
2404


680
172
283
82
349
953
R
R
2519


793
175
288
82
356
1048
R
R
2742

(*)  System affected by 5 year plan action steps.
(1)  10% growth in 5 years for system at OSI.   Increases are:  +2%/year.
(2)  Level Cost.   System useage expected to remain at current  level.   Adjustment for 8% OSI
     Increase in Third Quarter FY '76.
(3)  10% growth in 5 years - Government  owned  Facility +2%/year.
 R  Run at RTP and subsumed by RTP fixed costs.

-------
                                           COST PROJECTIONS
                                                                                           Exhibit D-2
                                                                  U.S. Environmental  Protection Agency
                                                                                 Cost Projections-OEGC
      SYSTEM
FY75
FY76
                                                                 FY77
                                                                  FY78  FY79  FY80
Office of Enforce-
ment and General
Counsel
PEMS
(*)
CDS increase by
$ 5 0 0/mont h/reg ion
in 5 years
GPSF
(*)
Interim GPSF
Start IQ'76 level
usage
Other OEGC
(*)
New Enforcement
Tracking System
(*)
OFFICE TOTAL

150
57
960
60
36

1263
Ql Q2 Q3 Q4 TOTAL
— — —
17 18 19 19 73
...
30 30 32 33 125
10 10 6 6 32

230
Ql Q2 Q3 Q4 TOTAL
— — —
22 22 22 22 88
	 R R 	
32 33 32 33 130
6 6 6 7 25
100
343

-—
102
R
130
27
400
659

___
115
R
130
30
400
675

___
128
R
130
33
400
691
(*)  System affected by 5 year plan action steps,
 R  Run at RTP and subsumed by RTP fixed costs.

-------
                                              COST PROJECTIONS
                                                                                            Exhibit D-3
                                                                   U.S. Environmental Protection Agency
                                                                                  Cost Projections-OWHM
    SYSTEM
FY75
FY76
                                                                  FY77
                                                                   FY78  FY79  FY80
Office of Water
and Hazardous
Materials
SIRS/SPCC
(*)
TADS
(*)
Bowns Timesharing
(*)
FARCS +100/yr '76
& '77 then flat
STORET
(*)
Other OWHM
(1)
OFFICE TOTAL

100

40

285

525
2«39
68
3991
Ql Q2 Q3 Q4 TOTAL
25 	 	 	 25

in 	 	 	 10

73 	 	 	 73

156 156 169 169 650
615 570 625 625 2435
17 17 18 18 70
3263
Ql Q2 O3 04 TOTAL






193 193 193 193 772
R R R R R
21 21 21 21 84
856







775
R
94
869







775
R
105
880







775
R
115
890
                                                                                                         CO
(1)  10%/year growth +8% OSI Increase Third Quarter FY '76,
(*)  System affected by 5 year plan action steps.
 R  Run at RTP and subsumed by*RTP fixed costs.

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                                                                                            Exhibit D-4
                                                                   U.S. Environmental Protection Agency
                                                                                  Cost Projections-OAWM
                                            COST PROJECTIONS
    SYSTEM
FY75
FY76
                                                                    FY77
                                                                   FY78   FY7Q   FVflO
Office of Air and
Waste Materials
NOISE cut in '76
then flat usage
SWIRS cut in '76
then flat usage
TENIS
SAROAD
NEDS
Other OAWM
(1)
OFFICE TOTAL

120
120
R
R
R
198
438
Ql Q2 Q3 Q4 TOTAL
5556 21
5556 21
R
R
R
54 48 52 52 206
248
Ql 02 Q3 Q4 TOTAL
5 6 5 6 22
5 6 5 6 22
R
R
R
57 57 57 57 228
272

22
22
R
R
R
252
296

22
22
R
R
R
277
321

22
22
R
R
R
305
349
                                                                                                         CO
(1)  10%/year growth +8% OSI Increase Third Quarter FY '76,
 R  Run at RTP and subsumed by RTP fixed costs.

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                                                                                            Exhibit  D-5
                                                                   U.S.  Environmental  Protection Agency
                                                                                  Cost  Projections-ORD
                                               COST PROJECTIONS
    SYSTEM
FY75
FY76
FY77
FY78   FY79  FY80
Office of Research
and Development
Prog . . Management
(*>
Bowne Timesharing
(*)
SEAS Model
(*)
Lake Pollution
Model (*)
Energy Data System
Other ORD
(*)
OFFICE TOTAL

530
121
300
200


430
1581
Ql Q2 Q3 Q4 TOTAL


33 	 	 	 33
75 R R R 75
50 R R R 50

•
118 118 128 128 492
650
Ql Q2 Q3 Q4 TOTAL




R R R R R
R R R R R


140 140 140 140 560
560





R
R
R
616
616


—
R.
R
R
678
678


___
R
R
R
745
745
vo
H
ro

(*)  System affected by 5 year plan action steps.
 R  Run at RTP and subsumed by RTF fixed costs.

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                                                                                           Exhibit D-6
                                                                  U.S. Environmental Protection Agency
                                                                              Cost Projections-Regions
                                              COST PROJECTIONS
    SYSTEM
FY75
FY76
FY77
FY78  FY79  FY80

REGIONAL MGMT.
(1)
REGIONAL MODELING
(*)
REGIONAL TOTAL
TOTAL AGENCY
TIMESHARING COSTS

281
200
481
9898
Ql Q2 Q3 Q4 TOTAL
72 72 77 77 298
52 52 56 56 216
514
6692
Ql 0.2 Q3 Q4 TOTAL
79 79 79 79 316
R
316
4720

322
R
322
5166

328
R
328
5401

334
R
r
(
334
5751
(1)  20% increase in system use, spread over 5 years plus 8%  OSI  Increase in FY '76,
(*)  System affected by 5 year plan action steps.
 R  Run at RTP and subsumed by RTF fixed costs.

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                                                                                        Exhibit D-7
                                                               U.S. Environmental Protection Agency
                                                                         Equipment Cost Projections
SYSTEM
FY75
FY76
COPT PROJECmIO!JS
            FY77
                                                                                    FY78    FY70  FY80
Hardware & Other
OS I -Reduce backup
frequency & charges
Parallel Operation
during conversion
RTP Equipment
"Telecoromunications
Maintenance
Management
Analysis
Supplies
•TOTAL RTP
NERC Cincinnati
Equipment





TOTAI/ CINNC.
Headquarters
Equipment
Misc.
Supplies
TOTAL HEADQUARTERS
TOTAL EQUIPMENT





1800
500
250
300
50
100
3000
155
20
en

SO

~TK
300
200
100
~&56
3875

-500


1000
1800
500
250
300
50
100
3000
89





—BT
300
200
100
~&5o
4189

-200



1940
700
250
500
1-00
100
3590
89





— BT
325
215
110
~5TjO~
4129

-200



2030
700
270
500
ion
110
TTTo"
89





—8?
325
215
110
~55lT
4249

-200


1000
2030
700
270
500
ino
110
3~7ToT
89





— BT
325
215
110
~630~
5249

-200



2030
700'
270
300
1-OD
110
TTTTF
89





— 8T
325
215
110
Tsiy
4249
                                                                                                               00
TOTAL EQUIPMENT
TOTAL .TIMESHARING

TOTAL ADP FUND
36?5
9898

13773
4189
6692

10881
4129
4720

8849
4249
5166

9415
5249
5401

10650
4244
5751

10111

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                  APPENDIX  E
THE SIX PHASES OF THE  SYSTEM DEVELOPMENT PROCESS
                                                   index systems inc

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APPENDIX E - THE SIX PHASES OF THE SYSTEM DEVELOPMENT PROCESS







   Effective management requires that systems development be



   divided into six phases to facilitate control.  Breaking



   the systems development process into well-defined phases



   facilitates management and control by providing checkpoints,



   at both the beginning and the end of each phase, whereby



   management can make decisions on both the selection of



   systems and the control of development costs.







   There are six phases into which the systems development



   process has been divided, as follows:







                  Identification of new systems ideas



                  Screening of new systems



                  Preliminary development and evaluation



                  Coordinated planning



                  Detailed development and evaluation



                  Implementation







   Exhibit E-l, on the following page, summarizes each of



   these six phases.  These phases, together with the control



   points between phases, give management the opportunity to



   .answer the three fundamental questions:  (1) Is the system
                                   ft


   in question likely to produce high savings in relation to
                                319                   index systems inc

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                                                                                  Exhibit  E-l
                                              U.S.  Environmental  Protection Agency
                                                        Coordinated  ADP  Planning —  A
                                                       Managed  and Controlled Process
 PlltSF 1
 IDENTIFICATION
 PHASE ?
 SCREENING
 PHASF 3
 PRELIMINARY
 DEVELOPMENT AND
 EVALUATION
PHASE «
COORDINATED
PLANNING
PHASE <
DETAILED DEVELOP-
MENT AND EVALUATION
•  INTfiP.'JAL NETWORK


•  LEGISLATIVE RCQUIREMENTS


•  ENVIRONMENTAL STRATEGIES
  SCREENING CRITERIA

  MANAGEMENT APPRAISAL


  PRIORITY RANKING
                                 SECOND
                                DECISION
• SPECIFICATIONS

• COSTS

• SAVINGS

• EVALUATION
                                  THIRD
                                DECISION
  SYSTEMS
  SCHEDULE
  MANPOWER AND EQUIPMENT
  CASH OUTLAY AND PAYBACK
  ORGANIZATION
• SPECIFICATIONS

• COSTS

• SAVINGS

• EVALUATION
JIIASi; f.
IIIIM.I:MI:NTATION
• INSTALLATION
OK
RYTtTFM
• TPAINIKR
pirr'S
(IVII'IITCK IM«x;i;VUi CYINVI'R-
SION OK KKL'OKIV
PIU'T OITIUTIONS
niM'KATIIIN
                                        320

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risk?  (2) Does the system look attractive enough to war-

rant the costs involved in the succeeding phases of devel-

opment?  and  (3) Is the system likely to meet the program

needs for which it will be designed?



The balance of this appendix describes the procedures which

EPA should follow in each of the six phases of systems

development.



1.  THE FIRST PHASE OF SYSTEMS DEVELOPMENT IS THE IDENTI-
    FICATION OF NEW SYSTEM NEEDS.



    In a field of rapidly-developing technology, such as

    ADP, it is necessary to organize the identification

    and development of new system requirements.  To assure

    a proper flow of new thinking on computer systems,

    EPA should use the following procedures in identifying

    ADP needs.
    (1) Organize an internal network for gathering new
        system needs.
        A senior manager within each Agency office should

        be designated to be responsible for stimulating

        and organizing the formulation of new system

        requirements.  These requirements should be trans-

        mitted to the head of MIDSD.
                             321
                                                   index systems inc

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    (2)  Analyze major legislative requirements and environ-
        mental strategies.
        Just as with other management tools,  computer sys-

        tems produce the best results when they are part

        of the Agency's overall strategy.  Analysis of

        EPA's major legislative requirements  and environ-

        mental strategy is the most productive source of

        new systems ideas.  Such analysis tends toward the

        selection of new systems which will not only meet

        Agency requirements themselves, but which may

        consolidate the functions already provided by older,

        less efficient systems.



2.  THE SECOND PHASE OF SYSTEMS DEVELOPMENT IS THE SCREENING
    OF POTENTIAL AUTOMATED APPLICATIONS.



    Once new systems requirements have been identified and

    formulated, they must be screened to determine which

    requirements are of primary interest consistent with

    overall Agency priorities.  EPA should screen new ADP

    systems by taking the following steps.



    (1) Develop criteria for the screening process.



        The criteria for the screening process, as well as

        for the evaluations made in subsequent phases of
                              322                   index systems inc

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    systems development,  should include:
           Potential savings  in the  system per se,
           which are determined by estimating, on an
           "order of magnitude" basis:
              Present displaceable costs
           -  One-time systems  and programming devel-
              opment costs
           -  ADP operating costs
              Resultant savings
           Potential savings  in the  program area which
           the system is designed  to service
           Information or service  improvement to users
        .   Potential technical  risk, such as EPA's
           capability to implement the  system
           Potential financial  risk:
              Probably investment  in one-time costs
           -  probably months or years  of payback
(2)  Interview key EPA personnel  and  gain their informed
    judgments,  on the basis  of the criteria  established,
    Of the  identified new automated  systems.
    Because selected key personnel  are well  informed
    about  their specific functions,  they can express
    helpful judgments on proposed systems in relation
    to the screening criteria.
                         323                   index systems inc

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(3)  Rank all  new systems  in  terms  of  priority of  interest
    and  prepare  recommendations  for senior management  on
    the  next  steps  to  be  taken on  each system.
   All  new systems  should be  ranked  in terms  of  priority

   of their interest  to  EPA based  on the  screening  cri-

   teria.   Recommendations such as the following should

   then be prepared for  senior  management regarding the

   next steps  to  be taken on  each  system.
           Proceed  to  a  preliminary development  and
           evaluation  project.

           Proceed  immediately  to  a detailed  develop-
           ment  and evaluation  project when it is  rea-
           sonably  obvious  that there is  a paramount
           need  for the  system  and when,  for  this  reason,
           preliminary development and evaluation  are
           not necessary.

           Put the  system "into inventory" for future
           development and  evaluation as  part of EPA's
           coordinated ADP  plan.

           Eliminate the system from further  consideration,
    In preparing recommendations  on  systems  that  require

    development and  evaluation projects,  preliminary

    cost estimates should be prepared  for carrying  out

    the projects.
                         324                   index systems inc

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(4)  Meet with senior management and obtain decisions
    as t'o the actions to be take'n on e'ach system.
    This  step is  recommended so that management can:
           Select systems  in relation to cost and risk
           by making the decisions on (1)  which systems
           warrant preliminary development and evaluation,
           (2)  which warrant detailed development and
           evaluation,  and (3)  which should be put "into
           inventory" for  future development, and which
           should be dropped.

           Control the costs of systems  development by
           approving, in advance, the expenditures in-
           volved in development projects.
(5)  Document  and  file senior management recommendations
    and  decisions with respect to all new systems and
    revisions to  existing systems.
    Documentation and filing assure that:
           EPA will  not  lose track of  any system that
           has once  been considered.

           The work  that already has been done on a
           system will not have  to be  repeated.

           There  is  a record of  management decisions
           and the reasons for making  them.

           There  is  a record of  estimated costs  to be
           incurred  on recommended systems development
           and evaluation projects, which can be used
           as  guidelines for project cost control.
                         325                   index systems inc

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    (6) Develop an inventory of systems which have current
        low priority but may have high priority in the future.
        These are systems which are "rejects" in terms of

        current priority.  These systems, however, may have

        high priority in the future because of:



               Changes in ADP technology

               Changes in the legislative requirements

            .  Changes in program strategies

               Changes in Agency workload.  The Agency may
        ,•;       not have the people available to work on
               low-priority systems because they are occu-
               pied with high-priority systems.  When the
               workload changes, technical people would
               become available to work on additional systems,



3.  THE THIRD PHASE OF SYSTEMS DEVELOPMENT IS PRELIMINARY
    DEVELOPMENT AND EVALUATION.



    The concept of preliminary development and evaluation

    is that enough, but only enough, work will be done:

    (1) to determine whether the system involved seems to

    make sense from a cost standpoint, and (2) to determine

    its priority with respect to other systems under consid-

    eration.  In doing this preliminary work, it should

    always be kept in mind that, before a system is opera-

    tional, more detailed and accurate work will be done in

    the subsequent detailed development and evaluation phase.
                              326
                                                   index systems inc

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To carry out preliminary development and evaluation of
computer systems, EPA should use the following procedures,

(1) Develop preliminary specifications for each service.

    The specifications should be prepared in terms of
    how the system functions would be processed on
    computer equipment.  The specifications should be
    in sufficient detail to permit estimation of pre-
    liminary costs.

(2) Develop preliminary estimates of operating costs.

    The cost estimates should be reasonably accurate
    projections of the operating costs to be incurred.

(3) Develop preliminary estimates of one-time costs.

    The one-time costs include ADP systems analysis
    and programming development, and other implemen-
    tation costs, such as documentation, parallel
    operation and data conversion.
                          327                  index systems inc

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(4)  Evaluate each service in terms of the criteria
    previously established.
    These criteria,  as  established for the system

    screening process and described above, are:



        .  Potential savings in the system per se

           Potential savings in the program which
           the system serves

        .  Information  or service improvement to users

           Risks,  both  technical and financial
(5)  Prepare  documented recommendations for senior
    management  on each system as to whether it warrants
    detailed development and evaluation.
    The  documentation for  each system should cover:
           Preliminary specifications  (e.g.,  scope,
           input,  output,  processing,  controls)

           Preliminary estimates  of  operating costs

        .   Preliminary estimates  of  one-time  ADP
           development and implementation costs

        .   Evaluations in  terms of the established
           criteria

           Recommendation  as  to whether the system war-
           rants detailed  development  and evaluation
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    (6) Meet with senior management and obtain decisions
        on each system as to whether the system warrants
        development and implementation.
        This step is recommended so that management can:
               Select systems in relation to cost and risk
               by making the decisions as to whether sys-
               tems warrant detailed development and eval-
               uation

               Control development costs by determining
               whether the costs incurred in preliminary
               development and evaluation projects corres-
               pond to the costs originally estimated for
               the project
    (7) Develop an inventory of systems which have been
        put through preliminary development and evaluation,
        but which do not warrant immediate detailed dev-
        elopment and evaluation.
        These are the systems which are "rejects" in terms

        of current priority.  These systems, however, may

        develop high priority in the future because of

        changes in ADP technology, in legislative require-

        ments, in program strategies, or in the workload

        of the automated services program.



4.  THE FOURTH PHASE OF SYSTEMS DEVELOPMENT IS COORDINATED
    PLANNING FOR ADP APPLICATIONS OF CURRENT PRIORITY.



    After completion of the preliminary development and

    evaluation phase of systems development, EPA normally
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will have a number of high-priority applications which

warrant detailed development and evaluation.  However,

there will be a number of additional, lesser priority

internal applications that warrant attention also.  Thus,

there are conflicting demands for the time of qualified

ADP personnel.  Additionally, equipment requirements to

carry out a program embracing ADP applications may exceed

current capacity.  Finally, there are questions as to

how the implementation of the coordinated ADP plan should

be organized.



Under the foregoing circumstances, coordinated planning

becomes a necessity.  EPA should carry out its coordi-

nated planning by taking the following steps.
(1) Review any additipnal ADP applications that may
    be planned.
    The additional ADP applications should be reviewed

    in terms of potential cost savings, improvements in

    service, and other benefits.
(2) Develop, for planning purposes, a schedule of addi-
    tional computer application's"!
    In setting the schedule, the following factors should

    be considered:
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        .   Relative value to EPA of  new ADP services

        .   Equipment requirements

        .   Manpower requirements for designing and
           programming systems



(3)  Project the cash outlay and payback involved in
    the development of each application and all appli-
    cations in combination over the  period covered by
    the coordinated plan.



    The projection of cash outlay and payback should

    be a pro-forma statement of:



        .   Estimated savings from ADP systems

           Estimated one-time ADP development and
           implementation costs
(4)  Make  recommendations  and obtain management decisions
    on the  coordinated program.
    The coordinated  program is  intended to  be management's

    master  process for  the  conduct  of  the ADP program.  .

    Management  should make  decisions on the following:



        .   The  coordinated  plan as  proposed

        .   Budget and staffing  requirements for  carrying
           out  the program
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    (5)  Revise the coordinated program when new conditions

        warrant.
        It is not intended that the coordinated program be


        "cast in bronze" and become inflexible because .of
                                                     i

        an unwarranted desire not to upset plans.  It is


        anticipated that revisions in planning will become


        necessary because systems once thought to have low


        priority develop a higher priority because of


        changed conditions.
5.  THE FIFTH PHASE OF SYSTEMS DEVELOPMENT IS DETAILED

    DEVELOPMENT.
    Detailed development and evaluation require essentially


    the same steps as preliminary development and evaluation,


    but in greater detail so that management has a firm


    basis upon which to make final decisions to implement


    new systems.






    (1) Develop detailed ADP specifications.






        Detailed ADP specifications should be prepared in


        terms of:
               The operations which the data processing

               facility must perform
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           The operations  which the program users will
           be asked to perform
(2)  Develop detailed cost estimates.
    Detailed cost estimates should be made in terms of:
           Cost of  the operations which the data pro-
           cessing  facility will perform

           Cost of  the operations which the program
           users will perform
(3)  Develop detailed one-time cost estimates.



    Estimates should be prepared for one-time  ADP im-

    plementation costs.
(4)  For the purpose of making a final decision to im-
    plement the system, reappraise the value of the sys-
    tem in terms of the criteria previously established,
    As mentioned earlier,  the criteria are:
        .   Potential savings in the system per se

           Potential savings in the program which the
           system supports

        .   Information or service improvement to users

        .   Risk,  both technical and financial
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(5)  Prepare documented recommendations  for senior
    management on whether  to implement  the system.
    The  documentation should include:



        .   Detailed ADP specifications

           Detailed estimates of  operating costs

        .   Detailed estimates of  one-time ADP imple-
           mentation costs

        .   Evaluation in terms of the  established
           criteria

        .   Recommendation as to whether the system
           should continue  to be  implemented
(6)  Obtain management's final  decision on whether to
    implement the systenu
    It  should be noted that this  is  the third opportu-

    nity management has had to take  a look at the pro-

    posed system (first,  during screening; second, after

    preliminary development;  and  third, after detailed

    development).



    This step is required so that management can control

    both the selection of systems in relation to cost

    and risk and the costs involved  in the next phase of

    systems  development,  which is implementation.
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6.  THE SIXTH PHASE OF SYSTEMS DEVELOPMENT IS IMPLEMENTATION.



    After detailed development and evaluation have been

    completed and management has made a decision to implement

    the system, the final phase of systems development is

    implementation.  EPA should carry out implementation by

    taking the following steps.
    (1)  Develop a detailed ADP systems design for the
        coordinated automation program.
        The detailed system design includes:



               Flow of work

            .  Input preparation

               Computer runs

            .  Output forms

            .  Scheduling and conversion planning

            .  Controls and audit trails



    (2)  Write,  test, and debug the computer programs.
    (3)  Plan the conversion of records and/or files where
        applicable.
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(4)  Test the system through a pilot operation.
(5)  Train personnel to use the system.
(6)  Make recommendations and obtain management decisions
    on full-scale installation of the system.
(7)  Begin full-scale use of the system.
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