EIA Guidejines for New Source
Petroleum Refineries and Coal Gasification Facilities
                  prepared for

           Office of Federal Activities
      U.S. Environmental Protection Agency
              401 M Street, S.W.
           Washington, D.C. 20460
                     under

EPA Contract 68-W2-0026, Work Assignment 34-1
   SAIC Project Number 01-1030-03-6602-000
              September 22, 1994
               EPA Headquarters Library

                                       4*9 Printed on Recycled Paper

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                                                                 Table of Contents
                             TABLE OF CONTENTS
1. INTRODUCTION  	   1
   Organization of These Guidelines	   2

2. REGULATORY OVERVIEW  . i	   3
   National Environmental Policy Act	   3
      The NEPA Process	   4
   The Clean Water Act  	   5
      Process Water	•	   5
        Application to the Petroleum Refining Industry   	   6
     .   Application to the Coal Gasification Industry	   6
      Stormwater	'.	: .   6
        Application to the Petroleum Refining Industry	 . . .   7
        Application to the Coal Gasification Industry	   7
        Application to Construction Activity	   7
   The Resource Conservation and Recovery Act	   8
      Non-hazardous Waste Requirements - Subtitle D	   8
      Underground Storage Tank Requirements - Subtitle I	   9
      Hazardous Waste Requirements - Subtitle C	   9
      Land Disposal Restrictions  	   9
      Recycling and Reuse Exemptions and Provisions	   9
      Hazardous Waste Generators	10
      Hazardous Waste Treatment, Storage, and Disposal Facilities	10
        Ground Water Monitoring	10
        Application to the Petroleum Refining Industry   	11
        Application to the Coal Gasification Industry	12
   The Clean Air Act	12
      Current Clean Air Act Requirements	12
        New Source Review	12
        New Source Performance Standards (NSPS)	13
        National Emissions Standards for Hazardous Air Pollutants (NESHAPs)	14
      Changes to Take Effect as 1990 Amendments Are Phased in	14
        Federal Permit Program  	14
        New Source Review	14
        Non-attainment Offsets	IS
        New Source Performance Standards (NSPS)	IS
        NESHAPS	15
   Other Relevant Requirements  	IS
     Clean Water Act Section 404 Permits	15
     Endangered Species Act	16
     National Historic Preservation Act	16

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Table of Contents
      Coastal Zone Management Act .  . . .	17
      Executive Orders 11988 and 11990	18
      Executive Order 12898 (Environmental Justice)	18
      Farmland Protection Policy Act   	19
      Rivers and Harbors Act	19
      Wild and Scenic Rivers Act	19
      Fish and Wildlife Coordination Act	20

3.  TECHNOLOGY OVERVIEW	21
   Petroleum Refining	21
      Typically Used Processes	21
        Desalting	23
        Distillation and Fractionation   	23
        Cracking	24
          Catalytic Cracking	24
          Catalytic Hydrocracking	25
          Thermal Cracking  	25
        Reconstruction  	25
          Hydrotreating	26
          Alkylation	26
          Polymerization  	27
          Isomerization  	27
        Reforming	27
        Treating  	28
          Gas Concentration  	28
          Coking . . :	28
          Asphalt Production	28
          Lube  Oil Production	28
      Current Trends  	29
        Supply and Demand	:	29
        Configuration and Production Levels	30
        Geographic Distribution	30
        Raw Materials	31
        Pollution Prevention	*	31
   Coal Gasification	33
      Process Overview	33
      Typical Configurations	35
        Moving Bed  Gasifiers	35
        Fluidized Bed Gasifiers	35
        Entrained Flow Gasifiers	35
      Major Products  	37
        Fuel Gas	37
        Electric Power	37
        Hydrogen  	37
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                                                                 Table of Contents
        Synthetic Natural Gas (SNG) and Chemicals	38
      Typical Processes	38
        Coal Gasification	38
           Combustion Engineering IGCC Repowering Project	 . . .  38
           Lurgi Gasification/Great Plains Coal. Gasification Project  	41
           Texaco Gasifier/Tampa Electric IGCC Project	43
           U-Gas Gasifier/Toms Creek IGCC Project  	44
        Corollary Processes	45
           Shift Conversion  	45
           Methanation	46
           Compression and Drying	47
      Current Trends  	•	47
        Supply and Demand	47
        Improvements in Gasification Technology	48
        Fuel Cells Based on Hydrogen and Oxygen  (Air)	48
        Scale of Operations  	49
        Geographic Distribution of Coal and Coal Gasification Projects  	49
        In-situ or Underground Coal Gasification	49
           Combatting the Greenhouse Effect  	50

4. ENVIRONMENTAL DOCUMENTATION	53

5. PURPOSE AND NEED	55

6. PROJECT ALTERNATIVES	57
   Alternatives  Available to EPA	'	57
   Alternatives  Considered by the Applicant	57
   Alternatives  Available to Other  Permitting Agencies  	58
   Proposed Projects	58

7. AFFECTED ENVIRONMENT   	61
   Identifying and Characterizing the Affected Environment	61
   Physical-Chemical Environment	61
        Air Resources	61
        Water Resources	62
        Soils/Geology	63
   Biological Environment	64
        Vegetation	64
        Wildlife  	64
        Ecological Interrelationships	64
   Socioeconomic Environment	65
        Community Services	65
        Transportation   	65
        Population	66
                                        111

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        Employment	66
        Health and Safety	66
        Economic Activity	67
      Land Use	67
      Aesthetics	67
      Cultural Resources	67

8.  ENVIRONMENTAL CONSEQUENCES   	69
   Methods of Analysis	69
      Determination of Significance	70
      Comparisons of Impacts under Differing Alternatives	72
      Summary Discussions   	•	72
      Mitigation Measures  	73
   General Impacts	74
      Impacts from Site Preparation and Construction	75
        Habitat Alteration  	75
        Pollutant Generation	76
        Socioeconomic Impacts	77
          Land Use Change	77
          Human and Institutional Resources; Community Structure	78
          Loss of Historic or Cultural Resources	80
      Impacts from Facility Operation	'... 80
        Air Quality	80
        Water Quality	81
        Soil Quality	82
        Vegetation . . •.	83
        Wildlife	84
        Environmental Health and Safety	85
        Land Use	86
        Visual Resources	:	86
        Cultural Resources	87
        Socioeconomic Impacts	87
   Technology-Specific Potential Impact Reduction	88
      Mitigating Impacts in Project Design	89
      Petroleum Refining  . .	89
        Raw Materials Extraction, Transport and Storage	89
        Gaseous Wastes   	90
          Stack Emissions	90
          Fugitive Emissions	91
          Air Quality Modeling	91
          Waste Control and Residuals Disposal	95
        Liquid Wastes  	96
          Aquatic Discharges	96
          Process Wastes	97
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           Stormwater  	97
           Water Quality Modeling	98
          •Groundwater Contamination	99
           Groundwater Modeling  	99
           Spills	101
        Water Control and Residuals Disposal	  101
        Solid Wastes  	102
        Hazardous Wastes	102
        Other Wastes	103
        Waste Control and Residuals Disposal	104
           Landfills	104
           Recycling  	•	106
           Other Impacts	106
      Coal Gasification Impacts	107
        Coal Extraction	107
        Transportation  	108
        Coal Storage On-Site  	108
        Waste Storage and Disposal	108
        Purification of Crude Gasifier Off-gas	110
        Methods for Desulfurization of Coal Gasification Streams	  Ill

9. OTHER ISSUES  	119
   Consultation and Coordination	119
   List of Preparers	119
   References	119

10. REFERENCES	121

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Table of Contents
                                        VI

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                                                                             Glossary
                                     GLOSSARY
Alkylation:

Area source:


Aromatic:

BACT:

BDAT:

BMP:

Bituminous
coal:



Bottom ash:


Caustic:


Catalyst:
Catalytic
cracking:
A refinery process for combining isoparafin with olefm hydrocarbons.

Source of air emissions that is relatively uniform over a large surface area,
such as uncovered lagoons, storage piles, or slag heaps

Describes organic compounds containing at least one benzene ring

Best Available Control Technology

Best Demonstrated Available Technology

Best Management Practices
A dark brown to black coal, also known as soft coal, which is high in
carbonaceous matter and has 15-50 % volatile matter; yields significant
amounts of pitch or tar.

The heavier, coarser products of combustion which fall through grate at the
bottom of a furnace or boiler.

Typically refers to sodium hydroxide, but could be any other highly alkaline
or alkaline-producing chemical agent added to raise pH.

A substance or material which alters the speed of a chemical reaction; it can
be recovered virtually unchanged in form and amount after completion of the
reaction.
Cracking that involves the use of a catalyst.
Catalytic
hydrocracking:   A high pressure petroleum refining process in which molecules too large and
                 complex for gasoline use have hydrogen added to them before being cracked
                 into smaller, more suitable molecules.
CEQ:

Char:
Council on Environmental Quality

Also known as low-temperature coke; it is produced at temperatures ranging
from 500-750 degrees Fahrenheit, and is comprised mainly of carbon and ash
impurities.
                                         vii

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Glossary
Coal
gasification:
Coking:



Cracking:


DAF floats:
The conversion of coal, char, or coke to a gaseous product by reaction with
air, oxygen, steam, carbon dioxide or mixtures of these.

The heating of heavy-weight petroleum distillation residuals in the absence
of oxygen in order to drive off remaining volatile organics and hydrogens,
yielding only the lowest boiling point organics and elemental carbon.

The breaking  of large  (higher boiling point) hydrocarbon  molecules into
smaller (lower boiling point) ones.
                       %
The frothy top material containing suspended solids removed during the
dissolved air flotation process.
Dissolved air
flotation (DAF):  A liquid-solid separation process where the main mechanism of suspended
                 solids removal is the change in apparent specific gravity of those suspended
                 solids in relation to the suspending liquid by attachment of small gas bubbles
                 formed by the release of dissolved gas to the solids.
Distillation:
Dry sorbent
injection:
EA:

EID:

EIS:

Endothermic:

Entrained bed
gasifier:
The separation of different petroleum components by selectively heating,
vaporizing  and condensing  compounds based on  their different vapor
pressures.
                            \

Pollution control mechanism involving the injection of finely powdered solid
material into the flue gas stream upstream from paniculate removal systems.

Environmental Assessment

Environmental Impact Document

Environmental Impact Statement

Describing a reaction or process which takes in energy or heat.
A gasifier working on essentially powdered coal, it features the concurrent
down-flow, of both coal and steam-oxidant mixture, the generation of large
amounts of heat, and invariably slag.
Exothermic:      Describing a reaction or process which releases energy or heat.  .

Fluidized bed
                                         viii

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                                                                             Glossary
gasifier:
In this design crushed coal that is less than one-quarter inch in diameter is
introduced onto a fluidized mixture of steam, air or oxygen and coal particles
at various stages of gasification.
Fly ash:



Fractionation:


FONSI:

GPGA:

Greenhouse
effect:
Hazardous
waste:
HRSG:

HSWA:

Hydrotreating:



IGCC:

Isomer:



Isomerization:
The finer paniculate, products of combustion carried in the gas stream from
a furnace or boiler.  It may be comprised of incompletely combusted and/or
non-combustible materials.

A method of separation in successive stages, each stage removing a certain
portion of the crude oil stream

Finding of No Significant Impact

Great Plains Gasification Association
Term given to the phenomenon where infrared radiation, released by the
sunlight-warmed earth surface is intercepted by certain atmospheric gases;
these gases act much like windows on a greenhouse.
A hazardous waste is defined for the purposes of RCRA as one which is not
specifically excluded from hazardous waste regulation, and either exhibits a
hazardous characteristic (ignitability, corrosivity, reactivity or toxicity) or is
specifically listed as a hazardous waste.

Heat recovery steam generator

Hazardous and Solid Waste Amendments of 1984  to RCRA

Oil refinery catalytic process in which hydrogen is  contacted with petroleum
intermediate or  product streams to remove impurities,  such  as  oxygen,
sulfur, nitrogen,  or unsaturated hydrocarbons.

Integrated gasification combined cycle

One of two or  more molecules having the same  molecular  weight and
number and kinds of atoms, but differing in the arrangement or structure of
those atoms.

A process in which a compound is changed in to an isomer, for instance, in
the conversion  of n-butane  into  isobutane.   In refining,  a common
                                          IX

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Glossary
LAER:
isomerization is the conversion of  normal straight chain paraffins  to
branched-chain paraffins which help increase gasoline octane.

Lowest Achievable Emission Rate
Large quantity
generator:       A hazardous waste generator defined  in RCRA as one which generates
                 between 100 and 1,000 kg of hazardous waste per month.

Lignite:          A soft coal, of relatively recent origin  that is denser than peat, but not as
                 dense as other coals.

Line source:     A source of air emissions, such as a road or railroad, which can be modelled
                 as a series of point sources.

LPG:            Liquified Petroleum Gas

Medium quantity
generator:       A hazardous waste generator defined  in RCRA as one which generates
                 between 100 and 1,000 kg of hazardous waste per month.
Moving bed
 gasifier:
MTR:

NAAQS:

NEPA:

NESHAPS:

New Source
Review:
NMFS:
Sometimes called a  fixed bed  gasifier, the design involves  reacting a
stationary pile of coarse-sized coal atop a grate.  As the coal is gasified, the
coal pile is reduced as part of the coal goes to gas, and part of the it falls
through the grate as ash;  thus the pile appears to slowly move downward
though the grate.

Minimum Technical Standards

National Ambient Air Quality Standards

National Environmental Policy Act

National Emission Standards for Hazardous Air Pollutants
Clean  Air Act  required  review for newly constructed  facilities  and
expansions resulting in increased emissions. Requirements under the review
are designed to prevent significant deterioration of air quality, and vary.
depending on whether the NAAQS have been met in the area in which the
facility is located.

National Marine Fisheries Service

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                                                                            Glossary
Non-attainment
area:             An area of the country in which the concentrations of a constituent regulated
                  under the Clean Air Act exceed the NAAQS; the area has not attained low
                  enough concentrations.

NPDES:          National Pollutant Discharge Elimination System

NSPS:            New Source Performance Standards

Point source:     A single, discrete source of liquid or gaseous discharge, often modelled as
                  a point.

Polymerization:   The chemical bonding of two or more  identical molecules into a larger
                  molecule.

POTW:           Publicly  Owned Treatment Works

RCRA:           Resource Conservation and Recovery Act

Small quantity
generator:        A hazardous waste generator defined in RCRA as one which generates less
                  than 100 kg of hazardous waste per month.

Slag:             A glassy substance formed when ash  has been heated to the point of melting
                  and agglomeration.

Stormwater:      Storm  water  runoff, snowmelt runoff,  and  surface runoff and  drainage
                  derived from  precipitation.

Stripping:        The coarse initial separation of petroleum compounds into higher and lower
                  boiling point molecules.

Sub-bituminous
coal:             A black coal intermediate in rank between lignite and bitumious coal, having
                  more carbon and less water than lignite.

Thermal
cracking:         A hydrocarbon cracking  process  employing heat  instead  of catalysts  to
                  facilitate the splitting of molecules.

Topping:         Refers to distillation  of  crude petroleum  to remove  the  lighter weight
                  molecules.

TSDF:            Treatment, Storage and Disposal Facility
                                         xi

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Glossary	



TSS:            Total Suspended Solids

SCS:            U.S. Soil Conservation Service

SIPS:            State Implementation Plans

SNG:            Synthetic Natural Gas

SDWA:          Safe Drinking Water Act

USFWS:         U.S. Fish and Wildlife Service

UST:            Undergound Storage Tank

VOC:            Volatile Organic Compounds

Wet scrubbers:   Pollution control devices that generally remove particles from  flue gas by
                 impacting them  with water droplets.  Such devices are typically installed in
                 sequence with electro-static precipitators and bag-houses.
                                         xii

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                                                                         Introduction
                                1. INTRODUCTION
    The National Environmental Policy Act of 1969 (NEPA) is the basic national charter for the
protection of the environment.  In broad and far reaching provisions, it states the need for the
United States to prevent environmental damage and ensure that decision makers in federal
agencies consider the environmental consequences of their actions.

    The U.S. Environmental Protection Agency (EPA) established regulations to govern its
compliance with NEPA in 40 CFR Part 6. Subparts A-F of Part 6 require EPA to undertake
environmental review procedures before a National Pollutant Discharge  Elimination System
(NPDES) discharge permit is granted for a new source.  A  new source can be any new facility
(whether newly constructed or not) seeking a NPDES permit from EPA for which the discharge
is subject to effluent limitation guidelines and standards that EPA has promulgated for specific
industrial categories.   Where individual states have been delegated authority  to issue NPDES
permits, NEPA does not apply  because  there is no  federal decision-making on individual
permits.

    EPA's "Environmental Review Procedures for the New Source NPDES Program" (40 CFR
Part 6, Subpart F)  instructs the responsible EPA official to evaluate first if a facility is a new
source and then, if it is a new source, to evaluate environmental information to determine if
significant impacts  are likely to occur.  Some of the environmental information to be evaluated
is typically  provided by  the  NPDES permit applicant in the form  of an environmental
information document (EID).

    To assist EPA  staff and, in turn, the NPDES discharge permit applicants, EPA's Office of
Federal Activities has issued a series of guidelines for EPA for use in determining the scope and
contents of EIDs on  new source NPDES permits for specific industries  and facilities.  The
guidelines also assist  EPA staff in reviewing and commenting on applicants' EID information.
The particular industries targeted in these guidelines are new source petroleum refineries and
coal gasification facilities.

    An  applicant's EID is  used, along with  EPA derived data, to evaluate if there  are any
significant impacts  of the proposed project. If no significant impacts are anticipated, EPA issues
a Finding of No Significant Impact (FONSI) for the granting of the NPDES permit. If one or
more significant impacts are identified,  an  environmental  impact statement (EIS)  must be
prepared by EPA.

    The quality of an applicant's EID or EPA's EIS and  the time it takes to  develop the
documents is directly related to the quality of the information requested of the applicant by EPA
and, in  turn, the quality of the data and analyses delivered  by the applicant. Preparation of the
EID provides the applicant with an opportunity to identify all the potential impacts of his project/
The applicant should be working to find design modifications/siting solutions to any  potential
impacts identified in  developing and analyzing the EID data.  Project planning, feasibility, and

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Introduction
design studies should provide the first identification of potential impacts, with the development
of the EID providing a more comprehensive identification of impacts.

    The project the applicant presents to EPA in the permit application and EID should reflect
the applicant's best attempt  to  find the least environmentally damaging alternative(s), with
mitigation  measures for residual impacts and  alternatives, if necessary.   If mitigation is
necessary,  the applicant must present a rationale  for trading off greater damages to some
environmental attributes in  exchange for reducing other impacts.

    EPA has anticipated several  audiences for these guidelines:  EPA staff; NPDES discharge
permit applicants and their consultants (those preparing EID information for EPA); and local,
state, and  foreign  government  environmental  officials.   Officials in states  that have  been
delegated  NPDES authority  may find these guidelines useful in their review of individual
permits.  These guidelines were expressly prepared as  background information for EPA staff to
assist them in preparing directives  to applicants and as  a reference to  assist in evaluating
applicant/consultant prepared EIDs and EISs. All audiences should consider this document as
suggestions, not as law, regulation, or policy. These guidelines replace two separate documents
issued previously (EPA-130/6-81-001, EPA-130/6-80-001).

                            Organization of These Guidelines

    These guidelines consist of three major parts:

    • A regulatory overview that briefly describes  NEPA, the Clean Water Act under which
      the NPDES permit is gran ted i and other relevant laws, regulations, and executive orders
      that provide the regulatory context for the guidelines.
    • A technology overview that covers the processes and pollution control activities that are
      used in petroleum refining and coal gasification.

    • An  environmental documentation part that follows the order of a typical EIS.  This part
      focuses on what information to ask for and to  look for in new source EIDs and  EISs.
      Emphasis is  on  identifying data, data assessment,  methodologies,  and qualitative and
      quantitative approaches for identifying the occurrence,  magnitude, and significance of
      specific impacts.

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                                                                  Regulatory Overview
                           2. REGULATORY OVERVIEW
    This section presents information on the major federal environmental statutes.  Four are
covered in detail: The National Environmental Policy Act, the Clean Water Act, the Clean Air
Act, and the Resource Conservation  and Recovery Act.   Additional statutes are briefly
summarized at the end of the section.

                           National Environmental Policy Act

    EPA's responsibility to protect the environment in the decisions it makes is governed by
law,1 regulations applied to all federal agencies,2 and EPA's-own NEPA regulations.3 EPA's
NEPA regulations specifically state that NEPA and its implementing regulations require "that
Federal  agencies  include  in  their  decision  making processes,  appropriate  and  careful
consideration of all environmental effects of proposed actions, analyze  potential environment
effects of proposed  actions and their  alternatives for public understanding and scrutiny, avoid
or minimize adverse effects of proposed actions, and restore and enhance environmental quality
as much as possible." (40 CFR Part 6.100).

    EPA and CEQ  regulations call for  the initiation of NEPA reviews as early as possible in
project planning. In the specific case of petroleum refineries and coal  gasification facilities,
EPA must prepare environmental  documentation on the NPDES  permits  it grants  for  the
discharge of wastewater.  The determination of a "new source" is made by the EPA  Region in
accordance with NPDES permit regulations under 40 CFR Parts 122.21(1) and 122.9(a) and (b).
A "new source" may be defined as any facility newly constructed, or a discharge from a process
or equipment that totally replaces the discharge of pollutants at an existing source, and  the
operator of the facility is seeking a NPDES permit from EPA for which the discharge is subject
to effluent limitations guidelines for new sources. The permit applicant must  provide facility
and environmental data with the NPDES application, analyze environmental effects, and provide
EPA with an environmental information document (EID).

    In accordance with EPA NEPA procedures,  the nature and extent of information required
from applicants as part of the EID is  bounded by two separate agreements:

    • EIDS must be of sufficient scope  to enable EPA to prepare its environmental assessment.

    • In determining the scope of the EID, EPA must consider the size of the  new source and
      the extent to which the applicant  is capable of providing the required information.  EPA
      must  not require the applicant to gather data or perform analyses which unnecessarily
      duplicate either existing data or the results of existing analyses available to EPA.  EPA
   'NEPA, 42 USC sections 4321-4370a.
   240 CFR 1500-1508.
   J40 CFR Part 6.

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 Regulatory Overview
       must also keep requests  for  data  to  the minimum consistent with  the Agency's
       responsibilities under NEPA.

    The EPA procedures.call for EPA to consult with the applicant to determine the scope of
 the EID at the outset of the process.  Scoping should begin as soon as EPA is presented with
 the proposal.

    Two other important points in the CEQ Regulations include the use of an interdisciplinary
 approach that insures the  "... integrated use of natural and social sciences and the environmental
 design arts..." (40 CFR Part 1502.6) and the necessity that EISs be written in plain language
 so the "... decision makers and  the public can  readily  understand them ..."  (40 CFR Pan
 1502.8).

 The NEPA Process

    Once EPA has sufficient data from the applicant and other sources, a written environmental
 assessment (EA) is prepared that indicates whether the potential exists for significant adverse
 impacts from the project, and whether such impacts can be reduced to less-than-significant levels
 through project redesign  or mitigation measures.  Where significant impacts can be avoided,
 EPA can issue the NPDES permit, the EA, and a finding of no significant impact (FONSI).

    Where environmental impacts cannot be made insignificant, an EIS must be prepared.  The
 lead agency supervises the preparation of the EIS if more than one federal agency  is involved
 in the same action, or the proposed action is related to activities of other agencies. When more
 than one agency has a direct interest  in the proposed activity, the lead agency will seek the
 cooperation of agencies through memoranda of understanding (MOUs).   The environmental
 analyses from the cooperating agencies are used to the maximum extent possible consistent with
 the responsibility of the lead agency.  In the case of new source NPDES permits,  EPA is the
 lead agency and publishes a Federal Register Notice of Intent (NOI) announcing its intention to
 prepare an EIS.   The notice requests  suggestions on  the contents of the EIS.   Possible
 alternatives, impacts, mitigation measures, and  study design changes are often recommended.

    For new source petroleum refineries and coal gasification facilities, EPA staff may: •

    • Prepare the EIS;

    • Engage a knowledgeable consultant  to prepare the  EIS  for EPA  under the Agency's
      direction; or

    • Enter into a three-party agreement where EPA directs a consulting firm in the preparation
      of the EIS, with the applicant funding the consultant.

    Data for the EIS comes from the applicant's application, supporting materials, and EID and
other sources.  When a third party agreement is in effect, the applicant does not prepare an EID,

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                                                                  Regulatory Overview
 but provides the same information as input to the EIS. Independent analysis or confirmation of
 applicant data provides EPA with reassurances that the EIS can draw supportable conclusions.
 EPA takes full responsibility for the scope and contents of the EIS whether it is prepared by
 EPA staff or a consultant.

    Once the  document is completed and approved  by EPA,  the Draft EIS is circulated for
 public review by  the general public and other federal, state, and local  agencies.  Written
 comments on the draft EIS and those questions and comments recorded during public hearing(s)
 are collected by EPA and responded to by  EPA staff or the EIS consultant.  Information to
 respond  to  some  questions or comments  may require information  from  the applicant or
 reconsideration of some feature or mitigation measure of the project. The written responses to
 questions and  comments, any minor project modification or- new mitigation measures, and an
 incorporation  by reference of the Draft EIS are collated into a Final EIS.  The Final EIS is
 distributed to all those individuals and entities commenting on the Draft EIS.

    A record of decision (ROD), a public record documenting EPA's decision-making process,
 is issued at  the time of  the NPDES  permit issuance.  The ROD lists any mitigation measures
 necessary to  make the recommended  alternative more environmentally  acceptable.  Such
 mitigation is made a condition of the permit.

                                The Clean Water Act

    The primary goal of the Clean Water Act (33 U.S.C. 125 et seq.) is to "restore and maintain
 the chemical,  physical,  and biological  integrity of the Nation's water."  The  Act covers all
 pollutant discharges to  all  waters of the United States.  Permits issued  under the NPDES
 program, Clean Water Act section 402, serve as the  means to achieve this goal.

    The NPDES permit program is implemented by 39 states, and where a state is not delegated
 authority for the program, NPDES permits are issued by the responsible EPA regional office.
 A NPDES Permit  is required prior to the discharge  of any pollutant from a point source into
 waters of the United States.  Point sources are discharges of process water and/or stormwater
 runoff associated with industrial activity from any discrete conveyance including pipes, ditches,
 and swales.

 Process Water

    A NPDES permit contains specific limits on concentrations or loadings of pollutants in
 discharges.  Pollutant discharge limits for process water are set Using one or more methods.
 "Technology-based" limits are set using  guidelines developed for particular industrial categories
 and their common pollutants.  Discharges may also be controlled by  "water  quality-based"
 limits. Water quality-based  limits are set using state ambient water quality standards and the
expected dilution of pollutants in the receiving water.  Limitations are developed to ensure that
the concentration of a pollutant caused by a discharge  would not cause an exceedance of a water
quality standard in  the receiving water.   Water quality-based limits may be more  restrictive than

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Regulatory Overview
technology-based limits, in which case water quality-based limits are those imposed.  In the
absence of specific technology-specific limitations and water quality-based limitations, however,
permit writers may use Best Professional Judgment (BPJ) to ensure that impacts of a discharge
on receiving waters are minimized.

Application to the Petroleum Refining Industry

    Petroleum refining is one of the 34 industrial categories for which technology-based effluent
limitation guidelines have been established by EPA (40 CFR Part 419).

    Within the effluent guidelines, EPA has set,New Source Performance Standards (NSPS),
Pretreatment Standards, and contaminated runoff standards for the following categories at new
source petroleum refining facilities:  topping, cracking, petrochemical, lube and integrated.

    The NSPS apply to point sources discharging directly to waters of the United States.  The
Pretreatment Standards apply only to those point sources discharging to publicly-owned treatment
works (POTWs), and are intended to prevent pollutants from reaching POTWs in amounts that
would injure workers, pass through treatment plants,  interfere  with treatment processes, or
contaminate sludge.  The PSNS are self-implementing, and are thus enforceable even without
being written into permits.  Discharge limitations addressing the same pollutants covered by the
PSNS may be incorporated into permits as long as they are at least as stringent as the PSNS.
Stormwater guidelines define contaminated runoff as stormwater runoff contacting "any raw
material,  intermediate product,  finished  product,  byproduct  or waste  product  located on
petroleum refinery property."   Facilities discharging to POTWs  are not subject to  the NEPA
process,   therefore,  EA/FONSI and EISs are not necessary, nor is the applicant required to
submit an EID.

Application to the Coal Gasification Industry

    Coal gasification is not one of the 34 industrial  categories for which EPA has published
specific technology-based effluent limitation guidelines.   But  the  industry may  fit (at the
discretion of the state permitting agency or EPA Regional office) into one or more categories
including  coal preparation plants and associated areas, particularly with regard to coal pile
runoff.   Generally,  coal  gasification facilities  have limited process discharges  to receiving
waters, and those that do occur are primarily non-contact cooling waters.

Stormwater

    Stormwater runoff is regulated under the NPDES program at 40 CFR Parts 122, 123, and
124. In 1990, EPA issued regulations to address currently unpermitted discharges of stormwater
associated with industrial activity.  These  stormwater  regulations are  intended to reduce or
eliminate pollutants in discharges from large construction sites and industrial facilities. To ease
implementation of these regulations, EPA has issued construction and industrial general permits
under which eligible permittees are required to develop and implement stormwater pollution

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                                                                    Regulatory Overview
 prevention plans.  These plans must incorporate BMPs that control stormwater discharges and
 limit stormwater contact  with pollutants.  The stormwater regulations also allow permitting
 authorities to issue individual stormwater NPDES permits for discharges on a case-by-case basis.

 Application to the Petroleum Refining Industry

    Generally, individual permits issued to new source petroleum refineries contain  effluent
 limits for process  wastewater and stormwater discharges.  In addition to the stormwater
 discharge limits specified for each refinery outfall, facility-specific best management practices
 are  specified  to control  stormwater  runoff and  minimize the contact  of stormwater  with
 pollutants.  Because petroleum refining facilities are subject to stormwater effluent limitation
 guidelines at 40 CFR Part 419, such facilities are not eligible for coverage  under EPA's general
 permits for stormwater.

 Application to the Coal Gasification Industry

    Coal gasification facilities are subject to NPDES stormwater permit application requirements
 at 40 CFR Part 122.26(b)(14)(vii) if any gasification products are used on-site to generate
 power, even if only for in-plant processes.

    If power is not generated at a facility, then it is regulated only if it discharges pollutants to
 stormwater in excess of amounts defined by EPA  as  Reportable  Quantities.  Reportable
 Quantities of pollutants are listed in 40 CFR Parts 117 and 302.

    All regulated facilities  that discharge  to waters of the United  States  must apply  for
 stormwater permits. Most facilities opt for coverage under EPA's general permits, as they allow
 permittees more flexibility in choosing BMPs than individual permits.

    In addition to the requirement to implement a stormwater pollution prevention plan,  general
 permits for coal gasification facilities have discharge limits set for total suspended solids (TSS)
 and pH for coal pile runoff.  The limit for TSS is SO mg/1, and pH must be no less than  6.0 and
 no greater than 9.0.   The requirement for TSS  is waived if  the facility has  a stormwater
 containment structure designed to hold runoff from a 10-year, 24-hour storm event.

Application to Construction  Activity

    The construction activities (including clearing, grading and excavation) involved in building
either petroleum refineries or coal gasification facilities are regulated by EPA's stormwater rules
 if they disturb 5 or more total acres of land, a relatively small area for either type of facility.
 For construction sites, emphasis is placed on minimizing the erosion and sedimentation effects
of stormwater runoff, in addition to minimizing contact with pollutants.  Details of the pollution
prevention plan requirements  for  construction sites,  including soil  stabilization practices,
diversion structures, and sediment basins can be found in the Construction Permit Language and

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 Regulatory Overview
the Construction Fact Sheet of the September 9, 1992 Federal Register (Vol. 57, No.  175), and
the September 15, 1992 Federal Register (Vol. 57, No.  187).

                     The Resource Conservation and Recovery Act

    The Solid Waste Disposal Act  (SWDA) of 1965 and major amendments of the  Resource
Conservation  and Recovery  Act  (RCRA) of  1976 and  the  Hazardous  and Solid Waste
Amendments (HSWA) of 1984 comprise the principal federal law mandating regulation of both
solid and hazardous waste. Collectively referred to as RCRA, the law consists of three basic
parts:  Subtitle D, which encourages states to develop plans for controlling their non-hazardous
solid waste, Subtitle I, which applies to underground storage tanks  (USTs), and Subtitle C,
which  mandates a system to regulate hazardous wastes from the time of their generation to the
time of their disposal.  Because it has placed  most of the  burden  of non-hazardous waste
regulation onto the states,  RCRA is now synonymous with hazardous waste regulation.  Once
a waste is determined to be hazardous, any generator, transporter or manager of such waste must
comply with the pertinent rules promulgated under Subtitle C.

    A  waste is regulated as hazardous if:

    •  It is not specifically excluded from regulation as a hazardous waste (40 CFR Pan 261.4)
                                        AND
    •  Exhibits one of the  hazardous characteristics detailed  in 40 CFR  Part 261 Subpart C
       (ignitability, corrosivity, reactivity, or toxicity)
                                         OR
    •  Is  specifically listed as a hazardous waste (40 CFR Part 261, Subpart D).

    The wastes excluded from regulation typically include wastes recycled in certain ways,
wastes regulated under separate statutes (such  as the Clean  Water Act), and particular wastes
from certain industries.

Non-hazardous Waste Requirements - Subtitle D

    Subtitle D's  provisions include minimum  standards for protecting  human health and the
environment  at  solid  waste landfills and* technical  guidance  for  states on  establishing
environmentally-sound solid waste  management plans.  The specific regulatory controls on
non-hazardous waste depend  on  the requirements of state  plans.  For questions concerning
non-hazardous waste regulation in a particular  state, a  copy  of  the  state's  solid waste
management plan should be consulted.

Underground Storage Tank  Requirements -  Subtitle I

    RCRA's requirements for underground storage tank systems apply to systems of 110-gallon
capacity or greater.   The requirements include controls on the design,  construction,  and
installation of new underground storage tanks,  and the upgrading of existing tanks. Provisions
                                          8

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                                                                  Regulatory Overview
cover general  operating requirements as  well as the detection, reporting, investigation, and
confirmation of releases. The regulations also address release response and corrective action
requirements for petroleum and hazardous substance-containing USTs at 40 CFR Parts 280.60
- 280.67.  In general, the extensive costs and liabilities of operating an UST in compliance with
RCRA requirements have led  to significant reductions in the number of new UST units and
removal from  service of many older tanks.  RCRA does not include similar requirements for
above ground tanks.

Hazardous Waste Requirements - Subtitle C
                   /
    The hazardous waste regulations provide for a comprehensive "cradle to grave" system of
management and include rules governing waste disposed of on land, recycling, and generators,
and transport,  storage,  or disposal facilities (TSDFs). The applicability of these regulations is
generally uniform across industry, and is driven by the listing process. If a waste is hazardous,
it is subject to  these regulations.  Some industries, like petroleum refining, have specific wastes
listed as hazardous; others,  such as coal gasification  may  have specific wastes  listed  as
non-hazardous.

Land Disposal Restrictions

    The Hazardous and Solid Waste Amendments (HSWA) of 1984 (40 CFR Part 268) prohibits
the land disposal of any  hazardous  waste that  does  not meet certain treatment standards.
Treatment standards may be concentration-based (the most common) or technology-based (use
of the best demonstrated available technology [BOAT]). HSWA automatically prohibits the land
disposal of hazardous wastes if EPA  fails to establish treatment standards  for them by  certain
statutory deadlines (see 40 CFR Parts 268.10 - 268.12).  Wastes may be excluded from these
land disposal restrictions (LDR) under circumstances described at 40 CFR Part 268. l(c).

Recycling and Reuse Exemptions and Provisions

    Under 40 CFR Part 261.2(e), certain recyclable materials are exempt from hazardous waste
regulation if they qualify as one of the following:

    • Wastes  used or reused as ingredients in production without first being reclaimed
                                                   /
    • Wastes  used or reused as substitutes for  commercial products  without  first being
      reclaimed

    • Wastes  returned  to the original  process that generated them without first being reclaimed.

    RCRA also  contains standards at 40 CFR  Part 266 concerning the  land  application of
recyclable materials derived from hazardous waste, the burning of hazardous waste for energy
recovery, and  the burning of hazardous waste in boilers and industrial furnaces.

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Regulatory Overview
Hazardous Waste Generators

    All generators of waste are required to determine if the waste is hazardous and, in most
cases, determine the amount generated in each calendar month.  Requirements for generators
vary according to the amount of waste produced, with small quantity generators subject to the
least stringent controls.

    Medium and large quantity generators are facilities that generate between 100 -1,000 kg and
greater than 1,000 kg of hazardous waste per month, respectively. They have similar types of
requirements, although some requirements are more strict for large quantity generators.

    Medium and large quantity generators having waste transported off-site must certify that they
have a waste minimization program in place to reduce the amount and/or toxicity of the
hazardous waste generated prior shipment to a transport, storage, or disposal facility  (TSDF).

    Medium and large quantity generators may  accumulate hazardous waste on site without
obtaining a TSDF permit provided they comply with the regulations regarding quantity limits,
time constraints, and technical storage standards for on-site accumulation, and requirements for
personnel  training, emergency  procedures, and preparedness and prevention  of accidents and
spills (see 40 CFR Part 262.34).

Hazardous Waste Treatment, Storage, and Disposal  Facilities

    As with transporters, hazardous waste management facilities must obtain  a permit before
beginning operations.    Under  such permits,  TSDFs must  comply with  the  following
requirements:

    • General  waste  handling requirements — personnel  training, waste analysis prior to
      management, location standards (fault zones and flood plains)

    • Preparedness and Prevention
    • Contingency plans and emergency procedures.

Ground Water Monitoring

    In  addition  to the TSDF  requirements outlined above,  HSWA  of 1984 added  certain
minimum  technical requirements  (MTRs) for the construction of hazardous waste management
facilities.  AH new facilities completed after HSWA's enactment must have, at a minimum,
double liners and leachate detection and control systems in place.  Retrofitting of most facilities
existing at the time of HSWA's enactment was to have been finished in 1988.  Any waste
exempt from the land disposal  restrictions of HSWA must still go to a MTR-equipped facility
for its disposal or management.
                                          10

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                                                                    Regulatory Overview
    Under Parts 264 and 265, RCRA also specifies more detailed operating parameters for the
following:4

    container storage units                    surface impoundments
    tank systems                             waste piles
    land treatment                           underground injection wells
    incinerators               '               thermal treatment units
    landfills                                 chemical, physical, biological treatment units
    drip pads

Application to the Petroleum Refining Industry

    While the majority of RCRA's hazardous waste regulations apply generally to all facilities
and wastes, certain provisions and controls address specific industries.  Several listed hazardous
wastes are from  petroleum refining operations. Several other hazardous wastes listed from
non-specific  sources could  also  be generated by petroleum  refineries.   Listed  wastes from
refineries include the following:1

       K048 - Dissolved air flotation (DAF) floats
       K049 - Slop oil emulsion solids
       K050 - Heat exchanger bundle cleaning sludge
       K051  - API separator sludge
       K052  - Tank  bottoms (leaded).
                                                                f
    Hazardous wastes from  non-specific sources, potentially from petroleum refineries, include
the following:6

    •  F024 - Process wastes7
    •  F025 - Condensed light ends, spent filters and filter aids, and spent desiccant  wastes7
    •  F037 - Primary oil/water/solids separation sludge
    •  F038 - Secondary (emulsified) oil/water/solids separation sludge
    •  F039 - Leachate resulting  from disposal of more than one hazardous waste.

    Many organic chemical wastes may  be generated  by petroleum  refineries.  Wastes not
excluded at 40 CFR Part 261.4 may still be hazardous if they exhibit a hazardous characteristic.
   'Standards for these processes are specified only for interim status facilities (40 CFR Part 265).
   These wastes are defined under the petroleum refinery sub-category of Part 261.32 (the K list).
   These wastes are defined at 40 CFR Part 261.31 (the F list).
   'From the production of certain chlorinated aliphatic compounds by free radical catalyzed processes.
                                           11

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 Regulatory Overview
Application to the Coal Gasification Industry

    The coal gasification  industry is not addressed specifically by rules  promulgated under
RCRA.  However, certain wastes that are generated at coal gasification facilities are excluded
from coverage under hazardous waste regulations. Fly ash waste, bottom ash waste, slag waste,
and flue gas emission control waste are all exempt from regulation if they are derived from the
combustion of coal or other fossil fuel.  Other coal gasification wastes may be ruled hazardous
if they are specifically listed or exhibit one of the four hazardous characteristics.

    For further guidance on  the specifics and applicability of RCRA, consult:

    Wagner, Travis, P., The Complete Guide to the Hazardous Waste Regulations.  Second
      edition, Van Nostrand Reinhold,  New York, New York, 1991.

                                  The Clean Air Act

    The Clean Air Act, originally passed in 1967, and amended as recently as November 1990,
is the primary law protecting  the Nation's air quality from pollutant emissions.  The Act requires
EPA to promulgate a set of air quality standards, whose achievement is the overall objective of
the Act. These National Ambient Air Quality Standards (NAAQS) were established  for ozone,
carbon  monoxide, particulates, sulfur dioxide,  nitrogen dioxide, and lead.  To achieve these
standards, the Act requires states to develop State Implementation Plans (SIPs) which combine
region-specific compliance strategies with enforceable emissions control requirements.

    While the November IS, 1990 amendments make significant changes  to the Clean Air Act,
these changes are to be phased in over a number of years.  Because of this transition period, it
is necessary to describe the Act as it stands now, as well as new provisions  and when they will
take effect.

Current Clean Air Act Requirements

    There are three major existing requirements under the  Clean  Air Act.  These are  New
Source Reviews, New Source Performance Standards, and National Emissions Standards for
Hazardous Air Pollutants.  Each of these is explained briefly below.

New Source Review

    Newly constructed.industrial facilities and  expansions of existing facilities that result in
increased emissions are subject to a New Source Review. The requirements of this review vary
depending on whether or not air quality standards  have been  attained in the area  the site is
located.
                                          12

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                                                                 Regulatory Overview
    In areas already meeting air quality standards, rules are designed to prevent new sources
from preventing significant deterioration (PSD) of air quality.  The general requirements under
these circumstances are:

    •  Compliance is necessary only for new major sources (potential emissions of any regulated
       pollutant exceeding either 100 or 250 tons per year, depending on the source's industrial
       category) and major modifications to such sources (defined as 40 tons per year for sulfur
       dioxide [SOJ, nitrogen oxides [NOJ, or volatile organic compounds [VOCs]).

    •  Construction of new sources cannot begin until a permit has been issued.
                                                                    \
    •  Best Available Control Technology (BACT) must be used.  BACT is identified by EPA
       on a case-by-case basis as the best state-of-the-art control technology that could be used.
       The applicant must justify any departures from this technology.

    •  After BACT requirements are satisfied, any residual emissions must be accounted for by
       an available "increment" of air quality deterioration.

    The  restrictions are more severe in areas that have not attained the ambient air quality
standards.  These requirements are outlined below:

    •  Compliance is necessary only  for new major sources (potential emissions exceeding 100
       tons per year of particulates,  SQ, NO,,  VOCs,  or carbon monoxide [CO]) and major
       modifications.

    •  Lowest Achievable Emission Rate technology (LAER) must be used. This technology
       must be the most stringent control technology available.

    •  Any residual emissions after installation  of LAER  must be  "offset"  by emissions
       reductions  at other sources  which  must  exceed  the  reductions  expected  from the
       application of LAER technology.

    PSD and non-attainment requirements are applied to each regulated pollutant separately. It
is thus possible for a new source to be required to meet non-attainment "offset" requirements
for one pollutant, while having to meet PSD "increment" requirements  for another.

New Source Performance Standards (NSPS)

    Emissions limitations have been established for certain pollutants from new sources. Under
the current regulations, sources subject only to  NSPS are not necessarily required to obtain a
permit.  However, the NSPSs are self-implementing, meaning new sources are automatically
subject to their requirements.
                                         13

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Regulatory Overview
    The performance standards for new source petroleum refineries address the following areas
(40 CFR Part 60, subpart J):

    • Paniculate matter and carbon monoxide  from fluid catalytic cracking unit  catalyst
      regenerators

    • Sulfur oxides.

    Coal gasification is not an industrial category  for which EPA has established NSPS. Coal
gasification  facilities which generate steam from the combustion of coal do have NSPS  as
fossil-fuel-fired steam  generators.   The performance standards for this  category  address
paniculate matter, sulfur dioxide and nitrogen oxides.

National Emissions Standards for Hazardous Air Pollutants (NESHAPs)

    The 1970 Clean Air Act authorized EPA to set special standards for hazardous air pollutants.
EPA  has established NESHAPs for 7 substances:   arsenic,  asbestos,  benzene, beryllium,
mercury, radionuclides, and vinyl chloride (see 40 CFR Part 61).

Changes to Take Effect as 1990 Amendments Are Phased in

    Several new or more stringent requirements will come into effect as the 1990 Amendments
to the Clean Air  Act are implemented.   The  most significant changes relate to a new
federal-level permit program  and  overhaul  of the air toxics program.   New provisions are
described briefly below.

Federal Permit Program

    The new Amendments place much  greater emphasis  on federal control than the current
SIP-dependent Act. ' They require virtually all significant sources of air emissions to obtain
permits.  SIP requirements are often applied genetically, permitting an array of industrial
operations to take place as long as  appropriate pollution controls are installed.  The permit
program will be much more specific, defining applicable  emissions limits for  each individual
source.  Any operational change that increases emissions  above specified limits will probably
necessitate permit modifications.

New Source Review

    Smaller sources and modifications will become subject to New Source Review requirements.
A change causing  any  increase in emissions will be considered a modification in extreme
non-attainment areas, and 25 tons per year will be  considered  a major source in serious and
severe non-attainment areas.
                                         14

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                                                                 Regulatory Overview
Non-attainment Offsets

    In an effort to reduce the number and severity of ozone non-attainment areas, the ratio
between the residual emissions still escaping after LAER technology is installed and the decrease
in emissions elsewhere required to offset them will be significantly increased for VOCs.  In
addition, NO, will generally be subject to offset requirements.

New Source Performance Standards (NSPS)

    Permits will be required for all new sources that are subject only to NSPS.  Permits must
be obtained before any construction can begin.

NESHAPS

    The air toxics program has been completely redone.  There is now a list of 189 hazardous
air  pollutants that are to be regulated. The strategy  of regulation has been changed from a
substance-specific numerical approach, to one relying on  the use of  Maximum  Achievable
Control Technology (MACT).

                             Other Relevant Requirements

    There are several acts and executive orders that  are significant in the review of NEPA
documentation.  The provisions of the most important acts are outlined below.

Clean Water Act Section 404 Permits

    Clean Water Act Section 404 requires a permit from the U.S. Army Corps of Engineers
(USCOE) for the placement of material, whether dredged or fill, into waters of the US.  The
404 permit also pertains to activities in wetlands and riparian areas.   Before being issued a
Section 404 permit, an applicant must obtain a Clean Water Act Section 401 certification from
the  EPA  (or the state agency delegated NPDES Authority), which states that any discharge
complies with all applicable effluent limitations and water  quality standards.  Exemptions to
Section 404 are listed in Section- 404(r) which refers to federal projects  specifically authorized
by Congress if information on the effects of such discharge is included in  an EIS.

    If the state in which the new source coal gasification or petroleum refining facility is to be
built has  been delegated 404 permit authority, then, as with  the NPDES  Program, the issuance
of the 404 permit is not a federal action, and is not subject to NEPA requirements.  If the state
has neither NPDES nor 404 permit authority, then the issuance of both types of permits is done
by a federal agency and is thus subject  to environmental review under NEPA. In this instance,
CEQ regulations at 40 CFR 1501.5 require that a lead agency by designated to conduct a single
environmental review associated with the  issuance of  all permits for the facility.  Regardless
which agency is leading the review, neither the NPDES permit nor the 404 permit may be issued
                                          15

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 Regulatory Overview
 before the review process is completed and its results (either a FONSI or a final EIS) published
 in the Federal Register.

 Endangered Species Act

    Established in 1973, the Endangered Species Act (16 U.S.C. 1531-1544; P.L. 93-205)
 provides a means whereby the ecosystems supporting threatened or endangered species may be
 conserved and provides a program for the conservation of such species.  The Act requires that
 all  federal departments and agencies seek to conserve endangered and threatened species and
 cooperate with state  and  local  agencies to  resolve  water resource  issues  in concert with
 conservation of endangered species.

    Section 7 of this Act requires federal agencies to ensure that all federally associated activities
 within the United States do not have adverse impacts on the continued existence of threatened
 or endangered species or on designated areas (critical habitats) that are important in conserving
 those species.  Agencies undertaking a federal action must consult with the U.S. Fish and
 Wildlife Service (USFWS), which maintains current lists of species that have been designated
 as threatened or endangered, to determine the potential impacts a project may have on protected
 species. The National Marine Fisheries Service undertakes the consultation function for marine
 and anadromous fish species while  USFWS is responsible for terrestrial, wetland,  and fresh
 water species.

    The USFWS has established a system of informal and formal consultation procedures, and
 the results of informal or formal consultations with the  USFWS under Section 7 of the Act
 should be described and documented in the EID/EIS.   Sections of an EID/EIS that should
 include endangered and threatened  species information are the Project Alternatives and the
 Affected Environment sections. If a threatened or endangered species may be located within the
 project area and  may be affected by the project, a detailed endangered species assessment
 (Biological Assessment) may be prepared  independently or concurrently with the EIS and
 included as an appendix to the EID/EIS.

 National Historic Preservation Act

    The National  Historic  Preservation Act of 1966 (16 U.S.C. 470 et set].,  P.L. 89-665) as
amended (P.L. 95-515) establishes federal programs to further the efforts of private agencies and
 individuals in preserving the historical and cultural foundations of the nation. This Act authorizes
 the establishment of the National Register  of Historical Places.   It establishes an  Advisory
Council on Historic Preservation authorized  to review and comment upon activities licensed by
the federal government that have an effect upon sites listed on the National Register of Historic
Places or that are eligible to be listed. The Act also sets up a National Trust Fund to administer
grants for historic preservation.  The Act also authorizes regulations addressing State historical
preservation programs. State preservation programs can be approved where they meet minimum
specified criteria.  Additionally, Native American tribes  may assume the functions of State
Historical Preservation Officers over tribal lands where the tribes meet minimum requirements.
                                          16

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                                                                   Regulatory Overview
 Under the Act,  federal agencies assume the responsibility for preserving historical properties
 owned or controlled by the agencies.

    Section 106 of the NHPA requires that every federal agency "take into account" how each
 of its undertakings could  affect  historic properties.  Historic properties are any properties
 included or eligible for listing in  the National Register of Historic Places.  The issuance of a
 NPDES permit constitutes an "undertaking" under the Act.   When an undertaking affects an
 historic property, comments of the Advisory Council regarding the action must be sought. The
 federal agency involved is responsible for initiating and completing the Section 106 review
 process.

    A series  of amendments to  the  National .Historic Preservation Act  in  1980  contain
 codification of portions of Executive Order 11S93 (Protection and Enhancement of the Cultural
 Environment -16 USC 470). These amendments require an inventory of federal resources and
 federal agency programs to protect historic resources and authorize federal agencies to charge
 federal permittees  and licensees reasonable costs for protection activities.

    Where activities involve a proposed federal action or federally assisted undertaking, or
 require a license from a federal or independent agency,  and  such activities affect any district,
 site, building, structure, or object that is included  in or eligible for inclusion in the National
 Register, the agency or licenses must afford the Advisory Council on Historic Preservation a
 reasonable opportunity to comment with regard to the undertaking.  Such agencies or licensees
 are also obligated to consult with State and Native American Historic Preservation  Officers
 responsible for implementing approved State programs.

    It should be noted that regulations codified at 40 CFR Part 6.605(b)(4) provide that Issuance
 of a  new source NPDES  permit  that will have "significant direct and  adverse  effect on a
 property listed in or eligible for listing in the National Register of Historic Places" triggers the
 preparation of an EIS.

 Coastal Zone Management Act

    The1 Coastal  Zone Management Act's (15 CFR 930,  P.L. 92-583) purpose is "to preserve,
 protect, develop, and where possible, restore or enhance, the resources of the Nation's coastal
 zone for this and future generations."  To perform this goal, the Act provides for financial and
 technical assistance and federal guidance to states and territories for the conservation and
 management of coastal resources.

    States are  encouraged,  but not required, by the Act to develop a coastal zone management
program considering such things as ecological, cultural, historic, and aesthetic values as well as
economic development needs. Section 307(c) of the Act prohibits  the USEPA from issuing a
permit for any activity affecting land or water use in the coastal zone until the applicant certifies
that the proposed activity complies with the state Coastal Zone Management program, and the
state or its  designated agency concurs with the certification.
                                          17

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 Regulatory Overview
 Executive Orders 11988 and 11990

    Executive Order 11988 (Floodplain Management) of 1977 requires each federal agency to
 "... avoid to the extent possible the long- and short-term adverse impacts associated with the
 occupancy and modification of floodplains and to avoid direct and indirect support of floodplain
 development wherever there is a practicable alternative..." within the 100-year flood elevation.
 For an  EID/EIS,  this requires that  alternatives to  avoid  development in a  floodplain  be
 considered.  If development requires siting in a floodplain, action shall be taken to modify or
 design the facility in a way to avoid damage by floods.

    Executive Order 11990 (Protection of Wetlands) of 1977 is similar to E.O.  11988 in that
 it requires each  federal agency to "...avoid to the extent possible the long- and short-term
 adverse impacts associated with  the destruction or modification of wetlands and to avoid direct
 or indirect support of new construction in wetlands wherever there is a practicable alternative..."
 When constructing a new facility, actions that minimize the destruction, loss, or degradation of
 wetlands, and actions to preserve and enhance the natural and beneficial values of wetlands are
 required. If there is no practicable alternative to wetland construction projects, proposed action
 must include measures to minimize harm! Construction in wetlands also falls under Section 404
 of the Clean Water Act administered by the U.S. Army Corps of Engineers.

 Executive Order 12898 (Environmental Justice)

    During the past decade, it has become apparent that environmental impacts do not affect all
 people equally.  Studies by the U.S. General Accounting Office, the United Church of Christ,
 community leaders,  and  academics  has  brought attention  to  the  inequitable exposure  to
 environmental hazards that some ethnic and lower income communities face.8  In recognition
 of environmental justice issues and  for fair  treatment for  all socio-economic classes, the
 President directed each federal agency in Executive Order 12898 to "develop an agency-wide
 environmental justice strategy . . .  that  identifies and addresses disproportionately  high and
 adverse  human  health or environmental effects of its  programs,  policies,  and activities on
 minority populations and  low-income populations."

    Due to its requirements for .social impact analysis and public participation, NEPA can be
 used by federal agencies to integrate the principles of environmental justice into agency missions
 and actions.  The greatest level of legal vulnerability for the "lead agency" is created not by
 taking actions that  will create negative impacts, but by failing to consider or possibly analyze
 those impacts in  an EIS that treats them with  full, good-faith consideration.  While the term
   •U.S. General Accounting Office, Siting of Hazardous Waste Landfills and Their Correlation with Racial and
Economic Status of Surrounding Communities. GAO/RCED-83-168, June 1, 1983. Commission for Racial Justice.
United Church of Christ, Toxic Waste and Race in the United States: A National Report on the Racial and Socio-
Economic Characteristics of Communities with Hazardous Waste Sites, New York, 1987.  Holmes Ralston III,
Environmental Ethics, Temple University Press:  Philadelphia, PA  1988.  Peter S. Wenz, Environmental Justice,
State of New York Press:  Albany. NY. 1988.
                                           18

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                                                                   Regulatory Overview
 "environmental justice" has not been formally defined, the general principle is for all segments
 of the population, whatever race, ethnicity, or income,  be treated fairly  with  respect to the
 development, implementation, and enforcement of environmental laws, regulations, and policies.

 Farmland Protection Policy Act
                                                                       •

    Under the Farmland Protection Policy Act of 1980 (P.L. 97-98), the U.S. Soil Conservation
 Service (SCS) is required to be contacted and asked to identify whether a proposed facility will'
 affect any  lands classified as prime' and unique farmlands.

 Rivers and Harbors Act

    Section 10 of the Rivers  and Harbors Act of 1899  (33 U.S.C.  401-413;  33 CFR 322)
 prohibits the unauthorized obstruction or alteration of any navigable waters of the United States.
 Under Section 10 of this Act, a permit is required from the U.S. Army Corps of Engineers for
 the construction of any structure in or over navigable waters of the United States.  Section 10
 is usually combined  with Section 404 of the Clean Water Act, which covers the discharges of
 fill to all waters of the United States (as opposed to  Section 10,  which covers only navigable
 waters).

 Wild and Scenic Rivers Act

    The Wild and Scenic Rivers Act of 1968 (P.L. 90-542, 16 U.S.C. 1273 et seq.) ensures that
 "... Certain selected rivers...shall be preserved in a free  flowing condition, and that they and
 their  immediate environments  shall be protected for the benefit and enjoyment of present and
 future generations."  The Act,  in Section 7, prohibits the issuance of a license for construction
 of any water resources project that would  have a direct, adverse effect  (stop free-flowing
 conditions  or affect  their local environments) on the rivers of the United States selected as
 possessing  remarkable scenic, recreational, geologic, fish and wildlife, historic, cultural, or other
 similar values.

    The National  Rivers Inventory has selected rivers and streams placed by acts of Congress,
 while other rivers and streams have been  proposed  to be included in the  inventory.   During
 project planning and project impacts identification for an EID/EIS, these rivers and streams must
 be considered and the findings should be  noted in a Wild and Scenic Rivers Act summary.
 While there is no legal requirement to consider state-listed wild and scenic rivers and streams
or unique areas during project  planning or in an EID/EIS, it is recommended that any impacts
 to such  areas be  considered and  addressed as with the federal Wild  and  Scenic Rivers Act
requirements.

Fish and Wildlife Coordination Act

    Enacted in  1934, the Fish and Wildlife Coordination Act (16 U.S.C.  661  et seq., P.L.
85-624) authorizes the Secretary of Interior to provide assistance to, and cooperate with, federal,
                                          19

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 Regulatory Overview
 state, and public or private agencies and organizations in the development, protection, rearing,
 and stocking of all species of wildlife, resources thereof, and their habitat. The majority of the
 Act is associated  with the coordination  of wildlife conservation and  other features  of
 water-resource development programs.  The EID/EIS should include  a  Fish  and Wildlife
 Coordination Act report which includes all  coordination efforts in the planning process of the
 project with the Act, and recommendations of the USFWS must be summarized in the EID/EIS,
.usually as part of the Consultation and Coordination section.
                                          20

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                                                                   Technology Overview
                            3.  TECHNOLOGY OVERVIEW
                                   Petroleum Refining

    Petroleum refining is the processing of crude oil into a multitude of products.  Crude oil
characteristics vary with their sources, and refineries are often designed to process only crude
oil from a particular source. Refineries also differ widely in capacity and in the combination'
of processes and products produced. Some may be able to produce a wide range of items such
as fuel gas, liquified petroleum gases (LPG), gasoline, olefins, greases, asphalt, and coke.
Other simpler refinery operations may produce only fuel gas, gasoline blending stocks, or heavy
fuel oil.

    In general, refinery crude oil processing is based on the fact that crude oil consists of a large
number of separate organic compounds whose properties are primarily dependent on the number
of carbon  atoms  they contain.  Increasing numbers of carbon  atoms result in higher boiling
points, and the first step in the refining process is  to separate the crude by  distillation into
several fractions according to boiling point.  The lowest temperature boiling fraction,  a gas at
normal conditions, consists of methane, having a  single carbon atom, and  other molecules
ranging from 2 to 4 carbon atoms.  These components of the first, or gas, fraction are used as
fuel gas, LPG (mainly propane and butane), and as building blocks in petrochemical processes.
The next higher-boiling fractions, called naphtha and kerosene, are used in the production of
gasolines and jet fuels and contain components in a range centering around 7 carbon atoms. The
next higher-boiling fraction, middle distillates, is the stock from which diesel and light fuel oils
are made.  The still higher boiling fractions become the heavier fuel oils and lubricating oils.

    While  some of these initial fractions may  be satisfactory as final products (e.g., heavy fuel
oil),  most require additional processing such as  further separation,  solvent  finishing, or
reforming in the presence of a catalyst. Additional processing such as cracking, conversion, or
reconstruction may be required.   In these processes,  the fractions  are converted to  salable
products by cracking (i.e., splitting  the  molecules into  smaller  carbon  compounds) then
rearranging the molecular structure.  Middle distillate and fuel oil  fractions are often processed
to break them up into smaller components (cracking) to increase the yield of gasolines and other
light products.  The heavy residues can be used directly as residual fuel oils, or processed to
give lighter fractions.

Typically Used Processes

    There are five basic processes that are common to many refineries. These include desalting
(removing  salt from the crude oil), distillation and  fractionation (separating different organic
fractions from the raw crude),  cracking  (breaking down large  carbon molecules into smaller
ones), reconstruction  (changing the form of the molecule), and treating (purifying various
fractions for end uses).   These are shown schematically in  Figure 1 and are discussed briefly
below.
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I
D

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                                                                  Technology Overview
Desalting

    Brine is typically produced with crude oil.  Salt concentrations in brine vary from almost
zero to hundreds of kilograms of sodium chloride (NaCl) per 1,000 barrels (bbl). To extract
the salts,  the crude is processed through a desalter.  The desalter is usually upstream of the
distillation unit so  that corrosion of equipment is minimized.  The removed salts become part
of the refinery waste stream.

    Salts are removed as brines in settling towers, usually at elevated temperatures (90 - 145 °C;
200 - 300 °F) and pressures (3.4 -17 atmospheres; SO - 250 pounds per square inch [psi]). The
towers are packed  with sand, gravel, or excelsior.  Caustic is sometimes added to adjust pH.
In some cases,  an  electrical field (16,500 - 33,000 volts)  is applied across  the vessel to cause
droplets to coalesce more rapidly.  Chemicals (such as modified fatty acids, partly or wholly
saponified with ammonia; oil-soluble petroleum sulfonate; water-soluble solvents; oil-soluble
solvents or inorganic sulfates) are used  to improve the efficiency of the desalting process.

Distillation and Fntctionation

    The crude oil is composed of a variety of carbon  compounds.  Typically, there are lighter
carbon chains that may  be volatilized and removed from the crude stream.  Distillation is a
method of separation by which a gas or vapor from the liquid crude is generated by applying
heat in a process vessel.  The gases and vapors are collected and condensed into liquids.

    "Topping" refers to the distillation  of crude petroleum to remove the light fractions only.
Typically, the crude distillation unit in a refinery is called the "topping unit."

    Fractionation is a method of separation in successive stages, each  stage removing some
proportion of a component from the crude stream, as by  distillation, or by differential solubility
in water-solvent mixtures.  Crude oil is fractionated  by distilling at the lowest boiling point,
collecting the distillate as one fraction, then collecting the next fraction as the component with
the next highest boiling point begins to distill. The fractions are then processed in other refinery
units to make specific products.

    A typical topping unit will resolve the crude into  the following fractions:

    By distillation at  atmospheric pressure:

   '•  A light, straight-run fraction (gasoline blending stock), primarily consisting of the Cs and
      C6 hydrocarbons, but also containing some C4 and  lighter hydrocarbons, which are routed
      to a central  gas-concentration unit for further resolution.  The stabilized  C5/C6 blend
      usually contains odorous mercaptans, which normally are  treated for odor improvement
      before delivery to the refinery gasoline pool.
    •  A naphtha (kerosene) fraction having a nominal boiling range of 93 - 204 °C (200 - 400
                                          23

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Technology Overview
    •  A light fuel oil distillate with boiling range of 204 - 343 °C (400 - 650 °F).

    By vacuum flashing:

    •  Heavy fuel oil having a boiling range of 343 - 566 °C (650 -  1,050 °F)

    •  A nondistillable residual pitch.

Cracking

    Cracking is the breaking up of large carbon chain molecules to make shorter ones.  This is
done to increase the gasoline fraction of the final products.

    Catalytic Cracking

    Catalytic cracking is the conversion of high-boiling hydrocarbons into lower-boiling types
by  reacting  in the  presence of a catalyst.  A distilled  gas-oil stream  is fed  at elevated
temperatures from 460 - 515 °C (860 - 955 °F) to a vessel containing a catalyst bed (usually
silica-alumina) in which the compounds are converted to simpler hydrocarbons, usually of a
higher octane number.   Light olefin is usually produced as a byproduct.   The catalyst
arrangement employed  (fixed bed, fluid bed, multiple bed, single bed, etc.) varies, but the
catalyst is always regenerated until it is spent. The spent catalyst is a unique waste stream which
may, in some cases, be a hazardous waste.

    The primary function of catalytic cracking is to convert into gasoline those fractions having
boiling ranges higher than that of gasoline.  After treatment for odor  control, the produced
fractions are blended with other gasoline stocks.  An important secondary function is to create
light olefins such as propylene and butylenes to. be used as feedstocks for motor-fuel alkylation
and petrochemical production.  Although the principal feedstock is the gas oil separated from
the crude by distillation, this feed is often supplemented with light distillates and with distillate
fractions resulting from thermal coking operations.

    For practical reasons, the cracking of distillate feedstock to lighter materials is not carried
to completion. The remaining, lincracked distillates (cycle oils) are usually used as components
for domestic heating fuels (generally after hydrotreating) and are blended  with residual fractions
to reduce their viscosity to make heavy fuel oil.  In some refineries, however,  cycle oils are
hydrocracked to complete their conversion to gasoline.

    The principal products then, are gasolines, whose unleaded octane numbers range from 89
to 93,  and light olefins.  Another product is isobutane, a necessary reactant for the alkylation
process.
                                           24

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                                                                   Technology Overview
    Catalytic Hydrocrocldng

    In a sense, hydrocracking is complementary and supplementary to catalytic cracking because
 hydrocracking occurs over a catalyst in a hydrogen environment with heavy distillates and, in
 some cases,  with cycle oils which,are impractical to convert completely in catalytic  cracking
 units.   The  purpose of hydrocracking is to produce additional gasoline stock from heavy
 materials.  The process also takes place at lower temperatures and higher pressures than fluid
 catalytic cracking.  Generally, the C5-C6 fraction is  blended into the gasoline pool, and'
 occasionally  the heavier portion of the gasoline is also blended into the gasoline pool  although
 the primary products are gasoline or jet fuels and other light distillates. An important secondary
 product is  isobutane.  Sometimes this portion is reformed first, to improve its octane  number.
 Figure 1 shows only heavy gas oil as a feedstock, and in the figure, the entire liquid product as
 gasoline is routed directly to  the refinery  gasoline pool  even though the processes described
 above are performed widely in various combinations.

    Thermal Crocking

    The heavy fractions,  as produced by  most vacuum-flashing  units, are too viscous to be
 marketed as a heavy fuel oil without further treatment.  In some refineries, the pitch processing
 in a thermal  cracking unit (visbreaking) at relatively low temperatures and short contact times
 reduces viscosity  sufficiently.  Additional  viscosity reduction  is  obtained  by blending in
 catalytically produced oil  to produce marketable residual  fuel oil.

    In certain situations it is  more economical to process the pitch in a thermal coking unit
 resulting in gasoline, distillates, and coke.  The gasoline from  a  coking unit is handled as
 previously  described.  The coke can be used, after calcination, for electrode manufacture when
 it meets certain purity specifications, but the coke is used principally  as a  metallurgical coke or
 fuel.  Distillates from thermal coking operations may be used as feedstock  for catalytic cracking
 or the lighter distillates may be routed to the refinery distillate produce pool for hydrotreatment.

    A few refiners obtain additional feedstock for catalytic cracking or hydrocracking operations
 by solvent  extraction of the  vacuum pitch,  usually with propane as the solvent. The extract is
 relatively free of organometallic compounds and highly condensed aromatic hydrocarbons which
 are difficult to crack.  Thus, the extract is suitable for handling by catalytic units.  Extracted
 pitch is processed subsequently in  thermal units or converted to asphalts.

    The small amount of thermal gasoline that is made as a byproduct is routed after treatment
 to the gasoline pool or  to catalytic reforming through a hydrotreating unit because its octane
 number is relatively low.

 Reconstruction

    Reforming is the rearranging, in the presence of a catalyst, of hydrocarbon molecules in a
gasoline boiling-range feedstock to form hydrocarbons having a higher antiknock quality.
                                           25

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 Technology Overview
    In order to raise the octane rating of the heavy naphtha fraction (Figure 1) (which varies
with the crude source, normally ranging from 40 to 50) so that it will be a suitable component
for blending into  finished gasoline pools, the  chemical composition  of the fraction  must be
changed. This is usually  accomplished by catalytic reforming.

    It  should be noted that practically all naphtha stocks fed to catalytic reforming units are
hydrotreated to remove or inactivate arsenic,  sulfur,  and nitrogen compounds  that  would
deactivate the catalyst.  The resulting naphtha, called reformate,  is then fed into the  gasoline'
blending pool. Byproducts of this process include hydrogen that is used in  hydrotreating or
hydrocracking.  Reforming of natural gas or light naphtha fractions with steam also produces
hydrogen.

    Hydrotreating

    As a processing tool,  hydrotreating has numerous applications in a refinery,.  Its principal
function is to saturate olefins and convert oxygen, sulfur, and nitrogen to compounds  that can
be  removed.  It also converts other  impurities such as arsenic to  more easily removable
compounds.  The process employs hydrogen and a catalyst.   The  use of hydrotreating for
pretreating naphthas prior to catalytic reforming has been already mentioned.

    Figure 1 shows hydrotreatment of the crude light distillate (kerosine middle distillate) and
the catalytic cycle oil in a single block before being routed to the refinery light distillate pool.
Occasionally the light distillate in the crude may be sufficiently low in sulfur content to bypass
hydrotreating; usually, however, part of the stream must be hydrotreated to remove native sulfur
compounds.  Some refineries  hydrotreat parts of their catalytic cracking feeds, particularly if
they originate from thermal operations or if they are inordinately high in sulfur content.

    Desulfurization is also an objective in the production of low sulfur residual fuel oils.  Sulfur
content of reduced  crudes (>  4 %) can be  reduced to about  1  % by vacuum flashing,
hydrodesulfurizing the overhead vacuum-distilled gas oil and blending the gas oil of low sulfur
content with  the untreated pitch to obtain a reconstituted low-sulfur fuel oil.

    Alkylation

    In  motor fuel refineries, the alkylation units produce a high quality paraffinic gasoline by
the chemical combination of isobutane with propylene and/or butylenes.  A small amount of
pentenes is also alkylated.  The alkylation is accomplished with the catalytic aid of hydrofluoric
acid (HF) or sulfuric acid (H2S04) to produce a gasoline with unleaded octane numbers that range
from 93  to 95.

    Propane  and n-butane associated  with the  olefins in  the feedstocks are withdrawn from
alkylation units as byproducts.  Part of the n-butane is routed to the gasoline pool .to adjust the
vapor pressure of the gasoline to a level permitting prompt and easy starting of engines. The
                                           26

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                                                                  Technology Overview
remainder of the n-butane and the propane is available for LPG, a clean fuel  that is easily
distributed as bottled gas for heating purposes.

    Polymerization

    Polymerization involves the combination of small molecules (i.e., ethylene) into somewhat
larger compounds  (C6 and higher) including cyclic compounds such as benzene and toluene.

    Polymerization is usually carried out thermally in the vapor phase at 510 - 595  °C (950 -
1,100 °F) for extended periods of time.  Reaction pressures are about 170 atmospheres (2,500
psi) with a yield of 62 - 72 % by weight.

    Catalytic polymerization is carried out in the presence of phosphoric acid or other catalysts
(silica-alumina, aluminum chloride, boron trifluoride and activated bauxite).  Phosphoric acid
is used in three forms (quartz wetted with liquid acid, acid-impregnated pellets, or solid catalyst
pellets) packed in tubes surrounded with cooling water.  This process operates at pressures of
17 - 60 atmospheres  (250 - 900 psi) and temperatures of 155 - 230 °C (310 - 450 °F).

    Isomerization

    In this process,  normal paraffins  are converted to branched chain paraffins in order to
produce higher octane gasoline.  Aluminum chloride is the principal catalyst used for this
purpose.   Temperatures range from 80 -  130°C (180 - 270  °F) with pressures of 13 - 20
atmospheres (200 psi).

Reforming

    Reforming is a process in which a variety of complex and cyclic hydrocarbons are converted
to hydrocarbons to produce better gasoline and does so with a much lower use of catalysts.

    Platinum and molybdenum are used to produce  the following changes:

      Naphthalene dehydrogenation (removal of hydrogen)
      Naphthalene dehydroisomerizatidn (removal of hydrogen and isomerization)
      Paraffin dehydrocyclization (removal  of hydrogen and oxygenation of paraffins)
      Paraffin isomerization
      Paraffin hydropacking
      Olefin hydrogenation (addition of hydrogen to unsaturates)
      Hydrodesulfurization (addition of hydrogen and elimination of sulfur).
                                          27

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Technology Overview
Treating

    Gas Concentration

    The gas concentration system collects gaseous product streams from various processing units
and physically separates the components to provide, usually, a C^/C4 stream as a feedstock for
alkylation and a C2 and lighter stream that is used to supply process, heat (requirements) for the
refinery.

    Hydrogen sulfide is removed from gas streams where it occurs by selective absorption in
liquid solutions (usually organic amines). The H2S released from the rich solution is converted
by further processing into elemental sulfur or H2SO4 (sulfurio acid).

    Coking
                                       i
    Coking is a process in which  contact times are lengthened in  a thermal cracker so that
polymerization  or condensation  products are  produced.  However, only the  most degraded
carbonaceous high-boiling parts of the cracking reaction are exposed.  Coking takes place at
temperatures over 435 °C (820 °F). The main purpose of coking is the production of coker gas
oil which is charged to catalytic or thermal crackers.  In  addition, coke is heated in kilns at 590
- 650 °C (1,100 - 1,200 °F) to produce artificial graphite.

    The coking process has been found to be  a promising method of recycling some refinery
wastes,  such as tank bottoms and other heavy, oily sludges.

    Asphalt Production

    Asphalt is produced by vacuum flashing of hot cracked tar as part of the cracking operation
or from the steam distillation of various stages.  The quality of asphalt can be improved by air
blowing with the use of ferric chloride or phosphorous cutoxide. Heavy topped crude oil or
vacuum reduced residue is heated to within 30 °C (50 °F.) of its flash point and blown with 1
- 1.6 cu. m3min'1 per metric ton (30 - 50 cu. ft./minute of air/ton of asphalt) over a period of
1.5 to 2.4 hours.

    Lube Oil Production

    Reduced oxide is taken to a vacuum fractionator where gas oil  is removed. The various
fractions other than the residual is sent to solvent extraction where various solvents (i.e., phenol,
furfural) are used to recover the lube oil fraction. This  is then sent to a solvent dewaxing unit
where propane or methyl ethyl ketone is used to remove wax.  The produce is heated with clay
to remove acidity.
                                          28

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                                                                  Technology Overview
 Current Trends

    The kinds of petroleum refineries that will be built depend on a number of factors affecting
 the types of petroleum products required, the location of crude supplies and markets for final
 products, and the regulatory environment. The following sections discuss current trends in each
 of these areas.

 Supply and Demand
                                         \.
       Trends in the supply and demand of petroleum products are a function of a several factors
 including changes in national economic health and regulatory requirements, weather severity
 (extreme heat or cold), and events such as hurricanes and floods. The only predictable trends,
 however, are caused by changes in the state of the economy and regulatory changes.  Increased
 economic activity during 1992, for example,  spurred growth in vehicle miles traveled.   This,
 combined with a slowed  increase in fleet-wide fuel efficiency, resulted in greater gasoline
 demand.  The improving economy  also spurred a growth  in  industrial production, causing
 increased demand for distillate fuel oil.  If the recovery from the economic slump of the early
 1990s continues, demand  for gasoline  and  distillate fuel  oil can be  expected  to increase
 accordingly. Both motor gasoline and distillate fuel oil are already in the highest demand of all
 the major U.S. refinery products.

    Historically, the most predictable supply and demand changes have been due to changes in
 regulatory control.  Demand  for residual fuel oil has been on a steady decline for some years
 now because its relatively high sulfur content results in  higher, expensive-to-control  sulfur
 dioxide emissions.  This decline is expected to continue as residual fuel oil is replaced by cleaner
 fuels.

    The cleaner fuels requirements of the  1990 Clean Air Act  Amendments (CAAA) are already
 causing significant changes in the demand for motor gasoline oxygenates and their precursors.
 As of November 1, 1992, all 41 cities that exceeded the national air quality standard for carbon
 monoxide in 1988 and 1989 had to use gasoline containing more oxygen (average of 2.7  % by
 weight) for  at least the  four winter months.  Requirements will tighten further on January 1,
 1995, when reformulated gasoline, containing at least 2 wt % oxygen and reduced amounts of
 benzene and aromatics  must  be supplied year round in the  9  worst non-attainment areas for
 ozone.  As  of May  1992, nine additional states had requested inclusion  in this reformulated
 gasoline program,  and other states were considering doing the same. In addition to the EPA
 program, California will require the use of reformulated gasoline year-round for all  areas
 beginning in 1996.

    Because of these developments,  U.S. demand for oxygenates (e.g.   methyl tertiary  butyl
ether [MTBE] and ethanol) is expected to rise to at least 411,000 barrels per day (bpd), and
possibly much higher, depending on  how many additional areas opt to be included in the EPA
program.  Even though U.S. oxygenate production capacity  is expected to more than double
from its April 1992 level of 236,000 bpd of MTBE equivalents, it may  not be able to satisfy
                                          29

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 Technology Overview
domestic demand.  Supply shortfall could reach almost 250,000 bpd in winter months if all 96
ozone non-attainment areas are included in EPA's program.

    Demand for oxygenate precursors like butane and methanol can be expected to increase
proportionally with  that of oxygenates.   While domestic production  of such precursors  is
expected to rise, it is not expected to satisfy demand.  Part of the reason for this is that some
refiners are unwilling to pay the high cost of construction and environmental permits associated
with increasing production capacity. EPA may waive reformulated gasoline requirements  in'
some areas  in the event of supply shortages,  but  that is by no means certain.  It is likely that
imports of finished reformulated gasoline, and oxygenates and their precursors will have to cover
much of the shortfall.  Non-North American oxygenate  production capacity is expected  to
increase by approximately 300 %  by the mid-1990s.

    Alternative-fuel vehicle requirements under the CAAA will increase demand for non-gasoline
power sources.   Alcohol-based  fuels and liquified  petroleum  gases  are  two of the more
prominent alternative fuels. Demand for propane is expected to rise significantly due to an
additional one million new propane-fueled vehicles estimated to be purchased by government and
commercial light truck and bus fleets.

Configuration and Production Levels

      Recent trends in operable  crude refinery  capacity and production have been  varied.
During  1992 the number of operable refineries in the United States shrank from 199  to 187,
resulting in a year end capacity of  15.5 million bpd.  This 1.6 percent drop was due to the
shutting down of 13  refineries as  a  result of more stringent product requirements and a poor
economy.  Only three new refineries came on line in  1992.

    Refinery inputs and production have been increasing because decreases in refinery capacity
have  been  offset by the activation  of idle capacity.  Corresponding  to demand increases,
production  of both motor gasoline and distillate fuel oil has been rising.  As with the demand
for these products, if the national economy continues to improve, production of finished gasoline
and distillate fuel oil should increase  as well. Production of residual fuel oil, on the other hand,
is declining. This trend can be expected to continue as long as demand for this product declines.

Geographic Distribution

      There are a number of trends  and patterns in the location of refineries and where certain
products are produced.  Refineries are typically located near coastlines, for ease of transportation
of crudes by ship.   Some  refineries are located   inland,  closer to oil fields where crude  is
produced.  The products are then transported by pipeline or truck to distribution.

    The majority of U.S. refinery capacity lies within the Gulf Coast, Midwest and West Coast
states, accounting  for  44.7 percent,  22.5 percent and  19.2  percent  of national capacity
                                          30

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                                                                 Technology Overview
 respectively.  East Coast and Rocky Mountain states account for only 10.2 and 3.4 percent of
 national capacity, respectively.

    Gasoline oxygenates are produced mostly in the Midwest and Gulf Coast regions. Ethanol,
 derived from corn, is produced almost entirely in the agriculturally rich Midwest (94 % of total
 ethanol production).  The Gulf Coast produces the vast  majority of all other oxygenates,
 including 84 percent of all MTBE and 86 percent of all methanol produced.

 Raw Materials

       In  general, there has been a proportional increase in the use of imported crudes from
 Africa, the Middle East, and North and South America. Production of domestic crude has been
 decreasing due to low prices and high costs.

    U.S.  refiners processed slightly more than  4.9 billion barrels of crude in 1992. Slightly
 over half of this was domestically produced, with about one fifth coming from Alaska.  Other
 major domestic sources were Texas and the Gulf Coast, and California.  Most of the imported
 crude came from only a few countries:  Saudi Arabia was  the dominant U.S. crude supplier,
 accounting for roughly one fourth all imports.  Venezuela  and  Canada  together also supplied
 roughly one  fourth  of U.S. refinery inputs, with Venezuela's  contribution having increased
 dramatically  over the last couple years.  Other key sources  included  Mexico,  Nigeria, and
 Angola.

    Refiners on the East Coast used 96 percent imported oil in  1992, with Nigeria and Angola
 supplying 41  percent of this, and Saudi Arabia, Venezuela, Mexico and Canada supplying most
 of the rest. Midwest refiners processed roughly 60 percent domestic crudes in  1992. Virtually
 all of the domestic supply came from the lower 48 states.  Canada supplied  roughly half of
 Midwest imported refinery inputs, with most of the remaining imports coming from Saudi
 Arabia, Venezuela, Mexico and Nigeria.

    Slightly less than half of Gulf Coast area crude  inputs were from domestic sources, and
 almost all of this was from the lower 48 states. Saudi Arabia, Mexico, and Venezuela accounted
 for 70 percent of Gulf area imported inputs, with Nigeria, Angola, and Great Britain also being
 major sources.  The  Rocky Mountain region refineries used just over 80 percent domestic oil
 during 1992, all of it from outside of Alaska.  Canada supplied their imported crudes. West
 Coast states refined over 90 percent domestic oil in 1992, with 61 percent of that coming from
 Alaska. West Coast imported crude inputs came mostly from Indonesia,  Ecuador, and Canada.

 Pollution  Prevention

      In general, there is a trend toward increasing environmental regulation,  including more
 stringent control of effluents and emissions, and reduction of allowable contaminant limits in
effluents and emissions.  As laws  become more stringent, traditional  end-of-pipe treatment
 methods are becoming economically unattractive.
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 Technology Overview
    In addition, the Pollution Prevention Act of 1990 specified a hierarchical national pollution
prevention policy that de-emphasizes waste treatment and disposal. The policy states that waste
should  be reduced  at  the  source  through  process and  product  modification  and material
substitution whenever feasible.  Wastes should be  recycled back into processes, beneficially
reused, or utilized for materials recovery as a second tier.  Waste disposal should be considered
only as a last resort. Because of these factors, refineries will be looking toward more waste
minimization and pollution prevention-oriented approaches for dealing with their wastes.

    There will be major changes in the design of new refineries resulting in numerous equipment
improvements and process  modifications to  increase efficiency and  reduce the amounts of
pollution and solid waste generated.  Many articles and studies have been published recently in
refinery-related literature describing cost-effective, efficient new technologies and strategies for
minimizing waste and preventing or dealing with pollution.  According to a recent API document
on environmental  design considerations, more sophisticated process controls are available to
optimize refinery energy consumption, and thus minimize furnace and boiler emissions for any
fuel used.  There may also be a trend toward the use of more accurate pollutant detection
instruments, such as energy absorption probes.  Use of these probes has already enabled some
refiners to cheaply increase oil/water separation efficiencies, thereby greatly reducing the amount
of oil escaping to individual waste streams before they ever reach the  WWTP (HP 8/93).

    Trends in toxics control in refinery wastewater are such that emphasis will  be placed on
source control, as exotic tertiary treatment is expensive and contaminant-selective.  Attention
will be paid to the resulting effluent quality and source processes in treatment system design
phases. The reduction of toxics will require further data gathering to understand toxicity sources
more clearly and identify cost-effective  solutions. More efficient water use and  recycling are
bound  to be attractive options  (Frayne, 1992—HP 8/92).

    In  general, refinery trends in emissions reduction  will focus on those pollutants subject to ,
tighter controls, such as VOCs arid oxides  of nitrogen.  In an 'effort by  refiners to  reduce
fugitive VOC emissions, new refineries  will need  to employ specialized hardware (e.g., better
valves,  pumps,  flanges, and vents)  and better operation  and  maintenance procedures (API,
1993).   Benzene emissions from refinery  wastewater can  be greatly reduced by  stripping the
benzene from oil desalter brine-before sending the brine to the treatment plant.  The stripped
benzene can then be reused in  blending gasoline.   Nitrogen oxide emissions can be reduced by
installing new low-NO,  burners and selective catalytic reduction of flue gases.

    Trends in waste management are to reduce the  volumes and toxicity of wastes, partly to
meet new regulations, but also to reduce costs of disposal of hazardous waste. BDAT-qualifying
pretreatment methods such as tank-based biological treatment will have  to be used.  Tank-based
and other  totally enclosed treatment systems may be selected as they are often exempted from
expensive RCRA permits.  As on-site treatment standards become more stringent, there may also
be a trend toward separate treatment of concentrated, individual waste  streams, as this is often
more cost-effective.
                                          32

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                                                                  Technology Overview
                                   Coal Gasification

    Prior to World II, there were more than 1,000 plants making gas from coal in the United
 States to provide  street lighting.  During this time, coal gasification technologies improved
 greatly.  However, the availability of electric power and natural gas virtually eliminated coal
 gasification as a source of fuel gas for domestic lighting or heating.

    There were two periods in the 1970s when shortages of liquid transportation fuels developed
 because of reduced crude oil production in the Middle East.  The United States, being a major
 consumer and importer of liquid transportation fuels, was especially hard hit. As a consequence,
 the United States Synthetic Fuels Corporation (US SFC) was founded to foster development of
 liquid transportation fuels and other gaseous fuels from solid fossil  fuels. The Department of
 Energy (DOE) and its predecessor, the Energy Research and Development Agency (ERDA), was
 also involved in this effort, initiating a  very large coal gasification project in North Dakota for
 the production of synthetic natural gas  (SNG).

    Both the SFC and DOE leaned toward coal gasification projects because their products and
 processes were environmentally benign, and because U.S. reserves of coal and lignite are very
 large. Although the US SFC was abolished in the 1980s, the DOE continues to promote coal
 gasification.  Furthermore, as the electric power industry's current facilities in the United States
 become obsolete, and as environmental restrictions on new power-generating sources become
 more severe,  coal gasification  facilities should  begin to replace conventional coal-burning
 facilities.

 Process Overview

    Coal gasification is a process in  which coal is converted non catalytically to a gaseous fuel
 through partial oxidation. All grades of coal — anthracite, bituminous coal, subbituminous coal,
 lignite, and even peat — are amenable  to coal gasification, but generally only  bituminous and
 subbituminous coals and lignite  are used.   The resulting gaseous fuel  is subjected  to various
 purification steps  to remove suspended solid paniculate  matter, and  acid gases  (primarily
 hydrogen sulfide [H2S], carbonyl sulfide [COS], and CO2).  Removal of these constituents is
 desirable and necessary to make- the fuel more environmentally acceptable.

    When a fuel is burned, its potential chemical energy is convened to heat, and this can then
 be converted to mechanical or electrical power. When oxygen available from the air combines
 with the carbon (C) and hydrogen (rf or H2), the common products of combustion, along with
 heat, are carbon dioxide (COj) and water vapor (H2O). Both of these products are fully oxidized
 and cannot be oxidized further.  However, if the available supply of oxygen is decreased, other
 products, such as carbon monoxide (CO), hydrogen, and methane (CH4), are formed.  All of
 these products are gaseous, can be readily and inexpensively transported, and can be burned for
energy release at another place.

    The chemistry  of coal  gasification is complex. The principal reactions are as follows:
                                          33

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 Technology Overview
 Exothermic reactions that give off heat

    Carbon combustion:

       C + 03 = C02                                           (1)

       C + 1/2 02  = CO                                        (2)

    Water-gas shift:

       CO + H20 = CO2 + H2              .                    (3)

    Methanation:

       CO + 3 H2  = CH, + H2O                                (4)
           i

       C + 2 H2 = CH4                                         (5)

 Endothermic reactions that absorb heat

    Boudouard  reaction:

       C + CO2 =  2 CO                                        (6)

    Steam-carbon reaction:

       C + H20 = CO + H2                                     (7)

 .   Hydrogen liberation:

       2 H (in coal) = H2 (gas)                                   (8)
    Although some reactions release heat and others absorb heat, the net result is autothermic —
sufficient heat is released and sufficiently high temperatures generated so that both types of
reactions take place simultaneously.

    There are two  main reaction  stages  that occur in gasification: devolatization and char
gasification. The first stage, devolatization, begins to occur as soon as coal enters a hot gasifier.
The organic matrix in  the coal breaks down  to  form  hydrocarbon gases, oils and tars,  and
phenols. . Depending on gasifier configuration, residence time, and reactor temperature, these
materials may pass  out of the reactor or  may be further reacted to CO, COj, H2O, and H2.
After volatilization,  a substance called "char" remains.  Char is composed primarily of ash and
carbon, and generally most of the carbon  is reacted to  form gaseous products.  Depending on
                                          34

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                                                                   Technology Overview
reactor configuration, coal characteristics, and  operating  temperatures,  the  residual from
combustion of char is removed from the reactor as an ash or a molten slag.  Fused ash, in a
molten state, is known as slag, which solidifies upon cooling.

Typical Configurations

    Although there are numerous coal gasification processes, they are generally of three major
types based on reactor design: moving bed gasifier, fluidized bed gasifier,  and  entrained flow
gasifier.  These are described briefly below.

Moving Bed Gasifiers

    In this design (sometimes also referred to as a fixed-bed gasifier), coal is introduced at the
top of a reactor onto a grate.  Steam and air (or oxygen) are introduced at the bottom of the
reactor, and pass upward through the grate and the bed of coal.  As the coal is consumed by
reacting with  steam  and oxygen, it forms ash or slag, which  falls  through the grate and is
removed at the bottom of the reactor.  Thus, the bed of coal appears to move slowly toward the
grate.

    When coal is first introduced to the reactor at the top of the column,  it loses moisture and
is heated.   With continued heating, it descends and begins to volatilize.  Some of the volatile
matter reacts to produce  a fuel gas, but some leaves the reactor and is recovered downstream.
In the last stage, coal has descended almost to the grate and only char remains. The char reacts
with the incoming steam  and oxygen to form fuel gas, and  residual ash or slag falls through the
grate and  is removed from the reactor.   Total  residence  time of the  coal  and its solid
intermediates in the reactor is about 30-60 minutes.

Fluidized Bed Gasifiers

    In this design, crushed  coal panicles are introduced  into a dicrate fluidized bed of coal
where the particles are in various stages of gasification. The fluidizing gas is a mixture of steam
and oxygen (or air).  The reaction must be maintained below ash fusion temperatures in order
to avoid formation of clinkers  (large agglomerates of molten, fused ash particles, or slag) that
would affect the behavior of  the fluidized bed.   Conversely,  an agglomerate  fluidized bed
provides a hot zone where ash particles can be agglomerated to a controlled size prior  to
removal from theiluidized bed.

Entrained Flow Gasifiers

    This type of gasifier features concurrent  down-flow of both coal and steam-plus-oxidant.
It can  handle most grades of coal  and  it features a high  level of heat generation in a short
reaction period.  Because of the high temperatures involved,  the process always results in slag
formation rather than ash.

    A more detailed breakdown of gasifier characteristics is presented in Table  1.


                                           35

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Technology Overview
                        TABLE 1.  GASIFIER CHARACTERISTICS
Moving BPH
Aril Conditions:
Dry Ash
Slagging
FBBOCOU dmctcnstics!
Size
AnfTFtflbjliiy "f f""«
Acceptability of caking coal
Prefeffcd coal tank
Coane (< 2 inches)
f - 	 	 	 •
•HimuDo
Yes (with modifications)
Low
Coarse (< 2 inches)
Belter than dry ash
Yes (with modifications)
High
Operating chsractensocc
cut gas temperamvB
Oxidrnt requirement
Steam requirement
Key distinguishing characteristics
Key technical issue
Low(800tol200T)
Low
High
Low(800tol200°F)
Low
Low
Hydncffbon licpikJi in the raw gas


FluidJMd Rt»d
Aril Condlttoos:
Feed coal chanctcniucK
Size
Acceptability of fines
Acceptability of caking coal
rYeiored coal rank
Operating dmartfiiBirr
Exit gas banperaam
Ondantrequimnent
Stcun n^umiiicnt
Keydistinguichingchancterinics .
Key technical issue
Dry Ash

Crashed (<0.25 inches)
Good
Possibly
Low
Agglomerating

Crushed (2300°F)
High
Low

Large amount of sensible heat energy in the hot raw gas
Ras gas cooling
    Reproduced with permissiuii of Babcock and Wilcox.
                                          36

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                                                                 Technology Overview
Msyor Products

    In addition to categorizing coal gasifiers by reactor design, they can also be classified by
products created (final products are always the result of additional reaction steps subsequent to
gasification).  In broad terms, coal gasifiers are operated in order to:

    • Produce a low BTU fuel gas for use  in generating electrical  energy,  steam,  or a
      combination of both

    • Produce gaseous hydrogen for subsequent manufacture of ammonia or for use in hydro-
      genation operations in petroleum refineries
    • Produce gaseous chemical intermediates which can be used to produce synthetic natural
      gas (SNG) or chemicals such as methanol or acetic acid.

Each of these  is described below.

Fuel Gas

    There are three major types of operations  generating fuel gas in the  United States:  for
electric power generation, hydrogen generation, or synthetic natural gas production.  Each of
these is described briefly below.

Electric Power

    Construction of coal gasifiers in the United States is primarily directed toward production
of low BTU gases (160 - 350 BTU/standard cubic  foot [sfc])  for combustion in "integrated
gasification combined cycle" (IGCC) facilities. In such facilities, coal is partially oxidized with
air or oxygen,  and after cleaning, the gas is burned in a gas turbine to produce electrical power.
The hot exhaust gases from the turbine are then directed to a "heat recovery steam generator"
(HRSG)  to produce high pressure steam  that is  then discharged through  a  steam  turbine to
produce additional power. If steam is also needed for other purposes, it can be removed from
the HRSG.  The practice of producing  electrical power from both hot gases and steam, plus
diverting some steam for process use, is termed "cogeneration."

Hydrogen

    The practice of gasifying coal to furnish the energy required to produce hydrogen from
water is used in many locations in the world.  The primary uses for the hydrogen are as raw
material for the commercial production of ammonia and, to a lesser extent, for hydrogenation
of petroleum stocks.
                                          37

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Technology Overview
Synthetic Natural Gas (SNC) and Chemicals

       The production of gaseous chemical intermediates for producing organic chemicals and
liquid fuels is also practiced in many-parts of the world. Most of the liquid fuels used in South
Africa are based on conversion of gases produced from low-grade coal.  In the United States,
the Tennessee-Eastman Company, in Kingsport, TN, produces methanol, acetic acid, and other
organic chemicals from gases produced by a Texaco coal gasifier. In Beulah, ND, a very large
facility based on the Lurgi coal gasification technology uses about 22,000 tons per day of lignite
to produce about 138 million sfc of pipeline-quality SNG.  Other, but minor products include
phenol and ammonia. A facility of this type could also produce methanol, and in turn, gasoline
from the methanol.

Typical Processes

    There are no standard or typical processes in use for coal gasification. The best appreciation
for the range of processes currently in use is  gained by understanding some of the range of
technologies presently employed.  A few of the more significant technologies are presented in
Table 2.  A sampling of projects is described below.
         •
Coal Gasification

    there are several coal gasification projects  in the United States that have been successfully
operated for up to 9 years. There are also five full-scale coal gasification demonstration projects
that are  supported by the  DOE and are either in the planning and design  stage, or are  in
construction.  Some of these existing and planned projects  are  discussed in the following
paragraphs to develop the breadth of  designs, technologies,  products,  and  uses  that are
encompassed by coal gasification technologies and gas cleaning processes.

    Combustion Engineering IGCC Repowering Project

      This project will be located at the  Springfield, IL, City  Water,  Light and Power's
Lakeside  Station,  and will  demonstrate Combustion Engineering's dry feed, air  blown,
two-stage, entrained-flow coal gasifier with a moving-bed zinc titanate, hot gas cleanup system.
The following  description of  the  project and process  is taken  from  a  DOE document
(DOE/FE-0272).

    "Six hundred tons per day of pressurized pulverized coal  is pneumatically transported to the
    gasifier.  The gasifier essentially consists of a bottom combustor section and a top reductor
    section.   Coal  is fed into both sections.  A slag tap at the  bottom of the combustor allows
    molten slag to flow into a water-filled quench tank."

    "The  raw,  low-BTU  gas  100-150  BTU/scf (HHV)  and char leave  the  gasifier  at
    approximately  2,000 °F  and are  reduced in temperature to  about  1,000 °F in  a heat
    exchanger.  Char in the gas stream is captured by a high-efficiency cyclone, as well as by
                                          38

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                                            Technology Overview
TABLE 2.  PARTIAL LIST OF GASIFICATION TECHNOLOGIES
Technology

Texaco Gasification
Power Systems
Shell Coal Gasification
Processes
Noelle Gasification
Technology
KRW Gasifier
Destec Coal Gasifier
MCTI Pulse
Combustion Process
Tampella U-Gas
Gasification System
Lurgi Coal Pressure
Gasification Process
British Gas/Lurgi Coal
Gasifier
Lurgi Circulating Fluid
Bed Gasifies

rugu iciupraaiUIC
Winkler Gasification
Process
Combustion
• Engineering Coal
Gasification Process
lyjfi
Entrained flow,
oxygen blown
Entrained flow
. Entrained flow.
oxygen blown
Pressurized fluidized
bed, air blown
Entrained flow,
oxygen blown
Fluidized bed, steam
blown
Fluidized bed, air
blown
Moving bed, oxygen
blown
Moving bed, oxygen
blown
Fluidized bed, air or
oxygen blown
Fluidized bed, air or
oxygen blown
Entrained flow, air
blown
U.S. Vendor or Owner
Texaco Development Corporation,
Texaco Inc., White Plains, NY
Synfuels Business Development, Shell
Oil Company, Houston, TX
Noelle Inc., Hemdon.VA
M.W. Kellogg Company, Houston, TX
Destec Energy, Inc., Houston, TX
Manufacturing and Technology
Conversion International. Inc.,
Columbia, MD
Institute of Gas Technology, Chicago, IL
Lurgi Corporation, Paramus, NJ
Lurgi Corporation, Paramus, NI
Lurgi Corporation, Paramus, NJ
Lurgi Corporation, Paramus, NJ
ABB Combustion Engineering Systems,
Windsor, CT
                       39

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"V'V
                                                  •

            Technology Overview	
                                                                                                        •
*

                         .
                  v
                a subsequent fine-particulate removal system, and recycled back to the gasifier."
                                                                                                       .
                "A newly developed process consisting of a moving bed of zinc titanate sorbent is being
                used  to remove sulfur from  the  hot gas.  Paniculate emissions  are removed from the
                coal-handling system and gas stream by a combination of cyclone separators and baghouses,
                and a high percentage of particulates are fed back to the gasifier for more complete reaction
                and ultimate removal with the slag."
                                                                                                   •

                The cleaned low-BTU  gas is  routed  to a combined-cycle system  for electric power
            production. About 40 megawatts (MW) are generated by a gas turbine.  The gas turbine is used
            to provide the high-pressure air requirements of the gasifier and the zinc titanate desulfurization
            system.  Exhaust gases  from the gas turbine are used to produce steam  which is fed to a
            bottoming cycle to generate an additional 25 MW  for a total of 65 MW.

                The anticipated heat rate for the repowered unit is 8,800 BTU/kilowatt hour (an efficiency
            of 38.8 %), and SO2 emissions are expected to be less than 0.1 Ib/million BTU (99 % removal).
            NO. emissions are also expected to be less than 0.1 lb/million BTU (90 % removal).

                Figure 2 presents the essential details of the gasifier and its process train.
                    WATER
                        SLAB TO
                                                           STEAM 1
            FIGURE 2.  SCHEMATIC FLOW CHART OF COMBUSTION ENGINEERING'S IGCC PROJECT
                                          IN SPRINGFIELD, ILLINOIS
                                                     40

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                                                                  Technology Overview
    Some of the salient features of this project are:

    •  The oxidant for coal  is air so no auxiliary oxygen plant is  required.  Compared  to
       facilities requiring an oxygen plant, capital and operating costs are lessened since internal
       use of electric power to operate the oxygen is not needed.  On the other hand, the product
       gas has a very low BTU value compared to oxygen-blown gasifiers.

    •  All types of coal can be  processed.

    •  No tars or oils are produced, and char is recycled.  Carbon loss is therefore negligible.

    •  Additional heat economies are also achieved through the hot gas cleanup.  Systems that
       require crude gas cooling prior to cleanup and require .reheat prior to combustion result
       in a loss in overall thermal efficiency.

    Lurgi Gasification/Great Plains Coal Gasification Project

    The Great Plains Gasification Association (GPGA) coal gasification plant, located in Beulah,
ND, is one of the few commercial-scale  synthetic fuels facilities in the United States and was
the Nation's first commercial-scale coal gasification project to become operational.

    The GPGA  plant is massive,  as indicated by the following statistics.   The lignite raw
material handled is 22,000 tons per day (tpd), of which 14,000 tpd are input to the gasification
process (the coal fines balance is used by the adjacent Basin Electric power plant.)  The plant's
design capacity is 137.S million standard cubic feet per day (scfd) of high-BTU pipeline-quality
synthetic natural gas (SNG), with a nominal production level of 125 million scfd (equivalent to
20,000 barrels of oil).  The plant occupies about one-half of a 1,127-acre site, not including the
adjacent electric power station or the nearby coal mining and ash disposal areas.

    SNG production at the GPGA facility involves the following process steps:

       Coal preparation and handling
       Gasification and lock gas recovery
       Shift conversion
       Gas cooling
       Acid-gas and naphtha removal (Rectisol)
       Methanation
       Product gas drying and compression.   •

    The heart of the gasification plant is the gasifier building containing fourteen Lurgi Mark
4 gasifiers.  Twelve gasifiers are sufficient to achieve design capacity.  The additional two
gasifiers are spares allowing for continuous overhaul without reducing the plant output.  Each
gasifier is about 14 feet in diameter and 40 feet tall.  Lignite is fed through a lock hopper system
into a gasifier operating at a pressure of 430 psi. Steam and oxygen, mixed and introduced into
the gasifier from the bottom,  are distributed upward through the coal bed by  a rotating grate.
                                          41

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    "

 Technology Overview
As lignite descends through the four zones in the gasifier (drying, carbonization, gasification and
combustion zones), it is reduced to ash while producing the raw gas.

    The overall process requires the following auxiliary unit operations:

    • Oxygen plant
    • Methanol synthesis
    • Steam generation
    • Sulfur recovery (Stretford)
    • Phosam NH3 recovery
    • Phenosolvan phenols recovery.

    A simplified flow diagram of the process is shown in Figure 3.
                                                                                             .
  GOAL
                       SHIFT CONVERSION
                                        RECTISOL unrr
                                                              METHANATION
 GASIFIER
                                                                                      PIPELINE
                                                                                       GAS
 FIGURE 3. SIMPLIFIED FLOW CHART OF THE PROCESS LEADING TO A PRODUCTION OF
    SYNTHETIC NATURAL  GAS AT THE GREAT PLAINS COAL GASIFICATION PROJECT,
                                    BEULAH, ND

A few environmental highlights follow:

    •  The facility's most serious operating problem was experienced at its three Stretford sulfur
      recovery units.  The state permit allowed a maximum of 1,340 Ib/hr of SO2 emissions,
      but the total of stack and flare emissions have totaled 5,000 - 7,000 Ib/hr.  Although the
      plant has now been operating for nine years, it is believed that SOj emission problems
      still persist.
                                         42

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                                                                 Technology Overview
    •  The process water management system was designed to have a negative plant water
       balance and zero  wastewater  discharge to surface waters, but in the  early years of
       operation, there was water discharge during the winter months to a tributary of the Knife
       River.  During summer months there is no discharge due to the high evaporation rates
       in the several cooling ponds.
    •  The largest  solid waste discharge is ash — about 1,100 tons per day. RCRA-mandated
       EP toxicity  tests performed on the ash indicated that this material is non-hazardous. An
       ash disposal area was prepared  in the  lignite mining area. This area was  lined with
       compacted clay that was 5 feet thick at  the base and  14 feet thick at the side walls.

    Texaco Gasifier/Tampa  Electric  IGCC Project

    This project is now under construction at Tampa Electric Company's Polk (County) Power
Station at Lakeland, FL. The project will demonstrate an integrated gasification combined-cycle
(IGCC) system using Texaco's pressurized, oxygen-blown, entrained flow gasifier technology,
incorporating both conventional, low-temperature acid-gas removal and  hot-gas moving-bed
desulfurization.  The Texaco-based system has already been proven capable of handling both
subbituminous and bituminous coals.  This demonstration project scales up the technology from
Cool Water's 100  MW to 260-MW.

    Texaco's  pressurized, oxygen-blown,  entrained-flow gasifier  is  used  to  produce a
medium-BTU fuel  gas.  Coal/water slurry and oxygen are combined at high temperature and
pressure to produce a high-temperature syngas.  Molten coal-ash flows out of the bottom of the
vessel  and into a water-filled quench tank where it is turned into a solid slag. The syngas  from
the gasifier moves  to a high-temperature heat-recovery unit which partially cools the gases.

    The cooled gases flow to a paniculate-removal section before entering gas-cleanup trains.
About  SO % of the syngas is  passed through a moving bed of zinc-titanate absorbent to remove
sulfur.  The  remaining syngas is further cooled through a series of heat exchangers before
entering a conventional  gas-cleanup  train where sulfur is  removed by an acid-gas removal
system.  These cleanup systems combined are expected to  maintain sulfur levels below  0.21
Ib/million BTU (96 % capture). The cleaned gases are then routed to a combined-cycle system
for power generation. A gas turbine generates about 192 MW.  Thermally generated NO, is
controlled to below 0.27  Ib/million  BTU by  injecting nitrogen as a cooling  diluent in the
turbine's combustion section. A heat-recovery  steam-generator uses heat from the gas-turbine
exhaust to produce high-pressure steam.  This steam, along with the steam generated in the
gasification process, is routed  to the  steam turbine to generate an additional 130 MW.  The
IGCC  heat rate for this demonstration is expected to be below 8,500 BTU/kWh  (more than 40
% efficient, making it attractive for baseload applications).   Figure 4 is a schematic  flow
diagram of the project. Byproducts from the process  — sulfur, sulfuric acid, and slag — can
be sold commercially, the sulfur and  sulfuric acid  byproducts as  a raw material to make
agricultural fertilizer, and the nonleachable slag for use in roofing shingles, asphalt roads, and
as a structural fill in construction projects.
                                          43

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                                  .
                              1

 Technology Overview
   OXYGEN
    PLANT
    TOCOMBUSTOfl
  FIGURE 4. TAMPA ELECTRIC INTEGRATED GASIFICATION COMBINED-CYCLE PROJECT,
                    BASED ON TEXACO ENTRAINED-FLOW GASIFIER

    Commercial  IGCCs should  achieve better than  98 %  SO2 capture  with NO, emissions
reduced by 90 %.

    The Texaco  gasification process is versatile as it can be used to  gasify a number of
feedstocks, including coal,  petroleum  coke,  "Orimulsion"  (a tar/water emulsion based  on
Venezuelan tars), heavy oils, and other  hydrocarbons, and even industrial and domestic wastes
such as trash and paper. In addition to the Florida project, the Texaco gasification process is
being operated or being built at two locations in Delaware,  ten locations in China, and three
locations in Italy.

    U-Gas Gasifier/Toms Creek IGCC Project

    The project is to be built near Coebum, Wise County, Virginia, at Virginia Iron, Coal, and
Coke Company's Toms Creek Mine.  The 190 MW project is based on the Institute of Gas
Technology's "U-Gas" gasifier.
                                         44

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                                                                   Technology Overview
    The objective  of the project  is  to  demonstrate air-blown, fluidized-bed  gasification,
combined-cycle technology, incorporating hot gas cleanup, for generating electricity and to
assess the system's environmental and economic performance for meeting future energy needs.
It will  also  demonstrate the newly developed zinc  titanate  fluidized-bed hot-gas  cleanup
technology.

    Coal is gasified in a pressurized, air-blown, fluidized-bed gasifier in the presence of a
calcium-based sorbent.   About 90 % sulfur removal is accomplished in the gasifier.  Solids
entrained in the gas are collected by cyclones in two stages. The low-BTU gas, which leaves
the secondary cyclone at 1,800 - 1,900 °F, is cooled to about 1,000 °F before entering the
post-gasifier desulfurization unit where zinc titanate is used to remove the bulk of the remaining
sulfur in the gas.  This is accomplished in two fluidized beds. In the first bed,  the sulfur is
absorbed by  the zinc titanate; the zinc titanate is regenerated in the  second bed.  In the final
hot-gas-cleaning step, a ceramic candle filter removes particulates. The gas is then sent to the
gas turbine combustor which has been modified to burn low-BTU gas.

    Hot exhaust gases from the gas turbine are directed to a heat recovery steam generator. The
steam generated is used both for driving a conventional steam turbine generator to  produce
additional electricity and to provide  steam feed to the gasifier. Figure 5  is a schematic flow
diagram of the project.

    About  430 tpd of bituminous coal are converted into 55 MW by the gas  turbine.  A
conventional pulverized coal boiler produces another 135 MW through the shared steam turbine
generator.  Also, 50,000 Ib/hr of steam are generated for export to a coal preparation plant
located  next to the demonstration facility.  The electric power is sold to a  utility.

    The U-Gas technology is capable of gasifying all types of coals,  including high-sulfur and
high-swelling coal feedstocks.

    The total system being demonstrated is compact, reducing  space  requirements, and is
amenable to small capacity, modular construction. There are no significant  wastewater streams,
and the  solid waste from the gasifier, ash and calcium sulfate, is disposed of as a non-hazardous
waste.

    The heat rate of the demonstration  facility is expected to be  8,720 BTU/kWh (39  %
efficiency)  with SQ emissions reductions of 99 %  (0.056 Ib/million  BTU  release).   NO,
emissions are expected to be 0.09 Ib/million BTU.

Corollary Processes

    Sh{ft Conversion

    The water gas shift reaction is of immense importance.  In this reaction, carbon monoxide
(CO) reacts with water (as steam) over a catalyst to produce hydrogen and carbon dioxide. The
                                           45

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                 '
 Technology Overview
                                              isi
                                              HLTgftfi
                       NOT PAHT OF THE 006 COST-SHARED PROJECT SCOPE
                                                          STACK

FIGURE 5. TOMS CREEK IGGC DEMONSTRATION PROJECT BASED ON INSTITUTE OF GAS
                         TECHNOLOGY U-GAS COAL GASIFIER

reaction, which is reversible, is used to prepare hydrogen or a synthetic gas with a higher H2/CO
ratio than  the feed gas.  The reaction is exothermic, is unaffected by pressure, and favors H2
production as reaction temperatures are decreased (315 - 510 °C; 600- 950 °F).  Product gases
having CO concentrations of 0.2 - 0.5  % are possible.  However, if the desired product is an
oxygen-containing chemical such as methanol, then a ratio of H2/CO2 close to the theoretical of
2/1 is desired, since
                      .

      CO + 2H2 -» CH3 OH (methanol)

    The water gas shift reaction  is therefore used after coal gasification when products such as
hydrogen, methane (SNG), methanol, and other organic chemicals are the desired final product.

    Methanation

    The catalytic hydrogenation  of carbon  monoxide to methane occurs at elevated pressures.
Favorable temperatures for the reaction are in the range of 230 - 450 °C (445 - 840 °F).  Many
suitable catalysts have been discovered, but nickel-based catalysts are used almost exclusively
                                         46

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                                                                  Technology Overview
for industrial applications.  The reaction is highly exothermic, therefore heat removal must be
efficient to minimize loss of catalyst activity or plugging of the reactor due to nickel carbide
formation. This reaction is used, in conjunction with the water gas shift  reaction, when pure
methane (SNG) or a methane-rich gas is desired.

    Compression and Drying

    Considerable volumes of water are co-produced during the methanation reaction, therefore
the product gas is cooled to condense some of the water.  In subsequent multistage compression
steps, followed by cooling between each compression step, additional water is condensed and
drained off.

Current Trends

Supply and Demand

    By the mid-1990s,  more than half of all existing coal-fired boilers in the United States will
be 30 years old or older, and the percentage of aging plants will rise even more sharply around
the year 2000.  At the same time, demand for electricity is continuing to increase.  As much as
100,000 to 150,000 megawatts of additional new capacity beyond what is currently planned —
the equivalent of 200 to 300 moderately sized (500-megawatt) power plants — could be required
by the end of the century.

    These two trends — aging power plants and growing electricity demand — pose serious
problems for utilities wishing to use coal unless new technology is available.  Today's baseload
coal-fired power plant takes 10 to 12 years to design,  permit, and build. It is probably too late
to count on major new baseload construction to meet much of the new power demand by the
year 2000.

    Many clean coal technologies, however, can replace older power plants,  not only reducing
emissions but extending lifetimes by 20 to 30 years. Because of the higher efficiencies, the new
technologies can boost an older plant's electrical output by 40 to 200 %. For some installations,
the effect could be the equivalent of two or more power plants at the original plant site, with
sulfur emissions reduced as much as 99 % and NO,  emissions lower by 40 % than  the older
plant.   Coal  gasification may also become the  technology  of choice for future, new plant
construction.

    Repowering technologies, in general, replace a major portion of an existing plant (such as
the boiler) with new power generating equipment while retaining other portions  of the plant
(such as the  steam generating equipment).  Pollution control considerations are  inherent in
repowering, but more effective pollution control is not the only advantage. A repowered plant
can produce more power — sometimes twice as much or more — than the original plant, and
extend the plant's lifetime by 20 to 30 years.
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 Technology Overview
    Repowering comes into play when existing coal-fired plants reach the end of their useful
lives — typically 25 to 40 years after they were built — and a utility must decide whether to
retire or rebuild the facility. Repowering also becomes attractive when power generation needs
have increased and a utility wants to avoid the problems of finding and obtaining approval for
a new site.  Many repowering concepts also rely on standardized, shop fabricated components.
This  minimizes  the  costly,  customized,  on-site construction  required for  conventional
technologies.

    Integrated coal gasification combined cycle technology is not the only repowering technology
available, but it is certainly a prime candidate considering its environmental advantages. Other
repowering  technologies include atmospheric and pressurized fluidized bed combustors.

Improvements in Gasification Technology

    The next generation of gasification combined cycle power plants will likely employ the hot
gas cleanup techniques currently being developed.  These techniques remove sulfur  and other
impurities in  the fuel gas stream at much higher  temperatures  than  today's  technology,
eliminating or minimizing the efficiency-robbing cooling step.

    One such technology sends the hot coal gas through  a bed of zinc ferrite particles.  Zinc
ferrite can absorb sulfur contaminants at temperatures in excess of 1,000 °F, and the compound
can be regenerated and reused with little loss in effectiveness.  During the regeneration stage,
salable sulfur is produced. The technique is capable of removing more than 99.9 % of the sulfur
in coal.

    Other potential technical advances are currently in research and development, and as they
are proven,  they will be incorporated in industrial-scale facilities.

Fuel Cells Based on Hydrogen and Oxygen (Air)

    Unlike other coal systems, fuel cells do not rely on combustion.  Instead, an electrochemical
reaction generates electricity. Electrochemical reactions release the chemical energy that bonds
atoms together — in this case the atoms of hydrogen and  oxygen.  The concept is much like a
battery, except fuel cells produce electricity (and usable heat) as long as hydrogen and oxygen
are fed to them.

    The fuel cell is extremely  clean and highly efficient.   In  a clean  coal  technology
configuration, the fuel  cell is fueled  by hydrogen extracted from  coal gas made by a coal
gasifier.  Techniques exist to clean and purify the coal gases and the principal waste products
from the fuel cell water. Fuel cells are often categorized  by the substance used to separate  the
electrodes, termed the  "electrolyte."  The most mature fuel cell concept is the phosphoric acid
fuel cell.  These cells have been used in  hospitals, apartment buildings, and shopping centers
and are now being developed, for utility use.  Other concepts are being developed. One is the
molten carbonate fuel cell which uses a hot mixture of lithium in potassium carbonate as  the
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                                                                   Technology Overview
electrolyte.  The newest type is the solid oxide fuel cell which uses a hard ceramic material
instead of a liquid electrolyte.

Scale of Operations

    During the last several decades, a number of 800 -1300 MW base-loaded power plants were
built.  Economics of scale and the highest possible thermal efficiency were among the factors
leading to the construction of such large units.  Future projects for such power plants are more
apt to  be built and operated in modular fashion in increments of 100 -  300 MWs.  This offers
not only increased reliability (several modules can be operated more reliably than a single large
plant)  but also shorter construction times (construction periods of 3 to 4 years, rather than 5 to
8 years for the large units).  Utilities would also be able to match demand patterns more quickly
and precisely.

Geographic Distribution of Coal and Coal Gasification Projects

    From the viewpoint of producing electrical power from coal in the United States, it is
expected that the greatest concentration of future coal gasification projects will be located at or
near coal-producing sites.  This is an economic necessity since the cost of transporting coal by
rail or truck over long distances is much more expensive than the cost of transmitting electrical
energy. Coal deposits occur in 38 of the SO United States (see Figure 6), however these deposits
are missing or meager  in eastern states  including New York,  New Jersey, and  all the New
England states, plus Florida, Georgia,  South  Carolina, Minnesota, Wisconsin, California, and
Nevada.  Where the cost of importing coal is excessive, public utilities have several alternatives
for power generation:   import electrical power, or produce power from imported or locally
produced natural gas and petroleum products.

    In  very general terms, the predominant coal in the midwest and eastern deposit is bituminous
coal with a relatively high sulfur content.  Western coals are mostly subbituminious coal and
lignite, with lower sulfur content.  The  choice of coal gasification technology selected  for a
given site depends somewhat on the type of coal available, but  most of the recently developed
coal gasifiers are flexible with respect to their coal handling requirements.

In-situ or Underground Coal Gasification

    In  underground gasification, steam and oxygen are injected  into a coal seam through wells
drilled from the surface. The  coal seam is ignited and partially burned.  Heat generated by the
combustion gasifies additional coal to  produce  fuel-grade gases.  The gases are  piped to the
surface where they are cleaned and processed  using the  same techniques applied in surface
gasification.

    Underground gasification  may be particularly useful in extracting energy from coal seams
that are unmineable. Seams that slope steeply from the surface or are too deep or of marginal
quality may be future candidates for in-situ gasification.
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                                                             '
 Technology Overview
               FIGURE 6.  OCCURRENCE OF COAL IN THE UNITED STATES

    Since the earth serves as the gasification reactor and repository for residual ash, and since
the coal mining and transportation steps are not needed, the economics of in-situ gasification are
very attractive.  However, depending on site geology and hydrogeology, environmental risks
associated  with  possible  aquifer  contamination  and  eventual  land subsidence  may  be
considerable. We do not believe that this technology is under development in the United States
at this time, but, allegedly, the Russians are experimenting with these technologies.

    Combatting the Greenhouse Effect

    The earth's temperature is largely regulated by atmospheric gases.  Carbon dioxide (COO,
methane, and other gases such as nitrous oxides and chlorofluorocarbons (CFCs) allow the sun's
energy to penetrate to the earth, but trap the  heat radiated from  the earth's surface.  This
phenomenon has been termed the "greenhouse effect."

    There is some uncertainty in the estimates of the global budget of these greenhouse gases.
Although the sources of most of these gases have been well characterized,  the sinks for them
have not been defined with certitude. However,  it has been estimated that U.S. coal combustion
contributes as much as 8% of the total worldwide release of CQ attributable to anthropogenic
activities.
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                                                                 Technology Overview
    Some technological improvements can offer alternatives to regulations for mitigating the CO2
release from coal combustion.  For instance, many coal technologies are effective in reducing
COj because they increase power generating efficiencies. In higher efficiency systems, less CO2
is produced per unit of fuel consumed.  For example, technologies like pressurized fluid bed and
gasification combined cycle boost energy utilization  efficiencies into the 40%  to 45% range.
This can reduce  CO2 emissions by 17%  to 27% over conventional coal technologies.  Future
technologies such as gasifier/fuel cell combinations could lower CO2 emissions  by  up to 40%.
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Technology Overview
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                                                         Environmental Documentation
                     4.  ENVIRONMENTAL DOCUMENTATION
    EPA's NEPA regulations (40 CFR Part 6) specifically assigns EPA the responsibility for
determining whether their proposed action (issuing a NPDES permit) will cause significant
environmental impacts.  EPA is also responsible for the scope and content of the environmental
assessment and draft and final EISs.   The regulations,  however, indicate that "Information
necessary for a proper environmental  review shall  be provided by the permit  applicant in an
environmental information document." EPA staff is directed to consult with the applicant on
the scope of the information that the applicant provides.

    In preparing  these  guidelines, it  was assumed that EPA staff would typically ask the
applicant for information in a format that is easily incorporated into a Draft EIS and would be
most familiar to agency NEPA reviewers.  The standard order for a Draft EIS is identified in
EPA NEPA regulations 40 CFR Part 6.201:

    (a)   Cover sheet
    (b)   Executive Summary
    (c)   Table of contents
    (d)   Purpose of and need for action
    (e)   Alternatives including the proposed action;
    (0   Affected environment
    (g)   Environmental consequences of the alternatives
    (h)   Coordination (including list of agencies, organizations, and persons to who copies of
         the EIS are sent)
    (i)   List of preparers
    (j)   Index (commensurate with complexity of EIS)
    (k)   Appendices.

    The remainder of this document follows the order, of the body of the EIS: purpose and
need, alternatives, affected environment, environmental consequences, and summary topics.
Unlike an EIS, it does not present a specific project and its environmental effects, but discusses
the kinds of data, analyses, methodologies, and qualitative and quantitative approaches EPA staff
are likely to consider in a data request to a new source NPDES permit applicant.
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Environmental Documentation
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                                                                      Purpose and Need
                               5.  PURPOSE AND NEED
    The "Purpose and Need" section of an EIS requires the clear specification of the underlying
purpose and need to which EPA is responding. In the case of new source facilities, the purpose
and need section must specify the goals and objectives of the applicant. The purpose and need
must be a clear, objective statement of rationale for the project.

    The importance of the statement of purpose and need is that it identifies and describes the
alternatives evaluated and the selection of the chosen action.  The alternatives that must be
considered are those that fulfil the purpose and need, not just alternatives to a proposed project.
If the  purpose is to build a new petroleum  refinery, the alternatives could consider other
locations or a different delivery schedule.  If, on the other hand, the purpose  is to provide
transportation fuels to meet fuel demands, the alternatives could include conserving fuels through
fuel-efficient vehicles,  different  kinds of fuels  (gasohol,  LPG), different  locations, or a
combination of some of the  above.  The  more extensive the range of possible alternatives, the
greater the possibility of avoiding significant impacts.

    The applicant for a new source  petroleum  refinery or coal gasification facility would most
likely be responding to a perceived future demand for  fuels and should consider all the options
available to them.  Since the only alternatives that need be considered are those that can fulfill
the stated purpose and need for the project, the choice of the purpose and need statement is
critical to a full examination of possible alternatives and the selection of the chosen action.

    The information requested of the applicant needs to elicit a clear demonstration of why the
project is needed.  Typically, historical and projected data from a number of different sources
(e.g.,  local  or regional  governments,  state energy management or regulatory  agencies,
institutions, community groups)  are  used to present a  clear  need.   The applicant  should
demonstrate,  in this section, that a full range of options were considered before a new facility
was proposed.
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Purpose and Need
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                                                                    Project Alternatives
                            6.  PROJECT ALTERNATIVES
    The "Alternatives"  section of the EIS contains descriptions of all alternative actions or
projects that were, or are,  being considered.  Reasonable alternatives are explained in detail.
Alternatives that were considered and rejected early in the planning process are briefly described
with  the  rationale  for  their dismissal.   Dismissed alternative are usually those that are
unreasonable for technical, economic, or institutional reasons. The rationale must have sufficient
data to support the decision not to proceed with dismissed, alternatives and sufficient backup data
to respond to a challenging question or comment on the Draft EIS.

    New source NPDES permit EISs have several different general categories of alternatives:
alternatives available to EPA, alternatives considered by the applicant, and alternatives available
to other permit agencies.

                             Alternatives Available to EPA

    EPA has three basic alternative actions that can be taken on new source NPDES permit
applications:

    (1)   Take the action (i.e., grant the  permit)

    (2)   Take the action on a modified or alternative project, including one not considered by
         the applicant

    (3)   Deny the action (i.e., reject the permit application).

The third option is usually called the "no action alternative."

                        Alternatives Considered by the Applicant

    The applicant should provide to EPA, as part of the NPDES permit application, EID, or
other data, a detailed description of each reasonable alternative they considered and a brief
description of the alternatives they considered and rejected.  A "no project alternative"  should
also be  described.

    The "no project alternative" of the applicant and the "no action"  alternative of EPA are not
the same even though the outcome may be the same.  EPA's action relates to making a decision
on whether or not to grant a NPDES permit, while the applicant's "no project alternative" relates
to not achieving their goal (e.g., not meeting consumer demand for fuels).  The applicant may
be able to achieve their goal through some other means (alternative) that does not require a
NPDES permit (e.g., alternative fuels).

    EPA NEPA regulations (40 CFR Part 6.203  [b] [1]) require: (1) "balanced" descriptions
of each  alternative considered by an applicant and (2) discussion covering "size and location of
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 Project Alternatives
 facilities, land requirements, operations and management requirements, auxiliary structures such
 as pipelines or transmission lines, and construction schedules."

    When large fuel needs are projected, companies typically undertake screening processes and
 feasibility studies to  help  them identify and refine  reasonable alternatives.   The companies
 investigate fuel types, siting, process types, and other topics.  These screening processes provide
 the bases for determining various alternatives that can be identified and investigated further.

    The siting process typically includes analyses of constraints and opportunities for conflicts
 such as the presence of critical habitat for an endangered species, an important historical site,
 or an active earthquake fault as well as other physical, hydrologic, biological, land use, access,
 economic,  and air quality parameters.   Siting studies  may-be  used  for new  source facility
 locations, pipelines,  transmission lines,  or other  facilities; each with  different criteria  and
 rankings.

    As part of the description of alternatives, the applicant's  screening processes and results
 should be explained to provide insight into the breadth and depth of alternatives considered and
 rejected or pursued for further study.  Explaining  how the applicant  narrowed the list of
 alternatives can  significantly reduce questions on  whether conservation and  demand side
 management were considered, non-traditional fuel  sources were  given fair consideration,
 particular locations for pipelines or  transmission  lines were  chosen, and many others.   A
 well-documented explanation of the screening processes of the applicant is critical to complying
 with the requirement for a thorough consideration of alternatives. A description of the screening
 process is also often required by state or local agencies.

                   Alternatives Available to Other Permitting Agencies

    The third category of alternatives  are those available when EPA is preparing a joint EIS or
 other environmental document with another federal or state agency.  These additional alternatives
 relate to the other federal, state, or local entity's discretionary decisions or permits and typically
 include:  grant  the permit;  grant the permit with modifications; or deny the permit.

                                   Proposed Projects

    The applicant may have a proposed project or may wait until the final EIS is being prepared
 to identify a preferred alternative from among several alternatives that are fully described. The
 message is clear in  both the CEQ  and  EPA NEPA regulations that a broad array of alternatives
 need to be considered, and at least several reasonable alternatives need to be explored in  detail
and compared.  The detail on the reasonable alternatives necessary from the applicant must be
 sufficient so that  the potential impacts of the alternatives can be identified and  compared.  As
with all the of the information needed  for the EIS, the applicant's environmental documentation
or EID must provide sufficient detail so that the environmental consequences can be evaluated
and compared.
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                                                                    Project Alternatives
    A "rule of thumb" is to provide the nature and the magnitude of "inputs" and "outputs" of
each facility in the description of each alternative.  Inputs and  outputs include the physical/
chemical materials involved in construction of facility operation as well as biological, social, and
institutional (e.g., employment, land use, access) information and costs.
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Project Alternatives
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                                                                 Affected Environment
                           7. AFFECTED ENVIRONMENT
                Identifying and Characterizing the Affected Environment

    This section discusses the methods and means of identifying and characterizing potential
effects on the physical-chemical, biological, and socioeconomic environments; land use; visual
resources;  and cultural resources.  It identifies only those environmental elements that are
significant in determining impacts.  The affected environment section of an EID should to be no
longer than  needed to present information required to  understand  environmental impacts.
Background information on topics not directly related to expected effects should be summarized,
consolidated, or referenced to focus attention on important issues.

    Many of the following sections indicate that the affected  environment is more than what
currently exists—it is also a projection into the future. The essence of impact assessment  is to
determine what will happen with (because of) the project  compared  to  what would have
happened if the project had not been built.  The most appropriate time for impact assessment is
that point in facility construction or operation that creates  the greatest  change over  the current
environment.  For new source facilities,  this is usually at some time during construction.

                            Physical-Chemical Environment

    The physical-chemical environment comprises the air,  water,  and geological characteristics
of sites where the environmental impacts of alternatives will be evaluated. This section should
provide sufficient information to determine whether impacts on these resources  will be likely,
but should not dwell on information that is of only esoteric interest. Typical information needs
for this section are specified below.

Air Resources

    Air resources are described by the physical dynamic behavior of the lower atmosphere and
by variations in the concentrations of various gases and suspended matter.  Physical dynamic
behavior is described by parameters such as the seasonal distribution of wind velocity and the
frequency and height of inversions.  Wind velocity and the frequency of occurrence of inversions
are often determined by specific local topographic features, particularly surrounding  hills or
mountains.  Air quality is described by the variations in the concentrations of pollutant gases in
the lower atmosphere.  Both are needed to determine the environmental impacts of facility stack
emissions, the effects of mobile sources on local air quality, and the likelihood that dust will be
of importance during construction.

    The description of meteorological regime(s) should include a generalized discussion of
regional and site-specific climate including:

    •  Diurnal and seasonal ground-level temperature
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Affected Environment
    •  Wind characteristics at different heights and times (wind roses are particularly helpful and
       provide wind speed, direction, frequency, and stability characteristics of the atmosphere)

    •  Total monthly, seasonal, and annual rainfall and frequency of storms and their intensity

    •  Height, frequency, and persistence of inversions and atmospheric mixing characteristics

    •  Description of pattem(s) evident for days of significant pollution episodes; evaporation.

    Under certain  circumstances  (where cooling  ponds are integral  to facility design, for
example), humidity, dew point, and evaporation rates also provide useful data for determining
water balances.

    Existing ambient air quality is required to predict the resulting air quality during construction
and operation of a facility. Using existing air quality as the background, incremental increases
in air pollution concentrations can  be predicted  for comparison with various federal, state, and
local  standards.  Depending on the scale  of the analysis,  data should  be presented  for the
relevant airshed, for the site itself, or both.

    Emission  inventories and  ambient air quality as reported by  state and local air pollution
control districts are the data sources for an air basin or regional airshed level analysis.  At a
minimum,  major stationary sources and their emissions should  be characterized, with  diurnal
variations in emissions by month, year, and peak season for pollutants of concern.  Projections
of increases in emissions and long-term pollutant concentrations are also important at this level.
The comparison of future trends with existing federal, state, and local  standards becomes a
major design parameter for gaseous emission controls.

    Site-level  analyses  are more detailed  in  their  geographic  scope, but  require  similar
information.  One of the major concerns at the site level is the transport of odors, dust, and
emissions towards potentially sensitive environments.  Thus local variations in' wind velocities,
frequency  of inversions, and ambient  pollutant concentrations  may  become important in
determining local impacts. Air quality models  are often  used to determine the directions and
ground level concentrations of pollutants of concern, and these  models require  most of the
information described in the previous paragraph along with  specific  stack characteristics such
as stack height,  emission temperature, emission velocity, and the chemical composition of the
stack gases.

Water Resources

    Information on water resources to be included in  the affected environment chapter should
cover a description of local streams, lakes,  rivers, and  estuaries, as  well as descriptions of
groundwater aquifers.    Descriptions of water body types,  flows and  dilutions,  pollutant
concentrations, and habitat types  near potential discharges are  necessary to determine the
changes in  the water environment that  will occur with facility  construction and  operation.
Descriptions of groundwater aquifers are necessary to determine the potential for contamination
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                                                                   Affected Environment
 of groundwaters from site activities.  Of key importance here is the depth to the water table, and
 the nature of overlying soils and geologic features.
                                 i
    Descriptions of surface waters should include seasonal and historical maximum, minimum,
 and mean flows for rivers and streams,  and water levels or stages and  seasonal patterns of
 thermal  stratification for lakes and  impoundments.  The use of surface waters (diversions,
 returns,  and reclamation)  may also  be important.  Information on ambient concentrations of
 pollutants is also  necessary  to determine resulting concentrations of pollutants  with  new
 discharges.

    Descriptions of groundwaters should  include the location of recharge areas,  and, in areas
 of water shortage,  their present uses.  Chemical composition of groundwaters are not usually
 important unless they are to be used as process water or are suspected to  be contaminated.

    If imported water is to be used at the site for process water  or other purposes, the source,
 quantity,  and quality of the water should be described.

    If the site might be  subject to flooding (is within the 100-year floodplain), the  dates, levels,
 and peak discharges of previous floods should be reported along with the meteorological
 conditions that created  them.  Projections of future flood levels should also be included for
 typical planning levels of 50- and 100-year floods.  These projections should include anticipated
 flood control projects such as levees and dams that will be built in the next few years.

 Soils/Geology

    The physical structure of soils and their underlying geologic elements  determine the extent
 to which soils will be affected by facility construction and operation.  Useful parameters include
 permeability, erodability,  water table depth, and depths to impervious layers. The engineering
 properties and a  detailed  description  of surface and  subsurface  soil  materials and  their
 distribution  over a site provide most of the information necessary.

    Nevertheless, local  and regional  topographic features such as ridges, hills, mountains, and
 valleys provide information on watershed  boundaries, and site topography  (slope and elevation
 characteristics)  provides information that is needed in determining  the potential for erosion.

    Geological  features are important when there may be significant mineral  resources present
 or when paleontological sites and other areas of scientific or educational value may be disturbed
 or overlain by facility structures.

    Information on seismic events is usually not required in an EID since sites  that are near
 faults or seismically active areas are generally screened from consideration during siting studies.
 Nevertheless, if there might be concern about earthquake damage to a facility, the history of
earthquakes  in  the  area provides useful information to evaluate risks.  Relevant parameters
 include locations of epicenters, magnitudes, and frequency of occurrence.
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 Affected Environment
 Biological Environment

     The distribution of dominant species and identification and description of rare, threatened,
 or endangered species of vegetation, wildlife, and ecological interrelationships are the  three
 important biological environment  elements needed to identify and  characterize the affected
 environment.

 Vegetation

     In order to understand the significance of vegetation changes associated with construction
 and operation of a facility, it is necessary to know the types of plant communities in the general
 area and the specific distribution of vegetation types on the she itself. The presence in the area
 of rare,  threatened, or  endangered species  and  unique plant  assemblages are particularly
 important, especially if any are likely to  occur at the site.  There  are a variety of ways to
 describe vegetation, but  the most useful is to.divide the site flora into four or five "typical"
 assemblages and map their distribution along  with recognized scientific and  educational areas.
 For threatened, endangered, or rare species, however, it is necessary to map their occurrence
 separate from the assemblages.

     In arid areas,  fire hazard should be described by describing the history of fires in the  area,
 projecting the severity of fire hazard in the  future, and describing existing fire control and
 management actions.

     Aquatic  and  marine vegetation  should  be described as  for terrestrial  vegetation if
 sedimentation and aquatic discharges are likely to be large in relation to the size of the receiving
 waters.

 Wildlife

     The presence of wildlife at a  site is largely dependent on the  nature and  distribution of
 terrestrial vegetation.  Particular emphasis should be placed on the presence of rare, threatened,
 or endangered species in the general vicinity  of the site, and  site-specific discussions are
 mandatory when the site provides habitat that is used by rare, threatened, or endangered species.
 Under these circumstances, the relative abundance of all rare, threatened or endangered species
 and the dominant wildlife fauna  should   be surveyed  on  site  and presented in  the  BID.
 Otherwise, a general description of the wildlife species that inhabit the area is sufficient if  there
 is some discussion of the importance.of the site in relation to their area-wide distribution.

 Ecological Interrelationships

     Ecological interrelationships between vegetation and  wildlife are important in the existence
 of both components.   These interrelationships  should  be characterized before establishing
. environmental impacts to either flora or fauna, and they differ slightly  between terrestrial and
 aquatic environments.
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                                                                 Affected Environment
    It is probably not possible to determine the extent to which plants and animals are mutually
dependent at a given site, but specific attention should be given to the food sources of dominant
or rare animal species, the factors that limit these food sources (including factors such as soil
structure and moisture content, soil surface temperature ranges, and specific soil micronutrients),
and  the ability of animal species to substitute  food sources should current food sources be
reduced in abundance.  Ecological interdependences in aquatic systems are also important, and
aquatic communities change dramatically with large increases in nutrient or sediment discharges.
While prediction of changes in plant  and animal  populations is difficult under  the best of
circumstances, significant changes (either positive or negative) cause concomitant changes in
both terrestrial and aquatic fauna.

Socioeconomic Environment

    The socioeconomic environment encompasses the interrelated areas of community services,
transportation, employment, health and  safety, and economic activity.  The activities associated
with  the construction and  operation of new source facilities must impact human resources
(employment,  population,  and  housing),  institutional resources  (services  or facilities),  and
economic activity.  The information required to assess impacts are described below.

Community Services

    Community services such as water supply, sewerage, and storm drainage, power supply, and
education, medical, and  fire and police services are almost always affected by  major new
projects. It is important in an BID to describe the nature of existing public facilities and services
within the general vicinity, the quality  of the service provided, and the ability of the existing
public facilities and services to accommodate additional users. The most critical  consideration
is the level  of services that would be  provided in  the anticipated peak year of construction
assuming the project were to be built.

    Permanent and temporary household relocations create demands on the housing market. The
number of nearby housing units, their  cost, vacancy rates, and  owner-occupancy  rate are all
significant factors in determining the suitability of the existing housing stock for occupancy by
a temporary or permanent workforce. In addition, the present rate of growth within the housing
sector can be compared with the anticipated growth in housing supply  and  demand and the
amount of land available for new housing to determine whether existing  policies and attitudes
toward growth are adequate to accommodate the additional residents.

Transportation

   Transportation systems provide access to a facility for the import of raw materials, export
of final products, and  the  movement of staff and service personnel.  All relevant forms of
transport for the  facility should be described.  For all  facilities, road-based transport is of
potential significance, but railways, airways, pipelines, and navigable waterways may also be
important  for some facilities.  Secondary  impacts to air quality resulting from transportation
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 Affected Environment
 requirements should be  evaluated in accordance with the Clean Air  Act.   Current traffic
 volumes, current traffic capacity, and an assessment of the adequacy of the systems for meeting
 peak demands during construction or operation should be presented.

 Population

    Total population, rate of growth, general socioeconpmic composition, transient population,
 and the  urban  or  rural nature of the  local population are parameters needed to assess the
 importance of the impacts of project-induced changes on the local community.  Information on
 average  household  size, average age, age/sex distributions,  ethnic  composition,  average
 household income, percent of households  below poverty level,  and  median educational level
 allow a more refined analysis of project-induced changes.   Projections of demographic trends
 for the region and project area without the project are also necessary to determine the relative
 impacts of the project in  future years.

 Employment

    Employment is  generated by the construction and  operation  of any  new  facility.
 Construction is normally carried out by a temporary workforce of construction workers, not by
 the permanent workforce in the area near the site. On the other hand, facility operation usually
 relies on a permanent workforce, and the source of personnel for this workforce may  be local
 or from other parts of the country. In any  case, increases in the number of personnel required
 to build or operate a facility, direct employment, is accompanied by  increases in employment
 in enterprises required to support the facility, indirect (secondary, non-basic) employment, as
 demands for goods and services are increased.  The direct and indirect employment generated
 by a project, in turn, generates movements of households, resulting  in population  shifts and
 changes in the demographic characteristics  of communities.

    To determine impacts of additional employment on the local environment, it is necessary to
 present information about the local labor base—where people work, what they do, their skills
 and education level,  their rates of pay,  and  the unemployment rate.  The characteristics of the
 unemployed population are especially important if there is an expectation  that a new facility will
 generate  employment for them.. Projections should also be included,on anticipated trends in
 employment and unemployment without the project so that project-induced changes in these
 parameters can  be  compared against a baseline.

 Health and  Safety

    Description  of the present health  and  safety  environment should  include statistics on
 industrial accidents in the local area; a discussion of air, water, and radioactive emissions from
existing facilities and their effects on the  health of the local population; and an analysis of
present levels of noise and their impacts on people.  The identification of applicable regulatory
 standards provides a benchmark against  which the present and future health and safety
environment, with  and  without the project,  can be judged.
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                                                                  Affected Environment
Economic Activity

    Economic activity will always be affected  by .new facilities.  Current economic activity
should be described by characteristics of local businesses (number and types of businesses,
annual revenues, and ownership patterns) and the availability of capital for future growth. To
predict  changes in  the kinds of economic activity that would occur with the project, it  is
necessary to describe the kinds of goods and services that would be required by the project or
associated workforce and determine whether they are provided locally or imported.  Unique
features of the business community such as high seasonality, high outflow of profit, declining
trade, or downtown revitalization should also be included.

Land Use

    A description of land use should identify the current use of land needed specifically for the
facility, its system components, its safe area, and its residuals, and land  use  patterns  in the
nearby area that will be indirectly affected by the project. Particular emphasis should be placed
on land uses that pose  potential conflicts for large-scale industrial activity — residential  areas,
agricultural lands, woodlands, wetlands — and  on the local or regional zoning laws that may
limit the development of industry or commercial activities on which it relies.

Aesthetics

    Aesthetics involve the general visual, audio, and tactile environment (imagine the sensory
differences among urban, industrial, agricultural, and  forest environments). A description of
the aesthetic characteristics of  the existing environment should include things that are seen,
heard, and smelled in and around the site and their emotional or psychological effect on people.
Descriptions (or pictures) of views of the site, of unique features or features deemed of special
value, and public use and appreciation of the site provide information that must be available for
the assessment of impacts.

Cultural Resources

    Cultural resources  encompass several areas relating to man's knowledge and appreciation
of prehistoric and historic events.  The location of a facility at or near significant historical and
cultural sites  tend to degrade their resource value or  emotional impact.  The location of the
following kinds of sites should be described in relation to the project site:

    •  Archeological sites (where man-made artifacts or other remains dating from prehistoric
      times are found);

    •  Paleontological sites (where bones,  shells, and  fossils of ancient plants or animals are
      found in soil  or imbedded in rock formations);
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      Historic sites  (where significant events happened or where well-known people lived or
      worked);

      Sites of particular educational, religious, scientific, or cultural value.
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                      8.  ENVIRONMENTAL CONSEQUENCES
    The "Environmental Consequences" section forms the scientific and analytical basis for. the
comparison of alternatives.  It contains discussions of beneficial and adverse impacts of each
reasonable alternative and mitigation measure (40 CFR Parts 1502.16 and 1508.8) including:

    (a)  Direct effects and their significance — direct effects are caused by the proposed action
         and occur at the same time and place.

    (b)  Indirect effects and their significance — indirect effects are those caused by the action
         but are later in  time or farther removed  in distance, but are reasonably foreseeable.
         This also includes growth effects related to induced changes in the pattern of land use,
         population density, or growth rate and related effects on air, water, and ecosystems.

    (c)  Possible conflicts between proposed actions and the objectives of federal,  regional,
        -state, local and ... tribal ... land use  plans, policies, and  controls for the area
         concerned.

    (d)  The environmental  effects.

    (e)  Energy requirements and conservation potential.
    (f)   Natural or depletable resource requirements and conservation potential
    (g)  Urban quality,  historical and cultural resources,  including reuse and conservation
         potential.

    (h)  Means to mitigate adverse environmental impacts not fully covered by the alternatives.

    The potential impacts of each alternative are  identified by  a  systematic disciplinary and
interdisciplinary examination of the consequences of implementing each alternative.

                                  Methods of Analysis

    While information may be gathered from new source NPDES applications, EIDs, and other
sources, EPA is responsible for the scientific and professional integrity of any information used
in an EIS.  The applicant's EID and other sources of data,  therefore, must clearly explain all
sources, references, methodologies, and models used to analyze or predict results.  Applicants
should consider the uses  and audiences for their data and EPA's affirmative responsibility in
using them.  EPA has  the same responsibility in the use of data submitted by other agencies,
private individuals, or groups.

    Each impact has its own means of identification, qualification, and quantification.  For
example, air quality impacts are modeled using standard state- or federally-approved programs.
These numerical models depend on standardized parameters and site-specific data. Stationary
source emissions from plant operation  as well as mobile emissions  related to traffic circulation
from induced employment or growth all contribute to air quality impact quantification.  The goal
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Environmental Consequences
is to quantify impacts on air quality, water quality, employment, land use, and community
services — categories that lend themselves to numerical calculations, modeling, and projections.
Some environmental  elements like aesthetics lend themselves to  more qualitative or graphic
analyses.

    Biological impacts frequently are not readily quantifiable because absolute abundance of
individual species are difficult to determine.  Impacts may be described as acres of habitat lost
or modified or to qualitative impact descriptions of population changes in major species or'
species  groups. The key in the Environmental Consequences section is to clearly and succinctly
lead a reader through each impact identification, qualification and/or quantification.  Detailed
methodologies or extensive  data can be incorporated  by reference  if  the source is readily
obtainable.  Materials from applicants must carefully follow-this pattern to facilitate validation
and  incorporation in  the EIS. General impacts likely to occur with new source facilities are
identified in later sections along  with suggestions on the kinds of information needed to analyze
data and draw conclusions.

Determination of Significance

    The term "significant effect" is pivotal under NEPA, for an EIS must be prepared when a
new source facility is likely to cause a significant impact. What is significant can be set by law,
regulation, policy, or practice of an agency; the collective wisdom  of a recognized group (e.g.,
industry or trade  association  standards); or the professional judgment of an expert or  group of
experts.  CEQ (40 CFR Part  1508.27) explains significance in  terms of context and intensity of
a action. Context relates to scale — local, regional, state, national, or global;  intensity refers
to the severity of the impact.  Primary impact areas include affects on public health and.safety,
and unique characteristics of the area (e.g., historical or cultural resources,  parks, prime farm
lands, wetlands, wild and scenic rivers, or ecologically critical areas).  Other important factors
include:

    • Degree of  controversy over effects of human encroachment

    • Degree of  uncertain or unknown risks

    • Likelihood a precedence .will be set

    • Occurrence of cumulative impacts (especially if individually not significant)
    • Degree to  which sites  listed, or eligible for listing, in the National Register of Historic
      Places may be affected

    • Degree to which significant scientific, cultural, or historical resources are lost

    • Degree to which threatened or endangered species or critical habitats are affected

    • The likelihood of violations of federal, state, regional or  local environmental law or
      requirements.
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                                                           Environmental Consequences
    In its new source NPDES program, EPA's environmental review procedure (40 CFR Part
 6.605) indicates that the responsible officer shall consider short- and long-term effects, direct
 and indirect effects, and beneficial and adverse effects. The published specific criteria identify
 some of the natural and  man-made environmental elements whose significant impact would
 trigger the preparation of an EIS.  According to the regulations, an EIS will be prepared when:

    (1)   The new source will induce or accelerate significant changes in industrial, commercial,
         agricultural, or residential land  use concentrations or distributions which  have the'
         potential for significant environmental effects.  Factors that should be considered in
         determining whether these changes are environmentally significant include but are not
         limited to:

         - The nature and extent of the vacant land subject to increased development pressure
           as a result of the new source;

         - The increases in population or population density which may be induced and the
           ramifications of such changes;

         - The nature of the land use regulation in the affected areas and their potential effects
           on development and the environment; and

         - The  changes  in  the  availability or  demand  for  energy and  the  resulting
           environmental consequences.

    (2)   The new source will directly, or through induced development, have significant adverse
         effects upon local ambient noise  levels, floodplain, surface or groundwater quality or
         quantity, fish, wildlife, and their natural habitats.

    (3)   Any major part of the new source will have significant adverse effect on the habitat of
         threatened or endangered species on the Department of the Interior's or a state's list
         of threatened  and endangered species.

    (4)   The environmental impacts of the issue of a new source NPDES permit will have
         significant direct and adverse effect on property  listed  in the  National Register of
         Historic Places.

    (5)   Any major part  of the  source will have significant adverse  effects on  park lands,
         wetlands,  wild and scenic rivers,  reservoirs, or  other  important bodies of water,
         navigation projects, or agricultural  lands.

    With the  regulations in mind, it is ultimately up to EIS  preparers to make judgments on what
constitutes a significant impact. The threshold of significance is different for each impact, and
those making the judgments need to explain the rationale  for the thresholds chosen.  Clear
descriptions of the choice of the threshold of significance provides a reviewer with a basis for
agreeing or disagreeing with the determination of significance based on specific assumptions,
criteria, or data.  Sometimes the thresholds are numerical  standards set by regulation.  In other
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 Environmental Consequences
 cases, the thresholds may be set by agency practice (e.g., the U.S. Fish and Wildlife Service
 may consider the potential loss of a single individual of an endangered species as a significant
 impact), or the EIS preparer's professional judgment determines the rationale for the threshold.
 The NPDES permit applicant may suggest a threshold for each impact in  the EID, but it is
 critical to carefully define how and why each particular threshold was chosen and applied.

 Comparisons of Impacts under Differing Alternatives

    Alternatives may be compared in several different ways.  All the impacts associated with
 a single alternative may  be examined together and summarized in a final list of significant
 unavoidable impacts, or the like impacts of all the alternatives can be determined and compared
 within a final summarized list of significant unavoidable impacts.  The choice of approach should
 be determined by the EIS preparers based on the approach that  would provide the most clear,
 concise evaluation for decision makers and reviewers.  The summary information on possible
 impacts and  mitigation measures is usually prepared in tabular form and included  in the
 executive summary. Examples of formats that can be used are found in standard environmental
 assessment technology texts, agency manuals, EISs, and similar documents.

 Summary Discussions

    CEQ and EPA NEPA guidelines describe  the expected general contents of the section called
 "Environmental  Consequences."   In addition to identifying, quantifying, and comparing the
 impacts of each alternative, 40 CFR Pan 1502.16 specifies that discussions will include "...any
 adverse environmental impacts which cannot  be avoided should  the proposal be implemented,
 the relationship  between short-term uses of man's environment  and the maintenance and
 enhancement of  long term productivity, and  any irreversible or irretrievable commitments of
 resources which  would be involved in the proposal should it be  implemented."

    Over the last 20 years, these three topics have been included as a separate chapter(s) in draft
 EISs along with  chapters  called cumulative impacts, adverse effects which cannot be avoided,
 or residual impacts and mitigation.  No matter what format is used with these topics, they often
 receive only cursory treatment.  Such a practice is unfortunate because these long term, larger
 scale  issues are those that affect overall environmental quality and amenities.   The important
 point  is not the  location  of these topics in the  document,  but  the need to present data and
 analytical procedures used to qualify and quantify these concerns.

    A section called cumulative impacts can be addressed in several ways. Some EISs consider
 cumulative impact sections to be summaries of all residual impacts for each alternative.  They
 may also include any synergistic effects among impacts. A second, and more helpful, approach
 to cumulative impacts reflects a broad view of environmental quality and suggests how impacts
of the proposed  project or alternatives contribute to  the overall environmental quality of the
 locale. In this approach, the impacts of the new source project are considered in relation to the
 impacts associated with projects approved, but not constructed;  projects being considered for
approval; or planned projects. This "accumulating" impacts approach  to cumulative impacts is
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                                                           Environmental Consequences
particularly instructive when no single project is a major cause of a problem, but contributes
incrementally to a growing problem.

    All of these summary topics focus on broad views and long time lines in an attempt to put
project impacts in perspective.  The data requests from EPA to applicants must specify the
environmental setting and consequences data needed to qualify and quantify the potential impacts
and put each  potential impact in perspective in terms of local, regional and perhaps state or
national environmental quality.  The question to be answered is:  what part do the project-related
impacts play in local/regional/state/national environmental quality now and in the future for each
affected parameter.

Mitigation Measures

    Early in the history of NEPA, emphasis was placed on identifying mitigation for all possible
impacts conceivably associated with a project or its alternatives.  Now the  emphasis is on
avoiding and minimizing potential impacts long before a NEPA document is prepared.  This is
accomplished  by refining the proposed project and alternatives during  siting, feasibility, and
design processes. The goal  is to have  project alternatives with as few significant impacts as
possible.

    CEQ  NEPA regulations define mitigation (40 CFR  Part 1508.20)  to include:

    (a)  Avoiding the impact altogether by .not taking a certain action or parts of an action.

    (b)  Minimizing  impacts  by limiting  the  degree or magnitude of the action and its
         implementation.
    (c)  Rectifying  the  impact by repairing,  rehabilitating, or  restoring  the affected
         environment.

    (d)  Reducing or eliminating  the impact over  time by  preservation  and  maintenance
         operations during the life of the action.

    (e)  Compensating  for  the impact by  replacing  or providing  substitute  resources or
         environments.

    This listing of mitigation measures has been interpreted as a hierarchy  with "avoiding
impacts"  as the best mitigation and "compensating" for a  loss  as  the least  desirable (but
preferable to loss without compensation).  This hierarchy reinforces  the present approach of
trying  to avoid or minimize  potential impacts during project siting and design.  The goal is to
have the most environmentally sound project and alternatives to carry into the impact assessment
process of NEPA.

    Even with the best project siting and design, there will be environmental impacts associated
with each  of the alternatives.  For the impacts, especially for the impacts judged to be significant
impacts, mitigation measures need to be suggested.
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 Environmental Consequences
    The first source of possible mitigation measures should be those offered in an applicant's
BID.  Each mitigation,measure should be described in enough detail so that its environmental
consequences can be evaluated and any residual impacts clearly identified.

    The proposed project and its  alternatives — or the suite of alternatives  if there is no
preferred alternative — typically reflects choices among tradeoffs.  The tradeoffs can include
different sites, processes,  pollution control technologies, costs, or other features. Typically the
tradeoffs are complex for new source facilities with dissimilar beneficial and detrimental impacts
among the alternatives. The analysis should be deemed complete if:

    (1)  the alternatives brought forward for analysis are all reasonable;

    (2)  all possible refinements and modifications for environmental protection have been
         incorporated  in the alternatives; and

    (3)  any  residual  impacts and  consequences of  mitigating  those  impacts  have been
         evaluated.

    Decision makers are  then confronted with comparing the alternatives based on tradeoffs,
often requiring value judgments.

                                    General Impacts

    The rest of this chapter on environmental consequences is organized into two major sections.
The first presents information on the impacts  associated with facility construction and operation
from  a general point of view.  In  this section, specific impacts that may be caused by new
source facilities are outlined, without reference to specific processes or activities associated with
different industries.  The  second section covers industry-specific impacts — those impacts that
result from the kinds of facilities covered in  this guidance.

    New source  facilities are  often large  and frequently cover hundreds of acres of land.
Facility operation requires a sizable infrastructure including internal transportation networks for
raw material and  product  transport, loading and unloading areas, fuel and  raw material storage
areas, production facilities, waste control and treatment facilities, and waste storage or disposal
areas.

    Because of the large  land area required  for these facilities and the diversity  of activities
required to operate them,  there are  a range of impacts that essentially cannot be avoided.  The
most noticeable impacts are associated with site preparation and construction — the changing of
one land use to another —  but there are also ongoing and indirect impacts associated  with facility
operation that should be covered in an environmental impact assessment.

    The general impacts associated with new source facilities are discussed in the following two
sections.  The first section covers impacts associated with site preparation and construction; the
second with facility operation.
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                                                          Environmental Consequences
Impacts from Site Preparation and Construction

    Site preparation and construction for large, complex facilities includes some degree of land
leveling and soil compaction and the erection of production facilities, raw material loading and
unloading  areas,  raw material storage areas,  waste  storage and disposal  areas,  and  a
transportation system for moving  materials from one area to another.  In the first stage of
construction activity, land is cleared and prepared for the storage of building materials, for
transporting materials between  the storage areas and building sites, and  for the building sites'
themselves.  For very large facilities, stone  crushing, concrete mixing, and other materials
processing facilities may also be built on-site.  These activities affect the immediate area in
predictable ways.  The impacts associated with site preparation and construction are discussed
below under the following headings:

    •  Habitat alteration
    •  Pollutant generation
    •  Socioeconomic impacts.

Habitat Alteration

    The extent to which habitats are affected by site clearing and grading depends on the extent
to which natural ecosystems were previously disturbed. Conversion of a wooded and previously
undisturbed area results in greater  changes than conversion of a previous industrial site.  The
habitats associated with heavily vegetated areas are almost always more  plentiful and diverse
than those associated with previously used sites.

    The majority of habitat impacts stem from clearing and grading land. The removal of native
vegetation has a direct effect on some species by removing their protective cover, food sources,
or roosting, nesting, or breeding sites.  It can  have indirect effects on others by exposing bare
soil, which is  more subject to erosion, leading to sedimentation  in a nearby waterbody,
smothering habitat used  by  aquatic plants and animals.  The removal  of vegetation and
compaction of soils by construction machinery also increases the rate of runoff following rain,
increasing the volume of water that must be carried by local streams, and  increasing the rate of
stream bank erosion and habitat smothering. The removal of shade over streams also increases
water temperatures, sometimes reducing the value of the stream for cold water species of fish.

    Even if natural habitats are not completely destroyed, by clearing and grading, they may lose
their value for some species because they become fragmented. Some species require a minimum
size of a particular habitat type in order to survive.  If the habitat is broken up, even if only by
a road, the size of the available habitat type may be sufficiently reduced  to prevent their
continued survival, and they leave the area or succumb.
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    Critical Issues:

    •  Will construction  and  site preparation  activities alter  critical  habitats for wildlife
       impacting the local presence of such species?

       - Quantify areas and locations of habitats and associated species that would be lost or
         adversely affected during site preparation and construction activities.
                                     i
    •  Would indirect changes  in habitats following construction and site preparation activities
       occur?   e.g., increased  erosion  potential  resulting in  habitat disturbance through
       sedimentation in waterbodies; disturbance of habitat and/or species from increased human
       access; accumulation of pesticides or construction chemicals in some habitats, and thence
       in wildlife and vegetation, etc.

       - Identify activities that would indirectly alter habitats.  Quantify, to the extent feasible,
         the areas that would be indirectly affected.

Pollutant Generation

    The most significant pollutants associated with site preparation and construction are dust and
sediment resulting from land clearing.  Dust and sediment may also be associated with  toxic
chemicals that tend to adsorb to panicles. Dust tends  to be a local annoyance, but can also
blanket the vegetation in nearby areas, sometimes reducing its viability.  Sediment from the site
causes increased turbidity  in nearby  water bodies and may be deposited on stream bottoms,
altering the nature of the substrate and changing stream bottom fauna from hard bottom or riffle
communities to soft bottom communities. If the stream bottom community is changed, there will
also be changes  in the species of fish inhabiting the stream.

    Uncontrolled construction site sediment loadings have been reported to be on the order of
35 to 45 times greater than loadings from undisturbed woodlands (typically less than 1 ton per
year;  Novotny and Chesters,  1981).  In addition to  disrupting stream bottom habitats as
described above, the increased levels of turbidity also affect aquatic resources by  reducing light
penetration, and in turn reducing plant production in receiving waters.

    Critical Issues:

    •   Would  water quality-be degraded by increased  surface runoff (sediment and pollutant
       discharges),  discarded  or discharged  construction  materials  and  other chemicals,
       herbicides, wastewater, soil additives, disturbance of stream bed, or temperature increases
       due to increased turbidity or removal of vegetation?

       - Characterize  sediment  loading  and compare  loadings  and predicted  in-stream
        concentrations of associated pollutants with existing federal,  state, and local water
        quality standards and criteria.
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                                                           Environmental Consequences
    •  Would there be increased  overland  flow,  storm runoff, flood potential, stream bed
       sedimentation, or channel erosion due to increased runoff following site preparation and
       construction activities?

       - Determine the extent of  stream damage caused by increased runoff (i.e., increased
         stream bed sedimentation, channel  erosion).

    •  Would dust or air pollutants be  generated  from  construction and site preparation
       activities?

       - Identify emission sources and project emission rates. Compare these rates to applicable
         federal, state and local standards  and limitations (both emissions  and air  quality);
         compare predicted atmospheric levels with federal, state, or local standards.

Socioeconomic Impacts

    In addition to the environmental impacts described above,  the construction of new source
facilities affects the local  socioeconomic  framework in many ways.  These  effects can be
categorized as:   (1) the compatibility of new  land  uses with existing land uses; (2) issues
associated with human and institutional resources and impacts on community structure; and (3)
effects on the local economy.  Many of these impacts are initiated in the site preparation and
construction phase, but they  can continue in varying forms throughout the period the facility
operates.

    Land Use Change

    Site preparation for the construction of new source facilities disturbs large areas of land and
may change patterns of land use in the area.  Open spaces (agricultural land, forested areas,,or
other vacant land) are often used for these facilities. Regardless of the land use of the original
site, construction of these facilities disturbs large tracts of land and converts them to a new use
that may not be compatible with, nor easily  returned to, its original state.  Industrial  sites are
not easily converted back to either forest,  agricultural,  or residential land. Thus the  decision
to build a facility at a particular, site is essentially irreversible.  .Once construction has begun,
the options for converting the site to other land  uses become limited.

    There are also changes in land use in the  surrounding area.  Housing is needed for the large
construction crews required for these facilities, and construction  workers generally prefer to live
near the facility site.  If the site is in a predominantly  residential area, then housing will not
necessarily be a problem (although housing values may decline if an industrial site  is to  be
located  in close proximity).   If the site is  far from a residential area,  however, additional
housing, often in the form of trailer parks,  may develop in the immediate vicinity. In addition,
small-scale commercial areas tend to develop around construction sites to provide food and
sundries for workers and to provide construction support services.
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Environmental Consequences
    Critical Issues:

    • Would the construction and site preparation activities be compatible with the projected
      uses of adjacent, existing, or planned land uses.   Is the site located in an area with
      existing or planned industrial facilities, or would the facility result in adverse aesthetic
      impacts or conflict with current or future residential, agricultural, or other land uses?

      -  Identify the amount of existing  or planned land use areas lost due to site preparation
         and construction activities.  Describe expected changes in land use on nearby land.

    • Does existing land availability, as determined by zoning and land use plans, conflict with
      site preparation and construction activities?

      -  Determine to what extent zoning requirements and current land uses conflict with the
         facility site preparation and construction activities.

    Human and Institutional Resources; Community Structure

    The  development of complex  new  facilities  often generates extensive changes in the
community structure of an area; many of these changes  stem from changes in employment
patterns.  Construction of major facilities requires a large, trained work force that is often not
locally available.  Construction tends to attract workers from outside the immediate area.  This
influx of workers may  not be significant in  large and diverse communities, but in  small
communities, the entire economy can be changed, causing changes in employment patterns,
population  and  population density, and housing, with  implications  for  the adequacy  of
community services.  If the facility requires a large work force during  the operational phase,
then these changes, usually temporary, could become permanent.

    In small communities, the support of a large  population of construction workers may require
an expansion in community-provided services. Water supply, sewerage systems,  and streets and
roads might need modification or expansion. This expansion in community services can extend
the environmental impacts associated with a new facility to other locations where new  water
treatment plants or streets and roads are needed. The construction of a new facility thus could
contribute to changes in environmental quality that extend far beyond the immediate boundaries
of the site.                                          ,

    The expansion in the labor force associated with new facility construction typically requires
a buildup of support resources. Unfortunately, the number of people required to operate the new
facility are often less than those required  to construct it. Therefore, the influx of people could
be  temporary  unless the community  or larger  geographic area has taken measures  to
accommodate displaced workers  upon project completion.  Depending on the  success of the
surrounding area to accommodate these people, there could be a withdrawal of workers from
the area and a reduced need for the additional services that were once developed to accommodate
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them.  This could negatively affect local economies, and in a worse-case scenario, entire areas
(e.g., employee housing) could be abandoned.

    Critical Issues:

    • Would existing housing, community services, and infrastructure support a large temporary
      workforce during the site preparation and construction?  What will happen to increased
      services after the site preparation and construction activities cease?

      -  Identify the amount of deficient housing, community services, and infrastructure for
         the increased workforce during site preparation  and construction.  Determine services
         that will not be necessary after construction and site preparation cease.

    • Is there a  possibility  of  employment  pattern changes  from  construction and site
      preparation activities? For example, will the area have increased employment and income
      directly and indirectly attributable to construction of the facility? Will construction of the
   ,   facility compete with other projects or existing sources of employment for workers?

      -  Determine the extent of changes in employment patterns attributable to site preparation
         and  construction activities.

    • Would there be a change in the community structure during and after site preparation and
      construction activities?   Would the community  life-style, structure, and  stability be
      affected?    Would  there  be difficulty   in  attracting professionals  during and  after'
      construction?  Would government jurisdiction(s) have difficulty accommodating changes
      in community  structure?

      -  Determine the extent of community structure changes caused by site preparation and
         construction activities.

    • Are  transportation facilities adequate for site preparation and construction activities?
      Would traffic congestion result?

      -  Identify  the  transportation  facilities -needed for site preparation and construction
         activities; determine shortfalls in capacity.

    • Would site preparation  and construction  activities present health and safety hazards to
      humans working on or near the site? e.g.,  increased possibility of accidents associated
      with the use of explosives or heavy equipment;  exposure  to noise  from construction
      activities posing a health hazard.

      -  Identify health and safety hazards to workers and the public due to site preparation and
         construction activities.
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    Loss of Historic or Cultural Resources

    Just as clearing and grading activities remove existing vegetation and alter natural habitats,
 the same activities may affect historical, archaeological,  or cultural resources.   Site clearing
 activities may inadvertently collapse or undermine the structural integrity of archeological sites,
 or the facility might be built on an historical site.   Even  if these sites are  preserved, their
 historical or archeological significance may be irrevocably damaged through the nearness of
 industrial activity.

    Critical Issues:

    •  Would historical or cultural resources on the site be disturbed, destroyed, or covered over
       by site preparation and construction  activities?

       - Identify historical and cultural resources destroyed or disturbed by site preparation and
         .construction activities; include discussion of any mitigation necessary to preserve items
         of archeological,  historical, or cultural interest.

 Impacts from Facility Operation
                                         \
    This section  presents information  on the  general impacts likely to be caused by facility
 operation.  Topics are covered according to headings usually found in EISs — air quality, water
 quality, etc.  — to facilitate review of EIDs.  In  general, the impacts associated with facility
 operation are not as severe as those associated with construction.  Facilities cannot operate
 without obtaining permits for water discharges and air emissions, for example, and  most permits
 are issued only after it is determined that environmental impacts will  be acceptably  small.
 Nevertheless, there are impacts that should be analyzed  in an EID,  and these are presented
 below.                                                                         r

Air Quality

    New source  facilities  impact air quality  through atmospheric emissions of particulates,
 hydrocarbons,  carbon  monoxide,  carbon dioxide, sulfur  oxides,  and  nitrogen oxides.
 Particulates result in a "dirty"  or  "dusty" atmosphere and accumulate on surfaces.   Toxic
chemicals also attach to particulates resulting in potential human health impacts if inhaled, and
accumulation  of  toxic chemicals on land surfaces may cause  environmental health  impacts.
Hydrocarbons  and carbon dioxide are  chemicals which are  primarily responsible for  the
 "greenhouse effect," by preventing the back  radiation of heat from the earth's surface, increasing
the temperature of the atmosphere. Carbon  monoxide is  a known toxicant, causing neurological
and lung disorders, and  even  death.   Sulfur oxides  and nitrogen  oxides  are  "acid  rain"
constituents, which, when dissolved in rain droplets, lower the pH of natural waterbodies, and
destroy natural and man-made materials and structures.  Emissions can also produce obnoxious
odors affecting large areas in the vicinity of the site.
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                                                            Environmental Consequences
    Air quality impacts can be determined quantitatively by comparing new source facility
emissions with emission standards set by federal, state, or local governments, and by comparing
the expected ambient concentrations of pollutants caused by facility emissions and other sources,
with ambient concentration standards.  EPA-approved models that should.be used for these
projections are discussed under industry-specific impacts.

    Critical Issues:

    •  Will facility operations result in non-compliance with air emission and ambient air quality
       standards?

       - Identify emission sources and rates,  including sources in  the vicinity not associated
         with the site,  and determine expected concentrations of pollutants in air.  Compare
         emission rates and resulting concentrations  to  applicable federal, state, and local
         standards and  limitations.

    •  Would stack emissions from the facility have deleterious effects on visibility and light
       scattering (i.e., cause smog?); damage natural or man-made materials and structures (i.e.,
       cause acid rain?);  adversely affect human health,  domestic  animals,  wildlife,  or
       vegetation?

       - Characterize stack emissions during operation and maintenance activities and compare
         with existing federal, state, and local standards.

Water Quality
                                                                                i
    Impacts to water from new source facilities range from water quality degradation from
discharged toxics to hydromodification changes associated with increased impervious area, soil
exposure, and erosion.  Pollutants may enter surface waters from wastewater disposal to land,
effluent discharges,  or precipitation runoff from raw material or product  storage  areas.
Nutrients (nitrogen and phosphorus compounds) in water can lead to eutrophication—excess plant
growth resulting in algal blooms, weed-choked waterbodies, and fish kills. Toxic contaminants
result in acute and chronic toxicity to aquatic biota as well as possible human health affects with
ingestion of contaminated water. The temperature regimes of receiving waters may be changed
through warm water  effluents. Increases in ambient temperatures generally reduce biodiversity
and limit the abundance of cold water fish species.  The possibility of water quality impacts can
be determined by  modeling the concentrations of contaminants in receiving waters caused  by
process and stormwater discharges, and comparing the results with water quality standards.
EPA-approved models  that can  be used for this purpose are  found in the industry-specific
impacts section.
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    Critical Issues:

    •  Will toxic pollutants and/or organic matter from wastewater disposal, effluent discharges,
       or precipitation runoff from storage areas have deleterious effects on groundwaters or
       surface waters?

       - Model pollutant concentrations in groundwaters and surface waters and compare with
         existing federal, state, and local water quality standards and criteria.

    •  Would the facility cause adverse environmental impacts to the receiving water body?

       -  Estimate the discharge  plume's  short and  long • term  impacts to the  biological
         community.

    •  Would there  be a  change  in the temperature of receiving waters because  of heated
       effluents?

       - Predict receiving  water temperature distributions around and below cooling water
         discharges.  Compare results with federal, state, or local standards.

    •  Would facility operation cause increased sedimentation and habitat destruction by altering
       the existing flow patterns of water courses?

       - Determine which aquatic habitat might be impacted,  and to what extent.

Soil Quality

    The  majority of the impacts to soils occur during  site preparation and construction.  As
enumerated in the previous section, these include: soil loss due to the removal of top soil during
the clearing and grading process; soil compaction and erosion; reduction in  the productive
capacity  (i.e., fertility) of the  soil; potential  soil  contamination; and a general  loss of soil
resources due to coverage by impervious areas.

    After plant operations  begin,  the  potential  for  soil   contamination is  high in raw
material/product loading and unloading areas, materials storage areas, and/or in production areas
of the facility where spills may occur. The potential for soil contamination is also high in areas
used for on-site waste storage or treatment facilities.  Frequently land treatment units or landfills
are used; sometimes waste  materials are stored in piles (e.g., ash piles).  Contaminant runoff
or leachate from these areas can percolate through soils to groundwater.

    In addition to the potential for soil contamination during the operating phase of the facility,
soil erosion and sedimentation can still  occur.  The extent  of the problem depends on  the
effectiveness  of the  erosion  control techniques  used to  stabilize the  site after construction,
especially on steep slopes and/or areas that are allowed to remain without vegetative cover.
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                                                           Environmental Consequences
    Critical Issues:

    •  Would there  be decreased soil  permeability due  to  compaction from operation and
      • maintenance activities?  Are  there indirect and direct losses of soils through erosion
       caused by improper protection of exposed soils?

       - Determine  the potential for soil loss during  facility operation.   Discuss mitigation
         activities to be used to reduce erosion.

Vegetation

    As described earlier, construction of new source facilities removes much of the vegetative
cover.  The impacts associated with these actions vary, depending on the site,  but can be
particularly acute if environmentally-sensitive or ecologically-important areas are affected (e.g.,
wetlands, riparian zones).   In  most  cases, this lost natural vegetation is not replaced,  either
because so much of the area is rendered impervious, or because the land is disturbed to a point
that it will no longer support native vegetation.  Often, the replanting that does occur is done
for aesthetic purposes; land is converted to turf grass, or ornamental landscaping plants are used.
While attractive, these non-native vegetative covers do not offer the same level of environmental
protection, nor ecological value of the natural  vegetation.

    The absence or scarcity of vegetation removes or reduces pollutant buffering capacity  of the
site, contributing to some of the following impacts:

    •   Increased potential for pollution, especially water  pollution as runoff will be enhanced
       (volume and velocity) and can enter water bodies directly without the filtering effects of
       vegetation.

    •   On site conditions can be more severe, with wider temperature fluctuations, higher noise
       levels, and greater winds generating dust.

    •   Probable reduction  in  the numbers of species  and  abundance of wildlife species
       composition.

    Critical Issues:

    •   Would there be permanent loss or displacement of vegetation habitat, and therefore floral
       species (rare,  endangered, unique or unusual  species, communities or habitats) because
      of the facility?

      -  Identify critical habitats  and associated species  which would be not be restored
         following facility construction.   Rare, endangered, unique or unusual species, as well
         as ecosystems, communities and habitats should  be included within the assessment.
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    • Would changes in species composition, diversity, and number occur in the vicinity of the
      facility?

      -  Identify changes in local species composition, diversity, and number resulting from loss
         of specific types of habitats.

    • Would  air and water quality degradation from toxics produced during operation and
      maintenance activities pose hazards to area flora (resulting in  death, illness, reduced
      reproduction, etc.)?

      -  Determine the extent of hazards to vegetation from air and water quality degradation.

Wildlife

    The impacts to wildlife are  primarily associated with changes that occurred during site
preparation and construction.   However, many  of the  impacts are carried  over into  the
production phase and remain throughout the life of the facility.   Habitat restoration is often
impossible during operations because of irreversible, damage done to soils and topography and
the construction of buildings, roads, and storage areas.

    As described previously in this section, the habitat loss associated  with vegetative removal
can have many far-reaching effects ranging from direct impacts on species depending  on the
removed  vegetation to indirect impacts, such as water quality degradation and stream  habitat
damage resulting from the changing site conditions associated with site denudation.  All of these
impacts affect the  food supplies and  living conditions of countless species,  ranging from the
smallest microbes to large animals.  Food sources may be destroyed, modified, or contaminated;
nesting and breeding locations obliterated; ranges fragmented;  and  travel/migration  routes
irrevocably altered by the activities and infrastructure involved in constructing and operating a
new source facility.   All of these conditions affect the composition, distribution, abundance,
health, and vitality of species.

    Critical Issues:

    • Would there be permanent loss or displacement of wildlife habitat, and therefore faunal
      species  (rare, endangered, unique or unusual species, communities or habitats) because
      of the facility?

      -  Identify critical habitats and associated species which would be lost during construction
        and  not  replaced during facility operations.  Rare, endangered, unique or unusual
        species, as well as ecosystems, communities and habitats should be included  within the
        assessment.

    • Would change in species composition, diversity, and number occur in the vicinity of the
      facility?
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                                                           Environmental Consequences
       - Identify changes in local species composition, diversity, and number caused by human
         activity.

    •  Would air and  water quality degradation from  toxics produced during operation and
       maintenance activities pose hazards to area fauna (resulting in  death, illness,  reduced
       reproduction, etc.)?

       - Determine the extent of hazards to wildlife from air and water quality degradation.

    •  Would operation and maintenance activities restrict migration routes and daily movement
       corridors or disturb  sensitive species from human encroachment?

       - Identify migration routes and movement corridors of sensitive species disturbed  by
         facility operation.

    •  Is there a potential for mechanical damage to biota from water intake structures during
       operation and maintenance activities?

       - Predict the extent of mechanical damage to biota from water intake structures.

Environmental Health and Safety

    The large size and complex array of operations that comprise new source facilities pose
threats to the health and safety of workers and  the general  public. Some of the threats occur
during the construction phase,  but health  and safety issues tend to be more prevalent during
facility operations.  The  three biggest areas  of health and safety  concerns are industrial
accidents, exposure to contaminants, and noise.

    As described in the technology overview section of this document, many  hazardous  or
potentially dangerous materials are used or manufactured directly by petroleum refineries and
coal gasification facilities.   Others are created as byproducts.  Plant  workers* have frequent
exposure to these materials, either through direct handling or exposure to fugitive dust and other
air emissions, or from spills and accidents. The potential for accidents at these facilities is fairly
high, as large quantities of raw material inputs must be used (and transported) around the facility
and large volumes of waste are generated and must be handled during disposal.

    Noise is a particularly challenging problem at these facilities.  For example, in the case of
petroleum refineries, sources of noise include high speed compressors, control valves, piping
systems, turbines and motors, air cooled heat exchangers,  and other cooling devices.  These
sources create noise levels  that range from 60 to 110 dBs at a distance of one meter from the
source (The World Bank, 1991); these levels may be high compared to U.S. Occupational Safety
and Health Administration  requirements.
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 Environmental Consequences
    Critical Issues:

    •  Would operation and maintenance activities present health and safety hazards to humans
       working on or near the  facility site?  Examples might be an increased possibility of
       accidents associated with the use of operation and maintenance equipment; exposure to
       emissions  from  operation and  maintenance activities  presenting a  health hazard; or
       exposure to noise from operation and maintenance activities posing a health hazard.

       - Identify health and safety hazards to workers or the nearby public due to operation and
         maintenance activities.

Land Use

    The presence of a new source facility in an area affects land use not only during construction
(see previous section), but also after construction is complete. The major impact on land use is
the conversion of nearby land from agricultural or other use to  industrial use for supporting
facilities or residential use to meet the needs of an expanded labor force.  Unless the area is
already industrialized, introduction of one of these facilities changes the character of the nearby
land uses —  open space will be reduced and population densities may increase.

    Critical Issues:

    •  Do land use requirements for operation and maintenance activities (safe zone or buffer
       zones included) conflict with adjacent present or future land uses as planned by local,
       regional and state agencies?

       - Identify the amount of existing or planned land use areas lost due to operation and
         maintenance activities.

    •  Will induced  growth around the facility  change land  use  in ways that  are counter to
       currently planned land uses for the area?  Will the  mix of land in the vicinity be
       irrevocably altered because of the facility?

       - Describe anticipated changes  in nearby land use as a result of the facility,  Evaluate
         potential conflicts, not identified during the construction phase, that would occur during
         operations.

Visual Resources

    Just as land uses change due to the introduction of a large industrial facility, so  do visual
resources.  Again, the extent of impacts depends on the condition of the visual resource  prior
to facility construction and  how compatible new  land uses are with old.  The impacts to visual
resources will be  large if the new facility  is located in  a previously undisturbed or scenic area
(e.g., near a national park).
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                                                            Environmental Consequences
    Visual resources can be important in  a cultural,  historic, aesthetic, and psychological
context. Because of the large size of new source facilities and the diverse array of structures
and storage areas associated with  them (e.g., items ranging from large buildings and stacks to
tank .farms and piles of coal or ash), the nature of the landscape can greatly change as  a result
of their introduction.  The presence of these facilities can not only affect an area's viewshed,
but also its natural topography (through extensive  grading, presence of large waste piles),
thereby changing the entire character of an area.

    Critical Issues:

    •  Will facility operation alter or  disrupt visual amenity of  the  area or  other aesthetic
       attributes of the site?

       - Determine the extent to  which operation and  maintenance activities disrupt  sensory
         attributes.

    •  Would facility operations provide for an aesthetically satisfactory work environment?

       - Determine if the facility components are designed with consideration given to human
         factors.

Cultural Resources

    The impacts to cultural  resources that  occur during facility construction remain  after
operations begin: Although the National Historic Preservation Act requires mitigation of  impacts
to these resources, the success of these techniques is varied.  Also, regardless of mitigation
techniques used, the presence of a major industrial facility around a significant historical site
removes that resource  from  its natural context and is likely to reduce its overall significance.

    Critical Issues:

    •  Would  the value of a mitigated cultural or  historical resource be reduced because of the
       presence of the  facility? .

       - Identify historical  and cultural  resources that would  be reduced  in value  by the
         presence of the facility, especially if impacts were mitigated.

Socioeconomic Impacts

    As described  in the previous section, many socioeconomic changes occur during the
construction phase of new source facilities. These impacts are primarily related  to the influx of
a large, temporary  workforce. Depending on the  facility size, the number of workers required
for plant operation may be comparable to, or much lower than, those  required during the
construction phase.  If the  work  force is greatly reduced, reduced economic opportunities,
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 down-sizing, and even recession may result because  the service sector  that was  created to
 support the construction labor force lost its market.  On  the other hand, if the labor force
 remains constant, or increases, an enhanced economy can result from the influx of dollars spent
 on local products and services and an increased local tax base. As well, the presence of a new
 facility could attract additional businesses, and other support services, thereby, continuing to
 provide positive economic enhancements to the area. In the short term, the local infrastructure
 could  be strained, but in the long  term,  development (perhaps  even  a shift  to increased
 urbanization) is likely occur.

    Although in many ways the presence of a large facility can induce positive changes to a local
 economy, it can also create negative impacts. Most apparent of these is the increased likelihood
 of environmental degradation associated with expansion.  But  also, some areas may suffer
 financially, as the presence of a big industry could drive down real estate  values.

    Critical Issues:

    •  Will the housing, community services, and infrastructure support required for supporting
       a large temporary construction workforce be necessary during plant operations?  Will
       infrastructure development costs be able to be borne by the permanent workforce?

       -  Identify any excess housing, community services,  or infrastructure that would not be
         necessary during facility operation.

    •  Will facility operation cause increased or decreased employment and income, both direct
       and indirect, over the construction phase? Will  the facility compete with other projects
       for employees?

       -  Determine  the extent of employment pattern changes  attributable to changes from
         facility construction to operation.

    •  Will additional  infrastructure  or community services be required  to support facility
       operation?

       -  Identify the types  and amounts of infrastructure or community services that  are
         required to support facility operation.

                    Technology-Specific Potential Impact  Reduction
         i
    The following sections discuss the technologies and other pollution control  activities used
by petroleum refineries and coal gasification facilities.
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                                                          Environmental Consequences
Mitigating Impacts in Project Design

    There are a number of pollution control measures that can be applied in the design phase
to effectively reduce waste streams and their associated environmental impacts.  Many of these
steps also reduce operation and capital costs  and/or increase production.   The EID should
contain a discussion of the waste management alternatives considered and their applicability.
Discussions of pollution control should include descriptions of effluents, emissions, source
reduction, reuse and recycling options.

    The maintenance activities required for optimum operations are partially defined during the
design phase as well.  Effective maintenance measures can  also reduce waste streams.  The
applicant should describe proposed maintenance activities with potential inherent impacts in the
EID.

    Pollution control  equipment and  systems are expected  to be designed  into  the  refinery
process and waste treatment operations. These measures can effectively reduce adverse impacts
by the emissions and wastes that are generated.  However, these systems may create other kinds
of impacts, by creating more concentrated, smaller volume wastes, or by converting wastes to
other compounds.   Often a residual solid or liquid waste is generated.  As examples, H2S
removal in a waste gas stream may leave other SOx compounds in the exhaust,  and waste
treatment systems for aqueous streams may not have the ability to treat all of the complex
organic compounds which may be in the wastewaters,  leaving contaminants in the effluents.
Therefore, the EID  should include discussions of the expected levels of remaining products and
contaminants after  treatment processes, and plans for handling, treatment and disposal  of
residuals.   Overall,   all proposed  pollution  control  systems  should be  well-designed,
well-operated, and properly maintained to minimize other impacts.

Petroleum Refining

    A variety of impacts may result from technology in use at a typical petroleum refinery.
Impacts, as used here,  encompass  waste discharges and emissions generated from  refinery
processes and operations which enter the environment in air, water, and land, and the resulting
effects caused by their handling .and disposal.

   'Many technological and  programmatic  methods are available to refiners to  reduce  or
eliminate these impacts.  The sections that follow outline the major waste streams (water, air,
and solid waste) and the resulting effluents and emissions, and methods of control.

Raw Materials Extraction, Transport and Storage

    The raw materials used by refineries is typically crude oil. Impacts associated with crude
oil exploration, development and production  activities are not discussed in this report.
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    The crude oil is transported to the refinery by pipeline, tanker or truck. Upon arrival, the
crude is shipped to storage tanks on-site at the refinery, for feed to process systems as needed.
The crude oil  is typically a mixture of crude oil,  brines and  suspended solids.   Potential
contaminants of concern include naturally-occurring hydrocarbon  compounds, volatile and
semivolatile organics, heavy metals, and nitrogen and sulfur compounds.

    The volumes in transit create  a potential for large  spills in an emergency situation or
accident.   Small spills may also occur from equipment leakage, maintenance, or cleaning.
Because of the location of refineries and their associated pipeline or tanker terminals, spills and
leaks can  produce discharges of crude oil into local waterways.  The major impact of concern
is associated with tanker and truck accidents and the spillage from a major tanker breakup.  The,
EID should provide a discussion of the potential occurrence of and impact from tanker accidents
where this mode of transportation is proposed to service the refinery facility.

Gaseous Wastes

    Sources of air emissions and pollutants differ considerably among refineries and are a
function of the size of the refinery, the type of crude oil feedstock, the product mix (which
dictates the type and complexity  of processes employed), and emissions  or pollution control
measures  used.

    In  general, waste  gases are emitted from exhaust stacks of fired equipment, tanks and
vessels, flares, open ponds or pits, and equipment leaks (termed fugitive emissions).  Additional
intermittent  sources result from  maintenance activities  such as shutdown and cleanout of
equipment and process equipment safety valves.

    The waste gases include numerous combinations of components, depending on the source.
The components of concern that  may cause environmental impacts are sulfur  oxides (SOx),
nitrogen oxides (NOJ, carbon monoxide (CO), hydrocarbons (HC), and particulates.  SOx and
NO, are precursors for acid deposition, while NOX  and HC are the precursors  to the formation
of tropospheric  ozone.  Both ozone and acid deposition  are secondary  pollutant problems
resulting from primary emissions of a different pollutant.  Other airborne emissions which are
of interest due  to their potential for impact are toxic and carcinogenic contaminants such as
asbestos, benzene, and mercury.

    The EID should  identify,  describe (quantitatively),  and evaluate all  such refinery  air
emissions. Interim heat releases, start-up, shut-down, safety valve releases,  leaks and any other
potential sources of emissions should be documented  in the EID.

    Stack  Emissions

    The acid gases — for refineries, primarily hydrogen sulfide and sulfur dioxide — are emitted
from exhaust stacks, sulfuric acid concentrators, liquid sulfur dioxide refining units, and sulfuric
acid treating units.  Hydrogen sulfide may also occur naturally in the crude oil feedstock.
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    Carbon monoxide is largely confined to flue gases from catalytic cracking regenerators and
fluid cokers (unless coal or coke are used as fuel for refinery power plants).

    Paniculate emissions are generated from cokers, regenerators, and dust sources on-site.
Construction and the local environment (a dry and dusty climate) may also add to the volume
of air-borne particulates.

    Nitrogen oxides are formed as a byproduct of combustion, so the main source of NO, is
from the exhaust stacks of fired equipment.

    Fugitive Emissions
                                                                           \
    Fugitive emissions are essentially the gaseous  leaks from refinery equipment that are not
intended.   Air permit regulations require fugitive emissions to be quantified,  and some state
requirements include quantifying all piping flanges and connections to estimate the total volume
of contaminants released.

    In the BID, the refiner should acknowledge the existence of fugitive emissions and present
emission prevention measures to reduce impacts.

    Air Quality Modeling

    To facilitate attainment of regional and  national pollution standards,  it is common for
industry and government to use computer and mathematical simulation to predict the migration
and concentrations of pollutants  in air.   Air  quality models of varying complexity  and
applicability are now available. The model or models appropriate for a particular task depend
on many factors, including the accuracy and level of detail desired, the nature of available data,
the capabilities of the modeling technicians, the resources available, and site-specific factors such
as weather pattern characteristics.   This next section outlines the basic types of air quality
models preferred by EPA.

    There are  four basic types of air quality models:   Gaussian,  numerical, statistical or
empirical, and physical.  Gaussian models are the most commonly used steady state models
(models that predict ambient pollutant  concentrations at "equilibrium," not as  they vary over
time)  since  they do not require large  amounts of data.   Numerical models or time-varying
models are often better suited to situations  involving more reactive pollutants,  but their large
data requirements are often prohibitive. Statistical or empirical models are more appropriate
when the data or knowledge of the relevant chemical and physical processes are inadequate for
Gaussian or numerical techniques.

    Physical  modeling  processes typically  involve  use of wind tunnels or other sophisticated
equipment.  While use of these complex  models  usually requires expensive  equipment  and
technical expertise, they may  be the  best choice  for complicated  flow situations  such as
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downwash conditions, diffusion  in  complex  terrain, or  plume effects  on elevated terrain.
Physical models are particularly suited to modeling sources in small geographic areas.

    Most air models are designed to simulate impacts in two  types of terrain:   simple or
complex. Simple terrain is terrain where land features are all below the height of the source
stacks.  Complex terrain has features that are higher than stacks.

    Air models evaluate emissions from a number of source-types:

    •  Point sources, discrete single sources with  known emissions..

    •  Line sources, used  on roads and other linear sources,  usually model mobile  source
       emissions.

    •  Area sources, assumed when the emissions source is an uncovered  lagoon, storage pile,
       slag dump, or other source with fairly uniform emissions over its entire surface.

    •  Volume sources, assumed when modeling fugitive emissions from structures with multiple
       exhaust vents or other sources characterized by multiple release points that have different
       individual emission rates.

    Predicting concentrations at  locations  that fall  between  stack  height and the  height of
maximum plume rise is more problematic.  Modeling strategies for these cases are sometimes
dealt  with by  comparing the hourly concentration estimates from simple terrain  models and
complex terrain  models,  and using the higher  values. This technique often entails "chopping
off any terrain lying above stack height for the simple terrain models.

    In addition to the terrain-specific design of many models, models generally come in two tiers
of complexity:

    (1)   screening level models that use worst-case meteorological data to identify sources that
         may threaten air quality, and
    (2)   more advanced models'that use actual  meteorological data to give detailed  descriptions
         of chemical and physical processes.

Screening models give "quick and dirty" estimates that are good enough  to identify situations
where air quality standards are not threatened.  If these models predict that standards are likely
to be  exceeded, however, more detailed and expensive models need  to be applied.

    The models discussed below deal mainly with selected screening models preferred by EPA.
The Urban Airshed Model (UAM)  is the only  refined analytical technique described here.
Petroleum refineries are a significant source of VOCs, and UAM is  considered by many to be
the only  model adequate  for modeling VOC emissions from very large, disperse sources such
as petroleum refineries.
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    EPA-Preferred Models

    Based on factors such as past performance, cost, and availability, EPA recommends certain
models for particular, applications.  Recommended screening models for simple terrain are
described below, followed  by screening models for complex terrain and the Urban  Airshed
Model. All of these models simulate pollutant transport in areas with less than a 50-mile radius.
       «

    Estimates of emissions  can be obtained using emission factors published in EPA (1993b),
or related information that is available from the CHIEFS bulletin board on EPA's Technology
Transfer Network in Research Triangle Park, North Carolina (Telephone (919) 941-5384 or
Internet, through Telnet to ttnbbs.rtpnc.epa.gov).

    Simple Terrain Models

    Climatological Dispersion Model (COM 2.0)

    The CDM is a  Gaussian  plume model designed to calculate long-term  average pollutant
concentrations (on either a seasonal or annual basis) at ground-level in urban areas.  It may be
applied in a  variety of situations,  including point and  area  sources, flat terrain,  migration
distances less than 50 kilometers, and averages over a period longer than one month.

    Industrial Source Complex (ISC)

    The ISC is a Gaussian plume model that is used to calculate pollutant concentrations from
an array of sources associated with a complex industrial source.  The model is designed to
account for the following: downwash; settling and dry  deposition of particulates; area, line and
volume sources; separation of point sources;  plume  rise based  on downwind distance; and
limited terrain adjustment.  It may be applied to  industrial source complexes, rural or urban
areas,  flat or  rolling terrain, and averaging times from one hour to one year.

    Predictions of concentrations for area  source emissions by ISC become more accurate the
farther away the site is from the source (up to  50  km).

    Multiple Point Gaussian Dispersion Algorithm with Terrain Adjustment (MPTER)

    MPTER is a multiple point source model that can be used for  predicting the concentrations
of relatively non-reactive pollutants.  MPTER may be used to model point sources, rural or
urban areas, flat or rolling terrain that does not exceed stack height, and averaging times from
one hour to one year.  MPTER does not  model area or volume  sources as  well as it models
point sources.
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    Single Source Model (CRSTER)

    CRSTER is another Gaussian  plume dispersion program  intended to estimate pollutant
concentrations from point sources at a single location.  It calculates the highest and second-
highest concentrations  for each receiving site over  1-hour, three-hour, 24-hour and annual
averaging times. CRSTER is a suitable model for use with single point sources in either rural
or urban areas.

    Models for Complex Terrain

    There are currently a number of complex terrain models sanctioned by EPA for regulatory
use.  Four of the more commonly used models are discussed briefly below.

    Valley Model

       The Valley Model is a slightly older (1977), steady-state, Gaussian univariate dispersion
model appropriate for simulating plume impaction in either rural or urban settings for up to SO
point and/or area  sources.  It estimates concentrations at receptor  sites  designated  by the
program on a radial grid of variable scale.  The algorithm  used adjusts plume elevations
according to stability class and height of the terrain impacted,  and allows for limited mixing.
It is recommended only for 24-hour averaging times, but can estimate annual concentrations as
well.

    COMPLEX I

    COMPLEX I is a Gaussian dispersion model suitable for simulating multiple sources in rural
areas.   It is essentially a modified version  of the  MPTER simple terrain  model,  altered by
incorporating a plume impaction algorithm.  The model accepts hourly meteorological data as
input, and can be used over all averaging times. Receptor sites may be placed on either a radial
or cubic grid of variable scale. Because it is versatile and easy to use, COMPLEX I is often
the model of choice for complex terrain in rural areas.

    CTSCREEN

    CTSCREEN is a screening version of the more refined Complex Terrain Dispersion Model
(CTDM).  One of its main features is it divides the mixing zone into several layers, as opposed
to the other  screening models listed  here, which  assume uniform mixing up to  the top of the
mixing zone. It may be used either in place of the Valley or COMPLEX I models, or as a tool
to further investigate suspected problem areas.  Some disadvantages of CTSCREEN are that it
can require  significant  amounts of digitized terrain data to run, and it can simulate plume
interaction with only one hill at a time.
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    SHORTZ and LONGZ

    SHORTZ and LONGZ are the models of choice for complex terrain in urban areas.  They
may, however, be applied to flat terrain and rural areas.  SHORTZ combines.a steady-state
bivariate Gaussian plume algorithm with sequential short-term (usually hourly) meteorological
inputs to calculate average ground-level pollutant concentrations for averaging times from 1 hour
to 1 year.  It can  simulate emissions from stacks,  buildings, or area sources for up to 300
sources.  LONGZ is a similar model, but differs from SHORTZ by employing a univariate
Gaussian plume technique with statistical wind summaries to calculate long-term (seasonal and/or
annual) concentrations from up to 14,000 sources.

    Urban Airshed Model (UAM)

    UAM is a three-dimensional  urban scale numerical simulation model  designed for use on
entire airsheds. It is designed for calculating ozone concentrations formed  under pulsed, short-
term conditions (lasting 1-2 days) as a result of emissions of nitrogen oxides, carbon monoxide,
and volatile organic compounds. As with CTSCREEN, UAM divides the mixing zone into
several layers.  It is suitable for urban areas  with significant non-attainment for ozone, and
hourly averaging times.  As  with other numerical models, it is very data  intensive, making it
unsuitable when data are not available, and potentially expensive when they are.

    Waste Control and Residuals Disposal

    To comply with air regulations and permit conditions, the refiner must employ air treatment
systems, pollution control devices and reduction techniques to meet emission standards.  The
EID should contain a discussion of the type of control systems and anticipated  resulting
emissions levels.

    Hydrocarbon emissions can be limited through the use of:

    • Floating roofs on tanks;
    • Manifolding purge lines to a recovery system (condenser or carbon absorber) or to a
      flare;
    • Vapor recovery systems on loading facilities;
    • Preventive maintenance;
    • Enclosed waste treatment plant;
    • Mechanical seals on compressors and pumps; and
    • Personnel training.

    Particulates can  be controlled with the use of:

    • Wet scrubbers;
    • High-efficiency mechanical collectors (cyclones, bag houses); — electrostatic precipitators
      on catalyst regenerators and power plant stacks;
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    •  Controlled combustion to reduce smoke;
    •  Controlled stack and flame temperatures; and
    •  Improved burner and incinerator design.

    Carbon monoxide emissions can be controlled at the catalytic cracker and fluid coker units
with a CO boiler and at other sites through proper furnace and burner design.

    Sulfur dioxide emissions can be controlled primarily through:

    •  The burning of low-sulfur fuels in furnaces and boilers,
    •  The wet scrubbing of high-sulfur dioxide flue gases, and
    •  The removal of sulfur in fuels before use.

    Nitrogen oxide emissions can be controlled through:

    •  An improved combustion process (i.e., lower flame temperature, less excess air)
    •  Use of low-nitrogen fuel.

Uguid Wastes

    Refineries generate substantial volumes of wastewater.  Typically, refinery facilities include
extensive wastewater treatment systems on-site, where wastewaters are treated prior to discharge
to natural waterways or to Publicly-Owned Treatment Works (POTWs). These wastewaters may
contain high concentrations of oils and dissolved organics that are not readily biodegradable.
They may also contain  chemicals from processes,  treatment, or maintenance that can pose
environmental problems.

    Refineries may have multiple wastewater collection and treatment systems, for cost effective
design, operation and maintenance, such as process  drains, stormwater collection systems, and
sanitary sewers.

    The BID should discuss the following:

       All wastewater streams (sources, quantities, flowrates, and compositions)
       Proposed wastewater treatment systems (capacities and processes)
       Effluent discharge stream (quantities, flowrates, and compositions)
       Potential hazardous or toxic chemicals in wastestreams
       Receiving waters quality and their use patterns.

    Aquatic Discharges

    Fluid or  liquid wastewater  streams that  are typically generated  at a refinery are briefly
described below.  The wastewater streams are typically treated on-site prior to discharging to
a waterbody, where appropriate. This type of discharge is controlled through a NPDES permit.
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    The NPDES permit will have limits for numerous effluent constituents, such as BOD,,
hydrocarbons, metals, and acids.  Wastewater treatment systems can be designed to remove the
offensive constituents to proper levels, as evidenced by existing refinery operations.

    Process Wastes

    Liquid or fluid waste streams may be generated by processes or maintenance operations.
The EID should describe each of the wastewater streams,' its source and its destination.

    Free oil originates from numerous sources  such as individual sampling taps, pump gland
leaks, valve and pipeline leaks, losses and spills at times of unit shutdown and equipment repair,
accidental spills and overflows, tank bottom drawoff, and other miscellaneous sources.  Some
of the oil mixes with other fluids and  becomes emulsified, making it more difficult to treat.

    Condensate  waters  originate from distillate separators, running  tanks  and barometric
condensers.   These waters can contain a variety of chemicals  such as sulfur-containing
inorganics, acids, alkalis, suspended solids, and condensed organics.

    Acid wastes arise from the catalytic use of various acids and from the acid treatment of
gasoline, white oils,  lubricating oils, and waxes.  They occur as rinse waters,  scrubber
discharges, spent catalyst sludges, condensate, and miscellaneous discharges  resulting from
sampling procedures, leaks, spills, and shutdowns. Caustic wastes arise from  caustic washing
and may include sulfur and organic compounds.  Alkaline waters also occur from washings.

    Special solvents and numerous  chemicals used in  refining operations may be leaked or
spilled and gathered into wastewater streams.

    The highest wastewater volume is typically from cooling system blowdown, which  can
become contaminated with oil, chromates, biocides, and other chemicals used in cooling towers.

    The sanitary wastewater stream can be easily treated on site in a separate treatment system,
or can be sent to the local Publicly-Owned Treatment Works (POTW).

    A wide variety of fluid sludges are generated  from reactors, storage tanks, wastewater
treatment and process equipment.  These sludges may have a low percentage of solids.  Sludges
are typically dewatered or filtered to separate solids from the liquids, with the decanted liquids
incorporated into wastestreams for treatment. Sludges may contain organics, sulfur compounds,
and heavy metals.

    Stomwater

    Stormwater may be  a large, yet sporadic, volume depending on the refinery size, location,
and the local climate.  The Stormwater effluent may pick up a wide variety of hydrocarbon  and
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chemical components from contact with the process and chemical storage areas.  Stormwater is
usually collected in a storm water collection or sewer system, and may be sent to the refinery
wastewater treatment system. Contaminant loading problems may occur in wastewater or runoff
discharges if Stormwater is not considered in the refinery design.

    New refineries should  consider alternatives for  managing Stormwater runoff.  Recent
Stormwater regulations  under the  Clean Water Act may impose certain  requirements for
monitoring and treatment.  The EID should discuss the Stormwater collection  and treatment'
system design.

    Water Quality Modeling

    In this  section, five water quality models are discussed.  They are all relatively simple to
operate, but the accuracy of their predictions depends largely on the adequacy of data used to
calculate model parameters and characterize externally-driven functions such as water flow. The
discussion of each of these.models is taken primarily from  EPA (1993a).

    WASP4 (new version WASPS)

    WASP4 is a detailed receiving water quality model supported by EPA.  It allows users to
interpret and predict water quality responses to  natural phenomena and man-made stresses for
various pollution  management decisions, particularly for eutrophication (EUTROWASP) and
toxicants (TOXIWASP). It is a dynamic compartment model and includes compartments for the
water column  and benthos.   The  model includes the time-varying processes  of advection,
dispersion,  point and nonpoint mass loading, and boundary exchanges.   It can be run in a one-,
two-, or three-dimensional mode making it applicable to rivers, lakes, estuaries, or open coastal
areas.

    UTM-TOX

    UTM-TOX was developed  by the Oak Ridge National Laboratory  for the analysis of
hydrological, atmospheric, and  sediment transport of pesticides and  toxic substances.   This
model uses of a multi-media simulation approach. Given a chemical release to the atmosphere
from a given source, the model uses mass balance formulae to compute chemical movement
from a source,  through the atmosphere, onto land, into surface runoff and through the soil, and
finally in sediment and stream flow. The model generates summary tables and plots of average
monthly and annual chemical concentrations in each medium.  It also considers biotic processes
and computes  chemical  accumulation  in  stems,  leaves, and fruits of impacted vegetation.
Application  of this model  has been  limited  because of its  complexity and  lack of user
documentation.
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    EXAMS

    EXAMS  was developed by the EPA to provide rapid assessments of the behavior of
 synthetic organics in aquatic systems.  Initial versions computed long-term results of continual,
 steady discharges of single chemicals into typical aquatic systems.  A newer version includes
 routines that simulate seasonal variations of discharge, transport, and chemical transformations
 and predicts the transport and fate of reactants and products.  The model requires extensive data
 on the physical properties of discharged chemicals and transformation products and for variables '
 describing transport mechanisms and the physicochemical properties of receiving waters.

    QUAL2E

    QUAL2E is an EPA-supported, one-dimensional model  that assumes steady state flow but
 allows simulation of diurnal  variations in  temperature,  algal  photosynthesis, and algal
 respiration.  The  model simulates a series of nonuniform segments that make  up a river and
 incorporates the effects of withdrawals, branches, and tributaries. Conservative (non-degrading)
 and non-conservative water quality parameters can be handled.   It is commonly applied to
 temperature,  BOD, DO, ammonia, nitrate, nitrite, organic nitrogen,  phosphate and  organic
 phosphorus, and  algae.  QUAL2E is widely used to determine waste load  allocations for
 streams.

    SMPTOX

    SMPTOX is a user-friendly, microcomputer program for screening-level modeling of toxic
 discharges to  streams and rivers. It also provides a simplified method  for allocating discharge
 loads for ammonia, chemical oxygen demand, and biological oxygen demand.

    Groundwater Contamination

    Groundwater contamination is not  uncommon under or near existing refineries because of
 historical practices and other manufacturing that may have operated  nearby.   The existing
 condition of the local groundwater should be investigated by the refiners. If the desired location
 is near a contaminated aquifer, the refiners are faced with another set of concerns, and may face
 other requirements set by local agencies.

    A new refinery should be designed to prevent groundwater contamination, and may install
 monitoring wells to monitor the local groundwater quality.  Ideally, a new refinery operation
 should not result in groundwater impacts due to proper design and operation.  The EID should
contain a statement of the methods of prevention of groundwater  contamination,  and an
assessment of existing groundwater conditions.
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    Groundwater Modeling

    The use of air and water quality  models is generally straightforward since  the medium
receiving, discharges  or emissions can be considered to be well mixed, and  predictions of
concentrations of pollutants in these are relatively accurate.   Such is not the case for most
groundwater models. If is far less simple to model the predicted concentrations of pollutants in
groundwater because of the physical structure imposed by soils and the general lack of detailed
data concerning soil  structure and soil-water relationships.   Also, the chemical and physical'
nature of soils determines water movement and soil-pollutant-water interactions.  The application
of groundwater models is thus more of an art than  a science, and considerable expertise is
needed to select appropriate models and apply them appropriately.  Nevertheless, there are some
EPA-supported models that can provide some insight into the effects on groundwater of various
waste management practices. These are described below.

    PRZM

    The Pesticide Root Zone Model is a dynamic compartment model that simulates the vertical
movement of pesticides and other organic chemicals  in unsaturated soil within  and below the
plant root zone.  It is designed to predict movements of pesticides that are  applied to soil or to
foliage, and considers pulse loads, the prediction of peak events, and the estimation of time-
varying mass emission or concentration profiles. The model has hydrology and chemical
transport components that simulate runoff, erosion, plant uptake,  leaching, decay, foliar wash
off, and volatilization of pesticides.  Predictions have a daily, monthly, or annual time frame
(Ambrose and Barnwell 1989).

    MULTIMED

    MULTIMED simulates movement of contaminants  in all media, no matter into  which
medium they are first released.   In .the groundwater part of the model, the movement of
contaminants is simulated in saturated and unsaturated groundwater zones. MULTIMED uses
a steady-state, one-dimensional, semi-analytical model to  simulate flow in the unsaturated zone,
the output of which is used as input to the unsaturated zone transport module.  The transport
module simulates transient, vertical transport, including the effects of dispersion, adsorption, and
decay.  Outputs  from the  unsaturated  zone modules  are used  as input to the semi-analytical
saturated zone transport module.  The saturated zone transport module incorporates one-
dimensional flow, three-dimensional dispersion, adsorption, decay, and dilution. The model is
not appropriate for heterogeneous soils or interactions between different pollutants, both of
which affect the behavior of contaminants in soil.

    3DFEMWATER/3DLEWASTE

   The 3DFEMWATER/3DLEWASTE groundwater flow and contaminant transport models
consist of FEMWATER,  a three-dimensional, finite element  model of water flow through
saturated-unsaturated  media, and LEWASTE, a hybrid three-dimensional Lagrangian-Eulerian
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finite element model of waste transport through saturated and unsaturated media.  The models
simulate capillarity,  infiltration, and recharge/discharge sources  (e.g.,  lakes, reservoirs,  and
streams).   The models  consider steady-state or transient flow  conditions  in  unconfined
homogeneous, heterogeneous, isotropic, or anisotropic aquifers.  Processes considered include
advection, dispersion, adsorption, decay, precipitation, and discharging or pumping wells. The
3DLEWASTE model can simulate regional or local groundwater flow systems.

    Spills

    Spills result in emissions, effluent, and waste to be added to the refinery waste stream. The
impact of spills depends on the location of the spill and the conditions of receiving waterbodies.
The spills of greatest concern are those associated with transportation of large volumes of crude
oil or products across waterbodies, and are discussed above.

    Spills may occur during routine operations or maintenance activities. Spills are likely to be
greater when  containers or vessels are manually loaded or unloaded than with automatic transfer
operations.  Failure of tanks, vessels, or containers  occurs infrequently. The refinery design
should incorporate spill containment devices and spill prevention measures, particularly to meet
the Clean Water Act's SPCC requirements.

    The EID  should contain a discussion of the types of spills that may occur  and the response
action planned.  The refiner should also include spill prevention measures designed into the
refinery operations and equipment.

Water Control and Residuals Disposal .

    Liquid wastes, or wastewater effluent streams are usually  routed to an  on-site wastewater
treatment plant.  The treatment plant design, with the effluent characteristics, flow rates, and
outfalls should be discussed in  the EID.  The wastewater treatment and effluent discharge may
be regulated by an NPDES permit, POTW requirements, or in  some cases, a RCRA permit, or
a combination of the three.

    The wastewater treatment system  design is dependent on refinery location, refinery plant
size, the refining process (degree of crude finishing), and wastewater characteristics.  The EID
should demonstrate  that the refiner has  given adequate attention to implementation of new
technology for abatement of water pollution.  The EID should include an understandable and
complete description of the proposed wastewater treatment system.  A process flow diagram also
should be provided  to illustrate each  step of the treatment  scheme.  Refineries may use the
following basic treatment processes:

    • Removal of free oil and suspended solids by gravity

    • Removal of emulsified oil, suspended solids; colloids, and  solids by  coagulation and
      settling, sand filtration, and gas flotation
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    •  Pretreatment to remove phenols, sulfides, mercaptans, and ammonia and adjust pH (with
       processes such as steam stripping, flue gas stripping, oxidation, and neutralization)

    •  Trickling filters, activated sludge processes, oxidation ponds and aerated lagoons or
       biological organisms to convert dissolved organic matter to a settleable floe
    •  Tertiary treatment to remove dissolved organics and inorganics, color, odor, and taste
       (with foam fractionation, activated carbon, ion exchange, electrodialysis, or ultrafiltration)

    •  Disposal of high  organic containing liquids or solids by combustion (incineration)

    •  Dewatering of sludge arising from biological systems and solids separation processes with
       the use of sand beds, vacuum filtration, or centrifugation

    •  Disposal of sludge by landfill or incineration, or recycling methods.

    To determine the optimum wastewater treatment system, there are a number of key factors
which should be considered. The EID should demonstrate the analysis and selection method(s)
used to arrive at the proposed wastewater treatment design.  The following information should
be presented:

       Systematic consideration and analysis of all alternative wastewater treatment approaches
       Constituent loadings from various wastewater streams
       System reliability, efficiency, and susceptibility to upset
       Energy and material demands of various treatment systems
       Excess  capacity and expandability of system
       BAT for priority and conventional pollutants
       Ability  to meet receiving water quality standards.

Solid Wastes

    Solid wastes generated at refineries  include process sludges, spent catalysts,  hazardous
wastes, construction debris, and containers. Many solid wastes may contain significant amounts
of leachable heavy metals and organics which could contaminate the environment if not treated
and disposed of properly.

    Therefore, to evaluate the potential impacts from solid wastes, the  EID should identify all
the solid waste streams.  A flow diagram may be provided indicating the generation, collection,
transportation, and disposal of these wastes, and present the following information:

    •  Source, quantity and chemical composition of solid wastes generated

    •  Proposed measures to handle and dispose of solid wastes, including descriptions of waste
       management units
    •  Potential environmental  impacts and planned mitigation measures

    •  Composition of leachates from solid wastes.
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Hazardous Wastes

    Some wastes generated in refineries are classified as  hazardous wastes.  The types and
volumes vary with the operations. There are refinery source-specific wastes which are currently
listed hazardous wastes  (K048 to K052) (45 FR 74834, S3 FR 46354) because they contain
hazardous constituents such as metals (chromium,  copper, nickel, lead, etc.), arsenic,  and
organic  compounds   (benzene,  toluene,   benz(a)anthracene,   benzo(a)pyrene,
dibenz(a,h)anthracene, etc.). These wastes are:

      Dissolved air flotation float (K048)
      Slop oil emulsion solids (K049)
      Heat exchanger bundle cleaning solids (K050)
      API oil/water separator sludge (K051)
      Leaded tank bottoms (K052)
      Primary oil/water separation sludges (F037, F038).

EPA is  currently evaluating several more wastes for listing as hazardous.

    Additional information on these wastes can be found in API (1993) and EPA (1982).

    Other hazardous wastes that may be found are  waste  chemicals and compounds used in
processes or maintenance activities, which may be RCRA-defmed F, U or P wastes.  The RCRA
mixture rule and derived-from rule affect refinery operations as well. In addition,  some items
may be hazardous by characteristic or definition,  such as certain containers or waste  oil.
(Olschewsky and Megna  1/4/88). Oil refineries are not RCRA facilities by definition, but, many
refineries have obtained RCRA permits for wastewater treatment systems that process hazardous
wastewaters.

    Hazardous wastes must be managed according to RCRA (or state-equivalent) regulations.
Handling and disposal will be separate from other waste management,  and the refiner should
have a hazardous waste management program to ensure compliance.

Other Wastes

    Non-hazardous wastes generated at a refinery include solids and sludges.  These wastes are
subject to characterization by RCRA requirements, but once determined non-hazardous, may be
managed in a variety of ways.  Typically, appropriate waste  management techniques are applied
to each stream in the most cost-effective manner.

    Spent catalysts are metallic compound wastes generated by the catalytic cracking units. The
volumes are  small compared  to other waste streams.  Catalysts are regenerated in their
respective processes,  until capacity is severely limited. Catalysts may be reused in a different
refinery unit, or recycled to a cement kilns for beneficial reuse of the silica component, when
specifications can be met. (Spearman and Zagula 1992)
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    Sludges are generated throughout the refinery, resulting from processes and from separation
in tankage.  Sludges with a high percentage liquid are usually  filtered or separated.   The
remaining sludge contains more solids and behaves more like a solid material. The sludge may
be used as a fuel if the BTU value is adequate.

    Tank bottom sludges accumulate in tanks from the entrained solids settling out of suspension
to the bottom.  The sludges are removed during infrequent tank  cleaning.   Refiners have
experimented with various methods to minimize the volumes of sludge, .but the acid treatment
of refinery stocks is almost always highly contaminated with metals and other pollutants.

    Sludge accumulating at the bottom of cooling towers generally is adaptable to disposal as
fill.  However, the removal of the sludge from the tower basin and the transfer of the material
to the point of final disposal can pose numerous problems in cleaning, transportation and storage
because its high  density which does not allow it to flow easily, the need to remove liquids from
the sludge, and the need to shut down cooling towers for cleaning. Sludge from water treatment
clarification creates the same type of problems.

    Sludge or solids from  the water treatment  softening process is  typically  a carbonate
compound.  In some cases it may be reused in the refinery for the neutralization of acid waters
or as a coagulant aide in wastewater treatment.

Waste Control and Residuals Disposal

    Solid waste  volumes and characteristics may be controlled through various  measures to
concentrate or eliminate the wastes.  Refineries have incorporated waste management and waste
minimization practices to reduce impacts,  process and  operational  inefficiencies, costs, and
future liabilities.  These practices are determined on a case-by-case basis.
                                                                         i
    Wastes may  be recycled or reused, particularly when there is inherent value in recycling or
reuse.  Oily wastes and sludges are typically treated and filtered to recover the oil.  The residual
solids are then disposed of.

    All wastes must be ultimately disposed of, if not reused or recycled.  The following are brief
descriptions of the disposal options that may  be used on site or  provided  by commercial
facilities.  The EID should cover the selection of disposal methods to be implemented on site.

   The chosen method of disposal for each waste depends on a number of factors,  including
the volume generated, the economics of material recovery, the disposal capacity available, and
disposal costs. Waste disposal options also  vary with geographic areas and the current market
for wastes.
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    Landfills

    Landfilling has been the most widely used method for disposing of all types of petroleum
refinery wastes.  The environmental impact of landfilling is contingent not only upon the types
and characteristics of generated wastes, but also upon methods of operation and on specific site
geologic and climatologic conditions. Landfills are suited to disposal of de-watered solids and
sludge from non-hazardous process wastes, construction debris, and trash.

    Landfills must meet many regulatory requirements (RCRA or state-equivalent and local) that
include proper design and operation, tracking and characterization of wastes, leachate collection
and treatment, environmental monitoring  and secure  closure.  Landfills  are  required to be
permitted, so much of the  technical data  will be provided by the refiner during the permit
process.  In addition to technical aspects of landfilling,  regulatory parameters limit the disposal
of organic-containing  sludges and  residues in landfills by the land disposal regulations (see
regulatory section).

    A refinery proposing an on-site landfill must meet  many criteria for design and operation:

    • Selection of a site that is geologically sound, of adequate size  to  provide substantial
      capacity, and results in minima] environmental impact
    • The routing of surface waters around the landfill site and sloping of cover soil to avoid
      on-site runoff and erosion
    • Characterization and segregation of wastes to prevent mixing of incompatible compounds,
      such as mixing solids containing heavy metals with acids, or solutions with other wastes
      which together produce explosions,  heat, or noxious gases

    • Blending of liquid or semi-liquid wastes with soil or refuse materials to absorb moisture
      and reduce fluid mobility

    • Neutralization of acid and caustic sludges to  minimize reactivity
    • Providing daily cover of wastes.

    Landspreading has historically been used by many refineries. The land disposal regulations
have limited the applicability of this disposal option.  Landspreading is a relatively inexpensive
disposal method, and is typically used for hydrocarbon  and organic sludges. Landspreading is
also a treatment method, in  that lighter components volatilize and heavier organic components
biodegrade.  Landspreading works best in warm, dry climates.
                    i
    Landspreading may cause impacts to the environment, depending on how well the method
is controlled and managed.  Potential impacts are oil contamination of ground  and surface
waters,  accumulation of heavy metals in  the underlying soils, and  incomplete reduction of
organic  acids resulting in the generation of intermediate byproducts.
                                          105

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Environmental Consequences
    The use of lagoons, ponds, sumps and open pits was a standard liquid and semi-solid waste
disposal method for the petroleum  refining industry for many years.  This method is being
phased out for a variety of reasons, including more stringent regulatory requirements addressing
groundwater contamination, migratory bird endangerment, and air emissions.

    The lagoons, ponds, sumps, and open pits are being replaced with enclosed units such as
clarifiers and  above- or below-ground  tanks.  Open pits may still be used  for  emergency
diversion, temporary treatment basins, or evaporation ponds.  Ponds or pits may be  required to
be constructed with liners, leak detection and netting to prevent impacts.

    Incineration is  a method of disposal of semi-solid  and  solid organic-containing  wastes
generated at the refinery.   An incinerator must be permitted by regulatory agencies in
conformance with the Clean Air Act.  The design  and operation must meet the regulatory
requirements specified in the regulatory  section.

    Incineration of refinery wastes  requires a special  type  of system to provide  adequate
detention  times, stable combustion  temperatures,  sufficient  mixing, and high heat transfer
efficiency.  A fluidized bed is  one of the few systems  that can satisfy all these criteria.  A
fluidized bed is an incineration system in which inert material (e.g., sand)  is supported  over a
grate.  Combustion air is blown through  the grate and supports the panicles.   Waste and
supplemental fuel are injected into the bed, where combustion occurs.

    The material to be incinerated can be injected either into the fluidized bed or immediately
above it.   Refinery wastes known  to be incinerated by such  systems  include spent caustic
solutions,  API separator bottoms, DAF float, biological  sludges, and slop oil emulsion  solids.
Experience has shown that the reaction is self-sustaining if the thermal content of the total  wastes
incinerated exceeds about 29,000 BTU per gallon. Normal range of operating temperature is
from 1,300 to 1,500 °F.  Loss of fluidization and plugging of the bed is still a major problem
in the operation of these units.  Reduced temperatures cause discharge of unburned organics.

    Subsurface or deep well injection is  a disposal  method that originated with  the oil and gas
extraction industry.  Deep well disposal must follow the guidelines established by  the Safe
Drinking Water Act's Underground Injection Control Program.  This program requires injection
well operations to be permitted.

    Large volume, non-hazardous liquid waste streams are suited to deep well  injection (e.g.,
brines from crude separation).   Other wastes that are  difficult and expensive to  dispose of
otherwise  may also be injected.  Deep well injection program capital and operating costs  can be
considerable.

    Recycling

    A liquefied-gas solvent extraction process has been used commercially to remove organic
contaminants from refinery sludges.  The benefits of the process are that it meets EPA's criteria
                                          106

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                                                          Environmental Consequences
 for BOAT, incorporates recycling, and is less expensive than  incineration.  The  solvent is
 recovered  and recycled to the refinery crude unit,  and the non-hazardous solid  residue is
 dewatered  and may be disposed of in a landfill. (Chemical Engineering, July 1989)

    Other  Impacts

    Odors

    Odors  are generated from most of the process and waste materials found in the refinery.
 Odors will be carried  as gases,  so the pathways will be those from which air emissions are
 generated.  The impact of offensive odors is of concern where the public may be in contact, near
 the refinery fence line or beyond.  Some  odors have an offensive characteristic, particularly
 those containing sulfur products,  such as mercaptans and H2S. The potential odor problem may
 be quantified with the air emissions evaluation.   Odors  may be controlled by air  emissions
 treatment and control.

    Odor controls include a good preventive maintenance program; the treatment of H2S-rich
 wastewater streams from the catalytic crackers; gas-processing  units and vacuum distillation
 towers; and the flaring of H2S, mercaptans, other sulfides, and other odor-producing compounds.

    Noise

    Refinery operations typically generate elevated noise levels,  particularly from equipment
 such as compressors, pumps and flares.  Construction activities also generate substantial noise
 levels. The main impact is on the public, near the refinery fence line.

    Because the decibel levels decrease with distance from the noise generation source,  refineries
 may choose to increase distances from the  operations  locations to the fence line.

    The BID should quantify and evaluate the cumulative noise levels, and include the following:

    • Identify all noise-sensitive land uses and activities adjoining the refinery site

    • Identify existing noise sources, such as automobile and aircraft traffic and  other industry
      near the refinery

    • Identify all applicable local noise regulations
    • Compare projected noise levels with background  noise levels
    • Assess the noise impact and propose noise abatement measures.
Coal Gasification Impacts
                                         107

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Environmental Consequences
Coal Extraction

    Coal extraction impacts the environment adversely by the alteration of natural habitats, dust
generation,  and acid mine drainage.   Surface mine sites  are  generally reclaimed after the
economic life of the mine is over, mitigating the long-term adverse effects on natural habitats.
Dust generation is temporary, and generally not of great significance if attention is paid to its
control.  Acid runoff from the mine site, the spoils area, and coal storage area is somewhat more'
problematic. The runoff may have very low pH, and contain suspended and dissolved solids as
well as toxic metals.  It is generally very difficult to control  because of its diverse sources, and
can persist long after the mine has shut down.  Surface mines also have the potential to disrupt
flow of surface and groundwaters.

    Regulations under the Clean Water Act require the strict management of mine site runoff
to reduce the impacts of low pH  waters and  the dissolved  and suspended matter, sometimes
toxic, that results.

Transportation

    Facilities that use large quantities of coal are  found at or very near a coal mine, near a
railroad, or along a  large waterway.   Using trucks to transport coal  over  long distances is
generally too expensive to be economically feasible. When  coal is transported by trucks from
the mine to the gasifier, the trucks used are not highway vehicles but very  large vehicles
specially designed for the movement of coal.  They typically run a closed circuit between the
mine and the coal storage pile.

    Trains are typically loaded by hopper or conveyor at the mine site, travel over a mine-owned
spur to a main  line, and then over the gasifiers' spur to a specially designed  storage/conveyor
system where they are emptied (usually through hoppers in car bottoms).   Coal is typically
loaded and unloaded from barges or ships by conveyor systems that distribute the coal to storage
piles or directly to process areas.

    The impacts from coal transport by trains and barges are through coal loss at loading and
unloading sites, with coal dust generation and spillage along the tracks.  Over long periods of
time, the amount of coal lost can be substantial, and problems (acid drainage) similar to those
of coal pile runoff tend to develop along transport routes. The major impact of trucks operating
at a mine site  are the fugitive dust emissions from the use of unpaved roads and coal dust
generation and  coal loss along the route.

Coal Storage On-SUe

    Once received at the gasifier site, coal  is placed either on an active coal pile for use within
a week or is placed  in an inactive storage pile to be used when the coal supply is interrupted
(weather, mine closings, etc.).  The active pile, often on a concrete pad, is normally uncovered
                                           108

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                                                            Environmental Consequences
and monitored visually.  Inactive piles are normally not placed on a concrete pad (due to their
large size), but are located, as much  as  possible,  in areas where leaching to groundwater is
minimized. Inactive piles are generally covered with soil, ash, or other impermeable material
to reduce the chance of spontaneous combustion and prevent wetting by  rainfall.  Some coal
piles are monitored with temperature sensors or gas monitors to warn of pile fires.

Waste Storage and. Disposal

    The majority of wastes at a gasifier site are the ash and slag generated during gasification.
These are normally not stored in large quantities at the site.  Only about 24 hours' of waste is
stored on-site; it is normally quickly shipped to a landfill or to a recycler.   However,  some
wastes may be recycled only during specific seasons (in asphalt manufacturing, for example),
and these wastes may be stored long-term on the site.  On-site ash storage generates alkaline
(rather than acid) runoff, and  since ash  tends to be dusty, it is often wetted or covered  to
minimize dust generation.

    On-site mines are often  used as a disposal site since the ash helps neutralize acid drainage,
and it replaces part of the fill material needed to restore the area to the original topography.
Landfills off-site are very common, though again the distance cannot be far to be economical.
All landfill regulations for nonhazardous wastes or  these specific wastes must be observed.

    Other large quantity wastes will include occasional catalyst changes and cleaning  wastes.
These wastes are  small  in  relation to the ash but are large relative to many other sources.
Catalysts that contain valuable metals are recycled.  Catalysts made of relatively inert materials
such as zeolites will normally  be disposed of in a landfill or recycled  if possible.  Cleaning
solutions normally require  neutralization  and filtration prior  to discharge to a wastewater
treatment plant. However, the cleaning solutions need to be characterized  to determine exactly
how the material can be treated and how it can be disposed of. Most other wastes generated can
be effectively containerized  (drums) and disposed of.

    Transportation of waste  materials may be by train, barge, or by truck.  Trucks play a much
greater role in the transportation of wastes than in the transportation of coal. Most ash is moved
by  truck as will the spent catalysts.  Hazardous wastes will almost always be transported by
truck although some liquid wastes may be sent  through  the sewer system to a POTW or the
plants own wastewater treatment plant.

    Products produced by gasifiers include electricity, synthetic natural gas, and a variety of
gaseous compounds.   Byproducts include sulfur,  sulfuric acid,  or ammonium sulfate.   If
electricity is produced, transmission is primarily by above-ground transmission lines.  The right-
of-way is kept clear with  occasional  cutting of the brush and grasses. The impact is to break
up wooded areas and to create areas of increased erosion on steep hillsides. Environmentally
the impacts often are to provide a meadow environment in  areas that do  not  allow  such
environments to exist long (eastern woodlands). In western states, where trees are not common,
the only disruption may be to the area  immediately surrounding the transmission towers.
                                          109

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Environmental Consequences
    Synthetic natural gas is rarely stored on-site or it is stored in limited quantities in above
ground tanks for on-site usage. Any storage of large volumes is normally done by injection into
natural underground reservoirs that have been emptied.  The gas is normally  transported by
being pumped into an interstate transmission line, although it may go to a dedicated customer.
The impacts are primarily  due  to the  construction of the pipeline.   These  are  temporary
disturbances of the environment in which the pipeline traverses.  The consequences are normally
of short duration in areas that recover rapidly, such as eastern U.S., while desert areas can be
impacted for many years.  There are minor air pollution impacts from  the compressors.
                                                                                      r
    Chemical products such as gases are either pumped directly to the customer or liquified or
compressed and  stored in .large above ground storage tanks.  Tanks for storage of compressed
or cryogenic gases have very strict construction  and maintenance regulations that are followed
due to the hazards associated with this type of storage (note the hazard  is primarily to workers
and the plant and, to a lesser extent, the public).  The liquified gases may be transported by rail,
truck,  or barge while compressed gases are primarily limited to rail transportation

    Sulfur can be stored as solid sulfur or as liquid sulfur (if heated).  Sulfur storage occurs at
all  facilities that produce sulfur.  The sulfur as  produced may contain  as  much as 10 % H2S.
The storage of sulfur allows the facility to treat the sulfur with catalysts or by other methods to
remove the H2S  so that it may be transported. The storage is in specially designed tanks that
are normally air tight since the H^ is collected and returned to the desulfurization  equipment.
After degassing the sulfur may be stored outside as a solid.  The solid is normally hard enough
to resist weathering for short periods of time. Liquid sulfur may be shipped by  barge, ship, or
train.  Very rarely can  it be snipped by truck as  it is difficult to keep it molten for long. Solid
sulfur can be shipped by any method.

    Sulfuric acid is stored on-site in large steel tanks prior to being shipped. The acid is usually
be over 90 % acid (acid below 79 %  is more difficult to handle and store). The transportation
of  the material  may be by any  mode, but regulations  governing  its  transport  are rigid.
Accidental spills of the  material are very bad on a short-term local basis but it can be neutralized
or diluted easily and rapidly. In addition, there is rarely any long-term residual  from the spill.

    Ammonium sulfate is used as a fertilizer  and can be stored and shipped without any special
precautions other than prevention  of blowing or spillage.   Major effects would  be to over
fertilize land or waterways in the event of a spill. This could lead to reduced dissolved oxygen
or algae blooms.

Purification of Crude Gasifier Off-gas

    The desired gaseous products of coal gasifiers contain many pollutants that require partial
to nearly complete removal prior to practical use of the  gas. Depending on gasifier design and
mode of operation, some or all of the following pollutants are present:

    •  Particulates (ash and char)
                                          110

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                                                            Environmental Consequences
    •  Condensable oils, tars and phenols
    •  Acid gases such as hydrogen sulfide (H2S), carbonyl sulfide (COS), and CO2
    •  Ammonia (NH3).

    Particulate carry-over, when present, includes ash and char, and these are always removed
and generally recycled to the gasifier to prevent down-stream processing problems.  Paniculate
carry-over occurs to a greater degree in  fluidized bed and entrained flow gasifiers than in
moving bed gasifiers, and there are always paniculate collection devices in use with the former
two types of gasifiers.  Cyclones and steel  mesh or ceramic filters (for hot gases), or cyclones,
baghouses, and hydroclones (for cooled gases) are used to collect the entrained particulates.
Recycle of char is desirable so that unburned  carbon can be more completely converted to a
gaseous product.  Recycle of fly ash also results in just one type of ash byproduct rather than
two.   When  the discharged ash is in the form  of slag, this  ceramic  material is relatively
non-leachable and it is apt to have value as road base or asphalt aggregate.

    Condensable oils, tars, and phenols typically are recovered from moving bed gasifiers and
can be handled in several ways.  The condensable oils, which are lighter than water, can be used
as fuel oil.  Tars, if sufficiently clean can also  be used as fuel (tars are distinguished from oils
by  virtue of density greater than water). In the Lurgi process, a "dusty tar" that contains ash
is also recovered but this is recycled to the gasifier. Phenols can be recovered and sold as a
byproduct.

    Sulfur-based gases are derived  from all types of gasifiers that use fuels containing sulfur.
These must be removed for several .reasons.  If the sulfur-polluted gases are bumed for power
generation, the sulfur converts to highly undesirable sulfur dioxide (SO]).  If the product is to
be used for production of organic chemicals or SNG, the sulfur could interfere with the required
reactions, would possibly poison reaction catalysts, or would result in undesirable impurities in
the desired product.

    Although  nitrogen occurs to a small extent  in coal as organic nitrogen compounds, most of
the nitrogen  is released in elemental form in  the fluidized bed and entrained flow gasifiers.
However, in moving bed gasifiers, some of the organic nitrogen is convened to ammonia, and
this must be removed at an early stage in the gas purification train in order to avoid down-stream
problems similar to the ones that sulfur compounds may cause.  The usual course of actions is
to co-condense ammonia with  any  oils,  tars and phenol, and then separate  this mixture in a
side-stream operation.

Methods for Desutfuruation of Coal Gasification Streams

    The amount of sulfur in coal varies by type of coal and by mine site, but most coals contain
between 0.5 and 4 % sulfur, and some may have as much as 8.9 % sulfur. The sulfur is usually
present as organic sulfur compounds or as iron pyrite  (FeSj),  but sulfate salts and  elemental
sulfur are also found.   The sulfur in coal  is easily gasified, but sulfur gasification  results in
hydrogen sulfide (H2S)  and carbonyl sulfide  (COS).   These  are  poisonous,  reactive, and
                                           111

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 Environmental Consequences
 corrosive gases under most conditions.  When burned, H2S and COS result in SO2 and to a
 lesser extent SO3.

    Sulfur must be removed from the gas stream before being emitted to the atmosphere. If the
 gases are to be used for the production  of chemicals  or pipeline quality  gas,  the sulfur
'compounds  must also be removed.

    The biggest problem with removing sulfur for the combined cycle coal gasification power
 plants is that most of the more efficient processes require that the gases be cooled to a relatively
 low temperature (less than 400 °F) and to near atmospheric pressure.  While the energy lost in
 cooling can be recovered using heat recovery equipment, the system  as a whole loses energy
 efficiency.

    There are a large number of processes that are used or have been developed  to remove
 sulfur compounds from gas streams.  The majority of these also remove COj.  The removal of
 COj is necessary for  any chemical usage or pipeline quality gas.  For on-site combustion for
 power,  partial CO2 removal is needed only if the concentrations are high.  All sulfur removal
 processes require that the paniculate matter be reduced to an acceptable level first.

    Only  a  limited number of processes are discussed  below.   Those discussed generally
 represent a  type of process; other processes vary in details, but not the overall nature of the
 treatment process.

    The majority of processes occur in two steps:.the first  step removes the acid gases from the
 gasifier stream and  the second step regenerates and recycles the absorbent material.  There are
 five major types of processes used: absorption by a solvent, hot carbonate process, physical
 solvents, hybrid solvents, and direct chemical conversion. The majority of processes use a basic
 solution of alkanolamines (chemicals with both an alcohol and amine group) to absorb the acid
 gases.  The amine  groups react with the chemicals to be removed and the reaction is easily
 reversible.   The solutions that use alkanolamines have the ability to remove CO2  also since
 carbon dioxide rapidly forms carbamates with primary and secondary amines.  Almost all other
 methods also use basic solutions which react with the H2S to form the hydrosulfide ion HS*1.
 Processes that operate at high pressures also have the capability to remove CO^ due to its high
 partial pressure.

    A category of "dry bed" processes  have  been or  are being developed to remove  sulfur.
 They are designed to operate in or close to the gasifier's operating conditions and do not  require
 significant cooling or reduction in pressure.  These technologies have the potential to  greatly
 increase the  overall  efficiency of the gasifier when used for electrical production since their use
 results in less  energy loss.   Some of these  methods use harmless materials in the  process
 (dolomite, iron oxides).  Table 3 lists the most commonly used chemicals and some of their
 properties.
                                          112

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                                                           Environmental Consequences
    Most processes (see Table  4) remove H2S from  the gasifier stream  and produce a
concentrated HjS stream which is sent to a process that converts it to a suitable form. The Claus
and Stretford processes are those most commonly used. They produce elemental sulfur, sulfuric
acid, and ammonium sulfate.  These processes typically recover 90 % of the sulfur.  The tail
gas still contains about  10 % of the sulfur, a level that may exceed environmental regulations.
When this occurs,  tail  gas  cleanup is usually  accomplished by other processes, such as the
SCOT, which converts  (reduces) all sulfur back to the H2S form and recycles this gas stream
back to the upstream conversion  process. Using tail gas treatment, sulfur recoveries of 95 to'
99.9 % can be achieved.

    Waste products from  the units  are for the most part very limited. Solvents are normally
recycled,  but a small amount vaporizes.  Vaporization is minimized by the facility design and
the selection of solvent.

    Solid  catalysts used normally last 1 to 3 years before replacement.  Metallic catalysts can
be recycled. Dolomite and salts that are used are generally non-hazardous and are disposed of
in landfills or sometimes recycled. The primary concern with the spent materials is the presence
of accumulations of trace quantities  of chemicals over long periods of time.  Chemicals such as
cyanides,  arsenic, and lead can accumulate.

    Criteria for selection of a particular process is too involved to discuss  in this section.
However, there are limitations on concentrations of the various chemicals that enter the  units
(Claus needs H£ at 30  % or greater concentration, while Stretford and Unisulf operate at less
than  10 %; MEA  is destroyed  by HCN),  the temperatures and pressures at which a unit
operates, considerations as to what utilities are needed (water, electricity), other environmental
considerations (e.g., arsenic-based  units are generally, not  used in the U.S. but are found in
Europe).  The units selected  are chosen to meet all conditions found  at the site,  meet all
regulations, and also to  be as economical as possible.
                                          113

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Environmental, Consequences
              TABLE 5. CHEMICALS USED FOR Aero GAS CLEANUP
Chemical
MEA— monoethanolamine
DEA— diethanolaRuie
TEA— triethanolamine
DIPA"** diisopjopflnolamine
DGA— diglycolamine
MDEA— memyldiethanolammr

SHJXOT^— 4imethylether of
polyethylene glycol


Rectisol— methanol
F^Os
CaCOsMgO
K2C03

*x>
ft*3
_ . . ^ „_
NaHCO3
KH2As03 + KH2As04
SOj
CuSO4 (Cu+2)
Product
H2S
H2S
H2S
H2S
H2S
H2S
H2S
H2S
H2S
S.S02
H2S
H2S
S
S
S
S
S
H2S04
Comments
Removes CO^ Degraded by HCN. C^, COS. CS2
Similar to MEA. not degraded by COS

Used in SCOT process and many hybrid solvents
Operates at high concentrations (tow operating costs)
A good selective solvent, can be used for CO?
removal, tow capital and energy costs
Removes H2S. CO2, HCN. NH3. COS. CS2
Removes H2S. CO2. HCN, NH3. COS. CS2
Removes H2S. CO2, HCN, NH3, COS, CS2
AHm>rt rliMntml Mmmreinn nmrocc

Difficult iff regenerate
Used for CO2 removal



on this

wy ka on VKjyeu Oalta
(Thylox process dates back to 1929)
Basic Oatis reaction

                                   114

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                               Environmental Consequences
TABLE 6.  Aero GAS CLEANUP TECHNOLOGIES
Acid Gas Removal
Process
Benfield
CataCaib
Rectisol
Selexol
SepasolvMPE
Sulfint
FlexsorbHP
DELSEP
Ix*Cat
GAS/SPEC
ST1
Process Type
TJ**> ju.Hi-n.BijHJL

.
potassium salt
solution
mctbanol

dimethyl ether or
glycol

Uses vcntnn
ff nftHttMJ ufflt tor
_. « '
reduction to S
K+ salt and

i»


oxidized iron
MDEA
Removes
C02. H2S.
COS
C02. H2S.
COS
C02.H2S.
COS.N2
H2S.CO2

H2S
COz
H2S.C02
H2S
J^S.0^
Product


COfrH*
N2


S
COz

S
H2S
Comment
Preferred asaOOj
removal process
Preferred as a (X>2
removal process
Physical solvent
highly selective
physical solvent for
H2S
.... .
physical solvent f/oM
for COS and
all other sulfur
enmtMundo nennt
are released
The hybrid solvent
gives good CO2
WOllill^ bO|«iB*uy
hieh cone. H<9S may
need cleanup
WxC III KM tftf t •IMUWti
»2" •i**'1"*' *qp*mt»
tolSOpsig
Can be used to
remove CO2 from

Licensor
Union Carbide
Eichmeyer&
r\sso^iafffs
LindeAG.Linde
GmbH
Norton Co7 Allied

BASF
AhifJigxi'llgphgft

Integral
Engineering
Exxon
Enstar Engineering

ARI Technologies
Dow
                 115

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Environmental Consequences
            Table 6. Acm GAS CLEANUP TECHNOLOGIES (CONTINUED)
Acid Gas Desuifurization
Process
Clans
MCRC sulfur
rccovexy
Strerford
TAKAHAX
Process Type
oa^tial osufla&on/
catalysis
*
vanadium salt
and ADA
NQ + NaHS +
NaHCOs
Removes
H2S. SO2
H2S
H2S
H2S
Product
S
S
S
S
Comment
>30%H2S,can
also be used to
destroy NH3
Uses 3 or more
tfjkftnru. that *artff*_h

roies aunng
imajamntuvt nf
catalyst
H2S less than 10%
Similar to StictiuHd
but sulfur removed
utu umiuin OB
^y«F
Licensor

rfl^tflT ^^fiffiHA^^wiff
Mineral &
^jtQiucai Resource
Co.
British Gas Corp.
Tokyo Gas Corp.
                                  116

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                                     Environmental Consequences
Table 6. Aero GAS CLEANUP TECHNOLOGIES (CONTINUED)
Tail Gas Cleanup
Process
SCOT (Shell Clans
Offgas Treating)
Beavon Sulfur
Removal Process
(BSRP)
BSRP-Sdectox
Qeanair
Sulnen
ffP
Sulfreen
>
TOP Aqua dans
Unisulf
Process Type
Catalytic
conversion ID
H2S.
(DIPA) recycle
back toClaus
VVOGCSS
Fuel gas and
cobalt molybdate
catalyst to reduce
toH2S
Setectrjx catalyst

Similar to
Stretfbrd
binlmlifae
yuiuyaut
and hydro
fienation to
convert to H2S
absorbed with
MDEA
Oaiw rotaltrvnwf
in a alkaline
earth metal salt
of carboxylic arid
Similar |Q ClSUS
Clans reaction in
aqueous phase

Removes
H2S. COS.
SOj
H2S. COS.
SOz
H2S. COS.
SO2
H2S.S02
H2S.SO2
H2S. COS.
CS2.SO2
H2S.S02
H2S. SO2
H2S
Product
H2S
H2S
S
S
H2S
S
S
S
S
Comment
Commonly used
after Glaus, recycles
back to Clans
Has not been
high CO2 tail gases,
uses MDEA
good on lean tail
gases (5%,or less), a
dry process
3 sages one each for
SO2, H2S. and
COS ft CS2
Discharges as low as
10 ppm H2S
«
CS2 and COS are
convened to SO2 in
a furnace, uses NH3
M on flhonfftwfiff

Low temp (260-
300°F); mnuiple
beds with oojoff
cycles
Reacted is sodium
phosphite solution
for<10%H2S,
similar to Stratford
Licensor
Shell
Union Oil
CA.. R.M.
Parsons
Union Oil
CA.. KM.
Parsons
Jf. Pritchard
Co.
Ford, Bacon &
Davis, Union
Carbide
Institut
Francaisdu
Petiole
Lurgi
Gesellshaft
Stauffer
Chemical
Union Oil GL,
Parsons
                      117

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Environmental Consequences
                                    118

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                                                                           Other Issues
                                  9. OTHER ISSUES
                             Consultation and Coordination

    Each  of the many laws, regulations,  executive orders,  and policies  identified  in  the
Regulatory Overview section of this guidance document should be addressed in the consultation
and coordination section of an EIS. The applicant should provide a record of their activities and
actions under each  of the  initiatives.   The  applicant provided environmental  setting  and
environmental consequences materials should include sufficient data on the environment issues
raised by  these laws, regulations, and orders to identify and analyze the potential impacts.

                                    List of Preparers

    The guidelines are specific that all parties,  whether EPA, consultant, or applicant, that are
preparers  of portions of the EIS or background papers or conducted analyses that are included
in these documents should be listed along with their qualifications and designated responsibility
in the documents.

                                       References

    All parties preparing background papers or sections of the EIS must document their personal
communications and references cited rigorously using a recognized publishing standard agreed
to and used  by all the EIS contributors.  The applicant and EPA must be clear on the level of
source documentation.  There should  be no question on the source of data, kinds of analysis,
quality of field data, etc. that are used and recorded in the EIS.
                                          119

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Other Issues
                                        120

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                                                                         References
                                10. REFERENCES
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An Technologies,  Inc.   1993.    LO-CAT  Hydrogen  Sulfide Oxidation Process.    An
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