Series-1 -200-7/82
EVALUATION OF STATIONARY
SOURCE PERFORMANCE TESTS
Observation and Evaluation
of Performance Test
US ENVIRONMENTAL PROTECTION AGENCY
OFFICE OF AIR, NOISE AND RADIATION
STATIONARY SOURCE COMPLIANCE DIVISION
WASHINGTON DC 20460

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                                                   DRAFT
           EVALUATION OF STATIONARY
           SOURCE  PERFORMANCE TESTS
Observation and  Evaluation of Performance Tests
                  Prepared  by

           PEDCo Environmental, Inc.
       505 South Duke  Street, Suite 503
         Durham, North Carolina  27701
                 Prepared  for

     U.S. ENVIRONMENTAL PROTECTION AGENCY
      OFFICE OF AIR,  NOISE AND RADIATION
     STATIONARY SOURCE  COMPLIANCE DIVISION
            WASHINGTON, D.C.  20460
                   July 1982

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                             INTENDED PURPOSE


     This is not an official  policy and standards document.  The opinions,
findings, and conclusions are those of the authors and not necessarily those
of the Environmental Protection Agency.  Every attempt has been made to repre-
sent the present state of the art as well as subject areas still under eval-
uation.  Any mention of products or organizations does not constitute endorse-
ment by the United States Environmental Protection Agency.

     This document is issued by the Stationary Source Compliance Division,
Office of Air Quality Planning and Standards, USEPA.  It is for use in work-
shops presented by Agency staff and others receiving contractual or grant
support from the USEPA.  It is part of a series of instructional manuals
addressing compliance testing procedures.

     Governmental air pollution control agencies establishing training pro-
grams may receive single copies of this document, free of charge, from the
Stationary Source Compliance Division Workshop Coordinator, USEPA, MD-7,
Research Triangle Park, NC 27711.  Since the document is specially designed
to be used in conjunction with other training materials and will be updated
and revised as needed periodically, it is not issued as an EPA publication
nor copies maintained for public distribution.

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                                  CONTENTS

                                                                      Page

Section A.  Performance Test—An Integral  Part of the Enforcement
            Cycle (lecture 201)                                       A-l

     1.  Script for reviewing the new source enforcement cycle        A-3

Section B. Overview of Observation of Performance Test               B-l
  (Lecture 202)

     1.  The role of the agency observer                              B-3
     2.  Slides                                                       B-15

Section C.  Role, Responsibilities and Behavior of the Observer       C-l
  (Lecture 203)

     1.  Role, responsibilities and behavior of the observer          C-3
     2.  Slides                                                     .  C-5

Section D.  Establishing Testing Protocol  (Lecture 204)               D-l

     1.  U.S. EPA performance test guidelines                •         D-3
     2.  Slides                                                       D-13

Section E.  Plant Entry and Pretest Meeting (Lecture 205)             E-l

     1.  The pretest meeting                                          E-3
     2.  Slides                                                       E-15

Section F.  Observing the Test (Lecture 206)                          F-l

     1.  Observer's checklist package for EPA reference test methods  F-3
     2.  Observer's methods checklist                                 F-53
     3.  Slides                                                       F-63

Section G.  Determining Representative Facility Operations            G-l
  (Lecture 207)

     1.  Observing and establishing plant operating baseline condi-
         tions during compliance emission tests                       G-3
     2.  Slides                                                       G-37

Section H.  Source Test Report Requirements and Review (Lecture 208)  H-l

     1.  Source sampling report format                                H-3
     2.  General review guide for emission test reports               H-6
     3.  Slides                                                       H-19

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                            CONTENTS  (continued)

                                                                      Page

Section I.   NSPS Determination of Applicability (Lecture  250)          1-1

     1.  New source performance standards  determinations  of
         applicability                                                1-3

Section J.   Agency Approval  of Equivalent  and  Alternative Methods      J-l
  (Lecture  251)

     1.  Use of the bias concept for  alternative  methods  evaluation    J-3
     2.  Approval of alternative and  equivalent source test methods
         applicable to enforcement of national  emission standards      J-10
     3.  Slides                                                       J-13

Section K.   Enforceability Criteria for Development of Compliance
            Test Methods (Lecture 252)                                K-l

     1.  Enforceability criteria for  development  of compliance test
         methods                                                      K-3
     2.  Slides                                                       K-7

Section L.   Safety in Stack Testing (Lecture 253)                     L-l

     1.  Stack sampling safety manual                                 L-3
     2.  Slides                                                       L-85

Section M.   Data Validation Techniques (Lecture 254)                  M-l

     1.  A data validation scheme for pulverized boilers              M-3
     2.  Slides                                                       M-21
                                    VI

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               SECTION A.  PERFORMANCE TEST—AN  INTEGRAL  PART
                          OF THE ENFORCEMENT CYCLE

Subject                                                              Page

1.  Script for reviewing the new source enforcement cycle            A-3
                                    A-l

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             Performance Test  - An  Integral  Part  of
                      the Enforcement  Cycle
                               by
                 Thomas Clark  and William DeWees

     [fl] The stationary source performance test is an important
part of the enforcement cycle.  [#2] Let's review the new source
enforcement cycle.
[#3] Phase I
     Pre-construction or Operating Permit Review - The agency
must ensure that the new source can comply with the standards and
that it will not cause   significant deterioration to the sur-
rounding ambient air.
[#4] Phase II
     Performance Test  - The facility is  required to demonstrate
that it is in compliance with all portions of the standard through
emission testing.
[#5] Phase III
     Plant Inspection  - The facility operating conditions should
have been established  and agreed upon prior to the performance
test.  During all followup plant inspections the agency will
check to ensure that the  source is operating in  a similar manner
and that a good operation and maintenance program is in effect.
[#6] Phase IV
     Continued Compliance and Review - The  source must maintain
continuing compliance  with the applicable standard through good
operating practices which includes establishing  and executing an
operation and maintenance program  for the process, control equip-
ment, and continuous emission monitors if required.  This phase
is usually regulated through the use of  the agency's permit to
operate.

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     The Enforcement Cycle for Existing Sources have the same



four phases but Phases II and III are reversed since the source



generally has an operating history.



     To provide a better understanding of the enforcement cycle



and to illustrate the procedures to be used in observing and



approval of compliance tests we have created an enforcement



proceeding.  [#7] The setting is a new source cement plant that



is located in a large state which has been delegated NSPS respon-



sibility.



     The new source performance standard for cement plants is



Subpart F which regulates particulate matter arid opacity from the



kiln and clinker cooler.



     [#8] The kiln is allowed 0.3 Ib particulate emission per ton



of dry feed and 20 percent opacity.  [#9] The clinker cooler is



allowed 0.1 Ib particulate emissions per ton of dry feed and 10



percent opacity.  Although these are the only two emission points



regulated by NSPS, the state agency should be aware that there



are other emission points at a cement plant that should be con-



trolled.  For example, the finishing mill, storage silos, all



loading and unloading points, and all unpaved roads within the



plant's boundary.  Twenty-six (26) potential points of emissions



are listed in the DSSE Inspection Manual on portland cement



plants.



     [#10] Events leading up to the performance test are started



when Mark, one of the state engineers with the enforcement group,



receives the construction plans, projected startup date, and the
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environmental impact study from the cement plant.  Mark will



perform an extensive new source review to ensure that the plant



can comply with all new source performance standards and there



will be no significant deterioration to the surrounding ambient



air.



      [til] The performance test phase of the NSPS enforcement



cycle is initiated when Mark sends the approval letter and a copy



of the performance test guidelines to the source.  These written



guidelines ensure and expedite information exchange relative to



the performance test.



     An example performance test guideline document is contained



in the protocol manual.  [#12] The plant engineer from the cement



plant receives the test guidelines and letter from the agency



requesting him to submit a written performance test protocol.



This written protocol along with the previous information sent



for the new source review, and the new source performance



standards will provide the basis for the New Source Performance



test.



      [#13] The plants written testing protocol is then received



by the Agency.  Tom, an engineer with the emission measurement



group, is placed in charge of the Performance Test.  A review of



the test plan shows that this cement plant is unusual since it



has an alkaline bypass system which allows control of the



alkalinity of the mixture by varying the amount of alkaline



material entering the kiln from the preheater tower.  The



alkaline bypass system is controlled by a separate baghouse.  As
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a result/ Tom will have to make the proper legal and technical



determinations for this specific case.  [#14] First, Tom visits



with a state attorney familiar with NSPS regulations.  The attor-



ney tells Tom that multiple points of emissions does not increase



allowable emissions.  This legal determination creates some



technical problems so Tom's next stop is to check with the super-



visor of his group.   [#15] They discuss the proper technical



procedures to provide a representative test.  Their final deci-



sion will double the number of samples that will have to be



collected from the kiln.  The kiln will have to be tested with



the alkaline bypass system in the off position and in the full



bypass position to represent both extremes in kiln operation.



      [#16] Now that Tom has determined the acceptable legal and



technical requirements for the test, he then meets with Joe, one



of the State's field inspectors.  Joe was chosen since the cement



plant is in his district.  The use of field  inspectors for



process observation during the performance test will strengthen



their position and knowledge of that specific source on all



followup plant inspections.



      [#17] Prior to the pretest meeting both Tom and Joe review



all test protocol material and obtain and review EPA manuals on



Portland cement plants.  The pretest meeting is to be held at  the



plant site one month prior to the scheduled  performance test



since the alkaline bypass system has complicated the test plan.



Often times the test plan is simple enough to finalize by phone.



      [#18] The pretest meeting has the recommended participants;



representatives from  the state agency, Tom and Joe,  the plant
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manager, plant engineer, and a representative from the emission



testing firm - which is usually the test team leader for that



job.



     [#19] To establish the proper lines of communication and



eliminate any question of authority, each of the three parties



designates an official representative.  All communications and



discussion before, during, and after the performance test will be



made through that individual.  The plant manager indicates that



his plant engineer will be their representative, the source test



representative says he will take charge for his company.  Tom



says he will be the key contact for the state.



     [#20] Tom then provides each person present a copy of the



state's pretest checklist which is used to organize the meeting



and ensure all pertinent areas are discussed.



     The first item is the Agreement of- facility operations



during the test.  This agreement includes process parameters to



be monitored and recorded, raw materials to be processed, the



input feed rate, the number of process conditions to be run and



the air pollution control equipment operating parameters.



     [121] The plant engineers gives a detailed explanation of



the plant lay out.  The plant is computer monitored and operated.



This discussion by the plant engineer prior to the actual visit



will provide a much better understanding of the plant.  Detailed



discussions during the on-site inspection of the process are



generally very difficult due to the background noise level.
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     [#22] The plant engineer explains that all raw material and



product storage silos have fabric filter control systems and that



all loading and unloading sites have vacuum pickup systems that



are controlled by a fabric filter system.  Also all unpaved roads



in the plant are watered to reduce fugitive dust from moving



vehicles.



     Now that all parties have a general idea of what is to be



required during the performance test, an inspection of the facil-



ity operations are in order.   [#23] Since all parameters are



monitored and recorded by computer in the control room, Tom and



Joe initially determine if the data recordings and prinouts will



be sufficient for their purposes.  [#24] A few quick checks are



made comparing actual instrument readings to computer printout



values.  The plant engineer informs Joe that the plant is cur-



rently operating at its maximum sustained rate of production.



Also the type of material being processed is the same as was



agreed upon for the performance test.



     [#25] The party leaves the control room and proceeds to the



kiln and clinker cooler.  As an indication of process production



rate Joe times one revolution of the kiln.  By correlating the



kiln revolution time with the known production rate a basis can



be established which will give an indication of the feed rate any



time in the future by just timing the rotation of the kiln since



the kiln rotating speed is proportional to production rate.



[#26] During the visit no fugitive emissions were observed from



either process.  Joe then inspects the fabric filter control
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system.  Only two parameters are monitored for the control equ±p-



ment.  [127] One parameter is the temperature just prior to the



inlet.  This temperature must be kept at less than 450°F by water



and/or air quenching to protect the bags.  [#28] The other param-



eter recorded is pressure drop across the control system.  This



is used to determine the correct interval for the cleaning cycle



and to indicate if bags are starting to blind.  A 4-inch water



pressure drop is the nominal setting for these fabric filters.



Joe also times the cleaning cycle of each fabric filter.



      [t29] During their tour, Joe has observed that no visible



emissions are being discharged from the silos and that the vacuum



system works well at the alkaline bypass material loading point.



The fabric filter controlling the finishing mill has a visible



emission discharge.



      [#30] The last stop on this visit is to reaffirm the suit-



ability of the sampling sites.  The drawings previously supplied



by the plant show that they are acceptable.   [#31] A quick check



of all four sampling sites shows that the sampling locations are



well designed and constructed and property located for obtaining



a representative sample.



      [#32] The men return to the meeting room to finalize the



test plan.  Tom explains that the manner in which the facility is



operated during the performance test will effect its future



operating procedures since these conditions will be reflected in



the permit to operate.
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     [#33] A final test plan is agreed upon and a test date is



set.  The kiln will be tested under two conditions, with the



alkaline bypass off, and in the full bypass position.  These two



conditions will represent each extreme in kiln operation.  The



clinker cooler will be tested at one condition.   [#34] Since



visible emissions were observed from the finishing mill, during



the inspection, the finishing mill will be tested under SIP



regulations.  Testing of other SIP regulated sources will be



waived at this time.



     One month later at the specified testing date all parties



are ready to conduct the performance test.  The state agency



personnel, Tom and Joe, have 3 major areas of responsibility:



 [#35] 1) to observe testing methodology,  [#36] 2) to observe  the



facility operation, and 3) to take visible emission or opacity



readings.



      [137] Prior to the start of the actual test  a check  should



be made among all parties  to see if any problems  have arisen.



 [#38] Tom, the agency person most  familiar with test  procedure,



observes  the testing firm  unpack their truck,  [#39]  set  up the



field laboratory, and assemble a sampling train in preparation



for  the first sample run.   [#40] A close  inspection  of  all equip-



ment and  procedures prior  to testing may  give  some indication of



any  problems that may arise during testing.  Tom  would  let the



test team leader  know of  any potential problems prior to the



 start of  the test.  The agency observer wants  the test  team to



 collect a valid  and representative sample so  an  accurate compli-



 ance determination  can  be made.  His  purpose  is  not to catch the
                               A-10

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test team making an error so the report will be rejected and



another test run.  A retest only costs the agency and facility



additional time and money and delays the determination of compli-



ance status.  The on-site observation includes both performance



audits and system audits.  To audit performance on both the flow



rate and flow totalizing devices, Tom has the test team check



their control module with the use of a critical orifice.   tt41]



This device is plugged into the control module.  An acceptable



volume of air should be metered in the specified time.   [#42] Tom



completes his pretest checks as he watches the test team finalize



the assembly of their equipment on the stack.   [43] During this



time Joe has been making several checks on the process and con-



trol equipment to determine whether they are operating in  the



prescribed manner.  The  facility appears to be operating in the



agreed upon manner.  Joe then  gives Tom the word that the  test



can begin any time  the test team is ready.



      [#44] Tom closely observes the start of each  sample run,



since he knows that normally the most  critical  times  for close



observation are  the start  and  finish of each run.   [#45] This



includes all initial and final data recording and  [#46]  the



leakage rate check  on the  sampling equipment.  [#47]   Tom checks



off the successful  completion  of the testing procedures.   [#48]



Special attention is paid  during the sample  recovery  phase at  the



conclusion of each  run.  The weight of sample  recovered  will



ultimately be multiplied by a  factor of over 100,000  to  get the
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total stack emission rate, so any errors in sample recovery would



be critical.



     [#49] During each of the sample runs, Joe will take at least



two 6-minute visible emission readings with a check on the facil-



ity operation between readings.  Joe is a qualified visible



emissions observer and has recertified within the last 6 months.



Visible emissions, facility operations, and the amount of particu-



late matter recovered can many times be correlated as explained



in the Role of the Observer paper.  This correlation can give an



indication if there are problems with facility operations or



sampling.   [#50] Despite the fact that the facility operations



are computer monitored and recorded, Joe still uses the stan-



dardized process and control equipment data forms to make periodic



data recordings.  These recordings will give the agency a written



record and will be used to provide a check on the facility's data



report.



     Often times sources required to use continuous emission



monitors would perform the continuous emission monitor certifi-



cation tests along with the performance tests.  If this were the



case, Tom would also be responsible for observing the monitor



certification.



     [#51] The test program progressed and concluded according to



schedule.  The fabric filter air pollution control systems have



performed according to design specifications for this facility.



Visible emissions were less than 10 percent opacity for the kiln



and finishing mill and no emissions were visible from the clinker
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cooler.  No facility operational problems were reported or ob-



served during the test series.  All testing was performed in the



prescribed manner.



     [#52] During the performance test both Tom and Joe used



standardized data sheets and checklists.  The use of standardized



forms avoids loss of data, provides written documentation and



allows other agency personnel to more easily review the data.



After Tom and Joe return to the office/ both men make an official



accounting of the performance test.   [#53] This generally only



takes a couple of hours since both men used the prepared data



sheets.  Putting all special occurrences into writing is impor-



tant since it will probably be 3 or 4 weeks before they receive



the report of the test they have just observed.



     Tom and Joe's work is not completed on this task until they



receive the emission test report.   [#54] Let's now follow the



source team leader  (Rick) through his duties of preparing the



emission test report.



     [#55] After returning to the home laboratory, Rick has the



integrity of the samples checked and ensures that all data sheets



are complete.   [#56] The samples are sent to the lab for analy-



sis.  Analysis for particulate matter consists of drying and then



weighing the sample residue on an analytical balance.  The state



generally does not observe sample analysis unless conditions seem



to warrant such action.



     [#57] When a more complicated analytical procedure is re-



quired such as a sulfate titration in the sulfur dioxide
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reference method, the agency will provide the test team with one



or more audit samples to be analyzed with the field samples.



[158] The use of audit samples will give the agency an indication



of the precision and accuracy of the testing firm's analytical



techniques.  The results of the audit samples should be presented



in the test report.



     [#59] Rick then sends the data sheets to his computer sup-



port service.  The use of a computer greatly reduces the chances



of calculation error.  [#60] After receiving the computer print-



out, Rick writes the emission test report using the standardized



report format contained in the testing guideline package.  The



test results show that emissions from the facility was well



within the performance standards.



     [#61] The report is then sent to the cement plant manage-



ment.  Here both the plant engineer and plant manager review the



report for accuracy.  The responsibility for the source test



report is that of the facility not the source test firm.



     After reverifying the plant information contained in the



report, the plant engineer then sends the report to  [#62] Tom



with a cover letter certifying that the process data contained in



the report is accurate.  Tom also reviews the report for accuracy



with regard to the emission test data.  Joe then reviews the



report for accuracy with regard to facility operations.  The



source test report, Tom's and Joe's summary report, and their



recommendations are then sent to the enforcement group.
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     The performance test show that the facility is well in



compliance with the standard under all conditions tested.



     [#63] The state attorney then writes the plant manager a



letter confirming the fact that the state has found the source to



be in compliance.  The letter also explains that a permit to



operate will soon follow and is contingent upon the source main-



taining good operating practices and developing and executing an



operation and maintenance program.  The source is also instructed



to report any changes in raw materials, product, process equip-



ment and  [#64] control equipment which might affect emission



levels and compliance status.  Any violation of the conditions of



the permit will result in its cancellation and another compliance



test will be scheduled to determine compliance.



     [#65] The first step in the cement plants continued compli-



ance program is the issuance of their permit to operate.  Sandy,



one of the engineers in the permits group, issues the cement



plant a 3-year conditional permit.   [#66] The permit requires the



source to 1) monitor and record their feed rate as required by



NSPS,  [#67] 2) implement a routine program of internal inspection



of baghouses with repair or replacement of defective or worn



bags,  [#68] 3) establish and conduct a program of good operating



practices and proper maintenance for the process and control



equipment to minimize malfunction and upset conditions, 4) prop-



erly dispose of collected particulate matter, and 5) continue to



water all unpaved roads to minimize fugitive emissions.
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      [#69] The use of continuous emission monitors is a very



useful means of determining continuing compliance; however, this



cement plant is not required by either the state or federal



agency to install and operate monitors.  All agencies should



strongly consider the use of continuous emission monitors.



      [#70] Joe will ensure that the cement plant meets the condi-



tions of the permit to operate.  The size of Joe's district



allows him to view the cement plant from the road about once a



month.   [#71] If any major problems are noted during these



sitings or from excess emissions reports, [#72] Joe visits the



plant to investigate that specific problem.  Also, on an annual



basis,  [#73] a complete review of all process and control equip-



ment operating records and hardware is made.  The annual inspec-



tion is a scheduled inspection and ensures that the facility



maintains the process and air pollution control equipment at



least on an annual basis.  Detailed records are always kept by



the agency for all visible emission sitings and plant visits.



     Observing, reviewing, and evaluating Stationary Source



Performance Tests comprises a very important step in the enforce-



ment cycle.  Proper documentation of process and control equip-



ment operation during the performance test can provide a founda-



tion for identifying and resolving future compliance problems.
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           SECTION B.  OVERVIEW OF OBSERVATION OF  PERFORMANCE TEST
Subject
1.  The role of the agency observer                                  B~3
2.  Slides                                                           B"15
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                       THE ROLE OF THE  AGENCY OBSERVER
                                     by
                               William  DeWees
INTRODUCTION
     Under current environmental regulations a plant or facility that emits
pollutants to the atmosphere must maintain the emissions at or below certain
levels, as set forth in the applicable Federal, State, or local standards.
An important aspect of this overall program of air pollution control is com-
pliance testing, in which emissions are sampled while the plant operates under
"typical" conditions considered representative of day-to-day operations.
     To ensure that the compliance test will meet all requirements of the
responsible environmental control agency, officials of most plants engage
the services of an independent, professional testing consultant firm.  Thus,
three groups are usually involved in the planning and execution of a compliance
test:  officials of the plant being tested, the^consultant testing team, and
the responsible control agency.  This paper deals with the responsibilities of
the agency representative whose function is to observe the compliance test;
specifically, the task of the agency observer is to evaluate the representative-
ness of the test.  He is not involved directly in the testing process; in fact,
he must specifically avoid any action that could interfere with performance of
the test by the professional testing team, who are engaged at the expense of
the plant seeking compliance status.  Requirements for the agency observer in
compliance testing involve both technical skill and considerable tact in his
dealings with the test team and plant personnel.
Responsibilities of the Control Agency
     Because the results of any compliance test may be contested, the control
agency staff must be aware of potential legal implications of the compliance
test.  They must prepare written guidelines and clearly delineate the accepta-
ble sampling procedures.  They must inform the test team and the plant repre-
sentative of all baseline or minimum conditions to be met in the test, and
provide clear guidelines for calculation and presentation of test data.  Having
                                     B-3

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developed these criteria,  the Agency must then ensure that they are applied
uniformly.  For this reason any new or inexperienced agency staff members must
be thoroughly trained before being assigned a responsibility as critical as
compliance determination.   The availability of written protocols will minimize
the need for impromptu decisionmaking by the agency observer during the com-
pliance test.
     The following seven steps summarize the means by which control agency per-
sonnel  will  approach the determination of compliance:

     1.   Orient agency staff and plant personnel.  Establish contact with
          the plant; become familiar with operations, emissions, and appli-
          cable regulations.

     2.   State the requirement for a source test.  This requirement may be
          part of an overall regional compliance schedule or a Federal Stan-
          dard for a New Source Performance Test (NSPS).

     3.   Set requirements for testing methodology.  Formulate written testing
          requirements.

     4.   Conduct planning sessions.  Meet with test team and plant representa-
          tives to finalize testing procedures; perform a pretest survey.

     5.   Observe compliance tests.  Assign at least one agency staff member to
          observe facility operations and testing methodology throughout the
          test.

     6.   Review test data.  Determine compliance status and give official noti-
          fication.

     7.   Continue enforcement of compliance.  Perform follow-up inspections
          using data generated from the compliance test as baseline for compari-
          son.

Responsibilities of the Agency Observer

     As stated earlier, the principle function of the agency observer is to
evaluate the representativeness of the compliance test.  This evaluation is
made in terms of five criteria, if any one of these criteria is not met, the

compliance test is considered nonrepresentative:

     1.   Process and control equipment must be operated in such a manner
          as to produce representative atmospheric emissions.

     2.   Locations of the  sample port and sample points must provide samples
          representative of the atmospheric emissions.
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     3.    The sample collected in the sample train must be representative of
          the sample points.
     4.    The sample recovered and analyzed must be representative of the sample
          collected in the sample train.
     5.    The reported results must be representative of the sample recovered
          and analyzed.
     The following sections of this paper describe more fully the responsibili-
ties of the agency observer as related to four phases of the compliance test:
1) preparation and planning, 2) conducting the test, 3) recovery, transport,
and analysis of the sample, and 4) preparing the compliance test report.

PREPARATION AND PLANNING
     In the initial phase, preparation and planning, the agency observer must
clarify for the test team leader and the plant representative all procedures
to be followed during the entire test program.  The compliance test guidelines
will assist the test team leader in formulating a compliance test protocol
that is compatible with agency requirements.  In reviewing the compliance test
protocol submitted by the plant representative or the test consultant, the
agency observer will give close attention to two important items:  1) any devia-
tions from standard sampling procedures and 2) proposed operation of the facility
during the compliance test.
     Many processes, sampling locations, and pollutants may entail some modifi-
cation of the standard sampling procedures.  The agency must determine whether
the modification will give results that are equivalent to and/or greater than
those that would be obtained with the standard method.
     The other major determination to be made from the test protocol involves
defining a representative facility operation.  The agency should develop stan-
dard facility checklists for each type of process and air pollution control
system.   Examples of such checklists for power plants (representing fossil-fuel-
fired indirect-heat-exchange processes) and electrostatic precipitators (repre-
senting a widely used control device) are presented as Tables 1 and 2 in the
appendix.
     Using the appropriate facility checklists and the proposed compliance
test protocol, agency officials will designate conditions for operation of

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the process and control equipment during the test period.  These baseline condi-
tions will form the basis on which to determine the representativeness of the
facility operation during testing.  The Agency should submit these baseline
conditions to the plant representative at the pretest meeting.  The plant
representative should understand and agree to all facility baseline conditions
prior to the compliance test, since the determination of representativeness
of the facility operation is for protection of both the Agency and the plant.
The plant representative may suggest additional factors that would constitute
an upset condition and would not produce representative emissions.
     The observer must become familiar with the process to be sampled.  When-
ever possible the agency field inspector should be the "observer" for the pro-
cess and control equipment.  If the process is large or highly complicated, the
observer may be aided by an agency process control engineer.  An emission test
performed at the wrong process rating or without sufficient process data will
not be considered valid.  The observer may learn details of a specific process
by consulting one or more of the many inspection manuals prepared by the U.S.
Environmental Protection Agency for this purpose.  These manuals indicate the
methods and devices used in monitoring process rates and/or weights.
     Review of the team leader's test protocol should initiate formulation
of the observer's sampling audit plan.  The observer's audit plan will contain
the tentative testing schedule, the baseline operating conditions, the observer's
checklists (modified as necessary), and details for handling of irregular situa-
tions that could occur during the test.
Observer's Checklists
     The observer's checklists normally will need little modification.  Any
accepted modification of the normal sampling procedure will be covered by
entering additional factors on the checklists.
     The observer should be prepared to handle any nonroutine situations that
arise during the compliance test.  Before the test begins, he should prepare
a list of potential problems and possible solutions.  The list will establish
limits at which the minimum requirements for sampling and process rating are
not met; for example, sampling may be unacceptable if the sampling box cannot
maintain the filter at minimum temperature, and process rating is unacceptable
if a power plant is unable to maintain full load because of poor quality coal.

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In preparing to meet such emergencies in testing, the observer must know who
in his organization is authorized to make decisions that are beyond his capabi-
lity or authority.
     The number of agency personnel observing the compliance test must be ade-
quate to ensure that 1) the facility operation (both process and control equip-
ment) is monitored and recorded in a manner that provides a basis for present
and future evaluations of representativeness, 2) visible emission rates as an
index of continuing compliance, and 3) the prescribed testing methodology is
followed.  With respect to item (2), it is helpful if the agency personnel who
will make future inspections of the facility can observe facility operations
and take visible emission readings during the compliance test.
Pretest Meeting
     Before compliance testing, the agency observer, the test team leader, and
a plant representative with process control authority should meet to finalize
sampling plans, to establish baseline conditions, and to coordinate the testing
schedule.  At this meeting the compliance test protocol will be finalized and
agreed upon by all parties.  A pretest checklist should be used to organize
the meeting and ensure that all pertinent areas,are discussed.  A pretest check-
list is presented in Table 3 in the appendix.  The test team supervisor must
know the exact sampling procedures to be used, the minimum data requirements,
and the conditions that constitute an invalid test.  Likewise, the plant repre-
sentative should know what process parameters will be recorded, the intervals
of data collection, the raw materials that will be used, and the conditions
that constitute an invalid test.*  Execution of the compliance test in accord-
ance with the established protocol should constitute a valid test.
     Some compliance tests of relatively simple processes may be routine enough
that a pretest meeting on the morning of the test before sampling begins will
be adequate to ensure complete understanding among all parties involved.  In
all cases, however, whether the process is simple or complex, it is the observer's
responsibility to be certain that all details of the test procedure are under-
stood and accepted before the test begins.
*Since the agency observer will have authority for approval or disapproval of
 the compliance test, he must be certain that all aspects of the test protocol
 are clearly understood.
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CONDUCTING THE TEST*
     The attitude and behavior of the agency observer during the compliance
test, are of utmost importance.  He should perform his duties quietly and
thoroughly, conversing with the test team and plant personnel as little as
possible.  If test procedures do not follow the established guidelines, he
should deal solely with the test supervisor and plant representative or should
have a clear understanding with them if it is necessary to communicate with the
test technicians or plant operators.  Conversely, he should refrain from answerinc
queries from the test team and plant operators directly, referring such inquiries
to the appropriate supervisor.  The ideal emission test is one in which the data
gathered is representative and no discussion of the test procedure is required.
     During the test the observer must make several checks to ensure adherence
to specified sampling procedures.  To eliminate the possibility of overlooking
necessary check, he should use a checklist covering details of the sampling pro-
cedures.  An example checklist is presented in Table 4 in the appendix.
Measurement Errors
     To understand the relative importance of the measurements in emission
testing, the observer should know the significance of errors.  The procedure
for determining pollutant emission rates by stack sampling involves measure-
ment of a number of parameters.  Errors of measurement associated with each
parameter combine to produce an error in the calculated emission rate.  Measure-
ment errors are of three types:  bias, blunders, and random errors.
     Bias errors, usually a result of poor technique, cause the measured value
to differ from the true value in one direction.  This operator error often
can be minimized by proper calibration and by adequate training in instrument
operation.  Most bias errors should have been eliminated with receipt of docu-
mentation of the calibration of emission measuring equipment in the pretest
meeting.  The observer may believe, however, that a one point field check of
calibration is warranted.  Minimizing bias errors requires diligent effort by
skilled sampling teams who adhere closely to the prescribed methods.
     Most blunder errors occur during collection, recovery, or transportation
of the sample or during analysis.  For example, if the sample nozzle is allowed
*Because of the diversity of possible pollutants and sampling procedures, this
 discussion is presented solely in terms of particulate sampling.  (EPA Method 5)
                                     B-8

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to touch the inner stack wall and collects foreign material from the wall, the
resulting error may be extremely large.  Unfortunately, such errors are diffi-
cult to observe and the total effect cannot be calculated.  Elimination of all
blunders should be a main concern of the observer.
     Random errors, which result from a variety of factors, cause a measured
value to be either higher or lower than the true value.  Such errors are caused
by inability of sampling personnel to read scales precisely, poor performance
of equipment indicators, and lack of sensitivity in measurement devices.  The
usual assumption is that random errors are normally distributed about a mean
or true value and can be represented statistically in term of probabilities.
Determining the maximum expected error, however, does not require a strict
statistical approach.  It can be estimated by summing the maximum expected
errors for each factor.
The First Test
     The observer should be present when the test team starts preparations.
They will unpack the test equipment, check all equipment for damage, set up
the sample recovery lab, and assemble the sampling train.  The observer should
inspect the sample recovery area and observe the .assembly of the sampling train.
Several items on the checklist require attention at this time.
     If only one agency observer is present, the schedule below should be
followed.
     For the first test, after determining that facility operations are as
specified, the observer will go to the sample site to observe the test team's
recording of the initial data.  He need not observe the initial leak check,
since he will observe the leak check at the completion of the test.  When the
observer is satisfied with the sample train preparation, he will allow the test
to be started.   He will then observe the sampling of the first port and the
changeover to sampling of the second port.   If he is satisfied with the perform-
ance of the test team, he will go to a point at a suitable distance from the
stack and read visible emissions for a 6-minute period.
     He will  then check facility operations.  If the process and control equip-
ment are operating satisfactorily and the data are being recorded as specified,
he will again read visible emissions over a 6-minute period.
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     The observer will then return to the sample site to observe completion of
the test, giving close attention to the final readings and the final leak
check.  He will then observe transport of the sample train to the cleanup
area and recovery of the sample.
The Second Test
     If the observer is satisfied with all sampling procedures in the first
test, he will spend most of the second test period in observing process opera-
tions and reading visible emissions.  He may wish to spot check the sampling
operation and/or be present at the completion of the sampling.  During the
second test he will make two 6-minute visible emission readings and will check
facility operations between readings.  He should be satisfied that the data
being recorded are representative of the facility operations.
     If the sample site is easily accessible the observer may wish to observe
the final data recording, final leak check, and transport of the sample train
to the cleanup area.  In either case he should witness the recovery of the
second sample.  A visual observation of particulate buildup on the filter and
in the acetone rinse from the first two tests can be correlated with the visi-
ble emission readings to determine the emphasis of observation for the final
test.  This comparison of particulate collected will be valid only if the sample
volumes for both tests are approximately the same.  If the particulate catch
on the filter and in the acetone rinse for the second test is consistent with
or greater than that indicated by the visible opacity readings for the first
test, then the observer should again place emphasis on surveillance of facility
operations.  If the particulate catch for the second run appears lower than is
indicated by the visible opacity readings, he should stress the observation of
emission test procedures.
The Third Test
     Regardless of the main emphasis, the observer must perform certain observa-
tions during the final test.  He should again check all  facility operations prior
to testing.  He should make two 6-minute visible emission readings, with a check
of the facility operation in between.  He will again witness sample recovery
and compare the apparent particulate catch with visible emission readings.  He
should also check any suspected weak points or problem areas during this final
test.
                                     B-10

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SAMPLE RECOVERY, TRANSPORT, AND ANALYSIS
     Proper recovery of the sample is crucial to the compliance test.  Most
test teams are not well-versed in the legal requirements for documentation
of sample recovery, sample transport, and sample analysis.  It is imperative
that these tasks are done by standard procedures and that each step is well-
documented.  Because the test report may ultimately be subject to the require-
ments of the Rules of Evidence, the observer should use a sample recovery
checklist to ensure that all tasks are performed properly (Table 5).
Sample Recovery and Transport
     To reduce the possibility of invalidating the test results, the responsi-
ble person must carefully remove all of the samples from the sampling train
and place them in sealed, nonreactive, numbered containers.  It is recommended
that the samples then be delivered to the laboratory for analysis on the same
day.  If this is impractical, all samples should be placed in a carrying case
(preferably locked), in which they are protected from breakage, contamination,
loss, or deterioration.
     The responsible person must mark the samples properly to provide positive
identification throughout the test and analysis procedures.  The Rules of
Evidence require impeccable identification of samples, analysis of which may
be the basis for future evidence.  Admission by a laboratory analyst that he
is not positive whether he analyzed sample No. 6 or sample No. 9, for example,
could destroy the validity of an entire compliance test report.
     Positive identification also must be provided for the filters used in
any test.  All identifying marks should be made before taring.  Three or more
digits should suffice to ensure the uniqueness of a filter for many years.
The ink used for marking must be indelible and unaffected by the gases and
temperatures to which it will be subjected.  If any other method of identifi-
cation is proposed, it must be a positive means of identification and must not
impair the function of the filter.
     Finally, each container must be uniquely identified to preclude the possi-
bility of interchange.  The number of each container is recorded on the analysis
data sheet associated with the sample throughout the test and analysis.
                                     B-ll

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     Samples are to be handled only by persons associated in some way with the
task of analysis.  A good general rule is "the fewer hands the better", even
though a properly sealed sample may pass through a number of hands without
loss of integrity.
     It is generally impractical for analyst to perform the field test.  The
Rules of Evidence, however, require that a party be able to prove the chain of
custody of a sample.  For this reason, each person who handles the sample must
document from whom he receives it and to whom he delivers it.  This requirement
is best satisfied by having each recipient sign a standard chain of custody
sheet that is initiated during the sample recovery (Table 6).
Analysis
     Potential sources of error in analysis lie in the sample, the analyzing
equipment, the analytical procedures, and documentation of results.  Since
analysis is often performed at a laboratory distant from the test site, the
agency observer usually is not present at sample analysis.  If he has any
question about the ability of the designated analyst to adhere to good practices
in analyzing and reporting data, the observer has two paths of recourse:  he
may be present during analysis, or he may require that analysis be done by a
certified laboratory if one is available.  The latter requirement, however,
usually is an unnecessary burden and should not be imposed as a general rule.
     During the analysis any unused portions of the sample should be kept
intact and placed in a safe place until the final report is accepted.
Laboratory equipment, especially the analytical balance, should be calibrated
immediately before the sample weighing.  The laboratory data and calculations
must be well-documented and the documents kept in such a manner that the
Agency can inspect the record of any^analysis upon request.

COMPLIANCE TEST REPORT
     Upon completion of the compliance field test, the agency observer can
begin the final task of determining the representativeness of the compliance
test data.  He will be required to write an observer's report for attachment
to the test team report.  The facility operation data and the field check-
lists should provide the observer with sufficient information to determine
the representativeness of the process and control equipment operation and the
sample collection.  All minimum conditions must have been met.  If the observer
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suspects a bias in the results, this bias should be noted.  A bias that can
only produce emission values higher than the true emissions would not invali-
date the results if the plan is determined to be in compliance.  Therefore,
any bias that may occur should be listed along with the suspected direction
of the bias.
     The test team supervisor is responsible for compilation of the test re-
port; he is usually under the supervision of a senior engineer, who reviews
the report for content and technical accuracy.  Uniformity of data reporting
will enhance the speed and efficiency of the agency's review.  For this reason,
the agency should provide a report format and other guidelines for the test
team supervisor.  A suggested format is presented in Figure 1 of the appendix.
     The agency observer performs the first review of the test report.  He
will check all calculations and written material for validity, noting any
errors and providing any necessary comments.  Although the conclusions in the
observer's report do not constitute final authority, they should carry great
weight in the final decision concerning the representativeness of the test.
     Because of the importance of the observer's report and the likelihood
that it will be used as evidence in court, the observer should use a standard
report format that will cover all areas of representativeness in a logical
manner.  An example of an observer's report format is presented in Figure 2
of the appendix.
     In addition to the determination of representativeness of the compliance
test, the observer will report all conditions under which the facility must
operate in the future to maintain their conditional compliance status.  These
conditions are reported to the facility as conditions of continuing compliance
status.
     These compliance test reports and the conditions of compliance acceptance
will provide any Agency inspector with sufficient data for conduction of all
future facility inspections.

CONCLUSIONS
     The Agency must establish clear written guidelines for stack testing that
fully explain testing methodology and minimum data requirements and provide a
mechanism for obtaining all normal future facility operations and expected

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testing problems.   The successful  compliance test will  require close
coordination between technical  and legal  staffs within  the Agency, and ex-
tensive communication and coordination among the Agency observer,  the testing
team, and the plant representatives.
     The Agency observer is  in  a good position  to assist the test  team in ob-
taining valid compliance test results by  advising them  of any potential  short-
comings that might compromise the  test data.  The observer should  not direct,
interfere with, or intrude into the relationship of the plant representatives
and the test consultant.
     The observer can play a key role by  determining whether process operations
during the test are representative of normal  operations and are consistent with
the accepted test protocol.   He should use standard checklists whenever possible
to prevent omission of critical information or  data that would be  helpful in
final agency review of test results.
     Observation of process operations during the compliance test  will allow
the observer to formulate surveillance criteria for future plant inspections
to determine continuing compliance with emission standards and operating per-
mits.
     The comments and reports developed by the  observer should be  well-
documented in the event that the Agency's decision concerning compliance is
contested.
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SLIDE 202-0                                   NOTES
   OBSERVATON OF PERFORMANCE
             TESTS
SLIDE 202-1

     DETERMINE APPLICABLE
     EMISSIONS REGULATIONS
o determine allowable pollutant
  limitation

o define facility operation

o determine applicable test
  method
 SLIDE 202-2

       OBTAIN ENTRY AND
          COOPERATION
 o  establish contact with facility

 o  have facility  submit a proposed
   testing protocol including
   facility operation and testing
   procedure
                               B-15

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SLIDE 202-3                             NOTES

    EVALUATE TEST PROTOCOL
      (DESIGN EXPERIMENT)
o review all existing permit data
  and any previous agency contact
  with facility
 SLIDE 202-4

        PRETEST  SURVEY
 o prior to test, have a meeting
  with plant and testing personnel
  to  finalize  testing protocol

 o ensure  all agreements and any
  modifications  or additions to
  published procedures  are writ-
  ten  and  understood prior to test
 SLIDE 202-5

       PRETEST PREPARATION
 o designate a contact person for
   source, tester, and agency
 o all questions, clarifications
   and requests should only be made
   between designated contact
   personnel
 o make it clear to facility and
   tester when any phase needs
   agency approval prior to
   beginning or ending
                                B-17

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SLIDE 202-6                             NOTES

           SAMPLING
     AGENCY RESPONSIBILITY

1.  Facility Operation

2.  Source Test Observation

3.  Visible Emission Determination
SLIDE 202-7

        SAMPLE CLEANUP
   This is one of the most criti-
cal phases with Method 5.  The
test normally only collects about
1/250,000 of the particulate
emitted.  Since the total col-
lected mass is about 100 mg, any
error in sample recovery or
extraneous materials can have a
large affect.
SLIDE 202-8

       SAMPLE TRANSPORT
   The three main concerns in
sample transport are:  1) no
sample is lost, 2) the sample is
not contaminated by the sample
container, and 3) the sample is
not subject to conditions that
will eliminate or destroy part
of it (i.e., high temperature).
The sample integrity must be
maintained.
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SLIDE 202-9                             NOTES

        SAMPLE ANALYSIS
   The agency generally does not
observe the sample analysis.
For this reason,  it is suggested
that either an audit sample or
control sample be used whenever
practical.
SLIDE 202-10

          fEST REPORT
   Calculation errors are very
common.   To help eliminate them
an ease  of review, a standardized
testing  report format, and stan-
dardized testing forms should be
used.
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               SECTION C.  ROLE, RESPONSIBILITIES AND BEHAVIOR
                               OF THE OBSERVER
Subject                                                               Page
1.  Role,  responsibilities and behavior of the observer               C-3
2.  Slides                                                            C-5
                                    C-l

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            ROLE, RESPONSIBILITIES AND  BEHAVIOR OF THE OBSERVER
                                     by
                                Thomas Clark

     The agency observer plays  a key role  during the  performance test program.
He is the official representative of the control agency.  His role  inludes:
     1.   preparing  and  planning the test;
     2.   observing  process  operations;
     3.   observing  control  equipment operations;
     4.   observing  performance.testing  methodology;
     5.   documenting and summarizing all  activities  during  the
         testing  program; and
     6.   reviewing  test report for completeness and  auditing data
         for  accuracy.

RESPONSIBILITIES OF  THE  OBSERVER
     In  his  role as  official  agency representative,  the  observer  is responsible
for representing the interests  of the agency during  all  phases  of the  performance
test.  During  the  planning phase and in  the pretest  meeting, the  observer  will
specify all  agency requirements with respect to test methodology,  process  and
control  equipment  operation and reporting  requirements.   The observer  will make
decisions as necessary in each  of these  forementioned areas.
     While observing on-site testing, the  observer is responsible  for  the
validity of  the  tests.  He must make decisions as  to the representativeness  of
process and  control  equipment operations,  and determine  if acceptable  testing
methodology  is being used.
     Posttest  responsibilities  of the observer includes  documenting in  an  ob-
server's summary report, all  occurrences during field testing.  The observer
must also review the test report for completeness  and accuracy, and make rec-
ommendations as  to the acceptability of the test report.
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BEHAVIOR OF THE OBSERVER
     The overall objective of the performance test program is to achieve accu-
rate and reliable data.  As the official representative of the agency, it is
the observer's responsibility to do all within  his power to ensure that testing
the testing is completed successfully.  Therefore, he must work cooperatively
with the source and the testing consultant.  He must be specific and forthright
in his requests, and he must be respectful of the positions of the other par-
ties involved.
     While observing on-site testing,  the  observer should adhere to the follow-
ing techniques.
                        Observing  Facility Operations
                1.   Don't write  on  process  charts  and graphs
                2.   Don't turn  knobs and dials
                3.   Don't collect  unnecessary data or data that
                    was not agreed  upon in  the  pretest meeting
                    without obtaining approval

                         Observing Testing  Methodology
                1.   Don't touch or adjust test equipment
                2.   Don't question tester or interfere during
                    critical times of the test
                3.   Don't conceal unacceptable acts or procedures
                    to later use as justification to  reject the
                    tests
                                       C-4

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SLIDE 203-0                                         NOTES
ROLE OF THE OBSERVER
 SLIDE  203-1

          ROLE OF THE OBSERVER

The observer is the official representative of the agency.
    1. Prepare and plan the test
    2. Observe process operation
    3. Observe control equipment operations
    4. Observe testing methodology
    5. Document all activities during testing program
    6. Review test report and audit data
 SLIDE 203-2

   RESPONSIBILITIES OF THE OBSERVER

 1. Specify Agency requirements.
 2. Make decisions regarding:
     • test methodology
     • process and control equipment operation
     • reporting requirements
 3. Determine representativeness of process and
   control equipment operation.
 4. Determine acceptability of testing methodology.
 5. Compile summary report of test.
 6. Review test report and make recommendations.
                                     C-5

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SLIDE  203-3                                           NOTES

           OBSERVER BEHAVIOR
1. The observer should do all within his power to see that
  testing is completed successfully.
2. The observer should work cooperatively with the source
  and the consultant.
3. The observer must be specific and forthright in his
  requests.
4. The observer must be respectful of the positions of the
  other parties involved.
 SLIDE  203-4
      OBSERVER TECHNIQUES
        FACILITY OPERATIONS
 1. Do not write on process charts and graphs.
 2. Do not turn knobs and dials.
 3. Do not collect unnecessary data.
 SLIDE 203-5
         OBSERVER TECHNIQUES
          TESTING METHODOLOGY
 1. Do not touch or adjust equipment.
 2. Do not question tester or interfere during critical
   times of the test.
 3. Do not conceal unacceptable acts or procedures.
                                       C-7

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                  SECTION D.  ESTABLISHING TESTING PROTOCOL

Subject                                                                Page

1.  U.S. EPA performance test guidelines (taken from the Model
    Compliance Testing Protocol Manual)                                D-3

2.  Slides                                                             D-17
                                    D-l

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                    U.S. ENVIRONMENTAL PROTECTION AGENCY
                         PERFORMANCE TEST GUIDELINES

     This document has been prepared for the purpose of ensuring and expediting
necessary information exchange relating to compliance testing for sources under
the Federal  New Source Performance Standards for Stationary Sources [40 CFR
Part 60].
     Every area in the United States is under jurisdiction of local, state
regional  or state district offices which are a representative of the state, and
the Federal  Regional Offices which are representatives of the Federal Environ-
mental Protection Agency (EPA).  The "Notification of Plant Start Up" form
should be submitted to the Federal agency and proper State agency prior to
the plant start up date.  In order to obtain official acceptance of any
source test results, contact must be established with the agency(s) having
jurisidiction.  Facility operating conditions and test and analytical
methods for particulate and other regulated pollutants will be reviewed by
the agency prior to each test; a Compliance Test Protocol must be submitted
to the agency prior to each performance test.
     The general guidelines to be used are published in the Federal Register.
The standard guidelines are, but not limited to, as  follows:
60.8 Performance Tests
      (a)  Within 60 days after achieving the maximum production  rate at
          which the affected facility will be operated but no later than
          180 days after initial startup of such facility and at such
          other times as may be required by the Administrator under
          section 114 of the Act, the owner or operator of such  facility
          shall conduct performance test(s) and furnish the Administrator
          a written report of the results of such performance test(s).
                                     D-3

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                          NOTIFICATION OF PLANT STARTUP
                                                               Agency USE  ONLY

                                                               Source  I.D.  No.:
Source Name:_

State:	
                                        Location:.
                                                                Phone:
_County:_
.Mailing Address:.
Contact Person:	

Anticipated Date of Startup:

Type of Industry:	

Process Description:_	
                                   Mailing Address:.
                                                                     phone:.
                         .Process  Name:.
Products:
Raw  Materials:
 Fuels  Burned:
                     Maximum:
                     Hourly:
                     Rate:

                     Maximum:
                     Hourly:
                     Rate:

           Characteristics:
                              Average:.
                              Yearly: .
                              Rate:

                              Average:.
                              Yearly:
                              Rate:
                       Maximum:.
                       Hourly:
                       Rate:
              Average:
              Yearly:
              Rate:
 Type of Control Equipment:
 Description of Control Equipment:
                                                                           Maximum
                                                                            Ib/hr
                                                                    Averaq
                                                                    tons/i
 Pollutant:
      .Control:.
      .Equip-
        ment
       Efficiency:.
- Emission:
   rate
.(estimate).
 Emission:
 stacks
 Identification.
            Diameter:-
              (ft)
                Height:-
                  (ft)  -
    -Flow:
    • rate
     SCFM
Temp.
 •C
 Is any of the above data considered confidential      yes      no
 If yes; a written justification must be submitted with this form
   detailing the reasons for request of this classification for
   each item considered confidential.
                                               D-4

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o
I
tn
    AGENCY USE ONLY

    Date  Received	
    No. Assigned	
    Reviewer	
                  COMPLIANCE TEST PROTOCOL

                         Pretest meeting date
                         Compliance test date(s).
         I.
SOURCE INFORMATION

Name	
                                            Address
              Person to contact
                                        Telephone
         II.   TESTING FIRM INFORMATION
              Name
                              Address
              Person  to  contact
                                        .Telephone
         III.  GAS  STREAM INFORMATION.   IDENTIFY ALL POLLUTANTS TO BE SAMPLED
         1.

         2.

         3.

         4.

         5.
              Pollutants
                    No. of
               sampling points
Total time
 per test
 No of  tests
(minimum of  3)
                                                                                    Test methods

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(b)  Performance tests shall  be conducted  and  data  reduced  in
     accordance with the test methods  and  procedures  contained  in
     each applicable subpart  unless  the  Administrator (1)  specifies
     or approves, in specific cases, the use of a reference method
     with minor changes in methodology,  (2) approves  the  use of an
     equivalent methods, (3)  approves  the  use  of an alternative method
     the results of which he  has determined to be adequate  for  indi-
     cating whether a specific source  is in compliance, or  (4)  waives
     the requirement for performance tests because  the ownder or
     operator of a source has demonstrated by  other means  to the
     Administrator's satisfaction that the affected facility is in
     compliance with the Standard.   Nothing in this paragraph shall
     be construed to abrogate the Administrator's authority to  require
     testing under section 114 of the  Act.
(c)  Performance tests shall  be conducted  under such  conditions as the
     Administrator shall specify to  the  plant  operator based on repre-
     sentative performance of the affected facility.   The owner or opera-
     tor shall make available to the Administrator  such  records as may
     be necessary to determine representative  operating  conditions to
     be used while conducting performance  tests.  Operations during
     periods of startup, shutdown and  malfunction  shall  not constitute
     representative conditions while conducting performance tests unless
     otherwise specified in the applicable standard.
(d)  The owner or operator of an affected facility shall  provide the
     Administrator 30 days prior notice  of the performance test to
     afford the Administrator the opportunity to have an observer present.
(e)  The owner or operator of an affected facility shall  provide, or
     cause to be provided, performance testing facilities as follows:
     (1)  Sampling ports adequate for test methods applicable to
          such facility.
     (2)  Safe sampling platform(s).
     (3)  Safe access to sampling platform(s).
     (4)  Utilities for sampling and testing  equipment.
                               D-6

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     (f)   Each performance test shall  consist of three separate runs using
          the applicable test method.   Each  run shall be conducted for the
          time and under the conditions specified  in the applicable standard.
          For the purpose of determining compliance with an applicable standard,
          the arithmetic mean of results of  the three runs shall apply.   In
          the event that a sample is accidentally  lost or conditions occur
          in which one of the three runs must be discontinued because of
          forced shutdown, failure of an irreplaceable portion of the sample
          train, extreme meteorological conditions, or other circumstances,
          beyond the owner or operator's control,  compliance may, upon the
          Administrator's approval, be determined  using the arithmetic mean
          of the results of two runs.

SOURCE TEST PROCEDURES
A.   The "Compliance Test Protocol" shall be completed  by  the testing  firm
     and/or company, and received by the Agency(s) of jurisdiction  no  later
     than 30 calendar days prior to the proposed  test date (60.8(d)).
B.   After evaluating the completed "Compliance Test Protocol,"  and if
     necessary, inspecting the test site, the Agency may  require additional
     conditions, including, but not limited to, the following.
General
      1.  A pretest meeting in addition to the normal on-site meeting just
          prior to testing to resolve an acceptable "Compliance Test Protocol."
      2.  Correction of unsafe conditions.
      3.  Required pictures to be taken.
      4.  Postponement of sample date.
Sampling and Analytical Procedures
      5.  Additional tests due to adverse conditions such as interferences,
          wide variation in feedstock, and nonsteady or cyclic processes.
      6.  Modification of the stack or duct to obtain acceptabe test condi-
          tions.
      7.  Additional quality assurance procedures.
                                     D-7

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      8.  Agency to observe the laboratory analysis of the samples.
      9.  Analysis of spiked samples.
     10.  Agency obtaining portions of liquid samples.
Facility Operations
     12.  The process will operate within the baseline conditions established
          by the Agency during the compliance test.
     13.  The process operating parameter to be recorded during the compliance
          test will be specified with intervals or recording.
     14.  Copies of operating logs and charts may be  requested.
     15.  Calibration of  process monitoring equipment may be required.
     16.  The air  pollution control equipment will be operated in such a
          manner as to be representative of future normal operations.
     17.  The air  pollution control equipment operating parameters to be
          recorded during the compliance test will be specified.
C.   The agency will confirm the protocol in writing  no less than ten (10)
     calendar days prior  to the proposed test date.   If the agency requires
     any modifications to the test and analytical methods and/or operational
     parameters,  or an additional  pre-test meeting, the source and testing
     firm will be  contacted by telephone  (followed by written confirmation)
     no less than  fifteen (15) calendar days prior to the proposed test date.
     The source operator  or tester shall notify the agency of any modifications
     to their test of  analysis and/or operational  parameters, as defined in the
     "Compliance  Test  Protocol" previously submitted.
D.   Any agency  representative may observe the  field  test procedures and obtain
     copies  of all field  data.  Agency personnel will not sign the plant release
     or waiver form.
E.   Prior to testing, calibration results of the  various sampling train com-
     ponents and  operational  parameters as specified  by the  "Compliance Test
     Protocol" format  and the  Agency shall be available for  inspection.
F.   Emission data provided to, or otherwise obtained by, the Administrator
     in accordance with  the  provisions of  this  part shall be available to
     the  public:
                                     D-8

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          (1)   Upon a  showing satisfactory  to  the  Administrator  by any
               person  that such records,  reports,  or  information, or particu-
               lar part thereof (other than emission  data),  if made public,
               would divulge methods  or processes  entitled to protection as
               trade secrets of such  person, the Administrator shall consider
               such records, reports, or  information,  or  particular part
               thereof, confidential  in accordance with the  provisions of
               section 1905 of title  18 of  the United  States Code, except
               that such records,  reports,  or  information, or particular part
               thereof, may be disclosed  to other  officers,  employees, or
               authorized representatives of the United States concerned with
               carrying out the provisions  of  the  Act  or  when relevant in any
               proceeding under the Act;  and

          (2)   Information received by the  Administrator  solely  for the pur-
               poses of §§60.5 and 60.6 shall  not  be  disclosed if it is iden-
               tified  by the owner or operator as  being a trade  secret or com-
               mercial or financial information which  such owner or operator
               considers confidential. Policy guidelines on "Confidentiality
               of Business Information" is  presented  in the  Federal Register,
               Vol. 41, No. 171, Part IV  -  Wednesday,  September  1,  1976.

G.    The test  results  shall be submitted  to the agency in the  form  of  "Source

     Sampling  Report Format" to facilitate  review.  The report shall be certi-

     fied by a minimum of the test team leader, person(s) responsible  for
     writing and/or reviewing the report, and  a person with  direct  responsi-
     bility of plant or process operations.  The  certification need only

     include the portion of the report and  data for  which the  representative

     is directly responsible.

H.    Acceptance of the compliance with the  applicable standard(s)  by the agency
     is contingent on  process and control equipment  operation  during the per-

     formance  test, and the future performance and maintenance of the  process
     and control equipment.  The following  information shall be  submitted  as

     attachments:

     IV.  SAMPLING TRAIN INFORMATION

               A detailed description of  any sampling or  sample  recovery and

          transport procedures which  do not comply with the  specified  procedures

          and  justification for deviation.

     V.   LABORATORY ANALYSIS

               A detailed description of  any analytical  procedure and/or equip-

          ment which does not comply with the  specified procedures  and justi-

          fication for deviation.
                                   D-9

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VI.  DATA SHEETS
          A sample of all  field data sheets to be used which do not con-
     form to the data sheets presented in the appendix.
VII. DESCRIPTION OF PROCESS OPERATION
          A description of process operations to include as a minimum
     the following, (if known):
General Process
      1.  Process flow sheet.
      2.  Maximum rated capacity - as specified by manufacturers and
          actual normal maximum operation.
      3.  Data normally monitored to ensure proper operation.
      4.  Data to be monitored and recorded during testing to ensure
          representative operation.
      5.  Normal process operation in a 24-hour period, i.e., oxygen
          lancing, shutdown, start up, cyclic operations and other load
          shifts or times of increased emissions.
      6.  Feedstock compositions that tend to cause greatest individual
          gaseous  and  parti oil ate emissions and the percent of annual
          production attributed to these  compositions.  (Must be greater
          than 5%  of the annual average.)
      7.  Normal maintenance schedule for process.
Combustion  Sources
      8.  Type of  combustion source,  i.e., tangential  fired pulverized
          coal boiler.
       9.  Maximum  rated capacity  for  each fuel  fired  -  as  specified by
          manufacturers.
     10.  Actual normal maximum sustained capacity for  past and antici-
          pated  future operations.
     11.  Data monitored and recorded to  ensure proper  operation of
          process  and  control  equipment.

                                D-10

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     12.   Boiler efficiency and/or average  Btu's  heat input  to  produce
          each pound of steam if applicable.
     13.   Type of fuel  feed monitors  and  their last calibration date.
     14.   Maximum sulfur and ash content  of fuel  that will not  be
          exceeded on a monthly average by  more than 10 percent for all
          future operations when divided  by the Btu content  of  fuel .
                            -      percent  sul fur by weight _
                            -
                 rrm+ont
                 content
                                  per po(jnd Qr cubi(. foQt Qf

                                       percent ash by weight
                                      poun(j Qr cubic foQt Qf f(jel
     15.  For incinerators the primary chamber minimum gas temperature
          and secondary chamber or afterburner gas temperature and  resi-
          dence time.
     16.  Normal operating procedures in a 24-hour period, i.e.,  soot
          blowing, bottom ash removal, hopper ash removal, peak load or
          sustained operation and manual or automatic operation.
VII. DESCRIPTION QF EMISSION CONTROL OPERATION
          A description of emission control 'system to include as  a  mini-
     mum the following, (if known):
      1.  Types and manufacturers of all control equipment.
      2.  All means of primary and secondary control and their operations
          during testing.
      3.  Data to be monitored and recorded to ensure representative
          operation during testing.
      4.  Minimum acceptable values of all control device parameters,
          i.e., flows and pressures of liquids, voltage and amperage
          of electrical input  (secondary and primary), pressure drops
          across the control system and normal cleaning cycle.
      5.  Preconditioning of gases prior' to control device.
      6.  Normal maintenance schedule on control equipment, i.e., clean-
          ing of device, replacement of bags, replacement or addition of
          catalyst, absorbing  reagents or packing material, sealing of
          leaks, and repair of damaged or worn parts.
                             .   D-ll

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                         SOURCE  SAMPLING  REPORT FORMAT


Results of the  performance  test shall  be submitted to the agency by the facility

representative  within  forty-five (45)  days of the completion of the field work.

This report  should  include, but not be limited to, the following:

     1.  Format and information as  show  in Figure 1.

     2.  Certification by the test  team  leader that the  sampling and analyti-
         cal  procedures, and data presented  in the report are authentic and
         accurate.

     3.  Certification by a responsible  representative of the testing firm
         (preferably by a professional engineer) that all the testing details
         and conclusions are accurate and valid.

     4.  Certification on the process rate sheet by the  facility representa-
         tive of the facility operations during the performance test.

     5.  Data sheets are presented  in Appendix  B used and all data filled in
         blanks when applicable.  Other  data sheets may  be  used but must be
         approved by the agency prior to the field work.

     6.  All  calculations must be made using the applicable equations as shown
         in  the Federal Register.  An example calculation should be shown for
         one run.

     7.  Final  results must be presented in English and  metric units and con-
         tain two significant digits for each run.  Values  may be rounded off
         to  three significant digits after the calculation  of each equation
         and to two digits for the final results  or all  digits may be carried
         in  the computer and only rounded to two  significant digits for the
         final  results.  All rounding off of numbers  will  be performed in ac-
         cordance with the ASTM 380-76 procedures.
                                     D-12

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     Cover

1.    Plant name and location
2.    Source sampled
3.    Testing company or agency, name and  address

     Certification

1.    Certification by team leader
2.    Certification by reviewer (e.g., P.E.)

     Introduction

1.    Test purpose
2.    Test location, type of process
3.    Test dates
4.    Pollutants tested
5.    Observers' names (industry and agency)
6.    Any other important background information

     Summary of Results

1.    Emission results
2.    Process data, as related to determination of compliance
3.    Allowable emissions
4.    Visible emission summary
5.    Discussion of errors, both real and  apparent

     Source Operation

1.    Description of process and control devices
2.    Process and control equipment flow diagram
3.    Process data and results, with example calculations
4.    Representativeness of raw materials  and products
5.    Any specially required operation demonstrated

     Sampling and Analysis Procedures

1.    Sampling port location and dimensioned cross-section
2.    Sampling point description, including labeling system
3.    Sampling train description
4.    Description of sampling procedures that deviated
     from standard methods
5.    Description of analytical procedures that deviated
     from standard methods
                  Figure 1.  Source sampling report format,
                                     D-13

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Figure 1.   (continued)
     Appendix

1.   Complete results with example calculations
2.   Raw field data (original,  not computer printouts)
3.   Laboratory report,  with chain of custody
4.   Raw production data,  signed by plant official
5.   Test log
6.   Calibration procedures and results
7.   Project participants  and titles
8.   Related correspondence
                                      D-14

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VI.  DATA SHEETS
          A sample of all field data sheets to be used which do not con-
     form to the data sheets presented.
VII. DESCRIPTION OF PROCESS OPERATION
          A description of process operations to include as a minimum
     the following, (if known):
General Process
      1.  Process flow sheet.
      2.  Maximum rated capacity - as specified by manufacturers and
          actual normal maximum operation.
      3.  Data normally monitored to ensure proper operation.
      4.  Data to be monitored and recorded during testing to ensure
          representative operation.
      5.  Normal process operation in a 24-hour period, i.e., oxygen
          lancing, shutdown, start up, cyclic operations and other load
          shifts or times of increased emissions.
      6.  Feedstock compositions that tend to cause greatest individual
          gaseous and particulate emissions and the percent of annual
          production attributed to these compositions.  (Must be greater
          than 5% of the annual average.)
      7.  Normal maintenance schedule for process.
Cpmbusti on Sourees
      8.  Type of combustion source, i.e., tangential fired pulverized
          coal boiler.
      9.  Maximum rated capacity for each fuel fired - as specified by
          manufacturers.
     10.  Actual normal maximum sustained capacity for past and antici-
          pated future operations.
     11.  Data monitored and recorded to ensure proper operation of
          process and control equipment.

                               D-15

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     12.   Boiler efficiency and/or  average  Btu's  heat  input  to  produce
          each pound of steam if applicable.
     13.   Type of fuel  feed monitors  and  their  last calibration date.
     14.   Maximum sulfur and ash content  of fuel  that  will not  be
          exceeded on a monthly average  by  more than 10 percent for  all
          future operations when divided  by the Btu content  of  fuel.
                    rnnton4- -      percent  sulfur by weight _
                    content -
                                  per pound  Qr cubic foot Qf fuel

                 rnn4.on4.    - _ percent ash by weight
                 content
                                                     foot of fuel

     15.  For incinerators the primary chamber minimum gas temperature
          and secondary chamber or afterburner gas temperature and  resi-
          dence time.
     16.  Normal operating procedures in a 24-hour period, i.e.,  soot
          blowing, bottom ash removal, hopper ash removal, peak load or
          sustained operation and manual or automatic operation.
VII. DESCRIPTION OF EMISSION CONTROL OPERATION
          A description of emission control system to include as  a  mini-
     mum the following, (if known):
      1.  Types and manufacturers of all control equipment.
      2.  All means of primary and secondary control and their operations
          during testing.
      3.  Data to be monitored and recorded to ensure representative
          operation during testing.
      4.  Minimum acceptable values of all control device parameters,
          i.e., flows and pressures of liquids, voltage and amperage
          of electrical input  (secondary and primary), pressure drops
          across the control system and normal cleaning cycle.
      5.  Preconditioning of gases prior to control device.
      6.  Normal maintenance schedule on control equipment, i.e., clean-
          ing of device, replacement of bags, replacement or addition  of
          catalyst, absorbing  reagents or  packing material, sealing of
          leaks, and repair of damaged or  worn parts.
                                D-16

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SLIDE 204-0                                      NOTES
ESTABLISHING TEST PROTOCOL
SLIDE 204-1

    ADVANTAGES OF REQUESTING
          TEST PROTOCOL
1. Ensures and expedites information exchange.
2. Provides maximum required information in a
  standardized format.
3. Provides written plan of each phase of perfor-
  mance test.
 SLIDE  204-2

 PERFORMANCE TEST GUIDELINES
      INTRODUCTORY SECTION
  Reviews regulations  authorizing agency to
 require performance tests.
       PROCEDURES SECTION
  Reviews agency administrative procedures.
                                  D-17

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SLIDE 204-3                                       NOTES

        PERFORMANCE TEST GUIDELINES
(cont)
                PROTOCOL SECTION
                 (Specific Information)
             1. source information
             2. testing firm information
             3. gas stream information
                PROTOCOL SECTION
                (Additional Information)
             1. sample train information
             2. analytical information
             3. sample data sheets
             4. process description
             5. control equipment description
 SLIDE 204-4

   REPORTING REQUIREMENTS

 • Time allotted
 • Report format
 • Data validity certification
 • Round-off procedures



  SLIDE  204-5

           CONFIDENTIALITY OF DATA

   THE OBSERVER SHOULD:
     • know all regulations, requirements and procedures.
     • inform the source of its rights.
 Note: No emissions data is considered confidential.


  SLIDE 204-6


         FREEDOM OF INFORMATION

 THE OBSERVER SHOULD:
   • know the regulations and requirements.
   • inform the source of liabilities.

                                     D-19

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                 SECTION E.  PLANT ENTRY AND PRETEST MEETING

Subject                                                               Page

1.  The pretest meeting (taken from the Model Compliance Testing
    Protocol Manual)                                                  E-3

2.  Slides                                                            E-ll
                                     E-l

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                             THE PRETEST MEETING

     The following information contains a pretest meeting package, a pretest
agreement on continuing compliance package, and a pretest agreement on
facility operations package.  The pretest meeting package consists of a pre-
test meeting checklist for recording pertinent information regarding the
plant, test team, and responsible agency representatives.  A pretest plant
requirements and testing methodology form is also included for recording
additional quality assurance procedures, acceptability of sample site, and
necessary safety precautions.  A pretest meeting ledger is included to docu-
ment attendance at the pretest meeting.
     The pretest agreement on continuing compliance conditions package con-
tains a guide sheet for establishing process and control equipment operating
parameters during and after the compliance test.  This package also contains
example allowable operating parameters for a power plant and an example data
sheet for recording operating parameters.
     The pretest agreement on facility operation package contains a guide
sheet for establishing process parameters to be monitored and recorded, the
raw material to be processed during the test, and the feed rate and operating
cycle.  Control equipment operation and maintenance are also covered by this
guide sheet.
                                      E-3

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                           PRETEST MEETING CHECKLIST

Plant Name	Date
Plant Address	
Source to be Tested 	
Plant Representative	Phone
Plant Manager	Phone
Test Team Company Name 	
Team Representative	Phone
Responsible Person	Phone
Members of                           Title
Test Team                   	     	
Agency(s)	
Agency Representative	Phone
Responsible Person	,	       Phone
Agency                             Affi1i ati on
Observers        	and Tasks  	
                                      E-4

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         PRETEST MEETING PARTICIPANTS
Name                                  Affiliation
                       E-5

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                                PRETEST PLANT REQUIREMENTS. AND TESTING METHODOLOGY
       Plant Requirements;
            Safety 	
            Entrance
            Other (Photo)
       Sample Site
            Acceptable
No. of Points reg'd.
Diagram in Protocol
Other
m
Sampling Methodology to be Used

Pollutant




Method



Remarks, Additional Quality Assurance, and/or Modifications




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            PRETEST AGREEMENT OF CONTINUING COMPLIANCE CONDITIONS


Process

  1)  Process parameters that must be recorded and submitted to agency or
      kept on file for later inspection
  2)  Percentage by which each process parameter can exceed the tested rate
      and on what time weighted average
  3)  Future operating procedures
Control Equipment

  4)  Control equipment parameters that must be recorded and submitted to the
      Agency or kept on file for later inspections
                                      E-7

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 5)  Normal operating procedures
 6)   Normal  maintenance  schedule
  7}   Frequency of scheduled inspections by agency
Reviewed and approved by:
                                                  Date
Agency	 Faci 1 i ty
                                      E-8

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                   PRETEST AGREEMENT ON FACILITY OPERATION

Process

  1)  Maximum process rate/capacity
  2)  Method of process weight or rate determination
  3)  Process parameters to be monitored and recorded, and their acceptable
      limits to document process operation
  4)  Raw material feed and/or fuel acceptable analyzed values
  5)  Normal operating cycle or procedures
  6)  Portions of the operating cycle that will be represented by each run
                                      E-9

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Control Equipment

  7)  Control equipment and effluent parameters to be monitored and recorded,
      and their acceptable limits to document control equipment operations
  8)  Normal operating cycle (cleaning, dust removal etc.)
  9)  Normal maintenance schedule
 10)  Manner  in which  the control equipment will be operated
 Reviewed  and  approved  by:

                                                  Date
 Agency	Facility	Tester
 Was  Facility provided agency checklists?  	 yes 	 no

 Was  Tester provided agency checklists?        -  yes	'    no


 Is any of the above information considered confidential?	

 If yes; was source notified to submit written justification  for a confidential
  classification  on each item considered  confidential
                                      E-10

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SLIDE 205-0                                      NOTES
PLANT ENTRY AND
PRETEST MEETING
SLIDE 205-1

THE PRETEST MEETING
      ATTENDEES
 1. The Regulatory Agency
 2. The Industry
 3. The Test Consultant
 SLIDE 205-2

         PRETEST MEETING CHECKLIST
        DESIGNATE RESPONSIBLE PERSONS
Plant Representative 	 Phone _
Plant Manager 	 Phone _
Test Team Company Name
Team Representative	 Phone
Responsible Person	 Phone.
Agency  	
Agency Representative	 Phone
Responsible Person	 Phone
                                  E-ll

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SLIDE 205-3                                       NOTES
PRETEST PLANT REQUIREMENTS
 AND TESTING METHODOLOGY

      PLANT REQUIREMENTS
 1. Safety
 2. Entrance
 3. Other
          SAMPLING SITE
 1. Acceptability
 2. No. of points required
 3. Diagram in protocol
     SAMPLING METHODOLOGY
 1. Pollutant
 2. Method
 3. Remarks, additional QA, modifications
  SLIDE 205-4


 PRETEST AGREEMENT ON FACILITY OPERATION

                     PROCESS
    1. Maximum process rate
    2. Method of process rate determination
    3. Process parameters to be monitored and recorded
    4. Acceptable composition of raw materials or fuel
    5. Normal operating cycle
    6. Portions of operating cycle to be included in each run.
                                    E-13

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SLIDE 205-5                                         NOTES

PRETEST AGREEMENT ON FACILITY OPERATION
(cont)

               CONTROL EQUIPMENT
   1. Control equipment and effluent parameters to be
     monitored and recorded
   2. Normal operating cycle
   3. Normal maintenance schedule
   4. Control equipment operating procedure
               REVIEW AND APPROVAL
                     1. Agency
                     2. Facility
                     3. Tester
 SLIDE  205-6

        PRETEST AGREEMENT OF

        CONTINUING COMPLIANCE

                  PROCESS
 1. Process parameters that must be submitted to the
   agency or kept on file for inspection,
 2. Percentage by which process operations can exceed
   tested rate
 3. Future operating procedures
           CONTROL EQUIPMENT
 1. Control equipment parameters that must be sub-
   mitted to the agency or kept on file for inspection
 2, Normal operating procedures
 3. Normal maintenance schedule
 4. Frequency of scheduled inspections
           REVIEW AND APPROVAL
 1. Agency
 2. Facility
                                      E-15

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                       SECTION F.  OBSERVING THE TEST



Subject                                                               page



1.  Observer's checklist package for EPA reference test methods and

    continuous emission monitor certification (June, 1980)            F-3



2.  Observer's methods checklist (taken from Vol. Ill, QA Handbook)   F-53


3.  Slides                                                            .. ,,
                                                                      r-bo
                                     F-l

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                          INTRODUCTION





     This package contains example checklists and data sheets



which can be used during observation of EPA reference method



tests and continuous emission monitor certification programs.



Contents of the package are divided into three sections.  Section



I, Pretest Activities, contains the necessary forms to review the



protocol package and conduct the pretest meeting.  The protocol



review form can be used as a worksheet to note testing related



topics to be discussed during the pretest meeting.  The con-



tinuous emission monitor certification pretest checklist can be



used to plan the continuous monitor certification test program.



Facility operating parameters during the test and conditions of



continuing compliance should be discussed and agreed upon during



the pretest meeting.  Data sheets are included for documenting



these parameters.



     Section II, On-site Activities, contains field observation



checklists, control equipment operation forms, and a process data



form.  The field observation checklists consist of a checklist



for sample site evaluation and checklists for EPA reference



Methods 1 through 8.  These checklists can be used by the agency



observer to assist in evaluating the on-site performance of the



test team.  Continuous emission monitor certification field



checklists are also included in this section and consists of a





                               F-3

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checklist for each continuous monitor performance specification



test.



     The process data sheet is a multipurpose sheet for monitoring



process parameters during the test.  This sheet should be modi-



fied as needed to suit  each specific case.  The control equip-



ment operation forms include examples of an electrostatic pre-



cipitator data sheet, a particulate scrubber data sheet, a fabric



filter data sheet/ and a centrifugal collector data sheet.  These



forms are designed for recording the necessary control equipment



operating parameters during the compliance test.



     Section III, Post-test Activities, contains an observer's



summary form and a source test report review form.  The observer's



summary form is used to evaluate and summarize the source test



program.  Any notable occurences for the process, control equip-



ment or source test should be documented on this form.  The



source test report review form is used in evaluating the source



test report for completeness and accuracy.
                                F-4

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     SECTION I




PRETEST ACTIVITIES
         F-5

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                                                                 Page 	of
                            PROTOCOL REVIEW FORM

Plant	Source I.D.  No.
Reviewer               	Date 	
I    Source Information
     Was information complete? 	 If no;  when will  it be completed?
II   Testing Firm Information
     Was information complete? 	 If no; when will  it be completed?
Ill  Gas Stream Information
     Was information complete and acceptable? 	 If no; list problem
     When will it be corrected?
IV   Sampling Train Information
     Was a modification requested? 	 If yes; give details of the
     acceptance or rejection of the modification
V    Laboratory Analysis
     Was a modification requested? 	 If yes; give details of the
     acceptance or rejection of the modification 	
VI    Data Sheets
      Were alternative data sheets requested: 	 If yes; list sheets
      that were acceptable and nonacceptable and the reason for rejection
                                       F-6

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                                                                Page 	of

VII  Description of Process Operation
     Was information complete and acceptable?	 If no; when will
     data be completed?	

     List additional information requirements ^	
VIII Description of Emission Control Operation
     Was information complete and acceptable? 	 If no:  when will
     data be completed? 	

     List additional information requirements
                                      F-7

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                                                                 Page
                                       of
                          PRETEST MEETING CHECKLIST
Plant name
Plant address
Source to be tested
Plant representative
Plant manager 	
Test team company name
Team representative 	
Responsible person 	
Members of
test team
Agency(s)
Agency representative
Responsible person
Agency
observers
  Title
                    Date
               Phone
               Phone
               Phone
               Phone
               Phone
               Phone
Affiliation
and tasks
                                       F-8

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         PRETEST MEETING PARTICIPANTS





Name                                  Affiliation
                            F-9

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                         PRETEST PLANT REQUIREMENTS AND TESTING METHODOLOGY
Plant Requirements:
     Safety 	
     Entrance
     Other (Photo)
Sample Site
     Acceptable
No. of points req'd.
Diagram in protocol
Other
Sampling Methodology to be Used

Pollutant



Method




Remarks, additional quality assurance, and/or modifications




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                                                            Page 	of
                  CONTINUOUS EMISSION  MONITOR  CERTIFICATION
                             PRE-TEST  CHECKLIST

Plant	Date	
Address 	Unit  	
Process Description 	
I    System Description
     Monitor manufacturer
     Model No. 	Serial  No.  	
     Type system	extractive	in-situ optical  pathlength
     If extractive, is samole conditioning system used? 	
     Describe sample conditiong system 	
     Pollutant(s) monitored 	
     Type data tabulation  system
     Manufactured by 	
     System  span value 	 Percent zero offset
     Daily zero method	
 II    Monitor  Site  and  Orientation
      Location of monitoring  site  (ie.  before or after ESP,  FGD, etc.)
      Was  monitor  location  stratified 	?   If not,  how was non-strati-
      fication  determined                                                  	
                                      F-ll

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                                                              Page 	 of

     If stratified, what justification is used  to  accept this  site as  repre-
     sentative
     Cross-sectional  dimensions  of stack/duct  at monitoring  location 	 ft;
     shape 	
     Is the monitor pathlength oriented in  the plane of the  nearest upstream
     bend 	
          Note:   Include sketch  of monitor  location, including  distances
                 to nearest upstream and downstream disturbances.
Ill  Calibration Information
     Type calibration system 	
     Specify certified values  for calibration  sources
     Does values of calibration  source(s)  meet  requirements  of the  applicable
     regulation? 	yes 	no
     Are calibration sources  traceable to NBS-SRM?  	 yes  	 no
     If pressurized calibration  gases  are used,  list gases  and  describe  cali-
     bration gas sampling  and  analysis methods 	
                                    F-12

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                                                                 Page	of

     Name and  address of vendor(s)  for gases listed above 	
     Date gas cylinders will  be certified
     By whom	
IV   Performance Specification Test
     List each performance specification test to be performed
            Instrument                             Test
     Operational test period start
     Proposed test date 	
     Reference method or test procedure to be used
     List any modifications or soecial conditions to test procedures
     Other information
                                     F-13

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                                                                Page       of
                   PRETEST AGREEMENT ON  FACILITY  OPERATION

Process

  1)  Maximum process rate/capacity
  2)   Method of process weight or rate determination
  3)   Process parameters to be monitored and recorded,  and their acceptable
      limits to document process operation
  4)  Raw material  feed and/or fuel  acceptable analyzed values
  5)  Normal  operating cycle or procedures
  6)  Portions of the operating cycle that will  be represented by each run
                                     F-14

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                                                                 Page 	of
Control Equipment
  7)  Control equipment and effluent parameters to be monitored and recorded,
      and their acceptable limits to document control equipment operations
  8)  Normal operating cycle (cleaning, dust removal etc.)
  9)  Normal maintenance schedule
  10)   Manner  in which  the  control  equipment will  be  operated
 Reviewed  and approved  by:

                                                   Date
 Agency	 Facility	Tester
 Was Facility provided agency checklists? 	yes  	 no

 Was Tester provided agency checklists? 	 yes 	 no


 Is any of the above information considered confidential? 	

 If yes; was source notified to submit written justification for a confidential
   classification on each item considered confidential  	


                                       F-15

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                                                                 Page 	of
            PRETEST AGREEMENT OF CONTINUING COMPLIANCE CONDITIONS


Process

  1)  Process parameters that must be recorded and submitted to agency or
      kept on file for later inspection
  2)  Percentage by which each process parameter can exceed the tested rate
      and on what time weighted average
  3)  Future operating procedures
Control Equipment

  4)  Control equipment parameters that must be recorded and submitted to the
      Agency or kept on file for later inspections
                                      F-16

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  5)  Normal  operating procedures
  6)  Normal maintenance schedule
  7)  Frequency of scheduled inspections by agency
Reviewed and approved by:
                                                  Date
Agency	 Facility	
                                     F-17
                                                                 Page       of

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   SECTION II




ONSITE ACTIVITIES
       F-18

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                                                                 Page
                                                                           of
                         FIELD OBSERVATION CHECKLIST
Plant
Observer
                                                Run no.
                                                Date
General  Sampling Site
     Stack/duct cross-section dimensions:
     Material of construction
     Internal appearance - Corroded
     Insulation?           Thickness
     Nipple 	
              	 I.D.  	
     Straight run before ports
     Straight run after ports
Drawing of sampling location:
Length
                                           	 Equivalent  dia.
                                            Corroded           Leaks
                                           Caked  part.
                                          	 Lining  	
                              Thickness
                             Thichness
Flush w/inside wall
                                             Cross-sectional dia.
                                            Cross-sectional dia.
Minimum information required on drawing:  stack/duct dimension, location and
description of major and minor disturbances, cross-sectional view showing
dimensions and port locations.
                                      F-19

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                                                                 Page	of
                   METHOD 1  - SAMPLE AND VELOCITY TRAVERSE
                      Preliminary Procedural  Checklist

Plant	Run no.
Observer          	  	                     Date
Stack/duct type (e.g. circular,  rectangular)
Stack/duct cross-sectional  dimensions 	
Equivalent diameter (rectangular duct) 	
Nipple type (e.g. flush w/stack  wall) 	
Nipple length	 I.D.
Distance from sampling site to nearest upstream disturbance
Number of stack diameters
Distance from sampling site to nearest downstream disturbance
Number of stack diameters
Number of sampling points per traverse from Federal  Register
Number of sampling points to be used
Circular Stacks
     Are traverse points located on two diameters? 	
     Is the distance from the first traverse point to stack wall  <1.0 in.?
     Are there any modifications due to size of stack? 	
     Verification of absence of cyclonic flow? 	
Rectangular Stacks
     Grid configuration	 No.  of traverse pts.  	^_
     Traverse points located at centroid of areas?
                                    F-20

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                                                                 Page
                                                               of
Plant
Observer
 METHOD 2 - STACK GAS VELOCITY AND VOLUMETRIC FLOW RATE
         Preliminary Procedural Checklist

	 Run no. 	
                                      Date
Sampling train schematic drawing:
Modification to standard method
Verification of absence of cyclonic flow?
Type "S" pitot tube? 	Other
                                      Const, mat'l.
Pitot tube connected to:  Inclined manometer
  Range 	Approx. scale length	t
  Pitot tube coefficient
Temperature gauge 	
                                      or Magnehelic gauge
                                        Divisions
                                   Fluid type
               Type
                                    	 Attached to pitot tube?
Recent calibration of orifice meter - dry- gas meter? 	 Pitot tubes?
  Nozzles
   Thermometers or thermocouples?
                                                     Magnehelic gauges?
Number of sampling points per traverse from Federal Register
Number of sampling points to be used	
Length of sampling time per point desired
                                      Time to be used
                                    F-21

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                                                                 Page
                                                                            of
Plant
Observer
              METHOD 3 - GAS ANALYSIS AND DRY MOLECULAR WEIGHT
                      Preliminary Procedural  Checklist

             	 Run no.  	
                                                   Date
Sampling .train schematic drawing:
Modifications to standard method
  Method;   Single point grab 	
           Multi-point integrated
Probe type:  Stainless steel 	
                                      Single point integrated
                                        Borosilicate glass.
Is there a filter used to remove particulate matter?
     Type	
                              	 Diaphragm 	
                              	 Type 	
Pump type:   One-way squeeze
Is a condenser system used?
Flexible bag:   Tedlar 	
            Other
                                 Mylar
Teflon
Other
Is a pressure gauge used?
                                         Type
Are all connections tight and leak free?
Was sampling train leak checked? 	
Was sampling rate held constant? 	
                                                       (optional)
                                   F-22

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                                                                 Page    1    of  2
                         METHOD 4 - MOISTURE CONTENT
                      Preliminary Procedural Checklist
Plant
Observer
                        Run  no.
                        Date
Procedure used:  Reference
Reference Method
                     Approximate
     Conducted simultaneously with pollutant emission test?
Apparatus
     Probe:  Stainless steel
              Glass tubing
     Heated to prevent water condensation? 	
     Filter:  In-stack 	Heated out-of-stack
Condenser
     Description 	
     Modifications
     Impingers properly placed?
     Impinger content:  1st 	
                        4th
                                    Other
              2nd
          3rd
              Modifications
     Cooling system:  Crushed ice 	
     Metering system:  Vacuum gauge
                       Dry gas meter
       Modifications
                        Other
                    Pump
          Thermometers
Barometer
     Mercury
Aneroid
Other
Measurement Equipment
     Graduated cylinder
               Balance
                                      F-23

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                                                              Page 	2_ of   2


                            METHOD 4 (continued)
Procedure
     Sampling time per point 	
     Probe heater (if applicable) on? 	Temp.
     Crushed ice in ice bath? 	
     Leak-check? (optional) 	 Leakage-rate
     Sampling rate constant (within 10%)	
     All data properly recorded? 	
     Post-test leak-check? 	 (mandatory)
     Leakage rate 	

Analysis - Impinger content
     Method:  Volumetric                      Gravimetric
     Measurement of volume of water condensed:   Graduated cylinder
       Other 	
     Measurement of silica gel:  Balance 	Other 	
     Color of silica gel?	Condition	
     All analytical data properly recorded? 	
                                      F-24

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                                                                 Page    1  of   5
                      METHOD 5 - PARTICULATE  EMISSIONS
                      Preliminary Procedural  Checklist

Plant	Run  no.
Observer                                           Date
Sampling train schematic drawing:
Apparatus
     Probe nozzle:  Stainless steel                   Glass
       Design:  Button-hook  	  Elbow   _Nozzle size
                Clean?
     Probe liner:  Borosilicate 	Quartz 	Other
       Clean? 	Heating system	
     Pi tot tube:  Type S	Other	Properly attached to
       probe? 	Modifications	
       Pi tot tube coefficient 	
     Differential pressure gauge:  2 inclined manometers 	Other 	
     Filter holder:  Borosilicate glass      •      Glass frit 	
       Filter support	Silicone Gasket	
       Other                           Clean?
                                    F-25

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                                                                Page    2  of  5
                            METHOD  5  (continued)
Filter Heating System
     Description 	
     Condenser:   Number of impingers 	Clean?
       Contents:   1st	2nd  	3rd 	4th
       Cooling system 	
       Proper connections?
       Modifications
     Barometer:   Mercury	Aneroid  	Other
     Gas density determination:   Temp,  sensors  type 	
       Pressure gauge	 Temp,  sensor attached to probe?
       Other
Procedure
     Recent calibration:   Pi tot tubes
       Meter box 	Thermometers/thermocouples
     Filter checked visually for irregularities?	
     Filters properly labeled?	;
     Sampling site selected?	 Stack temp.
     Average velocity head? 	
     Pre-test leak check?	(optional)   Leakage?
     Stack gas dry molecular weight?	
     Nozzle size properly selected?	
     Selection of sampling time?	
     All openings to sampling train plugged to prevent pre-test contamin-
       ation? 	
     Impingers properly assembled? 	
     Filter properly centered? 	
                                F-26

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                                                                 Page    3  of   5
                            METHOD 5 (continued)
Procedure (continued)
     Type probe-liner:   Glass 	Stainless steel  	Other
     Silicon grease added to all  ground glass joints? 	
     Pitot tube lines checked for plugging or leaks?  	
     Meter box leveled?	Periodically?
     Manometers zeroed?
     Probe heat uniform along length of probe?
     AH@ from most recent calibration 	-
     Nomograph set-up properly? 	
     Care taken to avoid scrapping nipple or stack wall?
     Effective seal made around probe while in-stack? 	
     Probe moved at proper time? 	
     Nozzle and pitot tube parallel to stack wall at all  times?
     	 Filter changed during run? 	
       Any particulate lost?
     Data sheets complete and data properly recorded?
     Nomograph setting changed when stack temp, changes significantly?
     Velocity pressures and orifice pressure readings recorded accurately? 	
     Post-test leak check performed?	 (Mandatory)
     Leakage rate 	@ in. Hg. 	
     Orsat analysis	from stack 	 Integrated	
     Fyrite combustion analysis 	Sample location 	
     Bag system leak-checked? 	
                               F-27

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                                                                Page   4   of   5
                            METHOD 5 (continued)
Procedure (continued)
     If data sheets cannot be  copied,  record:
       Approximate stack temp.  	,  Volume  metered
       First 8 AP readings:  	  	  	  	  	  	
       Percent isokinetic calculated at end of each run?
Sample Recovery
     Brushes:   Nylon Bristle	 Other  	Clean?
     Wash bottles:   Glass                     Clean?
     Storage containers:   Borosilicate glass	Other
       Clean?                      Leak-free?
     Petri-dishes:   Glass 	 Polyethylene
       Other                            Clean?
     Graduated cylinder/or balance:   Subdivisions <2 ml? 	Other
       Balance:  Type	
     Plastic storage containers:   Air-tight? 	Clean? 	
     Probe allowed to cool sufficiently? 	
     Cap placed over nozzle tip to prevent loss of particulate?
     During sampling train disassembly:   Are all  openings capped?
               ;
     Clean-up area:  Description 	
       Clean?	Protected from wind?
     Filters:  Glass fiber	 Type	
       Silica gel:  type (6 to 16 mesh)?	New	Used
       Filter handling:   Tweezers used? 	
         Surgical gloves? 	Other
         Any particulate spilled? 	
                                F-28

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                                                                Page    2   of  2
                            METHOD  6  (continued)
Procedure (continued)
     Impinger contents:   1st:   15 ml  of  80%  isopropanol
       2nd:  15 ml  3% H202 	 3rd:   15 ml  3%  H202
     Final  impinger dry? 	
     Probe heat at proper level?
     Crushed ice around impingers?
     Pre-test leak check at 10 in.  Hg?
     Leakage rate 	
     Probe placed at proper sampling point?
     Flow rate constant at approximately 1.0 liter/min.?  (+_ 10%)
     Data recorded at least every 5 minutes? 	
     Post-test leak check at 10 in. Hg? 	
     Leakage rate	
Sample Recovery
     System purged at least 15 minutes at test sampling rate?
     Contents of impingers placed in polyethylene bottles?
     Glassware rinsed with distilled water? 	
     Liquid level marked? 	
     Sample containers sealed and identified?
                                      F-31

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                                                                 Page _J	 of   2
            METHOD 7 - DETERMINATION OF NITROGEN OXIDE EMISSIONS
                      Preliminary Procedural  Checklist

Plant                                              Run no.
Observer                                           Date
Sampling train schematic diagram:
Apparatus
     Probe:  Borosilicate glass 	Other
       Heated to prevent water condensation? 	
     Filter:  In-stack	 Out-of-stack
     Collection flas.k:  Capacity at least 2 liters? 	
       Round bottom?                      Other
     Flask valve:  t-bore stopcock?
     Temperature gauge:  Dial 	Other
     Vacuum line:  Able to withstand 3 in. Hg vacuum?
     Vacuum gauge:  U-tube manometer 	
       Divisions at least 0.1 in.? 	
       Pump type? 	,
     Squeeze bulb:  One-way	Other
     Barometer:  Mercury	   Other
                                     F-32

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                                                                 Page   2   of   2
                            METHOD 7 (continued)
Reagents
     Absorbing solution type?
Sampling
     25 ml of absorbing solution placed in flask?
     Flask valve stopper in purge position? 	
     Sampling train properly assembled? 	 Leak free?
       Stopcock grease used? 	Type 	
     Flask evacuated to 3 in. Hg pressure? 	
       Leakage from manometer observation? 	
        (e.g.) change in manometer of <_0.4 in. Hg/minute)
     Initial volume of flask recorded?
     Initial temperature of flask recorded?
     Probe purged before sampling? 	
     Sample collected properly? 	
     Flask shaken for 5 minutes after collection and disassembly from train?
     Oxygen  introduced to  flask? 	-Method used? _
     Samples properly labeled,  sealed, and stored for shipment?
                                     F-33

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                                                                 Page   1    of
         METHOD 8 - SULFURIC ACID MIST AND SULFUR DIOXIDE EMISSIONS
                       Preliminary Procedural  Checklist

Plant                                               Run no.
Observer   '	Date

Sampling train schematic diagram:
Apparatus
     Probe nozzle:  Stainless steel                  Glass
       Design:  Button-hook 	Elbow	Nozzle size
                Clean?
     Probe liner:  Borosilicate	Quartz 	Clean?
       Heating system 	
     Pi tot tube:  Type S 	 Other
       Properly attached to probe? 	
       Modifications
       Pitot tube coefficient
     Differential pressure gauge:  2 inclined manometers
       Other
     Filter holder:  Borosilicate glass 	.     Glass frit
       Filter support	Silicone Gasket	Other
       Clean?
                                     F-34

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                                                                 Page   2	of   5
                            METHOD 8 (continued)
Apparatus (continued)
     Filter heating system:   (not used unless sampling  for filterable
                              particulate matter)
       Description 	
     Condenser:  Number of impingers 	Clean?
       Contents:  1st* 	2nd 	 3rd* 	4th
       Cooling system 	
       Proper connections?
       Modifications
     Barometer:  Mercury	Aneroid 	Other
     Gas density determination:  Temp, sensor type 	
       Pressure gauge 	
       Temp, sensor attached to probe?
       Other
Procedure
     Recent calibration:  Pitot tubes
       Meter box 	Thermometers/thermocouples
     Filter checked visually for irregularities? 	
     Filters properly labeled? 	
     Sampling site selected? 	Stack temp.?
     Velocity head? 	
     Pre-test leak check? 	 (optional) Leakage?
     Stack gas dry molecular weight? 	
     Nozzle size properly selected?	
     Selection of sampling time? 	
*
  Shall be Greenburg-Smith impingers with standard tips.
                                      F-3b

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                                                                Page   3   Of

                           METHOD 8  (continued)
Procedure (continued)
     All  openings  to sampling  train plugged  to  prevent  pre-test contamination?
     Impingers  properly  assembled?
     Filter properly centered? 	
     Silicone  grease added  to  all  ground  glass  joints?
     Pi tot tube lines checked  for  plugging  and  leaks?
     Meter box leveled? 	.     Periodically?
     Manometers zeroed?
     Probe heat uniform along  length  of probe?
     AH@ from most recent calibration 	
     Nomograph set-up properly? 	
     Care taken to avoid scrapping nipple or stack wall?
     Effective seal made around probe when in-stack? 	
     Probe moved at proper time? 	
     Nozzle & pi tot tube parallel  to stack wall  at all  times?
     	 Filter  changed during run? 	
     Any particulate lost?
     Data sheets complete and data properly recorded?
     Nomograph setting changed when stack temperature changes significantly?
     Velocity pressure and orifice pressure readings recorded accurately?
     Post-test leak check performed?	 (Mandatory)
     Leakage rate	@ in.  Hg 	.
       Orsat analysis 	from stack 	 Integrated_
       Fyrite combustion analysis 	Sample location 	
                                       F-36

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                                                                Page   4   of   5
                            METHOD 8 (continued)
Procedure (continued)
     Bag system leak-checked? 	
     If data sheets cannot be copied,  record:
       Approximate stack temp.  	,  Volume  metered
       First 8 AP readings:   	  	  	 	  	  	
       Percent isokinetic calculated at end of each run?
Sample Recovery - Sulfuric Acid and Sulfur Dioxide
     System purged at least 15 minutes at test sampling rate?
     Contents of impingers placed in polyethylene bottles?
     Glassware rinsed with distilled water? 	'  .
     Liquid level marked?	
     Sample containers sealed and identified? 	
Sample Recovery - Particulate
     Brushes:  Nylon bristle 	Clean"? 	Other
     Wash bottles:  Glass                    Clean?
     Storage containers:  Borosilicate glass 	Other
       Clean?                     Leak-free?
     Petri-dishes:  Glass 	 Polyethylene
       Other                           Clean?
     Graduated cylinder/or balance:
       Subdivisions <2 ml? 	 Other
       Balance:  Type
     Plastic storage containers:
       Air-tight? 	 Clean?
     Probe allowed to cool sufficiently? 	
     Cap placed over nozzle tip to prevent loss of particulate?
                                     F-37

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                                                                Page
                           METHOD 8  (continued)
Sample Recovery (continued)
     During  sampling  train disassembly:  Are all openings capped?
     Clean-up  area:   Description 	
       Clean?
     Filters:   Glass  fiber
    Protected from wind?
   ______ Type 	
       Silica  gel:   Type  (6  to  16 mesh)?
         New                    Used
     Filter handling:   Tweezers  used?
       Surgical  gloves?	
       Other
       Any particulate spilled?
     Water:   Distilled?
     Stopcock grease:   Acetone-insoluble?
       Heat-stable silicone?
                 Other
     Probe handling:   Acetone  rinse
       Distilled water rinse ______
       Isopropanol  rinse 	
     Particulate recovered  from:   Probe nozzle 	
       Probe fitting 	Probe  liner
       Front half of filter holder
     Blank:   Acetone
Distilled water
     Any visible particles on filter holder or inside probe?
     Color of silica gel? 	-
     Method of silica gel transfer?
     All  jars adequately labeled? _
     Jars sealed tightly 	
     Jars locked up? 	
     Condition
  Liquied level marked on jars?
                                    F-38

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                                                             Page 	of
                  CONTINUOUS EMISSION MONITOR CERTIFICATION
                   OPACITY MONITOR FIELD CHECKLIST - PST 1

Plant                                                Date
Address 	Unit 	
I.   Optical Design Specifications
     Were optical design specification tests performed on site, or was the
     manufacturer's certification used?
     Was peak spectral response between 500 and 600 nm? 	
     actual value 	
     Was response at wavelengths below 400 nm and above 700 nm less then 10
     percent of peak response?	
     Was the mean spectral response between 500 and 600 nm?	
     actual value 	
     Was the angle of view no greater than 5 degrees?	 actual
     value 	
     Was the angle of projection no greater than 5 degrees? 	
     actual value 	
     Did the vendor supply a spectral response curve to the facility for this
     instrument? 	
II   Calibration Error Tests                         Date
     Filter type 	Path length used (if applicable)
      Range          Filter  ID          Optical density          Opacity
      Low	    	
      Mid         	    	    	
      High        	    	    	
     How many nonconsecutive readings were taken for each filter?
     How was data tabulated?
                                       F-39

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                                                             Page 	 of


III  Response Time                                  Date 	
     Value of high-range  point 	  Path  length  used  (if  applicable) _
     How many upscale/downscale  readings were taken?	
     How was  the zero point  computed?	
IV   24 Hour Zero and Calibration  Drift Tests
     Date tests started	Zero offset
     How many drift tests were completed?	
     Were initial  24-hour readings  taken after system was  calibrated?
     Was zero reading taken before  cleaning and adjustment?  	
     Were all drift readings taken  at 24-hour intervals? 	
     Were all  subsequent 24-hour adjustments set to the same  value  as  the
     initial  setting? 	 If not,  were any other manual  adjustments made
     at any time during the 168 h operational  test period?	 If
     adjustments were made, were they made only at 24 hour intervals?  	
     If not,  explain	
     Were zero adjustments made after the zero reading was taken,  but before
     the span reading? 	
     Were span readings taken after cleaning and zero adjustments, but prior
     to span adjustment? 	
     Was automatic zero compensation used? 	
                                      F-40

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                                                             Page 	of 	


     Did automatic zero compensation exceed 4 percent?	  If so,
     Explain procedures that followed ^	
     How many calibration drift tests were observed by agency personnel?
V    Other
     What is the equivalent diameter of the stack/duct at the exit?
     Is the opacity value read at the monitoring site corrected for stack
     exit equivalent diameter? 	
     Name and affiliation of person conducting tests 	
     Name of agency observer
                                     F-41

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                                                            Page	 of
                  CONTINUOUS  EMISSION  MONITOR  CERTIFICATION
                   S0?/N0  MONITOR  FIELD  CHECKLIST  -  PST  2
                     C-    .A
Plant
Address
Date
Unit
Type monitor
I    Calibration Error Tests
     Will  calibration error test  be  performed  using  calibration  gases or  cali
     bration gas cells?	-
     Were  triplicate reference method  tests  performed  on  each  gas mixture
     within 2 weeks of certification tests
     Was each reference method  test within 20 percent  of the  average  results?
     If calibration gas cells are used,  how were the  cells  certified?
     How many nonconsecutive readings were taken?
     How was data tabulated?
II   Response Time                                 Date
     Value of high-range point	 path length used (if applicable)
     How many upscale/downscale  readings were taken? 	
     For extractive monitors,  are gases introduced at the sample  system inter-
     face or as close to the sampling interface as possible? 	
     If not explain
                                      F-42

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                                                            Page 	of

III  2-Hour and 24-Hour Zero and  Calibration  Drift Tests
     Date test started                          Zero  offset
     How many 2 h drift tests were completed?
     How many 24 h drift tests were completed?
     Were initial 24-hour readings taken  after  the system  was  calibrated?
     Were zero readings taken before cleaning and  adjustments?	
     Were all drift readings taken at the proper intervals?  	
     Were all subsequent 24-hour adjustments set to  the  same  value  as  the
     initial setting? 	 If not,  were  any  other manual adjust-
     ments made at any time during the 163 h operational  test period?	
     If adjustments were made, were they made only at 24-hour intervals?
     If not, explain 	
     Were zero adjustments made after the zero reading was taken,  but before
     the span reading? 	
     Were span readings taken after cleaning and zero adjustments, but prior
     to span adjustment? 	
     Was automatic zero compensation used? 	
     Did automatic zero compensation exceed 4 percent? 	  If so,
     explain procedures that followed 	
     Were all 2-hour drift readings taken without making adjustments after the
     readings?	
     What visual output was used to obtain data from these drift tests? 	
                                      F-43

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                                                                 Page 	 of

     How many zero and calibration  drift tests  were.observed  by agency per-
     sonnel?	
     Explain any abnormalities  about  procedures or  data  	
IV   Field Test for Accuracy
     If monitor system employs  extractive sampling,  is  the  probe  tip  for  the
     monitoring system and the  probe tip for  the  reference  method sampling
     train located adjacent to  each other in  the  stack? 	
     If adjacent probe locations  are impractical,  attach  sketch  showing  loca-
     tion of each probe tip.   Describe any suspected bias that could  result
     from having probes located in this arrangement 	
     Was only 1  NOX test,  consisting of three individual  measurements,  per-
     formed in any 1  hour? 	
     Were- individual  measurements  performed concurrently  or within  a  3  min.
     period?     .    	
     Were a minimum of 9 NO  tests run (27  individual  measurements)?  	
     Were a minimum of 9 SOp measurements  made using the applicable  reference
     method? 	
     Was more than 1  SO? measurement performed in any one hour? 	
       Note:   Use the applicable reference method  checklist to  check  important
              parameters during  sampling.
                                    F-44

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Name and affiliation of persons conducting tests,
Notes:
Name of agency observer
                                F-45

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                                                                 Page       Of
                  CONTINUOUS EMISSION MONITOR CERTIFICATION
                   C02/02 MONITOR FIELD CHECKLIST - PST 3
Plant	Date
Address	Unit
Type monitor	
I    Response Time
     Value of high-range point
     Path!ength used (if applicable) 	
     How many upscale/downscale readings were taken? 	
     For extractive monitors, are calibration gases introduced at the sample
     system interface or as close to the sampling interface as possible?
     	 If not, explain 	
II   2 Hour and 24 Hour Zero and Calibration Drift Tests
     Date test started 	Zero offset
     How many 2 h drift tests were completed? 	
     How many 24 h drift tests were completed? 	
     Were initial 24-hour readings taken after the system was calibrated?
     Were zero readings taken before cleaning and adjustments? 	
     Were all drift readings taken at the proper intervals? 	
     Were all subsequent 24-h adjustments set to the same value as the initial
     setting? 	 If not, were any other manual adjustments made at
     any time during the 168 h operational test period?	
     If adjustments were made, were they made only at 24-h intervals? 	
     If not, explain 	
                                     F-46

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                                                                 Page 	of


II   2 Hour and 24 Hour Zero and Calibration Drift Tests (continued)
     Were zero adjustments made after the zero reading was taken, but before
     the span reading? 	
     Were span readings taken after cleaning and zero adjustments, but prior
     to span adjustment? 	
     Was automatic zero compensation used? 	
     Did automatic zero compensation exceed 4 percent? 	 If so,
     explain procedures that followed 	
     Were all 2-hour drift readings taken without making adjustments after
     the readings? 	
     What visual output was used to obtain data from these drift tests?
     How many zero and calibration drift tests were observed by agency per-
     sonnel? 	
     Explain any abnormalities about procedures or data 	
                                     F-47

-------
                                                 PROCESS  DATA DURING TEST
•O
00
Unit
Run No.
Date

Parameter

Units

Data recording interval
Test start time
Recorded by
;
End


Time
























   Notes:

-------
                 FABRIC FILTER DATA SHEET - PARAMETERS
            OF DESIGN AND OPERATION AFFECTING PERFORMANCE
Facility.
Monitor Name.
 Boiler No..
 .Test No. _
Design Efficiency.
 .Test Date.
Recording; Interval3
Sampling Time
(minutes)




















Clock Time
(24 hr. clock)



















Representative
Design
Pressure Drop
Across
Baghousr
(in. H20)





















Pressure Drop
Across
Compartment
(in. H2O)
1





















o





















3





*















4





















:•>






















Temperature range of filter fabric
Fan damper position
Fan current (amps)
Cleaning cycle
Total no. of bags in operation
Design/Normal




During Test (flue gas temp.)



b
                                      no.
                                      no.
yes.
yes.
, number.
, number.
Are any bags blanked off?b
Are any bags leaking?

'Recording intervals — 10 minutes. If a compartment is isolated sequentially for cleaning
 throughout the test timing mechanisms, data readings should be synchronized with cleaning
 cycle.
^This information is generally not available. It can be obtained during boiler shut-down prior
 to or after testing; however, for many constant demand-type boilers, this is not possible.
                                      F-49

-------
                     ELECTROSTATIC PRECIPITATOR DATA SHEET - PARAMETERS
                        OF DESIGN AND OPERATION AFFECTING PERFORMANCE
Facility
Recorded by
Design Efficiency
Boiler No.
Test No.
Test Date
Recording interval3
Sampling Time
(minutes)











-
Clock time
(24 hr. clock)












t










Representative
design
Operating voltage (kV)
Field number
1



















2



















3



















4

Operating current (mA)
Field number
1



































2



















3



















4



















Soark-
Rate
(Sparks/
minute)



















Rapper timing/sequence:
Hopper dust removal sequence:
Representative
                                             During Test:_
Representative
                                             During Test:
  Recording intervals - 15-30 minutes.
                                           F-50

-------
             PARTICIPATE SCRUBBER DATA SHEET - PARAMETERS
             OF DESIGN AND OPERATION AFFECTING PERFORMANCE
Facility.
Monitor Name.
 Boiler No.
 Test No. _
Design Efficiency.
.Test Date.
Recording Interval3
Sampling Time
(minutes)
0


















Clock Time
(24 hr. clock)



















Static Pressure
(in. H20)b
Inlet


















Outlet


















Representative
Design
Pressure Drop
Across Scrubber
(in. H20)




















Water
Flow
Rate
(gl'm)




















 aRecording intervals — 15-30 minutes.
 blf direct reading of pressure drop is not available.
                                     F-51

-------
           CENTRIFUGAL COLLECTOR DATA SHEET - P A K A -METERS
           OF DESIGN AND OPERATION AFFECTING PERFORMANCE'
Facility.
Monitor Name.
 lloilcr \o..
 Test No._
Design Efficiency
, Test Dale

Pressure drop across
collector, in. II-jO
Fan motor amperes
Design


During lest
beginning


Mid-Point


Knd


Is the collector scctionali/.cd with dumpers for control of Ap

      No	 Yes	
If yes. how were dampers positioned during test?.
Hopper ash removal sequence"

  Representative _____^__
  During test
                                       F-52

-------
           OBSERVER'S METHODS CHECKLISTS



(taken from Volume III,  Quality Assurance Handbook)
                        F-53

-------
                                             Revision No.  0
                                             Date January  15,  1980
                                             Page 10 of 12
                         METHOD 2
Sampling
Pitot tube,  lines,  and manometer assembled correctly?*
Pitot tube and components mounted in an interference free man-
  ner?*
Differential pressure gauge has correct sensitivity?*
Differential pressure gauge leveled and zeroed?*
Pretest leak check?
                          (optional)  Cyclonic flow checked? csf*s
Pitot tube parallel to stack walls?*  	
Static pressure measured?   u£S   Temperature measured?
Moisture content determined?
Orsat samples taken?  	
                                          Method
                                    If no explain:
Posttest leak check performed?*
Data recorded properly?
                                          C/£S
                                                      (mandatory)
*Most significant items/parameters to be checked.
           Figure  4.2  On- site measurements  checklist.
                               F-54

-------
                                             Section No.  3.2.4
                                             Revision No.  0
                                             Date January  15,  1980
                                             Page 2 of 12
                         METHOD 3
Sampling                         ,
Method:  single-point grab    \S    single-point integrated
         multipoint integrated __ _
Is, a filter used to remove particulate matter?
* Sampling train leak checked?  _ .  .^»
*0rsat analyzer leak checked?
All connections tight and leak free?
Sampling port properly sealed?
Sampling rate held constant?  	   \y
Sampling train purged?  	
Analysis
Molecular Weight Determination
Analyzer:  Orsat 	S    Fyrite 	  Other

Fyrite:
Reagent at proper  level  and zeroed?*	
Leak-free connection between analyzer and sample line?
Sampling line purged?*	
Orsat:
Reagents at proper  level?*
Analyzer level?  	
Leak checked?*
Sample  analyzed within 8  h?*
Sample  lines  purged?*
Excess Air-Emission Rate Correction  rO/ R-
Orsat analyzer leak checked?*   Before 	 After
Reagents  at proper level?* 	
Sampling  lines purged?*
Analysis  repeated by drawing a new sample until  the  following
  criteria are met?
      CO,,  - any three analyses differ by
        2   a)  £0.3% when CO- >4.0% 	
           b)  <0.2% when CO* £4.0% 	
           any three analyses differ by
           a)  £0.3% when O9 <15.0% 	
           b)  £0.2% when O^ >_15.0% 	
      CO - any three analyses differ by £0.3%
 All readings averaged and reported to nearest 0.1% 	


 *Most significant items/parameters to be checked.


            Figure 4.1  On-site measurement checklist.


                                F-55

-------
                                             Section No.  3.3.4
                                             Revision No. 0
                                             Date January 15, 1980
                                             Page 2 of 10
                         METHOD 4
Procedure used:  Reference     \s     Approximate
Reference Method
  Conducted simultaneously with pollutant emission test?
  Impingers properly placed?*
  Impinger content:  1st /ot*iJ tf^O  2nd /*0/n/   O  3rd
                     4th loo* S*'/t'c44£/ Modifications 	
                            i^~
Cooling System;  Crushed ice 	\S_	  Other 	
  Sampling time per point
  Probe heater (if applicable) on?      eqtgs	  Temp
  Crushed ice in ice bath?
  Leak check?   (optional) _ ^^      Leakage rate     O. O
  Sampling rate constant (within 10%)?*
  All data properly recorded?*  _
  Posttest leak check?*   (mandatory)
  Leakage rate*  _ Q. O
Analysis -  Impinger Content
  Method:   Volumetric _ \/      Gravimetric
  Measurement  of volume of water  condensed:
      Graduated cylinder _ (Aids _  Other
  Measurement  of silica  gel:   Balance 	\/     Other
  Color  of silica gel?     jb£njt.	.   Condition
  All  analytical data properly recorded?
 *Most significant items/parameters to be checked.

             Figure 4.1  On-site measurement checklist

                                 F-56

-------
                                             Section No. 3.4.4
                                             Revision No. 0
                                             Date January 15, 3
                                             Page 15 of 19
                         METHOD 5

Apparatus

Probe nozzle:  stainless steel 	^	  glass
  Button-hook 	jX	 elbow 	  size
  Clean?
Probe liner:  borosilicate   ^    quartz 	  other
  Clean?
  Heating system*
  Checked?
Pitot tube:  Type S      ^	  other
  Properly attached to probe?*  	
  Modi fi c ati ons
  Pitot tube coefficient
                         _ _    _
Differential pressure  gauge;  two  inclined manometers
  other _ _      sensitivity   Q.QI  -  O
        _ _ ^
Filter holder:  borosilicate  glass     tx" _ glass frit
  filter  support  _  silicone gasket _  other
  Clean?
                       ^
Condenser :   number of impingers
  Clean?
  Contents    1st toon!  HjQ  2nd 100 ml H±Q  3rd           4th Silita _ael
  Cooling system
  Proper  connections?
  Modifications
Barometer:   mercury   _  aneroid    \^      other
                       _ _
Gas density determination :   temperature  sensor type  •/•>? er/no a.
  pressure gauge   t£Oi*/. -  U--fube.
   temperature sensor properly attached to probe?*

 Procedure
 Recent calibration:   pi tot tubes*   yX  (/rme.r*sioNal O.hc.e.k.
   meter box*    tX^	  thermometers/thermocouples*
 Filters checked visually for irregularities?*
 Filters properly labeled?*  	ues	
 Sampling site properly selected?    t^cs     ~
 Nozzle size properly selected?*
 Selection of sampling time?
 All openings to sampling train plugged to prevent pretest con-
   tamination?     ^es	
 Impingers properly assembled?    ues	
 Filter properly centered?   . L,&s  	
 Pitot tube lines checked for plugging or leaks?*ues
 Meter box leveled?    aes	  Periodically?
 Manometers zeroed?     ^e.
                 Figure 4.5  On-site measurements.

 (continued)

                              F-57

-------
                                             Section No. 3.4.4
                                             Revision No. 0
                                             Date January 15, 1980
                                             Page 16 of 19
                         METHOD 5
Figure 4.5 (continued)
AH@ from most recent calibration
Nomograph setup properly?
Care taken to avoid scraping nipple or stack wall?*
Effective seal around probe when in-stack?    fas
Probe moved at proper time?    fas	
Nozzle and pitot tube parallel to stack wall at all times?*
  Filter changed during run?
  Any particulate lost?
                             No
Data forms complete and data properly recorded?*         	
Nomograph setting changed when stack temp changed significantly?
Velocity pressure and orifice pressure readings recorded
  accurately?*
Posttest leak check performed?*
Leakage rate    o. £>/	
                                                    (mandatory)
  Or sat analysis
                        from stack
                               @ in. Hg
                                              integrated
                                       sample location
Fyrite combustion analysis
Bag system leakchecked?*    	
If data forms cannot be copied, record:
  approximate stack temp  317 F     volume metered
  % isokinetic calculated at end of each run
                                                         S/ -f-t3
SAMPLE RECOVERY
Brushes:
  Clean?  	
Wash bottles:
  Clean?
          nylon bristle
                                         other
               glass
Storage containers:
  Clean?
                   borosilicate glass
                                                 other
Petri dishes:  glass
  Clean?    Yes
                            _  Leakfree?
                            polyethylene
                                                    other
Graduated cylinder/or balance:
  other
                              subdivisions <2.ml?*
                                                        Yes
  Balance:  type    j-r/'a/e.  k>e.drr\
Plastic storage  containers:
  Clean?
                           airtight?
                                           Y&s.
Probe allowed to cool sufficiently?
Cap placed over nozzle tip to prevent loss of particulate?*
  __,	VJ5S          	.	,	
During sampling train disassembly,are a^.1 openings capped?
Clean-up area description:       Pouter J^/aN'f JLah  	
  Clean?    fes	  Protected  from wind?
Filters:
                         Ves
                                         type
        glass fiber 	
Silica gel:  type (6 to 16 mesh)?  new?  	
Color?      hlue.	  Condition?
                                                        EH
                                                    used?
                                                   •#
 (continued)
                              F-58

-------
                                             Section No. 3.4.4
                                             Revision No. 0
                                             Date January 15, 1C?3
                                             Page 17 of 19
                         METHOD 5
Figure 4.5 (continued)
Filter handling:  tweezers used?  	
  surgical gloves?   	  other
  Any particulate spilled?*
Water distilled?
Stopcock grease:   acetone-insoluble?  	
  heat-stable silicone?  	  other
Probe handling:   acetone rinse
  distilled water rinse
Particulate recovery.from:probe nozzle    Yes
  probe fitting   	    probe  liner
  front half  of  filter holder
Blank:  acetone   Ves	           distilled.water
Any visible particles  on filter  holder  inside  probe?:*
All 3ars  adequately labeled?    Vk.s       Sealed tightly?   Yes
  Liquid  level  marked on jars?*
  Locked  up?
Acetone  reagent:   < 0.001% residue?  mill  kg oKgo.lte
-------
                                             Section No.  3.5.4
                                             Revision No.  0
                                             Date May 1,  1979
                                             Page 10 of 12
                        METHOD 6
Sampling
Bubbler and impinger contents properly selected,  measured,
and placed in impinger?* 	\/_	
Impinger Contents/Parameters*
1st:  15 ml of 80% isopropanol    y
2nd:  15 ml of 3% H0O0 	
3rd:  15 ml of 3% H0  	,X_
Final impinger dry? 	tX
Probe heat at proper level?     */	
Crushed ice around impingers?    \/	
Pretest leak check at 250 mm (10 in.)  Hg?
Leakage rate?     Q.QO4
Probe placed at proper sampling point?
Flow rate constant at approximately 1.0 £/min?*
Posttest leak check at 250 mm (10 in.) Hg?* 	
Leakage rate? 	O. O&b JLJ t
Sample Recovery
System purged at least 15 min at test sampling rate?*
Contents of impingers placed in polyethylene bottles?
Fluid level marked?*
Sample containers sealed and identified?*    >x
  Most significant items/parameters to be checked.
               Figure 4.4  On-site measurements

                               F-60

-------
                                             Section No.  3.6.4
                                             Revision No.  0
                                             Date May 1,  1979
                                             Page 10 of 11
                       METHOD 7
Sampling

Volume of 25 ml of absorbing solution placed in flask?
Flask valve stopper in purge position? 	
Sampling train properly assembled? 	
  Leak free?*     x   Stopcock grease used? _ tX"
  Type? _ £
Flask evacuated to 75 mm (3 in. ) Hg pressure? _ tX"
  Leakage from manometer observation?*    0J /m i*J
  (e.g., maximum change in manometer of £10 mm (0.4 in.)
  Hg/min ) _ ,    _
Initial pressure of flask recorded?*
Initial temperature of flask recorded?
Probe purged before sampling? _
Sample collected properly?*	tX
Flask shaken  for  5 min after collection and disassembly
  from train?*                       vX
Oxygen introduced to  flask?   /t/g   Method used? _
Samples properly labeled  and sealed and stored for shipment?
Sample Recovery
Samples  allowed  to  remain  in  flasks  for minimum of 16 h?*
Final  flask  temperature  and pressure recorded?*
Sample transferred to  leak-free polyethylene bottle?     »X
Flask  rinsed twice with  5-ml portions of distilled water
  and  rinse  added to bottle containing sample? _ *^
pH  adjusted  to between 9 and 12?*
 * Most  significant items/parameters to be checked.


               Figure  4.3.  On-site measurements.
                            F-61

-------
                                              Section No.  3.7.4
                                              Revision No.  0
                                              Date May 1, 1979
                                              Page 16 of 18
                         METHOD 8
Sampling
Impingers properly assembled?    	.
Contents:* 1st       #0 %   JTA9 -  /*6
           2nd
           3rd
           4th      200v  <*f  " SfJ/e* *£/
Cooling system         v '*'-'   ^"J'"a-J~fA
               	 -_  .._  	
Filter between 1st and 2nd impinger?
Proper connections?
*7*.W£SCJ- WW****wx^ wj-v**".* •           —yrjr^r-            ^   	
Silicone grease  added to all ground-glass joints?
£Ji JL^WWIXW ^JU Wt»»^*  fct^***^*** »*•%*• w.»_ 3 — —	 if	   •*       •- • f ^ •  i ••%
Pretest leak  check?      U*V      (optional) Leakage"? ^^//
Pitot tube lines checked'for plugging and leaks?   £**+>
Meter box leveled?     C4**>	 Periodically?  "	
Manometers zeroed?*  	iJ+*>	
Heat uniform  along length of'probe?* _
AH@ from most recent calibration 	^
Nomograph set up properly?
ivwiuw^J. t*^** h**- w» **f ^— "ir"~ ™ji *  	 —      j-'^^         ' i    i i 'j
Care taken to avoid scraping sample/port or  stack wall?

Seal around'in-stack probe effective?
Probe moved at proper time?
ri.u.i->e  uiuvcu a»- ^/j.w^/&*. v-j.".—.  	/^^^	   . i	^
Nozzle and Pitot tube parallel to'stack wall  at all times?

Data forms c^mrl0*"^^ ^ai~a properly  recorded? (Jt+J
Nomograph setting changed when^stack temperature/changes
   significantly?
  Oj.^ll.j.j.j.^a.i.i.^j.j s               f,*^	——r-i	3—j^
Velocity pressures  and orifice'pressure readings recorded
  accurately?	.	#£+*.	.	——	r-
Posttest leak check performed?*        tjiaJ    (mandatory)
Leakage rate*      0. 0J <£t J/n >'fi>		

Sampling Recovery

System purged at least 15 min at test sampling  rate?*
Filter placed in 1st impinger contents?     cStAJ	
Ice removed before purging?    M**S	     	
Contents of impingers placed in'polyethylene bottles?
Glassware  rinsed with distilled water?       cj ,^>
Fluid level marked?*
                      	   	
 Sample containers sealed  and identified?*
 Blanks obtained?* 	'
 * Most significant items/parameters to be checked.



        Figure  4.4.   On-site measurements checklist.

                              F-62

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SLIDE 206-0                                     NOTES
OBSERVING THE TEST
 SLIDE  206-1


             OBSERVING THE TEST

1. Observer's attitude and behavior are very important.
2. Observer should perform duties quietly and thoroughly.
 SLIDE  206-2
         PREPARED CHECKLISTS

1. Provide a systematic method to check key
  parameters.
2. Free observer to concentrate on observing
  procedures.
                                   F-63

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 SLIDE 206-3                                      NOTES

CONDUCT PERFORMANCE AND SYSTEMS AUDITS

               PERFORMANCE AUDIT
        Quantitative evaluations of data quality
         Examples:
          1. critical orifice
          2. audit samples for Methods 6 and 7
                  SYSTEMS AUDIT
        An  on-site qualitative inspection of total
      measurement system
         The audit includes:
          1. set up and leak-check of sampling train
          2. isokinetic sampling check
          3. final leak-check
          4. sample recovery
 SLIDE 206-4

OBSERVE FACILITY OPERATIONS USING
     STANDARDIZED DATA SHEETS

  • Assist observer in recording key data.
  • Provide data that is easily summarized.
 SLIDE 206-5

      RECORD VISIBLE EMISSIONS

 • Record visible emissions during each test.
 • Use standardized data sheets.
 » Use procedures outlined in EPA Method 9 or
  other procedures approved by the Agency.



 SLIDE 206-6

             EXIT INTERVIEW

 » Conduct exit  interview with plant and
  test team.
 » Request additional information if needed.

 • Critique test program.


                                   F-65

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         SECTION G.  DETERMINING REPRESENTATIVE FACILITY OPERATIONS

Subject                                                               Page

1.  Observing and establishing plant operating baseline conditions
    during compliance emission tests                                  G-3

2.  Slides                                                            G-37
                                      6-1

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        OBSERVING AND ESTABLISHING PLANT OPERATING BASELINE CONDITIONS
                       DURING COMPLIANCE EMISSION TESTS
                       by Gary Saunders and Bill  DeWees

     The primary role of the agency observer during an emission test is to
certify that the test was conducted under "representative" conditions and that
the testing method was proper and in accordance with any pretest protocol that
had been established.  A second, but equally important, function performed by
the agency observer is to develop an engineering profile of process and control
equipment operating conditions prior to and during the emission test.  This
paper will focus on this latter aspect.  (The agency observer will find detailed
information on observing, reviewing, and evaluating the performance of the emis-
sion testing itself in the references at the end of this paper.)
     Even though the main purpose of observing the emission test is to verify
the representativeness of the test and that acceptable testing procedures  ..  .
were followed, the facility operation during the test should be of critical
interest to the agency from several other respects.  For example, during the
initial compliance test the observer usually can determine the range of pro-
cess and control equipment parameters that the plant operator and equipment
supplier consider most optimum for achieving compliance with the applicable
emission standard.  This information is useful not only for establishing repre-
sentative operating conditions during this test or pretest protocols for subse-
quent emission tests, but also in selecting or evaluating stipulations of
operating permits, and in assisting agency inspection personnel in evaluating
future performance and continuing compliance status.  The overall process of
establishing a benchmark set of data on the facility operation is termed "base-
lining."
     Establishing a baseline is,  in its simplest meaning, documenting all -perti-
nent operating parameters as they relate to the emission characteristics of the
source; this includes both process and control equipment parameters.  The base-
line provides a fixed point of operation or a narrow range of operating  parame-
ters against which other determinations may be made.  The concurrent emission
test provides a documented emission rate(s) that may be correlated with  process
and control equipment operating characteristics derived during the test.  The
baseline  test as will be discussed  is particularly useful for  inspection person-
nel for subsequent routine inspections.
                                     G-3

-------
     The baseline may be used for several purposes.   First,  for existing sources,
baseline values may be obtained prior to a test to assist in the establishment
of representative operating conditions.  The normal  range of values  may be
recorded during a period prior to a test and these values may be specified in
a test protocol to establish representative conditions  or used as a  starting
point in negotiating the test protocol with the plant.   Comparison of compli-
ance test  parameters with those specified in the protocol help establish whether
the process and control equipment were operating at representative conditions
as specified.  Second, for new sources, the initial  compliance test  establishes
the values of  operating parameters that correspond with measured emission rate
and a comparison against design values.  This provides  a fixed reference point
to compare future operating data against for establishing normal operating ranges.
Third, the values of the baseline parameters provide comparison data for evalua-
tion of routine inspection results.  By knowing the effects  of the various pro-
cess and control equipment operating parameters on emissions, comparison will
assist in  evaluating the direction and magnitude of any changes in performance.
Fourth, documentation of the baseline data will assist  in setting specific
ranges on  important parameters for inclusion into an operating permit (if
required by the agency).  Finally, the baseline test provides a fixed reference
point to compare long-term performance trends that are  particularly  of interest
in discussing  continuous compliance aspects.  Proper evaluation of data may
assist in  establishing preventive maintenance schedules as well as provide an
indicator  for  any design or installation problems that  may exist.  In addition,
the rate at which the normal operating parameters move  off from baseline values
may assist the agency in scheduling routine inspections and periodic compliance
tests.
     The types of data that should be recorded is dependent upon site-specific
factors (i.e., the type of source or process, the product(s) produced, the con-
trol equipment installed).  For that reason the agency  observer and  the inspector
(if different  from the observer) should become aware of the site-specific factors
that affect the emissions, and take steps to obtain that data.  In some instances
it will be difficult to separate and correlate all effects of the variations in
the process and control equipment parameters.  However, by acquiring as complete
understanding  as possible of the facility production process and its controls
prior to the test through review of permits and previous operational history

                                     6-4

-------
and published technical information.  The agency observer can frequently identify
key parameters which will have the most influence on emission levels.  It is
strongly recommended that the baselining focus only on select parameters rather
than gathering all data indiscriminately.  Collection of data which has no
significance can be inefficient and counter productive.  Considerable effort is
resolved in recording and analyzing all process and control equipment data nor-
mally available at a facility.  The inspector must be selective in which data
to collect to ease this burden.  Also certain data may be of proprioritory
nature and considered confidential business data which will require special
handling and safe keeping.  It is best not to incur this responsibility if
it can be avoided.
     Although it is suggested that the agency collect all pertinent data, the
agency should be certain that 1) the data is needed and a change in its value
has an effect on the intended purpose of future data use and 2) the data is
accurate to the point that the recorded value has some meaning.  Some instru-
ments have calibration factors attached, some instruments have no direct rela-
tionship but are used as mere indicators of some operational change and finally
many instruments either do not work or read incorrectly.  When an operation and
maintenance program or permit to operate is issued based on a range of process
and control equipment parameters, the agency must be certain that the readings
are of true value or of a fixed relationship to a given operation.  This may
require prior maintenance and calibration of the key parameter instrumentations
prior to the performance test and on a designated basis thereafter.  It may
also require the installation of additional instrumentation.
     During the baseline source test the agency observer must essentially con-
duct an inspection obtaining all the operating parameters for evaluation.  (See
reference no. 	for conducting plant inspection.)  The only major difference
between this and any routine inspection is the fact that emission testing is
occurring simultaneously to the inspection.  Thus, the observer cannot spend
all his time observing the test as he has other responsibilities.  Process
and control equipment parameters should be checked throughout the test; and
it is usually a good idea to obtain data for the week previous to and after
the stack test to demonstrate representative conditions during the test.  This
may require 50 percent of the time with the process and control equipment with
the remainder split between Method 9 opacity observations and observing test

                                    6-5

-------
 procedures.   It is advisable to have two agency persons on site when there  is
 not easy access between the sample site and control rooms.  The use of the
 field inspector responsible for that facility to perform the facility observa-
 tion and visible emission readings is strongny recommended.  This will enhance
 the field inspectors knowledge and importance at that facility.
      The remainder of this paper will  discuss specific process and control
 equipment operating conditions and measurement parameters which most often
 affect the nature and amount of emissions.  In a paper of this length it  is
 not possible to cover the subject in sufficient detail necessary to perform
 an actual baselining.  The reader is advised to carefully read the additional
 technical guides and reports listed in the reference section.  The information
 presented below is intended to provide only an overview of the baselining pro-
 cedure and introduce the reader to specific items that should be considered
 in conducting a detailed plant inspection as part of the emission test verifi-
 cation.
 ESTABLISH REPRESENTATIVE CONDITIONS
      As  stated in Section 60.8(c) "Performance tests shall be conducted under
 such conditions as the Administrator shall specify to the plant operator  based
 on representative performance of the affected facility." "The owner or operator
 shall  make available to the Administrator such records as may be necessary to
 determine representative operating conditions to be used while conducting per-
 formance tests."  The agency must take full advantage of this requirement by
 having the facility submit a written test protocol describing representative
 process  and  control  equipment operating parameters and mode of operation.   If
 the  facility is told that their permit to op'erate, operation and maintenance
 program  and  future agency inspections will be based on conditions recorded
 during the performance test,  their testing protocol would likely be more
 detailed and realistic.   It will  also save the agency the time that would be
 required to  establish a  basis  to  work from.
      It  is helpful  if a  standardized form can be sent to the facility that will
 indicate the level  at which the agency intends to baseline the facility.  Figure
 1  shows  the  minimum that would  be agreed upon for future use of the data.  Figure
 2  shows  a  standardized use of  data  for a power plant.  Figure 3 shows the mini-
mum  items  that  must  be agreed  upon  for the testing protocol.  Figure 4 is a
standardized data  form for agreement of a testing protocol for a power plant.
                                     G-6

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            PRETEST AGREEMENT OF CONTINUING COMPLIANCE CONDITIONS


Process

  1)  Process parameters that must be recorded and submitted to agency or
      kept on file for later inspection
  2)  Percentage by which each process parameter can exceed the tested rate
      and on what time weighted average
  3)  Future operating procedures
Control Equipment

  4)  Control equipment parameters that must be recorded and submitted to the
      Agency or kept on file for later inspections
                                    FIGURE  1
                                      G-7

-------
  5)  Normal  operating  procedures
  6)  Normal  maintenance schedule
  7)  Frequency of'scheduled  inspections by agency
Reviewed and  approved  by:
                                                  Date
Agency	 Facility	
                               FIGURE  1  (continued)
                                      G-8

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                              ALLOWABLE OPERATING PARAMETERS FOR A POWER PLANT

     Process:  Applies only to sources without complete or proper continuous monitoring capability or to
               sources that the continuous monitoring equipment is not operating properly for an 21 day
               period.
        Parameters
Allowable limits compared to average compliance test conditions
Time weighted basis
en
i
     Steam production


     Megawatt rate


     Excess air
     Fuel analysis:

     Ash content
     Sulfur content
110% of the average steam production tested rate


110% of the average megawatt tested rate


aZ% increase in oxygen content over the average tested excess
 air value while operating at or about 90% of the average
 steam production rate


An increase of 1.0% ash content above the average ash content
analysis of the test fuel
cAn increase of 0.25% sulfur content above the average sulfur
 content analysis of the test fuel
                          A decrease of 0.50% sulfur content below the average sulfur
                          content analysis of the test fuel
8 hour average
recorded hourly

8 hour average
recorded hourly

1 hour average
recorded hourly
monthly average
collected daily
combined and ana-
lyzed weekly

monthly average
collected daily
combined and ana-
lyzed weekly

monthly average
collected daily
combined and ana-
lyzed weekly
      Does not apply during changing load conditions.

     3Ash content is the ash content divided by the heating value of the fuel.
      Sulfur content is the sulfur content divided by the heating value of the fuel.

     'Does not apply to flue gas desulfurization systems.

      Applies only to coal fired boilers with electrostatic precipitators.

                                                 FIGURE 2

-------
                             ALLOWABLE OPERATING PARAMETERS FOR A POWER PLANT

Fabric filters - Torn bags must be replaced or blanked off whenever the facility exceeds the allowable
  visible opacity for more than 2 hours in any 24 hours and/or every 120 days.  Bags may be blanked off
  up to 15% of the total bags as long as the facility meets the visible emission limits.  All torn and
  blanked off bags must be replaced every 12 months or when over 15% of the bags are blanked off, which-
  ever is more restrictive.  The agency must be notified under the following conditions if the boiler is
  to be operated:
     1)   30 days prior to all scheduled maintenance
     2)   Whenever the allowable visible opacity limit is exceeded for more than 2 hours in any 24 hours
     3)   If the facility plans on by-passing the baghouse for any reason.

Agency Inspections:
The agency will make at least one scheduled inspection every year to review the execution of the con-
ditions of the conditional compliance.  The facility will be notified of the date of the first inspec-
tion in the conditional  compliance letter from the agency.  The facility will have all required data
available for inspection.  The facility will then be notified after each scheduled and unscheduled in-
spection of the results of the inspection, any actions that must be taken by the facility and the date
of the next scheduled inspection.  This does not waive the right of the agency to make as many unsched-
uled inspections as they deem necessary to ensure "good working operation" by the facility.
                                      FIGURE 2  (continued)

-------
                          ALLOWABLE OPERATING PARAMETERS  FOR A POWER  PLANT

Fuel feed will operate on - Manual  	Automatic 	

Combustion air will  operate on - Manual	 Automatic	

Fly ash reinjection  - Yes 	No	

Soot blowing - Continuous 	Intermittent	Maximum  frequency

Bottom ash removal  - Continuous	Intermittent	Maximum  frequency

Control Equipment:   (SIP)
Flue gas conditioning - No	Yes  	Acceptable conditions  	
Fly ash removal  - Continuous 	Intermittent	Maximum frequency

Scheduled preventative maintenance 	
Electrostatic precipitator - A once-a-shift recording  of all  individual  fields  in  the electrostatic
  field is on or off.   The agency must be notified  under the  following conditions  if the boiler  is
  to be operated:

     1)  Complete outage of all  fields
     2)  50% or more outage for more than 24 hours  of  boiler  usage
     3)  25% or more outage for 48 hours of boiler  usage
     4)  Any outage for more than 60 hours  of boiler usage  during any 30 day  period

Scrubbing system - A once-a-shift recording of the  scrubbing  liquid  to steam  production rate ratio.  The
  agency must be notified under the following conditions if the  boiler is  to  be operated:

     1)  Complete stoppage of liquid flow
     2)  50% or less ratio of liquid to steam production for  more than 24  hours of boiler usage
     3)  80% or less ratio of liquid to steam production for  more than 48  hours of steam production
     4)  90% or less ratio for more than 60 hours of boiler usage in any 30 day period
                                     FIGURE 2 (continued)

-------
                   PRETEST AGREEMENT ON FACILITY OPERATION

Process

  1)  Maximum process rate/capacity
  2)  Method of process weight or rate determination
  3)  Process parameters to be monitored and recorded, and their acceptable
      limits to document process operation
  4)  Raw material feed and/or fuel  acceptable analyzed values
  5)   Normal operating cycle or procedures
  6)   Portions of the operating cycle that will  be represented by each run
                                 FIGURE 3


                                     G-12

-------
Control Equipment
  7)  Control equipment and effluent parameters to be monitored and recorded,
      and their acceptable limits to document control equipment operations
  8}  Normal operating cycle (cleaning, dust removal etc.)
  9)   Normal maintenance schedule
  10)   Manner in which the  control  equipment will  be  operated
 Reviewed and approved by:
                                                   Date
 Agency	Facility	Tester
 Was Facility provided agency checklists? 	yes	no
 Was Tester provided agency checklists? 	 yes 	no

 Is any of the above information considered confidential? 	
 If yes; was source notified to submit written justification for a confidential
   classification on each item considered confidential 	
                             FIGURE 3 (continued)
                                       G-13

-------
                             FACILITY OPERATING PARAMETERS DURNG TEST PERIOD
                                            FOR A POWER PLANT
Process
Designation of unit being tested_
Boiler nameplate capacity
Electric generator capacity	
Firing type - Front wall	
Boiler operation - Base load_
                                     Opposed wall
                                                            _Pounds steam/h
                                                            jnegawatts
          Vertical
                                                               Peak  load
                  Tangential  or corner_
          Parameter
                           Acceptable  limits
units
where gathered
Interval  or recording
I
t—'
-p.
      Steam production
      Megawatt rating
      Fuel scales,
       meter
      Excess air
                                                Ib steam/h
                                                megawatts
Fuel sample - Wt per collection_
Fuel feed - Manual     _____
Combustion air - Manual
Fly ash reinjection - No	
Soot blowing - Continuous	
Bottom ash removal - Continuous
                                                Yes
                                                              Interval  of  collection^
                                                              Au toma ti c	
                                                              Automatic        	
                                                Intermittent
                                                   Intermittent
                      Location(s)_
                              Frequency_
                              Frequency_
                                                  FIGURE 4

-------
                        FACILITY OPERATING PARAMETERS
                    DURING TEST PERIOD FOR A POWER PLANT
Fuel
               Fuel type                             Percentage
Coal  	,     	            	
Oil	            	
Gas
Other
Coal (classified by ASTMD 388-66)
     Bituminous     subbituminous     anthracite     lignite
Coal feed measurement and location
     Automatic conveyor scale
     Batch weighing - dumping hoppers
     Other (describe)	     .	
     Location of scale	
     None
Liquid fossil fuel
     Crude     residual     distillate
Liquid fuel feed measurement and location
     Volumetric flow meter, make	model
     Other (describe)			
     Location of meter	
     None
Gaseous fossil fuel
     Natural gas     propane     butane     other
Gaseous fuel feed measurement and location
     Volumetric flow meter, make	model
     Other (describe)	
                             FIGURE 4 (.continued)
                                      6-15

-------
                        FACILITY OPERATING PARAMETERS
                    DURING TEST PERIOD FOR A  POWER  PLANT
Location of meter	
None
Other fuel (describe).
     Other fuel feed measured by_
FUEL ANALYSIS
PROXIMATE ANALYSIS - As-fired solid and liquid  fuels
    Component                            % by weight
                          Typical                      Acceptable Range
Moisture	
Ash	
Volatile Matter	
Fixed Carbon	
Sulfur
Heat value, Btu/lb .	
or ultimate analysis - which includes the proximate analysis plus the following
     Nitrogen	
     Oxygen  	.       	
     Hydrogen	 _      	
     Carbon
                              FIGURE 4 (continued)
                                     G-16

-------
                   FACILITY OPERATING PARAMETERS DURING TEST PERIOD FOR A POWER PLANT
Control  Equipment
Parameter

Acceptable limits

Units

Inhere gathered Interval of recording

Flue gas conditioning - No Yes Explain
CD
,L Fly ash removal
Continuous Intermittent Frequency
~.j
Normal maintenance schedule


Conditions of Test Runs
Run 1

Run 2
Run 3
Other
                                            FIGURE  4  (continued)

-------
     To help ensure that the data  is  collected properly it is also  helpful  to
prepare standardized data forms as shown  in  Figures 5, 6, 7, 8, and  9.   Since
this paper is unable to provide the required detail, it is suggested that  the
agency either use a person knowledgeable  with the specific type of  process or
obtain the required reference material  and/or training in plant inspection
procedures.
PROCESS PARAMETERS
     The process parameters that may  be monitored are as numerous as the types
of industry and, therefore, specific  guidelines would require site  specific
plans.  However, process parameters generally fall into four general headings:
raw material inputs, production (output),  fuels needed for the process  and mode
of operation.  Effluent characteristics may  also be considered a process related
parameter but may be related more  closely with the control equipment than  the
process in some cases.  The monitoring  and recording of the facility operations
is the responsibility of the facility.  The  observer's responsibility  is to
see that it is conducted in a proper  manner  and report any changes  that need to
be made to the facility contact.  The observer should never tamper  with any
equipment or handle or mark on operating  logs.
     It is usually advisable during a baseline test to obtain process  parameters
on a routine schedule of 1/2 hour  intervals  and to note any sudden  changes that
occur during the test period.  In  specific,  the observer is checking to see that
the process is operating as prescribed  in the test protocol and to  determine if
any significant shifts in process  parameters occur during or between test  runs.
If these shifts occur it is then the  responsibility of the agency to determine
the magnitude of the effect on emissions  and if it compromises the  representa-
tiveness of the emission test.  For example, in a recent test on a  cement  kiln,
the kiln speed was reduced for maintenance during a test run.  The  observer
did not report the reason for this decrease  nor did the operator in his logs.
However, there had been an increase in  opacity and ESP rapper spikes prior to
this reduction in kiln speed and feed rate.  After several hours the production
rate was increased and the opacity gradually returned to the levels observed
prior to "malfunction" or operational problem.  Unfortunately, one  of  the  test
runs was conducted during this period without apparent indication  in the reporting
                                    G-18

-------
                                          PROCESS DATA DURING TEST
  Record the following data every 30 minutes during compliance test  (SIP).
  finish of each test and obtain copy of chart(s).
                                       Mark chart at the start and
Parameter
Recording time
Steam load
Air load
Megawatt
co2
°2
Soot blowing
Bottom ash removal
Fly ash removal
Opacity
Units
24 h
Ib/h
Ib/h
megawatt

01
h
minutes
minutes
minutes

Values










Integrator factor










vo
  Fuel feed - Manual
  Combustion air - Manual
  Fly ash reinjection  - No_
                       Automatic_

                       Automatic
Yes
Locations
                                                    FIGURE 5

-------
                         FUEL INPUT DATA DURING TEST
Automatic weighing or metering
                                Counter (totalizer) Reading
                                Time          Coal           Oil           Gas
End test                        	         	         	        	
Begin test                      	         	         	        	
Difference                      	         	         	        	
Units fed during test           	         	         	        	
Counter conversion factor       	         	         	        	
Fuel per counter unit           	tons    	gal      	ft
                                                                    3
Fuel fed during test            	tons    	gal      	ft
Fuel sampled during test
Number of samples               	         	         	
Total quantity of sample        	         	         	
Date of last calibration of
automatic metering device       	         	         	
Manual weighing or other procedure.  Use this space for monitoring procedure
and calculations.
                                   FIGURE 6
                                     G-20

-------
Facility 	
Recorded by  	
Design Efficiency
                     ELECTROSTATIC PRECIPITATOR DATA SHEET - PARAMETERS
                        OF DESIGN AND OPERATION AFFECTING PERFORMANCE
Boiler No.
Test No.
Test Date
Recording interval*1
Sampling Time
(minutes)






•












Clock time
(24 hr. clock)





Operating voltage (kV)
Field number
1





i











Representative
design













2



















3



















4



















Operating current (mA)
Field number
1



















2



















3



















4



















Soark-
Rate
(Sparks/
minute)



















Rapper timing/sequence:
Hopper dust removal  sequence:
    Representative,
                                              During  Test:_
    Representative_
                                              During  Test1..
  Recording intervals  -  15-30 minutes.
                                    FIGURE 7
                                            6-21

-------
             PARTICULATE SCRUBBER DATA SHEET - PARAMETERS
             OF DESIGN AND OPERATION AFFECTING PERFORMANCE
Facility.
Monitor Name.
 Boiler No.
 Test No._
Design Efficiency.
.Test Date.
Recording Interval"
Sampling Time
(minutes)
0


















Clock Time
(24 hr. clock)



















Static Pressure
(in. H20)b
Inlet


















Outlet


















Representative
Design
Pressure Drop
Across Scrubber
(in. H20)




















Water
Flow
Rate
(gPIT>)




















'Recording intervals — 15-30 minutes.
blf direct reading of pressure drop is not available.
                               FIGURE 8
                                    6-22

-------
                 FABRIC FILTER DATA SHEET - PARAMETERS
            OF DESIGN AND OPERATION AFFECTING PERFORMANCE
Facility.
Monitor Name.
 Boiler No..
 .Test No._
Design Efficiency.
 .Test Date.
Recording Interval*
Sampling Time
(minutes)




















Clock Timr
(24 hr. clock)



















Representative
Design
Pressure Drop
Across
Baghouse
(in. H20)





















Pressure Drop
Across
Compartment
(in. H2O)
1





















2





















3





"















4





















D






















Temperature range of filter fabric
Fan damper position
Fan current (amps)
Cleaning cycle
Total no. of bags in operation
Design/Normal




During Test (flue gas temp.)



b
                                      no.
                                      no.
yes.
yes.
, number.
, number.
Are any bags blanked off?b
Are any bags leaking?1*
* Recording intervals — 10 minutes.  If a compartment is isolated sequentially for cleaning
 throughout the test timing mechanisms, data readings should be synchronized with cleaning
 cycle.
 This information is generally not available. It can be obtained during boiler shut-down prior
 to or after testing; however, for many constant demand-type boilers, this is not possible.
                                     FIGURE  9
                                       G-23

-------
of results  (Figures 10, 11,.12, and 13).   In addition,  the  test  runs  were con-
tinued the  next day during a process change (from Type  I  to Type II cement)
and during  the period of changeover the emission  characteristics were in a
state of transition that had a significant effect on  emissions and  the opera-
ting characteristics of the ESP.  Had sufficient  documentation not  been pro-
vided, agency personnel would probably be unable  to piece together  the cause of
the performance change (FiguresH and 15) and then the  return to "normal" con-
ditions.
     Raw material characteristics that should be  monitored  include  the quantity
of all raw  materials, chemical composition (including elemental  analysis if
needed), the size distribution of the feed materials  (if  applicable), moisture
content, and any feed cycles that are present if  the  raw  material  feeds are
not continuous.  All recycle loops should be included in  the materials balance,
as the amount and type of materials recirculated  generally  will  affect emission
rates.  To  the extent possible continuous strip chart recorders  are valuable in
providing real-time data and should be used where available. Otherwise, visits
to process  monitoring areas at a reasonable frequency is  necessary  to provide
adequate documentation.
     The product characteristics should also be monitored including production
weight, chemical and physical characteristics, particle size, density (specific
or bulk), temperature and in the case of steam production,  pressure.   Although
many of the characteristics are typically not measured  during the test, those
parameters  that significantly affect performance  should be  measured for com-
parison with data obtained in the future.  Care must  be taken to protect the
confidentiality of this data, if required by the  plant, for it  is in  these
areas that  most sources are most sensitive about  releasing  data.
     In those processes utilizing a fuel  for heat input the fuel type and heat
content of  the fuel should be specified.   Other parameters  that  are commonly
of interest are the sulfur content of the fuel, the ash content  (not  applicable
to all fuels), and any chemical components that are included in  the fuel that
might affect the performance characteristics of the process and/or  control
equipment emission rate or emission characteristics.
     The final process check is the mode of operation.  M|my processes have
several modes for which they can be operated.  The two  general  modes  are auto-
matic and manual.  However, there are many variations that  would allow the
facility to divert pollutants, shut down auxiliary or cleaning  systems, change
                                    G-24

-------
                             SLURRY  FEED AND  INSUFFLATION DUST  RATE  FOR MAY 4,  1981
•
                                                     FIGURE 10

-------
                                         OPACITY STRIP CHART  FOR MAY  4,  1981
                                                   (0120 to 0520 h)
SD
I
                                                       FIGURE 11

-------
OPACITY STRIP CHART FOR MAY 4, 1981
         (0640 to 1200 h)


              FIGURE 12

-------
                                          OPACITY STRIP  CHART  FOR MAY 5, 1981

                                                    (1040 to  1600 h)
CT3
I

I i

'
                          o
                          o
                          10
                                                                   €*>
3
CM
O


O
                                                        FIGURE  13

-------
                       OPACITY STRIP CHART FOR MAY 5,  1981  (1210  to  2400  h)

                                 AND MAY 6, 1981  (0120 to  0240 h)


                                             5

                                                                                     >.

                                                        	O	
                                                                                      —o
                                                                                      	*

o


                                             FIGURE 14

-------
                              FIGURE 15
1200
1000 —
             1         2         3         «         5
                                  FIELDS

                   Secwtorjr current, ESP 10 recovery boMer
     6


26. 1980.
 1000
                       23456


                  Secondary current. ESP 10 recovery boiler, October 28, 1900.
       COMPARISON  OF BASELINE AND  INSPECTION  VALUES
                      FOR  SECONDARY CURRENT

                                G-30

-------
pollutant reinjection systems, use manufacturer's personnel and not facility
personnel, or even extent the normal operating cycle.  For many sources the
mode of operation is probably the most difficult parameter to determine repre-
sentative operations.  A process flow chart should be reviewed with the facility
and discuss the options as to the manner in which the process can be operated.
Also if any of the processes are controlled manually during the test this must
be its normal mode of operation.  No cleaning (i.e., soot blowing) or auxiliary
systems should be shut down unless they rarely operate during the normal opera-
tions.  All pollutant reinjection (e.g., fly ash reinjection, insufflation)
systems should be in operation.  Operational cycles that extend beyond their
normal time should not be considered representative.
CONTROL EQUIPMENT PARAMETERS
     The establishment of baseline parameters for the control equipment is also
useful in determining operating characteristics and compliance capabilities
during future routine inspections.  As explained in the process parameter sec-
tion, the mode of operation is  important.  Two types of control equipment are
particularly amenable to baselining:  ESP's and Wet Scrubbers.  Fabric filters
and mechanical collectors may also be baselined but in many cases operation
and maintenance play a major role in the long-term performance and there are
relatively few indicators that  are truly useful in the sense of baseline para-
meters.
     The emission test will provide the basic data common to all control equip-
ment, including gas volume, composition, and temperature, pollutant emission
rate, and an average opacity.   In addition, for each control equipment category
the final disposition of the collected material should be determined (disposal
provisions).  And, if a simultaneous inlet test is performed, the efficiency
of the control equipment may be determined.  The specifics for each category
are discussed below.
FABRIC FILTERS
     The fabric filter seems least amenable to the baseline concept because
there are few numeric parameters that easily relate to the performance.  The
major factors influencing baghouse performance appear to be initial design,
maintenance of fabric filter components, and protection of fabric from attack

                                     G-31

-------
 by undesirable gas  temperatures and/or gas compositions.  However, some para-
 meters may be measured or  calculated to assist in the evaluation of performance
 where large changes have occurred.
      The two parameters most  often determined ere the static pressure drop
 and the air-to-cloth (A/C)  ratio.  Although changes in these values do occur,
 they may not be significant from the standpoint of a final emission rate.  They
 may, however, place constraints on process operating conditions if there is a
 significant change  in these parameters.  In addition, they may also indicate
 a  level of required and/or  preventive maintenance to avoid sudden failures of
 baghouse components.   For example, an increase of the A/C ratio over baseline
 conditions will  usually result in an increased pressure drop and may change
 cleaning cycle requirements as well as increasing maintenance requirements.
 Whereas, a sudden decrease  in the static pressure may indicate a bag failure
 and a requirement for maintenance,  (usually noted by an increase in opacity)
      The pressure drop of most interest is that across the entire baghouse from
 inlet to outlet.  Multiple  pressure drop indicators for multiple compartmented
 baghouses are generally not of interest except as indicator of proper compart-
 ment isolation during cleaning cycles.   Otherwise, compartments tend to be
 self-balancing for  pressure drop and will  automatically adjust gas flow in
 each compartment accordingly.  The static pressure drop should be measured
 periodically throughout the test.
      The frequency  and cycle of the cleaning mechanism should be recorded.  The
 operation of the cleaning mechanisms should be confirmed and its affect on the
 pressure drop and visible emissions recorded.   There are several cleaning modes
 available for reverse air and shaker baghouses and the effect on pressure drop
 and  emissions may be  substantial  if the cleaning cycle is changed.  Pulse-jet
 baghouses tend not  to be a  problem in this regard since they are usually on a
 continuous  cleaning cycle.
      The fabric  type  should also be determined prior to or during the baseline
 test  because  the fabric places constraints on gas temperature, gas composition,
 and particulate compositions that may be passed through the fabric.   Changes
 in process  operation  or raw materials may damage bags if undesirable charac-
 teristics or  chemicals are present.  In addition, changes in fabric may change
to a  slight degree the performance of the baghouse in reducing emissions due
to structual  differences in the fabric weave.
                                    G-32

-------
     If possible and if safety conditions permit an internal examination of
the baghouse is useful to pinpoint potential problem areas and to qualitatively
evaluate baghouse performance.  Safe entry procedures must be used to avoid
contact with toxic substances, asphixiants, or explosive gas compostions.  How-
ever, the recommended procedure is to observe the interior of the baghouse
from an open hatch without actually entering the equipment.
ELECTROSTATIC PRECIPITATORS
     Electrostatic precipitators are, perhaps, the most amenable pieces of
control equipment for establishing baseline values.  Through a combination of
parameters and knowledge of ESP operating characteristics it is possible to
estimate the performance of the ESP at any other time of interest after base-
line performance has been determined.
     Electrical parameters for primary voltage, primary current, secondary
voltage and secondary current should be recorded periodically during the test.
These values when combined with plate area, gas flow rate, and physical size
of the ESP provide a number of useful parameters.  In addition, trends within
the electrical data are useful in diagnosing the performance of the ESP.  The
items of interest include an increase in secondary current from inlet to Qut-
let, an increase in power input from inlet to outlet, total power input, a
decrease in sparking from inlet to outlet, the actual superficial velocity
through the ESP (ft/sec), the gas treatment time, actual specific collection
area (SCA, ft2 of plate/1000 acfm), specific corona power (watts/1000 acfm),
and the power density (watts/ft2 of plate area).  These provide the primary
indicators of performance when coupled with the baseline stack tests.  Agency
personnel should confirm the operation of all rappers and the rapper frequency
and intensity from control board settings.  In addition, agency personnel should
determine the size of the T/R (from specification plates on the T/R) and deter-
mine if the T/R control cabinet is in manual or automatic control mode.
     In some cases it may be necessary to correlate resistivity of the dust
to process feed composition and/or operating characteristics.  Chemical analysis
of the dust may be necessary to establish acceptable levels of chemical compon-
ents needed to obtain satisfactory performance of the ESP.  Modification of
process operating conditions, process feed, or the addition of conditioning
agents may be suggested by the baseline criteria.  However, when changes in

                                    G-33

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 these parameters  occur ESP  performance will typically shift.  For those person-
 nel  responsible for inspecting  ESP's, the baseline values provide a fixed point
 of reference against which  the  inspection data may be compared.  Figure 14 shows
 a  comparison between a baseline test and data obtained during the inspection
 four months  later.   Performance had decreased significantly and is immediately
 obvious when one  of the major indicators of performance, secondary current, is
 plotted.  The trouble  had occurred in the south chamber although the north
 chamber was  not up  to  its previous level during the inspection.
 MECHANICAL COLLECTORS
      The performance of the mechanical collector is very sensitive to particle
 size distribution shifts around the 5 to 10y range as well  as to the mechanical
 condition of the  collector.  Pressure drop shifts across the mechanical collec-
                                           t
 tor are not  very  meaningful in  correlating performance because the shifts in
 pressure drop tend  to  be small.  In addition, opacity-mass  relationships are
 not very useful since  most  mechanical collectors pass a large portion of light
 scattering particles below  2y regardless of operation.  The opacity will shift
 only slightly with  changes  in performance unless an inlet particle size shift
 occurs.
      Baselining mechanical  collectors involves calculating  inlet velocity to
 inertia!  separators  and examining the physical condition of mechanical collec-
 tor for any  signs of physical disturbance to the inertia! separation process.
 This includes inleakage, damaged or plugged cones in multiclones or cyclones,
 and  excessive wear.  These  conditions will  inhibit the performance capabilities
 of  the collector.   Empirical relationships for collection efficiency, pressure
 drop and gas  volume  may sometimes be developed to evaluate  overall efficiency
 but  are dependent upon  nonvarying particle size distributions.
 WET  SCRUBBERS
      If the  instrumentation is available, establishing baseline conditions can
 be quite  useful in evaluating the performance of wet scrubbers.  Some key para-
meters  may be defined and correlated to scrubber performance.  The most common
 indicators used are  pressure drop, liquid-to-gas ratio (L/G in gal/1000 acfm
or 1/m3) and  throat  velocity in venturi scrubbers.   In general, an increase
 in these three values means improved performance.  However, most scrubbers
have difficulty collecting particles in the 0.1 to 2.Op range due to a
                                     G-34

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 transition in collection mechanisms and thus, as part of the baseline test
a particle sizing test may be suitable.
     Liquor quality and flow rates should be determined to all scrubber deli-
very points.  Both dissolved and suspended solid levels should be determined
in water quality analysis as should any potential corrosive material to the
scrubber shell (pH, chlorides, and sulfates).  The volumetric flow rates to
the scrubber, presaturator, sump, blow-down, make-up, and demister should be
determined to establish a material balance.  The removal of the particulate
matter from the sump should be discussed.  In some cases, the issue of water
quality and water flow have a major impact on performance of the scrubber parti-
cularly high temperature applications.  What is to be avoided is a test scenario
where clean water is used during the test and at all other times recycled water
with elevated level of dissolved and suspended solids, established by equili-
brium conditions, is used.  Unless clean water is to be used at all times
(once through type systems) the scrubber should be operated some period of
time before the baseline test to establish a representative baseline performance
value.
     Physical components should be checked prior to a baseline test if safety
permits.  These components include water distribution systems such as weirs
or spray nozzles, demister cleanliness and water coverage, and maintenance
capabilities of these systems.  A scrubber depends upon good water and gas
distribution for proper operation and  if proper coverage does not exist and
maintenance capabilities are not provided, then deterioration from baseline
values may be substantial and the agency should be alerted to potential problems.
FACILITY OPERATION DURING PERFORMANCE  TEST
     The previous discussions have dealt with the method of choosing the correct
operating parameter and acceptable values.   It should be noted that during the
performance test that the process and  air pollution equipment is either new or
is in its best maintained shape.  Also, all  operating parameters are probably
at the optimum point of an acceptable  range.  This is the main reason that the
facility should be required to have an operation and maintenance program to
keep the equipment and operating parameters  at or near these conditions.  This
set up of the equipment is generally referred to as "fine tuning."  However,
on occasion the facility will cross over the line of fine tuning to a point of

                                    G-35

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atypical conditions that can be or is only maintained during the short duration
of the performance test.  Also procedures can be used to give reduced emission
rates for a short time period.  Some examples are shutting off the power to an
ESP  the night before the test and leaving the rappers on to clean the plates,
the  use of auxiliary booster pumps to add more liquid flow to a wet scrubber,
having outside personnel set operating conditions with portable instrumentation
not  usually available at the existing facility,  and having additional personnel
operating the source in such a manner that emissions are reduced during each run
and  then released between runs.  Although these  cases are not common, the faci-
lity should be informed that it will  be operated by its own personnel and that
additional and outside personnel cannot make changes within 8 hours prior to
the  test or during the testing period, lest the  test be considered nonrepre-
sentative of normal operating conditions.
SUMMARY
     Baseline testing allows the establishment of indicative parameters that
the  agency may use for comparative purposes during inspections for permits,
and  for comparing source to source performance.   This documentation also allows
the  agency to specify representative testing and operating conditions.  It does
require a splitting of effort away from the actual  stack test team observation.
However, the benefits that are produced far outweigh any inconvenience, if the
need ever arose, for full documentation of operating conditions that are diffi-
cult to reconstruct after-the-fact.   Thus, during the emission test an agency
can  obtain data useful in conducting  future surveillance of plant compliance
in addition to helping determine the  validity of the emission test results.
This paper may seem extreme in nature unless you considered that an ESP with
an 99.9 percent collection efficiency, shutdown  for only four days will exceed
its annual emission rate.  The need for continued compliance has become very
obvious and has be substantiated by recent reports.
                                    G-36

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SLIDE  207-0                                    NOTES
     OBSERVING AND ESTABLISHING
PLANT OPERATING BASELINE CONDITIONS
      DURING PERFORMANCE TEST
 SLIDE 207-1

         PURPOSES OF DETERMINING
    REPRESENTATIVE FACILITY OPERATION

 1. Evaluate performance test
 2. Establish operation and maintenance programs
 3. Issue permit to operate
 4. Reference point for future evaluations
 SLIDE 207-2


          BASELINE CONCEPT

 Defn:
     The documentation of all pertinent operating
   parameters for both process and control equip-
   ment operations to provide a narrow band of
   operating parameters against which determina-
   tions can be made.
                                  G-37

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 SLIDE 207-3                                          NOTES

            FACILITY BASELINE
             PROCESS STEPS
1. Have facility provide written test protocol.
2. Review protocol using agency staff knowledge on
  specific industry and/or other information.
3. Make a pretest visit, check parameters, and finalize
  protocol.
4. Observe testing to ensure  representative facility
  operation and properly recorded parameters.
 SLIDE 207-4

AGREEMENTS ON TESTING PROTOCOL
   PROCESS:
     • parameters to be monitored and recorded
     • acceptable values for each parameter
     • process samples to be taken and analyzed
     • mode of operation
     • instruments to be added and/or calibrated
 SLIDE 207-5


(cent.)
        CONTROL EQUIPMENT:
      • parameters to be monitored and recorded
      • acceptable values for each parameter
      • control equipment effluent samples to be
        taken and analyzed
      • mode of operation
      • instruments to be added and/or calibrated

                                       G-39

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SLIDE 207-6                                       NOTES


      METHOD OF BASELINE ASSESSMENT
     TEMPERATURE        GAS VOLUME/VELOCITY
• Thermocouple              • Pitot Tube
• Thermometer               • Manometer
       MOISTURE         • Tachometer (Fan RPM)
• Wet Bulb/Dry Bulb           • Ammeter (Fan Current)
• Psychometric Chart          • Manometer (Fan Static Press.)
       GENERAL           STATIC PRESSURE DROP
• Stop Watch                • Manometer
• Tape Measure                 GAS COMPOSITION
• Pressure Gauge             • Fyrite, Orsat
• Water Row
 SLIDE 207-7


 PROCESS OPERATION

   • Raw Materials
   • Fuel
   • Process Rate
   • Mode of Operation
  SLIDE  207-8


              PROCESS CONDITIONS
     RAW MATERIALS          EFFLUENT QUALITY
 • composition                • air volume
 • size distribution              • uncontrolled emission rate
 • moisture                  • particle size distribution
 • feed cycles                 • temperatures
          FUEL            • condensables
 • heat input                  • moisture
 • fuel quality                 • opacity
 • sulfur content               • oxygen content
 • ash content                   PRODUCT QUALITY
 • special components          • moisture
     PROCESS WEIGHT      • particle size
                           • density (specific, bulk)
                           • temperature

                                     6-41

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 SLIDE  207-9
                                                         NOTES
     PROCESS MODE OF OPERATION

• Manual or automatic operation
• Cleaning and auxiliary systems
• Pollutant reinfection
• Normal period for process cycles
• Diversion or circumvention of pollutants from air
  pollution control equipment
• Operation personnel
 SLIDE  207-10
       CONTROL EQUIPMENT CONDITIONS
        GENERAL
• temperature
• air volume
• collected pollutant
  discharge rate
• opacity
      FABRIC FILTER
• static pressure drop
• air-to-cloth ratio
• fabric type
• cleaning system operation
• internal conditions
     ELECTROSTATIC
      PRECIPITATOR
• secondary current
• power input
• rapper operation
• actual specific collection area
• actual superficial velocity
• power supply controller made
• internal conditions
      MECHANICAL
• static pressure drop
• inlet velocity
• internal conditions
 SLIDE 207-11


          CONTROL EQUIPMENT
          MODE OF OPERATION

• Manual or automatic operation
• Collected pollutant removal cycle
• Cleaning cycle
• Auxiliary or gas conditioning systems
                                       6-43

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 SLIDE  207-12                                       NOTES
  RECORDING FACILITY OPERATION
• The source should perform all data logging.
• Use standardized data sheets for both the
  process and control equipment data.
 SLIDE  207-13

    RESULTS OF FACILITY BASELINING

 • Performance test can be properly evaluated.
 • An operation and maintenance program can be
   established.
 • Permit to operate can become an effective enforce-
   ment tool.
 • Future inspections by agency can be more effective
   in determining compliance and reasons for non-
   compHance.
   SLIDE  207-14

             NOTE OF INTEREST

    A 99 9% efficient ESP shut down for 4 days will
  exceed one year's emissions at its rated efficiency.
                                       G-45

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           SECTION H.  SOURCE TEST REPORT REQUIREMENTS AND REVIEW

Subject                                                                    Page

1.  Observer's summary form (taken from the Model Compliance Testing
    Protocol manual)                                                       H-3

2.  Source sampling report format                                          H-6

3.  General review guide for emission test reports                         H-9

4.  Slides                                                                 H-25
                                       H-l

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                                                                         1   of
                                                       Source  I.D. No.
                           OBSERVER'S SUMMARY  FORM
Source name
City and State
Type of process
Type of control equipment
NSPS regulation and effective date
Reference Method(s) and effective date(s)
Process Observation
     Form no.
     Observer	Agency
     Description of process and process operation during testing:
                                    H-3

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                                                                  Page    2    of    3
                     OBSERVER'S SUMMARY  FORM (continued)
Control Equipment Observation
     Form no.
     Observer	__^_ Agency
     Description of control equipment and  control equipment  operation during
     testing:	
Source Test Observation
     Form no.
     Observer	Agency
     Description of any noteable  occurances:
                                   H-4

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                                                                 Paqe   3   of   3
                     OBSERVER'S SUMMARY FORM  (continued)

Visible Emission Observation
     Form no.
     Observer 	Agency
     Reading ranged from	to 	percent opacity
     Maximum average for any test	percent opacity
     The source was/was not in compliance with the opacity reading of 	
     at the time observations were made.
     Was source operating representatively during any or all  violation?  (If
     applicable) 	^	
Other Observations
     List any items that may require attention in the future:
     Process operation 	

     Control equipment operation 	
     Test team sampling procedures

     Other
Prepared by	Date
Reviewer                                              Date
                                    H-5

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                        SOURCE SAMPLING REPORT FORMAT


Results of the performance test shall  be submitted  to the  agency by the facility

representative within forty-five (45)  days of the completion  of the field work.

This report should include, but not be limited to,  the following:

     1.  Format and information as shown in Figure  1.

     2.  Certification by the test team leader that the sampling and analyti-
         cal procedures, and data presented in the  report  are authentic and
         accurate.

     3.  Certification by a responsible representative of  the testing firm
         (preferably by a professional  engineer) that all  the testing details
         and conclusions are accurate  and valid.

     4.  Certification on the process  rate sheet by the facility representa-
         tive of the facility operations during the performance test.

     5.  Data sheets found in Section  F of this manual  and any other data
         sheets that meet the approval  of the agency prior to use should be
         used to record data.  All  applicable blanks should be filled in.

     6.  All calculations must be made using the applicable equations as shown
         in the Federal Register.  An  example calculation  should be shown for
         one run.

     7.  Final results must be presented in English and metric units and con-
         tain two significant digits for each run.   Values may be rounded off
         to three significant digits after the calculation of each equation
         and to two digits for the final results or all digits may be carried
         in the computer and only rounded to two significant  digits for the
         final results.  All rounding  off of numbers will  be  performed in ac-
         cordance with the ASTM 380-76 procedures.
                                     H-6

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     Cover

1.   Plant name and location
2.   Source sampled
3.   Testing company or agency,  name  and  address

     Certification

1.   Certification by team leader
2.   Certification by reviewer (e.g., P.E.)

     Introduction

1.   Test purpose
2.   Test location, type of process
3.   Test dates
4.   Pollutants tested
5.   Observers' names (industry and agency)
6.   Any other important background information

     Summary of Results

1.   Emission results
2.   Process data, as related to determination of compliance
3.   Allowable emissions
4.   Visible emission summary
5.   Discussion of errors, both real  and  apparent

     Source Operation

1.   Description of process and control  devices
2.   Process and control equipment flow diagram
3.   Process data and results, with example  calculations
4.   Representativeness of raw materials  and products
5.   Any specially required operation demonstrated

     Sampling and Analysis Procedures

1.   Sampling port location and dimensioned  cross-section
2.   Sampling point description, including labeling system
3.   Sampling train description
4.   Description of sampling procedures that deviated
     from standard methods
5.   Description of analytical procedures that deviated
     from standard methods
                  Figure 1.  Source sampling report format.
                                     R-7

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Figure 1.  (continued)
     Appendix

1.   Complete results with example calculations
2.   Raw field data (original, not computer printouts)
3.   Laboratory report, with chain of custody
4.   Raw production data, signed by plant official
5.   Test log
d.   Calibration procedures and results
7.   Project participants and titles
8.   Related correspondence
                                     H-8

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                 SOURCE TEST REPORT REVIEW FORM
PLANT                            SOURCE ID NO.
DATE REPORT RECEIVED	      RECEIVED FROM

REVIEWER                         DATE REVIEWED
                         REPORT CONTENTS


                                                   YES   NO   OK

Cover

     1.  Plant name and location                   	
     2.  Source sampled                            	
     3.  Testing company or agency,                	
         name and address

Certification

     1.  Certification by team leader              	
     2.  Certification by reviewer               .  	
         (e.g., P.E.)

Introduction

     1.  Test purpose                              	
     2.  Test location, type of process            	
     3.  Test dates                                	_.	
     4.  Pollutants tested                         	
     5.  Observers' names  (industry and            	
         agency)
     6.  Any other important background            	
         information

Summary of Results

     1.  Emissions results                         	
     2.  Process data, as related to               	
         determination of compliance
     3.  Allowable emissions                       	
     4.  Visible emissions summary
     5.  Discussion of errors,  both  real
         and apparent                              	 	 	
                               H-9

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           SOURCE TEST REPORT REVIEW FORM  (Continued)
                          REPORT CONTENTS
Source Operation

     1.  Description of process and
         control devices
     2.  Flow diagram
     3.  Process data and results, with
         example calculations
     4.  Representativeness of raw
         materials and products
     5.  Any specially required
         operation demonstrated

Sampling Procedures

     1.  Sampling port location and
         dimensioned cross section
     2.  Sampling point description,
         including labeling system
     3.  Sampling train description
     4.  Description of sampling procedures
         that deviated from standard methods
     5.  Description of analytical procedures
         that deviated from standard methods
                                                    YES
NO   OK
Appendix
     1.  Complete results with example
         calculations
     2.  Raw field data  (original, not
         computer printouts)
     3.  Laboratory report, with chain of
         custody
     4.  Raw production  data, signed by
         plant official
     5.  Test Log
     6.  Calibration procedures and
         results
     7.  Project participants and titles
     8.  Related correspondence
                               H-10

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           SOURCE TEST REPORT REVIEW FORM (Continued)






                        REPORT COMMENTS







Review Comments



     Were calculations validated	yes	no



     If yes, were any results greater than normal round off




     errors	yes	no



     Were any sampling or analytical procedures unacceptable



     	_y e s	no



     Were any process or control equipment operations



     unacceptable	yes	no



     List any unacceptable items_	
     List any additional  items  requested  from the source or



     tester after  report  reviewed	yes	no



     List items and  reason  for  request	
     This  report  is  	acceptable,  	unacceptable



     give  reason(s)  for unacceptability	
      Comments reviewed by
                               H-ll

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                IV.  INSTRUCTIONS FOR PERFORMING THE  EMISSION
                              TEST REPORT REVIEW
A.   INTRODUCTION
     Emission tests are conducted for a specific purpose and seldom address
all areas concerned with a detailed emission evaluation.   Related data and
documentation such as process operation during the testing is seldom presented
in emission test reports.  The primary purpose of the emission report review
is to evaluate the available data and to determine if the data can be used in
support of the specific project.  Project data requirements should be estab-
lished before performing the emission test review.  Data requirements differ
for standard setting, supporting existing standards, and screening studies.
Otherwise test data may be eliminated due to some minor deficiency unrelated
to the specific project data requirements.
     Deficiencies in the report should be noted and properly explained.  Recom-
mendations should be made for obtaining the desired information when the
report does not meet the established project requirements.  Perform additional
visible emission observations, obtain a detailed process description, and
contact the state observer for additional data are examples of recommendations.
Important comments, observations, and determinations should be fully expressed
and explained to support the recommendations.
     The following instructions describe the parameters used in performing the
emission test report review.  If a section of this review is not applicable
(used) in the review procedure, the reviewer should write NOT APPLICABLE
across the entire page.  Leave the instructions attached to the final review
so that any reader can use the review.  The instructions are listed in chrono-
logical  order for reference.
                                   H-12

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B.   REVIEW SUMMARY INSTRUCTIONS
     This section is to briefly summarize the results of the report review.
Each phase of the emission measurement program should be addressed; specifi-
cally the purpose of the test, process operation, control equipment operation,
sampling and analytical procedures, and summary of results.  Deficiencies
should be noted and specific recommendations and conclusions made.
     Two pages have been provided for the review summary.  Additional attach-
ments may have to be included for reports dealing with multiple pollutants or
sources.
     Purpose of Test:  State the purpose of the emission test.  The following
are normal types of emission tests:  compliance, control efficiency (manu-
facturer's guarantee), research, continuous monitor certification, etc.
     Purpose of Review:  Summarize what the data will be used for; such as in
the specific project, New Source Performance Standard background  information.
     Process Operation During Tests:  Determine if process operations met
test requirements and summarize with conclusions.  As a minimum,  the report
should provide a process description and flow diagram and  state whether the
process operated normally during the testing period.  Summarize key process
data such as rated capacity, type of fuel used and other raw materials, and  if
the process is cyclic, batch, or continuous.
     Control Equipment Status During Testing:  Summarize control  equipment
data contained in the report and determine  information necessary  to complete
the specific project requirements.  The report should ifentify the type,
manufacturer, and operating status of the control equipment during the test
period.
                                   H-13

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     Sampling and Analytical Procedures:  Sampling and analytical procedures
should  be  adequately described.  Sampling location, equipment, sample recov-
ery, analysis, calibrations, and quality assurance procedures should be
reviewed.   Each  step of the sampling and analytical procedures should be
properly documented.  Generally, EPA reference and/or proposed methods should
have been  used if applicable.  If EPA reference methods were not used, evalu-
ate the test method used and compare to the applicable EPA reference method.
This comparison  should be in detail and should determine if a bias in the
results is evident.
     Sampling and analytical procedures for each pollutant should be evaluated
separately.  This includes but is not limited to visible emissions, particle
size determinations, and process materials sampling.
     Summary of  Results:  Summarize the emission data (average pollutant
concentration, visible emissions, particle size distribution, etc.) applicable
to the  specific  project.  Extraneous data should not be included in this
summary.   Note any bias (positive or negative) in the results due to sampling
or analytical procedures, process operation, etc.  State why the results were
biased.
     Recommendations and Conclusions:  Specifically state how the data con-
tained  in  the report should be utilized in the project.  Make concise recom-
mendations on how to improve or alleviate the data deficiencies.  Conclusions
should  address accuracy, precision, and reliability of the results.  These
judgments  should be discussed in the conclusions.
                                   H-14

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C.   REPORT DATA REVIEW INSTRUCTIONS
     There are four sections to the review checklist:  Introduction,  Source
Operation, Test Procedures and Results, and Documentation.  A separate page
has been provided for each section.  The reviewer will have to use more than
one page for portions of the review if multiple pollutant sampling, several
test locations, and/or various process operating conditions are encountered.
For example, if a source was tested for sulfur dioxide and particulate at a
single location, use two separate pages for the Test Procedures and Results.
In addition, a blank form has been provided to encourage additional item
listing and review comments.
     The reviewer should address each item by placing a check in the appropri-
ate column(s) or by indicating that this item is not applicable by writing
NA in the comments column.
     The YES column should be checked if the report provides complete or
partial information requested for the item and the NO column if the informa-
tion was not provided.  The OK column has been provided to indicate that the
data presented in the report for the specific item met project requirements.
All deficiencies or other observations should be entered  in the comment
column.  Every item will not be applicable to the general  review requirements,
In this case, enter NA in the comment column for Not  Applicable.
     Project requirements should be established for  each  item in order to
effectively review the emission test report.  The reviewer should  consult
with the individual(s) for whom he  is performing the  review to establish the
specific project requirements.  This approach is recommended to minimize
rejection of valid emission test reports/data due to  report deficiencies not
applicable to the project goals.
                                    H-15

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     Following are some general guidelines and explanations for each section
of the Report Review:
C 1. INTRODUCTION
     This  section determines if the report includes who,  what, when, where,
and why.   All items  in this section are self-explanatory.

C 2. SOURCE OPERATION
     The emission test report should address the process  and control equipment
status during the test period.  Item 2 and 6 of this section refer to process
and control equipment monitoring.  The emission test report should indicate
that the test team and/or monitor were aware of the process and control
equipment  operating  status.  Statements in the report concerning normal
process operation, process upsets, or control equipment malfunctions during
testing are indications that process and control equipment monitoring were
performed  during the testing.  The raw materials input to the process should
be addressed.  For example, the type of waste burned in an incinerator during
the tests  should be  described and compared to the normal  type of waste burned
in the incinerator.
     List  any process, control equipment, or pollutant monitors mentioned  in
the emission test report.  Comments should be made concerning operation and
calibration status of the monitor.
C 3. TEST  PROCEDURES AND RESULTS
     Each  page should address one type of pollutant and one sampling location.
This approach should be used to organize and clarify the  comments for a
specific pollutant at a specific sampling location.
                                    H-16

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     The emission test report should address the items listed in this  section
and the reviewer should be able to determine how each phase of the sampling
and analysis were performed.  For example, if the sampling method requires
the sampling train to be purged, did the report mention this, along with how
long the train was purged?  If the sample pH has to be adjusted during sample
recovery prior to analysis, did the report mention this was done?
     Quality assurance procedures should be evident in the data presented if
not specifically addressed.  Were audit samples used by the laboratory?  If
samples were analyzed by another laboratory, were spike samples provided?
Was the dry gas meter calibration checked in the field?  These are all examples
of quality assurance procedures.  As a minimum, calibration requirements
specified by the test method should have been performed.
G 4. DOCUMENTATION
     All field and analytical data used in the calculations should be recorded
on a data sheet.  The reviewer should be able to perform the complete calcu-
lation procedure from the  recorded data provided in the emission test report.
Any assumptions, such as the exhaust gas was assumed  to be air with a molecular
weight of 29, should be specifically stated and validated.
     All calibration procedures and data should have  been provided in the
emission test report.  Pre- and post-test calibrations required by the test
method should be available in the report.
D.   SUMMARY DATA SHEET INSTRUCTIONS
     This sheet has been provided to summarize the emission test report data.
Blank columns have been provided for the reviewer to  summarize data of speci-
fic interest to the project.  This could be visible emissions, particle size
data, or source stack conditions  (percent moisture, stack temperature, etc.).
                                   H-17

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SLIDE 208-0                                        NOTES
   SOURCE TEST REPORT
REQUIREMENTS AND REVIEW
 SLIDE  208-1

     OBSERVER 'S SUMMARY REPORT
 THE OBSERVER MUST DOCUMENT:
     • facility operation.
     • visible emission determination.
     • emission testing procedures.
     • other observations.
 SLIDE 208-2
      PERFORMANCE TEST REPORT
      MINIMUM ACCEPTANCE CRITERIA
 1. Certification by test team leader
 2. Certification by reviewer (RE.)
 3. Certification by facility representative
 4. Legible data sheets
 5. Calculations using equations from Federal Register
 6. Example calculations for at least one run
 7. Final results presented in English and metric units
   and containing two significant digits

                                    H-19

-------
 SLIDE 208-3                                        NOTES
 PERFORMANCE TEST REPORT FORMAT
 1. Cover
 2. Certification
 3. Introduction
 4. Sumary of Results
 5. Source Operations
 6. Sampling and Analytical Procedures
 7. Appendix
 SLIDE 208-4

            REPORT REVIEW
                PURPOSE
   To evaluate and determine if data can be used in
 decision making process.
            REVIEW STRATEGY
 1. Establish data requirements.
 2. Use a written review package.
 SLIDE 208-5

REPORT REVIEW PACKAGE
           PARTI
Review Summary
           PART II
Report Review
    A. Introduction
    B. Source Operation
    C. Test Procedures and Results
    D. Documentation
          PART III
Summary Data Sheet
                                   H-21

-------
 SLIDE 208-6                                 NOTES
DATA REQUIREMENTS
   • Completeness
   • Accuracy
 SLIDE 208-7

  NOTIFICATION OF
 COMPLIANCE STATUS
                              H-23

-------
               SECTION I.  NSPS DETERMINATION OF APPLICABILITY

Subject                                                               Page

1.  New source performance standards determinations of
    applicability (memo from Director, DSSE, to Directors of
    Air and Hazardous Materials Division of Regions I, V, VII,
    VIII, and IX, and Directors of Air and Waste Management
    Division of Region II, III, IV, VI, and X, dated 1-27-82          1-3
                                     1-1

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Code    Reference
                       Question
 Affected    Deter-
regulation  mination
                                                            Discussion
A- 3
A- 4
Letter to Ind.
State Bd. of
Health (July 3,
1973 - Suzuki)
Stauffer Chem.
Co., (July 31,
1973 - Wilson)
A- 7  Combustion
      Engineering
      (Beals, Region
      IV, April 18,
      1975)

A- 8  Santa Marina  "
      Refinery
      (June 18, 1975
      O'Connell-R.
      IX)
60.14(e.)(2)
Would the replacement   60.2(h)
of mechanical dust
collectors with more
efficient electro-
static precipitators
bring a source with-
in the applicability
of NSPS?

Would an increase in
production rate of a
facility be considered
a change in the method
of operation?
                 May a boiler continue   60.11(d)
                 to operate should any
                 major unavoidable mal-
                 function occur in an
                 FGD system?

                 If modifications to     60.14
                 an existing facility
                 cause:  (1) an in-
                 crease in emissions
                 of a pollutant; and
                 (2) an overall de-
                 crease in emission
                 of that pollutant
                 at the source, is
                 the facility subject
                 to NSPS?
               No
Condi-
tional
               Yes
               No
          This could not be considered a modi-
          fication since there is no increase
          in emissions.
An increase in production rate 1f
the design capacity of the facility
is not exceeded would not be consid-
ered a change in the method of op-
eration.  However, an increase in
production rate above the design
capacity would be a change in the
method of operation.
However, it is clearly not the in-
tent of 60.11(d) to allow sources
to continue operating for any ap-
preciable length of time after mal-
functions are detected.
An overall decrease in emissions
from the source is not considered a
modification under 60.14(d).
Update - This determination was
based on the EPA definition of sta-
tionary source as a combination of
facilities.   Using this definition,
NSPS did not apply when an existing
facility was modified such that net
emissions of any pollutant from the
entire plant (combination of facili-
ties) decreased.   The U.S. Court of
(continued)

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 (continued)
Code    Reference
      Question
 Affected    Deter-
regulation  mlnatlon
                     Discussion
A- 9  Escanaba Paper
      Mill (August 5,
      1975, McDonald,
      R-V)
A-ll  Gleason, OGC,
      to Carrol 1,
      DSSE,
      September 26,
      1975


A-12  01 in Corp.
      Sulfuric Acid
      Plant
      (October 8,
      1975, Harrison,
      (R-VI)
Does installation of
nozzles allowing
existing boilers to
burn No. 6 fuel oil
constitute a modifi-
cation?

Does modular control
of sources with in-
stallation phased
over an extended
time period meet
NSPS requirements?

Calculations indi-
cate that a process
modification will
probably not result
in an increase in
emissions, but this
is not certain.  Are
performance tests
necessary?
60.14(e)(4)    No
Sec. Ill,      No
CAA.
60.2(h)
Yes
        Appeals for Washington,  D.  C.  in
        ASARCO vs.  EPA (January  27, 1978),
        ruled the EPA definition must  be
        rejected as inconsistent with  the
        language of the Clean  Air Act.  If
        modifications to an  existing faci-
        lity cause an increased  in  pollu-
        tant emissions, the  facility is
        subject to NSPS, even  if net emis-
        sions at the plant decrease.

        The facility is exempt under
        60.14(e)(4) because  this unit  was
        already burning #2 oil.
"EPA lacks affirmative authority to
permit operation of a source not in
total compliance with NSPS, unless
noncompliance is...beyond the source
owner's control."


Tests must be made before and after
the modification for emissions of
S02 and acid mist.
(continued)

-------
(continued)
Code    Reference
                       Question
                         Affected    Deter-
                        regulation  mlnation
                                    Discussion
A-16
A-22
A-24
A-26
Memo (E. Reich
to Dave Kee)
October 15,
1976
Do NSPS apply to
sources reconstructed
after the proposal
date for the appli-
cable standard?
Memo (R. Wilson  Is a new boiler in-
to I. Dickstein) stalled as an aux-
      April 1, 1976
Memo (T.
Harrison to E.
Reich)
August 12, 1976
Revised
November 24,
1976

Letter to Clark
Oil & Refining
Corp. (T.
Voltaggio to
R. Bruggink)
August 27, 1976
60.15
Yes
                        60.5
               No
iliary to an existing
boiler a modification
of an existing source,
bringing both the new
and old boilers under
NSPS?

Is a gas fired gene-    60.2(h)
rator which has been    60.1
modified to burn fuel
oil required to meet
NSPS only when burning
fuel oil?
               No
Does the Tutwiler
method (UOP Method
9-59) adequately
demonstrate compliance
with S02 NSPS for the
Wood River Refinery?
60.8(b)
(4)
Yes
 Reconstructed  sources  are bound by
 the  same  applicability data  as  new
 sources.
         Only the new boiler would be subject
         to NSPS.
NSPS apply to any stationary source
which contains an affected facility,
the construction or modification of
which is commenced after the date of
publication of the standard appli-
cable to that facility.


This determination does not mean
that the Tutwiler method is an ap-
proved equivalent or alternative
method for NSPS compliance.
(continued)

-------
 (continued)
Code    Reference
                       Question
                         Affected    Deter-
                        regulation  ruination
                       Discussion
A-27
Letter to Baker
& Daniels (T.
Voltaggio to J.
Carney)
August 26, 1976
A-38
Memo to R-IV
(E. Reich to
H. Bergman)
July 5, 1977
a)  Will construction   60.2(h)
of a proposed sulfur
recovery facility con-
stitute modification
of a refinery?

b)  Will construction
of a proposed sulfur
recovery facility at an
existing refinery con-
stitute construction of
a new sulfur recovery
plant under NSPS?
In determining whether  60.14
a modification has oc-  (b)(l),
curred, does EPA or     (b)(2),
the source have the     (d)
burden of proving
whether or not emis-
sions from an existing
facility have in-
creased?
  No      The sulfur recovery facility will
          not increase emissions from any af-
          fected facility.
Condi-    Proposed NSPS for sulfur recovery
tional    plants were published in 41 FR
          43866 on October 4, 1976.   Should
          construction commence after this
          proposal date the facility would be
          subject to NSPS.

          Although 60.14(b)(l) indicates that
          there is an initial burden on the
          Agency to consider the emission fac-
          tors in AP-42 to determine if there
          is an increase in emissions, the bur-
          den shifts to the source if AP-42 (or
          another superior alternative emission
          factor) fails to clearly indicate an
          increase or decrease in emissions.
          In the situation where the emission
          level cannot be established clearly,
          both the provisions of 60.14(d) and
          60.14(b)(2) indicate that the bur-
          den is on the source to demonstrate
          to the Administrator's satisfaction
          that the changed conditions do not
          result in an increase in emissions.
          You may proceed on the assumption
          that, since emissions cannot be de-
          termined clearly, there has been an
          increase in emissions, and permit
(continued)

-------
(continued)
Code    Reference
                       Question
                         Affected    Deter-
                        regulation  mination
              Discussion
A-40
Memo to R-VI
(E. Reich to H.
Bergman)
July 19, 1977
A-42
Memo to R-IV
(E. Reich to
J. Uu)
September 29,
1977
a)  Must EPA or the     60.11
source prove that a
malfunction has oc-
curred?

b)  If a malfunction-   60.11(d)
ing source does not
expeditiously move
back into compliance,
is it still considered
to be in a state of
malfunction?

What procedure should   60.8(a)
be followed when an
affected facility has
not been performance
tested in the 180 day
period following start-
up due to shutdowns
caused by equipment
malfunction?
                                                              No
source documentation  that  there has
been no  increase  should  the assump-
tion be  disputed.
The source has the burden  of proving
that a malfunction has occurred.
                                                                Such a source would be considered to
                                                                have moved from a state of malfunc-
                                                                tion to a state of noncompliance.
Consider issuing a 113(a) order re-
quiring the owner or operator to
notify the Administrator upon re-
startup (by telephone; to be fol-
lowed by confirmation in writing)
and also requiring a performance
test as soon as practicable there-
after but no later than 30 days
after restartup.  If the facility
is unable to operate at the maximum
production rate for the initial per-
formance test, a subsequent perform-
ance test may be required when the
facility achieves maximum production
in order to assure compliance with
the standard.
(continued)

-------
   (continued)
   Code    Reference
                                Question
                         Affected    Deter-
                        regulation  mination
             Discussion
   A-50  Memo to R-VI
         (E.  Reich to
         H.  Bergman)
         May 9,  1978
   A-51  Letter to
         Envirosphere
         (W.  Stevenson
         to T.  Carney)
         May 22,  1978

M  A-56  Memo to  R-VIII
         (E.  Reich to
         L.  Vinson)
         August 20,  1979
  A-59  Memo  (Reich  to
        Jacobs)
        August 20, 1980
CO
Does conversion from    60.14
gas to coal, gas to     (e)(4)
oil, or oil to coal in
a wet process Portland
cement kiln constitute
modification under
NSPS?

May source-specific     60.11(e)
opacity standards be
established under
NSPS?


May a source remove     60.13
continuous monitors     (b), (e)
during performance
testing?
                         a)   Where  the  per-       60.8
                         formanee standard  is
                         stated  in  two  signifi-
                         digits  (e.g.,  0.04
                         g/dscf), what  pro-
                         cedures are  to be ap-
                         plied by the region
                         in  determining com-
                         pliance when the test
                         results are  stated in
                         terms of three signifi-
                         cant digits?
                                                                 No
                                                                Yes
                                                                 No
A wet process port!and cement kiln
which switches from gas to oil, gas
to coal, or oil to coal, qualifies
for the exemption under 40 CFR
60.14(e)(4) because it has the capa-
bility to burn these alternative
fuels.
Under section 60.13(e), continuous
monitoring systems must be in con-
tinuous operation except for system
breakdowns, repairs, calibration
checks, and zero and span adjust-
ments.  These exceptions do not in-
clude performance testing.

Legally, anything greater than 0.04
is a violation (e.g., 0.0401).  How-
ever, most engineers tend to round
off results and therefore 0.044
would be reported as 0.04 and 0.045
would be reported as 0.05.  A better
guide would be that anything showing
greater than a 10% excess is worth
considering for enforcement action.
   (continued)

-------
(continued)
Code    Reference
Question
 Affected    Deter-
regulation  mination
Discussion
                       b)  What discretion do  60.8(b)
                       the regions and dele-
                       gated states have in
                       waiving testing re-
                       quirements?  Can tests
                       be waived based on an
                       an agreement by the
                       source to conduct an-
                       nual leak checks or
                       other O&M practices?

                       c)  Does the region     60.8(b)
                       have the authority to
                       allow the state to
                       waive the specific
                       stack test for the as-
                       phalt plant in
                       Geneva, NE?
                                         Regions have authority to waive per-
                                         formance tests or (in this case) a
                                         retest providing they obtain assur-
                                         ances from DSSE that the waiver is
                                         consistent with national policy.
                                         Delegated states cannot unilaterally
                                         waive performance tests.
                                Yes      Yes,  see 59(b)  above.   As a policy
                                         matter,  stack tests  should only be
                                         waived in compelling circumstances.
                                         In this  case the question is whether
                                         the stack test,  already performed,
                                         coupled  with certain other actions,
                                         can support a finding  the standard
                                         will  be  met, thus obviating the need
                                         for a retest. These other actions
                                         should include documentation by a
                                         competent engineer that the cause
                                         for any  excess emissions has been
                                         eliminated,  and  it can  reasonably
                                         be said  that a retest would show
                                         compliance.
(continued)

-------
 (continued)
Code    Reference
                       Question
 Affected    Deter-
regulatlon  urination
                      Discussion
D- 8  Northern 111.
      Gas. Co. Plant,
      Morris, 111.
      (June 25,
                 (a)  Would an abnormal
                 unavoidable short-term
                 peak operation of an
                 existing unit above its
1973 - Wilson)    design capacity bring
                 the unit within the
                 applicability of NSPS?
60.40
                       (b)  Is vaporized
                       naptha which is burned
                       in a new steam genera-
                       tor subject to NO
                       standards for gaseous
                       fossil fuel?

                       (c)  Would a calcu-
                       lated value for NO
                       emissions based on
                       fuel and air rates of
                       of the boiler be ac-
                       ceptable to meet the
                       performance test or
                       the monitoring re-
                       quirements for a
                       steam generator?
                                         60.44
                                         60.46
                                         60.45
 No      The applicability is based on the
         maximum design capacity of the af-
         fected facility, not the operating
         rate.   Furthermore, the standards
         were not intended to cover abnormal
         operations of any affected facility.
         As indicated in 60.8(c), perform-
         ance tests should only be conducted
         under conditions of representative
         performance (i.e., the conditions
         under which the facility would op-
         erate in a normal manner).

Yes      Vaporized naptha is a gaseous fossil
         fuel and thus, a unit burning this
         fuel would be subject to standards
         for NO  applicable to gaseous fuels.
               A
              No/      EPA cannot presently accept a calcu-
              Yes      lated value for NO  emission stan-
                       dards.   Performance tests must be
                       conducted.  However, this calcula-
                       tion approach may be used for con-
                       verting continuous monitor measure-
                       ments from ppm to Ib/mm Btu.
(continued)

-------
(continued)
Code    Reference
      Question
 Affected    Deter-
regulation  mination
             Discussion
D-ll  Babcock &
      Mil cox
      (August 2,
      1973 - Wilson)
(a)  Would the appli-   60.40
cation of refuse        60.2(h)
wastes, wood wastes,
bark, vegetation, ani-
mal or other waste by-
products as an alterna-
tive fuel for an exist-
ing fossil fuel-fired
steam generator con-
stitute a "modifica-
tion" to such
facility?

(b)  Is a new steam     Subparts
generating unit which   D & E
has a design capacity
of more than 250 mm
Btu/h fossil fuel heat
input and is designed
to consume more than
50 tons per day of
solid waste subject to
either or both of the
standards for steam
generators and in-
cinerators?
               No
                                                           Undeter-
                                                           mined
It is the interpretation of this of-
fice that the use of refuse waste as
an alternative fuel would not bring
an existing fossil fuel-fired steam
generator within the scope of appli-
cability of NSPS since refuse does
constitute fossil fuel as defined by
60.41(b).
                       This  situation is presently under
                       review by EPA headquarters.   Any
                       requests  for determinations on this
                       subject must be forwarded to DSSE
                       for resolution.   This  issue relates
                       to new construction  and  is not a
                       modification issue,  as  in D-4.
                       Update -  The steam generating unit
                       would be  subject to  both Subpart D
                       (or Da, if applicable) and Subpart
                       E.
(continued)

-------
(continued)
Code    Reference
      Question
 Affected    Deter-
regulation 'mination
Discussion
D-ll  Babcock &
      Wilcox
      (August 2,
      1973 - Wilson)
(c)  Is the applicabi-  60.40
lity of NSPS based on
the normal operating
capacity of a steam
generator?
(d)  Is the heat gen-   60.40
erated by waste by-
products cons i dered i n
calculating the heat
input to an appli-
cable steam generator?

(e)  How would the      60.46(.b)
performance test be
conducted for a fossil
fuel-fired steam gen-
erator which burns
waste by-products as
supplemental fuel?
                       (f)  Does the heat in-  60.40
                       put to steam generating
                       units include sensible
                       heat from combustion
                       air or fuels?
               No      The applicability is based on the
                       maximum design capacity of the af-
                       fected facility, not the operating
                       rate.


               No      Compliance is judged only on the
                       amount of heat and combustion ef-
                       fluents added by fossil fuel.  The
                       performance test for determining
                       compliance must be conducted with no
                       interference from the turbine
                       exhaust gases.

            Condi-     Such unit would be required to fire
            tional     100% fossil fuel during the perform-
                       ance test.  The test should be con-
                       ducted at or above the normal steam
                       production rate, but preferably at
                       design capacity in order to avoid
                       the necessity of additional tests if
                       normal operating capacity is in-
                       creased.

               No      Only the gross heating value of the
                       fossil fuel is used to determine
                       heat input to steam generating
                       units.
(continued)

-------
    (continued)


    Code     Reference
      Question
 Affected    Deter-
regulation  mination
             Discussion
to
    D-23   Union  Carbide
          Corp.  in  South
          Charleston,
          W.  Va
          (February 4,
          1974)
(g)  Do waste by-       60.41(b)
products from petro-
chemical processes
constitute fossil
fuel?


(h)  If gas turbine     60.40
exhaust gases are con-
sumed in a new or modi-
fied fossil fuel-fired
steam generator as com-
bustion air, would the
contribution from the
turbine exhaust gases
be added to the fossil
fuel combustion
(boiler) effluent in
determining compliance?
Does the installation   60.40
of two or more boilers,
each rated at < 250 mm
Btu/h but the sum of
which is > 250 mm
Btu/h, constitute con-
struction within the
meaning of NSPS?
                                                                  No
                                                                  No
               No
                       It is the interpretation of this of-
                       fice that waste by-products such as
                       CO from FCC units are not fossil
                       fuels as defined by 60.41(b).   The
                       definition covers only those fossil
                       fuels which are not waste materials.

                       Compliance is judged only on the
                       amount of heat and combustion  ef-
                       fluents added by fossil  fuel.   The
                       performance test for determining
                       compliance must be conducted with no
                       interference from the turbine  ex-
                       haust gases.
The affected facility is defined as
each unit (boiler) with a related
design capacity of more than 250 mm
Btu/h heat input of fossil  fuel.
    (continued)

-------
 (continued)
 Code     Reference
      Question
 Affected    Deter-
regulation  nrination
Discussion
D-34  Dairyland Power   (a)  What  degree of     60.8(c)
      Co-op, Alma
      Wisconsin Plant
      (May  15, 1974,
      Pratt, R-V)
sulfur content (maxi-
mum, minimum, inter-
mediate) in coal would
be considered repre-
sentative conditions
for a performance
test?
(b)  Can EPA determine
violation of the S02
emissions over the
period of a year?
                                               60.8(f)
                       (c)  Can excess emis-   60.2(q)
                       sions caused by varia-
                       tions in sulfur content
                       of fuel be considered
                       a malfunction?
             Condi-    Performance testing while burning
             tional    coal  with the maximum expected sul-
                       fur content would be required in
                       order to assure compliance under the
                       worst possible conditions.
               No      Current regulations determine viola-
                       tion of the emission standard by a
                       performance test which calls  for 3
                       consecutive sampling runs  of  approxi-
                       mately 1 hour duration each.   Thus
                       the regulations  provide for an aver-
                       aging time of approximately 3 hours.
                       Each sampling run consists of twenty
                       minute samples taken at 30 minute
                       intervals.

               No      This situation could not be consid-
                       ered a "sudden and unavoidable
                       failure" since,  under most circum-
                       stances, excess  sulfur content is
                       forseeable based upon fuel analyses.
                       The technology exists to blend vari-
                       ous types of fuels in order to as-
                       sure compliance  with the S0?  stan-
                       dard.                       c
(continued)

-------
     (continued)
    Code    Reference
      Question
 Affected    Deter-
regulation  mination
Discussion
    D-38   Shell Oil
           Company
           (September 27,
           1974, McDonald.
           Region V)
Ol
    D-63  Letter to
          Environmental
          Data Corp.  (R.
          Wilson to H.
          Lord)
          January  19,
          1976

    D-77  Letter to
          Sirrine  Co.
          (T. Gibbs to H.
          Stokes)  May 16,
          1977
(a)  Can one sample     60.46(d)      Yes
for S0?be as long as
70 minutes?
                            (b)  What constitutes    60.46(d)
                            a complete sampling
                            run for S02?
                            (c)  How  is compliance  60.8(f)
                            determined?
May C02 continuous      60.45         Yes
monitoring equipment
be installed down-
stream of a wet lime-
stone scrubber de-
sulfurization unit?

What should be the
length of the peak
operating rate for
a boiler?
                       60.46(d) requires a minimum sampling
                       time of 20 minutes.  It does not
                       specify a maximum time.
                       A complete sampling run requires two
                       samples taken at approximately 30
                       minute intervals.   The total  elapsed
                       time for one run under the condi-
                       tions suggested by the company would
                       be 170 minutes (70+30+70).
                       Each performance test for compliance
                       will require three separate runs.
                       Compliance will then be determined
                       on the basis of the arithmetic mean
                       of the three runs.
                       A 1% increase in the Fc factor is
                       required when limestone scrubbing is
                       utilized.   The regulations will  be
                       amended accordingly.
                       One to four hours.
     (continued)

-------
    (continued)
    Code    Reference
      Question
 Affected    Deter-
regulation  nvination
             Discussion
    D-79  Memo to R-V (E.
          Reich to I.
          Gross)
          October 7, 1977
    D-98  Memo (Reich to
          Gardebring)
          November 21,
          1980
01
Is permanent derating
of steam generators
an acceptable method
of avoiding applicabi-
lity to NSPS, Subpart
D?

(a)  Are ramping and   60.8(c)
soot blowing cycles
considered representa-
tive conditions for
coal-fired steam
generators?
Subpart D     Yes
            Soot
            blowing-
              Yes
            Ramping-
               No
                           (b)  Under what cir-
                           cumstances can Method
                           17 be substituted for
                           Method 5,  in perform-
                           ance testing?
                        40 CFR 60,
                        Appendix A
The derating must be accomplished
through a permanent physical change
to the affected facility which will
preclude it from operating at a ca-
pacity greater than the derated
value.

Soot blowing is a normal part of
every source operation, and it would
be artificial to cut the cycle off
during the performance test.  Soot
blowing was considered in developing
Subpart D and in subsequent amend-
ments to that standard.
Ramping is not necessarily represen-
tative of source operation, particu-
larly in this case where the source
in question is base loaded.  Addi-
tionally, there is little evidence
to support a contention that ramping
was considered in the original Sub-
part D testing data.

Method 17 can be used as an alterna-
tive to Method 5 at fossil fuel-
fired steam generators when (1) the
flue gas temperature at the sampling
location is consistently less than
or equal to 320 F and (2) the flue
gas at the sampling location is un-
saturated with water vapor.  For
flue gases unsfaturated with water
vapor and having temperatures great-
er than 320 F, the acceptance of
    (continued)

-------
(continued)
Code    Reference
      Question
 Affected    Deter-
regulation  urination
Discussion
F- 6  Letter to
      Portland Cement
      Assn. (W.
      Johnson to C.
      Schneeberger)
      June 24, 1976
How do NSPS emissions   60.62(a)
standards apply to a    (1), (2)
new operation involving
a 4 stage preheater with
a precalciner and,bypass
from which there are two
outlets for emissions?
                       Method 17 as an alternative to
                       Method 5 will be based on the demon-
                       stration that the particulate matter
                       concentration determined by Method
                       17 is greater than or equal to the
                       particulate matter concentration
                       that would be measured by Method 5
                       at a temperature of 320 F.  If site
                       specific sampling logistics preclude
                       or compromise the use of Method 5,
                       requests for the alternative use of
                       Method 17 should be addressed to the
                       appropriate regional  office.

                       With the bypass closed, the system
                       must meet the particulate emission
                       and opacity standards of 60.62(a).
                       With the bypass open, simultaneous
                       sampling at both outlets must yield
                       a  combined particulate emissions
                       rate no greater than  0.30 Ib/ton of
                       feed and each emission point is
                       limited to a 20% opacity require-
                       ment.
(continued)

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     (continued)
    Code     Reference
      Question
 Affected    Deter-
regulation  mi nation
             Discussion
     I-11  Memo  to  R-VII
           (E. Reich  to E.
          Stephenson)
          March 21,  1977
O3
(a)  If an existing     60.14
asphalt concrete plant  (e)(4)
has an increase in
emissions due to the
recycling of asphalt
and there are np_ phy-
sical changes to the
plant necessary to
accommodate the use of
recycled asphalt ma-
terial, does the plant
become subject to
NSPS?
(b)  If an existing     60.14
asphalt concrete plant
has an increase in
emissions due to the
recycling of asphalt,
and there are physi-
cal changes necessary
to the plant to ac-
commodate the use of
recycled asphalt ma-
terial, does the-plant
become subject to NSPS,
Subpart I?
                            (c)  Must a plant
                            which  is presently
                            covered by NSPS con-
                            tinue  to meet  NSPS
                            while  recycling as-
                            phalt?
               No
"The existing facility was designed
to accommodate that alternative use"
(recycled asphalt).
                       In this case the above exception
                       does no apply.
                        60.90
              Yes
     (continued)

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(continued)
Code    Reference
                       Question
                         Affected    Deter-
                        regulation  mination
                      Discussion
1-12
Memo to R-X
(E. Reich to
R. Bauer)
September 28,
1978
0- 4
Memo (R. Duprey
to Norman
Edminston
February 27,
1976
(d)  How should per-
formance tests be con-
ducted for a plant
which is recycling
asphalt?

Is one performance      60.3
test run performed on
an asphalt concrete
plant with an ap-
parently adequate
control device suf-
ficient to determine
compliance with NSPS,
Subpart I?

(a)  Do NSPS cover      60.150
grit, scum, and waste
lime sludge burned in
the furnace along with
the sewage sludge?
(b)  Do NSPS cover in-  60.150
cinerators used wholly
for the purpose of re-
activating lime sludge?
 No
Yes
                       (c)   Do NSPS require
                       intallation of a con-
                       tinuous monitoring de-
                       vice for monitoring,
                       recording,  and storing
                       data on sewage sludge
                       charged to  the furnace?
                                         60.153(a)
                                         (D
                                                              No
                                       No
Performance tests should be con-
ducted while processing recycled ma-
terials in the normal manner at or
above normal production rate, but
preferably at design capacity.
The source should be required to
conduct performance tests in accord-
ance with the requirements of 40 CFR
60.8.
Flow rate measurements must be made
of all such inputs.
         Where nonrecoverable waste lime is
         combined with sewage sludge in a
         sewage sludge incinerator, the stan-
         dard is applicable.
         The purpose of the monitoring device
         is to measure sludge input to the
         furnace during the compliance test.
(continued)

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     (continued)
    Code    Reference
      Question
 Affected    Deter-
regulation  mination
Discussion
    Q-  1  Memo  (D.  Bell
          to G. Stevens)
          May  12,  1976
     S-  1  Memo  to  Region
          III  (E.  Reich
          to S.
          Wassersug)
          January  19,
          1978
0   AA-4  Memo to Region
          VII  (R.
          Shigehara to
          D. Durst)
          August 3, 1978

    GG-7  Memo (Reich to
          Walker)
          June 3, 1981
Do NSPS for zinc        60.171        Yes
smelters apply to
roasters at an
electrolytic zinc
smelter?

What is a reasonable    Subpart S
percent of the time
to expect violations
of NSPS considering
all emission test
data?
Is an alternate         60.8(b)       Yes
testing procedure ac-
ceptable for testing
2 new NUCOR steel
electric arc furnaces?

Can the analytic        Subpart GG    Yes
methods, ASTM -         60.335(a)
01945-64(1976), be      (2)
used to determine
the nitrogen content
in natural gas and
fuel oil samples for
stationary gas tur-
bines?
                       A roaster is defined as any facility
                       in which a zinc sulfide ore concen-
                       trate charge is heated in the presence
                       of air to eliminate a significant por-
                       tion (more than 10%) of the sulfur
                       contained in the charge.

                       NSPS are expected to be met at all
                       times except during periods of
                       startup, shutdown, or malfunction.
                       We have the discretion, however,  to
                       require a retest of a facility which
                       fails a compliance test due to what
                       appears to be random variability  in
                       emissions.

                       The alternate testing method that
                       NUCOR steel suggested will be ac-
                       ceptable in this case.
                       Contact this office if details on
                       the alternate method are desired.
                       The Agency has reviewed and accepted
                       these analytic methods.
     (continued)

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(continued)
Code    Reference
Question
 Affected    Deter-
regulation  mination
Discussion
WAV-  Memo to Region   (a)  Can a waiver
 1    VI (D.  Costle    under Section lll(j)
      to A. Harrison)  (l)(a) be issued to a
      January 25,      source which has been
      1978             in operation?
lll(j)(l)
(a) CAA
                       (b)  Should notice and  lll(j)(l)
                       opportunity for public  (a) CAA
                       hearing be given before
                       the Administrator de-
                       nies a request for
                       waiver under Section
                                 No      The prospective language of Section
                                         Hl(j) clearly indicates that a
                                         waiver request is to be filed before
                                         operation commences.


                                         Update - In Central Illinois Public
                                         Service Company vs. EPA (March 23,
                                         1979) the Seventh Circuit Court of.
                                         Appeals concluded that lll(j) does
                                         not require application prior to
                                         startup of the source.  "Even if
                                         lll(j) was construed as impliedly
                                         providing for pre-startup applica-
                                         tion, such a provision would at most
                                         be directory rather than mandatory
                                         as startup per se has no substantive
                                         significance to waiver eligibility."
                                 No      No source has the right to a waiver.
                                         Therefore a source has no rights
                                         which must be protected in the no-
                                         tice and hearing process.
(continued)

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     (continued)
     Code    Reference
      Question
 Affected    Deter-
regulation  ruination
Discussion
     WAV-   Memo to R-VI
      2     (Reich to
           Dutton)
           June 11, 1979
May a nitric acid       60.70
plant receive an        CAA 111
exemption from NSPS     (j)(l)
while installing a
more energy-efficient
abatement system?
               No      NSPS for nitric acid plants only
                       permits the granting of exemptions
                       for use of an innovative technologi-
                       cal system or systems of continuous
                       emission reduction.  N-ReN has not
                       proposed the use of an innovative
                       system (its eligibility for such a
                       waiver is also suspect) and the ni-
                       tric acid NSPS does not permit the
                       granting of an exemption based on a
                       source's financial situation.
INS
no

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                  SECTION J.  AGENCY APPROVAL OF EQUIVALENT
                        AND ALTERNATIVE TEST METHODS

Subject                                                                    Page

1.  Use of the bias concept for alternative methods evaluation             J-3

2.  Approval  of alternative and equivalent source test methods
    applicable to enforcement of national  emission standards               J-10

3.  Reference Methods 1 through 8 allowable options                        J-13

4.  Slides                                                                 J-31
                                     J-l

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         USE OF THE BIAS CONCEPT FOR ALTERNATIVE METHODS EVALUATION

                                     by

                       William DeWees and Kirk Foster


     When the EPA reference methods were first promulgated, the agency had  the

foresight to know that under certain circumstances all specifications of the

performance test could not be met.  Provisions were therefore devised to ac-

commodate these circumstances.  These provisions are in the Federal  Register

Title 40 Part 60.8(b) and stated as follows:

          (b)  Performance tests shall be conducted and data recorded in
     accordance with the test methods and procedures contained in each
     applicable subpart unless the Administrator (1) specifies or approves,
     in specific cases, the use of a reference method with minor changes
     in methodology, (2) approves the use of an equivalent method, (3) ap-
     proves the use of an alternative method the results of which he has
     determined to be adequate for indicating whether a specific source
     is in compliance, or  (4) waives the requirement  for performance tests
     because the owner or operator of a  source  has demonstrated by other
     means to  the Administrator's satisfaction  that the affected facility
     is in compliance with the standard. _ Nothing in  this  paragraph shall
     be construed to abrogate the Administrator's authority to require
     testing under section 114 of the Act.

To  date, no  source category  has  demonstrated compliance with the use of any type

of  emissions control equipment or by  any other  means  with  enough certainty  to

allow  the  use  of a waiver.   At  present  this essentially eliminates the  use  of

Option 4:   The Waiver.
     To  have an equivalent method,  written  criteria  and a  comparison  protocol

must be  developed  to demonstrate comparability  with  the reference method.   EPA

has not  developed  the  equivalency protocol.  At present this eliminates  Option 2

The Equivalent Method.
     Allowance of  minor modifications to the  reference method  and the approval

of  an  alternative  method are the only two  options used at  present.   Option 1,

Minor  Modifications to the Reference Methods,  are changes  due  to  site specific

problems or as a result of circumstantial  occurrences.  These  changes,  to  be

allowed, must meet at least one of the following criteria.

                                      J-3

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                                                                      Draft, 8/81

     A.    The effect will  be insignificant on  the  final  emission data
          results; or
     B.    The change will  accommodate a situation  that  is  considered
          unique and would apply only to the sample  site for  which  it
          is allowed.
An example of each case would be 1) allowing a sample run  planned for  two
hours but terminated four minutes before completion  as  a result of  product
production shutdown to be considered valid and 2)  allowing the facility to
skip one of the sampling points due to interference  of  a structural  support
in the stack.  The nature of these minor modifications  allows approval  at
any level by technically qualified agency personnel.
     Presently, the only allowable option that could have  national  significance
is the approval of an alternative method.  When industry requests the  use  of
an alternative method, an agency response is expected within  a reasonable
time.  The responsible agency generally does not have either  the  time  or the
money to determine the exact correlation between the alternative  method and
the reference method.  For this reason, a procedure  was needed to evaluate and
approve alternative methods without the time and expense to the  agency for com-
parative testing  research.  Thus, as a practical means  of saving  both  time and
money, the "bias  concept" can be used to determine the  acceptability of alter-
native methods.   The bias concept has only one rule.  When the  bias (from prior
knowledge or comparative data) is determined to be insignificant  or against
(deterrent) the initiating party or the party who bears the burden  of  proof, the
alternative method or procedure is acceptable for enforcement or compliance
testing.  For NSPS this equates to agency—negative bias; industry—positive bias.
     The direction of the bias or whether the alternative method would tend to
produce an increased or decreased emission measurement  result can many times
be logically determined from prior knowledge.  The magnitude of the bias is the
parameter that would take a research project to establish.  However, when the
bias cannot be logically determined from prior knowledge, the source-must supply
comparative data  if a quick response to the request is  expected.   Although the
the bias concept  has only one rule, the application of  that rule can be confusing.
Table 1 is a summary of the five cases of application for alternative methods or
procedures.  The  following discussions explain  the acceptability for each of the
five cases for when industry is the initiating  party or bears the burden of
proof and when the agency is the initiating party or bears the burden of proof.
                                     J-4

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                        TABLE 1.  SUMMARY OF THE BIAS CONCEPT FOR EVALUATING ALTERNATIVE METHODS
Types of alternative methods/procedures
 requests
Facility performing test to
prove compliance or initiat-
ing request for alternative
methods
Agency performing test to prove violation
or requiring alternative methods
Case 1:  Use of an alternative method
Acceptable if the alterna-
tive method produces values
equal to or greater than the
reference method
Acceptable if the alternative method pro-
duces values equal to or less than the
reference method
Case 2:  Use of alternative procedures
  allowed by reference methods to cor-
  rect data that exceeds control limits
  (i .e., under isokinetic)
Acceptable since they may
cause either no bias or a
high bias
Unacceptable.  The procedure may be re-
versed to cause a low bias
Case 3:  Use of alternative sample
  train components and configurations
  allowed by the Federal Register
  (i.e., stainless steel probe liner
  for Method 5 and elimination of IPA
  impinger for Method 6 coupled with
  Method 5)
Acceptable since this may
cause a high bias
Unacceptable.  These modifications should
not be used if possible
Case 4:  Use of QA Handbook, Volume III
  alternative procedures for compliance
  testing
Acceptable since some proce-
dures may cause a high bias
Acceptable for procedures that cause no
bias.  In case of a high bias, the pro-
cedure must be reversed if possible or
not used
Case 5:  Use of Federal Register and QA
  procedures for certifying continuous
  emission monitors
Whenever possible biasing or
adjustment techniques should
be avoided.  If it becomes
necessary to use these pro-
cedures, the CEM's can be
certified if both sets of
data (corrected or uncor-
rected) meet the accuracy
specifications
Whenever possible biasing or adjustment
techniques should be avoided.   If it be-
comes necessary to use these procedures,
the CEM's can be certified if both sets
of data (corrected or uncorrected) meet
the accuracy specifications
NOTE:  The bias concept is not used to evaluate an alternative method  or procedure  when  the  reference  method  does
       not produce representative emission results.

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                                                                      -.art,
     Important:  The use of the bias concept for alternative methods should be
used only when the reference method provides representative results.  If the
industry requests an alternative method because the reference method produces
false or nonrepresentative emission test results, the bias concept is not to
be applied in evaluating the alternative method.

CASE 1
     To apply the bias concept, the purpose of the enforcement or performance
test must be understood.  The EPA reference methods used in the support of
NSPS and NESHAPS are used to provide industry with a means of demonstrating
compliance with the applicable standard.  It is important to note that the
performance of these tests is the responsibility of the industry and that
the test data are used by the industry to demonstrate compliance rather than
by the agency to prove violation.  Therefore, when the industry requests an
alternative method, it is acceptable'if the alternative method produces emis-
sion test results equal to or greater than the reference method.
     The alternative method must produce emission test results equal to or less
than the reference method when the agency:
     a.   requires the industry to use a specific alternative method,
     b.   performs or pays for the performance of the testing, and
     c.   proves the source is in violation with existing regulations.

CASE 2
     Several alternative procedures had been routinely allowed between  1971
and 1977.  As a result, when the revised version of  Reference Methods 1 to 8
were promulgated on August 18, 1977, many of the alternative procedures were
incorporated into the methods.  These alternative procedures were allowed
based on the bias concept and will produce emission  test  results equal  to or
greater than the reference method procedures.  The alternative procedures can
be grouped into two categories:  data correcting techniques and methods varia-
tion procedures. . Two examples of the data correcting techniques are:
     a.   when the maximum allowable leak  rate is exceeded  at the maxi-
          mum vacuum obtained during the test, the tester is allowed  to
          subtract a sample volume equal to  the  maximum leak rate for the
          entire testing period  (or void the test);  and
                                      J-6

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     b.    when the pretest and post-test dry gas meter calibration do not
          agree within the allowable limit, the calibration factor that
          yields the smallest sample volume is to be used.
Both procedures will produce emission test values equal to or greater than the
standard reference method procedures.
     When industry is having the test performed to prove  it can comply with
air pollution regulations, the use of any or all of the alternative procedures
in the EPA reference methods are acceptable.
     When the agency is having the tests performed or must prove violation with
existing regulations, the alternative procedures should either not be allowed or
must be reversed to produce emission test values equal to or less than the ref-
erence method.  In these examples, the agency  would not subtract any sample value
from the leak rate; it would use the dry gas meter calibration factor that pro-
duces the greater sample volume.   It is not advisable, however, for the  agency to
use data correcting techniques to  adjust data  that do  not meet the reference methods
allowable limits.

CASE 3
     The  second grouping of alternative  procedures  in  the reference methods
is  allowing  sample  train components  and  configurations to be  changed,  such as
using stainless steel  for  the  probe  liner  materials  for  Method 5,  eliminating
the IPA impinger  for  S02 determination  when Methods  5  and 6  are  performed simul-
taneously,  and  allowing the filter to  be heated at any temperature less  than
250°F for Method  5.   All  three procedures  should produce emission test results
equal to or greater than  the standard  reference method procedures.
     When industry is having the test performed to prove compliance  these
 procedures  are acceptable.  However, when the agency is having the test per-
 formed  or must prove violation,  these procedures should not be used  unless
 the agency is sure that the effect is insignificant.

 CASE 4
      The Quality Assurance Handbook, Volume III, was patterned after the Federal
 Register with its use of the bias concept for allowing several  other alterna-
 tive procedures for correcting data.  The alternative procedures suggested
                                       J-7

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                                                                      - . a i (,, O/ O i
in Volume III provide emission values that will produce equal  or greater
than true results.  These alternative procedures were designed for compliance
testing by the facility only.  The same rationale and techniques should be used
with the QA Handbook that were used in Cases 2 and 3 with the  reference method
alternative procedures.

CASE 5
     The main purpose of the EPA reference methods and Quality Assurance Hand-
book, Volume III  is to provide a means of demonstrating compliance with Federal
regulations.  In  these cases the biasing and data adjustment techniques are
acceptable.  Another purpose, which is increasing in use, is the certifica-
tion of the continuous emission monitors using the reference method results
as the true value results.   In these cases the alternative procedures should
not be used when  possible.
     At times the data correcting techniques may have to be employed.  When
the reference methods are used to check the relative accuracy of continuous
monitors, the results will  have to be calculated using both pretest and post-
test calibration  values since the tester has no way of knowing which is correct.
The relative accuracy should then be calculated by combining all the results
that produce the  best relative accuracy and then the worst relative accuracy.
If the worst relative accuracy is in compliance with the standard then the mon-
itors would be certified.   If the best relative accuracy does not comply  then
the monitors would not be certified.  If the best accuracy complies and the
worst accuracy does not comply then the agency will have to decide if the
monitors should be certified or not.  The best way to avoid this dilemma  is
to make calibration checks  in the field.
     In summary,  the use of the bias concept for the evaluation of alternative
methods and procedures can  be a useful tool.   As with all tools,  it works best
on the correct application.  There are four applications for which its  use is
not recommended.
     1.   Do not.use the bias concept when the reference method does not
          provide the correct emission measurement value for  the  regulated
          pollutant.
     2.   Minimize or eliminate the use of the bias  concept when  the ref-
          erence  method tests are used for the certification  of continuous
          emission monitors.
                                     J-8

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3.   Keep in mind that since the margin by which most industries
     can comply with Federal regulations is small, an alternative
     method with a large bias may not accomplish the intended goal
     of demonstrating compliance or violation.

4.   When the bias cannot be determined from prior knowledge or exist-
     ing comparative data,  the  agency would have to deny the alterna-
     tive method or the agency  or industry would have to spend the time
     and money necessary to provide the comparative data.
                                 J-9

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SUBJECT:
FROM:
TO:
        UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
            Office of Air Quality Planning and Standards
            Research Triangle  Park, North Carolina 27711
Approval of Alternative and  Equivalent Source Test    DATE:
Methods Applicable to Enforcement of National
Emission Standards
B. J. Steigerwald, Director
Office of Air Quality Planning and Standards (MD-10)

Director, Enforcement Division, EPA Regions I - X
Director, Surveillance and Analysis Division, EPA Regions I
SEP 197$
                                                                     - X
               In the March 8,  1974, Federal Register, the definitions of "Equiva-
          lent Method" and "Alternative Method" were added to 40 CFR 60— Standards
          of Performance for New Stationary Sources.  Similar provisions are con-
          tained in 40 CFR 61,  pertaining to hazardous pollutant standards.   These
          provisions provide a  mechanism for approval of non- reference source test
          methods.

               The purpose of this memorandum is to set forth procedures which
          clarify the responsibility for approval of alternative or equivalent
          methods.  Under these procedures the Regional Offices retain that
          flexibility needed to meet EPA and State testing needs; OAQPS will
          serve as a point of coordination and will retain approval authority
          and provide technical assistance in cases where decisions could affect
          uniform application of standards.  The establishment of OAQPS as a focal
          point for this authority, and the procedures outlined in this memorandum
          have been discussed with and received concurrence from the Division of
          Stationary Source Enforcement and the Office of Research and Development
          programs which are involved in source test activities.

          Purpose of Alternative Methods

               The primary intent of the alternative method provisions is to accom-
          modate two situations:

               (1)  The need to approve a method which would probably produce
                    results equivalent to reference method results but which
                    could not (due to lack of time, excessive cost, etc.) be
                    demonstrated as an equivalent method.  Examples would be
                    substitute  probe materials, differing sample train component
                    configurations, and procedural deviations.  Approval may be
                    based on engineering evaluation or other relevant information.

               (2)   The need to approve less complex methods which, based upon
                    evaluation. or test data, produce results sufficiently
                    accurate to assure compliance in specific cases.  One example
                    would be the case where an additional filter or wet collector
                    is  added to the reference method sample train.  Sub-isokinef>c
                                         J-10

-------
          sampling would be a  second such  example.   In either case,
          the results v.-ould not be equivalent  to reference method
          results, but would nevertheless  assure compliance.

     Neither of these needs can be readily accormiodated under the pro-
visions allowing "equivalent method(s)," since these require demonstra-
tion of a "consistent and quantitatively known relationship to the
reference method."  In fact, demonstrating the equivalency of source
test methods is complex and not, as yet, adequately resolved.  This is
discussed in further detail on page 3 of this  memorandum.

Approval Authority

     Approval of alternative methods may be desired in a  number of
instances.  These range from the case where an engineer must decide
in the field whether to approve use of less than the full  number of
required sample points in a traverse (as might be desired due to
limited sample space), to the case where  a State desires  blanket
approval for use of an alternative method  in carrying out delegated
authority for enforcement of federal standards.

     The former case is one which would not seriously affect uniform
application of standards and approval authority is in the Regional
Offices.  The latter case could result in a standard being applied
differently in different areas.  Therefore, to insure uniformity and
technical quality in test methods used in  the enforcement of national
standards, OAQPS will retain approval authority for cases where an
alternative method would effectively replace a reference  method.   While
precisely defining all requests which may fall in this  category  is not
possible, generally GAQPS approval will apply to all methods affecting
more than one source.  In such cases, requests for approval  should be
forwarded to the  Director,  Emission Standards and Engineering  Division,
OAQPS.  When such a request is received,  ESED will perform a  technical
review of the method.

     This review  will consider, for example, whether the  method  is
written in sufficient detail to assure acceptable precision and  the
likely comparability of results, between the candidate method  and  the
reference method.  The results of the review after appropriate
consultation and  coordination with  the Division of Stationary
Source Enforcement, will be provided to the respective Regional
Office, along with a decision on approvability.  The decision  will
constitute a strictly technical interpretation of the method and,
thereby, of  the applicable  standard.  This interpretation is  out-
side the scope of, and is  not intended to duplicate or supersede
any Office of Enforcement  decision which might otherwise be involved
in an enforcement action.
                                J-ll

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     Generally, any basis for a negative decision will be clear and
will not likely be subject to serious dispute by the  requesting agency.
However, in the case of a State test method where the question of
delegation of authority is involved, failure to  approve an alternative
method could present a potential problem.   Here  the need to assure
that valid, supportable test methods necessary for enforcement of
national standards may come in conflict with the desire for uniform
Intrastate methods, or for preservation of longstanding local test
methods.  When such cases occur, resolution will be needed on a case-
by-case basis.  In this event, OAQPS will  be available to assist the
Regional Offices in working with technical  staff from the affected
agencies.  Through a close working level relationship, resolution of
these problems should be possible.

Equivalency Criteria

     As noted briefly above, the matter of equivalency is more com-
plicated than determining adequacy of an "alternative method" and
should be noted.  Essentially, a determination of equivalency means
that the candidate method and the reference method produce the same
results under specified conditions.   This  assumes that the reference
method can be characterized exactly in terms of  accuracy and precision
and that procedures are available which allow comparison of the  two
methods.  In fact, such procedures and information are not available
for field sampling aspects of source testing.  Further these procedures
may be prohibitively expensive to apply in the field. Thus, for particu-
late matter, which is not an absolute quantity,  and where the field
procedure constitutes the major portion of the method, equivalency may
be a mute issue.  On the other hand, the analytical portion of methods
Involving identification"of specific compounds,  such  as fluoride or
beryllium, are more amenable to determination of equivalency.

     The Office of Research and Development is currently  involved in
standardizing reference methods and in considering equivalency
criteria.  These are not available yet; however, requests for equiva-
lency determinations can be considered on a case-by-case  basis.   Such
requests should also be .directed to the Emission Standards  and  Engineering
Division which will coordinate the evaluation with appropriate  Office of
Research and Development Laboratories.  Generally, a  determination of
equivalency will require, as a mini-uim, a  detailed written method, results
of tests comparing the candidate i?.=thod against the  reference method, and
results involving inter-comparison of the candidate method  performed  by
different laboratories and/or personnel.

cc:
Aubrey P. Altshuller
Doyle Borehers
John S.  Nader
S. David Shearer
Roger Strelow
Edward F.  Tuerk
Richard  Wilson
Director,  Air and Hazardous Materials Division,  EPA  Regions  I  - X


                                J-12

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              REFERENCE METHODS 1 THROUGH 8 ALLOWABLE  OPTIONS
                                    by
                               Thomas Clark
INTRODUCTION
     This document consists of a tabulation of the allowable options to
Reference Methods 1 through 8 as revised and published in the Federal Register,
Volume 42, No. 160, Thursday, August 18, 1977.  Each option is listed along
with the party that has the prerogative to use the option and the expected
affect on the final test results.
     In review, there are two major categories that changes or alterations to
the test methods may fit in.  These categories are minor changes in the ref-
erence methods and changes in specific equipment or procedures.  Minor changes
in the reference method should not necessarily affect  the validity of the
results and it is recognized that alternative and equivalent methods exist.
Section 60.8 provides authority  for the Administrator to specify or approve
1) equivalent methods, 2) alternative methods, and 3) minor changes in the
methodology of the reference methods.  It should be clearly understood that
unless otherwise identified, all such methods and changes must have prior
approval of the Administrator.   An owner employing such methods without ob-
taining prior approval does so at the risk of subsequent disapproval and
retesting with approved methods.
     Within the reference methods, certain specific equipment or procedures
are recognized as being acceptable or potentially acceptable and are specifi-
cally identified in the methods.  The items  identified as acceptable options
may be used without approval but must be identified in the test report.  The
potentially approvable options are cited as  "subject to the approval of the
Administrator" or as  "or equivalent".  Such  potentially approvable techniques
or alternatives may be used at the discretion of the owner without prior
approval.  However, detailed descriptions for applying these potentially
approvable techniques or alternatives are not provided in the reference
methods.  Also, the potentially  approvable options are not necessarily accept-
able in all applications.  Therefore, an owner electing to use such  poten-
tially approvable techniques or  alternatives is responsible for
                                    J-13

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     3.
Assuring that the techniques or alternatives are in fact
applicable and are properly executed;
Including a written description of the alternative method
in the test report (the written method must be clear and
must be capable of being performed without additional  in-
struction and the degree of detail  should be similar to
the detail contained in the reference  methods); and
Providing any rationale or supporting  data necessary to
show the validity of the alternative in the particular
application.
Failure to meet these requirements can result in the Administrator's dis-
approval of the alternative.
     In the interest of clarity,  the definition of the "Administrator" as
defined in Section 60.2 of subpart A consist of "any authorized representa-
tive or the Administrator of the  Environmental  Protection Agency".   Authorized
representatives are EPA officials in EPA regional  offices or state, local
and regional governmental  officials who have been delegated the responsibil-
ity of enforcing regulations under 40 CFR 60.  These officials in consulta-
tion with other staff members familiar with technical aspects of source test-
ing will render decisions regarding acceptable alternate test procedures.
METHOD 1 - SAMPLE AND VELOCITY TRAVERSE FOR STATIONARY SOURCES
       Allowable options
1.     Principle and applicability
1.2    Applicability
       Sample site requirements for
       new facilities
2.     Procedure
2.3.1  Circular stacks
       Use of a particulate traverse
       which is not in the plane con-
       taining the greatest expected
       concentration
2.3.2  Rectangular stacks
       Resolve problem of traverse
       points too close to stack wall
                                Prerogati ves
                                administrator
                                tester
  Affect on
final  results
varies
equal or higher
                                administrator     insignificant
                                   J-14

-------
       A11 owable opti ons

2.4    Verification of absence of
       cyclone flow

       Alternative methodology to per-
       form accurate sample and
       velocity traverses at a sample
       site with cyclone flow
Prerogatives
tester
  Affect on
final  results
equal or higher
 Subject to the approval of the Administrator.

"The method, procedure, or material substitution submitted to the agency by
 the tester should give equal or higher emission results than the reference
 method under the conditions of the performance test.
METHOD 2 - DETERMINATION OF STACK GAS VELOCITY AND VOLUMETRIC FLOW RATE
           (TYPE S PITOT TUBE)
       Allowable options

1.     Principle and applicability

1.2    Applicability
       Alternative procedures  for
       determining accurate-flow rate
       when criteria of Method 1, Sec-
       tion 2.1 are not met

2.     Apparatus

       Use of other apparatus  for
       determining flow rate that has
       been demonstrated  capable of
       meeting specifications

2.1    Type S pitot tube
       Use of standard  type  pi tot tube

       Use of another  point  if final
       traverse point  is  unsuitably
       low to prove opening  of stan-
       dard pitot  tube  did not plug
       during traverse

2.2    Differential pressure gauge

       Use of a differential pressure
       gauge of greater sensitivity
       when conditions  warrant
Prerogatives
  Affect on
final results
tester
equal or higher
 tester
       1
equal or higher*
 tester

 tester
 none

 improved
 tester
 improved
                                    J-15

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       Allowable options

       Void test results or employ
       procedures to adjust measured
       Ap values obtained from a
       differential pressure gauge
       which does not agree within 5%
       of a gauge-oil manometer

2.3    Temperature gauge

       Use of temperature gauge not
       attached to pitot tube

2.4    Pressure probe and gauge

       Use of standard or Type S pitot
       tube for static pressure meas-
       urement

2.6    Gas density determination
       equipment
       Use of method other than refer-
       ence methods 3, 4, or 5 for
       determining moisture or gas
       density

3.     Procedure
3.1    Performance of pretest leak
       check

       Use of leak check procedure for
       pitot tube which differs from
       specified procedure
3.6    Determine the stack gas dry
       molecular weight

       Use of methods other than ref-
       ence method 3 for stacks with
       interfering substances

3.7    Determination of moisture con-
       tent by use of an equivalent
       method

4.     Calibration

4.1.2.2  Other than test section of
       eight diameters downstream and
       two diameters upstream for
       pitot tube calibration when
       flow is stable and parallel to
       dust axis
Prerogati ves

tester
  Affect on
final  results
               r
equal  or higher*
tester
tester
insignificant
insignificant
tester
equal or higher
tester
tester
none
none'
tester'
tester
equal or higher
none'
tester
none
                                   J-16

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       Allowable options

4.2    Standard pitot tube

       Standard pitot tube used as
       part of an assembly for veloc-
       ity traverse (interference
       free)

4.3    Temperature gauges

       Use of reference device other
       than an NBS-calibrated thermo-
       couple-potentiometer system
       where temperature is above
       450°C (761°F)

       Invalidate or make adjustments
       to test results if absolute
       temperature is not within 1.5%
       of calibration device
Prerogatives



tester
  Affect on
final  results
none
tester
insignificant
tester
insignificant
1
 Subject to the approval of the Administrator.
 >
 "The method, procedure, or material substitution submitted to the Agency by
 the tester should give equal or higher emission results than the reference
 under the conditions of the performance test.
 The method, procedure, or material substitution must meet the performance
 criteria of the reference method under the condition of the performance test.
METHOD 3 - GAS ANALYSIS  FOR  CARBON DIOXIDE, OXYGEN, EXCESS AIR AND DRY
           MOLECULAR WEIGHT
       Allowable options

 1.     Principle and  applicability

 1.1    Principle
       Use  of  either  fyrite  or  orsat
       analyzer for dry molecular
       weight  determination

 1.2    Applicability

       Use  of  other methods, described
       in Section  1.2,  or modifica-
       tions to the described pro-
       cedure
Prerogatives
  Affect on
final results
 tester
 tester
insignificant
 insignificant
                                   J-17

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       Allowable options

2.     Apparatus
       Using alternative sampling pro-
       apparatus and systems that are
       capable of obtaining a repre-
       sentative sample and maintain-
       ing a constant sampling rate
       and are capable of yielding
       acceptable results

2.1.1  Probe
       Use of probe  liners other
       than stainless steel or boro-
       silicate  glass that is inert to
       02» COa,  and  Nz and resistant
       to temperature at sampling
       conditions
 3.     Dry molecular weight determi-
       nation
       Sampling  point located other
       than at  the centroid of the
       cross  section of the duct or at
       a point  closer to the wall than
        1.00 m (3.3 ft)

 3.1.2 Orsat  analyzer
       Pretest  leak  check

 3.2.3 Sample volume
        Collect  a sample volume smaller
        than  30A (1.00  ft3)

 3.2.4  Orsat  analyzer
        Leak  check of orsat analyzer

 3.3.1  Multi-point,  integrated
        sampling
        Less  than eight traverse  points
        for circular ducts having diam-
        eters  less than 0.61 m (24 in.)

        Less  than nine traverse  points
        for rectangular stacks having
        equivalent diameters less than
        0.61  m (24 in.)
        Less  than twelve traverse
        points for all  other cases
Prerogatives
tester
  Affect on
final  results
none
tester
none
tester
none
 tester


 tester



 tester



 tester



 tester




 tester
 none
 none
 insignificant
 equal
 equal
 equal
                                    J-18

-------
       Allowable options

4.     Excess air determination or
       emission rate correction
       factor determination

       Use of fyrite analyzer for ex-
       cess air or emission rate cor-
       rection

       Use of any of the three
       approved procedures when not
       specified in the standard

4.1.1  Sampling point located other
       than at the centroid of the
       cross-section of the duct or at
       a point closer to the wall than
       1.00 m (3.3 ft)

4.2.3  Sample volume

       Collect sample at other than
       constant rate

       Collect sample volume smaller
       than 3QSL (1.00 ft3)

4.3.1  Use of fewer sampling points
       than specified in Section 3.3.1

6.2    Use of alternate method of cal-
       culating excess air when in-
       terferences are present

6.3    Procedures to include the con-
       tent of argon in air when
       determining dry molecular
       weight to eliminate a negative
       error of about 0.4%
Prerogatives
administrator
administrator
administrator

      .1
testerj
tester
      1
tester
tester
  Affect on
final  results
less accurate
varies
administrator     equal  or higher*
insignificant


insignificant


insignificant


none or improved'



insignificant
1
 Subject to the approval of the Administrator.

"The method, procedure, or material substitution submitted to  the  Agency  by
 the tester should give equal or higher emission results than  the  reference
 method under the conditions of the performance test.

 The method, procedure, or material substitution must meet the performance
 criteria of the reference method under the condition of the performance  test.
                                   J-19

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METHOD 4 - DETERMINATION OF MOISTURE CONTENT IN STACK GASES
       Allowable options

1.     Principle and applicability

1.2    Applicability
       Use of other methods for
       approximating moisture content
       to aid in setting isokinetic
       sampling rates

       Use,of approximation method for
       calculating emission rate

       Use of alternate method for
       determining moisture content in
       saturated gas streams when psy-
       chrbmetric chart or saturation
       vapor pressure tables are not
       applicable

2.     Reference method

2.1.1  Probe
       Use of probes constructed of
       other metals or plastics when
       stack conditions permit

2.1.2  Condenser

       Modifications such as the use
       of flexible connectors between
       the impingers, using materials
       other than glass, or using
       flexible vacuum lines to con-
       nect the filter holder to the
       condenser

       The use of any system that
       cools the sample gas stream
       and allows measurement of both
       the water that has been con-
       densed and the moisture leaving
       the condenser, each to within
       1 ml or Ig.

2.1.4  Metering system

       Use of other metering systems
       capable of maintaining a con-
       stant sample rate and determi-
       ning sample gas volume
Prerogati ves
  Affect on
final  results
tester




administrator


tester
none
insignificant
none or improved
tester
equal or higher*
tester
none
tester'
none
tester
insignificant
                                   J-20

-------
                                          Prerogati ves

                                          tester1
                                          tester


                                          tester
                    Affect on
                  final  results

                  equal  or higher^
                  none
                  none or higher
       Allowable options

2.2.1  The use of fewer points than
       the minimum number specified
       in Section 2.2.1 of the pro-
       cedure

2.2.3  Performance of pretest leak
       check

2.2.6  Void the test results or cor-
       rect the sample volume as de-
       scribed in Section 6.3 of
       Method 5 if leakage rate ex-
       ceeds the allowable rate


 Subject to the approval of the Administrator.
2
 The method, procedure, or material substitution submitted to the Agency by
 the tester should give equal or higher emission results than the reference
 method under the conditions of the performance test.

 The method, procedure, or material substitution must meet the performance
 criteria of the reference method under the condition of the performance test.
METHOD 5 - DETERMINATION OF PARTICIPATE EMISSIONS FROM STATIONARY SOURCES
       Allowable options

2.     Apparatus

2.1.1  Probe nozzle

       Nozzle of design other than
       button-hook or elbow

       Nozzle constructed of materials
       other than stainless steel or
       glass

2.1.2  Probe liner

       Exceeding maximum probe heat
       temperature of 120 +14°C (248
       +25 F) during sampling

       Operating at a lower probe heat
       temperature than 120 +14 C
       (248 +25 F) during sampling

       Use of borosilicate or quartz
       glass liners at higher temper-
       atures than specified for short
       periods of time
Prerogati ves
administrator


administrator
administrator
tester
tester
                                                              Affect on
                                                            final  results
                                                            none or less
                                                            varies
                                                            none or less
                                                            none or higher
                                                            none
                                   J-21

-------
       Allowable options

       Use of metal probe liners such
       as S-316 stainless steel,
       Incology 825, or other corro-
       sion resistant seamless tubing

2.1.5  Filter holder

       Use of materials other than
       borosilicate glass with a
       glass frit  filter support and
       a silicone  rubber gasket in
       constructing filter holder

2.1.6  Filter heating system

       Exceeding maximum temperature
       of 120 +14°C (248 +25°F) dur-
       ing sampling
       Operating at a lower filter
       temperature than 120 +14 C
       (248 ±25°F) during sampling

2.1.7  Condenser

       Condenser modifications such as
       the use of  flexible connectors
       between the impingers, using
       materials other than glass, or
       using flexible vacuum lines to
       connect the filter holder to
       the condenser

       The use of  any system that
       cools the sample gas stream
       and allows  measurement of both
       the water that has been con-
       densed and  the moisture leav-
       ing the condenser, each to
       within 1 ml or Ig

2.1.8  Metering system

       Use of other metering system
       capable of  maintaining sampling
       rates within 1031 of isokinetic
       and of determining sample vol-
       umes to within 2%

2.1.10  Gas density determination
        equipment
       Using temperature sensor not
       attached to probe assembly if
       a  difference of not more than
       1% in the average velocity
       measurement will  be introduced
Prerogati yes

tester
  Affect on
final results

none or higher
tester
      1
equal'
administrator
tester
none or less
none or higher
tester
none
tester
none
tester'
equal
tester"
insignificant'
                                  J-22

-------
       Allowable options
2.2.2  Wash bottles
       The use of polyethylene wash
       bottles instead of glass
2.2.3  Glass sample storage containers
       The use of polyethylene storage
       containers instead of glass
2.2.4  Petri dishes
       Use of petri dishes constructed
       of materials other than glass
       or polyethylene for filter
       samples
3.     Reagents
3.1.2  Silica gel
       The use of desiccants other
       than silica gel that are equiv-
       alent or better
3.1.5  Stockcock grease
       Use of stockcock grease other
       than acetone-insoluble, heat-
       stable silicon grease
3.3.2  Desiccant
       Use of desiccants other than
       indicating type, anhydrous
       calcium sulfate
4.     Procedure
4.1.1  Pretest preparation
       Use of procedures other than
       those described which account
       for relative humidity effects
       in preparation of ilters
4.1.2  Preliminary determinations
       Selection of sampling site and
       minimum number of sampling
       points by means other than
       Method 1
       Selection of sampling time per
       point that is less than the
       specified minimum of 2 minutes
       per point
Prerogatives
tester
tester
  Affect on
final  results
insignificant
insignificant
admininstrator    equal
tester
tester
tester
none
              2
none or higher
equal
tester
insignificant"
tester
administrator
equal or higher
equal or higher
                                   J-23

-------
       Allowable options

       Sampling for shorter times at
       each traverse point and ob-
       taining smaller gas volumes
       than specified for batch cycles
       and other cyclic processes

4.1.3  Preparation of collection train

       Use of a glass cyclone between
       the probe and filter holder
       when the total participate catch
       is expected to exceed 100 mg or
       when water droplets are present
       in the stack gas
       Pretest leak check
4.1.4
       Performance of pretest leak
       check
4.1.4.2  Leak checks during sample run

       If leakage exceeds limits prior
       to component change during the
       test, correct sample volume or
       void test

4.1.4.3  Posttest leak check

       If leakage exceeds limits dur-
       the mandatory posttest leak,
       correct sample volume or void
       test

4.1.5  Particulate train operation

       Sampling at a rate that is not
       within 10% of true isokinetic
       sampling rate
       Maintaining a filter tempera-
       ture other than 120 +14°C
       (248 +25 C) or other tempera-
       ture specified by an applicable
       subpart of the standard
       Traversing the stack in a man-
       ner other than specified in
       Method 1
       The use of two or more trains
       in situations other than those
       cited in Method 5
                                          Prerogatives

                                          administrator
  Affect on
final  results
               /•
equal  or higher*
                                          tester
insignificant
                                          tester
                                          tester
none
none or higher
                                          tester
none or higher
                                          administrator     equal  or higher'
                                          administrator
equal or higher
                                          administrator     equal or higher*
                                          tester
equal or higher*
                                   J-24

-------
       AT 1owable options

4.2    Sample recovery

       The use of distilled water in-
       stead of acetone for washing
       probe, nozzle, and front half
       of filter holder

4.3    Analysis

       Method to correct the analyti-
       cal data of Container No. 2
       when leakage has occurred or
       when voiding the test

5.     Calibration

5.3    Metering system

       Use of alternative procedures
       such as orifice meter coeffi-
       cients to calibrate the dry gas
       meter for the posttest calibra-
       tion
6.     Calculations

6.12   If test standards are low in
       comparison to the standards
       and I is beyond the acceptable
       range or, if I is less than 90%,
       the results may be acceptable
Prerogatives



administrator
tester
  Affect on
final  results
none, improved or
higher2
equal or higher^
tester
equal
administrator     equal or higher
 1
 Subject to the approval of the Administrator.
 >
 "The method, procedure, or material substitution submitted to the Agency by
 the tester should give equal or higher emission results than the reference
 method under the conditions of the performance test.

 The method, procedure, or material substitution must meet the performance
 criteria of the reference method under the condition of the performance test.
METHOD 6  - DETERMINATION OF SULFUR DIOXIDE EMISSIONS FROM STATIONARY SOURCES
       Allowable options

 1.     Principle and applicability

 1.2    Applicability

       The  selection and  use  of an
       alternative method when free
       ammonia  is present
Prerogatives
tester
  Affect on
final results
none, improved or
higher
                                   J-25

-------
       Allowable options

2.     Apparatus
2.1    Sampling

       Substituting  sampling equipment
       'described in  Method 8, modified
       to  include a  heated filter in
       place of the  midget impinger
       equipment of  Method 6

       Determining SOz simultaneously
       with particulate matter and
       moisture content using Method 8

2.1.1  Probe
       Use of probes constructed of
       other than borosilicate glass
       or  stainless  steel
2.1.2  Bubbler and impingers

       Substitution  of a midget
       impinger in place of the midget
       bubbler

       The use of other collection
       absorbers and flow rates

2.1.6  Drying tube

       Use of other  types of desic-
       cants that are equivalent to
       or  better than silica gel

3.     Reagents

3.1.1  Water

       Omit the KMnOu test when high
       concentrations of organic mat-
       ter are not expected to be
       present

4.     Procedure
4.1.2  Leak check procedure

       Leak check prior to sampling
       run

       Use of leak check procedure
       other than published one

4.1.3  Sample collections

       Purge sampling train with
       unpurified ambient air
Prerogatives
  Affect on
final results
tester
significant
tester
tester'
tester
tester'
tester'
equal




equal




equal or higher



equal



equal
analyst
insignificant
tester


tester



tester
none


insignificant



insignificant
                                   J-26

-------
       Allowable options

4.3    Sample analysis

       If a noticeable amount of leak-
       age has occurred, void sample
       or mathematically correct final
       results

       Selection of method to correct
       final results when leakage has
       occurred
Prerogatives
tester
tester
  Affect on
final  results
insignificant
equal'
1
 Subject to the approval of the Administrator.

 The method, procedure, or material  substitution must meet the performance
 criteria of the reference method under the condition of the performance test.
METHOD 7 - DETERMINATION OF NITROGEN OXIDE EMISSIONS FROM STATIONARY SOURCES
       Allowable options

2.     Apparatus

2.1    Sampling

       Use of the grab sampling sys-
       tems or equipment capable of
       measuring sample volume to
       within +2% and collecting a
       sufficient sample volume to
       allow analytical reproducibil-
       ity to within ±5%

3.     Reagents

3.2.2  Water

       Omit the KMnOi» test when high
       concentrations of organic mat-
       ter are not expected to be
       present

4.     Procedures

4.3    Analysis

       If a noticeable amount of leak-
       age has occurred, void sample
       or mathematically correct final
       results
Prerogati ves
  Affect on
final results
tester
equal'
analyst
insignificant
tester
insignificant
                                  J-27

-------
       Allowable options

       Selection of method to correct
       final results when leakage has
       occurred
       Use of centrifugation instead
       of filtration to remove solids
       from the sample
Prerogatives

tester1
tester
1
  Affect on
final  results

equal3
insignificant
 Subject to the approval of the Administrator.

 The method, procedure, or material substitution must meet the performance
 criteria of the reference method under the conditions of the performance test.
METHOD 8 - DETERMINATION OF SULFURIC ACID MIST AND SULFUR DIOXIDE EMISSIONS
           FROM STATIONARY SOURCES
       Allowable options

1.     Principle and applicability

1.2    Applicability
       The use of an alternate method
       when interfering agents (free
       ammonia, fluorides, dimethyl
       aniline) are present

       Determining filterable particu-
       late matter along with S07 and
       S02                      J

2.     Apparatus

2.1.1  Probe nozzle

       Nozzle of design other than
       button-hook or elbow

       Nozzle constructed of materials
       other than stainless steel or
       glass

2.1.5  Filter holder

       Use of gasket materials such as
       Teflon or Viton to assemble
       filter holder
Prerogatives
  Affect on
final results
tester
tester
equal or higher
equal or higher'1
administrator


administrator
tester'
equal

               ^
equal or higher*1
equal'
                                   J-28

-------
       Allowable options

2.1.6  Impingers

       Use of similar sample collec-
       tion system in place of Green-
       burg-Smith and modified impinger
       system

2.1.7  Metering system

       Use of other metering systems
       capable of maintaining sampling
       rates within 10% of isokinetic
       and determining sample volumes
       to within 2%

2.1.9  Gas density determination
       equipment

       Using temperature sensor not
       attached to probe assembly, if
       a difference of not more than
       1% in the average velocity
       measurement will be introduced
3.     Reagents

3.1.3  Water

       Omit the KMnOi» test when high
       concentrations of organic
       matter are not expected to be
       present

4.     Procedure

4.1.4  Pretest leak check procedure

       Conducting a pretest leak check

4.1.5  Train operation

       If leak check prior to component
       change or at the conclusion of
       the specified acceptable rate,
       correct the final results or
       void the test

       Conducting post component change
       leak check

       Use of ambient air without
       filtering to purge sample train
Prerogati ves



administrator
  Affect on
final  results
equal
tester'
equal
tester
insignificant
analyst
insignificant
tester
tester
none
equal or higher
tester


tester
none


insignificant
                                    J-29

-------
       Allowable options

4.1.6  Calculation of percent
       isokinetic
       Relax ioskinetic sampling rate
       requirement where difficulty
       in maintaining isokinetic rates
       are experienced due to source
       conditions
4.3    Analysis
       If a noticeable amount of leak-
       age has occurred, either void
       sample or correct the final
       results
       Select method to correct final
       results when a noticeable amount
       of leakage has occurred
6.     Calculations
6.3    Dry gas volume

       If leak rate observed during
       any mandatory leak checks ex-
       ceeds the specified acceptable
       rate, correct the volume met-
       ered or invalidate test run
Prerogatives
  Affect on
final  results
administrator     equal or higher'1
tester
tester
insignificant
equal'
tester
equal or higher
 Subject to the approval of the Administrator.
 The method, procedure, or material substitution submitted to the Agency by
 the tester should give equal or higher emission results than the reference
 method under the conditions of the performance test.
     method, procedure, or material substitution must meet the performance
 criteria of the reference method under the conditions of the performance test.
                                   J-30

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 SLIDE 251-0                                      NOTES
         EQUIVALENT
              AND
         ALTERNATIVE
  TEST METHODS APPROVAL
          subpart60.8(a)
 SLIDE 251-1


          Defn:  THE ADMINISTRATOR"
1. EPA Regional Officials
2. Officials of Other Agencies with NSPS Responsibility
     • Regional Agency
     • State Agency
     • Local Agency
 SLIDE 251-2


           ALLOWABLE ALTERNATIVES
                       FOR
              THE ADMINISTRATOR
1. Approve minor changes to the reference test methods
2. Approve an equivalent method
3. Approve an alternative method which has been demonstrated
  adequate for determining compliance at a specific source
4. Waive the requirement for performance testing
                                   J-31

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SLIDE 251-3                                        NOTES

              MINOR CHANGES TO
           REFERENCE TEST METHOD
Minor changes are allowable with PRIOR approval of the
Administrator.
               ACCEPTABLE OPTIONS
• Administrator approval not required
  option must be identified in test report
        POTENTIALLY ACCEPTABLE OPTIONS
 . cited as Or Equivalent or Subject To Approval of the Administrator
 SLIDE 251-4
POTENTIALLY ACCEPTABLE OPTIONS
          CRITERIA FOR USE
  • option must be applicable and properly
   executed
  • include a detailed, written description of option
   in test report
  • provide supporting data and rationale to show
   validity of option in the specified application
  SLIDE  251-5
                  LEVEL OF REVIEW
          IMPACT                LEVEL OF REVIEW
  • Site Specific             — State Agency
  • Regional                — EPA Regional Office
  • National                — EPA Headquarters
  Note: The review and fmal decision must always be made at least at
       the minimum affected level.
                                      J-33

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 SLIDE  251-6                                        NOTES

 Defn: ALTERNATIVE METHOD
 Any method for sampling and analyzing an
 air pollutant which:

 • is not a reference or equivalent method
 • has  been  demonstrated to produce results
  adequate for determination of compliance

 Note:   Send to EPA regional office  for
        review.
 SLIDE  251-7

Defn:    EQUIVALENT METHOD
  Any method which has been demonstrated to
have a consistent and quantitative known relation-
ship to the reference method under specified
conditions

 Note:   Send to EPA regional office for
        transfer to EPA Headquarters.
 SLIDE  251-8


    CRITERIA FOR AGENCY EVALUATION OF
MINOR MODIFICATION TO REFERENCE METHOD
     1. Effect will be insignificant on final emission data
       results.

     2. Change will accommodate a situation that is
       considered unique and  would  apply only to
       sample site for which it is allowed.

 Note:   Review  may be made  at state level.
                                    J-35

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 SLIDE  251-9                                        NOTES

USE OF BIAS CONCEPT FOR ALTERNATIVE
               PROCEDURES
  • all allowable alternative procedures in reference
    method will provide emission results of equal or
    greater value than standard procedures (bias
    concept)

  • agency can use same bias concept technique
    when evaluating alternative methods
 SLIDE 251-10

          BIAS CONCEPT RULE
  When bias  (from prior knowledge or comparative
 data) is determined to be insignificant  or against
 (deterrent to)  initiating party or party who bears the
 proof of violation or compliance, alternative method or
 procedure is acceptable for enforcement or compliance
 testing purposes.
  SLIDE  251-12

            SIMPLIFIED EXPLANATION
 1. When the source is attempting to prove com-
   pliance, the bias concept must cause equal or
   greater than  true measured pollutant values.
 2. When the agency is attempting  to prove vio-
   lation, the  bias  concept must cause equal or
   lesser than true  measured pollutant values.


                                      0-37

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  SLIDE 251-12                                          NOTES

      IMPROPER USE OF BIAS CONCEPT
       APPLICATIONS NOT RECOMMENDED
 1. Do not use bias concept when reference method does
   not provide correct emission measurement value for
   regulated pollutant.

 2. Minimize or eliminate  use of  bias concept when
   reference method tests  are used for certification of
   continuous emission monitors.
 SLIDE  251-13

  (cont.)
3. Keep in mind that since margin by which most indus-
  tries can comply with Federal regulations is small, an
  alternative method with a large bias may not accomplish
  intended goal of demonstrating compliance or violation.

4. When bias cannot be determined from prior knowledge
  or existing comparative data, agency would have to
  deny alternative  method,  or agency/industry  would
  have to spend time and money necessary to provide
  comparative data.
                                       J-39

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           SECTION K.  ENFORCEABILITY CRITERIA FOR DEVELOPMENT OF
                           COMPLIANCE TEST METHODS

Subject                                                               Page

1.  Enforceability criteria for development of compliance test
    methods                                                           K-3

2.  Slides                                                            K-7
                                    K-l

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                 ENFORCEABILITY CRITERIA FOR  DEVELOPMENT  OF
                           COMPLIANCE  TEST METHODS
                                    by
                       Kirk Foster and William DeWees

Introduction
     For more than 10 years, State and Federal agencies  have  been  making
compliance determinations from test data based on designated  State methods  or
U.S. Environmental Protection Agency (EPA) Reference Methods.   In  the  early
1970s it was common practice for both  industry and  agencies to assume  com-
pliance test data were accurate indicators of source compliance status.   This
practice was acceptable because properly designed emission control systems
usually provided a comfortable margin  of compliance, especially for State
Implementation Plan (SIP) standards.  Variables such as  facility operations
during testing and compliance test method error could be  absorbed  within  this
margin of compliance.
     Today, however, regulations are more stringent, the  compliance margin  is
smaller, and industry is more aware of the relationship  between the test  method
and the emission standard.  To meet current responsibilities, agencies must
ensure that regulations and test methods keep abreast of current technology and
trends.
     Developing and enforcing New Source Performance Standard (NSPS) regulations
have been the Federal government's largest long-term air pollution compliance
efforts.  Industry challenges of NSPS  regulations and performance test methods
have not been infrequent and have, in  their own way, helped to strengthen the
method development process.  Based on  the collective experience of the NSPS
effort, useful criteria have evolved to assess the legal  acceptability or en-
forceability of any new or  revised test method proposed  for compliance testing
purposes.  This brief guideline sets forth some of the more important criteria
learned from this experience.
     These criteria are offered as general guidance for control agency personnel
engaged in setting emission standards  and in  establishing rules and regulations
for  implementing these standards.  Since the  compliance test method is an integral
                                    K-3

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part of any emission standard and, in fact,  is a major  factor  in  determining  the

level of a standard, the enforceability of the test method  should be  of prime

importance to a control agency.

Enforceability Criteria

     The following 12 criteria are suggested to review  or evaluate the accept-

ability of stationary source test methods and procedures  for determining com-

pliance with applicable emission standards and regulations.  Although the cri-

teria are rated to help allocate the attention and effort given  to method devel-

opment with limited agency resources, all of them are  important  for maximum

enforceability.  The list is not intended to be exhaustive  and is offered as  a

starting point in the agency's method development process.  Other items may be

added as dictated by the individual needs and operating structure of  the agency

and changing legal requirements.

     Items 1 through 5 are essentially mandatory for an enforceable method.

Items 6 through 10 are necessary for an enforceable method, and  Items 11 and

12 are highly beneficial.

     1.   The method must provide consistent, predictable measurement values
          with sufficient accuracy and reliability for  determining compliance.

     2.   The measured values must be reasonably related to the  pollutant
          emissions being regulated, either  as a direct measurement or as a
          quantitative indicator (surrogate) of the primary pollutant.

     3.   A written method and procedure must be available  to  explain the
          methodology in sufficient detail to permit the regulated industry
          to develop adequate testing capability and to conduct  the required
          tests in an acceptable manner.

     4.   Before being published as part of the final  regulation, the methods
          must be made available for public  review and  comment and preferably
          subjected to some form of critical review by the  scientific communi-
          ty.  Formal rulemaking procedures  should be  followed to the extent
          warranted by the anticipated impact and significance of the regula-
          tion.

     5.   A method providing a surrogate measurement of the pollutant being
          regulated must be shown through sufficient comparison  testing with
          an accepted referee method to have a consistent relationship to
          the measured values of the referee method under a variety of field-
          testing conditions.  The relationship does not have  to be one-to-
          one if the surrogate measurements can be shown to result in a less
          stringent application of the standard.


                                     K-4

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 6.    The  method  and  testing  equipment  should  be  generally applicable to
      the  majority of the  sources  being regulated without substantial
      modification of or deviation from the written  procedures.

 7.    The  testing equipment and  all  components  should either be com-
      mercially available  at  a reasonable  cost  as a  complete system or
      capable of being constructed from available plans and specifica-
      tions.   The cost of  performing a  compliance test using the method
      should  be reasonable, based  on considerations  such as the number
      and  frequency of tests  required and  the  overall cost of the test
      as compared to  the source  investment, operating costs, and profit
      income, etc.  (For most source categories,  reasonable testing costs
      for  a complete  test  performed one time or no more than once per
      year if there are no compliance problems  would be in the range of
      $5,000  to $25,000 depending  on the size  and type of plant.)

 8.    The  test method and  its analytical procedures  should not be so
      complex as to require a level  of  skill or experience for proper
      application that is  beyond the capability of the technical staff
      of the  majority of commercial  testing firms offering compliance
      testing services.

 9.    A clear-cut enforcement policy should be  established for taking
      into account measurement error in determining  compliance with the
      regulation.  For measurement error to be  considered, the accuracy
      or precision of the  method must be defined  through collaborative
      and/or  comparison testing.  The accuracy estimates should reflect
      the  worst-case error for the entire  measurement system.  This
      worst-case would include errors in ancillary measurements such as
      product output, raw  material input,  heat  input, and other process
      parameter measurements  required to calculate emissions in units
      of the  standards.

10.    Program responsibility  should be  assigned,  and an appropriate
      response mechanism established, for  technically reviewing and
      determining the acceptability of  alternative test procedures pro-
      posed by industry or State/local  agencies with enforcement author-
      ity.  A group responsible  for continued  method review and needed
      improvements and refinements based on field experience should be
      designated, and its  availability  to  provide further guidance and
      assistance should be made  known to the  agency  field enforcement
      staff and industry and  the testing services firms involved in com-
      pliance test work.

11.    To establish its accuracy  and/or  reproducibility and its specificity
      and  ruggedness under all anticipated field  conditions, the method
      should undergo sufficient  evaluation testing before its wide-spread
      use  in compliance determinations.

12.    To assure the validity  of  measurements  made by persons attempting  to
      follow the written  procedures who may not be fully  familiar with the
      methodology or have  only a minimum level  of training, adequate qual-
      ity  assurance procedures should be published as soon as  possible
      after the method is  published.
                                K-5

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SLIDE 252-0                                          NOTES

ENFORCEABILITY CRITERIA FOR
       DEVELOPMENT OF
 COMPLIANCE TEST METHODS
 SLIDE 252-1

             MANDATORY CRITERIA

 1. The method must provide consistent, predictable measure-
   ment values with sufficient accuracy and reliability for
   determining compliance.
 2. Measured values must be reasonably related to pollutant
   emissions being regulated.
 3. A written method and procedure must be available to
   explain the methodology in detail.
  SLIDE  252-2

  (cont.)        MANDATORY CRITERIA

   4  Methods must be made'available for public review and
      comment and preferably subjected to critical review by the
      scientific community.
   5. A method providing  a surrogate measurement of the
      regulated pollutant must be shown through  sufficient
      comparison testing with an accepted referee method.
                                       K-7

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SLIDE  252-3                                             NOTES

              NECESSARY CRITERIA

1. The method and test equipment should be applicable to
   the majority of sources being regulated without substantial
   modification of, or deviation from, written procedures.
2. Compliance testing, as well as test equipment and com-
   ponents, should be available at a reasonable cost.
3. The test method and analytical procedures should not be
   beyond the capabilities of commercial testing firms.
SLIDE 252-4

 (cont.)         NECESSARY CRITERIA

   4. A clear-cut enforcement policy should be established to
     account for measurement error in determining compliance
     with regulation.
   5. Program responsibility should be assigned, and response
     mechanism  established, for technical review^ and deter-
     mination of acceptable alternative test procedures.
SLIDE 252-5


          HIGHLY BENEFICIAL CRITERIA

 1. Before  wide-spread  use, the method  should  undergo
   sufficient evaluation testing to establish its accuracy, repro-
   ducibility, specificity and ruggedness under field conditions.
 2. Quality assurance procedures should  be  published as
   soon as possible after publishing the method to assure
   validity of field measurements already attempted following
   written procedures.
                                        K-9

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                     SECTION L.  SAFETY IN STACK TESTING

Subject                                                               Page

1.  Stack sampling safety manual (prepared by Norman V. Steere &
    Associates, Minneapolis, Minnesota)                               L-3

2.  Slides                                                            L-85
                                     L-l

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                             INTRODUCTION
     Stack sampling and source evaluation can be carried out with fewer
interruptions and less total cost if equipment is not damaged and test
personnel are not injured or overexposed to environmental conditions.
Preventing damage, injury and overexposure requires advance planning and
preparation which should become an integral part of the methods and pro-
cedures for evaluating emission sources.  Even though injury of personnel
is less likely to occur than damage to equipment, it is important to
protect both the equipment and the personnel so that tests can be
completed as scheduled.

     There are four basic kinds of procedures that stack sampling groups
need to .develop for preventing injury to test personnel and damage to
test equipment.

     1.  Preliminary survey procedures
           to  identify potential hazards, such as heat, toxic gases,
           high wi nds, etc.

     2.  Standard operating procedures
           to control hazards normally encountered, or identified as
           potential during preliminary surveys, such as climbing,
           hoisting, storms, etc.

     3.  Personnel exposure monitoring procedures
           to  recognize or prevent overexposure to heat, cold, toxic
           vapors, etc.

     A.  Emergency procedures
           to  fight fire, treat heat stroke, lower an injured person,
           obtain emergency medical assistance, etc.

Standard procedures for preventing and controlling damage and injury are
fully as important as the standard test methods for stack sampling.

     Supervisors of source  testing personnel have both a moral and  legal
obligation to  protect employees from recognized hazards  that are  likely
to cause them  serious physical harm.  In order to protect employees,
supervisors must  identify actual and potential hazards the employee may
encounter on the job, see that needed equipment  is provided, establish
standard safety procedures, see that training  is provided, and see  that
standard procedures are followed.  Employees are responsible for  learning
standard safety procedures and using equipment correctly, and for pro-
tecting  themselves and others who may be affected by stack sampling
operations.

     There  is  no set of standards that covers all hazards to which  test
personnel may  be exposed, since source  testing or evaluation  is a


                                  1-3

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relatively uncommon activity and one that is done under field conditions
while exposed to the weather and other uncontrollable or adverse condi-
tions.  The lack of standards does not justify exposing personnel to
serious hazards with little or no protection or training, and it does
not justify employees disregarding standard procedures developed for
field testing.

      In this brief safety manual there are references to standards
adopted by OSHA (the Occupational Safety and Health Administration),
even  though these standards were originally developed for common and
routine activities, such as construction and manufacturing.   The OSHA
standards are useful as  guidelines, although they may not always be
appropriate as literal  requirements for field testing, and although
they  may not cover other serious hazards of field testing.

      Recognition and control of potentially serious hazards  take pre-
cedence over compliance with OSHA Standards alone.  A safety program
limited to compliance with OSHA Standards without control of other recog-
nized hazards would not satisfy OSHA or provide adequate protection for
test employees.  Cross-bracing and tieing-off of scaffolding are not
done  to satisfy OSHA, but to prevent collapse or tipping of  the
scaffolding.  The laws  of gravity and motion are always enforced,
uniformly and continuously, just as-the other laws of physics and chem-
istry are.
                                  L-4

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                               CHAPTER 1
                    PREPARATION FOR STACK SAMPLING
     Protection of stack sampling personnel  should begin well  before the
start of the sampling activities and even before preliminary surveys are
undertaken.  Although stack sampling crews are usually equipped to work
safely in a wide variety of sampling situations, they may at times
encounter conditions for which they do not have adequate equipment or
protection.
Information from Plant Personnel
     Before entering a plant, the stack sampling crew should know what
safety procedures and equipment the plant requires or recommends.   By
ccntact with plant management or other plant personnel,  it is important
to find out what kinds of hazards the stack sampling personnel  may be
exposed to, so that special equipment can be obtained if needed to carry
out the sampling and protect the crew.

     A copy of the plant safety manual or a list of safety rules may
help to identify specific safety measures recommended for protection
against hazards recognized at that plant.  If the plant  has special
safety equipment and emergency services available, it is important to
find out how to get help if and when  it is needed.

     If the plant has personnel in safety, industrial hygiene,  engineering,
nursing or medical service, they may provide helpful information to
supplement what is obtained from plant management or what may be on file
from a previous survey.  It will be particularly useful  to find and talk
to someone who is knowledgable about the particular areas the crew will
be working in to ask about hazards which they may encounter there.

     All information gathered for the crew, including names and phone
numbers, should be tabulated concisely and provided to crew members or
placed prominently with the stack sampling equipment.
Information from Outside Sources
      If it is necessary to obtain additional information about serious
hazards and emergency problems, assistance may be available from the
fire department or the local office of the Occupational Safety and Health
Administration.
                                 L-5

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Information from Site Visit and Observation

     Some of the questions that may require observations  at the sampling
site are, for example:

     Will the weather or process conditions at the sampling
     site require special clothing, equipment or supplies to
     prevent serious overexposure to heat or cold?

     Will noise conditions require special  hearing protection
     and communication equipment?

     Will the heights require extra equipment for climbing
     or hoisting?

     Will possible chemical exposures require eye or respira-
     tory protection other than the usual safety glasses  and
     filter masks?

     If the plant site is large and complex and sampling  activities will
be extensive, it may be helpful if site plans or process  flow diagrams
can be obtained.  If photographs can be taken on routine  sampling or
preliminary surveys, they can be helpful in orienting replacement crew
members during future sampling operations.

     If a preliminary survey is not conducted before routine stack
sampling, similar information should be gathered as necessary before
starting stack sampling operations.
Precautions at the Plant Site

     When  it becomes necessary to walk through plant areas, it ?s
important  to follow designated aisles to avoid getting in the path of
moving equipment.  Even within the proper walking areas crew members
must be especially alert for powered industrial trucks and fork lifts
which may  travel the same aisles.  These vehicles are fairly fast-
moving and may not be able to stop quickly.  Drivers usually have a
limited view of the passageway and may not expect to encounter
pedestrians.

     Crew members must also watch for swinging overhead cranes used
to carry materials since the operators may not be aware of or able to
see pedestrians.

     Operators of gantry cranes also are not able to see someone in
a position near the crane rail, and anyone who gets caught in the
narrow clearance between such a crane and the supporting structure is
likely to be crushed.
                                 L-6

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     Extreme care should also be taken if It is necessary to pass
in front of a train in an industrial plant since some of them may
be remotely-control led and may not signal their movement.  Seventy-
five feet of clearance is recommended for passing in front of even
a stopped train.

     Additional precautions at the plant site should be based on the
types of hazards which may be encountered above, below or near the
sampling site.  These include mechanical, electrical, chemical,
radiation, flammable, or thermal hazards.
Preparation of Equipment

     Stack sampling equipment should be checked for safe operation
periodically.  Electrical equipment should be checked as recommended
in Chapter 7-

     Safety equipment should be checked to see that it is all avail-
able and in working order for each survey.  Useful equipment may
include a compass, a camera, flashlights, lighting for reading instru-
ments in dark areas, a Wet Bulb Globe Thermometer, waste receptacles,
water for drinking and eye wash, and personal protective equipment.
Medical Examinations and First Aid Training

     Routine physicals are  recommended for stack sampling personnel
because of the physical stress of the wdrk and the possibility of
chemical exposure.  The initial physical also develops the baseline
against which later physicals are to be compared.  Without this baseline
test results may appear normal when they may actually represent the
result of overexposure to chemicals.  Routine physicals should be given
every six months  if there is daily or even weekly exposure.  A more
thorough physical should be done on a yearly basis.  Physicals should
include a general assessment of all the physical systems which are
subjected to exposure.  Tests should include:  hemoglobin packed cell
volume, complete blood count and differential, lung capacity, liver and
kidney function tests, a chest x-ray, and assessment of the heart,
starting with an EKG.

     All stack sampling crews who do field work should have at least
two members trained In first aid to assure that one person is available
at all times.  The first aid training offered by the Red Cross is good
basic training.  However, a course specifically designed for an indus-
trial operation is more appropriate.  CPR training should be included.
Preparation for Future Surveys

     Unexpected events, equipment damage,  injuries and accidents that
occur during stack sampling operations should be  recorded for the
benefit of stack sampling personnel  in future operations.  This

                                 L-7

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information and ideas for prevention should  be  shared  by  some  means
such as a stack sampling newsletter, or should  be  incorporated into
later editions of this manual.
                                 L-l

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                               CHAPTER 2


            PRELIMINARY SURVEY PROCEDURES AT SAMPLING SITES


     During the preliminary survey at a sampling site it is important to
determine what hazards may be present, what safety support may be
available from the plant, and what special protective equipment and
clothing will need to be provided for sampling personnel.   Careful
evaluation of process and site conditions will be necessary to identify
equipment needed for protecting test personnel, monitor ing  exposures,
facilitating tests, and communicating for routine testing  and emergencies.

     This chapter includes a general safety checklist and  a discussion
of the information which needs to be gathered during the preliminary
survey.  Specific safety checklists may have to be developed for diff-
erent types of industry and different types of sampling operations.

     The major sections in the Safety Checklist  are as follows:


A.  Elevation

     This section is for recording details about scaffolds and elevated
platforms used for sampling, about ladders and stairs, and about means
of bringing equipment to and from sampling ports.  It should be noted
that no one is expected to climb any device that is unsafe.


B.  Personal Protective Equipment

     If the plant has rules on wearing of specific safety  equipment this
section should record their requirements.  This section should indicate
what additional personal protective equipment is needed for sampling
personnel.  Since sampling personnel will frequently be closer to
emission sources for longer periods and under more adverse conditions
than plant personnel, sampling personnel will need more additional
protection.

     If the plant has special protective equipment which they will  loan
to sampling personnel, this information should be noted clearly.  For
example, some plants have and will provide use of breathing air supply
equipment such as airline respirators.  The plant may be able to provide
the familiarization needed for use of their equipment.


C.  Special or Unusual Test Procedures
    and Safety Precautions Necessary

     Tests are often done under conditions in which production is high

                                   L-9

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and emissions may be greatest.  The person doing the pre-sampling survey
should determine or estimate the most extreme conditions that might
occur and   alert   sampling personnel so that they can be prepared.  This
is also the section for alerting sampling personnel  to any unusual plant
hazards, such as exposed high voltage lines or unexpected hazards, as
well as any unusual test conditions, such as high temperature or toxic
gas streams, flammable atmospheres, or other hazardous conditions.
D.  Expos u re Hon i to r ? ng

      If a plant has monitored employee exposure to certain specific
chemicals produced or used at the plant site this information could be
used  to determine what respiratory protection is needed by sampling crews
and whether their exposures should be monitored.
E.  Medical
     This section provides for recording information needed to obtain
the best medical assistance available in the shortest possible time.
The most immediate source of trained medical assistance is likely to be
the plant nurse or doctor, and the plant should be asked where they
send or take  their emergency cases for further emergency medical
assistance and treatment.  If the plant does not have the facilities or
personnel for treatment of serious injuries or chemical exposures, they
will usually  have experience with and can recommend the local hospital
with the most capable emergency room.

     As part  of the preparation for possible emergency medical treat-
ment,  it is  important to be sure of the procedure necessary to assure
treatment at  the plant or at the hospital without any delay, and to
assure that  there will be no delay of any necessary laboratory tests.
For example,  is it necessary to have a purchase order, to establish
credit, to carry a Blue Cross card, or to have a physician's referral?
F.   Fire and  Rescue

     This  section seeks  information on the availability and capability
of  local Fire and Rescue services.  While it is not very likely that
fire will  occur  in sampling equipment or facilities or that sampling
personnel  will need  rescue, it is desirable to know whether there  is a
Fire Department  and  a Rescue Squad available and whether they are
practiced  and equipped to provide emergency services that may be needed.
Under some extreme conditions or in remote locations, Fire and Rescue
services may  not be  able to reach the sampling site, so that sampling
personnel  may need to have their own special rescue gear and training.

     This  section also asks for information on the location and travel
distance and  time to the closest fire extinguishers of the correct  type


                                   L-10

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needed if fire occurs in test equipment or facilities or test chemicals.
The information can also be used to determine what type and number of
extinguishers need to be brought by the sampling team.
G.  Emergency Signals

     This section provides space for recording whether the plant has any
special emergency signals, such as for fire, tornado, or toxic gas leak.
If the plant monitors wind speed, wind direction, or other weather
conditions, such information could be valuable for protecting the
sampling operations and equipment.
                                   L-ll

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SAFETY CHECKLIST FOR PRELIMINARY SURVEY
     (Space to enter date and  identification of company and site.)
A.  ELEVATION
    Sampling will be from:  temporary scaffolds	; fixed platforms^
      Scaffolds;  Number	Heights	
        Height of sampling ports above scaffold platform
        Height of railings of scaffolds above platform	
        Scaffolds cross-braced at every level (yes/no)	
          on one side	on both	
        Scaffolds secured against toppling (yes/no)	
          by means of_	
        Scaffolds are erected on what levels
                               what surfaces
          Pedestrian traffic below scaffold will generally consist of:
          Plant personnel (yes/no)	
          Others (specify)	
        Barricades needed (yes/no)	
        Warning signs needed (yes/no)	
        Comments:	


        Fixed Platforms:   Number	Heights	
          Height of sampling ports above platform
          Height of railings above platform	
            Openings 	Protected by	
          Toeboa rds	
          Fixed Pulleys (yes/no) ^	
               In working condition (yes/no)
               Location 	
               Comments	
                                 L-12

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          Access to platforms by:  Standard industrial  stairs	
                                   Ships'  ladders (steep stairs)
                                   Fixed ladders
                                   Portable ladders_

          General condition of ladders
            Rest stops	Distance between

            Cage on ladders	•
            Climbing device	Make

        Comments:
B.  PERSONAL PROTECTIVE EQUIPMENT  Check if needed.

     1.  Safety glasses	side shields	
         Face shields	goggles	•      hard hat
         Safety shoes	electrical  hazard shoes
         Life belt and safety blockj	 ladder climbing devices
         Hearing protective devices
     2.  Respiratory protective equipment	 (see Sec D for details)
     3.  Body protection
         Chemical protection gloves	clothes	
         Heat resistant gloves	garments
         Other
C.  SPECIAL OR UNUSUAL TEST PROCEDURES AND SAFETY PRECAUTIONS
                                  L-13

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D.  EXPOSURE MONITORING

    Toxic or flammable gases, vapors,  dusts  contained in  emmissions:



    Toxic, corrosive, irritating or flammable materials  in  process

    streams:	

    Respiratory protective equipment used  by plant personnel:	

      Manufacturer and type	
    Respiratory protective equipment recommended for sampling personnel

      For protection of personnel  working  at sampling port:



      For protection of observer only at sampling port briefly:
    Plant personnel are monitored for exposure to

    Plant monitoring is by:  Continuous  monitor
                             Continuous  monitor with alarm
                             Personnel  monitoring
                               Periodically	
                               Personal  dosimeters

    Monitoring recommended for sampling  personnel
E.  MEDICAL

    Plant:  First Aid available (yes/no)	All  shifts?
      If available, give location of unit,  telephone number, and

      d i s tance	

      Staff:  Nurse        Doctor          Other
      Ambulance:  On site       On call        Tel. No.
                                 L-14

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    Hospital with emergency room
      Location	Tel. No.

    Provide a map or directions to reach hospital.

    Emergency water available/flushing chemicals

      Location
F. FIRE AND RESCUE

    Fire Department:  Name
                      Location
                      Tel. No./Emergency
                               Information
      Self-Contained Breathing Equipment:  Number

        Manufacturer	Type	

        Refill capability	

      Stokes stretcher?
      Ladders, truck or snorkel can reach working height of
    Rescue Service:  Name	Tel.  No.

      Stokes stretcher?	

      Gear available to lower injured person from height of	

      Special rescue equipment	
                                      Fire Extinguisher Rated
                                      Class     ABC
    Distance from sampling sites             	  	  	
    Distance from test trailer to
    Distance frorji field laboratory
             Horizontally to
             Vertically to                   	  	  	
G.   EMERGENCY SIGNALS AND COMMUNICATION
    If plant has coded or unusual alarms or several  different types of
    alarms, it would be helpful to obtain a short tape recording to
    orient sampling personnel.
                                 L-15

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Plant has:      Fire Alarm	       Signal is_
                Evacuation Alarm	Signal is_
                Tornado Alarm	     Signal is_
                Gas or Leak Alarm	Signal is
    Plant monitors:  Wind speed	Wind direction	Air temp.
                     Other weather conditions	.
    Locations of Telephones
         Nearest to  sampling site(s)
          Nearest  to  test  trailer
          Nearest  to  field  laboratory
                                  L-16

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                               CHAPTER 3


                    WORKING AT HEIGHTS:  SCAFFOLDS,

                     PLATFORMS, LADDERS, HOISTING
Responsibi1ities
     Each employer  is responsible for providing for his/her employees
a job and place of employment which are free from recognized hazards
that are likely to cause serious physical harm to his/her employees.

     Since sampling crews cannot rely upon industrial plants to provide
safe working conditions for sampling personnel, the sampling supervisor
must identify plant hazards that may endanger his employees and do what
he can to protect them from these hazards.  While the sampling organiza-
tion probably cannot effect any changes in the plant conditions, it can
try to assure that any sampling site construction does provide safe
working conditions.  For example, if a platform must be built or a
railing cut for probe access, the sampling organization should provide
specifications for safety and for guarding any new openings with chain,
rope, or strong temporary railings. -Plant employees or scaffold con-
tractors may not know of the need for such things as A2-inch high
guard railings, toeboards, secured straight-run ladders, or tieing off
scaffolds.

     Sampling crews also have a responsibility not to endanger plant
employees or property with sampling operations, or set-ups and take-
downs.  For example, the sampling team may need to rope off or barricade
areas where tools or equipment are being hoisted or may fall.

     Employers performing sampling under Federal contracts have a
contractual responsibility to comply with Federal safety regulations,
including OSHA Standards.  EPA personnel monitoring stack sampling
operations have a responsibility to see that the sampling is done
according to the contract and is carried out in a reasonably safe
manner.  EPA project personnel can advise the contractor informally if
reasonable safety precautions are not being followed, although formal
action can be taken only by EPA contracting officers.
Working at Heights

     Although the most common hazard of working at heights is that of
equipment  or personnel falling off the platform, there are some less
common hazards that should be considered.
                                  L-17

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     Working at heights with grounded electrical equipment exposes
sampling personnel  to  increased danger from lightning.  Personnel
should be alert to  approaching storms since lightning may strike  in
advance of a storm.  A portable radio can be used to monitor weather
reports, and static interferences may signal lightning discharges in
the vicinity.

     Visibility seems  to be a requirement for effective sampling
operations.  Snow,  rain and dust storms may impair visibility so much
that sampling  operations will need to be stopped.  Such storms many
also interfere with verbal communication between sampling personnel.

     Since sampling operations at heights introduce a time separation
between personnel at different levels, there may be situations where
personnel need to have some emergency equipment at the working eleva-
tion.  For example,  a  supply of emergency water is needed on the plat-
form if personnel can  splash corrosive chemicals in their eyes or on
their skin.  Some small adhesive bandages may be needed, to keep blood
from dripping, and  personnel may need emergency lighting in case of
power failure  during night operations.

     If the sampling environment presents the unusual hazard of  release
of high concentrations of deadly gases, such as hydrogen sulfide,
personnel on the platform may need self-contained breathing apparatus
for safe escape.  Special respirators will be needed for protection if
there is exposure to irritating gases and vapors.

     In Chapter 3 the needs for routine and emergency communications
are  discussed.  An additional possibility for improving communication
capabilities would  be  to incorporate signal wires with probe umbilicals
if test equipment is not going to be operated on the sampling platform.
A simple signalling system would allow the person at the equipment to
signal when the probe  is to be moved and what position the probe  is to
be at.  Whistles, buzzers, or hand and flashlight signals may also be
used.

     If there  is frequent need to walk or work near the edge of  roofs
or other elevated surfaces, tightly-strung rope or cable at A2 inches
height can be  used  to provide a temporary guard railing to prevent
falls.   If rope.or  cable is used as a railing, it should have less than
6 inches of sway under a 200 pound force, and no more than 3 inches of
sag between supports.  Vertical supports should not exceed eight  foot
intervals if the rope or cable is to provide good protection for opera-
tions carried  on regularly and close to the railing.

     On  some high surfaces it may be desirable to provide a temporary
guard railing  or rope even if sampling personnel do not plan to work
near the edge.   Need for such a safety guard railing or rope is greater
if the  surface slopes or is rough or slippery; a mid-line may also be
                                   L-18

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needed to provide protection in case someone slips or slides under
the k2 inch high guard railing or rope.

     Under some extreme conditions where guard rails or guard ropes
cannot be provided or where work is well above or beyond fixed guard
rails, and where fall distances could cause serious  injuries, personnel
should wear safety belts or harnesses connected to well-rigged safety
lines.  Such safety  lines should be equipped with shock-absorbing
devices so that  in case of falls there  is minimum injury from the
sudden stop at the end of the  line.

     Although guard  railings are usually recommended for walking and
working surfaces four feet above another level, there are some situa-
tions where the  exposure to falling  is  infrequent and the risk does not
seem to justify  the  expense and hazards of erecting  a temporary  railing.
For example, consider a one-story  flat  roof where sampling operations
are twelve feet  or more from the edge.  Although  sampling personnel can
approach  the edge, they are working  far enough away  that even if they
fell on the roof they would not be likely  to  fall over  the edge.   During
set-up and take-down operations when  they  are hoisting  equipment over
the edge  of the  one  story  roof, the  hazard of the height  is  so obvious
and attention  is generally  so  great  that personnel  are  not  likely  to
fall over the edge.  However,  if extra  attention  alone  does  not  seem
to provide great enough  safety, some additional  protection will  be
needed  that does not interfere with  hoisting  operations or  create
greater hazards  during  its  installation.

      If  the wind is  blowing or gusting at  25  miles  per  hour  or more,
climbing  and  hoisting  should  be  stopped to prevent  falls.   If the  wind
speed  exceeds  30 miles  per hour,  sampling  operations should  be dis-
continued and  sampling  personnel  should come  down off  of  elevated
platforms.   If  equipment  is blowing  off "the platform,  the wind speed
 is obviously  too great.   When  the  botton  of a flag  is  blowing straight
out,  wind speed  is  25  mph or  greater.

      Wind speeds can be measured  inexpensively with a  portable wind
 speed indicator, or can be estimated from the following table of wind
 speed and effects.

      If ladders, stairs and platforms are covered with ice or are icing
 up from a freezing  rain,  there should be no climbing or work at
 elevations.

      If hand-held tools are used beyond the edge of the working  plat-
 form, such as to remove plugs from sampling ports,  it  is advisable to
 take special  care to prevent  the tool and the plug from falling.   In
 some situations it  may be desirable  to tie the tool to the platform or
 other superstructure.  For example,  a tie line should definitely be
 attached to any wrench used to loosen a tight plug  in a sampling port,
 anticipating that the wrench  may slip.
                                   L-19

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     Miles
   per hour

     8-12
    13-18

    19-24


    25-31



    32-38



   (Sources:
                             Wind Speed and Effects
 Gentle Breeze


 Moderate Breeze

 Fresh Breeze


 Strong Breeze



 Moderate Gale
Wind extends light flag; leaves
and small twigs in constant motion

Loose paper and dust blown about

Small trees sway; white caps form on
fresh water

Large branches and whole trees move;
wind whistles in wires; flag flutters
vigorously

Flag whips wildly; loose objects may
be lifted from the ground; difficult
to walk against the wind
W. N. Witheredge in  Industrial  Hygiene and Toxicology
Vol. 1,  John Wil.ey,  New York 1958 and G.  L. Cantylaar,
Your Guide to the Weather,  Barnes £ Noble, New York
1964.)
Ladders and Climbing

     Portable ladders have a tendency to fall  back away from the
building if they are too steep and to slide sideways when people get
on or off at the top of the ladder.   Ladders tend to slip away from the
building at the bottom of the ladder if they are not at the correct angle
of if the ladder shoes slide on the supporting surface.  Anti-skid
ladder safety shoes are helpful and ladders are reasonably stable if
they are at the right angle.  Place the bottom of the ladder one foot
away from the building for every four feet of ladder elevation up to
the point of support.

     It is good practice to secure or tie off the top of ladders which
are going to be used more than once or twice.   The tie-off should limit
movement of the top of the ladder and secure the ladder from sliding,
falling down, and tipping out.

     When setting up a portable ladder, the tops should extend above the
roof, parapet, or platform at least k2 inches for support while getting
off and on the ladder.  Ladders should be positioned so there is climb-
ing room (about 30 inches minimum), and so that there are no obstruc-
tions behind the ladder that will interfere with free use of hands and
feet on ladder rungs or that will be in a position to be mistaken for
ladder rungs.
                                  L-20

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     Portable scaffolds need to be secured to minimize horizontal
movement and to prevent scaffolds from tipping over due to wind, load,
or working stresses.  Scaffolds over twenty feet high should be secured
or tied off.  Scaffolds taller than forty feet high should be secured
every twenty feet.

     Scaffolds with built-in ladder sections should be erected so that
all the ladder sections are in a straight run.  This will facilitate
use of the ladder and prevent injuries which may occur if personnel
are unaware of or forget shifts in the position of ladder sections.

     Fixed ladders should be securely fastened to the structure.  All
ladders should be in good repair without any cracks or weakening
damage.  All rungs or cleats should be sound, securely fastened to the
rails, and evenly spaced.  If rungs are not evenly spaced the ladder
will be hazardous to climb.  An even climbing rhythm depends on even
spacing of rungs, and uneven spacing requires extra attention to prevent
misstep.

     Safe climbing requires both hands free for gripping the rungs of
the ladder.  Nothing should be carried in the hands while climbing.   If
tools and small equipment cannot be hoisted, they should be carried up
ladders only in backpacks, shoulder-straps or belts.  Care should be
taken to prevent tools or equipment in backpacks or pockets from
becoming dislodged and falling, and to prevent tools or equipment from
catchning on a rung or rail and throwing the climber off balance

     Climbing and descending should be done facing the ladder.  The
foot should be placed on the rung so that the front edge of the heel  is
against the rung to prevent slipping, particularly during inclement
weather or on oily or slippery rungs.  The hands should grasp the rungs
firmly, rather than the rails.  Gripping the rungs for climbing, as
firefighters are trained to do, provides greater control and less
chance of slipping than gripping the side rails of a ladder.

     Climbiers should wear sturdy well-fitted gloves, sturdy boots in
good repair, and clothing that is not so loose that it may catch in
ladders.

     Portable metal ladders should not be used where the ladder or
person on the ladder may come into contact with electric circuits.
Scaffolding and Platforms

     Working platforms and elevated walkways need  to be provided with
guard railings high enough (k2  inches  is  standard)  to prevent workers
from falling off the elevated surfaces and from falling over the rail-
ings.  Midrails are standard to prevent workers from falling under
the guard rai1 ings.

                                  L-21

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     The performance standard for railings is a 200 pound force applied
 in any direction at any point on the top rail.  If you decide to test
 the railings do NOT do it with your body.  If the rail appears too weak
 to support you if you fall against it, do something to strengthen or
 replace or supplement the railing before sampling.

      If sections of guard railings must be removed for probe access to
 sampling ports, there should be some alternative guarding of the
 opening in the railing.  One alternative would be a temporary railing
 above and below the path of the sampling train, and another would be a
 railing out beyond the opening.

      If there are openings in railings around areas used for sampling
 operations, for hoisting, stairs, or ladders, it will generally'be
 desirable to close the openings with a snap chain, rope or other
 temporary barrier to falling.  Since sampling operations often must be
 carried out in locations not designed for protection of work operations,
 existing railings may need to be augmented and temporary protection of
 openings may need to be added to prevent falls.

     Working surfaces of elevated platforms should obviously be strong
 enough to support personnel  and equipment, and constructed so that the
 boards do not slide off the scaffold or supports.  If planks must over-
 lap,  they should overlap at least 12 inches or be nailed down or
 secured against movement.  At elevations or locations where high winds
 may occur, it is advisable to secure all plywood and planking against
 wind  forces which may move or lift them.

     Secure footing without tripping hazards is essential in elevated
 locations.  Tape, tools and small objects should be stored so that
 they do not clutter the work platform.   Umbilicals and wires should be
 run so that they are kept out of the working path.  If it is impossi-
 ble to avoid uneven platforms or tripping hazards, they should at
 least be minimized and marked to help reduce their danger.

     Open-grating platforms used for stack sampling should be floored
with plywood to prevent small tools and parts from falling through the
 grating onto persons or equipment.

     Toeboards should generally be provided as curbs around the edges of
working platforms to prevent equipment, small  tools and other gear from
being pushed or kicked over the edge.  Toeboards are not required if
personnel  cannot pass beneath the open sides of the platform, or if
 there is no equipment below which could be damaged by falling material.
However, even though toeboards may not be required, small objects such
as metal parts can fall  off a platform or scaffold between the scaffold
and the stack, and may bounce and hit a person or equipment.
                                  1-22

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     Toeboards should be four inches nominal in vertical height from the
top edge to the top of the working surface.  Lumber that is 1" x A" or
2" x V nominal could be used for toeboards.

     Preventing the falling of tools and equipment and hardware is
important since the impact on a person below could be fatal.  Tool
belts might be useful where toeboards or solid flooring cannot be pro-
vided.

     Roping off areas below sampling operations and hoisting operations'
(the "impact zone") will help avoid possible injuries.
Scaffold Erection

     In earlier sections of this chapter we described the need for
supporting or tieing off scaffolding to prevent it from swaying or
tipping over, and the need for standard height railings and toeboards
and solid work surfaces.  We also referred to the desirability of
fastening work platforms to the scaffold, or to cleating planks so they
cannot slide off the scaffold.  In addition to these precautions, you
should mention to scaffold erectors that planks fit better if the
scaffold is erected so the cross-section is rectangular; the diagonal
distances between legs should be just about equal.  Cross-braces also
serve an important function of keeping scaffolds up, and most sections
of scaffolding should have the cross-braces connected and the connec-
tions should be secured to keep the braces in place.

     Scaffolds should be erected on solid footings to avoid sinking
into the ground or poking holes in a roof.  If the scaffold is erected
where it may be struck by vehicles, barricades and signs will be needed.

     Some sampling contractors have found a definite advantage in
having their scaffolding erected by one or two scaffold contractors who
have shown dependable performance.  The sampling contractor apparently^
saves time and money by having a known and reputable firm erect their
scaffolding, even over travel distances greater than 100 miles.

     A visual check should include the following items:

     1.  Are the feet stable and firm?

     2.  Is there a permanent access ladder either
         a.  built-in and continuous; or
         b.  temporary ladder lashed firmly?

     3.  Are all other connections firm either with pins or bolts or
         nested?

     4.  Are there secure cross braces to prevent torque?


                                   L-23

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     5.  Are the scaffold platforms of at least two 2 x 12 planks wide
         or their equivalent?

     "6.  Are the scaffold platforms secured against teetering or the
         wind?

     7.  Are there 42" guardrails with midrails or does the cross bracing
         give equivalent protection?

     8.  Are there toe boards of sufficient height to prevent tools and
         equipment from falling?  (V or more)
Hoisting

      In addition to the need for hoisting equipment up to sampling sites
during set-ups and lowering it after the tests, there is a need for some
routine and safe methods for hoisting replacement probes and other
supplies during the sampling operations.  If the usual method is to
lower over a pulley or over the edge of the platform, loss of your grip
may mean loss of the equipment parts.  Looping the control end of the
rope around the scaffold or platform railing can provide an effective
brake for lowering heavy equipment by improved control of the rate of
descent.

     The basic needs for hoisting and lowering stack sampling equipment
to and from the sampling site safely and uneventfully are:  rope, gloves,
a clear path, a pulley, support for the pulley, a method of attaching
the load, and some method of stopping or controlling the rate of descent.


Clear path

     The Preliminary Survey should determine whether a clear path for
hoisting is available or if it can be provided economically.  If there
is no clear path for movement of equipment up to the sampling site,
directly or in stages, the equipment may be damaged or may have to be
moved with great difficulty.
Hoisting Procedures

     Before lifting any loads, the hoisting area should be roped off or
marked to warn passersby, and access limited to the crew members doing
the hoisting or guiding the load.  The rope or signs can be removed
either when the hoisting has been completed and there is no danger of
tools or equipment falling, or after the sampling is completed.

     No one should be directly under a load being hoisted, even if
block and tackle are being used.
                                   L-24

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     If possible, loads should be lifted straight up and the hook and
line should be directly above the load before it is lifted.  Pulling
a load sideways as it Is being lifted may cause it to swing into some-
thing and cause damage to the load.

     To keep loads from swinging or blowing while they are being
hoisted, a tail line or guide line is recommended for control  by the
crew member on the lower level at the hoisting site.

     Leather-palm gloves should always be worn to handle the hoisting
lines, and gloves should be worn when handling the load.
Stopping and Controlling the Rate of Descent

     Stopping a load at the top when one person is hoisting from the
top can be managed by taking a doubled length of line above your grip
and passing it around a post and tying two half-hitches with the
doubled line.  This will allow one person to hoist and secure the load,
swing the load onto the platform and then slip the knot loose by pull-
ing on the slack end of the line.

     Controlling the rate of descent of a load can be managed by use of
a block and tackle, or by passing a loop of the rope around a post or
something shaped like a capstan or a mushroom.  Back pressure on the
slack end of a line around a post or capstan will  increase the friction
on the rope and allow good control of rate of descent with less stress
on the sampling crew.  A capstan-like device has the advantage that
you can throw a loop in the rope and over the capstan easier than loop-
ing the entire length of the rope around an endless post or railing.
Pulley and Support

     Although use of ropes without pulleys has been common in stack
sampling work, hoisting difficulty and damage to equipment has also
been common.  Use of a pulley  is recommended for hoisting.  Pulleys
and rigging should be standard equipment for stack sampling crews.
Block and tackle may be available  in  local hardware stores either as
parts or assembled, but it is more convenient to purchase the equip-
ment in advance.  At some sites the only path or the most convenient
hoisting path may be the inside of the ladder cage.  If the ladder
cage extends k2" above the platform as it should, the top of the
ladder cage may be strong enough to support a bracket for the pulley
and the weight of the loads of equipment.  If the ladder cage does
not extend high enough to provide pulley support and a path, a frame
could be rigged to support the pulley above the cage, preferably with
sufficient headroom to allow use of the cage while the frame is in
place.
                                  L-25

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     Sites over 50 feet high and those which are sampled regularly
should have a pulley support installed.  Some companies have gallows
frames and pulleys installed permanently.  Condition of frames and
supports should be checked before using them.
Load Support and Direction

     Loads to be hoisted should have connections for hoisting lines,
or should be supported in slings or lashed so the load will not shift
or drop during hoisting.


Slings and Attaching Loads for Hoisting

     When hoisting probes or other equipment without specific attach-
ment points, it Is safer to provide a separate sling or binding rope
than to use the hoisting rope to wrap or tie the load.  Hoisting ropes
should have hooks for attaching loads.

     The most commonly used sling is composed of two lengths of rope
with a galvanized eye spliced in each end of each rope.  To use the
sling, a length of rope is passed under each end of the load and the
four eyes are hooked onto the tackle hook of the hoisting  line and the
safety catch is closed.
Hooks

     All  hooks  used for hoisting should have safety catches to prevent
the  load  from slipping out of the hook.  The support  line or sling  is
prevented from  coming out of the hood until the catch  is released.

     As a rule  of  thumb, the load in tons that can be  carried safely
by a hook is  equal to the square of the diameter of the eye.  As a
rough  estimate  a hook with a one inch diameter eye could carry a one
ton  load  safely.

      If a shackle  or clevis  is used in the sling, the  safe  load  in
tons  is the diameter of the  pin  in 1/4-inches squared  and divided by
three.  For example, a half-inch diameter clevis pin  is two quarter-
inches, and two squared and  divided by three  is 2x2    1 _1_ tons.
                                                 3  = ' 3

     These rules of thumb are not suggested as a substitute for
accurate  tables and reference material from the manufacturer, but may
be useful as  a  safety check  while  in the field.
                                  L-26

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Block and Tackle

     Block and tackle provide a means of gaining a mechanical advan-
tage for lifting equipment to stack sampling sites.  If heavy loads
need to be lifted or controlled carefully, particularly on long lifts,
the job can be done with less stress on the crew by use of block and
tackle.  The cost of the reduction in stress is the added time to pull
twice or three times the length of rope that is needed with use of a
single pulley.

     Rigging block and tackle is done by placing the blocks close
together in the same relative position as they will be used, and
threading the end of the coiled rope through the pulleys to the connec-
tion point.  Then the blocks can be pulled apart as needed without
kinking or tangling the line.
     Obviously you need rope strong enough to support the load lifted,
and large enough in diameter to allow a firm grip, such as 3/^-inch
rope.  Rotten, frayed or severely worn rope should not be used.

     The safe load for manila rope one inch in diameter or less can be
estimated  by squaring the diameter of the rope in inches, with the
product the load in tons. For example, a 1" rope could carry a safe
load of one ton, and a 1/2" rope could carry a safe load of 1A ton.
Sisal rope can carry only one-third the safe load of manila rope.

     Sturdy gloves are needed to provide hand protection and a secure
grip on the rope.  Leather-palm gloves seem to be effective, and con-
sidered a necessity by many sampling personnel.
Care of Rope

     Care should be taken to avoid kinking rope, getting it wet, or
dragging it in the dirt.  If rope gets dirty,  it should be hosed off
and then loosely coiled to dry.  If rope must be passed over sharp
corners or edges, they should be padded or protected with chafing gear
to prevent damage.

     If block and tackle are used, the recommended storage procedure
is:  pull the blocks together, coil the rope, store the coiled rope
with the end on the bottom and the block and tackle on the top.  With
this procedure, the block and tackle are ready to use without tangling
or kinking of the rope.

     Rope should be inspected for wear, breaks or other defects prior
to each use, or after each use to save time when the rope is needed.
                                   1-27

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Manila and sisal rope should be replaced every year, if they are used
often or subjected to inclement weather.

Elevators and Hanlifts

     Passenger elevators are usually well maintained and regularly in-
spected where the passenger load and frequency of use is great, such as
in office and commercial  buildings.  However, small industrial elevators
and hoists may be poorly maintained and seldom used regularly.  If a
hoist or small elevator is going to be used for access to tall stacks,
the sampling crew should test the operation and alarms, and check out the
escape routes.

     If the hoist or elevator seems to be unreliable based on preliminary
survey information or tests, the crew should see what maintenance or
emergency assistance can be provided.  If alarms do not work or phones are
not reliable, the crew should carry a radio or other signaling device so
that assistance can be called if the hoist or elevator stops between
landings.   If escape may be necessary and feasible, find out what is needed
to get out of the car and what is needed to get to a safe route to the
ground.

     Manlifts are vertical conveyor belts for moving people from floor to
floor- in less space and time than required by stairs.  Manlifts are old
fashioned, dangerous and not designed to move equipment or freight.  Man-
lifts are constructed of a continuous belt with steps every 16 feet or
so and handholds 48 to 56 inches above each step.  A continuous fixed
ladder without cage accessible from both the up and down side of the
manlift should be provided.  A control rope or ride should be accessible
from any step on the manlift to stop the belt and apply the brakes.  At
the top of the manlift there are supposed to be two separate automatic
devices which cut off the power and set the brake if the person does not
step off the manlift at the top platform.  At the platform there should
be a grab bar to permit the rider to swing free and on to the top landing
if the emergency stops fail to operate at the top of the manlift.

     Before riding a manlift check to see if  (1) the emergency stop at
the top of the manlift is operative, (2) the emergency rope or rod along
the manlift's vertical surface is operable, (3) there is a permanent ladder
accessible to the up and down run, (k) the underside of the floors or
platforms on the up side have cone shaped guards to guide the ascending
person through the floor opening, (5) there is sufficient illumination to
see the platforms and stops, (6) there are instructions posted on each
landing, (7) the belt has not been spliced and does not show wear, and
(8) the top landing has a sign designating it as the top landing and to
get off.
                                  L-28

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     To ride a manlift:   (1) face belt and put both feet squarely on
step, (2)  hold handgrips  firmly with both hands,  (3) never carry tools
or objects in hands or protruding from pockets as they may catch on
floor openings, and (k) do not leap to catch a step that has passed the
floor landing.  If there  is any other way to reach the top ignore the
manli ft.
                                    L-29

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                              CHAPTER 4


                COMMUNICATION TECHNIQUES FOR ROUTINE

                       TESTING AND EMERGENCIES
Needs for Communication

     Rapid and effective communication is  needed between members of
sampling teams to help assure that the testing follows the established
schedule,and to correlate data recorded with the sampling activity and
the position of the probe.  If shouts  are  not heard or gestures are
misunderstood, the test results may not be accurate, so there is a need
for audible and clear communication for routine testing.

     During setup and breakdown there  may  be hoisting or lowering
operations that are not routine or that are carried out or assisted by
another contractor.  For these infrequent  operations (relative to
sampling) and for effective cooperation between people who may not work
together regularly, there is need for  audible communication and visual
communication that is clear, rapid,-and not likely to be misunderstood.

     If there is a plant emergency, such as a fire, tornado warning, or
unexpected release of toxic chemicals, it  is imperative that sampling
personnel know the signals, and that they  know what to do and can do  it
promptly and correctly.  If there is an emergency in the sampling
operations, such as observation of lightning or high winds, or damage to
equipment or injury to personnel, the  sampling personnel need to have
some means of signalling the emergency and calling for the kind of
emergency help needed.
Types of Communication Systems

     If plant noise is not too great and winds are not too high, and if
the vertical and horizontal distances are not too great, it may be
possible to communicate effectively by means of shouts and gestures.
However, this means of communication is easily interfered with by equip-
ment noise, passing trains and other vehicles, and the distractions of
the work.

     Each sampling team can use their own system of hand signals to
indicate common messages such as temperature, move the probe, and so
forth.  As a better means of signalling for attention to visual signals
than shouting, various inexpensive whistles, horns or bells can be used.
Team members can carry or wear the same type of whistle or other device,
or each can have a device with a distinctive pitch.


                                 L-30

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     Where distances or ambient noise levels are too great for a hand
bell or mouth-powered whistle or horn to carry clearly, there are Halon-
powered hand-held horns that can be used effectively.

     Telephones provide a more rapid and effective means of communicating
than hand signals.  However, there are expenses and difficulties
associated with stringing telephone wires.

     Radio communication between sampling team members provides many
advantages, both for carrying out routine monitoring tasks and for
relieving some of the monotony of the monitoring.  Radio communication
also is very effective for conveying  special directions during setup
and breakdown, and for describing emergencies and the type of help
needed.  In addition to radios for communication between team members,
it may be possible and is certainly desirable to borrow a radio from the
plant to be able to communicate directly with them in case of any
emergency.  In addition to the two-way radios, it may be very helpful
to have a portable receiver to monitor local stations for weather reports
and for static which may indicate approaching storms.

     Consider possible interference which may prevent uninterrupted use
of radio equipment provided by the sampling team or the plant.  CB radio
channels are not likely to serve the needs of the sampling team, and CB
broadcasts may interfere with other channels.  Equipment should be
checked out to be sure it can be relied upon.
Special Problems

     Stack sampling personnel  have been  trapped  in elevators and have
been unable to get help for  several  hours because telephone and alarm
systems have been out of order, and  because no one noticed the team
missing.  Before using plant elevators the team  should be sure any
telephone is working and answered, and that the  alarm system is working
and will summon needed assistance.   As a back-up,team members should
keep in touch so that someone  missing will b$ noticed within a short
time.
                                 L-31

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                               CHAPTER 5


                    WORKING  IN HOSTILE ENVIRONMENTS
     One of  the  first things that is done on every commercial airplane
flight  is an audible and visual review of emergency procedures to be
followed by  passengers in case there is loss of cabin pressure or
emergency landing.  The review of procedures for instruction of passen-
gers gets to be  routine if you fly often, and seems to be unnecessary
preparation  for  emergencies that never happen, oxygen deficiency, fire,
or sudden impact.  However, if any of these emergencies do occur, they
will be 1ife-threaten ing very suddenly!

     While stack sampling personnel  seldom encounter life-threatening
emergencies, routine difficulties and boredom being more common, stack
sampling operations are frequently conducted in environments which are
hostile or which may become hostile unexpectedly.  Hazards outside of
buildings include temperature extremes, wind, electrical storms, and
releases of  chemicals from process or control equipment.  Hazards
inside of buildings include temperature extremes, noise, dust, and
releases of  chemicals from process equipment.

     Other chapters discuss emergency procedures for high winds, fire,
electrical storms, and overexposure to heat and cold, and some con-
ditions under which sampling outside should not be started or continued,
such as freezing rain.

     If sampling operations take place inside a process building or some
other area in which there may be high ambient concentrations of toxic
gases or possibility of release of large quantities of toxic or
asphyxiating gases, sampling personnel  should be able to escape if their
respirators  fail or there is a release of hazardous gases.

     If there is a possibility of a hazardous gas emergency in any
inside sampling  location more than 75 feet travel distance from outside
air, each person should have an emergency escape device that will pro-
vide a respirable atmosphere sufficient for escape.  Finding out whether
there has ever been a hazardous gas emergency in the plant, or whether
there is a reasonable possibility of one, should be a part of the
Preliminary Survey.

     Each sampling crew that may encounter oxygen-deficient or extremely
contaminated atmospheres should be equipped with two self-contained
breathing masks  for each person.  Training is necessary for rapid, safe
and effective use of tne breathing apparatus.
                                  L-32

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     Each crew member entering a hostile environment should carry a
small, portable alarm device for signalling a serious emergency and
cal1 ing for help.

     Under some circumstances where sampling personnel may encounter
dangers where immediate rescue is necessary for life safety, a harness,
life-line and attendant should be provided.  Examples of such dangers
are:   floating-roof tanks where the contents will  not float a human
body (eg. gasoline); unguarded sloping roofs; elevated horizontal ducts;
and sampling sites where wind speeds may be extreme.  A  CO  -inflatable
life jacket may be needed for work where a bulky life jacket would
interfere with sampling activities.
                                  L-33

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                              CHAPTER 6


                 WORKING IN HOT AND COLD CONDITIONS


Hot Conditions

     Overexposure to heat from work stress,  ambient  temperature and
radiant heat can cause a variety of ill-effects on humans,  ranging from
cramps to collapse to possible death.  Employees need to assess the
exposure and recognize the signs and symptoms  of heat stress so they
can take preventive measures.  Drinking water, salt,  protective clothing
and regular rest breaks in a cool  area need  to be available and used to
prevent serious effects of overexposures.  The effects of heat stress
can be so serious that the major effects are described briefly in the
next three paragraphs, and described in detail in a  later section of
this chapter, with symptoms and treatment.

     Heat cramps are muscle spasms caused by depletion of salt, exces-
sive sweating without replacement of the salt  lost.   Under extreme
exposures, salt loss may be as much as 6 to  8  teaspoonfuls in one day.

     Heat exhaustion can result from excess  loss of  water and salt, and
affected persons may collapse from dehydration or inadequate circulation.
There is heavy sweating, little or no increase in body temperature, and
a rapid pulse, up to 150 beats per minute.

     Heat stroke is an extreme failure of the body thermoregulation
system, with hot dry skin, flushed face, rapid and bounding pulse, and
high body temperature greater than 105° F.   Continuous exposure to
extreme heat for as little as three hours can produce heat stroke.
Brain disorders may range from headache to delirium to unconsciousness.
Rapid cooling is urgent to prevent death.

     Climbing ladders and stairs is heavy work that generates consider-
able metabolic heat.  Heat stress as discussed in this chapter is not
likely to occur unless there is medium or heavy work.

     Other factors that may magnify harmful  effects of heat exposure
are chemical exposures, altitude, inadequate acclimatization, fatigue,
lack of sleep, consumption of alcohol, inadequate nutrition, cardiac
and respiratory conditions, and taking certain medications.  Toxic
substances such as carbon monoxide have a synergistic effect so that
heat stress effects will occur at lower temperatures than expected,  if
there are toxic exposures at the same time as heat exposures.
     In order to assess the heat stress presented at sampling sites by
ambient conditions, we recommend that the Wet Bulb Globe Temperature
(WBGT) be determined during the Preliminary Survey, and confirmed during
                                  L-34

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initial set up.  If the WBGT is above 80° F or the wet-bulk temperature
is above 85° F, there is going to be sufficient heat stress to take
other steps to measure heat stress, body temperatures, and weight loss,
and to assess methods of reducing heat stress.

     Some of the methods of reducing heat stress are rest periods in
cool areas, providing block and tackle for hoisting, providing cooling
fans or reflective clothing, or scheduling set-up work during a cooler
period of the day.  Methods of reducing heat transfer to sampling
personnel include the following:

     Reduce solar load (if sampling is done outdoors)
          Wear light-colored clothing and headcovering (e.g.  hard hat)
          Cover as much exposed skin as possible
          Provide shade if possible

     Reduce conductive and radiant heat load from stacks
          Provide insulating material on hot surfaces
          Provide reflective surface to shield personnel

     Improve convective heat load factors
          Wear loose-fitting or limited clothing and promote evaporation
            if ambient temperatures are below 100° F (37.8° C)
          Cover the body as much as possible if the ambient air
            temperatures are higher than 100° F (37-8° C).

     At sampling sites where the heat stress may be severe, such as at
kilns or in desert areas,  it will be advisable to equip sampling teams
with an oral medical thermometer.  It may be necessary to keep the thermom-
eter in the ice chest or other cool area to keep the thermometer from
reaching temperatures above 100° F.

     If personnel begin to have symptoms or show signs of heat stress, the
thermometer will be very useful in assessing the problem.  Oral temperature
information and the signs and symptoms will help identify the degree of
heat stress before the problem becomes so severe that the affected person
cannot be brought down from elevated worksites without being lowered  in a
Stokes Stretcher.  Recovery of a seriously affected person is directly re-
lated to the severity of the symptoms when removed from the heat stress,
and the availability and vigorousness of the first aid treatment.  If the
oral temperature exceeds 100° F as result of heat stress, the exposed
person should definitely be removed from further heat and work stress for
at  least 2k hours.

     Recovery of a person showing signs of extreme heat stress may also
depend on whether the affected person receives the needed medical aid
promptly.

     Core body temperatures are a more accurate measure of the effects
of  heat stress and are usually at  least 1.0 degree F higher than oral
temperatures.  Definitive first aid and medical treatment will use
rectal thermometers to measure core body temperatures.   If a sampling

                                 L-35

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team is going to work at a site remote from medical or paramedical
assistance, the team's first aid kit should include a rectal thermometer.

     Any time a sampling team is going to be working more than three
miles or ten minutes from a source of medical  assistance (infirmary,
clinic or hospital) it is necessary that one or more persons on the team
be trained  in first aid.  (It is desirable for all sampling personnel
to have had first aid training.)
Preventive Measures

      If an employee  is not exposed to a hot environment on a daily basis
the employee will not become acclimated to the hot environment and
sweating will be more profuse and will contain a higher percentage of
salts than is common with acclimatized workers.  Thirst cannot be relied
upon  to assure sufficient fluid intake.

      In hot environments where heat stress may be severe, the following
recommendations should be considered for the protection of sampling
personnel:

      (a)  A minimum of 2 gallons of special fluid is recommended per
            person.  The fluid can be 0.1% salted and iced drinking
            water, commercial products, special formulas  (listed in
            Appendix), or salt tablets and iced water.

      (b)  One break each hour to drink the salted water is recommended
            unless the water with salt is available at the sampling
            sites.

      (c)  Breaks to an air-conditioned or cool area will  reduce the
            heart rate and allow for a greater margin of  safety in
            preventing heat stress conditions.

      (d)  Weighing each exposed person before and after working in the
            hot environment is recommended; weight loss will indicate
            dehydration and the urgent need to drink more 0.1% salted
            water or special fluids.

      (e)  Employees should be trained  in recognition of the signs and
            symptoms of heat stress.

      (f)  It is imperative that treatment begin immediately when
            symptoms and signs of severe heat stress are  present,
            regardless of WBGT.

      (g)  Wear head covering and loose-fitting, absorbent clothing,
            preferably cotton, to assist evaporation.

     (h)  If possible, schedule strenuous work and hot work in cooler
            part of the day or year.

                                  L-36

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Temperature Extremes

1.  Heat Stroke  (Sunstroke)

     Serious medical emergency of major magnitude:   Is uniformly fatal
     unless treated promptly and adequately  (vigorously).

     Symptoms

     (a)  Skin  is hot and dry, red, mottled, or cyanotic (gray to blue)

     (b)  Body core temperature  106° F and rising, oral temperatures of
          105° F and rising.

     (c)  Heart  bounding and rapid

     (d)  The worker may become  confused, delerious, unconscious or
          comatose, either  slowly or rapidly.

     Treatment
      It  is essential  that  treatment  begin  immediately.  Rapid cooling of
      the body  is  imperative.

      (a)  Saturate  the worker's clothes with  ice water.  Do not protect
          worker  from any  wind  available.  Shade  from sun and any other
          heat  source.

      (b)  Evacuate  to ground  level,  or  if  evacuation  is delayed initiate
          additional  treatment  before  reaching ground level.

      (c)  Immerse in  chMled  water and massage the body vigorously, or

      (d)  If  immersion  is  impossible, wrap the unclothed body in wet
          sheets  and  fan vigorously  with cool dry air, or

      (e)  If  immersion or  wrapping  in  sheets  is not feasible, then soak
          the  worker's clothing with ice water and fan vigorously  (use
          an electric fan  if  available).

      (f)  Monitor body  temperature to  prevent the oral temperature from
          dropping  below 100° F.  Continue to monitor body temperature
          to detect either a  continued drop  or a  rise.

      (g)  Treat for shock  if  present by elevating feet, legs, lower
          torso or  by placing on a plank with the foot end of the  plank
          or Stokes Stretcher elevated  12" - 2k"  approximately.  Wrap
          in warm blankets if body temperature  is down.
                                  L-37

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     (h)   Transport to nearest hospital  preferably by ambulance,  van,
          or accompanied in back of pickup truck in Stokes Stretcher
          with feet elevated at least 6".

     Complications may include:  Kidney  failure, liver failure, blood
     disorders, impairment of the muscles  of the heart,  and permanent
     brain damage.  The complications are  in part consequences of
     prolonged high body core temperature  and in part the result  of
     oxygen starvation of the tissues if shock is severe or prolonged.

     Loss of consciousness accompanied by  cyanotic (gray-blue) skin will
     appear to be shock, but if the body temperature is  elevated  the
     symptoms are from the heat stroke.   If the body temperature  is
     elevated (\0k° F or above orally) but sweating is occurring, the
     condition is probably the stage before heat stroke  and the person
     should be treated as vigorously as  if suffering heat stroke.
2.  Heat Exhaustion

     Recovery is assured within one to five days if treated.  If
     untreated heat exhaustion usually will progress into heat stroke.

     Symptoms

     May appear during work or during res.t periods:

     (a)  Skin—clammy and moist,  pale, muddy or flushed.

     (b)  Body core temperature  99.5—101° F   oral temperature can be
          below the normal 98.6° F.

     (c)  Heart—the pulse may be weak with the blood pressure low,
          causing fainting, especially upon standing after sitting.

     (d)  Brain—will be rational, may have headache.

     (e)  General symptoms—extreme fatigue, weakness, giddiness,
          nausea.  Any one or all  may be present.

     Treatment  .

     (a)  Protect from sun and other heat sources.

     (b)  0.]% salt water to replenish both the salt and fluids lost
          from sweating, or

     (c)  Cold water to drink and pour over face and head.

     (d)  Evacuate to cool, preferably air conditioned, room.
                                  L-38

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     (e)   Salt and water must be replaced In the body.   Give salt
          tablets with water or dissolve the salt tablets  in the water.

     (f)   Transport to definitive medical care.
3.  Heat Cramps

     Heat cramps are caused by working in a hot environment and not
     replacing the salt being lost by sweating.  Salt replacement  is
     equally important with liquid replacement.

     Symptoms

     Spasms (cramps) of the skeletal muscles.

     Treatment

     (a)  Drink 0.1% salted water.

     (b)  Transport to nearest doctor for saline I.V., if symptoms are
          not relieved with the salted water or if the spasms are severe
          and multiple.
                                  L-39

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CHILL FACTOR
Wind in
m.p. h.
Calm
5
10
15
20
25
30
35
40
45
50
32
Local Temperature in Degrees Fahrenheit
23
14
5
-4
-13
-22
-31
Equivalent Temperature (Wind Plus Local Temperature)
32
29
18
13
7
3
1
-1
-3
-3
-4
23
20
7
-1
-6
-10
-13
-15
-!7
-18
-18
Little->
Danger
for Those
Properly
Clothed
14
10
-4
-13
-19
-24
-27
-29
-31
-32
-33
5
1
-15
-25
-32
-37
-41
-43
-45
-46
-47
-4
-9
-26
-37
-44
-50
-54
-57
-59
-61
-62
Considerable 	 •>
Danger
-13
-18
-37
-49
-57
-64
-68
-71
-74
-75
-76
Ext re
Dange
-22
-28
-48
-61
-70
-77
-82
-85
-87
-89
-91
-31
-37
-59
-73
-83
-90
-97
-99
-102
-104
-105
, ^
me *r
r
-40
-40
-47
-70
-88
-98
-104
-109
-113
-116
-118
-120

 L-40

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Cold

     Although stack samplers may not be exposed to extreme cold conditions
for prolonged periods, there are several different kinds of cold injuries
which can occur, even at temperatures above freezing.  This section
describes exposure conditions which may cause cold injuries, and methods
to prevent or care for such injuries.
Local Cold  Injuries

     Chilblains can  result  from prolonged exposures of bare skin to
temperatures  in the  low sixties or below.  The  injury usually affects
the extremities as a chronic  injury of  the skin and peripheral capillary
circulation.  Protecting  the  skin against exposure to cold for prolonged
periods  is  the method  for prevention and for  treatment of chilblains.

     Immersion foot  results from wet cooling  of the extremities.  Although
more common  in wet feet exposed over hours or days at temperatures
slightly above freezing,  it can occur at higher temperatures  if wet feet
are exposed  to cooling over prolonged periods.  Prevention depends on
dry shoes and socks, and  limited exposures with wet feet.  Severe ex-
posures will  require emergency  treatment.

     Frostbite can affect hands, feet,  ears,  and exposed parts of the
face, and the severity of the frostbite can  range from incipient frost-
bite to  superficial, to deep  frostbite.   Incipient frostbite, or frost
nip, appears  as a sudden  blanching or whiteness of the skin,  and often
is not noticed by the  person  affected because it comes on slowly and  is
painless.   If identified  early,  incipient  frostbite can be treated
effectively by warm  hands or  breath or  by  holding the nipped  fingers
in the armpits.  No  type  of frostbite should  be rubbed, and snow should
not be used to  rub  frostbite.

     Superficial  frostbite  causes  the skin  to have a white, waxy
appearance  and  firm  touch,  with the  tissue beneath soft and resilient.
Treatment  is protection  from  the cold and  steady and careful  rewarming
of the frostbitten  area.   Do  not  rub any  frostbitten area.

     Deep  frostbite  usually involves  the  hands  and feet, and  is an
extremely  serious  injury.  Tissues  are  pale,  cold, and solid, and
emergency medical  treatment is  urgent.  The injured person must be
kept dry,  given  external  warming,  and watched to see  if cardiopulmonary
 rescuscitation  is  necessary.   Emergency medical  treatment will  be
 rapid  rewarming  in  a warm water bath  that  does  not exceed  105°  F.


Systemic Hypothermia

     Severe and  general  body  cooling,  known as systemic  hypothermia,
can  occur  at temperatures well  above freezing by exposure  to  low or


                                  L-41

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rapidly dropping temperatures, or cold moisture, or to snow and ice.
Fatigue, exertion, and hunger are contributing factors.

     Generalized body cooling can progress through five stages:
shivering; apathy, sleepiness, 1istlessness,  and indifference; uncon-
sciousness, with slow respiratory rate and very slow pulse rate;
freezing of the extremities; and death.  Sustained shivering begins
when the body core temperature falls below 95° F.  With continued
cooling there will be stumbling,  fumbling, clumsiness, slow reactions,
mental confusion, and difficulty in speaking.  If the cold conditions
are extremely severe, death may occur within  two hours of the first
symptoms.  Emergency treatment of hypothermia requires moving the
person out of the wind, replacing wet clothing and providing external
heat in any way possible, because the person  is unable to generate
sufficient body heat.  Warm liquids and nourishing food should be pro-
vided  if the person is conscious.  A warm bath with the water kept
between- 105° F and 110° F is the most effective" way of warming a
victim of hypothermia.  However,  since hypothermia is such a severe
emergency, emergency medical treatment is needed promptly.
Wind Chill

     The  two  important factors which contribute to cold injuries are
the temperature of the environment and the velocity of the wind.
Thermal conductivity of the environment is the mechanism that allows
for the effects of the extreme cold.  The most common conductors of
cold to stack samplers are moisture, such as wet hands, and metal, such
as ladders and railings.  Still air is a very poor conductor, but in-
creased velocity increases the wind-chill factor.  Stack sampling opera-
tions should not generally be conducted when the wind-chill temperature
is below  -20° F.
                                L-42

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                              CHAPTER 7


               ELECTRICAL HAZARDS AND CONTROL MEASURES
     Electrical shocks and fires are associated with defective wiring
that causes short circuits or ground faults.  Insulation may fail  due
to misuse, overloading, aging or attack by hostile environments
(chemical atmospheres).  Static electricity may cause a fire or explo-
sion in the presence of flammable vapors or finely divided particles
such as dry fibers or dusts.
Ejffects of current on the body

     The figures mentioned below are average figures for males.  The
corresponding figures for females are 66% of those cited for males.
Perception or Reaction Current

     The value at which a slight tingle  is noticed is about 1.1 milli-
amperes or thousandths of an ampere.  Although a slight tingle is not
dangerous, the startling effect might bring about an involuntary
reaction which could lead to an accident.  Suppose the contact is made
by an individual who is working on a ladder or other elevated work site.
Let Go Current

     The maximum value of current which  still allows the  individual to
release his hold on  the electrical conductor  is  15 mi 11iamperes.  Values
above this level become hazardous because  the individual  is  in effect
frozen to the conductor and  his muscles  aVe unable to  respond to his
message to them to release the hold.   Any  direct contact  with this
individual will then result  in having  the  would-be rescuers  similarly
frozen.  Switching the current off or  otherwise  disconnecting the
conductor  is the best method of  releasing  the person.
 Lethal Currents

     A value of  approximately  18  mi 11iamperes  through  the chest cavity
 will cause  the muscles  to contract  and  stop the individual  from
 breathing, bringing about  death due  to asphyxiation.  Muscular contrac-
 tions brought about by  electric shock may be so violent  as  to break
 bones.
                                   L-43

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     Ventricular fibrillation, a condition where the heart is uselessly
pulsing but not circulating any blood, can result from a shock when the
current in mi 11iamperes = 116 where t = contact time in seconds.

     Currents above fibrillation values may stop the heart completely,
burn body tissues or damage the nervous system.
Summarizing and tabulating:

       1 -   8 mi 11iamperes       very slight shock
       8-15                    painful  shock—can let go
      15-20                    painful  shock—cannot let go
      20 -  25                    painful, severe muscular contraction,
                                  breathing difficulty
      50 - 100                    ventricular fibrillation possible
     100 - 200                    ventricular fibrillation certain
     200 and over                 severe burns, severe muscular
                                  contraction, chest muscles clamp
                                  Jieart and stop it during shock.

     The severity of an electrical shock will depend on the path through
the body and will increase as the voltage increases, with increasing
moisture at the contact point, with increased pressure at the contact
point and with an increase in the contact area.

     Fuses primarily protect electrical components from excessive
current flow and thus prevent fire and equipment damage.  But fuses do
not protect against shock since they must be large enough to carry the
load current which is normally 1000 times greater than the 15 or 20
milliamps that will bring problems to humans.
Preventive Measures
      In order to minimize the problems of electrical origin, the
following procedures should be employed.

      1.  Use grounded electrical equipment whenever possible, or use
           double-insulated equipment.  Some experienced stack test
           crews run separate grounds as supplemental protection in
           case the plant electrical system does not provide an
           effective grounding circuit.  Metal cases or frames of
           sampling equipment should be grounded to prevent shock if
           probe heater wires short out to the equipment.

     2.  In areas where flammable vapors or dusts are present, use the
           proper explosion-proof equipment and enclosures.

     3.  When necessary, equipment may be purged with an inert gas or
           pressurized with air so that all leakage is outward.  This


                                 L-44

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           will  prevent  the explosive atmosphere  from  entering  the
           enclosure  with  the potential  arcing  device  or  ignition
           source.

     *».   Intrinsically safe circuitry may  be employed.  This defines a
           class of device where failure of any component,  by any means,
           will  not generate sufficient  energy  to ignite  the explosive
           atmosphere.

     5.   Use of  a Ground Fault Interrupter (GFl)  will  automatically
           disconnect a  circuit  from the line in  a  few milliseconds
           when  a preset current value is  exceeded,  e.g.  5  mi 11iamperes.
           The GFl, which  is placed  between the source and  the  load,
           compares the  current  in  the two conductors.  As  long as they
           are  in balance,  the current continues  to  flow.   When there
           is an unbalanced condition brought about  by a  leakage path
           to ground  through faulty  insulation  or through a human
           (causing shock)  the circuit is  automatically broken.  It
           should be  realized that  GFI's do not protect against line to
           line  contacts.   When  used with  long  extension  cords, there
           may be nuisance tripping  due  to ground leakage through the
           conductor  insulation.

     Many electrical  problems occur  at the cord-receptacle  interface.
Addressing that  problem, the National  Electrical  Manufacturers Associa-
tion (NEMA) has  developed  standards  to minimize the  chance  for accidents
Connecting parts for 15 A - 125 V will  not fit 20 A - 220 V ratings,
and encapsulated or dead front plugs and receptacles are  replacing the
older style units.

     All electrical equipment and power  tools should be examined and
tested each time they are  being  prepared for shipment  to a  test site.
A specific check list should be  prepared for each item and used to
conduct the tests.  The  reference for  electrical  equipment  is the
National Electrical Code prepared by the National Fire Protection
Association.

     All portable electric  tools, power  and light extension cords,
adaptors and multiple outlet boxes should  be examined  to see if the
insulation has been damaged,  if  conductors  are  exposed, or  if connec-
tions are loose.  Grounding  circuits  should be  checked for continuity,
and grounding pins and connections should  be undamaged.  Damaged cords
should be replaced, not spliced  or taped.   Check  closely for damage to
cords where they enter plugs  or  equipment,  at the point where flexing
and other stress  may  cause damage to  insulation.

     In order to avoid startling or  painful  shocks on electrostatic
precipitators, it is  essential to ground the  metal parts of the probe
and sampling equipment.
                                 L-45

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Static Electricity

     Static electricity is electrical  energy which accumulates on the
surface of a non-conducting material  or an insulated conductor.  The
hazard is a spark which may form when this energy discharges to ground.
A static charge may be formed whenever particles make and break contact
as in a moving airstream.  Pouring of liquids with splashing may gener-
ate static as may a rapidly moving belt or web.   Bonding or tying the
component parts of a system together  and then grounding will help
dissipate the charge as it is formed.

     Dangerous accumulations of static electricity may be prevented or
controlled by humidification or by ionization of the air to make it a
conductor of electricity.  Proper grounding will conduct the static
charge away before it has a chance to build up sufficiently to cause
a spark.

     Static charges generated by the  human body are normally conducted
away through clothing and shoes.  Where volatile flammable liquids and
gases are used, workers should not wear rubber soled footwear (which
insulates them).  In some areas, it may be advisable for them to wear
special conductive shoes or straps and to stand on grounded metal plates
or conductive floors.
                                 L-46

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                              CHAPTER 8
               FLAMMABLE HAZARDS AND CONTROL MEASURES
     Gases, vapors and liquids that can be easily ignited and burn with
extreme rapidity are called "Flammable."  Such materials are used for
cleaning and as reagents in some source testing methods, and may be
encountered in some process streams, emissions, and industrial environ-
ments.  While flammable hazards may be minor or under control most of
the time,  it is important to recognize the hazards and understand the
importance of all the precautionary measures that can be taken.
Flaming Combustion

     Flaming combustion or fire  results when a flammable concentration
of fuel is present  in an oxidizing atmosphere such as normal air and
there  is a source of  ignition.   In the normal atmosphere, there are two
basic  precautions that can be  taken  to prevent fire and explosion:  (1)
prevent the  introduction or accumulation of sufficient flammable
material to  provide the fuel for a f-ire; (2) eliminate or prevent the
introduction of any source of  ignition which can set the fuel on fire.

     Fires and explosions have been  rare in source sampling because
flammable concentrations of gas  and  vapor have not been common, and
because ignition sources have  generally been kept out of flammable
concentrations of gas and vapor.  Let's consider what has been done
and what you may need to do.
 Ignition Control

     The most  frequent method  of  controlling  ignition sources  is to
 prohibit smoking  in  areas where there  may  be  combustible materials or
 flammable gases or vapors.   If the  sampling site  is posted "No Smoking,"
 or  if the facility has a No  Smoking rule,  there should be no smoking
 except  in designated areas.  Sampling  personnel may invoke their own No
 Smoking rule  if necessary to prevent contamination of samples or
 ignition of acetone, sampling  equipment  or test atmospheres.  No Smoking
 safety  regulations should apply to  all persons within the area being
 protected.

     Since most sampling equipment  uses  electricity for heating,
 lighting, switching  and power, there are many ignition sources available.
 If  sampling equipment has to be used in  flammable atmospheres, it will
 be  necessary  to provide explosion-proof  equipment or take special
 measures to enclose  and purge  the equipment to exclude flammable vapors.
 The purge can be nitrogen or  air fed  from an area without flammable
 vapors.


                                  L-47

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Flammable Concentrations

     Combustible vapors and gases will not catch fire unless they are
In the right concentration—in the flammable range.  The flammable range
Includes concentrations from the lower limit of flammability to the
upperJimit, In air with the normal concentration of oxygen.  Table 1
shows the flammable limits for some common gases.  All of the gases
•listed are considered  flammable gases except anhydrous ammonia.

     Organic liquids can be heated to temperatures which cause enough
evaporation to produce a flammable concentration of vapors.  The
temperature required to produce vapor concentrations at the lower limit
of flammability  Is called the flash point temperature.

     Liquids which have flash point temperatures below 100° F (37.8° C)
are  defined as Flammable liquids by DOT and OOL.

     There  is concern  about safe storage and handling of flammable
liquids  because at common ambient temperatures a spilled liquid will
rapidly  generate a flammable concentration of vapors.  If the spill is
large enough so  that the flammable concentration of vapors can reach an
Ignition source  before dissipating, there is likely to be a flash fire
or explosion.                      .

     Combustible  liquids have flashpoints at or above 100° F (37.8° C).
Such liquids can present serious fire hazards if the liquids are heated
above their flashpoint temperatures, or if the liquids are sprayed or
atomized, or evaporated by spills on clothing or other porous materials.

     Some common flammable and combustible liquids are listed in Table 2
with their flash point temperatures, autolgnition temperatures and
flammable limits  in air.
                                  L-48

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Table 1 Flammable Limits for Some Flammable Gases
Gas Lower Upper Ignition Temperature
Acetylene
1, 3-Butadiene
Butane
Cyanogen
Methane
Propane
Hydrogen
Carbon Monoxide
2.5
2.0
1.9
6.6
5.0
2.2
4.0
12.5
100
12.0
8.5
32
15.0
9.5
75
74
581°F
788
761
1004
842
752
1128
Table 2 Fire Hazard Information on Some Flammable Liquids
Liquid Flash Flammable Limits Ignition Temperature
Point Lower Upper
"F
Acetone -4
Benzene 2
Dioxane 54
Ethyl ether -49
Ethyl alcohol 55
Methyl alcohol 52
Isopropyl
alcohol 53
Isopentane -60
Toluene 40
Xylenes 81-90

2.6
1.4
2.0
1.9
3.3
6.7

2.0
1.4
1.2
1.1

12.8
7.1
22
36.0
19
36

12
7.6
7.1
6.0-7.0
0 p
1000
1044
356
320
689
725

750
788
896
281-292
L-49

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                                                                                            0 0 PER AT
                                  APPROVED  TYPE  OF  EXTINGUISHER
KIND  OF FIRE
                                                                                  FOAM: Don't Play Stream Into thi Burning
                                                                                  Liquid. Allow Foem to Fall Lightly on Fira.
DECIDE THE
CLASS OF
FIRE YOU ARE
FIGHTING. .
             . . .THEN
             CHECK THE
             COLUMNS
             TO THE
             RIGHT OF
             THAT
             CLASS
MATCH UP PROPER EXTINGUISHER WITH CLASS OF FIRE SHOWN AT LEFT
                                                                        ROINARY
                                                                        )RY
                                                                       CHEMICAL
                                   GAS
                                   CART-
                                   RIDGE
                                   Water Ex
                                   palled by
                                   Carbon
                                   Dioxide
                                   Gas
MULTI-
PURPOSE
DRY
CHEMICAL
PUMP
TANK
Plain
Water
CARBON
DIOXIDE
Carbon
Dioxide
Gat Under
Pressure
SODA
ACID
Bicarbonate
of Soda
Solution
and Sul-
phuric Acid
FOAM
Solution of
Aluminum
Sulphate
and Bicar-
bonate of
Soda
CLASS A FIRES
                                                                                              CARBON DIOXIDE: Direct Discharge as
                                                                                                                  dose to
                                                                                                                  Fire as Pos-
                                                                                                                     . First
                                                                                                                  at Edge of
                                                                                                                  Flames
                                                                                                                  and Gredu-
                                                                                                                  ally For-
                                                                                                                C ward and
USE THESE
EXTINGUISHERS
   ORDINARY
   COMBUSTIBLES
   • WOOD
   • PAPER
   • CLOTH
     ETC.
                                                                                              SODA-ACID, GAS CARTRIDGE: Direct
                                                                                              Stream at Base of Flame
CLASS B FIRES
USE THESE
EXTINGUISHERS
             *
  FLAMMABLE
  LIQUIDS, GREASE
  • GASOLINE
  • PAINTS
  • OILS. ETC.
                                                                                              PUMP TANK: Place Foot on Footrest and
                                                                                              Direct Stream at Bese of Flames
CLASS C FIRES
USE THESE
EXTINGUISHERS
                                                                                              DRY CHEMICAL: Direct at the Bese of the
                                                                                              Flames. In the Case of Class A Fires. Follow
                                                                                                                   Up by
                                                                                                                   Directing
                                                                                                                   the Dry
                                                                                                                   Chemicals
                                                                                                                   at Remain-
                                                                                                                   ing Material
                                                                                                                lt  That is
                                                                                                                   Burning
   ELECTRICAL
   EQUIPMENT

   >  MOTORS
   •  SWITCHES
     ETC.
                                                    NATIONAL  INSTITUTE FOR OCCUPATIONAL SAFETY AND HEALTH

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                                CHAPTER 9


                            CHEMICAL HAZARDS
     Stack sampling crews have three major sources of exposure to
chemical hazards on the job:  chemicals used in test procedures;
chemicals in the effluent and process streams being sampled; and
chemicals used or processed or generated in the plant being monitored.

     This chapter described the hazards of chemicals commonly used
for stack sample analysis, and defines common terms which are used to
describe chemical hazards and which may appear on container labels.
Federal shipping regulations are described, including the limitations
on shipments by various modes of transportation.

     As an aid to assess the hazards of exposure to stack gases and
process streams, and other chemicals that may be encountered, an
Appendix has been provided with information on some 400 industrial
chemicals for which inhalation exposure limits have been established.
The Appendix lists the substances, whether they are readily absorbed
through the skin, their health hazards, exposure limits adopted by
OSHA, whether the limit is a Ceiling value instead of an eight-hour
time-weighted-average limit, and levels above which exposures are
considered to be Serious violations of OSHA Standards
Hazards of Skin Contact with Chemicals

     Chemicals in contact with the skin may have no effect, may irritate
or destroy tissue, or may sensitize or penetrate the skin.  For example,
acetone, hydrochloric acid, toluene, and dilute hydrogen peroxide will
irritate the skin if there  is repeated or prolonged contact.  Irrita-
tion will be more severe on more delicate tissues such as the eyes.
Some chemicals can cause sensitization of the skin and subsequent
allergic reactions; formaldehyde, toluene di-isocyanate, and some epoxy
resin system components are examples of chemicals which can sensitize
some people.  Nitric acid, sodium hydroxide, and sulfuric acid in con-
tact with the body will be corrosive and cause destruction of tissue.
If emergency water is available  immediately in sufficient quantity,
flushing chemical spills from the body may prevent serious damage.
Personal protective equipment and safe procedures are useful in pre-
venting chemical  splashes and reducing the need for emergency water.

     Benzene and phenol can both penetrate unbroken skin, but with
different results.  Benzene can over a period of time cause severe and
even fatal blood diseases,  including leukemia.  Phenol is rapidly
absorbed through the skin, affects the central nervous system, and
                                  L-51

-------
contact with as little as 64 square inches of skin can cause death
within 30 minutes.

      If phenol contacts the skin, flushing for 20 minutes with WATER
is essential.    Do NOT flush with alcohol, unless it is possible to
do so  in a way that prevents spreading the phenol!  Washing phenol
with alcohol usually dissolves and spreads the phenol over a greater
area of skin and increases the absorption.
 Inhalation Hazards
      Inhalation of chemical gases, vapors or particles can have
 immediate effects from acute exposures to relatively high concentra-
 tions, or delayed effects from chronic exposures to relatively low
 concentrations.  Acute effects include asphyxiation, irritation, nar-
 cosis,S various systemic effects.  Asphyxiation may be simple asphyxia-
 tion  from oxygen deffciency in an enclosed space or pit, or chemical
 asphyxiation from gases such as carbon monoxide.  Irritation may
 occur in the upper respiratory tract or in the bronchi and lungs, and
 some  acute exposures can have serious delayed effects, including death.
 High  concentrations of nitrogen oxides from nitric acid or other
 sources  (200-700 ppm) can have serious delayed effects or cause death
 after as long as 2k hours.

      Narcosis can occur from inhalation exposures to vapors of many
 solvents, including toluene and high concentrations of acetone.
 Effects of narcosis can range from headache through incoordination to
 unconsciousness, and in extreme cases to death.

      Chronic exposures for long times to low concentrations may produce
 noticeable effects or delayed effects, often difficult to associate
 with  the exposure.  Inhalation of mercury vapor at concentrations over
 0.1 milligrams per cubic meter(mg/m3) are 1ikely in time to produce a
 mercury poisoning with symptoms such as a metallic taste in the mouth,
 and signs such as intention tremors and other neurological and
 psychological changes.  Continuing exposure to some chemicals can pro-
 duce  subtle and disabling effects on various body systems, including
 sterility, birth defects, and cancer.  Some common chemicals such as
 vinyl  chloride and benzene have been shown to cause an increased
 incidence of cancer in exposed workers, with the cancers developing as
 much  as fifteen years after the exposure.  (In most cases the
 exposures have been extended over a period of many months or years.)
 Ingestion and  Injection of Chemicals

     Chemicals may enter the body unintentionally through ingestion  if
chemicals are brought to the mouth on unwashed hands or in contaminated
                                  L-52

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food or beverage containers.  Chemicals are not likely to be injected
in an industrial plant unless a high-pressure line breaks or an
extreme high-pressure jet is encountered.
Label ing Terms

     "Corrosive" is the term used by the Manufacturing Chemists
Association and the Department of Transportation to identify chem-icals
which will cause destruction of living tissue.

     "Irritant" is the term used for chemicals which will produce
observable ill effects less severe than destruction of tissue, an
inflammatory reaction.

     "Poison" is the term used for certain regulated materials which
will cause death at doses of 50 milligrams or less per body weight in
kilograms.  The dose likely to cause poisoning death of a 70 kilogram
person (about 1^5 pounds) would be one teaspoon or less of a material
classified as a Poison.  DOT would also classify as Poison any material
which would cause death in half or more of an animal test population
with skin contact of 200 mg/kg or less, or breathing concentration of
200 ppm or 2 mg/liter for one hour.  The Manufacturing Chemists
Association defines "highly toxic substance" in the same terms.

     "Toxic substances" are not regulated by DOT but are defined by
MCA as those materials having a median lethal dose from 50 to 500 mg/kg
body weight orally, from 200 to 2000 mg/kg by skin absorption, and from
200 to 2000 ppm or 2 mg/1 to 200 mg/1 by inhalation.  Toxic chemicals
would be likely to cause death in a 70 kg person if the oral dose were
between one teaspoon and one ounce.

     "Flammable Liquid" and "Flammable Gas" are terms  used for liquids
with closed-cup flash point temperatures at or below 100°F (37.8°C) and
for flammable gases such as propane, hydrogen, acetylene, and methane.

     "Oxidizers" are defined by DOT as substances such as chlorates
peroxides or nitrates that yield oxygen readily to stimulate the com-
bustion of organic matter.  Oxygen is now classified by DOT as an
Oxidizer.

     "Compressed Gas" labels are required by DOT for cylinders that are
not otherwise labeled.

     Since the fatal crash of a cargo plane in Boston  as a result of
breakage of an improperly packaged shipment of nitric  acid, there has
been increasing restriction on air shipment of hazardous materials.
Other transportation incidents have led to serious restrictions on other
modes of transportation for hazardous chemicals.  DOT  places legal
responsibility for compliance with hazardous materials shipping
                                  L-53

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regulations on every person who packs or ships hazardous materials,
and requires mandatory training for compliance.

     The basic restrictions on shipment of hazardous materials are
these:

     Do not mail hazardous materials

     Do not carry any hazardous chemicals on plane trips, in either
personal or checked baggage.  (Fines for honcompliance have reached
$15,000.)

     Use only UPS or Federal Express to ship hazardous chemicals, to
avoid passenger-carrying vehicles and planes.

     Prepare shipping papers as required for any shipment or transpor-
tation of hazardous chemicals.  (See Appendix for sample of shipping
paper; see CFR kS for details of packaging, shipping papers, labeling
and placarding.)
                                 L-54

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CHEMICAL

Acetic Acid
HEALTH HAZARD

Liquid and vapors are corrosive in direct relation to
concentration.   Irritating to nose, throat, lungs, and
skin.  First Aid:  Flush well with water then treat as
a thermal burn.  Decontaminate clothing.

FIRE HAZARD

Combustible.  Flash point 109°F (A3°C), LEL k%t.
Ignition temperature 975°F (S2k°C).  AVOID:  storing
with oxidizers,  or temperatures below 63°F (for glacial)
Corrosive to metals.
Acetone
HEALTH HAZARD
Irritating to nose, throat, and skin.  Causes narcosis
at high concentrations.   FIRST AID:  flush eyes/skin
with water then  treat as  thermal burn.

FIRE HAZARD
Extremely Flammable Liquid.   Flash point -VF  (-20°C),
LEL 2.6%, Ignition temperature  1000°F  (538°C).  Avoid
all sources  of  ignition.   Provide ventilation  to
prevent flammable concentrations.
 Benzene
 HEALTH  HAZARD
 Toxic and  can cause leukemia.   Readily  absorbed  through
 skin, eyes,  and respiratory  tract.   Affects  central
 nervous system.   Causes  narcosis.   Repeated  inhalation
 of  less than lOppm can cause liver,  kidney,  and  bone^
 marrow  damage.   Can cause aplastic  anemia  and  leukemia.
 Provide ventilation to limit exposures  to  less  than
 1 ppm.  FIRST AID:   Flush with water 15  minutes  for
 accidental contact to eyes and skin.

 FIRE HAZARD
 Extremely  Flammable Liquid.   Flash  point 2°F (-17°C),
 LEL ].k%,  Ignition temperature 10W*F (562°C).   AVOID:
 All sources of ignition and vaporizing  in  enclosed
 space.   Reacts vigorously with oxidizers.
 Fuming Sulfuric
 Acid
 HEALTH HAZARD
 Rapidly destructive to body tissue.   Will cause 3rd
 degree burns.  Eye damage may result in blindness.
 Inhalation may be fatal from spasm  of the .larynx

               L-55

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CHEMICAL

Fuming Sulfuric
Acid (Continued)
HEALTH HAZARD (CONTINUED)

usually within 30 minutes.  May cause lung tissue damage
with edema.  3mg/M3 causes choking in uninitiated.
Exposure above Img/M^ for 8hrs. will  cause lung damage
and in higher concentrations death.   Provide ventilation
to limit inhalation.  FIRST AID:  Immediately flush with
copious amounts of water at least 15  minutes.  Remove
clothing under shower and decontaminate.  Treat residual
chemical burn as thermal burn.
                     FIRE HAZARD
                     Reacts violently with metals and organics.
Hydrochloric
Acid
HEALTH HAZARD
Highly toxic. Vapers are highly irritating to eyes, skin,
nose, and lungs, causing severe damage.  May cause
bronchitis, pneumonia, or edema of lungs.  Exposure to
concentrations of 0.13 to 0.2$ can be lethal to humans
in a few minutes.  Provide ventilation to limit exposure.
FIRST AID:  Flush immediately with copious amounts of
water at least for 15 minutes.  Then treat as thermal burn.
Decontaminate clothing before reuse.
                     FIRE HAZARD

                     Will react with metals, producing Hydrogen.
                     storing with metals.
                                             AVOID:
Hydrogen
Peroxide
HEALTH HAZARD

Irritating to eyes, skin, nose, and lungs.  FIRST AID:
Flush with copious amounts of water immediately and for
at  least 15 minutes.  Then treat as thermal burn.
Decontaminate clothing before reuse.
Nitric Acid
HEALTH HAZARD

Highly corrosive to eyes, skin, nose,
cause bronchitis, pneumonia or edema.
                                                           and  lungs. Vapors
                                                            Reaction to  in-
                     halation may be delayed as long as 30 hours and still  be
                     fatal.  Provide ventilation to limit exposures.  FIRST
                     AID:  Flush eyes and skin immediately with copious amounts
                     of water at least 15 minutes.  Then treat as thermal burn.
                     Decontaminate clothing before reuse.
                                     L-56

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CHEMICAL
Nitric Acid
(Continued)
FIRE HAZARD
Strong oxldizer.  Hazardous reactions occur if mixed
with organic materials, including solvents.  Provide
ventilation to limit exposures.
Phenol
HEALTH HAZARD

Highly toxic.  Absorption thru intact skin is very
rapid.  Symptoms may appear within 15 minutes with
death in 30 minutes involving the central nervous
system from  a solution spill covering as little as
64 sq. inches of skin.  Where death is delayed, damage
is caused to  the liver, kidneys, spleen, and lungs.
Pulmonary edema may occur.  FIRST AID:  Flush skin
and eyes with copious amounts of water IMMEDIATELY
and for at least 15 minutes while removing
contaminated  clothing.  For INHALATION:  remove from
exposure, wash from skin, give artificial respiration
if needed.
CAUTION:  Do  NOT flush with alcohol.
                      FIRE HAZARD
                      Combustible  liquid.
                      ignition  temperature
                     Flash point
                     1319°F  (715°C).
175°F
(79°C);
Phenoldisulfonic
Acid
HEALTH HAZARD
Irritant.  Flush well with water
eye contact.
                                                       in case of skin or
Sodium Hydroxide
HEALTH HAZARD

Causes severe damage to eye tissue, and skin.
Inhalation causes  irritation to nose, throat, and
lungs.  FIRST AID:  Flush eyes and skin with copious
amounts of water for 15-30 minutes.  Then treat chemical
burn  to skin as thermal burn.  Burn to eyes require
additional treatment by a physician, preferable by
an eye specialist.

FIRE  HAZARD
Reacts exothermally with  limited amounts of water.
                                    1-57

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CHEMICAL

Toluene               HEALTH HAZARD
                      Readily absorbed thru skin.  Causes narcosis.
                      If contaminated with benzerfe,symptoms of benzene
                      exposure will be directly related to extent of
                      contamination.  FIRST AID:  Flush eyes and skin
                      with water.  Fresh air for narcosis.

                      FIRE HAZARD

                      Flammable liquid. Flash point AO°F  (^°C),LEL
                      1.17%.  Ignition temperature 997°F  (536°C).
                                     L-58

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                       DOT Hazardous Materials Regulations
Maximum Net Quantity in
One Package
Chemical
Acetic Acid
Acetone
Benzene
Hydrochloric Acid
Hydrogen Peroxide
8-40%
Nitric Acid
Phenol
Proper shipping name
Hazard Class
and
Hazard Label
Corrosive Material
Flammable Liquid
Flammable Liquid
Corrosive Material
Oxidizer
Oxidizer
Corrosive Material
Poison B
Passenger-
Carrying
Aircraft
1 qt.
1 qt.
1 qt.
1 qt.
1 qt.
Forbidden
Forbidden
50 Ibs.
Cargo Only
Aircraft
1 gal
1 gal
1 gal
10 gal
1 gal
Forbidden
5 Pints
250 Ibs
is "Carbolic Acid"

SuIfuric Acid, Fuming
Proper shipping name
is "Oleum"

Sodium Hydroxide
Dry, solid, flake,
bead or granular

Liquid or Solution

Toluene
Corrosive Material



Corrosive Material


Corrosive Material

Flammable Liquid
Forbidden




  25 Ibs.


   1 qt.

   1 qt.
5 Pints



200 Ibs,


  1 gal,

  1 gal
Name and hazard class of material must be shown on shipping papers.   Specif!
cation packaging must be used.
                                      L-59

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                              CHAPTER 10


                     PERSONAL PROTECTIVE EQUIPMENT
     Personal protective equipment is important because it provides
an immediate barrier between stack sampling personnel  and potentially
hazardous materials and conditions.

     Although personal protective equipment is used because it is
usually not possible to confine all  hazardous materials and guard
against all energy sources, it provides only limited protection.

     This chapter outlines the needs for and limitations of head, eye,
hearing, respiratory, and foot protection
Head Protection

     Safety (hard) hats should be used during stack sampling activities
whenever there is the possibility of impact from falling objects.  The
impact energy rating of a hard hat is kO foot pounds.   Since a hard hat
alone may not provide sufficient protection against the impact of falling
objects, it is essential that the area under a suspended load or an
overhead operation be kept free of personnel by the erection of barri-
cades and the placement of signs.

     Hard hats with a complete brim offer better protection than those
with a brim in front only.  Hats can be equipped with  neck straps to
keep -the hat in place in the wind or when bending over.  They can also
be equipped with winter liners for protection against  cold or radiant
heat.

     It is important to maintain the maximum protection of hard hats
by protecting the structural integrity of the shell.  Hats should
not be stored in the sun or in high temperature areas  because they
may become brittle.  They must not be modified with holes or notches.
The shell should be discarded if it becomes broken, punctured or
brittle.

     It is also important to insure the correct adjustment of the
suspension strap to provide proper clearance between the shell and
the wearer's head.  Reduction of the manufacturer's recommended
clearance will reduce the energy absorbing capacity of the hat.

     More information on hard hats is available from vendors or from
"Safety Requirements for  Industrial Head Protection" ANSI Z 89-1 - 1969-
                                L-60

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Eye Protection

     Safety glasses should be the minimum eye protection worn by
stack sampling personnel, to protect against frontal impact from
flying and falling particles.  Safety glasses which meet OSHA/ANSI
standards for industrial eye protection will withstand the impact
equivalent to a 2.4 ounce steel ball dropped 50 inches.  Standard
safety frames will keep the lenses  in the frames.  Normal eyewear
without safety frames and industrial quality lenses are thinner and
will not withstand nearly as much impact.  Side shields are recom-
mended to provide side protection.  Cover goggles provide additional
protection and should be used for dusty areas, overhead work, handl-
ing corrosive or  irritating chemicals.  Face shields offer more
protection and may be cooler for some operations.
Hearing Protection

     Hearing protection may be necessary at some test sites to
prevent hearing loss.  Long term exposure to high levels of sound
can cause permanent  loss of hearing in many frequency ranges as a
result of nerve damage.  Even short exposures can cause temporary
loss of hearing ability.

     A simple test for the need for hearing protection is to try
speaking to a person standing beside you.  If y6u have to shout to
communicate, you need ear protection devices to reduce the amount of
sound reaching your  ears.  Although hearing protectors reduce the
sound level in many  frequency ranges, they actually improve speech
communication by reducing the interference caused by other sounds.

     Earmuff hearing protectors generally provide the most effective
protection.  They fit over the ears and are held in place by a head
band, which can be attached to a hard hat if the hat has an attachment
provision.  If glasses, sideburns or long hair prevent effective use
of earmuff protectors, the next best protection is a set of the best
fitting and most efficient molded earplugs available.  Some of these
are "universal" (one size fits all) while others must be fitted to
the user.  The least effective but most readily available and cheapest
protectors consist of a small wad of synthetic fibers which is shaped
as it is inserted into the ear canal.  Extra plugs are recommended,
especially in remote locations where replacement may be difficult.

     The actual noise attenuation offered under working conditions
by ear protection devices is only about 33 to 60 percent as effective
as claimed by the manufacturer.  Ratings are based on tests in which
the ear protectors are fitted perfectly; however, normal work activi-
ties usually prevent a perfect fit and there is some leakage of sound.
                                 L-61

-------
Respiratory Protection

     Respiratory protection is needed for many stack sampling operations,
and it requires planning in advance.   Respiratory protection must be
selected that will provide adequate protection for stack sampling person-
nel, personnel must be given special  physical  examinations and training,
and equipment must be maintained.

     A physical examination prior  to wearing respiratory protection is
essential to determine whether an  individual can wear a respirator.  The
physical can be part of an annual  or special examination.   The physical
should include an assessment of the individual's general  health,  the
cardiovascular system and the respiratory system.  The assessment should
include at least an EKG at rest and at exercise; blood tests, including
liver and kidney function, chest X-ray; and  vital capacity, functional
volume capacity, exhaled air first minute and exhaled air middle  quarter
of test.  Any abnormality or potential problems should preclude the
wearing of respiratory protection.

     There are two basic types of  respiratory protection:   air supplying,
and air purifying.  The air purifying types, with filters and canisters,
are limited to relatively low concentrations of contaminants and  those
with warning properties that will  signal  when the filter or canister no
longer is functioning.  The air purifying filter and canister masks must
NOT be used in oxygen-deficient atmospheres  because they do not provide
any oxygen.  Atmospheres with less than ]6%  oxygen will not support com-
bustion, and they can be dangerous if exertion is great.   Oxygen  concentra-
tions below ]2% become life threatening,  and persons entering a seriously
oxygen-deficient atmosphere will be overcome so rapidly that they will not
be able to escape.

     Air purifying respirators will be labeled with the particulate or
vapor or gas for which they have been rated  by MESA or NIOSH.  In general,
they will not provide protection at concentrations of contaminant greater
than ]%, and it is recommended that they not be relied upon in concentra-
tions greater than ten times the PEL listed.  Unopened cartridges should
be replaced before their expiration date; opened cartridges should be re-
placed immediately

     Air supplying respirators include airline respirators, and self-
contained breathing apparatus (SCBA).  Only  SCBA are safe to use  in
atmospheres which are immediately  dangerous  to life, including oxygen-
deficient atmospheres.  Current standards for SCBA require a positive
pressure demand system which supplies air to the facepiece or hood con-
tinuously to maintain the inside pressure higher than that of the
surrounding atmosphere.  The demand mode supplies additional air for
breathing during the inhalation, while the mask maintains positive pressure
inside the face piece.
                                  L-62

-------
     The fit of respirator facepieces is crucial to the satisfactory
performance of the respirator.  Without a tight seal, the facepiece will
allow contaminated air from the surrounding atmosphere to enter the
respiratory tract.  The seal of a facepiece can be checked with amyl
acetate while moving the head from side to side, up and down, and bending
the body, lifting and under stress such as a treadmill.  If the olfactory
threshold for amyl acetdte is high, a smoke tube should be used.

     Training should include the limitations and performance of respira-
tors, and an opportunity to wear the system in an uncontaminated atmos-
phere to appreciate its unique characteristics, and to identify possible
latent claustrophobia which could be life-threatening if the mask were
removed in a toxic atmosphere.  Training should also include a period of
use in a simulated emergency, and training should be updated with refresher
courses at least every two years.

     Standard operating procedures should be written whenever respirators
are to be used, and the procedure should include the hazards that may be
encountered and countermeasures, respirator selection, fit, use and care.

     All respirators should be inspected for wear and cleaned after each
use, or monthly.  Any necessary repairs should be made prior to storage
in a sealed container.
Foot Protection

     Safety shoes with protective metal toe caps are highly recommended
for stack sampling personnel, and they may also be required by plant
rules.

     These shoes come  in three classifications depending upon the amount
of protection they provide the toes:

     No. 30 - withstand 1000 pounds of compression and 30
              foot pounds of impact

     No. 50 - withstand 1750 pounds of compression and 50 foot
              pounds of impact

     No. 75 - withstand 2500 pounds of compression and 75 foot
              pounds of impact

     Steel mills and some other  industries with heavy equipment and
serious  foot hazards often require employees and visitors to wear shoes
with special protection for the  top of the foot, (the metatarsal arch)
as well  as the toes.   Visitors with regular safety shoes usually are
required to put on metatarsal protectors  to comply with plant rules.
Although such metatarsal protectors should be worn while on the plant
flpor  in this type of  operation, they are a hazard to climbing.  Stack
sampling personnel should plan to leave the metatarsal protection at
the bottom of any ladder that has to be climbed.   It may be advisable
to  inform plant safety personnel of the importance of adapting their
rules  to this special  situation.

                                  L-63

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
ABATE
ACCTAUCHYOe
ACETIC ACID
ACETIC ANHYDRIDE
ACETONE
ACETONITRILE
2-ACrTYLAMIHOFLOURENE
ACETYLCNE
ACETYLENE TETRABRONIDE
ACROLEIN
ACKYUNIOE SKIN
ACRYLONITRILE SKIN
AURIN SKIN
ALLYL ALCOHOL SKIN
ALLYL CHLORIDE
ALLYL 6LYCIOVL ETHER (ACE) SKIN
ALLYL morn. OISULFIOE
ALPHA-CHLOROACETOPHEHOHE
ALPHA-METHYL STYRENE
ALPHA-NAPHTHYLAMINE
ALUNDUM (A123)
4-AMINOOIPHENYL SKIN
2-AHINOmiOINE
AMMONIA
ANNONIUN CHLORIDE
AMMONIUM SULFAMATE
N-AHVL ACETATE
AHVL ACETATE-SEC
ANILINE SKIN
ANISIOINE (0-P 1 SOBERS )
ANTIMONY t COMPOUNDS (•! Sb)
AHTU (ALPHA NAPHTHYL THIOUREA)
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
CHOLINESTERASE INHIBITION
HARKED IRRITATION-EYE, NOSE, THROAT, SKIN
HARKED IRRITATION-EYE, NOSE. THROAT. SKIN
HARKED IRRITATION-EYE. NOSE, THROAT, SKIN
MILD IRRITATION-EYE. NOSE. THROAT/NARCOSIS
MILD IRRITATION-EYE. NOSE. THROAT/ACUTE
TOXICITY (CYANOSIS)
CANCER
SIMPLE ASPHYXIATION
CUMULATIVE LIVER ( LUN6 DAMAGE
MARKED IRRITATION-EYE, NOSE, THROAT,
LUNGS. SKIN
ACUTE SYSTEMIC TOXICITY (CMS)
MODERATE IRRITATION-EYE. NOSE, THROAT/
ACUTE TOXICITY (CYANOSIS)
CUMULATIVE LIVER OAHACE/SUSPECT CARCINOGEN
MARKED IRRITATION-EYE, NOSE. THROAT.
SKIN/CUMULATIVE EYE DAMAGE
MARKED IRRITATION-EYE. HOSE, THROAT,
SKIN/CUMULATIVE LIVER DAMAGE
MARKED IRRITATION-EYE. NOSE. THROAT.
SKIN/CONTACT ALLERGY SKIN
MARKED IRRITATION-EYE. NOSE. THROAT
HARKED IRRITATION-EYE. NOSE, THROAT,
LUNGS, SKIN
MODERATE IRRITATION-EYE. NOSE, THROAT
CANCER-BLADDER
"INERT' PARTICIPATE (ACCUMULATION IN LUNGS)
CANCER
CUMULATIVE TOXICITY/INCREASED BLOOD
PRESSURE
MARKED IRRITATION-EYE. NOSE. THROAT, LUNGS
MILD IRRITATION-EYE, NOSE. THROAT
MILD IRRITATION-EYE, NOSE. THROAT
MODERATE IRRITATION-EYE. NOSE. THROAT
MODERATE IRRITATION-EYE. NOSE. THROAT
HETHEMOGLOBIN FORMATION/ACUTE TOXIC
(SYSTEMIC) EFFECTS
HETHEHOGLOBIN FORMATION/CUMULATIVE
TOXICITY
CUMULATIVE LIVER AND HEART DAMAGE
CUMULATIVE ENDOCRINE (THYROID AND
PERMISSIBLE
EXPOSURE LIMIT
(PEL)XOSHA
PPM MG/M3
NONE
200
10
5
1000
to
STD
NONE
1
O.I
-
20
-
2
1
10
2
0.05
100
STD
NONE
STD
0.5
50
NONE
-
100
125
5
-
•
-
NONE
360
25
20
2*00
70
I9I0.10U
NONE
14
0.25
0.3
*5
0.25
S
3
45
CEILING
12
0.3
480
CEILING .
1910.1004
NONE
1910.1011
2
35
NONE
15
525
650
19
0.5
0.5
0.3
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S-ABOVE 30MG/H3
S
S-ABOVE 3XPEL
S-ABOVE 5 PPM
S-ABOVE 3XPEL
S
S-ABOVE 1.0*
S-ABOVE 5000 PPM
S
S
S
S
S
S
S
S
S
S
S-ABOVE CEILING
S-ABOVE I.Ot

S-ABOVE O.I*
S-ABOVE 3XPEL
S-ABOVE 2JOPPM


S-ABOVE 2XPEL
S-ABOVE 2XPEL
S-ABOVE .2XPEL
S-ABOVE 3XPEL
S
S
ARGON
                                    ADRENAL) DAMAGE

                                    SIMPLE ASPHYXIATION
NONE
          NONE
                                                       L-64
S-IF OXYGEN IS LESS
THAN 18* BY VOL

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
ARSENIC I COMPOUNDS (a* Ai)
ARSINE
ASBESTOS (ALL FORMS)
ASPHALT (PETROLEUM) FUMES
AZINPHOS METHYL SKIN
BARIUM (SOLUBLE COMPOUNDS)
8AYGON (PROPOXUR)
BENZENE SKIN
BENZIOINE SKIN
BENZOYL PEROXIDE
BENZYL CHLORIDE
BERYLLIUM AND COMPOUNDS
BETA-NAPMTHYLANINE
BETA-PROP IOLACTOHE
BIPHENYL (OIPHENYL)
BIS-CHLOROHETHYL ETHER
BISMUTH TELLURIOE
BISMUTH TELLURIOE (S«-OOP£0)
BORATES, TETRA, SODIUM SALT,
ANHYORATE
BORATES, TETRA, SODIUM SALT,
DECAHYDRATE
BORATES. TETRA. SODIUM SALT,
PENTAHYORATE
BORON OXIDE
BORON TRI BROMIDE
BORON TRI FLUORIDE
BROMINE
BROMINE PENTAFLUORIOE
BROMOFORM SKIN
BUTADIENE (1 J-BUTAOIENE)
BUTANE
2-BUTANONE (MEK)
2-BUTOXYETHANOL SKIN
N-BUTYL ACETATE
BUTYL ACETATE-SEC
BUTYL ACETATE-TERT
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
CUMULATIVE SYSTEMIC POISON/
SUSPECT CARCINOGEN
ACUTE SYSTEMIC TOXICITY
ASBESTOS IS/CANCER
SUSPECT CARCINOGEN
CHOLINESTERASE INHIBITION
CUMULATIVE HEART, LUNG I BRAIN DAMAGE
CHOLINESTERASE INHIBITION
CUMULATIVE BONE HARROW DAMAGE/
UUKEHOCEN
CANCER OF BLADDER
MODERATE IRRITATION-EYE, NOSE, THROAT/
SUSPECT CARCINOGEN
MARKED IRRITATION-EYE, NOSE. THROAT/
SUSPECT CARCINOGEN
CUMULATIVE LUNG DAMAGE (BERYLLIOSIS)/
SUSPECT CARCINOGEN
CANCER-BLADDER
ACUTE SYSTEMIC TOXICITY (H 1 GH) /CANCER
MODERATE IRRITATION-EYE, NOSE, THROAT. LUNGS
CANCER (LUNG)
"INERT" P ARTICULATE (ACCUMULATION IN LUNGS)
CUMULATIVE LUNG DAMAGE
MODERATE IRRITATION-EYE, NOSE, THROAT, SKIN
MODERATE IRRITATION-EYE, NOSE, THROAT, SKIN
MODERATE IRRITATION-EYE, NOSE. THROAT. SKIN
"INERT PARTICULATE (ACCUMULATION IN LUNGS)
MARKED IRRITATION-EYE, NOSE, THROAT, LUNGS
ACUTE AND CHRONIC LUNG IRRITATION
(PNEUMONIA)
MARKED IRRITATION-EYE, NOSE, THROAT, LUNGS
MARKED IRRITATION-EYE. NOSE. THROAT, LUNGS
MARKED IRRITATION-EYE. NOSE, THROAT/
CUMULATIVE LIVER DAMAGE
MODERATE IRRITATION-EYE, NOSE, THROAT
NARCOSIS
MILD IRRITATION-EYE, NOSE, THROAT/NARCOSIS
MILD IRRITATION-EYE, NOSE, THROAT/
CUMULATIVE XBC 4 KIDNEY DAMAGE
MODERATE IRRITATION-EYE, NOSE. THROAT,
LUNGS (UPPER)
MODERATE IRRITATION-EYE, NOSE, THROAT,
LUNGS (UPPER)
MODERATE IRRITATION-EYE, NOSE, THROAT,
LUNGS (UPPER)
PERMISSIBLE
EXPOSURE LIMIT
(PELl/OSHA
PPM HG/M3
-
0.05
STD
NONE
-
-
NONE
1
STO
STO
-
1
-
STO
STD
0.2
STD
NONE
NONE
NONE
NONE
NONE
-
0.5
0.2
1910.1001
NONE
0.2
0.5
NONE
3
1910.1028
1910.1010
5
5
0.002
1910-1009
1910-1013
1
1910.1008
NONE
NONE
NONE
NONE
NONE
IS
NONE NONE
1 3
CEILING
O.I
NONE
0.5
1000
NONE
200
50
ISO
200
200
0.7
NONE
5
2200
NONE
590
2
-------
UAOILY
MSORKO
THROUGH
SUBSTANCE SKIM
BUTYL ALCOHOL-SEC
N-BUTYL ALCOHOL SKIN
BUTYL ALCOHOL-TERT
SUTYL CHROMATE-TERT SKIN
(AS Crtj)
N-BUTYL CLYCIOYL ETHER (BGE)
BUTYL LACTATE
BUTYL MERCAPTAN
P-TERT-BUTYL TOLUENE
BUTYLAMINC SKIN
CAOMIUH (METAL OUST ( SOLUBLE
SALTS)
CAONIUN OXIDE (FUME)
CALCIUM ARSENATE (as As)
CALCIUM CARBONATE
CALCIUM CYANAMIOE
CALCIUM HYDROXIDE
CALCIUM OXIDE
CAMPHOR (SYNTHETIC)
CAPROLACTAM DUST
CAPROLACTAM VAPOR
CAPTAFOL (DIFOLATAN) SKIN
CAPTAN
CAR8ARYL (SCVIN)
CARBOFURAN
CARBON BLACK
CARBON DIOXIDE
CARBON OISULFIOE SKIN
CARBON MONOXIDE
CARBON TETRABROHIOE
CARBON TETRACHLORIOE SKIN
CATECHOL (PYROCATECHOL)
CELLULOSE (PAPER FIBER)
CESIUM HYDROXIDE
CHLOROANE SKIN
CHLORINATED CAMPHENE SKIN
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
MODERATE IRRITATION-EYE. HOSE. THROAT/
NARCOSIS
MODERATE IRRITATION-EYE. NOSE, THROAT
MODERATE IRRITATION-EYE. NOSE. THROAT
HARKED IRRITATION-EYE. NOSE. THROAT, SKIN/
SUSPECT CARCINOGEN (CrOj BASIS)
MILD IRRITATION-EYE. NOSE, THROAT, SKIN
MODERATE IRRITATION-EYE. NOSE, THROAT.
LUNGS
OOOR/MOOCRATE IRRITATION-EYE. NOSE THROAT
CUMULATIVE LIVER. KIDNEY, CMS DAMAGE
MARKED IRRITATION-EYE. NOSE, THROAT,
LUNGS. SKIN
CUMULATIVE KIDNEY ( LUNG DAMAGE/
SUSPECT CARCINOGEN
CUMULATIVE KIDNEY I LUNG DAMAGE/
SUSPECT CARCINOGEN
CUMULATIVE SYSTEMIC ARSENIC POISONING/
SUSPECT CARCINOGEN
"INERT" PARTICULAR (ACCUMULATION IN LUNGS)
MODERATE IRRITATION-EYE, NOSE. THROAT. SKIN
NARKED IRRITATION-EYE, NOSE, THROAT, SKIN
HARKED IRRITATION-EYE. NOSE, THROAT. SKIN
MODERATE IRRITATION-EYE, NOSE, THROAT/
ACUTE TOXIC ITT
MILD IRRITATION-EYE. NOSE, THROAT, SKIN
MILD IRRITATION-EYE, NOSE, THROAT, SKIN
RESPIRATORY SENSITIZATION (ASTHMA)/
PHOTOTOXIC DERMATITIS
CUMULATIVE SYSTEMIC TOXICITY/
POTENTIAL HUTAGEN
CHOLINESTERASE INHIBITION/
CUMULATIVE LIVER DAMAGE
CHOLINESTERASE INHIBITION
CUMULATIVE HEART DAMAGE/SUSPECT CARCINOGEN
SIMPLE ASPHYXIATION
CUMULATIVE CNS DAMAGE
CHEMICAL ANOXIA AND ASPHYXIATION
ACUTE AND CHRONIC TOXIC EFFECTS ON LUNGS,
LIVER, AND KIDNEYS
CUMULATIVE LIVER DAMAGE/SUSPECT CARCINOGEN
CUMULATIVE LIVER, KIDNEY « SKIN DAMAGE
"INERT" P ARTICULATE (ACCUMULATION IN LUNGS)
MILD IRRITATION-EYES, NOSE, THROAT, SKIN
CUMULATIVE LIVER DAMAGE/SUSPECT CARCINOGEN
CUMULATIVE LIVER DAMAGE
PERMISSIBLE
EXPOSURE LIMIT
(PEL)/OSHA
PPM MG/M3
150
100
100
CEILING
SO
NONE
10
10
f.50
300
300
0.1
270
NONE
35
60
5 15
CEILING
-
-
-
NONE
NONE
NONE
-
2
NONE
NONE
NONE
NONE
-
NONE
-
5000
20
SO
NONE
10
NONE
NONE
NONE
-
.
0.2
O.I
1
NONE
NONE
NONE
5
12
NONE
NONE
NONE
NONE
5
NONE
3.5
9000
60
55
NONE
65
NONE
NONE
NONE
0.5
0.5
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S-ABOVE 2XPEL
S
S-ABOVE 2XPEL
S
S-ABOVE 2XPEL
S-ABOVE 5"M;
25 MG/M3
S
S
S
S
S
S

S
S
S
S
S-ABOVE 2MG/H3
S-ABOVE 10PPH:
W> NG/M3
S
S-ABOVE 5 MG/M3
S
S-ABOVE 0.2 HG/M3
S
S-ABOVE 10XPEL
S
S-ABOVE 1.5XPEL
S-ABOVE 0.1 PPM;
1 . k MG/M3
S
S-ABOVE 5PPM;
20 MG/M3

S
S
L-66

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
CHLORINATED OIPHENVL OXIDE
CHLORINE
CHLORINE DIOXIDE
CHLORINE TRI FLUOR IDE
CHLOROACETALDEHYDE
CHLOR06ENZENC
0-CHLOROBENZYLIOENE SKIN
MALONONITRILE
CHLOROBROHOMCTHANE
CHLOROOIFLUOROHETHANE (F22)
CHLOROOIPHENYL (kZt Ci) SKIN
CHLOROO 1 PHENYL (5** C 1 ) SKIN
CHLOROFORM
1 -CHLORO- 1 -N 1 TROPROPANE
CHLOROPICRIN
CHLOROPRENE-8ETA SKIN
CHLOROPYRIFOS (OURSBAN) SKIN
0-CHLOROSTYRENE
0-CHLOROTOLUENE
2-CHLORO-6-(TR 1 CHLOROMETHYl)
PYRIDINE
CHROMATES, CERTAIN INSOL. FORMS
CHRONIC AC 10 1 CHROHATES
CHROMIUM, SOL. CHROMATES SALTS
CLOP IDOL (COYOEN)
COAL TAR PITCH VOLATILE*
COBALT, METAL. FUHE t DUST
COPPER DUSTS (MISTS
COPPER FUHE
CORUNDUM (AL203)
COTTON DUST (RAW)
CRA6 HERBICIDE (SESONE)
CRESOL (ALL ISOMERS) SKIN
CROTONALOEHYOE
CRUFOMATE (RUELENE)
CUMENE SKIN
CYANAMIOE
CYANIDES (as Cn) SKIN
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
CUMULATIVE LIVER DAMAGE
CUMULATIVE LUNG OAMAGE/t ACUTE TOXICITY
MARKED IRRITATION-EYE. NOSE. THROAT, LUNGS
MARKED IRRITATION-EYE. NOSE. THROAT, LUNGS
MARKED IRRITATION-EYES, NOSE. THROAT,
LUH6S. SKIN
NARCOSIS/CUMULATIVE SYSTEMIC TOXICITY
MARKED IRRITATION-EYES, NOSE, THROAT, SKIN
CUMULATIVE HEART, LIVER. KIDNEY DAMAGE
CUMULATIVE LIVER DAMAGE/CHLORACNE (SKIN)
CUMULATIVE LIVER DAMAGE/CHLORACNE/
SUSPECT CARCINOGEN
NARCOSIS/CUMULATIVE LIVER AND KIDNEY
DAMAGE/SUSPECT CARCINOGEN
MODERATE IRRITATION-EYE. NOSE. THROAT, SKIN
HARKED IRRITATION-EYES. NOSE. THROAT
NARCOSIS/ACUTE TOXIC 'EFFECTS ON KIDNEY.
LIVER. LUNGS
CHOLINESTERASE INHIBITION
CUMULATIVE LIVER * KIDNEY DAMAGE
NARCOSIS
CUMULATIVE LUNG DAMAGE/SUSPECT CARCINOGEN
CUMULATIVE LUNG DAMAGE/SUSPECT CARCINOGEN
CUMULATIVE LUNG DAMAGE/SUSPECT CARCINOGEN
"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
CUMULATIVE LUNG CHANGES/SUSPECT CARCINOGEN
CUMULATIVE LUNG CHANGES (ASTHMA)
MILD IRRITATION-EYES, NOSE. THROAT, SKIN
MILD IRRITATION-EYE. NOSE, THROAT
"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
CUMULATIVE LUNG DAMAGE (BYSSINOSIS)
CUMULATIVE LIVER DAMAGE
MARKED IRRITATION-SKIN/ACUTE TOXICITY (CNS)
MARKED IRRITATION-EYES, NOSE. THROAT, LUNGS
CHOLINESTERASE INHIBITION
NARCOSIS
MARKED IRRITATION-EYES, NOSE, THROAT, SKIN/
ACUTE TOXICITY
MILD IRRITATION-EYES, NOSE. THROAT
PERMISSIBLE
EXPOSURE LIMIT
(PED/OSHA
PPM MG/M3
0.5
1 3
0.1 0.3
0.1 Q.k
CEILING
1 3
CEILING
75 350
0.05 0.4
200 1050
NONE NONE
1
0.5
50 240
CEILING
20 100
O.I 0.7
25 30
NONE NONE
NONE NONE
NONE NONE
NONE NONE
1
O.I
0.5
NONE NONE
0.2
O.I
1
O.I
NONE NONE
1
15
5 22
2 6
NONE NONE
50 2*5
NONE NONE
5
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
S
S
S
S
S-ABOVE 2XPEL
S
S
S-ABOVE 10500
MG/M3
S
S
S
S-ABOVE 3XPEL
S
S-ABOVE 3XPEL
S-ABOVE 2 MG/H3
S-ABOVE 100PPM;
570 MG/M3
S-ABOVE 150PPN;
750 MG/M3
S-ABOVE 30 MG/M3
S
S
S
S-ABOVE 30 MG/M3
S
S
S-ABOVE 2XPEL
S-ABOVE itXPEL

S
S
S
S

S-ABOVE 2XPEL
S-ABOVE 2MG/M3

L-67
                                           S-ABOVE 2XPEL

-------
MAOILY
ABSORBED   HEALTH HAZARD
THKOUCM       PHI MCI PAL EFFECTS
PERMISSIBLE        HAZARD OF
EXPOSURE LI HIT     EXPOSURE
   (PED/OSHA      ABOVE PEL
SUBSTANCE SKIN
CYAN06EN
CYCLOHEXANE
CYCLOHEXANOL
CYCLOHEXANONE
CYCLOHEXENC
CYCLOHEXYLAHINE SKIN
CYCLOPENTAOIENE
2, *-0(2. *-0 1 CHLOROPHENOXY
-ACETIC ACID)
DOT SKIN
OECASORAHC SKIN
OEMETON(SYSTOX) SKIN
OI-SCC. OCTYL PHTHALATt
OIACETONE ALCOHOL
OIAZINON SKIN
oiAzoMETHANE
OI80RANC
OIBROM
1,2-OIBROMOETHANE SKIN
(ETHYUNCOIMONIOC)
OIBUTVL PHOSPHATE
2-N-OIBUTYLAHINOETHANOL SKIN
OI8UTYLPHTHALATE
l.l-DICHLORO-l-NITROETHANE
1 ,3-OICHlORO-5.5-OIMETHYL
HYOANTOIN
OICHLOROACETYLENE
o-oiCHLOROBENZENE
P-OICHLOROBENZENE
3.3-OICHLOMBENZIOINE SKIN
0 1 CHLOROO 1 FlUORONETHAHE
I.I-DICHLOMETHANE
1.2-OICm.OROETHANE (ETHYLENE
OICHLORIOE)
oicHioftorom. ETHER SKIN
1.2 OICHLOROETMYLENE
OICHLOROHONOFLUOROMETHANE (F2I)
0 1 CHLOROTETRAFLUOROETHANE
OICHLORVOS (OOVP) SKIN.
OR SAS IS/PEL
MODERATE IRRITATION-EYES, NOSE. THROAT/
ACUTE TOXICITY (CYANOSIS)
MODERATE IRRITATION-EYES. NOSE. THROAT/
MARCOS IS
MILD IRRITATION-EYES. NOSE. THROAT/
CUMULATIVE LIVER ( KIDNEY DAMAGE
HARKED IRRITATION-EYES, NOSE, THROAT/
CUMULATIVE LIVER ( KIDNEY DAMAGE
MODERATE IRRITATION-EYES, NOSE, THROAT/
CUMULATIVE SYSTEMIC TOXICITY
NARKED IRRITATION-EYES, NOSE, THROAT, SKIN/
SUSPECT CARCINOGEN
MODERATE IRRITATION-EYES. NOSE. THROAT
ACUTE SYSTEMIC TOXICITY
CUMULATIVE TQXICITY/SUSPECT CARCINOGEN
ACUTE CHS TOXICITY
CHOUNESTERASE INHIBITION

MODERATE IRRITATION-EYES, NOSE. THROAT
CHOUNESTERASE INHIBITION
MARKED EOEMA-LUNCS/SUSPECT CARCINOGEN
MARKED EDEMA-LUNGS/ACUTE CNS TOXIN
CHOLINESTERASE INHIBITION
SUSPECT CARCINOGEN
MILD IRRITATION-EYES. NOSE, THROAT,
LUNGS (UPPER)
CHOLINESTERASE INHIBITION
(ACCUMULATION IN LUNGS)
ACUTE SYSTEMIC TOXICITY (LUNGS. HEART,
LIVER, KIDNEYS)
MARKED IRRITATION-EYE. NOSE. THROAT,
LUNGS (UPPER)
CUMULATIVE CNS TOXIN; DISABLING .NAUSEA
MARKED IRRITATION-EYE. NOSE, THROAT
CUMULATIVE SYSTEMIC TOXICITY
CANCER (BLADDER)
(ACCUMULATION IN LUNGS)
CUMULATIVE LIVER DAMAGE
CUMULATIVE LIVER DAMAGE
HARKED IRRITATION-EYE, NOSE. THROAT. LUNGS
NARCOSIS


CHOLINESTERASE INHIBITION
L-68
PPM MC/M3
NONE NONE
300 1050
SO 200
50 200
300 1015
NONE NONE
75 200
10
1
0.05 0.3
O.I
5
50 2*0
HONE NONE
0.2 O.k
O.I O.I
3
20 US
1 5
NONE NONE
5
10 60
CEILING
0.2
NONE NONE
50 300
CEILING
75 *50
STO 1910.1007
1000 >»950
100 <)00
50 200
15 90
CEILING
200 790
1000 «00
1000 7000
1
S-SEHIOUS
S -ABOVE 10PPM;
20 MG/M3
S-ABOVE 2XPEL
S-A80VE 2XPEL
S
S-ABOVE 2XPEL
S-ABOVE IOPPM;
1(0 MG/H3
S-ABOVE 2XPEL
S-ABOVt 3XPEL
S
S
S

S-ABOVE 2XPEL
S-ABOVE O.I MG/M3
S
S
S-ABOVE 2XPEL
S

S-ABOVE 6PPM;
43 MG/M3

S
S-ABOVE 3XPEL
S
S
S
S

S-ABOVE 3XPEL
S
S
S-ABOVE 3XPEL
S-ABOVE 3XPEL
S-ABOVE 3XPEL
S-ABOVE 2XPEL

-------
READILY
ABSORBED HEALTH HAZARD
THROUGH PRINCIPAL EFFECTS
SUBSTANCE SKIN OR BASIS/PEL
DICROTOPHOS (BIORIN)
DICYCLOFENTAOIENE
0 1 CYCLOPENTAO 1 ENYL- 1 RON
OIELORIN
DIETHYLAHINE
0 1 ETHYLAH 1 NDETHANOL
DIETHYLENE TRIAMINE
OIETHYLPHTHALATE
0 1 FLUOROO 1 BROMOMETHANE
DIGLYCIOYL ETHER (OGE)
OIISOBUTYL KETONE
OIISOPRQPYLAHINE
DIMETHYL ACETAMIOE
4-01 METHYL AMINOAZOBENZENE
01 METHYL SULFATE
OIHETHYLAMINE
OIHETHYLANILINE
OIMETHYLFORMAMIOE
l.l-OIHETHYUIYORAZINE
OIMETHYLPHTHALATE
OINITRO-0*CRESOL
3 , 5-0 1 N 1 TRO-0-TOLUAM I OE
(ZOALENE)
0'^TR|B|MZENE (ALL
DINITROTOLUENE
OIOXANE-TECHNICAL GRADE
OIOXATHION (OELVAR)
OIPHENYLAMINE
OIPROPYLENE GLYCOL METHYL
ETHER
OIOJUAT
DISULFURAM
OISYSTON
2,6-OITERT-BUTYL-P-CRESOL
OYFONATE
EMERY
ENOOSULFAN (THIOOAN)
ENORIN
EPICHLORHYORIN
EPN
SKIN CHOLINESTERASE INHIBITION
MILD IRRITATION-EYE. NOSE, THROAT/
CUMULATIVE LIVER t KIDNEY DAMAGE

SKIN CUMULATIVE LIVER DAMAGE/SUSPECT CARCINOGEN
MARKED IRRITATION-EYE. NOSE. THROAT,
LUNGS, SKIN
SKIN MARKED IRRITATION-EYE. NOSE, THROAT
SKIN MARKED IRRITATION-EYE, NOSE. THROAT. LUNGS,
SKIN/ASTHMA
NILO IRRITATION-EYE, NOSE, THROAT
CUMULATIVE LIVER AND CMS DAMAGE
MARKED IRRITATION-EYE. NOSE. THROAT. LUNGS,
SKIN/CUMULATIVE TOXIC1TY
MODERATE IRRITATION-EYE. NOSE, THROAT/
NARCOSIS
SKIN MARKED IRRITATION-EYE, NOSE. THROAT, LUNGS
SKIN CUMULATIVE LIVER DAMAGE
CANCER
SKIN ACUTE LUNG EFFECTS/SUSPECT CARCINOGEN
MARKED IRRITATION-EYE, NOSE. THROAT. SKIN/
CUMULATIVE LIVER DAMAGE
SKIN METHEMOGLOBINEMIA
SKIN CUMULATIVE LIVER DAMAGE
SKIN ACUTE CNS TOXICITY AND ANEMIA/
SUSPECT CARCINOGEN

SKIN CUMULATIVE SYSTEMIC (METABOLIC) TOXIN
CUMULATIVE LIVER DAMAGE
SKIN METHEMOGL08INEMI A/HIGH ACUTE TOXICITY
SKIN METHEMOGLOBINEMIA/ANEMIA
SKIN CUMULATIVE KIDNEY AND LIVER DAMAGE/
SUSPECT CARCINOGEN
CHOLINESTERASE INHIBITION
CUMULATIVE LIVER, KIDNEY, BLADDER DAMAGE
SKIN MODERATE IRRITATION-EYE, NOSE, THROAT/
CUMULATIVE LIVER t LUNG DAMAGE
CUMULATIVE EFFECT ON EYES (CATARACTS)
ACUTE TOXICITY (ANTA8USE-L 1 KE EFFECTS)
SKIN CHOLINESTERASE INHIBITION

CHOLINESTERASE INHIBITION
"INERT1 P ARTICULATE (ACCUMULATION IN LUNGS)
SKIN ACUTE CNS TOXIN/CUMULATIVE KIDNEY DAMAGE
ACUTE TOXI CITY/SUSPECT CARCINOGEN
SKIN CUMULATIVE KIDNEY DAMAGE/MARKED SKIN
IRRITATION
SKIN CHOLINESTERASE INHIBITION
PERMISSIBLE
EXPOSURE LIMIT
(PEL) /OS HA
PPH MG/M3
NONE
NONE
NONE
-
25
10
NONE
NONE
100
NONE
NONE
NONE
0.25
75
50
NONE
NONE
360
0.5 2.3
CEILING
50
5
10
STO 1910
1
10
5
to
0.5
-
-
NONE
™
too
NONE
NONE
100
NONE
NONE
NONE
NONE
NONE
NONE
NONE
-
5
.
290
20
35
.1015
5
18
25
30
1
5
0.2
NONE
I
1.5
360
NONE
NONE
600
NONE
NONE
NONE
NONE
NONE
NONE
NONE
O.I
19
0.5
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
S
0
S
S
S
S-A80VE I PPM;
4 MG/M3

S
S
S-ABOVE 2XPEL
S
S
S
S
S
S-ABOVE 2XPEL
S
S

S
S-ABOVE 10MG/M3
S
S
S-AT CURRENT
OSHA PEL
S-ABOVE 0.4MG/M3
S-ABOVE 10MG/M3
S
S-ABOVE 0.5MG/M3

S-ABOVE 0.1MG/M3

S-ABOVE 0. IMG/M3

S-ABOVE O.IMG/M}
S
S
S-ABOVE 3XPEL
L-69

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
ETHANE
ETHANOLANINE
ETHION (NIALATE) SKIN
2-CTHOXYCrHANOL
2-ETHOXYETHYLACETATE SKIN
ETHYL ACETATE
ETHYL ACRYLATE SKIN
ETHYL ALCOHOL
ETHYL BENZENE
ETHYL BftOHlOE
ETHYL BUTYL KETONE
ETHYL CHLORIDE
ETHYL ETHER
ETHYL FORMATE
ETHYL MERCAPTAN
ETHYL SEC-AHYL KETQNE
ETHYL SILICATE
ETHYLAHINE
ETHYLENE
ETHYLENE CHLOROHYDRIN SKIN
ETHYLENE OIAHINE
ETHYLENE 6LYCOL OINITRATE SKIN
ETHYLCNE GLYCOL MONOMETHVL
ETHERACETATE
ETHYLENE SLYCOl, PARTICULATE
ETHYLENE 6LYCOL. VAPOR
ETHYLENE OXIDE
ETHYLENCIMINE SKIN
ETHYL 1 DENE NORWRNENE
N-ETHYLNORPHOLINE SKIN
FENSULFOTHION (DASANIT)
FERBAH
HEALTH HAZARD
PRINCIPAL EFFECTS
OR SAS IS/PEL
SIMPLE ASPHYXIATION
CUMULATIVE LIVER, LUNG AND KIDNEY DAMAGE
CHOLINESTERASE INHIBITION
CUMULATIVE BLOOD DAMAGE
CUMULATIVE KIDNEY DAMAGE
MILD IRRITATION-EYE, NOSE, THROAT, LUNGS
(UPPER)
MARKED IRRITATION-EYE, NOSE, THROAT. LUNGS
MODERATE IRRITATION-CYC, HOSE. THROAT
MODERATE IRRITATION-EYE. HOSE, THROAT
NARCOSIS/CUMULATIVE LIVER, KIDNEY, AND
HEART DAMAGE
MILD IRRITATION-EYE. NOSE. THROAT/
NARCOSIS
NARCOSIS
MILD IRRITATION-EYE, NOSE, THROAT/
NARCOSIS
MILD IRRITATION-EYE, NOSE. THROAT
ODOR/ACUTE SYSTEMIC TOXICITY
MODERATE IRRITATION-EYE. NOSE, THROAT
MILD IRRITATION-EYE. NOSE. THROAT/
CUMULATIVE KIDNEY DAMAGE
MARKED IRRITATION-EYE. NOSE. THROAT, LUNGS
SIMPLE ASPHYXIATION
ACUTE TOXICITY (LOCAL ( SYSTEM 1C)
MODERATE IRRITATION-EYE. NOSE, THROAT,
SKIN/CONTACT ALLERGY
CUMULATIVE EFFECT ON BLOOD PRESSURE,
FIBRILLATION
CUMULATIVE CNS AND BLOOD (ANEMIA) EFFECTS
MODERATE IRRITATION-EYE. NOSE t THROAT
MODERATE IRRITATION-EYE, NOSE, THROAT
CUMULATIVE LUNG, LIVER ( KIDNEY DAMAGE
CANCER
MODERATE IRRITATION-EYE. NOSE, THROAT/
CUMULATIVE LIVER DAMAGE
MODERATE IRRITATION-EYE, NOSE, THROAT
CHOLINESTERASE INHIBITION
MILD IRRITATION-EYE, NOSE, UPPER
PERMISSIBLE
EXPOSURE LIMIT
(PED/OSHA
PPM MG/HJ
NONE
3
NONE
ZOO
100
400
25
1000
100
200
so
1000
too
too
10
25
100
10
NONE
5
10
NONE
6
NONE
7*0
5*0
1400
100
1900
*35
890
230
2600
1200
300
CEILING
130
850
18
NONE
16
25
0.2 1.2
CEILING
25
NONE
NONE
50
STD
NONE
20
NONE
_
120
NONE
NONE
90
1910.1012
NONE
9*
NONE
15
HAZARD OP
EXPOSURE
ABOVE PEL
S-SERIOUS

S
S-ABOVE 0.4MG/M3
S-AT CURRENT
OSHA PEL
S
. S-ABOVE 3XPEL
S
S-ABOVE 5XPEL
S-ABOVE 2XPEL
S
S-ABOVE 3XPEL
S-ABOVE 5XPEL
S-ABOVE 2XPEL
S-ABOVE 2XPEL
S-AT CURRENT
OSHA PEL
S-ABOVE ZXPEL
S
S
0-AT OXYGEN LEVELS
GREATER THAN 18*
BY VOLUME
S-AT CURRENT OSHA
PEL AND ACGIH
S-ABOVE 2XPEL
S
S
S-ABOVE 20MG/M3
S-ABOVE 200PPM;
520MG/M3
S
S
S
S-ABOVE 2XPEL
S-ABOVE 0.5MG/M3

RESPIRATORY

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
FERRO VANADIUM OUST
FLUORIDE (as F)
FLUORINE
FLUOROTRICHLOROMETHANE (Fit)
FORMALDEHYDE
FORMAMIOE
FORMIC ACID
FURFURAL-SKIN
FURFURYL ALCOHOL
GASOLINE
GERMANIUM TETRAHYORIOE
GLASS. FIBROUS OR DUST
GLUTARALOEHYOE
GLUTARALDEHYOE (ALKALINE
ACTIVATED)
GLYCERIN MIST
GLYCIOOl
GRAPHITE (NATURAL)
GRAPHITE (SYNTHETIC)
GYPSUM
HAFNIUM
HELIUM
HEPTACHLOR SKIN
HEPTANE
HEXACHLOROC YCLOPENTAD 1 ENE
HEXACHLOROETHANE SKIN
HEXACHLORONAPHTHALENE SKIN
HEXAFLUOROACETONE
N-HEXANE
2-HEXANONE (MBK) SKIN
HEXONE (MIBK) SKIN
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
MODERATE IRRITATION-UPPER RESPIRATORY
MARKED IRRITATION-EYE. NOSE. THROAT/
CUMULATIVE BONE DAMAGE
MODERATE EDEMA-LUNGS
ACUTE CNS EFFECTS (MANIFESTED AS TREMORS)
MARKED IRRITATION-EYES, LUNGS. SKIN
CUMULATIVE SYSTEMIC TOXICITY
MARKED IRRITATION-EYES. NOSE. THROAT, LUNGS
MODERATE IRRITATION-EYE. NOSE, THROAT
MODERATE IRRITATION-EYES, LUNGS/NARCOSIS
MILD IRRITATION/CUMULATIVE BLOOD EFFECTS
ACUTE SYSTEMIC TOXICITY (HEMOLYSIS)
"INERT" PARTICULATE (LUNG ACCUMULATION)/
SKIN IRRITATION
MARKED IRRITATION-EYE. NOSE. THROAT
SKIN/ALLERGY
MARKED IRRITATION-EYE. NOSE, THROAT.
SKIN/ALLERGY
"INERT" PARTICULATE (ACCUMULATION IN
LUNGS)
MODERATE IRRITATION-EYE, NOSE, THROAT,
SKIN/NARCOSIS
CUMULATIVE LUNG DAMAGE-SILICOSIS

"INERT" PARTICULATE (ACCUMULATION IN
LUNGS)
CUMULATIVE LIVER DAMAGE
SIMPLE ASPHYXIATION
CUMULATIVE LIVER DAMAGE/SUSPECT CARCINOGEN
MODERATE IRRITATION-EYE, NOSE, LUNGS/
PLOYNEURITIS
MARKED EDEMA-LUNGS/CUMULATIVE (VARIED)
ORGAN DAMAGE
CUMULATIVE ORGAN DAMAGE (VARIOUS)
CUMULATIVE LIVER DAMAGE
CUMULATIVE LUNG, KIDNEY. TESTES DAMAGE
NARCOS 1 S/POLYNEUR 1 T 1 S
MODERATE IRRITATION-EYE. NOSE, THROAT/
PERIPHERAL NEUROPATHY
MODERATE IRRITATION-EYE, NOSE, THROAT
PERMISSIBLE
EXPOSURE LIMIT
(PEL) /OSHA
PPM M6/M3
-
-
O.I
1000
3
NONE
5
5
50
NONE
NONE
NONE
NONE
NONE
NONE
50
-
NONE
NONE
-
NONE
-
500
NONE
1
-
NONE
500
100
100
1
2.5
0.2
5600

NONE
9
20
200
NONE
NONE
NONE
NONE
NONE
NONE
ISO
15 MPPCF
NONE
NONE
0.5
NONE
0.5
2000
NONE
10
0.2
NONE
1800
410
410
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS

S

S-ABOVE 3XPEL
S-AT CURRENT
OSHA PEL
S-ABOVE 20PPM;
30MG/M3
S
S-ABOVE 2XPEL
S-AT CURRENT
OSHA PEL
S-AS
FLAMMABILITY
HAZARD
g-ABOVE^.ZPPM;

S-ABOVE 2PPM;
8 MG/M3
S-ABOVE
0.25 MG/M3

S-ABOVE 2XPEL
S


S
S-IF OXYGEN IS
LESS THAN
18% BY VOLUME
S
S
S-ABOVE tPPM;
IOMG/M3
S
S
S-ABOVE O.IPPM;
0.7MG/M3
S-AT CURRENT
OSHA PEL
S-AT CURRENT
OSHA PEL

L-71
                                        S-ABOVE 2XPEL

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
HEXYLACETATE-SEC
HEXYLEME GLYCOL
HYDRAZINE SKIN
HYDROGEN
HYOKOeEN BROMIDE
HYDROGEN CHLORIDE
HYDROGEN CYANIDE SKIN
HYDROGEN FLUORIDE
HYDROGEN PEROXIDE, 90S
HYDROGEN SELENIOE
HYDROGEN SULFIOE
HYDROGENATED TERPHENYLS
HYOROQUINONE
INOEHE
INDIUM ( COMPOUNDS, (as In)
IODINE
IODOFORH
IRON OXIDE FUME
IRON PENTACAR80NYL
IRON SALTS. SOLUBLE (as Fe)
ISOAMYL ACETATE
ISOAMYL ALCOHOL
ISOBUTYL ACETATE
ISOBUTYL ALCOHOL
ISOPHORONE
ISOPHORONE DIISOCYANATE SKIN
ISOPROPYL ACETATE
ISOPROPYL ALCOHOL SKIN
ISOPROPYL AMI HE
ISOPROPYL ETHER
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
MILD IRRITATION-EYE, NOSE. THROAT
MILD IRRITATION-EYE. NOSE THROAT, SKIN/
NARCOSIS
MARKED IRRITATION/CUMULATIVE LIVER DAMAGE/
SUSPECT CARCINOGEN
SIMPLE ASPHYXIATION
MARKED IRRITATION-EYE. NOSE. THROAT
MARKED IRRITATION-EYE. NOSE. THROAT
ACUTE AND CUMULATIVE SYSTEMIC TOXICITY
(CYANOSIS)
MARKED IRRITATION-EYE. NOSE. THROAT, LUNGS/
CUMULATIVE BONE DAMAGE
MARKED IRRITATION-EYE. NOSE. THROAT, SKIN
MARKED ACUTE LUNG DAMAGE AND SYSTEMIC
TOXICITY
NARKED IRRITATION EYE (CONJUNCTIVITIS).
LUNGS/ACUTE SYSTEMIC TOXICITY
CUMULATIVE LIVER, KIDNEY, LUNG DAMAGE
CUMULATIVE CORNEAL (EYE) DAMAGE
MARKED IRRITATION-EYE; NOSE. THROAT/
ACUTE SYSTEMIC TOXICITY
CUMULATIVE LUNG DAMAGE
MARKED IRRITATION-EYE. NOSE, THROAT, LUNGS
MODERATE IRRITATION-EYE, NOSE. THROAT.
LUNGS/ACUTE CNS EFFECTS
LUNG CHANGES (SIDEROSIS)/SUSPECT CARCINOGEN
(HAEMATITE MINES)
ACUTE TOXICITY (CNS)
MODERATE IRRITATION-UPPER RESPIRATORY TRACT,
SKIN
MODERATE IRRITATION-UPPER RESPIRATORY TRACT
MILD IRRITATION-EYE. NOSE, THROAT/KARCOS 1 S
MILD IRRITATION-EYE, NOSE, THROAT
MILD .IRRITATION-EYE, NOSE, THROAT
MARKED IRRITATION-EYE. NOSE. THROAT/
NARCOSIS (FATIGUE AND MALAISE)
MARKED IRRITATION-EYE, NOSE, THROAT. LUNGS,
SKIN/ALLERGY
MILD IRRITATION-EYE. NOSE, THROAT
MILD IRRITATION-EYE. NOSE. THROAT/
NARCOSIS
MARKED IRRITATION-EYE, NOSE. THROAT, LUNGS
MILD IRRITATION-EYE, NOSE, THROAT
PERMISSIBLE
EXPOSURE LIMIT
(PED/OSHA
PPM MG/M3
50 300
NONE NONE
1 1.3
NONE NONE
3 10
5 CEILING 7
10 11
3 2
1 1.4
0.05 0.2
20 30
CEILING
NONE NONE
2
NONE NONE
NONE NONE
0-'CE1LING '
NONE NONE
10
NONE NONE
NONE NONE
100 525
100 360
150 700
100 300
25 140
NONE NONE
250 950
400 980
5 12
500 2100
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S-ABOVE 2XPEL

S
S-IF OXYSEN IS
LESS THAN
18* BY VOLUME
S
S
S
S
S
S
S-AT CURRENT
OSHA PEL
S-ABOVE O.SPPH;
5MG/M3
S
S-ABOVE IOPPM;
d5MG/M3
S-ABOVE 0.1 MG/M3
S
S-ABOVE 0.2PPH;
3MG/M3
S-AT CURRENT
OSHA PEL
S-ABOVE 0.01 PPM;
0.8MG/M3
S-ABOVE 2XPEL
S-ABOVE 2XPEL
S-ABOVE 2XPEL
S-ABOVE 3XPEL
S-ABOVE 2XPEL
S-AT CURRENT
OSHA PEL
S
S-ABOVE 2XPEL
S
S-ABOVE 2XPEL

1-72

-------
SUBSTANCE
ISOPROPYL GLYCIOYL ETHER

KAOLIN
KETENE
LEAD ARSENATE (as Pb)

READILY
ABSORBED
THROUGH
SKIN
(IGE)





LEAD. INORG.. FUMES ( OUSTS
(as Pb)
LIMESTONE
LINOANE

LITHIUM HYDRIDE
LPG (LIQUIFIED PETROLEUM

MAGNESITE
MAGNESIUM OXIDE FUME

MALATHION

MALE 1C ANHYDRIDE

MANGANESE AND COMPOUNDS


SKIN


GAS)




SKIN




MANGANESE CYCLOPENTAOIENYL SKIN
TRICARBONYL (•• Mn)
MARBLE
MERCURY (ALKYL COMPOUNDS)
(as Hg)
MERCURY (INORGANIC)
(as Hg)
MESITYL OXIDE

METHANE


METHOHYL (LANNATE)

METHOXYCHLOR

2-METHOXYETHANOL (METHYL
CELLUSOLVE)
METHYL ACETATE

METHYL ACETYLENE


SKIN

SKIN






SKIN



SKIN




METHYL ACETYLENE-PROPADIENE
MIX (MAPP)
METHYL ACRYLATE

METHYL ACRYLONITRILE


SKIN

SKIN

HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
MODERATE IRRITATION-EYE. NOSE. THROAT/
CUMULATIVE LUNG DAMAGE
"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
HARKED IRRITATION-LUNGS (EDEMA)
CUMULATIVE INTOXICATION (VARIED)/
SUSPECT CARCINOGEN
CUMULATIVE INTOXICATION (BLOOD. NEUROLOGIC)

"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
CUMULATIVE LIVER I CNS DAMAGE/
SUSPECT CARCINOGEN
MARKED IRRITATION-EYE, NOSE, THROAT
NARCOSIS

"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
"INERT" PARTICULATE (ACCUMULATION IN LUNGS/
FUME FEVER
CHOLINESTERASE INHIBITION

MARKED IRRITATION-EYE. NOSE. THROAT. LUNGS.
SKIN/CONTACT ALLERGY (ASTHMA
CUMULATIVE CNS DAMAGE -
CUMULATIVE KIDNEY AND CNS DAMAGE

"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
CUMULATIVE CNS DAMAGE
>
CUMULATIVE CNS DAMAGE

MARKED IRRITATION-EYE, NOSE. THROAT

SIMPLE ASPHYXIATION


CHOLINESTERASE INHIBITION

ACUTE SYSTEMIC TOXICITY (LOW)

CUMULATIVE CNS, KIDNEY AND LIVER DAMAGE

MILD IRRITATION-EYE, NOSE, THROAT, LUNGS/
METHANOL TOXICITY
GOOD HOUSEKEEPING PRACTICE ("INERT" VAPOR)
GOOD HOUSEKEEPING PRACTICE ("INERT" VAPOR)

MARKED IRRITATION-EYE, NOSE, THROAT, SKIN

ACUTE TOXI CITY/CUMULATIVE LIVER & CNS DAMAGE

PERMISSIBLE
EXPOSURE LIMIT
(PED/OSHA
PPM MG/M3
50 2
-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
METHYL AMINE
METHYL N-AMYL KETONE
METHYL BROMIDE SKIN
METHYL CHLORIDE
"TV.MffloETHANE)
METHYL CHLOROMETHYL ETHER
METHYL 2-CYANOACRYLATE
METHYL CYCLOHEXANE
METHYL CYCLOHEXANOL
0-METHYL CYCLOHEXANONE JK'N
METHYLDEMETON ' SKIN
4.4-METHYLENE BIS (2-
CHLOROANILINE) (MOCA)
METHYLENE BIS (4-
CYCLOHEXYL 1 SOCYANATE)
METHYLENE BISPHEHYL 1 SOCYANATE
(MOD
METHYLENE CHLORIDE
METHYL ETHYL KETOHE PEROXIDE
METHYL FORMATE
METHYL IODIDE SKIN
METHYL ISOAMYL KETONE
METHYL ISOBUTYLCARBINOL SKIN
METHYL 1 SOCYANATE SK'»
METHYL MERCAPTAN
METHYL METHACRYLATE
METHYL PARATHION SKIN
METHYL SILICATE
HETHYLCYCLOPENTADIENYL SKIN
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
MARKED IRRITATION-EYE. HOSE. THROAT. SKIN
MODERATE IRRITATION-EYE. HOSE, THROAT/NARCOSIS
MARKED EDEMA-LUNGS/CNS DAMAGE
ACUTE AND CHRONIC CNS EFFECTS
MILD IRRITATION-EYE. HOSE. THROAT
CANCER (LUNG)
MODERATE IRRITATION-EYE. NOSE. THROAT
MILD IRRITATION-EYE, NOSE, THROAT/NARCOSIS
NARCOSIS/CUMULATIVE LIVER AND KIDNEY DAMAGE
MODERATE IRRITATION-EYE, NOSE, THROAT/
NARCOSIS
CHOLINESTERASE INHIBITION
CANCER
MARKED IRRITATION OF SKIN/ASTHMA
MARKED IRRITATION-EYE. NOSE, THROAT, SKIN/
ASTHMA
NARCOSIS/CHRONIC SYSTEMIC TOXI CITY '
(METABOLIC CONVERSION TO CO)
NARKED IRRITATION-EYE. NOSE. THROAT. LUNGS
MODERATE IRRITATION-EYE. NOSE, THROAT. LUNGS
CUMULATIVE CNS DAMAGE
MODERATE IRRITATION-EYE. NOSE. THROAT
MARKED IRRITATION-EYE. NOSE. THROAT
MARKED IRRITATION-EYE. NOSE. THROAT, SKIN.
LUNGS/ASTHMA
ODOR/MODERATE IRRITATION-EYE. NOSE. THROAT
MILD IRRITATION-EYE. NOSE. THROAT
CHOLINESTERASE INHIBITION
MARKED IRRITATION-EYE, NOSE, THROAT, LUNGS.
CUMULATIVE KIDNEY « CNS DAMAGE
PERMISSIBLE
EXPOSURE LIMIT
(PEL) /OSHA
PPM MG/M3
10 12
100 465
20 80
CEILING
100 210
350 1900
STD 1910.1006
NONE NONE
500 2000
100 470
100 460
NONE NONE
STD 1910.1005
NONE NONE
.°-°2CE,L,NP
500 1800
NONE NONE
100 250
5 28
NONE NONE
25 100
0.02 0.05
'OCEILING 20
100 410
NONE NONE
NONE NONE
NONE NONE
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
S-ABOVE 3XPEL
S
S
S-ABOVE 2XPEL
S
S-ABOVE 4PPM;
16MG/M3
S-ABOVE 2XPEL
S
S-AT CURRENT
OSHA PEL
S-ABOVE 0.5MG/H3
S-ABOVE 0.02PPM
S-ABOVE 0.01PPM;
0.11MG/M3
S-ABOVE CEILING
LIMIT
S-AT CURRENT
OSHA PEL
S-ABOVE CEILING
LIMIT OF 0-2 PPM;
1.5 MG/M3
S-A60VE 3XPEL
S
S-ABOVE
S-ABOVE 2XPEL
S
S-AT CURRENT
OSHA PEL
S-ABOVE 2XPEL
S-ABOVE 0.6MG/M3
S-ABOVE CEILING
LIMIT
S-ABOVE 0.1 PPM;
02MG/M3
MANGANESE TRICAR80NYL

MICA

MINERAL WOOL FIBER

MOLYBDENUM, as Mo (INSOLUBLES)

MOLYBDENUM, as Mo (SOLUBLES)

MONOCROTOPHOS (AZOORIN)

MONOHETHYL HYDRAZINE        SKIN
PNEUMOCONIOSIS (ACCUMULATION IN LUNGS)                20 MPPCF

"INERT" PARTICULATE                            NONE      NONE

CUMULATIVE SYSTEMIC TOXICITY/LIVER AND  KIDNEYS    -        15

CUMULATIVE SYSTEMIC TOXICITY/LIVER AND  KIDNEYS    -         5

CHOLINESTERASE INHIBITION                      NONE      NONE
ACUTE LUNG. CNS AND BLOOD DAMAGE/
SUSPECT CARCINOGEN
S

S

S-ABOVE 0.25MG/M3

S-ABOVE CEILING
LIMIT
                   L-74

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
MONOMETHYLANILINE SKIN
MORPHOLINE SICIM
NAPHTHA (COAL TAR)
NAPHTHALENE
NEON
NICKEL (SOLUBLE COMPOUNDS)
NICKEL CARBONVL
NICKEL. METAL t INSOLUBLE
COMPOUNDS
NICOTINE SKIN
NITRIC ACID
NITRIC OXIDE
P-NITROANILINE SKIN
NITROBENZENE SKIN
4-NITROBIPHENYL
P-NITROCHLOROBENZENE SKIN
NITROETHANE
NITROGEN
NITROGEN DIOXIDE
NITROGEN TRI FLUOR IDE
NITROGLYCERIN SKIN
NITROMETHANE
I-NITROPROPANE
2-NITROPROPANE
N-NITROSOOIMETHYLAMINE SKIN
NITROTOLUENE SKIN
NITROUS OXIDE
NOHANE
OCTACHLORO NAPHTHALENE SKIN
OCTANE
OIL MIST, P ARTICULATE
OIL MIST, VAPOR
OSMIUM TETROXIOE, « Os
HEALTH HAZARD
PRINCIPAL EFFECTS
OR SAS IS/PEL
METHEMOGLOBINEMIA
MODERATE IRRITATION-EYE, NOSE, THROAT
MODERATE IRRITATION-EYE, NOSE, THROAT/
NARCOSIS
MARKED IRRITATION-EYE, NOSE, THROAT/ANEMIA
SIMPLE ASPHYXIATION
CUMULATIVE LUNG DAMAGE/SUSPECT CARCINOGEN
ACUTE SYSTEMIC TOXI CITY/SUSPECT CARCINOGEN
CUMULATIVE LUNG DAMAGE/SUSPECT CARCINOGEN
ACUTE SYSTEMIC TOXI CITY
MARKED IRRITATION-EYE, NOSE, THROAT, SKIN
METHEMOGL08INEMIA/CNS EFFECTS
METHEMOGLOBINEMIA/CUMULATIVE LIVER DAMAGE
METHEMOGLOBINEMIA
CANCER-BLADDER "
METHEMOGLOBINEMIA
MODERATE IRRITATION/NARCOSIS
SIMPLE ASPHYXIATION
CUMULATIVE LUNG DAMAGE (BRONCHITIS AND
EMPHYSEMA)
METHEMOGLOBINEMIA/CUMULATIVE LIVER & KIDNEY
DAMAGE
CUMULATIVE EFFECT ON BLOOD PRESSURE,
FIBRILLATION
MARKED IRRITATION-EYE, NOSE. THROAT/NARCOSIS
MODERATE IRRITATION-EYE. NOSE, THROAT/
CUMULATIVE LIVER DAMAGE
MODERATE IRRITATION-EYE, NOSE. THROAT/
CUMULATIVE LIVER DAMAGE
CANCER
METHEMOGLOBINEMIA
SIMPLE ASPHIXIATION
ODOR/UNKNOWN TOXIC POTENTIAL (OCTANE ANALOGY)
CUMULATIVE LIVER DAMAGE
ODOR
GOOD HOUSEKEEPING PRACTICE
GOOD HOUSEKEEPING PRACTICE
MARKED IRRITATION-EYE, NOSE, THROAT, LUNGS
PERMISSIBLE
EXPOSURE LIMIT
(PEL) /OS HA
PPM MG/MJ
2
20
100
10
NONE
-
0.001
-
-
2
25
1
1
STD
-
100
NONE
5
10
9
70
M>0
50
NONE
1
0.007
1
0.5
5
30
6
5
1910.1003
1
310
NONE
9
29
0.2 2
CEILING
100
25
25.
STO
5
NONE
NONE
-
500
-
NONE
-
250
90
90
1910.1016
30
NONE
NONE
0.1
2350
5
NONE
0.002
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
S-ABOVE 2XPEL
S-ABOVE 3XPEL
S
0-IF OXYGEN IS
GREATER THAN
)8t BY VOLUME
S
S
S
S-ABOVE 2XPEL
S-ABOVE 5XPEL
S-ABOVE 2XPEL
S
S-ABOVE 3XPEL
S
S-ABOVE 2XPEL
S-ABOVE 3XPEL
S-IF OXYGEN IS
LESS THAN
18* BY VOLUME
S
S
S-ABOVE CEILING
LIMIT
S-ABOVE 2XPEL
S
S
S
S-ABOVE 2XPEL
S-IF OXYGEN IS
LESS THAN
18* BY VOLUME

S



S
L-75

-------
READILY PERMISSIBLE
ABSORBED HEALTH HAZARD EXPOSURE LIMIT
THROUGH PRINCIPAL EFFECTS (PED/OSHA
SUBSTANCE SKIN OR BASIS/PEL "M MG/M3
OXALIC ACID
OXYGEN 01 FLUOR IDE
OZONE
PARAFFIN WAX FUME
PARAOjUAT
PARATHION
PENTABOMNE
PENTACHORONAPHTHALENE
PENTACHLOROPHENOL
PENTAERYTHRITOL .
PENTANE
2-PENTANONE .
PERCHLOROETHYLENE
PERCHLOROMETHYLMERCAPTAN
PERCHLORYL FLOUR IDE
PERLITE




SKIN
SKIN

SKIN
SKIN



SKIN



PETROLEUM DISTILLATES-(NAPTHA)
PHENOL
PHENOTHUZINE
PHENYL ETHER (VAPOR)
PHENYL ETHER-OI PHENYL NIX
(VAPOR)
P-PHENYLENE OIAMINE
PHENYL6LYCIDYL ETHER (PGE)
PHENYLHYORAZINE
PHENYLPHOSPHINE
PHORATE (THIMET)
PHOSORIN (MEVINPHOS)
PHOSGENE
PHOSPHINE
PHOSPHORIC ACID
PHOSPHORUS (YELLOW)
PHOSPHORUS PENTACHLORIOE
PHOSPHORUS PENTASULFIOE
PHOSPHORUS TRICHLORIDE
PHTHALIC ANHYDRIDE
SKIN
SKIN


SKIN

SKIN

SKIN
SKIN








NARKED IRRITATION-EYE. NOSE, THROAT, SKIN
MARKED EDEMA-LUNGS/CUMULATIVE KIDNEY DAMAGE 0.05
MARKED IRRITATION-LUNGS/CUMULATIVE O.I
RAOIOMIMETRIC (AGING) EFFECTS
MILD IRRITATION-EYE, NOSE, THROAT NONE
CUMULATIVE SYSTEMIC ( LUNG DAMAGE
CHOLINESTERASE INHIBITION
CUMULATIVE CMS DAMAGE 0.005
CUMULATIVE LIVER DAMAGE I CHLORACNE
ACUTE SYSTEMIC TOXICITY ( VASCULAR INJURY
"INERT" PARTICULATE (ACCUMULATION IN LUNGS) NONE
MILD IRRITATION/NARCOSIS 1000
MARKED IRRITATION-EYE, NOSE. THROAT/ 200
NARCOSIS
CUMULATIVE LIVER ( CNS DAMAGE 100
MARKED IRRITATION-EYE. NOSE. THROAT 0.1
MODERATE IRRITATION-EYE, NOSE, THROAT/ 3
CUMULATIVE BONE DAMAGE
"INERT1 PARTICULATE (ACCUMULATION IN LUNGS) NONE
MODERATE IRRITATION/NARCOSIS 500
HARKED IRRITATION-EYE. NOSE. THROAT. LUNGS/ 5
CUMULATIVE LIVER. LUNG KIDNEY DAMAGE
MODERATE IRRITATION-SKIN/PHOTOSENSITIZATION- NONE
SKIN
MODERATE IRRITATION-EYE, NOSE, THROAT 1
MODERATE IRRITATION-EYE, NOSE, THROAT 1
RESPIRATORY SENS IT IZAT ION-ASTHMA
MODERATE IRRITATION-EYE, NOSE, THROAT/ 10
NARCOSIS
HEMOLYTIC ANEMIA/SKIN IRRITATION 5
CUMULATIVE BLOOD DAMAGE (ANEMIA) NONE
CHOLINESTERASE INHIBITION NONE
CHOLINESTERASE INHIBITION
MARKED EDEMA-LUNGS O.l
ACUTE SYSTEMIC TOXICITY 0.3
MARKED IRRITATION-EYE. NOSE, THROAT
CUMULATIVE BONE AND LIVER DAMAGE
MARKED IRRITATION S DAMAGE TO LUNGS (EDEMA)
MARKED IRRITATION S H2S HAZARD
MARKED IRRITATION-EYE, NOSE, THROAT. LUNGS 0.5
MARKED IRRITATION-EYE, NOSE, THROAT, LUNGS/ 2
1
O.I
0.2
NONE
0.5
0.11
0.01
0.5
0.5
NONE
2950
700
670
0.3
13.5
NONE
2000
19
NONE
7
7
0.1
60
22
NONE
NONE
0.1
0.4
0.4
1
O.I
1
1
3
12
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
S
s

s
s
s
s
s


S-ABOVE 2XPEL
S
S
s

(DEPENDING
UPON MIXTURE
OF AROHATICS)
S
S-ABOVE 2XPEL
S-ABOVE 2XPEL
S-ABOVE 2XPEL
S
S-ABOVE 2XPEL
S
S-A30VE CEILING
S-ABOVE 0.05 HG/M3
S
S-AT CURRENT
OSHA PEL
S
S-ABOVE 2XPEL
S
S
s
s
s
M-PHTHALOOINITRILE
                                    •INERT" PARTICULATE  (LOW TOXICITY)
                                                      1-76
NONE
          NONE

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
PICLORAH (TOROON)
PICRIC ACID SKIN
PIVAL
PLASTER OF PARIS
PLATINUM (SOLUBLE SALTS) as Pt.
POLrTETRAFLUOROETHYLENE
DECOMP. PRODUCTS
PORTLAND CEMENT
POTASSIUM HYDROXIDE
PROPANE
PROPARGYL ALCOHOL SKIN
N-PROPYL ACETATE
PROPYL ALCOHOL SKIN
N-PROPYL NITRATE
PROPYLENE Dl CHLORIDE
1, 2-PROPYLENE GLYCOL SKIN
DINITRATE
PROPYLENE SLYCOL MONOMETHYL
ETHER
PROPYLENE ININE-SKIN
PROPYLENE OXIDE
PYRETHRUM
PYRIOINE
QUINONE
ROX (CYCLOTRIHETHYLENE SKIN
TRINITRAMINE)
RESORCINOL
RHODIUM, METAL FUME t DUSTS
(as Rh)
RHODIUM. SOLUBLE SALTS
RONNEL
ROSIN CORE SOLDER PYROLYSIS
PRODUCTS (AS FORMALDEHYDE)
ROTENONE
ROUGE
RUBBER SOLVENT
SELENIUM COMPOUNDS (as Se)
SELENIUM HEXAFLOURIDE,(as Se)
PERMISSIBLE
HEALTH HAZARD EXPOSURE LIMIT
PRINCIPAL EFFECTS (PEL)XOSHA
OR BASIS/PEL PPM HG/M3
"INERT" P ARTICULATE (LOW TOXICITY) NONE
CUMULATIVE KIDNEY, LIVER & RBC DAMAGE/
DERMATITIS
CUMULATIVE ANTICOAGULANT EFFECTS (WARFARIN
ANALOGY)
"INERT1 PARTICULATE (ACCUMULATION IN LUNGS) NONE
RESPIRATORY SENS IT I ZAT ION (ASTHMA)
ACUTE TOXIC EFFECTS (POLYMER FUME FEVER) NONE
"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
MARKED IRRITATION-EYE. NOSE, THROAT, LUNGS, NONE
SKIN
NARCOSIS/ASPHYXIATION 1000
MARKED IRRITATION-EYE, NOSE, THROAT, SKIN 1
MILD IRRITATION-EYE, NOSE, THROAT 200
MILD IRRITATION-EYE, NOSE, THROAT 200
CUMULATIVE SYSTEMIC EFFECTS (METHEMO- 25
GLOBINEMIA, HYPOTENSION)
CUMULATIVE LIVER DAMAGE 75
CUMULATIVE BLOOD PRESSURE & CNS CHANGES NONE
(HEADACHE), FIBRILLATION
ODOR NONE
MODERATE IRRITATION-EYE. NOSE. THROAT/ACUTE 2
TOXICITY
CUMULATIVE CNS. KIDNEY t LIVER DAMAGE 100
MILD IRRITATION-LUNGS
CUMULATIVE LIVER, KIDNEY t BONE MARROW DAMAGE 5
CUMULATIVE EYE (CORNEA) DAMAGE 0.1
ACUTE CNS EFFECTS (NAUSEA, CONVULSIONS)
MODERATE IRRITATION-EYE, NOSE, THROAT, SKIN NONE
RESPIRATORY SENSITIZATION (ASTHMA)
RESPIRATORY SENSITIZATION (ASTHMA) 0.
CHOLINESTERASE INHIBITION
MARKED IRRITATION-EYE, NOSE, THROAT NONE
CUMULATIVE SYSTEMIC TOXICITY/
SUSPECT CARCINOGEN
"INERT1 PARTICULATE (ACCUMULATION IN LUNGS) NONE
CUMULATIVE CENTRAL & PERIPHERAL NERVOUS NONE
SYSTEM DAMAGE
MODERATE IRRITATION-EYE, NOSE, THROAT/
CUMULATIVE LUNG, LIVER, KIDNEY DAMAGE
ACUTE LUNG DAMAGE (EDEMA) 0.05
NONE
O.I
0.1
NONE
0.002
NONE
50 MPPCF
NONE
1800
2
840
500
110
350
NONE
NONE
5
2
-------
READILY
AtSORKO
THROUGH
SUBSTANCE SKIN
SILICA (AMORPHOUS)
SILICA (FUSED)
SILICA (OJUARTZ)RESPIRABLE
SILICON
SILICON CARBIDE
SILICON TETRAHYORIOE (SI LANE)
SILVER, METAL t SOLUBLE
COMPOUNDS, 11 Ag
SOAKTONC
SODIUM A2IOE
SODIUM FLUOROACETATE SKIN
(1080)
SODIUM HYDROXIDE
STARCH
STIBINE
STOOOARO SOLVENT
STRYCHNINE
STYRENE. HONOMER
SUBTILISINS (PROTEOLYTIC
ENZYMES)
SUCROSE
SULFUR DIOXIDE
SULFUR HEXAFLUORIOE
SULFUR MONOCHLORIOE
SULFUR PENTAFLUORIOE
SULFUR TETRAFLOURIOE
SULFURIC ACID
SULFURYL FLUORIDE
2. *, 5-T
TALC (NON-AS8ESTIFORM)
TANTALUM
TEOP SKIN
TEFLON DECOMPOSITION PRODUCTS
TELLURIUM
TELLURIUM HEXAFLUORIOE. a* T«
TEPP SKIN
TERPHENYLS
1, 1, 2, 2,-TETRACHLORO-
1. 2.-OIFLUOROETHANE
I, 1, 1, 2.-TETRACHLORO-
2, 2, DIFLUOROETHANE
'. I, 2. 2,-
PERMISSIBLE
HEALTH HAZARD EXPOSURE LIMIT
PRINCIPAL EFFECTS (PED/OSHA
OR BASIS/PEL PPM M6/M3
POSSIBLE SI LI COS IS 20 NPPCF
PHEUMOCONIOSIS (SILICOSIS) USE 8A1ARTZ FORMULA
PNEUMOCONIOSIS (SILICOSIS) 100MG/M3 / «,02+2
"INERT" PARTICULATE (ACCUMULATION IN LUNGS) NONE NONE
"INERT" PARTICULATE (ACCUMULATION IN LUNGS) NONE NONE
ACUTE SYSTEMIC TOXICITY BY ANALOGY WITH NONE NONE
OTHER METAL HYDRIDES
CUMULATIVE SKIN PIGMENTATION AND KIDNEY - 0.01
DAMAGE
PNEUHOCONIOSIS (ACCUMULATION IN LUNGS) - 20 MPPCF
CUMULATIVE CMS AND BLOOD PRESSURE DAMAGE NONE NONE
ACUTE SYSTEMIC TOXICITY (METABOLIC - 0.05
PATHWAY INHIBITOR)
MARKED IRRITATION-EYE. NOSE. THROAT. LUNGS. • 2
SKIN
"INERT" PARTICULATE (ACCUMULATION IN LUNGS) NONE NONE
ACUTE SYSTEMIC TOXICITY (R8C HEMOLYSIS) O.I 0.5
NARCOSIS/CUMULATIVE SYSTEMIC EFFECTS 500 2350
ACUTE AND CHRONIC SYSTEMIC TOXICITY (CNS. - 0.15
PARALYSIS)
MODERATE IRRITATION-EYE, NOSE. THROAT/NARCOSIS 100 *20
RESPIRATORY ALLERGY (ASTHMA ( LUNG DAMAGE) NONE NONE
"INERT" PARTICULATE (ACCUMULATION IN LUNGS) NONE NONE
NARKED IRRITATION-EYE. NOSE. THROAT. LUNGS 5 1}
1000 6000
MARKED IRRITATION-EYE. NOSE. THROAT. LUNG 1 6
MARKED IRRITATION-LUNGS (EDEMA AND DAMAGE) 0.025 0.25
MARKED IRRITATION-LUNGS (EOEMA)/ACUTE NONE NONE
TOXICITY
MARKED IRRITATION-EYE. NOSE, THROAT, SKIN - I
CUMULATIVE LIVER « KIDNEY DAMAGE 5 20
ACUTE SYSTEMIC TOXICITY - ]fl
PNEUCOHONIOSIS (TALCOSIS) - 20 MPPCF
MILD IRRITATION-EYE, NOSE, THROAT. LUNGS - 5
CHOLINESTERASE INHIBITION . 0.2
ACUTE SYSTEMIC TOXICITY (POLYMER FUME FEVER) NONE NONE
CUMULATIVE LIVER DAMAGE/GARLIC BREATH - O.I
ACUTE SYSTEMIC TOXICITY (HIGH) 0.02 0.2
CHOLINESTERASE INHIBITION - 0.05
MARKED IRRITATION-EYE. NOSE, THROAT. LUNGS 1 9
CEILING
CUMULATIVE LIVER DAMAGE S LEUKOPEHIA 500 M70
CUMULATIVE LIVER DAMAGE t LEUKOPENIA 500 4170
CUMULATIVE LIVER DAMAGE 5 35
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
S
S


S-ABOVE 0.5PPH;
0.7 MG/H3
S
S-IF CONTAINS
TREMOLITE
S-ABOVE O.IPPM;
0.3M6/M3
S
S-ABOVE CEILING
LIMIT

S
S-AT CURRENT
OSHA PEL
S
S
S-ABOVE CEILING
LIMIT OF 0.00006
MG/M3

S

S
S
S-A80VE O.IPPM;
0.
-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
TETRACHLORONAPHTHALENE SKIN
TETRAETHVL LEAD (a* Pb) SKIN
TETRAHYDROFURAH
TETRAMETHYL LEAD (as Pb) SKIN
TETRANETHVL SUCCINONITRILE SKIN
TETRAN ITROMETHANE
TETRYU-SKIN
THALLIUM (SOLUBLE COMPOS) SKIN
4, V-THIOBIS (6 TERT
BUTYL-M-CRESOL)
THIRAM
TIN (INORGANICS, EXCEPT SnH(, t
Sn02)
TIN (ORGANICS) », So SKIN
TIN OXIDE
TITANIUM DIOXIDE
TOLUENE SKIN
TOLUENE-2. 4-0 II SOC YANATE (TOI)
0-TOLUIDINE SKIN
TRI BUTYL PHOSPHATE
1, 2, 4-TRICHLOR08ENZENE
1, 1, I-TRICHLOROETHANE
1,1, 2-TRICHLOROETHANE SKIN
TRICHLOKOETHYLENE
TRICHLORONAPHTHALENE SKIN
1,2, 3-TRICHLOROPROPANE
1,1, 2,-TRICHLORO-l, 2, 2-
TRIFLUOROETHANE
TRICYCLOHEXYLTIN HYDROXIDE
(PLICTRAN)
TRIETHYLAMINE
TR 1 FLUOROMONOBROMOMETHANE
TRIMETHYLBENZENE
TRINITROTOLUENE SKIN
TRIORTHOCRESYL PHOSPHATE
TRIPHENYL PHOSPHATE
TRIPHENYLAMINE
TUNGSTEN & COMPOUNDS, as V
(INSOLUBLE)
HEALTH HAZARD
PRINCIPAL EFFECTS
OR BASIS/PEL
CUMULATIVE LIVER DAMAGE S CHLORAONE
CUMULATIVE LIVER CNS/KIDNEY DAMAGE
MARKED IRRITATION-EYE, NOSE, THROAT/
NARCOSIS
CUMULATIVE LIVER, CNS, KIDNEY DAMAGE
ACUTE SYSTEMIC TOXICITY (CNS)
MARKED IRRITATION-EYE, NOSE, THROAT/
CUMULATIVE LUNG, HEART. I CNS DAMAGE
CUMULATIVE SYSTEMIC TOXICITY (LIVER)/
CONTACT DERMATITIS
CUMULATIVE CNS AND ENDOCRINE DAMAGE
"INERT" P ARTICULATE (ACCUMULATION IN LUNGS)
ACUTE SYSTEMIC TOXICITY ("ANTABUSE"-LIKE
EFFECTS) (LOW)
PNEUNOCONIOSIS (STANNOSIS) t LUNG DAMAGE
CUMULATIVE SYSTEMIC TOXICITY
"INERT" PARTICULATE (ACCUMULATION IN LUNGS)
"INERT" PARTICULATE ACCUMULATION IN LUNGS)
MODERATE IRRITATION-EYE, NOSE, THROAT/
NARCOSIS
MARKED IRRITATION-EYE, NOSE, THROAT, LUNGS/
ASTHMA
HETHEMOGLOB 1 NEH 1 A/SUSPECT CARC 1 NOGEN
MODERATE IRRITATION-EYE, NOSE, THROAT, LUNGS
CUMULATIVE LIVER DAMAGE
MILD IRRITATION-EYE, NOSE, THROAT
NARCOSIS/CUMULATIVE LIVER DAMAGE
NARCOSIS S ACUTE CARDIAC FAILURE/
SUSPECT CARCINOGEN
CUMULATIVE LIVER DAMAGE
MODERATE IRRITATION CUMULATIVE LIVER DAMAGE


MARKED IRRITATION-LUNGS. SKIN

MARKED IRRITATION-LUNGS, SKIN
METHEMOGL08INEMIA/CUMULATIVE EYE
(CATARACTS) i LIVER DAMAGE
CUMULATIVE NEUROMUSCULAR DAMAGE
(PARALYSIS)
CHOLINESTERASE INHIBITION
PNEUMOCONIOSIS (LUNG ACCUMULATION)
PERMISSIBLE
EXPOSURE LIMIT
(PED/OSHA
PPM MG/M3
2
0.075
200 590
0.07
0.5 3
1 8
1.5
0.1
NONE NONE
5
2
O.I
NONE NONE
15
200 750
0.02 0.14
CEILING
5 22
5
NONE NONE
350 1900
10 45
100 535
5
50 300
1000 7600
NONE NONE
25 100
1000 6100
NONE NONE
1.5
O.I
3
NONE NONE
NONE NONE
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S
s
S
s
s
s
' s
s


s
s


S-AT CURRENT
OSHA PEL
S-A80VE CEILING
LIMIT
S
S-ABOVE 3XPtL
S-ABOVE 3XPEL
S-ABOVE 2XPEL
S
S
s
s
0

s

S-ABOVE 25PPM;
120MG/M3
S
S
S-ABOVE l.SXPEL

1-79

-------
READILY
ABSORBED
THROUGH
SUBSTANCE SKIN
TUNGSTEN t COMPOUNDS, n V
(SOLUBLE)
TUMENTINC
UKANIUN (MATUML) INSOLUBLE
URANIUM (NATURAL) SOLUtlC
VANADIUM (V.O.) AS OUST
VANADIUM (VjO.) AS FUME
VINYL ACETATE
VINYL MOHIOE
VINYL CHLORIDE
VINYL CYCLOHEXENE DIOXIDE
VINYL TOLUENE
VINYLIOENE CHLORIDE
VN £ P NAPHTHA
WARFARIN
WELDING FUMES (TOTAL PARTICULAR)
WOOD OUST (NOHALLERGENIC)
XYLENE (0-.M-.P-ISOMERS) SKIN
H-XYLENE, ALPHA, ALPHA, DIAHINE
XYLIOINE SKIN
YTTRIUM
ZINC CHLORIDE FUME
ZINC CHROHATE, as Cr03
ZINC OXIDE FUME
ZINC STEARATE
ZIRCONIUM COMPOUNDS (** Zr)
HEALTH HAZARD
PRINCIPLE EFFECTS
OR BASIS/PEL
ACUTE SYSTEMIC TOXICITY (CNS, ANOXIA)
MODERATE IRRITATION-EYE. NOSE. THROAT/
CUMULATIVE KIDNEY OAMA6E
CUMULATIVE BLOOD AND KIDNEY DAMAGE
CUMULATIVE BLOOD AND KIDNEY DAMAGE
HARKED IRRITATION-EYE, NOSE, THROAT, LUN6S
HARKED IMITATION-EYE. NOSE. THROAT, LUNGS
MILD IMITATION-EYE, NOSE. THROAT
CUMULATIVE BROMIDE INTOXICATION
CANCER (LIVER)
MARKED IRRITATION-SKIN/SUSPECT CARCINOGEN
MODERATE IRRITATION-EYE, NOSE, THROAT
CUMULATIVE LIVER * KIDNEY DAMAGE
NARCOSIS/CUMULATIVE SYSTEMIC TOXIC EFFECTS
CUMULATIVE ANTICOAGULANT EFFECT
MODERATE IMITATION/ACUTE TOXICITY FROM
METAL OXIDES
LUNG DAMAGE/SUSPECT CARCINOGEN
MODERATE IRRITATION-EYE, NOSE. THROAT/
NARCOSIS
MODERATE IRRITATION-EYE. NOSE. THROAT, SKIN
(CONTACT ALLERGY)
METHEMOGLOBINEMIA/ACUTE SYSTEMIC TOXICITY
PNEUMOCONIOSIS (DIFFUSE FI8ROSIS)
MARKED IRRITATION-EYE. NOSE. THROAT. LUNGS
SEE CHROMATES/SUSPECT CARCINOGEN
ACUTE SYSTEMIC TOXICITY (METAL FUME FEVER)
"INERT' P ARTICULATE (ACCUMULATION IN LUNGS)
PNEUMOCONIOSIS (LOU TOXICITY)
PERMISSIBLE
EXPOSURE LIMIT
(PED/OSHA
PPM MG/HJ
NONE NONE
100 560
O.Z5
0.05
0.5
CEILING
CEILING0'1
NONE NONE
NONE NONE
STD 1910.1917
NONE NONE
100 WO
NONE NONE
NONE NONE
0.1
NONE NONE
NONE NONE
100 435
NONE NONE
5 25
1
1
NONE NONE
5
NONE NONE
5
HAZARD OF
EXPOSURE
ABOVE PEL
S-SERIOUS
S -ABOVE 1 HG/M3
S
S
S
S-ABOVE CEILING
LIMIT
S-AT CURRENT
OSHA CEILING
LIMIT
S-ABOVE ZO PPM;
60 MG/M3
S-ABOVE 250 PPM;
MOO NG/M3
S-ABOVE 1 PPM OR
CEILING S PPM
S-ABOVE 10 PPM;
60 MC/MJ
S-ABOVE 3XPEL
S-ABOVE 10 PPM;
40 MG/HJ
S-ABOVE 200 PPM:
tOO HG/H3
S
S-ABOVE 5 MG/M3
S-ABOVE 5 MG/M3
S-ABOVE 2XPEL
S
S
S
S
S-ABOVE 0.05 MG/M3



L-80

-------
Safety References for Stack Sampling


      Some of the references that would be useful for a library
on safety and occupational health for stack sampling organizations
is listed here.  Not listed, but very useful, are the current catalogs
of the vendors of safety equipment such as self-contained breathing
apparatus, fire extinguishers,  safety climbing gear,  hoisting equip-
ment, ladders and scaffolds, communications equipment, electrical
safety testing equipment, chemical exposure monitoring equipment,
flammable vapor and gas detection equipment, and all sorts of
personal protective equipment.
      Also not listed but highly recommended are the current articles
on the toxic effects of chemicals which stack sampling personnel may
encounter in high concentrations in specific industries.
      Because of the wide range of activities in stack sampling, the
following list of references is not likely to cover all needs, and some
of the references may provide  more information than is needed.
When ordering any of these references, always request the latest
edition.  The date of the latest current edition may be shown in (  ).

"Handbook of Hazardous Materials",   Technical Guide No. 7   (1974)
                  American Mutual Insurance Alliance
                  20 North Wacker Dr., Chicago, Illinois 60606
         Excellent data on the chemicals for which Threshold Limit
         Values have been established by the ACGIH, and for which
         OSHA has adopted Permissible Exposure Limits (see Appendix
         pages 60-76 for list, with brief information on those which
         are readily absorbed through the skin, and a listing of the
         key health effects of exposure, the OSHA PEL, and at what
         concentrations OSHA  considers exposure serious.)

"Handbook of Organic Industrial Solvents", Technical Guide No. 6 (1972)
                   American Mutual Insurance Alliance
                   20 North Wacker Dr., Chicago, Illinois 60606
         A tabulation of data on solvents and their characteristics,
         including their physical properties,  evaporation rates and
         physiological effects.

"Threshold Limit Values"   (published annually)
                   American Conference of Governmental Industrial
                   Hygienists,  P.O.  Box 1937, Cincinnati, Ohio  45201

"The Condensed Chemical Dictionary"  (1971,  Eighth Edition)
                   Gessner G. Hawley, Editor
                   Van Nostrand Reinhold Company
                   450 West 33rd St.,  New York, N. Y. 10001
                                  L-81

-------
 "Dangerous Properties of Industrial Materials"
                   N. Irving Sax, Editor
                   Van Nostrand Reinhold Company
         450 West 33rd St., New York, N. Y.  10001

 "Hazardous Chemicals Data",  NFPA No. 49-1975
 "Fire Hazard Properties of Flammable Liquids, Gases,
         and Volatile Solids", NFPA No.  325M-1977
                   National Fire Protection Association
                   470 Atlantic Avenue, Boston, Mass. 02210

"Fire Protection Handbook", Fourteenth Edition, 1976
                   Gordon P. McKinnon, Editor
                   National Fire Protection Association
                   470 Atlantic Avenue, Boston, Mass. 02210

 "Handbook of Industrial Loss Prevention", Second Edition,  1967
                   Factory Mutual Engineering Corporation
                   McGraw-Hill Book Company
                   New York,  N.Y.
         Recommended Practices for the Protection of Property and
         Processes against Damage by Fire, Explosion, Lighting,  Wind,
         and Earthquake

 "Accident Prevention Manual for Industrial Operations
                   Frank E. McElroy, Editor
                   National Safety Council
                   444 North Michigan Avenue, Chicago,  Illinois 60611
                                 1-82

-------
Example of Information Required on a  SHIPPING  PAPER

                                     for Hazardous Materials
Per CFR 49, DOT Regulations
     for Hazardous Materials

 From:                               To:
 Date ship         Origin Carrier and Route

 Pieces Type of   Haz.      Description (Proper Shipping Name)
        Package  Mtl.          and Hazard Class

                         Acetic acid, glacial, CORROSIVE MATERIAL

                         Acetone,  FLAMMABLE                      ~

                         Benzene,  FLAMMABLE LIQUID

                         Barium Perchlorate,  OXIDIZER

                         Hydrochloric Acid, Solution,  CORROSIVE
	MATERIAL	
                         Hydrogen Peroxide, 8-40%,  OXIDIZER

                         Nitric Acid,  CORROSIVE MATERIAL
	Shipment FORBIDDEN in Passenger Aircraft
                         Carbolic Acid (Phenol), POISON B

                         Oleum (Sulfuric acid, fuming),
	CORROSIVE MATERIAL	
                         Sodium Hydroxide, Dr# CORROSIVE  MATERIAL

                         Toluene,  FLAMMABLE LIQUID
                            (Other materials can be listed after
                             the listing of Hazardous Materials
      This is to certify that the above named materials are properly
   classified, described, packaged, marked, and labeled, and are
   in proper condition for transportation, according  to the applicable
   regulations of the Department of Transportation.

                    (Signature)	
                                 L-83

-------
SLIDE 253-0                                  NOTES
    SAFETY IN STACK TESTING
SLIDE 253-1

        SUBPART 60.8(e)

   (e) The owner or operator of
an affected facility shall provide,
or cause to be provided, performance
testing facilities as  follows:
   (1) Sampling ports  adequate for
test methods applicable to such
facility.
   (2) Safe sampling platform(s).
   (3) Safe access to  sampling
platform(s).
SLIDE 253-2
   The agency observer has both
the responsibility and authority
to stop or disallow the starting
of testing when unsafe conditions
exist.
                               L-85

-------
SLIDE 253-3

        SAFETY PROBLEMS
                        NOTES
1. Physical Injury
2. Electrical Shock
3. Fire
4. Exposure to Heat
   and Cold
5
6
Exposure to pollutant
Exposure to Process
Materials
Exposure to Sampling
Chemicals
SLIDE 253-4

      SAFETY PRECAUTIONS
1.  Fill out safety checklist dur-
    ing presurvey visit or have
    facility complete checklist
    prior to presurvey.

2.  Take all necessary steps to
    ensure safety.

3.  Inspect all facilities and
    equipment.

4.  Hold a pretest safety meeting
    with facility person in"charge
    of safety.
                                L-87

-------
                   SECTION M.  DATA VALIDATION TECHNIQUES
Subject                                                                page
1.  A data validation scheme for pulverized boilers                    M-3
2.  Slides                                                             \H-2l
                                    M-l

-------
         A DATA VALIDATION SCHEME FOR PULVERIZED BOILERS

               Charles Bruffey, William G. DeWees
                    PEDCo Environmental,  Inc.
                        Cincinnati, Ohio


     Combustion of coal with air can be defined by stoichio-

metric equations; therefore, many of the by-products of combus-

tions can be calculated by knowing the quantity and composition

of the fuel and some of the products of combustion.  By applying

these combustion balances and knowing one or more input data the

user can calculate or validate other data.  The user should be

aware of two things.  First, when a calculated combustion product

does not agree with the measured product it means that one or

more of the input or calculated data is wrong.  Many times the

use of a combination of data and equations will provide insight

to the data that is in error.  For this reason the more com-

bustion and emission data that can be collected, the better the

chance to validate and determine the bad data.  Second, the user

should be aware  that some of the data that is recommended to be

collected  (Figure 1), are average values and may not be an exact

representation of test conditions.  Also the assumed values are

only estimates of an average combustion system.  For this reason

all validations  are good for within about +10 percent.  Typical

values for the different size  boilers and the relationships of

combustion values can be seen  in Figure 2.
                               M-3

-------
RECOMMEND DATA FOR EACH RUN (If Available)


Coal Data

     Coal Sample Collected - (as close to furnace entry as
     possible - i.e. after pulverizers)

     Coal Analysis - XC, XH, %H, XO, XS, XFC, XVM, %H20, %Ash,
     and Btu/lb (all analyses must be presented on the same
     basis)

Boiler Data

     Megawatts, pounds of coal per hour to boiler	, steam
     production in pounds of steam per hour	, monthly average
     of Btu per kilowatt hour	, Ib of steam per pound of
     coal 	and estimated thermal efficiency of boiler
Emission Test Data

     Pollutant(s) concentration

     02 	C02	

     Flue gas flow rate (dscfh)
     Stack temperature	Stack pressure

     Percent moisture 	



                         Figure  1.
                               M-4

-------
I
en
CLASSIFICATION
OF
BUILDING AND
PLANT
SIZE RANGES
i 	 : 	 1 	 1

CROUP in -'pukic UTILITY STEAK ELECTRIC GENERATION STATION
CROUP H -LARGE INDUSTRIAL tITH PROCESS STEAK I
CROUP!- SMALL INDUSTRIAL IITH PROCESS STEAM, DAIRIES, etc.
GROUP HI-CENTRAL PLAITS
CROUP HA-LARCE INSTITUTIONAL, HOSPITALS, etc. J
CROUP m- BUSINESS 1 MANUFACTURING I/O PROCESS STEAM !
CROUP OB-OFFICE BUILDINGS, HOTELS, THEATERS, etc !
CROUPIIA- SCHOOLS, CHURCHES, SMALL COLLEGES, etc.
fCRbUPIB-APARTMENT BUILDINGS j
JROUPIA- ITO 4 FANILT DWELLINGS

FIRING METHODS
RANGE OF
EQUIPMENT
SIZES

|~"J 	 ' PULVERIZED COAL FIRED UNITS
1 CHAlii OR TRAVELING GRATE
1 IATER COOLED VIBRATING GRATE | |
SPR.*- TRAVELING GRATE 1
SfJif'iiSli'
| SPR'-STATIONART OR DUMPING GRATE
! ISPR'-VIBMTING CRATEl
(SCR AUTOMATIC PACKAGED BOILER 1 1 KULTIPLE RETORT UNDERFEED STOKER 1
SINGLE RETORT UNDERFEED STOKER l
CLASS 1 (CLASS 2| CLASS 3 I CLASS 4 1 CLASS 5 !
HAND FIRED EQUIPMENT | ! ! i


EFFLUENT l-i 	 1 	
j
1 1 1 1 1 1
TEMPERATURE.'F r-L 	 -1- 	 ^ ^ , ^ ^ .^ „,, „„ ;
' i i
COAL TO SUAM t-J 	 1 	 I ' 1 1 1 1
55 60 65

EXCESS AIR,% | | | 1 1 1 	
100 90 15 10 75 70 i
STACK GAS EFFLUET
at indicated | 	 1 — 1 Mill 	 1 	
EwssAir 1 50 100
EQUIVALENT
UNIT CAPACITY 	 ' —
IN MEGAWATTS | 	
at 10,500 BTU/KWI
BOILER OUTPUT
per HOUR at JJJJJ 	 1 	 1 — 1— LJ
IflOO BTU /Ib STEAM O.I 0.5
BOILER INPUT |__ 	 	 , , , ,
Ibs COAL per HOUR i I 	 1 1 1 1 1 1
at I3.IOO BTU/lb j |o 50
BOILER INPUT j 	 	 — , , , , ,,
MILLION BTU j 	 I 1 1 1 1 1 II
per HOUR ot 0.5
1 TO i 75 10 15 j
	 1 	 1 	 1 	 *— i 	 1 	 j 	 1 	 	 1 	
1 	 1 1 	 _J 	 1 	 1 	 1 	 . 	 1 	
t 60 55 50 45 40 35 30 25
J-i — i i i i 1 1 1 	 p1— i — i i iiiii 	 r — 1 — | MINI 	 1 — 1 — TT~
_| 	 1 Mill 	 II 1 1 1 1 1 1 1 	 1 1 1 — 1 IIIII 	 L 	 1 	 1 — 1_
500 WOO 5,000 10,000 ! 50,000 IOOMO i 500.001
< i
	 	 "l 	 1 	 1 — 1 1 1 1 1 1*1 	 1 	 1 — 1 IIIHI 	 1 —
1 5 NO 50 100
TTTI 	 1 — i — i i i i 'H i 	 1 — i — i i i 1 1' 1 1 	 1 — 1 — i i 1 1 1 1 1 	 1 —
11 	 1 1 1 1 1 1 1 1 1 	 1 	 1 	 1 — 1 1 1 LI 1 	 1 	 1 	 1 — 1 1 1 1 J 	 1 	
1*5 	 5 f 10 50 j 100 500 'l,000
! 1
j i
•m 	 1 — i — i i i I'm 	 1 — i — r i 1 1 in 	 1 — i — i i ii'm 	 r
ii i i_ ii i 	 i i i — ' ii ii 	 1 — L_J — ''i'" i
•"iOO 	 	 	 500 j 1,000 W» 1 IMM 5IWW i 100,000
	 1 — i — i i 1 1 nt 	 1 — i — r i 1 1 1 1\ \l l i i 1 1 III 	 1 —
| 	 ' 	 ' ' | ' ' "|'0 	 ' 	 50 IM 500 l»0
l
i
i
t CTCIONE FURNACES

1 1
350 (300

90
t
20
run 	 — i — i i IMII 	
5 nooaooo I 5,000,000 KIOOO.OOO
1
1 | | [ || 1*1 	 1 — | t MMI
500 1X00 5400
1 | | | | ill 	 1 	 1 — Mill
5,000 illUOO 50400
1
— i i i i Tin 	 1 — iiill
500,000 |woo,ooo smooo
1
1
i i 1 1 nil 	 1 — i i 1 1 1 1 r
5J555 Rijwo &MW
                       SPR*- SPREADER STOKER
                                                                                                WALTER tX SMITH
                 Figure 2.     Summary of characteristics of coal-firing  equipment.

-------
                           F-FACTOR CALCULATIONS

Equation #1

     P = TO6 [3.64 %H + 1.53 %C + 0.57 %S + 0.14 %N - 0.46 %0]
     h                            GCV

where:

      F = a factor representing a ratio of the volume of dry flue gases
          generated to the calorific value of the fuel combusted, expressed as
          dry standard cubic feet per million Btu of heat input (dscf/MM Btu)

H, C, S, N, and 0 = content by weight of hydrogen, carbon, sulfur, nitrogen,
          and oxygen (expressed as %), respectively, and on a dry basis

    GCV = the gross calorific value (Btu/lb) of the fuel combusted on a dry
          basis
Run
F _ IP6 L(3.64)(    ) + (1.53)(    )  + (0.57K     ) + (0.14)(    ) - (0.46)(
F =          dscf/MM Btu
     For bituminous coal, F can be assumed to be 9820 dscf/MM Btu.  The
calculated F generally is within +3.1 percent of 9820.  See the NSPS for
fossil fired steam generators for additional  information.
                                    M-6

-------
                         EMISSION RATE CALCULATIONS
Equation #1

          F = CF f   20-9    ]
          t   ^ ^20>9 _ % Q^;
where:
      E = pollutant emission rate (Ib/MM Btu), dry basis
      C = pollutant concentration (Ib/dscf or   ynnn )» dry basis (measured)
    %Q£ = oxygen volume (expressed as percent), dry basis (measured)
F-factor = dscf/MM Btu (calculated or estimated)
Run	
                               20.9
          E   ^7000^     ^20.9 -      '
          E =      Ib/MM Btu

Equation #2
          Pmr  =  C Qstd
where:
    Pmr = parti cul ate mass emission rate (Ib/h)
      C = pollutant concentration (Ib/dscf or    nnn ) dry basis (measured)
   Q .  . = flue gas flow rate, dry standard cubic feet per hour (dscfh),
          (measured)
Run _
          Pmr = (    )(    )  =        Ib/h
                                    M-7

-------
            I.  Total Heat Input Million Btu Per Hour (MM Btu/h)
Equation #1
          .(Qstd)(20.9 - %02)
      H     (F)     (20.9)
where:
     Qu = total heat input, million Btu per hour (MM Btu/h)
   Q td = flue gas flow rate, dry standard cubic feet per hour (dscfh)
          (measured)
    %02 = oxygen content (expressed as percent), dry basis (measured)
F-factor = calculated or assumed, dry standard cubic feet per million Btu of
           heat input (dscf/MM Btu)
Run
              K20.9 -    )
     Q  -
      H
                   )(20.9)
     QH =        MM Btu/h
Equation #2
          (m)(HHV)
where:
     ny = fuel firing rate (measured coal  to boiler)(lbs of coal/h)
    HHV = Higher Heating Value (Btu/lb of  coal)(as received basis coal
          analysis)
Run
     0  -
     QH      (io6)
     QH =        MM Btu/h
                                     M-8

-------
I.  Total Heat Input Million Btu Per Hour (MM Btu/h) (continued)

Equation #3

     Q  = (P)(Hrj


where:

      P = absolute unit of power (kW) (from plant data during test period)  '

     Hr = heat rate, Btu per kilowat hour (Btu/kWh)

Run
     Qu = A	^1	L
      H       106

     QH =           MM Btu/h

Equation #4

          (Ps)(1100 Btu/lb of steam)

     Qhl           (n)(106)

where:

     PS = steam production (Ib of steam/h) (from steam chart)

1100 Btu/lb of steam = this value is the estimated Btu's required to produce
          a pound of steam per pound of water including heat losses such as
          blow down.

      n = thermal efficiency (actual or estimated from Figure 3)

Run

     n  = (     HUPP)
     QH =             MM Btu/h


Note:  The heat input can be calculated by more than one of the equations
       to determine errors in measured flue gas flow rate, coal scale readings
       or steam readings.  In general the reliability of values would be
       megawatts, steam readings, flue gas flow rate, and coal  scale from
       most to least reliable, respectively.
                                     M-9

-------
o
t—-I
Ll_
Ll_
LJ


_J


cc
     90
     85
     80
75
     70
     65
     60
        12      11     10   •  9      8      7       6       5      4

                          PERCENT 02 IN FLUE GAS


 NOTE:   TEMPERATURE SHOULD BE  REPRESENTATIVE OF TEMPERATURE
        AFTER LAST BOILER HEAT REMOVAL  SYSTEM-i.e. AIR PREHEATER,
        ECONIMIZER.  COOLING FROM DILUTION AIR SHOULD NOT BE INCLUDED.



                Figure  3.   Thermal  efficiency  curves.
                                M-10

-------
                      II.  Estimated Flue Gas Flow Rate
Equation #1
     n    = n Ff,   20« 9   .1
     gstd   wHhH20.9 - %02);
where:
    Q .d = estimated flue gas flow rate (dscfh)
     QH* = total heat input  (MM Btu/h) (not calculated using flue gas flow)
     %^2 ~ oxygen volume (expressed as percent), dry basis (measured)
F-factor = (dscf/MM Btu) (calculated or assumed)
Run
                         20.9   x
     Q=(     )(     )(
                      20.9  -
     Q =         dscfh

 Note:  The total heat  input  (Q^) can not be calculated from flue gas flow.
        The use of this  equation as a check for (Q^) would give the same
        results.
                                      M-ll

-------
         III.  Pounds of Particulate Per Million Btu to the Inlet of
                Air Pollution Control Equipment (Ibs/MM Btu)
Equation #1
     F  - (106)(%ash/10Q)(0.85)
      i "           HHV

where:

     E.J = particulate emission rate to the inlet of air pollution
          control equipment (Ibs/MM Btu)

   %ash = coal analysis (as received basis)

  0.85* - approximately 85% of the ash is carried by the flue gas to the air
          pollution control device

    HHV = Higher Heating Value coal  analysis (Btu/lb coal) (as received basis)

Run

     F  '- (1o6H   /100)(0.85)
      i           (Btu/lb)


     E. =         Ib/MM Btu


*Note:  This emission factor is for pulverized coal fired units.  Spreader
        stokers and underfeed units have a different emission factor and
        are generally less reliable because of a high degree of variation
        in stoker operation and maintenance.
                                    M-12

-------
                     IV.  Pounds of Participate Per Hour
                   to the Air Pollution Control Equipment

Equation #1

     Pmr = (mf)(-*jg!L)(o.85)

where:

    Pmr = pounds of particulate per hour to the air pollution control
          equipment (Ibs/h)

     try = fuel firing rate  (measured coal to boiler)(lbs of coal/h)

   %ash = coal analysis (as received basis)

  0.85* = approximately 85% of the ash is carried by the flue gas to the air
          pollution control device
Run
     Pmr = (     )(	)(0.85)
                   100

     Pmr =         Ibs/h


Equation #2

     Pmr = (Ep)(QH)

where:

    Ep* = particulate emission rate at the inlet of the control equipment
          (Ib/MM Btu) (calculated or measured)

     QH = total heat input (MM Btu/h)  (not calculated from flue gas flow)


Run

     Pmr = (    )(    )

     Pmr =         Ibs/h

*Note:  These factors are for pulverized coal fired units.  The heat input in
        Equation No. 2 can be calculated by any of the previous methods other
        than by the use of flue gas flow rate.  The results of particulate
        mass rate can then be compared with the measured rate.  This comparison
        is a combination of the heat input validation and fuel composition
        comparison.

                                     M-13

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         V.  Pounds of Sulfur Dioxide Per Million Btu (Ib S02/MM Btu)
                     to Air Pollution Control  Equipment
Equation #1

         '
     US           HHV

where:

     ES = S02 emission rate to air pollution control  equipment (Ib S02/MM Btu)

      2 = there are 2 pounds of SO,, generated per pound of sulfur

     %S = coal analysis (as received basis)

   0.95 = approximately 95 percent of the sulfur is converted to sulfur
          dioxide

    HHV = Higher Heating Value coal analysis (Btu/lb coal) (as received basis)


Run

          (106 Btu)(2)(TO)(0.95)

     ES =           HHV

     ES =         Ibs S02/MM Btu


Note:  Because of the difficulty in obtaining representative coal samples,
       the average of coal-analyses calculated results should be compared to
       the average of measured sulfur dioxide emission results (excluding
       any suspected outliers).  Comparison on a run by run results is
       generally not very consistent.
                                     M-14

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              VI.  Pounds of Sulfur Dioxide Per Hour to the Air
                         Pollution Control Equipment
Equation #1

     Mc = (m.p'
      o     T
where:

     MS = pounds of sulfur dioxide per hour to the air pollution control
          equipment (Ibs S02/h)

     mf = fuel firing rate (measured coal to boiler)(lbs of coal/h)

     %S = coal analysis (as  received basis)

   0.95 = approximately 95 percent of the sulfur is converted to sulfur
          dioxide

      2 = there are 2 pounds of S02 generated per pound of sulfur combusted


Run

     Ms = (    )(TO)(0.95)(2)

     MS =           Ibs S02/h

Equation #2

     MS =  (ES)(QH)
where:
      E<-  =  S02  emission  rate to air pollution  control  equipment
      b    (Ibs S02/MM Btu)

    Q*  =  total  heat input  (MM Btu/h)(not calculated  from  flue  gas  flow)
      rl
 Run
      Ms  =  (     )(     )

      PL  =         Ibs  S02/h
 *Note:   The  heat input  in Equation No.  2 can  be calculated  by any of  the
         previous methods other than by  the use of flue gas  flow rate.   The
         results of sulfur dioxide mass  emission rates  can be compared with
         measured results.  This comparison is a combination of the heat input
         validation and  fuel  composition comparison.

                                      M-15

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              VII.  Collection Efficiency of Control  Equipment
Equation #1
      - _ (E inlet) - (E outlet)
      n          E inlet          x

where:

      T] = collection efficiency of control equipment  (expressed  as  a  percent)

E inlet = pollutant emission rate  at  inlet (Ib/MM  Btu)(measured  or  calculated)

E outlet = pollutant emission rate at outlet  (Ib/MM Btu) (measured)
Run
      n =  	r^-^	  x  100%
      n =
Equation #2
                 	
                 M inlet

where:

 M. , .  = pounds of pollutants  per hour to  the inlet of the air pollution
          control equipment (Ibs/h) (measured or calculated)

M  .,'   = pounds of pollutants  per hour to  the outlet of the air pollution
          control equipment (Ibs/h) (measured)
Run
      n = -^ -  * " * - ~ x
      n =        %
                                    M-16

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VII.  Collection Efficiency of Control Equipment (continued)


Equation #3
where:

 C. -I ,  = grains of pollutants per dry standard ft  of flue gas to the inlet
          of the air pollution control equipment (gr/dscf)
                                                  3
C  ., .  = grains of pollutants per dry standard ft  of flue gas to the outlet
          of the air pollution control equipment (gr/dscf)

Run	


                    ' ,	J-  x 100%
      n =
                                      M-17

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            VIII.   Collection  Efficiency  Required  for  Compliance


Equation #1
  -
  n
   req
            ^ inlet' " ^  regulation'
                   Tr - r" -  x
where :

     "n
        = collection efficiency  required for compliance  (expressed  as  a
   req    percent)

E. ,  .   = pollutant emission  rate  at  inlet  (Ib/MM  Btu)  (measured  or
 inlet    calculated)

  lation = P°^utant emission rate at outlet set by regulation (Ib/MM  Btu)
E


Run
                                10M
Note:  This should be the minimum collection efficiency that the air pollu-
       tion control equipment was guaranteed.
                                    M-18

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                        IX.  Evaluation of Orsat Data



      o is a type of F-factor derived from combustion calculations.   Values

are available for all types of fuels just as F, F , or F .   F  can be
                                                 c      wo

represented by the following formula:


Equation #1

          20.9 - Mo
     F. =
      o      %C02
     For bituminous coal 1.09 < fn < 1.19
                              —  o —


     Orsat data can also be validated with the use of Figure 4.


Note:  The measured oxygen readings can also be validated by comparison with
       the boiler's oxygen monitor used by the boiler operator to set the
       excess.  Plant personnel should have a good estimate on the amount of
       air leakage between the boiler's continuous oxygen monitor and the
       sampling site.
                                     M-19

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SLIDE  254-0                                                NOTES
A DATA VALIDATION SCHEME
  FOR PULVERIZED BOILERS
  SLIDE  254-1



  RECOMMEND DATA FOR EACH RUN  (If Available)


  Coal Data

      Coal Sample Collected - (as close to furnace entry as
      possible - i.e. after pulverizers)
      Coal  Analysis  - %C, %H, %N, W, %3, *FC, *VM, SSHzO, %Ash,
      and Btu/lb (all analyses must be presented on the same
      basis)
  Boiler Data
      Megawatts, pounds of coal per hour to  boiler _ , steam
      production in pounds of steam per hour _ , monthly average
      of Btu per kilowatt hour  _ , Ib of  steam per pound of
      coal _ and estimated thermal efficiency of boiler
  Emission Test Data

      Pollutant(s) concentration

      02	C02	

      Flue gas flow rate (dscfh)
      Stack  temperature	Stack pressure

      Percent moisture 	
                                              M-21

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 SLIDE 254-2                                                NOTES
                F-FACTOR CALCULATIONS

     106 [3.64 (%H) + 1.53 (%C) +1.57 (%S) + 0.14 (%N) - 0.46 (%0)]
                                   GCV
where:
                  F = a factor representing a ratio of the volume of dry flue gases generate! to the
                     calorific value of the fuel combusted, expressed as dry standard cubic feet
                     per million Btu of heat input (dscf/MM Btu)
        H, C, S, N, and O = content by weight of  hydrogen, carbon, sulfur, nitrogen, and oxygen
                     (expressed as %), respectively, and on a dry basis
                GCV = the gross calorific value (Btii/lb) of the fuel combusted on a dry basis
NOTE:   For bituminous coal, F can be assumed to be 9820 dscf/MM Btu. The  calculated F generally is
       within +3.1 percent of 9820. See the NSPS for fossil fired steam generators for additional
       information.
 SLIDE  254-3
           EMISSION RATE CALCULATIONS
                            Eq.1
                   E = CF       20'9
                                  20.9 - %Q2
 where:       E = pollutant emission rate (Ib/MM Btu), dry basis
             C = pollutant  concentration   Ib/dscf or  gr/dscf
                dry basis (measured)                  700°
          %C>2 = oxygen volume (expressed as percent), dry basis
                (measured)
       F-factor = dscf/MM Btu (calculated or estimated)
                                            M-23

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SLIDE  254-4                                          NOTES



          EMISSION RATE CALCULATION

                         Eq.2




                  Pmr  = C Qsw

where:
     Pmr = paniculate mass emission rate (Ib/h)

       C = pollutant concentration  Ib/dscf or  g       dry basis
           (measured)                    700u
         = f|Ue gas flow rate, dry  standard cubic feet per hour
           (dscfh), (measured)
 SLIDE 254-5
   TOTAL HEAT INPUT MILLION BTU PER HOUR
                        Eq.1


                        _ (CU (20.9 - 02)

                      H ~    (F)    (20.9)

where:    QH = total heat input, million Btu per hour (MM Btu/h)
         Qsld = flue gas flow rate, dry standard cubic feet per hour
              (dscfh) (measured)
         %C>2 = oxygen content (expressed as percent), dry basis
              (measured)
      F-factor = calculated or assumed, dry standard cubic feet per
              million Btu of heat input (dscf/MM Btu)
                                       M-25

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SLIDE  254-6                                     NOTES


     TOTAL INPUT MILLION BTU PER HOUR
                      Eq.2


                     = (m,) (HHV)

                   H        (106)

where:   m, = fuel firing rate (measured coal to boiler) (Ibs of coal/h)
    HHV = Higher Heating Value (Btu/lb  of coal) (as received
          basis coal analysis)
 SLIDE 254-7
   TOTAL HEAT INPUT MILLION BTU PER HOUR
                      Eq.3


                 a = JO C*>
where:
     P = absolute unit of power (kW) (from plant data during test
        period)
     Hr = heat rate, Btu per kilowat hour (Btu/kWh)
                                  M-27

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  SLIDE 254-8
                                              NOTES
    TOTAL HEAT INPUT MILLION BTU PER HOUR
                          Eq.4

  Q   =  (Ps) (1100 Btu/lb of steam)
                             (106)
 where:
                      P, = steam  production (Ib of steam/h)
                         (from steam chart)
       11 00 Btu/lb of steam = this value is the estimated Btu's re-
                         quired  to produce a pound of steam
                         per pound  of water including heat
                         losses such as blow down.
                      rj = thermal efficiency (actual or estimated
                         from Figure 3)

 NOTE: The heat input can  be calculated by more than one of the
        equations to determine errors in measured flue gas flow rate,
        coal scale readings or steam readings. In general the reliability
        of values would be megawatts, steam readings, flue gas flow
        rate, and coal scale from most to least reliable, respectively.
  SLIDE  254-9
        O
        m
        O
        in
        DC
        UJ
        I
         
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 SLIDE  254-10                                        NOTES


         ESTIMATED FLUE GAS FLOW RATE
                        Eq.1


       - r\  c         20-9
     d  - QHF
                   (20.9 - %O2)

 where:
         QM = estimated flue gas flow rate (dscfh)
         QH* = total heat input (MM Btu/h) (not calculated using
              flue gas flow)
         %O2 = oxygen volume (expressed as percent), dry basis
              (measured)
      F-factor = (dscf/MM Btu) (calculated or assumed)

 NOTE: The total heat input (QH) can not be calculated from flue gas
      flow. The use of this equation as a check for (QH) would give
      the same results.
 SLIDE 254-11


  POUNDS OF PARTICULATE PER MILLION BTU
        TO THE INLET OF AIR POLLUTION
              CONTROL EQUIPMENT

                        Eq-1


                 _  (106)(% ash/100) (0.85)

               1                  HHV

where:
        E, = particulate emission rate to the inlet of air polution
            control equipment (Ibs/MM Btu)
     % ash = coal analysis (as received basis)
      0.85* = approximately 85% of the  ash is carried by the flue
            gas to the air pollution control device
      HHV = Higher Heating Value cost analysis (Btu/lb coal) (as
            received basis)

NOTE: This emission factor  is  for pulverized coal fired units.
      Spreader  stokers and underfeed units have  a different
      emission factor and are generally  less reliable because of a
      high degree of variation in stoker operation and maintenance.
                                     M-31

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 SLIDE  254-12                                       NOTES

      POUNDS OF PARTICULATE PER HOUR
    TO AIR POLLUTION CONTROL EQUIPMENT
                        Eq.1
 Pmr = (m.)            (0.85)

where:
       Pmr = pounds of particulate per hour to the air pollution
            control equipment (Ibs/h)
        m, = fuel firing rate (measured coal to boiler) (Ibs of coal/h)
     % ash = coal analysis (as received basis)
      0.85* = approximately 85% of the ash is carried by the flue
            gas to the air pollution control device
 SLIDE 254-13


      POUNDS OF PARTICULATE PER HOUR
   TO AIR POLLUTION CONTROL EQUIPMENT
                        Eq.2
               Pmr = (Ep) (QH)

where:
     E * = particulate emission rate at the inlet of the control equip-
          ment (Ib/MM Btu) (calculated or measured)
     QH = total heat input (MM Btu/h) (not calculated from flue
          gas flow)

*NOTE: These factors are for pulverized coal fired units. The heat
      input can be calculated by any of the previous methods
      other than by the use of flue gas flow rate. The results of
      particulate mass rate can then be compared with the
      measured rate. This comparison is a combination of the
      heat input validation and fuel composition comparison.
                                     M-33

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SLIDE  254-14                                        NOTES


POUNDS OF SULFUR DIOXIDE PER MILLION BTU
   TO AIR POLLUTION CONTROL EQUIPMENT
                        Eq.1
                   HHV

where:
       Eg = SO2 emission rate to air pollution control equipment
           (Ib SOz/MM Btu)
        2 = there are 2 pounds of SO2 generated per pound of
           sulfur
      % S = coal analysis (as received basis)
      0.95 = approximately 95 percent of the sulfur is converted to
           sulfur dioxide
     HHV = Higher Heating Value coal analysis (Btu/lb coal) (as
           received basis)

NOTE: Because of the difficulty in obtaining representtive coal
      samples, the average of coal analyses calculated results
      should  be compared to the average of measured sulfur
      dioxide emission results (excluding any suspected outliers).
      Comparison on a run by run results is generally not very
      consistent.
 SLIDE 254-15


POUNDS OF SULFUR DIOXIDE PER HOUR TO AIR
        POLLUTION CONTROL EQUIPMENT
                        Eq.1
 Ms  = (m.)         (0.95) (2)

where:
      MS = = pounds of sulfur dioxide per hour to the air pollution
            control equipment (Ibs SCVh)
        m, = fuel firing rate (measured coal to boiler) (Ibs of coal/h)
       % S = coal analysis ( as received basis)
       0.95 = approximately 95 percent of the sulfur is converted to
            sulfur dioxide
         2 = there are 2 pounds of SO2 generated per pound of
            sulfur combusted
                                      M-35

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 SLIDE  254-16                                      NOTES

   POUNDS OF SULFUR DIOXIDE PER HOUR TO
     AIR POLLUTION CONTROL EQUIPMENT
                       Eq.2
                Ms = (Es) (QH)

where:
      Eg = SOa emission rate to air pollution control equipment
          (Ibs SOa/MM Btu)
     QH* = total heat input (MM Btu/h) (not calculated from flue
          gas flow)

NOTE: The heat input can be calculated by any of the previous
      methods other than by the use of flue gas flow rate. The
      results of sulfur dioxide mass emission rates can be
      compared with measured results. This  comparison is a
      combination of the heat input validation and fuel composi-
      tion comparison.
 SLIDE 254-17
          EVALUATION OF ORSAT DATA
                       Eq.1

                 _ 20.9-%Q2
                 "    %C02
For bituminous coal 1.09 < F0 < 1.19
NOTE: The measured oxygen readings can also be validated by
      comparison with the boiler's oxygen monitor used by the
      boiler operator to set the excess. Plant personnel should
      have a good estimate on the amount of air leakage between
      the boiler's continuous oxygen monitor and the sampling
      site.
                                   M-37

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