OMB #: 2050-0024 Expires 12-31-88 United States Environmental Protection Agency VSR) 1987 Hazardous Waste Generation and Shipment Report (PACKAGE A) INSTRUCTIONS One report package must be completed for every site receiving this mailing: Complete Package A 1987 Hazardous Waste Generation and Shipment Report - if, in 1987, hazardous wastes were not managed at this site, as defined in the box on page 1 of the instructions booklet. Complete Package B 1987 Hazardous Waste Generation and Management Report - if, in 1987, hazardous wastes were managed at this site, as defined in the box on page 1 of the instructions booklet. Submission of the appropriate Report package fulfills 1987 RCRA Annual/Biennial Report requirements. Form 8700-13A (5-80) (Rev. 11-85) Revised (12-87) ------- TABLE OF CONTENTS 1987 Hazardous Waste Generation and Shipment Report (Package A) Instructions INTRODUCTION 1 WHICH REPORT PACKAGE MUST BE COMPLETED FOR THIS SITE? ... 1 OVERVIEW OF FORMS IN PACKAGE A 2 AUTHORITY 3 CONFIDENTIALITY 3 MINIMUM QUANTITY REPORTING REQUIREMENTS 4 WHERE AND WHEN TO FILE 6 HOW TO COMPLETE THE FORMS 7 Codes 7 Don't Know/Not Applicable 7 Labels and Photocopies 7 Page Numbers 7 Assistance Help Line 7 FORM 1C - IDENTIFICATION AND CERTIFICATION 8 FORM GS - GENERATION AND SHIPMENT 12 FORM 01 - OFF-SITE IDENTIFICATION 23 FORM WM - WASTE MINIMIZATION PART I 25 FORM WM - WASTE MINIMIZATION PART II 26 ------- INSTRUCTIONS FOR COMPLETING PACKAGE A -- THE 1987 HAZARDOUS WASTE GENERATION AND SHIPMENT REPORT INTRODUCTION The Resource Conservation and Recovery Act of 1976 (RCRA) requires hazardous waste generators and treatment, storage, and disposal facilities to report to the U. S. Environmental Protection Agency or authorized States at least every two years on their hazardous waste activities. The vehicle for this reporting is the RCRA Annual or Biennial Report. For the 1987 reporting cycle, the Annual/Biennial Report format has been revised. There are two packages of forms for the 1987 reporting cycle: Package A: 1987 Hazardous Waste Generation and Shipment Report; and Package B: 1987 Hazardous Waste Generation and Management Report. Every site receiving this mailing must return one of these report packages. Do NOT complete both packages. Completion of the appropriate report package completely satisfies a site's 1987 RCRA annual or biennial reporting responsibilities. The nature of a site's 1987 hazardous waste activities determines which of the two report packages it must complete. To determine which report package is appropriate for your site, read the reporting criteria and definitions below. WHICH REPORT PACKAGE MUST BE COMPLETED FOR THIS SITE? One report package must be completed for every site receiving this mailing: Complete Package A-if, in 1987, hazardous wastes were not managed at this site, as defined in the box below, OR Complete Package B-if, in 1987, hazardous wastes were managed at this site, as defined in the box below. Hazardous wastes were managed at a site if, in 1987, it met any of the following criteria: (1) the site operated under RCRA Interim Status (Part A Permit Application filed); or (2) the site operated under a RCRA Permit (Part B Permit Application approved); or (3) the site treated, disposed, or recycled hazardous wastes on site in units exempt from RCRA permitting requirements (for example, tank systems used to treat wastewaters containing hazardous waste prior to discharge under an NPDES permit; on-site distillation units used to recover waste solvents; etc.). NOTE: For purpose of these reporting requirements, the above definition of hazardous waste management does not include short-term accumulation of hazardous waste in areas not requiring RCRA permits. ------- This booklet contains instructions for completing Package A: Hazardous Waste Generation and Shipment Report. These instructions explain which forms in Package A must be completed and how to complete them. If hazardous wastes were managed at this site in 1987, as defined in the box above, you should instead follow the instructions for Package B and complete the forms in that report package. (If this site is required to complete Package B and you did not receive the report package or its Instructions, contact the office listed on page 6 under "WHERE AND WHEN TO FILE" and request a copy.) OVERVIEW OF FORMS IN PACKAGE A Package A consists of five forms. You may not be required to complete all forms in Package A for this site, but you must at least complete and return the first form, Form 1C - Identification and Certification. The instructions for each form explain which sites are required to complete it, which is determined by the nature of each site's 1987 hazardous waste management activities, and whether the site met the Minimum Quantity Reporting Requirements presented on page 4. You will find specific instructions for each form later in this booklet. An overview of the forms in Package A is given below. Form 1C Form GS FormOI FormWM FormWM Identification and Certification. This form must be completed and returned by every site required to complete Package A. The purpose of this form is to provide an update to EPA and State agencies on the regulatory status of sites that have submitted RCRA Notification Forms. Generation and Shipment The purpose of this form is to provide the quantity and a description of each hazardous waste generated at and/or shipped from the site during 1987. Off-Site Identification The purpose of this form is to identify the name and address of each site to which hazardous waste was shipped or from which hazardous waste was received during 1987. Waste Minimization, Part I The purpose of this form is to describe the efforts taken to reduce the quantity and toxicity of hazardous waste generated at the site and to recycle generated hazardous waste. Waste Minimization, Part II The purpose of this form is to quantify the results of waste minimization activities or projects undertaken at the site. ------- AUTHORITY The authorizing legislation for the 1987 Hazardous Waste Generation and Management Report is contained in Sections 3002, 3004, and 3007 of the Resource Conservation and Recovery Act of 1976 (RCRA), as amended by the Hazardous and Solid Waste Amendments of 1984 (HSWA). Sections 3002 and 3004 require hazardous waste generators and treatment, storage, and disposal facilities to report to EPA or authorized States at least every two years on: the quantities, nature, and disposition of generated hazardous waste; the efforts taken to reduce the volume and toxicity of hazardous waste; and changes achieved in the volume and toxicity of hazardous waste in comparison to previous years. Section 3007 authorizes EPA and authorized States to obtain additional data to support development or enforcement of RCRA regulations. CONFIDENTIALITY You may not withhold information from the Administrator of EPA because it is confidential. However, when the Administrator is requested to consider information confidential, he is required to treat it according to EPA regulations contained in Title 40 of the Code of Federal Regulations, Part 2, Subpart B. These regulations provide that a business may, if it desires, assert a claim of business confidentiality covering all or part of the information furnished to EPA. Section 2.203(b) explains how to assert a claim. The Agency will treat information covered by such a claim in accordance with the procedures set forth in the Subpart B regulations. If someone requests release of information covered by a claim of confidentiality or if the Agency otherwise decides to make a determination as to whether such information is entitled to confidential treatment, EPA will notify the business. EPA will not disclose information as to when a claim of confidentiality has been made except to the extent and in accordance with 40 CFR Part 2, Subpart B. If, however, the business does not claim confidentiality when it furnishes information to EPA, EPA may make the information available to the public without notice to the business. ------- MINIMUM QUANTITY REPORTING REQUIREMENTS This site met the Minimum Quantity Reporting Requirements if, in 1987, the site met any of the following criteria: (1) The site generated in any single month, or accumulated at any time, 1,000 kg (2,200 Ibs) or more of RCRA hazardous waste; or (2) The site generated in any single month, or accumulated at any time, 1 kg (2.2 Ibs) of RCRA acute hazardous waste; or (3) The site accumulated at any time more than 100 kg (220 Ibs) of spill cleanup material contaminated with RCRA acute hazardous waste. If this site did not meet any of the Minimum Quantity Reporting Requirements for 1987, you are not required to complete Form GS, Form OI, nor either part of Form WM. You must still complete and return Form 1C - Identification and Certification (pursuant to Section 3007 of RCRA). ------- U.S. Environmental Protection Agency Regions Puerto Rico and the Virgin Islands are included in Region II. Guam and the Trust Territory (TT) of the Pacific Islands are included in Region IX ------- WHERE AND WHEN TO FILE Return this Report to the U.S. Environmental Protection Agency Regional Office or the State Office listed below. CT,MA,ME,NH,RI,VT State Waste Programs Branch U.S. EPA - Region I John F. Kennedy Bldg. Boston, MA 02203 NJ, NY, PR, VI Air & Waste Management Division U.S. EPA-Region II 26 Federal Plaza New York, NY 10278 DC, DE, MD, PA, VA, WV Waste Management Branch U.S. EPA-Region III 841 Chestnut Street Philadelphia, PA 19106 AL, FL, GA, KY, MS, NC, SC, TN Waste Engineering Section Air & Hazardous Materials Division U.S. EPA-Region IV 345 Courtland Street, NE Atlanta, GA 30365 IL,IN,MI,MN,OH,WI Waste Management Division U.S. EPA-Region V 230 South Dearborn Street Chicago, IL 60604 AR,LA,NM,OK,TX Compliance Section Mail Code: 6AW-HC U.S. EPA-Region VI 1445 Ross Avenue Dallas, TX 75202-2733 IA,KS,MO,NE RCRA Branch; Waste Mgmt. Div. U.S. EPA-Region VII 726 Minnesota Avenue Kansas City, KS 66101 CO, MT, ND, SD, UT, WY Waste Management Division U.S. EPA - Region VIII 999 18th Street, Suite 1300 Denver, CO 80202 AZ,CA,GU,HI,TT Toxic & Waste Prog. Branch (T-2-2) U.S. EPA-Region IX 215 Fremont Street San Francisco, CA 94105 AK, ID, OR, WA Waste Management Branch U.S. EPA-Region X 1200 6th Avenue Seattle, WA 98101 EPA regulations contained in 40 CFR 262.41, 264.75, and 265.75 require submission of 1987 RCRA Biennial Reports by March 1, 1988. However, due to delays in distributing this year's report packages, and in order to comply with minimum response periods stipulated in OMB regulations (5 CFR 1320.6(b)) implementing the Paperwork Reduction Act, the Agency is extending the due date for the 1987 RCRA Biennial Report from March 1 to May 1,1988. Should more time be required to complete this report, send a written request for a site-specific extended due date to the office listed above. Specify the date you are requesting, which in no case shall be after July 1, 1988, and the reason for the request. Attach one of the pre-printed Site Identification Labels, if you received them, or include the site's name, location, and EPA Identification Number. ------- HOW TO COMPLETE THE FORMS The instructions below apply to all forms in this package. Unless a form instructs you to do otherwise, report all information for January 1, 1987 through December 31, 1987. Please print in ball point pen or type all entries. The forms will accept 12 pitch type. Please right justify all quantity data. Instructions for each form appear on the pages that follow. Codes Many of the codes required to complete this Report have been changed from those used in previous Annual/Biennial Reports. Please use only the codes included in this Instruction booklet or in the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. Don't Know/Not Applicable On all forms enter "DK" if the information requested is not known or not available; enter "NA" if the information requested is not applicable. You are expected to make an effort to complete every item using available data. However, you are not required to perform non-routine tests or measurements solely for the purpose of providing information for this report. Labels and Photocopies If you received preprinted site identification labels, attach one label to each form in the Report. If you did not receive labels in your package, enter the site name and its EPA Identification Number (EPA ID) on each form in the space provided for the label. Some forms in this report may need to be completed more than once. Review the forms in the report and determine if you will need to make additional copies. Make copies after you have attached the label or entered the site name but before you complete the form. Page Numbers When you have completed all the forms in the package, number the pages consecutively throughout so that the total number of pages in your submission appears on the bottom of every page. Assistance Help Line To obtain assistance in completing the forms in this package, please telephone the 1987 Biennial Report Help Line: 1-800-937-8282. The line operates from 9:00 a.m. to 5:00 p.m. EST, Monday through Friday. ------- INSTRUCTIONS FOR COMPLETING FORM 1C - IDENTIFICATION AND CERTIFICATION WHO MUST COMPLETE THIS FORM? Form 1C must be completed by every site that receives this package. HOW TO COMPLETE THIS FORM Form 1C is divided into nine sections. Sections I through IV identify the site. Section V certifies that the information reported throughout is truthful, accurate and complete. Sections VI through Vffl update the site's EPA notification of hazardous waste activities. Finally, Section IX records information on capacity for the non-permitted accumulation of hazardous waste. You must complete Sections I through IX. Please print or type (12 pitch) all information. Use the Comments section at the end of the form to clarify or continue any entry. Reference the comment by entering the section number and box letter. ITEM-BY-ITEM INSTRUCTIONS Section I: Site Name and Physical Location Complete Boxes A through G. Read the preprinted site identification label, if provided, and verify that the information is correct. If the label is incorrect or absent, enter the correct information in the appropriate boxes. Section II: Mailing Address of Site Enter the site's mailing address if it differs from the site location address. Section IH: Contact Information Enter the full name, title, and phone number of the person who should be contacted if questions arise regarding the information provided in the 1987 Hazardous Waste Generation and Shipment Report submitted by your site. Section IV: SIC Code Information Enter the Standard Industrial Classification (SIC) Code that best describes the principal product or group of products produced or distributed or the services rendered at the site's physical location. Enter more than one SIC Code only if no one industry description includes the combined activities of the site. A complete list of SIC Codes is included in the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook, beginning on page 1. Space is provided for six SIC Codes. If you do not require six codes, enter "NA" in the unused fields. ------- FORM 1C Section V: Certification Do not complete Section V until all forms required for submission are present, complete, and accurate. Then, enter your full name, title, and the date. Read the certification statement, and sign the form. Refer to page 6 of this booklet for mailing instructions. Section VI: Does this site's EPA ID authorize hazardous waste generation? The purpose of Section VI is to determine: (1) whether this site has submitted an EPA Notification Form 8700-12 indicating that hazardous wastes are or were generated at the site; or (2) whether the site's EPA Identification Number was assigned by EPA or the State because hazardous wastes are or were generated at this site. If you have submitted and subsequently withdrawn a generator notification, mark [X] in the "No" box and skip to Section VII. If you have never notified EPA that hazardous waste was generated at this site and if the site does not generate hazardous waste, mark [X] in the "No" box and skip to Section VII. Otherwise, answer the questions in Section VI to update the information on generation of hazardous waste that this site provided EPA when it obtained its EPA Identification Number. Definitions of key terms are provided below. A site which generates solid waste must determine if that waste is a hazardous waste or if that waste is "excluded" from regulation under 40 CFR 261.4(b). If that waste is excluded it need not be reported. A list of excluded wastes is provided in the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook, page 46. Under RCRA regulations, every site which generates, treats, stores, or disposes of hazardous waste must inform EPA of its hazardous waste activity by filing EPA Form 8700-12, Notification of Hazardous Waste Activity. After receiving the notification form, EPA assigns an identification number (EPA ID) to the site. Refer to your copy of Form 8700-12 to determine if this site's notification status has changed and needs to be updated. EPA regulates generators of hazardous waste according to the three categories defined below. Category 1: More than 1000 kg (2.200 Ibs) in one or more months (Large Quantity Generator) Mark [X] if your site's hazardous waste .generation during 1987 was correctly described by the following criteria: (1) generated in one or more months: 1,000kg (2,200 Ibs) or more of hazardous waste, more than 1 kg (2.2 Ibs) of acute hazardous waste, or more than 100 kg (220 Ibs) of acute hazardous spill debris; or (2) accumulated at any time during 1987 more than: 1,000 kg (2,200 Ibs) of hazardous waste, 1 kg (2.2 Ibs) of acute hazardous waste, or 100 kg (220 Ibs) acute hazardous spill debris. Category 2: More than 100 kg (220 Ibs) but no more than 1.000 kg (2.200 Ibs) in any single month (Small Quantity Generator) Mark [X] if your site's hazardous waste generation during 1987 made it a small quantity generator. A site is a small quantity generator in any given month if it meets the following criteria: (1) in every single month, the site generated more than 100 kg (220 Ibs) but no more than 1,000 kg (2,200 Ibs) of hazardous waste, and no more than 1 kg (2.2 Ibs) of acutely hazardous waste, and no more than 100 kg (220 Ibs) of material from the cleanup of a spillage of acutely hazardous wastes; and (2) the site accumulated no more than 1 kg (2.2 Ibs) of acutely hazardous waste, and no more than 100 kg (220 Ibs) of material from the cleanup of a spillage of acutely hazardous wastes; and (3) the site stored its wastes in tanks or containers in a manner consistent with regulatory provisions. ------- FORM 1C To be a small quantity generator for 1987, a site must meet these criteria each month. If a site meets the criteria for "more than 1,000 kg (2,220 Ibs) in one or more months" in any month of 1987, mark [X] in the Category 1 box instead. Category 3: No more than 100 kg (220 Ibs) in every single month (Conditionally Exempt Small Quantity Generator) Mark [X] if your site's hazardous waste generation during 1987 made it a conditionally exempt small quantity generator for every month. A site is a conditionally exempt small quantity generator (CESQG) in any given month, if for that month, it meets the following criteria: (1) the site generated no more than 100 kg (220 Ibs) of hazardous waste, and no more than 1 kg (2.2 Ibs) of acutely hazardous waste, and no more than 100 kg (220 Ibs) of material from the cleanup of a spillage of acutely hazardous wastes; and (2) the site accumulated no more than 1,000 kg (2200 Ibs) of hazardous waste, and no more than 1 kg (2.2 Ibs) of acutely hazardous waste, and no more than 100 kg (220 Ibs) of material from the cleanup of a spillage of acutely hazardous wastes; and (3) the site treated or disposed of the hazardous wastes in a manner consistent with regulatory provisions. (40 CFR 261.5f3 and 261.5g3). To be a conditionally exempt small quantity generator for 1987, a site must meet these criteria every month of that year. If site meets the criteria for either box above in any month of 1987, one of those boxes should be checked instead. Section VII: Does this site have RCRA Interim Status or a RCRA Permit to treat, store, or dispose of hazardous waste? Answer the questions in Section VII to update information on this site's treatment, storage, or disposal activities. Definitions of key terms are provided below. A site which generates solid waste must determine if that waste is a hazardous waste or if that waste is "excluded" from regulation under 40 CFR 261.4(b). If that waste is excluded, it need not be reported. A list of excluded wastes is provided in the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook, page 46. Part A Permit Application: The application is the first step in obtaining a RCRA permit to treat, store, or dispose of hazardous waste. This application defines the processes to be used for treatment, storage, and disposal of hazardous waste; the design capacity of such processes; and the specific hazardous wastes to be handled at the applying facility. A Part A application must have been filed to obtain "interim status" to allow facilities, existing prior to promulgation of the RCRA regulations, to continue operations until their final permit is issued. Thus, if your site has either interim status or a final RCRA permit to handle hazardous waste, a Part A application has been submitted for your site. RCRA Regulated Units: These are units which treat, store, or dispose of hazardous waste and are subject to regulation (i.e., required to have a RCRA permit). Interim Status Permits are included. Excluded are containers and tanks used exclusively for short-term accumulation exempted under 40 CFR 262.34. Section VJH: Do you wish to withdraw this site's generator notification or EPA Part A application? Answer the questions in Section VIII to clarify your status. If you answer "Yes," withdraw generator notification, EPA will automatically withdraw your generator notification. However, if you answer "Yes," withdraw Part A permit application, EPA will contact your site to begin procedures for permit application withdrawal. 10 ------- FORM 1C Section IX: Does this site have an area not requiring a RCRA Part A or Part B permit that is used exclusively for the short-term accumulation of hazardous waste? Mark [X] in the "Yes" box if your site has an area not requiring a RCRA permit that is used exclusively for the short-term accumulation of hazardous waste. Report whether the area has tanks and/or containers. Report the number of tanks and their total capacity in gallons. Do not report the number of containers or their capacity. Mark [X] in the "No" box if your site did not accumulate any hazardous waste in tanks or containers during the reporting year. 11 ------- INSTRUCTIONS FOR COMPLETING FORM GS - WASTE GENERATION AND SHIPMENT WHO MUST COMPLETE THIS FORM? Form GS must be completed by every generator or shipper of hazardous waste that met or exceeded, in 1987, the minimum quantity reporting requirements listed on page 4 of this instruction booklet. If you are not required to complete Form GS, simply mark [X] in the space provided and return Form GS with your submission. HOW TO COMPLETE THIS FORM Form GS is divided into four sections that together document the characteristics and quantity of hazardous waste generated on site or shipped off site. Make and complete a photocopy of Form GS for each hazardous waste generated on site or shipped off site during 1987. Throughout the form, enter "DK" if the information requested is not known or not available; enter "NA" if the information requested is not applicable. Use the Comments section at the bottom of the form to clarify or continue any entry. Reference the comment by entering the section number and box letter. ITEM-BY-ITEM INSTRUCTIONS Section I Complete Boxes A through G for each hazardous waste generated on site or shipped off site during 1987. Box A: Description of Waste Provide a short narrative description of the waste, citing its general type, source, type of hazard, and generic chemical name or primary hazardous constituents. In the example below, note that the general type (spent solvent), source (tool production), type of hazard (ignitability), and generic chemical names (mineral spirits and kerosene) have all been cited. Example: "Ignitable spent solvent used in tool production; mixture of mineral spirits and kerosene." Box B: EPA Hazardous Waste Code Enter the EPA Hazardous Waste Code(s) that applies to the waste reported in Box A. EPA Hazardous Waste Codes are listed beginning on page 15 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. If you need space for additional codes, use the Comments section to continue and reference the comment by entering the section number and box letter. If fewer than four codes are applicable, enter "NA" in the remaining fields. If the waste is regulated only by the State, enter "NA" and complete Box C. 12 ------- FORM GS Section I (Continued) Box C: State Hazardous Waste Code Enter the State Hazardous Waste Code(s) that applies to the waste reported in Box A. If your state has supplied state hazardous waste codes, they are listed on page 86 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. If you need space for additional codes, use the Comments section to continue and reference the section number and box letter. If fewer than two or no codes are applicable, enter "NA" in Box C. BoxD: SIC Code Enter the 4-digit Standard Industrial Classification (SIC) Code for the product or service associated with generation of the waste. The SIC Code should be selected from those reported in Section IV of Form 1C - Identification and Certification. If only one SIC Code was reported on Form 1C, enter the same code here. If more than one SIC Code was reported on Form 1C, enter the code which applies to the particular product or service associated with the generation of the hazardous waste. All SIC Codes are listed beginning on page 1 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. Box E: Source Code Enter the Source Code that best describes the production or service process that was the source associated with generation of the waste. Code Source of the Waste 10 Routine operations such as production, service or maintenance activities, or waste management 21 Equipment Decommissioning/Replacement 22 Materials/Product Disposal 23 Materials/Product Spill Cleanups 24 Closure Actions 25 Remedial/Corrective Actions 29 Other Non-Routine Sources, (Specify in Comments) Example: If the site was a manufacturer of small internal combustion engines and the particular waste generating process was degreasing of pistons, the Source Code would be 10. Box F: Waste Form Code Review the Waste Form Codes on page 42 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code that best corresponds to the physical state of the hazardous waste reported in Box A. Box G: Waste Minimization Results Review the Waste Minimization Results Codes below. Enter the code that best describes the results of waste minimization efforts applied to the hazardous waste reported in Box A. Waste minimization means: (1) reduction in the volume and/or toxicity of hazardous waste generated as a result of source reduction; and/or, (2) reduction in the volume and/or toxicity of hazardous waste subsequently treated, stored, or disposed as a result of on-site or off-site recycling. 13 ------- FORM GS Section I f Continued) Code Waste Minimization Results A There was a reduction in the volume and/or toxicity of the hazardous waste reported in Box A as a result of source reduction and/or recycling. Note: If you enter code A, you must complete both Part I and Part II of Form WM. B There was no reduction in the volume and/or toxicity of the hazardous waste reported in Box A as a result of source reduction and/or recycling. Section II Throughout Section II, you will be asked to provide detailed characteristics of the hazardous waste reported in Section I. You are not required to conduct new tests to complete this or any other section of the form. Report test results you have on hand, or obtain test results from the off-site waste management facility to which the waste is shipped for treatment, recycling, or disposal. Enter "NA" for "not applicable" and "DK" for "don't know" when appropriate. Box A: Organics Box A requires several entries; follow instructions 1 through 3 in sequence. 1. Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code(s) that best describes the concentration of organics in the hazardous waste reported in Section I. If the concentration of organics in the waste does not vary, enter a single code in the field marked "High" and leave blank the field marked "Low." If the concentration of organics in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and also enter the code that best describes the lowest concentration in the field marked "Low." 2. Review the Organics Test Codes listed below and enter the code that best describes the test used to determine the concentration of organics in the hazardous waste. Code Organics Test A TOC (total organic carbon) B BOD (biochemical oxygen demand) C COD (chemical oxygen demand) D TOX (total organic halides) F VOC (volatile organic carbon) 3. If you have reported an Organics Test Code, leave the note code blank and go on to Box B. If you have not reported an Organics Test Code, review the note codes below and enter the code that explains why not in the field marked "Note." Code Organics Note D Don't know the concentration of organics N Concentration of organics is not applicable to this waste 14 ------- FORM GS Section II (Continued) Box B: Water Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code(s) that best describes the concentration of water in the hazardous waste reported in Section I. If the concentration of water in the waste does not vary, enter the single code that best describes the concentration in the field marked "High" and leave blank the field marked "Low." If the concentration of water in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and enter the code that best describes the lowest concentration in the field marked "Low." If you have not reported the concentration of water, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code Water Note D Don't know the concentration of water N Concentration of water is not applicable to this waste BoxC: Total Solids Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code(s) that best describes the concentration of total solids in the hazardous waste reported in Section I. If the concentration of total solids in the waste does not vary, enter the single code that best describes the concentration in the field marked "High" and leave blank the field marked "Low." If the concentration of total solids in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and also enter the code that best describes the lowest concentration in the field marked "Low." If you have not reported the concentration of total solids, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code Total Solids Note D Don't know the concentration of total solids N Concentration of total solids is not applicable to this waste Box D: Suspended Solids Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code(s) that best describes the concentration of suspended solids in the hazardous waste reported in Section I. If the concentration of suspended solids in the waste does not vary, enter a single code in the field marked "High" and leave blank the field marked "Low." If the concentration of suspended solids in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and also enter the code that best describes the lowest concentration in the field marked "Low." 15 ------- FORM GS Section n (Continued) If you have not reported the concentration of suspended solids, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code Suspended Solids Note D Don't know the concentration of suspended solids N Concentration of suspended solids not applicable to this waste BoxE: BTU Box E requires several entries; follow instructions 1 through 3 in sequence. 1. Enter the BTU (British Thermal Unit) value of the hazardous waste reported in Section I. If the BTU value of the waste does not vary, enter the value in the field marked "High" and leave blank the field marked "Low." If the BTU value of the waste is variable, enter the highest value in the field marked "High" and also enter the lowest value in the field marked "Low." 2. Enter P (BTU per Pound) or G (BTU per Gallon) in the field marked "UOM" (unit of measure). 3. If you have reported the BTU value of the waste, leave the note code blank and go on to Box F. If you have not reported the BTU value of the waste, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code BTU Note D Don't know the BTU value of the waste N BTU value not applicable to this waste Box F: Toxic Metals Box F requires several entries; follow instructions 1 through 5 in sequence. 1. Review the list of toxic metals below to determine whether any are present in the hazardous waste. Note that the codes usually, but not always correspond to the standard chemical abbreviation. Code Toxic Metal AG Silver AS Arsenic BA Barium CD Cadmium CU Copper HG Mercury HX Hexavalent chromium NI Nickel PB Lead PI Thallium SE Selenium TC Total chromium 16 ------- FORM GS Section II (Continued) 2. Next review the note codes below. Select the code that best indicates the available information on the presence and concentration of toxic metals in the hazardous waste. Enter that code in the field marked "Note" and follow the instructions in bold type beneath the code description. Code Toxic Metal Note A None of the toxic metals listed above are present in the hazardous waste. If you enter code A, you have completed Box F, go on to Box G. B Don't know if any of the toxic metals listed above are present in the waste. If you enter code B, you have completed Box F, go on to Box G. C One or more of the toxic metals listed above are present in the hazardous waste and the toxic metals and their concentrations are known. If you enter code C, you must also complete all remaining fields in Box F following the instructions below. D One or more of the toxic metals listed above are present in the hazardous waste but their concentrations are not known. If you enter code D, you must also complete the "metals" field in Box F following instruction 3 below. 3. Enter the Toxic Metals Code (the two-letter codes listed in instruction 1 above) in the field marked "Metal" for each toxic metal present in the hazardous waste. List the codes in declining order of concentration. If you need space for additional codes, use the Comments section to continue and reference the comment by entering the section number and box letter. If fewer than six toxic metals are present, enter "NA" in the remaining fields. If you entered code D in the field marked "Note", you have completed Box F. Go on to Box G. If you entered code C in the field marked "Note", follow instructions 4 and 5 below. 4. Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and, for each toxic metal reported, enter the code that best describes the concentration of the toxic metal in the hazardous waste. If the concentration of the toxic metal in the waste does not vary, enter a single code in the field marked "High" and leave blank the field marked "Low." If the concentration of the toxic metal in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and also enter the code that best describes the lowest concentration in the field marked "Low." 17 ------- FORM GS Section II (Continued) 5. Review the Toxic Metals Test Codes listed below. In the field marked Test," enter the code that best describes the analysis used to determine the concentration of the toxic metal in the hazardous waste. Code Toxic Metals Test T Total analysis A Leach analysis BoxG: pH Enter the pH of the hazardous waste reported in Section I. If the pH of the waste does not vary, enter the pH in the field marked "High" and leave blank the field marked "Low." If the pH of the waste is variable, enter the highest pH value in the field marked "High" and also enter the the lowest pH value in the field marked "Low." Review the list of note codes below. Enter the code which best indicates the available information on the waste's pH and RCRA corrosivity in the field marked "Note." A waste is considered RCRA corrosive if either of the following conditions is met: 1) The hazardous waste is aqueous and has a pH less than or equal to 2, or greater than or equal to 12.5. 2) The hazardous waste is a liquid and corrodes steel in excess of a given rate (Full standards stated in CFR 261.22 a(2)). Code pH Note A pH unknown, RCRA corrosivity unknown B pH unknown, but known to be RCRA corrosive by other tests C pH unknown, but known to be not RCRA corrosive by other tests D pH not applicable, RCRA corrosivity unknown F pH not applicable, but known to be RCRA corrosive by other tests G pH not applicable, but known to be not RCRA corrosive by other tests Box H: Flashpoint Enter the flashpoint of the hazardous waste reported in Section I. If the flashpoint of the waste does not vary, enter the value in the field marked "High" and leave blank the field marked "Low." If the flashpoint of the waste is variable, enter the highest value in the field marked "High" and also enter the lowest value in the field marked "Low." 18 ------- FORM GS Section II (Continued) Review the note codes listed below. Enter the code which best indicates the available information on the waste's flashpoint and ignitability in the field marked "Note." Code Flashpoint Note A Flashpoint unknown, RCRA ignitability unknown B Flashpoint unknown, but known to be RCRA ignitable by other tests C Flashpoint unknown, but known to be not RCRA ignitable by other tests D Flashpoint not applicable, RCRA ignitability unknown F Flashpoint not applicable, but known to be RCRA ignitable by other tests (e.g. ignitable solid) G Flashpoint not applicable, but known to be not RCRA ignitable by other tests Box I: Cyanides Box I requires several entries; follow instructions 1 through 3 in sequence. 1. Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code(s) that best describes the concentration of cyanides in the hazardous waste reported in Section I. If the concentration of cyanides in the waste does not vary, enter a single code in the field marked "High" and leave blank the field marked "Low." If the concentration of cyanides in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and also enter the code that best describes the lowest concentration in the field marked "Low." 2. Review the cyanides test codes listed below and enter the code that best describes the test used to determine the concentration of cyanides in the waste. Code Cyanides Test T Total F Free 3. If you have reported the concentration of cyanides, leave the note code blank and go on to Box J. If you have not reported the concentration of cyanides, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code Cyanides Note A Cyanide concentration unknown, RCRA reactivity unknown B Cyanide concentration unknown, but known to be RCRA reactive by other tests C Cyanide concentration unknown, but known to be not RCRA reactive by other tests D Cyanide concentration not applicable, RCRA reactivity unknown F Cyanide concentration not applicable, but known to be RCRA reactive by other tests (e.g., reactive solid) G Cyanide concentration not applicable, but known to be not RCRA reactive by other tests 19 ------- FORM GS Section II (Continued) BoxJ: Halogens Review the Concentration Codes on page 52 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code(s) that best describes the concentration of halogens in the hazardous waste reported in Section I. If the concentration of halogens in the waste does not vary, enter a single code in the field marked "High" and leave blank the field marked "Low." If the concentration of halogens in the waste is variable, enter the code that best describes the highest concentration in the field marked "High" and also enter the code that best describes the lowest concentration in the field marked "Low." If you have not reported the concentration of halogens, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code Halogens Note D Don't know the concentration of halogens N Concentration of halogens not applicable to this waste BoxK: Radioactive Mark [X] next to yes or no to indicate whether there are significant concentrations of radioactive elements present in the hazardous waste reported in Section I. If you have not marked yes or no, review the note codes listed below and enter the code that explains why not in the field marked "Note." Code Radioactive Note D Don't know if the waste is radioactive N Radioactivity is not applicable to this waste Section III Box A: 1986 Quantity Generated Enter the total quantity of the hazardous waste that was generated during 1986. If the waste was not generated in 1986, enter "NA." Right justify the quantity entry. A. 1986 quantity generated Instruction Pig* 20 18161 OiOiOi Box B: 1987 Quantity Generated Enter the total quantity of the hazardous waste that was generated during 1987. Right justify the quantity entry. B. 1M7 quantity ge i i i i i9i5iOiOiO 20 ------- FORM GS Section HI (Continued^ BoxC: UOM Enter the UOM (unit of measure) Code for the quantity generated. Quantities must be reported in the units of measure listed below. If G (gallons) or L (liters) is the unit of measure, you must enter the density of the waste in Box D. Code Unit of Measure P Pounds T Short tons (2,000 pounds) K Kilograms M Metric tonnes (1,000 kilograms) G Gallons L Liters Box D: Density Enter the density if G (gallons) or L (liters) is the unit of measure. Provide the density in either pounds per gallons (Ibs/gal) or specific gravity (sg). Place an [X] in the appropriate box. If the unit of measure entered in Box C is P,T,K, or M, enter "NA" in Box D. Box E: Quantity hazardous waste on site on January 1.1987 Enter the total quantity of the hazardous waste (reported in Section I Box A) that was on site on January 1, 1987. If no waste was on site as of that date, enter zero (0). Right justify the quantity entry. Example: E. Quantity hazardous waste on tie on January 1,1987 Page 21 I I I I I I I I lOl BoxF: Quantity hazardous waste remaining on site on December 31.1987 Enter the total quantity of the hazardous waste (reported in Section I Box A) that remained on site as of December 31,1987. This quantity should be equal to the sum of the quantity on site as of January 1,1987 (reported in Section HJ, Box E) and the quantity generated in 1987 (reported in Section HI, Box B), minus the total quantity of the waste shipped off site during 1987 (reported in Section IV Box E). If all the waste had been shipped prior to December 31,1987, and there was no waste remaining on site, enter zero (0). Right justify the quantity entry. Example: F. Quantity hazardous wait* remaining on site on December 31,1987 Page 21 I I I I I I I I I Ol 21 ------- FORM GS Section IV This section requests information on off-site shipment of hazardous waste. If the waste you reported in Section I was shipped to more than one facility during 1987 you need not complete the entire form again. Simply attach a second copy of Form GS leaving blank all entries except Section IV. Note in the Comments section of each page "Sec. IV Box A continued on supplemental page." Box A: EPA ID No. of Facility to Which Waste Was Shipped Enter the 12-digit EPA Identification Number (EPA ID No.) of the facility to which the waste was shipped. If the facility does not have an EPA ID Number, enter "NONE" and note the reason in the Comments section. BoxB: No. of Shipments Enter the number of shipments of the waste made to the facility during 1987. This number may equal the number of Uniform Hazardous Waste Manifests on which the waste was included, but will differ if there were rejections or other complications. BoxC: Transport Mode Review the codes listed below and enter the code that best describes the means used to ship the waste. Code Transport Mode R Railroad H Highway G Other transport mode, (Specify in Comments) BoxD: Off-Site T/S/D/R Code Review the Off-Site Treatment, Storage, Disposal and Recycling (T/S/D/R) codes on page 51 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. Enter the codes that you believe were used by the facility receiving the waste. Space is provided for two codes. If you need space for additional codes, use the Comments section to continue and reference the comment by entering the section number and box letter. If you don't know the off-site T/S/D/R enter "DK." If only one code is applicable enter "NA" in the remaining field. Box E: Total Quantity Shipped Enter the total quantity of the waste shipped to the facility during the reporting year. The quantity must be reported in the unit of measure entered in Section in Box C. Shipment quantities should equal the total quantity recorded on Uniform Hazardous Waste Manifests for this site during the reporting year, unless there were rejections or other complications. 22 ------- INSTRUCTIONS FOR COMPLETING FORM Ol - OFF-SITE IDENTIFICATION WHO MUST COMPLETE THIS FORM? Form OI must be completed by every site that, in 1987, met either of the following conditions: (1) the site received hazardous waste from off site; or (2) the site shipped hazardous waste off site and the site is a generator of hazardous waste that met or exceeded the minimum quantity reporting requirements listed on page 4 of this instructions booklet. If you are not required to complete Form OI, simply mark [X] in the space provided and return Form OI with your submission. HOW TO COMPLETE THIS FORM Form OI is divided into four identical parts labeled Site 1, Site 2, Site 3 and Site 4. Each part is subdivided into Boxes A through E. You must complete one part for each off-site installation to which you shipped hazardous waste, each off-site installation from which you received hazardous waste and each transporter you used during the reporting year. If these off-site installations and transporters total more than four, you must photocopy and complete additional copies of the form. You do not need to report the address, Box E, for transporters. Throughout the form, enter "DK" if the information requested is not known or is not available; enter "NA" if the information requested is not applicable. Use the Comments section at the bottom of the form to clarify or continue any entry. Reference the comment by entering the site number and box letter. ITEM-BY-ITEM INSTRUCTIONS Complete Boxes A through E for every off-site installation to which you shipped hazardous waste and every off-site installation from which you received hazardous waste during the reporting year. Complete Boxes A through D for every transporter you used during the year. Box A: EPA ID No. of Off-Site Installation or Transporter Enter the 12-digit EPA ID number of the off-site installation to which you shipped hazardous waste or from which you received hazardous waste or the EPA ID number of the transporter who shipped hazardous waste to or from your site. If the off-site installation or transporter did not have an EPA ID number during the reporting year, enter "NA" in Box A. Box B: Name of Off-Site Installation or Transporter Enter the name of the off-site installation or transporter reported in Box A. 23 ------- FORM Ol Box C: Site Type Enter the code that best describes the off-site installation or transporter reported in Box A. Code Site Type G Generator H Generator/Transporter F Facility K Facility/Transporter T Transporter Box D: Site Relationship Enter the code that best describes the relationship between your site and the off-site installation or transporter reported in Box A. If your site is related by ownership or control, enter "S." If your site is not related by ownership or control, enter "D." Code Site Relationship S Same or related company D Unrelated company BoxE: Address of the Off-Site Installation Enter the address of the off-site installation reported in Box A. If the EPA ID number reported in Box A refers to a transporter, enter "NA" in Box E. 24 ------- INSTRUCTIONS FOR COMPLETING FORM WM - WASTE MINIMIZATION PART I WHO MUST COMPLETE THIS FORM? Form WM Part I, describing efforts undertaken to implement waste minimization programs, must be completed by all generators required to file an Annual/Biennial Report. This requirement was established in response to statutory provisions included in the Hazardous and Solid Waste Amendments of 1984 (HSWA). Note that generators shipping hazardous waste off site are required to certify, on Item 16 of the Uniform Hazardous Waste Manifest, that they have a program in place to reduce, to the degree determined economically practicable, the volume and toxicity of hazardous waste generated. A similar certification must also be made by generators who have obtained a RCRA treatment, storage, or disposal permit. Consistent with these certification requirements, generators must report, on Form WM Part I, the efforts undertaken to implement waste minimization programs. Generators required to file an Annual/Biennial Report are those that met or exceeded, in 1987, the minimum quantity reporting requirements listed on page 4. HOW TO COMPLETE THIS FORM Form WM Part I consists of ten questions about efforts undertaken to implement hazardous waste minimization programs. Answer all ten questions. Use the Comments section at the end of the form to clarify or continue any entry. Reference the comment by entering the question number. Key terms are defined below. Waste minimization Source reduction Recycling means the reduction, to the extent feasible, of hazardous waste that is generated or subsequently treated, stored, or disposed. Waste minimization includes any source reduction or recycling activity undertaken by a generator that results in: (1) the reduction of total volume or quantity of hazardous waste; (2) the reduction of toxicity of hazardous waste; or (3) both, as long as the reduction is consistent with the goal of minimizing present and future threats to human health and the environment. means the reduction or elimination of waste at the source, usually within a process. Source reduction measures include process modifications, feedstock substitutions, improvements in feedstock purity, housekeeping and management practices, increases in the efficiency of machinery, and recycling within a process. Source reduction implies any action that reduces the amount of waste exiting a process. means the use or reuse of a waste as an effective substitute for a commercial product, or as an ingredient or feedstock in an industrial process. It also refers to the reclamation of useful constituent fractions within a waste material or removal of contaminants from a waste to allow it to be reused. As used in this report, recycling implies use, reuse, or reclamation of a waste, either on site or off site, after it has been generated. 25 ------- INSTRUCTIONS FOR COMPLETING FORM WM - WASTE MINIMIZATION PART II WHO MUST COMPLETE THIS FORM? Form WM Part n must be completed only by generators that engaged in an activity during 1987 that resulted in waste minimization. Waste minimization means: (1) reduction in the volume and/or toxicity of hazardous waste generated as a result of source reduction; and/or (2) reduction in the volume and/or toxicity of hazardous waste subsequently treated, stored, or disposed as a result of on-site or off-site recycling. If no waste minimization results were achieved during 1987, mark [X] in the space provided and return Form WM Part II with your submission. HOW TO COMPLETE THIS FORM Form WM Part II is divided into four sections that together document the reduction in volume and/or toxicity of a single hazardous waste achieved through waste minimization activity undertaken during 1987. Make and complete a photocopy of this form for each hazardous waste that was minimized during 1987. Throughout the form, enter "DK" if the information requested is not known or is not available; enter "NA" if the information requested is not applicable. Use the Comments section at the end of the form to clarify or continue any entry. Reference the comment by entering the section number and box letter. Key terms are defined below. Waste minimization Source reduction Recycling means the reduction, to the extent feasible, of waste that is generated or subsequently treated, stored, or disposed. Waste minimization includes any source reduction or recycling activity undertaken by a generator that results in: (1) the reduction of total volume or quantity of hazardous waste; (2) the reduction of toxicity of hazardous waste; or (3) both, as long as the reduction is consistent with the goal of minimizing present and future threats to human health and the environment. means the reduction or elimination of hazardous waste at the source, usually within a process. Source reduction measures include process modifications, feedstock substitutions, improvements in feedstock purity, housekeeping and management practices, increases in the efficiency of machinery, and recycling within a process. Source reduction implies any action that reduces the amount of waste exiting a process. means the use or reuse of waste as an effective substitute for a commercial product, or as an ingredient or feedstock in an industrial process. It also refers to the reclamation of useful constituent fractions within a waste material or the removal of contaminants from a waste to allow it to be reused. As used in this report, recycling implies use, reuse, or reclamation of a waste, either on site or off site, after it has been generated. 26 ------- FORM WM-PARTII ITEM-BY-ITEM INSTRUCTIONS Section I Complete Boxes A through I for each hazardous waste that was minimized (i.e., reduced in volume and/or toxicity during 1987). Describe each waste as it leaves the process responsible for its generation. If your recordkeeping systems do not permit this, describe the waste at the first point at which it is possible to obtain a reliable measurement of its quantity and form. Box A: EPA Hazardous Waste Code Enter the EPA Hazardous Waste Code(s) that applies to the waste that was minimized. EPA Hazardous Waste Codes are listed beginning on page 15 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. If you need space for additional codes, use the Comments section to continue and reference the comment by entering the section number and box letter. If fewer than four codes are applicable, enter "NA" in the remaining fields. If the waste is regulated only by the State, enter "NA" and complete Box B. Box B: State Hazardous Waste Code Enter the State Hazardous Waste Code(s) that applies to the waste that was minimized. If your state has supplied State hazardous waste codes, they are listed on page 86 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook. If you need space for additional State Hazardous Waste Codes, use the Comments section to continue, and reference the comment by entering the section number and box letter. If fewer than two, or no State Hazardous Waste Codes are applicable, enter "NA" in Box B. Box C: Product or Service Description Provide a brief description of the product or service associated with generation of the waste. Example: If the site were a manufacturer of small internal combustion engines and the particular waste generating process was degreasing of pistons, then the product description would be "Small Engine Pistons." Box D: Product or Service SIC Code Enter the 4-digit Standard Industrial Classification (SIC) Code for the product or service reported in Box C. The SIC Code should be selected from those reported in Section IV of Form 1C - Identification and Certification. If only one SIC Code was reported in Section IV of Form 1C, enter the same code here. If more than one SIC Code was reported on Form 1C, enter the code which applies to the particular product or service reported in Box C of this form. All SIC Codes are listed in the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook, beginning on page 1. Box E: Waste Form Code Review the Waste Form Codes on page 42 of the 1987 Hazardous Waste Generation, Shipment and Management Report Codebook and enter the code that best corresponds to the physical state of the hazardous waste that was minimized. 27 ------- FORM WM-PART II Section I (Continued) BoxF: UOM Enter the UOM (Unit of Measure) Code for the quantities in Section II, Boxes A and B. Quantities must be reported in the units of measure listed below. If G (gallons) or L (liters) is the unit of measure, you must enter the density of the waste in Box G. Code Unit of Measure P Pounds T Short tons (2,000 pounds) K Kilograms M Metric tonnes (1,000 kilograms) G Gallons L Liters Box G: Density Enter the density if G (gallons) or L (liters) is the unit of measure. Provide the density in either pounds per gallon (Ibs/gal) or specific gravity (sg). Mark [X] in the appropriate box. If the unit of measure entered in Box F is P, T, K, or M, enter "NA" in Box G. Box H: Source Description Provide a brief description of the specific production or service process that was the source associated with generation of the waste. Example: If the site was a manufacturer of small internal combustion engines and the particular waste generating process was degreasing of pistons, then the source description would be "Solvent Bath Degreasing." Box I: Source Code Review the Source Codes below and enter the code that best describes the production or service process associated with generation of the waste. Code Source of the Waste 10 Routine Operations such as production, service or maintenance activities, or waste management 21 Equipment Decommissioning/Replacement 22 Materials/Product Disposal 23 Materials/Product Spill Cleanups 24 Closure Actions 25 Remedial/Corrective Actions 29 Other Non-Routine Sources (Specify in Comments) Example: If the site was a manufacturer of small internal combustion engines and the particular waste generating process was degreasing of pistons, then the Source Code would be 10. 28 ------- FORM WM-PARTII Section II This section requests information on source reduction results, recycling activity, and/or changes in the toxicity of hazardous waste generated. Any or all of these waste minimization results should be reported. Report all available information and follow the instructions below to determine how to complete Section II. Box A: 1986 Quantity Generated Enter the total quantity of the hazardous waste (reported in Section I, Box A and/or Box B) that was generated during 1986. If the waste was not generated in 1986, enter "NA." Right justify the quantity entry. Example: Sec. I A. 1986 quantity generated Instruction Page 29 L_L I I 9 19 19 19 19 I Box B: 1987 Quantity Generated Enter the total quantity of the hazardous waste (reported in Section 1, Box A and/or Box B) that was generated during 1987. Right justify the quantity entry. Example: B. 1987 quantity generated Page 29 I I I I I 9l9 19 19 19 I Box C: Production Ratio The production ratio is a measure of the change in the production quantity or service activity between 1987 and 1986. Use the work sheet on the following page to calculate the production ratio by dividing the number of units of the product or service (reported in Section I, Box C) in 1987 by the comparable number for 1986. Enter the resulting production ratio in Box C. Selection of an appropriate measure of production quantity or service activity is the responsibility of the respondent, but the measure is never to be based on sales dollars. The measure of production selected is to remain consistent for all future reporting years. If you entered "NA" for 1986 quantity generated (Section II, Box A), enter "NA" in Box C also. If it is not possible, for any reason, to calculate the production ratio enter "NA" in BoxC. 29 ------- FORM WM-PARTII Section II (Continued) Example 1: If the firm manufactures tools using a process which generates a hazardous waste, the production ratio would indicate the change in the number of tools produced in 1987 compared to the preceding year, 1986. 1,200 tools were produced in 1987 and 1,000 tools were produced in 1986. The production ratio would equal 1,200 divided by 1,000. ,„__, . . . .. „„„ = 1.2 (production ratio) (1986 production) 1,000 VF ' The number "1.2" would be entered in Box C. Example 2: If a firm that manufactures stainless steel food containers is losing market share to competitors making plastic containers, its production might have declined between 1986 and 1987. 82,000 containers were produced in 1987 and 97,000 containers were produced in 1986. The production ratio would equal 82,000 divided by 97,000. (1987 production) MQfi = 0.85 (production ratio) (1986 production) 97,000 VF ' The number "0.85" would be entered in Box C. Example 3: If the firm is a dry cleaner that cleaned 2,000 garments in 1986 and 2,200 garments in 1987, the production ratio would indicate the change in the number of garments cleaned. The production ratio would equal 2,200 divided by 2,000. (1987 production) 2,200 = u (production ratio) (1986 production) 2,000 VF ' The number "1.1" would be entered in Box C. Production Ratio Worksheet Units produced or units of service provided in 1987 ( ) divided by — • Units produced or units of service provided in 1986 ( ) Enter Production Ratio in Box C = I I 1.1 I I 30 ------- FORM WM-PARTII Section II (Continued) Box D: Toxicity Change Code Review the Toxicity Change Codes below and enter the code that best describes the change in the degree of hazard or toxicity associated with the waste that was minimized. In this report, toxicity change means change in the concentration of hazardous constituents in a fixed quantity of waste, substitution of hazardous constituents in a waste, or both. Note that there is a code for no change in toxicity. Code Toxicity Change 0 No change in toxicity: no change in the concentration of hazardous constituents and no substitution of hazardous constituents. Changes only in the concentration of hazardous constituents: 1 Increase in the concentration of hazardous constituents in a fixed quantity of the waste 2 Decrease in the concentration of hazardous constituents in a fixed quantity of the waste Only Substitution of Constituents: 3 Substitution of less hazardous constituents in the waste 4 Substitution of more hazardous constituents in the waste 5 Substitution of different but equally hazardous constituents in the waste Changes in both the concentration of hazardous constituents and substitution of hazardous constituents: 6 Decrease in the concentration of hazardous constituents and substitution of less hazardous constituents 7 Increase in the concentration of hazardous constituents and substitution of more hazardous constituents 8 Other toxicity change, (Specify in Comments) Box E: Waste Minimization: Recycling Box E requires three entries. Follow the instructions in sequence. 1. Review the Recycling Activity Codes below and enter the codes that best describe on-site or off-site recycling of the hazardous waste that was minimized during 1987. In this report, recycling means the use or reuse of hazardous waste as an effective substitute for a commercial product or as an ingredient or feedstock in an industrial process. Recycling refers to the reclamation of useful constituent fractions within waste material or the removal of contaminants from waste to allow it to be reused. Closed loop (in process) recycling is considered source reduction and should not be reported in Box E. If one code adequately describes the recycling activity, leave blank the field marked "code 2." 31 ------- FORM WM-PART II Section II (Continued) Code Recycling Activity 0 No on-site or off-site recycling undertaken during 1987 1 On-site recycling began during 1987 2 On-site recycling discontinued during 1987 3 Off-site recycling began during 1987 4 Off-site recycling discontinued during 1987 5 Other recycling activity, (Specify in Comments) 2. In the field labeled "Quantity Recycled", enter the quantity of the hazardous waste which was recycled during 1987. Include both on-site and off-site recycling quantities in this number. Report the quantity in the unit of measure reported in Section I, Box F. If no hazardous waste was recycled on site or off site enter "NA." Quantity information may be obtained from Uniform Hazardous Waste Manifest Forms if the waste was shipped off site for recycling. If more than one shipment of the waste was shipped off site for recycling, add the quantities and report only the sum. If the waste was recycled on site, use your own records to determine the quantity recycled. If no records of the exact quantity recycled are available, estimate the quantity and report the method you used in the Comments section at the end of the form. Reference the comment by noting the section number and box letter. Box F: Waste Minimization: Source Reduction Box F requires several entries. Follow the instructions in sequence. 1. Review the Source Reduction Activity Codes below and enter the codes that best describe source reduction activities applied to the hazardous Waste Generation, Shipment and Management Reported in Section I. In this report, source reduction means the reduction or elimination of waste at the source, usually within a process. Source reduction measures include process modifications, feedstock substitutions, improvements in feedstock purity, housekeeping and management practices, increases in the efficiency of machinery, and recycling within a process. Source reduction implies any action that reduces the amount of waste exiting a process. Therefore, closed loop (in process) recycling should be reported in Box F. If one code adequately describes the source reduction activity, leave blank the fields marked "code 2" and "code 3". Code Source Reduction Activity 0 No source reduction undertaken 1 Equipment or technology modification/substitution 2 Process or procedure modification/substitution (including closed- loop recycling) 3 Reformulation or redesign of product 4 Modification/substitution of input or raw material 5 Better housekeeping/better operating practices 6 Waste stream segregation 7 Other source reduction activity, (Specify in Comments) 32 ------- FORM WM-PARTII Section II (Continued) 2. In the field labeled "Quantity Prevented," enter the 1987 quantity of hazardous waste which was never generated because of source reduction activity. Report the quantity in the unit of measure reported in Section I Box F. If you have completed Section II, Boxes A, B, and C, you can calculate "Quantity Prevented" using EPA's preferred method outlined on the worksheet on page 38. If you do not know the information requested in Section II, Boxes A, B, and C, you may estimate the quantity of hazardous waste prevented in 1987 using another method. Review the five examples that follow to consider which approach your site might utilize. However, if you do not use the preferred method, you must describe your computation in the Comments section at the end of the form. Reference the comment by entering the section number and box letter. A blank Quantity Prevented Worksheet is included following Example 5. 33 ------- FORM WM-PARTII Section II (Continued) Example 1: A firm manufactures tools using a process which generates hazardous waste. In 1986, 1,000 tools were produced and in 1987, 1,200 tools were produced. The production ratio for the firm is 1.2. In 1987, the firm introduced a new process to minimize the quantity of hazardous waste it generated. =1.2 (production ratio) ^ ' 1,000 Quantity Prevented Worksheet Step 1: Multiply the 1986 quantity generated by the production ratio. 2.000 1986 quantity generated (from Box A) x 1.2 Times production ratio (from Box C) = 2.400 Equals quantity that would have been generated without waste minimization Step 2: Subtract the reporting year quantity (Box B) from the quantity generated without the waste minimization project or activity (step 1 above). 2.400 Quantity without waste minimization 1.800 Minus 1987 quantity generated (from Box B) = 600 Equals quantity of generation prevented (enter in Box F, quantity prevented) Step 3: Enter quantity prevented in Box F. Sec. | A. 1988 quantity generated II 1 Instruction Page 29 1 1 1 1 1 3 0| 0,0| E. Waste minimization: recycling Page 31 Code 1. |OJ 2. U B. 1987 quantity generated Page 29 1 1 1 1 1 1| 8| 0| 0 Quantity recycled 1 1 | 1 1 1 | | 0| C. Production ratio Page 29 1 1 l|. 2 , F. Wait* minimization: source reduction Page 32 Code i.Ld 2.UJ 3.LJ D. Toxicrty change code Page 31 [•1 Quantity prevented 1 1 1 1 1 1 1 6, 0,o| 34 ------- FORM WM-PARTII Section II (Continued) Example 2: This example illustrates how the firm in Example 1 would have completed Section II if the production had increased. A firm manufactures tools using a process which generates hazardous waste. In 1986 the firm produced 1,000 tools; in 1987, the firm produced 5,000 tools. The production ratio for the firm is 5.0. The production ratio is an indicator of growth or decline in product produced. In 1987, the firm, anticipating continued rapid growth and wishing to reduce costs for waste management, introduced a new process to minimize the quantity of hazardous waste it generated. To complete form WM Part n, the firm calculated its waste minimization results as follows. (1987 production) 1QQQ = 5.0 (production ratio) (1986 production) 1,000 ^ ' Quantity Prevented Worksheet Step 1: Multiply the 1986 quantity generated by the production ratio. 2.000 1986 quantity generated (from Box A) x 5.0 Times production ratio (from Box C) = 10.000 Equals quantity that would have been generated without waste minimization _2: Subtract the reporting year quantity (Box B) from the quantity generated without the waste minimization project or activity (step 1 above). 10.000 Quantity without waste minimization - 5.000 Minus 1987 quantity generated (from Box B) = 5.000 Equals quantity of generation prevented (enter in Box F, quantity prevented) Step 3: Enter quantity prevented in Box F. Sec. | u E Waste Page A. 1988 quantity generated Instruction Page 29 I I I I I 3 0| 0| 0 minimization: recycling 31 Code 1. [0] 2. U B. 1987 quantity generated Page 29 I I I I I 5 0| 0| 0 Quantity recycled 1 1 1 1 1 1 1 1 Q| C. Production ratio Page 28 1 5 . 0 , F. Waste minimization: source reduction Page 32 Code 1.ll| 2.|sJ 3.U D. Toxtelty change code Page 31 y Quantity prevented 1 5 0| 0| 0| 35 ------- FORM WM-PARTII Section II (Continued) Example 3: A firm uses a solvent bath to clean continuous filament wire in a batch process. Since the firm has no record of how much wire passes through the bath before the solvent is changed, the production ratio is "NA". The firm does have a record of the number of times the solvent is changed in the year. To reduce the amount of waste exiting the process, in 1987 the firm replaced the original bath container with a new container that holds 20 gallons less solvent per changing. The quantity of waste generated from the solvent bath in 1986, before the container was replaced, was 2,000 gallons. Note that this number was known through a recordkeeping system that tracked waste generation by process. The number of times the bath was changed was 10, or 200 gallons per changing. This number was known through the firm's recordkeeping system. Using the new container, changing the bath 10 times in 1987, the firm generated only 180 gallons of waste per changing. Thus, the total quantity of waste generated from the solvent bath in 1987, was 1,800 gallons. (Box A minus Box B quantities) By replacing the bath container the firm prevented 200 gallons of hazardous waste from beng generated. (Entered in Box F, quantity prevented) Sec. 1 A. 1988 quantity generated II I Instruction Page 29 I 1 1 1 1 3 0, 0, 0 B. 1987 quantity generated Page 29 1 1 1 1 i 1| 8, 0| 0 E. Waste minimization: recycling Page 31 Code Quantity recycled 1. H 2. U I I I I I I I I 0| C. Production ratio Page 29 •HA .u D. ToxteWy change code Page 31 y F. Waste minimization: source reduction Page 32 Coda Quantity prevented i.hJ 2.LJ 3.LJ 1 i . i i i i 2, 0, o| Since the firm did not use the preferred method of calculating the quantity prevented, the Comments section would also be completed as follows: Comments: Section II Box F: Quantity prevented calculated by comparing volume of solvent bath in original container to the volume using new container which holds 20 gallons less. Our production level for 86- 87 is constant. 36 ------- FORM WM-PARTII Section II (Continued) Example 4: This example illustrates how the firm in Example 3 above would complete Section II if the production had increased. A firm uses a solvent bath to clean continuous filament wire in a batch process. Since the firm has no record of how much wire passes through the bath before the solvent is changed, it cannot compute a production ratio as required in Box C. The firm does have a record of the size of the solvent bath container and number of times the solvent is changed in a year. In 1986, the container held 200 gallons and the solvent bath was changed 10 times. In 1987, the firm's production of wire increased in response to an aggressive sales campaign. The firm was interested in reducing the costs of waste management and purchased a new solvent bath container 20 gallons smaller but still adequate. Nevertheless, because of increased production, the solvent had to be changed 20 times per year. To compute the "Quantity prevented" entry on the form, the firm estimated the amount of solvent waste that would have been generated using the original container (200 gal.) with the increased number of changes (20). The firm then subtracted from this number the actual amount of solvent waste generated. 200 gal. x 20 changes = 4,000 gal. minus Box B, 3,600 Enter 400 in Box F, Quantity generated Sec. | A. 1986 quantity generated II 1 Instruction Page 29 I I 1 1 1 3 0| 0| 0 E. Waste minimization: recycling Page 31 Code 1. H 2. U B. 1987 quantity generated Page 29 3 6, 0|0| Quantity recycled 111111)0 C. Production ratio Page 29 VA . . F. Waste minimization: tource reduction Page 32 Code i.LiJ 2.LJ 3.LJ D. Toxicity change code Page 31 y Quantity prevented 1 1 1 1 1 1 1 4, 0, 0 Since the firm did not use the preferred method of calculating the quantity prevented, the Comments section would also be completed as follows: Comments: Section II Box F: Quantity prevented calculated by comparing volume of solvent bath in original container to volume of new container at increased production level. 37 ------- FORM WM-PARTII Section II (Continued) Example 5: In this example the firm is a large corporation that has instituted a waste minimization incentive program in its sites that generate hazardous waste. The plant manager at each site is required to report to headquarters the amount of hazardous waste minimized. Headquarters completes Form WM Part II for each site as illustrated below. Sec. 1 A. 1986 quantity generated II 1 Instruction Pag* 29 1 1 1 1 1 1 1 1 N| A E Wast minimization- II Page 31 Code 1. [OJ 2. U B. 1987 quantity generated Page 29 1 | | | 2, 6, 4, 0|0| Quantity recycled 1 1 1 1 1 1 1 I 0| C* Production mtio Page 2O LjAJ.LJ Pag* 32 Cod* i.|ej 2.LJ 3.LJ 0. Toxtelty change code Page 31 y Quantity prevented I I I 1 1 1 4 5, 0|OJ Since the firm did not use the preferred method of calculating the quantity prevented, the Comments section would be completed. Comments: Section II Box F: Attached please find the ABC Corporation Waste Minimization Report for 1987. Quantity Prevented Worksheet Step 1: Multiply the 1986 quantity generated by the production ratio. 1986 quantity generated (from Box A) x Times production ratio (from Box C) Equals quantity that would have been generated without waste minimization Step 2: Subtract the reporting year quantity (Box B) from the quantity generated without the waste minimization project or activity (step 1 above). Quantity without waste minimization Minus 1987 quantity generated (from Box B) = Equals quantity of generation prevented (enter in Box F, quantity prevented) Step 3: Enter quantity prevented in Box F. 38 ------- FORM WM-PART II Section III Box A: Narrative description of waste minimization project or activity and results achieved Briefly describe the project or activity that produced the reduction. Do not repeat any of the information that you reported above. Section IV: Answer Questions 1 through 4 to describe the effects of the source reduction and/or recycling activity(ies). 39 ------- |