ORDES
        Volume IV
   Independent Comments
        June 1978
        PHASE I
OHIO RIVER BASIN ENERGY STUDY

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                             ORBES Volume IV
                             Phase I
                             June 1978
   OHIO RIVER BASIN ENERGY STUDY
        INDEPENDENT COMMENTS
      Grant Number R804848-01
           Prepared for
 Office of Research and Development
U.S. Environmental Protection Agency
       Washington, D.C. 20460

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Boyd R Kefinan                                                          James J. Stu.vi
Project Olfice                                                            Project Office
                                        Ocl-ober 19, 1978

Lowell Smith
ORBES Project Officer
U.S. Environmental Protection Agency
R.D.-681
Washington, D.C.  20460

Dear Lowell:

     We are pleaded to transmit  to you the final volume of the ORBES  Phase  I report
series:  Volume IV, Independent  Comments (enclosed).  As you know,  last  April, upon
completion of the review draft of the Phase I integrated summary report  (Volume  I-A) ,
all members of the Advisory  Committee during Phase 1 and all first-year  ORBES re-
searchers were invited to send us comments on this draft.  At the same  Lime we in-
vited comments on other aspects  of ORBES Phase I, including other reports.   Each
Advisory Committee member and Phase I researcher was given the opportunity  to pre-
sent up to ten single-spaced typewritten pages of comments.  These unedited remarks,
reproduced directly from the originals, make up Volume IV.

     All the comments that we received were reviewed carefully, and a number of  the
points made in them were used as the basis for chances in our final version. You
will "loto these changes when comparing the draft Phase I report with  the final ver-
sion, which was sent to you  last July.  Under the stipulations of our Phase I  Ex-
perimental Management Plan grant, the summary report is to be submitted  by  EPA to
Congress.

     Again, let us express our pleasure in transmitting to you the last  formal docu-
ment of ORBES Phase I.

                                        Sincerely,
                                        Boyd R. Kecnan
mtr                                     Jamos J. Stukcl '
                                        Co-Principal Investigators
Enclosure

cc:  Core Team
     Management Team
     Advisory Committee
345 Advanced Computation Builcimg/1011 West Springfield Avcnuc/Urbana. IL 618017(217) 333-0861. J33-1107
rmMr-MCTj-iTrMMr.^M^if-ir^JCTMggra^


             OHIO RIVER  DAS!M ENERGY SI

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                              CONTENTS
Foreword
Comments by Advisory Committee Members
   J. P. Apel ........................... 2
   Hugh A. Barker and Owen A. Lentz ................ 12
   Harold G. Cassidy  ....................... 18
   James P. Darling ........................ 24
   Fred E. Morr .......................... 29
   U.S. Environmental Protection Agency, Region V ......... 30
   Carl B. Vance  ......................... 38

Comments by Phase I Researchers .................. 43

   John F. Fitzgerald ....................... 44
   Ross J. Martin ......................... 47
   K. S. Shrader-Frechette   .................... 50
                                  ii

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                                   FOREWORD
     The Ohio River Basin Energy Study (ORBES) is a multiuniversity activity
whose objective is to assess potential environmental, social, and economic im-
pacts of proposed power plants and other energy conversion facilities on a
major portion of the Ohio River Basin.  The study came about through the ef-
forts of a group of environmentally aware citizens who, in the early 1970s,
became concerned over plans for accelerated power plant development along the
main stem of the Ohio River.  Responding to these citizens, in 1975 the Con-
gress directed the U.S. Environmental Protection Agency (EPA) to perform a
specific research project:  "This study should be comprehensive in scope, in-
vestigating the impacts from air, water,  and solid residues on the natural
environment and residents of the region."

     To carry out the congressional mandate, in 1976 EPA awarded a series of
one-year grants to researchers at six state universities located in four Ohio
River Basin states, announcing that these grants represented the first phase
of a proposed three-year project.  These institutions were Indiana University,
the University of Kentucky, the University of Louisville,  the Ohio State Uni-
versity, Purdue University, and the University of Illinois (both the Urbana-
Champaign and the Chicago Circle campuses).  During the first year (1976-77),
the researchers investigated basic high-energy-growth and low-energy-growth
scenarios for future energy development in the study region.  The implications
of these scenarios were addressed by three preliminary technology assessment
team efforts as well as by ten special studies in areas requiring more de-
tailed exploration than was possible by the three teams.

     Other important participants during the first year were members of the
project Advisory Committee, whose responsibilities include reviewing project
documents and providing counsel and assistance to ORBES researchers.   Advisory
Committee members are drawn from both public and private groups affected by or
making decisions on energy facility siting in the project study region.  In
the spirit in which ORBES originated, the committee is a major element of the
continuing involvement of the public in the study.  During Phase II of ORBES,
which began in November 1977 and is expected to last two years, the commit-
tee's role and composition have been expanded.  This expansion parallels the
extension of the study region from major portions of Illinois, Indiana, and
Ohio, and all of Kentucky, to encompass southwestern Pennsylvania and most of
West Virginia.

     As co-directors for the ORBES Experimental Management Plan under our own
EPA grant, one of our responsibilities during the first year was to integrate
selected findings into an interim report for submission to Congress.   When
appropriate we also consulted non-ORBES findings available from other EPA-
                                     111

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sponsored research and other sources.  The interim report concentrated on com-
paring the impacts of the basic low- and high-energy-growth scenarios as pro-
jected for the year 2000.  Entitled ORBES Phase I;  Interim Findings, it be-
came Volume I-A of the first-year report series.  The report also is being
published by EPA in its own edition for wide distribution.

     Collected in this volume of the series—Volume IV—are comments on a
draft version of Volume I-A.  Each Advisory Committee member and university
researcher was invited to review and submit responses to the draft integrated
report and any other aspect of ORBES.  They were asked to pay particular at-
tention to the policy issues listed in the four substantive divisions of the
report:  natural resources, developed resources, the biological and ecological
environment, and public health, economics, and society.  A number of the
points made by these reviewers were considered in revising the draft report.
Because of these revisions, many of the comments do not apply to the final
version of the integrated report; page references are to the draft version.
The comments are reproduced directly from the responses sent to us.

     We are deeply grateful for the help provided by all Phase I researchers
and Advisory Committee members.  We would like to extend special thanks to
those individuals who submitted the comments reproduced in this volume.
                                       James J. Stukel and Boyd R. Keenan
                                       University of  Illinois

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        COMMENTS BY




ADVISORY COMMITTEE MEMBERS

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                                                                  EvD78-181
                                                                  May 12, 1978
Columbus
      foukhorn
                                                                             J.P.Apel
      COLUMBUS AND JOUIHTO OHIO ELKIRIC COMPANY                                 VICP President Environmental
      715 N FHON1 V COLUMUU5 OHIO d3? 15                                      VlCe rresioenl' cnvironmenwi
    Mr.  Boyd  R.  Keenan
    Mr.  James J.  Stukel
    ORBES - Project  Office
    345  Advanced Computation  Building
    Urbana, Illinois 61801

         Re:   Comments on ORBES  Phase  I

    Dear Sirs:

    These comments have  been  prepared  in  response  to  the Project Office's
    invitation to review the  ORBES  Phase  !_:   Interim  Findings as well as other
    Phase I reports. We specifically  request that  these comments be part of the
    documentation of ORBES  Phase I  and included  for publication in Volume IV.

    INTRODUCTION

    The  review of the product of any study must  be  accomplished in light of the
    stated objectives and  purposes.  The  first part of  such  a review is to deter-
    mine if the study contains errors  in  fact or other  deficiencies which challenge
    the  credibility of  the  entire effort. Only  after determining that there are no
    basic flaws in the  study  is a detailed review of  the product warranted.  Unfor-
    tunately, the review of the reports received for  this  study indicates errors.
    Furthermore, unjustified, unwarranted and unprofessional assumptions, decisions
    and  conclusions permeate  the study to the point that the validity and credibility
    of the entire project are challenged. Since the  study does not meet nor even
    approach its own stated objectives and purposes,  the product of this research
    study does a disservice to the best interests of  both  the general public and
    the legislators for whom this study is directed.

    STUDY REGION

    First of all, I must question the scope  of the entire  ORBES project.  It appears
    the researchers have taken it upon themselves to  conduct a regional assessment
    study which is clearly broader than the  mandate from Congress which reads  as
    follows:   "The  (Senate Appropriations) Committee  directs the Environmental
    Protection Agency to conduct ... an assessment  of the  potential environmental,
    social,  and economic impacts of the proposed concentration of  power plants in
    the lower Ohio River Basin."  The entire ORBES project was  initiated when  a
    local  special interest group raised questions concerning the planning and
    construction of nine power plants in the lower Ohio River Basin.  These  nine
    plants should have been  the focus for the project since  they were  the only

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                                                                 EvD78-181
                                                                      2> 1978
Mr. Boyd R. Keenan
Mr. James J. Stukel                                                 Page 2
proposed plants in the lower Ohio River Basin.  Apparently, the researchers took
it upon themselves to project beyond 1985, a total of 159 additional power plants
and to expand the region to incorporate one side of the middle Ohio River Basin.

Next, there is a fundamental problem in the definition of the study region.  The
decision to include the entire southeast portion of Ohio in the study region and
exclude the portions of West Virginia which are just across the river from the
study region is totally indefensible.  In effect, this definition says that the
impacts and benefits of a power plant located along the Ohio River in southeast
Ohio somehow magically stop at the Ohio River and do not affect West Virginia and
vice-versa.  This is not only indefensible from a physical sense, but also, from
an economic and sociological sense.  While the remote counties (in relation to
the Ohio River) of Ohio, Indiana, Illinois and Kentucky may contribute to the
Ohio River runoff and contain appreciable amounts of mineable coal, I believe
that the impact of the West Virginia counties on the ORBES region is as great
or greater than the remote counties, and that their exclusion from the study
area is unjustifiable.

WORK FORCE

In analyzing the impact on the work force, the researchers included the entire
labor force from northern counties of Ohio, Indiana and Illinois on the basis
that workers are auite mobile and may commute across both county and state lines.
They did not, however, consider that workers from West Virginia and western
Pennsylvania are also likely to cross state lines for employment on the other
side of the Ohio River.  Such an obvious oversight is unjustified and infers a
lack of knowledge about the fluidity of the labor market.  If it is assumed
that workers 200 miles north of the Ohio River will have an effect on the employ-
ment statistics, then it is inane to believe workers that live on the other side
of the river would have no effect.

Further, the "finding" that the high-energy growth scenario would employ three
times as many workers during peak construction as would the low-energy growth
scenario is a function of the researchers time-phasing of power plant construction
and demonstrative of their complete misunderstanding of the subject being studied.
The schedules given for the high-energy scenarios were done with no regard to  the
actual experience of the industry.  In several cases the scheduled dates are
blatantly  impossible because of the regulatory process alone; this does not take
into account such matters as legal delays, siting, etc.

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                                                                  EvD78-181
                                                                  May  12,  1978
                                    Columbus
                                        Southern
Mr. Boyd R. Keenan
Mr. James J. Stukel                                                      PaSe 3
It should be noted that the likelihood of boomtowns developing in the ORBES
region was a subject of controversy even among the researchers themselves.
"Relatively uniform population density" in the ORBES region would make few
locations susceptible to "boomtown conditions".  I question the characteri-
zation of the ORBES region as having a uniform population density.  The well
developed transportation network in the ORBES region may have more of an
impact in alleviating any "boomtown conditions."

IMPACT ASSESSMENT

The highlight of the researchers self-delusion is contained in the following
statements from the Interim Findings:  "The projected lower levels of residuals
from the electric utility sector under the low-energy growth scenarios would be
offset to varying degrees (depending on the pollutant) by increases in residuals
from the industrial combustion of fossil fuels.  That is, in order to both main-
tain gross national project and conserve electrical energy under  the FTP  scenarios,
industries in the region would produce their own power directly through combustion
of coal and natural gas."  In other words, the researchers admit  that it  is
impossible to meet the FTF scenario load-growth without  forcing industry  to
generate their own power.  Furthermore, the power generated by industry is no£
counted as part of the overall electrical energy produced in one  case  (FTF) and
is in  the other  (BOM).

The researchers have often reiterated  that they were not attempting  to predict
what will happen, but  rather, they were examining plausible futures.  Given the
futures, or scenarios, the researchers would  then attempt to assess  the various
environmental, social, and economic  implications.   The  100 percent coal and 100
percent nuclear  scenarios are certainly not plausible,  the siting configurations
are  impossible,  and  thus, any assessments which follow  lack credibility.

The  impact  assessments are for  the most  part  a classic  example of use  of  unsub-
stantiated  value  judgments,  incorrect  data, and misunderstanding  of  fact.  The
following  example will establish  the point at issue.  In one  report,  in an assess-
ment  of  the Trimble  County Generating Station is  a  statement  which reads  as
follows  .  .  .  "It is seen  that  terrain surrounding  the  stack  is,  in  places at the
 same  elevation as the  stack  outlet."  Examination of  the data presented reveals
 that  stack height is 800 feet  and the height  of  the surrounding  terrain  is a
maximum of  about 850 feet.   Unfortunately,  the plant  is not  being built at sea
 level, as  apparently assumed by the researchers,  but  at an elevation of about
 500 feet.   Thus,  the statement that the stack height  is the same as  the  sur-
 rounding terrain is wrong,  and the conclusions which  result,  also wrong.

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                                                                  Evl)78-181
                                                                  Ma* 12« 1978
                                        Southern

Mr. Boyd R. Keenan
Mr. James J. Stukel                                                    Page 4
A "major" finding states as follows .  . . "If power plants continue to be built
at preferred sites in the region, a dense pattern of these emission sources
along river corridors would result.  Because these corridors tend to be aligned
with persistent wind directions, pollutant concentrations would build up as the
air mass moves downwind."  The researchers are obviously referring to their
preferred sites which in no way resemble the utility industry's preferred sites.
Thus, the dense patterns of emission sources along river corridors are a direct
result of their primitively applied siting methodology.  There are many river
corridors in the ORBES region which do not align with persistent wind directions.
In regards to pollutant concentration build up downwind, let me quote from the
air modeling efforts undertaken by the researchers in Phase I:  "Unfortunately,
time did not permit an analysis of the period of time the wind would need to
persist to allow full development of the cascading effect throughout the corridor.
Nor was the meteorological data available to substantiate the persistence time for
a particular case's wind conditions.  Thus, the corridor model should be viewed as
hypothetical."  When one considers the lack of supportive data necessary for air
quality modeling, errors in the location of existing plants, identical assumptions
regarding all stack parameters, and the errors such as those applied to the stack
height previously mentioned, it is obvious that the researchers "major" finding
rests on a very shakey foundation.

SITING CONFIGURATIONS

Regional and subregional wind corridors may exist, however, the build-up of high
emission sources along these corridors are a direct function of the regional
siting configurations.  The siting configurations chosen by the university
researchers are a travesty upon the art and science of power siting and perhaps
the best example of the misuse of data and lack of appreciation of the complexity
of the subject at hand.  This is particularly distressing because at the specific
request of the researchers, CSOE provided several copies of a regional siting
survey used to identify sites for actual evaluation and acquisition.  In our survey,
procedures were detailed and criteria  and data were documented.   In examing the
regional siting confugurations, it becomes obvious that either  the researchers
did not understand  the information or  they did not bother to use  the information
at all.  Most certainly they do not understand current  technology and/or utility
power siting practice.

Apparently the researchers did not realize  that  improper selection of candidate
counties, and illogically designating  the type of plant within  a  county, pre-
determines the results of the  impact assessments.  Since the regional siting
configurations are  the basis for  the entire assessments  that follow,  it  is
apparent  that  tho credibility  of  the study  is destroyed.

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                                                                  EvD78-181
                                                                  May 12, 1978
Mr. Boyd R. Keenan
Mr. James J. Stukel                       '                               Page 5
One assumption that perhaps demonstrates the degree of naivety of the researchers
best is the assumption that the availability and accessibility of transmission
lines present no problem in regard to plant siting.  This could only be the case
with a group of researchers who have never attempted to site a transmission line,
let alone a power plant.  Furthermore, it is obvious that the researchers' own
list of general constraints for siting energy facilities was not adhered  to.  For
example, looking at air and water quality, the selection of both Franklin County
and Pickaway County, Ohio, for 2000 MWe of coal-fired plants flies in the face of
any logic whatsoever.  The problem is then compounded by the selection of counties
such as these for the BOM configurations and then either not using these  counties
or drastically reducing the capacity in the FTF configurations.  This action has
the effect of forcing the reader to a particular and unwarranted conclusion.  The
travesty is then further amplified by the mechanisms used to apportion plants
within the counties.  The assumptions used were stated in one report to be as
follows:

     "1.  If the county was bordered by a river, then the plants were
          located along the river at approximately  an equal distance
          apart,

      2.  For the counties not bordered by a major  river, the plants were
          located randomly within the county, and

      3.  No two plants were  given the same site."

These assumptions are complete nonsense and indicative of the researchers pre-
determined conception of what the study would conclude.  The  selection being
accomplished in this manner clearly magnifies impacts along  the  rivers  and
minimizes impact in the interior counties  thus  forcing the reader  to  the  now
obvious  predetermined conclusions of  the  researchers.

WATER QUANTITY AND  QUALITY

Water quantity and  quality  are  concluded  to be  potential problems  locally during
periods  of  sustained  low-flow conditions.  What the research team  neglected  to
 investigate was  the possibility of  "capturing"  water which would ordinarily  be
 carried  from  the ORBES  region,  by utilizing  storage reservoirs.  Water  could be
 released from  the  reservoirs  to augment water  supplies during sustained periods
 of low  flow.   Furthermore,  navigational problems resulting  from the widespread
 use of  irrigation  would be  more appropriately  addressed  as  a policy issue, rather
 than a  conclusion.   The extent  of  future  irrigation development in the  Ohio  River
 Basin is highly  speculative.

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                                                                 EvD78-181
                                                                 May 12, 1978
Mr. Boyd R. Keenan
Mr. James J. Stukel                                                      Page 6
The water consumption rates were based on an assumption that new generating plants
would be equipped with wet cooling towers and existing plants would be retrofitted.
Recent results from 316(a) studies have shown that many plants can comply with
thermal regulations without going to wet cooling towers.  If it can be demonstrated
that more traditional cooling techniques can comply on a case-by-case basis, the
water consumptive losses projected in the ORBES region can be drastically reduced.

The relative impacts of water consumption were assessed for the Ohio River and its
major tributaries and characterized in the undefined terms of light, moderate, or
heavy.  I must again reiterate that although the assessments may be correct based
on the methodology of the researchers, the fact that the methodology is totally
invalid makes any assessments meaningless.  It is no wonder the impacts on water
consumption are so heavy in the Scioto River, 8000 MWe were located along this
tributary of the Ohio.  This is absolutely fantasy.

The Interim Findings state that:  ".  . .no data are available on non-point sources
that contribute to TSS . . .".  However, a conclusion is drawn that if non-point
sources of water pollution are taken  into account, significant differences between
the high-growth and low-growth scenarios might be found in the concentrations of
two (TSS and TDS) of the four water pollutants examined.  This is an example of a
conclusion arrived at without the benefit of a data base.

GRAPHICS

Figures F-l-5 attempt to show graphically the existing  and projected electrical
generating facilities in the ORBES region.  To begin with, units and not facilities
are shown.  This misrepresentation has been brought to  the study group's attention
time and time again.  Furthermore, some existing facilities are not depicted while
others are located incorrectly.

LAND USE

I must object to the conclusion that  transmission  takes significant amounts of  land
out of production.  Transmission  corridors are compatible with agricultural land
use.  Productivity may decrease slightly due to compaction but this is  temporary
in nature and only the areas around the structure  bases are taken out of production.
Furthermore, the relocation of residents during power plant development  is very
minimal  since thJs criteria is used in determining the  site location.

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                                                                   EvD78-181
                                                                   May 12, 1978
Mr. Boyd R. Keenan
Mr. James J. Stukel                                                        Page 7
GENERAL

There are dozens of land use conflicts which have potentially as great or greater
impacts on agricultural, scenic, and recreational land, e.g., highways.  Since the
researchers have chosen to evaluate land use conflicts from power plants in a
vacuum, the conclusion can only mention the conflicts associated with mining and
conversion.  The result, therefore, is that the reader is again, led down the path
to the researchers predetermined conclusions.

MINERALS

The researchers concluded that sufficient quantities of limestone would be available
to meet the projected requirements for new flue-gas desulfurization systems.  How-
ever, the quality of limestone must also be considered and this information is not
apparent in any of the Phase I research.

A percentage reduction will most likely be required regardless of the sulfur
content of coal.  Low sulfur coal is not considered the best available technology
and economic constraints on its use have been imposed in at least one ORBES state.
It is, therefore, highly unlikely that there will be a trend to accelerate
importing increasing amounts of low sulfur coal for new power plants.

The researchers conclude that there is a sufficient amount of coal in the ORBES
region to last several hundred years if coal requirements level off after 2000.
What the researchers did not examine was the usability of this coal.  The Clean
Air Act Amendments could restrict the marketability of this coal and thus, much
of this resource may remain undeveloped.

PUBLIC HEALTH

There appears  to be no justification within  the study  for the researchers' con-
clusion that "The high-energy growth option would more than double the expected
number of premature deaths over those expected under the low-energy growth option".
With the exception of nitrogen oxides, the researchers' own results show  that  no
appreciable difference occurs between the high-growth  and low-growth scenarios
regarding air  and water pollutants  in the year 2000.   Furthermore, the assumptions
that people under  the high-energy growth option will consume higher calorie  foods
and  exercise less  is unbelievable and does not warrant the above conclusion.

Furthermore, I must disagree with  the classification of nuclear accidents as  a
first-order  impact on public health.  The nuclear accident risk level  is  actually
less  than  that of  most  available alternatives  in use  today.  The past  nuclear
safety  record  speaks for  itself!

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                                                                   EvD78-181
                                    Columbu/
                                        Southern
Mr. Boyd R. Keenan
Mr. James J. Stukel                                                        Page 8
The Interim Findings allude to security risks inherent in the nuclear fuel cycle
of commercial nuclear power.  It must be noted that there are at least eight
different ways to produce nuclear weapons grade material.  The commercial nuclear
power route is the most expensive, requires the highest level of support technology,
and the broadest base of support industry.  To put all weapon proliferation emphasis
on the commercial reactor program is naive.  The following analogy will make my
point:  If a dike is leaking in at least eight places, and someone comes along,
plugs up the smallest hole, and then announces that the leaking has totally
stopped, he still better know how to swim.

Turning to sabotage, there are many safety systems built into a nuclear facility
and an individual with specialized knowledge may be able to cause a plant to shut
down.  However, this must be separated from the incidents which may cause a public
health hazard.  The amount of radioactivity release that would threaten public
health must be considered along with the high degree of teamwork which would be
necessary to carry out a sabotage operation.  When one considers the relative
costs of other means to create public havoc, the low probability of a successful
sabotage operation cannot be considered seriously as a major social threat.

INDUCED GROWTH

In several instances throughout the Phase I studies, energy facilities are alluded
to being developed to induce growth.  Indeed, one is led to believe that power
plants are constructed to allow more residential, commercial, and industrial devel-
opment.  This is not the case.  Specifically, utilities have a legal responsibility
to supply future needs and that this need must be demonstrated prior to construction.

CAPITAL AVAILABILITY

The technique for estimating the capital availability requirements of the various
scenarios are, at best, confusing.  It would be difficult to speculate on what is
included in the general expenses category or how transmission and distribution
costs were determined.  However, based on the type of unjustified and speculative
assumptions apparent throughout this study, one can easily imagine similar problems
in this area.

ASSUMPTIONS

Many of the assumptions listed in Appendix F of the Interim Findings are absolute
nonsense and two of the assumptions appear to actually contradict each other.
The first assumption states that the percentage of electrical energy produced in
the ORBES region as compared to the nation as a whole will remain constant.  The
third assumption then goes on to say that electrical energy demand in the ORBES
region is not necessarily a direct indication of energy demand in the nation as
a whole.
                                      9

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                                                                  F.vD78-181
                                                                  May 12, 1978
                                        umbw
                                        fouihem

Mr. Boyd R. Keenan
Mr. James J. Stukel                                                        Page 9
The assumption which states that existing government regulations will remain in
effect through the year 2000 may best typify the myopia with regard to the
dynamics inherent in governmental regulations.

Still another assumption, under the BOM scenario, states that the regulation of
strip mining will not be overly restrictive.  The researchers were apparently
unaware of existing stringent state regulations in some states and the recently
enacted Federal Surface Mining Control and Reclamation Act of 1977.  Further,
many inconsistencies exist when comparing the BOM and FTF scenario assumptions.
The BOM scenarios assume that the role of solar energy and conservation will be
ignored while the FTF scenario does not make these assumptions.  Additionally,
the researchers assume that annual energy consumption in the year 2000 will be
31 percent greater for the BOM scenario relative to the FTF scenario and, at the
same time, assume a difference of only 1 million people nationally.

POLICY ISSUES

The policy issues addressed at the end of Chapters 3-6 reveal the true view of the
researchers and can be summed up as follows:  If some government control is good,
then more government control must be better, and total government control must be
best.  Perhaps cooling technology will serve to illustrate this logic of the
researchers best.  USEPA has for all practical purposes mandated the use of
cooling towers rather than once-through cooling to mitigate the thermal effects
on aquatic life; the researchers are concerned that this potentially creates a
water consumption problem; the researchers, therefore, identify this problem and
then propose as their solution—more government control on cooling  technology.

The statement of the researchers that "... some believe that the only real
purpose of the procedures  (permits and hearings) is to promote and license
energy facilities"  again  lends little credence to the ORBES project.  To
insinuate that public hearings are merely forums to promote energy facilities
does great injustice to  the public hearing  process and is another example of
the misunderstandings and  subjective judgments which so permeate this study.

A careful examination of these policy issues reveal that they  are so generic
that they could have been  raised by any research group at any  time without  the
benefit of any research  whatsoever.  Indeed, it is difficult to see how any
research of the Phase I  study logically leads to any of these  specific issues.

CONCLUSIONS

In conclusion, I will quote from Page 128 of the Interim Findings;  "The
character of  this  .  .  .  study is so complex that any ultimate  management
arrangement by necessity must be an experiment  in  the  sense  that  its results

                                      10

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                                                                EvD78-181
                                                                May 12, 1978
                                    Coiumbu/
                                       ,/butfxw)
Mr. Boyd R. Keenan
Mr. James J. Stukel                                                       Page 10
can in no way be predicted at this  time."   I  can only conclude that the experi-
ment was a failure and the patient  died.

Finally, it should be pointed out that  in  any review it is possible to "nitpick"
a report to death.  However,  this is  not what this review has done; neither is
the review all encompassing.   This  review  has provided examples of the basic
errors which so riddle the study that the  credibility, objectivity, and usefulness
of the entire product is regretfully  destroyed.  It should also be made clear
that at the specific request  of the researcher this advisor provided both
constructive comments and large quantities of data  (including several volumes
of siting material) throughout Phase  I, and has now regretfully concluded that
little attempt was made by these same researchers to incorporate  the comments
or use the data.
                                                  Respectfully yours,
                                                     p.
                                                  Vice President
                                                  Environmental
JPA:DEL:dp
cc - Lowell Smith, USEPA
                                     11

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                                                           Oll'ftW LKNTZ, Executive Manager
                               EXECUTIVE OFFICE  P O  BOX IO2 CANTON OHIO 447O1
                               PHONE 1216)  456-2488
                                                             May  15,  1978
Dr. Boyd R.  Keenan
     and
Dr. James J. Stukel
ORBES  Project Office
345 Advanced Computation Building
1011 West Springfield Avenue
Urbana,  Illinois  61801

Gentlemen:

Subject:  Comments on the ORBES Phase I:   Interim Findings, Volume  I-A

Throughout the course of the  Phase I Ohio  River Basin  Energy Study,  representatives
of electric utilities in the  ECAR area were continually appraised of the project
teams' activities,  research,  and findings.   Thus, the  following  is  a consolidation
of comments obtained not only from electric utility  advisors, but their staff  members
and others not serving directly as advisors.

Our first comment pertains  to the format of the report.  As indicated, Chapter 1
summarizes potential environmental, social, and economic impacts that might  result
from  varying levels of electric energy facility developments.  It provides a listing
of first-year  findings based  on your review and interpretation of three university
team  reports.1   Chapters 3, 4, 5, and 6 discussed in more detail how the various
segments of our  society might be impacted.  These chapters each  conclude with a
section identified  as "Illustrative Policy Issues"  listing what  we  interpret to be
your  views  as  to policy issues that are raised by the  ORBES report.   We believe these
concluding  sections should  be deleted from the report.  If any of  the items  under
"Illustrative  Policy Issues"  can be related to the  basic research of the three team
reports, they  should be brought forward and presented  as findings  in Chapter 1.



1We  would call attention to the fact that  the authors  did not  limit their  summariza-
tion to the three university  team reports.  On Page V  of the Preface the authors
state:  "In  preparing the report, we have  exercised  prerogatives  as  co-directors for
the  ORBES Experimental Management Plan  under our own EPA grant.   When appropriate we
have consulted non-ORBES findings available from other EPA-sponsored research and
from outside sources."  Deletion of all  such material  completed  after Phase  I from
this interim report which  is  purported  to summarize Phase  I  activities would be in
order.
                                          12
          MCMIII--RS OP  EAST CENTRAL AREA RELIABILITY COORDINATION  AGREEMENT
 Appnlm lii.in I iiwi-i (umpdiiy - Ihr Ciiii.iiiruili Gas £ Electric Company The Cleveland Elcitnt. lllumin.ilini'. Company  Columbus and
 Southern ninn Hi-line Company  Consumers Power Company  The Dnyton Power & LiRhl Company  The DclfOil Edison Company
 Dunucsne I i|-lil Ciiinunny  F.jsl Kcrilui.ky  Rural Electric Cooperative  Indiana A Miclniinn Elc-rtnc. Company Indiana Kentucky Electric
 Corporation  liiriiaihipnlis Cower <• I u-.nl Company  Kentucky Power Company - Kentucky  Utilities Company - Louisville Gas and Electric
 Company  Mnnnni-nhrla  Power Company •  Northern Indiana Public Service Company  Ohio Edison Company • Ohio Power
 Company  Ohm  V.illey dcclnc Corunr.ition   Pennsylvania Powi-r  Company - The Potomac Ellison  Company   Pulilic Service
 Company ol Inili.inn, Inc  Soutlu-rn Indiana Gas and Electric Company  The Toledo Cdi«on Company  West Perm Power Company

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Drs. Keenan and Stukel                 -2-                          May 15,  1978
Most of the issues listed (and many other issues not listed) could have been
tabulated without benefit of the three university team reports.  Any knowledgeable
person through reading various types of material, technical and/or non-technical,
pertaining to energy development and energy facilities, could have identified the
issues that have been listed and formulated similar questions, such as: What forum
and/or who should address these issues for resolution?

Our request for deletion is not to suppress publication of such policy issues since
these and many others have surfaced and have been well publicized in numerous arenas
and reports.  We believe a listing of such generalized issues is outside the scope
of the ORBES report.  Illustrative of an unrelated issue is the one raised on Page 54,
"Should rate structures for electricity recognize that increased future demand will
require the construction of significantly more costly power plants than those currently
in use, thereby raising the average per unit cost even when an individual consumer's
demand remains constant?"  The philosophy of rate structures has been discussed many,
many times covering unique questions such as raised in the foregoing.  Similarly, it
could have been noted that the cost to serve each consumer differs, and this raises
the "issue":  "Shouldn't the rate for each consumer be based on his cost of service?"
Issues of this type have been well recognized and have been discarded as being highly
impractical to incorporate in a rate structure.  However, returning to our main point,
we see no relationship between this issue and the area of research as covered by the
ORBES studies.

Another example of a vague, generalized "issue" is on Page 53, Chapter 4, "Should
new legislation address the question of safety and safeguards in transporting nuclear
materials?"  This is suggestive that there is either no legislation, that present
legislation is inadequate, or that present legislation has not been adequately
enforced.  Did the ORBES study provide any basic research or analysis leading to
such conclusions and the need to identify such an issue?  If it is a valid conclusion,
then wouldn't it be more appropriate to list the item as a  finding in the Summary of
Chapter 1?

Rather than continue with additional examples, we would note that the issues listed
in most cases are so general in nature that they are open to an interpretation that
they would support two diametrically opposite viewpoints.  Furthermore, it is not
apparent, inmost cases, as to what is the basic issue and the validity of it as  an
issue.  It is suggested that the authors review the items under "Illustrative Policy
Issues" to insure that the potential issues published  (and  if published, be incorporated
under findings as recommended previously) can be directly drawn from factually based
ORBES research.  This is an obligation to those who will review the report without a
basis for judging the adequacy of the source.  Otherwise, the  credibility of the
Phase I effort will be held in doubt by peers who have working knowledge of the
environmental, social, and economic impact of the energy sector.

A description of the two basic scenarios appears in the second paragraph on Page 15.
The postulations or basic assumptions that Gross National Product  (GNP) would be or
had to be equal for both the Bureau of Mines and Ford  Foundation projections and the
conclusion  that a different mixture of goods and services would materialize under one
scenario as compared to  the other scenario such  that GNP would be  equal, are not
supportable by the ORBES studies.  This  unsupportable  theme carries over into other
sections of the report where  it is stated on Page 46, "On a  national basis little
difference  in total employment under  the high-   and low-energy-growth  scenarios
would  be expected."
                                       13

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Drs. Keenan and Stukel                  -3-                          May 15, 1978
The coupling (or correlation) between energy consumption and GNP is well documented
in statistics compiled by governmental agencies in this country and in other
industrial nations.  Obviously, the coupling "factor" between GNP and energy
consumption can change—more efficient use of energy to produce the same amount of
goods reduces the coupling factor.  On the other hand, more emphasis on use of
energy rather than manpower causes the coupling factor to move in the opposite
direction.  We believe the authors should provide more support or rationale as to
why the Nation can expect the same level of economic activity under the two widely
divergent scenarios and as to why other types of services and industries will be
able to develop and sell products to fill the void that would be created if the high-
energy growth scenario is not realized.  In the absence of any supporting rationale
reviewers can only conclude the foregoing postulations were arbitrarily decided upon.

Many of the observations or findings of Chapter 1 could be identified as "truisms"
which need little or no supporting data.  As an example, refer to the findings
relating to "Potential land-use conflicts exist between coal mining and crop pro-
duction, particularly in Illinois, and between coal mining and forest and recreational
areas in the Appalachian portions of Kentucky and Ohio."  It would be just as logical
to say that there is a potential land use conflict between any physical facilities
whether it be a power plant, shopping center, or recreational structure with any piece
of land, whether it be highly desirable farm land or land that is considered to be
marginal in terms of present use.

Such findings as "The high-energy-growth option would more than double the expected
number of premature deaths over those expected under the low-energy-growth option."
on Page 7, is a very vague, generalized statement that is not supported by any analysis
in the ORBES study.  Possibly the authors reached this conclusion on the basis that
if it can be statistically proven that "X" number of deaths result for every power
plant, a "Y" number for every ton of coal mined, then doubling the number of power
plants and doubling the amount of coal mined, means twice as many deaths.  This seems
inconsistent with some of the study assumptions that GNP and employment will be at
the same level for both high- and low-energy growth.  What proof is there that the
postulated growth in other industries and services as noted above to maintain equal
GNP will not also result in premature deaths equal to or greater than those with
the high-energy-growth scenario?

The ORBES study is presumably a result of the directive from Senate Appropriations
Committee to conduct "	an assessment of the potential environmental, social, and
economic impacts of the proposed concentration of power plants in the lower Ohio
River Basin."  Yet the study seems to present broad energy scenarios including
mobile sources, trucks and automobiles, selectively presented to highlight the adverse
impact.   (Page 67)  This is another example of deviating from the scope of the study
as defined by the Senate.

Of paramount concern to the utility advisors is the context in which the ORBES air
quality studies are framed and the emphasis on "corridor effects."  The subject report
on Page 73, states under "Cascading Effect of Siting  Corridors:  Subregional Effects,"
the following:  "In order to examine the air quality  impacts of these siting configura-
tions, a theoretical model  (the Air Quality Display Model) was implemented to determine
the level of atmospheric pollutant concentrations if  a persistent wind blew along any
of these siting corridors."

                                       14

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Drs. Keenan and Stukel                 -4-                          May 15, 1978
For the reasons set forth below, we take exception to the methodology employed in
the various ORBES scenarios in projecting regional and statewide air quality impacts:

      1.  It should be noted that the Air Quality Display Model (AQDM) was one of
      the forerunner models developed by Federal EPA to ascertain primarily, annual
      SC>2 concentrations, and it was not intended to be used in predicting short-
      term pollutant levels, i.e., the 12-hour concentrations stated on Page 74, so
      as to depict a "corridor" effect.

      2.  The Federal EPA'sown Guidance Series, OAQPS No. 1.2-080, "Interim Guide-
      line on Air Quality Models," October 1977, Page B-4, recognizes a limitation
      of the AQDM where it notes that it is "Useable for urban areas only."  Thus,
      the application of this model to power plants which are presently located in
      many of the predominantly rural areas within the Ohio River Basin and new
      plants to be located in similar areas would be of little relevance.

      3.  The document, "Air Quality Display Model, TRW System Group" PB 189194,
      November 1969, Page 2-1, reveals that "...before using the AQDM to estimate
      regional air quality, the atmosphere diffusion model should be calibrated
      with existing air quality data (various calibration options are provided in
      the AQDM.)"  The air quality analysis undertaken in ORBES Phase I was predicated
      on theoretical modeling exclusively without having calibrated the model used in
      the analysis.  Since no air quality and meteorological data were incoporated
      into this work, the "cascading" hypothesis is suspect, at the minimum, if not
      totally invalid.

An overall impression which one can gather in reviewing the ORBES air quality analysis
presented in the interim document is that data and assumptions are loosely supported
from a technical standpoint.  In citing a specific example, the ORBES interim document
(Page 74) states that, "...under the cascading effect of a south wind these allowable
ambient concentrations could be exceeded three to six times a year.  Another recent
study reports similar results  (23)."  In this document, wind persistence data were
examined, but no air quality analysis was undertaken to lend support  to the theory of
ORBES "corridor" effects.  That referenced document  (23), compiled by Teknekron, Inc.,
of Berkeley, California, in no way supports this statement.

We fully appreciate that the Phase I effort had to cover a broad scope in a limited
time frame.  The project team throughout the Phase I study stressed that the Phase I
effort had to be considered as preliminary in nature—that the objective of the
analysis was to sort out those  items and matters that should receive more in-depth
study in Phase II.  However, the preliminary nature of Phase I seems  to be lost in the
summary report which now conveys a high degree of finality on many subjects.  Our
concern for this is evident by  the following specific comments.

Page 18—The  "...expressed concern over the assumptions implicit in  the development of
scenarios, particuarly in areas of health and safety as related to nuclear-fueled
facilities." needs  to be isolated from emotional expression.  Researchers who expressed
such concern can hardly  be  regarded as experts  in the field of nuclear technology.
This concern would  have  been meaningful if the  researchers who are also experts in the
nuclear field had expressed their views supporting these alleged concerns.

Page 19—The alleged conflict  between  commitment of  land  to energy and food in  the
ORBES region is  indeed highly  dramatized.  From all  Phase  I study results, there  appears
to be enough land available to adequately meet  not only  these two needs, but many others.
ORBES region will not encounter any  food shortages resulting  from insufficient  land.

                                       15

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Drs. Keenan and Stukel                 -5-                          May 15,  1978
Page 24—The land requirement estimates to store scrubber sludge are optimistically
shown to be less than one-half the actual land area (acre feet)  currently utilized.
It is further stated that such land use is reversible to the extent that the land
can be returned to its previous use.  This again seems not to be the case wherever
scrubber sludge is currently stored.

Page 27~The assumption that evaporative cooling towers would be employed by all
plants—even existing ones—appears to be aimed at obtaining a most adverse impact.
States like Indiana are viewing the issue of projected uses of water resources more
realistically.  If once-through cooling would conserve this valuable resource and
reduce its consumptive use, then it is that option and not just an arbitrary assumption
that must be evaluated.

Extensive development of irrigation is a very remote and highly unlikely possibility.
Even if irrigation were to become extensive, it would very likely utilize ground
water and not river water.

Page 33—"...only 50 percent or less of the  (uranium) ore in the deposit would be
recoverable." is a highly erroneous statement.  In general, over 90 percent of the
ore is recoverable in underground mining.

Page 36—Clean Air Act Amendments of 1977 have provided sufficient legislation to
protect land areas  (private as well as public) from adverse effects of electric energy
generating facilities.  This should no longer remain a policy issue.

Page 37—The policy  issue on the use of local and regional coal has already been
addressed and appropriate measures  spelled out in the 1977 Clean Air Act Amendments.

Page 49~Alleged shortage of construction workers is projected in this report.  If
this hypothesis is correct, this could be considered a desirable situation for the
United States instead of a severe problem as stated.

Page 58—It is incorrectly stated that states currently are not required to meet
secondary standards  within any specified period.   In Indiana, for example, Regulation
AFC  14 requires compliance with secondary standards at all times and has been in
effect at least since  1972.

Page 63—It is  stated  that secondary particulates  constitute from one-tenth to
one-third of  the mass  of  total suspended particulates normally  found in  the ORBES
region.  There were, however, no data generated or made available during Phase  I  to
support  this  statement and the two  ensuing  paragraphs.   EPA has the  Congressional
mandate  to protect  public health  from  such  pollutants.   If  the  issues indicated  in
these  two paragraphs are purported  to  be  as harmful,  then EPA does  not  seem to be  as
alarmed  from  these.   The  issue of alleged plant damage has  already  been  incorporated
by EPA in  setting  secondary  standards  established  at  levels below  the harmful threshold.

Page 65—It is  erroneously stated that "Sulfur  oxide  emissions  under the high-energy-
 growth scenarios  in the year 2000 would  increase about  7 percent  relative  to  1972  levels.
 Many sections of  the ORBES region were nonattainment  for sulfur oxides  in  1972.   However,
 all these  must  and will achieve  attainment  by 1982 per  the  Clean  Air Act Amendments.
 Therefore,  compared to 1972 sulfur oxide emission will  be reduced substantially long
 before the year 2000.
                                       16

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Drs. Keenan and Stukel                 -6-                          May 15, 1978
Page 66—The acid rain theory appears to be yet another "what if" hypothesis.
Actual pH measurements of waters in the ORBES region do not support it.

Page 74—The first paragraph clearly indicates that 12-hour persistent winds from
the west-southwest could be expected once in two years, while from the south the
expected frequency would be three to six occurrences per year.  The second paragraph
indicates that 1000 micrograms per cubic meter would be expected under either
persistent wind direction.  With the wind direction from west-southwest and the
given frequency of occurrence this indicates that the primary 24-hour standard value
would be exceeded once every two years—this does not constitute a violation of air
quality standards, since one exceedance per year is allowed.  The hypothetical sulfur
dioxide concentration extremes cannot and will not be allowed under existing National
Ambient Air Quality Standards and State Implementation Plans.  Therefore, the entire
discussion that such exceedances could occur appears irrelevant.

Page 92—It is reported that 2400 acre feet would be required to store the flyash and
scrubber sludge from a 1000 MWe plant.  Current technology requires 4900 acre feet
to 5800 acre feet just to store the scrubber sludge.  No supportive data have been
presented to indicate this vast improvement in land use.

Pages 94 and 95—The discussion on such issues as secondary unregulated pollutants,
secondary standards, "capture" of clean air allotments, and low level radiation emitted
routinely from nuclear-fueled and coal-fired plants appears to be an effort to "create"
issues where there are not any.  The Clean Air Act of 1970 has given EPA a clear man-
date to protect public health.  The Amendments of 1977 further strengthen the EPA
position.  Secondary standards, prevention of significant deterioration, and periodic
revisions to existing standards are the avenues that EPA has been utilizing effectively
to correct not only these hypothetical issues, but also the real ones.

In closing, we must, as in prior comments on the three university team reports, express
dissatisfaction with the limited time frame  (a couple of weeks) which has been extended
to us by ORBES in their soliciting constructive inputs regarding the manner in which
utilities might be eventually impacted, and conversely, how the ORBES region might be
affected by electric companies.  Along with this, the interim report  (while under-
standably "relatively brief"), the findings of which are written in such general terms
and loosely-referenced, leave the reader with no other recourse but to pour through
voluminous support documents in a limited time frame so as to either consent with,
or refute, sundry technical issues often of a controversial nature.  A comprehensive
critique of the ORBES Phase I Interim Findings and supporting reports has proven to
be impossible in the time allotted.

                                       Very truly yours,
                                       Hugh A. Barker   *
                                       Member-ORBES Phase I Advisory Committee
                                             ci
                                       Owen A. Lentz
                                       Member-ORBES Phase I Advisory Committee
                                      17

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                                 Route 2 Box 251
                                 Hanover, Indiana 47243

                                 May 9, 1978
Dr. James J. Stukel
Dr. Boyd R. Keenan
345 Advanced Communications Building
1011 West Springfield Avenue
Urbana, Illinois 61801

Dear Boyd and Jim;

I received your Volume I-A Draft Interim Findings of the ORBES Study
just as I was leaving for New Haven for a Committee meeting.  I looked
forward to reading it and must say it reflects a very great deal of
work.

As a general overall comment, I must say that I am disappointed in the
clear bias towards nuclear energy which is shown overall in the work.
My chief criticism of this overall apparent bias is that nuclear pollu-
tion is cumulative and not biodegradable and that for this reason the
damage it does is irreversible and therefore irreparable.  And it seems
to me that this needs to be brought out very clearly in any report on
the subject.

I can understand the need for you to point out on pages iv und v in your
Preface that you were up against the problem of making choices and had to
use your own judgment.  This is certainly completely defensible and
could not be any other way.  This is one very large gap in the Study
which I find difficult to accept and that is that there is no "scenario"
which relies entirely on the impact of rational, carefully planned and
carefully promoted conservation of energy.   It could very well be that
if the facts were gathered it would turn out that conservation would re-
lease so much energy that is now wasted that we could get along to the
year 2000 without building any more power plants.

I think also that you need a section on ethical impact and that means
particularly the ethics of technology assessment.  I am trying to write
up such a statement and if I am successful I will send it to you as a
contribution to the project.

I will now make a few comments about the body of the text in the spirit
of your first paragraph on page 1 in which you invite comments on
technical merit and policy implications.  I feel sure that you are
going to be deluged with comments.

I think your best statement in Chapter 1 is the very last paragraph on
page 8.

On page 17, the second paragraph, the amount of additional megawatts of
installed capdcity that would be required to meet demand in the year
                                18

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Dr. James Stukel                              Page 2
Dr. Boyd Keenan                               May 9, 1978


2000  is undoubtedly exaggerated.  This is why a discussion of conserva-
tion  as an acceptable  "scenario" is essential.  I feel quite sure that
this  figure that is given is based on unrealistic projections.  The
policy implications of this section would be that plants need to be
built.  It seems to me that this is an underlying bias of the entire
report and I am not at all sure that it is justifable.  The reason I
say this is that according to the Environmental Action Foundation's
Report "Utility Scoreboard" 1978, the utilities of this region are con-
genital overprojectors,  For example, Public Service Indiana, at the
beginning of 1976, projected an increase in demand of 12.9%.  By the
end of 9 months the actual increase had been 0.3%.  That is to say by
the end of the year it was of the same order of magnitude and the over-
projection was well over 12%.  Over the years 1974-75-76, the company
overprojected on the average 11.6% each year.  This kind of behavior,
reflecting an inability to learn, is what makes me very nervous about
the whole policy implications of this ORBES Draft Report.  This is not
to say that you are to blame but to imply that the input from industry
has been perhaps given more weight than it should be given and to under-
line  the need to examine such input with very great care.*

(There are a lot of small things which I could call attention to—mis-
prints,  statements which are not quite exact, but still not very bad,
but I will forego this, otherwise this letter would become impossibly
long.)

On page 30 I fail to find in the discussion of mineral resources a proper
discussion of the possibility of using, in place of the lime or lime-
stone FGD systems, those which recover the sulfur from the coal in a
usable form such as solid sulfur or an acid.   It seems to me that this
option has been continually underplayed and should be paid much more
attention to.   This omission becomes particularly noticeable on page 32
in the second paragraph.

I have the impression that under the section on Electric Utility Capital
beginning on page 45 somewhat more emphasis needs to be placed on the
difficulty of getting money under the very high demands of a high energy
production "scenario".   The Ford Foundation Report gave this matter
considerable play.

With respect to labor,  I realize that quite probably you were not able
to include in your consideration,  work such as that on "Values in the
Electric Power Industry"  edited by Kenneth Sayre,  University of Notre
Dame Press,  1977.   In this book there is  an interesting chapter which
points out that the industry carefully planned with respect  to conserva-
tion might find itself  with an increased  number of jobs,  for example.
There is also  in this book a very interesting essay which questions  the
identification of actual  need with demand.   It is  pointed out,  for example,
that a utility is not required to provide all the  services that a
customer might possibly want,  although it is  mandated to serve the
public.   In connection  with this section  on labor,  is the statement

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Dr. James Stukel                              Page 3
Dr. Boyd Keenan                               May 9, 1973


in the first chapter, that "Contrary to what is usually assumed,
decreased energy consumption could lead to increased employment and
to a higher standard of living."  Unfortunately, of course, you are
writing a publication which when it appears is  "fixed" at the same
time the field is one which is developing very  fast and for this reason
you will always be behind—and often behind an  eight-ball.1

In Chapter 5 there is one omission which I think is important and that
is that you do not seem to discuss what is, admittedly, not conventionally
considered a pollutant, namely moisture.  The importance of this moisture
is usually minimized.  But one has to ask what  is a pollutant and it
must be something that appears in an excessive quantity and does injury.

Consider the proposed plant at Marble Hill.  If it were finally built
and operating it would exude something like 50 million tons of moisture
into the atmosphere.   This is in a valley which is already quite humid.
The annual average relative humidity at Louisville ranges from 57% to
797,,  respectively at noon and midnight.  I believe that it is uncon-
scionable to contemplate large releases of moisture into this kind of
an atmosphere.

But the situation is made much worse if one adds in the proposed Wise's
Landing Plant.   This is proposed to take up 150 million tons of water
per year from the river at the total maximum peak intake rate.  It is
calculated that evaporation from the proposed cooling towers and from
drift loss would be 50 million tons of moisture per year.  What is not
mentioned is that in addition 10.5 million tons will be produced from the
combustion of the coal and would be exhausted from the stacks which would
men that this proposed plant would release to the atmosphere 60.5 million
tons of moisture per year and this just across the river and not very
far from the proposed Marble Hill plant.  I think that the ORBES group
could do a real service to this area if it would point out and get some
action on considering moisture as a pollutant from power plants.

It seemed to me that the discussion of particulates,  pages 62ff, is a
good one considering the space limitations.  I suspect that one of your
big problems has been that you had to cut things down and omit a great
deal in order to come out with something that was of reasonable size.
You might have to end up with still shorter statements made up of
categorical statements with references to the data which has been gathered.

I must say that this whole chapter—apart from the omission of considera-
tion of the effects of moisture--is excellently done.  It would be good if
we could convince EPA to pay some attention to your findings.

It might seem to you that I was particularly harsh in my strictures with
respect to bias towards nuclear energy, but I would like to give you an
example of why I have this reaction.  If you will look on page 94, para-
graph 2, you will find that at the end of that paragraph, it says "In
addition, it is anticipated that those scenarios which emphasize coal
usually would have more severe impact than those which emphasize nuclear
fuel."  This is a quite incorrect statement.   In the first place, coal
                                20

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 Dr.  James Stukel                              Page  4
 Dr.  Boyd Keenan                               May 9f


 pollution is on the  whole  biodegradable.   Nuclear pollution  is not
 biodegradable nor  is it  reversible.  Further,  and this  is  the most
 important point in connection with  this particular  quotation, would
 you  consider that  having danger and  emissions  and watchfulness required
 in perpetuity for  nuclear  waste negligible?  This is  certainly far more
 A?V?S«in
-------
Dr. James Stukel                              May 9,  1978
Dr. Boyd Keenan                               Page 5


were to be built, the energy would be sent to Chicago,  that is to say,
outside of the ORBES Region.  With respect to item 20 on page 143,  it
may be of some interest to note that Public Service Indiana has already
talked about increasing the size of the Marble Hill Plant to four units
and has enough land available to go to an energy farm.

On page 144 I found to my amazement that the role of solar energy will
not be taken into account and that energy conservation will not be taken
into account.  This I think really should be corrected if you wish to
have this report just not gather dust on library shelves.

Well, Boyd and Jim, I have given you my first impressions of this draft
report.  I hope they will be useful.  You should not take these as
personal remarks and they arejnot meant in any sense.  I feel that this
ORBES report is potentially a tremendously valuable thing for the
people living in this area and therefore I would like to see it develop
its potential more than appears to have occurred so far.  I realize,
of course, that you have a terrific pressure on you from all sides--
including Save The Valley, I hope—and have to bring these together.
It is a problem which I do not envy you.

With best regards,

                                 Sincerely yours,
                                 Ha fold G. Cassidy
                                 Professor-At-Large
                                 Hanover College
HGC/db
                               22

-------
KW YORK TIMES. FKWAY. MAY  3. 1971
                                                                                                                          Dll
   •  rs'
  ium» Tallinn
c yesterday

;iatei Stecl'i on-
 ("hiciro  to vice
» 01 the  rnmpa-
iiiorlTi. He will
y Hill, who 1m
V'Tonon  of the
Hi  Hill Is  btlng
.  Schneider, who
•miciident of the
rks. . . .  Olln C
president of the
nr,"K>rotion,   has
jf the Penn-DUie
•Dixie Industries,
iy,  (nnnerly cot-
hriM tircn elected
nl nnd chief op-
•linn  Industries,
 irdnics frtncern.
ili ni of the  com-
 MitKldiiry,  has
.t vice president.
n^rly vice r*r»usmes* develop-
i Chemicals divl-
.•e Coinrnny, hu
:ent, chemical In-
 R.  Cunningham,
f  financial  plan-
director of  mar-
.ji division of the
ration. . . .  John
i  account officer
ce  office of the
/ York office, haj
 president of the
e.
?T COST
'AGECANS
 i r.iga Dl
 «• l>cveraure nf lake Oiilarlo. Ilia Mule Siting
n.iarj  inday  tiitKli nly mdiTninl-;-,ion  |n<  |>:m-J  u
summary showinjj that cvr.ry now electric
power   plant  under   construction   or
planned in the Stole  was  either being
delayed or deferred because its output
was  not needed now or in  the  near fu-
ture.
  Summarizing the situation before  on
Av.rrnbly  rooimttitf:  yesterday,  rharlra
A. 7irli[i%ki, thnirrnnn ol the umimission.
   d Ilir st:ilp had a "fut" irsrrve of Hec-
trie  ropjrily in cunlrnM  tn only five
 :rnrs !!,•(). ju'.l  .ifu-r tihc brownouts mid
 lockouts in New York Cily und  ju:;t be-
fore the Arab  oil embargo.
  He told the  committee:
  "We stand  today with electric  generat-
ing capacity 20 percent in excess of the
22 percent reserve  required by the  New
York Power  Pool for  adequate  reliabil-
ity."
  In  the case of the Sterling plant, pro-
posed by the  Kurhcster'Cos nnd Electric
CorpcratH.n nml ihrcc olfit-r upsf.iti? utilt-
lira,  th* 1978 knp rangf tmpc.ist showed
 •xrprs  electric capacity in  I'i%.  the tar-
get date for completing the pt.mt.
  "It  seems cbvicus to  us," ihe board
  M In * unanimous decision, "that these
figures. whic*h are the  ut'Iities* own esti-
mates,  provide n proper basis for re-ex-
amining our findings of public need."
   H rr*rrn  by the Siting Dnnrd. wliich
b«rs th<- Formpl title frf the Statn Hoard
on Electric Generation Siting  and  the
Environment  is FUTC to odd to ,nn alrt-ady
heated   controversy  on  building  new
power p'anls.  involving billion:; of dollars
and toouscnds of jobs.
  U  also seem1; to support the  position
of environmental  groups, which  have
been opposing new power plants, espe-
ciaJly nncl—ar plants, on several grounds,
including the contention thai they were
not needed.
  Nrw York's seven public utilities and
the State Power Authority now  produce
encup'h  tlectncitv to mri't the fxppi-tcd
peak load  of 21,000 mt-RawatLs ihis sum-
rr.pr,  about the same lead  as l.-ist yp^tr.
But the actual consumption will be G.OOO
   ^av-'^tts le*s than had been  foiecast
in 1973 for this vear.
      Reasons Given for Forecast
  In  addiron. tne  exoecled  pt*;ik  usapc
for 190S. ba<;pd on this yeor';; c*:tim*itc
 mefnwatt  nuclear  plont  at S(erlinji  in
 strad  of a conl-fircd plant  ot Ginna.  12
 m;les Enst of Pnrlicster.
  It was expected then that the nnnrovol
 would  rlmr the way for  a bnckloc  nf
 five other proposed power plants  rwnit-
 i^e dpc;sion, brt todav's order may delay
 consideration of the other cases.
  Three  proposed  plants are near  the
 decision Btape  nccordinp ^n a commi^ion
 vno^esmsn. They nrc n nuclrnr  olont nt
 Jptunsporl. I,.  I, proposed l»v (he 1 onr
.Mnnd  MflitlnR roinnnnv nnd (ho N«-w
 York s»«te Uleitrtc onrt Cm ("itrixirnitnn'
 n ron'-fired  nhint  nt Somerset on l.'*ke
 Ont.uio,  proposed  bv the Ni-'irnra Mo-
 tnwk CoroorutiPti. nnrf nnother conl plant
 nt Dunkirk nn Lake Frie, also proposed
by Nhgra oMhawk.
  Two other 'ilfints, hoth  proconed bv
 tbe Power Authority, nro in the ho^rln"
 state,  one n  roal-nnd rulibMi-Trcd nli'nt
 ul Art'iur Kill nn Stntm M;md  and the.
 ether  n nuclear plant  nt  Omenion  In
 Greene Conn'v in Ihc niid-IUulson ValU'v.
  Three major  power plnnts nre  under
 ((instruction  in Hio  ;;iril(\ nl] years behind
 schedule,  At  Shorelmm. I,.  I..  Lilc'o is
 b"Hd:nrr a nurlrnr pl;tnt, ori^in;illy sch^'1-
 \iled for  1077, but now set for 10PO'
 Ni-«p.ir,i Moltnwk. ;i ntn lc;ir plant rt Nine
 Mi'e Point on I ake  Onl;iria. drl.ivcd from
 1978 urlil  ins^. and  NiaRara Mnhawk.
 nn  oil fin-d  plnnt  nt Oswofirt,  delnyed
 fruni l!)7fi until I!)79.

-------
           TENNESSEE VALLEY AUTHORITY
               CHATTANOOGA. TENNESSEE 374OI


                              May 16, 1978
Mr. Boyd R.  Keenan
Mr. James J. Stukel
Project Office
Ohio River Baain Energy Study
345 Advanced Computation Building
1011 West Springfield Avenue
Urbana, Illinois  61801

Gentlemen:

We have reviewed the summary report entitled ORBES Phase I;
Interim Findings sent by your memorandum dated April 20, 1978.
Our comments are enclosed and are based on review of the
summary report and previous review of the individual team
reports.  Our concern in reviewing the various Phase I
material was for issues or statements of major or obvious
variation either with our experience and information or
with our perception of the purposes of the ORBES.  Therefore,
the comments submitted do not necessarily include all of our
questions or concerns.

                              Very truly yours,

                              TENNESSEE VALLEY AUTHORITY
                               James P. Darling, Director
                               Division of Power Resource Planning
Enclosure
                           24
                   An Equal Opportunity Employe)

-------
The report entitled ORBES Phase I:  Interim Findings summarizes in easily




readable form the results of the various studies that have been done to




date in the ORBES.  The comments here are based on review of this report




and previous review of the individual team reports.   Our primary concerns




with the summary report are really concerns we had with the Phase 1 work




as a whole.  They relate to the organizational approach of the ORBES,  the




basis and accuracy of the data used to make projections and subsequent




assessment of generic impacts, and the sense of bias that seemed to permeate




some of the research.






Regarding the organizational approach, it seemed to be too much of a dupli-




cation of resources (in terms of money, research personnel, advisory committee




personnel, etc.) to have three study teams with the same basic charge.  Granted,




it was theoretically advantageous to have input from universities in different




locales of the ORBES region, but it appears that this input could have been



incorporated without the duplication of effort, introduction of confusion,




and extra work for condensation that resulted from three independent study




teams.  The amount of time that was required to produce the summary report




is indicative of the added complexity, and perhaps perplexity also, of the




study approach.  Furthermore, it would appear that the advisory committee




could have given much more meaningful input with less material to review.




The organizational concept that is planned for Phase II appears to be a much




more promising one.






The second major concern as noted above relates to the base data used in making




the various projections.  Some of the base data used is inconsistent with



                                25

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                               -2-
TVA's experience and practice.  For example,  the land requirements noted




for coal versus nuclear plants (page 23, paragraph two) do not reflect that




increased storage requirements associated with scrubber wastes can actually




result in larger acreage requirements for coal-fired than nuclear generating




facilities.  Furthermore, the estimate of waste storage requirements (page




92, paragraph two) for a 1,000 MWe plant of 2,400 acre-feet (80 acres, 30 feet




deep) is smaller by a magnitude of seven than the estimates TVA uses in siting




practice.  On the basic requirement of .56 acre-feet required per MWe per




year of operation, we would estimate that 16,800 acre-feet would be needed for




a 1,000 MWe plant for 30 years of operation.   From this it would appear that




the ORBES assessment of land use impacts of energy conversion is greatly




underestimated.  This discrepancy also creates some concern regarding the




accuracy of the other quantitative estimates in the ORBES which were not as




noticeable or readily checked.






Related to the above problem are repeated references in the summary report




(page 24, paragraph one; page 92, paragraph two; page 96, paragraph five) and




in the earlier reports concerning reclamation and use of scrubber waste and




its storage areas.  It is stated that procedures for returning waste storage




areas to productive uses are available, but the actual procedures and their




costs are not discussed at all.  Various research is now being conducted in




this area, but we are not aware of any procedures which have yet been proven



either technologically or economically.






Finally, regarding bias, we believe that the credibility of the ORBES project




is lessened by inclusion of the passage from volume II-C on page 18 of the




summary report.  Its presence immediately recalls the entire discussion from






                                26

-------
                               -3-
where  it came.  A discussion with such obvious neglect for the scientific




method and objectivity has no place in a university research document.




Surely, particular technologies can be evaluated and recommendations made,




but all discussion must be objectively made and referenced material  should




never be taken from context as it was in some sections of volume II-C.  If a




discussion of the disadvantages of nuclear usage is pursued, it must be couched




in an overall objective discussion which includes adequate treatment of the




advantages of nuclear as well as the advantages and disadvantages of coal




usage.  Basically, however, we do not believe that the ORBES is the appropriate




forum to advocate or denunciate a particular fuel type.






In progressing with Phase II of the ORBES, it is hoped that the problems noted




above are avoided.  Additionally, it appears to us that more time should be




spent in understanding utilities and the context in which they operate.  This




is especially true considering the "grass roots" origins of the ORBES project.




It is important to recognize that no matter what the technological mix in the




future (coal or nuclear,  low or high growth), the impacts of energy development




will be significant.   Utilities are charged with the responsibility  of providing




electricity to meet demand, and they must plan to meet future demand.  Surely,




conservation is of utmost concern, and utilities are presently promoting Its




role and importance.   However,  conservation cannot be forced through limiting




supply.  In other words,  utilities cannot "turn off" electricity in  order to




curb demand unless governmental/societal priorities change.






Given this situation,  it  seems essential that people be informed of  the utilities'




situation in fulfilling their responsibility.  Electrical energy development




occurs in a complex environment where controls and constraints are increasing,






                                  27

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                               -4-
along with energy demand.  This is not to say that the controJs are unwarranted,




but rather to illustrate that adequate communication between utilities and




the general populace would help people to better understand energy development




and its associated impacts.  Perhaps, the ORBES should work toward the




establishment of this communication.   Additionally,  better understanding of




utility operations by the ORBES research team might  clarify some of the




policy issues raised in the summary report.
                              28

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                OHIO RIVER BASIN  COMMISSION
                Suite 208-20                   36 East Fourth Street
                Cincinnati, Ohio 45202              513/684-3831 (FTS)

                                 May 10, 1978
Mr. Boyd R. Keenan
Project Office
ORBES
345 Advanced Computation Bldg.
1011 W. Springfield Ave.
Urbana, IL  61801

Dear Mr. Keenan:

The ORBC staff has reviewed  the  draft report, ORBES Phase I: Interim Findings.
You and Mr. Stukel are to be commended on an admirable job of combining the
findings of so many different researchers.  Most of the summary findings are
generally accepted truths and, with  a few exceptions, we do not take issue
with them.

The finding that there are potential conflicts between power plant sites and
bottomlands along the Ohio River is  not  supported by the Commission's recently
completed Ohio Main Stem Study and its adopted plan.  These indicate that since
the majority of the bottomlands  available are not wetlands or scenic and
recreational areas, there should be  no conflict, on a regional basis, between
preservation of such critical areas  and  industrial development including power
plants.  There is, of course, always the possibility of conflict in specific
instances, but this was known before any study.

Those findings which indicate possible problems with water for navigation due to
increases in irrigation and  power production are in conflict with the ORBC
regional plan.  The best information available to the Commission indicates no
foreseeable problem, even assuming the high energy senario and a reasonable
level of irrigation.

Thank you for the opportunity to comment on this draft.

                                        Sincerely,
                                        ?red  E. Morr
                                        Chairman
                                    29

-------
 **                           UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY
             REGION V
       230 SOUTH DEARBORN ST
   5                             REGION V
  •?*                        CHICAGO ILLINOIS 60601
                                                      MAY
Dr. Boyd K. Keenan
Dr. James J. Stukel
ORBES Project Office
347 Advanced Computation Building
University of Illinois
Urbana, Illinois 61801

Dear Drs. Keenan and Stukel:

In response to your request of April 20, 1978, I am pleased to transmit
the attached comments on the report, ORBES Phase 1: Interim Findings.
Let me preface them by saying that, generally, those who reviewed the
report on behalf of the U.S. Environmental Protection Agency (EPA),
Region V, found it thought-provoking and well-written. The report has
put many important questions before not only this Regional Office and
EPA, but the many people of diverse interests who will be reading it.

We have one significant reservation. The chief concerns of the environ-
mental groups which initiated requests for the study were air quality
and conversion of farmland to other uses.  In general, we do not believe
either of these issues has been addressed adequately yet.

The attached comments are organized by chapter and page number.  Some
comments may be relevant at several places. I know that some of the
matters which we have raised are being considered in Phase II; however,
the comments are included as a way of reinforcing our interest in the
questions to which they pertain. Several suggestions were made for re-
search on solutions to technical problems that were discussed in the
Phase 1 report.  As the detailed investigation of them is beyond the
scope of the report, they have been given to the Regional R&D Represent-
ative for consideration by the EPA Office of Research and Development
in its future program planning.

I know that you and the other members of the core team are already well
into the second phase of the ORBES study, and we will all follow your
work with interest. Jim Phillips and Susan Walker will continue to work
with yoi/? Please feel free to call upon other Region V staff, through
them, LOT additional assistance that you might need.
Sincarely,
   m
                            •/*-
Valdas V. AdamUus
Acting Regional Administrator"

Attachment

                                   30

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                            ATTACHMENT
Table of Contents should be more detailed;  include at least the items  that
are used as side headings within chapters.

Chapter 1 (Summary)

This chapter and the rest of the report would be easier to use, and possibly
some questions would be avoided, if summaries of the basic features of the
scenarios were given near the beginning, rather than left for the appendix.

p. 1    The statement that this report "should not at this point be construed
to represent agency policy" is misleading,  because such reports are never con-
sidered agency policy, even after final publication.

        How much of the projected conversion to urban uses depends on  provi-
sion of a certain level of power?  If such conversion is assumed to be an
independent variable, what evidence exists for the projection?

p. 2    Is the statement about "regionwide" availability of water accurate
regardless of the number of plants and types of cooling systems that they use?

p. 3    Does the statement about transportation account for rolling stock and
other features besides the total mileage of road, track, etc.?

p. 4    Are the last two assertions applicable to the ORBES region as  well  as
nationally?

p. 5    Does the statement about labor supply apply to the ORBES region, the
nation, or both?

        Area sources and fugitive emissions were substantially lacking from
the emission inventory.  Also, changes in emission factors and inventory meth-
odology have taken place.  Therefore, the emissions shown appear to reflect
obsolete methodology, and the conclusions drawn could be erroneous.

        How is the discrepancy between the levels of particulate removal and
of sulfur oxides removal explained?  What level of S02 removal is assumed?

pp. 5-6 If utilities are assumed to be "industries," as they have been re-
ferred to earlier, is the figure for sulfur oxide emissions of 35 percent
from industry correct, even for the FTF 100 percent nuclear scenario?   Where
is the rest coming from?

        None of these seems to take into account controls on other facilities.

p. 6    Why would concentrations of secondary particulates increase under
the low-growth option (especially 100 percent nuclear)?  What difference, if
any, would the mix of fuel sources make?

        Neither the material in this chapter nor the later discussions ad-
dress the air quality problem: the impact of the present and projected air
emissions in the local area, the ORBES region, adjacent parts of the same
                                    31

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                                     -2-

States, or other States.  We are seriously concerned about the ability to
attain and maintain air quality standards.  This is one of the most  impor-
tant questions for the study to address.  It should also consider  the ade-
quacy of existing standards and the need for revisions and/or  additional
standards for pollutants like acid sulfates. This comment also applies to
p. 56.

p. 7    What assumptions are made about the efficacy of the 208 (non-point
source control) program?

        There should be a statement comparing the expected death rates under
either scenario with current rates.

        Population density has previously been stated as low;  therefore, what
is the basis of the statement that "boomtown" conditions would be  expected  in
few locations (regardless of density)?

p. 8    The first statement appears to contradict the last statement on p.  7.

        The implication of the next-to-last statement is that  the  more one
knows about how energy is produced, the less concern one has.   This  is not
necessarily true.

        Although it may be true that no institutional solutions are  available
for some problems, is it true that none are available for any?  Possibly,  the
usefulness of existing solutions has not been tested.

p. 12   How much fuel shifting had actually taken place at the time  of the
embargo?  The implication is that the Clean Air Act and environmental restric-
tions were entirely responsible; however, the impact of the Clean  Air Act  had
yet to be felt significantly, and price and other factors may  have had more to
do with shifts that had occurred.

        The observation that begins "if coal were to be..." is not accurate.

        This discussion obscures the fact that the conclusions presented are
those of the utility industry.  The arguments of the opponents of  energy
facility location in the Ohio River Valley should be given equal attention.

p. 14   If Illinois coal production outside the Basin was taken into account,
should not that in the parts of other ORBES states which are outside the geo-
graphic bounds of the study (e.g., northern Ohio) be considered also?

p. 16   Although methods of power generation other than conventional coal
and nuclear fueled plants may not be in widespread use in the  ORBES  region
by the year 2000, greater attention should be paid to them in  this report.
Thus, for example, there should be more discussion of fluidized bed  com-
bustion and other emerging technologies for using coal, and of forms of
power generation like solar 'and hydro.

p. 18   In general, the issues surrounding increased generation of power
by nuclear plants have been insufficiently treated, as compared to those
                                   32

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                                     -3-

which are raised by coal^fired plants, notwithstanding the disclaimer on
this page.

        The quotation from the University of Louisville report improperly
emphasizes only one side of the argument.  It should be deleted or the
other side should be added with equal emphasis.

Chapter 2 (Impacts on Natural Resources)

p. 21   The rationale underlying the figures for coal extraction and proc-
essing in the two FTP scenarios should be explained.

p. 22    The remainder of the paragraph on subsidence seems to contradict
the first sentence.

p. 24    For purposes of comparison, amounts of land required for disposal
of radwastes should be stated.

p. 27    Do water-removal operations during mining invariably increase the
base flows of streams?

        Additional evidence should be given for the conclusions in the first
paragraph under "water use."

        In the second water use paragraph, the percentage figure is confus-
ing.  Both municipal and industrial use are likely to increase.

p. 27    The assumption that all powerplants, including those presently on
line, will use off-stream cooling may be overstated.  Several plants on the
Ohio and its tributaries employ once-through cooling and it is not certain
that they will retrofit; nor is it certain that all new plants will use
closed-cycle cooling.

         Chapter 1 implies that irrigation rould become "widespread"; there-
fore, the "role of irrigation" should be accounted for here.

p. 29    The problems that could arise under low-flow conditions are not
limited to navigation, but may include recreation, fishery resources, and
potable water supply.

p. 30    Because many existing plants will be in service until the end of
the period, or close to it, their water consumption should have been taken
into account in calculating impacts.

p. 30   Lime and limestone are reactants with sulfur oxides or sulfates,
not fuel.

        The study should not assume  that all plants which burn high-sulfur
coal will be using lime or limestone  scrubbers after 1985.

p. 33   Is the statement about additional exploration and the reserve base
an accepted fact or an assumption?  Would this be  likely to be surface
mined, or would underground mining be necessary?

                                    33

-------
                                     -4-

p. 36   The question of State and local government roles goes beyond just
selection of disposal sites, because they have regulated or attempted to
regulate other matters like transportation of radwastes.

p. 37   The question of water rights and uses is broader than this set of
questions implies.  The consideration of water allocation might be expanded
to cover upstream uses.  Also, re-use of water (e.g., municipal waste treat-
ment plant effluent for irrigation) might be considered.

Chapter 4 (Impacts on Developed Resources)

pp. 38-39  The environmental effects of barge and train unloading facilities
are ignored; however, they can be locally significant.

p. 39   In the paragraph about transportation of nuclear material, the use
of the phrase "flexibility available for routing trucks" is odd.  Transpor-
tation around, rather than through, cities may be required.  (Trucking is
flexible only as compared to railroads, but there is no flexibility in be-
ing forced to change routes.)

p. 46   The cost figures for uranium, and the resultant comparison with coal,
are misleading because the costs of enrichment to make uranium a usable fuel
have not been considered.  Electric power demand for this purpose is huge.

p. 47    Why is employment in the construction industry higher in the FTP
scenario than in the BOM?  This appears to contradict statements on pp.
48-49.

p. 53    An additional question would be: "Should explicit or implied sub-
sidies granted to private users of transportation facilities be modified
or revoked in order to make costs more realistic?"

p. 54    The questions about rates and forecasts do  not get at the basic
matter of regulating demand.  Also, there should be  a question about  the
roles of state regulatory agencies and the factors that go into rate-making.

Chapter  5 (Impacts on  the Biological and Ecological  Environment)

p. 56    The statement about emission rates  appears  to  contradict p.  5.
The criteria for "preferred" sites, as the term  is used in this paragraph,
should be explained.

p. 57    The implied conclusion at  the end of  the  first  paragraph  that re-
placement of old  sources by new will result  in  improvement in air quality
beyond NAAQS requirements may be faulty, in  part because  fugitive emissions
were not considered.

         The second  sentence  in the  last paragraph appears not to  be  direct-
ly related  to  the  rest of  the paragraph.  Formation  of  secondary  particu-
lates  should be  the  subject of a separate discussion.
                                    34

-------
                                     -5-

        "PSD" requirements are used on a "local scale" insofar as they may
be applied to individual plants which may be distant from each other, but
the implications and effects of the policy are not just local.

        The existence of the "offset policy" should be mentioned.

p. 59   There is no column of net totals for future years; therefore, the
reader cannot understand how much air pollution would be present.

p. 62   It would be more appropriate to define the terms "primary" and
"secondary" particulates here, where they are first used, rather than later.
The fact that these particulates are from point sources should be stated.

p. 63   The reference to "secondary" particulates (constituting 1/10 to
1/3 of the mass) should be to "fine" particulates.

p. 64   There is no citation for the reference to conversion of sulfur in
western coal to sulfur dioxide.  EPA Region V Enforcement uses 95 percent
for eastern coal.

        The report appears to be based on the questionable assumption that
the current NSPS limitation on S02  emissions will remain.  The limitation
is likely to become more stringent.

p. 66   The impact of sulfur oxides on vegetation, etc., has been estab-
lished; therefore, the use of the word "may" is inappropriate.

p. 67   The postulated increases in NOg  emissions by the year 2000 range
from 68 to 93 percent.  As they would result in violations of ambient
standards- throughout the ORBES area, it is not likely that such increases
would be allowed.

p. 69   Because the inventory does not account for 20 percent of the HC
emissions, the conclusions may be faulty.

p. 72   CO is primarily, but not exclusively, an urban problem; substitu-
tion of the word "local" might be appropriate.

p. 72   The scenarios studied indicate that the SO.  emissions will re-
sult in a 7 percent increase or one percent decrease relative to 1972. In
light of the mandate given to EPA by Congress to achieve ambient air quali-
ty standards, and their nonattainment today in the ORBES region, the results
cast doubt on the scenarios used in the study.  The numbers of new fossil-
fueled power plants indicated by projected electrical demand cannot be built
in the Ohio River Valley, under present regulations mandated by Congress, if
the standards are not met and maintained.

pp. 73ff  The discussion of the "cascading effect" should be expanded and
broadened.  At the same time, care should be taken to ensure that models
used to determine this effect are accurate.  Although the models are ref-
erenced in the appendix, discussion of methodology would be useful here.

                                     35

-------
                                     -6-

p. 76   Effluent limitations are established for both industrial and muni-
cipal discharges, and applied regardless of the quality of the receiving
waters.  In addition, the phrase "...standards to be set for all major
surface waters..." is too narrow, and is not contained in the Act.

        The last two sentences of the first water quality paragraph imply
that issuance of permits is solely a State function.  As of May 1,  1978,
30 States administer the program and EPA issues permits in the rest.

p. 82   What is meant by "the nature of the receiving waters" (first
full paragraph, line 4)?

p. 83   Evidence should be given for the statement at the top of the page
that "nearly all phytoplankton...are killed...."  This is not necessarily
true.

p. 84   If the statement about organic chlorides is meant to refer  to
chlorinated organics, it is wrong.

        Although total net BOD levels may decrease with improved treat-
ment, population increases may more than offset the effects of treatment.

p. 85   Additional evidence should be cited for the assertion in the sec-
ond paragraph that production of COD from all sectors except forest prod-
ucts and fisheries will decrease.

p. 86   Some estimates of the contribution of non-point sources to  TSS
should be made, because it can be significant.

p. 88   As on p. 84, population growth is likely to more than offset treat-
ment effects; thus, the reductions mentioned here will not occur.

pp. 92-93  The discussion of waste disposal for the nuclear fuel cycle over-
looks evidence of accidental releases and/oi leakage of radioactive wastes.
In addition, it ignores the controversy over both existing and future dis-
posal sites, and the problem of perpetual, as well as complete, confinement.

p. 94   The question about institutional mechanisms implies that existing
mechanisms are inadequate.  In addition to consideration of changing insti-
tutional patterns, thought should be given to accommodating existing mech-
anisms to new problems.

p. 95   The rationale for a regional siting mechanism should not be solely
the avoidance of regional-scale impacts.  In addition, this question and
the third question appear to be virtually identical.

        The 1977 amendments to the Clean Air Act moot the second question.

p. 96   What is meant in the first question by "water quality goals?"  How
do they differ from standards?
                                   36

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                                     -7-

p. 97   Public health is a different question from economic and social im-
pacts, and a separate chapter should be devoted to it.

p. 104  The paragraphs on loss-of-coolant accidents and safety in general
are too sketchy.  The discussion of the criticisms of the Rasmussen report
(about which EPA had serious reservations, expressed in a letter to the
Atomic Energy Commission on November 27, 1974, signed by the Deputy Assist-
ant Administrator for Radiation Programs, and subsequent correspondence)
is inadequate.

        In the last sentence, not only are the long-term effects of waste
disposal uncertain; the questions about methods and siting of waste dis-
posal are unresolved.

p. 107  Is the assumption of a zero occupational disease rate in the coal-
fired cycle reasonable?

p. 108  Some of the energy facilities envisioned in the scenarios, particu-
larly BOM, are quite large.  Could not their configurations resemble a
"power park" and thus possibly induce "boomtown" conditions?

P. 112  Additional evidence should be given for the conclusion that urban-
izing, economically diverse, etc., communities "will probably be most recep-
tive to energy facility development...," as opposed to best able to accom-
modate it.

p. 117  There is not necessarily a conflict between local and regional policy
in energy facility decision making, although that might occur.

p. 119  To the second question might be added the clause, "and if so, which
level?"

        In the first question, the tradeoffs are not just, as this implies,
between health abuse and employment, but health abuse and the need for energy.
                                    37

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                     INDIANAPOLIS POWER 8  LIGHT COMPANY

                          35 MONUMENT CIRCLE  P O BOX IS95B

                             INDIANAPOLIS. INDIANA 46206
    CARL B VANCI
FXRCUTIVE VICE PfirSIOI NT                    Maw 19  1 Q7R
    OPERATIONS                         i ioy 11,  i s/ o                          III?J ((|r; (i(|()(t
  Dr. Boyd R. Keenan
       and
  Dr. James J. Stukel
  ORBES Project Office
  345 Advance Computation Building
  1011 West Srpingfield Avenue
  Urbana, Illinois  61801
                             Subject:  Comments on ORBES Phase I
                                       Interim Findings Volume I-A, 1977
  Gentlemen:
        There is no doubt that the compilation of the widely diverse ORBES
  Phase I study is a monumental job.  The opportunity to serve on the Advisory
  Committee for this group is an honor and a challenge.   Having attended, or
  been represented, at many of the Core Team meetings, I feel the obligation to
  point out some of the areas where it is felt that the study findings deviate
  from the work presented at the Core Team meetings.   Although there are many
  points which can be addressed, I have attempted to  address those of a more
  general nature rather than a full editorial commentary or critique of the
  intergrated summary report.

        One of the most striking problems that appears in the summary report is
  the negative approach taken on many of the issues where both positive and neg-
  ative factors occur.  As an illustration of this point, consider the extensive
  discussions regarding the problems expected under the high energy growth scenario
  with respect to the labor necessary for maintenance of high growth.  After reading
  such a discussion one is lead to believe that it will  pose insurmountable problems
  in developing such a labor force.  However, the positive side of the same findings
  is that many additional jobs will be created and a  healthy stimulation of the
  economy will occur because of the creation of such  demand for labor.

        It is disturbing to note the means of presentation of the high and low
  growth studies as being options available to the reader.  It is strongly recom-
  mended that the word "option" be replaced with the  more correct word "scenario,"
  which was nearly always used in the explanation of  the two growth patterns
  selected for the study.  Neither was presented as an option to be controlled or
  otherwise interjected upon the economy, but as boundaries between which the ORBES
  researchers felt that the actual  growth conditions  would occur.  The presentation
  of such boundary conditions as options is inconsistent with the philosophy of the
  scenario development.  The handling of the designation of "growth options" versus
  "growth scenario" is inconsistent throughout the intergrated summary report and
  should be edited to replace "option" with "scenario."
                                        38

-------
Dr. Boyd R. Keenan
      and
Dr. James J. Stukel                    2                    May 12, 1978
      An underlying assumption is the economic analysis of the ORBES Phase I
report that remains unsatisfactorily supported is the assumption that the gross
national product under either the high energy or low energy scenario will remain
the same.  It is difficult to imagine that the ORBES region gross national product
will remain the same with both the high and low growth scenarios.  The very
factors alluded to in the study regarding the much more extensive demands on
labor and capital to maintain the higher energy growth scenario would lead any
reader to believe that the economy and gross national product of the region would
be greater under the high energy growth scenario.  The massive sum projected  to be
spent on capital equipment and labor, both operational and construction, must roll
through the regional economy to create substantial multiplying effects, which can
be easily visualized.  However, to assume in the low energy growth scenario that
other sectors of the economy will somehow magically increase to produce the same
multiplying stimulus upon the economy does not appear likely or reasonable.  In
short, the scenario  development on the effects on regional/national employment
under the two energy scenarios does not wring out when testing both scenarios
for the same gross national product.  Quickly comparing the employment chart  on
page 47 of the report shows apparent inconsistencies in the forced national pro-
duct equality assumption.  Household appliances being ranked No. 1 in increased
employment effect appear to be inconsistent with the idea that per capita electric
energy is available for public use.  Water and sewer companies are among the  bigger
electric users and are ranked No. 2, while a multitude of service and building
sectors are ranked high in the increased employment areas.  These same sectors
have traditionally stimulated the greatest electric demand growth, and as such
appear inconsistent with the reduced employment and growth in the electric utility
sector.  In further questioning this assumption, I am attaching for the record
the remarks of Mrs. Margaret Bush Wilson, Chairman, National Board of Directors,
National Association for the Advancement of Colored People, given in Houston,
Texas on April 10-12, 1978.  This statement directly relates the effect of energy
policy upon the minority employment and is an area wholly unaddressed by the  ORBES
study.  It appears that some comparison of the high energy versus low energy
scenarios regarding the employment on large minority groups is in order.  It is
my considered opinion that the higher energy growth in reality will provide much
better opportunities for employment of such minorities and all other social sectors
of the economy.  The indictment of the high energy growth scenario ignores these
effects and rather assumes that the low energy growth scenario will magically
develop other opportunities for employment.  The question that arises immediately
is what happened to the unemployed sector of the economy?"

      The section entitled "Illustrative Policy  Issues" is not a finding and
as such should not be included in an interim findings report.  Most are questions
which have faced society for many years and the  re-statement of such questions as
ORBES findings are neither correct nor appropriate.

COMMENTS ON INDIVIDUAL REPORT ITEMS

      The following comments are not all inclusive, but reflect items which are
questionable regarding the Phae I Interim Findings.

                                      39

-------
Dr. Boyd R. Keenan
       and
Dr. James J. Stukel                    3                May 12, 1978


      The findings in the "Public Health, Economic, and Social Impact" sections
are rather vague regarding their meaning and tend to mislead the reader.  For
example, the findings that "the high energy growth option would more than
double the expected premature deaths when compared to those expected under the
low energy growth option only addresses a portion of the question and recites
an obvious finding.  That is, if on the average one person is killed during the
construction of an energy facility then if twice the number of facilities are
built twice the expected premature deaths occur.  However, the oversite in the
study is that if jobs and industrial developments occur in other sectors of the
economy under the low energy growth option to maintain the gross national product
these will also result in some premature deaths.  No job or work catagory is com-
pletely without risk and the increase in other sectors may well be interpreted as
increasing the expected premature deaths in the other sectors.  Likewise,  the
comments regarding "most experts agree under normal conditions, the coal fuel
cycle is responsible for more premature deaths than is the nuclear fuel cycle"
is neither profound nor unexpected.  The greater employment in coal mining and
transportation facilities obviously leads to greater exposure because of the
greater employment.  If more people are out of work, there will likewise be
fewer job related mortalities.  To couch the coal fuel cycle as being responsible
for more premature deaths than the nuclear fuel cycle is similar to comparing the
number of premature deaths occurring on the job between the hours of 8 a.m., and
5 p.m., as compared to the number of premature deaths occurring on the job between
the hours of 12 midnight and 8 a.m.  Although some validity remains with the argument
that certain jobs inherently contain higher risk than others, intensive investigation
of such items is not apparent.  It is my opinion that all  deaths are premature, but
many means are being explored by both the government and industry to reduce the
inherent risk in all  jobs via corporate safety planning and OSHA regulations.

      The statements regarding the reclaimation of land requiring many years for
farmland to be returned to reasonable level of productivity is incorrect.  Under
the Surface Mining, Recovery and Control Act any miner is  mandated to return land
to within 90% of its original productivity within five years.  This appears to be
a requirement of the Act for mining and not merely a goal  to be attempted.

      Under "Water Use" page 27 a great deal of study has  been conducted regarding
the consumptive use of the plants.  In actuality what has  been termed consumptive
use is the evaporation from the generating system cooling  towers installed to
reduce the effect of any heated discharge on the rivers. This evaporation at any
given point may appear to be a loss; however, this water,  as with other water
evaporated, is returned to the ground in the form of precipitation and is not
truly consumed.  It would be naive to think that none of the evaporation from a
plant along the lower Ohio valley would not be reprecipitated within the ORBES
region.  Likewise, some of that evaporated in the upper Ohio might well move into
other water regions as might also be expected to occur into the ORBES regions from
other air movements.   Although these effects may not lend  themselves to adequate
quantification they may not be omitted as not in reality occurring.  It is recom-
mended that "consumptive losses" be changed to evaporative uses.   The problems posed
regarding irrigation are not as profound as might be expected.
                                       40

-------
Dr, Boyd R, Keenan
      and
Dr, James J, Stukel                    4                  May 12,  1978


      If attempts were made in the development of massive irrigation projects,
it would require substantial quantities of electric energy to move the water
from the rivers to the irrigated land.  If enough irrigation is pursued the
river will be lowered, in which case society will be faced with balancing
the distribution of the water resource.

      Under the "Coal Designation" on page 31, the statment is made that most
utilities would choose to import low sulfur coal than employ flue gas desul-
furization.  Regardless of what most utilities choose the Clean Air Act
Amendments of 1977 leave the utilities with no alternative as far as flue gas
desulfurization.

      The section regarding "Regional Employment" on pages 48 thru 53 was
discussed earlier in these remarks.  Here again, only the negative aspects of
the increased employment is discussed and the problems of using "scenario" versus
"option" is apparent.  The graph on page 51 does not present two distinct options
but represents the boundary conditions identified in the study assumptions by the
ORBES researchers.

      With  regard to the impact of sulfur dioxide alluded to on page 66, it should
be noted that these negative  impacts are only discernable above certain concen-
tration levels, as alluded  to in the last sentence of the third paragraph. In
addition,  some sulfurate depositions may have beneficial impact in certain areas
where the  farmers must periodically treat fields with sulfur bearing compounds
to neutralize the ground.

      The  discussion regarding sulfur oxides and nitrogen oxide emissions from
power plants on page 68 although mathematically correct, does  not  reflect the
reality that a shift in emission sources from tall  power plant type  stacks to
automotive and shorter industrial sources may reflect in the case  of the low
energy  scenario substantially worse  ground level concentrations than would be
expected  from the  14% higher  total emission which would  be emitted from  taller
utility sources.

      On  page 72  and 73  the discussion  regarding the corridor  effect/sub regional
effect  contains  several  problems.  The  adequacy of  the wind  data  used  in deter-
mining  the corridor  effects by Tecknekron  is  subject to  significant question.  In
addition,  the models used  to  project the concentration were  never calibrated or
validated for  such extensive  distances  as  the corridor  shown.   In  addition,  the
report  leaves  significant  question  by quoting 12 hour concentration rather  than
24 hour,  which  are the  basis  for  the ambient  air standards.

      The discussion of  NQX on  page  102 is approaching a  medical  opinion over
which there is  considerable controversy.   EPA has  little unequivocable data
upon which they  can  rely to such  standards.   Most  of the human studies show
no health effect  at  low  levels  of NOg and  those that do  (VonNieding and  Orehek)
have  serious deficiencies  and have  not been  replicated.   Delving  into such
medically related health studies  appears  to  be  beyond the  scope of the ORBES
charge.

                                      41

-------
Dr, Boyd R,  Keenan
      and
Dr. James J, Stukel                     5                  May  12,  1978
      I hope the above suggestions will  be of assistance in  your  revision
of the draft ORBES Phase I Interim Findings.   If you have questions  regarding
my comments or we may be of assistance,  please contact me or Mr.  McKnight.

                                       Very truly yours,

                                       INDIANAPOLIS POWER &  LIGHT COMPANY
                                       Carl B.  Vance   w'
                                       Executive Vice-President - Operations

CBV:RAM:lb
                                      42

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    COMMENTS BY




PHASE I RESEARCHERS

-------
24 May 1978
                     INDIANA  UNIVERSITY

                     School of Public and Environmental Affairs

                      ENVIRONMENTAL SYSTEMS APPLICATION CENTER
                       III.OOMINR1 ON. INDIANA 47401
                                                           TtL. NO. 812	337-9»8J
TO:    Boyd Keenan
       James J. Stukel
FROM:  John F. Fitzgerald

SUBJECT:  Comments and suggested changes on  Interim  Report
p. iii - The first paragraph of the preface  states,  "Funding  for
         the project is being provided through grants  from the
         U. S. Environmental Protection Agency  (EPA) to  the
         Universities involved.  The statement should  read
         "... EPA and the Universities  involved."  Indiana
         University can document many thousands  of its own hard
         dollars that have been put into  the ORBES effort  including
         and in excess of the required 5% cost sharing provisions
         of the contracts.  Most of the other Universities can do
         the same.

p. iii - The third paragraph of the preface, first sentence should
         read, "Concerns of residents living on  the  shores of the
         Ohio River prompted Congress, through Senator Birch  Bayh,
         to support the project.

Chapter 1, page 2 - Add to "potential land use conflicts"  the
         continuing conflicts between unwilling  property sellers
         and the utility-courts bloc under eminent domain i.e.,
         the continuing involuntary loss  of  homesteads and other
         property by citizens.

Chapter 1, page 3 - The second item reads, "... there  is a  suffi-
         cient amount of this fuel  (coal) in the ORBES region to
         supply regional energy conversion facilities  for several
         hundred years."  It is noted that the  impact  of such
         utilization is not mentioned under  the  Chapter  1 headings,
         "Impacts on Developed Resources," or  "Impacts on Ecological
         and Biological Environment."  For continuity  of examination
         of "several hundred years" of utilization,  some sort of •
         extrapolation should be made in  these additional areas.
                                 44

-------
Boyd Keenan
James J. Stukel
24 May 1978
Page 2
Chapter 1, page 3 - The discussion on uranium prices should not be
         couched with cost of uranium use.  These items "price" and
         "cost" will probably be separate items of discussion.  In
         the former only the exchange value of the resource will be
         a consideration.  When looking at cost, however,  other
         items not internalized in "price" should be considered.
         Price can fluctuate widely for an exchangeable commodity
         dependent upon production costs associated with extraction,
         transportation, conversion, waste disposal, etc.   Cost can
         include these items but may additionally include external
         costs not necessarily associated with price which typically
         reflects only internal costs.  External costs should also
         be valuated e.g., environmental  (aesthetic) degradation,
         health care costs, depression of competing money competitors
         and subsequent multipliers, etc.

         It would be advisable to make these "price" and "cost"
         considerations carefully not only with uranium but also
         with other energy resources that are considered.   External
         costs are often the same as social costs and these are the
         preeminent issues to be studied in the formulation of public
         policy.  In fact, the determination and management of social
         costs are the only business of public policy makers.  When
         the final report for the ORBES is written this will be the
         focus of the conclusions and policy recommendations to the
         Congress and EPA.  The study should avoid the tendencies
         to place too much analytical effort on identifiable internal
         costs that are themselves subject to wide variation in both
         short and long time periods.

Chapter 1, page 8 - On local acceptance of power plant construction:
         Is acceptance a function of perceived economic benefits or
         an absence of an environmental ethic?  Can communities be
         identified by the exposure to environmental and conservation
         education and correlations drawn on acceptability of indus-
         trialization?  This is an area that deserves more exploration
         i.e., does exposure to a different perspective alter the
         perceptions and preferences of people in an economics-or-
         environment situation?  Who should be involved in the public
         education process relating to environmental protection and
         values?  The primary schools?  The university?  State govern-
         ment?  Public interest groups?  Should this environmental
         ethic be promoted at all as opposed to a development ethic?
         What kinds of induced stimuli should the population receive
         in the energy-environment question?  If it is permissible
         to induce reactions with commercial commodity marketing,
         is it also permissible to do the same for public policy
         issues?  Is it already being done by the energy companies
         or environmentalists?
                               45

-------
Boyd Keenan
James J. Stukel
24 May 1978
Page 3
Chapter 2, page 9, third paragraph. - This is redundant; it is already
         in the introduction and in Appendix E.

Chapter 2, page 18 - The last two sentences of this page are super-
         fluous.  Are the authors writing a report or an apology?

Chapter 3, page 36 - Under the land use category in illustrative
         policy issues, are all of the points subsets of the fifth
         item?  "How can individual rights best be balanced against
         the use of eminent domain for energy related facilities
         to promote the public good?"

Chapter 4, page 45, 1st paragraph, last sentence - The word "entirely"
         should be eliminated and the word "possible" should be
         placed in front of the word "order."  This sentence should
         convey the tentative nature of long term economic projections.
         Even this tentative statement remains generally true only
         if market adjustments do not occur; there is little chance
         of that happening.

JFF:dv

cc:  J. C. Randolph
                                46

-------
University of Illinois at  Urbana-Champaign

Engineering Experiment Station                                           106 Engineering Hall
OFFICE OF THE DIRECTOR                                              JiSm" w?' 6'8m
                                           May 15,  1978
Professor James  J. Stukel
Professor Boyd R. Keenan
Ohio River Basin Energy Study
345 Advanced Computation Bldg.


    •Jack Desmond and I have reviewed Volume I-A of the Ohio River Basin Energy
Study entitled "Phase I: Interim Findings" dated November  1977.  The report was
also distributed and comment solicited from the Urbana participants in Phase I,
Task 2.   Since the report has been distributed to Professor James Hartnett of
the Circle campus, I will assume that he and his group will respond directly to
you.

     The general reaction is a favorable one acknowledging that the integrating
process  was clearly a very difficult one.  We were delighted to see much of the
Illinois report  in evidence in the current volume.  On behalf of the Urbana
group I  would like to convey to you two specific concerns  raised by individual
members  of our research group.

     The first is a statement prepared by Professor Wayne  Davis who served on
the Urbana task  group and dealt primarily with an assessment of impacts upon
air quality.  Professor Davis' statement is as follows:

          As a contributing researcher to the ORBES report, I find the
      basic presentation of the air quality section credible, but with
      one major fault.  In the detailed discussion of the emissions
      arising from the proposed scenarios (which constitutes the major
      portion of the section), aggregate data was presented for the
      ORBES region as a whole.  Though it poses some interesting
      insights, particularly when this data is compared to the national
      average data, it does not represent the true consequence of
      either scenario and its associated siting configuration.

          Under  either of the proposed scenarios,  there will be a congre-
      gation of new power generating facilities along the river corridors
      in ORBES  region.  The percentage increase in emissions along these
      corridors will be far more significant and assuredly greater than
      that for  the ORBES taken as a whole.  The effect of presenting the
      data as given in this report is to average these increases over an
      area which includes subregions that are unlikely to be significantly
      influenced by the short-range transport phenomena of the primary
      pollutants from a nearby source.  It will be admitted, however, that
      the total region must be affected to some degree by the long-range
       transport of secondary pollutants.  Thus, it is felt that a similar
      analysis  for primary pollutants with specific subregions, particularly
       the river corridors, would be far more enlightening.


                                    47

-------
Professor James J. Stukel
Professor Boyd R. Keenan             -2-                         May 15,  1978
          It should be stated that the above observation was the major
       reason for this researcher's proposing to investigate the cas-
       cading effect of the proposed new sources along the river corridors.
       It is realized that the models utilized in the discussion of this
       effect were rather crude yet they did indicate air quality problems
       on the horizon.  One important point should be emphasized:  the
       model (the results of which are discussed in this section of the
       ORBES report) included increments in ambient pollution levels
       resulting from new power generating facilities only.  Time did not
       permit an attempt to ascertain the present level of pollution in
       the region.  Nevertheless, recent developments in the Ohio River
       corridor highlight the current situation.

          1.  Several existing facilities (which are unlikely to be
              retired under any scenario in the near future) are in
              violation of present standards and are the subject of
              current administrative action by the EPA.

          2.  Already in some areas along the Ohio River either action
              is pending or has been taken to severely limit the
              emissions from any new source in the area.

       The above statements provide one important conclusion: the air
       quality along many of these river corridors is already significantly
       deteriorated.  This leads to one final conclusion by this researcher
       that neither of the proposed scenarios can or should be implemented.

It seems to me that Professor Davis makes a very valid point.  One of the
significant contributions of our group to the Phase I Study was the identifi-
cation of both the cascading and the corridor affects and while the present
reports touches on subregional impacts, most of the findings are weighted
toward averaging pollution levels for the entire region.  Professor Davis1
work provided us with a warning which could be better highlighted.  Present
and potential pollution levels, require that the utmost care be used in
siting future power plants to avoid the subregional concentrations which are
likely to occur.

     Professor Judith Liebman who assessed impacts upon transportation facilities
in Phase I wishes to submit the following statement:

          I disagree strongly with the summary statement on page 3 that
       'the transport of coal and of industrial supplies and products
       within the ORBES region would not overly stress the existing
       regional transportation system.1  It might not overly stress an
       efficient transportation system—but the existing system is far
       from efficient.  I think that, for example, there is very little
       additional capacity in the waterways.  As for the railroads,
       enough lead time to build the necessary hardware would be needed.

Here again, I believe that a valid point is made.  The potential problems of
burdening our existing transportation systems have been under emphasized in the
present report.

     Now I would like to provide some general reactions to  the report.  While
the document is clearly labeled as one dealing with interim findings, I see no

                                     48

-------
Professor James J. Stukel
Professor Boyd R. Keenan             -3-                        May 15, 1978


statement in the document (which we were always careful to include in our own
reports) that the approach of Phase I was one of a mini-technology assessment
which gives great emphasis to breadth of the work rather than its depth.
Phase I was predicated upon the research philosophy of identifying the
boundaries of many problems as a preface to the deeper work which would be
conducted in Phase II.

     Within this framework, the summary conclusions assembled in Chapter 1
flow fairly well; that is, one begins to get a bounded view of the kinds of
problems that are likely to exist in the year 2000 under a set of prescribed
alternate futures.  Phase I provided a valuable foundation for the work which
must follow.

     I have some difficulty with the sections dealing with illustrative policy
issues.  They strike me as a series of very broad rhetorical questions.  Conse-
quently, I can find no solid ground upon which to argue against or defend the
propositions raised.  I have particular difficulty with issues raised which
appear to have no antecedent coverage in either the narrative or the summary
findings.  I find it a bit disconcerting without any prior discussion to find
subjects such as the wisdom of the continued use of eminent domain and need
of "protecting" the public interest with regard to the breeder reactor
mentioned for the very first time in the issues section.  In addition, I am not
sure what implication one is suppose to draw from these lists of questions.  Is
it intended that they be dealt with in more definitive fashion in Phase II?

     My own preference would have been to include illustrative policy questions
which followed rather directly from the narrative and preliminary findings.

     Irrespective of this expression of concern, I think the Phase I work and
the integrated report which has been assembled provides a most valuable prelude
to the much more intense research which is being conducted in Phase II.
                                            Ross J. Martin
                                            Associate Dean and Director
RJM/ph

cc:  W. J. Davis
     J. J. Desmond
     J. P. Hartnett
     J. C. Liebman
     J. S. Liebman
                                    49

-------
                             UNIVERSITY OF LOUISVILLE

                                 LOUISVILLE, KENTUCKY

                                        40208
 COLLEGE OF ARTS AND SCIENCES
 DEPARTMENT OF PHILOSOPHY
                                                                 May 9, 1978
  TO:  Boyd R. Keenan
       James J. Stukel
       ORBES Project Office
       345 Advanced Computation Building
       1011 West Springfield Avenue
       Urbana, Illinois

FROM:  K. S. Shrader-Frechette
       ORBES Phase I Researcher
       University of Louisville

  RE:  Comments on ORBES Phase I Integrated Summary Report

            Enclosed are my nine pages of comments, "The Ohio River Basin
       Energy Study: Methodological and Ethical Problems," regarding the
       ORBES Phase 1^: Interim Findings.  I appreciate this opportunity for
       Phase I researchers to have their unedited remarks published as Volume IV
       of the Phase I Report to be forwarded to EPA.

            Since the Interim Findings (pp. 18, 103) indicated that problems
       regarding nuclear power and low-level radiation will be treated in
       Phase II, I am most interested in seeing further volumes of the ORBES
       reports.  Key social, ethical, and policy issues still need to be
       addressed, and the ORBES team must include health-radiation physicists,
       biologists, political scientists, environmental lawyers, and philosophers,
       if these questions are to be treated adequately.  Best wishes for ORBES
       success.

                                         Sincerely,
                                          /.
                                         K.  S.  Shrader-Frechette
                                         Associate Professor
       KS-F:ehw

       cc:   H. T.  Spencer
             C. Leuthart
             F. Hauck
                                        50

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                     The Ohio River Basin Energy Study:
                     Methodological and Ethical Problems

                         K.  S. Shrader-Frechette
                         Associate Professor
                         Philosophy of Science
                         University of Louisville
1.0  Introduction
     The purpose of this analysis is to present a methodological critique of the
Ohio River Basin Energy Study, Phase I.  Although a great many positive remarks
could be made regarding this multi-volume, multi-university, multi-disciplinary
study, the object of this discussion will be to provide a context for improving
the quality and objectivity of the final technology assessment given in the
ORBES summary.  To this end, two key questions will be investigated:  (1) Were
all factual or scientific parameters of major relevance to the study taken into
account?  (2) Were there any questionable evaluative assumptions implicitly built
into the technology assessment?  Question (1) addresses the completeness of the
scientific methodology employed in the study, whereas question (2) focuses on
the objectivity of the ethical and evaluative presuppositions implicit in it.

2.0  ORBES Methodology and the Criterion of Completeness

     Completeness is an important criterion for evaluating any technology assess-
ment since policy alternatives, such as those provided by the four energy scenar-
ios of this study, usually involve highly complex tradeoffs.  The relative value
of any component in the tradeoff can be skewed if the overall problem is defined
incorrectly or incompletely.  Ignoring one of several key parameters could mean
that other factors are given undue weight and that an apparently desirable policy
option is in  fact undesirable once all relevant parameters are understood.

     In  the case of the ORBES Phase I Report, this lack of completeness  is
especially evident in Chapter Six of the assessment, "Public Health, Economic,
and Social Impacts."1  There are key omissions of data in each of these  three
categories; once these defects are remedied,  it is possible to draw  conclusions
quite different from those of ORBES Phase I regarding  the health, economic,  and
social impacts of  the various energy scenarios.

     With respect  to health  impact, at  least  four basic  types of  data, essential
to evaluation of nuclear  technology, were not included:   (1) complete  information
on the probability of a core melt, as  taken  from  the Rasmussen Report, WASH  1400;
 (2) health effects of a core melt as taken  from  the update  of WASH  740,  the  Brook-
haven Report; (3)  The American Physical Society  Study  on Light-Water Reactors;
and  (4)  results of tests  on  the  emergency core cooling system  (ECCS) for nuclear
reactors.  Treatment of  (1)  is essential since the current  ORBES  Phase I report


 1J. J.  Stukel and  B. R. Keenan,  ORBES  Phase I; Interim Findings,  Washington, D.  C.;
  Office  of Research and Development, U.  S.  Environmental Protection Agency,
  November,  1977,  pp. 97-121.
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is misleading regarding accident probabilities.  It states that "the Rasmussen
Report predicts that a core melting accident has a probability of about 1 in
20,000 per reactor year."2  While correct, this statistic gives only a year-by-
year probability of a core melt for one reactor.  Using the same Rasmussen data,3
it is more meaningful to compute the probability that a core melt will occur in
one of the 60 plants now operating during their 30-year lifetime.  Using the
formula for the probability of mathematically independent events, P (a core melt
in at least one of 60 reactors over a 30-year lifetime) = 1-P (no core melt in any
of the 60 reactors over a 30-year lifetime), one obtains P (core melt) =
l-(l-(l/20,000))1800 = 1-.9139 = .086.  Thus even if reactors now under construc-
tion and now planned are not built, there is still an 8.6% probability of a core
melt in the 30-year lifetime of one of the reactors now operating.  Given this
8.6% probability, the chance of a core melt is approximately 1 in 12.  Using the
same mathematical formula and the same Rasmussen probability (1/20,000) per
reactor-year, one obtains the following results.  The probability of a core melt
in the 30-year lifetime of 100 plants (assuming 60 now operating and 40 under
construction) is .1393 or 14%.  This means that for 100 reactors, the chance of a
core melt is approximately 1 in 7.  Similarly, the probability of a core melt in
the 30-year lifetime of 350 plants (assuming 60 now operating, 40 under construc-
tion and 250 being planned) is .4085 or 41%.  Thus for 350 reactors there is almost
a 50/50 chance of a core melt some time in the 30-year lifetime of the plants.
Given this more accurate mathematical data regarding core melt probability, it is
misleading for the ORBES Phase I report to provide only single-year, single-reactor
probabilities, and then to conclude that nuclear accidents "have a comparatively
low probability of occurrence."**

      A second respect in which the ORBES Phase I report provides incomplete
information regarding the health impact of a nuclear accident is in its omission
of data from the Brookhaven Report, WASH 740.  Updated in 1965, the Brookhaven
Report contradicts statements made in the ORBES Phase I findings that a core melt
accident could "cause 110 early fatalities, 300 early illnesses, and property
damage of $3 billion," and "would necessitate decontamination of about 3200 square
miles and relocation of the population over an area of about 250 square miles."5
According to the Brookhaven Report, there would be 45,000 early fatalities, not
110; 100,000 early illnesses, not 300; from $17 billion to $280 billion in property
damages, not $3 billion; and contamination of an area the size of Pennsylvania, not
merely contamination of 250 square miles.°


2Stukel and Keenan, op. cit., p.  104.
3See U. S. Nuclear Regulatory Commission, Reactor Safety Study - An Assessment of
 Accident Risks in U_. S^. Commercial Nuclear Power Plants, Report No. WASH-1400
  (NUREG-75/014), Government Printing  Office, Washington, D. C.   (1975).
^Stukel and Keenan, op. cit., p.  97.
5Stukel and Keenan, op. cit., p.  104.
6Brookhaven statistics are given  in James Elder, "Nuclear Torts: The Price-Anderson
 Act and  the Potential for Uncompensated  Injury," New England Law Review,  11
  (Fall, 1975):  111-135, esp.  127.  See also Summary Report of the U. S. Atomic
 Energy Commission, "Reactor  Safety Study," Atomic Energy Law Journal,  16  (Fall,
  1974): 201-202.
                                       52

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     ORBES omission of the WASH 740 data is even more significant when one realizes
that the ORBES findings also omitted the American Physical Society report on Light-
Water Reactor Safety.  The APS results are consistent with those of the Brookhaven
Report.  Moreover the APS study was done at the same time as the Rasmussen Report;
it was performed by a group of the most prestigious nuclear scientists in the world,
while the Rasmussen Report was done by nuclear proponents under AEC contract.  The
APS explained why WASH 1400 was able to reduce predicted catastrophic effects of a
nuclear accident, viz., it ignored relevant data treated in WASH 740.  Because of
the mathematical errors inherent in the obsolete "fault-tree analysis" of the Ras-
mussen Report, and because of a number of implausible assumptions (e.g., complete
evacuation; downward fuel melt; no incidence of sabotage; no irradiation of special
tissues; downwind  radiation lasting only one day; no resource contamination through
land and water, etc.), the APS rejected the Rasmussen Report.7  The independent,
American Physical Society estimates of deaths, cancers and genetic damages arising
from a nuclear accident are as much as 100 times greater than those given in the
Rasmussen Report and cited in the ORBES Phase I findings.  It is not clear why the
ORBES Phase I results failed to treat the only reactor safety study done by a non-
advocacy group (the APS) and why it Included the Rasmussen, but not the Brookhaven
findings.

     A fourth respect in which the ORBES assessment (of energy-related health im-
pacts) is incomplete is in its failure to cite results of tests of the emergency
core cooling system (ECCS) of nuclear reactors.  Disastrous consequences, such as
those cited above, are avoidable only in the event that the ECCS functions properly.
Hence the ECCS is, in one sense, the most essential parameter relevant both to
assessing the  numerous studies on light-water reactor safety and to evaluating
the health impact of nuclear plants.  In making the assumption that a nuclear
accident has an extremely low probability of occurrence,8 the ORBES Phase I report
erred in not mentioning a second assumption essential to the first, viz., that the
ECCS functions as intended.  The ECCS, however, was not mentioned at all; this
omission appears significant for at least three reasons.  First, no full-scale
empirical tests of the ECCS have ever taken place.9  Secondly, all Of the small,
scale-model tests (six of six) of the ECCS have failed.10  Third, the full-scale
model tests would be "possibly very destructive" and nuclear proponents are un-
willing to take this risk.11
 7Lewis, H.W., ^t ai. "Report to the American Physical Society by the Study Group
  on Light-Water Reactor Safety," Reviews of Modern Physics, 47(Summer 1975), Sl-
  S124. Study Group on Light-Water Reactor Safety,"Nuclear Reactor Safety - the
  APS Submits Its Report," Physics Today, 128(July 1975): 38-43.
 8Stukel and Keenan, op. cit., p. 97.
 9Sheldon Novick, The Electric War, San Francisco, Sierra, 1976. J. Primack and
  F. Von Hippel, "Nuclear Reactor Safety," The Bulletin of_ the Atomic Scientists,
  30(0ctober 1974): 7-9.  See also M. Bauser, "United States Nuclear Export Policy:
  Developing the Peaceful Atom as a Commodity in International Trade," Harvard In-
  ternational Law Journal, 18(Spring, 1977): 51.
 'Oprimack and Von Hippel, up. £jl_t., pp. 7,9.  J.J. Berger, Nuclear Ppwoj; Palo Alto,
  Ramparts Press, 1977.
 ^Nuclear proponents F.H. Schmidt and D. Bodansky (The Energy Controversy;  The
  Fight Over Nuclear Power, San Francisco, Albion, 1976, pp. 139-42) explain clearly
  that high risk is the reason for failure to conduct proper ECCS tests.  Novick,
  op. cit., p. 192 also quotes industry and government leaders who subscribe to the
  same explanation.
                                      53

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     In addition  to  the omissions regarding health impacts, the ORBES Phase I
 findings are incomplete in their assessment of the social consequences of energy
 development options.  At least two important impacts in this area have been neglec-
 ted, viz., civil  liberties problems arising from the uranium/plutonium fuel cycle,
 and possible due  process violations resulting from the federal preemption doctrine
 as applied to Nuclear Regulatory Commission jurisdiction.

     Although the ORBES Phase I assessment of social impacts mentions the possi-
 bility of terrorism  and sabotage of nuclear installations,12 there is no treatment
 of civil liberties violations which might ensue as a result of safeguarding reactors
 and fuel against  such threats.  Although this problem is not quantifiable, it is a
 very real legal-political-social "cost" of nuclear generation, and hence must be
 included in any cost-benefit analysis of social parameters affected by development
 of nuclear energy.   Several authors have already pointed out that in Texas and Cali-
 fornia, local police forces have kept an eye on people at the request of power com-
 pany officials, and  that, although the authority was refused, the Virginia Electric
 Power Company recently asked the state legislature for police power which would
 allow it to arrest people and search their homes.13 Carl Walske, President of the
 Atomic Industrial Forum (and hence the top spokesperson for nuclear industry),
 thinks we need a new federal police agency solely to deal with problems related to
 Plutonium and enriched uranium.  The Nuclear Regulatory Commission also contends
 that balancing the need for public protection against the necessity for intrusion
 of government into personal liberties is "one of the most difficult and delicate
 questions confronting the Commission."11*

     A second major difficulty with the "social impact" section of the ORBES Phase I
 study is its omission of the legal, political,  and social consequences relevant to
 increased controversy over the federal preemption doctrine.  Largely as a result of
 several landmark cases,  such as Marshall v_.  Consumers Power Company, First Iowa Hydro
 Electric Cooperative v.  Federal Power Commission, In re Consolidated Edison"Company
 of New York,  Inc., and Northern States Power Company v." Minnesota, the federal govern-
ment has attempted to preempt state regulation  of the nuclear power industry.15 The
 states, as in the Northern States case, for  example,  have attempted to control nuclear
plant radiation emissions more stringently than the NRC,  and have argued that they
have the right to protect the public health  and safety, especially since the NRC is
not doing an adequate job of nuclear power regulation.16  Despite the fact that the


 12Stukel and  Keenan,  op.  cit., p.  105.
 13Novick,  ££.  cit.,  p.  308.  See also R.W.  Ayres,  "Policing Plutonium:   The Civil Li-
  berties Fallout,"  Harvard  Civil Rights-Civil  Liberties  Law Review,lO(SprinE 1975),
  369-443.
 ll+Walske and  the NRC position are cited in V. Gilinsky, "The Need For  Nuclear Safe-
  guards," Atomic Energy  Law Journal,  27(Summer 1975),  149-50.
 15See J.K.  Brydon, "Slaying  the Nuclear Giants:  Is California's New Nuclear Power
  Plant Siting Legislation Shielded Against  the Attack  of  Federal Preemption?"
  Pacific Law Journal,  8(July  1977):  741-82;  Comptroller  General of U.S.  to Joint
  Committee on Atomic Energy,  "Regulating  Users  of Radioactive Materials,"  Atomic
  Energy Law  Journal, 15(Summer 1973):  63-132.
  Brydon,  ojp.  cit.,  p.  762.   K.M.  Rhoades, "Environmental  Law," Washburn Law Journal,
  16(Winter 1977): 521-22.   P.A.  Parenteau,  "Regulation of Nuclear Power plants:  A
  Constitutional Dilemma  For  the  States,"  Environmental Law,  6(Spring  1976):  675-728.
  See also Berger, op.  ci^.,  pp.  336-38.
                                       54

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NRC claims jurisdiction over nuclear plants, more than 50 new state laws were passed
in 1976 to regulate this industry.  This was a 1/3 increase over the 1975 state laws
passed for this purpose.  Moreover in 1976 alone, six states included on their ballots
proposals to provide more stringent safety requirements over use of nuclear power than
that required by the NRC.17  Hence the net effect of continued or increasing reliance
on nuclear energy is likely to be an escalation of the social-political-legal contro-
versies plaguing our cities, states, legislatures, and courtrooms as a result of the
preemption doctrine.  Moreover apart from how this issue is resolved legally, there
remains the ethical and public policy issue of how individual citizens can be assured
a voice in siting and licensing decisions.  There is no question that the individual
citizen feels he has been disenfranchised,18 and that his discontent is likely to
escalate with the building of more power plants.  The sheer bulk of legal cases,19
in addition to the continuing nuclear regulatory controversy, is sufficient reason to
include the social consequences of the preemption conflict within the ORBES "social
impact" assessment.

      In addition to its omissions regarding health and social impacts, one of the most
serious deficiencies of the ORBES Phase I report is its incomplete analysis of the eco-
nomic impact of various energy scenarios.  The Price-Anderson Act is central to any
discussion of the economics of nuclear power, and yet no mention of this legislation
was made in the ORBES Phase I; Interim Findings report.  Since the Price-Anderson Act
limits the liability of the nuclear industry to $560 million in damages for any one
accident,20 although government estimates of losses for a single nuclear incident go
as high as $280 billion (according to the Brookhaven Report, WASH 740), this means
that as much as 99.8% of the damages resulting from a nuclear accident might not be
covered.  In other words, up to $279,440,000,000 in losses from a nuclear accident is
in principle uninsurable.  Apart from the question of whether the_, Price-Anderson Act
is ethical or legal  (a Supreme Court decision on its constitutionality is now pending),21


17Brydon, op_. cit., pp. 741-42.  Berger, op., cit., pp. 336-38.  A.W. Murphy and
  D.B. La Pierre, "Nuclear Moratorium Legislation in the States and the Supremacy
  Clause: A Case of Express Preemption," Columbia Law Review, 76(April, 1976):
  392-456.  See also Novick, pp. 222-239.
18E.D. Muchnicki, "The Proper Role of the Public in Nuclear Power Plant Licensing
  Decisions." Atomic Energy Law Journal, 15(Spring, 1973): 38-47.  G.C. Coggins,
  "The Environmentalist's View of AEC's  'Judicial' Function," Atomic Energy Law
  Journal. 15(Fall,  1973):  176-93.  Brydon, op_. cit.. p. 767.  Novick, op_. cit.,
  pp. 222-23.  G.B. Karpinski, "Federal Preemption of State Laws Controlling
  Nuclear Power," Georgetown Law Journal, 64(July, 1976): 1335-36.  R.B. Stewart,
  "Paradoxes of Liberty...." Environmental Law, 7(Spring, 1977): 469.
19See, for example,  Brydon, op_. cit., pp. 741-82, who reviews many of  these cases;
  Elder, op. cit., pp.  113-16; Karpinski, op_. cit.. pp.  1323-41; Murphy and
  La Pierre, op. cit., pp.  392-456; Mark S. Young, "A Survey of the Governmental
  Regulation of Nuclear Power Generation," Marquette Law Review, 59(1976): 836-55.
2°'AEC Staff Study of  the Price-Anderson Act, Part I," Atomic Energy Law Journal,
  16(Fall, 1974) 220.  Robert Lowenstein, "The Price-Anderson Act," Forum,
  12(Winter, 1977):  594-604.  Joseph Marrone, "The Price-Anderson Act." Forum,
  12(Winter, 1977):  605-11.  W.S. Caldwell, et^ al., "The...Price-Anderson Act,"
  Rutgers-Camden Law Journal, 6(Fall, 1974): 360-386.
21See Berger, op. cit., pp.  145-46.  See also Coggins, op. cit., pp.  176-93;
  R. Wilson, "Nuclear Liability and The Price-Anderson Act," Forum. 12(Winter,  1977):
  612-21; and Robert Drinan, "Nuclear Power and  the Role of Congress," Environmental
  Affairs. 4(Fall,  1975): 595-627.
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there is no doubt that it has great economic consequences.  A nuclear accident would
have a massive impact on the economy of the region and state in which the problematic
plant was located.  In fact the Price-Anderson legislation is one of the prime reasons
why so many state legislatures have sought to enact nuclear moratorium legislation.22
Individual citizens and entire states fear the losses they would have to sustain in
the event of such a disaster.  Given the magnitude of the risk borne by certain states
and by individuals within a given radius of a nuclear power plant, it is unclear why
the economic impact of the Price-Anderson Act was not included in the ORBES Phase I
assessment.

3.0  ORBES Methodology and Ethical/Evaluative Presuppositions

     In addition to the omission of data relevant to the health, social, and economic
impacts of various energy scenarios, the ORBES Phase I results are problematic in a
second respect.  While failing to address the ethical aspects of a number of energy
policy decisions, such as that regarding the Price-Anderson Act and whether "it vio-
lates Fifth and Fourteenth Amendment guarantees of protection of property, the ORBES
Phase I study nevertheless employs a number of implicit, highly questionable ethical
assumptions.  Although ORBES procedures limit the length of my remarks, I will at-
tempt to address as many as possible of these questionable presuppositions.

     One of the most obvious assumptions throughout the report is that any factors
not susceptible to precise quantitative formulation are not important enough to be
included in the assessment.  The 22-page summary of the ORBES Phase I findings, for
example, contains exactly six sentences in the section treating "Social and Institu-
tional Factors" relevant to the impact of various energy scenarios.23 It is unclear
why legal, political, sociological, psychological, and ethical impacts are limited
to such a brief evaluation while physical, chemical, and biological impacts receive
a relatively better treatment.  Moreover the Task 4 Study of the energy impact on
"Quality of Life" is described as "Subjective Quality of Life" in the ORBES organ-
ization chart.2** This again suggests that social or qualitative parameters are of
little import to the ORBES research; the implicit assumption is that only quantita-
tive, physical-science variables are essential to the ORBES conclusions.  This pre-
supposition is especially apparent in the Phase I discussion of the Rasmussen Report
findings regarding the probability of a nuclear accident.25 The study cites the WASH
1400 data and then states that the probability of a catastrophic accident is low.
Nowhere, however, is the qualitative or ethical question, of whether this risk ought
to be taken, evaluated.  Likewise the ORBES report "justifies" emissions of low-level
radiation from nuclear power plants by noting that such emissions provide less radi-
ation than that received from flying in an airplane, watching a color TV, etc.26
Again, these ORBES remarks address only quantitative aspects of a problem and fail
to raise important ethical concerns.  Some of these ethical questions are whether
one ought to add further to the low-level radiation burden; whether there is an
ethical difference between radiation hazards voluntarily chosen (e.g. by flying in a
plane) and those imposed involuntarily (e.g. because of a nearby power plant); and
22See Brydon, oj^. cit_., pp. 74-82; Klder, op_. c_it., pp.  111-35; Karpinski, op_. cJt.,
  pp. 1323-41; Murphy and  La Pierre, oj>. cjij^.i pp. 392-456; Parenteau, op. cit.,
  pp. 675-728.
23See Stukel and  Keenan, op. cit., p.  109.
24See Stukel and  Keenan, op. cit., p.  129.
25See Stukel and  Keenan, oj>. cit., p.  103-106.
26See Stukel and  Keenan, op. cit., p.  103.
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whether economic criteria can ever be said to justify the increased cancer hazard
delivered by even a small amount of low-level radiation.

     Failure to address these and other ethical issues, relevant to the ORBES Phase I
study, constitutes a classic instance of what philosophers have termed "the naturalis-
tic fallacy."27 This fallacy is committed whenever one supposes that mathematical or
scientific "facts" can produce ethical directives.  Neither mathematical remarks about
the probability of a core melt, nor scientific facts about the pervasiveness of low-
level radiation, constitute sufficient reasons for ethical directives regarding nuclear
power.  In order to arrive at such directives, the ORBES assessment needs to encompass
a broader evaluation of ethical, legal, political, and sociological impacts of energy
development.  My earlier remarks relevant to the Price-Anderson Act and the doctrine
of federal preemption suggest several important legal and public policy questions which
need to be addressed.  Another way to provide a framework bearing on ethical consider-
ations is to include an assessment of the psychological impact of various energy sce-
narios.  There is already a vast amount of literature available on the relationship
between environmental properties and psychological well being.28 Holmes, Gunderson,
Dubos, Rivers, Montague, and others have studied the effects of technological change
upon the incidence of depression, impotence, mortality, and other factors related to
mental and physical health.  It is precisely this sort of psychological impact, both
which is essential to a complete analysis of all energy scenario "costs'1 and "benefits",
and which is needed in the ORBES research.

     A second ethical presupposition, implicit throughout the ORBES research, is that
acceptance of policy decisions regarding construction of more power plants is primarily
dependent upon possible economic benefit to the community.29 Apart from whether econo-
mic parameters are in fact the determining ones, any study based on the presupposition
that such factors are or ought to be the major ones, is itself implicitly employing a
utilitarian ethic.  The difficulty with the ORBES presupposition of a utilitarian cal-
culus, viz., "the greatest amount of economic good to the greatest number of people,"
is that such a calculus (and therefore the ORBES research) is insensitive to consider-
ations of equal justice and equal protection under the law.  In other words, it is
possible for minority rights to be violated within a utilitarian framework, so long as
such a violation contributes to the economic good of the majority.  Both this economic
criterion for energy policy and the Price-Anderson limitation on liability raise a
grave question regarding the adequacy of utilitarian ethics.  This question is whether
"all the public or a disproportionate segment thereof shall bear the risks for an ac-
tivity that purportedly benefits everyone."30


27See Albert Einstein, "The Laws of Science and the Laws of Ethics," in H. Feigl and
  M. Brodbeck (eds.), Readings in the Philosophy of Science, New York, Appleton-Cen-
  tury-Crofts, 1953. p. 779.
28See for example, H.H. Iltis, O.L. Loucks, and P. Andrews, "Criteria for an Optimum
  Human Environment," in R.T. Roelofs, J.N. Crowley, and D.L. Hardesty (eds.), En-
  vironment and Society, Englewood Cliffs, Prentice-Hall, 1974, pp. 88ff; and P.O.
  Pahner,"A Psychological Perspective of the Nuclear Energy Controversy," Vienna,
  International Institute for Applied Systems Analysis, RM-76-67, August, 1976.
29See Stukel and Keenan, op_. cit., p. 8, where this assumption is made explicitly.
JOJ.C. Bodie, "The Irradiated Plaintiff: Tort Recovery Outside Price-Anderson,"
  Environmental Law, 6(Spring, 1976): 896.


                                        57

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                                                                                8

      As a number of authors have pointed out, to the extent that energy-policy deci-
sion-making is utilitarian, its policies share the major weaknesses of this ethical
theory.  Some of these deficiencies include a general insensitivity to considerations
of equity; a disregard for future generations; a tendency to equate desires with need;
and an assessment only of quantifiable goods and bads.31 The utilitarian presupposition
of ORBES that power plant acceptance is a function of economic benefit to the community,
has a potential for two consequences of questionable ethical character.  First, it might
cause noneconomic benefits, e.g., aesthetic and health-related goods, to receive no
consideration at all. Secondly, it might cause overall maximization of economic bene-
fits even though economic inequities or hardships are visited upon a given minority
within a community.  Because it sanctions the maximization of economic good, rather
than equity, this ORBES presupposition (and the utilitarian ethic underlying it) are
at odds with any ethical scheme based on a theory of equal rights.

     Several other presuppositions in the ORBES study are questionable, not because of
their underlying ethical frameworks but because they purport to be scientific while
being purely evaluative.  There are at least three such presuppositions, stated without
any substantiation, that need to be investigated further.  These are the statements
(1) that there exist sufficient supplies of uranium for all nuclear plants to be built
up to the year 2000;32 (2) that the probability of release of radioactive wastes into
the atmosphere is low;3i and (3) that coal-fired plants have a worse impact on land
quality than do nuclear plants.3** In the interests of objectivity, each of these eval-
uative statements should be either substantiated or retracted.  There are several rea-
sons suggesting that the latter is the more desirable option.  (1) above is question-
able because a number of nuclear advocates, including Alvin Weinberg, maintain that
there is not enough uranium to last more than ten years from the present.35 In the
face of an acknowledged shortage of uranium which has been admitted by ERDA, the U.S.
Geological Survey, and the utilities, statement (1) above seems questionable.  Also
doubtful is statement (2), regarding the low probability of accidental release of ra-
dioactive wastes.  This thesis is not documented or substantiated in ORBES Phase I:
Interim Findings and there are several facts suggesting it is inaccurate.  First, as
is admitted in the ORBES report, there are "no permanent storage sites for high-level
wastes" and "the long-term effects of high-level waste disposal are quite uncertain."36
3lSee Alasdair Maclntyre,"Utilitarianism and Cost-Benefit Analysis: An Essay on the Rel-
   evance  of Moral Philosophy to Bureaucratic Theory," in K.M. Sayre (ed.), Values in
  the Electric Power Industry, Notre Dame, Univ. of Notre Dame Press, 1977, pp. 217-37;
  Sayre and Goodpaster,"An Ethical Analysis of Power Company Decision-Making," in Sayre
  op. cit., pp. 238-88.
3zStukel and Keenan, o£. cit., pp. 31, 142.
33Stukel and Keenan, op. cit., p. 93.
3l*Stukel aid Keenan, op. cit., p. 94.
35Alvin Weinberg,"The Short Term Nuclear Option," Report of the Cornell Workshops on
  the Major Issues of a National Energy Research and Development Program, 1973, Ch. Ill,
  p. 183.  Acting Federal Energy Administration (FEA) Deputy John Hill, testifying be-
  fore Joint Committee on Atomic Energy, Bureau of National Affairs, May 8, 1975.
  Mason Willrich, Global Politics of Nuclear Energy. New York, Praeger, 1971, pp. 70,
  73, 78.   Schmidt and Bodansky, op. cit., p. 34. See also C.C. Howard,"Uranium Sales
  Contracts," Rocky Mountain Mineral Law Institute. 22(1976):389-403; and P.L. Joskow,
  "Commercial Impossibility, The Uranium Market, and the Westinghouse Case," Journal
  of Legal Studies, 6(January 1977):119-76.  See also F. Von Hippel and R.H. Williams,
  "Energy Waste and Nuclear Power Growth," Bulletin of the Atomic Scientists, (December
  1976), p. 54.
36Stukel and Keenan, op. cit.,  p. 104.
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Given these two unknowns, it is unclear on what basis (2) above can be asserted.
Moreover hundreds of thousands of gallons of high-level radioactive waste,
temporarily stored in several areas of the country, have already leaked and
contaminated the areas surrounding the storage sites.37

      ORBES statement (3) above, that coal-fired plants have a worse impact on land
quality than do nuclear plants,38 is also problematic.  As mentioned previously,
this remark was not substantiated, nor is it clear what criteria might be employed
to assess its correctness or incorrectness.  At a minimum, the basis of this claim
must be made explicit.  Such an evaluation would have to include, for example, a
comparison of long-term effects of both types of plant on land quality and costs
of decommissioning the nuclear plant and decontaminating land area around it.  In
the absence of such quantitative and comparative studies, statement (3) merely begs
the question.

A.O  Conclusion

     While space limitations of ORBES procedures have precluded an in-depth analysis
of the topics outlined above, these remarks may be helpful in two respects.  First,
they may enable the ORBES team to correct misleading aspects of the current Phase I
report.  More importantly, they suggest a number of areas which ORBES research so
far has not touched and which ought to be accomplished in the future.  Some of these
areas include legal, ethical, political and psychological impacts of various
scenarios.
37Novick, op. cit., pp. 178-79, and E. Nathanson, "International Management of
  Radioactive Wastes," Environmental Affairs, 5(Spring, 1976): 365.
38Stukel and Keenan, op. cit., p. 94.
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