REGISTER OF LISTS (RoL)
       USER MANUAL
  U.S. ENVIRONMENTAL PROTECTION AGENCY
    Office of Policy, Planning and Evaluation
  Office of Regulatory Management & Evaluation
        Information Policy Branch

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            UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                       WASHINGTON, D.C. 20460

                           OCT  28 1992
                                                      OFFICE OF
                                                POLICY, PLANNING AND EVALUATION
MEMORANDUM

SUBJECT:  The  Se


FROM:


THRU:


TO:
                                Update of the  Register of  Lists
               Systems Manager
Information"Policy Branch  (PM-223Y)

David Schwarz, Chief i^-Qj^
                    rancn  (PM-
          Information Policy  Branc

          RoL Users Throughout  EPA
(PM-223Y)
     Enclosed is a copy of the second quarterly update of RoL along
with the revised  User's Manual.  The procedures  for loading this
update are given  on p.  2  of  the manual.

     As might be expected, the real world applications made of the
first  release  of  RoL  have  revealed  a   number  of  chemical
nomenclature  and  identification  discrepancies.    In  particular,
there  are   discrepancies between  the  CERCLA  listing and  the
individual component  lists that comprise the CERCLA listing.  For
example, there  are.different names  and identifiers used for the
same  chemical  substances.   We  are  setting  up  a process  *—
resolving these problems.
                          for
     If   all  goes  well,   the  next  update   you  receive   (in
approximately  3 months),  will  incorporate Version 2.0  of RoL.
Version 2.0  contains  the enhancements requested by the Workgroup;
the main  features  being a faster search routine, and improvements
in the user  interface.

     If you  have any questions on loading the  system,  or if  you
would like to request a demonstration of RoL for your group please
call me on  (202) 260-2743.

Enclosures
                                                          Printed on Recycled Paper

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           TABLE OF CONTENTS
1. Introduction....	1
2. Operating Environment and Installation	1
     A - Hardware and Software Requirements....1
     B - Installation	2
     C - Running the RoL	3
3. Using the RoL	3
     A- Demonstration Program	3
     B - Qn-Line HELP	4
     C - Sharing RoL Reports	4
     D - RoL Example Applications	4
Appendices
     A - System Development Highlights	9
     B - Glossary of Terms	10

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                         1. Introduction


     Welcome to the wonderful world of w'RoL.  The PC tool that
associates EPA' chemicals and regulations with major Agency activities.

     If this is your first experience with RoL we welcome you to the
expanding group of RoL Users. For those of you who are acquainted
with the existing version of RoL, we are pleased to announce that this
package contains the results of our second quarterly update.

     The procedures for loading and using RoL are in Section 2.

     Examples of how to use the system are in Section 3.

     Background materials on the development of the system and a
glossary of terms are contained in the Appendices.
             2. Operating Environment and Installation


A - HARDWARE and SOFTWARE REQUIREMENTS


     To use RoL, an IBM compatible PC must have:

      o  a hard drive with 4 megabytes of available capacity,
      o  a minimum of 640K random access memory (RAM), and
      o  an IBM Disk Operating System  (DOS) Version 3.3 or later.
     The current software for the RoL is ECLIPS Version 1.50, Copyright
(c) MicroReg, Inc. 1990,1991, Data Base Version (Oct. 1,1992). ECLIPS
is written in CLIPPER, which meets the EPA software standard for a PC-
based database. This version of ECLIPS is licensed to EPA for use only
by EPA employees and by grantees, consultants, and contractors on
behalf  of EPA at  EPA's direction.  Any  use of this  software not in

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conformance with these restrictions is a violation of U.S. Copyright Law
and will subject the violator to civil and criminal penalties under federal
law. Others wishing to use this software must obtain a license to use the
commercial counterpart of this software and should contact:

                        MicroReg, Inc.
                        1716Tipton Drive
                        Crofton, MD21114
                        (301) 261-3529

     The core data files contained in the RoL are public information and
are in the public  domain.
B - INSTALLATION

     To install the RoL, place the enclosed ECLIPS software diskette
(labeled Program and  Data  Disk) into your A or B drive and type:
A: IN STALL or B: IN STALL.  You will need to respond to inquires as to
which drive you want to install the working program and the database.
(NOTE: RoL is  used when  referring to the software program and  the
database; ECLIPS refers to the software program only.)

     ECLIPS Version 1.50 software requires that your CONFIG.SYS file
have at least: FILES = 54 and BUFFERS = 24.  If your CONFIG.SYS file
does not satisfy these requirements, the ECLIPS installation program will
ask to modify your CONFIG.SYS  file.  If you  respond YES,  then  the
installation program will automatically change your CONFIG.SYS file for
you to conform to the  above requirements.  This  change should  not
impact on your other uses of your PC.

     The INSTALL program will tell you that the installation is complete
and if it was successful. (NOTE: you use the same INSTALL program to
load RoL for the first time or to replace the existing RoL system already
on your computer.)  If you encounter any  problems in implementing the
INSTALL program please call Jim Daley on (202)260-2743 for assistance.

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C - RUNNING RoL

     To run the  RoL, you must first bring up the ECLIPS directory.
Assuming that the directory is on your C drive (the hard drive on many
computers) the steps would appear as follows:

      Your screen shows:      C:\>
      You type:            C:\>cd C:\> ECLIPS
       (this puts  you into the ECLIPS directory)
      Your screen shows:      C:\>ECLIPS>
      You type:            C:\> ECLIPS > ECLIPS
          (this will start the loading process)

     To terminate your session on ECLIPS you return to the Main Menu
by pressing Alt(F2), and then pressing the ESC Key.  This will take you
back to the ECLIPS directory.

      Your screen shows:          C:\> ECLIPS >
      You type:                   C:\ > ECLIPS >cd C:\
      Your screen will show:    C:\>
     There is a program in the ECLIPS directory that will permit you to
modify the screen colors. You can access this program from the ECLIPS
directory by typing:

                   C:\ECLIPS >SETCOLOR
                        3. Using the RoL


A - DEMONSTRATION PROGRAM
     Initially, we urge you to take a few minutes to step through the
tutorial demonstration.  It can save you time in the long run.

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     For the tutorial/demonstration, place the DEMO disk in drive A or
B and type:

     A:DEMO A    or  B:DEMO B  (for color monitors)
     A:DEMO A MONO or   B:DEMO B MONO (for monochrome
monitors)
B - ON-LINE HELP
     ECLIPS incorporates a HELP function to assist new users.  To
obtain HELP press F1 and select the appropriate topic.

     If you cannot resolve your problem from the tips given on the HELP
screens, call Jim Daley on (202)260-2743.
C - SHARING RoL REPORTS
     You may wish to save the results of a search to share with a
colleague or for further manipulation. The F3 key, REPORTS, gives you
several options of saving whatever information you have on the screen.
You can print it immediately, or you can direct the output to a .TXT file;
you will be asked to name the file.

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D - RoL EXAMPLE APPLICATIONS

     We have included a few examples of RoL applications to provide
some practice for you.
EXAMPLE 1
                  Q1.  Is BERYLLIUM NITRATE TRIHYDRATE in the
                       RoL database?

                  Q2.  Which lists contain this chemical?

                  A1.  Yes, BERYLLIUM NITRATE TRIHYDRATE is
                       in the RoL database.
                       (You can demonstrate this fact by getting the
                       Chemical Universe  on your screen and
                       typing the first few letters of the name into
                       the small SEARCH window (you could use
                       BERY) and pressing the RETURN key. This
                       will  bring the cursor to the first chemical
                       entry that begins with the letters entered. In
                       this case, BERYLLIUM AND COMPOUNDS.
                       You then move the cursor down to the
                       chemical sought).
                  A2.  RoL reveals that two chemical lists contain
                       BERYLLIUM NITRATE TRIHYDRATE.  (This
                       fact can be demonstrated by placing the
                       cursor   on   BERYLLIUM   NITRATE
                       TRIHYDRATE
                       and pressing  F8 for the next information
                       level up,  in this case Lists.  The system
                       shows that the CERCLA and the CWA 311
                       lists  contain  BERYLLIUM   NITRATE
                       TRIHYDRATE.

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EXAMPLE 2    Q3.  How many chemical lists does the Office of
                   Water have in the RoL database?

              A3   The Office of Water has 7 lists.
                   (The count can be  made  by  getting the
                   Universe  of  AA Offices on your  screen,
                   placing the cursor on the Office of Water and
                   pressing F10 for the next information level
                   down, in this case  Offices, and then in turn,
                   placing  the  cursor  on each  Office  and
                   pressing F10 for the next information level
                   down, in this case Lists, and accumulating
                   the counts.

EXAMPLE 3    04.  How many chemicals are there on the list
                   entitled CAA 112?

              A4.  There are 189 chemicals.
                   (To confirm this figure, select Lists from the
                   Main Menu, put the cursor on CAA 112 and
                   press the  F10 key for Chemicals and read
                   the number  of records in that List at the
                   lower right hand corner of the screen.)
EXAMPLE 4    Q5.  How many chemicals are common to the 2
                   Drinking  Water  Lists,  i.e.  DPDWR  and
                   DSDWR?

               AS.  Two,  COPPER  AND COMPOUNDS, AND
                   FLUORIDE are on both chemical lists.
                   (This can be shown by getting the  Chemical
                   Universe on the screen and pressing F4 for
                   the Query Function. You need to  move the
                   cursor down  to the  line  labeled  "List
                   Combinations"  and  type  in  a  T  for
                   intersection. The system  will request your
                   input to identify the lists  of interest; you

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                   simply put the cursor on the appropriate lists
                   and press the F5 key to link the lists to the
                   search.  After you have selected all of the
                   lists of interest (in this case 2), press F2 to
                   return you to the Query screen, and  then
                   press F10 to execute the search.)
EXAMPLE 5    Q6.  Using the same two chemical lists given in
                    EXAMPLE 4 above, determine the size off the
                    union between the two lists.

               A6.  The union comprises 75 chemicals; it could
                    be represented as:

        NPDWR                         NSDWR
      (60 chemicals)     (2 chemicals)        (13 chemicals)
                    (The union can be found by first getting the
                    Universe of Chemicals on your screen, and
                    then pressing  F4 for the Query  Function.
                    You then move the cursor down to "List
                    Combinations" and type MUN for Union. The
                    program will request your input to identify
                    the  Lists of interest;  you simply put the
                    cursor on the appropriate Lists and press F5
                    to link  the  Lists  to the search.  After you
                    have selected  the Lists of interest (in this
                    case 2) press F2  to  return  to the  Query
                    screen  and then  press F10 to execute the
                    search.)
                    (To  verify all of the numbers  given above,
                    you would need to determine the number of
                    chemicals in each list using the procedure
                    given in EXAMPLE 3, and also determine the
                    size of  the intersection (See EXAMPLE 4).

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EXAMPLE 6
Q7.  How many chemicals in SARA 302 (A) are
     also identified as IRIS chemicals?
A7. 91.
     (To obtain this count you first need to call
     the Chemical Universe from the Main Menu.
     You then  press  F4 to  request  the Query
     Function.  You need to  insert "Y" indicating
     that you want those chemicals listed in IRIS,
     and an "I" indicating Intersections in the "List
     Combinations".      When  you  request
     intersections, the system will ask you to
     indicate which Lists you want to search; you
     need to place the cursor on the appropriate
     List and press  F5 to link that  List to the
     search. Pressing F2 will  return  you to the
     Query screen and then pressing F10 will
     initiate the search.
EXAMPLE 7    Q8.
     What is the "Difference"  between the two
     Drinking  Water  lists, i.e.  NPDWR  and
     NSDWR?
A8.  The difference can be determined by getting
     the Query Function on you monitor and
     moving the cursor  to "List  Combinations"
     and  pressing  "D"  for  difference.   The
     program will take you immediately to the
     Universe of Lists and you will need to make
     your selections using the F5 key.  NOTE: the
     order  in which the lists are selected will
     determine the results. Both  differences are
     given below. You can deduce these results
     from   examining  the  Venn  diagram  in
     EXAMPLE 5 and applying the definition of a
     "difference", i.e. The difference between two
     lists  is the chemicals,  or the number of
     chemicals  that are unique to the first list
     specified.

 NPDWR - NSDWR = 60; NSPWR - NPDWR = 13

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                          Appendix A

            Highlights of the RoL System Development
     The number of EPA* "regulated" chemicals and the demand for
information concerning them has mushroomed. The early days at EPA,
when life was  simplier, there were fewer than a dozen chemicals of
concern.  There are now over 3,200 that are in some way "regulated" by
EPA, and many of these are "regulated" by more than one EPA program.

     Upon passage of the 1986 Emergency Planning and Community-
Right-to-Know Act (EPCRA) that required EPA to regulate 3 additional
chemical lists, it became evident that there was need for a computerized
database for all  chemicals regulated by EPA.  There was no single,
authoritative Agency database that could provide timely answers to such
basic questions  as, "Does EPA regulate chemical X?"  The answer
required contacts with all program offices~a frustrating task for an
EPA'er, an impossible task for an outsider.     To  remedy  this
shortcoming, the Office of Information Resource Management (OIRM)
developed a  prototype system called Chemical  Listing  Information
Pointer System (CLIPS) to sell EPA management on the need for such
information and a method for obtaining it.

     The Office of Program Planning, and Evaluation (OPPE) recognized
the need, formed an Agency-wide workgroup and  charged that group
with designing and implementing such a system.  In keeping with OIRM
protocol on system development, the Workgroup  conducted a  needs
assessment to provide input to the design of the system, and an options
analysis to select the appropriate software platform.

     A second prototype, ECU PS, that contained most of the design
requirements specified by the Workgroup,  was  licensed for  EPA's
evaluation and use.  This software  package and  the listings of EPA'
regulated chemicals is referred to as Version 1.5 of RoL. EPA'ers have
field tested this Version on real world applications.

     The Information Policy Branch distributed the first of the quarterly
updates of RoL in June 1992.

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                     Appendix B


             Glossary of RoL Related Terms
1. IRIS - Integrated Bisk information .System. A chemical in RoL
     that is also in IRIS is coded with a "Y" for yes in the detail
     screen for that chemical.

2. RQ's - Exportable .Quantities means the amount established by
     regulation or statute, of a hazardous or extremely hazardous
     substance, which if  released in that or  greater  amount
     requires reporting to the National Response Center, the State
     Emergency Planning Commission under CERCLA and Title III
     of SARA. (40 CFR 302.4, Appendix A and B)

3. TPQ's - Threshold Ranning Quantity means the amount
established by  regulation or  statute, of an  extremely hazardous
substance, which if present  at a facility, subjects the facility to
participating the emergency planning process of a community. Any
facility with  such  amount must  notify the State Emergency
Response Commission  or  the  Local Emergency  Planning
Commission that it has a threshold amount of such substances. (40
CFR 355, Appendix A and B)

4. Intersection - A term that refers to the chemicals, or the number
          of chemicals, that  are common to a group of
          lists.

5. Union - A term that refers to the chemicals, or the number of
          chemicals that comprise all unique chemicals among a
          group of lists.

6. Difference - The difference between two lists is the chemicals, or
          the number of chemicals that are unique to the first list
          specified.   (NOTE: the order in which the lists  are
          specified on the query screen is critical to the outcome.)
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