Management Options for
Mercury-Containing Lamps

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               UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                            WASHINGTON, D.C. 20460
  nn  id IOQ/I
                                                                   OFFICE OF
                                                             SOLID WASTE AND EMERGENCY
MEMORANDUM                                                   RESPONSE


SUBJECT:   Management^ptions for Mercury-containing Lamps

FROM:
                     olid Waste

TO:         WashTManagement Division Directors
            Regions 1-10

   The Administrator has just signed a proposal on the management of mercury-
containing lamps (e.g., fluorescent and high intensity discharge lamps).  A
prepublication copy of this notice is enclosed for your information and use as well
as a copy of the fact sheet.

      As you know, fluorescent and high intensity discharge lamps generally are
considered hazardous waste because of their mercury content. Therefore, these
lamps must  be disposed of as hazardous waste (unless they are generated by
households or conditionally exempt small quantity generators).

   This proposed rule contains two options for the management of spent mercury-
containing lamps (light bulbs).  The first option is an exclusion for mercury-
containing lamps from regulation as hazardous waste if disposed in municipal
landfills that are permitted, licensed, or registered by states with EPA approved
municipal solid waste landfill permit programs, or managed in State permitted,
licensed, or registered reclamation facilities. The second option would add lamps
to the Universal Waste Proposal (58 EB 8102, February 11, 1993), which would
establish a streamlined, reduced regulatory management structure for certain
widely-generated hazardous wastes. States would not be required to adopt either
the exclusion or universal waste system if made final as both options would relax
regulation over generators of hazardous  waste.

   We are considering these two options based on data that indicate  these lamps
may be  safely managed outside of the hazardous waste system or within a
reduced, regulatory structure within the hazardous waste system.  In addition,
fluorescent lamps, as well as other mercury-containing lamps, are used in
energy conservation programs which encourage the installation of energy-
efficient lighting.  Energy-efficient lighting  consumes less electricity, reducing
the generation of pollution from power plants. The options in today's proposal
may encourage participation in these energy conservation programs.
                                                            Recycled/Recyclable
                                                            Printed with Soy/Canola Ink on paper that
                                                            contains at least 50% recycled liber

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   If you need more specific, technical information or assistance, please contact
Valerie Wilson at (202) 260-4678 or Greg Helms at (202) 260-6721.  If you or your
staff want additional copies of the notice, please call the RCRA Docket at (202) 260-
9327. The general public can obtain copies by calling the RCRA Hotline at (800)
424-9346.

Attachments

cc:   RCRA Branch Chiefs
      State Authorization Section Chiefs
      Permitting Section Chiefs
      ESD Laboratories
      RCRA Community Relations Coordinators

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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 261.4
[FRL-XXXXX]
[RIN 2050-AD93]
Hazardous "Waste Management System; Modification of the Hazardous
Waste Program; Mercury-Containing Lamps

AGENCY:  Environmental Protection Agency.

ACTION:  Proposed Rule;  Modification of the Hazardous Waste
Program, Mercury-Containing Lamps .

SUMMARY:  Mercury-containing lamps (light bulbs)  may be hazardous

waste under the Toxicity Characteristic Rule (codified at 40 CFR

2S1.24) issued under the Resource Conservation and Recovery Act

(RCRA)  and if so, must be managed as a hazardous waste, unless

they are a household waste or are generated by an exempted small

quantity generator.  Mercury-containing lamps include

fluorescent,  high pressure sodium, mercury vapor and metal halide

lamps.   The Environmental Protection Agency (EPA) is today

seeking ccr.ment on two alternative approaches for the management

of mercury-containing lamps.  Firsc,  SPA is seeking comment on

whether an exclusion from regulation as hazardous waste is

appropriate for mercury lamps, provided they are disposed in

municipal landfills that are permitted by States/Tribes with EPA

approved municipal solid waste (MSW)  landfill permitting programs

or managed in mercury reclamation facilities that are permitted,

licensed or registered by States/Tribes.  The second approach

would add mercury lamps to EPA's Universal Waste Proposal

(February 11, 1993, 58 FR 3102).   The Universal Waste approach  is

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a streamlined,  reduced  regulatory structure, which is designed to
address tne management  of  certain widely generated wastes
currently subject  to  full  Subtitle C RCRA regulations.
     Tcday's proposal presents management options that would oe
considered less  stringent  than the existing Federal regulations
because they would exempt  certain activities new within the
ourview of RCRA Subtitle C (hazardous waste management).
Therefore, States  authorized  under RCRA section 3006 to
administer and  enforce  a hazardous waste system in lieu of the
Federal program would be allowed flexibility in modifying their
orograms to adopt  less  stringent regulations regarding the
management of mercury-containing lamps, should one of the
proposed options be promulgated as a final rule.
DATES: Comments  on this proposed rule must be submitted on or
before  (insert  date SO  days after date of publication in the
Federal Register) .
ADDRESSES:  Persons who wish  to comment on this notice must
crevice an original and two copies of their comments, incl-de  the
docket number  (F-94-FLEP-FFFFF) , and send tr.em to EPA RCRA Docket
(CS-305) , U.S.  EPA, 401 M  Street S.W., Washington, D.C-. 20460.
The RCRA Docket is located at Room M2427, U.S. Environmental
Protection Agency,  401  M Street S.W., Washington, D.C. 20460.
The docket is open from 9:00  a.m. to 4:00 p.m., Monday through
Friday, excluding  Federal  holidays.  To review docket materials,

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the public must make an appointment by calling (202) 260-9327.



The public may copy a maximum of 100 pages from any regulatory



docket at no cost.  Additional copies cost 30.15 per pace.



FOR FURTHER INFORMATION CONTACT:  For general information,



contact the RCRA/Superfund Hotline toll free at (300) 424-9346.



In the Washington, D.C. metropolitan area, call (703) 412-9310.



For information regarding specific aspects of this notice,



contact Valerie Wilson, Office of Solid Waste (mail code  5304),



U.S. EPA, 401 M Street S.W., Washington, D.C.  204SO, telephone



(202)  260-4S78.



SUPPLEMENTARY INFORMATION



Preamble Outline



I.   Legal Authority



II.  Background



     A.   The Toxicity Characteristic



     3.   Energy-Efficient Lighting Programs



     C.   Industry Source Reduction Initiatives



III. Technical Information



     A.   Groundwater Impacts



     B.   Air Impacts



          1.   Incineration



          2.   Mercury in Landfill Gas



          3.   Crushing and Breakage



     C.   Technical Considerations and Requests for  Comments

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 IV.   Management  Options



      A.    Conditional  Exclusion



      3.    Universal  Waste  System



           1.   Background



           2.   Special Collection System  for Lamps



VI.   State Authority



      A.   Applicability  of Rules in Authorized States



      3.   Effect of  State  Authorizations



VII.  Economic  Impact Analysis



      A.   Compliance Costs (Savings)  for  Regulatory Options



          Considered



          1.   Universe  of Spent Lamps and Spent Lamp Generators



          2.   Baseline  Costs



          3.   Option  1: Conditional  Exclusion from Subtitle C



               Standards Costs



          4.   Option  2: Special Collection Ccsts



          5.   Results



      3.   Proposed Rule  Impacts



          1.   Primary Effects



          2.   Secondary Effects



VIII.     References



IX.       Paperwork  Reduction Act



X.        The Regulatory Flexibility  Act

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I.   Legal Authority



     These regulations would be promulgated under cne authority



of sections 1006, 2002U),  3001-3007,  3010,  3013,  30LS-3017, 3013



and 7004 of the Solid Waste Disposal Act,  as amended, 42 U.S.C.



5905,  6912(a), 6921-6927,  6930, 6937-6938,  6939 and 6974



[commonly referred to as RCRA].








II.  Background



A.   The Toxicity Characteristic



     Under section 3001 of the Resource, Conservation and



Recovery Act  (RCRA), the U.S. Environmental Protection Agency



(EPA)  is charged with defining which solid wastes are hazardous



by identifying the characteristics of hazardous waste and by



listing particular hazardous wastes.  Toxicity is one of the four



characteristics used by EPA to identify waste as hazardous  (along



with ignizability, corrosivity, and reactivity).   EPA promulgated



the Extraction Procedure Toxicity Characteristic  (EPTC) on  May



19, 1980.  The EPTC regulated  eight metals, four insecticides,



and two herbicides.  Section 3001(g) of RCRA, added  by  the



Hazardous and Solid Waste Amendments  (HSWA) of 1984, required  EPA



to revise the EPTC.  On March  29, 1990  (55  FR 11798), the EPA



promulgated  the  Toxicity Characteristic  (TO to revise  the



existing  EPTC.   Like  the EPTC, the  TC and  its associated  testing

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 methodolcay,  the Toxicity Characteristic Leacning Procedure



 (TCL?)  is -ised to define tne tcxitity of a waste by Teas-ring t.-.e



 potential for the tcxic constituents in che waste to leacr. t_t cf



 an  unlir.ed municipal lar.dfili ir.tc groundwater ar.d ccr.tamir.ate



 drinking water wells at levels of r.ealth or enviror.rrental  ccr.cerr.



 if  ncc  subject co Sabcitle C controls.   The TC impIemer.Led an



 improved leacnir.g procedure thac better predicts leaching  and



 added several hazardous waste constituents.  Twenty-five organic



 hazardous waste constituents were added to the TC and a model was



 developed to  predict their fate and transport in the groundwater.



 If  wastes exhibit the Toxicity Characteristic they are subject to



 the hazardous waste management requirements of RCRA Subtitle C.



     As  discussed in the preamcle to the Toxicity Characteristic



 Rule  (March* 29,  1990,  55 7R 11313),  the regulatory levels  for the



 TC  metals were not changed by the promulgation of the final TC



 rule.   EPA retained the regulatory levels set by the EPTC  rule,



 pending  further study of the fate and transport of metals  in



groundwater



     The  Agency is continuing longer-term developmental worx en a



metal speciation model,  called MINTEQ,  to be used to evaluate the



 fate and  transport of the TC metals {including mercury)  for



purposes  of reassessing the toxicity characteristic regulatory



levels  for the TC metals.   EPA's preliminary analysis indicates



that mercury  that would leach out of landfills would not all

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necessarily travel far enough through the groundwater co



contaminate drinking water wells, depending on the distance ~z



tne well.  A certain percent (still to be det-2r~ir.ee'. will



cc-mbir.e with ctr.er substances in the soil '.via cc~ple:
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or municipal  r.cp.-hazardous  wastes   see  4C  r~?. cart 251.5'



Generators of  more  than 130 kg  of  hazardous  waste per ncr.tr. are



required  to  fully comply witn  Federal r.azardcus waste regulaticr.s



'.althougn generators  of between 100 ar.d 13GG kg cf r.azardous



waste per Tionth  are subject to  certain  reduced regulatory



requirements).



     For  the  purposes of this proposal  "electric lamp" also



referred  to  as  "lamp" is defined as tne bulb or tube portion of a



lighting  device  specifically designed to produce radiant energy,



most often in  the ultraviolet,  visioie,  and  infra-red regions of



the electromagnetic spectrum.   Examples of common electric lamps



include but  are  not limited to,  incandescent, fluorescent, high



intensity discharge,  and neon  lamps.  Also,  a "mercury-containing



lamp" is  defined as an electric lamp in which mercury is



purposely introduced  by the manufacturer for the operation of the



lame.  The Agency requests  comment on whether the definitions of



"lamp" and  'mercury-containing  lamp"  are technically correct and



en whether tney  accurately  define  the appropriate universe of



items.







B.   Energy-Efficient Lighting Programs



     Today's  proposal,  which would reduce  management requirements



for lamps, is  expected to support  tne efforts of many existing



and planned  energy  conservation programs,  which encourage  the





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installation of energy efficient lighting.   Energy efficient



lighting consumes less electricity,  reducing the generation of



oollution from power plants.   However,  replacing energy



inefficient lighting systems  with energy efficient lighting



systems requires the use and  eventual disposal of fluorescent and



high intensity discharge (HID)  lamps, which contain mercury.



Requiring the disposal of lamp wastes as hazardous waste, under



full Subtitle C regulations,  may discourage participation in



energy efficient lighting programs.   The Agency anticipates that



either of the proposed actions will  encourage participation in



energy-efficient lighting programs,  and will therefore promote



the energy-efficiency and the environmental benefits derived from



that program.



     If energy-efficient lighting were used wherever it is



profitaole,  the nation's demand for electricity could be cut by



more than 10 percent.  This would result in reductions of



estimated annual carbon dioxide emissions of 202 million T.etric



tons (4 percent of the national tocal), reductions of annual



sulfur dioxide emissions of 1.3 million metric tons  (7 percent of



the national total), and reductions  of annual nitrogen oxide



emissions of 600,000 metric tons (4  percent of the national



total).  (U.S. EPA,  1992b)



     In 1991, EPA initiated a voluntary energy conservation



program called "Green Lights" to encourage pollution prevention

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 through energy efficienc lighting.  Lighting accounts  for  20-25



 oercent of electricity used annually in che U.S.   Lighting  for



 industry,  businesses,  offices,  and  warehouses  represents  30-30



 percent: of total lighting electricity use.   Available



 technologies  in energy efficienc lighting  can  reduce  lighting



 eleccriciny demand by over 50 percent,  enabling power planes to



 generate less electricity and burn  less fuel.  It  also  reduces



 other  types of pollution resulting  from mining and transporting



 power  plant fuels and disposing of  power plant wastes  (U.S. EPA,



 1992b).   In addition,  electric  utilities,   when burning fossil



 fuels,  emit mercury at a rate of 0.0428 mg/kwh sold, on a



 national average.   Full implementation of  Green Lights  is



 estimated  to  reduce the emission by 9.7 Mg of  mercury by  the year



 2000  (U.S   EPA,  I992b).   Further, the energy-efficient



 fluorescent lamps,  used by Green Lights and other  energy



 conservation  programs,  contain  less mercury than energy-



 inefficien- fluorescent lamps.



     A gcal of Green Lights is  to encourage the widespread  use of



 efficient  lighting technologies to  reduce  air  pollution from coal



 combustion.   Energy-efficient lighting  technologies provide



excellent  investment opportunities.   A typical lighting upgrade



yields  an  internal  rate of return of 20-30  percent and  a payback



of 3-4  years.
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     Green Lights participants include: corporations; State,



city, and county governments; lighting manufacturing and



management companies,- electric utilities; non-profit



organizations; and hospitals, universities,  and other businesses



througnout the U.S.   Green Lignts encourages the establishment of



comprehensive energy-efficient lighting programs within an



organization that include: converting from less-efficient



fluorescent to more-efficient fluorescent lamps,- converting from



incandescent to compact fluorescent lamps,- converting from



magnetic to electronic lighting ballasts; installing occupancy



sensors, daylight dimmers, and otner lighting control



technologies; installing more efficient luminaries or lighting



fixtures; and efficient maintenance practices,  such as group



relamping and regular fixture cleaning.



     3y signing a partnership agreement with the EPA, Green



Lights participants agree to survey and upgrade, within 5 years,



90 percent of all domestic facilities wherever profitaole and



wherever l.ghting quality is improved or maintained.  In return,



these participants should receive reductions (savings) in their



monthly energy expenses.  A good energy-efficient lighting



upgrade typically includes some type of control strategy (such as



occupancy sensors)  that will reduce lamp burning hours.  The



result is that the lamp will last longer and need to be replaced



less frequently.  As of June 30,  1993, over 1,000 organizations





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have  joined  the  Green Lights  program.   These organizations have
committed over  3.5  billion  square  feet  of  facility space to the
program.
      The Green  Lights Program encourages tr.e use of energy-
efficient lamps  using an initial and  scheduled periodic
relampings to achieve higher  energy efficiency and reduce energy
costs.  These relampings involve removal and replacement of all
lamps in a building or in an  area  at  one time, as opposed to
replacement  of  lamps as they  burn  out.  An initial lighting
upgrade and  group relamping may result  in  a large number of
fluorescent  lamps that require disposal.   In some instances, a
participant  that would usually be  a conditionally exempt small
quantity generator,  could become a large quantity generator of
hazardous waste  due to the  large number of  lamps generated in one
month.  In general,  if a generator disposes of more than
aporoximateiy 350 four foot fluorescent lamps, that generator is
a large quantity generator  due to  lamps alone.
     Despite the environmental and financial benefits of energy
efficient lighting  systems, there  are disincentives to
participating in an energy  conservation program like Green
Lights.  Establishing a comprehensive energy-efficient lighting
program and  installing energy-efficient lighting technologies
require an initial  investment that may  be  significant, depending
on the size  and  comprehensiveness  of  the project.  Although Green

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Lights provides information to participants en financing options,



many profitable Lighting upgrade pro^ec-s are delayed due to



restricted availability of capital.  It is especially difficult



for smaller businesses and government organizations co raise tne



necessary capital, although energy-efficient lighting investments



are low risk and  in the long run will reduce costs.  The



additional costs  associated with managing, transporting, and



disposing of lighting wastes as hazardous wastes can create an



additional disincentive to join Green Lights and make the initial



investment in energy-efficient light technologies.  For example,



under the hazardous wasce regulations,  large quantity generators



are required to label boxes and drums,  notify SPA of status as a



hazardous waste generator, transport waste via a hazardous waste



transporter,  manage waste consistent with the land disposal



restrictions, and manage waste at a hazardous waste management



facility   In addition, en May 8, 1994, generators of mercury-



containing lamps will be required  (under the Land Disposal



Restrictions) to meet a treatment standard for lamps as hazardous



debris.  As is discussed in detail in Section VII, Economic



Impact Analysis, of this preamble, the Agency estimates that the



annual national cost of Subtitle C compliance for large quantity



generators could range from 110 to 134 million dollars.  EPA's



preliminary estimates suggest that an exclusion would save



generators of mercury containing lamps approximately 85 to 102





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million  dollars  annually,  while  the  inclusion of  lamps in the



universal waste  management system  would  save generators



approximately  IS to 20  million dollars annually



     Although  the Green Lights program Tiay  increase  the nurrvoer of



large quantity generators  on  months  when mass relamping occurs,



the program  is not expected to increase  the total quantity of



used fluorescent lamps  in  the long run.  The lamps recommended by



the Green Lights program are  more  energy efficient and with



implementation of energy saving  practices,  these  lamps could have



an extended  life of four to five years rather than the average



three to four  years.  Therefore, if  by reducing the  initial costs



of participation in the Green Lights program, generators



participate  in the Green Lights  Program, an energy savings will



occur.   These  additional energy  savings  will decrease the amount



of mercury and other pollutants  emitted  to  in the atmosphere from



coal-burning.



C.    Indus cry Source Reduction  Initiatives



     A report, "The Management of  Spent  Electric  Lamps Containing



Mercury," by the National  Electrical Manufacturers Association



(NEMA,  1992)  discussed  industry  efforts  to  reduce mercury in



fluorescent  lamps.   According to the report, due  to  the use of



more efficient dosing techniques (i.e.,  placing mercury in the



lamp),  the average mercury content of a  standard  4-foot, 1-1/2



inch diameter, cool white  fluorescent lamp  was reduced by 14%





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 (48.2 mg/lamp Co 41.6 mg/lamp) from 1985 Co 1990.  Future



 industry projections of mercury reductions by 1995 show an



 estimated 35% further reduction (41.5 mg/lamp cc 27.0 -a/lamp)



 for the standard fluorescent lamp.



     Source reduction, which is the reduction or elimination of



 the toxicity and/or volume of a waste product, is at the top of



 EPA's hierarchy of municipal solid waste (MSW) management



 methods.  With regard to mercury,  the most significant source



 reduction achievement has been the trend toward elimination of



 mercury from alkaline batteries.   Although these batteries are



 still a significant contributor of mercury to municipal solid



waste, discards of mercury from alkaline batteries are dropping



dramatically because of source reduction achievement.  Mercury-



containing lamps are one of the next highest single sources of



mercury 1:1 the municipal solid waste,  accounting for 3.8% of



mercury r.cw going to MSW landfills.  EPA encourages cost-



 effective source reduction of mercury in fluorescent lamps.



O^portunit i-=s exist to reduce mercury content levels in both



 standard 4-foot fluorescent lamps and the increasingly popular



compact fluorescent lamps (U.S. EPA, I993b).  If source reduction



 is pursued aggressively by the fluorescent lamp manufacturing



 industry,  the overall contribution of mercury from fluorescent



 lamps to municipal solid waste could remain constant or decrease



over time even as fluorescent lamp usage increases.





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      EPA requests comment: on industry and other  source  reduction



 initiatives involving the reduction of mercury in  fluorescent



 lamps.   Source reduction may be occurring tnrcugn  •'•ore  efficient



 dosing  techniques,  lightweighting of lamps,  and  changes in



 phosphor powder technology.   The Agency requests comments



 reflecting these and any other source reduction  activities and



 may use  this  information to  develop a strategy to  support and



 encourage voluntary source reduction.







 III.  Environmental  Release and Fate



      This section presents the technical  information used by tne



Agency in developing options for the management of used mercury-



containing lamps.   Information is provided on the  environmental



fate  and transport  in the ground water and air pathway  fcr



mercury.   Specifically,  SPA  has reviewed  leachate  data  fror.



municipal  landfills and  data on air emissions from municipal



waste combustcrs  and municipal landfills   In addition,  the



Agency has  estimated possible releases of mercury  to the air from



lamps broken during storage  and transportation    Most of the



information considered pertains to  management in municipal



landfills.  Information  on other types of non-hazardous landfills



is not presented  due to  a lack of data and the wide variability



in design  and waste composition of  other  non-hazardous  landfills.
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     The Agency  requests comment or.  the data presented  in  this
section of  the preamble.  These data, alcr.g with any data
submitted in the public comment to tr.is proposal, will  be  used  to
determine tne risk to human health and the environment  from  the
management  cf used mercury-containing lamps.  Also, some
information or. the risks of managing mercury-containing lamps in
landfills,  ccmbustors and recovery facilities was submitted  to
the Agency  in response to a request  for such information in  the
Universal Waste  Proposal (58 FR 8102).   This information is
included in the  rulemaking docket for today's proposal  and the
Agency requests  comment on it.
A.   Grou.ndwa.car Impacts
     This section discusses leachate samples collected  by  EPA
from municipal landfills.  As previously discussed, the Agency  is
further developing its groundwater model under the TC to
accurate.'/  predict the movement cf mercury through the
groundwater system.  The groundwater pathway for mercury is  being
considered  cecause the TC uses the groundwater pathway  to
estimate the movement of contaminants from municipal landfills.
The leachate data indicate that further analysis may be needed  on
the behavior and movement of mercury in municipal landfills  and
in groundwater,  although initial analyses indicate that mercury
is less mobile than previously believed.
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     EPA  has  collected data  indicating  that mercury may not leach



from MSW  landfills  at  levels above  the  drinking water MCI,



despite some  mercury disposal in  MSW  landfills   EPA esti-.ates



chat approximately  ^3% of  municipal solid waste  '.MSW) 15 placed



in municipal  landfills,  while 14% of  Tiur.icipal solid waste is



incinerated and  13% is recycled.  Based on a study of mercury



production and use,  the Agency estimates that about 643 metric



tons (Mg) of  mercury is discarded in  MSW landfills per year.  A



major source  of  mercury in municipal  solid waste is household



batteries which  accounts for about  33%  of the 565 metric tons



(Mg) of mercury  in  municipal solid  waste.  Most of these



batteries fall under the Household  Waste Exclusion (see 45 FR



33119,  May 19, 1980).   Thermostats/thermometers and mercury-



containing lamps are second  in their  contribution of mercury in



municipal solid  waste,  3.9%  and 3.3%  respectively.  The Agency



estimates that,  assuming all lamps  are  disposed of in MSW



landfills, approximately 20  Mg of mercury would ce placed  in MSW



landfills per year  from used mercury-containing lamps.  (U.S. SPA,



1991C).



     Data on  the amounts of  mercury in  MSW landfill leachate are



included  in a study summarizing the available data on MSW



landfill  leachate characteristics conducted by the Office  of



Solid Waste  (U.S. EPA,  1988) .  Out  of 109 leachate mercury



analyses  collected,  only six (7 percent) were above the drinking





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water level or maximum contaminant: level (MCL) for mercury  {0.002



mg/L) and none were above the Tcxicity Characteristic  (TO  li^it



for mercury  (0.2 mg/L).  The average cf -hese MSVf leachate



analyses was 0.0008 mg/L mercury.  The ma:
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      In  addition,  the Agency reviewed 1390  and  1991 Superfund



Records  of  Decision (RODs)  for  information  en municipal  landfill



sices where mercury was listed  as  a  ccr.tamir.anc cf concerr.  ;CGC)



A total  of  twelve  out of sixty-six 1330  ar.d 1331 RGDs  for



landfills accepcing municipal waste  listed  mercury as  a  COC.  Of



these 12 sites,  5  had mercury detections in ground-water over the



MCL.  All but  one  of these  sites had confirmed  industrial waste



codisposal.  At  this site only  onsite ground-water exceeded the



MCL for  mercury  (maximum of 0.013  mg/L);  all offsite ground-water



samples  were below detection limits.



      In  conclusion,  preliminary data ar.d analysis suggest at this



time  that mercury  in municipal  solid wastes is  not being readily



released by leaching processes  that  typically occur in the MSW



landfill environment.   This indication is also  supported by



controlled  leaching studies of  high-concentration mercury-



containing  wastes  ccdisposed with  municipal solid waste  (Borden



et al.,  133C/Gould et al. ,  1383) .  However,  the Agency requests



chat commenters  provide any MSW landfill leachate or grour.dwater



data, or data  from industrial Subtitle D landfills, that EPA has



not considered in  its analysis.







3.   Air Exposure



     The Agency  is also reviewing  data on the air pathway for



mercury because  low levels  of mercury in surface water have





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caused elevacsd fish concentrations at many sites in Mir.r.esoca,
Michigan, Wisconsin, Florida, and ocher States, and these
elevated levels of mercury have ceen attributed ~c acTiospr.eric
deposition from non-specific sources (U.S. EPA, 1993a)
Therefore,  E?A reviewed data on mercury emissions co air from a
number of sources, including those potentially relaced co lamp
disposal.  EPA also considered available daca on the fate and
transport of mercury of mercury emitted Co the air.
     Because of elemental mercury's high vapor pressure,  it is
easily volatilized into the atmosphere.  Two factors are believed
to contribute to the recent increases in atmospneric deposition
of mercury compounds.   The first factor is increased atmospheric
levels from mercury emissions from coal-fired power plants,
chloralkal- plants, iMWC facilities, and other sources.  The
second facrcr is increased oxidation of atmospheric elemental
mercury vapor to more soluble cxidized forms which is enhanced by
anthropogenic (i.e., pollution from man-made sources)  increases
in atmospheric oxidizing agents,  sucn as ozone and inorganic
acids.  Based on current mercury emissions inventories SPA
believes that major mercury emission source categories.include
coal fired power plants, municipal waste combustors and medical
waste combustors.   (U.S. EPA,  1993)
     Mercury that is methylated is strongly biomagnified through
the food chain through bioconcentration in animals,  and in plant

                               21

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tissue.  Methylation  is  a  chemical  process  IT. wr.ich a methyl ur.it



is added co either  elemental  cr  oxidized -lercury   The cnr.ary



environmental  human exposure  pathway  for -nercury is tr.rougr. the



consumption of.  contaminated  fisn.   Fish bioccncentration factors



(fish tissue concentration/water concentration) are as high as



35,000.  Recently,  elevated  levels  of  mercury in fish in



isolated, pristine  lakes have been  identified in widespread areas



around the country.   There are currently over 1,550 fish



consumption bans  or advisories due  to  mercury in effect in the



United States  {Sorensen  et al, 19SO).



     Although  there may  be insufficient data to determine whether



mercury from lamps  will  endanger human health and environment by



the release of  mercury to  the air,  there are concerns over



emissions of mercury  from  lamps  from  municipal waste combuscors,



possibly landfill gas, as  well as concerns  with the handling and



disposal of mercury lamps.  In this section, available



information will  be discussed pertaining to the hazards of



mercury via air exposure.







1)   Incineration



     The Agency estimates  that approximately 14% of U.S.



municipal solid waste is burned  in  municipal waste combustors



(MWCs), comprising  23 million metric  tens  (Mg) of waste.



Approximately  100 Mg  of  mercury-containing  waste is burned in





                                 22

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municipal waste ccmbustors, of whicn abouc 3 Mg/yr is mercury-
ccntainir.g lamps  (U.S. EPA, 1S90).  Because of its low ccilir.g
point:, elemental mercury ir. the waste is largely vaporized during
municipal wasc-e cotnoustion ar.d, wichcui concrcls specific zo
mercury, passes out cf the municipal wasce ccmoustcr into che
atmospnere wich "he flue gas.  Measurements nave shown thac for
several municipal waste combustors wich emissions controls for
sulfur and nitrogen oxide particulates,  average MWC mercury
emission factors range from 70 to 90 percent of the mercury input
(Vogg et al,  1936/Reiman, 1939}.   If we assume that 98% of the
me  • try in incinerated municipal solid waste is volatilized
du__ .g combustion this would potentially generate 98 Mg/year
mercury emissions of this,  about 2.9 Mg/year wculd be from
mercury-containing lamps.  Post-combustion mercury control at the
municipal waste combustor's would reduce mercury levels by 30% to
90%.
     EPA plans to propose mercury emission limits for new and
existing -unicipal waste combustors in 1994 {U.S. EPA, 13:-la) .
The mercury emission limits will be based on the use of activated
carbon injection for mercury control as demonstrated by EPA at
tests at the Stanislaus municipal waste combustor (California)
and Camden municipal waste combustor  (New Jersey).   These tests
demonstrated activated carbon injection technology as available
for post-combustion mercury control at municipal waste combustors

                                23

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and  achieved mercury reduction levels of 80  to  90  percent.



During  che  tests,  activated carbon was injected ir.tc  trie  fl-^e



gases upstream of  the acid gas control syste-n ar.d  collected  fwitr.



the  mercury)  in the particulate matter ccncrol  system.  The  asr.



from the  particulate matter control system was  then landfilled.



     It  is  unclear to what degree the mercury being released from



municipal waste combustors would contribute  to  increased  mercury



levels  in surface  waters oecause the transport  and cycling of



atmospheric mercury emissions are complex and poorly  understood.



It is uncertain how long mercury will stay in the  atmosphere



after being released.   The oxidation state of mercury dictates



how  long  it remains in the air.  Elemental mercury could  stay  in



the  atmosphere for months to years,  whereas  an  oxidized species



of mercury  would stay for only days to weeks.   Although



controversy remains over the form of mercury as it leaves the MWC



stac.<,  it is  likely that mercury from a municipal  waste ccmbustor



would be  more oxidized and therefore would not  remain in  the



atmosphere  for a long period of time.



     However,  since MWC facilities comprise one  anthropogenic



source of atmospheric mercury,  there are probably  regional-scale



or global-scale impacts from such sources (Glass et al. ,



1986/Johnson,  1987).   The elimination of mercury-containing  lamps



from municipal waste combustors would reduce annual atmospheric



mercury emissions  from these significant sources by around 3





                                 24

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 metric  tons,  or  about  3  percent  of  the  total  mercury-bearing



 waste  that  is incinerated.   The  Agency  is  considering proposing



 air  emission  controls  for  mercury later this  year  wnicn would,



 when implemented,  reduce these erxissicr.s.



 2)   Mercurv  in  Landfill Gas



     EPA  evaluated emissions of  mercury in landfill  gas emission



 in its  "Preliminary Risk Assessment:" which is available in  che



 public  docket  {EPA, 1993).   SPA  reviewed studj.es on  the amount  of



 mercury that  may be released to  the air from municipal  solid



 waste landfills.   Specifically,  this section presents in detail



 the  results of two studies that  attempt  to measure mercury  air



 releases.



     A  Swiss  study (Baccini et al.,  1987)  measured the  amount of



 landfill  gas  from  four municipal landfills.  This  study is



 comparable to municipal solid waste landfills in the  U.S. because



 the  study indicated that these Swiss MSW landfills contained



 approximately 2  parts per million (pom)  of  mercury, which,  given



 the  standard error range, is comparable to  the approximately 3.6



 ppm  of mercury in  U.S. municipal solid  waste  (U.S. EPA,  1990) .



 The  Swiss study  indicated that mercury  concentrations in landfill



gases had a mean value of about  0.4 ^.g/cubic meter.   The annual



 total mercury release also was low  (0.0065  mg/Mg waste,  average).



Using this gas release value, and the amount of municipal solid



waste annually disposed in U.S.  landfills  (118 million  Mg),  the





                                25

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amount  of  mercury annually released in landfill  gas  can  be



escimated  as  0.3 kg,  about 0.0001 percer.t  cf  rhe total mercury



load, enter-rig M.SW landfills (S43 Mg)    Ad^-isting ir.e proper tier.



cf total mercury contributed by mercury-containing lamps to  the



MSW stream (3 3  percent),  provides an estimate of annual landfill



gas emissions from lamps of about 0.03 kg,  less  tnan O.C0001



percent of the total  municipal solid waste  mercury input (EPA,



1993) .  The amount of mercury from lamps emitted into the



atmosphere by landfill gas is very small  (.00003 Mg)  when



compared to the  3 Mg  of mercury from lamps  that  is estimated  to



be emitted into  the atmosphere through municipal waste



combustors.



     EPA also received a study (National Environmental Protection



Board et al,  1989)  in a comment to the Universal Waste Proposal



that provided data on mercury gas from four municipal landfills



in Sweden.  The  Swedish study measured the  ambient air quality



above four r.unicipal  landfills.  The study  did not indicate  the



level of mercury in the municipal landfills.  Mercury was



measured using differential optical adsorption spectroscopy



(DOAS) , located  two meters above the landfill, compared  with



background mercury concentrations measured  at each of the  four



landfills.  The  mean  ranged from 10.2 ng/m3 to 23.5  ng/m3 with



background mercury levels at 4 ng/m3  to 3ng/m3.   The  report



stated  that because all measurements were  close  to the detection





                                 26

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limit  for the DOAS technique, the reliability of the  results was



questioned.  After a review, it was ceter-nir.ed that although the



quantification was uncertain because of a low signal-tc-.-.cise



ratio, the concentration above tne landfills was significantiv



above  background mercury levels, indicating that mercury was



being  released to the atmosphere   However, since it  is unknown



hew much mercury is found in Swedish municipal solid  waste



landfills, the results of this study cannot be readily compared



to the situation in the U.S.



3)    Crushing and Breakace of Lamps



     Mercury remains in lamps until they are broken.  When  lamps



break, the elemental mercury inside becomes available for



evaporation,  adsorption, or reaction.  EPA modeled mercury



emissions from broken lamps based on two different methods  of



transportation (EPA,  1993) .   Discarded lamps may be transported



in one cf two ways:  in refuse trucks as household or  commercial



trash, ar.d in closed vans or trailers as part of a bulk relamping



program.   3ased on available information,  it was assumed for the



purposes of this model that as much as 6.6% of mercury could be



released in the air from a lamp broken during the collection,



storage and transport of mercury-containing lamps in  garbage



trucks.  The Agency recognizes that it is uncertain how much



mercury is released from broken lamps.  The amount of mercury



released would vary depending on the ambient air temperature, the





                                27

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cime  the broken lamps are directly exposed  Co  the air and che
number of  lamps broken.   The Agency requests any available data
concerning releases  of mercury during  storage, transccr-a--_cr. and
waste management (e.g.,  landfill  and recyclers/ activities.

C.    Technical  Considerations and Request for  Comments
     The available data on landfill leachace suggests that
mercury-containing lamps may ncc  pose  a  Chreat to groundwater
when olaced in  a scace-concrolled municipal landfill due co the
low levels of mercury found in landfill  leachace.
     However, available information also indicates Chac an
important  route of exposure for mercury  is  bioaccumulation up the
food chain,  causing  mercury poisoning  co both  wildlife and humans
(i.e., through  fish  consumption).   Although it is unclear how
mercury moves through the atmospnere and what  conditions enhance
or retard  it, information suggests that  given  the high vapor
oressure cf mercury,  it can readily volatilize to the air and be
transported, perhaps long distances, and be deposited on surface
water or soil  (which can run off  into  surface  water) .  Some
mercury that is subsequently methylated  will bioaccumu.late in che
food chain.
     The actual amount of mercury released  from fluorescenc or
HID lamps  is unknown.   It is estimated that lamps that are
incinerated will release 98% of their  mercury  due to the high

                                28

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 temperatures needed  for the incineration process.  However,



 because mercury  is such a volatile metal, amounts of mercury



 could  be  released into the air from lamps broken during



 transportation or lamps broken at the landfill.  For purposes of



 this proposal, EPA has made assumptions on the amount or mercury



 that may  be released from a broken lamp but few studies have



 directly  measured the amount of mercury released from a lamp over



 time.



     More information on the air release, transport and exposure



 pathway for mercury is needed in order to better evaluate the



 proper management methods for spent mercury-containing lamps.



 The Agency requests information on air transport of mercury from



 mercury-containing lamps,  the mercury methylation process  (both



 in general and in landfills)  and any studies that directly



 measure the amount and form of mercury released from broken



 mercury-ccr.caining lamps.







 IV.  Management Options



     The  information presented in this notice has led the Agency



 to re-evaluate the management of waste mercury-containing lamps



 because of their importance in promoting energy-efficiency.  As



 mentioned earlier in this notice,  the use of energy-efficient



 lighting can reduce mercury emissions from coal-burning power



plants as well as emissions of carbon dioxide and sulfur oxide.





                               29

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In  light  of  the benefits derived from the use of  these lamps, EPA



is  seeking comment on two proposed options based  the data which



indicate  that  these lamps may ce better  -nar.aged eitr.er outside of



the hazardous  waste system or ir. a reduced regulatory structure



within  the hazardous waste system.



     However,  since there remain uncertainties in the data, more



information  on the air exposure  pathway  for mercury from lamps



would facilitate a decision by EPA on the management of lamps.



Additional information could clarify  which kind of reduced



management structure would be -nost appropriate for mercury-



containing lamps.   The Agency has requested that  information, if



available, be  submitted with the public  comment to this proposal.



     Given these technical uncertainties, EPA has developed two



proposed  alternative approaches  for the  management of mercury-



containing lamps.   The first approach is a conditional exclusion



for mercury-containing lamps from regulation as hazardous waste.



Under this approach,  mercury-containing  lamps would no longer be



considered nazardous waste provided that they are managed under



the conditions of  the exclusion.   The second approach is to add



mercury-containing lamps to the  universal waste management



system, which  was  proposed for batteries and pesticides on



February  11, 1993  (58 FR 8102) .   Under the universal waste



management system,  lamps that fail the TC would be considered



hazardous waste,  but they would  be subject to streamlined





                                30

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hazardous waste management requirements, which are described in



detail later in this notice.   The -pajor difference between tr.ese



two options is whether lamps are disposed of under Sujctirle D



requirements cr under Subtitle C requirements.  Recycling of



lamps would be allowed under either option.



     If EPA concludes,  after considering daca from the public



comment on this proposal, tnat the risk from mercury release from



mercury-containing lamps is not significant enough to warrant



Subtitle C regulation,  the Agency may choose to finalize a



conditional exclusion.   However,  if EPA concludes, after



considering data received in public comment that the risk from



mercury release from lamps is significant,  che Agency may choose



to keep mercury-containing lamps in Subtitle C,  under the



universal waste management system.



     The following sections describe the two approaches in



detail.



A.   Cond-^-onal Exclusion



     Section 3001 of RCRA charges EPA with identifying the



characteristics of hazardous waste and listing particular



hazardous wastes.  Section 1004(5) of RCRA defines waste as



"hazardous" if the waste poses a "substantial present cr



potential hazard" to human health or the environment when



improperly managed.  The groundwater data discussed earlier in



this notice suggest that mercury-bearing lamps,  if they are





                                31

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 disposed of according to tne conditions of the proposed



 exclusion,  may not pose a substantial present or future threat to



 human health or the environment.  Based, or. the Agency's autncritv



 to identify characteristics of hazardous waste and the statutory



 definition of hazardous waste, I?A is considering whether an



 exclusion of used mercury-containing lamps from regulation as



 hazardous waste would be appropriate.  EPA requests comment on



 the  data presented in the proposal,  as well as on whether to



 exclude these lamps from regulation as hazardous waste.



      The exclusion under consideration today has two conditions.



 In order to qualify for the exclusion:



      (1) (a)     generators would be required to either dispose of



                these lamps in a municipal solid waste landfill



                that is permitted by a State/Tribe with an EPA-



                approved MSW permitting program,  or



         (b)     if generators do not  send these lamps to a MSW



                landfill,  they would send them to a State



                permitted,  licensed,  cr registered tiercury



                reclamation facility;  and



      (2)        generators would be required to keep a record of



                the lamps  shipped to  management facilities.



     The  Agency is proposing to limit the exclusion to spent



lamps disposed  in MSW landfills (requirements of MSW landfills



are discussed Later in this  section},  rather than allowing





                                32

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disposal in any nonhazardous waste landfill, because EPA has



field data on leachate  (including mercury levels) only for MSW



landfills  (among Subtitle D facility categories).  The available



information  (discussed above) suggests that the amount of -nercury



from mercury-containing lamps that is released from MSW landfill



gas is very small and its effect on ambient air quality may not



pose a significant hazard to human health or the environment.



EPA requests any information on the levels and impacts of mercury



in MSW landfill gas.   Further,  data on leachate quality and air



emissions from other nonhazardous waste landfills, including



industrial solid waste landfills, is very limited.  However, some



soil column data also suggest that mercury dissolution into soil



pore water occurs at very low levels (Eichholz et al.,  1986).



EPA requests comment on this approach and any information on



mercury releases from other ncnhazardous waste landfills.  Based



on EPA's existing data and any additional data received,  EPA may



expand tr.e exclusion to include disposal in non-municipal, solid



waste,  Subtitle D disposal facilities.



     While this proposed exclusion from Subtitle C of RCRA is



supported by data from municipal solid waste landfills .with a



range of design and operating conditions,  EPA believes that



limiting the exclusion to spent lamps disposed only in MSW



landfills that are permitted by States or Tribes with EPA-



approved MSW landfill permitting programs will provide further





                                33

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assurance  that  human health and the environment will be



protected.   In  particular,  these MSW landfill permitting controls



will provide added protection to the T\anaceT.er.- of tnese la-ips



     In  October 1391,  EPA promulgated new requirements for



municipal  solid waste  landfills (40 C7R Part  253, October 9,



1991, 56 FR  51015) .   These requirements cover location



restrictions, landfill design and operations, groundwater



monitoring,  corrective action measures,  financial assurance, and



conditions for  closing the landfill and post closure care.  The



majority of  landfill owners/operators accepting greater than 100



tons per day must  comply with the majority of the requirements by



October  9, 1993.   On October 1,  1993 (53  7R 51536), EPA delayed



the October  9,  1993  effective date for six months for landfills



accepting  less  than  100 tons per day (in  addition to other



criteria)  and delayed  the effective date  for two years for



landfills  in arid  or remote regions that  accept less than 20 tons



per day.



     States,Bribes  are in the process of  incorporating these new



municipal  solid waste  landfill standards  into their permitting



programs and applying  for EPA approval of their permitting



programs.  EPA  is  currently evaluating these State permitting



programs to  determine  their adequacy in incorporating the new



municipal  solid waste  landfill criteria (40 CFR part 258) .  As of



June 30, 1993,  EPA approved thirty-six State municipal solid





                                34

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waste landfill programs.  In addition, EPA is actively reviewing



numerous State permitting program applications and expects to



approve the remaining State landfill permitting programs by April



1994, well before this proposed rule would become effective as a



final rule.  EPA expects to issue "partial" program approvals to



some States because their landfill permitting programs may not



fully address all elements of the EPA municipal solid waste



landfill criteria.  For purposes of today's rule, EPA would



consider "partial" program approvals,  as well as "full" program



approvals,  to be "EPA-approved" State municipal solid waste



land'fill permitting programs.  Further,  States with "partial"



approval have agreed to an EPA approved schedule for full



approval.  The Agency believes that limiting today's proposed



exclusion to landfills that are permitted by States that have



incorporated EPA's new municipal landfill standards will provide



further assurance that spent lamps will be safely managed in



municipal solid waste landfills.  EPA requests comment on this



approach and any alternative approaches.



     The second condition,  which limits the proposed exclusion to



lamps managed in State permitted,  licensed, or registered mercury



reclamation facilities,  is also consistent with the Agency's



support for environmentally sound reclamation of waste.   EPA



believes that with adequate State oversight,  mercury containing



lamps can be safely recycled and the mercury reclaimed from them.





                                35

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However,  EPA is concerned that,  in States  without  oversight over



recyclers,  recycling activities  cculd pose a  tnreat  tc  r.u-^an



health  and  the  environment because of inadequate or  ncr.-existent



waste management ccntrols.  Therefore,  the Agency  is  requesting



information cr.  recycling cperaticr.s and practices.   SPA  is aware



that several technologies are available co recycle lamps  and



recover mercury frcm them   However,  the Agency does  not  have



complete  information on wnich tacnnologies are currently  being



used by recycling companies and  if these technologies can address



all different kinds  of lamps (e.g.,  tube,  U-shaped,  compact,



etc.) .  The Agency also seeks information  that tracks mercury as



it moves  through the recycling process.  Further,  SPA would like



to know the operating capacity of  existing or planned reyclers of



mercury-cent air.ir.g lamps.   The Agency is also requesting



information on  what  markets exist  for the  mercury  and other



materials recovered  from lamps.   This information  will  be useful



to the  Agency in understanding and assessing  possible ris,-:3 to



human health and the environment  as well as to determine  the



potential or actual  use of the materials recovered from  lamps in



the market.



     Under  the  conditional exclusion,  regulated lamp  generators



(i.e.,   those that generate more  than the conditional-exempt small



quantity generator (CESQG) limit  of 100 kilograms  of  hazardous



waste per month which would be about 350 mercury-containing





                                36

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lamps) would not: be able Co send lamps to a municipal waste



combustor for disposal.  EPA does not propose to extend the



exclusion to lamps disposed in municipal waste ccmcustors because



of concern over mercury air emissions from these sources.



However, this proposed option would not affect municipal waste



combustors'  ability to continue the combustion of traditional



municipal solid waste which contains limited quantities of



unregulated household or CESQG mercury-containing lamps.  Because



mercury-containing lamps do not burn, it is unlikely that truck



loads of mercury-containing lamps (i.e.,  containing more than 350



lamps) would have been acceptable to most operators.  The



exclusion would assure that this disposal alternative is not



considered in any situation.  The Agency requests comment on the



proposal tc limit the exclusion to permitted municipal solid



waste landfills  (i.e., regulated lamp generators would not be



allowed to send lamps to a municipal waste combustor for



disposal;.



     EPA also requests comment on adding to the exclusion



handling requirements to minimize mercury emissions during



storage and transportation  (e.g.,  packaging to reduce breakage).



These management: controls could be the same as those proposed in



the universal waste management system.  The Agency is interested



in data on the cost of and human health protection provided by



these handling requirements for lamps.





                                37

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     The third  condition is  that generators taking advantage of



the exclusion would be  required to -nair.tain a written



certification indicating the disposal cr recycling location fcr



the lamps.  The  proposed certificaticn, to be signed by the



generator or its  authorized  representative, would state that on a



specified date  a  specified amount of  Lamps was consigned to a



specified transporter  for disposal or recycling at a specified



facility.  This  certification would be required for each shipment



of lamps and would  be maintained by the generator for three years



from the date of  shipment.   The Agency is proposing this



documentation as  a  mechanism for verifying that the conditions of



the exclusion have  been met.  Failure to maintain the required



documentation would disqualify the generator from eligibility for



the exclusion.   The existence of the  certification, however,



would not protect a generator from an enforcement action if the



lamps were not  actually disposed of or recycled in accordance



with the conditions.



     The A.gency  is  proposing that separate documentation be



required for each shipment based on its oelief that most lamp



generation is sporadic  (every three to four years) , as opposed to



on-going generation which would lead  to a continuous relationship



with the same disposal  or recycling facility.  Given that the



life span of mercury-containing lamps is approximately three to



four years, businesses  that  participate in mass relampings would





                                38

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only dispose of their lamps every few years.   Under the current



hazardous waste regulations, many of chese businesses would be



subject to hazardous waste regulation because mass relampir.g



could cause them to exceed the conditionally-exempt small



quantity generator level (approximately 350 four fooc lamps, if



lamps are the only hazardous waste generated).   However, small



businesses and other facilities that generate just under the



CESQG limit of hazardous waste (100 kg per month)  may exceed this



limit with attrition relamping.  For these generators, this



recordkeeping requirement could be more burdensome.  The Agency



requests comments on whether there are alternative mechanisms



that can be used by generators to demonstrate compliance with the



conditions of the exclusion.  The Agency also requests comment on



whether, if the Agency determines that documentation is necessary



to demonstrate compliance wich the conditions,  the form and



frequency cf documentation proposed are appropriate.



     In addition to requesting comment on the conditions cf the



exclusion, che Agency requescs comment on having a 3 to 5 year



sunset provision on the exclusion.  A sunset provision would



require the Agency to re-evaluate the exclusion after a period of



three to five years, to determine whether an exclusion is indeed



appropriate for lamps given any unanticipated management or risk



issues that develop as a result of the exclusion.   The Agency



would then determine whether to extend the exclusion.





                               39

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      Finally,  the Agency requests comments on other alternatives



 that  still achieve the overall RCRA goal of projection  of  human



 health and the environment.   EPA is incerested in data  zr.  tr.e



 benefits,  coses,  and legal authority for any alternatives  and  tne



 Agency will consider such options.
B.    Universal  Waste Management System



1.    Background



      On  February 11,  1993,  EPA proposed a  streamlined, reduced



regulatory  management structure for certain  widely-generated



hazardous wastes currently subject  to  full RCRA  Subtitle C



regulation,  in  an effort to facilitate their collection and



proper management (the "universal wastes"  proposal,  58 FR 8102).



The propcsed reduced regulatory structure, known as  a special



collection  system,  is designed to ensure that management of these



hazardous Bastes is  conducted  in a  manner  that is protective of



human health and the environment, given the  diffuse  and diverse



population  of generators of these wastes.  See the February 11,



1993 preamble discussion,  for  a detailed discussion  of.tne



proposal.



     The general waste types that EPA  believes may be



appropriately managed under this streamlined regulatory structure
                                40

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are known as  "universal wastes" and share several

characteristics.  These wastes:

     •    are frequently generated in a wide variety of settings
          other than the industrial settings usually associated
          with hazardous wastes;

     •    are generated by a vast community, the size of which
          poses implementation difficulties for both those wno
          are regulated and the regulatory agencies charged with
          implementing the hazardous waste program; and

     •    may be present in significant volumes in the municipal
          waste stream.


     The February 11, 1993, proposal included specific regulatory

text addressing the management of two waste types; hazardous

waste batteries, and suspended and/or canceled hazardous waste

pesticides that are recalled.  The proposal also included a

petition process and a set of criteria to be used to determine

whether it would be appropriate to add additional waste types to

the special collection system in the future.  Several waste types

such as automotive antifreeze, paint application wastes, and

mercury-ccr.taining items such as thermostats and thermometers

were discussed as possible additions to the Universal Waste

proposal, also referred to as the special collection system.



2.    Universal Waste System Alternative for Lamps

     In the February 11, 1993, proposal £?A mentioned fluorescent

lamps (58 FR 8110),  explaining that the Agency was examining the

risks of managing these wastes in landfills and requesting data

                                41

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on Che risks  of  various  management:  methods for these wastes.



Comments  received in response  ~o  that  request are included in the



dccket for  this  proposal.   The Agency  will respond to these



comments  in the  final rule  together wich  ~hcse sucmitred in



response  to Today's  proposal.   The  Agency is requesting comment



on using  the  proposed special  collection  system for the



management of  spent  lamps as another approach to the management



of mercury-containing lamps.   The Agency  has not yet promulgated



a final universal waste  rule but  anticipates doing so in the near



future.   Should  EPA  select  the universal  waste option for lamps



as a final rule,  the Agency will  ensure consistency with the more



comprehensive  universal  waste  final rule.



     The  Agency  believes that  spent lamps may appropriately be



considered  "universal wastes"  in  that  they are generated in a



wide variety  of  settings, are  generated by a very large number of



generators, and  are  present in significant volumes in the



municipal waste  stream.   The special collection system approach



may be an appropriate option for  addressing the collection phase



of managing lamps that are  hazardous waste.  The special



collection system approach  (which is consistent with the February



11,  1993  proposal),  would not  change any  of the requirements



applicable to  the ultimate  treatment and  disposal or recycling of



any wastes collected,  but would minimize  the regulatory



requirements  applicable  to  collection  of  these wastes (i.e.,





                                42

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 generation,  transportation, and intermediate



 storage/consolidation)  for proper rr.anagemeriC.



     Special collection system regulations also could remove  seme



 existing barriers to management of hazardous waste lamps  under



 the Subtitle C system by reducing the technical and paperwork



 requirements applicable to collection, thus making collection



 more efficient and economical.  At the same time, management



 requirements included in special collection system regulations



 could be designed to minimize the hazards posed in collection of



 these wastes {e.g., special packaging could be required to



 minimize the risk of breakage).



     3y removing some of the barriers to Subtitle C management



 for lamps,  a special collection system approach could minimize



 concerns aocut decreased participation in the Green Lights



 program by simplifying  and clarifying the requirements for



 mercury-c^r.zaining lamp collection wnile maintaining Subtitle C



 control ever final treatment and disposal (or recycling)  for



 these lamps   Such an approach could help in assuring that the



 substantial environmental benefits offered by the Green Lights



program are realized through increased participation. .Management



costs under the special collection system approach proposed on



February 11,  1993,  would be lower than full Subtitle C management



because hazardous waste transporters and manifests would  not  be



required for lamp shipments between the generator and the





                               43

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consolidation  facility,  and  permits  would not be required for



storage  at  interim consolidation  points.  However, under the



Special  Collection System the  management of mercury-contair.ir.g



lamps  (after reaching  the consolidation point) would be mere



expensive than  the management  of  these lamps under the



conditional exclusion  (although the  larger volumes managed at



these consolidation points may result in certain economies of



scale for transport and  disposal  or  recycling).



     The Agency requests comment  on  whether spent hazardous waste



lamps should be regulated under the  special collection system



approach proposed  February 11, 1993.  Documents included in the



docket for  this proposal include  estimates indicating that



approximately  3.9  billion spent lamps of all types may be



disposed of annually in  the  country  (including 550 million spent



fluorescent lamps)  and that  lighting is one of the second largest



contributors of mercury  to the municipal waste stream (from all



types of -lercury-containing  lamps) .  In addition, the Agency



believes that  spent mercury-containing lamps of some type Trust be



generated by almost every commercial and industrial establishment



in the country.



     In addition,  a special  collection system approach could



address all types  of spent lamps  that fail the toxicity



characteristic  and are therefore  hazardous waste, not only



mercury-containing lamps.  Such an approach seems appropriate





                                44

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since any type of waste lamp is likely to be "universal" m



nature.  The Agency requests comment on whether various types of



spent lamps  (e.g., incandescent,  r.ecn) ,  ether than -nerrury-



containir.g lanps, typically fail tne TC test (or exhibit ctr.er



characteristics)  and would be hazardous waste under the current



RCRA Subtitle C toxicity characteristic (40 CFR 2SI.24) .  Indeed,



should the Agency choose,  in a final rule, to conditionally



exempt mercury-containing lamps from regulation under Subtitle C,



the Agency may still elect to add other types of lamps to the



universal waste management system.   The Agency requests comment



on this approach and on whether,  how frequently, and for what TC



constituents various lamp types may fail the toxicity



characteristic.  The Agency also requests that commenters submit



any additional data that may be available on this question.



     The Agency requests comment on a special collection system



for management of spent lamps including the same basic structure



and requirs-ents for generators,  transporters,  consolidaf.cn



pomes,  and destination facilities as proposed on February 11,



1993 for management of hazardous waste batteries and pesticides.



The Agency is also specifically requesting comment on the items



discussed below.



     First, in the February 11, 1993, proposal the Agency



proposed a quantity limit for storage of batteries above which



generators and consolidation points would be required to notify





                               45

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che Agency of  their storage  activities.   The Agency  requests



comment on a notification requirement  for generators ar.ci



consolidation  points storing more  char. 35,000  scent  •nerri.ry-



containing lamps.   This  requirement  is similar in substance tc



the notification  requirement proposed  in  the Universal Wastes



rule  (proposed §273.11(c)  and §273.13(d)  (58 FR 3129-8130)}.  SPA



is suggesting  a numerical limit  rather than a  weight limit



because lamp packaging  (e.g.,  the  cardboard boxes in which new



replacement lamps were shipped)  may  constitute a large proportion



of the total weight of a shipment  or stored quantity of lamps.



In addition, industry practice appears to be to quantify



inventories by number of lamps rather  than by  weight, calculated



by multiplying the  number of boxes of  lamps in storage or in a



shipment by the number of lamps  per  box.  Since about 35,000



lamps roughly  correspond to  a full truckload of packaged



fluorescent lamps,  the Agency is suggesting a  35,000 limit for



fluorescent lamps.   The  Agency also  requests comment on



appropriate quantity limits  for  notification for other hazardous



waste lamps types.



     Second, the Agency  is requesting  comment  on the options



proposed in the Universal Waste  proposal  §273.11(b)(2) and



§273.13 (a) (2)  (58 FR 8129-30)  for  demonstrating that lamps are



not stored for greater than  one  year.   In addition,  with respect



to tracking of lamp shipments, the Agency is requesting comment





                                46

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on several alternatives.  The approach included in today's



proposed regulacory text is the same as that included in tr.e



universal wastes proposal for batteries(§273 12'b'i  cf the



universal waste proposal).   This accroach requires that the



manifest system be used  (wnich triggers the ase of Hazardous



waste transporters)  for shipments from the last consolidation



point co a destination facility, but that no manifests or other



records  (or hazardous waste transporters)  be required for



shipments from generators to consolidation points,  between



consolidation points, or from generators  to destination



facilities.  On the other hand, because a number of comments



received on the proposed universal wastes rule disagreed with



this approach, the Agency is also requesting comment on two



additional approaches.  The first alternative, which was



suggested ir. several comments on the universal wastes rule, would



be to req-ire that persons initiating and receiving shipments of



lamps retsin shipping papers documenting che shipments.  7ne



minimum data elements required for sucr. records could be



specified  (e.g., quantity of lamps,  date of shipment or receipt,



name and address of shipper and receiver).   The second.



alternative would be not to specifically require any specific



record keeping for shipments of lamps, but, as with all



exemptions, the person claiming the exemption would have to 
-------
Agency  is  requesting comment on this second  alternative because



it  is believed that due to the large volumes of  lamps, sr.ipmer.ts



are more likely to be made directly from the generator ~o a



destination  facility.   Records would be  availaole  for such



shipments  because  destination facilities are already required



under 40 CFR part  264.73 (b) (1)  or part  265. 73 (b) (1) to maintain



records including  the description and quantity of  each hazardous



waste received.   It is  likely that lamps would be  shipped



directly from generators to disposal facilit_es  because volumes



are likely to be large  enough that consolidation will not be



necessary  to make  full  truckloads.   In  addition, the storage



space and  careful  handling required for  management of these



wastes make  consolidation less attractive and shipment directly



to the destination facility more likely.



     A third question on which the Agency requests comment is



what management  controls would be appropriate to impose on



collection ~f. lamps under a special collection system approach.



Some of the  data included in the docket  for  this proposal discuss



the risks  of the types  of management likely  in lamp collection



such as management at the generator's site,  transportation, and



storage (U.S.  EPA,  1993a).   Requirements could include packaging



that would be required  to meet a performance standard of



minimizing breakage for unbroken spent  lamps.  A wide variety of



containers would probably satisfy such  packaging requirements.





                                48

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EPA expects that packaging in which new replacement: lamps are



shipped from the manufacturer would frequently be reused tc store



and transport removed, used lamps.  Ar.otner opticr. could ce to



impose a prohibition on intentional breakage cf spent lamps by



generators



     In addition, requirements could be imposed on the storage



and transportation of spent lamps that are inadvertently broken,



to prevent further mercury emissions.   Steel 55-gallon drums or



any enclosed container could oe used to hold broken lamps for



transportation to the disposal site.  In summary, the Agency



requests comment en whether the exclusion should include



requirements to minimize mercury emissions during storage and



transportation of spent lamps.  .Management standards would apply



to transporter and consolidation points as well as for



generators.  The Agency requests comment on management practices



for lamps,  -he risks posed by tnese practices,  and appropriate



technical rcntrols to minmize these risks while at the same time



not inhibiting collection and proper management.  The Ager.cy also



requests comment on whether generators or consolidation points



should be allowed to intentionally crush lamps to minimize volume



for storage or shipment and what, if any,  standards should be



imposed to protect against mercury releases during crushing or



the subsequent management of crushed lamps.   The proposed



universal waste management system includes a prohibition on





                                49

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treatment  (crushing  is  considered  treatment) of lamps at the



generator,  transporter  and consolidation points.



     A  fourth  question  on which  the Agency  requests comma-r is



whether  to  include a  3  co 5 year sunset provision on the



universal waste  syscem  for lamps.  A  sunset provision will



require  EPA to re-evaluate the effectiveness of the universal



waste system in  addressing the disposal of  lamps after 3 to 5



years.   The Agency can  then decide whether  less controls or more



controls are needed to  maintain  the safe management of lamps and



whether  to  extend the inclusion  of lamps in the universal waste



system.







VI.  State  Authority



A.   Applicability of Rules in Authorized States



     Under  Section 3006 of RCRA, EPA  may authorize qualified



States to administer  and enforce the  RCRA program with the State.



(See 40  C7R part 271  for the standards and  requirements fcr



authorization.}  Following authorization, EPA retains enforcement



authority under  sections 3008, 3013,  and 7003 of RCRA, although



authorized  States have  primary enforcement  responsibility.  The



standards and  requirements for authorization are found at 40 CFR



part 271.



     Prior  to  the Hazardous and  Solid Waste Amendments  (HSWA) of



1984, a  State  with final authorization administered its hazardous





                                 50

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waste program  entirely  in  lieu  of  EPA admir.is-eri.ig  the  Federal



prcgram in  that State.  The  Federal  requirements  r.o  longer



applied ir.  the authorized  £tare ar.d  E?A  zz-'.z.  r.ci  i=2_5  per-its



for any facili-y  in  tne State  ..-.at rr.e Scare was  autr.crized _o



permit   When  r.ew, --nore stringer.-  Federal  requirements were



promulgated or enacted, the  State  *as obliged  to  enact equivalent



authority witnin  specified time frames.  New Federal  requirements



did not take effect  in an  authorized State  until  the  authorized



State adopted  rhe requirer.enzs  as  State  law.



     In contrast, under section 3305-ig)  cf  RCRA,  42  U.S.C.



€925(g), new requirements  and prohibitions  imposed by the HSWA



cake effect in autnorized  States at  tne  same time  that they take



effect in non-authorized States.   ZPA is directed  to  implement



I-ISWA requirements and proniciticns in an authorized  State,



including tne  issuance of  permits, jntil the State is granted



authorization  to  do  so.  While  States must  still  adopt HSWA-



related previsions as State  law to re_ain  final authorization,



HSWA applies in authorized States  in the interim.







3.   Effect on State Authorizations



     The conditional exclusion  and the universal waste management



system would not be HSWA regulations,  and  chus would  not be



immediately effective in authorized  States   Thus, the exemption



would be applicable only in  those  States tnat  do  not  have final





                                51

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 authorization for the base (r.on-KSWA)  portion  of  -he  XCR



 program.



      Section 3C09 of R.CRA allows States ~z  _-pcse  rrcrs stnr.ger.t



 regulations  than the Federal  prcgran.   Accordingly, authorized



 States  are only required to -ncdify their programs  when I?A



 promulgates  Federal regulations "hat are more  stringent than the



 authorized State regulations.   For tnose changes  that are less



 stringent or reduce the scope  of the Federal program, States are



 not required to modify their  programs.   Today's proposed options



 are considered less stringent  or smaller in scope  than the



 existing Federal regulations  because that portion  of  today's



 proposal would exempt certain  activities now within the purview



 of RCRA Subtitle C.   Therefore,  authorized States  are not



 required to  modify their programs to adopt regulations consistent



 with  and equivalent to the proposed exclusion  or  the  proposed



 universal waste management system for  lamps.



      Ever, tnough States will  not ce required to adopt today' s



 proposed options {if either is finalized), Z?A would  encourage



 States  to do so.   As already  explained  in the  preamble, a



conditional  exclusion of mercury-containing lamps  or  che addition



of lamps to  the universal waste management system  could reduce



barriers to  participation in  EPA's Green Lights program, which



encourages pollution prevention througn energy savings.  Further,
                                52

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 it  ccuici  help  to  clarify for "he regulated community t.-.e crocer



 management  of  mercury-containing la^ps.



      Ir. addition,  the  proposed options,  cy -a'Cctooer  4,  1993M  rhe  Agency -"ust  de-er-iine wr.e"her the



 regulatory  action,  is "significant"  ar.d tnerefore subject to OMB



 review ar.d  the requirements  of  the  Executive Order.   The Order



 defir.es "significant regulatory acticn"  as one that is likely to



 result ir. a  rule  that may  {!•  r.ave an annual effect on the



 economy of  $103 "nillicn or more or  adversely affect in a material



 way tr.e ecor.cny, a  sector of tr.s econcrry,  productivity,



 corpet 111 :r., ^ocs,  tr.e  environment,  p-clic nealtr. or safety, or



 State, Ijcal, or tribal governments or communities,-  (2) create



 serious inconsistency or otherwise  interfere witn an action taken



or planned by another agency;  (3) materially alter thai budgetary



 impact of entitlements,  grants,  user fees,  or loan programs or



 the rights and obligations of recipients thereof; or (4)  raise



novel legal or policy issues arising out of legal mandates, the
                                53

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President's  priorities,  or the  principles  sec  forth  i- -he



Executive Order.



      Pursuant  to  ~he  ter^s of Executive  Crier  L2 = €=, tr.is sectirr.



of the preamble summarizes tr.e  ccsts  (savings;  and tr.5 eccr.cni:



impact analysis of  {option 1) the  prcpcsed -nercury-ccntair.ir.g



lamp  exclusion and  of (option 2)  tne  prcpcsed  special collection



of mercury-containing lamps.  Based upon tr.e economic iTpact



analysis for today's  rule,  the  Agency's  best estimate is that the



exclusion of mercury-containing lamps from Subtitle  C Hazardous



waste regulatory  requirements  (option 1) may result  in nationwide



anriualized savings  of approximately S93  -nillion, and the special



collection of  mercury containing lamps  (option 2) may result in a



nationwide annualized savings of approximately $17 million.  A



complete discussion of the economic mpact analysis  is available



in the regulatory docket for today's  proposed  rule  (EPA, 1994).



      The Agency requests information  to  better evaluate the human



health and environmental effects cf the  two options  described in



tnis  notice  and current  disposal practices.  Human and



environmental  exposure to mercury could  occur  during the



collection,  transportation, processing,  recycling, treatment, and



disposal of  spent lamps.  EPA estimated  the potential mercury air



emissions resulting from some of these activities, but is



uncertain about the extent and  likelihood  cf human and



environmental  exposure.   The Agency is also aware  that the  two





                                 54

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regulatory options may pose different worker  and  transportation



ir.jury risks as well as differer.-  er.v-.rtr.-ental ris,
-------
generated  in  States  where  spent  bulb management -emulations exist



•California,  Minnesota,  and  Wisconsin!    ;it was assumed t.-.at



these State controls would be  more  stringent -.-.an che cpticr.s



considered  in today's proposal and  would  therefore supersede any



Federal exemption  of spent mercury-containing lamps from Subtitle



C requirements).



2.   Baseline  Costs



     EPA assumed that baseline requirements are the continuation



of current  Subtitle  C regulatory standards for the treatment and



disposal of mercury-containing lamps which currently fail the TC.



Under this  scenario,  generators  of  spent  mercury containing lamps



wnich fail  the TC  continue to  be subject  to the full spectrum of



hazardous waste management standards including record keeping and



manifesting of all mercury-containing  lamp shipments, Agency



notification  and Subtitle  C  transport,  treatment, storage and



disposal standards.



     In the cost analysis, all spent mercury-containing lamps



were assumed  to be TC (Toxicity  Characteristic) hazardous wastes.



All spent  lamps were also  assumed to be in the low risk category



for mercury,  requiring stabilization as treatment under che Land



Disposal Restrictions.



     Cost  drivers  for the  baseline  management of spent lamps



include hazardous  waste transportation,  and Subtitle C disposal.



The bulk of mercury-containing lamps currently disposed  (97%) are





                                 56

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assumed co be stabilized ar.ci disposed of  ir. hazardous  waste

Landfills   The remainder, cased  -per. vcl--e daca  from i.-.e scene

mercury-ccncair.ing lame recovery  industry, are  recycled  ^as-ed

~pon conversations wirh cr.e recycling ir.d-scry,  A/.-.icr.  in-icace

planned increases in recycling capacity,  the analysis  assumed a

small annual increase in cne caseline recycling  race of -nercury-

cor.cair.ir.g lamps over "he firsc cr.ree years of  cr.e  analysis.

Unit coses for staDiiization, iandfilling, recycling and

hazardous waste transpcr* were applied on a per  con basis.

     Generator specific requirements which applied  co  all large

quar.cicy generators of spenc -nercury-cor.caining  lamps  included

record-keeping,  -nanifescing, excepcicn reporting,  and  3RS

(Biennial Reporting Sys-em;  reporting.  Ocher generator

requirements, including rule familiarizacion, nocificacion,

persor.ne. safecy training and emergency- planning were  only

assessed for new facili-ies wnicn  spec reiamp and  score lup  co 90

days for large quancicy generaccrs,  ap co 130 days  for snail

quancicy generacorsj  spent lamps  on  sice.  Ic is assumed chac

costs resulcing from generator requiremencs whicn  are  incurred en
     ^According to 40 CFR,  265 Subparc D of che Resource
Conser'/ation. and Recovery Ace, all  large quantity  generators of
hazardous waste must draft a  contingency plan  describing the
actions facility personnel will  take  should a  fire,  explosion,  or
any unplanned sudden or ncn-sudden  releases of hazardous wasce
constituents to air, soil, or surface water occur.   Local
emergency response  teams use  the  information required in che
contingency plan co minimize  unancicipaced damage  from che
storage of hazardous waste.

                                57

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a per  shipment basis (i.e.  manifesting,  exception  reporting) will



be  incurred by group relampers once every three  years  • once per



relamp).   Spot relampers will incur these ccsts  twice  a year •for



small  quantity generators)  or four tiTes per  year  (for large



quantity  generators).



3 .   Option 1:  Conditional  Exclusion fron Suotitle  C standards



     Costs



     The  first option under consideration in  today's proposal is



to  exclude  mercury-containing lamps from Subtitle C management



standards with the condition that  these  lamps are managed in



permitted municipal  landfills or recycling facilities.  The



proposed  exclusion also includes a minor generator  record keeping



requirement.   As  the exclusion would be  deregulatory,  primary



economic  impacts  to  small and large quantity  generators of



mercury-containing lamps resulting from  this  action would be in



the forT of cost  savings from avoided Subtitle C regulatory



management,  particularly for transport and disposal of spent



lamps.



     In the cost  analysis,  it was  assumed that,  given  the



proposed conditional exclusion,  all small and large quantity



generators  of  spent  mercury-containing lamps  would  opt for



management  in  municipal landfills  in order to reduce disposal



costs.
                                58

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      Seme  generators may have slightly r.igner disposal  costs  than



 ethers  as  a resale of tne crcccsed sxd-sicr. :f Tercurv-
              are cr.eir r.cr.-hazar-c _3



       r crs ,  rr.e  ccrrjoustcr excl-Sicr.  Tay require cr.ese  ger.era-crs



cc:    1]  keep iheir sper.r lamps secaraze frcTi zr.e rest  cf  tr.eir



mur.icipai solid  wasce,  2)  sccre sper.t laTips en si'e ur.-il  er.c^cr.



voiuTie  has  been  ger.erared co T.a.o disposal ccs. effective,  and 2 .-
r.aui  spent  lamps  greater distar.ces tc -ur.izipal solid, -



lancf il Is .



      Ir.  s.icrt ,  overall  savings ~^z ce acor-ed from the proposed



excl-sicn may  vary slightly fr^m generator to generator.



4 .  Cctior.  2 •   Sceoial  Cslleoticr. Ccsts



     The second option,  speoial collection,  included in  today's



proposal would allow  small  and large quantity generators of  spent



mercury- rcntainir.g lamps tc reduce certain administrative



aotiviti-25  required under Subtitle C standards,  including



oiennial reporting, nocif ication,  T-anif est ing and personnel



training.   Additionally the opcior. also allows generators to



store spent mercury-containing lamps or.-site fcr up to.or.e year



without a hazardous wasce permit,  and to transport their spent



lamps direct to final disposal or recycling using non-hazardous



waste haulers.
                                59

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     The option also includes  similar reduced  requirements for
interim, spent  lamp  storage facilities and  "special cclletticr.
centers."  Transportation co  tr.ese  facilities  or  cer.-ers frcrr t.-.e
generator would not be regulated L.r.der Subtitle C standards,
however, transport  to final disposal  or recycling frcm these
facilities would be regulated  under Subtitle C standards
     The costs  estimated for  Special  Collection Cption assumes
for urban generators direct shipment  using  non-nazaraous waste
haulers, as allowed under this option,  from generators to final
disposal;  thus the costs of  creating and operating an interim
sto-rage facility or special collection center  are not included
for urban generators.   The rationale  for this  omission is
twofold: 1) it  is assumed that spent  lamp generation is large
enough to create economies of  scale for direct non-hazardous
waste transport;  the need fcr  special collection  centers is
precluded cy non-hazardous waste transport  "-nilk  runs" fcr spent
iamos
,  and 2;  although there may be economies of scale generated
for long-naul  transport of  spent  lamps  from  collection  centers,
the special  collection option requires  Subtitle  C  transport  from
the centers  to final  disposal or  recycling,  thus making the  use
of a collection center with Subtitle  C  final transport  more
expensive Chan Subtitle D direct  transport to the  disposal
facility.
                                SO

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5.  Results



a.   National Anr.ualized Costs  Savings^



     A summary of estimated national ar.r.ual compliance  costs



associated with tr.e exclusion cccicr. and the special  collection



option, 312-9 with estiTated caselir.e cc~pliar.ce costs  are



presented celcw in exhibit VII L.  Also presented  are esti-st-ed



incremental savings acove baseline compliance costs for eacn



opcion.   Costs were annualized over a twenty-year period,  using



a 7% discount rate.  The analysis used projected growth in  tne



U.S. population over the twenty-year time frame cf the  analysis



to. estimate tne increase in grcwtn of spent lamp generation.



Total estimated ar.r.ualized savings range between approximately



$85 million and S102 Tiillicr. for the exclusion and savings



estimates for the special collection option range  between $15



•nillien and 520 million in savings.



     The above savings esti-.ate is cased on the assumption  in the



baselir.r tnat all facilities are properly managing their mercury-



con-aining scent lamps as Scccitle Z waste.  Currently,  however,



some lamp generators may not be aware that fluorescent  lamps are



hazardous waste and therefore may not ce following Subtitle C



requirements.  Hence, estimated savings may represent savings



from a future scenario of full compliance with current  law,



rather than savings from current lamp management.  EPA  expects



that if no regulatory action is taken. Subtitle C  management of





                                61

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mercury-containing  Lamps  will  ceccne T.ore prevalent: over the next

few vears.
Exhibit VII.1.  - ANNUALIZED  COSTS  (SAVINGS) OF REGULATORY OPTIONS

      Costs (savings) are presented in ->il liens cf 1992
                           dcllars/vear:
REGULATORY OPTION
Baseline :
Option 1 :
Cption 2:
Subtitle C
Standards
Conditional
Exclusion from
Subtitle C
Special
Collection
TOTAL
ANNUALIZED
COSTS
$110 - $134
3E: S113
S25 - S32
3E: S25
$94 - 5115
3E:S101
INCREMENTAL
ANNUALIZED
COSTS/ (SAVINGS)
ABOVE BASELINE
NA
l$85) - ($102)
3E: ($93)
(SIS) - ($20)
BE: ($17)
     3E = Sesc


b.    Individual  Generator Savings

     Average  total  savings per generator  for  botn  options were

simply assessed  by  dividing total  savings by  the estimated numbe:

of generators above (refer to the  •nethcdclcgy section) .  The

average annual baseline Subtitle C cost per generator»ds

estimated  to  be  between $2,000 to  $2,250  per  generator.  Average

per generator savings for the two  deregulatory options  are
     'Numbers my not add up due  to  rounding.

                                 62

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indicated below in exhibit: VII.2.  Individual generator  savings,

however, will vary due to facility size, proximity to disposal  o:

recycling facility, and regional disposal/recycling oosrs


         EXHIBIT VII.2. - AVERAGE ANNUAL COST (SAVINGS)
                     PER REGULATED GENERATOR
       Regulatory Option
      AVERAGE ANNUAL  COST
       (SAVINGS)/GENERATOR
 Exclusion from Subtitle C
 Standards
i S1,5 C C)  -  High  Savings Seen
i.S2,jQC;  -low Savings Seen.

•Sl.cCO)  -  3est  Estimate
 Scecial Collection
(33GG)  -  Hign Savings Seer
'S3GO)  -  Low Savings Seen,

(S3GC)  -  Best Estimate.
c.    Savings Per Waste Lamp Generated

     As with average savings per generator estimates,  average

savings per waste lamp generated were derived cy  simply  dividing

total -peer and lower bound costs  'savings) by  the  estimated

nuiriber of *-aste lamps accounted for oy s-p.all and  large r-_antity

generators in states without specific spent lamp  management

standards.  The average baseline Subtitle C cost  per  biilb is

estimated to be $.34 to $.36.  The resulting savings  per lamp is

estimated at $.27 per bulb for the conditional  exclusion option

 [both high and low savings scenario) and at S.05  per  bulb for th«
                                63

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special  collection option.   Again,  cost  per bulb may varv
significantly due  site specific  fsctcrs
5.  Sensitivity Analysis
     This  section  presents  t.~e  results of  EPA's analysis cf tr.e
effects  of  varying selected T.a]cr parameters  in the ccst analysis
(where the  Agency  used cor.sideracle j-dgment  in arriving az tr.e
parameter's value)  on the  estimated savings incurred under the
proposed conditional  exclusion  and the proposed Universal Wasce
Rule.  The  following  assumptions  were analyzed in  the sensitivity
analysis for EPA's analysis of  spent lamp  management costs-.
(I)'  Percentage of Lamps Generated at Small and Large Quantity
Generators  -  In the sensitivity  analysis,  EPA set  its lower bound
estimates of  the percentage of  lamps generated at  SQGs and LQGs
at fifty percent of total  spent  lamp generation and its upper
bound estimates at ninety  percent.   (Seventy-five  percent was
used in  the initial cost analysis) .
!2)  Czsz  to Transrcrt Subtitle  C Waste  -  In  the sensitivity
analysis,  EPA increased the upper bcund  estimates  of tr.e costs of
transporting spent lamps as Subtitle C by  a factor of three,
based on price quotes from  commercial transporters, over original
estimates.
(3)  Coat  to Dispose  of Subtitle  C Waste - Based on price quotes
from commercial hazardous  waste  disposal facilities, SPA
                                64

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increased the upper bound estimates of  the  Subtitle  c  disposal



costs oy a  factor cf  fcur over original  esti-ates
                                             -..            --er
whetr.er a professional  trainer would ce  required  ar.d  ever  new



Tianv e~c levees «C'_.ld r.eed te ce  trained,  ZrA  increased  ar.d



decreased "e rose cf employee -rair.ir.c  required  by EG  percent



     The ccscs associa-ed with the higr.-er.d scenario  were



est mated using cne upper bcund  esc mates  for  each cose eie-ner.t



included in the sensitivity analysis.  The costs  associated  witn



che low-end scenario con-Lbined tne Icwer  bound  esciT.ates for  each



cose element .  The results from  tnese two analyses suggest chat



tne range of total annual savings from tne proposed condicion



exclusion for spent lamps could  be S65 T.illicn to S28S  million,



and the range of cctal  annual savings from the proposed Universal



Waste RC7LA requirements ftr generatcrs of spent lamps could  be



31= million -2 539 Tiillion.   The range  in cost savings is mainly



the result cf uncertainty over Subtitle  C transportation and



disposal rests for lamps.  Althcugn EPA  nas received  price quotes



for manage -.enc of lamps as Subtitle Z waste tnac  are  considerably



higher than the average cose of  managing nazardcus waste in



Subtitle C landfills, it is ncc  appropriace to directly compare



price quotes Co engineering costs because the  prices  quotes



reflect a constrained market place which tends to inflate  prices



well above costs.  However, a three -fold difference oetween  the





                                55

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once  quotes for spent lamps and standard Subtitle C management



cost -nay also be due to other factors ceycnc the inflated pnoes



of.  the constrained market,  ir.cl-dir.g the low density of la~ps



.; i . e.  a con of lamps nas a greater vcl-Te t.-.ar. a tor. of r,azaric_5



waste  sludge; ,  cr difficulty in nar.dlir.g la.rps   E?A requests



comment on  the true costs,  as well as tne reasoning benin-d tnese



costs,  of managing spent lamps as Subtitle C waste



3.  Proposed Rule Impacts



1.  I-noacts on Generators of Mercury- Containing Waste Lamcs_



     As indicated above, option '., che exclusion,  is estimated to



result in average annual savings per snail and large quantity



spent  lamp  generator ranging frora 52,3CC to 52,250.  Option 2,



special collection, is estimated to result in an average anr.-al



per generator savings of approximately S300.



2.  Secondary Srfects



     While  total incremental savings from tne proposed exclusion



'option I)  and from the proposed special collection syste"



[option 2:   over a Subtitle C management approach appear to oe



high,  the Agency does not expect significant immediate shifts  in



demand or price for the lamps or for products manufactured or



sold by firms which consume these lamps due to the proposed



options.  Because the impacts to lamp generators are positive



fi.e.  net savings), the Agency dees not expect the rule to result

-------
 in adverse impacts to businesses, or to affect employment or

 international trade to any appreciable degree

     EPA believes that, with  -he exception ~i lar.ps generated  in

 States with existing lamp disposal requirements,  rest small and

 large quantity generators of T\er-'iry containing la-ps will cnocse

 to dispose of their waste la^ps  in municipal solid waste

 landfills under option 1, the proposed exclusion from Subtitle C.

 This is because Subtitle D disposal is significantly less

 expensive per bulb than recycling or Subtitle C disposal*.

 Subsequently, most waste lamps currently being nandled according

 to Subtitle C standards by permitted hazardous waste haulers,

 disposal sites and spent la~p processing facilities, would be

 handled by Subtitle D haulers and disposal facilities.  Thus

 Subtitle C waste haulers, disposal and spent lamp processing

 facilities would be affected negatively while Subtitle D haulers

 and disposal facilities wculd be affected positively under option

 T
 .L

     The exclusion,  option 1, nay also have an impact upon

mercury-ccntaining lamp processors.  The Agency estimates that

 there are currently 15 facilities whicn process spent.mercury-

containing lamps.  Two of these  facilities recover spent mercury

 through retorting; the remaining 13 facilities separate the glass
     4EPA estimates that the average cost per ton for Subtitle D
disposal is S35 as compared to S400 per  ton  for Suctitle C
disposal and $1375 per ton for recycling.

                                67

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and aluminum ends,  and  send  the  mercury-containing phosphor

powder to the  two  facilities  tr.at  retcrt   Ten of tne 15 l3~p

processing facilities are  located  in  tr.e  tr.ree States *r.er-r sper.t

larrp management  regulaticr.s  exist.  Altr.cugh rest reccvery

facilities are  located  ir.  States witn stringent State lamp

disposal requirements,  and would mcst likely will not be affected

by today's proposed exclusion, a certain  percentage of tne spent

lamps currently  recovered  at  these  facilities are generated in

States with no  specific lamp  disposal requirements.  IPA believes

tnat a portion  of  mercury-ccr.tainir.g  lamps would no longer be

sent1 for recovery  under the  proposed  exclusion  {option 1) since

disposal in municipal  landfills  would oe  significantly less

expensive3.   Assuming that lamps generated outside of these

States will not  be sent for  recovery,  it  is possible that 17

percent, or 15  million  lamps,  may  be  diverted.  Using a

lame/revenue ratio for  recovery  facilities of 3.44, total impact

to tne industry could  be approximately S7 tiillion dollars' in

lost reven-es  ($459,000 per  facility:.   Future  recycling efforts

may also be impacted since many  of these  facilities may retract
     SEPA estimates that Subtitle D  landfilling costs range
between $10  and $150  per ton depending upon the  region  of  the
country.  Compared with an average  recycling cost  of $1375 ?e:
ton, Subtitle  D landfilling is significantly less  expensive.

     'Similar estimates  were  not derived  for  Subtitle C waste
haulers or disposal sites.

                                55

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plans for expansion in Stages which currenciy have no  specific



iaT.p disposal requirements



     Under option 2, the preceded special collect icr.  = yst-=~,



scnall ar.d large quantity generators «culc: not ce  all
choose ~o dispose of hazardous waste  lanps  ir. a municipal  solid



waste landfill.  Thus the accve  impacts on  Subcicie  C  waste



haulers, disposal and spent  lamp processing facilities would ncc



be observed under che second option.








VIII .     REFERENCES



Baccini, ?., G. rlensier, R   Figi, and H. Belevi .  1937.   Water and



     Element Balances of Municipal Solid Waste Landfills.   Waste



     Mar.acemenc and Research.  5:433-493



Border.,  ?. C., and T.M. Yanoshak. 1350. Ground and Surface  Water



     Quality I-npacts of North Carolina Sanitary Landfills.   Wa t e r



     Res.:'jrces Bulletin . 2 € •. 2 '  259-277



Sichholz, C.3., Petelka, M.F.,  Xury,  R.L. 1535. Migration  of



     Elemental Mercury througn Soil from Smulated Burial  Sites.



     Water Resources.  22(1): 269-277



Gould, J.P., r.G. Pohland, and W.H. Cross.  1988.  Mobil-ization and



     Retention of Mercury and Lead from Particulates Co-disposed



     with Municipal Solid Waste.  Partioulate Science  and




     Technology. 5:381-392.
                                69

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Kirschner, D.S.,  R.L.  Billau,  and T.J.  MacDcnaid.  1938.



     Fluorescent:  Light Tube  Compaction:  Evaluation of  Employee



     Exposure  to  Airborne  Mercury.   Acslied  Indus-rial  Hvrier.e



     3 : 129-131.



Menr.erich, A.  1933.  Laboratory Scale Test  Sin\ulauing Co-d^spcsal



     in Landfills.  In:  Proceedir.gs  -- Incernacional Cor.ferer.ee  en



     New Frontiers  for Hazardous  Wasce  Managemenc. U.S.  EPA,



     SO/9-351025.



Metzger, M., and  H.  Brown.  1337  ir.-si-u Mercury Speciation  in



     Flue Gas  by  Liq^aid and  Solid Sorption Systems. Chemc sphere.



     16 (4) -.321-332 .



NEMA.  1992. The Management of  Spent:  Elec-ric Lamps containing



     Mercury.  National Electrical Manufacturers  Association.



     Washington,  D.C.



National Environmental ?rocec~ion Board and  Swedish Association



     of ?-.siic Sanitation  and  Solid  Waste  Management.  1989   Cff-



     gassing of Mercury Vapor  from Landfills.  Depa-90  Report No.




     5 . Sweden.



Reimann, D.O.  1989.  Heavy  Metals  in  Domestic Refuse and their



     Distribution in Incinerator  Residues. Water Waste Management




     and Research.  7:57-62.
                                 70

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Sorenson, J.A., G.E. Glass, K.W. Schmidt, J K. Huber, and G.R.
     Rapp, Jr. 1990. Airborne Mercury Deposition ar.d Watershed
     Characteristics in relation to Mercury Ccr.cer.tra-icr.s  ir.
     Water,  Sediments,  Plankton, ar.d Fis.i of eighty r.orzr.err.
     Minnesota La.
-------
U.S. EPA. 1992b. Green  Lights  Program-. The First Year, u S. EPA.
     Office of Air  and  Radiation. Washington, I C.
U S. EPA. 1993a. Management  of  Used  Fluorescent La-ps
     Preliminary Risk Assessr.er.t  U  S  EPA   Cffice  of Solid
     Waste. Washington,  D.C.
U.S. EPA. 1592s. Report  of  t.-.e  National Technical ?cr-^i en Source
     Reduction of Heavy Metals  in Municipal  Solid Waste. U.S.
     SPA. Office of  Solid Waste. Washington,  D.C.
U.S. EPA. 1994.  Technical  Background  Document: Economic Impact
     Analysis for Proposed  Options on  Mercury-Containing Lamps.
     U.S. EPA. Office of Solid  Waste.  Washington, D.C.
Vogg, H., H. Brown,  M.  Metzger,  and  J. Schneider. 1935. The
     Specific Role  of Cadmium  and Mercury in Municipal Solid
     Waste Incineration. Waste  Management and Research. 4:65-74.

IX.  Paperwork Reduction Act
     The  information collection requirements in today's proposed
rule have seen submitted for approval  to t.-.e Cffice of Management
and Budget  (OMB) under  the  Paperwork Reduction Act.  44 U.3.C.
3501 e_t sea.  An Information Collection Request  (ICR) -document
has been  prepared by EPA (ICR#  1699.01) and  a copy  may be
obtained  from Sandy Farmer,  Information Policy Branch, U.S.
Environmental Protection Agency,  401 M Street, S.w. (2136);
Washington, D.C. 20460  or  by calling (202)  2SO-2"40.

                                 72

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Environmental Protection Agency,  401 M Street, S.W. (2136);
Washington, D.C. 20460 or by calling (222)  250-2740.
     The public record keepir.g curder. fcr -.-.is collect LOT. cf
inforniation is estimated to average -i ~ r.o-rs cer response
annually, including time for reviewing instructions, searching
existing data sources, gathering and maintaining the required
data, and completing and reviewing tne collection of information.
     Send comments regarding the burden estimate or any other
aspect of this collection of information, including suggestions
for reducing this burden, to Chief, Information Policy Branch,
PM-223Y, U.S. Environmental Protection Agency, 401 M Street,
S.W., Washington, D.C. 20460; and to the Office of Information
and Regulatory Affairs, Office of Management and Budget,
Washington, D.C. 20503, marked "Attention:  Desk Officer for EPA."
The final rule will respond to any CMS or puolic comments on  the
information collection requirements contained in this proposal.

X.  Regulatory Flexibility Act
     The Regulatory Flexibility Act  (RFA) of 1980 requires
Federal agencies to consider "small entities" throughout the
regulatory process.  Section 603 of the RFA requires an initial
screening analysis to be performed to determine whether small
entities will be affected by the regulation.  If affected  small
entities are identified, regulatory alternatives must be

                                73

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considered  to mitigate  the  potential  impacts.  Small entities as



described in the  Act  are  cr.ly  t.-.cse  "businesses,  organizations



and governmental  jurisdictions  s^b^eot  to regulation "



     The only en~i~ies  directly suo^ect  to today's proposed rule



are small and large quantity generators  of spent rr.ercury



containing  lamps  (conditionally exempt  small quantity generators



are not directly  subject  to today's  proposed rule).  In order to



meet the definition of  a  regulated entity under today's rule,  a



generator must produce  over 100 kg of spent lamps  (350 four foot



fluorescent lamps) in a given  -ncnth.  It is conceivable that some



of these generators would meet  the definition of "small business"



as defined  by the Regulatory Flexibility Act (i.e. mid-sized



firms that  group  reiamp and generate  in  excess of  346 spent



fluorescent lamps in  a  given -ncntn);  however the Agency does not



have an estimate  of the number  of such  "small entities."



However, both of  the  proposed  options ara expected to result in



net savings to the regulated entities.   Option 1,  excluding



mercury containing lamps  from  Subtitle  C management standards, is



estimated co result in  per  generator  savings of between $2,000



and $2,250  annually.  Option 2,  managing spent lamps under a



special collection system is estimated  to result in an average



annual per  generator  savings of approximately $300.  Thus, since



generator impacts are positive  for botn options, EPA has



determined  that small regulated entities will not  be adversely





                                74

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Hazardous Waste Management System; Modification of the Hazardous Waste Progra
Mercury-containing Lamps; Proposed Rule

impacted,  arid thus,  r.o  "mitigating"  ccticr.s are  cei-g analyze;

rr.is  section..  Hence, pursuant tc  section 505  c>  of ~r.e

Regulatcry Flexibility  Act, 5 "J S.C.  505 \b),  "tne Administrate

certifies  tr.at this  rule will r.ct  have  a significant eccncrnic

iTiDact  en  a substantial r.urocer cf  entities "
Date                                  Carol M. Browne:
                                      Administrator
                                  75

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Hazardous Haste Management System;  Modification of the Hazardous Waste Program;
Mercury-containing Lamps; Proposed  Rule


impacted,  and thus, no  "mitigating" options are  being analyzed in


this section.  Hence, pursuant  to section 605(b)  of the


Regulatory Flexibility  Act,  5 U.S.C. 605(b),  "the Administrator


certifies  that this rule will not have a significant economic


impact  on  a substantial number  of entities."
                                     Carol M.  Browner
                                     Administrator
                                  75

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PART 260  -- HAZARDOUS  WASTE MANAGEMENT  SYSTEM:  GENERAL


     1.   The authority citation for  part  260 continues to read as
follows:

     Authority:   42  U.S.C.  6905,  6912(a),  6921-6927, 6930, 6934,
6935, 6937, 6938,  6939,  and 6974.


SUBPART B -- DEFINITIONS


     2. A definition for "electric lamp",  also referred to as

"lamp", is added  to  Section 260.10,  in  alphabetical order, to

read as indicated below:

     3. A definition for "mercury-containing lamp" is added to

Section 260.10, in alphabetical order to  read as indicated below:

§ 260.10   Definitions.

*****

     Electric  lamp means the bulb or tube portion of a lighting

device specifically  designed to produce radiant energy, most

often in  the ultraviolet (UV),  visible, and infra-red  (IR)

regions of the electromagnetic  spectrum.   Examples of common

electric  lamps include,  but is  noc limited to, incandescent,

fluorescent, high intensity discharge,  and neon lamps.

     Mercury-containing lamp is an electric lamp in which mercury

is purposely introduced by the  manufacturer for the operation of

the  lamp.

*****

                                76

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OPTION 1
PART 261-IDENTIFICATION AND LISTING OF HAZARDOUS WASTE
In 261.4, paragraph  (bMlS) is added ^o read as follows-
2SI.4 Exclusions

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OPTION  2



PART  273  --  STANDARDS FOR SPECIAL COLLECTION SYSTEM WASTES



      3. A table  of contents  for S^crart  D  is added zz the tacle



of ccr.ter.ts  for  Part  273  to  read as  follows







Subpart D --  Lamps that are  Hazardous  Wastes



§ 273.30   Applicability.



§ 273.31   Generator requirements.



§ 273.32   Transporter requirements.



§ 273.33   Consolidation point  requirements.



§ 273 34   Destination facility requirements.



§ 273.35   Expert  requirements.



§§ 273.36  -  273.33  Reserved.







     4. The  authority citation for Part  273 continues to read as



follows:



     Authority:   42 U.S.C. 5322,  5323, 6324, 5325, S33Q, and



5337.







     5. Definitions for "electric lamp"  also referred to as



"lamp" and "mercury-containing lamp" are added to Section 273.3,



in alphabetical order,  to read



as follows:
                                78

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  273.3  Sefinitions.
     Electric lamp means tr.e culb cr tuce
device specifically designed ~o crcd_ce radiant energy,  -cs"
often in ~r.e -l-raviclet  'JV^ ,  visicle, ar.d  ir.fra-red  .'I?.;
regions of the electromagnet:ic spectrum.  Examples of  common
electric lamps include, bu- is noc  limited to, incandescenc,
fluorescent, high intensity discharge, and neon lamps.
     Mercurv-ccntainir.g lams is an  electric  lanp  in which  mercury
is purposely introduced by the manufacturer  for the operation of
the lamo.
     5. Subpart D is added to Part 273 to read as  follows:

Subpart 0 - Lamps that are Hazardous Wastes

§ 273.3C  Applicability.
      ta) Covered wastes.
      (1) This subpart sets forth standards for managing lamps
that are hazardous wastes.
      (2) Lamps that are hazardous wastes and  that  are  not  managed
in compliance with the requirements of this Part must  be managed
                                79

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under  the  hazardous wasce regulations in 40 CFR Pares 260  througn



2~2 of  this  chapcsr.



      (b) Household, ar.d Ccr.dit icr.allv Zxe-tt --all C'-ar." iv



Generator  Waste Larrcs .



      (I; Persons managing tr.e wastes listed below ~ay,  at  their



occicn, manage  -hem under the requirements of this subparc



without changing the wastes'  exempt status:



      (i) Household hazardous waste lamps that are exempt under  40



CFR 251.4(b)(1); and/or



      (11)  Conditionally exempt small quantity generator hazardous



waste  lamps  that are exempt under 40 IFR 261.5.



      (2) Persons who commingle nousehold hazardous waste  lamps



and/or conditionally exempt small quantity generator hazardous



waste  lamps  together wit.i hazardous waste lamps regulated  under



this subpart  must T.anage the ccmmingled larr.ps under the



requirements  of this subpart.







§ 273.31   Generator requirements.



      (a)   Generation of hazardous waste lamps.



      (1)   The date a used lamp becomes a waste is the date tne



generator  permanently removes it from its fixture.



      (2)   The date an unused lamp becomes a waste is the  date the



generator  decides to throw it away.
                                 80

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      (3)  A waste lamp is a hazardous waste  if  it  exhibits  one or
•r\cre of the characteristics identified  in  40  C7R Part  2€i,
Subpart C.
      (b) Condition of hazardous waste la~cs.
     A generator cf hazardous waste  larr.ps  rr.ust  at  all  times:
      ('!/ Contain unbroken lamps in packaging  t.-.at  will -Ti.iimize
breakage during r.or-nal handling conditions,-  and
      (2) Contain broken lamps in packaging that will minimize
releases of lamp fragments and residues.
      (c) Storace.
      (1) A generator may store a hazardous waste lamp  for no
longer than one//ear fron the date the  lamp  became a waste.
      (2) A generator who stores nazardous  waste lamps  must  be
able to demonstrate that lamps are not  stored for  more than one
year fron tne date tney became a waste.  A generator may make
this demonstration by
      d) rlacing the lamps in a container  and -narking  or labeling
the container witr. tne earliest date tr.at  any lamp in  the
container became a waste;
      (ii)  Marking or labeling an individual  lamp with  the date
that it became a waste;
      (iii) Maintaining an inventory  system that identifies  the
date each lamp in storage became a waste;
                                81

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      (iv)  Maintaining an inventory system tr.at  identifies  the



earliest  date that any lamp in a grcup cf la^ps beca-.e  a  vaste,-



or



      !v;  Placir.g the lamps ir. a specific storage area  and



identifying  tr.e  earliest date tnat any lamp in  t.-.e  storage area



became  a  waste.



      (d)  Notification.



      (1}  A generator who stores mere than 35,000 Hazardous waste



lamps at  any ti:?e must  have,  before exceeding the 35,000  lamp



quantity  limit,  sent written  notification of  hazardous  waste lamp



storage to the Regional Administrator and received  an  E?A



Identification Number.



      (2)  This notification must include:



      (i)  The generator's name and -nailing address;



      in)  The name and  business telephone number of the person at



the generator's  site who should be contacted  regarding  the lamp



storage activity;



      (ni; The address  or physical location of  tne  lamp storage



activity;



      (iv)  A  statement indicating that the generator stores more



than 35,000  hazardous waste lamps.



      (e)  Prohibitions.



     A generator of hazardous waste lamps is:



      (1)  Prohibited from diluting or disposing  of them;





                                 82

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      (2) Prohibited from creating tnero, except oy  responding  to



releases as provided in paragraph  >f! 2! of tr.is section,  and



      (3) Prohibited from sending cr  ta.
-------
      (1) (i)  A transporter muse  at  ail  times contain unbroken



lamps  in  packaging that will  minimize  breakage durir.g normal



handling  and transport conditions;  and



      (11) A  transporter must  at all times  contain broker, lamps i:



packaging that  will minimize  releases  of lamp fragments and



residues.



      (2)  A transporter of hazardous waste  lamps may only store



them at a transfer facility for ten days or less.



      (3)  A transporter of hazardous waste  lamps is prohibited



from:



      (i)  Diluting  or disposing  of  them;



      (11^ Treating them,  except by responding to releases as



provided  in  paragraph (a) (4)  of this section; and



      (in) Transporting them  to a  place other than a



consolidation point,  destination facility, or foreign



destination



      (4! '. i'  A transporter must  at  all  times manage hazardous



waste  lamps  in  a way that minimizes lamp oreakage.



      di) A  transporter must  immediately contain all releases of



residues  from hazardous waste lamps.



      (iii) A transporter must determine whetner any materials



resulting from  the release are  hazardous wastes, and if so, the



transporter  must manage them  in accordance with all applicable



requirements  of 40 CFR Parts  260 through 272.





                                 84

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     (b) Shipments from a consolidation point  to  a  destination
f acil i tv
     A transporter who transports s.-.ip~er.t3  frc-  a  consolidation
ccir.r to a destination facility TUS-  comply  vitr.  43  I??. Par. 2-53

§ 273.53  Consolidation PCI.-.- recr-ireT.er.-s .
     (a j  Ccr.ciirior. of La^cs .
     The owner or operator  of a consolidation  point  managing
hazardous waste lamps must  at all  times:
     (1)  Contain unbrcKen lamps in packaging that  will minimize
breakage during ncr-nal handling conditions ; and
     i2)  Contain croken lamps in packaging  that  will minimize
releases of lamp fragments  and residues.
     (!• T.-.e owner or operator of  a  consolidation ocinz may stcre
a hazardc_= wasce lamp for no longer tnan  one  year frcm the date
z.-.at the cvner or operator receives  it
     (21 Tr.e owner or operator of  a  consolidation point w-.o
stores hazardous waste lamps must  be acle  to demonstrate thac
lamps are not stored for more than one  year from the date they
were received.  The owner or operator may  maKe this demonstration
by:
                                35

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      (i)  Placing the lamps in a container and marking or labeling



tr.e  container with the earliest date tr.at any la~p in t.-.e



container was received;



      (11)  Marking or labeling an individual larp  witn tne date



than  it  was  received;



      (111) Maintaining an inventory system that  identifies the



date  eacn lamp in storage */as received,



      (iv)  Maintaining an inventory system tnat identifies tr.e



earliest  date that any lamp in a group of lamps was received;  or



      (v)  Placing the lamps in a specific storage  area and



identifying  tne earliest date that any lamp in the storage area



was  received.
     The  owner or operator of a consolidation point  managing
hazardous  waste  lames is:
      (1.  Prohibited from diluting or disposing of  them,



      •'2'  Prohibited from treating tne*?.,  except by  responding to



releases  as  provided in paragi'apn  d)  2'  of  tnis section,  and



      (3)  Prohibited from sending or taking them any place  other



than a consolidation point,  destination facility,  or foreign



destination.



      (d)  Lamp  Management.
                                36

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      (1) The owner or operator  of  a.  consolidation point muse at
all times manage hazardous waste  lamps  in  a  way that  mini-.izes
lamp breakage.
      (2! 'i' The cwr.er cr operator  cf t.-.e consolidation point ^us
i-mediately ccr.~air. all releases  cf  resid-es frcm r.azardcus wasc
lamps.
      '11; The cor.soiidacior. cc.r.r  cwr.er/operaccr muse determine
whecher ar.y materials resulting frcm the release are  hazardous
wastes, ar.d if so, the cwner.''operator must mar.age them in
accordance with all applicable  requirements  of  40 CFR Parts 260
through 272.
      ,'3.' The consolidation poir.t owner  or  operator muse ensure
tr.at all employees are thorcugr.lv  familiar with proper waste
handling and emergency procedures, relative  to  tneir
resccnsibiiities during normal  facility operations and
emergencies.
      e; Met ifination.
      ;1) (;'.  .-. ronsclidaeion point  owner or operator who stores
more than 35,000 nazardous waste lamps  ae  any time must have,
before exceeding the 35,000 lamp quantity  limit,  sent written
notification of hazardous waste lamp storage to the Regional
Adminiserator and received an EPA  Idencificaeion Mumber.
     (ii) This notification must  include.
     (A) The owner's or operator's name and  mailing address;

                                37

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      (B) The name and  business  telephone number of the person who
snould be contacted  regarding trie  lamp  storage activity,
      (C) The address or  physical Iccaticr. cf tne  La~p st;r=re
activity;
      (2,1 A statement indicating that  the owner cr operatcr stcres
more than 35,000 hazardous waste lamps
      (2)(i) A consolidation point  owner or operator who sends a
shipment of hazardous  waste lamps  directly from the consolidation
point to a destination facility, wno  is not required to notify
under paragraph  Je) II) of this  secticn, must have, before
initiating the shipment, sent written notification of hazardous
waste lamp snipments to  a destination facility to the Regional
Administrator and received an EPA  Identification  Number.
      (11; This notification must include:
      (A) The owner's or  operator's name and mailing address;
      (E) A statement that tne owner cr  operator intends to snip
nazardcus waste  lamps  to a destination  facility;
      (C) The name and  business  telephone nurier cf the person wnc
should be contacted  regarding the  lamp  storage activity;  and
      (D) The address or  physical location of the  lamp-storage
activity.
      (f) Uniform Hazardous Waste Manifests.
     The owner or operator of a consolidation point who sends a
shipment of hazardous  waste lamps  directly to a destination

                                38

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facility must comply with  Subpart  3  of  Par-  262  and §§ 252.30
through 262.33, 262 40 (a) ,  252  40  a:,  and 262  42  cf tr.is r.-.apter
when initiating a smpaent.

§ 273 34  Cestir.aticm  facility  reouire-e.-.ts
     (as Owners cr operators  cf destination  facilities tnat
racycle, treat, store, cr  dispose  cf  hazardous waste lamps must
comply wi-h ail applicable  reqMireter.cs of Paris  254,  255, 2SS,
253, 270,  ar.ci 124 of chis  chapcar, ap.d  the r.ccificacicr.
requirement ander sec-ion  3010  of  RCRA.
     (b) Owners and operators of destination facilities that
recycle r.azardcus /^aste  lamps witr.cut  storing  tnem befcre they
are recycled Trust comply witn 40 CrR  261. 5 [c) {2} .

§ 273.35  Zxccrt requirements.
     ^a' A generator vho sends  r.azardcus waste laTips to a foreign
destination,  witncut first  sending them to a consolidation point
or destination facility, must:
     (1) Comply with the requirements  applicable  to a primary
exporter in 40 C?R §§  262.S3, 262.5S(a)
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      (3)  Provide  a  copy of the EPA Acknowledgement  of  Consent  for
the shipment  co  the transporter transporting  tne  3r.ipre.-t  fcr
export.
      (b)  A  transporter transporting a shipment  cf nazardcus  vaste
lamps to  a  foreign  destination -nay net accept  a snipnrent  if  tne
transporter 
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     (3) Provide a copy of che EPA Acknowledgement  of  Consent f
che shipment: to the Transporter transporting  the  snip-en-  fcr
export.
     (d) A destina-icn facility sending  .-.azaric.-s waste  la-ps
a foreign destination ~ust also zc~ply wi~n tr.e generatcr
recuirements of Part 252 cf tnis  chapter,  and virn  43  CF?.  §§
264.71 (c) or 265 71 (c) pertaining to  initiating the manifest
                                                               - -vv-
                                91

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                    United States            Solid Waste and
                    Environmental Protection      Emergency Response          EPA530-F-94-022
                    Agency                (5305)                   July 1994

                    Office of Solid Waste
&EPA        Environmental
                    Fact Sheet
                     Options Proposed for Managing
                     Discarded Fluorescent and Other
                     Lights that Contain Mercury

        Background
          Mercury-containing lamps include fluorescent, high-pressure
        sodium, mercury vapor, and metal halide lamps. Fluorescent and high
        intensity discharge (HID) lamps are energy efficient and consume less
        electricity, reducing the generation of pollution from utility plants.
        However, these lamps generally are considered hazardous waste under
        Subtitle C of the Resource Conservation and Recovery Act (RCRA)
        because of their mercury content. Therefore, fluorescent and other
        mercury-containing lamps must be disposed of as hazardous waste
        (unless they are generated by households or conditionally exempt small
        quantity generators).
          Many existing and planned energy conservation programs
        encourage the installation of energy efficient lighting systems,
        including the Environmental Protection Agency's (EPA's) voluntary
        energy conservation program, Green Lights. Fluorescent bulbs are the
        most commonly used energy efficient lights, with approximately one
        billion in use throughout the U.S. About half—or 500 million—of these
        lamps are disposed of by large-scale facilities, both public and private.
          Upgrading and maintaining energy efficient lighting systems often
        means that businesses replace all of their lamps at once.  As a result,
        some businesses become hazardous waste generators of mercury-
        containing lamps when they normally are exempt from Subtitle C
        regulation.

        Action
          This  proposal contains two options for managing spent mercury-
        containing lights (such as, fluorescent bulbs and HID lamps).
          •  Option one would exclude mercury-containing lamps from
             regulation as hazardous waste if they are disposed of in
             municipal solid waste landfills (MSWLFs) that are registered.
             permitted, or licensed by states with EPA approved MSWLF
             permitting programs, or in state registered, permitted, or licensed

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      mercury-reclamation facilities. Under this option, incineration of
      lamps In municipal waste combustors would be prohibited.
   •  Option two would add mercury-containing lamps to the proposed
      universal waste system for certain widely generated hazardous
      wastes (primarily nickel-cadmium batteries and cancelled
      pesticides). This option would allow generators to ship their
      lamps without a hazardous waste manifest and store lamps for a
      longer period of time.
   EPA is considering these two options for the management of spent
mercury-containing lamps based on data which indicate that these
lamps may be safely managed outside of the RCRA hazardous waste
system or within a reduced regulatory structure under it.

Contact
   For more information or to order a copy of the Federal Register
notice, contact the RCRA Hotline, Monday-Friday, 8:30 a.m. to 7:30
p.m. EST. The national, toll-free number is (800) 424-9346: TDD (800)
553-7672 (hearing impaired); in Washington, D.C.. the number is (703)
412-9810, TDD (703) 412-3323.
   Copies of documents relevant to this action may be obtained by
writing: RCRA Information Center (RIC), U.S. Environmental Protection
Agency, Office of Solid Waste (5305), 401 M Street SW, Washington.
D.C. 20460.

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