UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
SUBJECT: Review of Assessment Guidelines for          DATE:
       Selected New  Source  Industries
FROM:   Sheldon Meyers,  Director       O/• ft fl  '"~yiSL{U UP\,&
       nff-ir-n nf  PoHoyal  A^'f-i Tr-i-t-i* oe  j^A^^-l^^^- /  ^^-^  q	
       Office of Federal Activities

TO:     See Distribution List
            Attached for your review is a copy of the final
        report  for  "Environmental Impact Assessment Guidelines
        for  Selected New Source Industries" prepared under
        contract  by Roy F. Weston.  When they are finalized
        the  guidelines will be handed out to industries that are
        applying  for new source discharge permits.

            The  final report contains a general guideline that
        applies to  all industries and an appendix for each of the
        four following industries:

             0  rubber processing
             0  petroleum refining
             0  organic chemicals
             0  steam supply and non-contact
               cooling water

             After  these appendices are finalized,  OFA will have
        appendices  prepared for all other significant categories
        as well.

             Please review the attached final report by May  30
        and forward your coirarents to Peter Cook of my office.
        The guidelines will be revised based on your comnents
        and will  then be provided to all appropriate offices
        so that you can distribute them to prospective applicants,
        Attachment
 EPA Form 1320-6 (Rov. 6-72)

-------
           DRAFT

Environmental Impact Assessment
       Guidelines for
 Selected New Source Industries

-------
                Distribution List
EIS Preparers for New Source



Regional Permit Directors



J. Whitescarver (EG 336)



J. Souzon (EG 336)



E. Francis (EG 338)



G. Werdig (WH 449)

-------
                                                          TABLE OF CONTENTS

Chapter                                                                Rage

          AUTHORITY AND RESPONSIBILITIES
          (to be supplled)

          INTRODUCTION TO THE MANUAL

  I        DESCRIPTION OF THE PROPOSED NEW SOURCE                        1-1

          A.   Overview                                                  1-1
          B.   Summary of Major New Source Features                       1-1
          C.   Detailed Descriptions of New Source                       1-1

              1.   Description Resource Requirements                      1-1
              2.   Description of the Process  or  Production
                  Facility                                              1-2
              3.   Description of Economic Benefits,  and
                  Product Markets

  II       ENVIRONMENT WITHOUT THE PROPOSED ACTION

          A.   Purpose
          B.   Special Considerations
          C.   Description of the Baseline

              1.   Meteorology and Climatology
              2.   Air Quality
              3.   Topography
              *t.   Geology
              5.   Soils
              6.   Hydrology
              7.   Biology
              8.  'Land Uses
              9.   Identification  of  Significant  Environmentally
                 Sensitive  Areas
              10. Population  Projections  and  Economic Forecasts
              11. Other Programs  in  the Area

  III     ENVIRONMENTAL EFFECTS OF THE PROPOSED  NEW SOURCE

         A.  Genera]
         B.   Impact 'Identification

             1.  Systematic  Identification System
             2.  Process  Impacts
             3.  Raw Material Utilization Impacts
             If.  Transportation Requirements
             5.  Site Requirements

-------
                                                          TABLE  OF CONTENTS
                                                                (continued)

Chapter                                                                Page

          C.  Impact Evaluation Methods                               111-5
              1.   Evaluation vs.  Identification
              2.   Universal  Assessment Methodology
              3.   Methodology Success
              if.   Significance vs.  Magnitude
              5.   Inevitable vs.  Possible Impacts
              6.   Cumulative Impacts
              7.   Primary and Secondary Induced Impacts
              8.   Long-Term vs. Short-Term Impacts
              9.   Reversibility
              10. Secondary Impacts
              11. Identification  of Significant Environmentally-
                  Sensitive Areas
              12. Population Projections and Economic Forecasts
              13. Other Programs  in the Area
              14. Land Media

          D.   Summary of Adverse  Impacts
          E.   Irretrievable Commitments of Resources
          F.   Short-Term Use of the Environment vs.
              Long-Term Productivity
          G.   Summarization
  -5
  -6
  -6
  -7
  -7
  -8
  -8
  -9
  -9
  -9

  -9
  -10
  -10
  -10

  -10
  -10
11-11
11-11
  IV      ALTERNATIVES TO THE  PROPOSED NEW SOURCE                       IV-1

          A.  General                                                   IV-1
          B.  Special  Considerations                                   IV-1
          C.  Criteria                                                 IV-2
          D.  Detail of Alternative Description                        IV-6

          APPENDIX A     -  Miscellaneous  Documentation
          APPENDIX 8-1  -  Rubber Processing  Industry
          APPENDIX 8-2  -  Petroleum Refining
          APPENDIX B-3  -  Organic Chemicals  Industry
          APPENDIX B-4  -  Steam Supply and Non-Contact  Cooling
                           Water Industries

-------
AUTHORITY AND RESPONSIBILITIES
   (To be supplied by EPA)

-------
INTRODUCTION TO THE MANUAL

Guidance for preparing Environmental Impact Assessments (ElA's)
for new source actions is provided in this manual in two major
ways:

•  A General Assessment Guideline which discusses the general
   format to be incorporated in the EIA, and the basic assess-
   ment considerations common to all industries.

•  A set of Appendices to the General Assessment Guideline
   which describe, on an industry-by-industry basis, the
   environmental problems representative of that industry,
   environmental controls employed by that industry, and other
   relevant information.

The Appendices are written to assist new source permit appli-
cants in achieving otherwise difficult perspectives of
environmental impact problems.

The General Assessment Guideline has been broken down into
four major chapters.  Each chapter describes a corresponding
chapter which will be included in the EIA.  These chapters
are:

           I  Description of the Proposed New Source

          II  Environment Without the Proposed New Source
         III  Environmental Effects of the Proposed New Source
          IV  Alternatives to the Proposed New Source

Diagramatically, the interrelationship of these chapters and
appendices is shown in Figure  1 .

-------
                           FIGURE 1

                     INTERRELATIONSHIP OF
                    CHAPTERS AND APPENDICES
                         IN THIS MANUAL
  CHAPTER I

DESCRIPTION
    OF
    THE
PROPOSED NEW
  SOURCE
  APPENDIX

APPLICABLE TO
 NEW SOURCE
 IN QUESTION
  CHAPTER II

 ENVIRONMENT
   WITHOUT
     THE
PROPOSED ACTION
                          CHAPTER III

                     ENVIRONMENTAL EFFECTS
                            OF THE
                           PROPOSED
                          NEW SOURCE
                          CHAPTER IV

                        ALTERNATIVES TO
                         THE PROPOSED
                          NEW SOURCE

-------
             CHAPTER I



DESCRIPTION OF THE PROPOSED NEW SOURCE

-------
                               CHAPTER I

                 DESCRIPTION OF THE PROPOSED NEW SOURCE
A.  Overview

    This Chapter of the EIA must provide a detailed explanation and
    description of the proposed new source and present all  information
    regarding discharges, emissions, and economic and other factors
    which will either directly or indirectly have an environmental
    impact.

    The guidance which follows explains in more detail the  specific
    content requirements for this Chapter, and is organized in a
    format which should be closely followed by the applicant in pre-
    paring the EIA.

B.  Summary of Major New Source Features

    The applicant should summarize in a short section the proposed
    new source in terms of its major operations such as unloading,
    loading, raw material preparation, processing, storage, shipment,
    waste control measures, resource recovery measures, and others.

    Such a summary should be supplemented diagramatically by way of
    a flow chart or equivalent process operation diagram.  Closely
    related operations, such as docking, transhipment and storage,
    must be shown as well.

C.  Detailed Description of New Source

    1.   Description Resource Requirements

        Detail regarding requirements for raw materials,  land,  and
        energy should be provided.   As an example of the  types  of
        resource utilization data which are required, the following
        list is provided:

        a.  Feed stock raw materials must be described in terms of:

              • Source.
              •Availability.
              • Depletion rate.
              •Substitutes or replacements.
              •Competing uses.
                                   1-1

-------
    b.   Energy requirements  should  be  described  by:

         • Source.

         •Pollutants  (discharges and  emissions) which may be
           attributed  to utilization of  this  source.

         •Substitutes or backups.

         •Competing public  or  private uses for  such  primary
           sources.

    c.   Land uses (agriculture, industry,  residential, etc.).

        An  aerial photograph or similar  map showing  the  site and
        surroundings should  be  provided  to aid  such  description.

2.  Description of the Process  or  Production  Facility

    a.   Description of the major unit  operations which comprise the
        process together with a process  flow  diagram must be given.

    b.   Approximate material balances  of raw  material, product, by-
        product, and wastes  should  be  given.

    c.   Description of the normal  process  operation  in relation to
        this diagram should  be  made.   Special attention  to air,
        water and solid waste sources  should  be  given in this  dis-
        cussion.

    d.   Description of intermittent process operations and  their
        wastes should be made in relation  to  this  process diagram.
        Examples of waste generating intermittent  operations are:
         •Start-up and shut-down.

         •Testing.

         •Oecoking, etc.

        Other intermittent sources  specifically  applicable  to  the
        proposed New Source  must also be described.

    e.   Accidents, spills.

        Description of potential accidents and  spiUs potentially
        impacting the environment should be given.  An estimate of
        likelihood or occurrence should  also be given, and  should
        be based upon historical records for  similar existing  fa-
        cilities whenever possible or upon the  judgement of  the
        applicant and his consultants.  Assumptions  should  be
        clearly stated and defended.

                                1-2

-------
    De-emphasis or oversight of potential  spills  and  accidents
    by the applicant on the basis of planned  safety or  manage-
    ment programs is not acceptable.  While such  programs  may
    well reduce or eliminate the occurrence of  accidents and
    spills and should therefore be described,  it  is  important
    that all such impacting events be identified.

    The significance of spills or accidents as  environmental
    impacts is determined by many factors,  some of which are
    Iisted as follows:

     • Acute toxicity.
     • Volatility, odor, and flammabi 1 ity.
     •Treatability by  conventional  waste  treatment methods.
     •Damage/upset of  biological waste treatment systems.
     •Shock or stress  upon biotic communities.
      •Persistence in food chains.
      •Collectibility.

f.  Control measures

    Description of all  pollution control measures to  be incor-
    porated in the new source should be discussed, recognizing
    that a major permit consideration reflected by the  New Source
    Performance Standards is the use of in-process pollution
    control measures in lieu of or supplementation to end  of
    process control.

    Waste reduction, waste recovery, and  recycle  should also be
    discussed.  Differentiation should  be  made  between  tradi-
    tional water and waste recycling measures and any new  or
    unusual methods.  While EPA does not  require  that untested
    techniques be employed for such recycle/reuse, it is realized
    that many new recycle/reuse options will  be available  to the
    process designer who is not constrained by  existing buildings,
    process configurations, and operating  procedures.  Such op-
    tions should be considered carefully and  described  in  the
    EIA.

    For purposes of showing the interdependence of air, water,
    solid waste generation, and pollution  control operations,
    the applicant should supply a pollutant material  balance
    diagram showing all emissions and discharges  with the  pro-
    posed treatment systems being applied  to each. Quantification
    and balance of material flows through  this  control  network
    should be shown so that specified levels  of discharge  and
    emission may be interrelated and evaluated.  The  applicant
    should describe pollution control measure operations for the
    proposed facility,  recognizing such control measures are
                           1-3

-------
        categorized into normal,  intermittent, and emergency  (spills,
        accidents)  controls.

        Description of the facilities,  equipment and manpower  re-
        quired for  such controls  shall  be  given.

        Changes in  process raw material  inputs, to the extent  they
        will  necessitate changes  in  pollution controls operation or
        design, should be discussed.

        Monitoring  systems which  support normal control  systems and/or
        provide emergency warning or  control for accidents and spills,
        or which provide periodic check for ambient^ enviornmental
        degradation, should be described.  Flow.diagrams, schematics,
        or similar  means for display  where or how control measures
        will  be utilized in the actual  process and  its auxiliary
        operations  should be provided.

3.  Description of  Economic Benefits, and  Product Markets

    A description should be given of  economic, social, environmental,
    or other  benefits which will  result from the proposed new source.
    Special attention should be given to define who or what will be
    benefited, and  by how much.  Assumptions or judgements  inherent
    in such assessments should likewise be given.

-------
              CHAPTER II



ENVIRONMENT WITHOUT THE PROPOSED ACTION

-------
                               CHAPTER II

                ENVIRONMENT WITHOUT THE PROPOSED ACTION
A.  Purpose

    Description of the environment must be developed in this chapter
    with sufficient detail and breadth so that all  environmental impacts
    attributable to the proposed alternative may be explored.

    It is not intended, except in cases where the proposed industry is
    very large and/or possesses potentially very large impacts, that
    original investigations be conducted to clarify poorly-understood
    environmental relationships.  Instead, the applicant should rely
    upon existing data and currently accepted scientific principles,
    supplementing these with field verification and descriptive surveys.

B.  Special Considerations

    In preparing the description of the environment, it is important to
    keep several considerations in mind:

    1.  The need for a description which is broad enough to provide a
        meaningful basis for evaluating both direct and induced impacts
        (which may be social and economic, as well  as environmental).

    2.  The need to incorporate a basic understanding of the inter-
        relationships between social, economic, and environmental  elements.

    3.  The need to incorporate a basic understanding of the chemical,
        physical, biological and other properties of all process dis-
        charges that determine behavior and impact.

    4.  The need to describe the baseline environment as it exists at
        present, and as it would exist in the near term future (10 to 15
        years) if the proposed alternative were not implemented.

    5.  The importance of considering the effects of cumulative impacts.
        The proposed project must be weighed against not only its  own
        set of impacts, but those additional impacts which will arise
        because of interaction with other environmental stresses which
        cumulatively cause much greater impact.  For example, a stream
        of a given flow and gradient has a certain ability to assimilate
        degradable materials discharged to it by virtue of its capacity
        to reaerate itself.  If the stream course is altered by dams,
        channels, diversions, etc., this capacity is greatly altered with
        a likely outcome of severe damage to stream ecosystems and man's
        abi1ity to use it.

                                   11-1

-------
    6.   The need to provide detail  which is complete enough to allow
        independent impact assessments by public reviewers, and mini-
        mize delays in EIA review.

C.  Description of the Baseline

    A description of major environmental, economic and social  elements
    which correctly characterize the project setting is necessary.   While
    greatest emphasis should be placed upon environmental  factors,  ade-
    quate understanding and prediction of impact is not achievable  without
    consideration of non-environmental features.

    The following outline of Important baseline elements should be
    followed by the applicant.  It may be regarded as one recommended
    method of accounting all baseline elements and organizing them
    in the EIA.  The baseline elements encompassed in this outline  should
    be regarded as a minimum requirement for all ElA's.  The outline
    however, may be reorganized or supplemented as necessary.

    1.  Meteorology and Climatology

        Description should be made in terms of features such as:

         • Temperature extremes and monthly averages.

         • Average annual rainfall.

         • Peak storm precipitation and frequency of occurence.

         • Hail, snow, hurricanes, and other unusual storms, along with
           their frequency and magnitude.

         • Wind rose (wind directions and wind speeds).

        These data may be obtained in'most cases from the U.S. Weather
        Service.

    2.  Air Qua! ity

        The ambient air quality must be established  in terms of particu-
        lates, sulfur oxides, nitrogen oxides, hydrocarbons, carbon monoxide,
        and photochemical oxidants.

        Trends  in air quality,  in terms of specific pollutant concentra-
        tions, should be evaluated where data permits.  Data  insufficiencies
        should be described.   (Anticipated air quality both with and with-
        out the proposed new source must be assessed  in subsequent chapters.
        This assessment may require air diffusion modeling).
                                    I 1-2

-------
    Those pollutants which will  be emitted from the proposed new
    source must be given special attention when describing ambient
   ,air quality.  For large projects,  data gaps for such pollutants
    will have to be supplemented by original  air quality surveys.

    Applicable State Air duality Implementation Plans and any pending
    revisions should be identified and reviewed.

    Federal standards relating to indirect sources and significant air
    quality deterioration are now being considered, however, pro-
    cedures for implementing these standards  have not yet been
    determined.

3.  Topography

    Description may be made with the aid of a U.S. Geological Survey
    Topographical map supplemented by aerial  photographs.  Major
    drainage basins, developments, transportation systems, and
    natural areas may be shown by overlay, outline, or verbal des-
    cription.  Description of slope, erosion, and outcroppings are
    also required.

if.  Geology

    Description must be made of the geology of the affected area.
    Geologic structures that have a direct influence on either ground-
    water or surface water resources should be specifically described.
    Areas which are susceptible to earthquakes, landslides, subsidence,
    or other earth movement should be  located on an area map and de-
    scribed.  Particular care should be taken to discuss geologic
    conditions  in relation to proposed  land disposal practices.

5.  Soils

    Identification of soil types in terms of depth to bedrock,
    permeability, erodibility, expansion, and compaction, etc.
    should be made.

6.  Hydrology

    a.  General

        The applicant should describe the relevant surface water
        bodies and groundwater aquifers in the area.

    b.  Water duality

        The applicant should describe the existing surface and ground-
        water quality using physical, chemical, and biological
        parameters.  If land disposal practices are proposed, special
        explanations of subsurface pollutant  migration potentials
        shal1 be made.

                                M-3

-------
c.  Water Quantity

    The applicant should describe the existing surface and ground-
    water quantity and relate to water uses in Subsection "6.e"
    below.  Include a discussion of surface water volume, stream
    flow rates, and the frequency and duration of seasonal varia-
    tions.  Specify the 7-day, 10-year low flow, groundwater storage
    volume, or extent and depth of the major aquifers, and their
    rate of recharge and/or depletion.  Regulating (dams or locks)
    or diversion (dams, tunnels, or canals) structures which are
    in place, or proposed, should be identified.  Structures in-
    fluencing stream-flow should be identified on an area map;  the
    recharge areas for replenishing ground water should also be
    identified on this map.

d.  Water duality and Quantity Problems

    The applicant should identify existing and potential water
    quality and quantity problems  in the area, and address
    specifically the relevant point and non-point sources of
    pollution such as those arising from industry, municipalities,
    combined sewers, stormwater run-off, agriculture, silviculture,
    mines or mine drainage, salt water intrusion, and subsurface
    pollution migration.

e.  Water Uses

    Tye type and extent of existing and future surface and ground-
    water uses should be described.  Reuse and/or reclamation of
    water should be considered.  Regulatory and administrative
    procedures in force to reduce water consumption  (thereby re-
    ducing waste volume) should be noted.

f.  Water duality Management

    All pertinent areawide or basin water  quality management plans,
    court-ordered allotments, or  interstate compacts  involving
    water quality/quantity in the  project  area should be  summarized
    and  related  to the proposed new source.   If State or  local
    water pollution control agencies have  issued permits  or orders
    on specific water  resources,  these should also be  identified
    and  related.

g.  Flood Hazards

    The  applicant should  indicate the 25-, 50-, and  100-year flood
     levels for the area where possible.  Any  Corps of  Engineers
    flood-plain  plan or proposed  project should be  indicated.

-------
7.  Biology

    The applicant's description should include:

       •Major ecological systems of the area (as determined by gross
        climatic, soil, and topographic features).

       •The location of unique natural communities
        (cranberry bogs, woodlands, tundra, etc.).

       •Migratory wildlife and habitat.

       •Wildlife benefits to man (recreation,  food,  aesthetics,
        and relative importance of each).

       •Rare or endangered plants and animals.

    Species checklists are not a substitute for  the above information
    and are generally discouraged.  Information  is  generally available
    from State fish and game agencies, local schools and universities,
    and the U.S. Fish and Wildlife Service.

8.  Land Uses

    In cases where land use plans or other growth plans exist for
    the region being affected by the proposed  new source, the EIA
    should carefully describe how the proposed new source conforms
    (or does not conform) with the plan.   Maps showing planned land
    uses, such as residential, commercial, industrial, extractive,
    strip development, transportation, utilities, open space, conser-
    vation, agricultural, and historical  uses  should be provided.
    These plans provide an important means for portraying the environ-
    mental baseline, not only in the present,  but also in the fore-
    seeable future.  Such portrayal is necessary if the proposed new
    source impact upon the environment is  to be  assessed fairly,
    inasmuch as:

       •The new source action may already  conform to plans which were
        derived with full environmental consideration.

       •The new source action may not conform to land use plans, and
        by virtue of its precedence, may greatly alter future environ-
        ments through induced growth in ancillary industries.

    The environmental adequacy of any land use plans should be
    described and critiqued.

    Even where no land use planning has been done,  the EIA must still
    reflect environmental baselines of the foreseeable future.  "Fore-
    seeable" should generally encompass a  period of 15 to 20 years.


                               11-5

-------
     The applicant should describe long term plans  to either scrap,
     refurbish,  or otherwise modify the proposed  facility  beyond its
     designed lifetime.

     Reliance upon local  zoning ordinances,  local,  and regional
     government  agencies  will be necessary to derive approximate land
     development alternatives.

     Description of development trends  (as opposed  to plans) for
     industry and other  land uses should also be  given with special
     recognition of the ways in which these might threaten air or
     water quality, or other environmental problems.

 9.   Identification of Environmentally-
     Sensitive Areas

     Describe and show on a map any of  the following sensitive eco-
     systems which may be significantly impacted  by the proposed action,
     and which are not described elsewhere in this  chapter:

     a.  Surface waters.
     b.  Marshland, wetlands, and estuaries.
     c.  Flood plains or  flood-retention areas.
     d.  Groundwater recharge areas.
     e.  Steeply sloping  lands.
     f.  Forests and woodlands.
     g.  Prime agricultural lands.
     h.  Habitats of rare and endangered species.
     i.  Public  outdoor  recreation areas.
     j.  Sensitive geologic areas.
     k.  Archaeological and historic sites.

10.   Population  Projections and Economic Forecasts

     Designate the current and projected population levels.   In dis-
     cussing these population trends, the rates of  growth  for the
     region contained in  reports for the Water Resources Council by
     the Bureau  of Economic Analysis, Department  of Commerce and the
     Economic Research Service, Department'of Agriculture  (the OBERS
     projections) should  be considered.  The reasons for using a
     particular  projection or forecast  should be  stated briefly.

11.   Other Programs in the Area

     Describe local, State, and Federal projects  (planned  or underway)
     which have  or will have an impact  (social, economic,  or environ-
     mental) on  the area.  If there will be a major interaction between
     these projects and the proposed water quality  action, discuss the
     interaction.
                                11-6

-------
                 CHAPTER 111





ENVIRONMENTAL EFFECTS OF THE PROPOSED NEW SOURCE

-------
                             CHAPTER III

          ENVIRONMENTAL EFFECTS OF THE PROPOSED NEW SOURCE

A.  General

    All beneficial and detrimental effects on impacts of the proposed
    new source must be presented by the applicant in this Chapter and
    discussed in detai1.

    The applicant must make conclusions upon the basis of this detailed
    analysis regarding the adverse impacts and the irretrievable commit-
    ments of resources which will be necessitated.

    Finally, the applicant must also state the lorvj-term effects that
    the proposed new source will have upon the environment's productivity
    and compare it to the short-term benefits which will result from
    implementing the proposed new source.

B.  Impact Identification

    1.  Systematic Identification System

        Diagramatically, the impact identification process may be illus-
        trated as shown in Figure 111-1.

        This identification system analyzes each project requirement and
        operation and weighs it against control technologies (such as
        waste treatment plants) and against environmental sensitivity.
        Impact identification is thus predicted by a good understanding
        of the environmental baseline, the proposed project, impact control
        technology, and the natural laws and principles governing their
        interaction.

        As reflected in Figure 111-1, impacts may be ameliorated or
        prevented by certain techniques or measures.  The applicant is
        expected to state what controls will be employed and justify
        their reasonableness in terms of cost, reliability, and imple-
        mentabi1ity.

        Not shown in Figure 111-1 is  the need to consider different project
        alternatives as a means for limiting environmental  impacts.  Alter-
        natives which must be analyzed by the applicant are discussed in
        Chapter IV of these guidelines.
                                  111-1

-------
                                     FIGURE 111-1

                     ENVIRONMENTAL IMPACT IDENTIFICATION
                                      PROCESS
PROCESS
OPERATIONS
• Wastes
• Labor Demand
• Payroll
• etc




RAW MATERIAL
REC'TS
• Minerals
• Imports
• Land
• Disposal Sites
• etc






TRANSPORATION
REQUIREMENTS
Loading
Unloading
Right of Way
Railway Spurs
etc.
i
i





SITE
REQUIREMENTS
• ClUcll Illl)
• Grading
• Water Resource
Development
• etc
. .



                          Analysis of control, reduction,
                          recovery, ameboration, treatment
                          technologies
                       Analysis of Environmental Interactions
                                      I
                              Impact Identification
   Final
  Impact
Identification
Yes
               Reasonableness
                   Test
                                        111-2

-------
    This procedure is intended to assist the applicant  in examining
    and identifying impacts and is not intended to require original
    environmental  research except in extreme cases.   Special  require-
    ments of this  nature are discussed in the Appendices and  are
    modifiable at  the discretion of the EPA  Regional  Administrator.

2.  Process Impacts

    Process impacts are identified by examination of all wastes dis-
    charged to air, water, and land media.  Such waste  discharges
    must conform to applicable Federal, State and local discharge
    standards.  In the case of solid waste discharges,  no Federal
    discharge regulations have been published.

    The applicant  must describe as part of the impact identification
    step, the regulations and other standards of performance  govern-
    ing each source of process waste.  Such information should be
    presented in tabular form, following the general format shown  in
    Figure 111-2.

    Identification of impact sources, and demonstration of compliance
    with applicable regulations and standards of performance  accom-
    plish the first step in impact evaluation.  Additional evaluation
    and impact following the guidance and requirements  of Section C
    of this Chapter must be provided in the El A.

    All uncertainties in waste source strength, rate of flow, uni-
    formity, etc., must be stated explicitly.  Appropriateness of
    waste recovery, control, or treatment systems should be also
    discussed for each waste source.

    Examples of other important process-related requirements  which
    will have impact upon the environment and must be considered in
    the EIA are:

             •Labor force requirements.
             •Uti1ity demands.
             •Payroll.
             •No i se.

    These requirements will induce change in  local economic and social
    structures, which will themselves become sources of environmental
    impacts (power plant expansion, growth  in supportive  industries,
    etc.).  See Section C for discussions of  indirect  impacts.
                                 11 1-3

-------
                  FIGI	111-2
TABULAR SUMMARY OF STANDARDS AND REGULATIONS
SOURCE
IDENTIFICATION




CONCENTRATION




QUANTITY
(FLOW RATE)




METHOD OF
DISPOSAL





STANDARD OR
REGULATION
REQUIRE-
MENT




PROPOSED|




RESPONSIBLE
REGULATORY
AGENCY




OTHER





-------
    3.  Ran Material Utilization Impacts

        The EIA must consider and identify impacts resulting from raw
        material operations directly associated with the proposed new
        source.  Such operations shall  include off-loading, conveying,
        pretreatment, storage and similar operations performed on or
        adjacent to the proposed new source site.  Detailed guidance is
        presented in the Appendices.

    k.  Transportation Requirements

        The EIA must consider and identify impacts resulting from the
        transportation requirements of proposed new source.  Examples of
        such transportation considerations are new rights-of-way which
        must be cleared and constructed, increased ro-... usage, con-
        struction of spurs, and access roads.  Additional details are pre-
        sented in the Appendices.

    5.  Site Requirements

        The EIA must consider and identify impacts resulting from the
        development and utilization of the proposed facility site.
        Following are examples of impacts resulting from site develop-
        ment and utilization:

                 •Loss of prime agricultural  land (if applicable).
                 •Erosion during and after construction.
                 •Wildlife habitat loss.
                 •Aesthetic degradation and property value diminution.

C. . Impact Evaluation Methods

    1.  Evaluation vs. Identification

        Impact evaluation or assessment should be distinguished from
        impact identification.  "Identification" entails only the state-
        ment that a certain Impact will occur or result.  "Assessment"
        or evaluation, on the other hand, entails the comparison, and
        prioritization of impacts according to their importance to
        environmental quality.

        Impact evaluation requires that the multi-dimensional nature of
        all impacts be recognized.  The following characteristics are
        most important and should be followed by the applicant.  Discus-
        sions of each are presented in this section (in Item 3, "Method-
        ology Success").

                 •Significance.
                 •Magnitude.
                 •Cumulative effects.

                                    111-5

-------
             •Directness.
             •Long-term effects.
             •Short-term effects.
             •ReversibiIity.

2.  Universal Assessment Methodology

    No universal  methodology  for  estimating and comparing  environ-
    mental  impacts exists.

    Because impacts have highly-variable  characteristics,  they are not
    generally quantifiable  in units  which allow easy comparison.  For exam-
    ple, loss of  open space is an  impact  measurable in  terms of acreage,
    standing biomass (quantity of  living  matter),  numbers  of picnic
    benches, miles of nature  trails, or,  on the other  hand, construc-
    tion revenue, employment, tax  base, etc.   None of  these parameters
    are readily different!able or  meaningful  without  verbal description.

    It is the responsibility  of the  new source applicant  in preparing
    the EIA to ensure that  careful consideration be given  not only to
    identifying impacts, but  also  to describing their  implications by
    concise descriptions and  stating any  judgment  criteria and assump-
    tions made in assessing their  importance.

3.  Methodology Success

    In general, the successful ness of any assessment methodology  is
    measurable on the basis of its:

             •Accuracy - Ability  to  portray comprehensively and
              fairly all impacts.

             • Rep 1icabMity - Ability to  be used by different  investi-
              gators of the same  subject  with equal  results.

             •Economy - Reasonableness of demands  upon  the analyzer
              for time and  sophisticated  computational  techniques.

             •Understandabi1ity -  Ability to be understood by persons
              of  different  backgrounds.

    These criteria are the  most important measures of  the  methodol-
    ogies1  success for the  specific  analysis being done by the EIA
    preparer.

    (For further  discussion of Impact Assessment Methodologies, the
    applicant should refer  to: "A Review of Environmental Impact
    Assessment Methodologies," EPA 600-5-7^-002, April  197^.  This
    document is available from the U.S. Government Printing Office.)

                                111-6

-------
k.  Significance vs. Magnitude

    Each action impacting the environment should be described in a
    way which differentiates the significance of the action and the
    magnitude of such action.

    Magnitude is measurable by some physical property of the impact,
    and significance is measurable by using some weighting factor or
    other relative measure which describes how important, in terms of
    benefit or detriment, that impact is.

    For example, organic wastes can be described in terms of magni-
    tude by such units as "pounds of total organic carbon", but the
    significance of the organic waste will be a fur-tion of such
    characteristics as "toxicity" (sugar is less toxic than phenol).

    Magnitude factors may be described through normal parameters of
    quantification.

    Significance factors on the other hand will require:

       •Consideration of all chemical, physical, and biological ef-
        fects of the potentially impact substance or action to deter-
        mine which properties have special  importance upon impact
        estimation.

       •Description of what  impacts such properties will likely or
        potentially produce.

       •Judgmental evaluation of whether the described effects are
        significant, and prioritization of  that significance in rela-
        tion to the significance of other potential  impacts.

5.  Inevitable vs. Possible  Impacts

    The EIA preparer should also be cognizant of another important
    dimension of impact - that is, the probability of occurrence.

    For convenience, probability may be described  in terms of:

       •Possible impacts -  impacts which are not certain to occur but
        which may be important since they may have very high significance.

       •Inevitable  impacts -  impacts which  are more certain and directly
        treatable by graphs or ratios in that they are normally related
        proportionately to some parameter of size, such as size of pro-
        duction, acreage of  land, flow of a river, etc.
                                  111-7

-------
6.  Cumulative Impacts

    The applicant should consider the cumulative effects of all  pro-
    posed actions, in addition to the effects of each action alone.
    This distinction is important in that individually such actions
    may be small  but cumulatively large.

    For example,  a new refinery sited in the Carribbean typically
    involves destruction of coral communities at a level which,  for
    the individual new source under review, appears small.  The
    impact, however, is much greater because the destruction of  one
    area will lead to future industrial siting in that area because
    of the lowered environmental quality of the area, hence leading
    to more reef destruction and so on.

7.  Primary and Secondary  Induced Impacts

    The most  important distinction which the applicant must address
    in analyzing  impacts is that between primary (also called "direct")
    impacts and secondary  (also called "induced") impacts.

       •Primary impacts are defined as those attributable to the
        action of process wastes, demands upon resources, accidents
        or abnormal conditions of operation, and initial project
        construction.

       •Secondary impacts  are those attributable to some direct
        demand or impact of the project upon the environment, society,
        or economy which occur or become important at some different
        point in  time or space, or  in some other sector of the environ-
        ment, society, or  economy.

    For example,  the alteration of  air quality by stack emissions or
    fugitive  losses from the manufacturing process is a primary impact
    of the project.

    The alteration of housing values because of degraded air quality
    (odors, corrosive properties) is a secondary impact.  Secondary
    impacts are of great importance to the overall evaluation of any
    new source proposal because they may be:

    a.  Less  obvious and,  hence, are commonly overlooked  in weighing
        project costs and  benefits.

    b.  Less  easily controlled or ameliorated.

    c.  Often, more  important than  the direct  impacts'  importance
        because of their inducement of growth  in other  impacting
        industries.

    See  Item  7 following for examples of secondary impacts.

                                  II1-8

-------
 8.   Long-Term vs.  Short-Term  Impacts

     Unlike  the description of  primary  versus  secondary  impacts which
     accounts  for  the  cause-effect or chain-react ion  nature of  impacts,
     the description of  long-  and short-term aspect?  of  impacts must
     account for the impact's persistence.   For  example,  a primary
     impact  of land disposal of certain effluents  is  the  removal  of
     that land from other  uses  such  as  agriculture.   If certain metals
     or toxic  substances are contained  in  it,  this  impact wi11 be
     persistent or long-term.   In some  cases primary  impacts,  if  highly
     persistent, may be  the most important  consideration.

 9.   Reversibi1ity

     The reversibility of  an  impact  accounts for the  degree  to which
     the impact may be nullified and the base  environmental  condition
     restored.  Reversal may be enabled or  assisted by natural  forces
     (biodegradation,  revegetation)  or  by  direct clean-up effort.

10.   Secondary Impacts

     Secondary impacts may be  exemplified  as follows:

        •Increased water supply treatment  costs  to users.downstream
         of wastewater discharge.

        •Increased pressure upon remaining recreational   lands,  parks,
         as a result of  development of  existing  recreational  lands.

        •Increased water use resulting  from labor influx.

        •Increased  investment  of industries supporting the  new source
         industry.

        •Increased costs of cleaning windows,  cars,  streets made dirty
         by air pollution, increased traffic and congestion.

        •Increased electrical  utility growth to  meet  new housing
         industry and residential  demands.

 11.  Identification of Significant Environmentally-Sensitive Areas

     The El A  should state explicitly any impacts affecting environ-
     mentally-sensitive areas such as:

     a.  Surface waters.
     b.  Marshland, wetlands,  and estuaries.
     c.  Flood plains or flood-retention areas.
     d.  Groundwater  recharge areas.


                                   111-9

-------
        e.   Steeply sloping lands.
        f.   Forests and woodlands.
        g.   Prime agricultural  lands.
        h.   Habitats of rare and endangered species.
        i.   Public outdoor recreation  areas.
        j.   Sensitive geologic  areas.
        k.   Archaeological and  historic sites.

   12.  Population Projections  and  Economic Forecasts

        The current and projected population levels should be designated.
        In  discussing these population trends,  the rates of growth for
        the region contained in reports for the Water  Resources Council
        by  the Bureau of Economic Analysis, Department of Commerce and
        the Economic Research Service, Department of Agriculture (the
        OBERS projections) should be considered.  The  reasons for using
        a particular projection or  forecast should be  stated briefly.

   13.  Other Programs in the Area

        Local, State, and Federal projects (planned or underway) which
        have or will have an impact (social, economic, or environmental)
        on  the area, should be described.   If there will be a major inter-
        action between these projects  and  the proposed water quality action,
        discuss the interaction.

   Ik.  Land Media

        Loss of wetlands and sloughs (used frequently  for new source
        siting where land and sanitation controls are  absent or unenforced).

D.  Summary of Adverse Impacts

    The applicant should summarize  in  a short section, all adverse impacts
    of the  proposed new source.

E.  Irretrievable Commitments of Resources

    The applicant should summarize  in  a short section  the irretrievable
    commitments of raw materials, natural  values, such as scenery, wild-
    life habitat, etc., which will  be  made if the proposed new source is
    undertaken.  Irretrievabi1ity judgements may be based upon the con-
    siderations of umpail reversibility discussed in Chapter III, Section
    C of the Guidelines.
                                      111-10

-------
F.  Short-Term Use of the Environment vs.
    Long-Term Productivity

    The applicant shall  assess the benefits  associated  with  the  proposed
    new source and weigh them against the  long-term productivity impacts
    of the environment which would result.   Long-term productivity  should
    be assessed in terms of agricultural yield,  water,  animal  and other
    natural resource reserves, diversity and abundance  of  game and  non-
    game biota, basic needs for aesthetic  quality,  etc.

    Such assessment of short-term vs. long-term  considerations need  not
    involve lengthy statements or justifications, but should state  in
    simple and direct terms, the applicants  own  appraisal.

G.  Summarization

    For purposes of summarizing impacts and  impact  considerations developed
    under Sections A through F of this Chapter,  the applicant  should pro-
    vide a summary of all  impacts using the  same environmental element
    categories utilized  in Chapter II  for  describing the environmental
    baseline of the proposed new source.   This summarization should  be to
    the extent feasible, made in tabular form.

    This recategorization process is  shown diagramatically in  Figure 111-3.
                                111-11

-------
                             FIGURE 111-3

                    RECATEGORIZATION PROCESS
     DESCRIPTION OF
ENVIRONMENTAL BASELINE
     BY CATEGORIES
BASELINE.
1 Meteorology and Climatology
2 Air Quality
3 Topography
4 Geology
5 Soils
6 Hydrology
7 Biology, etc
etc

(CHAPTER II)
  SUMMARY/COMPARISON
   OF PROJECT IMPACTS
 TO BASELINE CATEGORIES
 IMPACTS
 1  Meteorology and Climatology
 2  Air Quality
 3  Topography
 4  Geology
 5  Soils
 6  Hydrology
 7  Biology
 etc
 (CHAPTER III)
                                                   DESCRIPTION OF
                                                  PROJECT IMPACTS
                                               Process Impacts
                                               Raw Material Impacts
                                               Transportation Impacts
                                               etc
{CHAPTER llf)
                              111-12

-------
             CHAPTER IV




ALTERNATIVES TO THE PROPOSED NEW SOURCE

-------
                               CHAPTER IV

                      ALTERNATIVES TO THE PROPOSED
                               NEW SOURCE
A.  General
    This chapter in the EIA must present the alternatives  considered  by
    the applicant during the new source development  process.

    The scope of alternatives which the applicant  must  consider  is  set
    forth in the sections which follow.

B.  Special Considerations

    1.  It is the policy of the EPA that environmental  factors be  recog-
        nized and accounted earJy in the project  planning  effort  for  all
        alternatives under consideration.

        The alternative optimization process may  be  accomplished  by evalu-
        ating all reasonable alternatives against  a  set of pre-established
        economic, environmental and related factors  which  measure  the
        success or conformance of each alternative.

        In all  cases, the applicant should consider  environmental  factors
        in addition to economic and other factors  in the selection
        decision.

    2.  It is the policy of the EPA that the scope of alternatives  which
        must be presented by the applicant in the  EIA be related  to the
        level of impact which is associated with  the proposed new  source
        (as described in Chapter III).

        This policy recognizes that not all alternatives considered during
        the project planning effort can be reasonably covered in  the  EIA.
        Thus, in cases where minimal impact can be demonstrated for the
        proposed new source, fewer alternatives need be presented  in  the
        EIA.

        Criteria which define the scope of alternatives which must  be
        discussed in the EIA are presented in Section C of this chapter.

    3.  The applicant should also consider the extent of public interest
        in the  proposed new source in determining  the scope and detail
        of alternatives which must be considered.  Public  concern  is
        considered an Important input in the impact  assessment process
        since it provides a measure of otherwise  unquantifiable elements
                                   IV-1

-------
        such as aesthetic impact, land  use preferences,  etc.   Public
        and industrial  concerns are rationally  interrelated  by the
        EIA and EIS process.

    *t.  Applicants must be candid and fully descriptive  in discussing
        new source impacts and alternatives since EIA  review will
        encompass several levels of technical  review by  governmental
        and public groups.  In all  cases,  high  priority  is given  to
        ascertaining whether  or not reasonable  alternatives  have  been
        overlooked which would entail less environmental  impact.
        Oversight by the applicant  of impact-reducing  options, or
        downplay of impacts associated  with the proposed new source
        will jeopardize EIA review and  acceptance.

C.  Criteria

    1.  Criteria for determining what alternatives  must  be described
        and compared in the EIA are presented  in Table IV-1.

    2.  In all  cases, the alternative of  taking "no action"  must  be
        considered.

    3.  The criteria presented in Table IV-1 each requires that additional
        alternatives be described in the  EIA  if a certain key environ-
        mental  consideration  or objective  is not met by  the  new source
        proposal.

        It is expected  that the applicant  will  have selected  the  pro-
        posed new source action on  the  basis of documentable  trade-offs
        between environmental, economic,  and other  factors.   Consequently,
        compliance with the requirements  invoked by the  criteria  of
        Table IV-1 should present little  problem.   In  effect, the criteria
        may be  regarded as a  verification  process which  tests the assertion
        that the proposed new source action is  the  best  alternative.

    k.  The criteria do not specify all details of  the additional alter-
        natives which must be considered.   Rather,  they  specify the:

            •Number of  alternatives which  must  be considered  in addition
             to the proposed  action.

            •Specific aspect  of the proposed action which is  intolerable
             or unacceptable  environmentally.

    5.  In all  cases, the judgement of  the applicant should  be guided by
        the need for presentation of  detai1  to  show why  the  proposed
        action  is the best alternative.
                                   IV-2

-------
Table IV-1
No. Criteria - Process Related

1 Process technology for industry in question
is rapidly developing or expanding.
2 Pollution control technology is rapidly
expanding for some critical or costly facet
of the industry.
3 Renovation/expansion of existing facilities
would eliminate need to develop natural areas.
k The proposed project will rely upon relatively
unproven technology.
5 The proposed project utilizes scarce or rapidly
diminishing resources (e.g., natural gas).
6 The proposed project has several raw materials
options.
7 Others, as defined by EPA Regional Administrator
Requi rement

Consider postponement
of the project.
Consider postponement
of the project.
Consider renovation/
expansion.
Consider at least one
otherprocess option.
Consider at least one
other process using
other resources.
Consider al 1 raw
material options and
determine one causing
lowest pollution load.

        IV-3

-------
                                  Table IV-1
                                  (continued)
No.
Criteria - Site Related
Requi rement
        The proposed new source is likely to be
        controversial.
                                       Consider at least one
                                       additional  site.
        The proposed new source and/or associated
        facilities would infringe upon scientifically
        valuable areas,  as  determined  by site
        uniqueness, primitiveness,  amenability  to
        study or observation.   Such sites may be
        defined by local universities, colleges,
        research organizations, etc.
                                       Consider at least  one
                                       additional  site.
        The  proposed  new source and  related  facilities
        would  directly or indirectly infringe  upon
        recreational  lands,  park lands,  wildlife
        refuge lands.
                                       Consider at  least  one
                                       additional site.
        The  proposed  new source  and  related  facilities
        would  either  directly  or indirectly, accelerate
        change in  rural,  pristine, or  agricultural  land
        areas.
                                       Consider at  least  one
                                       additional  site.
        The  proposed  new source  and  related  facilities
        would  induce  secondary residential,  industrial,
        commercial  growth in  the community which cannot
        be supported  by  existing community services and
        financial capabilities.
                                       Consider  at  least  one
                                       additional site.
        The  proposed  new  source and  related  facilities
        would cause traffic  congestion  in nearby
        vicinities.
                                       Consider at  least  one
                                       additional site.
        The proposed  site  is  prone  to  flooding,
        hurricane, earthquake, or other  natural
        disasters.
                                       Consider at  least one
                                       additional  site.
 8       The  proposed  new  source and  related facilities
        would  infringe directly or indirectly upon
        endangered species or their  habitat, or
        wetlands,  including fresh water wetlands, or
        wild and scenic rivers; or sensitive or unique
        ecosystems.
                                       Consider at  least one
                                       additional site.

-------
Table IV-1
(continued)
No.
B. Criteria - Site Related

9
10
The proposed new source and related facilities
would infringe directly or indirectly upon
historical sites currently included, or
proposed for inclusion within the National
Registery of Historical Landmarks. Archae-
ological ly important sites are likewise
covered by this criterion.
Others to be specified by EPA Regional
Administrator.
Requi rement

Consider at least one
additional site.

   IV-5

-------
D.   Detail  of Alternative Description
    1.   In general,  alternatives  specified  for  consideration  in Table  IV-1
        should be describable with less  detailed  discussions  than  those
        for the proposed new source.   This  rule will  apply only if the
        applicant has considered  environmental  factors  in deriving the
        new source proposals inasmuch as all  tradeoffs  and considerations
        which disqualified other  alternatives will  be already known and
        read!ly stated.

        Thus, even cases where environmentally  more acceptable alterna-
        tives were found but disqualified,  the  applicant will  be able,
        and is expected, to state what overriding economic, technological,
        or related considerations were involved.

        The applicant is required to  explore  alternatives to  the extent
        necessary to:

        a.  Provide  a general  description of  the  alternative's environ-
            mental characteristics (baseline, sensitive ecosystems,
            natural  features).

        b.  Provide  a discussion  of what is environmentally more or less
            acceptable about the  alternative  than the proposed new source
            and what factors have influenced  the  final  decision not  to
            adopt this alternative.

    2.   Moreover, the applicant is responsible  for discussing alternatives
        in a manner  wherein:

        a.  Narrative style does  not  require  extensive  scientific  or
            technical expertise.

        b.  Full  consideration is given  (sometimes  qualitatively)  to
            each impact's significance,  magnitude,  likelihood of accu-
            rance, cumulative effects, short-term and long-term effects,
            reversibility, and secondary or induced effects.

        c.  All  tradeoffs, assumptions,  and judgments utilized in  weighing
            environmental costs with  social and economic costs are de-
            scribed.

    3.   The applicant shall  provide a tabular summary of the  alternatives
        finally considered and the major considerations which have been
        analyzed and compared for each.

        For this purpose, the format  provided in  Table  IV-2 should be
        followed.
                                   IV-6

-------
The recommended format may not permit direct summarization of
considerations within the table for reasons of space and economy
of size.  Instead, the applicant should specify within the table
what considerations have been analyzed for the respective alter-
natives by way of page and paragraph number citation.   Where
feasible, a relative estimate of impact significance should be
included in the table.
                           IV-7

-------
                                                       FIGURE IV-2
                                    GENERAL FORMAT FOR SUMMARIZING ALTERNATIVES

NEW SOURCE
TITLE


Impact Description
(Examples):
1. Process Impacts
Solid Waste Disposal
Effects
Water Quality Effects
Aesthetic Effects
2. Site Impacts
Loss of Agricultural
Land
Erosion
Loss of Habitat
Traffic Congestion
3. Etc
ALTERNATIVE A


(BRIEF
DESCRIPTION)
Significance













Page













ALTERNATIVE B




Significance













Page













ALTERNATIVE C




Significance













Page













ALTERNATIVE D




Significance













Page













ALTERNATIVE E




Significance













Page













<
oo

-------
         APPENDIX A




MISCELLANEOUS DOCUMENTATION

-------
Appendix


TABLE OF

MISCELLANEOUS DOCUMENTATION
A.I




A. 2


















A. 3






Forecasting Economic Changes and
Induced Inputs
a. Location Quotients
b. Multiplier Effects
c. Industries Which Will Be Stimulated
Computer Models
a. Water Resources
1. Storm Water Management Models
2. Storm Sewer Design Models
3. Sanitary Sewer Design Models
k. Plume Models
5. Stream Assimilative Capacity Models
6. DOSAG 1 and OJJAL 1
7. Water Surface Profiles
8. System Desing Optimization
9. Thermal Plume Prediction Model
10. Dispersion of Barged Wastes in
Ocean Waters
b. Air Resources
1. AOJ>M
2. APRAC
3. COM
k. PTMAX
5. PTDIS
References
a. Air Qjjal ity
b. Water Qual ity
c. Biological
d. Solid Waste and Hazardous Materials
e. Computer Modeling
f. General
CONTENTS
Page
A-1

A-1
A-1
A-2
A-U
A-5
A-5
A-5
A-5
A-6
A-6
A-6
A-6
A-6
A-7
A- 7

A-7
A-8
A-8
A-8
A-8
A-8
A-8
A- 9
A-9
A-11
A-11
A-11
A-1 2
A- 12

-------
                               APPENDIX A

                      MISCELLANEOUS DOCUMENTATION


A.1  Forecasting Economic Changes and Induced Inputs

     The need for a straightforward method of predicting changes in the
     economic base of the affected region is recognized in order to
     reasonably forecast important secondary impacts.  Specifically,
     the following fundamental economic impact can be approximated:

        The proposed industry's role as exporter or importer within
        Its region of influence.

        The multiplier effect of the proposed industry, approximating
        the amount of secondary investment which will be stimulated in
        other supportive industries.

        An insight of what other industries may be stimulated to do
        and the approximate levels of stimulation.

     a.  Location Quotients

         Location quotient analysis is a technique which uses commonly
         available data on industrial employment levels and permits
         differentiation between exporting industries (also called basic
         industries! and importing industries (also known as non-basic).
         The terms importing and exporting are used here to describe
         the industry's economic role within its region.

         A generally used definition of region is the Standard Metro-
         politan Statistical Area  (SMSA) in as much as data is readily
         available within the SMSA and the unit approximates, to some
         degree, commonality between the industry, its sources of
         supplies, and its markets.

         Location quotient analysis relies upon the relationship that
         the basic or exporting industries generally support the nonbasic
         or importing industries.  Basic industries will generally have
         the greatest environmental (and economic) impact.

         The level of support which basic industry provides for nonbasic
         industry is determined in the following manner:

         1.  A comparison is made between local employment level for
             the industry which includes the proposed new industry,
             and total employment  level within the affected region.
                                   A-1

-------
    2.  Likewise, a comparison is made  between  the  national employ-
        ment level for that industry  to total national employment.

    3.  If the ratios expressed  in step T and step  Z are compared
        (by dividing RsTEP 1  bV  RSTEP 2)> a  measure .M= the proposed
        industry's status as  basic or non-basic will be made.   For
        example,  if the resultant ratio is  less than one, the
        industry  is termed non-basic  to the  local economy, reflecting
        the fact  that locally, the proposed  industry is not producing
        a "fair share" relative  to the  rest  of  the  nation and hence
        is a net  importing or non-basic industry within its region.

        Conversely, if the ratio is greater  than one, the industry
        is producing locally  more than  its  share and may be termed
        a net exporter or basic  industry.

    *t.  A more realistic ratio may be obtained  if RSJEP 1 is compared
        to the RSTEP 2 which  is  based on state  employment data  or a
        region which reflects more appropriately the industries
        economic  community.

b.  Multiplier Effects

    An estimate induced investment in non-basic industries which will
    occur as consequence of the  direct  investment in basic industries
    is made on the basis of the  multiplier concept.

    'The familiar multiplier  concept  states,  in brief, that an  increase
    in the exports of a region will lead to  an  increase in regional
    employment and, therefore, to an  increase in regional income.  This
    increased income will, in turn, be  spent and induce a second round
    of increased  regional employment  and income which will also be
    spent to induce more income, and  so on,  to  a finite limit.  The
    calculated regional multiplier is an estimate of that finite limit.
    It is an estimate of the  total amount of  income generated by an
    injection of  one dollar of new income  into  the  region." (Schenker,
    1970).

    A measure of  the multiplier  effect  is the ratio of total employment
    in the affected region to the total  employment  for all basic
    industries.

    A sample calculation for  a hypothetical  location and industry is
    provided In Table A.1-1.

    Care must be  exercised in indiscriminately  applying the multiplier
    so calculated because it  assumes  that the proposed industry will
    behave Identically to those  basic industries already there.  This
                              A-2

-------
                                    Table A.1-1
                         Sample Calculation of Employment,
                       Employment Coefficient, and Location
                        Quotient for Hypothetical Community
Agriculture
Chemical & Allied
Construction
Utilities and Sanitary Serv.
Food and Kindred
Textile Mills and Fabricated
Text! les
Trucking & Warehousing
Communication
Railraod
Printing & Publishing
Machinery, except Electrical
Furniture, Lumber and
Wood Prod.
Eating Establishments
Education
Non-profit
Professional
Governmental
     Total
     Total Basic Industries
(1)
Employment
Hypothetical
Commun i ty
*6,106
11
59
95
2,603
5
do
*16
23
42
98
*169
304
97
42
151
5*6
10,467
8,894
(2)
Coefficient
U.S.
.03710
.01290
.05972
.01677
.01316
.02853
.01414
.01402
.00831
.01556
.02600
.01278
.03003
.08030
.01519
.02552
.05488


(3)
Coefficient
Local
.58335
.00105
.00564
.24868
.24868
.00047
.00764
.00153
.00219
.0040!
.00930
.01614
.02904
.00926
.00401
.01443
.05407


(4)
Location
Quotient
(3) 4 (2)
*15.73720
.08140
.09444
.54085
* 13. 69380
.01647
.54031
*1.09130
.26353
.25777
.36000
*1. 26291
.96703
.11530
.263Sd
.56543
.98524


Multiplier:
                           1.18
---indicates a "Basic" Industry.
                                        A-3

-------
    assumption is not valid for industries where the  project  being
    manufactured will be rapidly exported out of the  region .  .  .
    that is, not permitted to stimulate growth in "finishing"
    industries, transportation, warehousing,  etc.

    By examination of the way in which the proposed  industry  will
    be linked with the proposed economic setting in comparison to
    the linkages between existing basic industries and the economic
    setting, a qualitative judgment can be made as to whether  the
    calculated multiplier may be high or low, by what approximate
    amount; adjustments can then be made accordingly.

    Moreover, rapid technological changes in  industry manufacturing
    process will alter traditional industry interdependencies  and
    affect the validity of the results.  The  impact assessor  should
    consider such variables before applying the technique.

c.  Industries Which Will Be Stimulated

    An estimation of the kinds of industries  which will  be stimulated
    by the proposed industry may be derived using Bureau of Economic
    Analysis data for the "Input-Output" ("1-0") structure of the
    U.S. economy, which relates the effect that investment in one
    industry will have on other industries.

    The BEA data applies nationally and, to that extent, is a  measure
    on an industry-specific basis of the induced economic impact
    that the proposed industry will have.  For example,  a dollar of
    investment in petroleum refining will induce economic growth in
    other industries (per dollar) as shown below:

    1.      (New) Petroleum Refining                        1.086
    2.      Chemicals and Selected Chemical Products         0.114
    3.      Plastics and Synthetic Materials                 0.062
    k.      Paints and Allied Products                      0.05^
    5.      Other Agricultural Products                     0.052
    6.      Transportation and Warehousing                  0.050
    7.      Stone and Clay Mining                           0.0^3
    8.      Maintenance and Repair Construction             0.037
    9.      Livestock                                       0.032
   10.      Business Travel and Entertainment               0.032
   11.      New Construction                                0.030
   12.      Forestry                                        0.028
   13.      Broad and Narrow Fabrics and Yarns              0.026
   1^4.      Stone and Clay Products                         0.026
   15-82.   All Others                                      0.68

-------
         It is noted that the BEA "1-0" statistics have been developed
         four times over a twenty year period,  the most recent  estimate
         being for the base year of 19&7.  This recent  I -0 data was
         published in February,
         This data will be useful as a gross estimate of induced change.
         Rapid technological changes occurring today again affect the
         accuracy of this measure.  (This limitation is naturally most
         applicable to industries where greatest technological  develop-
         ment is occurring.  However, for the purpose of a simple means
         for economic impact analysis in preparation of ElA's,  this
         analytical technique will be of some value.)

A. 2  Computer Models

     Forecasting methodologies based upon computerized modeling approaches
     have been developed for solving a wide variety of environmental
     problems, with varying success.  While a discussion of each available
     model and explanation of the application to which it is suited  is
     outside the scope of this manual, a reference list of the  most  common
     models is provided below.

     Use of modeling approaches should generally be required for only  large
     new source projects or projects known to have a very significant
     environmental impact.  In as much as such successful modeling requires
     high degree of skill in inter-relating natural environmental parameters
     with projected process parameters in a manner consistent with the basic
     assumptions inherent in the model, expert assistance may be required
     in employing modeling techniques.

     a.  Water Resources

         1.  Storm Water Management Models

             Such models are able to provide simulation of storm and
             combined sewer systems, including the computation  of both
             flow and quality of storm and sanitary runoff.

         2.  Storm Sewer Design Models

             Storm sewer design models are used to calculate the runoff
             hydrograph at inlets of sewer lines of a sewer system network
             and to find the sizes of the individual sewer lines from
             known invert elevations.
         *For a summary, refer to "Survey of Current Business", Volume
          $k, No. 2, February, 197^, U.S. Department of Commerce, Social
          and Economic Statistics Administration, Bureau of Economic
          Analysis.
                                     A-5

-------
3.  Sanitary Sewer Design Models

    Such models assist in the design of sanitary sewer systems.
    The input data typically include geometry of the system,
    minimum and maximum permissible velocity, minimum depth of
    cover, wastewater flow rate, infiltration rate,  and minimum
    sewer slope.  Output will include a table giving, all design
    information (e.g., size of pipes, invert elevations, slopes,
    capacities, velocity of flow, etc.).

k.  Plume Models

    Plume models are used for analysis of the effect of pipeline
    discharges of pollutants (municipal, industrifl  or thermal)
    in stagnant density stratified water bodies such as lakes,
    reservoirs, estuaries, and oceans.

5.  Stream Assimilative Capacity Models

    Such models simulate dissolved oxygen (DO) levels in a stream
    resulting from a sequence of point and/or distributed BOD
    loadings.  Models can also allocate point source load reduc-
    tions as required to maintain a specified DO standard and
    calculate the corresponding treatment efficiencies required.

6.  DOSAG 1 and QUAI 1

    DOSAG 1 and Q.UAL 1 are used to predict water quality of streams
    due to pollution loads.  Q.UAL 1 simulates the spatial and
    temporal variations of parameters such as BOD, DO, temperature,
    and conservative minerals in streams.  It allows for multiple
    waste discharges, withdrawals, tributary flows,  and incremental
    runoff.  OJJAL 1 is used to study a stream system in great
    detail; the DOSAG 1 Model is used to analyze the same system
    in lesser detail, but under a larger range of conditions.

7.  Water Surface Profiles

    This model computes and plots the water surface profile for
    river channels of any cross-section under various conditions
    of flows.  The effects of hydraulic structures such as bridges,
    culverts, weirs, embankments and dams may also be computed.
    The program can be used for determining water profiles and
    flooding areas of a watershed under various frequency floods.
                           A-6

-------
 8.   System Design Optimization

     This is a simulation tool  which  assists  the  engineer  in
     evaluating treatment plant process  designs from  the stand-
     point of the variability of effluent  characteristics.  More
     specifically, SDO predicts the variability of  certain effluent
     characteristics so that alternative designs  or alternative
     operating modes may be compared  with  respect to  their effec-
     tiveness in producing the required  effluent.  Hence, by  using
     SDO to look at various design alternatives,  the  engineer can
     establish the cost of providing  additional reliability into
     designs and, therefore, use this program to  determine the
     most cost-effective design.

 9.   Thermal Plume Prediction Model

     This mode) describes the behavior of  heated  surface jets for
     a wide range of ambient and initial discharge  conditions
     encountered in practice.  The surface discharge  of heated
     water is often chosen over the submerged discharge because
     it affects a greater rate of heat transfer to  the atmosphere
     due to normally higher surface temperatures.  The solutions
     obtained using this model  are limited to a uniform and steady
     surface discharge of heated water from a rectangular channel
     into a large and deep body of water that is  either at rest or
     moving at a uniform and constant velocity.   The  output provides
     results describing the surface plume  trajectory, width,  temp-
     erature, depth, surface area, and time of travel along the
     plume centerline.

10.   Dispersion of Barged Wastes in Ocean  Waters

     A simple one-dimensional dispersion equation has been modeled
     to predict the dispersion of liquid wastes in  ocean waters.
     The model predicts the concentration  of  the  waste on the
     surface along the centerline of  the wake of  the  barge at
     various times after discharge.   This  provides  a  means of
     estimating the rate of discharge of pollutant  necessary  to
     meet specific concentration limits.  This model  gives conser-
     vative values of pollutant concentration. The input data
     includes the capacity and the speed of the barge, time of
     disposal, and horizontal dispersion coefficient.
                            A-7

-------
b.  Air Resources

    1.  AQDM;  The Air Quality Display Model calculates the disberse-
        ment of pollutants by mathematical simulation of the study
        area.  This is accomplished through application of meteoro-
        logical data to measure source output.   The source output
        disbursement is mathematically applied to observe sampling
        station data and source contributors for specific geographic
        areas.  The Briggs or Holland plume rise equation may be
        used.  The AQDM program has been extensively used for regional
        air quality and industrial impact studies.  (AQDM has been
        developed by the Environmental Protection Agency.)

    2.  APRAC:  This computes the hourly average? of carbon monoxide
        as a function of extra-urban diffusion from automotive sources
        in upwind cities,  intra-urban diffusion from roadway sources,
        and local diffusion within a street canyon.  The model re-
        quires an extensive emission or traffic inventory for the city
        of interest.  Requirements and technical details are documented
        in "User's Manual  for the APRAC-1A Urban Diffusion Model Com-
        puter Program" which is available from NTIS (access number
        PB-213-091).

    3.  COM:  The Climatological Dispersion Model  (CDM) determines
        long-term (seasonal or annual) quasi-stable pollutant con-
        centrations at any ground level receptor using average emis-
        sion rates from point and area sources and a joint frequency
        distribution of wind direction, wind speed, and stability
        for the same period.  This Environmental Protection Agency
        model differs from the Air Quality Display Model  (AQDM) pri-
        marily in the way in which concentrations are determined from
        area sources, and the use of an increase in wind speed with
        height dependent upon stability.  CDM uses a separate data
        set for the area of interest.

    4.  PTMAX:  Is an interactive program which performs an analysis
        of the maximum, short-term concentration from a point source
        as a function of stability and wind speed.

    5.  PTDIS:  Is an interactive program which computes short-term
        concentration downwind from a point source at distances speci-
        fied by the user.
                             A-8

-------
A.3  References

     AIR QUALITY

     1.  Nationwide Air Pollutant Emission Trends 1S40-1970,
         N73-27537 BB

     2.  Effects of Sulfur Oxides in the Atmosphere on Vegetation;
         Revised Chapter 5 for "Air Quality Criteria for Sulfur Oxides"
         (NTIS No. PB-226 314/3 BB)

     3.  A Time and Space Study of Pollutants (NTIS No. PB-226 1*21/6)

     4.  The Uses of Meteorologic Data in Large Scale Air Pollution
         Surveys (NTIS No. PB-226 423/2)

     5.  The National Air Monitoring Program:  Air Quality and Emissions
         Trends Vol. I  (NTIS No. PB-226 490/1 BB)

     6.  Program for Reduction of NOx from Tangential Cool Fired
         Boilers, Phase I  (NTIS No. PB-226 547/8)

     7.  National Air Quality Levels and Trends in Total Suspended
         Particulates and Sulfur Dioxide Determined by Data in the
         National Air Surveillance Network (NTIS No. PB-227 059/3)

     8.  A Cost Effectiveness Study of Air Pollution Abatement in the
         National Capital Area  (NTIS No. PB-227 110/4)

     9.  A Cost Effectiveness Study of Air Pollution Abatement in the
         Greater Kansas City Area  (NTIS No. PB-227 116/1)

    10.  A Cost Effectiveness Study of Particulate and SOx Emission
         Control in the New York Metropolitan Area (NTIS No. PB-227 121/1)

    11.  The National Air Monitoring Program:  Air Quality and Emission
         Trends, Annual Report Volume II (NTIS No. PB-227 272/2)

    12.  Air Pollution Survey, Report 1 & 2, Air Pollution Emissions
         in the Delaware Valley  (NTIS No. PB-228 043/6 & PB-228 162/4
         respectively)

    13.  Problems of the Recognition and Evaluation of Effects of Gaseous
         Air Impurities on Vegetation (NTIS No. PB-229 740)

    14.  Regional Air Pollution Analysis (NTIS No. PB-230 872)

    15.  Emission Factors for Trace Substances (NTIS No. PB-230 894)
                                   A-9

-------
16.  An Urban Atmospheric Dispersion Model  ANL/ES-CC-5.

17.  Comprehensive Study of Specified Air Pollution Sources to
     assess the Economic Impact of Air duality Standards
     (NTIS No. PB-222 857/5)

18.  Cost of Air Pollution Damage:  A Status Report
     (NTIS No. PB-222 040/8)

19.  A Survey of Emissions and Controls for Hazardous Wastes and
     Other Pollutants (NTIS No. PB-223 996/0)

20.  A Compilation of Air Pollutant Emission Factors (2nd Edition)
     (NTIS No. PB-223 996/0)

21.  Development of Methodology to Permit Projection of  Air
     Pollution Emissions for Geographic Areas (NTIS No.  PB-220 433/7)

22.  Air Quality Display Model (NTIS No. PB-189 19*0

23.  Intermedia Aspects of Air and Water Pollution Control
     (NTIS No. PB-224 812/8)

2k.  Costs and Economic Impacts of Air Pollution Control:  Fiscal
     Years 1970-1975 (NTIS No. PB-227 022/1)

25.  Biological Aspects of Air Pollution:  An Annotated  Bibliography
     (NTIS No. PB-227 10^/7)

26.  Cost of Monitoring Air Quality in the  United States
     (NTIS No. PB-231 169)

27.  Federal Air Quality Control  Regions (NTIS No. PB-229 701/8)

28.  Directory of Air Quality Modeling Sites, 1912 (NTIS No. PB-231  003)

29.  Supplement No. 1 for Compilation of Air Pollutant Emission
     Factors, Second Edition (NTIS No. PB-228 708A)

30.  Compilation of Air Pollutant Emission  Factors, Second Edition
     (NTIS No. PB-223 996/0)

31.  Economic Damages of Air Pollution EPA-600/5-7^0/2
                               A-10

-------
WATER QUALITY

1.  Economic Benefits from an Improvement in Water Quality
     EPA-R5-73-008 (NTIS No. PB-219 474)

2.  "Physical and Economic Factors Associated with the Establishment
     of Stream Water Quality Standards." Volume I, Iowa State
     Water Resources Research Institute, March 1970

3.  "Benefits of Water Quality Enhancement," Washington, D.C.,
     Environmental Protection Agency, Water Quality Office,
     December 1970

BIOLOGICAL

1.  Biological Aspects of Air Pollution:  An Annotated Biobliography
     (NTIS NO. PB-227 104/7)

2.  Bio-environmental Impact of Air Pollution from Fossil Fuel
     Power Plants (EPA 660/3-74-011)

3.  Biological Effects of Air Pollution - Biobliography
     (EPA 15080 FHU  10/69)  Selected Bibliography  (NTIS No. PB-213 483)

SOLID WASTE AND HAZARDOUS MATERIALS

1.  Problems and Opportunities in Management of Combustible Solid
     Wastes  (NTIS No. PB-222 467/3)

2.  Studies on Modifications on Solid Industrial Wastes
     (NTIS No. PB-222 419/4)

3   A Study of Hazardous Waste Materials, Hazardous Effects and
     Disposal Methods, Vols.  I-111  (NTIS No.  PB-221 465/8,  PB-221 466/6,
     PB-221 467/4 respectively)

4.  Recommended Methods of  Reduction, Neutralization,  Recovery,
     or Disposal of  Hazardous Waste.

    1.  Vol  I   - Summary Report  (NTIS  No.  PB-224  580/1)
    2.  Vol  II  - Toxicological Summary (NTIS  No.  PB-224  581/9)
    3.  Vol  III - Disposal  Process  Descriptions.   Ultimate  Disposal,
                  Incineration, and Pyrolysis  Processes
                  (NTIS No.  PB-224  582/7)
    4.  Vol  IV  - Disposal  Processes Descriptions, Biological, and
                  Miscellaneous Waste Treatment  Processes
                  (NTIS No.  PB-224  583/5)
                                 A-11

-------
      5.   Vol  V     -  National  Disposal  Site  Candidate  Waste  Stream
                     Constituent  Profile  Reports.   Pesticides  and
                     Cyanide Compounds  (NTIS No.  PB-224  584/3)
      6.   Vol  VI    -  National  Disposal  Site  Candidate  Waste  Stream
                     Constituent  Profile  Reports.   Mercury,  Arsenic,
                     Chromium, and  Cadmium Compounds  (NTIS No.  PB-224
                     585/0)
      7.   Vol  VII   -  National  Disposal  Site  Candidate  Waste  Stream
                     Constituent  Profile  Reports.   Propellants,
                     Explosives and Warfare  Material  (NTIS No.  PB-224
                     586/8)
      8.   Vol  VIII  -  Radioactive  Materials (NTIS No. PB-22*f  586/8)
      9.   Vol  IX    -  Organic Compounds
     10.   Vol  X     -  Organic Compounds, continued
     11.   Vot  XI    -  Inorganic Compounds
     12.   Vol  XII   -  Inorganic Compounds, continued
     13.   Vol  XIII  -  Summary of Waste Origins, Forms and  Quantities
     14.   Vol  XIV   -  Research and Development Plans (NTIS No.  PB-224
                     59V2)
     15.   Vol  XV    -  References (NTIS No. PB-22^ 595/9)

5.  Alternatives to  the Management  of Hazardous Wastes at National
    Disposal  Sites (NTIS No.  PB-225 164/3)

COMPUTER  MODELING

1.  Mathematical Urban Air Pollution Models  (ANL/ES-RPY-001 13B)

2.  User's Guide for the Climatological  Dispersion Model
     (NTIS No. PB-11? 3**6A)

3.  Air Quality Display Model (NTIS No.  PB-189 194)

GENERAL

1.  The Economic Impact of Noise (NTIS No.  PB-206-726)

2.  Laws and Regulatory Schemes for Noise Abatement
    (NTIS No. PB-206 719)

3.  Noise from Industrial Plants (NTIS No.  PB-206 718)

4.  National Survey  of the Odor Problem.  Phase I  Study of the
    Social and Economic Impact of Odors  (NTIS No. PB-194 376)

5.  Economics of Air and Water Pollution (Blacksburg, Water
    Resources Research Center, Bulletin 26)
                               A-12

-------
6.  Environmental Quality in a Growing Economy.  Resources for the
    Future, Inc., Johns Hopkins Press

7.  Economics of Outdoor Recreation, Resources for the Future, Inc.,
    Johns Hopkins Press, 1966.

8.  "Water Quality and the Value of Homesites on the Rockaway
    River, N.J." New Brunswick, Water Resources  Research Institute,
    Rutgers - The State University, 1969.
                              A-13

-------
APPENDIX B-1

-------
                                                          TABLE OF  CONTENTS
Appendix

   B-1      RUBBER PROCESSING  INDUSTRY                                   1

           Introduction                                                1

           Overview of the Industry                                    1

           I.   Tire and Inner Tube Industry                            3

               I. A Impact Identification                               3

                   I.A.I  Process Impacts                               3
                   1 .A. 2  Other Impacts                                 7

               I.B Process Impact Control                               8
               I.C Alternatives                                        1°

          II.   Synthetic  Rubber Industry                               12

               1  1. A Impacts Identification                             12

                    M.A.I Process Impacts                             12
                    1  1. A. 2 Other Impact Sources                        18

               M .B Process Impact                                     ^
               11 .C Alternatives                                       '9

          III.  Molded, Extruded, and Fabricated Rubber                 21
               Products  Industry

               1 1 1. A  Impact  Identification                             21

                      1 1 1. A.I Process  Impacts                           21
                      1 1 1. A. 2 Other Impacts                             23

               1 1 1 .B Process  Impact Control                             24
               I I I.C Alternatives                                       2^

          IV.   Reclaimed  Rubber Industry                              2&

               IV. A Impact Identification                              26

                    IV. A. 1  Process Impacts                            26

               IV.B Process Impact Control                            28
               IV. C Alternatives                                      28

-------
                                                          TABLE OF  CONTENTS
                                                                (continued)

Append i x

   B-1     V.  Latex-Based Goods                                      30
(con't)
               V.A Impact Identification                              30

                   V.A.1  Process Impacts                              30
                   V.A.2 Other Impacts                                30

               V.B Process Impact Control                              30
               V.C Alternatives                                       30

           References                                                 31

-------
                              APPENDIX B-1

                       RUBBER PROCESSING INDUSTRY
Introduct ion

This Appendix supplements the instructions provided in the General Assess-
ment Guideline.  The information which is presented has been developed on
the basis of its suitability for clarifying the general guidance provided
to the permit applicant in order to specify and describe more fully the
scope of the requirement which the El A must meet.

Overview of the Industry

The Rubber Processing Industry may be regarded as the following five
distinctly different industry components:

         I.  Tire and Inner Tube industry.
        II.  Synthetic Rubber Industry.
       III.  Molded, Extruded, and Fabricated Rubber Products Industry.
        IV.  Reclaimed Rubber Industry.
         V.  Latex-Based Products Industry.

This industry categorization coincides with the U.S. Department of
Commerce Standard Industrial Classification, and has already been adopted
by EPA in a nation-wide survey of the Industry for purpose of effluent
source analysis and development of EPA Effluent Guideline Limitations.

The Appendix which follows has been divided, according to this categori-
zation, into individual  subappendices.
                                   -1-

-------
        APPENDIX B-1




I. TIRE AND INNER TUBE INDUSTRY
               -2-

-------
I.  TIRE AND INNER TUBE INDUSTRY

I.A  Impact Identification

Impacts which must be described as a minimum by the applicant are des-
cribed herein.

I.A.1  Process Impacts

Using process flow diagrams such as those provided in Figures 1  and 2,
the applicant should describe all sources of process waste.   The diagrams
presented have been developed for water pollution survey studies, and
thus, are not complete regarding air and solid waste sources.  Minimum
requirements which the applicant should address in the EIA are presented
in the following sections (see Reference No. 1).

I.A.1.a  Effluents

     (1)  Cooling Water

          Specific attention should be given to maximizing water recycle
          or reuse by means of recirculating cooling water systems.
           (See General Assessment Guideline.)

     (2)  Utility Services Wastes

          Aqueous wastewaters associated with cooling water and steam
           supply systems  should  be defined and described.  Such wastes
           include boiler  blowdowns, cooling system blowdowns, raw water
           treatment system wastes.

      (3)   Spills Washdowns

           Intermittent sources of wastes, such as  those generated by
           spills,  leaks,  and  routine plant housekeeping should also
           be described.   Particular attention should be drawn to soap-
           stone and  latex dip areas.
                                    -3-

-------
                                                          Figure  1
                         FLOW DIAGRAM FOR TYPICAL TIRE AND CAMELBACK PRODUCTION FACILITY
RUS8EI OKI
FIBIIC IND imc
-4
RUB1
IND
COUP
ORSON
STORIGE

f ITENDER
Oil — •
STORICE
1
ER
ORT
BUNDS

1


CON POUND mo
BIIBURT _
KILLS
Mt-CDOUNG
' I— IMUER
LEIMGES.
T
K1STEIIIER
SOIPSTONE
SOIU I ION
1 1
• 1
RUV OFF
i WASHnQlN
+ v
1
4
»
«
FIBRIC COMING
• III
CILENDE
COO LI KG
SUCH?
SPLICIN
1
1
1
LEUinES
•ISHD01
IStEIMI
BEID FO
HILL
EITRU
RRIPP
FLIPP
1
1
1
1
LEUIGt
lASHDOil
• ISTE1M
TREAD
MILL
EXTRU
COOL!
CENEN
SLICI

« CORDS INO BEITS
r,
j >
1 	 COflim':
i
R
RKITIOK I 	 '
BE«fl I IRE
BER ' • BUIIO'H
ER
CB

1— COOl IMG
S
ER
ronimmr '"E1D o
DER
KG TIKI
TING
KG
1 t
| I—COOLING

— — ** 	 1
^ u COOLING | 	 ,
	 1 	 ' IdEITIIENT |"
BLUlilINN REGENEVlTIOK
| IISTE
t i
ilSIEtrms IISTEIITER
'-i G'REEK TIR'E IIRf »OLIIING llrtt HIISHING
CREEK ^ INSPECTION HI [IIV'" — »


STEII4-I 1 1
| LCOOIIKG
| L^IUER
1ISHODWH
«SFE»m8
CIICLBICIt IS PRODUCT
JCONEBNSIIE
RETURN
i " 	 N ,,,rr TDFAiirnr 4
Sttrr\.i+^ei 1 BOuSE ' v
STEIN ' 	 1 	 ' 1
1 <
i •
BLOW001N REGEUERITIO
III INTIIE I1TER

IRE PRODUCI
NSPECTION STORIGE
ND * IND
EPIIR SHIPPING

fill IITIKE (IFER
II
IISTEIIUR
                IIS1EIITE8
                                IEIMGES
                                DISHDOIII
HISUIITEB
IISTE
   I

IISTEdTER
                               IISTEIIUR

-------
                                          Figure 2


                 FLOW DIAGRAM FOR A TYPICAL INNER TUBE PRODUCTION FACILITY
vn
i
COOLINC WATER

CARBON
BLACK
STORAGE

RUBBER
AND DRY
COMPOUND
STORAGE

EXTENDER
OIL
STORAGE
SPI'LLS
RUNOFF
+
WASTEWATER

i
1
*



RETURN
" COOLING V
SUPPLY
COMPOUNDING
RAW
MILLS STO"
L»COOLII
4 LEAKAGE _^v..,f

SCIP AND
SCAPSTONE
SCLUTIONS
SPILLS
LEAKAGE
WASHDOWN
••STEWATER
" 'I
COOLINR COOLING WATER
(ATER '" TOWER * TREATMENT
i I
1 !
SLOWDOWN REGENERATION
1 T
WASTEWATER WASTEWATER

TUBE FORMATION
y 1 1 « TUBE _—
M LLo i lint —
* EXTRUDER UNCUREO ^ SLICING ^ ..
TANKS TUBES »NO "
nip iif, —
ir ' ' ! _^.^»____
] COOLING TPIsTEAM
1 WATER ^ {
niirrn 1 IHA QTT ^— — ^ — ^^»*
RAW INTAKE
WATER

PRODUCT
SPECTION ' » STORAGE
CKAGING AND


WATER • waaii-^ ICIKIPF
LEAKAGE WATER JJ KJ"
V WASHnOWN WASHOOWN
COOLING 1 CONDENSATE
WATER ' RETURN
WA.TEWATER BQ1LER ±
* SUT HOU-C 1 I
STEAM .. 	 -
BLOWOOWN
I
4
WASTEWATER

WATER RAW
TREATMENT INTAKE
REGENERATION W*TER
WASTE|
WASTEWATER

-------
I.A.I.b  Solid Wastes

The solid waste generation within the tire and tire products industry
has been summarized as follows (Reference No.  2):

                                         Pounds of Waste Per Million
        Type of Sol id Waste               Pounds of Product Shipped

    Paper, cardboard, and wood                      13,^00
    Rubber compound                                 11,900
    Textile material                                  5,900
    Metal                                            9,700
    Other                                           14,000

Paper type solid waste is largely attributable to the shipping packaging
for carbon black, mineral segments, and other  chemicals used in the
process.

Rubber waste occurs at virtually all stages of the process with the ex-
ception of fabric coating.

Textile and tire cord scrap (ends, clippings and defects) which have
not been rubberized may be sold to scrap dealers for reuse in the
mechanical rubber goods industry.

Metal waste is comprised largely of the high carbon steel wire from the
tire head.  This waste is generated by defective material in process
waste trimmings.  Scrap head wire once was sold as scrap steel.  Changes
in the steel industry have eliminated this market.

The applicant should make an estimate of solid wastes for the proposed
new source using a similar or more detailed method of categorization.

I.A.I.c  Air Emissions

Primary air emissions attributable to the Tire and Inner Tube industry are
those resulting from open burning, drying operations, and on-site utilities
associated with the process.

The applicant should describe all air pollutant sources using a process
flow diagram and any supplementary diagrams.
                                    -6-

-------
Specific  attention, as a minimum, should be given to:

     (1)   Compounding of  raw materials:  Activated carbon used  in this
          process becomes easily dispersed and creates a significant
          cleanliness problem.  Bag house control is common practice.

     (2)   Odor:  Particularly from burning rubber scraps which also pro-
          duces very acid and sulfurous gases in addition to obnoxious,
          sooty flame.

     (3)   Drying operations:  Various organic solvents.

          Storage of organic chemicals:  Vent valves, spillage, leaks.
     (5)  On-s?te  utilities  (Steam generation, healing):  SOX, NOX
         particulates depending upon fuel source.

 I. A. 2  Other  Impacts

 I. A. 2. a  Raw Materials

Raw  materials for tire and  inner tube manufacture include rubber, carbon
black, oils, chemicals, and segments which are transportable via existing
rail heads, trucking, or barge systems.

For  large new source facilities (those greater than about 20,000 units/day),
careful analysis within the EIA should be given showing themethod of raw
material delivery and its associated environmental impacts, such as barge
spillage or ballast discharge tank-car cleaning.

I.A.2.b  Transportation

The  EIA should show exactly what loading, unloading, transhipment and
other handling operations will be required for moving raw materials and
products.  For large plants, this analysis should include movement of
material from point of origin to product distribution center.  Raw
materials and products in this industry segment are more readily dispersed
than product materials, inasmuch as they are either liquids or dispersable
sol ids.

I.A.2.C  Site Preparation and Destruction

This segment of the rubber processing industry has no unique site prep-
aration or construction impacts.   The general  assessment guideline should
be appl ied.
                                   -7-

-------
I.B  Process Impact Control

I.B.I  Effluents

The applicant must discuss all in-process controls being incorporated in
the proposed new source.  Such discussion should cover as a minimum:

     a.  Soapstone discharge control systems:  Recircu1 ation systems have
         been imployed to eliminate continuous discharges of large soap-
         stone quantities.

         If recirculation systems are to be incorporated, the applicant
         must state what cleaning operations will be entailed and what
         discharges are likely to result.

     b.  Spills and leakages:  Drip pans, curbs collection sumps, etc.,
         have been used to collect and segregate such wastes from process
         sewers.

         The applicant should, in addition, state how such leaks and
         spillages will be avoided or reduced, in addition to how they
         will be disposed once collected.

     c.  Washdowns and machine cleaning:  Special areas  are commonly set
         aside for machinery cleaning and maintenance where solvents and
         steam are required.

         The applicant must describe the facilities  and  procedures which
         will be incorporated in the new source in order to control the
         source of waste, including method of disposal.

     d.  Stormwater runoff-:  The applicant must describe how stormwater
         will affect the proposed facility and operations giving special
         attention to loading and unloading operations,  washdown areas,
         oi1 storage areas.

         Description of the methods by which stormwater  runoff will be
         minimized, or controlled should be specifically described, in-
         cluding as a minimum, consideration of diking,  collection sumps,
         oil and water separation systems, roofing.

     e.  Protective measures incorporated in design  and  maintenance
         programs which further reduce or control waste  loads should be
         specifically described.   For example, cooling water can be con-
         taminated with process materials if heat exchangers are not
         periodically inspected for leaks and repaired.
                                   -8-

-------
     b.  End-of-process treatment:  The applicant should describe the end-
         of-pipe treatment system that will be employed.

I.B.2  Solid Waste Control Measures

The applicant must describe all measures which will be employed to reduce
solid waste, being sure to include consideration of recycle and reuse
options.

Of the various waste types, rubber compound and metal wastes are the most
significant solid waste problems.

The applicant should specifically discuss how destructively tested tires
(a fraction of 1 percent al all produced) will be disposed of.

Open incineration is generally considered an unacceptable practice.  Land-
filling is currently practiced.  Decreasing landfill capacity and
increasing recognition of landfill impact upon the environment (ground
water  in particular) will limit the long-range suitability of the landfill
solution.

Currently, small-scale reuse of old tires to artificial marine reef con-
struction is being tested with promising results.

I.B.3  Air Emissions

The applicant must describe all measures which will be  incorporated in
the facility design which will reduce air emissions.

Particular attention should be given to discussing how open burning of
solid wastes will be eliminated, for example, by solid waste reuse or
recycle, landfill disposal, or incineration by approved multichamber
incinerators.

In addition, the applicant should give specific consideration to the use
of:

     a.  Baghouses to control particulates generated  in the compounding
         areas.

     b.  Wet or dry collection systems to control particulates generated
         in sidewall grinding areas, balancing machine areas, and tire
         repair areas.

     c.  Systems used to control particulate and solvent emissions
         generated in painting areas.  Substitution of water-based paints
         has been attempted, but with limited success.

     d.  Oil/water separator enclosures.


                                   -9-

-------
I.C  Alternatives

I.C.I  Site Alternatives

The tire and Inner Tube segment of the Rubber industry has no unique
environmental requirements affecting the site selection decisions.

The General Assessment Guideline should be followed.

I.C.2  Process Alternatives

Manufacturing process alternatives will be largely constrained by
marketing considerations.  Environmental impact considerations are
not likely to affect process choice if in-process -nd reliable end-of-
process techniques are'employed.

I.C.3  Control Alternatives

In-process controls discussed previously should be incorporated in the
project design, and, where determined unfeasible, reasons documenting
other systems should be clearly stated.  End-of-process control systems
are important and must be well designed if new source standards are to
be met and met continuously.  No single control system is recommendable
in as much as there is tremendous variability in new source size, inte-
gration with other industrial activities, and product mix.  The applicant
should provide description and documentation of the proposed control
scheme to demonstrate such system adequacy and reliability.
                                   -10-

-------
        APPENDIX B-1




SYNTHETIC RUBBER INDUSTRY
               -11-

-------
II.  SYNTHETIC RUBBER INDUSTRY

11.A.  Impacts Identification

11.A.I.  Process Impacts

Using process flow diagrams, such as those provided in Figures 3, ^, or
5,  the applicant should describe all sources of process waste.  The
diagrams, which have been adapted from a water pollution survey report
of this industry, show only wastewater sources (Reference No.  1).  The
diagram presented by the applicant should be comprehensive of  all wastes.

Requirements for nonwater wastes which the applicant should address in
the EIA, as a minimum are set forth in subsequent sections of  the Ap-
pendix.

II.A.La.  Process Effluents

     (1)  Effluents from Emulsion Processes (Crumb Production)

          The applicant should discuss as a minimum the following waste-
          water sources:

               (a)  Caustic Soda Scrubber Unit - spent caustic streams.

               (b)  Monomer Recovery Unit - decant water.

               (c)  Coagulation - coagulation liquor overflow.

               (d)  Crumb Dewatering - crumb reuse overflow.

               (e)  Monomer Strippers - stripper clean out rinse water.

               (f)  Tanks and reactors - clean out rinse water.

               (g)  Area washdowns.
                                     -12-

-------
                                                 Figure 3

General  Water  Flow Diagram For An Emulsion Polymerized  Crumb Rubber Production Facility
/
1REI
•ME
1
	 1
THEM
I1JER


1—
•tin
SPtll
CUISIIC
IlTlEIME
ltd PROttSS
i I
SOIP
solution
LD PROCESS
1,1
ICTIHIIQR
ciunsr
HDIFKR
SOl.UTIO«S


1
.
r**















ED
Cl








JtPKKI
[IRUP
<
MSfEH

*






1
1
»
IER











t




t
EOUiPW.T1 "« ""T | IEIKJIHKNI
CIEIWP 1 • 'CIEIIIUP
^ EouincRi ^CIC»UP ^
IISIEHttt UStEfllER MSIEIIHI
EI1EIDER OH r
CIRIOI BllCI SURRT »
^



SUPPIT . 	
                                                                      EOUIPIEIl'ciCIIUP
                                                                           4
                                                                        HSIEHIfS
                        L=
                           m»       Lh'«"
                                                                      COIOCRSI1E
                                                                      IETURR
                                                                                     IRE I TED
                                                                                     PROCESS
                                                                                     I1TER
   UKU?
   MTEI
     C>RION BLIO
     SLURRT
BOILER
HOUSE
          DIIEI FEED HIED
          4
           SHLIS
                                                                I
                                                             S.OIOOIH
                                                             IISTtflTCR
IIIER
[REinERt
URITS
                                                                                                      RII imm
                                                                                                     TME«
                               REcmuTin
                                  IISH

                                   •
                                IISlCltlER

-------
                                                               Figure k

             General  Water  Flow  Diagram For  An Emulsion  Latex  Rubber  Production Facility
Rlf IITIK HIE* _.

COOLINC
101(1
TiEHIERI


*
COOUIIG
10IER
                                                   COOUIC
                                                   IIIER
                                                   REIURI
                                                  >COOUNr
                                                   IIIER
                                                   SUP PL I
                                                               II CHI IOIOIER
                                                               10 IIIOSPHERE
                                    BLOIOOM

                                       I
                                    •ISTEIIIER
                                                                  tICUUI SOURCE
                                                                  (SIEII IEI  OR
                                                                  IICUUI PUIPl
                                                                  IIIHOUI
                                                                  CODOEIISER
EIECIOR
(STEM IEI  OR
fICUUI PMPI
HIM COIDEISER
• DIOIER MO  STEII
comnsiu
             UNIKHIMIEO ICtOIER
               IIHIBIICO
              lOROIER
                            SPtm ClUSriC
                             tISTEIITER
SHIP
I
                1REIIEO (li£8 PROCESS
• ItEUP IITER
              TREtlEO m>:-'JP IIIER
                                                     EQUIPHE*TCIEINUP
                                                             *
                                                          ItSIEIIIER
                                                                EQUIPIENT | CUM UP
                                                                         I

                                                                        i
                                                                     IISIEIIIER
                                                                                            S1EII
                                                                                        CaKOENClIE
                                                                                        REIUR*
               TREITED
               PROCESS
               IIIER
sum»
*JI»!-ii_

BOILER
HOUSE
j
* 1
T,


IIIER
UEHItl-
UIIIS
^ Rll HIKE
IIIER
                                                                                 BlOIDOlH
                                                                                 IISItfHEB
                                                                                                                          •ISIEIi'-t

-------
                                            Figure  5

              General Water  Flow Diagram  For A Solution  Polymerized
                               Crumb Rubber  Production Facility

SOLIEKt
SrORICE


DtmxiairEO i
T
•DIOIt t
ilt>S*Sl

limilED
•moitR

o*n«£R

• OIOIIER
iNHiei mi
mo IISH
10 IOHOIEII
BECOVIRT
HIM
r. KMBIER
! SEPIM1IOII
! . ri
i d
• ISU 1
HEM!
SIOPS
, FlEl
URTKC

IT*'
f
•
EU-
i

SOL«E>I
SF PI Bill OK
p*
IISItlltlR
PDLUE1
lltMW
•EICIOR

|H
CODimc
HIED
                                                                      REIDflK
                        {
                EtlEKOER Dlt
                                                                                             ;-«:f> on no cutni
                                                                                             i:i II! KOI IDDEO 14
                                                                                             i-EITEiDCO IIUOBEt
                                                                                    coo^mr

                                                                                    IOIER
                                                                                     BLOIOOK
                                                                                        •

                                                                                    •ISTEIirE'
IHEUP
                                8Lic« SIUIPI
OUT INC
r^l


Ji. •:



noguci
stoticr
IID
SKIPPIIC
              USH001K
                    -l> tISICIIIEI

-------
      (2)  Effluents from Emulsion Latex Rubber Processes

          The applicant should discuss as a minimum the following waste-
          water sources:

               (a)  Caustic Soda Scrubbers - spent caustic streams.

               (b)  Excess Monomer Stripping - decant water layer.

               (c)  Tanks, Reactors, and Strippers - clean out rinse water.

               (d)  Tank Cars and Tank Trucks - clean out rinse water.

               (e)  Area washdowns.

      (3)  Effluents from Solution Polymerization Processes

          The applicant should discuss as a minimum the following waste-
          water sources:

               (a)  Caustic Soda Scrubbers - spent caustic stream.

               (b)  Solvent Purification - fractionator bottoms.

               (c)  Monomer Recovery - decant water layer.

               (d)  Crumb Dewatering - crumb rinse water overflow.

               (e)  Area washdowns.

II.A.I.b.  Solid Wastes

Solid waste generation within the Synthetic Rubber segment of the Rubber
Processing Industry has not been wel1-documented.  Qualitatively, soap-
stone sludges and low-quality rubber products are probably the most
important solid wastes.

The applicant should describe in detail all expected operations from
which solid wastes will result.   Explanation of how solid waste gener-
ation levels are optimized and what recovery or reuse options exist
for minimizing waste disposal  impacts  must be made.
                                    -16-

-------
II.A.L.C.  Air Emissions

Emissions from the Synthetic Rubber Manufacturing Industry have been
categorized as:

     (1)  Organic compounds emitted from reactor and blowdown tanks.
     (2)  Particulate matter and odors emitted from drying operations.

A more detailed breakdown of emission factors for this industry is
presented in the following tableJ
                 Compound                  Emissions
                                        Ib/ton     kg/MT
            Alkenes
              Butadiene                   kO       20
              Methylpropene               15        7.5
              Butyne                       3        1.5
              Pentadiene                   1        0.5

            Alkanes
              Dimethylheptane              1        0.5
              Pentane                      2        1

            Ethanonitrile                  1        0.5
            Carbonyls
              Acrylonitrile               17        8.5
              Acrolein                     3        1.5
                                  -17-

-------
11.A.2  Other Impact Sources

II .A.2.a  Raw Materials

Raw materials for synthetic rubber manufacture are generally procured
as output of other chemical manufacturing operations, and impacts
associated with natural resource development are generally not a
problem.  Materials include:  carbon black, solvent, soap, monomer,
antioxidant, and extender oil.  Consideration of induced impacts  upon
raw material supplying industries, however, will be required if the
proposed synthetics plant:

     (1) Is very large (larger than several 100,000 metric tons/year).

     (2) Would require significant expansion of capacity in the supplying
        plant (expansion greater than about 25 percent).

II.A.2.b  Transportation Impacts

The EIA should show exactly what loading, unloading, transhipment, and
other handling operations will be required for moving raw materials  and
products.  For large plants, this analysis should include movement of
material from point of origin to product distribution center.   Raw
materials in this industry segment are more readily disbursed  than
product materials since they are liquids or solids and will  have  greater
impact when spilled.

Possible spillage impacts include:

     (1) Massive paniculate (soot) pollution by carbon black.
     (2) Toxicity to living organisms (land and water and environments).
     (3) Fire and severe property damage.

II.A.2.C  Site Preparation and Construction

This segment of the Rubber Processing industry has no unique site
preparation or construction impacts.  The guidance of "General"
(Chapter III) should be applied.

II.B  Process Impact Control

II.B.I  Effluent Controls

The applicant should discuss all in-process waste controls which  will
be incorporated in the proposed new source.  These discussions should
cover (as a minimum) in-process controls for:

a.   Crumb rinse overflow elimination systems.
b.   Coagulation liquor overflow controls.
                                    -18-

-------
c.  Elimination of steam-driven vacuum systems.
d.  Equalization of spent scrubber solutions.
e.  Carbon black slurrying systems.
f.  Latex spi11 control.

End-of-process  treatment systems should also be  discussed,  giving
particular attention to the following:

a.  Primary clarification of fine rubber solids.
b.  Latex coagulation and use of clay or limestone settling aids.
c.  Collection, dewatering, and disposal of surface (floating)  solids.
d.  Nutrient addition to achieve biodegradation.
e.  Secondary clarification.
f.  Tertiary treatment units, such as activated  carbon.

11.C  Alternatives

II .C.I  Site Alternatives

The Synthetic Rubber segment of the rubber processing industry  has  no
unique environmental requirements affecting the  site selection  decision.
The General Assessment Guideline should be followed in analyzing alter-
native sites.

II.C.2  Process Alternatives

Overall process choice will be controlled by the product market being
pursued.  Economically stimulated trends towards radial  tires which
require more natural rubber in tire manufacture  may  reduce the
pollution levels,

II.C.3  Control Alternatives

In-process control techniques discussed in paragraph "B" of this appendix
should all be as minimum levels of in-process control with  specific
explanation of  justification of why any particular method is unsuitable
(excessive cost, better control system availability, lack of reliability,
etc.).

End-of-process  control systems are important and must be well designed
if new source standards are to be met and met continuously.  No single
control system however is recommendable in as much as tremendous vari-
ability in new source size, product mix, and raw materials  will control
the ultimate control system chosen.  The applicant should provide descrip-
tion and documentation of the proposed control scheme to demonstrate
such system's adequacy and reliability.
                                    -19-

-------
          APPENDIX B-1

III. MOLDED, EXTRUDED, AND FABRICATED
    RUBBER PRODUCTS INDUSTRY
                  -20-

-------
III.  MOLDED. EXTRUDED. AND FABRICATED
      RUBBER PRODUCTS INDUSTRY

111.A  Impact Identification

Impacts which must be described by the applicant are described herein.

111.A.I  Process Impacts

Using a process flow diagram such as that provided in Figure 6, the
applicant should describe all sources of process waste.   The diagram
presented in this figure has been developed from a water pollution survey
of the industry and thus is not complete regarding air and solid waste
sources.


111.A.I.a  Effluents

All  effluents must be identified and evaluated.   In particular, the
applicant should give special attention to spills and leaks, washdowns,
discharges from air pollution equipment, rinse waters.

III.A.I.b  Solid Wastes

Data relating solid waste generation levels for this industry segment is
provided as follows.  For further detail see reference

                                       Millions of Pounds Per
       Rubber Footwear                Million Pounds of  Product

    Paper, cardboard, wood                      17,000
    Rubber compound                             90,000
    Textile                                     66,000
    Metal                                        1,000
    Other                                       35,000

            Belts

    Paper, cardboard, wood                      27,300
    Rubber compound                             41,000
    Textile                                     25,200
    Metal                                        2,300
    Other                                       30,200

            Hose

    Paper, cardboard, wood                      33,000
    Rubber compound                             5^,700
    Textile                                     18,300
    Metal                                       10,200
    Other                                       49,300
                                   -21-

-------
                                                                     Figure  6

                                       Flow  Diagram  for  the Production of  a Typical  Molded  I tern
ro
N>
 i
RUBBER STOCK ^ PHF-FDRM
SQAPSTONE
SOLUTION
DR IFF AGE
LEAKAGE
1ASTEHATER
RUBBER
PIGMENTS
AND MIX 	 •
COMPOUNDS
STORAGE
COOLING • •



PREPARATION
1
1
COOLING AND
RINSE MATER
i
•RMPI'iiNiiiNi. —
MIKING - RUBBER STOCK . BUNX
KILL!
AND S
WEIGH

HATER *"
N& P PREPARATION
TOCK I i 	
ING J
„;..- COOLING AND
LEAKAGE R.MSE(.ATER
HASHIIATER »ASTE*ATER
RUBBER STOCK

BOLD PRE-FORM _ CDHPRESSIONl •
TRANSFER BLA
[ I
1 i

HULUl t.^
1
O.L1
LEAKAGE
1
*
MASTEWATER
UK ^ TRANSFER «
* HOLDS
I 1
OIL EXCESS
LEAKAGE BLANK
| SOLID
i »ASTE
HASTEKATER
1
^ INIECTIQN 	 i
i r
1 C
OLDED PRUUUU

OED PRODUCT OEFL»
SYSTE
F
FLASH
SOLID
IHASTE
MOLDED PRODUCT

SH1NG _»
H

_


30LING
           METAL
           PARIS
           STORAGE
DECREASING
                            1
SURFACE
PREPARATION
                         PERIODIC
                         SOLVENT
                         DISPOSAL
                                                                                                                        MOLDED
                                                                                                                        PRODUCT
                                                                                                                        FINISHING
                                                                                                             MOLDED
                                                                                                             PRODUCT
                                                                                                             INSPECTION
                                                                                                             PACKAGING J.
                                                                                                             SHIPMENT
                                                                                                COOLING
                                                                                                WATER
                                                                                                                        PERIODIC
                                                                                                                        MOLD
                                                                                                                        CLEANING
                                                                                OIL
                                                                                LEAKAGE
                                                                                  I
                                                                                  *
                                                                               HASTEtATER
                                                                                           'WATER

-------
III.A.I.c  Air Emissions

Air Emission for this industry segment are those resulting from compounding,
drying, and on-site utilities associated with the process (to steam
generation, cooling water evaporation.

The applicant should describe all such air emission sources using the
process diagram and any supplementary diagrams.

Specific attention, as a minimum, should be given to:

    (1)  Compounding of raw materials:  Activated carbon used in this
         process may become easily dispersed.

    (2)  Odor.

    (3)  Drying and curing operations which drive off organic solvents.

         Storage of organic solvents.
    (5)  On-site utilities (Steam generation and heating - SOX, NOX,
         particulates).

 1 1 1. A. 2  Other  Impacts

 II I .A. 2. a  Raw Materials

 Raw materials are generally procured as output of other chemical manu-
 facturing operations, and  impacts associated with resource development
 will not be a problem.  Consideration of  induced impacts upon raw
 material in supplying industries is also  not required.

 1 1 1. A. 2. b  Transportation  Impacts

 The EIA should  show exactly what loading, unloading, transhipment and
 other handling operations will be required for moving materials and
 products.

 1 1 1. A. 2. c  Site Preparation and Construction

 This segment of the Rubber Processing  industry has no unique site prepara-
 tion or construction  impacts.  The General Assessment Guideline should
 be  app 1 i ed .
                                    -23-

-------
MI.B  Process Impact Control

The following in-process controls must be addressed as a minimum:

    (1)  General spills and leaks - segregated collection and treatment
         systems for oily and greasy waste wastewaters, soapstone, and
         anti-tach dip solutions.

    (2)  Spills at storage and loading facilities - collection and treat-
         ment systems.

    (3)  Storage drum cleaning and rinsing areas.

    (4)  Solvent and cement mixing areas - preventative measures for
         keeping these materials from entering plant process sewers.

    (5)  Closed system degreasing units employed in metal preparation.

    (6)  Pretreatment of acid pickling solutions to remove metallic
         components and adjust pH.

    (7)  Dry and wet scrubbing devices used in rubber compounding and
         bluffing areas.

End-of-pipe treatment should also be described.  Special attention should
be given to oil, grease, and suspended solids.

III.C  Alternatives

111.C.I  Site Alternatives

The molded, extruded, and fabricated products segment of the rubber pro-
cessing  industry has no unique environmental requirements or consideration--
affecting the site selection decision.  The General Assessment Guideline
should be followed  in analyzing  alternative sites.

111.C.2  Process Alternatives

Process  alternatives are not a great determinant of waste  load or  impact
in this  segment of the  industry  and need not be, as long as full control
of waste generation by means of  identified  in-process controls  (Sub-
section  MI.B.2.a)  is  implemented.

III.C.3  Control Alternatives

Full evaluation should be given  to  incorporating all  in-process  controls
identified  in Subsection  111.b.2.a with special emphasis on the  feasibility
of dry-type pollution devices to collect metal fines  from  sand blasting
and other grinding operations.

-------
         APPENDIX B-1



IV. RECLAIMED RUBBER INDUSTRY
                -25-

-------
IV.  RECLAIMED RUBBER INDUSTRY

IV.A  Impact Identification

Impacts which must be described by the applicant are described herein.

IV.A.1  Process Impacts

All process wastes should be described and identified by a suitable
process flow diagram.

I V.A.I.a  Effluents

Effluents which the applicant should address are summarized by Table IV-1.

IV.A.1.b  Solid Wastes

Since this segment of the Rubber Processing industry normally utilizes
waste as raw material, any solid wastes resulting from this industry
segment cannot be converted into a reuseable product (by existing technology).

The following solid waste generation characteristics are noted for the  three
basic reclaiming processes:

    Wet Digester Process     0.6 Ibs rubber waste/100 Ibs
                             25.3 Ibs other waste/100 Ibs

    Pan (or Dry Process)     1.9 Ibs rubber waste/100 Ibs
                             2.k Ibs other waste/100 Ibs

    Mechanical               1.0 Ibs rubber waste/100 Ibs
                             O.'t Ibs other waste/100 Ibs

"Other" wastes are comprised of waste paper, wire shopping, broken pallets,
and testing scrap.

The applicant should identify and estimate the solid wastes to be generated
by the proposed new source.

IV.A.1.c  Air Emissions

Air emission sources should be identified and described by the applicant
with particular attention being given to the following:

    (1)  Vapor vents on devulcanizers and blowdown tanks.
    (2)  Compounding mixers.
    (3)  Devulcanized rubber dryers.
    (k)  Line grinding operations.
    (5)  Process-associated utilities (cooling water, steam).
    (6)  Depolymerization and defibering agent storage areas.

                                    -26-

-------
                                                  Table  IV-1

                    Process-Associated Waste Water Sources  from  Rubber Reclaiming
     Plant Uni t  or  Area

Wet Digester Reclaim  Process

Grinding


De polymer! zation,  Defibering
and OiI  Storage

Slowdown Tank

Oewatering
 Dryers

 Compounding



 Pan  (Heater) Reclaim Process

 Grinding


 Oepolymerization Agent and
 Oi I  Storage

 Oevulcanizer

 Compounding
         Source



Washdown, spills,  leaks


Spills, runoff


Air pollution equipment

Digester liquor




Air pollution equipment

Washdown, spills,  leaks,
air pollution equipment




Washdown, spills,  leaks


SpiI Is,  runoff


Air pollution equipment

Washdown, spills,  leaks,
air pollution equipment
                                                                          Nature and Origin of Waste Water Contaminants
Bearing oil  from machine  drives    Oil  from seals
on milling equipment.

Oil, solids,  caustic  and  organics.
Oi Is and organics.

Oil, solids,  caustic and organics  from  spent
depolymerizatIon and defibering agents  and  excess
oil.  High concentrations of fibrous  material
removed from tires

Oils and organics.

Bearing oil from machine drives   Oils  from seals
on milling equipment.  Solids from soapstone dip
tanks   Solids from air pollution  equipment
Bearing oil from machine drives.   Oil  from seals
on milling equipment.

Oil, solids, caustic and organics.
 Oi I and organics.

 Bearing oil from machine drives   Oils from seals
 on milling equipment   Solids from soapstone dip
 tanks.  Solids from air pollution equipment.

-------
IV.B  Process Impact Control

IV.B.I  Effluents

All recycle and reuse measures which will be employed should be described.

Leak and spillage containment procedures and devices should also be
described.

Vacuum systems not utilizing steam should be evaluated and discussed.

Surface condensers (heat exchangers) should be considered for use in lieu
of barometric condensers.

Specific discussion of scrap rubber defibering metnods should be given
with consideration given to pollution caused by use of defibering chemicals,

End-of-pipe treatment systems should also be fully described.  If process
sewers will be sent to municipal treatment plants, the applicant should
discuss the capability of the municipal treatment system to adequately
handle the process wastewaters.

IV.C  Alternatives

IV.C.I  Site Alternatives

No special environmental requirements or considerations affecting site
selection within this segment are noted.

IV.C.2  Process Alternatives

The conversion of a wet digestion reclaiming plant to any of the three dry
reclaiming processes  (pan, mechanical, or dry digestion), in order to
improve the quality of the  plant's effluent would effect considerable
reduction of waste load.

IV.C.3  Control Alternatives

As an alternative to  chemical defibering, defibering by mechanical or
physical techniques can be  used.  In brief, the waste water benefits of
this method are:  fiberfree dewatering  liquor, no chemical defibering
agents  in the  liquor, and reduced dewatering liquor discharge due to
liquor  recycle.   In cases where  liquor  recycle can be utilized, the usage
of process oils and digestion chemicals  is also significantly reduced.
                                     -28-

-------
    APPENDIX B-1



V. LATEX-BASED GOODS
            -29-

-------
V.  LATEX-BASED GOODS

V.A  Impact Identification

V.A.1   Process Impacts

All impacts should be described by means of a suitable process flow
diagram.

V.A.2  Other Impacts

Impacts associated with closely associated process facilities, such as
loading, storage, preparation, and shipping facilities should be fully
developed per the General Assessment Guideline.

V.B  Process Impact Control

All process waste, and other impact controls should be described per the
General Assessment Guideline.
V.C  Alternatives

No special alternatives analyses procedure are noted.  The General
Assessment Guideline should be followed.
                                    -30-

-------
                               REFERENCES
1.  Development Document for Effluent Limitations Guidelines and New
    Source Performance Standards for the Rubber Processing Industry.
    U.S. EPA, 1973.

2.  Rubber Reuse and Solid Waste Management,  Part I,  Solid Waste Series
    (SW-22c), U.S. Environmental Protection Agency.

3.  An Economic Analysis of the Control  of Sulphur Oxides Air Pollution,
    NT IS No. PB-227-099/9.

14.  Air Pollution from Fuel Combustion in Stationa-/  Sources.  NTIS No.
    PB-22-3*»1/0.

5.  Fluidized Bed Incineration of Selected Carbonaceous Industrial
    Wastes.  NTIS No. PB 211-161.

6.  Flue Gases - Exhaust Gases from Combustion and Industrial Processes,
    NTIS No. PB 20*1-861.

7.  Control Techniques for Hydrocarbon and Organic Solvent Emissions
    from Stationary Sources.  NTIS No. PB 190-266.

8.  Compilation of Air Pollutant Emission Factors (2nd Ed.) U.S. EPA,
    April  1973, NTIS No. 223 996.
                                   -31-

-------
APPENDIX B-2

-------
                                                          TABLE OF CONTENTS
                                                                (continued)

Appendix                                                              Page

   B-2     PETROLEUM REFINING INDUSTRY                                  1

           Introduction                                                 1

           I.  Impact Identification                                    2

               I.A Process Waste Impacts                                2
               I.B Other Impacts                                       12
               I.C Summary of Impact Sources                           15

          II.  Pollution Control                                       17

               11.A In-Process Controls on Effluents                    17
               II.B End-of-Process  Controls for  Effluents               19
               II.C Solid Waste Control Measures                       20
               II.D Control of Air  Emissions                           21

         III.  Other Design Factors Which  Control  Refinery             23
               Impacts

               111.A Aesthetic Impact Control                           23
               11I.B Dockside Terminal  Impact  Control                   23
               III.C Pipeline Impact Control                            23

          IV.  Evaluation of Available Alternatives                     2U

               IV.A Site Alternatives                                  24
               IV.B Process Alternatives                               2k

           References                                                  25

-------
                               APPENDIX B-2

                       PETROLEUM REFINING INDUSTRY
Introduction

This Appendix supplements the instructions provided in the General Assess-
ment Guideline.  The information which is presented has been developed on
the basis of its suitability for clarifying the general guidance provided
to the permit applicant in order to specify and describe more fully the
scope of the requirement which the EIA must meet.
                                   -1-

-------
I.  IMPACT IDENTIFICATION

I.A  Process Waste Impacts

All process wastes shall be identified by means of a suitable flow diagram
which designates each waste source.

I.A.I   Effluents

Effluents which require special consideration are listed herein:

a.  Storage and Transportation:

    (1)  Oil, water, and sludges from storage tank oottoms.
    (2)  Tank cleaning operations.
    (3)  Leakage, spi1lage.
    (k)  Salt filters.
    (5)  Intermediate product storage - wastewater from tank bottoms.
    (6)  Finished product storage.
    (7)  Ballast waters from tankers.

b.  Crude Desalting:  Desalter wastewaters.

c.  Crude Oil Fractional ion:

    (1)  Wastewater from overhead accumulators.
    (2)  Oil sampling lines.
    (3)  Barometric condenser.

d.  Cracking:

    (1)  Overhead accumulator wastewater (thermal cracking).

    (2)  Steam strippers and overhead accumulators on fractionators waste-
         waters (catalytic).

e.  Hydrocarbon RebuiId ing:

    (1)  Polymerization wastewater.

    (2)  Alkylation wastewater streams resulting from the neutralization
         of hydrocarbon streams leaving the suIfuric acid alkylation
         reactor.

    (3)  Overhead accumulators wastewater.

    (4)  Hydrofluoric acid alkylation rerun unit wastewaters.
                                  -2-

-------
f.  Hydrocarbon Rearrangements.  Wastewater resulting from the overhead
    accumulator.

g.  Solvent Refininq.  Fractionation towers bottoms.

h.  Hydrotreating.  Hydrotreating unit wastewaters.

i.  Grease Manufacturing.  Grease manufacturing unit wastewaters process.

j.  Asphalt Production.  Wastewaters from asphalt blowing operations.

k.  Product Finishing.

    (1)  Drying and sweetening operations.

    (2)  Lubricating oil finishing wastes (acid-bearing wastes, rinse
         waters, sludges and discharges resulting from acid treatment
         of lubricating oils).

    (3)  Blending and finishing operations.

    (*t)  Washing of railroad tank cars or tankers prior to loading.

    (5)  Tetraethyl lead additives appearing as pollutants in sludges
         from storage tanks  (see Reference No. 1).

1.  Auxiliary Activities

    (1)  Hydrogen manufacture process wastes.

    (2)  Utilities functions (steam and cooling water systems).

    (3)  Slowdowns from closed-loop recirculating systems.

I.A.2  Sol id Wastes

Solid wastes generated at a refinery include a variety of process sludges,
spent catalysts, scrap materials, and sediments.   The applicant must show
all sources of solid waste by means of suitable flow diagram, and verbally
describe all waste characteristics.  Quantitative estimates shall be made.

One proposed 250,000-bpd topping refinery had a predicted solid waste
production at roughly 50 tons per week.  Of this  amount, 35 tons per week
were to be disposed of at the local municipal landfill, and 15 tons per
week were spent catalyst which were to be returned to the manufacturer for
reprocessing.
                                   -3-

-------
Refinery solid waste can be categorized into three general types:
1) process solids from refinery operations; 2) solids generated from
effluent treatment processes; and 3) wastes associated with general
plant activities.  Tables 1-1, 1-2, and 1-3 summarize sources and
characteristics of each general type of waste   (see Reference No. 1).

Comprehensive surveys of solid waste generation rates for petroleum
refineries are currently being conducted by the EPA office of Solid WasU
Management Programs.  Results are scheduled for publication in late 1975.
 I.A.3  Air Emissions

The applicant is required to present a thorough identification, description
and estimation of all air emissions generated by the new source.  Particu-
 lar attention must be paid to fugitive emissions and their sources.
Ancillary facilities, such as docks, transhipment facilities, storage
areas, and distribution facilities shall be considered part of the new
source.

 I.A.3.a  Emission Source Summary

A summary of important air emission sources is presented below:

    (1)  Storage tanks.
    (2)  Catalyst regeneration units.
    (3)  Pipeline valves and flanges.
    (4)  Pressure relief valves.
    (5)  Pumps and compressors.
    (6)  Compressor engines.
    (7)  Cool ing towers.
    (8)  Loading facilities.
    (9)  Wastewater separators and process drains.
   (10)  Blowdown systems.
   (11)  Pipeline blind flange changing.
   (12)  Boilers and process heaters.
   (13)  Vacuum gets.
   (1*0  Sampling.
   (15)  Air blowing.
   (16)  Acid treating.
Supplementary data which the applicant should consider in preparing the
EIA are presented herein.

-------
                                            Table   1-1

              Sources  and  Characteristics  of Refinery  Solid  Waste
   Type of Waste


Process Sol ias
Effluent Treatment
Solids
                                Sources
                         Crude oil storage,
                         desalter

                         Catalytic cracking
                         Coker

                         Alkylation


                         Lube 011  treatment
Storage tanks

Slop oil treatment


API separator


Chemical treatment


Air flotation
                                  Description


                            Basic sediment and water


                            Catalyst fines


                            Coker fines

                            Spent sludges
                                                     Spent clay sludges,
                                                     press dumps
                         Drying and sweetening       Copper sweetening residues
Tank bottoms

Precoat vacuum filter
sludges

Separator sludge
                                                    Flocculant aided precipi-
                                                    tates

                                                    Scums or froth
                                                                                          Chaiacieristies
                              Iron rust, iron sulfidev,  ilay
                              sand, water,  otI

                              Inert solids, catalybt  part.clej,
                              carbon

                              Carbon particles   hydrocarbons

                              Calcium flouride,  bauxiLe
                              aluminum chloride

                              Clay, acid sludges,  01t
Copper compounds,  sulfides,
hydrocarbons

Oil, watei,  sol ids

Oil, diatomaceous  earth,  solids
Oil,  sand,  and various
process sol ids

Aluminum or  ferric hydroxides.
calcium carbonate

Oil,  sohds,  flocculants  (it  used)
General  Waste
Biological  treatment

Water treatment plant


Office

Cafeteria

Shipping and receiving




Boiler plant

Laboratory


Plant expansion


Maintenance
Waste sludges

Water treatment  sludges


Waste paper

Food wastes (garbage)

Packaging materials,
strapping pallets,  canons,
returned products,  cans,
drums

Ashes,  dust

Used samples,  bottles,
cans

Construction  and demoli-
tion

General  refuse
Water,  biological  solids,  inerts

Calcium carbonate, alumina,
ferric  oxide,  si I tea

Paper,  cardboard

Putrescible  matter, paper

t'aper,  wood,  some- metal, wire
                                                                                 Inert solids

                                                                                 Glass, metals,  waste products
                                                                                 Dirt, building materials,
                                                                                 insulation,  scrap metal

                                                                                 Insulation,  dirt, scrapped
                                                                                 materials -  valves, hoses, pipe
                                                       -5-

-------
                      Table  1-2

Characteristics  of  Refinery  Solid  Wastes

          (All  values are  percentages)
Waste
Type
API Separator Sludge
Tank Bottoms
Chemical Treatment Sludge
Air Flotation Froth
Precoat Vaccum Fi Iter Sludges
Biological Treatment Sludges
Raw
Mechanically Thickened
Centnfuged
Vacuum filtered
Screw pressed
Water Treatment Sludge
Oil or
Hydrocarbon
15
U
5
22
22

0
0
0
0
0
0
Water
66
40
90
75
29

98
*
85
75
HO
95
Volatile
Solids
6
1
-
-
-

1.5
k
10
15
1)0
-
Inert
Solid!
13
8
5
3
-9

0.5
2
5
10
zo
5
                                                                  Characteristics


                                                                  Fluid slurry of oil. water, and
                                                                  sand

                                                                  Oil-water mixture

                                                                  Slightly viscous fluid

                                                                  Thick, oily fluid

                                                                  Stiff material, semi-solid at
                                                                  ambient temperatures
                                                                  Water consistency

                                                                  Thick, but pumpable

                                                                  Viscous - peanut butter consistency

                                                                  Wet, crumbly solid

                                                                  Intact, sol id cake

                                                                  Pumpable fluid, sometimes gel a",  nous

-------
                                          Table 1-3

                               Refinery Solid Waste  Quantities
          Waste
          Types


API Separator Sludges
Chemical Treatment
(API Separator Effluent)

Biological Sludges
Water Treatment Sludge

     a.  Lime Soda Ash


     b.  Ion exchange


Office wastes


Cafeteria
          Unit
          Loads
      Factors
200 mg/L Suspended Solids       c. 0 mgd
50 mg/L Suspended Solids
removed only

0.7 Ibs. dry solids per
Ib. BOD removed
2 parts dry sludge per
1 part hardness removed
   !
O.k Ibs. salt per
1,000 grains hardness

1.0 cu. yd. per
employee/month

0.6 Ibs per meal
  5.0 mgd


4,500 lbs/BOD5/day
200 ppm hardness
removed

200 ppm hardness
removed

120 employees
100 meals/day
 Quanti ties
  Ibs/day

    8,320
    2,080
(dry sol ids)

    3,150
   16,700
(dry sol ids)

      560
(dry salt)

    1,200
       60
                                               -7-

-------
 I.A.3.b  Petroleum Storage Emissions

 A major source of air emissions has been the fixed roof storage and the
 "working losses" associated with changes in liquid level within the tank.
 Floating roof tanks are considered more desirable for new source projects.
 A comparison of emission factors for these two tank varieties is presented
 in Table \-k.

 I.A.3.C  Crude Oil Separation Emissions

 A compilation of emission factors for crude oil separation units is pre-
 sented in Table 1-5.

 I.A.3-d  Catalyst Regenerator Unit Emissions

 Emission factors for catalyst regeneration units are presented in
Table 1-6.

 I.A.B.e  Claus Sulfur Recovery Unit Emissions

The applicant should describe the Claus sulfur recovery unit associated
with the proposed new source petroleum refinery, and should pay particular
attention to tail  gas air emissions.   If Beavon or similar units are used
to improve sulfur removal efficiencies, these should also be described.

Further data regarding Claus Plant Emissions are presented (see References).

 I.A.3.f  Economic Factors Associated  with Air Pollution Control

Data regarding the economic impact of air quality standards upon the
petroleum refining industry has been  reported (see References).
                                  -8-

-------
                                   Table \-k
                Hydrocarbon Emission Factors For Evaporation Losses
                       From The Storage Of Petroleum Products

                                                    Type of Material Stored
  Type of Tank

Fixed roof
  Breathing loss
Working loss
Floating roof
  Breathing loss
  Working loss
       Units
lb/day-1,000 gal
  storage capacity

kg/day-1,000 liters
  storage capacity

lb/1,000 gal
  throughput

kg/1,000 liters
  throughput
Ib/day-tank
kg/day-tank

lb/1,000 gal
  throughput

kg/1,000 liters
  throughput
Gasoline or Finished
Petroleum Product




0.1*
0.05
11
1.32
Crude Oi 1
0.3
0.0*1
8
0.36
I40(
-------
                               Table h5

                  Pollutants From Crude-Oil  Separation units

                                                Emission Factor
     Source

Combustion

  Process heaters

  Boilers
Barometric
  condensers
Mi seellaneous:
  Sampling,
  spillage, leaks,
  drains, and
  blowdown
   Pollutant

Sulfur Oxides

Hydrocarbons

Particulates

Carbon monoxide

Nitrogen oxides

Hydrocarbons



Odors



Hydrocarbons
1b/1.000 cu ft

  Negative

    0.03

    0.02



    0.02
lb/1,000 bbl oil

   8400 x %S

      \ko

      800

        2

     2900

130 lb/1,000 bbl
charge to vacuum
distillation tower

Odors caused by
noncondensables and
light hydrocarbons

150 lb/1,000 bbl crude
                                    -10-

-------
   Pollutant

Sulfur dioxide

Participates


Hydrocarbons

Carbon monoxide

Nitrogen oxides
                             Table 1-6

                     Emission Factors  for Pollutants
                        From Catalyst  Regenerator
Regenerator
 (with precipitator)

Regenerator

Regenerator

Regenerator
   Emission  Factor
(lb/1.000 bbl  charge)

         500

          61
         220

      13,700

          63
                                  -11-

-------
 I.B  Other  Impacts

 I.B.1  Raw  Materials Extraction and Transportation

The Environmental  Impact Assessment must  include examination of the
extraction, transportation and handling of crude oil raw materials as
part of the refining impact assessment.

The proposed refinery may be variously comprised of such important
facilities  as deepwater ports, submerged pipelines, marine terminals,
overland pipelines, bulk storage areas, loading areas, etc.

Such facilities must be fully encompassed and analyzed in the EIA
whenever:

a.  Facilities are (or will be) substantially owned by the proposed
    refinery or its affiliated companies.

b.  Facilities will be constructed or expanded largely through the
    revenues paid by the proposed refinery.

Degree of detail which must be given to impact investigations for these
facilities  shall be directly proportional  to the degree to which such
facilities  are directly owned, operated, or supported by the proposed
refinery.   In cases where the proposed refinery will construct its own
marine facility, or deepwater port, for example, such facility shall  be
investigated with the same level of detail as that for the refinery
itself.  This requirement will apply in cases where a substantial portion
of the deepwater port or marine facility would be leased to other industry.
If, however, the port facilities are being expanded to meet the new re-
finery demands by some independent or non-affiliated party, the degree
of detail can be cursory and qualitative  in nature.

The discretion of the EPA Regional Administrator shall govern the final
detail requirements.

I.B.2  Marine Terminal  and Deepwater Port  Facilities

In cases where new or expanded marine terminal and deepwater facilities
are involved in the new source proposal, the applicant shall  ensure that
the following considerations are covered as a minimum:

a.  Location in relation to railways, major access roads, towns,  and
    major commercial  and residential  areas.

b.  Visual  character.

c.  Land Ownership.
                                  -12-

-------
d.  Easements, encumbrances.

e.  Local and regional land use.

f.  Sewer, electrical, water supply, and other services.

g.  Description of the pier structure.

h.  Piping and its design basis pipelines for crude, product, fire water.

i.  Storage tanks (slop, foam, etc.).

j.  Cathodic protection systems.

k.  Lighting.

If dredging will be required, the applicant must discuss as a minimum:

a.  Psysiography.

b.  Dredging methods.

c.  Estimated volume to be dredged.

d.  Disposal options (inshore emboyments, deepwater disposal).

e.  Biota which will be affected.

f.  Sediment consolidation.

g.  Recolonization of biota.

h.  Disposal site hydrography.

Tanker casualties must also be discussed.  Data showing the frequency of
tanker casualties worldwide are provided in Table 1-7.
                                 -13-

-------
                              Table  1-7

            Types  and Magnitude  of Tanker  Casualties Worldwide^
     Type  of  Casualty

     Structural  Failures
     Groundings
     Col Iisions
     Explosions
     Rammings
     Fires
     Breakdowns  and Other
    Range-Barrels

    1  to  1,000
    1,001 to 3,500
    3,501 to 20,000
    20,001 to 100,000
        100,000
    Percent of
Polluting Incidents
    Percent of
Pollution Resulting
19
26
31
6
8
7
2
49
29
8
8
1
1
4
Percent of Incidents
 Percent of Total
   OiI  Released
63.^7
22.37
10.05
3.65
0.46
5.75
11.29
16.07
37.74
29.15
References describing the  Impacts of oil upon marine life are presented
in the reference section.

I.B.3  Overland Pipelines

In cases where overland pipelines are involved, the applicant shall ensure
that the following considerations are covered as a minimum:

a.  Location, in relation to major transportation networks,  residential
    and commercial  areas, water crossings, lowlands, wildlife habitat,,
    parks.

b.  Land ownership.

c.  Easements, encumbrances.

d.  Leak detection  systems.
                                 -14-

-------
e.  Emergency shut-down procedures.

f.  OH spill contingency plans.

g.  Disruptions to traffic, property caused by construction.

h.  Erosion and sedimentation controls.

i.  Pi peline design 1ife.

I.C  Summary of Impact Sources

Table I.C-1 summarizes impact sources for the Refining industry.  Data
presented  in Table I.C-1  are approximate and reprp^ant best estimates
based upon current knowledge.  The applicant should in all cases esti-
mate corresponding values for the proposed new source and clearly explain
rationale behind such estimates.
                                  -15-

-------
                                     Table l.C-1

                          Major Impact  Sources  and/Quantities1
00
00
o
o
o
a 
o .0
00 —
TRANSPORT:
(CRUDE & PRODUCT)
Pi pel ine
Tankers
Supertankers
Barges
Tank Trucks
Tank Cars
Processing
Crude Desalting '
Crude Fractionation .2
Cracking 15
Hydrocarbon
rebuilding 12
Hydrocarbon
rearrangement
Solvent Refining
Hydrotreating 95
Crease Mfg.
Asphalt Production
Storage
Crude 1
-J in _J
CD U 00
00 4J 00
ID
O — O
0 30
O O O
a in L. in
o xi ID xi
o — a. —

1.9
0.4
0.42
34
7
- *

0
5 2.3
18 17
142 7
40 5
-
100 5
-
32 6

0
CO
CO
o
o
0
x  —

4.0
5.8
5.8
26
15
37

0
.1
300
.1
.05
-
-
-
0.2

0
•ocarbons
'1000 BBL
•o in

5.5
0.2
0.2
16
21
29

0
34
kk
77
34
90
120
23
35

62
CO
OQ
O
O
in o
•0 —
— in
O X)
in —

-
-
-
-
-
-

0
-
48
-
-
-
-
-
-

_
Product                -       -       -       -             21

  Environmental  Impacts,  Effeciency  and Cost of  Energy Supply and
  End  Use.   Vol.  I  Final  Report.  Hittman Associates.  Prepared
  for  the Council on  Environmental Quality,  the  National Science
  Foundation RANN Program,  and the Environmental Protection Agency.
  Not  Yet Published.

                                 -16-

-------
II. POLLUTION CONTROL

11.A  In-Process Controls on Effluents

11.A.1  Reuse of Water

The applicant should discuss all water reuse measures, including the
following as a minimum:

a.   Reuse of sour waters from catalytic cracker accumulators for makeup
    to crude desalters.

b.   Reuse of high-pressure boiler cbndensate blowdown as makeup to
    low-pressure boilers.

c.   Reuse of treated effluent water wherever possible (routine washing'
    operations, fire mains, cooling systems).

d.   Reuse of contaminated condensate for regeneration of steam which
    will be used for process contact operations.

e.   Use of stormwater retention ponds for fire water, or other low-quality
    uses.

f.   Use of cooling tower blowdowns as seal water on high-temperature pump
    service where mechanical seals are impractical.

11.A.2  Recycle Water (reuse of water more than once for same purpose)

The applicant should discuss all water recycle measures, including the
following as a minimum:

a.   Recirculation of steam condensate as boiler feedwater (commonly
    practiced for medium- and high-pressure systems, not always for
    low-pressure steam).

b.   Recirculation of cooling water (in lieu of once-through water).

11.A.3  Housekeeping

The applicant should discuss what good housekeeping measures have been
incorporated in the proposed new source, including consideration of the
following:

a.   Minimizing waste from sampling stations.

b.   Use of vacuum trucks (or other non-aqueous methods) for cleaning
    up oil spills (thereby permitting recovery of hydrocarbons).
                                  -17-

-------
c.  Preventive maintenance program to reduce leaks  (pump seals,  valve
    stems, etc.).

d.  Segregation of process wastes and other specialized wastes which
    are better treated individually as low-flow,  highly concentrated
    streams.

e.  Curbing process units so that spills, washes, and oily stormwater
    runoff can be collected separately and recycled and/or treated
    specially.

f.  Process sewer flushing on a regular basis to prevent buildup of
    materials which can cause sudden pollution loading on the treatment
    plant, thereby causing treatment process upsets.

g.  Collection vessels provided near units with frequent checking,
    cleaning, or maintenance.

h.  Specialized handling systems for process turnaround wastes (sludges,
    washwaters, cleanup, and startup).

II.A.Jf  Changes in Process Technology

The applicant must consider and describe technological changes which  may
occur subsequent to design and construction of new source.

Substitution of catlysts which have high activity and longer life,  and
hence require less regeneration (e.g., decoking with sparge steam)  and
involve lower wastewater production should be specifically assessed for
retrofStability/suitability.

Also, the following technological changes should be assessed:

a.  Replacement of barometric condensers  (direct-contact condensers)
    with surface condensers  (indirect-contact condensers) or air-fin
    coolers.

b.  Substitution of air-fin coolers to relieve various cooling water
    requirements with the process.

c.  Installation of hydrocracking and hydrotreating processes to reduce
    sulfide and spent caustic loadings in the wastewaters.

d.  Installation of automatic monitoring  instrumentation  (e.g.,  TOC
    monitors for early detection of various upset conditions).

e.  Increased use of drying, sweetening and finishing procedures that
    will minimize spent caustics and acids, water washes, and filter
    solids  requiring disposal.


                                   -18-

-------
11.A.5  Cooling Towers

Cooling systems should be described;  the applicant  should  specifically
discuss the suitability of non-evaporative cooling  devices in the
discussion.  In general, such discussions should cover the following:

a.   Evaoorative Cooling Systems:

     (1) Spray ponds.
     (2) Mechanical-draft cooling towers.
     (3) Atmospheric cooling towers.
     (4) Natural-draft cooling towers.

b.   Dry Cooling Systems:  These units use heat-dissipating air-fins
    to reject unwanted heat directly to the air.

c.   Wet-drv Systems:

11.A.6  In-process Pretreatment

Discussion of the following important pretreatment  steps should be
included in the EIA:

a.    Neutralization of spent caustic wastewaters.

b.    Separation of oil from ballast waters, slop oil recovery systems.

c.    Clarifiers to separate sediments using chemical coagulants as
     necessary.

II.B  End-of-Process Controls for Effluents

The  applicant should provide a  full description of the end-of-process
treatment  plant to be employed  in the proposed new source.  A treatment
process flow diagram should be  utilized to explain various treatment
steps and  to show quantitatively the mutual balance through the process.
(See Chapter I, Section  2f of the General Assessment Guideline.)

Specific attention should be given to the following treatment plant-related
considerations:

1.   Reliability.

2.   Susceptibility to upset by  natural  storms, floods, etc.

3.   Margin for process expansion.

k.   Effluent monitoring  systems.
                                    -19-

-------
5.  Allowance for treatment plant expansion to meet increased discharge
    standards which may be Instituted.

6.  Capability of the treatment plant to process different kinds of
    wastewaters, whose composition will vary according to varying raw
    material, product mix parameters.

7.  Capability of the treatment plant to remove or be upgraded to remove
    trace substances which may be defined subsequently as toxic substances.

8.  Complexity of operation and maintenance operations.

II.C  Solid Waste Control Measure

11 .C.1  Process Wastes

Methods by which all solid wastes will be recycled, reused, or disposed
must be identified for all solid wastes.

Using the waste identification and quantification developed in Section
of the appendix, the applicant should relate and evaluate the adequacy
of planned disposal sites and state what long-term disposal measures be
implemented if disposal system capacity is insufficient.

Particular attention should be paid to oily sludges and spent caustic
wastes.

Open-pit disposal and volume reduction of oily sludge by open burning
will generally be considered inadequate because of obvious atmospheric
pollution effects.

Open-pit disposal of spent caustic streams has also been shown to cause
leaching problems with potential impact upon ground water.

The applicant should specifically analyze and assess the suitability of
fluidized bed incineration of these wastes as one disposal option.

Heavy metal or trace metal leaching problems should also be assessed.

II.C.2  Treatment Plant Sludges

The applicant should describe what sludge handling and disposal methods
wi11 be employed.
                                    -20-

-------
If landfilling is planned without any predigestion step,  the  applicant
should describe how odor problems will  be controlled.   Leaching  problems
shall be assessed and also described in the EIA.

II.D  Control of Air Emissions

The applicant must describe how hydrocarbons,  participates, and  carbon
monoxide, sulfur dioxide, smoke, and odors will  be controlled.

Following are the specific measures which should  be assessed  as  a  minimum.

1.  Hydrocarbons

    a.  Floating roof tanks.
    b.  Manifolding purge lines to recovery system or  flare.
    c.  Use of vapor recovery systems on loading  facilities.
    d.  Good housekeeping.
    e.  Covered waste treatment plant.
    f.  Operation of a carbon monoxide boiler.
    g.  Use of mechanical seals on pumps and compressors.
    h.  Training of personnel.

2.  Particulars

    a.  High-efficiency mechanical separators.
    b.  Electrostatic precipitators on catalyst  regenerators, and/or
        power plant stacks.
    c.  Controlled combustion(smoke 1ess).
    d.  Maintenance of correct stack temperature.
    e.  Use of smokeless flames for burning gases.
    f.  Use of improved incinerators.

3.  Carbon monoxide

    a.  Proper furnace and burner design.
    b.  Carbon monoxide boiler on catalytic cracking and  fluid coking units

4.  Odors

    a.  Good housekeeping.
    b.  Regulation of hydrocarbons on sulfur emissions.
    c.  Treatment of sour water streams (produced in catalytic crackers,
        gas processing units, and vacuum towers).
 Atmospheric Emissions from the Petroleum Refining Industry, U.S.  EPA,
 EPA-650/2-73-017.  NTIS Mo. PB 225-040.
                                   -21-

-------
5.  Sulfur dioxide

    a.  Desulfurization of fuels used in heaters  and  boilers,
    b.  Flue gas desulfurization.
    c.  Low-sulfur fuels.

6.  Nitrogen oxides

    a.  Combustion control unproven units.
    b.  Stack dispersal.
                                   -22-

-------
Ill.   OTHER DESIGN FACTORS WHICH CONTROL
      REFINERY IMPACTS

111.A  Aesthetic Impact Control

The applicant should describe the following as a minimum:

1.   Site arrangement to obscure tall  towers.
2.   Directional lighting.
3.   Greenbelts (which also attenuate noise).

III.B  Dockside Terminal Impact Control

Description of the following control/prevention measures should be
included, as applicable:

1.   Studies to optimize dredging/dredge  spoil  disposal  programs:

    a.  Currents at the dredge site.
    b.  Dredge spoil contaminants.
    c.  Means for controlling spoil exposure to oxidants (thereby
        limiting contaminant release).
    d.  Disposal site selection (migration susceptibility,  unique
        fauna, fishing).
    e.  Plan for dredge material disposal.
    f.  Monitoring plan.

2.   Oi1-containment procedures:

    a.  Booms around docked ships.
    b.  Weather effect upon containment  systems.

3.   Pierside slop tanks.

4.   System for collecting drainage from  transfer pipelines.

lll.C  Pipeline Impact Control

The applicant should describe, as a minimum, the following  control  systems:

1.   Remote maintenance valve operation.
2.   Utility corridors around line.
3.   Use of existing utility rights-of-way.
k.   Leak-detection systems.
5.   Cathodic protection.
6.   Land control and stabilization.
                                   -23-

-------
IV.  EVALUATION OF AVAILABLE ALTERNATIVES

IV.A  Site Alternatives

Site alternatives for refineries include alternatives which should  be
recogni zed:

1.  Refinery Processing Site Alternatives.
2.  Tank Farm Alternatives.
3.  Docksite Alternatives.
k.  Pipeline/Transportation Alternatives.

Each of these categories will have a distinct environment of its own and,
consequently, a distinct set of impacts.

Since refinery projects involve major investment and major environmental
risks and impacts, an analysis of each of the foregoing refinery components
is necessary.  The extent of detail with which each is examined should be
determined by the same criteria as for the processing site (see Chapter IV
of the General Assessment Guidance).  (These criteria are based essentially
on the presence of sensitive areas, the size of the proposed facility in
relation to current facilities elsewhere in the U.S., and the reliability
of the proposed operations.)

IV.B  Process Alternatives

Manufacturing alternatives will be determined by economic and marketing
conditions.  It is anticipated that new-source refineries to be proposed
in the near future will be residual fuels (e.g., No. 6 fuel oil) refineries,
i.e., essentially topping  refineries with hydro-desulfurization to produce
high-quality  (low-pollution) fuels.  Residual fuels have  in recent years
have been the primary  petroleum imports, and are the petroleum products
hardest hit by recent worldwide petroleum-producing policy changes.  Also,
the kind of crude oil  available to the  refiner will greatly affect the
final  process options.  Production of any given petroleum product will
entail significantly different processing technology if different crudes
are used.

The new-source applicant  should discuss  concisely such process constraints
in  the EIA.
                                     -2k-

-------
References

 1.  Recommended Methods of Reduction, Neutralization,  Recovery or Disposal
     of Hazardous Waste, Volume XI, Organic Compounds,  U.S.  EPA, EPA 6/0/2-
     73-053K.  NT IS No. PB 224 590/45.

 2.  Lawson, J.R.,  Disposal of Oily Wastes.   Pollution  Engineering,  January/
     February 1976.

 3.  Atmospheric Emissions from Petroleum Refineries a  Guide for Measure-
     ment and Control  U.DHEW I960 NTIS No.  PB-198-096.

 I*.  Compilation of Air Pollution Emission  Factors (Second Edition)
     U.S. EPA. AP-42,  1973.  NTIS Number PB-223-996.

 5.  Characterization  of Claus Plant Emission.   U.S. EPA R2-73-188,  1973.
     NTIS No. PB-220-376.

 6.  Comprehensive Study of Specified Air Pollution Sources  to Assess the
     Economic Impact of Air Quality Standards.   U.S. EPA NTIS No. 222-857.8.

 7.  Fluid Bed Incineration of Petroleum Refinery Wastes, U.S. EPA Water
     Pollution Control Research Series 12050EKT03/71,  NTIS No. PB202-570.

 8.  Recommended Methods of Reduction, Neutralization,  Recovery of
     Disposal of Hazardous Waste, Vol. Ill,  Incineration, Pyrolysis.
     U.S. EPA, EPA 670 2-73-053C.   TIS No.  PB  224-582/AS.

 9.  Blumer, M., G. Souza and J.  Sass. 1970.  Hydrocarbon Pollution  of
     Edible Shell-fish by an Oil  Spill.  Marine Biology 5(3):   195-202.

10.  Blumer, M., and H. L. Sanders, J. F. Grassle and G. R.  Hampon,  1971.
     A Small Oil Spill.  Environment, 13{2):2-13.

11.  Blumer, M., et al., 1972.  Petroleum,  In:   A Guide to Marine Pollution.
     Goldberg (ed.) Gordon and Breach Sci.  Pub., New York, Longon, Paris.

12.  Clark, R. C.,  Jr. and J. S.  Finley, 1971 "Puget Sound Fisheries and
     Oil Pollution - A Status Report",  pp.  139-145.  In:  Proceedings of
     Joint Conference  on Prevention and Control of Oil  Spills, June  15-17,
     1971.  Washington, O.C., sponsored by  American Petroleum Institute
     Environmental  Protection Agency, and U.S.  Coast Guard.   554 pp.

13.  Crowell, E. B., J. M. Baker  and G. B.  Crapp, 1970.  The Biological
     Effects of  Oil Pollution and Oil Cleaning  Materials on  Littoral
     Communities, Including Salt  Marshes.  In:   Mar. Poll, and Sea Life,
     pp. 359-364.  Fishing News Ltd.
                                    -25-

-------
]k.  Deshimaru, 0., 1971.  Studies on the Pollution of Fish Meat by
     Mineral Oils.

     1.  Deposition of Crude Oil in Fish Meat and Its Detection.
     2.  Injury and Pollution Brought Forth on Fish by Oil  Dispersers.
           Japanese Soc. of Sci. Fish. Bull. 37 (**) : 297- 306.

15.  Foster, M., M. Newshul, and R. Zingmark, 1971.   The Santa Barbara
     Oil Spill.  Part 2:  Initial Effects on Intertidal and Kelp Bed
     Organisms.  Environ. Pollut. 2:115-13^.

16.  Margrave, B. T., andC . P.  Newcombe 1973-  Crawling and Respiration
     as Indices of Sublethal Effects of Oil and a Uispersant on an Inter-
     tidal  Snail Littorina littorea.  J.  Fish.  Res.  Bd. Can. 30: 1 789-1 792 ,

17.  Lee, R. F., R. Saverheber, and A. A.  Benson,  1972.  Petroleum Hydro-
     cargons:  Uptake and discharge by the Marine Mussel, Myti lus edul is.
     Science
18.  Moore, S., Dwyer, R. L. and A. M.  Katz, 1973.   A Preliminary Assess
     ment of the Environmental Vulnerability of Machias Bay, Maine, to
     Oil Supertankers.  M. I .  T. Report No.  MITSG73-6.

19.  Nicholson, N.  L., and R.  L. Gimberg,  1970.   The Santa  Barbara Oil
     Spills of 1969:   Post-spill Survey of the Rocky Intertidal.   A
     Hancock Found.,  Univ. of  So. California,  Los Angeles.

20.  Offshore Oil  Task Group,  Massachusetts  Institute of Technology,
     1973.   The Georges Bank Petroleum  Study,  Volume II, Impact  on
     New England Environmental Quality  of  Hypothetical  Regional
     Petroleum Developments, Report No. MITSG73-5,  Mass. Inst. of
     Technology, Cambridge, Mass., 02139,311  pp.

21.  Schramm, W. 1971.  The Effects of  Oil Pollution in Gas Exchange  in
     Porphyra umbi 1 ical is   When Exposed to  Air.  Proc.  of the 7th
     International  Seaweed Symposium.   Kazutosi  Nisizawa (ed.),  Sapporo,
     Japan.  August  1971.  Halstead Press  Book.

22.  Smith, J. E.  (Ed), 1970.   "Torrey  Canyon" Pollution and Marine Life.
     A report by the  Plymouth  Laboratory of  the Marine  Biological
     Association of  the United Kingdom. Cambridge  Univ. Press 1970,
     PP. 199.

23-  Straughan, D.,  (compiler), 1971.   Biological and Oceanograph ic
     Survey of the Santa Barbara Channel Oil  Spill,  1969-1970. Vol.  1
     Biology and Bacteriology.  Allan Hancock  Foundation, Univ.  of
     Southern California, Los  Angeles.
                                   -26-

-------
2k.  Teeson, D., F. M. While and H. Schench, Jr.,  1970.   Studies of the
     Simulation of Drifting Oil by Polyethylene Sheets.   Ocean Engineering,
     Vol. 2., pp. 1-11.

25.  Thomas, M. L. H., 1973 Effects of "Bunker C"  Oil  on Intertidal and
     Lagoonal Biota in Chedabucto Bay, Nova Scotia.   J.  Fish.  Res.  Bd.
     Canada  70:83-90.

26.  Trask, T., 1971.  A Study of Three Sandy Beaches  in the Santa
     Barbara, Calif. Area.  Bioloqrcal and Oceanographic Survey of  the
     Santa Barbara Channel Oil Spill. 1969-1970.   Vol. 1 Biology and
     Bacteriology.  Stroughan, D. (compiler) 1971-   Allan Hancock
     Foundation, Univ. of Southern California, Los  Angeles.

27.  Vast Inc., 1974.  Environmental Effects of P..<  Oil Spill in Casco Bay,
     Maine, 22 July 1972, U. S. Environmental Protection Agency, Office
     of Water Programs.

28.  Donovan, E.J.; Nebolsine, R. "Fit Wastewater Treatment  Processes
     to  Industrial Process", Plant Engineering, June,  1966.

29.  Dotson, G.K., et al, "Land Spreading:  A Conserving and Non-Polluting
     Method of Disposing of Oily Wastes", presented  at Fifth International
     Water Pollution Research Conference and Exhibition, San Francisco,
     California, July 26, 1970.

30.  Lawson, J.R., "Disposal of Oily Wastes", Pollution  Engineering,
     January/February, 1970, p. 25.

31.  Rabb, A.  "Sludge Disposal:  A Growing Problem", Hydrocarbon Process-
     ing, April, 1965, p. U9.

32.  Mallat, R.C.; Grutsch, J.F.; and Simons, H.E.;  "Incinerate Sludge
     and Caustic", Hydrocarbon Processing, May, 1970,  p. 121.

33.  Manual on Disposal of Rifinery Wastes, Vol. VI, Solid Wastes,  API,
     1963.

34.  Lewis, W.L.; "Solid Wastes Industrial Profiles  -  Petroleum Refining",
     Presented at National Industrial Solid Wastes Management  Conference,
     University of Houston, March 25, 1970.

35_  Lawson, J.R., "Management of Industrial  Solid Waste in  Municipal
     Operations", Waste Age, March/April, 1971, p. 5.

36.  "'967 Domestic Refinery Effluent Profile", CAWC,  American  Petroleum
     Institute, September, 1968.

37.  "The Cost of Clean Water", Vol.  Ill, Mo.  5 - Petroleum  Refining,
     U.S. Department of the Interior, November, 1967.

                                   -27-

-------
38.  Water Treatment Plant Design, ASCE, AWWA, CSSE, 1969, p.  213.

39.  "How Refiners Abate Pollution", NPRA Panel Discussion, Oil and Gas
     Journal, May 24, 1971, p. 77.

40.  Benger, Michael, "The Disposal of Liquid and Solid Effluents from
     Oil Refineries".

4l.  Robertson, J.H., "Handling and Disposal of Special Chemical  Wastes",
     New York State Department of Health Special Solid Wastes  Synposium,
     Albany, New York, January, 19&9-

42.  Evaporation Loss from Fixed Roof Tanks.  API New York, N.Y.  API
     Bulletin Number 2518.  1962

43.  Evaporative Loss in the Petroleum Industry:  Causes and Control.
     API New York, N.Y.  API Bulletin Number 2513.  1959

44.  Evaporative Losses from Floating Roof Tanks.  API New York,  N.Y.
     API Bulletin Number 2517.  1962

45.  Tentative Methods of Measuring Evaporative Loss from Petroleum Tanks
     and Transportation Equipment.  API New York, N.Y. API Bulletin Number
     2512.  1957

46.  A survey of Emissions and Controls for Hazardous Wastes and  other
     Pollutants NT IS PB 223 568/7

47.  Hydrocarbon Pollutant Systems Study.  Volume I.  Stationary  Sources,
     Effects, Controls NTIS PB 219 073/4.  Appendices:  PB 219 074/2

48.  Atmospheric Emissions from the Petroleum Refining Industry
     PB-225 040/5

49.  Air Pollution Aspects of Emission Sources:  Petroleum Refineries.
     EP 4.9:110

50.  Background Information for Proposed New Source Performance Standards:
     Asphalt Concrete Plants, Petroleum Refineries, Storage Vessels,
     Secondary Lead Smelters and Refineries, Brass or Bronze Ingot Pro-
     duction Plants,  Iron and Steel Plants, Sewage Treatment Plants.
     Volume 2, Appendix:  Summaries of Test Data PB-229-660/6

51.  Screening Report, Crude Oil and National Gas Production Processes
     PB-22-718/9

52.  Comprehensive Study of Specified Air Pollution Sources to Assess the
     Economic Impact of Air Quality Standards.  Volume I.  PB-222-857/5
                                   -28-

-------
53.  Characterization of Claus Plant Emissions MTIS PB 220 376/8

54.  An economic Analysis of the Control of Sulfur Oxides Air Pollution
     NT IS PB 227 099/9

55.  Air Pollution from Fuel Combustion in Stationary Sources NTIS PB
     222 3^*1/0

56.  Atmospheric Emissions from Catalytic Cracking Unit Regenerator Stacks
     NTIS PB 216
57.  Emissions to the atmosphere from Eight Miscellaneous Sources in Oil
     Refineries NTIS PB 216 668

58.  Hydrocarbon Losses from Valves and Flanges N1IS PB 216 682

59.  Hydrocarbon Leakage from Pressure Relief Valves NTIS PB 216 715

60.  Fluidized Bed Incineration of Selected Carbonaceous Industrial
     Wastes NTIS PB 211 161

6l.  Control Techniques for Hydrocarbon and Organic Solvent Emissions
     from Stationary Sources NTIS PB 190 266

62.  Petroleum Systems Rel iabil ity Analysis Volumes I  and II EPA-R2-73
     280 a, b; NTIS PB 226 571 /AS, PB 232 3^3/AS

63.  Petroleum Weathering:  Some Pathways, Fate and Disposition on
     Marine Waters EPA 660/3-73-0/3

6k,  Petrochemical Effluents Treatment Practices EPA 12020-02/70
                                    -29-

-------
APPENDIX B-3

-------
                                                          TABLE OF CONTENTS
                                                                (continued)

Appendix

   B-3     ORGANIC CHEMICALS INDUSTRY                                  1

           Introduction                                                1

           I.  Impact Description and Control                           2

               I.A Process Waste Impacts                               2
               I.B Other Impact Sources                                6

          11.  Impact Control                                           8

               11.A Effluent Controls                                  8
               11.8 Solid Waste Controls                               9
               II.C Air Emission Controls                             13

         III.  Alternatives                                           ]k

               I 11.A Site Alternatives                                14
               III.B Process Alternatives                             14


           References                                                 15

-------
                              APPENDIX B-3

                       ORGANIC CHEMICALS INDUSTRY
Introduction

This Appendix supplements and instructions provided in the General Assess-
ment Guideline.  The information which is presented has been developed on
the basis of its suitability for clarifying the general guidance provided
to the permit applicant in order to specify and describe more fully the
scope of the requirement which the EIA must meet.
                                 -1-

-------
I.  IMPACT DESCRIPTION AND CONTROL

I.A  Process Waste Impacts

All process wastes shall be identified by means of a suitable process
flow diagram, and described both verbally and quantitatively.

The process flow diagrams should be sufficiently detailed to show the
f ol 1 owi ng:

1.  Closely related process elements, such as raw water treatment,  raw
    material and feedstock pretreatment, storage and handling, product
    storage and distribution.

2.  All process water inputs and outputs.

3.  AH sources of leakage, spillage.

The applicant, using the provided process diagram(s) must moreover  discuss
how product mix will vary and  explain the causes for such variation.   The
effects of product mix upon waste loads quantities shall  be explained in
detail with special emphasis given to describing process  configurations
associated with maximum and minimum waste generation .levels.

The applicant shall, in all cases, assume worse-case conditions when
evaluating process waste impacts.

A major requirement which the  process flow diagram must fulfill is  the
illustration of individual processes which are integrated within the
proposed organic chemical manufacturing facility.  Interconnections which
tie together various process inputs and outputs should be described
explicitJy.

1.  All components requiring cleaning and washout,
2.  All liquid, solid, and vapor recovery and/or recycle  steps.

Organic chemical manufacturing complexes which are comprised of several
or many individual chemical processes whall  be described  by both process
specific diagrams and general  flow diagrams for the complex.

Where production mix varies according to market demand, raw material
availability, etc., and causes a significant change in waste loads, the
applicant must discuss.

Feedstock and other raw material requirements must also be given special
consideration in the EIA.  Effects of feedstock variation or substitution
upon process waste characteristics shall be specifically  described.
                                   -2-

-------
Where more than one process option exists for manufacturing the same
product, the applicant shall compare process waste loads and give
justification for the process chosen.

As aid to explanation of complex integration of raw materials, precursor
intermediate feedstocks and end-products, the applicant should supply
"end-use" diagrams illustrating the many complex interactions typical to
the proposed facility.

I.A.I  Effluents

Effluents should be described with particular attention to the following:

a.  Periodic washes or steaming use to treat non-aqueous catalysts,
    working solvents, etc.

b.  External washes, maintenance operations, area washdowns.

c.  Method and degree of process wastewater segregation from non-process
    contact wastewaters, such as cooling water, recirculating steam.

d.  Intermittent discharges associated with startup,  shutdown, or process
    upset situations.

e.  Stormwater runoff.

f.  Steam and cooling water blowdown.

All effluents should be described in terms of expected flow rates and
waste loadings.

I.A.2  Solid Wastes

Solid wastes should be identified in terms of source,  content, and
generation rate.

In particular, the applicant's presentation shall include as a minimum
consideration of the following solid waste sources.

1.  Off-quality product.

2.  Sludges from water, and wastewater treatment systems (sediment,
    biological sludges, spent filter media, oil water  separators).

3.  Spent catalysts (normally recycleable).

J*.  Ash from incinerators and boiler houses.
                                   -3-

-------
5.  Miscellaneous scrap from packaging, including metal strapping,
    and board, wood, etc.

6.  Tar and other heavy residues.

7.  Furnace coke.

8.  Desiccants.

I.A.3  Air Emissions

Air emissions should be identified in terms of source,  composition,  and
emission rate.

Air emissions for approximately thirty different crganic chemical  manu-
facturing processes have been surveyed and published by the EPA.   (See
Reference No. 1).

These surveys provide information regarding both source identification
and control practices.

Processes which have been surveyed are summarized in Table 1-1.

Among the sources which are found in organic chemical processes,  generalized
kinds of air emission sources appear frequently and are here listed  to
exempl-ify the scope of sources which must be considered.

a.  Catalyst regenerator unit off gases or off gas vents.
b.  Light ends scrubber vents.
c.  Storage tank vents.
d.  Absorber vents.
e.  Combustion of fuel for reactor startup.
f.  Organic waste boilers - flue gas and boiler off gas.
g.  Furnace decoking, regeneration.
h.  Steam exhaust of organics.
i.  Drying, conveying, melting.
j.  Emergency or startup vents.
k.  Neutralization of spent caustic streams.

Fugitive emissions should also be identified and estimated.  Design  or
control features should also be discussed.

The following emissions were identified for an ethylene manufacturing
operation.  These kinds of sources should be specifically discussed  in
the EIA.
                                  -k-

-------
                                    Table 1-1
                   Organic Chemical Manufacturing Processes
                   Covered by Atmospheric Emissions Surveys
                               (See Reference No. 1)
Acetaldehyde via Ethylene
Acetaldehyde via Ethanol
Acetic Acid via Methane1
Acetic Acid via Butane
Acetic Acid via Acetaldehyde
Acetic Anhydride
Adipic Acid
Adiponitrile via Butadiene
Adiponitrile via Adipic Acid
Carbon Oisulfide
Cydohexanone
Dimethyl Terephthalate (and TPA)
Ethylene
Ethylene Dichloride  (Direct)
Formaldehyde (Silver Catalyst)
Glycerol (Allyl Chloride)
Hydrogen Cyanide (Andrussow)
Isocyanates via Amine Phosgenation
Maleic Anhydride
Nylon 6
Nylon 6, 6
Oxo-Process
Phenol
High-Density Polyethylene
Low-Density Polyethylene
Polypropylene
Polystyrene
Polyvinyl Chloride
Styrene
Styrene - Butadiene Rubber
Vinyl acetate via Acetylene
Vinyl Acetate via Ethylene
Vinyl Chloride via EDC Pyrolysis
                                     -5-

-------
The following flue gas ventings result from furnace shutdowns:

a.  Vapors from oil water separators.
b.  Vapors from decant water.
c.  Tight oil storage drums.
d.  Heavy oil vapors from processing,  storage,  loading.
e.  Control gas vent from flue stack (pneumatic instruments operated  by
    flue gas).
f.  Pump seal and packaging leakage.
g.  Vapors from engine crank cases and compressor oil  reservoirs.
h.  Container surging and filling.
i.  Vents from moisture analyzers and  vents.
j.  Vapors from oil drainage for maintenance.
k.  Valve stem packing leaks.
I.  Flange leaks.
m.  Compressor seal leaks.

I.B  Other Impact Sources

I.B.1  Raw Materials Development-Related Impacts

New Organic Chemicals Processing complexes will place  increased demands
upon raw material supplies.

Such demand will incrementally influence crude oil and natural  gas
exploration and importation, which will in themselves  ultimately affect
the environment.  Such induced impacts should be examined by the applicant
in a cursory fashion; detailed impact  analysis of such resource development
policy will ultimately be addressed by other Federal agencies.

I.B.2  Transportation and Handling

An integral part of any Organics complex will be the handling and trans-
portation of feedstock and finished products, which cause significant
impacts, examples of which are the  following:

a.  Tanker spills and accidents (dockside spills associated with transfer
    operations).

b.  Pipeline construction between loading, unloading areas, and the
    process unit,  resulting in land clearing, interference with traffic
    and other transportation potential pipeline fractures or leaks.

The applicant must examine such impact sources in the EIA.

I.B.3  Site Preparation and Facility Construction

The applicant should discuss in the EIA all site preparation and facility
construction operations which  involve direct environmental impacts.  Odor,


                                  -6-

-------
noise and aesthetic impact reduction will  require the following special
site development considerations which should also be considered in the EIA:

a.  Location of high noise-producing units as nearly as possi-ble in the
    site interior (high-noise units are generally those using steam jets
    for vacuum production).

b.  Use of greenbelt to alternate noise, and aesthetic impacts.

Another specialized site development problem is the location and arrange-
ment of storage tank forms, which require special dike systems to collect
spills and control fire hydrants.  Such tank farms require large tracts
of land which must be cleared and graded.   Care should be taken to minimize
the amount of prime land which is developed for this purpose.
                                  -7-

-------
II.  IMPACT CONTROL

11.A  Effluent Controls

M.A.I   In-process Effluent Controls

The applicant should discuss all in-process controls which will be
incorporated in the new source.

Such discussion should cover, but not be limited to the following:

a.   Substitution of barometric condensers with surface heat exchangers.

b.   Maximization of recirculating steam and cooling water systems.

c.   Substitution of vacuum pumps for steam jet ejectors.

d.   Recycle of scrubber water.

e.   Separation and recovery of insoluble hydrocarbons.

f.   Phenol removal through solvent extraction, steam stripping,
    chlorination.

g.   Ammonia and sulfide shipping.

h.   Cyanide removal via chlorination.

i.   Ozonation.

j.   Incineration of chlorinated hydrocarbons.

k.   Incineration of spent caustic wastewaters and oily sludges.

11.A.2  End-of-process Effluent Controls

The applicant should describe all end-of-process effluent controls.  Using
a  treatment plant flow diagram as basis for explanation, all plant design
criteria shall be stated, and removal efficiencies for each treatment plant
section defined.

Particular attention should be paid to describing process reliability,
flexibility to handle highly variable waste streams resulting from changes
in feedstock or product mix, redundancy, and the ability to meet process
expansions and increased effluent removal requirements.
                                 -8-

-------
II.B  Solid Waste Controls

11.6.1  Hazardous Waste Control

a wide variety of organic wastes produced by the oiganic chemical manu-
facturing industry have been described as hazardous wastes by the EPA
Office of Solid Waste Management.  Resource conducted by EPA has been
directed at the following:

a.  Information base development.
b.  Waste management practice analysis
c.  Determination of hazardous waste forms and quantities.
d.  Research and development planning.

Table 11-1 presents a listing of hazardous organ'c compounds which
have been investigated.

Waste management practices, both current and recommended, have been
specified for each of these organic compounds, relating particularly to
the applicability of recovery and recycle, incineration biodegradation,
avid landfill disposal.   Landfill disposal options have been categorized
in the following three major groups:

a.  Municipal landfills.
b.  Industrial landfills.
c.  National hazardous materials disposal sites.

All compounds which will be manufactured, stored, handled, processed, or
wasted as part of the proposed new source facility, and which are included
in the hazardous substance listing  (Table ll-l), should be specifically
described by the applicant in the EIA.  Handling and disposal practices
which reflect EPA findings and recommendations shall also be described.

II.B.2  Other Solid Waste Disposal

Hazardous materials classification and differentiation from orginary solid
waste materials has been based upon the following criteria:

a.  Quantity produced.
b.  Material distribution.
c.  Toxic hazard to man and environment.
d.  Explosiveness, flammabiIity, and other hazards.

Solid wastes which comprise part of the preceding hazardous materials
classification should be treated as hazardous substances by the applicant.

Furthermore, the applicant shall be responsible for interpreting and ex-
tending the hazardous materials designation criteria for the set of
wastes which will be encountered in the proposed new source facility.
                                -9-

-------
                                 Table 11-1
                         Hazardous Organic Compounds
 1.   Acetaldehyde
 2.   Acetone
 3.   Butyraldehyde
 4.   Camphor
 5.   Crotonaldehyde
 6.   Cyclohexanone
 7.   Diisobutyl Ketone
 8.   Ethyl Methyl Ketone
 9.   Furfural
10.   Isophorone
11.   Mesityl Oxide
12.   Methyl  Isobutyl Ketone
13.   Paraformaldehyde
14.   Propionaldehyde
15.   Acetic Acid
16.   Acetic Anhydride
17-   Acetyl Chloride
18.   Formaldehyde
19.   Oleic Acid
20.   Phthaiic Anhydride
21.   Sodium Formate
22.   Sodium Oxalate
23.   Acetone Cyanohydrin
2k.   Acetonitrile
25-   Acrylonitrile
26.   Cyanoacetic Acid
27.   Ethylene Cyanohydrin
28.   Toluene Diisocyanate
29-   Acetylene
30.   Butadiene
31.   Butane
32.   1-Butene
33.   Butylene
34.   Cyclohexane
35.   Dicyclopen tadiene
36.   Diisobutylene
37-   Ethane
38.   Ethylene
39-   n-Heptane
40.   1-Heptene
41.   Hexane
42.   Isopentane
43.   Isoprene
44.   Naphtha (crude)
45.   n-Pentane
46.   Propane
47.   PropyIene
48.   Tetrapropylene
49.   Triprof»ne (Norene)
50.   Turpentine
51.   Anthracene
52.   Benzene
53*   Creosote (coal tar)
54.   Cumene
55•   Dodecy1 benzene
56.   Ethyl benzene
57-   Naphthalene
58.   Styrene
59.   Styrene
60.   Toluene
61.   Xylene
62.   Acrylic Acid
63.   Adipic Acid
64.   Benzoic Acid
65.   Fatty Acids
66.   Formic Acid
67.   Propionic Acid
68.   Salicylic Acid
69.   Allyl Alcohol
70.   Amyl Alcohol
71.   Butanols
72.   Cyclohexanol
73.   Decyl Alcohol
74.   Diethylene Glycol
75-   Furfural Alcohol
76.   Glycerine
77*   Isopropanol
78.   Methanol
79.   Methyl Amyl Alcohol
80.   Octyl Alcohol
                                  -10-

-------
                                  Table 11-1
                                 (continued)

 81.  n-Propyl Alcohol                   121.
 82.  Propylene Glycol                   122.
 83-  Sorbitol                           123.
 84.  Triethylene Glycol                 124.
 85-  Allyl Chloride                     125-
 86.  Aminoethylethanol Amine            126.
 87.  n-Butylamine                       127.
 88.  Cyclohexylamine                    128.
 89.  Diethanolamine                     129.
 90.  Diethylamine                       130.
 91.  Diethylene Trimine                 131.
 92.  Diisopropanolamine                 132.
 93-  Oimethyl amine                      133-
 94.  Ethanolamine (MonoetHanoi amine)     134.
 95-  Ethylamine (Monoethylamine)        135-
 96.  Ethlyene Diamine                   136.
 97-  Hexamethylene Diamine              137.
 98.  I sopropy 1  Amine                    138.
 99.  Methylamine                        139.
100.  Morpholine                         140.
101.  Propylamine                        141.
102.  Triethanolamine                    142.
103.  Triethyl amine                      143.
104.  Triethylene Tetramine              144.
105.  Trimethlamine                      145.
106.  Urea                               146.
107.  Amyl Acetate                       147.
108.  Butyl Acetate                      148.
109.  Butyl Acrylate                     149.
110.  Di-n-butyl Phthalate               150.
111.  Ethyl Acetate                      151.
112.  Ethyl Acrylate                     152.
113-  Ethyl Phthalate                    153-
114.  Isobutyl Acetate                   154.
115-  Methyl Acetate                     155-
116.  Methyl Acrylate                    156.
117.  Methyl Formate                     157.
118.  Methyl Methacrylate                158.
119.  n-Propyl Acetate                   159.
120.  Vinyl Acetate                      160.
Acridine
Ani1ine
2,4-Dinitroani1ine
n-Methylani1ine
B-Naphthylamine
Phenylhydrazine Hydrochloride
Pyridine
o-Toluidine
Benzene Sulfonic Acid
Benzyl Chloride
Buty1 Phenol
Butyl Phenol
Carbolic Acids  (Phenol)
Cresol (Cresylic Acid)
Diethylstibestrol
Ethyl Phenol
Nonyl Phenol
Xylenol
Butyl Mercaptan
Carbon Disulfide
Carbon Tetrachloride
Chloral  Hydrate
Chloroform
Dichloroethyl Ether
Dichlorofluoromethane
Dichloromethane
1,2-Dichloropropane
1-3-Dichloropropene
Dich1orotetrafluoroethane
Epichlorohydrin
Ethyl Chloride
Ethylene Dichloride
Methyl Chloroformate
Perchloroethylene
Polyvinyl  Chloride
Tetrachloroethane
Trichloroethane
Trichlorof1uoromethane
Vinyl Chloride
Chlorobenzene (Chlorobenzol)
                                   -11-

-------
                                 Table  11-1
                                 (continued)

161.  o-Dichlorobenzene                     201.   Polyvinyl  Nitrate (PVN)
162.  p-Dichlorobenzene                     202.   Quinone
163.  Hexachlorophene                       203.   Tetraethyl- and Tetramethyllead
164.  Trichlorobenzene                      204.   Tetranitromethane
165.  Benzoyl Peroxide                      205.   Tricresyl  Phosphate
166.  1,2,4-Butanetriol Trinitreate (BTTN)   206.   Acrolein
167.  Chloropicrin                          207.   Diemthyl Sulfate
168.  Cyanuric Triazide                     208.   Pentachlorophenol
169.  Diethylether
170.  Dioxane
171.  Ethers
172.  Ethylene Glycol Monethyl  Ether
173.  Ethylene Glycol Monoethyl  Ether
        Acetate
174.  Isopropyl Ether
175-  Polypropylene Glycol Methyl  Ether
176.  Propylene Oxide
177.  Tetrahydrofuran
178.  Oinitrobenzene
179-  Dinitrophenol
180.  Diphenylamine
181.  Ethylene Bromide
182.  Methyl Bromide
183.  Methyl Chloride
184.  Ethylenimine
185.  Glycerol Monolactate Trinitrate
        (GLNT)
186.  Hydrazine Azide/Hydrazine
187.  Hydroquinone
188.  Maleic Anhydride
189.  Manganese MethylcyclopentadJ-
        eny1 tricarbony1
190.  Nitroaniline
191>  Nitrobenzene
192.  meta- and para-Nitrochlorobenzene
193.  Nitroethane
194.  Nitromethane
195-  1-Nitropropane
196.  4-Nitrophenol
197.  4-Nitrotoluene
198.  Oxalic Acid
199.  Phosgene (Carbonyl Chloride)
200.  Polychlorinated Biphenyls
                                     -12-

-------
Consequently, solid waste management practices recommended by the applicant
should strongly parallel those recommended for hazardous materials.  Ex-
ceptions should be specifically stated and described in detail.

11.C  Air Emission Controls

Using a process flow diagram, the applicant must designate all emission
control and recovery devices which will be incorporated.

Each stack or vent should be designated and described with regard to
function, emission factors, and controls.

Although emission control and recovery systems will varry for each process,
the applicant should specifically evaluate the following control systems
as part of the El A:

    (1)  Off air scrubbers (for reactor surges).
    (2)  Light-end scrubbers (for crude stills, product storage tanks)
    (3)  Absorbers.
    (k)  Incinerators.
    (5)  Flares.
    (6)  Venturi scrubbers.
    (7)  Cyclones.
    (8)  Bag filters.
    (9)  Condensers.
   (10)  Knock-out drums, degassers, demisters.
   (11)  Process feedstock substitution.
   (12)  Process technology change.
                                    -13-

-------
 III.  Alternatives

 I 11 .A   Site Alternatives

The applicant should state and discuss the site selection criteria for
new organic chemicals complex.  Trends towards integration of organic
chemicals processing with basic petroleum refining because of economic
advantages would exemplify one such criterion.

Alternative site locations for dock facilities, pipelines, storage
facilities, and waste treatment facilities are however more variable
and should be examined with a level of detail which is commensurate
with the magnitude of the new complex.

  III.B   Process Alternatives

Sometimes different processes may be used to produce the same end
product in the Organic Chemicals industry.  The applicant should state
what constraints have affected choice of process.

It  is recognized that in new organic chemicals complexes, a potentially
greater flexibility exists to use inherently clean processes.  The
applicant should describe what steps have been taken to optimize process
selection and overall process integration to minimize pollution loads,
accounting specifically for flexibility required to meet changing market
demands.

-------
                               REFERENCES
 1.   Survey  Reports on Atmospheric Emissions from the Petrochemical
     Industry.  Vols.  I-IV.  U.S. EPA.  EPA-l»50/3-73-005a,b,c,d.

 2.   A  Survey of  Emissions and Controls for Hazardous Wastes and other
     Pollutants.  NTIS PB-223-568/7-

 3.   Hydrocarbon  Pollutant Systems Study.  Volume I.  Stationary Sources,
     Effects, Controls.   NTIS PB-219-073/4.

 J».   Air  Pollution  from  Nitration Processes.  PB-217-106/4.

 5.   Air  Quality  Data  for Organics  1969 and  1970 f.om the National Air
     Surveillance Networks.  PB-224-822/7.

 6.   An Economic  Analysis of the Control of Sulfur Oxides Air  Pollution.
     NTIS PB-227-099/9.

 7.   Air  Pollution  from  Fuel Combustion  in Stationary Sources.
     NTIS PB-222-341/0.

 8.   Air  Pollution  from  Chlorination  Processes.  PB-218  048/7-

 9.   Hydrocarbon  Losses  from Valves and  Flanges.  NTIS PB-216-682.

10.   Hydrocarbon  Leakage from Pressure Relief Valves.  NTIS  PB-216-715-

11.   Fluidized  Bed  Incineration of  selected  Carbonaceous Industrial
     Wastes.  NTIS  PB-211-161.

12.   Control Techniques  for Hydrocarbon  and  Organic  Solvent  Emissions
     from Stationary  Sources.   PB-190-266.
                                    -15-

-------
APPENDIX B-4

-------
                                                          TABLE OF CONTENTS
                                                                (continued)

Appendix                                                              Pafle

   Q-k     STEAM SUPPLY AND NON-CONTACT COOLING
           WATER INDUSTRIES                                             1

           Introduction                                                 1

           I.  Impact Identification                                    2

               I.A  Process Waste Impacts                               2
               I.B  Other  Impacts                                       ^

           II. Alternatives                                             5

           References                                                   6

-------
                              APPENDIX B-*f

                      STEAM SUPPLY AND NON-CONTACT
                         COOLING WATER INDUSTRIES
Introduction
This Appendix supplements the instructions provided in the General
Assessment Guideline.  The information which is presented has been
developed to assist the permit applicant in defining and comprehending
the scope of the EIA requirement.

The Steam Supply and Now-Contact Cooling Water industries include all
enterprises engaged in the production or distribution of steam, heated
or cooled air, and non-cooling water.  "Non-control" refers to
the inherent segregation of process streams and coolant streams which
typifies certain cooling water systems.

This Appendix is limited only to these industries and should not be
confused with Steam and Electric Generation industries (Power Utilities)
                                    -1-

-------
B4 I

-------
I.  IMPACT IDENTIFICATION

I.A  Process Waste Impacts

All process wastes shall be identified by means of a suitable process
flow diagram which designates each waste source.  Waste sources should
be described verbally and quantitatively according to the guidance con-
tained in the following sections.

I.A.I   Effluents

Effluents should be described for both continuous and intermittent sources,
and fully characterized in terms of important pollutant parameters.'

Special attention shall be paid to the use of che.,i cal additives for pre-
vention of scale, corrosion, carryover, slime growth, rotting, etc.  Use
of such chemicals shall be related to other process requirements with
explanation being given of how such variables were interrelated to reduce
final  wastewater pollutant loads or impacts.  Chromium bearing chemicals,
for example, are of special concern since chromium in the hexavalent state
is toxic to aquatic organisms.

Estimates of special cleaning and flushing operations, and description of
how resultant wastewaters will be handled, should likewise be made.

Effluents from flue gas scribbers, raw water treatment plants, fly ashponds,
system blowdowns, coal storage areas, must also be covered in the El A.

Typical pollutant values for these effluents are provided in Reference.

Special attention must be paid to metal contaminants which may appear in
wastewaters, as a result of ash handling operations, flue gas scrubbing.
Mercury and other trace metals may be present depending upon coal being
used.   The applicant must explain and justify fuel source, handling and
treatment methods which will be incorporated in the new source if heavy
metals are likely to be present.

Thermal characteristics of effluents must also be fully described, for
significant effluents such as once through cooling water, boiler blowdowns,
etc.
 Development Document for Proposed Effluent Limitations Guidelines and
 New Source Performance Standards for the Steam Supply and Non-Contact
 Cooling Water Industry.  U.S. EPA 1975.
                                   -2-

-------
I.A.2  Solid Waste Impacts

Solid wastes should be identified, estimated and described.

Of particular concern will be the following:

    a.  Solid wastes associated with bottom and fly ash handling
        systems.

    b.  Solid wastes associated with water treatment systems.

    c.  Solid wastes generated during maintenance operations.

Particular attention should be given to discussing the affect  of air
pollution controls upon solid waste characterist'cs and quantities.
Evaluation should be made for example, of low sulfur fuel availability
and use where S02 controls would otherwise necessitate wet scrubbing
systems.

Ash handling, reuse or recovery for cement manufacturing, etc. should
also be discussed.  Where aqueous slicing systems are employed for
handling bottom or fly ash, consideration must be made of potential
leaching problems potentially resulting at the ash pond site.   Such
assessment of leaching should include full consideration of site geology
and hydrogeology and possible leachate control measures  (e.g.  lining,
PH control, etc.).

I.A.3  Air Emissions

All air emissions must be identified and quantified.

I.A.3.a  Fuel Combustion

The applicant's description should cover as a minimum the type of fuel
and fuel grades available, standby fuel combustion equipment, soot
blowing and related operating practices and schedules.

Sulfur oxides, nitrogen oxides, particulates, hydrocarbons, and carbon
monoxide levels must be estimated.

I.A.3.b  Cooling Tower Plumes

Cooling towers should be  described and evaluated with respect to fogging
and potential impacts upon roads  and air traffic.

In addition, the applicant should describe  any  impacts resulting from
carryover of cooling water (spray and drift) upon the local environment.
This potential  impact will be especially  important where the coolant
contains high levels of dissolved solids.

                                     -3-

-------
I.B  Other Impacts

The applicant should identify and review with the EPA Regional Adminis-
trator all process, manufacturing operations, or other activities
associated with the proposed new source steam or run-contact cooling
water facilities.  This review should clarify the degree to which
impacts resulting from these dependent activities must be considered in
the applicant's El A.  Where major manufacturing or processing activities
will be serviced, the applicant will be required to examine comprehensively
all associated impacts.  If specific appendices have not been developed
which cover the serviced operations, the applicant should use the General
Assessment Guideline in conjunction with the Regional Administrator to
determine the El A requirements.
                                   -if-

-------
R4 II

-------
II.   ALTERNATIVES

I I.A  Site Alternatives

Site selection for proposed new source steam supply or non-contact
cooling water actions may generally be performed on the basis  of
economic impacts, since both industries are largely captive;  that is,
only usable where industry already exists.

Some care in siting cooling towers should be taken in order that
fogging or icing of roadways, airways, etc., is avoided.

11.B  Process Alternatives

Major process alternatives exist for non-contact cycling  systems with
respect to the kind of cooling devices used.  Generally,  recirculating
closed loop systems are the most environmentally acceptable since they
dissipate their heat to air media which are relatively insensitive
biologically; and they are more conservative in water use.   Slowdowns
necessitated by such cooling systems have generally low impact.   Many
kinds of closed loop (recirculating) systems exist; the EIA need not
explore all such design options in detail,  but rather, indicate  the
basic assumptions and design requirements affecting final  system design.
                                   -5-

-------
                               REFERENCES

 1.   Development  Document  for  Proposed  Effluent  Limitations Guidelines
     and  New Source  Performance Standards  for  the Steam Supply and Non
     Contact Cooling Water Industry.  U.S.  EPA 197b-

 2.   An Economic  Analysis  of the Control of Sulfur Oxides Air Pollution.
     NT IS PB-227-099/9

 3.   Air  Pollution from  Fuel Combustion in  Stationary Sources.  NT IS
 k.   Flue  Gases  -  Exhaust Gases  from Combustion  and  Industrial Processes.
     NT IS  204-861 .

 5.   Cooling  Tower  Study.   NTIS  PB-201-216.

 6.   Potential Environmental  Modifications  Produced  by  Large  Evaporative
     Cooling  Towers.   NTIS  PB-21 0-702.

 7.   Industrial  Waste  Guide on Thermal  Pollution.  NTIS PB-197-262

 8.   Experimental  Study of  Warm  Water  Flow  Into  Impoundments  -
          Part  I;  NTIS PB-188-512
          Part  II;  NTIS PB-188-513
          Part  III; NTIS PB-1 88-51 ^
     by  St. Anthony Falls Hydraulic Lab., University of Minnesota,
     Minneapol is,  MN.

 9.   Working  Paper  No. 67:  Economic Aspects of  Thermal Pollution Control
     in  theElectric Power  Industry.  NTIS PB-208-43^.

10.   Guidelines:   Biological  Surveys at  Proposed Heat Discharge  Sites.
     NTIS  PB-206-815.

11.   Thermoelectric Generators Powered by Thermal Waste From  Electric
     Power Plants;  by  M. A. Shirazi, Pacific Northwest Water  Lab., FWQA.
     Corvallis,  OR.  NTIS PB-207-870.

12.   An  Engineering-Economic  Study of  Cooling  Pond Performanc.   NTIS
     PB-206-817.

13.   A Predictive  Model for Thermal Stratification and Water  Quality  in
     Reservoirs; by Massachusetts  Institute of Technology, Cambridge,
     MA.   NTIS PB-21 1-621.

1*4.   Temperature Prediction in Stratified Water:  Mathematical Model -
     User's Manual; by Ralph  M.  Parsons  Lab., Massachusetts Institute of
     Technology, Cambridge, MA.  NTIS  PB-210-701.

                                    -6-

-------
14.   An Analytical  and Experimental  Investigation  of  Surface  Discharge
     of Heated Water;  by Massachusetts  Institute of Technology,  Cambridge,
     MA.  NTIS No.  PB-210-13*.

15.   Advanced Nonthermally Polluting Gas  Turbines  ,'n  Utility  Application.
     NTIS No. PB-211-283.

16.   Potential Environmental  Modifications  Produced by  Large  Evaporative
     Cooling Towers.   NTIS No.  PB-210-702.

17.   Research on the  Physical Aspects of  Thermal Pollution.   NTIS  No.
     PB-210-124.

18.   Mathematical Models for  the Prediction of Temperature Distributions
     Resulting from the Discharge of Heated Water  ,nto  Large  Bodies  of
     Water.  NTIS No.  PB-208-034.

19.   Research on Dry-Type Cooling Towers  for Thermal  Electric Generation,
     Part I:  NTIS  No. PB-206-951*
     Part II: NTIS  No. PB-210-778

20.   Thermal Pollution:  Status of the Art; by Vanderbilt  University,
     Nashville, TN.  (Vanderbilt)

21.   Mathematical Models for  the Prediction of Thermal  Energy Change in
     Impoundments.   NTIS No.  PB-210-126.

22.   Effect of Geographical Location on Cooling Pond  Requirements  and
     Performance; by  Vanderbilt University, Nashville,  TN. NTIS NO.
     PB-208-031.

23.   Heated Surface Jet Discharged into a Flowing  Ambient  Streat;  by
     L. H. Motz and B. A. Benedict,  Vanderbilt University, Nashville, TN.
     NTIS No. PB-211-281*.

Ik.   Beneficial Uses  of Waste Heat - An Evaluation.   NTIS  No. PB-201-724.

25.   Surface Discharge of Heated Water.  NTIS No.  PB-211-285.

26.   A Method for Predicting  the Performance of Natural  Draft Cooling
     Towers.  NTIS  No. PB-210-125.

27.   Development and  Demonstration of Low-Level Drift Instrumentation.
     NTIS No. PB-210-759.
                                   -7-

-------