OERFt
Office of Emergency and Remedial Response

   U.S. Envirinmfeniaf1^
           WasihirpSn,

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                 TABLE  OF  CONTENTS


                                                       Page
                                                      Number

LIST OF EXHIBITS	 vii
KEY TO ACRONYMS	xii

I.     INTRODUCTION	 I-1

      A.    OERR's Mission	 I -1
      B.    Purpose of the Manual	 I -1
      C    General  Advice for
           Conducting  Administrative
           Actions	 1-2

II.    GENERAL PROCEDURES	 II-1

      OVERVIEW	II-1

      A.    OERR Staff  and  Responsibilities/
           Authorization Policy	11 -1
      B.    Work Periods	II-2
      C    Flex-time	II-2
      D.    Compressed Work-week	II-3
      E    Overtime	 11 -4
      F.    Holidays	II -4
      G    Timekeeptng/Timesheets	 11 - 5
      H.    Pay Checks	11 -7

III.   PERSONNEL-RELATED PROCEDURES	 Ill-1

      OVERVIEW	III-l

      A.    Personnel Actions	III-l
      B.    Personnel Files	 IIL-2
      C    Confidential Interest Statements	Ill-3
      D.    Benefits	 Ill-4
      E    Leave Policies	 III-5
      F.    Performance Management
           Reviews and Appraisals	III-8
      G    Affirmative Actions	Ill-10
                              . 11

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              TABLE   OF  CONTENTS (Continued)


                                                         Page
                                                       Number

      H.    Disciplinary Actions/
           Terminations	  III-ll
      I.    Senior Executive Service	  111-13
      J.    Awards	  Ill-15

IV.   TRAINING	  IV-1

      OVERVIEW	  IV-1

      A.    Internal OSWER Training	  IV-2
      B.    Internal Training	  IV-3
      C    External Training	  IV-4

V.    COMMUNICATIONS	V-1

      OVERVIEW	V-1

      A.    Controlled Correspondence	V -1
      B.    Congressional Correspondence	V-2
      C    Freedom of Information
           Requests	  V - 3
      D.    Uncontrolled/Tracking
           Correspondence	  V-3
      £    Correspondence  File
           Management	  V -4
      F.    Production	  V -5
      G    Mail	  V-6
      R    Telephones	  V-7
      I.    Telecommunications	  V-ll
      J.    Publications	 V-12
      K.    Hotlines	  V-13
      L.    Meetings with  Senior
           Administrators	 V-14
      M.    Public Affairs	  V-14
      N.    Confidentiality	  V-15
                                111

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              TABLE  OF. G O tt-T-E NTS (Continued)


                                                      Page
                                                    Number

VI.  OFFICE INFORMATION MANAGMENT	  VI-1

     OVERVIEW	  VI-1

     A.    Information  and Tracking
           Systems	.-•••.•:	  VI-1
     B.    OERR Site-specific Files '. . . . '.	  VI-4
     C    Superfund Docket	VI - 6

VII, .OFFICE AUTOMATION		VII-1

     OVERVIEW	VII-1

     A.    OERR Computer Facilities ,	VII-1
     B.    Available Software	VII-2
     C    WIC and NCC Support	!	  VII-2

VIII POLICIES, GUIDANCE AND REGULATIONS	VIII-1

     OVERVIEW	 . .	-. . ...,,	VIII-1

     A-.    Description	VIII-1
     B".    Procedure	VIII-2
     C    Reference	VIII-3

IX.   TRAVEL	  IX-1

     OVERVIEW.	  IX-1

     A.    Local Travel	  IX-1
     B.    Long-distance Travel	  IX-1

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              TABLE  O:F  CONTENT S^(ConUnued)


                                                       Page
                                                      Number-

X   IN-HOUSE FACILITIES/SERVICES	   X-l

     OVERVIEW	   X-l

     A.    Duplication	-	_•••••   X-I
     B.    Labor Services	A.......   X-3

XI.   PROCUREMENT	   XI-1

     OVERVIEW	   XI-l

     A.    Supplies	   XI-1
     B.    Equipment  and
           Administrative Services ...-.--... .  . .-... .	   ?CI-2
     C    Superfund  Program
           Contracts	   XI-3
     D.    Superfund  Interagency
           Agreements	   "XI-5

XII.  FINANCIAL MANAGEMENT	-...-.-	   'XII-1

     OVERVIEW	,.   XII-1

     A.    Superfund-specific
           Accounting	^   XII-1
     B.    Procedure	....:......	  XII-1
     C    Reference	*..**.._

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             TABLE  OF  CONTENTS (Continued)


                                                     Page
                                                    Number

XIII. SECURITY	  XIII-1

     OVERVIEW	  XIII-1

     A.   Common Issues	  XIII-1
     B.   Physical Security	  XIII-1
     C   Document Security	  XIII-2
     D.   Reference	  XIII-2

VIX. MISCELLANEOUS	  VIX-1

     OVERVIEW	  VIX-1

     A.   EPA and DOT
          Shuttle Buses	  VIX-1
     B.   Recycling		 VIX-2
     C   Smoking Policy	 VIX-3

     APPENDIX	 A-l
                               VI

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                    LIST  OF  EXHIBITS
                                                        Following Page
                                                          Number
I -1        Office of Solid Waste  and  Emergency
           Response	: .,, . ^, ,y, < I -1

1-2        Office of Emergency and Remedial
           Response	.,..,.	I -1

I - 3        Office of Program Management	-_t ,s. . .  . •• I -1

1-4        Hazardous Site Evaluation Division	-----  .. I--1

1-5        Hazardous Site Control Division	._, „,  .,.„ .1-1

1-6        Emergency Response Division	, ...<-.r. ..... I -1

I - 7        "Who to Contact" in OERR		,,.,	•« I - 3

II-I       Time Periods During the EPA Workday	11-2

11 - 2       OERR Flex-time Approval Form	  II - 3

11-3       Compressed Work Schedule (CWS)
           Implementation	  11 - 3

II-4       Request  for and  Authorization of
           Overtime Work
           (EPA Form 2560-7)	11 -4

11 - 5       T&A Batch Control Form	  11 - 5

II-6       Payroll  Distribution Timesheet
           (EPA Form 2560-28)	  II-6

II-7       Authorization  For Mailing  Pay Checks
           (EPA Form 2560-4)	It-7
                                vn

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              LIST  OF  EXHIBITS (Continued)
                                                        Following Page
                                                          Number
II-8       Request  by  Employee  for  Payment of
           Salaries or Wages by Credit  to Account
           at a Financial Organization
           (Standard Form 1198)	  11-7

III-l      Request  for Personnel  Action  (under  revision)
           (Standard Form 52)	  III-l

III-2      Application  for  Federal Employment
           (Standard Form 171)	  III-2

III-3      Financial  Disclosure Report
           (Standard Form 278)	:  III-3

III-4      Confidential  Statement of Employment
           and  Financial  Interests
           (EPA Form 3120-1)	III-3

III-5      Application  for  Leave
           (Standard Form 71)	  111-6

III-6      Performance  Agreement,  Appraisal,  and
           Certification
           (EPA Form 3115-24)	   III-9

III-7      Procedures for Filing  an  Affirmative  Action
           Complaint	  111 -11

III -8      Recommendation  for  Monetary Award
           (EPA Form 3130-1)	111-16

III-9      Employee Suggestion  Form
           (EPA Form 3130-2)	Ill-16

III-10     Suggestion Record and Evaluation
           (EPA Form 3130-3)	111-16
                                Vlll

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              LIST  OF  EXHIBITS (Continued)
                                                      Following Page
                                                         Number
IV-1       Request,  Authorization,  Agreement
           and Certification of Training
           (Standard Form 182)	  IV-2

IV-2       Request for Documentation	IV-5

V -1        Controlled Correspondence Chart	V - 2

V-2        Guidelines for  Congressional Correspondence ....  V-2

V-3        Controlled Correspondence	  V-4

V-4        EPA Miscellaneous Obligation Document
           (EPA Form 2550-10)	  V-6

V-5        Request for  Shipping  Service
           (EPA Form 1700-4)	V-7

V-6        U.S. Government Shipment
           (EPA Form 5180-8)	V-7

V - 7        Sending/Receiving Telecommunications	 V -12

V-8        Facsimile Request and Cover Sheet
           (EPA Form 5040-5)	V-12

V-9        Telegraphic  Message
           (Standard Form 14)	 V-12

VI -1       OERR Information and  Tracking System	VI -1

VII-1      EPA Software	VlI-2

VI1I-1     Creating  Regulations:
           Red Border Review	\ III-3
                                tx

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              LIST  OF  EXHIBITS (Continued)
                                                       Following Page
                                                         Number
IX-1       Claim  for Reimbursement for
           Expenditures  on Official  Business
           (Standard Form 1164)	  IX-1

IX-2       Travel Preparation  and  Reimbursement
           of Expenses	IX-2

IX-3       Travel Authorization
           (EPA Form 2610-1)	IX-3

IX-4       Travel Voucher
           (Standard Form 1012)	  IX-5

X-l        EPA Copy Centers and  Copy
           Equipment Operators	  X-l

X-2        Publication Review  Record and
           Printing  Request
           (EPA Form 2340-1)	X-2

X-3        Printing Procedures	  X-2

X-4        U.S. EPA Copy Center Request	X-3

X-5        Labor  Services Request
           (EPA HQ Form 5100-2)	X-3

X-6        Relocation Work  Sheet
           (EPA Form 5100-4)	X-5

X-7        Packing Instructions	X-5

X-8        Conference Rooms	X-6

XI-1       EPA Self-Service Store Shopping
           List/Sales Slip
           (EPA HQ Form 5130-2)	XI-1

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              LIST  OF  EXHIBITS (Continued)
                                                       Following Page
                                                         Number
XI-2       Publications/Forms  Request
           (EPA Form 2360-1)	XI-l

XI-3       Procurement   Request/Order
           (EPA Form 1900-8)	XI-2

XI-4       Processing Procurement Requests	XI-3

XI-5       Superfund Contracts Financial
           Management Roles and Responsibilities	XI-3

XIV-1      EPA Shuttle Bus Schedules	  XIV-1
           APPENDIX A -  OERR Administrative Officer,
                          Administrative Technician,  and
                          Administrative Contacts

           APPENDIX B -  Conus and Foreign  Per Diem Rates
                                XI

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                 KEY TO ACRONYMS
AA
AC
ADP
AL
AO

ARCS
ATP
AX

CBI
CEPP
CERCLA

CLP
CPU
CSRS

DA
DAA
DD
DHL
DOD
DOT

E-mail
ECAP
ECI
EEO
EEOC
EPA
ERD
ERCS
ERNS
ERT
ESAT

FAMS
FAN
FCC
FERS
FIT
FMO
FOIA
FSSD
FTS

GPO
GS
GSB/FSS
Assistant Administrator
Administrative Contact
Automated Data Processing
Administrator's Legislation
Administrative Officer or
Administrative Order
Alternative Remedial Contract Strategy
Annual Training Plan
Administrator's Correspondence Control

Confidential Business Information
Chemical Emergency Preparedness and Prevention Program
Comprehensive Environmental Response, Compensation, and
Liability Act of 1980
Contract Laboratory Program
Central Processing Unit
Civil Service Retirement System

Designated Agency
Deputy Assistant Administrator
Division Director
Independent express courier service
Deputy Office Director
Department of Transportation

Electronic mail
Employee Counseling Assistance Program
Enforcement Confidential Information
Equal Employment Opportunity
Equal Employment Opportunity Commission
Environmental Protection Agency
Emergency Response Division
Emergency Response Cleanup Services
Emergency Release Notification System
Environmental Response Team
Environmental Services Assistance Team

Financial and Administrative Management Section
Fixed Account Number
Funds Control Center (OPM/OERR)
Federal Employment Retirement System
Field Investigation Team
Financial Management Officer
Freedom of Information Act
Facilities Support Services Division
Federal Telecommunications System

Government Printing Office
Government Service
General Services Branch/Facilities and Support Services

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          KEY TO ACRONYMS  (continued)
HSCD
HSED

IAG
10
IOD

M&O
MES
MSPB

NCC
NPL
NSI

OARM
OCR
CD
OECM
OERR
OGC
OHRD
OHRM
OIRM
OPM
OPPE
OSC
OSC/RPM:
OSWER
OSWERs

PA
PC
PCSC
PMS
PO
POD
PODs/ODs
POLREPS
PR

RCRA
REM
RI/FS
RIN
RIN/FOIA
RMB
ROD
RTP
Hazardous Site Control Division
Hazardous Site Evaluation Division

Interagency Agreement
Immediate Office
Immediate Office Director

Management and Organization
Management and Evaluation Staff
Merit System Protection Board

National Computer Center
National Priorities List
National Security Information

Office of Administration and Resources Management
Office of Civil Rights
Office Director
Office of Enforcement and Compliance Monitoring
Office of Emergency and Remedial Response
Office of the General Counsel
Office of Humar Resources Development
Office of Human Resources Management
Office of Information Resources Management
Office of Program Management  •
Office of Policy. Planning, and  Evaluation
On-Scene Coordinator
On-Scene Coordinator/Remedial Project Manager
Office of Solid Waste and Emergency Response
Correspondence generated and responded to within OSWER

Personnel Actions
Personal Computer
Personal Computer Site Coordinator
Performance Management System
Purchase Order
Priority Office Director
Correspondence generated and responded to within OERR
Pollution Reports
Procurement Request

Resource Conservation and Recovery Act of 1976
Remedial Planning
Remedial Investigation/Feasibility Study
Request for Information
Freedom of Information Act Request
Regulation Management Branch
Record of Decision
Research Triangle Park
                              xlii

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          KEY  TO ACRONYMS (continued)

SCAP      =     Supcrfund Comprehensive Accomplishments Plan
SOB       =     Statistical Data Base
SES       =     Senior Executive Service
SPMS      =     Strategic Planning and Management System
SWERs    =     Correspondence for OSWER Director

TA         =     Travel Authorization
TAT       =     Technical Assistance Team
TES       =     Technical Enforcement Support
TIP        -     Sample Tracking and Invoice Payment System
TTY       =     Tele-type
TV         =     Travel Voucher

WIC       =     Washington Information Center
                              xlv

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I. INTRODUCTION

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                         I.  INTRODUCTION
A.    OERR'S MISSION
                      The mission of the Office of Emergency and Remedial
                      Response (OERR) is to administer the Comprehensive
                      Environmental Response. Compensation and Liability
                      Act (CERCLA). OERR. which was established in 1981
                      following the passage of CERCLA in 1980.  is respon-
                      sible for managing the remediation of hazardous sub-
                      stances, spills and uncontrolled hazardous waste
                      sites.

                      OERR. under supervision of the Director, is respon-
                      sible for maintaining the support activities of its three
                      divisions and program management office: Hazardous
                      Site Evaluation Division. Hazardous Site Control Divi-
                      sion. Emergency Response Division, and the Office of
                      Program Management.  See Exhibits 1-1 through 1-6
                      for an outline of the organizational structure of the
                      Office of Solid Waste and Emergency Response
                      (OSWER) and OERR.
B.
PURPOSE OF THE MANUAL
                      This Administrative Procedures Manual has been
                      developed for OERR to document standard OERR and
                      other EPA general administrative policies and operat-
                      ing procedures.  It has been prepared in accordance
                      with EPA Order  100.24, which requires that all EPA
                      offices establish, develop, and maintain an internal
                      administrative control system.

                      The manual summarizes the most current OERR-
                      specific and Agency-wide administrative policies and
                      procedures and  presents methods for efficiently con-
                      ducting administrative actions. Although the manual
                      is designed to serve the specific needs of OERR divi-
                      sion managers and administrative personnel, it also
                      serves as a useful reference tool for all OERR staff.
                      The OERR Administrative Procedures Manual, how-
                      ever, does not redefine existing Agency-wide policies
                      and procedures.  Rather, it is intended to complement
                      overall EPA requirements.

                                                           October4. 1988
                                                                 Page I-1

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                                       Exhibit II
                            Office of Solid Waste and Emergency Response
PERSONAL
  STAFF
                               ASSISTANT ADMINISTRATOR
                  DEPUTY
          ASSISTANT ADMINISTRATOR
                       OFFICE OF PROGRAM
                  MANAGEMENT AND TECHNOLOGY
                     PREPAREDNESS
                         STAFF
  OFFICE
    OF
SOLID WASTE
     OFFICE
      OF
WASTE PROGRAMS
  ENFORCEMENT
      OFFICE
       OF
  EMERGENCY AND
REMEDIAL RESPONSE
    OFFICE
     OF
UNDERGROUND
STORAGE TANKS

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                                                      Exhibit 1-2
                                        Office of Emergency and Remedial Response
                                                                                                                                 10/4/HI
         OFFICE OF THE DIRECTOR

         Director  - Henry  L. Longest II
            Deputy -  Waller Kovallck
ACTING EXECUTIVE
      OFFICER
  Cherrl  Hiwklni
                                                           OFFICE OF PROGRAM
                                                              MANAGEMENT
                                                         Acting  Deputy  Director  .
                                                              Clem  Railalicr
                                fOLICY * ANALYSIS STAFF
                                        Director -
                                     Arthur Weltiman
                   MANAGEMENT ft
                 EVALUATION  STAFF
               Director - Jeffrey  Byron
                                               CONTRACT OPERATIONS
                                                    REVIEW AND
                                                 ASSESSMENT STAFF
                                           Acting  Director •  John  Coimlock
             RESOURCES MANAGEMENT
                      STAFF
             Director  -  Thorn** Sbeckclli
    HAZARDOUS SITE
 EVALUATION DIVISION
Director - Stephen Llnglc
 Dcputj -  Lawrence Reed
   SITE ASSESSMENT  BRANCH
    Chief • Penelope  llanscn
   ANALYTICAL OPERATIONS
            BRANCH
       Chief - Join Barnci
    HAZARD RANKING AND
       LISTING  BRANCH
         Chief -  Vic.nt
 W/S/S/S//////////////////////////:/
      "S INTICr.HATION  likANCIl
       hlcf - l>»vtd lUnnell
  HAZARDOUS SITE
 CONTROL DIVISION
Director • Ruiicl Wyer
 Deputy •  Paul Nideau
                                               YSSSSSSS/7SSSSSSSSSSSSSS/S/S/S/SM
     SITE POLICY AND
    GUIDANCE BRANCH
 Chief .  J.  William Hanson
  REMEDIAL PLANNING  AND
     RESPONSE  BRANCH
 Acting Chief •  James Vickcry
DESIGN  AND CONSTRUCTION
   MANAGEMENT BRANCH
Acting  Chief - Ilirold Snydcr
     STATE AND l.i"'AL
  CDORlllNATKtN      VCII
    Chief -  Murmy     lun
   REMEDIAL
  PLANNING &
ANALYSIS STAFF
 Acting  Chief -
 Waller  Johnton
   EMERGENCY  RESPONSE
         DIVISION
  Director  -  Timothy  Field*
Deputy  -  Hani Crump-Weliner
                            RESPONSE OPERATIONS
                                   BRANCH
                            Chief  •  Bruce Engelberl
                                                                                                           'SSSSSSSSSSSSSSSSSSSSSSSSSSSSSSSSSS.
                          RESPONSE STANDARDS AND
                              (RIIERIA BRANCH
                              Chief -  John Rlley
                          ENVIRONMENTAL RESPONSE
                                   BRANCH
                            Chief - Jokeph l.«forn«ri

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                                               Exhibit 1-3
                                     Office of Program Management
                                            OFFICE OF PROGRAM
                                               MANAGEMENT
                                       ACTING DEPUTY DIRECTOR -
                                                 Clem Raslaller
                                                                                          Keglunal  conlmcl  »»ae»inenl
                                                                                          and  assUlunce
                                                                                          QA/QC
                                                                                          Procurement  strategies and I'KII
                                               CONTRACT  OPERATIONS
                                                     REVIEW AND
                                                  ASSESSMENT  STAFF
                                                  ACTIM; DIRKCTOH -
                                                     John Comsluck
                                                                                                                           itt
  POLICY  AND ANALYSIS
           STAFF
DIRECTOR - Arthur Welssman
 r/SS/SS//SSSSSSSSSS//SSS/SSSSSSSSSSSSS
     ARARt training
     Slate ARARi
     RCRA  policy  oversight
     ARAR  compliance  policy
     NCP
     Eiecullvc  Order
     Delegations
     Risk/health  Issues/ATSDR
     Guidance  study
     Annual  Report  to Congress  on
     Supcrfund
     Cross-culling  policy  Issues
     Docket,  Directive!  management
     Strategic  planning
      COMPLIANCE WITH
     OTHER LAWS SECTION
      Chief - Marilyn Stone
    IEGULATORY & SPECIAL
      PROJECTS  SECTION
       Chief - Philip Jalbert
  MANAGEMENT AND
  EVALUATION  STAFF
DIRECTOR • Jeffrey Byron
      Management ADP tyslcmi
      Accountability   tracking
      Program  evaluation
      Tcckalcal  ADP  systems
      ADP  admlnlslralloa
     MANAGEMENT SYSTEMS
           SECTION
         CHIEF -  Vacant
    SYSTEMS COORDINATION
           SECTION
     CHIEF  - Michael  Cullcn
    Y/S/S//S/7W/S/SS/S/SS////S/////.
 RESOURCES MANAGEMENT
           STAFF
DIRECTOR - Thomas  Sheckells
      AdmlnUlrallve  services
      Financial policy A  procedures
      Financial accounting and
      tracking
      Budget  formulation
      Kckource  allocation
      Program  forecasting
      Contract  management

         FINANCIAL AND
         ADMINISTRATIVE
      MANAGEMENT SECTION
     CHIEF -  Deborah Dietrich
          BUDGET AND
     FORECASTING SECTION
     CHIEF • Terry Ouverton

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                                                                          Exhibit  1-4
                                                            Hazardous Site Evaluation Division
                                                                                                                                                            10/4/8*
                                                                            HAZARDOUS SITE
                                                                         EVALUATION  DIVISION
                                                                 DIVISION DIRKCTOR - Stephen I.inglt
                                                                    DKI'UTY DIVISION DIRKCTOK  -
                                                                               Lawrence  Reed
      HAZARD RANKING
      A LISTING  BRANCH
        CHIEF -  Vaunt
•   Implcmeal rolled  MRS

•   Evaluate revised  MRS  for
    Icchnlcal  cbangei  under SARA

•   Develop  and  refine NPL
    ellglblllljr   pollclet

•   Develop  and  nnallsc  NPL  Updalci

•   Provide QA on  NPL  propoiali

•   Improve quality  of Regional
    NPL  lubmliiloni

•   Phaic-ln ac»  NPL lupporl  contract

•   Respond  to   Inqulrlci/cballengei
    am lining  of  NPL illei
              NPL  POLICY/IIRS
            REVISIONS  SECTION
           CHIEF  • Suiannc  Well*
              NPL OPERATIONS
                   SECTION
            CHIEF •  Sandra Crystal
   SITE  ASSESSMENT
        BRANCH
         CHIEf -
     Penelope Haaicn
Manage  FIT contract lo meet
Region's needs and  ensure  proper
contract  oversight

Train Refloat/Stales an  revised
IIRS field  data rcejulremcnls and
respond  lo  slle-speclfic  problems

Provide  revised  SI/LSI  guidance

Recommend/Implement   policies
on  CERCLA  Unlvene  Including:

 -  EPI (wllh OWPE)
 •  Federal  I'scllll.  («llb  OWPE)
 -  Indians
 •  Sublllle  D

 Provide  Regions/Slates villh  tools
 lo  aislsl  In  Superfund priority
 selling
     SITE EVALUATION AND
       GUIDANCE SECTION
      CHIEF • Jamci Jowcll
     SITE OPERATIONS  AND
      CONTRACTS  SECTION
     CHIEF  -  Scoll Fredericks
   ANALYTICAL
   OPERATIONS
      BRANCH
 CHIEF • Joan  Barnes
Develop  organic  and  laurganlc
technical  protocols and  at*
CLP services

Meaage over  !••  CLP
laboratories

Eaiure conililency  of
analytical  methods

Manage IS AT

Manage  Sample Management
Office

Streamline analysli and  dala
review

Establish  national Q'A  melhodi
and procedure!

Mslnlaln  analytical  dma  hue
for  illes
INORGANICS CLP SECTION
     ACTING CHIEF •
      William Laogley
      ORCANICS CLP
         SECTION
     CllltF  • Joan Flih
                                                                                                 KECIONAI. Ol'KHATIONS
                                                                                                        SECTION
                                                                                                 rillKF •  Mlihmrl drier
         TOXIC
     INTEGRATION
        BRANCH
 CHIEK  • David Bcnncll
Provide  Regions  with Immediate
np«rl   beallh/cnvlroaaicnlal
iclence  rcipoaici  lu RI/F&
lisues

Update Superfund  rlik dull
bates  md  caivrc  conililcncy/
ullllljr of other d»l» bates

Provide  TA In Regions  on the
rolled  public  health and
ecological  evaluation  manunls

Coordinate wllh AT&UR and  lead
EPA/ATSDR  dlipule  rciolullon
proccn/rollow-up  on  Regional
problems

Evaluate rciullt  of  Section  III
Ihrce-clljf lead pilot  program
for  loll clean-up/blood-lead-
letel  correlation
  TOXICS INTEGRATION
        PROGRAM
   CHIEF -  Bruce Meant
   REGIONAL SIIPPOKT
        PROGRAM
    CHIEF • Sandra Ue
                                                                                                                                        *r*rrrrr'*"Trrrrrrrrr

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                                                                       Exhibit J-
                                                           Hazardous Site C^..iTol Division
                                                                HAZARDOUS SITE CONTROL
                                                                          DIVISION
                                                                    Director  •  Ruiul  Wycr
                                                                 Deputy Director  - Paul Nadcau
                                                                    REMEDIAL PLANNING
                                                                    AND ANALYSIS STAFF
                                                                        Acting  Chief  -
                                                                       Waller  Johnion
                                                                                                         . Manage  Sl'AI'/SPMS  large!  idling  and evaluation
                                                                                                         . Manage  nalluaal remedial and  Dlvlilon budgcli
                                                                                                         . Provide  CEMfLIS Interface  and prepare tcnlar
                                                                                                           tnanagcmcal  reparli  and analy***
                                                                                                         . Prepare  workload model  and  meaiurei
                                                                                                           Improvement!
                                                                                                         . Provide  admlnlilrallvc  support  for Ulvlilon
SITE POLICY  AND GUIDANCE
          BRANCH
  Chief  •  J. William  Hi
Develop  and flnallic  NCP remedial
proceii and  •election  of  remedy
• aclloni
Floallte RI/FS  and ROD  guidance
Develop  performance-baaed guidance
for recurring problem!
Provide ground  water, aoll nnd
rcildual*  technical eypporl
Conduct  lelecllon  of  remedy
worhehope
Collect data, develop  rule and
provide  technical  aaililnnce
for loll and  debrU land ban
Conduct  Regional  review* and
provide  Inlerprogram  coordination
Support  Reaulhorlsallon
    PROGRAM DEVELOPMENT
            SECTION
          Acting  Chief  -
       REMEDIAL ANALYSIS
             SECTION
        Chief • Bcliy Shaw
 REMEDIAL PLANNING AND
     RESPONSE  BRANCH
Acting  Chief  •  Jamea  Vlckery
                                                rrrrrrrrrrrrrrrrrfrrfrrfrrfj
  Provide  elle-ipeclflc  technical
  and Irealahlllly  iludy
  lupporl  durlag  RI/FS
  Prepare  ROD  Update!, aaalyiei,
  tread*   naa*«*m*ali
  Conduct  technical forum* nad
  RI/FS  and ROD workihopi
  Provide  RI/FS  management lupporl.
  Including SCAP, SPMS.  SARA  target*:
  Stale coordination; ORD  tracking  and
  coil/icbedule   Improvement!
  Support  community  relelloni  and
  TAG programi
  Support  rciponi*  clalmi and  mlied
  funding  Inlllallvei
     REMEDIAL PLANNING
           SECTION
         Chief  • Vacant
      REMEDIAL RESPONSE
            SECTION
    Chief • Rnndy  Kallrelder
DESIGN AND CONSTRUCTION
— MANAGEMENT BRANCH
Chief • Harold Snyder
Manage REM J, 4, S & a
Contract*
71
•\
\


Manage MOU* with Corp* and
HUREC

Provide ARCS Implementation
aupporl, Including Regional
training and advice on coil
control and performance
evaluation*



Manege Regional Admlnlilrallve
Support Contract

Provide Regional Coordinator
RD/RA lupporl, Including

technical aulilaoce, change
order*, clalmi, performance
evaluation!. Information
Irnnifer


Manage RD/RA program, Including
SCAP. SPMS, SARA largcU
;
budget priorities GAO/lfi audit
reiponie*

Develop and Implement RU/RA
guidance and training

REMEDIAL CONSTRUCTION (7,
MANAGEMENT SECTION
\
Chief • Nancy Wllll. H

                                                                                                 REMEDIAL ACTION
                                                                                                CONTKAC1S SECTION
                                                                                                 Chief -  John Smith
Direct  and  fupporl  Male pro-
gram   development,  Including
SMOA,  CORE; capability
aiieeimenli;   reciprocal
concurrence;   Informallon
Iranifcr
Evaluate  Stale  technical and
admlnlflrallv*  performance
Develop/maintain  Stale
participation   guidance
Menage  conillluency  grand,
e.g.,  ASTSWMO
Conduct  ipcclal  Inlllallvci,
e.g.,  Indian tribe  and
municipality   Involvement
Support  Heaulhorliallon •
Stale  role
                                                                                             STATE INVOLVEMENT
                                                                                                   SECTION
                                                                                                Chief •  Jan Wine
                                                                                             STATE REQUIREMENT
                                                                                                   SECTION
                                                                                               Chief -  Bill KOM

-------
                                                            Exhibit 1-6
                                              Emergency Response Division
                                                 EMERGENCY RESPONSE
                                                         DIVISION
                                                  Director - Timothy  Fields
                                          Deputy Director -  Hans Cruiup-Weisncr
                                              Special Assistant • Donald  Kraft
RESPONSE OPERATIONS
        BRANCH
 CHIEF • Bruce Engelbcrt
    Manage TAT Zone* I and II
    conlracli
    Manage ERCS  Zones I-IV
    conlracla
                                      \
ERNS
SKKA  Summary
KKT  Liaison
RESPONSE  STANDARDS
AND CRITERIA BRANCH
   CHIEF •  John Rlley
   EASTERN SECTION
    (REGIONS  I • IV)
 CHIEF - Mark  Mjoniss
    WESTERN SECTION
     (REGIONS V . X)
 CHIEF - Linda Carciynskl
   Slat*  Lead  Removal Guidance
   Consistency  Waiver
   Drinking  Water  Action Levels
   Land  Disposal  Restrictions
   Engineering  Evaluation/Cost  Analysis
   (EE/CA)
   Operation  and  Maintenance
   Coast  Guard  MOU
   Removal Procedures Guidance
   Local  Government  Reimbursement
   Regulation
   CERCLA  Haiardous Substance  Designations
   Hcporlable Quantity  Adjustments
   Radlonuclldcs
   Potential   Carcinogens
   Oil Discharge
   Hotline
   Continuous   Releases
   Federally-Permitted  Releases
                                                    RESPONSE POLICY,
                                                       GUIDANCE &
                                                    SUPPORT SECTION
                                                   illKF -  Prl>tlna
                                                        RESPONSE
                                                   REGULATION SECTION
                                                  CHIEF - Barbara ll»>Ugc
       ENVIRONMENTAL
      RESPONSE  BRANCH
    CHIEF  • Joseph
 •  Engineering  Evaluation
 •  Incineration  and
    Alternative   Technology
 •  Site-Related  Information
    Management
 •  t'EHP  Invcillgallon
 •  Facility  Intpccllon
 •  Substance  Detection
    Investigation
 •  Alternative   Technology
 •  Soil  (ias  Monitoring
 .  UST  Investigation
 •  Rlkk  Assessment
 •  Gcobydrologlc
    Investigations
                                                                                                          OPERATIONAL
                                                                                                        SUPPORT SECTION
                                                                                                       CIIIKK .  John Gilbert
                                                                                                                                      10/4/88
• Training
• Health  and  Safely
• Emergency
  Planning
• Kadlallun
* Air  Monitoring
* Occupational
  Health  & Safely
* Air Sampling
  Chemical
* Transport Studies
  Toxicology
• Water.  Sulli  and
  Sull  Vapor  Sludlci
                                                       ANALYTIC SUrTOKT
                                                            SECTION
                                                      CIIIKK • Kodnei  Turpln
                                                    ENVIKONMKNTAI. IMPACT
                                                            SKCIION
                                                      CHUT -  Koyil N.Jtju
                                                                                                      l'f-~, "'•',-.'

-------
                      This manual summarizes relevant OERR and other key
                      Agency policy and procedures and refers OERR staff to
                      appropriate existing guidance for greater detail on a
                      specific topic.  Copies of most of the guidance docu-
                      ments referenced in this manual are available from the
                      OERR Administrative Officer. Further clarification of
                      Agency policy exists in the OERR Employee Orienta-
                      tion Guide. The orientation manual also contains an
                      OERR telephone list, maps of Waterside Mall, a key
                      locations list, an OERR functional statement, and a
                      description of the Superfund program.

                      The Administrative Procedures Manual has been or-
                      ganized into fourteen chapters with individual topics
                      cross-referenced throughout the manual, as much as
                      possible.
C.    GENERAL ADVICE FOR CONDUCTING ADMINISTRATIVE ACTIONS
                      To ensure timely response or action on requests for
                      administrative action, it is essential to plan and sub-
                      mit appropriate papers well in advance of the expected
                      action.  When pursuing and seeking approval on an
                      administrative action, staff should consider and be
                      knowledgeable of the following:

                      •     Required documentation and number of copies

                      •     Internal steps and external requirements for
                            review and approval

                      •     Total length of time it  takes to process paper-
                            work (estimate and plan for this)

                      •     Names of contact people and appropriate timing
                            for inquiries and interviewing

                      •     Sequence of events (see flow charts throughout
                            the manual).

                      Staff should review the policy and procedures ahead of
                      time and contact designated individuals or offices with
                      questions. Exhibit 1-7 provides a reference list of these
                      designated individuals who can provide further assis-
                      tance in completing specific administrative tasks.
                                                             October 4. 1988
                                                                   Page 1-2

-------
                                   Exhibit 1-7

                           "Who to Contact" in OERR
    TYPE OF ASSISTANCE
OFFICE/
DIVISION
             CONTACTS
 Administrative: furniture,
   telephones, maintenance,
   etc.
 Funds:  document control
   numbers, account numbers.
   etc.
 Payroll: timecards, timesheets,
   checks, etc.

 Personnel

 Property Passes
 Tax Information
 Training: procedures, policy,
   forms, course availability, etc.

 Travel:  includes Diner's Club
   Card

 Telephone Repairs
 IO, OPM

 ERD
 HSED
 HSCD

 OERR
 OERR


 OERR

 OERR


 OERR


 OERR


 OERR


 OERR
B.J. Alston (FTS 382-2236),
Sharon Blandford (FTS 382-4054)
Jannie Williams (FTS 475-8720)
Jackie Eaton (FTS 475-8600)
Amy Brooks (FTS 382-4632)

Secretaries, Doretha Vaughan
(FTS 475-8101)
Sandra Davis (FTS 475-8100)
Timekeeper
Sharon Blandford (FTS 382-4054)

B.J. Alston (FTS 382-2236)
Sharon Blandford (FTS 382-4054)

Customer Assistance (FTS 382-5116)
B.J. Alston (FTS 382-2236)
Secretaries
Telephone Repair (FTS 382-2267)
Note: If  the  assistance you seek is not listed, please see the secretary
     for your  office.

-------
 II. GENERAL
PROCEDURES

-------
OVERVIEW
                     H.  GENERAL PROCEDURES
                       The purpose of this chapter is to provide OERR per-
                       sonnel with a concise description of policy and proce-
                       dures and references for general administrative ac-
                       tions. Specifically, this chapter includes information
                       on staff responsibilities, authorization procedures.
                       work periods, flex-time, overtime, holidays, timekeep-
                       ing/times heets, and paychecks.
A.
OERR STAFF AND RESPONSIBILITIES/AUTHORIZATION POLICY
      1.   Description
          Procedure
          Reference
                      The Agency Administrator has been delegated the
                      responsibility by the President to authorize (approve/
                      disapprove) all program/policy and administrative
                      actions undertaken within the Agency. The Adminis-
                      trator has delegated responsibilities for specific actions
                      to certain Agency officials. Each staff member is re-
                      quired to complete a position description which clari-
                      fies his/her particular role and responsibilities.  The
                      Delegations Manual also defines current delegations of
                      authority.
                       Staff responsibilities are designated by the employee's
                       supervisor and documented in the employee position
                       description.  Further details on general administrative
                       actions and authorization procedures are provided in
                       Chapter 3. Section F. Performance Management Re-
                       views and Appraisals.
                       Refer to Appendix A of this manual for details of OERR
                       administrative staff. See the Administrative Contact
                       for a copy of the Delegations Manual.
                                                              October 4. 1988
                                                                   Page II-1

-------
B.    WORK PERIODS
      1.   Description
          Procedure
     3.   Reference
                      Daily work periods for full-time employees consist of
                      8 hours plus a 30-minute lunch period.  These em-
                      ployees have a regularly scheduled 40-hour weekly
                      tour of duty. Part-time employees have a regularly
                      scheduled 16- to 32-hour weekly tour of duty, which
                      varies depending on individual appointment.
                      All employees are to report to work according to their
                      designated schedule, which may vary depending on
                      employee status (full- or part-time) and flex-time
                      schedule.
                      Employees should discuss the details of work periods
                      with their supervisors.
C.   FLEX-TIME
      1.   Description
                      The use of the flex-time system permits employees to
                      arrive and leave work at their preferred hours provided
                      their needs are consistent and compatible with the
                      needs of their division and supervisor. The time em-
                      ployees choose to arrive dictates the hours they may
                      leave, always working an 8-hour day.  There are core
                      hours from 9:30 a.m. to 3:30 p.m. during which all
                      employees must be working. The government guaran-
                      tees a full range of services to the public during the
                      customer band from 8:00 a.m. to 4:30 p.m. That por-
                      tion of the day during which employees may select
                      times of arrival and departure is between 7:00-9:30
                      a.m. and between 3:30 - 6:00 p.m. Exhibit II-1 pres-
                      ents a detailed chart of these time categories. For em-
                      ployees arriving or departing at hours other than the
                      customer band, prior supervisor approval is needed.
                                                            October 4. 1988
                                                                 Page II-2

-------
                         Exhibit II-1

                   Time Periods During the
                        EPA Workday
      a.m.
    Flex-time
    (2 1/2 Hours)
7:00 a.m.
9:30 a.m.
Core Period
       p.m.
     Flex-time
     (2 1/2 Hours)
3:30 p.m.       6:00 p.m.
                  f'jt^V V'tA tt/*ft* yff,s>i"»V' -wifc' '"»'»» »'
                   Customer .Band
8:00 a.m.
                                                  4:30 p.m.

-------
      2.   Procedure
     3.   Reference
                      The Flex-time Approval Form (Exhibit II-2) should be
                      submitted to first and second line supervisors for
                      approval in advance. Once a flex-time schedule is estab-
                      lished, it must be adhered to in a uniform manner, i.e..
                      the same starting and departure time daily.
                      For further information, staff should see their designated
                      Timekeeper. Administrative Liaison or the Administrative
                      Officer (Appendix A). For further details on policy and
                      procedures, refer to the EPA Flex-time Handbook.
D.
COMPRESSED WORK-WEEK
      1.   Description
                     The compressed 80-hour work schedule is eight 9-hour
                     days, one 8-hour day. and one Friday or Monday off per
                     pay period. All permanent and temporary full time
                     OSWER non-professionals (no positive education require-
                     ment for job series), managers and supervisors may
                     participate.
          Procedure
          Reference
                     Employees must work between 7:00 a.m. and 6:00 p.m.
                     Attendance during the core period. 9:30 a.m. until 3:30
                     p.m.. is required.

                     Participants interested in establishing a compressed work
                     schedule should obtain information and a request form
                     (Exhibit II-3) from their secretary. The completed form
                     must be submitted to the supervisor for approval.
                     Further information is available from the timekeepers.
                                                             October 4. 1988
                                                                  Page II-3

-------
                       Exhibit II-2
 OFFICE OF EMERGENCY AND REMEDIAL RESPONSE
                Flex-time Approval Form
           Name.
         Position.
         Regular Starting Time.
         Regular Ending Time.
         Regular Lunch
     DisacDroved
     Approved
Supervisor
Date
Supervisor
Date
Comments:

-------
                           Exhibit H-3
              UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                        WASHINGTON. O.C. 20460
•l «oo'
                           JUL   I
                                                 SCL'3
  MEMORANDA

  SUBJECT:   Compressed Work Schedule (CWS)  Implementation

  FROM:
  TO:
Robert J. Knox, Chair
Human Resources Council

J. Winston Porter
Assistant Administrator
                                     AC
      Attached  for  your  signature is OSWER's Compressed Work
  Schedule  (CWS)  Plan.  Our target date for implementation is
  August  1.  As  you  know,  at this time, eligibility to
  participate  in  the CWS  program is limited to managers/supervisors
  and AFGE  bargaining unit employees.

      Outlined  below is  our CWS implementation schedule:
 Action:

 Train Administrative Officers (AOs)/
 timekeepers

 Submit plan  for Assistant  Administrator's
 signature

 Optional follow-up  training for
 AOs/timekeepers

 Conduct CWS  briefing for managers/
 supervisors

 Announce/distribute compressed program plan

 Employees complete  and  submit schedules
 to managers/supervisors fcr approval

 Managers/supervisors approve and
 forward schedules to timekeepers

 Implementation

 Evaluation period
                                    Timeframe:

                                    June  30


                                    July  1


                                    July  7


                                    July  13


                                    July  14

                                    July  18


                                    July  25


                                    August  1

                                    September 1988
                                    January 1989

-------
                              -2-

                     Exhibit n-3  (continued)
     Thank you for supporting the  Council  in making OSWER's
compressed program a reality,   we  are  hopeful that in the
near future all OSWER employees will have  the opportunity to
go on the Program.

Attachment

-------
  Regular
  Hours
  Code 4
  Peirarks
  Over time
              Exhibit H-3  (continued)

   C;*ER  Compressed Work Schedule  (CVS) Definitions

 Feguiar hours total ixjsc be 80.  Under the "R33"  (regular
 hours coi'-T.n.  record "9" for eight days and "8" for one
 day,  the total  adding up to "80" hours.  Nothing  snouid
 be in the "REC" column on the employee's day off  (exairpies
 of compressed week schedule tijnecards  are attached).

 In the "CD"  (code column) next to the  "REE" column, place
 a "4" .if you  have a number in the "RIG" column.   (Code 4
 rnear.s 80-hour biweekly tour of duty tut the basic workday
 exceeds eight hours per day.)

 On the initial  timecard for a compressed biweekly work
 period,  in "REMAFKS" space, the EPA Payroll Office .has
 suggested the following pnrase "Initiation of Compressed
 Work  Schedule."

 It is the policy of   E?A to   cc^enoate PLSA exa
 employees in  grades GS-13 and below with paid overt

 Cverti.-ne  work is recorded in the "O.T." column as
 previously dene.  However, do not put anything in the
 "CD*  colum next to the "O.T." column.

 If  the employee works on his/her scheduled day off.  these
 hours are recorded in the "O.T." column, not in  the
 "REC" hours column.
 Compensatory
 Tune Worked
 (Cotnpti.Te)
with an equivalent
 Leave
 Change in
 Schedule
Special
Situation
Comptune worked is recorded  in the "C.T. Work" column as
previously done.

If the employee works on his/her scheduled day off.  these
hours are recorded in the "C.T. Work" column, not in
the "RS3" hours column.

When an employee uses annual or sick leave for the entire
day on a scheduled 9-hour day. the leave is recorded as
9 hours of annual or sick leave, not 8 hours of leave.

If an employee uses annual or sick leave for the entire
day on the scheduled 8-hour day, then the leave is recorded
as 8 hours of annual or sick leave.'

If an employee uses a fraction of a day then the hours
used are recorded as previously done.

An employee cannot change to a ccnpressed work schedule  in
the middle of a pay period.  This change mst  take place
at the beginning of a pay period, with  the approval  of  the
supervisor.
If  you  run into a  question  you cannot answer  or a
problem you're unable  to resolve,  contact Maureen No La:
Payroll Office, 332-2673 for  assistance.

-------
                           Exhibit H-3  (continued)
 ?av Period  A pay period  ( pp)  is 50-nours  in duration.   It  begins  the
 firstSunday anc ends tne  second Saturday  of crre  50-hour  week.

 The following are the pay  periods  for  the  CWS timerrame  beginning  August
 1, 1953 and ending January 25,  1959.
 ?p ss-23
 begins July 21 (Aug  1 - CWS starts)
 encs August 13

 ?P 55-2-^
 begins August ^
 encs August 27

 ?? 55-25
 begins August 25
 enas September 10

 ?? 55-25
 begins September 11
 encs Septer.ser 2-»

 ?? 39-1
 begins Sept 25
 enas October, 3

 ?P 89-2
 begins October 9
 encs October 22

 PP-59-3
 Begins October 23
 Ends Novemoer 5

 r? =9 —
 begins Noverrber 6
 encs November 19

 ?? 59-5
 begins November 20
 ends December 3

 ?? 39-6
 Begins December 4
     December 17
?? 39-7
begins December  18
ends December 31

PP 39-3
begins January 1
ends January 14

PP 89-9
begins January 15
ends January 23 (pilot CVS ends)

-------
                           '-cr.;rs = £5C «or.< fc.-.ecula
 In example  1:

 You will noce  that  nothing  is  in the "3EG" column  cor  the  second  Fridav
 of the pay  penoa.   This  is  the cay "off".  Also,  the  first  Friday  is  tr.e
 s-hour iay  for  the  pay  period.
   0	L
  SO
                                                           Initiation of
                                                           compressed wc
                                                           scnecule.
 In  erar:sle 2:

   ••  5 = ;cnd Mcr.day of the  pav  perioa is tr.e day  "off" and therefore no:.-..
    in  the "REG" column  for  tne  second Monday.   Also, cne first Mcncay i.
 5-hour  cay for the pay  period.
 o  _
 i. „:*	
50
                                                           Initiation  of
                                                           compressed  worst
                                                           schedule.
                                                           >•«•.« lUfcl • •*»•'%«

-------
 lr.  example  3:               Exhibit II-3  (continued)

 The first Monday of che pay period  is a Holiday  and is also che 3-hour dav
 for che  pay period.



-» -«.
. "^
5 Ml —
<; .. -j.
9 **. C:
a <* z: • i
9 - -

_
9 i :?'
Q ^ 30 •
G ^ " •
5 -k
Q ^

•0

1
-




.
1









•



••














•

•
..-
	 ._.
.
1
•
1

1 1








' 1


... - ^




,














- •
.<».»«
....
iniciacion oc
compressed work
schecule



.-. .... . :»,..
« • * ^- i

	 — • - ' —.-••
i


In exarnale  -^:

The second  Monday  of che pay seriod  LS  che  day "off".  3uc  che  employee
worked : hours,  therefore'the" "5" hours  is  puc in che "Q.T."  (overci.r.e )
coLu.r.n.
       _3 5.
          •ya
                                                          Iniciacior.  of
                                                          compressed  r-ork
                                                          schedule

-------
                          Exhibit n-3  (continued)
                        Sample  of completed  form


                       CJ«PRESSES WCRK SCHEDULING RECUES1
Employee nane_

Organization
 eginning AU^MSC  i.  igag  an(j  anding  October 77.  1933
    :.   I wish  to participate in the compressed -workweek plan and
        the  following recuest for my pay period schedule.  I reouest tr.e
        following pay period schedule.  (Indicate starting and leaving
        ti.-ne en work days and "off" for day off.)
                1 Mcrday  I   Tuesday  I   Wednesday  I   Thursday   I  Friday
week
Week
I
2
of
of
=P
?P
I i
1 1
F
! '
'7:00— : 30
7:00--: 3i
7 :00-4 : 31
D 7:00-4
) 7:00-4
i
i
:30 f
:30 '
7:00-4:
7:00-4:
30
30
7:00-3: 3

    II. I do net want to participate in the program.
           Bnployee Signature                                     ~ate
                     Approved        	Disapproved
                             Division Director Or Octree Director Signature

-------
                            Exhibit n-3  (continued)


                        C3HPBESSSS. WCRK SCH5EULIMG SSCUES7
Employee nane_

Organ izaticn_

Beginning	
        I wish to participate :n the compressed workweek plan and
        the following recuest for my pay period schedule.  I reouest tr.e
        following pay period schedule.  (Indicate, starting and leaving
        time on work days and "off" for day off.)
! .Mcrdav ' Tuesdav 1 Wednesday ' Thursday ! rridav
Week 1 cf PP
Week 2 of PP
: * I
! 1 ! !
! 1 f I
! I '1
! ! 1
    II.  I do  net  want to participate in the program.
            Bnployee Signature                                      >-ate
                      Approved        	^Disapproved
                              Division Director Or Occice Director signature

-------
                  Exhibit n-3  (continued)
       CSW£?  5-4/9 CC.M??ESS£3  WO??  SCHEDULE  ?L4N
?'J??CSE.  This order  provides  tne  plan  for  *  voluntary  5-4/9
compressed wor<  schedule  program  in  osws?.   Eligible
employees wisning  co  participate  in  the program  TIUSC obtain
prior supervisory  acprovai.   This  plan  goes'into effect
August  i", 1983 for a  trial  period  of  6  Tiontns.   Eliqible
employees ^isnir.a  to  participate  in  tne plan  who are unable
co beam on that "date  (foe  example,  because new  car pool
arrangements are not  completed) .nay  obtain  approval at  a
later"date.

3ASIC ??OVrs:CN5 OF TH£ PLAN.   The details  of tne plan  are
provided o»iow.  Questions  should  be  directed to your
Administrative Officer.

a_.  Coverace.  The compressed  vocxweek  plan applies to
    permanent and  teiiporary full-cime employees  wno are not
    eligible for administratively  uncontrollaole overtime.
    It does not apply  to  part-time and  student  employees.

q_._  workweek,  "rfitn supervisory approval,  a full-time
    employee preselects a pay  period  work  schedule
    comprised of a 5-day  work  week and  a  4-day work week
    for a tocal of 80  hours.   The  schedule  includes eiant
    9-hour days and one 3-hour  day and  one  day off per  pay
    oeriod.

-------
                        Exhibit n-3  (continued)

                                - 2 -
     The  following  example illustrates how a regular Compressed
Week sight work:

1
CVS
DAY
OFF
*
9
9
9
9
9
9
1
9
i
i
i
i
t
S'JN      y.CN
                       TUE5      WED     THUSS      FRI
SAT
     The following  example illustrates how a Compressed Wor'
-------
                  Exhibit n-3 (continued)

                          - 3  -



 :.   Core time.   All  full-time employees must be present  fcr
     duty on  all  regularly scheduled*work days during core
     hours unless on  approved  leave,  excused absence, or  lunch
     period.   Core hours  are 3:30 a.m.  to 3:00 p.m., Monday
     tnrcugn  Friday.

  The following example  illustrates  how Csre Time might work:



  	              9 hours •*• 1/2 hour lunch
 i                        I                      I
 i      FLEXIBLE BAND       I        GRE TIME       I      FLEXIBLE BAND
 6:30 am                3:30 am                 3:00 pm          6:00
                                      9 hours  * 1/2 hour  lunch
d.  Arrival and Departure  Time.   Offices will oe open  five
    days a ween, Monday  through  Friday.   Employees on  this
    plan may schedule  their work day,  with supervisory
    approval, according  to their own preference, as early as
    6:30 a.m.  and may work until 6  p.m.

e.  Lunch Time.  Length  is 30  minutes, with the lunch  period
    not counted in the number  of work  hours.

f.  Days Off.  Employees may choose  their day off, subject
    to management approval, Monday or  Friday during the
    biweekly pay period.   This day must be scheduled in
    advance.  Managers have the  authority to limit days
    off for the entire office  to certain specified weeks
    in a pay period, either the  first  or the second.
    Under extenuating  circumstances  and with Management
    approval, a day-off, such  as a Wednesday, can be selected.

g.  Leave Days.  Employees will  be charged leave in accordance
    with work hours scheduled  (e.g., 9-hour workday, 9 hours'
    leave; 8-hour workday, 8 hours'  leave).  Hours worked
    and/or charged to  leave, holidays, etc., must total 30
    during the bi-weekly pay period.

-------
                      Exhibit n-3  (continued)

                               - 4  -
    h.  Holidays.  When a holiday falls  on one of the  employee's
        regularly scheduled workdays,  the  employee will  be  credited
        with 8 hours holiday leave.   (See  second example on Page
        2).  This day off will be the  employee's 3-hour  day for the
        pay period* and the employee will  work eight 9-hour days.

             When an employee has three  consecutive nonworkdays
        off (e.g., Friday, as compressed day off, Saturday  and
        Sunday),  and a holiday falls on  one of these nonworkdays,
        the following rules shall apply  in designating the  workday
        as the "in lieu of" holiday.  When the holiday falls on the
        employee's first or second nonworkday, the preceding workday
        shall'be  designated as the "in lieu of" holiday, and when
        the holiday falls on the third nonworkday, the next workday
        shall be  designated as the "in lieu of" holiday.

    i.  Overtime.  Overtime work under the compressed  workweek
        may still be ordered and approved.  Overtime  for
        employees participating in the compressed work schedule
        is defined as that work or duty  time in excess of 9 hours
        in a 9-hour day or 3 hours in an 8-hour day or more than
        oO hours  in a pay period, that is specifically ordered
        and approved by management.   Individuals subject to
        unplanned overtime, (e.g., emergency spill),  cannot
        participate in the compressed workweek  for specitied pa
        periods).

    i.  Travel or Training.  When an employee  in a compressed
        workweek  schedule  is required to travel, participate
        in a training course, or serve at a location where  the
        hours of  work are different than the employee's schedule,
        the supervisor and/or manager will make  individual
        adjustments in the work hours on a case-by-case basis to
        ensure that there are 80 hours of work  included in  each pay
        period for employees.

3.   ADMINISTRATION OF THE PLAN.

    a.  Procedures for Work Scheduling.

        (1)  Employees will submit a work  schedule request
             (attached) to their  immediate  supervisor
             quarterly.  This schedule will stay in effect
             Cor a "minimum of 90-days unless  changes  are
             approved by the employee's supervisor.

-------
                     x  i LI  -    continue
                          -  5  -


     (2)  Tne  immediate sucer/isor  will  apcrove  or  -i i
         tne  employee's  request.   Accroval  cr  ii^-acpr
         will  oe  cased on considerations  of  -or*  reeds,
         employee cer f oria.nce, and  emoloyee's  cerscral needs.
         The  supervisor  -.ill  iiscuss  any  proole-'s  on  :-e
         recuest  witn  tre e-.cloyee  and  «or<  for  a  5enecu le
         satisfactory  to  ootn.  Employees wr.o  desire  to
         participate  in  :ne  program snouid  -ave  t.~e oceort-nit/
         to co  so  :nless  t.nere :s  a legitimate  wor<-rela:ed
         reason to preclude  participation.

     (3)  Supervisors  will provide  eacn  emplo/ee  wit",  a copy
         of tne 3coro*ed  wor<  sc.nedjle  recuest.

     (4)  Wf:ere  .necessary, tne  supervisor  may c.nance an
         employee's  sc.necjle  to  'standard1  S-.no'jr  ra/s
         a.nd/or a  40-nc-r wee< j-ring critical  -or'<
         ass igr.T^er.to  rer-iri.no t"is ad^ustme":  or  to
         correct  wor<  prscle^o resulting  from  tne
         compressed  sc.ned-le.

b.  Nonpar t ic i pat i r.c  i.mc lovees .   Nonpar t ici pa: i.ng  employees
    -ill ToTk a st and a rd  3 - r. o j r  work  scnedule  witn flexiole
    starting  and  leaving  time  consistent  wit.-,  t.ne  existing
    flexitime program.

c.  Ti~e ar.d Attendance.  -S-pervisors are rescc.-.s: cle for
    ensuring adecuate  office  coverage  for t-eir  ^rouo during
    tne workwee<,  furrsisning  approved wor<  sc.nedule  recuescs
    to tne timekeeper, and ensuring t.nat  ace-rate records  are
    maintained concerning tne  time  and  attendance of  employees.
    Employees are  responsible  for  achering  to  tneir  comoressea
    wor< schedule  as approved  in  advance  in writing  ay c.neir
    supervisor.

 CONDITION.  The  success  of  utilizing  a compressed work
 schedule requires mutual cooperation on  the part  of  all
 supervisor and employees.   Under  emergency conditions in
 which the organizational efficiency  of an  office .night  be
 impaired,  AA-OSWER may decide t.nat the affected office  by
 excluded.

 EXPERIMENTAL PERIOD.  This  compressed  workweek policy will
 oe implemented for an experimental period ending January  23,
 1989.  A final evaluation of  the  success of tms program  will
 oe made during December  1983  to  determine  if  it snouid  be
 extended beyond  this  expiration  date.


           Approved


           Disapproved         	
                                         Winston Porter
                                       ssistant Administrator

-------
      OVERTIME
      1.   Description
      2.   Procedure
     3.   Reference
                      Employees who work in excess of 8 hours per day
                      must get advance approval prior to working overtime.
                      Any work officially ordered or approved, in excess of an
                      8-hour day. constitutes overtime.
                      Employees required to work overtime must complete a
                      Request for and Authorization of Overtime Work. EPA
                      Form 2560-7, and have it approved by their supervisor
                      prior to working overtime.  An example of a situation
                      where an employee should get prior approval for over-
                      time is a secretary needed to type a report requiring
                      him/her to work beyond the normal 8-hour day.
                      For further information, staff should see their desig-
                      nated Division Administrative Liaison (Appendix A) or
                      their supervisor.  Staff should also review EPA Form
                      2560-7 (Exhibit II-4).
F.    HOLIDAYS
      1.   Description
                      EPA observes all traditional national holidays. The
                      observed holidays include:
                       New Year's Day
                       Martin Luther King's Birthday
                       Presidents' Day
                       Memorial Day
                       Independence Day
                       Labor Day
                       Columbus Day
                       Veterans' Day
                       Thanksgiving Day
                       Christmas Day.
                                                           October 4. 1988
                                                                Page II-4

-------
                                          Exhibit n-4
oEPA
    unuea aiaies environmental rrotection Agency
           Washington. DC 2O»6O

Request for and Authorization

        of Overtime Work

 /Sw revert* tor instructions and Privacy Act Sraremenrj
                                                      1 For Pey Period Ending
                                                      3 Document Control Number
2 Account Numoer
4 Estimated Cost
                                                      5 Check One

                                                        I  I Oriainal Re
                                                             n «=„
Authority for approving payment tor overtime, or the allowance ol compensatory lime m lieu of payment for overtime, is reserved only
to those officials stated m Agency delegations
Overtime must be authorized prior to us performance except in cases of emergency, and overtime actually worked under this authori-
zation musi be recorded on the employee s Time and Attendance (T&A) Card. EPA Form 2565- 1 -2 or -3
6 Justification or Reason
7 Employee s Name





1 1 Requested by
1 2 Approved by
8 Social Security Number





9
Grade
or
Rate





10 Authorized Overtime
Estimated r -__
Numoer j V^P. Dates
Of Hours ! TlfT1e





Title
Title
1
I
I
1
1

Date
Date
•



-------
      2.   Procedure
     3.   Reference
                      All non-essential EPA personnel need not report to
                      work on these holidays; employees are on "no work.
                      pay status." EPA offices are closed on all national
                      holidays; any employee working, may receive holiday
                      premium pay for authorized work performed on a
                      holiday or a day observed as a holiday.
                      Employees may contact their timekeepers or call
                      Customer Assistance.
G.
TIMEKEEPING/TIMESHEETS
      1.   Description
     2.  Procedure


—
—
2£
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u


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rw



T


-
FS



I/S



M



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.j 40
                      The payroll distribution timesheet completed by each
                      employee is used to charge employees' time to the
                      correct account number. In the Superfund program,
                      this record serves as the mechanism by which an
                      employee's time can be charged to a specific site for
                      cost recovery purposes.
                      Each employee is assigned a Fixed Account Number
                      (FAN), which is the accounting classification used for
                      normal work. In the case of OERR Headquarters'
                      employees, this is  usually a non-site-specific Super-
                      fund account number. However, there may be in-
                      stances where Superfund site-specific work is per-
                      formed; in this case, the employee uses the site-spe-
                      cific charge number.

                      Every 2 weeks, the OERR Timekeepers — usually one
                      or more within each Division — collect timesheets from
                      employees and complete a timecard for each employee.
                      Then each timekeeper completes a T&A Batch Control
                      Form (Exhibit II-5) and submits it along with the
                      timesheets and timecards to the Division secretary.
                                                           October 4. 1988
                                                                Page II-5

-------
                                Exhibit II-5

                 DESIGNATED AGENT  NUMBER
                        T&A Batch Control Form
Please complete the total number of hours for  your Designated Agent in each
of the below  categories:
                           Total Number  of  Hours
C3i.
Tyoe
Mrs.
Reg

N/D

O.T.

Hol.

Sun .

Haz.

C.T.
Nocked

Sick

Ann .

C.T.
Used

NPS

Other

Total number of cards
  I certify to the best of my knowledge all signatures and balances  on  the
  attached time and attendance cards are accurate.
 Signature:
Date:
Pay Period:
 Number of cards to follow:

 Reason for delay:

-------
The Division secretary consolidates all T&A Batch
Control Forms received from the bookkeepers in the
Division. One form for the entire Division, along with
timesheets and timecards in social security number
order, is submitted to the Designated Agent (DA) who
is located in the Office of Program Management (OPM).

The DA compiles all T&A Batch Control Forms from all
the divisions and sends one form along with  the
timesheets and timecards to Payroll. These are due in
Payroll at noon, on the Friday following payday, as re-
quested by the Payroll Office.

Employees are paid for a 40-hour work week unless
otherwise specified in their employment contract or
unless an employee has worked overtime.

General guidelines pertaining to the use of timesheets:

•     Superfund employees must complete daily
      timesheets paying particular attention to ac-
      counting for Superfund site-specific activity.
      Site-specific activity must be charged to a site-
      specific account number which then must be
      verified. See Chapter XII for further Information
      on Superfund-speciflc accounting procedures.

•     All employees who are not certified as  100 per-
      cent dedicated to Superfund (those who do
      RCRA or oil spills work), but who perform Super-
      fund work during a given pay period, must fill
      out daily timesheets accounting for all hours in
      that pay period. This accounting must segregate
      Superfund hours from non-Superfund (RCRA/oil
      spills work). The Superfund time must be
      charged to a site-specific account number.
      where appropriate.

Exhibit II-6 is a copy of a Payroll Distribution
Timesheet which is used to charge an employee's time
to the correct account.
                                      October 4. 1988
                                            Page II-6

-------
                                                       Exhibit II-6
                                                                                                                    1 til
A EPA
I mployea Hunt
';










Account Numbai
1 S digit Accauni Numtwi
FiM«d Accauni Number










L

Opl«n«l Ailmli
Dvtciiplion of
Pioiicl Cuta












Nan Fucd Account Numtwi If AN) Subtotal* horn
Continuation Shnli
Nan FAN Total
Grand Tout AH Paid Houra
S















United States (nvnonnienial Pioiuciiun Ayencv
Washington DC 7O460
Pavroll Distribution Timesheet
aotifll Svcufiiy Ntimbri

M















rimafcaapa't s Tatophona Numbei
Timataapw • Signaiiiia

1
















w














In













f













S














' iicd Account Nunibei •'«> Cei
liidNn
S



--










M













1









--•
W


...

-
-







In













k
t
- -

.


--

Pi, Pri
mm
S
--


-

-




"•9
Hit



-






O««flinia
Ihliilt

- -








nut OMm
lu
Summjii
tiaiarduut
Dull

- - -

....







|I*SHJII«IIIM| Ayi 111 Ni
Culiinuih
Niylil
Diltoirn
IKl

- -










/ certify thai the hours posted are accurate tor the work performed
Suparvisoi t Signatuia
E mploya* t Signal
ma


'SuiMl«y Hull
M...III







•Coda
2 - Holiday
4 Sunday
I'V
1 I

1
EPA Form 260O 28 (1O B«|

-------
     3.   Reference
                      Timekeepers can provide further guidance on the use
                      of the timesheets.
H.   PAY CHECKS
          Description
          Procedures
                      Employees are paid biweekly on the second Tuesday
                      after the end of the pay period. Designated Agents
                      distribute payroll statements on payday to the main
                      timekeeper, who may hold an employee's statement in
                      case of absence.  Employees may have their paychecks
                      mailed directly to their residence or deposited directly
                      into a financial institution. No payroll checks are
                      distributed at the office.
                      To ensure proper handling of paychecks and time-
                      cards, complete Authorization for Mailing Pay Checks.
                      EPA Form 2560-4 (Exhibit II-7). and. if applicable, a
                      Request by Employee for Payment of Salaries or Wages
                      by Credit to Account at a Financial Organization.
                      Standard Form 1198 (SF-1198. Exhibit II-8). These
                      forms must be completed by the designated financial
                      organization and received by Customer Assistance
                      before the Agency can forward a check for credit to an
                      employee's  account The request usually effects the
                      first pay period after receipt by Customer Assistance.
                      Standard Form 1198 is also required in order to have
                      allotments (savings, loan payments, etc.) drawn from a
                      paycheck.
     3.   Reference
                      Standard Form 1198 is available from Customer Assis-
                      tance {Room M3407). For further guidance, employees
                      may contact their timekeeper, Administrative Officer or
                      Designated Agent.
                                                            October 4. 1988
                                                                 Page 11-7

-------
                                                    Exhibit n-7
AUTHORIZATION FOR MAILING PAY CHECKS
fPleaae reed reverse before completing this loan)
,,-ME OF EMPLOYEE
ORGANIZATION^!/** mailing *rm6o/J
SOCIAL SECURITY NO.
DESIGNATED AGENT NO.
  TO: EPA Payroll Office: you are hereby authorized to do the following



          [~~! CANCEL MY PREVIOUS AUTHORIZATION


          r^ MAIL CHECKS TO ONE OP THE BELOW  ENTRIES

                 ! DESIGNATED AGENT f/nclwde no. iHown In upper right comer;


               '  ' MY RESIDENCE'S** *cMr*«* b*low)


          1  ; SEND  TIME CARDS  TO DESIGNATED AGENT NUMBER SHOWN ABOVE (Nochange in check mailing instructions.)
 MAILING ADDRESS OF EMPLOYEE rinciud* ZIP co<*»>

 SIGNATURE OF EMPLOYEE
                                                                                              DATE
b. fk Form 286O-4 (Rev. 7-8ll   PREVIOUS EDITION MAY BE USED UNTIL SUPPLY IS EXHAUSTED.
                                                    IMBTMUCTIOMa

      EMPLOYEE'S OFFICE
      Adviie employees entering on duty by appointment, transfer or realignment of check mailing options, and uiitt in the preparation
      of this or other formi required to esubiuh hia/ner choice.
      EMPLOYEE
      Complete and agn this form to provide for
      duty nation.
                          nuuting of pay checks to your readence or the Deagnated Agent at your official
      NOTE: Send original agaed form to the payroU office.

      NOTICE TO EMPLOYEE:  Your choice for direct mailing wiB be automated effective for the pay period in which Urn form a
      received in the payroll office and wifl continue until changed by you. unless a check is issued without a supporting tune and
      attendance card, upon separation when it is sent to the Central Payroll Office for clearance.


                                                   PRIVACY ACT

      GENERAL: Thta information is provided pursuant, to Public Law 93-579(Privacy Act at  1974) December 31. 1974for
      individuals Authorizing the mail ma of any checks.

      AUTHORITY: Public Law 93-579 31 U.S.C. Section 492. 31 CFR Part 209-210.

      PURPOSE AND  USE: Thia information will be used to mail individual pay check* to the authorised designeefban* or
      home) of the employee.

      EFFECTS OF NONDISCLOSURE:  Provision of this) information in voluntary, however, failure to supply all of the in.
      formation will result in the pay check not being mailed. The payroll ayatem is baaed on the individual's SSN.

      INFORMATION REGARDING DISCLOSURE OF YOUR SSM: Disclosure by you of your Social Security Number wUl
      only be uaed for the  above purpose and is mandatory to attain the) service you request.
      •PA
(Mae. 7-*t| (t

-------
                                              Exhibit H-8
          INSTRUCTIONS
               '•I ComtM on* >omi «

               ICI E'UUIH 4 10 CUI U1
                                                                     1*1 Emgnwi * to c
                                            i* la eonww W B « «
            1196
     l»e» 3-42)
        of in*
         3-9000
           REQUEST BY EMPLOYEE FOR ALLOTMENT OF PAY FOR  CREDIT

              TO SAVINGS ACCOUNT WITH A FINANCIAL ORGANIZATION
                (M Name o< Employee - 4i iiaint on poyrolti
                                                                      12) Social Security Number
                (31 Horn* Addr*u
                (4) Agency t/*eludt aim Surra*. Ocum*. SraiK/l or otiltr diuytatio* of replaying ofan
     T08E


  COMPLETED


      BY


  EMPLOYEE


      (A)
                          > crn 0w n« <
                                       tattoo
                                       K» ••MUne* la M
                                        *«• unana ov i
                                » cim to «•» tcwMQi aeeoixn AcbonMrfo*
(51 Acton Reojue«ea on AUotment ("X" out and fill m amount!


                	              L-J increase from S .


                	              DC	».
     C«neel<
                                                                     toS
                            toS.
                (6) Allotment To Be Sent To liamt of/immrial orfanaanom
                (7) Sgratwe of employee
                                        (8) Employ m • Stvmga Account NO At
                                           Fnwicul Onjvunon
                              (9) One SuOnMMd 10 Agency
                (10) «. «*i
                                                                   o» tn»
                                                                                                    I tnl  in. t
    TO BE


 COMPLETED


      8Y


  FINANCIAL


ORGANIZATION


      (B)
                                 IX rmuMCMtt. OMOMMATCN «H.k CXCK WHKXVf A (X TV« FOLLOWING PHQVISIONS IS APPLCMU
      nrn» ia»n» « «om MB nn« M>«ne> BOM ««•»<»
      '•HMUPe» •• •• ^0**«^* flf PMV •* Goi*mw«W •M00MM
      m Ow • MUia dBVttand iwmr inm m T» \m
                                 i nil


                                                                       (ii) Emptoyer tdennhcation No
(12)
(alSi
(blCrty
               (13) Autnomed Sgnun
(O SUM
                                         (14) no*
                                                                       (d) 2p Code
                               (IS) Date
  ATTENTION

  EMPLOYEE
     AND

  FINANCIAL
ORGANIZATON
                                                i •••» «M«y or man «• «• pnr •» ••«
                                         i *on io» Han* • «••• wo •* M nmiMa or «• «
                                              ITII r« iinianuia n»i ri IUJMI mi' 	 ..,----  	r..
p*w*or «er sTATCtesir s UK
                                               PMWOUS COITION USA8U

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III. PERSONNEL-RELATED
    PROCEDURES

-------
            HI.  PERSONNEL-RELATED PROCEDURES

OVERVIEW

                      The purpose of this chapter is to provide OERR per-
                      sonnel with a concise summary of policy and proce-
                      dures and references for personnel-related actions.
                      These actions include general personnel actions, per-
                      sonnel files, confidential interest statements, benefits.
                      leave, performance management reviews and apprais-
                      als, affirmative actions,  disciplinary actions and termi-
                      nations, the Senior Executive Service (SES), and
                      awards.


A.    PERSONNEL ACTIONS

      1.    Description

                      EPA Order 3100.2A requires initiating offices to file a
                      Request for Personnel Action. Standard Form 52
                      (SF-52. see Exhibit III-l). to request various types of
                      personnel actions'.  The  SF-52 is generally used and
                      processed for personnel actions to:

                      •     Establish a position or amend position descrip^
                            tions

                      •     Promote staff

                      •     Reassign/transfer staff (by receiving office)

                      •     Separate/transfer staff

                      •     Detail staff

                      •     Assign staff to temporary status

                      •     Extend staff status

                      •     Recruit staff.

                      This form may also be used to change staff names and
                      addresses.
                                                            October 4. 1988
                                                                 Page III-l

-------
                                         Exhibit III-l           (under revision)
.JiS.U: Sr— - REQUEST FOR PERSONNEL ACTION
Pert 1— Requesting Office— Also complete Pan 11 items i and 20-34 as necessary
* ea *gmev UN
C Bram •««" <»««yr.d
v 0mw Acion fl«au«««d
3 "•nooi«u E*araiw OM
O "•npoiiu €»•»•• OM
9 fa xmvw imatnwan CM i«um> m r.^yionj wwnewi
E nmmna o* i&9>un«* '<»• 
    i tu*cn •<> fr u i
                                                                                                              i 'tea on • Mottmn «<•*•
 Part II—For Preparation of SF SO
                                                                1 SSM
              2-t "
                           J-.OP.
                           4_.0» C
                                             t—<0» Omar
                                                                                                        12 C«
                                                                                                              i I-OS
                                       MiCS  J-«f'H
                                                                                 G-rr;
N04C
                                                                       ••O
                                                                 7T TOE I
                                                                             	 J— SCS
                                                                        l-IlMPMB   «-SCS
CONTlNwfO ON flCVCRM SM
                                                                                                      Prvnew Eonon uueia
                                                                                                      NSN.7S«041-iO»«ai«

-------
                                      Exhibit II1-1    (continued.undcr  revision)
P«n II—Continued
                                                                          S OM
                                                                                  a vc« ma
                                                                                 a im
                                                                                                              o an 0ayoromrr
          i «u* yau  and Ol any unampieymem eernperniion Denemi to «n«n rou
                        • rMOTC .
             n* m»i«eir r»m dr.
                                                                                                           OO t IMS A  -  496-520

-------
           Procedure
           Reference
                      Employees may obtain an SF-52 from the Administra-
                      tive Officer or the Administrative Liaison (see Appendix
                      A).  Forms should be completed by the employee re-
                      questing an administrative action and returned to his/
                      her Administrative Liaison.  For directions on complet-
                      ing an SF-52. refer to Exhibit IH-1. To ensure timely
                      response action on requests, plan ahead and submit
                      paperwork in advance of expected action. Depending
                      on the nature of the request/action, processing may
                      take from two weeks for a reassignment to a few
                      months for recruiting a new position.
                      For more information, contact the Administrative Liai-
                      son or Administrative Officer.
B.    PERSONNEL FILES
      1.
Description
           Procedure
           EPA 10
                      The EPA Office of Personnel maintains an official per-
                      sonnel file on every temporary, permanent, part-time.
                      and full-time employee.  The file contains official infor-
                      mation on every employee, including the most current
                      Standard Form 171. Application for Federal Employ-
                      ment (SF-171. Exhibit III-2). appointment letter (if ap-
                      plicable), employment agreement, performance review
                      and appraisal, benefit profile, training documentation, a
                      record of disciplinary actions, and any other official
                      materials. Employees may update their personal quali-
                      fications statement in SF-171 with Standard Form 172.
                      Amendment to Personal Qualifications Statement.
                      These documents are available from EPA's Processing
                      and Records Unit (Room M3013).
           Employees are entitled to review their personnel files.
           To access one's personal folder, an employee must
           present his/her EPA identification badge to the assis-
                                                             October4. 1988
                                                                  Page III-2

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                                                     Exhibit III-2
 Standard Form  171
 Application  for  Federal Employment
                                   • Former/i  Personal
                                   Qualifications Statement)
      ici the  I ollowiny Inst rur I ions Carefully Before You Complete This Application
 •  DO NOT SUBMIT A RESUME INSTEAD OF THIS APPLICA-
   TION                            _
 •  TVPE OR PRINT CLEARLY IN DARMNK  If you need more space
   for an ansuer continue n item 47 on page 4 or use a sheet of paper the
   same size as this page  On each sheet write vour name Social Security
   Number and the announcement number or job title  Attach all sheets
   •o this application at the top of page 3
 •  I' vou do lot answer all questions fully and correctly  you may delay
   our review of tour application and lose job opportunities
 •  Unless "-e ask for additional material .n me announcement or qualified-
   :>on .nforrrsation do not attach any materials  such as official position
   vscr.pt,on^  performance evaluations  'fitters of recommendation  cer
   'icates of Taming publications etc  Any matenals you attach u.hich
  «.«? die not ask for mat. be removed from your application and will not
   be returned to vou
 • We suggest that you keep a copy of this application for your use  If
  vou plan to make copies of your application  we suggest you leave items
   1. 2. 48 and  49 blank Complete these blank .terns each time vou
   apply YOU MUST SIGN AND DATE. IN INK. EACH COPY YOU
   SUBMIT.
 •  If you are applying for a specific Federal civil service examina-
   tion  (whether or not a written test is  required)
   — Read the announcement and other material provided  Make sure
    that your work experience and or education meet the qualifications
    described
   — Make sure that you are allowed to apply at this time Civil service
    examinations mav be closed to receipt of new applications for specific
    types of jobs grade levels  and' or geographic locations  Follow any
    directions on How to Apply"
   — If a written test is required  follow the instructions on your admission
    card (for example  Bring a completed SF171 to the test')
   — If a wrmen test is not required  mail this application to the address
    in the announcement
   — Include all forms required by the announcement
 • If you are applying for a specific vacancy In a Federal agency:
  — Study the vacancy announcement to make sure that you meet the
    qualifications for the job and are allowed to apply  Some jobs are
    limited to people who work for the Federal Government have worked
    for  the Federal Government in the  past or have an application on
    file  with the Office of Personnel  Management
  —Mail this application to the address in the vacancy announcement
  —Include all forms that are  required by the announcement
• If you change your address  notify all  offices  that have your applica-
 tion  Always include your Social  Security Number

Work Experience (Item 24)
 • Carefully complete each experience block you need to describe your
 work  experience .Unless you qualify based on education alone your
  rating will depend on your description of previous Job*.  Do
  not leave out any lobs you held during the last ten yean.
   Privacy Act Statement
  The Office of Personnel Management is authorized to rate applicants for
Federal jobs under sections 1302  3301  and 3304 of title 5 of the U S Code
Section 1104 of title S allows the Office of Personnel Management to author-
ize other Federal agencies to rate applicants for Federal jobs  We need the
information you put on this form and associated application forms to see how
well your education and work skills qualify you for a Federal iob We also need
information on matters such as citizenship and military service to see whether
you are affected by laws we must follow in deciding who may be employed
by the Federal  Government

  We must have your Social Security Number (SSN) (o keep your records
straight because other people may have the same name and binhdate The
SSN has been used to keep records since 1943 when Executive Order 9397
asked agencies  to do so The Office of Personnel Management may also use
• Under Description of Work, write a clear and brief but complete
  description of your major duties and responsibilities for eacn job  In-
  clude any supervisory dunes  special assignments  and your accomp-
  lishments in the job  We may verify your description with your former
  employers
• If you had a major change of duties or responsibilities while vou Corked
  for the same employer describe each major change as a separate job
• Write in each experience block vour name at that time  if it * c "er
  em from the  name you currentlv  use   Show '.our  former narre -n
  parentheses on the first line under Description of Work


Veteran Preference (Item 22)
• DO NOT LEAVE 22 blank   If vou do not claim veteran preference
  place an X  in box  number  1   NO PREFERENCE
• You cannot receive veteran  preference if vou are retired or  olan -o
  retire at or above the rank of  major or lieutenant comr'ancv  unless
  you have a  service-connected  disability  isee  10-POINT  PREFER
  ENCE  below)
• Some Vietnam Era and disabled veterans quaiifv for spec a1 r. r r-j p-o
  grams More information is available from any Fecerai Job ir'orr-at on
  Center
• 5-POINT PREFERENCE If you claim 5-pomt preference vou  r.asi
  have
  —Received an honorable or general discharge la clemency discharge
    does not meet the requirements of the Veteran Preference Ac'l  and
  —Served on active duty anytime between December 7  1941  and
    July  1. 1955. or
  —Served more than 180 consecutive days of active duty any part of
    which was after January 31. 1955. and before October 15 1976 ido
    not count active duty for training under the  6-month Resen e or
    National Guard programs). or
  —Served in a military action for which you received or were cnfled to
    receive a Campaign Badge or Expeditionary M'ocial  Write the
    names of your Campaign Badges and Expeditionary Medals in 47
  If you claim 5-pomt preference place an  "X" in  box numoer 2   5-
  POINT PREFERENCE"
• 10-POINT PREFERENCE.  If you claim 10-pomt preference vou
  must meet  the  requirements for one of  the groups below.  >s  de
  scnbed in the Standard Form 15 Application for 10-Pomt Veteran Pret
  erence (SF  15)  The SF 15 is available by mail from any Fecerai Joo
  Information Center
  —Non-Compensably Disabled or Purple Heart Recipient
  -Compensably Disabled (less than 30%)
  -Compensably Disabled (30% or more)
  —Spouse Widow(er) or Mother of a deceased or disabled veteran
  If you claim  10-pomt preference  place an X' in the box that applies
  to you  (3 or 4 or 5 or 6)  ATTACH A COMPLETED SF 15 TO
  THIS APPLICATION. TOGETHER WITH THE PROOF REQUESTED
  IN  THE SF  15
your SSN to make requests for information about you from employers  schools
banks, and others who know you  but only as allowed by law or Presicential
directive The information we collect by using your SSN will be used for em
ployment purposes and also for studies and statistics that will not identify vou
  Information we have about you may also be given to Federal State a"d
local agencies for checking on law violations or for other lawful purpose* A e
may send your name and address to State and local Government agenc-es
Congressional and other public offices  and public international organizations
if they request names of people to consider for employment We may aiso
notify your school placement office if you are selected for a Federal job
  Giving us your SSN or any of the other information is voluntary However
we cannot process your application  which 's the first  step •ouarc •je-vny a
job  if you do not give us the information we request
              DETACH THIS PAGE   •  NOTE ADDITIONAL WORK EXPERIENCE BLOCKS ON BACK

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                                                      Exhibit ni-2    (continued)
    Application  for  Federal  Employment—SF  171
    Read the instructions before you complete this application  Typo or print clearly in dark ink.
                                                                                                                                       Form Approved
                                                                                                                                       OMB No  1206-0012
  GENERAL INFORMATION
  •f What kind ol iot> are you aopiymg 'or? Give nne ma announcement numoer nl myi

 2 if lie announcement lists several iot> titles  *nicn icos are you applying tor7
  3 Social Security Number
    mmmmm
  5 Name iLsst  first Mittaiei
                                     14 Birth gate iMontn  Day Yean
                                     I       T-
    Street address or RFQ numoer include aoanmem -lamoei  it inyt
    City
                                      State
                                                  ZIP Code
 5 Other
         names ever u;ed
  Q Home Phone
    *»•• Coa*
                                         Se» (lor statistical usei
                                         '	Male      '	Female
                                      9 Worn Phone
                                         «ru Con I Numo*'
•J Q Were you ever employed as a civilian by me Federal Government? it "NO" go 10 11
    It "YES" mark each type ot ioO you field with an  "X"
     '_! Temporary       !_: Career Conditional      '	Career
     What is your highest grade classification series and too title''
                                                             _' Exceoted
     Dates at highest grade FROM
                                                 TO
     Do you nave any applications tor Federal employment on tile with me U S  Office of
     Personnel Management'  if "NO" mark nere Z] and go to 12  if "YES" *"te Below
     and continue in 47 the information tor each application la) (he name ol the office that
     has your application (b) the title ol the rab (c) (he date ot your No'ice ot Results and
     (d) your rating
                                                                                                     00 NOT WWTC M THIS AMA
                                                                                                 FOR USE OF EXAMINING OFFICE ONLY
Material
d Submitted
Z! Returned
Entered register
Notations
Form -eviewed
Form approved
Option






Grade






Earned
Rating






f-efe'eice
— i »«n
0°1i30«ti
	 0' More
'OP'S itu
	 'im J0««
. ... Coif (k,
	 OW


iug
Bating





                                                                                      initials and Date
                                                                                                                       .— tan
                                                                                                  FOR USE OF APPOINTING OFFICER ONL Y
                                                                                             Preference has been vended tnrougn aroot mat >he seoan"on
                                                                                             was under honorable conditions and other proof *s 'nui'M
                                                                                      l_iS9siii     I—i ic-innuo* Otom      —i C;-<:riu:t. >.:  .
                                                                                      Signature and Title
                                                                                      Agency
                                                                                                                                    Date
  AVAILABILITY
12 when can you start
    *orX>ieulenant
     commander7
21  List tne dates branch and serial number for all active duty service
         FROM           TO          BRANCH OF SERVICE        SE'HU NUMBS"
22 flKt m "*" in me Ml1 next to V0"' Veteran Preference cam  Marx omy one oo»
     See tne instructions lor eligibility information
     Q] NO PREFERENCE
     |Y] S-POINT PREFERENCE-You must snow proof when you are hired
          10-POINT PREFERENCE-H you clUm 10-polnt preference, you must complete
          • Standard Form 15. whlrt Is mihble it any Federtl Job Inlormition Center
          AHACH THE COMPUTED SF 15 TO THIS APPLICATION. TOGETHER WITH THE
          PROOF REQUESTED IN THE SF IS.
      Y| Non-compensatty disabled or Purple Heart recipient
      4* CompensaWy disabled (less  wan 30%)
      "5  Spouse, widow(er)  01 mother
      T Comoensibry disaOted (30* or more)	
                                                                                                                                     One* a PC
                                                                                                                                            Fom> • v  a*,
                                                   NSN 754O00435-7ISO

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                                                  Exhibit ffl-2     (continued)
   WORK EXPERIENCE
                                                         nee  wnfe  NONE
23  May we ask your aresent employer about your character  auaiiHwns
     and *ork record'4  NO  wHI not affect out vvnw ol you''*™1*1™1*
     WWW answer NO and we neen to contact/our present emoioyet oeiare
     *e can offer you a 100 *t *i» contact /ou lust
                                    YES I  HO I
- .  R'EAO WORK EXPERIENCE ON THE INSTRUCTION P«GE BEFORE YOU BEGIN
     • Descnoe your current 01 most 'ecent ioO m BIOCK A and *ork aacKwards describing
       eacn IOD /ou new during (he past 10 yean
     . vou -nav sum UD m 3~e aoc< *cr» iiai  /ou UIP mpre thin 10 yean ago  But  n 47  Oo  net ist uneToioyment mat was Tioie than 10 years ago
                                                                                               to 25 on page 3
• INCLUDE VOLUNTEER WORK (non-OHO *ortl-lt tne wort 'Or j ian ;i i; AC-- it Irke
  the tab you ire applying tar. complete ill cans oi me eioeneice vac* us; 35 /«.  •-•.:
  '•or a oaymg 106  /ou may receive creoit for worn exoe'ience m'ri -»'igious :c—.•  .
  «eitare  service  ana oiner organizations
• INCLUDE MILITARY SERViCE-You should comoieie ill aarts of me e»pe'ieice o-cc- tfst
  as /ou .vouia (or a non-military |0b  including ail supervisory e»genence  Oesc-'Se  eacn
  maior cnange ot  duties or responsibilities m a separate experience DIOCK
• IF /OU NEED MORE EXPERIENCE BLOCKS OR MORE SPACE TO DESCRIBE A .08-
  For mare blocks  use me SF171-A or sneeis ol paper me same sue as mis sage >se w. 'o
  include ill information we ask lor in A or 8 below) On itch sneet snow /our name Soc.ai
  Security Number  and me announcement number or ioD title
  for mere space  continue m 47 01 on a sheet ol paper as described above
• IF YOU NEED TO  UPDATE 1*00 MORE RECENT JOBS) use me SF 172 o- a sneet d aaoe'
  as aesc'ibeo above
QName ina aooresi 31 »">oioyer s organization • "iclude ZIP Cooe il knowni Dales employed • give momti ano yean
Cf3m To

Eiaci ;meo> /our 100
Kino ol Business or organization 'iranulaciurmg account
ing social service etc i
Salary or earnings
Starting S
Ending S
»3ji .nmeciaie niaervisor
'lame *'«
" EifieMi enplcvnem -c .•• jr •<•• ™w. . , >s
,"e da^e oi ,our 'aii yr i-.on
per
per
Code Teieonone Mumoer
5*-ies grace oi ranii ana
Average "umoer ol hours oer wee1)
Place ot emolovment
City
State
Numaer ana ioo 'Hies o' an, ?rroio;ees ,ou
su9ervise(dl
Voui reason toi «annnq 'o 'w
     Oesc' ctior1 oi Mar*  DescnSe 
-------
                                                   Exhibit HI-2     (continued)
                                             -ATTACH ANY ADDITIONAL FORMS AND SHEETS HERE-
Did you graduate from nign scnooP II you nave a G£0 nign scnool equivalency or will
graduate witnin the next nine months answer YES"
YEST
NO 1

~\ it NO" ;ive 'ne iignest grade /ou comoieied _ 	
NAME AND LOCATION -c.ty safe aratlPcode- OF COLLEGE OR UNIVERSITY ff you exeect
to graduate Miirun nine montns give "ie month ara yeir you etoect to receive your degree
ii
2'
26 Write me name and location icily ana statei , jmercs^rjei
are applying lor i'0' namsie "Ke
it •* ->"<; related to the kind ol |ODi you
ocavoiai i,—ea ::rc?s or Dus.nessP
YES
NO .
30
CrilEc
GPAOUATE SUBJECTS ': ''C = =«: '3 "wt.:";
~i rr ~tr *ip ' r~ **P ' -
1
1
2 '
3i
i .' YES
! '• NO

; i re -•-•
go c 32
\
--.r-C" -eauesrec :eo* ".'e .rb's^5p--ac i ~-= . :-•
           N-" -NO 'i^
            •=-iM%C
           .C«''.E'ED
                         SUBJECTS'
 NAME AND LOCA'ION OF SCnOOL
•City state ana /'Peace  •/--o*ni
   SPECIAL SKILLS, ACCOMPLISHMENTS AND AWARDS
 32 t-ist your soeciai Qualifications sknls or accoTO'isnmeits *nat -nay neio you get a iob  Some examoles are skills win macnmes most imoortant audlications ido not ;uor-j; :;yesi
     ioeaiurg inn Mnrng e*oeience  ttemoersnig ,n irotesaonai or scientific societies catena or inventions  etc
33 How many tioitts oer
     minute can you
       •>=£  i  •»«£ 3.c"s: C1.'
     Agtnet* oaf Inl your
     iki/li titton hiring you
34 L si |oB-related 'icenses or certiticaies mat you nave  sucn as 'egisre'ea nurse lawyer radio ooerator  driver s  mot s  etc
                                             L.CENSE OR CERTIFICATE
     stun eafof* Hiring you       i\

35  B° /ou soea>l  °r 'ead a 'anguage oir*er :nan Eigiisn /include sign languigep   YES
     Appllctrtu lor too* tfitl nquin t Itnyumg* otnmr lltmn Englltn mty of   ——
     givtn in intfrvitw com»ucf«O toltly in Html Itngmgo.	NO
                                                       DATE OF LATEST LICENSE
                                                          OP CETIFICATE
                      STATE OR OTHER LICENSING AGE SO
                                                      II • YES" 'isl eacn language ana aiace an  X" m eacn column mat aooues ;o  ,cu
                                                      ii "NO" go 10 38
                     LANGu'AGE(S)
                         [      CA'j SREPARE AND
                         1	GIVE LECTURES
                                                                                 CAN 5P5AK AND UNDERSTAND
                                                                    A :• 3i»ieu':,
                                                                                                            CAN rRANSLATE ARTICLES
                                                                                                            '"M Enginn	'-am Ei;mn
                                         CAN BEAD ARTI
                                           'OS OWN ^S
                                                                             T
35 LISI any nonors awards or 'eiiowships you have received  For each give the year it was received
FULL NAME OF REFERENCE
11
21
31
PRESENT BUSINESS OR HOME ADDRESS
•Humoer street city state andZIPcodei



TELEPHONE NUMBERlS)
/Include area codei



BUSINESS OR OCCUPATION



P.g.3

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                                                             Exhibit ffl-2    (continued)
  BACKGROUND  INFORMATION
     •"ace an T- n -ne rooe' ::'ufn 'or «acn :uesnon sew

38 Are V°u a atizen ot ine "nrtM 5lales''  l!   N0   "'"« Te -I.
       Important note about questions 39 through 44  .'<»*• ::"S'ce' •• :a'e  irs i-c :-.-=-rr.s r ?acn ;/ei| /ou ist  --icst :jses ,au "an s-'i':e :r-s.ce'ec :'^-'a  I
       cos However •( /ou 'an :o -eii 'He "uin it  an >o 'Si an eievant eve-its '.iis 'auure -nay :e jrounes 'or not ninng /ou  (or tiring ,ou after you Begin *ork :r -• •—&
       yosecuon p8 USC  X"	J
39  Our-e -ne asi 10 years  »e-e ,cu lired (ram my jab :' a-/  »jscr  :>o ,ou quil itter Demg laid that you would be fired  or :ic you 'envt :y mutual agreement Because ot
     specific' jroo'ems* II  YES   .;e «7 •; *' ;e -o' eicn .OB u re -ate at .ne e-rsicver  si -re aocro'imate Hate /OL err fe ion inn cl We reasonisi *ny /ou 'err
       When answering questions 40 through 44 you may omit D traffic fines at S'OO 00 or ess  2) snv ,ioiation of aw committed ae'ore your '3;n airrrtday if finally decided .n
       u.enne -.our  :f seer i ..-• ••••"«• '.••  : r, "-ic;c- .et  JSde *".ce'  re :Me'3i':u>p Ccr-sct'ons ict :r 51.—>ar 5 ate  5*  -Ji r, :orvc"C" *nose-eccrc *as
       j«3ungeo
                     c«cera' :'
40  -an -ou  ever :een :o,".,c'es :' :' 'o^e •»:  :: a;e-3. •:• any felony'


      ~ytscnmertt ut 'MO tears .*' eSS

4<  uave ,ou  ever seen :c". c'ec :• j' •G-'e'-eo  :c.«;e'ai 'or i*, lirearms :r eiplosives

42 -u-rg 'ne as: 10 years -a.e .ou 'c"e''»o .:'.aterai ;een :onvic-ec  seen .rronsoned :e»n or ;-coa'iCT  ir seen on aaroie'  Do not  rci.ce vi&ano-s ••so'-ec .- 40 y 41 •
     aaove                                                                                                                                          f

43 Afe /ou now under charges ':•  any violation  ol an'
44 Have you ever aeen convicted 3y a eourt-martial' it no •nihtary sen/ice  answer  MO

     I    If YOU ANSWERED  YES" TO 40. 41. 42. 43. or 44. GIVE DETAILS IN 47  =or eacn  nation *r:e TB 'J 3m 21 charge  31 aiace  -I cou.T jna Si x-'on -a-e"    \

A*  Oo any of your-eianves *ori<'or ,ne Umteo States  Government o':ne united States Ar-ned trees'  ine'uae  ttner itother  nusoano  *;/e son aaurjnter water s-s:e'  set
     iunt iint cousin  -.eanew iiece •aine'-in-an Corner ma* son-.n.j*  jaugntenn aw  aromer m •!»  usiermiaw steolatner sieomootei  stepson  steoaaufnte' ,-!s:rr~e'
     steosisier  nail arotner  ana tail sister
     If "YES"  use 47 to *nte 'or each ot tnese -eatives -neir a> tame 31 raationsruo  ci aeoanment  agency  or irancn ot tne trmed Forces
45  Oo /ou receive or nave /ou ever aooneo lor  -enrement Day aension  or otfter say sased on -innary Federal civilian  or Oistnct ol Columoia Government service'
  ADDITIONAL SPACE FOR ANSWERS
47 Write the numoer to whicn eacn answer applies  It you need mow span, use sneets of oaper the same see as this page On each sheet write your name Social Security Nurr.oer jrd
     the' announcement number or iob Me  Aitacn ail additional sheets at me top of page 3
   SIGNATURE. CERTIFICATION. AND  RELEASE  OF INFORMATION
      YOU MUST SIGN THIS APPLICATION. Read the following carefully before you sign
      A false statement on any part of your application may be grounds for not hiring you. or for firing you after you begin work. Also, you may be punished
      by fine or imprisonment (U S  Code. Title 18. Section 1001)
         I undentand that any information I give may be investigated as allowed oy law or Presidential order
         I consent to .the release of information about my ability and fitness for Federal employment by employers, schools, law enforcement agencies
         and other intJivitiuals ana organizations,  to investigators, personnel staffing specialists, and other authorized employees of the Fecerai Gover-^e
         I certify that, to the best of my knowledge and belief ail of my statements are true, correct, complete, and made in good faith
43  SIGNATURE (Sign each application m Hark ink)
49 DATE SIGNED (Month, aay year)
     P.Q.4
                                                                                                                out. o««imnniii miiiwt omo  IMI-IOI iie/ui

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                                              Exhibit ni-2    (continued)
  Standard Form  1 71 -A— Continuation  Sheet for SF 171
                                         • Attach all SF 171-A's to your application ai the top of page 3
I Name rLail first MnutHi
1 JOD Title or Announcement Numoer You Are Applying For
3. Social Security Numoer
4. Daw Completed
1 ADDITIONAL WORK EXPERIENCE BLOCKS IF NEEDED

1 1 Name and adorns at employer s organization include ZIP Code it Htowm
Exact title at your iob
Kind at business or organization tmanutxtunny account
ing social service ere;
Taut immediate supervisor
Name

From To
Salary or earnings
Starting S per
Ending S per
Area Code Telephone Number
1 1
it Federal employment icmlian or military* list series grade or rank and
the date ol your last promotion

Place ol employment
City
Slate
NumDer and iob lilies ol any emgloyees you
supervised
Your reason tor leaving
      Description of woik  Describe you' specific duties responsioiiities and accomplishments m this toD  it you oescnet more man one type ot work ilor example carcemry ana sa
      or personnel ana huOgeli \nnte ine aoorotanut percentage ol lime you spent doing each
D
Name and address ot employer s organization imcluat ZIP Code it known;
Dates employed trjive month and yean
From              To
                                                                     Salary or earnings
                                                                     Starting S          per
                                                                     Ending  S          per
                                                                                                 Average number ot Hours per week
                                                                                                 Place ot employment
                                                                                                 City
                                                                                                 State
      Eiact title of your |0b
                                           Youi immediate supervisor
                                           Name
                                                                               Area Code  Telephone Number
                                   Numoer and iob tines ol any employees you
                                   supervised
                                                                              I	I
      Kmd ot business or organization {mtnultcturmg. account-
      ing social itnioa. etci
                                           it Federal employment icmlan or miiiiaryi list series grade or rank and
                                           the date ol your last promotion
                                   Your reason lor leaving
      Description at work  Describe your specific dunes responsiDilities and accomplishments in this #0 II you descnot more titan oni type ol wor* Hot example carpentry and oamting
      or personnel and oudgel) mntt the approximate percentage ol time you spent doing each
 THE FEDERAL GOVEflNMENT « AN EQUAL OP«3BTUNIT>r EMPLOYER

 PREVIOUS EDITION USABLE    NSN 7540-00-935-7157
                                                                                    • U 3QPO
                                                                                                                    FPMCMPM>»9

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     3.    Reference
                      tant in the Processing and Records Unit (Room
                      M3012). which is open between 9:00 a.m. and 2:00
                      p.m.
                      For more information regarding personnel files, con-
                      tact the Office of Personnel at FTS 382-3285.
C.    CONFIDENTIAL INTEREST STATEMENTS

      1.    Description
      2.    Procedure
                      Confidential Interest Statements are applicable only to
                      certain EPA personnel. SES. Schedule C employees.
                      Presidential appointees and designated employees
                      ranking GS-13 through GS-15. are required to submit
                      an Executive Personal Disclosure Report. Standard
                      Form 278 (SF-278. Exhibit III-3). to report their finan-
                      cial status.

                      Designated employees, usually including GS-13 to
                      GS-15 employees, who participate in policymaking or
                      other matters that affect the financial interest of those
                      outside the Government, must submit a Confidential
                      Statement of Employee and Financial Interests. EPA
                      Form 3120-1 (Exhibit III-4). to the Deputy Ethics Offi-
                      cer every year. In addition, employees below GS-13
                      may be directed to file an annual statement if they are
                      contract officials, project officers, inspectors, auditors.
                      or OSC representatives.
                       Appropriate financial reporting is determined by em-
                       ployment status. For SES. Schedule C employees and
                       Presidential appointees, an SF-278 (Exhibit III-3) must
                       be submitted within 30 days after assuming a new
                       position, or by May 15 of that year, and again within
                       30 days after leaving a job.  It must be submitted to
                       the designated EPA Ethics Official or the Deputy Gen-
                       eral Counsel.  For other designated employees. EPA
                       Form 3120-1 (Exhibit III-4) is due within 30 days after
                       assuming a new position, or by July 31 of that year.  If
                       an employee's financial holdings have changed since

                                                             October 4. 1988
                                                                  Page III-3

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                                                                                  Exhibit  III-3
                                                                          Financial Disclosure  Raport
    innj SHIM IQutt Aff taping Sail
Reporling Individual'» Nam*
  Poiition toi Which Filing
 Location of PraMnt Offica
rouuonltl M.IJ (Mill) Ihi Flihtd
COMIMIMIII CXiiing mi PnK«tn|| I]
UunllM III Hot Snot m
. — . ttmtH Enuwii NufliuiM
 _\m Cwukdtlj  ____
                                                          . — .
                                                          1  I
                                                               Tiuiun«l>uA
                                                               ' "!•
                               Into ol Potili
                               Addwu IHumtu. SIMM. City. Suu and llf Code)
                               Till! ol Puiinunlil «nd D.icl.) H«ld
                                                                                                          it (fncludi Ant Cajfl
     Piaiidinlul Nominut
          Sublet to
     S«UM Contiimciion
                               N«n« al Cungifiiionil CmnnuKtr CuiikiiJiiHinNuiitiii«liun
                                                                              llu Yuu Inlinil luClctll 1 Uu«lil.»l lli.cn>!.>.) Irulll
                                                                                               "]No
         Cirtilictuon
I CEflirFY~lharin>Vlrnii I hui
di«ile on lhi» loini
 UKH I 10 III! 1*11 Ol ITIf kllUnlttl|p
        OlhM fUmw
     illdt.iMdbV4ijar.CY>


 Agiinty E ihic* Ollicial'i Opiiiiun

IlMlllll	JlllMI ItilllrfHlLlttll llll>
iriHiil iliKhiMk IHJ iOrttiiuienli
            ^ v..»,n.j (Jll.i i^lt UliJOittoiul u>^ct it HltairJ uw l/»
                                                              I. .to .i/ 1/1.1 i/lral*
        I i»iiririn.>Miil
                                                                                                                                              >.... /Mv  O.r
                                                                                                                                                                     (tt, Ymf,l
                                                                                                                      Reporting Periods

                                                                                                    Incumbanu Comptoie &.h»nJul«s A B C andPirtlolD \t\u
                                                                                                    lapuiimg p»n(x] !» iriu piuLadiruj calunddi yaai axcapl lot Pail
                                                                                                    II ol &<.r>t>aui<> C and PJH I of SthmJuU) O whow you muki alio
                                                                                                    incluila any pObdion^ httUlGJ agruumanK or aiidfujumanli iDodu
                                                                                                    lioin Ihu Duyinniny ul Itie  lihng y««i unti Ihu dald you Wa

                                                                                                    Tarmmilion f Uat* Compl«l« Scnadules A  B. C and Pan I
                                                                                                    ol [> Th« ivpaibng (jenod Myuii al lha and o< lha puuod cov
                                                                                                    aiud by )uui |jfuwioii» lihmj diH) otKJi dl Iho ddlu of larmmdhon

                                                                                                    Namlneai. New Enuanla and Candldataa lor Praildanl and
                                                                                                    V*cd Praildenl  Cuniiiuia SclitKlulub A. C diulD (
                                                                                                    do nut die Pan  II ul bcdeUuto 0 )
                                                                                                                                                Ion iBt  piuuiding Cdlontlai yuai
                                                                                                                                        tliu cuiiunl Cdlulllldl yajj up ItJ inn JJlo ul liliny  Vdluu
                                                                                                                                    d»*ul» m Bl OCK B dl ol any ddlu you cnuuso Ifidl is *illuri
                                                                                                                                    31 lldtk Ul Hid tlJlt) Ul l
                                                                                                                                  • Scrwdula C Part I (I ul>iliti«i|   The fefunnmj fiunuJ u thu
                                                                                                                                    plei eduiij C jloiultii yiidi dn>) Hid Cufltml Cdleiuldi |raai up 10
                                                                                                                                    driy Oilo yun i tuOini indl (i will nn 3 1 ildyi ul Ilio ildle Cil tiling

                                                                                                                                  • SclteduleC PdrtMtAgmuiiiBntidiul Aiirfiicjuiniinli)  Sliu*
                                                                                                                                    any dijiui. nu-iiis ui difdiiyaiiibiiii db al Hie djia ol hlmg

                                                                                                                                  • Schedule  D   I lie ii-pniliiuj |>cnoil ib Hid  preCeUnig INTO
                                                                                                                                    (.dkiiulji yudi> diul Ihu Ckiiranl Cdlomldi yoai u|j lo Ilia JdlS
                                                                                                                                    ul Muiy

-------
Exhibit III 3    (conlinued)
bft ••*•!• P«I»IVIM M»1»«an .III
Hepwling Individual i N«inr
Assets and Income




P«yi S^tMluU
NumtMi A

All Fdeii: In BLOCK A lepoil la) the
identity ol each ettel held) lui the piuiluc
lion of income at the cloM ol the leuoiiing
ueiiod which had a Ian maikei valui »
ceedmu $1000 and (b) any oihei auet
01 tource ol income which geneiaud out I
1100 in income duiing trie lepuitmg period
Tint iiieludci but » not limited to em
ployert. tlockt. bund* 1a> thelleii. bank
KCOunlt. leal properly, mutual lundt
peniiom. IRA attclt. attelt ol cciiam
num. commodmet tuluiet peitonal buti
nettet and peimerilup intciem Cidudc
your peitonal rrtidencc unlett you lent n
out See miliuciioiii lor rulei on IwiiK
iccounit and comiileh holdmyt
BLOCK A
Atiets ft Income Sources

Identify eaU» MWI and incumg tuuio
ul yuuit youi ipouw(S) and yuui
depciulenl child IOCI
NONEQ
b
OL
1

-


3 "
4

b
b


H
1


III

(••4W 1 * Y * Common
C*> [ Dun Jbnn &~ Smith HomnlQ.n USA






-












All Fileii In BlOCK B lepuil
Iho ««lue of •«.!> atial litlcil in
BlOCK A which had a Im mu
kei nalue ••c»diiiv SIOOO at the
dote ol Ifn lepui ling pel iod



BLOCK B
Valuation ol Aueti
l«IB*UIV «t V*I-U 1 M 1
« .
ii
I!





















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s


























































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All Filers. In BLOCK C lapail Ihn lypa and arnuunl ol incomu aii.audmg SIOO or niora inumbenu end T.imm.iion
loceivedliom Irw as&oli and oinai iOuicuk olincomu likludm BLOCK A Youinuulm film only In bLOCK I) Im
port the Klual amount ol any incoma not ol a lypa siwoliCdiiy nulea tMiuw You neao Jlly Mll p,UM(,,y nock, i,uiidi
not raponihaacludl amount olyouikpouka'saarruidincaniit unly llm J.CKJICB in BLOCK cunmiuoum lutuioi end uihn
A You may noi cnuCk ' quablwd Must unloss you hava a Mind lioM xilncri has tioun I«.UIIIMI Jitied in BLOCK A
specifically approved by IhuOlliCB ol Guvurnmanl ElliiCi II you youi ipuuio 01 ddpun did you
dant child aia inalMHiuloaiy Ola liu»l which nuonu ul you cmalod dntl has no know! uuiinne lell ui ••tiKinjo in>
adga ol lint a»s«ls talei lo Iho m»liucliun» lo MU il il qujliliui. a» an u»Lupiud liu!>l " mm dm my iho npuiiuig penuil
II nona (01 loia Hun |tOl| iktliuikud uihlui Culotjuiyul Aiihimil <>lliit.ijiiiu noulhai lui • ••l»i. HKI «*<.«->lk fluOO'
efiliuts nueO be nuda in UL OCK C lui HMI Hum
BLOCK

C






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l,|_ ul ll^u.1.. l«l

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5
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wiuoo











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ttltf
llnly  > L.lll|*t«l»
V fail il fa>il 1 Itti
llnakai •••••!
lui • lull
114 Nl-
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-------
                                                                       Exhibit II1-3    (continued)
1 Reputing Indimdud I N«iu

Parti
Transactions
Incumbents and Termination Filer* only: Report any pur actions thai resulted in a loss Do not report a transaction
chase, sale or exchange by you. your spouse or dependent involving property used solely as your personal residence
child during the reporting period ol any real property, slocks. or a transaction between you. your spouse or your depen
bonds, commodities Mures, and other securities when the dent child r -i
amount ol the transaction exceeded St. 000 Include nans- NONE LJ
s
01
oc
1
*
I
4
6
S.wn
	
IdMUtoMlM al Aawu
•X VZ Common



... 	 	

T
1
i
i

!••*
1
NumbM

&CftlMtult>
B

UCIHUllXI
(Ha Off til
1 1
m
A
§1
ii
meun
is
*•

alii
1!
H
Mil
Ml

i§
!i

i
Part II
Gilts, Ralmbureamants and Trayal Expensaa
Incumbents and Termination Filers only
Report the source, a bnel fldacnption ana me value 01 til
in kind gifts ol transportation, lodging, load or entertainment
received Irom one source totaling |2M or mote uniuas
received as personal hospitality al the donor's personal or
lamily residence. (2) other gifts leceived Irom one source
loiahni) StOO or more in value and 43) cash IIMIHIUII^	nis
Ol >.'-'!	i iinii.il lixiliiinii &UUILI.  t » imJi. ijill . .uld
reimburstamunis received by your spouse mat »«ie given to
tally indupttrvjunt ul than ruutioiisriip to you Exclude trans
portdiion lodging  load and reiinbuisemums Irom the U S
Government For (l)n«l «,
                                                                                                                                                                         Vilu.
                                                                                                                                                                         two
                                                                                                                                                                         »I2S
           Nil I Atu M Rack CutlKUHt NV NY
Hill VIIIIIb tnillOM USAOlt

-------
                                                                         Exhibit  III-3    (continued)
 Hr»'Uiling Individual*)
p.*.
Mumtxi

Schululi
O
Parti
Positions Hald Outside U.S. Government
All  Film: Report uty pouiioru held during the ipplicible
icpornng period  Poiinoni include but we not limned lo
lluiit ol *n olhcer. director. Iruitee. general periner. pro
                                                       pride*. (iprMiniiiira. •mitfoytt 01 conuiliaiil ol iny cur
                                                       porilion, (irm.  pMln«rihip. or oirut fautirwn  iniupnu
                                                       or  any  nonprofit oigtmitlion ol iJucatiiMul inililuliiMi
                                                                                                                         ltllUIII Mtllh ICllyllHIl  HM.I4I ll«lt
                                                                                                                •nlitivl u« IhoM hulcly ul «n huuur^iy iulul«
                                                                                                                                                        NOrMf
                                                                                                                                                               < -- 1
                                                                                                                                                               Lj
OitMHUtion (N«nu •»< *4*t»l
INH'I Aim ol Rack CaUcldii NV My
t .wiwrn J-^ jon







6 •>
>/!>







•/•I
ll<»






Compensation In Excess 01 $5000
Paid by One Source
Nominee* aiul New Enlranlt only. Report sources ol such
compensation raceivod by you o» youi buanioii dlliii.ii.un i.ii uinei l«i»m s> i mi f mu  or
                                                       any nonprotu orgdnnaiiun orniii you dimciiy proviJud ititi
                                                                                                               servicos ganoi*lmg d lu« 01 payment ol more Irian fb 000
                                                                                                               You nadil nut rufxirl IIIB 0 S  Governmani      __    i—i
                                                                                                               as d SOUILO
                                                                                                                                                         NONE
                             Coiuo
           OOB Jon» 1 Snuin Honwluon USA       _     	
           M«iio"unMail7lti"«>r~O JOM» Tsmiih) HomaluMi USA
                                                                                                                           Ml OncfiplMin of Dunn
                                                                                 1«W«I Mi.lLM

                                                                                 I aflal Miblh«« HI fcOflnMIMIII Milh u«ll.w«ity LUfllll*
Mil VII)llt> I 111111*1 IISAUlE

-------
                                                Exhibit III-4
 oEPA
Confidential Statement of Employment
         and Financial Interests
if or use Ay regular and special federal emoloveesl
                                                            NOTE  Read
                                                            ravers* Before
                                                            completing form
                                                                            H»m«{Lut first Mittala initial]
             Taiepnon* Numoer
 Date of Appointment to
 Present Position
       Position Tide and Organisation
        For Special Government Employee* Only
                                                            Period of Appointment
                                                            (from — Tol
                                                                        Estimated No of Days Service To
                                                                        Be Performed
                                       PART I ^ Employment
  List the names of all corporations, companies, firms or other
  business enter puses, partnerships, nonprofit organizations.
  educational, governmental,  or  other  institutions.  (a|  with
  which  you are associated as an employee, officer, owner.
  director, trustee, partner, advisor or consultant with or without
  compensation, ibl m which you have any continuing financial
  interest through a pension or retirement plan, shared income.
  or other arrangement as a result of current or prior employ-
  ment or business or professional association, (c) m which you
                                          and Financial Intereett
                                           have any financial interest through ownership of stock, stock
                                           options, bonds, securities, or other arrangements, including
                                           trusts, or (d) which provide financial support-either to you or to
                                           any organnation with which you are connected for research
                                           projects, technical analysis, or other personal services to oe
                                           performed by you wholly  or in part  OMIT INTERESTS
                                           LISTED IN THE SECOND PARAGRAPH OF THE INSTRUC-
                                           TIONS. IF NONE. WRITE NONE, if mere is not enougn room
                                           on the form, attach a separate schedule
 Name and Kind of Organization
 lUtt fitrt I aesigrtilion* **fi«ff
          •00/iCJO/eV
                       AddreM
 Position m Organisation
     fUstPtnlltl
designations il tpc/icao/e;
Nature of Financial interest
 eq  Stocks Prior income
 l(Js» Pan I ibl. lei »nd /Ol
 tltsignations i
                                                  PART II - Creditors
  List the names of your creditors other than mortgagees of
  real property property which you occupy solely as a per-
  sonal residence or those to whom you are indebted for
                                           ordinary household or living expenses sucn as household
                                           furnishings, automobiles, educational, vacation  or similar
                                           expenses IF NONE. WRITE NONE.
                Name and Address of Creditor
                                             Character ot indeotedness  e g Personal Loan Note  Mortgage
                                           PART III — intefem in Real Property
 List your interests m real property or rights m lands, other than property which you occupy solely as a personal residence
Nature of interest. • g. Ownership. Mortgage. Lien.
               Investment Trust
                             Type o» Property, e g. Residence.
                           Hotel. Apartment. Undeveloped Land
                             Address
                    (II rural, give county and Slaiei
                                   PART IV — Employee Certification and Agency Review
 I CERTIFY thai the statements I have made on this form and all   EPA regulations at 40 CFH Pan 3 and that to the best of my
 attached schedules are true, complete and correct to the best   knowledge and belief there are no conflicts between my EPA
 of my knowledge and belief I also CERTIFY that I have read   duties and my financial or employment interests.
Employee Signature
                                                                              Date
The information contained m this statement discloses no conflict of interest under applicable laws and regulations
Reviewing Official Signature
                                                                              Date
Reviewing Official's Comments
EPA form 3120-1 (Rev. 5-84| Previous edition is obsolete.

-------
                         Exhibit ni-4   (continued)

                         PRIVACY ACT NOTICE

 GENERAL: Public Law 93-579 (Privacy Act of 1974, Dec. 31. I974) requires that the
 following information be furnished to individuals  filing Confidential Statements of
 Employment and Financial Interests.

 AUTHORITY: Title^O. Code of Federal Regulations. Chapter I. Part 3. Employee Respon-
 sibilities and Conduct

 PURPOSES AND USES: This information is used to determine whether there is a
 conflict between your financial or employment interests and the performance of your
 Government duties. Where actual, potential, or apparent conflict exists, remedial action
 may be necessary; for example, recusal from participation in certain matters, waiver
 under 18 U.S.C. §208(b). divestiture, reassignment, or creation of a blind trust.

 EFFECTS OF NONDISCLOSURE: Failure to furnish any or all of the information may be
 grounds for nonemployment or dismissal or other disciplinary action. In addition, false
 statements may constitute a violation of 18 U.S.C. §1001.

                             INSTRUCTIONS

 This information is required under Sections 206 and 402 of Executive Order 11222.
 Office of Personnel Management regulations at 5 C.F.R. Part 735. Subpart O. and EPA
 regulations  at 40 C.F.R. §3.302(b). This information  is confidential  and may not be
 disclosed except as provided in Appendix A to 40 C.F.R. Part 3. Subpart C.

 EPA regulations at 4O C.F.R. §3.302(b) list positions whose incumbents are required to file
 and establish criteria under which the Designated Agency Ethics Official or Deputy Ethics
 Officials may require other employees to file. Such a requirement to file must be in writing
 and is subject to the EPA grievance system.

The following information need not be reported:

0  positions held in any religious, social, fraternal, or political entity and positions solely
   of an honorary nature;

0  information relating to life insurance, variable annuity, or guaranteed investment
   contracts issued by insurance companies;

 0  deposits in banks, savings and loan associations,  credit unions, and similar financial
   institutions;

 0  bonds or other securities issued by the U.S. Government or its agencies;

0  interests in an approved "blind trust" or "excepted trust" {see  5 CFR 734.402 and
   734.403 for definitions).

Interests and employment of spouses and minor children must be reported, together with
interests and employment of other blood relatives living in the employee's household. In
addition, interests in underground or surface mining operations of in-laws residing in an
employee's household must be reported if such interests fit the definition of "indirect"
financial interests in 30 C.F.R. §706.3. However, interests of a spouse living separate and
apart from the employee with the intention of terminating the marriage need not be
 reported.

 Reports are due: (1} within 30 days after assuming a position for which filing is required; (2)
 by July 31 of each year; and (3) where the employee's interests have changed since the
last report, a supplementalreport listing the changes is due by November 30 and March 31
 of each  year.

 EPA tam 312O-1 |Rw. 8-«4)

-------
     3..    Reference
                      his/her last Confidential Interest Statement, the em-
                      ployee must submit an updated statement in March or
                      November of that year.
                      For further information refer to Guidance on Ethics
                      and Conflicts of Interest (February 19. 1984) and EPA
                      Ethics Advisory (Classification No. 85-16. November
                      15. 1985).
D.   BENEFITS
      1.
Description
           Procedure
                      EPA provides a complete benefits package to all per-
                      manent employees. In many cases the benefits pack-
                      age provides a variety of benefit options. EPA benefits
                      include:

                      •     Individual or Group insurance coverage
                                Medical insurance
                                Dental insurance

                      •     Retirement
                                 Federal Employment Retirement System
                                 (FERS)
                                 Civil Service Retirement System (CSRS)

                      •     Workmen Compensation

                      •     Personal Counseling

                      •     Training

                      •     Financial Planning.

                      The package also includes a thrift savings plan.
                      All EPA employees automatically receive benefits once
                      their forms have been processed.  Benefits usually go
                      into effect the pay period following the submission of

                                                            October 4. 1988
                                                                 Page III-4

-------
     3.    Reference
                      the form. EPA's employee orientation package pro-
                      vides details on all benefits and options. Employees
                      should review the orientation package thoroughly
                      during their orientation before completing and submit-
                      ting appropriate forms. Forms should be submitted
                      according to instructions provided at orientation.

                      EPA holds an open season providing employees with
                      an annual opportunity to enroll in. or change their
                      health insurance coverage. This open season is held
                      the last quarter of each year: employees are notified of
                      the specific dates, which occur in November or early
                      December.
                      For more information regarding employee benefits.
                      contact the Benefits Office. OHRM. at FTS 382-3276.
                      Appropriate brochures, pamphlets, or publications of
                      specific benefits may be obtained in the Benefits Office
                      (Room M3906).
E.   LEAVE POLICIES

                      EPA has established standard guidance and proce-
                      dures for leave policies. The following section identi-
                      fies all of the leave categories and summarizes policy
                      and procedures on the commonly used leave.

      1.    Description

                      The following list identifies categories of leave:

                          Annual leave
                          Sick leave
                          Excused absence
                          Absence without pay
                          Absence for parenting reasons
                          Military leave
                          Court leave
                          Home leave.

                      The U.S. Government also allows funeral leave.
                                                            October 4. 1988
                                                                 Page III-5

-------
2.     Procedure
                When possible, the employee applying for leave should
                complete in advance a Request for Leave. Standard
                Form 71 (SF-71. Exhibit III-5).  There are limitations
                and additional circumstances that pertain to leave
                policy.  General procedures for Annual Leave. Sick
                Leave and Advanced Sick Leave are outlined: however.
                for details on other categories of leave refer to EPA
                Leave Manual (Classification No. 31658. January 15.
                 1987).

                •    Annual Leave

                Annual leave may be taken when an employee accrues
                the appropriate numbers of hours needed for the de-
                sired period of leave. [The maximum hours of annual
                leave that may be taken in advance are hours  normally
                accrued during the balance of the calendar year.  Up
                to a maximum of 240 hours of accumulated annual
                leave may be carried over into the next year.J If an
                employee has over 240 hours of annual leave,  the
                balance must be used by the close of the leave year or
                the balance will be forfeited. Leave in excess of 240
                hours is called "use or lose." If leave is scheduled near
                the end of the leave year and the scheduled leave is
                cancelled by the employee's supervisor because of
                work demands and  the leave cannot be rescheduled
                during  that leave year,  those leave hours may be car-
                ried over into the new leave year.  The employee must
                apply for restoration of leave to avoid forfeiture.  An-
                nual leave is accrued according to the following sched-
                ule during each 80-hour pay period:

                        Years working          Annual Leave
                     in Federal Government         Hours

                             1-3                    4
                             3-15                   6
                             15+                   8

                 •   Sick Leave
              v/*
                 Sick leave may be taken by an employee for:  (1) ill-
                 ness, injury, and confinement: (2) medical or dental

                                                      October 4. 1988
                                                           Page III-6

-------
                                              Exhibit III-5
                                        APPUCATTOM FOt LEAVE
 IMSnUCnONfc Pleooo complete Itcnu 1-i after reeding tho PnvveT Act
       <»wu or typr—Latt. Fmt. M 1 1
                                                                                       1.0.
S.  IhorobvroojMMtrf/ «nor» (Aon on* one u eA«e*«t apiowt u« /ton S.
              nJZmork*/'
   *anoot !••»». lAmutai liauf rtqtttitfd may not «xmd lA« omoiMt
             OMOiiopf* /or uor during t/u liao* .war y
   Si*
udf of farm.1

   Othor. (Sptttfrt
                                                        4-0

                                                        TO.
                                                                              Hour
                                                                                              AJW.

                                                                                               ft*.
                                                                        Day
                                                                      PM.
                                                                           Total
                                                        7
                                     OFFICIAL ACTION ON ArTUCATIOM
              LJ
                           Inuf. iiuliai* acfiaH (a f»ttf»fduif.i
                                                    clunfff '
                     NSM 7140-OO-7J»-i067

           PtMMo^teeAtAi
                                                                       5r* 7/.
                                         PtIVACY ACT STATEMENT

 Section 631 1 of Tine 5 to th« U.S. Code authorize* collection of this information. The primary use of this information
 is by management  and your payroll office to approve and record your use of leave. Additional disclosures of the
 information may be: To  the Department  of Labor when proceaaing a claim for compensation regarding  a job
 connected injury or illness; to a  State  unemployment compensation office  regarding a claim; to Federal Life
 Insurance or Health Benefits carriers regarding a claim; to a Federal. State, or local law enforcement agency when
 your agency becomes aware  of a violation  or possible violation of civil or criminal law: to s  Federal agency when
 conducting an investigation on you for employment or security reasons; to the Office of Personnel Management or
  your donor or pracciiioiMr complvt* ih* Certification wnion
  disciplinary action, including dumt«»«l
                                                 a»ta> P*U)flcMion of information >n (hi* portion of 'K* form m*v b* grounm for
 TT
B
        aOM-nio-J^ Intwy.
        rttanmiuy ond Co.
                                              i lo can far o *••*• o» my lar»ih, with a
                                         . 'Cic» name ami rrlatimutiip of faint I* mrmbrr and namr nf
 1  I will bo vndonjoinq modlcal. 4ontal. or opHcal ••••Hno.rioii or
a
                                4. I WM
                                   ttmmttaitcn aftxpaum i
                                                                                               10me »t tiattur and
                                a
                               CERTIFICATION OF PHYSICIAN Ot PtACTITlONgR
                                                                            Cora 'Itdieatr .VftmrA. Oat  Ytan

mod* r»oortin« to work iiudviMbl*
S^n-,^«^. r^,
oye* s condition during this period

  General Accounting Office when  the information is required for evaluation of leave administration: and to the
  General Services Administration in connection with its responsibilities for records management.
  Where the employee identification number is  your Social Security Number,  collection of this information is
  authorized by Executive Order 9397. Furnishing the information on this  form, including your  Social Security
  Number, is voluntary, but failure  to do so may result in disapproval of this request.
  If your agency uses the information furnished on this form for purposes other than these indicated above, it may
  provide you with an additional statement reflecting those purposes.
                                             *U.S.O.PO_ IOV- U1-U7/MU4

-------
—
-------
     3.    Reference
                     employee whose disability retirement has been ap-
                     proved by the Office of Personnel Management;  this
                     employee may request and use all sick leave to his/her
                     credit prior to separation.

                     •     Advanced Sick Leave

                     For an employee whose serious disability or ailment
                     warrants sick leave, a supervisor may grant advanced
                     sick leave without regard to any annual leave.
                      For more information on leave policy, refer to the EPA
                      Leave Manual (Classification No. 31658. January 15,
                      1987). which may be obtained from the Administrative
                      Liaison or Administrative Officer. The EPA Leave Man-
                      ual is based on Executive Order 9397. which provides
                      further details on leave policy.
F.    PERFORMANCE MANAGEMENT REVIEWS AND APPRAISALS
      1.    Description
                      The Civil Service Reform Act requires that all Federal
                      agencies establish an employee performance appraisal
                      system.  EPA's current system enables supervisors to
                      give employees written feedback about their accom-
                      plishments, specific job tasks, and critical job
                      elements. Performance standards serve as the basis
                      for appraisals under this system.

                      EPA has developed the Performance Management
                      System (PMS) to meet the new Federal requirements
                      and to improve Agency management.  All EPA employ-
                      ees are appraised under the PMS, including those in
                      the Merit Pay System (GS-13 through GS-15 supervi-
                      sors and management officials) and those in the Senior
                      Executive Service (SES).

                      All employees are required to develop their own Per-
                      formance Agreements in conjunction with their super-
                      visors.  When an employee's responsibilities change,
                      the supervisor or the employee should recommend

                                                          October 4. 1988
                                                                Page III-8

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                changes in the Performance Agreement during the
                performance period. All changes to the Performance
                Agreement should be made in ink and initialed by both
                parties. Changes become effective when  approved by
                the second level supervisor. If major disagreements
                arise during the development of the agreement, the de-
                cisions of the supervisor prevail.
2.     Procedure

                 •     Performance Agreements
                As of October 1981. each EPA employee is required to
                develop Performance Agreements for his/her current
                position. An employee changing jobs within the
                Agency will need to either develop a new Performance
                Agreement for his/her new position or modify appro-
                priately the outdated Performance Agreement.  For
                new hires, a training session and instruction manual
                are provided to assist in their development of Perform-
                ance Agreements.

                An employee entering a new position may review the
                incumbent's Performance Agreement if possible, prior
                to developing his/her own Performance Agreement for
                the position.  For further explanation of how to write a
                Performance Agreement refer to Exhibit III-6 (EPA
                Form 3115-24).

                •     Performance Progress Reviews and the Annual
                      Performance Appraisal

                A very important part of the Performance Management
                System is the annual Performance Evaluation that oc-
                curs in October. The process begins in September.
                when employees are asked to provide a self assess-
                ment of their accomplishments during the year in
                relation to their performance agreement.  The supervi-
                sor and higher level management consider the  self
                assessment and other performance-related information
                and arrive at an annual performance rating for each
                employee. Supervisors communicate the rating during
                the appraisal interview in October.  The annual rating
                supports many important personnel decisions, e.g..
                awards, career promotions, and merit or within grade
                increases.
                                                      October 4. 1988
                                                           Page III-9

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                                     Exhibr  ItI-6
  Performance Agreement, Appraisal, and Certification


Instructions: Use SecMons A. B. C and D of this form for all performance agreements beginning
October 1. 1987. You need not retype all easting performance standards in the new format. Section E.
Instead, you can continue to use the existing format for standards that will remain the same. Use the
new format. Section E. when new standards are developed or significant changes are made in existing
standards.

This form is available in automated format. Contact your Servicing Personnel Office for more informa-
tion.

Do Not Remove This Cover Sheet Until the Entire Form Is Placed in  the Employee
Performance File in the Servicing Personnel Office.
    Security Provisions: Personal information entered on this form, such as performance high-
    lights, ranngs on individual performance standards, and the overall performance appraisal, is
    protected by the Privacy Act. Protected records maintained in office files, on floppy disks, or
    in any other manner, must be secured in accordance with the safeguards specified for perfor-
    mance records (See 49 FR 36930).
EPA Form 3115-24 (Rev. 8-87)  Previous editions are obsolete.

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                                       Exhibit III-6     (continued)
  &EPA
    uo environmental rroiection Agency
         Washington DC 20460

 Performance  Agreement
Appraisal and  Certification
(Uasl first Ml)
Tile. Pay Plan. Senes. Grace Step
                             Organization (AA Otc Oiv. 3r)
                       Performance Penod
                                                                                       IFrom
                                                                                                       I To
                              —                 Privacy Act Statement
   Authority The information on this form u collected under the Authority ol the Civil Service Reform Act ol 1978  5 U S C Sec 1101 et seq
   and Executive Order 12107 Collection ol your Social Security Number is authorized By Executive Order 9397

   Eftccis ol Not Providing the Information fleauested- Your disclosure ol the information is voluntary but your  failure to do so means thai
   management will provide the information without input from you

   Purposes and Routine Uses This information is used to define the critical job elements, performance standards and measures directly
   related lo your job it will be used lo document /our midyear review and final performance appraisal  The information may also be used in
   connection  with selection for and publicizing  ol cam and honor awards oiner personnel actions pased on oerlormance  sucn as
   reduction-m-force actions  training decisions  the hinng or retention ol an individual or issuance ol other benefits relevant judicial or
   administrative proceedings or law enforcement purposes personnel research or survey purposes, and negotiated grievance procedures
   Disclosures may also be made to (he MSP9 EECC  and other Federal agencies for purposes authorized by iaw 10 a Congressional otlice
   at your request, and to officials ol labor organizations «nen relevant and  necessary to their duties ol exclusive representation of Federal
   employees  This is a summary of the routine uses lor these records For a lull description ol the routine uses  see 49 Ffl 36953 1)934)

   Confidentiality Certifications  critical job elements, performance standards  performance measures and similar  position specific information
   may be made available under the Freedom of Information Act Performance hinniignts ratings on standards the rating of record  personnel
   decisions and other personal information  are protected by  the Privacy Act This information Mill be available  only to /our immediate and
   higher level supervisors and lo other Agency officials in me exercise ol their official duties  lor a routine use as set lonh in this statement or
   as otherwise authorized by the Pnvacy Act

                                                Security Provisions
   Personal information entered on this (arm such as performance hignlignts. ratings on individual performance standards  and the overall
   performance appraisal, is protected by the Privacy Act Protected records maintained m office files on tloppy disks  or m any other manner
   must be secured in accoreance wiih the safeguards specified for performance records (See 49 FR 36930)
 S act! an A.
                              Performance Agreement and Midyear Review Certifications
  Sinn and date the appropriate block below to certify completion ol me events
 I  Discussion and/or
   approval ol the
   performance agreement
                                   Employee
                                                        I
                         Signature
                        Data
                                        Supervisor
                              Signature
                                                        Date
                        Approving Official
                Signature
                                                                                         Date
 II Midyear performance
  review and career
  development
  discussion
                         Sgnature
                              Sgnature
                        Date
                                                         Date
 Section
         Qvarall Partormanea Appraisal and Cartifieation
 I. Supervisor |  have aporatsed this employee's performance and prepared a recommended rating.
 Name and Title (type or pnnt)
                      Signature
                                                                                                 Date
it. Reviewing Official 
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                                   Exhibit III-6    (continued)
 Section C
                             Appraisal Worksheet
 Employee s Name
                  Title. Pay Plan. Grace
Organization
                                                                           Performance Penog
                                                                                From
                                                                                  i To
                                          Instructions to Supervisors
    1. Calculate a value for each standard by multiplying its weight by the recommended rating.*
    2. Add the values for each performance standard to get a total value.
    3. Use (he table below to convert the total value to a recommended rating of record.
    4.  Sign  the  Appraisal  form  m  Section  8. Overall  Performance Appraisal  and  Certification.  Send  the
    recommendation on for higher level review and approval.
    5. After review and approval by higher level management, conduct the appraisal discussion with the employee.

    • If the rating  on any standard is "1" (Unsatisfactory), use the columns on the right hand side of the Worksheet
    to calculate the overall rating for the CJE  to  which the standard belongs. To do this, add the  values of the
    standards m the CJE. and divide by the sum of the weights of the standards for that CJE.  if the resulting CJE
    rating is below 2.0. overall performance must be "Unsatisfactory" regardless of the total value for all performance
    standards. Following approval of an Unsatisfactory rating, supervisors should put a Performance Improvement
    Plan in place within 15 working days from the date the rating is communicated to the employee.
                              Instructions to Reviewing and Approving Officials
    1. Review the  recommended rating and the performance agreement on which it is based.
    2. If you do not  agree with the rating for a standard, adjust the rating and value on the individual performance
    standard  and  on the Appraisal Worksheet  and recalculate the total value  of all of the standards. Change the
    adjective  rating on the Worksheet if necessary.
    3. Sign m the aopropriate block m Section 8. Overall Performance Appraisal  and Certification.
    4. Approving officials assign the rating of record by checking the appropriate adjective rating  m Section B IV
    5. Approving officials are also the final authority on other personnel decisions related to the rating. (For PMRS
    employees, rating and other personnel decisions (except for performance awards) may be  delegated to Office
    Directors. Performance award decisions remain with the AA. PA, IG, or GC and are certified by them through the
    PMRS AOP Support System.)
  CJE No
Standard No
                                         Rating
                                                       Value
                                                                    Required Only When Rating on a Standard n 't
          CJg Values   /  CJE Weights  »   CJE Rating
                                     Total Value
 Conversion o( Total Value to Recommended Rating ol Record
  Range ef Total Values
       100-199

       200-299

       300 • 399

       400-449

       450 -SCO
               Recommended Rating of Record f X' one)
               Unsatisfactory

               Minimally Satisfactory
               Fully Successful

               Exceeds Expectations
               Outstanding	
                                                Compensation Decisions
 Other Personnel Decisions
EPA Form 3115-24 {Rev. 8-87) Previous editions are obsolete.

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                                 Exhibit III-6    (cominued)
  Section O
          Performance Agreement Summary
 Emoio/ea* Name
         rule Pay Plan Grade
Organization
                                                                                Pertortnancg P»nod
                                                                          From
                                                                                       !
                     Summary of Critical Job Elements. Performance Objectives, and Weights
    List 4-7 critical |Ob elements and the performance objectives/standards related to each element. There should
    be no more than 10 performance objectives or standards m the entire performance agreement. Weight each
    objective according to its relative importance. The sum of the weights must be 100.

    Example:
     Weights

     20
     10
CJE 1. Develop policies and programs to implement the Performance Management System.

       OBJ 1.  Revise performance management plans
       OBJ 2.  Issue guidance on Performance Standards Review Boards
    Weiqms
                                     Cnncal JOB E'ements and Performance Obiectivea/Slandards
EPA Form 3115-24 (R«v. 8-87) Previous editions are obsolete.
                                     Continue on Plain Bond if Necessary.

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                                     Exhibit III-6    (continued)
  Section E
Performance  Standard
       Fill  m the performance  objective for the standard and  the  weight  assigned to  the standard.  Add
       assumptions if external factors should be considered in the final appraisal. Performance measures may
       include quality, quantity, timeliness, and manner of performance.
 Employee s Name
     Cnucal Joo
     Element No
                   Standard No
Weight
Haling
                                                                                            1 Value
                                                                                            I
 Rating System for Quality. Quantity. Timeliness, and Manner of Performance  (use whole numbers only):
 Outstanding = S:  Exceeds Expectations = 4; Fully Successful = 3:  Minimally Satisfactory = 2:  Unsatisfactory = i
 Objective
 Assumptions
                                             Performance Measures
 Outstanding
 Fully Successful
 Unsatisfactory
Performance Highlights
EPA Form 3115-24 (Rev. 8-87)

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     3.    Reference
                      Informal performance progress reviews occur at least
                      once throughout the year. These are not formal ap-
                      praisals.  The required mid-year review in April and
                      any other optional reviews give supervisors and em-
                      ployees the opportunity to discuss work progress so
                      far. make necessary adjustments to the performance
                      agreement, confirm priorities and expectations and
                      discuss employee career development.
                      For further information regarding Performance Agree-
                      ments and Evaluations, contact your Personnel Serv-
                      ices Representative (team leader) in OHRM.

                      Employees can obtain a blank Performance Agreement
                      from the Administrative Liaison or the Administrative
                      Officer (Appendix A).
G.   AFFIRMATIVE ACTIONS

      1.    Description
                      It is EPA's policy to provide equal opportunity for em-
                      ployment and advancement to all employees and ap-
                      plicants regardless of race, color, religion, sex, age.
                      national origin, or physical or mental handicap. This
                      policy, which is administered by the Office of Civil
                      Rights (OCR), pertains to Agency-wide practices, in-
                      cluding recruiting, hiring, training,  promotion, trans-
                      fer, reassignment, benefits, and separation.

                      Further.  EPA shall take affirmative  action to remedy
                      the effects of past discrimination, and develop its Af-
                      firmative Action Program to identify and address in-
                      adequate representation of women,  minorities, and
                      handicapped individuals in EPA's work force in accor-
                      dance with directives from the Equal Employment
                      Opportunity Commission (EEOC).

                      All EPA managers, supervisors. Equal Employment
                      Opportunity (EEO) officials, and other personnel share
                      responsibility for the successful implementation of the
                      Affirmative Action Program and program objectives.
                                                            October 4. 1988
                                                                Page III-10

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     2.    Procedure
     3.    Reference
                      OCR provides a counseling service available to all EPA
                      employees.  A list of EEO counselors is posted on
                      bulletin boards throughout the Agency.  Contacting a
                      counselor within 30 days of a specific incident is the
                      initial procedure employees should pursue if they
                      believe they are being affected by a discriminatory act.
                      OCR has developed a directory that outlines the EEO
                      complaint process.  Exhibit III-7 presents the appro-
                      priate procedures to be followed when filing an af-
                      firmative action complaint.
                      For further information regarding the policy and pro-
                      gram objectives, contact the Office of Civil Rights at
                      FTS 382-4518. Employees may obtain a copy of the
                      memorandum on the Agency's Affirmative Action Pol-
                      icy and Program Objectives for FY 1988-1992 (October
                      14. 1987). A copy of the Office of Civil Rights Directory
                      (October 1986) also may be obtained from the Office of
                      Civil Rights.
H.    DISCIPLINARY ACTIONS/TERMINATIONS

      1.    Description
                      Disciplinary actions, defined as actions taken against
                      an employee as a result of a wrongdoing or adverse
                      action, are intended to minimize and curtail discipli-
                      nary problems. Adverse actions can include insubor-
                      dination, stealing, continual unexcused absence, or an
                      altercation. The standard procedure for the implemen-
                      tation of disciplinary measures to be taken against an
                      employee for adverse actions are as follows.  Initial
                      disciplinary measures taken, or measures taken for
                      lesser adverse actions, include:  (1) a reprimand.
                      (2) warning letters, or (3) oral admonishments. If these
                      disciplinary measures have been implemented, and a
                      problem persists, the following four actions may be
                      taken: (1)  a downgrade to a lower employment status.
                      (2) temporary suspension (temporary dismissal with-

                                                             October4. 1988
                                                                 Page III-11

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                                                                      Exhibit 111-7
                                             Procedures for Filing an Affirmative Action Complaint
            UNlHOSIAIf S INVlAOMUf NTA1 PNOIf CIlOH AGf MCV
                         Watlwta.ian.OC JO4M
                         Ntt II
                                                                                      QyTLIME or CPA »ISt_jlH|M*TIOH niMPLAIMTS PBHCC5S
GUIDANCE MtHOHAMDUH MO.I

BUUmCTi  OUerlmlnatlon Coaplalnt* Proc***
   PmONi  Natttanl*! Scurry. Director
          Ofdc* ol CU4I Right*
       Attached I* an out I In* of ePA*« Olacrialnatloe Complaint a

Proc***.  Tli*** procedural slap* !>*»• b**n Implemented by the

Otflc* ol Civil Sight* tu comply with Title VII ol Ih* Civil

lllQht* Act •(!
-------
                                                                Exhibit III-7    (continued)
                                 -2-
                                                                                                                        - I-
II.  If the complainant  requeeta  a  hearing within It day*,  OCR
     transmits the complaint  III* to the appropriate CEOC nilIce
     and requests • Complaint*  Kiamlner.

14.  OCR transmit* th* complaint  III* to the Of I Ice of  General
     Counsel or Regional Couneal. as appropriate  eolely lor the
     urn* nf the Agency RepreaentatIve at the hearing.  Agency
     representative returns the file to DCS. at  the conclusion  ol
     tho hearing.

If.  CCOC Complaint*  Clamlner conducts the hearing.  Issues  a
     recommended decision, hearing  transcripts  and complaint file
     to OCR.

1C.  Upon receipt ol  all ol these documents. OCR  Immediately forwards
     the package to the  Judicial  Olllcer lor a  final agency decision
     on the Merita.

IV.  Judicial Olllcer eiay accept, re)ect or modify the  recommended
     decision and must Issue  a  final agency decision with appeal
     rights within 10 days II CCOC  recoMende a  finding of  dlacrlml-
     natlon.

II.  Judicial Officer tranaeilta the final  agency  decision,  fror
     recommended decision and an  olllclal  copy ol  the hearing  iran-
     acrlpt to complainant and  returns the complaint file to OtR.

It.  II tho complainant  requests  a  final agency decision wlthnut a
     hearing. OCR tranaeille the complaint  file  to the Judicial
     Olllcer lor a final aq.ncy decision on the merits.

20.  Judicial Officer tranamlta final  agency decision with  appeal
     rights to complainant and  returns the complaint file to OCR.

21.  II the complainant dues  not  notify the Agency ol his -Isl.e*
     within IS daya. the Director,  OCR adopt a the proposed  ill •posi-
     tion as the llnal agency decision with appeal  rl<]hla anil  noti-
     fies the complainant.

22.  II the complainant  accepta the proposed disposition, nlirclor.
     OCR adopts the proposed  disposition aa the Agency's ileclelnn
     and Insuea a compliance  order  to Implement any  lemedlm.

21.  Complainant has JO day«  to appeal  any final  agency  decision
     {rejection, cancellation,  decision on the merllal  with rr.nr.
J».

js.


21
 HI
 II.
II.
    it -,,,— i i» MI-'.
    II.. !:!»|.Uii>l ll»--   "•« M"l'««
    tiaiismlta Hie cumplalnl  Ilia lo
             ol LtUL- illlii.e ol  »e» lew and A|.ue«ls  l»  llnal.
    tLOC transmit, appeal* declalon to complainant,  th.
               ' i ra|>reeei>tatlva and OCR.
    || itiiC auscaliia ins llnal a.j-ncy decision and no nucrecllve
    action la «ei|ulred. OCR cloeea the lite.

    || il.a appeals decision ..<|ulr.s correct l». or i.m.dial  action.
    l"n ..pleeenia Ih. cor.ect ..... H-» «» »••-«• • J??'1!1"."  .„
    .,r.l.t as approprlata. keeping complaint active until corrective
    ad Inn ui remedy '• ellecienl.

    LIIM: r.-«l«aloiieiB at their aiscretlon may leopen or reconsider
    .!,, P/J!To" tt." decision.  OCR III., all Agency repeat, to
    reopen ntlli CCuf.

    iu.,,|-l,,.«. ..I -in. ...jr.. 10 III. a civil act Ion ">"»«"

    day. "I «•»•• •«:«'0" «•» »1'»nB» °r 'tOCt °! '   » * ut -T.mlna-
    l..im.l c.«i>l*l..l ha. be.i. lil.d.  It.c.ptlon.  A.>. OUcrimlna-
    Ilon co.,aHlnt. may ••• «••.« dl.-ctly •« co-rt provided Agency
    le giv.n  10 d«ye nonce ol Intent to auul.
     1M.H  laaoae compliance older, whenever action la f.
     ...tillm.i.i .u...«-ni. llnal agency daclalon. appeals decisions
     ur civil actions snd holds complaint Ilia, open until th. Agency
     ha.  compiled.


 •"•"  »:.:: :u:t'b:l.o.i:^:dl>rou:;;:'oV!;i:",rrif:;iilR?gnt.
       :;:rui-rcoip,i:nt.:rro:;ain^;:nr^"?^;.:nn:o-1^
       r».o<-   Agency  olllc... and cf-pl.l«»nt a on a timely baa e.
        it is  .Jp"cl.lly  important lor OCR to know wh.n a complaint
       1,1. I...!! let tied  o, -hen ths lln.l Ag.ncy Uecl.lon h.a been
        I. >Maid.d to  complainant. .Inc. thlt d.teimln*. p.oceaalng
        i,m.  lo. eacl. complaint and mu.t b. i.|...rt«J to ttUC on a
       conlnu    .-...                               ,
       u..tll th. ,,ro..a.  la Compl.l.d I.. |.«..l.  cancel led  or
       fin.l -o.ncy decision on the merllk appealed)  o.  until all
       the lerma ol eeltlee,.nt have been elt.cted.

      Co.|.l.l..t. ..I discrimination ag*i..»t th. f.lllc. ol Cl«'!
 Rl.jht. a.. l«.-.rd.d to the Of lie. of O.nu.al Coun..l lo.  proc.s.lng.

-------
2.    Procedure
                out pay). (3) removal from job. or (4) release on a fur-
                lough (a non-working, non-paying status).

                Since the first 12 months of employment with the
                Agency are a probationary period, the procedure for
                implementing disciplinary measures can differ from
                those implemented after the first year. An adverse
                action by a first-year employee may result in immedi-
                ate termination. It is not required that the standard
                disciplinary measures described above be implemented
                prior to terminating a first-year employee.
                 Regarding the implementation of disciplinary meas-
                 ures, it is recommended that a supervisor contact, at
                 the outset of a problem, the Employee Relations Officer
                 in the Employee Relations Office, at FTS 382-3143.

                 For a regular civil service employee (employed with the
                 Federal Government for more than 12 months), a
                 supervisor must follow standard procedures for imple-
                 menting disciplinary measures. Once all standard
                 disciplinary measures have been implemented,  the
                 final disciplinary action is termination of employment.
                 Throughout the process of implementing disciplinary
                 measures, the Employee Relations Officer is involved.
                 The Employee Relations Officer is  in direct contact
                 with the employee, keeping the employee informed of
                 his/her status. An EPA Order is issued to the em-
                 ployee, which is the official documentation stating the
                 action to be implemented and the  rationale supporting
                 the action.

                 In the case of a first-year employee (who is officially on
                 probation) responsible for a serious adverse action.
                 termination can result without prior warning or ad-
                 vanced notice. A letter is submitted by the supervisor
                 to the Employee Relations Office (Room M2009) stating
                 the problem and explaining the reasons for termina-
                 tion.

                 All employees presented with an EPA Order on Adverse
                 Action or an EPA Order on Removal or Termination are
                 entitled to file a grievance or an appeal with the Fed-

                                                      October 4. 1988
                                                          Page III-12

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     3.    Reference
                      eral Merit System Protection Board (MSPB). which
                      hears grievances and appeals from all Federal workers.
                      A grievance or an appeal may be filed with the Merit
                      System Protection Board at FTS 653-7124.

                      All EPA employees are entitled to the counseling serv-
                      ices provided by the Employee Counseling Assistance
                      Program (ECAP). ECAP provides strictly confidential
                      counseling regarding work-related problems and per-
                      sonal problems.
                      EPA Order on Conduct and Discipline (Classification
                      No. 3120.1. September 20. 1985) has replaced the EPA
                      Conduct and Discipline Manual (October 18. 1976):
                      however, both documents may be useful references
                      regarding conduct and discipline policy and procedures.

                      For more information regarding:

                      •    Adverse action/disciplinary measures, contact
                           the Employee Relations Office at FTS 382-3143.

                      •    Grievances/appeals, contact the Federal Merit
                           System Protection Board at FTS 653-7124.

                      For additional information on the Employee Counseling
                      Assistance Program, contact the office at FTS 382-4420.
I.    SENIOR EXECUTIVE SERVICE

      1.    Description
                      The Senior Executive Service (SES) comprises higher-
                      level government officials involved in management and
                      policy development, including officials who occupy
                      posts as Division Directors and above, excluding presi-
                      dential appointees.  Senior executive staff persons are
                      not rated on the government scale: however, they can
                      achieve tenure. The Office of Human Resource Manage-
                      ment (OHRM) is responsible for coordinating all activi-
                      ties pertaining to the Agency SES.  This includes hiring.
                      training, and processing reassignments and all person-
                                                            October 4. 1988
                                                                Page III-13

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2.
Procedure
                 nel actions/requests. The Deputy Assistant Adminis-
                 trator of the Office of Administration and Resources
                 Management (OARM) has been delegated responsibility
                 for the SES. including approving/disapproving all SES
                 personnel actions.
                 •    SES Candidate Program

                 To be considered for the SES candidate program, per-
                 sons nominate themselves by completing an applica-
                 tion which undergoes an initial screening. All appli-
                 cants must be approved by the Deputy Assistant Ad-
                 ministrator of OARM. Once selected for the SES Can-
                 didate Program, executives undergo mandatory train-
                 ing, which qualifies them for specific positions within
                 the Agency. As positions become available, qualified
                 SES candidates may apply and be considered.  Al-
                 though EPA hires between 70 and 80 percent of its
                 senior executives from the pool of eligible SES candi-
                 dates, it is not necessary that top level posts be filled
                 by SES candidates.  For further details regarding the
                 application process, employees should contact the SES
                 and Executive Resources Unit. OHRM. at
                 FTS 382-3328.

                 •    General Administrative Procedures

                 SES administrative procedures are similar to those
                 followed by other civil service employees, however, all
                 personnel actions /requests are processed through
                 OHRM. SES Operations Unit.  For general personnel
                 actions/requests including recruitment, salary action.
                 detail, reassignment, resignation and retirement. SES
                 persons must prepare the SF-52 (Exhibit III-l).  De-
                 pending on the specific type of action, there may be
                 additional requirements.

                 If position duties change, a position description must
                 be submitted. For further details on appropriate forms
                 and procedures, contact the SES Operations Unit.
                 OHRM. at FTS 382-3328.
                                                       October 4. 1988
                                                           Page III-14

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     3.
     Reference
                      The SES Coordinator can be reached at FTS 475-8830
                      (Room S3910) and this office may be contacted for fur-
                      ther information on the SES program.

                      For additional information regarding administrative
                      procedures for SES. contact the Chief of SES Opera-
                      tions Unit. OHRM. at FTS 382-3328. A bimonthly
                      newsletter.  Executive Update, is published for SES
                      staff.  The publication provides senior executives with
                      general information, including SES vacancies, person-
                      nel changes, and executive training and development
                      opportunities.
J.
AWARDS
      1.
      Description
                      The purpose of Agency-wide awards is threefold: (1)
                      encourage all employees to make their best efforts in
                      their daily work: (2) urge employees to bring forward
                      ideas to improve the efficiency and economy of Agency
                      operations: and (3) give employees appropriate recogni-
                      tion for noteworthy achievements in the public interest
                      and related to their official employment. The EPA
                      Awards Program is designed to motivate employees to
                      achieve significant increases in productivity by reward-
                      ing those whose performances are substantially above
                      normal job requirements and standards, as docu-
                      mented through the Agency's Performance Manage-
                      ment System.

                      There are a variety of awards offered through the
                      Agency Awards Program.  In general, they are open to
                      all permanent EPA employees.

                      The categories of awards include the following:

                      •     Honor Awards

                      •     Cash Performance Awards

                      •     Quality Within-Grade Increases Awards
                                                            October 4. 1988
                                                                Page III-15

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2.
Procedure
      Reference
                •    Career Service Recognition

                •    Employee Suggestions System, which is an or-
                     ganized method for soliciting constructive ideas
                     that will benefit the Agency and award the origi-
                     nator.

                In addition to these intra-EPA awards, all EPA employ-
                ees may be candidates for non-EPA awards, including
                other Federal Government awards and external  awards
                sponsored by private organizations. Management offi-
                cials are urged to become familiar with these awards
                because they represent additional means of rewarding
                employees for achievements deserving wider recognition
                than can be provided by the Agency Awards Program.
                All nominations for the EPA Awards Program should be
                submitted using EPA Forms 3130-1. 3130-2. or 3130-3
                (Exhibits III-8. III-9. Ill-10). depending upon the type of
                award for which an employee is being recommended.
                An employee may be nominated for an award by the im-
                mediate supervisor, by an associate, or. in exceptional
                cases, by someone from outside the Agency. Endorse-
                ments are submitted through management channels to
                the EPA Awards Program Officer, and. depending upon
                the type of award, must have the endorsement of the
                Assistant Administrator. Associate Administrator, the
                Regional Administrator or the Inspector General, and
                the Administrator.  Nominations for all awards may be
                submitted at any time, however, many awards are
                based on the performance evaluations and are pre-
                sented at an appropriate ceremony. Other awards won
                during the year are usually presented to the employee
                by the supervisor.
                 For more information, refer to the EPA Awards Manual.
                 which explains current procedures, including the pay-
                 for-performance concepts of the EPA Performance Man-
                 agement System.  This EPA Awards Manual, which ma?
                 be obtained from the Awards Office (Room S3010) or

                                                      October 4. 1988
                                                         Page III-16

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                                      Exhibit III-8
 RECOMMENDATION FOR MONETARY AWARD
                  Submit original and two (2} copies
                  to the operating personnel office
               * Refer to the EPA Awards Manual for individual Award Criteria *

                                    TYPE OF AWARD

   D     MERIT PAY CASH AWARD. A performance-based cash award granted for significant
         accomplishments related to the individual's Performance Agreement.

   D     SPECIAL ACT OR SERVICE AWARD. Given to an individual or group for significant
         one-time achievements related to official employment The amount of award is based on
         the value of tangible and/or intangible benefits accruing from the special act or service

   C     SUSTAINED SUPERIOR PERFORMANCE CASH A WARD. Given m recognition of
         continued  high quality performance of the duties of the employee's  position which
         substantially exceeds performance standards Amount of award is determined according
         to a percentage of base pay

   G     QUALITY W/TH/N-GRADE INCREASE. An additional withm-grade increase granted
         for sustained high quality performance which is expected to continue m the future.
                                   INFORMATION ON RECIPIENT
NAME I for group •MWtfj artfcft x«0w«« list of num*t ootilion* «ntf
SSffsl
POSITION TITLE SERIES GRADE STEP
ORGANIZATION AND LOCATION
SOCIAL SECURITY NUMBER
TIMEKEEPER NO
PERIOD OF SERVICE ON WHICH AWARD IS BASED
FROM
TO
PERSON TO RECEIVE CHECK
MONETARY AWARDS GRANTED IN
LAST 52 WEfcKS
ACCOUNT NO TO BE CHARGED
                             AMOUNT OF CASH AWARD RCCOMMENOEO
MERIT PAY
•
SPECIAL ACT OH SERVICE
TANGIBLE
•
INTANGIBLE
•
TOTAL
t
SUSTAINED SUPERIOR
PERFORMANCE
*
                        RECOMMENDING. REVIEWING. AND APPROVING OFFICIALS
OFFICIAL
RECOMMEND-
ING OFFICIAL
OBLIGATING
FUNDS
PERSONNEL
REVIEW
APPROVING
OFFICIAL
SIGNATURE



D APPROVED D DISAPPROVED
TITLE




DATE




EM Fam 31 3O-1 I MM. 1 1 -831 PtMioua adman i> aaaaim

-------
                                          Exhibit III-9
• * i»<*t* ft* O»i«in«i
 T "-•,.-.•- -3*1 •% "iO««. «.*   '«,.,j
    f~m JUOJ I*... 11.771
 >uB.EC* 0' SoGOUTlON
CP« f~- 1110.1 IH».. 11.77)
    TO
                                                                               Pf v "r n«—
                                                                                • • -.1-   .
                                                                               »nc •  i.-^r
                                                                                if.Cr «Jd-*"t

-------
                                 Exhibit III-9      (continued)
                                         PRIVACY ACT STATEMENT
                              . r :*• I - •'•  • ' "*• :nl-.*—•( iin •  ,u, •
                            	"v :-..   -.. '  .•• :
                            » tiO THIS l»»r OPTION BC'OX »oe»»»l»C TOUR lUCCtiTlO"
                 »UHg»»tton i
                            rf. it lUfnt if .•
  \oji.srooF.s
    I.  Tho«»
     1.  Thufcr *h:
  f»KP ORATION
  >l'BMISSION
                  -i<₯ submit
                                        it it •trr'rfin-. :
                                       nrtn.  pap«*r clips rrude a lot of dollars with his  *non-skid" paper
                                       ci:p*  Simple idea,  big  reward. The  man who first thought ot put-
                                       ting smbti era&ures on the ends ot wooden pencils made a tidy Sum.
                                       too.  Both ideas contributed  to efficiency.  Cot am ideas in  :his
                                       depittmrnt'  The-.-  don't have  to be "blockbusters" :& 'I'm >  o:g
                                       aw.rd.

-------
                                       Exhibit III-10
SUGGESTION RECORD AND EVALUATION
NAME o* EMPLOYEE
SUGGESTION TITLE o« SUBJEC
•OSlTlO* TlTuC
OFFICE AOONESS
f (VQM ' *w«f«« C«»o«fin«io»*






MOClSSINa DATA
INITIAL
A«ANQ
OA»e

»o....o.o





•ETU-NCO





SUCOEST.ON SO
3*T~e QCCElvEO


ROOM NO

C L C D **O N C ~ * T E

ACTION ANO BATE
AMOUNT

C1T fA»IN61


ADDITIONAL
A«AHO
3ATC

OATC ACT uETTCR
• MQUMT CST SAVINGS

EPA PwinllllM (4.74)
                                        »*»CA romtt 71-2 WHICH is oasaie-e.

-------
                                    Exhibit III-10     (continued)
                      SUGGESTION RECORD AND EVALUATION
      or
                                          SUGGESTION TITLE on SUBJECT
                                                                                       OATE RECEIVED
WlVlON TITLE
                                                           ORGANIZATION -Office. OI»Hlo». *IC.J
        AOOP.ESS
                                ANO TI'LE of SUPERVISOR


                                         BUILDING      I -ELEP«ONE   [DATE
 TO
                                                            This luueslion is forwarded (or vour evaluation.  Return Jtur
                                                            evaluation on 'his form  and I he «uu««tion working die *o *-.e

                                                            Awards Coordinator within       working days.
                                  SUCCESTION INVESTIGATION H6PORT
 i  30« SUGGESTION ngmr -.SOI. «OQPTIOM'  II *v»* »"• »»««o" •" •'«»
2. iS SUCSCSTIQH IN
                                Cjmpfx* iifmm **la~>
   if ••»«• oive O«TB iN»T»(.ueo

   ,f 'SO* IMOICATK BCUOO ACTION

    i cOMMi'xCxr  'a  *OO*T
a»«O
• *S
              »«OJ«C- 3" JOB 0
                       ilSuCO
c=i ttr.v'.Y.v.vv,:1?
                                                        fu«< co 13.OO par
     ITCH
                             I. ••OH
OOk.• "§
•«•
                                                  UNITS •••
                                                                     C01T •«• JMIT
                                                                                           TOTAL MATERIAL COST
 SUCGBSTCN'S
   MCTMOO
   SAVINGS
                                    TOTAL LABOR AMD MATERIAL SAVINGS PER VEAH      S
     INTANGIBLE BBNB»'TS fC>«c« e«mir •** try* c
                                                     i. O*«cna« m ircn 4.  !•• j«n»iirioiia al fnc«n«ittl» 8«n«/m on
 VALUE OP BBNBFIT
                                             « MCKP TIQi»
                                                                       APPLICATIO
 OTNBN
                                                  oTM«P. r5a.
 4. AOOITIONAL INPOP.MATION AMOCOMHBNTS f«/a«
                                                       anwiTM o< pecwr aa n«c*aMn>J
 S. IS SUGGCiriON A PANT OP TUB SUGCBSTtrVS
   NOMMAL ON ASSIGNBO OUTIBS*
                                                            SIGNATUNe Of EV»(.UATO«rAdop«m«OHIcialJ
 «. IS PATBNT INVBSTIGATIOM P.BCOMIiBNOBO'
                                                   *B1
                                                                 IONTITLI
 7 INOICATB WNBRB IMPP.OVEMBMT CAN BB USBO
              __ KKaiONAL.—I NBPC ANO  p—,OTM«H OOVT
  C^ Meat   i   i oprtec*  I—
EPA
                                     P.BPLACBS P«»CA POM* TV! VNICN ISOBSOLBTB.

-------
from the Administrative Officer, supplements the stan-
dards and implements the requirements contained in
Chapter 451 of the Federal Personnel Manual.
                                      October 4. 1988
                                           Page III-17

-------
IV. TRAINING

-------
                           IV.  TRAINING
OVERVIEW
                      This chapter outlines staff development and training
                      opportunities for OERR employees.  These opportuni-
                      ties are available through a variety of sources.  First.
                      OSWER provides OSWER-specific training in both
                      technical and programmatic areas, such as the
                      CERCLA Orientation Course and On-Scene Coordina-
                      tor/Remedial Project Manager (OSC/RPM) Basic Train-
                      ing. The Training and Employee Development Pro-
                      gram, within the Office of Administration and Re-
                      sources Management (OARM). also offers professional
                      training for all Agency employees. The Office of Hu-
                      man  Resources Development, also within OARM. pro-
                      vides staff development opportunities through the EPA
                      Institute, as well as training opportunities for the
                      Senior Executive Service. A third option available to
                      EPA employees is external training and seminars.
                      This chapter provides information on policy and proce-
                      dures for OERR personnel pursuing staff development
                      opportunities.

                      All permanent EPA personnel may participate in a
                      wide range of training courses, seminars, and confer-
                      ences to improve their Job performance and to qualify
                      themselves for advancement.

                      OSWER has developed policy and guidance on techni-
                      cal and programmatic training for Headquarters and
                      Regional employees in hazardous and solid waste
                      programs. OSWER's policy has five steps:

                      •    Determine training needs

                      •    Review, develop, and coordinate required
                           training

                      •    Document instructional materials

                      •    Deliver training

                      •    Monitor and evaluate training delivery.
                                                           October 4. 1988
                                                                Page IV-1

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                      To ensure the timeliness of these activities. OSWER also
                      requires that the OSWER Training Coordinator conduct
                      an Annual Training Needs Assessment in conjunction
                      with the individual program offices and Regions. Any
                      office proposing new training development efforts must
                      complete a Training Planning Document. An Annual
                      Training Plan (ATP) shall be submitted by OERR (Super-
                      fund Program Office) to the OSWER Training Coordina-
                      tor for review.  The purposes of the report are to facili-
                      tate communication and coordination among OSWER
                      organizations.
A.
INTERNAL OSWER TRAINING
      1.   Description
          Procedure
                      The OSWER Program Office oversees a programmatic
                      and technical training program designed specifically for
                      OSWER Headquarters and Regional personnel. In this
                      effort. OSWER prepares and distributes an annual
                      Training Course Catalogue that outlines available
                      courses and provides registration information.  The
                      Office also distributes a quarterly 'Training Calendar" ot
                      planned OSWER training courses to Headquarters and
                      Regional Training Coordinators. Included with the
                      calendar is a data entry form for scheduling future
                      courses.

                      Applications for all OSWER training courses can be
                      processed, at least initially, through the contact person
                      for the  particular course. Registration for a course may
                      be achieved by telephoning the contact person, whose
                      name is listed after the course description, and register-
                      ing over the telephone, or may be achieved by sending
                      the contact person a course registration form and  a
                      Request. Authorization. Agreement and Certification of
                      Training. Standard Form 182 (SF-182. Exhibit IV-1).
                       To obtain a course catalogue and calendar, contact the
                       OSWER Training Coordinator's Office at FTS 382-4515.
                       All OERR staff seeking training should discuss their
                                                             October 4. 1988
                                                                  Page IV-2

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                                            Exhibit IV-1
REQUEST. AUTHORIZATION. AGREEMENT

   AND CERTIFICATION OF TRAINING
                                                       ». AOIIICT coo* Him.)
                                                         jna ua«Hnn« anci I
                                                                         [01
                                                                                 i vfa ua tm.i
                                                                                 S. Rioum uaiui IMOT ill am
                                                                                                           02
                                      Section A— TRAINEE INFORMATION
 aoowamtiuiwuif f-rti
                                           Emu run
                                           luiran-
                                          . lui
                                                OJ
                                                1:11
                                                       Z. SOOM SKWIIT Hum*
4. Nomt aMiwi ifemieor iirwr ait Sun Of toon
                                                       *>•• COM .
                                                                                                  1 Unin*
I  Otgjnunon «UIMI« MOTMI
                                                         Off CM I
                                                       *rai caai
                                                                       • Unman
ill
                                                       It
                                                                                 11 rvgo of
                                                                                                14 Eduunan in«
                                      Section 8— TRAINING COURSE DATA
Ife IIM IM m«Mf MOrau « vow* m*o  •»•• eiflr Sim 4Pn«M
                                                          , laum - ua«Mi to* if tun* inn ton.
                                                                                          •u

                  Sun
                                        It
                                                               07
                                          Oumo. «vnr
                                        t. roTAi.
                                                                             iSft namcnom
                                                                                 Coot
                                                                                      «   I &MCO
                                                                                      Ot   1 Soicui mrarni
                                                                                                           10
                                                                                                            11
MUCT ua MT
         C— ESTIMATED COSTS AND BILLNG INFORMATION  •« »•
                                                                              0— APPROVALS
21 indnci coin IM aooraontMn/taM
                                                                                      AIMCOOK T« wo

                                                                             •mam      ATM COM/r« NO /Ejiwmmi
  *•«*•
       ftvaM   [13
       uam    I—
                                                                                 J
                                                                                       ATM COM/ f« No / Ej
                                                                  Swtton E- APPROVAL/ CONCURRENCE
                                                          , A«Bifliu»n uificiM Hum »M torn       Aria COM/ r« NO / Unman
        f n»f nm tlnMr '

                                                                                      a
                                                                  F-CERT1FJCATION OF TRAINING COMPLETION    ••
                tfvma* \ SIM UttuM b* MM to oMeo
                                             to iM 29.
                                                                               i in rtom 23 to
   Copy 1—AQENCT (TRAININO/PCRSONNEL FOLOER)
   .rMO-01-OIMV.noi  MMMMMKMM
                                                                              US
                                                                                  Sunava tarn IU ("••
                                                                                                    >ie» ».G

-------
                                 Exhibit  IV-1    (continued)
 GENERAL INSTRUCTIONS—''"care ••"$ -eaueM -n accordance «nlh instructions included on lorm and mcicaiea 3e'0w
 .?J""C «"le Seocns A 8  C  OZ6  -27  jr-rj GJ2 (reverse of COPY I) and submit to aporopriate Agency Training OWice «i|*nn me
 «cecitiea eaa time 'or ororess.n^  Ccov ;0 is 'or /our Mes
                                                 SPECIFIC INSTRUCTIONS
Section A — TRAINEE INFORMATION
iMm 1 - *ie» '"ling •« me trainees >uii name enter the •«« 'me 'ettprs
.t — e >asf name n me tnaaed ooi

Item 2 - >jse 9 -Jiiciis •or me Social Security Numoer
item 3 - i
s  jnuarv
                     —onth o> s>nn -r t  i me 'ramees airtn ,;jte
                    ouid jppear at •>}< Oil
           r -ear *n
             .9-13  t

Item* 4  8 — Se» eiuianatorv/ 'oiioo agency

IMm 9 — i"t< -un-eer ;i «ear» jno manint o' continuous c.«man Con
item 10 — "a se '"'e-J « Ov •
n»m Ha — V1' '"curator*
 ;• or  ?i.tm o cefai arranfemenn iBrammg. iaom|. 'nteroreten 'acmlv acentiOl
•v  'tc . Jncnoe ;•>« '.OK ai jiraniierrvni}  n j  teoafaie Mermai«n  -i» "er S'gnaiure on ine ancrioltv* \nrtt
n/jicjtn a(reena •e'eaM nttruction«


Section B-TMININC COUKC DATA
Itamt IS- 17 -Seii eiounaiory iHem 16— •laaait«naltoac«nnecei
sar»  altacn tcoarale tneet )

IMm II — Enter tne nmg> document
IMm 24—Fill in 8 digit station symbol o« me r
                                            "•*<•
office wnicn »HI reoort me Myment on SF 224. Statement ol Trantac
tion« if a nominating agency doe* not reoort on SF 224 and viMruue a
cneck type  V 1080" m ttin otock
                                                                    Item 29 — Enter name jnd m^m
                                                                    nance Otfce tor oiiimg ourixnn
                                                                           C and 0— TERMINATION AND EVALUATION DATE-COOT 9

                                                                                               on -cov ' >if •r*ir-r-% *,  -r-c ""•:
informafon «nil Be
        instruclionsl
                                                                   SecMM 0— A*MIOV«U
                                                                   iMmi 2ffx 27 — 'o oe comoieied ov dcoi'cjnt s mm^idte i
                                                                   ona line- uiaerwwttl oe'ore 5uOmi«.on .) T,rm -o nrr^.n n
                                                                          Office a* inacatea — To be comoietea 3v "ne •vjm
                                                                   autlKVKed to aooraw or ii«aoorove
                                                                   MOTE. Aoorawng olliciais may auinorue Taming  n   n j
                                                                   lacilrhn onry alter detenmmng mat joeauaie irainmK s  -t r
                                                                          F-CERTWKATKJN OF TRAINING COMPLETION

                                                                        SO— To be completed Oy nominating Aqenc/ ''eii^^p^ }'*•;
                                                                           e—CM*\OTcrs AGREEMENT TO  CONTINUE :N SERVK
                                                                   (NONVGOVCRNMCNT TRAINING) Cooy 1-Revene tide
                                                                   The aoolKant must read and understand me statements -z
                                                                   ttleagfi.um.iil If there are any Questions concernirgtnis se'-on
                                                                   contact Ine nominatng Agency Training Office
                                                                      i 31 — To be completed by nominating Training Ofice

                                                                        ]2 — To be signed and dated by employee nominate*3'"'  inn *•"*<
                                                                           Tra
                                                                        •i G-ftNAMCE-Coo* 7 ontf

                                                                        i3L 31 —To be tilted m by tne nominating Agency Finance 0«ice
                                                                                        i ol Nominating Agency
                                                                        •—Mailing, address ot employee
                                                                    To be Idled in by nammatmg Agency Training Office Name and aaorns
                                                                    to be stamped on copy S
                             COOES  FOR ITEM 20 (S*w 1-part form lor cod* derfirotiorn.)
    •A. PURfOSI
        1  Mission or orogram change
        2  New lecnnoUgy
        3  NOW worti eHS'fn^^cflt
        4  improve oresent uerlormance
        3  Meet future staffing needs
        •  Develop unavariabie skills
        7  Trade or cran apprenticeship
        I  Orientation
        9  Adult basic education
                                               I  Executive and Management
                                               2  Supervisory
                                               3  Legal Medical. Sccnbnc.
                                                  or Engineering
                                               4  AdnwiisaraMn and anafysn
                                               3  Specialty and Techncal
                                               •  Clerical
                                               7  Trade or craft
                                               •  Orientation
                                               9
                                                                                  • C. SOURCE
                                                                                      1  Government—Agency
                                                                                      2  Government—interagency
                                                                                      3  Npn government—Designed for agency
                                                                                      4  Non-government—Oft sneif
                                                                                      3  State or local government
                                                                                  • 0. SPCCIAL INTEREST
                                                                                      0  No special program
                                                                                      1  Executive development
                                                                                      2  Supervision
                                                                                         (other codes may be aeveiooeo—
                                                                                         follow agency instructions)

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     3.  Reference
                      training plan with an immediate supervisor.  Once a
                      training need has been established, contact the OERR
                      Training Coordinator in Cincinnati, at (515) 569-7537
                      (DD) or FTS 684-7537.  To sign up for a specific course.
                      telephone the contact person listed in the Training
                      Calendar.  Employees may be able to register over the
                      telephone or may be asked to complete the registration
                      form.  Employees should obtain an SF-182 and submit
                      the completed application to  their supervisors for ap-
                      proval. After appropriate signatures have been ob-
                      tained, the form must be routed to the Funds Control
                      Center (FCC). Office of Program Management. OERR.
                      The FCC will add accounting data and will return the
                      form to the originating office  for disposition.

                      Note: When there is a shortage of space in a class, the
                      applicant may be approved and may have his/her
                      name  put on a waiting list to be notified when space is
                      available.
                      The guidance on OSWER training has been consoli-
                      dated into one basic reference entitled. Training Policies
                      and Procedures (OSWER Directive No. 9018.00-2.
                      September 30. 1987).  This Directive clearly delineates
                      training responsibilities within OSWER. and sets forth
                      procedures for conducting training activities.

                      For more information on the OSWER Training Program.
                      contact the OSWER Training Coordinator's Office.
B.
INTERNAL TRAINING
      1.   Description
                      The EPA Institute offers a wide range of courses taught
                      by EPA staff or EPA contractors that are offered at no
                      fee to all EPA employees.  The EPA Institute is admini-
                      stered through the Office of Human Resources Manage-
                      ment (OHRM). which also administers specific training
                      opportunities for support staff and all permanent EPA
                      employees. The Institute is currently expanding its
                      curriculum and  is developing a course schedule.

                                                            October 4. 1988
                                                                  Page IV-3

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     2.  Procedure
     3.  Reference
                      Courses that are currently available are listed on an-
                      nouncements which are routed through the EPA mail
                      system and posted on bulletin boards throughout the
                      Agency. Details on specific courses are provided in the
                      announcement as well as direction on how to register
                      and who to contact. Also refer to the EPA Institute's
                      Training Catalogue (July 1988).
                      An SF-182 may be obtained from the Administrative
                      Officer and should be completed by the employee:
                      because no fee is charged, there is no need to send the
                      form to the FCC for funds certification. The employee
                      must, however, secure his supervisor's signature for
                      request approval.  For direction on completing an
                      SF-182. refer to Exhibit IV-1.
                      For further information regarding courses offered
                      through the EPA Institute, contact the Registrar for
                      the EPA Institute at FTS 382-2594.

                      OHRM provides courses designed specifically for Sen-
                      ior Executive Staff: however, this does not preclude
                      senior staff from enrolling in other courses.  For more
                      information or to receive a copy of the bimonthly Ex-
                      ecutive Update publication, contact OHRM staff at FTS
                      382-3328.
C.    EXTERNAL TRAINING
      1.   Description
                       Externally sponsored conferences, seminars and train-
                       ing courses are another option for OERR staff training
                       and development.  Once an employee has identified a
                       relevant seminar, conference, or course of interest.
                       attendance  should be discussed with his/her
                       supervisor.
                                                             October 4. 1988
                                                                  Page IV-4

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2.  Procedure
 3.   Reference
                 Once the need for external training has been estab-
                 lished and approval is granted, the employee should
                 pre-register for the conference/seminar/course and
                 begin the registration process.  The requesting em-
                 ployee should complete an SF-182 well in advance of
                 the conference/seminar/course registration date, at
                 least two weeks. The first step is to obtain  signatures
                 from the employee's immediate supervisor,  who must
                 also provide written description of job-relatedness/
                 justification.   After the supervisor has approved the
                 request for training, the employee must obtain the
                 Branch Chiefs (first level) signature and finally, the
                 Division Director's (second level) signature. The form
                 is then sent to the Employee Development Assistant
                 (Room 3241) in the Office of Human  Resources Man-
                 agement. EPA Institute Branch. Once approval is
                 granted, the requesting employee is given a Purchase
                 Order (PO) number.  At the time of registration, the
                 employee must present the "vendor copy" of the PO as
                 verification of payment." The vendor then follows
                 through with billing. To continue attending classes,
                 the employee must obtain a grade of C or better.

                 For direction on completing an SF-182. refer to Exhibit
                 IV-1. While not all courses, such as free courses or
                 seminars, require an SF-182. a completed  form in an
                 employee's official personnel folder ensures that all
                 coursework becomes a part of the employee's official
                 personnel file.

                 Exhibit IV-2 provides a checklist of required documen-
                 tation for an SF-182.
                 Contact the Employee Development Assistant in the
                 EPA Institute Branch. OHRM (Room 3241) at
                 FTS 382-2997.
                                                       October 4. 1988
                                                            Page IV-5

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                              Exhibit IV-2

 . • •".                  Request for Documentation
f       £     • • A * • ^» ^* *^ «• ^M • ^B I
'.5SK;
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
               WASHINGTON. O C 20460
   MORANDUM

 SUBJECT:  Request for Documentation.

 FROM:     Deboca Dorsey
           Training Support Staff
           Huma-. Resources Development Division (PM-224)

 TO:

      The attached training obligation is being returned  to you for
 the following reason(s):

            	     Job-Relatedness Justification  (All jus-
                           tifications should state how the training
                           relates to and tne benefits which will
                           be derived^by the trainee and  the Governme
                           These justifications should be written
                           signed by your supervisor.

             	    Incomplete accou-.t number

             	    NO Document Control Number (DCN)

             	    Funds Certifying Officer required.

             	    Cost comparison not provided.   (Training
                           procurements in excess of S1,OUU must be
                           accompanied by a comparision with three
                           other potential vendors and the reason
                           the vendor you chose was selected.)

             ________    Attendee list not attached.  A complete
                           list must be include social security
                           numbers and grade and series.   Forms
                           will not be accepted without this list).

             	    Waiver is required when the trainee aoes
                           not have one year of government service.
                           This is only in case of non-government
                           training.)  A waiver is a letter  to the
                           Training Office office written by the
                           trainee's supervisor requesting us to
                           waive his or her one year of yovernmen
                           service.

             	    Course description not provided.

-------
                       Exhibit IV-2    (continued)
                                -2-

                           Travel costs omitted.  (This  is  required
                           training is take", outside of  the  Vvasni-.y to
                           metropolitan area.)
                           Kati t ication (a memo stati-.y  wny  the  trai-.i~.cj
                           form was received by our octice after
                           the trai-.i-.g Has bee", completed.)

                           Years of Govec-.me-.t Service

                           Type of appoi-.tme-.t

                           Pay plan, series a.-.d grade

                           I-.correct Signatures.   Trai-.i".g  forms
                           are to be sig-.ed o~. the Bra-.ch  Chief
                           and Division Director levels.

                           Training submitted on a 5-?art  form.

                           Other                         	  	
     SF-182's will  no't  be considered for processing  if  any or all
of these factors  are  missing.  Your cooperation  is  appreciated.
Please call me on 382-2997 if you have any questions.

-------
OVERVIEW
                       V.  COMMUNICATIONS
                      Communications administration includes correspon-
                      dence, document production, mail, telephone, telecom-
                      munications, and publications procedures.  To facili-
                      tate management, the OERR Immediate Office (IO)
                      divides correspondence into two groups: controlled
                      and uncontrolled.
A.    CONTROLLED CORRESPONDENCE
           Description
           Procedure
                      Controlled correspondence consists of communication
                      memoranda that have specific due dates, such as
                      Administrator's Correspondence (AX). Administrator's
                      Legislation (AL) (including correspondence from Con-
                      gress, which the IO calls "Congressionals"). Priority
                      Office Directors (PODs). Office Directors (ODs). Solid
                      Waste and Emergency Responses (SWERs). or Free-
                      dom of Information Act requests (RINs/FOIAs).  RIN
                      stands for "Request for Information."
                       Controlled correspondence requires concurrences by
                       the Personnel Classification Specialist, the Executive
                       Officer, the Deputy Office Director (DOD).  and the
                       Office Director (OD) before routing to the Assistant Ad-
                       ministrator (AA) for signature. AX and AL correspon-
                       dence generally have a due date of approximately 10
                       days. The deadline for Divisions to submit responses
                       is one day prior to due date.

                       OERR distributes AXs in brown folders. ALs in yellow
                       folders and returns responses in the same folders.
                       PODs generally have a 1-2 week due date, and the OD
                       or DOD signs them. The DOD or OD signs ODs and
                       they have due dates of 4-6 weeks.

                       OERR distributes SWERs in orange folders.  The AA,
                       DAA or an OD signs SWERs and they follow the same

                                                            October 4. 1988
                                                                  PageV-l

-------
V. COMMUNICATIONS

-------
OVERVIEW
                       V.  COMMUNICATIONS
                      Communications administration includes correspon-
                      dence, document production, mail, telephone, telecom-
                      munications, and publications procedures. To facili-
                      tate management, the OERR Immediate Office (IO)
                      divides correspondence into two groups:  controlled
                      and uncontrolled.
A.    CONTROLLED CORRESPONDENCE
           Description
           Procedure
                      Controlled correspondence consists of communication
                      memoranda that have specific due dates, such as
                      Administrator's Correspondence (AX). Administrator's
                      Legislation (AL) (including correspondence from Con-
                      gress, which the IO calls "Congressionals"). Priority
                      Office Directors (PODs), Office Directors (ODs). Solid
                      Waste and Emergency Responses (SWERs). or Free-
                      dom of Information Act requests (RINs/FOIAs).  RIN
                      stands for "Request for Information."
                      Controlled correspondence requires concurrences by
                      the Personnel Classification Specialist, the Executive
                      Officer, the Deputy Office Director (DOD). and the
                      Office Director (OD) before routing to the Assistant Ad-
                      ministrator (AA) for signature.  AX and AL correspon-
                      dence generally have a due date of approximately 10
                      days. The deadline for Divisions to submit responses
                      is one day prior to due date.

                      OERR distributes AXs in brown folders. ALs in yellow
                      folders and returns responses in the same folders.
                      PODs generally have a 1-2 week due date, and the OD
                      or DOD signs them.  The DOD or OD signs ODs and
                      they have due dates of 4-6 weeks.

                      OERR distributes SWERs in orange folders.  The AA,
                      DAA or an OD signs SWERs and they follow the same

                                                            October 4. 1988
                                                                  Page V-1

-------
     3.    Reference
                     tracking procedure as AXs/ALs.  See Exhibit V-l for a.
                     detailed chart on controlled correspondence.

                     RINs/FOIAs are due 10 days after receipt. The Action
                     Office submits requested material, which staff mem-
                     bers generally hand carry to the FOIA office within the
                     AA's office, where a form letter by the AA accompanies
                     the.requested material. OERR logs out RINs/FOIAs as
                     completed once they submit the material requested to
                     the FOIA office.
                      For more detailed information and procedures on
                      Controlled Correspondence, refer to Exhibit V-1 and
                      the OERR Quick Reference Guide for Correspondence
                      Procedures. February 1988. To obtain this manual.
                      contact your Branch secretary.
B.   CONGRESSIONAL CORRESPONDENCE
           Description
           Procedure
           Reference
                      OERR refers to correspondence specifically from
                      United States Senators or Members of Congress as
                      "Congressionals."
                      Only the Administrator, the AA, or the Deputy Assis-
                      tant Administrator (DAA). unless otherwise directed.
                      signs responses to Congressionals.  Like other ALs.
                      OERR always distributes Congressionals in yellow
                      folders and staff members return responses in the
                      same folders.  Congressionals are due approximately
                      10 days after receipt, and OERR requires Divisions to
                      submit responses 1 day prior to due date.  See Exhibit
                      V-2 for detailed guidelines on Congressional Corre-
                      spondence.
                      For more detailed information on Congressional corre-
                      spondence, refer to the OERR Quick Reference Guide

                                                           October 4. 1988
                                                                 Page V-2

-------
                                               Exhibit  V-1



                                   Controlled Correspondence Chart

SIGNATOR


TYPE OF
CORRESPONDENCE
AL CONTROLLED'
CORRESPONDENCE
ADM/DEPADM
OFFICE OF
CONGRESSIONAL
LIAISON
AA
AX CONTROLLED'
CORRESPONDENCE
ADM/DEP ADM
AA
OD
ACTION/BRIEFING'
MEMOS TO
ADM/DEP ADM
COPIES SENT TO:
AX
3 w/enclosures
(1 w/incoming)
N/A
N/A
3 w/enctosures
1 w/enclosures
1 w/enclosures
3 w/enclosures
AL
2 w/enclosures
2 w/enclosures
2 w/enclosures
N/A
N/A
N/A
N/A
AA
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enctosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
OD
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures
& incoming
1 w/enclosures

DD
retain 1 copy
retain 1 copy
retain 1 copy
retain 1 copy
retain 1 copy
retain 1 copy
retain 1 copy
'Copies to others should include enclosures, incoming letters and envelopes as necessary



NOTE:  Include pre-addressed envelopes and route slips as necessary

-------
                           Exhibit V-2
  •* £••£. "^   Guidelines for Congressional Correspondence
 I ^ST,77 ?    UNITED STATES ENVIRONMENTAL PROTECTION AGENO
  \ •* — • «-.^ y
  f*'.L ^f^                     WASHINGTON. C.C  2M60

S"J2JZr7:  Guidelines fcr Ccr.gressier.al  Ccrrespcndence



TO:       To All Ccrresrcnder.ee  Csntrsl ?ci.-.ts  -  including  rericn
Addressee
  Cr.velcpe &
  tter Address
   Sal-A-isr. er.s
Senator
Senator
 (avey frcs
 Waskingtoa)

Chairsas of Senate
 Co=ittee
         of Senate
Keaiber of Senate
 Ccisittee
Senate Ccitaittee
 Staff Official
The President  of
     Senate
Bsscratle ( f -oil neas)
United States Senate
V&shi^gtea. D.C.   2C510

Honorable (full nt=e)
United States Senator
(local address)

Honorable (full nere )
Chairman, Cc^iittee on
 (na=e)
United State: Senate
Washington, D.C.   2C510
 ca (na=e)
Cc=ittee on (parent
 cc=ittee)
United States Senate
Vashington. D.C.   20=10

Honorable (full sass )
Cosaittee en (nace)
United States Senate
Washington, D.C.   20510

Mr. (full ne=e)
(Title)
Costittee on (nase)
United States Senate
Washington, D.C.   2C51C

Honorable (full na=e)
President of the Senate
Washington, D.C.   20510
Dear Ser.i-.cr (s-irn*
 Sincere!:' yc'-rs,


Dear" Senator (sums
 Sincerely yours,
Dear >!r. Chairran:
 or Dear tlada= Chai
 Sincerely yours,
Dear Mr. C-.airran:
 or Dear Xadas Chairsan:
 Sincerely yours,
3ear Senator (surnase!1
 Sincerely yours,
 (check centre! slip fre= AL
 for instructions)

Dear Mr.  (sumase ):
 Sincerely yours,
Dear Mr. President:
 Sincerely yours,

-------
                    Exhibit V-2    (continued)
  C^ • "* 3 C A *» fi * •
  * W«4C wC» AwC
Sec ate J'.ajsrity
 Leader
Staff person ir.
 Office of Senator
Congressman
Congressman
 (avay froa
 Washington)
Chairaan of House
 Coaaittee
 Chairaan of House
 Subccasittee
 Keener of House*
  Ccrrittee
 Kouse Coaaittee
  Staff Official
Hc.icrable (full r.eae )
President prc tespcre
'Jr.ited States Senate
Washington, E.G.   2351 C

Honorable (full aa=e )
•"ajcrity Leader
United States Senate
Washington, D.C.   2C510

Naae, Title
Office of asnsratle
 (f-oll =a=e)
United States Seriate
Washington, D.C.   2C510

Ss nor able (f-ill na=e)
House of Representatives
Washington. D.C.   20515

Honorable (full case)
Kesber, United States
 House of Representatives
(local address)

Honorable (full naae)
Chairsan, Cc=ittee on
 (naae)
House of Representatives
Vmshington, D.C.    20515

Honorable. (full na=e)
  (naee)
 Ccmnittee on (parent
  ccaaittee)
 House of Representatives
 Washington,  D.C.    20515

 Honorable (full naae)
 Cczsittee on (naze)
 House of Representatives
 Washington,  D.C.    20515

 Mr. (full naae)
 (Title)
 Cc=ittee on (naae)
 House of Representatives
 Washington,  D.C.   20515
I-sar Ser.stcr ( s'ir
 Sincerely yours.
-sar Senatrr (sur
 Sincerely ycurs,
Dear
Dear Mr.  (surr.ase;
 Sincerely  ycurs,
Dear Mr.  (surnaae)
 Sincerely  ycurs,
Dear  Mr.  Chairaan:
  or Dear  Macaa Chairaa:
  Sincerely ycurs,
 Dear Mr.  C^ai
  cr T-ear  Madis Ch
  Sincerely ycurs,
 Dear Mr. (surnaae)
  Sincerely yours,
 Dear Mr. (surnaae)
 "CXecfe control slip froa AL for instructions.

-------
                       Exhibit V-2    (continued)

                                         •5

 Speaker ef the Scuse   H-r.csrahle (full na=e}     :«ar !•'--.  Epss-'.er
                        Speaker of the House        Sincerely yours,
                         sf Representatives
                        Veshiastcs, r.C.   2251;

 Staff perse:: ir.        Hare. Title                I*s.r
  Office of Ccngressrai Office of Eoacrabie         Sine-rely yours,
                         {fun na=e)
                        House of Representatives
                        Wasaiagtca, B.C.   20515
 1.   All letters should have the address at the top of the letter.

 2.   Refer to dite of incszisg letter in outgoing ccrrespcr.der.ee.

 3.   Refer to constituent's naae and subject matter in ycur reply.

 1*.   Alter cozplete date, put a coosa after the year.

 5.   Do not use the phrase "ITA is pleased" in any letter.

 6.   All letters should close vith Sincerely yours.

 7.   Alvays use Administrator letterhead stationery vhen reply is to be
     signed by the Administrator -- Douglas M. Costle.  Office of the
     Adainistratcr letterhead to be used for the Deputy Ad=inls^rat3r
     Barbara Blus.
 8.  After signature, space dc-.-a **
-------
                         Exhibit V-2    (continued)



    IfZ set use a cc=_zi  to  separate a sonth and a year.

    Capitalize :-^=-sr vi-.en speaiiir.s cf a :-'a=ser cf Ccr.gress , sut net
    Underline Te^r-.. =e = :s*.er.  Cc.-.rr-ssirraJ. ?e==rd. zavspar-srs ar.i
    :i=es.

    Ds net capital::s '.r.e  vcrd '"bill".

    Capi-.ali:e -.r.e  vrri "Act".

    Use lower case  *'s" is  t.-.e vsri'"secticr." vne= i= tne zidtils cf  ser.tezcs.

    Alvays incites  scpy cf reply is f=lier fsr Cffice cf Legislation..

    The ccastituer.t's letxer is alvays retursei tc the Ccnsressrs::' s  cffice
viti, the  reply, therefore  zersx ccr.stituar.t1 s sa.il ir.d attach tc yellcv
official  file.

    Be sure refers  envelope is right size to accc=scate letter asc er.:lcsv^-es

    Use yellev Csr.cressisnal Hail ?clder fer all Ccr.aressicnal ccrrespsnde=cs.

HOW TO TYPS                HOUSE             S-TiATS

Bins                      H.R. 1*16          S. 116
Resolutions                B. Res. 5         S. Res.  SO
Concurrent Resolutions     E. Con. Res. 10   S. Con.  Hes. IT
Joint Resolutions          E.J. Res. 10      S.J. Res. 1*5
Docusests                 H. Doc, 35        S. Dec.  62
Reports                    H. P-ept. 211*      S. r.ept. 1*10
Public Lavs P.L.  ?2
 Be sure that each fclier or reply has prso?r  enveicoe.  all er.:lcsurgs . etc.
 vben prcgras sends to AL for dispatch or  routing tc  AX  fcr signature.

 Vhen letters are signed in the progras areas, please  st&sp the official yellcv
 file ce?y and all copies (vith a na=e sta=c cr  /s/) bafsre sendir.3 to AL fsr
 dispatch.

 Har.i Deliver all Ccr.sresslonal nail to control  pcirts and to the Office cf
 Legisl&tica -  never in a trove envelope.

-------
                      for Correspondence Procedures. (February 1988). To
                      obtain this manual, contact your Branch secretary.
C.
FREEDOM OF INFORMATION REQUESTS
      1.
     Description
      2.
      Procedure
      3.
      Reference
                      OERR calls Freedom of Information Requests RINs or
                      FOIAs. These are written public requests for records
                      held or believed to be held by EPA.
                      The Freedom of Information Act (FOIA) Office (W227)
                      sends requests directly to OERR.  FOIAs are due ap-
                      proximately 10 days after receipt. The Action Office
                      submits requested material, which staff members
                      generally hand-deliver to the FOIA office, where a form
                      letter by the AA accompanies the requested material.
                      OERR logs out the RIN/FOIA as completed once the
                      requested material is submitted.
                      For more information on uncontrolled/tracking corre-
                      spondence, refer to OERR Quick Reference for Corre-
                      spondence Procedures. February 1988. To obtain this
                      manual, contact your Branch secretary.
      UNCONTROLLED/TRACKING CORRESPONDENCE
      1.
      Description
                      Uncontrolled or tracking correspondence consists of
                      correspondence that needs signatures or concurrence.
                      such as memoranda, letters. Procurement Requests
                      (PRs). Travel Authorizations (TAs). Travel Vouchers
                      (TVs). Personnel Actions (PAs). etc.. that have no spe-
                      cific due date.
                                                            October 4. 1988
                                                                 Page V-3

-------
     2.
     Procedure
           Reference
                      Procurement Requests (PRs) require different levels of
                      signature, depending on the amount of the PR (Exhibit
                      XI-3. XI-4).

                      OERR staff members should forward TAs and TVs to
                      the DD's level for signature. In some instances, signa-
                      tory authority has been delegated to the Branch level.
                      Please check with your Administrative Contact for your
                      particular organization.  In the case of international
                      travel, employees forward documentation to the IOD.
                      regardless of the grade level, and prepare it for the
                      CD's signature.  Before PAs go to the IOD for signa-
                      ture. OERR employees should route them through
                      OERR's Administrative Officer.
                      For more information on uncontrolled/tracking corre-
                      spondence, refer to OERR Quick Reference for Corre-
                      spondence Procedures. February 1988. To obtain this
                      manual, contact your Branch secretary.
E.
CORRESPONDENCE FILE MANAGEMENT
           Description
           Procedure
                      To keep track of correspondence in OERR. the IO
                      maintains a file management system.
                      A personal computer tracks every correspondence item
                      by number and division. File sheets are on the com-
                      puter, serving as daily reminders of what is due to
                      which office.  Only the Personnel Classification Spe-
                      cialist can access the correspondence file. Exhibit V-3.
                      a flow chart on correspondence file management, fol-
                      lows this chapter.
                                                            October 4. 1988
                                                                  Page v-4

-------
                    Exhibit  V-3

          Controlled Correspondence
               AL and AX Correspondence

Congressional and Administrator's office reviews and forwards
         Assistant Administrator's office (OSWER)
              reviews and forwards to OERR
    OERR Director's office reviews and assigns to Division
         If AX, if OC signs, sends copies to AX & AA
   Division Director's office reviews and assigns to Branch
     Branch Chief reviews and assigns to staff member
 Staff prepares and returns typed response to Branch Chief
                          ±
        Branch Chief reviews, initials and forwards to
               Division Director if approved
        Division Director reviews, initials and forwards
              to OERR Director if approved
        OERR Director reviews, initials and forwards
              to AA in OSWER if approved
        AA in OSWER reviews, initials and forwards
                 to AX or AL if approved
          Congressional and Administrator's office
         reviews, signs and sends correspondence

-------
     3.    Reference
                      For more information on correspondence file manage-
                      ment, contact your Branch secretary.
F.   PRODUCTION
           Description
           Procedure
                      Document production involves several steps. OERR
                      uses personal computers (PCs) for word processing in
                      WordPerfect'to meet its typing needs. The format that
                      OERR uses for document production is uniform, ac-
                      cording to Agency guidance, and supervisors pass
                      along production assignments.
                      Directions for use of the PC system follow.

                      •     Production Management

                      Employees store typed and printed material on disk-
                      ettes. Diskettes are available from the EPA Supply
                      Store or the Division secretary.  Each diskette has an
                      index to record abbreviated titles of the stored docu-
                      ments. When adding or revising a document, the op-
                      erator prints an updated copy of the index to store
                      inside the diskette cover along with the diskette.

                      •     Repairs

                      In case of a personal computer breakdown, consult the
                      Personal Computer Site Coordinator (PCSC) to deter-
                      mine if repairs are required. (The PCSC is the individ-
                      ual in each office of EPA responsible for coordination
                      of the personal computer network.)  If repairs are
                      necessary, the coordinator calls the telephone number
                      on the sticker on the side of the machine  and reports
                      the machine's identification number, along with the
                      problem.  An appropriate repairperson will come to
                      repair the machine within 6-14 hours.  Once the ma-
                      chine resumes operation, the repairperson gives the
                      repair slip to the AO.
                                                            October 4. 1988
                                                                 Page V-5

-------
     3.    Reference
                      Refer to the EPA Manual on Document Format, which
                      is available from your Branch secretary.
G.   MAIL
      1.    Description
      2.    Procedure
           n
          J   U
                      EPA provides pickup and delivery services for both
                      internal and external mail systems. The EPA mail-
                      room is located in MG-100 and the office telephone
                      number Is FTS 382-2132. When urgent information
                      needs to be sent quickly, employees may use messen-
                      ger services.
•    U. S. Postal Service

Mail all correspondence in EPA printed envelopes, and
use these envelopes only for official government busi-
ness. The EPA mailroom stamps mail with a postage
meter, and no stamped or personal mail is accepted.
Mail that is addressed properly is put in boxes (Room
MG-100E), marked for internal or external mail on the
table in the mailroom. near the entrance.  Mailroom
personnel pick up and deliver four times daily in
OERR:  8:30 and 10:30 a.m. and 1:00 and 2:30 p.m.
Offices planning a large program mailing must notify
mailroom personnel in advance.  The Mail Department
is reimbursed through a Miscellaneous Obligations
Document (Exhibit V-4). This form must be submitted
when a division sends more than six packages per day
via express mail.

•    Intra-Agency

Employees may send  internal mail in an interoffice
envelope, or a plain manila one, as long as the receiv-
ing individual's name and mail stop are clearly written
on the top. In addition to the boxes in the mailroom,
OERR Divisions may use other boxes on the table in
Room S385,  on top of the credenza in the secretarial
                                                           October 4. 1988
                                                                 Page V-6

-------
OBLIGATION(S) FOR THE MONTH OF
                                      Exhibit V-4

                             ENVIRONMENTAL PROTECTION AGENCY
                                MISCELLANEOUS OBLIGATION DOCUMENT
                                         19-
PURPOSE..
                               AN ORIGINAL OBLIGATION
                              , AN INCREASE TO A PREVIOUS OBLIGATION
                              . A DECREASE TO A PREVIOUS OBLIGATION
1


g
o
K
0
OB
2
2
2
2
2
23
Ul

SERVICING
ANCE OFFI
z
<2i





4-9


EFFECTIVE
DATE
MO





DA





YR





10-12

z
ANSACTIO
CODE
^
050
050
050
050
050
13
iu
o
o

K





14


MODIFIER






TS-20


DOCUMENT
CONTROL
NUMBER






21-30


OBLIGATION
NUMBER






31-40


ACCOUNT
NUMBER






41-44


OBJECT
CLASS
CODE






4556


AMOUNT
DOLLARS
CENTS






57


z
a
a






 NOTE. SHADED AREA TO BE COMPLETED BY FMO

   RESPONSIBILITY CENTER:	

   PREPARED BY- 	
                                                                              TOTAL.
                                    APPROVED BY.
                       (SIGNATURE)
                                                                    (SIGNATURE!
              DATE  .
              PHONE.
                                                DATE
                                                PHONE
EPA Fan*
10 (R«v. 7-601 PHCVIOUS COITION MAY •• u*«o uN-rik •UPTUY is «XM*U»T«O

-------
     3.
Reference
                      bay area. Mail for other  EPA offices belongs in the
                      "mailroom" box. Mailroom personnel pick up and
                      deliver mail in division offices four times daily at the
                      times previously noted. Mailroom staff also hand-
                      deliver and pick up mail for the AA in OSWER eight
                      times daily.

                      •     Messenger

                      To deliver information more rapidly or in an emer-
                      gency, employees may use the independent express
                      courier service. DHL. Each employee's Administrative
                      Contact can provide assistance in using this service.
                      The employee requesting the messenger service may
                      wish to call the recipient to verify delivery.

                      •     Heavy Objects

                      To mail heavy objects, contact Property Management
                      at FTS 382-2155.  Sender must include a shipping re-
                      quest form and the EPA shipping label. These may be
                      obtained from a secretary.
                      See your Administrative Contact for additional infor-
                      mation. For examples of mailing forms, see Exhibits
                      V-5 and V-6.  For information on special mailroom
                      services, refer to Chapter X. Section F. of this docu-
                      ment.
H.   TELEPHONES
      1.
Description
                      The EPA telephone system combines the Federal Tele-
                      communications System (FTS) and an Electronic
                      Switching System featuring Centrex Custom Calling
                      System. This combination of systems allows for ease
                      in calling within the office and long distance.

                      EPA maintains two different telephone listings of EPA
                      employees. The EPA telephone directory lists employ-
                      ees* phone numbers in alphabetical order. EPA up-
                                                            October 4. 1988
                                                                  Page V-7

-------
                                                      Exhibit V-5
                                          REQUEST  FOR  SHIPPING  SERVICE
REQUESTING OFFICE  Prepare in triplicate  Retain one ..opy lot
reference and lubmit the  anginal and one copy to the Shipping
Officer.
SHIPPING OFFICER   *fter earner hai Completed  pick-up of the
intpment.  attach onginaj  to a >.opy  ol  the Government  Bill  oi
                              Lading to back up authorization for ihipment and reium the other
                              completed copy of this form to the requeuing office
                              NOTE   The firit  ^opy  held by the requesting otfice may be des-
                              troyed  upon  receipt of the completed topy from  ihe Shipping
                              OffiLBT.
 >. SHIPMENT
                                                              2. R 4  O CONTRACT NO.
                                                                                              J.
                                                                                                   C OBI T •(_! ZED

                                                                                                   "O r c API r »Ui
«. REGIONAL OFFICE CENTER. FIELO STATION.
   EMPLOYEE 'Cumignow
                             1.  ADDRESS i'Oui/diri« Varna.
                                or CuunirvJ
                                                                                             'r, Sfraar. City. Zip Code. Stale.
6. TELEPHONE NUMBER AND EXTENSION
   LOCATION OF PBOP6RTy  TO 3E SHIPPED 'OuildMj. Room
        r. Street. C. Zip Cod*. S(«t« >-r Country
                                                              8. PBOGPAM COORDINATOR FOR "PICK UP*
                                                              9. TELEPHONE ANQ EXTENSION
                             to. SHIPMENT TO BE UAQE 9Y        _
                                  "SOW T  8H.L   _CONVE»SION   _COMU
                                   of LAOiNG     TO <:au	OF \. •
                                                                                                                   COl-l-EC •
                                                                              r t* OU •« '
 OU ANTI TV tlTQCK »a
-------
               Exhibit V-6
U.S. GOVERNMENT SHIPMENT
FROM: {Shipper's Address)
ENVIRONMENTAL PROTECTION AGENCY

TO CONSIGNEE
PAY NO CHARGES on this shipment. It is made
M fiovrr B/l N«
and the original B/L has been (check one)

MAILED TO YOU
' 	 1 TURNED OVER TO THE INITIAL CARRIER
DELIVER TO:
STREET
CITY STATE ZIP CODE
VA1UI WflCMl OAK
NO a* «KI» uurvto VIA
MMANVCOMMfNtt
E PA form 3180 8 (S—76) M«VIOUS iniKX MAT M uuo

-------
dates this directory periodically and distributes copies
to all employees. The second and most current source
of telephone numbers is available from the EPA Loca-
tor at FTS 382-2090. In addition, OPM produces a
one-page alphabetical listing of OERR employees.
which is available from each employee's Administrative
Contact (Exhibit 1-7).

EPA will pay only for telephone toll calls that employ-
ees charge as a result of public business transacted in
the government interest.  EPA policy conforms to 31
U.S.C. 680a. which requires appropriate certification
for all long distance telephone toll payments.  Make
non-official calls from public telephones, except in
emergencies.  Local non-governmental calls produce
message unit charges that the telephone company bills
to the Agency.

Public telephones are located in the following areas in
Waterside Mall: 3100 Corridor of the  Mall. 3700 Corri-
dor of the Mall. EPA Library (M2904).  and on the Mall
street level  next to the Safeway.

•     FTS

The FTS provides special long distance phone lines for
government use.  Employees may reach each Federal
agency in the United States through the FTS. Agency
identification codes will be provided to users of FTS to
eliminate unnecessary delays when placing official
long distance calls to and from non-Government tele-
phones over FTS and for Agency identification during
periods of FTS network sampling.

The Office of Information Resources Management
(OIRM) of the General Services Administration (GSA)
manages and operates the system.  Use of FTS by
Agency employees will be sampled by the GSA each
quarter. The results of the sampling are used to deter-
mine the Agency's cost for network usage. The FTS
base charge does not include transmissions of data or
facsimile over FTS or service to Alaska, Hawaii,  Puerto
Rico and Canada.  Official calls to these areas are to
be placed via FTS. The procedures for placing these
                                      October 4. 1988
                                            Page V-8

-------
2.    Procedure
                 calls and conference calls are contained in the FTS
                 Telephone Users Guide, which is available from the
                 Administrative Contact.

                 •    Centrex System

                 The Centrex system has a variety of features that
                 facilitate interoffice phone calls, such as call transfer.
                 consultation hold, conference call, and call forwarding.
                 The system eliminates the need for a receptionist be-
                 cause it rings at the employee's desk. Employees need
                 only use the last five digits of the phone number when
                 dialing within the system.
                 Branch Chiefs shall establish appropriate administra-
                 tive control measures to guard against the abuse of
                 local and long distance telephone calls.

                 While traveling, make official calls from FTS whenever
                 possible using the FTS code of the caller's official duty
                 station. Commercial long distance calls and collect
                 calls should be made only if the official business to be
                 transacted is urgent and if FTS is not available, or if a
                 less expensive means of communication would not
                 suffice. The following standards shall apply in evalu-
                 ating the need to make commercial long distance calls:

                       •     Monetary loss to the Government may
                             result if a slower or less expensive means
                             is used

                       •     Travel would be obviated

                       •     Immediate official action is required by an
                             emergency (e.g.. illness, injury,  property
                             damage, or similarly urgent matters).

                 Official incoming collect calls shall be accepted only
                 under unusual circumstances. Calls should be pre-
                 paid by the calling party except when the employee is
                 in travel status.
                                                        October 4. 1988
                                                              Page V-9

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                 EPA issues long distance calling cards if justified.  Em-
                 ployees may call Communications at FTS 382-2098 for
                 information about long distance calling cards. Em-
                 ployees may address questions regarding travel policy
                 to the National Operations Desk at FTS 382-2077.

                 Employees may make international calls on unre-
                 stricted lines only. Personnel with responsibilities
                 requiring frequent international calls may request  an
                 unrestricted line from the OERR AO.  The AO submits
                 appropriate justification to the EPA Telecommunica-
                 tions staff. Unrestricted lines are available in the
                 Communication Center. G-100B. FTS 382-2078.
3.    Procedure for Service/Changes
                 1.    Repair
.. _ Pnone
R
^
>
X
\
S.
OUT
OF
ORCEP


                 Direct telephone repair requests to EPA Telephone
                 Repair at FTS 382-2267. EPA holds each office re-
                 sponsible for additional expenses it incurs from calling
                 the commercial repair operator.

                 2.    Telephone Equipment Requests

                 The Administrative Contacts complete and forward
                 EPA Form 5020-1 to the OERR Administrative Officer
                 who initiates service.

                 3.    Telephone Equipment Relocation

                 Do not relocate telephones. The AO contacts an au-
                 thorized technician: the Administrative Contact will
                 provide assistance if this is necessary.

                 4.    Telephone Equipment Removals

                 All telephone equipment is EPA property and removal
                 of equipment from the premises will result in prosecu-
                 tion.

                 5.     EPA Locator Changes/Additions

                 Administrative Contacts complete and forward Express
                 Locator Change Forms to the OERR Administrative
                                                       October 4. 1988
                                                           Page V-10

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                      Officer who sends them to the Communications
                      Branch (PM21 IT). G-100A. FTS 382-2626.
     4.    Additional Information/Reference
                      The AT&T International Information Service telephone
                      number is 9 (800) 874-4000.

                      For directions on the specific uses of the telephone
                      system, consult the following manuals, which are
                      found in G-100A. at FTS 475-6778:

                            EPA Headquarters Telephone Directory
                            FTS Users' Guide
                            EPA Manual 4820-1
                            Centrex Manual

                      For training in the telephone system and FTS facilities.
                      call FTS 475-6778.
I.    TELECOMMUNICATIONS

      1.    Description
                      Telegraph and Magnafax forms of communication
                      allow personnel to send and receive information rap-
                      idly between EPA Headquarters. Regional Offices and
                      laboratories, or any other government office with simi-
                      lar capabilities.

                      The Telecommunications Office is available to all per-
                      sonnel and located at 3235M. and is open from Mon-
                      day to Friday. 8:00 a.m.-5:30 p.m.  at FTS 382-2078.
           2.    Procedure

                      •     Magnafax
                      The Magnafax duplicates and transmits exact replicas
                      of the original document to up to 10 locations simulta-
                      neously.

                      •     Telegraph

                      The telegraph delivers succinct messages but not exact

                                                            October 4. 1988
                                                                Page V-11

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     3.    Reference
                      replicas. The Telecommunications Office transmits
                      information to the Western Union Office in the recipi-
                      ent's area. Enclose the Telegraph Message Form
                      (available in the Supply Room. FTS 382-2135. G-100F)
                      to the Telecommunications Office.

                      To Send:  Bring the document to be transmitted to the
                      Telecommunications Office and complete a Facsimile
                      Transmission Request form (available in the Supply
                      Room), including name and telephone number of the
                      recipient and sender and Magnafax telephone for loca-
                      tion. See Exhibit V-7 for a flow chart on telecommuni-
                      cations, and Exhibits V-8 and V-9 for facsimile and
                      telegraph forms.

                      To Receive: The recipient should inform sender to
                      include recipient's name, telephone number, and EPA
                      Magnafax number: FTS 755-2844. The Telecommuni-
                      cations Office notifies the recipient on arrival.
                      For further information, see your Administrative Con-
                      tact.
J.    PUBLICATIONS
           Description
           Procedure
                      OERR is developing a document that will discuss infor-
                      mation on a variety of topics relating to publication of
                      EPA material. It includes an inventory of Super-fund
                      public information documents, step-by-step proce-
                      dures on how to get documents approved and pub-
                      lished in EPA. and a guide on how EPA distributes
                      publications to the public.
                      This document will be in draft form by the final publi-
                      cation date of this manual and can be obtained from
                      the Administrative Contact.
                                                           October 4. 1988
                                                                Page V-12

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                                   Exhibit V-7

                   Sending/Receiving Telecommunications
     SENDING TELECOMMUNICATIONS
                         Employee determines document to be
                         transmitted, to whom and what method
                                        _L
 Sender includes own name and number and
  recipient's name and number (including
Magnafax phone number if infrequently used)
 Branch Secretary types Telegraph Form
(including sender's name and number and
     recipient's name and number
  Sender takes document and appropriate
information to Telecommunication Office and
         completes request form
    Sender takes completed form to
 Telecommunications Office - 3235 Mall
 51  RECEIVING TELECOMMUNICATIONS
                            Recipient informs sender of EPA
                               Magnafax FTS 755-2844
                          Sender transmits document (including
                              recipient's name and number)
                        Telecommunications will call recipient when
                              document is at Headquarters
                             Recipient picks up document at
                           Telecommunication Office 3235 Mall

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                                       Exhibit V-8
£EPA
        US ENVIRONMENTAL PROTECTION AGENCY
            TELECOMMUNICATIONS CENTER
               WASHINGTON DC 20460


.FACSIMILE REQUEST AND COVER SHEET
                                  PLfASE PRINT IN BLACK INK ONLY
TO
OFFICE/PHONE
REGION/LAB
FROM
PHONE
                                                MAIL CODE
OFFICE
DATE
                                                NUMBER OF PAGES TO INCLUDE THIS COVER SHEET
                                     Please number all pages
                            INFORMATION FOR SENDING FACSIMILE

                              MESSAGES TO EPA HEADQUARTERS
           EQUIPMENT
                                         FACSIMILE NUMBER
                                             NUMBER	
                                                    VERIFICATION

                                                      NUMBER
           RAPICOM



           PANAFAX



           PANAFAX



           MANUAL
               (202) 382-7883 (auto)


               (202) 382-7884 (auto)


               (202) 382-7886 (auto)


                  (202) 382-2078
(202) 382-2078



(202) 382-2078



(202) 382-2078
      The EPA Communications Center has the capability for sending and receiving facsimile messages to

      CC1TT Group I. II. and III Equipment.
 EPA Form 5040-S (Rev. 12-83) Replaces EPA Form 504Q-SA and the previous edition of EPA Form 5O4O-5. whicn are obsolete

-------
                                              Exhibit V-9
TELEGRAPHIC MESSAGE
 NAME Of AGENCY
                                                          PMCIDCMCt
                                                                                      SKunrr
                                                                                                      ON
                                                           INFO,
 ACCOUNTING OASSIFICAnON
                                                          OATl FtfFAttO
                                                                                     j HIE
                                FOR INFORMATION OU
                                                          mONf NUMBU
                                                                                     I rift or MESSAGE
 THIS SPtC£ FOR USE OF COHWl/.V/CrfTVOV f.V/T
                                 MESSAGE TO BE TRANSMITTED iL'i* demU* tp*ti»g •»* *U ^p,ul Ultml
 TO:
                                                                 9tot NO.    na or res.
                                                                                       SECUBTV OASSIHCATION
STAMOAM NMM 14
•fvisio n-ao
OSA FMR (41 CM) 101-UJ06

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     3.
Reference
                      For further information on publications, contact your
                      Branch secretary.
K.   HOTLINES
      1.
Description
           Procedure
           Reference
                      EPA has established several hotlines for questions on
                      Superfund from the general public as well as the regu-
                      lated community.  On these toll-free 800 numbers.
                      the callers may get information on any item relevant to
                      RCRA/CERCLA. including legislation and requests for
                      printed material on Superfund.  Geo/Resource Con-
                      sultants. Inc.. operates the hotline under a contract to
                      OSWER.  In addition.  Geo/Resource Consultants also
                      operates hotlines for Title III - the Chemical Emer-
                      gency Preparedness and Prevention  (CEPP) Program.
                      and the Safe Drinking Water Act.
                      For questions related to RCRA. CERCLA/SARA or gen-
                      eral hazardous waste, refer callers to FTS 382-3000 lo-
                      cally In Washington. D.C.. or (800) 424-9346 toll-free.
                      The Public Information Center for the EPA has a local
                      number: FTS 382-2080: it has no toll-free number.
                      The Small Business Ombudsman for EPA can be
                      reached at FTS 557-1938 locally and (800) 368-5888
                      toll free.

                      The CEPP Hotline number is FTS 479-2449 locally in
                      Washington. D.C. and (800) 535-2020 toll-free.
                      Refer to the EPA Headquarters Telephone Directory.
                      which can be obtained from any OERR secretary.
                                                            October 4. 1988
                                                                Page V-13

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L.
MEETINGS WITH SENIOR ADMINISTRATORS
      1.    Description
           Procedure
           Reference
                      Staff members may schedule meetings through the
                      IOD to discuss issues that they deem important
                      enough to merit the AA's. DAA's. or CD's attention.
                      Initiate meeting requests for the AA or DAA by com-
                      pleting Meeting Request forms for the AA or DAA.
                      which may be obtained from the IOD in Room SE393.
                      The form must be complete, and a brief description or
                      justification on a separate sheet of paper must accom-
                      pany it. The DD must approve and initial the form.
                      Submit all meeting request forms to the  supervisor.
                      After approval, the IOD submits an individual's form to
                      the AA's office.

                      After the AA schedules the meeting, the  IOD notifies
                      the person who requested the meeting if any changes
                      occur.  The division is responsible for notifying all
                      attendees.
                      For additional information, refer to the OERR Quick
                      Reference Guide for Correspondence Procedures.
                      February 1988.  Obtain this manual from your Branch
                      secretary.
M.    PUBLIC AFFAIRS
           Description
           Procedure
                      Public Affairs involves relations and contact with the
                      public, the press, and Congressional members or their
                      staffs.
                      Refer questions from the general public to the various
                                                            October 4. 1988
                                                                Page V-14

-------
     3.    Reference
                      Hotline numbers, discussed in Section K above, unless
                      directed otherwise by a supervisor.  Refer questions
                      from the press to the Press Office at FTS 382-4355,
                      unless a supervisor directs otherwise.

                      jj- OERR staff members talk with Congressional mem-
                      bers or their staffs in the course of their work, the
                      OERR staff member should complete a Congressional
                      Inquiry/Request form, send it to the Special Assistant
                      to the Assistant Administrator.  OSWER, submit a copy
                      to the IOD. and retain a copy for their record.

                      If Congressional members or their staff contact OERR
                      staff members, refer them to the Congressional Liaison
                      Coordinator.  No formal memorandum is necessary to
                      refer calls.  The "Hill" should first talk with  the Con-
                      gressional Liaison Coordinator, who will then contact
                      someone in the Program office if a question is very
                      specific.
                      For additional information on public affairs, refer to
                      OERR Quick Reference Guide for Correspondence
                      Procedures. February 1988.  Obtain this manual from
                      your Branch secretary. For specific information on
                      Congressional referrals, call the Congressional Liaison
                      Coordinator at FTS 382-5200.
N.    CONFIDENTIALITY

      1.    Description
                      Confidentiality involves dealing with sensitive material.
                      either Confidential Business Information (CBI) or En-
                      forcement Confidential Information (ECI). CBI is mate-
                      rial that a firm believes is sensitive to its business, and
                      that disclosure of such information would prove detri-
                      mental to his or her business.  For example, detailed
                      information about the constituents in a chemical pro-
                      duction facility's waste stream qualifies as CBI in order
                      that a competitor may not infer which production
                      process is being used. The firm submitting the mate-
                      rial must identify Confidential Business Information.

                                                            October 4. 1988
                                                                 Page V-15

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Procedure
Reference
           ECI is material that deals with companies over which
           the Government plans to file suit. Information linking
           a company's activities to a hazardous waste problem at
           a specific site is an example of ECI.  EPA is responsible
           for identifying material as ECI.
           Follow the EPA general policies on FOIA. Keep docu-
           ments that are CBI/ECI in secure areas and do not
           share such information with individuals outside of the
           Agency.
           Refer to the General Enforcement Policy Compendium.
           Document # GM-43 "Enforcement Document Release
           Guidelines." and Document # 46. "Policy on Publiciz-
           ing Enforcement Cases." The Compendium is a collec-
           tion of guidance issued by the Office of Enforcement
           and Compliance Monitoring (OECM). For additional
           information on EPA guidance on confidentiality, con-
           tact OECM. Legal Enforcement Policy Branch, at FTS
           382-8777.
                                                 October 4. 1988
                                                     Page V-16

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OVERVIEW
            VI. OFFICE INFORMATION MANAGEMENT
                      The purpose of this chapter is to provide information
                      on the various activities associated with information
                      management within OERR. The first section describes
                      the automated information and tracking systems de-
                      veloped and maintained by the divisions within OERR.
                      The second section provides information on reposito-
                      ries for site-specific documentation and the final sec-
                      tion briefly describes the Superfund Docket.
A.    INFORMATION AND TRACKING SYSTEMS
                      This section of the manual provides brief descriptions
                      of OERR's information management activities. These
                      descriptions are organized by the divisions within
                      OERR that manage the various activities.  Exhibit VI-1
                      identifies the various systems supported by the divi-
                      sions within OERR.
      1.   Description
                      •     Hazardous Site Control Division (HSCD)

                                 Cost of Remedial Actions Model

                      An expert system that tracks remedial site cost char-
                      acteristics and is used to support estimation of re-
                      source requirements for remedial actions.

                                 Record of Decision (ROD) System

                      A data base containing an inventory of decisions re-
                      garding response activities at remedial sites. This
                      system facilitates the analysis of future decisions and
                      improves the uniformity of decisions for similar sites.
                      This system also allows Headquarters and Regional
                      access to legal and technical information contained in
                      RODs.
                                                            October 4. 1988
                                                                 Page VI-1

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VI. OFFICE INFORMATION
    MANAGEMENT

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OVERVIEW
            VI. OFFICE INFORMATION MANAGEMENT
                      The purpose of this chapter is to provide information
                      on the various activities associated with information
                      management within OERR. The first section describes
                      the automated information and  tracking systems de-
                      veloped and maintained by the divisions within OERR.
                      The second section provides information on reposito-
                      ries for site-specific documentation and the final sec-
                      tion briefly describes the Superfund  Docket.
      INFORMATION AND TRACKING SYSTEMS
                      This section of the manual provides brief descriptions
                      of OERR's information management activities. These
                      descriptions are organized by the divisions within
                      OERR that manage the various activities.  Exhibit VI-1
                      identifies the various systems supported by the divi-
                      sions within OERR.
      1.   Description
                      •    Hazardous Site Control Division (HSCD)

                                 Cost of Remedial Actions Model

                      An expert system that tracks remedial site cost char-
                      acteristics and is used to support estimation of re-
                      source requirements for remedial actions.

                                 Record of Decision (ROD) System

                      A data base containing an inventory of decisions re-
                      garding response activities at remedial sites. This
                      system facilitates the analysis of future decisions and
                      improves the uniformity of decisions for similar sites.
                      This system also allows Headquarters and Regional
                      access to legal and technical information contained in
                      RODs.
                                                           October 4. 1988
                                                                Page VI-1

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                                                        Exhibit VI-1

                                       OERR Information and Tracking Systems
PURPOSE
ERD
HSCD
HSED
OPM
  Program
 Planning and
  Evaluation
  Systems
   CERCLIS
                                                                                                        CERCLIS
                                                                                              SPMS
                                                                                                        SCAP
  Incident-
  Specific
 Data Bases
                                                      CORA
   ERNS
                                                                 ROD
                                                              NPL
  Technical
  Information
  Data Bases
                                  Oil&
                                  Hazardous
                                  Waste
                                                              SDB
  Document
  Tracking
  Systems
                                                                                       OSWER
                                                                                       Directives

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•     Emergency Response Division (ERD1

           Emergency Release Notification System
           (ERNSI

A nationwide, centralized data base used to capture
the release notifications reported to the National Re-
sponse Center, the EPA Regions, and the U.S. Coast
Guard districts. The data base is designed to provide
both data regarding specific releases and aggregate
data on the number and types of releases throughout
the nation and in specific states and localities. The
Case History File of ERNS is used to analyze trends in
the release of hazardous substances.

           Environmental Response Team (ERT1
           Technical Assistance  System

An inventory of models, including ground-water and
air dispersion models, which are used when planning
various cleanup/stabilization responses. On-Scene
Coordinators (OSCs) use these models to reduce the
time spent researching  air. water, and soil technical
information related to site cleanup.

           Oil and  Hazardous Materials Technical
           Assistance  Data System

A data base containing  technical information concern-
ing hazardous chemicals and their properties.  The
system provides information pertinent to spill response
efforts of Federal, State and local governments. This
system is used by OSCs and other responders to re-
duce the time required  to research this information.

•     Hazardous Site Evaluation Division (HSED)

           National Priorities List (NPL1 Technical
           Data Base

A repository of publicly available information on NPL
final and proposed sites. The NPL Technical Data
Base contains information such as hazard ranking
                                      October 4. 1988
                                          Page VI-2

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score sheets and document records for NPL sites. This
system is used to access site-specific information on
NPL sites.

           Statistical Data Base (SDB1

Contains a random sample of the laboratory results
produced by the Contract Laboratory Program. This
system supports the statistical analysis of occurrence
and concentration of priority pollutants and hazardous
substances at Superfund sites.

           Sample Tracking and Invoice Payment
           (TTP1 System

A tracking system for samples ordered for analysis by
the Contract Laboratory Program laboratories. Track-
ing includes initial order, sample shipment, receipt by
laboratories and submission of the results to EPA.
The system is used to record sampling information and
to record and support payment recommendations on
individual invoiqes.

•     Office of Program Management (OPM1

           Strategic Planning and Management Sys-
           tem (SPMS1

An Agency-wide tool that is used to evaluate the pro-
gess of Agency programs throughout the fiscal year
against quarterly and annual targets established be-
fore the start of each new fiscal year.

           Comprehensive Environmental Response.
           Compensation, and Liability Information
           System fCERCLISl

Supports EPA Headquarters and Regions for the man-
agement and oversight of the Superfund program.
CERCLIS serves three purposes: to maintain an auto-
mated inventory of abandoned, inactive or uncon-
trolled hazardous waste sites, to act as the vehicle for
the Regions to report to Headquarters on the status of
major stages of cleanup at sites, and to provide sup-
port for SCAP.

                                      October 4. 1988
                                           Page VI-3

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                                Superfund Comprehensive Accomplish-
                                ments Plan (SCAP1
     2.  References
                     A current year tracking system and multi-year plan-
                     ning model that projects site-specific remedial funding
                     needs and targets for remedial programs. SCAP also
                     measures accomplishments against targets. The SCAP
                     is used by OERR to manage and evaluate Superfund
                     performance. CERCLIS is the Automated Data Proc-
                     essing (ADP) system used for SCAP.

                                OSWER Directives Tracking System

                     A data base containing pertinent information for draft
                     and final OSWER Directives.  Maintained by the AA.
                     OSWER and supported by OPM. this system is used to
                     track OSWER Directives by Directive number, effective
                     date, status (draft or final), approval date, originating
                     office, source (if not EPA), subject, and approval signa-
                     tory.
                      Additional information on these systems and informa-
                      tion management activities may be found in the
                      OSWER Information Management Guide, prepared by
                      the Information Management Staff. OSWER and up-
                      dated annually.  Copies of this guidance may be ob-
                      tained by calling the Office of Program Management
                      and Technology at FTS 382-7951.  An employee can
                      also contact the Management and Evaluation Staff/
                      Office of Program Management (MES/OPM).
B.
OERR SITE-SPECIFIC FILES
      1.  Description
                      Headquarters maintains limited current and historic
                      documentation for responses conducted under Super-
                      fund.  Because of the vast amount of information
                      collected, analyzed, reviewed, and approved for each
                      EPA-funded response, the majority of site-specific
                      technical and cost documentation is maintained in the
                      Regional offices.
                                                           October 4. 1988
                                                                Page VI-4

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2.  Procedure
3.   Reference
                 To obtain site-specific files, staff should contact ERD
                 for removal files or the Remedial Planning and Re-
                 sponse Branch. HSCD. for remedial files.

                 Regional Coordinators in ERD retain all current site-
                 specific files for the removal program.  Removal site
                 files generally contain the following documents:

                 •     Action Memoranda approving EPA-funded re-
                      sponse

                 •     Amended Action Memoranda, if applicable

                 •     Pollution Reports (POLREPS) documenting site
                      activities

                 •     OSC Final Reports

                 •     Correspondence between Headquarters and the
                      Regions.

                 The files may  also contain correspondence between
                 the Region and States, local governments or private
                 parties.
                 To access current and historic removal site files, you
                 must contact the appropriate Regional Coordinator by
                 calling FTS 382-2188.

                 The Remedial Planning and Response Branch of the
                 HSCD maintains in a central repository copies of every
                 ROD. Additional copies of the RODs. as well_as copies
                 of Remedial Investigation/Feasibility Study (RI/FS)
                 reports for some sites, are maintained in the Super-
                 fund Docket. The site-specific ROD contains a sum-
                 mary of all reports and studies conducted  for the site.
                 data collected during the RI/FS. and provides a ration-
                 ale for the selected site remedy.  Actual site documen-
                 tation is maintained in the Regions. For the most
                 part, information contained in the ROD is  public infor-

                                                      October 4. 1988
                                                            Page VI-5

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                      mation.  However. RODs may contain confidential
                      documents, which will be marked as such.  Under no
                      circumstances should documents labeled "Enforce-
                      ment Sensitive" be released to the public.
C.  SUPERFUND DOCKET
      1.  Description
                      The Superfund Docket is an information center that
                      provides public access to rulemaking and decision-
                      making documents. Documentation supporting rule-
                      makings includes public comments on the proposed
                      rule, reference materials, technical background docu-
                      ments, and any additional relevant materials.  Deci-
                      sion documents include RODs and OSWER Directives.
                      Currently, the Superfund Docket contains some RI/FS
                      reports in support of RODs: however, copies of RI/FS
                      reports are not available in the Superfund Docket for
                      all RODs.
          Procedure
          Reference
                      The Superfund Docket, located in LG10O. is open to all
                      EPA employees and the public on weekdays, excluding
                      Federal holidays, from 9:00 a.m. to 4:30 p.m. Dupli-
                      cating machines are available in the docket area for
                      copying documents. EPA employees may check out
                      selected documents, based on demand, for periods no
                      longer than 2 hours.
                      For additional information on the Superfund Docket.
                      call FTS 382-3046.
                                                           October 4. 1988
                                                                Page Vl-6

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VII. OFFICE AUTOMATION

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                    VH. OFFICE AUTOMATION
OVERVIEW
                     This chapter provides an overview of the computer
                     equipment, software and support facilities available to
                     OERR employees. The first two sections describe the
                     hardware and software available within OERR.  The
                     remaining sections discuss support services available
                     through the Washington Information Center (WIG)
                     located  in Waterside Mall. Procedures for procuring
                     and using automated equipment are beyond the scope
                     of this manual. References, however, are provided.
A.    QERR COMPUTER FACILITIES
      1.   Description
                      EPA has a wide range of computer facilities, hardware.
                      software, and communications capabilities. The Na-
                      tional Computing Center (NCC). Regional offices, and
                      laboratories control these facilities, which are located
                      throughout the United States.

                      The WIC provides Headquarters users with remote
                      access to most required facilities and services. The
                      Central Processing Units (CPUs) at Headquarters in-
                      clude an IBM 4381 mainframe, 22 PRIME minicom-
                      puters, two POP 11/70 minicomputers, and many IBM
                      PC compatible microcomputers.  The IBM 4381 com-
                      municates with the IBM 3090 at the NCC in Research
                      Triangle Park. North  Carolina, and is used primarily
                      for batch submission and output retrieval  services for
                      local users. The PRIME minicomputers are used to
                      support local office information processing needs, ad-
                      ministrative systems, office automation functions, and
                      to serve as a communication link between the micro-
                      computers and mainframes.  EPA staff can use the
                      IBM PCs for stand-alone processing or for connecting
                      to the mainframe or PRIME as a  remote terminal.
                                                           October 4. 1988
                                                               Page VIM

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     2.  Reference
                     Additional information on the specific computer facili-
                     ties and procedures for accessing the various software
                     may be found in the OSWER Information Management
                     Guide, which is available from the Administrative
                     Officer.
B.   AVAILABLE SOFTWARE
                     EPA uses a variety of software to meet its diverse proc-
                     essing needs. The two tables in Exhibit VII-1 present
                     the software available for use on OERR's PRIME mini-
                     computers and IBM and compatible microcomputers.
C.   WIG AND NCC SUPPORT

                     The WIC and the NCC in North Carolina provide hard-
                     ware, software, system development consulting, and
                     user training.  The WIC also publishes several bulle-
                     tins to keep users informed of Agency hardware and
                     software procurement changes, user group meetings,
                     new hardware and software usage procedures, and
                     other related information.

     Consulting and Technical Assistance

      1.    Description

                     The WIC supports users in four primary areas:

                     •     The Technical Center offers technical support for
                           using microcomputers, word processing, and
                           mainframe graphics

                     •     The PRIME Support Team offers assistance for
                           using the Agency's standard  minicomputer sys-
                           tems

                     •     The Operations Group provides mainframe sup-
                           port
                                                          October 4. 1988
                                                               Page VII-2

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                                     Exhibit VII-1
                                    EPA Software
                                For PRIME Minicomputers
COMMUNICATIONS
    • Kermn (PC » PRIME)
    • PRlMELINK(PCtoPRlME)
    • LAN 300 (Ethernet)
    • PRlMENET (PRIME to PRIME)
    • PRIME/SNA (PRIME 10 IBM)
    • Ringnel (PRIME LAN)

DATA BASE MANAGEMENT SYSTEMS:
    • INFO
    • INFORMATION

DEBUGGING AND OPTIMIZING SYSTEMS:
    Source Level Deougger

ELECTRONIC MAIL:
    • ELINK
    • OIALCOM (EPA E MAIL)

FILE MANAGEMENT SYSTEMS:
    • INFO
    • INFORMATION
    • MIOAS*

GRAPHICS SOFTWARE:
    • VERSAGRAPH
    • TELL-A-GRAPH
    • 20/20
GEOGRAPHIC INFORMATION SYSTEMS
    • ARC/INFO

MATHEMATICAL AND STATISTICAL PACKAGES:
    - Slansoeal Analysis System (SAS)
    • Mmtab

PROGRAMMING LANGUAGES.
    • BASC
    . COBOL
    • FORTRAN 77
    • Pascal

SIMULATION AND MODELING SYSTEMS.
    • MODEL

TEXT EDTTOR&'WORO PROCESSORS.
    • 1NFOTEXT
    • WOROMarc
    • TEXT
    • EMACS
    • EO

SPREADSHEETS:
    • 20/20
                         For IBM and Compatible Microcomputers
CAREER DEVELOPMENT:
    • EPA Discover

COMMUNICATIONS:
    • CroMtaJliXVI
    • IRMA Link FT/3278
    • Kermit
    • PR1MELINK
    • Aiync ASCII (LEXITRON)

DATA BASE MANAGEMENT SYSTEMS
    • dBase III Plus
    • PC INFO

DECISION MANAGEMENT:
    • Lghiyear

DESK MANAGERS:
    • PC-Desk
    • Sidekick Version 1 5
    • TODVMW
    • Speed Reader II

FOURTH GENERATION DOCUMENTS
    • PC FOCUS

GRAPHICS SOFTWARE
    • AuDcard
    • Cuecard
    • Energraphic* Version 1.3
    • Freelance Plus Version 2.0
    • GEM Desk
    • GEM Draw
    • GEM Write
    • Graphics Partner
    • Grapnmmnr
    • MoroMfiChart
GRAPHICS SOFTWARE (Con1!)
    •  PC Paintbrush Version 2 5
    •  PC-Plot III Version 3 531
    •  PC Storyboard
    •  The Graft* Partner 1 6
    •  The Plotter Partner

INTEGRATED PACKAGES
    >  Framework Version t 1

OPERATING SYSTEMS:
    •  IBM DOS Version 3.1

PROGRAMMING LANGUAGES:
    •  IBM Advances BASIC
    •  LMS COBOL PLEX
    •  MPC BASICA Version 2.0
    •  TurMPascal301a

PROJECT MANAGERS:
    •  Microsoft Project
    •  Sup
PUBLICATION:
     •  Technotes

SPREADSHEETS
     •  LOTUS 1-2-3 Version 2 01
     •  SuperCalcS

TEXT EOnORSAVORO PROCESSORS:
     •  WYLBUR/PC
     •  Display Write 3
     •  Mulomate Advantage
     •  WordPerfect Version 4.2
     •  Wordstar 3.31
     •  Wordstar 2000 Plus

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2.   Reference
                •     The Telecommunications Group oversees data
                      communications and assists users with data
                      transfer between PCs. minicomputers, and
                      mainframes.

                These assistance groups analyze users' needs, oversee
                application development processes, evaluate programs.
                and provide general assistance on a walk-in or tele-
                phone basis. Also supported are equipment and soft-
                ware  installation, system upgrades, problem diagno-
                ses, data recovery, and preventive maintenance guid-
                ance.

                The NCC offers expert Agency and contractor person-
                nel experienced in planning, adapting and testing
                operating systems, managing critical  and sensitive
                data, and in working closely with Federal. State, and
                business organizations.  The following support services
                are provided:

                •     Telecommunications support, including user
                      assistance and terminal procurement

                •     Technical support, including IBM. Sperry. and
                      DEC software support, utilization accounting
                      capacity planning, and performance analysis

                •     Operations support, including security, input/
                      output control, tape and disk libraries, data
                      management, micrographics, and keypunch and
                      courier services.

                Other available services include production control
                and systems status recording.
                 There are many different support hotlines and infor-
                 mation contacts, corresponding to the wide range of
                 technical assistance available. The WIC receptionist at
                 488-5900 or FTS 933-5900 can provide general infor-
                 mation and assistance for directing further questions.
                                                       October 4. 1988
                                                           Page Vll-3

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Training and Publications
1.  Description
2.    Reference
                The WIC at EPA Headquarters and the NCC in North
                Carolina offer full-day courses and half-day seminars
                on many different hardware and software products.
                Two bulletins,  EPA's "The Connection" and "WIC
                Schedule of Seminar Programs." provide information
                about training courses and seminars, including sched-
                ules of upcoming courses and seminars, course and
                seminar descriptions, places and lecturers.  The NCC
                also issues a new monthly publication, called "Quick
                Bits." which contains tips on microcomputer usage.

                Course and seminar topics currently offered include
                communications, data base management systems.
                disk operating systems. EPA E-Mail and Bulletin
                Board systems, graphics, word processing, spread-
                sheets,  and project planners.  Courses and  seminars
                also are available for specific hardware training (e.g..
                Apple Macintosh. PRIME microcomputer, IBM PC and
                compatibles, and IBM mainframe).

                The WIC's facilities include training rooms,  a public
                terminal area, an audiovisual room with video training
                cassettes, a document reference library, and confer-
                ence rooms.
                 For additional information about the training at the
                 WIC, refer to the current distributions of the above
                 named bulletins, or contact Training Information at
                 488-5974 or FTS 933-5974. or Training Registration at
                 FTS 629-7862. Additional requests for information
                 about NCC training may be addressed to:

                      EPA National Computer Center
                      NCC Training Office MD 34B
                      Research Triangle Park, NC  27711
                                                      October 4. 1988
                                                          Page VII-4

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     WIG User Grouos
     1.   Description
         Reference
                     The WIG sponsors many user groups, most meeting
                     monthly. User groups are groups of individuals that
                     share an interest in using specific types of hardware or
                     software. These groups meet on a regular basis to
                     share information on the latest developments in their
                     fields of interest and new or improved techniques for
                     processing information. The following is a list of the
                     major user groups:

                           ADABAS
                     •     dBase
                     •     Expert Systems Interest Group
                           FOCUS
                     •     Graphics
                     •     Lotus  1-2-3
                     •     Novice
                     •     PC (General)
                     •     PC Site Coordinators
                           PRIME.

                     PRIME INFO is also a major user group.
                      For information on Joining or establishing user groups.
                      contact the WIC at 488-5900 or FTS 933-5900.
D.   COMPUTER TELECOMMUNICATIONS
      1.  Description
                      Telecommunications allow computer systems to com-
                      municate and share data over great distances.  For
                      example, telecommunications makes it possible for a
                      microcomputer user in San Francisco to store and
                      retrieve data on a PRIME minicomputer in Washing-
                      ton. DC. OSWER computer systems are connected to
                      the rest of EPA through a series of telecommunication
                      links.  Ringnet connects OSWER's PRIME minicom-
                                                           October 4. 1988
                                                               Page VII-5

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     2.  Reference
                      puters to other PRIMES at Headquarters. OSWER's
                      interactive TTY and microcomputer users access the
                      IBM 4381 mainframe at the W1C and the IBM 3090
                      mainframe at NCC using dedicated and dial-up lines.
                      For additional information on EPA's telecommunica-
                      tions capabilities, refer to the QSWER Information
                      Management Guide for Fiscal Year 1988 or call the
                      WIC at 488-5900 or FTS 933-5900.
E.
ELECTRONIC MAIL
      1.   Description
               -   a
          Reference
                The Office of Information Resources Management
                (OIRM) manages a contract with DIALCOM for EPA's
                electronic mail (E-Mail) services.  E-Mail is a very
                effective tool for informal communications, distribution
                of draft documents for comment, and official corre-
                spondence. The facility provides for nationwide com-
                munication to and from EPA Headquarters. Regional
                offices, field sites, and States. Access to E-Mail is
                through connection to Tymnet or Telenet, or by direct
                dial to DIALCOM if local. PRIME users have direct
                access via the PRIME network.

                Currently. OSWER has approximately 120 personal or
                organizational accounts, called "mailboxes." Organiza-
                tional mailboxes are often shared by several users.
                EPA's E-Mail codes are listed in the Agency's telephone
                directory.
                      For more information about the Agency's E-Mail sys-
                      tem, contact E-Mail User support at FTS 382-5639.
                                                            October 4. 1988
                                                                Page Vll-6

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F.
BULLETIN BOARD SYSTEM
      1.   Description
                      The EPA Bulletin Board System is a message center for
                      information exchange and has the means of allowing
                      users to upload and download Public Domain pro-
                      grams.  This system is not a public system: it is re-
                      stricted to EPA employees. EPA contractors, and EPA
                      grantees. All communications are performed using
                      Crosstalk software, the EPA standard for PC
                      communications.
           Reference
                       Refer to the Guide to the U.S. EPA Bulletin Board
                       System with Public Domain Software Listings or call
                       FTS 484-7215 or FTS 382-4357 for additional informa-
                       tion on using the Bulletin Board.
      EPA LIBRARY
          Description
                       The EPA library at WIC provides many data bases for
                       retrieving full-text articles or special statistical, direc-
                       tory, or financial information from sources throughout
                       the country and the world. These data bases also can
                       compile bibliographies with abstracts of relevant books
                       and retrieve government documents, conference pro-
                       ceedings, reports, and newspaper and journal articles.
                       Hard copies of documents in the collection also are
                       available.
          Reference
                       Contact the EPA Headquarters Library reference staff
                       at FTS 382-5922 for further information.
                                                             October 4, 1988
                                                                  Page VII-7

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VIII. POLICIES, GUIDANCE
   AND REGULATIONS

-------
         VHI.  POLICIES, GUIDANCE AND REGULATIONS
OVERVIEW
                       Policy, guidance and regulations guide environmental
                       protection activities at the Agency. The differences
                       between these guiding directives often vary only in
                       impact or breadth.  Formal procedures exist within
                       EPA for developing policy, guidance and regulations.
                       These procedures include Red and Green, also known
                       as Striped, border reviews.
A.
DESCRIPTION
                       •     Policies

                       Policies, also known as strategies, are guiding prin-
                       ciples at EPA that dictate the guidelines and goals that
                       the Agency has set out to protect the environment.
                       They are not laws, but policies can be broad com-
                       mands that require regulations to interpret them. In
                       addition, policies can clarify regulations further and
                       specify operating procedures for programs to use.

                       •     Regulations

                       EPA creates regulations to interpret Federal statutes
                       more specifically and help implement them. Congress
                       often initiates this process.  For example. Congress
                       may require the development of an environmental
                       standard to a certain level and by a certain date. After
                       a series of reviews and public comments. EPA will
                       write regulations that establish the actual procedures
                       to ensure that this goal is met.  Regulations are legal
                       requirements with which affected persons must com-
                       ply.

                       •     Guidance

                       EPA guidance documents provide the most specific
                       Information for implementing a regulation.  An
                       OSWER Directive is a guidance document that man-
                       dates action for Regional and Headquarters personnel.
                                                             October 4. 1988
                                                                 Page VIII-1

-------
                      This may include written communications that provide
                      program or management policy, procedural guidelines.
                      program guidance, delegations and redelegations of
                      authority, and Office-specific expansions of Agency-
                      wide administrative directives. Guidance is not legally
                      binding, although it defines the Agency's recom-
                      mended procedures.

                      There are four types of non-regulatory Superfund
                      documents, which are referred to as "guidance."  Guid-
                      ance Documents explain what can be done to fulfill the
                      requirements of a regulation or policy.  Procedural
                      Documents describe specifically how to conduct an
                      analysis or activity at a sufficient level of detail to
                      complete an action without need for additional
                      guidelines.  Technical Documents provide scientific or
                      engineering information relevant to program activities.
                      Manuals enable users to carry out program activities
                      or to understand requirements without need for other
                      supporting documents.
B.    PROCEDURE

                      •     Red Border Review
                      EPA uses the Red Border Review procedure when
                      developing regulations.  Red Border is the formal
                      review mechanism by which senior management re-
                      views and approves regulatory packages before they
                      are presented to the Administrator or other approving
                      official. The AA for the lead office approves the pack-
                      age for Red Border review by signing an Action Memo-
                      randum or transmittal memorandum.  Often the re-
                      view includes only the AA for the Office of Policy. Plan-
                      ning, and Evaluation (OPPE)  and the Office of the Gen-
                      eral Counsel (OGC). but other AAs or RAs may partici-
                      pate if their  offices were active during the development
                      process.

                      The lead office submits the original regulatory package
                      and eight copies to the Regulation Management
                      Branch (RMB). if Red Border only involves OPPE and
                      OGC.  Four  copies are for OMB review. If Red Border
                      involves other offices, additional copies should be
                      submitted to them.

                                                            October 4. 1988
                                                                Page VIII-2

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C.    REFERENCE
                      The review period generally lasts three weeks for non-
                      major rules. Red Border Review is completed after the
                      lead office has considered and responded to all the
                      comments. The package is then prepared for AX
                      (Administrator's Correspondence Control) and the
                      Administrator's signature. EPA follows a standardized
                      process for creating regulations, as illustrated by the
                      flowchart in Exhibit VIII-1.

                      •     Green, or Striped Border Review

                      EPA uses the Green, or Striped Border Review process
                      to develop or change the status of policy or guidance
                      directives.  Reorganizations and delegations of author-
                      ity are examples  of this. To begin the process, the staff
                      submits a draft to the Management and Organization
                      (M&O) Division (PM-213) with a transmittal supervisor
                      form (AO).  M&O reviews the draft for accuracy and
                      distributes copies to affected branches of EPA.

                      Headquarters' offices have two weeks to comment and
                      return a Green-bordered form; Regions have three
                      weeks to respond. Responses include concur, concur
                      with comment, or non-concur to the proposed direc-
                      tives change or new directives. If differences of opinion
                      exist as to the exact nature of directives alteration.
                      M&O acts as mediator until the differences are re-
                      solved.

                      On universal consent, the M&O Division Director
                      sends a decision memorandum detailing any conflict of
                      opinions and the final resolution to the AA with a
                      request for signature.
                      OSWER Directive 9200.4-1. Guidelines for Producing
                      Superfund Documents. (February 9. 1987). which may
                      be obtained from an OERR secretary.  OSWER Direc-
                      tive 9013.15-3. OSWER Directives System Manual.
                      (July 15. 1986). which may be obtained from an OERR
                      secretary.
                                                             October 4. 1988
                                                                 Page VIII-3

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                             Exhibit VIII-1

                         Creating Regulations:

                           Red Border Review
 AA for lead office
approves package
 by signing Action
 Memo/Transmittal
     memo
                            Lead office submits 4
                            copies to OMB, 8 to
                             RMB if OPPE and
                              OGC in Review
K
                            Other offices receive
                             copies if involved
  3 week review period;
OMB review for major rules
   longer; Red Border
Completed after lead office
   has considered and
    responded to all
       comments
                              J
                                                      Lead office prepares package
                                                      for AX and the Administrator's
                                                      signature. Package contains
                                                     signed Action Memo, response
                                                      to Red Border Comments and
                                                     explanation of post-Red Border
                                                      changes. Lead office delivers
                                                     package (original + 4 copies) to
                                                       RMB for transmission to AX

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IX. TRAVEL

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                              EX. TRAVEL

OVERVIEW
                      The purpose of this chapter is to provide an overview
                      of EPA's policy and procedures for conducting EPA-
                      related travel, incurring travel expenses and seeking
                      reimbursement.  Additional information on charging
                      official business travel to the Superfund appropriation
                      and site-specific accounts is provided in Chapter XII of
                      this manual.
A.    LOCAL TRAVEL

      1.    Description
      2.    Procedure
                      Any travel that is to locations within 50 miles and
                      requires less than 10 hours from the permanent duty
                      station is considered local travel.  Local travel gener-
                      ally does not require a travel authorization, nor does it
                      entitle the employee to lodgings plus per diem.  Modes
                      of transportation that may be used for local travel
                      include shuttle service, public transportation, pri-
                      vately-owned automobile, government-furnished auto-
                      mobiles, and taxis. Additional information on shuttle
                      buses, including a shuttle bus schedule, may be found
                      in Chapter XTV. Miscellaneous.
                       EPA employees will be reimbursed for approved local
                       travel. To be reimbursed. EPA staff must prepare
                       Standard Form 1164. Claim for Reimbursement for
                       Expenditures for Official Business (see Exhibit IX-1).
B.    LONG-DISTANCE TRAVEL

      1.    Description
                       Long-distance travel, or temporary duty travel, is de-
                       fined as business-related travel 50 miles or more from
                       the employee's assigned duty station for a minimum of
                                                             October 4. 1988
                                                                  Page IX-1

-------
                                                  txhibr.
CLAIM FOR REIMBURSEMENT
FOR EXPENDITURES
ON OFFICIAL BUSINESS
APTU£NT C<* ESTABLISHMENT 9UHEAU DIVISION O" CF*-CE

fieaa tne Pmncy Act Statement on -ne oac* ot :rnt >orm
1 • NAMt 11.111
4.
£
vn -^omfwi 3 SOCIAL SECuRirv NO
i : MAIL NG *OO*>€SS K'WIXM .."•"i^oow a OFFiCE "ELE***ONe SuMQEa
I
: .OUCrigO -.^MBE-a
1 SCHEDULE NUM8EO
S. PAID BY
6. EXPENDITURES fit 'are claimed  / *iO f
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if aottoonal spues is roovrea continue on if* Dec*.



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•ACS
7. AMOUNT CLAIMED (Totml of coo. (0. Ig) and «).)* \ TOTALS
as necessary in ttw mtormt of tM Goxammant (Note: it la
anttnauoe* the approvwiy otto* mot fmm oemn motion
tne need ot tne depetment or agency to fa ceraty (31 u.
Sign Oojn* Qnty
APPMOVIMIk
ometM. m
SMMHCM r
9. Tha dam * cartrftod corract and prapw (or paymant
Siffff OnyHteJ Ontp
AWTMOMink
CUnWYMQ Bi
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AMOUNT CLAIMED
i
M.GI .;«sLl ' sis ' '.;s%v.r
i " " ,5CNSi ^»Necui
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i
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MMI. araeareftad 10. 1 cafofy mat OM claim is U\M and eorraet to tn« MSI of my xnowieage ana
ngatsaneveaM baMt and mat paymant or credrt has not been received by me
1&CHaaoSTOV WkvMeNToesmeo Sign Ongm* Only
O CHCCK a CASH
OAFE
CLAIMANT K
JM«M tlCM*
a"IE It. CASH PAVMfNT MCI I*T
•. »AVEE tSjmtnt a DATE DECEIVED
C AMOUNT
f
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arocoiNo
ACCOUNTING CLASSIFICA TtON
1164.210
                                                                                              STANDARD FORM II** (Re* II-T)
                                                                                                 nBed by G\A. FTMR ICFR «i) 101-7

-------
                                            Exhibit 1X-1        (continued)
6. EXPENDITURES—Contmuee
	 5^1 	
1*1














































£ A— Local travel
X B— Tolepfxxn or tawgrapn or
p C—Offwr Cig«i»a (itfmtnd)
IBI
































KI roo*























la TO























ra«rMcneaMi*>ntf •mronMtont MMM>M^

MILEAGE
 yd BIOM **£-O- >3>7. Ho»«i«i» 22. 1B43. tor uw « •

  M iiniw«»i (OOMT a«n SSNt
                                                                                                 STANDARD FORM I la*
                                                                                                                          I I-

-------
2.
Procedure
 1234567890
                 10 hours.  This section describes procedures for mak-
                 ing travel arrangements, allowable travel expenses,
                 use of tax exemption forms, and reimbursement of
                 travel expenses.
           •     Travel Arrangements

           Because travel must be authorized in advance, trips
           should be planned at least one week to ten days prior
           to departure, thus providing time to obtain approvals.
           reservations, and travel advances. The secretary in
           your office can provide assistance in making these
           arrangements.  Exhibit LX-2 depicts the various steps
           involved in making travel arrangements and seeking
           reimbursement for travel expenses.

                      Travel Authorization

           A travel authorization (TA) is required for each tempo-
           rary duty  assignment. A travel authorization should
           be issued  in writing using EPA Form 2610-1 (see Ex-
           hibit IX-3) prior to travel and should identify all travel
           directions and entitlements.  The itinerary, purpose of
           travel, special authorizations (e.g.. car rental), and
           required Justifications should be shown on the au-
           thorization.  The travel authorization must be ap-
           proved by the Division Director or designated author-
           ity.

                       Method of Payment

           EPA prefers that frequent travelers use their Diners'
           Club Credit card as the method of payment for travel
           expenses. Travel advances may be obtained for out-of-
           pocket expenses and infrequent travelers.

           EPA's Diners' Club Credit Card Program — Employees
           who travel on official EPA business two times per year
           or more are automatically eligible to receive a Diners'
           Club credit card to pay for major expenses connected
           with official government travel, such as air or rail tick-
           ets, lodging, meals, and automobile rentals. An appli-
           cation must be prepared and submitted to Headquar-
           ters Accounting Operations to obtain a card. These
                                                 October 4. 1988
                                                      Page IX-2

-------
                                                       Exhibit IX-2

                                   Travel Preparacion and Reimbursement of Expenses
  Receive
   Travel
Assignment
  Prepare Travel
  Authorization
(EPA form 2610-1)
 and request for
 Travel Advance.
 as appronate. at
  least 10 days
   in advance
 Call Omega
    Travel
FTS 382-4530
to make hotel.
transportation
 and car rental
 reservations
 Pick up tickets
  from Omega
   Travel as
  close lo the
  departure
date as possible
   Receive
Travel Advance
   from (he
   Finance
    Office
Depart
 Obtain lax
exempt forms
from the hotel
                     Return
                      from
                     Travel
                      Organize
                      receipts for
                       all travel
                      exenses for
                      $25 or more
                     Prepare
                   Travel voucher
                     (SF 1012)
                       Submit
                    Travel voucher
                     to Finance
                       Office
                     Receive
                   reimbursement
                   check from the
                     Finance
                      Office
 For further information on EPA's policies and procedures for official business travel. EPA employees
 should contact Customer Asistance at FTS 382-5116.
 For additional information on reservations and ticketing, employees should contact Omega Travel.

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 cap]
1234567390
cards may not be used for personal expenses. Each
month employees will be billed directly and will be
expected to send their payment in full within 25 days.
Disputed charges or other billing problems may be
reported to Diners' Club Corporate Research Services
by calling  1-800-525-9135. Additional procedures on
using the Diners' Club credit card for official govern-
ment travel may be found in EPA's Travel Manual and
EPA's Diners' Club Credit Card Program Manual.

Travel Advances — If an employee has a Diners' Club
credit card, he/she may receive an advance of funds
for an amount not to exceed $15/travel day plus inci-
dentals. If the employee is an infrequent traveler and
has not been issued a Diners' Club credit card. 80
percent of estimated expenditures may be advanced.
Travelers should request a travel advance by complet-
ing the bottom portion of the travel authorization form
(EPA Form 2610-1. Exhibit IX-3). Travel advances are
approved simultaneously with the approval of the
travel authorization.  Travel advances generally require
10 days for processing.

Short-Term Travel Advances — Short notice travel (i.e..
initial notice is less than 10 days) may require cash
from an imprest fund.  Ordinarily, advances from an
imprest fund do not exceed $250 and the minimum
advance Issued is $25.

Additional guidance on travel advances may be found
in EPA's Travel  Manual, available through the Distri-
bution Room at FTS 382-2118.

            Reservations  and Ticketing

All travel reservations and tickets are to be obtained
through Omega Travel. EPA's official travel agent.
Arrangements for hotel, transportation (air travel and
railways), and car rental should be made by calling
Omega Travel at FTS 382-4530. For frequent travel-
ers.  Omega will have an employee record on file and
reservations will automatically be charged to the
employee's Diners' Club card. New or visiting employ-
ees must present the pink copy of their travel authori-
zations when making official business travel reserva-
tions.
                                      October4, 1988
                                           Page IX-3

-------
                                                    Exhibit IX-3
 US CNVIROHMBNTAb PROTECTION ASCNCY


   TRAVEL AUTHORIZATION


           rtad liutrutttont on rtu*n»l
                          T   237412
A _ AMEND
                                                                                              C.CANCEL
«. TRAVEL. AUTHORIZATION TYPE
  | DOMESTIC
                                s. TYPE OP TRAVBU SY NOM-BPA TRAVELER
  j POKBISN
                                   INTERGOVERNMENTAL PCRSOMMBL. ACT IIPAI   7  APPLICABLE RE6ULATIONS. w SGTR-S  L.JTR3
O. ITINERARY. PURPOSE. AMO OTNBR DETAILS
                                        ircn
                                                'NOT TO CXCBBO
                                                                                                      CLASS  I
         a. ACTUAL. SUBSISTENCE MOT TO EXCEED
         ». ACTUAL. 1U»«I»T«MC« OS* MROA
                                                                                                    AI am
                                           IOTMBR ACbOWAMCHI
           COMMON CARRIKM - TWAIM. BUS. SNIP
         1. PIHST CL.A» • COMMON CARMICR
                                                                                                    !•!
         t. INTRACITT TRANSMUTATION iTfMi. Umoutlltf. tn». POVl ANO OTHBR INCIOBMTAL. CO«T1
                                                                                                    1C) HIT
              vATBkV'OWNKO VBMICUB
                                                                                                    |OI 1114
                                                                   INTBRCITV Q TCMPORARV DUTY
          . aOVCdNMBNT-OWNKO (O«A| RCNTAI.
                               |P«RMANBNT CNA*aB-OP-«TATION AkkOWANCBSI


         I. TRANSPORTATION OP PAMIkT

        MI. RBSIOBNCB MUNTINO
        II. TBMPONART QUARTCNS

        It. RCAC BSTATB IXPBNSM

        II. MISCBLLJkMBOUS MOVINO BXPBNSB*
        II. SMIPMCNT OP MOUSBMOCO aOOOS
        Kt. STORAQB CP MOUSKMObO OOOO*
IJ ADVANCE OP PUNOS APPLICATION IPtol*. OuUCo/uUne odvoncM mull oe
  - -  - -            ISM AiU amount at «•» ouaKMdtiu advance* miuf am repaid
                                                               10 dayi a/ coniplanon o/ rnp. IVhan travel u eanc«Ud or
                                                                  uidated advanca an (uoieet to automatic payraU
A. TVP«

  Q ORDINARY

  Q CONTINUINO
I. MBTMOO OP
  PAVMBNT
 Q CASH

 Q CHBCK
                                C. MAIL CHECK TOl U OPPICE U HOME
                                                                                       OPPICI PMONB
                                                                      PLBTBD SV SBRVICINS PINANC* OPPICB
B.
P. CASH RBCBIVBO
                                a. OATS; CASH RBCBIVBO
                                          TTO BB COMPLETED •»
                                           ^^ ^ ••€»!«• «i%i^B»«i n *^««i^
                                                         •IBNATURB
                                                                                       aval, if to
•AMB ANO TITUB
                                        Autnanty it grantsd to travsl and incur men •Hpaniaa aa may bs ntomarv 'or tnn autn
                                                in si i imlaiii • with EPA policy and aoplicabw) regulation*. I certiN that tnit
tiaNATUMB
                                                         NAMK AMD
EPA Form JIIO-I (Rs*. 1O41II
                                 MltlO
                                                                                                            TRAVELER

-------
Tickets will not be delivered: rather, employees must
pick them up from Omega Travel. At this time, em-
ployees must provide Omega with a copy of the TA in
order to receive tickets. Omega is located near the I
Street entrance of the Waterside Mall and is open from
8:00 a.m. to 5:30 p.m. Monday through Friday.

•     Travel Expenses

While on official Government business, employees will
operate on per diem travel allowances, which vary
according to geographic location and are authorized
accordingly. Appendix B contains the maximum per
diem rates, listed by State and city/county, prescribed
in the Federal Travel Directory (August 1988).  Em-
ployees will be reimbursed only for allowable expenses
that are not in excess of the specified daily maximums.

Allowable expenses  that are included in the per diem
allowance include: all charges for meals: all fees and
tips to waiters, porters, baggagemen, bellboys, hotel
maids, and dining room stewards: telegrams and tele-
phone calls reserving hotel accomodations; laundry;
cleaning and pressing of clothing: and transportation
between  places of lodging or business and places
where meals are taken. For allowable travel costs in
addition  to those covered by lodgings-plus per diem.
see EPA's Travel Manual. (Resources Management
Directive. 2550B).

•     Use of Tax Forms

Certain municipalities or states  in the United States
allow tax exemptions for Federal travelers.  Travelers
should take maximum advantage of these exemptions
because  they could  affect the traveler's per diem allow-
ance in a specific area. For example, a standard hotel
rate for a tax-exempt municipality may be above the
per diem allowance  unless the tax exemption is taken.
EPA's Customer Service Office provides tax exemption
forms for Baltimore. Maryland and  New York.  When
traveling to other cities, travelers may obtain  tax ex-
emption forms from the hotel. The  EPA tax exemption
number. 52-085-2695. should be used when obtaining
a tax exemption.  Special procedures are required to

                                      October 4. 1988
                                           Page IX-4

-------
3.    Reference
                 file for tax exemption status. The Customer Service
                 office will provide assistance in filing for tax exemption
                 status.

                 •     Reimbursement of Travel Expenses

                 Within 10 days of the end date of the trip, a Travel
                 Voucher (SF-1012. Exhibit IX-4) or cancellation travel
                 authorization must be submitted to the Finance Office.
                 Receipts must be attached for all expenses of S25 or
                 more. The travel voucher and attached receipts
                 should provide a detailed breakdown of costs for each
                 day of travel.  Instructions for preparing travel vouch-
                 ers in compliance with Federal travel regulations may
                 be found in EPA's Revised Travel Regulations.
                 The following publications, available through the Dis-
                 tribution Room at FTS 382-2118. provide additional
                 guidance for performing business-related travel:

                       EPA Travel Manual

                       EPA Revised Travel Regulations

                       EPA's Diners' Club Credit Card Program

                       EPA's Guide for Employees Performing Tempo-
                       rary Duty Travel

                       Federal Travel Directory

                       Omega Government Travel & Hotel Directory

                 In addition to the above references, the following of-
                 fices provide assistance in preparing for business-
                 related travel and seeking reimbursement:

                 Customer Service (FTS 382-5116) — General policies
                 and procedures for travel and accounting for travel ex-
                 penses

                 Omega Travel (FTS 382-4530) — Reservations and
                 ticketing.

                                                        October 4. 1988
                                                             Page IX-5

-------
                                             Exhibit IX-4
   TRAVEL VOUCHER
   St*ttfT*nt on
                         1  DEPARTMENT ON ESTABLISHMENT.
                           BUREAU DIVISION OH OFFICE
                                                                                       3.  VOUCHER NO.
                                   TYPE OF TRAVEL

                                    TEMPORARY DUTY

                                    PERMANENT CHANGE  (4. SCHEDULE Mtt
                                    OP STATION
 I,  «. MAME ILmt. 'mi. ""«&• imntll
                                                                O SOCIAL SECURITY NO.
                                                                                       •.  PERIOD OF TRAVEL
                                                                                       •. F«OM
                                                                                                      B  TO
    e. MAILlMO AOOKESS (IneluGf ft? CoOtl
                                                                a. OP*ICC TELEPHONE NO
                                                                                       7 TRAVEL AUTHORIZATION
                                                                                         MUMSEAISt   b  OATEIS)
    • PMCSINT OUTV STATION
                                           • MESIQENCE /Ctv »•* Sum
                                                                                       10.  CHECK NO.
 E,  TRAVEL AOVANC1
                                              CASH PAYMENT RECEIPT
                                           •  OATI MICtivf O
                                                                                       11. PAID BY
                                                                D AMOUNT HCCEIVEO
                                                                  f
                                           C PATt I 1 SIGNATURE
 IX. OOVIRMMMT
    TRANVORTATION
    REOUESTS. Oil
    TRAMPORTATIOM
    TJCKETS.IF PUR-
    CHAHOMTMl
    ILa * ftr i
                    irMtwuiion
to m« UMIM Sinn «* 'igl»t I m«*
                  purefi>M« un
                                                                      owim •« eoi<««eiia«
                                                                      f 0roc«dur«t (FPMR 101-71
                                                                                                       Trmnlf't Imtitti
                       AOENT-S
                      VALUATION
                      OF TICKET

                          Ifl
    CAR-
    RIIH
                                      tu
CLA«OF
SIRVICf
                          OATI
                          ISSUEO


                           Ml
                                                                                    POINTS Of TRAVEL
                                                                            f MOM


                                                                              (•I
                                                          TO

                                                          in
                                                          COM of i«ov«« incurrad <*u""9 tha pwiod OOMTM bv
                                                                                      AMOUNT^
                                                                                      CLAIMED^
                                            I• lartnnm oletem 129 US.C. 2SI4I jntf «iM|r >nv
                                                                                   A7VEL AOvANCE
                                                                               NET TO TRAVELER ^
 It. ACCOUNTIMQ CLASSIFICATION
                                                                                   STANDARD FORM 1012 lAEV. 10-771
                                                                                PrMCrilMd by QSA, FPMR (41 CFR) 101-7

-------
lixhibit i.      (continued)
SCHEDULE
OF
EXPENSES
AND
AMOUNTS
CLAIMED
OATf
iff












THU
/Hour
Jrttf
tmJtfml
lot












INSTRUCTIONS TO TRAVEL! R (UnliUtd Htau 4
Col M II it* ooudwi inchidn Cam pTof WJ
p« dun HlMMmt «a> 0Mn 1 ""v '•'
imomlwi ol •mptayoi'i oo'r 1 /M
•nniKtiM* fcrmly. lhaiw lor 1 ^
mtmknt' noiwt. ••«. tefitl I- ^(
•nd ««l»IK>n«h

dM Sttow 101*1 lubimtr ) S«ew p*> d.»m (mo iht Irutf ol i»« tin Stow ••ptmtt tucl long dnicnct i«i«p*> HlbtllltM*. tIC •d lo> ••ch nwil. inclottinfl !•• «nd lie* . Mtd d«il« toiol > •> lluncfcv. clt»nin« *nd (Mowing ol ClOlhoi Hot ID (Mill h*n lot mttltl m *nd wlutl ••ptnt* Irawl K* t loonii incunid lot ocluol ••pont* ncvcl uni. limilKl lo m»Eimurn i«l«. Of il mull on oclu*l «>p*n MM liom col l|l oi nwnmum >•!• i M MiiflimouiiiM Ui«. •"' !•>• lit OuichMod mill caihl an* c«lli lot Covtininoni bunnm. c«i i»ni«l. itlounon 0 ITfMIIfDBUKICIfMCE IkMNSfS Ml AtC tftf AK FAST Ml 1 1 • LUNCH 1*1 1 OINNI N III ' 1 1 TOTAL M MlSCIL LAN! OLrS cuasis rv,ci 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 LODGING M • II mOdltlontl mpoco li iwQulna. tonilnuo en mnolhH Sf tOH-A BACK totting MM Ironl Mi/tt In contpl Mdod Co Chop • ) E O lie NmomtM ol in* fO ohpDlo ii und»* •(» C Ol u«Mf bv p*iluim* •pf»0f>li> •nco wlltl 1 iKiution al •» implomi M ol July t ». 1M3. auoiiod Inl ul'viduali 1 iw PtnKv Act a> !•?« lit* loiio«ui( iniwminan n mo llio. intofmoiion on ihia lofifi n tuihoviJOd bv 6 U S C mud bv •!>• '«MI«I TIOM ntoulii.oni irrMR 101 II. it. 1»JI. E O 11012 ol MUich 3? IMJ. i O »3»» of Mid le USC <0llltil «nd eiOB Th*piun«v PUIPOM TOTAL MJO.*ISl(NCf CHPCMSC w 1 1 UllCACf RATE « NO OF MILES fl/ SUBTOTALS *• TOTALS *• ciimintl. or ••oulatO'V invO»lio*tiont or p«o*»Cu1»ont 01 Mti«n pwitwcni lo • ««Quif«m«nl by Ihit aoBncy in connoclion Milri ill* htttnf at Itrmd ol of «mplOVM !*>• iMwan<« ol • MCwfilv Cl***«nca o* i««*ttio*l*On» ol lh« poi Account Numboi IS oi «•! ond/o> iMoonon ••panm in«i«i* SMI H tOhCiMd IMIdCi llw *ulhO'H> Ol !•>• ln»in(l SC •Olllbl end 6IO9I and i O »1»1 Noi<*n>b« JJ p«ya< •nd>O* *«nplOV*« >d«niilicalion numb«* di« Mil and •mpfovMt who *•»• • nMtl foi lt»« •nfoim«|ion in ir>« tour SS** «" lhaii o»K«ftl dwli«« Th« inlovnialion m«v b« ditclD»«>t Hi i now«««ttt lailu** lo p»ow*d« !*>• intoimaiion lalh*' lh«n SSNI fon liauttion Of « PAGfS TMAVIL AUTHOMUATIOM NO u.lbow . lo»ICM IRAVfLEM-S LAST NAME the) lh»n AMOUNT CLAIMED MILEAGE f)> I tuasiiTfNci Iml \ - 4 • OTHER M 1 Inlti mrtnd tout al conunni HI. Iml *»o Inl. bttom nut i/i iron IJ on (A* Item ol tf>rt fonn TOTAL AMOUNT CLAIMED*- FORM 1012 BACK |10-7H


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OVERVIEW
               X.  IN-HOUSE FACILITIES/SERVICES
                      This chapter clarifies the policy and procedures for
                      conducting administrative tasks, including printing
                      and photocopying. The following material also pro-
                      vides information on labor services, the Trouble Desk.
                      office moves, conference rooms and special mailing
                      services.
      DUPLICATION
           Description
                      EPA employees who need to produce or reproduce
                      large quantities of documents have photocopying and
                      printing facilities available for their use. The Office of
                      Printing Management, located at G-100. serves the
                      duplication and publication needs of the Agency.

                      •     Printing

                      Currently there is a moratorium on printing, permit-
                      ting only publication of those documents that are
                      essential to accomplish the mission of the Agency. To
                      have a document printed, the employee's supervisor.
                      DD. and OD must approve  the publication of the docu-
                      ment. Some of the  features available from the EPA
                      Printing Office include:  saddle stitch binding for docu-
                      ments for up to 96 pages; two-piece covers (stapled):
                      half-tone pictures; two-color covers; choice of paper in
                      stock. The costs for these services vary and should be
                      considered in selecting a printing option.

                      •     Photocopying

                      In addition to the two copiers located in G-200. there
                      are a number of others throughout the Agency. A
                      location list of those, including the ones for which staff
                      operators are provided, is found in Exhibit X-l.
                                                           October 4. 1988
                                                                 PageX-l

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    X. IN-HOUSE
FACILITIES/SERVICES

-------
OVERVIEW
               X.  IN-HOUSE FACILITIES/SERVICES
                      This chapter clarifies the policy and procedures for
                      conducting administrative tasks, including printing
                      and photocopying. The following material also pro-
                      vides information on labor services, the Trouble Desk.
                      office moves, conference rooms and special mailing
                      services.
A.    DUPLICATION
      1.
Description
                      EPA employees who need to produce or reproduce
                      large quantities of documents have photocopying and
                      printing facilities available for their use. The Office of
                      Printing Management, located at G-100. serves the
                      duplication and publication needs of the Agency.

                      •     Printing

                      Currently there is a moratorium on  printing, permit-
                      ting only publication of those documents that are
                      essential to accomplish the mission of the Agency. To
                      have a document printed, the employee's supervisor.
                      DD. and OD must approve the publication of the docu-
                      ment.  Some of the features available from the EPA
                      Printing Office include:  saddle stitch binding for docu-
                      ments for up to 96 pages; two-piece covers (stapled);
                      half-tone pictures; two-color covers; choice of paper in
                      stock. The costs for these services vary and should be
                      considered in selecting a printing option.

                      •     Photocopying

                      In addition to the two copiers located in G-200,  there
                      are a number of others throughout  the Agency.  A
                      location  list of those, including the ones for which staff
                      operators are provided, is found in Exhibit X-l.
                                                            October 4. 1988
                                                                 PageX-l

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                                                   Exhibit X-1
                                               EPA Copy Centers
        WEST TOWER
                                   MALL
  NEMALL
EAST TOWER
ROOM 1102
1 MACHINE
XEROX 1090

ROOM 11 30 A
1 MACHINE
XEMM 1079
             ROOM 1038
             1 MACHINE
              KODAK IMPS
             ROOM 938
             1  MACHINE
              XEROX ton
             ROOM 838
             1 MACHINE
              XEROX 1075
                                       ROOM 3601
                                       1 MACHINE
                                        KODAK HOPS
                                 ROOM 3501
                                 1 MACHINE
                                  KODAK IMPS
                                 ROOM 2605
                                 1 MACHINE
                                 ROOM 2701
                                 2 MACHINES
                               XEROX 1090 XEROX 1073
                                                      ROOM 320""
                                                      3 MACHINES
                                                      OCE 1723/OCE 1023
                                                        XEROX 1030
  ROOM 206"
  3  MACHINES
OCE ITJAXEROX I07U
   XEROX I071A
 ROOM 107 "
 3  MACHINES

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                              Exhibit X-l (continued)
                      Photocopy and Mail Management Section
                            Copy Equipment Operators
NAME

Jerome Mackey


Linwood Bryant
Susan Mason
Joe Eastman


Larry Tucker


Pan Bryant

Patrick Home

Susan Hahn

Carol Rivers
TITLE

Photocopy Operations
  Assistant

Lead Copier Equipment
  Operator
Lead Copier Equipment
  Operator
Copier Equipment Operator


Lead Copier Equipment
  Operator

Copier Equipment Operator

Copier Equipment Operator

Copier Equipment Operator

Copier Equipment Operator
LOCATION

S-310.  Distributes
work to operators.

West Tower and Mall areas.
Handles minor machine
malfunctions, machine usage
records, instructs copy
center users.

East Tower and ME Mall areas.
Handles minor machine
malfunctions, machine usage
records, adjusts work flow,
instructs copy center users.

Crystal Mall #2 copy center,
room #806.

Fairchild Building copy
center, room #209.

S-310

S-310

ET-740

HT-432
                                                                  August 1988

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2.
Procedure
                 •     Printing

                 Once a document has been approved for publication
                 by the DD and OD. the employee responsible for  coor-
                 dination of the publication must discuss the document
                 and complete EPA Form 2340-1  with one of the Print-
                 ing Specialists in the Office of Printing Management.
                 A sample form for requesting printing is presented in
                 Exhibit X-2.

                 The Printing Office will print orders of over 5.000 pro-
                 duction units. (Generally, orders of fewer than 5.000
                 units should be duplicated on the photocopying ma-
                 chines.) A production unit is the image on one side of
                 a sheet of paper, the total of which are  calculated by
                 the number of copies times the total number of im-
                 ages.

                 If there is a need to typeset the document, or the order
                 is over 60.000 production units, the Printing Specialist
                 will initiate a printing procurement process for the
                 document to be produced by either the Government
                 Printing Office (GPO) or an outside contractor.

                 Depending on the size and complexity of the job. the
                 turnaround time for the printing office  is  approxi-
                 mately 3 days for each 25.000 production units.  The
                 printing office will deliver the completed documents to
                 the appropriate office, unless an external distribution
                 list has been provided, in which case, the printing
                 office can mail the copies to those on that list. Exhibit
                 X-3 presents a flow chart of the  activities required for
                 publication.

                 •     Photocopying

                 Copy centers are located throughout the Agency which
                 are operated on a full-time basis by assigned opera-
                 tors. When others are waiting, there is a 10-minute
                 limit on these machines.  Employees using those cen-
                 ters who cannot wait for their copies should complete
                 a color-coded copy center request and  leave it with the
                 operator. Self-service copy centers on  the first. sec-
                                                       October 4. 1988
                                                             Page X-2

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                                               Exhibit X-2
 t  CONTACT iproorom ntmm. mutl eoO». nmmo. d> pnonf numOari
                                                          2 OFFICE CONTROL NO
                                                                                      203002
                                                                                 3 DATE
 4 FORM. PUBLICATION. OR ISSUANCE NO . AND TITLE OR DESCRIPTION
  QUANTITY tt/mnaffoi
                              6 IS OVERTIME AUTHORIZED TO
                              MEET DESIRED DELIVERY DATE?
                                                                         NO
                                                                                 7 DESIRED DELIVERY DATE
                                          COMPOSITION AND PROOF
8 NUMBER OF PAGES SUBMITTED
 MANUSCRIPT
                                    9 TYPE
                                                   10 FACE
                                                                                 11  SIZE
 12 ACTUAL IMAGE SIZE
                             13 PROOF
                                  *.   n*.
13«  GALLEY  |    13b PAGE
                                                   NO San MOW OM NO SMS  HOM Own
                                                                                 13e SEND PROOF TO
                                          PRESSWORK AND BINDERY
              14 NUMBER OF PIECES SUBMITTED
• CAMERA COPY
                                    d ILLUSTRATIONS
                                                           IS
b. NEGATIVES
                             II > HALFTONE
e. OVERLAYS
                             (21 UNECUT
                             13) OTHER
                                                           18 RUN tChfet anol
                                                                      D^
                                                           Do-.*—   QM
                                ON.,..
17 FanmMiai
 Register
   n
 18. TEXT PAPER (Cffdf. Color.
                                    19 COLOR INK
                                                          20 Mvgira
                                                                                           Too
21 COVER STOCK
  ds«.     a
                                    22. COLOR INK
                  •«• fSeuatia
      23. PERFORATE/SCORE PwalM 10 Top/Left .

      OTHER-
                                                                                               .in from Too/Lad
24 PUNCH
                  B
26.
            Sneit
                     3-Atagl
                                                                      26. AOORESSINO AND MAILING
                     CarnwSOMM
                                                                             D  Bu» Mailing   D
                                                                                               Addrnsing Only
                                                          b Qiomily rCooiM<
27 UM »«o«T«t«
                  if n»»d»d for additienrt tom«< by OMB ClicuHr A-3. or ortur mm imummt to ba raoonad 10 OMB
                                              M. APPHOVED BY
•. FOR THE OFFICE OF EXTERNAL AFFAIRS (Signmnrmt
                                                                                           b. DATE
EPA Form 234O-1 (4-84»                            PUBUCATION REVIEW RECORD AND PRINTING REQUEST
RaplacM EPA Forma T-60.234O-A. and tho provwua admon of 234O-1. whicn aroodaoloiaj.
                                                                                    COPY 1 -PRINTING

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                                Exhibit X-3
                           Printing Procedures
                          Staff identifies need to print
                          5.000-60.000 production
                          units
                          Staff discusses informally with
                          supervisor and Printing Office
If graphics required, staff and
AO obtain signed purchase
requisition
Staff schedules work with
graphics
Staff produces camera ready
copies of documents
Staff obtains supervisors.
Division and Office Director's
approval
                                                   Staff obtains print shop
                                                   estimates of turn-around time
                          Staff gives Printing Office
                          camera ready copy
                          Staff completes EPA Form
                          2340-1 (if funds are
                          necessary, consult AO)
                          Printing Office delivers when
                          completed
                          Printing Office distributes with
                          outside mailing list, if needed

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     3.
     Reference
                      ond. and third floors of the NE Mall only have special
                      boxes for these requests. Delivery and pickup occur
                      three times daily from these boxes. Request forms.
                      Exhibit X-4. are available in every copy center.
                      Consult the Administrative Services Manual, available
                      from the OERR AO.  Also contact your Branch secre-
                      tary.
B.
LABOR SERVICES
      1.
      Description
      2.
      Procedure
            Reference
                      Labor Services provided by EPA include the following:

                      •     Moving furniture within the office

                      •     Moving furniture and equipment to and from the
                            Surplus Supply Depot

                      •     Providing supplies for the photocopier

                      •     Providing office signs and desk name plates.

                      The services are provided through Facilities Support
                      Services Division (FSSD).
                      Employees who need Labor Services should obtain a
                      copy of a Labor Services Request Form (Form 5100-2)
                      from the Administrative Contact.  The employee
                      should complete the form and submit it to the AO for
                      approval.  The AO then hand delivers the request to
                      the General Services Branch located in Room B030.
                      NE Mall. A sample  form is presented in Exhibit X-5.
                       Consult the Facilities Management Manual. Volume
                       4840, available from the OERR AO.
                                                            October 4. 1988
                                                                  Page X-3

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                                            Exhibit X-4
                                  United Slates Environmental Protection Agency
                                    COPY CENTER REQUEST
DATE:
PHONE NUMBER:
 umber of Original
  Pages Furnished:
 NAME:
    DIVISION:
MAIL CODE:
              SPECIFICATIONS
Number of Copies 	    Pages * Copies » Total Pages/Impressions Requested
         NOTE:  Copy jots MCweYno- iSOO fort/ impressions (piafs * eopml must 09 tiktn to tin Printing Plant G-IOOO
SPECIAL INSTRUCTIONS:
                            PAPER SIZE:   	 8-1<2" x 11" (standard!

                                        	 8-1.2" « 14" (legal)

                            PRINT:  	  1-Sided Copies     STAPLE: 	  Yes

                                   	  2-Sided Copies            	  No

                            WORK NEEDED BY:   	/	/	
                        Priority/Rush requests can be scheduled by calling 382-2040
   Copy Center:
            Copier Equipment Operator
                                                                                  • USGPO I987-0-7I9-010/70SC4

-------
C.   TROUBLE DESK
      1.
Description
      2.
Procedure
           Reference
                      EPA provides a trouble desk as a means by which em-
                      ployees can immediately notify FSSD of building-
                      related problems.  The Trouble Desk responds to calls
                      from any employee for most maintenance problems.
                      including air temperature.
                      Employees who wish to report a lack of toilet paper or
                      soap in the restrooms. failure of light bulbs or electric-
                      ity, and other such problems should call the Trouble
                      Desk at FTS 382-2100. which is operated by FSSD
                      and is located in 3304M. The hours of operation are
                      from 7:30 a.m. to 6:00 p.m.. Monday through Friday.

                      If an employee feels the temperature in the office is too
                      warm or cool, he/she should identify the problem to
                      the OERR AO. The AO has  a copy of the allowable .
                      temperature standards and a thermometer by which to
                      determine if the temperature exceeds the standards. If
                      exceeded, the AO notifies the Trouble Desk which
                      issues a ticket to the landlord. Town Center,  who in
                      turn is expected to respond.
                      Consult the Administrative Services Manual, available
                      from the OERR AO.
              MOVES
      1.    Description
                      In EPA-controlled facilities, the General Services
                      Branch (GSB) has the authority and responsibility to
                      provide services to move furniture.
                                                            October 4. 1988
                                                                 Page X-4

-------
     2.
     Procedure
     3.
     Reference
                     The OERR AO submits completed copies of EPA HQ
                     Form 5100-2. Labor Services Request (Exhibit X-5).
                     and EPA Form 5100-4. Relocation Work Sheet (Exhibit
                     X-6).

                     The AO should submit a moving request to the GSB at
                     least 72 hours before relocation of personnel and at
                     least 24 hours before all other moving services.

                     On receipt of the request. GSB notifies the requesting
                     AO of the date and time of the move and of the GSB
                     representative who will supervise the move. As neces-
                     sary.  GSB will arrange guard and elevator services for
                     the move. Packing instructions are presented in  Ex-
                     hibit X-7.
                      Consult the Facilities Management Manual. Volume
                      4840. available from the OERR AO.
E.
MEETING ROOMS
      1.    Description
                      The Washington Information Center (WIG) has several
                      conference rooms available for use by EPA employees.

                      EPA supports employees who are planning and holding
                      meetings and conferences by providing a number of
                      services including the following:

                      •    Reserving conference rooms

                      •    Providing audio-visual equipment

                      •    Producing overhead and other graphics.

                      These services are provided through the FSSD.
                      OSWER and the other AA offices also have conference
                      rooms available for employees, but senior administra-
                      tors have priority.
                                                           October 4. 1988
                                                                 Page X-5

-------
                                                Exhibit X-5
                             LABOR SERVICES REQUEST
      INOTf. Your AOmminnovu OMmr mutt vgn Ola rfaumt •*•«* inaicmd Offorr it can &• practnmt I
      or H«OU€»TB»
 OFFICE
                                                                                           OATK
                                                   SCRVICE REQUESTED
                                               MttaeA rvloeaflan u>orkM>o
                                                  APPROVAL SIGNATURES
PMOOMAM AOMINISTKATIVB OFFICBW
                                                                        MAMACKMCNT
                                              FUND CERTIFICATION FOR MOVES
        APPWOPftlATION
                                                       ACCOUNT MUMBBH
                                                                                                  OOL1.AR AMOUNT
                                                                                   2526
      / certify that funds are available.
                                                                   1ICNATURK Or COMMITMCNT CUCRK
                                                      ACTION TAKEN
            ACTION
                                       OAT«
                                                       TIMB
                                                                         ACTION
LABORERS OISPATCHKO
                                                               ARRIVED ON JOB
LABORERS RETURNED
                                                               JOS COMPLETED
         s SICMATUKV
                                                               CUSTOMKW9 3IONATUMK
EPA Hq Fom S10O-2 (R«« 12 JO) PftCViOUS COITION MAT •« UMO
COPY DISTRIBUTION:
Originator, suomit three eooi« 10 Proo-
erty Offiea: retain latt coov lor your

-------
Exhibit X-6
RELOCATION WORK SHEET
Trita term b •cccpubto only when uiMhcd lo EPA Form SI DO 2
OFFICE
FROM
•IDC/HOOU


















TO
•LOO/ROOM


















PROGRAM
rCR»ON




















— * '

1 O 1 A !_:»
DIVISION OR »«ANCM


CONTACT
COOROIMATOH
AUTCHNATC



au*MYIYV ANOTVrtOrruHWITUMl TO •! Ht LOCATED
O»H«



















CHAIN*



















TA«L(*



















• OOH
CAICk



















FILE
CA*ini.T»



















CONICHVA- 1
»!•-«»



















STCC
C AaiNl Tft



















TVH \
WNITTNi



















TELtPHONE
HOMt


01 HC1




ADDCHt
/CAL



















CHt.O4.MZAS




















BOHtk



















OTMLH

















-


-------
                                  Exhibit X-7
FACILITIES MANAGEMENT
Buildings and Grounds
                                      Volume 4840-4, Change 00:  7/16/84
                                       Miscellaneous Facilities Services
8.


9.

10.



11.


12.


13.
                       Packing Instructions

All objects to be moved shall be individually marked (using 2" masking
tape) in a conspicuous location with the room number of the new location
and the employee's name.

Multiple file, record, and transfer cases shall be numbered consecu-
tively in the order in which they are to be placed.  Also, each section
of sectional furniture shall be marked with a unit number plus a con-
secutive section number starting with the bottom section.

All small articles shall be packed in boxes provided by the moving
supervisor.  All liquids and breakable articles shall be  removed from
furniture, and liquids shall be tightly sealed before moving.

All supply cabinets, heavily-loaded or poorly-constructed file cases,
and bookcases with doors shall be emptied.

The sliding backs in file, record, and transfer cases shall be drawn
tightly to the papers contained in those cases.

Typewriters, computing machines, and similar equipment shall be discon-
nected and left on top of desks, tables, etc.  Do  not place this equip-
ment in boxes.

Mirrors, pictures, and desk lamps shall be  left unpacked.  Mirrors  and
pictures suspended from picture molding may be left in place; if fas-
.tened otherwise, they shall be removed from the walls.

Maps, charts, and bulletin boards with marker pins shall  be fitted  with
temporary covers.  Alternatively, the pins  shall be removed.

Personal property is moved at the owner's risk.

Following the move, retain the packing cartons for return to the moving
supervisor for reuse.  Boxes are to be broken down and neatly stacked in
corridors after use.

All excess furniture  shall be marked "EXCESS" to prevent  the movers
from transporting these items to the new  location.

All  items considered  trash shall be labeled "TRASH" and placed in the
corridor at the close of business.

At least one  person from each section shall be present during the move
to assist in  the placement of furniture at  the new location.
GSB

EPA/FSS
                                 14
                                                                       FM 4-05

-------
2.    Procedure
  dan
To reserve the two conference rooms in the W1C. call
the receptionist at 488-5900 or FTS 933-5900. The
large conference room holds 30 people, the small one
holds 15 comfortably. 20 maximum. EPA employees
may use these rooms only if WIC or previously sched-
uled classes are not using them.

The Audio-Visual Support Branch manages conference
room facilities within EPA and arranges for such facili-
ties outside EPA. A conference room must be sched-
uled by telephone (FTS 382-2046). as soon as the need
is known and no later than 48 to 72 hours prior to the
meeting. The employee reserving the space should
give the time and date of the meeting, as well as the
number of attendees.

EPA has several conference rooms with varying capaci-
ties (Exhibit X-8). The Conference Scheduling Office
(382-2046) manages these rooms and the auditorium.
which holds 140 people.  This office may request an
office memorandum  explaining the program, depend-
ing on its length and nature.

The Public Information Center has one conference
room with a capacity for 20 people. Call FTS
382-2080 to reserve this room.

The Education Training Center has three conference
rooms, which are first reserved for training projects.
The Break Room holds 15 comfortably, 20 maximum;
Room A and Room B each hold 40 people. For more
information, call the Education Training Center at FTS
382-2997.

The conference rooms within EPA are equipped to
support Vu-graphs,  16mm sound movie projectors.
35mm slides, and recording equipment.  To borrow
any related equipment, the employee must telephone
Conference Room Support personnel (FTS 382-2046)
as  soon as possible before services are needed, and no
later than 48 hours before the meeting.  The day the
equipment is needed, the employee is required to pick
                                                     October 4. 1988
                                                           Page X-6

-------
   Exhibit X-8
Conference Rooms
Manager
WIC

EPA
Conference
Scheduling
Office







Public
Information
Center
Education
Training
Center
Room
64
17
North 1
North 3 40
North 5
North 9
North 13
South 2 30
South 6
South 8
South 10
South 12
Auditorium
Conference Room


Break Room
Room A
Room B
Capacity
15-20
30
40
conference /1 00 theater
25
25
25
conference/ 100 theater
16
16
16
16
140
20


15-20
40
40
Contact

488-5900










382-2046
382-2080




382-2997

-------
     3.
     Reference
                      up the equipment from the Audio-Visual Support
                      Branch in M2435.

                      The Audio-Visual Support Branch (FTS 382-2070) pro-
                      vides consultation on audio-visual techniques, includ-
                      ing choice of visual aids, methods to improve presenta-
                      tion, advice on delivery style, format, and layout of the
                      conference room.
                      Consult Exhibit X-8 and the Facilities Management
                      Manual. Volume 4840. available from the OERR AO.
F.
MAILROOM-SPECIAL SERVICES
           Description
           Procedure
           Reference
                      EPA employees have four different types of special mail
                      deliveries available in the Mailroom: UPS. UPS Next-
                      Day Air. Postal Express Service, and the independent
                      courier. DHL.
                      To use these services, employees must request them in
                      person in the Mailroom. G-100. A Miscellaneous Obli-
                      gation Document (EPA Form 2550-10. Exhibit V-4)
                      must be prepared and forwarded to OPM for funds
                      certification if a DHL shipment will cost over $100
                      (usually contains several packages).
                      Consult the Administrative Services Manual, available
                      from the OERR AO.  Also contact your Branch secre-
                      tary or call the Mailroom at FTS 382-2132.
                                                           October 4. 1988
                                                                 Page X-7

-------
XI. PROCUREMENT

-------
                       XI.
                          PROCUREMENT
OVERVIEW
                      This chapter provides detailed information on office
                      and Superfund management. Topics discussed in-
                      clude supplies, equipment, administrative services.
                      Superfund program contracts, and Superfund Inter-
                      agency Agreements.
A.
SUPPLIES
           Description
           Procedure
            Reference
                       Supplies include office and desk accessories, paper
                       products, light bulbs, batteries, filing needs, writing
                       tools, and other incidentals.
                       One administrative person in each office (generally the
                       Branch secretary) is responsible for obtaining supplies.
                       This person maintains a list of items needed by per-
                       sonnel in the office.  This person  completes EPA HQ
                       Form 5130-2 (Exhibit XI-1) and takes it to the Supply
                       Store, on the Garage level of Waterside Mall. Room
                       MG100-F. where those supplies may be purchased
                       with an EPA supply card.

                       Offices may secure paper supplies with the appropriate
                       Division's letterhead by submitting EPA Form 2360-1
                       (Exhibit XI-2). available from the Branch secretary.
                       Employees may also use this form to process internal
                       print shop orders and to obtain large quantities of
                       computer paper.
                       For further information, please contact the Branch
                       secretary.
                                                             October 4. 1988
                                                                  Page XI-1

-------
                                    Exhibit XI-1
                   EPA SELF-SERVICE STORE SHOPPING LIST''SALES SLIP
TIVE 1 QUANTITY
ITEMS I
£U
a
a
a
a
n
a
a
a
a
a
a
a
a
a
a
a
UNIT PRICE

















NAME Of APPROVING OFFICIAL  pf*HI
^11 CLERIC'S INITIALS
SHOPPING. PtATE IMM«IMT
DESCRIPTION
t To bm tlllf* in »r pvcM«««r)

















1 CIMTIPY THAT THE PUNCMASI OP THE MATERIALS
LI3TBOON THIS SALES SLIP IS NECESSARY POM THE
OPPIClAi. BUSINESS OP THE U.S. QOVERHMENT.
REQUEST APPROVED BV WdMlwv nvutndt


OO NOT WRITE IN THIS SPACE - RESERVED FOR SELF-SERVICE USE

A FALSIFICATION OF THIS FORM MAV 8E GROUNDS FOR
DISMISSAL. FROM THE FEDERAL. SERVICE AND MAY BE
ALSO PUNISHABLE av FINE OR IMPRISONMENT, iia
U.SLO. 1001).
NAME OP PURCHASER (PIMM primj
PURCHASER'S TELEPHONE NO.
1 MBNKBV ACKMOVLBOOC NKCKI^T Of TMK MATENIALS COVCMCO 8r



EPA HO Pom 5130-2 IRw. 4401
PREVIOUS EDITION IS OBSOLETE

-------
                                                    Exhibit XI-2
Publications/ Forms Request Nole: Forward °"«inal and lhird C°PV to Ihe
^ distribution point Originator keep second copy
Requested
By
Requesting Office Telephone No
Signature
REQUEST NO
Date
Bldg and Room No
Special Shipping Instructions
10 NO

Warehouse UM

Title

Unit

Quantity
i
l
l
For Distribution Point Use Only
Date Mailed
No. of Packages Total Weight
Mailed By
EPA Form 236O-1 (Rev. 10-85) Previous editions may be used until supplies are exhausted
             United States
     Environmental Protection Agency
          Return After 5 Days
            Official Business
       Penalty for Private Use. S3OO

-------
B.   EQUIPMENT AND ADMINISTRATIVE SERVICES

      1.    Description
                      Equipment includes all objects not covered in Section A,
                      including furniture, typewriters, computers, copiers.
                      printers, etc.  Administrative services are considered to
                      be all necessary functions that cannot be carried out by
                      EPA personnel. Services requested by OERR generally
                      include couriers, special guards, and consultants.
      2.    Procedure

                      •     Purchases Under $25.000
                      Those procurements totaling under $25.000 are consid-
                      ered small purchases and must be obtained through a
                      specialized non-negotiated procurement action. OERR
                      personnel wishing to initiate a small purchase procure-
                      ment must complete a Procurement Request Form
                      1900-8 (Exhibit XI-3) and submit it to the Division Ad-
                      ministrative Contact who will route it through an Ad-
                      ministrative Technician after proper authorization.  A
                      Rationale Checklist must accompany procurement
                      requests committing $10.000 or more.

                      •     Purchases Over $25.000

                      Procurement of equipment and services totalling over
                      $25.000 must originate with the Project Officer for a
                      specific project.  These procurements must be requisi-
                      tioned through a competitive bid process. The Project
                      Officer is responsible for completing the Procurement
                      Request Form 1900-8 and obtaining the appropriate
                      approvals. In addition to a Rationale Checklist, a Pro-
                      curement Request Certification and/or a memorandum
                      explaining the details of the project and the allocation of
                      funds  must accompany procurement requests commit-
                      ting $250.000 or more.

                      EPA staff who determine the need for equipment or
                      services should draft a detailed memorandum to the
                      proper Project Officer describing the exact equipment or
                      service requested and the reason for the request.
                                                            October 4. 1988
                                                                 Page XI-2

-------
                                        Exhibit XI-;i


                   Instructions for Completing EPA Form  190O-8

                               Procurement Request/Order

General:

This form is a 9-part interleaved set and is designed to be completed with an elite typewriter (12 pitch) The originating
office should complete all areas that apply. Shaded areas are reserved for Procurement use only After completing the
form, in accordance with the instructions below, retain the copy marked for "Originator" and send the others through
required channels.

Item:
1 thru 6       Enter the originator's name, mail code, telephone number, date of requisition, signature of originator
             and the latest date that the items can be delivered.
7            Self explanatory Attach a justification for other than full and open competition or for sole source small
             purchases.
8 thru 11     Enter the name, address, mail code, and telephone number If the person is the same as the originator.
             leave blank.
12           Self explanatory.  Failure to include  the appropriation number, the number of the Servicing Finance
             Office designated by the Financial Management Division for the accounting office which will record the
             commitment and obligation, document type, document control number, account number,  object class, or
             dollar amount may result in the return of the request to the originator for completion of these items
             Special care should be taken to insure that all data placed m these blocks are accurate and appear legibl /
             on all copies as these data will serve to record the commitment of funds as well as to eventually obligate
             the funds on the contract document. Note: Item 12(d) should be used to denote document type (OT) code.
             i e.. C - EPA prime contract. P = EPA purchase or delivery order

13           If more than 1 source is suggested, attach a list of the contractor's/vendor's name, address, and point of
             contact (if known) for each source.

14           Self explanatory.
15           For Small Purchases Only: Check one box. If "Yes" is checked.the funds certifying official must commit
             sufficient funds in the Document Control Register to cover the total potential amount of the obligation

16           Self explanatory.

17 thru 25    For procurement office use only.

26(a)         Self explanatory.
26(b)         The degree of detail required will vary with the complexity of the proposed procurement. Each request
             shall contain sufficient information on its face to process the request. If the proposed procurement is for
             nonpersonal work or services, provide a title which specifically describes the work or services to be
             procured and limit the title to sixty (60) positions, including the spaces between each word of the title for
             computer input, and attach the documentation required m Chapter 2 of the Contracts Management
             Manual. In other instances, describe the articles) requested m detail using manufacturer's model
             numbers and descriptions, if possible, and provide specification, quantity increment, delivery  require-
             ment, and special packaging or transportation requirements. (Use EPA Form 1900-8A. Continuation
             Sheet, if additional space is required.)

26(c) and     Self explanatory.
26(d)

26(e)         Enter the estimated price of the item

26(f) and     For Procurement use only — Leave Blank.
26(g)

26(h)         Used for inspection and acceptance only.

27 and 28    To be completed by the contracting officer.

Note:        The contracting officer will complete the blocks marked "Invoice Address" and "Ship To" on copy 2 when
             this form is used as a purchase order.

  Remove this page before completing the Procurement Request.


6PA Forni 1900-8 (ft«v. 9-88) Prwnous admona are obsolete.

-------
                                           Exhibit XI-3   (continued i
             are tor use oi procurement office oni
                    environmental r
SEPA
   Washington. DC 20460
  Procurement
Request/Order
                                              Name ot ungmato'
           3 Mail Code
                                                          5 Date Hem
6 Signature ot Originator
                            7 AecomrnenoM Procurement Meinod

                            LJ Coflioefitiv*  LJ Omer tnjn Mi *n* ooe« comc#M>o"  I	\ Sol* source small
8 Deliver laiProiKtM»ntf»ti
                                  9 Adorns
                                                                               10 Mm Code
                                                                                              Teieprione Numoer
    12     • Aporoptwiion
  Financial
    Data
                                         ; B Servicing Finance Ofl.ee N
                                             NOTE.' Hem 12{HI Document Type — Comraci =  i.
                                            i
                                            j       Purchase Order = "P"
            ... FMO UM .
            Id "3 Oigitu
 01    Oocumeni    ,
i T!  Control Numo«»  :
 Id)    Hi 16 digati   '.
                                         Account dumbe
                                          \riiioaiynsi
  Obiect
  Class
(gi It aignsi
                                                                                                       Amount tni
Delia's
                Cert'
13 SUV.O.MIM Sourc* «V«m«. 4cn«v«> is IBIS
                                                                       'aciiof O">ce is
                                                                        8ioc> llimov l
                                                JYes
                                                        Q*
                                                        16. Approvals
 a Brancn/OHics
                                             lOaie
                              Prooeny Management Otficer/Oesignee
                                                                                                           i Date
 b Division/Off ice
                                              Date
                            i e. Other iSpecityi
                                                                                                            Oaie
 c Funai listed >n SIOCK 1 2 ana Bloc* 15 til tnyl are    i Date
  availaOle ana reserved iSignature at Cartitymy Official}
                                                              I Otner
                                                                                                            Date
                                                                     
-------
                                       Exhibit  XI-3   (continued)
                                  PROCUREMENT RFQUEST/ORDEH
                                               CONTINUATION
  ITEM
 WUMBER
   III
 SUPPLIES OR SERVICES
        ibl
QUANTITY
ORDERED
   lei
                                           UNIT
                                                  ESTIMATED
                                                  UNIT PRICE
UNIT
PRICE
 III
AMOUNT

  •8'
           ACCEPTED
EPA Forni 19OO-8A  (R«v.
4-84)  RaplacM prcvwin  admora. ind
  EPA Form 1900-8T(8L which arc obtelM*.
                                                             COPY 1- PROCUREMENT FILE7CQNTRACTING OFFICER

-------
     3.
Reference
                      For further information, consult the Contracts Man-
                      agement Manual, available from the EPA Headquarters
                      Distribution Office. The February 3. 1988 EPA memo-
                      randum provides further details on filing procurement
                      requests (Exhibit XI-4).
C.   SOPERFUND PROGRAM CONTRACTS
      1.
Description
                      The Superfund program uses procurement contracts
                      to obtain a variety of services from private contractors.
                      Established contracting networks provide site-specific
                      and general program support to EPA Headquarters
                      and the Regional offices. Much of the site work and
                      program support services for Superfund actions is
                      performed under these extramural contract networks.
                      These networks include the following:
                            Emergency Response Cleanup Services (ERCS)
                            Field Investigation Team (FIT)
                            Technical Assistance Team (TAT)
                            Contract Laboratory Program (CLP)
                            Environmental Services Assistance Team (ESAT)
                            Remedial Planning (REM)
                            Technical Enforcement Support (TES)
                            Alternative Remedial Contract Strategy (ARCS)
                      Exhibit XI-5 outlines the key roles and responsibilities
                      for managing Superfund contracts.

                      Under the Superfund program, contractor costs are
                      tracked site-specifically, to the extent possible, to
                      assist in the cost recovery process. Because of the
                      programmatic requirements and special accounting
                      needs of Superfund. some contracts management
                      procedures differ from those typically used by EPA.
                      The financial management procedures differ under
                      each of the various Superfund contracts:  therefore, a
                      discussion of specific contracts management proce-
                      dures is beyond the scope of this manual.
                                                            October 4. 1988
                                                                 Page XI-3

-------
                           Exhibit XI-4
                   Processing Procurement Requests

              UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                         WASHINGTON. D.C. 20460
                              FE3  3 1988

SUBJECT:  Processing Procurement  Requests

FROM:     Tola
          Director, RMS

TO:       Division Directorsf OERR


     In  my  memorandum  of  October   28,   1987  on Delegation  of
Authority you were informed  that the   Office  Director,   OERR was
authorized  to  sign  PRs  that   commit up to $1,000,000 and the
Deputy Assistant Administrator, OSWER  was  authorized  to  sign.PRs
that commit  up to  $9,999,999.   However,  in  some instances, PRs
are being routed improperly  to the  OD and/or   the DAA.    Routing
PRs to  obtain unnecessary approvals can delay processing as much
as not obtaining all required approvals.

     To assist you in determining proper routing  for  PRs we have
developed  the  attached  matrix   (Attachment   A)   that indicates
routing and  approvals required   for the   commitment of specified
dollar amounts.

     Also  attached  (Attachment  B) are detailed instructions  on
the preparation and processing of PRs. Use of these instructions
to ensure  that PRs are prepared  correctly and applicable support
documentation is included should  circumvent unnecessary delays  in
processing PRs.

     We  appreciate   your   assistance  in ensuring that  this
information is made available to  your  appropriate staff.   If you
need additional information, please call Sandy Davis or
Ruth Rexroth.

cc: OERR Secretaries

-------
                                              Exhibit IX-4   (continued)
                                   CFFIC2  CF  EJOGEHCY AMD a
                              APPROVALS/SISNATURES  RECUIM9 .-CR PROCJRS5MT 3£CUES7S
AITACSMEM7
        SCUTS 70-

:a:3I!»A-CH/ PROJECT OFFICES

JSA.NCH CHIIF

::v:s:c»
:F ADP
  ::3£C7CR.  MSS
  :iS£C7=R.  CSWER.  IMS

?c: - sr/irw

:S?UTY CFFICZ orazcrcR
CFF:CS

3E?Urf ASSISTANT AOMlSISTiaATCR

ASSISTANT ADMISISTHAtCR

?CC - ACC3USTISO DATA

I? EOUIPMETt (1HCLUDIHG AD?)
  PROPERTY MANAGEMENT
UP TO
310.300
X
X
X
X





X
X
S10.0QO TO I 3100.000 TO I 31.000.001 T3 | SVO.000.000
399.999 I 51.300.000 | 39.999.399 | AND OVER
X I X | X | X
X 1 X I X I X
X | X | X ! t
1 1 1
X 1 X 1 X | <
1 1 1
X 1 X | X | .<
xl | I
1 X | X | X
......_....._..! ....... ..-.__..! ..._--- -___-_-- 1 ...............
1 | X I
1 1 IX
X 1 X | X | X
X I X 1 X | X
NOTE.   PRa eeoBitins 3230.000 or aor« ouafi b>  «eeeapuii«d by • Procar«o«nt Ccrtifieacian and/or m«no
       that provide* detailed infonuicioa on th« project.


       After •••igniag  aeeeuBtlBg d«c«. eh* FCC will return all PSa to the originator Cor auoaission to PCM)


       All deobllgetlona mat be approved thzougb  the Office Director and forwarded to the FCC.

-------
                        Exhibit XI-4  (continued)

                                                    ATTACHMENT B

                 PREPARING PROCUREMENT REQUESTS
I.   PREPARATION
The Procurement  Request  (EPA  Form 1900-8)  (PR), is a nine-part
interleave set  and  must  be  typed,  preferably  with  an elite
typewriter (12  pitch).   The originating  office should complete
all areas that apply.  Shaded areas are  reserved for Procurement
Contracts  and  Management  Division   (PCMD)  use  only.    After
completing the form, in  accordance with  the instructions below,
retain  the  copy  marked  for  "Originator"  and send the others
through required"channels for approval.

PRs committing 510,000 or more must be accompanied by a Rationale
Checklist  (Exhibit  A)  and  those  for $250,000 or more must be
accompanied by a Procurement Request Certification (Exhibit B)
and/or a memo  describing  the  project  activity  in  detail and
justifying the need for funds.

If the  PR is  for incremental funding of an existing contract, a
copy of the original signed Procurement Request Certification can
be used.

ITEM

1 thru 5       Enter the originator's name, mail code, telephone
               number,  date  of  requisition,  and  signature of
               originator

6              Enter the latest date the items can be   delivered
               or the deadline for awarding the contract.

7              Self  explanatory.    If the recommended method of
               procurement is not competitive, attach a justifi-
               cation memo explaining the rationale for the
               specified method.  (Additional information on
               small purchases is available in the PCMD Small
               Purchases and Acquisition Guide, page five.)

8 thru 11      Enter the name, address, mail code and telephone
               number of project officer/contact.  If the same as
               the originator/ leave blank.

12             Enter the  number of the Servicing Finance Office
                (SFO)  designated  by  the   Financial  Management
               Division

                    Small Purchases « 99  (Headquarters)
                    Contracts       = 22  (Research Triangle Park)

-------
                          Exhibit XI-4  (continued)
13             If  more  than  one  source is suggested, attach a
               list of the  contractor's/vendor's  name, address,
               and point of contact (if known)  for each source.

               If the PR dollar amount is less than $1,000, the
               Small Purchases Division will award the purchase
               order without competition or justification for
               sole source acquisition.

14             Check  (x)   appropriate  box  (original  =  first
               request; increase = addition to original request;
               decrease = deduction from original request/
               deobligation)

15             For small  purchases  only  check  (x) appropriate
               box.  If yes is checked, certifying official
               must ensure that sufficient funds are available
               to cover the potential for obligation of funds
               in excess  of the original commitment.

16             Enter names and titles of individuals that must
               sign the PR.  Dates must accompany all signatures.
               (Reference Matrix for required approvals.)

17 thru 25     For PCMD use. Leave Blank

26 (a)-(d)     Enter   a   description  of  goods/services  being
               funded including  the time  period, if applicable,
               the funding  will cover.   Each  PR should contain
               sufficient information on its face to  process the
               request.

               If the proposed PR is for nonpersonal work or
               services, provide a title (no more than 60
               characters) which specifically describes the
               work or services to be procured.  Attach the
               documentation required in Chapter 2 of the
               Contracts Management Manual.  Whenever possible
               use manufacturer's model numbers and descriptions,
               and provide specifications, quantity increment,
               delivery requirement and special packaging or
               transportaton requirements.

26 (e)         If  small  purchase,  enter the estimated price of
the            item.

26 (f)-(h)     If funds are for a contract, enter the amount
               committed in item  26 (g).  Otherwise, leave
               all blank.

-------
                        Exhibit XI-4   (continued)
27 thru 28     Leave blank.   To  be completed by  the Contracting
               Officer.

APPROVAL AND FUNDS CERTIFICATION

The PR  must  be  signed  by  the  appropriate   Branch  Chief and
Division Director  and forwarded  to the  FCC for   review.  After
its review, the FCC will certify funds and assign  accounting data
or if  required, route  for additional  approvals/signatures.  If
additional signatures are required, the FCC will not  certify and
assign accounting data until they are acquired.

The FCC will return all PRs to the Originator/Project Officer
for forwarding to PCMD.

PCMD PROCESSING

PCMD  will  process  the  PR  according  to Agency procedures and
initiate the obligating document.

Project Officers should anticipate a minimum of  five working
for processing PRs up to 51,000,000 and a minimum  of  ten working
days for PRs over $1,000,000.

-------
             Exhibit XI-4  (continued)    EXHIBIT A

     CONTRACTS nANACenENT MANUAL
                                                               1900 CHG 2
                                                               5/9/36
          PROCUREMENT REQUEST RATIONALE CHECKLIST
             (to be submitted with EPA Forms 19OO-9 and  19OO-9A)
         The title of this procurement is
     2.   This procurement request package contains  the  following
             documents:  (Check all Applicable boies and  attach  documents  as
             appropriate. >
See Attachment
                   Check      Description

    	              "7       EPA Forms 1900-9

    	               /       Procurement Abstract*

    	             	/       Statement or Scope af Work*

    	             	/       Concise Technical Proposal  Instructions*

    	               /       Competitive Technical Evaluation  Criteria*

      __               /       Justification for Other  Than  Full  and  Open
                              Competition (JOFOC)

    __               /       DfcF to provide full and  open  competition
                              after exclusion of sour;es  (see FAfl  6  7)

    ___               /       Justification for management  Consulting
                              Services*

    __               /       Justification of Need (Government-Furnished
                              Property CGFP) /Equipment)*

       .              "7       Quality Assurance (QA) Review Form

      _               /       Recommended Sources List

    	              ""7       Reports Description

    __               /       Government-Furnished Property Description

     •» The PROJECT OFFICERS' HANDBOOK provides guidance for preparing
       these documents.   Also* see Item 11.

Item 3:   This procurement   / requires __/ does not require management
.ansulting services.   (If management consulting services  are required, attach
a justification as prescribed in EPA Acquisition Regulation 1337.203. >

     4.   This procurement   / involves   / does not involve legal
analysis.   I   / have   / have not discussed this procurement with the
Office of Legal and Enforcement Counsel (QLEC) which 	/  concurs 	/ does  not
concur with proceeding with this procurement.

                                   FIGURE 2-1

-------
                            Exhibit XI-4   (continued)

     CONTRACTS MANAGEMENT MANUAL                                 6/9/96^  2



                     PROCUREMENT  REOUEST RATIONALE CHECKLIST

Item 3-   I   / anticipate or have knowledge  of  	/ do  not  anticipate  or have an'
knowledge of organizational conflict of  interest*  Issues related  to this
procurement.    who  are  or  will  be
participating in EPA'* processing or managing of  this  procurement,  together
with a list of their non-Government employers.  Check  here if none 	/

    EPA Special Employees                    Non-Government Employer
Item 7-   This procurement 	/  is    /  is  not  based  on  an  Unso1icitated
aroposa 1.

Item 9-   To the best of my  knowledge  the work  results of this  proposed
3-ocurement 	/ are   / are  not available from any  other source    < If  the
-ssults are available from  another  source, describe in an attachment  )   The
'roject Officer 	/ has 	/  has not reviewed  the  Office  of Pesticides  and
ro«ic Substance extramural  activity report.   The  PO 	/  has 	/  las not
consulted the EPA y»ado.uar ters Library  for relevant -eports by previous
"ontrac tors.
T*em 9-   The proposed Project Officer  is  ____^^	.	.—.
Je/she   / has  _./ has not  been  certified  as  an EPA Project Officer

Tram 10-   I  "7 recommend   ~~7 do not recommend prospective sources  for
this procurement.   (If sources are  recommended,  list in an attachment. )

teem II.   This procurement  anticipates _/ a  new contract award  	/  an
additional work modification to  eiisting  contract no.    _               It
also anticipates that it will be processed as a 	/ competitive  procurement
	/ other than full and open competition.    Attach the Project Officer's Certification that the data  provided in
the justification is accurate and complete.

  Item 12:  This proposed  procurement  is  appropriate for _/ total  small
business set-aside 	/  total small  business/labor surplus area (SB/LSA)
set-aside; or 	/ partial  SB/LSA set-aside;  	/ partial SS set-aside.  —/  3(a)
set-asidei 	/ LSA set-aside; or 	/  none o«  the above (check only  one).
iConsult the Office of Small and Disadvantaged Business Utilization for  advice. )

Item I3a:  The  estimated  period  of  performance is 	 months after
the effective date of the  contract  	/ inclusive 	/ exclusive of submission
of any final report which  may  be required.

                                  •IGOTE 2-1

-------
                                 Exhibit XI-4   (continued)
     CONTRACTS MANAGEMENT MANUAL                               -900 CHG
                                                               6/9/96
                     PROCUREMENT REQUEST RATIONALE CHECKLIST

  am I3b   The schedule of deliverable  items  (excluding  reports)  is  as
          Check here if no deliverable  Item*  are required   /
                                                             Del ivery
    Item No.          Description               Quantity       Date
Ir-sn 1*   This procurement anticipates that trie following  options  will  be
needed   Check here if no options are anticipated 	/

                     Description of Option                    Term  of  Option
    (Description may be indicated in a separate attachment)
:-.sm 13.   The fallowing reports are required  (describe  in  an
attachment)   Check here if no reports are required  	/.   For  each  separate
 isart required,  describe the following-

    (a> Type of report <• g. .  draft, final,  interim, special,  etc  >
    (b> Descriptive title (e.g.. monthly progress report)
    (e> Minimum content requirements
    % 4 ) Numfier of copies required
     Distribution (with  complete addresses of all recipients)
    (f) Delivery schedule
    (g) Number of days the  Government will have to review,  comment,  approve
        (disapprove) and return 
-------
                         Exhibit XI-4  (continued)
     CONTRACTS MANAGEMENT MANUAL.                              1300 CHG 2
                                                               5/9/86
                     PROCUREMENT REQUEST RATIONALE CHECKLIST

item 18.  Budget.   (An  attachment may  be used. )

    (a) The total estimated  budget for the basic effort and all option* is
        *	
    (b) The estimated  funding  far  the current fiscal year Is ».
    (c) The estimated  total  cast  of  Other  Direct Costs is *.
        (If passible,  inaicace estimate  of  significant sub items such as
        travel, computer  time*  consultants*  equipment and material. )

    (d) for level of effort  actions  and  other actions where hours,  rather
        than an end product,  are  to  be  purchased,  indicate for the basic  and
        all option periods  tne number of hours required,  by category,  uiitrt
        definitions for each  category.

Tt«m 19-  This procurement    / is    /  is not subject to tne requirements
of OMB Circular A—76.    (Zf  A—76 applies,  required  documentation must be
provided with  the PR. >

Item 20:  This procurement    / requires    / does not require priority
processing (a  brief priority  justification  mag be  attached)

(To be completed by procurement office:)

      / Approved          /  Disapproved
Date                   Chief.  Contracting  Office

Item 21:  This procurement   "~7 will   ~~7 will  not involve tne testing of
* ..Tian subjects in accordance with  EPA Order  1000. 17.

Item 22:  This procurement    / does    / does  not include acquisition of
membership in an association.   (If membership in an association is included.
attach a certification indicating  that the primary purpose of membership  is
to obtain direct benefits for EPA  necessary  to the accomplishment of its
functions or activities.)

Item 23:  This procurement   *"7 is    / is not  for leasing of motor vehicles.


Item 29:  This procurement   "7* will   T" will  not involve statistical surveys.
 ata collection using questionnaires*  or statistical analysis of survey data.

                                   FIGURE .2-1

-------
                               Exhibit XI-4   (continued)

      CONTRACTS MANAGEMENT MANUAL                                 L90Q CHG  2
                                                                   6/9/36

f(.   affirmative,  procurement of-fice will  include instruction  in  soiicitat
          to OBtatn  th»  6PA Survey Management  Mandftoak)
                                         FIGURE 2-1

-------
           Exhibit XI-4   (continued)   EXHIBIT B
             Office of Solid Waste and Emergency Response

                    Procurement  Request Certification
Section I
   Project Title - Performance of Remedial Response Activities at Uncontrolled
                   Hazardous Waste Disposal  Sites  —  Zones  I and  II  (Commonly
                   called REM/FIT)

   Contract No. - Zone  1        68 - 01 - 6699
                  Zone  2        63 - 01 - 6692


Section II

     I have reviewed the subject Procurement Request  and the accompanying
documentation and find  that:

A.   The proposed scooe of work is central to the  EPA mission in  the following
     ways:

     The passage of the Comorehensive Environmental Response, Compensation and
Liability Act (CERCLA)  in Oecemoer 1980, expanded  EPA's authority to respond to
long-tern, low-level releases of hazardous substances as well as  emergency
releases of hazardous substances into all environmental media.  EPA has
established response action programs to implement  the CERCLA authorities.
Response actions are now underway at a number of sites.

     The purpose of the REM/FIT contracts is to provide technical support to
the Agency for performing investigative and  remedial  planning activities at
hazardous waste disposal sites.  The contracts were awarded on September 30,
1982.  The attached Purchase Requests provide incremental  funding to cover
program management and  FIT related activities for  the remainder of FY-83.

B.   The product will be used by this program office  in the following ways:

     The attached Purchase Requests will allow the contractors to continue to
perform preliminary assessments and site inspections  and to provide overall
management and direction of their respective contract teams.  The results of
the inspections will be used to rank sites as candidates for remedial action
or to support enforcement case development activities.

-------
                         Exhibit XI-4  (continued)
C.   The contract product will be deliverpd in time to accomplish its purpose:

     The contractors will prepare assessment and site inspection reports
throughout the remainder of the fiscal year.  This will be adequate to meet
requirements for updating the National "riority List and to support enforcement,
The products will tie timed to support the achievement of work targets in the
OSWE3 strategic plan.

D.   The information to be developed or the resources to be provided to the
     contracts are not available in EPA or from other sources:

     The 3EM/FIT contracts were awarded on a competitive basis.  Their primary
purpose is to provide resources to perform investigative and remedial planning
activities for wmch program staff in Headquarters and the Regions are not
available.  Their are no options availaole for providing this support.

E.   The funds proposed to be used are available, committed and appropriate:

     The appropriations number is:  63/20X8145
                                P
     The program element is:   T£AY9A
         N
                                                                     i • f
      Acting Assistant Administrator
Office of Emergency and  Remedial Response
date

-------
                                       Exhibit XI-5
                  Superfund Contracts Financial Management
                              Roles and  Responsibilities

FUNCTIONS

COMMITMENT OF FUNDS ]

PREPARES PROCUREMENT REQUESTS
• NON-SITE PORTION
• SITE PORTION
CERTIFIES AVAILABILITY OF FUNDS.
ASSIGNS ACCOUNT NUMBER. ENTERS
COMMITMENT INTO OCR
ENTERS APPROVED COMMITMENT
INTO FMS
TYPE OF SUPERFUND CONTRACT
SITE-
SPECIFIC
REMOVAL

HOPO
ORDERING OFFICER
REG FMO
REG FMO
SITE-
SPECIFIC
REMEDIAL
HO (REGION)
HQ PO(RPM)*
RPO(RPM)'
REG FMO < FMO)
REG FMO (FMO)
GENERAL
SITE
SUPPORT
GENERAL
PROGRAM
SUPPORT

HOPO
N/A
HO PROG
OFC
HO PROG
OFC
HOPO
N/A
HO PROG
OFC
HQ PROG
OFC
   OBLIGATION OF FUNDS
OBLIGATES CONTRACTS AND
MODIFICATIONS
OBLIGATES REMOVAL DELIVERY ORDERS
• <5250.000
• >$250.00O
ENTERS OBLIGATIONS INTO FMS
P&CMD
ORDERING OFRCER
P&CMO
SFCVRTP
P&CMD (CO)"
N/A
N/A
SFO/RTP
P&CMD
N/A
N/A
SFO/RTP
P&CMD
N/A
N/A
SFO/RTP
    INVOICE PROCESSING
REVIEWS/CERTIFIES INVOICE
- NON-SITE PORTION
• SITE PORTION
ASSIGNS ACCOUNTING DATA
SITE-SPECIFIC ATTACHMENT
PROCESSES INVOICES FOR PAYMENT
AND ENTERS PAYMENT INTO FMS
HQPO
OSC/DPO
N/A
SFO/RTP
HQPO(RPO)
HQPO(RPO)
N/A
SFO/RTP
HOPO
DPO/RPO
(REV.ONLY)
HQ PROG OFC
SFO/RTP
HQPO
N/A
N/A
SFO/RTP
\   FINANCIAL MONITORING
REVIEWS MONTHLY FINANCIAL
REPORTS
REVIEWS/APPROVES ANNUAL
CONTRACTOR SITE-SPECIFIC REPORTS
HQPO
HOPO/SAB
HQ PO/RPM/RPO
(RPO/RPM)
HOPO/SAB
(RPO/RPM)
HOPO
HQ PO/SA8
HOPO
N/A
     OSC - On-Scene Coordinator
     RPM - Remedial Project Manager
     DPO - Deputy Project Officer (Removal)
     RPO - Regional Project Officer (Remedial)
     REG FMO - Regional Financial Mcmt Office
     P&CMD - Procurement & Contracts Mgrnt Dmsnn. HQ
SAB - Superfund Acnunnng Branch. HQ
HO PROG OFC. - HQ Superfund Program Office
SFO-RTP - Headquarters Servicing Finance Office - RTF. N C.
ORDERING OFFICER - OSC or designated regional staff
REG PROG OFC. - Regional Program Office
CO-Contracting Officer
    Basic contracts are prepared in HO; work assignments are prepared in Regions
 •*  Contracts are obligated in HQ; modifications are obligated in Regions

-------
2.
Reference
                The following manuals provide additional guidance on
                Superfund contracts management:

                •     Financial Management of the Superfund
                      Program (Resources Management Directive
                      2550D. October 1987)

                •     Emergency Response Cleanup Services Con-
                      tracts (ERGS) Users' Manual (1987}

                •     FIT Users' Manual (19861

                •     Technical Assistance Team (TAT1 Users' Manual
                      (September 1987}

                •     REM/F1T Users' Manual (October  1982}

                •     EPA Contracts  Management Manual (19841

                •     Annual Allocation Requirements for Site-Specific
                      Superfund Contractors (February  1986)

                •     Site-Specific Invoicing Requirements for Super-
                      fund Contractors Whose Funds are Not Obli-
                      'gated Site-Specifically (February 1986)

                •     Prolect Officers' and Allowance Holders' Proce-
                      dures for Review of Contractors' Annual Alloca-
                      tion Reports (December 1986)

                •     Project Officer and Allowance Holder Procedures
                      for Review of Superfund Site-Specific Invoices
                      (December 1986)

                •     Superfund Site-Specific Invoice Processing Pro-
                      cedures for TRP/FMO (November  1985)

                •     Removal Cost Management Manual (19871

                The Financial and Administrative Management Sec-
                tion. OPM. maintains a data base on Superfund pro-
                gram contracts. Please contact this office for further
                 information at FTS 382-2441.

                                                      October 4. 1988
                                                           Page XI-4

-------
D.
SUPERFUND INTERAGENCY AGREEMENTS
      1.
      Description
           Reference
                      An Interagency Agreement (LAG) is a written agreement
                      between Federal agencies under which goods or serv-
                      ices are provided.  EPA LAGs may be divided into two
                      major categories: policy agreements or Memoranda of
                      Understanding and agreement for goods or services.
                      Under policy agreements and Memoranda of Under-
                      standing. EPA and another Federal agency or State
                      agree to provide goods and services for a mutual inter-
                      est without any monetary reimbursement or exchange
                      of funds. Agreements for goods and services establish
                      an arrangement between EPA and another Federal
                      agency under which one agency provides goods or
                      services to another agency in exchange for funds or
                      obligation authority.

                      The specific procedures for establishing LAGs. deter-
                      mining cost sharing provisions, and arranging for the
                      transfer of funds -or obligation authority are complex.
                      Therefore, employees interested in obtaining additional
                      information on the administrative procedures for man-
                      aging LAGs should contact the Financial and Adminis-
                      trative Management Section. OPM.  at FTS 382-2441 or
                      the Grants Information and Analysis Branch at FTS
                      475-8270.
                      OERR is currently developing guidance on LAGs. Em-
                      ployees should reference the Interagencv Agreement
                      Policy and Procedures Compendium (Draft. January
                      1988) for additional information on LAG funding.
                                                           October 4. 1988
                                                                Page XI-5

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                     . FINANCIAL MANAGEMENT
OVERVIEW
                      The requirement to attempt to recover Superfund costs
                      from responsible parties makes Superfund accounting
                      and financial management procedures especially com-
                      plex.  Employees must be particularly careful when
                      conducting any transaction with Superfund dollars
                      and should contact the Financial and Administrative
                      Management Section. OPM. whenever they need assis-
                      tance. Superfund transactions involve timesheets.
                      travel, and administrative accounting procedures.
                      which are discussed in this chapter.
     SUPERFUND-SPECIFIC ACCOUNTING
                 $
B.
PROCEDURE
                All in-house operational expenses (e.g.. salaries and
                benefits, travel, and rental and purchase of supplies)
                fall under the umbrella of intramural costs. Superfund
                Intramural costs are to be charged to the Superfund
                appropriation through the Agency's account number
                structure. This section describes the procedures for
                charging these costs.
                      •    Timesheets

                      All EPA employees are assigned a fixed account num-
                      ber (FAN) to which their payroll expenses are charged.
                      Employees expected to work more than 50 percent of
                      their time on Superfund will be assigned a Superfund
                      FAN. Procedures for completing timesheets are pro-
                      vided in Chapter II of this manual.

                      Whenever an employee performs activities not covered
                      by his or her FAN. a supplementary Payroll Distribu-
                      tion Timesheet (Standard Form 2560-28. Exhibit II-6)
                      must be completed to cover that time period. For
                      example, an employee who does not perform Super-
                      fund work will not have a Superfund FAN.  If during a
                      given pay period this person works on a Superfund
                      activity, he/she must complete a timesheet for the pay
                                                           October 4. 1988
                                                                Page XII-1

-------
XII. FINANCIAL
MANAGEMENT

-------
OVERVIEW
                  XH.  FINANCIAL MANAGEMENT
                      The requirement to attempt to recover Superfund costs
                      from responsible parties makes Superfund accounting
                      and financial management procedures especially com-
                      plex. Employees must be particularly careful when
                      conducting any transaction with Superfund dollars
                      and should contact the Financial and Administrative
                      Management Section, OPM, whenever they need assis-
                      tance.  Superfund transactions involve timesheets,
                      travel, and administrative accounting procedures,
                      which are discussed in this chapter.
A.   SUPERFUND-SPECIFIC ACCOUNTING
                 $
B.
PROCEDURE
                All in-house operational expenses (e.g., salaries and
                benefits, travel, and rental and purchase of supplies)
                fall under the umbrella of intramural costs. Superfund
                intramural costs are to be charged to the Superfund
                appropriation through the Agency's account number
                structure. This section describes the procedures for
                charging these costs.
                      •    Timesheets

                      All EPA employees are assigned a fixed account num-
                      ber (FAN) to which their payroll expenses are charged.
                      Employees expected to work more than 50 percent of
                      their time on Superfund will be assigned a Superfund
                      FAN. Procedures for completing timesheets are pro-
                      vided in Chapter II of this manual.

                      Whenever an employee performs activities not covered
                      by his or her FAN, a supplementary Payroll Distribu-
                      tion Timesheet (Standard Form 2560-28, ExhiL*. u-6)
                      must be completed to cover that time period. For
                      example,  an employee who does not perform Super-
                      fund work will not have a Superfund FAN. If during a
                      given pay period this person works on a Superfund
                      activity, he/she must complete a timesheet for the pay
                                                           October 4. 1988
                                                                Page XII-1

-------
period to charge the Superfund appropriation properly.
for that time.

•     Site-Specific Time Charging

All employees who perform site-specific Superfund
work must use a site-specific account number, con-
taining the appropriate site and activity code, on their
timesheet to show hours chargeable to that site.

•     Travel Costs

When EPA travel is for Superfund purposes only, it
must be charged to the appropriate Superfund ac-
count number.  If travel benefits both Superfund and
non-Superfund programs, and the portion of the travel
that benefits each program is distinguishable, the
salaries and expenses and Superfund appropriations
should each be charged for the actual costs incurred.
Some portion of travel costs, such as transportation
costs between Superfund and non-Superfund activi-
ties, or between Superfund sites on an extended trip.
may not be easily distinguishable. These costs should
be distributed on a reasonable basis; for example.
according to how much time the person traveling
spends on each activity. The travel documents should
include an explanation of the basis on which the costs
were divided. In cases where travel benefits both
Superfund and non-Superfund, and it is impossible to
divide segments of the travel between the programs
benefitted. the cost should be fully charged to the
program that realizes the predominant benefit.

•     Site-Specific Travel

With respect to site visits, travel should be charged to
site-specific accounts. For site-specific visits to  a
location for which a unique site identifier has not been
assigned, the site travel is charged to an account end-
ing with the "ZZ" code. The identification of site-re-
lated travel costs with a site-specific account code
 (including "ZZ~ account codes) is very important, be-
cause of the provision in  the Appropriation Act that
gives EPA the flexibility to manage site-related travel
                                       October 4. 1988
                                           Page XII-2

-------
costs within the total Superfund administrative ex-
pense ceiling. Non-site-specific travel will continue to
be constrained by the travel ceiling.

•     Equipment- and Supply Costs

Where a purchase will benefit only the Superfund
program, it should be charged to the Superfund ac-
count number.  Except for items charged to one of the
Agency's support accounts, items procured under
Superfund accounts will be charged as follows:

           Purchases of less than $25.000 per item

Where a purchase will benefit Superfund as well as
other programs, the requesting office must estimate
the expected Superfund and non-Superfund use of
that item, include a justification for that estimate on
the procurement request,  and charge the Superfund
and non-Superfund appropriations accordingly.  How-
ever, where such data are unavailable, they may
choose instead  to charge the  entire cost of the item to
the program that will predominantly benefit.  For ei-
ther method, requesting offices must state on the
procurement request the basis that they used to as-
sign the costs whenever more than one appropriation
will benefit from the purchased item.

           Purchases of S25.000 or more per item

Where data are available to support an equitable dis-
tribution of costs between appropriations, requesting
offices must assign costs  according to each program's
use of the items, as in the above procedure for pur-
chases of less than $25.000.

           Rentals

 Distribution of rental costs will follow the same proce-
 dures described above, except that under  $10.000 per
 item per year replaces the under $25,000  maximum
 costs allowable for charges made on a "predominant
 use" basis.
                                      October 4. 1988
                                           Page XII-3

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C.   REFERENCE
                      General guidance on the use of timesheets for distrib-
                      uting hours both to the Superfund appropriation ac-
                      counts and to other account numbers is found in
                      Resources Management Directive 2550A. Part I. This
                      guidance also includes general compensation and
                      overtime charging policies.  For additional information
                      on charging to Superfund-specific accounts, contact
                      the Financial and Administrative Management Section.
                      OPM. at FTS 382-2441. Also, refer to the Financial
                      Management of the Siiperfund Program manual (Re-
                      sources Management Directive System 2550D) or con-
                      tact the Superfund Accounting Branch. Financial
                      Management Division, at FTS 382-2180.
                                                            October 4. 1988
                                                                Page XII-4

-------
OVERVIEW
                           Xm. SECURITY
                      Safeguarding EPA personnel, property-, and informa-
                      tion involves Agency-wide policies and procedures.
                      Security requirements that affect All Personnel are dis-
                      cussed below in Part A. Less common security issues
                      are referred to under Parts B and C.
A.    COMMON ISSUES

                      •     EPA Identification Cards

                      Identification Cards must be obtained in LG-100 at the
                      beginning of employment. These cards must be visible
                      to all guards at every entrance.  If lost, contact Secu-
                      rity immediately at FTS 382-2010.

                      •     Property Removal

                      Do not remove EPA property from the premises.  Such
                      an offense may result in prosecution. Be sure to ob-
                      tain personal property passes from the OERR Adminis-
                      trative Officer for personal items of ownership that
                      might be used at work. e.g.. portable PCs.

                      •     Theft Reporting

                      Report thefts of either Government- or personally-
                      owned property to General Services Branch/Facilities
                      and Support Services (GSB/FSS) at FTS 382-2110 or
                      to the local Security Representative.  Thefts of Govern-
                      ment property shall be reported immediately by tele-
                      phone to the appropriate Property Accountable Officer.
                      After reporting to Security, the employee must send
                      the report number and report of incident to the OERR
                      Administrative Officer.
                                                            October 4. 1988
                                                                Page XIII-1

-------
XIII. SECURITY

-------
                               .  SECURITY

OVERVIEW
                      Safeguarding EPA personnel, property, and informa-
                      tion involves Agency-wide policies and procedures.
                      Security requirements that affect All Personnel are dis-
                      cussed below in Part A.  Less common security issues
                      are referred to under Parts  B and C.
      COMMON ISSUES

                      •     EPA Identification Cards
                      Identification Cards must be obtained in LG-100 at the
                      beginning of employment. These cards must be visible
                      to all guards at every entrance. If lost, contact Secu-
                      rity immediately at FTS 382-2010.

                      •     Property Removal

                      Do not remove EPA property from the premises. Such
                      an offense may result in prosecution. Be sure to ob-
                      tain personal property passes from the OERR Adminis-
                      trative Officer for personal items of ownership that
                      might be used at work, e.g., portable PCs.

                      •     Theft Reporting

                      Report thefts of either  Government- or personally-
                      owned property to General Services Branch/Facilities
                      and Support Services (GSB/FSS) at FTS 382-2110 or
                      to the local Security Representative.  Thefts of Govern-
                      ment property shall be reported immediately by tele-
                      phone to the appropriate Property Accountable Officer.
                      After reporting to Security, the employee must send
                      the report number and report of incident to the OERR
                      Administrative Officer.
                                                           October 4. 1988
                                                               Page XIII-1

-------
B.    PHYSICAL SECURITY
                       Physical security includes safeguarding EPA personnel
                       and protecting material items. Topics include: access
                       controls, physical barriers, guards, security "cabinets.
                       contingency plans, and inspection procedures.
C.    DOCUMENT SECURITY
                      To ensure that National Security Information (NSI) is
                      protected, a system for Classification. Downgrading
                      and Declassification was developed. This system con-
                      tains policies and procedures to safeguard informa-
                      tion. These policies are applicable to:

                      •     Those who are granted access to NSI

                      •     Those who have administrative or supervisory
                            responsibilities regarding NSI.

                      The policies also pertain to those who believe NSI pro-
                      cedures have not" been followed.
D.    REFERENCE
                       Consult the 4800 Series Manual. Security & Facilities
                       Support Manual. Parts I & II.  This manual is available
                       from EPA Distribution in the Office of Administration
                       and Resources Management.
                                                             October 4. 1988
                                                                 Page XIII-2

-------
                     XIV.     MISCELLANEOUS
OVERVIEW
                     This chapter provides details on a variety of topics.
                     including schedules for EPA and DOT shuttle buses,
                     parking information, recycling procedures, and smok-
                     ing policies.
A.   EPA AND DOT SHUTTLE BUSES
           Description
           Procedure
                      EPA employees are eligible to use two shuttle bus
                      systems that provide transportation between EPA
                      buildings (Headquarters. Fairchild. and Crystal Mall
                      #2) and between EPA and the L'Enfant Plaza Metro
                      station. Employees may also receive special transpor-
                      tation services for officially sanctioned Agency events.
                      •    EPA Shuttle Bus

                      Exhibit XTV-1 provides schedules for EPA shuttle
                      buses.  Terminal stands are found at the following
                      locations:

                           Waterside Mall - Mackemie & K Sts.. SW
                           Fairchild - 499 S. Capitol St., SW
                           CM2 - 1921 Jefferson Davis Hwy
                           East Tower - Wesley & K Sts.. SW (by D.C. Pub-
                                 lic Library)

                      A map indicating the relative locations of the terminal
                      stands  is located on the last page of the EPA Head-
                      quarters Telephone Directory.

                      •    DOT Shuttle Bus

                      EPA employees may ride the DOT Shuttle bus between
                      EPA and L'Enfant Plaza. The bus runs every 15 min-
                      utes Monday through Friday according to the following
                      schedule:
                                                           October 4. 1988
                                                               Page XIV-1

-------
XIV. MISCELLANEOUS

-------
                     XIV.     MISCELLANEOUS
OVERVIEW
                     This chapter provides details on a variety of topics,
                     including schedules for EPA and DOT shuttle buses,
                     parking information, recycling procedures, and smok-
                     ing policies.
A.   EPA AND DOT SHUTTLE BUSES
           Description
           Procedure
                      EPA employees are eligible to use two shuttle bus
                      systems that provide transportation between EPA
                      buildings (Headquarters, Fairchild, and Crystal Mall
                      #2) and between EPA and the L'Enfant Plaza Metro
                      station. Employees may also receive special transpor-
                      tation services for officially sanctioned Agency events.
                      •    EPA Shuttle Bus

                      Exhibit XIV-1 provides schedules for EPA shuttle
                      buses.  Terminal stands are found at the following
                      locations:

                           Waterside Mall - Mackemie & K Sts., SW
                           Fairchild - 499 S. Capitol St., SW
                           CM2 - 1921 Jefferson Davis Hwy
                           East Tower - Wesley & K Sts., SW (by D.C. Pub-
                                 lic Library)

                      A map indicating the relative locations of the terminal
                      stands is located  on the last page of the EPA Head-
                      quarters Telephone Directory.

                      •    DOT Shuttle Bus

                      EPA employees may ride the DOT Shuttle bus between
                      EPA and L'Enfant Plaza. The bus runs every 15 min-
                      utes Monday through Friday according to the following
                      schedule:
                                                           October 4. 1988
                                                               Page XIV-1

-------
                               Exhibit XIV-1

                         EPA Shuttle Bus Schedules
      . 1  UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
      ^                 WASHINGTON. O.C. 20460
                            JAN 2 8 1988

                                                         OFFICE OF
                                                       AOMINISTRATION
                                                       AND RESOURCES
                                                        MANAGEMENT


MEMORANDUM     .

SUBJECT:  Awagd of. iNew Shut£i^~3us'lContract

FROM:     WiLliam T"inis
          Facilities Management  and  Services Division

TO:       All Headquarters Employees


     I am pleased to announce  the award  of a new shuttle bus
contract to O&R Management Corporation  effective February 1,
1988.  The contract replaces a fifteen  passenger van with a new
twenty-one passenger shuttle bus to  transport employees between
the Fairchild building and the East  Tower (by the D. C. Public
Library).  The addition of this  new  vehicle brings the total
number of twenty-one passenger vehicles  servicing the Headquarters
shuttle routes to three,  and increases  our capacity to transport
the growing EPA population.

     Attached are updated route  schedules for the Headquarters
service routes.  If you have any questions regarding transporta-
tion, I encourage you to  contact Brian  Smith, Chief, Transportation
Section on 382-2104.

Attachments

-------
                        Exhibit XIV-1    (continued)
                                ROUTS  A.
EPA SHUTTLE
Leave
Irvstal Mall (3)

7:00
3:00
9:00
10:00
11:00
12:00
1:00
2:00
3:00
4:00
5:00
6:00
(1).
(2).

a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Haadrnuarfa
Fairchild
Arrive/
Leave-vSMftzr)
6:20
7:20
3:20
9:20
10:20
11:20
12:20
1:20
2:20
3:20
4:20
5:20
6:20
rs >EM
Hnilrf-in
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
( WT )
a
3US SCHEDULE
Arrive/ Arrive/ Arrive
(1) Leave Fairchild(2) Leave-WSM(WT) (1) Cr/stal Mall (3)
6:
7:
8:
9:
30
30
30
30
10:30
11:
12:
1:
2:
3:
4:
5:
30
30
30
30
30
30
30
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.-
p.m.
p.m.
p.m.
6:40
7:40
3:40
9:40
10:40
11:40
12:40
1:40
2:40
3:40
4:40
5:40
a.
ra.
a.m.
a.
a.
a.
a.
m.
.71.
m.
m.
p.m.
P-
P-
P-
P-
P-
SHUTTLE SERVICE EMDS FOR THE DAY
Makemie and K Streets
499 South Capitol Str
m.
m.
m.
m.
m.
, s.w.
eet, S.W.
6:55
7:55
8:55
9:55
10:55
11:55
12:55
1:55
2:55
3:55
4:55
5:55

a.m.
a.m.
a. in.
a.m.
a.. 7i.
a.m.
p.m.
P .HI.
P--
p.;.
p.m.
3. .71.

(3).  Crystal Mall 42                     1321 Jeffarscn Davis Buy.,  Arlington, Va

-------
                       Exhibit XIV-1   (continued)
                               ROUTE  3.
E2A SKLTTIZ BUS SCHETUIZ
Leave Arrive/ Arrive/ Arrive/
Crvstal Mall CD Leave WSMCWT) (2) Leave Fairchild (3) Leave WSM
6:30
7:30
3:30
9:30
10:30
11:30
12:30
1:30
:30
3:20
4:30
5:30
(1).
C2) .
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Crystal Mall «
HM*«n»r*«~* :•
6:
7:
3:
9:
10:
11:
12:
1:
2:
3:
4:
5:
» 2

50
50
50
50
50
50
50
50
50
50
50
50
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.au
p.m.
p.m.
p.m.
7:00
3:00
9:00
10:_00
11:00
12:00
1:00
2:00
3:00
4:00
5:00
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
SHUTTIZ SE3VICZ. E2IDS FOR
7:
3:
10
10
9:10
10:
11:
12:
1:
2:
3:
4:
5:
THE
1521 Jefferscn Davis Hwy.,
WT
1
Malf ami o
and X Streets,
s.w.
10
10
10
10
10
10
10
10
DAY,
Arrive
(WT) (2) CrvstalMall(l)
a
a
a
a
a
P
P
P
?
P
p
•
•m.
.m.
.m.
.m.
.m.
.m.
.m.
.m.
.m.
.m.
.m.

7:25 a.m.
3:25 a.m.
9:25 a.m.
10:25 a.m.
11:25 a.m.
12:25 p.m.
1:25 p.m.
2:25 p.m.
2:25 p. ai.
4:25 p.m.
S. •)= _ _
^ • «W yt •»*»•

Arlingtcn, Va




(3).   Fairchild Building
499 South Capitol Street, S.W.

-------
Exhibit XIV-1   (continued)
             R 0 U TEC.
Leave
FairchiLi (11
6:45
7:20
7:50
8:20
8:50
9:20
9:50
10:20
10:50
11:20
11:50
12:20
12:50
1:20
1:50
2:20
2:50
3:20
3:50
4:20
4:50
5:20
(1).
(2).
dk «nx*
a.m.
a
a
a
a
a
a
a
a
a
P
P
P
P
P
P
P
P
P
P
P
.m.
.m.
• 31.
.m.
.m.
.nu
.nu
.m.
.nu
. m.
.m.
.nu
.m.
•nu
.nu
.nu
.nu
.m.
«nu
.m.
Fairchild Bui
EPA SHUTTLE BUS SCHEDULE
Arrive Leave
WS-i East-T(2) WSM East-T (2)
7:00
7:30
3:00
8:30
9:00
9:30
10:00
10:30
11:00
11:30
12:00
12:30
1:00
1:30
2:00
2:30
3:00
3:30
4:00
4:30
5:00
5:30
Iding
( E-T)
a. a.
a. a.
a. a.
a.m.
a.m.
a.m.
a.m.
a.m.
&••&•
a.m.
p.m.
p. a.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
P — ^B_
***
Pa !!!•
•"
p.m.
p.m.
7
7
:
:
3:
3
9
9
10
10
11
11
12
12
1
1
2
2
3
3
4
4
5
SHUTTLE
*
•
:
•
'•
»
•
:
•
•
:
•
•
:
•
:
•
•
'•
•
•
:
•
•
:
10
40
10
\Q
10
40
10
40
10
40
10
40
10
40
10
40
10
40
10
40
10
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
SERVICE ENDS FOR
499 South Capitol Street,
Weslev and K. Street, S.W.
Arrive
Fairchild ( 1)
7
7
3
3
9
9
10
10
11
11
:15
:50
:15
:50
-.15
:50
:15
:50
:15
:50
12:15
12:30
1
1
2
2
3
3
4
4
5
THE
S.W.
slS
:50
:15
:50
: 15
:50
:20
:50
:20
OK.

a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
a.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.


              (By 0*.C. Public Library)

-------
        Exhibit XIV-l  (continued)
                ROUTE
            EPA METBO SHUTTLE SCHEDULE

   LEAVE                       ARRIVE/LEAVE
WSM (WT)  (1)                      DOT (2)

 4:00 p..-a.                       4:10 p.m.

 4:15 p.a.                       4:25 p.m.

 4:30 p.m.                       4:40 p.m.

 4:45 p.m.                       5:10 p.m.

 5:00 p.m.                       5:25 p.m.

 5:15 p.m.                       5:40 p.m.

 5:30 p.m.                       5:55 p.m.

 6:00 p.m.                       6:05 p.m.


 ARRIVE 6:15 p.m. END OF SHUTTLE SE3VIC2


 (1)  Makesaie and K Streets, S.W.

 (2)  7th and D Streets, S.W.

-------
     3.
     Reference
                           Leave EPA HQ
                           Arrive DOT HQ

                           Leave DOT HQ
                           Arrive EPA HQ
                                     6:5O a.m. - 5:5O p.m.
                                     6:52 a.m. - 5:52 p.m.

                                     6:51 a.m. - 6:06 p.m.
                                     6:53 a.m. - 6:08 p.m.
                      Exact locations of the terminal stands may be found in
                      the EPA Headquarters Telephone Directory.
                      For further information regarding either shuttle bus
                      system, special transportation needs, and/or parking.
                      call the Transportation Desk at FTS 475-8300 or the
                      Chief of the Transportation Section at FTS 382-2104.
                      Also consult your Branch secretary or the Facilities
                      Management Manual. Volumes 4830 and 4840. avail-
                      able from the OERR AO.
B.
RECYCLING
           Description
           Procedure
                      Employees are encouraged to discard waste paper into
                      the cardboard recycling boxes provided for each EPA
                      office. Paper must be white and must contain no
                      paper clips or gummed surfaces. Documents contain-
                      ing sensitive information should not be placed in  the
                      recycle boxes, but should be taken to be shredded in
                      the Copy Center on the 4th Floor. West Tower.

                      Please note that this recycling program has been  ex-
                      tended to the Fairchild Building. Pickups are sched-
                      uled every Wednesday.
                      Full boxes will be picked up on a regular basis. If your
                      office is not currently on the pickup schedule, please
                      notify the Project Manager for Moving at FTS
                      382-2140. An employee who has a large amount of
                                                           October 4. 1988
                                                               Page XTV-2

-------
                      paper to be-recycled may arrange for a special pickup.

     3.    Reference

             tr'TjS13  For further information, call the Shipping and Receiv-
             IL^    ing Department at FTS 382-2140.


C.   SMOKING POLICY

      1.    Description

                      As of July 1987. smoking is not permitted in EPA office
                  '•.  space, except in  the following specially designated
                   I  areas:

                ,-^    Waterside Mall

                      •     Restrooms on floors 2. 5. 8. and 11 in the East
                            and West Towers

                      •     Restrooms on floor 2  of the Mall

                      •     Restrooms in the NE  Mall basement

           ••• •  •    Fairchild

                      •     Restrooms on the 7th floor

                      Crystal Mall #2

                      •     Restrooms on floors 7 and 11

                      To help minimize the effects of this policy on smokers.
                      free smoking cessation programs are available.
      2.    Procedure
                      Employees wishing to take advantage of the smoking
                      cessation program should contact the Registrar for the
                      EPA Institute at FTS 382-2594.
                                                            October 4. 1988
                                                                Page MV-3

-------
3.    Reference
                 For further information, call the EPA Branch of the
                 Human Resources Development Division. OHRM at
                 FTS 382-2594.
                                                        October 4. 1988
                                                            Page XTV-4

-------
APPENDIX

-------
                           APPENDIX A

      OERR Administrative Officer. Administrative Technician.
                    and Administrative Contacts
           ADMINISTRATIVE
              OFFICER
           Sharon Blandford
           ADMINISTRATIVE
             TECHNICIAN
             Barbara Alston
    OERR
Immediate Office
Brenda Williams
                     ADMINISTRATIVE
                       CONTACTS
  ERD
Don Kraft
  HSED.
Amy Brooks
  HSCD
Ruth Hawkins
                               A-l

-------
                       APP1-NDIX   B
                 CONUS PER DIEM  RATES
The maximum 'ales listed Dfliow are prescribed under paragraon 1 • r 2 al me
Federal Travel Regulations (FTH) for reimDursement of suosistence expenses
incurred during official travel witfiin CONUS (m» conterminous United Slates). The
amount snown in me Maximum Lodging Amount column is the maximum mat will
be reimoufsed for lodging expenses including applicable  taxes. The M&lE rate
snown is a fixed amount allowed tor meals and incidental expanses related to
suosistenca. The per diem payment calculated in accordance witn Pan t -7 ol tne
FTH (or lodging  expenses plus tne M&IE rate may not exceed me maximum per
diem rate snown.
                                                 Maximum      Maximum
                                                  Lodging  M4IE  Per Oiem
	Per  Qiem Locality	  Amount  Rate   Rue '
CONUS. standard rate 	.-.	  S 35  $  25   $  60
iAoones to all locations witmn CONUS not socciticaily listed Oeiow
at eneomoassed By  the Boundary definition of i listed oomt.
However, tne standard CONUS fate aooiies :o ail locations mtnm
CONUS. including  inose deimeo oetcw. under certain soeeified
travel  circumstances and lor certain relocation suosistence
allowances. Set oarts \-l 2-2. 2 4 and 25 of me FTR i

                          County ard/ix omer
  Key  Ciiy '                 defined location''
ALABAMA
  Anmston     	  Cainoun	    40     25      65
  Birmmgnam  	   Jefferson	    50     25      75
  Oofnan   	  Houston	    38     25     63
  Gadsden 	  Etowan   	    38     25     S3
  Gulf Shores	  Baldwin 	    42     25     67
  HuntSvilM	  Madison  	    48     25     73
                          MOB.I.	    38     25     63
                          Montgomery  	    42     25     67
                                                     61     25     86

                                                     40     25     65
                                                     44     25     69
                                                     54     25     79
                                                     45     25     70
                                                     50     25-75
                                                     48     25     73
                                                     42     25     67
                                                     48     25     73
                          Oavts-Monthan Af B
  fuma	Yuma	   43     29     68
ARKANSAS
  F«ytneviil«	Washmgto-       	   39     25     64
  a Simm	Sebastian        	   43     25     68
  Hetena	Phiihw          	   45     25      70
  HwSonngs	GananB         	   45     25      70
  Lifflt Rott  	 Puiaslu         	   48     25     73
CALIFORNIA
  Chieo	 Butte	   48     25      71
  OeatnVallty	inyo	   85     33     118
  EICwwo....	Impenal	   45     25      70
  Eureka	HumooWl  	   39    25      84
  Fresno	 Fresno	   50    25      75
  Los Angeles	Los Angeles  ••">. Orange & ..   77     33     110
                          Ventura cour.-*.
                          Edwards AFE;
                          Naval Wear* n,  Center & Ord-
                          nance Test ;•-• on. China LaM
  Monterey	 Monterey	   68    25      91
  PtlmSprmgs	Riverside	    72    33     105
  Reddmg	Shasta	    50    25      75
  Sacramento	Sacramento    	    54    33      87
  SanOwoo	SanOiego	   67    33     100
  San Francisco	San Franciso,  -lamefla.	   62    33      95
                          Contra Costa S  Mann
  SanJoM	Santa Clara    	    57    33      90
  San Luis Otwoo	San Luis Oti -:o	    53    25      78
  San Mateo	San Mateo	    68    33     99
  Santa Barbara	Sana Barta-i  	    71     33    104
  Santa Cruz	Santa Crui	    68    33     99
  South Lake Tahoe	Dorado	    52    33     85
  Stockton	 SanJoaquin   	    45    25     70
  TahoeCity	Placer	    46    25     71
  Valley)	Sfllano	    *5    25     70
  Vmorville/Barjtow	San Bemarc;-o	    47    25     72
  visaiia	Tulare	    SB    25     83

                                                                     275
Sheffield
ARIZONA
Bullhead City

Kayema 	 '. 	
Page/ Flagstaff
Phoenix/ Scortsdaw

Sierra Vista
Tucson 	
CoiOert 	
Monave
Aoacnt
	 Navaro 	
Mancooa 	
Yavaoa
Cochise
	 Pima County: 	
                              B-l

-------
                                                       APPENDIX  B     (continued)
                   CONUS PER DIEM RATES
                                                                MtonJ-;
                                                   Lodging  M&IE P*Q£
                                                   Amount  Fta»   q^
                                                     J 47 t  25
                                                       66    33
                                                       72
                                                       sa
                                                       43
                                                       S3
                                                      45
                                                      37
                                                      43
                                                      50
                                                      43
                                                      37

                                                      39'
                                                       69
                                                       50
                                                       67
                                                       50
                                                       56
                                                       49

                                                       42
                                                       44
                                                       8T
                                                             33
                                                             33
                                                             25
                                                             33

                                                             25
                                                             25
                                                             25
                                                             23
                                                             33
                                                             23
                                                             25
                                                            '25
                                                             25
                                                             33

                                                             23
                                                            -33
                                                             -23
                                                             23
                                                             25
                                                             33

                                                             2S
                                                             25
                                                             23
  'ilso: me ones ol Aloandna. Firtu 4 Fails CFturcn. VA:
       the eourmas ol Arlington, Fairfai 4 Loudoun in VA:
       the counties of Montgomery 4 Pnnca Georges a M0|
  (also sea Maryland 4 Virginia)
FLORIDA
  Altamontl Springs	Semmote	:	
  Brademon/Bradamon Beacn.. Manatea	
  Cocoa Beach	 Brevard	.'.'.....	
  Dayiona Beach/	Voiusia 	:...:	
  New Smyma/Ormond Baach
  Ft. Lauderdaia	 Browari	.'..'...	
  Ft Myers	 Lea	;...".:.::.	
  Ft. Pierce 	:	'St. Lucw	:..'.	.-...'..
  Ft. Wanon Baacn	Okaloosi	'	
  Gainesville	Aiachui	
  Jac«sonviiia 	 Duval County;	
  (also sea SL Marys. GA)     Naval Station Mayport
  Kissimmee	Oscaola	:	„	
  Lakeland	Polk	
  Miarm	Oada 4 Monroa	.-
                                                       M     33
 60
'89
 SO
 41

 55
 56
'45
 50
 46
 46
                                                              23
                                                              25
                                                              25
                                                              25

                                                              23
                                                              25
                                                              25
                                                              25
                                                              23
                                                              25
  Orlando ..................................  Orangt.. ___
  Panama Ciry ...... .. ..................  Bty: .......................... _
  Pensacan : .............................  £seamoo..._ ........ _
  Punta Gorda ..........................  Chartott ...... ,....„ ....... _
  Sarasoti ................................  Swoa ............. „ ..... _
  St. Auausma ........................  SI. Johns ......... _
  Stuart ....................................  Mann .................... _______
  TaiianassM ......... . .................  Leon
  Tampa/Si Pewmurg  ..........  Hifluorougn & Pineda*-
  Vero Beacrt ............................  Indian ftwr -------- .....
  West Palm Beach ..... : ............  PalmBeacn .............. ____
Albany .................................... Dougherty ................................
Amen*  .................................. Oarfc* ............... „ .....................
Atlanta  ................................. Fulton, Clayton. Cat* & ..........
                         OeKalb
Augusta .................................. flictonend ........ „ ........... --------
Brunswick .............................. Glynn ................. _ ................ ___
Coiumaus ............... „ ............. Muscogta ................................
Macon .................................... BiM County; Rooms AfB ........
St. Mary's .............................. Tha Naval Submannt Basa .....
 (also sea Jacksonville. H)   Kings Bay
                       :. CfiaBiam .............. _ ............. ___
                                                     46    23
                                                     39    23
                                                     53    33
                                                     90    23
                                                     54    23
                                                     50    23
                                                     44    23
                                                     55    23
                                                     37    23
                                                     46    23
                                                     60    23
                                                     43    25
                                                     52    23
                                                     38    23
                                                     60    23
                                                       39
                                                       43
                                                       40
                                                       39
                                                       46

                                                       41
                                                             23
                                                             23
                                                             33

                                                             23
                                                             25
                                                             23
                                                             23
                                                             25
                           County and/0) otner
  Key City'                 defined location ''
 CALJFORNM (CMftf)
  West Sacramento	  Yolo	
  Yosff- ;e Manorial Park	  Manoosa	
 COLORADO
  >spen ,	  Pitlun	
  Boulder	  Souioer	
  Colorado Sonngs	  FJPiso	
  Denver  	  Denver. Adams. Araoanoei.
                           Jefferson
  Ourango 	  La Ptoa	
  Glenwood Soring*	  Garteid	
  Grand Junction	  Mesa..:	
  Gunmson	  Gunmsoo	,	
  KevsionefSilverttiome  	  Summit	:	
  Pigosa Sennas	  Arcnuieta	
  Pueoio	  Puenio	
  Sleamooat Sonngs	  Roufl	
  Tnnidad	 	  Las Animas	
  Vul 	  Eaglt	
 CONNECTICUT
  Bndgeoon/Danoury  	  FairdeW	:....-	
  Hartford 	  Hartford 4  Middlesex	
  New Haven	  New Haven	:	
  Htm LondOYvGfOton	  New London	
  Putnam/Oanieison	  Windham	:	
  Saiisoury	  LitCfitietd	•	
DELAWARE
  Dover .,	  Kent .,	.-...•.:..	
  Lewes	Sussex	:-.'::.-.-.	
  Wilmington  	  NewCascf* 	
DISTRICT OP COLUMBIA
               'OS
                91
                88
                98

                7i
                70
                62
                68
                83
                68
                82
                73
                64
               no

                94
                83
                92
                73
                81
                82

                67
                69
                86

               117
                                                                     83
                                                                    113
                                                                     75
                                                                     66

                                                                     80
                                                                     81
                                                                     70
                                                                     75
                                                                     71
                                                                     71

                                                                     71
                                                                     64
                                                                     86
                                                                     as
                                                                     79
                                                                     73
                                                                     99
                                                                     80
                                                                     62
                                                                     73
                                                                     S3
                                                                     68
                                                                     77
                                                                     63
                                                                     BS

                                                                     71
                                                                     94
                                                                    102
                                                                     68
                                                                     65
                                                                     64
                                                                     71

                                                                     M
                                                                                                  CONUS PER DIEM  RATES
                                                                                    Mt City '
                                                                                                            County anfl/or otter
                                                                                                            detineo location  ''
                                                                                                                                    Maximum      vlai   „
                                                                                                                                     Lodging  M&IE per Oiem
                                                                                                                                     Amount  Rate   Fiaie'
  Boise	Ada	
  Coeur d'Alene	 Kootenai 	
  Ketcnum/Sun valley	 Blame	
  Lewston	 N« Perce	
  Pocateilo	 Bannock	
  Stanley 	 Custer	
ILUNOI3
  anon-.	 Madison 	
  Chamoajgnf'Uroana	 CnamDMjn 	
  Chicago	 OuPage. COOK 4 Lak«	
  Danville	 Vermilion	
  OIKXI	 Lee .	
  East St. Lows	 SI. Ciair	
  MacomD  	 MeOonougft	
  Manoon	 Coies	
  P«ona 	 Peoria	
  floctford	 Winneflago 	
  Hock island/Molina	 Row island	
  Sormgtieid  	 Saivjarnon  .	
INDIANA
  Anderson  	 Madison  	
  Btoominqton 	 Monio*	
  Burlington Beacn/Vaioaiaiso.. Porter  	
  Ctiari«s
-------
                                                    APPENDIX   B      (continued)
                 CONUS PER DIEM RATES
                                                                                               CONUS PER DIEM  RATES
                         County jnd/or omer
                         defined location"
                          SL Tammany Pansn	 $  40  $ 25   $  55
  Key City'
LOUISIANA
  SlideM	
MAINE
  Auburn	Androscoggm	    58
  Augusta	Kenneoee	    43
  Bartgor  	:	 Penooscol	    4fl
  Bar Haroor  	 Hancock	    60
  Barn 	 Sigadanoc	    62
  Kittery	 Portsmouth Naval Shipyard  ...    56
  [also see Portsmouth. NMI
  Portland	Cumberland	    82
  Presoue Ula	 Aroostoo*	    38
  Rockport	 Knox	    82
  Santord	 Yor* 	    38
  Sown Pans	.•	 Oxford	    38
  WiscaiMt  	 Lincoln	    4J
MARYLAND
  (for Montgomery & Pnnce Georges counties, see Oistnct of Columbia!
                                                  Maximum
                                                   Lodging  MJIE
                                            County and/or other
                                            defined location''
                                                                                                                                 Maximum      Maximum
                                                                                                                                  locqim)  MJIE Per Oiem
                                                                                                                                  Amount  Rate   Rat* •
 Annaooin
 Baltimore
 Columbia
 Cumoertand
 Easton
                       _. AnneArundel ............................    70
                          Baltimore & Hartford ................    50
                          Howard ....................................    87
                          Aiiegany ..................................    *3
                          Taibot .......................................    «8
  Frederic*	 Frederick	    52
  Hagerstown	Wasltmgton	    48
  Lexington Pwk/St inigoes/.. SL Marys 	    47
  Leonardtown
  Lusby	Cirvert	    55
  Ocean City  	Worcester	    82
  Salisbury	Wieomico	    47
  Waldorf	Charles	    54
 MASSACHUSETTS
  Andover 	Essex	    81
  Boston  	 Middlesex Norfolk & Suffolk ..    75
  GreenfieM	 fanUm	    51
  Hyannis	 Bamstabi*	    58
  Martha's Vineyard/Nantucket Dukes A NamucM	    93
  New Bedford	 Bnstol	    48
  Northamptbn	Hampsftrt	    50
  Prnsfield	 Berksnire	    48
  Plymouttl 	 Prymoutn	    88
  SprmgfieM	 Hampden	:	    55
  Worcester	 Worcester	    55
MICHIGAN
  Adnan	;... Lenawee	    37
  Ann Arbor	Wasmenaw	    81
  Baffle Creek	Cainoun	    40
  Bay City	 Bay	'.	    42
  BoyneCity	Chartwou....	    82
  Cadillac	Wexlord	    48
  Detroit    .       	Wayne;	    S3
  Flint	 Genes**	    38
  Gayiord	Otsego	    53
  Grand Rapids ...-	Kent	    48
  Houghton Lake	 Roscommon	~	    52
  ironwood	 GogebK		    37
  Jackson 	•.	 Jackson	    47
  Kaiamano	Kaiamawo........	:	    59
 Lansing/ East Lansing ............ Ingnam
 Mackmac Island .................... Mactonac
 Midland .............. '. ................... Midland
 Mount Pleasant ...................... Isabella
 Muskegon ................. .. ........... ^mfrfltiO
 Pontuc .................................. Oakland
 Port Huron ............................ SL Claif
 Saginaw ............... . ................ Saginaw —
 St Josepn/Bemon Harbor/  .. Semen .......... _
  Niies
 Three Rivers .......................... SL Joseofl....
 Traverse City .......................... Grand Travenc
 Warren ................................ Macomb
MNNESOTA

 Bramerd  ............................... Crow Whig
 Ouiutn .................................... St Louie .........
                                                      48
                                                      54
                                                      49
                                                      43
                                                      37
                                                      48
                                                      42
                                                      44
                                                      43

                                                      37
                                                      53
                                                      43


                                                      42
                                                      42
                                                            25
                                                            25
                                                            25
                                                            25
                                                            25
                                                            25

                                                            25
                                                            25
                                                            25
                                                            25
                                                            25
                                                            25
25
33
33
25
25
25
25
25

25
33
25
25

33
33
25
25
33
25
25
25
25
25
25

25
25
25
25
25
25
33
25
25
25
25
25
29
25
29
25
25
25
25
25
25
25
25

29
25
25

29
29
29
                                                                   81
                                                                   88
                                                                   73
                                                                   85
                                                                   87
                                                                   81

                                                                   87
                                                                   83
                                                                   87
                                                                   83
                                                                   81
                                                                   87
                                                                    95
                                                                    83
                                                                   120
                                                                    88
                                                                    71
                                                                    77
                                                                    71
                                                                    72

                                                                    80
                                                                   115
                                                                    72
                                                                    79

                                                                   114
                                                                   t08
                                                                    78
                                                                    81
                                                                   128
                                                                    71
                                                                    75
                                                                    73
                                                                   111
                                                                    80
                                                                    80

                                                                    82
                                                                    88
                                                                    85
                                                                    87
                                                                    87
                                                                    71
                                                                    98
                                                                    83
                                                                    78
                                                                    73
                                                                    77
                                                                    82
                                                                    72
                                                                    80
                                                                    71
                                                                    79
                                                                    74
                                                                    88
                                                                    82
                                                                    73
                                                                    87
                                                                    89
                                                                    88

                                                                    82
                                                                    78
                                                                    88

                                                                     85
                                                                     87
                                                                     87
                    Key City1
                   MINNESOTA 
-------
                          APPENDIX B   (continued)
        CONUS PER DIEM RATES
Vajirnum Majimuin

».ey Cry '
NEW MEXICO (toeffl
Tucumcan 	
NEW YORK
Albany 	
Sauvia 	
Bmgnarnoton 	
Buffalo 	
Cttskill 	
Coming 	
Elmirj 	 	
Glens Fails 	
imaca 	
Jamestown 	
Kingston 	
Lake P'aod
Mormceno 	
New fork Cry 	



Niagara Ftiis 	
Qweoo 	
Pougnkeeosie 	
Hocnester 	
Saratoga Springs 	
Schenectsdy 	
Syracuse 	
Troy 	
Lmca 	
Watertown 	
watkins Glen 	
West Pomt 	
Whrti Plains 	
NORTH CAROLINA
AsMviiie 	
Boone 	
Chapel Hdl 	
Charlotte 	
Duck 	
Ourfum 	
ElMbemCfly 	
Fayeneviile 	
Greenville 	
Hion Pomt/Graensfim....
Kinston 	
Morenead City 	
Raieign 	
Wilrmngton 	
Winston-SaJem 	
NORTH DAKOTA -
Bismarck 	
fargo 	
Grand Forts 	
Mmot 	 	 	
OHKJ
Akron 	 ........
Betievuo 	
Bndgeoort/Maftjns Ferry/
Beiiaire
Chitathe 	
CincinnaD/Evendaie 	
Cleveland 	
Columbus ' . .
Dayton 	

Defiance ' ...
East livenwoi 	 :...... 	
• Elyna 	 - 	 :... 	
Geneva 	 .....:...; 	
HamiHwi/Fzirfieid 	
tronton - 	 	
• Lancaster ...: 	 :.; 	 :.
Luna 	 :...
Port Ointon 	
Portsmouth 	 	
Sandusfcy 	
Couity and/or otnei
defined locatxm ' >

	 Cui» 	

, 	 Albany...- 	
	 Gffwsw 	

	 Ene 	
	 Greene.:. 	
	 Sleuoen 	
Chemung 	
... . narren
	 Tompuns 	
.. .. Chauiauaua ..,„ • 	
... , Ulster 	 t.. . 	
... Essen • 	
	 Sullivan 	 : 	
... 9ron>. Brooklyn. ' 	
Vannartan. Que*ns 4
Slaten island aorouqns
Nassau & Suffolk counties
	 Niagara 	 	
T>oga • . ••'•' 	
	 Dutchess..- 	
	 Monroe 	
	 Saratoga 	
	 Scnensnacy, 	
	 Onondaqs ;....: 	
	 Rensseuer .,...- 	
	 Onetda 	
	 Jefferson 	
	 SchuyWr - 	
	 Orange 	 .- 	
Westcfwjtgi 	
>-'• i
	 Buncomta 	 , 	 	
	 WaBus* 	
	 Orange 	
	 Mecklenburg 	
dare -
	 Ourtujm 	
	 Pasouoanis 	 ,...
	 Cumoartand 	
	 Pm 	 -.:... 	
	 Gultort 	 : 	
	 Lerwr 	
	 Carteret 	
	 Watt 	
	 New Hanover 	 : 	
	 Forsyoi 	 :...: 	
	 : 	 — -. -'. ...
.:.... Burtagfl 	 ::....'. 	 .-.-.:..:.:.:;.:
Cass ' •'..... • ^'
	 Grand ^orks 	 	
	 Wart 	

	 	 .- Summit ...:..M 	 :.-....:...
....... rturofl .-.....,'.!.- 	 : 	 „ 	
	 Beimont 	

	 Ross 	
	 ; Hamilton & Warren 	 .-.
; — Cuyafwga 	 	 	
	 Fraiklifl..... 	 :....
	 Montgomery County. 	
Wnojm-Psterson AF3 :
	 Defiance 	 	 	
CoiurnRHina ,,. 	 •
	 Loom 	 	 	 t 	
	 AsmaDuta • 	 •. . , .-,.
	 Bufler 	 	 	 	 •..
	 Lawrence 	
	 FairfieM 	 ; 	
Allen 	 	
	 Ottawa 	
	 Scioio 	
	 Ene 	
longing M&iE Per
Ciem
Amount Rale Rue •

S 44 S

59
55
53
50
38 . •
56
49 .-
43
57
,. 39
56
72
,. 54
. .103

r
t: • ~
55
39.
68
. 63.
4S
H
57
55
.. 54 ..
47
72
'43"
... 84

:.. 45 '
.. 38
... St.,
...'-. 56 .,'
... "57' :
38-
. ..-SI
..." 39
... 57
... 52 .
44
... S3.
56
45
48

44
... 50
... 45
48

... 52
.:. 55
... 38'

. 42
... 50
... 57 .
.:.. W •
.... 59

.... - -40 .
.... .-i *S
.... -.49
.... 50
45 -
37
.... 40
.... 42
.... 54
42
33

25 S

25
25
25
25
25 .
25
25
25
25
25
25
25
13
33.,



25.
25
25
215
33
25
25
25
25
25
25
25
33

25
25
25
25
23
25
25
25
25
25
25
2S
25
23
25

25
25
23
25

23
23
25

25
25.
33
25
23

25
25
.25
25
25
25
25
25
25
:s
<5

69

84
80
78
75
S3
81
74
68
• a?
64
HI
97
87
136



00
64
91
88
78
19
82
ao
79
72
97
68
117

70
63
78
81
32
at
76
44
a?
77
69
78
81
/O
73

69
/S
70
71

77
80
63

67
75
90
79
84

Si
71
74
75
70
82
(ii
67
79
67
ao
CONUS PER DIEM RATES


Key Dry '
OHIO (cant-41
SormgrieW 	
Tinney/ Fremont 	
Toieao 	
Waoanonea 	
OKLAHOMA
Mi 	
Bartlesvuie/Tulsa
Musnogee 	
Norman
Oklahoma C.ty ...
Sliiiwater
OREGON
Seaverton 	
Sena 	
Clackamas 	
Coos Bay 	
Uncoin City 	
Portland 	
Siiem 	
SMSXU . 	
PENNSYLVANIA
Allentown 	
Afloona 	
Bkjomsourj 	 	 	
Chester 	
Ou Boa 	
Elsion 	
Erie 	
Gcrrysauro, 	
Hamsourg 	
jonnsiown 	
KmgotPnasu/ 	
Fl. Wasnmqton
liisosetPhiiadeipftu. PA)
Lancaster 	
Mansfield 	
MecnarucsOurg 	
Mercer 	
PMafleWM 	


Pirtsourgn/Monroev'
Hwding 	
Scranton 	
Snropingpon 	
Somerset 	
Stati Collage 	
Lfnionwwn 	
"alley Forge 	
Warmmster 	

Wilkes-Barre 	
rortc 	
RHOOC ISLAND
East&eenwicn 	


Newport 	
Proviflence 	
Ouonsel Point 	
SOUTH CAROUNA
Charleston 	
Coiumoia 	
Greenville 	
-Kiiton Head 	
'MyrneBeacn 	 • ....

•Rock Hill 	
Scartanburg 	
SOUTH DAKOTA • •'• <
Rapid City 	
Sioiu Falls 	
TENNESSEE
• Qwianooga 	 • • -
Dartsville 	

County ana /or other
defined location ' >

Clvk 	 , . ,.
Sindusky 	
Lucas 	
Augiaue 	

Ponioioc . 	
Osaoe. Tulsa A Wasnmgton
Muskogee
C'eveund
Qklanoma
Payne

'iVismnqton
Oescnuies . 	
Clacumas
Coos .. .
Lincoln 	
Muiinoman
Minon
ClltSOO

Lenujfi 	
Siaire 	
Columoia 	
Delaware 	
Ceartieid 	
Monnnamoton 	
Ene 	 	 	
Adams 	
Ujuonm 	
Cimrjfta 	
Montgomery County. 	 	
uceol Btta Cynwyd

Lancaster 	
fioga 	
Cumnenand 	
Mercer 	
Phiiadeionia Counry: 	
city of 8ala Cynwyd in
Montgomery County
Allegheny 	
Berks 	
LacKawannj 	
Beaver 	
Somerset 	
Centre 	
Fayerte 	
Cheater 	
BUCKS County: Naval Air 	
Development Center
Luzeme 	
York 	

Kent County; Naval 	
Construction Battalion Center.
Oavisville
Newport 	
Proviaence 	
Washington 	

Charleston & Berkeley 	
Ricfiland 	
Greenville 	
Beautort 	
Horry County; 	
Myrtle Beacti AFB
Yor« 	
SpananDurg 	

Pennmgton 	
Minnenana 	

rjr..::on
Mr""" 	
Muimurr
Lodging
Amount

$ 43
. 42
. 50
44

. 39
43
36
44
47
43

46
37
46
45
45
SO
37
66

48
42
40
46
. 5)
62
41
49
60
53
63


63
49
36
54
74


. 59
. 47
. 51
44
58
44
. 73
. 80
. 53

53
. 50

. 54


. 80
71
44

. 49
. 48
. 42
. 34
. 70

. 45
. 42

. 49
. 43

4C
37
i
MSIE
Rite

S 25
75
25
25

25
25
25
25
25
25

25
25
25
25
2S
25
25
25

25
25
25
25
25
25
25
25
25
25
25


25
25
25
25
33


25
25
25
25
25
25
25
33
25

25
25

25


33
25
25

25
25
25
33
25

25
25

25
25

•>.*>
!5
Mo .Tum
Per O't™
Pj;a-

S 63
67
75
69

64
63
61
59
72
63

71
62
n
70
70
75
52
91

73
57
55
71
75
87
66
74
85
73
88




61
79
107


84
72
76
69
33
69
93
113
73

78
75

79


113
96
69

74
73
67
117
95

70
57

~.i
68

/ss

200
                                    B-4

-------
                                   APPENDIX   B     .(continued)
CONUS PER DIEM RATES
Maximum Maximum
County and/or otner Lodging
Key City '
TENNESSEE
Columbia 	 : 	 ....
Eiizaoetnton 	
Gaflinourg 	 :
Greenville 	
JonnsonCity 	
Kingsport/Bnstol 	
Knoxviile 	
Memphis 	 : 	
Nashville 	
Snetbyville 	
TEXAS
Amanlto 	
Auson 	
Bastrop 	
Bay Cty 	
Beaumont 	
Brownsville 	
Brownwood 	
College Station/Bryan 	
Carpus Ctmsn 	
Dallas/Ft. Worth 	
Demon 	
El Paso 	
Ft. Davis 	
Garveston 	 	
Granbury 	
Houston 	

Kmgsville 	 	
Laiitas 	
Laredo 	
Longvww 	 	
Lubbock 	
Lufkin 	
McAllen 	
Midland/Odessa 	

Piainview 	 .-. 	
Piano 	
San Angew 	
San Antonio 	
Temoie 	
Victona 	
Waco 	
Wichita Falls 	
UTAH
Bullfrog 	
Ogden 	
San Lake City 	


Vernal 	
VERMONT
Burlington 	
Montpetier 	
Rutland 	
White River Junction 	
VIRGINIA
defined location ' » Amount

,. Maury 	 S
.. Carter 	
.. Sewer 	
.. Greene 	
.. Washington 	
.. Sullivan 	
Knoi County, city of Oak Ridge
.. Sneioy 	
.. Oawdson 	
.. Bedford 	

.: Potter 	
.. Travis 	
.. Bastrop 	
.. Matagorda 	
.. Jefferson 	
.. Cameron 	
.. Brown 	
.. Brazos 	
.. Hueces 	
.. Dallas 4 Tarrant 	
.. Demon 	
.. El Paso 	
.. Jeff QMS 	 .; 	
.. Gaiveston 	 	 	
.. Hood 	
.. Hams County: L.B. Johnson
Space Center 4 Ellington AF 8
.. Kleburg 	
.. Brewster 	
.. WebO 	
.. Gregg 	
.. Lubboek 	
.. Angelina 	
.. Hidalgo 	
.. Ectpr 4 Midland 	
.. Nacogdocnes 	
.. Hale 	
.. Coiim 	 ..: 	
.. Tom Green 	
.. Beiiar 	
.. Bell 	
.. Victona 	
.. McCennen 	 	


GarheM ;' 	
Weoer . 	
.. San Lake County: 	
Ougwiy Proving Ground 4
Tool* Army Depot
Unitan 	 	 	

.. Chrrtenden 	
... Wasftmgton 	
,.. Rutland 	 .-. 	
,.. Windsor 	 	


48
38
61
37
52
44
49
50
52
52

48
55
37
41
3;
40
41
43
53
74
48
49
38
51
55
SO

37
58
47
41
48
37
48
48
41
44
71
36
50
40
36
43
41

69
43
80


39

43
38
50
56

M4IE. Per Oiem
Rate

S 25
25
25
25
25
25
25
25.
25
25

25
25
25
25
25
25
25
25
25
33
25
25
25
25
25
33

25
25
25
25
25
25
25
29
25
29
25
25
25
25
25
25
29

29
29
29


29

29
29
29
29

Rate*

» 73
S3
as
62
77
69
74
75
77
77

71
80
62
66
62
65
66
68
78
107
71
74
61
78
80
93

62
81
72
66
71
62
73
73
68
69
98
61
75
65
61
68
68

94
68
89


84

68
81
75
81

(for me ernes ol Alexandria. Fairfax 4 Falls Church, and
me counties ol Arlington, Fairfax 4 Loudoun. set District ol CokimfMl
Biacksourg 	
Bristol* 	 - 	
Chartortesville' 	
Covtngton' 	
Lyncnburg' 	 	 	
Manassas/Manassas Park*
Nortoik'/Chesapeake*/ 	
Hampton/Newport News/
Portsmouth/Virginia Beach
Petersburg' 	
Richmond*

floanoke* 	
Staunton* 	
'.Vailoos island 	
... Montgomery 	
, 	 	 ....it.
. .. ... . »..»««».«...«..


.. Pnnee William County.... 	
... Yon County. Naval Weapons ..
Statxm.. Yorktown

... Ft. Let 	
... Chesterfield 4 Hennco counties:
Defense Supply Center
Roanoke County 	
. .
... Accomack 	
59
49
51
r<7
37
SO
55
j

42
54

47
37
51

29
29
29
29
29
29
29


. 29
29

29
29
29

80
70
78
82
82
75
80


67
79

72
62
78
at
CONUS PER DIEM RATES


: Key City'
VIRGINIA (CMM)
WairwtOfV 	 ; 	

Williamsburg* 	
'" Denotes independent cities
WASHINGTON
Ketso/Longview 	
Mount Vemon 	
Ricniand :..- 	 : 	
Seaffle.....::;. 	
Spokane-::. 	
Tacoma..:..: 	
Tumwater/Olympia 	
Vancouver-. 	
WEST VIRGINIA
Seekiey 	 :...::
Charleston 	 -:..;...;.
Harpers F.eny 	 .- 	 '.•....'
Huntingtbn- 	 	 	

P.arkersrj6rg 	
Wheeling^. 	
WISCONSIN
Brookfield? 	
Catte 	 :..; 	 	
Green Bay- 	
Kewaune* 	
LaCrosse.;: 	
Lake Geneva 	 	 	
Madison.:. 	
Milwaukee' 	 	 	
Minocqua/Rnmelander 	

Oshkosn. 	
Shefioygan 	 -..-...
Sturgeon Bay 	
Wausau 	
Wautoma. 	
Wisconsii Dells 	
WYOMING
Casper...... 	
Cheyermr 	
Cody ...!!., 	
Evanston. 	 	 	
.Gillette
Jackson : 	 : 	 _ 	


County and/or other
defined location ' >

Fauquter 	




Cowhtj 	
Skagrt 	
Benton 	
King 	
Spokane. 	
Pierce 	
Thurston 	
Clark 	 :.••..-., 	

•Raleigh : 	 •: 	
Kanawna ..:...-.-.. 	
Jefferson-...:.....- 	
Cadetl ..: 	 •„, 	
Monongalia ..-: 	
Wood ..:.....-.,...- 	

. \:
Waukesha. •....-: 	
8aytield:..:.;::..v 	
Brown ::•...;.}.:.:: 	
Kewaunee ..;.'. 	
LaCrosse.....:! 	
Warworth:.:.:.. 	
Dane 	 '....'.-..:: 	
Milwaukee 	 : 	
Oneida 	
Manitdwoc .'.....-. 	
Wtnnebago .' 	
Sheboygan ..: 	
Door-'-1""-'1'- '
Marathon....-.; 	 ;:: 	
Wausnara .'.:.: 	
Coiurhbia:.:.:.'..:._...: 	
• - .-.-•-. . .
Natrona 	 .'. 	 .....
Laram» ' " -
Park 	 .':..:::-.-. 	
Uinta ....'..I1.;-.: 	 .-...-..
Campbell.'::.'..'.: 	
Tefon:....:..':.'.'................
Hot Springs 	
Maximum
Lodging
Amount

	 $ 38
	 36
	 60


	 48
	 38
	 36
	 58
	 47
	 39
	 48
	 47
;
	 41
	 48
	 46
	 .' 41
	 44
	 .37
	 41

	 50
	 38
44
	 58
	 48
	 75
	 54
	 55
	 :...:.. 45
	 55
	 53
	 39
	 44
	 :. 48
	 48
	 43

	 37
.::..r.::.:'... 43
	 42
	 ' 37
	 42
.:; 	 57
	 41
I
M4IE
Rate

S 25
25
33


75
75

33
25
25
25
25

75
75
75
25
25
25
25

25
25
25
75
75
25
25
25
25
25
25
25
25
25
25
25

25
25
25
25
25
25
25
VtrfAunum
?;r Oiem
rlate '

S 63
61
93


71
S3
61
91
72
64
71
72

66
73
71
66
69
62
66

."5
S3

as
73
too
7'-.
60


7R
GA
eo
71

(*."

52
63
07
62
67
82

                                                                1 Unless otnerwise specified, trie per diem locality is defined as "all locations withn. or entirely
                                                                surrounded by. the corporate limits of me key city, including independent entities located wrtmn
                                                                tnose boundaries'.   .           ...

                                                                ' Per diem HxaliM with county definitions snail include 'all locations witrtin. or entirely
                                                                surrounded by. tn» corporate limits ol me key aty as well as tne boundaries of me listed counties.
                                                                incMing independent emroes looted  wrtnm me ooundanes of UN key  city and me listed
                                                                1 Military installations or Govement-related factlitn (wnetner or not specifically named) mat
                                                                are located oamalry witftm me city or county boundary snail include 'all locations mat are
                                                                oeognprnaUy part of me military installation or Government-related t aaiity.evenuiougnpanis)
                                                                otsucn acUMMt may be located outside me defined per diem locality'.

                                                                «Federal agencies may submit a request to GSA for review of me subsistence cost in a particular
                                                                oty or area wftera me standard CONUS ran applies when travel to mat location is reoetinve
                                                                oronacomnung basis and travelers' experiences inflate mat me orescnoedrateisinadeQuate.
                                                                Other per diem kxaMes listed in the appendix writ ba surveyed on an annual basis by GSA
                                                                to determine wnetner rates are adequate. Requests for subsistence rate adjustments snail fie
                                                                suomrted by the agency headquarters office to me General Services Administration. Federal
                                                                Supply Service. Ann: Regulations and Policy Division (FFY), Washington. DC 20406. Agencies
                                                                should designate an individual responsible for reviewing, coordinating and submitting to GSA
                                                                the requests from bureaus, subaoenoes. etc. Requests for rate adjustments stall include a
                                                                city designation, a description of me surrounding location involved (county or omer defined
                                                                ana) and a recommended ratt supported by a statement explaining me arcumstances mat
                                                              .  jfl(WitM
                                                                number ol tnpstome loeatwn. me average duration of socn Dips and me oranary gr
                                                                ol tnveJ to the) locjoort
                                                          B-5

-------
                                                  APPENDIX "B     (continued)
           NON-FOREIGN  PER  DIEM  RATES
             CIVILIAN PERSONNEL PER QIEM BULLETIN NUMBER U2           "*"

     THE fOLLOWIHG INFORMATION IS USTEO FOB PLANNING PURPOSES ONLY'--'  •

Executive  On* 12561. dated July 1.  1986. delegate* to the  Secretary at Defense W
authority of the President m S U.S. Code 5702 (a) (o set maximum ps dam raw* and actual .
expense reimbursement ceilings (or Federal owlian panaraW traveling an orhew! business ,
m Alaska, Hawaii, tne ConvnonweaftM o< Puerto fteo and me Northern Maw* jwnds. ara
possessions at the United States. When aparoonau and m KUXC*K»win (eguatwns ^
issued By competent authority, lesser rates artf ceilings miy bs rrcxn&M.   .. .
                        NON-FOREIGN  PER  DIEM  RATES
Locality
ALASKA                                                         "  '.I.'.
  Ada* '	••••:'••	:'••	:	"•" 8 '"25 •
  Anaktuvuk Pass	......L:.-...,;..!..:.....::.-:'.:..:.:...!:-..?.::.::.:...'.- • -140'-
  Anchorage	'...„:,	,,...'..',	.^..'.._..^..".(....;..>:i.:.  -123
  Atoasuk	,	,,...:........,..,.,.•..'...:......;:::...V.4'. '215
  Barrow	:....:	?-...	;.^;,..^.^, -.  143
  Betnei	:	'-.:.':	.-.:    «27
  Benin	.,.-.:.	.;..,..._....,	.„...„..,....-„, 1iq  ,
  Cold Say	"...'......'...._..	:.2z...^>,...~..~-.-...a™.:.120-
  cowfaot	..;.^.-:~..Z.l::-.±;^;::^:.:"..:^if7-i22
  College	C~'M;.:.^:...^..:.i::»;s;..A^.:.	,-114
  Cordo«	:.z::..::.....-xt;..*...^.,;L.xK.:~	.«. .130.
  Oeadhorse	.{._±:-..'...::rJ.i:....cr.-.:.v...:::f.^.:?i..'.	i.-,  jM3
  OiHmgnam	'::..:'....:.	:2L.-...:.:..r.:...^..-..^..:	.-.-114-
  Outen-Harboi/UnaJaska	:....'...•.;'..../' .-127
  EieBanAfB	..,..,	    'i«
  Elmendort	--..*	    '23
  Fartanki	.f	v	:	-	    H<
  Ft Hicnardsan	_	.r.:	:~	_	    125
  Fl. Wamwngffl	,.-	    114
  Juneau	«...-..«J	^...M.M»..K	-	    114
  Katmai National Part	--.			—    ' *•
  Ktnai
 119
 111
 134
 116
 143
  Kmg Salmon'			~	-~-	-	—	
  Kodiak...	:::-:	
  Kotzebue*		:.-.-		
  Kuoinjk Oiffield	_	™.	:/:		-	   '27
  Murpny Dome»	-	-	—   '' <
  HOtat                 	Idt		;;....::.:_..:/:..i...;...._^  -143
                   		!.;._			.*_•;	:.„...<	,.  129
                    	„				_   143
  rBtVSfiUfQ »
  PortHooi ........
  Port Ur ..........
  Pnjdho»Say....
  SL Paul island..
  Sand Pont
  Swart..
  Shun^itt-
  Tanma
  Ton
  UnakatMM....
  VaJdw.,	
  Wamvngnt....
  WalkarU**..
  Wrangttl.
  Yaiwat...
AMERICAN SAMOA ..
QUANL MAAIANA J3d
HAWAII
  island of Hawaii
    Hilo		
 179
 113
 115
 103
 127
  30
 143
 111
 111
 118
 100
 129
 109
 100
 105
 147
' 188.
 138
•111
 110
  91
  81
 122
                                                                      70
                                                                              Maximum
                                                                              ftr Zu
             Losuiry    .
             HAWAII (confd)
             '  island or Kauai ..... . ............................ Mconoar 20 tftrouqn Marcn JI
             •,     .                          *ort I mrouqn Decemtter 19
               island of Oaftu .'.
             • All otner islands ............... .•
             JOHMSTON ATOU. ' .......
             MIDWAY iSLAKDS ' -....-. ....... =
             KOftYMSfiN MAMIAMA ISUtMOS
               Roa ...................... -. ..... •.;.'.
             .  Satan
             '  Tbar .................. :. ...... £...::.:
               AII ufflw islands ........ :...'.... .-...;
             PUERTO RICO     ' " ' "
               8»y«non ................. .......:....: ............. 0«eemB«r tfilltfoiflli May IS.
                        ... .„'           May 16 through Deetmoer 15
                           ...:..:.,..". .................... 0«cemo«f 16 tftrouqfi May 15
                                             May 16 Inrougl) OacitnBcr IS.
             • -Fitardo (indudmc luouilloj ............... OecemDef 16 mrougl) May IS.
             •  •           •                   May iStnrougnOectmoef IS.
               Pt. 8oen*wi i including GSA ............. Owwnoer 1 6 Iftrotgn May 15.
               •  Ssfvic* Onw. Guaynaaoi        May I6ihtaugn Oectfflber IS.
              -flca»v»rt Roafls ............................... Oeewnoef lemrocgn May 15.
                                             May 16 ttirough 05.
               Sabana Socaoads ......... :.: .................. OaeamMr 16 tnrougn May IS
                                             May 16 tnrougn OeeeniBw 15
               San Juan (including San Juan ........... Otcembar 16 tnrouon May IS
                 Coast Guard Units)             May tBttirougn Oeeemoei IS
               Otnw IOOWMS
             VtROIN OLANOS (US) .................... OecamMr 1 Inrougn Apnl 30
                                     •        May I ttuough Novwnber 30
             WAKC ISLAND »
             ALL OTHBB LOCATIONS
                                                                                                                                                    10?
                                                                                 1 Coflvnooal laoMMs'ara not available. Th« oaf di«m ratt coven charges lor meals m avail-
                                                                                  atte laolities oto in^citona aliowanca lor inodemal eipenses and wil M increased DY
                                                                                  the amount paid lor dovenvnem quaiten Oy IM traveler. For Adak. Alaska: on any day
                                                                                  wnen Govemnent quarttrcara not used and guaners are oDtauied it a consouction ca/no.
                                                                                  a daly tnvti per diem allowance ol J69 n orescnoed to cover me costs at lodging, meats
                                                                                  and mcdenai ugenses. "  .

                                                                                 'Cornmeraal taolities are not available. Only Government-owned and contractor loented
                                                                                  quarters and mess an avaiawe a uiu looiiry. Trus per diem rate is me amount necessary
                                                                                  to defray tM cosi ot lodpng, meats and incidental expenses.

                                                                                 'On any day when US Gov eminent or contractor quarters and US Government or ccntrsctor
                                                                                  messmg laoioes an used, a per diem rat* ol S13 is prescribed to cover meals ana inci-
                                                                                  dental expenses at Shemya Af 8 and the following Air Force Stations: Cape Usbume. Caoa
                                                                                  Newennam. Cape Romano). Clear. Cold Bay. Ft Yukon. GaMna.  Indian Mountain. King
                                                                                  Salmon. Kottebue. Murphy Dome. Soanevomv TiQIina and Tin City.  This rat will oe
                                                                                  increased by the amount paid tor US Government or contractor quarters and by S4 f or eacn
                                                                                  meal procured d a commercial racWy. The rates of per aiem prescnoed herein aooiy from
                                                                                  0001 on tnet day attar amval mrough 2400 on me day prior to the day of departure.

                                                                                 4 On any day vneet US Government 01 contractor Quarters and US Government or  contractor
                                                                                  messing faolisss ara used,  a per own ratt or S34 is prescnoeo to cover meau ina my-
                                                                                  dGntal expenses it Arndntka Island. Alaska. This rate will be increased by Vie amount ? aid
                                                                                  oal taoMy. The ritts ol per diem prescribed herein apply Irom 0001 on the day after arrwal
                                                                                  ffirocga 2400 an Ba day prior to tne day of departure.
                                                                          B-6

-------
              APPENDIX,B,  Xcontinued)
_ FOREIGN PER DIEM RATES _

          MAXIMUM TRAVEL PER DIEM ALLOWANCES FOR FOREIGN AREAS
        SECTION 925. A SUPPLEMENT TO THE STANDARDIZED REGULATIONS
                      ^Government Civilians. Foreign-A/ewl y -.

     THE FOLLOWING INFORMATION IS LISTED FOR PLANNING PURPOSES ONLY

This Per Oiern Supplement To' tne Standardized Regulations (Government Civilian. Foreign
Areas) lists alt foreign areas alphabetically. Wheff a country or-isiand is listed, it u mtenaed
to include all termory withm the boundaries at mat counirf onsland including any off-snore
islands in the same general vcuuty. It will not include territories or possessions located else-
wnere even thougn considefed an integral patrol trwparem country or island, in sucn cases.
no cost data pertinent to sucn territories and obssessions were" Jsefl Th determmmg-me estab-
lished rates. When a political subdivision  smaller man a country * named sucn as: states.
provinces, departments,  cities, towns, villiages. etc.:  it will include me corporate  limits of
sucn political subdivision or.ine iimru ot terntorywifltm me normal boundary mereol il it is
not incorporated.        ...                k.,. ;

ESTABLISHMENT Of TRJWEl PER DIEM RATES The Department ot Slate estaUlisties me
locality Per diem rates for foreign area, including me Trust Territory ot me Pacific islands.
The Per Oiem. Travel and Transportation Allowance Committee oi tne Department ot Defense
estaotisnes me locality oer diem rates for Atasna. Hawaii. Puerto Rico. Nortnem Vanana
islands and territories and possessions ol tne tinned Slates. The Administrator ol General
Services esuotisnes me locality per diem  rates In CONUS line conterminous United States).
These CONUS rites are published m me Federal Travel Regulations.

These maximum rates ol oer diem allowance* are established tor travel in foreign areas. THE
MAXIMUM RATES  ARE  NOT  AUTHORIZED  WHEN FREE GR  LOW  COST. LODGING  AND
MEALS ARE PROVIDED.  These rates apply to ail cmlun employees and memoers ot tne Uni-
formed Services. For regulations pertaining to these rates, seetne .Federal Travel Regulations .
(FPMH 101-7. Part 1-7 le) as established  by me General Services Administration. .and imple-
menting  regulations established oy me  appropriate  Government agency. Foreign Service
Agencies -See 6 FAM 154: Defense Agenoes- See Chapter 4 ot me JFTR. Vol. i.iormern-
bers ot me Uniformed Services and JTH. Vol. 2. for civilians.

                                                                      Maximum
                                                                      Per Diem
Locality ..                                                             _Rate_
AFGHANISTAN '•
.  Kabul .................................. ...................... -• [[[   $72
  .Other-localities ........................................ ,....-.. ...................................... ::::::...::.::..: ..... 44
ALBANIA             . :   ................... ; .......... I..'...'....'.'.....'... :..::..:"::.::.'..:::::.'::.... ...... 79-  •
ALGERIA                            •      ..........................................
  Algiers [[[ * ........ :.:...::::::..::::.:::.::.::..:.:::..-....::...:. --1«1-
  : gfii .,.?.; ................................................. :.:. ......... :::.:.::...:..: ..... .-:..:.:.-:.... ........... .-.-.•  -MI
.  Other localities ............. .. .................... •....:.; ........... :.:::.: ..... : ................ : ...... .•:.:..•:...:.: ..... 102
 ANDORRA ................... :.: ..................... ...:: ........... : ....... :::: ..... :.:...:..:::: ........ :....::.=::: ....... 81...
 AHQOU ........................ ° ........................ ••;•; ........ ~.~^~~..~ ..... ^.*.,™.,.> ........ iao  -
'AknquA «  OARBUOA            :     •          ................................
   AnSjui:.. ....................... :•. ..................  OeeemOef 1-mrougn Apnl 30 .......... _.-„ ..... 207
    ,   .  .,               .           May 1 tnrougn November 30 ..... „ ..... ,,v, ..... )54
   Anagu»" ........... ,'....'....': ........................ -.:...'. ...... .•...-« ................................. :.,:„..-„, ..... 27
   Other lotahtw ..... ........ ;. ...................  Oeeemeer.lttirougn Apnl 30. ...................    70
-••-•            •             May I tnrougn. November 30 ..... '. .............    56
  AMQCKT1NA .
   BaniocM ........... :. ..............           -                                     '"54
   8oenojA»es. .............. .....                                                 '02
   Cordoba ....................... .....                                                 49
   Mendoa ........... .' ......... ......                                                 54
-   Other localities .......... ,' ......                                                 *3
  ASCZNSIOH ISLAND''...           <-  -                                   27
'AUSTRALIA
   gnsoane .............. '. ........ .....          ,                                      '23
   Canberra ................... .......          ,  .                          .1.16
   .Melbourne.. ......... .'...: .........                                         ---    122
                .
   Tasmani..... ..... •.... ...... :....   _                                             108
   Woomera' ..... ,.... ..... . ........... . ............ .".-... ....... ».... ............................... . ...... ............     41
   Other localities..... ..... .'.". ...................... ;'.;:.: ........ --------- ......... .„„,.,.,...,..........    108
 AUSTTdA ..................... '. ..................................... ____________ >...„... ..........................    1 53
 AZORES
   Poma Oetgada ................. _ ................ LNovernberi mro^ii'"Marc]i"3l .:......'.::..'...'   85
                                   cJUpnl 1 thrpugn Octbbei 31  .:.::.....'...........     78
   Other localities .................................. - November i mrciugli March 31 ................     50
                                   ; Apnl f through October 31' ...:.....:...:..: .....     62
 BAHAMAS, TH8                 .-.;      ""  ~ .......
   Andras Island ................ ________________ .-. ________ !_!_.„."_.'._......'.'. ..... . ......... .'. ......... ...    105
   Andres Island (AUTEC) " _______ ^.» ___ .'."„__.".._.;:..'.'....:.:..;.... ____ ............ .-_..     1 1

-------
                                                  APPLNDIX   B     (continued)
                FOREIGN PER  DIEM  RATES
         •                                      .....    - .......... ••Maximum
                                                                  Pw Own
 Locanfy                                                       ,     Bate^
 BAHAMAS, THE (canTO)                                        . - :
  8irrorti isiano [[[ :...'.'.' ..... _:'$142
  Eleutnera Island .................................  December iSmrougn Aort 30 ...... 1'.! ...... :  175
                                 May 1 mrougn December 14 .......... :V ......   12S
  Exumj island .....................................  December 15 ifirouoji AonTM..:": ..... '.'. ......   144
                                 May ) mrouari December '14 ......: ........ ... ..  133
  Grand Bahama island ........................  December iStnrougn Aoni30:.i: ..... ':..'....   17S
                                 May 1 mrouqn December 14 ........... ,..':„   143
                          FOREIGN PER DIEM RATES
  Nassau ...........................................  December iStnrougn Aonl 30
                                                         .....    ...
                                                           '
                                                                     190
                                 May 1 mrougrt December 14 	...:.	   150
  Other localities	-	'.'.:...   105
BAHRAIN	':..:.:':::...„	  104
BALEARIC ISLANDS	    October I through Aonl 30 	^^'IJl  120
                                 May i tnrougn September 30  ..""...'..'   130
BANGLADESH                                             ' J/;
  Chirtaopng 	V	:.'..   113
  Dhaiia	:	:.'...:.   113
  Ohaia' 	..'.'.'".„....    69
  Other localities	..,,..,  '.;.'..    25
BARBADOS  	  December 15 through Aonl. 1.5   '.,..*,,    167
                                 April 16 through December T4  .  i.',,.    128
BELGIUM
  Anrwero
  Brussels....
  Leuven
  SMAPE/Chieww
  Other localities,:,.'.
BELIZE ..... .'
BENIN  .............. :.
BERMUDA
BHUTAN 	
BOLIVIA
  Cocnaoamoa .
  UPU	
tS'jr-.*.!• fiJtl;


	iVi.Vi'tl	••Xy'v"

                                                   ••Knew/"
  Tnmaad....	•....
  Other localities	
BOTSWANA	
BRAZIL
  Beiem	
  Brasilia
  Camomas
  Camoo Grande
  Curmu
  Floninooolis
  Foiaeiguacu
  Goiann
                      .
  ronti rorj
  Porto Veiho	'....:CT,:	-.,.	'...'.~."......:™'v....
  flecite. PemamDuea	.'...'.	:....,:..v.,l.....:...;...'.......'.,._...
  Rcbeirao Prsto	;..,_.....::..U.,...^	.'.'.....'....j.,.»-.
  Rio da Janeiro	:.......'.....	™...................l,.,....
  Salvador da Bania.....	..			..„...........'..	_v	
  Sao Luis	.......".	    .-,---•------'.
  Sao Psulo	....:......,...,..:.....	..I..//...........'.,.
  Viracopos Airport	_	-_..,:.——^...'^....^^
  Other localities	.',—,..V...	«..«„-_.,'..<..
BRITISH WEST INDIES               "   '^^ -,  ',." i",,^,V  ''
  Anguiiii	:	 Deeemtw I ttKouqA Aonl"30........~r.,...
                                 May t tftrougn'Movemaor 30	:::..±.
  Cayman Islands	 Oeeember Ijhrqugh Aprri 30..
  Montserrai ....................... ..;...... ..... ...  Deeembsi ,i mrbiiflB Aprrt 304
                     .....    May 1 trircVgii ^tovemew 30J
  Virgin islands (Bnosft) .................. .....  OeeamBir.! ttwougft Ajjrt 30
                               •  Vtey',1 tftwign Nsyemto 30, ..
111
147
 98
147
116
 94
 68
164
133
162
 «0

 67
 69
 54
 78
 66
 62
 ae
 46
 75

 78
109
 80
108
104
100
 33
 66
115
 74
 91
 74
106
 SB
 73
 74
111
 74
 94
108
109
 58

297
204
190
148
135
101
 92
 79
 B«mSH WEST INDIES (COflfd)
.   Otfier localities	 December 1 through Aonl 30	
                                 May 1 throuqn November 30	
 BRUNEI OARUSSALAM	
 BULGARIA	
, BURKINA FASO
'-,.  8000 Onuiasso	•.	
"   Ouagadougou	
: '•  Other localities	         	
.BURMA (T|
.a  flangoon	
   Other localities	
. BURUNDI	
.   Burundi'	
 CAMBOOIA	
 CAMEROON
   OOUM.	      	
• • .Yaounde	
   Oiner localities	       ..     .
 CANADA
 .  Baie Comeau. Queoee	-	
7  Banff. AJberu	 October 1 through March 31  	
                                 April I  mrougn Segtemoer JO  ..
   Brandon.  Manitoba	t	
:   Calgary. Alberta	
   Dartmouth. Novi Scooa	
.  Edmonton. Alberta	
   Gander. Newfoundland	
   Halifax. Nova Scotia	
   Jaipet. Alberta,	
-   Kilcnener. Oniano	
 • London. Ontario	
   Montreal. Queoec	
f., New Brunswic*  Province	
   Niagara Pails. Ontario	
c  Northwest Territories	
   Ottawa. Ontario	
t  Port Carrier. Quebec	
   Prmce Albert. Saskatchewan	
   Prince Edward island	
   Quebec. Quebec	_	 October 16 through Arjni 30	
i                  .'...!/,.,'     ; May t through October 15	
=   Queen Charlotte island. Brfosn Columbia	
,   Regna. Sisutdwwan	„.	:	
   Hicnmono. Brmsft. Coiumixa!	:	
   St. Jorm j. Newfoundland:..:?:..:.	
,   Sisutoon. Saskatchevan	
   Thunder Bay. Ontario	
,   Toronto. Ontario	
:i   Trou-rVneres. Queoee	
,   Vancouvn. flntrsn Columoa.::	
   Victona. Bnttsn Columbia	::	,
•   Waterloo. Ontario	
   Whitenorsi. ruwn Temtory....:..:	
,   Winds*. Ontano	
   Wmnioog, Mznrtooa..	:...:;.:;	
   Otner localities	:	.....;;	;	
CANARY ISLANDS;....:::::....:...::;:..-	
 CAPEVEHM
   Praii..:	;;.	:....;	
   Sal island	_	'..:.....'.:'.......	
   Otherlocalities	.....'.'......'.'.'.'....:	
 CENTRAL AFRICAN «WB^"!.Z.Z."!™".\\"!.".1"\\'I\'.'."."Z!!."!!!."!
CHAD	
 oiAab8A«cwpeu
-------
                                                  APPENDIX   B      (continued)
               FOREIGN  PER  DIEMJIMfeS..
                                                                                                FOREIGN PER  DIEM RATES
Locality
CHINA (eonTd)
  Harow	
  Lhasa.
  Shanghai,
  Shenyang,
  Shemnen
  fianim
  X.an	
  Otner localities	
COCOS (KEEUNO) ISLANDS.
COLOMBIA '«
                                                                Maximum
                                                                Per Diem
                                                                     39
                                                                    •66
                                                                    65
                                                                    64
                                                                   •157-

                                                                   : 40
  3 j A :<•.«;•
  Aotdian
                                                                     91
                                                                     75

                                                                     36
                                                                     46
                                                                     82
                                                                     51
  Bouaxe	'...'..'.....
  Otner localities	
CUBA
  Guantanamo Bay	....';
  Guantanamo Bay '•	  .;.
  Havana	'.	
  Otner localities	•.:	
CYPRUS                                                       .,
  Nicosia	:'•'•:•l'  93
  Other localities	~.':~' '  72
CZECHOSLOVAKIA	"V:.'^ ,114
CZECHOSLOVAKIA' 	,	:	•.........'"•   56
DENMARK (also see Faroe islands and Greenland)	.::...:.-. '	.':	;  ".'•  165
DJIBOUTI                                                      ;;;
  OjioouO (City(	:	.'	•'•"•-.';.- '83
  DIIOOUO (City)'	-..'.	.v....:....':.^ t  95
  Other localities	...•"••.•'    51
DOMINICA	.'.^::....:	:...T'".  87
DOMINICAN REPUBLIC
  Laflomana	 Oecemoer 15  through Aon! 15       '  J-  172
                                Apnn 6 through Oecemeer 14  	 ,  96
  Puerto Plata	::i	:	'C....±:.:	::	1T.'-V  51
  Santo Oommgo	 OeeemBet IS  through April is....-..:.-...*:.'.'""  65
                                Aprtf 16 through Oecemoer;l4..	.::	•''  70
  Otner ocalities	.'	!:.L.:'..:*'...:.i	.'.:..:'.:. '"',  38
EASTER ISLAND	::'*"	::..!:...7.:r.:/.?';:. 121
ECUADOR                                  	""I,.'"-  ".'.?'.-
  Cuenca	:	^'L^^..  46
  Guayaawl	::::.:.;.....:.*:...:::.:..	:.....'.:.;    90
  Mama	::	.•.!'.....::..:..v.:.....:'....:..'..i:::-"  44
  Quito	:	M.	::::v....::...'.',.:..:..; ;  72
  Other localities	...........:...„..:...:......:... J..  '  35

  Alexandna	-	:::.:.:	:	£..L...^£/;*  64
  A$win                                 	.jr..i...*	....'.    87
  Cairo..!"!""!"!"!""!!!!!!!!"!!!!!""!""!"."	•:...:.....•::..-:...:	.'.'.:±..^:^  . 98
  C^jfo '                                ,.'i......i..........i...'«.i	.".«'.*.	  '" 82
  "    	                        ... i- -;v  ' ^ &': ,m
  nanafi	.'.	    *3
  w •)'•*«	              ^

  EiF^:::::::::i::::::::::::::::i:::::":::ziii;ii                62
  El Minyi	T...,r;.	.•—,	.;.»-.,'..;wv,7. 82
                                	.,,.7lt.*...".....«..-..•«•!.»«•..«•.•••.'•"..».«/• ™*  ^3

  Luior	..........;™.^.....:.._:.™....r...'...::r.;.*i:^86
  MFO SIMS                            • • •  ™.™.~'.™-	"	.™'.'"*1'  3
  Nuweioa	~II'""~I"I^.	:..::.:.::;....::::_:..:.:.	^3^:t  46
  St. Catherine	:.:.:™-™.:.™™..._.._.v.^:..i:i;::  64
  Sharm el SheiWi	;..:::..;:::::....::::.::::.:;..::±::r...":;;;,  60
  SKU AMI Rahman	—.	,.^."';.'v 40
  Other localities	[[[';  32
EL SALVADOR '•	%;;; .
  San Salvador	;.,.M...;.:m-^»«™«»..«...-.....»«.. 7  77
  Otter 'ocaiities	.:.i.i...ii'.n	«...i..i	i'.	.'..rr.!.^.x*   39
EQUATORIAL GUINEA	™....:™™s..»v.™~r™Zi!!l..10*
-Locairry
.ESTONIA
 ETHIOPIA
  Addis AbaDa.,
  Other loeaimes.
 FALKLAND ISLANDS
 FAROE ISLANDS
 PWI        ,  ,.
  Nadi     , '  .   .
   Suva
   Other localities:
 FINLAND
 FRANCE
   Bordeaux.
   Cannes
   Lyon
   Marseille

   Pans (City of).
  Struoourq"...
  Toulouse	7
  Other localities	:	
 FRENCH GUIANA	  Novemoer 1 tnrouqn Marcn 31  '
                                 Agnl t tnrouqn Octoner 31
 FRENCH POLYNESIA	:.
 FRENCH WEST INDIES ;	  Oecemoer  15 inrouqn AefrVSV
    (also see SI. Manm/Sint Maarteni  April 16 inrouqn 0«emo*r"u
 QABON	:	:....;	
                                                                                                                     •nDer-l tnrouqn April 30..
                                                                                                                 May 1 tnrouqn October 31
                                                                                 GERMANY; FEDERAL REPUBLIC OF
                                                                                  Aacnen. North Rhine-Westpnaiia.
                                                                                  AugsOurq. Bavana.
                                                                                  Bad Hormel: North Rhine-Westphalia.
                                                                                  Bad Kremtnacn  Rhineiand Palatinate
                                                                                  Bayreutn. Bavana
                                                                                  Benin. West....
                                                                                  Soeaiingen. Baden-Wuememoerg!
                                                                                  Bonames. Hesse.
                                                                                  Bonn. Nonn Rhine^Westonalia.
                                                                                  Bom. North Rhine Westphalia'
                                                                                  Borm. Norm Rhine-Westphalia •
                                                                                  Bremen; Bremen
                                                                                  Bremerntven, Bremen
                                                                                  Cologne. Norm Rhme-Wesrenana
                                                                                  Oarmsodt Kesse.
                                                                                  Ouessewort. Momi Rhirw-westpnaia.
                                                                                  Eehtetduigen. BadeivWuememaerg
                                                                                  Ertangen. Savana.
                                                                                  Eftensee. Hesse.
                                                                                  Eschbom. Hessr
                                                                                  Essen. Norm Rhine-Westpnaba.
                                                                                  'csslingen, Baden-WueitleiiitMiy.
                                                                                  FeMbera Baflen-WuememBerg.
                                                                                  Fiensburg. Scnieswiq-Hoistetn.
                                                                                  Frankfurt am Mam Hesse                             *
                                                                                  Freioura. Baden-Wuerrtemoerg.
                                                                                  •FutrtA. Bavana.
                                                                                  GarTnacn4>artenijrchen.
                                                                                  Hamounj*' Nvnoun]
                                                                                  Hanau, Hesie...
                                                                                  Hannover. Lower  Saxony:
                                                                                  iWbronfl. SadeA-Wyenternberg
                                                                                  Henongenaurach.'BjMnii.  '^
                                                                                  'HoBCnst. Hesse
                                                                                             .
                                                                                  Kjrpen. Nor» Rhme-Westpftaiia,
                                                                                 '
                                                                                             ^    Rhme-Wenpnalia...
                                                                                             ), oioeivwueiniiTioenj
125
135
134
109
128
198
198
156
110
109
198
147
142
191
153
172
                                                                     143
                                                                     158

                                                                     151
                                                                      93

                                                                      84
                                                                      36
                                                                     rso
                                                                     116
                                                                     142
                                                                     145
                                                                      97
                                                                      33
                                                                     134
                                                                      98
                                                                     174
                                                                     102
                                                                     170
                                                                     116
                                                                     144
                                                                      94
                                                                     142
                                                                     105
                                                                     '18
                                                                      a?
                                                                      38

                                                                      37
                                                                     144
                                                                     188
                                                                     :50

                                                                     122

                                                                      39
                                                                     144
                                                                     142
                                                                     102
                                                                     114
                                                                     102
                                                                      87
                                                                     145

-------
                                                      APPENDIX  B      (continued)
                FOREIGN PER DIEM RATES
                                      FOREIGN PER  DIEM RATES
K'-JR-
 Locaiity
 GERMANY. FEDERAL REPUBLIC OF (cofiTd)
  Landstuffl. Rnmeiand-Piiaiinne..
  LudwigsOurg, Baaw-Wunmemoerg.
  Mamz. Rnineiand-Paiatmaw	
  Mannhnm. Baden-Wuememoerg
  Moenchen-Gladoacn. Norm Rhme-Wesmnalia.
  Muenster Nortn Rhine-Westpnaiia
  Municn, Bavaria	
  Neilmgen. Baden-Wuentemberg
  Neu Ulm. Bavana..	
  Niederoacnem.  Nortn Rhine-Westpnaiia.                          *
  Nuernoerg, Bavaria
  Oberammergau. Bavaria,
  Oftenoacn, Hesse  .
  Rrteinoerg. Norm Rhine Westpnali}  s
  Rhoendorf, North Rhine Westphalia                              >
  floedeineim. Hesse     ,
  Saaroruecken. Saarland
  Scnwapach. Bavaria.
  Scnwetzmgen. Buen-Wuemimoerg
  Sindeitingen. Baden-Wuernemoerg                              *
  Smdpit. Nortn Rhine-Westpnaiia                          '*  -
  Stungart. Baflen-Wuememoerg                             _  T
  Syit island	                                    "*•   **
  Tucoingen, Baden-WuernemtMfg.                          •   ^
  Uim. Baflen-Wuememoerg.
  Viernheim. Hesse...                                          ^
  Wackernneim. Rhineiand-Palaonate.
  Waiidort. Baden-Wuemem&erg.,                          c     •
  Wies&aden. Hesse
  Worms. Rhineland-Palaanata.
  Wuerzourg, Bavana
  Xanten 	
  Zmdort. Bavana ....                                       '
  Other localities	                                         "
GHANA
  Accra	                                          *
  Accra*	                                       "  •*
  Other localities	
GIBRALTAR	                                         •',.'
GREECE                                                 > ••'
  Attica Oepartment (including Amensi.                          n
  SouaaBay. Crete...                          s    » •>   - a • \
  Other localities	                                    *" iua
GREENLAND
  Nuuk(lormenyGod»aaB(.                            t  ^""^  -'
  Otner localities	                                       JM.r
GRCNAOA	              Oecemeer 1 tnrougn AorHiSO.JDe.
                               May 1 tnrougn Novemoer 30	
GUATEMALA
  Guatemala City	'.	
  Otner localities	;	.....
GUINEA	.-...:	v	
GUIMEA-BISSAU      	
  Bissau	v	:
  Otner localities	
GUYANA	.,	:		.^.i......
HAITI  .            	               . ..            e«ii..Ko"«"
  Cao-Haitien	(.,g......^,..i,.
  Petionwile	 Deeemlw 1.5 mroug(s.-.Apni(li5,t..,...t..l.i..
                 	April 16 tftrougn Occsmow, 14 n_.....T,r.....
  Port-ju-Pnncs	December.1.5 tnrpugn Aprt IS...^...	
               	A^l 16 mrougn Oecarnoa U.................
  Tttier locaimes	,	;—
HONDURAS
  Cjiuteca..../.'...,
  LaCwoa	IL.
  San Lorenzo
  San Pedro Sula
  Tegucigalpa
 •Other i
MONO KONQ..
 90
 49
140

 79
 20
 73

 73
 92
 86
 92
 86
 43

 92
 55
 63
 64
 86
 92
 84
 84
 4S
162
                                                                                  Locality
                                                                                  HUNGARY
                                                                                  •  Budapest	
                                                                                    Otner localities..
                                                                                  ICELAND	
                                                                                  INDIA (T|
                                                                                    Bomoay
                                                                                    Calcutta
                                                                                    Cocnm
                                                                                    Goa
                                                                                    Hvderaoad
                                                                                    Madras
                                                                                                                  Octooer I tnrouqn April 30  ..
                                                                                                                  May I inrouqn Septemoer 30.
                        Olher localities..:^ .-<,_:;.'.
                       INDONESIA
                        Ban  	
                        Saiikpapan    	
                        Bandung	
                        Jakarta	
                        Medan   ..  •..'..',•:,* -.-...  .
                        Pilemoang.,. -.....*,. -•!.	
                        Semarang ..".	-!•„..f.yx.:.
                        Solo	»....v).r.-.S!,
                        Surabaya.....'.	.u-..::. ior
                        Uiung Pandang .--;i.. ;s.
                                                                                                                                                  Per Oiem
                                                                                       S116
                                                                                          36
                                                                                         128
                                                                                         136

                                                                                         126
                                                                                          91
                                                                                                                                                      96
                                                                                                                                                      66

                                                                                                                                                      98
                                                                                                                                                      20
                                                                                                                                                      36
                                                                                                                                                     !C8
                                                                                                                                                      50
                                                                                                                                                      51
                                                                                                                                                      55
                                                                                                                                                      57
                                                                                                                                                      79
                                                                                                                                                      71
                                                                                                                                                      35
                        Otner localities..
                       IRAN	
                       IRAQ
                        Baghdad	
                        Basra  	
                        Oiner localities..
                       IRELAND
                        OuPim	
                        Other localities.
                       ISRAEL
                        Haifa	
                        TelAvw	
                        Otner localities..
                       ITALY
                        Ban	
                        Bergamo	
                        Boiogna	
                        Bolzano	
                                                                                                                                                     i i 0
                                                                                                                                                     no
                                                                                                 	    no
                                                                                                 	     132
                                                                                                 	;	   101
                                                                                    Brescia	   '19
                                                                                    CagWi. Sardinia	   1A3
                                                                                    Cipfi island	   127
                                                                                    Como	,	   125
                                                                                    Cosenza...
                                                                                    Cremona..
                                                                                    Femra	
                                                                                    Florencs...
                                                                                    Fort	
                                                                                    Gaca..
                                                                                   ..Genoa	
                                                                                   ..Grossen	
                                                                                   .UMaddai«na,.Sardiht|.
                                                                                    La Speaa	,	
                                                                                    LKM	,,„„,...
                                                                                    Legnom	
                                                                                   . Mamova	,...,	
                                                                                   ..Milan		„.„	
                                                                                    Modana	
                                                                                    Naples	,	
                                                                                    Padow	
                                                                                   . PVma	•(••:;:;••
                         Piaeenza
                         Ravenna
                                                                                    Romo
106
 96
101
156
 92
 33
160
 92
• r>«
U2
!06
:03
112
171
141
U2
114
129
 92
 38
103
 92
'39
127
•10
 59
                                                                          B-10

-------
                                                     A PPENDIX., B,
               FOREIGN  PER  DIEM BATES
                                                                                             FOREIGN PER DIEM  RATES
Locality
ITALY (eonfd)
  Soiy island	
  Siena:	
  Sorrento	
                                                               Maximum
                                                               Per Oiem
                                                                 Rate
  Stresa	
  Taranto	.'	   11?
  Tirrenia	
  Tremo	•	
  Tfeviso	
  Trieste	
  Turin 	
  Udm»	
  varese	
  Venice	 Novemoer i mtougn Marcn 31
                               Aonl 1 tnrougn Octooer 31 ::. :.y..\.:•>?.<.'.  187
  Verona 	:,i?.;:n.Z".*' 102
  Vicenia   	-•-•••-•-   8*
  Otner localities	•	,  ..'.,....';..;,:.3i.-;i-.   78
JAMAICA                                                 ;•.•,:-.:•.
  Kingston  	;:..-.ii,  125
  Momego 8ay	 Oeeemoer 15 througn Apnl 30	SIM!'  172
                               May 1 tnrougn Oecemoer u  ..:•;....•-.•:»«•.   132
  Negnl	 Oecemoer 15 tnrougn Apnl 30 ..:/-;.u.'..'..'.:  ISO
                                May i mrouqn Oecemoer 14
  Ocno flios	  Oecemoer 15 tnrougn Apnl 30.
                                May 1 tnrougn Oecemoer 14.:,.
  PortAMonio	  Oecemeer 15 tnrougn Apnl 30 ;
                                May 1 tnrougn December I*,;.
  Otner localities	
JAPAN
  Akita	
                                                          .::'..<,!"

                                                           ..'. I-,:
  Aomon	
  Asanikawa	
   tsugi. Kanagaw	
   yase dry. Kanagawa..
   eppu. Oita	
  Chuose  	
  Fuku	
  Fukuoka	
  Fukuyama. Hiroshima .
  Gilu	
  Htrosnima	
  Kagosnima	
  Kanuawa. ishikawa	
  Kitakyusnu. Fukuoka..,
  Koee. Hyogo	
  Koem	

Kumamoto	•••••••	;..^...iiii_.
Kure. Hirosmma	•	••••	s'"r--.--
Kusmmoio. Wakayama	
Kyoto	-	•-
Maisue. Snimarw	.:.	.-...
Matsuyama. Ehim«	
Miyauki	
MonokaJwaii	•	••
Nagasaki	---.
Nagoya. Aicffl	i.
Mara	••	•••-•-••
Narita international Airport	....
Niigaa	
Obmiro	...
Oiso...	:	••••----
Qj{J	;.-^...-...;.
Okayama	:„....-.;
Okinawa island	-	
Osaka	••
Osnirna island	-
Otsu	••
54gj 	i	
Sapporo. Hokkaido	_~	»
Sendai. Miyagi	•	-.••••
Takamatsu, Kagaw	•••••••
 '. —"na. Gifu		•-
 'amano. Jkayama	...
 ^ateyama. Cllioa	-.*
 i
                                                          »*».•.»•••

                                                        t .^
112
172
132
172
132
 45

170
178
154'
171
171
170
164
197
202
192
194
193
155
208
202
237
168
163
168
149
200
170
104
149
177
187
223
192
171
157
154
171
170
179
209
237
212
204
 181
211
210
 192
 191
 170
 178
1'rl&aiity
ti(JAPAN«sonfd)
	 Takushima 	
., .Tokyo > 	 : 	 :.'?.:
»-• Tokyo' 	 	
:,.., Tonori 	
^ Toyama 	
:- . Tsu- 	 	 	
•„;' Wakayama 	 : 	 ':
l< , Yokonama. Kanagawa 	
a. , Diner-localities 	 : 	
.:' JERUSALEM-, 	 :..
,-.. JORDAN 	
M KENYA
•r; Kisumu 	
j, ; Lion Hill CamotNakuru National Park)
jx. Maimdi 	
fi.' Momoasa 	
^i

„ Nairooi 	 : 	
r. •; Nanuru 	 : 	
,-j • Nanyuki 	 •. 	 	 	
B;I- Otner localities 	
or KIRIBATI
* -. Chnstmas island. 	
x Otner localities 	 '..
C -KOREA
' [_ unififjwpfl 	
0<7 1 Kwanggu. 	 , 	
:>•:.; Okoo. Koie-do 	
K- Pusan 	
i- Seoul 	 ,-.,.., 	 , 	
•.>< Ulsan 	
;•• ' Other localities 	
v KUWAIT 	
LAOS 	
. LATVIA 	 „ 	 	 	 .,,......,.,..,
•:•" ' LEBANON.'*. 	 	 ,.:..,.....
'.•* LESOTHO 	 , 	
*: ' U8CRIA 	 ' .
Monrovia 	
«f Monrovia' 	 : 	
'f ROOMS international Airport 	 	 	
*' Other localities 	 	 	
LIBYA 	
••-' LIECHTENSTEIN 	
'"" ' LITHUANIA 	
-' ' LUXEMBOURO!n"' "cv':'' •S"T
• •• • MACAU ,,,,....C,:...«!.7?s.»(..*vi.p!l'OU(,'.«-.v>rf"-'~*il-'"-1-"S-~"i • *
	 «..v, 	 :..„,...: :^3
	 ,..„;,. 	 	 	 ..,,-.;., 	 — ; 42
	 	 	 :P^.^...u«i- 119
	 J.si,n,flif:...^^ 	 • 113
	 	 	 	 er.:--»,:-«-:0 '33
UK:: 	 „ 	 A:fr*.v.-»«,r> ' 65
..W.V. 	 85
. :..,.j ,'.:.T;:A..;- 98
	 ,...•..,:,;..,._,.....-. 112
j.v. • •• •>--
	 .:....,^:r-, 65
	 i»j..W!..:u...;.i..:..:r 79
	 55
,. . -i 54
	 W....V4**- 51
	 ;--:A.. 28
	 IV '.:'.-'. j-,'
7S 	 a.,:;:..;..,.:.. 125
•vv 	 98
"V 	 120
,..., 	 ,s;;::-..-..-.<...:...-..C. 98
	 	 .'.:Af::.,-.C*':;>; 101
••ni;- 4 •" 88
.. November 1 through Marcn 3k 	 ..;....... 96
Aonl 1 tnrougn Oaooet 31 	 .t....C..<.r.. 79
	 	 ..„._,. 	 ,,,.,. 	 ....>i.;:..r.:!.-.?..::<.::.. 145
....:......;.........;... 	 „ 	 .!....,.i.:...V...' 94
.....v; ......-.......^. 	 	 	 	 	 94
:::;:::..;....;..::;..;;; 	 : 	 	 Mil.*...' . 39
                                                                           B-ll

-------
                                                                        :! Bf,; rjcomtii^ed)
              FOREIGN peg  DIEM HATES
                                                                                                                    PER DIEM RATES
Locality
MALTA	:	  NovemOer 1 through March 31
                                 Apnl 1 through OadbeT3l ...".
MARSHALL ISLANDS                                 J;.'f
  Kwaiaiem island	.-.	i-*r~
  Maura island...	:	"^
  Other localities:.	w	
MAURITANIA                                 e. U »,->..
  Nouakchott 	^-'^
  Other localities...•.  ..-.. ..•	-...:	,v:..•.•'..?	
MAURITIUS  	•.	v	•..^.:;r*^1...
MEXICO                               •'     •.       w  :';"«-
  Acaouico	.-  Oecemoer 16 through Apffl u--f:  -•••
                                 Aorii 15 mrougn•Oecentb9rl5J:J^;^
  Cancun	  OecemBer 18 through Aoni l«*  .^":...
                                 Aont iS'througrrOeeemoer 15...^.;.^
  Cherumai 	::.'.^:.'.* ..-'"..".';...
  Chinuanua:	••	.v-*'Z..-•••
  Ciuoad Juarez	.•;^:.":-"\^."-.";:-v-'"""ivVr-''-"^'1ri'^'''»*iiivv

  Coiumei ...7.	:.  Oeeemoer 16 mrougn Aonl
                           •      Aonl 15: mrougn Oecemoer 15
  Cuernavaea
  Ensenada                                                 °
  Guadaiaiara
  Guanaiuaio
  Hermosillo
  LaPaz                                                   *
  Leon
                                 OecemBer 16 througn Aonl U'
                                 April 15 mrougn Oecemoer 15.
                                                           tw«»
Manianiilo
Matamoros
Muatian.
Menda.
Mexicali
Mexico Oty (OF).
Monterrey.
Moreiia
Nuevo Laredo
Oauca
Puerto Vailarn,

SanFeiioeiBCN).
San Migueide Alienee
TamoKO.
                                 December 18 mrougn Aoni u
                                 April 15 mrougn Oecem&eM}'
  Veracruz.
  Viiiahermosa.
  Otherlocannes.
MICRONESIA. FEDERATED STATES Of
  Kosrae island.
  Pohnoei island.
  Truk island.
  Yip island.
  Other localities.
MONACO	:	:	:...:	—..
                                 April 2 tftrougfl Octobtr 19
MONGOLIA	:..:...„....:....:	.•....:::.•.•.	„:...„.....£:.
MOROCCO
  Agadtr	:..::	.•..•i-....v.:...:	:.	::....-:~—.v.^._..:..:..
  Casablanca	:.::-	.~	...:.:...:„.......:::...:.
  Fes	:..:..:...:::^.v:	::	:...:::
  Marranecn	::...:.:...::	::..:...:;..
  Rabat	
  Tangier....::.:.	::.::.:.:..::.:...::...:.	
  Other localities....	.:;
MOZAMBIQUE..	,	
NAMIBIA.	-.
                                                           If*
NAURU	:	
NEPAL
  Kathmandu	:.......	........
  Pokhan........:::...:..:..:.....::::...
  Other localities......:............:.,
NETHERLANDS, THE
  Aimeio. Ovenissei	
  Amsterdam. Noord Holland.
                                                       ••~'~y;;^~f
                                                        .(•..'Wtfr'Cr..'-
                                                       "'"."?i"L?oi"""
                                                       	"""Sr.l'V"'
                                                      ..........TCK.....

                                                      rarrr-g-ar-
PerOiem
  ^ate
  $117
   125

    38
    60
    20

:   108
    60
   130..

    74
    60
   138-
   120
    65-.
    68
    58
    60
    93
    79
    56
    63
    79
    49
    72
    S3
    SO
   104
    89
    63
    83
    62
    52
    74
    70
    S«
    59
    41
   137
   113
    63
    57

    74
    41
    52
    38

    58
    89
    108
     74
     20

    159
     92

     64
     85
     79
     72
     74
     82
     39
    101
     55
    101

     87
     58
     28

     87
    130
                                                                              -•Sl-
                                                                              at -
                                                                                     Locality
                                                                                     NETHERONOS. THE (ceof d)
                                                                                       Arnrwn. Geldenand [[[
                                                                                       Berijen oo Zoom. Hood Sraurit [[[
                                                                                       8oe»eio. Ovenissel : [[[
                                                                                       Oeiden. Ovenissei [[[
                                                                                       Doom. Utrecnt [[[
                                                                                     •  Oordrectit. Zuid Holland. ......... , [[[
                                                                                       Eindhoven. Noord Brabant [[[
                                                                                       Enscnede. Ovenissel ....... : [[[
                                                                                       Haartem.  Noord Holland .......... . [[[
                                                                                       Hague. The., iuia Holland [[[
                                                                                       Heenen. umfiurq. ..;...; [[[
                                                                                       Henqeio.  Ovenissei: ............... . [[[
                                                                                       Leiden. ZUK) Holland [[[
                                                                                       Usse. Noord Holland [[[
                                                                                       Maastncnt. Umfluig ............ '. ..... •. .......................... : ............................
                                                                                       Margraten. LimBurg [[[
                                                                                       Nowowi*. Zuid Holland [[[
                                                                                       Ooimarsum. Ovenissel [[[
                                                                                       Paoendrecm. Zuid Holland [[[
                                                                                       Roosenoaai. Nooro Braoam ........ ................. : ..........................................
                                                                                       Rotterdam. Zuid Holland....: [[[
                                                                                       Sassenneim. Noord Holland [[[
                                                                                       Soesteroerg. Utrecnt.; [[[ , ......................
                                                                                       Utrecnt. Utrecnt .......... : [[[
                                                                                       Valkenourg. Limourg ........... '. ......... , [[[
                                                                                       Zeist. Utrecnt [[[
                                                                                       OWer localities [[[ ........................
                                                                                     NETHERLANO ANDIXES (also see St. Martin/ Smt Maarten)
                                                                                       Aruoa ......... :...:.:: ...... ... ..... . ............ ..:.. Oecemoer 15 tnrouqn Aonl 30..
                                                                                                                      May 1  mrougn Oecemoer  M ...
                                                                                       Bonaire ............ ::: ........................ .: ..... Oecemoer 15 mrougn Aonl 30..
                                                                                                                      May 1  ifirougn Oecemoef  14  ..
                                                                                       Curacao ............................................. Oecemner 15 tnrouqn Aonl 30..
                                                                                                                      May 1  mrougn Oecemoer  M  ..
                                                                                       Ottier locaJitxs ..: ............................... Oewmoe* 15 mrougn April 30..
                                                                                                  ................. May 1  througl) Oecemoer  14
                                                                                     NEW CALEDONIA              ,,,
                                                                                     NEW ZEALAND       '' v   ' fl"
                                                                                       Auckland
                                                                                       Wellington.
                                                                                       Other localities.
                                                                                     NICARAGUA
                                                                                     • Managua ....... :. ...... : ................... ':. ........... .' ..............................................
                                                                                     • Managua1 ....... :...: ....... :.. .............. [[[
                                                                                       Other localities .......................... •....:.•;. ..... -. ..............................................
                                                                                     NK3ER ..................
                                                                                      •••Ayotwiv...'..'..'.'.'.'....
                                                                                       Maradi
                                                                                      • Niamey :...:::;..;..
                                                                                       Zinder. •..::::::....:
                                                                                       Other localities
                                                                                      NIGERIA

                                                                                    PAKISTAN (Tl1 ..
                                                                                      FaaaJaDafl....::.:. ..
                                                                                      Goddu ................
                                                                                      Islamabad ' .:
                                                                                      Karacfs
                                                                                     •Lahore .
                                                                                      Peslwnr..
                                                                                                                                                      '.laximum
                                                                                                                                                      =»r Q.etr,
                                                                                                                                                          »*
                                                                                                                                                          92
                                                                                                                                                         130
                                                                                                                                                         103
                                                                                                                                                         101
                                                                                                                                                          99
                                                                                                                                                         119
                                                                                                                                                          94
                                                                                                                                                         n2
                                                                                                                                                         130
                                                                                                                                                          94
                                                                                                                                                         130
                                                                                                                                                         130
                                                                                                                                                         107
                                                                                                                                                          94
                                                                                                                                                          94
                                                                                                                                                         100
                                                                                                                                                         130
                                                                                                                                                          99
                                                                                                                                                         106
                                                                                                                                                         130
                                                                                                                                                          36
                                                                                                                                                         101
                                                                                                                                                         101
                                                                                                                                                          94
                                                                                                                                                         iOI
                                                                                                                                                          30
                                                                                      QuatB..
                                                                                                                                                         167
                                                                                                                                                            87
                                                                                                                                                            79
                                                                                                                                                           117

                                                                                                                                                           163
                                                                                                                                                           158
                                                                                                                                                           121

                                                                                                                                                           140
                                                                                                                                                            95
                                                                                                                                                            45

                                                                                                                                                            54
                                                                                                                                                            92
                                                                                                                                                            71
                                                                                                                                                           112
                                                                                                                                                            57
                                                                                                                                                            48

                                                                                                                                                            30
                                                                                                                                                            61
                                                                                                                                                            35
                                                                                                                                                            65
                                                                                                                                                             56
                                                                                                                                                            34
                                                                                                                                                            165

                                                                                                                                                            144

-------
                    APPENDIX-  B  letffitmued)
FOREIGN PER DIEM-flTATES.
DIEMiRATES-
Maximum
t-t..r ,- Pw Diem
locality , ,- » ..-jf"™^—?
PAKISTAN (TIMcom-Ol " r^W -wn...
Queta" 	 :.... .v.^,™,:...^..^.^... I
Ravaipmdi 	 •••• 	 • 	 v.".,"y"...iu».M..v~
Other localities 	 ..jr^..^...,..:.^^.,.;...
PANAMA "' .,! . -'t ~.v -
Boouete 	 r...:...v 	 .....,,.:J_.,1,«...
Canal Area (pre-lreaty) 	 	 	 .....,...„,,".;'.. ..^.,.,^,-i...
Colon 	 '"..:.;y^v....rwr..,,..3...
Contadora 	 .^.(.'..J..,....^,-.,,,..
David 	 ,.;.,.'-v, 	 i- 	 r~r»-
Panama Gty 	 :..:'....:....^:...v'( 	 ,..;«„.••
voican 	 . 	 ...;~,*:- 	 '—l"-v.v, 	
Otner localities 	 ,.....,.».... 	 • 	 ,.T"v.-
PAPUA NEW GUINEA 	 "*...';„;.:,. ..'._.. „.".:...
PARAGUAY ., .„ 	 «..
Asuncion 	 »-,•;,••••? 	 '..Tv,,....
Encarnacion 	 ,.„„.".,.,...-. ..v.|Vi^"v.. ......
San Bernardino 	 .'. 	 .",„„;.<'.."._.. .,VV. ;,.-••
Otner localities 	 f;..,,;.:.."..._.:,;..^.J;i...
PERU" .: .;;,• .".;".. ' -.".;. :.;;;.
CtliCO 	 i.-j. 	 ,....:..._.. .j,;.. •,,,...
Lima 	 • ."-.—..£••, -.-•r'fyi-T—^Mr>.~?-.*.."
PlSCO " • ' '.••••'- •«- ^-....,1...
Puno 	 :.'....;r.:..'.;.,;.'...'..'..,^v-!:"-
Other localities 	 	 	 , 	 ._,..-.ur,...."....
PHILIPPINES ' " ",.,'..'.'. ":-,."•
BaguwOty 	 '. 	 '.'....«'..r.T.:.'.'..wV-"-
C«bu 	 vX.,...^,.; 	 t...,....,.,.......Lf,. 	 ,. 	 ,....„-
OavaoCity 	 ,....,, 	 , 	
Manila 	 ..;,:.: 	 ::..: 	 : 	 - 	 ' 	
Suftcflay" 	 :..; 	 : 	 ,..,.,..*...
Otner localities 	 :, 	 : 	 ..: 	
PLANOITI ,.." • „•--.

PoBian 	 i 	 ?•«,•-,•— v: ••«•••*•••
Warsaw 	 „...:... 	 ...::.. 	 :: 	 ".:.:.............;:....
Otner localities 	 BIJV^— •-j-'-'-a^
PORTUGAL (also see tne Azores and Madeira Island) a* *. ," - " 'W-
AigarveProv 	 	 	 .'...:..^..'rr,.,.'..»
Alverea 	 '. 	 '....'. 	 •rT-r.-.,-> 	
Cascais 	 .— 	 '.'. 	 '....'.'.'.^-V-,.:--''-
C_.-_,i • • . 	 *" ' " ' "
LlSOOn 	 -. 	 y^t-T '(•-•
Oenas 	 	 	 si-ifT.**1-
Oporto 	 •••— 	 ....^r....,c.r.,(1.......
Otner localities 	 .'. 	 ...........'...1 	 #rsiw
QATAR 	 rjrs;— '•—
REUNION 	 	 	 .......:..........v...v..................4,4t...
ROMANIA 	 .oiviv
Bucnarest 	 .;......;:™.:...:.:.:...:™ 	 ^.^t1™
Otner localities 	 „„..:....„..;... 	 .'..•...v.v......'.'.'.'.'.'....,v,.^1.r....
RWANDA 	 ^,- - •,--

Otner localities 	 	 	 .'.'.'.'....'.'.'.'.'.' 	 .....'....'.'.'......'....wJ...j....
ST. CHRISTOPHER A NEVIS 	 Oecemoer 1 tnrtugn Aort 30........',T-.,...
May 1 tnrougn November 30 	 .,^v......
ST. HELENA 	 ...:....:.;.:..; — :. 	 ».s,1_.v.^™...
ST. LUC)A 	 Oecerhoef 1 'tttrougn April JT.'..: — »..:...
May 1 tftrbugn Nov«mbe» 30.-..^^^,
ST. MART1N/SINT MAARTEN 	 Oecembtt IS Wrdugn Aoril 30.....^^.^.
May 1 fflraugn OtcamMr 14 	 ...........
ST. VINCENT 4 	 Oeoflib* r mrouQ« Aoni 30::::^....^...
THE GRENADINES May 1 mrou^'Novem6er^P__.,v-..™.
SAN MARINO ~ • •™~«*"«iTTe*"»-*
SAO TOME * pRiNcipE 	 ;;....:.:;™™.™™;.I^Tlr^_
SAUDI ARABIA 	 	 ' „;,»,-
Ohannn 	 	 	 - 	 	 — .^.:....'...:™™ — ^..-..jj,,;.-
Other localities 	 	 	 	 •»•&-;.•.*•-
SENEGAL ' "' 	 VacjjV

'WIXK 	 wr —
;» -...« 	 	 	 	 1 —

Zigumcnor 	 	 — 	 — 	 —
tat*

55
109
34

78
108
108
34
78
108
128
41
128

65
44
48
33

82
84
84
56
44

80
SO
78
34
SO
42

69
82
124
62

121
121
121
121
121
121
104
104
145
118

128
81

134
121
82
149
128
51
180
138
208
139
143
123
81
120

144
130

150
83
77
79
97
i. ,,*:!• •' '•

•-— —
•)•- ,




fc- "


«
V'

(V.


i-
Kf

T"
^
*•''"
n-

•i-

r-
r-
"fl~
i-0'

*.
rf
...
^ ,




*»


ra
'pT.
J6'
i.^


^
"*'
6?

,: •' ,


f i .
•«.'

4"

"-
-."-

^
.
a-,
ro'

TV.

...t.
j "
•»••
>,)-•



Locality
SENEGAL (eonf_d) r, ,..:.. ,.. .
Other localities 	 #,
SEYCHELLES
SIERRA LEONE 	 	 :.:. 	 „: 	 : 	
SINGAPORE: 	 : 	 '..:. 	 : 	 :..: 	
SOLOMAN ISLANDS...... 	
SOMALIA
Hargeisa'1 	
Mogadisnu 	 ?. 	
Mogadishu' 	
Other localiDes,, 	 ,«.,.. .^...^^n^,^-:. 	
SOUTH AFRIfiA,, »- f, .... :• ,,,...
Cape To«n... *..(.. ,„.,«.- 	 „....,,. 	
Durban •. "J^i.'-^, .."f ...
Jonannesburg 	 .' 	
Pretoria 	
Other localities 	
SPAIN (also see Balearic Islands A Canary islands)
Barman
Bilbao ^^* r mr
Burgos
Cordoba.
El Fern*.
Fuengtrott.
Graft
Granada
Hmtva.
LaCoruni inBe ^ , ^^.^

Madrid ^ " **
Malaga.
Maroeiia.
Ovwdo
Pamplona..
Rota
San SeOasaan.
' Santandtr.
Santiago da Composteia.
'SWII« , n, •ryy— >^"^?»^
Torremoliflos,,,,™ „ . „.» j t^i
Valencia1'
Vrtona.
Zaragoa.
Other localities.
SRI LANKA
Colombo
Other localities
SUDAN (tl ,CJ <^~ ,3-,^
Khartoum.
Other localities
SURINAME
SWAZILAND
SWEDEN
" Stockholm a. ^Jl"!,' ' ""*"
Other localities
SWrrZERLANO
Bern 	
Geneva... 	
2upch 	 ' " " '
Omerrdeaiibesv::;:..:..............;; 	 ..........:;... 	 :...........
SYRIA 	 	 	
Aleppo
Damascus 	
lattataa 	
r^irn^:.:::.:::::.::;;;.;...;.:.:.;..:;..;;...;:..v:..^ 	 : 	 	

TAIWAN'm 	
Kaonsung 	
Taicnung 	
Tiinei
'OWef'i« • if, > 178
	 5^,i,..3,;,,^... 215
..::: 	 «^.5....w..«... 94 •

-....,_ ...j;
-„--,..«...'... 38
-•••<— fi-^tf 59
	 ^.Vjir..!,. 51
	 : 	 1F.«...' 20

••'V'- 116
	 81
	 .,,,•.......-.... 73
	 t.vV..c,..-::... 76
u" • jij,t • 76
,,,.,. „£.,,..„.,•. •
134
117
f&t* T9 94
i-« 97

C ft tfr V t4^


c- «:•>
c £i 113
S;
i. 1 -t 1
». !•»'
| J|U I'M
,lt> ,i 101

^ i ft 1CS

ii-M. o« '03
99
j«t K n „ 1 35
141
,(..», 112


V*. 37
^PC?*'

e-*f " - 52

3CU * » ^r 192
6 < -i- 46
108
67
91 T»
176
_x •• * *3*** 126
""•X'^O*"'
	 r~,,,*.. 149
:.:.:..v::..;..v:.,ni.4:t'- 'so

	 "• ^g
- S3
	 -...-..r..y 	 	 166
" J-'ja ' 87
	 "Ji^lI!Mfr ' 73
	 .iqi.)^.^ 47

144
. • 117
' 	 "* ", 1QO

5~j > .j..jr.>.'j^.- . ^IM

	 84

-------
                                                APPENDIX  B      (continued)
               FOREIGN PER
                                                                                                 FOREIGN  PER  DIEM RATES
     -...
 Linw	:.:..':.':.'._:.	i.,,w..».'.[,v,frt5.-....t:.;i.-..»f.icv.,»rii.-..:,*iBs;oi'.:.:*i;«..'
                     '"
TONGA
TRINIOA04
  Tooago
                                April 16 ihrougn Deeemoer 15	...._,


   iiauJsjan^-Yvim.^'.......^.'.^"^...^^*^
TUNISIA  "     ' '•  '  '     (/Ti;":p7 ifif'r-Ti" ,s»Ti-.. .r^MixSt  v&'f'i

             ^i.-,:&^:&t.±^'^.>>&rx.£\s?^.lM}.X'.~3\!!!&&..&3y$£
168
130
124

118

 9T
 67
 67
 67
 49
 67
 58
 87
 38
      a                     •             .     ^	-,
         •z^sE^aass^
 Bum...
 Oenoli..
  99
  aa
  aa
  53
  75
  60
  48
 istanou	

TURKS VCAICOS ISLANDS
  Omeriocaii6«4,!...
TUVALU	
UGANDA     ''-
  Kirnbaia:.	:......
  Kampala'	;.
  Outer localities.	.•	
U.S.S.R."	
UNITED ARAB EMIRATES
  ADu'OnaOl	
  Omer localities	
UNITED KINGDOM
  Aberdeen. Grampian. Scotland.
  Sinoury. Oxtordjnim. England,
  SamwHivfumess. Cumbria. England..
  38

 198
 184
 158
 •52

 ISO
  94
 ISO
  86
 133

 137
 123

 146
 129
 136
~108
                                                                            BE,
                                                                            fftj:
                                                                             f.
                                                                             K.
                                                                             K
                                                                             ts
                                                                            ft?
                                                                             a
                                                                             O't:
                                                                             X!
                                                                             EC-
                                                                             IT::
                                                                             a?
                                                                             W"
                                                                             £?"
                                                                3?r Diem
Locality                                                            3jti
UNITED KINGDOM (canfd)
  Basingstone. Harnpsnire. England	  $ 155
 'Ian. Avon. England	   ue
  Beaulieu, Nortnamonxttftiire: England	   138
• Birmmr/narn. West Midlands. England	   115
  Birney. Oumam: England	'.'...'..'.	,.'....'.	   108
  Blackpool. Lincasriiw. England	'.:'.....'.'..'.'...!.....'	   109
  Bcney'Hill. Sun-ey: England	'..'....'.	'•".'.	   107
  Soumtmoutn. Dorsei.  England..:	:	   102
  Braciuwi: B«r«nire. England	   157
  Braolord. West Yonome. England	   100
  Bngnton. East Sussei: England	'
  Bnstoi. Avon. England	:	
  Buipnan: Essei. England..,.	
  Burniey. Lancashire. England	:	
  Bury St. Edmunds. Surtoik. England  	
  bmondge. Cimofioqesmre. engiand ....
  Canttraury. Kent. England    ..::.!'...'...'..
  Canvey island. Essei' England	
  Cnersnam. Sensnire. England	
  Cn«Hn2ii^. K0nt. cflQiind	
  CAestertieM. Oeroysnire. England.....	
  Cnoney. Lincasnire. England	
  Cirencestar. Gloucesteranire. England...
  Coventry. West Midlands. England.	
  Cravtey. West Sussex. England  	
                                                                                   'OufflBarton. Scotland
                                                                                   OunstaW*. Btdtordsnir*. England
                                                                                   East Hdfs«v. Surrw; England
                                                                                   Edrnoufgn, Scoflanfl'...:....; .......... .....
                                                                                  • Fa»1ord. CloueiBtwfSnini.' England..:
                                                                                  • Famodrtugn. Hlmoirtni. England...
                                                                                  -Fwnnam, Surrty. England .............
                                                                                   Finenmgn*d. 6s>ti; England...'. ..... .
                                                                                  • Fuhwod. LawasBiM. 'EngttnS'.'.'.'
                                                                                  • GaMnemm'i A»n«t. England''.'.. ..... '
                                                                                          '
                                                                                    GnmsDy. Hwnmrsidf. England
                                                                                    Maiitn. West yonanir*. England..
                                                                                                                                                    114
                                                                                                                                                    M7
                                                                                                                                                    '06
                                                                                                                                                    117
                                                                                                                                                    106
                                                                                                                                                    122
                                                                                                                                                    US
                                                                                                                                                    106
                                                                                                                                                    136
                                                                                                                                                    118
                                                                                                                                                    "2
                                                                                                                                                     99
                                                                                                                                                    109
                                                                                                                                                    1 18
                                                                                                                                                    174
                                                                                                                                                     98
                                                                                                                                                    106
                                                                                                                                                    10/
                                                                                                                                                    120
                                                                                                                                                       J
                                                                                                                                                     107
                                                                                                                                                     107
                                                                                                                                                      9E
                                                                                                                                                     109
                                                                                                                                                     174
                                                                                                                                                     145
                                                                                                                                                     108
                                                                                                                                                     104
                                                                                                                                                     102
                                                                                                                                                     H9
                                                                                    H«ni«y. Bwnsiwe. England...:..'.'........ ........ .
                                                                                    High Wycomo*. 3tielungnanislw». England [[[    1*2
                                                                                    Moray. Suirjy". England ............ :'. ............ .'..'. [[[   '74




                                                                                    tnwnws. sonant":....-;::. ..... '...'::.'.......'.'.......'. [[[   145
                                                                                    temo*. (3aU«M»Mi»»; fnglSnd ..V...V. [[[   109
                                                                                   •KUNnon«n». Hmatrsat.
                                                                                   •taeeo»;'HumB*sid«:
                                                                                             '
                                                                                   'teiessw. L«e«ttwnir*: England ...
                                                                                    Uuton. BddtordsAm, England
                                                                                                                                                     108
                                                                                                                                                     KM
                                                                                                                                                     122
                                                                                                                                                     105
                                                                                                                                                     '13
                                                                                                                                                     201
                                                                                   •*uimesoi*y:-v»iitsnini.Enai»«'..
                                 	   140
                                 	   156
                                 	   tie
                                 	   115
 •MiWenrBUI.-Surtollt-EhQlir«....:.:.:::::.	   108
 •N««uiy.'8ertsnire, England::...:::	   t07
  Newmarket Sutfo», England	   118
  NorfflBniwand::"::::.:.::'.:::	::...:...:	   147
  NotttDQMAlt KGtQAQh*V1l3ltit*)t EriQlind	   108
  Oxmo.-Surr»v,'Erijiana::.:::.:.::::::..:.:	,.	.-   107
                                                                                           OoiML England..
]04
                                                                                                                                                        b
                                                                                                                                                        8

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                                                           APPENDIX   B     (continued1)
                 FOREIGN PER DIEM RATES
                                                 ...jjjj,-^;-.
Locality
UNITEO KINGDOM (conTd)
  Portsmoutn. Hampsnire. England	..*.»....,..
  Preston. Lancashire. England	['....'.r:.,.:.';.;::,';:'-.:
  PurneeL Essex. England	
  Reading. Berkshire. England
  Rochester. Kern. England	:	-...::^<;..K:::±^::
  Saffron Waldon. Essen. England	^..•.:.:'...*?..:.:.:!.L:;.
  Saimesoury. Lancashire. England	,	%.:'.'.'„..:.
  Sheffield.  Dertysnire. England	;.:	-.	•&.":	L:f:
  Shetland islands	r.:"*!:...j.;*
  Sonmng. Berkshire. England	....':'?^!....!G
  Southampton. Hampshire. England	f./.lv:.:.^.*^./^.;:;:....''5.^.',^:..
  Steeple Aston. Oxfordshire. England	?.^...";Vj.^..?::".?:L:.^?...^r*.;™.
  Stevenage. Hertfordshire. England	:!;:.:::oH'...*J?*::.-i..:.Ti:..J.1:'.'v1..\..:....
  Swindon. Wiltsnire. England	:	(J£i:...v.v.'..'..™i...'.^.:..'..'..
  TeiOury. Gloucestershire. England	!'.±:4u.:.r.:...::..l..:;..J5..
  Thamesftaven. Essei. England	!:.:'£-'..'....:.?'.'™'...'.....T.:...'.:.'.,'!..
  Warimgnam. Surrey. England	fL'..-.._	•;.:.:'...::	:.V'J..:.-.
  weiiingoorougn, Northamptonshire. En^ahd'...!..:'...'.:...:.....':..":f::.l....:.';;::ljv.:-....
  Westemam. Kent. England	                   -      .•»•.. jc-«,;^-
  West Thurrock. Essei, England
  Weymoutn. Dorset
  Wokingnam. Berkshire. England.....
  Woodbndge. Suffolk. England	
  York. Nortfi York. England	
  Otner ocaimes
URUGUAY
  MontevidBO	,.	
  Puma del Este	  OecemoerliS mfi
                                  Apni 181
  Other localities	
  kNUATU.
  ENEZUELA
  Caracas..
 Maiimufn.
-Per, Diem.
   Rate

. $130
:   109
.   108
.   115
.   118
.   115
.   109
.   112
.   107
.   138
.   138
.   11*
.   108.
    132
    124
    106
    107
    104
    107
    108
     98
    138
    111'
    115
     94
  Omer localities
VIETNAM
TIC I i^^tw
WALUS4FUTUNA
WESTERN SAHARA
WESTERN SAMOA
YEMEN
  ,-
  Ouorovnik ..........................................  October IS
  Sarajevo ............................................ .. ........ :::::.,
  Split ..
  Z agree
YEMEN ARAB REPUBLJC
YUGOSLAVIA
  Belgrade	
  Bled
  Cavtat
ZAIRE
  Bukavu
  lubumbasni
  Other localities
ZAMBIA
  Katwe
  Kitwe
  '.ivmgstont
  }tner localities.
                                                                                      Locality,
                                                                                      ZIMBABWE
                                                                                      OTHER FOREIGN LOCALITIE
                                                                                      (TI-Tr)i».;SymBol denotes eicess or.nearrejcess currency coumiies. -^
                                                                                         travelers m these countries to mmimue, tne use, of U S  dollars tor
                                                                                         expenses; e.g.. purchase of foreign.currency only fromtu -S. Govemm
                                                                                         ties and^me elimmaoon.of any .direa^use of .dollars; See FIR"' ••"•
                                                                      e flecre-
                                                                                       1 BJteto oe reduced to an level (-Jrtwurfurttier reduction fo» lodging) if  t
                                                                                        aoon.Assooation or Commissary optrated.kMgmg 'taaJmes are used.
                                                                                          ,  .   "                •",.•'        "•    :  •:  :-.- .p...
                                                                                       'Triis.p«f diem rate is Qased on, tt».km»m,cnarges lor.therOnly loflging artirrneai taciimes
                                                                                        avaiiaoie at .me location named, gius an amount.to cover inodemai; ejoefljej;,  "

                                                                                       'Rates lor empfyees  sfaymg m me New S*ino C«nter wnile.on TOY in ^ir
  • TTie term "Pans lEmnronsi' i$ comonsed of the departments of Essonne,Ha
   Sein«:Si-Oenis..Vai-de-Mame,.Vai-iiy«?SKinagawi!
                                                                                        Shinmtai. Sogmarm. Surma. Tarto and Tosmma.                    niei.Hv"-
                                                                                               .'.  ' ......        .    .  . ............          •i-7»r.nij;
                                                                                      ' Ran to M rrtuced to mis lev* when employees are staving in Govetnme»..5»h«d or Gov
                                                                                        ermiw^eased OAWT-a any post in Paiustah. ......      '..  .  .   «?••:•:••-
                                                                                      •The per diem rate for employees. using Employee Association guest rooms>s!S U
                                                                                       Employee Association apartments :is $97.  .   ..".'.'.".':,     •«}:*.-•*;
 "Tht 'raw (Of ,.ltw. first day in any hotel, m me U.S.S.R. may be increased by tfle^mount o!
   l.mana**y-.rP°m 'eseryapon fee.' if lewed. Also", when .mere is r>*owetf;fe'e for oro-
   CBJiing requests lor travetand hotel reservations in me u.S.S.fi. trie peri's)* as^iio*ing live -
                                                                                       couritfMMi may Be granted tfte Oariger'Pay Allowance under Chapter 650 ol me-Staridaroi:ed
                                                                                                                                      .... ,         ..
                                                                                                                                    . Soiton. Oldam; Roctidaie. Saiforo
                                                                                                                                        '
                   ......         ....
' ''Rate for im«ov«e* sttywig nttw USAlO Staff House while 'on TOY "in Quittt'sakistan.
                                                                    '
                                               ti" AJ3IMS B*,.
                                                           Wi.'Xf If-1'
                                                                             B-15

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