2S050
      NEIC
         PERMIT GUIDANCE FOR WASTE DISPOSAL
         BY UNDERGROUND INJECTION
         December 1981
                                      &EPA
      national enforcement investigations center
                 denvei (i-ili-r.il tcnicr  blclj; 5J. box 25227 dc'nvcr. co 80225

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                                                            28050
UNITED STATES  ENVIRONMENTAL PROTECTION  AGENCY
OFFICE OF LEGAL AND ENFORCEMENT COUNSEL
PERMIT GUIDANCE  FOR WASTE DISPOSAL
BY UNDERGROUND INJECTION
December 1981
NATIONAL ENFORCEMENT INVESTIGATIONS CENTER

Denver, Colorado

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                              CONTENTS



INTRODUCTION 	    1

AUTHORITY AND IMPLEMENTATION 	    2

PERMIT PROCEDURES  	    5
   REVIEW PART A OF THE PERMIT APPLICATION	    5
   COMPILE BACKGROUND INFORMATION  	    6
   DETERMINE WHEN A UIC PERMIT IS NEEDED	    6
   REQUEST PART B OF THE PERMIT APPLICATION	    7
   REVIEW PART B OF THE APPLICATION	    7
   INSPECT THE FACILITY	11
   DETERMINE IF A PERMIT SHOULD BE DENIED  	   11
   CONTENTS OF THE PERMIT	11
   FACT SHEET	12

FLOW CHART FOR INJECTION WELLS PERMIT DEVELOPMENT  	   13

SAMPLE EPA PERMIT	18


APPENDICES

A  PART A - FORM 1
   GENERAL INFORMATION
   CONSOLIDATED PERMITS PROGRAM

B  PART A - FORM 3
   HAZARDOUS WASTE PERMIT APPLICATION
   CONSOLIDATED PERMITS PROGRAM
                                 Table

     Review Checklist for Part B of the Consolidated Permit
       Application, Underground Injection Wells  	   8

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                               INTRODUCTION
     This manual Is designed to assist a permit writer In the step-by-step
development of a permit  to control the disposal of wastes by underground
Injection.   This manual  supplements  the  various regulations applicable to
this permitting process.   A  suggested sample EPA permit is included.   The
appropriate regulatory authorities are specified for each step of the pro-
cedure to guide the permit writer through the various program requirements.
The procedures discussed  in  this  guidance are generally technical  and are
adaptable to both  State  and  Federal  permit programs; thus, both State and
Federal permit writers will find them useful.

     This manual is directed specifically to aid in processing permit appli-
cations for discharges to injection  wells used by generators of hazardous
wastes or hazardous waste management facilities.   These wells are classi-
fied as Class I and Class IV wells in 40 CFR 146.   For the reasons discussed
below and in other sections,  this manual does  not address other Class I
wells (other industrial  and  municipal disposal wells which  inject fluids
below the lowermost formation  containing,  within % mile of the well  bore,
an underground source  of drinking water), Class IV wells which inject radio-
active wastes,  and other injection wells (Classes II, III, and V as defined
in 40 CFR 146).  The  programs  needed  to  issue  permits to  these other wells
are not  in place at this  time.  It is anticipated, however,  that once pro-
grams  for permitting  these additional classes  of  wells  are established,
this guidance,  with minor modifications,  will be useful.

     Much of the information in this  manual is based on Federal regulations
that are subject to revision or revocation.   All such changes through Decem-
ber 1981 are believed to be  reflected in the  material  presented herein.
However, the reader is cautioned to verify the status of any specific regu-
lations before relying on  it as being in final  form.  For example, changes
have already been  proposed in  the 40  CFR 122 and 146 regulations;  if these
changes are finalized, then some of the information in this manual  may need
revision.

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     It Is expected that the manual will be revised as appropriate as policy

and regulation changes  or  additions occur.  Any comments  that  you might

have to improve  the  usefulness or accuracy of the manual are most welcome

and should be addressed to:


               Mr.  Donald Gipe
               Environmental Protection Agency
               National Enforcement Investigations Center
               Building 53, Box 25227
               Denver Federal Center
               Denver, CO 80225
               phone 303-234-4658, FTS 234-4658

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AUTHORITY AND IMPLEMENTATION

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                       AUTHORITY AND IMPLEMENTATION
     The Safe Drinking Water Act (SDWA, PL 93-523), as amended, charges the
Environmental Protection Agency  (EPA)  to establish requirements to assure
that underground sources of drinking water are protected from  endangerment
when fluids  are  placed underground by well injection.  The Act delegates
primary enforcement authority to the individual  states to develop and admin-
ister an underground injection control  (UIC) program following the federally
established  requirements.  In  those instances where a State either elects
not to establish and administer a UIC program or the State program does not
satisfy the Federal requirements, the EPA must establish and administer the
program.  Generally, enforcement  of environmental  controls under  the  UIC
program must await  either  the development and approval of a State program
or, in the absence of a State program,  the development of a Federal program.
The SDWA does not provide for any "interim status" period during which con-
trols could  be  enforced pending implementation of formal State or Federal
UIC programs.  However,  underground injection wells may be covered  by an
existing State program.

     The  Resource  Conservation and  Recovery  Act  (RCRA,  PL  94-580), as
amended, requires that EPA regulate the disposal of hazardous wastes includ-
ing the underground  injection of hazardous wastes.  The RCRA,  unlike  the
SDWA, does provide  the authority for control during  an "interim status"
period pending the development of State regulations or formal Federal programs.

     When EPA's statutory authorities provide overlapping jurisdiction over
certain activities,  it is  within the discretion of  the Administrator to
decide which program will  be used  to  regulate  the activity.   Because  UIC
enforcement programs pursuant to the SDWA are not now in place, the decision
has been made to control the underground injection of hazardous waste during
the "interim status" period through the  authorities granted EPA under  RCRA
(Federal Register Vol.  45, No. 98, May 19, 1980).

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     It is currently  anticipated  that once a UIC program is in place, the
RCRA permit for a facility injecting hazardous wastes underground will apply
up to the  cutoff valve on the  injection well  head and a UIC permit will
then apply to  the subsurface injection; if the facility already has a RCRA
permit,  then the UIC permit will be a "permit by rule".

     Federal  permits issued for injecting wastes underground use procedures
established under the  consolidated  permit  program (40 CFR 122 and 124*),
which governs permit programs under RCRA,  SDWA, and others.

     The review, assessment, and  inspection  of individual injection well
projects is complicated.  The wide  range of waste  types to be  injected re-
quires a case-by-case  evaluation  of the degree of hazard associated with
any given  fluid.  Hazardous waste injection projects require a high degree
of assurance that the  injection operation will function as designed:  that
well failure will not occur,  that the capacity of the injection zone is
adequate to accept the waste, and that the confining strata have sufficient
integrity to assure  long-term  containment  of the injected fluid after the
injection project is  completed.  In addition, the  proposed injection  fluid
must be shown to be physically and chemically compatible with fluids exist-
ing in the injection  zone and with the natural earth  materials composing
the injection zone.

     The "area of review", as defined in 40 CFR 146.06, surrounding a well
injection project should  be determined because the critical area of influ-
ence may differ  widely,  depending on the hydrogeological  terrain and pos-
sible interference with or from other subsurface operations in the vicinity.
For example, if  subsurface  fluid  production in a  region  has  altered the
natural  fluid  pressure  regime  and groundwater gradients,  superposition of
pressure caused by an underground injection operation could create a dynamic
interaction.   This interaction would not be expected if only the influence
of the injection operation were considered.
   The requirements for State consolidated permit programs operated in
   lieu of EPA are in 40 CFR 123.

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     The review and evaluation of underground waste injection projects re-
quires caution and a high degree of assurance so the project can be managed
successfully.  Once an  injection activity has begun, it is, to  a  large ex-
tent, irreversible.  If the system fails to operate as designed and an un-
derground  source  of drinking water becomes contaminated,  reclaiming  the
affected aquifer  may be impractical.  At best, contaminated aquifer recla-
mation efforts are  exceedingly  expensive  and require years to  decades to
accomplish.

     For these reasons, the proposed injection fluid must be thoroughly
characterized, the  injection  well  design  and operating procedures clearly
defined, and the hydraulic and hydrogeological characteristics of the injec-
tion and confining layers well understood.

     To effectively review and evaluate permit applications for underground
injection projects, a broad range of subjects including chemistry, well  de-
sign and construction,  well  development and testing, well  and formation
hydraulics,  and hydrogeology  is  useful.   The project reviewer  must know
when and from whom to seek assistance when that person does not have all  of
the  knowledge and experience  to  ensure a complete and thorough evaluation
of a complex underground injection project.

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PERMIT PROCEDURES

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                            PERMIT PROCEDURES
     There are a number of general procedural and technical steps that must
be followed  to  develop a permit for the underground injection of wastes.
These steps are briefly discussed in the following paragraphs and enumerated
in the flow charts beginning on page 13.   As noted earlier, these steps are
primarily for the  injection of hazardous wastes; however,  they  are also
generally applicable to  the issuance of any permit for  waste injection.
Where appropriate, the flow chart refers to  processing permit applications
for other than  injection of hazardous wastes; note, however,  that  these
steps are not applicable  until such  time as  a State or EPA  UIC permit pro-
gram is approved pursuant to the SOWA and is in effect.

REVIEW PART A OF THE PERMIT APPLICATION

     All generators,  owners, or operators of facilities  which treat, store,
or dispose of hazardous wastes must submit Part A of the consolidated permit
forms (Forms I  and 3,  attached as Appendices 1 and 2).   The first step in
the permitting process is to examine Part A:   (1) to determine if the appli-
cant is  injecting  a  hazardous waste underground, and (2) if injecting, to
verify the completeness of the application.   If the facility is not  inject-
ing hazardous wastes but otherwise treats, stores, or disposes of hazardous
wastes, then a  RCRA  permit may be appropriate but the processing of that
permit would be in accordance with other guidance.*

     Supplemental information requested from the applicant may be necessary
to determine if  the  injection fluid contains a  hazardous  contaminant as
listed in 40 CFR 261.  The  applicant must be notified when  the application
is complete.
*  See "A-Step-by-Step Approach to Development of NPDES and RCRA Permits",
   EPA-330/1-81-004,  July 1981.

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COMPILE BACKGROUND INFORMATION

      A variety of data and reference materials are available to assist the
permit writer  in  reviewing  Part  A of the permit application and preparing
permit conditions.  These include RCRA interim status or uncontrolled site
inspection reports, annual  reports,  information in other program files,  and
technical guidance or  reference  manuals.   This information is also useful
in determining supplemental data needs prior to requesting Part B (see be-
low).   In the case of EPA permits, State  files  may contain additional  data,
especially if the State has its own hazardous waste permit program or  under-
ground injection program.

DETERMINE WHEN A UIC PERMIT IS NEEDED:   (Note:   This  section will not be
applicable until  a State or  EPA UIC program,  pursuant to  the  SDWA,  is
implemented.)

     All owners and/or operators  of existing injection wells must apply for
a UIC permit no later than 4 years after  approval  of a State UIC program or
implementation of  an  EPA-administered  program  (40 CFR 122.38(b)(l)).   If
the injected  hazardous  waste  is  accompanied by a  manifest  or contains a
hazardous contaminant as listed  in 40 CFR 261, Appendix VIII, a UIC permit
must be  applied  for  within 6 months after approval of an applicable State
program.

     UIC permit applications are required for new Class I wells, wells sus-
pected  of  contaminating an underground supply of  drinking  water (USDW),
wells  operating  in violation of existing regulations,  and  wells needing
permits issued by other State or Federal  agencies (40 CFR 146.09).

     Other existing Class  I wells may be authorized by rule  under RCRA for
the interim period (40 CFR 122.37).

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REQUEST PART B OF THE PERMIT APPLICATION

     The second phase of the application process is the submission of Part B
by the applicant.   Unless  voluntarily submitted, Part B must be requested
by the permitting  authority,  and the applicant must  be  given at least 6
months to submit requested data.

     There is no Part B application form.  The data required differ, depend-
ing on the  type of facility.   Required data for each type of facility are
defined in 40 CFR 122.25.   More specific information requirements are listed
in 40 CFR  146,  Subpart B.   Prior  to  requesting  Part  B,  the  permit writer
should determine the  specific data required for the  facility.  These re-
quirements should be reviewed for adequacy as additional  data may be needed
for some complex facilities or unusual cases.  Supplemental  data  is easier
to request  at this stage than after  an  inadequate application has been
received.

     Conversely, some  required data may not be needed for simpler facili-
ties.   Waiver of certain data requirements may be  possible upon request by
the applicant.

REVIEW PART B OF THE APPLICATION

     When Part B is received, it must be reviewed for technical and admini-
strative completeness  within  30  days for new facilities and 60 days for
existing facilities.   The  applicant is then notified  that Part B is com-
plete or that supplemental information is required.

     The adequacy  of  Part  B data  is  a  key  to efficient preparation of a
comprehensive permit.  Thorough review of Part B at this stage is thus very
important.   A lengthy  checklist  to assist the permit  writer  in determining
completeness of this review is presented in Table 1.

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REVIEW CHECKLIST FOR PART B

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                                      Table 1
                            REVIEW CHECKLIST FOR PART B
                       OF THE CONSOLIDATED PERMIT APPLICATION
                            Underground Injection Wells
  I.  Justification  for  injection well (Administrator's Decision Statement No. 5)
     	  A.   Pertinent  manufacturing processes and products (Application Parts A and B)
     	  B.   Current method(s) of disposal for wastes to be injected (industry review)
     	  C.   Alternative methods considered
     	  0.   Treatability  study results
     	  E.   Anticipated life of the injection project

 II.  Well location

     	  A.   Maps of facility (such as 1:5,000 scale) and area (such as 1:24,000 scale)
             showing well  location (may be combined with B below)
     	  B.   Area of review

          	  1.   Zone of endangering influence  (calculation acceptable)
          	  2.   Fixed radius (adequate consideration given to factors described  in
                   § 146.04(b))
          	  3.   Population in area of review
          	  4.   Maps showing ownership of  land surface, water, and mineral rights
          	  5.   Tabulation of owners shown on  maps prepared for item 4 above
          	  6.   Map  showing features listed under § 145.14(a}(2)
          	  7.   Tabulation of all wells in area of review that penetrate  the pro-
                   posed injection zone, their construction, and present use/condition
          	  8.   Proposed corrective actions for defective wells and related infor-
                   mation  listed in § 146.07
          	  9.   Owners  of defective wells  agree to corrective actions

III.  Hydrogeology
     A.  Geology

     	  1.   Generalized  maps and cross sections illustrating the regional  geo-
              logic setting (within a suggested radius around the well of 10
              miles or  more), control borings, or wells must be indicated on draw-
              ings  [§ 146.14(a)(6)]
     	  2.   Maps  and  cross sections delineating geologic structure of the  local
              area  (area of review), control  borings, or wells must be indicated
              on drawings  [§ 146.14(a)(5)]
     	  3.   Isopach maps depicting major lithologic or hydrologic units of
              significance to the  injection well
     	  4.   A history of sedimentary deposition or tectonic events in the  area
     	  5.   Map  showing  location of any Holocene faults within 3,000 ft of the
              well  or within the area of review (whichever is larger)
              [§ 122.25(a)(ll)]
     	  6.   Narrative on probable effects of above factors on project

     B. Groundwater

     	  1.   Maps  and  cross sections indicating  all underground sources of
              drinking  water as indicated  in  § 146.14(a)(4).  Water quality  in each
              hydrologic unit differentiated  on the basis of total dissolved
              solids concentration  (eg., less than 3,000 rag/4, between 3,000 and
              10,000 mg/i, and greater than 10,000 mg/£)

     	  2.   Narrative describing  interconnection of significant  hydrologic units
     	  3.   Piezometric  surface maps for injection zone and overlying hydrologic
              units
     	  4.   Supporting data for piezometric surface maps
     	  5.   Copies of drill stem  tests, extrapolations, and other relevant data
     	  6.   Present and  potential uses of water above  the  injection  zone  in  the
              area  of  review
     	  7.   Exempted  aquifers (§  146.04)

     C.  Characteristics of the disposal zone
     	  1.   Effective thickness  and area! extent (isopach map)
     	  2.   Lithology and mineralogy of  injection and  confining  intervals
     	  3.   Effective porosity  (how determined)
     	  4.   Permeability (vertical and horizontal)  (how determined)
     	  5.   Extent of natural fracturing
     	  6.   Fracturing and fracture propagation gradients
          7.   Location, extent, and effects of known or  suspected  faulting

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                                                                                           10
                                    Table 1  (Continued)
    	  8.   Extent and effect of  natural  solution  channels
    	  9.   Fluid saturation
    	 10.   Formation fluid chemistry
    	 11.   Formation temperature (how determined)
    	 12.   Formation fluid pressure  (original  and modifications  resulting  from
             previous  fluid withdrawals)
    	 13.   Osmotic characteristics of rock and fluids  both  compressive  and
             contiguous to the reservoir
    	 14.   Diffusion and dispersion  characteristics  of the  waste and  formation
             fluid including effect of gravity separation

IV.  Waste source(s) and characteristics

    A.   Tabulation of  all  existing or  proposed waste sources
    	  1.   Waste type
    	  2.   Generator identification  numbers
    	  3.   Percentage of each waste  stream to injection facility
    	  4.   Estimated monthly or  yearly volume of  each  waste stream
    	  5.   Total annual  volume of waste stream
    	  6.   Anticipated life of the project

    B.   Waste pretreatment facilities
    	  1.   Existing  facilities
    	  2.   Proposed  facilities
    	  3.   Flow diagram with waste streams identified
    	  4.   Plans for emergency storage or treatment  in case of well  failure
    	  5.   Pond or lagoons proposed  or in use
    	  6.   Filter types and locations
    	  7.   Disposal  of sludges or solids

    C.   Waste Characteristics

    	  1.   Chemical
    	  2.   Physical  (including temperature)
    	  3.   Biological
    	  4.   Stability characteristics with respect to time,  temperature, pres-
             sure, or  other influences
    	  5.   Corrosion characteristics of the injection  fluid •
    	  6.   Compatibility of injected waste with physical, chemical,  and biological
             characteristics of the reservoir

 V.  Well design

    A.   Proposed Well  Construction

         	  1.   Total depth to the injection zone
         	  2.   Injection interval
         	  3.   Surface casing:   size, type, weight, setting depth,  guide/float
                  equipment, centralizers, scratchers, grade, wall thickness, dia-.
                  meter, length joint  space, construction materials
         	  4.   Surface casing cement data and service company recommendations
         	  5.   Intermediate string  and cementing data
         	  6.   Injection or long string:   size,  type, weight, setting  depth,
                  guide/float equipment, DV tool, centralizers.  scratchers,  etc.
         	  7.   Injection string cement data and  service company recommendations,
                  cement compatability data, type and  grade
         	  8.   Packer:   type and setting depth or fluid seal
         	  9.   Description of annulus monitoring system,  including  type fluid,
                  fluid characteristics and proposed pressure
         	 10.   Type completion
              	  a.   Open hole
              	  b.   Perforated  long string:  where  and how many
              	  c.   Screen and  blank liner:  size,  setting depth, type
              	  d.   Underream and/or gravel pack
              	  e.   Other

         	 11.   Diagrammatic sketch  of well
         	 12.   Diagrammatic sketch  of well and head and complete description
         	 13.   Injection pump design and location
         	 14.   Type of drilling rig used for boring hole

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                                                                                            11
                                 Table 1 (Continued)
     B.   Proposed Well Operation

          	  1.  Data on initial  testing for mechanical  integrity
          	  2.  Estimated average and maximum injection rates and pressures;
                   external, internal, and axial loading
          	  3.  Expected injection schedule
          	  4.  Expected change  in pressure and rate, and direction of fluid  dis-
                   placement by injected wastes relative to time in area of review
          	  5.  Monitoring measures to assure continued mechanical integrity  of
                   well and injection zone
          	  6.  Provision for monitoring Injection pressure and volume
          	  7.  Plan for determining chemical and physical characteristics of
                   waste stream on  a routine schedule (waste analysis plan)

 VI.  Reservoir Stimulation and Testing

     	  A.  Description of proposed injectivity tests
     	  B.  Well stimulation:  acidizing, etc.
     	  C.  Description of logging program
     	  D.  Description of coring program and laboratory testing

VII.  Plugging and Abandoning the Injection Well

     	  A.  Financial responsibility for closure established
     	  B.  Plug placement according to approved procedure [§ 146.10(b),
              and § 264.434]
     	  C.  Plug and seal designed for appropriate level in well to prevent
              escape of injected fluids from the zone of injection
     	  D.  Complete specifications of seal, design drawings, and description  of
              emplacement procedure
     	  E.  Method for bringing well into state of static equilibrium between  fluid
              in well and that in the injection zone before sealing [§ 146.10(c)]

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                                                                           12
     The Part B  data  should be compared to the background information and
discrepancies and deficiencies  noted.   In some cases, the background data
may adequately supply missing  Part B information.   A supplemental  request
or a  facility  inspection  may be necessary in some cases to verify data or
compile supplemental information.

INSPECT THE FACILITY

     There are several factors  that would  indicate the need to inspect the
facility prior to permit development.   These are:

          A history of environmental  problems
          A history of noncompliance with interim status standards
          Available information is inadequate to prepare a permit
          Large amounts of  acutely hazardous or toxic wastes are handled
          Major land disposal or surface impoundment facilities are present
          A previous inspection indicates the need for a followup inspection

A followup inspection may be needed if  the previous  inspection did not in-
clude observations or documentation of critical activities or data.

DETERMINE IF A PERMIT SHOULD BE DENIED

     When the background and application data and/or inspection observations
for existing facilities  indicate  that the injection well operation cannot
assure  protection  from migration  of  injected  fluids or other formation
fluids into underground sources of drinking water, the permit must be denied.

     Similarly, if the proposed design and construction details for new wells
do not ensure protection of underground sources of drinking water, the permit
must be denied.

CONTENTS OF THE PERMIT

     1.   Name of the permittee
     2.   Nature of the business
     3.   Description and location of the activity
     4.   Name of the injection formation and the subsurface interval

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                                                                           13
     5.    Description of the injection fluid (range of properties,
          physical, chemical, and biological) including quality assurance
     6.    Construction requirements
     7.    Logging and testing requirements
     8.    Operating parameters including injection rates, pressures,
          daily volumes, annual volumes, and annular pressure
     9.    Monitoring requirements, including quality assurance
    10.    Completion report (newly drilled wells only)
    11.    Well work-over instructions
    12.    Reporting instructions
    13.    Recordkeeping
    14.    Plugging and abandonment requirements
    15.    General conditions
    16.    Special conditions
    17.    Effective and termination dates

FACT SHEET


     A fact sheet  must accompany every draft  permit  notice  of intent to

deny a permit, or notice of intent to terminate a permit in accordance with

the directions in 40 CFR 124.8.  The fact sheet presents the principal facts
and significant factual, legal, methods, and policy questions considered in

preparing the draft permit or  in  making the  determination to  deny or  term-

inate a permit.

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                                  FLOW CHART  FOR  INJECTION UIELLS PERMIT DEVELOPMENT
                          Start
             Review  Part  A of consolidated
              permit application	
                                                       Request supplemental
                                                             information
                           i
                Part A  information  completeTy
                                                 No
                  Notify Applicant
                               No
                                          Is this  an  exempted aquifer? \  es t*/stop. Permit not required )
                                             122.35 (b), 146.04	/      V		J
 Yes
r*-
                       this a Class I well?      \	^	»(  Stop.  Does- not apply  )
Do you know whether injection fluid contains hazardous contaminants?
See Part 261 for identification and listing of hazardous'wastes.
Do you know whether or hot well  is suspected of contaminating USDW?
nDo you know whether or not well  is in violation of existing regulations?
Do you know whether or not other State or Federal  permits are required?
                                                               No
                                                                     -^Request  supplemental
                                                                       I     information
                                      to next page

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       Continued from previous
               page
                           No
                                                   No
                                                     No
Is this a new\
    well?     )—'
                                        1
   Yes
                             ;is the well  suspected
                             of contaminating
                             groundwater?
                Yes
                                                    Is the well in viola-
                                                    tion of existing
                                                    regulations?	
                                                                                           1
                                                     rls a permit required
                                                     , by other state or
                                                      Federal Agency?
                                                      No
                                                  Yes
        Must file Part B information
        within 6 mos.  after approval of
        an applicable  stata program.
        Facility must  comply with 122.45
                               Yes
                                   j
          Is this hazardous waste
          accompanied by a manifest
          or delivery document?*
              122.45(b)
                       Does the injection fluid
                       contain a hazardous contami-
                       nant listed in Part 261
                           Appendix  VIII?	
       Request Part B detailed
       information as required
       by Parts:
       and 267.
        122, 146, 264,
Review Part B
information
 Request
supplemental
information
    Yes
Is all  the information needed
for the technical  analysis
available?
Notify applicant
               to the next page
          rls a site visit
             necessary?
                                                                                      v
                                                                                   Permit  by rule
                                                                                as  specified in  122
.37  |
                                                                                   File application for DIG
                                                                                   permit no later than 4 years
                                                                                   after approval of UIC program
                                                                                          (   Stop    )
                                              Yes
                             Notify applicant
                             and make inspection
                             It  is assumed in this flow chart that if a manifest or
                             delivery document does not accompany the waste, then,
                             one is  not needed.  If a manifest is needed but not
                             nrovided, then a violation of RCRA requirements may
                             have occurred and legal counsel is necessary.

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                                       (^Continued from previous page
                   No
        'is  the well located  in any of the political jurisdictions
          listed  in  Part 264  Appendix VI?
                                                                                           Yes
                                                      an 21
 Yes    /Is  the'well  located more  tfian"2Uo ft from"a Holocene faufti
	V Can compliance with  122.25(a)  (11) be demonstrated?

                  Yes

No /Is facility
\in 100 yr f
i

located \
lood plain?/


\
\
KDoes facility design and operatinq X^0
plan show compliance with 264.18(b)y
Compliance
schedule to
modifv desirm
fl

           No/ Is  the  IDS  of  the  injection
               \aquifer less than  10,000 ppm?
                                Yes
                                 No
          Request
        modification
[Return to  appropriate
ystep in sequence
                     / Is  the  zone  of  endangered
                    -( influence  presently  defined?
                     \	146.06	
Do the design and construction details
adequately guard against migration of the
injection formation?  122.34
                                                                              Wes
                                                                                                        Deny permit
                                                                    Go to next page   J

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                                                                            17
           C Continued from previous  page  j
                                  J
    Yes
         /Does the information  listed  in   \No
        -(-146.14a affirm the mechanical
         \integrity of the well  122.42(a)?y
                         r
Yes
              operating conditions  meet
        ^requirements of 146.13(a)
                                    eet  \No ^
                                    ?    /
                          \
     Yes / Does monitorinq system meet
         \requirements  of 146.13(b)?
                     —\
^es /Does quarterly report to  Director  \.No_
    \ meet requirements  of 146.13(c)?   /
                          1

                                             Set  up compliance schedule
                                             to achieve compliance within
                                             3 yrs of effective date
                                                    Set  up compliance schedule
                                                     to  be completed within
                                                     1 yr of effective date
                                                    /Return to appropriate ^
                                                    ystep in sequence   	J
Yes  /Are monitoring and response  procedures  yM^,
     ^adequate for accidents?  264.433	f
     /
     \
  Does the closure plan  meet  require-   \No
   ments of 264.434?	/
                          1
Yes  /Are financial  arrangements  adequate
     kfor the effective closure of  the well?
                                                        Request necessary
                                                        changes to plans
                                                                i
                                                        (Return to appropriate  )
                                                        .step in sequence    _J
                     Draft  UIC  Permit
                     and  prepare  Fact
                         Sheet
                       (  Stop

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                                                                           18
                 Continued from previous page)
                     New injection well
Yes /Do available logging and testing program
     data affirm the mechanical  integrity of
    \the well?  146.14(b) and 146.08
      Do planned operating conditions  meet
       requirements of 146.13(a)?
Yes
      Are monitoring and response procedures
      adequate for accidents?  264.433
                        1
Yes
Does the closure plan meet requirements
 of 264.434?
                        JL
      Are financial arrangements adequate for
       the effective closure of the well?
               Draft UIC Permit and
               prepare Fact Sheet
                      Stop    ")
 No
No
Yes / Does planned monitoring system meet       \ No
      requirements of 146.13(b)?                /
No
No
No
                                                             Request necessary
                                                              changes to well  con-
                                                             struction and/or plans
         Return to appropriate"^
          step in  sequence     J

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SAMPLE EPA PERMIT

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                                                                      19
     Following is a sample permit for an underground inspection well.   Note
that discussions in parentheses are  intended as explanation and should not
be included in the actual permit.  Also shown in parentheses is the appli-
cable regulatory requirement.   If  a  State permit, all  references  to  the
Regional Administrator should  be  changed  to Director or other appropriate
title for the head of the State permitting agency.   Explanatory information
is provided parenthetically in italics.


Permit No.       	
Application No.  	
EPA Identification No.
     I.    NAME OF PERMITTEE

          A.   Name
          B.   Address

    II.    NATURE OF BUSINESS

          A.   (Brief description of permittee's business)
          B.   SIC code:

   III.    DESCRIPTION AND LOCATION OF INJECTION ACTIVITY

          (Description of activity (type waste, etc.)
          (Legal description of location)
     Injection will be  into  the (name of formation(s)) in the approximate
     subsurface interval between 	 ft and 	 ft.


     The permittee is authorized to conduct injection activity in accordance

     with the provisions of  the  Resource Conservation and Recovery Act, as
     amended, (the Safe Drinking Water Act,  following implementation of a

     State or EPA VIC program), and with the limitations, requirements, and

     other conditions set forth in this permit.


     This permit shall become effective on 	 and shall ex-
     pire at midnight unless amended or terminated by the Regional Administrator.
Signatures

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                                                                      20
PART I:   SPECIAL CONDITIONS

      1.   CONSTRUCTION REQUIREMENTS

          The permittee is  required  to  set and cement surface casing to a
          minimum subsurface depth of 	 ft to properly pro-
          tect all underground supplies  of drinking water.

          Cementing shall  be by  the  	 method and sufficient
          grout shall be  used  to fill  the annular space between the hole
          and surface casing to the surface of the ground.

          The intermediate casing shall  be set and cemented from 	 ft
          to	 ft.

          The long string casing shall be set and cemented from	 ft
          to	 ft.

          Except as specifically required in the terms of this permit, the
          drilling and completion  of the  well  shall  be done in accordance
          with the plans and specifications contained in the permit appli-
          cation.   Any proposed significant changes to the plans and speci-
          fications must  be submitted  to the Regional Administrator and
          receive written  approval.

     2.    LOGGING AND TESTING REQUIREMENTS

          A.    The following  logs  shall be run  during  the drilling and
               completion  of the well.  A descriptive report interpreting
               the results of  the  logs  shall  be prepared by  a qualified
               log analyst  and submitted to the  Regional  Administrator.

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                                                       21
1.    For Surface Casing Hole before the casing Is Installed:
     [List the type of Jogs to be run (electric, caliper,
     etc.)]
     a.    _
     b.    _
     c.    _
     d.    _
     e.    _

     After the casing Is Installed:
     [List the types of logs to be run (cement Jbond, noise,
     etc.)]
     f.    _
     g.    _
     h.
     j-
2.    For Intermediate and Long String Casing Holes before
     casing is installed:
     [List the types of logs to be run (electric, tempera-
     ture,  caliper, etc.)]
     a.   	
     b.   	
     c.   	
     d.   	
     e.   	
     and after the casing is installed:
     [List the types of logs to be run (cement bond, noise,
     etc.)]
     f.   	
     g-   	
     h.   	
     i.   	
     j-   	

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                                                                22
    B.   Prior to completing the well, the bottom home pressure, bot-
         tom temperature, and static  fluid level shall be determined
         and a representative sample of formation fluids obtained and
         analyzed.

    C.   After completion of the  well,  tests shall be performed to
         determine the following reservoir characteristics:  [List the
         tests to be  conducted  in the injection zone (permeability,
         hydraulic pressure responses, etc.)]
         1.   	
         2.   	
         3.   	
         4.   	

    D.   The permittee shall run  compatibility tests of the  injected
         waste with injection zone  fluids,  and core samples of the
         injection zone and the confining zone.

    E.   Before any injection can commence,  the. permittee shall per-
         form the following  to  insure that the well has mechanical
         integrity.
         1.   A    (full  hole temperature or noise  log)    shall
              be run  to  show that there will be no significant  fluid
              movement into USDWs.
         2.   The surface casing  shall be tested to 	 psi for
              	 minutes  and the long  string casing  shall  be
              tested to 	 psi for	minutes.

3.   OPERATING PARAMETERS
    The maximum rate  of  injection shall  not exceed	 gallons
    per minute.  The  volume  of  liquid(s) injected shall not exceed
    	 gallons  per  month.    (This information may  be  obtained
    from evaluation  of hydraulic testing and  formation  pressure
    response.)

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                                                                23
    The operating injection pressure at the well head shall not exceed
    	 psig.   (This pressure is selected to give assurance that
    the down-hole pressure  will  not be great enough to fracture the
    confining strata.)

    The tubing-long string casing annulus shall  be filled with a fluid
    containing corrosion inhibitors, and a differential pressure of
    at least 	 psig  shall be maintained  on the annulus to de-
    tect well malfunctions.  (The annulus pressure is always greater
    than the injection pressure to assure containment of the injection
    fluid.   Sudden  changes  in  annulus  pressure  and/or annulus fluid
    inventory indicates a probable casing or tubing failure or a leak-
    ing packer.)

4.  MONITORING (40 CFR 122.11)

    A.   Pressure gages shall  be installed and  maintained in proper
         operating  conditions  at all times on the injection tubing
         and on  the tubing-long  string casing  annulus  at  the well
         head.

    B.   Continuous recording  devices  shall  be  installed and main-
         tained in proper operating conditions at all times to record
         injection  tubing pressures, injection  flow  rates,  injection
         volumes and  tubing-long string  casing annulus pressure.

    C.   The mechanical integrity of the well  shall  be tested every
         (at least  once every  5  years - more often,  if deemed neces-
         sary) year by performing the following: (Caliper  log pres-
         sure test on casing and tubing)
         1.    	
         2.

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                                                                24
    D.    Injected fluids shall be analyzed (frequency) for the follow-
         ing parameters:
         (List contaminants  limited by this permit and  screen for
         changes from original waste stream.)
         1.    	
         2.    	
         3.    	

    E.    The monitoring wells  identified  in  the permit application
         shall be  sampled on  a  (frequency)  basis  and the samples
         analyzed for the following-parameters:
         (List contaminants limited by  this  permit and other char-
         acteristic  constituents  which would indicate  migration
         of other formation fluids such as pressure,  etc.)
         1.    	
         2.    	
         3.    	
         4.    	;	

5.   COMPLETION REPORT (Newly drilled wells only)

    The permittee shall submit a notice of completion of construction
    to the Regional Administrator before commencing injection.

    As part of  the notice,  the Permittee shall  submit the following
    information:
    1.    All available logging and testing data as  required in Part I,
         Section 2.
    2.    The demonstration of mechanical integrity  required in Part I,
         Section 2-E.
    3.    Any  modification to  the permitted  operating  parameters
         described in Part I, Section 3.

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                                                                25
    The  Regional  Administrator will  inform the permittee  within
    13 days of  the  date of the notice of  his  intent to inspect or
    review the  injection well.  If the Regional Administrator waives
    his right or  does  not inform the permittee of his intent within
    13 days, the permittee may commence injection.

6.   WELL WORKOVERS

    The permittee shall give notice to the  Regional Administrator as
    soon as possible of any planned workover of the well.

    The notification  shall  be in writing  and  shall include plans
    for the workover.

    A complete  report  of  the workover shall be  prepared  including
    the reason  for  the  workover  and details of the work performed.

7.   REPORTING [40 CFR 122.7(1)4]

    A.   The permittee shall file (frequency -  suggest quarterly) re-
         ports within 	 days after the  last day of	, 	,
         	,  and 	 of each year on:
         1.   Monthly average,  maximum and minimum values  for injection
              pressure, flow  rate,  volume,  and  annular pressure.
         2.   Results of analyses of the  injected fluids.
         3.   Results of the monitoring analyses.

         The results of periodic  tests of mechanical integrity  and
         reports of well  workover  shall  be reported with the first
         (frequency  -   e.g.,  quarterly)  report  following  their
         completion.

    B.  The permittee shall  notify the Regional Administrator at least
        180 days before conversion or abandonment of the well.

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                                                                      26
      8.   PLUGGING AND ABANDONMENT [40 CFR 122.41(e)]

          The permittee shall notify the Regional Administrator in writing
          180 days prior to commencing plugging operations.   The well  shall
          be plugged  in  the manner described in the  permit application.

          Grout plugs shall be set at the following intervals:

               from	 ft to 	 ft
               from	 ft to 	 ft
               from 	 ft to	 ft

          If the permittee  wishes  to modify the location of the plugs or
          the plugging method, he shall furnish the Regional Administrator
          the following information:

          1.    The location of the plugs.
          2.    The type of grades and quantity of grout to be used.
          3.    The method of placement of the plugs.
          4.    The method for insuring static equilibrium in the well  prior
               to the placement of the plugs.

PART II:   GENERAL CONDITIONS

     1.    DUTY TO COMPLY [40 CFR 122.7(a),  122.41(a)]

          The permittee shall comply  with  all conditions of this permit.
          The filing of a request by the permittee for a permit modification,
          revocation and reissuance, or  termination,  or a notification of
          planned changes or  anticipated  noncompliance,  does not stay any
          condition of this permit.   Any permit noncompliance constitutes a
          violation of the Act and is grounds for enforcement action includ-
          ing permit termination, revocation and reissuance, modification,
          or denial of a permit renewal application.   In addition,  criminal
          or civil  actions may be brought in appropriate instances.

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                                                                 27
     A.    The permittee need  not  comply with the conditions of this
          permit to the extent and for the duration such noncompliance
          is authorized in an emergency permit.

     B.    It is not a defense in an enforcement action for a permittee
          to assert that it would have been necessary to halt or reduce
          the permitted activity  in order to maintain compliance with
          the conditions of this permit.

2.    IMMINENT HAZARD ACTION [40 CFR 264.4]

     Notwithstanding any other provisions of this permit, enforcement
     actions may be brought pursuant to § 7003 of RCRA.

3.    DUTY TO REAPPLY [40 CFR 122.7(b)]

     If the permittee wishes to continue the activity regulated by this
     permit after  the  expiration  date of this permit, the permittee
     must apply for and obtain a new permit in a timely manner.

4.    DUTY TO MITIGATE [40 CFR 122.7(d)]

     The  permittee shall  take all  reasonable  steps to minimize or
     correct any  adverse impact  on the environment resulting  from
     noncompliance  with this  permit even  to the  extent of  re-
     ducing or halting the permitted activity.
     (PENALTIES   FOR   VIOLATIONS   OF   PERMIT   CONDITIONS
     The  Safe  Drinking Water Act (SDWA) provides  that  any person
     who  violates  a permit  condition  implementing  Sections  1421,
     1423, and 1424  of the SDWA  is subject  to  a civil penalty not
     to  exceed $5,000  for each  day the violation occurs.  Any
     person who  willfully violates permit  conditions implementing
     Sections  1421,  1423,  and  1424 of  the  SDWA is  subject  to a
     fine not  to exceed $10,000 for each day  the  violation occurs.
     (to ?:r?cted in a permit issued pursuant to the

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                                                                 28
5.    PROPERTY RIGHTS [40 CFR 122.7(g)]

     Issuance of this permit  does not convey any property rights of
     any sort or  any exclusive privilege.   Issuance of  this  permit
     does not authorize any injury to persons or property or invasion
     of other private rights or any infringement of State or local  law
     or regulations.

6.    MODIFICATIONS OR REVOCATION AND REISSUANCE OF PERMITS  [40  CFR
     122.7(d)]

     This permit may be modified, revoked and reissued, or terminated
     for causes specified  in  40 CFR 122.15.   The filing of a request
     by the permittee for  a permit modification, revocation and reis-
     suance, or termination,  or a notification of planned changes  or
     anticipated noncompliance, does  not  stay any permit condition.

7.    PROPER OPERATION AND MAINTENANCE [40 CFR 122.7(e)]

     The permittee  shall  at all times properly operate and maintain
     all facilities and systems of treatment and control  (and  related
     appurtenances) which  are  installed-or  used by the permittee to
     achieve compliance with  the  conditions  of this permit.   Proper
     operation and maintenance includes effective performance, adequate
     funding, adequate operator staffing  and training, and adequate
     laboratory and process controls, including appropriate quality
     assurance procedures.  This  provision  requires the operation of
     back-up or auxiliary facilities or similar systems only when nec-
     essary to achieve  compliance with the conditions of the permit.

8.    DUTY TO HALT OR REDUCE ACTIVITY [40 CFR 122.7(c)]

     The permittee  shall  modify operations  as necessary  to maintain
     compliance with  this permit when  changes  (equipment failures,
     power outages, etc.)  occur.   The permittee shall not  use, as  a

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                                                                  29
      defense in an  enforcement  action,  the fact that  it  would have
      been necessary to halt or  reduce the permitted activity in order
      to comply with permit conditions.

  9.   DUTY TO PROVIDE INFORMATION [40 CFR 122.7(h)]

      The permittee  shall furnish to the Regional Administrator within
      a reasonable time,  any information which the Regional Administrator
      may request to determine whether cause exists for modifying, re-
      voking and reissuing,  or terminating this permit,  or to determine
      compliance with this permit.   The permittee shall  also furnish to
      the Regional  Administrator, upon request, copies  of records required
      to be kept by this  permit.

10.    INSPECTION AND ENTRY [40 CFR 122.7(c)]

      The permittee shall  allow the Regional Administrator, or an author-
      ized representative,  upon  the presentation of credentials and
      other documents as  may be required by law, to:

      a.   Enter upon the permittee's premises where  the regulated facil-
           ity or activity  is  located or conducted,  or where records
           must be kept under the conditions of this  permit;

      b.   Have access to and  copy,  at reasonable times, any records
           that must  be  kept  under  the conditions of  this permit;

      c.   Inspect at reasonable  times any facilities,  equipment
           (including monitoring  and control  equipment),  practices,
           or operations regulated or  required under this permit;  and

      d.   Sample or  monitor at reasonable  times,  for the purposes
           of assuring permit  compliance or as  otherwise authorized
           by the  appropriate  Act,  any  substances  or  parameters at
           any location.

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                                                                  30
11.    MONITORING AND RECORDS [40 CFR 122.70')]

      Samples and  measurements taken  for  the purpose of monitoring
      shall be representative  of  the monitored activity.  Monitoring
      must meet the requirements of 40 CFR 146.13(b).

      The  permittee  shall  retain records of  all  monitoring  informa-
      tion,  including  all  calibration  and maintenance  records  and
      all  original  strip chart recordings  for continuous monitoring
      instrumentation,  copies  of  all  reports required by this per-
      mit, and records of  all  data used to complete  the application
      for  this  permit,  for  a  period of at least 3 years from the
      date  of the sample  measurement,  report,  or  application.
      This  period  may be  extended  by  request of  the  Regional
      Administrator at any time.

      Records of monitoring information shall  include:

      a.    The date, exact place,  and time of  sampling or
           measurements;
      b.    The individual(s) who performed the sampling or
           measurements;
      c.    The date(s)  analyses were performed;
      d.    The individual(s) who performed the analyses;
      e.    The analytical techniques or methods used;  and
      f.    The results  of such analyses.

      Also, the  permittee  shall  retain all  records  concerning  the
      nature  and composition of injected fluids  until  3 years after
      completion of  any  plugging  and abandonment  procedures.   The
      Regional Administrator  may  require  the owner  or  operator  to
      deliver the  records  to the Regional Administrator at  the  con-
      clusion of the retention period.

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                                                                  31
12.    SIGNATORY REQUIREMENT [40 CFR 122.7(fc)]


      All  applications,  reports,  or  information submitted  to the

      Regional Administrator shall  be  signed and certified.


      a.    Applications -  All  permit  applications  shall be  signed
           as follows:
           (1)  For a  corporation:   by a  principal  executive offi-
                cer of at least the level  of vice-president,

           (2)  For a  partnership  or sole  proprietorship:   by  a
                general partner  or the proprietor,  respectively;  or

           (3)  For a  municipality,  State, Federal, or  other public
                agency:  by  e'ither a principal executive  officer  or
                ranking elected official.

      b.    Reports -  All  reports  required by the permit  and other
           information requested by  the  Regional  Administrator shall
           be signed by a person described above or by  a duly authorized
           representative of that person.   A person is  a duly authorized
           representative only if:
           (1)  The  authorization  is made  in writing by  a person
                described above.
           (2)  The authorization  specifies  either an  individual  or
                a  position  having  responsibility for  the overall
                operation of  the  regulated  facility  or activity,
                such as  the position of  plant manager, operator of
                a  well  or  a  well  field,  superintendent,  or posi-
                tion of  equivalent  responsibility.   (A duly  auth-
                orized representative  may thus be either  a named
                individual  or  any  individual  occupying  a named
                position), and
           (3)  The  written  authorization  is  submitted  to  the
                Regional Administrator.

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                                                                 32
     c.    Changes to authorization -  If  an authorization  under para-
          graph b of this  section is no  longer  accurate  because a
          different individual or position has responsibility for the
          overall operation of the facility,  a new authorization satis-
          fying the requirements  of  paragraph b  of this section must
          be submitted to  the  Regional Administrator prior to or to-
          gether with any  reports, information, or applications to be
          signed by an  authorized representative.
     d.    Certification - Any person signing a document under paragraph
          a or b of this section shall  make the following certification:
     "I certify under penalty  of  law that I have personally examined
     and am familiar with  the  information submitted in this document
     and all attachments and that, based on my inquiry of those indivi-
     duals immediately  responsible  for  obtaining the information, I
     believe that the information is true, accurate, and complete.   I
     am aware  that  there  are  significant penalties for submitting
     false  information, including  the  possibility of  fine and
     imprisonment."
13.   REPORTING REQUIREMENTS [40  CFR 122.7(1)1,2; 40  CFR 122.41(c)]

     a.    Planned Changes  - The  permittee shall give  notice  to the
          Regional Administrator as  soon  as  possible of any planned
          physical alterations or additions to the permitted facility.
          Except for the new wells  authorized by an area permit under
          40 CFR  122.39(c),  a new  injection  well  may not commence
          injection until  construction is complete,  and:

          (1)  The permittee has  submitted notice of completion of con-
               struction to the Regional Administrator; and

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                                                            33
     (2)  The Regional Administrator  has  inspected  or otherwise
          reviewed the new injection well  and finds  it is in com-
          pliance with the conditions  of  the permit or the per-
          mittee has not received notice from the Regional  Admini-
          strator of his  or  her intent to inspect or otherwise
          review the  new  injection well within 13 days  of the
          date of the  notice  in paragraph (1) of this section,
          in which case prior inspection or review is waived and
          the permittee may  commence  injection.  The Regional
          Administrator shall include  in his notice a reasonable
          time period in which he shall inspect the  well.

b.   Anticipated Noncompliance - The permittee shall  give advance

     notice to the Regional Administrator of any planned changes
     in the permitted  facility  or activity which may result in
     noncompliance with permit requirements.


c.   Monitoring Reports [40 CFR 122.7(1)4] -  Unless  more frequent
     reporting is specified  herein,  monitoring results shall be

     reported at  the intervals  specified  in 40 CFR 146.13(c)
     and meet minimum monitoring requirements of 40  CFR 146.13(b).


d.   Compliance Schedules [40 CFR 122.7(1)5; 40 CFR 122.41(d)] -

     Reports of compliance or noncompliance with, or any progress
     reports on, interim  and final requirements contained  in any

     compliance schedule  of  this permit shall be submitted no
     later than 14 days following each schedule date.   Any reports
     of noncompliance shall  include  the cause of noncompliance,
     any remedial actions taken,  and the probability of future
     noncompliance.   The following must be reported  within 24 hours.
     (1)  Any monitoring  or other  information  which indicates
          that any  contaminant may cause an  endangerment  to a
          USDW.
     (2)  Any noncompliance with a permit condition or malfunction
          of the injection system which may cause fluid migration
          into or between USDWs.

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                                                            34
e.   Twenty-four Hour Reporting [40 CFR 122.7(2)6] - The permittee
     shall report any noncompliance which may endanger  health or
     the environment.  Any  information  shall  be provided orally
     within 24 hours from the time the permittee becomes aware of
     the circumstances.   A written submission shall also be prov-
     ided within 5  days  of  the time the permittee becomes aware
     of the circumstances.  The written submission  shall contain
     a description of the noncompliance and its cause; the period
     of noncompliance, including  exact  dates  and times; and, if
     the noncompliance has  not been corrected, the anticipated
     time it  is expected to continue; and steps taken or planned
     to reduce, eliminate,  and prevent reoccurrence of the non-
     compliance.   If information  is  not available for the 5-day
     report, the written report may only be a confirmation of the
     oral report.   In such a case, the Regional Administrator must
     require a followup report, within 30 days, containing all the
     information listed above.   If all  information is still not
     available, the  Regional Administrator must require that the
     operator  submit it  as  soon as it  becomes  available.   The
     authority to require such additional  reports is contained in
     40 CFR 122.7(h) and 40 CFR 122.7(1)(8).

f.   Other Noncompliance [40 CFR 122.7(1)7] - The permittee shall
     report all instances of noncompliance not reported under other
     paragraphs of this section at the time monitoring reports are
     submitted.  The reports shall contain the information listed
     in paragraph e of this section.

g.   Other Information [40  CFR 122.7(1)8']  -  When the permittee
     becomes aware that it failed to submit any relevant facts in
     a permit  application,  or  submitted incorrect information in
     a permit application or in any report to the Regional  Admini-
     strator,  it shall  promptly submit such facts or information.

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                                                                  35
14.    Termination of Permit (40 CFR 122.16)

      a.    The Regional  Administrator may terminate a permit during its
           term or deny a permit renewal application for the following
           causes:

           (1)  Noncompliance by the  permittee  with any condition of
                the permit;
           (2)  The permittee's failure  in  the  application or during
                the permit issuance process to disclose fully all  rele-
                vant facts,  or the permittee's misrepresentation of any
                relevant facts at any time; or
           (3)  A determination that  the  permitted activity endangers
                human health or the environment and can only be regula-
                ted to  acceptable levels  by  permit modification or
                termination.

      b.    This permit will  terminate upon final action by the Regional
           Administrator and Director  (of  the State Pollution Control
           Agency)  to issue  or  deny a permit under an approved under-
           ground injection  control  program pursuant to PL 93-523, as
           amended.

 15.   Minor Modifications of Permit

      Upon the consent of the permittee, the Regional Administrator may
      modify a permit to make corrections or  allowances for changes in
      the permitted activity as listed in 40 CFR 122.17.

 16.   Transfer of Permit

      Transfers - This permit is not transferable  to any person except
      after notice  to the Regional Administrator.   The Regional Admini-
      strator may require modification or revocation and reissuance of
      the permit to change  the  name of the permittee and  incorporate
      such other requirements as may be necessary.

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                                                                 36
17.   Mid-Course Evaluation Requirements

     The permittee must  submit  the following minimum information at
     6-month intervals during the first 2 years of operation.
     a.    Data required under 40 CFR 122.4 and 122.38(c);
     b.    A tabulation of data on all wells within the area of review
          which penetrate into the proposed injection zone.  Such data
          shall include a description of each well's type,  construc-
          tion, date drilled, location (including the distance and di-
          rection from the injection well), depth, record  of plugging
          and/or completion, and any additional information the
          Regional Administrator may require;
     c.    The depth to the top and bottom of any USDW;
     d.    The distance to the nearest down-gradient water  supply well;
     e.    A description of the geology and hydrology of the area;
     f.    The construction characteristics of the well;
     g.    The corrective action proposed, if needed, as well as that
          performed;
     h.    The type and results of all mechanical integrity tests re-
          ported to the Regional Administrator; and
     i.    (1)  Any monitoring or other information which indicates that
               any contaminant may cause an endangerment to a USDW, or
          (2)  Any noncompliance with a permit condition or malfunction
               of the injection system which may cause fluid migration
               into or between USDWs.
18.   Conversion, Closure, and Abandonment

     The permittee  shall notify the Regional Administrator  at such
     time as the permit  requires  before conversion or abandonment of
     the well or in  the  case of area permits before  closure of the
     project.

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                                                                  37
19.    Additional Requirements for Hazardous Waste Management Facilities

      All hazardous waste  management  facilities must comply with  the
      applicable regulation  of 40  CFR  Part 264.  These  regulations
      include:   General  Facility Standards (Subpart B);  Preparedness
      and Prevention (Subpart C); Contingency Plan and Emergency Proce-
      dures (Subpart B); and Manifest System, Recordkeeping, and Report-
      ing (Subpart E).

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       APPENDIX A
PART A - FORM 1
GENERAL INFORMATION
CONSOLIDATED PERMITS PROGRAM

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                United States
                Environmental Protection
                Agency
                Office of
                Enforcement
                Washington. DC 20460
EPA Form 3510-1
June 1980
                Permits Division
$EPA
Application  Form  1 - General
Information

Consolidated  Permits Program
                  This form must be completed by all persons applying for
                  a permit under EPA's Consolidated Permits Program. See
                  the general instructions to Form 1 to determine which
                  other application forms you will need.

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               DESCRIPTION OF CONSOLIDATED
                 PERMIT APPLICATION FORMS
                   FORM 1 PACKAGE
                 TABLE OF CONTENTS
The Consolidated Permit Application Formi are:

  Form 1 - General Information (included in thit parti:

  Form 2 - Diichargei to Surface Water (NPDES Permit*):

   2A. Publicly Owned Treatment Works {Reserved — not included in
   thit package!.

   2B. Concentrated Animal Feeding Operations and Aquatic Animal
   Production Facilities Inot included in thit package).

   2C. Existing Manufacturing, Commercial. Mining, and Silviculture)
   Operations (not included in thit package), and

   2O.  New Manufacturing,  Commercial,  Mining,  and Silviculture!
   Operations (Reserved - not included in this package);

  Form  3 -  Hazardous Waste Application Form IRCRA Permits —
  not Included in this package);

  Form  4 - Underground  Injection  of Fluids  (UIC Permits —  He-
  served — not included in this package); and

  Form 5 - Air  Emissions in  Attainment Areas  (PSD  Permits —  Re-
  served — not included in this package).
Section A. General Instructions

Section B. Instructions for Form 1

Section C. Activities Which Do Not Require Permits

Section O. Glossary

Form 1 (two copies)
                                             SECTION A - GENERAL INSTRUCTIONS
Who Must Apply

With the exceptions described in Section C of these instructions. Fed-
eral laws prohibit you from conducting any of the following activities
without a permit.

NPDES (National Pollutant Discharge Elimination System Under  the
Clean  Water Act. 33 U.S.C.  1251).  Discharge of  pollutants into  the
waters of the United States.

RCRA (Resource Conservation and Recovery Act. 42 U.S.C. 6901).
Treatment, storage, or disposal of hazardous wastes.

UIC (Underground Injection  Control Under the Safe Drinking  Water
Act. 42 U.S.C. 30011. Injection of fluids underground by gravity flow
or pumping.

PSD (Prevention of Significant Deterioration Under the  Clean  Air
Act. 72 U.S.C. 74011. Emission of an air pollutant by a new or  modi-
fied facility in or near an area which has attained the National Ambient
Air Quality Standards for that pollutant.

Each of the above permit programs is operated in any particular State
by  either the United States Environmental  Protection Agency (SPA)
or by an approved State agency. You must use this application form to
apply  for a permit for those programs administered by EPA. For those
programs administered by approved States,  contact the State environ-
mental agency for the proper forms.

If you have any questions about whether you need a permit under any
of  the above programs, or if you need information as to  whether a
particular program  is administered by EPA or a State agency, or if  you
need  to  obtain application forms, contact your EPA Regional  office
(listed in Table 1).

Upon  your  request, and based upon  information supplied by you,
EPA will determine whether you are required to  obtain a permit for
a particular facility. Be  sure  to  contact EPA if  you  have a question,
because  Federal laws provide that you may be heavily penalized  if
you do not apply for a permit whan a permit ii required.

Form  1  of the EPA consolidated application forms collects general
Information applying to all programs. You must fill out Form 1 regard-
less of which permit you are applying for. In addition, you must fill
out one of the supplementary forms (Forms 2 — 5) for each permit
needed under each  of  the above programs.  Item II of Form  1  will
guide you to the appropriate supplementary forms.

You should note that there are certain exclusions to the permit require-
ments listed above. The exclusions are described  in detail in Section C
of these  instructions. If your activities are  excluded from  permit re-
quirements then you do not need to complete and return any forms.
  NOTE: Certain  activities not listed above also are subject to EPA
  administered environmental permit requirements. These include per-
  mits for ocean  dumping,  dredged or  fill material discharging, and
  certain types of  air emissions. Contact  your EPA Regional office for
  further information.
Table 1. Addresses of EPA Regional Contacts and States Within the
Regional Office Jurisdictions

REGION I

  Permit Contact, Environmental and Economic Impact Office. U.S.
  Environmental  Protection Agency, John F. Kennedy Building, Bos-
  ton, Massachusetts 02203, (617) 223-4635, FTS 223-4635.
   Connecticut,  Maine, Massachusetts, New Hampshire, Rhode Island,
   and Vermont.

REGION II

  Permit Contact, Permits Administration Branch,  Room 432, U.S.
  Environmental  Protection Agency, 26  Federal Plaza,  New  York.
  New York 10007. (212) 264-9880. FTS 264-9880.
   New Jersey, New York,  Virgin Islands, and Puerto Rico.

REGION III

  Permit Contact (3 EN 23), U.S. Environmental Protection Agency,
  6th & Walnut Streets.  Philadelphia.  Pennsylvania 19106.  (215)
  597-8816, FTS 597-8816.
   Delaware, District of Columbia, Maryland, Pennsylvania, Virginia,
   and West Virginia.

REGION IV

  Permit Contact,  Permits Section,  U.S.  Environmental  Protection
  Agency, 345 Courtland Street, N.E., Atlanta. Georgia 30365. (404)
  881-2017. FTS 257-2017.
   Alabama. Florida. Georgia,  Kentucky, Mississippi, North Carolina,
   South Carolina, and Tennessee.

REGION V

  Permit Contact I5EPI, U.S.  Environmental Protection  Agency, 230
  South Dearborn Street,  Chicago.  Illinois 60604, (312) 353-2105,
  FTS 353-2105.
   Illinois, Indiana, Michigan, Minnesota, Ohio, and Wisconsin.
                                                                  1-1

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                                       SECTION A -GENERAL INSTRUCTIONS (continued)
Table 1 (continued)

REGION VI

  Permit  Contact I6AEP).  U.S.  Environmental Protection  Agency,
  Flrtt International Building, 1201 Elm Street.  Dallas. Texai 75270,
  (214) 767-2765. FTS 729-2765.
   Arkansas, Louisiana. New Mexico, Oklahoma, and Texas.

REGION VII

  Permit  Contact.  Permits  Branch. U.S. Environmental  Protection
  Agency. 324 East 11th Street.  Kansas City, Missouri 64106, (816)
  758-5955. FTS 758-5955.
   Iowa, Kansas, Missouri, and Nebraska.

REGION VIII

  Permit  Contact (BE-WEI. Suite 103. U.S. Environmental Protection
  Agency, 1816 Lincoln Street, Denver, Colorado 80203. (303) 837-
  4901, FTS 837-4901.
   Colorado.  Montana. North  Dakota, South  Dakota,  Utah,  and
   Wyoming.

REGION IX

  Permit Contact. Permits Branch IE-4). U.S. Environmental Protection
  Agency. 215  Fremont Street,  San  Francisco,  California  94105,
  (415) 556-3450. FTS 556-3450.
   Arizona. California. Hawaii, Nevada, Guam, American Samoa, and
   Trust Territories.

REGION X

  Permit  Contact (M/S S21). U.S. Environmental Protection Agency.
  1200 6th Avenue. Seattle. Washington 98101,  (206) 442-7176.
  FTS 399-7176.
   Alaska, Idaho, Oregon, and Washington.
Where to File

The  application forms should be mailed to the EPA  Regional office
whose  Region includes the State in which the  facility is located (fee
Table II.

If the State in which the facility is located administers a Federal permit
program under which you need a permit, you should contact the appro-
priate State agency  for the correct forms.  Your EPA  Regional office
(Table 1) can tell you to whom to apply and can provide the appro-
priate address and phone  number.
When to File

Because of statutory requirements, the deadlines for filing applications
vary according to the type of facility you operate and the type of per-
mit you need. These deadlines are as follows:'
Table 2. Filing Dates for Permits

   FORM(permit)	
WHEN TO FILE
 1MNPDES)	180 days before your present NPDES per-
                        mit expires.
 •ZT.f.'"}£S)	180 days before your present NPDES per-
                        mit expires',  or 180 days prior  to  start-
                        up if you are a new facility.
 KINROSS)	180 days before your present NPDES per-
                        mit expires*.
 •2OINPDES)	180 days prior to startup.
 ZlHaiardout Waste). .  .  .Existing  facility:  Six months following
                        publication  of regulations listing  hazard-
                        ous wastes.
                        New facility: 180 days before commencing
                        physical construction.
                                    Tabto 2 (continued)

                                     A(UIC)	A  reasonable  time prior  to construction
                                                             for new wells; as directed by the Director
                                                             for existing wells.
                                     B(fSOI	Prior  to commencement of construction.

                                     1 Please  note that some of these forms are  not yet available for use
                                     and are listed as  "Reserved" at the beginning of these instructions.
                                     Contact your EPA Regional  office for information on current appli-
                                     cation requirements and forms.

                                     • If your present permit expires on or before November 30, 1980, the
                                     filing date is the  date on which your permit expires. If your permit
                                     expires during the period December 1, 1980 - May 31,1981, the fil-
                                     ing date is 90 days before your permit expires.

                                    Federal regulations provide that you may not begin to construct a
                                    new source in the NPDES program, a new hazardous waste management
                                    facility, a new injection well, or a facility covered by the PSD progrem
                                    before the issuance of a permit under the applicable program. Please
                                    note that if you are required to obtain a permit before beginning con-
                                    struction, as  described above, you may need to submit your permit
                                    application well in advance of an applicable deadline listed in Table 2.
                                    Fees

                                    The U.S. EPA does not require a fee for applying for any permit under
                                    the consolidated permit programs. (However, tome Statei which ad-
                                    minister one or more of these progrem* require fees for the permits
                                    which they issue.)
                                    Availability of Information to Public

                                    Information contained in these application forms will, upon request,
                                    be made available to the public for inspection and copying. However.
                                    you may request confidential treatment for certain information which
                                    you submit on  certain supplementary forms. The specific instructions
                                    for each supplementary  form state what information on the form, if
                                    any.  may be  claimed as confidential and what procedures govern the
                                    claim. No information on Forms 1 and 2A through 2D may be claimed
                                    as confidential.
                                    Completion of Forms     .

                                    Unless otherwise specified in  instructions to the forms, each item in
                                    each form must be answered. To indicate that each item has been con-
                                    sidered, enter  "NA," for not  applicable, if a particular item does not
                                    fit  the  circumstances or characteristics  of  your facility or activity.

                                    If you have previously submitted information to EPA or to an approved
                                    State agency which answers a question, you may either repeat the in-
                                    formation in the space provided or attach a  copy of the previous sub-
                                    mission. Some items in the form require narrative explanation. If more
                                    space is necessary to answer a question, attach a separate sheet entitled
                                    "Additional Information."
Financial Assistance for Pollution Control

There are a number of direct loans, loan guarantees, and grants available
to firms and communities for pollution control expenditures. These are
provided by the Small Business Administration, the Economic Devel-
opment Administration,  the Farmers Home  Administration, and  the
Department  of  Housing and Urban Development. Each EPA Regional
office (Table I) has en economic assistance coordinator who can pro-
vide you with additional information.

EPA's construction grants program under Title II of the Clean Water
Act is an  additional source of assistance to publicly owned treatment
works. Contact your EPA Regional office for details.
                                                                  1-2

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                                      SECTION B - FORM 1 LINE-BY-LINE INSTRUCTIONS
This form mint be completed by all applicants.
Completing Thb Form

Please type or print in the unshaded areas only. Some items have small
graduation marks in the fill—in spaces. These marks indicate the num-
ber of characters that may be entered into our data system. The merles
are spaced at 1/6" intervals which accommodate elite type (12 charac-
ter* per inch).  If you use another type you may  ignore the marks. If
you print, place each character between the marks. Abbreviate if neces-
sary to stay within the number  of characters  allowed for each item.
Use one  space for breaks  between words, but not for punctuation
marks unless they are needed to clarify your response.
Item I

Space is provided at the upper right hand corner of Form 1  for inser-
tion of your EPA Identification Number. If you have an existing facil-
ity, enter your Identification Number. If you don't know your EPA
Identification Number, please contact your EPA Regional office (Table
It. which will provide you with your number. If your facility is new
(not yet constructed!, leave this item blank.
Item II

Answer each question to determine which supplementary forms you
need to fill out. Be sure to check  the glossary in Section D of  these
instructions for the legal definitions of the bold  faced words. Check
Section C  of  these  instructions to determine whether your activity
is excluded from permit requirements.

If you answer "no" to every question, then you do not need a permit,
and you do not need to complete and return  any of  these forms.

If you answer "yes" to any question, then  you must complete and file
the supplementary form  by the deadline listed in Table  2 along with
this form.  (The applicable form number follows each question and it
enclosed in parentheses.)  You need not submit e supplementary form if
you already have  a permit  under  the appropriate Federal  program,
unless your permit is due to expire and you wish to renew your permit.

Questions (I) and (J) of Item II refer to major new or modified sources
subject to  Prevention of  Significant Deterioration (PSD) requirements
under the Clean Air Act. For the purpose of the PSD program, major
sources are defined as: (A) Sources listed in Table 3 which have the po-
tential to emit 100 tons or more per year emissions; and  (B) All other
sources with the potential to emit 250 tons-or more per year. See
Section C of these instructions for discussion of exclusions of certain
modified sources.

Table 3. 28 Industrial Categories Listed in Section 169(1) of the Clean
Air Act of 1977

Fossil fuel—fired steam generators of more than 250 million BTU per
 hour heat input;
Coal cleaning plants (with thermal dryers):
Kraft pulp mills;
Portland cement plants;
Primary zinc smelters;
Iron and steel mill plants;
Primary aluminum ore reduction plants;
Primary copper smelters;
Municipal incinerators  capable of charging  more than 250 tons of re-
 fuse per day;
Hydrofluoric acid plants;
Nitric acid plants;
Sulfuric acid plants;
Petroleum refineries;
Lime plants;
Phosphate rock processing plants;
Coke oven batteries;
Sulfur recovery plants;
Carbon black plants (furnace process):
Primary lead smelters;
Fuel conversion plants;
Sintering plants;
Secondary metal production plants;
Chemical process plants;
Fossil fuel  boilers (or combination thereof) totaling more than 250
 million BTU per hour heat input;
Table 3 (continued)

Petroleum  storage and transfer units with a  total storage  capacity
 exceeding 300,000 barrels;
Taconite ore processing plants;
Glass fiber processing plants; and
Charcoal production  plants.
Item III

Enter  the  facility's  official or legal name. Do not use a colloquial
name.
Item IV

Give the name, title, and work  telephone number of a person who is
thoroughly familiar with the operation of the facility and with the facts
reported in this application and who can be contacted by  reviewing
offices if necessary.
Item V

Give the complete mailing address of the office where correspondence
should be sent. This often  is not the address used to designate the lo-
cation of the facility or activity.
Item VI

Give the address or location of the facility identified in Item III of this
form. If  the facility lacks a street name or route number, give the most
accurate alternative geographic  information  (e.g., section number or
quarter section number from county records or at intersection of Rts.
425 and 22).
Item VII

List, in descending order of significance,  the four 4-digit  standard
industrial  classification  (SIC) codes which  best describe your facility
in terms of the principal products or services you produce or provide.
Also, specify each classification in words. These classifications may dif-
fer from  the  SIC codes describing the operation generating the dis-
charge, air emissions, or  hazardous wastes.

SIC code  numbers are descriptions which may be found in the "Stan-
dard Industrial Classification Manual"  prepared by the Executive Of-
fice  of the President,  Office of Management and Budget, which  is
available  from the  Government  Printing  Office,  Washington. D.C.
Use the current edition  of the manual. If you have any  questions con-
cerning the appropriate SIC code for your facility, contact your EPA
Regional office (tee Table 1).
Item VIII-A

Give the name, as it  is legally referred to, of the person, firm, public
organization, or any other entity which operates the facility described
in this application. This may or may not be the same name as the fa-
cility. The operator of the  facility is the legal entity which controls
the facility's operation rather than the plant or site manager. Do not
use a colloquial name.
Item VIII-B

Indicate  whether the entity which operates  the facility also owns it
by marking the appropriate box.
Item VIII-C

Enter the appropriate letter to indicate the legal status of the operator
of the facility. Indicate "public" for a  facility solely owned by local
government^ such as a city, town, county, parish, etc.
Items VIII-D - H

Enter the telephone number and address of the operator identified in
Item VIII-A.
                                                                    1-3

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                                SECTION B - FORM 1  LINE-BY-LINE INSTRUCTIONS (continued)
Nam IX

Indicate whether the facility is located on Indian Lands.


ItamX

Give the number of each presently  effective permit issued to the fa-
cility  for each program or,  if you have previously filed an application
but have not yet received a permit, give the number of the application,
if any. Fill in the unshaded area only. If you have more than one cur-
rently effective permit for your facility under a particular permit pro-
gram, you  may list additional permit  numbers on a separate sheet of
paper. List any relevant environmental Federal (e.g., permits under the
Ocean Dumping Act. Section 404 of the Clean Water Act or the Surface
Mining Control and Reclamation Act). State (e.g.. State permits for
new air emission sources in  nonattainment areas under fart D of the
Clean Air Act or State permits under Section 404 of the dean Water
Act), or local permits or applications under "other."


Hem XI

Provide a topographic map or maps of the area  extending at least to
one mile beyond the property boundaries of Ihe facility which clearly
show the following:

  The legal boundaries of the facility;

  The location and serial number of each of your existing and proposed
  intake and discharge structures;

  All hazardous waste management facilities;

  Each well where you inject  fluids underground; and

  All  springs and surface water  bodies in the area, plus all  drinking
  water wells within 1/4 mile of the facility which are identified in the
  public record or otherwise known to you.

If an intake or discharge structure, hazardous waste disposal site, or
injection well associated with the facility is located more than one mile
from  the plant, include it on the map, if possible. If not, attach addi-
tional sheets describing the  location of the structure, disposal site, or
well, and identify the U.S. Geological Survey (or otherl map  corres-
ponding to the location.

On each map, include the map scale, a meridian arrow showing north,
and latitude and longitude at the nearest whole second. On all maps of
rivers, show the direction of the current, and in tidal waters, show the
directions of the ebb and flow tides. Use a  7-1/2 minute series map
published  by the U.S. Geological  Survey,  which may be  obtained
through the U.S.  Geological Survey  Offices  listed below. If a 7-1/2
minute series map has not  been published for your facility site, then
you may use a 15 minute series map from the U.S. Geological Survey.
If neither a 7-1/2 nor  15 minute series map has been published for your
facility site, use a plat map or other appropriate map, including all the
requested  information; in this case, briefly describe land uses in the
map area (e.g., residential, commercial/.

You may trace your map from a geological survey chart, or other map
meeting the above  specifications. If you do, your map should bear a
note showing the number or title oi  the map or chart it  was traced
from. Include the  names of nearby  towns, water bodies, and other
prominent points. An example of an acceptable location map is shown
In Figure 1-1 of these instructions. (NOTE: Figure 1—1 is provided for
purposes of illustration only, and does not represent any actual fa-
cility.)
  U.S.G.S. OFFICES
                                     AREA SERVED
  Eastern Mapping Center
  National Cartographic Information
  Center
  U.S.G.S.
  536 National Center
  Reston. Va. 22092
  Phone No. (703) 860-6336
Ala.. Conn.,  Del., D.C..  Fla.,
 Ga.,  Ind.. Ky.,  Maine.  Md.,
 Mass.. N.H.. N.J.. N.Y.. N.C..
 S.C.. Ohio, Pa., Puerto Rico.
 R.I.. Tenn..  Vt., Va.. W. Va..
 and Virgin Islands.
                                     Item XI (continued)

                                       Mid Continent Mapping Center
                                       National Cartographic Information
                                       Center
                                       U.S.G.S.
                                       1400 Independence Road
                                       Rolla. Mo. 65401
                                       Phone No. (314) 341-0851

                                       Rocky Mountain Mapping Center
                                       National Cartographic Infomaiion
                                       Center
                                       U.S.G.S.
                                       Stop 504. Box 25046 Federal Center
                                       Denver. Co. 80225
                                       Phone No. (303) 234-2326

                                       Western Mapping Center
                                       National Cartographic Information
                                       Center
                                       U.S.G.S.
                                       345 Middlefield Road
                                       Menlo Park. Ca. 94025
                                       Phone No. (415) 323-8111
                                     Ark..  III..  Iowa.  Kens..  La-
                                     Mich.,  Minn.,  Miss.,  Mo.,
                                     N. Dak.. Nebr.. Okla.. S. Dak.,
                                     and Wis.
                                     Alaska, Colo.. Mont.. N. Mex.,
                                     Tex.. Utah, and Wyo.
                                     Ariz.,  Calif., Hawaii,  Idaho.
                                     Nev., Oreg., Wash., American
                                      Samoa,   Guam,  and  Trust
                                      Territories
                                     Item XII

                                     Briefly describe the nature of your business (e.g., products produced
                                     or services provided).
Item XIII

Federal statues provide for severe penalties for submitting false inform-
ation on this application form.

18 U.S.C. Section 1001 provides that "Whoever, in any matter within
the jurisdiction of any department or agency  of the United States
knowingly and willfully falsifies, conceals or covers up by any trick.
scheme, or device a material fact,  or makes or uses any false writing
or document knowing same to contain any false, fictitious or fraudu-
lent  statement or entry, shall  be fined not more than $10,000 or im-
prisoned not more than five years, or both."

Section 309(c)(2) of the Clean Water Act and Section 113(c)(2) of the
Clean Air Act each provide  that "Any person who knowingly makes
any  false  statement,  representation, or certification  in any  applica-
tion. .  . . shall upon conviction, be punished  by a fine of no more than
$10.000 or by imprisonment for not more than six months, or both."

In addition, Section 3008(d)(3) of  the Resource Conservation and Re-
covery Act provides for a fine  up to $25,000 per day or imprisonment
up to one year, or both, for a  first conviction for making a false state-
ment in any application under  the  Act, end for double these penalties
upon subsequent convictions.

FEDERAL REGULATIONS REQUIRE THIS APPLICATION TO BE
SIGNED AS FOLLOWS:

  A.  For a corporation, by a principal executive officer of  at least the
  level  of vice president. However, if the only activity in Item II which
  is marked "yes" is Question  G, the  officer may authorize a person
  having responsibility for the overall operations of the well or well
  field  to sign the certification. In that case, the authorization must be
  written and submitted to the permitting authority.

  B. For partnership or sole proprietorship, by a general partner or the
  proprietor, respectively; or

  C.  For a municipality. State,  Federal,  or  other public  facility, by
  either a principal executive officer or ranking elected official.
                                                                    1-4

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                                  SECTION C - ACTIVITIES WHICH DO NOT REQUIRE PERMITS
I.  National  Pollutant Discharge  Elimination System Permits Under
the Clean Water Act. You are not required to obtain an NPDES permit
if your discharge it in one of the following categories, as provided by
the Clean Water Act ICWA) and  by the NPDES regulations (40 CFR
Partt  122—1251.  However, under Section 510 of CWA a discharge ex-
empted from the federal NPDES requirements  may still  be regulated
by a State  authority; contact your State environmentel agency to de-
termine whether you need a State  permit.

 A. DISCHARGES FROM VESSELS. Discharges of sewage from ves-
 sels, effluent from properly functioning  marine engines, laundry,
 shower, and galley sink wastes, end any other  discharge incidental to
 the  normal operation  of a  vessel do not require  NPDES permits.
 However,  discharges of rubbish, trash, garbage, or other such mater-
 ials discharged overboard  require permits, and  so do other discharges
 when the vessel  is operating in a capacity other than as a means of
 transportation, such as when the vessel is being used as an energy or
 mining facility, a storage  facility,  or a seafood processing facility, or
 is secured to the bed of the ocean, contiguous zone, or waters of the
 United States for the  purpose  of mineral  or  oil exploration or de-
 velopment.

 B. DREDGED OR FILL MATERIAL. Discharges of dredged or fill
 material into waters of the Uniied States do not need NPDES permits
 if the dredging or filling is authorized by a permit issued by the U.S.
 Army Corps of Engineers or an EPA  approved State under Section
 404 of CWA.

 C. DISCHARGES  INTO PUBLICLY OWNED TREATMENT WORKS
 (POTW). The introduction of sewage, industrial wastes, or other pol-
 lutants into a POTW  does  not need an NPDES permit. You must
 comply with  all  applicable pretreatment standards   promulgated
 under Section 307(b) of CWA, which may  be included  in the permit
 issued to  the POTW. If you have a plan or an agreement to switch
 to a POTW in the future, this does not relieve you of the obligation
 to apply for and receive  an NPDES permit until you  have stopped
 discharging pollutants into waters of the United States.

 (NOTE: Discharger* into privately  owned treatment works do not
 have to apply for or obtain NPDES permit! except at otherwise re-
 quired by the EPA Regional Administrator. The owner or operator
 of the treatment works itself, however, must apply  for a permit and.
 identify all users in its application. Users so  identified will receive
 public notice of actions taken on the permit for the treatment works.)

 D.  DISCHARGES FROM AGRICULTURAL AND SILVICULTUR-
 AL ACTIVITIES.  Most discharges from agricultural  and silviculture!
 activities to waters of  the United States do not require NPDES per-
 mits. These include runoff from orchards, cultivated crops, pastures,
 range lands, and forest lands. However, the discharges  listed below
 do require NPDES permits. Definitions of the  terms listed below are
 contained in the Glossary section of these instructions.

   1.  Discharges  from  Concentrated  Animal  Feeding Operations.
   (See  Glossary for definitions  of "animal feeding operations" and
   "concentrated animal feeding  operations." Only the  latter require
   permits.)

   2.  Discharges  from  Concentrated  Aquatic  Animal  Production
   Facilities. (See Glossary for size cutoffs.)

   3.  Discharges  associated  with approved  Aquaculture  Projects.

   4.  Discharges  from Silviculture! Point Sources. (See  Glossary for
   the definition  of "silvicultural  point source.") Nonpoint  source
   silviculture! activities are  excluded from NPDES  permit require-
   ments. However, some of  these activities, such as stream crossings
   for roads, may  involve point  source discharges of dredged or fill
   material  which may  require a Section 404 permit.  See 33 CFR
   209.120.

 E. DISCHARGES IN  COMPLIANCE WITH AN ON-SCENE  CO-
 ORDINATOR'S INSTRUCTIONS.
II.  Hazardous Waste Permits Under  the  Resource Conservation and
Recovery Act. You may be excluded from the requirement to obtain
a permit under  this program if you fall into one of  the  following
categories:

  Generators who accumulate their own hazardous waste on—site for
  less than 90 days as provided in 40 CFR 262.34;

  Farmers who dispose of hazardous waste pesticide from their own use
  as provided in 40 CFR 262.S1;

  Certain persons treating, storing, or disposing of small quantities of
  hazardous waste as provided in 40 CFR 261.4 or 261.5; and

  Owners and operators of totally enclosed treatment facilities as de-
  fined in 40 CFR 260.10.

Check  with your Regional office for details. Please note that even if
you are excluded from permit requirements, you may be required by
Federal regulations to handle your waste in a particular manner.
III. Underground Injection Control  Permits Under the Safe Drinking
Water Act. You are not required to obtain a permit under this program
if you:

  Inject into existing wells used to enhance recovery of oil and gas or
  to store hydrocarbons (note, however, that these underground injec-
  tions are regulated by Federal rules); or

  Inject into or above a stretum which contains, within 1/4 mile of the
  well bore, en underground source  of drinking water (unleu your in-
 jection is the type identified in  Item II-H. for which you do need a
 permit). However, you must notify EPA of your injection and submit
  certain required information on  forms supplied by the Agency, and
  your operation may be phased out if you are a generator of hazardous
  wastes or a  hazardous  waste management facility which uses wells
  or septic tanks to dispose of hazardous waste.
IV. Prevention  of Significant Deterioration Permits Under the Clean
Air Act. The PSD program applies to newly constructed or modified
facilities (both of which are referred to as "new sources") which in-
crease eir emissions. The Clean Air Act Amendments of 1977 exclude
small new sources of air emissions from the PSO review program. Any
new source in an  industrial'category listed in Table 3 of these instruc-
tions whose potential to emit is less than 100 tons per year is not re-
quired to get a PSD permit. In addition, any new source in an industrial
category not  listed in Table 3 whose potential to emit is less than 250
tons per year  is exempted from the PSD requirements,

Modified sources  which increase  their net emissions (the difference
between  the  total emission increases and  total emission decreases at
the source) less than the significant amount set forth in EPA regulations
are also exempt from PSD requirements. Contact your EPA Regionel
office (Table  1) for further information.
                                                                  1-5

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                                                     SECTION D - GLOSSARY
NOTE: This Glossary  includes terms used in the instructions and in Forms 1, 2B. 2C, and 3. Additional terms will be included in the
future when other forms are developed to reflect the requirements of other parts of the Consolidated Permits Program. If you have
any questions concerning the meaning of any of these terms, please contact your EPA Regional office (Table 1).
ALIQUOT means a (ample of specified volume used to make up a total
composite sample.
ANIMAL FEEDING OPERATION means a lot or facility (other than
an aquatic animal production facility) where the following conditions
are met:

  A. Animals (other than aquatic animaltl have been, are, or will be
  stabled or  confined and fed or maintained for a total of 45 days or
  more in any 12 month period; and

  B.  Crops, vegetation, forage growth, or post-harvest residues are not
  sustained in the normal growing season over any portion of the lot
  or  facility.

Two or  more  animal feeding operations under common ownership
are  a single  animal feeding  operation if they adjoin  each other or  if
they use a common area or system for the disposal of wastes.
ANIMAL UNIT means a unit of measurement for any animal feeding
operation calculated by adding the following numbers: The number of
slaughter and feeder  cattle multiplied by 1.0; Plus the number of ma-
ture dairy cattle multiplied by  1.4; Plus the number of swine weighing
over 25 kilograms (approximately 55 pounds) multiplied by 0.4; Plus
the number of sheep multiplied by  0.1; Plus the number of horses
multiplied by 2.0.
APPLICATION means the EPA standard national forms for applying
for a permit, including any additions, revisions, or modifications to the
forms; or forms approved by EPA for use in approved States, including
any approved modifications or revisions. For  RCRA, "application"
also means "Application, Part B."
 APPLICATION. PART A means that part of the Consolidated Permit
 Application forms which a  RCRA permit applicant must complete to
 qualify for interim status under Section 3005(e) of RCRA and for con-
 sideration for a permit. Part A consists of Form 1 (General Informa-
 tion) and Form 3 (Hazardous Want Application Form).
APPLICATION, PART B means thet part of the application which a
RCRA permit applicant must complete to be issued a permit. (NOTE:
EPA it not developing a specific form for fan B of the permit appli-
cation, but an instruction booklet explaining what information mutt be
supplied it available from the EPA Regional office.)
 APPROVED  PROGRAM or APPROVED STATE means a State  pro-
 gram which has been approved or authorized by EPA under 40 CFR
 Part 123.
 AQUACULTURE PROJECT  means a  defined managed water  area
 which uses discharges of pollutants into that designated area for the
 maintenance  or production  of harvestable freshwater,  estuarme, or
 marine plants or animals. "Designated area" means the portions of the
 weters of the United States within which the applicant  plans to con-
 fine the cultivated species, using a method of plan or operation (includ-
 ing, but not limited to, physical confinement) which, on the basis of
 reliable scientific evidence, is expected to ensure the specific individual
 organisms comprising an aquaculture crop will enjoy increased growth
 attributable to  the discharge of pollutants  and be harvested  within a
 defined geographic area.
 AQUIFER means a geological formation, group of formations, or part
 of a formation that is capable of yielding a significant amount of water
 to a well or spring.
 AREA  OF  REVIEW means the area surrounding  an injection  well
 which is described according to the criteria set forth in 40 CFR Section
 146.06.
AREA PERMIT meens a UIC permit applicable to all or certain wells
within a geographic area, rather than to a specified well, under 40 CFR
Section 122.37.
ATTAINMENT AREA means, for any air pollutant, an area which has
been designated under  Section 107  of  the  Clean Air Act as having
ambient air quality levels better than any national primary or secondary
ambient air quality standard for that pollutant. Standards have been set
for sulfur oxides, paniculate matter,  nitrogen dioxide, carbon monox-
ide, ozone,  lead, and hydrocarbons. For purposes  of the  Glossary,
"attainment  area" also refers to "unclassifiable area," which  means,
for any pollutants,  an area designated under Section 107 as unclassi-
fiable with respect to that pollutant  due to insufficient  information.
BEST MANAGEMENT PRACTICES (BMP) means schedules of activi-
ties, prohibitions of practices, maintenance procedures, and other man-
agement practices to  prevent or reduce the pollution of waters of the
United States. BMP's  include treatment requirements, operation proce-
dures,  and practices  to  control plant site runoff, spillage or leaks.
sludge or waste disposal, or drainage from raw material storage.
BIOLOGICAL MONITORING TEST means any test which  includes
the use of aquatic algal, invertebrate, or vertebrate species to  measure
acute or chronic toxicity, and any biological or chemical measure of
bioaccumulation.
BYPASS means the intentional diversion of wastes from any any por-
tion of a treatment facility.
CONCENTRATED ANIMAL FEEDING OPERATION means an animal
feeding operation which meets the criteria set forth in either (A) or (B)
below or which  the  Director designates as such on a case—by—case
basis:

  A.  More than the numbers of animals specified in any of the follow-
  ing categories are confined:

   1. 1,000 slaughter or feeder cattle,

   2. 700 mature dairy cattle (whether milked or dry cows).

   3. 2,500 swine each  weighing over  25 kilograms (approximately
   55 pounds).

   4. 500 horses.

   5. 10.000 sheep or lambs.

   6. 55.000 turkeys.

   7. 100,000 laying hens or broilers (if the facility has a continuous
   overflow watering).

   8. 30,000 laying hens or broilers lit the facility has a liquid manure
   handling system).

   9. 5.000 ducks, or

  10. 1,000 animal units; or

  B.  More than the following numbers end types of enimals are con-
  fined:

   1. 300 slaughter or feeder cattle,

   2. 200 mature dairy cattle (whether milked or dry cows).

   3. 750 swine  each weighing over 25 kilograms  (approximately 55
   pounds).

   4. 150 horses.
                                                                  1-6

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                                                SECTION D - GLOSSARY (continued)
CONCENTRATED ANIMAL FEEDING OPERATION (continued)

   6. 3,000 sheep or lambs,

   6. 16,500 turkeys.

   7. 30,000 laying hens or broilers (H the facility hai continu tut
   overflow watering).

   8. 9,000 laying hens or broilers (if the facility ha* a liquid manure
   handling system).

   9. 1,500 ducks, or

  10. 300 animal units; AND

   Either one of the following conditions are met: Pollutants are dis-
   charged  into waters of the United States through a manmade ditch,
   flushing system  or  other  similar  manmade device ("manmade"
   meant contracted by man and used for the purpose of transporting
   wastes); or Pollutants are discharged directly  into waters of the
   Unites States which originate  outside of and pass over, across, or
   through the facility or otherwise come into direct contact with the
   animals confined in the operation.

   Provided, however, that no  animal feeding operation is a concen-
   trated animal feeding operation as defined above  if such animal
   feeding operation discharges only in the event of a 25 year, 24 hour
   storm event.
CONCENTRATED  AQUATIC ANIMAL  PRODUCTION FACILITY
means a hatchery, fish farm, or other facility which contains, grows or
holds aquatic animals in either of the following categories, or which the
Director designates as such on a case—by—case basis:

  A. Cold water fish species or other cold water aquatic animals includ-
  ing, but not limited to,  the Salmonidae family of fish (e.g., trout and
  salmon) in ponds, raceways or other similar structures which dis-
  charge at least 30 days per year but does not include:

    1. Facilities which produce less than 9,090 harvest weight kilograms
    (approximately  20.000 pounds)  of aquatic animals per year: and

    2. Facilities  which feed less  than 2.272  kilograms  (approximately
    5,000 pounds) of  food during  the  calendar month  of maximum
    feeding.

  B. Warm  water fish species or other warm water aquatic  animals
  including,  but not limited to, the Ameiuridae, Cetrarchidae, and
  Cyprinidae families of  fish (e.g..  respectively, catfish, sun fish, and
  minnows)  in ponds, raceways, or  other similar structures which dis-
  charge at least 30 days per year, but does not include:

    1. Closed ponds which discharge only during periods of excess run-
    off; or

    2. Facilities  which produce  less  than 45,454 harvest weight kilo-
    grams (approximately  100.000 pounds) of aquatic animals per year.
CONTACT COOLING WATER means water used to reduce tempera-
ture which comes into contact with a raw material, intermediate pro-
duct, waste product other than heat, or finished product.


CONTAINER means any portable device in which a material is stored.
transported, treated, disposed of, or otherwise handled.
CONTIGUOUS ZONE means the entire zone established by the United
States under article 24 ol the convention of the Territorial Sea and the
Contiguous Zone.
CWA  means the Clean Water Act  (formerly referred to  the Federal
Water Pollution Control Act) Pub. L. 92-500, as amended by Pub.
L. 95-217 and Pub. L. 95-576, 33 U.S.C. 1251 at teg.
DIKE means any embankment or ridge of either natural or manmade
materials used  to prevent the movement of liquids, sludges, solids, or
other materials.
DIRECT DISCHARGE means the discharge of e pollutant as defined
below.
DIRECTOR  means th:- EPA Regional Administrator or the State Di-
rector as the context requires.
DISCHARGE (OF A POLLUTANT) means:

 A. Any addition of any pollutant  or combination of pollutants to
 waters of the United States from any point source; or

 B. Any addition of any pollutant or combination of pollutants to the
 waters of the contiguous zone or the ocean from any point source
 other than a vessel or other floating craft which is being used as a
 means of transportation.

This definition includes  discharges into waters of the United  States
from: Surface  runoff which is collected or channelled by man; Dis-
charges through pipes, sewers, or other conveyances owned by a State.
municipality, or other person which  do not lead to POTW's; and Dis-
charges  through pipes, sewers,  or other conveyances,  leading into
privately owned treatment works. This term does not include an ad-
dition of pollutants by any indirect discharger.
DISPOSAL (in the RCRA program) means the discharge, deposit, in-
jection, dumping, spilling, leaking, or placing of any hazardous waste
Into or on any land or water so that the hazardous waste or any constit-
uent of it may enter the environment or be emitted into the air or
discharged into any waters, including ground water.
DISPOSAL FACILITY means a facility or part of a facility at which
hazardous waste is intentionally placed into or on land or water, and
at which hazardous waste will remain after closure.
EFFLUENT  LIMITATION means any  restriction imposed  by the
Director  on quantities, discharge  rates, and concentrations of pollu-
tants  which are discharged  from point sources into waters of the
United States,  the  waters of  the continguous zone, or  the ocean.
EFFLUENT LIMITATION GUIDELINE means a regulation published
by the Administrator under Section 304(b) of the Clean Water Act to
adopt or revise effluent limitations.
ENVIRONMENTAL  PROTECTION  AGENCY  (EPA)  means  the
United States Environmental Protection Agency.
EPA IDENTIFICATION NUMBER means the number assigned by EPA
to each generator, transporter, and facility.
EXEMPTED AQUIFER means an aquifer or its portion that meets the
criteria in the  definition of USDW, but which has been exempted ac-
cording to the procedures in 40 CFR Section 122.35(b).
EXISTING HWM FACILITY means a Hazardous Waste Management
facility which was in 'operation, or for which construction had com-
menced, on or before October 21, 1976. Construction had commenced
if (A) the owner or operator had obtained all necessary Federal, State,
and local preconstruction approvals or permits, and either (B1) a con-
tinuous on-site, physical construction  program had  begun, or (B2)
the owner or operator had entered into contractual obligations, which
could not be cancelled or modified without  substantial lots, for con-
struction of the facility to  be  completed within a  reasonable time.

  (NOTE: This  definition reflects the literal language of the statute.
  However. SPA believes that amendments to RCRA now in conference
  will shortly be enacted and will change the date for determining when
  a facility is an "existing facility" to  one no earlier than May of 1980:
  indications an the  conferees are  considering October 30.  1980.
  Accordingly. EPA  encourages every owner  or operator of a facility
  which was built or under construction as of the promulgation date of
  the RCRA program regulations to file Part A of its permit application
  to that it can be quickly processed for interim status when the change
  in the law takes effect. When those amendments are enacted. EPA will
  amend this definition.)
                                                                        EXISTING  SOURCE or EXISTING DISCHARGER fin the NPDES
                                                                        program) means any source which is not a new source or a new dis-
                                                                        charger.
                                                                  1-7

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                                              SECTION D - GLOSSARY (continued)
EXISTING INJECTION WELL means an injection well other than a
new injection well.
FACILITY means any HWM facility. UIC underground injection well.
NPDES point source. PSD stationary source, or any other facility or
activity (including land or appurtenance*  thereto) that is subject to
regulation under the RCRA. UIC. NPDES. or PSD programs.
FLUID means material or substance which flows or moves whether in
a semisolid, liquid, sludge, gas, or any other form or state.
GENERATOR means any person by site, whose act or process produces
hazardous waste identified or listed in 40 CFR Part 261.
GROUNDWATER means weter below the land surface In a zone of
saturation.
HAZARDOUS SUBSTANCE means any of the substances designated
under 40  CFR Part 116 pursuant to Section 311 of CWA. (NOTE:
These tuottance* are lifted in Table 2c—4 of the inttructiont to Form
2CI
HAZARDOUS WASTE means a hazardous wane as defined in 40 CFR
Section 261.3 published May 19.1980.
HAZARDOUS WASTE MANAGEMENT FACILITY  (HWM facility)
means  all contiguous  land, structures, appurtenances, and improve-
ments on the land, used for treating, storing, or disposing of hazardous
wastes. A facility may consist of several treatment, storage, or disposal
operational units (for example, one or more landfill*, turfaee impound-
ment*, or combination} of them).
IN OPERATION means a facility which is treating, storing, or disposing
of hazardous waste.
INCINERATOR  (in the RCRA program)  means an enclosed device
using controlled flame combustion, the primary purpose of which is to
thermally break down hazardous waste.  Examples of  incinerators  are
rotary kiln, fluidized bed. and liquid injection incinerators.
INDIRECT DISCHARGER means a nondomeitic discharger introduc-
ing pollutants to a publicly owned treatment works.
INJECTION WELL means a well into which fluids are being injected.
INTERIM AUTHORIZATION means approval  by EPA of a  State
hazardous waste program which  has met the requirements of Section
3006(c) of RCRA and applicable requirements of 40 CFR Part 123,
SubpartsA. B, and F.
LANDFILL means a disposal facility or part of a facility where hazard-
ous waste is placed in or on land and which  is not a land treatment
facility, a surface impoundment, or an injection well.
LAND TREATMENT  FACILITY (in the RCRA program)  means a
facility or part of a facility at which hazardous waste is applied onto or
incorporated into the soil surface; such facilities are disposal facilities
if the waste will remain after closure.
LISTED STATE means  a State  listed by the  Administrator under
Section 1422 of SDWA as needing a State UIC program.
MGD means millions of gallons per day.
MUNICIPALITY means a city, village, town, borough, county, parish,
district, association, or other public body created by or under State
law and having jurisdiction over disposal of sewage, industrial wastes,
or other wastes, or an Indian tribe or an authorized Indian tribal organ-
ization, or a designated and  approved management  agency  under
Section 208 of CWA.
NATIONAL POLLUTANT  DISCHARGE  ELIMINATION  SYSTEM
(NPDES) means the national program for issuing modifying, revoking
and  reissuing,  terminating,  monitoring, and  enforcing permits  and
imposing and enforcing  pretreatment requirements, under Sections
307. 318. 402, and 405 of CWA. The term includes an  approved
program.
NEW DISCHARGER  means any building, structure, facility, or instal-
lation: (A) From which there is or may be a new or additional discharge
of pollutants at a site at which on October 18, 1972. it had never dis-
charged  pollutants; IB) Which  has never received a finally effective
NPDES permit for discharges at that site; and (C) Which is not a "new
source." This definition  includes  an indirect  discharger which com-
mences discharging into waters of the United States.  It also includes
any existing mobile point source, such as an offshore oil drilling rig,
seafood  processing vessel, or aggregate plant  that begins discharging
at a location for which it does not have an existing permit.
NEW HWM FACILITY means a Hazardous Waste Management facility
which began operation  or for which  construction  commenced after
October 21.1976.
NEW INJECTION WELL means a well which begins injection after a
UIC program for the State in which the well is located is approved.
NEW SOURCE (in the NPDES program! means any building, structure.
facility, or installation from which there  is or  may be a discharge of
pollutants, the construction of which commenced:

  A. After promulgation of standards of performance under Section
  306 of CWA which are applicable to such source; or

  B. After propose! of  standards of performance in accordance with
  Section 306 of CWA which are applicable to such source, but only if
  the standards are promulgated in accordance with Section 306 within
  120 days of their proposal.
NON-CONTACT COOLING WATER  means water  used to reduce
temperature  which does not come into direct contact with any raw
material, intermediate product, waste product (other than heat), or
finished product.
                                                                       OFF—SITE means any site which is not "on—site."
ON-SITE means on the same or geographically contiguous property
which may be divided by public or private rightM—of—way, provided
the entrance and exit between the properties is at a cross—roads inter-
section, and  access is  by  crossing as opposed to going along, the
rightM-of-way. Non—contiguous properties owned by the same per-
son, but connected by a right—of—way which the person controls and
to which the public does not have access, is also  considered on—site
property.
OPEN BURNING means the combustion of any material without the
following characteristics:

  A. Control of combustion air to maintain adequate temperature for
  efficient combustion;

  B. Containment of the combustion—reaction in  an enclosed device
  to provide sufficient residence time and  mixing  for complete com-
  bustion; and

  C. Control of emission of the gaseous combustion products.

(See alto "incinerator"and "thermal treatment").
                                                                       OPERATOR means the person responsible for the overall  operation
                                                                       of a facility.
OUTFALL means a point source.


OWNER means the person who owns a facility or part of a facility.
                                                                 1-8

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                                               SECTION D - GLOSSARY (continued)
PERMIT means an authorization, license, or equivalent control docu-
ment issued by EPA or an approved State  to implement the require-
ments of 40 CFR Parts 122.123, and 124.
PHYSICAL CONSTRUCTION (in the RCRA program) means excava-
tion, movement of earth, erection of forms or structures, or similar
activity to prepare a HWM facility to accept hazardous waste.
PILE means any noncontainerized accumulation of solid, nonflowing
hazardous waste that is used for treatment or storage.
POINT SOURCE means any discernible, confined, and discrete convey-
ance,  including but not limited to any pipe, ditch, channel, tunnel,
conduit, well,  discrete fissure, container,  rolling stock, concentrated
animal feeding operation, vessel or other floating craft from which pol-
lutants are or may be discharged. This term does not include return
flows from irrigated agriculture.
POLLUTANT means dredged spoil, solid waste,  incinerator residue,
filter backwash,  sewage, garbage, sewage sludge,-munitions, chemical
waste, biological materials, radioactive materials (except ttiote regulated
under the Atomic Energy Act of 1954, as amended [42 U.S. C. Section
2011 et  tag.]),  heat, wrecked or discarded equipment, rocks, sand.
cellar dirt and industrial, municipal, and agriculture waste discharged
into water. It does not mean:

  A. Sewage from vessels; or

  B. Water, gas. or other meterial which is injected into a well to facili-
  tate production of oil or gas, or water derived  in association with oil
  and gas production and disposed of in a well, if the well used either
  to facilitate production or  for disposal  purposes is approved by
  authority of the State in which the well is located, and if the State
  determines that the injection or disposal will not result in the degrada-
  tion of ground or surface water resources.

  (NOTE: Radioactive material* covered by the Atomic Energy Act are
  those encompassed in it* definition of source, byproduct, or special
  nuclear materials. Examples of materials not covered include radium
  and accelerator produced isotopes.  See  Train  v. Colorado Public
  Interest Research Group, Inc.. 426  U.S. 1 [1976].)
PREVENTION OF SIGNIFICANT  DETERIORATION (PSD) means
thfe national permitting program under 40 CFR 52.21 to prevent emis-
sions of certain pollutants regulated under the Clean Air Act from signi-
ficantly deteriorating air quality in attainment areas.
PRIMARY INDUSTRY CATEGORY means any industry category list-
ed in the NRDC Settlement Agreement (Natural Resources Defense
Council v. Train. 8 ERC 2120 [D.D.C. 19761. modified 12 ERC 1833
[D.D.C. 1979J).
PRIVATELY OWNED TREATMENT WORKS  means any device or
system which is:  (A)  Used to treat wastes from any facility whose
operator  is not  the operator of the treatment works; and (B) Not a
POTW.
PROCESS WASTEWATER means any water which, during manufactur-
ing or processing, comes into direct contact with or results from the
production or use of any raw material, intermediate product, finished
product, byproduct, or waste product.


PUBLICLY OWNED  TREATMENT WORKS or POTW means any de-
vice or system used in the treatment (including recycling end reclama-
tion) of municipal sewage or industrial wastes of a liquid nature which
is owned by a State or municipality. This definition includes eny sew-
ers, pipes, or other conveyances only if they convey wastewater to a
POTW providing treatment.


RENT means use of another's  property in return for regular payment.


RCRA means the Solid Waste Disposal Act as amended by the Resource
Conservation and Recovery Act of 1976 (Pub. L. 04-580. as amended
by Pub.  L. 95-609.42 U.S.C Section 6901 etseq.l.
                                                                        ROCK CRUSHING AND GRAVEL WASHING FACILITIES are facil-
                                                                        ities which process crushed and broken stone, gravel, and riprap (see
                                                                        40 CFR Pan 436. Subpart B. and  the effluent limitations guidelines
                                                                        for these facilities).


                                                                        SDWA means the Safe Drinking Water Act (Pub. L 95-523. as amend-
                                                                        ed by Pub. L. 95-1900, 42 U.S.C Section 300lfl etseq.).
                                                                        SECONDARY INDUSTRY CATEGORY means any industry category
                                                                        which is not a primary industry category.
                                                                        SEWAGE FROM VESSELS means human body wastes and the wastes
                                                                        from tiolets and other receptacles intended  to receive or retain body
                                                                        wastes that are discharged from vessels and regulated under Section 312
                                                                        of CWA, except that with respect to commercial vessels on the Great
                                                                        Lakes this term includes graywater. For the purposes of this definition.
                                                                        "graywater" means galley, bath, and shower water.
                                                                        SEWAGE SLUDGE means the solids, residues, and precipitate separat-
                                                                        ed from or created in sewage by the unit processes of a POTW. "Sew-
                                                                        age" as used in this definition means any wastes, including wastes from
                                                                        humans, households, commercial establishments, industries, and storm
                                                                        water runoff,  that are discharged  to  or  otherwise enter  a publicly
                                                                        owned treatment works.
                                                                        SILVICULTURAL POINT SOURCE means any discernable. confined,
                                                                        and discrete conveyance related to rock crushing, gravel washing, log
                                                                        sorting, or log storage facilities which are operated in connection with
                                                                        silviculture! activities and  from  which pollutants are discharged  into
                                                                        waters of the United States. This term does  not  include nonpoint
                                                                        source silviculture! activities such as nursery operations, site prepara-
                                                                        tion,  reforestation and subsequent cultural  treatment, thinning,  pre-
                                                                        scribed  burning,  pest and fire control,  harvesting operations, surface
                                                                        drainage, or road construction and maintenance from which there is
                                                                        natural runoff. However, some of these activities (such as stream cross-
                                                                        Ing for roads) may involve point source discharges of dredged or fill
                                                                        material which may require a CWA Section 404 permit. "Log sorting
                                                                        and log storage facilities" are facilities whose discharges result from the
                                                                        holding of  unprocessed wood, e.g.. logs or roundwood with bark or
                                                                        after removal of bark in self-contained  bodies of water (mill ponds or
                                                                        log ponds)  or stored on land  where water is applied intentionally on
                                                                        the logs (wet decking). (See 40 CFR Part 429. Subpart J. and the efflu-
                                                                        ent limitations guidelines for these facilities.)
                                                                        STATE means any of the 50 States, the District of Columbia. Guam,
                                                                        the Commonwealth  of  Puerto Rico,  the Virgin  Islands,  American
                                                                        Samoa, the Trust Territory of the Pacific Islands (except in the case of
                                                                        RCRA),  and the Commonwealth of  the  Northern Mariana Islands
                                                                        (except In the case of CWA).
                                                                        STATIONARY  SOURCE (in the PSD program) means any building.
                                                                        structure, facility, or installation which emits or may emit any air pol-
                                                                        lutant regulated under the Clean Air Act. "Building, structure, facility.
                                                                        or installation" means any grouping  of pollutant-emitting activities
                                                                        which are located on  one or more contiguous or adjacent properties
                                                                        end which are owned or operated by the same person (or by persons
                                                                        under common control).
                                                                        STORAGE  (in the RCRA program) means the holding of hazardous
                                                                        waste for a  temporary period at the end of which the hazardous waste
                                                                        is treated, disposed, or stored elsewhere.
                                                                        STORM WATER RUNOFF means water discharged as a result of rain,
                                                                        snow, or other  precipitation.
                                                                        SURFACE IMPOUNDMENT or IMPOUNDMENT means a facility or
                                                                        part of a facility which is a natural topographic depression, manmade
                                                                        excavation, or diked area  formed primarily of earthen materials (al-
                                                                        though it may be lined with manmade materials), which is designed to
                                                                        hold an accumulation of liquid wastes or wastes containing free liquids,
                                                                        and which is not an  injection well. Examples of surface impoundments
                                                                        are holding,  storage, settling, and aeration pits, ponds, and  lagoons.
                                                                       TANK (in the RCRA program) means a stationary device, designed to
                                                                       contain an accumulation of hazardous waste which is constructed pre-
                                                                       marily of non-earthen materials (e.g.. wood, concrete, steel, plastic)
                                                                       which provide structural support.
                                                                 1-8

-------
                                                SECTION O - GLOSSARY (continued)
THERMAL TREATMENT (in  the RCRA program) meant the treat-
ment of hazardous waste in a device which uses elevated temperature at
the primary meant to change the chemical, physical, or biological char-
acter or  composition of the hazardous wane.  Examples  of thermal
treatment processes are incineration, molten salt, pyrolysis. calcination.
wet air oxidation, and microwave discharge. (See alto "incinerator"and
"open burning").
TOTALLY ENCLOSED TREATMENT FACILITY tin the RCRA pro-
gram) means a facility for the treatment of hazardous wane which is di-
rectly connected to an industrial production process and which is con-
structed and operated in a manner which prevents the release of any
hazardous waste or any constituent thereof into the environment dur-
ing treatment. An example is a pipe in which wane acid is neutralized.
TOXIC POLLUTANT means any pollutant listed as toxic under Section
307(a)(1)of CWA.
TRANSPORTER (in the  RCRA program) means a person engaged in
the off—lite transportation of hazardous waste by air, rail, highway, or
water.
TREATMENT (in the RCRA program) means any method, technique,
or process, including neutralization, designed to change the  physical.
chemical,  or biological  character or composition of any hazardous
waste so as to neutralize such waste, or so as to recover energy or ma-
terial resources from the waste, or so as to render such waste non-haz-
ardous, or less hazardous; safer to transport, store, or dispose of; or
amenable  for  recovery,  amenable for storage, or reduced in volume.
UNDERGROUND INJECTION means well Injection.
UNDERGROUND SOURCE OF DRINKING WATER or USDW means
an aquifer or its portion which is not an exempted aquifer and:

  A. Which supplies drinking water for human consumption; or

  B. In which the ground water contains fewer than 10.000 mg/l to'tal
  dissolved solids.
UPSET means an exceptional incident in which there is unintentional
and temporary noncompliance with technology-based permit effluent
limitations  because  of  factors  beyond the reasonable control of the
permittee. An upset does not include noncompliance  to the extent
caused by operational error, improperly designed treatment facilities,
Inadequate treatment facilities, lack of preventive maintenance, or care-
less or improper operation.
WATERS OF THE UNITED STATES means:

  A. All waters which are currently used, were used in the past, or may
  be susceptible  to use  in interstate  or foreign commerce, including
  all waters which are subject to the ebb and flow of the tide;

  B. All interstate waters, including interstate wetlands;

  C. All other waters such as intrastate lakes,  rivers, streams (Including
  Intermittent ttreamt).  mudflats,  sandflats, wetlands, sloughs, prairie
  potholes, wet  meadows,  playa  lakes, and  natural ponds, the use,
  degradation, or destruction of which would  or could affect interstate
  or foreign commerce including any such waters:

    1. Which are or could be used by interstate or foreign travelers for
    recreational or other purposes,

    2. From which fish or shellfish are  or  could be taken and sold in
    interstate'or foreign commerce,

    3. Which are used or could be used for industrial purposes by in-
    dustries in interstate commerce;

  D. All  impoundments  of waters otherwise  defined at waters of the
  United States under this definition;

  E. Tributaries  of waters identified  in paragraphs (A) — (D) above;

  F. The  territorial tea; and

  G. Wetlandt adjacent to waters (other man water* that are themselvet
  wetlandt) identified in paragraphs (A) — (F) of this definition.

Wane treatment  systems, including treatment ponds or lagoons design-
ed  to meet requirement of CWA (other than cooling pondt at defined
In 40 CFR Section 423.111m) which alto meet  the criteria of thit
definition)  are not waters of the United States. This exclusion applies
only to manmade bodies of water which neither were originally created
In waters of the United Statei Itueh a* a d/tpotal ana in wetlandt) nor
resulted  from the  impoundments of waters of the  United States.
WELL INJECTION or UNDERGROUND INJECTION means the sub-
turf ace emplacement of fluids through a bored, drilled, or driven well:
or through a dug well, where the depth of the dug well is greater than
the largen surface dimension.
WETLANDS means those areas that are inundated  or saturated by
surface or groundwater at a frequency and duration sufficient to sup-
port, and that under normal circumstances do support, a prevalence of
vegetation typically adapted for life in saturated soil conditions. Wet-
lands  generally include swamps,  marshes, bogs,  and similar areas.
                                                                  1-10

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c
c
X
m
 400 47' 30"
                                                                                                                                                 A    M   «V
                                                                                              'CENTRAL PROCESSING CCT
                                                                                                                                      GRID AND 19'0 MAGNETIC NORTH
                                                                                                                                   DECLINATION AT CENTER OF  SHEET
Scale 1:24,000

1000      0 Feet
                                                                                                                                    USGS Map Central City. Ohio
                                                                                                                                        Location Map
                                                                                                                                        Central Processing Co.
                                                                                                                                        Central City, Ohio
           750 37- 30

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Please print or type in the unshaded areas only
ffill—in areas are spaced for elite type, i.e.. 12 characters/inch).
  FORM



GENERAL
              &EPA
U.S. ENVIRONMENTAL PROTECTION AGENCY

     GENERAL INFORMATION
         Consolidated Permit* Program
 (Riod the "General Inttructloni" before starting.)
                                                          Form Approved OMB No.  158-R0175
       t-ABE
            L. ITEM
               TEMS
Sill. FACILITY NAME N
  >AC\,>Y \  \  ^
'• MAILING ADDRESS,
                                             5EPL>
                          1NT1
                                                                                                   If a preprinted label hat been provided, affix
                                                                                                   it in the designated space. Review the Inform-
                                                                                                   ation carefully; if any  of It  I* incorrect, cross
                                                                                                   through it and enter, the correct data In  the
                                                                                                   appropriate fill—in area below. Also, if any of
                                                                                                   the preprinted data is  absent (the area to  the
                                                                                                   left of the label space Kit* the Information
                                                                                                   that should appear), please  provide  it in  the
                                                                                                   proper  fill-in areaM  below. If  the label Is
                                                                                                   complete and correct,  you need not complete
                                                                                                   Items  j.  III.  V. and VI (except VI-B which
                                                                                                   mutt OB  completed regardless). Complete  ell
                                                                                                   items if no label has been provided. Refer to
                                                                                                   the  instructions  for  detailed  item  descrip-
                                                                                                   tions and for the  legal authorizations under
                                                                                                   which this data ii collected.
 II. POLLUTANT CHARACTERISTICS
  INSTRUCTIONS: Complete A through J to determine whether you need to submit any permit application forms to the EPA. If you answer "yes" to any
  questions, you must submit this form and the supplemental form listed in the parenthesis following the question. Mark "X" in the box in the third column
  if the supplemental form is attached. If you answer "no" to each question, you need not submit any of these forms. You may answer "no" if your activity
  is excluded from permit requirements; see Section C of the instructions. See also. Section D of the instructions for definitions of bold-faced terms.
                SPECIFIC QUCSTIONS
                                                                                       SPECIFIC QUESTIONS
  A. Is  this facility  a publicly owned treatment world
     which results in a  discharge  to waters of the U.S.?
     (FORM 2A)
                               B.  Does or will this facility (either existing or proposed)
                                  include a concentrated animal feeding operation  or
                                  aquatic animal production facility which  results in a
                                  discharge to waters of the U.S.7 (FORM 2B)
  C. Is this a facility which currently results in discharges
     to  waters of the U.S. other than those described in
     A or B above? (FORM 2CI	
                               D. Is this a proposed facility (other than those described
                                  in A or B above) which will result  in a dischbrge to
                                  watan of the U.S.? (FORM 2D>	
  E. Does or will  this facility treat, store, or dispose of
     hazardous wastes? (FORM 3)
                               F. Do you or will you inject at this facility industrial or
                                  municipal effluent below the lowermost stratum con-
                                  taining, within one quarter mile of the well bore,
                                  underground sources of drinking water? (FORM 4)
  G. Do you or will you inject at this facility any produced
     water or other fluids which are brought to the surface
     in connection with conventional oil or natural gas pro-
     duction, inject fluids used for enhanced recovery of
     oil or natural gas.  or inject fluids for storage of liquid
     hydrocarbons? (FORM 4)	
                               H. Do you or will you inject at this facility fluids for spe-
                                  cial processes such as mining of sulfur by the Frasch
                                  process, solution mining of minerals. In situ combus-
                                  tion of fossil fuel, or recovery of geothermal energy?
                                  (FORM 41
  \.  Is this facility a proposed stationary source which is
     one of the 28 industrial  categories listed in  the in-
     structions  and  which will potentially  emit 100 tons
     per  year of any  air pollutant regulated under the
     Clean Air  Act  end may affect or be located in an
     attainment area? (FORM 51
                               J.  Is this facility a proposed stationary source which is
                                  NOT one of the 28 industrial categories listed in the
                                  instructions and which will potentially emit 250 tons
                                  per year of any air pollutant regulated under the Clean
                                  Air Act and may affect or be located in an attainment
                                  area? (FORM 5)
                             A. NAME a TITLE (loit. first, & title)
V. FACILITY MAILING ADDRESS
                  A. STREET. ROUTE NO. OR OTHER SPECIFIC IDENTIFIER
                                                                    I   I   T
                                                                                I   I   I   I
                            B. COUNTY NAME
                              C. CITY OR TOWN
                                                                             O.STATE
                                                                                        E. ZIP CODE
                                                                                                               nojunj
                                                                                                                '  M
EPA Fom 3510-1 (6-80)
                                                                                                                      CONTINUE ON REVERSE

-------
 CONTINUED FROM THE FRONT
 VII. SIC CODES (4-digit, in order of priority)
 VIM. OPERATOR INFORMATION
                                                                                                                 B. It th» mm* lined In
                                                                                                                   Item VIII-A alto th«
                                                                                                                   owntr?
                                                                                                                  LJ YES LJ NO
       c. STATUS OF OPERATOR (Enter the appropriate letter Into the answer box; if "Other", specify.)
                                                                                               D. PHONE (area coat A no.)
   f- FEDERAL
   S- STATE
   P • PRIVATE
                 M - PUBLIC (other than federal or state)
                 O • OTHER (ipectfy)
                               B. STREET OR P.O. BOX
                            P. CITY OR TOWN
                                                                                              It the facility located on Indian landi?
                                                                                                  O YES      O NO
                                                                                                   sa
 X. EXISTING ENVIRONMENTAL PERMITS
                                                D. PSO (Air Emlaiont from Proposed Sources)
A. NPDES (Discharges to Surface water)
                                                          E. OTHER (specifyJ
B. uic (Underground Infection of Fluids)
          c. RCRA (Hazardous Wastes)
                                                    E. OTHER (specify)

  Attach to this application a topographic map of the area extending to at least one mile beyond property bounderies. The map must show
  the outline of the facility, the location of each of its existing and proposed intake and discharge structures, each of its hazardous waste
  treatment, storage,  or disposal facilities, and each well where it injects fluids underground. Include all springs, rivers and other surface
  water bodies in the map area. See instructions for precise requirements.
 XII. NATURE OF BUSINESS (provide a brief description}
 XIII. CERTIFICATION Isee instructions)
   I certify under penalty of law that I have personally examined and am familiar with the Information submitted in this application and all
   attachments and that, based on my inquiry of those persons immediately responsible for obtaining the information contained In the
   application, I believe that the information is true, accurate and complete. I am aware that there are significant penalties for submitting
   false information, including the possibility of fine and imprisonment
 A. NAME a OFFICIAL TITLE (type or print!
 COMMENTS FOR OFFICIAL USE
EPA Form 3510-1 (6-80)     REVERSE

-------
Please print or type in the unshaded areas only
ffill-in anas are spaced for elite type, i.e.. 12 character!finch).
   FORM


 GENERAL
            &EPA
U.S. ENVIRONMENTAL PROTECTION AGENCY
     GENERAL INFORMATION
         Consolidated Permits Program
 (Read Me "General Instruction*" before ttorting.)
                                                                                                  Form Approved OMB No. 158-R017S
                                                                                                  I. EPA I.D. NUMBER
      h*{
III. FACILITY NAME  N
»• MAILING ADDRESS^
 II. POLLUTANT CHARACTERISTICS
                                                                                                   If a preprinted label hat been provided, affix
                                                                                                   it in the designated  space. Review the inform-
                                                                                                   ation carefully; If any of it Is incorrect, cross
                                                                                                   through it and enter the correct data in the
                                                                                                   appropriate fill—in area below. Also, if any of
                                                                                                   the preprinted data  is absent (the area to the
                                                                                                   left of Hie label tpace lilts the information
                                                                                                   that should appear), please provide it In the
                                                                                                   proper fill-in areaW below. If  the label is
                                                                                                   complete-and correct, you need not complete
                                                                                                   Items  I,  III,  V, and VI (except VI-B which
                                                                                                   mutt be  completed regardless). Complete all
                                                                                                   Items  if no label has been provided. Refer to
                                                                                                   the instructions  for  detailed  hern  descrip-
                                                                                                   tions and for the legal authorizations under
                                                                                                   which this data is collected.
  INSTRUCTIONS:  Complete A through J to determine whether you need to submit any permit application forms to the EPA. If you answer "yes" to any
  questions, you must submit this form and the supplemental form listed in the parenthesis following the question. Mark "X" in the box in the third column
  if the supplemental form is attached. If you answer "no" to each question, you need not submit any of these forms. You may answer "no" if your activity
  is excluded from permit requirements; see Section C of the instructions. See also, Section D of the Instructions for definitions of bold-faced terms.
                SPECIFIC QUESTIONS
                                                         UIAPK 'at*
                                                                                       SPECIFIC QUESTIONS
                                                                                                                                 XARK -X-
                                                                                                                                  NO ATTACHED
  A. Is  this facility a  publicly owned treatment .works
    'which results  in a discharge  to waters of the U.S.?
     (FORM 2A)
                                                                       B. Does or will this facility (either existing or proposed)
                                                                          Include  a concentrated animal feeding operation or
                                                                          aquatic  animal production facility which results  in a
                                                                          discharge to waters of the U.S.? (FORM 2B)
  C.  Is this a facility which currently results in discharges
     to  waters of the U.S. other than those described  in
     A or B above? (FORM 2C)	
                                                                       D. Is this a proposed facility (other than those described
                                                                          In A or B above) which will result in a discharge to
                                                                        •  waters of the U.S.? (FORM 20)	
  E.  Does or will this  facility  treat,  store, or dispose of
     hazardous wastes? (FORM 3)
                                                                        F. Do you or will you inject at this facility industrial or
                                                                          municipal effluent below the lowermost stratum con-
                                                                          taining, within  one quarter mile of the well bore.
                                                                          underground sources of drinking water? (FORM 4)
  C. Do you or will you inject at this raciiity any produced
     water or other fluids which are brought to the surface
     in connection with conventional oil or natural gas pro-
     duction, inject fluids used for enhanced recovery of
     oil or natural gas, or inject fluids for storage of liquid
     hydrocarbons? IFORM 4)	
                                                                        H. Do you or will you inject at this facility fluids for spe-
                                                                           cial processes  such as.mining of sulfur by the Frasch
                                                                           process, solution mining of minerals, in situ combus-
                                                                           tion of fossil fuel, or recovery of geothermal energy?
                                                                           (FORM 4)
     Is this facility a proposed stationary sourest which is
     one of the 28 industrial categories listed in the in-
     structions  and which will potentially emit 100 tons
     per  year of any eir pollutant regulated under the
     Clean Air  Act and may affect or be located in an
     attainment area? (FORM 5)
                                                                           Is this facility a proposed stationary source which is
                                                                           NOT one of the 28 industrial categories listed in the
                                                                           Instructions and which will potentially emit 250 tons
                                                                           per year of any air pollutant regulated under the Clean
                                                                           Air Act and may affect or be located in an attainment
                                                                              i? (FORM 5)
                             A. NAME 81 TITLE (lott. flnt, & title)
V. FACILITY MAILING ADDRESS
                  A. STREET. ROUTE NO. OR OTHER SPECIFIC IDENTIFIER
                            B. COUNTY NAME
                             C. CITY OR TOWN
                                                                             D.STATE
                                                                                       E. ZIP CODE
                                                                                                       F. COUNTY CODE
                                                                                                           U
                                                                                                          if
                                                                                                             hngum,
                                                                                                           it.
EPA Form 3510-1 (6-80)
                                                                                                                     CONTINUE ON REVERSE

-------
 CONTINUED FROM THE FRONT
 Vli. SIC CODES (4-digit. In order of priority)^
                                                                                              B. SECOND
               (specify)
                                                                        iri
                                                                   "Tl*
                                                          (specify)
                                                                                              D. FOURTH
 a.
               (specify)
           JO.
 VIII. OPERATOR INFORMATION
                                                     A. NAME
                                                          I   I
                                                                          I  I   I  1  I
                                                                                           S. If the name lined In
                                                                                             Item Vll I-A elio the
                                                                                             owner?

                                                                                            O YES D'NO
                                                                                            66
    P = FEDERAL
    S- STATE
    P • PRIVATE
M - PUBLIC (other than federal ornate)
O - OTHER (ipeclfy)   .
                               E. STREET OR P.O. BOX
                             P. CITY OR TOWN
                                                                                               It the facility located on Indian lands?

                                                                                                  CD YES     CD NO
                                                                                                   »Z
 X. EXISTING ENVIRONMENTAL PERMITS
       C. STATUS OP OPERATOR (Enter the appropriate letter Into the answer box; if "Other", specify.)
                                                                               O. PHONE (area code A no.)
      A. NPDES (Discharges to Surface Water)
                         D. PSD (Air Emissions from Proposed Sources)
      B. uic (Underground Injection of Fluids)
                                    e. OTHER (specify)
    U
 IB I*  I5f  If
                                                                                         (specify)
           c. RCRA (Hazardous Wastes)
                                    E. OTHER-(specify)
 9TRI
                                                                                         (specify)

  Attach to this application a topographic map of the area extending to at least one mile beyond property bounderies. The map must show
  the outline of the facility, the location of each of its existing and proposed intake and discharge structures, each of its hazardous waste
  treatment, storage,  or disposal facilities, and each well where it injects fluids underground. Include all springs, rivers and other surface
  water bodies in the' map area. See instructions for precise requirements.
 XII. NATURE OF BUSINESS (provide a brief descriptionT
 XIII. CERTIFICATION (tee instructionsr
   I certify under penalty of law that I have personally examined and am familiar with the Information submitted In this application and all
   attachments and that, based on my inquiry of thdsa persons immediately responsible for obtaining the information contained in the
   application. I believe that the information is true, accurate and complete. I am aware that then are significant penalties for submitting
   false information, including the possibility of fine and imprisonment.
 A. NAME » OFFICIAL TITLE (type or print)
                                                         B. SIGNATURE
                                                                                                            1C. DATE SIGNED
  COMMENTS FOR OFFICIAL USE ONLY
EPA Form 3510-1 (6-80)
  REVERSE
                                                                                        ft U.S. GOVERNMENT PRINTING OFFICE 1980-323429 6355

-------
            APPENDIX B
PART A - FORM 3
HAZARDOUS WASTE PERMIT APPLICATION
CONSOLIDATED PERMITS PROGRAM

-------
lliil-in aitus art.1 */>jCftl
                                                                                           Farm ApprovaJ OMB No. I58-S8WU4
                                     U.S. ENVIRONMENTAL PROTECTION AGENCY
                               HAZARDOUS WASTE PERMIT APPLICATION
                                             Consolidated Permits Program
                                 (This information u required under Section 300.". of RCRA.)
                                                             I. EPA I.D. NUMBER
hUK UtMLIAL USt ONLY
APPLICATION  DATE RECEIVED
 APPROVED    fvr  mn  Aria
II. FIRST OK REVISED APPLICATION
Place an "X" in the appropriate box in A or B below (mark one box only) to indicate whether this is the first application you are submitting for your facility or a
revised application. If this is your first application and you already know your facility's EPA I.D. Number, or if this is a revised application, enter your facility's
EPA 1.0. Number in Item I above.
A. Fl
(
c^
8]
RST APPLICATION (place an "X" below and provide the appropriate date)
~\ 1 . EXISTING FACILITY (See instruction* for definition of "existing" facility. [~1 2. NEW FACILITY (C
7T Complete item below.) it
VR.




MO.




DAY
1
FOR EXISTING FACILITIES. PROVIDE THE DATE fyr., mo.. Ol Oayl
OPERATION BEGAN OR THE DATE CONSTRUCTION COMMENCED
(use the boxes to the left)
VN.
1


MO.
1


DAY
1
omplete item below.)
FOR NEW FACILITIES,
PROVIDE THE DATE
(yr.. mo., & day) OPERA-
TION BEGAN OR IS
EXPECTED TO BEGIN
B. REVISED APPLICATION (place an "X" below and complete Item 1 above) \
     Ql. FACILITY HAS INTERIM STATUS
     It     _    -__---„_	                |-_-Ll»	
111. PROCESSES - CODES AND DESIGN CAPACITIES

A. PROCESS CODE - Enter the code from the list of process codes below that best describes each process to be used at the facility. Ten lines are provided for
   entering codes. If more lines are needed, enter the codefsl in the space provided. If a process will be used that is not included in the list of codes below,.then
   describe the process (including in design capacity I in the space provided on the form 11 tern III-C).

B. PROCESS DESIGN CAPACITY — For each code entered in column A enter the capacity of the process.
   t. AMOUNT - Enter the amount.
   2. UNIT OF MEASURE — For each amount entered in column 8(1). enter the code from the list of unit measure codes below that describes the unit of
      measure used. Only the units of measure that are listed below should be used.
           PROCESS
                              PRO-   APPROPRIATE UNITS OF
                              CESS   MEASURE FOR PROCESS
                             COPE      DESIGN CAPACITY
                                                                            PROCESS
                                                                   PRO-   APPROPRIATE UNITS OF
                                                                   CESS   MEASURE FOR PROCESS
                                                                   COPE      DESIGN CAPACITY
 CONTAINER (barrel, drum, etc.)  SOI
 TANK        .                S02
 WASTE PILE                  SOS
 SURFACE IMPOUNDMENT

 Disposal;
 INJECTION WELL
 LANDFILL
  LAND APPLICATION
  OCEAN DISPOSAL
  SURFACE IMPOUNDMENT
                               504
D79
D80
081
DB2
     GALLONS OR LITERS
     GALLONS OR LITERS
     CUBIC YARDS OR
     CUBIC METERS
     GALLONS OR LITERS
GALLONS OR LITERS
ACRE-FEET (the volume that
would cover one acre to a
depth of one foot) OR
HECTARE-METER
ACRES OR HECTARES
GALLONS PER DAY OR
LITERS PER DAY
GALLONS OR LITERS
                              Treatment?
                              TANK
                              SURFACE IMPOUNDMENT
                              INCINERATOR
OTHER (Use for physical, chemical.
thermal or biological treatment
proceuei not occurring in tanks,
surface impoundments or inciner-
ators.  Describe the processes in
the space provided; Item III-C.)
TOI   GALLONS PER DAY OR
      LITERS PER DAY
TOZ   GALLONS PER DAY OR
      LITERS PER OAY
T03   TONS PER HOUR OR
      METRIC TONS PER HOUR:
      GALLONS PER HOUR OR
      LITERS PER HOUR

T04   GALLONS PER DAY OR
      LITERS PER DAY
UNIT OF
MEASURE
UNIT OF MEASURE CODE
GALLOF
LITERS
CUBIC Y
CUBIC IV
GALLOF
EXAMPLE
Dther can 1
K
^'
1 •
OL
U
m
•Js
:3
JZ
VI
;-:
i
£.
3
-4
IS 	 G
	 L.



ET
IS f
FC
old
•
ERS 	 C
ER DAY 	 U


IR COMPLETING ITEM III (shown In line
400 gallons. The facility also has an inciru
r/A
DUP
11 14
A. PRO-
CESS
CODE:
(from list
i* - i •
5
T




0
0




T
3




IV • II
B. PROCESS DESIGN
c
1
IS
UNIT OF UNIT OF
MEASURE MEASURE
UNIT OF MEASURE CODE UNIT OF MEASURE CODE
LITERS PER DAY
TONS PER HOUR
METRIC TONS PE
GALLONS PER HC
LITERS PER HOU
numbers X-J and X
jrator that can burn
V ACRE-FEET i
. 	 	 B MeCT ARC-MET PR 1
R H
>UF
1^
OUR
i


H

*
P
1
a
2 below): A facility has two storage tanks, one tank can hold 200 gallons and the
jp to 20 gallons per hour.
\\X\\\\\\\\\\\\\\\\\\\Y
CAPACITY
1. AMOUNT
(specify)
19

27
600
20




it

21
2. UNIT
Or MEA-
SURE
(enter
code)






1L.
G
E











FOR
OFFICIAL
USE
ONLY
|b • 12
























11 ' Jl
LINE
NUMBER
5
6
7
8
9
10
A. PRO-
CESS
CODE
(from list
above)
!• - II


















16 • II
B. PROCESS DESIGN CAPACITY
1. AMOUNT
19 - 2»






19 - 17
Z. UNIT
OF MEA-
SURE
(vn tur
code)






It






It






FOR
OFFICIAL
USE
ONLY
2* - It
























19 • 12
 :I'A Form 3510-3 (6-80)
                                                           PAGE 1 OF 5
                                                                               CONTINUE ON REVERSE

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 •mica i ruin ihe iroiu.
 'ROCESSES (continued)        _
 ACE FOR ADDITIONAL. PROCESS CODES OR FOR DESCRIBING OTHER PROCESSES (COlle "T04"). FOR EACH PROCESS ENTERED HERE
iJCLUDE DESIGN CAPACITY.
 DESCRIPTION OF HAZAKI
. PA  HAZARDOUS WASTE NUMBER — Enter the four-digit number from 40 CFR, Subpart D for each listed hazardous waste you will handle. It you
 .ndlc hazardous wastes which are not listed in 40 CFR, Subpart D. enter the four—digit numberrfW from 40 CFR. Subpart C that describes the characteris-
 :s and/or the toxic contaminants of those hazardous wastes.

 5TIMATED ANNUAL QUANTITY - For each listed waste entered in column A estimate the quantity of that waste that will be handled on an annual
..isis. For each characteristic or toxic contaminant entered in column A estimate the total annual quantity of all the non-listed wasted that will be handled
-Inch possess that characteristic or contaminant.

 NIT OF MEASURE — For each quantity entered in column B enter  the unit of measure code. Units of measure which must be used and the appropriate
 ides are:
            ENGLISH UNIT OF MEASURE
                                                        CODE
                                                                          METRIC UNIT OF MEASURE
                                                                                                                      COPE
            POUNDS.
            TONS. . .
. P
. T
KILOGRAMS	K
METRIC TONS	M
 <• facility records use any other unit of measure for quantity, the units of measure must be converted into one of the required units of measure taking into
 ccount the appropriate density or specific gravity of the waste.

 3OCESSES
 .  PROCESS COOES:
   For listed hazardous waste: For each listed hazardous waste entered in column A select the code(s) from the list of process codes contained in Item III
   to indicate how the waste will be store.l, treated, and/or disposed of at the facility.
   For non-listed hazardous wastes:  For each characteristic or toxic contaminant entered in column A, select  the coded! from the list of process codes
   contained in Item  III  to indicate all the  processes that will  be used to store, treat, and/or dispose of all the non-listed hazardous wastes that possess
   that characteristic or toxic contaminant.
   Note:  Four spaces are  provided for  entering process codes. If more are needed: (1) Enter the first three as described above; (2) Enter "000" in the
   extreme right box of Item IV-D(1);and (3) Enter in the space provided on page 4, the line number and the additional codeltl.

   PROCESS DESCRIPTION:  If a code is not listed for a process that will be used, describe the process in the space provided on the form.

 lE:  HAZARDOUS WASTES DESCRIBED BY MORE  THAN ONE EPA HAZARDOUS WASTE NUMBER - Hazardous wastes that can be described by
 .- than one EPA Hazardous Waste Number shall be described on the form as follows:
 .  Select one of the EPA Hazardous Wosfe Numbers and enter it in column A. On the same line complete columns B.C. and D by estimating the total annual
   quantity of the waste and describing all the processes to be used to treat, store, and/or dispose of the waste.
 .  In column A of the next line  enter the other  EPA Hazardous Waste Number that can be used to describe the waste. In column D(2) on that line enter
   "included with above" and make no other entries on that line.
 ;  Repeat step 2 for each other EPA Hazardous Waste Number that can be used to describe the  hazardous waste.

 MPLE  FOR COMPLETING ITEM IV (shown in line numbers X-1. X-2. X-3. and X-4 below) - A facility will treat and dispose of an estimated 900 pounds
 •ejr of  chrome shavings from leather tanning and finishing operation. In addition, the facility  will treat and dispose of three non-listed wastes.  Two wastes
 .orrosive only and there will be an estimated 200 pounds per year of each  waste. The other waste is corrosive and ignitableand there will be an estimated
 Bounds par year of that waste. Treatment will be in an  incinerator and disposal will be in a landfill.
A. EPA
HAZARD.
WASTENO
(enter cudvl
K
D
/)
D
0
0
0
0
5
0
0
0
4
2
I
2
B. ESTIMATED ANNUAL
QUANTITY OF WASTE
900
400
100

C.UNIT
OF MEA-
SURE
(enter
code)




P
P
/'





D. PROCESSES
1. PROCESS CODES
(enter)
T 0 3
T 0 3
T 0 3
\ i
080
i i
D 8 0
D 8 0
] i

i i



i i

i i
2. PROCESS DESCRIPTION
(if a code u not entered in D(l»



included with above
 Form 3510-3 (6-80)
                                                            PAGE  2 OF 5
                                                                                                                     CONTINUE ON PAGE 3

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Dntinued from page 2.
OTE: Photocopy this page before completing if you have more than 26 wastes to list.
Form Approved OMB No. 1S8-S80004
                                                                  FOR OFFICIAL USE ONLY
    EPA I.D. NUMBER (enter from page II
IV. DESCRIPTION OF HAZARDOUS WASTES (continued,
Ul
Ed
JZ
I
2
3
4
5
6
7
8
9
10
II
12
13
14
15
16
17
18
19
20
21
n
23
24
25
26
A. EPA
HAZARD.
WASTE NO
(anlcr cadet
11 - 2t

























It













































































!'
B. ESTIMATED ANNUAL
QUANTITY OF WASTE
11 - 19

























" • 14
C. UNIT
OF MEA-
SURE
(en t?r
codr)


























Ji.



















































D. PROCESSES
1. PROCESS COOES
(enter)
21 • >•
1 |

1 1

I 1
1 1
| 1
1 1
I 1
I 1
| 1

1 I
I 1



1 I

I 1
1 1


1 1
| 1

17 - 29

I 1

I 1
1 1


| I
| i
| 1

•

1 1
1 1
I 1
1 I
1 1
1 1
| 1




I t

a? - »

I i



i i

i i


i i
i i


i i






i i

1 I

l i
IT - »
| 1

I 1
1 I






1 1
1 1


1 1
1 1

I 1

1 1


1 1

1 I
1 1
2. PROCESS DESCRIPTION
(if a code la not entered in D(l))












•













CA Form 3510-3 IG-UO)
                                                                                                              CONTINUE ON REVERSE
                                                     PAGE 3	OF 5
                                       • /I ". "U". "I111, vu  fi.-fiinj the "3" la ul,-iilify phti

-------
,V. DESCRIPTION OF HAZARDOUS WASTES (continued)
E. USE THIS SPACE TO LIST ADDITIONAL PROCESS CODES FROM ITEM D(l) ON PAGE 3.
      EPA I.O. NO. (enter from pane It
/. FACILITY  DRAWING
All existing facilities must include in the space provided on page 5 a scale drawing of the facility (see instructions for more detail!.
'/I. PHOTOGRAPHS
All existing facilities must include photographs (aerial or ground—level) that clearly delineate all existing structures; existing storage,
treatment and disposal areas; and sites of future storage, treatment or disposal areas (see instructions for more detail).
VII. FACILITY GEOGRAPHIC LOCATION
               LATITUDE (di-yrect, minulct, & seconds)
                                                                                 LONGITUDE Illcgreet, minutrt, & seconds)
      . If the facility owner is also the facility operator as listed in Section VIII on Form 1. "General Information", place an "X" in the box to the left and
       skip to Section IX below.

    B. If the facility owner is not the facility operator as listed in Section VIII on Form 1, complete the following items:
                                                                                                       2. PHONE NO. (urea code & no.)
                                I. NAME OF FACILITY'S LEGAL OWNER
                3. STREET OR P.O. BOX
                                                                    4.-CITV OR TOWN
 X. OWNER CERTIFICATION
/ certify under penalty of law that I have personally examined and am familiar with the information submitted in this and all attached
•locuments. and that based on my inquiry of those individuals immediately responsible for obtaining the information, I believe that the
 ubmitted information is true, accurate, and complete. I am aware that there are significant penalties for submitting false information.
 ncluding the possibility of fine and imprisonment.
A. NAME (print or type)
                                                  B. SIGNATURE
                                                                                                    C. DATE SIGNED
X. OPERATOR CERTIFICATION
 certify under penalty of low that I have personally examined and am familiar with the information submitted in this and all attached
 locuments. and that based on my inquiry of those individuals immediately responsible for obtaining the information. I believe that the
Mbmitted information is true, accurate, and complete. I am aware that there are significant penalties for submitting false information,
including the possibility of fine and imprisonment.
             l or Zf
                                                  B SIGNATURE
                                                                                                    C. DATE SIGNED
?A Form 3510-3 (6-80)
                                                          PAGE 4 OF  5
CONTINUE ON PAGE b

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Continued from paiiu 4.
Form Approved OMB No. 158-580004
 V. FACILITY DRAWING (see page 4)
EPA Form 3510-3 (6-80)
                                                       PAGE 5 OF 5

-------