BACTERIA  COLONIZING POINT-OF-USE,
GRANULAR ACTIVATED CARBON FILTERS AND
  THEIR RELATIONSHIP TO  HUMAN  HEALTH
                     BY
     REBECCA L. CALDERON AND ERIC W.  MOOD
 DEPARTMENT OF EPIDEMIOLOGY AND PUBLIC HEALTH
           YALE SCHOOL OF MEDICINE
         NEW HAVEN, CONNECTICUT 06510
                CR-811904-01-0
               PROJECT OFFICER

               ALFRED P. DUFOUR
      HEALTH EFFECTS RESEARCH LABORATORY
 UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
            CINCINNATI, OHIO 45268

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                         ABSTRACT


     An epidemiological study on  the health effects associated
with bacteria  found  in granular activated  carbon  (GAC)  point-
of-use filters was conducted by the Department of Epidemiology
and  Public  Health,   Yale  School  of  Medicine.    The  study
population consisted  of Navy families that lived  in off-base
Navy housing in Groton, Connecticut.  Two types of filters were
used  during  the  study.   The  first  type was  a  filter  that
attached  at  the  end  of  the  kitchen  faucet.    Participating
families  used  a  filter with  either  a   cartridge containing
granular  activated  carbon or  a blank cartridge.    The  second
type of filter was a  dual cartridge bypass filter that had its
own faucet at the kitchen sink.   Bacterial data and health data
were  collected  during monthly  visits to  the  subjects'  homes.
All  water samples  were  analyzed  for heterotrophic bacteria
using  two media.    The  carbon  filters   eluted  significantly
higher densities  of  bacteria than  unfiltered  water (tap water
or water  from the blank cartridge).   Of the two media used for
heterotrophic  bacterial analyses,  R2A recovered significantly
more  bacteria  than  did the  standard  plate count  agar.  Mean
Standard  Plate  counts from the faucet carbon  filters  and the
bypass filters  were  689 and 1049  per ml respectively compared
to  198  and 53 per  ml for blank  filter effluents  and  the tap
water respectively.  The R2A medium yielded roughly twice these
levels  for each  of  the four  categories  of  waters. Bacterial
isolates  from a random sample of homes with carbon  filters were
identified.    The majority  of  the bacteria  belonged  to  the
Flavobacterium  and  Pseudomonas  genera.    In  particular,  the
bypass bacteria were  primarily  P. stutzeri.  All families were
monitored for  grastrointestinal   and  dermatologic  symptoms.
Despite the high  bacterial  densities there were no differences
in  gastrointestinal  illness or  dermatologic illnesses  between
the control group (blank faucet filter) and the two test groups
(carbon faucet  filter and bypass  carbon  filter).   An exposure
analysis  estimated an  average  daily  intake of  10° organisms
per day per person for  carbon filter users.

     This report was  submitted  in  fulfillment of CR-811904-01-0
by  Yale University under the sponsorship  of the U.S. Environ-
mental  Protection Agency.   This  report covers  a  period  from
January   1985  to  August  1986,  and work  was  completed as  of
February  1987.
                                ii

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                            contents

Abstract 	  ii
Figures 	  iv
Tables 	   v
Acknowledgment 	  vi


     1. Introduction 	   1
     2. Conclusions 	   4
     3. Materials and Methods 	   5
     4. Results and Discussion	  11


Bibliography 	  18
Figures and Tables	  20
Appendices 	  39


     A. Questionnaires and Health Diary  	  39
     B. Marketing Report  	  49
                               iii

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                           Figures

1  Schematic diagram of faucet filter as it is installed
   (courtesy of P.  Regunathan) 	   20

2  Schematic diagram of bypass filter as it is installed
   (courtesy of P.  Regunathan) 	   21

3  Heterotrophic bacterial densities as measured by
   standard plate count agar and R2A agar by month for
   tap water and bypass carbon filters 	   22

4  Heterotrophic bacterial densities in tap water and
   carbon faucet filters as measured by standard plate
   count agar and R2A agar by month 	   23

5  Heterotrophic bacterial densities in tap water and
   blank faucet filters as measured by standard plate
   count agar and R2A agar by month 	   24

6  Heterotrophic bacterial densities in tap water and
   water temperature by month 	   25

7  Heterotrophic bacterial densities in carbon faucet
   filters and water temperature by month 	   26

8  Heterotrophic bacterial densities in blank faucet
   filters and water temperature by month 	   27

9  Heterotrophic bacterial densities in bypass carbon
   filters and water temperature by month 	   28
                              IV

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                             Tables
Number                                                     Paae
 1  summary of water sample types collected over a 17
    month period 	  29
 2  Geometric mean and standard deviations of heterotrophic
    bacterial densities from installation water samples —  29
 3  Geometric means and standard deviations of heterotrophic
    bacterial densities discharged from two granular
    activated carbon filters, blank filters and tap water as
    measured by Standard Plate Count agar and R2A agar 	  30
 4  Correlation coefficient of water temperature with
    bacterial densities from bypass filters, carbon and
    blank faucet filter and tap water using Standard Plate
    Count and R2A agar	  30
 5  Types of bacteria isolated from tap and carbon faucet
    filter water samples 	  31
 6  Types of bacteria isolated from tap and bypass carbon
    filter water samples 	  31
 7  Person years of surveillance for each filter group in
    the point-of-use filter study by sex 	  33
 8  Person years of surveillance for each filter group in
    the point-of-use filter study by age group  	  33
 9  Symptom rate in the point-of-use filter study per person
    year by filter group 	  34
10  Incident density of gastrointestinal illnesses in each
    study group by age and sex  	  35
11  Percentages of reported uses of GAG filtered water by
    filter type 	  36
12  Percentages of how water was collected by subjects from
    a  filter by filter type  	  36
13  Densities of heterotrophic bacteria discharged with
    volume flow from bypass  and  faucet point-of-use  granular
    activated carbon filters  	  37
14  Consumption of filtered  water  by point-of-use filter
    type  	  38
                               v

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                        ACKNOWLEDGMENTS

     The project benefited from the help of several organizations
and  individuals.     We  wish  to  acknowledge  the  following:

From U.S.E.P.A. for their expert advice:
     Frank Bell, Office of Drinking Water
     Alfred Dufour, HERL and project officer


From the U.S. Navy, Sub-base, New London, Ct. for their cooperation:
     Commander Christopher Holmes -Head, Occupational and Preven-
     tive Medicine

     R.C. Clark, Housing Director
     Residents of Navy Housing


From the  filter manufacturers for their  equipment and advice:
     John Jiambalvo, Director Research, Associated Mills
     Dr.  P. Regunathan,  Vice President,  R  & D, Everpure, Inc.


From the Water Quality Association for supplemental fundings and
     expertise on selection of filters:

     Douglas Oberhamer, Executive Director
     Lucius Cole, Technical Director
                                VI

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                           SECTION 1

                          INTRODUCTION


     There has  been an  increased  awareness  of the  chemicals
contained in  drinking  water.   Many of these  chemicals  affect
the  aesthetic properties  of  water  such as  taste,  color  and
odor.    Other  chemicals  such  as  trihalomethanes  and  other
volatile organics may  be potentially  harmful.   It  is estimated
that  only one  half of   one  percent  of water  produced by  a
municipal water treatment facility is actually used for cooking
and drinking  (Regunathan,  et  al..  1983).   Some water consumers
wish that  this small fraction of potable water could meet more
stringent requirements  for chemical  contamination whether  for
health effects  or  aesthetic effects.    In  some communities  the
water quality can  be more effectively  controlled  at the point
of use than at  the  central treatment  plant.   Many  taste, color
and  odor complaints are due  to microbial  regrowth,  corrosion
products  in  the water main  and  by-products  of chlorination.
These events  occur  after leaving  the  treatment plant.   In many
households, the installation of  point-of-use  (POU)  treatment
devices  are  used  to  provide  specially  treated  water  for
drinking and cooking purposes.

     Many  different kinds of  POU devices  are available  for
consumer use.   The most commonly used devices contain granular
activated carbon  (GAC).  Filters with  GAC  remove common tastes
and  odors, some turbidity, chlorine,  and many organic contami-
nants.    Charcoal  has  been  used  for  water  purification  for
centuries.   The need  for higher adsorptive  capacities  led to
the- development  of  activated  carbon  in  the early   1900's.
Activation provides the carbon with  a high degree of porosity
and  an  associated  high  surface area.   The  high  surface area
renders  activated  carbon an  excellent adsorbent for  a wide
range of chemicals.   This high surface area also provides an
excellent  surface   for   biomass  attachment   and  a  favorable
environment for the growth of microscopic organisms (Rice and
Robson,  1982).   Several  papers have  reported the colonization
and  subsequent discharge of  higher  densities  of  bacteria in
laboratory  studies  on  GAC  filters  (Geldreich et  al., 1985,
Brewer  and Carmichael, 1979,  Bell,  et al^., 1984).   The  effects
of  such growth have been reported as both advantageous  (Rice
and Robson, 1982) and disadvantageous  (Wallis, Stagg and Melnick,
1974) .   Of special concern  is  the health  hazard that may be
created  if pathogenic organisms  adhere to  and grow on  carbon
surfaces.   This concern was categorized  succinctly by  Dufour
 (1985)  into five questions:

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     1.   What are the possible health risk concerns?
     2.   What bacteria  are  associated with  granular  activated
         carbon?
     3.   What are  the origins  of  these health  risk  concerns?
     4.   Are there reasons to  question the health risk concerns?
     5.   How can the assumed health risks be verified?

     The types  of health risks  of concern are  related  to the
use of  water from POU-GAC  filters.   The primary use  of water
from POU-GAC  filters  is for drinking and culinary purposes. It
follows that the primary health concern would be gastrointestinal
infections  associated  with  bacteria  in  water  from  GAC-POU
filters.  A secondary use of water  from  POU filters would be for
handwashing  (contact)  and hence there  is  a secondary  risk of
dermatologic infections associated with the bacteria discharged
from GAC-POU filters.  To better understand the health concerns,
the second  question:    "What  are the bacteria  associated with
activated carbon filters?" must be asked.

     The types  of bacteria associated  with  granular activated
carbon are diverse and depend on three factors; 1) the types of
bacteria  found  in the  influent water;  2)  the  ability  of  a
species of  bacteria  to attach to GAG;  and 3)  the ability of a
species,  once  attached,  to multiply in the carbon  media and
slough off  in sufficient densities to be detected in the  filter
effluent.  One  study by Geldreich and coworkers  (1985) reported
that  four out  of seven  tested species  including Pseudomonas
aeruainosa  readily  colonized GAC  filters  in  the laboratory.
Other studies report that many of the bacteria that colonize in
GAC filters  are native  to aquatic environments and normally are
not  considered  to be  pathogenic.   This leads to  the  third
question:   "What are the origins of the health risk concerns?"

     A majority of the concerns arise out of the types of bacteria
that  cause  nosocomial   (hospital  acquired)  infections.    Many
bacteria  found in potable  water have been found in  increasing
numbers  as  causes  of  nosocomial  infections   (Karnad,  e£ aJL.
1985).  A secondary  concern arises  over the  higher densities of
these  bacteria  eluted from  the GAC  filters.   Geldreich and
coworkers reported densities  of  heterotrophic bacteria  exceeded
1000  cfu per  ml.   An 8 ounce  glass of water  (237 ml)  would
contain approximately 2 x 105 organism.  Since  little  is known
about infective doses for the  majority of heterotrophic bacteria,
the  high  densities  suggest  a  dose may be sufficiently  high
enough to cause disease. However, this poses the fourth question:
"Are  there  reasons to question the health concern?"

      The  few  studies  done  on  the  effect  of  ingesting  high
densities  reported contrary data (Dufour,  1985).   Two bacteria,
Klebsiella  pneumoniae and Pseudomonas  aeruainosa both of which
were  shown  to  colonize   GAC   filters  in  laboratory  studies
 (Geldreich,  et  al., 1985) were used in human feeding experiments.
Doses of up  to 108  organisms showed no illnesses  in  the human

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volunteers. Both of these organisms are common causes of nosocomial
infections but healthy volunteers did not develop gastrointestinal
infection when challenged.

     While there is evidence to suggest that bacteria associated
with GAG  filters do  not cause  disease, the overall  question of
a health effect is  still a concern.  There are two major reasons
for this continued concern.  The first is the diverse nature of
bacteria found in distribution  systems and hence able to colonize
GAG filters.  Little is known about these organisms and what if
any  effect they would  have on people who  may  be  exposed to
higher densities of  these bacteria.   The second  reason is that
these filters will be used in a wide variety of homes where the
spectrum  of people exposed  will  range from infants  to senior
citizens.   Previous  studies on gastrointestinal  illnesses have
focused on families  with  young children  (Cabelli,  1982; Monto
and  Koopman,  1980) .   It  is believed this  age  group  is most
susceptible to  gastrointestinal infections.   This leads to the
last and  final  question:   "How can the assumed health risks be
identified?"

     One  way to answer  the question would be  to  conduct an
epidemiological study on  the use of POU-GAC filters and relate
it to illnesses in the user populations.  The objective of this
study was to do just that, namely  conduct  an epidemiological
study  which would  evaluate  the  health effects,  if  any,  of
bacteria  from  a  distribution system that colonized POU-GAC
filters.   In the  years of  1984 to 1986,  a study on the health
effects of higher  bacterial densities in effluent  waters  from
POU-GAC filters was conducted  by the Department of Epidemiology
and  Public Health,  Yale  School of Medicine  under the terms of
a cooperative contract with  the Health Effects Research Labora-
tory, U.S.  Environmental  Protection Agency.

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                           SECTION 2

                          CONCLUSIONS


1.  Point-of-use granular activated carbon filters (by-pass and
    faucet)  are  colonized by  heterotrophic  bacteria from the
    water supply distribution  system.   Once  colonized,  the
    filters discharge significantly higher densities of hetero-
    rophic bacteria than unfiltered tap water.

2.  Exposure to these higher densities of heterotrophic bacteria
    (over 1000  cfu per  1.0  ml)  did not  cause an  increase in
    acute symptomatology (gastrointestinal and dermatologic) as
    compared  with  those  people  who  were  exposed  only  to
    unfiltered water.

3.  Gastrointestinal infections reported to a physician by study
    participants were not associated with bacteria colonizing GAG
    filters.

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                           SECTION 3

                     MATERIALS AND METHODS
A. MICROBIOLOGY

Sample Collection

     Two water samples were collected from each house during the
initial visit  by one  of the  field  investigators.   The first
sample, approximately  100  milliliters in volume,  was collected
from the  cold  water faucet in the kitchen after  the water had
run for  about  two  minutes.  After the faucet filter or bypass
filter had  been installed, a  second 100  milliliter  sample of
the  filtered  water was  collected.    This  second  sample  was
collected as soon as the effluent from the  filter was clear of
all air  or  any minute carbon particles.   All homes,  i.e. both
test  and control residences,  were  sampled at  least  once per
month. At that time,  two water  samples were collected.   The
procedure  in  collecting  these  two  samples was as  follows:

1.  the mouth of the discharge orifice for unfiltered water was
    wiped with a prep swab saturated with 70% isopropyl alcohol
    and  allowed to  dry thoroughly;  the faucet  was  turned on
    and  the first  50  milliliters  were discarded  and  the next
    100  milliliters were  collected  in a  sterile bottle which
    contained sodium thiosulphate.

2.  the  discharge orifice  for  filtered water was treated the
    same as above and a sample collected as outlined.

Bacterial Analysis

     Two  media were used  on all water  samples  to measure the
total  heterotrophic bacterial  count.  The first was a Standard
Plate  Count Agar(Difco)  (APHA, 1981)  and the second was a media
called R2A (Difco) developed by the U.S. Environmental Protection
Agency (Reasoner, 1985)  that is being evaluated  currently as  a
possible  replacement for the SPC medium.

     With the  exception of samples collected on  Sunday nights,
all  samples were plated  on  the same  day of  collection. The
Sunday samples were done  on Monday  morning after being  stored
at 4°C.  Plates (R2A and SPC) were predryed at room  temperature
to allow  the plating of 1.0 milliliter onto the  agar.  All "A"
samples   (unfiltered  tap  water)  had  1.0 milliliter  of  water
examined  on R2A  and  1.0  milliliter on  SPC plates.   The "B"
samples  (filtered  water)  were either  diluted  10  fold or 100

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fold  in  sodium phosphate  buffer  (pH=7.2).   From these  final
dilutions a 1 ml and a 0.1 ml  aliquot  were plated in duplicate
on R2A and SPC media.

     The SPC  plates were incubated  at 35°C for  five  days and
the R2A plates were incubated  at  22°C  for five  days.  Although
Standard Methods (1982) recommends a three day incubation period,
Reasoner and  workers (1985)  reported  increased  recoveries  on
both  SPC  and R2A  with  extended  incubation.   Space  and  time
constraint  in the  laboratory  allowed a  five  day  incubation.

Identification of Isolates

     A random sample of households with POU-GAC filters was
chosen to have their bacterial  isolates identified.  Representa-
tives of each colony with similar morphology were  picked from
"A"  and  "B"  samples  and were  streaked for  isolation   on  a
modified R2A  agar  that  contained an  additional 1% dextrose.
This  modified R2A  medium was  found  to be superior  to SPC and
plain R2A media in laboratory passage of  isolates.

     The  isolated   colonies  were Gram  stained  and  all  Gram
negative  organisms  were  inoculated  into  glucose  oxidative
fermentation  tubes.   These  tubes were  incubated at  30°C for
21  days.    This  extended procedure  was  recommended for  water
bacterial isolates  (Spino,  1985).   All  oxidative positive and
nonreactive  isolates  were  further  identified  using  API, NFT
strips.  All  fermentative isolates were speciated using API 20E
identification strips.  These identification strips were further
supplemented  with motility  and oxidase testing.   Motility was
tested using MIO medium  (Difco) and the isolates were  incubated
at room temperature for  48 hours.

Flushing Experiments

    • A series of flushing  experiments were done to  determine
the  effect  of flushing  the filter  on heterotrophic  bacterial
counts  in   filter  effluent.    The  faucet filter  studies were
conducted in the laboratory on a faucet filter containing carbon
catridge attached to  the laboratory sink.   For one week  prior
to  the experiment  the filter was run  for five  minutes twice  a
day to seed the filter.   The  bypass filter used  for the flushing
experiments was  one of  the  filters installed  in the subjects
home.  The subject was asked not to use  the filter in the previous
twelve hours  prior  to our visit.  A  series of 250 ml (faucet
filter)  or 500  ml  (bypass  filter)  sample  bottles containing
sodium thiosulfate were filled  subsequently with filter effluent.
Samples were  then plated on  R2A agar only and  incubated at 22
for  five days.

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B. FILTERS

Faucet Filter

     The  faucet  filter used  was a  Pollenex  WP-100 GAG  water
filter.   This  filter  is  listed  by  the  National  Sanitation
Foundation  (NSF)  for Taste and  Odor Reduction under  standard
No. 42  which is for  "Aesthetic  Effects".  The Pollenex  filter
was attached at the end of the kitchen faucet. The faucet filter
households were divided into test and control groups.  The test
group had a  filter  cartridge with  carbon and  the  control  group
had an empty cartridge. A schematic  flow diagram of the unit is
shown in Figure 1.   The carbon cartridge contained approximately
50g.

Bypass Filter

     The second type of POU filter was an Everpure QC4-THM dual
cartridge bypass  filter.   This  filter has a  NSF  listing  under
Standard 42  and  an additional  listing for  Turbidity Reduction,
Cyst Reduction and  Total THM  Reduction under Standard 53  which
is  for"  Health Effects".   This  filter was  installed under the
sink with its  own  faucet in the  upper right  corner of the sink
(Figure  2).  The amount  of  GAG  in the  first  cartridge  was
approximately  500g,  while  the second  cartridge  included  about
lOOg of Powdered Activated Carbon.

Installation

     The  Polenex  faucet  filters  were  installed  by  research
personnel during the initial visit to the subjects' house.  All
filters  were painted  with  a number  in  a  hidden  place  on the
filter.   This  number  identified  whether  the cartridge  was  a
blank or a test cartridge. After the installation,  the subjects
were given  a small demonstration  on proper  use  of the filter,
such as using the  switch to get filtered  or unfiltered water.
This information  was also  summarized on a  paper given to them.

     The  Everpure bypass  filters were  installed  by a licensed
plumber.  After the plumber had  completed the installation, the
use of the  filter was demonstrated by a member of  the research
team and an explanation was given on how water could be turned
off in  the  case of  any water leaks.

Maintenance

     The  faucet filters were changed every three to four months.
At the time of the change,  the entire unit was changed so  that
the subject would  not  know whether they were getting a  filter
with a carbon or a blank cartridge. In  most cases  filters  were
changed from  carbons  to  blanks  and blanks  to  carbons.    On
occasion filters would break or leak and filters  would have  to
be repaired before the next monthly visit.

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     The bypass filters required  very  little  maintenance.   The
filter cartridges were changed when  the  flow  became impeded or
subjects complained of taste problems.   Approximately five sets
of cartridges  were  changed during the study.   The cartridges
were  changed  by the researcher during  the  monthly  visit.

C. EPIDEMIOLOGY AMD STUDY SITE

City of Groton Water Supply

     The present source of Groton 's water supply is predominantly
derived  from  the Great  Brook watershed and  a  portion  of the
Billings Avery watershed.   The  mouth  of  Great  Brook empties
into  the Poquonamock River  and   its source  is  located  in the
southerly portion of the Town of Ledyard.   This watershed is
15.9  square miles  in area and develops  a  surface water supply
which  has  been estimated  to have a safe  daily  yield of 12.1
million gallons per day.

     The City  of Groton 's Filtration Plant, where the water is
treated, consists of three units; the  original  built in 1939,
has  four,  one-half  million  gallons  per  day filter  beds;  an
addition built in 1950  has  four one  million gallons per day
filter beds;  and an  addition built  in  1961  having three, two
million  gallons per  day  filter beds,  which results in a total
of twelve  million gallons per  day nominal capacity  rating of
the plant. In  1971,  one of  the two million gallon per day sand
filter  beds was  rebuilt  utilizing  a mixed  filter  media  of
ilmenite and anthracite,  which has doubled the capacity to four
million  gallons and  has  increased  the  nominal  rating  of the
plant  to fourteen  million gallons per day.   The current daily
usage averages 11.18 million  gallons per day.  In  1986, the City
of  Groton,  Department of Utilities reported an  average free
chlorine residual  of 1.1 ppm at the  filtration plant and 0.9
ppm in the Navy housing area distribution sites.  Their quarterly
heterotrophic  bacteria  plate  counts   in  the   plant effluent
averaged  <1 per  ml.   There were four distribution sampling
locations  in  the study area.  These locations averaged <1 cfu
per  ml.   (Report  furnished  by  City of Groton,  Department of
Utilities.)

Description of
     The  pool of  subjects used  in  this study  was taken  from
 families  who resided in off  base U.S.  Navy housing in Groton,
 Connecticut.   This population  was chosen because  1)  they  all
 had  the same water supply; 2)  they  had access to  free medical
 care  and;  3)  the majority  of housing  residents  are families
 with children under the age of  ten.

     From a Navy housing mailing list, with over 5000 addresses,
 800  families were  initially selected  randomly  to receive  the
 first  questionnaire asking  them to  participate in the  study.

                                8

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From the pool of  returned  questionnaires,  people were selected
for the study  if  1)  they indicated they wished  to participate
on the questionnaire  and 2)  they had a personal rotation date
that exceeded the length of the study.  These people were contacted
by phone and  an appointment was scheduled to  install  a filter
in their home.  Six months  after the start  of  the  study,  the
bypass filter was added to the study.  An additional  700 question-
naires were  sent out to solicit  additional families.   These
households  were selected based on the criteria described above.
     The  first  questionnaire  was  a general  survey  on  how
residents of the house  felt  about  the taste,  odor and color of
their water.   Additional  questions were  asked about hot water,
dishwashers and  the use  of  any water treatment  devices.   The
final section asked questions on demographics, personal rotation
date and willingness to participate in the study. This question-
naire  was  accompanied  by  an  information  letter  stating  the
purpose and requirements of the study (See Appendix  A for letter
and questionnaire) .

     At the first installation visit all subjects were asked to
read and sign a consent form (Appendix A) . The use of the health
diary  was explained  to them.   In  this  study,  the  effect of
bacteria  associated with  carbon  filters and their  impact on
health  was measured  in  terms  of  acute symptomatology.   The
health  diary  used  was  a  revised diary used  previously in EPA
sponsored  studies.  The  diary method  is  a  variation  on self-
administered questionnaires.   Self -administered questionnaires
were preferred for many reasons.  The  first is that this avoids
problems  of interviewer error.   Secondly,  since information on
all  household  members  was  collected,  the  self-administered
questionnaire  allowed  time  to ascertain  the  status  of  all
household members .  Most importantly, self -administered question-
naires  have been shown to  collect information more accurately
(Cannell  and  Fowler, 1963).  The  diary consisted of  a list of
gastrointestinal and  dermatological symptoms.  The severity of
the  symptoms was measured in terms of affect on subjects daily
living  such as did they stay home  or in bed and did they  seek
medical care.  If they  sought medical  care they were questioned
subsequently  to determine  what the  diagnosis  was. This diary
was exchanged for a new one at the monthly visit and the symptoms,
if any, were reviewed by  the researcher with  an adult member of
the  house. This supplemental  interviewing  is  recommended for
self -administered  questionnaires   (Moser  and  Kalton,   1972) .

Marketing Survey

     Questions were submitted by both filter manufacturers to be
included  at the bottom of the monthly diary.  Questions concerning
taste,  odor and  color  reduction were asked of both  Pollenex and
Everpure  filter  users.  In addition, Everpure had questions that

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related to the design and  function of their filter.  The results
of the marketing questions used are summarized in the Appendix B.

Filter Use Survey

     At the end of  the study an exit survey on use of filters
and  amount  of filtered water consumed by  subjects was  done.
The  adult member  of the household present at the last monthly
visit  was  interviewed concerning  the  intake of  water by  all
members of the household (See Appendix A) .

Human Investigation
     All questionnaires, health diaries, consent forms, informa-
tion letters, went  to the Yale University  Human  Investigation
Committee  (HIC)  before  use  for  clearance  and  approval.    No
questionnaire was  used  until an HIC  approval  was  received.

D.   MEDICAL CLINIC  VISITS  AND CLINICAL  LABORATORY PROCEDURES

     The health survey  approach to establishing  an association
between the microbial quality of GAC filtered water and illness
in  water consumers  was supplemented by  examining the direct
relationship between bacteria isolated from  patients who visited
a physician because  of  a gastrointestinal illness and bacteria
colonizing the GAC  filter used by the  study participant.  This
direct approach was implemented  in the following  manner.   The
medical clinic records  of all individuals participating in the
study were flagged so that (1) the examining physician would be
aware  that the  patient was  a   study  participant and  (2)  a
bacterial work-up on the patient's specimen would be requested
if  the diagnosis indicated a possible  bacterial  etiology.   Any
bacterial isolates  from patient specimens were to be preserved
for further  laboratory examination.   The participants  were
requested  at  the beginning  of the  study to  consult  a clinic
physician  if  they experienced severe  gastrointestinal  illness
or   skin  infections.    In  addition,  the  participants  were
requested to  notify the study coordinator  if  they consulted a
physician so  that  a follow-up investigation could be conducted
to  determine  how the illness was diagnosed and  if a  clinical
specimen was  obtained.   In  the event that  a bacterial  isolate
was obtained from a clinical  specimen, it was to be  characterized
biochemically and  identified to the species level  if possible.
Subsequent  to  the  identification of  the  clinical  bacterial
isolate,  the  GAC  in the filter  serving  the  patient  would be
removed  from  the filter housing  and examined  for the  presence
of  a bacterial isolate identical to the patient isolate.  Although
the finding of a bacterial strain  in a GAC filter that  is similar
or  identical  to one  isolated from a patient using  the filter is
not unequivocal  evidence of  cause and effect it does present  a
fairly  strong indication  that the filter  may  have  been the
source of the causative organism.
                                10

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                           SECTION 4

                     RESULTS AND DISCUSSION
A. MICROBIOLOGY
     Approximately 1800 paired samples  were collected over the
seventeen month  duration  of the study.  This  does  not include
approximately  220 pairs  of  filter effluent  and tap  samples
collected during the installation   visit  to the homes.  There
were four  sample categories.  The first category was  the tap
water sample  collected  from each home  on  every monthly visit.
The  remaining three categories  were filter effluent samples.
The  water  samples collected from  faucet  filters were  either
from  filters  containing  a  cartridge  with  granular  activated
carbon  (GAG)  or from filters  containing a  cartridge  that was
empty.   The  fourth  category  of water  samples came  from the
bypass GAC  filters.   The total  number  of  samples analyzed for
each group is summarized in Table 1.

     Geometric means and standard deviations of bacterial counts
of the  filters  at installation are summarized  in Table 2.  The
majority of  the carbon filters  (bypass and faucet)  eluted no
(<1  cfu/ml)  bacteria  upon  installation   indicating  lack  of
contamination of carbon  filters during manufacturing or installa-
tion.   The blank  cartridges may have  been somewhat colonized
but  since these were empty cartridges some of  the bacteria may
have  been  from  the  tap.   The  tap sample  at  installation is
different from  the tap samples  collected  in subsequent months
in that  the water ran for two minutes before collection during
the  installation sampling  compared to  the specific procedure
used during the rest of the study  period as outlined in Section 3.
Initially  the number  of  blank  filters installed was smaller
because  the  blank filters  were  added to the  study  two months
after the study  began.

     The  overall  geometric  mean  and  standard deviation  of
bacterial  counts  are  given  in   Table 3.    There  were  two
heterotrophic  bacteria media used on  each  sample,  R2A and
Standard Plate  Count (SPG) .  In each  of the four sample  types
the  R2A medium detected   more heterotrophic bacteria than did
the SPG.  This increased detection  was  statistically significant
(p<.05, paired t-test).  The bacterial densities were different
for  each of the four types of water samples.  As expected, the
highest  densities of  bacteria  were found  in the  two  carbon
containing  filters.   The bypass filter discharged  the highest
densities  of bacteria.    The lowest  densities  from  a  filter
were discharged  by the blank filter. The higher densities  found

                               11

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in the bypass  filter  versus the facuet filter may be  due to a
higher amount of carbon found in the bypass filter, hence providing
more surface  area.   An  analysis of variance was  performed on
the  four  water  categories  and  their  bacterial densities  and
each of the category mean densities of bacteria was significantly
different from each other.

   Each  of the  two  carbon filters  had significantly  higher
bacterial  densities  in their  study effluent samples  than the
installation  samples.    However, the  overall geometric  study
mean of bacterial  densities in  blank  fil ter effluent was not
statistically  different   from  those  found  upon  installation.
The  mean for blank  filters was higher indicating  a  possible
colonization of  bacteria  on the walls  of the blank cartridges,
but these cartridges had a certain density of bacteria associated
with them at installation.

     The bacterial densities were grouped  together by calendar
month.   A geometric mean for each month was calculated for each
of  the four  categories   and  plotted.    The graphs  illustrate
the  magnitude of  the differences  between  the  tap water and
bypass filters (Figure  3) , the tap water and carbon faucet filters
(Figure 4) and -the  tap water and blank faucet filters (Figure 5).
The  graphs  also  pointed  out seasonal  trends  and  the influence
of ambient temperature on bacterial densities.  To illustrate this
association better,   the average monthly raw water temperature
at  the Groton water  filtration  plant was  plotted  along with
bacterial  densities  for  each  of the  water  sample categories.
Graphically, there were  temperature trends  associated with the
tap water samples (see Figure 6), the carbon faucet filter  (see
Figure 7) and the blank faucet filter water samples (see Figure 3).
The    fluctuation  in  bacterial  densities  eluted from  bypass
filters  (see  Figure  9)  were not as great.    Statistically all
bacterial  mean densities in  the four  water  sample  categories
were highly correlated with water  temperature  (Table 4). This
correlation was  true for bacterial  densities whether measured
by K2A or SPC agar.

     Paired water  samples  (tap  and  filter)  from  either bypass
or  faucet carbon  filter households were  randomly  chosen for
bacterial  species  identification.  A total  of six faucet  filter
households  and  nine  bypass  filter households were examined.
The  identification of bacterial isolates was performed on both
the  tap water  and  filter effluent samples.   The results of the
tap/carbon  faucet  water  samples are in Table 5.   The majority
of the  identifiable isolates were Flavobacterium or Pseudomonas.
In comparison  to the bypass  filters (Table  6),  the tap/carbon
faucet pairs seem to be more diverse.  The most notable feature
of the  bypass filters was the predominance of Pseudomonas stutzeri.
This organism was  predominant  in  seven  out  of nine   bypass
filter effluents examined. The table notes the number  of isolates
that subsequently did not  grow or grew very  slowly  in the
laboratory.    These  isolates  were  not  identified.    One  such

                                12

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isolate was a small coral pigmented isolate that routinely took
up to 15-21 days to grow at room temperature.  Repeated passage
of this isolate did not change its growth rate.

B. EPIDEMIOLOGY

     The study period for each of  the filter groups was slightly
different.  The  faucet filter portion of  the  study began with
installations in February and March of 1985 and continued until
June of  1986  (approximately  15 months) .   In  this  time period
the average length of an individual household participation was
six months.   The bypass filter study  began  with installations
in June of 1985 and continued until August of 1986 (approximately
13 months). The  average length of participation of an individual
household with a bypass filter was seven months. This difference
is due partly to the different drop out  rates.  In general the
drop out rate for bypass filters was much less.  This is partly
due to the tighter  screening  of  subjects and the emphasis upon
the cost  of  filter installation.  Another explanation for the
two differences  is  that households in the faucet  filter study
often  dropped out  after  receiving  a blank.    These  families
complained that they liked a carbon filter and would not participate
if they  did  not have  a  carbon filter unit.    This  was despite
the fact that the researchers never confirmed  whether a household
had a blank or carbon  filter.

     The number of person-years for the study by sex and filter
groups is presented in Table 7.  The number of person-years for
each filter  group  by  age  group may  be found  in Table 8.   The
sex and  age  distributions for each  filter group were similar.
Approximately 40% of the persons in each  filter group classified
by age were  in  the highly susceptible population (less than 10
years of age).

     There are  two  kinds of error which may occur in analyzing
data from an epidemiological  study.   The first error, called
the Type  I error,  consists in declaring that the difference in
population studied  is real when  in  fact no difference exists.
This is often called the alpha  significant level and is typically
set at .05 or smaller.

     The  second type  of  error,  called  Type  II,  consists of
failing  to declare  populations significantly different when in
fact they are different.   To control for a Type  II error the
power of  a test  is  determined.  The  power of a test is denoted
as 1-beta, where beta  is the probability of  failing to detect  a
specified  difference as being  statistically significant.

     The  smallest  number  of  person-years was observed in the
blank  filter group.   This group had 180 person-years.    With
this as a limiting factor, an example of the smallest proportional
difference that could be detected with an alpha = .05 and power  =
95  is  .20-.05 or a  proportional  difference  of .15 between two

                               13

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groups.   However,  the proportional  difference  significantly
detected is dependent also on the magnitude  of  the proportions
and the  number of  comparisons being  made.    In Table 9,  the
incident  density  per  person-year is  given  for  each  of  the
symptoms.  There were no  statistically significant differences
detected between the three study groups for any of the symptoms.
The sample  size was  sufficiently large  enough to detect  any
statistically significant differences.

     A  stratified  analysis  of the  combined  gastrointestinal
symptoms  was  done.    The incident density  or  proportion  with
symptoms stratified by age and sex for each  filter group is in
Table 10.   The stratified  data  did not show  any significant
differences between study groups for gastrointestinal illnesses.
There was a trend  for the highest  disease proportion to be found
in the under six years of age  groups.   This  was not unexpected
as studies have reported  higher gastrointestinal symptom rates
in preschool children (Monto and Koopman, 1982).

     In  examining  sex differences there did not  appear  to be
any  differences between  study groups.   However,  within each
study group there were three statistically significant differences
detected  between  males  and  females.    Two of these occurred in
the by-pass group and one was  in  the blank filter group.  This
difference  entailed  a  significantly  higher   gastrointestinal
rate  in  females over males in the adult age group. There were
two  phenomena in  the population  to explain  this difference.
First  many of  the adult female subjects became pregnant during
the  course of  the study.   This would  increase  the  level of
gastrointestinal  symptoms.   Secondly,  this study was carried
out  on many families where the male adult  typically was  gone
 (out  to  sea)  for  many  months during  the  study.   Hence, the
adult  male typically would  appear healthy  when in reality he
was absent.  The other group that  showed significant differences
was  the  by-pass  <6 years  group.   In this group the  females
reported a higher  incidence of  gastrointestinal illness than
males.   Explanations for this phenomena would be  speculation.

C.   CLINICAL FINDINGS

      A total of 3333  symptomatic  illnesses were reported during
the  course of  the study.   Two-hundred  and sixty-nine of the
 illnesses were  considered  by the  study  participants  to be
 severe  enough  that  they  consulted  a  physician.    Forty-two
percent of the patients who were seen by a  physician  were less
 than six years of age,  10% were ages  6 through 10 years,  6%
were ages 11 through 18  years and individuals over the  age  of
 18 comprised 36% of  this group.   A follow-up  investigation  of
 all  reported physician visits  revealed that  none of the patient
 illnesses were diagnosed as having a bacterial  etiology  and,
 therefore,  clinical specimens  were not collected for laboratory
 work-up.   The nonoccurrence  of  illnesses  or  infections  that
 might be attributable to bacteria associated  with GAG filters

                                14

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indicates that the  ingestion  or  use of GAC filtered water  was
not a  risk  factor for disease in the populations examined in
this study.

D. EXPOSURE

     In order to estimate an actual exposure level, all households
remaining in the  study by May of 1986 were interviewed  as to
consumption of filtered water and  filter  use habits.   A single
person (usually the mother) was interviewed by a Yale researcher
for members of her family and their drinking water habits.   A
series of questions were then asked  about how water  is  taken
from the filter and how they used  filtered  water.  The categories
of use for filtered water is  summarized in Table  11.   For cold
drinks,   the  majority  of  both  filter  users  reported  using
filtered  water almost  exclusively.   The two  filter  groups
reported  different use   patterns  for each of  the  remaining
categories.  The  by-pass filter users reported: using  filtered
water  for hot drinks  (98%), cooking (88%) and  ice cubes  (88%).
This was compared  to  faucet filter users  that  reported 62% for
cooking,  58%  for  hot drinks  and  83% for  ice  cubes.   Some of
these differences can possibly be explained by filter design or
filter  flow.   A  further report  on likes, dislikes and  other
consumer  type  questions  is in the   marketing  report  attached
hereto  (Appendix B).

     The subjects  were then asked how they collected water for
use  from their filter.   The  collection  process  was  slightly
different for each  filter group  (Table 12). The by-pass filter,
which  has its own  faucet, were divided between "immediately" or
"after a  few seconds".   The faucet filter group let the  filter
run a  few seconds  (62%) or longer  (21%).  The slight difference
in  use pattern may have had an  effect  on the  possible  dose
received.  The  faucet filter  exhibited a flushing phenomena of
reduction  in effluent heterotrophic  bacterial  densities after
approximately  1.25 liters of water were  withdrawn  (Table  13).
This was  in contrast  to the by-pass filters which  showed  equiv-
alent  reduction in bacterial cell  densities after  three liters.

     The  final  question  analyzed in order to estimate exposure
was  amount of  water  consumed daily.   The amount of  filtered
water used by subjects is summarized in Table 14.  The distribution
for  each of the  ounce categories  were  slightly  different  for
each  filter  group.  The by-pass filter group consumed  slightly
higher volumes  of water  than  did the  faucet filter group.  This
was  further evidenced by comparing the  mean ounce consumption
reported by the by-pass households  (31.5 ounces per person)  with
the mean reported by the faucet filter households (26.4  ounces
per  person).   If the ounces are  converted to milliliters,  an
estimate  of  the number of organisms ingested on daily  basis can
be made.  The average milliliters consumed per day is multiplied
plied by the geometric mean for the  carbon filters to estimate


                               15

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an average heterotrophic bacterial density per day.  The results
are as follows:

  BY-PASS FILTER
          31.5  oz/day/person  x  29.57  ml/oz  x 2000  org/ml  =
                                       1.9 x  106  organisms/day
  CARBON FAUCET FILTER
          26.4  oz/day/person  x  29.57 ml/oz  x  1000  org/ml  =
                                       7.8 x  105 organisms/day


The estimated  average daily intake  for  the subjects who used
GAC-POU  filters  was  approximately  106  organisms  per  day.

E.  DISCUSSION

     The  colonization of  filters  was not  unexpected as many
laboratory studies  reported on colonization of  GAC  filters by
bacteria  (Geldreich,  et al..  1985;  Bell,  et aT.., 1983).   The
magnitude of colonization  and the  variation in filter effluent
bacterial densities due to filter type and temperature was new.
Of particular  interest  was the  high  incidence of  colonization
of the by-pass filters  by  Pseudomonas stutzeri.   There appears
to be no apparent reason for such high incidence of this organism
in these filters.

     In  general, the primary  genus  colonizing  both types of
POU-GAC  filters was  Pseudomonas.    Pseudomonas  aeruainosa has
been implicated in  many water  contact diseases such as hot tub
folliculitis  and swimmer's ear  (Calderon and Mood,  1982). In
this study, there was only one isolation of P. aeruainosa.  The
majority  were  other  pseudomonads  such as   P.  diminuta and
P. stutzeri.

     The  second most common bacterial colonizer was the  genus
Flavobacterium.     This  geneus,   like  the  non-P.  aeruqinosa
pseudomonads,  is a  common soil organism  and  is  often found in
drinking water.   A  literature  search indicated that this  genus
has not  been associated with outbreaks  of  gastrointestinal or
dermatologic  disease.  The amplification  of their densities by
POU-GAC  filters did not result in any increased health risk in
our study.

     The  gastrointestinal  rate in  all  categories  was   higher
generally  than what has been reported  in other studies  (Monto
and Koopman, 1980).  However there was no significant difference
between  the group  that had unfiltered water  versus the  group
that had  carbon filtered water.  Tests on the  statistical power
of the data analysis indicates a sufficient sample size to detect
a difference.    Other reasons  for  no health effects associated
                                16

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with consumption of  water containing high density  of  bacteria
relate  to  either  the  organism,  the exposure  or  the  host.

     Considering the ubiquitous nature  of  the organisms  that
colonized the POU-GAC filters, it may well be that these organisms
just do not cause  infections or disease in man.   The  exposure
route often determines whether an organism causes disease or not.
In this study the primary route of exposure was the gastrointestinal
or dermatologic route.   It  may be that these bacteria  do not
lead to  diseases  in  man by these  routes  of exposure  due to
host barriers such as stomach acid and normal flora of skin and
intestinal tract.

     Finally the lack  of a health  effect may  center  on the
host.  It is well documented that Leaionella. a common soil and
aquatic  organism,  only causes  Legionnaires'  Disease  when it
comes  into  contact with an  immunocompromised population.   The
organisms found on POU-GAC  filters may only  be  of concern to a
very select small population considered to be immunocompromised.
This study does not address the problems  that may be experienced
by  an  immunocompromised  population.   Furthermore,  this study
does  not address  other exposure  routes such  as respiratory.
There  are GAC  water treatment devices that  filter the entire
house  water supply.  These  filters  are called  point-of-entry
because they are installed  at  the point where water enters the
house.   The extent  of  colonization  of the  whole house  filters
by  bacteria has not been reported  in the literature.  If one
assumes some colonization of point-of-entry filters, there  is  a
potential   for  total  body  exposure  to bacteria  via  shower
generated  aerosols.     Hence,  the question  of  health  effects
associated  with bacterial  colonization of  granular  activated
carbon filter  still needs to  be addressed  with point-of-entry
water  filters.
                                17

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                          BIBLIOGRAPHY
American  Public Health  Association.  Standard Methods for the
  Examination of Water and Wastewater. 16th ed., American Public
  Health Association, Inc., New York, 1985.

Bell, F.A., D.L. Perry, J.K.  Smith  and S.C.  Lynch.  "Studies on
  Home Water Treatment Systems", JAWWA 76:126-130, 1984.

Brewer, W.S.  and W.W. Carmichael. "Microbiological Characteriza-
  tion of Granular Activated Carbon Systems". JAWWA 71:738-740,
  1979.

Cabelli, V.J., A.P. Dufour, L.J. McCabe,  M.A. Levin.  "Swimming-
  associated gastroenteritis and water quality".  Am. J. Ecidem-
  iol.  115:606-616, 1982.

Calderon, R.  and  E.W.  Mood.  "An Epidemiological  Assessment of
  Water Quality and 'Swimmer's Ear"1,  Arch.  Environ. Hlth. 37:300-
  305, 1982.

Cannell, C.F. and F.J. Fowler.  "Comparison of a self-enumerated
  procedure  and  a personal  interview:   a validity study."
  Public Opinion Quarterly. 21:250-264, 1963.

Camper,  A.K.  M.W.LeChevalier,  S.C.   Broadaway  and G.  McFeters.
  "Evaluation  of  procedures  to desorb bacteria  from granular
  activated  carbon",  J. Microbial. Methods  1:187-198,  1985.

Dufour,  A.P.  "Epidemiological  Concerns  of Bacterial  Growth in
  Activated Carbon Filters" Proceedings Water Quality Association,
  March 1985.

Geldreich, E.E.,  R.H.  Taylor,  J.C.  Blannon  and D.J.   Reasoner.
  "Bacterial Colonization of Point-of-Use Water Treatment Devices"
  JAWWA 71:72-75, 1985.

Karnad,  A.,   S.  Alvarez  and S.L.  Berk.  "Pneumonia  caused by
  gram-negative bacilli", Am. J. Med.  791f1A);61-7. 1985.

Mayer, K.H. and S.H. Zinner.  "Bacterial Pathogens of Increasing
  Significance  in Hospital-Acquired Infections", Rev. Infect.
  Pis. 1:S371-S379, 1985.

Monto, A.S. and J.S.  Koopman.  "The Tecumseh Study: XI Occurrence
  of Acute Enteric Illness in the Community",  Amer. J. Enidemiol.
  112:323-333,  1980.

                                18

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Moser, C.A. and G. Kalton. Survey Methods in Social Investigation.
  Basic Books, Inc.,  Publishers,  New York 2nd edition pp. 256-
  279, 1972.

Perry, D.L. ,  J.K.  Smith and S.C.  Lynch.  "Development of Basic
  Data  Knowledge  Regarding Organic Removal  Capabilities  of
  Commercially Available  Home  Water  Treatment  Units Utilizing
  Activated Carbon, Final Report - Phase 2", Gulf South Research
  Institute,  New Orleans, La. (July 1980).

Reasoner, D.J. and E.E.  Geldreich.  "A New Medium for the Enumera-
  tion and  Subculture  of  Bacteria from  Potable  Water",  Appl.
  and Environ. Microbiol. 49.: 1-7, 1985.

Regunathan,  P,  W.H.  Beauman and E.G.  Kreusch.  "Efficiency of
  point-of-use treatment devices", JAWWA 75:42-50, 1983.

Rice, R.G. and C.M. Robson Biological Activated Carbon-Enhanced
  Aerobic Biological Activity In GAG Systems.  Ann Arbor Science
  pp 19-22, 1982.

Spino, D.F. "Characterization of Dysgonic, Heterotrophic Bacteria
  from Drinking  Water", Appl.  and Environ.  Microbiol. 50;1213-
  1218, 1985.

Wallis,  C.,   Stagg,  C.H.  and  Melnick,  J.L.  "The  Hazards of
  Incorporating  Charcoal  Filters into Domestic Water Systems",
  Water Res. 8.:11, 1974.
                                19

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                                FAUCET ATTACHED
                                      Vi/DIVERTER
Figure 1.  Schematic diagram of faucet filter as it is installed
           (courtesy of P. Regunathan).
                               20

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                                  ^-SEPARATE
                                    FAUCET
                                       LINE  BYPASS
                                       UNDER THE SINK
                                       FILTER SYSTEM
Figure 2.  Schematic diagram of bypass filter as it is  installed
           (courtesy of P.  Regunathan).
                               21

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        10 s-.
     LJ
     0- 10 *-

     ID
     L^
     o

        10 -d
             Bypass Filters
                TAP WATER
                                       SPC= Solid  Line
                                       R2A= Dashed  Line
             —i	1	1	1	1	1	1	1	1	1	1	1	1	1—r—   —r
              MAMJJASONDJFMAMJJA
                               MONTH
Figure 3.  Heterotrophic  bacterial  densities as  measured   by
           standard plate count  agar and R2A agar by month  for
           tap water and bypass carbon filters.
                               22

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       104-.
       103-
    LJ
       10
         2-
    O
       10 -
                  ,\   Carbon Faucet
                      Filters
               TAP  WATER
                                    SPC= Solid Line
                                    R2A= Dashed Line
            MAMJJASONDJFMAMJJA
                             MONTH
Figure 4.   Heterotrophic  bacterial densities  in tap  water and
           carbon  faucet  filters as measured by standard plate
           count agar and R2A agar by  month.
                              23

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        10 S
        10 3^
     UJ
     CL
     O
         10 -

                TAP WATER
                                     SPC=  Solid  Line
                                     R2A=  Dashed  Line
             —i	1	1	1—i	1—i	1—i	1	1	1	1	1	r-  —r
              MAMJJASONDJFMAMJJA
                              MONTH
Figure 5.  heterotrophic  bacterial densities in tap water  and
          blank  faucet  filters as measured by  standard plate
          count agar and R2A agar by month.
                              24

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UJ
Q-
CJ
    10 -
                          SPC=  Solid  Line *
                          R2A=  Dashed Line  *
                          Temperaiure =Triangles
                                                     -20
30
                                                          LJ
                                                     -10
    LU
    CL
    2
    LJ
    LJ
                                                     L0
Figure 6.  Heterotrophic bacterial  densities  in  tap water  and
           water temperature by month.
                                25

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   10
                  SPC= Solid Line *
                  R2A= Dashed Line *
                  Temperatdr«, =Triangles
         Carbon
         Filters
                                                   Lo
         MAMJJASONDJFMAMJJA
                          MONTH
Figure 7.   Heterotrophic  bacterial  densities  in carbon faucet
           filters and water temperature by month.

                              26

-------
    10 *T
LJ
0-102j,
 o
    10 -
                Blank Faucet
                  Filter^ _.^ \
                SPC= Solid  Line *
                R2A= Dashed  Line *
                Temperature=Triangles
                                                      -30
                                                      -20
                                                           LJ
                                                           CL
                                                           2
                                                           LJ
                                                      -10
         MAMJJASONDJFMAMJJA
                           MONTH
                                                      -0
Figure 8.  Heterotrophic  bacterial  densities in  blank  faucet
           filters and water temperature by month.

                               27

-------
   10 +q
        Bypass Filters
   10 3-
          SPC=  Solid. Line  *
          R2A=  DashfeH, Une  *
          T9mperati/re=
Ld
LL.
o
    10 d
                                                  -.—«L0
                                                      -30  Q
    LJ
    CE
20  <

    LJ
    Q_
                                                      -10
    Ld
                                                           01
         MAMJJASONDJFMAMJJA
                           MONTH
Figure 9.   Heterotrophic bacterial  densities in  bypass carbon
            filters and water temperature by month.
                                28

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           Table 1.   Number  of  water  sample  types
                     collected over a 17 month period
                     (1985-1986).
           Sample                                 N


           Bypass Filter                         722

           Carbon Faucet Filter                  559

           Blank Faucet Filter                   486

           Tap                                  1766


                   Total                        3533
Table 2.  Geometric mean and standard deviations of heterotrophic
          bacterial densities  from  installation  water samples.
                                             MEDIA
                                  SPC1                 R2A2
Sample
Bypass Filter (62)
Carbon Faucet Filter (110)
Blank Faucet Filter (43)
Tap Water (215)
Mean
0.2
6
85
6
STD
34
5
9
17
Mean
0.4
9
98
11
STD
41
6
7
20
135°C, five days.
222°C, five days.
                               29

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Table 3.  Geometric means and standard deviations of heterotrophic
          bacterial  densities  discharged  from  two  granular
          activated  carbon  filters,  blank  filters   and  tap
          water  as measured by  Standard Plate Count  agar and
          R2A agar.
                                             MEDIA
                                  SPG1                 R2A2
Sample
Bypass filter
Faucet filter
Blank filter
Tap Water
Mean
1049
689
198
53
STD
5
16
17
12
Mean
2042
1035
289
92
STD
4
17
19
13
^sOc, five days.
222°C, five days.
Table 4.  Correlation  coefficient  of water  temperature  with
          bacterial densities  from bypass  filters,  carbon and
          blank  faucet  filter and  tap  water using  Standard
          Plate Count and R2A agar.


                                             MEDIA
Water Sample                      SPC1                 R2A2
                (Correlation coefficient for water temperature)


Bypass filter                     .617                 .663

Carbon faucet filter              .743                 .761

Blank faucet filter               .931                 .883

Tap water                         .923                 .956


T-ISOQ, five days.
222°C, five days.

                               30

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Table 5.  Types of bacteria isolated from tap and carbon faucet
          filter water samples from six homes.
Organism
Alcaliaenes spp.
Acinetobacter spp.
Actinobacillus spp.
Flavobacterium SPP.
Pseudomonas spp.
Pseudomonas aeruainosa
Pseudomonas diminuta
Pseudomonas fluorescens
Pseudomonas paucimoblis
Pseudomonas vesicular is
Not identified
Number of Isolates
Tap Only Filter Only
1
1
1
2
1
0
0
0
0
1
12
1
0
0
0
0
1
1
1
1
1
7
Both
0
2
0
5
1
0
0
0
0
2

                               31

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Table 6.  Types of bacteria isolated from tap and bypass carbon
          filter water samples from 9 homes.
Organism
     Number of Isolates

Tap Only    Filter Only
Both
Acinetobacter spp.
Flavobacterium spp.
Pseudomonas spp.
Pseudomonas diminuta
Pseudomonas paucimoblis
Pseudomonas stutzeri
Pseudomonas vesicular is
Yeast
Not identifiable
1
3
2
1
1
0
1
1
12
1
3
2
0
1
7
3
0
8
0
1
0
0
1
0
1
0

                               32

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Table 7.  Person  years  of  surveillance  for each filter group
          in the point-of-use study by sex  (1985-1986).
                               Filter Group
                            person years -  (%)
Sex
Male
Female
Total
Bypass
116.5
113.8
230.3
(50.
(49.
(100.
6)
4)
0)
Faucet Carbon
117.8 (51.
111.8 (48.
229.6 (100.
4)
6)
0)
Faucet Blank
94.6 (52.
87.3 (48.
181.9 (100
0)
0)
.0)
Table 8.  Person years of surveillance for each  filter group in
          the  point-of-use  study  by age   group   (1985-1986).
Age
                                 Filter Group
                              person years  -  (%)
Bypass
Faucet Carbon
Faucet Blank
<6 years

6 to 10 years

11 to 18 years

>18 years
 59.0 (25.6)

 34.8 (15.1)

 15.3 (6.7)

121.2 (52.6)
 43.1 (18.1)

 43.8 (19.0)


 24.2 (10.5)


120.2 (52.0)
 43.1  (23.9)

 32.4  (17.9)


 15.9  (8.8)


 89.3  (49.4)
Total
230.3 (100.0)
231.3 (100.0)
180.7  (100.0)
                                33

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Table 9.  Symptom  rate in  the  point-of-use  filter study per
          person year by filter group (1985-1986}.
Sex
Bypass
                                 Filter Group
                              person years - (%)
Faucet Carbon1
Faucet Blank
Vomiting
Nausea
Diarrhea
Fever
Body aches
Neck pain
Skin rash
Infected wound
.38
.54
.72
.67
.55
.17
.16
.01
.43
.61
.90
.56
.55
.19
.15
.03
.41
.61
.93
.78
.70
.28
.13
.03
1No signifcant  difference between  the three study  groups for
 any of the symptoms.
                               34

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Table 10.  Incident  density  of gastrointestinal  illnesses in
           each study group by age and sex.
Age Group
(per person year)
Group <6 years
Bypass
Female 2.8*
Male 1.8*
Carbon faucet
Female 2 . 3
Male 2 . 3
Blank faucet
Female 1 . 9
Male 2 . 5
6-10 years 11-18 years

1.2 0.7
1.4 0.6

1.4 1.3
1.6 1.2

1.7 1.2
1.7 1.3
>18 years

1.9*
0.6*

1.6
1.0

1.5*
0.8*
*Rate statistically higher in females than males.
                               35

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Table 11.   Percentages  of reported uses  of GAC
           filtered water by filter type.
Use                     Bypass            Faucet


Cooking                   88%               62%

Hot Drinks                98%               58%

Cold Drinks               98%              100%

Ice Cubes                 88%               83%
Table 12.  Percentages of how water was collected
           by subjects  from a  filter  by filter
           type.
Procedure               Bypass            Faucet


Immediately               41%               17%

After a Few Seconds       40%               62%

Run a Long Time           19%               21%

             Total       100%              100%
                       36

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Table 13.  Densities of  heterotrophic  bacteria discharged with
           volume  flow  from  bypass   and  faucet  point-of-use
           granular activated carbon filter.
Faucet
Bacteria
(cfu/ml)
382
231
217
143
78
40
44
46
40
22
filter
Volume
(ml)
250
500
750
1000
1250
1500
1750
2000
2250
2500
Bypass
Bacteria
(cfu/ml)
412
247
175
150
133
93
78
54
51
53
filter
Volume
(ml)
500
1000
1500
2000
2500
3000
3500
4000
4500
5000
                               37

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Table 14.  Consumption of filtered water by point-of-use filter
           type.
Ounces1
16 oz or less
17-32 02
33-64 oz
>64
Total
Mean
Bypass
35%
34%
27%
4%
100%
31.5 ounces
Faucet
47%
29%
22%
2%
100%
26.4 ounces
1Ounces per person per day.
                               38

-------
           APPENDIX A
QUESTIONNAIRES AND HEALTH DIARY
               39

-------
Yale University
                                                            SCHOOL OF MEDICINE
                                                            Department of Epidemiology
                                                            aid Public Health
                                                            P.O. Box 3333
                                                            60 College Street
 Dear Resident:                                             N«" «~'  CmnKti"" °^
      The Department of Epidemiology and Public Health, Yale School of Medicine,
 is conducting a study on point-of-use granulated activated carbon filters.  These
 filters are used in homes at the kitchen sink to filter water used for drinking,
 cooking and handwashing.  These filters remove many water impurities as well as
 improve taste and odor problems.  We are interested in determining if these fil-
 ters do improve the quality of the water and if  there is an improvement in health
 associated with better water quality.  We have received permission from the Navy
 base authorities  to conduct this  study on residents «fi Navy housing.
      Your household has  been randomly selected  for the  first  part .of the  study.
  Attached  is  a questionnaire on basic background  information and  water use.   If
  you wish  to  participate in the second part  of  the study,  please  indicate  so on the
  questionnaire.  The second part  of the  study will require the following:
       1) Completion on a monthly basis  of a health diary for the  household;
       2) Notify researchers at Yale if  any of the listed symptoms require medi-
          cal care;
       3) Allow a researcher from Yale on a monthly basis to collect a water sam-
          plexor analysis when a member of the household notifies us as in 02; and
       4) Allow Yale researchers with trained personnel at no cost to the subjects,
           to install a filter at the kitchen sink.
   The study will be conducted from February  1985  to November 1985.  Not every family
   will participate for the  entire  period  as households will be phased in and phased
   out of the  study.  For  every  family that completes the study a  $10.00 donation
   will be  made to  the  Navy  Relief  Fund.   If  you  think  you would like  to participate
   but need more information please indicate  so on the  questionnaire or call  us  as
   indicated.   Even if  you do not wish to  participate further please fill  out the
   questionnaire and return it  in the self-addressed stamped envelope. Thank you
   for your time and cooperation.
                                              Sincerely,
                                              Rebecca L. Calderon
                                              Dept. of  Epidemiology & Public Health
                                              Yale  School  of Medicine
                                          40

-------
                                 YALE SURVEY
Please fill in the blank or circle your answer.
1.  Which of the following best describes how your water tastes:
    a.  Acceptable taste all the time
    b.  Acceptable taste most of the time.
    c.  Unacceptable taste most of the time.
    d.  Unacceptable taste all the time.
    e.  No opinion
2.  Which best describes the amount of odor in your water:
    a.  Never has an odor
    b.  Occasionally has an odor
    c.  Has a constant odor
    d.  No opinion
3.  Which best describes the color and/or turbidity in your water:
    a.  Never has any turbidity and/or color
    b.  Occasionally has turbidity and/or color
    c.  Is constantly turbid and/or colored.
    d.  No opinion
4.  Do you have a dishwashing appliance in  use in your home?    YES      NO
5.  Are there any of the following water  treatment devices being  used in your home?
    a.  Water softener         YES     NO     DON'T KNOW
    b.  Faucet filter          YES     NO     DON'T KNOW
    c.  Iron removal filter    YES     NO     DON'T KNOW
    d.  OTHER  (specify)	
6.  What type of water heater is used in your home?
    a.  Electric
    b.  Gas
    c.  Oil
    d.  OTHER  (specify)	
 7.  What  is  the  temperature of  the  hotwater in your house?	
     (If you  don't  know,  leave it  blank)
     Is there a storage tank with  your hotwater heater?     YES   NO   DON'T KNOW
 8.  Which of the following materials is your kitchen sink made of:
    PORCELAIN        STAINLESS STEEL
     Is there a sprayer/hose apparatus on the kitchen sink?   YES   NO
                                        41

-------
                                                                       PAGE 2
9.  Which best describes your home?
    a. A mobile home or trailer
    b. A one bedroom house
    c. A two bedroom house
    d. A three bedroom house
    e. A four bedroom house
    f. Other  (specify)_	
10.   How many persons are there living in your household?
11.   How many persons are there who are:
     a. Less than 2 years old 	
     b. 2-5 years old_		
     c. 6-10 years old	
     d. 11-15 years old	
     e. 16-21 years old__	
     f. greater than 21 years old_
 12.  Does everyone in your household use  the Navy  clinic and/or hospital for minor
     health problems such as cold,  diarrhea, fever or rash?
     YES     NO
     If NO, how many members of your household would seek  care some place else
     for  such  minor health problems?_		
 13.  What is the  Personnel Rotation Date  for the active duty member of the household?
      (If  more  than one  active  duty member in the household,  use the earliest PRD)
 If you think your family would like to participate in the second part of the study,
 (please see accompany letter)  please fill in your name and address.
 NAME
 ADDRESS
  If you have any questions please  fill in  the phone number and a  convenient calling
  tine  and we will contact you.
  NUMBER	—
  TIME
  Or if you wish,  you can call  us at 1-785-2881,  9:00 an to 5:00 pm, Monday - Friday.
  Please return this questionnaire in the postage paid envelope.
                                      42

-------
                CONSENT FOR PARTICIPATION IN A RESEARCH PROJECT
           YALE UNIVERSITY SCHOOL OF MEDICINE - YALE NEW HAVEN HOSPITAL

     You and your family are invited to participate in a study on the improvement
to health and quality of drinking water by use of residential point-of-use granu-
lated activated carbon filters.  These filters are used to remove some impurities
and to improve odor and taste problems.  You have been chosen for this study because
you live in housing provided by the U.S. Navy.
     In this study each home will have a filter installed at the kitchen sink.  One
half of the homes will receive a filter without carbon, and the other half will have
filters with carbon.  The homes with carbon in their filters will be selected at
random (by the luck of the draw).  These homes will change over the course of the
study so that every home during the study will have carbon in their filter.  This
is a blind study so it should not be apparent to you at anytime whether you have
a filter with carbon or without carbon.  The study will last for up to nine months
during which time we will ask you to keep a monthly diary on intestinal and skin
ailments occurring in all members of the household.  In addition, we would like to
arrange for monthly visits to collect water samples for analysis and to insure
proper maintenance of the filters.  This may require up to 30 minutes of your time
every month, including water sampling and questionnaire answering.
     If you or any member of the household should experience one of the above classes
of illnesses and have decided   that medical care is needed, we ask that you immed-
iately let us know.  We would like to collect additional water samples for analysis.
     This study may be of no direct benefit to you individually, but will improve
our knowledge of whether use of water filters improve the quality of drinking water
and the health of people who use them.  You will not be paid for participation, but
all filters, their maintenance and water testing will be provided for free during
the study.  In  addition, for every family that fully participate in the study, a
$10.00 donation will be made to the Navy Relief Fund in their name.
     In all records of the study you will be identified by a number and your name
will be known only to the researchers and the Navy clinic/hospital.  Your name will
not be used in any scientific reports of the study.  There will be complete confid-
entiality of all records.
     You are free to choose not to participate.  Due to expense and effort of in-
stalling filters, we ask that you try to commit to participating for the duration
of the study.  If for some reason you can not complete the study or must withdraw
or choose not to participate, it will not adversely affect your relationship with
Yale or the Navy.
                                       43

-------
     We have used some technical terms in this form.  Please feel free to ask
about anything you don't understand and to consider this research and the consent
form carefully before you agree to participate.
Authorization:  I have read this form and decided that
                                                         (name of head of household)
will participate in the project described above.  Its general purposes, the parti-
culars of involvement and possible hazards and inconveniences have been explained
to my satisfaction.  My signature also indicates that I have received a copy of
this consent form.
                                                 Signature
                                                 Relationship {self, parent, etc)
                                                 Date
Signature of Person Obtaining Consent

If you have further questions about this project or your rights as a research
subject or if you have a research related problem, please contact the project
director, Rebecca L. Calderon, 785-2831, Department of Epidemiology and Public
Health, Yale School of Medicine, New Haven, Ct. 06510.
THIS FORM  IS NOT VALID UNLESS THE FOLLOWING
BOX HAS BEEN COMPLETED IN THE HIC OFFICE.
 THIS FORM  IS VALID ONLY UNTIL

                       (date).
 HIC PROTOCOL

 INITIALED:
                                       44

-------
                           YALE  HEALTH SURVEY
     This is page one of  the  health diary which we are  asking you  to keep over
the duration of the study.   Notice that the second page is  the  actual  diary of
health symptoms.  Every month a  water sample will  be collected  and at that
time we will collect your health diary for the past month and will give you a
new second page for the. ensuing  month.  At the end of your  participation in the
study we will collect the front  page.  The front page is to assign everyone in
the household a number for identification and to collect basic  information.  Be
sure to keep everyone's number the same throughout the  study.   For convenience,
we suggest you place your diary  in a prominent place such as the refrigerator
door or family bulletin board.
     Please review the list of symptoms on the next page.  Note that we are
interested  in only when these symptoms occur and  their duration.  Please check
or fill in  only the boxes that apply.  If you or  a member of your household
decide to seek medical help for any  of the symptoms we ask that you call us
immediately.  We may want to collect a water sample.   To call  New Haven,
dial 0 and  then dail our number    785-2881.  Wait for either a tone or  an
operator  to ask you for your number.  The  number  for the study is
620-185-8977-9916.   If you have trouble  getting through, call us  collect.  When
you  or any  member  of  the household vist  the doctor,  be  sure to tell  him/her  that
you  are  a study participant.
PERSON
FIRST NAME
(optional)
DATE OF BIRTH
SEX
#1



#2



#3



#4



#5



#6



                                     45

-------
PAGE 2  FAMILY ID
MONTH
PERSON NUMBER
DATE OF ONSET OF SYMPTOMS
SYMPTOMS
A. Vomiting or throwing up
B. Nausea or feeling nauseous
C. Diarrhea or loose bowels
D. Fever (state temperature)
E. Body aches
F. Neck pain
G. Rash
H. Infected wound (location e.g. knee)
How long did the symptoms last? (in days)
Did the peraon stay home? •
Did the person stay in bed?
Did the person seek medical help?
Where did you go for medical help?
Navy hospital/clinic?
Private physician?
	 9ttier? 	















































































































































































































I












































At the end of the month, please answer the  following questions?
Please rank  the benefits  the system provides  in  order of  Importance  to you and your family.
(1 •= moat important;  6 = least  important)
             Taste and  odor removal
             Improved clarity and color  of water
             Health  benefits of cyst  and asbestos  removal
                                          Health benefits of organic chemical  removal
                                          Appliance protection provided  by  lime-scale
                                          inhibition
                                          Chlorine removal

-------
              HOV7 TO USE YOUR POLLE1IEX PURE WATER "99"







FOR CLEAR,  CLEAN FILTERED WATER MOVE SWITCH TOWARD YOU.



IMPORTANT:  RUN WATER THROUGH THE REPLACEABLE FILTER FOR TEN



SECONDS BEFORE FIRST USE OF DAY.  WHEN FIRST USING A NEW FILTER



CARTRIDGE FLUSH FOR SEVERAL MINUTES.  FOR REGULAR UNFILTERED



TAP WATER HOVE SWITCH AWAY FROM YOU.





The Pure Water "99" Water Filter is designed to restrict the water



flow.  The slower the water flows through the Activated Charcoal



bed, the more "contact time" there  is, allowing for better adsorp-



tion of chemical contaminants.  Filter has a rated service flow



of  .5 gallons per minute; a minimum operating pressure of 10 PSIG



and maximum operating pressure of 125 PSIG.  For greater filtration,



you may wish to slow down the water to allow even more "contact



time" than provided by the built-in flow restrictor.  Do not run



hot water through the filter.





We  will replace the filter every three months.  Do not attempt to



take the filter apart.   If it  is not working properly, you can



remove the entire unit  from  the faucet.  If you call  us we will



replace the  filter.
                               47

-------
As pact of the final stage of this study we would like to ask a few
questions on how you use your filter and the filtered water.   Can
we take a few moments of your time to ask the questions.
ID
1.  Did you use filtered water for any of the following:
    a) Cooking                YES   NO
    b) Drinking
       Boiled                 YES   NO
       Not Boiled             YES   NO
    c) Making Ice Cubes       YES   NO
2.  Which of the following best represent how you collect water
    from the filter:
    a) Take the water as it immediately comes out of the filter
    b) Let the filter run a few seconds and  then collect the water
    c) Let the filter run MORE than a few seconds before collecting
       the water
3.  For each of the  people in the house how  many 8 oz.  glasses of
    filtered water would you estimate they drink every  day? Do NOT
    include water that  has been cooked/ e.g./ coffee/ tea/ formula.
        Person                     	Glasses
     Thank you for your participation in the study.

-------
   APPENDIX B
MARKETING REPORT
       49

-------
                           INTRODUCTION
     This is a summary report compiled for the manufacturers
who participated in the Yale GAG point-of-use filter study.
This report is comprised of two parts.  The first is the results
of questions sent to potential study participants.  These questions
mainly pertain to the subjects perception of their water quality.
The second part of this report concerns the results of questions
asked of study participants about their filter.

                              PART 1
     The initial pre-study questionnaires included questions
that would help us evaluate people's opinions regarding the
general present quality of their drinking water before entering
the study.  The total number persons included in the evaluation
of the pre-study questionnaires was 343.
     We asked their opinion on the following:
          1) how the water tastes
          2) the amount of odor in their water and
          3) the occurrence of color and/or turbidity in their
             water
     With respect to taste27.7% found their water acceptable all
the time and 57.4% found it acceptable most of the time.  Much
smaller proportions of the population found the water unacceptable
most of the time (8.5%) and unacceptable all of the time (5.5%).
Only 0.9% of the polled population had no opinion at all regarding
the tasteof their drinking water.
     The majority of respondents (45.8%) found that the water
never had an odor,  while 42.9% found that it occasionally had an odor.

                               50

-------
Again/  smaller percentage comprised the remaining categories of
those who felt their water had a constant odor (5.2%) and those who
had no opinion about drinking water odor (6.1%).
     Only 9.3% of the population were of the opinion that their
water had color and/or turbidity constantly.  A small percentage
(3.5%)  had no opinion regarding this issue,  while 50.7% felt they
occasionally experienced color and/or turbidity in their drinking
water.   The remaining 36.5% felt that their water never had color
or turbidity.
     We also inquired about the use of water softeners/ faucet
filters and iron filters in the subjects' homes.   Of the three
devices the most prevalent one was a faucet filter (8.2%).  This
was followed by a water softener (1.2%) and an iron filter (0.6%).
     An overwhelming majority answered no to whether or not a
treatment device was being used in their home; faucet filter (81%)
an iron removal filter (81.9%) and a water softener (85.7%).  A
small percentage (13.1%) did not know whether or not their house
had a water softener.  Approximately ten percent (10.2%) did not
know if there was a faucet filter being used and another 17% were
not aware of whether or not an iron removal filter had been installed
in their house.  This is not surprising since the participants do
not own their homes and are not responsible for its maintenance.
     For convenience the results have been summarized below in
table form.
                               51

-------
           Table 1. Results of pre-study questionnaire.
Question: Which of the following best describes how /our water

TASTE (N=343)
   27.7%  Acceptable all the time
   57.4%  Acceptable most of the time
    8.5%  Unacceptable most of the time
    5.5%  Unacceptable all the time
    0.9%  NO opinion

ODOR (N=343)
   45.8%  Never had an odor
   42.9%  Occasionally has an odor
    5.2%  Has a constant odor
    6.1%  No opinion

COLOR (N=343)
   36.5%  Never has color
   50.7%  Occasionally has color
    9.3%  Has a constant color problem
    3.5%  No opinion
Question:  Are there any of the following water treatment devices
           being used in your home?

WATER SOFTENER (N=343)
    1.2%  Yes
   85.7%  No
   13.1%  Don't know

FAUCET FILTER (N=343)
    8.2%  Yes
   81.0%  NO
   10.8%  Don't know

IRON FILTER (N=343)
    0.6%  Yes
   81.9%  No
   17.6%  Don't know
                                52

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                              PART  II
     With regard to actual use of POLLENEX faucet filters, statistics
were compiled on subject responses to marketing questions placed
at the bottom of each health diary.  The questions were provided
toy Associated Mills, the filter manufacturer.  After some modifica-
tions by the Yale research team for use in the diaries/ the
questions were approved by the Human Investigations Committee
at Yale University.  Each month for 6 months/ the families were
given a set of questions.
     The first set of questions asked the following:  DID THE ODOR/
TASTE/ OR COLOR CHANGE IN THE LAST MONTH?  A yes/no response was
provided with the exception of the first month (of filter use) which
asked to clarify the change as to better or worse.
     The results in Table 2 reflect percents of subject response
and is broken down on a monthly basis.  We've delineated  the two
filter types as well as the response with respect to ODOR/ TASTE/
COLOR/ and NO ANSWER.
     Those with carbons seemed to respond to odor and color with
no change/ 70.8% and 67.4%, respectively.  As you can see 55.6% of
those with blanks thought the change in odor was for the  better/
while a larger majority s aw no change in color  (77.7%).  It seems
that more of the participants noticed a change for the better with
regards to taste:   65.6%  for carbons/ while those with blanks were
nearly evenly split between better and no change in taste:  52.9%
to 47.0%.
     There is a large discrepency between filter types in the
                               53

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percentage of people who did not respond:  18.3% for carbons/
45.7% for blanks.  And yet when you look at the next two months/
the blanks have a zero/ non-respondent^percentage.
     Month 2 yields a generally higher no change response  for all
three elements in both groups.  Those with blanks may have caught
on because their response to change in odor plummeted to 0% in the
yes category.
     Month 3 holds similar percentages for those with carbons
with the exception that the ratio of yes to no is closer to 1:4 than
1:3.  The blanks responded to both odor and taste with 100% no change
and did not answer the color portion.
The second set of questions were aimed at evaluating two things:

         1) DID THE FILTER PERFORM AS EXPECTED?
         2) WOULD THE SUBJECTS HAVE BOUGHT A FILTER PRIOR TO
            THE STUDY?
Before looking at the statistics,  it's important to note that
generally/ for months 1-3/  people had the same filter type.  Month
4-6/ the filter type should have been switched.  By month 4, the
time of the switch/ people had an "expectation" because they had
become familiar with the filter and its previous performance.  This
may be reflected (Table 3)  in the increase in the positive response
category for the carbons for months 4-6.  The positive responses
for the blank filters also increased for months 4-6.
     Those with blanks tended to have less of an expectation.  This
is reflected in the higher percentages in their "no expectations"
responses.
     Evaluation of the second question is not an easy task.  In
                               54

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Odor
No

Answer
                                   Table 2.

                                   FAUCET FILTER AESTHETICS


                       % Of Subject Responses to Marketing Questions


             First Set:  Did the Odor/ Taste/ or Color Change in the Last Month?
Month 1
Carbon „, Blank
No No
Better Worse Change Better Change
28.1 1.1 70.8 55.6 9.0
65.6 1.1 33.3 52.9 47.0
31.5 1.1 67.4 22.2 77.7
Month 2 Month 3
Carbon Blank Carbon Blank
Yes No Yes No Yes No Yes No
23.3 76.7 0 100% 22 78% 0 100%
35.2 64.8 33.3 66.7 24.4 75.6 0 100%
24.7 75.3 33.3 66.7 17.1 82.9 0 0
18.3%
45.7%
20.6%
0%
                                                                               14.6%
                                                                              0%
  m
  U1

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                 Month 1&2
                            Table 3.
              Subject Responses to Marketing Question
                          Second Set
                  Month 3             Month 4          Month 5
                                   Month 6
Carbon
Yes 50%
Did the water
filter perform
aa expected?
No 0
No Expectations
Yes 20%
Would you
have bought
a filter be-
fore the
study? No 30
No Expec-
tations -
Blank
15
27
7
23


15
11
.4%
.0
.7
.1


.4
.5
Carbon Blank
46.
11.
9.
9.


53.
9.
5 42.9
6 28.6
3 28.6
3 28.6


5
3 28.6
Carbon
64.
8.
13.
9.


44.
16.
5
3
2
9


6
5
Blank Carbon Blank
44.1 82
23.5 2
1
8


41.2 55
8.8 16
. 8 36 . 6
.8 20.0
.1 13.3 .
.3 10.0


.6 40.0
.7 20.0
Carbon
54
5
11
22


37
11
.3
.7
.4
.9


.1
.4
Blank
50.0
27.3
13.6
9.1


50.0
31.8
No Answer
50%    46.2%    30.2%   14.3
21.5
41.2    19.4    30.0
28.6
9.1
  o\

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month to month collections there were people who were "true?



converts" and loved their filters and then there were those who



found the "inconvenience" almost too demanding.  These preferences



may be reflected in the evaluation of whether people would have



purchased a water filter prior to the study.



     It appears that more people would not have bought a filter



previously.  For both groups the response is variable across the



6 months/ but generally we can see an increase in those persons



who would not have purchased a filter.  Perhaps prolonged use of an



"inconvenient" water device has lead some subjects to vote "no".



     The final question was "How could the water filter be improved?"



There were 42 individual suggestions given into three categories.



The first and most common suggestion concerned the space the filter



occupied.  Many suggested making it smaller/ attaching it someplace



else/ or designing it so it wasn't so "bulky".  The second category



of suggestions concerned durability.  Many people said it leaked at



the connection to the sink/ the switches leaked and that the filter



was not durable enough to attach the dishwasher to it.  The third



category concerned the actual mechanics of the filter.  That is



to say people felt they should be able to run not water through it



and that the filter was too slow.  A few subjects did comment that



they were satisfied with the filter and had no suggestions.



     At the end of the faucet filter study/ the majority of subjects



kept their POLLENEX filter.
                                57

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                              PART  II


     With regard to actual use of the Everpure by-pass filters,

statistics were compiled on subject responses to marketing questions

placed at the bottom of each health diary.  The questions were

provided by Everpure/ Inc., the filter manufacturer.  After some

modifications by the Yale research team for use in the diaries,

the questions were approved by the Human Investigations Committee

at Yale University.  Each month for 6 months, the families were

given a set of questions.  The results are given by question.



1.  During the past month, has there been any change in odor,

taste or color of your drinking water?



ODOR (N=60)

    67% Did not detect a change in odor
    33% Did notice a change in odor

     For those that detected a change in odor, 95% indicated

that the odor of the water was better.  Only 5% (one person) thought

that the odor was worse.


TASTE (N=60)

    40% Did not detect a change in taste
    58% Did detect a change in taste
     2% Did not answer the question

     For the families that detected a change in taste 97% thought

that the water tasted better.  Only 3% indicated that the water

tasted worse.
                               53

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COLOR (N=60)

    72% Did not detect a change in color
    27% Did detect a change in color
     2% Did not answer the question

     For those that "detected a change in color, 88% indicated

that the color of the water had improved.  Only 13% thought that

the color was worse.



QUESTION 2

     Do you feel that your water  filter has performed as you

expected?

     (N=62)
    84% Yes
     5% No
    11% No expectations

QUESTION 3
     Would  you  have  bought  a  water  filter  before  the  study?

     (N=62)

     19%  Yes
     53%  No
     27%  Don't  know

 QUESTION 4

     How could the water filter you have now be improved?

 *Note:   Some people supplied  more than one answer.   There were 21

 responses.

     57%  Faster water flow/more pressure
     14%  longer neck on faucet
     10%  connect it to the main faucet

     10%  filter hot water
      5%  keep sprayer
      5%  colder water through filter
      5%  make it taste as" good as norelco clean water machine
      5%  faucet switch i-s rough on bottom; should not be sharp
                                59

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QUESTION 5

     What single feature/benefit do you like about your under-
counter drinking water system?
*Note:  Some people supplied more than one answer.  There were
60 answers.
    42% improved taste
    13% convenient
     8% takes up little space/not bulky
     7% filter hidden out of sight
     7% on/off valve easy to use
     7% pure water
     3% use of portable dishwasher without disconnecting filter
     3% clearer water
     2% double filter system
     2% cold water
     2% better water
     2% easy to keep clean
     2% separate spigot
     2% chemical removal
     2% drink more water
     2% better odor
QUESTION 6
     Is there something you do not like about  it?
     (N=60)
    22% Yes
    78% No
     If yes/ what is it?   (N=13)
*Note:  Some people supplied more than one answer.
    46% slow water flow
    31% loss of sprayer hose
    15% faucet small
     8% no hot filter water
                               60

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     8% not attached to main faucet
     8% bland taste

QUESTION 7
     How could the water filter system be improved?
*Note:  Some people supplied more than one answer.  There were
26 answers.
    54% increase water flow/pressure
    19% increase height and extension of faucet
    12% improve taste
     8% keep sprayer hose
     4% attach to main faucet
     4% prevent leaking of cartridges
     4% colder water through filter
     4% filter hot water

QUESTION B
     Please rank the benefits the system provides in order of
importance to you and your family.  (l=most important; 6=least
important}
	Taste and odor removal
——^Improved clarity and color of water
	Health benefits of cyst and asbestos removal
	Health benefits of organic chemical removal
	Appliance protection provided by lime-scale inhibition
	Chlorine removal
                               61

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     Not all respondents answered this question in the same
manner.  Foe example/ some ranked the benefits from most important
to least important/ while others ranked the importance of each
benefit.
     The responses were analyzed in three different ways:
1) Numerical means for each benefit; 2) the frequency that each
benefit was ranked 1 or 2; and 3} the frequency that each benefit
was ranked 5 or 6.
                        #1 NUMERICAL MEANS
                                          Numerical Means
          Taste and odor removal                2.0
          Organic chemical removal              2.0
          Cyst and asbestos removal             2.3
          Chlorine removal                      3.2
          Improved clarity and color            3.7
          Appliance protection                  4.4
The lower the mean/ the more important the benefit.

t2 Percentage that benefit was ranked 1 or 2 - Most important
          Organic chemical removal     72%
          Taste and odor removal       67%
          Cyst and asbestos removal    35%
          Improved clarity and color   20%
§3 Percentage that benefit was ranked 5 or 6 - Least important
          Taste and odor removal        5%
          Organic chemical removal      6%
          Cyst and asbestos removal    17%
          Chlorine removal             23%
          Improved clarity and color   44%
          Appliance protection         61%
                               62

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     The three different analyses indicate that taste  and  odor
removal/ organic chemical removal and cyst and asbestos  removal
are of equal importance to the filter users.  Chlorine removal  is
                        i
less important followed by improved clarity and color, and finally,
appliance protection.

QUESTION 9
     Did you formerly buy bottled drinking water?
    (N=56)
          14% Yes
          86% No
           4% No answer
     If no, did you ever consider doing so?
          54% Yes
          43% No
           2% No answer
QUESTION 10
     Are you aware of the difference between a water softener
and a drinking water system? (N=56)
          52% Yes
          46% No
           2% No answer
     If Yes, in your opinion, what is the major benefit each
provides?
Water softener
 Improves cleaning
 Whiter laundry; better for skin
 Healthier bathing and washing
 Less soap and detergent
 Clean clothes
 Not sure
 Better for skin
 Use less soap
 Provides elements and mineral to soften water
 Adds salts; less soap; no mineral build up

                               63

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   Removes hardness
   Removes minerals for better cleaning/ laundry
   Softer water
   Reduced mineral content
   Better for washing
   Washing
   Hard water to soft/ removing lime deposits
   Conserves soap used/ prevents scum
   Better for washing
   Filters out impurities and water is not so hard on skin/
   clothes/  etc.
Drinking water system
   Removes odor; improves taste
   tastes and feels better
   better taste; cleaner water
   tastes and looks better
   better drinking water
   healthier
   clean pipes;  good drinking water
   convenience
   filters out chemicals and parasites
   better water
   healthier water; better taste
   removes elements to purify
   removes organic and inorganic impurities/  improves taste and
   smell
   removes impurities
   purifies  water;  removes chlorine
   less minerals
   remove minerals/ contaminants/  particles;  cleaner,  better
   taste and smell
   cleaner and healthier water
   improves  taste;  removes impurities
   taste
   taste/  purity
   purity for drinking
   health benefits  from chemical  removal
   better tasting;  purer water
   improved  taste

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