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26478
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
OFFICE OF LEGAL AND ENFORCEMENT COUNSEL
PROCEDURES FOR IDENTIFYING RESPONSIBLE PARTIES
UNCONTROLLED HAZARDOUS WASTE SITES - SUPERFUND
FINAL DRAFT
February 1982
Barrett E. Benson
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CONTENTS
I INTRODUCTION 1
II IDENTIFYING RESPONSIBLE PARTIES FROM AVAILABLE INFORMATION . . 4
REGIONAL FILE INFORMATION 4
STATE AND LOCAL FILE INFORMATION 6
ADDITIONAL INFORMATION SEARCH 6
INITIAL CONTACT [APPROVAL BY REGIONAL COUNSEL REQUIRED]. . . 7
NO RESPONSIBLE PARTY IDENTIFIED -» FIELD INVESTIGATION ... 9
III FIELD INVESTIGATION 10
ONSITE IVESTIGATION 10
Visual Inspection 12
Drums 12
Abandoned Records 12
Vehicles 13
Utilities 13
Security 13
Buildings 13
Abandoned Tires 13
Sampling 14
OFFSITE INVESTIGATION 14
Fire Department 15
Police Department 15
Local Health Department 15
Chamber of Commerce 15
Adjacent Residents or Establishments 15
Unions 16
Real Estate Brokers 16
Local Disposal Operators 16
Banks and Savings & Loans 16
Local Industry 16
Local Transporters 17
Local Truck Stops 17
Heavy-Equipment Renters 17
STOP SEARCH FOR RESPONSIBLE PARTY 17
IV INFORMATION RETRIEVAL - NEIC INFORMATION CENTER 18
REQUEST FOR INFORMATION ASSISTANCE 18
NEIC TECHNICAL INFORMATION CENTER SERVICES 18
PROCEDURES USED BY NEIC TO IDENTIFY RESPONSIBLE PARTIES . . 19
Publicly-Owned 19
Privately-Owned 21
Dun & Bradstreet 22
Local Government 22
State Government 22
No Longer in Business 23
Reference Sources 23
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V DOCUMENTATION 25
DOCUMENTATION OF INVESTIGATION 25
Information Retrieval 26
Field Activities 26
EVIDENCE 27
VI IDENTIFYING ADDITIONAL RESPONSIBLE PARTIES 30
SPREAD-THE-COST 30
AREA INDUSTRY AND TRANSPORTER INTERVIEWS 30
MANIFEST 31
VII PERSONNEL REQUIREMENTS 32
EPA PERSONNEL 32
STATE/LOCAL PERSONNEL 32
CONTRACTORS [F.I.T.] 32
APPENDICES
A SECURITIES AND EXCHANGE COMMISSION ANNUAL REPORT "10-K"
B SECURITIES AND EXCHANGE COMMISSION QUARTERLY REPORT "10-Q"
C SUMMARY OF 10-K REPORT PROVIDED BY NEIC
D DUN & BRADSTREET, INC. REPORTS
E TELEPHONE NUMBERS FOR STATE CORPORATE AND ENVIRONMENTAL OFFICES
F MOODY1S MANUAL OF INVESTMENTS
G THOMAS REGISTER OF MANUFACTURERS
H STANDARD AND POOR'S CORPORATION DESCRIPTIONS
I DIRECTORY OF CHEMICAL PRODUCERS
J SYNTHETIC ORGANIC CHEMICALS INFORMATION
K NOTIFICATION TO EPA OF HAZARDOUS WASTE ACTIVITIES
FIGURES
1 Procedure to Identify Responsible Parties 3
2 Major Procedures 5
3 Initial Contact 8
4 Field Investigation 11
5 Information Search 20
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I. INTRODUCTION
These procedures provide guidance to EPA personnel who must identify the
parties responsible for uncontrolled hazardous waste sites and obtain docu-
mentation to corroborate the identification.
Cleanup of uncontrolled hazardous waste sites is authorized by the Com-
prehensive Environmental Response, Compensation, and Liability Act of 1980
(CERCLA), known as Superfund. Either the Federal government or the respon-
sible parties must clean up the site. If the parties (or party) can be
identified, they may be required to either correct the problem or reimburse
the Superfund for the government's expense to correct the problem.
Responsible parties may include:
Owners of the site (past and present)
Operators of the site
Generators of hazardous substances, pollutants, or contaminants
that are stored, treated, or disposed of onsite
Transporters of hazardous wastes
The responsible parties are liable* for:
Costs incurred
remedial action
Costs incurred by the government or a state for removal or
Any other necessary costs of response incurred by any other
person
Damages for injury to, destruction of, or loss of natural re-
sources, including the reasonable costs of assessing such injury,
destruction, or loss resulting from a release of hazardous
substances
* Section 107.(a) of CERCLA (Superfund)
t Costs consistent with the national contingency plan, referred to in
CERCLA (Superfund).
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During the process of identifying responsible parties -- including
potentially culpable individuals, interlocking relationships and ownerships,
and financial solvency —• it is essential to keep detailed records and notes
of what is learned during each step of identification. These records and
notes, in addition to providing additional or new leads, will document the
EPA effort to identify responsible parties. Documentation is particularly
important should a responsible party be identified after the government has
spent Superfund monies to correct problems. Also, documentation will be
necessary if the party does not agree that it is responsible or partly re-
sponsible for the problem at the uncontrolled site.
This document presents a system of identifying the responsible parties,
beginning with the easiest information to assess and concluding with the
most difficult. A schematic of the entire identification process is shown
in Figure 1; subsequent sections discuss the major aspects of the process.
In particular, the text emphasizes the type of data that can be retrieved
from computer searches, information services, and field investigations; the
Appendices contain examples of information that can be retrieved.
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FILE REVIEW
EPA/STATE
FACILITY
NAMES
LOCATION
NO
OIRECIORV
CHEMICAL
PRODUCERS
1
SINIHEIIC
ORGANIC
CHEMICALS
OIHER RELAIED
INDUSIRIES
iinnm
SEA)
PUBLIClf
OWNED
•
1AIION
CH
COMPANY
OU10F
BUSINESS
SEC
RtPORIS
PRIV
on
I '
MOODY S
INDUSIRIAl
MANUU
ORGANI2A1ION
GOVERNMENI
RECORDS
1
IHQMIS
REGISIER
CHANGES 1
DEVELOPMENI
IINANCE
IRAOE
puaiCAiious
REAL
ESIAIE
1
SID I POORS
CORPORAIION
DESCRIPTION
UMIORM
COMMERCIAL
CODE
lill
110
I
DUNI
BRADSIREEI
1
1
IINANCE
• SEC J"d DUN & BB«DSI»[[1 intoinulion n conniui
'•4M«v>K1 Itlf 'fit i« nuniMlly v^«rchiCIENll«l POIEHIIM POIENIUl
ENERIIOR OWNED OPLR IRMSPORIER
ID ID ID
1 1
FIGURE I. PROCEDURE TO IDENTIFY
RESPONSIBLE PARTIES
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II. IDENTIFYING RESPONSIBLE PARTIES
FROM AVAILABLE INFORMATION
[Figure 2]
REGIONAL FILE INFORMATION
Once the uncontrolled site has been identified as a potential hazard,
all available information in the Regional files should be examined. Other
program personnel within the Regional Office should be contacted and infor-
mation requested. The file search is the most important step in the proce-
dure as it will provide the initial leads and information necessary for
identifying the responsible party.
If the file information provides names and addresses of responsible
parties, verification can begin immediately and initial contacts* made to
determine if there are other parties involved. The file information should
also be examined for the types of wastes disposed of at the site, known
generators and transporters, and the methods of disposal (drums, burial,
etc.). This information may be used later to confirm or locate responsible
parties.
Because many of the uncontrolled sites might have been investigated by
the contract Field Investigation Team (FIT),'additional information might
be in the files at the FIT office. The Deputy Project Officer (DPO) for
the Region may not have requested that the files be submitted; these files
should be requested. The FIT has developed a site-tracking system which is
periodically updated at the Contractor's Office in Arlington, Virginia;
Ecology and Environment's phone number in Arlington is (703) 522-6065. The
Project Officer in headquarters, Mr. Scott Frederick, should be contacted
for information at FTS 245-3051.
* Initial contacts with potential responsible parties must be authorized
by Regional Counsel.
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FILE REVIEW
EPA/STATE
FACILITY
NAME&
LOCATION
LEGAL ADDRESS
OR
DESCRIPTION
NO
COUNTY
RECORDS
YES
INITIAL ^
CONTACT*
NEIC
INFORMATION
SEARCH
NO
IDENTIFICATION
FIELD
INVESTIGATION
FILE REVIEW (EPA/STATE)
Facility Name, City, State
Owner/Operator/Transporter Identification
Involve State For Quicker County Record Search
Potential Manifest Record
INFORMATION SEARCH
Must Provide Facility Name and State
Legal Address (If Known)
Retrieval Of Owner Name Is Possible
COUNTY/STATE RECORDS
Need Legal Description or Address
Provide Owner. Taxpayer, Lien Holder
INITIAL CONTACT
^Approval by Regional Counsel Required
Confirm Address, Phone No
Discuss Problem
Request Records/Mamfests/Bill of Lading
NO OWNER/OPERATOR IDENTIFICATION
Stop Responsible Party Search
Field Investigation Next Step (Must
Consider Resource Constraints)
FIGURE 2. MAJOR PROCEDURES
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STATE AND LOCAL FILE INFORMATION
The Regional files may have little or no information on responsible
parties. The State and local environmental agencies' files must be exam-
ined; these files may contain the original source of information on the
site, either private citizen or government official. Records of site visits
and enforcement actions should be requested. In some cases, information
may be available from State inventories of surface impoundments under the
Safe Drinking Water Act or of open dumps under the Resource Conservation
and Recovery Act. The local agency's files may contain directions to the
site, precise location, or legal description or address. The information
in the State and local files should be verified by Region personnel to be
factual and the evidence obtained to support identification of the respon-
sible party.
It is extremely important to involve the local agencies as soon as
possible in the identification process. They may be able to provide addi-
tional leads not recorded in the files, save valuable time by not having
EPA retrace steps already completed in investigations, and assist in ob-
taining cooperation with other local agencies. The latter is important
because the local agencies may respond more quickly to State inquiries
than to Federal.
ADDITIONAL INFORMATION SEARCH
If the file review does not identify a responsible party, then a
search for additional information may be initiated to identify possible re-
sponsible parties. (The search should also be conducted when a responsible
party is identified). The information search may be done by the Regional
office or by the Technical Information Center at the National Enforcement
Investigations Center (NEIC). Contact either Mrs. Charlene Swibas or
Miss June Hartley, FTS 234-2338. The NEIC Information Services data
searches are discussed in detail in Section IV.
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The minimum amount of information required to begin the NEIC computer
search is the uncontrolled site's name and location (city, if available,
and state). The search may not provide any information on the site if
there is nothing in the data bases; however, all or a portion of the follow-
ing information may be available if just the name and location are provided:
1. Owner
2. Official address
3. When started
4. Financial report
5. History of ownership
6. Operation
7. Employees
8. Facility description
If an owner is not identified, but an address or legal description is
retrieved, the County Clerk or Registrar should be contacted over the tele-
phone to provide the name of the owner or party paying the property taxes.
A copy of the warranty deed conveying the property, etc. should be requested
as part of the documentation process. Assistance by the State environmental
agency may accelerate the response by the local government.
If an owner or party is not identified initially from the NEIC computer
search, but is subsequently identified from the legal description, the
NEIC can repeat the computer search to retrieve additional information.
INITIAL CONTACT [APPROVAL BY REGIONAL COUNSEL REQUIRED]
If the file information and/or information searches reveal a potential
responsible party, then additional parties may be identified after the ini-
tial contact is made. The initial party identified may be willing to pro-
vide names and addresses of others involved with the site. If more names
are provided, information on these parties should be obtained from additional
information searches. This process can be repeated until information on all
parties' names has been retrieved [Figure 3].
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INITIAL CONTACT
(Approval by Regional
Counsel Required)
INTERVIEW
YES
STOP
NO
OTHER
PARTIES
IDENTIFIED
YES
INFORMATION
SEARCH
(REPEAT)
FIGURE 3. INITIAL CONTACT
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NO RESPONSIBLE PARTY IDENTIFIED •* FIELD INVESTIGATION
If the federal, state, and local files do not identify a potential re-
sponsible party, and if the search fails to provide useful information or
leads, then the identification of the responsible party may be stopped
temporarily.
Identification of a responsible party may continue, however, as part
of the field investigation as discussed in Section III. If a field inves-
tigation has been conducted previously, additional field work to identify a
responsible party may be conducted once remedial actions are under way or
if CERCLA funds are being spent. If a site inspection has not been conduct-
ed to determine the hazards or problems, then the investigation to identify
a responsible party should be conducted during the site investigation.
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10
III. FIELD INVESTIGATION
[Figure 4]
If no information is available from government and local files, it
will be necessary to proceed with the field investigation without benefit
of background information. Both onsite and offsite investigations may con-
tribute to identifying the responsible parties. Wherever possible, the
onsite investigation should follow the procedures described in Enforcement
Considerations for Evaluations of Uncontrolled Hazardous Waste Disposal
Sites by Contractors (NEIC, April 1980). It must be emphasized that trained
personnel conduct the onsite investigation; untrained personnel must be
accompanied by experienced, trained personnel.
In preparation for the field investigation, obtain a legal description
or address of the site if not already known. Then consult the County Clerk,
Assessor, or Registrar to determine the owner of the property, previous
owners, party paying the property taxes, or other information that might
sufficiently identify the responsible parties. This step could shorten the
field investigation effort, plus provide the first lead in the investigation.
The investigator may have to photocopy the area plat map for an accurate
description of the property.
After completing these steps the onsite and offsite investigations
should begin; they can be conducted concurrently or separately, depending
on site conditions.
ONSITE INVESTIGATION
The onsite investigation to identify responsible parties comprises
nonsampling (visual inspection) and sampling efforts. Sampling is the more
difficult procedure and should be the last step taken. If a responsible
party is not identified by the time remedial actions are underway, samples
could be collected during the remedial action phase which may be used to
identify a responsible party through a technique called "fingerprinting".
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11
FIELD
INVESTIGATION
ONSITE
POTENTIAL
GENERATOR
ID
OFFSITE
POTENTIAL
OWNER-OPER
ID
POTENTIAL
TRANSPORTER
ID
POTENTIAL
GENERATOR
ID
POTENTIAL
OWNER-OPER
ID
POTENTIAL
TRANSPORTER
ID
STOP
NO
POTENTIAL
"RESPONSIBLE PARTY^
IDENTIFIED
YES
ONSITE
Drum Labels—Inventory Required
Drum Lot Nos —Inventory Required
Abandoned Records—Names/Addresses
Samples of Drums
—Characteristics-Generic Waste
—Types of Industry Operating
Utilities —Power or Phone Check
-Utility Records
Vehicles—License Plates, Motor Serial No , Veh ID No
Fence —Who would install in area7
Bldgs —Who would build, permit7
Large tires have serial nos
OFFSITE
Interviews With People Nearby
Interview Local Industry
—How do they dispose of wastes'
—How transported7
Local Disposal Facility—What do they know7
Banks—Loans, Mort, Transactions
Incidents—Police, Fire. Health Depts
Unions—Supply Work Force
Real Estate Agents
Local Haulers
Truckstops/Fuel
Phone Directory
City Directory (Known Street Address Referenced
to Owner/Operator)
FIGURE 4. FIELD INVESTIGATION
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The wastes may be traced back to a generator because of similarities in the
wastes. However, the identification of a responsible party by this method
is remote, although it has been done in the past.
Visual Inspection
Observations made onsite, using the procedures below, may provide the
easiest leads to follow.
Drums
If drums are stored or disposed of above ground, a record should be
made of the labels identifying companies, contents, lot numbers, transport-
er, etc. Past experience has shown that most of the drums with labels or
lot numbers have been recycled numerous times and those labels are probably
not indicative of the most recent owner or contents. However, many genera-
tors have been identified from the drum markings and have, in turn, provided
information about other generators, transporters, and site owners or oper-
ators. The companies may identify other drums either belonging to them or
known to belong to others. The companies should not be released from re-
sponsibility if they remove the drums.
If drums have been buried, the labels and lot numbers may be legible
when the drums are dug up during the remedial action phase. It is, there-
fore, important that an investigator be present to record the labels and
markings. However, if the drums have been buried for a long period, or
were exposed to leachate or groundwater, the markings may not be legible.
Abandoned Records
In some instances, records or portions of records may have been aban-
doned onsite or in the vicinity. All papers should be examined and retained
for evidence for names and addresses. The records or individual pieces of
paper may provide names of owners, operators, employees, generators, or
transporters. Leads of this type must be followed up immediately for
confirmation.
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13
Vehicles
Vehicles are sometimes abandoned onsite. The license plate number
could provide the information on ownership and lien holders. If there are
no license plates, the vehicle serial number, motor number, and make could
be used to trace the owner and/or lien holder. However, the States purge
their records if the vehicle has not been licensed for several years.
Utilities
If power is available to the site, the local utility company may have
information about the owner or operator. It may also have this information
if there is an easement on the property. The telephone company and water/
sewer facility serving the area should be contacted if these services were
provided.
Security
Some of the uncontrolled sites may be fenced or partially fenced. The
fence should be inspected for a fence company name. If a name is found,
the company should be requested to furnish records on the identity of the
party paying for the fence.
Buildings
If there are buildings on the property, the county or City should be
contacted for building permits.
Abandoned Tires
Many large truck tires have serial numbers engraved on them. The ser-
ial number, make, and type of tire should be determined and information
checked with the manufacturer.
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14
Sampling
Sampling as a method of identifying potential generators is most diffi-
cult and should only be considered as a last resort. It should be done only
if a potential responsible party has been identified and the analysis is
needed to confirm that the waste(s) could have originated from the party in
question, or if EPA has reason to believe that the chemicals could only
come from a small number of generators.
Samples of drums, ponds, piles, etc. can be collected and analyzed.
The analyses may provide data on generic-type wastes that might be gener-
ated in the area or hauled by local transporters. The element of proof
that a waste was generated by a particular party could be established if
the waste is unique; if, for example, an analysis of known waste(s) and
waste(s) at the site are the same (this is a "fingerprinting" technique).
Information on the composition of waste streams associated with various
industrial processes may be obtained from the EPA Hazardous and Industrial
i
Waste Division of the Office of Solid Waste in Washington, D.C.. Other
sources are the EPA Assessment of Industrial Hazardous Waste Practices (14
industries covered) and Pollution Control in the Organic Chemical Industry
(Noyes Data Corporation).
OFFSITE INVESTIGATION
The offsite investigation may prove to be the most beneficial in iden-
tifying responsible parties. Activities onsite will not go unnoticed; how-
ever, finding individuals observing the activities may prove to be diffi-
cult. Thus, the offsite investigation will involve interviews with people
in the area and will require that all leads be followed to their conclusion.
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15
Fire Department
The nearest fire department personnel should be interviewed. They may
have responded to events or emergencies at the site or may have knowledge
of people associated with the site.
Police Dapartment
The police are trained to observe activities; they may also have re-
sponded to events at the site. The local police may provide names and ad-
dresses, vehicle descriptions, and names of haulers observed onsite, etc.
Local Health Dapartment
The local authorities may have received complaints from citizens or
conducted interviews/investigations of the site. Records of complaints and
inspections should be available. The names of the parties making the com-
plaints will speed up the interviewing process.
Chamber of Commerce
The officials of the Chamber of Commerce may be able to provide infor-
mation on the site activities or on industries operating locally that could
have used the site.
Adjacent Residents or Establishments
People are observant of activities in their immediate vicinity. Inter-
views with residents or operators of local commercial industrial facilities
may lead to information concerning site owners or operators, transporters,
and generators. If they observed trucks or other vehicles (bulldozers,
backhoes, etc.), they may be able to provide the names on the vehicles.
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16
Unions
The work force at the site, heavy equipment operators, and other infor-
mation may be available from employment records.
Real Estate Brokers
Brokers or agents familiar with the area may provide leads or names of
parties associated with the site.
Local Disposal Operators
If the area has a solid waste landfill or other type of disposal faci-
lity, the operators or haulers may be aware of the activities at the uncon-
trolled site and may be able to supply names or other contacts.
Banks and Savings & Loans
Financial institutions may hold a lien on the property, may have han-
dled business transactions concerning the site, or may know the history of
the site.
Local Industry
Area industry may have been approached in the past to dispose of wastes
at the site and may know of competitors who used the site or know who the
owner was. An interview of the generator should be discussed with enforce-
ment counsel before it is conducted. The local generator may have used the
site in the past and may not be cooperative. If such an interview is con-
ducted, it would be advisable to find out how the local generator's wastes
are/were disposed of, who hauled the wastes, and the final disposal loca-
tion. Records verifying the waste disposal should be requested. The infor-
f
mation should be verified and any inconsistencies investigated.
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17
Local Transporters
Haulers in the area may be aware of the site and have information. As
was the case with local industry, an interview should be discussed with
enforcement counsel because the conditions may be similar.
Local Truck Stops
The probability of transporter identification is high because drivers
and people working at the truck stops notice and remember equipment, especi-
ally if haulers are repeat customers. The truck stop personnel may know
what is being hauled.
Heavy-Equipment Renters
If wastes were buried or placed in such a manner requiring heavy equip-
ment, all the local renters should be contacted. If there are heavy-equipment
dealers in the area, they should be contacted.
STOP SEARCH FOR RESPONSIBLE PARTY
If the field investigations have not provided information on respon-
sible parties and if the information searches have failed, the search for
responsible parties should cease until new leads are established. All field
notes, logs, etc., should be reviewed to ensure that all leads were followed
to conclusion. The notes should be placed in the inventory file.
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18
IV. INFORMATION RETRIEVAL - NEIC INFORMATION CENTER
Each EPA Regional Office has its own information system that can pro-
vide information on the uncontrolled hazardous waste sites. The Regional
personnel should first request information from their system. If available
information is not sufficient, then a request for assistance should be made
to the NEIC Technical Information Center.
REQUEST FOR INFORMATION ASSISTANCE
NEIC will accept a request by telephone, but, for documentation pur-
poses, it must be confirmed in writing. Response time is determined by the
complexity of the request and the requestor's time requirements and can
range from a few minutes to a few weeks, depending upon whether the informa-
tion is located by computer or manual search. Finished products will be
conveyed by phone and confirmed in writing.
To initiate the request, call either Mrs. Charlene Swibas or Miss June
Hartley at FTS 234-2338.
NEIC TECHNICAL INFORMATION CENTER SERVICES
The NEIC Technical Information Center provides extensive and comprehen-
sive technical information services to the EPA enforcement program in Head-
quarters and the Regional Offices. More than 150 computerized data bases
on a wide variety of subjects, including chemistry, toxicology, engineering,
business, and economics are accessed. Examples of the kinds of information
provided are:
1. Corporate information including subsidiaries, profit and loss
statements, officers, and previous environmental litigation.
2. Information on specific chemicals, such as toxicity, physical and
chemical properties, manufacturers and locations. -
3. Ownership of property, operations, employees, etc.
Legal research is also provided by accessing the West Publishing Com-
pany's WESTLAW computerized data base.
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19
PROCEDURES USED TO IDENTIFY
RESPONSIBLE PARTIES [Figure 5]
The requestor should provide as much information as possible when re-
questing assistance. All the information available about the site and po-
tential responsible parties should be included in the written request. In
some cases, only the site name and location will be available. The reques-
tor should provide the name, address (if known), city (if known), and state.
With a site name and location, personnel may be able to identify an owner,
leasee, operator, etc. If the information is not available, the requestor
should check with the County Clerk or Registrar to detemine who owns the
property. This information should then be forwarded to NEIC to update the
retrieval system.
Information about the site and responsible parties will be retrieved
under one or more of the following categories.
Publicly-Owned
If the facility or site is owned by a publicly-owned company, the
annual 10-K Report [Appendix A, example] submitted to the Securities and
Exchange Commission will be accessed. The SEC maintains public reference
rooms in four locations:
Washington, DC tel. (202) 523-5360
Chicago, IL " (312) 353-7433
Los Angeles, CA " (213) 473-4511
New York, NY " (212) 264-1614
The 10-K Report includes information about:
Organization: Description of the business done by the company and its
subsidiaries; number of persons employed; location and
brief description of properties owned; major lawsuits
in progress; names, ages, remuneration, relationships
and experience of executive offices and directors.
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20
PUBLICLY
OWNED
DIRECTORY
CHEMICAL
PRODUCERS
SYNTHETIC
ORGANIC
CHEMICALS
INFORMATION
SEARCH
COMPANY
OUT OF
BUSINESS
OTHER RELATED
INDUSTRIES
PRIVATELY
OWNED
GOVERNMENT
RECORDS
DUN&
BRADSTREET
REAL
ESTATE
ORGANIZATION
UNIFORM
COMMERCIAL
CODE
FINANCE
#SEC and DUN & BRADSTREET information is computer-
retrieved, the rest is manually searched
SEC REPORTS
10-K—Annual Report
Business Conducted
Subsidiaries
Properties
Explanation of Relationships
Bankruptcy
Securities
Assets
10-0—Quarterly Report
8-K—Change of Company Control Report
Acquisitions
Businesses Sold
DUN & BRADSTREET REPORT
Business Conducted
Principals
Company Background
Financial Condition
Locations
FIGURE 5. INFORMATION SEARCH
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21
Changes and
Developments: Information in the areas of bankruptcy or receivership
proceedings; changes in business methods; changes in
securities or indebtedness.
Finance: Sales, revenues, sources and application of funds;
gross profit; net income or loss; balance sheets; total
assets.
Other SEC documents will also be accessed for corporate information.
The 10-Q Report is a quarterly report filed by companies and contains recent
developments [Appendix B, example]. The 8-K Report describes any changes
in control of the company, including who obtained control, major acquisi-
tions or dispositions of income, bankruptcy or receivership proceedings,
and balance sheets for any businesses bought or sold.
EPA Regions can order the above documents, for a service fee, directly
from the SEC, or NEIC can order the reports and have them sent to the
Regional Offices. In either case, it will be about 1 week before.the report
arrives. However, if the information is needed immediately, NEIC can obtain
a summary of the 10-K Report by computer retrieval [Appendix C]. This sum-
mary contains current financial information, subsidiaries, and names of
executive officers and directors. The 10-K Report may be a few pages or
hundreds of pages; the requestor should decide what information will be
sufficient before asking for the 10-K Report. At this time, the summary of
the 10-K Report does not include the Environmental Considerations section;
this is only available in the 10-K Report.
Privately-Owned
If the facility or site is privately owned and still in business,
several data bases may be accessed.
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22
Dun
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23
Place of business
Nature of business
Names and addresses of directors and officers
The majority of states also require annual reports to be filed. The Uniform
Commercial Code Division has documents showing whether a corporation has
borrowed against its assets.
The phone numbers for the Secretary of State and the State environ-
mental office for each state is listed in Appendix E.
No Longer in Business
If a company is no longer in business, information is more difficult
to locate. This kind of information is not computerized and yearly addi-
tions of several reference books must be searched manually. These include:
Moody's Industrial Manual - first published in 1900 [Appendix F]
Thomas Register of American Manufacturers - [Appendix G]
Standard and Poor's Corporation Descriptions - first published in 1924
[Appendix H]
The earlier editions of these reference books can be found in most large
public or university libraries.
Reference Sources
Sometimes it may be necessary to trace a chemical back to the company
suspected of producing or disposing of it. Sources of this information
include:
Directory of Chemical Producers - published annually since 1961 by the
Stanford Research Institute. The directory contains an alphabetical list
of 1,500 companies and their subsidiaries and an alphabetical list of
10,000 chemicals produced in commercial quantities by the 1,500 companies
[Appendix I].
-------
24
Synthetic Organic Chemicals - published annually since 1913 by the
U.S. International Trade Commission. This is the official government pub-
lication of domestic production and sales of synthetic organic chemicals
and the raw materials from which they are made. It does not have an index
or alphabetical listing of chemicals but is organized into 15 sections,
according to use [Appendix J].
Notification to EPA of Hazardous Waste Activities - published in Decem-
ber 1980 (SE-897) by the Office of Solid Waste. This publication contains
listings of generators, transporters, and owners/operators of treatment,
storage, or disposal facilities and the wastes they produce [Appendix K].
Other Sources - (1) Corporate and trade publications, such as public-
ity releases, product brochures, trade association publications, advertise-
ments, state manufacturer's directories, telephone directories, and city
street/address - occupant cross-referenced directories. (2) Many computer-
ized data bases that cover the chemical and related industries. Examples
of some of these are:
Chemical Industry Notes which extracts articles from over 78 world-
wide business-oriented periodicals which cover
the chemical-processing industries
EIS Industrial Plants which includes current information on ap-
proximately 150,000 establishments operated
by 67,000 firms with total annual sales of
more than $500,000. The data are obtained
from business magazines, trade journals, state
and industrial directories, corporate finan-
cial reports and Census Bureau statistics.
EIS Non-Manufacturing Establishments provides data on establish-
ments in all major non-manufacturing sectors
(approx. 250,000) which employ 20 or more
people.
-------
25
V. DOCUMENTATION
Remedial action at the uncontrolled hazardous waste sites will be cost-
ly; therefore, it is imperative that the Government obtain the best informa-
tion linking the parties to the uncontrolled site. In some instances, the
responsible party may be willing to enter into an agreement with EPA to take
corrective actions and will cooperate with the Government in identifying
other potential responsible parties. However, there will be parties who
will challenge the Government's assertion that they are responsible for the
problem. Whether the identified parties are cooperative or not, EPA per-
sonnel should secure the evidence which will prove that the parties are
responsible and document all phases of the investigation which establish
responsibility for site problems.
This section discusses evidence needed to confirm that the problem was
caused by the party and the documentation procedures to be used during the
identification process.
DOCUMENTATION OF INVESTIGATION
Documentation of the events occurring during the identification of the
responsible parties is the responsibility of the personnel involved with
the investigation. Throughout the process, complete investigative notes
must be kept which clearly document what was done and the outcome of the
investigation. These notes are especially important in the field investi-
gations as they will be the record of events which EPA followed to estab-
lish the identity of the responsible parties. They will also document why
a responsible party was not identified if a responsible party becomes known
after remedial action has started and the Government initiates action to
recover its expenditures.
The documentation procedure comprises two distinct phases: (1) Infor-
mation Retrieval and (2) Field Activities.
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26
Information Retrieval
One of the first steps taken in identifying the responsible parties is
to obtain information available in computer bases and various publications.
The request for this information can be made verbally, but must be followed
with a written request, even if it is internal to the Regional office. The
information retrieved by either the Region or NEIC should be transmitted in
writing, even a negative response. This written documentation will become
part of the case file. Because litigation may occur, written response
should be transmitted either through or by an attorney.
If additional information/computer searches are required during the
procedure, based on new leads or information, the requests and replies must
be documented in writing.
Similarly, if information is requested from state or local government
agencies, the requests should be documented either by a written request, a
memorandum to the record, or a telephone communication record. The reply
from or by other personnel should be documented and include names, titles,
and phone numbers.
Field Activities
When conducting field investigations, EPA personnel will either be
interviewing people or collecting evidence and recording facts that will be
used to establish the identity of responsible parties. In the case of
field investigations, EPA personnel should make all notations in a logbook;
if observations are made into a recording device, the recording must be
kept as evidence even if it is transcribed at a later date.
Logbook entries should be dated, legible, and contain accurate and
inclusive documentation of the individual's activities. Language should be
objective, factual, and free of personal feelings or other inappropriate
terminology. Entries made by individuals other than the person to whom the
logbook was assigned are dated and signed by the individual making the
entry. A separate logbook should be used for each investigation.
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27
When EPA personnel interview people in the field, the following ques-
tions are useful in determining the events which could lead to the iden-
tification of responsible parties:
What happened?
When did it happen?
Where did it happen?
Why did it happen?
How did it happen?
Who was involved?
When complete answers are given to these questions, the issue being
explored is usually resolved satisfactorily. Record the name, address, and
phone number of the person being interviewed, and ask the person to prepare
and/or sign a statement of the information provided.
When recording drum labels, lot numbers, etc., the investigator should
also photograph the evidence; the photographs should clearly depict the
information recorded. Record all pertinent information both in the logbook
and on the back of the photograph. These photos can be used during discus-
sions with potential responsible parties; they may be able to provide addi-
tional information in identifying other parties involved.
If a responsible party cannot be found, the investigator should have a
notice posted on the site alerting whoever uses the property to notify the
EPA; notices should also be placed in the local newspapers.
EVIDENCE
Evidence is all the means by which any alleged matter of fact is estab-
lished or disproved. Evidence is either direct or circumstantial. Direct
evidence is that which proves the existence of the fact without any infer-
ence or presumption. Circumstantial evidence is that which tends to prove
the fact by inference. Using circumstantial evidence is a legitimate means
••
of proof; it involves proving material facts that when considered in their
relationship to each other tend to establish the existence of the main fact.
-------
28
Evidence proving that the party is responsible for the problems at the
uncontrolled site may be established through documents. These documents,
or copies thereof, should be secured for the case file. These documents
include:
1. Deeds or titles to property (County Clerk/Registrar/Assessor
records)
2. Records
3. Manifests or bills of lading showing shipment of wastes to site
4. Leases to operators
5. Financial transaction records (cancelled checks, receipts,
ledgers, etc.)
6. Mortgages
7. Liens for security
8. Title histories
9. Utility records
10. Tax receipts or certificates
11. Corporation structure (from Securities and Exchange Commission or
Dun & Bradstreet, etc.)
12. Permit applications (air, water, solid waste, building, etc.)
13. Real estate records
14. Transfer agent files
15. Maps and tract books
16. Insurance records
17. Vehicle or equipment rental agreements
18. Police or fire department records
19. Complaint form
20. Small Business Administration records
21. Employment records
22. Posted notices, public announcements
Additional documentation which may be needed to verify that the party
is responsible includes:
Affidavit - a written declaration or statement of facts made
voluntarily and confirmed by oath or affirmation of
the party making it.
-------
29
Unsworn Statement - written declaration of fact signed and dated
by the party preparing it.
Memorandum of Interview - an informal note or instrument embody-
ing something that the person desires
to fix in memory by the aid of written
record.
Investigative Notes - contained in field logbooks.
Photographs - confirm investigative notes.
-------
30
VI. IDENTIFYING ADDITIONAL RESPONSIBLE PARTIES
After a responsible party has been identified, the search to find addi-
tional parties should not end unless there is sufficient evidence to indicate
that only one party was involved. Identifying additional parties will prob-
ably be most easily accomplished by interviewing previously identified re-
sponsible parties.
SPREAD-THE-COST
The responsible party should be made aware that it could be liable for
the entire cost of the remedial action and it would be advantageous to pro-
vide names (and documentation, if possible) and addresses of other people
or industry which might also be involved with the site. Each additional
party identified that is shown to also be responsible for site problems
will decrease the amount of liability for cleanup. The "spread-the-cost"
strategy should be discussed with the original party identified and all
subsequent parties named. The spread-the-cost strategy could have a snow-
ball effect and provide sufficient resources to clean up the site.
AREA INDUSTRY AND TRANSPORTER INTERVIEWS
Local industry and transport firms should be interviewed to determine
if there is a connection with the originally identified responsible party.
If transporters are named as the original party, review their records to
determine what other generators were served and where the wastes were dis-
posed of. If the generator used several transporters or company trucks,
determine the location of the waste disposal site because the generator
may have used more than one disposal location. If additional locations are
discovered, notify EPA personnel of the other sites immediately. The party
may be responsible for other sites under investigation within or outside a
particular region.
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31
MANIFEST
Records of hazardous waste transport and copies filed either with the
states or by EPA. The manifests (shipping bill of lading) might contain
information leading to other parties. Some of the states have computerized
the manifest system; state personnel could provide essential information.
-------
32
VII. PERSONNEL REQUIREMENTS
Resources needed to Identify the responsible parties can be provided
by the EPA, state, or contractors. The most resource-intensive needs will
be in the field investigation activities. EPA and state/local personnel
will have the most knowledge of the sites and should be involved in the
preliminary identification process.
EPA PERSONNEL
The Environmental Services Division and/or Air and Hazardous Waste
Division of each Region will have personnel trained in conducting field in-
vestigations and retrieving information from various sources. When
assigned to a project in identifying responsible parties, they should be
made aware of the documental ton procedures required and the need to follow
all leads to their conclusion.
STATE/LOCAL PERSONNEL
Because state/local personnel may have more knowledge of the site than
EPA, they should be consulted immediately. They may be able to provide
immediate assistance or be able to secure documents expeditiously. All of
the states are trying to find the mechanisms to solve the problems at
sites; therefore, they should be willing to assist in the identification
procedure.
CONTRACTORS [F.I.T.]
EPA has contracted with Ecology and Environment, Inc. to provide per-
sonnel to investigate uncontrolled hazardous waste sites. For the initial
list of "115 Sites"*, the Field Investigation Teams (FIT) reviewed the
ranking system using the MITRE Model as a quality control check. FIT per-
sonnel from each region were involved in this ranking.
Identified in October 1981 under Superfund
-------
33
Because the FIT personnel are to be used in the investigation of uncon-
trolled sites, they can do field work to supplement EPA and state personnel
or can be asked to conduct the entire field investigation. However, the FIT
contract was established to provide personnel to conduct on-site investiga-
tions. They have been trained to conduct on-site investigations using
sophisticated equipment and to collect data that will be used to determine
if the site poses a problem and to provide the technical remedies needed to
eliminate the problems. The diversion of these contract resources to
responsible party identification should be discussed with the Deputy Project
Officer before committing these resources.
The FIT personnel can be assigned to work on a project through the
Deputy Project Officer in each Region or through the National Project
Officer in headquarters. A written Technical Directive Document (TDD) must
be prepared outlining the scope of work, type of report, overtime authori-
zation, priority of the project, and completion date. If the FIT is used
to collect samples from drums, the requestor should realize that only a
small number of samples should be collected due to costs of analyses and
personnel resources required. If the need arises for a large number of
drum samples to be collected, this should be done during the remedial
action phase by the contractor doing the cleanup.
-------
APPENDICES
A SECURITIES AND EXCHANGE COMMISSION ANNUAL REPORT "10-K"
B SECURITIES AND EXCHANGE COMMISSION QUARTERLY REPORT "10-Q"
C SUMMARY OF 10-K REPORT PROVIDED BY NEIC
D DUN & BRADSTREET, INC. REPORTS
E TELEPHONE NUMBERS FOR STATE CORPORATE AND ENVIRONMENTAL OFFICES
F MOODY'S MANUAL OF INVESTMENTS
G THOMAS REGISTER OF MANUFACTURERS
H STANDARD AND POOR'S CORPORATION DESCRIPTIONS
I DIRECTORY OF CHEMICAL PRODUCERS
J SYNTHETIC ORGANIC CHEMICALS INFORMATION
K NOTIFICATION TO EPA OF HAZARDOUS WASTE ACTIVITIES
-------
APPENDIX A
SECURITIES AND EXCHANGE COMMISSION
ANNUAL REPORT
"10-K"
-------
A-l
s
B 00-fV<8
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 205-19
FORM 10-K
ANNUAL REPORT
PURSUANT TO SECTION 13 OH ir,(d)/
SECURITIES EXCHANGE ACT OS
For thr Fiwnl Yrar rnded Cimiinl««lnii \i]fi Nunitvir •
Crnnilirr Jl, 19BO 1-761
Kaiser Steel Corporatio
(Exact name ol npitmnt aa ipecified la lu charter)
94-OSW733
Nevada (THS EmMajrer
(State ol lacorporauon) Identiliciuon Nunber)
Kaiser Building. 300 Lakevcle Urive, P.O. Box 58
Oakland, California 9>60t
(Addroa ol principal eircuti»e office* and tip cod*)
(415) 271-2711
(Recislnnl's telephone number, includinf irea code)
Securities regiMerril jiurnnonl In Srelion I2(li) of the Aeti
Title
Common Stock, 66# cents par value
Exchanges on whicli reguteml
New York Slock l~.xcli.ini;c
Pacific Slock Exchange
SeeuHlIri rrgiileml punimnl lu Sreldm 12(|() of ilia Acli
Titb
$:.46cumuUuve Preferred SloJc, US Hated »1ue
Indicate by check mark whether the registrant (I) IMS filed all reports re-
quired to be filed by Section 13 or IS(d) of the Securities IjdiaiiRC Act of 1934
during Ihe preccdm); 12 monlhs (or for such sliurtcr penod that the registrant
v.is required to file such reports), and (2) has been subject to such filing require-
ments for the past 90 days. Yes / No
Sl.ite (he .ir;t;rrf;nle market \.iluc uf the MIIMII; slnck lielS.%7 *harcs
held by persons » ho may be ttccnicil to Ix: aflilialc^.)
Indicate Ihe number of shares ontil.in.lini; ol cadi of the reyislrant't classes
of common stock, as of the latest practicable il.ilc.
Cliu HiiD I. Itll
Common Stock, 66% cents
par value 7,017,581
Doeumrnta Incorporated by llrfrrcnee
DxcmMl*
19SO K-i.ser Steel Corporation Anmn! !'rp
-------
A-2
TABLE OF CONTENTS
tit.
Part I
Ilem 1. Business _ .. 1
Jlem 2. Properties 18
Item 3 Legal Proceedings _ _ 18
Item •) Secunt) Ownership of Certain Utnehcial Owners
and Management _ .... 18
Excculi\e Officers of Kaiser Steel 18
Part II
Item 5. Market for the Rrp«trant's Common Stock
and Related Sccunlj Holder Mailers _ 20
Item 6 Selected Fin.inci.il Data 20
Item 7. Management's Ducmsion and AniKsisof l-'inancial
Condition and Results of Operations - 20
Item 8 Financial St.ilemcnls and Supple.lenlary Data . _ 20
Part III
Item 9 Directors and Txecutue Officers of ihc Registrant 20
Item 10 Management Kcmuneraliun and Transactions 20
Part IV
Item 11. Mxhibiis, financial Statement Schedules.
and Reports on Torm 8- K . ._ 21
Index lo I'. \Julms . .... 33
-------
A-3
PAttT I
ITI:M i.
Kai«cr Sucl InrpnriliMii pi«dinc> mill "I'lU «ucl and i--ixi.itol ~lci! |rt«lnti< The jirinuri aifuiu-.
u( tlic Ciniipani - Mul M urn muring drnii|i .ire mm ore inning IH.II im.itiiii: and |Klklirui'.'. »t»il-
linking .mil liiii>hii><;. .1n>l iu.il mini n; nii'l |TiKr-»iiu: 111" 1. uiiilMT. . t'abruiicd ]'n»liiil- limup
in"i^c- in tut\\ *(til i I'im.iiHii.' .iinl i riMiuii KMMIII* jii-l li" 11 kKYl jTi'dnii man.ii utunnt: I lie
IM- | iiit - -tii.1 unil.*. i ilni, mi,-,- |>Linl-. livilu -ln.1 m.imii.KUiniiL; [•'. in . iml nnm* .in- !•* mil in ihe
wc»tcrn I'mini Sl.itc-
In two «*pirate Inn'vimm clurinc I°SO die Conipanv «old its entire .V2 i pencnl interest in Kaiser
Resources Ltd. a L.in.idi.m rniipuu nit;ii;ril in llic cMr.iclmn. j^uoe^5 rig ami i\|M*rt of rnci.ilUirgu.'il
co.il ami in the r\pl(ir.iiion fur oil ami (,'>•> In M.iiili I''SO. ilic (.omii.im unrrr-> lor C$M |>cr «h.ire uiuler llic IITIIB of 3 itniler offer h) Kaiser
Rfourrts lu Inn b.ick \tn> ril.i n|>]iruMiiMieli unr-llnnl of it« oul-l-'niliiiK sliarri 'I he C«in|nnt's
reniainnii; 4,525,9-11 K.-mcr Resources St> \nlv~ C anil 1' nf llif Null- In (.'on-'ilnl.itril 1 nnn.iil J-l.iliminK of KII-IT Sleel
Corporation aiu' Sub^nlinrios incorpor.iled by reference into liem 8 hi-reor
In \uc.u*t I^SO, K.u^i." Tillcrn.iiion.il Slit|>|nn^ C or|^ir.itinn (KI^C ^ a ulin,.\ ox nrit ^'tt)^tiliir\ of
Kai<.nli.iri for n|>pn><(iiiialcl\ f>5 million Tlie sub,iiliac> ounetl
four r le-iii-ciinif: ie«i.K (two U'.UOO-luii liulk carriers and tun (j7.000-ton bulk carriers) toccilirr »ith
(he Imiei-liarters mi tlie^c \tw\- Subsequent!) in the tlurd quarter of 1?SO, Ihe Cumpanv decided to
|niii; ujx:rr\tion~ ulmli at tlni lunc \\erc liniiieil rn nnn.it;c-
mcnt of (lie operations nf ilirce xe^cls onncd tu others and the timecharter of ilircr additional vessels
Kaivr ^Icil - fni.iiKLiI fl.iirnicnl-. fur c.irlicr pernids lia\c ticcii rcnx; a« di-iuiitnincil
oper.itn>ii% "~re Note I) of the Nnir< lo Oin^ululaled rnnnei.ll Slalement< of Kai.-cr Steel IorjKjraliuii
antl Subsidiaries inci»rj*ir.ited h\ refereiKe intn ItcniS liereol
Die Gini|ian\ *> ll».iruld lie in l'ie Ivl intercut, of
the Comrnn) and it] slocUioMcrt to conlmuc in lnisines<: or lu lolunianU liquidate 1 lie Hoard conclude'!
in eirli >r|ili"iilier lli.il in luiiliniic in Imsine-.; i-, in llic Lest iii.trr-U ul K.ii-er Stul'i ..ImklmJikr^
The l!r nut if the { n .ipini uere lu lirjirnlite Aiiimir; the
obligations nlucli nnulil h.ive In IK; funded fullon me niluj'tion nf a liqnuhl on plan arc MKiiincaiil pcimon
co^ts. medicil ro\iT,n;i- fur retired en pin; cci .nnd their ilcpendcnK and scicr.ii.it riay llic Hoard rrin-
cludfd I lint llic c-.tnu.iUil liquidjlion \.iluc ]>cr piuMin.iteK S44 llic v\cck prior to the tnrelini; at \ihich Ihe ilrcisiun u.it niidc) and
tint, therefore. lii]iinh.liiin uat nut in the bc"t rni.inci.il inU-icsts ol the Sixkhi.lik-rt In in.ikini; a cnn-
?iuni> den-tun In »t ij in IUIMMCS-. the l!'jard aliu tinik inlu run-idcratiun .in iniprmcd nLituHi-liiji
l»ctuccn tlic Cuinpany .ind the L inlcii Mi.el \\nrkc"- ol \nienc.i. pmniiNei of r'»ii eni|iili.il iiii|ircniniint in
llic in.irkii|ilnff, iarluiil.nl) in tin- I-III.T);} ili-lriliiilinii IVM Ihc r.iur.l al-o noic'l ili'i -nice Uciiiiiini;
an c\(i.ii-i\c compim iMtrnibcr \1)~Q. Ihe Lunijiinv s «leclfn.tkniK and
fnliru.i'nn; i>|>cr.ituin. li.id iloia M^nilnanll) bcllcr, dc~|>itc a rece-Mun an.I rccunl ini|inrt |ienclraliuii
in llic \\ i st C»nM -tirl market
Tin1 Coni|i.i[H hi* nl<. finm lo prut ijr the
Coiiijiin\ uilli ilil,i .ind plvniini^ .nl\nt during tlu1 fir I half of I'-SI 1,1 (urliin iriiuil .ma> Uiu
arraii^einciil uilli Nippnn K'nk.in l\ K proMilc-a teil.nu.il le.iin In unrk uilh llic I onipaii)'>. npcralni);
ard in.iiiilcn.iiuc cniplojcc-. ami c .KIIIHTS ID .inal.zc \nrinu-> f.--cililic< and o|iralnij; iiK'tliinls .il the
1
-------
A-4
Pimmm \\nrk- \ ..vi.n-i! irr.in..1-until IIIIIIIMI--IUII- \nliui I) I itllc. liio lu n--i-l llic Inmpim m .1
nnrlMiiiv^ mill-i- in ilruirimr lm« lin-n '•lul im^lii U-l »i-i\i' iJic iii'oK nf llii iinrkdpl HC uiiilc
al llic > line time ini|ili.i-i/iii^ prudiKi- nliuli ire I Hi' m.«l m-l illuii'iu fur llic lumpim in |iruiliur .itnl
'•ill I lit. tlnnl .m r.liiixiMi lit nl in- kii-tr I n^mur- '<> pnni.li.' ll v I .nipim uith l-iliiiit.il -Indu- in.I
ci»l i"-l mi iU- iil.iiiil in iln- | Iiij nliiiililni.' nr n[•!umitiil nl tin1 it>> t iiikr ii'ii imir'li .iTiiii'^i i in!, .in <• it-i'lc iMi-iilt.uii unl ii.ilniir l'if lift1, future c<"-!>
•-I |irn'iKli<'ii . n ' jirn ln>l i |ii ill'\ HI iln I i.lr MI.mil MII iri'ii tin iinrni^ Lmlili I liv ilil i .unl ,iin|'in * M 1111^1.1111111 .niiMlmril nl |)irn>
l>ir- n nil iniiirniiil ilin-n.n- m lln-f .111.1 mlur i-nu.il .IH.I-. tli it uiil li.iir .1 loiik'-tinn vi|;iiilK3iit
11 M HIM il mi)' u t on llic i inii|iiin
Kn-ir Sled wn- uunr|i.>rili.i| in Vci idi in 10U KII-IT Mi'iT* principal cxciulivc <
aie Im.iittl .it llic K.n-ir I'.inliliii','. ^UO I ilr-idr l)n\c. I'd l!u\ JS. O.iU.iml C'alifnrni.1 OI'iOI. and
it- lclc|i!ione nuinlwr i> I ll'l J7I-J7I1 'llic liniipiiir li.i- iklemnnc.l. hu»c\cr. lu nvne it- |iruui|ial
cxeriiluc olliecs dunn™ l<)31 lu runlnnn. C.lliforni.T. llic .rcl
lirniii "k.ti'i'r Steel ' or llic '\ uni|Mln ' iiicins K.ii-^r ^icvl ( or|)urition and all iiil.Milurn.s luiuulid.ilcil
for purpu.-es of llic financial sUlemims
Information Relating to Industry Segments
The (olIoMiii!: lalilc cri.iir.ile I'lmni i-;i- m lie (.nnip.uu't intil . e»ciinr^ I e\ilui[int;
inUr-r^'muii 'jk—i u niriu nul \n lie si,vl M.-rii1 nin.-in" ' iioii|. ami it- major prudiut j;rijups mil
ti; (he 1 abnc.Hcil TroducKdruiip during lhc|O-l llirei. \r.ir«
Stcrl M.iniifactiirinf; Group
IMatL
Dol-nillLiI and p.iU.iinztd '•luet
Stainhrd and line |ii]'i; .
Tin jil He .
Dome-tic ennl ._....
Oilier pro
-------
A-5
The Cotip.inv°s tol.il «<-rl r«*liiit shipim-ntu !o ihc ir.vle for I9PO. 1979 and 1978 «|HUMIII.IIC |'i-rmiti|;i-->
til IhO'c vlni'Mn nl- tunlriliiiKii In (lie ^Ittl M iiiuf.iClLirirr.; l~r[nii|i am! il- ui.i|(ir ilul null prixlucl
Kr*ni|" .mil li) (lie I .kKriraiL'l Pn^lm I* ('iruup in cmh oi IliuM1 ) e.ir*
Surl Maniifailuri.ig rinni|i
II lie
iu i. iii i »i.i ni. •>•/,.[ ,i,»t
Miit'linl ni.l Imr ]M|>C
hn |'Ur
Other jinnll.cN
|)I-OMI|IIIIII.<| priKlinl- — -tnnliir.it. lur iinlronliiiuini<
wild |npe
Siililotjl
1 jbnr.itfil ]'n>lim% (.,rnii|>
TOTAL .
I "or .iililiiiiirnl iiif. ^Cl• Noli uli>l.itfil
I muni.il "-IiUiimiK uf Kn-ir ^-lul Oir|xif.ilii'n am\ Siili-uli.iru< incor|inr.ilcJ \\\ nliniuc mlu
lu MI ^ hiftul.
STEEL MANUFACTURING CROUP
Results
5-kil iirulLiclinii .Ttul >lii|iiiiriiN were r.icli -.|^iiricinll; !uurr in IQ^n ih.^n m tlic t»n pnur \e.ir>
mo
IG'r
17
1)
.V
—
—
"??
13
l«Ki
1919
\fi'i
>i)
1ft
M
2
2
8.i
15
lOO^i
19)1
I'To
1J-
13
21
3
2
SO
14
ioo;b
oli-jilclf f.lLililir«; ninl cliiiiin.ilc uii|'inri1.ililc |>n.«lu.[ lirK>. .nri'l |«irlli ,i» .1 ic<.ull nj ll:t
ami cr.iliTij; prnut in ITNJ 'l!n> uruli; cvilinlc-- ink-t-t IIKHIIU- unl
i.xp.ii-v. .ml mull.*. i in I .iiiinui)tm.»e ro^K Die 1'V'I n Milts uric ;«MIIM|I nfiruf.l I.. .1 fn .r.iMc
|irr>l.nl ini\. inrlinlinj; l.in;c Imniivr* of line pil-c hi'Jirr pru^i, .iml ihf ali>tncc in' «l.nri .IJP ivl- (nr
IV nfu l-i-.il (Ai^cn •.tri'lni.rkiiii; .'i»p .md cnnlmjou- i,T.[ic(
on I'*r9 ic&nli^ lln--c pn^ilirr la Mrs «\ercanie iftc uc^i*ii^ cltrcl* *if ^iili'-tsnlnU) rcil'.unl \uliinic,
[innliniiim ncr> anil llic unle-uit uf ulnulilc vlciliii.i^iin; f.icihiics
Rttuhicf t^eSfec/ Manufacturing Grbiip
Kit I;K i;n
IVcxlnction— nrXh ntl [ont .. 1.8% 2.713 2.JI8
Shipment— OOOs FUI ions . . I.-KM 1.SW 1.608
Totnl rcxcniif^ — mill Kins of 5 57570 £837 5 56-120
O|iiraluiypruf,[ |W}*— imllirmiof S 118 (67)" (116)"
' Rfforc inlrml in> oirt ami r\|icn-^. .mil unjll«alcil ailmini'-tr.iliit co^U.
•*H. «)ncli «as brmiRhl on *lrf.im in btc I")7S, |ti«nitrl
Ihrougli m
-------
A-6
The Cinnpain '< 11,1 > in mi- -hli ciMi-r .iilnrti.l sn.mli' vil i :viii>cin«-nl« in -I ill ,|inliU. \M!.| in, I
ai-1 01 "i en- > i|..rin: I°S> irni|inrc.| uilh llic rv -Mcnt -l.irl up prubkms (In! The caller rn.iblcs Kji~rr Mrel in IIVIHIJMIC cuniwtilnd) 111 llic cromiv^
hrfc ill inii (• r pirn m.irLit In |- 1-iir.titllt l.mi; tivinuh In l.e co-l cllmrnl. ri-pi\ili.,| pruiluv.ln.ui |iriil»rnit linulcil lln: miiiihcr of
-i-'i'" n.nl > i-i- ii|n-iiiii^ iif«. wire n'.li- (PI mliiivi' 1 1.. \M-\or. Hirer lir,M ili.inuVr \n\\ unli r- nrtitnl
in (lit I' -'i -cmti'l l.'li ^uc \.i-iir i ims in i pi'iiMiiinu lo 1111, tin ii|in[iini.Mt «fii~i-li.iiil\ in.| 1,1 ,|<\il,,|i
.iniliiuii I'nnl.iLlii-n ] r.nlnc'
I'liurniiinciilal rinilrol rqiiii'iiii-nl (.juriicil -n ilic I oiit.im \\nrk> al-o iroiitriliulnl ID o\rnll
iijHTilin^ in>ls OpiMtin^' nml in in:U mini I.H-N I'or |mllulion MHUMI| ii|i'i[>nirnl .11 .ill f. minus
ni i.imiii'.l [ii.ippru>iuii!it» StHniilluiii in H'SO i"Mipirc.| In SJJ iiiilluni in 1979 ami SIM million in 1978
Pur .1 iiiriliLr ili-iu>Mun uf the *.IMH|MII) i (.nMriniiniiiinl imurol pruyr.un-, (heir cn-u anil rc«nll«.
«cc ' I nMrunniriilil (.'ui
In Juh I9W. llic Coiii|\'iiv ri.nlml inn lliuv-\mr rolli-cine l>-u);,iminc ijirccincnN «illi Ihr
I'niieil '•liduorlicra of \.ncric.i ( I S \V.\1 (.n\crini; .ipproMimtcli S.OOO cnip]mcr« nl llic I'onl.im
\\nrk- I In: ii'H .n;rcciiieiit- uiiil.iin M.IRC .mil Win-lit nii|'ro\<.iin.iii~ Mrr.iinlinei.1 cricv.inoc proicilures
anil .prufn I un>ii iqc <.uiiiiniiinii; llic L'S\\A anil the ( oni[>im In noik lu^tllicr lo nclm\c niipnnrd
firij-luiimn K.ii-cr ^i«ls l.ilior io»l~ ln-iiirn.ill% li.i\c liccn lui;licr linn ihc n.ln^ln airrjgv llunovr.
unui-»mn« niailr \n buih ilir LS\\ \ ami llic Oiin|inn\ ilunnj nc^ulialiuns mil rLiliKC Ihc ililicnuce
b-.luecit K.IIMT Mcrl'- l.ilxjr io>t!> .mil ihc i
In .in rdnrl tn rii|;li IOSO Aflcr a
ill, n!i 'I f.iulih I'i -f.-u]il\ rrviLu of .ill ripinlinii-. llu- Liletlinil.inK ".hop anil -.n-iniiiifd opirnlions
in llu HOI' =1 ^itlriiikint; in tiic uc-lirn -lc»l nnikil ilcilimil In an c-linvilcil S/fll) 000 lnn> in
l'f<0 inn i 'I.J'H)lj(i(l in ..... i \'I7«. ,is i uorornini.' iinmiii» inrii-l i..inr r ipii.il-~prii.lint; priijuN in l>c'
I>i~l;«incil »r i.inrcMi'l .iml ,ix li»i:Kr- «nrknl nil lie.m in\ciitnrie< aiiumiil.iic'l iltintij;
the prcuuii-, »c.ir .\ilital ~tcel cuii-inipiiun in llic in.irkrl n i-siirtnltil lo li.nc uirrc-Kt.il t,|i|;)il)i- (rum
l'J7'Jlc.Lls.
A: Dccnnlicr 31. \9fO ami 1079. Kancr ^titT- onltr li.ukli^~ for slocl null
- Older BilMog Dectnbn 31. -
l»!0 1919
Sletl null products . . . $2-W,600.000 $93.800,000
II i- c\|«>ti'l lint .ill nf llu. iiit-cmUr .11. l"Sl). nnlrr Idiklny f»r sin.! mill |in«liuis will lie tilled
In llwcii'l nl I'ISI I In «n1i,|iiiii.il |.>i Hun ill the linking al Dixrinlicr l|. I'WI. njinpri~cil l.irj;i. ilii-mi-r
l«l\ .ir.'i • pn nirili i", In i,.m.i.!~ n-Liliiii; In llnu pril mlil' -r^.iK'i.l ut ilif .\l,i~l.m .N.iini.il O.i>
rran-;nirt.iiion Sjslcin
-------
A-7
Steel Manufacturing Facilities
Kai-cr Mif>en Process (HOP) Steel-
nuking ->!iop
Continuous Outer ....
Soaking Pit>
Mill
Hut Rolling Mills
Fimshinc Mills
Various Miscellaneous Facilities
Seven hatleric<. rnnlninini; a total of 315 ovcni built at
i.inoiic times hiUuou '°42 and J9V). jrr u«cd to bake
mclallurpjr.il coal at temperature* up to 2VX)'F to make
coke, nlnch provides llii; furl :"cMM furnaces
Tour iron.ii.ikmi; blast fuuians, Urll licliM'f 1912 and
1959, .ire cjpjulv of pr Inch ua* put intu prrvluclion in
l»te 19^8, tumnin^ two 225-lon •.tcclni.iViiic (urnacu,
uhicli ln;etlier .ire capable of producing approiimately
2,800,000 net tout of raw steel per )uu\p.TS5m(; the
mgol-pour>ni; and slab rollmp steps The caster i< designed
to c.Kt approxiin.itcU 750.C03 tons per yc.ir. .iboul ore-
fourth of the capacnj of HOP #2
The so.ik.uif: pit nrti cniiipri'e? -10 f 3,120,000
ingot mt tons, rclls ingots into Kini-finislicd steel sl.lb".
A hnt-stnp null h,i< an annu.il capacity of approximately
1.800,000 tons ol hot-rolled sheet and strip.
A plate mill has an annual capacit) of approximately
600.000 tons of steel pUte
A tin null lias an annual capacity of approximately 400,000
tons of tin plate
A gMvamrcd mill, v.uh an annual c.njcicity of approxi-
mately 180.003 tons, produces galvanized sheet and strip
on one coiilinuous galvanizing line.
An F.RW pipe mill, with an anrual capacity of appro»i-
initely I20.1XX) tuns, i< ca[i.ible r,f pruilucmi; electric resist-
ance weld pipe ranging in MZCS frum A1/," to 16'' in
diameter
Sinter plant (Two strands)
Foundry
Cold-rolled
-------
A-a
\ll tlie-c f.nililic-. ire lix.itnl mi .111 I >00 lire MIC .it I'-nunm (let ui-r llic Ginipim'< Mccl «TJ-!><
iv nul :uri lu brine in .ill r.iw ni.itcri.iU bv tr.un anrl 10 ship ill lit, I mill
proilurl' bv trim nr tniik
Hit Slci-1 M.IIIIII i' l.irmi; l.mnp il uliuli* a pijn1 null Im ili'il .11 \.pi. I .iliinrnii, nor Sin
rr.iiiii-iu Hi? |'i|n n.ill i. niif ii| milt Im in tlic minim i.ipililr ni pnvliiiiii.: l.'-i;i-ili uiuivr - ili-
r, tr'V.1 arc »il Ic.! pipe ,in>l il-i li i- ilimlik-iinlin:: .in. I imlin^ c.ipalnlilii* I nc null's ainuul op.l.K)
nllii'.i il inn ,ir l'i| ' i- ^'il'U1'!'n n-
1 li' ..nii'iil ni-in.\ in NT -tul rill «.i« nppriKiimiicts I^Klfinn ions i>f raw «ltcl ilnrmc tlie
PIT ...I I'l" tliniiicli I'T-. \iii-r n.inpli II.MI i.i .1 i it«i t» >u-r<-iiil i>|tr i:imi. in llic I!(JI' zil -ln.,> in l.iu \tl~<) .nul tin <.iili-o|imil
<.nli-I inii.il nntr-ull of ih.it I ii'iliU .i>. nli-nliic in l.itc I'JSU Ins clkiliu-K roliKi-,1 llic Lutnpim - -t.'d-
in.il.iiix uipruii) In .i|p[iniMin.ltcl) 1 ^H 111)11 loii-.iiiiin.ilK
In l'">l. llu- L"'ii|'iin'» .mini il npir.iliii): r.iii i. iMniiul 10 In. I iinu.l lu np| 2.JOD.OOO
nil tuns l>t llic tuiii|Min •> iniliiln\ in in.iko inure vuUr in I HIIKII .1 s n;in^ iAi'n«--p.irliiiiliilx if
-i-iir.il lullinrs .in- ilnun fur rip.ur luc:iiin.
.mil pir.ciilire cii iiruiliiiliuii \n llic bisn. o\»;cii fuinuc |.ru>c- lor llic pi-l lline UMTS ujni|..irol lu
:liC ilunii-lic slnl niikiMn ^Ms-.vl ini li^vuc- pulili-!ic>l li) (lie .\nicruan Irun \ Mtcl lii-litmc I.
1910 1111 1971
hdullion cl tt* ilttl
-dlioiiu.idi tl lonil
1.8% 2.713
iM . . 112.100 11\W9 IJ7.0M
a».i r'i of Iniliislrv . . 16 20 17
IndH tl
Biw Pined \v<>] -.= IM
Ka.-cr *-iccl GO "i f2
Imlu^try ... . gg |Q7 |07
Bll'C Orrqcratiii}.' tails
anil competitive
Iron Ore
The Comp.im uln.imt its irun me frnin Us ov»n o|>cn-|iil m>-e lucaieil st I ii;lc Mouiin.n. i"al--
fiirin.1, .i.'i.nixnti.ilcly 10(1 mile- (rum (liv I unl.ma \\yiks A* (lie ilc|«i^il i« unrknl. llic rump.im i<
forcol tu mine Inner c'.i'lc orc«. In finiotc a urcalcr amc^nt uf unu-.ible uitrlrtinUn .iml lu Jmil tlie
ore pnur iliMiim- froi-i the pn i»|.i'r.iiiui]> in ilic pn-.c .IIIK fmlilic^ In llic imir'li i|inrli.r m P'.sO,
llie turn/am -i^-iiol a k.i-e .nlilni); I 15 .uics ut nun lire ili'|xj~its a
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A-9
pnxluilKin friiin there I|I|KVII< is r\|>ci.tfi| until I"W Tin economic life of the I-iclc .Mi.iiiil.ini i • nr
iiirrnllli i~ ''-lini. tol lo t>c 15 l» 20 liar-
llnr-i: I'M) 2 -mflOTO |..n. ni I T,-!C Miniril.iui !•> I'mil » i V;ir.,\i
nnlcli J1 I'ercviil of tin-, d -im^c UK in Ilic Innii of prllcK prnluicil frmn llic I'liniisini * 2 'Vl'fV 'I I. n
.mini il O|'-UiU (icllcl plant luolol .it I'.inlc Moiinlun !\lliti7in<; is .1 rJilueK <:\|icn-i>c |>nm-s liy
«lin.li lux grille iron lire i. cunremr.ilcd to unprote Us iron content
\'liin .I'l •p.irir.l ,r.> ..... . Mipplu.l |.,-i »| ill • MIT I- "I |V Ii.-iliin \\n-k chirm; IT" Ilir
(••In ' <• ! TO "i -dr'niil in- n|M il n- n |'"'M i vli il ,i'--ilifi' In M t'['\ .ill "f I .1,11 m i'~ inm ore
i 'Is '< i i I- 'i Mi'iin1 i'i 1'i.luitn'- liivlci .1 liM'vtn rmiiriii \ nil IhuiT-li'V llnl.l.n-% I M li>l
I in i Kin..- NT ilir 1'iiri'M-i m .1 run iniiri m ,i|> KIXII.III.'K v'M ' I I..M- ,.i )| >,i)i --I, i n,.u »io i^ r i( ir
t'm i . 'i I"^J v tiv MI-I.UI.'I I 'ti'lilniililv in ( MnUr l'>,"'> I i-l f M I1'."1' K.n-ir ^UM| Iml u.irncti.1
. !h i ;:-i- l.i:i imipvii 'ii |"iiijivr lulnnn 2'HOii') .1:1.) I (OMKII Imi,- i,m< ,,( urn ..re I'll K .11
Knucr Steel- cplio... innniliv fur tlic ncM ten »cn> Hue ID n1 Inccil 'i|M.r.ilnn; rtvi'iiruiH'in- the
Lu ij'iiu i- Hi 'I pnrili.i-iir.' nut luiui ijc umKr tin- i'"inrui .111. 1 is il'-ni.-- -i; n-. iiiMiluu.il mi uuh die
>n|i|i|ii.r Ci-i-vl 11,1 llu- cmilncl price .it l>iieiiilx.T .'I l"Ni uliuli i. -ulim: fi uliu-l.iu' n il-c I nii!|.im <
liiLiiir-il iiiininiii'ieiil i.tcr the rrnuini'ii; lui uf tlic njn.r.ict mil .inuiuiU lu n|)|irn\innkli Si-l unlliu'i
Coil
Kii-ri l 11.1111; i.inic tli.ir 2 i null uii tuns u[ hi|;h (|u.i!nv stvitn anil met.illiiri;ical ro.il annii.illy
York C.ii»on Mi-.c« The Cr.niranf cnntrnU co.il nqht< on more linn 530 (TO «ret rfir Kitnn.
Niw Mexico HiKh-inl.itile. luch-B'u, Ion sulinr cn.il n mmeJ fro n one
surface ami one Lni!crf;riniiiil mine A coal prep.ir.ilinn plinl nc.ir th; mines
h,is a 1 S inilliiin-tnn annti.il c.ipicilj The |il.int I'.n (lircv.1 mil conncctiun
i M the Sam.i I7e line
SunnjsiHe Mine . Tin- Gn"|>.in> Cfi'ilrnK call i-^u on mnre tlun iS.OdO Acrp« .it Sunn)«if)e.
L'l.ih. ulicrc Indi-xohlile liicli Dili, lon-.ith civil i< inincil llirotirll unilir-
prouml mcthn cuii-tiUKcs appniMmaleli "j percent 01 ilie t.ii.it Muul HHI! in llic
cukv mm- 'liwl'ier 1)1 ln> nine- hue rc^trie ailcqu.-.li: lu tii|.pK K.n-er Steel's lu^li \nl,iile
ciilvine cii.il requirements . ur llic lurrseealile future Shipments of hi<;h Mjl.mlc cm' In (he PrinMn.!
\\orks in 19iO louiol l^r.^.'/OO lon«
All of llic Sum»*iilc rc-er\cs .mil more th-ti 90 perrrnl of l'ic Y«ir!> Cniiyin re«cric« .ire mmralile
liy unilncronnil incthcnt^ \« uniltrcruiin-l mine- .ire cxtfinkil, I lie tlnckn"-s rf cn.il «c.iins frc'|M(i)l!\
diminishes nitli nllcmlanl c-. in pn»lurinili Lon^-teim rdiiliiui.iln.ii uf O|icr.itiiins .it '•iiiitu-i'lc
and \urk Cinjon uil! rc<|uirc I'M! ncu uii'lcrgrounil ur «iiriacc mines together null sup|Vrliii[; fdcihties,
be opcnccrtics.
l!cc.iuse K.n-cr "'led1' lnt.il m.il rt-erse« escciM us inui nce-ls Iht r n!*o «ell< .n.i ulilitv ]'..i-nl upun the ennlr.iil pnre it llrcrnili. r 31.
IC'SO. \\lnJi is siibjui to i^i.il.iliun. icvcnnci u\cr llic rciii.iiiiuii,' 2J vcar* of die cutitr.ut arc i\|«ilcd
ID c\cicd 5-100 million.
10
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A-10
In .iililitmn 1 1) it< nre I he Wk i ,im,m lc.i>c \ liuli IN fn.m pniale
iniin-i- • • iiiiniiis .is Inn,.; .is t\p!i,ri|i. ,i- i ;iT.iliuii> ire miiiluclfl uii .iru | ill n| I In- pmpcrU
IX.IIMI "mis, m mil.' i-ri jrini in | • i-» ini n u K, .inid ,r|.>itimilti- .1 !•! l.t npl.ii- diplilid
n. rii. iii.i- "mtimii-l I'ni.u.'lii.iii I1 ;. i Vi i \|-N>r..n..n m:t c it I .>: IM i .mtnii lit ir ilip \ n k I mum
MINI'- « i- «l irU'l in i n'\ P'^'l \It-l _• ;.criiul ni it I., i-t .irmll., r ii.ir >» ill In rn|mu.] in .i..(-» ihv
ijiiiliij ni ilu1 ui.il .1111 1 niiiiiiii; r, ii.Iii.,,r- i he arc.i mil !< lulK i'i. |H|KI| if .uirn|;r.vii on llic South I c.i-e. nil S.9JI-.ure
ii.nl ^nniis Wmk u- fnlrr.il and >.nif k-.J nyhu cnnirnll«.-l b\ the Lniii(nn) n|i[iniMimivlt I'l null1.
Mitnh nf llic SiinntM-lr Mine The aiMili- -il ilrilluiK iDiu'irr.icd cml i|rilil>, ln\tir.iMc iiiiiiini; o>iiilitiinU
.mil ri'>ir\i-> m in nK I.'U n illi ..... itt :i .-.. v\ rcuneril.e cual !!«• (.i>ni|i.-in\ is pr-Mvlmu in ul.i.iin
uii.'vi^iiiiiii.l iiiiinii" |icninl-. nnil Min.iif n^ht-ul"-\\j)» ai.>l lu reniie in uicrall mine ilcM-lopiLviit |.l.in
»illi i\ spui ID (Ins |j[»
I.unrttone
Ijmcsinne i< a piinfjini; element u«eJ in the l'ont>na Works' blast furnaces Kaiser Steel'*
hiiir.iuiie i((|iiircnn.iit- arc inci from nun.-,- clums owiu.l l-\ Kni-cr Mecl .1111' nnncil uriler a l.in;;-terin
ri
N.nl'inl K.IS mirs nu rc.i-i\ pulilie nlihtie< lo the Fon'ina \Voiks. the i--rlc Mountain iron ore mine, and the \.inoiis
fjl:n are subject to price increases llic contracts also proml*.
fur L.tc-rupl (in nf smite % hen nccc«'jn to snp|i.j liiLMcr pnonH u>eis \lo5l ol I'.e Cinn|Oii) s
tacihlic^ ii'ing; n.Ujr.il ^.is ha\c the ahil.it 1 1 use uiil ml nr ,.n al.erralc luil snnrcc -ni.il as li> pimluct
i;as llio^c uhii.li I axe tKinrreil during; ihe lisi live \rirs Tlie
I'inciiii ni.l I n;l-. ^'iiiiii.nn ficililii.- ciir-enlU hnvc ii'l ml *t'>'Tje (.apicitics suiimenl to alliju
ap;i.ii\ iu.i'.il. J.i il.i\» ,n.l li il.i\< u-|<—\cK. of ii|iiT.itiini iliirin; |H.-MHI|S 01 iiilcrriipliun in n.itiiral
^.is supplic, Hu c.iiiiii\si(lc and Vo-k L n\i)n cu.il mine- >ln nrx u-e natiir.il qn.
I Icilrc ly oists increase I apprii\mu\l\ 2o |<:rcnil in lt}<0 frum the prcnoiis jcar r.lcilrn costs
at llic hunting \\oiks axcr.-cnciic.ciuit.nn iron ore niiiic and at
nlliir Califoiin.1 Ldiniatin^ .mil nianiii.ii'.jriii); pi. nils o|K.r.ilrd l>« l!ic Cuni|>aji\.
Kai'ir Stitl lo date has nut ixp.r.fiicid chflKiillx in uiilainui^ adequate ^npplic of pilrnli-nn.
priKlncK, prim.irih fuel ml .inrl (; Kulmr \« mill other ineri;) :uurcc< hnueter, t'ic i ( thc«e furars aivl i< c\|ii'fil In riintiirn- In nicriM-c Xitlinn^li ilir Con , •> s 1'iyi fuel
oil consiun|iiion was soinculial beluw lf'79 lc\els, lucl oil ntc< ru~c moie than .10 percent in IWU ox>.r
1979, rillcilin;; lar|;t prue incre.iMs m tie intern. itional oil nur'-.ct
b1
11
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A-11
'I IK- Cunipim rcccnlK ua« fnm-l '.a ii-e 'ome fuel ml in tlie ]'niiiin.i Mm furnace] lo Mipplcmcnl
Ilie enerp nomi.illf obuined from rol.e !f nil.* mem riipnrc cxic««i\c rr|inr or arc •Imin nmrc tlnn
|i'.tiiil.-il lur ikiiliilinii miiinjl ill-mil Hum in I'ISl !\v-ir --In I ni.i\ l.r f.i.i.l l.i Inn i.M I ..nil lit I oil
AlliMiii.-h n-liiiril -in-|p,.iLiii!; inlunir Mill il-n mlinf i'n itml rur l>i,'i i| iml.iu- ni VI;.|.|UMI MI il Iml
ml, -tili-l iiih.il viiillii- i.in be c\|it.til lur .1- inn.; i- uiki |>n.|m inni i- I milt. I .mil iiul ml i-
nrciU'.l In i iciriui mki in llic Mi-l turn ice"
I'nilcr .in .iirri'iniuil i iili i rd nt:.> in PCS K ii-t. -lul li i-. <..|in iih I «n'i m nul-nk -.in i ' • mr
llic j»nrili 1^1 ni (hi 1 i.in ht, i U i.rk- ti\^iriM.; m r
nurLi niTiH uli'.i^iic~ KII-IT sucl In pulling ii.rl.iiii iiuiiii.ittin uiviiiu- m id. «c i:i.n.-;.| i n. -ur
M re. Ivnc.l «|i-.rnii<^ Uni- the ( I.I.||MII\ » n\\vi'ii ui-l nilr.i^ui n ..... i"ml- .ire pn-diil .» lie
iiniirnd iiiiiiiiniini- In PVO KII-IT stivl im<\ puriiUi in i.niii.ut The
agrefim lit i- Kriii
Slccl Products
Hie Coni|Mnt produces a ilncr-iiinl line cif .|Ccl null pn»lin U iilucli iiulnilc j-iilr. citi.inndl
•ln«l lu-l rnlli.l -'hi: .1 .il -C|i uclli I l.itiihnl .11 ,! li.i p,j\ nil i ill ; i-tiul- .nul -ir.n [nubuilili ij;. >liirii;e l.iuk<.
ami niilu^iri.il t<|iii[<-i)ciil
Ilot-rallcil rml gili.imzed «licc( . Cu'."t«. hinlnair. ii.iir.- lu'.itcr" liilnin-. r.nlr<>i«l
w. .icnciiluir.il rmhinrri. ninimun^c ]iiri- nuil
niXT'^uric-. rnnlr.-ii tors' jir ilurl-, .iir (tjinliliuiiiiii;.
ruufirii; anil i»llj pi|ie
for g.ii iiiij oil j'i|)clmc!. arc cohl in quint. u u\ oilier .irc.is
The t «iit c .»p|iro\iimlcll Inlf ul nrtn-inii.[iiiii prnjal-
Nlltoii.ill). itni-lrucituit nceuuul< (or »«! »'jnx«ir.|Himi ^imil.iilv. lire urn.
Inner ni'Uiiir) <« a more un|>n thr uc~lcni -Cecl cn.irkil lti.in il m natiuiiiill^ \Uiiil
12 pcrirnt ul Ihv clccl -.luiiiicil in tin -cvm »f.ii>rn -I.ilt- i- tin |'hlc, \ilinli i- u-ul to DI.I'.C
ronl.iiner« fur the I»H| ,in .ilwut (i | luff-l -in^lc -lecl n-rr, .iccuiinlini; fur
more lli in 20 pencnl of mill n.iliom ..If <.ii;el >lnpincni- lluunir. in i>-i \\i-t. t'ir inlniiiiiliili' nulii-ir(
IS a M'rt ^ni.ill f.ictur. nccoiiiidnj; l'»r <>nK ,< pcr^cnl m llic ui-Urn ^icil in.nkLl I'm ilK, >U-cl tinrt.cli.ig
pr.iclKC- .il-n ililler in llic »i.-li.rn <-lccl inirkit \ I iri'tr |.rii|
-------
A-12
The Southern California ,-.rca. ultrrc lh* TprtLin* AVurlij is locatcrt. normally accounts for 45
(rum. MI tin- >in( <"H-.mnil in llu -tviii wolvni s:.»li.~. \tirl*wrn I .ilslujmi, ,>)>|>n>smiiht> 1^ pvr-
iriii .Hi') ihc ni!nr «-\ oUtti'v l!n riniiiinni; .to) |«TCHII I s MLcl i'nr|n>i,ii ..... ufvr.iio .1 fulli
llll.-|.i.iU'l -lc»1 ii-ll it, ir "• .1! I .ii.1' I iu I | ill .llht i-llf -In I I'll"! nhsill I'Timinli III mil I i, nil o m|i|-
r"IUl*1ni' ltii)'ltl' kU i •• iU viu/nl l.n.l \.\ ^ *1ui«i"i i UuhMii m Mitt I iirp'rilH'ii u|'ii iK* l*>" TIM!!
HiilU i'ii (In I'HI'IV I n.i<> uliii'i ii unrili |m"li. i lur |.r.»!iM- linn' irt' -iui.il >in ilkr ni.|< |ifl>li n!
i t II- i i i il'.-ii.i I it, -.,n \v , !• i,.i,.n ,n| \n,..ii, ll] n |.i..l nf i liimiul i iii.i- in |'ii>'Ui.l- i|'l ili>,
uil. ii»*»«l -In it Uu> .ii)' I '"^l.l .irihlui.il'i PtluT I > |T,'ilimr- nimli tlu ii.il lint )>l.ini~ mi tin
Ui I ' < > I -'i|> in ..... no .in,..:- -kj pi. .In, viliKii .in ...n^uiu, Miili IMII-. ;n,,li..t,| i,;
IMI-.I '•In I
K"n->r >-l«il -,ll- In .1 hr;f niinlnr M( .ii-lonhr- I'liinljni- il xili- t» ilic fnf hr-;c-l ru-iii-inTi in
i. all Hi (lie |.i-l lliric v,,,r. hit.' .icuJ.mlf.l inr irmn Id |>irvi.'iil t'i JO [iTicnl uf tilt. lti[.il tuim.itic »l
iTnle Imi hniK linvc avi'C.ireit mi the d-\ uf llw ln« hij;i-il nuumrt. in Ckli ill .;IL|I JIM.
llu Lii-'.iiKT .uuiuhiin^ fur iJix ijri;i-.| ^uIunK HI t.uli >iar lna inkrn I mm S lo 6 pirmK uf (lie iut,i!
.L'llUl ll VriluilL^' tif i-lliyuKtllii
Dinm'-iii <,i)c> «>i Mrc! iirmluiK arc nunliuliil t)in>ii),'h K.i».rr .Sled's o»» Mlr$ nrpuii,iti in U.ikl.ni'l. I.U9 \n^Ji-.. .uul HUIIMUII. niwj -..ilc^ n.prcjLHL.ili\cs ni 1 number of iiluv in the
nC-Mll LlliUtl tUHis
r\, irl iiblr '.ilc- ni ~(i>.l |iru.!tM- .nf'MnHol fnr 2 (Vicviil of K.n«rf ^Ictl s miiinr« fruni
<.>!<.> in* «(nl |i:orlni.i> in I "Ml. .Hid ,1 (irriviil in lulli I'C9 .iml JV7S
Import Competition
I lie m'-lcm «krl innrl-ct i-. }>inKiilni1v inlncr.iMc 1n njMipcliliun fruni forcicn slccl vr"''>^cr<,
c>j'iii.iiU ilii-f in Ilic I'-n'ifu- l'..».iii Ili-lnriC illi. \\c-l Cii.i'1 nn|Hirt pcnclnlinn |,,it lirrn .M k?m
iIiiLi'ili. ilic niiiihu.il ^\crai;c InrlNt (»ntf (i^vni\ ii7r^. ffri|^irfcif --CecT ft.!* c.ij'UuoI (irtrh jit flic (,'rmtjh
in the ui-Cini .icc) |>rr»liiilnf c.irmdii .ln<) uvrlilnulc
ilniniiO 'HitX1 ll>t ini'l-'inMliLN Kut .iilr.uUil iin.ri,i.in^ .IIIIHIIMK ni ini|>urlc'l ••U'tl lo Ihc ri'l.iluiN
«inmn' .inil iinrc iiurJiil '•mil -licl ln> uiKu lurn |>n ni Iwhm uncivil sk-iliuiLctx' ]iruiliLc-
The follfM"%' 'able c- ;.;:.VJ bj Ka;««' ''iccl fhvma iliiimicnl* r»f Heel into the scicn nr
7,112
u.n.'i
9 O1^
9.03*
8.5/5
3,830
3,530
4.32fl
3.311
2S59
2.TOC
•1,0'Jj
2,81 1
3.JOS
2.0S6
'' Hiiltl
W/r
38
44
JS
J6
31
37
28
37
31
StrfWrfl*
l,l?|i
l.WS
1.JSS
1,444
1,485
i',.lC6
\f>lt
1,72<
1^341
'H,*'
14
IB
11
17
19
18
IS
17
U
1C
1970
1974
1973
1972
1971 .
"Steel null products only.
10
-------
A-13
In 1977. m response to «ulc«prc.vt d.mni;e to tlic iloiiHMic s|a-| iiuln.tn ft.mi imhirli |.rnol
•lre\ imports Ihe L" ^ gmcrnmeiit ilrxrlnpcil 3 nucluiiKiti ulmri pnr|..iK'IK it mil. I .Uuu liri;r n.ni ..... us
t.f -tcil ilumpcil mi. i the I'-s .11 It-. ili, n ( ,,r m.iikcl |Tiii« in. I u.iuM llun itvxtt ...... i,.liu,- inn-
dumping in\r-lii;M< I n-i-nr\ I U |. irnnciil - .mil\-i< ..I -Uilmikm:;
ai.il If.-m-i'iiruiion co-Is of .lipjuc-e ul- >..»
nti'ie l.i l.c llic hiiiM >m«li' t.nii|Hli|..r li.i.l ]n kn-.r >-Ul| „„) ,,,„!,„„( ,., .r^.m -U.MII; |.iuc
ri..iii^iilt.>n \\i-i ini.| uii|uii~ MI PS'l wire i,V.niM,i |..n. ill, ilm.l I ._ii,..| i.nl|i.iei ,,n u.i.r.l
i.|inl l.i Ilir rvninl -41 iKrcvnl iinrUl -lure -il in 1'>7S .111. 1 iu.ul. iiij.lt m iM-milnl In \<\ v.uil
nndutiu tile
lloucicr. in the opimnn if k.n~ir Si«l'« M.nnciiiicni, llic ll'\l .li.l |>l.» .1 -H.TUIK ..it rule in
rc-lwi'inK llic rlnr.iuir of llic \Vc>l I DIM ticcl nurl><( fimr In IIII|«I.IIHIII m llic TI'M. mi|»jrs from
J.i|>.in aciomili-i! for np|iliuii ni llu nn|-.rr Hid.r til llic imikil Ji.niuvi1
Siccl pru 1.1 llic I .ui.pmn I.C.-IMIIIH (. .HIIIIHICIIH ninth In. I |.r\tn. ji|.im.t prn, lim-l >n;tl In. mluif.1 iC*
slutc uf llic \U-l ti).i»l ini|xjrl nmkel In nnpniMiiMlcK ('I pcriir.i MIUI ilic IIII|..I-LI on ul elu- I I'M
In Minli 11>)(1 ('«; Vsircl I nt|c.iii |nuJui.cr>
'llic I' S. lunmiiric l>c|MrUiRiil, in uliuli j.liniili-lr ilitm nf llic I I'M n.i< inn^ftrrnl in hiiiui;
19SO. su;pciulcil I'lt TI'M folloviinq tlic filmi; of US Slccl's cuniplnnls A^.nnlmj; lo juihli-lu J
rc|«ni«, Cuimiicrcc ulTici.iK Mill ih.il llic s^lcin u.is crc.ildi .1-. .111 .ilUTii.ih\c lu majur anliiliiiiipini;
coiii].l.inil> ."ul lli.il «illi llic conipliini^ lining licen tilcil Ilic IJIM- i.ir I I'M iui loni;cr CMMVI| liclitciu
^l.lrlll .iii.l I MuNr ul I'.W). n.j iiii.niiiiriii); ur .nilnliiiiipiM); .Icnn \\.IH in ilkii. iriMlini; tli.uiiii. >inl
lil.irUt I tun. Ltln in*
In J^ciniiiiif: il> imc-li|;ili<>n of llic .iiili«liiiiipni|; cnni|iliiiil». lilt liiicniiliuiul I r.nlc Coiiiini«ii,ri
i'-ucil .1 (irchiiiiinri fui'lui.' lli.il dtinipul ml..iMv injuri in llic ilium'-lit siirl iinlu-iri
Kai-tr Slccl |>niM.lcil If-liinoni nnrl .l.it.i m «up(x>rl of llic .inliiliiiii|>iii|; iim]|>l.iml- .mil .ilxi j"ilit.| ullicr
iluiiiC'-lic Slccl prmluicrs in |icliliuii.iii; tlic U -V guicrmncnt in rcinsijic .11: imiiruifl J I'M anil lu
prompt I) anil lull) cnfonc llic Iroili. l.ius.
In October 19SO, US Slccl nulidrcn us aiiiiilviiiipnij i.uiii|ihinl> nml llic I' S |,'u\cnimciil run-
iht TriK^cr Prue Mcili.ini>ni The rcm-iMcil "I I'M nnii.ini» -.CMM! inn ur ttrwinral ilnnpc^.
iiicluiluii; a pruMsiuu lu illicit Miri:o in import bv pnnluil .unl In tumilr\ uf origin k.n>cr Slid
rcccucil a cuiiuiiitinciil from llicn L' S (.utnincnc Sciril.in I'lulip M Klnl^iiicL Dial ni;iL rc^'iun.il i;iiulclini;- II.KV U-.'n l
K-u«rr Steel ainlnunccd in l.ile October lint u tmj l>c furocil (n file .infnlnnininK luiiipl.iinK .ig,iincrccnt (.ipiiroMiiulcL 2 millum Inn-) on .1 ii.ilii>nui(k basis
Tlic rein^l.itcinrnl of lri|;qor pnrcs in l.ilc 10SO is c\pcil?il lu liriii^ snine 'libililj lu the m.irkil
Dun up I9SO, buih Slccl jnoduccrs and (iiMomcri »crc .siilijuicil lu llic unrcrnintit, o( tlic suspension
n
-------
A-14
ami IIIIT mn-i.neniiiit nf tlie Tl'\l. C.IIMIII; tpcinlilivr Inn in;; imrr'a'fil to rulti.il ri>ii>iiin[i!i<>n nciiK
Kun-l >li mi-ill i>i Iiii'v'ir |>riic» .il-u |ini\uli> .1 lli»ir mvk-i uupnu pi-to. winch procnl* furoqii |mi-
iliinr- Hutu nnh-sini: il'tn -led prus- -,ii;iiiiu^ tu -ill fuuii;ii -u-cl it .lomc-tic pmcs minus a rcri.nu
(intnl
Environnicni.il Considerations
*.. !•. .1 nil: •• .1 I'M', ill.,11 MI I1"! I'IIMII •' -In ( ' MI I"-' ki-.r --ul> i i|iil il
l\|1l'.|l!llll . I'll ii|lllf ml III l,"lll,,l I'. I' ,ll-,'lll , ,1 Mll'.nil- III! .. I! I '.UK. III II II- -lid Hull
.rt.l ! 111 ' m lii, il .1 ',i -r..vi .1.11 M'tinil'.!! 'i i .,-'< .1 ! l i |K m; 1.1-1-
lor »IIMT i-iiinl i ni i.il |-iir;«»i- .U .ill tinl'tii- mr- i| |>r»\im nilt IvS mil KIM n lr', .mil n^iil.Liinii. .1- ilu-i nl k- in .nr niuln\ .it K.n-tr ^Iccl « I'.nunm UnrL>.
—ilic I" ^ 1 miriiiuni KiM'nuuiHiii \IMIII 11 I'M llu-(..ilif.-inia \ir UrMiurns linanl (AKI'l anil
llii ••..-illi I un-l \ir l_)inln; M.iii-^iiiuni Di-Irui --v \n\[lli --i-• 1'i/n. llir (.11111)11111 II l~ li«n
ii|Ki.i'in.- ii".!^ i u n ml iln.ru- i|nrlnnnl ..f JIMHC ami
.I|I|TK\I.| In ilif 1. i II-IIM I imii inr ili. iinir-I III Irut m i ili-.inui tu«liT !!.«• limn Air \il
I lii. <«n< .it il'.rio ^|K lin •* .1 "I'l.'ilnU Inr n ^'illui,* i luirunnit IL. I M nln U h.r ^ctt vm n|vriliiiii- nl
llu- I mil mi \\nrk- ,i~ [inn <>| ilu Lmupiin ^ -lulmikmi; IIHK|I mi/al.on pro^i-im Ilic r>ri>t:r.iii> un-
nil'pnril M *•<. MJ^IU m !""<' I In imi-nil iluui1 > i .unui'lul in i'T". rnl'imiiij .n.n> rn.nl Klmin
llu li>ni|'inv 111? I I'V ainl llii. M\l'. In iiulink .I'Mil ..'ill >ini--:i>n cuiiln>N lor mkc mrn i>|irnlnuis
.11111 hi rn|iiirL it ri.nn inn.'ii n1^ ^iinikc1 ri'iilml \\uik |M.II luc-
lit* f t[>i(.il OK! i'f .i rcqui'ol I'j
thf .iiiuri'lul ron-cnl dtrirrc, p.lrticubrl) in cniiimliini «n'i coLoiiuUms; o|>craUms LnLcmikini; ui%cKi-
b.iknij iii.ll .11 Ingli lini|ii;rimrr^ fur liunj liuuis 1 HL'iluc iniisiiuii< »U} re fruin utrr.il ii|niiiiim
in rich of llie tomp.ni> s 315 coke u\cn> a^ I lie uul is ih.irucd (Ju.npcil) lino the rnent. lukdl into
Cute ami llicn |iu--licil i i(.nin\cil i inuii die miii- A f 1J niillinii tuVc oven (;.i^ ili'-iilinri7.ilion M^kill
KM liroiiKlii en -Iri.nn in 1 He I'JSO lirun;iiip ml c min qi- t.1 lu-|in>!uil from (lie i<>l.m£ |iriKC-.s) into
rompli.iiKC witli S(..\OMI) rule- llunticr, »i\cr.il u-licr ]n.p;nl^ .]i-i,;nc.| lu tuinrul cuke plant cmis-
*>ll)ll^ ll.lXi' l^.^L'MLIll Lll IIIUiiMIIL'lll .Illil ilt>l^ll IllllUt .Illil II HI MnE Uvll ^KCLL^^flllK C^IM|rli. l('l
K.T^n Sul In- IK n .ilile to minpli v illi liir -Ju.luli; rn|-iMi:il i n Icr :hc .uiHlnli'1 mugful ilicrcc
'k-l'ilc ilic-f c .irt- (in.,un.tr,.! In ~m Ii IIUIMII.I in.,. :lu- >..,IM.,H, is ti.|'.i K.| In i \ llu- I l'\
nf llu H.TCIIIS inr llu' ililix .nut .il-u nni-1 uliLiin .1 v nutnc IK/III *>!. \OM1) lu cimlinu? mnr>i.il ruki-
nul.ili,'i'pi.'r.ili(i:i- inililllic rnn--mn imilnil t inline- m- i"iii|>lrul -.itit'-'.flilli.
In l.i(c PSO. K.:i-cr ^ucl nn,-'>'iiUil .1 Mi|inl.iiinii Mith ilic I l'\ ainl ilic t1 S Dcjiarliiicnt uf
Ju-lui iui)ih[\ in^ ilic .iincnilc'l LIIII-I ni i ILI. n i \\nli n-t-n t tri tukc mcit njicratif.n- 11 c «(I|UI),J|IMI niMili!
I-MIIK! (lie linn l» «'in|>ltlc Loll-In.'linn til m!.t.- |m lun^ 1.1111—mn Ci'iitroli un .1 lnlUT\ uf ni|iin>
lu cin|il'jy ccn.iin cnkc uven ciH|ilmi\-. in .HiunLnm. nitlt uui(i|«'rj:^: 111.111111111; ,i|,'riuHL'nl-. lnslL.ul
\2
-------
A-15
of ihc in IMIIIIII: .ii'rrrniciiK ilii* -lipiilili'in rilU lnr i |Ti^r.lnl i«f «rlf miinilnrin; nl ( ukc i" i'n •.iiii—.iuii.
V itli riv."!1 if n-Kirlni'.: 'ii llii: I 1' \ llu -tii'iil iti»n li.i> lull li»li;ol mill I In I *• I'l-'rul ("niirl in I m
\ii!:.le- inr ip!>ini.il lluuitrr llu l'iiic-1 v*«il«'irkcr-. m \ni-in il'^U \^ .nul ctriim nf n«
Illilll I III li IIU'llll'lT* ll I* I Ml1'! iiliu < Ill'll* (if (I I' ;T"|«'M'I • '* It IM'II I'l llu Mll'illlll.1 l.'Ti'llll III*- I lie I ' ^
IVpMuKiit nl liMui In*. 1-I.I-I tlu1 I HUM lii *lrlii|nil n n MI I1 i ( niii|>im uilllnM III-M* In
iliti'. tthi.il*, r |.< r,l.mi.l i|. i-i.ml i • ikr • .\ < n *. • .r Miri-nll i|. ..•'.. ,..ui« in uln. I- i 1-1 « n.ir-ii-rn- il
in irn1 IK i I* un 1 1-1 It1 l'li n I I l.i* 4 i mil* -in i!*ii M ill l*i il- i lii IK in i'i i*. ill i |)>i I " V\ ^ n ; K'MI^
: i iniitiij li 1 1 U i^ |. n i Hi ilu nti'ii il I.I-II. i n. i l> i. „ i run-- r-r m *•»- \- |-iri nf 1 1 i* -In-nl i"nii lie * "iii-
|«m In- 1^111 I tn | 11 I In' -HI i nl < In lli"l ,n n,|| ., n|, i .,111 nl nit. . I mi i. nl llu ' mli ' *>l iU> in>nii;
mil of llir (iiin]iin\ - Inliirr 1. 1 n..n|.lilo iiiii.iriiiituii n | ii-liun; omlnil ri|iii|niicii( nil i killrry (if
n en* In I inirin 1 . 1*^1
The Li'iM.1111% r-'ii'iinu— tn ri'itiM.- ciTitiKii- fur -.mlij iv..' n *•'< \(1*\IM rul** icmonim,; vi-itiK1 CIIIK
•IIIIIK .tlln\M.il trimi llu' I mil mi ml.r pi. ml ii|iirniinii- \l DomiiluT .11 I°SO llicrr ucrf fl\ »illi Ihc I l'\ rn; inlini; llir llml fur in-l illintj inn—um rniilniK fur I In' Innlini Mii inifl ilii* miiiirriiii'iit* nf i ^('VOMI) >i*tlilr II|MUI\ rnlt; 'Ihc ruK( i* inniric-
alilc lii llir I l'\ .11 .1 p.iri of the .i[.|inm.| Mile liii|i|rini-ril.iluiii fl.in nn>lcr Ilic Ckin Air Act
A rcpnrl fircpirtil hi rnii-nlt nil-. In ttu1 I ]'\ ri'^.inhii!; nlUTnilnc inntr'tl ^i^lcni'* \ilrih cmilil he
rc(;iiircil u ihriici lint unnj klr miiiniN ciuilil ui-l llic (^•lll||.^n^ $f>7 million .in.l pirliil rmln.K tnnM
C'i-t f I S iinlli'iii \\luk Ilic li.iii|-in\ li.i> mil «iin|i|i.ltil H- rviicu four l)l.i>.« furii.icr c.i-llniii--c- I-'urllicr
Amrnilniriils or nimhl'iolnm- in Ihc .iniriulci! imKi'iil ilnr^c imiM roMill frniu llic'c ili-cii^-inns.
On anntlur ni.unr llic I I'\ his .illri-ril ilul rn\ilc\iili'i| mill Uilinu.il il.il.i t>n i|iu'lu.li Inner npcr.ilii>ii«. lull 111*: nul id
mihr.-ilcil iiliil rlnn-,..-. u itm rc|inrc In rrniuli llu- .illi--iJ |irnlilcin I lit I .im|nm hclicirt ili.il H-.
quench limrr*. .ire .ililr tn mtil .ill uimiil SLAOMI) rnlci nil' I llic Sliic lni|ilci]Kiil.ilion TLin
K.ii'cr '•ifcl'- i. HIM:- lncnii.il .it I",ii;li' ^Iniinl.iin. Cnlifnmt.! . ^'ork Cimnn. N'CH MCMCO. ami Sunny-
side, Utah, al-o.ire subject tocnurunnienlnl innlrnU The I .iflc Mnunl.iin iron ore mine KMi.hin llir s.iuie
rcr^jblon jun-.itirliun at llic l-')nl.ina \\orks A nc» Liilin^ |x>ml is b: inj; canccii proicn lo prcicnl cxcc^'rt snlpliatc fiiunil in llic mine l.nhncs irom
sccpiii** into *hc ••rniinil u.iur i.nppli \\ ll lln.lnl
York Oin)nn mminq r>|H.rnlidii'i • re ^uhjcct In re-'nlilion ami in*>|iccUnn bi the N'ci\ Mexiio
nr^irltiunl ni I in rj,'i .mil Mimril — DIM-IMM .iml ill"
fir-l half of I'ISI). llic I'funpini rmiiirl nnlii.(.s frnin DM M uliuli .ilh^-fil 7 M(ilili(jn> n! tt.ili rtgul.i
limit cmin mini1 Milinunl iniilrnl .iiul Inp-uil [iiiim.il prulm^ v.i-lc ili-ilm^i .mil U nn rmiilti ri.lncc
I'hi' -i. in >lu i > nnnliiil no muni I in |n n iltu-. .mil llu (_i'm|i.iii) li.i- rnnii'tclcil .ili.ilritu nl in llic .••l
\iiil.iliuii-. llic l.iiiiip.inv riunul .1 fiirllur iiniin. of mil iiinn*. fn.in I)M\I in SipkinU'r ("SO .il
3 in-Lincc< uf impmpcr rrii-inn cnnlrnl Lull punliu . .i---i'"ipici to Ihi-e nnltcr- tol.illul
S2.-IOO Iruluuil fnini the SO. 500 iinli.illi |irn|ni-i'il). .iiul llic Cuni]>niu IMS crmi|>li. led .ibilcmcnt of
llir «.ro~ii-'ii pruliknis
13
1G
-------
A-16
Tin' Cutnpaiit'» Vnik (..imnn ininiii.' npirjlioiis ,iUn »\crc -ulijut lu ripil.Hiun ami III-|HI.N) \l>iMi,uil iutl uc Mining .\p|n il- in lln:
l)ip.irlinuil nf llu liiurmr In AiiuiM l''Sl) llu Li'inp-in\ hit il i pililiun fur n\uu uf llir-c >lm«iuns
i-n iniHiilnril criiiiiiiU in llic I mini Nut.- Di.lrut 1. mil fur llir l)i«lnil ul Niu MCMCO «liuli i.
I'rii'luii; 1 In- f.uluil ,i.ilnr it i--m« r.ii-ic| tn ihc IUH I "SO ()sM tiuluo ul' Mnl.iliun ln\c 1'Ci'ii
lii'.inl lii .iilimiiMMUM- I ni ]inl',T> in llir l>i|'iilniiiil of I he Inlinur in IIM.I scpir.il c prmiri'.iiiti^ .iml
iliM>uin« nrr nuu Imni; .-i».ninl lulnl MM! (unilnc- uf Sll MKl iiuruilU ari- |>ro|iliiitniii% ^lininHni; fruin inriuus nifi UXM In April 197'). ihc I'lunpniiv riifi\iil iiolici< fruin holli
.T.'iikMC- .ilk|;in^ lliit Ilic (. i«n|>.in\'-. tir.iiiui, MI-;HIH|iii.iUc rr|;iil.iii(in> lucanic
(iii'itiii, uf ii-in; ui.il u.isli iiuliriil fur -nrf.um^ ,icic«i rixnN in \.IIKIIU 'nine ,inas at bunm5«lc
\u>l.ilnl -IHe .iml inknl iTiiniii)! ri|;iil.iliiiii> 1'iir-uint lo an a^rnnunt uilli IXJCiM. llu Compnm
cuniluilnl .1 um.-M.ir -.\\i\\\ tu ililirnnni lliv niMriiniiiriilil IIH|UI.I of tin cu.il ua lint no ln\u ur nciiln MI|I.IEC \ lic.irmc \nlli
I)UG.\' lii= tn'cn silmluliil for Lite M.irili I OS I lo ililiniinic uli.il .iluli-nicnl IIUr.M in.i\ rrqinri'
ADI] uluihiT KII-IT Stul uill bi- .illnMiil lu ri -n ne it- cual u.i-U pr.iiiicc O^M u.i^ licit .1 parti to llic
onc-M'ir Urn I*, nqrci niciil .unl has .ISM--II-I! civil pnuliii-s of $.1.SOO inch fnr llii: alleged coal \\9slv
pM.Ncm .iii'l a ]i.iiil mil pcniltus of 51,170 in [JOCrM .inn> rrK.inlmu ••uuil.ir niitlcrs Imsr l>mi rcmvcil fium OOCtM in I'JSI, lint mil pcn.iliic- line
not )it IKtn projio.id
Central
In MJV 1?RO. ihc I.TA is-mil n ^illations iiml.r llit Rcsc.urri- CI>II-IT>J|I(III ami Niroicn Act of
1976 proMdnij; for .1 li.-7Ti.lnu- »,<>ii. i.i-ii.ij.-un> in «• -Inn I -icli Kiiiii.ilnr uf liar minus u.islc un«
ti-quin-J to appl) fnr |iiiinils fur In.iln-int, !m,i(;c .mil I|I-|>D .il uf lu/nnlini- un-li \iy N'mcmlicr 19.
P80. .1! ulncli IIMIC tlic.ippln.ini Im mic -ul'jul lu >trint;inl interim -l.itus stjniLirils ri^jnlini; )iiz.inlon>
ii.i-lr iii.ini|;inicnl In Lnliiiirtiu ulmli !(.!•> i]»aliiinl .1 l.iznnlnii- u.i-ic iiLina^ciiicnt prdiir.ini tnulir
llir fnlir.ll Ait in cnmuilirin wild llir -lili-s nun <\i.nr^ li.i/ inlni.< «j-t-u.mcc of pi mill- .mil .inj'« tli. ln>:ikinp; milling .inil
(ibrnalinf; nptr.ili(in< nri1 \ ihc I 1'A rcyiil idon«, Kai
-------
A-17
Stall* Pi^tnit Onirl fur llu Pi^lni'i nf Oiliiinlui .i<>kiii£ tin1 Cinnl In u\riN llic 1T\ i ebullition-*
K.II-CT ""tccl nul 7 "llur -tcil C'linpnmi- lint mmul In jmn in tin- .i rimiiiitiiii);
In -null ihr I l'\ n "ill Hum- in iinKr liiclnmli ulnt ilup in-l- ul iinnpli IML'C »i[li llu' h i/.inl<>n» w.i-ti
min.Vi .innt |Tno mi nii^u In- I' i.in 1'C i\]NiUil. Itimiur llnl -tn.il cn-N "ill l>c -i^'iiiliont
In InU 1"SO. t>ic I l'\ i»-iiwl 1-n.l itt'iiIilniiiN in iiii|.linuiit tlu- .i.-i.-muil .iml mHnlum
of limit] itufv pciuliir* umlcr the Llein \ir Ail fur *mirict in>l in kiimpli.uiic \nlli .I;»]I|K.I[I|C tun—inn
lii- I* < n m-.i'ul* 1 hi \'~l \'||IIT^'I l!ii 1 l'\ iiKhiiliil ih il ^imriJ i iilnniini nt i>l Mil n ^nl IIHUI*
VI" 'III I H'l I.! 1 IU1 nil ( lll-l (I \ 1 , I '>! ItU I \Mlhll ttlv I--IUIU1 HI lt*lUl » i>l tl»IKifll| ll Hill I-f Until liilnl liu-i inii| ii4iipllli in-l |M\ *ul'-l mil i) |-i n illn - \ i> ii-inl ml 1m tilt II'A
rf|»iK.itii|>li IIM \iluil IIIMIUIII liiminr |>ii>li.iliK MiniM ilijnii'l m ilit iniiiiniic
of thrill the iiilii'iiunli lilig.itinn .1111] .tn\ ^piulii liti^ilittii in^iiiiiinl li\ tlii. LtiinjMiu
\Micn (Ti'-cnl rniirniiiiiiiiiil nmlrol prnjut- m.il -|>, inhn^ uiimuilnHnK .in ii>iii|.KiciI. llii- (."m-
pim \vill HIM niiilc i.ipiLif iNiim'hiutv* nt • ]^n«iMiiiitvh ^1^3 million lor tn\inunuc.it.il tinitrul ^inci.
liMJ Tin l"inii;niu i muni fiirn.iNi iiiniiiiK uh.ir .illlilinii.il t\|r hit lit i nnllmiim imilnl rm'lil blinil- UIIUIMT fiilnri: |«illiiliiiii iniilrnl i.i|ni.il i
umM IK: >ii;iiiiii.iiit. uiil n|ici,ilniL,' .iml iii.nnuiiiiiu1 fu-lN .ire cvpcilol In iiiin-.i-r.
FABRICATED PRODUCTS CROUP
Operating Results
The Gmipanj & r.ilinc..tcil frmlmK rirnnji iijici.ilcil •ub»l,iutiall) bckiu cip.uitv in I*>SO
f.il»riiMliir> II.IM lu^t iiin^uli r ililo lui^iiii1-^ l«i fuitii^n f.ilrni.itnr^. |t,irllilil.uli in tin f.ihni.Until nnd
.i~-Miilil\ tit nit-lime ml iNpUii.aion .in>l ilrillut^ i-l.itl'irm- livpxin'.iii^ mi llic -i/k "( llic pl.ilfiiriix.
KJI-IT sl'il lin- tin i.ipuili In f.ihrii.ilr .mil i-- nnlilc .1- iii.ini ,i< fur iifl-lmrc pblfnrni^ c.nh )>.ir in
fl- nnnni ,i«iiulih iinl- llu\\rMr n- .1 ii-'ili n( ^i\irr |irm cuMigiiiiiiini (ruin nur-.i.i- Iibntati>r«,
the lomp.ini currcmU li.i> unit line ^in.ill |iriiil.iilinii plilfurin .nnl the ilrtk- .mil n|>cr.iliiii; inuiliilcs
lum -muni iiiijur ].l
Shipiiu nfv—000> int imix 185 287 2>S
Tot.il mcmic—millions-jf S ?IX>9 $2355 $\Ui'>
ii^ pmiit iln^)*—niillnuiMif S (M) Jl" 49'*
• Dcfc-e inicrr«( inrnnic ami CNpci^c .ind titi.illoc.itcil
•• Ki>>t.itnl In roller! .1 iluii-c in .uniiiutiiiK fur cxli.inli.il t.viilioii UciuliK
Mnjnr prujc\t^ iinn nnil erciliun \\nrk fur luo idnuncrcial roni-
plcscs .iml one IS Mur\ nflKC IniiMini; in ^millurii (..ilifiirnii. f.ilini.itiuii <>! -tccl -ki nlxjvc Iliv |x.riiiafrt>an Ninlli Slnpc. [.ilinr.ilinn .unl irnluni nf llic culler cpan
of a rcphiciucnl liri'tt'c .icux- nnitliom >iii i-r.inuMu )'•». ami f.ilniL.iliuu .iml rrcilion of l.iunch
complex f.iciliiie. for the -p.icc Muiltlc prujcil .il V.iiiik'nliiiri; ^ir IVrrc M.iiC, C.ilifnr'n.i
Kaiser Stcd't iinkr ki<.klnK- fur f.iln u.ilcil pro"knl^ M D.'iemlicr 51. ICJSO nml 1079, ucre »5
follow i
(Utr (KMcg Otcimbci 31.
19iO IfH
I'lhricatcil pioducK . S10d.SOO.000 S^I.IGO.CVIO
)l i« c-liiniU.I tint .ippriiMinilch 5"0 iiiillinii nt llic UoK.nlirr .11, \Vtf), nnlrr iKiikln^ 'or f.ilinc.itrrl
prodiiit* \\ill be filkil by llic cud of 1('81.
IS
-------
A-18
The oullrok for major f.iliricaleil prn;crls in I"SI ami (•rimnl dcpcndi n>. .mil opin-m is and ml ni M i;.i- |npilmv |>rojivl- lliruuji.ini the ( >
.111.1 iliri'ul IMhcr work nniM mtm Innn I S Deun-e llt|-iriiiKin |.i..ji\t- .111.1 I nun ilic m.-lmi
hem cun-iimiinii nurkcl in Kincnl l"\|»irt «.ik'» nuiniiiii.il fur 3 pcriciu ui revenue* imm *ali> uf
I iliru.iUd I'rudiiil- in l'':'0, I ]>i runt in i'TM.iinl j {xiivnl in .'>'¥
K n-if *•!<•! I i- -It 'Kin:; i.iii-lnlK ll >• Minlim). Mr .iiUijii itc rrinrn* (nun ili« ~lrvulin.il i.ilinc.ilin>:
• In j> i i.iuuii iM.I - in.nun miiini f I.Tnlnu- l\.i i- cnmiTiiiii^
. i ki>.il i iO i>|»'. •(>• 11 ui ilif-t1 lull li«.^ Mill In' tn i li1 lii~cn iinruil anil i\|n*ilvt| nnr'.t't* nrur.
i:i I |-n-!n. i. i) iii>u
i M llul lii.i- Kii-ir *-lnl rlciMil il* ) IIIIMIII !n;)ii vinl pi»lmls pLml M mli I, ]''SI I In- rlu>iin-
HI- il.< in 'ni:li IcicK "f ini|>-iricil -ice" .mil .1 iiinfiiiinu- ,k|'H~-c.l nurkrl lur ilic |.l.nii'« |>ri»lims.
uliuli ii-iliuli'l r.ul i ir ilous .UK! .1 ixrn-it ul full funiml |.r.«lncK sui.li a-. C-tlkiiiiitl< 'Ilic |'l.ml
«.n.|.l.n^i| .ii'i'ruMiii.iirlk 1-40 pruplc
Products and Facilities
K.nscr Plcrl •« 1 aliriralcil I'rmliict* Group i< ont of onh Ilircc nnjor f.ilinc.itors on ilic \Vc-l Cui«l
llw dii'iii' iil>rui!i> liri;i ilnnntir u.ilir |>i|n- jiir^urc M»C!> iill^urc ml ami R.I%. r\|>lijriliun
.ill'l iliilnrij i.tilli.n i.. .iinl ilium I Mi|i|inil- .Mill lnur. Il il-n l.iliru.ilf. .mil , mU Ini.lpis .nul liiiil.lin^^.
am! (IcMtni .ni.| iiMiiuiiittirc- i^iiirnnail In pnxluic line |«|< .Snl/.iilnrj cvrr.iluin, nnnuInline «ti<-l
ilrunis ,-iml |>iil<, mcrlnnml nml ^Iruiliir.il Mccl liilin1; .mil i.lhcr li^lit «tccl |>n*lncLs I hr-c .1^luil.i'«
ulilin'l .i|'[ini\iiiiitil> '} |it:r>riit in I he iiu']iiit ul ll'c I mil. in i \\ui 1» in I'.tfO I he rullimiili; I ililc *huu-
11 ic ]inihi|nl i.mhlics nf Ilic Ciniup.
N.ipi I.iLncDlion 1'l.int
ri.ilc Knbric.iiuin n.int
I ont.iru Struilur.il r.ilinr.it nn I'lmt
O.i!.'anil .M.Tiitc A
\alk|o Marine
Stimprd
V.inl
Vanl
This plant is the most completed equipped f.irihu for «lerl
plate f-ibruatioii in L".iliforin.i I lit- |.!.-MI. lucalcd un ,1 ',Si-
acre «ne un Ilic nauijalile i\ap.i Kr.er vilh 3ite»< In .Mil
Francisco IJa), Ins shops. o\crlicairders. lieams and l.inl uith snpln asscniMx \.i.d l-i> a TV) N»n Imii; dri|i draft «IM« ill un
«•< II) jcrc "He iin! di:|iualtr.«i(.< iiilmilfir li»c.i I in. >.inl
is ideal for as5f"'-l\ and tl'ipmcnl of Idrge marine struc-
ture;.
Ihc ni.inH prvidi t- nl lln- pi mi ,ir: li^lit .iiul iniiliiini iU>u
truik ir.i.nr nini/irtnl-. ,\--\i .lilid Ir.lii ami nirilnnn ilutv
Irnik fiaiius. .mil M.imped urc'is fur llie u.itcr lic.ilcr lank
miiiiir.iciurini; iii
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A-19
Kai-er ?tei'l Tubing, Inc Tliis subsidiary is the \\'est'< largest manufacturer of me-
chanical anil structural lulling 'I he compinv s II S tire »nc
near Los Angeles lias a 2SU.IXX1 «qn.ire foot manufaeliirnij:
facilil) consisting of «cxon lube mills ollcnn^ i xancl) of
utc*. gauge* ."id ltimhr» I ml u-iinl ihc CDm|>an)'s products
include mi Hi >r home frame-, cxti.iusi. pipes. bicxclcs anil
furniture I'lic companx ha* 3 licit er« Dr.im is enfiperl in m.imif.iiiurini:
and -ii.irkclmi; ilccl iiintaiiuis in Ihc L'niird Sliic- .Neu
containers ranije in size (ruin 3',! q.illon pint lo 55 f.illcjn
slrtl drums New tteel drums arc in iiinfa\.lureJ nl facilities
al lot Angeles, California. KtJimonil, California, anil 1'ort-
land. Oregon New steel pails are manufiKliired al Los
Anyclcs anil Kulmiond 1 he cumpin) oixntes its own litli-
ography proilui.tion plont for n ctal decoration of -.(ci'l con-
taintr> \\ t- the l.ir^i-t ni.inuf Klurir of ilctl cuiit.iinfrj in
the western US ainl alvi nperjies fitc drum rcroiuliiiunin';
plants in California and Oregon, nuikinj; it one of the largest
rxundilidnert in llic \inilil Drum anil pail shipments tot-illcil
approMin.ilclj 36.UXJ luns in 1VSO. 1 lie cuinpjit) .ilso
operates .in injcciion moliK.il plastics producliun plant ne.ir
Los Angeles
EMPLOYEES
As of December 31. 1980. Kaiser Ptcvl cinplincj a (ulal of 11.002 [icoplc, cnni|i.ucj mil) 12,665 al
>e.ir mil 1079 The rcilmlinn in the Company's total uurUluric ri-^iiltt from rciluccil lex els of operations
al tlie rlu)«b on active I. no/7 st.ltux, eo:ii|urcs anil apply In the period
bcluecn Anpu^l 1. 1'ASO anil Jul> 31, 15S3 ISecai^e Kaiser Steel VL.I* contrjclually ubh|;.itcil to frilbxv
proxision^ c'int.iiiicil in the rutiorul cull^livv- har^animj; .icreriTients. the economic provisions (if the
Company's I '.ISO ^recmcnls wnh the US\\'\ are comparable lo the I '.'SO national steel imlimry •ritlc-
menl Ilrmctcr since tins contractu.il obligation was eliminated from the Company's I9PO ?(;rrcnii.ins.
the parties \%ill not necessarily be bound b) the lemis of the 1933 naliun.il siccl mduslr)' settlement
During 1030, l\Ji*cr Steel also ncRoliatcd next cnllcclixe bargaining agreements with \arious unions
representing uii|'lo>ccs jt the iN'apa ,ind l;onl,in.i fabnc.idng facilities, ihe Vallcjo niscinbly yard, and
drum maimiacturinf; plants in California and Oregon
Agreement* eox-enng approximate!/ ROO emplojee* at the Companj's Ixxo coal mine* etpire Ma.ch
27. 19SI, null the termination of national cujl agreement: The nc\x naliunal contract ts bring necu-
lialcd by the HIIUTIIIMOU-* Con I Opcralors A--ociatioii M!(_O'\), of \\lmli Kni»ir ^Uil !•> a manner.
A 111-ihx njtiiiiiMiilc cuil -trike in 1778 winch resulted uhrn the I'f.O \ nnil I lie L'nited Mine Uorker^
of America were unable to reach agreement on >'ie tcniis and conditions of a nexv contract, seriously
affected (he level of operations at Kaiser Sect's Tontana Works at tha: time A similar work stoppage
in 1"S1 cuiild scxercl; reduce cuke oxen operations at the Fiintana \\urks The Company had a 2 month
imenlory of coal al Font.ina on Februar) 28, 1931
17
-------
A-20
ITOI 2. Prnprrlir*
I lit, iiilurnijiiun icrruircil V»y lln« Item 15 mcltiuVil in an»^cr to Item 1.
IT) M 3. Ix^al I'rnrrnlinpi
1'or infuimatiun cunccrinn); legal procccilini;s, sec "i.TiMruninenial Lonsiiltr.iliuin ' in lu..i 1 licrcnf
ITI'M 1. er*»rin Oim-mliip of Crrlnin llrnriinal Oviimninl Mamicriiiriil
I Li. in Iur MI iii*tn Ki;iiirl Mmit'iiiliiiiii.- ul \l itn^i incnl ' un IM^I'N M In \l> ril J-l, IVSI. \\liuli i^ Inui^ likil (lur^i nit lo Ki};iil.itiun 1-1 V
>ihli «nlii'ii« are iinur|«iir.itc>l lirrvm In rci:rcine ^» »niri|im« wnli Otiicril InsiriuiMjii Oi J) l".\rc|it
fi>r Miih tlchiulivc
!'ru\\ M.ilcinnit i-. nut to lie deemed lilcil .i> p.irl oi tin- aiinii.il rr|jurl un 1'urri 10-K.
iic Offirrrs of KniocrSlrel
The i.iljnnjlmn set forth herein u furnished pursuant lo Instruction 4 to Ilcm J(b) of licsulation
S-K
The follnwinc table li«t«. as of Mnrch 1. IGSt, llir nunr< aiul aq« of cscli of Ihe excciilivc otlictrs
of K.nscr Slccl, (he jcar in uhi-h each 01 <:ucli persons Tirsl Iwc.irnc an cxccuinc ofl'ccr. ,ini:r-un .11 .M.irih I, I'.'Sl l!\milne oliiicrs ,tre clcilcd
fur inilvlinnc terms of uOice There is no Miiiilv icl.itioii>lii|i between nn\ o( »ucli j'Cisons
Vimi
Slephcn A Ciitard
Knl.mil A Kjcllaml
Gi-r.iM (., I crro
Kuliiril N Gary .
James A M.IRRIIII
J.imrs U Mr/Caught?
Itcm.irtl f" OUcn
Jamrs T \\ill
\V. Kajniontl Woman
\\ illi.ini S Ibmuiti .
*«•
67
IlKlllll
OlllUI
Unit
1979
55
•19
.17
56
51
57
42
51
54
19SO
19SO
1979
1973
1977
I9SO
1978
1980
1977
Cumnl Ponliwi int Ollkil
Cliavrnun uf tlic I'.oarJ anil Gi.imiiHn of the
Kxeiulnc Cominiltee
Fresi'lenl ami thief F.vrcutnc Odicer
Vice !'rc-i'lein, linlintrnl Ivcl.idoiii
Vice ('resilient, General Counsel ,ind Secretary
Viic rrcjulcni, r.ilincati'il I'roih Group
Vice President, Snles >lei'l M.imn.iclimrr; Group
Vice Presiilenl, I'ureli.umt; and i'nnsporlalion
\ ice I'rk^hlcnl, I'ljiinini;. .mil OciKral M.i
IjRhl Steel l'ruili'C[< Group
Vice President, Operations, Steel
Manufacturing Group
Treasurer and Assistant Secretary
-------
A-21
The (nlliniin;; t.iliU
niincil piT-iui-
Sli|-lun \ Ginril
K..lui.l \ Kull.m.l
Girjil C I'crro
iiiihiri] N CJTJ
Jane- A M.ijjgclli
June* U M
r.cminl T. Ol-vn .
IH- [hi- |III.IMC<.. e\|icnntoc iliinn:; ,il li.i-l il c |u«t I'm- Tir-. of ill-: aliuie
Bvlintu to'iiencc Djnrg
Ptll f nl Ycin
I'li-nlciil. Grnii|i fl|Hr.il uii> K n»ir ln>'S in l"Uil !">l In |nc^>it
I xn'i:in' \ i. < IV-iliM I tnniti in I I I uMi-iu' Un-7(t 1-1 l''."~. I MIUI M \ ut I'rfnlinl.
Kn-n Mul. l'i,"r lit IM."'*. I'li-nliiit .nul Unit I'MuitiM liinu-r, K.n-tr
Slid, I'^O in [irc-rni
Iliitttiir ill In.lii-lnnl I'll .inn... Ui-c.inli .nul \nil\-is k.ii^rr ^lul.
rv; in 1^77, Dim Mr "I r.i-iiiii I'm^i INI- .ill. I I'ulu-ln il Uil IIMHI- (.n-l
.uiil M HI-IK- K.n-cr Mul. r-77 in l"7'*. Diinlur ui I >ri;iiii/ iiimi I i>,ii
II-II-IIIDII .iii-l r.uiuil-. Ku-ir -nil. l'17'iiu I"MI Hirnhir.il l'i ...... nn.1.
Kii-tr Mul l''^0 \ lie I'riMil ill IVi.i.iinvl IMI-U Mifl I'ISII, \ ic
I'rr-iknl, Imtu-ir'.il ','r!.il:i.ii» hi-.tr vui-l ll'MI tn |n> -ml
I'.T'n. r .in.| \iiuin«.i .11-1 !«. Muliii, M nrni. |.ilin-.m \ I'.rnliic-. \')71
In \'>7< \~~i-i ml ln.iu-r.il I. i.iin-il. k.n^ir '"li'il, I'CS .ni.| \'>7'}. »-ii.ril n\
Kai-cr Mul, l'.'7i), \ nc I'rc^iili'nt, (.1 nc.il Luun-cl .nul vitii-l.ir), K.iiscr
Mrcl. \'Kti In jin^cni
\ ue l're<.nli.nl, l-.itirualcil rrudmts Gnnip, Km~cr Mccl. I97J lo present
Miniu'ir. "1 iil.nl.ir rnx'.iM-. Kai-ir Mill. P70 lo 1976 (.nuril Mninyir.
'Inliuhr 1'ni.liii.N. \.H.U *«i,cl. \')Tii iu 1177, \ m I'n^i.Unl, S.iU--. Si.il
M.iniil.'vUinnj,' <.irc)ii[>. K u.<.r blul. l')77 In pri-ml
Mani^r of [nurn.iiiun.il Trade. Kiinr Sled W7l in 1979. flcncral
Mmajir. I ran.purl.iliun anil Km M.iicn.iU \I.irl>el'iii>, K.n<>cr Sled,
197'J to ('•fsO, Vii-e rre-iilciil, I'linliiuin;; anil rran<|>orl3lion, 19SO lo
J.IIIKS I' Uill.
\V. Kaj nioml U'uriiuii
\\ ilium S. r>.lrniiiu
A-.~i~i.nit \i> I he 1'rcMilrni. K.n-cr ?leil, 1974 lo Iry76. General Si per-
iiilcnilin!. i'liiilana \\oiLs. Ixaiscr Steel. \'j7d, \\on~ Min.ii;cr, Mcel
OperjinHX. l\.n-er Mccl. I9/O In I97S, \ue I'rc.iilmt. (l|ior.iiic>ii\ ^•l^el
Manui.ietuniiK Grnnp, K.nwr Mrel. I'J.'S lo 1'JSO, Vnc PrcsiJcnl, <'hn-
niiiu .1111! (ieiKr.il il,in.i^cr, I iglil Slcil J'r<«.lne|. <..T.III|I, K.n--cr Sue), 1PXO
lu |>K-inl.
^ti|i(riiilcinkiit uf ['rinlncimn rl.innmz. K.ncr, Mcoler Slcil, 1077 lo present.
19
(0,0
-------
APPENDIX B
SECURITIES AND EXCHANGE COMMISSION
QUARTERLY REPORT
"10-Q"
-------
B-l
OOO
SmiRlllFS AMI EXniANL.h
Washington, D. C. 20S49
FORM
Qf'ARrFKlY •fflRT ITOER SFCTIOH H OR 15<<
Of 1HF SECI'RITIFS tXl'HANCK ACT of l<)34
For rj,,Ai|,T h.i'li'J June 30. )")8I
Commission File Numhrr ]-
KAI5ER STEFL
Cfxari n*nr of rpgistran: 31 spec if ltd in its >
^ST,. ,%r »th,-r inri«jiccinn ft
in •rp»r«l i tn or urpanir..t[ i^nl
II R.S.
Idrnt i Tir.it ion I.'".!
KAisFR M'liPifir. 3no ijuirtrcr DRIVE, OAKLAND, CAUthfatsM "4604
t of principal executive offices and up
iit'n [plrphon- number, including area code- (41S>
hi rltcrk 0141 1> uhctl«T the rcKistrnnC (1) ha< filod .ill rrporis
rriiuirr. !.. Hi- filed hv "locti^n U or 15 (dl of Ihp Srcurttir* >xi.li.in|!P Art
of 1»V. luriiip tlio rr.-ecclinB I! month-: (nr for s»ft» '.hortcr prnvl Iliac r'..-
r>>R i^ir.iiic U.TK r.-qniri-d tf> fil* «uch reporiql. and -inir«raprt« for the pa«l 90 davi . Yes X No
Indicate lh» nunhpr nf *har»« nut«tjnrfinR of each of (hr
Cflmrnnn
-------
B-2
KAISfR STttL CORPORATION
1NI1F.X
Parr No.
Pan I. Financial Informal ion.
fon'ol iiintrtl Condrnird P.ilnnce Shrrt* - June 30, 1981 And
nr.Tmhrr 11, HHO 1
Cnntnl iil.it pi) f^mli-nsi-rt StfltrmcntJ of Income - Thre* anil
MX Monllu Endi'rt Junr in. 198) and I960 b
ron«nl irt.itpj 'nnilrn^rd S(ncmen(4 of ChanRei in
PI-SI; in,, - Six Months tndrd Junr 30, 1981 And 19BO
Notes in rnni.il idacrrf Condemn! Financial StAiemrncs
ont ' * Pi«ru««ion and Analvjis of Financial
(onrtition «nd hr«ult> "f Operations A -
II Other Inforw.il ion \li - II
Index to Fxl- ihitu '1
-------
B-3
I'AHT I. FINANCIAL INKPIWAriON
KAISFR STTFI. CORPORATION ANP SUBS IDI AK' t *.
C(WSilLIT)ATFI> CPMlrNSt.D RAi_'.:.CE SHFfTS
(In Thou .1 and t of Dollars)
J'ino 10 n, i.Til'.-r 31
_ 1 OS | ;vi«n _
(1'n.mdi li-ii; (AiKl'iTT^)
A<-iPt<
Cur ri nt .!-<••( «
f"i *h ' i ir Inif i n- «hfrf - r t-rrr nrpot i .iM P serurilip*
•f .•>-.:'i.i">: .10.1 S-X5.S27) ............. s iin.7:« s f^.im
Ai "imf< r«-rc i viihlf, nrl ................ IM,01*? lJiS,Jtl4
lnv«ri(i'rir« .... .......... 'O.'.J. !S.?TB
Totil C'irr<"nt assets .............. Iri9.no J|«i,S|2
lnv« «tm-nt • ..... ... ............ b.(l'"» ^.'^)5
Prrtfffrlv, pl.int mil POW ipmi-Tt , net ............ 'iJO.lun hfi.hl1)
f>ll"T n^»••l« .................... 23, 1r" 21.1'iH
S '.Jnq.^s S 1.1ft0.4V.
I i.iSi I 1 1 i>'s .ind ^tocVhoUlcr*' Fqiuty
( i.r r» n( I i Ah i I i r i p«
ii.ri -lit pi-rfion of I one- tern ileht ........... 5 IS 111 S Sl.JhB
Fnp|nvmi>nl i.n«r* ............... <)6.Ahn
Inr.mr t .IN. s . . . ............ 9.V1
"ti'tr nirri-ni liahilitics ............. "
li>n?-ti*rni .loht ................... ?ft3,R01 2fi.',?ll
fxri-nrtcil vjr-.itl.'T ^c^pflt^ . ........... 2^,^01 21.003
'i»r»rri'.l irroffi.' t.np« ................ 7l,i«>: 6U,i3l
S|nrHin|ft«r< ' ramtv
Jl ih pr.- li-rrcil «cnck. ennui .it i v», ttntpH
v.i IMP S^'i-'in prr sharp .............. II,).' I 12 .OS 3
frmmon «rork, n.ir ««lnp M I/I/ per sh.ire ....... 6,3\i 6,67ft
_ 655, Ifj
^iiity ........... 75 1 ,0V?
S J_J1t9 _3/JS S
arrmnp.inv\nt{ note« to consolidated condensed fin.inci.il
-------
B-4
! OF
(Tnnuditrd)
(Thnuiarul nf Italian tirrpl p»r chirr hull)
!••»» M 1 rrvmtir i , . ,
ii»nMptnH brlntc nicrmf
i rn\ IT PI
nrl.'ini ihvidrnli ff S-0-. SMI. 5-<1- jnrf <1,9?« .
«i mxxliilil'd fnlp.oi*.
rj»rnme« Irnw d I prnnl inu*ff inE rrnju icn«l shipping
,'|rrAliniM fl(l*r applirjiblr tnc-snt tax^l of 5-0- ,
Sl.roo. s-fl- an,) s>.nnn
ffFC r^rnrne* jfipllffMr In innmon mock . . . . ,
Atrriftr cmr«n ^hflrr* end ^nuiv*1* t^ rt t "tsaH jnfc . .
Vri e«ri«tnr^ prr ^hjir^ of convnon Atock
Pr m«rv
^crrl prodnrt nhipnrnK (tlOO't of net Con»> . . . .
Thru- '(pnrhi Cmlrd
lunr 10
I»BI \ian
I'.nr :)
U,»M fl »r?
jni.*ni ?t-.s:«
:i],9jti 176.^7:
II lii 11 91,1
277 519 20* 5J4
:«.asi ff.fw
29 Ob) 6.9
2* 129 in 7 I
! " P9 S !) 995
S 21.959 S 13.805
S} 09 SI .10
5] 09 M "7
S3, 02 SI. 45
il n; si 90
546 4*> 3
In Innlli
Ji.nr
l'*l(
IS ".11,
1 iSI
MI.J.M
157.8)1
:i 7R:
12 M6
M5 '14
«?,*;&
65 ,b>6
1 1 Lnoo
SI 676
190
7?
V- 746
S y. . i f,^ )
II "
-------
B-5
KAISF.R SlrFI. UIKPOKATION AND SI'HSIDIAKIFS
11 >N SOI. I PAT Fll rONI'FNSHI STATFKfNTS OF LHANCFS IN FlNANi'lAI
(I'nnud i teil)
(In Thousands of Hollars)
M.inth« Fndivi
hinrV
|i »t hv
from ront inning oper.il ions .......... S Si.70(, j »O.V|7
Dcprir i .11 inn ... ................ Ji./tl? 2.1 ,f>ti?
Prfrrrcd inrnnK- tj«xi'« .............. 1 1 ,(i7 I I I .902
Incre.i^*1 ( l);
ilividcn.is rrccufd frrm nnrnnso 1 i
-------
B-6
V.AIMR riFKL CORPORATION AND SUHSIPlAmi.S
in .-nssni iriATFP roNmNSHi FINA.SCIAI .STATI ih s i s
In flu opinion nf mnn.iReinent , ihc arconpanvi np un.ind I trrf ccn-.nl idar nil r«ilir-n .is of June 10, I *•& 1 , and t'-ri'villv n) us op. r TI II-MI
',>r II. v Mire.- niul «ix nvnths ended June )0 . 1<»HI and !"*<>. mJ fli.-inr.'S in f n m-
iiil • ••• * i r i n *«r t^' *• • x r»<»iulift th^n f-ni.i'H ITio t«'«m:C* ^1 i»r'i'r.il i »»n«. Irr
.'.. -<• |.,TI>.!-. .ir<< nr» rr , ,•« s ar I I v imllinfii>- n ! I hi l.-suilt I.- !•'• ,"i|..'i • cj !.T
;li • ! ill >• ir lln- Ml.infi* ^h< >'t K Drct-rahf-r Jl. IV3J, ">3^ (><•• n cnmli-r «i*d I run
•lir .r.i.lii.-ri lin.inci.ll ^t.itpn^nl^ At lhat da[p.
'!••• irroiirl in? pollen-* f^llowpd b\ the cowpanv are s"l fiTih in Noli1 A tn lln'
. . ir|vii<\ ' < tin.inci.il >t'ic^ion« in Ihe 1^80 kj|irpr»r n r pd bv rrfrrrncp in thp companr" s anin.il r<*pr»rt nn Kiirm
10-K (nr trio vf.tr cnrtrrt De-pmber 31, I960.
F.irniPi-" for I°AO h.ivi* hron rpitdtcd to rrflrcc » champ in account me for
• xi'-nilcd vacation henefit? in accordance with FASR U1 and to reflect the upc-r-
.iLini- r.'«nlt« .if inr nrn.n i nnal chipping operation* a<; rfi>nil.^<< June 30, fSl and 1980 for interest cspitJlurd in .iccordaiice uilh
The nn.. in kaiser Resources' jjam on the sale of its Canadian oil and JJ.TS business.
tuser Si eel" si provision for income tiixes applicable to this R.nn was S 13 ,20} ,000 .
1h<- iiru«u.il item and eqmt> in Kaiser Resources' Ram on the sale nf its oil nnd
r.i" liberations increased Kaiser Steel's net earnings for the six mnntlis ended
Jun- 10, !"f»0, Sv S7i,041,000 (S10.56 per share).
Ir. "nturies consisted of the following (in thousands nf dollars):
June 30 December 31
1981
Finished products .... S 18.434 S 10.479
Semi- finished products . 5.770 :2,6l'<
Haw material ....... 8,504 13.400
Operating supplies . . . 29,7uft 31 ,78i
S 67 .474 $ 7S.278
- 6 -
-------
B-7
ftAlSKR VTrFI. CORPORATION AND Sl'BSIDl AKI FS
TO ccwsnLiiiArrn rnNDENsrn FINANCIAL srATFMt "is (Continued)
Tlie al>o\e inventor ie< , Kthor 'h.in npcr/itinp. siippl u-s , ar-- v.ilm-J *w 'In- 1.1 Ml
m-lln-iil nre1 are Ion linn t urronl cost hv approximately S ISw.dli .iKKi it Juno
Hi. Wl. an,l at nn.-ii.bcr 31, ItBO.
•i. -ili'« rt'*"ii"« of th," rfisr fnc inuct int rrnat iftn.il vlitppinc opr i rfl i<-.|i> |o; ili<-
thr.-" urt «ix nonttis pndi'il June 30. 1VSO, v^orc S13.8fry.300 and S?},11 17 ,OUf).
rv «j»oi t ix*p ' v .
7 Kn«*r r of crmnnn shares
.lid rnmnpn shjrp equiva Ion ts outstanding during the period.
Th" compilation of f u 1 ! v diluted earnings per share- assume; thr convor* ion .if
oulstandinv ronvrrtible securiliej and t*ic cxerct.se of ouCs t ar,l inp options to
In June I9fll. K.IIS-T Strel announced that it could not continue to operate the
rnni,ii.i Uorks in us present mnde, i.e., that it should not runtime to rebuild
and r»mbilitate its ar.tnr. coke ovens The .ompanv said it vns stmlvirf three
.illrrn.it i vrs- (1) continuing as a fully integrated steelmaker by raaf.i np signi-
ficant capital investment* for new coke evens and in other areas of its prinv.irv
stodmVinR operations, (2) suspending the primary stPc.n.lk inr operjtinns and
mreh,isin( inported slabs to supply steel for its rolline and finishing opera-
lions, or (3) installing an electric furnace to produce some of the company's
ftoel requirements and meeting the rest oi such requirements bv purchasing slabs
trim frreipn sources.
Tlie ron>|.]nv pxpects to adopt n defi^itiv plan bv mid-1982. A decision to
purchase slabs could involve substantial wriccdouna of plant and equipment
presently devoted to steclmaking .
- 7 -
-------
B-8
utsci! working capital i-f S-«S4 J million VITSU*
SilKl to mii I in- .11 hi'frrahfr II, lM8fi--*n increase of SS9 1 n 1 1 I I on The r-ilici •»!
current a«spts to current liabilities at Juno JO, 1981, va«. 3.3 tn 1 inmpnret t" .1
rill i" of 3.1 to 1 ,it neci-mber 31, 1980.
Despite pns. r cash flow from aporat i crs , cash d»- rea«»d bv Sbfc.4 million
v'» S-3/4>* tvibor J inst rH
conwcri ihlo prnmioorv rntrs v.i« cenurrtrd into 102,334 *harr>< of comnn
ArfoiinJ* rf*tv:vablp inrrrsnpd l>v S23.7 million during lh- iir^t six nnnlh*
c' I*" I dur to incrrfl^^ri «ali>^ of line pipe while inventor u-« tlroppi-il Sl^.fl nilliiMi
itiif in nir! tfi tnp pffpflt of a 72-d«v •.•>»! striVp, utiich <>nd<*d Juno 8, 1901, ami to
ili<- romplr i inn of si-vprnl nujor ron^trurrion jobs.
(~ipit.il fxpt-nf i ttiros durtnc the six month* pndfd Jui>«- 10, 1911, wtro S2R 7
i i ! I I on rtin> |.r man ! i Co sfxridinR on blast furnace reline*, pipr mill modern i ?a t ion and
fii-nerjl inprovetnfnt^ . ^ *ppnd Hurts were financed through 'ntornsllv Rf-ner.it fil fimdc.
Ki'«ul(< of Opfr.it ion<
loi.il rovcnuo* for the 1 noiirnt rinil 26 percent over cnmpnrnblf periods in 1980, rrflrrtint .in improved
prr-.lurt nix and hirhrr shipment'. Conpletlon of severnl large construction J-3r"=
.lUo com r ihntecl tn the incrrjsp in vale.1; revenue.
Other income in the first six months of 1980 included tr"- second quarter
tempi nf iT^iirancc claim settlements applicable to damaged production facilities
and first q-i.irter Rains from sales of surplus properties, partially offset by a
(oreicn exrhance loss.
Investment of H>e ca*h proceprts from 19PO a*-jt sales in the «hnrl-lenn
onev •narki't reculted in A sharp increase in 1981 interest income.
•
Cross M.irrin
the effects nf the coal Ntrike, pross marRins inrrease^f f rr** 12 . I
percent in the second quarter of 1S80 to 13 8 percent in the rnmp.ir.iMc ISHI period,
nnrt from II .R percent for Ihr first half n| 19HO to 15.8 percent in the 1">H1 first
h.ilf. The rrc"!Ii tnavEin improvement is attributable to a continued favor.ihle enerp,v-
relateri orodurt mix and improved cost performance companyuide, and to hip.her shipments.
A icifieninp in the ovcrill steel market cmnbinod vi th 3 curirnl -striKr .it
Xniser Steel's low-volnt i \e blending coal supplier, and production constraint* caused
bv ,1 bla«l furnace relini- are expected to influence third nnd fourth quartpr 19.11
Operations, which arc not expected to be as profitable ai the first lalf.
- 8 -
-------
B-9
M^NAWMFNT'S D] SfUSMPN AND ANALYSIS
OF FINANCIAL CONDITION AN[> RFSULTS OF OPERATIONS (font I nn.-d)
hu-.ini' t.ixt-5 .IT ba<<-d en rax r.itrs jiHiripaled for the full \»,ir. flic
effirt ivi? irrrraf t.ix racf of I** I* hp'ow tlic -iCaculorv r.itP |
-------
B-10
PART II. OrH.'1- ['hORMATION
I I cm 1 l,i -t a I Proceedings
Re fi-n nci" i' na-lc> to "l-.nvi runnrnial Considerations" in 1 1 mi 1 of Hei i s-
tr.iru's Aim nl Hi-port on form 10-K for thp \p.ir cndrd Dccomli.'r 31, I "HO. .ind to
Item I r>f Registrant ' s Quarterly Report on Form 10-Q for Ihe quarter ended March II,
Thr stipulation modifying the .Tmenilecl consent decree vhich the rnnp.inv
h.".d Pf-Kot i a I rri uith tlie Envi ronmrntal Protection Agency ("t.PA") and the 1'."! Dcpart
nnni of Justice ha« approved bv the U S. District Cuurt in Los Anceles in late
April 1>«RI, r-vor the obiections of the L'nitcJ Scccl^'orkcrs of America In aiirlitinn
tlic South To.Tst Air Quality M.mjcpmenc District ("SCAOMD") ainpndcd its rulp s"vcr
rnkp oven i-tissions to extent) the company's compliance schedule for nil coVc ov.-n
t.ittprip' into l.St. Purinp the second quarter, the company also received several
v.inancrs from PfAOID hearini; boards permittinp temporary suipLimon of ope. at ion-.
of rhc companv1 ? pas dp^ul f ur i znt ion bysiem and of certain cokp oven stack bat-
lii>u<:rs du, to technical problems experienced with the equipment.
Purin?. the quarter, the company received 37 additional citation* from
Sl'ACMP for violations of its rules Rovcrning emission-! f- :n£> Font.ina ^ork5.
Ncnr of sucli citations or of the 79 citations onCjt jndinx i March 31, 1981, uere
«p(tlpd riuiins the quarter, so that at June 10. 1981, 116 citations remained
out«t anding , c.ich subject to a $500 naximura fine.
Thr I'rah Division of Oil, Cas and Mining ("DOOM"), on Pn'nrfin? a h»>arine on reduction of the penalties.
The two notice? of violations received by the company in Januarv ind June
of 1980 from OSM with respect to the company's operations .it its York C.invnn coal
nines verr settled or dismissed durin;; tlic sccona quarter followinR admin slrat IVP
revipv. ISr civil nenaltirs proposed by OSM for thi-se violations wprp not assessed,
allhoiip.h Oir time for appeal of the adraini •. trat ive law (udge's dismissal of tHc
Janu.irv 1980 notice and proposed civil pen.il ties had rot expired b/ the end of ft.-
quarto. .
- 10 -
-------
B-ll
PART II. OTHER INFORMAL ON (Continued)
Item 5 Other 1 niorm.it ion
In l.itc March 1981, the Hrnrv J. Kaiser Family Foundation .innf.nrcrd tli.if
it had Jtcrrcd to sell its 17-pcrernt interest in Kaiser Steel to Mr. Roger Tamr.iz (it
A price of $47.67 per share, subject to certain conditions.
On Ju'v 27, 1981, Mr. T.imrat and tlie foundation announced that nrgollalion<
for the u-ip.i|>pr. The article was litlpd "Kjcll.inJ Describos
<\rv Board Session, rln,\ning Alt ernac ives ."
- 11 -
-------
APPENDIX C
SUMMARY OF 10-K REPORT
PROVIDED BY NEIC
-------
01
KM SIR STEEI. CORP
CRCSS RilFP JN'CE: NA
KHSER BUILDING
3o£ LAKiSIZI DRIVE
F.C. POX 59CAK
EANE CA 946(:'4T£L
EFECNE: 415-271-2711
INCORPORATION; NV
EXCHANGE: NYS
TICK1R SYV.:CL : XSC
FORTUNE NO: P3?0
C''S IF f 0 ; '•' S'2'^ S3C98 '?
£ -1; - \i - c; ,\'c . 00-910-3144
sic ccD-s: ien; 3312; 3441; 1211; 3443
FRIARY SIC CODI: 1211
LESCRIFTICN CF BUSINESS: 1-tvGAOF.D IM T"Z PRODUCTION i^D SALi CI IRON ANI!'
STE^L £NE ASSOCIATKE PRODUCTS. CPiRATIONS INCLU^P IRCN OR1 MINING- ANEi
FRCC1SSING. COAL MIMING. ST^SLMAXI NG AND FINISHING, STIEL FAPKICATICiv ANEJ
STIEI PRCEUCT MANUFACTURING. AISO ENGAGED IN ^FHCFION ACTIVITIES.
C
UPRINT OUTSTANDING SEVRES: 7.017,561 'SOURCL: :
EHAPIS ri'ID EY OFF ^ EIR: 1,66£.967
NUMP.l'R CF SHARIBOLDIRS: 11.319
N U v ?. 5 R C F FIVP L 0 Y FIS : 11.0-02
IISC/L YEA? FIND: 12/31
AUDITOR CHANGE: NA
AUUITCR- TOUCHF ROSS 6. CO.
/UDITCR'S REPORT: UNCUALIFIEE
IISCAL Y5AP INDIMG 12/31 9^5 12-'31/79
ft C Q '« rp c; |' 0 ^ 0 c \
CAS?. 9.359 7.930
MRKT/-H.F S1CURITIFS 485.827 122,577
RICF.I7ABIIS 128,3^4 lll.°lt.
INVENTCKIF.S 7S.278 109,992
PA1;/ MATERIALS MA MA
V/CRK IN PROGRESS N A MA
FINISFED GOODS NA NA
NGTi'S R2CF.IV/-RLi NA MA
OTHER CURRENT ASSETS 14,744 15.613
TOTAL CURRENT ASSETS 716,512 357,93?
PROF. PLANT S. EQUIP 1,325, ^93 1,342,977
ACCUMULATID D^P 7?S.-i74 688,925
NET PROP S EQUIP 616. --19 654 !(y52
INVEST t AEV TO SUBS 5,935 95,75^
OTP NON-CD? ASSITS MA NA
E:F7?RIE' CEARGIS NA NA
IN TANGIBLES NA N'A
EFPCSIIS S C1H ASSIT 21,168 23.533
IOTA! ASSITS 1.36C.434 1.141.273
-------
C-2
LIABILITIES '
NOT ^S PAYABLE
ACCOUNTS ?AYA?.L^
CUH LC>.G TTF^i DEBT
CUR ?CF.:J CAP LEASES
ACCPUSD EXPENSES
INCCi': TAX^S
CTHi.3 CLF5INT LIAF
TOTAL Ct'P.PENT LIAB
i-'CHTGAGES
DiPcrF-'EI- GORGES /I?\C
CCKVEPTIrLE EiBT
LONG TEF.K BE3T
MCN-Cl'F. CK? LEAS1S
CTr.iK LC\G Tr?:^ LIAE
IC1A! L1AZIIITIZS
^ IN Or IT? I'vT :'LIAF'
IEiFl.RriEr STOCK
f. Q I*' |v. £ f.. C T r p 7 f^ V T
CAPITA! SURPLUS
?! :! T A I :\ E D T.S K N ! iVG S
T?ZA5V?.Y STOCK
CTHEH IIA3IIITITE
SFArEKCIEi}- '? IQUITY
TCT LIAI f. NIT V;ORT-
FISCAL
YIAr JKI-ING 12
NFT SH,'£?
r r c T f- v n r p r- c
V* W k. 1 Vy ; ^ U '^ if i_
G?C2S PBGTI'I
F S r- IXFF.Nr-!TtH5S
s:aL GF:N ?; AE^IN nx?
INC I. IF I;5P & A,VCRT
riPHICIA'IICN & A!^CIT
NCN-CPIRA1ING IMC
T N; •' A
.511
M A
, r\?3
. P 1 0
M C
. '!53
-67S
. 9 b S
, C- 3 5
MA
NA.
, 574
.434
12/3
!:'!?*"
. S ? i^-
.IS?
NA
.750
,43?
,573
.4?V;
.317
,P47
, ('•??
NA
N A
. 973
. C20
.549
.469
. 5r 1
45 ,
? ^
Be .
3 5 .
36 .
£ '" ^
59
32? .
?4 ,
63?,
1 ~
TT" •
75.
409 .
c; /7 p
1,14.1]
1/79
'T"96&!'
£85,
C' t_. ,
C C
'-' ^'
42,
112,
32.
64 .
4 ? ,
17,
4.2.
4 ,
45.
t'JA
5^5
3 1 4
NA
8S6
5 IS
•^Pr'
7 ?i "•
NA
174
NA
82?
MA
o34
331
NJA
39f
^ f >_•
O^^
515
o
MA
34?
2?3
1?,
eiy('
423
218
^A
106
113
664
2?2
959
752
30G
MA
NA
302
^54'
712
766
K A
'31 -'?£
""'709. 8«5
65f- . 124
59.661
MA
44 , 76P
14 .921
37^36R
N A
29,725
(51,152)
• 37 v'C"' 'i
NA
NA
20 .SP'7
6 S35
1 .?64-
= .719
NA
-------
C-3
CUAPTEFLY :-.i'PCRT FOP NA f'S-'SS.?! . ?9/30-'31
NET SALiS NA '^S3;i0& 276.574
CCSI CP GCCDS NA ?43.936 ?4l.:33
GFCSS FPC-II N? 39.172 34.741
P. S 2 i X PI !•' L IT L1 P. F S
SI II G3N S A I'M IN E7F
IK '-17 L'EP f. A10P.T NA. r£,?53 ??i.£9?
lEPPECIATIGN 5, AKOF.T NA 12.144. 11.694
f:CN'-CFI?ATI.\'G IMC MA 1S-494 . 18.??c
INTEFES7 EXPENSE NA 6,04? 5.£32
INCOME 31rO?I TAX NA ?9.?63 2?.541
PP.CV FCP INC T/>y.ES MA 7.2?2 1.00P
KINGF. ITY [>!'! : INC ; NA f^A \-\f-
INViST GAINS/LCSS^S NP MA MA
r T - ? p j ,y o r ;x "• j\;;. <=.? o
N£T IKC PIP IX ITI^-'S ?
-------
C-4
Dir-CTORS/vCMINiFS ''NAiYI'' LSI.! TITLE •' P3MUM3PJ TICN'} :
P ^ C / Y • i7 3/3 P ' ' 1
GIRARD. SI :.F?.rN A./ 67 CRAIR^N OF 1 R.F, BOA??. N GRIME'S/ *?€'>.???
XJELLAND. ROLAND A./ 5!: •' ?RiSIDEM: NOMINEE/ ^394,1^1
"EF-GV/N. SAKURL ?./ 67' NO* INIF1 / NA
ri'hlYN-S. ROG^R o'. / 63' NOi'lIN"?' NA
??N^CF. -'C?'£PF ?./ 5C/ NCMIiViiC/ NP
\\IICCX, niC?CrE I./ 66/ NA ' .\'A
TVil It:-J . MA)'. JR./ fl-' NOi^IMi.! NA
GCULE, V-IILIAX ?../ ?!/ KCriNTI'/ KA
SNELICK, RC3EI-T M./ ZZ ••' NC-VIMII/ M.'!
GILS?: JArv3S ?. JR.' 61..' \!C?':!N!«IV NA
\'CK FZTIKFLY, GEORG 5 A.7 51' NOXIrlEL' NA
C'.'' !\! I - £ F !D •
TYPE DATifc.v) O;/;NBE? CHANGE (-?0es) HELD %OV;N
I N V r S T . CCS. 1 ? -' 31 / S1 ( C 13 3 9 7£ 4 9 . >2 £
INSTITU1 IC\!S 12''31 ''31 ( Q' 25 -1C1 3,375 47.2^
f!-' C'AKZES ei/31'3?(X; IP NA 5,734 ?S.3^
ir.?IEJ-RS 12/31 '°1(!° 1? \A 1.514 21,21
^UrSIDIARIrS:
K^ISSF; ST1T3L TUBING . INC.
mRf E?l^ COMPANY
E7.KIBITS '
H>S;IATID ARTICLES O7 IN CORFORATICN OF KAISER STEEL CORPORATION
E^STAT'ED BYLAWS OF KAISER STEEL CORPORATION
I\DENTURS C? MORTGAGE AND E^EE 0? TRUST. 11-1-5?
KAIS3R ST-IT-t CORPORATION BONUS PLAN
INTERIM LC!vG"?:R-TZRM INCENTIVE «WARD PLAX
SPECIAL INCENTIVE AVARD PLAN
/rTNEir 1967 STOCK OPTION PLAN
SlATLXiM REGAREING CCMFUTATIC^ OF EARNINGS P3? SHARS
l£fc» "AIS^R STIiL CORPORATION ANNUAL REPORT
SURSIBnRir.S
ISSUi OF 1RF INGOT, 27-31-81 . -8-K C6-30-61)
CTn'lF CCRPORAT5 ZVSNT?:
EISTPHLTION Of TFI INGOT (INTERNAL NiWS-AFiH) EIGAN, -?-K 0e-??---il-
AMvOLNCIMiMT ?Y THi HENP.Y J- KAISER FAMILY FOUNDATION! 01 AM AO-R ii^NT LG S
ILLITS 17?c IMTIR2ST I^j KAISER STTSL TO ROGER TAXRA2 (1C-? 06/50 'SI
TTBMIN'ATICN OF NEGOTIATIONS 2iTVl.iN TKF FINRY J.'KAISER FAMILY FOUNDATION
ANDRCG'r.R lA^RAZ. 07/27/?l, (10-0 06/33, cl ^
S?TTLTM7.\'1 CF TRP.EE TOPSCIL STOCKPILE VIOLATIONS, '13-0, 9/3£^l
-------
C-5
fAKAGJ^NT DISCUSSION:
• FP.OI' ANNt'AT. RFPCRT 1C SHAREHOLDERS 1GS3) KAISE^ STEEL'S NET lAl-NINC-S AND
FINANCIAL CONDITION HAV~ If^FROYFD SIGNIFICANTLY DURING Trr PAST THREE
YEARS. PRINCIPALLY A? A RESULT 01 THF SALF 07 ASSETS. THE fSSETK SOLD
INCHTID THE COMPANY'S INTERESTS IN HAM3?.SIDY HOLDINGS LIXIT3I-. HAISiR
:-:rSCt'?C£S ITT. AND A LI3ESIAW SHIPPING SUBSIDIARY. DURING THIS ? tip I OS,
FRFTAX LOSSES FROM CONTINUING OPERATIONS HAV~ BUN RLDUCED. LIQUIDITY
IVCR!/'.S5D KAISER STEEL'S CASH AND SHORT-TERM I MVISTvr N1S KAVF INCREASED
FF.Cf ice.5 "ILLICN AT THF IZGINNIN'G OF 197c TO 549^.2 MILLION a, T T I'.Z IKL OF
19&2. rirnTAX FPCCIF.EF F?0^ TFT EALI OF AS^TT: GSNE?ATSP S.644:.! MILLION 1^!
GA^F- A PCFTION QF TFFSF PRCCrZr-E VAE UFrL ;0 3FDUCF DiBT IXCURPLE TC
FINAKCL TFF r-1CI)LPNI Z AT ICV F?.CG:-:*f'! ANE COVFjR OFERATIMC- LCSSF5 . AND A FOP.TICN
V/F USFD 1C PAY INCCVI TAXFS APFIICAPLI TC THE AS?ZT SAL^S. .'C-XMCiC
riVUtMD. AS A ?.y,5ULT OF CONTINU5L1 CPiF.ATING LOSEi'S Af:E O'PICTZD \vCRK ING
CAFI1AL p.iQUIPEXINT?, KAI5FR ST^SL riSUCNTHUF-D COMMON LIVIDFND FAT^FNTS IN
7:!3 FCUVTF Cl'ARTFP OF 1979. ? !: ST? I C T I CM? IM TFS LJ^DIivG AGF ^ E'-^NT^ WITH
KAISE? f.TFFJL'? SCNDHCLDITiS ?R3CLi;rF T^F F:FSUV?TICM OF CG,V^CN LIVITSMD
FAY^FKIS AT TF'F PK1SFKT TIfE. FAENIXGS AS C'^FIWEL ! »J TCF liNDIxG AGRZa^iNT?
IK I7.CJES CF SSI "ILIIIGN WClJTi: ?.I HiCUIRED S-FCRi TIJT DIVIDV:ML COULD 51
?Ff-UMSI-. UN;DEE TF'5 TF^MC 0? THF UNDING AGFEIMF NT3 . ?:A?.MNG£ DC NOT IMCLUDi
1^:1 GAINS IRCi^ THE fAL3r OF INV? ET^:-.»JTE ANL SUES IDIARIIS . OF UNr-ISTRILUT 3E
FCUITY IN' ;:A?MI\GS OF UXCONSCI.IDATLE CO^PANIFS. ?FSUV:?TIGN OF THS GO^^OK
EIVIEFtvD >ILL DFFE^IJ MOT ONLY ON TF3 CONSTP.AINTS OF THF COMPANY'S LiKLIMG
ACF. i-EfiiKTS, FUT ALFO CK P?.UriK'T CONS IE;P A TICK OF FINANCIAL COAJCITIONP ANT
FUTUP.S CAPITAL SPFNIING PICriPl^FNTS. CASH EXF 3NDITU?3S. IM 19cl,
FIGivIFICANl CASH OUTLAYS WILL 21? PSQUI7.ZD FOR IKCCM? TAX PAYMiKlS. DIPT
RI-PAYMMTS AKC CAPITAL F7PF^DITURIF . THZ COMPANY iXPFCTS TO SPHKD GVtP. =iefl
KILLION IV 1981 ON CAPITA! iyPJKDITUEiS ALCN:i. TH3 L^V.tL CF 3AFIIAL
EFSMFINC- 1$ FOLLOW! I\G YEARS i^AY 37 V5?Y LAHOF. FAPTICULAHLY IE THZ CGXFA\Y
riGIDi.? TC iUIID MT'K COKE CVENS ANE-OPv FUFTHF1R XODF^NI/T T'HV: -FCXT.ANA STIIL
'iCPKE. IT IS ANTICIPATFD IHAT A PORTION OF TF.3S-S CASH OUTLAYS WILL £i
FIN'ANCID r-Y CASH GFKF-ATFi: FPO^ CPFPATIOKS, AS l^ELL AS 3Y
PiSFFOS AMD POSSIFL5 FXTFRNAL BOP.RCV,'! NiGS . L-CISIOKS TO BE MALI
V.-II.I FI CRITICAL IN 1)FTFPVINING KAIfSB STiSL'S FUTUR3 CCURSF. OUTSIDi
CONSULTANTS HAVE BEFN; F?TAINIE TO PKCVIFf THi COMPANY -VITH PLANNING AFVICF
AND ASSISTANCE IN PRODUCT I CM. XAFKETI^G ANC FACILITY PiPAIH CF ?IFLACFVFNT .
THE TATA AMD ADVICF PFSUITIMG FROV T-iSS AREANGSM^NTS IS EXFSCT.EE TC HFLF
THE COMPANY"? KAN/GI^'iNT ANE F.CARD CF DIRFCICF:S RFACH IKFORMED PdCISICNS IN
1HESZ A\iE OIHiS CRITICAL AREAS THAT fe'ILL ^AVi A LO?vG-TIR^ SIGNIFICANT
FINANCIAL IMPACT CM THE COVPANY. RESULTS OF OPERATIONS SAILS OF INVESTMENTS
III HAr-iFRSLFY, KAISER RSSOUFCIS AND A LIPEPIAN SHIPPING EU'SF IEI A?Y DURING
THE FAST 1;;C YFAPS HAVF SIGNIFICANTLY CHANGED THE COMPOSITION! OF rCMSSR
STEEL'S FARMINGS. IN 19?£, LOSSIS FRCf^ ETFJLy.AKlN'G ANL ?i.PHIG«TING
CrERATICNS VIRF OFFSil FY A TA> CREDIT FRON' THE CAFRY5AC:r OF IHF.S} LOSSES
AND FY EQUITY IN FARNINJGS CF U NCONSOLIDATFE COMPANIES. INVESTMENT:: WFICF
vFRi SUESFOUEMTLY SOLD. INVESTMENT OF T'JF CASH PRCCFFDS FROV THE 1973 AMI:
1S8C ASSiT SALES IK TFF SHCRT-TER'-' i^CN'SY MARKET DURING A PFRICE CF RISING
INTEREST RATES HFSULT7D IN A S^ARP INCR5ASF IN INTEREST IMCOi^E. I ^ "U'lURE
F;?ICDS. INTEREST INCOME WILL CCXTIKUE TO FF SIGNIFICANT, 3U1 :OU1TY Ih!
tARMNGS 0^ UKCCNSOLIDATID COKFA^IES WIT.L 1^ NEGLIGIBLE. - TH^ FOLLOWING
TA3IE REFLECTS KAISER STIEL'S RISULTS FRO^ CONTINUING OPERATIONS FOR TEE
FAST THREE TEARS EXCLUDING THE EFFECT CF IM'SIAL ITF^S , EQUITY IN FARMING"
Cl UNCCKSOTIDATFD CO^JAKIES PXD APPLICABLE INCOME TAXr'S- :TAFLr' FOLLOWS
THF C48.? MILLION LOSS I!v 19 = P INCLUDED CHARGES OF S?-75 .^ hILLIOM
-------
C-6
F7.PPFSINTING HEADQUARTERS RELOCATION COSTS. T!-T. o'RITE-OFF 01 OSr'CL^TK
5iii:wAKTVG FACILITIES, £NP FOREIGN GXCHANG ELGSS.LS . IT ALSO INCLUDED A ^ 5 . •:
VILIICN GAIN CM TE5 SALZ CF SURPLUS PROPERTIES. TTE COMPARABLE LOSS IN 1979
IKCLUDEP SUBSTANTIAL ST/>RT-UF COST? FOP TEE NT> BASIC OXYGEN FT RELMAK 1 NG
i r. w J_
SHCF
F T 1 E
RFC?
THE
~ ?• 0 J
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OFF
MARK
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rr
Y I
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T
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CONTINUOUS
FACILITIES,
SALiS RrV
REE YEAR S AS
C RE POSTPON
N VEIN TORIES A
RE IN 1979
7.GUN IN LATE
MPORTS. HO
n ft r rn * v r< c A
/ . . 1 W -.
CASTE
AND
}NUF .
A V.'OR
ED CP
CCUMUI
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V'LViP ,
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.• .:. iw* A '.jr
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A 7 M r M
il.7 MILLION VRITL-CFF OF
MILLION GAIN ON :HS SALE OF
V'ESTEPN CTATES STEEL MARKET DE!C
ECONOMY FOR CEP1 SOV£- CAFi'lAL-
PD, AND cs SOME S^'^.L CUSTOM7"-
1979. KAISIR ST5SL INCRi^
LT OF THE COMPANY'S COMPiTITIVli
N5CL TO REGAIN SOM? OP THE MARKr
MAPcCE.T SHART. . SHIPMENTS AML
p. n T v :. M T ' c ri : r T c T n si .T A p T r> c *.
0
L
c
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•c
T
i.
•3
r-.
^_ . 11: .. j. ; »
-------
APPENDIX D
DUN & BRADSTREET, INC.
FOUR EXAMPLES OF TYPICAL REPORTS
FROM NEIC INQUIRIES
-------
BE SURE NAME, BUSINESS AND
ADDRESS MATCH YOUR FILE.
H<
r
ANSWERING
IHP.U1RY
SUBSCRIBER:
DUNS: 00-633-3975
FINDETT CORP
RURAL ROUTE 7 BOX 27
ELM POINT RD
AND BRANCHCES) OR DIVISION(S)
GARDENVILLE INDUSTRIAL PARK
ST CHARLES MO 63301
TEL: 314 723-0240
DATE PRINTED
OCT 03 1981
MFG CHEMICALS
SIC NO.
28 99
SUMMARY
RATING
STARTED
PAYMENTS
EMPLOYS
HISTORY
1962
SEE BELOW
24(8 HERE)
INCOMPLETE
CHIEF EXECUTIVE: MILTON A. TEGETHOFF, PRCS-TREAS
SPECIAL EVENTS
05/13/81 Subject has 80 owned subsidiaries. Findett Transport Co. (Inc).,
Alton, II. Employees are now 24 (8 here).
04/16/81 Subject has a wholly owned subsidiary Findett Engineering Inc,
St. Louis, Mo. Engineering service operation. Currently there are 7
employees. Started Dec 31 1980.
PAYMENTS (Amounts may be rounded to nearest figure in prescribed ranges)
REPORTED PAYING HIGH NOW PAST SELLING LAST SALE
RECORD CREDIT OWES DUE TERMS WITHIN
9/81
7/81
6/81
4/81
1/81
( 1 )
Ppt
Ppt
Ppt
Slow
Ppt
Disc
Slow
15
50
500
250
50
250
50
250
-0-
-0-
-0-
-0-
-0-
-0-
100
N7
1000
20 250
Payment experiences reflect how bills
In some instances payment beyond terms can be
skipped invoices etc.
-0-
-0- N30
-0- N30
-0- N30
-o-
N30
are met in relation to
the result of disputes
2-3 Mos
2-3 Mos
6-12 Mos
2-3 Mos
6-12 Mos
the terms qranted.
over merchandise.
FINANCE
03/05/81
BANKING
01/81
HISTORY
03/05/81
Curr Assets
Curr Liabs
Other Assets
Worth
Sales
On MAR 05 1981 Steve Burian, manager,
In absence of financial statement
determined.
Records of Sec of State Missouri
Consolidated Fiscal
Jul 31 1977 Jul 31 1978
530,134 110,664
685,697 26,348
6,921,040 1,014,655
407,972 1,098,971
5,058,245 495,913
deferred all information.
internal condition and net worth cannot be
revealed no record of any UCC filings.
Balances average medium three figures.
MILTON A. TEGETHOFF, PRES C TREAS JOHN ROGERS, V PRES £ SEC
DIRECTOR(S): THE OFFICER(S)
Incorporated Missouri Apr 23 1962. Authorized capital consists of 600,000 shares
common stock, no par value.
Originally chartered as Finclctt Service Co Inc. Name changed by charter
amendment in Mar 1974 to present style.
Ownership acknowledged verbally by Steve Burian, manager on MAR 05 1981.
Business started Apr 23 1962 by officers.
In Jul 1976 subject purchased 1QO'/. stock control of Hawthorne Lodqe Inc. There
are 10 stockholders here with none having controlling interest. Together Teqothoff
and Rogers own 55'/. of the outstanding stock. Together the other 8 stockholders own
less than SOX of outstanding stock here and do not appear as directors.
TEGETHOFF born 1931 married. "1953 Graduated University of Missouri; 1953-62
employed Shell Oil Co Inc at various locations in U.S.
(CONTINUED)
I HIS REPORT. FURNISHED PURSUANT TO CONTRACT FOR THE EXCLUSIVE USE OF THE SUBSCRIBER AS ONE FACTOR TO CONSIDER IN CONNECTION WITH CREDIT.
INSURANCE MARKETING OR OTHER BUSINESS DECISIONS. CONTAINS INFORMATION COMPILED FROM SOURCES WHICH DUN & BRADSTREET. INC DOES NOT CONTROL AND
WHOSE INFORMATION UNLESS OTHERWISE INDICATED IN THE REPORT HAS NOT BEEN VERIFIED IN FURNISHING THIS REPORT DUN * BRAOSTREET INC IN NO WAY
SSUMES ANY PART OF THE USER S BUSINESS RISK. DOES NOT GUARANTEE THE ACCURACY. COMPLETENESS. OR TIMELINESS OF THE INFORMATION PROVIDED. AND
HALL NOT BE LIABLE FOR ANY LOSS OR INJURY WHATEVER RESULTING FROM CONTINGENCIES BEYOND ITS CONTROL OR FROM NEGLIGENCE. 9R2-10(780128]
-------
Tsne 2
OLIDATED
REPORT
FIHDETT CORP
ST CHARLES MO
HISTORY
(Cont'd; ROGERS
attorney on
Washington
OPERATION
03/05/81 Custom
functi oral
operates skilled
Has 200 accounts
United States.
Nonscasonal.
EMPLOYEES:
subsi di ary.
FACILITIES:
born 1934
oun account
Uni versi ty
manufacture:
industri al
nursing
Terms
marripd. 1972 became active here; 1958-72 was a practici
in St Louis Ho» discontinued orderly; 1958 graduated Georqo
School of Law; 1956 graduated University of Colorado.
chemicals
fluids or
homes (9!I).
are net 30
rnAated to
chemicals
functional'fluids
(16X). Through
(75X) and
i ndi rcct
reprocess'
subsidi ari i
days. Sells to chemical industry. Torrito—
12 including officers. 8 employed here. And employees ui
Owns 5-1 stoi y met-.ll and block buildings with 7,600 sq. ft. in al
Duildinqs in normal condition. Promises orderly.
LOCATION: Industrial section on side road.
subsi diary,
SUBSIDIARIES: Subject has 1
Decatur II, chartered Illinois 1972.
and stock of its subsidiaries.
subsidiaries. Hawthorne Lodge of El
Ulalseka Inc. All operates nursing
relations confined to loans and advances on regular terms.
10-03(104 /75 )0000/00 09303
1. Lewis C Clark Mercantile Bank, St Louis Mo
wholly owned subsidiary, Hawthorne Lodge Inc,
It operates as holding company for fixed asso*--
This subsidiary in turn has 6 wholly own
Paso, Bloominqtn, Hillsboro, Sullivan, Pana a
homes in central Illinois. Currently intercompany
008
H
THIS REPORT FURNISHED PURSUANT TO CONTRACT FOB THE EXCLUSIVE USE OF THE SUBSCRIBER AS ONE FACTOR TO CONSIDER IH CONNECTION WITH GREDI1.
INSURANCE MARKETING OR OTHER BUSINESS DECISIONS. CONTAINS INFORMATION COMPILED FROM SOURCES WHICH DUN S. BRADSTHEET. INC ODES NOT CONTROL AND
WHOSE INFORMATION UNLESS OTHERWISE INDICATED IN THE REPORT. HAS NOT BEEN VERIFIED IN FURNISHING THIS REPOflT DUN 1 DRADSTREET INC IN NO WAV
ASSUMES ANY PART OF THE USEB S BUSINESS RISK DOES NOT GUARANTEE 1HE ACCURACY. COMPLETENESS. OR TIMELINESS OF THE INFORMATION PROVIDED. ANC
SHALL NOT BE LIABLE FOR ANY LOSS OH INJURY WHATEVER RESULTING FROM CONTINGENCIES BEYOND ITS CONTROL OR FROM NEGLIGENCE. 9R2-10 (7BOl!B|
-------
&
BE SURE NAME, BUSINESS AND
ADDRESS MATCH YOUR FILE.
ANSWERING
INQUIRY
DUNS: 05-889-2738
INTERNATIONAL MATERIALS CORP
+ IMEX POLYMERS
+ IMEX COMPUTERS
129 JOHN VERTENTE BOULEVARD
NEW BEDFORD MA 02740
TEL= HONE
DATE PRINTED
HOV 20 1981
ENGINEERING
LABORATORY
SCIENTIFIC C
RESEARCH
INSTRUMENTS
SIC HO.
3?- II
RATING
STARTED
PAYMENTS
EMPLOYS
HISTORY
1966
SEE BELOW
130
BUSINESS
CHIEF EXECUTIVE: MARC S NEWKIRK, PRES
SPECIAL EVENTS
02/26/81 On Oct 12 1979 subject filed voluntary petition of bankruptcy
Chapter XI in Boston District Court, Case #79-1897. On May 30 1980
total liabilities were 412,580,000, total assets $615,500. Business
has discontinued at this location uith the Polymers C Computer
Division taken over by Tally Rand Chemical by court order in 1980.
PAYMENTS (Amounts may be rounded to nearest figure in prescribed ranges)
REPORTED PAYING HIGH NOW PAST SELLING LAST SALE
RECORD CREDIT OWES DUE TERMS WITHIN
750 -0-
100 -0-
2500 -0-
50 -0-
50 50
10000
2500 -0-
2500
100 -0-
50 -0-
1000 -0-
Payment experiences reflect how bills
In some instances payment beyond terms can be
skipped invoices etc.
1 1/81
10/81
9/81
3/81
1/81
1 1/80
( 1 )
(2)
Slow
(4)
Ppt
Slou
Slow
(8)
(9)
Slou
Slou
100
30
90
90
90
-0-
-0-
-0-
-0-
-o-
-0-
-o-
-o-
-0-
are met
N30
N30
2 10
1 15
N30
N30
N30
in relation to
the result of
di sputes
the
over
1 Mo
terms granted.
merchandise,
FINANCE
01/02/81
absent.
Consolidated
Jun 30 1979
8, 349,749
1 1 ,03ft,381
.75
2,688,632
24, 048,705
( 1 ,338,090)
Fiscal Fiscal
Dec 31 1974 Dec 31 1975
Curr Assets 520,965 370,802
Curr Liabs 994,024 861,469
Current Ratio .05 .43
Net Work Capital 473,059 490,667
Other Assets 112,811 104,600
Worth (360,248) (444,414)
Sales
Net Income
On Jan 2 1981 principals were
PUBLIC FILINGS
UCC FILING
01/02/81 Financing Statement Termination 8168789 filed 04-17-81 with Secretary, State of
MA. Termination original filing tt 095536 filed 09-11-79. Debtor: Imcx Computers,
New Bedford, MA. Secured Party: Sumitomo Corp of America, New York, NY.
04/13/81 Financing Statement.
01/02/81 Financing Statement Termination 800211 filed 01-20-81 with Secretary, State of MA.
Termination original filing 3 029516 filed 04-13-78. Debtor: International Materials
Corp, Neu Bedford, MA. Secured Party1 THE Investment Corp, Boston, MA.
HISTORY
01/02/81
MARC S NEMKIRK, PRES ERNEST F FRIEDLANDER, TREAS
STEPHEN MOULTON, CLERK BETTY JO NEUKIRK. ASST CLERK
DIRECTOR(S): THE OFFICER(S) and Terry F Neukirk, Janlee D Woodbridge
(CONTINUED)
HIS REPORT FURNISHED PURSUANT TO CONTRACT FOR THE EXCLUSIVE USE OF THE SUBSCRIBER AS ONE FACTOR TO CONSIDER IN CONNECTION WITH CREDIT
INSURANCE MARKETING OR OTHER BUSINESS DECISIONS. CONTAINS INFORMATION COMPILLO FROM SOURCES WHICH DUN A DHAOSTREET. INC DOES NOT CONTROL AND
WHOSE INFORMATION UNLESS OTHERWISE INDICATED IN THE REPORT. HAS NOT BEEN VERIFIED IN FURNISHING THIS REPORT, DUN S BRADSTREET INC IN NO WAY
•SSUMES ANY PART OF THE USERS BUSINESS RISK. DOES NOT GUARANTEE THE ACCURACY COMPLETENESS. OR TIMELINESS OF THE INFORMATION PROVIDED. AND
HALL NOT BE LIABLE FOR ANY LOSS OR INJURY WHATEVER RESULTING FROM CONTINGENCIES BEYOND ITS CONTROL OR FROM NEGLIGENCE. 9R2-10 (780128)
-------
Page 2
COHSOLIDATP'.D REPORT
INTERNATIONAL MATERIALS CORP
NEH BEDFORD MA
•t':^-^...
HISTORY
(Cont'd)
Authorized capital consists of 10,000
started 1966. 100X of capital stock is owned by
and Peter S Whitaker.
Incorporated MA laws Feb 7 1966.
common stock, no par value. Business
offi cers.
TERRY NEWKIRK born 1920 married. Received BS Decide and Masters degree fr
University of IL in ceramics. Employed by the Portland Cement Association 1948-5
1956-59 employed by General Electric Company! power tube department. Schnectcdy NY as
a development engineer and physical ceramist. 1959-62 employed by Trionics Cor".
Madison Ml in research and development and as a Director of the manufacturing ccratn
mfitallurdy division. 1962-Jul 1966 employed by Sanders Associates in applied physi
and solid state physics.
BETTY JO NEWKIRK. Active in the financial and bookkeeping capacity of the
subject.
MARC 5 NEWKIRK born 1947 single. Graduated from Boston University and majored
physics. He is active here.
MOULTON. Is an attorney and is listed for corporate purposes only.
FRIEDLAMDER. Is an officer in the Insurance Company for America at Boston MA a-"1
Exeter International at Boston MA. He is currently active here on an adviso
cspacity.
On Oct 12 1979 subject filed voluntary petition of bankruptcy Chapter XI ...
Boston District Courts case #79-1897. On May 30 1980 total liabilities were
$12,180,000, total assets $615,500. On Mar 21 1980 plans for debtor filed by trust
with court plan not yet confirmed. Attorney for subject Norman A Butters, 50 Congre
St., Boston MA.
OPERATION
01/02/81 Manufactures highly technical
mechanical crystal pullers and high
Terms vary according to account-
institutional and industrial accounts.
Nonseasona1.
EMPLOYEES: 130 including officers.
FACILITIES: Rents 20,000 sci. ft.
condition. Premises neat.
LOCATION: Central business section on main street.
11-20(000 /41 )0000/00 00000
laboratory and industrial apparatus such
temperature furnaces, also smoke emmisaio
Accounts undetermined. Sells to educations
Territory USA.
in two story brick holding in norm.
058 • 082
THIS REPORT FURNISHED PURSUANT TO CONTRACT FOR THE EXCLUSIVE USE OF THE SUBSCRIBER AS ONE FACTOR TO CONSIDER IN CONNECTION WITH CREDIT.
INSURANCE"MARKETINGTORMOTHER BUSWESS DECISIONS CONTAINS INFORMATION COMPILED FROM SOURCES WHICH DUN t, BHADSTREET. INC DOES NOT CONTROL AND
WHOSE INFORMATION UNLESS OTHERWISE INDICATED THE REPORT. HAS NOT BEEN VERIFIED IN FURNISHING THIS REPORT. OUN & BHADSTHEET INC IN NO WAY
ASSUMES?ANY PART 6^ THE USER?S BUSINESS RISK DOES NOT GUARANTEE THE ACCURACY. COMPLETENESS. OR TIMELINESS OF THE INFORMATION PROVIDED. AN!
SHALL NOT BE L*ABLE FOR ANY LOSS OR INJURY WHAIEVER RESULTING FROM CONTINGENCIES BEYOND ITS CONTROL OR FROM NEGLIGENCE. 9RMO (7B0128)
-------
BE SURE
ADDRESS
NAME,
MATCH
BUSINESS AND
YOUR FILE.
ii
f:
FULL REVISIOJl
DUNS: 09-941-8949
TALLEYRAND CHEMICALS INC
129 JOHN VERTENTE BOULEVARD
NEW BEDFORD MA 02740
TEL: 617 998-2100
DATE PRINTED
NOV 19 1981
MFC PVC RESINS
SIC NO.
28 2 1
SUMMARY
RATING
STARTED
PAYMENTS
CHIEF EXECUTIVE: ROBERT FRIEDL ANDER, C1I OF BD
EMPLOYS
HISTORY
FINANCING
1980
SEE BELOW
*2 , 500,000
100
INCOMPLETE
SECURED
PAYMENTS (Amounts may be rounded to nearest figure in prescribed ranges)
REPORTED PAYING HIGH NOW PAST SELLING LAST SALE
RECORD CREDIT OWES DUE TERMS WITHIN
1 1/81 Slow 35
10/81 Ppt
Ppt-Slou 30
9/81 Ppt
Ppt-Slow 45
Ppt-Slou 60
Slow 15-110
7/81 Ppt
Slou 15
6/81 Ppt
(11)
4/81 Ppt-Slou 60
Payment experie
In some instances pay
skipped invoices etc.
2500
50
7500
50
750
1000000 10
5000
100
50
100
ncos reflect
500
-0-
7500
50
250
00000
-0-
-0-
50
100
-0-
1000
how bi
•nent beyond terms can
500
-0-
2500
-0-
250
500000
-0-
-0-
50
-0-
-0-
250
11s are met
N30
N30
N30
N30
N30
Sales COD
N30
in relation to
be the result of disputes
the
over
4-5 Mos
Mo
Mo
Mo
Mo
6-12 Mos
2-3 Mos
4-5 Mos
terms granted.
merchandise/
FINANCE
07/09/81 On JUL 09 1981 Dick Dupuis, controller, deferred financial information.
Reporters estimates: dated JUL 09 1981.
Fixt £ Equip $ 25,000
Sales for year Mere $2,500,000.
On Jul 9 1981 New Bedford tax records assess land at $305,000, building $278,900,
taxes $93,335.
PUBLIC FILINGS
UCC FILING
07/09/81 Financing Statement 8171906 filed 05-08-81 with Secretary, State of MA. Debtor:
Talleyrand Chemicals Inc, New Bedford, MA. Secured Party: PPG Industries Inc,
Pittsburgh, MA. Collateral: specified inventory, accounts receivable, chattel paper.
07/09/81 Financing Statement 0165231 filed 03-26-81 with Secretary, State of MA. Debtor-'
Talleyrand Chemicals Inc, New Bedford, MA. Secured Party1 THE Investment Corp,
Boston, MA. Collateral: specified inventory, accounts receivable, contract rights,
chattel paper, computer equipment, negotiable instrument, equipment, machinery,
fixtures including proceeds and products.
07/09/81 Financing Statement S156391 filed 01-28-81 with Secretary, State of MA. Dobtor:
Talleyrand Chemicals Inc, New Bedford, MA. Secured Party1 Exeter Equities Inc,
Boston, MA. Collateral: specified inventory, machinery, vehicle(s), equipment,
fixtures, accounts receivable, contract rights, chattel paper and products.
HISTORY
07/09/81
WILLIAM WARE;
CARL KABBEE,
ROBERT FRIEDLANDER, CH OF BD
EDWARD LIPMAN, V PRES
DIRECTOR(S): THE OFFICER(S)
Incorporated MA Feb 26 1980. Authorized capital consists
stock, $1 par value. Business started 1980 by officers.
owned by officers.
Antecedents unavailable.
PRES
V PRES
of 10,000 shares common
1002 of capital stock is
OPERATION
07/09/81 Manufactures PVC resin.
All sales net 30 days. Has 35 accounts. Sells to industrial and commercial accounts.
(CONTINUED)
HIS REPORT FURNISHED PURSUANT TO CONTRACT FOR THF EXCLUSIVE USE OF THE SUBSCRIBER AS ONE FACTOR TO CONSIDER IN CONNECTION WITH CREDIT
4SURANCE MARKETING OR OTHER BUSINESS DECISIONS CONTAINS INFORMATION COMPILED FROM SOURCES WHICH DUN A BRADSTREET INC DOES NOT CONTROL «ND
WHOSE INFORMATION UNLESS OTHERWISE INDICATED IN THE REPORT HAS NOT BEEN VERIFIED IN FURNISHING THIS REPORT DUN A BRAOSTREET INC IN NO WAY
ASSUMES ANY PART OF THE USER s BUSINESS RISK DOES NOT GUARANTEE THE ACCURACY COMPLETENESS OR TIMELINESS OF THE INFORMATION PROVIDED AND
HALL NOT BE LIABLE FOR ANY LOSS OR INJURY WHATEVER RESULTING FROM CONTINGENCIES BEYOND ITS CONTROL OR FROM NEGLIGENCE 9nj. 10 |:'801Z8)
-------
TAT,T,r,YRAHD CIIEn.TCiUP TMC
Mr. ur.DFORD MA
FULL REVISION
EJd*atetefcfr
-------
nti'rfr"—jfr-l -a -' < • w. - :.....
BE SURE NAME, BUSINESS HMD
ADD?.ESS MATCH YOUR FILE.
AM.Si: HP. IN (5
INQUIRY
SUBSCRIBER.'
a****., .uj&uftdUfcjiflrifr ;;%JE^.
-------
DK SURE NAME. UUSTNESr; AMD
_A1>DP.ESS MATCH YOUR FILL.
AN.SMIJRIIIG Fi
IHSUIRY
jA '...•-. .„..!. ..i.. i..'.j..
f
Vntf^H' Hi^\!i>^^
ite — .• ..i .'A_ri.i ..-fajtiii'...'.!. —
HATIHG CHANGE ' •
.
.SP.ECI/VL KOIICE
DUKS: 01-954-4527
RE-SOLVE IKC
no HTXVILLE no
NORTH DARTMOUTH MA 02747
TEL: 617 995-9811
DATE PRINTED
SEP 10 1981 RATING
RECLAIMS USED
DECREASING SOLVENTS STARTED
SIC 110.
28 it ?.
NC
FORMERLY
1955
SPECIAL EVENTS
09/15/81 Ib was reported on tins date that this corporation has
discontinued operations at this address and the phone has been
disconnected. Whether all bills uere paid in full was not learned.
•1 checU oi local court records fails to disclose any receiverships or
bankruptcies filed.
09-18(601
/12 )0'I'I6/01
050
IH,S REPORT ,U..N,SHCO PURSUANT TO cOHTn.c, ; FOR THE
INSURANCE MAnXEUNC OH OTHER D0US1"|" .J.rVirS il ?MF
WHOSE INFORMATION UNI ESS Ol MCP .VI SE INDIC IA1 CO IN THE
NO * K " «LC° ' O™ *N "A !5
o
HAS NOT DECN VERIFIED IN FURNISHING THIS HEPOOT OUH A Dq*DSTHEEl. INC IN HO V.V, .
HAS NOT ULL L c^OMp ETENESS on Tlh.cL|NESS OF THE I'iFORMATION PnOVIOEB Am
T CONTWGEMCIK OEVONO ITS CONTROL OR FROM NCCUCENCE. M1MO I'UHOI
-------
APPENDIX E
TELEPHONE NUMBERS FOR STATE CORPORATE
AND ENVIRONMENTAL OFFICES
-------
E-l
ALABAMA
Air Pollution Control Commission
645 S. McDonough
Montgomery, AL 36130
(205)832-6770
Office of Secretary of State
Corporation Division
524 State Office Bldg.
Montgomery, AL 36130
(204)832-6855
Environmental Health Administration
Dept. of Public Health
State Office Bldg.
Montgomery, AL 36104
(205)832-3176
ALASKA
Air Quality Section
Terrestrial Programs
Dept. of Env. Conservation
Pouch 0
Juneau, AK 99811
(907)465-2631
Dept. of Commerce & Economic Devel.
Corporation Section
Pouch D
Juneau, AK 99811
(907)465-2531
Dept. of Env. Conservation
Pouch 0
Juneau, AK 99811
(907)465-2600
Office of the Secretary of State
UCC Division
State Office Bldg., Room 536
Montgomery, AL 36130
(205)832-3572
Water Improvement Commission
Dept. of Public Health
3815 Interstate Court
Montgomery, AL 36130
(205)277-3630
Dept. of Administration
Uniform Commercial Code
Pouch D
Juneau, AK 99811
(907)465-2272
Water Programs
Dept. of Env. Conservation
Pouch 0
Juneau, AK 99811
(907)465-2640
ARIZONA
Bureau of Air Quality Control
Dept. of Health Services
1740 W. Adams St.
Phoenix, AZ 85007
(602)255-1140
Secretary of State
1700 W. Washington St.
Phoenix, AZ 85007
(602)271-4285
Division of Env. Health Services
Dept. of Health Services
1740 W. Adams St.
Phoenix, AZ 85007
(602)255-1130
Corporate Commission
2222 W. Encanto Blvd.
Phoenix, AZ 85009
(602)271-3625
Suite 210-D
-------
E-2
ARIZONA (Cont.)
Bureau of Water Quality Control
Dept. of Health Services
1740 W. Adams St.
Phoenix, AZ 85007
(602)255-1252
ARKANSAS
Air Division Secretary of State
Dept. of Pollution Control & Ecology Corporation Division
P.O. Box 9583 State Capitol Bldg.
8001 National Dr. Little Rock, AR 72201
Little Rock, AR 72219 (501)371-1010, ext. 25
(501)371-1135
Dep. of Pol. Control & Ecology Secretary of State
P.O. Box 9583 UCC Division
8001 National Dr. State Capitol Bldg.
Little Rock, AR 72219 Little Rock, AR 72201
(501)371-1701 (501)371-1010, ext. 23
Water Division
Dept. of Pol. Control & Ecology
P.O. Box 9583
8001 National Drive
Little Rock, AR 72219
(501)371-1701
CALIFORNIA
Stationary Source Control Division Secretary of State
Air Resources Board Corporate Filing Division
P.O. Box 2815 1230 J St.
Sacramento, CA 95812 Sacramento, CA 95814
(916)445-0750 (916)445-0620
Envrionment Secretary of State
Governor's Off. of Planning & Res. UCC Division
Project Coordination Unit P.O. Box 1738
State Clearinghouse Sacramento, CA 95808
1400 10th St., Room 121 (916)445-8061
Sacramento, CA 95814
(916)445-0613
Legal Division
Water Resources Control Board
P.O. Box 100
Sacramento, CA 95801
(916)445-7762
-------
E-3
COLORADO
Office of Environmental Programs
Dept. of Health
4210 E. llth Ave.
Denver, CO 80220
(303)320-4180
Environment
Office of Environmental Programs
Dept. of Health
4210 East llth Ave.
Denver, CO 80220
(303)320-8333, ext. 3354
Water Quality Control Division
Dept. of Health
4210 E. llth ave.
Denver, CO 80220
(303)320-8333, ext. 6231
Secretary of State
Corporations Division
1575 Sherman St.
Denver, CO 80203
(303)839-2361
Secretary of State
UCC Division
1575 Sherman St.
Denver, CO 80203
(303)839-2563
CONNECTICUT
Air Compliance Unit
Conn. Dept. of Env. Protection
165 Capitol Ave.
State Ofdice Bldg.
Hartford, CT 06115
(203)566-4030
Dept. of Env. Protection
165 Capitol Ave.
Hartford, CT 06115
(203)566-5524
Water Compliance Unit
Dept. of Env. Protection
165 Capitol Ave.
Hartford, CT 06115
(203)566-3245
Office of the Secretary of State
Corporation Division
30 Trinity St.
Hartford, CT 06115
(203)566-3216
Office of the Secretary of State
UCC Division
30 Trinity St.
Hartford, CT 06115
(203)566-4020
DELAWARE
Air Resources Section
Division of Env. Control
Dept. of Nat. Res. & Env. Control
P.O. Box 1401
Tatnall Bldg.
Dover, DE 19901
(302)678-4791
Secretary of State
Corporations Dept.
P.O. Box 898
Dover, DE 19901
(302)678-4221
-------
E-4
DELAWARE (Cont.)
Division of Environmental Control
Dept. of Natural Res. & Env. Control
P.O. Box 1401
Tatnall Bldg.
Dover, DE 19901
(302)678-4764
Secretary of State
Uniform Commercial Code Division
P.O. Box 793
Dover, DE 19901
(302)678-4279
Water Resources Section
Division of Environmental
Dept. of Nat. Res. & Env.
P.O. Box 1401
Tatnall Bldg.
Dover, DE 19901
(302)678-4761
Secretary of State
Division of Corporations
Capitol Bldg., Room 2001
Tallahassee, FL 32304
(904)488-9000
Secretary of State
UCC Division
Capitol Bldg., Room 2001
Tallahassee, FL 32304
(904)488-1010
Control
Control
FLORIDA
Dept. of Env. Regulation
2600 Blair Stone Rd.
Twin Towers Office Bldg.
Tallahassee, FL 32301
(904)488-4807
GEORGIA
Air Protection Branch
Env. Protection Division
Dept. of Natural Resources
270 Washington St. SW
Atlanta, GA 30334
(404)656-6900
Environmental Protection Division
Dept. of Natural Resources
270 Washington St. SW
Atlanta, GA 30334
(404)656-4713
Water Protection Branch
Environmental Protection Division
Dept. of Natural Resources
270 Washington, St. SW
Atlanta, GA 30334
(404)656-6593
Secretary of State
Corporations Dept.
225 Peachtree St. NE, Suite 600
Atlanta, GA 30303
(404)656-2185
Secretary of State
Securities Division
State Capitol, Room 214
Atlanta, GA 30334
(404)656-2894
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E-5
HAWAII
Business Registration Division
Dept. of Regulatory Agencies
P.O. Box 40
Honolulu, HI 96810
(808)548-6521
Uniform Commercial Code
Bureau of Conveyances
P.O. Box 2867
Honolulu, HI 96803
(808)548-3108
Env. Pro. & Health Services Div.
Oept. of Health
P.O. Box 3378
Honolulu, HI 96801
(808)548-4139
IDAHO
Bureau of Air Quality
Division of Environment
700 W. State St., 5th Floor
Boise, ID 83720
(208)384-2903
Division of Environment
Dept. of Health & Welfare
700 W. State St., 5th Floor
Boise, ID 83720
(208)384-2393
Secretary of State
Corporations Division
State House, Room 203
Boise, ID 83720
(208)384-2300
Secretary of State
UCC Division
State House, Room 203
Boise, ID 83720
(208)384-2300
Bureau of Water Quality
Division of Environment
700 W. State St., 5th Floor
Boise, ID 83720
(208)384-2433
ILLINOIS
Secretary of State
Corporation Dept.
Centennial Bldg.
Springfield, IL 62756
FTS 8-956-7880
Secretary of State
UCC Division
Centennial Bldg., Room 030
Springfield, IL 62756
(217)782-7518
Enforcement Programs
Environmental Protection Agency
2200 Churchill Rd.
Springfield, IL 62706
(217)782-5544
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E-6
INDIANA
Air Pollution Control Division
Board of Health
1330 W. Michigan St.
Indianapolis, IN 46206
(317)633-0600
Environmental Health Bureau
Board of Health
1330 W. Michigan St.
Indianapolis, IN 46206
(317)633-8404
Secretary of State
Corporation Division
State House, Room 155
Indianapolis, IN 46204
(317)633-6576
Secretary of State
UCC Division
State House, Room 157
Indianapolis, IN 46204
(317)633-6393
Water Pollution Division
Board of Health
1330 W. Michigan St.
Indianapolis, IN 46206
(317)633-0790
IOWA
Air and Land Quality Division
900 E. Grand Ave.
Henry A. Wallace Bldg.
Des Moines, IA 50319
(515)281-8692
Dept. of Environmental Quality
900 E. Grand Ave.
Henry A. Wallace Bldg.
Des Moines, IA 50319
(515)281-8690
Chemicals & Water Quality Division
900 E. Grand Ave.
Henry A. Wallace Bldg.
Des Moines, IA 50319
(515)281-8693
Secretary of State
Corporation Division
State Capitol Bldg.
Des Moines, IA 50319
FTS 8-515-5204
Secretary of State
UCC Division
Grimes Bldg.
Des Moines, IA 50319
(515)281-3226
KANSAS
Air Quality & Occup. Health Bureau
Division of Environment
Forbes AFB, Bldg. 740
Topeka, KS 66620
(913)862-9360
Secretary of State
Corporation Dept.
The Statehouse, 2nd Floor
Topeka, KS 66612
(913)296-2236
-------
E-7
KANSAS (Cont.)
Division of Environment
Oept. of Health & Environment
Forbes AFB, 81dg 740
Topeka, KS 66620
(913)862-9360
Water Quality Bureau
Division of Environment
Forbes AFB, Bldg. 740
Topeka, KS 66620
(913)862-9360
Secretary of State
UCC Dept.
The Statehouse
Topeka, KS 66612
(913)296-2236
KENTUCKY
Division of Air Pollution
Dept. of Nat. Res. & Env. Protection
U.S. 127
Frankfort, KY 40601
(502)564-3382
Environmental Protection Bureau
Dept. for Nat. Res. & Env. Pro.
Capitol Plaza Tower
Frankfort, KY 40601
(502)564-3350
Division of Water Quality
Dept. for Nat. Res. & Env. Protection
Century Plaza
U.S. 127
Frankfort, KY 40601
(502)564-3410
Office of Secretary of State
Corporation Division
Capitol Bldg., Room 154
Frankfort, KY 40601
(502)564-7330
Office of Secretary of State
Corporation Division
Capitol Bldg., Room 154
Frankfort, KY 40601
(502)564-7330
LOUISIANA
Air Quality Section
Bureau of Environmental Services
325 Loyola Ave.
New Orleans, LA 70112
(504)568-5122
Bureau of Env. Services
Division of Health
325 Loyola Ave.
New Orleans, LA 70112
(504)568-5100
Secretary of State
Corporation Division
P.O. Box 44125
Baton Rouge, LA 70804
(504)925-4704
Water Quality Section
Bureau of Environmental Services
325 Loyola Ave.
New Orleans, LA 70112
(504)568-5101
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E-8
MAINE
Secretary of State
Corporation Division
State Offie Bldg.
Augusta, ME 04333
(207)289-3676
Secretary of State
UCC Division
State Office Bldg.
Augusta, ME 04333
(207)289-3676
Division of Information & Education
Dept. of Environmental Protection
State House
Augusta, ME 04333
(207)289-2691
MARYLAND
Air Quality Programs
Environmental Health Administration
Dept. of Health & Mental Hygiene
201 W. Preston St.
Baltimore, MD 21201
(303)383-2779
Environmental Health Administration
Dept. of Health & Mental Hygiene
201 W. Preston St.
Baltimore, MD 21201
(301)383-2740
State Dept. of Assessment & Taxation
301 W. Preston St.
Baltimore, MD 21201
(301)383-3330
Water Resources Administration
Dept. of Natural Resources
Tawes State Office Bldg.
Annapolis, MD 21401
(301)269-3846
MASSACHUSETTS
Div. of Air & Hazardous Materials
Dept. of Public Health
Executive Office of Human Services
600 Washington St., Room 320
Boston, MA 02111
(617)727-2658
Dept. of Env. Quality Engr.
100 Cambridge St.
Saltonstall Bldg., 20th Floor
Boston, MA 02202
(617)727-2690
Secretary of State
Corporations Division
1 Ashburton PI., 17th Floor
Boston, MA 02108
(617)727-2853
Secretary of State
UCC Division
1 Ashburton PI., Room 1711
Boston, MA 02108
(617)727-2860
-------
E-9
MASSACHUESTTS (Cont.)
Division of Water Pollution Control
Dept. of Env. Quality Engr.
Exec. Office of Env. Affairs
110 Tremont St.
Boston, MA 02108
(617)727-3855
MICHIGAN
Air Quality Division
Dept. of Natural Resources
P.O. Box 30028
Lansing, MI 48909
(517)322-1336
Bureau of Env. & Occup. Health
Dept. of Public Health
P.O. Box 30035
3500 N. Logan St.
Lansing, MI 48909
(517)373-1410
Water Quality Division
Dept. of Natural Resources
P.O. Box 30028
Lansing, MI 48909
(517)373-1947
Dept. of Commerce
Corporation & Securities Bureau
P.O. Box 30054
Lansing, MI 48909
(517)373-0493
Secretary of State
UCC Unit
Lansing, MI 48918
(517)373-0810
MINNESOTA
Division of Air Quality
Pollution Control Agency
1935 W. County Rd., B-2
Roseville, MN 55113
(612)296-7331
Pollution Control Agency
1935 W. County Rd., B-2
Roseville, MN 55113
(612)296-7283
Secretary of State
UCC Division
State Office Bldg., Room 180
St. Paul, MN 55155
(612)296-2434
Secretary of State
Corporation Division
State Office Bldg., Room 180
St. Paul, MN 55155
(612)296-2803
Division of Water Quality
Pollution Control Agency
1935 W. County Rd., B-2
Roseville, MN 55113
(612)296-7238
-------
E-10
MISSISSIPPI
Secretary of State
Corporation Division
P.O. Box 136
Jackson, MS 39205
(601)354-6541
Secretary of State
UCC Division
P.O. Box 136
Jackson, MS 39205
(601)354-6545
Secretary of State
Corporations Division
State Capitol, Room 207
Jefferson City, MO 65102
(314)751-4153
Secretary of State
UCC Division
P.O. Box 1159
Jefferson City, MO 65102
(314)751-2360
Air & Water Pollution Control
P.O. Box 827
Robert E. Lee Bldg.
Jackson, MS 39205
(601)354-2550
Com.
MISSOURI
Division of Environmental Quality
Dept. of Natural Resources
Box 1368
Jefferson City, MO 65102
(314)571-3241
MONTANA
Air Quality Bureau
Environmental Sciences Division
Dept. of Health & Env. Sciences
Cogswell Bldg., Room 224
Helena, MT 59601
(406)449-3454
Environmental Sciences Division
Dept. of Health & Env. Sciences
Board of Health Bldg.
Helena, MT 59601
(406)449-3946
Water Quality Bureau
Environmental Sciences Division
Dept. of Health & Env. Sciences
Capitol Station
Helena, MT 59601
(406)449-2406
Secretary of State
Corporation Dept.
State Capitol
Helena, MT 59601
(406)449-2034
Secretary of State
UCC Dept.
State Capitol
Helena, MT 59601
(406)449-2034
-------
E-ll
NEBRASKA
Secretary of State Dept. of Environmental Control
Corporation Division P.O. Box 94877
State Capitol 301 Centennial Mall, South
Lincoln, NE 68509 Lincoln, NE 68509
FTS 8-541-2556 (402)471-2186
NEVADA
Secretary of State Division of Environmental Protection
Corporations Division Dept. of Conservation & Nat. Res.
Capitol Complex 201 South Fall St.
Carson City, NV 89710 Capitol Complex, Room 221
(702)885-5203 Carson City, NV 89710
(701)885-4670
Secretary of State
UCC Division
Capitol Complex
Carson City, NV 89710
(702)885-5203
NEW HAMPSHIRE
Air Pollution Control Agency Secretary of State
Dept. of Health & Welfare Corporation Division
Hazen Dr. State House, Room 113
Concord, NH 03301 Concord, NH 03301
(603)271-2487 (603)271-3244
Bureau of Solid Waste Management Secretary of State
Division of Public Health UCC Division
State Lab Bldg. State House, Room 203
Hazen Dr. Concord, NH 03301
Concord, NH 03301 (603)271-3242
(603)271-2605
Water Supply & Pol. Control Com.
P.O. Box 95
105 Loudon Rd.
Concord, NH 03301
(603)271-3503
NEW JERSEY
Bureau of Air Pollution Control Secretary of State
Division of Environmental Quality Commercial Recording-Section
Dept. of Environmental Protection State House
P.O. Box 1390 P.O. Box 1330
Trenton, NJ 08625 Trenton, NJ 08625
(609)292-6704 (609)292-5284
-------
E-12
NEW JERSEY (Cont.)
Dept. of Envrionmental Protection
P.O. Box 1390
Trenton, NJ 08625
(609)292-2916
Pollution Control
Division of Water Resources
Dept. of Env. Protection
Box 2809
Trenton, NJ 08625
(609)292-0580
Secretary of State
UCC Division
State House
P.O. Box 1330
Trenton, NJ 08625
(609)292-3799
NEW MEXICO
State Corporation Commission
P.O. Drawer 1269
Santa Fe, NM 87501
(505)827-2852
Uniform Commercial Code
Secretary of State
Legislative Exec. Bldg., Room 400
Santa Fe, NM 87503
(505)827-2717
Environmental Improvement Division
Health & Environment Dept.
P.O. Box 968
Crown Bldg.
Santa Fe, NM 87503
(505)827-5271
NEW YORK
Division of Air Resources
Dept. of Environmental Conservation
50 Wolf Rd.
Albany, NY 12233
(518)457-7231
Dept. of Envionmental Conservation
50 Wolf Rd.
Albany, NY 12233
(518)475-3446
Office of Secretary
Certification Division
162 Wahsington Ave.
Albany, NY 12231
(518)474-6207
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E-13
NEW YORK (Cont.)
Dept. of State
UCC Division
P.O. Box 7021
Albany, NY 12231
(518)474-4763
Division of Pure Water
Dept. of Environmental Conservation
50 Wolf Rd.
Albany, NY 12233
(518)457-6674
NORTH CAROLINA
Air Quality Management
Division of Env. Management
Dept. of Nat. Res. & Com. Devel.
512 N. Salisbury St.
Raleigh, NC 27611
(919)733-2930
Division of Environmental Management
Dept. of Nat. Res. & Com. Devel.
512 N. Salisbury St.
Raleigh, NC 27611
(919)733-7015
Wastewater Management
Division of Environmental Mgmt.
Dept. of Nat. Res. & Com. Devel.
512 N. Salisbury St.
Raleigh, NC 27611
(919)733-7120
Secretary of State
Corporation Dept.
116 W. Jones St.
Raleigh, NC 27611
(919)629-2111
Secretary of State
UCC Division
116 W. Jones St.
Raleigh, NC 27611
(919)733-4205
NORTH DAKOTA
Air Pollution Control
Environmental Engineering Division
1200 Missouri Ave.
Bismarck, ND 58505
(701)224-2348
Solid Waste Management
Environmental Engineering Division
1200 Missouri Ave.
Bismarck, ND 58505
(701)224-2366
Water Supply & Pollution Control
Environmental Engineering Division
1200 Missouri Ave.
Bismarck, ND 58505
(701)224-2354
Secretary of State
Corporation Dept.
State Capitol
Bismarck, ND 58505
(701)224-2900
Secretary of State
UCC Dept.
State Capitol
Bismarck, ND 58505
(701)224-2900
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E-14
OHIO
Office of Air Pollution Control
Environmental Protection Agency
361 E. Broad St.
Columbus, OH 43215
(614)466-6116
Legal Records Section
Environmental Protection Agency
361 E. Broad St.
Columbus, OH 43215
(614)466-6037
Office of Wastewater Pol. Control
Environmental Protection Agency
361 E. Broad St.
Columbus, OH 43215
(614)466-7427
Secretary of State
Corporation Division
30 E. Broad St.
State Office Tower
Columbus, OH 43215
(614)466-3910
Secretary of State
UCC Division
30 E. Broad St.
State Office Tower
Columbus, OH 43215
(614)466-3623
OKLAHOMA
Air Quality Services
Environmental Health Services
10th and Stonewall
Oklahoma City, OK 73152
(405)271-5220
Environmental Health Services
Dept. of Health
10th & Stonewall
Oklahoma City, OK 73152
(405)271-5204
Water Quality Services
Enviornmental Health Services
10th & Stonewall
Oklahoma City, OK 73152
(405)271-5205
Secretary of State
Corporate Records Division
State Capitol Bldg., Room 101
Oklahoma City, OK 73105
(405)521-3048
Uniform Commercial Code
County Clerk
320 Robert S. Kerr Ave., Room 141
Oklahoma City, OK 73102
(405)236-2727, ext. 402
OREGON
Air Quality Division
Dept. of Enviornmental Quality
P.O. Box 1760
Portland, OR 97207
(503)229-5397
State Corporation Commission
Commerce Bldg.
Salem, OR 97310
(503)378-4166
-------
E-15
OREGON (Cont.)
Dept. of Enviornmental Quality
P.O. Box 1760
Portland, OR 97207
(503)229-5327
Water Quality Division
Dept. of Environmental Quality
P.O. Box 1760
Portland, OR 97207
(503)229-5324
Secretary of State
UCC Division
Capitol Bldg., Room 132
Salem, OR 97310
(503)378-4146
PENNSYLVANIA
Bureau of Air Quality Control
Dept. of Environmental Resources
Fulton Bldg., 18th Floor
Harrisbueg, PA 17120
(717)787-9702
Dept. of Environmental Resources
202 Evangelical Press Bldg.
Harrisburg, PA 17105
(717)787-2814
Bureau of Water Quality Management
Dept. of Environmental Resources
P.O. Box 2063
Fulton Bldg.
Harrisburg, PA 17120
(717)787-2666
Corporation Bureau
Dept. of State
North Office Bldg., Room 308
Harrisburg, PA 17120
(717)787-3006
Corporation Bureau
Dept. of State
North Office Bldg., Room 306
Harrisburg, PA 17120
(717)787-3006
RHODE ISLAND
Air Resources
Dept. of Environmental Management
75 Davis St.
Providence, RI 02908
(401)277-2808
Dept. of Environmental Management
83 Park St.
Providence, RI 02903
(401)277-2771
Secretary of State
Corporation Dept.
State House, Room 219
Providence, RI 02903
(401)277-3040
Secretary of State
Division of UCC
State House, Room 18
Providence, RI 02903
(401)277-2521
-------
E-16
RHODE ISLAND (Cont.)
Water Resources
Dept. of Environmental Management
75 Davis St.
Providence, RI 02908
(401)277-2234
SOUTH CAROLINA
Bureau of Air Quality Control
Dept. of Health & Env. Control
2600 Bull St.
Columbia, SC 29201
FTS 8-758-5406
Environmental Quality Control
Dept. of Health & Env. Control
2600 Bull St.
Columbia, SC 29201
(803)758-5450
Bur. of Wstewtr. & Stream Qual. Cont.
Dept. of Health & Env. Control
2600 Bull St.
Columbia, SC 29201
(903)758-3877
Dept. of Environmental Protection
Foss Bldg., Room 408
Pierre, SD 57501
(605)773-3351
Division of Water Quality
Dept. of Env. Protection
Foss Bldg., Room 413
Pierre, SD 57501
(605)773-3296
Secretary of State
Corporation Division
P.O. Box 11350
Columbia, SC 29211
(803)758-2744
Secretary of State
UCC Division
P.O. Box 11350
Columbia, SC 29211
(803)758-2744
Secretary of State
Corporation Division
State Capitol Bldg.
Pierre, SD 57501
(605)773-3537
Secretary of State
UCC Division
State Capitol Bldg.
Pierre, SD 57501
(605)773-3537
TENNESSEE
Division of Air Pollution Control
Bureau of Env. Health Service
Dept. of Public Health
Capitol Hill Bldg., Room 256
Nashville, TN 37219
(615)741-3931
Secretary of State
Records Section
Central Services Bldg., Cl-101
Nashville, TN 37219
(615)741-2286
-------
E-17
TENNESSEE (Cont.)
Bureau of Env. Health Service
Dept. of Public Health
Cordell Hull Bldg., Room 349
Nashville, TN 37219
(615)741-3657
Division of Water Quality Control
Bureau of Env. Health Service
Dept. of Public Health
Cordell Hull Bldg., Room 621
Nashville, TN 37219
(615)741-2275
Secretary of State
Commercial Code Division
Central Services Bldg., Cl-100
Nashville, TN 37219
(615)741-3276
TEXAS
Air Control Board
8520 Shoal Creek Blvd.
Austin, TX 78758
(512)451-5711
Environmental Protection Division
Attorney General's Office
P.O. Box 12548
Capitol Station
Austin, TX 78711
(512)475-4143
Dept. of Water Resources
P.O. Box 13087
Capitol Station
Austin, TX 78711
(512)475-2651
Secretary of State
Certifying Division
Sam Houston Bldg., 6th Floor
Austin, TX 78711
(512)475-2916
Secretary of State
UCC Division
P.O. Box 12887
Capitol Station
Austin, TX 78711
(512)475-3457
UTAH
Bureau of Air Quality
Env. Health Services Branch
P.O. Box 2500
150 W. North Temple, Suite 420
Salt Lake City, UT 84110
(801)533-6108
Environmental Health Services Branch
P.O. Box 2500
150 W. North Temple, Suite 426
Salt Lake City, UT 84110
(801)533-6121
Secretary of State
State Capitol Bldg., Room 203
Salt Lake City, UT 84114
(801)533-6044
Secretary of State
State Capitol Bldg.,'Room 203
Salt Lake City, UT 84114
(801)533-6044
-------
E-18
UTAH (Cont.)
Bureau of Water Pollution Control
Env. Health Services Branch
P.O. Box 2500
150 W. North Temple, Suite 410
Salt Lake City, UT 84110
(801)533-6146
Air & Solid Waste Programs
Agency of Env. Conservation
79 River St.
Heritage 2
Montpelier, VT 05602
(802)828-3395
Secretary of State
UCC Office
109 State St.
Montpelier, VT 05602
(802)828-2363
Environmental Engineering Division
Agency of Environmental Conservation
81 River St.
Heritage 1
Montpelier, VT 05602
(802)828-3345
VERMONT
Secretary of State
Corporations Office
Pavillion Bldg.
Montpelier, VT 05602
(802)828-2386
Protection Division
Agency of Environmental Conservation
79 River St.
Heritage 2
Montpelier, VT 05602
(802)828-3341
VIRGINIA
State Air Pollution Control Board
9th St. Office Bldg., Room 1106
Richmond, VA 23219
(804)786-2378
Council on the Environment
9th St. Office Bldg., Room 903
Richmond, VA 23219
(804)786-4500
Water Control Board
2111 N. Hamilton St.
Richmond, VA 23230
(804)257-0056
Clerk's Office
State Corporation Commission
P.O. Box 1197
Richmond, VA 23209
(804)786-3720
UCC Division
State Corporation Commission
P.O. Box 1197
Richmond, VA 23209
(804)786-3689
-------
E-19
WASHINGTON
Office of Air Programs Secretary of State
Dept. of Ecology Corporation Division
Mail Stop PVII Legislative Bldg.
Olympia, WA 98504 Mail Stop AS22
(206)753-2821 Olympia, WA 98504
(206)753-7115
Dept. of Ecology Dept. of Licensing
Mail Stop PVII UCC Division
Olympia, WA 98504 P.O. Box 9660
(206)753-2240 Olympia, WA 98504
(206)753-2523
Office of Water Programs
Dept. of Ecology
Mail Stop PVII
Olympia, WA 98504
(206)753-3893
WEST VIRGINIA
Air Pollution Control Commission Secretary of State
1558 Washington St. East Corporation Division
Charleston, WV 25305 State Capitol
(304)348-2275 Charleston, WV 25305
FTS 8-885-0262
Environmental Protection Division Secretary of State
Attorney General's Office UCC Division
W-435 State Capitol State Capitol
Charleston, WV 25305 Charleston, WV 25305
(304)348-2522 (304)348-2112
Water Resources Division
Dept. of Natural Resources
1201 Greenbriar St.
Charleston, WV 25311
(304)348-2107
WISCONSIN
Bureau of Air Management Secretary of State
Dept. of Natural Resources Corporation Division
4610 University Ave., 12th Floor 244 W. Washington Ave.
Madison, WI 53707 Madison, WI 53702
(608)266-7718 FTS 8-366-3590
Division of Environmental Standards Secretary of State
Dept. of Natural Resources UCC Division
4610 University Ave. 244 W. Washington Ave.
Madison, WI 53707 Madison, WI 53702
(608)266-1099 (608)266-3087
-------
E-20
WISCONSIN (Cont.)
Bureau of Water Quality
Oept. of Natural Resources
4610 University Ave., llth Floor
Madison, WI 53707
(680)266-3910
WYOMING
Air Quality Secretary of State
Dept. of Evn. Quality Corporation Division
Hathaway Bldg. State Capitol, Room 110
Cheyenne, WY 82002 Cheyenne, WY 82002
(307)777-7391 (307)777-7370
Dept. of Environmental Quality Water Quality
Hathaway Bldg. Dept. of Env. Quality
Cheyenne, WY 82002 Hathaway Bldg.
(307)777-7391 Cheyenne, WY 82002
(307)777-7781
Secretary of State
Corporation Division/UCC
State Capitol, Room 110
Cheyenne, WY 82002
(307)777-7370
-------
APPENDIX F
MOODY'S MANUAL OF INVESTMENTS
(EXAMPLES)
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Mti^eln SNoil-! rcrtill"/T Co: ^\'.-ftnn Hricnrrli.
tnr . Urhnln Chi-micnl Co. Anii.| lirni |.-|r| tln(n
P"M pn>in^ fnr tJii Fri"^ mlii'"i(lv Inlrip^l
H» ^?4 «>iir'< >liiivlrlpin fnPml-nl- I M > nl^l/lli'v nf
In.iu'nlfin U.ilrr It Pov -r fit 1 vililrli In ln"i
cntnplptp.| n p'ir,t Ml •"-i-lni ll'M. .^^*<• In
pr"i|iir>- \lrjl n-"lil« MI-»I| » (in Iniirlnycr
In -nfctv jl.m Mali ifi'liirr)
In M.n PT) nci|iiu-il fnr nn nn-llirl'i-rd
Pr'ilinl It'flnlne l*.« rnl Oinimrrr'.i!
r.'ilvrnl. f^rp I 'i-niHifirinrprj ..f ph'ml-
firrril'ii hv> rr Pil-n>iti..|. ',n pti-(ir* i\ith
!pn-p<1 r't it il r 'i P" I'nr •; 7 Dn J..rp "•.
134fl rirnnix Corp vn* UnMtrlitnl nnrt III
fl"Cti tnp«frrrril tn cpmnnv In Jnn t'ltl
pp]i| Mn«- .11 on r.it.ll'lrii tn tlip cprnpfinv'i
JMi lir- Dlil'lP'i plmt
II Ai>r. IT.O. r.unpTiy pnlrrrd Inln on
nri'cr'innl v It'i Au-lr.i'lin ri'.i'rc11!* f^r I''?
fprmiJInn nf M.-».i«nnfn (*ln"iil^ili t AM^lrrMftl
f'rnprtrlnry. I.lrt , l/i rnnnii.'r-tl.rr r. ,nr-irv I
pm.hirf^ In Ihnl roinnmi 'iriit1* ^^ll•• nrnj^rl
Mlil [in mil T.ron'/.nio «o -mri t ihp imrVrt c)n-
vrloplnr In A-Ktn'.i n-vl will inntrrl In
roJn»- oVrrm nirl nf Ihn rr.inrl flrl'l npripf-l
liv ^^nlM.l^tn'^ Hrl(l"h rnrnpnnv birnr** otit-
hipn^ nf ihn wnr T>m Au-lr^llin In'.pf^li i ic
rroxlclln-; All np<-'«iprv pnnltil In r-turn for
Mfin«nnfn « r^intrl'ii.tlop^ in rr'nr. h 'nfd*.
mntlnn v'mt rtpili n n«^ prn^nrt'nn p^^•*^l•
cnrr Th" romp^nv |. 19 rnppl-1 r.nn.li ilf In-
tTp^l In t'm nMinrrv «hi-c^ nnij 11 r Aii"tr,v
linn lFil"r«ii« ire I" rprnl-.r tlm nihrr )ml( In-
trre«.l In ur'llniirv ihnr"« nlm pi i-fprrni P
olirrmlnn In \IK nmi pi.int Inrntcil nt Dnhln.
Snn P^lv.irtnr Urn?(I
7n 7nn , I'M I rru.inl'pit Mon«nnto rvpnrt To.
t« tnkc rnrn nf nil «..ilp. In tlm M'ntprn Tfnmli-
phrrr "xcrplinR tho^n In U •* wlilih ucro
foiiiprlv mA»lp In r.tnnmntn Chrnlr-il
On limn ] lilt l-.Mifl .''.171 c<"'ininii clinrnq
lo nfriulrr rnllrn tnnltal ilocl'i of I K I.niiil-s,
Inr (ii.intlla) anil I,nu(.l;i. Lltl (Vnni«uvrr.
CM Apr ?1 Ifl'lfi Mon'inlo l^iil , cvnnr'.i .nnrt
I r' I.niirki Ll.l . Vnncomrr. n C wcrn cnn-
pf I X 1,-iuekr Tnr.
Moii'.inlo pcoulrnrl rpntrol of T V.
TiDifki Incur noriti rl (I'm I'tiionlli. Va \
I.nucl-' Inr nnd Mprrllt Fr,:l'i«Trlnff ft (Lop^pnif N VI nnrt If"rri|1pH-I. MIX-
MTrllt. Mrt |tmw Lanrl'i (Kii-.lorn) Lt-l I
(PI«nhilH"n CJ'i>- t
On DT II n:H I p T o-ir'n I-ip I n: r'ci
TUP pnrl ] r I.TirVs Inrn-nn-iicr» \-rrc II-i-l
i"iiprl i>ni1 f.rrrM'yin "f On- tii'cr1 ro-'ip mlp
no v rntiiilln'n V'.'pntprn Division nf rfimpnnv
r.r'>n- into nf rin.-ii. " 'C nvi— iioii'm.: nil In iil.'ivpuil
?! •inU rnrliici.-ini': ft ^.iic.« C'<>. (Cnnxila)
M.I (UK",,-,
MOM-..IHIO lCitninl.0 I.ti (.r.'i%>
I.iiulc^ li.istrin) I.'.'l iL'uiiniln)
L.i'irli. Au-linll.i d'ty ) Lul (Au-:Lr.]llj;
IH".»
l.'ni.-inni (.licmlrnh. Ltd — Op'r. lc« DrltUb
lmiin"i [if« iiiuini'li-o itr.tonipnt)
l:ri||-li r.nccli.irlu f-lly Co. Ltd. (l«0%1—
Inii'll.p
A' of Uut 11. IS 1C. nwii'.il iT> nf I1,-; vollpr;
f.intnil nf llv •• I..n.'1-.i-il Alrolinl C.i ' • i-r of Miuv.'nlciin Ki-.lnn
Coip (Mr-i ). und Moi.sonto (Aurt.uLln) l^o-
|ii • 'rt\ I. ii|
rl luniifli It: SU!IS''''TTV Xnn'nnlo Clir nlrTli.
I.t-l nviin •n'""i of !'"• ' ''ling po«cr of Ilrltlih
! nrhnnn Snlcs ( o . I.I I
fii'sircrna & pnooucTa
Vn-infrrliiio-i :mr] wlln n widely rtlvcri'n'il
ilnr pf rb' inlr.il urmli'eti 1'rorturl1? nio «olc!
in mnnv 'li.Tcrrnl itul'if'.rlcj In 1313 the nii'-
lar Inrlii-.lrv W.T rmnpinv'* Inrcoit ilop^f'tlc
ruitomrr .ircpnnliii': for R r,1 '„ ol net dollar
nl-i Ainnnr th- pinilurln nrc.
Heavy Clicnilrnli: Si:l|ihiirlc, nllrlo. livlro-
rhlorlr rlilnr-niKoilr n:vl doitlo ntlrin. chlur-
Inr. CTI'HC "ioJIiim mlillp. inrlltim cuinrlr '-ulyhur
dlnxli'c immiinlr. niH in.llu.n filumhnto
Cnal Tnr Int^rnirillnlri: l-'hrnol, chlorlien*
T—I". phlnllc. iinhydrlclc. matclc nnd unhy-
ilrl'lp rlr
;/;riiiciii.iit nr.fi riru clianii:nii: nivcafo-
phit.phr.t' -. nnktiihrnrilrlln. Dci'lii'illM. pill.
i \lfi- nrl^l, nr.plrln nnil vnrlnut oth-r ftnllc^-
iTr- rnTrln" iibPio'ii'itlinlrln. fulf^nllniiilil1*,
^rrt'iaii \nnlllln. i*iiiiTinrln. co'Inirn bcn-
70.111" lipnrnlc n~M. Ihcof'ron'inc. rtr.
l'iioi;il"i'iii .'nil rno'viMorlc ftrltl Com*
p->ii'i[t«- I'lm-ii'i-irlc nr|.| ti'lrr.rli^ipn.ir'r iicl-1.
ninnn inMii^nliirn-pliP'iilinlP. loill'im nrlil n/-
roplm-pli i'r> ninnocnlc'liim plurplinlr. trlto.'ll-
iini plio pliilr (• irosodlum iiyroiiho'sph.ilc f iwl
t —,. n'ir .|-h«n.T
plT.hcT rvllnl' -i- nTiito nml mint'- plniM--
•lire i rocM uii-J tiiliv Tlfll>•.t^ r<.n>; .inil
ilH I i<- >-
fllM IHCI
Cliifr PicJueH: ri-.-woo-l mllii";lvPB. v.ooil
ur"-i>r%-!ilKci mid surface conllnr1'
T'IP prlrclpnl connumlnz Induntr'.rn Bra
Ttr^'rr*, li^ln'i
Hrlatlvo Importnnti — Conuimlnft
19 !3
>-OP 11 ...... . ..... . 12
Ti.iii*i-nilntlan iiinlpinrnt
mi- Inncl A w.HPr) ____ ?1 1(1 1J
\ rntliT ................. II IT 11
rub utll ft nuinlc ....... M in 11
I.u-nhrr ................ « 10 Zi
l.niT'lrl'Irj & Kcrmlrlrlcs TO TJ n
................ II 71
rfir.i .-I! ^ rn = inptlp< .. VI
rurcllfi' rlil"flv BI nn cpcrnllne rorr
b.i* rt of Or.- II nir, ownrcl l"lr of .
\(Ollni' Pontrol (unlrti ollicnvlie Indlrntorl) of
i"^s.'inin mil tiii^lncm*
f Knrrlrnnp ChcmlcM TrnirporinUon Co —
I Inael1r«
nn li'.r , f"T
1110 il'i v.n-.'i'.' iii id n-.cuicl:^! ronpn. Jitl tr
irp.ir h-irrrli-t nr^nnlr i.u-cMi-'.nnl trti.'ii-tn
«i cli p'. n nil in II.B lmi>orl lit (.rn-. Ih nf 'hrnili'Cl l'iJ|i'«l-» B1 B r1 M-
sm.li ' rcfk'i'. I'-ir ji';o "f vl"'l'|'i 'nr 1""
.rM.. i;lfli» lni!u> tr- b.- ih» r Itierlold »1<1-
llon nri|i.lirrl In A"! II. 1-j'll
Aii'nri; tlip trri ..rtr.nl ' ..w mnl'ttnlr pii"--
Pl n'.-d itro fvilphvir l-on/ol ri'.ili"! (c-'ii11':
lon.i, to !.i ii'.nl i.Tilii^p". r. iilnhnipii" irlii'il
Cilluloso n-t'i'ft. ncpljnc liiiii nlcnii' I KM!
nr'.lntr 1"ini iK'c'i^ • P nrnlc iinii>i|r|il-
L iff dunnlilua c( fuel', nnj clrctrlc rib\\rr
am nl-.n M.U So w*
'ilia riilUi'i r-i!:rndiirti ii'pfl cli!ctv In ihn
pl..inn-icciil'cnl, plnst'.ci, runl'cr ti.rt foud l.i-
du- ti Ir i
A iul>rlijl.irr. T'r-v rrsl'.id AlcollOl Com-
pany, piu'lmcj MrliiTtrlil .-'rn'ml
A b'.lnlillniv. r.'".-onir-rm ri-«tr.i C.irr"^-
llon. (Micliicun vinyl rcslni *hn r-n'pr prrl'nn
•if v.-liirli Ij -.nM to Hie pirtnl fin Hrner'i''t
Rii'l *n!.s tn rnfjt'' ^.r^i rnft.t.ifieivrT i TMi
rr.hildlnrj- nlio jn.-mcU vinyl rrjliu fcr tither
IJ5I"
PniNCIPAL PLANTO & PROPEIlTHin
Lnrntlnn PFPC! it'*
Monuin(>. Ill rri:iil,'hnrl'j. nitric nnrt
Iiyilroclilorlc «<-IJ).
p'rnol nnrt ot'irr citl
Inr ln(rrmodla C»i
t'lmioHa tri. rlilurlno
«no cjinC. in>l«
fit IxiuSj. Mo Fir? crz.irJc cbfml-
c .li
foulli 5! trull. Mo fi ?•! r.nohnt-i
Annltlon. Alt I Iclrni cirb!<>. f.:v_'
r.l.li ih'.iiin txK!n n . 1
t'lphi— >I-. nml n HmX-1
cMrn1 fooil iinxir
Clii-Tlinifj
l-i.-'-i'il i^r.ialnoi..linn.i
Rierctt. Mirj M'^luulc «nil h>-l'o-
rKt.-lr nr", li ii.nl In
ll*i It alllc. li-nt'nr pnrt
nniicr Inr1;/II:K. Vs.
t. *.. f. 11
CliPinlr.iij
r.il'li.'r (rrl'l*.
unit nlntuc
In
I'VMIi-Ti. f-i-ih-ii.
rMnp nnil roiy SI»r.i\nto.
Ill riant
[•(Mi Aiir. 0 I1JJ fi-iiir-.n- iipi-r.i-il n np^
p'iPt nt Sri..1 ;fn M >i • < . for in iiifnrlnri-
i'f n Ii'vlilr-lrnllnr MI MUM il kr.1 > n .u
Hi -U'^i i v rnih '•; \i -•!•.( in \T\.\ IMI( Llinnli i1 1
nnil \iniilsMn.; IL Is rjtirn-ilr I lint pi nt
"
.
;nril'. 01 [jlii ic.
The lltlllih «iil"ldlnrv orr.nl'-i p'«n'» »i
riunhnii Unrlh WilM mil ir,
rn^ij-prl In t*ip ninniifiirtiiT nml irrtnlr\« of
inr nrliN nnil Jn th* mnnuJrctuiu of or,- mir
i rir.i . r = inp< ..
In lii-n unny <•( Ihrvi Indui'.rlPi. nuch s«
p'nin. pln'illm. ru'il'cr. rprlnln types of rilnu
- cu.i .in
Th» 'TO liict-i u'rd n? tho foptl Invtirtrr fli>l
'..i-h \irlnl III'H rj flout lilvnrh'ni; hvicciii-
In.t nnd r.nvdilnr of hcvrrn/pi Oiuuir. Ill
c nu'v. hlTiiltc and ronf?ctloncry ni an In-
ii'ruiii< gun ronf-ctloncry ni all (r>
of i.olt-rlilng Hour, hiMni; uowdcr
itituMI'irv. Pior'i'iio of Hin.-'l.
Inc O|inil»"i n pl.int fit l!r!il- tira'il. f"r
ir.fiuf ,fli ic i'f ll'u biotnlii" frpn\ ecrn.i r.iko
iihlrh In turn I , 'hl'iprd n Mi. nn«r»l'~" nil lt\-
tti'.iirlal nl-o'inl RP'1 «lrv In- ul-int it n:vrr*ll
fin'*. In 114'. cnn\Tlril lt^ nlfonul i>ri'crw
frn'n rro'i'-i ' ''i t i pin lln»ir
Iilniisirln (Cinvl.i) I. '.I 'pir3ln « "nill
r'nnt In Mnntri .il in inii." -Plnrln ' rmfiifn
lliriMich ri'ii' ninli|lijn wi!Si I -i .-'41 f.l'l . .'i1'.
nnlircl n •n\nll pliint In Vniicuuvrr. !\ C nrd
y-ipl'cc. l.'ttr id i
Compn-lv'T I'isliTil fll\ I S n rinril* i -.in ill
plniiii Ifdrniirlv n|>rrii1"l 'iv I h I.nnr'et l'i»
n nl Mil.'Ml.irli •» in S- illli- '.i«i Ai [!• li ••
1'ui I'-mouth. Vn nnr| I.i>«i.cri TJ V i n-
pnfcil In iii'milTlufi1 nf »• it- rurni! I;|JK%.
spi plrl \xntPr cnlnt! ••.n'hcllr uilni p|r
Pho«nli«IP roc> il-v^lw »'•' lorolei !n
Miury rounly. T PIIH nn ! l.i.',T'l'« Co I"«
On Apr ". l'j!7 rnmrrn'' rii-'li.i"r.| Die
noi'-rnm- •it-oun'<«l rhpiiilli'r-T.vnn' tilint ni
IJps-ton. O for PT i: 6"! PI,T» us"(l for IKI in-
slnn of rr'.Mn'h i!»nirln>i n*
T'lC c»nlr-nill 'it lrt»' l 'Hi TVx fll Al"!l
If. in 17 U<-..irj'-l ".nnt Mln.'li ruinp.iin r !••
p'-n-t i< 'rtifi I'm <~.-'\> n'^unf n Ar • I'"' !"*
1 1. "lO'1'!' Pin.* \"nli h v i* cpitri'l !>;• 11* ir-
nriT will t c nl i.lll en -nmi: T'l-.irtP »i'«- •n'l
Pir- nf is'ii'it M->I iM;)CPti'J 1o lir In pn'Muc-
ll.ii 1- eii'l
Fi'i'ir Mfim.i itn Q i"nny. fjl m. ol Il'inri!
W. M Rand. 1'tcv & CUinn . 1'arr. CJMI
-------
I.'uirvl1 U. nk \icu-rn mluii
Dib'HMC lu-'lii]^. 11 VijL-l'rrMi'
Ho'icrt It <.\>1<:, VltL-^'icm-l'.iiC
Dnriicl I1 UiiiMiiLnr \ Irc-l'ii-l
>fn».ls J iniiji. V!«..I'li'c'
i'ClIx N UHll.iinv Vltt-I'M-l
Oi.i-,fs A I. n pll..;.-.T. V.i j
J Hft,Tdl\ IVrlji^i. A-.st 10 t'r
"
1'li.l-ji A h.ni'lrliin. ,\\,\ lu P..><-lili i.
V. llllum \V lUlmciil'i. iji-irlnrv
ChailiiR Co. ;i.iii. Jr , v\ssl bciT)Ui
J r>:0 A Ifln.ti, ircn-urcr
Jiilm F Mirlln. Amljlinl Trv.imrcr
l.juln J I'ui/rll Jr. AMI 'ci TI.I.IIJ
Hjnii'l M 'itn:lun. fun.|Hrulirr
John W *Li: IU|Q. A"lit
\Vil In-ii 1 Wkrrcn, Aunt Com
Duoclurn.
•j IJtrtkns'j. St l/)ul»
: Ih ? in .1111. &i I.uiilr.
rti.ii. i .s ihi>toii. Milliiieifi]
lt.)!,crl II Cole, r.t I.oul«
l~'uvii } Isiilt.ll, l-i'i.-'r..
ilfl U;ur '2 ji.ji.ntu «i ii.' '.y. t
!«.V.i "mil :i J,,.r ,1. M Lo.'i*
I'.Lli irl1 •. A J. l«>i-.11 :>t Louis Me
Annii.it ri~i iirtj;. iuiir:'i Luculay in March
I.umber o» itatl liiMci- IM-i- j:.Vj:o I'u (.
crrir.i S.I."il ii-iniiirin ]|.,it.
lijmhrr <.! F..i.itlcyccs. Liu), il, 1116. S3 SJ3
Gtr.rrnl Or'icr ST lAiuLj, A'o.
INCOME ACCOUNTS
T.'.xt .1 ffi in l-.»1i'3rl!. U> ^l^-'^kh/
pr ur >inrv l. - n ,ir.rii d til !,> ( i ..
' ' ' ' Incoiua AU'jiinl. y
I3U.
J'i'i . ><| Tfii
71 i- I ,M
I.1. 'l-:-1
l: lul.i.l
Ore. r.:
<:c-l vt ' ii. ""."
hi Ilin i •«• . «.* p .
'i '), e r vrinil
ri dovl coiiir lirj
S»iUMd i!it l<:. IK'... ',' :•: U
Ollur liKiniii- ... 1 ,.'7jl
Inlol Inriinii. II "if '7j
Ir.niiii!' Uxi'! —. C i ,'rri
•< III Ulllf 1,1X1 i ..
Mmniitv inl'.Ti^l. l.'l .">1
Net iirgi.l
rid Jlt< /. J< II.
Ffil C divi
fur
.
•: ;.'•
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17DU5J
u.;viru
10-J-M J
cr l,u:< C'U
ln .".I
331-1.-J
OM Od
( in inuin divi
•j.-plni lor )(. n.
•'nclnl ['.''.1
)'i srs ncr«.l .niinr.
I Hi'.
i.i.-i.r/ii
4,1.'11,71.1
•i. I'lll I.'lJ
1S..I 'J n'jl
1.1UUJJI
JLJIi
:"fV/:,u
It'L'l.l.'l
U.rn :.,
<>; \(l.r ill pn-tlntiun nmoi Iwatum .mil iili-
kbi'i n. u l'.. $l,,Ri) i'4l, ] '4< (iiKludn.i: uc-
^.Ailtr (!• iltii lldi! iJ.JCr./Jl,. Income
.iii'l .ulujilnient of iiilri Net, nflir }l.(;43,iiuO alloculud jiorilon of
C'linntt-j ur nnid Uixib
y Alloc.iti-il to Government fees
iJ.C!oinpri'.t;. IV'cniiiiin pnid (in rtdiinpliori
'if jui/cue.I ;ili>d:. {1.07 i.bbd. .'ji l, iii'nu uruliL licni t.iln ii iiiu.lniii
ni.inv(.iriuici! Hi |-.U'.i'ii)iin-nl-owiiLu nlMi1'.,
v. In^li .1 noiint
vuluiiuuil;/ rvluiucil tu
II.) Ccniifinnj \ i-fj ni> In n'JI ineonir o{ im-
iOiK.uliJ.ilr it ^uli.Mi in«.j fur \cvr i ntli.ii iitr
31, U'-lli vvav uin;roxiifau*ly (Nt.^.Qi'U
P.iitl-in Siinilus /.ccourif. .11 ol Dee. 31, 114C:
Ciilnii.'.1 J.in 1. J!i:ii jlJ.^iijUS .\.ld Ixi-t'i
.lu I. tn.r .iiii'iuitl lu wliuli Ihry ,nc . u.llli J
r.M.iUsr to mnvviaiuii b1 U3tj ^Ivrirvi «il luiM-
lU^U IO i'fl? CCII1II1IUI1 .SllllLt p.II
A-.'., li (
I'K'T. iv , ml
'i I in.--lit.: r.iiod!.-
i f .fmj in prNji'bi
• i.i, rv i.idti iials..
|| 'Hill.", unri !,LIP .
iiwoilory Ji's ...
Tul ii cuiir-->t.
rlnM.incI i-uuiy ..
L.iMfl
I'lio..!1!! d''{i. net.
T.ili ii4!. 4 K .. .
I in1 11 srji i-or.
Inv In fii!'3ld< ..
Mi .r inv . itc . .
t.Liil rjiilr [rH .
Ti.tnl
I.i i
, (.'I ..
llxn)
.
ti.'.Vlj. lu.,.1 SM,0.iu,;57
Adjif In. till'
. HiIllOl ll>
L.in..ilun Mibsicluiry runip.iniL's. $3 llj. C\LI.^J
of uji \.ilnc ni ;,wl.ui4 iii.iris ui rj'.n KUI
, utH | ir >j c..i.li o\i.r u.ir \.iluc of I.."-.? Hr.s
H.ir.joL i (iciinun slnrk uf MH 1.11 h /in -. linti
itu-/ will. • M.r.nnf> il, ii'imui rul In < oinn on
o.ipil il stocJ1 jccoui.l 5-6 lill.ll'J. iiji.il di'duc-
llon'i >..IIJ,43>. bal.uicc Due. 31, 1
UriLAMCC GHLCTS
fikm }-• irs ins icpt'i li-il In SI.UI n-:L ln'lnw
convoln'.ilcu c.ilaiico Slicct
iL'xcimti u: MIurji ft Auin.iii i
/.bsi.!-. 1'lHi
r.-".:i
Linv i r tur .
of Dec. il
bjiiji iii si
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i llti .'Hi" l.\
•.'n I tllvitlLi-il
Lun'.i.n^r dop ..
i, i\ t n>..ir ,nH .
M.niH.is tutcu'i.
i*. i .1 n ri 11 * c .
.'• f, | 1.1 iS.'JJ*..
V I ..ii i.frt A >'v J)
i..irni'l tin plus ..
•Ldl.,1
Nrl r IT n^&i.1s .
I! :•• 11''.
j '"i'i1
T", JAM
3 .'r..ji:
cr i,jl,7.1
57J 571 s,l
b« ilii. I'fi
a.:'jitii.i
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tioi.l on Arr j',. |" :5 at Inl'i liv n -.Mi-Junto
lirni'ert hv vmii. J'. riu v Co. NI.XX- \oilc
PRICK Il.\M.K--rjli, I'Mi-lil'.i
?. Mcin'.inlo Clin.nr.il Co. co. union, p.ir S3.
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lil:tary Incirpornttd I i Cir.it tntnln Opt
10, iu.it. !rl ml
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BORC-WAR?^EE2 COFSPORATiGN
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I. S^t cuniulatl.-c prcfrrrcd ... ___ ... $U'Q
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l.'irncd per Sb.
ID'.G 1'.'-':
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IncnrT.or.-l7j In Illinois. Mny «, Hit to n<;-
oulr« til onlUniidlnf itrirK nf IJorn It llrc't
CO. Mn-vel Orburelor i'o «nrt V nniT flrir
Co Ol) rr «C(«iililll^nfi f;illowci1 nM-irtly OIIHU-
• (I.T ' nr rnrlicr record, ftt Mnort/'u Incluv-
trlrli for imj)
\i of 13ci cmlirr 3l/ |13« hrtiino on np'r-
atlnf; conipinv ttiruii^h t*ie nc'jnlrltn.n of Die
iricti C'f Ilia fullnvilni( nhully ow.nci.1 nulnli'-
Lirlci vihlch wrra ill' mixed New cnniivinlc'i
of ilmllnr nni:icn ullli nominal rapltnl wcic
orijnnlrt'l IM prctocl Uin trado nainri.
not it A I'.rcK To
Uitrolt Vapor !>lova C->
Long Munni»cturlnii Co
Npr«» i.'erp
IJclrolt Coir ft Mnrlilno Co
lna*rjnll St-rl ft n«rc Co
Mrrhnnlrr IJnlvrrtfll Joint C'i
Horn ford OrllMntf Machine Co
Wurnrr C.ear C.o
In June 111S, RCIiilrrd oul^tnnMI'i^ -.Inrl.
of Cnlumpt Mc"l Ci> wlilrli cnrn^i.! In il.c
ir-rolllnn of ni»<'l A milnlili.irv Mnr/"1 Chain
Co. r.olj It* tuhiMlnry. lliv llnncn llnllnny
Co In 11(16 arij'ilrcfl Ilia nit-li or Mio Lnhini'-l
Hirl f,-0, Mnri'l Cnrliuirtor Co nml
v.iirt!-r-s(iicl'lrr Cnrlnirr'.nr Co *h»llv
own-1 tubil'ilnrlci mul orrnnl^od ncu.- n'1)-
ildlnilr* x.ltli ncmlnnl cnplliil to prolerl Ui'
trnilo nnm, ^
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liui'ncii nf \; & l'r<-.'''r
O.I D'r I. ID ili co ii|i.iny |n..ili.iti fl j'lii«.'c:il
n-'r's n( .',i.ii'il»r Slii-i I .Sirrl Co of canton.
U fur iippriiMin.<|.-lv 5^.000.000, lullcr nuxv op-
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Company li third" an oiiirnlln^ rorrrrn
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ciunrit . ori nnd intary cnnitn^.-.ori [In
I 11 • /"-•! of llqi'ltl.illrin)
Lin r. (t ilccl: Lo Ltd (33 I/It) Cnclimil
L.UUK .•liiiiulnciiiilliil Co. LU . LJIUII.JI—Aii1.'*-
n. >U'clrorlvlcrloo mid
rubl.rr drilxntlx'm
Uaibo 1-iUuU. lac. (SOU1*)
Morte Clinln Co.. New Yoik—Chiles rnd
poxxcr u» x'lri i
MUMP Ch.iin d). I.i'J (Or M<%). ttjicli"nl
I'csco rroducn Co. Cleveland
V.'nrncr (.nil Cc Lt.l C»nnil>
In aililltln.'i. fuUowlaa Lr..icliva coraoanVni
v.cic lil'I'A uxxixd
Ilie linrjj l. UccX Co—I- Lllxf
Cnl iinrt Steel Co—liinii!i»
Iji'lr..ll Cc n A Mi:''.l:i^ Co—'.n-"-llvii
Uiti i it I V:iorr Stuxc Cii —ii.nrl .i1
Iiu'rini Kolllrc M'll C.i. Inc — li-nrtlvi
lr.).>'i'iil! .V"il *. l'lie l.o -Initllxo
( h K-nriiu—rlnf: Cm,'—lr..icli.«
i.'iniiii mi l.'niiirjnl .lo'nt i.'o — Inatilro
S.nrif Si!c% Ccrp - Innctu e
Nirj e Apiitl.i'if . .p. Silfi (.'0 (O )— Ii'.'iill.g
N' 'C'.' A|\ill-in-'' ft. S i!c'- f o. II 'n . ii .' . Mo .
lex . (,.iI . -M.v . I'l . II! )—All In.-.ctlvo
Ni.r7o C"rp of T»c.v Voik — I'ni-llvc
KDII,C Ap.illancc S.ili-s At Serxlcc. Inc — In-
Ui''riyir..l!"n 1'rufjrl1. Co— l.i.iv.Uva
KiK-lifrlil (.1 it:!i Ci' - linicll'. n
Kod.forcl DilILn;' Mnc.mir Cn — Liact' •
H h I'n-.-cil Sle-1 I'fil.icu Cw—In.-rlivi
Unr.'cr A 'M..nllxo 1'nrlv Ciiru —l.iL..Urr
V. i.mrr f.i-ir f.'np--In .ctlvi
V .i' p|, r-! r1"! I'lpr riii'-in • nr. Inc— Inorllx*
ausiri:.ou .'i PKOOJICTO
i or p.mv !i rnlntlpillv i -ii-icril In mi-ill-
fiin.r,' .ii-il Mlc of r.ui"."ci'.i»c p.iri Irniip-
holil i.-'r1! rrn. iprcialtx- hlc'-l''. filirlcHi I
i.licl p.ni."i is. nirto (r. r>'i 'cullnrrl Mil-
c!i i.rr>. l. ..»• "l.il ii'i'xi i tr T'IIIIS loi il?«lc'-i
ii'in pirl. n fi i-^nirn.''iit (nr tlio nxl.H'in In-
dually Coini:any'< bnrui>
-------
APPENDIX G
THOMAS REGISTER OF MANUFACTURERS
-------
G-l
CAR
"A-Z"
ALPHABETICAL INDEX OF MANUFACTURERS
(Sfl« vvplonolien intid* front cover)
CARBORUNDUM
CARBORUNDUM COMPANY. THE. A KenncoonCompany.
Carborundum Center Niagara Falls. N Y 14302 (AAAA)
716-276-2000
ABRASIVES MARKETING DIVISION
IflontiMl »MU**1 CMIta ftBra**.** *t>*MiVM
[fin ari.»oa
PO Bai »T T. Nl*t»il FMta, NT 1«JO»
ACTIVATED CARBON DIVISION
|Cr*nwiii AcixFtf.NlC.MOOn KM iVun I'Min
1711) III CU1
»0 Ltai IBM, NUtpii (••*•, MV UMt
ALPHA SILICON CARBIDE DIVISION
and PuttfleiiJonol Drying W
BORON PRODUCTS DEPARTMENT
Idoron C*rC'C»Gr.im ftnrrjtn ••*« FiOf-siMd P«M lor Nuclwr ind OUW Induiinn)
irtii »i 7000
* 0 «*• *n, NteoMBi Mil. N T 1001
CONSUMER PRODUCTS DIVISION
jCcrfwnw Atu »ive* inti TDolij
(Till Hl-«1»
PC •*» 131 HteQW* FM«. H V ,«m
HIGH PERFORMANCE PLASTICS DIVISION
|TU)7H 113t
C«rMnp*vm C«tw» P D Be* 1H, NlMW* Frt.\ H T 14M1
QW PUMkM OVL
llm*cten Mom* of Pttuta)
|M3) 1M ffl«l
P- O B«i »• ftriiwl VL OH»
ProMclr.* PlMiicu Dupt.
FCMTWCP HtiiiMrn CotkVng & Lhlnn PreiKtb* StMm Mr Rairwi 1 Dry*r»]
(119) TII-J1D1
117 *!•!< RMd. AiWMdBtft. P* tflll
D«IU CoaUffg Tmr O«pL
IP is c Gee ^ TIHJM-II)
inn MI BMO
114 Clinton Hu.4 C* O ••• *Mfc FaMMd. M J OHM
ELECTRO MINERALS DIVISION
p*9r«i v**u'*nt.Vrao«*d*v» fmoct
[Mt> ?ri am
ro •«• *jj. H )•«•*• r»iit, N T ii)«
ENGINE COMPONENTS DIVISION
••>* A«HKW*.*niC*iiii d.m»r,*JU«nd Ottiw PrtcMon Pan* ror
»O aoi rZB Of MM H«*n. MKIk 4M1T
ENVIRONMENTAL PRODUCTS DIVISION
lArindWiiriPo'kAianCoi-b'DiSrvtMTn Sruciurii
tttt SeruOOift ObitfwO Ad FKKtlfQn Srir«mt]
[•I9| ill-FSSO
P 0 BOi IT. EiMvUti Piik. KMnlll*, TM irW
FILTERS DIVISION
|<. 11 «beo S>ilrmB For Liquid » tntf O«M* Hon^eemb n
inn ui MM
Sin* RMM « WML Lifcawa. h. IUII
FILTER MEDIA DIVISION
TubM. Ham* Wilw nit.ri)
GRAPHITE PRODUCTS DIVISION
IGriimT* Eccirean » Mow StiK* CirM^'Oriphni CompMNH
Rjfliurt 0>K*I
[rti] ill MJi
P 0 •« ST. Nlagi» P*lh. H Y HIM
INSULATION DIVISION
!F.b*rtr« • CtrttiK FrM
(lltl »l •»!
»0 I«>MI NlB^^
PANG60PN DIVISION
In h*iny Praducl Farm)
14103
P 0 Bai 110 HaginlMfV MD >1T«0
PRQPPANTS DIVISION
(SMMf ra BHvmn Pnppwit lor OM mil Orlt»v)
(314) IM-771]
PC BAI Hotii DkiiM. n ram
REFRACTORIES DIVISION
IH nl r«mo«r«:ur» SiWon CvWd* 1 Muirtnum
nmi **•* * ronmoti Pnitunt utmgi i
{iiti )'• fin
P O B«E Sir. Nl«9«rl Falta. NT 1*J«
WATER MANAGEMENT
ISrrttai Cont«nun»mi MommlngScrvIm I £.9*0 1
tn« »• i«r
P O B«i 1>U Hli«l" '*U^ HT Kin
CUES, INC.. Sutjtfdiary of The Carborundum Co
fS*-«'S"'»»"ip«Ci-on Iminq MB m«n«rtce«ntf FViMir Equipnwnt )
Toll ITM (I00> »l Jltl (Eiitt IUfl> U4-IU1 IWMI)
P o e« MM. oitai**. n. M»S
PENETflYN SYSTEM. INC . Subsidiary of The Carborundum Co
Ctll] III-V9S
P O B«i If
EiMirthr* ••* KnonltU,, TH imi
CARBORUNDUM CO ALPHA SILICON CARBIDE DIV- PO Box 837.
Deot TR NiigraFsllB NY 14302 [ft A A AH TELEX 91
64 BU r^.^.. ^..—.__. _______—__—.. —716— 273 2273
(IliCh Tempcnlure if lirxh Petfonninee Cetmmtci Boron INilnd«
Fiben. Silicon Cjwbide MaleiuU Science Rnnrch ft Cquipnvrt)
(CM f H Phoenix. (Mftit \chicle r^cine Componcrlit \^ Lone.
(M|y,Wif«Coinponenli)) CoppU. (*<**, k*ier*v 5>vleim) J Webwr
Carborundum Co Conjumor Piodurii Dn <onlcn, ,N » 10703CtU)
Ri Co F«vrronrr»pnUf Snicrru DM , Executive Part J*O Ho< B7
Knamlk!, T<-n» 37901 (AAAA)
CARBORUNDUM COMPANY THC C •rboru ndum C*ntn, Ni»D«r»
Falft NV 14302 (AAflA» _ _. 71ft— 279 20QQ
(MiiuifMturen Of Bonded Abnwtet Coalrd Ab»tivn. Abnuve
Crjiin* And Powder*, {.ranuhr Acfi*«lrd Carbon &mtet#d Alphi
Silicon CMbide, Cimi And <.«mh*Fli, Cwhnc Towen, J-roppml.
FibncBird Uorgn Carbide, Ih^ri Icrnperiiurr KeFncionn. C<.rnnic
K.bcr IntulMton. Ccrimic VW,r P.rtv Chcmw.t And ChiniHtl
Preceiun* Kquipmem Electronic Campontntt Pumpi l-w Mi»ll«n
\IcUli G».plt,le fcl«lj«in And Mold &loelr Cirbon^C»ph>leCi)nn-
povlGi. Hem KichinRrr*. Ruptuir Uiict, Mifth Performinrr rerfjinci.
Adkinerd Fibcn And CompoMlrs. VSner ^lontlonnc Senice And
Equiptnem, ftoiebl«t And Airbtm ^leut Cr»innE/U««linc S)i
Irmi.BliriCkamnciihol AndC.nt 4 In I S*iid Rcd>m»lian And S«nd
HeeonditiQRinf S^riemt. l>i»l Colleclon Air And U*ler Pollution
Conlfol Sviieiru. 1-ilitr M«Jia. Finn IITIMIMXI Sulemi. TJK. HoH
Cwen. Heplicemcnl tiller Tubet, Lipdurv Machinn And Supplier
Fillrctton Svtteaif Kof J^quidi And1 Cnn. SeHerfmc Impcrlion,
Tnlinc MiniteiiMice *nd Ikpiu tquipmeni. Sc«er Syitrm Aniljtn,
bwiluition And Kchabiblilion Scmcck^
(3 KenaeMH Copprr Covp ^
(S— Hefnetanrv Dmuoii CUM. Irw Ol Penetrvn £ntern Inr 1
(P)PW Jnw.tSr VP) £J »m»,|5i VP)HK.FU»n ibi VP)CK
Undback ISr VP1GW Mimfenllr (V P , Fin ) P INi Mejen (V P,
MktoRH Vu*»le,Jr,(VP, Mfi.fr Enn) UC Hrundenburc.IV P,
MfS) KP U^nnce. (VP, Penonncl) II F Voricn. (i Ac Ccn
CoumeUB WI|KHI ,S« .4. pn*fdipr«Jum.(
CARBORUNDUM CO. THE ABRASIVES MARKETING DfV. PO Box
337 T. Mi«akc« FoUt. N Y 14302 (AAAA| - _ .716—278 2000
(BKcnnMoll Copper Corp)
[E« KC M > G C Dyrnet, (P A ) B Fenian, ( A M ) J K Fiebelkon
CARBORUNDUM CO THE. ACTIVATED CARBON DJV, P 0 Bon
1054. Oept. TR, Nftofra Faffs. N V T4302
(AAAA) ___ ____ __ ___ 716—2786383
pt TR.
Fall*. NY 14302 (AAAAj ------ 716— 2782293
.
{AbtM^e C»wi Ac P*i»den, fused It Unfitted Silicon
Aluiikiiiu.nl Oiidc * Baron C*rUde|
fECx ] (C Ml & Molnir; (MLlpi Mp I L. Savage
CARBORUNDUM CO . THE. FILTER MEDIA DIV . P O Box 1119 30 1
Cleveland Avt. Haacracown. Md 21740 (AAAAMOul Of
5»» Cofl Tall Free (SOOf 633 37Q2i ----- 301— 747-4ADA
(RepUcrmenl Killer Media Wei tt Dry)
CE* ) |\ P B Oitilvic
CARBORUNDUM
CARBORUNDUM CO. THE FILTERS DIVISION. Suit Alt MVll.
Lebanon Irvl 46052 EAAAAI . . _ 317—4B2 J9M
|A CeKi.lrie LIDE Of Fillers, rillrr Cirtnrizel & rinrr S*»lerni r«ir
liquid & Cai Purification rulflo rilren Of Steel, slunfni Mrel. A
Vmout Lined Conilruftiant Sislemt Far Con-oute lluidi Honey*
comb rilter Tubes Of Cation Ilijon, AeelMIe Clitt, N'lon Poltprc-
P'lene or Ollin riben. VIP Cutndso For The rilmlnn Of I..V, ft
Painh. And Ilietilv Vitcoui Fluid* llonin Crane Filtrn Are Comnlelr
H'nh C»m>e Ifullrri KmM. Flo Pfc (Plnlcd !•-(•« 1. Or CrJIulme
Medu For Indutlnil & Eneme Oil PunHnlKin M.ehi.n- huel (. Oil
Fillen Sene The Urea fcnRine Mallet Delp.rl \Uch.ne lool
Ccolint Fillin Include Filler Mine The OclpirL DunoiJilc Mnl
Bena< •! Or 1 ule it Odor & iedunenl Filtntun )
REPRESENTATIVES 1 STOCKING DISTRIBUTORS
ARC PHOENH 3501 ] -Momjomery Bmlhera Ire PO Ban
7234 &02-2S3 3>3I
CAL BURL!NCAIO-«to.ll(air.rrr-)nKhrrs Inc 1831
Barshont H*flrw.ay A1S—697 6300
LDS ANCELES 90058-r*nIBO™-ytroir«rI. Inc H820
DISIIICI Boulevaid 213-5B9 6 321
COL DENVER 80227 - Fluid TeclmMcgy P 0 Bo<
27122 303-9BB 1900
COIMN WEST HARTFORD 06107 - Larco Corporalnn 933 Farnunclon
Avenue Rcom212 203—2363041
FLA JACKSONVILLE 32207 -HC Warrer, Inc 2970 Me.HC Wa>l>ei Inc c/o Lee B T.JCD 385
Royal Oaks Terrace Stone Mountain Ga
30084 404—W
CAR
282
-------
APPENDIX H
STANDARD AND POOR'S CORPORATION
(EXAMPLES)
-------
H-l
EARNINGS AND FINANCES
Emsl & Whinney. Baltimore
EARNS ,
Silas
10.371
9.276
8.018
r 30
Inc Net 'Sh
Taies Inc Earns
711 -903 I S3
625 706 121
404 448 OG7
*»*L exiraord Hems Thou S 1979, dr37 or
' tjfo neuj results Ir. disconld opers (Thou S)
•>.*• dr73 or d$0 03
in. earns, are as reported by Co adjid for Feb
fl l>* •**-4ivd- '
' _' for Aug '81 50% atk divd S
" ;. i--"i.«i' •• 1980 1979
1 «•**!.'*• '; :• 081 041
, ...„ Jjnv * .
"...r < >-•'••. ."•«"•••• .' '.
' j mal Report- Consol Inc. Acct Yrs. End Apr
1979
8018
6.685
1.333
188
397
7
270
471
d23
448
1dr37
706 411
«'*i''i> J-.1 -C
— — — —••"• l*r* !>' —
«wt«.p, ;;tt-v r-
**• - - '* a 1.53
SI 21
1 21
81 21
411
SO 70
tO 03
067
dr006
8061
»*• opened edrld for Feb. '81 IS* slk. divd
nment ol debt
a"*"*1 **• >w»rl. « SI 02m 1981. SCSI m 1980
JJr*' *•'*'[?. idjlf.101,Au' 31 '81 so0* stk
*•••*•**. Snett Apr. 30. Thou. S
•-. M98I
*•; 209
OM.
—Vv. •'• 2.508
-•:::• '• "4
Uiai...- . *>:<• I0a
' 63
6.863
"™"«— •' «'t.»-v '- .... "
2»»« «, »**iL^Jt '.'•- "- -'
I'M* s^nI»p~rr' •. • —
*«n2f!?r-r.«-••'* •••«»
: "J.-'S. 989
b1980
94
2.185
2.315
92
108
4.794
982
174
70
6.020
Nabisco Brands, Inc.
CAPITALIZATION
(Mar 31 '81 all merger ol Nabisco. Inc snd Stan-
dard Brands Inc into wholly owned subsidiaries ol
Co July 6 '81)
LONG TERM DEBT- Outstg
Nabisco, Inc
4V.% Subord Debs . Apr 1,
1987 . . . $25.900.000
7V«% S F Debs . May 1. 2001. 44.300.000
7"/«% S F Deos , Nov I, 2003 . 76.000.000
6*%Gld (SF)Deba, due
Ocl 1.1982 . '2.000.000
Standard Brands Inc
6¥<% S F Deba . June I. 1993 38,300,000
7V-% S F Debs . May 1. 2001.... 38.400,000
9*% S F. Debs . Dec. 15.
2004 50.000.000
8 45% Notes, to 1993 .. ... tSO.OOO.OOO
7%-8W* Indus Rev Bonds, due to
2010 . . 14.800.000
9V<% Can S F Debs . 1997 .... 820,300,000
12% Bank Term Loan, due 1985 . . 40.000 OOO
12W* Notes, due 1984 30.000,000
14% Can S F Debs , 2000 .. . b25.300.000
Other, including Cap. Lease Obligs. .121,400,000
TOTAL (excl curr portion) . . .5575.700.000
• S F SI,500.000 each Oct 1, with non-cumula-
tive option lo retire up to a like amount more each
year, optional retirements may not be used lo reduce
mandatory requirements Guaranteed unconditionally
as to principle, mt, and S F payts by parent Issued
(S20.000.000) in 1967
tS F. due $3.300.000 anly begin in 1984
Issued privately- $26,500.000 in 1977 and
$23,500.000 in 1978
aSF due 51.000.000 anly. begin in 1981
Issued (Can $25.000.000) privately in 1977.
bSF due Sf.725.OOO anly begin m 1884
Issued (Can S25.20i.000) privately in 1980
STOCK- Aulh Shs Outstg Sha
Pfd SI par ..'... 50.000,000
S3 SO Cum Ser 119.992
Common S2 par •200.000,000 63.047.309
•Incl shares for employee options and incentive
compensation plans
LINES OF CREDIT provide up to SZ75.0OO.OOO-
$36.000.000 taken down at Mar 31. 1981
CORPORATE BACKGROUND
Company, thru the merger of Nabisco. Inc end
Standard Brands Inc. July 6. 1981. u one of Ihe
leading manufacturers, processors and marketers ol
food and related products in Ihe U S , Canada, Latin
America, Australia. New Zealand and Western
Europe
Thru its two major operating subsidiaries.
Nabisco Foods, Inc and Nabisco Products, Inc , Co.
makes and distributes a wide variety of consumer
products including cookies, crackers, pretzels and
other snack items, cheese spreads, hot and cold
cereals, specialty cake mixes, pet foods, pimentoea.
dalea. candies and frozen foods Co. also makea
lood ingredients. Pharmaceuticals, loilelnea and
home furnishings, and distributes alcoholic bever-
ages end related products
Nabisco Foods. Inc makea and distributes Go's.
consumer products in Ihe U S Principal brand names
lor its products include Premium, Ritz. Honeymaid
Graham, Wheatsworlh. Uneeds, Oreo, Fig Newton,
Lorna Doone. Chips Ahoy. Biscos. Waverly, Cheese
Nips. Better Cheddars. Chicken in a Biskit, Triscuil,
Nutter Butter, Pmwrieel, Mallomar. and Nilla cookies
snd crackers. Mr. Salty pretzels. Chipsters snacks,
Buenos loriilla chips and Planters peanuts, nuts and
other snack items. Snack Male cheese spread.
Nabisco Shredded Wheat. Team Flakes. Cream of
Wheat and Nabisco 100% Bran cereals; Dromedary
cake mixes, datea and pimentoea. Milk Bone dog
biscuits and Blue Mountain pet foods, Sugar Daddy,
Chuckles. Charleston Chew and Junior Mint candies.
Baby Ruth. Butterfinger and Reggie candy bars,
Pearson specialty candies. Cracker Jack candied
popcorn and Droste chocolates, and Freezer Queen
and Royal Dragon frozen loods Other packaged
loods include Chase & Sanborn coflee. Tender Leef
lea. Blue Bonnet and Fleischmann'a active dry yea si.
Royal gelatins, puddings and No-Bake cheese
cakes, Sun Maid raisma, and Egg Beaters, a choles-
terol-free egg substitute
Nabisco Products, Inc madea food Ingredient
and specialty products, distributes alcoholic bever-
ages, and makes and distributee Go's consumer
producls in Canada and thruout Ihe world.
Food ingredient producta include packaged lood
products sold in bulk to lood service eatabhshmenta
such as restaurants, schools, hospitals and other
institutions. com based products such as lactic acid.
enzymes, corn starch, coin oil «nd Isomaroso high
fructose com ayrup. bakery ingredients including
yeaal products, dozen eggs, dextrose, shortenings.
and specially ingredients, end distilled end concen-
trated vinegars m bulk lorm lor such users is (ha
picking, condiment and canning industries
Specially products include branded Pharmaceu-
ticals and mens toiletries auch as P.V M high protein
powder and weight reducer. Ace combs end
brushes, Geritol high potency Iron and vitamins,
Sominex aleep eld. Lectnc Shave prs-stiava lotion
lor electric shavers, Aqua-Velva aller-shava lotion
and shaving cream, and Rose Milk skin care cream
Home furnishings include Everlon knitted curtains
and Hygiene shower and bathroom window cur-
tains.
Alcoholic beverages include Flaischmann's Gin
and Preferred Scotch Whiskey, Royal Vodka. Cana-
dian Ltd. Canadian Whiskey, Invar House Scotch
Whiskey, Ezra Blocks Bourbons. Gamer Cordials.
Metaxa Brandies and Liqueurs. Amaretto di Amore.
Silhouette Vodka, Bourbon Supreme. Tvaracki Vod-
ka. and El Toro Tequila Co also distributes in the
US. Benedictine. BAB Liqueur. Anlonon Italian
wines, Bollmger champagne. Souveram Premium
California wines, Williams A Humbert Dry Ssck.
Cream Sack and other Spanish sherries, and several
imported beers including Moo»head (Canada).
Foster's Lager (Australia). Pilsner Urquell (Czecho-
slovakia). and Dos Equis (Mexico)
PROPERTY- Dec 31. tfl8O. Nabisco. Inc oper-
ated 28 food manufacturing and processing planta in
the U 5 and 28 in other countries, five flour mills, a
boxboard mill and two carton printing plants in the
U S . two pharmaceutical and toiletries plants and
five household accessories plants in the U S . and
other production facilities in Latin America and
Europe.
Standard Brands had 89 plants in the U S (34).
and 26 other countries
' v ,
CAPITAL EXPENDITURES, Yrs End Dec. 31.
Thou S
1980. . 212.882 1979. . 152.050 197S 126.423
EMPLOYEES- Dec 31, 198O. 6 1.ZOO (Nabisco.
Inc. A Standard Brands) • > .
INCORPORATED in Del Apr 21. 1981. and on
July 6. 1981. merged wholly owned subsidiaries into
Nabisco. Inc end Standard Brands Inc , thru the
issuance of 1 04 Com aha for each Nabisco Com
ah . one Com sh for each Standard Brands Com
ah . and one S3 SO Cum. Ptd. sh lor each Standard
Brands 13.50 Cum Ptd. sh
Nabisco, Inc. was incorporated in N J Feb 3.
1698, as National Biscuit Co and acquired proper-
ties of N Y. Biscuit Co.. American Biscuit ft Mfg Co.,
and U S Baking Co., since dissolved. Nabisco. Inc.
title adopted Apr 27, 1971. >• ,
Standard Brands Inc was Incorporated m Del.
June 28, 1929. and acquired the aeaets ol Trie
Fleischmann Co (founded m 1889). all shares of
E W -Gillat & Co Ltd (incorporated in Canada in
IGOIJand Chase & Sanbom. Inc (esl. in 1864). and
most of Royal Baking Powder Co shares (danng
beck to I8S6) These companies were dissolved in
1fl29. except Royal Baking Powder Co . merged In
CHAIRMAN & CHIEF EXEC OFFICER. R M.
Schaeberle: PRES 4 CHIEF OPER OFFICER. F.R.
Johnson. EXEC V-P & CHIEF FIN OFFICER. C R
Owens. EXEC V-P A GEN COUNSEL. W G Dunning.
ton. Jr.. EXEC V-Ps. M F.C. Emmelt. J O Welch. Jr.,
SR V-Ps. M M Maslerpool, H.F. Powell, M E Cane;
V-P & TREAS. H M Brains, Jr.: V-P & SECY, W M
Miller, Jr.; V-Ps. D H Pocvar. Carol S Tutundgy. •
DIRECTORS-
VB Diehl
K C. Foster
Helen A Guthrie
RW Haaek
JL Hayea
C.E. Hugo!
M L. Levinaon
OR McKay
WH Moore
Albert Reea
RM Schaeberle
W C. Turner
W S. Woodside
J 0. Welch. Jr.
.. r -fV • '
' ' Phyllis B Davis
W G Dunninglon.
: - M F.C Emmett
-. • C L. Fry
- M E. Godwin, Jr
'' 1R S Hatfield
- i F R Johnson
• • Paul Kolton
Sartain Lamer
••. -W.E McLaughlm
E C. Patterson
. C R Sharps
. > C R. Owena
Jr
*
^
.
s.
OFFICE- 9 W S7lh Si . NYC 10019 (Tel. 212-
888-5100). ANNUAL MEETING-In Apr or Msy .--
-------
H-2
- . BOND DESCRIPTIONS •
NATIONAL BISCUIT CO 4¥.% SU8ORD DEBS . Dua
Apr. t. 1987 ' •
Authomed '_ -._ >. $43.407.900
bsued . ..:.... - ..." 38.497.300
Outstanding (Mir 31. 1981) . . ^ 25.900.000
Retired . .... 10.597.300
DATED Apr I. 1982 INTEREST PAYABLE Apr S
Oct. I at trustee's office. NYC INTEREST GRACE
PERIOD- 30 days
TRUSTEE i REGISTRAR- Bankers Trust Co..
NYC . . .
DENOMINATIONS- Coupon, principal registers-
bla. S100. S500. and $1.000. lully registered. $1.000
& multiples inereol Debs, of $1.000 or more are
interchangeable. .. .
PURCHASE FUND- Semi-annually. beginning
Oct 1*62. l*j ot Debs issued, lor purchase ol Debs
at or below 100. funds unexpended 60 days after
deposit revert to Co.
REDEEMABLE on 30 days' notice, at following
prices A ml. thru each Apr 1. with price declining
each year after thru Apr 1. 1965. and at 10O alter
1982 .. . fOt 3 1933 .... 1OI 0- 1984 100 T
ASSUMED on merger of Nabisco. Inc July 8.
tgai
SECURITY- A direct unsecured obligation.
subordinated to all senior debt, as defined
LEGAL for savings banks in N H. and N J
LISTED- NYSE-
1980 74 65 1979 78 68
1978 _ 79W 72*i 1977 82* 79
NABISCO. INC. 7* SINKING FUND DEBENTURES.
Due May I, 2001.
Authorized '. $50.000.000
Outstanding (Mar. 31. 1981) ' 44.300000
Retired _ ."— 5.700.000
INDENTURE DATED May 1. 1971 INTEREST
PAYABLE May & Nov I. to holders registered the
preceding Apr. A Ocl IS. respectively PRINCIPAL &
INTEREST PAYABLE at trustee's office INTEREST
GRACE PERIOD- 30 days
TRUSTEE & REGISTRAR- Morgan Guaranty
Trust Co. NYC. -
DENOMINATIONS- Fully registered. SI.000 &
multiples thereof.
SINKING FUND requires retirement on 30 days'
notice at 100 > ml ol S2.SOO.OOO Debs each May 1.
I9B2-200O. Co having non-cumulalive option to
retire up lo a like amount more each year Optional
redemptions may be used to reduce mandatory
requirements Credit may be taken lor Debs other-
wise acquired
REDEEMABLE OTHERWISE on 30 days' notice at
the following prices S int. thru each Apr 30. with
price declining each year afler thru Apr 30. 1998,
and at 100 after
1982 .. 104 65 1983 104 34 1984 104 03
ASSUMED on merger of Nabisco, Inc July 6,
1981
SECURITY- A direct unsecured obligation'With
certain exceptions, neither Co nor any restricted
subsidiary may mortgage or pledge any principal
property or any shares or debt of any restricted
subsidiary without securing Debs equally and reta-
bly (herewith
LEGAL for savings banks in N H and N J
LISTED- NYSE
198O .. .. 77Vk 61 1979 89 75Vi
1978 - 99* 87V. 1977 100'A 94Vk
NABISCO. INC. T'/-% SF DEBS. Due Nov 1,
2003
Auto aOutstg . ... $75.000.000
INDENTURE DATED Nov 1. 1973 INTEREST
PAYABLE May & Nov 1. to holders registered the
preceding Apr & Oct 15. respectively PRINCIPALS
INTEREST PAYABLE at trustee's office INTEREST
GRACE PERIOD- 30 days
TRUSTEE & REGISTRAR- Morgan Guaranty
Trust Co. NYC
DENOMINATIONS-Fully registered. $1.000 &
multiples thereof
SINKING FUND requires retirement on 30 days'
notice at 100 4 ml ol S3.750.000 Debs each Nov 1,
1984-2002. Co having non-cumulative option to
retire up to a like amount more each year Credit may
bo taken for Debs otherwise acquired
REDEEMABLE OTHERWISE on 30days' notice at
the following prices & ml thru each Oct 31. with
price declining annually niter thru Oct 31. 1998. and
at 100 alter
1982 104 93 1983 104 64 1984 104 35
REDEMPTION RESTRICTIONS- No 7V.% Debs
may be redeamed before Nov 1. 1983. from
proceeds ol any debt for money borrowed or net
proceeds ol any sale and leaseback transaction
having an interest cost or. in the case of such sale
and leaseback transaction an intereal factor, of less
than 7 79% per annum
ASSUMED on merger of Nabisco, Inc July B.
198 1
SECURITY- Same as 7¥.% S F Dabs due May
1,2001
LEGAL for saving banks in Mass . N H and N J.
LISTED- NYSE
1980 ....:.. 74V- 82 1979 ...... 88 75
1978 ....... 95 88V. 1977 ..... 101 95*
STANDARD BRANDS INC 8V-* SINKING FUND
DEBENTURES Due June 1, 1993
Authorized . . . ...... $70.000,000
Outalg (Mar 31. I981J. .. ..... ~ 38.300.000
Retired. .. . 31.700.000
INDENTURE DATED June 1. 1968 INTEREST
PAYABLE June & Dec 1. lo holders registered
preceding May A Nov 15. respectively PRINCIPALS
INTEREST PAYABLE at trustee's office INTEREST
GRACE PERIOD- 60 days
. TRUSTEE- Morgan Guaranty Trust Co . NYC
DENOMINATIONS- Fully registered. SI.OOO and
multiples thereof
i SINKING FUND requires retirement at 100 & ml .
each June i. 1973-92. of S3.1SO.OOO Debs , Co
having non-cumulative option to retire up to like
amount more each year Optional payments may be
used to reduce mandatory requirements
REDEEMABLE OTHERWISE on 30 days' notice.
at 100 & ml . plus the following premiums, thru each
May 31, with premium decreasing each year alter lo
nil
1982 .. 224 1983 ..192 1984 160
ASSUMED on merger of Standard -Grands Inc.
July a. 1981
SECURITY- A direct unsecured obligation
Neither Co nor any reslncled subsidiary may mort-
gage or pledge any principal property without secur-
ing Debs equally and ratably therewith, excepled
are certain permitted hens
LEGAL for savings banks in N Y and N K
LISTED- NYSE
1980 ..... 74 59ft 1979 .. . 84 V. 70
1978 ........ 91 82 1977 .. _. 82V 91
STANDARD BRANDS INC v.% SINKING FUND
DEBENTURES. Due May 1. 2001
Authorized ... .... $50,000.000
Oulslg [Mar 31. 1981) .. 38.400,000
Retired ... . 11.600.000
INDENTURE DATED May 1, 1971 INTEREST
PAYABLE May & Nov I, lo holders registered the
preceding Apr & Ocl 15. respectively PRINCIPALS
INTEREST PAYABLE at trustee's office INTEREST
GRACE PERIOD- 60 days
TRUSTEE & REGISTRAR- Morgan Guaranty
Trust Co . NYC.
DENOMINATIONS- Fully registered. $1.000 A
multiples thereof
SINKING FUND requires retirement on 30 days'
notice at lOO&mt of $1.875.000 Debs each May 1.
1977-2000. Co having non-cumulative option lo
retire up to a like amount more each year Optional
redemptions may be used lo reduce mandatory
requirements Credit may be taken lor Debs other-
wise acquired
- REDEEMABLE OTHERWISE on 30 days' notice a I
the following prices • ml . thru each Apr 30 with
price declining each year after lo 100
1982 . 104 65 1983 . 104 34 1984 . 104 03
ASSUMED on merger ol Standard Brands Inc
July 6. 1981
SECURITY- Same as ev.* S F Debs due
1993
LEGAL for savings banks in N H
LISTED- NYSE
1980 . .. 89 75'A 1979 91 80
1978 . 92'A 85 1977 . 99V» 96V.
STANDARD BRANDS INC 9*% SINKING FUND
DEBENTURES Due Dec 15,2004
Aulh & Outalg . $50.000 000
INDENTURE DATED Dec 15. 1974 INTEREST
PAYABLE June & Dec 15. to holders registered the
preceding May 31 & Nov 30. respectively
PRINCIPAL & INTEREST PAYABLE al trustee's
office INTEREST GRACE PERIOD- 60 daya
TRUSTEE & REGISTRAR- Morgan Guaranty Tusl
Co . NYC
DENOMINATIONS- Fully registeted. $1.000 &
multiples thereof
SINKING FUND requires retirement on 30 days'
notice al 100 A ml ol S2.IOO.OOO Debs each Dec
15. 19B2-2003. Co having non-cumulative option to
retire up lo a like amount more each year Optional
redemptions may be used to reduce mandatory
requirements Credit may be taken lor Debs other-
wise acquired
REDEEMABLE OTHERWISE on 30 days' notice at'
the following prices A int. thru each Dec 14, with
price declining each year after lo 100 ,
1981 10703 1982.... 10868 1983—10829
REDEMPTION RESTRICTION- No 9'ft* Dibs
may bo rodoemod before Dec 15. 1984, thru refund-
ing or with proceeds ol certain sale and laaseback
transactions effected at an interest cost or factor
less than 9 525% per annum • -j
ASSUMED on merger ol Standard Brands Inc.-
July 6. 1981 .. '•
SECURITY- A direct unsecured obligation With'
certain exceptions, neither Co nor any restricted
subsidiary may mortgage or pledge any principal
property wilhout securing Deba equally and ralably
therewith Sale and leaseback transactions by Co or
any restricted subsidiary ol any principal property
are prohibited unless the property involved could be '
mortgaged without equally and ratably securing the
Debs or an amount equal to the greater ol the
proceeds ol sale or the fair valuo ol the properly sold
is applied to the retirement of any long-term nonsu- •.
bordmatad debt lor money borrowed of Co or a <
restricted subsidiary > -t<~
LEGAL lor savings banks in N H - '\
LISTED- NYSE.
1980-77 No Sales«
STOCK DATA »;
S3 50 CUM PFD. has preference over Com as
to dividends of $3 50 per annum payable quarterly
Mar 45. etc , and in LIQUIDATION ol assets to $100
& divds REDEEMABLE at any time on 30 days'
notice, in whole or in part, at SlOO a divds
VOTING POWER- One vole per share, same as
Com and upon default ol four quarterly dividends
Pld shall have additional right to elect two direc-
tors.
DIVIDEND REINVESTMENT PLAN Is ottered thru ,
the Bank ol New York, NYC j
STOCKHOLDERS- Pfd (Aug 11. 1981). 341.
Com (July 6. 1981). apx 105.000
TRANSFER AGENTS- Bank Ol New York. NYC.
and Montreal Trust Co.. Montreal and Toronto •
REGISTRAR- Bank of New York. NYC.
LISTED- Com A PFD . NYSE (Symbol NB) July 8.
1981. Com also listed Toronto and Monlreal SEs,
Nabisco, tnc Com . and Standard Brands Inc Com &
Pfd NYSE
-Nabisco, Inc Com -
(Composite in 1976 & aft)
19BO . . .. 27* 1BV> 1979 . .. 2SV. 20V.
t1978... 28* 23 1977 54'n 45V
•1976 50V. 35'ft 1975. . . 42% 22'/.
1974 . 43 2l'/> 1973 61 35'/'
1972. . .. 64V. 53 1971 . . 57V. 48'A
•Mean Price Dec 31. 1976. 503125
tAft. 2-for-l split May 2, bef 51V.-46 '
-Standard Brands Inc -
(Composite in 1976 & aft)
•Com - -S3 50 Pld -
1980 . 33V. 23 40* 32
1979 Z7'/k 2fVt 48'A 38'A
1978... 29* 22* 48'* 40
1977 ._ 31'A !4v 52-ft 48
•1976 40* 27 52 46
1975 . . b38¥i b38v. 50* 45
1974 56V. 40 50* 43
1973 55V< 48'* 55 49
1972 56V. 44Vk 58 50').
1971 494 39* 61 50'A
•Mean Prices Dec 31. 1976 Com , 1675, Pfd .
SO'A
bAll 2-foM split Sepl 19, bet . 71Vi-60Yt
RECENT DIVIDENDS-$3 50 Cum Pld initial paid
Sepl 15. 1981
Com S2 par Ocl. 9, 1981. SO 46V. initial
-Nabisco. BIO Com S2 50 par ($)-
J981 135
1980 ... 162 1979 150 1978 . 069
(Bcf 2 for-1 split May 2 '73)
-Com SS par-
1978 .. 132 1977 249 1976 . 237Vi
1975-73 2 30 1972-71 2 20
-Standard Brands Inc -
S3 50 Cum Ptd paid regularly thru exchange lor
Co'3 S3bOCum Pfd July 6. 1381
-Com No Par (S>-
1981 082 1980 .160 1979 142°
1978. 134 1977 .. 128 1970 . .121
1975 0 20ft
(Bel 2-for-1 split Sept 19'75)
1975 . 100 1974. . 187V. 1973 .... 1.75*
1972 1684 1971 160
Company or predecessors have paid cash divi-
domt* o.. Com in oach year since 1899
-------
APPENDIX I
DIRECTORY OF CHEMICAL PRODUCERS
-------
1-1
1981 DIRECTORY OF CHEMICAL PRODUCERS
UNITED STATES
COMPANIES
Miranol Chemical Company, Inc.
Imidazolme Derivatives (Com d)
2-Hoptyi- Msodium carboxymethyl)- 1 -(2-|sodium
c|eihyl)-2 imidazolmium hydroxide
2 Undccyl-2 imidazotmium hydroxide H2 hydroxyethylH-
(2 hydroxypropyl sulfonate) sodium salt
Quaternary Ammonium Sails
Alkyl In (2 hydroxyelhyl) ammonium chloride
Quaternary ammonium sails (unspecified)
General and Compounded Products
Atkyiamidosuliobe lames
Alkyl imidazolme derivatives carboxylated
Alkvl imidazoline derivatives sulfonated
Alkvtsulfaie salts ol laity imidazoline amphotencs
Canonic polymers
Tallow betame
MisCoa
(Not* Mississippi Chemical Corporation!
Mississippi Chemical Corporation
P 0 Box 388
Yazoo City MS 39194
Tel (COM 746-4131
Telex 58 5449
See also
Triad Chemical jointly owned with First Mississippi
Corporation
Carlsbad New Mexico 88220
P 0 Box 101
Potassium chloride
Pascagoula. Mississippi 39567
P O Box 848
Ammonia
Ammonium phosphates
Fluorosilicic acid
Phosphoric acids, on ho
Sullunc acid
Superphosphate triple
General and Compounded Products
Ammonium polyphosphate base solution (10-34-0)
Mixed fertilizers (granular)
Yazoo City. Mississippi 39194
P 0 Box 388
Ammonia
Ammonium nitrate
Carbon dioxide
Nitric ecid
Nitrogen solutions
Urea
General and Compounded Products
Nitrogen solutions
Mississippi Potash, Inc.
(Merged into Mississippi Chemical Corporation/
Mobay Chemical Corporation
(Formerly known as Baychem Corporation)
(Owned oy Bayer AG ILeverkusen West Germany^
Penn Lincoln Parkway W«st
Pittsburgh PA 15205
Tel (412) 777 2000
Manufactures polyurethane chemicals agricultural chemicals
plastics and coalings industrial chemicals, dyestutls and
intermediates pigments, textile libers and maber chemicals
Agricultural Chemicals Division
Hawthorn Rri P 0 Box 4913 Kansas City MO 64120
Tel 1816) 242-2000
Manufactures agricultural chemicals
Kansas City. Missouri 64120
Air separation plant
1 2 3-Benzotnazin 4-(3H)-one
l-Chlorc-3 3 dimeihtl-2 butanone
O O Dieihyl phosphorochlondothioate
Oieihyl phosphorodnhioic acid
3 3 Dimethyl-2 butanone
O 0-Dimethyl phosphoiochioridoihioate
Dimethyl phosphorodnhioic acid
o-Ethvl Snpropyl phosphorochloridodithioale
4-Methylthiophenol
Pesticides
Amlazme
Azmphosmethyl
Coumaphos
Dcmeton
Disulfoton
Fensulfothion
Fenthion
Mcthemidophos
Meiribuzm
Oxydemoton methyl
Phenamiphos
Sulprolos
n Propyl phosphorodichlondodithioate
Dyes and Pigments Division
Sprmgf.old ltd P O Box 385 Union NJ 07083
Tel (201) 686-3700
All intermediates are produced for captive use only
Bayonne. New Jersey 07002 (2 Plants)
169 West 52nd Si and Hobart Ave and 2nd St
Dyes and Pigments
Acid dyes
Direct dyes
Fluorescent brightening agents
Plastics and Resins
Acrylic resins
4 4 -Sullonyldiphenol
Surface Active Agents
(Mixed) Alkanesulfomc acid and sodium salt
Petroleumsullonic acid, water soluble (acid layer) sodium
salt
1 3 3-Trimethyl-2 meihylenemdoline
General and Compounded Products
Felly acid amides and esters
Hydroiyamide resins
Pigment dispersions
Bushy Park, South Carolina 29401
Hwy 503 P 0 Box 10288 Charleston SC 29411
1 Ammo 2-bromo-4 hydroxvanthiaqumone
Anilinomethanesullonic acid
2 5 Dichlorosullanilic acid
1 5 Dihydroxy 4 8 dinitroanthraqumone
2 il Dmitiophenol
Dyes and Pigments
Acid dyes
Canonic dyes
Direct dyes
Disperse dyes
Fiber reactive dyas
Vat dyes
2 Methylindolo
(Continued)
234
-------
APPENDIX J
SYNTHETIC ORGANIC CHEMICALS
(EXAMPLES)
-------
SYNTHETIC ORGANIC CHEMICALS
United States Production
and Sales, 1979
J-l
i ,, .,
V V
1 il
tf r
USITC PUBLICATION 1099
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fftif "fftif "^^ ^ \ i^i-,J
^•f\f\ ^( United States International Trade Commission / Washington, D.C. 20436 , k ^ lAjV^'in'
?a>"V>' ^ i »' s r1 t ^ 1 - , ,0'''^^'
>• 1 • T • '' - i " ; ( , , / '" V i i. * 0?"i
tVVVV,. , */* t * , - v 'V >« v- " ' ^ ' ''i* 5^
** * * t "t- ^^t ''^w ^ t ' / f * ^ "i,' li"* .. •. *i*»*! .
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-------
J-2
313
TABLE l.--SHimciir ORGANIC CHEMICALS: ALPHABETICAL PIRECTOPY OF MANUFACTURERS,
fr> coriFAMV, 1979—com INUED
Ident l-
flcation
code
Name of company
Office address
FRI • FnrnLand Industries, Inc : P. 0. Box 7305, Kansas City, HO 64116.
FEL : FeUon International, Inc • 599 Jolmson Ave., Brooklyn, NY 11237.
FER . terro Corp.:
: terro Chcmic.il Olv 7050 Krtck Rd., Bedford, OH 44146.
Grant Clipmical Dlv • P. 0. Box 263, Baton Rouge, LA 70821.
Keil Chemical Dtv • 3000 Sheffield Ave., Hammond, IN 46320.
Ottawa Chemical Olv • 700 N. Wheeling St., Toledo, Oil 43605.
ProducLoL Chemical Dlv • 10051 Romandcl Ave., Santa Fc Springs, CA 90670.
TKD Tiber Industries, Inc P. 0. Box 10038, Charlotte, NC 28201.
RBC : Fike Chemicals, Inc : P. 0. Box 546, Hitro, WV 25143.
Firestone Tire & Rubber Co.: :
FIR Firestone Plastics Co. Dlv : P. 0. Box 699, Pottstown, PA 19464.
FRF • Firestone Synthetic Fibers Co • P. 0. Box 450, Hopewcll, VA 23869.
FRS • Firestone Synthetic Rubber & Latex Co. • 381 H. Wilbeth Rd., Akron, OH 44301.
: Dlv. :
FST : First Chemical Corp : P. 0. Box 1427, Pascagoula, MS 39567.
FL.M : Fleming Laboratories, Inc . P. 0. Dot 34384, 2205 Thrift Ri!., Charlotte, NC 28231.
C1K . Flint Ink Corp., Cal/lnk DLv ; 1404 4th St., Berkeley, CA 94710.
FLO • Florasynth. Inc : 410 E. 62d St., New York, NY 10021.
FTE • Foote Mineral Co : Route #100, Exton, PA 19341.
FOM Formica Corp., Sub. of American Cyanamld : 10155 Reading Rd., Cincinnati, OH 45241.
Co.
FUi Franklin Chemical Industries : 2020 Bruck St., Columbus, Oil 43207.
FRE Freomin Chentcal Corp : 222 E. Main St., Port Washington, Wl 53074.
FB Fritzschc Dodge & Olcott, Inc 76 9th Ave., New York, NY 10011.
CHI . Fryc Copysystcms, Conap Div 1405 Buffalo St., Olcan, NY 14760.
FLJI • II. B. Fuller Co., Polymer Dlv : 4450 Halsbary Rd., Blue Ash, OH 45242.
CAF . T.AF Corp : 2200 Polymer Dr., Ch.ittannogn, TH 37421, and
P. 0, Box 12, Linden, NJ 07036.
CLX • Galnxie Chemical Corp : 26 Picrcy St., Paterson, NJ 07524.
CAN Cane's Chcnlcals, Inc : 1144 Avenue of the Americas, New York, NY 10036.
CE : General Electric Co • 1 Plastics Ave., Plttsficld, MA 01201, and
: 1350 S. Second St., Coshocton, Oil 43812.
CEI • Lanlnated I Insulating Materials Business • 1 Campbell Rd., Schenectady, NY 12306.
: Dept. :
SPD Silicone Products Dept . Mechanlcvllle Rd., Bldg. 11-24, Water ford, NY 12188.
CNF . General Foods Corp., Maxwell House Coffee . 1125 Hudson St., Hoboken, NJ 07030.
: Dlv.
CLC ' General Latex & Chemical Corp : 666 Main St., Cambridge, MA 02139.
GNT General Tire & Rubber Co., Chemical Div : 1 General St., Akron, OH 44329.
GRC . P. D. George Co • 5200 N. 2d St., St. Louis, MO 63)47.
Georgia-Pacific Corp.: :
PSP • BelllnBhnm Dlv : P. 0. Box 1236, Belllngham, WA 98225.
GP : Houston Div : P. 0. Box 1959, Pasadena, TX 77501.
GP : Plaqucmlne Div : P. 0. Box 629, Flaquemlne, U 70764.
CP : Resins Operations : P. 0. Box 10504, Atlanta, GA 30348.
SKO • Getty Refining & Marketing Co • P. O. Box 1650, Oil Center Bldg., Tulsa, OK 74102.
T1D • Delaharo Refinery : Delaware City, DE 19706.
Till • The Gillette Co., Chemical Dlv . 3500 W. 16th St., N. Chicago, II. 60064.
CIV : Clvaudnn Corp ~ — : 100 Delawanna Ave., Clifton, NJ 07014.
GLY • Clyco Chemicals, Inc : 51 Weaver St., Greenwich, CT 06830.
GPI : Coodpasturc, Inc . P. 0. Drawer 921, Brownfield, TX 79316.
BFC : B. F. Goodrich Co., B. F. Goodrich Chemical : 6100 Oak Tree Blvd., Cleveland, OH 44131.
Group :
GYR • Goodyear Tire & Rubber Co : 1144 E. Market St., Akron, OH 44316.
GCC • W. R. Grace 4 Co : P- 0. Box 27147, Memphis, TN 38127.
HMP • Organic Chemicals Dlv Poisson Ave., Nashua, NH 03060.
EVN : Evans Chemetics : 90 Tokeneke Rd., Darien, CT 06820.
GRD : Polymers & Chemicals Dlv 55 Kaydcn Ave., Lexington, MA 02173.
OXC . W. R. Grace Petrochemicals, Inc • 1114 Avenue of the Americas. New York, NY 10036.
GRA : Great Amei lean Chemical Corp P. 0. Box 2150, Fitchburg, MA 01420.
GTL : Great Lakes Chemical Corp : P. 0. Box 2200, West Lafayette, IN 47906.
-------
TABLE 2.—PESTICIDES AND RELATED PRODUCTS TOR WHICH U S.PRODUCTIOH AND/OR SALES WERE REPORTED, IDENTIFIED BY MANU-
FACTURER, 1579—COVTIMiED
PESTICIDES AND RELATED PRODUCTS
MANUFACTURERS' IDENTIFICATION CODES
(ACCORDIHG TO LIST IN TABLE 3)
CYCLIC—CONTINUED
*HFRBICIDES AKD PLANT GROWTH REGULATORS—CONTINUED :
2-(tert-Butylami.no)-M-ethylani.ino-6-(raethylth.io)-s- :
tnazine- _______________ : CGY.
3-tert-Butyl-5-chloro-6-inethyluracil --------: DUP.
N-Butyl-N-e thyl-a,a,a.-tnJEluoEO-2 . 6-dinitro-p- " =
coluidinc (Benefin)- --------------------: LIL.
2-Chloro-t,6-bis(ethylamino)-s-tria3ins (SinazineJ : CGY.
2-Ch.loro-acetanilide :
(Butachlor) ------------------: HON.
2-Chloro-2'.6'-diethyl-H-dnethcKymethyl>acetanilide =
(Alachlor) --------------------- HON.
2-Chloco-1-(3-ethoxy-U-nitrophenoxy1-t-ltnfluorc- =
mcthyDhenzone (Oxy£luorfen) --,-—--__-_--_--: RH.
2-Chlozo-1*- (ethyl ammo ) -6- tisopropylaminol-s-tri- =
azinc (Atrazine) : CCY. FRI. SHC. VTC.
2-l<»-Chloro-6-(ethylaiBino)-s-tria2in-2-ylainino 1-2-
mccliylpropionitrlie (Cyanazlne) _______ : CGY, SHC.
M-(2-Chloroethyl)-a,a,a-trifluoro-2,6-dinitro-H- =
propvl-p-coiutdinc (Fluchloralin) ------------- BflS.
2-Chloro-H-isoprapylacetanilide (Pcopachloc)- - - - DOW, MOH.
2-(M-Chloio-2-methylphcnoxy)propionac acid (MCPP1- : FLC.
2-- : RDA .
<4- (2.4-Dichloiophenoxy 3 butyric acid, iso-octyl ester •• RCA.
2-(2.M-DlchlorophenoxyJpropionic acid, 2-butoxyethy1
ester ----------------------- DOU.
3-(3,M-Dichloiophenyl)-1,1-dimethylurea (Diuronl- - : DUP.
C-,
I
CO
-------
APPENDIX K
NOTIFICATION TO EPA OF
HAZARDOUS WASTE ACTIVITIES
(EXAMPLE)
-------
United Slates
Erwironmenval Protection
Agency
Soiid Waste
Office of VVatcrSi
Waste Management :• .'/•-..
Washington, D.C. 20-160 '.' ,''.
- '' ' ' ' v"-1 • v
• .'•• .'"• SW -897.7
-. . December 1S80
In
.i^lotification^t
-------
K-2
VZW5TE BY PPOMULGATION iJdJEDL'LC
ALL1 ALL WASTE PROMULGATED ON MAY 19, 1980
ALL2 ALL WASTE PROMULGATED ON JULY 16, 1980
NON-LISTED 1OXLC WASTE ON NOTIFICA'[".Oi.;
DOOO ANY COMBINATION OF W\STE D004 THRCUQ1 D007
NON-LISTED CHARACTERISTICS OF HAZARDOUS WASTES
D001 NON-LISTED IGNITABLE WASTES
D002 NON-LISTED CORROSIVE WASTES
D003 NON-LISTED REACTIVE WASTES
CONTAMINANTS QlARACTFJtf STIC~OF~EP TOXICITY
D004 ARSENIC
D005 BARIUM
D006 CADMIUM
D007 CHROMIUM
DOC8 LEAD
D009 MERCURY
D010 SELENIUM
D011 SILVER
D012 ENDRIN
D013 LINDANE
D014 METHOXYQiLOR
D015 TOXAPHENE
P016 2,4-DICHLOROPHENOXYACETIC ACID
D017 2,4,5-TP SILVEX ACID
HAZARDOUS WASTES FROM NONSPECIFIC SOURCES
F001 SPENT HALO CHLORIDES & SLUDGE FM GRAY IRON FOUNDRIES
F002 HALO SOLV AND REC STILL, BOTTOMS
F003 NON-HALOGENATED SOLV AND SOLV REC STILL BOTTOMS
F004 NON-IIALCGENATED SOLV AND SOLV REC STILL BOTTOMS
POOS NON-HALOGENATED SOLV AND SOLV REE STILL BOTTOMS
FOOG ELECTROPIATIN3 TRFAT SLUDGE
F007 SPENT BATH SOLU FM FLECTROPLATING OPER
FOOR SLUDGES FM BOTTOM OF BATH FM ELECTRPLTNG OPER
F009 SPENT STRIP & CLEAN BATH SOLU FM ELECTRPLTNG OPER
F010 QUENCH OIL BATH SLUDGE FM METAL HEAT TREATNG OPER
F011 SALT RATH POT CLEANING SOLU FM METAL HEAT TREAT OPER
F012 WASTEWATR TREATMENT SLUDGE FM METAL HEAT TREAT OPER
F013 FLOTATION TAILINGS FM MIN MET REC OPER
F014 WASTEWATR TREAT TAILING POND SED FM MIN MET REC OPER
F015 SPENT CYANIDE BATH SOLU FM MIN MET PIC OPER
F016 COKE OVEN & FURN AIR POLUTN CONTRL SCRUBR SLUDGE
F017 PAINT RESIDUES GENERATED FROM INDUSTRIAL PAINTING
F018 WASTEWATR TRFATMNT SLUDGE FM INDUSTRL PAINTNG
Figure 1 - Hazardous Wastes Codes (1 of 12)
-------
K-3
INFORMATION FORMAT
Me low x-3 ^n example of tho i nfori-ation forn.at u*-"
report and an pxplanation of the individual information items.
G CHEMICAL CO INc| Q<^UTD012345678 |
^<^DATi-:: 8008181 5
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K-4
P035 0000 DOOl 000?
B 07
P094
STATE o: KS
AMOCO IL COMPANY
OATEl 600816 GEN • X TSDF B
47 KANSAS AVE
KANSAS CITY 66105
913/371*7042 GEDSTAD DON MANAGER
0001
DATE!
KSD084891399 FED • NO
UIC B TRANS «
PO BOX 50?6 PACKERS STATION
26
KANSAS CITY
AMCO OIL COMPANY
KS 66119
AMOCO OIL COMPANY KSD010646651
DATEl 800818 GEN a X TBPF a UIC • TRANS 0
8826 SANTA FE PO BOX 2920
OVERLAND PARK 66212 SHAWNEE MISSION
816/968-0220 CARPENTER AL MGR DIS AMOCO OIL COMPANY
DOOl 0002
FED • NO
AMOCO PR COMPANY
DATEt 800818 GEN a X TSDF •
i MILE SOUTH ON MERIDIAN
VALLEY CENTER 67i«7
913/371*7042 GEDSTAD DON MANAGER
DOOO 0001
KSD000686774
UIC B TRANS •
R R 2
VALLEY CENTER
AMOCO OIL COMPANY
FED
KS 66201
NO
kS 67107
AMOCO OIL COMPANY KSD000686766
DATEl 800818 GEN • X TSDF • X UIC • X TRANS •
RR 2 5MRE SOUTH.1/2 MILE WEST PO BOX 645
HUTCHINSON 67501 HUTCHIN80N
913/371-7042 GEDSTAD DON MANAGER AMOCO OIL COMPANY
D002
FED B NO
KS 67S01
KSD055454722
B TRANS B
ANGOLA GENERAL STORE
DATEl 800818 GEN a TSDF B X UIC
MAIN STREET BOX 64
ANGOLA 67331 ANGOLA
316/922*3343 IVA M DANNELS BOOKKF VIRGIL L OANNELS
FED a NO
ARCHITECTURAL MJL PDTS INC
DATEl 800627 GEN a x TSDF a
4323 ROUNOUS
KICHITA 67277
316/942-2238 STEVE JOHNSON VICE P
0002 F017
ARK CITY DIVISION SERVICE BUILDING
DATEl 800818 GEN B X TSDF • X
3113 NORTH SUMMIT
ARKANSAS CITY 67005
KSD007250111
UIC B TRANS B X
PO BOX 9290
HICHITA
JOE T MASHBURN
KSD0006P6964
UIC B TRANS B
PO BOX 560
ARKANSAS CITY
FEO
MODE
FED
KS 67331
i NO
B H/ / /
KS 67277
NO
KS 67005
3i6/26i*65ou MILLER MICHAEL E ENV KANSAS GAS AND ELECTRIC COMPANY
DOOO DOOl DOP2 FQ01 F002 F003 F005
ARK VALLEY ELECRIC COOPERATIVE ASSOC.
DATEl 800818 GEN a TSDF B
10 EAST TENTH ST
SOUTH HUTCHINSON 67505
316/662*6661 D E TYLER MANAGER
P035
KSD0067B2353
X UIC V TRANS B
P 0 BOX 12«6
HUTCHINSON
MEMBERS OF CO-OP
FED
NO
KS 67501
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