TMDL Framework for Action
             U.S. Environmental Protection Agency
              Office of Science and Technology
            Office of Wetlands, Oceans and Watersheds
                  October 1992
                                      if I 992 if
                                      THE YEAR OF
                                      CLEAN WATER

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TMDL Framework for Action
                   TMDL
                  Program
            U.S. Environmental Protection Agency
             Office of Science and Technology
           Office of Wetlands, Oceans and Watersheds
                 October 1992
                                    * 1 99 2 if
                                    THE YEAR OF
                                   CLEAN WATER

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                                EXECUTIVE SUMMARY

       This document is a joint effort of the U.S. Environmental Protection Agency's Office of
Science and Technology (OST) and Office of Wetlands, Oceans and Watersheds (OWOW).  The
purpose of this document is to identify the needs and priorities for execution of the Total Maximum
Daily Load (TMDL) process and the respective responsibilities of each Office.  The identified needs
and priorities are multi-year.  The Exposure Assessment Branch (EAR) of the Standards and Applied
Science Division  (SASD)  and the Watershed Branch (WB) of the Assessment and Watershed
Protection Division (AWPD) will work jointly to meet these needs.  In some cases EAB  and WB
will contribute staff time and contract resources during the same fiscal year.  In others EAB and WB
will sequence project responsibilities.  For example, WB may initiate work in one year, with EAB
taking up project responsibilities in the second year.

       To address the technical  issues  related  to  implementation of  the  TMDL program,  a
Workshop on the Water Quality-based Approach for Point and Nonpoint Source Controls was held
in Chicago in June 1991 (USEPA, 1991a).   This document responds to the needs outlined by the
Chicago Symposium.  In addition,  this document incorporates comments provided by the Regional
TMDL Coordinators  on earlier drafts of  the Framework for Action.

       To support the TMDL process a total of 35 projects are identified in this Framework (Table
1).  The document presents these needs in two major categories, program needs and research needs.
Program needs are divided into two sub-categories: program and technical guidance and technical
assistance.   Research  needs  are  also presented in  two sub-categories: model  integration and
technology transfer.  In the first sub-category of program needs, technical guidance, typical projects
include guidance on targeting and prioritizing water bodies, guidance on TMDL development, and
guidance on monitoring to support  TMDL development.  In the second sub-category, key technical
assistance  projects include a  variety of workshops, technical assistance for high priority  TMDLs
involving court cases, demonstration projects,  SWAT team response, and short term information
exchange on available  models and TMDL case studies.  In  the research needs area, the model
integration section identifies projects to  update  existing models, develop screening models,  test
models for TMDL screening, and evaluate and develop ecological modeling tools.  The technology
transfer section outlines a variety  of projects  to enhance model use through the development of
user's manuals, pre- and post-processors, and innovative training techniques.

       A number of quick response projects have already been initiated in FY '92 mostly to address
short term needs.  For planning purposes  at EPA Headquarters and the Regions, OST and  OWOW
have identified projects and personnel needs for FY  '93, after considering all regional comments
and suggestions on the Framework.  A funding level at 100% of FY'92 is assumed in this planning
exercise to continue implementation of at  least a portion of the projects identified in the Framework
for Action. Table 1 summarizes the proposed funding levels by activity for FY '93.
                                                                                       ill

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IV

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                              PREFACE
Water quality-based point and nonpoint source controls, particularly in the watershed framework,
pose new technical and programmatic challenges which must be faced jointly by a number of
offices within the Office of Water. In many cases other Federal Agencies such as Agriculture,
Interior and Defense as well as States will play key roles in developing and implementing Total
Maximum Daily Loads (TMDL's) in targeted watersheds.

To develop a broad perspective of the technical challenges related to implementing the TMDL
program, the Office of Science and Technology (OST) and the Office of Wetlands, Oceans and
Watersheds (OWOW) jointly hosted a symposium on the water quality-based approach for point
and nonpoint source controls in June 1991.  National experts  and representatives of EPA
Regions, States and other Federal Agencies participated in this symposium.  This Framework
document  reflects the needs outlined at the Symposium.  The Framework also reflects the
comments and suggestions made by various reviewers.

This document is intended to provide a roadmap for EPA  support efforts in areas  such as
developing appropriate guidance for national use, providing necessary technical assistance to the
regulated community, developing or updating appropriate watershed and water quality models
for screening and control purposes, and maintaining an effective technology transfer program.
This Framework  should help communicate national TMDL program development priorities to
the EPA and State TMDL coordinators.  Additionally,  we hope that this document will help
EPA collaborate with other Federal agencies.

In order to maximize the TMDL program implementation, the TMDL Framework for Action
identifies short- and long-term needs and priorities. As the needs  and priorities change with
time, the Framework will be updated to reflect those changes and the Framework will be used
in defining TMDL objectives and establishing budget priorities.

Suggestions concerning EPA's priorities are welcome and may be sent to:  Russell S. Kinerson,
Chief,  Exposure  Assessment Branch (WH-585) or Bruce Newton, Chief, Watershed Branch
(WH-553), 401 M Street, SW., Washington DC 20460.
                                            y./)     .
                 *          **     (     X^.^ /^  >t  /         J^F f^j ^^^
Tudor T. Davies, Director           ^^Ro&h7£^frayland, Director
Office of Science and Technology        Office of Wetlands, Oceans and
                                       Watersheds

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VI

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TABLE OF CONTENTS



                                                                      Page

EXECUTIVE SUMMARY  	  iii

PREFACE  	  v

1.  INTRODUCTION 	:	1

2.  REGULATORY BACKGROUND AND PROCEDURAL NEEDS	3

3.  TMDL PROGRAM AND RESEARCH NEEDS	5

      3.1 Background  	5

      3.2 Program Needs	5

           3.2.1 Program and Technical Guidance Needs	5
           3.2.2 Technical Assistance Needs  	8

      3.3 Research Needs  	9

           3.3.1 Model Integration and Related Needs   	9
           3.3.2 Technology Transfer Needs  	14

REFERENCES   	17

Appendix A: Program Needs	A-l

Appendix B: Research Needs	B-l
                                                                        VII

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Vlll

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                                                              TMDL Framework for Action
1.     INTRODUCTION
  This document is a joint effort of the  U.S.
Environmental Protection Agency's Office of
Science and Technology  (OST) and Office of
Wetlands, Oceans  and Watersheds (OWOW).
The purpose of this document is to clarify the
needs and priorities for execution of the TMDL
(total  maximum daily load)  process  and the
respective responsibilities of each Office.  The
following framework presents technical support
and  guidance needs  that must be  met  to
effectively  implement the  TMDL   process.
These  needs  are  prioritized based  on  the
available resources  of each  Office.   High
priority needs identified  by OST, OWOW or
the Regions that could not be addressed due to
funding constraints were  listed to illustrate the
full range of program needs and are expected to
be funded in subsequent  years.  The specific
roles  that OWOW and OST will play in the
development of technical tools and guidance are
identified as well.  A common view of TMDL
program needs and goals will help to maximize
the effectiveness  of the  TMDL   program
implementation.

  To  address  the  technical  issues  related  to
implementation of the  TMDL  program,  a
Workshop   on   the  Water   Quality-based
Approach  for  Point  and Nonpoint Source
Controls was  held  in Chicago in June  1991
(USEPA,  1991a).     The  purpose  of  the
workshop was to  explore  the  state of the
science with  national experts and  the  user
community and determine technical guidance
needs for implementing section  303(d) of the
CWA.   A  large  portion of this framework
document is based  on  the  discussions  and
recommendations  of workshop  participants.
This  document  also incorporates  comments
received   from   EPA   TMDL   Regional
Coordinators.

  Since  the  TMDL   process   is   ideally
implemented as a watershed-based approach, all
factors influencing the effective apportionment
of nonpoint source load allocations (LAs) and
point source wasteload allocations (WLAs) need
to be addressed.  In addition to broad technical
issues   such as   guidance,  modeling,   and
technology transfer in support  of the TMDL
process,  issues  specific to point and nonpoint
sources are discussed. Such issues include, but
are not limited to, combined  sewer overflows
(CSOs),  stormwater  discharges,  and nonpoint
source loadings.

  The  regulatory background and procedural
needs  related to  TMDLs are  discussed  in
chapter 2.   Chapter 3 presents  four types of
program  needs:     program   and  technical
guidance,   technical   assistance,   model
integration,  and  technology  transfer.    Also
included are two appendices that elaborate on
the issues raised in chapters 2 and 3. Appendix
A details  specific projects in  the  areas  of
technical guidance and technical assistance that
will be initiated  to  meet the program  needs
outlined in chapter 3.  Appendix B details the
specific  modeling  and  technology  transfer
projects  that will  be initiated.   Each  project

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TMDL Framework for Action
description in Appendices A and B is presented
as a one-page summary that provides details on
the project, the major issues to be addressed,
project  priority, and  project  implementation
timeframe.

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                                                             TMDL Framework for Action
2.     REGULATORY BACKGROUND AND PROCEDURAL NEEDS
  Section  303(d) of  the Clean  Water  Act
(CWA)  established  the  TMDL  process  to
provide  for more stringent water quality-based
controls when technology-based controls are
inadequate  to achieve  State  Water  Quality
Standards  (WQSs).   The water quality-based
approach  encompasses  the  TMDL  process,
which contains five steps:  (1) identification  of
water quality-limited waters and, subsequently,
waters that require TMDLs; (2) priority ranking
and  targeting of those  waters;  (3)  TMDL
development; (4) implementation  of pollution
control  actions;  and  (5)  monitoring  and
assessment of control actions. Step 5 provides
for continuous evaluation and improvement  of
the TMDL and any pollution control actions.

  A  TMDL  is  the   sum  of  the individual
wasteload allocations for point sources,  the load
allocations  for  nonpoint  sources  and natural
background pollutant levels, and a margin  of
safety  (MOS)  that  reflects the  degree  of
uncertainty involved in the calculations  (TMDL
= EWLA  + ELA  + MOS).   Historically,
however, implementation of the  303(d) process
has  focused  on  point source  wasteload
allocations;   nonpoint   sources  were  not
considered in detail,  largely because nonpoint
sources  are  more difficult to quantify  and
control.
  It is  clear now,  however, that we must go
beyond point  source controls  to  effectively
attain State WQSs.  All sources of pollution
must  be  considered, including nonchemical
stressors  such  as  habitat   alteration  and
hydromodification.  Therefore,  it is necessary
to  look  beyond   the  traditional   chemical
evaluation of  water quality  and  incorporate
evaluations of the  physical  and   biological
components of aquatic ecosystems.

  EPA has recently issued a guidance document
on the  water quality-based approach and the
TMDL  process  (USEPA,  1991b).    The
document outlines the TMDL process and the
respective  responsibilities  of EPA  and  the
States.    The  document  also  stresses  the
importance of addressing all point and nonpoint
factors  that  may influence  the allocation of
WLAs and LAs. To evaluate the effectiveness
of the  WLAs and LAs,  and to  ensure that all
significant factors  have  been  identified,  the
guidance document recommends the use of a
"phased  approach," defined as a TMDL that
includes  monitoring    and   re-assessment
schedules designed to  evaluate the  TMDL's
success in meeting WQSs.

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Table 1: Siounary of Proposed 1993 TMDL Budget forEAB/OCT and WB/OWOW1




'This lablc
• These pr
Item
1

1
2
3
4-8
9
Description

Program and Ttehnleal Guidance
Guidance on Ttrgeung and Prioritizing Wafer Bodies*
Guidance on TMDL Development
Guidance on Monitoring to Support TMDLS
Supplementary Technical Guidance (Wet Weather and Clean
Sediment Criteria) •
Comprehensive Guidance Document for Variable Loading*
OST
(Sl.OOO)
FY93


100

100

OWOW
(Sl.OOO)
FY93
Tout

50


100

50
100

200

Ttehnleal Aataanct
10
11
12
13
14-18

19
20
21
22
23
24
25
26
27
28
29
Workahopi*
Woriuhopt on Contaminated Sedimenu Criteria
Direct Support to TMDL Related Court Caiei*
TMDL SWAT Team*
Information Exchange (Case Studies/Model Review/Mini-gram)*
Modtl InUgraOon
Model Integration (CORMDC/Screening Model Development)*
Ecological Modela/Restoration
Data Acceia Tools*
Design Storm Event
Biological Criteria
BMP Effectiveness**
Model Revision
Adaptation of Models to CIS Platforms
Sediment Quality Models
TMDL Model Testing *
Guidance on Default Parameter Selection
65
'
75
75
65

225

20








SO


100
215

50
150
20






50

115

75
175
280

275
150
40






50

Technology Tnuuftr
30
31
32
33
34
35
summarizes E
ejects hive bet
Conduct Training and Workshops
Innovative Delivery Systems
User's Manuals
Pre- and Post-Processor Development
Technical Aaaictance
Joint Federal Interagency Clearinghouse
AB's end WB's proposed contract funding for TMDL support only Oi
n initiated in FY92 •• This project has been initiated in FY92 by the
65


100








65


100




iher branch activities are not included
NPS branch of AWPD and funding continues

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                                                             TMDL Framework for Action
3.     TMDL PROGRAM AND RESEARCH NEEDS
3.1    Background

  The TMDL process is implemented using the
watershed-based approach. Effective allocation
of WLAs and  LAs relies on  the ability  to
identify, gather, and integrate data that reflect
the relationships among the physical, chemical,
and biological characteristics  of a watershed,
and  the  contribution  of point  and nonpoint
pollution  sources.      Water  quality-based
management must depend heavily on technology
such as monitoring to gather data and  various
levels of computer models to simulate the water
system at various levels of complexity.  Over
time  technological  advances  in the  area  of
remote sensing will be used more frequently in
the data collection process.     Preliminary
assessments  may often rely on  available  data
and  simple  screening models.   The  phased
approach will allow for incremental fine-tuning
of TMDLs as additional data are collected and
more detailed analyses are performed.

  Listed below are the needs that will  have to
be addressed to move  the TMDL Program
forward. These needs are presented in  priority
order according to the Office responsible for
leading the programs.  General guidance needs
and technical assistance  projects are to be led
by  OST and  OWOW.   Research,   model
development, and related  technology  transfer
projects are  to  be implemented by OST and
OWOW with support and assistance from the
Office of Research  and Development (ORD)
when necessary.
  In order to address immediate Regional and
State   needs   for   assistance  in   TMDL
development, a number of short term  projects
have already  been initiated in FY '92.   After
considering   all  Regional   comments   and
suggestions on the  Framework,  EPA Head-
quarters and  the Regions, OST,  and  OWOW
have  also  identified projects  and personnel
needs for FY '93. A funding level at  100% of
FY'92 is assumed in this planning exercise to
continue implementation of at least a portion of
the projects identified  in  the Framework for
Action.  Table 1  summarizes the  proposed
funding levels by activity  for FY  '93.

3.2    Program Needs

3.2.1   Program and  Technical  Guidance
Needs

This  section  addresses guidance  needs for
implementation  of  the   five-step   TMDL
development  process.    Participants  at the
Chicago workshop recommended the following
TMDL-related  technical   guidance (USEPA,
1991a). Those projects having funding in FY
'92 and/or FY '93 are marked ($).

•  Guidance on  targeting and  prioritizing
   water  bodies:    OWOW (AWPD) has
   already  begun to develop  a  handbook to
   help States target and prioritize watersheds.
   The  handbook   describes   the   various
   "geotargeting" techniques that have  been
   used to target and prioritize  watersheds.
   The handbook focuses on  techniques that

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TMDL Framework for Action
   are appropriate  for TMDL applications.
   Targeting techniques include the following
   major categories: weighting factor, decision
   tree, data overlay (GIS), and programmatic
   approaches.    The  development of  this
   handbook has high  priority since targeting
   and prioritizing  is  a crucial first  step in
   initiating the TMDL process.   [Item #1,
   OWOW]  ($)

   Guidance on TMDL development:  To
   build on  the programmatic requirements of
   the  water  quality-based   approach,  as
   outlined in the existing guidance document,
   a more technically based guidance document
   is needed.  This document will build on
   existing  EPA  publications.  The guidance
   document should include  a description of
   various  models,   procedures   to  select
   watershed  and  water quality  simulation
   models,   the   tie   between   modeling
   applications  and  ambient  water  quality
   standards,  use of  models and  analytical
   techniques to develop a  fully articulated
   TMDL/WLA/LA   for  both  point  and
   nonpoint sources,  and TMDL case study
   examples.   A number of projects have
   already been initiated to provide preliminary
   technical   assistance   including:   a
   compendium  of  available  models  for
   watershed-based  screening, detailed TMDL
   case study examples for distribution to the
   States and Regions, and TMDL minigrants
   for Regions, States, and local water quality
   agencies (see also Items #15 and #16).  The
   results of these preliminary projects can
   eventually be  incorporated in the guidance
   document. [Item #2, OST and OWOW\ ($)

   Guidance   on  monitoring  to  support
   development  of TMDLs:  This document
should  describe   the  data  needs   and
recommended monitoring techniques for the
development of TMDLs.   It should  also
include the various chemical and biological
methods that can be used to generate site-
specific data for use in particular models.
Special  monitoring needs in the area of
habitat limitation, NFS, clean sediment, and
high flow TMDLs, and TMDL effectiveness
should be  addressed  as  well.   Multiple
documents  may be required to address the
variety of waters that are monitored (e.g.,
streams,  lakes, reservoirs and estuaries).
[Item  #3, OST and OWOW]

Supplementary technical guidance: Since
TMDLs are implemented  on the watershed
level, a wide  variety  of  pollutant sources
need  to  be considered.    More specific
technical guidance is  needed in  the areas
listed below. These should be developed in
coordination with  and in support of the
guidance   mentioned   above.       The
development of guidance in the areas of
CSO/stormwater discharges, contaminated
and   clean  sediments,   whole   effluent
toxicity, and biological criteria,  will assist
in  the  implementation  of  the  TMDL
process.

  CSOs/stormwater discharges:  Directed
  studies,  assessment,  and  guidance  are
  needed to evaluate CSOs and storm water
  discharges as part of watershed processes.
  The  variable nature of these  rainfall-
  driven   discharges   requires   the
  development of  new  assessment tools.
  Effective control of CSO and stormwater
  discharges may require the development
  of  wet  weather  criteria  for  some
  pollutants.     Crosscutting  CSO   and

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                                                        TMDL Framework for Action
stormwater  discharge  issues   include
modeling, design storm events, and BMP
effectiveness. [Item #4. OST\ ($)

Contaminated sediments:  Contaminated
sediments have  the  potential to  cause
toxicity, bioaccumulation, and other water
quality impacts even  when the overlying
water  column  is  deemed  to  be  in
compliance  with  existing  water quality
criteria.   In  conjunction  with  EPA's
efforts  to  establish   sediment  criteria,
guidance that clearly outlines the influence
of  contaminated  sediments  on   water
quality is needed so that  Regions and
States  can  make informed  decisions.
These impacts must then be considered in
terms of the TMDL process.  [Item  #5,
057] ($)

Clean   sediment  criteria:     Clean
sediments can  have adverse impacts on
aquatic ecosystems.  Research studies are
needed to determine the ecological and
biological endpoints  related  to  sediment
embeddedness. More particularly criteria
need to be developed to assess impacts of
sediment embeddedness on cold as well as
warm water fisheries. Criteria will need
to be developed  based on the results of
research.    Tools will be  needed  to
estimate  the  range  of  impacts  and
determine the effects of land use activities
on  sedimentation.  Case studies can be
used  to  demonstrate that criteria and
estimation procedures are effective. [Item
#6, OST and OWOW] ($)

Whole effluent  toxicity (WET):   The
impacts  of  toxic  chemicals on   water
quality and the biological components of
  an  aquatic   ecosystem  need   to   be
  determined,  particularly  the combined
  impacts of multiple toxic chemicals from
  industrial, urban, and agricultural sources.
  The use of whole effluent toxicity within
  the TMDL process needs to be evaluated,
  and guidance provided to the Regions and
  States. [Item #7, 057] ($)

  Biological criteria:  States  have been
  instructed   to   incorporate   narrative
  biological  criteria  into existing  water
  quality standards.  Guidance that stresses
  the value of  such  criteria as an aid to
  existing methods is necessary, as well as
  guidance  that aids  States in  the  design,
  selection, and  implementation  of  such
  criteria. [Item #8, OST and OWOW]

Development   of   a   Comprehensive
Guidance  Document     for  Assessing
Variable Loadings:   The TSD currently
does not adequately  address  the  variable
loadings  from  CSOs,  stormwater,  and
nonpoint  sources.  A new comprehensive
document  should be   developed   which
addresses variable loadings in relation to the
standards-to-permits  process.    This  new
document  will   encompass   the   TMDL
approach. The new document  will include
the   basic    elements   of   TMDL
implementation for conventional as well as
nonconventional  pollutants,   toxics,   and
clean sediments.  The new document  will
also address  models for nonpoint source
assessment   and   load    estimation,
development of LAs  for nonpoint sources,
and integration of point and nonpoint source
models. [Item #9, OST and OWOW]

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TMDL Framework for Action
3.2.2  Technical Assistance Needs

This  section  addresses  technical  assistance
needed to implement and facilitate the five-step
TMDL development process.  This assistance
falls into three general categories: (1) training
and workshops,  (2) direct support services to
Regions   and  States,  and   (3)  information
exchange  activities.

•  Workshops:    OST-   and  OWOW-led
   workshops are  needed to provide guidance
   to the Regions and States on the technical
   skills  required  for the  development  of
   TMDLs.      Workshops   will   include
   discussion   of  the  regulatory   aspects,
   monitoring,  modeling, data  management,
   and interpretation  techniques required for
   the development of TMDLs.   Technical
   workshops may need  to be presented at
   more than one level (i.e., intermediate and
   advanced) and  include additional technical
   skills such as statistical analysis  for model
   verification   and   calibration,   sampling
   design,  and  data  analysis.     Local
   presentations would allow the discussion to
   be  tailored to meet Region-specific needs.
   At  least  five  workshops  per  year  are
   recommended so that each Region will  have
   at  least  one workshop every two years.
   Because  of funding limitations,  it may be
   advantageous to  offer  workshops  at a
   centralized facility and require participants
   to pay a nominal fee to defray expenses. To
   provide  on-going  assistance  a  TMDL
   modeling    user's  group    may    be
   advantageous. [Item #10, OSTandOWOW]
   ($)
Workshops on the  implementation  of
contaminated   sediment   criteria:
Workshops will be conducted for Regions
and  various  Federal  and  State  agency
personnel to help implement contaminated
sediment criteria  through  the State WQS
process and to bring contaminated sediment
within the TMDL process.   Workshops
would also, serve to identify modeling and
other   technical   needs   concerning
contaminated sediments. (EPA is currently
working  toward  developing criteria  for
contaminated sediments.) [Item #11, OST\

Direct support for high-priority TMDL-
related court cases: OST and OWOW will
provide  expert  support  and  consulting
services  for selected TMDL-related court
cases. [Item #12, OST and  OWOW] ($)

TMDL SWAT team:  The surface water
assessment technical (SWAT) team consists
of  experts  who   are  familiar  with  the
technical aspects of TMDL development.
The SWAT team  will provide  short-term
expertise to EPA Regions, States, and local
governments that  are  developing targeting
programs  and  TMDLs   (with   special
emphasis   on   nonpoint    sources   and
watershed scale projects) under the 303(d)
program.  The program provides immediate
expert assistance  to  TMDLs which  are
under development. [Item #13, OWOW] ($)
8

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                                                          TMDL Framework for Action
Information   exchange:      Access  to
information on other case studies,  court
cases,   related  modeling   studies,   and
available models  will assist  Regions and
States  in  implementing  TMDLs.    This
service will be provided by developing a
clearinghouse,  data   bases,  annotated
bibliographies,  and   review  documents.
Rapid dissemination of this information will
assist Regions and States in the early stages
of TMDL development. TMDL mini-grants
will be made  available for Regions, States,
and local water quality agencies for TMDL
development.     Information   on   TMDL
development will be collated, standardized,
and disseminated.

  Coordination with  Regions and States
  on  the  TMDL  process.    OST  and
  OWOW  will work with the Regions and
  States on  improving  technologies  and
  approaches to support the TMDL process.
  Innovative technologies such as  remote
  sensing,  GIS, IBI,  RBP, etc... will be
  made  available  to the user  community.
  [Item #14, OSTandOWOW\

  Case study examples.  Case studies are
  proposed for inclusion in TMDL guidance
  (see Item #2).   There is  an immediate
  need  for   technical  assistance   to the
  Regions   and States.    By  means of
  information  exchange,    case   study
  examples would  be  provided  to the
  Regions  and States on an accelerated
  basis.  [Item #15, OST and OWOW]  ($)

  Model reviews.  Model descriptions and
  testing are  proposed for inclusion  in a
  comprehensive  TMDL   Technical
  Guidance document (See Item  #2).  An
3.3
     on-going OWOW  project is reviewing
     available models for TMDL development.
     This compendium  identifies  a range of
     methods  from  very  simple  to detailed
     which   can  be  applied  for   TMDL
     screening,  targeting  and development.
     The compendium will be provided to the
     Regions and States  on  an  accelerated
     basis. [Item #16, OWOW] ($)

     Electronic  bulletin board:   A  TMDL
     special  interest group  (SIG) is in the
     process  of being established  as a part of
     NFS Bulletin Board System (BBS).  [Item
     #17, OWOW and OST]  ($)

     Legal support:  Information on current
     and/or pending  lawsuits will  be provided
     to Regions  and States  on a continuing
     basis. [Item #18, OWOW] ($)
Research Needs
3.3.1   Model  Integration  and  Related
        Needs

  A  wide variety of models can be used to
identify impaired waters, prioritize such waters,
and develop TMDLs. Simple screening models
are necessary to identify water quality-impaired
or threatened waters  that  require TMDLs.
More complex models are needed for diagnostic
purposes in order to target and prioritize point
and  nonpoint  source  activities  requiring
pollution  controls.    Technically  defensible
models   are  needed   to   develop   TMDL
allocations.

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TMDL Framework for Action
  Models are available in  a variety of forms.
Watershed  models  are  used  to  estimate
loadings from both point sources and nonpoint
sources for urban and rural land use activities,
and  are particularly  useful  in the pollutant
allocation phase of the TMDL process.  Some
watershed models can be used  to simulate the
loadings produced by periodic combined sewer
overflows and storm water discharges.  Mixing
zone models evaluate localized impacts  from
point sources and nonpoint sources on water
quality. These are typically steady-state models
used primarily  for  point  source  permitting.
Water  quality   models  are  available  to
determine the impacts of loadings on receiving
waters  using either  dynamic or  steady-state
techniques.     Ecological  models  address
ecosystem  response  to particular land  use
activities.   The four general model types are
described in greater detail below.

Watershed Models;   EPA currently supports
and  distributes  two detailed  models:  the
Hydrologic Simulation Program -  FORTRAN
(HSPF) for urban and rural mixed land use
activities and the Storm  Water Management
Model (SWMM) for  urban land use activities.
Detailed model  documentation is available;
however,  no simplified guidance  on model
application  is available.   EPA also provides
some limited support for these models, but such
support needs to be expanded if these  models
are to  used on a wider  scale.    The  U.S.
Department  of Agriculture Soil Conservation
Service  (USDA-SCS)  has   developed  six
relatively simple and user-friendly  models that
may be useful  for  TMDL development  in
agricultural areas (e.g., Agricultural Non-Point
Source  Pollution Model (AGNPS), Simulator
for Water  Resources in  Rural  Basin-Water
Quality   model   (SWRRBWQ),   Erosion-
Productivity   Impact   Calculator   (EPIC),
Groundwater  Loading Effects of Agricultural
Management Systems (GLEAMS), Chemicals,
Runoff, Erosion from Agricultural Management
Systems (CREAMS), and Nitrate Leaching and
Economic Analysis Package (NLEAP)).

GLEAMS,  CREAMS, EPIC, and NLEAP are
field scale models and therefore have limitations
with regard  to the  watershed-based TMDL
process.    The SWRRBWQ  model can  be
applied on  a  watershed basis for continuous
simulation, but additional development of model
components for nutrient and pesticide transport
is  under   way.     The  AGNPS  model  is
watershed-based but is  currently limited by
application  to design storms only.  USDA is
currently   upgrading   AGNPS   to  include
continuous simulation as well.

Some watershed models have the capability to
assess pollutant loadings due to CSOs.  The
EPA-distributed SWMM model was originally
developed for CSO modeling (WPCF,  1989).
It has the capacity to route flows and pollutants
through complex sewer systems and to evaluate
the impact  of storage and  special structures.
The  HSPF  model can also be  used  for CSO
assessment but has a more limited capacity for
detailed flow and  pollutant routing.   Other
notable models with CSO  capabilities include
STORM (COE), DR3M-QUAL  (USGS), and
ILLUDAS  (Illinois  State  Water  Survey)
(WPCF, 1989).

Although hydrologic and hydraulic  character-
istics have been successfully modeled, quality
modeling is generally less reliable, because of
the complexity of pollutant transport and  the
number of  parameters that must be estimated
for successful calibration (Nix et al.,  1991).
10

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                                                            TMDL Framework for Action
Screening models:   A  number  of simpler
screening  models are commonly used by the
Regions, States, local governments,  research
institutions, and the private sector for watershed
assessment, targeting and TMDL development.
No simple watershed  screening  models are
currently distributed or supported by EPA.

Mixing zone models:   Five EPA  near-field
mixing zone models were developed primarily
in the late 1970s to meet 301(h) needs.  They
are  UPLUME,   UMERGE,   UOUTPLM,
UDKHDEN  and  ULINE.   To  implement
existing mixing zone policies at the  State and
Federal levels,  the Environmental  Research
Laboratory at Athens and the Office of Water
jointly  funded development  of the CORMIX
mixing zone models. CORMIX 1 is designed
to address submerged single port discharges;
CORMIX 2 is designed to address submerged
multiport  discharges;  and  CORMIX  3  is
designed  to    address   surface   discharges.
CORMIX 1 and 2 are currently available, and
CORMIX  3   is  in the  last  stage  of  its
development  under a  two-year  cooperative
agreement with Cornell University.  The first
test version of CORMIX 3 has been distributed
for comments  ahead of schedule.   OWOW
provided $60K for the first year of the two-year
agreement. Many features of these models are
similar.    For  this reason,  Environmental
Research Laboratory-Narragansett  (ERL-N), at
the Newport, Oregon field office, is planning
through FY 92 and 93  to consolidate the five
EPA models into two models, and CORMIX 1,
2, and  3 into  one  CORMIX model.  These
models  are provided to  the  user community
with detailed  documentation manuals, but no
easy to follow user's   manuals  or  tutorial
diskettes.  ERL-N has initiated plans to address
these problems.
  Based on recent arrangements, all near-field
models  are now distributed through  ERL-
Athens,   and   all   model  development,
maintenance  and   technical  assistance   is
accomplished through ERL-N.

Water quality models:  Some important water
quality  models   supported  by EPA  include
DYNTOX,   EXAMS,   MINTEQ   (metals
speciation),  QUAL2E,  WASP4,  SMP and
SMPTOX. These models are used to simulate
water quality in receiving waters  (e.g.,  lakes,
rivers, and estuaries) using fate and transport
processes.  These models are also difficult to
apply because of the lack  of simple  user's
manuals.

Ecological models:   EPA does not currently
support and/or distribute ecological models for
assessing either aquatic or terrestrial habitats.
Several simple and reliable ecological models
that are available in the private sector may  be
helpful   in   implementing  ecocriteria  and
promoting habitat restoration.  Most of these
ecological response models are not yet  at the
stage of predicting "true" ecological response
(i.e.,  changes   in   production,   biomass,
recruitment, etc.), but offer stream managers a
scale by which to compare relative magnitudes
of  improvement  or  success  of restoration
efforts.

  During the TMDL Workshop, the Watershed
Modeling Workgroup discussed the application
of models for  the development of  TMDLs
(USEPA,  199la). Major concerns were raised
regarding the accuracy and reliability of models
for  TMDL  development,  the limited  data
available  for model  application,  and  the
multiple   Federal  agencies  supporting  the
models.   A number of short- and long-term
                                                                                     11

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TMDL Framework for Action
modeling  needs  were  determined  by   the
Workgroup.  The project list below responds to
many of the needs identified by the Workgroup.
The TMDL  Regional  Coordinators  identified
the  development,  support  and  testing  of
screening models as a major research need.  An
emphasis on  screening models and facilitating
and simplifying the use  of existing models is
also reflected  in  the  items below.    Other
concerns addressed  below are  model input
requirements, model support and revision, and
model testing.

Short-term  Needs

•  Model   integration:  Models   are  not
   currently designed to be used in a combined
   fashion. The watershed-based approach will
   often require that multiple models be used
   to evaluate a watershed.  Although models
   are available to address most components of
   watershed-based  analysis,  each model is
   designed for a specific need.   The use of
   multiple  models for  a  watershed-based
   analysis is complicated by the various time
   scales,    data   formats,   and   model
   assumptions.    For   example,  a  daily
   simulation from  a  watershed model may
   need  to be  meshed with a water  quality
   simulation  for  a  receiving   water.  To
   facilitate  this  process  pre-  and  post-
   processors need  to be developed to  link
   model  input and output.   For example,
   output from  SWMM  (a watershed  model)
   could be  reformatted to provide input to
   WASP4 (a water quality model).

   The  CORMIX  mixing  zone  model is
   currently  distributed   as  three   models.
   Future work will combine the three models
   into one.   A single user's  manual  and
documentation will be prepared for the new
combined model.

Screening models are needed for the initial
targeting phase of the TMDL development
process.  These models, although limited in
accuracy, require minimal data  collection
and   can  be  used  effectively  in   the
preliminary stages of TMDL development.
A review of models has been initiated in
Item #16.  Simple  screening level models
are available;  however,  many  are  site-
specific,  lack detailed documentation, and
are not widely distributed.  In this task a
screening methodology will  be developed,
building on available models. Components
of  the  screening   model  may  include
enhanced capabilities for data retrieval from
EPA  mainframe resources, a user-friendly
interface, output statistics and graphics, and
a detailed user's manual.  The development
of a screening model has been initiated in
cooperation with Region IV as part of the
screening  model compendium. [Item #19,
OWOW and 057] ($)

Ecological  models:  Habitat  and ecological
restoration  techniques are currently being
explored  and developed.  Simple models
that can predict response(s) of an ecosystem
to a  particular  impact (e.g., restoration
activity) need to be  developed, evaluated,
and validated. [Item  #20, OWOW and OST\
($)

Data  access tools:   Most models  used  to
evaluate nonpoint source pollution have data
requirements  that include  region-  or  site-
specific information on  rainfall,  soil type,
hydrology   (including   stream   flow),
topography, and land use.    Data-access
12

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                                                          TMDL Framework for Action
tools (software packages) are needed so that
data from  national  data bases are readily
available and compatible for use with such
models.  A new methodology is currently
under development  to link mainframe data
bases with  a regional evaluation procedure
and  PC-based  screening  model (Region
IV/OWOW).  As our data bases improve,
data access tools will be upgraded as well.
Ongoing mainframe data base improvements
which  may be beneficial to  the  TMDL
program include  indexing   of  RF3   to
STORET and PCS.  Future  enhancements
may  include  streamflow  and  reservoir
information associated with RF3.   [Item
#21, OWOW and OST\ ($)

Design  storm  event:     Wet  weather
conditions  are critical  in determining  the
extent   and impact  of  nonpoint  source
pollutants.  While water quality assessments
for point sources are often based on critical
low-flow   conditions,   nonpoint   source
assessments must take high-flow conditions
into account. The frequency  of exceedence
of water quality criteria is directly related to
critical   conditions   for    rainfall-driven
impacts including size of event,  moisture
condition, time since previous storm event,
and  land   use activities.    For variable,
rainfall  driven impacts the development of
wet weather criteria may be appropriate.  If
an appropriate design  storm for assessing
wet weather impacts can be selected,  the
initial model analyses could be more easily
performed.   A  team  of national  experts
should  be  convened  to   identify  a
methodology for selecting a design storm
for wet weather  loading estimates.    A
prototype   design   storm    selection
methodology should then be  tested under a
   variety  of conditions using case studies.
   [Item #22, OWOW and OST\

Long-term Needs

•  Biological criteria: The Office of Water is
   currently  working  on  an  initiative  to
   develop  biological  criteria   for  aquatic
   ecosystems.    While the use of biological
   criteria  for. stream evaluations has already
   been  initiated  in  ecological  assessment
   programs,  biological criteria will allow
   identification of ecosystems under  stress,
   the sources and causes of the stress, and the
   ecosystems at the greatest potential for risk.
   One  goal  of the research  is to be able to
   directly link physical and biological stress
   with  ecosystem  dysfunction,  [hem #23.
   OST\

•  BMP effectiveness: The effectiveness of
   best management practices (BMPs) or other
   control measures required  by a TMDL can
   be determined only through regular moni-
   toring   and  assessment   activities.
   Participants   at  the  Chicago  workshop
   identified  the need for  a compendium of
   BMPs (including follow-up monitoring data)
   and their measured effectiveness. The NPS
   Branch is working on this topic through the
   Coastal  Zone Management Act (CZMA)
   efforts.  Future work will  need to focus on
   development and testing of models for BMP
   assessment.  [Item  #24, 057] ($)

•  Model Revision:  It is necessary to identify
   areas where  models should be revised (e.g.,
   air/water,   sediment/water,    and
   ground/surface water interfaces) because
   many of the currently supported EPA and
   USD A  models calculate  runoff, erosion,
                                                                                   13

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TMDL Framework for Action
   nutrient  loading,  and chemical  transport
   using older techniques.   Existing  models
   would  be  selectively   updated,  thereby
   enhancing model capabilities and improving
   accuracy. [Item #25, OST\

   Adaptation of models to GIS platforms:
   CIS is a tool that  can be used to integrate
   basinwide   data    for   water   quality
   assessments.  GIS can overlay information
   on  soils, land use, wetlands, topography,
   and critical areas.   It can  be used  to
   evaluate watersheds  for targeting purposes
   and  develop   model    inputs.      GIS
   implementation requires  a significant level
   of effort for initial digitization of data.  As
   more and more data become available in
   GIS format, this technology will have wider
   applicability.   Future  work  on   models
   should  acknowledge the  need  for  GIS
   interfaces.  To improve the  portability of
   information into models and  results from
   one  model  to  another,  EPA-supported
   models  should be  updated in the future to
   interface   with   a   common   (GIS)
   environment. [Item #26, OWOW and OST\

   Sediment quality models:   Based  on the
   results of the workshop under Item #11, a
   research plan  should be  developed and
   implemented  to address  sediment quantity
   and quality models for application in lake,
   river,  and estuarine situations to assess
   impacts of clean  sediment deposition  on
   cold and warm water fisheries. [Item  #27,
   OWOW and OST\

   TMDL model testing: Site-specific testing
   of a selected number of models should be
   performed.  Models  applied to the TMDL
   process will need  to be verified to ensure
   user confidence in  model applications.  A
   number of possible sites for model testing
   could  be  identified  with  a  variety  of
   problems  (e.g., NPS, PS, groundwater...)
   and  located in  various  regions of  the
   country.  Model testing will be performed
   in cooperation with the  Regions and States
   to evaluate site specific  issues.  Additional
   testing  should  be  performed   in   the
   West/Southwest. Model testing would  be
   used to develop step-by-step guidance  on
   model  applications  for inclusion in  the
   TMDL Technical Guidance document (see
   also Item #2).  [Item #28, OWOW and OST\
   ($)

   Guidance on default parameter selection:
   Currently  models  such  as  HSPF  and
   SWMM have  limited  guidance  on  input
   values, particularly  in the areas of pollutant
   accumulation,   washoff,  and  transport.
   Demonstration projects,  model testing, and
   pilot studies should  be used to determine a
   range of appropriate input parameters that
   can be used for planning-level assessments
   or  as   initial  values   for  calibration.
   Parameters will be  described as a range of
   possible input values based on documented
   research.  A few carefully selected OST-led
   demonstration projects  could  be  used  to
   develop the appropriate inputs. [Item #29,
   OST\
3.3.2 Technology Transfer Needs

  Effective transfer of TMDL technologies to
the public depends on (1) improving the user-
friendliness  of  tools  and technologies;  (2)
conducting training, seminars, and  workshops;
and  (3)  providing project-specific  technical
14

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                                                              TMDL Framework for Action
assistance on requests  from individual users.
Each topic is briefly described  below.

•  Training and workshops:  EPA currently
   conducts  (via  ORD  laboratories  and
   contractor  support)  a limited  number  of
   workshops each year oriented toward ORD-
   supported models.    To  support  TMDL
   technology transfer, these workshops should
   be enhanced with improved visual aids and
   sample applications.   With the need for
   watershed-based modeling,  there will be an
   increased demand for training that includes
   nonpoint source modeling.  As a result, the
   technology transfer  program  will require
   additional expert support  services.  [Item
   #30, OWOW and OST\

•  Innovative   delivery   systems   for
   technology transfer:   Hands-on  training
   and telephone assistance are often needed to
   run the models that are distributed through
   EPA.  Although EPA conducts a number of
   workshops at ORD and regional sites, the
   number is limited.   Model training  could
   reach  even  more   potential  users   with
   videotaped presentations   of  workshops,
   which could  be provided to a  Region,  a
   State, a local government, a university,  or
   a private consultant on an as-needed basis.
   Demonstration diskettes and computer based
   training  (CBT), using  modem  animation
   techniques, could be used as well.  These
   types  of technology  transfer  techniques
   could  reach  a wider audience than  the
   current workshop format. [Item #31, 057]

•  User's manuals:   Currently,  no  simple
   user's manuals are available for the models
   that  have been developed,  supported, and
   distributed by  EPA.     Instead,   ORD
   distributes   models  with   a  complete
   documentation manual that is often rather
   imposing.    Knowledge  of  all  of  the
   assumptions that were involved in model
   development are necessary for many model
   applications.  Even with such knowledge,
   hands-on training and telephone assistance
   are often needed  to  run the model.   A
   simple user's manual with several pertinent
   examples .  would   greatly   facilitate
   widespread  use of EPA-distributed models
   by States and local governments to  develop
   TMDLs.  User's   manuals   will  include
   teaching aides such as a tutorial which takes
   the  user  through  a  sample  application
   enhanced by graphics and animation.  [Item
   #32, 057]

•  Pre-  and   post-processor  development:
   The development of user-friendly interfaces
   for computer  models can greatly enhance
   the use of models for TMDL development.
   Typically  the preparation of data,  data
   input, and data  interpretation  for a model
   are very time consuming. In addition, input
   and output are in a different format for each
   model.   In  this activity pre- and  post-
   processors  would  be developed for each
   supported   model   using   modern   PC
   technology   for  better   graphics   and
   animation.     The  pre-processor   would
   provide menus for data entry, help screens
   for assistance in  selecting input values, and
   a uniform format for all models.  The post-
   processor would facilitate interpretation of
   model  results   and information  transfer
   between models  (see also Item #19).  [Item
   #33, 057] ($)

•  Technical assistance:  Demands on EPA's
   technical assistance program are increasing
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TMDL Framework for Action
   and  will  continue to  increase  as  more
   groups and individuals use models that are
   distributed by EPA.  In addition to EPA
   staff, cooperative agreements are established
   with other water quality  modelers whose
   expertise  is  not shared by those within
   EPA.   To  ensure that user queries  are
   answered   completely   and   efficiently,
   guidance,  model clearinghouses and expert
   support services must be  expanded.  [Item
   #34. OWOWand 057]. ($)

   Joint   Federal   interagency  model
   clearinghouse:   To  ensure a  consistent
   approach to watershed modeling and
interpretation of modeling results, it would be
most helpful to coordinate  EPA's modeling
activities with those of other Federal agencies
(e.g.,  Army  Corps  of  Engineers,   US
Department  of  Agriculture,  USDA/Forest
Service, US Geological Survey, Bureau of
Land Management, Bureau  of Reclamation).
This would  eliminate duplication of effort,
provide comprehensive support for  Federal
models, and facilitate technology  transfer
between the agencies, as well  as  with the
public. [Item #35, OWOW and OST\
16

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                                                         TMDL Framework for Action
REFERENCES
Nix, S.J., P.E. Moffa, and D.P. Davis. 1991.
The  practice of combined  sewer  system
modeling,  Water Resource Bulletin 27(2): 189-
197.

USEPA.   199la.  Workshop on the water
quality-based approach for point source and
nonpoint source controls, U.S. Environmental
Protection Agency.  EPA 503/9-91-001.
USEPA.  19915.  Guidance for water quality-
based decisions:  The  TMDL process.  U.S.
Environmental Protection Agency. EPA 440/4-
91-001.

WPCF.   1989.   Combined sewer  overflow
abatement:  Manual for practice.    Water
Pollution Control Federation.  Doc.  No. FD-
117.
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TMDL Homework for Action
18

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                          TMDL Framework for Action
          APPENDIX A
       PROGRAM NEEDS
 PART I - TECHNICAL GUIDANCE NEEDS
PART D - TECHNICAL ASSISTANCE NEEDS

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TMDL Framework for Action
APPENDIX A:  PARTI
Item #1:  Guidance on geographic targeting and prioritizing water bodies

OVERVIEW:

OWOW (AWPD) has drafted a handbook to help States target and prioritize watersheds.  The handbook
describes the various geographic targeting techniques that have been used to target and prioritize watersheds.
It focuses  on techniques that are appropriate for TMDL applications.  Targeting techniques include the
following  major  categories: weighting factor, decision tree,  data  overlay  (CIS),  and programmatic
approaches.   The most commonly used technique is a combination of weighting factor and programmatic
approaches.   Additional topics discussed are data integration for targeting and a simple loading rate model
case study.
ISSUES:

•   Limited  resources  require  that Regions/States  target  and prioritize TMDL development  and
    implementation efforts to .key watersheds.

•   Guidance on screening and targeting methods would provide valuable assistance to the Regions/States and
    facilitate the implementation process.
COMPLETED:

3 years
                                                                                            A-l

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TMDL Framework for Action	   APPENDIX A: PARTI
      82:  Guidance on TMDL Development
OVERVIEW:

To build on the programmatic requirements of the water quality-based approach as outlined in the existing
guidance document, a more technically based guidance document is needed. The document should illustrate
the technical steps required to develop a variety of TMDLs.  This document should include targeting and
prioritization techniques, descriptions of various models, procedures to select watershed and water quality
simulation models, the tie between modeling applications and ambient water quality standards, use of models
and analytical techniques to develop a fully articulated TMDL/WLA/LA for both point and nonpoint sources,
and TMDL case study examples.  Models would be tested and application procedures clearly outlined to
facilitate application  by the  Regions/States.  Data requirements  for model input including monitoring
requirements would be clearly outlined.
ISSUES:

•   Programmatic guidance on TMDL development was described in the TMDL guidance document.

•   Implementation of TMDL development would be assisted by technical guidance.  Discussion at the
    Chicago workshop clearly demonstrated the need for additional technical guidance.

•   Technical guidance is needed in the area of model selection and application.  The guidance should be
    specific to the needs of the TMDL process.
COMPLETED:

3 years
A-2

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TMDL Framework for Action	APPENDIX A:  PARTI


Item #3:  Guidance on monitoring to support development of TMDLs
OVERVIEW:

This document should describe a variety of monitoring techniques that can be used in the development of
TMDLs.  It should also include the various chemical and biological methods that can be used to generate site-
specific data that can be used for particular models. Different techniques may be needed at each phase in
the development of a TMDL.  Initial monitoring  may be used for screening  and targeting.  Additional
monitoring may be needed for watershed assessment and habitat assessment, and more detailed monitoring
may be required to develop  the TMDL.  The document may include  monitoring procedures to assess the
effectiveness of TMDLs.  Because of the high cost of monitoring, the guidance manual will be helpful to
target resources and maximize results from monitoring programs.

Monitoring is needed in river, lake, and estuarine environments.  Multiple guidance documents may be
needed to address the unique needs of each type of water body.
ISSUES:
    A wide range of monitoring techniques may be needed to address the needs of TMDL development in
    keeping with the phased approach.

    Biological monitoring may in some cases be an appropriate surrogate or addition to chemical monitoring.
COMPLETED:

5 years
                                                                                           A-3

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TMDL Framework for Action	APPENDIX A:  PARTI


Items #4-8:  Supplementary  Technical Guidance

OVERVIEW:

More specific technical guidance should be considered in the areas listed below.   Such guidance should be
developed in coordination with and in support of guidance described in Item #2.

CSOs/stormwater discharges:  Assessment, directed studies, and guidance are needed to evaluate CSOs and
stormwater discharges as part of watershed processes.  The variable nature of these rainfall-driven discharges
requires the development of new assessment tools.  Effective control of CSO and stormwater discharges may
require the development of wet weather criteria. Crosscutting CSO and stormwater discharge issues include
modeling, design storm events, and BMP effectiveness.

Contaminated sediments:  Contaminated sediments have the potential to cause toxicity, bioaccumulation,
and other water quality  impacts even when the surrounding water column was deemed to be in compliance
with existing water quality criteria. In conjunction with EPA's efforts to establish sediment criteria, guidance
that clearly outlines the  influence of contaminated sediments on water quality is needed so that Regions and
States can make informed decisions. These impacts must then be  considered in terms of the TMDL process.

Clean sediment criteria:  Clean sediments can have adverse impacts on aquatic ecosystems.   Research
studies are needed to determine the ecological and biological endpoints due to sediment embeddedness.  More
particularly criteria need to be developed to assess impacts of sediment embeddedness on cold and  warm
water fisheries.  Criteria will need to be developed based on the results of research.  Tools will be needed
to estimate the range of impacts  and determine the effects of land use activities  on sedimentation.   Case
studies can be used to demonstrate that criteria and estimation procedures are effective.

Whole effluent toxicity (WET): The  impacts of toxic  chemicals on water quality and the biological
components of an aquatic ecosystem  need to be determined, particularly the combined  impacts of multiple
toxic chemicals from industrial, urban, and agricultural sources.  The use of whole effluent toxicity within
the TMDL process needs to be evaluated, and then guidance must be provided to the Regions and States.

Biological criteria: States have been instructed to incorporate narrative biological criteria into existing water
quality standards. Guidance that stresses the value of such criteria as an aid to existing methods is necessary,
as well as guidance that aids States in the design, selection, and implementation of such criteria.

ISSUES:
•   Since the TMDL process is ideally implemented as a watershed-based approach, a wide variety of issues
    need to be addressed in quantifying and analyzing  the pollutant sources. Documents that can potentially
    support the process  need to be developed and integrated into the TMDL guidance.

COMPLETED:  5 years
A-4

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TMDL Framework for Action	APPENDIX A: PARTI
     #9:  Development of a Comprehensive Guidance Document for Assessing Variable
            Loadings
OVERVIEW:

The TSD currently does not adequately address the nonpoint source aspects of the TMDL program. A new
comprehensive document should be developed which addresses variable loadings in relation to the standards-
to-permits process.   This new document will encompass the TMDL approach.  The new document will
include the basic elements of TMDL implementation for conventional as well as nonconventional pollutants,
including toxics.  Since clean sediments cause considerable water quality impairments, clean sediments will
be included in the comprehensive guidance document.  The new document will also address models for
nonpoint source assessment and load estimation, development of LAs for nonpoint sources, and integration
of point and nonpoint source models.   Steady-state approaches are often not adequate for addressing these
types of impacts.  The new document would incorporate dynamic methodologies for handling a wider range
of nonpoint and point (CSOs and stormwater) source impacts.
ISSUES:

•  TMDLs must incorporate point and nonpoint sources into a watershed-based approach.

•  The recent revision of the TSD focuses on steady-state impacts, not on the dynamic impacts typical of
   nonpoint sources, stormwater,  and CSO discharges.

•  The new document will be needed to incorporate the TMDL process and methodologies for addressing
   the dynamic rainfall-driven loadings, including CSOs and stormwater, as part of the watershed-based
   approach.
COMPLETED:

4-6 years
                                                                                          A-5

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TMDL Framework for Action	APPENDIX A: PART II


Item 810:  Workshops

OVERVIEW:

OST and OWOW-led workshops would provide guidance to the Regions and States on the technical needs
for implementation of the TMDL process.  Workshops could be tailored to meet Region-specific needs.  At
least five workshops per year are recommended so that all  Regions will have at least one workshop every
2 years.  Because of funding limitations, it may be advantageous to offer workshops at a centralized facility
and require participants to pay a nominal fee to defray expenses. Two types of workshops are needed under
the technical assistance effort:

(a) Regional workshops:  Each year a survey is conducted to determine specific regional training needs.
   Training materials for these workshops are tailored to meet those  specific needs, and workshops  are
   conducted at regional  sites.  The workshops may contain nontechnical as well as technical components.
   Each year EPA has conducted four or five workshops so that a workshop is given in each region at least
   once every two years.  Capacities of these workshops are 30-35 persons with an approximate cost of $25-
   35K per workshop.

(b) Information Exchange Workshop(s): Each year EPA conducts one or two workshops for information
   exchange, critical issues, or planning purposes. For example, in FY '91 a workshop was held in Chicago
   with national experts  and the user community  to define future TMDL program needs.  Approximately
    125 people (by invitation only) attended the workshop.   Each year OST and  OWOW meet with
   Regional/State TMDL coordinators to discuss yearly activities, regulatory schedules, and implementation
   problems and prospects.

ISSUES:

•  Workshops are needed to address the specific requirements of TMDL development.

•  Workshops should  address the technical implementation of the phased approach including a range of
   models from simple screening methods to more complex models.

•  Workshops can be used to develop consensus on future programmatic needs.

COMPLETED:  Continuing
A-6

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TMDL Framework for Action	APPENDIX A: PART II


Item nil: Workshops on the Implementation of Contaminated Sediments Criteria

OVERVIEW:

Contaminated sediments have the potential to cause toxicity, bioaccumulation, and other water quality impacts
even when the surrounding water was initially in compliance with existing water quality criteria.  Workshops
should  be conducted for Regions and various  Federal and State agency personnel to help implement
contaminated sediment criteria through the State WQS process and to bring contaminated sediment within the
TMDL process. Workshops would also identify modeling and other technical needs concerning contaminated
sediments.  (EPA is currently working toward developing criteria for contaminated sediments.  Guidance
development is proposed in Item #5.)
ISSUES:

•  Workshops are needed to present contaminated sediment criteria to the Regions/States.

•  Workshops are needed to address the technical issues related to contaminated sediment.

•  Technical needs for addressing contaminated sediments within the context of the TMDL process need to
   be identified.


COMPLETED:

3 years
                                                                                           A-7

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TMDL Framework for Action	APPENDIX A:  PART II


Item #12: Direct Support to High-Priority TMDL-Related Court Cases

OVERVIEW:

HQ would provide expert support and consulting services for selected TMDL-related court cases, including
modeling and related monitoring.  Many of the court cases  of the past involved issues related to the
appropriateness of water quality standards (WQSs) and modeling/monitoring assumptions. HQ assistance is
provided on a case-by-case basis to improve the technical defensibility of die TMDL.  The assistance may
consist of (a) finding and using experts, (b) selecting and simulating with appropriate models, (c) assisting
in generating monitoring data needed for the models, (d) interpreting model output, and (e)  presenting
TMDLs in the public participation process.
ISSUES:

•   High-priority TMDLs may require expert assistance for interpretation of WQSs, model selection, and
    model application and/or development.

•   Expert review can be used to evaluate the TMDL development methodology.

•   Expert assistance may be required to develop technically defensible TMDLs.



COMPLETED:

Continuing
A-8

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TMDL Framework for Action	APPENDIX A:  PART II


Item #13: TMDL SWAT Team

OVERVIEW:

The surface water assessment technical (SWAT) team will consist of a team of experts who are familiar with
the technologies required for TMDL development.  The SWAT team  will provide short-term expertise to
EPA Regions, States, and local governments that are developing targeting programs and TMDLs (with special
emphasis on nonpoint sources) under the 303(d) program. The technical assistance will be provided primarily
on a phone-in basis.  Other advantages of the SWAT team approach include opportunities to field-test new
technology and user feedback.
ISSUES:

•  High-priority TMDLs may require expert assistance for interpretation of WQSs, model selection, and
   model application and/or development.

•  Successful development and implementation of TMDLs, through expert assistance, can provide positive
   examples to the local State or Region.

•  Expert review can be used to evaluate the TMDL development methodology.

•  Expert assistance may be required to develop technically defensible TMDLs.
COMPLETED:

Continuing
                                                                                         A-9

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TMDL Framework for Action	APPENDIX A:  PART II


Items #14-18:  Information Exchange

OVERVIEW:

Regions and States will be assisted in implementing TMDLs by providing access to information on other case
studies, court cases, and related modeling studies.  This service includes development of a clearinghouse, data
bases, annotated bibliographies, and reviews of recent model applications.

•   Coordination with Regions and States on the TMDL process.  OST and OWOW will work with the
    Regions and States on developing new technologies to support the TMDL process.

•   Case study examples. Case studies are proposed for inclusion in TMDL guidance (see Item #2). There
    is an immediate need for technical assistance to the  Regions and  States.   By means of information
    exchange,  case study examples will be provided to the Regions and States on an accelerated basis.

•   Model  reviews. Description and testing of models are proposed for inclusion in Item #2.  An OWOW
    project is under way to  review available models for TMDL screening.  A summary document will be
    provided to the Regions and States  on an accelerated basis.

•   Electronic bulletin board: A TMDL special interest group (SIG) is in the process of being established
    as a part of the NFS Bulletin Board System (BBS).

•   Legal clearinghouse:  Information on current and/or pending  lawsuits will be provided to Regions and
    States on a continuing basis.

ISSUES:

•   Information is available on models  and related studies that might  be helpful to the Region/States in the
    development of TMDLs.

•   Existing information should be compiled and disseminated to the Regions/States in the form of reports.
COMPLETED:
Continuing
A-10

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TMDL Framework for Action	          APPENDIX B
                   APPENDIX B


                 RESEARCH NEEDS

            PART I - MODEL INTEGRATION AND
                   RELATED NEEDS

            PART n - TECHNOLOGY TRANSFER

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TMDL Framework for Action	APPENDIX B:  PARTI


Item 819:  Modd Integration

OVERVIEW:

Multiple models are often needed to evaluate TMDLs.  Pre- and post-processors should have the capability
to link model input and output so that models can be run in series. Although models are available to address
most components of watershed-based analysis, each model is designed for a specific need. Models are not
currently designed to be used in a combined fashion (i.e.,   integrated approach).  The watershed-based
approach will often require that multiple models be used to evaluate a watershed. To facilitate this process
pre- and post-processors need to be developed to link model input and output.  For example,  output from
SWMM (a watershed model) could be reformatted to provide input to WASP4 (a water quality model).
Likely combinations of models should first be selected.  Data management needs  could then be incorporated
into pre- and post-processor development (see also Item #32).

The CORMIX mixing zone model is currently distributed as three models. Future work will combine the
three models into one.  A single user's manual and documentation will be prepared for the new combined
model.

Screening models are needed for  the  initial targeting phase of the  TMDL development process.  These
models, although limited in accuracy,  require minimum data collection and can be used effectively in the
preliminary stages  of TMDL  development.  A review of models has been initiated in Item. #16.   Simple
screening level  models are available, however many are site-specific, lack detailed documentation, and are
not generally distributed.. In this task a screening methodology will be  developed, building on available
models. Components of the screening model may include enhanced capabilities for data retrieval from EPA
mainframe resources, a user-friendly interface, output statistics and graphics,  and a detailed user's manual.
The development of a screening model has been initiated in cooperation with  Region IV.

ISSUES:

•   Used separately,  models may provide a fragmented picture of water quality.

•   Improved data  management techniques would facilitate the use of multiple models for watershed-based
    assessments.

•   User friendly screening models are needed to assist the Regions and States  in the initial phases of the
    TMDL development process.

•   Screening model development and support was designated as a high priority item by the Regional TMDL
    coordinators.
COMPLETED:

5 years
                                                                                              B-l

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #20:  Ecological Models

OVERVIEW:

A few ecological models should be evaluated, verified, and selected for future support and development by
EPA.   Ecological restoration and predictive modeling of ecological response are rapidly emerging areas of
research.  The role of predictive models, however, is not necessarily to precisely quantify or to establish
causality,  but to communicate the relationships between ecological restoration  efforts and  the resulting
benefits. For this reason, simple empirical relationships, as opposed to detailed,  deterministic approaches,
are generally recognized as being more important.

Modeling  efforts to date have mostly focused on  predicting the benefits of restoration.  With the aid of
simulations that combine  the physical habitat preferences of riverine organisms and predictions of changes
in hydraulic patterns after structure placement, the  available habitat can be estimated. Response factors are
used to weigh tolerances to certain conditions at each mitigation site. Most ecological response models,
however, are not at the stage of predicting "true" ecological response (i.e., changes in production, biomass,
recruitment, etc.),  but  offer stream  managers a scale  by  which  to  compare relative magnitudes of
improvement or success of restoration efforts.

One model that could be used to predict ecological response in the near future, if it  were possible to construct
"suitability for optimal colonization curves," is the Physical Habitat Simulation (PHABSIM). PHABSIM is
maintained by  the U.S.  Fish  and Wildlife Service as a portion  of the  Instream  Flow  Incremental
Methodology.   Other models that may be suitable include the Ecological Population Dynamics  Model
(LESLIEMATRICS),  ERL-Athen's food chain model, and the FISHSED model  (U.S. Fish and  Wildlife).
The FISHSED model  is capable of assessing spawning potential as a function of sediment embeddedness.
ISSUES:

•   EPA does not currently support and/or distribute ecological models.

•   Ecological modeling is an emerging science.

•   Ecological models will be necessary to implement ecocriteria and promote habitat restoration.

COMPLETED:

7 years
B-2

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #21:  Data Access Tools

OVERVIEW:

Most models used to evaluate nonpoint source pollution require a broad array of input variables.  In most
cases,  data requirements include region- or site-specific  information on rainfall,  soil type,  hydrology
(including stream flow), topography, and land use. Although data are available from national data bases, data
are not easily  accessed by users from Regional, State, or local agencies.   Data-access tools (software
packages) are needed so that data from national data bases can be more readily accessed and formatted for
use with models.  As  our data bases improve, data access  tools will be upgraded  as well.   Ongoing
mainframe data base improvements that may be beneficial to the  TMDL program include indexing of RF3
to STORET and PCS.   Future enhancements may include streamflow and reservoir information associated
with RF3.
ISSUES:

•   Watershed and water quality models often require data on rainfall, sdil type, hydrology (including stream
    flow), topography, and land use/land coverage.

•   Current access to national data bases is limited. The data, once accessed, cannot be easily formatted for
    input to a model.

•   Different Federal agencies maintain national data bases (e.g.,  USGS-flow, NWS-precipitation, USDA-
    soils). (Note: Through an MOU, EPA has access to flow data from the USGS.)

•   Some computerized data are incomplete on the national level.

•   While national data bases reside on mainframe computers, typical  NPS models are applied using PCs.
    Therefore, access tools will need to operate in a multiplatform environment.

COMPLETED:

5 years
                                                                                            B-3

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TMPL Framework for Action	APPENDIX B:  PARTI
      #22:  Design Storm Event
OVERVIEW:

An interagency plan to  develop a technically defensible selection process for storm  design event(s)  for
modeling urban, agricultural, and mixed land use areas should be initiated.  The use of watershed models
using design storms may be  appropriate in  preliminary screening or design applications for the TMDL
process.   The selection of the appropriate design storm that characterizes "critical" conditions for water
quality is complex, depending on site, antecedent conditions, and receiving water conditions.  Design storm
applications of models can significantly reduce the level of effort for initial model analyses.

This activity is divided into four categories:  (1) design storm selection for urban areas; (2) design storm
selection for agricultural areas;  (3) design storm selection for mixed land use areas, and (4) design storm
selection for land under transition.

For  each category the feasibility of defining a critical design storm  for the TMDL process should be
investigated. A process for selecting the design storm should be identified and guidance developed.  The
process could include the selection of multiple events for the purposes of developing a TMDL. In each,  the
unique characteristics of the  contributing land use would be considered in selecting the key design storm
parameters.

ISSUES:

•   Design storm applications may be appropriate for preliminary screening and design applications.

•   Model applications using design storms can reduce the level of effort for using models.

•   In the short term, development of a design storm would facilitate the use of the AGNPS model for the
    TMDL process.

•   The characteristics of the "critical" design storm for the TMDL process must take into consideration key
    parameters related  to water quality  and quantity.   Parameters might include land use, watershed
    characteristics (such as time of concentration), antecedent conditions  (moisture content of soils and time
    since last runoff event), precipitation, and runoff.

•   Design  storm development may vary depending  on the contributing land use;  therefore, separate
    development of urban, agricultural and mixed land use events is recommended.

COMPLETED:

5 years
B-4

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #23:  Biological Criteria

OVERVIEW:

It is EPA's policy that States develop and implement biological criteria into their water quality standards.
Biological criteria or biocriteria may be expressed as numerical values or narrative expressions to describe
the biological integrity of reference aquatic communities for a specific designated aquatic life use. States have
been instructed to adopt minimum narrative biological criteria into their water quality standards during the
FY 91- FY 93  triennium.   Biocriteria  are intended  to  supplement rather than  replace  chemical and
lexicological methods.  Impairments  can  be identified from a variety of sources including  water column
contamination, sediment contamination, nonchemical impacts, and alteration of physical habitat. Because of
the unpredictable and fluctuating nature  of storm events, measuring the biological community or using
biocriteria may provide a good measure of the cumulative in-stream effects caused by nonpoint sources,
CSOs, and storm water.

ORD and OW are currently  working on  an initiative to develop biocriteria  for  aquatic ecosystems.
Additional research on the development of biocriteria will provide technical assistance to the States. One goal
of the research  is to directly link stresses with ecosystem dysfunction.

ISSUES:

•   Biological indicators may be a more effective measure  of water quality than traditional chemical-based
    criteria.
COMPLETED:

7 years
                                                                                              B-5

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #24: BMP Effectiveness

OVERVIEW:

The effectiveness of best management practices (BMPs) or other control measures required by a TMDL can
be determined only  through regular monitoring and assessment activities.  As TMDLs are implemented
through the phased approach, mitigation plans will need to be developed for control of nonpoint sources,
stormwater discharges,  and  CSOs.   The  control of  rainfall-driven  loadings  relies on  die  effective
implementation of a wide variety of best management practices (BMPs).    Participants  at the Chicago
workshop identified  the need for a compendium of BMPs (including follow-up monitoring data)  and  their
measured effectiveness.  The NPS Branch is working on this topic through Coastal Zone Management Act
(CZMA) efforts. The CZMA guidance document includes a detailed assessment of the available information
on the effectiveness of BMPs. Little or no information is available on the effectiveness of many commonly
used BMPs.  Since testing on the effectiveness of BMPs is often limited to only a few regions of the country,
widespread applicability is often questionable.  BMPs need to be selected for further testing.

Models also have limited capabilities in the area of BMP assessment.  Mitigation plans often incorporate a
variety of BMPs throughout a watershed. Watershed models are typically used to evaluate the ability of the
mitigation plan to meet the required TMDL.  Existing models (e.g., HSPF and  SWMM) can evaluate BMPs
such as detention ponds based on sediment deposition. They do not account for the  more complex chemical
and biological  removal typical of wet ponds or created wetlands.  Models need  to be enhanced/developed to
allow for the evaluation of mitigation plans.

ISSUES:

•  BMPs are  needed to  implement controls for nonpoint sources, stormwater discharges, and CSOs.

•  Limited information is available on the effectiveness of some BMPs.

•  Models typically do not estimate biological and chemical pollutant removal by BMPs.

COMPLETED:

10 years
B-6

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TMDL Framework for Action	APPENDIX B: PARTI


Item 825: Model Revision

OVERVIEW:
          *

Many of the currently supported EPA and USDA models are based on older techniques for calculation of
runoff, erosion, nutrient and chemical transport. Research has been ongoing in improving these algorithms,
particularly in the areas of air/water, sediment/water, and ground/surface interfaces. Existing models should
be selectively  evaluated for areas that need to be updated.  Models  should be revised  and improved
accordingly.  This type of updating will enhance the capability of the models and improve their accuracy.

ISSUES:

•  Model components should be enhanced with new technology as it becomes available.

•  Algorithms could be added or  improved in the areas of air/water, sediment/water, and ground/surface
   interfaces.

•  The air/water interface component could be improved, especially in the area of chemical volatilization.

•  Modeling of the sediment/water interface is crucial to the evaluation of pollutant resuspension and mixing
   due to storm events. Sediment-associated pollutants can constitute a significant source of pollutants in
   receiving waters.

•  Modeling of the interface between ground water and surface water is necessary for the understanding of
   nonpoint source processes.  When management practices are applied, the tradeoff between ground water
   and surface water loadings must be carefully evaluated.

•  Additional areas where updating  would be appropriate include: adding variable complexity capability,
   modeling of snow  melt processes, and evaluating best management practices.

COMPLETED:

5 years
                                                                                             B-7

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TMDL Framework for Action	        APPENDIX B:  PART I
      #26:  Adaptation of Models to CIS Platforms
OVERVIEW:

CIS is an excellent tool for the integration of data from different sources.  (Developing input data files for
models and preparing graphs summarizing results can be a time-consuming effort.) At this time, few models
operate in a GIS environment (AGNPS is one exception).  To improve the portability of information into
models and results from one model to  another, our goal is to eventually update all EPA-supported models
to operate in a common (GIS) environment.   GIS systems and remote sensing data also provide analysis
opportunities that do not exist with traditional modeling approaches.

ISSUES:

•  EPA and SCS currently support ARC/INFO (vector-based) and GRASS (raster-based)  as the GISs of
   choice, respectively. Tools for converting from raster- to vector-based data and vice versa are therefore
   needed.

•  Because only limited staff with experience in GIS are available and initial costs for data  entry are high,
   current projects tend to experience  a slow turnaround.  As models are converted to a GIS environment,
   additional effort on staff training will be necessary.

•  A significant number of models will need to be revised to achieve this goal.

•  Access tools will also need to link remote sensing data with models.

•  The usefulness of remote sensing data for model verification and two-dimensional mixing zone modeling
   should be explored.

•  The potential for multiplatform data (LANDSAT TM and SPOT PAN) integration should be explored.

COMPLETED:

10 years
B-8

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #27:   Sediment Quality Models

OVERVIEW:

Contaminated sediment criteria are currently under development by  EPA.  Workshops and guidance to
support the implementation of contaminated sediment criteria are recommended under Items #5 and #11.
Impacts due to clean sediment deposition on cold and warm water fisheries are also an emerging concern (see
Item #6).  With greater emphasis on the control of sediment impacts, improved tools will be required as well.
Models will be needed to evaluate the washoff and transport of clean and contaminated sediments.  The EPA
HSPF watershed model has the ability to model erosion from land areas and sediment transport in rivers and
fully mixed reservoirs.  The SWMM model has more limited capabilities in area of erosion and sediment
transport. The water quality models such as WASP4 have the most severe limitations with regard to sediment
transport.

A research plan should first be developed to identify and prioritize model research needs.  The  workshop
described in Item #11 will provide input on the modeling and other technical needs concerning contaminated
sediments. The research plan should then be implemented by ORD.


ISSUES:

•   Contaminated and clean sediments can have adverse impacts on aquatic ecosystems.

•   Tools are needed to evaluate sediment and associated pollutant transport in rivers, lakes and estuaries

•   Water quality models currently supported by  EPA  have limited  capabilities in the area of sediment
    transport.

COMPLETED:

5 years
                                                                                           B-9

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #28:  TMDL Model Testing

OVERVIEW:

Models for the TMDL process need to be field-validated in various regions under a variety of land uses and
soil types.  Verified model applications will help to increase user confidence and understanding of the model
limitations.  Case studies are needed to evaluate the usefulness and applicability of models in the TMDL
process.  A number of simpler screening-level models will be selected for testing.  Model testing will be
performed in cooperation with the Regions and States to evaluate site specific concerns.  The results of the
model testing will be compiled and provided to  the Regions/States as part  of  the information exchange
program.

ISSUES:

•   Models  are currently difficult  to apply,  particularly for  screening purposes, because  of the lack of
    guidance on input parameters.

•   Model testing would increase user confidence  in models.

•   Model testing would assist in the development of default parameters.

•   Model testing could also be used to identify technical areas for future model upgrades.
COMPLETED:

5 years
B-10

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #29:  Guidance on Default Parameter Selection

OVERVIEW:

Initial input parameters for each model application are difficult to select.  For screening applications with
limited  monitoring data few default  parameters  are  available.  As the  need for screening applications
increases, as part of the phased TMDL process, additional information for parameter selection would be
valuable.  Default parameters need to be defined for various regions, land uses,  and soil types.   Currently
EPA-supported models such as  HSPF and SWMM have limited guidance on input values particularly in the
areas of pollutant accumulation, washoff, and transport. Other models, such as  the USDA models, would
also benefit from additional documentation of default parameters for input.  Because of the variability of such
inputs, the development of default parameters must take into account regional variations.  A few carefully
selected ORD-led demonstration projects could  be used to test models and develop the appropriate inputs
Parameters will be described as  a range of possible input values based on documented research (see also Item
#26).

ISSUES:

•  Models  are currently difficult to apply, particularly for  screening purposes, because of the lack of
   guidance on input parameters.

•  Default inputs are particularly  lacking in the area of pollutant accumulation, removal, and transport.

•  Default inputs should be developed on a regional basis.


COMPLETED:

10 years
                                                                                            B-ll

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TMDL Framework for Action	APPENDIX B:  PART I


Item #30: Conduct Training and Workshops

OVERVIEW:

Currently workshops on popular models (QUAL2E, WASP4, HSPF, etc.) are conducted by ERL-Athens and
ERL-Narragansett, usually at the ERL-Athens site. The workshops are typically conducted on one model at
a time.  Sometimes, at Regional request, the modeling workshops are also conducted at Regional sites. Each
workshop can accommodate 35-45 trainees.  To support  the TMDL process, modeling workshops that
emphasize the application of models for TMDL development are needed.  Additional workshops should  be
added to provide training in the application of screening models.  Minor modifications to the current format
would be sufficient to  meet the needs of the TMDL program.

To make these workshops more effective,  we need to improve the method of delivery by providing videotape
presentations, improving visual aids, and using other modern forms of animation techniques (see also Item
#33).  With the expanding need to integrate point and nonpoint source modeling, there will be an increased
demand for training that includes nonpoint source modeling. As a result, the technology transfer program
will need to obtain additional expert support services (in-house or contractor support).

ISSUES:

•  To support the TMDL process, there will be an increased demand for support/training on nonpoint source
   modeling.

•  Current workshops are oriented toward point source modeling or specific models for nonpoint source
   assessments. The  diversity of workshops will need to be expanded to include nonpoint source modeling
   with particular emphasis on its integration with the TMDL process. This expertise may not currently
   exist in-house, and expert support services may be necessary.

•  To make use of limited resources, the Agency should consider innovative technology transfer methods
   such as videotape presentations.

•  It will be necessary  to identify Region-specific training needs to  identify the most appropriate support
   services.

COMPLETED:

Continuing
B-12

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TMDL Framework for Action	APPENDIX B:  PARTI


Item #31: Innovative Delivery Systems for Technology Transfer

Prepare innovative delivery systems to improve visualization and animation of model output for effective
technology transfer.

OVERVIEW:

Hands-on training and telephone assistance are often needed to run the models that are distributed through
EPA.  In response to this need, EPA conducts six or seven modeling workshops each year through its ORD
laboratories and another four to six workshops at Regional sites each year.  They are open to anyone who
wishes to attend - from the public sector and the private sector, as well - and  their popularity grows every
year.  The Regional workshops are tailored to meet Region-specific needs and  are also quite popular  among
the user community. These workshops could reach even more potential users with videotaped presentations
that could be provided  to a Region, a State, a local government, a university, or a private consultant to study
as needed, rather than  waiting for  a formally scheduled workshop. Using other modern forms of animation
techniques, demonstration diskettes, and computer-based training (CBT) will improve visualization of model
output and greatly enhance the speed and effectiveness of technology transfer.
ISSUES:

•   Although more and more people request hands-on training and telephone assistance to run the models
    distributed by EPA, the number of those potential users who actually receive training and  assistance is
    limited to a designated number of slots.

•   The TMDL process will require training an increased number of potential users in the use of available
    models.

•   The development of hands-on tutorials and video taped  presentations could facilitate the training of
    potential users.

•   Hands-on tutorials, provided on floppy disk, could be used to provide step by step guidance on model
    use.  Tutorials could be provided with or without a formal workshop.

•   Video tapes of a classroom style presentation with appropriate audio visual aides could be used to train
    model users.  Tapes could be made available throughout die year supported by the technology assistance
    personal at EPA (see also Item #35).

COMPLETED:

3-5 years
                                                                                             B-13

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TMDL Framework for Action	  APPENDIX B: PART II
Item #32: User's Manuals

Develop a user's manual separate from model documentation for each model supported and distributed by
EPA.

OVERVIEW:

Currently no simple user's manuals are available for the models that have been developed, supported, and
distributed by EPA. Instead, ORD distributes models with a complete documentation manual that is often
rather imposing.  Knowledge of all of the assumptions that were involved  in model  development can be
helpful for many model applications.  Even with such knowledge, however, hands-on training and telephone
assistance are often needed to run the model.  A simple user's manual with several pertinent examples would
greatly facilitate widespread use of EPA-distributed models  by States and  local governments  to develop
TMDLs. The user's manuals  will include teaching aides such as tutorials which guide the user through a
sample application enhanced by graphics and animation.
ISSUES:

•   Hands-on training and telephone assistance are often needed to run the models that are distributed by
    EPA, even when users have a high level of computer literacy.

•   User's manuals should be developed that clearly outline the steps required for model implementation.

•   User's manuals should include example applications oriented specifically to the use of the model for the
    TMDL process.

COMPLETED:

5 years
B-14

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TMDL Framework for Action	APPENDIX B:  PART II


Item if 33:  Pn- and Post-Processor Development
Develop pre-processors and post-processors to enhance user-friendliness of old and new models.

OVERVIEW:

The development of user-friendly interfaces for computer models can greatly enhance the use of models for
TMDL development. Typically the data preparation, data input, and data interpretation phases of a modeling
project require a significant effort.  Each model requires input in a unique  format and presents  results in
different ways. Therefore, experience with one model is not directly transferable to the next. Pre- and post-
processors should be developed for each supported model to facilitate model use using modern PC technology
for better graphics and  animation.  The pre-processor provides a computer interface with the  following
features:  menus for data entry, help screens for assistance in selecting input values, and a uniform format
for all models. The post-processor provides assistance in the interpretation of model results and allows for
the presentation of output data in tabular or graphical summaries.  Options should be included for  preparing
output in forms that can be read by other programs and models  (i.e., interface with spreadsheets such as
Lotus 1-2-3 or input for receiving water models).  (See Item #19.)
ISSUES:

•   Models are currently difficult to use as a result of time-consuming data input preparation and data output
    interpretation.

•   Each model currently has different format requirements for data input and output, making transition from
    one model to another difficult.

•   Pre-processors can facilitate data input by providing consistent formats and user help.

•   Post-processors can facilitate data output interpretation and  provide interfaces with other  programs and
    computer models.

COMPLETED:

5 years
                                                                                             B-15

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TMDL Framework for Action	   APPENDIX B:  PART II
Item #34:  Technical Assistance

Augment the technical assistance program by streamlining our guidance and model clearinghouses, providing
expert support services, and expanding site-specific monitoring and model application studies.

OVERVIEW:

Demands on our technical assistance program are increasing, and they  will continue to increase as more
groups and individuals use models that are distributed by EPA. To ensure that users' queries are answered
completely and efficiently, our  guidance, model clearinghouses, and  expert support services  must be
expanded. We have already established a number of cooperative agreements with water quality model experts
for which  in-house expertise is not available.  These experts  provide a  valuable service to  the user
community, and this service should continue on a larger scale so that more can be served.
ISSUES:

•   The reliable use of models is enhanced by access to expert assistance for specific technical queries.

•   It is through the technical assistance program that the weaknesses  of our tools and technologies are
    identified.  Technical support provides an opportunity  to  compile and  evaluate model weaknesses
    providing input to future model development and revision.


COMPLETED:

Continuing
B-16

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TMDL Framework for Action	APPENDIX B:  PART II
Item if35: Joint Federal Interagency Model Clearinghouse

Initiate contacts and exploratory meetings with Federal agencies to establish a joint model distribution and
support center.

OVERVIEW!

In the area of watershed modeling, EPA supports complex models such as HSPF for urban and rural mixed
land use activities and SWMM for urban land use activities. USDA-SCS has developed six relatively simple
models that may be useful for TMDL assessments in rural areas. Agricultural Non-Point Source Pollution
Model  (AGNPS), Simulator  for Water  Resources in Rural  Basin-Water Quality model  (SWRRBWQ),
Erosion-Productivity Impact Calculator (EPIC), Groundwater Loading Effects of Agricultural Management
Systems (GLEAMS), Chemicals, Runoff, Erosion from Agricultural Management Systems (CREAMS), and
Nitrate Leaching and Economic Analysis Package (NLEAP) are some that may be useful to EPA's TMDL
program.  USGS has developed the DR3M-QUAL model and COE supports the STORM model.

To be consistent in our approach to watershed modeling and interpretation of modeling results, it would be
most helpful to coordinate our modeling activities with those of other Federal  agencies. This would also
eliminate duplication of effort and facilitate technology transfer between the agencies  as well as with the
public.

The ORD labs will be responsible for (1) initiating contacts and exploratory meetings with the appropriate
Federal agency personnel to prepare a Memorandum of Agreement to establish a joint model distribution and
support center, preferably at CEAM and (2)  implementing the Memorandum of Agreement.  Agencies which
could potentially participate in the Model  Clearinghouse include: Army Corps of Engineers, US Department
of Agriculture, USDA/Forest  Service, US Geological Survey, Bureau of Land Management,  and the Bureau
of Reclamation.

ISSUES:

•   The reliable use of models is enhanced  by access to expert assistance for specific technical queries.

•   Numerous Federal agencies support the development, distribution, and use of various watershed models
    (i.e., EPA, USDA, COE, USGS). Our efforts need to be coordinated to ensure that the public receives
    consistent technical advice with respect to watershed modeling, duplication of effort is minimized, and
    technology transfer between agencies will occur.

COMPLETED:

Continuing
                                                                                          B-17

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