c,EPA United States Environmental Protection Agency Office of Water Washington DC 20460 March 1984 A Preliminary Report to Congress on Training for Operators of Municipal Wastewater Treatment Plants ------- A PRELIMINARY REPORT TO CONGRESS ON TRAINING FOR OPERATORS OF MUNICIPAL WASTEWATER TREATMENT PLANTS By ENVIRONMENTAL PROTECTION AGENCY OFFICE OF WATER WASHINGTON, D.C. March 1, 1984 ------- A PRELIMINARY REPORT TO CONGRESS ON TRAINING FOR OPERATORS OF MUNICIPAL WASTEWATER TREATMENT PLANTS CONTENTS PAGE EXECUTIVE SUMMARY i I. INTRODUCTION A. Purpose 1 B. Background 1. Federal, State, and Local Roles 1 2. Large Plant—Small Plant Compliance 1 3. Operator Training and Small—Plant Compliance 2 4. Results—Oriented Operator Training 2 5. Other Factors Affecting Compliance 2 C. Congressional Md—on Funds 2 1. Grants to States 3 2. National Survey and Evaluation 3 3. Preliminary Report 3 II. RISTORY AND STATUS OF FEDERAL OPERATOR TRAINING PROGRAMS A. Federal Program Summary and Legislative Base 4 1. 1966 Clean Water Restoration Act 4 2. 1970 Water Quality Improvement Act 5 3. 1972 Amendments to Federal Water Pollution Control Act 6 4. 1977 Amendments to the Federal Water Pollution Control Act 6 5. National Municipal Policy 6 B. Federal Program Accomplishments 7 C. Elements of National Training Base 8 1. State Training Facilities 8 2. National Associations 8 3. Operator Associations 8 4. Private Sector 8 III . STATUS OF STATE PROGRAMS A. Allocation of Section l04(g)(l) Congressional Add—on Funds 9 B. Status of Grant—Funded Projects 11 C. Characteristics of State Training Programs 1. General Background 12 2. State Organization 12 3. Training Program Administration 13 4. Funding and Staffing 14 5. Planning and Evaluation 15 ------- A PRELIMINARY REPORT TO CONGRESS ON TRAINING FOR OPERATORS OF MUNICIPAL WASTEWATER TREATMENT FACILITIES CONTENTS PACE IV. TENTATIVE CONCLUSIONS A. Federal, State, and Local Roles and Responsibilities 16 1. Federal 16 2. State 17 3. Local 18 B. Model State Program 18 1. Statement of Goals and Objectives 19 2. Planning and Evaluation Program 19 3. Overall State Organization 19 4. Training Program Organization 20 5. Funding and Staffing 20 C. Action Plan 21 1. Current EPA Actions 21 2. Long—Term EPA Actions 22 3. State Actions 23 4. Local Actions 24 5. Private Sector 25 V. ATTACHMENTS A. Summary of EPA Training Programs 26 B. State Training Centers - - - - — 27 C. States Considering Establishing Training Centers and Non—1O9(b) State Centers 32 D. Status of 1982n198LOpe; or Training Grants 33 E. Section 104(g)(l) Grantees 36 F. Status of State Training Activities 45 C. Federal Funding Levels for Operator Training 48 ------- EXECUTIVE SUMMARY L is the preliminary report of the Environmental Protection Agency (-EPA)----to--the United States Congress on the status of State training programs for operators of municipal wastewater treatment facilities and on the develop- ment of a multiyear action plan to achieve State self—sufficiency in operator trainingjThe report responds to the June 23, 1983, directive of the House— Senate Committee of Conference on Appropriations for 111Th and Independent Agen- cies in Report No. 98—264 requesting such information. Background EPA and the States agree that effective operator training is an impor- tant factor in a treatment facility’s ability to meet its effluent require- ments under the 1972 Clean Water Act. In carrying out various mandates for operator training under the 1972 Act and other legislation over the past 17 years, EPA’s strategy and that of its predecessor agencies has aimed to build a comprehensive, self—sufficient State and local training base. Federal pro- grams since the 1965 Water Quality Act have progressed from training opera- tors directly to construction of State training centers and development of State capability. Twenty—seven States, territories, and an interstate agency operate dedicated training centers, 24 of them funded under section 109(b) of the Clean Water Act. Eight additional States and Puerto Rico have expressed interest in developing such centers. The Federal goal through the years has been to protect the Federal in- vestment in municipal treatment facilities by developing a national base of skilled water pollution control personnel and technical information materials. The Instructional Resources Center at Ohio State University serves as a reposi- tory for training and instructional materials developed by EPA, States, and the private sector and operates a computerized national information clearing- house and retrieval system originally established under an EPA grant. The Center expects to become self—supporting this year. Several national training and other associations that received EPA finan- cial and institutional support continue to provide comprehensive coordination and assistance to State and local governments. An estimated 24 State operator associations sponsor strong and effective operator training activities. Many of these associations came into existence with support from the Water Pollution Control Federation. The Federation is promoting a national operator associa- tion that will coordinate information and encourage operator training. Every State and many local governments also rely heavily on private—sector training and technical assistance. Status of State Grant Projects Since 1982 Congress has added $9,353,000 to EPA’s budget to support opera- tor training. Congress added $4,103,000 in 1982 and $2,625,000 each for fiscal years 1983 and 1984. —i— ------- As directed by Congress, the bulk of the 1982 and 1983 add—on training funds are at work in the States assisting compliance—oriented training programs for operators of small treatment plants. Training and technical assistance is provided onsite and over—the—shoulder by experienced trainers from State train- ing centers, other State agencies, or a national training association. These trainers use newly developed EPA computer—diagnostic programs to identify each plant’s problems and training and technical assistance needs. Using these add—on funds, States will conduct nearly 1,200 facility diag- nostic inspections, provide onsite technical assistance and training at nearly 775 small facilities, and develop 10 Statewide financial management guidance and assistance programs. Although these projects will not complete work until F? 1985, performance and compliance have improved at 67 facilities. In addi- tion, State efforts have resulted in improved local decisionmaker involvement in plant operations and maintenance and financial management; improved process control methods and laboratory and recordkeeping practices; introduction of preventive maintenance programs; reduced sludge handling costs; improved inf ii — tration/inflow management; increased repair of equipment; and identification of operator certification and continuing education needs. A major objective and accomplishment in award of FY 1982 and F? 1983 funds was to obtain maximum State participation in this program. By the end of 1983, only two States, certain territories, and the District of Columbia were not participating in this training effort. Award of F? 1984 funds will be more selective. These funds will go to States that have demonstrated a commitment to this effort as reflected in funds expenditures and compliance improvement. National Survey and Evaluation To help evaluate State and local training capability and to identify the essential elements and costs of an effective State operator—training program, the EPA Office of Water also funded studies by national organizations experi- enced in water pollution control and operator training. These include the National Environmental Training Association (NETA), the National Demonstration Water Project (NDWP), the American Clean Water Association (ACWA), and the Association of State and Interstate Water Pollution Control Administrators (ASIWPCA). Much of the material in this report is based on preliminary find- ings of these organizations. Most State onsite assistance programs have been effectively underway less than a year and the evaluations by the national organizations are incomplete. Characteristics of State Operator Training Program . Although incomplete, the data in this report appear to represent a good cross—section of State programs. Annual State training budgets generally range from $100,000 to $400,000. Although a number of States obtain significant local funding from course tui- tion, fees and certification charges, the majority of funds come from State appropriations and Federal grants under Clean Water Act sections 106, 205(g), and l04(g)(1). States average about three full—time trainers, but there are significant numbers of part—time trainers. In addition, it appears that a significant amount of additional training and technical assistance is provided by other State personnel in conjunction with management of construction grants and compliance programs. —ii— ------- Operator training programs are conducted mainly through State environmen- tal agencies and State training centers. State training centers are generally associated with junior colleges or vocational education institutions. These centers serve as Statewide training resource centers and provide primarily entry—level and upgrade training. As State training programs have matured, program objectives and resources have expanded to emphasize continuing educa- tion and technical assistance as well as operator certification. Nearly all States (44) have mandatory operator certification programs. The majority of operators are certified and receive continuing education training annually. States report redirection of their training programs toward improving compliance. These results—oriented approaches are fully consistent with EPA and congressional objectives. Data also show improved integration of operator training, operations and maintenance, and compliance programs within State organizations. Although a number of States appear to be moving toward improved programs and increased funding, relatively few States maintain comprehensive, integrated, and self—sufficient programs. Tentative Conclusions Federal, State, and Local Roles and Responsibilities As the Agency, the States, and local governments work toward self—suffic- ient operator training and improved compliance, it is essential to articulate the basic roles and responsibilities each sector will be expected to fulfill to achieve these goals and objectives. The overall responsibility for operator training and plant compliance rests with local and State governments. This is in keeping with the Clean Water Act mandate and EPA’s implementing policies. Local governments are expected to see that their plants comply with their effluent—discharge per- mits, maintain effective user—charge systems and operations and maintenance programs, and seek training for their operators where needed. States are expected to develop, administer, and finance their own training programs, to help especially small, municipalities comply with discharge requirements, and to take appropriate enforcement actions where necessary. The Federal role now and in the future is one of oversight to assure that needed programs are developed and implemented to improve compliance at Federally funded facilities. Model State Program As requested by Congress, EPA awarded grants to NETA and selected States to define the essential elements of successful State operator training programs and the costs to implement them. State programs viewed as possessing essential elements for financial and programmatic self—sufficiency were selected for intensive evaluation. —iii— ------- Although the data have not been fully evaluated, certain basic components of an effective State program are emerging. The essential elements include: a comprehensive statement of State goals and objectives; a planning and evalua- tion program, including an annual plan that sets priorities and budget levels and provides a basis to evaluate training effectiveness in terms of improved compliance; an adequate budget to meet identified training and technical assistance needs based on local fees and State—Federal funds pending full self—sufficiency; an adequate number of trained staff; adequate State travel budgets to assure onsite technical assistance, particularly for small isolated facilities; mandatory certification testing of both theory and operations knowledges; and a balanced mix of entry—level training, continuing education and technical assistance. We do not at this time propose that these elements constitute the model that all States should develop. A model program descrip- tion that also addresses qualitative factors and staffing and budget needs requires further analysis and coordination with other EPA program offices and State managers. Elements of National Plan As with the model State program, the elements of a national coordinated action plan to achieve Federal, State, and local goals for effective operator training and municipal compliance are incomplete and require further discuss- ion with each level, of government. EPA will begin working shortly with Fed- eral and State officials and others responsible for operator training to dis- cuss development of realistic, short—term and long—term policies, programs, and activities to achieve the goals and objectives. Although the complete national action plan does not yet exist, some basic components are already in place. At the Federal level, EPA has taken several actions that set a clear national direction. These include the National Munic- ipal Policy; the Financial Capability Policy; and revised construction grant, State delegation, and secondary treatment regulations. It has also implemented major program management reforms and issued financial and technical information and guidance for State and local governments. In the immediate future, the agency has scheduled a national training conference in May at Atlanta, Georgia, to bring together State training officials and EPA staff to discuss development of effective, self—sufficient operator training programs and to share informa- tion on onsite training and technical assistance programs. At the State level, efforts to provide operator training and technical assistance appear to be increasing. States appear to recognize that their operator training programs must become self—sufficient and must be oriented toward improved compliance. For the future, increased State, local, and private sector emphasis will be needed at small facilities. These plants account for the majority of com- pliance and performance problems. In the past they have received little tech- nical assistance and operator training and a low priority for enforcment. An integrated effort to solve problems at these small facilities should help improve overall municipal facilities operation and maintenance and national compliance rates in Federally funded wastewater treatment facilities. -iv- ------- Final Report on Operator Training EPA will continue to work with State and local officials and other rep- resentatives of national training organizations to obtain and evaluate data on State operator training capability. This information will help provide the base on which to formulate a realistic, workable model State operator training program and a national action plan to achieve State self—sufficiency in opera- tor training. The Agency will submit final recommendations in another report to Congress in fiscal year 1985. ------- A PRELIMINARY REPORT TO CONGRESS ON TRAINING FOR OPERATORS OF MUNICIPAL WASTEWATER TREATMENT PLANTS I. INTRODUCTION A. Purpose This is the preliminary report of the Environmental Protection Agency (EPA) to the United States Congress on the status of State municipal waste— water treatment facility operator training programs and on the development of a multiyear action plan to achieve State self—sufficiency in operator training and improved municipal facilities compliance. The report is required by the June 23, 1983, directive of the House and Senate Committee of Conference on Appropriations for HUD and Independent Agencies in Report Number 98—264. B. Background 1. Federal, State, and Local Roles EPA and the States agree that effective operator training is impor- tant to help ensure that municipal wastewater treatment plants, many of which have been constructed with Federal funds, meet effluent permit requirements and are operated and maintained effectively. In keeping with the Clean Water Act mandate and the agency’s implementing policies to delegate management of the construction grants program to the States, responsibility for operator training and plant compliance rests with State and local governments. States are expected to develop, administer, and finance their own training programs, to help municipalities comply with requirements, and to take appropriate enforcement actions. Local governments are expected to see that their plants comply with their effluent—discharge permits, maintain effective user—charge systems and operations and maintenance programs, and seek training for their operators where needed. The Federal role now and in the future is to assure that needed programs to improve overall municipal wastewater treatment facili- ties compliance are implemented nationally. 2. Large Plant—Small Plant Compliance A top priority of the EPA is to assure that municipal wastewater treatment facilities built with Federal tax dollars perform as designed to meet their effluent discharge permits. Since 1972 the Federal Government has spent almost $37 billion to help communities pay for municipal wastewater treatment plants that meet the effluent requirements of the Federal Clean Water Act (P.L. 92—500), as amended. EPA data show that 87 percent of the plants funded since 1972 that treat more than 1 million gallons of wastewater a day (mgd) comply with their permits and that 77 percent of all plants funded since 1972 are in compliance. In early April 1984, EPA expects to have specific compliance figures for municipal plants that treat less than 1 mgd. Meantime, these small plants are known to account for the majority of plant performance and compliance problems. These plants represent about 90 percent of the total number of facilities built since 1972 with construction grants funds though they account for only 10 percent of all municipal wastewater flow. —1— ------- 3. Operator Training and Small—Plant Compliance A key factor in noncompliance at small plants Is that the operators often lack the necessary technical knowledge and mechanclal skills needed to operate a mechanical treatment plant, often a sophisticated activated sludge process plant. Typically these plants are operated by one person who is responsible for all aspects of plant operations and maintenance and who also often has to combine operation of the plant with other municipal duties. This has meant Insufficient attention to plant operation and maintenance and little or no time for off site clas8room instruction or “hands—on” training at a waste water treatment training facility. These small plants, often located in iso- lated communities, have not received much State attention or assistance and have not been able to afford private sector help. 4. Results—Oriented Operator Training Federal and State experience reinforces the conviction that effec- tive operator training is an important element In the treatment plant’s ability to meet its effluent permit. Experience also teaches that improved plant performance and permit compliance are the ultimate gauges of training success. Head counts of operators trained, upgraded, or certified, Important as these factors are, represent only intermediate, process measures. Besides traditional classroom and textbook instruction, training programs must deliver personal on—the—job assistance to the operator at the treatment plant where appropriate and must be oriented to improve plant performance and compliance. Programs that can demonstrate that training produces cost—effective solutions to plant noncompliance can expect to draw support from State and local governments as Federal training funds phase out. 5. Other Factors Affecting Compliance Though the operator remains an essential component, It is important toreniember that other factors- also-eon rIbute s-ignificantly to poor plant per— forinance and noncompliance by small treatment plants. Problems with facility design, selection of treatment technologies, infiltration and inflow, inade- quate financial management by the local government, and lack of effective enforcement to spur corrective action at problem plants present equally serious and complex obstacles to compliance. This report focuses on operator training but also Interrelates other Federal, State, and local efforts needed to frame integrated approaches that improve performance and compliance at municipal wastewater treatment plants. C. Congressional Add—on Funds The appropriation of additional Congressional add—on funds by P.L. 98—45 July 12, 1983, brought to $9.353 million the total amount of operator training money added by Congress to EPA appropriations for fiscal years 1982, 1983, and 1984. —2— ------- 1. Grants to States As directed by Congress, the bulk of the 1982 and 1983 add—on train- ing funds are at work in the States assisting compliance—oriented training programs for operators of treatment plants with capacities of less than S million gallons a day (mgd). These plants serve fewer than 50,000 people. Most of the plants have capacities of less than 1 mgd and serve fewer than 10,000 people. Training and technical assistance is provided onsite and over— the—shoulder by experienced trainers selected by State training centers, other responsible State agencies, or a national training association. Trainers use newly developed EPA computer—diagnostic programs to identify a plant’s design, operational, or financial management problems that are causing poor plant per- formance and noncompliance and to target needed training and technical assist- ance activities. 2. National Survey and Evaluation To help evaluate State and local training capability and to identify essential elements of a model State operator training program, the EPA Office of Water also funded studies by national associations knowledgeable and exper- ienced in water pollution control and operator training and by selected States. The national associations include the National Environmental Training Associa- tion (NETA), the National Demonstration Water Project (NDWP), the American Clean Water Association (ACWA), and the Association of State and Interstate Water Pollution Control Administrators (ASIWPCA). 3. Preliminary Report The material in this report is based on preliminary findings of these organizations and of State agencies. Most State onsite assistance pro- grams have been effectively underway less than a year and the national organi- zations’ evaluations are incomplete. Therefore, this report should be consi- dered as a preliminary national report on operator training. The EPA will submit a final report and proposed action plan in early fiscal year 1985. —3— ------- II. HISTORY AND STATUS OF FEDERAL OPERATOR TRAINING PROGRAMS A. Federal Program Siin’m ry and Legislative Base The Federal goal through the years has been to protect the taxpayer investment by developing a national base of skilled water pollution control personnel and technical information materials to assure that plants built with Federal funds are operated and maintained to comply with their effluent dis- charge permits. The Federal operator training effort has progressed through various stages. From 1967 to 1971, it concentrated on direct training of operators. From 1971 to 1977, it shifted to greater reliance on the States by training trainers and building State training centers. Last, from 1977 through 1981, It developed extensive curricula and training materials for State use. By 1981, as States moved toward self—sufficient programs, EPA began to phase out its role for operator training. In carrying Out its legislative mandates for operator training, EPA’s strategy has aimed at building State training capability and working toward a comprehensive, self—sufficient State—local training base. With a commitment to municipal compliance and to development of self—sufficiency, States and local govertiments should be in a position to provide needed training by con- tinuing to build on the substantial training base the Federal Government, States, educational institutions, and professional organizations have created dyer the past 17 years. During this time, the agency estimates that the Fed- eral Government has invested a total of approximately $75 million in operator training—related activities. A wealth of water pollution control curricula and training materials developed under Federal grant programs are being used throughout the country by States, numerous universities, community colleges, technical and vocational schools, and training and water pollution control associations. 1. 1966 Clean Water Restoration Act The earliest Federal planning to focus on operator training began in 1967 as a result of the 1966 Clean Water Restoration Act (P.L. 89—753) and the 1965 Federal Water Quality Act (P.L. 89—234). The 1966 Act called for a study and report to Congress by July 1, 1967, on manpower and training needs to implement the expanding Federal water pollution control programs. The 1965 Act created the Federal Water Pollution Control Administration (FWPCA) within the Department of Health, Education and Welfare. FWPCA established the Office of Manpower and Training in 1967 which used existing Federal authorities and funding, primarily the Manpower Development and Training Act of 1962 (P.L. 87—415) (MDTA), to develop and administer training programs for entry—level operators. Training consisted of classroom instruction and on—the—job training and became known as coupled OJT. Most classroom training took place at voca- tional and technical schools and community colleges. Before this, most entry— level and upgrade operator training consisted of in—house on—the—job training for operators at large plants and was conducted by existing plant operating staff. Other training consisted of short—course activities sponsored by operator associations, professional organizations, and State agencies. —4— ------- EPA, which came into existence in December 1970, further developed MDTA operator training programs f or entry—level and upgrade training of lower— level operators. The Agency administered the programs under interagency agree- ments with the Department of Labor; the Department of Health, Education and Welfare; and the Department of Defense. Training was subcontracted to State and local governments, special wastewater treatment districts, vocational schools, community colleges, and universities. The training continued to corn— bine classroom instruction with on—the—job assistance. The MDTA programs included: o Coupled on—the—job training. Entry—level and upgrade operator training for unemployed and underemployed persons in wastewater treatment plants through combined classroom and on—the—job training. o Public Service Careers. Entry-level and upgrade training for disadvantaged persons newly or previously employed in wastewater treatment plants under a program tailored to channel funds from Federal to State and local agencies. o Institutional Training. Entry—level operator training at tech- nical or vocational schools and community colleges. The typical program inclu- ded 440 hours of classroom instruction and 440 hours of hands—on training at a treatment plant. o Transition Training. Entry—level operator training for military personnel leaving the service. Provided basic classroom and on—the—job train- ing and help in finding employment in water pollution control facilities. o WIN (Work Incentive) Program. Remedial education and skill training for adult welfare recipients of Aid to Families with Dependent Chil- dren. Objective was to place trainees in public or quasi—public agencies. 2. 1970 Water Quality Improvement Act To provide a more comprehensive approach to operator training, the 1970 Water Quality Improvement Act (P.L. 91—224) established EPA ’s basic operator training program and for the first time authorized EPA financial support for operator training. Section 5(g)(1) of the Act authorized EPA to develop a pilot program “in cooperation with State and interstate agencies, municipalities, educational institutions, and other organizations and individ- uals of manpower development and training and retraining of persons in, or entering into, the field of operation and maintenance of treatment works and related activities.” Training under the pilot program included advanced in- structor training, advanced treatment training, and grants for special State priorities. State projects included management training for first—line super- visors, advanced treatment training, preventive maintenance, improved general skills for higher level operators and technicians, information and orientation seminars for local officials and policy decisionmakers, and correspondence study programs for plant personnel in rural and hard—to—reach areas. —5— ------- Under other sections of this legislation EPA continued its previously authorized direct technical training in water pollution control at EPA facili- ties for key State, local, and Federal officials and private sector personnel responsible for water pollution control and training. It also funded academic and professional education for undergraduate and graduate—level programs in water pollution control and provided technology—transfer training to practicing professionals, public decisionmakers, conservation groups and the like. These and other training programs are snininarized in Attachment A. 3. 1972 Amendments to Federal Water Pollution Control Act Federal support grew with the landmark 1972 Federal Water Pollution Control Act Amendments (P.L. 92—500). The Act authorized continued financial support for pilot programs in manpower development and training for operation and maintenance personnel. Section 5(g)(1) of the 1970 Act became section 104(g)(1) in the 1972 Act and programs developed under this section became known as 10 4 (g)(1) operator training programs. An additional financial thrust in Federal training support came with the Actts section 109(b). This section authorized each State to use $250,000 of its annual Federal construction grant allotment to build a State operator training facility with 100 percent Federal grant funding. Attachment B lists State training centers built under section 109(b). 4. 1977 Amendments to Federal Water Pollution Control Act The 1977 amendments (P.L. 95—217) to the 1972 Act increased Feder- al support grants for 109(b) State training centers to $500,000 and allowed States to use Federal grant money for other training costs besides construc- tion. Grant money could now pay for mobile training units, classroom rentals, special instructors, and materials. There have been no training—related chan- ges in the Federal legislation since 1977. 5. National Municipal Policy EPA’s National Municipal Policy sets a clear direction for achiev- ing improved municipal facilities compliance. Operator training has an integral role in its implementation since training can improve plant performance and, through effective operations and maintenance, minimize the need for capital in- vestments. The policy requires that all publicly owned treatment works meet statutory compliance requirements whether or not they receive Federal funds. EPA’s goal is to obtain compliance by these facilities as soon as possible, and not later than July 1, 1988, except in extraordinary circumstances. Already constructed publicly owned treatment works that are not in compliance must develop a plan and schedule for achieving compliance. Municipalities that require construction must also develop a plan that documents treatment needs, costs, and financing approach, and a schedule for achieving compliance as soon as possible. —6— ------- 3. Federal Program Accomplishments Over the past 17 years, EPA and predecessor agencies have invested approximately $75 million in operator training—related programs, including specific training programs and other State grants support. Over 20,000 opera- tors and State trainers have been trained. A wealth of water pollution control curricula and training materials have been developed and are being used by States, numerous universities, community colleges, technical and vocational schools, and training and water pollution control associations. Funding levels for operator training from 1969 through Fl 1983 are shown in Attachment G. Of the total Federal funds, $15.6 million went to programs funded under the 1962 Manpower Development and Training Act (P.L. 87—415) which funded entry level and upgrade training. Approximately $27 million went to programs funded under section 5 of the Water Quality Improvement Act of 1970 (P.L. 91—224) and section 10 4 (g)(l) of the 1972 Water Pollution Control Act Amendments (P.L. 92—500) which authorize operator training pilot programs; and $10 million went to fund State training centers under section 109(b) of the 1972 Act and 1977 Amendments (P.L. 9 —217). Significant amounts of construction grant funds have been used to provide facility startup assistance to communities and opera- tors and to develop operations and maintenance manuals. In addition, the 1981 Amendments (P.L. 97—117) provide expanded statutory authority for communities to include operator training under first—year startup assistance if necessary. States also have continued to fund significant operator training activities under Clean Water Act section 106 State program grants and section 205(g) construction management assistance grants. The Instructional Resources Center (IRC) at Ohio State University in Columbus, Ohio, under an EPA grant, operates a national information clearing- house and serves as a repository for training and instructional materials developed by EPA, States, and the private sector. IRC houses the Instructional Resources Information System (IRIS), a national computer information and re- trieval system that lists thousands of available instructional resources. IRC also publishes a quarterly newsletter; sponsors conferences, workshops, and seminars; and operates a lending library of audiovisual materials. The Center handles over 4,000 requests each month primarily from plant operators and supervisors. Over the past quarter, IRC reviewed 364 training materials and accepted 253 into IRIS. The Center malls Out 20,000 newsletters each month and receives approximately 200 requests for information daily. Over 1,500 slides and 20 videocassettes are duplicated for loan each month. The Center expects to be self supporting by the summer of 1984. More information on the history and development of the Federal program is contained in a report Issued by EPA’s Office of Water in 1983 entitled “Operator Training Programs.” —7— ------- C. Elements of National Training Base 1. State Training Facilities Twenty—six States and territories and one Interstate agency now operate dedicated training centers, 24 of which were funded under section 109(b) of the Clean Water Act. Eight other States and Puerto Rico are con- sidering developing such centers. Attachment B lists existing State training facilities. Attachment C lists States that are considering building such facil- ities and States that have developed training centers without Federal 109(b) funds. 2. National Associations Several national associations that received startup or conticiu4ng financial and institutional support from EPA continue to provide a compreh n— sive coordination and assistance capability to State and local governments These associations include the Joint Training Coordination Committee (JTCC), the National Environmental Training Association (NETA), the National Demon- stration Water Project (NDWP), the American Clean Water Association (ACWA), and the Association of Boards of Certification for Operations Personnel in Water and Wastewater Utilities (ABC). The As8ociation of State and Interstate Water Pollution Control Administrators (ASIWPCA) provides an important coordi- nation function across all State water pollution control programs. 3. Operator Associations An estimated 24 State operator associations sponsor some of the strongest and most effective operator training activities. Some work closely with State agencies to conduct and coordinate training courses and Statewide conferences. Many of the these associations were established with strong sup- port from the Water Pollution Control Federation. The Federation is promoting a national operator association that will coordinate information and encourage operator training. In July the Federation will publish the first issue of a monthly magazine on plant operations that will be written for and directed to plant operators. 4. Private Sector Every State and many local governments rely heavily on private sector training and technical assistance. In several cities private contrac- tors are responsible for overall facility operations and maintenance and opera- tor training. Contractor involvement in operator training Is expected to expand in conjunction with new statutory requirements that grantees certify that their facilities are in compliance with effluent requirements by the end of the first year of plant operation. —8— ------- III. STATUS OF STATE PROGRAMS A. Allocation of Section 104(g)(l) Congressional Add—on Funds In FY 1982, Congress added $4.1 million to EPA’s budget to assist State operator training program activities and to pay salaries of EPA staff responsible for administering operator training programs. The congressional Conference Committee on Appropriations language directed that the funds be used to improve municipal wastewater treatment facilities compliance, especial- ly in small facilities, through onsite training and technical assistance. Of the add—on funds, $3,292,000 was awarded to 35 States. Implementing Congress- ional directions, funds were allocated to States based on the following criteria: o The majority of the funds should be awarded to States with State training centers established under section 109(b) of the Clean Water Act or other State authority; o Funds should be targeted to small Federally funded facilities (generally under 5 ingd effluent discharge), experiencing compliance problems; o A diagnostic evaluation should be performed for each facility selected by the State to determine whether compliance problems were operator— training—related and, if so, to determine the types of site—specific technical assistance needed; o Orisite, over—the—shoulder technical assistance should be provided by experienced operations and maintenance personnel, preferably State employ- ees; o Followup site inspections should be conducted to evaluate the effect of training and technical assistance and to assure continuing perform— ance Jjnprovement; and o The State should evaluate and document the training and technical assistance efforts, including before and after facility performance and eff— luent data. In addition, $575,000 was awarded to a consortium of the ational Demonstration Water Project (NDWP), the National Environmental Training Assoc- iation (NETA) and the American Clean Water Association (ACWA) for technical assistance to 6 States; and $67,200 was awarded to the Association of State and Interstate Water Pollution Control Administrators (ASIWPCA) to summarize and evaluate State operator training programs. In FY 1983, the Congress again added funds to EPA’s budget request, this time adding $2,625,200. Conference committee language directed EPA to continue the policy direction established in 1982. The language also required the Agency to conduct a national study through a national environmental train- ing organization to determine the effectiveness of the onsite training and technical assistance approach, to define the critical common elements of effective State operator training programs and the costs of implementing such programs, and to evaluate the status of each State with respect to achieving programmatic and financial self—sufficiency for operator training. —9— ------- The majority of the F? 1983 funds were awarded to 48 States and 1 terri- tory, 35 of which had also received FY 1982 funds. By the end of FY 1983, only 2 States, the other territories, and the District of Columbia were not participating in this effort. A $200,000, 2—year grant was also awarded to NETA in 1983 to conduct the national. program evaluation. The preliminary in- formation from the NETA project is contained in the following sections on overall State programs status; development of model State programs; and poten- tial Federal, State, and local action—plan activities. The national FT 1983 funding guidance essentially continued the funding criteria issued for use of FT 1982 funds. However, the Agency also urged States to use a portion of the funds to provide financial management technical assistance to communities in addition to operator technical assistance and to develop Statewide financial management policy guidance. This additional empha- sis was based on the Agency’s recognition that performance and compliance problems are also caused by inadequate local financial management and inade- quate user charges for operations and maintenance. Improved financial manage- ment and updated local user charge systems are also critical to improved com- pliance. Limited funds were also awarded to selected States to summarize the essential program elements and costs associated with implementing effec- tive, self—sufficient operator training programs. Crantees awarded FY 1982 and FT 1983 section 104(g)(l) funds are listed in Attachment E. The F ? 1984 appropriation again provided $2,625,000 to EPA to maintain this effort. The Conference Committee also directed submission of this report. Using F? 1984 funds, a $500,000 grant has been awarded to NDWP to continue their successful training and technical assistance efforts to 40 projects in 5 States. Expanding on their first—year efforts, which were devoted entirely to onsite technical assistance, the funds will also assist Statewide operator training program development, financial management technical assistance, and progress toward self—sufficiency. Allocation of FY 1984 funds to States is expected to be completed by mid—March. A major objective and accomplishment in award of F ? 1982 and F? 1983 funds was to obtain maximum State participation in this program. Award of F ? 1984 funds will be more selective. The F? 1984 funds will be targeted to States that have demonstrated a commitment to this effort as reflected in funds expenditure and compliance improvement. States that have not made significant progress and that have adequate funds remaining are not expected to receive F? 1984 funds. Further, we intend to encourage strongly State hiring of qualified technical assistance personnel in State training centers or other responsible State program offices to institutionalize this capability under a self—sufficient program. The continued use of contract assistance approaches will be discouraged. —10— ------- B. Status of Grant—Funded Projects Attachment D provides current State—by—State status of funding, project duration, diagnostic inspection and technical assistance commitments and accomplishments to date. In general, States awarded F? 1982 funds are now well underway in providing technical assistance and showing initial results. No projects have been completed. Most States experienced startup delays averaging 9 months for staffing, inter-nal State coordination and approvals, and grant—funded procure- ment of minicomputers and diagnostic modeling programs. F? 1983—funded work programs are just beginning to be implemented. Based on negotiated F? 1982 and F? 1983 grant work plans, States have committed to conduct nearly 1,200 facility problem diagnostic inspections, to provide onsite technical assistance and training at nearly 775 small facili- ties, and to develop 10 Statewide financial management guidance and assistance programs. Most current State technical assistance projects will not be comple- ted until the end of FT 1985. Nevertheless, data are becoming available from these projects based on their quarterly reports as well as from the six—State NDWP technical assistance project funded in F? 1982. The preliminary information from State grantees indicates that the technical assistance program efforts are bearing fruit. In addition to inipro— ving performance and compliance at 67 facilities, the States are also improving local decisionmaker involvement in plant operations and maintenance and finan- cial management; improving process—control methods; Introducing preventive maintenance programs; reducing costs of sludge handling; improving laboratory and recordkeeping practices; improving infiltration/inflow management; ensur- ing repair of equipment; and identifying additional operator certification and continuing education needs. The data received from NDWP confirm these kinds of accomplishments. The funds awarded to the consortium headed by NDWP supported a 1—year technical assistance demonstration project in six southern States, including West Vir- ginia, South Carolina, Tennessee, Mississippi, Louisiana and Kentucky. NDWP worked closely with these States to diagnose compliance problems in over 100 small facilities and to provide intensive onsite operator technical assistance and training at 35 selected facilities. This demonstration project achieved significantly improved facility performance at 15 plants and achieved full compliance at 12 facilities. The effort also identified a number of issues and pitfalls for States to avoid. Evaluation of the NDWP effort has indicated the importance of problem diagnostic modeling and inspections to assure that problems relate to training rather than to design or financial management; good effluent monitoring data and reports upon which to base an evaluation of compliance improvement; effective local utilities and financial management and community recognition of compliance problems; onsite followup to ensure contin- uing attention to identified problems; and State coordination and support, including compliance actions, to reinforce operator training, operations and maintenance, user charge, and effluent monitoring/reporting requirements. —11— ------- The preliminary re8ults of the ASIWPCA project are described primarily in the following section on status of State programs. ASIWPCA has queried all States on organizational structure, budgets and staffing, training program objectives, procedures, and requirements, and future training directions and needs. The ASWIPCA report also contains preliminary conclusions and recotnmen— dations on Federal, State, and local roles and responsibilities that have been incorporated in the action plan section of this report. Attachment F summarizes the status of training activities in the States that have provided data. C. Characteristics of State Operator Training Programs 1. General Background The following information is based primarily on data provided by States to ASIWPCA and NETA in conjunction with program evaluation studies they are conducting for EPA under section 104(g)(L) grants. To date, ASIWPCA has received responses from 30 States; NETA has received data from 35 States. EPA has also obtained some addditioual data as part of State 104(g)(1) grantee reporting requirements. Although incomplete, the data in this report appear to represent a good cross section of State programs and trends. Attachment F stimi u rizes the status of State training activities. 2. State Organization Operator training programs are conducted primarily through State environmental agencies and State 109(b) or other established training centers. Only Nevada does not have a formal training organization. Operator training in that State is provided by the State of California under contract. Within the State agencies, training may be a separate organization- al function. More often, operator training functions have been integrated in- to the compliance or construction grants program management organization. Even where the State 109(b) training center is identified as the lead State entity, training also occurs within other elements of the water pollution control program. State water pollution control personnel often exercise multiple responsibilities, including operator training, delegated construction grants management, operations and maintenance, and compliance and enforcement. Train- ing personnel may be involved, appropriately, for integrated program management, in conducting facility plan and specification reviews; providing facility startup services; and conducting operations and maintenance reviews, compliance evaluations, and compliance inspections. Staff directly responsible for these activities also may provide onsite technical assistance and informal training to operators while working with new facilities concerning performance certif- ications or while conducting compliance evaluations. —12— ------- Section 109(b) or other training centers generally are associated with State junior colleges or vocational education institutions under the State education departments. Their responsibilities may include Statewide training coordination. These centers are usually training resource centers and provide primarily entry—level/certification and upgrade training. State departments of health also have significant direct or coordination responsibil- ities in a number of States relating to operator certification training. 3. Training Program Administration As State training programs have matured, program objectives and resource allocations have expanded to include continuing education and tech- nical assistance as well as operator certification. In most States, program priorities and resources are distributed as follows: certification 20 percent, continuing education 20 to 40 percent, and technical assistance up to 50 per- cent. The levels of technical assistance are being influenced by section 104(g)(1) funding guidance, but increased technical assistance emphasis coin- cides with the direction States want to take. Nearly all States (44) have mandatory operator certification re- quirements. Operator certification requirements are generally similar among States, providing four classes of certification based on the size and complex- ity of facilities. However, nationwide, approximately 40 percent of operators are not currently certified for their levels of operations responsibility. Of the approximately 55,000 certified operators in the States that reported, up to 60 percent receive continuing education annually. These continuing education courses are usually of 1 to 2 days duration; States offer 30 to 60 courses annually. States are increasingly expanding certification requirements to include continuing education and knowledge of industrial wastewater treat- ment processes. Some are considering requiring testing of both wastewater treatment theory and practice. States also report redirection of their training programs coward achieving improved compliance. Shifts from prior emphasis on training for certification or upgrade as primary objectives are becoming apparent. These results—oriented approaches by States to program management are fully consis- tent with EPA and congressional objectives. Together with data showing itii— proved integration of training programs within the overall State organization, these trends bode well for the future of operator training in the States. —13— ------- 4. Funding and Staffing Total annual State training budgets range from $40,000 to $800,000, but are generally in the range of $100,000 to $400,000. The majority of funds in State budgets are composed of State appropriations and Federal Clean Water Act sections 106, 205(g) and 104(g)(1) grants. Most State budgets have some local—funding component, generally from tuition and fees, ranging from 9 per- cent to 86 percent of budgets. Pennsylvania, Illinois, Michigan, and Ohio obtain more than 50 percent of State funds from local sources. Only a few States have no direct State appropriations. These States rely entirely on course tuition or Federal funds. Only 13 States report more than 50 percent of budget from Federal funds. The percentage of State funding to total annual training investment ranges up to 100 percent with an average of slightly over 50 percent. Federal funding is obtained primarily from State agency alloca- tions of section 106 State program grants or State targeting of available section 205(g) construction management grants. Section 104(g)(1) add—on funds have represented a significant additional funding source since early FY 1983 in some States. However, sections 106 and 205(g) funds are predominant and are viewed by States as a more reliable, continuing source of operator training assistance. The agency believes the available funding information underesti- mates total State contributions to operator training programs. The operator— training—related activities by State construction grants management, operations and maintenance, and compliance and enforcement personnel are generally not included in these budget figures. Based on overall data, the agency believes that the support provided by these programs may represent a significant addi- tional contribution to the total State training program. State self—sufficiency, as currently defined, is the ability to main an effective operator training program using only local tuition and fees and State appropriated funds as necessary. A total of 11 States reported to NETA that they were self—sufficient. These States are New York, Minnesota, Illinois, Iowa, Georgia, Idaho, Texas, Arkansas, Ohio, Alaska, and Indiana. OFthe States reporting self—sufficiency, 9 reported that they were capable of maintaining needed operator training program activities through State and local funding and tuition/fee systems; i.e., Federal assistance is not essen- tial. A total of 25 States reported that they could not maintain current programs in the absence of Federal funds. From reviewing these and other State program descriptions, it is clear that only a few States approach a comprehen- sive, integrated, “model” training program. However, a number of States also appear to be moving toward improved overall programs, to increasing State funding, and to developing cost—based local tuition and fee systems for true self—sufficiency. —14— ------- With respect to operator training program staffing, many States rely heavily on part—time trainers, both salaried and volunteer. This is parcicu— larly true in large States such as New York, California, Pennsylvania, and Minnesota with a total of over 300 part—time trainers. States average about 3 full—time trainers, with a range of zero to 11. In most States, these trainers have a significant number of years of experience. Qualifications of staff include professional engineering, training/vocational education, and facility operations, obtained both academically and on—the—job. The part—time trainers are generally responsible f or short—course continuing education and onsite technical assistance. The full—time trainers are primarily responsible for training—center administration, materials development, certification testing, and entry—level training through the State departments of education or health. 5. Planning and Evaluation The majority of State programs provide for program planning and evaluation. Although plans may not be comprehensive or updated annually, they provide a basis for identifying needs and evaluating accomplishments. Program evaluation is generally oriented to evaluation of the effectiveness of training through participant feedback. Evaluation criteria are expanding, however, to include plant performance improvements ba8ed on compliance information, includ- ing review of discharge monitoring reports and compliance inspections. —15— ------- IV. TENTATIVE CONCLUSIONS The analysis and tentative conclusions that follow are based on prelimin- ary data received to date from 45 States and national organizations. The following information siimin rizes all information available on the essential components of effective State operator training and compliance programs; current Federal and State efforts to ensure effective programs; and potential programs and activities needed to assure operator training, operations and maintenance, and compliance and enforcement. Following submission of this report, the agency will continue to obtain and evaluate data from additional States, to work with EPA program officials and State and local interest group representatives to define future actions, and to prepare a followup report to Congress containing recommendations for implementing compliance—oriented self—sufficient State and local programs. The agency expects to submit a followup report to Congress by early fiscal year 1985. A. Federal, State, and Local Roles and Responsibilities Stated as goals and objectives, the following outlines complementary Federal, State, and local roles and responsibilities for achieving improved municipal facilities compliance. The definition of roles and responsibilities is provided as a basis for developing a model State operator training program and for defining Federal, State, local, and private—sector action plans to achieve improved overall municipal facilities compliance. Because improved operator training programs are only one element in achieving the overall objec- tive, these roles and responsibilities relate to other needs at each level of government. 1. Federal a. Goal To achieve improved water quality through implementation of effective, self—sufficient Statewide programs that provide for coordinated operator training, operations and maintenance management, and enforcement. b. Objectives o To provide Federal oversight to implementation of the Na- tional Municipal Policy and State—local efforts to ensure coordinated, com- pliance—oriented programs. o To promote development of State self—sufficiency to maintain effective operator training programs through State—local fee systems and State appropriated funds approaches (and financial assistance under sections 205(g) and 106 of the Clean Water Act), and to ensure local user—charge systems that support effective, self—sufficient facilities construction, operations and maintenance, and operator training. —16— ------- o To support use of section 109(b) or State funds to construct State training centers that provide an institutional focus in the State, com- prehensive operator training, and onsite technical assistance. o To support use by States of sections 205(g) and 106 funds to assist their transition to full State self—sufficiency. o To promote communication among States, municipalities, pro- fessional associations, interest groups, and the private sector to create public awareness of the importance of operator training, to share ideas, and develop coordinated approaches for improved municipal facilities compliance. o To promote professional status, certification, trairi.ing, and improved operator salary structures. 2. State a. Goal To ensure municipal facilities compliance through comprehen- sive, coordinated, and self—sufficient operator training programs; operations and maintenance programs; technical and financial management assistance pro- grams; and enforcement programs. b. Objectivqs o To develop strategies to bring noncomplying facilities in- to compliance using training in conjunction with other State activities and local communities to achieve National Municipal Policy requirements. o To provide Statewide policies, guidance, and standards for local governments on operations and maintenance, user charges, and operator training and certification. o To monitor municipal facilities compliance and to respond to evidence of noncompliance in accordance with the National Municipal Policy with appropriate technical assistance, training, and compliance actions. o To identify and implement appropriate self—financing mech- anisms, including user—fee systems and appropriated State funds, in order to maintain adequate local utility management, and effective Statewide opera- tions and maintenance oversight, operator training, and technical assistance programs. o To establish and implement a State operator training program that includes a State training center funded unth. r b CLLuU iu D) or other a? roac&L, anu triat provides certification, upgrade, and coupled on—the— job training, and onsite techical assistance. —17— ------- o To increase local awareness of statutory requirements through construction grants, permitting, and operator training activities, and the cost—effectivenes8 of operator training and improved operations and main- tenance, and to ensure maintenance of local user—charge systems that recover current costs of operations, maintenance, routine equipment replacement, operator training, and facility expansion needs. o To provide technical and program management assistance and information to local officials, facility operators, and the private sector to ensure use of appropriate, cost—effective technologies and improved operating facilities compliance. o To achieve improved operator salary structures, professional status, and certification and upgrade programs. 3. Local a. Goal To construct, operate, and maintain municipal wastewater treatment facilities that comply with design and effluent requirements. b. Objectives o To prepare necessary compliance and correction plans to ensure that the municipality can achieve and maintain compliance. o To ensure that proposed wastewater treatment facilities are within the community’s financial management capability, can meet effluent requirements, and are operated effectively. o To ensure that user charge systems are established and maintained that continue to recover the costs of operation, maintenance, routine equipment replacement, operator training, and expansi iieëds. — o To ensure that facilities are staffed by operators who are trained to operate and maintain the facilities in compliance with requirements and that salary structures and the working environment attract and retain qualified and certified operators. o To administer and enforce pretreatment requirements. B. Model State Program As requested by Congress, funds were provided to NETA and directly to selected States to define the critical, con on elements of effective State operator—training programs and the costs of implementing effective programs. NETA selected 11 States whose programs, in their view, contained individually or collectively the elements of effective, self—sufficient operator—training programs. Regional offices also provided limited funds to other selected States to augment the NETA work. Although the data has not been fully evalua- ted, particularly with respect to staffing and funding needs, the basic compo- nents of an effective State program are becoming apparent. —18— ------- Although the fundamental elements of any State program, as described below, are becoming clear, we are not proposing at this time that they consti— tute the “model” toward which States should direct their developmental efforts. A model State program description addressing critical elements, qualitative factors, and costs, requires further efforts and coordination with other EPA program offices and with State managers responsible for operator training, operations and maintenance, and compliance. Through these cooperative efforts, we expect to reach agreements on staffing needs and other costs necessary to develop and maintain operator—training programs that are financially and pro— griminatically self—sufficient. The following program elements now exist in most State programs to some extent. They are also elements identified by States as needed additions to current programs. 1. Statement of Coals and Objectives o A comprehensive statement of Statewide goals and objectives emphasizing primarily protection of water quality and public health, facilities compliance with performance and effluent requirements, and protection of public investments. 2. Planning and Evaluation Program o An annual plan that sets program priorities and budget levels, establishes coordination mechanisms within the State and among Federal and local governments, and that provides a basis for evaluating training efEective— ness based primarily on compliance improvement. o A formal evaluation program to measure quantitative and quali- tative program accomplishments. Evaluation must be broad—based and relate training effectiveness to operations and maintenance, technical assistance, and compliance and enforcement accomplishments. o Feedback of evaluation results to State training and other program offices, local government officials, and operators to redirect pro- grams, priorities, and resources as needed. 3. Overall State Organization o State support to operator training objectives and needs and commitment of needed resources pending development of full State—local self— sufficiency. o OrganizatIonal integration of the training function (or formal coordination mechanisms) to ensure coordinated Statewide training, technical assistance, operations and maintenance, and compliance and enforcement pro- grams. o Cooperative management of the National Municipal Policy requir- ing local compliance with or without Federal funds. —19-- ------- o Cooperative management of technical assistance and compliance efforts to assure that operator training and technical and financial management assistance are provided as needed to noncomplying—facility operators and local government officials. o Establishment of a State training center under the provisions of section 109(b) of the Clean Water Act or other mechanism to provide a Statewide focal point and an institutional structure for training. 4. Training Program Organization o A balanced mix of entry—level training, continuing education, and technical assistance to assist operators at all skill levels. o Adequate operator training resources including laboratory facil- ities, library services, pilot—scale treatment facilities, audiovisual equip- ment, and training materials. o Mandatory operator certification with requirements for certif i— cation at the operator’s level of responsibility in the facility. Certifica- tion testing should include both theory and hands—on testing. Interstate reciprocity of certification is desirable. o Onsite training and technical assistance provided by people with treatment plant operations experience who can also train others. o Annual inservice training for all operators to develop and maintain needed skills and to provide information on new technologies and operations and maintenance practices. o Use of training materials that have been determined to be most effective and that are directed to the individual operator’s ‘need to know”. 5. Funding and Staffing o Local course tuition, training and inspection fees, and operator certification charges to recover costs of training and technical assistance. o State (and Federal) funds to maintain essential program require- ments in the absence of self—sufficiency. Federal funds composed primarily of available sections 106 and 205(g) grants with a decreasing reliance on these resources. o Adequate numbers of full—time and part—time State personnel to manage programs and provide training. Personnel must include professional wastewater treatment specialists, training specialists, and experienced opera- tors for onsite assistance. o Adequate State travel budgets to ensure onsite technical assist- ance, particularly for small, isolated facilities. —20— ------- C. Action Plan As with the section on model State programs, the elements of a co- ordinated Federal, State, and local action plan for programmatic and financial self—sufficiency are incomplete and require significant further discussion with representatives of each level of government. Actions identify additional policies, programs and activities suggested by national organizations, includ- ing ASIWPCA, NETA, and NDWP, and EPA program managers. Following submission of this initial report, EPA will convene a working group of Federal, State, local, and other appropriate officials re- sponsible for operator—training—related programs to define realistic short— term and long—term policies, programs, and activities, consistent with agreed— upon Federal, State, and local roles and responsibilities for ensuring improved municipal compliance. Although this is not yet an action plan, there are broad areas of agreement. 1. Current EPA Actions EPA has a number of activities underway that support operator training and that will help improve municipal treatment facilities compliance. In addition to working closely with various national organizations, the agency is conscientiously managing the congressional add—on section 104(g)(1) funds to meet congressional directives and compliance improvement objectives. Computer diagnostic modeling programs are being enhanced to im- prove front—end identification of design and operations and maintenance prob- lems and to target operator training and technical assistance. A complementary financial—organization management diagnostic model is also being developed to he.Lcpmmunities identify issues in these areas that affect plant performance. A national training conference has been scheduled at Atlanta, Georgia, to bring together State and EPA training officials, especially those esponsible for administering grant—funded programs; and to exchange informa- tion on training needs, technical assistance approaches, training delivery issues, and accomplishments to date. More broadly, the agency is issuing local financial management guidance materials and information to help ensure improved facility performance through first—year grantee performance certifications. Revised construction grants program management, delegation management, secondary treatment regula- tions, and a financial management capability policy also have been issued or are about to be issued. Of major importance is the newly issued National Municipal Compli- ance Policy which sets a clear national direction for all levels of government and which will promote new incentives for improved compliance. —21— ------- 2. Long—term EPA Action8 Other Federal actions may include activities to: o Support the need for operator training and improved finan- cial management in policies, guidance, and regulations. o Identify creative fiscal approaches to help States achieve financial and programmatic self—sufficiency in operator training and promote local self—sufficiency. o Disseminate information on identified critical, common ele- ments of effective State training programs and associated implementation costs. o Encourage the implementation of effective “model” operator training programs at State and local levels. o Provide technical assistance to States and grantees for improved operations and maintenance. o Promote integrated State programs for improved coordination of operator training, operations and maintenance, technical assistance, and compliance and enforcement. o Promote establishment of section 109(b) State training centers in additional States and recommend broadened statutory limitations on uses of these funds. o Encourage additional State use of available sections 205(g) and 106 grant funds to develop andj,ni 4afly implement needed operator training programs pending full State self—sufficiency. o Condition Federal grant funds to encourage State—local self— sufficiency and to inst tio ali è State onsite technical assistance programs and staffing. o Oversee Implementation of the National !4unicipal Policy and expand oversight of State operations and maintenance and training programs. o Develop and disseminate technical Information on effective and ineffective wastewater treatment technologies and facility operations and management practices to encourage simpler, cost—effective treatment systems, particularly for small communities. o Support increased emphasis on treatment plant esthetics and health and safety to promote an Improved workplace environment for operators. o Promote increased private sector involvement in training through the Water Pollution Control Federation, other professional associa- tions, and the EPA Management Advisory Group. —22— ------- 3. State Actions Although States believe operator training, operations and main- tenance, and permit compliance are primarily local responsibilities, State efforts, especially related to operator training and local technical assistance appear to be increasing. Many States also appear to have recognized that State operator training programs must become self—sufficient. Further, States are moving to improve coordination of related activities and to establish integra- ted approaches to municipal compliance problems. Additional possible State efforts that have been identified to encourage these trends include actions to: o Examine and implement creative State—local funding mechanisms for self—sufficiency and earmark appropriated funds for operator training. o Establish State action plans and organizational approaches to coordinate and integrate management of all municipal wastewater treatment facility—related activities and to achieve identified critical elements of effective training programs. o Implement the National Municipal Policy securing municipal correction and compliance plans from communities. o Use all program authorities more creatively to provide incen- tives for improved compliance using the various compliance and training—tech- nical assistance programs to quickly and effectively bring communities into compliance. o Establish mandatory certification programs that require opera- tor certification based on the size and complexity of the facility and that test both theoretical and operations knowledge. o Maintain sound entry—level and continuing—education programs oriented to plant performance. o Train and hire State training personnel to provide onsite technical assistance and training, especially for operators of small facili- ties. o Establish State training centers using section 109(b) funds or other appropriate mechanisms to provide an institutional structure and focal point in the State. o Provide communities with financial management guidance and assistance prior to facility construction and guidance on effective, optimal user—charge systems. o Encourage innovative local financing arrangements, particular- ly for those communities that will not receive Federal construction grants. —23— ------- o Use diagnostic approaches to identify design problems prior to construction, to identify existing facility design, operations and main- tenance, and operator training problems, and to target assistance, training, and compliance activities. o Maintain treatment facility laboratory oversight, including quality assurance as required by regulations. o Develop and innovatively disseminate training materials that meet operator needs most closely. o Evaluate discharge monitoring reports more frequently and follow up on persistent effluent noncompliance and failure to report to iden- tify facilities needing training, assistance, or other compliance actions. o Use Federal sections 205(g) and 106 funds to develop needed programs and to maintain essential capabilities, pending full implementation of State—local self—funding programs. o Promote operator peer assistance and private sector training and technical assistance. 4. Local Actions The local community has the primary responsibility to achieve and maintain compliance through effective operations and maintenance, financial management, and operator training. Data tend to show that the majority of noncompliance is now in small facilities. These small communities tend to have more training needs, more financial problems, and more operations and maintenance problems. They also generally have received less technical assistance and a low priority for enforcement. Local officials need to: o Improve cost—accounting and financial management systems to identify costs associated with effectively maintaining facilities. o Report timely and accurately on permit compliance and maintain or obtain effective effluent monitoring and analytical laboratory capability. o Establish preventive maintenance and energy budgets to prolong the life of the facility and to reduce costs. o Update user—charge systems to recover the costs of operations and maintenance, to provide regular operator training, and to meet equipment replacement and construction needs. —24— ------- o Ensure that operators are properly trained for the facility they operate, including the appropriate level of certification and continuing education. o Improve operator salaries to attract and retain qualified personnel. o Solve compliance problems primarily through peer—assistance or private—sector assistance. Request State assistance when other assistance cannot be obtained. o Prepare correction and compliance plans to maintain facilities in compliance with the National Municipal Policy. 5. Private Sector The private sector has always had a significant role in municipal facilities construction, operations and maintenance, and, to a lesser extent, operator training. This role is increasing and should continue to represent a major element in the overall effort. Smaller communities have not been a significant user of private sector training and technical assistance services principally because of costs and geography. Nevertheless, the need is apparent and, through innovative approaches, there are additional opportunities and markets for private—sector training. In addition to other new approaches, the private sector could: o Develop multicommunicy contractual arrangenients and establish “circuit—rider” approaches. o Use teleconferencing, “hot—lines”, and microcomputer software programs for process control, effluent control, and financial management assistance. o Develop videotape operator training materials for home viewing, o Market self—teaching programs for continuing education. THE END —25— ------- V. ATTACHMENTS A. Summary of EPA Training Programs B. State Training Centers C. States Considering Establishing Training Centers and Non—109(b) State Centers D. Status of 1982—1983 Operator Training Grants E. Section 104(g)(1) Grantees F. Status of State Training Activities C. Federal Funding Levels for Operator Training ------- Attachment A S O ARY OP EPA TRAININC PROCRAXS Program Legislative Authority EPA Contribution Professional Training Section 5(g)(3)(A) of 1970 Water Financial support to educational insti— Grants Quality Im 1 irovament Act tutions for graduate—level programs in water pollution control. Research Fellovahip Sec. 5(g)(3)(B) of 1970 Water Awards to graduate students for special Quality Improvament Act research training in water pollution control. Direct Technical Sec. 5(g)(3)(C) of 1970 Water Direct training, conducted in EPA facilities Training Quality Inprovament Act by EPA stafe,for professionals and others in technical matters relating to causes. prevention, and control of water pollution. Technology Transfer Sec. 5(g)(3)(C) of 1970 Water Direct training to practicing professionals, Quality Improvament Act public decisionmakers, conservation groups, and general public. MDTA: Coupled OJT ) EPA was agent for Dept. of Labor Program administration for entry—level ) (DOt) and Health, Education, and operator training. Institutional) Welfare (HEW) under Manpower Training ) Develog ent and Training Act (MDTA) Public Service Agent for VOL under MDTA Program administration for entry—level Careers operator training. Transition Agent for HEW and Dept. of Program administration for entry—level Defense operator training. Pilot Program Sec. 5(g)(1) of 1970 Water Financial and training support for Quality Improvnnent Act operator training and related activities. Undergraduate Sec. 16 of 1970 Water Financial support to undergraduate Training Grants Quality Improvement Act institutions to conduct programs in water pollution control, facilities design, and O6M. Undergraduate Sec. 18 of 1970 Water Quality Awards to undergraduate students for study Scholarships Quality Improvement Act leading to careers in operation and maintenance of wastewater treatment facilities. “ilut Program Sec. 10A(g)(l) of 1972 Water Continued financial and training support Continuation Pollution Control Act for operator trainin2 and re1at d activities. State Training Sec. 109(b) of 1972 Water 1001 Federal grants up to $250,000 to Centers Pollution Control Act States to build State/Interstate training center to train 0&M personnel. State Training Sec. 109(b) of 1977 Water 100% Federal grants up to $500,000 to Centers Pollution Control Act Amdts States to build State/Interstate training center to train 0&M personnel. ------- WASTEWATER TREAT 1Er4T PLANT OPERATOR STATE TRAINING CENTERS Region I New England Regional South Portland, Maine NERWI Southern Maine Tech- nical College 2 Fort Road Portland, Maine 04106 New England Regional Wastewater Institute Kirk Laflin (207) 799-7303 New Hampshire, Franklin Water Supply & Pollution Control Commission P.O. Box 95 Concord, N.H. 03301 Franklin Regional Treatment Center Robert Livingston (Concord) (Franklin) (603) 271—3503 934-6463 Massachusetts, Boston ! Dept of Envir. Quality 1 Winter Street Boston, MA 02109 U. of Lowell U. of Amherst U. of Bridgewater U. of Marlborough Marc Perry (617) 292-5698 Region II New Jersey, New Brunswick Wastewater Treatment Plant Dept. of Environmental Science, Cook College Rutgers University New Brunswick, N. J. New Jersey State Training Center Vince Gregorio (201) 932-9185 Maryland — La Plata Maryland State Training Center, Charles County Community College Box 910 - Mitchell Road La Plata, MD 20646 Maryland State Training Center Locati on N a me Contact Phone Region III Jake Bair (301) 934-2251 ext. 340 —I -4 m — I -u CD ------- WASTEWATER TREATMENT PLANT OPERATOR STATE TRAINING CENTERS Locati on Virginia. Richmond J. Sargent Reynolds Community College 1651 Parham Road Richmond, Virginia 23230 W. Virginia — Charleston Dept. of Education 1900 Washington St. E. Charleston, W, VA 25305 Washington, D.C. 5000 Overlook Ave., S.W. Dept. of Envir. Science Bureau of Wastewater Treatment Washington, D.C. 20032 Operator Training Center Operator Training Center (Under Const riict ion) Dept. of Environmental Services Phone (804) 264—3315 (304) 348-3075 (202) 727-5757 Tennes see, Mu rfrees horo Rte 11 box 388 Blanton Drive Murfreesboro, TN. 37130 Mu rfreeshoro State Training Center Region IV Jack Hughes (615) 890-7008 Georgia, Carrollton Georgia Water and Wastewater Institute p. 0. Box 1476 Carrollton, GA 30117 Florida, Gainesville The U. of Florida TREE0 Center Q0 S.W. 63rd Blvd Gainesville, Fl 32608 Georgia Water and Wastewater Institute P. (1. Box 1476 Carrol iton, GA 30117 TREED Center Jim Bennett Dr. Barbara Mitchell (404) 834-1468 (904) 392-2464 South Carolina, Sumter Sumter Area Technical College 506 tI. Guignard Drive Sumter, S. Carolina 29150 South Carolina Water Quality 1 n S t i t ut e Tony Bledsoe (803) 778-1961 N a rue Contact Jack Vanderland Adam Sponaugle Charles R. Martin ------- Location Illinois, Edwardsvi lie Environmental Resources Training Center Southern Illinois tJ. P. 0. Box 75 Edwardsville. Ill. 62026 Envi ronmental Resources Training Tom Wooters (217) 692-2030 Region VI Arkansas. Camden Southern Arkansas University Tech. Branch P.O. Box 3048 East Camden, AK 71701 Southern Arkansas Environmental Academy Richard VanPelt (501) 574-4550 New Mexico, LasCruices Dona Ana County Occupational Education Branch, New Mexico State University P.O. Box 3 DA LasCruces, NM 88003 Water IPtilit ies Technology Program Eugene E. Nelms (505) 646-2730 Oklahoma, Midwest City Rose State College 6420 Southeast 15th St. Midwest City, OK 73110 Water Utilities Training Center Dr. Wm R. Roach (405) 133-7364 Region VII Iowa, Cedar Rapids Wastewate r Treatment Plant Operator Training Center Kirkwood Community College P.O. Box 2068 Cedar Rapids, Waste Wastewater Technology Center Envir. Occupations Education Dept. Doug Feil (319) 393-5677 WASTEWATER TREATMENT PLANT OPERATOR STATE TRAINING CENTERS Name Contact Region V Phone IA 52406 ------- UASTEWATER TREATMENT PLANT OPERATOR STATE TRAINING CENTERS Locati on Kansas, lopeka State Technical Training Kansas State Dept. of Health & Environment Topeka, KS 66620 Fort Scott Community College Sauna Community Dodge City Community College Mobile Facility Missouri, Neosho Missouri Water and Wastewater Operator Training Facility Crowder Community College Neosho, MO 64R 1) Missouri Operator Training Center Richard Thexton Don Wall (417) 451-3583 451-1250 Region V III Colorado, Denver Community College of Denver-Red Rock 1600 Downing Street Denver, CO 80218 Co lo r. d Wa St ewa t e r Operator Training Center Tom Feeley (303) 988-6160 ext. 334 Utah, Provo Utah Technical College 1395 N. 150 East P.O. Box 1609 Provo, Utah 84603 LJjstewater Operator Training Facility Debra Horton (801) 226-5000 Wyoming, Casper Casper College 125 College Drive Casper, Wyoming 82601 Casper College State tlastewater Training Center N a me Contact Phone Karl Mueldener (913) 862-9360 Gale Zimmerman Bill Mixer (307) 268-2542 268-2670 -l C) rn —I -D (D ------- WASTEWATER TREATMENT PLANT OPERATOR STATE TPDiINING CENTERS Location ____ Cnnt ct Phone R ginn TX California, San Marcos (‘.SWRCB Water Charles V. Weir (619) California State CSWRCB Quality Institute 744—4150 Water Quality Institute 810W. Vallecitos Street Suite A San Marcos, CA 92069 Government of Guam (uam Community Stan Malkin (617) P.O. Box 23609 College 734-4311 Agana, Guam Commonwealth of the Office of Planning Charles 0. Jordan SAIPAN Marianas. SAIPAN and Statistics 9333 Trust Territory of the Pacific Islands SAIPAN, CM 96950 Region X Washington, Auburn Waste Training Fred Delvecchio (206) Washington State Water/ Program 833-9111 Wastewater Training ext. 369 Center Green River Comm. Coil. 12401 SE 320th Street Auburn, WA. 98002 Idaho, Boise Wastewater Training Veronica Fitz (208) Boise State University Center 3853735 School of Vocational Education 888-1740 2221 N.W. 8th Street Meridian, Id. 83642 CD (31 ------- ATTACHMENT C STATES CONSIDERING ESTABLISHING SECTION 109(b) TRAINING CENTERS The following States and 1 territory are considering using up to $500,000 of their construction grants allotment to construct a State training center under Clean Water Act section 109(b) authority: 1 . Connecticut 2. Vermont 3. Puerto Rico 4. Louisiana 5. Nebraska 6. Montana 7. Arizona 8. California 9. Hawaii 10. Alaska STATES THAT HAVE DEVELOPED TRAINING CENTERS WITHOUT SECTION 109(b) FUNDS 1. California 2. Illinois 3. Tennessee —32— ------- STATUS OF 82/83 OPERATOR TRAINING GRANTS ATTACHMENT D # OF FEDERAL- # OF H OF H OF #OF FL- II OF H OF STATE SCHEDULE 82/83 Dollars LV FUNDED PLANTS UNDER 5 MGD MECHANICAL PLAIITS DIAGNOSTIC EVALUA- lIONS ONSITE TECHNICAL ASST NANCIAL tIGMT PROGRAMS PLANTS BROUGHT IN COMPLIANCE PLANTS SHOWING IMPRVMT 10/1/82 10/1/82 10/1/82 10/1/82 10/1/82 10/1/82 10/1 /83 to 9/30/85 to 9/30/85 to 9/30/84 to 9/30/85 to 9/30/84 to 9/30/85 to 9/30/85 to 9/15/85 to 9/29/84 9/30/85 6 4 8 Vermont New Hampshire Massachusetts Connecticut Rhode Island NEIWPC Maine New Jersey New York Puerto Rico Pennsyl vania Maryland Delaware Virginia West Virginia Florida i3eor gIa 9/1 5/82 9/30/82 10/1/83 to 50,000 126,001) 50,000 90,1)00 50,000 275,000 50,000 125,000 120,000 104,000 110,000 137,000 33,000 131,000 32,000 140,91/ 141 ,260 82 6 59 20 100 46 250 25 1 10 22 12 36 131 259 82 65 96 59 20 100 46 250 25 193 40 21) 42 36 129 1 /9 24 42 20 14 21 11 20 32 10 20 20 15 25 20 *8 24 20 10/1/82 10/1/82 10/1/83 10/1/82 10/1/83 24 16 8 11 21 5 10 10 10 15 6 15 10 *8 10 10 to 9/30/84 to 9/30/85 to 9/30/85 to 9/30/84 to 9/30/84 *2 1 1 1 *5 10/1/82 to 9/30/85 10/1/82 to 9/30/85 ------- Status of 82/83 Operator Training Grants (continued) Page 2 1 1 # OF FEDERAL- # OF — # OF # OF # OF El- # OF # OF STATE I SCHEDULE I 82/83 LY FUNDED MECHANICAL DIAGNOSTIC ONSITE NANCIAL PLANTS PLANTS I I I [ XT LLARS PLANTS UNDER PLANTS E )ALUA- TECHNICAL BF UGHT IN SHOWIN( ___________________________________ __________ S MCD __________ TIONS ASST P JGRAMS C tIPLIANCE IMPRVM ] Tenness 10/1/82 to 9/30/AS 101,260 201 152 21 I 9 *2 *2 *2 North ( ‘arolinal 10/1/83 to /30/R5 60,000 232 204 25 10 South Carolina 10/1/83 to 9/30/85 75,000 1 196 103 20 10 I *11 *11 *3 *6 MisRissippi 10/1/83 to 9/30/AS 38,763 304 58 4 4 I *6 *6 *4 Alabama 1/1/84 to 9/30/85 54,800 211 107 10 6 gefltuC y* I 4 4 2 1 Illinois 10/1/82 to 9/30/84 180,001) 377 377 14 14 1 Indiania 10/1/83 to 3/30/85 63,184 232 232 10 10 Michigan 10/1/83 to 9/30/84 40,000 263 263 10 10 Minnesota 10/1/83 to 9/30/84 65,966 330 330 8 8 Ohio 10/1/83 to 3/31/85 40,000 302 302 8 8 wisconsin 10/1/83 to 9/30/84 78,850 423 422 12 12 Arkansas 10/1/82 to 12/31/84 180,000 280 120 17 12 louisiana 4/1/83 to 9/10/85 102,000 221 137 25 17 *2 PJew Mexico 10/1/82 to 9/30/84 100,000 127 117 20 10 ------- Status. of 82/83 Operator Tra in lug ti mts (tonI iu ued) Page 3 F — I— . OF FEDERAL— # OF 4 OF 4 OF 4 OF Fl— 4 OF 4 01 STATE SCHF’1 IE.F I 82/83 LY FUNDED IMECUANICAL DIACNOSTIC ONSITE NANCIAL PLANTS PLAt fl’ I ror EARS PLANTS tINDER I PLANTS EVALUA- TECHNICAL ‘ MT BI JUGHT IN SHOWEt _____________I ______________________ ________ 5 MCD ___________ TIONS ASST PI JGRPMS CCIIPLIANCE IMPR i ? Ok lahaiui 11/1/82 to lfl/3I/85 270,00(1 456 I 252 33 22 Texas 9/1/83 to 6/30/AS 140,000 782 I 666 15 10 I I Tc ,a 9/1/82 to 9/30/85 I 236.0(10 702 I 323 85 50 Kansas 7/20/82 to 9/10/AS I 222,000 707 474 65 45 Missouri 8/1/82 to 9/30/AS 237,000 688 371 40 25 Nebraska 9/10/82 to 9/30/85 1 58,000 348 174 20 14 Co lorado 10/i/A? to 9/30/84 143,000 156 123 14 9 1. Montana 10/1/82 to 9/30/85 78,000 124 39 8 4 1 North flakota 1/1/83 to 12/30/AS 60,000 235 3 100 95 Armuth flakota 10/1/82 to 9/30/86 88,000 88 42 27 18 1 tltah 10/1/82 to 12/311/84 143,000 80 24 24 13 Wycrnlng 10/1/82 to 9/30/86 130,000 66 10 19 13 Arizona 10/1/82 to 9/30/84 35,000 50 25 5 5 California 10/1/82 to 9/30/84 163,000 365 360 20 10 Hawaii 1/4/83 to 1/30/85 25,000 16 16 5 5 1 Alaska 10 114/ffl to 9/30/84 I 40,000 22 20 17 7 Idaho 10/1/82 to 9/31)184 I 178,000 145 35 49 17 Oreqon 10/1/82 to 9/30/84 I 132,0011 188 153 48 9 1 WashIngton 10/1/82 to 9/30/84 I 155,0(10 322 302 60 30 ------- Section 104(g)(1) Operator Training Crantees Region I Grantee Uperations Unit Contact Phone New England Regional New England Regional Kirk Latlin (2U7) South Portland, Maine Wdstewdter Institute 799—7303 N ER WI Southern Maine Tech- nical College 2 Fort Road Portland, Maine 04lO( New Hampshire, Concord Irankliri Regional Robert Livingston (603) Water Supply & Pollution Treatment Center (Concord) 271—3503 Control Comnission (Franklin) 934—6463 P.O. Box Q5 Concord, N.H. 03101 Massachusetts, Boston DF OE— DWPS William Gaiighan (617) Commonwealth of 292-5658 Massachusetts Dept of Envir. Ouality Division of Water Pollution Control One Winter Street Boston, MA 02109 Connecticut, Hartford State of Conn. Roy Fredricksen (203) Dept. of Environmental Dept. of Envir. 56627l9 P rotect ion Protection Water Compliance Unit State Office Bldg. Hartford, CT 06106 Maine, Augusta Division of Kenneth Shirkey (201) Dept. of Env. Protection Operation and 868-3355 O&M Division Maintenance Ray Office Bldg. Hospital Street Augusta, Me. 04330 ------- Section 104(g)(1) Operator Training Grancees (continued) Page 2 Grantee Operations Unit Contact Phone Rhode Island, Providence Narragansatt Jack Keane (401) Narragansatt Bay Water WQMD 277-6795 Quality Mgmt. District Commission 57 Eddy Street Providence, R.I. 02903 Vermont, Montpelier DWREE William C. Brierly (802) Department of Water 828-3345 Resources and Environ- mental Engineering State Office Bldg. Montpelier, VT. 05602 Region 11 New York, Albany NYDEC Daniel Campbell (518) New York Dept. of 457-5968 Envir. Conservation 50 Wolf Road Albany, New York 12233 New Jersey, Trenton N.J.D.E.P. Anthony Ricigliano (609) New Jersey Dept. of 292-0950 Environmental Protection Div. of Water Resources Richard Cranmer P.O. CN-029 Trenton, N.J. 08625 Puerto Rico, Santurce Puerto Rico EQB Cari—Axel Soderberq (809) Puerto Rrico Env. Oual. Rd. 725—0717 P.O. Box 11488 Santurce, P.R. 00910 ------- Section 104(g)(l) Operator Training Grantees (continued) Page 3 Grantee Operations Unit Contact Phone Region III Maryland — La Plata Charles County Jake Bair (301) Maryland State Training Community College 934-2251 Center, Charles County ext. 340 Community College Box 910 - Mitchell Road La Plata, MD 20646 West Virginia, Charleston Cedar Lakes Adam Sponaugle (304) West Va. Dept. of Education Training Center 348-3075 Capitol Complex Bldg. Charleston, W. Va. 25305 Virginia, Richmond Operator Training Jack Vanderland (804) P.O. Box 11143 Center 264-3315 Richmond, VA 23230 i ’ State Water Control ?‘ Board 23230 Pennsylvania, Harrisburg Pa. D.E.R Charles Kuder (717) Penn. Dept. of Envir. 787-3481 Resou rces Bureau of Water Quality Management P.O. Box 2063 Harrisburg, PA 17120 Delaware, Dover Delaware DNR&EQ Roy R. Parikh (302) Delaware Dept. of 736-5732 Natural Resources and Environmental Control P.O. Box 1401—89 Kings Hwy Dover, Delaware 19903 m Reqion IV - Tennessee, Nashville Miirfreeshoro Jack Hughes (6lb) Tennessee Dept. of State Training 890-1008 Public Health Center 150 Ninth Avenue, North Rte 11, Box 38A Nashville, TN 72O Murfreeshoro, TN. 371 t) ------- Section 104(g)(I:) Operator Training Crantees (continued) Page 4 Grantee Georgia, Atlanta Georgia Dept. of Natural Resources 270 Washington Street Atlanta, GA 30331 Florida, Gainesville The U. of Florida TREEO Center 3900 S.W. 63rd Blvd Gainesville, Fl 32608 Operations Unit Georgia Llater and Ia stet,ater Institute P. 0. Box 1476 Carrol iton, GA 3011] TREEO Center Dr. Barbara Mitchell (904) 375-6398 North Carolina, Raleigh N.C. Dept. of Natural Resources Community Development P.O. Box 27687 Raleigh, N.C. 27611 South Carolina, Sumter Sumter Area Technical College Water Duality institute 506 N. Guignard Drive Sumter, S. Carolina 29150 Alabama, Montgomery Dept. of Env. Mgrit. State Capitol Montgomery, Alahama • 11fl N. Cam. DNR&CD Sijrriter Area Technical College Mu fl 1 c i pa 1 tJ a ste Cr ntro1 Section John A. Campbell Dr. Williani Engle William Monasco (919) 733-4038 (803) 778-1961 (205) 277-3630 !l1in ois, cpringfie ld 111in isFPA Illinois FPA 2200 Ch rrhill Rn ri Springfield, 111 62706 Contact Phone Jim Bennett (404) 834-1468 Region \ / Euigena Speh. ld (217) 956-1654 -o CD ------- Section 104(g)(l) Operator Training Grantees (continued) Page 5 Grantee Operations Unit Contact Phone Indiana, Indianapolis Indiana State Steve Kim (317) Indiana State Board Board of Health 633-0708 of Health 1330 W. Michigan Street Indianapolis, Indiana Michigan, Lansing Michigan DNR Howard Selover (517) Dept. of Natural Resources 373-0397 P.O. Box 30028 Lansing, Mi 48909 Minnesota, Roseville Minnesota PCA Bill Sexauer (612) Minnesota Pollution 296-7218 Control Agency 1935 West County Road Roseville, Mn. 55113 i . Ohio Columbus Ohio EPA Matt Tiinm (614) Ohio EPA 466-8945 361 East Broad Street Columbus, Oh 43216 Wisconsin, Madison Wisconsin DNR Tom Kroehn (608) Wisconsin Dept. of 267-7656 Natii ral Resou rces P.O. Box 7921 Madison, Wi. 53707 Region VI Arkansas, Camden Arkansas Environmental Richard VanPelt (501) Southern Arkansas Acac$eniy 574-4550 University Tech 100 Carr Road P.O. Box 3048 East Camden, AK 11101 ------- Section 104(g)(1) Operator Training Crantees (continued) Page 6 Grantee Operations Unit Contact Phone New Mexico, LasCruces Dona Ana County Occiipati onal Education Branch, New Mexico State University P.O. Box 3 DA LasCruces, NM 88003 Water Utilities Technology Program Eugene E. Nelms (505) 646-2730 Oklahoma, Midwest City Rose State College 6420 Southeast 15th St. Midwest City, OK 73110 Water lit ilities Training Center Dr. Wm R. Roach (405) 733-7364 Louisiana, Baton Rouge Louisiana Department of Envi ronmental Oual I ty P.O. Box 44006 Baton Rouge, LA 70804 Texas, Austin Tx Dept. of Water Resources P.O. Box 13087 Capitol Station Austin, Tx 78711 Louisiana DEQ Wastewater and Water Use Section Peter Romanowsky George Green (504) 342-6363 (512) 475-5633 Region VII Iowa, Cedar Rapids Wastewate r Treatment Plant Operator Training Center Kirkwood Community Col lege P.O. Box 2068 Cedar Rapids, IA 52406 Waste & Wastewater Technology Center Envi r. Occupations Education Dept. Doug Fell (319) 393-5677 ------- Section 104(g)(I) Operator I’rd1ntn Grantu s (continued) Page 7 Grantee Kansas, Topeka State Technical Training Kansas State Dept. of Health A Environment Topeka, KS 66620 Missouri, Neosho Missouri Water and Wa St ewa te r Operator Training Facility Crowder Community Co1lege Neosho, MO 64850 Nebraska, Lincoln Nebraska Dept. of Env. Control . P.O. Box 94877 State House Station Lincoln, NB 68509 Operations Unit Fort Scott Community College Sauna (‘ommunity I)o lge City Community College Mobile Facility Crowiler Community College (417) 451-3583 451 -1250 (402) 471-2186 Region Viii Colorado, Denver Community College of Denver 1600 Downing Street Denver, CO 80218 North Dakota, Bismarck North Dakota State Dept. of Health Div. of Water Supply and Pollution Control 1200 Missouri Ave. Bisniarck, ND 58501 Montana, Havre Northern Montana Coll. Science Department Havre, Montana 59501 Cop ii iinity College of Denver - Red Rock North Dakota State Dept. of Health Northern Montana Col leqe Tom Feeley Ralph Riedinger Martha Ann Dow (303) 988-6160 ext. 334 (701) 224-2354 (406) 265-7821 ext. 3285 Fri CD Phone (9 13) 862-9360 Contact Karl Mueldener Richard Thexton Don Wall Kenneth Ilassler Nebraska U.E.C. ------- Section 104(g)(l) Operator Training Crantees (continued) Page 8 Grantee South Dakota, Pierre South Dakota Department of Water and Natural Resource Man a gement Joe Foss Bldg. Pierre, S.D. 57501 South Dakota D.W. and N.R.M. Utah, Provo Utah Technical College 1395 N. 150 East P.O. Box 1609 Provo, Utah 84603 utah Wastewater Operator Training F a ci 1 1 ty Debra Horton (801) 226-5000 Wyoming, Casper Casper College 125 College Drive Casper, Wyoming 82601 Casper College State Wastewater Training Center Gale Zimmerman Bill Mixer (307) 268-2542 268-2670 Region IX Arizona, Phoenix Arizona Department of Health Services Bureau of Water Quality Cont rol 1740 West Adams Street Phoenix, Arizona 85007 Arizona I)HS Dr. Ronald Miller (602) 255-1252 Cal i forni a, Sacramento California State CSWRCB P.O. Box 100 901 P Street Sacramento, CA 95801 CSWRCB Water Quality Institute 811) tIest Vallecitos Suite A San Ma rcos , Ca. 92069 Charles V. Weir (619) 144-4150 Hawaii, Honolulu Hawaii State Dept. of Health Env. Protection and Health Services Div. P.O. Box 3378 Honolulu, HI 96801 Hawai i State fl pt. of Health Robert Rhein (808) 548-6455 Operations Unit Contact Phone Bill Aisenberry (605) 773-3296 ------- Section 104(g)(1) Operator Training Grantees (continued) Page 9 Region X Washington, Olympia Washington Dept. of Ecology Mail Stop PV-11 Olympia, Washington 9R O4 Washington U of E Ireen River Comm. College Auburn, Wa. 98602 Myron Saikewicz (206) 459-6088 Idaho, Boise Boise State University School of Vocational Education 1910 University Drive Boise, Idaho 83725 Wastewater Training Center 2221 N.W. 8th Street Meridian, Id. 83642 Veronica Fitz (208) 888-1140 Idaho, Boise Idaho Dept. of Health and Welfare 450 W. State Street Boise, Idaho 83720 Division of Environnent Carla Levinski (208) 334-2251 Oregon,Al bany Linn Benton Comm. Coll. Science/Technology Div. 6500 Southwest Pacific Blvd. Albany, Oregon 93721 Lion Benton CC. Thomas Gonzalez (503) 928-2361 Alaska, Juneau Dept. of Environmental Conservati on Pouch 11011 luneau, Alaska 9 Rli FC&O Operator Training A certification Judy Urquart (907) 465-2673 Grantee Operations Unit Contact Phone ------- STATUS OF STATE TRAINING ACTIVITIES Dept. of Environmental Protection Local Assistance and Program Coordination Section Dept. of Environmental Protection (Separate Divisions) & 10 9 (h) Dept. of Water Resources D iv. of Environmental Engineering Dept. of Environmental Protection (Separate Divisions) & 109(b) Dept. of Environmental Conservation Dept. of Covmininity A f fa I rs Dept. of Health and Dept. of Education 10 9(h) Dept. of Environmental Regulations A 18 (10 Center 109(b) Bureau of Environmental Protection, Division of Water Dept. of Environmental Protection, Field Services Division SIRIt IRAIF IINLi A ilIVIlItS (EXPRESSED AS i i SUURCtS OF HtVLNIJE (FY 1984) EXPRESSID AS % LOCAL STATE FEDERAL STATE ORGANIZATION HI iRER penintii t.tHll A I IU I ML— FICA- U ur - GRADE lION I tilt— 1 iCJFlS I NICAL 1 1)RAHTS ‘ “Jut s ASSIST Mi’ ,HT TOTAL 1984 BUDGET ($10001 Connecticut New Hampshire Vermont New Jersey New York L. Pennsylvania Ljfl West Virginia Florida Kentucky Mississippi 111148 18 IiI(MIIER OF OIL. CFRTI- [ I 1AFORS F IEI I 1120 5311 320 300 255 25% 1645 5600 28110 7450 490 586 11 450 11 111)0 1 , /4 160 300 /0 145 4(10 369 5110 1000 N/A 0 0 0 86 N/A Il/A 71 100 86 14 N/A S IS 75 21 B Il/A 29 0 14 0 N/A A1TACUMENI F (Page 1) STAFFING rurc r TitlE TINE (1 2 1 3 1 I I I 2 I S 60 I ) 100 0 8 15 10 ID 25 21 35 in 65 15 /5 100 68 SI) 5 . 10 S 115 210 76 125 BOO 19 61 NA 162 I of 3 ------- STATUS Of STATE TRAINING ACTIVITIFS (Continued) Attachment F (Page 2) Div. of Environmental Mgmt, Operations Branch Dept. of Envlronuienral Protection Clemson University 109 (b) State Training Center Dept. of Environmental Protection A SIIJ State Center Minnesota Pollution Control Agency, Techni- cal Review Agency Dept. of Natural Resources, Division f Environmental Standards Office of Operation A Maintenance Dept. of Environmental Conservation 109(b) State Training 109(b) Training Center Dept. of Health A Environmental and flrpt. of Education 109(h) MRii i KU1VIT IFS (EXPRESSED AS %) _____ iir Tt II- N T NPDES GRADE NICAI. GRANTS ASS IS1 IIGMT 2’) STATE ORGANIZATION NI HR F U CER F I - F IFD NI lIRER TRAINED ANNUAL- LY CtKU I- FICA- TI ON SUURCFS OF REVENuE (FY 1984) EXPRESSED AS % LOCAL STATE FEDERAL TOTAL 1984 BuDGET North Carolina South Carolina Tennessee Iflinois Minnesota Wisconsin Arkansas New Mexico Iowa Kansas NI (IIBER OF OP- F R AT OR S 290(1 313(1 3400 1000 5 1)00 1201) 470)) 2 ( 100 201)11 2416 14.1(1 2401) 1011(1 100 45(11) 7 IN) 101)0 666 201) 901) 1600 300 4 )40 I 50)) 4110 some 50 else- where I0 19 - 5? 20 5? 23 10 30 10 SO voc 50 ed 30 31) 40 — 55 40 10 1) 15 5 5 N/A 15 1 5 19 45 37 8 I ? STAFFING mwr A 1 TIME TIME II 34 I 25 8 5 1 1? 81 3 20 2 3 5 1 4 IN 284 162 NA 711 400 490 200 135 172 111(1 0 50 10 0 44 42 12 25 35 11 35 19 Sn 71 ?nI I rt 53 () (D 1:1 rt ‘- ‘1 53 0Q (D S.- ------- STATUS OF STATE TRAINING ACTIVITIES (rnuitinund) Attachment F (Page 3) _ _ _ _ _ _ _ _ _ _ _ _ _ _ — I — STATE TRAINING ACTIVIT IES SOURCES OF REVEFJTJU NIRIDER NIrPtl)FR NUI IBER ______ (EXPRESSED 4S %) (FY 1984) STATE ORGANIZATIOFI (if (1P- riRil- (RAINED CERI 1— UP- TUii- (iiiIC WFUfl EXPRESSED AS % TOTAL 1984 S IAFEING FRATOR5 (-lUll ANNUAL- F I IA— GRADE Nl AL GRANTS LOCAL STATE FEDERAL (( (lOGE! TiitL PARE _ _ _ _ _ _ _ _ _ _ _ _ — _ _ _ _ _ _ _ _ _ _ _ _ _ — - LI lION ASSIST MGFIT — — — _ _ _ _ _ _ _ TIME TIME Missouri Dept. of Environmental l UCID 12011 1110(1 18 24 25 4 0 Is 85 43 17 25 Protection Compliance. Review Section and Regional Office Program Crowder Conimunity Loll Montana Water Quality Bureau I 50( 1 110( 1 2(10 10 10 20 50 10 25 75 NA 3 1 Certification Separate North Dakota Division of Water Supply 1 5 ( 1 325 IRS 40 40 20 - - - - - 42 - 4? and Pollution Cnntrol Wyoming State 109(h) Training - All 80 10 10 - — 9 35 tO t 3 Center Arizona Bureau of Water Quality 300(1 / 50 30 29 54 17 83.5 1 It Control Technical Services Section Hawaii Dept. of Health Environ— 4111) 311 30 60 — 10 - 83 6 mental Protection anti Health Services DivisInn Construction Grants Div. Alaska Dept. of Environmental SIlO 300 2Q 1 30 50 1(1 10 — - 32 68 155 2 4 ( 1 Conservation idaho Water Quality Bureau 350 31(1 400 15 50 Ic 15 5 6.5 25.3 68.2 i SO 3 3 Planning & Standards & State university 10 (h) Waslii ngton Dept. of Envi ronnien l a 1 70 1111 14(11) 1751 20 20 I I) 10 20 13 13 74 346 7 1 (1 Protection. Office of Operations & Entorrement I & Construction Mymt also 1 of 3 Wash. Envi ronunentil Training Center rt rt 03 ( 5 rt •TJ -s it “3 e Q C D (A ) ------- ATTACHMENT G Funding Levels For Operator Training 1969 — 1983 EPA onU ng 60— MOTA ond,, q 50- U) 40 0 0 I L 0 p30- — 0 -I ___ _ ___ -1 10- _ I I__ __ C -) m 0 _________________ __________________ — I F Y b9 — FY70 I V 71 I V 72 FY7J FY74 FY75 I v 16 F i :7 FY 78 FY79 — FY60 FY61 • FY82 — FY83 — G) ------- |