CLEAN AIR ACT
    (CAA)
 COMPLIANCE/
ENFORCEMENT
   POLICY
 COMPENDIUM
   1988 ED.
    Sorted by
 CATALOG Number
    &DATE

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CLEAN AIR ACT (CAA)
COMPLIANCE!
ENF ORC EMENT
POLICY COMPENDIUM
1988ed
Sorted by
CATALOG Number

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number
KF3812 EPA Accountability System -- OANR Policy Guidance 198 1-Dec-29
A55C1
nAO 1
KF3812 Definition of “Continuous Compliance” and Enforcement 1982-Jun-2 1
A55C1 of O&M Violations
nAO2
KF3812 Compliance Strategy for Stationary Sources of Air l983-Nov-14
A55C1 Pollution
nAO3
KF3812 Issuance Guidance on “Timely and Appropriate” 1992-Feb-7
A55C1 Enforcement Response to Significant Air Violators”
nAO4
KF3812 Review of Application of Test Methods in Clean Air Act 1984-Sep-24
A55C1 Enforcement Cases
nAO5
KF3812 Enforcement Policy Respecting Sources Complying with 1985-Nov-27
A55C 1 Clean Air Act Requirements by Shutdown
nAO6
KF3812 Guidance on Federally-Reportable Violations for 1986-Apr-il
A55C1 Stationary Sources
nAO7
KF381 2 Timely and Appropriate Enforcement Guidance 1986-Apr-i 1
A55C1
nAO8
KF3812 Procedure for Raising the Question of a Possible Criminal 199 1-Apr-25
A55C1 Violation in the Context of a Civil Referral from a
nAO9 Regional Office
KF3812 Energy Emergency Task Force Implementation of Section 1979-Mar-6
A55C1 110(f) of the Clean Air Act
nBO I
KF3812 Supplemental Guidance Regarding Implementation of 1979-Jun-19
A55C1 Section 110(f) of the Clean Air Act (Section 110 State
nBO2 Implementation Plans)
KF381 2 Alternate Procedure for Section 110(t) Relief in i980-Jan-10
.A55C1 Localized, Short Term Energy Emergencies (Section 110
nBO3 State Implementation Plans)
KF3S 12 Clarification of Requirements for Inclusion of CEM i980-May-9
A55C 1 Provisions in SIPs (Section 110 State Implementation
nBO4 Plans)
01/10/2000 1

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number.
KF3812 Policy on Excess Emissions During Startup, Shutdown, 1983-Fcb-15
A55C1 Maintenance and Malfunctions (Section 110 State
nBO5 Implementation Plans) [ clarifies memorandum of same
title dated 28-Sep-19821
KF3812 Source Specific SIP Revisions (Section 110. State 1983-Jul-29
A55C1 Implementation Plans)
nBO6
KF38 12 Policy on SIP Revisions Requesting Compliance Date I 986-Aug-7
A55C1 Extensions for VOC Sources (Section 110 State
nBO7 Implementation Plans)
KF3812 Review of State Implementation Plans and Revisions for l987-Sep-23
A55C1 Enforceability and Legal Sufficiency (Section 1 l0 State
nBO8 Implementation Plans)
KF3812 Guidance on Addressing Capture Efficiency in Enforcing 1990-Mar- 16
A55C1 VOC SIP Regulations (Section 110. State Implementation
nBO9 Plans)
KF3812 Guidance on Addressing Capture Effeciency in 1990-Mar-16
.A55C1 Enforcing VOC SIP Regulations
nB 10
KF38 12 Identifying and Expediting SIP Revisions that Impact the 1 988-Aug-05
.A55C1 Enforcement Process
nB 10
KF3812 Clean Air Act CAA Compliance/Enforcement Policy 1993-Dec-6
.A55C1 Compendium
nB 11 Opinion of the General Counsel on the Discretionary
Sanctions under section 110(m) of CAA
KF3812 Revised Guidance on Enforcement of SIP Violation l989-Aug-29
A55C 1 Involving Proposed SIP Revisions
nB 12
KF3812 Processing of Pending Revisions to Federally-Approved 199 1-Mar-22
A55C1 State Implementation Plans (SIP’s)
nBl3
KF3812 New SIP Processing Procedures (Region 4) 1989-Jan-3 1
A55C1
nB 14
KF3812 Procedures for Letter Notice Approval of Minor SIP 1989-Jan-30
A55C1 Actions
nB 15
KF3812 Revised Guidance on Enforcement of State 1989-Aug-29
.A55C1 Implementation Plan Violations Involving Proposed SIP
01/10/2000 2

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number
nBl6 Revisions
KF3812 Enforcement of NSPS Requirements (Section 111: 1 976-Apr-26
A55C1 Standards of Performance for New Stationary Sources
nCO l (NSPS))
KF3812 Enforcement of NSPS Requirements (Section lii 1976-May3
.A55C1 Standards of Performance for New Stationary Sources
nCO2 (NSPS))
KF3812 Postponement of Enforcement Action During NSPS 1982-Apr-22
A55C 1 Review (Section 111. Standards of Performance for New
nCO3 Stationary Sources (NSPS))
KF3812 Restatement of Guidance on Emissions Associated with 1982-May-7
.A55C1 Soot Blowing (Section 111. Standards of Performance for
nCO4 New Stationary Sources (NSPS))
KF3812 Timely and Appropriate Guidance and Asphalt Plants l985-Jul-9
.A5SCL (Section 111 Standards of Performance for New
nCO5 Stationary Sources (NSPS))
KF3812 Guidance on NESHAP Asbestos Standards (Section 112 1982-Feb-25
.A55C1 National Emission Standards for Hazardous Air Pollutants
nDO 1 (NESHAPs))
KF38 12 Guidance on Determination of Asbestos Content of 1 982-Jun-8
A55C1 Friable Materials (Section 112 National Emission
nDO2 Standards for Hazardous Air Pollutants (NESHAPs))
KF38 12 Enforcement of National Emissions Standard for Vinyl 1983 -Jun-28
A55C1 Chloride (Section 112: National Emission Standards for
nDO3 Hazardous Air Pollutants (NESHAPs))
KF3812 Benzene NESHAPs Guidance (Section 112 National 1984-Jun-I
.A55C1 Emission Standards for Hazardous Air Pollutants
nDO4 (NESHAPs))
KF3812 Vinyl Chloride Enforcement Strategy (Section 112 1984-Jul-il
A55C1 National Emission Standards for Hazardous Air Pollutants
nDO5 (NESHAPs))
KF38 12 Injunctive Relief in Asbestos Demolition and Renovation I 985-Jul-lO
A55C1 Cases (Section 112. National Emission Standards for
nDO6 Hazardous Air Pollutants (NESHAPs))
KF3812 Guidance S-26 Enforcement of the Arsenic NESHAP for 1986-Oct-I
A55C1 Glass Manufacturing Plants (Section 112 National
nDO7 Emission Standards for Hazardous Air Pollutants
(NESHAPs))
01/10/2000 3

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number
KF38 12 Procedures for Pre-Referral Seulement of Asbestos
.A55C1 Demolition and Renovation Cases (Section 112. National
nDO8 Emission Standards for Hazardous Air Pollutants
(NESHAPs))
KF3812 Revised Asbestos NESHAP Strategy (Section 112: 1988-Mar-31
.A55C1 National Emission Standards for Hazardous Air Pollutants
nDO9 (NESHAPs))
KF38 12 Interim Asbestos NESHAP Enforcement Guidance -- 1989-Apr- 18
.A55C1 “Friable Asbestos” 1% by Area or Volume vs. 1% by
nD 10 Weight (Section 112: National Emission Standards for
Hazardous Air Pollutants (NESHAPs))
KF38 12 Clarification of EPA NESHAP Policy - Nonfriable 1 990-Feb-23
A55C1 Asbestos (Section 112. National Emission Standards for
nD 11 Hazardous Air Pollutants (NESHAPs))
KF38 12 Inclusion of CERCLA Section 103(a) Counts in Asbestos 1 990-Jun-5
.A55C1 NESHAP Cases (Section 112 National Emission
nD 12 Standards for Hazardous Air Pollutants (NESHAPs))
KF3812 AHERA Compliance Monitoring Strategy (Asbestos 1988-Nov-29
A55C1 Hazard Emcrgency Rcsponsc Act)
nD 13
KF38 12 Interim FinalS Enforcement Response Policy for the 1989-Jan-3 1
.A55C1 Asbestos Hazard Emergency Response Act (Al-IERA)
nD 14
KF38 12 Guidance for Coordination of Asbestos 1 989-Jun-05
A55C1 NESHAP-AHERA Compliance Inspections
nD 15
KF38 12 Documentation of Violation Extending 30 Days Beyond 1976-Jun-25
.A55C1 Notice of Violation under Section 113 of the Clean Air
nEO 1 Act (Section 113. Federal Enforcement)
KF38 12 Control Commitments in DCOs and Preservation of 1 977-Nov-7
.A55C1 Source Rights to Challenge SIP Regulations (Section 1 13
nE O2 Federal Enforcement)
KF38 12 Inappropriate Issuance of Section 1 13(d)(4) Orders to 1 980-Jan-14
A55C1 Sources Subject to NSPS (Section 113 Federal
nE O3 Enforcement)
KF38 12 Interim Particulate Controls (Section 113: Federal 1980-Mar-il
A55C1 Enforcement)
nEO4
KF38 12 Delayed Compliance Orders Requiring SIP Compliance 1980-May 27
A55C1 Through Temporaiy Control Measures (amended
01/10/2000 4

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number.
nEO5 guidance) (Section 113 Federal Enforcement)
KF3812 Issuance of Administrative Compliance Orders in Light of 1980-Aug-26
.A55C1 “Harrison v. PPG Industries, Inc.”, 446 US 578 (1980)
nE O6 (Section 113 Federal Enforcement)
KF38 12 Delayed Compliance Orders Issued under Section 1980-Dec-Il
A55C1 1 13(d)(5) of the Clean Air Act (Section 113 Federal
nEO7 Enforcement)
KF3812 Issuance of Section 113 (a) Orders to NSPS Sources for 198 1-Feb-23
A55C1 Failure to Conduct Performance Tests
nE O8
KF38 12 Final Compliance Date for Unclassified Areas (Section 1981 -Apr-24
A55C1 113 Federal Enforcement)
nEO9
KF3812 Policy for Addressing Violations Subject to 1982-Apr-27
.A55C1 Non-Promulgated Regulations (Section 113: Federal
nElO Enforcement)
KF3812 Federal Enforceability under PSD (Section 113. Federal 1982-Apr-28
A55C1 Enforcement)
nEll
KF3812 Federal Enforceability under PSD 1982-Apr-28
A55C 1
nEl Ia
KF3812 Duration of Section 113(a) Orders (Section 113 Federal 1982-Apr-30
.A55C1 Enforcement)
nE 12
KF38 12 Guidance on Policy for Enforcement of Visible Emissions 1982 -May-4
.A55C I Violations Against Sources Which are Meeting an
nEl 3 Applicable Mass Emission Standard (Section 113: Federal
Enforcement)
KF3812 Procedures for Review and Federal Register Publication 1983-Apr-26
A55C1 of Delayed Compliance Orders under Section 113(d) of
nE l4 the Clean Air Act (Section 113: Federal Enforcement)
KF38 12 EPA’s Authority to Issue Delayed Compliance Orders 1983-Aug-22
A55C1 AfterDecemeber3l, 1982 (Section 113 Federal
tiE 15 Enforcement)
KF3812 Decision in “United States v. Kaiser Steel Corp.”, No. 1984-Mar-27
.A55C1 CV-82-2623-IH (CD Cal. 8-Feb-1984) (Section 113.
nE l6 Federal Enforcement)
01/10/2000 5

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number.
KF3812 Achieving VOC Compliance from Department of Defense 1985-Apr-24
A55C1 Contractor Facilities (Section 113. Federal Enforcement)
nE 17
KF3812 Penalty Computations under Section 113 Civil Penalty 1985-Jun-25
A55C1 Settlement Policy and Section 120 of the Clean Air Act
nE l8 (Section 113 Federal Enforcement)
KF3812 Penalty Computations under Section 113 Civil Penalty 1985-Jun-25
.A55C1 Settlement Policy and Section 120 of the Clean Air Act
nE 18a
KF3812 Guidance on Complying with the Notification 1985-Jun-28
.A55C1 Requirements in Section 1 13(a)(1) and I 13(a)(4) of the
nEl9 Clean Air Act (Section 113: Federal Enforcement)
KF3812 Particulate Matter Interim Enforcement Policy (Section 1985-Jun-28
A55C1 113 Federal Enforcement)
nE2O
KF3812 Impact of Intermittent Source Operations on Clean Air 1985-Jul-2
A55C1 Act Penalty Calculations (Section 113: Federal
nE2l Enforcement)
KF3812 Issues #3(e) & #5 of the VOC Issue Resolution Process 1986-Jan-l7
.A55C1 Establishing Proof of VOC Emissions Violations and
nE22 Bubbles in Consent Decrees Resolving Civil Actions
under section 113(b) of the Clean Air Act
KF3812 Responses to Two VOC Questions Raised by the 1986-Jan-3 1
.A55C1 Regional Offices (Section 113 Federal Enforcement)
nE23
KF3812 Responses to Four VOC Issues Raised by the Regional l986-Feb-28
.A55C 1 Offices and DOJ (Section 113 Federal Enforcement)
nE24
KF38 12 Guidance Enforcement Applications of Continuous 1 986-Apr-22
A55C1 Emissions Monitoring System Data (Section 113: Federal
nE25 Enforcement)
KF38 12 Guidance Enforcement Applications of Continuous 1 986-Apr-22
A55C1 Emissions Monitoring System Data
nE25a
KF38 12 Policy on the Availability of Low Solvent Technology 1 986-Aug-7
A55C1 Schedules in Clean Air Act Enforcement Actions (Section
nE26 113: Federal Enforcement)
KF3812 Penalties under “Timely and Appropriate” Guidance l986-Sept-26
.A55C 1 (Section 113 Federal Enforcement)
nE27
0 1/10/2000 6

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number.
KF38 12 Revised Guidance Concerning Compliance by Use of 1989-Feb-8
A55C1 Low Solvent Technology in VOC Enforcement Cases
nE28
KF3812 Application of August 7, 1986 Policy on LST Schedules 1986-Dec-5
.A55C1 in Consent Decrees
nE29
KF38 12 Clean Air Act Stationaiy Source Civil Penalty Policy 1991 -Oct-25
A55C 1 (including “Clarification of the Penalty Policy”, added 1992-Jan-7
nE3O (1992-Jan-i)
KF3S 12 Supplementation to Page 11 of the Clean Air Act 1988-Mar-I 7
.A55C1 Stationary Source Civil Penalty Policy
nE3O(l)
KF38 12 Appendix 11 Vinyl Chloride Civil Penalty Policy 1988-Mar- 17
A55C I
nE3O(2)
KF38 12 Final Revisions to the Asbestos Demolition and 1992-May-Il
.A55C1 Renovation Civil Penalty Policy Dated August 22, 1989
nE3O(3)
KF3812 Proposed Revisions to the Asbestos Demolition and 1988 Nov-28
.A55C1 Renovation Civil Penalty Policy
nE3O(3)(a
)
KF3812 Appendix IV: Clean Air Act Penalty Policy as Applied to l988-Mar-l8
A55C 1 Stationary Sources of Volatile Organic Compounds where
nE3O(4) Reformulation to Low Solvent Technology is the
Applicable Method of Compliance
KF3812 Appendix V Air Civil Penalty Worksheet 1988- Mar-18
A55C1
nE3O(5)
KF3812 Appendix VI: (new appendix added 3/2/88) Volatile 1988-Mar-l8
A55C1 Hazardous Air Pollutant Civil Penalty Policy
nE3O(6)
KF3812 Appendix VII: Final Penalty Policy for New Residential 1989-Sep 14
.A55C1 Wood Heaters, 40 CFR Part 60, Subpart AAA
nE3O(7)
KF3S 12 New Amended Penalty Policy for Production or 1990-Nov 2
A55C1 Importation in Violation of 40 CFR Part 82 of Substances
nE3O(8) that Deplete the Stratospheric Ozone
KF38 12 Appendix IX Clean Air Act Civil Penalty Policy I 988-Mar-18
.A55C1 Applicable to Persons who Perform Service for
01/10/2000

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number
nE3O(9) Consideration on a Motor Vehicle Air Conditioner
Involving the Refrigerant or Who Sell Small Containers
of Refrigerant in Violation of 40 CFR Part 82, Protection
of the Stratospheric Ozone, Subpart B• Servicing of
Motor Vehicle Air Conditioners
KF38 12 Transmitting Final Penalty Policy for Violations of 40 1997-Jun-7
A55C1 CFR Part 82, Subpart F: Maintenance, Service, Repair,
nE3O(10) and Disposal of Appliances Containing Refrigerant
KF3812 Transmitting Final Penalty Policy for Violations of 40 1997-Jun-i
.A55C1 CFR Part 82, Subpart F Maintenance, Service, Repair,
nE3O(10) and Disposal of Appliances Containing Refrigerant
a
KF3812 Civil Penalty Policy for Violations of 40 CFR part 82, 1994-Jun-I
A55C1 subpart F Maintenance, Service, Repair, and Disposal of
nE3 O Appliances Containing Refrigerant
App( 10)
KF3812 Penalty Policy for Violations of Permit Requirements 1987-Mar-25
.A55C1 (revised 25-Mar-l987)
nE3O
app 1
KF3812 Proposed Revisions to the Asbestos Demolition and 1988-Nov-28
A55C1 Renovation Civil Penalty Policy
nE3 O
app3(a)
KF38 12 Volatile Organix Compounds Penalty Policy (revised 1 987-Mar-25
A55C1 25-Mar-1987)
nE3O
app4
KF3812 Air Civil Penalty Worksheet (revised 25-Mar-1987) 1987-Mar-25
.A55C1
nE3O
app5
KF38 12 Volatile Hazardous Air Pollutant Penalty Policy (added 1988-Mar-2
.A55C1 2-Mar-1988)
nE3O
app6
KF3812 Penalty Policy for New Residential Wood Heaters (added 1989-Sep-14
.A55C1 14-Sep-1989)
nE3O
appi
KF38 12 Penalty Policy for Production or Importation in Violation 1 990-Nov-2
A55C1 of 40 CFR Part 82 of Substances that Deplete the
01/10/2000 8

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number.
nE3O Stratospheric Ozone (revised 2-Nov-I 990)
app8
KF3812 Civil Penalty Policy Applicable to Persons Who Perform 1993
.A55C1 Service for Consideration on a Motor Vehicle Air
nE3O Conditioner Involving
app9
KF3812 Settling Enforcement Action in Clean Air Act 1987-Nov-23
.A55C1 Non-attainment Areas Against Stationary Air Sources
nE3 1 Which Will Not Be In Compliance by the Applicable
Attainment Date
KF38 12 Revised Guidance on Enforcement During Pending State 199 1-Mar-i
A55C1 Implementation Plan Revisions
nE32
KF38 12 Guidance on Inclusion of Environmental Auditing I 989-Jan-27
A55C 1 Provisions in Clean Air Act Settlements
nE33
KF38 12 Acid Rain Compliance / Enforcement Guidance 1 994-Jan-24
.A55C1
nE34
KF3812 Guidancc for Section 114(d) of the Clcan Air Act 1977-Dcc-2
.A55C1
nFO 1
KF38 12 Regional Office Criteria for Neutral Inspections of 1981-May- 13
A55C1 Stationary Sources
nFO2
KF3812 Liability Agreement Between EPA Contractors and 1981-Jul-17
A55C1 Stationary Air Pollution Sources
nFO3
KF38 12 Execution of Confidentiality Agreements under Section 1983 -Dcc- 15
.A55C1 114 of the Clean Air Act
nFO4
KF3812 Use of Contractors to Conduct Clean Air Act Inspections l984-Feb-22
.A55C 1 After the Supreme Court’s Decision in “United States v.
nFO5 Stauffer Chemical Co.”, 464 US 165 (1984)
KF3812 Final Guidance on Use of Unannounced Inspections 1984-Sep-6
A55CI
nFO6
KF3S 12 Transmittal of Reissued OAQPS CMSs Policy I 988-Mar-3 1
A55C1
nFO7
01/10/2000 9

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number.
KF3812 Compliance Monitoring Strategy for FY89 1988-Mar-3 1
.A55C1
nF O8
KF38 12 Priorities for Issuing Notices of Noncompliance 1980-Sep-I 2
A55C1
nGO 1
KF38 12 Format for Notices of Noncompliance l980-Dec-24
A55C1
nGO2
KF381 2 Implementation of Noncompliance Penalty Program 1981 -Feb-I 2
.A55C1 under Section 120 of the Clean AirAct
nGO3
KF3812 Settlement of Noncompliance Penalty Assessment under 198 1-Apr-2
.A55C1 Section 120 of the Cican Air Act
nGO4
KF3812 Ajudicatory Proceedings under Section 120 of the Clean 1981-Apr-15
A55C1 Air Act
nGO5
KF3812 Issuance of Notices of Noncompliance under Section 120 1 981-Apr-3 1
.A55C1 of the Clean Air Act to Seasonal Sources
n006
KF3812 Settlement of Section 120 Actions 1982-Feb-3
.A55C1
nGO7
KF3812 Use of Section 120 Noncompliance Penalties to Promote l982-Apr-30
.A55C1 Compliance of Stationary Sources
nGO8
KF38 12 Waiver of Consultation Requirements for Initiation of 1983 -Apr-21
.A55C1 Adminstrative Enforcement under the Clean Air Act and
nGO9 Adjustments to Section 120 Penalties
KF3812 Section 120 Consultation Policy 1984-Apr-13
A55C1
nG 10
KF3812 More Effective Use of Clean Air Act Section 120 as an 1984-Jul-12
.A55C1 Enforcement Tool
nGI 1
KF38 12 Permissible Grounds for Settlement of Noncompliance 1985-Mar- 19
.A55C1 Penalties under Section 120 of the Clean Air Act
nG 12
01/10/2000 10

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by CATALOG Number
KF381 2 Rules Governing Conclusion of Clean Air Act Section 1985-May-I 5
.A55C1 120 Actions
nG 13
KF3812 Impact of Intermittent Source Operations on Clean Air I 985-Jul-2
.A55C1 Act Penalty Calculations
nG 14
KF3812 Availability of LST Schedules in Clean Air Act Section 1986-Dec-23
.A55C1 120 Enforcement Actions
nGi 5
KF38 12 Guidance on Enforcement of Prevention of Significant 1 983 -Dec-14
A55C1 Detenoration Requirements under the Clean Air Act
nHOl
KF3812 Procedures for EPA to Address Deficient New Source 1988-Ju l- 15
.A55C1 Permits under the Clean Air Act
nHO2
KF38 12 Guidance on Limiting Potential to Emit in New Source 1989-Jun-i 3
.A55C1 Pennitting
nHO3
KF3812 Guidance on Use of Section 303 of the Clean Air Act I 983-Sep-l5
.A55C1
nlO 1
KF3812 Implementation of Mandatory Contractor Listing 1984-Aug-S
A55C1
niOl
KF3812 Guidance on Implcmenting the Discretionary Contractor 1986-Nov-26
.A55C1 Listing Program
nJO2
KF3812 Listing Asbestos Demolition and Renovation Companies 1988-Mar-il
.A55C1 Pursuant to Section 306 of thc Clcan Air Act
nJO3
KF3812 Federal Register Publication of Significant Final Actions 1979-Sep-i
A55C I under Title I of the Clean Air Act
111(01
KF3812 Requirement to Publish All Significant Final Actions 1983-Feb-23
A55C 1 under Title I of the Clean Air Act
nKO2
KF3812 Enforcement Response Policy for Treatment of l994-Aug-12
.A55C1 Information Obtained through CAA section 507 Small
nLOl Business Assistance Programs
01/10/2000 11

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CLEAN AIR ACT (CAA)
COMPLIANCE!
ENF ORCEMENT
POLICY COMPENDIUM
1988ed
Sorted by
DATE

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 edby DATE
Procedures for Pre-Referral Settlement of Asbestos KF3812
Demolition and Renovation Cases (Section 112. National A55C1
Emission Standards for Hazardous Air Pollutants nDO8
(NESHAPs))
1976-Apr-26 Enforcement of NSPS Requirements (Section 111: KF38 12
Standards of Performance for New Stationary Sources .A55C 1
(NSPS)) nCOl
1976-May3 Enforcement of NSPS Requirements (Section 111: KF3812
Standards of Performance for New Stationary Sources .A55C1
(NSPS)) nCO2
1976-Jun-25 Documentation of Violation Extending 30 Days Beyond KF38 12
Notice of Violation under Section 113 of the Clean Air A55C1
Act (Section 113: Federal Enforcement) nEOl
1977-Nov-7 Control Commitments in DCOs and Preservation of KF38 12
Source Rights to Challenge SIP Regulations (Section 113. .A55C1
Federal Enforcement) nEO2
1977-Dec-2 Guidance for Section 114(d) of the Clean Air Act KF3812
.A55C 1
nFO l
1979-Mar-6 Energy Emergency Task Force Implementation of Section KF38 12
110(f) of the Clean Air Act .A55C 1
nBO I
1979-Jun-i 9 Supplemental Guidance Regarding implementation of KF38 12
Section 1 10(f) of the Clean Air Act (Section 110 State A55C1
Implementation Plans) nBO2
1979-Sep-i Federal Register Publication of Significant Final Actions KF3812
under Title I of the Clean Air Act .A55C1
nKO 1
1980-Jan-lO Alternate Procedure for Section 110(f) Relief in KF3812
Localized, Short Term Energy Emergencies (Section 110 A55C1
State Implementation Plans) nBO3
1980-Jan-14 Inappropriate Issuance of Section 1 13(d)(4) Orders to KF38 12
Sources Subject to NSPS (Section 113: Federal A55C1
Enforcement) nEO3
1980-Mar-il Interim Particulate Controls (Section 113 Federal KF3S 12
Enforcement) A55C1
nE O4
1 980-May-9 Clarification of Requirements for Inclusion of CEM KF38 12
Provisions in SIPs (Section 110: State Implementation A55CI
Plans) nBO4
1980-May 27 Delayed Compliance Orders Requiring SIP Compliance KF38 12
Through Temporary Control Measures (amended .A55C1
01/10/2000 1

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Clean Air Act (CAA) CompliancelEnforcement Policy Compendium
1988 ed by DATE
guidance) (Section 113 Federal Enforcement) nEO5
1980-Aug-26 Issuance of Administrative Compliance Orders in Light of KF3812
“Harrison v. PPG Industries, Inc “, 446 US 578 (1980) .A55C1
(Section 113. Federal Enforcement) nEO6
1 980-Sep-12 Priorities for Issuing Notices of Noncompliance KF38 12
.A55C1
nGO 1
1980-Dec-Il Delayed Compliance Orders Issued under Section KF38 12
1 13(d)(5) of the Clean Air Act (Section 113. Federal .A55C1
Enforcement) nEO7
1 980-Dec-24 Format for Notices of Noncompliance KF38 12
.A55C 1
nGO2
198 1-Apr-31 Issuance of Notices of Noncompliance under Section 120 KF38 12
of the Clean Air Act to Seasonal Sources .A55C1
nGO6
198 1-Feb-i 2 Implementation of Noncompliance Penalty Program under KF38 12
Section 120 of the Clean AirAct .A55C1
nGO3
198l-Feb-23 Issuance of Section 113 (a) Orders to NSPS Sources for KF3812
Failure to Conduct Performance Tests A55C 1
nEO8
198 1-Apr-2 Settlement of Noncompliance Penalty Assessment under KF38 12
Section 120 of the Clean AirAct .A5SC I
nGO4
l981-Apr-15 Ajudicatory Proceedings under Section 120 of the Clean KF3812
Air Act .A55C1
nGO5
198 1-Apr-24 Final Compliance Date for Unclassified Areas (Section KF38 12
113: Federal Enforcement) A55C1
nEO9
198 1-May-13 Regional Office Criteria for Neutral Inspections of KF3SI2
Stationary Sources A55C1
nFO2
198 1-Jul-17 Liability Agreement Between EPA Contractors and KF3812
Stationary Air Pollution Sources A55C1
nFO3
198 1-Dec-29 EPA Accountability System-- OANR Policy Guidance KF3812
A55C 1
nAO 1
01/10/2000 2

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Clean Air Act (CAA) ComplianceIEnforcement Policy Compendium
1988 ed by DATE
1982-Feb-3 Settlement of Section 120 Actions KF3812
A55C 1
nGO7
1982-Feb-25 Guidance on NESHAP Asbestos Standards (Section 112: KF3812
National Emission Standards for Hazardous Air Pollutants A55C 1
(NESHAPs)) nDO 1
1 982-Apr-22 Postponement of Enforcement Action During NSPS KF38 12
Review (Section 111: Standards of Performance for New .A55C 1
Stationary Sources (NSPS)) nCO3
1982-Apr-27 Policy for Addressing Violations Subject to KF38 12
Non-Promulgated Regulations (Section 113: Federal .A55C1
Enforcement) nElO
1982-Apr-28 Federal Enforceability under PSD (Section 113 Federal KF3812
Enforcement) A55C1
nEll
1982-Apr-28 Federal Enforceability under PSD KF3812
.A55C1
nElla
1982-Apr-30 Duration of Section 113(a) Orders (Section 113 Federal KF38 12
Enforcement) .A55C1
nEl2
1982 -Apr-30 Use of Section 120 Noncompliance Penalties to Promote KF38 12
Compliance of Stationary Sources A55C I
nGO8
1982-May-4 Guidance on Policy for Enforcement of Visible Emissions KF3812
Violations Against Sources Which are Meeting an A55C1
Applicable Mass Emission Standard (Section 113: Federal nEl3
Enforcement)
1982-May-7 Restatement of Guidance on Emissions Associated with KF3812
Soot Blowing (Section 111: Standards of Performance for A5SC1
New Stationary Sources (NSPS)) nCO4
1982-Jun-8 Guidance on Determination of Asbestos Content of KF3812
Friable Materials (Section 112: National Emission .A55C1
Standards for Hazardous Air Pollutants (NESHAPs)) nDO2
1982-Jun-2 1 Definition of “Continuous Compliance” and Enforcement KF38 12
of O&M Violations .A55C1
nAO2
l983-Feb-15 Policy on Excess Emissions During Startup, Shutdown, KF38 12
Maintenance and Malfunctions (Section 110: State A55C 1
Implementation Plans) [ clarifies memorandum of same nBO5
title dated 28-Sep-1982]
01/10/2000 3

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 edby DATE
1983-Feb-23 Requirement to Publish AU Significant Final Actions KF38 12
under Title I of the Clean Air Act .A55C1
nKO2
1 983-Apr-2 1 Waiver of Consultation Requirements for Initiation of KF38 12
Adminsirative Enforcement under the Clean Air Act and .A55C1
Adjustments to Section 120 Penalties nGO9
1983-Apr-26 Procedures for Review and Federal Register Publication of KF38 12
Delayed Compliance Orders under Section 113(d) of the A55C1
Clean Air Act (Section 1 13 Federal Enforcement) nEl4
1983 -Jun-28 Enforcement of National Emissions Standard for Vinyl KF38 12
Chloride (Section 112: National Emission Standards for .A55C1
Hazardous Air Pollutants (NESHAPs)) nDO3
1983-Jul-29 Source Specific SIP Revisions (Section 110 State KF3812
Implementation Plans) A55C1
nB O6
1 983-Aug-22 EPA’s Authority to Issue Delayed Compliance Orders KF38 12
After Decemeber3l, 1982 (Section 113 Federal A55C1
Enforcement) nEl5
l983-Sep-15 Guidance on Use of Section 303 of the Clean Air Act KF3812
.A55C1 nIOl
1983-Nov-14 Compliance Strategy for Stationaiy Sources of Air KF3812
Pollution A55C1
nAO3
1983-Dec-I 4 Guidance on Enforcement of Prevention of Significant KF38 12
Detenoration Requirements under the Clean Air Act A55C 1
nHO 1
l983-Dec- 15 Execution of Confidentiality Agreements under Section KF38 12
114 of the Clean Air Act .A55C1
nFO4
l984-Feb-22 Use of Contractors to Conduct Clean Air Act Inspections KF38 12
After the Supreme Court’s Decision in “United States v .A5 SC1
Stauffer Chemical Co.”. 464 US 165 (1984) nFO5
1984-Mar-27 Decision in “United States v. Kaiser Steel Corp.”, No. KF38 12
CV-82-2623-Ill (C.D. Cal. 8-Feb-1984) (Section 113: .A55C1
Federal Enforcement) nE 16
1984-Apr-i 3 Section 120 Consultation Policy KF38 12
.A5 SC I
nG 10
1984-Jun-I Benzene NESHAPs Guidance (Section 112. National KF38 12
Emission Standards for Hazardous Air Pollutants .A55C1
(NESHAPs)) nD O4
01/10/2000 4

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Clean Air Act (CAA) CompliancelEnforcement Policy Compendium
1988 ed by DATE
1984-Jul-il Vinyl Chloride Enforcement Strategy (Section 112 KF38 12
National Emission Standards for Hazardous Air Pollutants .AS5C I
(NESHAPs)) nDO5
1984-Jul-i 2 More Effective Use of Clean Air Act Section 120 as an KF38 12
Enforcement Tool .A55C1
nG 11
1984-Aug-8 Implementation of Mandatory Contractor Listing KF38 12
.A55C1 nJOl
1984-Sep-6 Final Guidance on Use of Unannounced inspections KF3812
A55C1
nFO6
1984-Sep-24 Review of Application of Test Methods in Clean Air Act KF38 12
Enforcement Cases .A55C1
nAO5
1985-Mar-19 Permissible Grounds for Settlement of Noncompliance KF3812
Penalties under Section 120 of the Clean Air Act .A55C1
nG 12
l985-Apr-24 Achieving VOC Compliance from Department of Defense KF3812
Contractor Facilities (Section 113: Federal Enforcement) A55C1
nE 17
1985-May-iS Rules Governing Conclusion of Clean Air Act Section 120 KF38 12
Actions .A5SC1
nG 13
1985-Jun-25 Penalty Computations under Section 113 Civil Penalty KF38 12
Settlement Policy and Section 120 of the Clean Air Act A55C1
(Section 1 13 Federal Enforcement) nE l8
1985-Jun-25 Penalty Computations under Section 113 Civil Penalty KF3812
Settlement Policy and Section 120 of the Clean Air Act .A55C1
nE iSa
1985-Jun-28 Guidance on Complying with the Notification KF3S12
Requirements in Section 1 13(a)(l) and 1 13(a)(4) of the .A55C1
Clean Air Act (Section 113 Federal Enforcement) nE 19
1985-Jun-28 Particulate Matter Interim Enforcement Policy (Section KF38 12
113: Federal Enforcement) .A55C1
nE2O
1985-Jul-2 Impact of Intermittent Source Operations on Clean Air KF38 12
Act Penalty Calculations (Section 113. Federal A55C 1
Enforcement) nE2 1
I 985-Jul-2 Impact of Intermittent Source Operations on Clean Air KF38 12
Act Penalty Calculations .A55C1
nO 14
01/10/2000 5

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 cd by DATE
1985-Jul-9 Timely and Appropriate Guidance and Asphalt Plants KF38 12
(Section 111: Standards of Performance for New .A55C1
Stationary Sources (NSPS)) nCO5
1985-Jul-lO Injunctive Relief in Asbestos Demolition and Renovation KF3812
Cases (Section 112: National Emission Standards for .A55C1
Hazardous Air Pollutants (NESHAPs)) nDO6
1985-Nov-27 Enforcement Policy Respecting Sources Complying with KF38 12
Clean Air Act Requirements by Shutdown .A55C1
nAO6
1986-Jan-I 7 Issues #3(e) & #5 of the VOC Issue Resolution Process: KF38 12
Establishing Proof of VOC Emissions Violations and .A55C1
Bubbles in Consent Decrees Resolving Civil Actions nE22
under section 113(b) of the Clean Air Act
1986-Jan-3 1 Responses to Two VOC Questions Raised by the Regional KF3812
Offices (Section 1 13 Federal Enforcement) .A55C1
nE23
1 986-Feb-28 Responses to Four VOC Issues Raised by the Regional KF38 12
Offices and DOJ (Section 113. Federal Enforcement) .A55C1
nE24
1986-Apr-Il Guidance on Federally-Reportable Violations for KF3812
Stationary Sources .A55C1
nAO7
1986-Apr-Il Timely and Appropriate Enforcement Guidance KF38 12
.A55C 1
nAO8
I 986-Apr-22 Guidance: Enforcement Applications of Continuous KF38 12
Emissions Monitoring System Data (Section 113. Federal A55C1
Enforcement) nE25
1 986-Apr-22 Guidance Enforcement Applications of Continuous KF38 12
Emissions Monitoring System Data .A55C1
nE25a
I 986-Aug-7 Policy on SIP Revisions Requesting Compliance Date KF38 12
Extensions for VOC Sources (Section 110. State .A55C1
Implementation Plans) nBOl
1986-Aug-7 Policy on the Availability of Low Solvent Technology KF38 12
Schedules in Clean Air Act Enforcement Actions (Section .A55C1
113: Federal Enforcement) nE26
1986-Sept-26 Penalties under “Timely and Appropriate” Guidance KF3812
(Section 113: Federal Enforcement) .A55C1
nE27
I 986-Oct-l Guidance S-26: Enforcement of the Arsenic NESHAP for KF38 12
Glass Manufacturing Plants (Section 112 National .A55C1
01/10/2000 6

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by DATE
Emission Standards for Hazardous Air Pollutants nDO7
(NESHAPs))
1986-Nov-26 Guidance on Implementing the Discretionary Contractor KF38 12
Listing Program .A55C1 nJ02
1 986-Dec-5 Application of August 7, 1986 Policy on LST Schedules in KF38 12
Consent Decrees .A55C1
nE29
1986-Dec-23 Availability of LST Schedules in Clean Air Act Section KF3812
120 Enforcement Actions A55C 1
nG 15
1987-Mar-25 Air Civil Penalty Worksheet (revised 25-Mar-1987) KF3812
.A55C1
nE3O app5
1987-Mar-25 Penalty Policy for Violations of Pennit Requirements KF3812
(revised 25-Mar-1987) .A55C1
nE3O appi
1987-Mar-25 Volatile Organix Compounds Penalty Policy (revised KF38 12
25-Mar-1987) A55C1
nE3 Oapp4
I 987-Sq,-23 Review of State Implementation Plans and Revisions for KF38 12
Enforceability and Legal Sufficiency (Section 110: State A55C1
Implementation Plans) nBO8
1987-Nov-23 Settling Enforcement Action in Clean Air Act KF3812
Non-attainment Areas Against Stationary Air Sources .A55C1
Which Will Not Be In Compliance by the Applicable nE3 1
Attainment Date
1988-Mar-2 Volatile Hazardous Air Pollutant Penalty Policy (added KF3812
2-Mar-1988) .A55C1
nE3Oapp6
1988-Mar- 11 Listing Asbestos Demolition and Renovation Companies KF38 12
Pursuant to Section 306 of the Clean Air Act .A55C1 nJO3
1988-Mar-17 Supplementation to Page 11 of the Clean Air Act KF3812
Stationary Source Civil Penalty Policy A55C1
nE3O(1)
1988-Mar-I 7 Appendix II Vinyl Chloride Civil Penalty Policy KF3S 12
.A55C1
nE3O(2)
1988-Mar-18 Appendix IV: Clean Air Act Penalty Policy as Applied to KF3812
Stationary Sources of Volatile Organic Compounds where A55C1
Reformulation to Low Solvent Technology is the nE3 O(4)
Applicable Method of Compliance
01/10/2000 7

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by DATE
1988- Mar-18 Appendix V: Air Civil Penalty Worksheet KF38 12
.A55C1
nE3O(5)
1988-Mar-iS Appendix VI: (new appendix added 3/2/88) Volatile KF38 12
Hazardous Air Pollutant Civil Penalty Policy .A55C1
nE3 O(6)
1988-Mar-iS Appendix LX Clean Air Act Civil Penalty Policy KF38 12
Applicable to Persons who Perform Service for A55C1
Consideration on a Motor Vehicle Air Conditioner nE30(9)
Involving the Refrigerant or Who Sell Small Containers of
Refrigerant in Violation of 40 CFR Part 82, Protection of
the Strato heric Ozone, Subpart B: Servicing of Motor
Vehicle Air Conditioners
1 988-Mar-3 1 Revised Asbestos NESHAP Strategy (Section 112 KF3S 12
National Emission Standards for Hazardous Air Pollutants .A55C I
(NESHAPs)) nD O9
1 988-Mar-3 1 Compliance Monitoring Strategy for FY89 KF38 12
A55C1
nFO8
1988-Mar-3 1 Transmittal of Reissued OAQPS CMSs Policy KF38 12
A55C 1
nFO7
l988-Jul-15 Procedures for EPA to Address Deficient New Source KF3812
Permits under the Clean Air Act .A55C1
nH O2
l988-Aug-05 Identifying and Expediting SIP Revisions that Impact the KF3 SI2
Enforcement Process A55C I
nB 10
1988-Nov-28 Proposed Revisions to the Asbestos Demolition and KF3812
Renovation Civil Penalty Policy .A55C1
nE3O
app3(a)
1988 Nov-28 Proposed Revisions to the Asbestos Demolition and KF38 12
Renovation Civil Penalty Policy .A55C1
nE3O(3)(a)
1988-Nov-29 A}IERA Compliance Monitoring Strategy (Asbestos KF38 12
Hazard Emergency Response Act) .A55C1
nD 13
1 989-Jan-27 Guidance on Inclusion of Environmental Auditing KF38 12
Provisions in Clean Air Act Settlements .A55C1
nE33
I 989-Jan-30 Procedures for Letter Notice Approval of Minor SIP KF38 12
Actions .A55C1
0 1/10/2000 8

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Clean Air Act (CAA) CompliancelEnforcement Policy Compendium
1988 ed by DATE
nB 15
1989-Jan-31 New SIP Processing Procedures (Region 4) KF3812
A55C 1
nB 14
1989-Jan-3 1 Interim Final Enforcement Response Policy for the KF38 12
Asbestos Hazard Emergency Response Act (AI-IERA) A55C1
nD 14
1989-Feb-8 Revised Guidance Concerning Compliance by Use of Low KF38 12
Solvent Technology in VOC Enforcement Cases .A55C1
nE28
1989-Apr-18 Interim Asbestos NESHAP Enforcement Guidance-- KF3812
“Friable Asbestos” 1% by Area or Volume vs 1% by A55C1
Weight (Section 112: National Emission Standards for nD 10
Hazardous Air Pollutants (NESHAPs))
1989-Jun-05 Guidance for Coordination of Asbestos NESHAP-AHERA KF3812
Compliance Inspections .A55CI
nD 15
1989-Jwi-13 Guidance on Limiting Potential to Emit in New Source KF3812
Permitting A55C I
nHO3
I 989-Aug-29 Revised Guidance on Enforcement of SIP Violation KF38 12
Involving Proposed SIP Revisions A55C1
nB 12
1 989-Aug-29 Revised Guidance on Enforcement of State KF38 12
Implementation Plan Violations Involving Proposed SEP A55C1
Revisions nB 16
1989-S ep-l4 Penalty Policy for New Residential Wood Heaters (added KF38 12
l4-Sep-1989) .A55C1
nE3O app7
1989-Sep 14 Appendix VII. Final Penalty Policy for New Residential KF38 12
Wood Heaters, 40 CFR Part 60, Subpart AAA .A55C1
nE3O(7)
1 990-Feb-23 Clarification of EPA NESHAP Policy - Nonfriable KF38 12
Asbestos (Section 112: National Emission Standards for .A55C1
Hazardous Air Pollutants (NESHAPs)) nD 11
1990-Mar-16 Guidance on Addressing Capture Efficiency in Enforcing KF3812
VOC SIP Regulations (Section 110: State Implementation A55C1
Plans) nBO9
1990-Mar-16 Guidance on Addressing Capture Effeciency in Enforcing KF3812
VOC SIP Regulations A55C1
nB 10
01/10/2000 9

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by DATE
1990-Jun-5 Inclusion of CERCLA Section 103(a) Counts in Asbestos KF38 12
NESHAP Cases (Section 112 National Emission A55C1
Standards for Hazardous Air Pollutants (NESHAPs)) nDi2
1990-Nov-2 Penalty Policy for Production or importation in Violation KF3812
of 40 CFR Part 82 of Substances that Deplete the .A55C 1
Stratospheric Ozone (revised 2-Nov-1990) nE3OappS
1990-Nov 2 New Amended Penalty Policy for Production or KF3812
Importation in Violation of 40 CFR Part 82 of Substances A55C 1
that Deplete the Stratospheric Ozone nE3O(8)
1991-Mar-i Revised Guidance on Enforcement During Pending State KF38 12
Implementation Plan Revisions A55C1
nE32
199 1-Mar-22 Processing of Pending Revisions to Federally-Approved KF38 12
State Implementation Plans (SIP’s) .A55C1
nBl3
199 1-Apr-25 Procedure for Raising the Question of a Possible Criminal KF3812
Violation in the Context of a Civil Referral from a .AS5C1
Regional Office nAO9
199 1-Oct-25 Clean Air Act Stationary Source Civil Penalty Policy KF3812
1992-Jan-7 (including “Clarification of the Penalty Policy”, added A55C1
(1992-ian-i) nE3O
1992-Feb-7 Issuance Guidance on “Timely and Appropriate” KF3812
Enforcement Response to Significant Air Violators” .A55C1
nAO4
1992-May-il Final Revisions to the Asbestos Demolition and KF3812
Renovation Civil Penalty Policy Dated August 22, 1989 A55C1
nE3O(3)
1993 Civil Penalty Policy Applicable to Persons Who Perform KF3812
Service for Consideration on a Motor Vehicle Air .A55C1
Conditioner Involving nE3O app9
1993-Dec-6 Clean Air Act CAA Compliance/Enforcement Policy KF3812
Compendium .A55C1
Opinion of the General Counsel on the Discretionary nBl 1
Sanctions under section 110(m) of CAA
1994-Jan-24 Acid Rain Compliance / Enforcement Guidance KF3812
A55CI
nE34
1994-Jun-i Civil Penalty Policy for Violations of 40 CFR part 82, KF38 12
subpart F: Maintenance, Service, Repair, and Disposal of .A55C 1
Appliances Containing Refrigerant nE3O
App(10)
01/10/2000 10

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Clean Air Act (CAA) Compliance/Enforcement Policy Compendium
1988 ed by DATE
1994-Aug-12 Enforcement Response Policy for Treatment of KF3812
Information Obtained through CAA section 507 Small .A55C1
Business Assistance Programs nLOl
1997-Jun-7 Transmitting Final Penalty Policy for Violations of 40 KF38 12
CFR Part 82, Subpart F: Maintenance, Service, Repair, .A55C1
and Disposal of Appliances Containing Refrig nt nE3O(10)
1997-i un-7 Transmitting Final Penalty Policy for Violations of 40 KF38 12
CFR Part 82, Subpart F Maintenance, Service, Repair, .A55C1
and Disposal of Appliances Containing Refrigerant nE3O( 10)a
01/10/2000 11

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