United States	Office of	February 1980
Environmental Protection	Public Awareness (A-107)	SW-830
Agency	Washington DC 20460
vyEPA Hazardous Waste
Information
Rules for
Transporters of
Hazardous
Wastes
T ransporters
The Resource Conservation and Recovery Act of 1976 (RCRA) requires
the U.S. Environmental Protection Agency (EPA) to institute a national
program to control hazardous waste. The keystone of the program is cradle-
to-grave control via manifests and reporting. Specific regulations for carry-
ing out RCRA are set forth in the Code of Federal Regulations (40 CFR
260 and succeeding Parts). The program becomes effective 6 months follow-
ing promulgation of Part 261, the regulation identifying hazardous waste.
This regulation has been proposed and is planned for final promulgation
in April 1980. A waste is identified as hazardous in Part 261 if it is included
in a comprehensive list of waste sources and waste streams or if it is ignita-
ble, corrosive, reactive, or toxic.
The control system starts when those engaged in generating, transport-
ing, treating, storing, or disposing of hazardous waste notify EPA, as required
by section 3010 of RCRA. After receiving notification, EPA assigns an
identification number to the notifier. Anyone engaged in hazardous waste
activities who does not notify EPA during the 90-day period following promul-
gation of Part 261 may not begin or continue operation until an identification
number is assigned.
The regulation for transporters of hazardous waste (section 3003 of
RCRA) was developed jointly by EPA and the U.S. Department of Transporta-
tion (DOT). The EPA regulation on transporters incorporates by reference
pertinent parts of DOT's rules on labeling, marking, packaging, placarding,
and other requirements for reporting hazardous waste discharges (spills)
during transportation. DOT, in turn, is amending its regulations on transporta-
tion of hazardous materials to include EPA's requirements. EPA believes
that these joint efforts will make it easier for transporters to comply with
all requirements and will eliminate overlapping administrative and enforce-
ment activities. In addition, the coordination will minimize additional costs
for recordkeeping by transporters.
The regulation under section 3003 of RCRA requires a transporter
of hazardous waste to:
•	obtain an EPA identification number
•	comply with the manifest system for tracking hazardous waste
•	deliver the entire quantity of hazardous waste to the facility designated
by the generator on the manifest.
•	retain a copy of the manifest for 3 years
•	comply with DOT regulations pertaining to reporting of spills or discharges
• clean up any hazardous waste discharged during transportation

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Notification	Anyone who generates, transports, treats, stores, or disposes of hazard-
Requirement	ous waste is required to notify EPA within 90 days of promulgation of Part
261. Notification should be filed with the Regional Administrator of the
EPA region in which the notifier is located.
EPA	A transporter who notifies EPA during the 90-day period following
Identification System promulgation of Part 261 receives an identification number. New transpor-
ters (those not in the hazardous waste business during this 90-day period)
may submit requests for an identification number to their EPA regional
office. A generator of hazardous waste is prohibited from using the services
of a transporter who does not have an identification number.
Operation of the	The generator signs the certification on the original manifest and
Manifest System	all copies, one for each person handling the waste. The transporter then
signs and dates the manifest and returns one copy to the generator, who
retains it until a copy is received from the designated permitted facility
following delivery of the waste.
The transporter carries the manifest to the designated facility. When
the shipment arrives, an agent for the facility signs and dates each copy
and retains one. One copy is given to the transporter, who retains it for
3 years, and another copy is returned to the generator by the facility agent.
If more than one transporter is involved, the initial transporter must
obtain the subsequent transporter's dated signature on the manifest. The
remaining copies accompany the waste until it reaches the designated facility.
Rail Shipment	For rail shipment or bulk shipment by water, the manifest need not
and Bulk Shipment accompany the waste. However, a shipping paper, which contains all the
by Water	information on the manifest except EPA identification numbers, generator
certification, and signatures must accompany the waste. If transportation
other than rail or water is used at any stage of the shipping process, then
the manifest must accompany the waste at all times.
The waste may be transferred between two rail or bulk shipment water
carriers without obtaining the subsequent carrier's signature. But the final
rail or water transporter must obtain the dated signature of the agent for
the designated facility on the shipping paper or the manifest.
All rail or water transporters are required to keep a copy of the ship-
ping paper or the manifest for 3 years from the date of acceptance.
Hazardous Waste	A discharge is defined as the accidental or intentional spilling, leaking,
Discharge	pumping, emitting, emptying, or dumping of hazardous waste onto or into
the land or water.
All transporters are responsible for cleaning up any discharge of hazard-
ous waste that occurs during transportation.
When authorities on the scene declare an emergency, they can temporar-
ily suspend the requirement that waste can be handled only by those holding
EPA identification numbers and complying with the manifest system. This
suspension ceases when the emergency no longer exists.
In certain cases, DOT requires that the transporter telephone the
National Response Center (800-424-8802) to supply information on a dis-
charge. In the District of Columbia, the number is 202-426-2675.
A written report of each discharge must be submitted to DOT, which
will forward a copy to EPA.

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