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FY 2005 Compliance & Annual Results
EPA Cases Reporting Complying Actions
FY2005
100°/(
4,326 Total Concluded Cases
Complying Action Category
D Direct i Preventative or Facility Management or Information Practices (FMIP)
These two categories of complying actions are not exclusive, therefore the total exceeds 100%.
Examples of
Complying Actions
•/' Source Reduction
^ Implement Business
Best Practices
^ Wetlands Mitigation
•^ Spill Removal
Preventative:
^ Storage Change
S Develop Spill Control
Plan
S Asbestos Abatement
v" Pesticide Registration
v" Auditing
S Reporting
*' Testing
•
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s
EPA Civil Judicial Referrals
FY 2001 - FY 2005
DCERCLA
acwA
a EPCRA
m FIFRA
DRCRA
^SDWA
STSCA
D Multi-Program
0
2001 2002 2003 2004 2005
Fiscal Year (FY)
FY 2005 Data Source: Integrated Compliance Information System (ICIS), October 27, 2005
Disclaimer: Due to enlianced data quality review*, minor corrections nun/ have been made to previously reported
data. As such, this f'Y 2005 r'.tid-of-Vear Report contains updated enforcement and compliance data for prior years.
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EPA Civil Judicial Conclusions
FY 2001 - FY 2005
o
H
250
200
150
100
50
0
221
195
176
157
2001
2002
2003
2004
2005
HCAA
D CERCLA
E3 MPRSA
mew A
D EPCRA
m FIFRA
QRCRA
ESDWA
m TSCA
n Multi-Program
Fiscal Year (FY)
FY 2005 Data Source: Integrated Compliance Information System (1CIS), October 27, 2005
Disclaimer: Due to enhanced data quality reviews, minor correction* may have been made to previously reported
data. As such, this FY 2005 r'.nd-of-Year Report contains updated enforcement and compliance data for prior years.
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FY 2005 Compliance & Enforcement Annual Results
Administrative Penalty Order Complaints
FY 2001 - FY 2005
rtf
4-»
o
H
2500
2000
1500
1000
500
0
2001
2005
KCAA
D CERCLA
E3 MPRSA
DCWA
D EPCRA
m FIFRA
DRCRA
m SDWA
QTSCA
D Multi-Program
2002 2003 2004
Fiscal Year (FY)
FY2005 Data Source: Integrated Compliance Information System (IC1S), October 27, 2005
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
9
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FY 2005 & Enforcement Annual Results
EPA Final Administrative Penalty Orders
FY 2001 - FY 2005
2,500
2,000
_ 1/500
o
H
1,000
500
0
2,248
1,734
1.417
1706
r^^^n-
2,273
2001
2002 2003 2004
Fiscal Year (FY)
2005
mCAA
DCERCLA
m MPRSA
E3CWA
D EPCRA
M FIFRA
C3RCRA
BSDWA
HTSCA
D Multi-Program
FY2005 Data Source: Integrated Compliance Information System (ICIS), October 27, 2005
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Rqxrrt contains updated enforcement and compliance data for prior years.
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FY 2005 Compliance & Enforcement Annual Results
2,000
1,500
1,000
500
0
Administrative Compliance Orders
FY 2001 -FY 2005
1,807
1,476
1,250
2001 2002 2003 2004 2005
Fiscal Year (FY)
ECAA
D CERCLA
E3CWA
DEPCRA
B FIFRA
E1RCRA
^SDWA
EDTSCA
D Multi-Program
FY 2005 Data Source: Integrated Compliance Information System (ICIS), October 27, 2005
Disckimer: Due to erdianced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
11
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lance
Total Facilities Addressed by FY 2005 Enforcement Cases
5,200
5,000
4,800
4,600
4,400
4,200
4,000
3,800
.4,346
D Cases H Facilities
FY 2005 Data Source: integrated Compliance Information System (ICIS), October 27, 2005
Including:
• administrative
compliance orders
• final administrative
penalty orders
• civil judicial conclusions
12
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FY 2005 Compliance & Enforcement Annual
Superfund Site Remediation Program
FY 1996 - FY 2005
1,600
c
o
.3
D Cleanup
M Cost Recovery
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005
Fiscal Year (FY)
FY2005 Data Source: Comprehensive Environmental Response, Compensation & Liability Information System (CERCLIS), October 27, 2005
The Office of Site Remediation Enforcement (OSRE) includes case results
in CERCLIS when the Regional Administrator signs the consent decree.
Disclaimer: Due to enlianced data quality reviews, minor corrections may have been made to previously reported ^3
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
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FY 2005 Compliance & Enforcement Annual Results
Criminal Enforcement Program
FY 2001 - FY 2005
Environmental Crime
Investigations
482 484
Defendants Charged
2001 2002 2003 2004 2005
Fiscal Year (FY)
400
300
I 200
H
100
0
372
325
2001 2002 2003 2004 2005
Fiscal Year (FY)
FY 2005 Data Source: Criminal Docket, October 27, 2005
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
14
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250
FY 2005 Compliance & Enforcement Annual
Criminal Enforcement Program
Sentencing Results
FY 2001 -FY 2005
Incarceration
2004 2(105 '
Fiscal Year (FY)
Fines and Restitution
$125
2001 2002 2003 2004 2005
Fiscal Year (FY)
FY 2005 Data Source: Criminal Docket, October 27, 2005
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of- Year Report contains updated enforcement and compliance data for prior years.
15
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FY 2005 Compliance & Enforcement Annual Results
EPA Voluntary Disclosure Programs
FY 2001 - FY 2005
Voluntary Disclosures
Initiated
ED Companies
M Facilities
FY FY FY FY FY
01 02 03 04 05
Voluntary Disclosures
Resolved
FY FY FY FY FY
01 02 03 04 05
0 Companies
H Facilities
Data Source: Integrated Compliance Information System (ICIS), October 27, 2005
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
16
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FY 2005 Compliance & Enforcement Annual Results
Entities Reached with Compliance Assistance
1,600
0
Numbers of Entities Reached with Compliance Assistance (except Center Users)
Number of Users of EPA-Sponsored Web-Based Compliance Assistance Centers
2001
2002
2003
Fiscal Year (FY)
2004
2005
FY 2005 Data Sources: Integrated Compliance Information System (ICIS), October 27, 2005 and on-line usage report.
Disclaimer: Due to enhanced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
17
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FY 2005 Compliance & Enforcement Annual Results
FY 2005 Compliance Assistance Centers
EPA Sponsors 14 Web-Based Compliance
100%
80%
§ 60%
H
QJ
PH 40%
.P 20%
0%
Increased
Understanding of
Regulations
Action Taken
Pollutant Reductions
Outcomes Reported
FY 2005 Data Source: On-line surveys completed during FY 2005
Disclaimer: Due to enlianced data quality reviews, minor corrections may have been made to previously reported
data. As such, this FY 2005 End-of-Year Report contains updated enforcement and compliance data for prior years.
18
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J"""** 1 "I"01* Jr~"(» 1
Cjroa.1 Five Cjovcrninciit
Prepared Ini the Office of Enforcement and Compliance Assurance
f
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FY 2005 Compliance & Enforcement Annual Results
Government Performance and Results Act (GPRA) - Goal 5
Measures
Monitoring and Enforcement
: Measure
Number
178
179
180
181
182
183
Measure Description
Pounds of pollution estimated to be reduced,
treated, or eliminated as a result of concluded
enforcement actions.
% of concluded enforcement cases requiring that
pollutants be reduced, treated, or eliminated and
protection of populations or ecosystems.
% of concluded enforcement cases requiring
implementation of improved environmental
m an a gem en t prac tices .
Number of inspections, civil investigations, and
aim in.al investigations conducted,
% of regulated entities taking complying actions as a
result of on-site compliance inspections and
evaluations.
Dollars invested in improved environmental
performance or improved environmental
in a nagement practices as a result of concluded
enforcement actions (i.e., i.njunctive relief and SBPs).
FY05
Target
300 Mil ibs.
30%
60%
18300
10%
S4 Bil
FV 05 Actual
1.1 Bil Ibs.
29%
73%
2X000
19%
$10 Bil
Comments
Target Exceeded
Target not Met
Target Exceeded
Target. Exceeded
'Target Exceeded
Target Exceeded
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FY 2005 Compliance & Enforcement Annual Results
Government Performance and Results Act (GPRA) - Goal 5
Measures
Compliance Incentives
Measure
Number
174
175
176
177
Measure Description
% of audits or other actions that result in the
reduction, treatment, or elimination of pollutants
and the protection of populations or ecosystems.
% of aildits or other actions that result in
improvements in environmental management
practices.
Pounds of pollutants reduced, treated, or
eliminated, as a result of audits or other actions.
Dollars invested in improved environmental
performance or improved environmental
.management practices as a result of audits or other
actions.
-F^OSV:
Target
5%
10%
0.25 Mi! Ibs.
$2,0 Mil
FY05
Actual
6%
90%
1.9 Mi libs.
S3.4 Mil
Comments
Target Exceeded
Target Exceeded
Target Exceeded
Ta rget Exceeded
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FY 2005 Compliance & Enforcement Annual Results
Government Performance and Results Act (GPRA) - Goal 5
Measures
Compliance Assistance
Measure
Number
Measure Description
W05
Target
FY05
Actual
Comments
Percent of regulated entities seeking assistance from EPA-sponsored compliance assistance centers and
clearinghouse reporting that, as a result of their use of the centers or clearinghouse, they:
990
987
989
Increased their understanding of
environmental req u irem en ts
Improved environmental management
practices
Reduced, treated, or eliminated pollution
75%
60%
25%
84%
78%
46%
Target Exceeded
Target Exceeded
Target Exceeded
Percent of regulated entities receiving direct compliance assistance from EPA reporting that, as a result of the
EPA assistance, they:
991
988
992
Increased their understanding of
environmental requirements
Improved environmental management
practices
Reduced, treated, or eliminated pollution
65%
50%
25%
91 %
72%
13%
Target Exceeded
Target Exceeded
Target not Met
3
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