INTEGRATED MULTIMEDIA Control alternatives DRAFT Phase I Case Study CHLOROFORM Contract 68-01-6020 8 June 1981 Abt Associates Inc., Cambridge, Massachusetts ------- ABT ASSOCIATES INC 55 WHEELER STREET. CAMBRIDGE, MASSACHUSETTS 021 38 TELEPHONE • AREA <17 492 7100 TELEX 710-320-1382 INTEGRATED MULTIMEDIA Control alternatives DRAFT Phase I Case Study CHLOROFORM Contract 68-01-6020 8 June 1981 Gene E. Fax, Project Director Consultants: Marsha Gorden Development Sciences Inc. Francis S. Wright, J.D. Submitted for review to: Arnold Edelman Office of Toxics Integration U.S. Environmental Protection Agency Washington, D. C. 20560 Management Reviewer Quality Cortfrol Reviewer .ontract Manager ------- Integrated Multimedia Control Alternatives Draft Phase I Case Study Chloroform ------- TABLE OF CONTENTS SUMMARY OF FINDINGS 5.0 CHLOROFORM 1 5.1 INTRODUCTION AND FINDINGS 1 5.1.1 Introduction 1 5.1.2 Findings: Multimedia Considerations in Rulemaking 2 5.1.2.1 Consideration in Materials Flows 4 5.1.2.2 Consideration in Human Exposures 5 5.1.2.3 Consideration of Health Effects 6 5.1.3 Findings: Unanticipated Effects of Regulations 6 5.1.4 Findings: Regulatory Gaps 6 5.2 REGULATORY HISTORIES 8 5.2.1 Office of Air Quality Planning and Standards (EPA/OAQPS) 8 5.2.1.1 National Ambient Air Quality Standards 8 5.2.1.2 New Source Performance Standards 8 5.2.2 Office of Water Regulations and Standards (OWRS) 10 5.2.2.1 Toxic Pollutant Effluent Standards 10 5.2.2.2 Water Quality Criteria 14 5.2.2.3 Effluent Limitations, New Source Performance Standards, 21 and Pretreatment Standards for New and Existing Sources 5.2.2.4 Designation of Hazardous Substances and Reportable 26 Quantities 5.2.3 Office of Drinking Water (ODW) 31 5.2.3.1 Maximum Sontaminant Levels of Tribalomethanes 31 5.2.3.2 Underground Injection Control 38 5.2.4 Office of Solid Waste (OSW) 42 5.2.'4.1 Hazardous Waste Management System 42 ------- Table of Contents (continued) 5.2.5 Office of Pesticide Programs (EPA/OPP) 47 5.2.5.1 Registration of Pesticides 47 5.2.6. Office of Water Program Operations (EPA/OWPO) 48 5.2.6.1 Ocean Dumping Criteria 48 5.2.7 Occupational Safety and Health Administration (OSHA) 50 5.2.7.1 Occupational Exposure to PCBs 50 5.2.8. Food and Drug Administration 53 5.2.8.1 Adultered and Misbranded Food and Drugs 53 5.2.9 Department of Transportation (DOT) 55 5.2.9.1 Hazardous Materials Regulations 55 APPENDIX ------- SUMMARY OF FINDINGS Chloroform is present in all environmental media, in the workplace, and in food. Nevertheless, much is unknown concerning the sources of the chemical, the amounts emitted to the various media, its migration between media, and its formation and degradation in the environment. A major unknown is the amount emitted to air; estimates taken from EPA background documents differ by up to a factor of two, and disagree completely regard- ing the ma]or sources. Attempts to construct mass balances have been made only in the last three years, and are based largely on crude estimation techniques. On the other hand, several EPA actions concerning water have attempted to account for chloroform intake from air and food when setting standards and criteria. These attempts have been hindered by lack of reliable data. Final rules governing environmental chloroform have been issued for drinking water, drugs, cosmetics, emissions, from waste transport, storage and disposal facilities, and spills into navigable waters. Rules have been proposed for food and wastewater effluents from pulp and paper mills. No actions have been undertaken to control emissions to ambient air, or to update obsolete workplace air standards. Most of the rulemaking activities concerning chloroform that have taken place in the last five years have been based on a National Cancer Institute bioassay demonstrating the chemical's carcinogenicity in rats and mice. Apart from this common origin, there has been only a moderate amount of technical interaction among the various agencies' regulatory activities. Most has taken place within EPA's water-related programs, with the exception of proposed effluent guidelines. Proposed rules on chloroform in pesticides and foods took no account of intermedia issues. Some of the existing or proposed rules controlling chloroform could possibly be the cause of unwanted emissions themselves. Biological treat- ment for pulp and paper mill wastewater could result in volatilization from aeration lagoons. The drinking water standard for trihalomethanes could increase contamination of soil and air, because of the need to regenerate carbon adsorbers and to dispose of spent carbon. Workers who maintain pollution equipment could suffer increased exposure. But whether these potential problems would be serious is difficult to gauge, because of the lack of information on chloroform's occurrence and fate. ------- 5.0 CHLOROFORM 5.1 INTRODUCTION AND FINDINGS 5.1.1 Introduction The subject of this case study is the degree to which Federal regulatory agencies have taken multimedia effects into account in their rulemaking procedures to control chloroform in the environment. Three major issues are the focus of attention: 1. The degree to which each agency, during rulemaking, considered the presence of chloroform in media other than the one or ones being regulated at the time. 2. Whether regulatory actions aimed at a particular medium had unanticipated effects on release of chloroform into other media. 3. Whether any gaps in regulatory coverage are apparent. Other issues are also discussed. These include the extent to which particu- lar regulatory efforts acknowledged similar past or ongoing efforts in other agencies; the technical basis for the standards; and the degree to which economic impacts were included in the decision-making. Findings on these subjects will be incorporated into a cross-substance analysis in a later phase of the project. The scope of the analysis and the sources of information have been described in the introduction to the Lead case study (Section 1.1.1). Also, the general provisions of applicable toxic substance regulations (such as those under RCRA) have already been treated there. In this case study, we examine chiefly with those regulatory provisions which deal specifically with chloroform. Additional discussion of regulations which dealt with volatile organic compounds as a class of which chloroform is a member may be found in the Trichloroethylene case study (Section 2.0). The main reason chloroform was selected for case study is that relatively little of the chloroform to which people are exposed occurs as the result of direct anthropogenic emissions. Much of it is apparently created in situ as a result of chemical reactions within the various media. The most 1 ------- familiar instance, and the one which has received the most regulatory atten- tion, is the creation of chloroform as the reaction product of chlorine with other organic chemicals present in drinking water. Since the reason for adding chlorine to the water is to reduce microbial contamination, controlling the chloroform which results raises the interesting problem of trading one risk (infection) off against another (possible carcinogenesis). In other respects, chloroform is similar to trichloroethylene, which is the subject of another case study (Section 2). It has a low bioaccu- mulation factor, and its major fate appears to be photo-oxidation in the troposphere. It is an acute and chronic health hazard at moderate concentra- tions such as are found in the workplace, but rarely poses these problems in the ambient environment. On the basis of laboratory evidence, chloroform is suspected of being carcinogenic; but epidemiological evidence is lacking to establish it as a causative agent of cancer in humans. As a result, the various regulatory agencies have differed in their assessment of the risk chloroform poses to man. For these reasons, chloroform is an interesting subject for a multimedia case study. 5.1.2 Findings: Multimedia Considerations in Rulemaking Exhibit 5.1 shows the major regulatory actions regarding chloroform and the interrelationships among them. Two types of connections are shown: technical interactions (dotted arrows) and regulatory coordination (dashed arrows).* It should be emphasized that the technical interactions illustrated in the exhibit are those which are evident from the agency documentation for each action: that is, the preambles to the proposed and final rules, and formal background documents such as Environmental Impact Statements, Criteria Documents, etc. Other interactions between programs—memoranda, meetings, etc.—have not been accessed for this analysis. Therefore, it is likely that more technical interactions took place than are shown. Nevertheless, the For the purposes of this report, "regulatory coordination" is defined as occurring when the provision of one rule are specifically designed to complement, supplement, or otherwise take account of the provisions of another rule. Liaison among regulatory agencies occurs constantly; this is not included in the definition of "regulatory coordination" unless the results are visible in the provisions of the regulations. 2 ------- formal documentation constitutes the public record of the technical inter- change, and this is what the exhibit reflects. Exhibit 5.1 shows that the major regulatory programs controlling environmental releases of chloroform are those relating to drinking water, ambient water, and solid waste disposal. Ambient and workplace air have not been regulated at all; standards for human food have been proposed, but not made final. Among the standards which do exist, two sets of regulatory interactions may be observed: 1. The designation of chloroform as a toxic pollutant results in the promulgation of a Water Quality Cri- terion and in its listing as a hazardous waste constituent under RCRA. 2. The disposal and transportation provisions of RCRA are coordinated with those of DOT and the Office of Drinking Water (via the Underground Injection Control regulations). The details of these interactions are described in Section 5.2. To the extent past regulatory coordination has taken place among jurisdictions concerned with chloroform, it has occurred because of the structures of the relevant acts themselves, not because of initiatives among the affected agencies. For example, the water programs are statutorily required to give priority to toxic pollutants, and the RCRA disposal rules are required to take account of rules under other EPA acts in any case. In the case of technical interactions, the exhibit shows few cases of one program using data or methods from another. The main instances shown are from the water-related programs; ODW and OWRS discussed each other's methods of estimating cancer risk in their respective attempts to derive maximum contaminant levels for drinking water, water quality criteria for ambient water, and reportable quantities for hazardous spills. In addition, OSW used data from OSHA and ODW when listing chloroform as a toxic constituent. But this impression of sparsity is misleading in one sense. Virtually all regulatory initiatives since 1976 have been heavily influenced by the National Cancer Institute (NCI) bioassay of chloroform. Also, the two criteria documents published by the National Institute of Occupational Safety 3 ------- and Health (NIOSH) have influenced other actions, such as EPA's Water Quality Criteria. NCI and NIOSH, however, are not regulatory agencies and thus do not appear on the chart. Furthermore, four of the IRLG agencies (EPA, OSHA, FDA, and CPSC) have closely coordinated the development of their cancer policies, which are not shown on the chart unless they have been specifically applied to chloroform. With these exceptions, the impression given by the chart is accurate: there has been little technical fertilization across jurisdictions and, hence, across media. Section 5.1.2 describes the extent to which intermedia analysis has been included in past and ongoing regulatory efforts. In the subsections below, we summarize and integrate the information described in detail in Section 5.2 for each regulatory program. The discus- sion is organized around the following topics: • Consideration of materials flows in regulatory development; • Consideration of human exposures; and • Consideration of health effects. 5.1.2.1 Consideration of Materials Flows Present knowledge regarding the flows of chloroform into, within and among the various media must be characterized as sketchy. As a result, none of the present or proposed actions to control the substance are based on a materials flow analysis. The lack of information on flows of chloroform is well illustrated in the documents reviewed in Section 5.2. The most significant gap in knowledge regards the amount emitted annually to the air and the sources doing the emitting. A recent report written for EPA's Office of Water Regulations and Standards (Reference 2 in Section 5.2.2) estimated that 42.3 million pounds of chloroform was released to ambient air in 1978, of which 63% was from pulp and paper bleaching (Exhibit 5.4). A document released a few months later by the Office of Air Quality Planning and Standards (Reference 1 in Section 5.2.1.2) showed only 24.4 million pounds emitted to air in 1978; and of this 96% derived from chloroform's use as "solvent, miscellaneous". Yet the OWRS report states that "the use of chloroform as an industrial solvent, and in the textile and dye industries, was investigated...and found to be insignificant." Similar discrepancies occur with respect to the relative importance of natural vs. anthropogenic sources. The National 4 ------- Academy of Sciences* proposed that a large proportion of airborne chloroform may result from diffusion of dissolved gases from the ocean, and that secon- dary formation in the atmosphere from man-made precursors may be significant as well. In the presence of major disagreements regarding the sources and amounts of chloroform emissions, any mass balance computations must be regarded as exploratory only. 5.1.2.2 Consideration of Human Exposures Another aspect of multimedia analysis is the computation of human exposure from individual media and from several media at a time. In two of its major regulatory actions concerning water, EPA attempted to account for the fact that chloroform exposure may occur from air and food as well. These actions were ODW's Maximum Contaminant Level for drinking water and OWRS1 Water Quality Criterion for ambient water (see Sections 5.2.3.1 and 5.2.2.2 respectively). The estimates derived in the two cases were similar in that they showed drinking water to account for about 2/3 of the adult males' exposure under "mean" conditions. The total uptake derived from all sources, however, was different in each case, ODW estimated 93 mg/yr and OWRS computed 22 mg/yr. The difference is based largely on different assumptions regarding what constitute "mean" chloroform concentrations in each medium. In a third water-related action, however, EPA did not consider multimedia exposures. In its proposed revision of the quantity of chloroform reportable as a hazardous spill, OWRS based its computations on the assumption that all human exposure would occur as a result of such spills (see Section 5.2.2.4). Ambient concentrations were ignored. The Food and Drug Administration, the only agency besides EPA that controls chloroform in specific media, took no account of levels of human exposure in its actions to ban the chemical in drugs and cosmetics. FDA's proposed ban on chloroform in food, which has not yet been made final, was unaccompanied by any estimates of human intake (see Section 5.2.8). ~National Academy of Sciences, "Chloroform, Carbon Tetrachloride and Other Halomethanes: An Environmental Assessment," Washington, D.C., 1978. This report contains a thorough review of the environmental distribution and health effects of chloroform as they were understood in 1978. However, because it was to be used in support of any regulatory action, it falls in the category of "background research" and is not reviewed in Section 5.2 below. 5 ------- 5.1.2.3 Consideration of Health Effects The National Cancer Institute bioassay of 1976 forms the basis for almost all of the actions taken to control environmental chloroform. Of all standards currently proposed or in force, only the OSHA Threshold Limit Value, adopted from a 1968 consensus rule developed by a private standard- setting organization, is based on chloroform's chronic and acute effects. In three EPA actions similar methods were used to compute the expected excess cancer risk from chloroform exposure. These actions were ODW's Minimum Contaminant Level in drinking water, OWRS' Water Quality Criterion, and OWRS' Reportable Quantity for hazardous spills (see Sections 5.2.3.1, 5.2.2.2, and 5.2.2.4 respectively). FDA did not perform any risk assessments, nor did the other offices of EPA. 5.1.3 Findings: Unanticipated Effects of Regulations The intermedia effects of regulatory control were generally ignored in the various rulemaking processes. Some of these effects could be negative. For example, the use of biological treatment to remove chloroform from pulp mill wastewater could cause large amounts of the chemical to volatilize from aeration lagoons. Several of the actions—for example, the Maximum Contami- nant Level for drinking water and the Effluent Limitation Guidelines for the pulp and paper industry—could result in maintenance workers and operators being exposed to increased chloroform levels. On the other hand, the general reduction of chloroform levels in water, in compliance with the Water Quality Criterion, could reduce volatilization to air as well. 5.1.4 Findings; Regulatory Gaps Ambient Air Emissions of chloroform to air are virtually unregulated. Inci- dental reductions in chloroform emissions rates may be achieved as a result of the National Ambient Air Quality Standard for hydrocarbons, but the chemical is not specifically controlled by any air-related standard. This is a serious gap, in light of the acknowledged cancer risk and the fact that EPA studies ascribe up to 60% of total chloroform exposure to inhalation (see, for example, Reference 3 in Section 5.2.2). Additionally, a recent report 6 ------- (Reference 2 in Section 5.2.2) estimates that 93% of all chloroform emis- sions are released to the air, and that 63% of all air emissions, amounting 6 to 12,100 x 10 kg, come from one industry, pulp and paper bleaching. No rules have been proposed to control airborne chloroform releases from this industry. Water Toxic effluent guidelines under the Clean Water Act (Section 307) have not been promulgated for chloroform, although it is classified as a toxic substance. This means that control of chloroform discharged to POTW's and surface waters is left up to the point-source category effluent guide- lines and pre-treatment standards. Spills of hazardous substances from a) industries operating under NPDES permits or b) publicly owned treatment works (POTW's) are currently unregulated under the CWA (Section 311). Chloroform is classified as a hazardous substance. Soil POTW's which accept hazardous waste exclusively from small genera- tors are exempt from disposal regulations under Subtitle C of RCRA. Instead, they are allowed to send their sludges to municipal landfills which are approved by states under the provisions of Subtitle D. Approval standards under Subtitle D have not yet been promulgated. Workplace Air The current OSHA standard for chloroform in workplace air, which was adopted in 1971, took no account of the chemical's possible carcinogeni- city in humans. NIOSH has recommended that the maximum allowable chloroform concentration be lowered by a factor of 10 for general workplaces and a factor of 25 for some medical facilities (References 2 and 4 in Section 5.2.7.1). OSHA has not announced any intention to proceed on these recommen- dations. Food Despite the mandatory ban provisions of the "Delaney clause" (Section 409(c)(3)(A)) of the Federal Food, Drug and Cosmetic Act, chloroform in food remains unregulated by FDA. A ban on chloroform as a component of food-contact articles and as a food additive was proposed in 1976, but has been delayed pending further risk assessment studies. 7 ------- 5.2 REGULATORY HISTORIES 5.2.1 Office of Air Quality Planning and Standards (EPA/OAQPS) 5.2.1.1 National Ambient Air Quality Standards Current Status of Action There is no National Ambient Air Quality Standard for chloroform per se; it is indirectly regulated by two NAAQS's, one for ozone and one for hydrocarbons. The first NAAQS allows ambient air concentrations of ozone to exceed 0.12 ppm (235 mg/m^) for not more than the equivalent of one day per year (40 CFR 50.9). One technique for complying with this standard would be to reduce emissions of volatile organic compounds, of which chloroform is one. The second NAAQS limits ambient air concentrations of total hydrocarbons to a maximum of 160 nig/m"* in any 3-hour period, this limit not to be exceeded more than once per year (40 CFR 50.10). Although these standards have an indirect effect on levels of chloroform in the air, a review of the Federal Register and the background documentation, particularly the report "Air Quality Criteria for Ozone and Other Photochemical Oxidants" (1), makes it clear that chloroform was not a substance of specific concern at the time. We shall therefore not review the regulatory histories of these two standards. 5.2.1.2 New Source Performance Standards Current Status of Action No existing or proposed New Source Performance Standards address chloroform explicitly. Proposals exist to regulate several industries for hydrocarbons (alternately called volatile organic compounds, or VOCs), of which chloroform is one. These industries include synthetic organic chemical manufacturing (46 FR 1136), organic solvent cleaning (45 FR 39766), coil coating (F6 FR 1102), industrial surface coating (45 FR 85085), and metal furniture coating (45 FR 79390). Final rules limiting VOC emissions currently exist for the automobile surface coating industry and for petroleum storage tanks (40 CFR 60 Subparts MM and K respectively). Of all these industries, however, only synthetic organic chemical manufacturing is likely to have chloroform as a significant constituent of its VOC emissions. 8 ------- Multimedia Considerations in the Regulatory History The only rulemaking action under NSPS which is likely to have an effect on airborne chloroform is the proposed rule limiting VOC emissions from the synthetic organic chemical manufacturing industry (46 FR 1136). The development of this proposed rule is discussed in the Formaldehyde case study (Section 6). A report recently released by OAQPS described the sources of chloroform air emissions and the resulting human exposure. Entitled "Human Exposure to Atmospheric Concentrations of Selected Chemicals" (1), the document estimated that 24 million pounds of chloroform was released to the air in 1978. This is almost twice the amount estimated for the same year by the Office of Water Regulations and Standards (see Exhibit 5.5); but as the details of the estimating procedure are not given, it is not possible to explain the difference. The report also gave the distribution of people and dosages by concentration level. These distributions, given in Exhibit 5.2, show that 9.1 million people are exposed to airborne concentrations of .5 mg/m^-or higher, and that the cumulative "dosage" for these people is 6.9 million (mg/m^) x person. Worker exposures were evidently not included in these figures. The effects of these exposures on peoples' health were not discussed. EPA has announced its intention to regulate airborne carcinogens as Hazardous Air Pollutants under Section 112 of the Clean Air Act. The agency has already proposed a regulatory policy for such carcinogens and has issued an advance notice of proposed rulemaking for generic standards aimed at curtailing emissions of listed substances (44 FR 58642, 58662). If TCE should be listed as a hazardous air pollutant by virtue of its presumed or proven carcinogenicity, then the resulting controls on emissions would be much stricter than those imposed by the NSPS we have discussed above. 9 ------- 5.2.2 Office of Water Regulations and Standards (OWRS) 5.2.2.1 Toxic Pollutant Effluent Standards Current Status of Action Pursuant to Section 307(a)(1) of the Federal Water Pollution Control Act, 33 USC 1317(a)(1), chloroform is listed as a toxic pollutant (40 CFR 401.15). As such, it is subject to effluent limitations reflecting "the best available technology economically achievable" (BAT), compliance with which must be attained no later than July 1, 1984 (33 USC s1311(b)(2), 1317(a)(2). Furthermore, modification or waiver of the BAT requirements, available for conventional pollutants pursuant to 33 USC s1311(c) and 1311(g), are not allowed for priority pollutants. EPA policy is to give priority to toxic pollutants in setting industry-based effluent limitations and pretreatment standards. One set of proposed industry standards under these programs has included chloroform specifically as a watewater constituent to be eliminated. This is discussed in Section 5.2.2.3. Section 307(a) of the Clean Water Act authorizes EPA to promulgate effluent standards for toxic pollutants. Section 304(a) authorizes EPA to prescribe "best management practices" to prevent the release of toxic pollu- tants from "plant site runoff, spillage or leaks, sludge or waste disposal, and drainage from raw material storage." Thus far, no regulations have been promulgated for chloroform under either of these sections. Multimedia Considerations Although OWRS has not regulated chloroform under Section 307(a), two recent studies issued by OWRS indicate ongoing interest in the substance, and illustrate an increased awareness of the multimedia aspects of chloroform pollution as well. The first of these reports, issued in December of 1979, was entitled, "Water-Related Environmental Fate of 129 Priority Pollutants"(1). Chloroform was dealt with in nine pages, which summarized current knowledge of the chemical's persistence and fate as a water pollutant. Seven environmental processes were examined, six of them representing transfers to or within media other than water. The processes were: 10 ------- Volatilization to air Photolysis in air Oxidation in air Hydrolysis in water Sorption to sediments Bioaccumulation in organisms Biotransformation and biodegradation by organisms Process rates and residence times in various media were estimated in the basis of secondary sources; the results are shown in Exhibit 5.3. As can be seen, volatilization was deemed to be the primary transport mechanism by which chloroform leaves water, and oxidation in the troposphere was identified as the compound's ultimate fate. The second recent study, issued in November of 1980 by the Monitoring and Data Support Division, constituted a thorough review of the sources, environmental distribution, and health and environmental effects of trihalome- thanes (THM+s), of which chloroform is the most common. Entitled "An Exposure and Risk Assessment for Trlhalomethanes," (2) the study began by creating a mass balance for chloroform. Estimates of the amounts of chloroform produced, used, and released to various media are shown in Exhibit 5.4. Of the 20,600 kg of chloroform released to the environment each year, about 93% went to the air, 5% to the water, and 2% to land. Sixty percent of total environmental releases came from the pulp and paper industry, accounting for two-thirds of the air emissions and 44% of the water emissions. Water chlorination contributed 17% of atmospheric emissions and 24% of known aqueous discharges. The study there devoted its attention to the distribu- tion of chloroform in the various environmental compartments. As in the earlier study, chloroform's atmospheric fate was deemed to be oxidation to phosgene and chlorixe oxide, and the major aquatic fate was judged to be volatilization. Bioaccumulation was not judged to be significant. Using an EPA partitioning model, the report estimated that, at equilibrium, 99% of environmental chloroform would reside in the air. With respect to health effects, the study recounted the results of several laboratory studies 11 ------- Exhibit 5.3 Summary of Aquatic Fate of Chloroform (Source: Reference 1) mvinoinncntal Process Photolysis Suiiiury StaLcnv^nL Probably not significant In aquatic systems. ItaLe Half-Li fe (tl/2 * TTi 5 -i IT lite primary face of this compound 16.8 x 10 _ ^ ^cm y»ec ^ 0.19 years^ Is attack by hydroxyl radicals In 11.9 x 10 cm sec 0.32 years the troposphere. Gonf jdeice of Data Hud 1um Oxidation High Hydtolyfils Voltit 11 lzat ion borptIon Bloaccumulut Ion Is probably not u significant fate process. The primary transport process fiom the aquatic environment. Probubly not significant Weak to moderate blouccumulatlon; no evidence of biomagnlflcation of tlic.liLotumetliune in umrlne food chain. 6.9x10 ^sec | 0.045 months 3,500 years c 15 months d 21+4 minutes' Medium Medlun Medluo Medlum H io i rails for ma i lun/ B iodegrada tlon No specific information, in the sea, many invertebrates metabolize halogens. a. ilia pit-dominant environmental process which is thought to determine the fate of this compound b. Reported as a lifetime (time for reduction to )/e of original concentration) of 0 19 years and 0 32 years, respectively c. Hydrolysis rate is a minimum tale, d Hydrolysis rate lb a maximum rate. e llalf-Mves aie on the order ot several mlmitea to a few hours and depend on the degree of agitation, this rate Is based on the *_xpei lmeiital results of DlLllug ( 1977) and Hilling e£ aj_ (1975) using a stirred system. ------- Exhibit 5.4 Production, Uses and Releases of Chloroform, 1978 (Source: Reference 2) Production (kkg) Uses/Releases (kkg) Commercial Production Methyl Chloride Process Methane Process Loss during Production Impor ts Production as Contaminant Vinyl Chloride Monomer CH,C1, CH_C1,, and CC1. 3 I 2 4 Chlorination of Mater Cooling Water Potable Water POTW1 Swimming Pools Bleaching of Paper Pulp Automobile Exhaust Phocodecomposition of Trichloroethylene Marine Algae TOTAL 122,500 36,000 500 2,679 54 2,460 912 91 159,000 s 7,670 2.733 3.466 12,500 965 450 (unknown) 186,784 Feedstock for F-22 Production Exports Incinerated/Retained In Products/Storage VCM Products Pharmaceutical Production F-ll/F-12 Production (and others) CHCl^ Production Pesticide Production Unaccounted for (including laboratory use and stockpiles) Released to Environment CHCI3 Production Pulp and Paper Bleaching Chlorination of Uater Pharmaceutical Extractions Automobile Exhaust Trichloroethylene Decomposition VCM Production Transportation and Storage Loss F-22 Production Pesticides TOTAL Ai r 19,207 370< 12.1002 3,2453 1, 525 965 450 187 177 150 38 2,290 1,610 47 17 4 Water 912 14 400 221 275 Land 496 6 290 200 142,700 7.900 3,968 11,600 20,615 186,783 Publicly Owned Treatment Works 2 Arthur D. Little, Inc., estimate ^Arthur D. Little, Inc., after JRB Associates (1980) 4 Average of JRB estimates of controlled (248 kkg) and uncontrolled (491 kkg) releases. Source: JRB Associates (1980), except as otherwise noted ------- (including the National Cancer Institute Bioassay, Reference 3 in Section 5.2.7) to show that chloroform had been shown to be a mammaliar carcinazen and teratozen. The epidemiological evidence, however, was judged to be inadequate to reveal a causal relationship between water chlorination and cancer in humans. Finally, the report estimated human exposures from various sources including drinking water, air, and food. Intake from drinking water is shown in Exhibit 5.5, and from air in Exhibit 5.6; the derived values are consistent with the ranges obtained by the Office of Drinking Water in its calculations in support of a Minimum Contaminant Level (MCL) for THM's (see Exhibit 5.13). The average intake from food was computed to be about .006 mg/day, somewhat low compared to the ODW estimate. The study concluded that inhalation is probably the dominant source of exposure in industrialized areas, whereas drinking water is probably more important where water is chlorinated and air levels are low. While these two OWRS-sponsored reports represent the state of the art in multimedia analysis, they are difficult to interpret for purposes of regulatory strategy. This is because the estimates of environmental flows and human exposures are based on monitoring data taken over a period of at least seven years. But within that time period numerous regulatory constraints have been imposed on emissions of chloroform to various media. The extent to which these constraints have had any effect on chloroform's environmental distribution has not been considered in deriving the mass balances and exposure estimates in these reports. Therefore, it is impossible to use their results to determine which medium or industry should be regulated next. 5.2.2.2 Water Quality Criteria Current Status of Action While water quality criteria published by EPA pursuant to Section 304(a) (1) of the Clean Water Act do not have regulatory force, they may be used in setting water-quality-based effluent limitations under Section 302, toxic pollutant effluent standards under Section 303. These latter standards, in turn, are to be used in establishing individualized effluent limitations 14 ------- Exhibit 5.5 Estimated Chloroform Exposure Via Drinking Water (Source: Reference 3) Es11mated Exposure to Chloroform (mg/day) 1,2 Exposure Category Minimum Intake Maximum Intake Reference Male Reference Female Adult median concentration (0.059 mg/1) 0.02 0. ]3 0.10 0.07 maximum concentration (0.540 mg/1) 0. 20 1.18 0.90 0. 65 Child median concentration (0.059 mg/1) 0.03 0.05 0.06 maximum concentration (0.540 mg/1) 0.29 0.43 0.51 Includes tap water and water-based beverages. 2 Intakes - Adult - 365-2180 ml/day. Taken from ICRP (1975) Children - 540-790 ml/day reference male - 1650 ml/day reference female - 1200 ml/day reference child - 950 nl/day (It is unclear why this is not within the range shown above.) Source: Arthur D. Little, Inc. ------- Exhibit 5.6 Estimated Chloroform Exposure Via Inhalation (Source: Reference 3) Chloroform Exposure Situation Concentration (ug/m-Q Exposure (mg/day) Rural 0.07 0.002 Urban (24 hours) 1 0.02 Urban (8 hours) indoor (16 hours) 1, 0.5 0.02 Industrial (8 hours) indoor (16 hours) 50,0.5 0.5 Source: Arthur D. Little, Inc. 16 ------- for NPDES point source discharge permits under Section 402, as well as best management practices for nonpoint sources under Section 208. Water quality criteria for chloroform are based on protection of human health are calculated parametrlcally on the basis of various expected levels of incremental cancer risk resulting from ingestion of a) aquatic organisms only and b) aquatic organisms plus water. The derived allowable concentrations are: Exposure Assumption Incremental Cancer Risk Criterion (mg/1) Water and aquatic organisms Aquatic organisms only 1°~g 1.90 10" 0.19 10 0.019 10~g 157.0 10"! 15.7 10" 1.57 The criteria for acute and chronic toxicity to freshwater aquatic species are 28,900 mg/1 and 1,240 mg/1, respectively. No criteria were set for protection of saltwater species. Multimedia Considerations in the Regulatory History Section 304(a) of the Clean Water Act requires EPA to "publish and periodically update national water quality criteria for use by the States in the development of water quality standards." Under the Act, these criteria must be protective of public health and welfare, aquatic life, and recreation. Water Quality Criteria were issued by EPA for various substances in 1968, 1972, and 1976. In 1976, the settlement agreement in Natural Resources Defence Council vs. Train (subsequently incorporated into the Clean Water Act Amend- ments of 1977) required that criteria be issued for a list of 65 specified toxic pollutants including chloroform; the criteria were to be protective of aquatic life and human health. These chloroform criteria were published in 1980. The method by which EPA intended to set criteria for confirmed or suspected carcinogens was published in the Federal Register on 15 March 1979 (44 FR 15926). EPA would assume that there is no scientific basis for estimating "safe" levels; instead, the agency would give a range of concentra- tions estimated to pose alternate degrees of incremental cancer risk ranging 17 ------- from 10 7 to 10 These concentrations were to be presented for informa- tional purposes, and were not to be interpreted as being "safe", the only known safe level being zero. The risk estimates were to be extrapolated from animal experiments to humans using the conservative "one-hit" model endorsed by the IRLG agencies. The 15 March notice provided discussions of individual pollutants which were summaries of the respective Draft Water Quality Criteria Documents. In the discussion of chloroform, the agency made clear that the basis for considering the substance as a suspect carcinogen was the 1976 NCI bioessay which produced cancers in mice and rats (Reference 3 in Section 5.2.7 below). The epidemiological evidence was judged inadequate to either confirm or refute a hypothesis of carcinogenicity in man. Human intake of chloroform from food and air was acknowledged, but the fact that drinking water seemed to be a more significant route than the others led EPA to ascribe the total risk of carcinogenic response to ingestion of ambient water and potentially contaminated fish products. Using the NCI data and the "one-hit" model, the agency derived the following levels as a function of cancer risk: Exposure Assumption Incremental Cancer Risk Criterion (mg/1) 2 liters of water 18.7 g of aquatic organisms per day Aquatic organisms only 10-6 2-1 10~! 0.21 10 0.021 10_fi 17,5 10~^ 1.75 10 0.175 A summary of the criteria derivation for fresh- and saltwater species was presented as well. For the former, a maximum concentration was set at 1,200 mg/1 on the basis of observed acute effects on aquatic inverte- brates, and a 24-hour average concentration level was set at 500 mg/1 on the basis of observed chronic effects. The guidelines could not be used to derive criteria for saltwater species, because no chronic effects levels were available. Therefore, saltwater criteris were derived by analogy with bromoform, for which data did exist. The resulting saltwater criteria were 620 mg/1 and 1400 mg/1 for 24-hour average and maximum levels, respectively. 18 ------- The final Water Quality Criteria Document (3) was published in October of 1980. The discussion of human health effects dealt with routes of exposure, pharmacokinetics, and toxic effects in mammals and humans. In examining sources of human intake, the document took extensive account of the multimedia nature of the exposure problem, and cited studies of chloroform intake from food (including non-aquatic sources), ambient air, and dermal contact. Quantitative estimates of human exposure from these sources were taken from the Statement of Basic and Purpose accompanying EPA's National Interim Primary Drinking Water Regulations for Trlhalomethames (44 FR 68624; see Section 5.2.3). In addition, specific instances of drinking water contamination as a result of industrial wastewater emissions and transpor- tation accidents were cited. Independent estimates of body burden provided by the National Academy of Sciences were found to be comparable; see Exhibit 5.7 (and compare with Exhibit 5.13 in Section 5.2.3). The pharmacokinetic studies, however, showed that chloroform has a brief residence time in humans, on the scale of hours. The Criteria Document recounted the experi- mental and clinical history showing chloroform to cause acute and chronic damage to the liver and kidneys; the development of this topic followed closely the two NIOSH criteria documents, which were referenced (see Section 5.2.7). The 1976 NCI bioessay (Reference 3 in Section 5.2.7) was cited as evidence of carcinogenicity; but the epidemiological evidence, all of which was retrospective, was judged inadequate to establish causality or to be useful in estimating risk. The document took note of other regulatory efforts to control chloroform exposure, notably those of NIOSH, FDA, and EPA's Office of Drinking Water. However, the existence of these actions did not influence the derivation of the criteria. The human health criteria promulgated in the Criteria Document are shown in the "Current Status of Action" portion of this section. The criteria based on consumption of water and organisms were slightly less stringent; those based on aquatic organisms alone were more lenient by a factor of nine. The document did not address the question of why the limits were relaxed. Comparison of the final document with the proposal, however, reveals three changes in the assumptions and methods used which could account for the difference: 19 ------- Exhibit 5.7 Human Uptake of Chloroform and Carbon Tetrachloride from Environmental Sources, in mg/year (Source: Reference 3) At Minimum Exposure Levels8 Adult Man Adult Woman Child Source CC14 CHClj cci4 chci3 cci4 chci3 Fluid Intake 0.73 0.037 0.73 0.037 0.73 0.036 Atmosphere 3.60 0.41 3. 30 0.37 2.40 0.27 Pood Supply 0.21 0.21 0. 21 0.21 0.21 0.21 Total 4.54 0.66 4.24 0.62 3.34 0.52 At Typical Exposure Levels'* Adult Man Adult Woman Child Source cci4 chci3 cci4 chci3 cci4 chci3 Fluid Intake 1.78 14.90 1.28 10.70 1.28 10.70 Atmosphere 4.80 5.20 4.40 4.70 3.20 3.40 Food Supply 1.12 2.17 1.12 2.17 1.12 2.17 Total 7.70 22.27 6.80 17.57 5.60 16.27 At Maximum Exposure Levelsc Adult Man Adul t Woman Child Source CC14 CHC13 cci4 chci3 CC1. 4 CHClj Fluid Intake 4.05 321 4.05 321 1.83 223 Atmosphere 618 474 567 434 405 310 Food Supply 7.33 16.4 7.33 16.4 7.33 16.4 Total 629 811 578 771 414 549 ~Source: NAS, 1978a (a) Minimum conditions of all variables assumed: Minimum exposure-minimum in- take for fluids; minimum exposure-minimum absorption for atmosphere; and minimum exposure-minimum intake for food supplies. (b) Typical conditions of all variables assumed. For CC1.: 0.0025 mg/l-refer- ence man intake for fluids; average of typical minimim and maximum absorp- tion for atmosphere; and average exposure and intake for food supplies. For CHC1,: median exposure-reference man intake for fluids; average of typical minimum and maximum absorption for atmosphere; and average exposure and in- take for food supplies. (c) Maximum conditions of all variables assumed: maximum exposure intake for fluids; maximum exposure-maximum absorption for atmosphere; and maximum ex- posure-maximum intake for food supplies. 20 ------- 1. A linearized multistage model was used to extrapolate cancer risks from animal data; the proposal had used a one-hit model. 2. The earlier assumption that the average daily fish consumption was 18.7 g was revised downward to 6.5 g. 3. The original bioconcentration factor of 14 was revised downward to 3.75. These changes were not specifically discussed as such, so it is difficult to determine their technical bases. Finally, the authors of the Criteria Document stated that while ingestion of chloroform from sources other than water and aquatic organisms can be estimated, these exposures cannot be taken into account for the purposes of water criteria formulation until "additional analysis can be made." 5.2.2.3 Effluent Limitations, New Source Performance Standards, and Pretreatment Standards for New and Existing Sources The Clean Water Act Provides four regulatory mechanisms for control- ling the discharge of toxic pollutants by point sources into surface waters. These mechanisms are: Effluent Limitations by application of Best Practicable Technology (BPT) or Best Available Technology Economically Achievable (BAT) New Source Performance Standards (NSPS) Pretreatment Standards for New Sources (PSNS) Pretreatment Standards for Existing Soures (PSES) In practice, these four provisions are administered jointly. Therefore, we shall discuss them as one program. Effluent limitations and pretreatment standards are promulgated on an industry-by-industry basis. No industry is specifically regulated for chloroform at present, but rules controlling chloroform have been proposed for the Pulp, Paper and Paperboard and the Builders' Paper and Board Bills point source categories*. These proposals are discussed below. ~Certain sources in the Steam Electric Generating category are regulated for emissions of chlorine, a chloroform precursor (40 CFR 423). Chloroform was detected in wastewater streams of individual plants in the Paint Formulating category (45 FR 924) and the Iron and Steel manufacturing category (46 FR 1875) but was not selected as a pollutant parameter in either case. 21 ------- Current Status of Action Guidelines for concentrations of chloroform in wastewater have been proposed under BAT and NSPS for ten subcategories of the combined Pulp, Paper and Paperboard and Builders' Paper and Board Mills point source categories*. The proposed guidelines are shown in Exhibit 5.8. Multimedia Considerations in the Regulatory History Various subcategories of the pulp, paper and paperboard industry were regulated under BPT, BAT, NSPS, and PSNS in May of 1974 (39 FR 16578) and January of 1977 (42 FR 1398). None of these actions addressed chloroform as a wastewater constituent. As a result of the Clean Water Act Amendments of 1977, EPA was instructed to repropose its BAT guidelines, this time focussing on 65 toxic pollutants of which chloroform was one. Accordingly, the agency proposed new effluent guidelines for the pulp, paper and paper- board industries on 6 January 1981 (46 FR 1430). The technical, environmen- tal and economic justification for the proposal was contained in a preamble which summarized the contents of an extensive Development Document (4) issued by the Effluent Guidelines Division of OWRS in November of 1980. Athough the Development Document was quite long and detailed, its treatment of chloroform was brief. Chloroform was selected as a pollutant parameter because it was consistently detected in the raw waste discharge streams of plants which used chlorine or chlorine-containing chemicals as bleaching agents. The preferred technique for chloroform control was bio- logical treatment. As a result of this choice, it was decided not to propose PSNS or PSES for chloroform, since POTW's (which pretreatment standards are designed to protect) use biological treatment as their principal technique, and can thus handle chloroform without pretreatment. In fact, since biological treatment has already been implemented (or should have been) under existing BPT guidelines for the control of biological oxygen demand, total suspended solids, and pH, specifying the same treatment for chloroform control under BAT would impose no additional cost burden on existing plants. Under NSPS, some additional costs were expected. These were estimated by assuming that the contact stabilization activated sludge process would be used in some subcategories and chemically assisted primary clarification in others. ~Called henceforth the pulp, paper and paperboard industries. 22 ------- Exhibit 5.8 Proposed BAT and NSPS Effluent Limitations for the Pulp, Paper and Paperboard and Builders' Paper and Board Bills Categories (All figures in kg/kkg of final product. Source 46 FR 1430). Subcategory BAT NSPS Dissolving kraft 0.055 0.051 Market bleached kraft 0.042 0.032 BCT bleached kraft 0.035 0.028 Fine bleached kraft 0.031 0.020 Soda 0.031 0.020 Dissolving Sulfite pulp 0.066 0.059 Papergrade sulfite (function of percent sulfite pulp in final product) Deink: fine papers 0.024 0.012 tissue papers 0.024 0.015 newsprint 0.024 0.016 23 ------- In each subcategory, capital costs for model plants were obtained from various published and supplier sources; allowances for lost production due to downtime and added power facilities were included. These capital costs were annualized on a straight-line basis over 16.5 years, but no cost of capital was included in the calculation. Variable costs included energy, operating and maintenance labor, and chemicals. No attempt was made in the Development Document to aggregate the model plant figures into a national total (but see the Economic Impact Analysis reviewed below). Of course, only a fraction of the cost of NSPS would be ascribable to chloroform, since other pollutant parameters were to be controlled as well. Concerning chloroform as a toxic chemical, the Development Document gave no information on its health effects or occurrence in the environment. No mention was made of other attempts to control its release, nor were the proposed effluent guidelines related to either the proposed Water Quality Criteria or the Maximum Contaminant Level in drinking water. A brief dis- cussion of possible impacts of the proposed guidelines on other media contained no mention of chloroform, although releases of some other pollutants (e.g., sulfur dioxide from additional power generating capacity) were mentioned. Since biological treatment involves aeration lagoons and other free-surface storage methods, it would seem possible that chloroform could volatilize to the air in the course of treatment? this possibility was not considered. A two-page discussion of sludge disposal was provided, but no mention was made of RCRA, or of the possibility that the sludge could be contaminated with chloroform (or other pollutants) and thus be classified as a hazardous waste. The economic support contained in the preamble to the proposed guidelines was based on an Economic Impact Analysis (5) released in December of 1980. Very few of the impacts studied can be ascribed to chloroform control, since reduction of chloroform is obtained as a "fringe benefit" from the use of biological treatment for conventional pollutants. Nevertheless, the method used was very thorough and merits a brief description. A schematic diagram of the method is shown in Exhibit 5.9. The basis of the approach was the estimation of both supply and demand curves for each product sector. These equations were solved first for a baseline (no regulation) case and 24 ------- Exhibit 5.9 Schematic Diagram of Economic Impact Methodology for Effluent Guidelines (Source: Reference 5) DEMAND/SUPPLY , analysis > j v CAPITAL AVAJL ABILITY ANALYSIS . mill Shutdown . ANALYSIS BALANCE OF TRADE ANALYSES COMMUNITY IMPACT ANALYSIS SEA MULTIPLIER OTHER DRI DEMAND MOOEL CAPACITY EXPANSION FORECASTS- API, OR I 308 SURVEY INFORMATION REGIONAL WAGE DATA IOENTIFY VULNERABLE SECTORS PRICE ANO OUTPUT FORECASTS CAPACfTY EXPANSION COSTS INDIRECT IMPACTS ON EMPLOYMENT AND EARNINGS POLLUTION COSTS FROM TECHNICAL CONTRACTOR TARIFFS, FOREIGN POLLU- TION CONTROL COSTS AND SUBSIDIES PROJECTED MILL CLOSURES, DIRECT EARNINGS ANO EMPLOYMENT LOSSES P V OF NEW CAPACITY, TOTAL CAPITAL REQUIREMENTS NOTE RECTANGULAR BOXES DENOTE INFORMATION FLOWS. OVAL BOXES DENOTE UNITS OF ANALYSIS 25 ------- then for each of several treatment options, in which the supply curves were changed to reflect the control costs. The model plant costs provided in the Development Document were supplemented with survey data collected under Section 308 of the Clean Water Act, and scaled up for all segments of the industry. The resulting costs of compliance are shown in Exhibit 5.10, and the corresponding changes in prices and output are given in Exhibit 5.11. In both exhibits, the industry subcategories regulated specifically for chloroform are marked with a (C). Subsidiary analyses were conducted to determine the availability of capital, the extent of plant closure and consequent losses in employment, impacts on communities, and implications for the balance of trade. 5.2.2.4 Designation of Hazardous Substances and Reportable Quantities Current Status of Action Chloroform has been designated as a hazardous substance pursuant to Section 311(b)(2)(A) of the Clean Water Act (40 CFR 116.4, Table 116.4A). Under 40 CFR part 117, the reportable quantity for spilled chloroform has been set at 5000 lbs. However, EPA has proposed to lower this amount to 100 lbs. (45 FR 46097). Any discharge of chloroform into navigable waters of the United States or adjoining shorelines in excess of the reportable quantity must be immediately brought to the attention of the Coast Guard (40 CFR 117.21), and the discharger is subject to cleanup liability and civil penal- ties (40 CFR 117.22-23). Certain types of discharges are excluded from regulation under 40 CFR parts 116 and 117, including those in compliance with permits issued under the Marine Protection, Research and Sanctuaries Act; the Federal Insecticide, Fungicide and Rodenticide Act; the Resource Conservation and Recovery Act; and the dredge and fill provisions and NPDES provisions of the Clean Water Act. Under certain circumstances, discharges from a point source in violation of its NPDES permit are also exempted. Multimedia Considerations in the Regulatory History Chloroform was designated as a hazardous substance on 13 March 1978 (43 FR 10474), solely on the basis of its aquatic toxicity. On 16 February 1979, EPA announced its intention to expand its selection method to include other phenomena such as carcinogenicity, mutagenicity, teratogenicity, 26 ------- Exhibit 5.10 Costs of Compliance with Effluent Guidelines and New Source Performance Standards (Source: Reference 5; C denotes industry subcategories controlled for chloroform) (Millions of 1978 $) Integrated (c) Dissolving Kraft (c) Market Bl. Kraft (c) bCT Bl. Kraft (c) Fine Bl. Kraft & Soda Unbl. Kraft (Linerboard) Unbl. Kraft (Bag) Semi-Chemical Unbl. Kraft and Semi-Chem. (c) Dissolving Sulfite Pulp (c) Papergrade Sulfite Groundwood Thermo- Mechanical Groundwood Coarse, Molded, Newspaper Groundwood — Fine Papers Misc. Integrated Mills Secondary Fiber Capital Costs Number of Mills Total Annual Costs With Costs BATEA 67.9 85.7 159.9 67.4 43.7 34.4 73.5 0 92.5 28.2 405.9 NSPS 0 0 4.8 21.1 26.6 5.4 14.7 22.1 0 16.9 11.3 32.6 BATEA 21.6 25.4 49.3 20.5 13.1 11.5 21.5 0 29.1 9.7 124.3 NSPS 0 0 1.6 7.1 8.4 1.8 4.9 7.5 0 5.7 3.8 13.4 2 8 • 8 15 13 10 15 9 0 11 3 5 50 (c) Deink (Fine Papers) (c) Deink (Newsprint) (c) Deink (Tissue) Tissue from Wastepaper Paperboard from Wastepaper Wastepaper Molded Products Builders Paper & Roofing - Felt Misc. Secondary Fiber Mills Nonintegrated Nonintegrated Fine Papers Nonintegrated Tissue Papers Nonintegrated Lightweight Nonintegrated Filter & Non- woven Nonintegrated Lightweight — Electrical Allowance Nonintegrated Paperboard Misc. Nonintegrated Mills 0 21.5 3.6 7.3 * 0 8.0 12.9 1.7 4.7 0 0 10.1 0 4.6 2.5 0 0.5 0 1.5 4.6 0 7.9 1.4 8.3 * 0 2.8 4.0 0.4 1.1 0 0 2.3 0 1.9 1.0 0 0.2 0 0.6 2.8 3 0 7 8 36 3 0 3 14 6 6 0 0 21 Total 1184.3 Source: Meta Systems estimates ~Suppressed due to confidentiality. 174.8 367.7 27 62.5 257 ------- Exhibit 5.11 Effects o£ Effluent Guidelines and New Source Performance Standards on Prices and Output (Source: Reference 5; C denotes industry subcategories regulated for chloroform) Average Percent Changes from Base Case, 1983-85 Contribution Average Price Increase, 1983-85 Paoer Price Output to Capital (1978 $/ton) Unbleached Kraft .69 - .75 -1.30 2.00 Bleached Kraft .83 -2.26 -5.86 2.90 Glassine 1.83 -5.94 7.68 16.00 Spec. Industrial .61 - .48 .92 5.80 Newsprint 3.20 - .87 3.75 9.60 Coated Printing .49 - .20 -1.01 2.90 Uncoated Freesheet .80 - .19 - .51 4.60 Uncoated Groundwood 0 0 -2. 58 0 Thin Papers .20 - .08 -1.66 1.30 Solid Bl. Bristols .67 - .24 - .77 3.30 Cotton Fibre .08 - .15 - .16 1.20 Tissue .23 - .01 - .31 2.20 Board Unbl. Kraft Liner. 1.86 - .94 .85 4.30 Bl. Kraft Liner. 2.63 - .99 1.47 7.00 Bl. Kraft Folding 3.57 -2.52 -3.72 15.60 Semi-Chem. Corr. 2.48 -1.76 1.63 5.50 Recycled Liner .18 .01 .57 0.40 Recycled Corr. 1.41 1.90 1.94 3.00 Recycled Folding .07 - .08 - . 51 -30 Constr. Paper £ Bd. 0 0 - .27 0 Molded Pulpt Solid Bl. Board .72 - .64 - .36 3.30 All Other Board .18 - .11 -1.43 0.50 Pulp Dissolving 2.85 -2.09 4.04 10.40 Markett Overall Average 1.02 - .63 - .42 4.10 Source: Meta Systems estimates. +No demand/supply model. 28 ------- bioaccummulation, and other long-terra effects (44 FR 10270). However, these considerations did not figure in the initial selection of chloroform. In the same issue of the Federal Register, EPA also proposed the institution of "reportable quantities" representing the amounts of each spilled hazardous substance above which the discharger was required to notify the Coast Guard (44 FR 10271). The criteria used for deriving these quantities were entirely based on considerations of acute aquatic toxicity. One issue having multi- media implications were raised: the problem of spills into and by POTWs. Because of the technical problems involved in distinguishing between chronic discharges and spills, the issue was, for the most part, deferred to later rulemaking. The part that was not deferred was the case in which the spill to the POTW was from a mobile source (truck, train, etc.); such spills were proposed to be included under the reporting requirements of Section 311 of the Clean Water Act. These provisions, discussed in the proposed Reportable Quantity Rule of 16 February 1979, were carried through virtually unchanged to the Final Rule of 29 August 1979 (44 FR 50766), which set the reportable quantity for chloroform at 5000 lbs. The first consideration of chloroform's carcinogenicity in connec- tion with hazardous spills was documented in the Federal Register on July 9, 1980 (45 FR 46097). In that announcement, OWRS proposed to reduce the existing reportable quantities for six substances, including chloroform, which had been determined to cause cancer. The method for selecting the new reportable quantitites was to compute the amount of each pollutant which, under certain assumptions regarding the mechanism by which individuals become exposed, would result in a lifetime cancer risk of 10 The method, including the use of a one-hit model, was adapted from the Water Quality Criterion computation (see Section 5.2.2.2). Using this technique, a Reportable Quantity of 100 lbs. from chloroform was derived. No considera- tion of exposures from sources other than spills was mentioned. This is surprising in the case of chloroform, since sizeable concentrations of the chemical are normally present in drinking water even in the absence of spills. 29 ------- References for Section 5.2.2 Callahan, M.A. et al., "Water-Related Environmental Fate of 129 Priority Pollutants," 2 vols., December, 1979, Report EPA-440/4-79-0299a. USEPA, "An Exposure and Risk Assessment for Trlhalomethanes", Office of Water Regulations and Standards, Contract 68-01-3857, November, 1980. USEPA, "Audrient Water Quality Criteria for Chloroform", EPA 440/5-80-033, October, 1980. USEPA, "Development Document for Effluent Limitations Guidelines and Standards for the Pulp, Paper and Paperboard and the Builders' Paper and Board Mills Point Source Categories", EPA 440/1-80/025-6, December, 1980. USEPA, Economic Impact Analysis of Proposed Effluent Limitations Guidelines, New Source Performance Standards and Pretreatment Standards for the Pulp, Paper and Paperboard Mills Point Source Category" (2 vols.), EPA 440/2-80-086, December, 1980. 30 ------- 5.2.3 Office of Drinking Water (ODW) 5.2.3.1 Maximum Contaminant Levels for Tribalomethanes Current Status of Action ODW restrictions on total trihalomethanes (TTHMs; a combination of chloroform and three other trihalogenated methanes) apply to community water systems which serve 10,000 individuals or more and which add a disinfectant as part of their treatment process. For such systems, the maximum contaminant level (MCL) for TTHM's is 0.10 mg/1 (40 CFR 141.12). This restriction takes effect for large water systems (greater than 75,000 customers) on November 29, 1981 and for all regulated systems by November 29, 1983. Multimedia Considerations in the Regulatory History The Office of Drinking Water (ODW) first gave notice of its interest to regulate organic chemicals in drinking water in July of 1976 (41 FR 28991). In an Advanced Notice of Proposed Rulemaking (ANPRM), the agency noted the complexity of the problem posed by the possible presence of over 300 organics in drinking water, and discussed chloroform as a specific example of the issues involved. This discussion, in summary form, proceeded as follows: Advanced techniques developed in the early 1970s made possible the detection of minute amounts of chloroform, which was soon found by the National Organic Reconnaissance Survey to be a widespread contaminant to drinking water. Its presence was attributed to the practice of chlorination as a disinfectant procedure. ODW then assigned to its Science Advisory Board the problem of estimating the resulting health risk, but the Board could only conclude that, while some risk undoubtedly was present, its magnitude could not be gauged until further research had been done. Then in 1976, the National Cancer Institute released a bioassay (1) showing that chloroform caused cancers in laboratory rats and mice. On the basis of mounting evi- dence, EPA decided that a) to establish a cooperative program with industry to reduce chloroform levels without increasing microbiological contamination; b) to commission the National Academy of Sciences (NAS) to consider chloro- form's carcinogenicity in its then ongoing research into the health effects of drinking water contaminants; and c) to collect information which would allow ODW to evaluate the practicality of alternative regulatory approaches. Options which ODW said it would consider included: 31 ------- 1. Establishment of MCLs for specific compounds, either to control worst-case exposures or to reduce overall exposures to low levels; 2. Establishment of MCLs for general organic contaminant indicators (but not controlling specific chemicals); 3. A combination of approaches 1 and 2; and 4. Designation of treatment technologies to control specific chemicals or total organics. Although the proposals were meant to apply to organics in general, chloroform was the most commonly cited example and clearly provided much of the impetus for the agency's action. The ANPRM did not address the problem of human exposure to chloroform (or other organics) in other media, restricting itself to drinking water. Effluents from industrial point and area sources were cited as originators of many organic pollutants and the ANPRM addressed briefly the possibility of using the Federal Water Pollution Control Act to control these. But the discussion made clear that the agency considered municipal drinking water systems to be the source of chloroform, not indus- trial effluents, although several industries have since been found to release the chemical in their wastewater (see Section 5.2.2.3). In keeping with the agency's policy of pursuing voluntary ways of reducing chloroform exposures prior to the implementation of mandatory rules, ODW issued an "Interim Treatment Guide for the Control of Chloroform and Other Trihalomethanes" (2) concurrently with the publication of the ANPRM. The following measures were recommended for municipal water systems: • Adding chlorine at the point in the treatment process where the water has the lowest organic content, to reduce chloroform formation; • Using alternate disinfectants such as ozone, chlorine dioxide, or chloramine; • Reduction of water organic content by treatment with granular activated carbon, prior to chlorination. Unit costs for each of these treatments were estimated; they are presented in Exhibit 5.12. Some drawbacks of these techniques were acknowledged, chiefly tht problem that their residual disinfectant effect was minimal, so some chlorination would be required anyway. The possibility that chemicals used 32 ------- Exhibit 5.12 Costs of Trlhalomethane Treatment Processes (Units: cents per 1000 gal.; Source: Reference 2) Design Capacity 1 mgd 10 mgd 100 mgd ISO mgd Average Plant Flow 0.7 mgd 7 mgd 70 mgd 105 mgd 2 mg/I chlorine, 30 rain, contact time 4 1 0.7 0 6 1 mg/Z ozone from air, 20 min. contact time 6 2 0.9 0.8 1 rag/2. ozone from oxygen, 20 min. contact time 8 2 1 0.8 1 mg/Z chlorine dioxide from sodium chlorite, 30 min. contact time 4 2 11 1 mg/t chlorine dioxide from sodium chlorate, 30 min. contact time * * * * Granular Activated Carbon, replacement of sand, on site reactivation 41 12 6 5 Polymeric Adsorbants (macroreticular resins, etc.) * * * * Aeration, 30 to 1 air to water ratio 20 min. detention time 22 13 9 9 ~Insufficient information available to calculate unit costs at this time. 33 ------- as chlorine replacements might themselves generate toxic residuals was alluded to, but not discussed in detail, nor were any multimedia impacts. Specifically, the need to regenerate spent carbon, and the possibility of consequent emissions to air or water, were not addressed. The recommended techniques, which were arrived at eliminating THM precursors, were deemed to be preferable to removing the THMs themselves after their formation. However, two techniques of chloroform removal were also described: aeration and granulated carbon. In neither case was the possibility addressed that use of these methods could cause chloroform releases to air. In 1977, the NAS released the report which had been commissioned by the EPA, entitled, "Drinking Water and Health" (3). The report contained brief summaries of toxicological and epidemiological data for 22 known or suspected carcinogens, chloroform among them. The chief evidence cited for carcinogenesis was the 1976 NCI study (Reference 3 in Section 5.2.7). NAS estimated that the cancer risk to humans from TCE was 1.5 to 17.0 x 10 7Q, where Q is the concentration of chloroform in parts per billion times the average lifetime daily water consumption in liters. Human intake of chloro- form from other media (air, food) was not considered in this estimate. The study did note, however, that the Food and Drug Administration had just banned chloroform as an ingredient in human drugs or cosmetics (see Section 5.2.8). ODW proposed its Interim Primary Drinking Water Standards for organic chemicals in February of 1978 (43 FR 5756). The proposal was split into two parts, one dealing with the products of water treatment practices, of which THMs were cited as the foremost example, and the other dealing with chemicals "introduced as a result of point and non-point sources of pollution." THMs were placed in the former category, as industrial sources of THM precur- sors (such as chlorine) were assumed to be a minor factor. The proposal called for an MCL of 0.1 mg/1, and did not specify the treatment methods to be used in achieving that level. In support of this approach, ODW brought th(= following factors: 1) Chloroform was shown to affect the central nervous systems and livers of mammals, and to cause cancer in laboratory animals. Epidemiological evidence of 34 ------- disease in humans caused by low environmental con- centrations was inconclusive, but the potential for harm after a lifetime of water consumption justified the action. 2) Methods for controlling THMs were available, as docu- mented in the Interim Treatment Guide (2), without increasing microbiological contamination. 3) THMs represent the largest class of organic chemicals present in drinking water. In setting an MCL, the agency stressed that, as in the case of all carcino- gens, no level of exposure could be considered "safe." Rather, the selected level was supposed to balance public health considerations against techni- cal and economic feasibility. The level of 0.1 mg/1 was chosen because it represented a "likely concentration to be found at the tap of the average consumer," but was considerably lower than the highest monitored levels, which were around 0.8 mg/1. Thus, the MCL was chosen in order to avoid excursions in THM levels, not to lower the mean. Human intake of chloroform from media other than drinking water was not a factor in the selection of the MCL, although the preamble mentioned ambient air and food as possible routes of exposure. FDA's actions banning chloroform in drugs and cosmetics were acknowledged, but the two recommended NIOSH workplace standards were not. The cost of the proposed MCL was estimated to be $154.4 million (1976 dollars) for capital expenditures plus $25.9 million annually for operating and maintenance, for an annualized equivalent payment of $2.07 per person served per year. The subsequent economic impacts of these costs, however, were not addressed. In preparation for its final rule, ODW commissioned a reworking of the economic impact analysis. Produced by Temple, Barker & Sloane, Inc. in September of 1979, it was entitled "Economic Impact Analysis of the Promul- gated Trlhalomethane Regulation for Drinking Water" (4). The analysis embodied several changes in the regulations, including incorporation of small systems (10,000 to 75,000 customers) within the MCL requirement, and relaxation of restrictions on the use of alternate disinfectants. In comput- ing its cost estimates, great attention was paid to, a) judging how many of systems in several size categories would use each of the several available 35 ------- treatment techniques; b) updated unit costs for treatment techniques; and c) the sensitivity of the cost results to alternate assumptions regarding the treatment techniques, the MCL itself, and the size cutoff for systems covered by the rule. Despite the expansion of the rule to include small systems, the new analysis resulted in significantly lower overall costs than had been computed in 1977, mostly because a much higher percentage of affected systems were assumed to use alternate disinfectants instead of granular activated carbon to achieve compliance. The resulting costs were estimated to be $85 million (1980 dollars) for capital expenditures and $10 million annually for operation and maintenance, resulting in an annualized cost of $0.70 per person served per year; this latter is only a third of the previous estimate, not including the effect that the more recent costs were expressed in terms of slightly inflated dollars. The method and assumptions (interest rate, depreciation period) by which the cost annualization was performed were not given. The final MCL for trlhalomethanes was published on 29 November 1979 (44 FR 68624). The MCL of 0.1 mg/1 was adopted unchanged, but its applica- bility was extended to systems serving as few as 10,000 people. The preamble mainly summarized EPA's responses to the 598 written comments which the proposal received. But an extensive attachment, entitled "Statement of Basis and Purpose for an Amendment to the National Interim Primary Drinking Water Regulations on Trihalomethanes," recapitulated and expanded the technical support for the action, and included the results of recent research. The attachment provided significant new information in four areas: estimation of total human exposure to THMs, consideration of epidemiological studies, estimation of cancer risks, and cost-benefit tradeoffs. With respect to human uptake of THMs, the attachment provided estimates of exposures from (44 FR 68695) drinking water, air, and food (Exhibit 5.13). At maximum exposure, drinking water was found to contribute 61 percent of the total body burden; at minimum exposure, the contribution was only 23 percent. Eighteen retrospective epidemiological studies were presented, relating water quality to cancer incidence rates. But the quality of the data, the short time-span covered by the studies and the use of correlation analysis led EPA to conclude merely that When viewed collectively, the epidemiological studies completed thus far provide evidence for maintaining a 36 ------- Exhibit 5.13 Human Uptake of Chloroform and Total Triholomethanes from Drinking Water, Food, and Air (Source: 45 FR 68695) Exposure levels mg/year Chemical Mean (range) Drinking water Food Air Chloroform 64 (0.73-343) (2-15.97) 20 (0.41-204) Tr ihalomethanes 85 (0.73-572) 37 ------- hypothesis that there may be a health risk and that the positive correlations may be due to an association between some constituents of drinking water and cancer mortality. The cancer ride estimate made by the NAS in 1977 (Ref. 1) was supplemented with the results of the EPA Office of Water Planning and Standards' Water Quality Criteria Document (Reference 3 in Section 5.2.2). Using the WQC -4 assumptions, ODW computed a relatively high cancer risk rate of 4 x 10 resulting from a THM concentration of 0.1 mg/1 in drinking water. In defense of its MCL, therefore, EPA declared the 0.1 mg/1 level to be "the initial step in a phased regulatory approach" and stated that the standard would become more restrictive as health data and control technologies improved. Furthermore, and consistent with ODW's statement in the proposed rule that technical practicality was a factor in setting the MCL, the attachment presented the results of a computation showing that the maximum net benefit would occur at an MCL of approximately 0.1 mg/1. This result is shown in Exhibit 5.14. The possible impacts of the drinking water rule on other media were not a direct factor in setting the MCL, but ODW did consider some of them in its responses to comments on the proposed rule. The chief concern raised was over the possibility of air pollution resulting from the use of granular activated carbon (GAC) to achieve the mandated THM levels.* ODW expressed the opionin that air pollution from GAC regeneration ovens would be minimized by the use of scrubbers, and that the resulting impacts would be negligible. 5.2.3.2 Underground Injection Control Current Status of Action Part C of the Safe Drinking Water Act, 42 USC 300h et. seq., requires EPA to promulgate minimum requirements for state programs to pro- tect underground drinking water sources from contamination due to pollutants *In fact, ODW had previously addressed these issues, not in connection with trihalomethanes but in connection with its proposed rule requiring GAC treatment for synthetic organic compounds (see, for example, 43 FR 29135). A discussion of the proposed GAC rule is contained in the Trichloroethylene case study (Section 2.2.3.1). 38 ------- Exhibit 5.14 Benefits vs. Costs for Alternate Total Trihalomethane Minimum Concentration Levels (Source: 44 FR 66705) MillIons 1900 Dollars 100 80 Benefi t Cancer Cases Avoided @ $ 200,000/case 60 40 20 Pop. Cut-off « 10,000 Dene Cost 105 ug/1 Maximum Den Mill ions 1900 Dollars 100 60 60 40 20 Coat Revenue Requirement Potential MCL's (ug/1) ------- injected into wells. EPA is authorized by 42 USC 300h to promulgate a list of those states for which an underground injection control (UIC) program "may be necessary to assume that underground injection will not endanger drinking water sources," to which EPA has responded by listing all states, the District of Columbia and all territories and possessions. Technical requirements and criteria are contained in 40 CFR Part 146. No underground injection can occur except by rule or by permit, and five classes of underground injection wells are identified for regulation. The classes most relevant to control of toxic wastes are: Class I: wells used to inject hazardous wastes, as defined in 40 CFR 261.3, which includes chloroform; other than Class IV wells, and certain other industrial and municipal disposal wells; and Class IV: wells used to dispose of hazardous or radioactive wastes into a formation which within one quarter mile of the well contains an underground source of drinking water. No Class I well shall be authorized if it results in movement of fluid into underground sources of drinking water (USDW). New Class IV wells injecting hazardous wastes into USDW's are to be prohibitied, and existing wells are to be phased out over a six month period. No Class IV well shall be authorized if it results in contaminants entering USDW which may adversely effect public health or cause a violation of any NIPDWS. Certain wells are exempted from regulation, however, including domestic cesspools and septic systems. Multimedia Considerations in the Regulatory History The development of the UIC program has been discussed in the Lead case study, to which the reader is referred (Section 1.2.4.2). The designa- tion of chloroform as a hazardous waste subject to the UIC program is discussed below in Section 2.2.4, in connection with the hazardous waste requlations promulgated under RCRA. 40 ------- References for Section 5.2.3 National Cancer Institute, "Report on Carcinogenesis Bioassay of Chloroform," March 1, 1976. USEPA, Office of Research and Development, "Interim Treatment Guide for the Control of Chloroform and Other Trihalomethanes," June, 1976. National Academy of Sciences, "Drinking Water and Health," Washington, D.C., 1977. USEPA, Office of Drinking Water, "Economic Impact Analysis of the Promulgated Trihalomethane Regulation for Drinking Water," EPA- 520/9-79-022, September, 1979. 41 ------- 5.2.4 Office of Solid Waste (OSW) 5.2.4.1 Hazardous Waste Management System A full discussion of the hazardous waste management system authorized by RCRA has been presented is in the Lead case study (Section 1.2.5). It includes a description of the following components 1) identification and listing mechanism for hazardous wastes, 2) standards for generators, 3) standards for transporters, and 4) standards for owners and operators of treatment, storage, and disposal facilities for hazardous waste. Hazardous wastes containing chloroform are subject to regulation under RCRA's Hazardous Waste Management System via four identification and listing routes. The first is through chloroform's listing in 40 CFR 261 (Appendix VIII) as a toxic waste constituent. Another is through chloro- form's inclusion as one of the 65 toxic pollutants under the CWA, Section 307. Chloroform is also specifically listed for regulations pertaining to discarded commercial chemical products, off-specification species, containers, and spill residues thereof (40 CFR 261.33). Lastly, chloroform is included in eight waste streams in the regulation's list of hazardous wastes from specific sources (40 CFR Part 261.31). The eight waste streams include the following: 1) Distillation bottoms from the production of acetaldehyde from ethylene. 2) Distillation sidecuts from the production of acetaldehyde from ethylene. 3) Heavy ends or distillation residues from the production 4) Heavy ends from the distillation of ethylene dichloride in ethylene dichloride production. 5) Heavy ends from the distillation of vinyl chloride monomer production. 6) Aqueous spent antimony catalyst waste from fluoromethanes production. 7) Spent catalyst from the hydrochlorinator reactor in the production of 1,1,1-trichloroethane. 8) Waste from the product stream stripper in the production of 11,1-trichloroethane. 42 ------- Multimedia Considerations Congress intended the hazardous waste management system under RCRA to have a very broad scope. Consequently, regulations under RCRA are process oriented rather than pollutant-oriented because of the wide variety of hazardous waste stream constituents in existence. Chloroform qualifies as a hazardous waste individually as well as a constituent of certain industrial waste streams. The industrial survey background document (1) analyzed the following five industries that produce wastes containing chloroform: 1) Acetaldehyde Production 2) Carbon Tetrachloride Production 3) Ethylene Dichloride and Vinyl Chloride Monomer 4) Fluorocarbon Production 5) Trichloroethane Production The background document's acetaldehyde production profile briefly described the industry as a whole, typical manufacturing processes, and the composition and management of wastes. In a list of waste constituents, chloroform was mentioned under "other organics." (See exhibit 5.15.) No attempt was made to estimate the amount of chloroform that would be con- trolled on a national basis by regulation of this wastestream. Typical waste management techniques for this industry were deep well injection and lagoons. The document noted that chloroform is capable of 1) migrating and persisting in ground water and 2) volatilizing into the atmosphere. In addition, EPA found that chloroform was persistent and likely to contaminate drinking water supplies if uncontrolled. Volatilized chloroform was found to decompose under sunlight into carbon tetrachloride and phosgene, which were charac- terized as a carcinogen and a toxic gas respectively. No calculations of air emissions or groundwater migration rates were included in the brief discus- sion . The background document profile also characterized chloroform's toxic and ecological effects. EPA described chloroform as having a high carcinogenic potential in humans. This high potential was supported with chloroform's designation as a priority pollutant, the National Cancer 43 ------- Exhibit 5.15 Uncontrolled Waste Discharge Ratio (Units m g per kg of acetaldehyde; Source: Reference 1) Component Formula Distillation Bottoms (Discharge Distillation Wastewater) Side-Cut Combined *> Ethylene c2h4 — — — Acetaldehyde C2H4O - 7.8 7.8 Acetic Acid C2H4O2 13.9 0.6 14.5 Chloroacetaldehyde C2H3OCI - 5.5 5.5 Acetyl chloride C2H3OCI 4.2 5.0 9.2 Chloral C2HOCI3 2.1 3.4 5.5 Paraldehyde (C2H40)3 1.6 - 1.6 Other organics (including chloro- 4.0 2.0 6.0 form, formaldehyde and methylene and methyl chloride) Water TOTAL Volatile Organics H20 TOTAL STREAM: 25.8 795.6 821.4 24.3 25.5 49.8 50.1 821.1 871.2 *>These totals are combined because combination of the two waste streams is a known method disposal. (4) 44 ------- Institute's Bioassay of Chloroform of 1976, and EPA's CAG Type II Risk Assessment in 1979. Besides chloroform's carcinogenicity, the brief description noted chloroform's acute toxicity and its ability to cause neurological damage with chronic exposures. The OSHA Threshold Limit Value of 50 ppm was (mistakenly) stated to be the only existing regulatory action on chloroform. The background document profiles of the other four industries were, for the most part, a repetition of the information provided in the first profile. However, descriptions of chloroform's toxic and ecological effects did vary among the five profiles. For instance, the EPA noted in one that chloroform was found to be bioaccumulative in fish by a factor of fourteen. In addition, other profiles referenced several other regulatory efforts concerning chloroform that were not included in the first profile. Other regulatory efforts included the following: • FDA's prohibition of chloroform in drugs, cosmetics and food contact materials. • On-going investigations in EPA'a Office of Water and Waste Management, Office of Air, Radiation and Noise, and Office of Toxic Substances. The hazardous waste management system regulations themselves did not specifically mention chloroform. They did, however, treat specific issues that concern chloroform as a volatile organic compound (VOC). EPA's regulations under RCRA for VOC's are discussed in the formaldehyde case study (see section 6.2.3). EPA proposed to revise the interim final rule of 19 May 1980 (45 FR 3119) on 5 February 1981 (46 FR 11127). The proposed revision would prohibit chloroform from being discharged into present or future drinking water supplies. Chloroform, in the form of pesticides, and other hazardous waste constituents were prohibited because of their listing in the Interim Primary Drinking Water Regulations. *The document was unclear and inconsistent in presenting other regulatory actions that applied to chloroform. It mistakenly referred to time weighted average (TWA) instead of threshold limit value (TLV). The document further confused the issue by alternately referring to 2 ppm and 50 ppm as OSHA's single standard for chloroform. The 50 ppm standard is OSHA's TLV and the 2 ppm standard is NIOSH's recommended level for chloro- form as an anesthetic ( see OSHA's section 5.2.7). 45 ------- The revisions concerned informational and procedural requirements, not the permitting standards applicable to owners and operators of hazardous waste land disposal facilities. The latter standards remained the same as those proposed on 19 May 1980. No new background documentation was generated for this proposed rule. References for Section 5.2.4 1. Environmental Protection Agency, "Subtitle C - Background Document For Identification and Listing of Hazardous Wastes: 40 CFR Part 261.31 and 261.32," April, 1980. 46 ------- 5.2.5 Office of Pesticide Programs (EPA/OPP) 5.2.5.1 Registration of Pesticides Current Status of Action On 6 April 1976 (41 FR 14588), pursuant to the procedures set forth in 40 CFR 162.11, a Notice of Rebuttable Presumption Against Registration (RPAR) was issued for pesticide products containing chloroform. Under 40 CFR 162.11 the RPAR was triggered when chloroform was found to meet or exceed EPA's oncogenic risk criterion. The RPAR on chloroform may be rebutted by showing that it "will not concentrate, persist or accrue to levels in man or the environment likely to result in any significant chronic adverse affects" or that the OPP risk criteria determination was in error (40 CFR 162.11). In addition, the registrant may submit evidence that the benefits of the pesticide outweigh the risk (40 CFR 162.11). All comments, evidence, etc. were to have been submitted by 23 July 1976. Multimedia Considerations in the Regulatory History The brief Federal Register notice announcing the RPAR contained a paragraph describing the 1976 National Cancer Institute bioassay (Reference 3 in Section 5.2.7) as the sole basis for OPP's action. No consideration was given to the amounts of chloroform used as pesticides, the degree of human exposure, the health benefits of the cessation of registration, or the diffusion of chloroform into various media. EPA is presently conducting a risk/benefit analysis, and will propose a course of action in 1981. 47 ------- 5.2.6 Office of Water Program Operations (EPA/OWPO) 5.2.6.1 Ocean Dumping Criteria Current Status of Action Section 102(a) of the Marine Protection, Research and Sanctuaries Act authorizes the Administrator of EPA to issue ocean dumping permits if such dumping will not degrade or endanger human health, welfare, or amenities, or the marine environment, or economic potential. In 1973 and again in 1977, the Office of Water Program Operations promulgated criteria to which permitted dumping operations must adhere. Major provisions which affect the disposal of chloroform are: • A prohibition on dumping organohalogens, mercury, and cadmium compounds except as "trace contaminants" (40 CFR 227.6}. • A prohibition on dumping known or suspected carcinogens, mutagens, and teratogens {40 CFR 227.6). However, chloroform is not mentioned in the regulations, and it appears that if any control over its disposals exists, it is exercised on a case-by-case basis when disposers apply for ocean dumping permits. Multimedia Considerations in the Regulatory History The current ocean dumping criteria were proposed on 28 June 1976 (41 FR 26644) and promulgated in final form on 11 January 1977 (42 FR 2476). The most complete guide to the applicability and rationale behind the criteria is the "Final Environmental Impact Statement - Proposed Revisions to Ocean Dumping Criteria" (1). No multimedia discussion was included in this EIS. Indeed, no data on sources of flows of specific chemicals was included at all. Furthermore, it is doubtful whether the action was intended to have any effect on chloroform dumping specifically. The EIS states in several places that the reason for prohibiting dumping of organohalogens is the concern over persistent synthetic compounds such as DDT and PCB's; chloroform is much less persistent than these chemicals. Dumping of chloroform is controlled in principle under the prohibition, which allows it to be discharged only as a trace contaminant of other wastes. The effective definition of "trace contaminant" is that concentration which, after initial mixing, does not 48 ------- exceed the marine water quality criterion (Part 22+.6(c) (1)). But there is no marine water quality criterion for chloroform, because OWRS considered the toxicological data for saltwater organisms to be inadequate (see Reference 3 in Section 5.2.2). Chloroform may eventually be controlled under the provision prohi- biting the dumping of known or suspected carcinogens, but there is no record of a determination by the Administration that chloroform is in this category. References for Section 5.2.6 1. U.S. Environmental Protection Agency, "Proposed Revisions to Ocean Dumping Criteria - Final Environmental Impact Statement," 31 January 1977. 49 ------- 5.2.7 Occupational Safety and Health Administration (OSHA) 5.2.7.1 Occupational Exposure to PCBs Current Status of Action OSHA limits the concentration of chloroform in workplace air to a ceiling value of 50 ppm, or 240 mg/m^ (Table 7-1, 29 CFR 1910.1000). This limit was derived from the Threshold Limit Values specified by the American Conference of Government Industrial Hygienists (ACGIH) in 1968. No inde- pendent rule-making has been initiated by OSHA. Multimedia Considerations in the Regulatory History The Occupational Safety and Health Act, which became effective on 28 April 1971, required the Secretary of Labor to adopt as mandatory any national consensus standard or any established Federal standard relating to employee health and safety (Section 6(a)). Within a month, OSHA had adopted the Threshold Limit Values for airborne contaminants which the ACGIH, a private standard-setting organization, had published in 1968 (36 FR 10466). TLVs were specified for chloroform, as described above. The ACGIH documentation of its TLVs (1) shows that the 1968 values were derived on the basis of protecting workers from central nervous system depression and damage to the liver and kidneys. In 1976, the ACGIH revised tis TLV to 10 ppm (approximately 50 mg/m^) on an 8-hour time-weighted average basis. This was done because of evidence published that year (and reviewed below) showing chloroform to be carcinogenic in several strains of rats and mice. But because OSHA's adoption of consensus standards terminated in 1971, the revised TLV has not been incorporated into that agency's regula- tions. Therefore, the present OSHA concentration limit is excessive by at least a factor of five, according to the NIOSH determination. In 1974, the National Institute of Occupational Safety and Health (NIOSH) issued a Criteria Document for occupational exposure to chloroform. The recommended standard limited workplace concentrations to 10 ppm on a 10-hour time-weighted average basis, with a 10-minute maximum of 50 ppm. The toxicological evidence cited in support showed damage to the central nervous system, liver and kidneys in exposed humans to be the major concerns. One study from 1945 as cited that produced tumors in mice having prior liver 50 ------- necrosis; but the relevance of this result to occupational exposures was not clear, and further study of carcinogenicity was recommended. Only the workplace environment was considered in setting a recommended standard; industries specifically mentioned included the manufacture of chloroform and pharmaceuticals, but the report implied that the chemical was found in other places as well. The total number of workers "potentially exposed" was stated to be approximately 80,000, but neither derivation nor distribution by exposure level or industry were given. The only item which showed concern for other media was a recommendation on handling of spills, to the effect that "sewering of chloroform should be done in compliance with local, state, and federal waste disposal regulations." The National Cancer Institute (NCI) published a carcinogenesis bioasssay of chloroform in 1976 (3). The study was entirely experimental in nature, and did not concern itself with chloroform in the environment or its effects on humans. The experimenters found that rats fed chloroform developed kidney epithelial tumors, and mice similarly treated developed hepatocellular carcinomas. In both cases, the incidence of tumors increased with increasing dose. NCI's results were mentioned in a second NIOSH Criteria Document issued in 1977 (4). This one dealt with waste anesthetic gases, of which chloroform is one. Although the scope of the document was limited to only a small subset of working environments (i.e., operating rooms and medical offices), it was the first NIOSH publication to acknowledge chloroform's carcinogenicity. Fetotoxicity in animals was also noted. The epidemio- logical studies cited dealt with groups of medical professionals exposed to many anesthetics over long periods of time. Although significant increases in liver disease and reproductive abnormalities were observed, the role of chloroform alone in producing these effects cannot be determined from the studies. The Criteria Document recommended that chloroform, when used as an anesthetic, should be limited to an airborne concentration of 2 ppm (corres- ponding to 9.76 mg/m^). To date, OSHA has not initiated action on any of NIOSH's recom- mendations. It is possible that the agency may decide to regulate the substance under its current rule governing occupational carcinogens (29 CFR 1990), but chloroform was not included on OSHA's first list of candidate substances (45 FR 53672). 51 ------- References for Section 5.2.7 American Conference of Government Industrial Hygienists, "Documenta- tion of the Threshold Limit Values for Substances in Workroom Air," 1977. National Institute for Occupational Safety and Health, "Criteria for a Recommended Standard: Occupational Exposure to Chloroform," 75-114, 1974. National Cancer Institute, "Report on Carcinogenesis Bioassay of Chloroform,n 1 March 1976. National Institute of Occupational Safety and Health, "Criteria for a Recommended Standard: Occupational Exposure to Waste Anesthetic Gases and Vapors," 77-140, March 1977. 52 ------- 5.2.8 Food and Drug Administration 5.2.8.1 Adulterated and Misbranded Food and Drugs Current Status of Action FDA has banned chloroform as an ingredient (active or inactive) in any human or animal drug or any cosmetic product, except in residual amounts resulting from the manufacturing process (21 CFR 310.513, 510.413 and 700.18 respectively). * The agency has proposed (41 FR 15029) to ban the use of chloroform as a component of food-contact articles, and to list it as a substance prohibited from use in human food, under Section 409(c)(3)(A) of the FFDCA (the "Delaney clause"). No final action on this proposal has yet been taken. Multimedia Considerations in the Regulatory History On 9 April 1976 FDA proposed to declare human drugs containing chloroform to be "misbranded," and cosmetics containing the substance to be "adulterated," as described above (41 FR 15026). At the same time, the agency proposed to delete chloroform from the regulations allowing certain substances in food-contact articles, and to prohibit the chemical from use in human food. Existing stocks of these products, however, would not have to be removed from the market. Brief statements of justification were provided with each proposal. These cited the 1976 NCI bioassay (Reference 3 in Section 5.2.7) as the basis for the actions, but contained no other discussion of chloroform's health effects or occurrence in the environment. This proposal has never been made final, and no schedule for promulgation has been issued. *The precise regulatory terminology used by FDA is worth noting. Human and animal drugs containing chloroform were ruled to be "new drugs within the meaning of Section 201 of the [Federal Food, Drug and Cosmetic] act," even if they had been in existence for many years, and they were further ruled to be "misbranded." With respect to cosmetics, chloroform was deemed to be a "deleterious substance," thus causing cosmetics containing it to be considered "adulterated" under Section 601(a) of the act. The findings of "misbranded and "adulterated" trigger various regulatory provisions of the FFDCA, notably Section 301 which prohibits the manufacture and distribution in interstate commerce of adulterated or misbranded foods, drugs, devices, and cosmetics. 53 ------- The proposed ban on chloroform in human drugs and cosmetics was made final in June of 1976 (41 FR 26842). The provisions were modified to allow chloroform to exist in such products if it was the unavoidable residue of the manufacturing process. The brief preamble to the final rule dealt mostly with the validity of the NCI bioassay as an indicator of human health risk; no new information was presented. In November of 1976 FDA proposed a similar ban on animal drugs (41 FR 52482). In support, the preamble cited, in addition to the NCI bioassay, several studies submitted by the Cosmetic, Toiletry and Fragrance Association which showed an association between chloroform-bearing toothpaste and cancer in some laboratory mammals (but not in humans). The FDA concluded that a ban was justified because of the possible risk to people administering the drugs, and the possibility that a chloroform residue would remain in the treated animals. The rule was made final, with no changes or additional discussion, in September of 1977 (42 FR 44226). 54 ------- 5.2.9 Department of Transportation (DOT) 5.2.9.1 Hazardous Materials Regulations Current Status of Action Pursuant to the Hazardous Materials Transportation Act, the Depart- ment of Transportation has promulgated rules governing the transporters of hazardous materials. The rules require that shippers and transportation of hazardous materials (as defined in 49 CFR 172.101) adhere to standards for containing, packaging and labeling such materials and for maintaining mani- fests and documentation (49 CFR 171-177). Amendments to the rules were promulgated on 22 May 1980 (45 CFR 34560) which add to the hazardous materials table the hazardous substances and hazardous wastes regulated by EPA (40 CFR 116 and 262 respectively). Further provisions were added requiring transpor- ters to notify the appropriate Federal agency of any discharges of hazardous wastes and hazardous substances (49 CFR 171.16, 117.17). The revised Hazar- dous Materials Table, published as 49 CFR 172.101, includes chloroform. Multimedia Considerations in the Regulatory The revised Hazardous Material Transportation regulations were issued concurrently with EPA's issuance of Standards for Transporters of Hazardous Wastes under Subtitle C of RCRA (45 FR 33150). EPA's rules have the effect of supplementing the DOT reporting requirements for hazardous waste spills with a stipulation that the transporter responsible must clean up the discharged wastes. No background documentation was issued in support of DOT's amended rules, and there is no evidence that multimedia factors were considered in their promulgation. 55 ------- APPENDIX Federal Register Notices Reviewed for Chloroform Case Study ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Water Pollution Control Act, 33 [JSC s1251 et. seq. PROGRAM: New Source Performance Standards, Section 306, 33 USC 1316 40 CFR Parts 402-699 FR/DATE CFR ACTION DESCRIPTION 46 FR 1430 1/6/81 40 CFR Part 430 Proposed Rule Proposed NSPS for Pulp, Paper and Paperboard Point Source Category (subparts F-K, P, Q and U) including limitation on chloroform in wastewater discharges ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Water Pollution Control Act, 33 USC s1251 et. seq. PROGRAM: Designation of Hazardous Substances and Reportable Quantities; s311(b)(2)(A), 33 USC s1321(b)(2)(A); 40 CFR Parts 116, 117 FR/DATE CFR ACTION DESCRIPTION 46 FR 59960 12/30/75 43 FR 10474 3/13/78 40 CFR Part 116 40 CFR Part 116 Proposed Rule Final Rule Proposed list of hazar- dous substance, includ- ing chloroform List of hazardous sub- stances, including chloroform 44 FR 10270 2/16/79 40 CFR Part 117 Proposed Rule Reportable quantities (RQ) for hazardous sub- stance discharges pro- posed, including RQ of 5,000 lbs. for chloroform 44 FR 50766 8/29/79 40 CFR Part 117 Final Rule Reportable quantities for hazardous substance discharges, including RQ of 5,000 lgs. for chloro- form 45 FR 46097 7/9/80 40 CFR Part 117 Proposed Rule Proposed reduction of RQ for chloroform from 5,000 lbs. to 100 lbs. ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Water Pollution Control Act, 33 USC s1251 et. seq. PROGRAM: Toxic Pollutant Effluent Standards; s307(a)(1), 33 USC s1317(a)(1)? 40 CFR Parts 129, 401 FR/DATE CFR ACTION DESCRIPTION 43 FR 4109 1/31/78 Notice List of toxic pollutants published pursuant to s307(a)(1) 44 FR 44501 7/30/79 40 CFR s401.15 Final Rule List of toxic pollutants relisted at 40 CFR s401.15 ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Water Pollution Control Act, 42 USC s1251 et. seq. PROGRAM: Water Quality Standards and Criteria; Sections 303, 304(a), 33 USC 1313, 1314(a); 40 CFR Parts 120 FR/DATE CFR ACTION DESCRIPTION 44 FR 1592 6 3/15/79 Notice Notice of availability for public comment of water quality criteria for 27 of the 65 toxic pollutants, including chloroform stand- ards for fresh and salt water aquatic life and human health 45 FR 79318 11/28/80 Notice Notice of availability of water quality criteria documents, including chloro- form standards for fresh and salt water aquatic life and human health ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Safe Drinking Water Act, 42 USC ss300f et seq. (amending Public Health Service Act, 42 USC ss201 et seq.) PROGRAM: National Interim Primary Drinking Water Standards; ss1401, 1412, 1414, 1445, 1450, 42 USCR ss300f, 300g-1, 300g-3, 300]-4, 300]-9; 40 CFR Parts 141, 142 FR/DATE 40 FR 11990 3/14/75 CFR 40 CFR Part 141 ACTION Proposed Rule DESCRIPTION Proposing interim primary drinking water standards, including a maximum contam- inant level (MCL) for carbon- chloroform extract (CCE) 40 FR 59566 12/24/75 40 CFR Part 141 Final Rule Establishing interim primary drinking water standards, but dropping MCL for CCE 41 FR 28991 7/14/7 6 40 CFR Part 141 Advance Notice of Proposed Rulemaking Announcement that EPA is developing regulatory stra- tegies for the control of organic chemicals in drink- ing water 43 FR 5756 2/9/78 40 CFR Part 141 Proposed Rule Proposed maximum contaminant level (MCL) for trihalome- thanes (including chloro- form) and associated monitoring and reporting requirements 43 FR 29135 7/6/78 40 CFR Part 141 Supplemental Proposed Rule Additional documentation for above proposed rule 44 FR 42775 7/2 0/79 Notice Notice of memorandum of understanding between EPA and FDA: EPA will regulate additives to drinking water under SDWA, TSCA and FIFRA; FDA will regulate additives in water used for food and in bottled water under FFDCA 44 FR 68 624 11/29/79 40 CFR Part 141 Final Rule MCL of 0.10 mg/1 established for tribalomethanes (includ- ing chloroform), but only for community water systems serv- ing a population of greater than 10,000; monitoring and reporting requirements also established. Effective date delayed two years for large communities, four years for small. ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Resource Conservation and Recovery Act, 42 USC s6901 et. seq. PROGRAM: Hazardous Waste Management System, Sections 1006, 2002(a), 3001-7, 3010, 7004; 42 USC ss6905, 6912(a), 6924-25; 40 CFR Parts 260-65 FR/DATE CFR ACTION DESCRIPTION 45 FR 33119 5/19/80 40 CFR Part 2 61 Interim Final Rule Lasting of hazardous wastes; chloroform listed as a toxic waste (40 CFR s.261 .33 [f] ), as a hazardous constituent (40 CFR, Part 251, App. VIII), and as the basis for listing certain specific sources as hazar- dous (40 CFR Part 2 61, App. VII) 45 FR 74884 11/12/80 40 CFR Part 2 61 Final Rule Final listing of hazardous constituents (40 CFR Part 261, Apps. VII and VIII) 45 FR 78532 11/2 5/80 40 CFR Part 2 61 Final Rule Final listing of toxic wastes (40 CFR ss.2 61 .33[f] ) 46 FR 11127 2/5/810 40 CFR Part 2 64 Proposed Rule Proposed standards for hazar- dous waste facilities, includ- ing prohibition on discharg- ing chloroform into present or future drinking water sources (40 CFR s.2 64 . 20 [b] ) ------- CHEMICAL: Chloroform AGENCY: EPA STATUTE: Federal Insecticide, Fungicide and Rodenticide Act (FIFRA), (as amended by the Federal Environmental Pesticide Control Act (FEPCA)), 7 use 13 6 et seq. PROGRAM: Pesticide Registration, 40 CFR Part 162 FR/DATE CFR 41 FR 14588 40 CFR 4/6/7 6 Part 162 ACTION DESCRIPTION Notice Notice of rebuttable presumption against con- tinued registration of pesticide products contain- ing chloroform ------- CHEMICAL: Chloroform AGENCY: OSHA STATUTE: Occupational Safety and Health Act of 1970, 29 USC ss651-78 PROGRAM: Limitations for Toxic and Hazardous Substances in Workplace Air; s6(a) and (b), 29 USC s655(a) and (b)(5); 29 CFR Part 1910 FR/DATE CFR ACTION DESCRIPTION 36 FR 10466 5/29/71 29 CFR 1910.93, Table G-1 Final Rule Promulgation of National Consensus Standards for workplace exposure to air contaminants, including 50 ppm PEL for chloroform 40 FR 23072 5/28/75 29 CFR 1910.1000 Table Z-1 Above standards recodified at 29 CFR 1910.1000, Table Z-1 42 FR 54169 10/4/77 29 CFR 1990 Proposed Rule Identification; classifi- cation, and regulation of occupational carcinogens. Includes NIOSH list showing chloroform as a suspect carcinogen to be considered for classification and regulation 42 FR 5002 1/22/80 29 CFR 1990 Final Rule Identification; classifi- cation, and regulation of occupational carcinogens 45 FR 53 673 8/12/80 29 CFR 1990.121 Notice Publication of Candidate Substance List to be used in priority setting. Chloroform not included ------- CHEMICAL: Chloroform AGENCY: DOT STATUTE: Hazardous Materials Transportation Act, 49 USC 1801 et seq. PROGRAM: Materials Transportation Bureau FR/DATE CFR ACTION DESCRIPTION 45 FR 34560 5/22/80 49 CFR Part 172 Final Rule Regulations for the packaging, labelling and shipping of hazardous materials, including chloro- form at 49 CFR 172.101, table of hazardous materials, and at 49 CFR 172.102, optional hazardous materials table ------- CHEMICAL: Chloroform AGENCY: FDA STATUTE: Federal Food, Drug and Cosmetic Act, 21 USC s301 et seq. PROGRAM: FR/DATE CFR ACTION DESCRIPTION 41 FR 15026 4/9/7 6 41 FR 15029 4/9/7 6 21 CFR Parts 310 and 700 21 CFR Part 121 Proposed Rule Proposed Rule Proposal ban on case of chloroform in drug and cosmetic products Proposal deletion of pro- visions allowing use of chloroform as a component of food-contact articles and proposed ban on use in human food 41 FR 2 684 2 6/29/7 6 41 FR 52482 11/30/76 21 CFR Parts 310 and 700 21 CFR Part 510 Final Rule Proposed Rule Final rule banning use of chloroform in drug and cosmetic products Proposal ban on use of chloroform in animal drugs (i.e. to treat risk drugs as unsafe, adulterated or misbranded) 42 FR 44225 9/2/77 21 CFR Part 510 Final Rule Final rule banning use of chloroform in animal drugs ------- PAGE NOT AVAILABLE DIGITALLY ------- |