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PCBs, MINING, AND WATER POLLUTION
Dan W. Bench
Region 8 PCB Coordinator
U.S. Environmental Protection Agency
999 18th Street
Denver, Colorado 80202-2466
(303)312-6027
ABSTRACT
The presence of PCB-containing electrical equipment in underground mines has been documented
during U.S. Environmental Protection Agency (EPA), Region 8, mine inspections conducted over
the last 20 years. PCB-containing electrical equipment may be found in mines throughout the
world because both electrical systems and mining methods follow the same general patterns. The
abandonment of this equipment in underground mines is likely to present worldwide ground water
contamination in mining districts.
Polychlorinated biphenyls (PCBs) are a group of man-made structurally-related chemicals
manufactured in the United States between 1929 and 1978. In 1978, their manufacture was
prohibited, and their use and disposal closely regulated, by the PCB regulations under the Toxic
Substances Control Act (TSCA), the Act that regulates industrial chemicals in use, including the
disposal of PCBs. PCBs have become a ubiquitous environmental contaminant that have been
detected in the air, water, soils, and biosystems, worldwide where they present a threat to human
health and the environment. Despite the fact that manufacture has been prohibited in the United
States of America and many other countries, PCBs are still used in electrical equipment. Certain
continuing uses have been authorized under the PCB regulations. The major use of PCBs
authorized by the regulations is dielectric fluids (or contaminants in dielectric fluids) in
transformers and capacitors. Because the mining industry has been an extensive user of PCB-
containing electrical equipment, some of this equipment has been abandoned underground.
Furthermore, PCB-containing electrical equipment remains in underground use today. Abandoned
equipment can become irretrievable and released PCBs create a threat to ground and surface
waters.
INTRODUCTION
The presence of PCB-containing electrical equipment in underground mines has been documented
during U.S. Environmental Protection Agency (EPA), Region 8, mine inspections conducted over
the last 20 years. PCB-containing electrical equipment may be found in mines throughout the
world because both electrical systems and mining methods follow the same general patterns. The
abandonment of this equipment in underground mines is likely to present worldwide ground water
contamination in mining districts.
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Before the mid-sixties, when analytical techniques were insufficiently refined to detect PCBs, it
was not recognized that large amounts of these chemicals were escaping into the environment.
Unlike DDT, a ubiquitous environmental contaminant, which had been introduced into the
environment on a large scale for insect control, PCBs had been confined to limited industrial uses
PCBs were beginning to show up all over the world. They were found in the fat of antarctic
penguins and arctic polar bears, in the Sargasso sea, in fish in the Great Lakes(l) and as a fat and
blood serum contaminant of the human populations worldwide (2) These findings were a major
factor in the passage of the Toxic Substances Control Act (TSCA), which regulates industrial
chemicals in use, in 1976; PCBs are mentioned specifically in Section 6(e) of the Act' where EPA is
directed to write regulations governing their use and disposal.
The major use of PCBs today is in electrical equipment servicing industries with large electrical
power consumption, such as the electrical power generation and distribution industry, petroleum
refining, general manufacture, smelting, and mining. PCBs pose potential threats to the
environment in the event of releases. This is particularly important in the mining industry because
mines generally penetrate the water table. When PCBs are spilled or PCB equipment is abandoned
underground, the PCBs can be expected to eventually be released into the ground water with no
possibility of source retrieval This can result in water pollution problems for which there may be
no solutions.
HEALTH AND ENVIRONMENTAL EFFECTS
PCBs are among the 16 chemicals designated as persistent organic pollutants (POPs) that are the
subject of negotiations on a global agreement for their control that began in late 1998 under UN
Environmental Program auspices. POPs are highly stable organic compounds that persist in the
environment, accumulate in the fatty tissues of most living organisms, and are toxic to humans and
wildlife. The protocols under negotiation will ban the production and limit the uses of PCBs.
There is no longer any doubt that PCBs present a threat to human health and the environment.
PCBs are hazardous to health at extremely low levels. PCBs can enter the body through the lungs,
the gastrointestinal tract, and the skin. Once ingested, inhaled, or absorbed into the body, PCBs are
circulated throughout the body in the blood and are stored in fatty tissue and several organs,
including the liver, kidneys, lungs, adrenal glands, brain, heart, and skin. Once in the body, PCBs
can wreak havoc.(l) Among the most stable organic chemicals known, they have found their way
into air, water, soils, and animals worldwide. PCBs have become so widely distributed that the
Food and Drug Administration issued tolerances for PCBs in cardboard, food packaging, soap,
fish, meat, milk, and eggs and it has been difficult to find populations of humans who do not have
measurable concentrations in their body fat.(2)
PCBs are highly concentrated in fatty tissue of animals even when exposure levels are very low.
Stream invertebrates have been shown to concentrate PCBs up to 100,000 times and fish
consuming these invertebrates can concentrate PCBs in their tissues by a factor as high as
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274,000.(3) This process of bioaccumulation has resulted in the closure of fisheries in the Great
Lakes and the issuance of PCB sport fisheries advisories regarding fish consumption in the Great
Lakes and the lakes of northeastern Canada. Fish, birds, amphibians, and even polar bears have
been shown to have birth defects and declines in fertility linked to PCB exposure. The ocean is the
final and largest sink of PCBs, the consequences of which remain unknown. It has been
demonstrated that phytoplankton communities are affected by PCBs, but it is seldom noted that
these communities are the basis of the ocean food chain and are a major source of atmospheric
oxygen(4)
In addition to being classified by the EPA as probable human carcinogens, PCBs have been
demonstrated to be responsible for liver disorders, chloracne, and reproductive problems in
humans. PCBs are among a number of chemicals considered environmental endocrine disruptors,
suspected to be the cause of decreases in the human sperm counts, increases in birth defects in
reproductive organs, as well as increased incidence in breast, prostate and testicular cancers (5)
PCB PROPERTIES AND USES
PCBs are a group of man-made structurally-related chemicals. The basic structure consists of two
rings of six carbon atoms, which are joined, and to which up to ten chlorine atoms can attach.
There are approximately 200 different PCBs because about 200 different chlorination patterns are
possible on the basic PCB structure
PCBs were manufactured in the United States under the trade name Aroclor until manufacture was
prohibited by the PCB regulations in 1978. Aroclors are essentially different chlorine
concentration fractions of PCBs that have different properties. Two of the most common are
Aroclor 1254 and Aroclor 1260. These Aroclors were mixed with solvents, for example
trichlorobenzene, and sold under the trade names that appear on the manufacturer nameplates of
PCB-containing electrical equipment Some of the more common PCB dielectric trade names are
Pyranol, Inerteen, Elemex, and Chlorextol. There are many others.
PCBs have properties that have made them useful in a wide variety of applications. Some of these
uses are as additives in paints, pigments, inks, casting waxes, caulking compounds, tar papers,
construction insulating materials and dielectrics in electrical equipment. PCBs continue to turn up
in items where they would not ordinarily be expected. Two recent examples are PCBs in naval
ship electrical cable insu!ation(6) and in rocket firing tubes in certain military uses (7) The
concentrations have been as high as several thousand parts per million. PCBs in the dielectrics of
transformers, voltage regulators (variable voltage transformers), and capacitors are the major
regulated industrial uses today.
The physical and chemical properties that make PCBs valuable commercially also make them
environmentally detrimental.
PCBs are very stable compounds which resist breakdown from high temperatures and
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aging;
•	PCBs are not biodegradable and are persistent in the environment; they are orders of
magnitude more fat soluble than water soluble and tend to concentrate in fatty tissues of
organisms;
•	The vapor pressure is very low and PCBs are not considered volatile at ambient
temperatures.
PCB REGULATION SUMMARY
The PCB regulations are at Title 40 Part 761 of the Code of Federal Regulations. The regulations
were first issued in 1978, and the latest regulations were issued on June 29, 1998. The regulations
dictate strict requirements to prohibit all but authorized uses, to mark, inspect, and track the
disposal of PCBs. They contain use prohibitions at 40 CFR §761.20, use authorizations at
§761 30, marking requirements at §761.40, and disposal requirements at §761.60. The use of
PCBs at concentrations at or above two parts per million (ppm) is prohibited without an exemption
or use authorization. PCBs at any detectible concentration may not be used for dust control.
Certain uses have been authorized, including use as a dielectric fluid in transformers and
capacitors. The regulations allow PCB-containing transformers and capacitors to be introduced
into commerce for the useful life of the equipment. This means, that even after more than 20 years
of regulation, PCB-containing transformers and capacitors remain in use and can be bought and
sold.
MINES AND PCBs
The major types of mines are quarries, gravel pits, open pit mines, and underground mines. Any of
these types of mines, with the exception of small gravel pits, are likely to have electrical power
needs great enough to warrant the use PCB-containing electrical equipment. It should be
emphasized that surface mines and the attendant crushing and milling facilities of both surface and
underground mines may use PCB-containing electrical equipment. Further examples are electrical
mining equipment such as power shovels and draglines, electrical substations, breaker houses,
smelters, and hoisting, transfer, and electrolytic refining facilities. All of these types of facilities
have been found to have PCB-containing electrical equipment during EPA inspections.
Depending on the cost effectiveness of removal and salvage, mines may be abandoned without
removing any of the underground mining, haulage, hoisting, or electrical equipment.
It is believed by experts in the mining industry that substantial quantities of PCB-containing
electrical equipment were abandoned underground before the advent of the PCB regulations in
1978.(8)
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In the following discussion, underground mines are emphasized because abandoned
PCB-containing equipment is likely to cause water pollution for which there may be no solutions.
This can affect the environment and the health of down stream human and wildlife populations.
PCBs are most likely to be in transformers as shown in Fig. 1drums of used transformer oils, and
capacitors as shown in Fig. 2. Transformers may be grouped in permanent substations, located
singly, or mounted on mine cars that can be transported throughout the working areas of the mine.
The regulations require these items to be identified by PCB marks if they contain 500 ppm (0.05%)
or more PCBs. Transformer oils have been used for lubrication, dust suppression, or as fuels.
Capacitors occur in similar locations to transformers; in addition, PCB-containing capacitors have
been found in electric locomotives. In coal mines, capacitors are often in wheel or skid mounted
power centers as shown in Fig. 3.
Fig. 1.
76 Gallon PCB Transformers (Cylindrical Objects with Cooling Fins) with PCB Marks
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Fig. 2.
Looking up at a PCB Marked Capacitor on the left
Fig. 3.
Mine Power Center that Commonly Contains Capacitors
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The typical underground mine consists of entries from the surface to the working areas within the
orebody. Entries can be vertical shafts, inclines, or horizontal adits. Vertical entries can be shafts
from a few tens of feet deep to mile-deep shafts. Mines can be extensive in both vertical and
horizontal dimensions. A few examples: a gold mine in South Dakota, is operating at a depth of
over 8,000 feet below the surface and is serviced by two 5,000 foot shafts from the surface to the
main transfer level, and two 2,500 foot winzes (an underground shaft is a "winze") below this
level.(9) A trona mine, near Green River, Wyoming, is operating on one level about 1,500 feet
below the surface, and encompasses an area of 50 square miles with 4500 miles of drifts.(10) Gold
mines in South Africa are being worked at more than 11,000 feet below the surface with plans to
go as deep as 16,000 feet in the near future.(11) Entries are often driven in "country rock", that is,
rock of no economic value that is not part of the orebody. Country rock is usually more stable
than the orebody and therefore is more suitable for permanent installations. Also located
underground in the country rock can be mills, storage areas, and repair facilities for mining and
electrical equipment. These areas are collectively referred to as "service areas" to distinguish them
from the mining areas. Large mines can require hundreds of electrical substations and/or power
centers that may harbor PCB containing electrical equipment. One should not get the impression
from the above examples that only large mines have PCB-containing electrical equipment.
It is important to keep in mind that PCBs are not the only regulated man-made chemicals used
underground. There are other chemicals the releases of which may pose environmental threats.
Underground repair facilities, like any other repair facilities, may use solvents for cleaning and
degreasing equipment. Two examples are trichloroethane and methylene chloride. The disposal of
these solvents is regulated under the Resource Conservation and Recovery Act (RCRA) which
regulates the generation, handling, and disposal of hazardous wastes, but not PCBs. The release of
these solvents can pose their own threats of ground water contamination. In addition, released
solvents such as trichloroethane can mobilize PCBs making transport into the water easier. Some
mines maintain their own landfills and scrap yards that have been shown to be repositories of
improperly disposed PCBs and RCRA solvents.
IS ABANDONED PCB-CONTAINING ELECTRICAL EQUIPMENT UNDERGROUND
REALLY A PROBLEM?
It is understandable that management and inspectors unfamiliar with underground mines may feel
at a loss when faced with conducting PCB compliance inspections. Concerns have been expressed
for the safety of inspectors in underground mines. This issue will be further discussed in the
section on EPA Region 8 experiences with underground mine inspections.
To illustrate this concern, the following statement from EPA sources defines a hypothetical series
of events that have been used to explain why PCB-containing electrical equipment underground is
not a problem so that inspections will be unnecessary Each of these events that could result in the
release of PCBs is said to be unlikely when, in fact, all of them are likely to happen.
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"There are also some staff of the opinion that even if some electrical equipment abandoned
in mines contain PCBs, the electrical carcass (spent container) will not rupture and the PCBs will
not be released. And then, even if the PCBs were released in the mine, the liquid containing the
PCBs would just sink to the bottom of the mine shaft. And then, even if the liquid did escape, the
dilution ratio would be so great there would be basically no impact "(12)
The following addresses the above quote to show why the statements are incorrect.
•	"The electrical carcass (spent container) will not rupture and the PCBs will not be
released."
It is common knowledge that most abandoned mines flood and cave in. Abandoned electrical
equipment will be corroded by acid mine waters and/or crushed outright.
•	"...even if the PCBs were released in the mine, the liquid containing the PCBs would just
sink to the bottom of the shaft."
Mines do not consist of shafts. Shafts serve as entries from the surface leading to other active
transport or mining areas Shafts constitute insignificant portions of mines in comparison to the
mining areas. Driving shafts, mining operations, and intentional caving in both coal and hardrock
mines typically result in extensive areas of highly fractured rock. Fracture produces-additional
avenues through which ground waters from disrupted water tables can be expected to percolate
throughout rock within and surrounding the entire mining area.
PCB trade name dielectrics are heavier than water and will sink while mineral oil dielectrics
containing PCBs will float to the water surface. In either case, surface waters will eventually be
contaminated.
Mines can be very extensive and complex. To illustrate this, Fig. 4. is a map of the Idarado Mine
at Telluride, Colorado. The distance "as the crow flies" between the Treasury Tunnel .Portal, at the
top of Red Mountain Pass on the Million Dollar Highway, in the upper right-hand corner, and the
Mill Level Portal at Telluride, near the bottom center, is about eight miles. Only entries, major
haulage drifts, and winzes appear on the map. The mining areas are not shown. This mine was
confirmed to have PCB-containing electrical equipment underground by an EPA inspection in
1984.
•	"...even if the liquid did escape, the dilution ratio would be so great there would be
basically no impact."
Hydrologists cannot predict ground water flow patterns or PCB dilution rates because of the
fracture caused by mining operations and the unknown groundwater pathways.(13) PCB water
solubilities are in the parts per billion (ppb) range. A bioaccumulation factor of 274,000 in fish
tissues, as mentioned before, demonstrates that minute quantities of PCBs dissolved in water can
get into the food chain in significant concentrations. Even at the surface water standard of 14
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parts per trillion (ppt), under the Clean Water Act, this bioaccumulation factor can result in
contamination of fish at 3.8 ppm PCB which exceeds FDA tolerances for human consumption.
Consumption of contaminated fish is one of the major routes of human exposure. (14)
EPA REGION 8 EXPERIENCE WITH UNDERGROUND MTNE INSPECTIONS
Region 8 encompasses six states: Colorado, Montana, North and South Dakota, Utah, and
Wyoming. This area contains a substantial portion of the underground hardrock and coal mines in
the country. Region 8 experiences should serve as an indicator for other agencies and other
countries with a mining industry. An underground mine inspection program was begun with the
promulgation of the PCB regulations in 1978. About 75 mines have been inspected during the last
20 years and 33 government issued administrative complaints resulting in penalties for violations of
the PCB regulations have been issued. This means that 44% of the mines inspected were in
violation of the PCB regulations.
Inspections were concentrated in underground mines as a first priority because of the potential for
abandonment of PCB-containing electrical equipment and ground water contamination, so the
majority of the inspections and administrative complaints involved underground mines
Underground coal and hardrock mines were the major targets. However, surface mines should not
be overlooked; EPA issued an administrative complaint proposing a penalty of more than
$1,000,000 for violations of the PCB regulations to an open pit mine in 1994.
Whenever inspectors entered a district without a previous EPA enforcement presence they found
a lack of awareness of PCBs and the PCB regulations. They also found a similar lack of awareness
in other government agencies that had authority over PCBs.
Inspections revealed PCB-containing electrical equipment in just about every conceivable activity:
in drag lines servicing open pit coal mines, power shovels servicing open pit metal mines, and
"bone yards" where transformers and capacitors were commonly destined for disposal. They were
found in underground substations, pump stations, mine power centers and electric locomotives
PCB-containing electrical equipment was found in surface facilities including mills, smelters, metal
refineries, breaker houses, and transfer facilities.
The majority of inspectors are not willing to do underground mine inspections due to perceived
hazard. Inspectors only need minimal training since they will be accompanied at all times by mine
personnel. The training may be obtained from the Mine Safety and Health Administration
(MSHA) which has jurisdiction over mine safety, and inspectors may be accompanied by an
MSHA inspector if necessary The MSHA conducts annual safety inspections of all working mines
in the country. Region 8 is confident that if MSHA deems mines safe enough for miners to work
in, then inspected mines are certainly safe enough for EPA inspectors to enter. Inspections
historically have included only working mines and mines on standby status to ensure safe entry
These inspections have been conducted with the intention of maintaining an enforcement presence
and to help prevent abandonment of PCB equipment underground by persons unacquainted with
the regulations.
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Abandoned mines have not been part of the inspection program because of inaccessibility,
flooding, cave-ins, and very real hazards that will not be dealt with in this paper. However, it
appears the major water contamination problems involving PCBs and mines in the future will come
from PCB equipment abandoned underground. An inspection program could help prevent future
abandonment.
Some examples will illustrate the kinds of problems that are likely to be encountered: •
EPA has reason to believe that PCB-containing transformers were disposed of under waste rock in
an underground coal mine directly above a burning coal seam. Because of "bad air" in this location
and hazardous conditions preventing the use of heavy equipment to remove the waste rock, the
investigation was discontinued.
An inspection in a previously uninspected mining district followed by an administrative complaint
resulted in the burial of transformers by a different party at a nearby mine site. Upon exhumation
by EPA, the transformers were found to contain no PCBs. The mine management, fearing an
inspection, had tested the dielectrics for PCBs, but had been unable to understand the field test
results and buried unregulated transformers!
In 1984, Region 8 conducted an Immediate Removal Action, under the Comprehensive
Environmental Response Compensation and Liability Act (CERCLA), in which the author
participated, in the Eagle Mine at the town of Gilman, a few miles from Vail, Colorado.(15)
CERCLA regulates cleanup of hazardous waste sites. The mine consisted of a 400 foot vertical
shaft from the surface to the 16 level, the main haulage level. From the 16 level there are two
inclines, the 1620 and the 1623, both servicing the 20 level. Levels were 100 vertical feet apart.
Below the 20 level, the mine was flooded to the bottom at the 28 level. The mine consisted of
about 100 miles of drifts(16) most of which were inaccessible due to flooding, bad air, and an
active fire encompassing the 1623 incline. The entire mill with PCB-containing electrical
equipment was underground so that only concentrates destined for a smelter and tailings left the
mine. The owner had been advised in writing by EPA to remove the PCB-containing electrical
equipment from areas of the mine in danger of flooding before insufficient funds were available to
maintain the pump station at the 20 level. No action had been taken when the electrical service
was discontinued. EPA assumed the electrical bills and removed three 76 gallon Pyranol (PCB)
transformers and 27 large Pyranol capacitors during a three day operation. Three previously
drained, 76-gallon Pyranol transformers remain at the 1623 incline because of the hazards and cost
of removal from an active fire area. Whether or not PCB-containing electrical equipment remains
in the accessible portions of the mine and below the 20 level is unknown. This lack of information
is typical of abandoned or flooded portions of mines. Although, this operation may appear
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hazardous, the risks were known and controlled, and MSHA inspectors were present throughout
the entire removal. If there had not been a mine inspection program this PCB-containing electrical
equipment would have been undetected, and today, would be under more than 700 feet of water
that drains into the Colorado River.
CONCLUSION
It is apparent from the extent of large mines that there are opportunities for disposal of hazardous
wastes in mines that are so vast that it is unlikely the wastes could ever be located. Many mines,
regardless of size, present these opportunities. These possibilities should be guarded against.
The release of PCBs into the environment from end-use products, uncontrolled disposal, landfills,
and underground mines where they were disposed of prior to the PCB regulations can'be expected
to add to the PCB environmental burden with unforeseeable consequences for the future. The
abandonment of PCB-containing electrical equipment underground is a preventable increase to this
burden. Released PCBs underground from abandoned electrical equipment may cause water
contamination problems in mining districts throughout the world which can introduce PCBs into
the human food chain Routine underground mine inspections by a government authority having
jurisdiction over PCBs would help prevent this. There is no legitimate safety concern that should
prevent such inspections Both education and enforcement would have their places here.
Whenever cleanups and environmental restoration take place, the potential presence of PCBs
should be considered.
REFERENCES
1.	Toxics Information Series, USEPA (1980).
2.	"Draft Toxicological Profile of Polychlorinated Biphenyls," U.S. Department ofHealth and
Human Services, Agency for Toxic Substances and Disease Registry (August 1995).
3.	Oil and Hazardous Materials/Technical Assistance Data System (ECAO PB81-
117798,80/ECAO).
4.	"PCB Q & A Manual," Operations Branch, Chemical Management Division, Office of
Pollution Prevention and Toxics, USEPA (1994).
5.	"Special Report on Environmental Endocrine Disruption and Effects Assessment and
Analysis," EPA/630/R-96/012, USEPA (February 1997); also
J. D. McKINNEY, and C. L.WALLER, "Polychlorinated Biphenyls as Hormonally
Active Structural Analogues," Environmental Health Perspectives: 102:290-297 (1994).
6 M. ROSS, "Sampling and Analysis of Polychlorinated Biphenyls (PCBs) in Navy Ship
Cables," 9510 SER 6110/121, Naval Research Laboratory, Washington, D.C.
(April 19, 1993).
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7 Final Demonstration Test Plan, PCB Destruction Unit, Deactivation Furnace System, U.S.
Department of the Army, EG&G Defense Materials Inc., Tooele Chemical Disposal
Facility (TOCDF), Tooele, UT (April 8, 1996).
8.	Personal communications with company environmental coordinators during mine
inspections (1978-1994).
9.	Personal communication with mine personnel (January 1999).
10.	Personal communication with mine personnel (January 1999).
11.	D H Diering, "Ultra-deep level mining-future requirements," The Journal of South African
Institute of Mining and Metallurgy (October 1997)
12.	Statement in response to an internal EPA inquiry to determine if PCB containing electrical
equipment abandoned in underground mines could result in environmental problems.
13.	R. BREEDEN, EPA Geohydrologist, personal communication (May 1998)
14.	"Public Health Implications of PCB Exposures," U.S. Health and Human Services, Agency
for Toxic Substances and Disease Registry and USEPA (December, 1996).
15.	F. NICHOLS, OSC Report for CERCLA Removal Action, Eagle Mine, Gilman, Eagle
County, Colorado (Site #45 - Case # C84411)(1984).
16 J. MERCHANT, Geologist, Eagle Mine, Gulf and Western Industries, Inc., personal
communication, (January 1999).
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