HIGH ALTITUDE VEHICULAR EMISSION CONTROL PROGRAM
VOLUME I. EXECUTIVE SUMMARY
PREPARED FOR
STATE OF COLORADO	ENVIRONMENTAL PROTECTION AGENCY
DEPARTMENT OF HEALTH	REGION VIII
-R, COLORADO 80220	DENVER, COLORADO 80203
imam*/environmental	ati /automotive	/
TRW SERVICES	AT L/ TESTING	01/
/ LABORATORIES	'
OLSON

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DISCLAIMER
This report was prepared for the Environmental Protection Agency
and the State of Colorado by TRW Transportation and Environmental
Operations, Automotive Testing Laboratories (ATL), and Olson Laboratories
under contract numbers 62-02-0048 and C290526. The contents of this
report are reproduced herein as received from the contractor. The
opinions, findings, and conclusions are those of the authors and not
necessarily those of the sponsoring agencies. Mention of company or
product names does not constitute endorsement by either the Environ-
mental Protection Agency or the State of Colorado.
The results and conclusions presented are based on the data
developed from the experimental test program (conducted by Automotive
Testing Laboratories). The extent to which these data are not repre-
sentative of the vehicle population in the Denver area, however, could
have a significant impact on the resultant conclusions and recommendations.

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z%
c. I
U.S.EPA REGION 8
Technical Library 80C-L
999 18th Street, Suite 500
Denver, CO 80202
PREFACE
This report, "High Altitude Vehicular Emission Control Program,"
consists of seven volumes. Listed in the following are the subtitles
given for each volume:
ซ Volume I - Executive Summary, Final Report, January
1974
e Volume II - Experimental Characterization of Idle
Inspection, Exhaust Control Retrofit and Mandatory
Engine Maintenance, Final Report, December 1973.
e Volume III - Impact of Altitude on Vehicular Exhaust
Emissions, December 1973.
e Volume IV - Analysis of Experimental Results, Final
Report, December 1973.
ฉ Volume V - Development of Techniques, Criteria and
Standards to Implement a Vehicle Inspection,
Maintenance and Modification Program, Final Report,
December 1973.
a Volume VI - The Data Base, Final Report, January 1974.
e Volume VII - Experimental Characterization of Vehicular
Emission and Engine Deterioration, Final Report, June
The first volume summarizes the general objectives, approach and
results of the study. The second volume presents a detailed description
of the experimental programs conducted to define the data base. Volume
III reports the methods and analysis used in developing the basic
relationships between mass emissions and altitude. A quantitative
analysis of the results from the experimental program is presented in
Volume IV. The fifth volume provides an analysis of the techniques
and criteria required in establishing a vehicle emission control program
for the Denver area. The actual data base developed from the

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experimental program is given in Volume VI. Lastly, Volume VII reports
the results of the six month deterioration program.
The work presented herein is the product of a joint effort by
several consulting firms. Automotive Testing Laboratories (ATL) was
responsible for the design and implementation of the basic experiments.
TRW provided the data management and analysis of the experimental
results. Olson Laboratories evaluated the feasibility of conducting

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ACKNOWLEDGEMENTS
TRW, ATL and Olson Laboratories would like to acknowledge the
efforts extended by the Colorado State Department of Health and
Region VIII of the Environmental Protection Agency.
The contributions of Messrs. Don Sorrels and Robert Taylor and
Ms. Lindsay Tipton of the Colorado State Department of Health were of
particular significance. Mr. Dale M. Wells of Region VIII provided
key guidance and served as the EPA Project Officer.
Additionally, the contractors wish to acknowledge the assistance
given by the following firms: American Motors Corporation, Central
Motive Power, Chrysler Corporation, Colspan Environmental Systems, Inc.,
Dana Corporation, Echlin Manufacturing Co., Ford Motor Company, General
Motors Corporation, and STP Corporation.

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TABLE OF CONTENTS
Pa^e
1.0 CONCLUSIONS AND RECOMMENDATIONS . . 			1
2.0 INTRODUCTION 		2
3.0 EMISSION TEST PROGRAM 		4
4.0 ANALYSIS OF RESULTS	17
5.0 CONTROL PLAN DEVELOPMENT	32

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LIST OF TABLES
Table	Page
3-1	Survey of Engine States by Model Year	9
4-1	Comparison of Alternative Control Measures 	 21
4-2 Assumed and Measured Reduction for Transportation
Control Plan	27
4-3 Comparison of Effectiveness Between Original and
Revised Transportation Control Plan For 1977 	 28
LIST OF FIGURES
Fi qure	Page
3-1 HC Mass Emissions Frequency Distribution for Total
Vehicle Population 	 10
3-2	CO Mass Emissions Frequency Distribution for Total
Population	12
4-1	Data Management Approach	18
4-2 Impact of Altitude on Vehicular Mass Emissions .... 24
4-3	Impact of Altitude on Vehicle Rejection Rates For
Pre-Controlled Vehicles 	 25
5-1	Tentative Control Plan Schedule 	 32

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1.0 CONCLUSIONS AND RECOMMENDATIONS
The conclusions and recommendations presented herein highlight the
findings from the experimental program. A more definitive set of study
observations can be found in each of the technical reports (Volumes II
through VII).
Cone!usions
o The results from the experimental program indicate
that the strategy effectiveness estimates used in
the original transportation control plan were
optimistic. The experimental results further show
that an idle inspection program and an air bleed/
exhaust gas recirculation retrofit program provide
the best balanced approach for controlling exhaust
emissions in the Denver AQCR.
e An annual idle inspection and maintenance program,
consisting of the measurement of idle HC and CO
followed, as necessary, by corrective engine main-
tenance appears relatively attractive as a control
measure (6.6% reduction for HC, 4.6% for CO and 0%
for N0X). These estimates include the effects of
engine deterioration per the EPA schedule. On a
semi-annual basis the estimated emission reduction
effectiveness is 9.9% for HC, 6.9% for CO and 0% for
NO .
x
9 The costs associated with the idle program performed
ฆin a privately licensed garage ($4.05 for the in-
spection and an additional $10.57 for those vehicles
undergoing maintenance) are well within an acceptable
range as revealed by a recent survey of the motoring
public. The average cost for both inspection and
maintenance for all vehicles is $10.35.
e Idle emissions inspection at newly constructed,
state-operated facilities would cost the vehicle
owner approximately $2.10 for an annual inspection.
o A combined statewide safety-emissions inspection
system, consisting of approximately 4200 privately
operated, licensed stations would need to be up-
graded to include emission testing capabilities.
For a state-operated system, 66 fixed sites and 23
mobile units would be required at an initial invest-
ment cost of $11 million and an ar^'ial nnerativ.j cost
of $9.8 million.

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o The results derived from the experimental program are
typical of the general class of vehicles operating in
the Denver AQCR. The performance characteristics of
specific vehicles operating in the region may not be
consistent with these trends.
e A mandatory engine maintenance program does not
appear very cost-effective particularly in view
of the high cost of engine tune-ups (average cost
is approximately $49.10) and the relatively low
emission reduction performance (9.6% for HC, 4.9%
for CO and 3.5% for NO ).
A
•	A combination of air bleed and exhaust gas recircu-
lation retrofit system appears most cost-effective
for both pre-controlled and controlled vehicles.
Average emission reductions for pre-controlled
vehicles was 22% for HC and 21% for CO and for con-
trolled vehicles the reductions were 17% for HC and
48% for CO. NO emissions were not affected by this
retrofit system. The installation cost with
approximately $37.00.
9 The results from the high altitude retrofit experi-
ments revealed no statistically significant emission
reductions for either HC and CO. The installation
of these systems had an adverse effect on NO
emissions, ranging from 16% to 84%.
•	The adjustment of idle CO (air/fuel) and basic
timing were found to have a significant effect on
CO emissions. However, these adjustments had little
effect on HC or NO emissions. The adjustment of
rpm and choke did not have a significant impact on
either HC, CO or NO emissions.
X
•	Altitude was found to have a significant impact on
exhaust emissions. At 5000 feet HC and CO emissions
were nearly 50 percent larger than at sea level. At
10,000 feet these emissions were over twice as large
compared to sea level values. NO emissions at both
altitudes were substantially lower than measurements
taken at sea level.
e The establishment of minimum statewide emission
standards does not appear technically feasible.
This can be attributed primarily to the variable
effect of altitude on exhaust emissions.
Recommendations
e An interim mandatory idle inspection program for
fleet vehicles should be implemented to determine

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the actual effectiveness of this control approach.
This program would provide the mechanism for de-
veloping and refining operational and logistical
procedures. A one year pilot program starting
July 1975 should provide the necessary information
(costs and effectiveness) to finalize system design
prior to full implementation.
e A voluntary program for fleet vehicle operating in
the Denver AQCR should be considered for the third
quarter of 1974.
ฎ A program of retrofit certification and training for
all inspectors, mechanics, and investigators should
be initiated during 1974. Specific performance
criteria should be established for certifying the
retrofit devices.
o In developing exhaust emission standards for the
idle program three classes of vehicles should be
considered: fleet vehicles (10 or more vehicles
under common ownership), pre-control1ed vehicles
(1967 and older vehicles), and controlled vehicles
(1968 through 1974 model year). Additionally,
standards based on other vehicle characteristics,
e.g. engine block size,should be considered.
o An independent emissions surveillance and management
information system should be established as part of
the overall transportation control plan. The primary
objective of the system would be to evaluate the
operational effectiveness of the various control
measures.
9 The current transportation control plan should be up-
dated to reflect the new experimental emissions data.
s A detailed plan should be prepared for implementing
the emission control program. This plan should in-
clude budgetary information and the required legislation
for achieving the program objectives.

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2.0 INTRODUCTION
This is the final report of the High Altitude Vehicular Emission
Control Program. The overall objective of this program was to examine
the feasibility of implementing several vehicular emission control
alternatives in the Denver AQCR. Both the achievable exhaust emission
reductions and associated control costs were used in the feasibility
assessment. This volume provides a summary overview of the results from
the experimental program.
The rationale for conducting this experimental program was to
develop actual emission performance data from vehicles operating at
high altitude.* This type of information is of crucial importance in
designing an effective transportation control plan. While compre-
hensive in scope, the original plan utilized assumed performance data
for the various control measures. The current study provides a con-
sistent and accurate emissions data base for evaluating the real
effects of the proposed exhaust control measures.
An important aspect of this program was to develop estimates of
control effectiveness for the candidate procedures based upon firm
experimental data. The program, therefore, involved the design and
execution of a series of experiments to acquire data in support of
this evaluation. The actual (.estimj program consisted of the following
L-xpu r inif.-n I.',:
* The EPA has recognized the need lor considering the impact of altitude
on vehicular emissions. It has recently proposed a ruling calling for the
certification of new vehicles intended for initial sale at high altitude
(Federal Register, Vol. 38, No. 197, October 12, 1973).

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c A survey to establish the frequency and extent of
engine maladjustments and malfunctions in the
vehicle population. The survey also included the
measurement of key mode and CVS emissions from the
sample population.
ฎ Experiments to characterize the costs and effective-
ness of both an idle inspection and repair program
and a mandatory engine maintenance program.
e A survey to establish the effectiveness with which
garages measure emissions and diagnose and repair
those engine malfunctions and maladjustments found
to be important in an inspection and maintenance
program.
e Experiments to determine the costs and effectiveness
of several sea level and high altitude retrofit
systems for controlling exhaust emissions.
o Experiments to establish the influence of selected
engine adjustments on vehicular emissions.
e Experiments to ascertain the effect of altitude on
vehicular emissions.
o Experiments to estimate the r*tes with which engine
adjustments and exhaust emissions deteriorate with
vehicle use.*
The experimental data developed from the testing program was
reduced and synthesized using TRW1s Data Management System. The
results of these experiments are reviewed in Section 4.0 of this
document and are presented in detail in separate volumes of this report.
The processed performance information was used to partially update the
original transportation control plan. A comparison between the assumed
and actual effectiveness of the several control measures indicated some
differences in performance, especially for the high altitude modification
kits. These observed differences in control effectiveness are highlighted
in this report.
* To be completed in June 1974.

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Finally, a preliminary evaluation was performed to develop the
tasks and schedules required to implement the proposed control plan.
A tentative schedule is presented which lays out the basic operational
activities between now and 1977. Those individuals requiring a more
in-depth assessment of the experimental program are referred to the
specific technical volumes listed in the preface.

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3.0 EMISSION TEST PROGRAM
The test program involved a series of experiments designed to
characterize the fundamental elements of several emission control
alternatives. Field surveys (to determine the current state of
emissions and engine systems in the population), preliminary testing
(to ascertain the impact of altitude on vehicular emissions), experi-
mental simulation (to characterize the costs and effectiveness of idle
inspection and mandatory maintenance;, hardware evaluation (to assess
the emission reduction potential of both sea level and high altitude
retrofit kits), and finally, scientifically-controlled experiments
(to measure the relationship between emissions and engine adjustments)
provided the basic data to evaluate each control alternative.
Field studies (using 300 vehicles sampled from the general popu-
lation) were performed to determine the extent and frequency of mal-
functions known or suspected of having effects on exhaust emissions*
Ten engine parameters were found to be frequently out of specification,
resulting in significant increases in emissions. These were the idle
adjustments (fuel-to-air mixture, rpm, timing and dwell), the ignition
system when causing misfire or N0x control malfunction, and several
induction system components (air injection system, PCV valve, air cleaner
and choke). Table 3-1 summarizes the survey results for both the pre-
controlled (pre-1968) and controlled (1968-1974) segments of the vehicle
population.
The engine parameters are separated into two basic categories --
distributed and nondistributed. Distributed parameters are those of a
* The selected sample are representative of the 1964-1973 vehicle dis-

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continuous nature, e.g. basic timing. Nondistributed engine parameters,
on the other hand, are either operating or not operating. An example
of a nondistributed engine parameter is the PCV valve. The survey
found that 88 percent of all PCV valves were operating satisfactorily.
One interesting observation from this data is the relatively high level
of incipient misfire found in the population. On the average 14 percent
of the vehicles surveyed were detected misfiring which is approximately
four times larger than recorded at sea level.
In addition to the engine evaluation, the survey also measured
key mode (idle, low cruise and high cruise) and CVS mass emissions.
A set of mass emission frequency distributions are presented in Figures 3-1
through 3-3 for HC, CO and NO , respectively. These plots tend to con-
firm the relatively small number of high emitting vehicles. Repair
of these vehicles, nevertheless, will yield disproportionately larger
emission reductions. An effective program of vehicle inspection and
maintenance should be designed towards detecting and repairing these
high emitters.
Using the survey data as a baseline, a series of tests were under-
taken to experimentally simulate the operational characteristics of an
idle inspection and maintenance program. This program was conducted in
10 repair garages of differing types (2 dealerships, 3 independents and
5 service stations) and the results validated at ATL's Laboratory. The
test consisted of measuring HC and CO emissions at idle and comparing
the recorded measurements against a pre-established set of pass/fail
criteria.* Those vehicles failing either the HC or CO standard underwent
* The actual criteria were: idle HC-800 ppm for pre-controlled vehicles
and 330 ppm for controlled vehicles; idle C0-6% for pre-controlled
vehicles and 4% for controlled vehicles. These criteria were designed
to fail approximately 50 percent of the vehicle population.

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Table 3-1


Survey of Engine States by Model Year





Distributed
Parameters





(<1968)
(1968+)
Average
Parameter
Mean
sp
Mean
SD
Mean
SD
Idle CO (% Vol)
5.530
2.752
4.325
2.639
4.767
2.737
Idle RPM (RPM)
35.391 132.027
-11.195 130.463
5.887 132.737
Timing (DEG)
-.300
8.009
.984
4.879
0.513
6.230
Dwell

-.791
4.030
-.047
4.098
-0. 20
4.082

Sample Size
(110)

(190)

(300)



Nondi stri buted
Parameters






(Percent)





Yes
No
Yes
No
Yes
No
PCV

87
13
89
11
88
12
Sample Size:
( 91)

(168)

(259)

Air Cleaner
54
46
63
37
59
41
Sample
Size:
(110)

(190)

(300)

Choke

93
7
100
0
97
3
Sample
Size:
(108)

(189)

(297)

Ai r Pump

100
0
100
0
100
0
Sample
Size:
( 1)

( 14)

( 15)

Misfi re

18
82
19
81
19
81
Sample
S i ze:
(110)

(190)

(300)

NO
X

0
0
80
20
80
20
Sample
Si ze:
( 0)

( 30)

( 30)

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20	1 4 5 -40
OM/M I
204 .60
263 .80
3 2 3.00

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2 .00
.00	6.00
OM/M I
8 .00
0 .00
'i'jre 3-3

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specific engine m i iitendnce. Data collected from tins experiment included:
e accuracy of inspection
e instruments
e personnel
o garage repair effectiveness
e emission reduction
•	costs of inspection
e costs of maintenance adjustment
•	costs of additional repair
This lnformation was utilized to evaluate the overall cost effectiveness
of an idle inspection and maintenance program.
In addition to the idle program, tests were also conducted to assess
the feasibility of mandatory engine maintenance. A program of mandatory
maintenance simply requires that all vehicles undergo periodic engine
repair based on procedures set forth by the vehicle manufacturer.
This approach eliminates the need for inspection (except for tests
required to diagnose specific engine malfunctions). Its chief disadvantage
is that it tends to be more expensive and that the adjustment of al1
vehicles to manufacturer's specification may yield only marginal emission
reductions (as opposed to repairing only those vehicles with maladjustments
that tend to increase exhaust emissions).
The effectiveness of a mandatory maintenance program was evaluated
eh part of the experimental program. Here, approximately 150 vehicles
.•/ere tuned-up according to manufacturer's specification and their
emissions recorded using key mode and CVS procedures. The resultant
emission reductions were then evaluated in light of the required costs
for the tune-up.

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An extensive retrofit evaluation program was carried out to deter-
mine the effectiveness of these systems on vehicles operating at
altitude. Basically, two classes of systems were evaluated: 1) sea
level retrofit and 2) high altitude retrofit. Within the first class
five different types of systems were analyzed.
9 Vacuum Spark Advance Disconnect (VSAD)
o Air Bleed (AIR)
o Exhaust Gas Recirculation (EGR)
e Catalytic Converters (CAT
e Carburetor Float Bowl Pressure Regulation (CARB)
Additionally, VSAD, AIR and EGR were tested in paired combinations.
The high altitude modification kit consisted of various carburetor
and distributor parts specified by the manufacturer. In some instances,
an idle adjustment procedure was also implemented. The test program was
limited to kits supplied or recommended by the four major U.S. automobile
manufacturers (AMC, Chrysler, Ford and GM). In general, the procedures
included leaning main fuel metering jets, modifying mixture enrichment
staging springs, advancing basic ignition timing and adjusting idle
air/fuel ratio.
All vehicles participating in the retrofit experiments were tuned
to manufacturer's specification prior to the installation of the retrofit
device. Emission measurement (key mode and CVS) were performed both
before and after installation.
A series of scientifically designed experiments were performed to
establish quantitative relationships between the state of engine adjust-
ments and vehicle exhaust emissions. These data are required to predict

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the emission changes resulting from corrective engine maintenance.
Twenty-five vehicles were chosen to represent the total population.
The tests involved a systematic variation of four engine adjust-
ments (idle air/fuel ratios, rpm, timing and choke) which were
estimated to have a pronounced effect on exhaust emissions. These
four were also identified as being easy and inexpensive to adjust.
This experiment was designed to accommodate a fractional factoral
analysis of variance. A one-half replicate of the total possible
number of combinations of test variables (8 out of a total of 16) was
performed. This design provides information on the four main effects
(A, B, C and D) as well as three interaction effects (AB, AC, BC).
Based on engineering considerations it was determined that the choke
system does not interact with the other three adjustments.
A key experiment in the test program involved measuring the effect
of altitude on exhaust emission levels. As previously noted, a base-
line emissions data bank (from the survey) was developed for vehicles
operating at 5,500 feet (Aurora). Additionally, key mode tests were
conducted on a set of vehicles operating at 10,000 feet (Leadville).
Data from the key mode measurements were transformed into equivalent
CVS units using numerically derived regression equations for HC, CO
and NO . These results were then compared to the values recorded at
A
sea level and 5500 feet. A set of emission-to-altitude curves have
been developed and are presented in Section 4.0.
The final element of the experimental program involved an evaluation
of engine and emission deterioration.* The objective of this experiment
* At this writing the deterioration program is still in progress and
the results from the study will be presented in Volume VII of this
report.

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was to determine the rate of variation (change per mile of vehicle
use) of exhaust emissions and engine parameters. A group of 150 cars
were selected from the total sample of 300 privately owned vehicles.
Engine states and emission levels were measured initially and at the
end of six months of normal vehicle operation. Specific engine para-
meters were marked in order to ascertain the extent of normal and
unauthorized engine maintenance that has occurred during the inter-
vening period. A full series of CVS tests will be performed on these
vehicles at the end of six months and these measurements will be con-
trasted with those developed during the initial survey.

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4.0 ANALYSIS OF RESULTS
The nature and extent of the experimental test program required
the application of a total data management and analysis system. The
data system, developed as part of the Coordinating Research Council
CAPE-13 Project, provides comprehensive capability for evaluating
multi-dimensional emission test programs. Figure 4-1 presents a
schematic overview of the TRW Data Management and Analysis System as
related to the current emission test program. This schematic shows
the division of work between TRW and ATL with respect to the develop-
ment and analysis of the experimental data. ATL was responsible for
reducing the CVS mass emission data and preparing the raw data files
for the inspection, maintenance, retrofit, and adjustment experiments.
TRW performed the data reduction, storage and statistical analysis of
these results.
Evaluation of Procedures Effectiveness
An extensive analysis of the experimental results was conducted
using the analytical methodology outlined in Figure 4-1. The analysis
focused on both the effectiveness as well as costs of each of the con-
trol measures that were tested. Additionally, estimates were prepared
on the impact of these measures on fuel economy.
Table 4-1 summarizes the results from the experimental program
For the three operationally defined control measures (idle inspection
'Hid nui i ri t.f-nan <-(-•, iii.imla tury (.'riyinc maintenance.' and retrofit installation).
An evaluation of these results leads to several direct conclusions.
First, an idle inspection and maintenance program is, in the aggregate

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AUTOMOTIVE TESTING LABORATORIES
TRW
Figure 4-1

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more cost-effective than a mandatory program of periodic engine main-
tenance. While the emission reduction effectiveness for an engine
tune-up program is slightly greater than the idle inspection approach
(9.6% versus 6.6% for HC, 4.9% versus 4.6% for CO, and 3.5% versus 0%
for N0X) the corresponding costs are nearly five times as great ($49.10
versus $10.18). In all fairness, however, it should be noted that a
significant amount of the cost for mandatory repair is already being
paid out by the motoring public as an integral part of voluntary engine
care.
The emission performance estimates for both procedures reflect
the effect of engine deterioration. For this case, the EPA deterioration
schedule was used to modify the basic emission reductions achieved from
the test program. These predictions should be revised as the data
from the ongoing deterioration program become available.*
Based on these predictions, the most attractive approach is to
inspect cars initially before performing maintenance. The inspection
process helps differentiate between these vehicles requiring emission
oriented maintenance and those whose engine is in good repair.
Lastly, both approaches tend to improve fuel economy. For example,
the average improvement in fuel economy for the idle program was over
0.3 miles per gal Ion.
The case for identifying the most effective retrofit system is
more complicated, due primarily to the larger number of devices
examined. As noted earlier, two classes of the system were evaluated --
* The schedule assumes that emission levels return to their pre-maintenance
state in one year (linearly).

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sea level devices and high altitude kits. Furthermore, the sea level
devices were tested separately on both pre-controlled and controlled
vehicles. Results for the pre-controlled vehicles indicate that the
combination of air bleed and exhaust gas recirculation yielded the
best balance in terms of HC and CO emission reductions, although at
somewhat higher costs. This sytem also recorded the only positive
improvement in fuel economy of the three devices tested for older vehicles.
If N0x reductions are of primary concern then the combination of
vacuum spark advance disconnect and exhaust gas recirculation appears
more attractive for pre-controlled vehicles. One particular problem
in equipping older vehicles with retrofit devices involves the rather
high attrition rate for this class of vehicles. By 1980 the pre-con-
trolled segment will constitute less then three percent of the vehicle
population. This rather low percentage value makes it difficult to
justify the installation of retrofit systems on pre-1968 vehicles.
As can be seen in Table 4-1, a wide range of effectiveness and
costs were obtained for the retrofit devices tested on the control
vehicles. In terms of emission performance, the catalytic devices
produced the largest reductions for HC (72.3%) and CO (83.5%). The
largest NO reduction was recorded for the exhaust gas recirculation
system (42.8%). As in the case for pre-controlled vehicles, the
combination of AIR/EGR produces what appears to be the best balance
between costs and emission reduction effectiveness for HC and CO.
Unlike either AIR or EGR used separately, the combination of these two
devices did not adversely affect fuel economy.

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Table 4-1
Comparison of A1ternative Control Measures
Control Measure
Emission Reduction
Effecti veness
HC	CO
NO.
Average Costs
Per Vehicle
Improvement In
Fuel Economy
1. Idle Inspection and Maintenance**
6.6%
4.6%
	A
0%
$10.18
0.3
2. Mandatory Engine Maintenance**
9.6
4.9
3.5
49.10
	
3. Retrofit Installation





o Sea Level





VSAD + AIR (Pre-Controlled)
0
0
46.7
24.95
-1.11
VSAD + EGR (Pre-Controlled)
26.1
11.2
27.6
25.00
-0.06
AIR + EGR (Pre-Controlled)
22.4
21 .2
0
36.95
0.31
CAT (Controlled)
72.3
83.5
0
155.00
0.25
AIR (Controlled)
17.5
41 .9
-23.6
24.99
-0.15
EGR (Controlled)
0
0
42.8
32.15
-1.39
AIR + EGR (Controlled)
17.1
47.9
0
36.95
0.02
CARB (Controlled)
17.9
0
0
24.10
0.35
ฉ High Altitude





AMC
0
0
0
9.67
0.22
Chrysler
26.1
54.2
-84.4
12.62
1.32
Ford
0
0
-16.3
9.07
0.46
GM
0
0
-28.9
7.65
0.46
* A negative value indicates a decrease in fuel economy.
** Effectiveness estimates account for engine deterioration.



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Finally, the results for the high altitude kits are somewhat dis-
couraging. With the exception of the Dodges (Chrysler family) none
yielded statistically significant reductions for either HC or CO.
Furthermore, the Chrysler, Ford and GM devices had a adverse effect
on NO emissions. While the costs for these systems is substantially
A
lower than for the conventional sea level systems the overall cost
effectiveness is extremely poor. Fuel economy tended to improve slightly
with the use of the high altitude kit.
The idle engine adjustment experiment, although not designed for
direct application, did provide substantial information of the effects
of specific adjustments on exhaust emissions. As expected, the largest
effect on CO emissions (approximately }$%) was achieved by adjusting
idle air/fuel ratio (adjustment equivalent to a 200 drop in rpm).
Timing had the second largest impact on CO emissions while adjustments
in vacuum choke kick yielded moderately lower CO emission levels. None
of these engine parameters, including rpm, had a significant effect on
either HC or N0X emissions. These results probably represent a limiting
case, since the excursion range for these adjustments was greater than
can be normally performed in a service garage.
Impact of Altitude on Emissions
The analysis of the impact of altitude on emissions was performed
in two phases. First, regression equations were developed for relating
key mode and vehicle characteristic variables, e.g. model year,to CVS
mass emission levels at 5500 feet.* Specific relationships were
* The variables included idle, idle at 2500, low cruise, high cruise,
model year and vehicle weight.

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computed for HC, CO and NOx emissions.* Second, these equations
were then used to predict CVS mass emissions at 10,000 feet (Leadville)
using the key mode data recorded at. that altitude. The predicted CVS
levels at 10,000 feet were compared with those recorded at other
altitudes (sea level and 5,500 feet) to chart the overall response
effect. Figure 4-2 presents the developed emission-to-altitude curves
for HC, CO and N0x CVS emissions. Both HC and CO emissions tend to
increase with altitude while NO emissions decrease with altitude.
A
Another area of concern involves the establishment of minimum
exhaust emission standards throughout the state. As seen in Figure 4-2,
emissions can vary substantially as a function of altitude and thus for
Colorado this phenomenon poses a difficult problem in designing
meaningful statewide standards. Panels A and B of Figure 4-2 illustrate
the impact of altitude on the relationship between emission criteria and
vehicle rejection rate for idle HC and idle CO, respectively. Applying
the standard used in the Denver idle test program for pre-controllea
vehicles (330 ppm for HC and 6% for CO) results in a much higher
rejection rate in Leadville for HC (50% versus 25%) and a substantially
lower rejection rate for CO (20% versus 45%). The reversal in rejection
fractions for CO can be attributed to engine modifications that have been
performed by the vehicle owner in the Leadville area. This confounding effect
along with the direct impact of altitude tends to complicate the task of
specifying effective standards for various regions within the state.
* The determination of correlation (R ) for these relationships were
0.67 for HC, 0.73 for CO and 0.73 for NO.
A

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IDLE CO EMISSIONS ~ % VOL.
Figure 4-3
Impact of Altitude on Vehicle Rejection Rates

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Assessment of Transportation Control Plan
One of the major objectives of the test program was to validate
the assumed emission reduction estimates used in the Transportation
Control Plan. Table 4-2 compares the percentage emission reductions
claimed in the Colorado Plan with those developed from the test pro-
gram. These results clearly indicate that additional controls will
be necessary to achieve the national ambient air standards for the
Denver AQCR. The primary concern is with the high altitude modification
kits. Even the measured results appear optimistic since they were
based on a small subset of the vehicles involved in the high altitude
tests (only Dodges showed statistically significant results).
Forecasts of emission levels by 1977 were prepared in order to
ascertain the requirements for additional transportation control.
Specifically, two cases were examined:
1)	Determine the impact of the original plan using
the measured experimental data.
2)	Estimate the effectiveness of a "revised" plan
using the measured experimental data.
The results from these forecasts are summarized in Table 4-3. Shown
are the assumed and measured estimates for the original plan and the
measured results for the revised plan. These forecasts indicate the
need for an additional 18 percent reduction in CO and a 7 percent
reduction in HC for light duty vehicles.
Forecasted estimates are also given for a revised transportation
plan. This plan calls for an annual inspection program and the use
of AIR/EGR systems on 1968-1974 vehicles instead of the high altitude
kit. These results, in terms of HC and CO reductions, appear more

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Table 4-2
Assumed and Measured Reductions for Transportation Control Plan
Measure
Application
Assumed
Per Vehicle
Reduction (%)
CO	HC
Measured
Per Vehicle
Reduction (%)
CO	HC
1. Inspection/Maintenance
2. Air Bleed Retrofit
all autos
Pre-1968 autos
11
50
25
(1)
6.9
21 (2)
(1)
9.9
22(2)
3. High Altitude Mod.
1968-74 autos
25
15
11
(3)
5.2
(3)
(1)	These percentages assume a semi-annual inspection. On an annual basis the values
are 4.6% and 6.6% for CO and HC, respectively.
(2)	Tests were conducted for air bleed + exhaust gas recirculation (EGR) (no tests were
conducted for air bleed alone).
(3)	This result may be optimistic, since only a subset of Chrysler autos responded

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Table 4-3
Comparison of Effectiveness Between Original and Revised
Transportation Control Plan For 1977*
.Measure (LDV only)
1. Inspection/Maintenance**
2. Air Bleed Retrofit
3. High Altitude
4. AIR/EGR Retrofit
Application
All autos
Pre-1968 Autos
1968-1974 Autos
1 968-1974 Autos
TOTAL
Original Plan
Assumed	Measured
CO
HC
11.0% 8.0%
6.3
3.1
17,5 10.5
32.2** 20.5**
CO
HC
6.9% 9.9%
2.7 2.8
7.7 3.6
16.6** 15.7**
Revised Plan
Measured
CO HC
4.6% 6.6%
2.7 2.8
33.5 12.0
39.1** 20.4**
* Mid-Year 1977
** Original Plan called for a semi-annual inspection program. Revised plan involves an annual program.
*** These total percentage reductions include the interaction of inspection/maintenance with the retrofit

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consistent with the original plan estimates. Nevertheless, it would
seem quite appropriate to re-evaluate, in more detail, the entire plan
with respect to the new data.

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5.0 CONTROL PLAN DEVELOPMENT
The current test program represents merely a first step in the
development of an effective control plan for the Denver AQCR. Having
identified what appears to be a reasonable control strategy, the next
step is to lay out specific activities required to implement the defined
program. The purpose of this section is to sketch out a preliminary
timetable to accomplish this goal.
A tentative schedule for implementing the various plan activities
is shown in Figure 5-1. The figure is generally self-explanatory. The
key activity in 1973 was the experimental test program. The schedule
shows the program continuing into 1974 with the completion of the
engine deterioration experiment. The next step in the schedule involves
the development of the actual control plan and the specification of the
organization structure. This task should be completed by the middle
of 1974. Key elements emerging from the planning effort are the training
and certification programs. Both of these programs should be initiated
shortly after the completion of the planning phase and will require
approximately one year to develop the necessary procedures and techniques
(middle of 1975).
The interim mandatory inspection program for fleet vehicles should
be initiated during July 1975 and operated for 12 months (10 months for
testing and 2 months for analysis and review). A voluntary inspection
program should be established in late 1974 in order to develop and
refine operational procedures. At the same time, the system's design
for the surveillance and monitoring network should be undertaken and
completed by the first quarter of 1976.

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Finally, the retrofit program, pending legislative approval
should begin by January 1976 to allow sufficient time to equip the
vehicle population. The fully developed inspection system should be
ready for operation by January 1977. Simultaneously, the emissions
surveillance and monitoring network should be in full operation.

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element
1973
J A S O N D
J F M A M J J I A S i Q|
J | F 1 M AM J
S 0 N D
I N [ D
J I" F lM A M J J A SONlO
1 EXPERIMENTAL TEST PROGRAM
? CONTROL PLAN AND ORGANIZATION DEVELOPMENT
3.	INITIATE TRAINING PROGRAM FOR INSPECTORS AND
INVESTIGATORS
4.	INITIATE TESTING AND CERTIFICATION OF RETROFIT
DEVICES
5.	INITIATE INTERIM MANDATOR INSPECTION PROGRAM
(FLEET VEHICLES}
6.	LAYOUT SURVEILLANCE AND MONITORING PROGRAM
7.	INITIATE RETROFIT INSTALLATION
8.	OPERATIONALIZE FULL INSPECTION PROGRAM
9.	INITIATE SURVEILLANCE AND MONITORING PROGRAM
SM BE S3 	
TT
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l LEGISLATIVE REQUIREMENTS
A PROGRAM MILESTONES
Figure 5-1

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