United States        Air and Radiation       EPA420-P-02-019
           Environmental Protection                 April 2002
           Agency                      NR-011a
&EPA     Spark-Ignition Engine
           Emission Deterioration
           Factors for the
           Draft NONROAD2002
           Emissions Model
                                  > Printed on Recycled Paper

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                                                         EPA420-P-02-019
                                                               April 2002
      Spark-Ignition  Engine Emission Deterioration
Factors for the Draft NONROAD2002 Emissions Model
                             NR-011a
                      Assessment and Standards Division
                    Office of Transportation and Air Quality
                    U.S. Environmental Protection Agency
                               NOTICE

   This technical report does not necessarily represent final EPA decisions or positions.
 It is intended to present technical analysis of issues using data that are currently available.
        The purpose in the release of such reports is to facilitate the exchange of
     technical information and to inform the public of technical developments which
       may form the basis for a final EPA decision, position, or regulatory action.

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             Spark-Ignition Engine Emission Deterioration Factors
                 For the draft NONROAD2002 Emissions Model

                                Report No. NR-01 la
                                 revised April 24, 2002

                            Assessment and Standards Division
                        EPA, Office Transportation and Air Quality
I.  Purpose
       This report addresses the emission deterioration rates for spark-ignition engines currently
being used in the draft NONROAD2002 model.  The specific deterioration inputs used in
NONROAD and their basis will be addressed for spark-ignition engines at or below 25
horsepower and over 25 horsepower, as well as liquid petroleum gas (LPG) and compressed
natural gas engines (CNG). Deterioration inputs for compression-ignition (diesel) engines are
addressed in the report, Exhaust Emission Factors for Nonroad Engine Modeling - Compression
Ignition (NR-009b). The EPA welcomes comments and suggestions concerning our approach to
modeling nonroad engine emissions deterioration.

       The previous version of this report contains discussions of the  deterioration inputs used in
the original 1998 draft of the NONROAD model and sources of deterioration rates which have
been considered by EPA. It has been included as an appendix in this report for ease of reference.

II. Background

       As used here, the term "deterioration" refers to the degradation of an engine's exhaust
emissions performance over its lifetime due to normal use or misuse (i.e., tampering or neglect).
Engine deterioration increases exhaust emissions, usually leads to a loss of combustion
efficiency, and can in some cases increase nonexhaust emissions. The amount of emissions
increase depends on an engine's design, production quality, and technology type (e.g., spark
ignition two-stroke and four-stroke, compression ignition).  Other factors, such as the various
equipment applications in which an engine is used, usage patterns, and how it is stored and
maintained, may also affect deterioration.

       The term "deterioration rate" refers to the degree to which an engine's emissions increase
per unit of activity. Nonroad engine activity is expressed in terms of hours of use or fraction of
median life.  The term "deterioration factor" refers to the ratio of an engine's emissions at its
median life divided by its emissions when new.

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       The terms useful life and median life are used in the following manner in this report in
order to avoid confusion. Useful life is a regulatory term used to indicate the amount of time
during the life of a nonroad engine that a manufacturer must certify to the U. S. EPA that the
engine meets a required emission standard as defined by a regulation. Median life, as used in this
report, refers to the age at which 50 percent of the engines sold in a given year have ceased to
function and have been scrapped.1

III.  Core Challenge

       The core challenge  associated with estimating nonroad engine deterioration is the
development of reasonably accurate deterioration rates for the enormous range of nonroad engine
types and applications from the limited amount of nonroad emission  deterioration data that exist
at this time.  To estimate deterioration, the emission performance of engines at various ages is
required. Such information can be obtained from a longitudinal study that examines the same set
of engines periodically as they age,  or from a sampling study that tests engines of various ages
but the same basic design.  In either case, the engines studied should  be selected randomly from
the population of engines actually being used in the field.

       Given the limited available test data, EPA is currently unable to develop unique
deterioration rates based on actual engine test data for the myriad of applications  and power
levels covered by NONROAD. The Office of Transportation and Air Quality has conducted
emissions testing on several dozen small spark ignition lawn & garden engines and a few large
compression-ignition engines. The nonroad engine industry and a few States have also conducted
some nonroad engine emissions testing.  However, the nonroad engine emissions data currently
available are still limited when compared to the large number of nonroad engine types and
applications for which these engines are used, particularly for the purposes of evaluating
emission deterioration as engines age. The EPA has obtained extensive data on the emissions
deterioration of light-duty highway  engines, but these engines are unlikely to deteriorate in a
fashion typical of nonroad  engines due to fundamental differences in engine and emission control
technology design, maintenance, and operation.  Deterioration in emissions from light-duty
vehicles (LDVs) is thought to be due in large part to gross failures of emission control after-
treatment systems, which nonroad engines do not have at this time.

       A related challenge is that the EPA has essentially no data on the incidence of tampering
and/or neglect of proper maintenance and only limited data that distinguish the effect of such
malmaintenance from the effects of normal usage. These data are based on emission tests of two
lawnmower  engines that had various components, including the sparkplug, air filter, and oil,
manipulated to simulate bad maintenance practices (i.e., not changing the sparkplug, air filter and
oil on a regular basis, as recommended by the manufacturer).  The results of this effort were
inconclusive, suggesting that intentional disablement of engine components does not adequately
simulate emissions deterioration from normal usage. The EPA requests that state and industry
stakeholders share any data regarding the incidence of tampering and neglect of proper
maintenance they may have.  The EPA also requests that stakeholders share any data they have

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regarding the relationship between emissions deterioration due to normal usage and emissions
deterioration due to intentional disablement of engine components.

IV. Method of Applying Deterioration In NONROAD

       Generally, the NONROAD model addresses the effects of deterioration in the inventory
calculation by multiplying a zero hour emission factor for each category of engine by a
deterioration rate as the engine ages. The following formula describes the basic form of the
calculation:

           EFaged = EF0*DF                                                        (1)

             where: EF (aged) is the emission factor for an aged engine
                    EF0 is the emission factor for a new engine
                    DF is the deterioration factor.

       In order for the NONROAD model to be compatible with the EPA's small nonroad spark
ignition engine rulemaking process and also be able to calculate deterioration for other engines,
the NEEMT has derived the following multi-purpose deterioration function:

           DF = 1 + A * (Age Factor)b      for Age Factor < 1                         (2)
           DF = 1 + A                    for Age Factor > 1

           where  Age Factor =  [Cumulative Hours * Load Factor]
                                  Median Life at Full Load, in Hours

                 A, b           =  constants for a given technology type; b < 1.

       The constants A and b can be varied to approximate a wide range of deterioration
patterns. "A" can be varied to reflect differences in maximum deterioration. For example,
setting A equal to 2.0 would result in emissions at the engine's median life being three times the
emissions when new. The shape of the deterioration function is determined by the second
constant, "b." This constant can be set at any level between zero and 1.0; currently, the
NONROAD model sets "b" equal to either 0.5 or 1.0.  The first case results in a curvilinear
deterioration rate in which most of the deterioration occurs in the early part of an engine's life.
The second case results in a linear deterioration pattern in which the rate of deterioration is
constant throughout the median life of an engine.  In both cases, the EPA decided to cap
deterioration at the end of an engine's median life, under the assumption that an engine can only
deteriorate  to a certain point beyond which it becomes inoperable. For spark ignition engines at
or below 25 horsepower, NONROAD uses the regulatory useful life values in Appendix F of the
Phase 1 regulatory support document for median life values.  For other engines, NONROAD uses
the median life values from  the Power Systems Research (PSR)  database.2 These functions can
be used to provide a close approximation to the shape of the deterioration curves used in

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NSEEM1 and NSEEM2 (regulatory models for the Phase 1 and 2 Small Spark-Ignition Rules)
for spark ignition engines less than 25 horsepower.

       SI engines have a wide range of designs that affect their emissions deterioration.  To
model these different deterioration patterns, NONROAD categorizes SI engines into "technology
types" by their design and emission control equipment. A given technology type can apply to
one or more horsepower-application categories, and a given horsepower-application category can
be divided into more than one technology type. NONROAD applies a given deterioration
function (that is, a given A and b value) to all engines of a given technology type, regardless of
their application or power range. As a result, a single technology type may be applied to engines
with very different median lives, but this  difference is handled by expressing engine age in terms
of the "Age Factor" defined above. The EPA believes this approach is reasonable, since
deterioration patterns should be more closely related to the design of the engine and its emission
control technology than to the kind of application in which it is used.  Furthermore, the available
data on emissions deterioration of nonroad SI engines is insufficient to develop separate
deterioration functions for the many combinations of application, horsepower range, and
technology type.

      NONROAD's technology type feature allows each horsepower-application category to be
divided  into as many as ten technology types, each with its own deterioration pattern. The
technology type feature gives the model flexibility to handle the full range of engine designs used
in nonroad equipment.  For example, the  technology type  feature can handle the 33  distinct
engine types that are defined by EPA's Phase 1 and 2 Small Engine Rules, as shown in Tables 1
through 5. However, deterioration data for each technology type across different applications are
not available at the present time. Thus, the NONROAD model does not apply  different
deterioration patterns to engines of the same technology type used in different applications.
Instead, the model applies different deterioration patterns  to engines within each engine type (i.e.,
two-stroke and four-stroke spark ignition) based on the more detailed engine classes defined in
the Phase 1 and 2 Small Engine Rules, the proposed Large Spark-Ignition Equipment,
Recreational Marine and Recreational Equipment Rule, instead of by application. In other
words, NONROAD models deterioration for a tiller and a lawn mower equipped with engines of
the same technology type using the same  deterioration pattern.

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V. Deterioration Inputs For Engines At or Below 25 Horsepower

   A.  Deterioration Inputs Used In NONROAD For Spark Ignition Engines Less than 25
       Horsepower

             In the draft NONROAD2002 model, the constant 'b' is set at 0.5 for four-stroke
       engines, resulting in a square root relationship between age and deterioration.  The
       constant 'b' is set at 1.0 for two-stroke engines, which produces a linear relationship
       between age and deterioration. This use of a curvilinear deterioration pattern for four-
       stroke engines and a linear deterioration pattern for two-stroke engines is similar to the
       approach used in the NSEEM2 model used for the Phase 2 Small Engine Rule.

             The inputs for the variable 'A' of the NONROAD deterioration  function are
       shown in Tables 1-5 for the small engine classes defined in the Phase 1  and 2 Small
       Engine Rules. EPA derived the deterioration values for Phase 2 engines with catalysts
       (G2HxC2) and set NOx deterioration values to zero based on analyses done during the
       development of the Phase 2 rule.3 For the other types of small engines included in the
       Phase 1 and 2 rulemakings, the values came from the Phase I Regulatory Support
       Document for maximum life emission factors and new engine emission factors. It should
       be noted the HC deterioration 'A' value (0.201) for snowblowers (G2GT25) is the same
       as that used for baseline Class 1 and 2 two-stroke nonhandheld engines  (G1N1 and
       G2N2).

             For each pollutant and each engine type, variable 'A' represents the maximum
       deterioration rate reached at one median life. It should be noted that particulate matter
       (PM) standards were not considered or included in the Phase  1 and Phase 2 Small Engine
       Rules, and little data exists for PM deterioration rates.  Based on EPA's best judgement at
       this time, PM deterioration in two and four-stroke engines are equated to that of HC in
       the draft NONROAD2002 model. The EPA requests stakeholders with information
       about the PM emissions deterioration of two-stroke engines to submit such data.

             The deterioration rates used in NONROAD for small engines covered under the
       Phase 1 and 2 Small Engine Rules approximate the levels of deterioration found in
       testing, including the testing summarized in NEVES and the testing done to support the
       Phase 1 and 2 Small Engine Rules. Where these test results differ, the EPA has chosen to
       give greater weight to data taken from engines which have experienced  usage patterns
       that reflect expected field conditions.  The test data submitted to EPA for the Phase 2
       Small Engine Rule, for example, reflects testing of engines that have undergone
       accelerated aging which EPA does not believe to be representative of the aging
       experienced by engines in use.  After evaluating all available  data, the EPA has
       determined that the level of deterioration used in NSEEM1 and Phase 1 Small Engine
       Rule  provides a reasonable basis for the deterioration rates used in NONROAD.  These
       deterioration rates are generally higher than the deterioration rates used  for regulatory

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purposes in NSEEM2 and the Phase 2 Small Engine Rule, but are generally smaller than
those used in NEVES. The EPA believes that the deterioration rates used in NONROAD
are more reflective of the deterioration rates that one would expect to find out in the field
when equipment powered by small spark ignition engines is used by the average person
than are the deterioration rates found in NSEEM2 and the Phase 2 Small Engine Rule.

       It should be noted that EPA increased HC deterioration rates for two-stroke
engines with catalysts that small engine manufacturers plan to use in handheld equipment
(Classes 3, 4, and 5) based on additional analyses for the final Phase 2 Rule.  However,
the EPA did not update the PM deterioration rates for these engines to match the revised
HC deterioration rates. This was an oversight and will be in the next update of the model.
EPA welcomes any comments or information concerning PM deterioration rates for these
types of engines.

       There are some small engine applications that are not covered by the Phase 1 or 2
Small Engine Rules. These include marine engines (SCC 2282xxxxxx) and certain
recreational equipment such as snowmobiles (226x001020), off-road motorcycles, all-
terrain vehicles (226x001030), and specialty vehicle carts (226x001060). In NONROAD
the two-stroke  versions of the recreational equipment engines are assigned deterioration
values equal to the G2N2 tech type shown in Table 2, but they use a tech type name of
R12S since the emission factors differ from the other engine applications. Four-stroke
versions of these recreational equipment engines use deterioration rates based on pre-
1978 uncontrolled four-stroke  on-highway motorcycles from  the MOBILE model.4

       Recreational  marine engines are handled differently from the recreational
equipment engines.  Based on information gathered for the recreational marine engine
rulemaking (61 FR 52087, October 4, 1996), two-stroke marine engines are modeled as
having no deterioration. We request comment on whether this should be changed to
model two-stroke marine engine deterioration similarly to other two-stroke engines or
possibly use some other deterioration rate.

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                                     Table 1
          Class 1 (Displacement < 225 cc) Nonhandheld Deterioration Factor A
Engine Tech Type
G2N1 (gas 2-stroke nonhandheld Class 1, baseline)
G4N1S (gas, side-valve, 4-stroke nonhandheld Class 1,
baseline)
G4N1O (gas, overhead valve, 4-stroke nonhandheld Class 1,
baseline)
G2N11 (2-stroke, Phase 1)
G4N1S1 (Phase 1 side-valve, 4-stroke)
G4N1O1 (Phase 1 overhead valve, 4-stroke)
G4N1SC1 (Phase 1 side-valve, 4-stroke with catalyst)
G4N1S2 (Phase 2 side-valve, 4-stroke)
G4N1O2 (Phase 2 overhead valve, 4-stroke)
HC
0.201
1.1
1.1
0.266
5.103
1.753
5.103
5.103
1.753
CO
0.199
0.9
0.9
0.231
1.109
1.051
1.109
1.109
1.051
NOx
0
0
0
0
0
0
0
0
0
PM
0.201
1.1
1.1
0.266
5.103
1.753
5.103
5.103
1.753
BSFC
0
0
0
0
0
0
0
0
0
                                     Table 2
Class 2 (Displacement >225 cc; Power Rating < 25 hp) Nonhandheld Deterioration Factor A
Engine Tech Type
G2N2 (gas 2-stroke nonhandheld Class 2, baseline)
G4N2S (gas, side-valve, 4-stroke nonhandheld Class 2,
baseline)
G4N2O (gas, overhead valve, 4-stroke nonhandheld Class 2,
baseline)
G4N2S1 (Phase 1 side-valve, 4-stroke with catalyst)
G4N2O1 (Phase 1 overhead valve 4-stroke)
G4N2S2 (Phase 2 side-valve)
G4N2O2 (Phase 2 overhead valve)
HC
0.201
1.1
1.1
1.935
1.095
1.935
1.095
CO
0.199
0.9
0.9
0.887
1.307
0.887
1.307
NOx
0
0
0
0
0
0
0
PM
0.201
1.1
1.1
1.935
1.095
1.935
1.095
BSFC
0
0
0
0
0
0
0

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                                   Table 3
          Class 3 (Displacement < 20cc) Handheld Deterioration Factor A
Engine Tech Type
G2H3 (gas 2-stroke handheld Class 3, baseline)
G2H31 (Phase 1)
G2H3C1 (Phase 1 with catalyst)
G2H32 (Phase 2)
G2H3C2 (Phase 2 with catalysts)
HC
0.2
0.24
0.24
0.24
0.72
CO
0.2
0.24
0.24
0.24
0.24
NOx
0
0
0
0
0
PM
0.2
0.24
0.24
0.24
0.24
BSFC
0
0
0
0
0
                                   Table 4
       Class 4 (20cc < Displacement < 50 cc) Handheld Deterioration Factor A
Engine Tech Type
G2H4 (gas 2-stroke handheld Class 4, baseline)
G2H41 (Phase 1)
G2H4C1 (Phase 1 with catalyst)
G4H41 (Phase 1 4-stroke)
G2H42 (Phase 2)
G2H4C2 (Phase 2 with catalyst)
G4H42 (Phase 2 4-stroke)
HC
0.2
0.29
0.29
1.1
0.29
0.77
1.1
CO
0.2
0.24
0.24
0.9
0.24
0.24
0.9
NOx
0
0
0
0
0
0
0
PM
0.2
0.29
0.29
1.1
0.29
0.29
1.1
BSFC
0
0
0
0
0
0
0
                                   Table 5
Class 5 (Displacement > 50cc; Power Rating <25 HP) Handheld Deterioration Factor A
Engine Tech Type
G2H5 (gas 2-stroke handheld Class 5, baseline)
G2H51 (Phase 1)
G2H5C1 (Phase 1 with catalyst)
G2H52 (Phase 2)
G2H5C2 (Phase 2 with catalyst)
HC
0.2
0.266
0.266
0.266
0.626
CO
0.2
0.231
0.231
0.231
0.231
NOx
0
0
0
0
0
PM
0.2
0.266
0.266
0.266
0.266
BSFC
0
0
0
0
0

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VI.    Deterioration Inputs for Spark Ignition Engines Greater than 25 Horsepower (19
       kilowatts)

              Spark-ignition engines greater than 25 horsepower are primarily found in
       recreational, commercial, recreational marine, and industrial equipment. The
       deterioration rates discussed in this section can be found in Table 6.

       A. Recreational Equipment

              Due to a lack of deterioration data for large two-stroke spark-ignition engines
       found in snowmobiles, all-terrain vehicles, and off-road motorcycles, EPA has chosen to
       use deterioration rates associated with Class  1 and 2 Nonhandheld 2-stroke lawn and
       garden equipment (Tables 1 and 2) in the draft NONROAD2002 model. The 'b' value
       for these engines is 1.0, resulting in a linear deterioration rate.  The deterioration rates are
       the same for uncontrolled and controlled engines.

              For 4-stroke ATVs and off-road motorcycles, EPA uses deterioration factors
       based on pre-1978 uncontrolled 4-stroke on-highway motorcycles from the MOBILE
       model. The 'b' value for these engines is 0.5, resulting in a curvilinear deterioration rate.
       The deterioration rates are the same for uncontrolled and controlled engines.

              It should be noted that PM has not been addressed in the rulemaking process for
       large 4-stroke spark-ignition engines  used in  recreational equipment and little or no data
       exist for PM deterioration associated with this type of equipment. Based on EPA's best
       judgement at this time, PM deterioration has  been equated with HC deterioration rates.
       EPA welcomes any comments or information that stakeholders may have concerning PM
       deterioration.

       B. Other Large Spark-Ignition Engines

              The deterioration rates for large four-stroke spark-ignition engines used in
       sterndrive  and inboard recreational marine, industrial, commercial, agricultural, and
       aircraft support equipment can be found in Table 6.

              At  this time, EPA still does not have any deterioration data on large spark-ignition
       engines. However, EPA now believes that larger uncontrolled carbureted gasoline
       nonroad engines would likely deteriorate more similarly to on-highway light-duty
       gasoline truck engines from the 1960's and 1970's.5 These older on-highway engine
       models used similar technology as today's carbureted SD/I marine engines and large
       nonroad gasoline engines.

              MOBILES includes emission  factors and deterioration and tampering rates for on-
       highway heavy-duty gasoline engines. From this information, we can calculate the "A"

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value in Equation 2 by dividing the deteriorated emission factor at 100,000 miles by the
new engine emission factor (and subtracting 1). To capture carbureted engines, we
looked at the 20-year average for the 1960 through 1979 model years. Also, MOBILES
uses linear deterioration for heavy-duty gasoline engines which translates to a "b" value
of 1.0 in Equation 2.

       As a check on these deterioration rates, we reviewed emission data from ten 1969
light-duty gasoline trucks in an EPA report titled "Procurement and Emissions Testing of
1969 and 1972/1973 Model Year Gasoline Powered Light Duty Trucks" (EPA-460/3-80-
11).  These trucks were emission tested in 1980 before and after engine maintenance.
The ratio of the emissions before and after maintenance gives some insight into the
emission deterioration of the engines.  These data showed equivalent A values of 0.11 to
0.58 for HC, 0.31 to 0.39 for CO, and 0.05 to 0.10 forNOx. These data are consistent
with the deterioration rates used in the draft NONROAD2002 model (see Appendix 1).
The ranges of A values from the test data are due to reporting the  averages with and
without one truck that appeared to be an outlier.

       At this time, we do not have any information on the deterioration of fuel-injected
gasoline engines (without catalysts).  MOBILE does not include emission rates for non-
catalyzed engines with fuel injection because catalysts were introduced before fuel-
injection into the on-highway market.  Anecdotal information suggests that deterioration
is low from these engines compared to deterioration in a catalyst.  For instance, accepted
emission deterioration test methods for current on-highway engines are performed by
aging the catalyst to full life but using a relatively new engine. Because we do not have
better information, EPA used the same deterioration coefficients for fuel-injected engines
(without catalysts) as for carbureted engines.

       To estimate the Phase 1 deterioration factors, we relied upon deterioration
information for current Class lib heavy-duty gasoline engines developed for the
MOBILE6 emission model. Class lib engines are the  smallest heavy-duty engines and are
comparable in size to many Large SI engines. They also employ catalyst/fuel system
technology similar to the technologies we expect to be used on Large SI engines.6

       To estimate the Phase 2 deterioration factors, we relied upon the same information
noted above for Phase 1 engines. The technologies used to comply with the proposed
Phase 2 standards are expected to be further refinements of the technologies we expect to
be used on Phase 1 Large SI engines.  For that reason, we are applying the Phase  1
deterioration factors to the Phase 2 engines.7

       It should be noted that PM is not addressed in the rulemaking process for large SI
engines used in recreational marine, commercial, industrial, and other types of equipment
and little or no data exist for PM deterioration associated with these types of equipment.
Based on EPA's best judgement at this time, PM deterioration has been equated with HC
                                    10

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       deterioration rates for these types of engines. EPA welcomes any comments or
       information stakeholder may have concerning PM deterioration.

                                        Table 6
    NONROAD Deterioration Rates for Spark-Ignition Engines Greater Than 25hp (19 kW)
Equipment
Off-road Motorcycle, ATVs,
Snowmobiles
Off-road Motorcycle, ATVs
Recreational Marine and
Other Large SI
Base
Phase 1
Phase 2
Engine
Type
2-stroke
4-stroke
4-stroke



Tech Type
R12S
R142

G4GT25
G4GT251
G4GT252
HC
0.2
0.15

0.26
0.64
0.64
CO
0.2
0.17

0.35
0.36
0.36
NOx
0
0

0.03
0.15
0.15
PM
0.2
0.15

0.26
0.64
0.64
BSFC
0
0

0
0
0
VIII.  Liquid Petroleum and Compressed Natural Gas Spark-Ignition Engines

             Because liquid petroleum gas (LPG) and compressed natural gas (CNG) engines
       are primarily four-stroke engines, the EPA decided to assume that they would deteriorate
       at the same rate as the corresponding gasoline-powered four-stroke SI engines for all
       pollutants. The EPA is not aware of any deterioration data available for LPG and CNG
       engines and requests that commenters submit any such data they may have to EPA.  If
       such data become available, EPA will revise the deterioration rates for these engines in
       NONROAD accordingly.

Endnotes

1.  Median life is defined as the midpoint of the scrappage curve at which half of the engines in a
   given population cease to function and are scrapped. For more information, please refer to the
   technical report on activity, load factors and median life (NR-005a) and the technical report
   about scrappage (NR-007a).

2.  See endnote 1.

3.  U.S. EPA NONROAD Model Technical Report Addenda for Tier 2 Rulemaking Version.
   March 24, 1999.

4.  "Emission Modeling for Recreational Equipment," EPA Memorandum From Line Wehrly to
   Docket A-98-01, November 13, 2000.
                                          11

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5.  "Revisions to the June 2000 Release of NONROAD to Reflect New Information and
   Analysis on Marine and Industrial Engines," EPA memorandum from Mike Samulski to
   Docket A-98-01, November 2, 2000, Docket A-2000-01, Document U-B-08.

6.  Proposed Control of Emissions from Nonroad Large Spark Ignition Engines. Recreational
   Engines (Marine and Land-based), and Highway Motorcycles. Regulatory Support
   Document, EPA420-D-01-004, September 2001, Chapter 6.

7.  See endnote 6.
                                        12

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              Appendix 1




Deterioration Ratio Data for 1969 MY LDGTs
HC deterioration ratio
6 00 	
5.00
4 00 -

3.00
2.00 -
1 00
0 00
+
average = 1 .58
average w/o outlier =1.11

•
* * t * *

0 20,000 40,000 60,000 80,000 100







000
m iles
CO deterioration ratio
4 00 	
3.00
2.00 -
1 00
0 00 -
average = 1 .31 *
average minus HC/NOx outlier = 1.39
•
•
•
*
•

0 20,000 40,000 60,000 80,000 100,000
m iles
NOx deterioration ratio
2 50 	
2.00 -
1.50 -
1 00
0.50
0 00
average =1.10
average minus outlier = 1.05 •
•
* • • . •
•
•

0 20,000 40,000 60,000 80,000 100,000
m iles

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                                     Appendix 2

     Emission Deterioration Factors For the NONROAD Emissions Model

                                 Report No. NR-011
                                  September 4, 1998

                                    Chris Lindhjem
                                     Greg Janssen
                                      Mike Sklar
                                     Rich Wilcox

                        Nonroad Engine Emission Modeling Team
                           Assessment and Modeling Division
                             EPA, Office of Mobile Sources
I.  Purpose

       This report addresses the emission deterioration rates currently being used in the draft
version of NONROAD and discusses other sources of emission deterioration estimates. The
Nonroad Engine and Emissions Modeling Team (NEEMT) welcomes comments and suggestions
concerning our approach to modeling nonroad engine emissions deterioration.

II. Background

       As used  here, the term "deterioration" refers to the degradation of an engine's exhaust
emissions performance over its lifetime due to normal use or misuse (i.e., tampering or neglect).
Engine deterioration increases  exhaust emissions, usually leads to a loss of combustion
efficiency, and can in some cases increase nonexhaust emissions.  The amount of emissions
increase depends on an engine's design, production quality, and technology type (e.g., spark
ignition two-stroke and four-stroke, compression ignition). Other factors, such as the various
equipment applications in which an engine is used, usage patterns, and how it is stored and
maintained, may also affect deterioration.

       The term "deterioration rate" refers to the degree to which an engine's emissions increase
per unit of activity.  Nonroad engine activity is expressed in terms of hours of use or fraction of
median life. The term "deterioration factor" refers to the ratio of an engine's emissions at its
median life divided by its emissions when new.

       The terms useful life and median life are used in the following manner in this report in
order to avoid confusion. Useful life is a regulatory term used to indicate the amount of time
during the life of a nonroad engine that a manufacturer must certify to the U. S. EPA that the

                                          14

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engine meets a required emission standard as defined by a regulation. Median life, as used in this
report, refers to the age at which 50 percent of the engines sold in a given year have ceased to
function and have been scrapped.1

III. Core Challenge

       The core challenge associated with estimating nonroad engine deterioration is the
development of reasonably accurate deterioration rates for the enormous range of nonroad engine
types and applications from the limited amount of nonroad emission deterioration data that exist
at this time.  To estimate deterioration, the emission performance of engines at various ages is
required. Such information can be obtained from a longitudinal study that examines the same set
of engines periodically as they age,  or from a sampling study that tests engines of various ages
but the same basic design. In either case, the engines studied should be selected randomly from
the population of engines actually being used in the field.

       Given the limited available test data, the NEEMT is currently unable to develop unique
deterioration rates based on actual engine test data for the myriad of applications and power
levels covered by NONROAD. The Office of Mobile Sources has conducted emissions testing
on several dozen small spark ignition lawn & garden engines and a few large compression-
ignition engines. The nonroad engine industry and a few States have also conducted some
nonroad engine emissions testing. However, the nonroad engine emissions  data currently
available are still limited when compared to the large number of nonroad engine types and
applications for which these engines are used, particularly for the purposes of evaluating
emission deterioration as engines age. The EPA has obtained extensive data on the emissions
deterioration of light-duty highway  engines, but these engines are unlikely to deteriorate in a
fashion typical of nonroad engines due to fundamental differences in engine and emission control
technology design, maintenance, and operation. Deterioration in emissions  from light-duty
vehicles (LDVs) is thought to be due in large part to gross failures of emission control after-
treatment systems, which nonroad engines do not have at this time.

       A related challenge is that EPA has  essentially no data on the incidence of tampering
and/or neglect of proper maintenance and only limited data that distinguish the effect of such
malmaintenance from the effects  of normal usage. These data are based on  emission tests of two
lawnmower engines that had various components, including the sparkplug, air filter, and oil,
manipulated to simulate bad maintenance practices (i.e., not changing the sparkplug, air filter and
oil on a regular basis, as recommended by the manufacturer). The results of this effort were
inconclusive, suggesting that intentional disablement of engine components does not adequately
simulate emissions deterioration from normal usage. The NEEMT requests that state and
industry stakeholders share any data regarding the incidence of tampering and neglect of proper
maintenance they may have with EPA. The NEEMT also requests that stakeholders share any
data they have regarding the relationship between emissions deterioration due to normal usage
and emissions deterioration due to intentional disablement of engine components with EPA.
                                           15

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       This report explicitly addresses the compatibility of NONROAD's estimates of
deterioration with the estimates of deterioration produced by other nonroad emission models.
These models include the nonroad compression ignition regulatory Nonroad Emissions Model
(NEM), the Phase 1 Nonroad Small Engine Emission Model (NSEEM1), the Phase 2 Nonroad
Small Engine Emission Model (NSEEM2), and the California Air Resources Board (ARB)
OFFROAD model.  EPA used the NEM to support the proposed compression ignition (diesel)
engine rule, the NSEEM1 to support the Phase 1 Small Spark Ignition Engine Rule, and the
NSEEM2 to support the proposed Phase 2 Small Spark Ignition Engine Rule. During the
development of NONROAD, the NEEMT has used many of the same data sources and modeling
assumptions used in these earlier models. Once the final version of NONROAD is released, the
EPA expects to rely on NONROAD as its primary emission inventory model for future
rulemaking and inventory modeling activities.

       A discussion of the calculation methods used in each of the earlier models can be found
in Section IV, Methods of Applying Deterioration. The specific deterioration inputs used in
NONROAD and their basis will be addressed for spark ignition engines at or below 25
horsepower; over 25 horsepower; liquid petroleum gas (LPG) and compressed natural gas
engines (CNG), and compression ignition (diesel)  engines in subsequent sections.

IV. Methods of Applying Deterioration

   A.  NONROAD Method

          Generally, the NONROAD model addresses the effects of deterioration in the
   inventory calculation by multiplying a zero hour emission factor for each category of engine
   by a deterioration rate as the engine ages. The following formula describes the basic form of
   the calculation:

          EFaged = EF0 * DF                                                     (1)

             where: EF (aged) is the emission factor for an aged engine
                    EF0 is the emission factor for a new engine
                    DF is the deterioration factor.

          In order for the NONROAD model to be compatible with the EPA's small nonroad
   spark ignition engine rulemaking process and also be able to calculate deterioration for other
   engines, the NEEMT has derived the following multi-purpose deterioration function:

          DF = 1 + A * (Age Factor)b     for Age Factor < 1                       (2)
          DF = 1 + A                   for Age Factor > 1
                                          16

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       where  Age Factor =  [Cumulative Hours * Load Factor]
                               Median Life at Full Load, in Hours

              A, b          =   constants for a given technology type; b < 1.

       The constants A and b can be varied to approximate a wide range of deterioration
patterns. "A" can be varied to reflect differences in maximum deterioration. For example,
setting A equal to 2.0 would result in emissions at the engine's median life being three times
the emissions when new.  The shape of the  deterioration function is determined by the second
constant, "b."  This constant can be set at any level between zero and 1.0; currently, the
NONROAD model sets "b" equal to either  0.5 or 1.0.  The first case results in a deterioration
curve in which most of the deterioration occurs in the early part of an engine's life; the second
case results in a linear deterioration pattern, in which the rate of deterioration is constant
throughout the median life of an engine. In both cases, the NEEMT decided to cap
deterioration at the end of an engine's median life, under the assumption that an engine can
only deteriorate to a certain point beyond which it becomes inoperable. For spark ignition
engines at or below 25 horsepower, NONROAD uses the regulatory useful life values in
Appendix F of the Phase 1 regulatory support document for median life values.  For other
engines, NONROAD uses the median life values from the Power Systems Research (PSR)
database.2 These functions can be used to provide a close approximation to the shape of the
deterioration curves used in NSEEM1 and NSEEM2 for spark ignition engines less than 25
horsepower.

       SI engines have a wide range of designs that affect their emissions deterioration. To
model these different deterioration patterns, NONROAD categorizes SI engines into
"technology types" by their design and emission control equipment. A given technology type
can apply to one or more horsepower-application categories, and a given horsepower-
application category can be divided into more than one technology type. NONROAD applies
a given deterioration function (that is, a given A and b value) to all engines of a given
technology type, regardless of their application or power range. As a result, a single
technology type may be applied to engines with very different median lives, but this
difference is handled by expressing engine age in terms of the "Age Factor" defined above.
The NEEMT believes this approach is reasonable, since deterioration patterns should be
more closely related to the design of the engine  and its emission control technology than to
the kind of application in which it is used. Furthermore, the available data on emissions
deterioration of nonroad SI engines is insufficient to develop  separate deterioration functions
for the many combinations of application, horsepower range, and technology type.

       NONROAD's  technology type feature allows each horsepower-application category
to be divided into as many as ten  technology types, each with its own deterioration pattern.
The technology type feature gives the model flexibility to handle the full range of engine
designs used in nonroad equipment. For example, the technology type feature can handle the
33 distinct engine types that are defined by  EPA's Phase 1 and proposed Phase 2 Small
                                        17

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Engine Rules, as shown in Tables 1-5. However, deterioration data for each technology type
across different applications are not available at the present time. Thus, the NONROAD
model does not apply different deterioration patterns to engines of the same technology type
used in different applications.  Instead, the model applies different deterioration patterns to
engines within each engine type (i.e., two-stroke, four-stroke spark ignition, compression
ignition) based on the more detailed engine classes defined in the Phase 1 and proposed
Phase 2 Small Engine Rules instead of by application. In other words, NONROAD models
deterioration for a tiller and a lawn mower equipped with engines of the same technology
type using the same deterioration pattern.

B.  Methods of Applying Deterioration  in Other Models

    1.  California ARE OFFROAD Model

              The California ARB OFFROAD model applies deterioration based on a linear
       relationship. Emissions are modeled to increase by a fixed amount for every hour that
       the engine is used, up to a fixed limit. The function used by OFFROAD is as follows:

              EFaged = EFnew + DR * CumHours atin.useload

              where EFaged  =  deteriorated emission factor
                    EFnew  =  zero hour emission factor
                    DR=   fraction of the maximum deterioration added to the zero
                              hour emission factor (EFnew) for each hour of age the engine
                              accumulates
                    CumHours atin.useload  =   Engine Age * Hours of use per year

       Without the emission rate cap, the linear  function presented  above could show an
       engine deteriorating indefinitely beyond one median life. This projection may not be
       a realistic or accurate one, since an engine can only deteriorate to a certain point
       beyond which it ceases to function and is scrapped. Like the NONROAD model, the
       OFFROAD model reflects the limit on how much an engine's emissions can
       deteriorate before the engine ceases to function by capping deterioration once an
       engine has reached one median life.

    2.  Phase 1 Nonroad Small Engine Emission Model (NSEEM1) for Small Gasoline Four
       and Two-Stroke (<25 hp) Engines

              The Phase 1 Small Engine  Rule calculates deterioration using the following
       exponential function for both two  and four-stroke spark ignition engines:

              DF = 1 + [(EFf - EF0)/EF0]  * [1 - exp(-3  * (Age Factor})]             (3)
                                       18

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          where  EFf    =  emission factor for a fully aged engine
                 EF0    =  zero hour emission factor
                 Age   =  Age in years/Median life in years.

          The deterioration function (3) in the NSEEM1 model results in 95% of the
   deterioration occurring at an age of one median life. As stated above, the equation (2)
   used in NONROAD closely approximates the Phase I deterioration curve, but caps
   deterioration after one median life.  The relationship between the deterioration in
   NONROAD and NSEEM1 at one median life is given below.

          A = [(EFf-EF0)/EF0]                                             (4)

          for Age Factor = 1

3.  Proposed Phase 2 Nonroad Small Engine Emission Model (NSEEM2) for Small
   Gasoline Four and Two-Stroke (< 25 hp) Engines

          The proposed Phase 2 Small Engine Rule and its supporting model
   (NSEEM2) use the following equations to calculate deterioration for small two and
   four-stroke engine HC, CO, and NOx emissions. It should be noted that the following
   deterioration functions were used to recalculate the original Phase 1 deterioration
   rates as well as calculate the Phase 2 deterioration rates. Also, paniculate matter (PM)
   emissions and deterioration were not considered in either the first or second phase of
   the Small Engine Rule.

          The deterioration function for spark ignition two stroke engines is linear and is
   given by equation (5):

             DF = 1 + C * (Hourstotal)                                       (4)

             where C   =  A constant derived from a best-fit regression based on EPA
                           and manufacturer test data3
                    Hourstotal   =   Engine age * Annual hours of use

          For four-stroke engines, the deterioration function is a square root function
   and is given by equation (6):

             DF = 1 + C * (Hourstotal)a5                                     (6)

             where C   =  A constant derived from a best-fit regression based on
                           manufacturer test data
                    Hourstotal   =   Engine Age * Annual hours of use
                                    19

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          This function produces a curvilinear plot similar in shape to the NSEEM 1/Phase 1
          curve, where most of the deterioration occurs toward the early part of an engine's
          median life. This function is based on manufacturer's emissions testing data from
          engines undergoing accelerated aging in the laboratory and in the field.4

       4.  Compression-Ignition Nonroad Engine Model (NEM)

                 The NEM does  not contain a deterioration function, since EPA assumes that
          compression ignition engines do not significantly deteriorate.  This assumption is
          discussed in more detail later in this report, under the section addressing compression
          ignition engines.

   C.  Using the NONROAD Deterioration Function to Represent Other Deterioration
       Patterns

              The NONROAD deterioration function can be modified to give results consistent
       with the Phase 1 and proposed Phase 2  Small Engine Rules. The NONROAD
       deterioration function also  has the ability to describe other curvilinear or linear
       deterioration patterns, such as the California ARE deterioration rates, by changing the
       inputs for the function in equation (2).

V. Deterioration Inputs For Engines At or Below 25 Horsepower

   A.  Deterioration Inputs Used In NONROAD For Spark Ignition Engines Less than 25
       Horsepower

              The NONROAD deterioration function is given by equation (2):

          DF = 1 + A * (Age Factor)b     for Age Factor <  1
          DF = 1 + A                    for Age Factor > 1

          where Age Factor =  [Cumulative Hours * Load Factor]
                                  Median Life at Full Load, in Hours

                 A, b         =  constants for a given technology type; b <  1.

              In NONROAD, the constant 'b' is set at 0.5 for four-stroke engines, resulting in a
       square root relationship between age and deterioration.  The constant 'b' is set at 1.0 for
       two-stroke engines, which produces a linear relationship between age and deterioration.
       This use of a curvilinear deterioration pattern for four-stroke engines and a linear
       deterioration pattern for two-stroke engines is similar to the approach used in the
       NSEEM2 model.
                                           20

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       The inputs for the variable 'A' of the NONROAD deterioration function are
shown in Tables 1-5 for the small engine classes defined in the Phase 1 and proposed
Phase 2 Small Engine Rules.  These values were derived from the values provided in the
Phase I Regulatory Support Document for maximum life emission factors and new engine
emission factors. For each pollutant and each engine type, variable 'A' represents the
maximum deterioration rate reached at one median life. It should be noted that
particulate matter (PM) standards were not considered or included in the Phase 1 and
proposed Phase 2 Small Engine Rules. For the present time, PM deterioration in four-
stroke engines will be equated to that of HC in NONROAD, and PM deterioration for
two-stroke engines will assumed to be zero. The NEEMT believes this assumption is
reasonable, since two-stroke engines are unlikely to experience the high PM deterioration
rates seen in four-stroke engines given the high PM emission rates of new two-stroke
engines.  The NEEMT requests stakeholders with information about the PM emissions
deterioration of two-stroke engines to submit such data to EPA.

       There are some small engine applications that are not covered by the Phase 1 or
proposed Phase 2 Small Engine Rules. These include marine engines (SCC
2282xxxxxx) and certain recreational equipment such as snowmobiles (226x001020),
off-road motorcycles and all-terrain vehicles (226x001030), and specialty vehicle carts
(226x001060).  In NONROAD the two-stroke versions of the recreational equipment
engines are assigned deterioration values equal to the G2N2 tech type shown in Table 2,
but they use a tech type name of R12S since the emission factors differ from the other
engine applications. Four-stroke versions of these recreational equipment engines are
simply included in the G4N2O tech type since there are no different emission factors.

       Recreational marine engines are handled differently from the recreational
equipment engines.  Based on  information gathered for the recreational marine engine
rulemaking (61 FR 52087,  October 4,  1996), two-stroke marine  engines are modeled as
having no deterioration for the same reasons mentioned above regarding particulate
matter (PM) emissions. We request comment on whether this should be changed to
model two-stroke marine engine deterioration similarly to other two-stroke engines or
possibly use some other deterioration rate.  NONROAD assigns  four-stroke marine
engines deterioration values equal to the G4N2O tech type shown in Table 2, but they use
different tech type names such as M3, M10, M11,M12, and Ml6 depending on the
specific control technology and application (outboard, personal  water craft or inboard).
                                    21

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                                     Table 1
          Class 1 (Displacement < 225 cc) Nonhandheld Deterioration Factor A
Engine Tech Type
G2N1 (gas 2-stroke nonhandheld Class 1, baseline)
G4N1S (gas, side-valve, 4-stroke nonhandheld Class 1,
baseline)
G4N1O (gas, overhead valve, 4-stroke nonhandheld Class 1,
baseline)
G2N1 (2-stroke, Phase 1)
G4N1S1 (Phase 1 side-valve, 4-stroke)
G4N1O1 (Phase 1 overhead valve, 4-stroke)
G4N1SC1 (Phase 1 side-valve, 4-stroke with catalyst)
G4N1S2 (Phase 2 side-valve, 4-stroke)
G4N1O2 (Phase 2 overhead valve, 4-stroke)
HC
0.201
1.1
1.1
0.266
5.103
1.753
5.103
5.103
1.753
CO
0.199
0.9
0.9
0.231
1.109
1.051
1.109
1.109
1.051
NOx
0
-0.6
-0.6
0
-0.33
-0.30
-0.33
-0.33
-0.30
PM
0
1.1
1.1
0
5.103
1.753
5.103
5.103
1.753
BSFC
0
0
0
0
0
0
0
0
0
                                     Table 2
Class 2 (Displacement >225 cc; Power Rating < 25 hp) Nonhandheld Deterioration Factor A
Engine Tech Type
G2N2 (gas 2-stroke nonhandheld Class 2, baseline)
G4N2S (gas, side-valve, 4-stroke nonhandheld Class 2,
baseline)
G4N2O (gas, overhead valve, 4-stroke nonhandheld Class 2,
baseline)
G4N2S1 (Phase 1 side-valve, 4-stroke with catalyst)
G4N2O1 (Phase 1 overhead valve 4-stroke)
G4N2S2 (Phase 2 side-valve)
G4N1O2 (Phase 2 overhead valve)
HC
0.201
1.1
1.1
1.935
1.095
1.935
1.095
CO
0.199
0.9
0.9
0.887
1.307
0.887
1.307
NOx
0
-0.6
-0.6
-0.274
-0.599
-0.274
-0.599
PM
0
1.1
1.1
1.935
1.095
1.935
1.095
BSFC
0
0
0
0
0
0
0
                                       22

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                                    Table 3
           Class 3 (Displacement < 20cc) Handheld Deterioration Factor A
Engine Tech Type
G2H3 (gas 2-stroke handheld Class 3, baseline)
G2H31 (Phase 1)
G2H3C1 (Phase 1 with catalyst)
G2H32 (Phase 2)
G2H3C2 (Phase 2 with catalysts)
HC
0.2
0.24
0.24
0.24
0.24
CO
0.2
0.24
0.24
0.24
0.24
NOx
0
0
0
0
0
PM
0
0
0
0
0
BSFC
0
0
0
0
0
                                    Table 4
        Class 4 (20cc < Displacement < 50 cc) Handheld Deterioration Factor A
Engine Tech Type
G2H4 (gas 2-stroke handheld Class 4, baseline)
G2H41 (Phase 1)
G2H4C1 (Phase 1 with catalyst)
G4H41 (Phase 1 4-stroke)
G2H42 (Phase 2)
G2H4C2 (Phase 2 with catalyst)
G4H42 (Phase 2 4-stroke)
HC
0.2
0.29
0.29
1.1
0.29
0.29
1.1
CO
0.2
0.24
0.24
0.9
0.24
0.24
0.9
NOx
0
0
0
-0.6
0
0
-0.6
PM
0
0
0
1.1
0
0
1.1
BSFC
0
0
0
0
0
0
0
                                    Table 5
 Class 5 (Displacement > 50cc; Power Rating <25 HP) Handheld Deterioration Factor A
Engine Tech Type
G2H5 (gas 2-stroke handheld Class 5, baseline)
G2H51 (Phase 1)
G2H5C1 (Phase 1 with catalyst)
G2H52 (Phase 2)
G2H5C2 (Phase 2 with catalyst)
HC
0.2
0.266
0.266
0.266
0.266
CO
0.2
0.231
0.231
0.231
0.231
NOx
-0.031
0
0
0
0
PM
0
0
0
0
0
BSFC
0
0
0
0
0
B. Other Sources of Deterioration Rates for Spark Ignition Engines At or Below 25
   Horsepower
                                      23

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       TheNEEMT considered several sources of information regarding deterioration
factors. These sources included the Nonroad Engine and Vehicle Emissions Study5
(NEVES), the technical documentation for the California ARB OFFROAD model, and
the small engine regulatory impact analysis and support documents for the Phase 1 and
proposed Phase 2 Small Spark Ignited Engine Rules.

1.  California ARB
          To estimate deterioration rates for pre-control, Tier 1, and Tier 2 two and four-
    stroke engines, the California ARB uses deterioration factors for HC, CO, and NOx
    derived from analysis of manufacturer emissions data submitted to EPA for
    consideration during the regulatory negotiation process for small engine standards, as
    well as additional manufacturer data submitted to the California ARB during its small
    engine rulemaking process.6'7 These data include the testing of engines that have
    undergone accelerated aging under both field and laboratory conditions. The
    deterioration rates for two-stroke engines appear in Table 6a and the rates for four-
    stroke engines appear in Table 6b. It should be noted that the four-stroke
    deterioration rates are weighted averages of the deterioration rates for side and
    overhead valve engines. At this time, the NEEMT has not received sufficient
    information from the California ARB to show the separate deterioration rates for side
    and overhead valve engines. However,  all other things being equal, side-valve
    engines usually deteriorate significantly more than overhead valve engines, based on
    tests conducted by both  EPA and the Equipment Manufacturers Association (EMA).

                                  Table 6a
       Small Engine (<25hp) Spark Ignition Two-Stroke OFFROAD Deterioration Rates
Standards
Uncontrolled
Tierl
Tier 2
Uncontrolled
Tierl

Uncontrolled
Tierl
Tier 2
Model Yr.
pre-95
1995-99
2000+
pre-95
1995-99
2000+
pre-95
1995-99
2000+
HP
0-2

2-15

15-25

HCDR
0
0
0.2513
0
0
0.2513
0
0
0.2513
CODR
0
0
0
0
0
0
0
0
0
NOxDR
0
0
0
0
0
0
0
0
0
PMDR
0
0
0.01117
0
0
0.00808
0
0
0.00808
                                    24

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                                 Table 6b
      Small Engine (<25hp) Spark Ignition Four-Stroke OFFROAD Deterioration Rates
Standards
Uncontrolled
Tierl

Tier 2
Uncontrolled
Tierl

Tier 2
Uncontrolled
Tierl

Tier 2
Model Yr.
pre-95
1995-96
1997-99
2000-03
pre-95
1995-96
1997-99
2000-03
pre-95
1995-96
1997-99
2000-03
HP
0-5


5-15


15-25


HCDR
0.0948
0.0565
0.0565
0.0144
0.0178
0.0207
0.0207
0.0047
0.0141
0.0166
0.0166
0.0049
CODR
0.5196
-0.067
-0.067
-0.3849
0.0337
0.0895
0.0895
0
0.0276
0.0345
0.0345
0
NOxDR
0.0002
0.0031
0.0031
0.0065
0.0013
0
0
0.0035
0.0011
0
0
0.0032
PMDR
0.0026
0.0026
0.0026
0.0026
0.0002
0.0002
0.0002
0.0002
0.0002
0.0002
0.0002
0.0002
2.  EPA Phase 1 Small Engine Model (NSEEMn

          For both uncontrolled and controlled four-stroke spark ignition engines, the
   maximum deterioration derived from the NSEEM1 model occurs at the end of one
   median life for HC, CO, and NOx. The deterioration rates in the two models,
   expressed in terms of the absolute increase in g/bhp-hr emission rates over the course
   of the engine's life, are the same and can be found in the regulatory impact analysis
   and support document for EPA's Phase 1  Small Engine Rule for engines at or below
   25 horsepower (19 kw).8 The NSEEM1 model uses the same deterioration rates
   found in the NEVES report for small four-stroke engines less than 20 horsepower
   (discussed in section 4 below).9  These deterioration rates were originally based on
   tests done by Southwest Research Institute (SwRI) on  three different four-stroke
   engines.

          The two-stroke spark-ignition deterioration factors for HC, CO, and NOx
   used by the Phase 1 Small Engine Rule Team used can be found in the regulatory
   impact analysis and support document for EPA's Phase 1 Small Engine Rule for
   engines at or below 25 horsepower (19 kw).  The two-stroke engine deterioration
   factors represent the ratio between the emission rates at one median life (when
   emissions reach their maximum level) and the emission rates at zero hours of age.
   The two-stroke maximum deterioration rates are 1.2, 1.9, and 1.0 for HC, CO, and
   NOx, respectively. This translates into a 20 percent HC increase, a 90 percent CO
   increase, and no change in NOx emissions over the engine's life. The deterioration
   rates used in the Phase 1 Small Engine Rule were based on information from SAE
   technical papers and industry-supplied data. The OMS analysis of this information
   during the development of the Phase 1 Small Engine Rule supported changing the
                                   25

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   deterioration rates for two-stroke spark ignition engines from the ones found in the
   NEVES report.

3.  EPA Phase 2 Small Engine Model (NSEEM2N)

          As discussed above, the Phase 2 Small Engine Model uses a linear function
   for two-stroke  engines and a curvilinear square root function for four-stroke engines
   to define deterioration as the engine ages. The Small Engine Rule Team used these
   functions to derive deterioration rates for Phase 2 small engines, and they also revised
   the Phase 1 deterioration rates originally calculated for the Phase 1 Small Engine
   Rule. However, the uncontrolled deterioration rates  remain unchanged from the
   original ones used in the Phase 1 Small Engine Rule.

          As shown above in the "Methods of Applying Deterioration" section (Section
   IV. A), the two and four-stroke Phase 2 deterioration functions employ a unique
   constant for HC, CO, and NOx for each class of small engines, as shown in Table 7.

                                 Table 7
    Constants Used in the Phase 2 Small Engine Rule Deterioration Function

Phase 1
Res.
HC
CO
NOx
Phase 1
Com.
HC
CO
NOx
Phase 2
Res.
HC
CO
NOx
Phase 2
Com.
HC
CO
NOx
G2H3


0.002
0.002
0.000


0.0003
0.0003
0.0000


0.002
0.002
0.000


0.0003
0.0003
0.0000
G2H4


0.002
0.002
0.000


0.0003
0.0003
0.0000


0.002
0.002
0.000


0.0003
0.0003
0.0000
G2H5


0.002
0.002
0.000


0.0003
0.0003
0.0000


0.002
0.002
0.000


0.0003
0.0003
0.0000
G2N1


0.000
0.002
0.000


0.000
0.002
0.000


0.000
0.000
0.000


0.000
0.000
0.000
G2N2


0.000
0.000
0.000


0.000
0.000
0.000


0.000
0.000
0.000


0.000
0.000
0.000
G4N10


0.050
0.022
0.030


0.0245
0.0110
0.0147


0.050
0.022
0.030


0.0245
0.0110
0.0147
G4N1S


0.1300
0.0220
0.0200


0.0637
0.0110
0.0098


0.1300
0.0220
0.0200


0.0637
0.0110
0.0098
G4N20


0.0800
0.0110
0.0200


0.0566
0.0080
0.0141


0.0280
0.0110
0.0060


0.0198
0.0080
0.0042
G4N2S


0.0400
0.0110
0.0200


0.0283
0.0080
0.0141


0.0400
0.0110
0.0200


0.0283
0.0080
0.0141
G4H4


0.1840
0.0020
0.0230


0.0751
0.0008
0.0094


0.1840
0.0020
0.0230


0.0751
0.0008
0.0094
                                   26

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       The other input used in the deterioration functions is the median life in hours
for each equipment type. This value is derived by multiplying the annual hours of
activity by the half-life (B50 value) in years of each equipment type.  The half-life in
years is the point on the NSEEM2 scrappage curve when 50 percent of the equipment
from a given model year are no longer functioning. These values are included in
Tables F-05 by F-06 in the Phase 2 Small Engine Rule Regulatory Support Document
and are reprinted here in Table 8.10
                                27

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                               Table 8
       Phase 2 Small Engine Rule Average Annual Use and Load Factor
Equipment
LN MOWERS
LN MOWERS
TRIM/EDGE CUTTER
TRIM/EDGE CUTTER
CHAINSAWS
CHAINSAWS
LEAF BLOW/VAC
LEAF BLOW/VAC
GENERATOR SETS
GENERATOR SETS
TILLERS
TILLERS
SNOWBLOWERS
SNOWBLOWERS
COMMTURF
COMMTURF
REAR ENG RIDER
REAR ENG RIDER
LN/GROUND
TRACTOR
LN/GROUND
TRACTOR
PUMPS
PUMPS
ALL OTHER
EQUIPMENT
ALL OTHER
EQUIPMENT
Use
res
prof
res
prof
res
prof
res
prof
res
prof
res
prof
res
prof
res
prof
res
prof
res
prof
res
prof
prof
res
Hr/Year*Load Factor
8.38
134.12
4.55
68.64
6.25
151.25
4.8
141.14
6.08
97.36
6.69
188.64
2.97
47.49
NA
340.85
13.5
216.07
19.84
317.37
9.34
149.44
7.3
116.84
Hr/Yea
r
25.4
406.42
9.1
137.29
12.5
302.5
9.59
282.29
8.95
143.18
16.73
471.6
8.48
135.68
NA
681.69
35.54
568.6
45.08
721.31
13.54
216.58
14.61
233.68
B50
5.8
2
4.3
2.3
4.3
0.9
4.3
2.3
5.8
2.3
5.8
4.4
4.4
4.4
NA
2.9
5.8
2.9
5.8
2.9
5.8
2.3
5.8
2.3
4.  Nonroad Engine and Vehicle Emissions Study (NEVES)
                                 28

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Four-Stroke SI Engines

       The deterioration rates used in the NEVES for four-stroke engines at or below
20 horsepower were applied to zero-hour emission factors to generate an in-use
emission factor. These deterioration rates were derived from tests done by Southwest
Research Institute (SwRI) on three four-stroke engines.11  A table of the SwRI testing
results can be found in Appendix 1 of this report. For four-stroke engines, the
maximum deterioration factor at the engine's average useful life based on the SwRI
tests are multiplicative factors of 2.1, 1.9, and 0.4 for exhaust hydrocarbons (HC),
carbon monoxide (CO), and oxides of nitrogen (NOx), respectively (i.e., 110 percent
increase for HC, 90 percent increase for CO, and 60 percent decrease for NOx at the
median life of this type of engine). The particulate matter (PM) deterioration factor
taken from the NEVES report is 3.6, which translates into a 260 percent increase in
emissions at the median life for this engine category.12  The decrease in NOx
emissions was not seen as being unreasonable, given that wear and tear on small
engines tends to cause the fuel to air ratio to become more fuel-rich, thereby
increasing products of incomplete combustion such as hydrocarbons, parti culate
matter, and carbon monoxide emissions while suppressing NOx formation.13 The
authors of NEVES assumed that four-stroke LPG and CNG engines deteriorated the
same amount as their gasoline counterparts, since design differences between the
gasoline and LPG/CNG engines were negligible.

Two-Stroke SI Engines

       With the exception of recreational marine engines, the NEVES report equated
all two-stroke SI engine deterioration rates for HC and CO to the four-stroke SI
engine deterioration rates in NEVES for below-25 horsepower (19 kw) engines. The
authors of NEVES used this approach because the available two-stroke SI emissions
testing data from Southwest Research Institute (SwRI) provided inconclusive results.
As discussed in the NEVES report, SwRI tested  two small (at or below 20 hp), aged
two-stroke  SI engines , but these results differed widely for HC and CO.  The SwRI
deterioration data for small four-stroke  SI engines fell between the results for the two
two-stroke engines, and the authors of the NEVES report decided to use this four-
stroke deterioration rate for all small SI engines (both two- and four-stroke). This
approach was considered to be preferable to basing the small two-stroke engine
deterioration estimates on two data points that differed so greatly. For two-stroke
recreational marine engines the NEVES report used a multiplicative deterioration
factor of 1.2 (20 percent) that was based on data submitted by the National Marine
Manufacturers Association (NMMA).

       For NOx, both of the two-stroke SI engines tested by SwRI showed  almost
equal or slightly higher emissions compared to new engine emission factors for two-
strokes. These consistent test results prompted NEVES' authors to use a deterioration
                                29

-------
          factor of 1.0 (zero percent deterioration) for NOx emissions from all small two-stroke
          SI engines (including recreational marine engines), instead of using the four-stroke SI
          engine NOx deterioration factor.

                For PM, the NEVES report set the PM deterioration factors for all two-stroke
          spark-ignition engines to a multiplicative factor of 1.0 (zero percent) due to the
          perceived inappropriateness of applying the four-stroke spark-ignition deterioration
          rate (3.6 or 260 percent over the median life of the engine) to two-stroke engines. PM
          emission rates from new two-stroke SI engines are already so high that the NEVES
          authors believed that they could not experience such a large increase in emissions and
          remain operational. In the absence of other information, they chose to assume no
          deterioration in PM emissions.  A copy of the table containing these deterioration
          rates can be found in Appendix 2.

   C.  Discussion of Deterioration Factor Data for Spark-Ignition Engines At or Below 25
       Horsepower

             The deterioration rates used in NONROAD approximate the levels of
       deterioration found in testing, including the testing summarized in NEVES and the testing
       done to support EPA's Phase 1 and proposed Phase 2 Small Engine Rules. Where these
       test results differ, the NEEMT has chosen to give greater weight to data taken from
       engines which have experienced usage patterns that reflect expected field conditions. The
       test data submitted to EPA for the proposed Phase 2 Small Engine Rule, for example,
       reflects testing of engines that have undergone accelerated aging which the NEEMT does
       not believe to be representative of the aging experienced by engines in use. After
       evaluating all available data, the NEEMT has determined that the level  of deterioration
       used in NSEEM1 and Phase 1 Small Engine Rule provides a reasonable basis for the
       deterioration rates used in NONROAD. These deterioration rates are generally higher
       than the deterioration rates used for regulatory purposes in NSEEM2 and the proposed
       Phase 2 Small Engine Rule, but are generally smaller than those used in NEVES. The
       NEEMT believes that the deterioration rates used in NONROAD are more reflective of
       the deterioration rates that one would expect to find out in the field when equipment
       powered by small spark ignition engines is used by the average person than are the
       deterioration rates found in NSEEM2 and the proposed Phase 2 Small Engine Rule.

VI. Deterioration Inputs for Spark Ignition Engines Greater than 25 Horsepower

   A.  Deterioration Factors Used in NONROAD for Spark-Ignition Engines Greater Than
       25 Horsepower (19 kilowatts)

             Currently, there are few  emission testing data concerning dedicated nonroad four-
       stroke spark ignition engines over 25 horsepower.  Both the NEVES and the California
       ARB used deterioration rates for these types of engines that originated from on-highway
                                          30

-------
   spark-ignition engine emissions data. These approaches will be discussed later in this
   document.

          For the purpose of the draft release of NONROAD, the NEEMT has decided to
   equate deterioration of four-stroke SI engines over 25 horsepower to that of the Class 2,
   non-handheld four-stroke engines, which are the largest class of engines found in the
   Phase 1 and proposed Phase 2 rules. Since four-stroke engines over 25 horsepower are
   not currently regulated, have overhead valve technology, and have no catalytic technology
   applied to them, the NEEMT will use the baseline deterioration factors found in Table 2
   listed next to the label "G4N2O" (i.e., gasoline, four-stroke, non-handheld, Class 2,
   overhead valve engines).  The deterioration rate for the large ones will be curvilinear,
   using 0.5 for the 'b' constant, as is the case for small four-stroke engines.

          Two-stroke SI engines over 25 horsepower are also unregulated at this time. For
   these engines, the NEEMT has decided to use  the pre-control deterioration inputs being
   used in NONROAD for the largest class of small engines in the Phase 1 and proposed
   Phase 2 Small Engine Rules. These can be  found in table 2 next to the label "G2N2"
   (i.e., gasoline, two-stroke, non-handheld, Class 2 engines). The deterioration rate for the
   large ones will be linear, using 1.0 for the 'b' constant in the NONROAD deterioration
   function, as is the case for small two-stroke engines.

B. Other Sources of Deterioration Factors for SI Engines Greater than 25 Horsepower

   1.  NEVES Deterioration Factors for Gasoline Spark Ignition Engines Greater than 20
       Horsepower

              The data for the large four-stroke SI deterioration rates in the NEVES report
       were developed by a 1983 joint testing program by EPA and the Equipment
       Manufacturers Association (EMA) to test heavy-duty on-highway engines, including
       both spark-ignition and compression-ignition engines. For heavy-duty, four-stroke,
       spark-ignition engines, the program used an unknown number of 1979 to 1982 pre-
       controlled highway engines. EMA's calculation of the deterioration rates used
       regression equations based upon a number of assumptions, most notably that the
       engines had logged 55,000 miles. Based on this assumption, the engines had reached
       the halfway point of their median life in relation to the existing heavy-duty on-
       highway gasoline engine regulations, which defined the median life of such engines to
       be 110,000 miles.  Deterioration rates for HC and CO were calculated by dividing
       in-use engine emissions by those of new heavy duty gas engines. The deterioration
       factor for HC was calculated to be 1.5 (a 50 percent increase), while the deterioration
       factor for CO was calculated to be 1.3 (a 30 percent increase). NOx emissions did not
       show a significant increase in emissions, so a deterioration factor of 1.0 (zero percent
       increase) was used. No testing was done to measure PM deterioration. The NEVES
       report assumed that large nonroad four-stroke SI engines experienced similar
                                       31

-------
   deterioration patterns, in part because of the similarities in engine design between
   such nonroad engines and the uncontrolled highway engines tested by EMA and EPA.

          The NEVES report equated the large two-stroke spark ignition deterioration
   rates to the deterioration rates for the greater than 20 horsepower (19 kW) four-stroke
   spark-ignition engines in NEVES for HC, CO, and NOx. As stated in section V.B.4,
   the NEVES  report assumed no deterioration in PM emissions for all two-stroke spark
   ignition engines.

2.  California ARB's Deterioration Factors for Spark Ignition Nonroad Engines Greater
   than 25 Horsepower

          The California ARB nonroad model, OFFROAD, uses deterioration rates for
   gasoline four-stroke spark-ignition engines over 25 horsepower that are based on pre-
   control on-highway engine deterioration rates found in EMFAC7E, the California
   ARB on-highway emissions model. These deterioration rates, in the form of percent
   deterioration per percent of median life, are shown in Table 9.14 The California ARB
   matched nonroad and on-highway engines as closely as possible by horsepower and
   used a ratio to convert the on-highway deterioration rates based on gram/10,000 miles
   traveled to rates based on number of hours an engine has been used.  This ratio is
   shown below, with the median life for off-road engines expressed in terms of hours
   and the median life for on-highway engines expressed in terms of miles traveled. The
   deterioration factors are expressed as the percent increase in emissions per percent  of
   median life.  Since there were no equivalent on-highway engines for the 25 to 50
   horsepower  category of nonroad engines, the California ARB set the deterioration rate
   for these engines equal to that used for the 50 to 120 horsepower engines. No data
   were available for PM.

        Off-Road d.f. * Median Life = On-Highway d.f. * Median Life
         Off-Road Zero Hour Factor   On-Highway Zero Mile Factor
                                    32

-------
                                     Table 9
                  California ARB Deterioration Rates For Four-Stroke
                      Spark-Ignition Engine Over 25 Horsepower
                        (Percent increase per percent of median life)
HP
Category
25 to 50
50 to 120
120+
Equivalent
On-hwy.
None
LDGT
HDGV
On-hwy.
MYR
N/A
1969
NCAT
1970
NCAT
On-hwy.
Useful Life
N/A
120,000
120,000
Off-hwy.
HC d.f.
1.38%
1.38%
0.37%
Off-hwy.
CO d.f.
0.83%
0.83%
0.56%
Off-hwy.
NOx d.f.
0.064%
0.064%
0.140%
          The technical support document for the California ARB's OFFROAD model
   stated that baseline deterioration rates for two-stroke SI engines had been set equal to the
   two-stroke deterioration rates contained in the NEVES report, with the exception of two-
   stroke nonroad motorcycles, all terrain vehicles (ATVs) and snowmobiles. For nonroad
   motorcycles and ATVs, the California ARB calculated deterioration rates based on data
   from pre-control on-highway motorcycle engines. Snowmobile deterioration rates in
   OFFROAD were set to zero percent because the California ARB believed that it did not
   have sufficient data concerning their emissions.

C. Discussion of Deterioration Factors for Spark Ignition Engines Greater Than 25
   Horsepower

       The NEEMT has several misgivings about using the on-highway engine deterioration
rates derived from the EPA/EMA testing program and used in NEVES. Nonroad and
highway engines are used in different applications and on different operating cycles,
experience different maintenance patterns, and are operated at different power levels.
Highway SI engines also may be tuned to run differently or be configured differently than
those used in nonroad applications.  These differences are likely to result in significantly
different rates of deterioration for nonroad engines when compared to highway engines of
similar rated power levels. The cycles used in the EPA/EMA test program were not
documented in the NEVES report and supporting documentation, but it is likely that the
program used highway testing cycles since it used highway engines and since EPA had not
yet developed representative test cycles for nonroad applications at that time. The NEEMT
also has reservations about using the California ARB deterioration factors, and its general
approach for deriving nonroad deterioration rates from highway engine test data, for similar
reasons.  Furthermore, neither the EPA/EMA test program nor the California program
measureed PM emissions, although PM deterioration could be assumed to be equal to HC
deterioration, as the  California ARB did for small four-stroke SI engines.
                                       33

-------
          Given the paucity of actual nonroad testing data for spark-ignition engines greater
   than 25 horsepower and the concerns with the deterioration factors used in NEVES report
   and the OFFROAD model, the NEEMT has chosen to equate spark-ignition engine
   deterioration for large (>25 hp) engines to the deterioration of Class 2 SI engines in its draft
   version of NONROAD. Class 2 engines are the largest class of under-25 horsepower spark-
   ignition engines, and there is sufficient test data on such engines to permit estimation of their
   deterioration rates without having to use  data taken from tests  of highway engines. The
   NEEMT requests comments regarding the appropriateness of this approach and welcomes
   suggestions regarding more appropriate alternatives.  The NEEMT also requests that
   commenters submit any additional data that could be used to assess deterioration for large
   spark-ignition engines (both two and four-stroke).

VIII.  Liquid Petroleum and Compressed Natural Gas Spark-Ignition Engines

          Because liquid petroleum gas (LPG) and compressed natural gas (CNG) engines are
   primarily four-stroke engines, the NEEMT decided to assume  that they would deteriorate at
   the same rate as the corresponding gasoline-powered four-stroke SI engines for all pollutants.
   The NEEMT is not aware of any deterioration data available for LPG and CNG engines and
   requests that commenters submit any such data they may have to the NEEMT.  If such data
   become available, the NEEMT will revise the deterioration rates for these engines in
   NONROAD accordingly.

IX. Diesel Engines

       In the draft version of NONROAD, the NEEMT has chosen to assume that no
deterioration takes place in compression ignition nonroad engines. This approach is consistent
with the approach used by EPA in modeling  emissions from highway compression ignition
engines. However, recent preliminary test results suggest that nonroad diesel engines may
experience significant rates of deterioration.  In a 1997 test program conducted by Southwest
Research Institute for OMS 15, nine late-model, in-use nonroad diesel engines were tested. Four
of the engines had significant problems necessitating repairs.  Manifold or turbocharger leaks
were found in all four of the malmaintained engines; two of the engines also required other
repairs to the fueling system in addition to the leaks. Leaks in the manifold or turbocharger
would affect the functionality of the turbocharger and would likely increase emissions. The
manifold leaks made it impracticable to perform emission measurements on these engines, so
repairs were required before emissions testing. Therefore, it is likely that the measured emissions
and fuel consumption of these engines underestimated their in-use emissions.  EPA expects to
have a testing program commencing soon that will investigate deterioration rates in nonroad
compression ignition engines. The NEEMT  hopes to incorporate  the data from this testing
program in future versions of NONROAD and, if time and resources allow, in the final version
ofNONROAD.
                                           34

-------
       The EPA/EMA testing program mentioned above in Section VLB. 1  tested on-highway
heavy-duty diesel engines as well as heavy duty gasoline engines.  The results of this testing
showed no increase in HC or NOx and only a slight increase in PM as engines aged.  These
results are reflected in EPA's MOBILE emissions models and the Nonroad Emissions Model
(developed to support EPA's 1997 proposed nonroad diesel engine standards), both of which
assume that diesel engines experience no emissions deterioration.  The California ARE
incorporates diesel engine deterioration rates in its OFFROAD model that were derived from on-
highway data in the California ARB's EMFAC model. The same concerns regarding the
relevance of highway engine emissions testing  data to nonroad engine deterioration rates
discussed in Section VI.C also apply to nonroad diesel engines. The NEEMT is not aware of any
nonroad diesel emissions testing programs that were designed to isolate the effects of
deterioration and that could be used to confirm or refute the EPA/EMA and California ARE test
results.

Endnotes

1.      Median life is defined as the midpoint of the scrappage curve at which half of the engines in a given
       population cease to function and are scrapped. For more information, please refer to the technical report on
       activity, load factors and median life (NR-005) and the technical report about scrappage (NR-007).

2.      See endnote 1.

3.      Regulatory Impact Analysis and Regulatory Support Document. Control of Air Pollution: Emission
       Standards for New Nonroad Spark-Ignition Engines At or Below 19 Kilowatts. Office of Air and Radiation,
       Office of Mobile Sources, A-93-25, May 1995, section C.I.I, p. C-4.

4.      Regulatory Impact Analysis and Regulatory Support Document. Control of Air Pollution: Emission
       Standards for New Nonroad Spark-Ignition Engines At or Below 19 Kilowatts. Office of Air and Radiation,
       Office of Mobile Sources, A-93-25, May 1995, Section 5.4.2.

5.      Nonroad Engine and Vehicle Emission Study - Report and Appendices, USEPA, Office of Air and Radiation, Office of
       Mobile Sources, 21A-2001, November 1991.

6.      Documentation of Input Factors For The New Off-Road Mobile Source Emissions Inventory Model.
       Prepared for the California Air Resources Board by Energy and Environmental Analysis, Inc., August 1995,
       p. 6-21.

7.      Fax sent to NEEMT on 4/3/98 from Archana Agrawal of the California Air Resources Board. The fax
       contains tables of the official adopted deterioration rates in the California OFFROAD model as of 3/26/98.

8.      Regulatory Impact Analysis and Regulatory Support Document. Control of Air Pollution: Emission
       Standards for New Nonroad Spark-Ignition Engines At or Below 19 Kilowatts. Office of Air and Radiation,
       Office of Mobile Sources, A-93-25, May 1995, Appendix C.

9.      A slight discrepancy exists between NEVES and the small engine nonroad regulation concerning the
       classification of small versus  large spark ignition engines. The NEVES report divided smaller and larger


                                               35

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       four-stroke and two-stroke engines at 20 horsepower.  The regulations that have been promulgated since the
       publishing of NEVES set the dividing point at 25 horsepower (19 kilowatts).

10.    EPA Regulatory Support Document Phase 2: Emission Standards for New Nonroad Spark-Ignition
       Engines At or Below 19 Kilowatts. Appendix F: Nonroad Small Engine Emission Model Tables, Tables F-
       05 andF-06, December 1997.

11.    Nonroad Engine and Vehicle Emissions Study. November 1991, Appendix I, Table 1-14, p. 1-61.

12.    The first and second phases of the small engine rule did not address PM emissions.

13.    Nonroad Engine and Vehicle Emission Study, USEPA, Office of Air and Radiation, Office of Mobile Sources, 21A-
       2001, November 1991, Appendix I, p. 1-12, Section2.2.1.

14.    Recreated from Table 6-9, p. 6-22, in Documentation of Input Factors For The New Off-Road Mobile
       Source Emissions Inventory Model. Prepared for the California Air Resources Board by Energy and
       Environmental Analysis, Inc., August 1995

15.    Fritz. S. G.. Emission Factors for Compression Ignition Nonroad Engines Operated on Number 2 Highway
       and Nonroad Diesel Fuel. Southwest Research Institute. EPA EPA 420-R-98-001, March 1998.
                                                 36

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                                                      Appendix 1
                                        SwRI In-Use Small Utility Engine Test Results
Engine


4-Stroke

2 yr. WBM

4 yr. WBM



8 yr. WBM
New Engine  EFs

In-use adjustment (avg. test/EF)

2-Stroke

llyr. WBM



New Engine EFs

4 yr. String Trimmer



New Engine EFs
Test   HC       HC        CO
       g/hp-hr    test/EF     g/hp-hr
CO        NOx      NOx       PM       PM
test/EF     g/hp-hr    test/EF     g/hp-hr    test/EF
1A
1A
2A
1A
2A
3A


1
2

1
2

67.9
83.9
112.6
VOID
77.3
74.9
37.7

187
177
208
1369
1205
224
1.80
2.23
2.99
VOID
2.05
1.99

2.10
0.90
0.85

6.11
5.38

650
928
1033
VOID
835
829
430

415
418
486
2244
1936
722
1.51
2.16
2.40
VOID
1.94
1.93

1.90
0.85
0.86

3.11
2.68

0.94
0.37
0.47
VOID
0.90
0.71
2.02

0.51
0.52
0.29
0.77
0.69
0.90
0.47
0.18
0.23
VOID
0.45
0.35

0.40
1.76
1.79

0.86
0.77

1.35
1.11
2.05
VOID
6.27
4.08
0.75

5.75
6.61
7.7
61.3
54.3
3.99
1.80
1.48
2.73
VOID
8.36
5.44

3.60
0.75
0.86

15.36
13.61

                                                           37

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                                                   Appendix 2

                   Baseline and In-Use Emissions Numbers from EPA's 1991 Nonroad Study
Equipment Category                Baseline                   In-Use                  In-Use       Adjusted In-Use
                                   (g/kw-hr)                   (g/kw-hr)                Factor          Factors
                             HC      CO      NOx      HC       CO      NOx   HC  CO   NOx  HC  CO  NOx
4-Stroke Engines                                                                2.1   1.9    0.4   2.1  1.9  0.4
Lawnmowers                 50.5    576.4     2.71    106.13    1095.17    1.09
Trimmers/Edgers/Brush  32.41   527.27    2.71     68.07    1001.81    1.09
Cutters
Chainsaws                   NA      NA      NA      NA       NA       NA
Leaf Blower/Vacuum          26.01   509.79    2.72     54.61     968.59    1.09
Generator Sets              12.73   473.19    2.72     26.74    899.06    1.09
Tillers                       50.54   576.41     2.71    106.13    1095.17    1.09
Snowblowers                50.54   576.41     2.71    106.13    1095.17    1.09
Commercial Turf              12.6   474.53    2.83     26.46    901.61    1.13
Rear Engine Riders           12.47   473.19    2.72     26.18    899.06    1.09
Lawn and Garden Tractors     12.6   474.53    2.83     26.46    901.61    1.13
Pumps                     12.47   473.19    2.72     26.18    899.06    1.09
All Other Equipment                                                              2.1   1.9    1.0   1.2  1.9  1.0
2-Stroke Engines
Lawnmowers                278.82    486      0.39    585.52    1237.8    0.39
Trimmers/Edgers/Brush  301.1   728.22    1.22    632.14    1854.72    1.22
Cutters
Chainsaws                  399.46    699      1.29     842.9    1780.29    1.29
Leaf Blower/Vacuum          288.59  716.81     1.29    606.05    1825.66     129
Generator Sets              278.82    486      0.39    585.52    1237.8    0.39
Tillers                       278.82    486      0.39    585.52    1237.8    0.39
Snowblowers                278.82    486      0.39    585.52    1237.8    0.39
Commercial Turf             278.82    486      0.39    585.52    1237.8    0.39
Rear Engine Riders            NA      NA      NA      NA       NA       NA
Lawn and Garden Tractors     NA      NA      NA      NA       NA       NA
Pumps                      5.74     113      9.44     12.05    287.8    3.78
All Other Equipment
N/A=Not Applicable
Note: All Other Equipment includes the following: Distributed Loose Engines, Commercial Turf Equipment, Other Lawn and Garden, Wood
Splitters, Pressure Washers, Front Mowers, Welders, Specialty Vehicles and Carts, Shredders, Cement/Mtr Mixers, Golf Carts, Paving
Equipment, Air Compressors, and Sprayers.
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