cvEPA
            United States
            Environmental Protection
            Agency
             Office Of
             Federal Activities
             (2252)
EPA 300-8-94-006
April 1994
Evaluation Of Ecological Impacts
From Highway Development

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EVALUATION OF ECOLOGICAL IMPACTS
     FROM HIGHWAY DEVELOPMENT
                   April 1994
          U.S. Environmental Protection Agency
              Office of Federal Activities
                401 M Street, SW
               Washington, DC 20460

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EVALUATION OF ECOLOGICAL IMPACTS
     FROM HIGHWAY DEVELOPMENT
               EPA Contract No. 68-CO-0070
                  Work Assignment 2-06
                      April 1994
                     Submitted to:

                       Jim Serfis
             U.S. Environmental Protection Agency
                 Office of Federal Activities
                    401 M Street, SW
                  Washington, DC 20460
                     Submitted by:

                    Mark Southerland*
                   Dynamac Corporation
                   The Dynamac Building
                  2275 Research Boulevard
                   Rockville.MD  20850

                     'Preient address:
                       Versar, Inc.
                     9200 Rumsey Road
                    Columbia, MD 21045

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                                       CONTENTS

                                                                                     Page

 1.     Introduction  	    1
       1.1    Definition of Ecological Impacts	    1
       1.2    Report Format	    2

2.     The Need for Ecological Analysis in Highway Projects	    3
       2.1    NEPA Mandate  	    3
       2.2    Federal Highway Administration Mandate	    3
       2.3    Relation of Ecosystem Protection Goals to FHWA Guidance  	    5

3.     Impacts of Highways on Ecosystems	    7
       3.1    Highway Development Activities	    7
              3.1.1   Planning Phase  	    7
              3.1.2   Design Phase	    8
              3.1.3   Construction Phase  	    8
              3.1.4   Operation and Maintenance Phase	    8
       3.2    Types of Impact  to Ecosystems	    8
              3.2.1   Destruction of Habitats	   10
              3.2.2   Fragmentation of Habitats	   10
              3.2.3   Degradation of Habitats  	   13
              3.2.4   Cumulative Impacts	   15

4.     Ecosystem Approaches in Highway Development  	   17
       4.1    Categories of Highway Development	   17
              4.1.1   Urban  	   18
              4.1.2   Suburban  	   18
              4.1.3   Rural	   18
              4.1.4   Wildland	   19
       4.2    Approaches  and  Ecosystem Protection Goals  	   19

5.     Evaluation of Ecological Impacts  	   21
       5.1    Determining the  Appropriate Scale   	   21
       5.2    Establishing Ecosystem Goals and Endpoints	   21
              5.2.1   Ecosystem Endpoints	   23
       5.3    Gathering Ecosystem Information .	   25
       5.4    Analysis of Impacts	   26
              5.4.1   Analytical Approach	   27
              5.4.2   Classification and Mapping of Habitats	   28
                     GIS  — Geographic Information Systems	   29
              5.4.3   Characterization of Habitat Values and Impacts	   29
                     Species Characterization	   29
                     Aquatic Habitat Characterization	   30
                     Wetlands Characterization	   31
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                     Terrestrial Habitat Characterization	  32
              5.4.4  Comparative Methods  	  33
       5.5    Evaluation of Cumulative Impacts	  37

6.     Mitigation Measures for Ecological Impacts of Highways	  39
       6.1    Ecosystem Approach to Mitigation  	  39
       6.2    Mitigations for Each Phase of Highway Development	  40
              6.2.1  Planning Phase   	  41
              6.2.2  Design Phase	  44
              6.2.3  Construction Phase 	  49
              6.2.4  Operation and Maintenance Phase	  52
       6.3    Ecological Restoration as Mitigation   	  55
       6.4    Mitigation Monitoring 	  56

7.     Summary of Mitigations  for Ecological Impacts  	  59

8.     Bibliography   	  61


Table of Tables

Table 1.       Approaches to Meeting Ecosystem Protection Goals Within
              Four Categories of Highway Development	  20

Table 2.       Ecosystem Endpoints Associated with Ecosystem Protection Goals for
              Use in Environmental Assessment of Highway Development  	  22

Table 3.       Hypothetical Comparison of Effects of Alternatives on Ecosystem Endpoints  ...  36

Table 4.       Principal Mitigation Measures for Ecological Impacts By Phase and
              Setting of Highway Development  	  58

Table of Figures

Figure 1.      Mitigations in the Planning Phase	  43

Figure 2.      Mitigations in the Design Phase 	  48

Figure 3.      Mitigations in the Construction Phase	  51

Figure 4.      Mitigations in the Operations and Maintenance Phase	  54
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1.      Introduction

        The purpose of this report is to provide guidance for the analysis of ecological impacts from
highway development activities and the evaluation of related ecosystem mitigation measures.  This
guidance will support NEPA reviewers in providing informed comments for project scoping, EIS review,
and 309 analyses regarding the issue of ecological degradation resulting from highway development and
similar activities. It is hoped that this report will also be used by the Federal Highways Administration
(FHWA) and other federal agencies that do not have land management responsibilities as they consider
ecological  issues in environmental analyses.  Where appropriate, EPA  program offices may  want to
support FHWA and other federal agencies  in assessing the environmental risks of their proposed actions
and in developing mitigations for these impacts.

        This report builds  on the guidance provided by  the earlier EPA report, Habitat Evaluation:
Guidance for the Review  of Environmental Impact Assessment Documents,  and provides  specific
information on the ecological impacts associated with highway development.  A primary focus of this
report are the potential mitigations that may implemented during highway planning, design, construction,
and operation.  Many of the degrading activities and accompanying  ecological  impacts associated with
highway development are also relevant to other construction-based projects such as power generation and
industrial or residential development. By providing detailed guidance on both ecological analysis and
mitigation, this  report should  improve the environmental  impact  assessments  for a wide range  of
development activities.

1.1     Definition of Ecological Impacts

        The evaluation of  ecological impacts has traditionally been  limited to the consideration  of
individual species, their immediate habitats, and general natural resource categories such as water and
air  quality.  Although this approach  has afforded some protection  to individual species  and their
ecosystems, it is inadequate for regional or global biodiversity protection efforts. The need to address
the conditions of a wide range of species, and biological diversity  in general,  requires an ecological
approach to analysis that focuses on ecosystems.  Therefore, this document defines ecological  impacts
as any and all  changes in the structure and function of ecosystems.
      Ecosystem — a natural environment composed of both living organisms and physical
      components that function together as an ecological unit.
       Ecosystems provide  substantial  ecological values and services  such as  fish  and wildlife
populations, nutrient cycling,  water purification, and climate control. All natural areas contain definable
units that can be called ecosystems.  In general, the natural, condition of an environment is preferred
because it represents  a system that through evolution is most likely to  provide the desired values of
biological diversity and ecosystem functioning.  However, in  some cases, managed environments may
be needed to promote desired resources, or because natural processes have been altered.  An important
component of the ecosystem approach to preserving biodiversity and ecological values is the designation
of certain ecosystems, or habitats, as "of special concern."  For the purpose of this document, ecosystems
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of concern are defined as those sensitive environments whose degradation or loss results in significant
diminution of regional biodiversity (see Council on Environmental Quality 1993).  The condition of these
ecosystems can be evaluated in terms of both structure and function and should reflect holistic measures
of ecosystem health or ecological integrity (see Costanza et al. 1992).

       While ecosystem are often classified by broad vegetation-based categories, each ecosystem is
unique and must be evaluated in  the context of its specific geographic  location.   At the same time,
alteration of an ecosystem by degrading activities must be considered in terms of the impact on the entire
landscape.  Therefore,  an ecosystem perspective is essential for the adequate consideration of ecological
impacts.  This approach requires that the interactions of ecological components be considered, and that
the unique  characteristics of each ecosystem be evaluated.

       The Council on Environmental Quality (1993) report, Incorporating Biodiversity Considerations
Into Environmental Impact Analysis  Under the National Environmental Policy Act, recommends an
ecosystem approach to  biodiversity conservation. Therefore, the approach and methods described in this
report are consistent with the increased emphasis being placed on preserving biodiversity. As evidenced
by the reports of the Office of Technology Assessment (U.S. Congress, OTA 1987) and the National
Academy of Sciences (Wilson 1988), awareness of the immense social and intrinsic values of biodiversity
has increased greatly in recent years.  The diversity of species  and  genetic strains provides a pool of
critically important resources for potential use hi agriculture, medicine, and industry; the loss of wild
plant and animal species that have not been tested,  or in some cases not yet described, would deprive
society of these  potentials.  Access to genetic resources contributes  about  $1  billion annually to  U.S.
agriculture through development of improved crops.   Livestock and other sources  of protein benefit from
this access  as well. About 25 percent of our prescription drugs are  derived from  plant materials, and
many more are  based  on models  of natural compounds.  Native species  themselves  are  essential as
foodstuffs and are valuable as commodities such  as wood and paper.  Marine biodiversity, in particular,
plays a major role in meeting the protein needs of the world.  At the ecosystem level, biodiversity is
essential  to the continued provision of important ecological services, such  as  regulation of hydrologic
cycles, carbon and nutrient cycling, soil fertility, and commercially and recreationally important fish and
wildlife populations.

1.2    Report Format

       The following  sections of  this report present the specific approaches and methods required for
adequate evaluation of. ecological  impacts from highway development.  Section 2 illustrates how the
evaluation of ecological impacts meets existing requirements for integrated  NEPA  analyses.  Section 3
discusses the many specific impacts to ecosystems that result from highway development  activities.
Section 4 provides the basic framework for  addressing ecosystem conservation through evaluation of
highway  impacts. Section 5 presents specific methods for evaluating these impacts, including identifying
possible  ecosystem assessment endpoints.  Section 6 follows with specific mitigation measures that may
be applied  to address the impacts  to these endpoints. Finally, Section 7 provides a summary table of
mitigations for highway impacts  in different settings. A bibliography is included as Section 8.
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2.      The Need for Ecological Analysis in Highway Projects

        Traditionally, NEPA analyses of ecological resources have emphasized threatened and endangered
(and  certain commercially important) species, wetlands (and other sensitive aquatic habitats), and
protected areas  (such  as  parks  and refuges).   As the understanding  of ecosystem functioning has
increased, more comprehensive and sophisticated ecological analyses are possible.  The recent Council
on  Environmental  Quality (CEQ)  report  (1993),  Incorporating  Biodiversity  Considerations into
Environmental Impact Analysis Under the National Environmental Policy Act, illustrates the increased
level  of analysis that is now expected from environmental  impact assessments.  Improved ecological
analysis is also the goal of continuing efforts to strengthen the integration of NEPA considerations with
other environmental assessment activities (Bausch 1991).  Efforts to develop methods for cumulative
effects  analysis  have also been ongoing,  and they are expected to culminate in publication of a
practitioner's handbook by the end  of 1993 (Ray Clark, CEQ, personal communication).

2.1     NEPA Mandate

        Section 102(2) of NEPA requires a systematic, interdisciplinary approach that integrates science
and environmental  design into the decision-making  process.  In addition, CEQ  regulations require
integrating NEPA requirements with other environmental review and consultation requirements.  Both
of these provisions are designed to meet the basic objective of NEPA which is—to integrate environmental
quality objectives comprehensively  into planning.  The ecosystem approach, as embodied in this report,
provides the framework for a truly integrated assessment of environmental objectives. Because it requires
consideration of the interactions among the full range of ecological resources and focuses on the integrity
and functioning  of the landscape or regional ecosystem, the ecosystem approach is ideal for integrated
NEPA assessments.
2.2    Federal Highway Administration Mandate

       There are nearly 4 million miles of roads in the United States.  Such a complex system has the
potential to alter the natural environment in a myriad different ways, and includes the potential for large
cumulative and secondary impacts.  The NEPA process offers federal  and state highway authorities a
unique tool for  considering the full range of environmental impacts from highway development.

       The FHWA has recognized the importance of environmental assessment in its Environmental
Policy Statement  (EPS) of  1990, establishing policy to avoid,  minimize, and  mitigate adverse
environmental impacts. The statement gives the environment full consideration along with engineering,
social, and  economic factors in  project decisionmaking and  stresses the need to  fully integrate
environmental considerations into agency policies and procedures.  Of  particular concern to FHWA  is
the requirement to consider the possibility of secondary and cumulative impacts of agency actions.
Cumulative  impacts are defined  in 40  CFR  1508.7 (1978)  as "the impact on the  environment which
results from the incremental impact of the action when added to  other past,  present,  and reasonably
foreseeable  future actions."   To  achieve the balanced  consideration of these and  other  impacts,
environmental concerns must  be addressed  in the early stages  of planning  and throughout project
development.   The ecosystem approach provides a means of identifying the entire complement of
resources and interactions that must be understood to adequately consider  cumulative and indirect impacts.
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This is especially important when the affected environment is largely undisturbed, while in human-altered
systems a targeted resource approach may be equally valid.

       This emphasis on integrated assessment of environmental impacts from highway development is
also contained in the 1991 Intermodal Surface Transportation Efficiency Act (ISTEA).  ISTEA (U.S.
Congress 1991) states that

       "It is the policy of the United States to develop a National Intermodal Transportation System that
       is economically efficient, [and] environmentally sound...

and that

       "... Social benefits must be considered with particular attention to the external benefits of reduced
       air pollution, reduced traffic  congestion and other aspects of the quality of life in the United
       States."

ISTEA also contains provisions requiring FHWA to work with State highway agencies as never before
to  preserve and  enhance  environmental  resources  while implementing  transportation  programs.
Specifically States are required to "... undertake a continuous transportation planning process... " which
includes statewide and metropolitan plans (including long-range plans) consistent with existing plans under
the Clean Air Act and Clean Water Act, that consider the

       "... overall social, economic, energy, and environmental effects of transportation decisions."

       Projects related to ecosystem conservation that are eligible for  federal funding under either the
National  Highway System or the Surface Transportation Program include the following (emphasis added):

       "... participation in wetlands mitigation efforts related to projects funded under this title, which
       may include participation in wetlands  mitigation banks; contribution to statewide and regional
       efforts to conserve, restore, enhance and  create wetlands; and development of statewide and
       regional wetlands conservation and mitigation plans, including any such banks, efforts, and plans
       authorized pursuant to the Water  Resources Development Act of  1990  (including crediting
       provisions)...

       "... Construction,  reconstruction,  rehabilitation, resurfacing,  restoration, and operational
       improvements for highways (including bridges on public roads  of all functional classifications),
       including ... mitigation of damage to wildlife habitat, and ecosystems  caused by a transportation
       project funded under this title...

       "... Highway and transit safety improvements and programs,  hazard eliminations,  projects 12
       mitigate hazards caused by wildlife, and railway-highway.grade crossings."

       Implementation of such wildlife and ecosystem mitigation measures, as well as upfront, areawide
planning,  can  be facilitated  by  incorporation of an ecosystem approach into  the environmental
documentation process for highways.  For example, the concepts of corridor preservation and integrated
land use planning are best conducted in the framework of ecosystem analysis and management. In many
cases,  a  regional  ecosystem approach can  help unite transportation planning with the land use and
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resource management planning process of local and regional communities.  The next section discusses
the relationship between ecosystem protection goals and the existing FHWA environmental documentation
process.

2.3     Relation of Ecosystem Protection Goals to FHWA Guidance

        As discussed previously, the FHWA has already developed substantial guidance on the evaluation
of effects on natural resources, including cumulative  and secondary impacts.  In highly urbanized and
other disturbed environments, existing environmental documentation activities are adequate for assessing
impacts  from  highway development.    However, federal highway assessments  involving  largely
undisturbed natural environments could be improved by placing them in the framework of an ecosystem
approach.   An  ecosystem approach entails application of principles of ecosystem protection  (i.e.,
biodiversity conservation)  as described by  CEQ (1993).  The following six principles of ecosystem
protection  are already implicit  in  many of  FHWA requirements  and policies, and  their  explicit
incorporation in environmental documentation can strengthen highway assessments:
•       Evaluate within a regional context.  The "logical termini" provision in FHWA regulations and
        guidance is designed to prevent segmentation of projects and requires the use of a "rational
        endpoint for review of environmental impacts".   This provision requires that an individual
        highway project cannot be used to force improvements in other highway sections.  Application
        of a regional analysis of highway development, one that considers both the functional utility of
        the highway and the effects on the larger ecosystem, can help ensure that the best logical termini
        are chosen. At the same time, use of a regional context for assessment can greatly facilitate the
        consultation process with other agencies and involved parties.  By addressing development within
        a region, other planning and management activities  are more easily incorporated.  Incorporation
        of these plans is a goal of the 1992 FHWA guidance on secondary and cumulative impacts.

•       Preserve sensitive communities and ecosystems. FHWA regulations (40 CFR 1502.15) state that
        the affected environment includes "environmentally sensitive features".   Consideration of the
        variety of different habitat types is essential to protecting the larger ecosystem.  Usually, natural
        resource cooperators are required  to  point out habitats of  concern other than  wetlands.  An
        inventory of ecosystem (habitat) types should be conducted earlier in the planning process.  This
        inventory would also serve to identify Section 4(f) lands (i.e., public parks, recreation areas, and
        wildlife and waterfowl refuges with national, state, or local significance), as required by FHWA
        regulations.

•       Maintain natural habitat structure and ecosystem processes.   The 1992  FHWA  guidance on
        cumulative and secondary impacts stresses the need  to consider indirect effects, such as those on
        ecosystem processes. An ecosystem approach that applies strong ecological expertise is the best
        means of evaluating indirect effects among  ecosystem components. Application of an ecosystem
        perspective can also help identify important indirect effects such as the impact of exotic species.

•       Protect rare or ecologically important species. Again, consideration of "environmentally sensitive
        features" under FHWA  regulations  requires that assessment extend beyond  the traditional
        categories of listed  endangered  (and threatened) species and game species to  include rare and
        "keystone" (ecologically important) species. An ecosystem approach would include consideration


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        of the full complement of species in an ecosystem, and would coordinate their protection with the
        preservation of sensitive habitat types.

        Minimize fragmentation.   Adequate  consideration of cumulative and secondary  impacts  as
        described in the 1992 FHWA guidance necessitates evaluation of effects on habitat connectivity.
        Changes  in the  landscape pattern of habitats often  result from  the cumulative  effects  of
        construction projects.   By  applying an ecosystem approach within a regional perspective,  an
        analysis of both habitat connectivity and habitat pattern can be used to evaluate the impacts of
        habitat fragmentation.

        Restoration and monitoring.  In other than strictly urban settings, highway development will
        always have impacts. Therefore, the FHWA requirement that projects "minimize adverse effects"
        virtually ensures the need for  mitigation.  An ecosystem approach to mitigation could be used to
        extend existing FHWA methods for creating lost wetland functions to other habitat types.  By
        assessing the contribution of each habitat to the larger  ecosystem,  ecosystem analysis could
        identify restoration opportunities for biodiversity conservation, e.g., using highway corridors as
        preserves for rare plant communities.  An ecosystem perspective could also form the basis for
        mitigation monitoring by focusing restoration of ecosystem functions. It may be possible to adapt
        routine maintenance of highways to include monitoring of ecosystem impacts with the possibility
        of modifying the mitigations as  necessary.
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3.      Impacts of Highways on Ecosystems

        The construction of highways can have a substantial impact on the degradation and loss of natural
ecosystems, especially in less  developed areas.  Although the  actual areas converted by highways,
railways, and power line right-of-ways may cover only a small proportion of a region, these areas total
27 million  ac nationwide. Perhaps more importantly, the fragmentation of habitats caused by highway
development is  often severe (Frey and Hexem  1985).   Transportation routes can  be described  as
"disturbance corridors" that disrupt the natural, more homogeneous landscape (Barrett and Bohlen 1991).
In forested environments, these disturbances can cause (1) dramatic physical disruption to the continuous
vegetative community; (2) disruption to the structure and function of habitat; and (3) impacts to resident
wildlife, which must negotiate, tolerate, and cope with the habitat barriers.  In addition, disturbance
corridors created by forest  fragmentation alter the natural mix  of habitats and species by  providing
conditions suitable for early successional plants and animals. They replace forest trees  with grasses and
shrubs, eliminating nesting habitat for forest-interior species.  While they provide dispersal routes for
certain small mammals,  they present barriers  to many species.

        The scale of both the habitat  conversion and habitat fragmentation  effects caused by highway
development varies with the size of the project.  The impacts of projects  also vary  according to the
environmental setting, especially the degree of naturalness in the local and regional ecosystems.  In many
cases, small individual highway projects may have little or no  impact on natural ecosystems.  In other
cases, large projects can have dramatic impacts on wildland areas (areas that are largely undisturbed by
human activity).  Evaluations based on only a few  species or resources may be adequate  for small
projects. However, it is important to consider the contribution of small projects to the cumulative impacts
on the region.   Although individual road segments may cause only minor  environmental impact,  the
combined effect of the entire highway system may seriously degrade the natural environment.  In the
same way,  the  cumulative  impact of several highway systems  can  seriously affect entire regions,
disrupting migratory pathways and other ecosystem processes. These effects may be augmented, or even
overwhelmed, by secondary development, i.e., the land conversions to industrial or residential use that
usually accompany  road building.

3.1    Highway Development Activities

       Highway development consists of four phases of activities: planning, design, construction, and
operation.   Each of these phases involve a number of specific  actions that vary with each  highway
development projec\  As described in the introduction, an ecosystem is defined to include all the relevant
natural resources affected by highway development projects. These include air quality, water quality,
wildlife, wetlands,  and  all other types  of natural  communities.   The planning and design phases  of
highway development determine which ecosystems will be affected, while the construction practices and
operation and maintenance procedures actually cause the ecosystem impacts.

3.1.1  Planning Phase

       The planning phase involves all pre-design activities including the siting of the highway corridor.
Planning proceeds from the purpose and need for the project and includes consideration of all various
transportation options, potential locations, and possible basic designs. In essence, this phase determines
the  locations (and sensitive habitats) to be affected by selecting the corridor route.   Selection of the
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highway type and basic configuration and number of interchanges also contributes to identifying the
ecosystems "to be affected.  Both direct destruction of ecosystems and potential degradation based on
proximity are determined in this phase.

3.1.2   Design Phase

        The design phase involves the siting of the final right-of-way footprint and all aspects of structural
design and within design mitigations.  By selecting such highway parameters as width, slope,  and type
of crossing  structures (e.g., bridges), this phase actually determines the specific  potential impacts on
adjacent and nearby ecosystems.  While planning determines the general  areas where habitat will be
destroyed or degraded (areas within the highway corridor), design decides which specific locations will
be affected or avoided.  For this reason, small-scale mitigations are most important in the design phase.

3.13   Construction Phase

        The construction phase involves the vegetation removal, earth moving, and road building activities
that actually impact sensitive habitats.  Although the habitats to be affected  and the types of impacts are
already determined by  the preceding  phases and the basic requirement of highway construction, the
specific operation of construction activities may determine the severity of impacts such as erosion and
disturbance.  While vegetation removal is inherent within the roadway footprint,  excessive vegetation
clearing can be eliminated. In addition to physical destruction of habitat within the footprint, soil erosion
and other forms of pollution are the primary impacts in this phase. Mitigations involving both the timing
and performance of these activities can dramatically reduce these latter adverse impacts.

3.1.4   Operation and Maintenance Phase

        The operation and maintenance phase includes all post-construction  activities associated with the
built project, including routine vehicle traffic and roadway maintenance, as well as accidents and spills.
Routine maintenance activities include the following (Krame et al. 1985):

        •      Roadway paving and patching.
        •      Roadside blading and litter collection.
        •      Vegetation management (including mowing, chemical control, planting,  seeding, and
               fertilizing).
        •      Cleaning, painting, and repair of roadside structures, including curbs, drains, guardrails,
               and signs.
        •      Street cleaning, snow removal, lighting, abrasives, and pavement marking.
        •      Equipment cleaning and hazardous material handling and storage.

Although similar in nature to construction impacts, the pollution effects of this phase are long term.  Best
management practices are the principal mitigation measures for these impacts.

3.2     Types of Impact to Ecosystems

        A completed highway project necessarily includes impacts from all of the phases described above.
Generically, highway development can be said to affect ecosystems, and their values and functions,
through the following stressor processes:
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               Alteration of topography.
               Vegetation removal.
               Erosion, sedimentation, and soil compaction.
               Dehydration and inundation.
               Acidification, salinization, and warming.
               Contaminant toxicity.
               Noise and visual disturbance.
               Introduction of exotic species.
               Direct mortality from road kills.

These stressor processes can result in the following effects on ecosystems:

               Direct mortality of resident species.
               Physiological stress and decreased reproduction.
               Disruption of normal behavior and activities.
               Segmentation of interbreeding populations.
               Modified species interactions and alien species invasions.

        Although highway  development shares these effects with other human activities that degrade the
natural environment, highways (as well as powerline rights-of-way and other transportation routes) have
unique impacts associated with their linear form.  Within forested landscapes, highways act as concave
corridors, areas that exhibit lower vegetation heights than the surrounding habitat matrix (Gates 1991).
In agricultural and some rangeland landscapes  where dense vegetation is encouraged along the roadsides,
highways may act as convex corridors.  These highway corridors may function as (1) specialized habitats,
(2) conduits of movement, (3) barriers or  filters to  movement, or  (4)  sources  of effects  on  the
surrounding habitats (modified from Forman and Godron 1986).  Exactly how the corridor will function
depends on the condition of the larger landscape, not simply the habitat adjacent to the corridor. For
example, a highway corridor in a  forested landscape will function differently than a corridor bordered
by forest, but which exists  within a landscape  dominated by agricultural land.  Highway development is
also unique in its facilitation of secondary development.

        The direct, indirect, and cumulative impacts of highway development can be grouped into three
general  categories:

        1.      Destruction of habitat (resulting in the elimination of certain habitat types and their
               replacement with non-natural uses or with specialized semi-natural habitats).

        2.      Fragmentation of habitat (resulting in the loss of habitat  integrity through the creation
               of barriers  to species and ecological processes).

        3.      Degradation of habitat (resulting in the loss pf habitat integrity through disturbance of
               resident species, contamination with pollutants, alteration of natural processes, and
               introduction of exotic species).
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3.2.1   Destruction of Habitats

        The most direct effect of highway development on ecosystems is the destruction of a natural
habitat  through its  "conversion"  to a transportation land use  or "right-of-way".   Although natural
vegetation may be preserved within the right-of-way, the original natural characteristics of the land are
eliminated  within the paved area and adjacent roadsides.  The clearing of vegetation (trees, shrubs,
grasses) and accompanying leveling operations (that destroy the original topography and soil profile) are
the principal  changes.  In some cases, the natural vegetation may be replanted while in others different
species  are planted and the habitat values modified.   In wetland environments,  road construction may
require  filling and  draining operations that destroy wetland habitats.  In aquatic environments,  flow
alteration (via damming or channelization) may eliminate habitat. Dredging, filling, and draining required
by road construction also destroy aquatic habitat.

        The conversion of forested land to a highway right-of-way entails replacement of natural habitat
along the roadway with grassy or shrubby vegetation. These early successional areas provide additional
habitat for species such as Brewer's and red-winged blackbirds (Adams and Geis 1981). These and other
birds are likely attracted to suitable nesting, perching, or feeding sites. Interstate rights-of-way have also
been shown to attract significant populations of small mammals (constituting 17% of wildlife mortality).
Trapping data indicate that  right-of-way habitat and its accompanying edge are attractive not only to
grassland species but also to many less-habitat-specific species. Examples include, in the Southeast—the
eastern  harvest mouse, white-footed mouse, and meadow vole; in the Midwest—the prairie vole; and in
the Northwest—the vagrant  shrew,  Townsend's vole,  and California vole (Adams and Geis  1981).
Although certain species benefit,  the creation of homogenous modified early successional environments
negatively  affect regional ecological diversity by replacing complex coevolved  systems with common
species  and simplified systems. In the case of forest environments, this conversion represents a decrease
in the structural diversity. Universally, the removal of vertical habitat structure reduces the diversity of
species.  Structural diversity provides more microhabitats (e.g., nest sites) and allows for more complex
species  interactions (e.g., avoidance of predation and partitioning of foraging space).

        In summary, both the construction of paved roadways and the removal  of vegetation from the
right-of-way  result in the destruction of  natural  environments and the loss of habitats.  The impact of
these losses on local and regional ecosystems varies with the habitats destroyed.  Although all habitats
contribute to  ecosystem integrity, those that are rare or play critical ecological roles in the landscape can
be designated as "habitats of concern" and given special consideration.  A discussion of regional habitats
of concern  is available in the EPA Office  of Federal Activities (OFA) report (Sou'herlaiid 1993), Habitat
Evaluation: Guidance for the Review of Environmental Impact Assessment Documents.

33.2   Fragmentation of Habitats

        In general,  highway development rarely eliminates entire habitat types, but instead  destroys part
of a habitat, leaving other areas intact. In most instances this local habitat destruction is better thought
of as habitat fragmentation.  Such fragmentation is  the principal cause of the loss of "area-sensitive"
species  (Harris  1984)  and is considered the most serious threat to biological  diversity  (Wilcox  and
Murphy 1985, Harris 1988). For example, fragmentation on a broad geographic scale has been shown
to result in declines of songbird species (Whitcomb et al. 1981).   Specifically, studies in Maryland,
Michigan, and Oregon have shown that the occurrence of most forest-dependent species is correlated with
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forest size, and that contiguous  forests  of 100 to 300 ac are needed by long-distance, insectivorous,
neotropical migrants, such as flycatchers, vireos, and wood warblers {Terborgh 1992).

        The consequences of habitat fragmentation (Harris  and Atkins 1990, Hunt et  al. 1987) may
include the following:

        •      Erosion of genetic diversity  and  amplification of  inbreeding  (i.e.,  risk to
               sedentary species from random variation in demographic and genetic variables
               when isolated).

        •      Increased probability  of local extinction from small population  sizes and  reduced
               likelihood of reestablishment (because immigration is inhibited by barriers).

        •      Extinction of  wide-ranging  species  (e.g.,   wolves, black  bears,  panthers,
               manatees).

        •      Loss of interior or area-sensitive species (e.g., sharp-shinned hawk, Cooper's
               hawk, Swainson's warbler, red-cockaded woodpecker).

        •      Increased abundance of weedy species (regionally distinct communities give way
               to globally homogeneous ones).

        As  discussed under the destruction of habitat, highway rights-of-way may be convened to a
modified earlier successional habitat depending on the width of the  corridor. Both wide and narrow
corridors can act as effective barriers to the movement of animals, effectively isolating habitat patches
and subpopulations. In addition to the effect of distance, wind-funnelling can prevent the migration and
dispersal of invertebrates and plants across corridors (Sheate and Taylor 1990).  The many discontinuities
associated  with roadways and traffic also contribute to the  barrier effect,  principally the break in
microclimate (temperature, humidity, and evaporation), instability of the vegetation (due to mowing and
spraying), vehicle emissions (noise, dust, headlight illuminations, car  exhaust,  increased salinity in soil,
vegetation,  and ditches),  and direct road kills (Mader 1984).  In fact, the simple  contrast in  habitat
conditions characteristic of edges often acts as barrier to the distribution and dispersal patterns of both
birds and mammals (Thomas, Maser, and Rodiek 1979).

        The most obvious barrier effect  is direct moitality of animals attempting to cross  the highway
corridor that result from collisions with motor vehicles.  Millions  of animals  are  killed annually on
highways (Leedy  1975).  Road kills may  represent a critical mortality factor for large wide-ranging
species that can often avoid direct impacts of other development activities (e.g., key deer in Florida).
Annual road-killed animals are significantly correlated with average vehicle speed (Case 1978).  In an
extensive study of highway impacts on  wildlife, Adams  and Geis  (1981) observed that 76%  of road
wildlife mortality occurred on interstate highways and that roads appeared to act in a density-dependent
manner, predominantly killing those species attracted to roadways.   Species killed in greatest numbers
included meadowlarks, indigo buntings, field sparrows, red-winged and Brewer's blackbirds, deer mice,
several vole species, and rabbits.
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       Adams and Geis (1981) also found many species reluctant to cross highways.  Shrews are a
disturbance sensitive group that rarely enter rights-of-way; other sensitive species include the golden
mouse, pinon mouse, dusky-footed wood rat,  California red-backed  vole, and brush mouse.  In June
surveys,  salamanders did not readily cross interstate highways, and were not attracted to right-of-way
habitat.   Turtles, frogs and toads, and snakes were common road kills.  Foxes, raccoons,  skunks, and
coyotes appeared to shun interstate rights-of-way even though a substantial small mammal food resource
is available there.  Elk tended to avoid habitat adjacent to interstate and forest roads. Roads did not act
as a critical barrier to deer, but roadside hunting and dogs affected deer distribution.

       Early field data from Oxley et al. (1974) suggested that small  forest mammals were reluctant to
venture onto  road surfaces where the distance  between forest margins exceeded 20 m.  Burnett  (1992)
concluded that while roads may not act as barriers per se to small mammals, they do act as psychological
and sociological barriers, effectively inhibiting the movement of dispersers and ultimately gene flow.
Mader (1984) extended the roadway barrier effect to wandering insects by determining that forest carabid
beetles avoid unstable habitat conditions.  He also demonstrated that mice  species will  adjust their
territory  boundaries to  avoid roadway corridors.

       Because the majority of species respond to corridors as an activity filter, reducing activity with
distance  to the corridor; changes in corridor  vegetation can reduce  the effectiveness of the filter by
softening the edge or creating "pores".  Edge permeability increases as the contrast between adjacent
habitat decreases (Forman and Godron 1981);  even small changes in edge permeability may have large
impacts on animal  movement across patch boundaries (Buechner  1987).

       Both  forested and nonforested environments can be disrupted  by fragmentation due to highway
construction. However, the dense canopy structure of certain shrublands may be most severely impacted
by fragmentation.  An example is the fragmenting of pocosin wetlands  and uplands in the Southeast.
Because  of the scale at which  many pocosin  inhabitants move,  highway development  can effectively
isolate much  of the pocosin fauna.

       Barrier effects  are not  limited to terrestrial habitats and may have extreme consequences  for
migratory fish species  where  highways have diverted streams or  constructed impassable culverts.
Upstream passage  is a particular problem for anadromous fish such as salmon and shad that must travel
long distances to reach natal spawning grounds. Passage of anadromous fish at large dams has received
considerable  attention  through research  and the construction of  fish ladders  and lifts  (Bell  1991).
Ironically, culvert barriers associated with highways often occur at the end of spawning runs just below
spawning grounds, thereby negating passage achievements downstream.  Even small barriers can act as
blockages near the end of the spawning run when the passage capabilities of  anadromous fish species
may decline.  In addition, resident fish can be adversely affected  by stream blockages, as in the case of
trout, pike, and grayling that migrate upstream and downstream during their lifecycle in search of habitats
for spawning, rearing,  or shelter.

       The success of fish passage is principally dependent on the swimming ability of the fish and the
hydraulic conditions of the modified stream segment (Baker and Votapka 1990). Swimming ability varies
with the  size  and species of fish (Bell  1991). Passage problems include:

       •      Vertical barriers.
       •      Water velocities that exceed fish swimming ability over prescribed distances.
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        •      Low water depth.
        *      Icing and debris blockages.

In addition,  culverts can limit passage through changes in water temperature, water pollution, and
darkness that conflict with behavioral requirements of the  fish (Baker and Votapka 1990).  Another
important factor is the relation of these modifications to annual hydrographic and seasonal tune of fish
passage for all  species of concern.  For example,  even closely related  species may have  different
spawning times (e.g., brown trout spawn in the fall in Montana where rainbow trout spawn in the spring).

3.2.3   Degradation of Habitats

        Degradation of habitats specifically refers to a decrease in the health or ecological integrity of the
"intact" habitat.  In the  case of  highway  development, this  degradation is closely associated with
fragmentation and what many researchers call the "edge effect".  This edge effect can be viewed as a
reduction in habitat integrity at the boundary of a highway corridor caused by disturbance, contamination,
or other degrading  factors  that extend into the natural  habitat.   In addition  to direct toxicity and
behavioral effects on resident organisms, this degradation includes the alteration of natural processes such
as water flow, fire regime, and species interactions.  Biological invaders are a  particular problem  along
roadway corridors that can seriously degrade natural systems by modifying species interactions.

        Sheate and Taylor (1990) state that the vulnerability of woodlands to degradation from motorway
impacts is dependent upon the size of the woodland; that small woodlands will tend to be susceptible to
physical impacts, whereas larger ones will be more vulnerable to qualitative change.  Direct edge effects
on interior trees include temperature effects of aspect,  wind-funnelling  "jet"  effects,  potential root
starvation from  lowered water tables  adjacent  to cuttings,  increases  in  evapotranspiration, and
susceptibility to  wind-blow.

        Effects of disturbance  associated with forest edges has been well documented for many  mammal
and bird species.  In particular, large, mobile carnivores such as mountain lions  and grizzly bears require
extensive tracts of undisturbed habitat (Wilcove and May  1986). Ferris (1979) found that bay-breasted
warblers, blackburnian warblers, blue jays, and  winter wrens avoided forest edges along highways and
suggested that noise created by vehicular traffic, rather than vegetation differences, render the forest edge
unsuitable for breeding.   Recent research indicates  that increased edge effects result in less  "secure"
habitat for nesting birds  (Temple 1986) and a much higher  incidence of nest  predation and parasitism
(Wilcove 1985, Laudenslayer  1986).

        Because detrimental edge effects may extend 600 m into a forest, Wilcove (1985) concludes that
more than 100 ha of contiguous forest are required for forest-interior habitat.  Van Der Zande (1980)
found empirical support for Veen's (1973)  conclusion that disturbance effects greatly exceed right-of-way
widths and may  extend 500 to 600 m from quiet rural roads and 1600 to  1800 m from busy highways
in the Netherlands.  Terborgh (1992) estimates that areas as large as 15,000 ha may be needed to provide
safe  havens from nest  parasites  such as brown-headed cowbirds that  fly up to 7 km  in search of host
nests.
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       Pollution

       Chemical contamination related to highway development results from air or water pollution during
construction and operation and can be a significant cause of habitat degradation, especially in aquatic
environments.  Although toxic effects may be the most severe, conventional pollutants and other effects
may exist in greater frequency and extent.  For example, soils are degraded through erosion  or soil
compaction while elevated temperatures may damage adjacent vegetation.  Rivers and  streams  can be
degraded by siltation and salinization from deicing activities.  In general, highway construction parallel
to streams provides greater opportunities for adverse effects than perpendicular arrangements that result
in stream crossings. Underground water  sources and their contributions to ecosystem integrity  can be
degraded by  runoff and hazardous material spills that contaminate aquifers.  Where highways cross
permeable sandstone and limestone, they  introduce the possibility of fractures that can contaminate or
eliminate water supplies.

       During construction,  the  potential  for soil  erosion  from  earthmoving operations  is great.
Therefore,  major efforts  at erosion control, sediment trapping, and stream diversions are required.
Leakage of hazardous materials, as well as major spills, must also be controlled through catchment basins
and recovery methods.  During operation,  lower levels of contaminants  are present (in  runoff, soil
percolation, and spray), but they represent a major contribution to nonpoint source pollution in many
areas.  The principal nonpoint source pollutants from highways are sediment, metals (including lead, zinc,
copper, nickel,  and  chromium), toxicants (including pesticides), hydrocarbons, nitrogen, phosphorus, de-
icing salt, material  from worn brake linings and tires,  organic matter, litter,  and debris (Linker  1989).
Both gaseous and paniculate automobile emissions contribute to runoff via atmospheric deposition.
Muschack  (1990)  points  out  that  new  highway surfaces  that  are  textured  to  reduce  noise  and
hydroplaning, keep pollutant particles in contact with the water longer and result in higher contaminant
concentrations in the runoff.

       Disruption of natural processes

       In addition to disturbance and contamination effects, highway development can seriously degrade
habitat through the alteration of ecological processes.  These processes include  natural hydrology, fire
regimes, animal migration patterns, and competitor and predator-prey relationships (including the effect
of exotic species).  By creating barriers to natural water flow, highways can degrade aquatic systems,
wetlands, and terrestrial environments. Natural stream flows are usually maintained by the construction
of bridges or culverts, although barrier effects  and  local losses of natural aquatic habitat may  result.
Wetlands are more problematic.   Natural drainage patterns are easily  disrupted in the saturated soils
characteristic of wetlands (McLeese and Whiteside 1977).  If a surface highway runs perpendicular to
the path  of water transport, even precise construction of drains and  channels may not prevent soil
compaction from lowering the water table and eventually draining downflow wetlands (Sheridan  1988).
On the upflow side, ponded conditions can lead to tree death.

       The adverse effects of road building on natural hydrological patterns are especially deleterious
for riparian habitats. In arid environments, riparian areas make up  80%  of available wildlife habitat and
support the majority of endangered species (Johnson 1989).  The maintenance of natural flow patterns
in perennial and intermittent streams is critical to these unique habitats.  Impacts on riparian areas from
highway development include the following  (Terrene Institute  1993):
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        •      Acceleration of runoff, increasing flood peaks, erosion, and downstream sedimentation.

        •      Dewatering of riparian areas as gullies are created by concentrated flows.

        •      Decreased volume  and duration of base flows, causing streams  (including former
               perennial streams) to dry up earlier in the year.

        •      Shifts in plant composition from  riparian species to drought-tolerant invaders or upland
               species.

        •      Loss of habitat for riparian-dependent wildlife species.

        Suppression of fire is a common impact on virtually all human-use lands.  Land use practices are
the major factor suppression natural fire regimes, although highways may act as unnatural fire breaks in
some areas. Many plant communities require a natural periodicity and intensity of fires to maintain their
typical species composition.   Where highways  combine with land use practices to reduce the frequency
of fires, the accumulation of flammable material may result in less frequent, intense fires that degrade
native habitats.

        Natural animal migration patterns, as well as the relationships among competitors  and  between
predators and prey, are an essential part of ecosystem integrity.  While some species (such as birds of
prey) may benefit from access to a new food source, many less adaptable species are adversely affected
by the presence of new competitors or predators.  The greatest danger to these processes is posed by the
invasion of non-native, or exotic, species.  Highways can act as movement corridors for exotic  animals,
or even provide intentional or unintentional transport in vehicles.  Non-native weeds  are a particular
problem for highway rights-of-way where the inevitable transport by wind and tires is often exacerbated
by the intentional planting of exotics. The magnitude of the problem has prompted an interagency white
paper for the Federal Coordinating Committee on Science, Engineering, and Technology (FCCSET) that
calls for maintaining a Federal Interdepartmental Committee for Management of Weeds  (FICMW).  The
goals of this committee would be to develop  a Federal  Land Weed Management Policy that would
strengthen Federal  Agency Manuals, review current agency policies for  effectiveness, contribute to
national legislative proposals, and create prioritized coordinated treatment efforts (Anonymous  1993).

3.2.4   Cumulative Impacts

        As mentioned  earlier,  highway development differs from other  degrading activities in the
proportion of its effects that can be attributed to  cumulative impacts. The effects of highway development
accumulate when different road segments or highway systems overlap in space or time. The principal
effect of the cumulative impacts of highway development is increased habitat fragmentation.  As habitat
patches  become smaller and more isolated, species that depend on them become less able  to find them
and to maintain populations in them. The National Research Co.uncil (1986) described these decremental
effects as "nibbling".  The combined effect of these cumulative  impacts may exceed the  sum of each
impact or even create a qualitatively different effect on the ecosystem.  For example,  individual highway
projects may not affect forest-interior bird species, but when  several projects provide enough habitat to
sustain brown-headed cowbirds, nest parasitism  may completely eliminate forest-interior species from that
habitat.
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        These effects may be augmented, or even overwhelmed, by secondary development, i.e., the land
conversions"to industrial or residential use that often accompany road building.  Capacity improvements,
additional interchanges, and new location construction have greater potential for secondary development
than upgrades of existing facilities.  Creating new access to undeveloped locations can have the greatest
impact, if other economic conditions are favorable. In fact, demand for increased capacity often creates
a highway that,  in turn, increases the  influx of secondary development and recreation, thus creating
demand for yet  more  increased capacity (Sheate and Taylor 1990).   It is important to note that the
promotion of economic development in depressed areas through infrastructure improvement is often the
purpose of a highway project.

        The FHWA recognized the importance of considering cumulative impacts in its  1992 Position
Paper  on secondary and cumulative impact  assessment.  In this guidance, FHWA proposed that
environmental assessment focus on the functional relationships of resource  with larger systems because
of the following difficulties associated with cumulative impacts:

        •       Secondary  and cumulative consequences are triggered by impacts to environmental
               resources that function as integral parts of a larger system.

        •       Since the resource functions may be removed  in both distance and time, secondary and
               cumulative  consequences to the larger  system may  likely be  "invisible" to  normal
               environmental  studies that examine only the immediate influence of an isolated project.
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4.      Ecosystem Approaches in Highway Development

        The emerging disciplines of landscape ecology and ecosystem management are providing new
insights into potential  approaches for assessing ecological  impacts, including those from highway
development.  Although this research has not yet produced  definitive methods for ecological impact
assessment, some general principles for ecosystem (or biodiversity) conservation are becoming accepted.
The recent report  of the CEQ, Incorporating Biodiversity Considerations into Environmental Impact
Analysis Under the National Environmental Policy Act (1993), provides the following eleven  general
principals of ecosystem management:

        1.     Take a "big picture" or ecosystem view.

        2.     Protect communities and ecosystems.

        3.     Minimize fragmentation.
              Promote the  natural pattern and connectivity of habitats.

        4.     Promote native species.
              Avoid introducing non-native species.

        5.     Protect rare and ecologically important species.

        6.     Protect unique or sensitive environments.

        7.     Maintain or mimic natural ecosystem processes.

        8.     Maintain or mimic naturally occurring structural diversity.

        9.     Protect genetic diversity.

        10.    Restore ecosystems,  communities, and species.

        11.    Monitor  for biodiversity impacts.
              Acknowledge uncertainty.
              Be flexible.

4.1     Categories of Highway Development

        Each of these principles has  implications for  assessment and mitigation of ecological impacts
caused by  highway development.   However, the applicability of each  principle will vary with the
conditions surrounding individual highway projects.  For example, fragmentation will likely  be less
important  in highly urbanized settings.  Therefore, it is useful to consider assessment of the ecological
impacts of four distinct categories of highway projects:

        •      Urban
        •      Suburban
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        •       Rural
        •       Wildland.

4.1.1   Urban

        Highway development in urban settings may have little impact on sensitive habitats, or natural
ecosystems of any kind.  Often, road construction affects only previously developed areas and may not
have even indirect effects on natural habitats. However, in some instances, urban highway construction
will have substantial impacts on natural water bodies or other habitats existing within the urban matrix.
Destruction of these habitats can occur if new roadways are built on any of the few remaining natural
areas.   Fragmentation is of lesser  importance, because natural habitats are usually already  isolated by
urban development.  The  principal  impact of highway development in the urban setting is habitat
degradation. River habitats running through urban areas may receive greater loadings of pollutants from
runoff during construction  or normal operation of the highway.  Other impacts include adverse effects
on urban trees and wildlife. Direct mortality of certain species may increase through road kills, and air
pollution may damage terrestrial vegetation.  Deposition of airborne contaminants may also  degrade
aquatic  vegetation and fisheries. Because of the extensive development in urban areas, cumulative and
secondary development impacts from highway development are usually minor.

4.1.2   Suburban

        As in urban areas, highway development in suburban settings can still adversely affect vegetation
and wildlife that are well adapted to human-altered habitats. Perhaps more important are the impacts on
species  less adapted to urban conditions, which try to move among pockets of natural habitat within the
suburban matrix. For this  reason,  fragmentation can have a severe impact on suburban habitat.  While
high levels  of ecosystem functioning are rare in urban  environments, suburban areas may  maintain
substantial habitat integrity  if a considerable undeveloped area remains and natural habitats are connected
in a planned or de facto system of natural areas or greenways.  Creation of additional highways can sever
remaining migration corridors and further  isolate species.  Pollution from  air emissions and roadway
runoff are important, as are the higher  levels of roadkills.  The introduction of weedy or pest species is
a special problem in suburban areas, where native species are surviving in unnaturally small habitat areas.
Cumulative impacts of highway development in suburban areas can be severe, and secondary development
often follows road construction and other infrastructure improvements in this high  growth setting.

4.1.3   Rural

        Rural areas are characterized by less land conversion to residential, commercial, and industrial
uses.  Additional highway development may have a greater proportional impact on rural areas than on
suburban or urban areas,  although  this is reduced in heavily agricultural regions.  In  most rural
environments, significant areas of natural habitats remain.  Although they may  be fragmented by
cultivated fields, grazing pastures,  and commercial timber lands, natural habitats are more likely to be
impacted by highway development in rural  settings than in suburban or urban ones.  Except in areas of
monotypic  cropland and timberland, rural areas contain a greater variety  of species  than do urban and
suburban settings.   Many  rare and  regionally important species may  be at risk.   Destruction and
degradation of these habitats usually accompany any highway development that is not confined to existing
agricultural land. Degradation of hydrological processes, as well as nutrient and energy cycling functions
are more important in rural  environments. Fragmentation is perhaps the most important impact, serving
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 to sever  migration  routes that continued across  agricultural lands and  other  undeveloped regions.
 Cumulative impacts may be a major factor in rural environments where highway development is provided
 as a stimulus to secondary development and ultimately local economic enhancement.

 4.1.4   Wildland

        Wildlands are landscapes largely undisturbed by human activity.  Highway development in
 wildland  areas differs substantially  from that in  rural, suburban, and urban settings.   Rather  than
 contributing to the cumulative impacts of a suite of development activities, highways are often the only
 major impact on wildland habitats. Where secondary development does follow highway development (as
 in second home development), alterations to the natural habitat are almost always severe.  The intricate
 ecosystems found in wildlands possess far more sensitive species and maintain a larger suite of natural
 functions  than  in previously developed areas.   In addition to water, nutrient, and energy  cycling, fire
 regimes in wildlands can be disrupted by highway development. Destruction of habitat (where virtually
 all areas  are sensitive),  fragmentation of habitat (where contiguous natural areas are the rule), and
 degradation of habitat (where species are more sensitive  to disturbances such as noise) are all important
 factors  in wildlands.

 4.2     Approaches and Ecosystem Protection Goals

        The following table illustrates approaches to attaining ecosystem protection goals within each of
 the four different categories of highway development.  With the exception of urban environments, most
 of the goals are applicable to virtually all highway development projects.  The specific approaches may
 differ among categories,  and are not limited to the examples given below.
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Table 1.       Approaches to Meeting Ecosystem Protection Goals Within  Four  Categories  of
               Highway Development
Ecosystem Protection
Goals
1 . Big picture
2. Protect
ecosystems
3. Minimize
fragmentation
4. Promote native
species
5. Protect rare and
keystone species
6. Protect sensitive
environments
7. Maintain natural
processes
8. Maintain natural
structural
diversity
9. Protect genetic
diversity
10. Restore
1 1 . Monitor
Categories of Highway Development
Urban



Plant native species





Plam trees and natural
vegetation
Monitor restoration
Suburban
Maintain landscape
integrity
Protect remnant
communities
Maintain greenways
Control exotic pests
Protect remnant
populations
Protect wetlands and
riparian zones
Limit high runoff and
stream flows
Maintain diversity of
natural vegetation

Restore riparian areas
Monitor landscape
pattern changes
Rural
Protect watersheds
Maintain local
ecosystem integrity
Maintain riparian
corridors
Limit spread of exotic
invasions
Protect endemics and
migratory species
Preserve riparian and
forest corridors
Maintain nutrient
cycling through natural
hydrology
Maintain diversity of
landscape pattern
Maintain dispersal
routes
Restore grazed and
logged lands
Monitor watershed
dynamics
Wfldland
Protect regional
ecosystems
Preserve remote
habitat
Maintain contiguous
habitat
Control population
growth of edge species
Protect habitat interior
species
Maintain contiguous
habitat and unique
environments
Maintain natural fire
regimes and species
interactions
Maintain structural
components of interior
habitat
Maintain movement
among subpopulations

Monitor loss of
interior species
    These four categories of ecosystem approaches can serve to focus assessments related to highway
development impacts. Once the appropriate goals have been identified, specific ecosystem endpoints and
evaluation methods can be developed.  In the area of wetlands impact assessment, considerable progress
towards this end has been made and Bedford and Preston (1988) conclude "(1) that scientifically sound
bases exist for setting assessment boundaries  in terms of distribution of wetland resources,  (2)  that
landscape-level measures of function can be identified, and (3) that qualitative relationships to landscape
variables can  be described for hydrologic and water quality functions."  The current challenge for
assessment of highway development impacts to  ecosystems is to develop quantitative measures of impact
for all natural habitats.
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April 1994

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5.  Evaluation of Ecological Impacts

    FHWA mandates clearly require consideration of direct, cumulative, and secondary highway impacts
on  ecosystems.   This  can be accomplished by using the ecosystem approach presented in the CEQ
biodiversity document  (1993) and discussed  in this report.  The steps required  for habitat  impact
assessment are basically those of traditional FHWA assessment  with the incorporation of a landscape
perspective  and the identification of specific ecosystem endpoints.  In addition, many of the same
analytical tools currently used in environment assessment can be  modified to include the improved land
pattern analysis that can be achieved by using geographic information system (GIS) technology.

    Evaluation of ecological  impacts from highway development requires both scoping  and analysis.
Included in scoping are the determination of the appropriate scale of analysis, the setting of specific
ecosystem goals or endpoints, and the  gathering of  information.   The  analysis phase involves
consideration of the impacts on individual ecosystem endpoints and quantification of specific effects where
possible.

5.1    Determining the Appropriate Scale

    Scale is  a  central issue in the ecosystem approach.  The appropriate boundary for highway impacts
is one that  ensures adequate consideration of  all resources that are potentially subject to non-trivial
impacts.   For  some resources, that boundary can be very large.  Hydrologic and atmospheric transport
of emissions and surface runoff can affect distant reaches of the  watershed.  In addition, barriers to
migration may affect populations  on the regional scale.  At  the  other end  of the spectrum,  habitat
protection also includes identifying and  avoiding small sensitive areas, such as rare plant communities.
Determining relevant boundaries for assessment is guided by informed judgment, based on the resources
potentially affected  by  an action and its predicted impacts.  Although in some cases ecological impacts
may be limited  to  the  highway corridor (e.g., 300 feet in width), impacts will often extend to the
watershed or ecological region (via indirect and cumulative impacts of additional road  construction and
secondary development).

    Separate jurisdictions and competing missions may make it initially more difficult for federal and state
highway departments to engage in cooperative ecosystem management with other agencies.  However,
clear benefits  are to be gained from sharing expertise,  technical  capabilities,  and information;  such
sharing will lead to improved  environmental decisionmaking.  Highway  agencies need  not sponsor
regional ecosystem  planning efforts to benefit from them, however inclusion of transportation planning
into regional land use planning should be done  as early in the process as possible.  Early  consideration
of ecological issues in  the highway development process may be the most important factor in ensuring
the environmental success of projects.

5.2    Establishing Ecosystem Goals and Endpoints

    In  order to consider ecological  impacts from highway  development, it is important to  establish
concrete operational goals for the maintenance of ecosystem integrity.  Although the general goal of
ecosystem protection is to protect  or restore the diversity of natural organisms and natural ecosystem
processes, there is  no  one objective that  will apply to  all situations.   Because they may represent
important social choices, the establishment of goals and objectives  must be undertaken with care.  For
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example, the federal and state highway agencies should involve not only the public, but other agencies
that may be'responsible for managing the affected  natural resources.  This  will help identify those
instances where other parties have developed  operational goals and  objectives relevant  to  habitat
conservation.

   General objectives for the protection of ecosystems, and biodiversity, can be developed by applying
the relevant guiding principles outlined hi this report.  For example, measures to minimize landscape
fragmentation,  or  to preserve old growth forests,  can be assumed to benefit biodiversity without
quantifying the specific biodiversity goal to be  achieved.  Highway agencies  may have to  limit their
biodiversity objectives to such general guidelines if more specifier objectives cannot be identified.

   Ultimately, ecosystem endpoints must  be selected based on biodiversity  conservation principles.
These endpoints should be quantifiable environmental attributes for which a baseline can be established
and subsequent monitoring done.   A wide  variety of  objectives and measurement  approaches are
potentially  useful.   For example, Noss (1990) has delineated a hierarchical approach that incorporates
elements of ecosystem composition, structure, and functioning at four levels of organization: regional
landscape,  community-ecosystem, population-species, and  genetic.  Incorporation of these individual
indicators,  or endpoints, will depend on the ecological resources present, the impacts involved, and the
available information.

   The following table is an attempt to define categories  of ecosystem endpoints that should  be used in
environmental assessments of highway development.  One or more categories have been defined for each
of five general principles of ecosystem protection (derived from the original  11 principles). Specific
endpoints for each category are described in the  next section.

Table 2.       Ecosystem  Endpoints Associated with Ecosystem Protection  Goals  for Use  in
               Environmental Assessment of Highway Development
Ecosystem Protection Goals
Focus on ecosystems. Address the needs of the
region.
Protect sensitive communities and ecosystems.
Maintain native diversity and natural processes.
Protect sensitive species.
Minimize fragmentation.
Ecosystem Endpoints
• Consistency with regional plans.
• Integrity of regional ecosystem.
• Area of sensitive communities.
• Status of sensitive communities.
• Native species diversity.
• Native structural habitat diversity.
• Status of hydrology, nutrient and energy
cycling, fire regime, and keystone species
interactions.
Number of* sensitive species.
Status of sensitive species populations.
Habitat connectivity.
Habitat patch distribution.
Number of contiguous habitat areas affected.
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5.2.1   Ecosystem Endpoints

    The categories of ecosystem  endpoints defined in the table may be thought of as  "assessment
endpoints" in the terminology of Suter (1990), and the  more specific indicators discussed below  as
"measurement endpoints." The designation of sensitive habitats or species is critical to endpoint selection.
In the context of impact assessment, the term "sensitive" applies to both ecologically valuable species and
habitat, and to those vulnerable to impact.   Rarity is often a good indicator of vulnerability, but the
following characteristics are also indicative of vulnerability:

    •   species requiring high  survival  rates rather than high reproduction rates may be more at risk
        (given that impact is on survival rather than on nesting or other  reproductive parameters) (Mertz
        1971).

    •   species whose intrinsic rates of increase fluctuate greatly are most likely to go extinct, even with
        high average population sizes and high birth rates  (Goodman 1987).

    •   communities with vulnerable keystone (sensu Paine 1969) predators or mutualists may be more
        vulnerable; similarly, the presence of exotic species may dramatically increase the vulnerability
        of communities.

    As discussed previously, the selection of specific ecosystem endpoints, or indicators, is dependent on
the resources of  concern and the  data available.  In addition to Noss's (1990) comprehensive list  of
biodiversity indicator types,  EPA's Environmental Monitoring  and Assessment Program (EMAP)  is
developing a wide range of specific indicators of environmental condition (Hunsaker and Carpenter 1990).
These  indicators range from population abundances to community indices  (e.g., Karr's Index of Biotic
Integrity for fish  communities) to landscape-level indicators such as the following:

        Abundance or density of key physical features and structural elements.
        Habitat proportion (cover types).
        Patch size and perimeter-to-area ratio.
        Fractal dimension (amount of edge).
        Contagion or habitat patchiness.

    Research into ecological indicators is continuing and promises to provide a diverse toolbox of methods
for determining environmental change and identifying habitat impacts. As new indicators are developed,
they can be incorporated into analyses focusing on the following categories of ecosystem endpoints:

Consistency with regional plans.

CEQ (1981)  guidance on the  "forty most asked  questions"  (46  Federal  Register 18026) states that
environmental assessments must identify and evaluate conflicts .with land use plans (all  formally adopted
documents for land use planning, zoning and related regulatory requirements, even if proposed).

Placement of the highway corridor may conflict with land uses assigned  to specific  areas in regional
plans.  Each such instance should be identified and discussed in detail.
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Integrity of regional ecosystem.

Once the boundary of the appropriate regional ecosystem is identified (e.g., the Greater Yellowstone area
or the Chesapeake Bay Watershed) the impact of the project on this ecosystem should be identified and
discussed in at least qualitative terms.

Area of sensitive communities.

Distinct local ecosystems and vegetative communities should be identified; where these habitats are
natural or ecological significant it should be so indicated.  The area! extent of each community should
be determined and  the absolute and  relative decrease in area (acres)  calculated for highway land
conversion impacts. As an  example, sensitive habitats in the southeastern coastal plain include streams
and rivers, riparian areas, wetlands, bottomland hardwoods, scrub  habitat, old-growth pine forest, and
contiguous upland hardwood forest. These and habitats of concern for other regions are described in
Habitat  Evaluation:  Guidance for the Review of  Environmental  Impact  Assessment  Documents
(Southerland 1993).

Status of sensitive communities.

In addition to determining areal impacts to distinct local ecosystems and vegetative communities, adverse
effects to remaining habitat areas should be determined.  These include changes in the serai stage, loss
of habitat features  (e.g.,  caves, cliffs,  slopes,  springs, and  seeps), and decreased community vigor
through contaminant toxicity (e.g., needle loss in conifer stands caused by acid precipitation).

Native species diversity.

Single species diversity indices have often been used to justify the creation of additional edge habitat.
However, these increases in diversity simply reflect the replacement of  local  organisms with species
adapted to disturbed or edge habitats.  The invading species are usually common species  that do not
contribute to regional biodiversity.  Measures of diversity should be limited to native species adapted to
the intact natural habitat of the area. Numerical indices that use multiple metrics (e.g., Karr's Index of
Biotic Integrity) are often preferable to single metrics such as  species richness.

Native structural habitat diversity.

Creation of modified roadside areas, stream channels, and wetlands usually results  in the simplification
of structural diversity,  including the loss of critical microhabitats (e.g., snags and down material). These
changes should be  identified and quantified.  The U.S. Fish and Wildlife Service Habitat Evaluation
Procedures (HEP) provides a method for describing habitat features important to wildlife (USDOI1980).

Status of hydrology, nutrient and energy cycling, fire regime, and keystone species interactions.

Highway development frequently alters surface and subsurface water flows. Changes in rates and total
volumes should  be  quantified and their effects on nutrient and energy cycling described.  Quantitative
systems cycling studies may be possible in some instances.  Disruption of natural fire regimes should be
described.  Effects on  ecological important species, such as top predators,  major migratory populations,
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 essential prey populations, and dominant plant species,  should be evaluation  in terms  of ecosystem
 impacts.

 Number of sensitive species.

 Both rare and ecologically important species should be identified and counted. This include federal and
 state endangered and threatened species, species of special concern, migratory species, as well as keystone
 ecological species (i.e., those that control species composition of communities through strong predatory,
 competitive, or symbiotic relationships). The number of exotic species invading the area due to highway
 development should be included as a negative factor in the assessment.

 Status of sensitive species populations.

 In addition to the number of different species, the demographic status of each sensitive species (including
 genetic  composition)  should be  evaluated.   Changes  in  age  class  distribution, sex ratios,  and
 subpopulation migration can be measured.

 Habitat connectivity.

 Fragmentation caused by highway development results in reduced connectivity of habitats.  Connectivity
 of single habitat types, or general classifications such as contiguous forest, can be measured using pattern
 analysis (e.g., fractal geometry) and GIS techniques.

 Habitat patch distribution.

 Another measure of the fragmentation of the landscape is habitat patch distribution. The composition of
 different habitat types  and habitat sizes may be as important as connectivity for species movement and
 maintenance of metapopulations. Again using GIS techniques, quantitative measures of patch distribution
 can be obtained.

 Number of contiguous habitat areas affected.

 A simpler method  of measuring fragmentation is  to  calculate the number of contiguous habitat areas
 affected by highway development.   Once habitat block sizes of interest (e.g., forest stands) are selected,
 the number and proportion affected can be determined.

 5.3     Gathering  Ecosystem Information

    Successful application of an ecosystem approach to evaluating ecological impacts requires sufficient
 ecological information. It is important that information be collected on the distribution and status  of the
 ecosystems or habitats that could be impacted by the proposed .action to establish a baseline of existing
 conditions.  Assessment of potential impacts at the ecosystem  level will aid in the protection of the
majority of  the  animals, plants,  and  microorganisms.   Information on species populations  and
 communities  that are rare, sensitive, or otherwise in need of special protection (e.g., small, endemic
populations confined to localized areas) is essential as well.
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    Agencies should begin by assembling information from existing sources.  The recently instituted
National Biological Survey  (Larson 1993) should improve access  to biodiversity  information, assess
existing information, and improve and standardize information management.  Many federal and state
agencies have already developed inventories of the distribution of biota and the ecological conditions in
areas  under  their jurisdiction.  The following are several potentially useful  sources  of ecological
information.

    National Biological Survey (202-208-3733).
    Natural Heritage Program Network (703-841-5300).
    Fish and Wildlife Information Exchange (703-231-7348).
    Regional  Natural Resource Plans.
    Resource Agency Management Plans.
    Regional  Land Use Plans (such as Coastal Zone Management  Plans).
    Local Zoning and Growth Plans.

Detailed discussions of the information available in the state Natural Heritage Programs, the Gap Analysis
program of the U.S.  Fish and Wildlife Service, state biodiversity inventories, and the cooperative multi-
state Fish and Wildlife Information Exchange are available hi Incorporating Biodiversity Considerations
Into Environmental Impact Analysis  Under the National Environmental Policy Act (CEQ 1993).

5.4     Analysis of Impacts

    Once the necessary background  information has been obtained, the potential direct, indirect, and
cumulative impacts of highway development on  ecosystems can be  determined.  This task requires the
careful evaluation of the effects of the proposed action and each alternative on attaining ecosystem goals
and  objectives.   Ecological  analyses  should  consider  both the factors causing the destruction,
fragmentation, and degradation of habitats and the general principles for ecosystem protection.  A wide
range of techniques  can be used to evaluate these ecological impacts,  including checklists, matrices,
mathematical models, and cartographic displays.  No one technique is suitable for all  situations, although
geographical  analysis is of special importance  in evaluating ecological impacts.

    In addition to direct effects, CEQ guidance requires that indirect effects be considered:

    "EIS must identify all the indirect effects that are known, and make a good faith effort to explain the
    effects that are not known but ?re "reasonably foreseeable." (NEPA Section 1508.8(b)). The agency
    has  the responsibility to make an informed judgment,  and to  estimate future impacts on that basis,
    especially if trends are ascertainable."

    Highway agencies seeking to consider ecological impacts in their project-level environmental analyses
must address  the same  problems faced  in other cumulative impact analyses.  A basic problem is the
disparity between administrative and ecological boundaries, that is,, differences  between the scope of the
project decision and  the scale of potential impacts in both time and space.  There are also difficulties in
estimating possible future actions on the same resource, and the additive or synergistic effects of multiple
stresses. The use of an ecosystem approach can help address this issue (see section 5.5).
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5.4.1   Analytical Approach

    As described in Habitat Evaluation: Guidance for the Review of Environmental Impact Assessment
Documents (Southerland 1993), the following considerations should be central to any process of ecological
impact evaluation:

    •   Apply an ecosystem-level perspective that considers the full range of interactions among
        ecological components.

    •   Assess the cumulative effects that arise from the additive and synergistic impacts of several
        degrading activities occurring over time or space.

    •   Analyze the true effectiveness of mitigation measures in conserving natural habitats and their
        ecological values.

    Traditionally,  environmental  assessments  have focused on the  following subject areas related to
ecological resources:

        Geological Resources
        Noise
        Air Quality
        Water Quality
        Aquatic  Environments
        Terrestrial Environments
        Endangered Species
        Wetlands
        Designated Natural Areas.

The consideration of aquatic  and terrestrial environments has principally focused on economically or
recreationally important species of fish and wildlife.  In some cases,  these environments have been
subdivided into  land  use or  vegetation based classes.  Rarely, however, have the variety of natural
habitats in project areas been accorded the attention given to wetlands or designated natural areas (e.g.,
parks, wild and scenic rivers, and  recreation areas).  By definition,  an ecosystem approach to the
evaluation of ecological impacts from highway development will  consider all habitats in terms  of  their
Ecological importance,  and therefore  not  exclude important environments that do  not have  official
designations.  Similarly, this approach requires consideration of the full range of species of ecological
importance, not  only listed endangered and threatened species.

    The Habitat Evaluation report (Southerland 1993) provides useful information on the status and trends
of habitats, and  the likely habitats of concern, in each region of the United States.  A review of that
report and related material can facilitate the identification of sensitive habitats and other ecological
resources.  Subsequently, the functions and values of the habitats and resources of concern should be
characterized by selected ecosystem endpoints as discussed in the previous sections.  Lastly, the  impacts
to these impacts are analyzed.  In summary, the following three basic steps  can be used to incorporate
landscape-scale  considerations into  both regional-level  and site-level  environmental assessments  of
highway development:
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    Step  1.     Classification and mapping of sensitive habitats.

    Step 2.     Characterization of habitats in terms of ecological values and functions.

    Step 3.     Comparative methods for quantifying different degrees of impact to these habitats.

5.4.2  Classification and Mapping of Habitats

    There are two principal systems for classifying natural resources: taxonomic ecosystem classification
and  regionalization.  Taxonomic classification systems  attempt to develop  definitions for  different
ecosystem types, irrespective of their location (Pfister and Arno 1980).  This approach is similar to the
traditional classification techniques of species taxonomy and uses a dichotomous key rather than a map.
Regionalization  of ecological resources  is a map-based approach  that defines geographical  areas of
similarity based  on ecosystems, or ecosystem-determining factors.

    Robert Bailey of the U.S. Forest Service and James  Omeraik of the EPA Environmental  Research
Laboratory in Corvallis, OR have developed comparable, but conceptually different, ecoregion maps of
the conterminous United States.  Bailey's (1980) map  is hierarchical, drawing on different factors for
delineating regions at  different  levels  (e.g.,  Divisions  versus Provinces).   His classifications  are
principally climate driven, but use soils, landform, and vegetation at successive levels.  Omernik (1987)
uses an overlay approach that determines the homogeneity of areas by the coincidence of different factors,
including vegetation, hydrology, soils, etc.  Omernik's maps have been refined in many states to provide
finer resolution for assessing water resource quality, while the U.S. Forest Service is incorporating local
scale ecoregions into  Bailey's classification to facilitate forest management.

    On the relatively  fine scale of individual highway projects,  vegetation is still the best indicator of
ecosystem type.  However, azonal areas (such a riparian zones) are still poorly represented in vegetation-
based classifications.  Kuchler's (1964) potential natural vegetation (PNV) units is the only organized
description of major above-ground terrestrial ecosystem diversity that describes the entire United States
in reasonable detail (Department of  Agriculture,  1978),  although NASA  and  cooperating agencies are
developing new vegetation maps from remote sensing data (Janetos,  personal communication).  In terms
of ecosystem classifications, the new EMAP initiative at EPA is developing a classification of ecosystem
types for  each of their major natural systems, including those for forests  (developed by the Society of
Foresters) and for deserts and grasslands  (developed by the Society of Range Management).  In  addition,
statewide natural community classifications have now been completed for each state Natural  Heritage
program  (Larry Master, The Nature Conservancy, personal  communication).  There is now good
agreement among state classifications on  a regional basis, resulting in about 150 to 300 ecosystem types
per state.  More general vegetation  types are in use by  the natural resource agencies and range from
designations such as oak-hickory and spruce-fir associations to simple hardwood forest,  conifer forest,
and rangeland categories.

    Given the  advancement of these  efforts, and the many sophisticated habitat classification programs
at local levels, it is now reasonable to expect a good delineation of habitat types  and areas for major
highway development projects. Analysis of these data require graphic overlay capabilities that are greatly
enhanced  by the use of GIS.
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GIS — Geographic Information Systems

    A  geographic information system  (GIS) is a collection  of computer  hardware,  software, and
geographic data that can capture, store, integrate, edit, retrieve, manipulate, analyze,  synthesize, and
output all forms of geographically referenced information.  GIS approaches using remote sensing and
existing data, such as U.S.  Geological Survey  quad sheets, are also being used in states to  develop
statewide land use maps for planning (Turner 1990).  Many more examples of GIS for planning  are
occurring on local scales as its power for determining spatial patterns is realized.  GIS can be used to
analyze the spatial relationships between species ranges and land use patterns, and to identify adequate
buffer areas and potential habitat corridors for the maintenance of ecosystem integrity.  For ecological
evaluation, mapping of individual habitat areas is essential. Only through GIS or other graphical methods
can the areas of habitat impacted  and the changes in landscape patterns be quantified.

    Current GIS approaches to assessing the impacts of highway development use photographic imagery
(usually low level aerial) to delineate vegetation using the Anderson  Level I, n, or ID classifications.
In addition to accurate measures of habitat area, this imagery provides perimeter-to-area ratios and other
measures  of habitat fragmentation and  isolation.  Some analysts are hoping to use the gap analysis
program data developed by the U.S.  Fish and Wildlife Service that correlates Landsat Thematic Mapper
vegetation imagery with ecosystem types and vertebrate distributions (Idaho Cooperative Fish and Wildlife
Unit 1991).  Even more promising is the use of GIS in highway planning that has grown since McHarg
(1969) advocated map overlay methods to determine the suitability of land for  highway development.
The anticipated rapid growth of highway systems in  North Carolina has  prompted the State to create a
Center  for Geographic  Information  and Analysis to provide the locational  data on natural resources
needed for effective highway planning (Fred Skaer, FHWA, personal  communication).

5.4.3   Characterization of Habitat Values and Impacts

    Once  habitat  areas have been  classified and mapped,  potentially  impacted areas need to  be
characterized in terms of ecosystem values and functions. Traditionally, habitat  characterization per se
has been limited to wetlands.  Others  considerations have focused on individual species and water  quality.

Species Characterization

    In the ecosystem approach to ecological evaluation, analysis of impacts to individual species continues
to play ai  important role.  To adequately consider the role of individual species in ecosystem protection,
current analyses conducted for endangered and threatened species and for species  of economic and
recreational important need only be extended to other rare and ecologically important species.  In each
case, predicted mortality from road kills, contaminant toxicity, and habitat alteration should be evaluated,
as well as indirect effects on population status, behavior, and movement patterns.

    The important factor in species  analysis is identification>of the sensitive species.  The number  of
federally and state listed threatened and  endangered species is very small; however, many more species
can be included if consideration is expanded to  include U.S. Fish and Wildlife  candidate (category  2)
species and state species of concern.  The best approach is to survey the species list of each major animal
group (e.g., invertebrates, amphibians, reptiles, birds, and mammals) for rare species, species threatened
by other stresses, migratory species, and keystone species (such as raptors).  Potentially sensitive plant
species can be identified through  rare species lists and plant community analyses that identify dominant
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vegetation layers, important food source plants, and  species critical to nutrient cycling.  Plants  and
animals associated with special or unique habitats (such as cedar glades, shale barrens, talus slopes, cliffs,
and  caves) should also be included.  Special attention should be given to symbiotic species such as
butterflies and their host plants.

   In the urban setting, fewer species will be present, but consideration should extend to the full range
of "urban" wildlife that increase as more edge is created around fragmented woodlots and wetlands (such
as raccoon, opossum, muskrat, squirrel, woodchuck, cottontail, chipmunk, meadow vole, American toad,
robin and cardinal, and deer).

Aquatic Habitat Characterization

   Traditional water quality analysis can be extended to include rigorous assessments of aquatic habitat.
The  FHWA Technical Advisory T6640.8A addresses impacts to major  streams, rivers, reservoirs,  and
springs.  More  specifically,  the FHWA reference manual for Assessing Water Quality Impacts from
Highway Maintenance Practices  (Krame  et al.  1985) prescribes a Habitat Evaluation Method which
classifies impacts. The habitat assessment has three  basic goals:

   (1)  Assess the resource  value of the undisturbed habitat of the  nearest receiving water
        downstream  of the expected impact.

   (2)  Predict what effects the expected disturbance might have on the habitat in terms of habitat
        loss, alteration, or displacement.

   (3)  Assess the value  of  the disturbed habitat and determine if the difference  in  resource
        values constitutes a significant impact.

The  method is based on the principles set forth  in the Habitat Evaluation System (HES) as adapted by
the U.S. Army Corps of Engineers (COE, 1980) from the Fish and Wildlife Service Habitat Evaluation
Procedure  (HEP).  The HES operates on three basic assumptions: (1) the presence  or absence,  and
abundance and diversity, of animal populations in a habitat or community is determined by basic biotic
and  abiotic factors that can be quantified; (2) if the necessary habitat  requirements for  a species  are
present, then a viable population will be, or could be, supported by that habitat; and (3) general  habitat
characteristics can be used to indicate the quality of a habitat and its ability to support fish and wildlife
populations.

   The HES method determines the quality of a habitat type using functional curves relating  habitat
quality to quantitative biotic and abiotic characteristics of the habitat (i.e., a habitat quality index is on
the ordinate ranging  from 0-1 for every parameter; a curve based on a particular measurement endpoint
is used to quantify the effect).  Habitat size and quality are combined  to assess project  impacts.  The
general  HES method, which is applied to  each specific habitat type, is as follows:

Step 1. Determine habitat type or land use areas.

Step 2. Derive habitat quality index (HQI) scores for each habitat type or land use category.
       Score and weight specific variables based on  importance to habitat quality. Calculate an
       aggregate score.
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 Step 3. The area of a given habitat type is multiplied by the aggregate HQI to obtain a Habitat
        Unit Value (HUV).

 Step 4. An HUV is projected for the impact of future  maintenance activity based on estimated
        changes in habitat type due to such influences as channel dredging, sediment loading, and
        addition of toxic materials.

 Step 5. Calculate the impact: HUV after practice - HUV before practice = impact.

 Step 6. The significance of the impact on the resource value of the habitat is evaluated  and
        possible mitigation requirements examined.

 This evaluation requires data from streams and lakes on basic chemical, physical, and biological features
 of the receiving water  bodies.  Key variables required for  streams include fish species  association,
 sinuosity  index  (SI),  total dissolved solids, turbidity,  chemical  type, and benthic diversity (aquatic
 macroinvertebrates); additional variables for lakes include spring flooding index, mean depth, shoreline
 development index, total fish standing crop, and sport fish standing crop.

    This approach to aquatic community characterization is similar to that being used by EPA's Office
 of Water to develop biological criteria in  support of the water quality standards program (EPA 1990).
 Biological  criteria  research  has  developed  several  powerful  methods  for  characterizing aquatic
 communities (e.g., the  Index of Biotic Integrity,  see  Karr 1991).  These methods are based on the
 presence,  relative abundance, and condition of several species within an aquatic  community  and provide
 substantially better measures of habitat composition than traditional richness and evenness indices of
 diversity.  Although existing methods are most applicable to stream ecosystems, technical  guidance is
 being developed for other  waterbodies  (e.g.,  lakes, rivers, estuaries,  and wetlands) (Southerland and
 Stribling,  in press). Application of new biocriteria methods, as well as modifications of HEP procedures
 (e.g., Pennsylvania's computer-based PAN HEP),  should greatly increase the ability to characterize
 aquatic and other habitats.

    Qualitative methods for characterizing  aquatic habitats  include  assessing potential  impacts to
 waterbodies whose  value have been recognized by official designations, such as  Wild and Scenic Rivers
 (as required by FHWA guidance). Unfortunately, too few rivers have been designated as wild and scenic
 to affect many projects.  There are a much greater  number of sensitive river segments in the National
 Rivers Inventory and ev-^n more in the American  Rivers' Outstanding Rivers List  (Southerland et al.
 1991).  Outstanding Resource Waters are also  identified in state 305(b) waterbody assessment reports to
 EPA (U.S. EPA 1993).  A review of the rivers and streams included in these lists should be a minimum
 requirement for  characterizing aquatic habitats in the project area.

 Wetlands Characterization

    Wetlands have  also generated substantial research  into methods for characterizing  habitat.  The
Wetlands-FHWA Technical Advisory T6640.8A requires  analysts to identify  all wetlands  using the
 National Wetlands  Inventory  (NWI) maps, Soil Conservation Service (SCS)  soil  surveys,  and  field
 surveys, as  needed, to  delineate wetland boundaries according to the current jurisdictional wetlands
 manual (U.S. Army COE Environmental Laboratory 1987). Analysts may also designate certain wetlands
 as exceptional resource value wetlands, including wetland special areas outside the highway corridor that
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may be subject to indirect and secondary impacts (West Virginia DOT 1992).  Impact factors include the
size and proximity of the wetland, and the relationship of the wetland to its water source.

    General wildlife diversity-productivity scores can be determined for specific wetlands using 10 criteria
(Golet 1976, U.S. Army COE and Minnesota Environmental Quality Board 1988).  These criteria include
3 based on vegetational community composition, 3 on wetland structure, 2 on wetland hydrology, 1 on
adjacent land use, and 1 on water chemistry. More commonly, the Wetland  Evaluation Technique (WET)
developed for FHWA can be done to determine a functional assessment (Adamus et al. 1987). Wetland
functions  of concern include  nutrient removal/transformation,  sediment/toxicant retention, sediment
stabilization,  floodflow alteration, groundwater recharge, production  export, aquatic diversity,  and
wetland-dependent bird habitat diversity.  WET II analysis can be used to  develop a rating value for
wildlife with a high rating designating floodplain wetlands, large and vegetationally diverse wetlands, and
moderate-size  wetlands that are oases or complexes with some interspersion (U.S. DOT and Michigan
DOT 1991).  Individual functions of wetlands such as plant and wildlife support, flood protection, and
water quality should be determined and mitigation designed to replace lost values. FHWA has developed
specific design criteria for replacing these functions  when creating wetlands (Marble 1990).  Another
approach is to apply HEP to wetland characterizations.  The use of HEP analyses is being reviewed for
use in wetland mitigation banking programs for highway development in North Carolina (McCrain 1992).

Terrestrial Habitat Characterization

    Characterization of terrestrial habitats can  follow the same  models used for aquatic and wetlands
habitats.  In particular, the Habitat Evaluation  Procedure (HEP) of the U.S.  Fish and Wildlife  Service
and the Wildlife-Habitat Relationships  (WHR) of the U.S.  Forest  Service  and certain state wildlife
agencies have  been applied to multispecies terrestrial communities (Schroeder 1986, O'Neil et al. 1991,
Short and Williamson 1986).  As with wetland  and stream habitat evaluation methods, subjective values
can be attributed to terrestrial environments. Following a Forest Service protocol, community importance
values can be assigned based on 9 characteristics: diversity of plants and animals, density of plants within
each community, canopy height, amount of each community in the state,  number of game animals per
community, geologic age and degree to  which the community is a relic, moisture requirements  of each
community, "the relative degree of insularity in the discontinuous phase within climax communities of
lower sensitivity", and degree  of ecological succession.  Each factor can then be weighted on a scale of
2 to 10 and summed for the habitat type. (De Waal Malefyt et al. 1976).

    Where detailed characterization  of terrestrial habitats  is  not  possible,  qualitative methods  of
designating sensitive areas can be applied.  FHWA has existing guidance on the inventory of section
4(f)/6(f) lands including state parks, national recreation areas, community  parks, existing and proposed
National  Wildlife Refuges, trails,  and other  lands acquired  or  developed  with Land  and Water
Conservation Fund assistance.  These and other natural areas, such as local greenways, private preserves,
and certain national forest, should be identified and their place in the landscape described. Other areas
that are more disturbed should also be considered  as they may be successfully  functioning natural
ecosystems of local importance. Even these human-altered areas are becoming increasingly valuable (and
vulnerable) as others like them are eliminated by urbanization.

    Existing designations for identifying sensitive habitats can be taken from national forest management
prescriptions (MP), e.g., wilderness (MP 5), areas emphasizing management for species  intolerant of
disturbance (MP 6.1), and areas emphasizing semi-primitive non-motorized recreation in a natural setting
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(MP 6.2).  Other possible designations include special botanical areas (defined as state natural heritage
program' and  national forest management plan  (MP  8) areas emphasizing  preservation of  unique
ecosystems), areas of national  significance,  and research areas.     Many other federal  and  state
designations have been developed that should be included in terrestrial habitat characterization.  Many
of these designations are compiled in the EPA report, Targeting Priority Natural Resources: A Review
of National Lists (Southerland et  al. 1991).  Twenty-five lists are included comprising over 5,000
terrestrial sites.  Many more state designated sites  may  be found  on lists that are not yet  centrally
compiled.

    Landscape characterization from remotely sensed data is especially valuable in classifying vegetation
as a means  of selecting sensitive habitats.  The Anderson Level n  Land Cover Mapping from USGS
provides division of forest habitat in deciduous, evergreen, and mixed categories; additional data on  local
species associations can provide the more specific vegetation associations needed for habitat designations
related to ecosystem protection goals. For example,  remote habitat  may be given special consideration
as it supports species intolerant of disturbance (e.g., bear, turkey, bobcat, fisher, warblers, woodpeckers,
thrushes, gnatcatchers, and flycatchers).  To evaluate forest fragmentation, the pattern of forests larger
than 200 ac can be determined (because smaller areas do not support forest-interior species).

    Riparian areas are a habitat type of special interest because  of their inherent wildlife value and
importance  for landscape connectivity.   The  FHWA authority (Floodplains-FHPM  6-7-3-2  Location
Hydraulic Study in 23 CFR 650) "... to avoid or minimize highway encroachments with the  100  year
floodplain, where practicable, and to avoid supporting land use development which is incompatible with
floodplain values,"  can be used  to protect riparian habitat that provides ecosystem services within the
floodplain.  Area! measures of the regulatory floodway and 100-yr floodplain (high to moderate risk) and
flood hazard areas (low to moderate risk) are already incorporated  into environmental assessments of
highway development.   In  a similar way,  existing analyses of  geomorphology,  surface  geology,
groundwater, soil associations, and hydrology can be used to delineate ecological regions and their unique
watershed values.

    In  a  similar vein, other existing analyses conducted  in  environmental  assessments of highway
development could  be expanded to consider landscape  units as functioning ecological systems.  For
example, evaluation of impacts to the aesthetic and visual  character of  the  site (using visual  unit
boundaries of 1/2 mi for 30 sec of visual  experience  at 55  mph)  could be  modified  to encompass
landscape ecology principles. In addition, air quality considerations focused on compliance with national
ambient air quality standards (NAAQS) could be expanded to  include vegetation effects not in the
standards.

5.4.4  Comparative Methods

    Ultimately the analysis of ecological impacts from  highway development  must make a clear and
concise comparison of the impacts of each alternative on eaclj ecosystem endpoint.  As  pointed out in
Section 4, the suite of ecosystem  endpoints of greatest concern varies with the category of highway
development, i.e.,  urban, suburban, rural, and wildland.  Similarly,  the type and degree of impact may
vary with each category.  In most cases, however, the methods for measuring the impacts are the same.
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   The simplest method for comparing impacts is to develop a checklist for each ecosystem endpoint.
This may  be expanded into matrices that  directly  illustrate impact  degree across endpoints and
alternatives.  Where more complex relationships between impacts and endpoints  can be measured,
modeling approaches may be used.  Finally, spatial measures of impact can best be compared using
graphic methods.  In essence,  the comparison of impacts is a table of alternatives vs. ecosystem endpoints
that includes in each cell a qualitative or quantitative measure of predicted impact.  Where possible, these
cells should summarize all potential direct, indirect, and cumulative impacts on the ecosystem endpoint.

   To arrive at such a summary table, individual analyses may be required for the impacting activities
occurring during each of the  four phases of highway development: planning, design, construction, and
operation.  Within each phase, die relative importance of the following stressor processes  can be
evaluated:

       Alteration of topography.
       Vegetation removal.
       Erosion, sedimentation, and soil compaction.
       Dehydration and inundation.
       Acidification, salinization,  and  wanning.
       Contaminant toxicity.
       Noise and visual disturbance.
       Introduction of exotic species.
       Direct mortality from road kills.

   Qualitative measures may be limited to a description of impacts to individual ecosystem endpoints.
For comparison purposes,  this requires summarization of the magnitude, duration, and  frequency of
impacts in an ordinal scale such as high, moderate, or low impact.  Where possible, numerical measures
of impact should be derived.  The simplest measure for sensitive habitats is area) extent.  The number
of acres destroyed or degraded  can be  determined by overlays of corridor siting or construction  design
drawings with habitat maps.  More complex measures of impact are required to describe fragmentation
and indirect effects. Because of edge effects, forest habitat degradation may be more accurately described
by perimeter-to-area ratios for  individual forest blocks. Distance to adjacent habitat types can also be
measured.  Lastly, numerical  measures  of habitat interspersion and connectivity can be given.  Although
there is no  consensus or standardized protocol for quantifying edge effect, both vegetation measures and
animal behavior analyses can be used to define  edge width.   Accurate evaluations of fragmentation
impacts require an adequate means of quantifying edge length and width (Yahner 198S).

   A simple  comparative analysis was  conducted by Bohm and Henry (1979) for highway development
through a valued forest area surrounding Paris.  They set up an algorithm for eliminating extreme
alternative choices a priori by using two conflicting criteria: the number of forest ac lost and the number
of driving miles required.  They set bounds on the extreme amounts of forest loss per acre that would
be acceptable (e.g., 10 ac per mile and 100 ac per mile).  Where estimates of route impacts fell below
or above these thresholds the route alternative would be eliminated.  Although these kinds of comparisons
can be constructed for any number of possible tradeoffs, the interactions among multiple scenarios rapidly
increases the difficulty of the analysis.
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    Methods developed for the selection of transmission line routes can be adapted for highway corridor
selection in the planning stage, and provide an illustration of possible ways of standardizing differing
impacts. De Waal Malefyt et al. (1976) attempted to quantify such important factors as number of unique
vertebrates, number of endangered vertebrates, areal extent of each community in the state, degree of
stress, and degree of negative impact from construction by measuring the total length of sensitive areas
crossed by the transmission route.  These sensitive areas included steep slopes, lakes, stream,  marshes
and wetlands, forest, and specific areas of ecological  sensitivity.  They applied a screening process that
produced a regional sensitivity survey of the 23,000 m2 area and identified habitats of endangered fauna,
geographically isolated biotic  communities or those of limited extent, and research natural areas.  Two
criteria were used to assign impact levels  to areas with the greatest sensitivities.  First, impacts to biotic
communities (based on floral composition) were described in acre-years per mile (as a measure of area
and time needed to recover the natural composition).  Community impacts  were assigned levels 1 to 5
and then were refined with 6 characteristics: areal extent, revegetation potential, floral density,  support
for vertebrates, and importance to protected species  and stability.  The second criterion measured the
geographic range of human-interest animals and identified critical habitat areas.  Impact levels of 1 to 5
were assigned to each community based on potentially impacted area.  The sum of these areas within each
link of the transmission corridor equaled total impact;  the vector sum of all links equaled the route
impact. This kind of acre-year analysis incorporates both spatial and temporal impacts into a single unit
analysis that can be adapted to the evaluation of ecological impacts from highway  development.

    While it is important to quantify impacts, care should be taken not to compare acreages lost among
habitats of different values.  In most cases, unique natural areas should be evaluated separately with all
ecological functions explicitly considered.

    The following table illustrates potential ecological effects that might be identified for a hypothetical
set of highway development alternatives.  In this hypothetical example, a new highway project has been
proposed and two possible alignments are evaluated (along with the no  action alternative). The project
is planned for a rural area with substantial areas of both agricultural and natural habitats.  The  natural
habitats are predominately upland forest (including old growth stands and wilderness areas) with a few
wetlands.
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Table 3.       Hypothetical Comparison of Effects of Alternatives on Ecosystem Endpoints

ECOSYSTEM ENDPOINTS
Consistency with regional
plans.
Integrity of regional
ecosystem.
Area of sensitive
communities.
Status of sensitive
communities.
Native species diversity.
Native structural habitat
diversity.
Status of hydrology,
nutrient and energy cycling,
Tire regime, and keystone
species interactions.
Number of sensitive species.
Status of sensitive species
populations.
Number of contiguous
habitat areas affected.
Habitat connectivity.
Habitat patch distribution.

No Action
Alternative
Does not provide
transportation level
of service.
No change
No change
No change
No change
No change
No change
No change
No change
No change
No change
No change
ALTERNATIVES
Alternative 1
Opens planned
agricultural area to
urbanization
Loss of old growth
and disturbance of
wilderness degrades
core natural area in
region
Loss of 100 ac of old
growth forest and 10
ac of wetland
Edge created along 50
mi of adjacent old
growth forest
Introduction of exotic
weeds
Loss of canopy in
adjacent old growth
forest along edge
Reduction of
subsurface flow to
adjacent wetlands
Local extinction of
wetland species
Nest parasite reduce
reproductive success
of forest interior birds
Disturbance radius (10
mi) intersects 2
wilderness areas
Severs 5 parcels of
old growth forest
Only small open
patches created
Alternative 2
No conflicts with local
growth plan or state
highway plan
No effect on core area
and only minor effects
on ecosystem services
Loss of 10 ac of old
growth and 50 ac of
second growth forest
Edge created along 10
mi of old growth forest
Includes exotic weed
management program
Loss of canopy in
adjacent old growth
forest along edge
No change in
hydrology
No change
Loss of some foraging
area for forest species
No change
Severs secondary
growth area only
Only small open
patches created
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5.5     Evaluation of Cumulative Impacts

    The evaluation of cumulative impacts to ecosystems from highway development is an essential part
of any environmental impact assessment.   Fortunately, the ecosystem approach to ecological impacts
analyses recommended above incorporates the basic principles needed for evaluating cumulative impacts.
Nonetheless, it is valuable to review the following crucial steps involved in cumulative effects analysis:

    1.   Defining the goals of the assessment.
    2.   Setting the spatial and temporal boundaries of the study.
    3.   Establishing an environmental baseline for assessing impacts.
    4.   Selecting the impact factors to be included in the study.
    5.   Identifying the role of impact thresholds in the study.
    6.   Analyzing the impacts of the activity (alternatives) relative to  the baseline.
    7.   Recommending mitigation and monitoring based on the cumulative effects.

These steps closely parallel the evaluation approach presented in this report.  Of greatest importance, is
the need to set spatial  and temporal boundaries based on  the resource of concern,  i.e., the ecosystem.
In addition,  the enumeration of these steps highlight the additional information needed to conduct
cumulative effects analysis as part of the evaluation of ecological impacts from highway development.
Specifically, cumulative effects analysis requires an environmental baseline  against which to compare
ecosystem condition (no. 3), identification of other related actions potentially affecting ecosystems (no.
4),  and thresholds of significant cumulative impact  (no. 5).

    Cumulative impacts to ecosystems must be measured against a baseline condition. Depending on the
timeframe of concern, there may be a need for both historical and future baselines derived from  trends
in ecosystem change.   One of the special problems associated  with  highway development  is  the
accumulated effect of individual components of the highway system and the secondary development that
often follows.  In assessing  cumulative impacts to ecosystems, special emphasis  should be given to
including development activities that reduce the areal  extent of habitat types.   Lastly, thresholds of
significant impact must be set. Because ecosystems are affected in some way by virtually all  activities,
the cumulative effects  analysis problem can become intractable unless significant levels of change are
defined.

    A number of specific methods have been developed for cumulative effects analysis.   Narrative
procedural  guidance has been developed from reviews of existing methods (e.g., Horak et al. 1983, Lane
and Wallace 1988) and additional conceptual frameworks have been proposed by Westman (1985) and
Bedford and Preston (1988).  Mathematical representations  of the cause and effect relationship have
included flow diagrams, networks, and matrices (e.g., Stull et al.  1987). More quantitative statistical and
modeling approaches based on analysis of historical patterns of impacts have also been developed (e.g.,
Gosselink et al. 1990).  One of the most useful approaches  involves map overlay methods that range from
general landscape suitability ratings (McHarg 1969)  to individual habitat patch preservation priorities
(Scott  et  al.  1987).  The  recent advancements in  CIS technologies have  greatly  increased  the
sophistication of current map overlay approaches.

    The synoptic approach  to cumulative impact assessment recently developed by EPA for wetlands
(Leibowitz et al.  1992) provides a practical framework that could be  adapted to any habitat type given
adequate data. The approach rests on the selection of synoptic indices (actual functions and values within
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the particular environmental setting of interest) and landscape indicators (actual data used to represent the
indices). By associating a parameter of concern (such as integrity of interior forest songbird populations)
with a measurable indicator (such as forest patch size), the cumulative impacts within the landscape can
be determined.  These synoptic indices can then be compared across landscape subunits (e.g., counties,
watersheds, or ecoregions) to promote better decision-making and highway planning.

   For  many situations, assessment of cumulative impacts on  the regional  scale,  so important to
understanding threats to ecosystems, poses major difficulties.   Frequently the region-specific  data
necessary for such assessments are lacking, particularly within the time and resource  constraints often
involved in preparing environmental analyses (Irwin and Rodes 1992).  This emphasizes the need for
federal agencies to cooperate in developing regional baseline information.  Even for small projects, it
should always be the objective of the environmental document to analyze impacts at the largest relevant
scale, based on the affected resources and expected impacts.

   FHWA  recognizes the importance of regional analysis and  has taken a  significant step toward
improving the consideration of cumulative impacts by publishing an 8-step framework for incorporating
secondary and cumulative impacts considerations into the highway development process (FHWA 1992):

    1.   Conduct  area-wide  planning early in  the process  and look  for links  with programmed
        development and resource management plans.

   2.   Where planning  information is not available, use  historical data  and trends information as an
        indicator of future development patterns.

   3.   Determine recent and  expected changes  in development and  resources  as a measure  of
        susceptibility of resources.

   4.   Relate information on trends in development to geographic scope of the project.

   5.   Incorporate the time period defined by the project design life in the  analysis  of impacts.

   6.   Assess the impact of all planned and potential development in areas influenced by the project over
        its life.

   7.   Estimate the  contribution of the highway  project to projected development based on project
        features  that promote or facilitate development.

    8.   Develop mitigations that are reasonable and related to project impacts. Recognize that measures
        to address future development are often beyond the control  of highway programs and require that
        highway proponents work with local agencies to incorporate environmental protection provision
        in all planned development.
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6.  Mitigation Measures for Ecological Impacts of Highways

    CEQ guidance requires  that mitigation  measures be  considered  even for impacts  that are not
themselves "significant" once the proposal as a whole is considered to have significant effects (46 Federal
Register 18026, 1981).  In the case of highway development impacts, these measures must include both
specific design alternatives (that could decrease pollution emissions, construction impacts, and aesthetic
intrusion) and other mitigation activities such as relocation assistance and possible land use controls that
could be enacted.  To adequately consider ecological  impacts of highway development, mitigation
measures should be developed within the ecosystem framework and should  consider the possible impacts
of the mitigation itself.

6.1     Ecosystem Approach to Mitigation

    Mitigation for ecosystem protection should address the cumulative impacts of all activities within the
landscape (which, depending on the  scale of the project,  may vary from  small watersheds  to  areas
exceeding several  thousand acres) to  ensure  that ecosystem integrity and  health are maintained.   The
preservation of individual habitat areas is important but not always sufficient to maintain the ecological
integrity of the greater ecosystem.  In addition, the size, diversity, distribution,  and connectivity of key
habitat tracts must be conserved to provide  for the natural diversity characteristic of the larger eco-
complex or region. The two most important methods for maintaining the integrity of fragmented habitats
are (1) the provision  of buffer areas, and (2) the creation  of habitat corridors. Buffers represent the
principal method of avoiding impacts to sensitive areas, and habitat corridors provide the best means of
mitigating habitat isolation.  The most common means of creating both buffer areas and corridors is the
preservation of natural habitat along streams, steep slopes, and other sensitive areas.

    Habitat Buffers.   The preservation of a sensitive habitat  includes both the avoidance  of  direct
conversion of the area  and the maintenance of adequate buffer areas so that  edge effects and other
negative impacts do  not  affect the sites.  For example,  highway corridors through forests can be
"feathered" to avoid some edge effects (Gates 1991).   Additional areas adjacent to the  corridor can be
cut to create successional bands of vegetation parallel to the corridor opening; this reduces predation rates
at the edge and minimizes the barrier effects.  However, a wider edge results in less forest  interior.
Research into the impacts on benthic invertebrate communities indicates that buffer strips between
roadways and streams of  at least 30 m are required to prevent alteration  in invertebrate diversity and
ecological structure (Erman et al. 1977). These buffer strips serve to maintain  the riparian canopy and
to stabilize the stream channel.

    Habitat Corridors. Mitigation of habitat fragmentation involves the maintenance or restoration of
habitat  "connectivity" (Norse  1990).  One way to  address the fragmentation caused  by highway
construction is to reduce the  effective width of a highway corridor and decrease the barrier effect.  In
addition to reducing the number of lanes or roadside area,  providing wide, densely vegetated medians
can facilitate movement of some species across the highway.  However, road kills due  to collisions
remains problematic.  For those species that  cannot cross highways of any size, fragmentation must be
addressed by the provision of habitat corridor underpasses. Corridors have been used successfully in
wildlife management  for 50 years (Harris and  Atkins  1990).  Corridors provide for the movement of
animals, serve as a population source, contain whole  communities, and withstand natural disturbance
events, but they also provide for contamination transmission (Csuti  1991).  Unfortunately, because edge
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effects reach 200 to 600 m into the forest (Pace 1990), optimal corridors widths cannot be achieved with
highway bridges and must be addressed when siting the highway.

    Although the development of specific mitigation plans must be based on a thorough understanding of
the site conditions, certain basic principles of ecological management should be followed when mitigation
measures are developed.   The following general mitigation principles apply to ecosystem protection
efforts:

    1.   Base mitigation goals and objectives on a landscape-scale analysis that considers the needs of the
        region.

    2.   Mimic natural processes and promote native species.

    3.   Protect rare and ecologically important species and communities.

    4.   Minimize fragmentation of habitat and promote connectivity of natural areas.

    5.   Maintain structural diversity of habitats and, where appropriate, species diversity to promote the
        natural variety of the area.

    6.   Tailor management to site-specific environmental conditions  and to the unique impacts of the
        specific degrading activity.

    7.   Monitor for ecological impacts and revise mitigation plans as  necessary.

6.2     Mitigations for Each Phase of Highway Development

    The first priority  in developing mitigation plans for ecosystem degradation should be avoidance of
the impact.  This is usually a siting issue, i.e., locating all construction activities at a distance from the
habitats of concern. The ecosystem is adequately preserved if all possible impact scenarios are accounted
for. Barring this solution, effective management measures must be implemented to ensure the protection
of the  habitats of concern.  Failing effective management, mitigation falls to the restoration of habitat,
which  is often problematic, or finally to compensation.

    In the case of highway development, different mitigation measures can be applied at each of the four
phases: planning, design, construction, and operation  and maintenance.  The earlier  phases provide
opportunities for avoiding sensitive areas during route selection, while the latter phases require mitigation
measures for pollution reduction. In the following sections, specific mitigation measures for each of the
four phases of highway development are  discussed.  At the  end  of each section, a figure  provides
examples of mitigation measures that may be applicable in that phase.
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6.2.1   Planning Phase

    The planning phase involves all pre-design activities including the siting of the highway corridor.
This  is the  most important  opportunity  for  mitigation of highway  impacts because  it allows for
consideration of the  full  range of landscape-level factors.  The principal mitigation measure  in the
planning phase is avoidance of sensitive areas  during the selection of the corridor route.  Because the
route selection is only constrained by the purpose and  need of the project,  alternative transportation
options can also be considered in this phase.

    As soon as the purpose and need for a project has  been developed, environmental considerations and
potential mitigations  should be enter into  the  highway  development process.  Incorporation  of these
concerns early in the planning process is the best way  of avoiding irreconcilable conflicts. Consideration
of alternative transportation options (such as railways and bikeways, or traffic management) should be
viewed as initial "mitigation"  opportunities before the type of highway is selected. While the  range of
alternative transportation options may be greater in the urban and suburban settings, these alternatives
should be considered for all categories of highway projects.  The planning  phase  is also the best place
to consider effects such as reductions in the carbon sink caused by vegetation  removal and its implications
for global warming.

    The next opportunity for mitigation is corridor selection.  This is a critical step, especially in wildland
and rural settings, because it offers the greatest range of options for avoiding sensitive habitats. For large
highway projects, corridor selection itself is worthy of an  EIS, even though the actual roadway alignment
will be selected at a later time. In the case of Appalachian Corridor H (West Virginia DOT  1992), a
corridor selection process based on a width of 2000 ft was used as a means of considering the many
valued natural resources within the project area.  The  only way  to  avoid habitat fragmentation and
impacts to contiguous forest and remote  habitat is to  mitigate in the planning phase.  The vulnerability
of many wildland habitats means that even the most conscientious design and construction phases cannot
mitigate adverse impacts from a nearby corridor.

    An important component in the consideration of corridor impacts is the likelihood and extent of future
secondary development.   Again,  these impacts can be especially devastating to wildland habitats.  In
devising planning phase mitigation for secondary development,  the analyst should look at existing land
use within potential corridors, and project possible future land use (forest, agricultural, and urban) based
on current land use plans and controls.  This requires consideration of state planning regions and local
growth centers.  It is only in the planning phase that conflict between ecosystem protection and economic
development can be resolved.  Traditionally, environmental assessments have been  limited to identifying
which alignment alternatives have the lowest potential for direct support of base floodplain development.
This  approach should be expanded to  include development on  all  sensitive lands, and  mitigation
encouraged in the form of appropriate applications of local zoning restrictions.

    The final opportunity for mitigation during planning is the selection of the highway alignment (usually
a corridor of 150 to 300 ft).  This is the step where specific sensitive habitats  can be avoided to the extent
practicable given the general corridor route. The mitigation goal is to avoid ecologically sensitive areas
and limit encroachments to  fringe takings rather than severances.  To date, this has  included avoiding
wetlands,  large forested or vegetationally diverse tracts, raptor nests, and major wildlife travel corridors,
as well as minimizing construction parallel to streams with important fisheries.   As before, these
considerations should be extended to all  sensitive habitats. Mitigations for  secondary development can
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also be implemented at this step by reducing the number of interchanges and other means of highway
access.  Any measures to minimize the amount of new highway construction in the alignment selection
process will mitigate against adverse impacts and secondary development.

    Specific mitigations in the planning phase include the following:

    •    Avoid impacting sensitive habitats for which there are few mitigation possibilities (e.g., special
        botanical areas).

    •    Avoid fragmentation of forest cover or other contiguous habitats.

    •    Utilize existing non-forest lands and transportation corridors.

    •    Route near existing edges of forests rather than bisecting them.

    •    Minimize the length and width of right-of-way through or along a forest to reduce creation of
        edge.

    •    Avoid or minimize construction of rights-of-way through remote habitat.

    •    Compensate for unavoidable loss of habitat through  in-kind restoration or mitigation banking
        programs.

    •    Compensate for unavoidable direct loss  of wildlife habitat by increasing the carrying capacity
        through  habitat improvement methods such as planting/harvesting/managing food species, and
        providing access to water supplies.

    •    Compensate for unavoidable  loss  of sensitive habitats for which there are  no mitigation
        possibilities  (e.g.,  special  botanical areas) by identifying and  preserving areas of similar  or
        greater value.

    •    Control  the indirect effect of human access to sensitive areas through management policies.
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Figure 1.  Mitigations in the Planning Phase
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6.2.2  Design Phase

   The design phase involves the siting of the final right-of-way footprint and all aspects of structural
design and within design mitigations. This phase also provides several important mitigation opportunities
including both site-scale avoidance of sensitive habitats and structural modifications to the highway design
that may reduce impacts of fragmentation or off-site  effects.  Design of corridor width, median  type,
roadside vegetation, and location of borrow areas can all contribute to the minimisation of ecological
impacts.   Specific structural mitigations,  such as bridges, underpasses or tunnels, and fencing,  have
considerable potential for enhancing habitat conservation goals.

   Once the highway project has been planned  (both  corridor and alignment selected) many of the
opportunities for avoiding sensitive habitats have been removed.  However, certain site-level changes  in
the roadway footprint can be made in the design phase and these changes can minimize effects which can
not be avoided.  These include limiting impingement on adjacent habitats  (through lane adjustments and
bridge design), minimizing barrier affects (through  the use of bridges and  water conveyance), and
reducing pollution impacts (through noise walls, curb design, and catchment basins). The unique problem
of road kills can be addressed through combinations of fencing and underpasses.  At the same time, the
design phase provides the opportunity for incorporating substantial restoration or habitat creation activities
within the right-of-way (mitigation banking may be better considered under the planning phase).

   Avoidance of sensitive habitats through highway design is progressively more important in suburban,
rural, and wildland settings.  Essentially, the strategy is to reduce the roadway  "footprint." Reliance on
existing roadway  alignments is a primary means of doing this.  It may also be accomplished by reducing
the roadbed elevation  to minimize shoulder  width; by shifting the alignment (e.g.,  to avoid pothole
wetlands); or by widening the median to encompass small communities or wetlands.  A reduced footprint
also  allows for a larger buffer zone between  the roadway and sensitive habitats,  especially stream and
wetlands.

   Even though sensitive habitats may not be directly altered, nearby highway construction usually entails
negative impacts associated with a "barrier effect." Designs to ameliorate trie effect of highway barriers
should be based on an understanding of the  functioning of habitat patches, corridors, edges, and the
landscape matrix in the project  area (Gates  1991).   Mitigations for nearby  wetlands include use of
minimal practical slopes and median widths; maintenance of existing surface and subsurface hydrology;
and provision of passageways through and around structures  for movement of biota.   Burnett (1992)
recommends the following mitigation measures for barrier effects in forests:

   •   Construct narrow roads.
   •   Leave the canopy intact.
   •   Incorporate sub-road tunnels
   •   Build long bridges (as opposed to  culverts or tunnels) over gullies and  waterways.

   Although the provision of underpasses for animal movement is still being researched, it can generally
be said that long bridges are preferable (although this entails higher costs).  Barrier effects have been
demonstrated  for reptiles and amphibians, and some small mammals.  Certainly,  the fall  and spring
migrations of amphibians are problems in certain areas. In some cases, successful migrations can be
facilitated with short-term traffic management, but roadway tunnels may be the preferred solution (Daly
1993). Solid concrete median barriers pose an additional problem and it has not been determined whether
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passageways in these barriers would be beneficial for smaller species (Adams and Geis 1981). Hunt et
al.  (1987) recommend using a variety of tunnel sizes, because new tunnels are predominately used by
feral predators.   Many species also require regeneration of native vegetation around tunnel entrances
before they will use them.

    The U.S.H.  53 project in Washburn  and Douglas Counties, Wisconsin is an innovative example of
mitigation for animal migration across a highway (U.S. DOT and Wisconsin DOT 1991).  In this project,
the highway corridor passed through an important wolf migration pathway.  In order to minimize adverse
impacts on  the wolf population, significant lengths of "wolf shift" zones  (areas with a wide, forested
median)  were proposed.  Although this  wide median constitutes the minimal feasible barrier to wolf
migration, passage would still be adversely affected. To mitigate for this impact, full control of access
through this section of the project (with no new private accesses allowed) was proposed. It was believed
that the benefit of precluding secondary development in the project area (thereby preserving this dispersal
corridor) would exceed the adverse effects of the highway. In addition, to ensure that wolves or other
large animals such as deer or bear would  not be restricted by the expressway, fencing would be installed
only adjacent to farms  with domestic herd animals.

    Road kill mortality is another  important factor  affecting  a wide variety of species.  Fencing  is a
common solution, although the reduction  in deaths must be weighed against increasing the barrier effect,
especially for long stretches of exclusive fencing (Leedy  1975).   Research into the use of box-type
underpasses by mule deer  crossing under  interstates with  big game fencing (8 ft high) indicates  that
vehicle-deer collisions  can be reduced by over 90%  (Ward  et al.  1980).  However, results indicate that
elk and pronghom do not significantly use underpasses.  All three species  were twice as likely to avoid
roads when  people were walking nearby than when traffic was present. While fencing solutions may help
resolve deer-human conflicts, Povilitis (1989) feels that road kill problems  are fundamentally a land use
issue (because conflicts arise when  deer occupy wooded areas finely interspersed over land) that needs
to be mitigated in the planning phase.

    Another impact from highway development that can be mitigated with barrier design is noise and
visual  disturbance.  FHWA noise  abatement criteria (currently  67 dBA for parks and 55 dBA  for
wilderness)  could be  based on threshold levels of substantial  increase above ambient  levels,  not
predetermined levels.  Noise abatement measures (usually  entailing substantially higher  costs) include
creating noise barriers of concrete, stone,  wood, or earth; shifting the centerline away from sensitive
receptors; and depressing the roadway below the level of sensitive receptors.  Van Der Zande (1980) has
shown that highway disturbance is especially severe hi open field habitats, and that it cannot be eliminated
by  simply  placing walls or trees  along  the  roadside, since these features only partially reduce the
disturbance. Where effects  might be reduced by constructing the road below ground level, the benefits
must be balanced against the tendency of this practice to worsen hydrological impacts.

    Perhaps the most severe barrier effect that can be remediated within the design phase is blockage of
fish migration.  As stated earlier, the retention of natural habitat and maintenance of normal stream flow
are best achieved by constructing bridges that do not impinge on the stream environment.  However,
culverts are considerably more economical; therefore it is important to set threshold  conditions where it
is appropriate to use culverts in place of bridges. Ideally,  a  culvert installation should not change the
conditions that existed prior to that  installation, i.e.,  the cross-sectional area should not be restricted by
the culvert, the slope should not change, and the roughness coefficients should remain the same. Changes
in these parameters could alter velocity and sediment transportation capacity of the stream and adversely
Ecological Impacts of Highways                 45                                     April 1994

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 affect fish passage (Baker and Votapka, 1990). Successful culvert design involves matching the velocities
 of the fish's's'wimming zone in the culvert to the swimming capacity of the "design fish."  It is important
 to include the full assemblage of native migratory fish in these design considerations. Culvert options
 include bottomless and buried pipe arches, and box, circular, and squash culverts. Criteria for culverts
 that provide successful fish passage are as follows:

    1.  Natural stream bottom.
    2.  One large culvert,  or two with one specifically for passage.
    3.  Corrugated surface, especially for larger culverts.
    4.  Diameter must pass maximum flow and debris (50 yr flood at static flow and 100  yr flood at
        headwater depth).
    5.  Design for increased flows from urbanization.
    6.  Design for stream velocity.
    7.  Maximum acceptable velocity and depth.
    8.  Allow for delay in passage only during 5% peak flow (as a cost saving) because it does not affect
        fish.
    9.  Use larger pipe over baffles.
    10.  In high gradient streams, provide resting pools and bank protection above and below.
    11.  Locate culvert where stream is straightest, do not cut off meanders.
    12.  Carefully install riprap.
    13.  No concrete aprons at openings.
    14.  Outlet pool with tailwater control (2x diameter and 2 ft deep).
    15.  Complete rehabilitative work before rediverting stream back (armor embankment but use natural
        vegetation rather than armoring on streambank).

    In addition to providing for safe passage of fish and other animals, highway design can mitigate
 impacts to natural hydrological patterns. These patterns of water flow are critical to the  functioning of
 adjacent wetlands  and maintaining the integrity of riparian areas.  Problems related to road  design and
 their effects on riparian areas can be  divided  into four  categories  (Terrene Institute  1993): stream
 crossings (culverts,  fords, and bridges), wet meadow  crossings,  road alignment, and  road drainage.
 Culverts designed for fish passage should also be sized for minimal impact on flood height and duration.
 Placement of the bottom of the culvert at the natural channel level, and alignment of the structure with
 the natural stream direction and gradient, serve to facilitate natural hydrology as well as fish passage.
 Where there is not a single natural channel, multiple culverts should be placed over the width of the
 drainage area.  Another option is to use french drains under the roadbed to maintain existing subsurface
 flows.  Although culverts should be designed to pass expected high flows, structures that detain  water
 and  sediment above the road (such as an upstream dike) can ameliorate erosion and other  deleterious
 effects.

   More specific designs related to water flow can also help mitigate the impact of pollution runoff from
highways.   Potential design mitigations (many of which  are in, standard water quality specification
manuals) include the following:
       Stabilize cut and fill slopes, shoulders, and median with perennial vegetation or non-erosive
       materials such as riprap or geotextiles.
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        Omit the use of curbs for delineation and stonnwater runoff control where possible.  Consider
        leaving gaps in continuous curbs to allow transport of pollutants from the highway.

        Establish permanent discharge points for stonnwater,  including directing stormwater runoff over
        vegetated surfaces, using wet or dry detention basins, or using  infiltration systems to retain
        runoff.
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    French
    Drain
Figure 2.  Mitigations in the Design Phase
Ecological Impacts of Highways
48
April 1994

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6.2.3   Construction Phase

    The construction phase consists of the vegetation removal, earth leveling, and paving steps provided
for in the planning and design phases.  While each of these steps is required by the preceding decisions,
the specifics of the construction process can be modified to eliminate many of the short-term adverse
impacts of completing these steps.  The opportunities for mitigation in this  phase are primarily best
management practices (BMPs) that reduce soil erosion, toxic runoff, noise, and other construction-related
pollution.  Careful planning and supervision of construction operations can  also reduce unnecessary
vegetation removal and land scarring.

    Mitigations of construction impacts are similar in urban, suburban, rural, and wildland settings, but
their importance may vary dramatically.  In wildland and rural  settings, where there are more sensitive
receptors, minimization of pollution and disturbance impacts is especially important.  Even in urban and
suburban settings, however, the cumulative effects of runoff from many highway projects may severely
impact downstream waterbodies such as the Chesapeake Bay.

    The principal mitigation  measure in the  construction phase  is  strict  application of standard
specifications for erosion and sediment control, including routine inspections (Krame et al. 1985).  This
involves the installation of erosion curtains, runoff settlement ponds, and stream diversions where
necessary.  In  general, 200-ft grass filter  strips should be provided around staging areas and special
precautions should be taken to contain hazardous waste spills.  Where possible, consideration should be
given to soundproofing individual sensitive receptors and or completely eliminating construction during
critical nesting  or breeding periods.

    An erosion control system plan should be carefully designed to minimally  affect  local water quality
and to clean sediment-laden water resulting from the disturbed area.  If a stream passes through the
construction area, it should be diverted or piped so that it does not acquire sediment. All sediment-laden
water is then channelized and  directed to sediment ponds for treatment.  Water should only be returned
to the stream when it has a sediment load comparable to the undisturbed stream. To accomplish this, a
ditch is built above the project and lined with plastic; a flexible pipe diverts the water; erosion bales are
used to contain runoff; chemical agents may be used to settle clay silt.

    Construction can also install permanent pollution control measures that stabilize the disturbed area and
minimize soil movement through natural means.  This includes the planting of grasses and the placement
of rock at culvert outlets and small streams intercepted by cut slopes. Revegetation should include early
topsoil placement, seeding, fertilization,  and mulching for all disturbed areas (including marsh disposal
areas).  Many new innovative mulches and nettings are available to eliminate erosion and minimize plant
growth delay. Retaining walls and sidehill structures can be built of modular components to fit into the
natural topography and reduce construction time and limit impacts.   Bridges can use precast structures
and  on deck  construction techniques  to  minimize terrain  disruption,  tree  removal, and stream
encroachment.  Haul bridges  should be  used to eliminate crossing  streams with heavy equipment and
specially designed machinery or mats should be  used to reduce  soil compaction.

    Stream relocation should consider the needs of the resident aquatic community.  Construction should
be limited to dates when spawning, nesting, and breeding are not at risk. If the relocation is permanent,
construction must be a true recreation and provide fish habitat in the form of deep pools, riffle areas, and
constant flow in new channel.  The new stream should achieve a stable morphology and natural meander
Ecological Impacts of Highways                 49                                      April 1994

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pattern  (Rosgen 1985), and use natural materials and plantings.  The original gravel size should be
maintained in the streambed, and stream shading vegetation should remain on the banks. Where habitat
structure have been lost, log dams,  channel  deflectors, overhang bank cover, lunker structures, and
boulders can be added.  Equally important is the maintenance of natural riparian zones by minimizing
vegetation clearing and protecting areas that are not cleared.

    Many innovative methods  are  available for maintenance of  aesthetic characteristics  following
construction.  A return to the natural landform is desirable for ecological as well as aesthetic reasons
(e.g., microclimate conditions).  Careful landscape work concentrated near the base of fills and at the top
of cut slopes can  blend  the physical features of the site.   Where slopes must be modified  along the
roadbed, adjacent areas can be flattened and rolled to reflect existing landscape characteristics.  Rock cut
sculpturing  can  retain natural fracture lines  and cleared  areas  can be blended  into  "natural" forest
openings.  Careful revegetation efforts are critical and should use transplants  of  young trees  from the
neighboring  area, as well as native  grasses and wildflowers.   Monitoring  should be conducted  to
determine if vegetative invasion from natural areas is adequate.
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Figure 3. Mitigations in the Construction Phase
Ecological Impacts of Highways
51
                                                                                 April 1994

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6.2.4  Operation and Maintenance Phase

   The operation and maintenance  phase is the long-term result of the three preceding phases.   A
highway will necessarily carry traffic and require regular maintenance activities. A certain amount of
pollution (both surface runoff and atmospheric deposition of toxic materials)  is associated with road
traffic.  Street painting, cleaning, and periodic construction also contribute to these impacts.  Mitigation
opportunities in this phase are basically long-term applications  of BMPs similar to those used in  the
construction phase.   Stormwater retention ponds are one of the most  important.  Another,  equally
important, mitigation opportunity is the requisite monitoring and enforcement activities required to ensure
that mitigations included in the design phase remain functional for the life of the project.

   As with the construction phase, the pollution impacts of  the operation and  maintenance phase
generally have greater impact on the more sensitive wildland and rural habitats. However, because of
the greater traffic volumes in urban  and suburban settings, the cumulative effect of highway operation
may  be greater  in these areas,  especially in  receiving waters.  Fortunately,  it is likely that greater
mitigative efforts through maintenance programs will be available in higher traffic areas.

   General highway management policies and programs can have a major beneficial  effect on mitigating
the impacts of highway operation and maintenance.  Even programs to reduce driving miles, automobile
emissions, and roadside litter are important. Direct mitigation measures in the operation and maintenance
phase fall into the following categories:

   •   Control litter  and limit potential pollution sources.

   •   Properly manage the storage, handling, and application (at optimal rates with  well-maintained
       spreading equipment) of deicing chemicals.

   •   Manage pesticide and herbicide  use so that sensitive receptors are not negatively impacted.

   •   Avoid direct discharge of highway runoff to receiving waters.

   *   Reduce runoff velocities through flatter  grades, drop structures or baffles, or grassed waterways.


   •   Reduce pollutant concentrations in runoff by maintaining dense grass  cover, increasing grass
       height, and leaving cuttings on the ground.

   •   Properly  manage roadside and  median vegetation, using only native  species  and enhancing
       wildlife food and cover where appropriate (e.g., for bird species not subject to  road mortality).

   Stormwater management is  an important component of operation phase mitigation strategies and
requires application of many of the measures discussed under the construction phase, including vegetative
controls, detention basins, and infiltration systems. Vegetation management is associated with stormwater
management, but also plays an important role in  the mitigation of  wildlife impacts.  For example,
vegetation can serve as noise buffers  and shrub plantings can increase production of nesting birds (Leedy
1975). Mowing should be avoided prior to July so young birds  and mammals can fledge and disperse;
while, selective mowing and cutting can be used to maintain ecotone diversity. Invasion by exotic species
Ecological Impacts of Highways                 52                                     April 1994

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poses a special problem that should not be enhanced by plantings of non-native species along roadways.
Driver education programs can be targeted at reducing the transportation of exotics and intentional road
kills, especially of box turtles.
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                                     Manage Vegetation for
                                                 Wildlife
                                     and Control of Exotics
                                                                                        Stream
                                                                                        Culvert
 Wildlife Passages
                                         Monitoring for successful
                                         operation of mitigation
                                         measures
                             Maintain Vegetated
                             Buffer Snips
Figure 4.  Mitigations in the Operations and Maintenance Phase
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April 1994

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63     Ecological Restoration as Mitigation

    When impacts to ecosystems cannot  be avoided or substantially  minimized during the planning,
design, construction, and operation phases of highway development,  mitigation falls to  ecological
restoration. Recent experience with wetlands mitigation involving the restoration or creation of wetlands
has improved both the science of restoration (Kusler and Kentula 1989, Marble 1990, Hammer 1992) and
the management of mitigation options for unavoidable losses (Kentula et  al. 1993).  Mitigation banking
for highway impacts to wetlands has been initiated in several states under programs of varying design
(Short 1988, Howorth 1991). An alternative to banks are "joint projects" where a group of developers
agrees to carry out a  specific mitigation project  to compensate  for specific  losses.  Although the
restoration  of  large  wetland  areas  that  is possible under  banking is  desirable,  the  difficulty of
compensating for the loss of on-site and like-wetland-type values suggests caution in relying solely on
mitigation banks  (Kusler  1992).   Nonetheless,  substantial opportunities  exist for  integrating these
innovative approaches into FHWA procedures dealing with NEPA and Section 404 requirements (FHWA
et al. 1988).

    Adequate mitigation of ecological impacts  from highway development may require restoration of
habitat types other than wetlands.   Fortunately, wetland restoration  is increasingly  being seen as a
landscape or watershed level activity (NRC 1992) that includes restoration of other habitats (e.g., riparian
areas and forests).   At the  same  time,  new  mitigation efforts are being focused on  restoration of
endangered species habitats (David Wyatt, Caltrans, personal communication). Although the difficulties
in achieving sustainable restored wetlands will doubtlessly be duplicated as  restoration is undertaken for
other habitat types, considerable success  has  been achieved for many habitats (notably forests  and
prairies).    The following five-point  framework is proposed  for addressing  ecosystem restoration
(Southerland 1991):

    1.   Define  the restoration goal.
    2.   Specify the restoration objectives of sustainability and ecological  values.
    3.   Apply a holistic approach to achieve functional restoration.
    4.   Assess  the restoration by comparison with reference systems and integrated measures.
    5.   Use practical  criteria that reflect the desired ecosystem values for each ecosystem type.

    Larger policy decisions, such as whether to restore for a particular use or for the natural condition,
should be addressed in Step 1.  It is also the time to determine how to  incorporate the landscape setting
into the project goals.  Wh^n the goal  is ecological restoration, the objective of a "natural sustainable
community" should be explicitly stated. In addition, the specific suite of ecosystem values  and services
that are desired should be selected.  This will determine the degree of restoration  required and the
expected deviation of the restored system from the predisturbance condition. Even when it is impossible
to return affected areas (e.g., medians and roadsides) to their natural condition, innovative restoration
techniques can  be used to better integrate the areas into the surrounding landscape (Marker et al.  1993).
Even simple tree planting along highways by organizations sueh as American Treeways and Maryland's
Cloverleaf Foundation  (in coordination with  state highway  departments) can benefit the  landscape
(Rodbell 1993).

    The actual  restoration steps required will  depend on the condition  of the degraded habitat to be
restored.  Two classes of restoration can  be envisioned for  highway-related impacts:  (1) restoration of
habitat which remains intact but is degraded by highway development activities  and (2) restoration and
Ecological Impacts of Highways                 55                                      April 1994

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creation  of habitat (both in-kind  and different habitats) as a replacement  for habitat that has  been
converted to 'highway pavement or other incompatible use.  The second class includes restoration or
creation within the highway corridor of habitats that provide desired landscape functions but were not
specifically degraded by highway  activities.  It is FHWA policy to  encourage states to convert excess
rights-of-way to public uses or to joint-use projects (Linker 1989).  Increasingly, joint-use projects are
being undertaken to construct engineered wetlands for basinwide control of nonpoint source pollution and
water quality improvement.  Other types of restoration within extensive right-of-way areas include habitat
enhancement for certain birds species or restoration of remnant of prairie plant communities (Drake and
Kirchner 1987).  The most important factor in conducting right-of-way restorations (and maintenance)
is  the  control  of exotic  species.   Both accidental and purposeful introductions of non-native species
(especially plants) must be avoided.

   Depending on the severity of the degradation, ecological  restoration will intervene at one of the
following stages of restoration: detoxification, creation of physical structure, restoration of chemical
balance and nutrient supply, return of vegetation and soil microfauna, integration of habitat features and
spatial heterogeneity of  patches, and colonization with fauna.  Whatever  the method employed, the
assessment and modification of the restoration effort should be based on comparisons with appropriate
reference systems to ensure that the desired ecosystem structures, functions, and values are attained.  This
reference-based  approach may  be  most useful when combined with  a regional ecological classification
(such as  Omernik's (1987)  EPA ecoregions concept) and integrated measures of ecological integrity
obtained  from undisturbed ecosystems (such as Karr's (1991) Index of Biological Integrity).

6.4    Mitigation Monitoring

    Monitoring is essential to understanding the effects of a project.  It is likewise critical to evaluating
the degree of implementation  and success or failure  of mitigation  efforts.  Effects observed through
monitoring can  help modify project  management or improve  future decisionmaking on projects with
similar impacts, or in similar areas (Canter 1993). It is unlikely that adequate information on project
effects and mitigation implementation and success  will be  obtained unless  it is provided for in the
monitoring program.

    Many of the elements necessary for adequate monitoring will have been developed as part of project
planning and environmental analysis.  These include the following (Noss 1990):

    •  Gathering data.
    •  Establishing baseline conditions.
    •  Identifying ecological elements at risk.
    •  Selecting ecological goals  and objectives.
    •  Predicting likely project impacts.
    •  Establishing the objectives of mitigation.

The following additional monitoring-specific steps can build upon these elements:

    •  Formulate specific questions to be answered by monitoring.
    •  Select indicators.
        Identify control areas/treatments.
        Design and implement monitoring.
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    •   Confirm relationships between indicators and goals and objectives.
    •   Analyze trends and recommend changes to management.

    The breadth and specificity of the monitoring program will be determined by the habitat mitigation
goals.  Mitigation of  habitat impacts in the planning and design phases usually involve avoidance of
sensitive habitats and  monitoring is required ensure that the distribution of habitats was accurately
understood and that the attenuation of impacts at  the habitat boundary were as expected.  Mitigation in
the construction and operation phases primarily involve control of pollution.  This is especially true for
wetland and  aquatic systems where, after physical alteration, off-site impacts to hydrology and water
quality pose  the greatest threat.  Monitoring of pollution control measures  is an essential part of the
mitigation of highway  construction and  operation impacts.

    The fact  that many restoration  projects designated as mitigation have not achieved their  desired
objectives is  well documented.  It is also believed that mitigation measures  for  many  projects  are not
adequately implemented or enforced.  Therefore, determination of the true effectiveness of mitigation
should be the goal of monitoring programs.

    In the  case  of mitigation based on ecological  restoration,  monitoring  is essential to determine
restoration effectiveness,  and thus mitigation  success.  Practical criteria must be  selected for use in
evaluating  the  success of restoring the  habitats of  concern.   Because the constraints of practical
measurement are already being considered by various agencies  in the development of environmental
monitoring programs,  a greater range of validated  quantitative ecosystem parameters may soon be
available for evaluation of restoration  success (e.g.,  Hunsaker and  Carpenter  1990).   The following
categories of criteria are proposed as the minimum from  which habitat restoration indicators should be
selected:

        Areal extent
        Absence of contamination
        Hydrology
        Water chemistry and quality
        Physical structure and soils
        Nutrients
        Productivity
        Microbial community
        Vegetation
        Habitat structure
        Biota
        Biological integrity
        Population response.
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7. Summary of Mitigations for Ecological Impacts
   The following table is a summary of the principal mitigation measures recommended for highway
impacts arising in each phase of project development (planning, design, construction, and operation)
within each of the four environmental settings (urban, suburban, rural, and wildland).

Table 4.      Principal  Mitigation Measures  For Ecological Impacts By Phase and Setting  of
              Highway Development

Planning
Design
Construction
Operation
Urban
Use alternative
transportation
options
Fence roadway
to reduce road
kills
Reduce erosion
and pollution
effects through
best management
practices
Conduct trash
removal and
ensure operation
of stormwater
controls
Suburban
Use alternative
transportation
options and select
alignment to
avoid sensitive
environments
Fence roadway
to reduce road
kills and provide
connectivity of
habitat with
bridges and
underpasses
Reduce erosion
and pollution
effects through
best management
practices
Ensure operation
of design
mitigations and
stormwater
controls
Rural
Select corridor
and alignment to
avoid sensitive
habitats
Provide
connectivity of
habitat with
bridges and
underpasses
Apply best
management
practices and
protect sensitive
receptors with
walls and
nonintrusive
construction
schedule
Ensure operation
of design
mitigations and
stormwater
controls and
manage roadside
for rare
communities
Wildland
Select corridor
to avoid
sensitive habitats
and control
secondary
development
Reduce roadway
footprint and
provide
connectivity of
habitat with
bridges and
underpasses
Apply best
management
practices and
protect sensitive
receptors with
walls and
nonintrusive
construction
schedule
Ensure operation
of design
mitigations and
stormwater
controls and
manage to
control invasion
of exotics
Ecological Impacts of Highways
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April 1994

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8. Bibliography

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and U.S. Fish and Wildlife Service. Prepared for U.S. Department of Transportation, Federal Highway
Administration, Washington, DC. FHWA/RD-81/067.

Adamus, P.R., E.J. Clairain, Jr., R.D. Smith, and R.E. Young. 1987. Wetland Evaluation Technique
(WET). Vol. n.  Methodology. U.S. Army  Corps of Engineers Waterways Experiment  Station,
Vicksburg, MS. 178 pp.

Anonymous. 1993. White Paper: Management of Weeds  on Native American and Federal  Natural
Resource Lands for the Purpose of Maintaining and Restoring Healthy Ecosystems. Submitted to Federal
Coordinating  Committee  on  Science,  Engineering,  and  Technology  (FCCSET)   by  Federal
Interdepartmental Committee for Management of Weeds (FICMW), Washington, DC.

Bailey, R.G. 1980. Description of the Ecoregions of the United States. U.S. Department of Agriculture,
Forest Service. Miscellaneous Publication Number 1391. 77 pp.

Baker, C.O. and F.E. Votapka. 1990. Fish Passage Through Culverts. USDA-Forest Service, San Dimas,
CA.  Prepared for U.S. Department of Transportation, Federal Highway Administration, Washington,
DC.

Barrett, G.W. and P.J. Bohlen.  1991. Landscape Ecology. In:  W.E. Hudson. Landscape Linkages and
Biodiversity. Island Press, Washington, DC. pp. 149-161.

Bausch, C. 1991. NEPA Integration: Effective,  Efficient Environmental Compliance in the  1990s.
Proceedings of a Workshop at Hyatt Fairlakes, Fairfax,  VA.

Bedford, B.L. and E.M. Preston. 1988. Developing the Scientific Basis for Assessing Cumulative Effects
of Wetland  Loss and Degradation on  Landscape Functions: Status, Perspectives,  and  Prospects.
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Bell, M.C. 1991. Fisheries Handbook of Engineering Requirements and Biological Criteria.  U.S. Army
Corps of  Engineers,  North Pacific Division, Fish Passage Development  and Evaluation Program,
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Bohm,  P.  and C. Henry. 1979.  Cost-Benefit Analysis and Environmental Effects. AMBIO  8(1): 18-24.

Buechner, M.  1987. Conservation in  Insular Parks:  Simulation  Models  of Factors Affecting  the
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Burnett, S.E. 1992. Effects of a Rainforest Road on Movements of Small Mammals: Mechanisms and
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Canter, L.W. 1993. The Role of Environmental Monitoring in Responsible Project Management. The
Environmental Professional 15(l):76-87.
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Case, R.M.  1978.  Interstate Highway Road-Killed Animals: A Data  Source for Biologists.  Wildlife
Society Bulletin 6(1):8-13.

Costanza, R., E.G. Norton, and B.D.  Haskell.  1992. Ecosystem Health: New Goals for Environmental
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Environmental Impact Analysis Under the National Environmental Policy Act.  Council on Environmental
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Council on Environmental Quality (CEQ).  1981.  Forty Most Asked Questions Concerning CEQ's
National Environmental Policy Act Regulations. Federal Register 46(55): 18026-18038. March 23.

Csuti, B. 1991. Introduction to Conservation Corridors: Countering Habitat Fragmentation. In: W.E.
Hudson. Landscape Linkages and Biodiversity. Island Press, Washington, DC. pp. 81-89.

Daly, C.B. 1993. For Salamanders, the 'Big Night' is Everything. The Washington Post, April 18.

De Waal Malefyt, S., J.J. De Waal Malefyt, and P.H. Astor. 1976. An Ecological Methodology Used
in the Selection of a 500 KV Transmission Line Route in the Southwestern United States. In: Symposium
on Environmental Concerns in Rights-of-Way Management, Mississippi State University. January 6-8.

Drake, L. and B. Kirchner. 1987. Protecting Remnant Natural Communities Along Rural Roadsides.
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