United States
               Environmental Protection
               Agency
National Risk Management
Research Laboratory
Cincinnati, OH 45268
               Research and Development
EPA/600/SR-96/031   March 1996
EPA      Project  Summary

               LIST Corrective  Action
               Technologies:  Engineering
               Design of Free  Product  Recovery
               Systems

               Jack C. Parker, Dan W. Waddill, and  Jeffrey A. Johnson
                 The objective of the report summa-
               rized here is to develop and evaluate
               the applicability of improved technolo-
               gies for  assessing subsurface liquid
               fuel spills and for evaluating effects of
               well placement and pumping rates on
               separate  phase plume control and on
               free product recovery. Procedures are
               described for estimating hydrocarbon
               spill volume from soil core data and
               monitoring well data. The first method
               involves vertical integration of soil con-
               centration measurements to yield oil
               volume or species mass-per-unit area
               within the  measurement zone. This
               method is especially well suited to de-
               termine the amount of residual prod-
               uct in the unsaturated zone. The sec-
               ond method uses a physically based
               model for vertically hydrostatic three-
               phase fluid  distributions that converts
               well product thickness to soil product
               thickness, followed by area! integra-
               tion to estimate the volume of free prod-
               uct floating on the water table. A pro-
               cedure is presented to evaluate the ef-
               fects of water pumping on the oil flow
               gradients to evaluate if plume spread-
               ing will be hydraulically controlled for
               a selected system. Procedures are also
               described to estimate the volume of
               recoverable product as influenced by
               well placement and operation. Practi-
               cal examples and  case studies are pre-
               sented to illustrate the methodology
               and to demonstrate how various fac-
               tors interact to affect the free product
               recovery  system. The applicability of
               trenches  and vacuum-enhanced prod-
               uct recovery to hydrocarbon spills is
               also discussed.
   This Project Summary was developed
 by EPA's National Risk Management
 Research Laboratory, Cincinnati, OH,
 to announce key findings of the re-
 search project that is fully documented
 in a separate report of the same title
 (see Project Report ordering informa-
 tion at back).

 Introduction
   The characterization and remediation of
 petroleum-contaminated  groundwater is
 currently one of the most challenging prob-
 lems. Hydrocarbon fluids that are immis-
 cible with  water are referred to as
 nonaqueous  phase  liquids (NAPLs). In
 general, most hydrocarbon compounds are
 less dense than water and  are termed
 light nonaqueous phase liquids (LNAPLs).
 When released in the subsurface, LNAPLs
 remain as distinct fluids and flow  sepa-
 rately from the water phase. The down-
 ward migration of LNAPLs in the vadose
 zone  is generally rapid and,  depending
 upon the complexity of the  heterogene-
 ities in the soil, may form  an intricate
 network of pathways. Once in the vicinity
 of the capillary fringe, LNAPLs will spread
 horizontally with limited penetration  below
 the water table due to buoyancy. Contact
 with groundwater and with infiltrating soil
 pore water causes chemical  constituents
 to dissolve from the LNAPLs into the
 groundwater and to contaminate the aqui-
 fer. Further, volatile constituents may par-
 tition  into  and move in  the soil vapor.
 Through this complex array of physical
 and chemical processes, the hydrocarbon
 continually changes. The characterization,
 containment,  and remediation  of hydro-
 carbons pose unique and difficult prob-

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lems  because of the various processes
that may occur at a given site.
  The first step in assessing a hydrocar-
bon spill generally involves delineating the
vertical and horizontal  extent of soil and
groundwater contamination. Characteriza-
tion may  include visual  observations of
soil borings, in situ  vapor readings,  labo-
ratory analysis of soil concentrations,  mea-
surements of fluid  levels and  dissolved
and vapor concentrations  in  monitoring
wells  or  probes, and  surface  or subsur-
face geophysical methods.
  Measurements of soil  concentrations
(e.g.,  total petroleum hydrocarbons or in-
dividual species) provide the most reliable
quantitative information on the actual vol-
ume or mass  of hydrocarbon in the sub-
surface. Since laboratory analyses  of the
soil samples are  costly and  are not practi-
cally  amenable  in  monitoring temporal
changes, estimating spill volume from fluid
level measurements in  monitoring wells is
more  practical. Unfortunately, estimation
of hydrocarbon volume from well fluid level
data is less straightforward than estima-
tion from soil  concentration data. A gen-
eral lack  of understanding  in this  area,
compounded  by promulgation of methods
of doubtful validity and poor accuracy, has
resulted in widespread  misunderstanding.
  A theoretically  based method for esti-
mating oil-specific volume from well  prod-
uct thickness  was  developed based on
the assumption of vertical equilibrium pres-
sure  distributions near the water  table,
which can be  inferred from well fluid lev-
els. From the fluid  pressure distributions
and a general model for three-phase cap-
illary  pressure relations, vertical oil  satu-
ration distributions are computed and in-
tegrated  to yield  oil-specific volume (hy-
drocarbon volume per unit soil area).
  In addition to "free" product that is suffi-
ciently mobile to enter a monitoring  (or
recovery) well, a significant portion  of the
total spill volume may  occur as "residual
product," confined as hydraulically isolated
blobs  or thin films of oil that are effectively
prevented from moving  by capillary forces.
Changes in water table elevations will gen-
erally  result in increased residual volumes
over time. These fluctuations  may result
from  natural  recharge variations,  draw-
down, or injection as well as from air-oil
and  oil-water fluid interface  elevation
changes  resulting from plume spreading
or recovery operations. The key to maxi-
mizing product recovery  from spill  sites
involves minimizing the volume of residual
product.
  Product  recovery systems are  often
based solely  on containment  consider-
ations. That is,  trenches and/or wells are
located  to  prevent  further  plume migra-
tion. Although such an approach may be
effective in a limited sense, it disregards
an evaluation of efficiency because plume
containment can be achieved through the
use of many  different well/trench configu-
rations and operating conditions. Depend-
ing  on the regulatory  requirements, risk
characterization, and  hence the cleanup
objectives, "efficiency" may have different
meanings: total volume of product recov-
ered, ratio of  product recovered per gallon
of water pumped,  time to  reach  asymp-
totic recovery, capital and operating costs,
etc. Once specific objectives  have  been
defined, various design strategies  may be
evaluated to obtain the desired "efficiency."
  Recent advances in numerical  models
for multi phase  flow along with increases
in microcomputer  speed  and  capability
have made it possible to perform sophisti-
cated analyses to  assess  the  effects of
various  design options and  natural events
on  spill  migration  and recovery  system
performance. Although such analyses re-
quire  significant computational  effort and
personnel commitment, which can  limit
their applicability to large or  high-risk  sites,
their use is essential to fully evaluate the
potential complexities of hydrocarbon as-
sessment and remediation.

Purpose
  The purpose of  the full report  is to
present  a   set   of   accurate   yet
computationally simple protocols for spill
site assessment and remedial design for
hydrocarbon  spills. The methods are par-
ticularly suited  to small spills,  for which
more  sophisticated  analyses  may not be
warranted, and  as a preliminary modeling
tool for larger spills. This report discusses
the  physical processes that control hydro-
carbon  retention,  movement, and recov-
ery. It describes algorithms for estimating
free  and residual  hydrocarbon volumes
from monitoring well and  soil boring data
as well  as for evaluating plume migration
and containment, and for evaluating  prod-
uct  recovery volume and time as affected
by well  and/or trench placement and op-
eration. The methodologies are simple and,
although somewhat laborious for hand cal-
culations, require minimal  computational
effort for desktop computers.

Document Contents
  The document summarized  consists of
five sections  that provide  a fundamental
understanding of free  product behavior in
the  subsurface and  of spill assessment
methodologies that can be used to design
product recovery systems. Section 1  pro-
vides an introduction and background on
previous methodologies that have  been
used for estimating free and residual hy-
drocarbon thickness and for designing re-
covery systems.
  Section 2 provides the fundamental con-
cepts of hydrocarbon movement and re-
tention in the subsurface and the methods
for estimating fluid and soil properties. The
concepts  presented  include:  two-  and
three-phase (water, air, and NAPL) fluid
flow; capillary retention relations (i.e., cap-
illary pressure-saturation functions); verti-
cal equilibrium fluid distributions (i.e., fluid
"table" elevations);  residual oil  in  satu-
rated and unsaturated zones;  oil  relative
permeability and transmissivity; and esti-
mation of fluid and soil properties.
  Section 3 presents a methodology for
hydrocarbon spill assessment.  The meth-
odology includes: interpreting soil contami-
nant data (TPH or BTEX) to estimate the
hydrocarbon volume and volume  of con-
taminated soil; estimating free  oil  volume
from monitoring well data; and estimating
dissolved  and free-phase transport.  Ex-
ample calculations illustrate the use of the
methodology.
  Section 4 builds on the concepts  pre-
sented in the previous sections and  pre-
sents a  methodology  for the  design of
product recovery  systems.  Discussions
concern the criteria for system design, the
effects of well placement and  operation,
evaluation  of  plume  capture  and travel
time analysis,  and estimation of recover-
able product. Considerations are also given
on the use of trenches and vacuum-en-
hanced  free  product recovery systems.
Example problems illustrate  the method-
ology presented in this section.
  Section 5 applies the methodology pre-
sented in this  report for assessment and
remediation of a hydrocarbon spill site in
a case study. As part of this case study, a
screening level model that employs this
methodology  was  used to  calculate the
mobile hydrocarbon volume, contaminated
soil volume, recoverable and residual hy-
drocarbon volumes to estimate the  flow
field configuration, time of recovery, opti-
mal recovery rates, and system efficiency.
The  methodology described  in  this report
has  been  implemented  in the program
SpillCAD.
  The  full report was submitted in fulfill-
ment of Contract No. 68-C2 0108 by IT
Corporation  and  its subcontractor Envi-
ronmental Systems & Technologies,  Inc.
under the sponsorship of the  U.S. Envi-
ronmental Protection Agency.

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   Jack Parker, Dan Waddill, and Jeffrey Johnson are with Environmental Systems &
     Technologies, Inc., Blacksburg, VA 24060.
   Chi-Yuan Fan is the EPA Project Officer (see below).
   The complete report, entitled "LIST Corrective Action  Technologies: Engineering
     Design of Free Product Recovery Systems," (Order No. PB96-153556; Cost:
           $25.00, subject to change) will be available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
           National Risk Management Research Laboratory
           U.S. Environmental Protection Agency
           Edison, NJ 08837
United States
Environmental Protection Agency
National Risk Management Research Laboratory (G-72)
Cincinnati, OH 45268

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