United States
               Environmental Protection
               Agency
National Risk Management
Research Laboratory
Cincinnati, OH 45268
              Research and Development
EPA/600/SR-96/041
April 1996
EPA       Project  Summary
              Assessing  LIST  Corrective Action
              Technologies:  Diagnostic
               Evaluation of In  situ SVE-Based
              System  Performance
              R. L. Johnson, R. R. Dupont, and D. A. Graves
                The objective of the report summa-
               rized here is to present the data, meth-
               ods, and tools required for evaluating
               the performance of in situ systems for
               cleaning up leaking underground stor-
               age tanks sites. Soil vapor extraction
               (SVE), in  situ air  sparging  (IAS),
               bioventing and intrinsic biodegradation
               are in situ corrective  action technolo-
               gies that are being proposed and in-
               stalled at an increasing number of un-
               derground storage tank (LIST) sites that
               are contaminated with petroleum prod-
               ucts. It is often difficult to accurately
               assess the performance of these sys-
               tems for remediating soils and ground-
               water. This is due in part to the com-
               plexity and heterogeneous nature that
               exist in the subsurface at each site. In
               response to the need for accurate tests
               and tools for evaluating the appropri-
               ate application and remediation perfor-
               mance of these corrective action tech-
               nologies, the U.S. Environmental Pro-
               tection Agency (EPA) Office  of Re-
               search and Development National Risk
               Management  Research Laboratory
               (NRMRL) provided technical support to
               EPA regions for evaluating in situ cor-
               rective action technologies.
                This Project Summary was developed
               by  EPA's National  Risk Management
               Research Laboratory, Cincinnati, OH,
               to announce key findings of the re-
               search project that is fully documented
               in a separate report of the same title
               (see Project Report ordering informa-
               tion at back).
 Introduction
   The five  test  procedures presented
 herein can be used as diagnostic tools to
 evaluate in situ remediation performance.
 Three of the procedures (SVE air flow,
 IAS air recovery, and IAS air distribution)
 are tracer tests that can be used to evalu-
 ate air flow in the subsurface. The tracer
 tests are new procedures that have been
 tested at a small number of sites and can
 be expected to undergo revisions  to  im-
 prove their  diagnostic capabilities. The
 other two procedures (bioventing and natu-
 ral attenuation) are designed to evaluate
 biodegradation in the subsurface.  These
 procedures have been demonstrated at a
 much larger number of sites and are there-
 fore likely to require fewer changes.

 SVE Air Flow Tracer Tests
   SVE is a remediation technique that
 has been demonstrated to effectively re-
 move volatile contaminants  from a wide
 variety of soil types.  In many cases, SVE
 has sufficiently remediated sites to allow
 their  closure. In  other cases, however,
 remediation has proved difficult. The rea-
 son for failure in these cases can often be
 traced to nonuniform air flow due  to soil
 characteristics (heterogeneity, high water
 content,  etc.). The procedures described
 in this section of the manual  provide a
 means of assessing airflow pathways and,
 as a consequence, evaluating the
 remediation performance using SVE.
   At  most  sites where SVE  and/or
 bioventing using vapor extraction (BV) is
 used, it is difficult to relate measured soil

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vacuum data to the air flow field. Vacuum
data are frequently  used to define  the
radius of influence; however, the vacuum
data do not provide  much insight into the
structure of the soil  or the airflow path-
ways through the  soil. Vacuum data tend
to present a picture of the flow field that is
much more uniform  than  is generally the
case. Small strata of lower or higher per-
meability can  have  profound effects on
flow patterns, and these effects may not
be reflected in the vacuum data. At many
sites, there is more flow from the surface
than is commonly assumed, and at many
sites there  is  less  flow  near the  water
table than is  commonly assumed. As a
consequence,  at many sites the time re-
quired  for soil cleanup using SVE/BV is
much longer  than predicted, based on
simple calculations or analytical models.
  Tracer tests to directly measure the air
flow field are easy to perform and have
the  potential to significantly  improve  the
conceptual  model of how air is  actually
flowing at a site. Both naturally occurring
and  introduced compounds can be used
as tracers.  Oxygen  and  carbon  dioxide
concentrations  can  be used to  assess
where  air is  flowing in the subsurface.
Inert gases  such as helium or  sulphur
hexafluoride can be  injected into the sub-
surface and tracked in situ and in SVE/BV
off-gas.

I AS Air Recovery Tests
  IAS is a groundwater remediation tech-
nique in which  air is injected directly into a
water-saturated medium to remove con-
taminants by volatilization  and to enhance
aerobic  degradation.  IAS  is used both to
remediate aqueous  groundwater plumes
and  to  treat  sources that  contain non-
aqueous-phase liquids (NAPLs).
  To prevent off-site migration of vapors
during  IAS, combined IAS/SVE systems
are  often designed  in  such a way that
extracted air flow exceeds air injection by
some multiplicative  factor (e.g.,  5X). In
addition, to demonstrate that the design is
working,  soil gas vacuum surveys  in  the
vicinity of the IAS/SVE system are usually
conducted. It is generally concluded that if
no  pressures  greater than ambient  are
observed, all of the  IAS air is being cap-
tured by the SVE system. However,  it is
generally difficult to relate  vacuum data to
recovery of IAS air.  This  is the case  be-
cause  numerous  potential  air flow pat-
terns in the groundwater zone can exist.
For example,  if IAS air  is injected  into
sand below a  continuous clay layer,  the
air may move  laterally beyond the radius
of influence of the SVE well before it  has
the  opportunity to reach the water table.
In this case, the sparge air might not be
captured by the SVE system.
  The previous example  implies  that un-
der some circumstances pressure mea-
surements alone will not conclusively dem-
onstrate that IAS air is being captured. As
a consequence, it is important to  conduct
tests that can unambiguously determine if
all of the IAS air is being  captured by the
SVE system.
  The principle underlying the tracer re-
covery tests is simple. A  tracer (e.g., he-
lium) is injected along with the IAS air into
the subsurface at a known rate  and the
rate  of recovery  at the  SVE system is
calculated from the  observed  tracer con-
centration in  the SVE effluent  and  the
SVE flow rate.

IAS Air Distribution  Tests
  IAS  air flow tests are conducted by in-
jecting a gas-phase tracer, such  as SF6,
along with the IAS air and determining the
distribution of tracer in the subsurface by
collecting water samples from discrete lo-
cations and depths and  determining the
concentration of the tracer in the water. In
the approach  described  in this  manual,
tracer  can be  injected  for a period  of
one week, followed by groundwater sam-
pling in the vicinity of the  IAS well.
  Vertical groundwater profiling (VGP) is
a technique that allows water samples to
be collected at a number of discrete depths
in the  subsurface.  It is generally accom-
plished by driving a small (e.g., 1-inch) -
diameter pipe  into the ground. The lead-
ing edge of the pipe usually consists of a
drive point followed by a screened interval
through which water can be drawn. The
pipe assembly can be advanced  by ham-
mering, vibrating, or pushing.
  Water samples can  be drawn to  the
surface using a variety of devices. If the
water table is within the suction limit, wa-
ter can be drawn to the surface through  a
tube connected to a peristaltic  pump.  If
the water table is deeper, a small-diam-
eter bailer or bladder pump may be used.
Vertical profiles are generally made at  a
number of locations and distances around
the IAS well to create a three-dimensional
picture of the air distribution.

Bioventing Field System Design
and Evaluation
  Bioventing is a modification of the con-
ventional, gas based soil remediation tech-
nology that has been successfully applied
and documented  for the remediation  of
hydrocarbon  contaminated  soils either
used  alone or  for the "polishing" of re-
sidual, semivolatile contaminants  remain-
ing in  soil following  high  rate  SVE.
Bioventing  entails the  use of SVE  sys-
tems for the  transport  of  oxygen to  the
subsurface, where indigenous organisms
are stimulated to aerobically metabolize
contaminants  located  there. Bioventing
systems are designed  and configured to
optimize oxygen transfer and oxygen utili-
zation efficiency and  are operated at much
lower flow rates and with significantly dif-
ferent configurations from  those of con-
ventional SVE systems.
  This evaluation procedure has been de-
veloped to provide an integrated approach
for the evaluation of air flow/air permeabil-
ity  (characteristics  of   gas   phase
remediation systems common to both SVE
and bioventing systems), along  with bio-
degradation rates (characteristic of the bio-
logically  based  bioventing  technology)
quantified from respiration  measurements
collected under field conditions for use in
the design and evaluation of field-scale in
situ bioventing systems. Both air flow data,
relating to oxygen supply,  and biodegra-
dation rate data, relating to  oxygen utiliza-
tion,  are  required for the rational design
and evaluation of bioventing systems, and
both types of data can be collected in the
field procedure described in the manual.
  The bioventing test procedure presents
an approach to the  site specific  determi-
nation of the feasibility of bioventing tech-
nology that is integrated with system moni-
toring and  performance evaluation from
initial site assessment  activities  through
final confirmatory soil core  analyses. The
procedure is composed of  five phases of
activity that include the  following:

Assessment of the Potential for
Contaminant Biodegradation
Under Actual Field Conditions
  In this first phase  of the  procedure res-
piration  gas (O2/CO2) characterization is
incorporated into conventional soil gas sur-
vey activities to detect the magnitude and
extent  of biological  activity, and  conse-
quently, oxygen depletion/carbon dioxide
enrichment of the soil  gas at the site. If
bioactivity is evident from soil gas survey
results, the next phase of the procedure is
carried out.

Assessment of Air Flow and In
situ Respiration Rates Under
Actual Field Conditions
  With biodegradation evident at the field
site,  air flow/air  permeability distribution
and actual oxygen uptake rates must then
be determined. The test  procedure  de-
scribes a combined  air flow/tracer-/n  situ
respiration test procedure  that takes  ad-
vantage of monitoring probes and subsur-

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face oxygenation provided  during the air
flow test for collecting site wide respiration
data. Procedures are described to reduce
the respiration data to generate respira-
tion rates and to assess their statistical
significance relative to site background res-
piration rate  levels. Finally, procedures for
converting respiration rates into equiva-
lent  hydrocarbon degradation rates are
provided, along with estimation procedures
for the time to site remediation.

Bioventing System Design
   Based  on  air flow and in situ respiration
rate  result,  the  potential oxygen supply
rate (air flow) is matched  with the oxygen
demand  rate (in situ respiration  rates) in
rational bioventing  system  design.  The
nature of the respiration rate law observed
from the assessment-phase  results are
used to recommend either a pulse operat-
ing mode system (zero order reactions) or
continuous mode system  (first order reac-
tions) to  optimize overall system perfor-
mance.

Full-Scale System Monitoring
and Performance Evaluation
   The  procedure describes the use of rou-
tine shutdown tests to monitor the changes
taking  place in respiration rates over time
as contaminants are  removed from the
site.  These  respiration rates  are statisti-
cally compared to background respiration
levels  so that when only  background ac-
tivity is detected throughout the  site, soil
core samples may be taken  to confirm
system performance.

System Performance
Verification
   The  final  phase of the procedure de-
scribes the use of soil core samples, col-
lected  from locations near those  used for
initial site characterization based  on  quar-
terly in situ respiration results,  as the ulti-
mate proof that soil remediation  has pro-
ceeded to the point where  site closure is
possible.

Evaluation of Natural
Attenuation in Groundwater
   Natural attenuation  is  a  risk manage-
ment  strategy  that  invokes  intrinsic
bioremediation,  dilution, dispersion,  sorp-
tion, and  other physical loss mechanisms
to control exposure to contaminants and
restore the environment.
   Intrinsic bioremediation is the preferred
term to describe the natural  biological pro-
cesses that lead  to contaminant biodegra-
dation  (Wiedemeier et al., 1994). Intrinsic
bioremediation can occur in any environ-
ment that supports  microbiological  activ-
ity;  however, the rate  of biodegradation
may be slow due to the lack of a suitable
respiratory substrate (such as  oxygen) or
inorganic  nutrients  (such  as fixed  nitro-
gen), an extreme pH, low soil moisture, or
limited contaminant bioavailability.  Accu-
rate delineation  of contamination, under-
standing subsurface conditions and  char-
acteristics, and contaminant migration rates
and direction are critical for evaluating the
success of natural attenuation  and for es-
tablishing  regulatory support for its use at
a site.
  The  procedure presents a logical pro-
gression of data collection, evaluation, and
interpretation for quantifying  and applying
natural attenuation.  The approach is high-
lighted in the stepwise  process for evalu-
ating, selecting, and monitoring natural at-
tenuation for groundwater remediation pre-
sented below:
  •  Collect and evaluate existing site data.
  •  Identify  exposure  points,  water use
    practices,  and receptors of the  aqui-
    fer (RBCA).
  •  Determine groundwater flow direction,
    velocity, and distance to nearest re-
    ceptor.
  •  Define the  risk associated with the
    current  groundwater  conditions
    (RBCA).
  •  Assess  potential for natural attenua-
    tion using existing data and prelimi-
    nary risk evaluation.
  •  Construct a conceptual  model for
    natural attenuation on site:
      - If preliminary  site  data provide
      evidence that natural attenuation is
      occurring, proceed.
      - If risk of human exposure or fur-
      ther environmental  damage  is un-
      acceptable or if adequate site data
      indicate the  natural attenuation is
      not or cannot occur, evaluate  other
      remedial strategies.
  •  Conduct site characterization to spe-
    cifically support natural attenuation:
      - Contaminant mass
      - Contaminant concentration
      - Presence of source areas
      - General groundwater monitoring
      parameters,  e.g.,  electron  accep-
      tors, respiration products, pH, alka-
      linity, etc.
      - Define  abiotic  mechanisms that
      result in change in concentration,
      e.g., dilution,  dispersion, dissolution
      from a source area, retardation, etc.
  • Refine the conceptual model, incor-
    porating new site data.
  • Determine  if supplemental treatment
    technologies (e.g.,  NAPL  recovery/
    source removal) are required to en-
    sure successful  and expedient  natu-
    ral attenuation.
  • Project performance of natural attenu-
    ation  using analytical or numerical
    methods.
      - Analytical modeling includes the
      application of the calculations pre-
      sented in this  document and  other
      emerging  analytical  approaches
      such  as multivariate  statistical
      analysis.
  • Compare  natural attenuation model
    predictions with long-term risk:
      - If risk is acceptable, proceed.
      - If risk  is unacceptable, evaluate
      a more  protective  remedial  strat-
      egy.
  • Develop a  long-term monitoring  plan:
      - Revise attenuation model as data
      become  available.
      - Sample and  analyze to verify con-
      tinuing site remediation.
      - Locate "sentry"  wells to delimit
      the maximum allowable  extent of
      contaminant migration  before a con-
      tingency plan is executed.
      - Define a contingency plan in case
      natural attenuation  does not  meet
      expectations  or  otherwise  fails to
      protect human health and the envi-
      ronment.
  • Execute monitoring  plan:
      - Sample and analyze sentry wells.
      - Sample and analyze groundwa-
      ter from selected  monitoring wells.
      - Evaluate  results and  compare
      with expectations.
      - Close  site when cleanup  goals
      are reached.
      - Default to contingency if sentry
      wells  become contaminated,  or if
      natural attenuation  otherwise fails
      to protect  human health  and the
      environment.
  The full report was submitted in partial
fulfillment  of Contract  No.  68-C2-0108,
Work Assignment No. 2, by IT Corpora-
tion, under the sponsorship of the U.S.
Environmental Protection Agency.

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   R. L. Johnson is with the Oregon Graduate Institute of Science and Technology,
     Beaverton, OR 97006; R. R. Dupontis with the Utah Water Research Laboratory,
     Utah State University, Logan, UT 84322; and D. A. Graves is with IT Corp.,
     Knoxville, TN 37923.
   Chi-Yuan Fan is the EPA Project Officer (see below).
   The complete report,  entitled "Assessing UST Corrective Action Technologies:
     Diagnostic Evaluation of In Situ SVE-Based System Performance," (Order No.
     PB96-163597; Cost: $35.00, subject to change) will be available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
           National Risk Management Research Laboratory
           U.S. Environmental Protection Agency
           Edison, NJ 08837
United States
Environmental Protection Agency
National Risk Management Research Laboratory (G-72)
Cincinnati, OH 45268

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