&EPA United States Office of Air and Radiation EPA-430-R-00-007 Environmental Protection Clean Air Markets Division July 2000 Agency (6204J) 1999 Compliance Report ACID l-g RAIN PROGRAM Visit us at www.epa.gov/acidrain ------- BACKGROUND The Acid Rain Program was established under Title IV of the 1990 Clean Air Act Amendments. The Program calls for major reductions of sulfur dioxide (SO2) and nitrogen oxides (NOX), the pollutants that cause acid rain, while establishing a new approach to environmental protection through the use of market incentives. The Program sets a permanent cap on the total amount of SO2 that may be emitted by electric utilities nationwide at about one half of the amount emitted in 1980, and allows flexibility for individual utility units to select their own methods of compliance. The Program also sets NOX emission limitations (in Ib/mmBtu) for electric utilities representing about a 27 percent reduction from 1990 levels. The Acid Rain Program is implemented in two phases: Phase I began in 1995 for SO2 and 1996 for NOX, and ended December 31, 1999; Phase II for both pollutants began Januaryl, 2000 and involves over 2,300 units. In 1999, there were 398 units affected by the SO2 provisions of the Acid Rain Program, 236 of which were also affected for NOX, and an additional 303 utility units affected only by the NOX provisions. Acid rain causes acidification of lakes and streams and contributes to the damage of trees at high elevations. In addition, acid rain accelerates the decay of building materials, paints, and cultural artifacts, including irreplaceable buildings, statues, and sculptures. While airborne, SO2 and NOX gases and their particulate matter derivatives, sulfates and nitrates, contribute to visibility degradation and impact public health. The SO 2 component of the Acid Rain Program represents a dramatic departure from traditional command and control regulatory methods that establish source-specific emissions limitations. Instead, the Program introduces a trading system for SO2 that facilitates lowest-cost emissions reductions and an overall emissions cap that ensures the maintenance of the environmental goal. The Program features tradable SO2 emissions allowances, where one allowance is a limited authorization to emit one ton of SO2. Allowances may be bought, sold, or banked by utilities, brokers, or anyone else interested in holding them. Existing utility units were allocated allowances for each future compliance year and all participants of the Program are obliged to surrender to EPA the number of allowances that correspond to their annual emissions starting either in Phase I or Phase II of the Program. The NOX component of the Acid Rain Program is more traditional, and establishes an emission rate limit for all NOx-affected units. Flexibility is also introduced to this command and control measure, however, through compliance options such as emissions averaging, whereby a utility can meet the standard emission limitations by averaging the emissions rates of two or more boilers. This allows utilities to over-control at units where it is technically easier to control emissions, thereby achieving emissions reductions at a lower cost. Additionally, beginning in 1997, certain Phase II units could voluntarily elect to become subject to Acid Rain NOX limits before January 1, 2000, the date by which they would normally be subject. By complying with Phase I limits, these early election units can delay meeting the more stringent Phase II limits until 2008. At the end of each year, utilities must demonstrate compliance with the provisions of the Acid Rain Program. For the NOX portion of the Program, utilities must achieve an annual emission limitation at or below mandated levels. For SO2, utilities are granted a 60-day grace period during which additional SO2 allowances may be purchased, if necessary, to cover each unit's emissions for the previous year. At the end of the grace period (the Allowance Transfer Deadline), the allowances a unit holds in its Allowance Tracking System (ATS) account must equal or exceed the unit's annual SO2 emissions. In addition, in 1995-1999 (Phase I of the Program), units must have sufficient allowances to cover certain other deductions as well. Any remaining SO2 allowances may be sold or banked for use in future years. ------- Table of Contents Letter from the Director 1 Summary 2 Affected Population in Phase I 4 SO2 Results Program 4 Compliance Results 5. Allowance Market £ NOX Results Program 11 Phase I Units 12 Phase I Compliance Results 11 Phase n Early Election Units 15. Phase n Early Election Compliance Results 16, Monitoring Update J/7 Conclusion 19. Appendix A: Phase I Affected And Early Election Units in 1999 Appendix B-l: Table 1 Units Designating Substitution and Compensating Units -1999 Appendix B-2: List of Phase I Extension Units and 1999 Deductions for Exceeding 1999 Projected Emissions Limitations Appendix B-3: Emissions and Utilization of Phase I Units, 1998 and 1999 Appendix B-4: Emissions and Allowance Holdings of Phase I Units Appendix C-l: List of Averaging Plans and Results in 1999 Appendix C-2: Compliance Results for the 265 Phase INOX Affected Units in 1999 Appendix C-3: Compliance Results for the 274 Early Election Units in 1999 ------- 1999 Compliance Report Page 1 TO THE READER: It's hard to believe that over 5 years have passed since January 1, 1995 and the official beginning of Phase I of the Acid Rain Program. Yet the publishing of this 1999 Compliance Report for the Acid Rain Program brings to a close Phase I (which officially ended December 31, 1999) and marks the beginning of Phase U, which of course officially began on January 1, 2000. From a regulatory standpoint, the end of Phase I and the beginning of Phase JJ means a simpler, more streamlined Program. Relatively complicated Phase I SO2 compliance options such as substitution and compensating unit plans, Phase I extension plans, and reduced utilization plans disappear beginning in Phase JJ. Beginning in 2000, affected units are simply required to hold allowances to account for their SO2 emissions. Similarly, the end of Phase I also marks the end of EPA's responsibility as the permitting authority for Phase I affected sources. In Phase U, the State or Local title V permitting authority is the sole permitting authority for all affected sources, including Phase I affected sources formerly permitted by EPA. But while becoming simpler administratively, the end of Phase I and the beginning of Phase U also brings significant new challenges. The number of affected units that must undergo annual reconciliation under the Acid Rain Program expands notably in Phase U. For SO2 purposes, the number of affected units that must hold allowances to account for SO2 emissions will grow more than fivefold, from 398 units in 1999 to over 2100 units for compliance year 2000. Also, units subject to an Acid Rain NOX emissions limitation will almost double in Phase U, from 539 units in 1999 (including early election units) to about 1050 units beginning in 2000. New units that will be subject to the Acid Rain Program are being built as well. Currently, the Acid Rain Program expects that about 500 new affected units will come online over the next 2 years. Affected companies, EPA, and States will need to ensure that these units comply with all requirements of the Program, including the requirements to monitor properly under 40 CFR part 75 (the Acid Rain Program monitoring rule) and to hold sufficient allowances to account for SO2 emissions for each compliance year. As we move to Phase U, I am looking forward to working with all parties involved in the implementation of the Acid Rain Program, and in furthering the promise shown by the successful implementation of Phase I. Brian J. McLean, Director Clean Air Markets Division ------- 1999 Compliance Report Page 2 SUMMARY 100 Percent Compliance with both SOj and NOx Requirements in 1999 All 701 boilers and combustion turbines (referred to as "units") affected by the SO2 and NOX regulations of the Acid Rain Program in 1999 successfully met their emissions compliance obligations. • All 398 units subject to SO2 requirements in 1999 held sufficient allowances to cover their emissions. Of the 4,948,090 allowances deducted from compliance accounts almost all (4,944,665 or 99.93 percent) were for emissions, but other deductions were also made as required by the Acid Rain Program regulations. • All 539 units subject to the NOX requirements in 1999 demonstrated compliance with applicable annual emission limitations. Of these 539 units, 236 were also subject to SO2 requirements, while 303 units were affected only for NOX (33 Phase I units and 270 Phase n "early election" units). 1999 SO2 Emissions of Phase I Units were 29 Percent Below Allowable Level; Emission Rates 45 Percent Lower Than in 1990. SO2 emissions in 1999 were 2.0 million tons (or 29 percent) below the 6.9 million ton allowable level as determined by 1999 allowance allocations. Since an additional 9.6 million allowances were carried over, or banked, from 1998, the overall number of allowances available in 1999 was 16.5 million, of which affected units consumed only about 30 percent. Actual emissions for the 398 units participating in 1999 were 4.9 million tons, down 350,000 tons from emissions of the 408 units affected in 1998. In 1999, SO2 emission rates of Phase I units averaged 1.86 Ibs/mmBtu, down from 3.37 Ibs/mmBtu in 1990 for those same units. 1999 Phase I Unit NOX Emission Rates 43 Percent Below 1990; NOX Tons 32 Percent Lower Thar in 1990 Emission rates for the 265 Phase I utility units dropped by 43 percent below 1990 levels, from an average of 0.70 pounds of NOX per million Btu of heat input (Ib/mmBtu) to an average of 0.40 Ibs/mmBtu; this rate is 18 percent below the compliance rate of 0.49 Ibs/mmBtu for these units. NOX emission levels for these units were 423,857 tons (or 32 percent) below 1990 levels. 1999 NOX Emission Rates of Early Election Units Even Lower Than Rates for Phase I Units For the 274 Phase n units which elected to meet Phase INOX rates early, emission rates dropped from an average of 0.46 Ibs/mmBtu in 1990 to 0.37 Ibs/mmBtu in 1999, a 20 percent decrease and 21 percent below the compliance rate of 0.47 Ibs/mmBtu for these units. While utilization of these units increased by 28 percent between 1990 and 1999, NOX tons increased by only 3 percent. ------- 1999 Compliance Report Page 3 Monitoring Performance Excellent Once Again For the fifth year of the Acid Rain Program, the continuous emission monitors used by participants continue to provide some of the most accurate and complete data ever collected by the EPA. Statistics reflect excellent monitor operation of all units affected by both Phase I and Phase n of the program. Accuracy: SO2 monitors achieved a median relative accuracy (i.e., deviation from the reference test method) of 3.0 percent; flow monitors, 3.2 percent; and NOX monitors, 3.6 percent. Any statistically significant systematic underestimation (low bias) is corrected to eliminate any systematic errors. Availability: SO2 and flow monitors achieved a median availability of 99.5 and 99.7 percent, respectively, while NOX monitors achieved a median availability of 99.2 percent. SO2 Market Active; Volume of Allowances Transferred Continues to Increase in 1999 Activity in the allowance market continued to increase in 1999. The total volume of allowances transferred increased from 13.5 million in 1998 to 18.7 million in 1999, however transfers of allowances between unrelated parties decreased from 9.5 million in 1998 to 6.2 million in 1999. ------- 1999 Compliance Report Page 4 AFFECTED POPULATION IN PHASE I Exhibit 1 provides a summary of the affected population of units under the Acid Rain Program from 1995 through 1999. The table illustrates that although the units listed in Table 1 of the CAAA are consistently affected for both SO2 and NOX beginning in 1996, the total universe of affected units varies year to year because of the flexibility offered by the program. Exhibit 1 Affected Units During Phase I of the Acid Rain Program S02 NOX Table 1 Substitution and Compensating Opt-in TOTAL Table 1 Substitution Early-Election TOTAL 1995 263 182 0 445 NA NA NA NA 1996 263 161 7 431 144 95 NA 239 1997 263 153 7 423 170 95 272 537 1998 263 135 10 408 111 94 275 540 1999 263 125 10 398 111 94 274 539 SO2 PROGRAM 398 Units Underwent Annual Reconciliation for SO2 in 1999 There were 388 affected utility units and 10 opt-in units that underwent annual reconciliation in 1999 to determine whether sufficient allowances were held to cover emissions. These 398 units are listed in Appendix A and include 263 utility units specifically required to participate during Phase I, 125 utility units not initially required to participate until Phase n, but electing to participate early as part of multi-unit compliance plans,1 During Phase I of the of the Acid Rain Program, a unit not originally affected until Phase II may elect to enter the program early as a substitution unit or a compensating unit to help fulfill the compliance obligations for one of the Table 1 units targeted by Phase I. A unit brought into Phase I as a substitution unit can assist a Table 1 unit in meeting its emissions reductions obligations. Utilities may make cost-effective emissions reductions at the substitution unit instead of at the Table 1 unit, achieving the same overall emissions reductions that would have occurred without the participation of the substitution unit. A Table 1 unit may designate a Phase II unit as a substitution unit only if both units are under the control of the same owner or operator. Additionally, Table 1 units that reduce their utilization below their baseline may designate a compensating unit to provide compensating generation to account for the reduced utilization of the Table 1 unit. (A unit's baseline is defined as its heat input ------- 1999 Compliance Report Page 5 and 10 other units that elected to join as part of the Opt-in Program.2 There were 10 fewer units undergoing annual reconciliation in 1999 than in 1998. 1999 SO2 Emissions Target was 6.99 Million Tons The number of allowances allocated in a particular year, the amount representing that year's allowable SO2 emissions level, is the sum of allowance allocations granted to sources under several provisions of the Act. In 1999, the emissions target established by the program for the 398 participating units was 6.99 million tons. However, the total allowable SO2 emission level in 1999 was actually 16.62 million tons, consisting of the 6.99 million 1999 allowances granted through the program and an additional 9.63 million allowances carried over, or banked, from 1998. The initial allocation and the allowances for substitution and compensating units represent the basic allowances granted to units that authorize them to emit SO2 under the Acid Rain Program. Additional allowances for the year 1999 were also made available through the allowance auctions, held annually since 1993. Other allowances issued in 1999 were from special provisions in the Act, which are briefly explained in Exhibit 2 on the following page. In addition, any allowances carried over from previous years (banked allowances) are available for compliance and included in the allowable total. Beginning in the year 2000 at the onset of Phase n, the volume of allowances allocated annually to the Phase I units will be reduced and the requirement to hold allowances will be extended to smaller, cleaner plants. Nationwide, the cap for all utilities with an output capacity of greater than 25 megawatts will be 9.48 million allowances from 2000-2009. In 2010, the cap will be reduced further to 8.95 million allowances, a level approximating one half of industry-wide emissions in 1980. SO2 COMPLIANCE RESULTS Phase I Units Better 1999 SO2 Allowable Emissions Level by 29 Percent The Phase I units affected in 1999 emitted at a level approximately 29 percent below 1999 allocations, as shown in Exhibit 3. This percentage is greater than that of 1998, since SO2 emissions decreased while allocations remained relatively constant. Appendix B-3 reports the 1999 emission and utilization levels for all Phase I affected units, as well as a comparison to these levels in 1998. averaged over the years 1985-1987). A Table 1 unit may designate a Phase II unit as a compensating unit if the Phase II compensating unit is in the Table 1 unit's dispatch system or has a contractual agreement with the Table 1 unit, and the emissions rate of the compensating unit has not declined substantially since 1985. See Appendix B-l for the relationship of these units to their Table 1 counterparts. The Opt-in Program gives sources not required to participate in the Acid Rain Program the opportunity to enter the program on a voluntary basis, install continuous emission monitoring systems (CEMS), reduce their SO2 emissions, and receive their own allowances. ------- 1999 Compliance Report Page 6 Relative to 1998, the 263 Table 1 units decreased their emissions by about 310,000 tons, or more than seven percent in 1999, while decreasing their utilization by just under one percent. The 4.35 million tons emitted by these Table 1 units were still substantially below their 1999 allocation of 5.55 million allowable tons. Exhibit 2 Origin of 1999 Allowable Emissions Level Type of Allowance Allocation Initial Allocation Phase I Extension Allowances for Substitution Units Allowance Auctions Allowances for Compensating Units Opt-in Allowances Small Diesel Allowances TOTAL 1999 ALLOCATION BANKED 1998 ALLOWANCES TOTAL 1999 ALLOWABLE Number of Allowances 5,550,820 171,710 909,455 150,000 85,138 97,392 25,617 6,990,132 9,627,980 16,618,112 Explanation of Allowance Allocation Type Initial Allocation is the number of allowances granted to units based on their historic utilization, emissions rates specified in the Clean Air Act and other provisions of the Act. Phase I Extension allowances are given to Phase I units that reduce their emissions by 90 percent or reassign their emissions reduction obligations to units that reduce their emissions by 90 percent. Allowances for Substitution Units are the initial allocation granted to Phase II units which entered Phase I as substitution units. Allowance Auctions provide allowances to the market that were set aside in a Special Allowance Reserve when the initial allowance allocation was made. Allowances for Compensating Units are the initial allocation granted to Phase II units which entered Phase I as compensating units. Opt-in Allowances are provided to units entering the program voluntarily. Small Diesel Allowances are allocated annually to small diesel refineries that produce and desulfurize diesel fuel during the previous year. These allowances can be earned through 1 999. Banked Allowances are those held over from 1995 through 1998 which can be used for compliance in 1 999 or any future year. Substitution and compensating units in 1999 expended a lower percentage of their annual allocation then in 1998. In 1999, these 125 units were responsible for emitting approximately 510,000 tons of SO2, about 52 percent of their 990,000 allowance allocation. In 1998, 135 substitution and compensating units emitted approximately 550,000 tons of SO2, or 58 percent of their 950,000 allowable level. ------- 1999 Compliance Report Page 7 Exhibit 3 Summary of SO2 Emissions versus Allocations (Millions of Tons) • Table 1 S&C Other TOTALS 95 Alloc. 5.55 1.33 1.86 8.74 95 Emiss. 4.45 0.85 0.00 5.30 96 Alloc. 5.55 1.18 1.57 8.30 96 Emiss. 4.77 0.63 0.04 5.44 97 Alloc. 5.55 1.04 0.56 7.15 97 Emiss. 4.77 0.62 0.08 5.47 98 Alloc. 5.55 0.95 0.45 6.95 98 Emiss. 4.66 0.55 0.08 5.29 99 Alloc. 5.55 0.99 0.45 6.99 99 Emiss. 4.35 0.51 0.08 4.94 No new opt-in units joined the program in 1999, so the total allocation to opt-ins of 97,000 allowances remained almost the same as in 1998, but emissions levels rose from 80,000 tons in 1998 to 84,000 tons in 1999. The percentage of emissions to allowances allocated to opt-in units in 1999 therefore rose to 87 percent, as compared to 82 percent in 1998. Deducting Allowances for Compliance The total number of allowances deducted in 1999 was 4,948,090 which represents approximately 71 percent of all 1999 allowances issued. Almost all (99.93 percent) of the deducted allowances were for emissions. Exhibit 4 displays these allowance deductions, as well as the remaining bank of 1995 through 1999 allowances. At an individual unit, the number of allowances surrendered was equal to the number of tons emitted at the unit, except where the unit shared a common stack with other units. For the purposes of surrendering allowances for emissions at a common stack, the utility was allowed to choose the proportion of allowances deducted from each unit sharing the stack, as long as enough allowances were surrendered to cover the total ------- 1999 Compliance Report Page number of tons emitted. If no apportionment was made, EPA deducted allowances equally among the units sharing the stack to cover total emissions reported by the stack. Appendix B-4 reflects the deductions for emissions at each unit after the common stack apportionment was made. Units sharing a common stack are listed directly under the entry for their common stack. Under the Acid Rain Program, certain units applied for and received approval of Phase I Extension plans during the Phase I permitting process. These units fell into two categories: "control units" which were required to cut their emissions by 90 percent using qualifying technology3 by 1997, and "transfer units" which reassigned their emissions reduction obligations to a control unit. Both kinds of units received extra SO2 emissions allowances to cover the SO2 they emitted beyond their basic Phase I allocations during 1995 and 1996. In addition, the control units were given Phase I extension allowances for 1997, 1998, and 1999. A total of 3.5 million allowances was distributed to all Phase I extension control and transfer units.4 For 1999, all 19 control units demonstrated meeting the 90 percent reduction requirement and, therefore, did not surrender any 1999 extension allowances. The 1999 tonnage emissions limitation, though, was exceeded by three control units and three transfer units and resulted in a surrender of a total of 22,477 vintage 2000 allowances. The deduction amounts for each Phase I extension unit are included in Appendix B-2. SO2 ALLOWANCE MARKET The flexibility provided by the Acid Rain Program enabled the 398 units subject to an SO2 emissions limitation in 1999 to pursue a variety of compliance options to meet their SO2 reduction obligations, including scrubber installation, fuel switching, energy efficiency, and allowance trading. The presence of the allowance market has given some sources the incentive to overcontrol their SO2 emissions in order to bank their allowances for use in future years. Other sources have been able to postpone and possibly avoid expenditures for control by acquiring allowances from sources that overcontrolled. The flexibility in compliance options is possible because of the accountability provided through strict monitoring requirements for all affected units that ensure one allowance is equivalent to one ton of SO2. The program's flexibility enabled all 398 sources to be in compliance in 1999 and significantly reduced the cost of achieving these emissions reductions as compared to the cost of a technological mandate. Qualifying technology is defined at 40 CFR 72.2. Beginning in 1997, each of the 19 units designated as control units was required to show it had reduced its annual emissions by at least 90 percent using qualifying control technology. If a unit could not make this demonstration, all or a portion of the extension allowances it received for the year under the Phase I Extension provisions were required to be surrendered. In addition, also beginning in 1997, each of the same 19 control units and each of the 61 other units designated as transfer units was required to meet a tonnage emission limitation approved in its permit. A unit that exceeded its limitation was required to surrender allowances for the following year. ------- 1999 Compliance Report Page 9 Exhibit 4 SO2 Allowance Reconciliation Summary Total Allowances Held in Accounts as of 3/1/00 (1995 through 1999 Vintages)* 16,556,056 Table 1 Unit Accounts Substitution & Compensating Unit Accounts Opt-in Accounts Other Accounts** Allowances Deducted for Emissions in 1999 8,577,556 1,137,851 87,482 6,753,167 4,944,676 Table 1 Unit Accounts Substitution & Compensating Unit Accounts Opt-in Unit Accounts Allowances Deducted Under Special Phase I Provisions in 1999*** 4,350,181 510,495 84,000 3,425 Table 1 Unit Accounts Substitution & Compensating Unit Accounts Opt-in Unit Accounts Banked Allowances 980 2,311 134 11,607,955 Table 1 Unit Accounts Substitution & Compensating Unit Accounts Opt-in Unit Accounts Other Accounts** 4,226,395 625,045 3,348 6,753,167 * The number of allowances held in the Allowance Tracking System (ATS) accounts equals the number of 1999 allowances allocated (see Exhibit 2) plus the number of 1998 banked allowances. March 1, 2000 represents the Allowance Transfer Deadline, the point in time at which the 1999 Phase I affected unit accounts are frozen and after which no transfers of 1995 through 1999 allowances will be recorded. The freeze on these accounts is removed when annual reconciliation is complete. ** Other accounts refers to general accounts within the ATS that can be held by any utility, individual or other organization, and unit accounts for units not affected in Phase I. ***Allowances were deducted for both underutilization and state cap provisions in 1999 (see Appendix B-4 for a thorough explanation). The marginal cost of reducing a ton of SO2 from the utility sector should be reflected in the price of an allowance. The cost of reductions continues to be lower than anticipated when the Clean Air Act Amendments were enacted, and the price of allowances reflects this. The cost of compliance was initially estimated at $400-1000/ton, but declined from over $200 in early 1999 to less than $150 by the end of 1999. The price was $13 I/ton at the 2000 allowance auction, and prices have remained in the $130 to $140 range since January of 2000. Some market observers believe lower than expected allowance prices during the first several years of the program were due primarily to lower than expected compliance costs and larger than expected emission reductions, which have increased the supply of allowances and put downward pressure on prices. Exhibit 5 displays the price trend since mid-1994, based on monthly price reports from Cantor Fitzgerald Environmental Brokerage Services, and a market survey conducted by Fieldston Publications. ------- 1999 Compliance Report Page 10 Exhi bit5 SO2 Allowance Price Indices Fieldston Publications Price Index Cantor Fitzgerald Market Price Index $250 $0 Jan-94 Jan-95 Jan-96 Jan-97 Jan-98 Jan-99 Jan-00 Activity in the allowance market created under the Acid Rain Program remained strong in 1999, with 2,832 transactions moving about 18.7 million allowances in the Allowance Tracking System (ATS), the accounting system developed to track holdings of allowances. In terms of economically significant transfers, or those between unrelated parties, the volume of allowances declined from 9.5 million in 1998 to 6.2 million in 1999. Thirty three percent of annual activity consisted of allowances transferred between economically distinct organizations, with a little less than half of that amount represented by allowances directly acquired by utilities. The most active market segment in 1999 in terms of allowance volume was composed of exchanges in the reallocation category, which covered 11.4 million allowances. The next most active segment were trades between brokers/traders and utilities, which accounted for 3.4 million allowances. All transactions, along with data on account balances and ownership, are posted on the Acid Rain Division's Internet site (www.epa.gov/acidrain) on a daily basis in order to better inform trading participants. Also available are cumulative market statistics and analysis. ------- 1999 Compliance Report Page 11 Exhibit 6 20 SO2 Allowances Transferred Under the Acid Rain Program 0) u c 10 0 1994 1995 1996 1997 1998 DTransactions Between Economically Related Entities D Transactions Between Economically Unrelated Entities 1999 ACID RAIN NOX PROGRAM Instead of using allowance trading to facilitate emissions reductions, the Title IV NOX program establishes standard emission limitations for affected units. Title IV of the 1990 Clean Air Act Amendments required EPA to establish NOX annual average emission limits (in pounds of NOX per million British thermal units of fuel consumed (Ib/mmBtu)) for coal-fired electric utility units in two phases. In April 1995, EPA promulgated 40 CFR part 76, which established NOX emission limits beginning on January 1, 1996 for Group 1 boilers that were also part of the Phase I SO2 program. (Group 1 boilers are dry bottom, wall-fired boilers or tangentially-fired boilers). Phase I dry bottom wall-fired boilers are subject to a NOX emission limit of 0.50 Ib/mmBtu; Phase I tangentially-fired boilers are subject to a NOX emission limit of 0.45 Ib/mmBtu. In addition, the April 1995 regulations allowed Phase U Group 1 units to use an "early election" compliance option. Under this regulatory provision, Phase U, Group 1 NOxaffected units can demonstrate compliance with the higher Phase I limits for their boiler type from 1997 through 2007 and not meet the more stringent Phase U limits until 2008. If the utility fails to meet this annual limit for the boiler during any year, the unit is subject to the more stringent Phase U limit for Group 1 boilers beginning in 2000, or the year following the exceedance, whichever is later. In December 1996, EPA revised the NOX emission limits for Phase U, Group 1 boilers (0.46 Ib/mmBtu for dry bottom wall-fired boilers and 0.40 Ib/mmBtu for tangentially-fired boilers) and established emission limits ------- 1999 Compliance Report Page 12 for cell burner, cyclone, wet bottom and vertically-fired boilers (referred to as "Group 2 boilers") effective on January 1, 2000. As a result of the April 1995 and December 1996 rulemakings, NOX reductions were projected to be approximately 400,000 tons per year in 1996 through 1999 (Phase I), and 2,060,000 tons per year in 2000 and subsequent years (Phase II). PHASE I NOX UNITS 265 Phase I Units Were Subject to Emission Limitations in 1999 In 1999, 265 coal-fired utility units were subject to the Title IV Phase I emission limitations for NOX. The 265 Phase INOX affected units include 171 Table 1 units and 94 substitution units whose owners chose to participate in Phase I as part of an SO2 compliance strategy. This group of units is subject to the Phase I emission limitations throughout Phase I and Phase U. Exhibit 7 below shows the number of Phase INOX affected units by boiler type. Exhibit 7 Phase I NOX Units by Boiler Type Boiler Type Tangentially -fired Boilers Dry Bottom Wall-fired Boilers Standard Emission Limit 0.45 0.50 Table 1 Units 94 77 Substitution Units 41 53 All Units 135 130 Phase I NOX Compliance Options For each Phase INOX affected unit, a utility can comply with the applicable standard emission limitation, or may qualify for one of two additional compliance options which add flexibility to the rate-based compliance requirements: ! Emissions Averaging. A utility can meet the standard emission limitation by averaging the heat-input weighted annual emission rates of two or more units. ! Alternative Emission Limitation (AEL). A utility can petition for a less stringent alternative emission limitation if it uses properly installed and operated low NOX burner technology (LNBT) designed to meet the standard limit, but is unable to achieve that limit. EPA determines whether an AEL is warranted based on analyses of emissions data and information about the NOX control equipment. Exhibit 8 summarizes the compliance options chosen by Phase I affected NOX units for 1999. As in 1996, ------- 1999 Compliance Report Page 13 1997, and 1998, averaging was the most widely chosen compliance option. For 1999, there were 22 averaging plans involving 204 Phase INOX units. See Appendix C-l: List of Averaging Plans and Results in 1999. Exhibit 8 Compliance Options Chosen in 1999 Compliance Option Compliance with Standard Emission Limitation Emissions Averaging Alternative Emission Limitation TOTAL Number of Units 51 204 10 265 PHASE I NOX COMPLIANCE RESULTS For 1999, EPA has determined that all 265 Phase INOX units met the required emission limit through compliance with either the standard emission limitation, emissions averaging, or an alternative emission limitation. See Appendix C-2: Compliance Results for the 265 NOX Affected Units. For a more detailed description of EPA's methodology for determining compliance with Phase INOX limits, see Appendix C-4 in the Acid Rain Program 1996 Compliance Report. NOX Emission Rate Reduction From 19905 to 1999, the average NOX emission rate of the 265 Phase I units declined by 43 percent (from 0.70 Ib/mmBtu to 0.40 Ib/mmBtu). As shown in Exhibit 9, on average, both Table 1 and substitution units were below the average Phase I emission limit of 0.49 Ib/mmBtu (the heat input weighted average of the applicable limits). For a more detailed description of the 1990 baseline refer to the Acid Rain Program 1996 Compliance Report. ------- 1999 Compliance Report Page 14 Exhibit 9 Average NOX Emission Rates for 265 Phase I Units NCkRate (Ib/mmBtu) 1.00 0.80 0.60 0.40 0.20 0.00 0.77 Weighted Average Emissions Limitation / (0-49) 0.52 0.45 0.36 0.44 0.36 i 0.43 0.37 i 0.42 0.34 1990 1996 1997 1998 1999 D Table 1 Units (171) D Substitution Units (94) NOX Mass Emissions Reduction Exhibit 10 illustrates the change in NOX mass emissions since 1990 for Table 1 and substitution units. For the 265 units, total NOX mass emissions in 1999 were 32 percent lower than in 1990, and 3 percent lower than in 1998. However, in 1999, total heat input was only 0.1 percent lower than in 1998. Therefore, the 2 percent decrease in the NOX emission rate from 0.41 Ib/mmBtu 1998 to 0.40 Ib/mmBtu in 1999 had a greater impact on the reduction in NOX mass emissions in 1999 than the reduction in total heat input. ------- 1999 Compliance Report Page 15 Exhibit 10 NOX Mass Emissions for 265 Phase I Units 1,600,000 NOX Tons 1,200,000 - 800,000 - 400,000 - 1990 1996 1997 1998 287,583 1,046,339 669,017 676,797 257,176 686,492 672,265 1999 D Table 1 Units (171) D Substitution Units (94) PHASE II EARLY ELECTION UNITS 274 Units Were Subject to Early Election Requirements in 1999 Nineteen ninety-nine was the third year in which early election utilities were required to meet the Phase INOX limit6 Exhibit 11 shows the number of early election units by boiler type and their corresponding emission limit. Exhibit 11 Distribution of 1999 Early Election Units by Boiler Type Boiler Type T angenti ally -fired Dry Bottom Wall-fired Total Standard Emission Limit 0.45 0.50 Operating Phase H, Group 1 Units 300 314 614 Early Election Units 171 103 274 Percent of Units Electing 57% 33% 45% Compared with 1998, the universe of early election units was the same, except that the early election plan for D.B. Wilson Unit Wl was terminated effective January 1, 1999. ------- 1999 Compliance Report Page 16 PHASE II EARLY ELECTION COMPLIANCE RESULTS For 1999, EPA determined that all 274 units complied with the Phase I, Group 1 emission limitations and have continued eligibility for early election in 2000 through 2007. See Appendix C-3: Compliance Results for the 274 Early Election Units in 1999. Average NOX emission rates for early election units have declined by 20 percent, from 0.46 Ib/mmBtu in 1990 to 0.37 Ib/mmBtu in 1999. This decline is less dramatic than the decline at Phase INOX units because 51 percent of the early election units are newer units already subject to the 1979 New Source Performance Standards (NSPS) NOX emission limits. The overall NOX emission rate for the early election units is comparable to the average rate of 0.40 Ib/mmBtu for all Phase INOX units. Exhibit 12 summarizes the NOX emission rate reductions from 1990 to 1999 by boiler type for the 264 early election units that were operating in 1990. Exhibit 12 Average NOX Emission Rate for 264 Early Election Units 0.80 0.60 NOxRate (Ib/mmBtu) 0.40 -' 0.20 -' 0.00 Tangentially-Fired Boilers Emissions Limit (0.45) 0.45 0.37 0.37 0.36 Dry-Bottom Wall-Fired Boilers Emissions Limit (0.50) 0.47 0.38 0.38 0.38 1990 1997 1998 1999 1990 1997 1998 1999 NOX Mass Emissions Reduction The total NOX mass emissions from the operating early election units increased by 25,708 tons (or 2 percent) from 1990 to 1999, reflecting an increase in utilization (see Exhibit 13). However, for the 264 early election units operating in 1990, heat input increased during the nine year period by approximately 28 percent. The NOX mass emissions decreased by 4 percent from 1998 to 1999, due to a 1 percent decrease in heat input and a 3 percent decrease in the overall NOX emission rate. ------- 1999 Compliance Report Page 17 Exhibit 13 NOX Mass Emissions for 264 Early Election Units 1,600,000 1,200,000 - NOX Tons 800'000 400,000 - 565,084 716,480 576,567 750,872 594,394 772,054 578,383 736,161 1990 1997 1998 1999 D T-Fired Units (163) D DB Units (101) SO2 AND NOX MONITORING IN 1999 In order to verify the reductions of SO2 and NOX emissions mandated under the Clean Air Act and to support the SO2 allowance trading program, a fundamental objective of the Acid Rain Program is to ensure accurate and complete accounting of pollutant emissions from affected boilers and turbines. To implement this objective, concentrations of emitted SO2 and NOX from each affected unit (boiler or turbine) are measured and recorded using Continuous Emissions Monitoring Systems (CEMS) (or an approved alternate measurement method) certified by EPA to meet the high accuracy standards of the Acid Rain Program. CEMS are used to determine SO2 mass emissions and NOX emission rates. SO2 mass emissions are determined using CEMS to measure SO2 concentration and stack flow rate. NOX emission rates, on the other hand, are determined with NOX and diluent gas (CO2 or O2) concentration monitors. These monitors are required to meet strict initial and on-going performance standards to demonstrate the accuracy, precision, and timeliness of their measurement capability. One measure of the accuracy of a CEMS is the relative accuracy test audit (RATA), which is required for initial certification of a CEMS and for on-going quality assurance. The relative accuracy test audit ensures that the installed monitor measures the "true" value of the pollutant by comparing the monitor to a reference method which simultaneously measures the stack gas pollutant. Thus, the lower the relative accuracy resulting from the test audit, the more accurate the monitor. All monitoring systems must meet a certain relative accuracy ------- 1999 Compliance Report Page 18 standard in order to be qualified to report emissions to the Acid Rain Program; 10 percent for SO2 and NOX and 15 percent for flow (beginning January 1, 2000, the flow standard is 10 percent). As a further incentive for high quality maintenance, CEMS that achieve a superior accuracy result, less than or equal to 7.5 percent for SO2 and NOX and less than or equal to 10 percent for flow (beginning January 1, 2000, the flow standard for superior accuracy is 7.5 percent), are granted a reduced frequency annual RATA requirement in place of the semiannual requirement. Because the RATA determines relative accuracy as an absolute value, it does not detect whether the difference between the reference method values and the readings from the CEMS being tested is due to random error or to systematic bias. Therefore, an additional test is required to ensure that emissions are not underestimated: the bias test. This test determines if the CEMS is systematically biased low compared to the reference method and if so, a bias adjustment factor is calculated and applied to all reported data from that monitoring system to ensure there is no systematic underreporting. Exhibit 14 highlights the relative accuracy results achieved by Acid Rain CEMS in 1999. Exhibit 14 1999 Relative Accuracy Test Audit (RATA) Results Mean Relative Accuracy Median Relative Accuracy Percent Meeting Relative Accuracy Standard SO2 Concentration 4.2% 3.0% 96.2% Volumetric Flow Rate 3.9% 3.2% 99.4% NOX Rate 4.5% 3.4% 95.7% Another metric used to determine the effectiveness of a CEMS is the percentage of hours that a monitoring system is operating properly and meeting all performance standards and therefore, able to record and report an emissions value. This metric is defined as the percent monitor availability (PMA). Exhibit 15 shows the monitor availabilities reported in 1999 and indicates that the CEMS used to determine SO2 mass emissions and NOX emission rates are well maintained and fulfilling the high performance standards required by the Acid Rain Program. Exhibit 15 1999 CEMS Availability Parameter SO2 Flow NOX Median % Availability at End of 1999 Coal-Fired Units 99.5 99.7 99.2 Oil and Gas Units 98.9 99.0 98.4 ------- 1999 Compliance Report Page 19 CONCLUSION 1999 proved to be another successful year for both the Acid Rain Program's rate-based approach to NOX reduction and cap-and-trade approach to SO2 reduction. In 1999, all Phase I affected utility units not only met their compliance goals, but exceeded them, achieving an overall reduction of 423,857 tons of NOX from 1990 levels, and maintaining the extraordinary reductions of more than 5 million tons of SO2 from 1980 levels, first achieved in 1995. Additionally, the 274 Phase n NOX early election units had increased emissions of two percent since 1990, while their utilization increased by 28 percent during the same period. Exceedance of compliance goals translates into additional environmental and health benefits. For example, the greater and earlier reductions of SO2 have resulted in a 10 - 25 percent drop in rainfall acidity in the Northeast in 1995 through 1997 since the beginning of Phase I.7 One factor mitigating the benefit of the overcompliance in the SO2 program, of course, is the ability to use banked allowances in the future. The 40 percent of 1995 allowances, 35 percent of 1996 allowances, 23 percent of 1997 allowances, 24 percent of 1998 allowances, and 29 percent of 1999 allowances that were not retired for compliance purposes can be used to cover emissions in a later year. However, receiving health and environmental benefits earlier may be of greater value than receiving those benefits several years from now. The NOX program, based on the more traditional rate-based approach, offers less flexibility and displays a lesser degree of overcompliance. It requires each unit to achieve reductions or, at a minimum, for a group of units to achieve an average emission rate equal to or lower than their individual limits. This approach does not allow emission reductions in one year to be used in another year, and as a result, the incentive to overcomply is diminished. The pattern and certainty of emissions reductions over time will also differ between the two programs. Beginning in the year 2000 when both programs are in full implementation, SO2 emissions are expected to decline steadily toward the emissions cap level of 8.95 million tons, whereas NOX emissions, in the absence of an emissions cap, are expected to rise as existing sources are utilized more and new sources, which are not required to offset their emissions, are built and operated. Despite these differences, both the SO2 and NOX components of the Acid Rain Program were successful in Phase I. Through the continued efforts of Phase I participants and with additional reductions from Phase n units beginning in 2000, the long term goals of the Acid Rain Program — a 10 million ton reduction of SO2 emissions and two million ton reduction of NOX emissions — will be achieved. Lynch, James A., Van C. Bowersox, and Jeffrey W. Grimm. 2000. "Changes in Sulfate Deposition in Eastern USA Following Implementation of Phase I of Title IV of the Clean Air Act Amendments of 1990." Atmospheric Environment 34: 1665-1680. ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST AL AL AL AL AR AR AR AZ AZ AZ AZ AZ COO CO Plant Name Charles R Lowman Colbert E C Gaston Gadsden Flint Creek Independence White Bluff Apache Cholla Coronado Navajo Springerville Craig Comanche Unit ID 2 3 1 2 3 4 5 1 2 3 4 5 1 2 1 1 2 1 2 2 3 1 2 3 4 U1B U2B 1 2 3 1 2 Cl C2 C3 1 2 SO2 NOx E E . . . . . • • • . . . . • • • • • • E E E E E E E E E E E E E E E E E E E E E E E ST CO CO CO CO CO CT FL FL FL FL FL FL FL FL GA GA Plant Name Cherokee Pawnee Rawhide Ray D Nixon Valmont Bridgeport Harbor Big Bend C D Mclntosh Cnst Crystal River Deerhaven St Johns River Scholz Seminole Arkwright Bowen Unit ID 3 4 1 101 1 5 BHB3 BB01 BB02 BB03 BB04 3 4 5 6 7 2 4 5 B2 1 2 1 2 1 2 1 2 3 4 1BLR 2BLR 3BLR 4BLR SO2 N< E E E E E E E • • • • E • • • • E E E E E E . . • • E E • • • • • • • • • A-l ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST GA GA GA GA GA GA GA GA GA IA IA IA IA IA Plant Name Hammond Harllee Branch Jack McDonough Kraft Mcintosh Mitchell Scherer Wansley Yates Ames Burlington Council Bluffs Des Moines George Neal North Unit ID SO2 NOx 1 2 • • 3 • • 4 1 2 3 • 4 MB1 MB2 1 2 3 1 3 • • 3 4 E 1 2 • • Y1BR Y2BR Y3BR Y4BR Y5BR Y6BR Y7BR 7 E 8 E 1 1 E 2 E 3 E 11 1 2 E 3 E ST IA IA IA IA IA IA IA IL IL IL IL IL IL IL IL IL IL IL Plant Name George Neal South Lansing Louisa Milton L Kapp Ottumwa Prairie Creek Riverside Baldwin Coffeen Crawford Dallman Fisk Grand Tower Havana Hennepin Hutsonville Joppa Steam Kincaid Unit ID 4 4 101 2 1 4 9 1 2 3 1 2 7 8 33 19 7 8 9 6 1 2 5 6 1 2 3 4 5 6 1 2 SO2 NOx E E E • E . • • • • • • E E E E • • • • • • • • . • • • • • • • . A-2 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST IL IL IL IL IL IL IN IN IN IN IN IN IN IN Plant Name Meredosia Newton Vermilion Waukegan Will County Wood River A B Brown Bailly Breed Cayuga Cliffy Creek Dean H Mitchell Elmer W Stout F B Culley Unit ID SO2 NOx 1 2 • 3 • 4 5 1 2 • 1 2 • • 7 E 8 E 3 E 4 E 1 1 E 2 E 7 8 1 1 2 • • 1 2 3 4 5 6 4 E 5 E 6 E 11 E 50 60 70 2 • • 3 ST Plant Name IN Frank ERatts IN Gibson IN H T Pntchard IN Merom IN Michigan City IN Petersburg IN RMSchahfer IN R Gallagher IN Rockport IN State Line IN Tanners Creek IN Wabash River IN Wamck Unit ID 1SG1 2SG1 1 2 3 4 3 4 5 6 1SG1 2SG1 12 1 2 3 4 15 17 18 1 2 3 4 MB1 MB2 3 U4 1 2 3 5 6 1 2 3 4 SO2 N< . . • • • • • . • • • E E • . • • • • E E E • • • • E E E • • • • • • • • • • A-3 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST IN KS KS KS KS KY KY KY KY KY KY KY KY KY KY KYI KY Plant Name Whitewater Valley LaCygne Nearman Creek Quindaro Riverton Cane Run Coleman Cooper E W Brown East Bend Elmer Smith Ghent Green River HLSpurlock Hmp&L Station 2 Mill Creek Paradise Unit ID 1 2 1 2 1 2 39 40 4 5 6 Cl C2 C3 1 2 1 2 3 2 1 2 1 5 1 2 HI H2 1 2 3 4 3 SO2 NOx E E . • E • E E E E E • • • • • • • • • . . • . • • . . • E • • E E E E • ST KY KY KY KY LA LA LA LA MA MA MD MD MD MD MI MI MI MI MI Plant Name RD Green Shawnee Trimble County WC Dale Big Cajun 2 Dolet Hills RS Nelson Rodemacher Brayton Point Mount Tom CP Crane Chalk Point Morgantown RP Smith B C Cobb DanEKam JBSims J C Weadock JH Campbell Unit ID Gl G2 10 1 3 4 2B1 2B2 2B3 1 6 2 1 2 1 1 2 1 2 3 1 2 9 11 4 5 2 3 7 8 1 2 SO2 N< . . • . E E E E E E E E E • • • • • . . • • • • • . . • E E • E E E • • • A-4 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST MI MI MN MN MN MN MO MO MO MO MO MO MO MO MO Plant Name JR Whiting Presque Isle Clay Boswell High Bridge Hoot Lake Sherbume County Asbury Hawthorn latan James River Labadie Meramec Montrose New Madrid Rush Island Unit ID SO2 NOx 1 • E 2 • 3 • E 7 E 8 E 9 E 3 E 3 • • 4 5 6 2 E 1 2 • • 1 5 1 3 4 5 1 2 • • 3 4 1 2 • • 3 • • 4 1 2 • • 3 1 2 • 1 2 ST Plant Name Unit ID MO Sibley 1 2 3 MO Sioux 1 2 MO Sikeston 1 MO Southwest 1 MO Thomas Hill MB1 MB2 MBS MS Jack Watson 4 5 MS RD Morrow 1 2 MS Victor J Daniel Jr 1 2 MT Colstnp 1 2 3 4 MT Lewis & Clark Bl NC Buck 5 6 7 8 9 NC Cliffside 1 2 3 4 5 NC Dan River 1 2 3 SO2 N< . • • . • E • • • • • . . • • • • • E E E E E E E E E E E E E E E E E E A-5 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST NC NC NC ND ND ND NE NE NE NE NE NHE NJ NM NV NV NV Plant Name GG Allen Marshall Riverbend Antelope Valley Leland Olds Stanton Gerald Gentleman Gerald Whelan Nebraska City North Omaha Platte Merrimack B L England Escalante Mohave North Valmy Reid Gardner Unit ID 1 2 o J 4 5 1 2 o J 4 7 8 9 10 Bl B2 1 10 1 2 1 1 4 1 1 2 1 2 1 1 2 1 2 4 SO2 NOx E E E E E E E E E E E E E E E E E E E E E E E • • • • E E E E E E ST Plant Name NY CRHuntley NY Dunkirk NY Greenidge NY Kintigh NY Miffiken NY Northport NY Port Jefferson NY S A Carlson OH Acme OH Ashatabula OH Avon Lake OH Bay Shore Unit ID 67 68 1 2 3 4 6 1 1 2 1 2 3 4 3 4 9 10 11 12 13 14 15 16 91 92 7 8 9 10 11 9 10 11 12 1 2 3 4 SO2 N< E E E E • • • • • • E • • • • • • • • • • E E E E • • • • • • • • • • • • • • • • • • • • A-6 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST OH OH OH OH OH OH OH OH OH OH Plant Name Cardinal Conesville Eastlake Edgewater Gen J M Gavin Gorge JM Stuart Kyger Creek Lake Shore Miami Fort Unit ID SO2 NOx 1 2 • 1 2 3 4 5 E 6 E 1 2 3 4 5 11 12 13 1 2 25 26 1 2 3 4 1 2 3 4 5 18 91 92 93 94 5-1 5-2 6 7 ST OH OH OH OH OH OH OH OH OH OK OK OK OR PA Plant Name Muskingum River Niles Picway Poston RE Burger Toronto WHSamms WHZimmer Walter CBeckjord Muskogee Northeastern Sooner Boardman Armstrong Unit ID 1 2 3 4 5 1 2 9 1 2 3 1 2 3 4 5 6 7 9 10 11 5 6 7 1 5 6 4 5 6 3313 3314 1 2 1SG 1 2 SO2 N< • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • E • • • • E E E E E E E E • • • • A-7 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST PA PA PA PA PA PA PA PA PA PA PA PA PA Plant Name Bruce Mansfield Brunner Island Cheswick Conemaugh Cromby Eddy stone Hatfield's Ferry Homer City Keystone Martins Creek Cree Mitchell Montour New Castle Unit ID 1 2 3 1 2 3 1 1 2 1 1 2 1 2 3 1 2 3 1 2 1 2 3 4 33 1 2 1 2 3 4 5 SO2 NOx ST Plant Name PA Shawville • E • • • PA Sunbury • • PA Titus • • SC Cross E E SC WSLee E • TN Allen • E E TN Cumberland E E TN DuPont E Johnsonville • . TN Gallatin • • • E TN John Sevier E • . E E E Unit ID 1 2 3 4 3 4 1 2 3 1 2 1 2 3 1 2 3 1 2 JVD1 JVD2 JVD3 JVD4 1 2 3 4 1 2 3 4 SO2 N< . . • • • • • • E E E E E E E E • • • • • . • • • . • • • • E E E E PA Portland A-8 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST TN TX TX TX TX TX TX TX TX TX TX TX TX TX TX Plant Name Johnsonville Big Brown Coleto Creek Gibbons Creek Harrington J K Spruce J T Deely Limestone Martin Lake Monticello Oklaunion Pirkey Sam Seymour San Miguel Sandow Unit ID 1 2 o J 4 5 6 7 8 9 10 1 2 1 1 061B 062B 063B XXI 1 2 LIM1 LIM2 1 2 3 1 2 o J 1 1 1 2 3 SM-1 4 SO2 NOx • • • • • • • • • • • • • • • • • • • • E E E E E E E E E E E E E E E E E E E E E E E E E ST TX TX TX UT UT UT UT UT VA VA VA VA VA VA WA Plant Name Tolk W A Parish Welsh Bonanza Carbon Hunter Huntington Intermountain Chesapeake Chesterfield Glen Lyn Possum Point Potomac River Yorktown Centralia Unit ID 171B 172B WAP5 WAP6 WAP7 WAP8 1 2 3 1-1 1 2 1 2 1 1SGA 2SGA 1 2 4 3 4 51 52 3 1 2 3 4 5 1 2 BW21 BW22 SO2 N< E E E E E E E E E E E E E E E E E E E E E E E E E E E E E E E E E E A-9 ------- APPENDIX A: PHASE I AFFECTED (• ) AND EARLY ELECTION (E) UNITS IN 1999 ST WI WI WI WI WI WI WI WI WI WI WI WI WI Plant Name Alma Blount Street Columbia Edgewater Genoa JPMadgett Nelson Dewey North Oak Creek Port Washington Pulliam Rock River South Oak Creek Valley Unit ID SO2 NOx Bl B2 B3 B4 B5 8 E 9 E 1 E 2 E 3 4 5 E 1 Bl 1 2 1 2 • 3 4 1 2 • 3 4 5 5 6 7 8 1 2 • 5 6 7 8 1 2 3 4 ST Plant Name WI Western WV Albright WV Fort Martin WV Harrison WV Kammer WV Mitchell WV Mountaineer WV Mt Storm WV Pleasants WV Rivesville WY Dave Johnston WY JimBridger WY Laramie River WY Wyodak Unit ID 1 2 3 1 2 3 1 2 1 2 3 1 2 3 1 2 1 1 2 3 1 2 7 8 BW41 BW42 BW71 BW72 BW73 BW74 1 2 3 BW91 SO2 N< • • • • • • • • • • • • • • • • • • • • • • • • • • • E • • • • • • • • • • E E • • • E E E E • A-10 ------- APPENDIX B-l: Table 1 Units Designating Substitution and Compensating Units for 1999 Substitution Units Table 1 Units State Plant Name Units I AL EC Gaston FL Big Bend FL Crist GA Bowen GA Bowen GA Bowen GA Bowen GA Hammond GA Hammond GA Hammond GA Hammond GA Jack Mcdonough GA Yates GA Yates GA Yates GA Yates IL Baldwin IL Hennepin BB01,BB02,BB03 1BLR 2BLR 3BLR 4BLR MB2 Y2BR Y3BR Y4BR YSBR 3 Substitution Units State Plant Name Units | IL Hennepin ^ fe* w ^ w ^ ^ ^ w > ^ ^ w ^ w ^ w ^ AL Gadsden 1,2 FL Big Bend BB04 FL FL Crist Scholz 4,5 1,2 GA Harllee Branch 1 GA Harllee Branch 2 GA Harllee Branch 3 GA Harllee Branch 4 GA Arkwright 1 GA Arkwright 2 GA Arkwright 3 GA Arkwright 4 GA Mitchell 3 GA Kraft 1 GA Kraft 2 GA Kraft 3 GA Mclntosh 1 IL IL Havana Wood River 6 1 IL Meredosia IL Vermilion 2 IL IL IL Hutonsville Newton Vermilion 5,6 1,2 B-1, 1 ------- APPENDIX B-l: Table 1 Units Designating Substitution and Compensating Units for 1999 Substitution Units State IN Table 1 Units Plant Name Units State IN Substitution Units Plant Name H T Pritchard Units 5 KY Coleman C1,C2 ^ KY R D Green G1,G2 MD MS R D Morrow 1,2 MD MI Morgantown 1,2 ^- MD MN MO High Bridge 6 ^- MO T ihnrlir 1 ^ 1 >\ ^- MO MO Montrose 1,2,3 ^ Sioux 1,2 ^ MI MI MI Chalk Point Dan E Kam JR Whiting J C Weadlock 3 2 1,2,3 7,8 MN MN High Bridge Sherburne County 3,4,5 1,2 MO MO James River Southwest 3,4 1 MO MO Meramec Rush Island 1,2,3 1,2 MO KS Hawthorn La Cygne 5 1 MO c,iMr-v ~\ ^- MO Sibley 1,2 MO MO Thomas Hill MB 3 NH MA Mount Tom 1 B-1,2 ------- APPENDIX B-l: Table 1 Units Designating Substitution and Compensating Units for 1999 Substitution Units State NY Table 1 Units Plant Name Northport Units State 1,2,3 ^ W NY Substitution Units Plant Name Northport Units 4 OH Ashtabula 7 OH Avon Lake 12 ^^ ^ OH OH OH OH Acme Ashtabula Lake Shore Bay Shore 13,14,15,16,91,92 8,9,10,11 18,91,92,93,94 1,2,3,4 OH Avon Lake 9,10 OH Conesville 4 ^ OH J M Stuart 1,2,3,4 OH OH OH OH Edgewater Niles R E Burger WHSammis 13 1,2 5,6,7,8 5,6,7 OH Miami Fort 7 ^ w OH OH OH OH PA PA Edgewater R E Burger Gorge Toronto Bruce Mansfield New Castle 11,12 1,2,3,4 25,26 9,10,11 1,2 1,2 KY East Bend 2 OH Picway 9 ^ OH Poston 1,2,3 PA Armstrong 1 ^ WV Albright 1 PA Armstrong 2 ^ WV Albright 2 PA Hatfield's Ferry 3 PA Martin's Creek 1,2 _». PA Mitchell 33 ^^ ^P PA Martin's Creek 3,4 WI Edgewater 4 ^ w WI Edgewater 3 WI Genoa 1 WI Nelson Dewey 1,2 ^^ ^ WI WI Alma J P Madgett B4,B5 Bl WI Rock River 1,2 WI Pulliam 8 WV Albright 3 * * WI WI Pulliam Weston 5,6,7 1,2 MD R P Smith 9 B-1,3 ------- APPENDIX B-l: Table 1 Units Designating Substitution and Compensating Units for 1999 Substitution Units Table 1 Units Substitution Units State Plant Name Units State Plant Name Units wv Fort Martin 2 ^ MD R P Smith 11 wv Harrison 1 ^^ ^^ WV Rivesville 7,8 Compensating Units Table 1 Units Compensating Units State Plant Name Units State Plant Name Units OH Edgewater 13| ^- I MA BraytonPoint 1,2 B-1,4 ------- APPENDIX B-2: 2000 DEDUCTION FOR EXCEEDING 1999 PHASE I EXTENSION PROJECTED EMISSIONS LIMITATION State AL FL GA GA GA GA GA IN IN IN IN IN IN IN IN IN IN IN IN IN IN KY KY KY KY KY KY KY KY KY KY MD MD MD MD NJ NJ OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH PA PA PA PA PA PA PA PA PA PA PA PA TN TN TN TN Plant Name Colbert Crist Jack Mcdonouah Wanslev Yates Yates Yates Baillv Baillv Cavuaa Cavuaa Gibson Michiaan Citv R Gallaaher R Gallaaher R Gallaaher R Gallaaher Wabash River Wabash River Wabash River Wabash River Coleman Coleman Coleman E W Brown E W Brown Ghent Green River Hmo&L Station 2 Hmo&L Station 2 Paradise C P Crane Chalk Point Moraantown Moraantown B L Enaland B L Enaland Cardinal Conesville Conesville Eastlake Gen J M Gavin Gen J M Gavin Muskinaum River Muskinaum River Muskinaum River Muskinaum River Niles Niles Picwav R E Buraer R E Buraer R E Buraer R E Buraer Armstrona Brunner Island Brunner Island Conemauah Conemauah Hatfield's Ferrv Hatfield's Ferrv Hatfield's Ferrv Portland Portland Sunburv Sunburv Cumberland Cumberland Gallatin Gallatin Unit ID 5 7 MB1 2 Y1BR Y6BR Y7BR 7 8 1 2 4 12 1 2 3 4 1 2 5 6 Cl C2 C3 2 3 1 5 HI H2 3 1 1 1 2 1 2 1 1 3 5 1 2 1 2 3 4 1 2 9 5 6 7 8 1 2 3 1 2 1 2 3 1 2 3 4 1 2 1 2 Ph I Ext 2000 Allowance Type Deduction TRANSFER TRANSFER TRANSFER TRANSFER CONTROL TRANSFER TRANSFER CONTROL CONTROL TRANSFER TRANSFER CONTROL TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER CONTROL TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER CONTROL TRANSFER CONTROL CONTROL TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER CONTROL TRANSFER TRANSFER TRANSFER TRANSFER CONTROL CONTROL TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER CONTROL CONTROL TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER TRANSFER CONTROL CONTROL TRANSFER TRANSFER 0 0 0 0 0 0 0 0 0 0 0 6734 0 0 0 0 0 0 642 0 3659 0 0 0 0 0 0 0 1061 1712 0 0 0 8669 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 B-2, 1 ------- APPENDIX B-2: 2000 DEDUCTION FOR EXCEEDING 1999 PHASE I EXTENSION PROJECTED EMISSIONS LIMITATION Ph I Ext 2000 Allowance State Plant Name Unit ID Type Deduction TN Gallatin 3 TRANSFER 0 TN Gallatin 4 TRANSFER 0 WV Fort Martin 1 TRANSFER 0 WV Fort Martin 2 TRANSFER 0 WV Harrison 1 CONTROL 0 WV Harrison 2 CONTROL 0 WV Harrison 3 CONTROL 0 WV Mt Storm 1 TRANSFER 0 WV Mt Storm 2 TRANSFER 0 WV Mt Storm 3 CONTROL 0 B-2, 2 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 State Plant Name AL AL AL AL AL AL AL AL AL AL AL AL AL AL AL FL FL FL FL FL FL FL FL FL FL FL FL GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA Colbert Colbert Colbert Colbert Colbert Colbert E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston Gadsden Gadsden Big Bend Big Bend Big Bend Big Bend Big Bend Big Bend Crist Crist Crist Crist Scholz Scholz Arkwright Arkwright Arkwright Arkwright Arkwright Bowen Bowen Bowen Bowen Hammond Hammond Hammond Hammond Hammond Harllee Branch Harllee Branch Harllee Branch Harllee Branch Stack/Unit ID CSCO14(1, 2, 3,4) 1 2 3 4 5 CSOCAN (1 , 2) 1 2 CSOCBN (3, 4) 3 4 5 1 2 XS12(BB01, BB02) BB01 BB02 XS23 (BB03, BB04) BB03 BB04 4 5 6 7 1 2 CS001 (1 , 2, 3, 4) 1 2 3 4 1BLR 2BLR 3BLR 4BLR CS001 (1 , 2, 3) 1 2 3 4 CS001 (1 , 2) 1 2 CS002 (3, 4) Unit Tvne Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Tablel Tablel Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution 1998 SO2 Utilization Emissions (mmBtu) 13,688,471 1 1 ,842,057 1 1 ,608,467 10,521,841 27,619,312 16,687,420 16,356,089 18,250,153 16,100,133 55,502,484 3,41 1 ,299 3,271 ,925 26,361 ,877 25,476,465 26,111,060 36,267,261 4,108,663 5,008,436 18,656,237 35,964,652 1 ,583,869 2,415,353 1,138,948 1 ,048,245 1,220,110 797,426 46,331 ,230 37,829,783 63,956,453 47,544,565 4,057,785 5,257,052 4,656,394 18,223,752 13,350,533 16,451,112 26,653 47,608 25,864 25,669 41 ,489 4,751 4,463 90,881 16,544 3,255 3,872 14,461 29,005 1,877 2,877 4,272 34,016 28,130 47,897 35,108 9,842 13,217 32,342 56,643 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 12,943,613 13,543,511 12,242,925 10,357,632 26,136,552 19,395,339 15,425,345 19,463,758 17,436,563 55,088,509 3,203,864 3,083,316 24,289,751 24,843,034 22,280,740 29,950,140 4,655,839 3,438,040 18,654,562 35,766,644 2,268,731 2,483,103 956,636 1 ,093,075 1 ,340,936 1 ,302,409 40,516,647 47,588,155 51 ,726,332 56,716,400 5,405,746 4,903,152 4,332,31 1 28,036,147 13,400,598 13,491,886 22,601 46,972 29,118 28,502 43,508 4,242 4,289 80,704 14,910 3,329 2,391 13,233 26,748 1,557 1,733 4,089 28,631 34,348 37,294 39,881 10,346 19,579 28,996 48,692 -5.44% 14.37% 5.47% -1 .56% -5.37% 16.23% -5.69% 6.65% 8.30% -0.75% -6.08% -5.76% -7.86% -2.49% -14.67% -17.42% 13.32% -31 .36% -0.01 % -0.55% 43.24% 2.80% -16.01% 4.28% 9.90% 63.33% -12.55% 25.80% -19.12% 19.29% 33.22% -6.73% -6.96% 53.84% 0.38% -17.99% -15.20% -1 .34% 12.58% 1 1 .04% 4.87% -10.71% -3.90% -1 1 .20% -9.88% 2.27% -38.25% -8.49% -7.78% -17.05% -39.76% -4.28% -15.83% 22.10% -22.14% 13.60% 5.12% 48.13% -10.35% -14.04% B-3, 1 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 1998 State Plant Name GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA IA IA IA IA IA IA IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL Harllee Branch Harllee Branch Jack Mcdonough Jack Mcdonough Jack Mcdonough Kraft Kraft Kraft Kraft Mcintosh Mitchell Wansley Wansley Yates Yates Yates Yates Yates Yates Yates Yates Yates Burlington Des Moines George Neal North Milton L Kapp Prairie Creek Riverside Baldwin Baldwin Baldwin Coffeen Coffeen Coffeen Grand Tower Havana Hennepin Hennepin Hennepin Hutsonville Hutsonville Joppa Steam Joppa Steam Joppa Steam Joppa Steam Stack/Unit ID 3 4 CS001 (MB1, MB2) MB1 MB2 CS001 (1 , 2, 3) 1 2 3 1 3 1 2 Y1BR CS001 (Y2BR, Y3BR) Y2BR Y3BR CS002 (Y4BR, Y5BR) Y4BR Y5BR Y6BR Y7BR 1 11 1 2 4 9 1 2 3 CS0001 (1 , 2) 1 2 9 6 CS3(1, 2) 1 2 5 6 CS1 (1,2) 1 2 CS2 (3, 4) Unit Tvne Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Substitution Substitution Tablel Tablel SO2 Utilization Emissions (mmBtu) 24,716,035 28,122,964 16,039,404 19,355,611 2,430,615 1,960,136 4,977,302 7,791 ,088 4,595,267 49,668,355 48,149,781 3,531 ,547 4,503,564 3,787,505 6,401 ,735 4,344,893 13,969,410 15,552,726 11,743,015 0 9,767,070 12,293,176 10,102,922 6,283,598 27,377,162 35,735,840 46,260,316 12,847,399 28,483,817 3,949,534 61 ,257 3,345,169 15,865,737 2,449,651 2,476,690 16,642,916 16,895,957 28,516 5,906 6,716 4,621 44,760 42,489 131 6,865 9,136 11,192 12,150 5,847 0 3,974 5,282 4,035 1,435 71 ,396 92,968 120,253 49,413 9,188 29 46,809 5,238 5,666 8,280 7,937 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 22,932,668 24,325,002 15,633,200 14,883,963 2,586,590 2,979,207 6,125,772 7,499,008 4,621 ,450 51 ,825,369 45,235,063 4,575,331 5,696,913 4,695,297 5,726,354 6,821 ,224 14,029,905 15,927,124 13,326,811 0 9,089,694 1 1 ,001 ,299 10,107,574 5,936,674 25,862,726 36,155,350 34,819,083 17,489,341 27,231,154 3,175,149 84,268 3,841,714 12,303,540 2,384,627 2,503,864 14,362,052 16,222,770 24,212 6,759 6,182 4,430 43,290 37,418 179 7,191 8,588 9,001 10,447 6,502 0 3,420 4,437 3,773 1,879 65,231 91,310 88,703 47,61 1 6,813 28 27,532 5,189 5,463 7,627 7,952 -7.22% -13.50% -2.53% -23.10% 6.42% 51 .99% 23.07% -3.75% 0.57% 4.34% -6.05% 29.56% 26.50% 23.97% -10.55% 56.99% 0.43% 2.41 % 13.49% 0.00% -6.94% -10.51% 0.05% -5.52% -5.53% 1.17% -24.73% 36.13% -4.40% -19.61% 37.56% 14.84% -22.45% -2.65% 1.10% -13.70% -3.98% -15.09% 14.44% -7.95% -4.13% -3.28% -1 1 .93% 36.64% 4.75% -6.00% -19.58% -14.02% 1 1 .20% 0.00% -13.94% -16.00% -6.49% 30.94% -8.63% -1 .78% -26.24% -3.65% -25.85% -3.45% -41.18% -0.94% -3.58% -7.89% 0.19% B-3, 2 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 State Plant Name IL IL IL IL IL IL IL IL IL IL IL IL IL IL IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Kincaid Kincaid Kincaid Meredosia Newton Vermilion Vermilion Vermilion Wood River Bailly Bailly Bailly Breed Cayuga Cayuga Clifty Creek Clifty Creek Clifty Creek Clifty Creek Clifty Creek Clifty Creek Clifty Creek Clifty Creek Elmer W Stout Elmer W Stout Elmer W Stout F B Culley F B Culley F B Culley Frank E Ratts Frank E Ratts Gibson Gibson Gibson Gibson Gibson Gibson H T Pritchard H T Pritchard H T Pritchard Stack/Unit ID 3 4 CSS (5, 6) 5 6 CS0102(1,2) 1 2 5 1 CSS (1,2) 1 2 1 XS12(7, 8) 7 8 1 1 2 CS001 (1 , 2, 3) 1 2 3 CS002 (4, 5, 6) 4 5 6 50 60 70 XS23 (2, 3) 2 3 1SG1 2SG1 CS0003 (1 , 2) 1 2 XS34 (3, 4) 3 4 CS596 (5, 6) 5 6 Tin t Tvne Tabel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Tablel 1998 SO2 Utilization Emissions (mmBtu) 16,246,827 15,657,774 16,131,320 14,904,104 18,743,889 30,554,552 8,114,710 30,901 ,900 3,484,888 5,717,555 475,387 10,663,125 21,683,417 0 36,106,576 24,672,500 15,187,611 15,722,352 16,620,156 15,129,975 15,465,474 1 1 ,649,523 6,373,331 6,765,079 24,602,220 7,665,616 24,969,662 8,756,973 8,486,975 42,521 ,424 39,961 ,024 35,238,356 48,852,984 2,725,130 5,325,128 7,636 46,417 10,941 7,508 12,220 1 4,334 0 51 ,345 37,593 46,294 42,899 6,638 7,392 25,931 7,687 9,236 9,393 94,431 51,189 7,512 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 15,836,007 15,627,050 16,107,187 16,183,167 31 ,384,634 23,830,039 10,944,500 41 ,277,526 3,268,808 5,605,084 318,431 12,681,533 21,611,162 0 29,784,383 32,916,838 14,250,422 13,829,890 14,254,172 14,347,485 14,919,136 15,082,320 7,716,376 7,104,368 27,163,753 7,733,260 22,066,761 5,598,320 9,725,809 47,059,174 43,412,460 41,312,568 47,769,475 2,797,197 6,165,568 8,165 19,867 12,450 9,935 10,833 0 3,813 0 38,153 45,309 26,131 26,545 7,967 7,812 28,801 8,634 6,136 1 1 ,044 84,282 56,662 9,133 -2.53% -0.20% -0.15% 8.58% 67.44% -22.01 % 34.87% 33.58% -6.20% -1 .97% -33.02% 18.93% -0.33% 0.00% -17.51% 33.42% -6.17% -12.04% -14.24% -5.17% -3.53% 29.47% 21 .07% 5.02% 10.41% 0.88% -1 1 .63% -36.07% 14.60% 10.67% 8.64% 17.24% -2.22% 2.64% 15.78% 6.93% -57.20% 13.79% 32.33% -1 1 .35% -100.00% -12.02% 0.00% -25.69% 20.53% -43.55% -38.12% 20.02% 5.68% 1 1 .07% 12.32% -33.56% 17.58% -10.75% 10.69% 21 .58% B-3, 3 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 1998 State Plant Name IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN KS KS KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY Michigan City Petersburg Petersburg R Gallagher R Gallagher R Gallagher R Gallagher R Gallagher R Gallagher Tanners Creek Wabash River Wabash River Wabash River Wabash River Wabash River Wabash River Warrick Warrick Warrick Warrick Warrick La Cygne Quindaro Coleman Coleman Coleman Cooper Cooper Cooper E W Brown E W Brown E W Brown E W Brown East Bend Elmer Smith Elmer Smith Elmer Smith Ghent Green River H L Spurlock Hmp&L Station 2 Hmp&L Station 2 Paradise R D Green R D Green Stack/Unit ID 12 1 2 CS0001 (1 , 2) 1 2 CS0002 (3, 4) 3 4 U4 1 CS005 (2, 3, 5, 6) 2 3 5 6 XS123(1,2, 3) 1 2 3 4 1 2 C1 C2 C3 CS1 (1,2) 1 2 1 CS003 (2, 3) 2 3 2 XS12(1,2) 1 2 1 5 1 H1 H2 3 G1 G2 Tin t Tvne Tabel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Opt-In Opt-In Opt-In Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution SO2 Utilization Emissions (mmBtu) 28,722,177 16,853,716 32,849,989 6,484,783 8,078,498 9,757,824 8,730,732 21 ,095,772 10,195,928 5,345,939 5,574,897 6,735,426 18,378,868 12,261,983 12,265,399 12,241,810 18,411,332 34,557,496 6,966,804 10,837,598 7,993,759 11,281,190 6,162,103 12,814,633 6,033,395 10,629,369 22,188,450 41 ,851 ,087 10,447,080 21,192,016 39,524,506 6,883,122 21 ,451 ,848 12,326,347 12,467,753 59,456,328 19,256,597 16,646,528 16,672 2,247 4,136 22,954 27,642 32,017 851 48,580 78,964 34,078 6,319 2,985 13,908 9,677 14,568 17,613 6,762 35,473 13,064 7,011 7,396 14,438 14,941 2,397 2,130 126,946 1,828 2,136 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 24,416,874 14,887,120 31,640,108 7,555,385 7,205,560 7,904,914 8,295,461 32,193,717 7,004,060 5,320,471 3,366,728 5,016,853 18,221,805 1 1 ,529,866 13,478,104 13,388,356 22,001 ,632 47,751 ,036 7,717,137 9,454,607 11,006,016 1 1 ,332,658 6,790,255 13,586,572 5,957,448 9,673,102 24,995,749 47,901 ,080 1 1 ,055,201 21,616,916 38,957,054 6,090,354 22,882,357 1 1 ,604,941 13,603,299 65,709,524 17,055,276 18,192,091 10,512 2,202 4,945 24,027 25,850 34,708 461 49,210 83,243 36,413 10,906 2,411 11,138 12,879 13,420 19,882 7,051 38,513 18,096 8,402 6,452 11,122 16,444 2,560 3,246 145,724 2,544 2,300 -14.99% -1 1 .67% -3.68% 16.51% -10.81% -18.99% -4.99% 52.61 % -31 .31 % -0.48% -39.61 % -25.52% -0.85% -5.97% 9.89% 9.37% 19.50% 38.18% 10.77% -12.76% 37.68% 0.46% 10.19% 6.02% -1 .26% -9.00% 12.65% 14.46% 5.82% 2.01 % -1 .44% -1 1 .52% 6.67% -5.85% 9.11% 10.52% -1 1 .43% 9.28% -36.95% -2.00% 19.56% 4.67% -6.48% 8.40% -45.83% 1 .30% 5.42% 6.85% 72.59% -19.23% -19.92% 33.09% -7.88% 12.88% 4.27% 8.57% 38.52% 19.84% -12.76% -22.97% 10.06% 6.80% 52.39% 14.79% 39.17% 7.68% B-3, 4 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 State Plant Name KY MA MA MA MD MD MD MD MD MD MD MD MD MD Ml Ml Ml Ml Ml Ml Ml Ml Ml Ml MN MN MN MN MN MN MN MN MO MO MO MO MO MO MO MO MO MO MO MO MO Shawnee Brayton Point Brayton Point Mount Tom C P Crane C P Crane Chalk Point Chalk Point Chalk Point Chalk Point Morgantown Morgantown R P Smith R P Smith Dan E Karn J C Weadock J C Weadock J C Weadock J H Campbell J H Campbell J H Campbell J R Whiting J R Whiting J R Whiting High Bridge High Bridge High Bridge High Bridge High Bridge Sherburne County Sherburne County Sherburne County Asbury Hawthorn James River James River James River Labadie Labadie Labadie Labadie Meramec Meramec Meramec Montrose Stack/Unit ID 10 1 2 1 1 2 CSE12(1,2) 1 2 3 1 2 9 11 2 CS0009 (7, 8) 7 8 CS0009 (1 , 2) 1 2 1 2 3 CS0001 (3, 4, 5, 6) 3 4 5 6 CS1 (1,2) 1 2 1 5 3 4 5 1 2 3 4 1 2 3 1 Tin t Tvne Tabel Compensating Compensating Substitution Tablel Tablel Tablel Tablel Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel Substitution Substitution Tablel Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Tablel 1998 SO2 Utilization Emissions (mmBtu) 7,598,398 17,886,343 18,403,534 10,400,402 12,220,342 10,972,712 23,306,258 21 ,586,648 17,351,546 33,077,778 43,364,798 152,062 2,977,734 13,176,629 11,669,816 11,474,188 13,474,893 24,729,551 6,127,827 7,251 ,809 7,786,674 1 ,553,609 1 ,543,292 7,083,980 10,753,526 43,745,696 50,587,266 12,859,011 20,633,908 3,121,544 3,737,611 5,934,107 42,347,449 34,534,886 40,580,655 39,516,498 4,991 ,896 4,792,250 6,900,132 11,013,403 1,560 9,739 9,744 8,417 15,224 13,636 44,721 7,732 34,953 44,953 117 2,262 8,426 12,330 22,693 3,940 4,561 4,755 4,044 8,958 8,212 7,106 1,409 1,708 2,810 15,654 12,987 14,602 14,354 1,670 1,541 3,706 4,072 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 6,330,697 18,653,762 17,930,549 10,409,818 1 1 ,048,746 15,139,746 25,083,406 24,512,463 19,066,892 37,938,653 32,452,376 175,810 3,581,919 16,529,722 9,008,727 12,791,726 17,949,073 23,950,447 7,071 ,532 7,721 ,975 9,344,917 989,385 1,614,894 5,593,372 8,615,703 44,597,306 53,564,282 13,164,172 2,624,153 3,099,540 4,501 ,874 8,057,047 39,840,374 44,817,914 35,440,21 1 32,026,366 7,116,930 7,057,121 8,901 ,583 10,737,171 1,597 10,328 10,030 7,172 12,942 18,121 45,450 7,898 41,194 34,325 133 2,664 10,282 10,701 24,089 3,835 4,090 4,925 3,482 10,756 8,046 821 1,001 1,438 2,588 10,184 10,959 9,033 8,605 1,897 1,798 3,902 2,644 -16.68% 4.29% -2.57% 0.09% -9.59% 37.98% 7.63% 13.55% 9.89% 14.70% -25.16% 15.62% 20.29% 25.45% -22.80% 1 1 .48% 33.20% -3.15% 15.40% 6.48% 20.01 % -36.32% 4.64% -21 .04% -19.88% 1 .95% 5.88% 2.37% -87.28% -0.70% 20.45% 35.78% -5.92% 29.78% -12.67% -18.95% 42.57% 47.26% 29.01 % -2.51 % 2.37% 6.05% 2.94% -14.79% -14.99% 32.89% 1 .63% 2.15% 17.86% -23.64% 13.68% 17.77% 22.03% -13.21% 6.15% -2.66% -10.33% 3.58% -13.90% 20.07% -2.02% -88.45% -28.96% -15.81% -7.90% -34.94% -15.62% -38.14% -40.05% 13.59% 16.68% 5.29% -35.07% B-3, 5 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 State Plant Name MO MO MO MO MO MO MO MO MO MO MO MO MO MO MO MO MO MS MS MS MS NH NH NJ NJ NY NY NY NY NY NY NY NY NY NY NY NY NY OH OH OH OH OH OH OH Montrose Montrose Montrose New Madrid New Madrid Rush Island Rush Island Sibley Sibley Sibley Sibley Sioux Sioux Southwest Thomas Hill Thomas Hill Thomas Hill Jack Watson Jack Watson R D Morrow R D Morrow Merrimack Merrimack B L England B L England Dunkirk Dunkirk Dunkirk Greenidge Milliken Milliken Milliken Northport Northport Northport Northport Port Jefferson Port Jefferson Acme Acme Acme Acme Acme Acme Ashtabula Stack/Unit ID CS023 (2, 3) 2 3 1 2 1 2 CS0001 (1 , 2, 3) 1 2 3 1 2 1 MB1 MB2 MBS 4 5 1 2 1 2 1 2 CS0003 (3, 4) 3 4 6 XS12(1,2) 1 2 1 2 3 4 3 4 13 14 15 16 91 92 7 Unit Tvne Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Tablel Substitution Tablel Tablel Substitution Tablel Tablel Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel 1998 SO2 Utilization Emissions (mmBtu) 10,380,984 1 1 ,783,069 42,006,552 46,640,504 40,512,757 42,312,616 3,195,388 3,125,667 26,076,510 24,814,785 30,562,053 16,707,842 15,127,247 23,711,214 47,129,420 18,271,530 32,387,107 14,398,624 15,094,507 9,625,002 21 ,653,842 7,658,545 6,770,210 12,014,610 14,506,026 8,538,897 12,085,829 12,008,990 12,065,492 17,255,806 19,356,322 12,918,579 9,726,121 1 1 ,039,434 0 0 0 0 0 0 9,268,567 8,875 8,735 9,018 13,485 13,924 27,056 18,885 23,062 6,837 3,080 4,722 9,916 18,528 32,033 4,267 4,383 12,126 22,794 15,694 1,084 37,527 9,027 8,572 2,764 4,866 10,502 1,136 4,185 3,171 0 0 0 0 0 0 26,164 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 12,714,292 1 1 ,602,632 45,150,430 34,610,571 36,010,237 42,175,356 3,387,394 3,180,319 26,234,888 28,960,864 23,062,994 15,623,175 14,575,377 25,046,252 60,434,841 16,484,019 36,679,476 12,358,012 1 1 ,789,856 9,547,754 20,639,634 7,429,902 8,076,956 11,671,411 12,125,304 8,188,414 12,902,644 12,635,866 21 ,821 ,549 21 ,528,869 12,999,243 19,613,318 7,026,559 11,512,191 0 0 0 0 0 0 8,120,031 7,025 9,570 6,863 12,653 14,543 26,183 25,148 18,624 3,538 3,139 5,220 12,768 14,038 32,552 3,572 3,642 12,479 22,320 14,323 978 36,414 8,865 7,524 5,228 5,003 7,001 1,313 2,325 2,025 0 0 0 0 0 0 22,153 22.48% -1 .53% 7.48% -25.79% -11.11% -0.32% 6.01 % 1 .75% 0.61 % 16.71% -24.54% -6.49% -3.65% 5.63% 28.23% -9.78% 13.25% -14.17% -21 .89% -0.80% -4.68% -2.99% 19.30% -2.86% -16.41% -4.10% 6.76% 5.22% 80.86% 24.76% -32.84% 51 .82% -27.76% 4.28% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% -12.39% -20.85% 9.56% -23.90% -6.17% 4.45% -3.23% 33.16% -19.24% -48.25% 1 .92% 10.55% 28.76% -24.23% 1 .62% -16.29% -16.91% 2.91% -2.08% -8.74% -9.78% -2.97% -1 .79% -12.23% 89.15% 2.82% -33.34% 15.58% -44.44% -36.14% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% -15.33% B-3, 6 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 1998 State Plant Name OH Ashtabula OH Ashtabula OH Ashtabula OH Ashtabula OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH Ashtabula Avon Lake Avon Lake Avon Lake Avon Lake Bay Shore Bay Shore Bay Shore Bay Shore Bay Shore Cardinal Cardinal Conesville Conesville Conesville Conesville Conesville Eastlake Eastlake Eastlake Eastlake Eastlake Edgewater Edgewater Edgewater Gen J M Gavin Gen J M Gavin Gorge Gorge J M Stuart J M Stuart J M Stuart J M Stuart Kyger Creek Kyger Creek Kyger Creek Kyger Creek Kyger Creek Kyger Creek Lake Shore Lake Shore Stack/Unit ID CS1 (8, 9, 10, 11) 8 9 10 11 9 10 11 12 CSS (1 , 2, 3, 4) 1 2 3 4 1 2 CS012(1,2) 1 2 3 4 1 2 3 4 5 11 12 13 1 2 25 26 1 2 3 4 CS001 (1,2,3,4,5) 1 2 3 4 5 18 91 Unit Tvne Substitution Substitution Substitution Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Substitution Substitution SO2 Utilization Emissions (mmBtu) 0 0 287,495 530,174 0 1,437,105 0 36,413,732 6,462,382 6,807,479 7,261 ,342 9,238,904 32,017,382 34,846,000 6,163,071 6,974,286 7,761 ,567 32,772,680 6,31 1 ,370 6,852,009 8,079,638 10,573,149 36,867,392 0 0 1 ,228,962 78,819,640 94,637,496 0 0 37,286,928 40,858,280 32,223,074 33,318,570 14,334,231 15,054,039 14,714,973 16,147,978 14,395,578 3,627,698 0 2,048 0 1,222 0 27,714 1 1 ,472 95,520 33,017 30,089 17,937 72,035 11,186 1 1 ,992 12,985 18,497 56,01 1 0 0 7 15,085 18,718 0 0 27,024 29,520 23,21 1 23,603 119,171 1,811 0 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 279,973 0 512,626 450,475 0 3,083,112 0 36,160,588 6,453,497 4,892,897 7,622,340 10,722,321 27,853,645 29,083,402 5,376,545 6,256,606 4,940,431 38,097,747 5,215,645 5,849,349 6,407,370 9,870,191 29,051 ,400 0 0 1 ,041 ,857 89,167,280 65,991 ,259 0 0 33,941 ,546 32,282,115 34,980,662 42,381 ,845 15,868,388 14,701,108 13,793,625 14,024,499 14,372,849 3,158,746 0 3,865 0 1,714 0 31,154 7,980 60,413 34,358 25,887 1 1 ,548 83,894 10,490 12,441 12,349 19,978 60,129 0 0 20 8,717 6,529 0 0 24,210 23,091 25,129 29,557 135,558 1,527 0 0.00% 78.31 % -15.03% 0.00% 114.54% 0.00% -0.70% -0.14% -28.12% 4.97% 16.06% -13.00% -16.54% -12.76% -10.29% -36.35% 16.25% -17.36% -14.63% -20.70% -6.65% -21 .20% 0.00% 0.00% -15.22% 13.13% -30.27% 0.00% 0.00% -8.97% -20.99% 8.56% 27.20% 10.70% -2.34% -6.26% -13.15% -0.16% -12.93% 0.00% 88.72% 0.00% 40.26% 0.00% 12.41% -30.44% -36.75% 4.06% -13.97% -35.62% 16.46% -6.22% 3.74% -4.90% 8.01% 7.35% 0.00% 0.00% 185.71% -42.21% -65.12% 0.00% 0.00% -10.41% -21 .78% 8.26% 25.23% 13.75% -15.68% 0.00% B-3, 7 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 1998 State Plant Name OH Lake Shore OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH PA PA PA PA PA PA PA Lake Shore Lake Shore Miami Fort Miami Fort Miami Fort Miami Fort Miami Fort Muskingum River Muskingum River Muskingum River Muskingum River Muskingum River Muskingum River Niles Niles Niles Picway Poston Poston Poston R E Burger R E Burger R E Burger R E Burger R E Burger R E Burger R E Burger R E Burger R E Burger Toronto Toronto Toronto WH Sammis WH Sammis WH Sammis Walter C Beckjord Walter C Beckjord Armstrong Armstrong Bruce Mansfield Bruce Mansfield Brunner Island Brunner Island Brunner Island Stack/Unit ID 92 93 94 CS056 (5-1 , 5-2, 6) 6 7 5-1 5-2 03014(1,2,3,4) 1 2 3 4 5 XS12(1,2) 1 2 9 1 2 3 CS0001 (1,2,3,4,5,6,7,8) 1 2 3 4 5 6 7 8 9 10 11 5 6 7 5 6 1 2 1 2 03102(1,2) 1 2 Unit Tvne Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Tablel SO2 Utilization Emissions (mmBtu) 0 0 0 13,624,571 29,030,836 1 ,373,320 1 ,374,643 9,969,079 10,138,733 1 1 ,271 ,723 10,897,014 27,975,016 7,625,299 5,534,045 4,802,830 0 0 0 0 0 0 0 23 22,906 10,366,887 9,213,604 0 0 0 19,236,457 29,506,312 44,358,048 15,957,426 29,796,457 1 1 ,997,280 1 1 ,802,474 52,609,590 42,620,088 17,977,978 21 ,591 ,769 0 0 0 19,614 36,473 152,316 15,307 21 ,636 13,385 0 0 0 38,543 0 0 0 16,812 20,352 45,828 20,329 39,455 18,227 17,658 7,527 6,765 48,020 1999 SO2 Utilization Emissions (mmBtu) 0 0 0 14,296,977 40,335,185 1,673,166 1 ,669,393 3,607,991 6,358,846 7,348,251 4,487,600 35,774,715 6,183,854 6,582,973 3,795,836 0 0 0 0 0 0 0 482,744 557,221 8,972,115 9,084,270 0 0 0 17,509,532 45,848,958 37,729,229 16,565,264 29,571 ,498 8,714,032 10,502,470 40,265,916 45,017,219 14,119,976 17,835,199 0 0 0 18,199 40,559 78,543 22,096 19,292 9,385 0 0 0 49,189 0 0 0 19,111 36,395 44,027 14,764 26,050 12,471 15,125 7,491 9,438 40,437 Percent Change, 1998-1999 SO2 Utilization Emissions (mmBtu) 0.00% 0.00% 0.00% 4.94% 38.94% 21 .83% 21 .44% -63.81 % -37.28% -34.81 % -58.82% 27.88% -18.90% 18.95% -20.97% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 2098786.96% 2332.64% -13.45% -1 .40% 0.00% 0.00% 0.00% -8.98% 55.39% -14.94% 3.81 % -0.75% -27.37% -1 1 .01 % -23.46% 5.62% -21 .46% -17.40% 0.00% 0.00% 0.00% -7.21% 1 1 .20% -48.43% 44.35% -10.83% -29.88% 0.00% 0.00% 0.00% 27.62% 0.00% 0.00% 0.00% 13.67% 78.83% -3.93% -27.37% -33.98% -31 .58% -14.34% -0.48% 39.51% -15.79% B-3, 8 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 1998 State Plant Name PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN Brunner Island Cheswick Conemaugh Conemaugh Hatfield's Ferry Hatfield's Ferry Hatfield's Ferry Hatfield's Ferry Martins Creek Martins Creek Martins Creek Martins Creek Martins Creek Mitchell New Castle New Castle Portland Portland Shawville Shawville Shawville Shawville Shawville Sunbury Sunbury Allen Allen Allen Cumberland Cumberland DuPont Johnsonville DuPont Johnsonville DuPont Johnsonville DuPont Johnsonville Gallatin Gallatin Gallatin Gallatin Gallatin Gallatin Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Stack/Unit ID 3 1 1 2 XS123(1,2, 3) 1 2 3 CS102(1,2) 1 2 3 4 33 1 2 1 2 1 2 CS1 (3, 4) 3 4 3 4 1 2 3 1 2 JVD1 JVD2 JVD3 JVD4 CSGA12(1,2) 1 2 CSGA34 (3, 4) 3 4 CSJO10(1,2, 3, 4, 5, 6, 7, 8, 9, 10) 1 2 3 4 Tin t Tvne Tabel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Opt-In Opt-In Opt-In Opt-In Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel SO2 Utilization Emissions (mmBtu) 38,668,683 25,447,980 64,682,996 72,193,913 33,536,438 29,112,948 29,387,244 6,486,775 6,021 ,584 1 1 ,288,576 10,631,226 16,084,774 0 0 8,564,817 10,950,567 8,432,824 8,234,692 12,435,105 12,289,735 8,357,434 9,405,060 13,314,521 17,881,872 18,246,196 93,425,640 77,445,408 0 0 0 0 16,675,013 13,358,894 18,006,243 14,508,353 8,391 ,787 6,454,090 5,676,977 7,806,189 47,679 32,177 3,874 4,347 150,868 15,834 4,742 4,347 1,050 0 0 9,772 12,126 12,864 12,365 33,535 10,307 1 1 ,970 5,671 7,378 7,162 10,610 9,891 0 0 0 0 40,664 45,551 114,588 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (nunBtii) 39,197,191 32,658,260 69,486,114 55,907,023 30,551 ,752 22,255,667 32,926,994 5,094,585 4,913,542 8,148,433 10,305,450 15,416,659 0 0 8,426,585 1 1 ,751 ,042 7,078,616 8,503,856 11,014,863 8,973,627 5,180,806 6,304,698 9,851 ,081 10,664,977 13,303,435 73,656,897 105,807,314 0 0 0 0 19,169,909 17,111,033 20,933,769 19,865,790 8,581 ,945 8,748,656 7,790,561 8,704,533 30,751 41 ,602 4,472 3,421 141,872 13,972 2,248 3,310 994 0 0 1 1 ,220 15,099 10,974 12,853 27,959 6,099 7,480 3,997 4,393 5,291 7,070 8,851 0 0 0 0 37,124 47,717 119,778 1 .37% 28.33% 7.43% -22.56% -8.90% -23.55% 12.05% -21 .46% -18.40% -27.82% -3.06% -4.15% 0.00% 0.00% -1 .61 % 7.31 % -16.06% 3.27% -1 1 .42% -26.98% -38.01 % -32.96% -26.01 % -40.36% -27.09% -21.16% 36.62% 0.00% 0.00% 0.00% 0.00% 14.96% 28.09% 16.26% 36.93% 2.27% 35.55% 37.23% 1 1 .51 % -35.50% 29.29% 15.44% -21 .30% -5.96% -1 1 .76% -52.59% -23.86% -5.33% 0.00% 0.00% 14.82% 24.52% -14.69% 3.95% -16.63% -40.83% -37.51% -29.52% -40.46% -26.12% -33.36% -10.51% 0.00% 0.00% 0.00% 0.00% -8.71% 4.76% 4.53% B-3, 9 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 State TN TN TN TN TN TN Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl wv wv wv wv wv wv Plant Name Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Alma Alma Alma Alma Alma Alma Alma Edgewater Edgewater Genoa J P Madgett Nelson Dewey Nelson Dewey Nelson Dewey North Oak Creek North Oak Creek North Oak Creek North Oak Creek Pulliam Pulliam Pulliam Pulliam Pulliam Rock River Rock River South Oak Creek South Oak Creek South Oak Creek South Oak Creek South Oak Creek South Oak Creek Weston Weston Albright Albright Albright Fort Martin Fort Martin Harrison Stack/Unit ID 5 6 7 8 9 10 CS2 (B1 , B2, B3) B1 B2 B3 CS1 (B1 , B2, B3, B4, B5) B4 B5 3 4 1 B1 CS1 (1,2) 1 2 1 2 3 4 CS56 (5, 6) 5 6 7 8 1 2 CSS (5, 6) 5 6 CS4 (7, 8) 7 8 1 2 1 2 3 1 2 XS123(1,2, 3) Un t Tvne Tabel Tablel Tablel Tablel Tablel Tablel Opt-In Opt-In Opt-In Substitution Substitution Substitution Tablel Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Tablel Substitution Substitution Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Tablel 1998 SO2 Utilization Emissions (mmBtu) 6,805,978 7,370,703 7,852,052 8,457,149 9,737,698 8,049,553 663,744 602,030 565,438 3,122,034 4,318,051 5,01 1 ,080 20,197,100 16,559,515 25,231 ,992 6,172,813 7,216,679 0 0 0 0 3,766,998 5,003,476 7,422,811 11,212,789 4,083,241 4,957,022 10,136,963 16,111,857 20,272,864 18,324,182 3,956,520 6,830,073 1 ,843,436 1 ,623,422 6,078,740 34,726,484 30,423,447 1,287 6,517 1,973 8,391 9,031 5,223 10,861 0 0 0 0 1,884 1,569 2,283 1,532 1,898 16,781 26,529 1,111 1,922 2,202 1,929 7,228 41 ,641 37,663 6,934 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 7,690,236 7,812,089 8,973,487 7,349,441 10,876,009 8,505,788 544,455 460,323 499,689 2,496,086 3,249,944 3,809,692 18,569,057 20,395,109 25,466,640 6,991 ,292 7,093,604 0 0 0 0 4,010,079 6,006,083 5,722,099 10,395,306 2,259,634 1 ,948,975 15,289,701 13,120,528 20,083,880 19,699,186 4,182,326 5,893,048 2,125,873 2,179,803 9,852,124 39,694,066 37,345,654 757 3,060 1,356 6,624 12,513 5,333 13,280 0 0 0 0 2,278 1,264 2,196 656 741 15,736 17,153 1,263 1,778 2,500 2,523 1 1 ,640 50,943 48,158 6,835 12.99% 5.99% 14.28% -13.10% 1 1 .69% 5.67% -17.97% -23.54% -1 1 .63% -20.05% -24.74% -23.97% -8.06% 23.16% 0.93% 13.26% -1 .71 % 0.00% 0.00% 0.00% 0.00% 6.45% 20.04% -22.91 % -7.29% -44.66% -60.68% 50.83% -18.57% -0.93% 7.50% 5.71 % -13.72% 15.32% 34.27% 62.08% 14.30% 22.75% -41.18% -53.05% -31 .27% -21 .06% 38.56% 2.11% 22.27% 0.00% 0.00% 0.00% 0.00% 20.91% -19.44% -3.81% -57.18% -60.96% -6.23% -35.34% 13.68% -7.49% 13.53% 30.79% 61 .04% 22.34% 27.87% -1 .43% B-3, 10 ------- APPENDIX B-3: EMISSIONS AND UTILIZATION OF PHASE I UNITS FOR 1998 AND 1999 1998 State wv wv wv wv wv wv wv wv wv wv wv wv wv wv wv wv Plant Name Harrison Harrison Harrison Kammer Kammer Kammer Kammer Mitchell Mitchell Mitchell Mt Storm Mt Storm Mt Storm Mt Storm Rivesville Rivesville Stack/Unit ID 1 2 3 03013(1,2,3) 1 2 3 03012(1,2) 1 2 030(1,2) 1 2 3 7 8 Tin t Tvne Tabel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution SO2 Utilization Emissions (mmBtu) 46,082,925 51 ,433,080 55,241 ,467 13,479,546 12,639,201 13,391,834 44,346,849 48,141,367 41 ,523,871 39,716,905 47,191,480 819,610 2,531 ,623 108,618 59,330 106,759 4,576 624 1,995 1999 Percent Change, 1998-1999 SO2 Utilization SO2 Utilization Emissions (mmBtu) Emissions (mmBtu) 51 ,023,022 44,723,816 48,979,700 11,856,165 15,026,115 12,839,130 42,576,634 44,230,623 39,788,598 36,646,063 39,419,794 576,450 3,849,565 104,231 55,046 101,124 3,481 444 2,954 10.72% -13.04% -1 1 .34% -12.04% 18.89% -4.13% -3.99% -8.12% -4.18% -7.73% -16.47% -29.67% 52.06% -4.04% -7.22% -5.28% -23.93% -28.85% 48.07% NOTES: (a) Identifies the affected unit as listed in Table 1, as a subsitution or compensating unit, or as an opt-in unit. B-3, 11 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State AL AL AL AL AL AL AL AL AL AL AL AL AL AL AL FL FL FL FL FL FL FL FL FL FL FL FL GA GA GA GA GA GA GA GA GA GA GA Plant Name Colbert Colbert Colbert Colbert Colbert Colbert E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston Gadsden Gadsden Big Bend Big Bend Big Bend Big Bend Big Bend Big Bend Crist Crist Crist Crist Scholz Scholz Arkwright Arkwright Arkwright Arkwright Arkwright Bowen Bowen Bowen Bowen Hammond Hammond Stack/Unit ID CSCO14(1, 2, 3,4) 1 2 3 4 5 CSOCAN (1 , 2) 1 2 CSOCBN (3, 4) 3 4 5 1 2 XS12(BB01, BB02) BB01 BB02 XS23 (BB03, BB04) BB03 BB04 4 5 6 7 1 2 CS001 (1 , 2, 3, 4) 1 2 3 4 1BLR 2BLR 3BLR 4BLR CS001 (1 , 2, 3) 1 Unit Type (a) Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Tablel Tablel Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 26,653 47,608 25,864 25,669 41 ,489 4,751 4,463 90,881 16,544 3,255 3,872 14,461 29,005 1,877 2,877 4,272 34,016 28,130 47,897 35,108 9,842 22,601 46,972 29,118 28,502 43,508 4,242 4,289 80,704 14,910 3,329 2,391 13,233 26,748 1,557 1,733 4,089 28,631 34,348 37,294 39,881 10,346 13,213 14,907 14,995 15,005 36,202 17,624 18,052 17,828 18,773 58,265 5,158 5,374 27,662 26,387 26,036 6,400 9,953 9,374 18,695 30,846 8,282 8,572 2,437 2,240 3,944 3,159 54,838 53,329 69,862 69,852 8,549 27,111 36,234 36,810 37,703 52,155 17,517 13,931 16,237 14,545 84,395 4,742 4,789 44,340 44,158 13,851 9,826 37,585 33,007 42,331 67,343 33,431 32,124 5,385 4,794 9,906 7,552 94,106 110,322 138,458 151,649 19,496 5,959 6,236 5,637 4,769 46,972 16,219 12,899 15,034 13,468 43,508 4,242 4,289 39,545 41,159 10,798 4,112 3,329 2,391 13,233 26,748 1,557 1,733 1,023 1,022 1,022 1,022 28,631 34,348 37,294 39,881 3,448 21,152 29,998 31,173 32,934 5,183 1,298 1,032 1,203 1,077 40,887 500 500 4,795 2,999 3,053 5,714 34,256 30,616 29,098 40,595 31 ,874 30,391 4,362 3,772 8,884 6,530 65,475 75,974 101,164 1 1 1 ,768 16,048 B-4, 1 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA IA IA IA IA IA IA IL IL IL Plant Name Hammond Hammond Hammond Harllee Branch Harllee Branch Harllee Branch Harllee Branch Harllee Branch Harllee Branch Jack Mcdonough Jack Mcdonough Jack Mcdonough Kraft Kraft Kraft Kraft Mcintosh Mitchell Wansley Wansley Yates Yates Yates Yates Yates Yates Yates Yates Yates Burlington Des Moines George Neal North Milton L Kapp Prairie Creek Riverside Baldwin Baldwin Baldwin Stack/Unit ID 2 3 4 CS001 (1 , 2) 1 2 CS002 (3, 4) 3 4 CS001 (MB1, MB2) MB1 MB2 CS001 (1 , 2, 3) 1 2 3 1 3 1 2 Y1BR CS001 (Y2BR, Y3BR) Y2BR Y3BR CS002 (Y4BR, Y5BR) Y4BR Y5BR Y6BR Y7BR 1 11 1 2 4 9 1 2 3 Unit Type (a) Tablel Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 13,217 32,342 56,643 28,516 5,906 6,716 4,621 44,760 42,489 131 6,865 9,136 11,192 12,150 5,847 0 3,974 5,282 4,035 1,435 71 ,396 92,968 120,253 19,579 28,996 48,692 24,212 6,759 6,182 4,430 43,290 37,418 179 7,191 8,588 9,001 10,447 6,502 0 3,420 4,437 3,773 1,879 65,231 91,310 88,703 8,977 8,676 36,650 19,221 22,735 31 ,280 31 ,042 19,386 20,058 2,265 2,137 4,121 7,146 10,792 68,908 63,708 9,533 6,855 6,767 8,676 9,162 24,108 20,915 10,428 2,259 2,571 13,437 7,965 3,885 46,052 48,695 46,644 20,780 19,879 104,458 37,988 55,559 54,792 53,601 49,144 51 ,832 3,858 3,695 6,242 9,627 34,655 122,624 108,981 32,220 20,781 20,430 25,674 27,619 75,847 61 ,808 24,317 0 10,692 43,424 24,488 1 1 ,332 66,785 92,331 89,755 3,449 3,449 19,579 14,498 14,498 24,346 24,346 12,106 12,106 1,452 1,692 3,615 6,182 4,430 43,290 37,418 179 3,595 3,596 4,294 4,294 9,001 10,447 6,502 0 3,420 4,437 3,773 1,879 65,231 91,310 88,703 17,331 16,430 84,879 23,490 41 ,061 30,446 29,255 37,038 39,726 2,406 2,003 2,627 3,445 30,225 79,334 71 ,563 32,041 17,186 16,834 21 ,380 23,325 66,846 51 ,361 17,815 0 7,272 23 38,964 20,715 9,453 1,554 1,021 1,052 B-4, 2 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IN IN IN IN IN IN IN IN IN IN Plant Name Coffee n Coffeen Coffeen Grand Tower Havana Hennepin Hennepin Hennepin Hutsonville Hutsonville Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Kincaid Kincaid Kincaid Meredosia Newton Vermilion Vermilion Vermilion Wood River Bailly Bailly Bailly Breed Cayuga Cayuga Clifty Creek Clifty Creek Clifty Creek Clifty Creek Stack/Unit ID CS0001 (1 , 2) 1 2 9 6 CSS (1,2) 1 2 5 6 CS1 (1,2) 1 2 CS2 (3, 4) 3 4 CSS (5, 6) 5 6 CS0102(1,2) 1 2 5 1 CSS (1,2) 1 2 1 XS12(7, 8) 7 8 1 1 2 CS001 (1 , 2, 3) 1 2 3 Unit Type (a) Tablel Tablel Tablel Substitution Substitution Tablel Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 49,413 9,188 29 46,809 5,238 5,666 8,280 7,937 7,636 46,417 10,941 7,508 12,220 1 4,334 0 51 ,345 37,593 46,294 47,61 1 6,813 28 27,532 5,189 5,463 7,627 7,952 8,165 19,867 12,450 9,935 10,833 0 3,813 0 38,153 45,309 26,131 12,925 39,102 6,479 34 9,847 20,182 9,661 9,837 12,259 10,487 1 1 ,947 1 1 ,061 11,119 10,341 34,564 37,063 15,227 14,599 12,972 9,735 0 15,818 21 ,600 20,280 36,581 37,415 19,620 19,289 19,873 17,322 30,482 6,936 62 6,847 23,182 5,565 5,588 44,959 36,098 43,886 39,456 37,136 33,246 14,412 10,881 12,641 14,320 5,028 7,972 12 14,255 32,600 30,362 43,462 53,814 17,885 12,727 13,262 17,224 30,387 6,813 28 5,176 22,356 5,189 5,463 3,813 3,814 3,976 3,976 4,082 4,083 1 1 ,920 7,947 12,450 9,935 3,976 6,857 0 1,411 2,402 0 38,153 45,309 8,711 8,710 8,710 98 95 123 34 1,671 826 376 125 41,146 32,284 39,910 35,480 33,054 29,163 2,492 2,934 191 4,385 1,052 1,115 12 12,844 30,198 30,362 5,309 8,505 153 9,021 165 3,852 169 4,383 B-4, 3 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN Plant Name Clifty Creek Clifty Creek Clifty Creek Clifty Creek Elmer W Stout Elmer W Stout Elmer W Stout F B Culley F B Culley F B Culley Frank E Ratts Frank E Ratts Gibson Gibson Gibson Gibson Gibson Gibson H T Pritchard H T Pritchard H T Pritchard Michigan City Petersburg Petersburg R Gallagher R Gallagher R Gallagher R Gallagher R Gallagher R Gallagher Tanners Creek Wabash River Wabash River Wabash River Wabash River Wabash River Wabash River Warrick Stack/Unit ID CS002 (4, 5, 6) 4 5 6 50 60 70 XS23 (2, 3) 2 3 1SG1 2SG1 CS0003 (1 , 2) 1 2 XS34 (3, 4) 3 4 CS596 (5, 6) 5 6 12 1 2 CS0001 (1 , 2) 1 2 CS0002 (3, 4) 3 4 U4 1 CS005 (2, 3, 5, 6) 2 3 5 6 XS123(1,2, 3) Unit Type (a) Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 42,899 6,638 7,392 25,931 7,687 9,236 9,393 94,431 51,189 7,512 16,672 2,247 4,136 22,954 27,642 32,017 851 48,580 78,964 26,545 7,967 7,812 28,801 8,634 6,136 1 1 ,044 84,282 56,662 9,133 10,512 2,202 4,945 24,027 25,850 34,708 461 49,210 83,243 19,552 18,851 19,844 4,253 5,229 25,883 4,703 18,603 9,131 9,296 44,288 44,956 45,033 44,200 1,458 6,325 25,553 18,011 35,496 7,115 7,980 7,159 8,386 27,209 5,379 3,135 4,111 4,023 13,462 14,774 12,087 34,618 8,565 8,153 29,700 9,347 38,206 14,258 11,918 68,746 65,137 69,168 99,319 3,011 6,557 77,113 2,412 5,400 12,954 12,785 13,121 14,689 142,162 15,673 9,847 1 1 ,499 9,334 28,580 8,849 8,848 8,848 7,967 7,812 28,801 8,634 0 6,136 1 1 ,044 43,427 40,855 28,331 28,331 2,822 6,311 10,512 2,202 4,945 12,282 1 1 ,745 12,602 13,248 34,708 461 8,297 5,182 7,813 27,918 140 5,785 46 3,193 100 25,670 598 341 899 713 38,206 8,122 874 25,319 24,282 40,837 70,988 189 246 66,601 210 455 672 1,040 519 1,441 107,454 15,212 1,550 6,317 1,521 662 B-4, 4 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State IN IN IN IN KS KS KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY KY MA MA MA MD MD MD MD MD MD Plant Name Warrick Warrick Warrick Warrick La Cygne Quindaro Coleman Coleman Coleman Cooper Cooper Cooper E W Brown E W Brown E W Brown E W Brown East Bend Elmer Smith Elmer Smith Elmer Smith Ghent Green River H L Spurlock Hmp&L Station 2 Hmp&L Station 2 Paradise R D Green R D Green Shawnee Brayton Point Brayton Point Mount Tom C P Crane C P Crane Chalk Point Chalk Point Chalk Point Chalk Point Stack/Unit ID 1 2 3 4 1 2 C1 C2 C3 CS1 (1,2) 1 2 1 CS003 (2, 3) 2 3 2 XS12(1,2) 1 2 1 5 1 H1 H2 3 G1 G2 10 1 2 1 1 2 CSE12(1,2) 1 2 3 SO2 Emissions Unit Type (a) 1998(b) Opt-In Opt-In Opt-In Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Compensating Compensating Substitution Tablel Tablel Tablel Tablel Substitution 34,078 6,319 2,985 13,908 9,677 14,568 17,613 6,762 35,473 13,064 7,011 7,396 14,438 14,941 2,397 2,130 126,946 1,828 2,136 1,560 9,739 9,744 8,417 15,224 13,636 44,721 7,732 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 36,413 10,906 2,411 11,138 12,879 13,420 19,882 7,051 38,513 18,096 8,402 6,452 11,122 16,444 2,560 3,246 145,724 2,544 2,300 1,597 10,328 10,030 7,172 12,942 18,121 45,450 7,898 30,372 30,732 27,668 29,577 23,489 4,109 10,954 12,502 12,015 7,254 14,917 6,923 10,623 25,413 17,447 6,348 14,031 33,701 7,614 22,181 17,900 17,059 57,613 5,041 5,827 9,902 15,085 15,838 10,708 10,058 8,987 21 ,333 23,690 9,000 26,889 29,954 28,906 38,281 1 1 ,297 7,818 13,478 14,995 15,862 13,675 28,708 22,972 33,638 87,703 29,713 8,147 18,231 135,908 14,979 53,604 9,609 8,311 244,152 7,367 8,538 26,394 1 1 ,360 1 1 ,035 15,576 66,953 22,61 1 30,240 30,290 20,268 25,821 29,549 27,873 36,413 10,906 2,411 11,138 12,879 13,420 6,561 13,321 7,051 10,813 27,700 18,096 2,521 5,881 6,452 11,122 16,444 2,560 3,246 145,724 2,544 2,300 1,597 10,328 10,030 7,172 12,942 18,121 22,986 22,464 7,898 134 934 405 1,033 1,868 391 5,407 2,340 2,116 2,442 7,114 15,387 15,921 22,825 60,003 11,617 5,626 12,350 129,456 3,857 37,160 7,049 5,065 98,428 4,823 6,238 24,797 1,032 1,005 2,311 6,093 54,01 1 4,490 7,254 7,826 12,370 B-4, 5 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State MD MD MD MD Ml Ml Ml Ml Ml Ml Ml Ml Ml Ml MN MN MN MN MN MN MN MN MO MO MO MO MO MO MO MO MO MO MO MO MO MO MO MO Plant Name Morgantown Morgantown R P Smith R P Smith Dan E Karn J C Weadock J C Weadock J C Weadock J H Campbell J H Campbell J H Campbell J R Whiting J R Whiting J R Whiting High Bridge High Bridge High Bridge High Bridge High Bridge Sherburne County Sherburne County Sherburne County Asbury Hawthorn James River James River James River Labadie Labadie Labadie Labadie Meramec Meramec Meramec Montrose Montrose Montrose Montrose Stack/Unit ID 1 2 9 11 2 CS0009 (7, 8) 7 8 CS0009 (1 , 2) 1 2 1 2 3 CS0001 (3, 4, 5, 6) 3 4 5 6 CS1 (1,2) 1 2 1 5 3 4 5 1 2 3 4 1 2 3 1 CS023 (2, 3) 2 3 Unit Type (a) Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel Substitution Substitution Tablel Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Tablel Tablel Tablel SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 34,953 44,953 117 2,262 8,426 12,330 22,693 3,940 4,561 4,755 4,044 8,958 8,212 7,106 1,409 1,708 2,810 15,654 12,987 14,602 14,354 1,670 1,541 3,706 4,072 8,875 41,194 34,325 133 2,664 10,282 10,701 24,089 3,835 4,090 4,925 3,482 10,756 8,046 821 1,001 1,438 2,588 10,184 10,959 9,033 8,605 1,897 1,798 3,902 2,644 7,025 34,332 37,467 386 3,128 10,984 5,473 5,451 18,773 22,453 4,188 4,304 5,498 299 242 410 4,158 4,681 4,727 15,764 6,927 2,536 4,304 4,722 39,055 36,718 39,249 34,994 1,816 1,948 4,166 7,196 7,984 9,824 62,425 42,273 556 2,691 11,312 4,865 6,908 1 1 ,352 15,147 4,220 4,501 5,419 3,397 1,937 2,022 9,485 16,114 16,227 45,191 21 ,707 5,037 7,740 5,400 12,112 12,968 1 1 ,448 1 1 ,032 3,017 3,280 5,976 4,445 5,863 7,500 41,194 34,325 133 2,664 10,282 4,422 6,279 10,320 13,769 3,835 4,090 4,925 201 336 1,154 1,791 4,955 5,801 8,046 821 1,001 1,438 2,588 10,184 10,959 9,033 8,605 1,897 1,798 3,902 2,644 3,674 3,351 21 ,231 7,948 423 27 1,030 443 629 1,032 1,378 385 411 494 3,196 1,601 868 7,694 11,159 10,426 37,145 20,886 4,036 6,302 2,812 1,928 2,009 2,415 2,427 1,120 1,482 2,074 1,801 2,189 4,149 B-4, 6 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State MO MO MO MO MO MO MO MO MO MO MO MO MO MO MS MS MS MS NH NH NJ NJ NY NY NY NY NY NY NY NY NY NY NY NY NY OH OH OH Plant Name New Madrid New Madrid Rush Island Rush Island Sibley Sibley Sibley Sibley Sioux Sioux Southwest Thomas Hill Thomas Hill Thomas Hill Jack Watson Jack Watson R D Morrow R D Morrow Merrimack Merrimack B L England B L England Dunkirk Dunkirk Dunkirk Greenidge Milliken Milliken Milliken Northport Northport Northport Northport Port Jefferson Port Jefferson Acme Acme Acme Stack/Unit ID 1 2 1 2 CS0001 (1 , 2, 3) 1 2 3 1 2 1 MB1 MB2 MBS 4 5 1 2 1 2 1 2 CS0003 (3, 4) 3 4 6 XS12(1,2) 1 2 1 2 3 4 3 4 13 14 15 Unit Type (a) Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Tablel Substitution Tablel Tablel Substitution Tablel Tablel Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Tablel Tablel Substitution Substitution Substitution SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 8,735 9,018 13,485 13,924 27,056 18,885 23,062 6,837 3,080 4,722 9,916 18,528 32,033 4,267 4,383 12,126 22,794 15,694 1,084 37,527 9,027 8,572 2,764 4,866 10,502 1,136 4,185 3,171 0 0 0 9,570 6,863 12,653 14,543 26,183 25,148 18,624 3,538 3,139 5,220 12,768 14,038 32,552 3,572 3,642 12,479 22,320 14,323 978 36,414 8,865 7,524 5,228 5,003 7,001 1,313 2,325 2,025 0 0 0 27,497 31 ,625 26,935 30,146 2,782 3,332 15,170 21 ,976 23,067 3,906 9,980 18,880 14,011 17,439 35,734 4,571 5,002 9,922 21 ,421 8,822 14,886 12,268 13,690 7,342 10,876 12,083 19,289 23,476 25,783 5,516 10,194 12,006 0 12 16 27,497 31 ,425 15,134 17,248 5,598 8,326 18,152 45,197 38,088 4,230 9,980 18,880 14,011 26,818 52,075 5,186 7,085 12,825 22,674 20,287 2,803 29,305 15,095 15,589 15,934 9,316 19,953 9,486 32,397 14,058 10,228 15,846 0 0 0 9,570 6,863 12,653 14,543 3,927 5,237 17,019 25,148 18,624 3,538 3,139 5,220 12,768 14,038 32,552 3,572 3,642 12,479 22,320 14,323 978 25,490 10,924 8,865 3,729 3,795 5,228 5,003 7,001 1,313 2,325 2,025 0 0 0 17,927 24,562 2,481 2,705 1,671 3,089 1,133 20,049 19,464 692 6,841 13,660 1,243 12,780 19,523 1,614 3,443 346 354 5,964 1,825 3,815 4,171 6,724 12,205 5,521 14,725 4,483 25,396 12,745 7,903 13,821 0 0 0 B-4, 7 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH Plant Name Acme Acme Acme Ashtabula Ashtabula Ashtabula Ashtabula Ashtabula Ashtabula Avon Lake Avon Lake Avon Lake Avon Lake Bay Shore Bay Shore Bay Shore Bay Shore Bay Shore Cardinal Cardinal Conesville Conesville Conesville Conesville Conesville Eastlake Eastlake Eastlake Eastlake Eastlake Edgewater Edgewater Edgewater Gen J M Gavin Gen J M Gavin Gorge Gorge J M Stuart Stack/Unit ID 16 91 92 7 CS1 (8,9,10, 11) 8 9 10 11 9 10 11 12 CSS (1 , 2, 3, 4) 1 2 3 4 1 2 CS012(1,2) 1 2 3 4 1 2 3 4 5 11 12 13 1 2 25 26 1 Unit Type (a) Substitution Substitution Substitution Tablel Substitution Substitution Substitution Substitution Substitution Substitution Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Tablel Tablel Substitution Substitution Substitution SO2 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1998(b) 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 0 0 0 26,164 2,048 0 1,222 0 27,714 1 1 ,472 95,520 33,017 30,089 17,937 72,035 11,186 1 1 ,992 12,985 18,497 56,01 1 0 0 7 15,085 18,718 0 0 27,024 0 0 0 22,153 3,865 0 1,714 0 31,154 7,980 60,413 34,358 25,887 1 1 ,548 83,894 10,490 12,441 12,349 19,978 60,129 0 0 20 8,717 6,529 0 0 24,210 1,930 740 662 18,351 7,487 7,016 6,155 6,452 8,763 7,879 12,771 33,413 7,414 6,957 7,585 12,481 37,568 42,008 4,615 5,360 6,029 53,463 8,551 9,471 10,984 15,906 37,349 1,062 1,145 5,536 113,172 115,070 2,503 2,791 41,189 0 0 0 23,260 911 0 1,680 1,467 672 2,000 980 32,791 1,758 1,477 2,108 3,035 63,577 61 ,477 12,546 14,635 12,125 87,460 11,015 13,063 12,966 20,977 63,135 0 0 200 9,156 35,605 0 0 43,633 0 0 0 22,153 866 0 1,600 1,399 0 1,714 0 31,154 1,676 1,404 2,011 2,889 60,413 34,358 1 1 ,949 13,938 1 1 ,548 83,894 10,490 12,441 12,349 19,978 60,129 0 0 20 8,717 6,529 0 0 24,210 0 0 0 1,107 45 0 80 68 672 286 980 1,637 82 73 97 146 3,164 27,119 597 697 577 3,566 525 622 617 999 3,006 0 0 180 439 29,076 0 0 19,423 B-4, 8 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH OH Plant Name J M Stuart J M Stuart J M Stuart Kyger Creek Kyger Creek Kyger Creek Kyger Creek Kyger Creek Kyger Creek Lake Shore Lake Shore Lake Shore Lake Shore Lake Shore Miami Fort Miami Fort Miami Fort Miami Fort Miami Fort Muskingum River Muskingum River Muskingum River Muskingum River Muskingum River Muskingum River Niles Niles Niles Picway Poston Poston Poston R E Burger R E Burger R E Burger R E Burger R E Burger R E Burger Stack/Unit ID 2 3 4 CS001 (1,2,3,4,5) 1 2 3 4 5 18 91 92 93 94 CS056 (5-1 , 5-2, 6) 6 7 5-1 5-2 03014(1,2,3,4) 1 2 3 4 5 XS12(1,2) 1 2 9 1 2 3 CS0001 (1,2,3,4,5,6,7,8) 1 2 3 4 5 Unit Type (a) Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Substitution Substitution Substitution Tablel SO2 Emissions 1998(b) 29,520 23,21 1 23,603 119,171 1,811 0 0 0 0 19,614 36,473 152,316 15,307 21 ,636 13,385 0 0 0 38,543 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 23,091 25,129 29,557 135,558 1,527 0 0 0 0 18,199 40,559 78,543 22,096 19,292 9,385 0 0 0 49,189 39,041 38,712 40,925 18,773 18,072 17,439 18,218 18,247 4,508 44 80 62 102 12,475 42,216 417 417 16,312 15,533 15,293 12,914 44,364 7,608 9,975 5,404 0 0 0 2,820 2,751 2,891 2,956 3,371 36,057 42,818 46,727 27,612 27,612 27,612 27,612 27,612 1,603 0 0 0 0 30,410 56,021 1,933 1,941 13,533 24,039 28,020 16,877 142,332 6,799 13,416 9,857 0 0 0 0 0 0 0 343 23,091 25,129 29,557 27,111 27,111 27,112 27,112 27,112 1,527 0 0 0 0 14,797 40,559 1,701 1,701 12,889 22,894 26,686 16,074 22,096 6,489 12,803 9,385 0 0 0 0 0 0 0 343 12,966 17,689 17,170 501 12 489 44 456 77 423 51 449 76 0 0 0 0 15,613 15,462 232 240 644 1,145 1,334 803 120,236 310 613 472 0 0 0 0 0 0 0 0 B-4, 9 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State OH OH OH OH OH OH OH OH OH OH OH PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA Plant Name R E Burger R E Burger R E Burger Toronto Toronto Toronto WH Sammis WH Sammis WH Sammis Walter C Beckjord Walter C Beckjord Armstrong Armstrong Bruce Mansfield Bruce Mansfield Brunner Island Brunner Island Brunner Island Brunner Island Cheswick Conemaugh Conemaugh Hatfield's Ferry Hatfield's Ferry Hatfield's Ferry Hatfield's Ferry Martins Creek Martins Creek Martins Creek Martins Creek Martins Creek Mitchell New Castle New Castle Portland Portland Shawville Shawville Stack/Unit ID 6 7 8 9 10 11 5 6 7 5 6 1 2 1 2 CS102(1,2) 1 2 3 1 1 2 XS123(1,2, 3) 1 2 3 CS102(1,2) 1 2 3 4 33 1 2 1 2 1 2 Unit Type (a) Tablel Tablel Tablel Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel SO2 Emissions 1998(b) 0 0 0 16,812 20,352 45,828 20,329 39,455 18,227 17,658 7,527 6,765 48,020 47,679 32,177 3,874 4,347 150,868 15,834 4,742 4,347 1,050 0 0 9,772 12,126 12,864 12,365 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 0 0 0 19,111 36,395 44,027 14,764 26,050 12,471 15,125 7,491 9,438 40,437 30,751 41 ,602 4,472 3,421 141,872 13,972 2,248 3,310 994 0 0 1 1 ,220 15,099 10,974 12,853 3,371 11,818 13,626 5,315 9,505 10,274 26,496 43,773 47,380 9,811 25,235 14,031 15,024 10,510 1 1 ,537 27,030 30,282 52,404 38,139 81 ,384 91 ,607 36,835 36,338 39,210 12,327 12,483 12,553 1 1 ,548 1,101 1,367 1,520 5,784 9,961 10,048 10,048 515 25,428 25,363 0 0 0 20,066 38,215 46,486 18,952 43,169 14,520 15,692 8,908 10,162 18,952 23,686 33,434 49,133 12,945 12,398 51 ,231 36,964 55,096 7,551 7,451 2,562 3,779 1,272 105 117 66,448 18,640 1 1 ,082 13,106 493 24,201 24,152 0 0 0 19,111 36,395 44,027 14,764 26,050 12,471 15,125 7,491 9,438 17,868 22,569 30,751 41 ,602 4,472 3,421 50,732 36,599 54,541 7,112 6,860 2,248 3,310 994 0 0 1 1 ,220 15,099 10,974 12,853 22 1,227 1,211 0 0 0 955 1,820 2,459 4,188 17,119 2,049 567 1,417 724 1,084 1,117 2,683 7,531 8,473 8,977 499 365 555 439 591 314 469 278 105 117 55,228 3,541 108 253 B-4, 10 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State PA PA PA PA PA TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN TN Wl Wl Wl Wl Wl Wl Wl Plant Name Stack/Unit ID Shawville CS1 (3, 4) Shawville 3 Shawville 4 Sunbury 3 Sunbury 4 Allen 1 Allen 2 Allen 3 Cumberland 1 Cumberland 2 DuPont Johnsonville JVD1 DuPont Johnsonville JVD2 DuPont Johnsonville JVD3 DuPont Johnsonville JVD4 Gallatin CSGA12(1,2) Gallatin 1 Gallatin 2 Gallatin CSGA34 (3, 4) Gallatin 3 Gallatin 4 Johnsonville CSJO1 0(1,2, 3, 4, 5, 6, 7, 8, 9, 1 0) Johnsonville 1 Johnsonville 2 Johnsonville 3 Johnsonville 4 Johnsonville 5 Johnsonville 6 Johnsonville 7 Johnsonville 8 Johnsonville 9 Johnsonville 10 Alma CS2 (B1 , B2, B3) Alma B1 Alma B2 Alma B3 Alma CS1 (B1 , B2, B3, B4, B5) Alma B4 Alma B5 Unit Type (a) Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Opt-In Opt-In Opt-In Opt-In Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel Opt-In Opt-In Opt-In Substitution Substitution SO2 Emissions 1998(b) 33,535 10,307 1 1 ,970 5,671 7,378 7,162 10,610 9,891 0 0 0 0 40,664 45,551 114,588 1,287 6,517 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 27,959 6,099 7,480 3,997 4,393 5,291 7,070 8,851 0 0 0 0 37,124 47,717 119,778 757 3,060 13,846 13,700 8,530 11,149 14,917 16,329 15,258 114,325 126,157 1,778 1,778 1,777 1,777 17,400 16,855 19,493 20,701 7,585 7,828 8,189 7,780 8,023 7,682 8,744 8,471 6,894 7,351 537 518 455 2,207 3,624 15,486 12,850 16,030 13,649 34,438 36,556 37,436 235,645 245,652 0 0 0 0 22,849 19,909 28,229 26,427 14,063 13,454 15,409 13,348 1 1 ,230 1 1 ,906 13,981 13,728 17,190 14,804 608 612 513 8,714 18,226 15,380 12,579 6,099 7,480 3,997 4,393 5,291 7,070 8,851 0 0 0 0 19,615 17,509 24,483 23,234 12,089 12,323 10,974 12,261 10,833 1 1 ,004 12,640 10,353 15,320 1 1 ,981 273 232 252 1,329 1,731 106 271 9,931 6,169 30,441 32,163 32,145 228,575 236,801 0 0 0 0 3,234 2,400 3,746 3,193 1,974 1,131 4,435 1,087 397 902 1,341 3,375 1,870 2,823 335 380 261 7,385 16,495 B-4, 11 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl Wl wv wv wv wv wv wv wv wv wv wv wv wv Plant Name Edgewater Edgewater Genoa J P Madgett Nelson Dewey Nelson Dewey Nelson Dewey North Oak Creek North Oak Creek North Oak Creek North Oak Creek Pulliam Pulliam Pulliam Pulliam Pulliam Rock River Rock River South Oak Creek South Oak Creek South Oak Creek South Oak Creek South Oak Creek South Oak Creek Weston Weston Albright Albright Albright Fort Martin Fort Martin Harrison Harrison Harrison Harrison Kammer Kammer Kammer Stack/Unit ID 3 4 1 B1 CS1 (1,2) 1 2 1 2 3 4 CS56 (5, 6) 5 6 7 8 1 2 CSS (5, 6) 5 6 CS4 (7, 8) 7 8 1 2 1 2 3 1 2 XS123(1,2, 3) 1 2 3 03013(1,2,3) 1 2 Unit Type (a) Substitution Tablel Tablel Substitution Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution Substitution Tablel Substitution Substitution Tablel Tablel Tablel Tablel Substitution Substitution Substitution Substitution Tablel Tablel Tablel Tablel Tablel Tablel Tablel Tablel SO2 Emissions 1998(b) 1,973 8,391 9,031 5,223 10,861 0 0 0 0 1,884 1,569 2,283 1,532 1,898 16,781 26,529 1,111 1,922 2,202 1,929 7,228 41 ,641 37,663 6,934 108,618 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 1,356 6,624 12,513 5,333 13,280 0 0 0 0 2,278 1,264 2,196 656 741 15,736 17,153 1,263 1,778 2,500 2,523 1 1 ,640 50,943 48,158 6,835 104,231 4,493 24,099 22,103 6,407 5,852 6,504 5,083 5,005 5,229 6,154 2,097 2,844 7,317 7,312 5,398 4,034 9,416 1 1 ,723 15,754 15,375 1,579 3,580 4,831 5,024 1 1 ,684 40,496 40,116 68,078 64,488 57,730 18,247 18,948 15,786 36,598 41,191 12,885 12,247 14,617 0 0 0 0 1,050 1,570 1,400 2,500 20,924 13,673 10,064 12,753 17,147 16,634 1,500 2,000 3,634 3,041 13,390 51 ,452 48,640 2,422 2,090 2,825 32,444 41,313 1,356 6,624 12,513 5,333 6,594 6,686 0 0 0 0 912 1,366 1,264 2,196 656 741 8,469 7,267 8,659 8,494 1,263 1,778 2,500 2,523 1 1 ,640 50,943 48,158 2,009 2,029 2,797 30,899 39,346 14,430 29,974 28,678 7,552 5,653 7,931 0 0 0 0 138 204 136 304 20,268 12,932 1,595 5,486 8,488 8,140 237 222 1,134 518 1,750 509 482 413 61 28 1,545 1,967 B-4, 12 ------- APPENDIX B-4: EMISSIONS AND ALLOWANCE HOLDINGS OF PHASE I UNITS FOR 1999 State WV wv WV wv wv wv wv wv wv wv Plant Name Kammer Mitchell Mitchell Mitchell Mt Storm Mt Storm Mt Storm Mt Storm Rivesville Rivesville Stack/Unit ID 3 CS012(1,2) 1 2 CSO(1,2) 1 2 3 7 8 Unit Type (a) Tablel Tablel Tablel Tablel Tablel Tablel Substitution Substitution SO2 Emissions 1998(b) 59,330 106,759 4,576 624 1,995 SO2 1999 Held in Allowances Deducted Under Allowances Emissions Allowances Unit Accounts Deducted for Special Phase I Carried Over 1999(b) Allocated (c) as of 3/1/00 Emissions (d) Provisions (e) to 2000 55,046 101,124 3,481 444 2,954 16,932 42,823 44,312 42,570 34,644 56,589 1,009 3,059 35,447 44,242 45,859 103,790 77,853 108,656 1,066 2,984 33,986 27,022 28,024 50,562 50,562 3,481 444 2,954 1,461 17,220 17,835 53,228 27,291 105,175 622 30 NOTES: (a) Identifies the affected unit as listed in Table 1, or as a substitution, compensating, or opt-in unit. (b) Both 1998 and 1999 emissions appear as reported by CEMS under the Acid Rain Program. (c) This column lists allowances allocated under the following provisions: Initial Allocation (to Table 1 units), allowances for substitution and compensating units, Phase I Extension Allowances, Early Reduction Credits, and Conservation allowances. (d) This column displays the 1999 emissions for units that are not connected to a common stack. For units sharing a common stack, an apportionment was made either by the unit or by EPA to divide up the stack's emissions among the units sharing the stack. (e) This column displays the sum of allowance deductions made for underutilization and state cap provisions. B-4, 13 ------- APPENDIX C Appendix C-l: List of Averaging Plans and Results in 1999 Appendix C-2: Compliance Results for the 265 NOX Affected Units in 1999 Appendix C-3: Compliance Results for the 274 Early Election Units in 1999 ------- Appendix C-l: List of Averaging Plans and Results in 1999 Company ORB Code Plant Name, State and Units Plant Limit Plan Rate AES Greenidge LLC 2527 Greenidge NY 6 2535 MillikenNY1.2 0.45 0.30 Allegheny Energy Supply Ameren Services Ameren Services Cinergy Corp. 3942 Albright WV 1-3 3178 Armstrong PA 1,2 3944 Harrison WV 1-3 3943 Fort Martin WV 1 3181 Mitchell PA 33 6004 PleasantsPAl,2 1570 R P Smith PA 9, 1 1 862 Grand Tower IL 07-09 863 Hutsonville IL 05, 06 864 MeredosialL 01-05 6017 Newton IL 1,2 2103 LabadieMOl-4 2104 MeramecMOl-4 6155 Rush Island MO 1,2 1001 CayugaINl,2 6018 East Bend 2 6113 Gibson IN 1-4 2832 Miami Fort OH 6 1008 R Gallagher IN 1-4 1010 Wabash River IN 2, 3, 5, 6 2830 Walter C Beckjord 5, 6 0.49 0.45 0.45 0.32 0.45 0.18 0.48 0.42 C-l, 1 ------- Appendix C-l: List of Averaging Plans and Results in 1999 Company ORB Code Plant Name, State and Units Plant Limit Plan Rate Dairy land Power Cooperative Dynegy Midwest Generation, Inc. East Kentucky Power Cooperative 4140 AlmaWIB4,B5 4143 Genoa WI 1 4271 JPMadgettWIBl 889 Baldwin IL 3 892 Hennepin IL 2 897 Vermilion IL 1,2 1384 Cooper KYI, 2 0.48 0.43 0.45 0.40 0.50 0.42 FirstEnergy Corporation Hoosier Energy Rec., Inc. 6094 Bruce Mansfield PA 1 , 2 2857 EdgewaterOH13 2858 Gorge OH 25, 26 3138 New Castle PA 1,2 2867 Toronto OH 10, 11 2864 RE Burger OH 7, 8 2866 WHSammisOH5,6 1 043 Frank E Ratts IN 1 SGI , 2SG1 0.50 0.43 0.50 0.47 IES Utilities, Inc. 1104 Burlington IA 1 1073 Prairie Creek IA 4 0.47 0.29 C-l, 2 ------- Appendix C-l: List of Averaging Plans and Results in 1999 Company ORB Code Plant Name, State and Units Plant Limit Indianapolis Power & Light LG&E Energy Corporation 990 991 994 Elmer W Stout IN 50, 60, 70 H T Pritchard IN 3-6 Petersburg IN 1-4 1355 1356 1357 EW Brown KYI -3 Ghent KY 1 Green River KY 5 Northern States Power Company 1912 6090 High Bridge MN 3-6 Sherbume County MN 1 , 2 PP&L Sithe 3140 3148 3152 Brunner Island PA 1-3 Martins Creek PA 1,2 Sunbury PA 3, 4 3113 Portland PA 1,2 South Mississippi Elec. Power Assoc. 6061 RD Morrow MS 1,2 Plan Rate 0.35 0.41 0.31 0.36 0.26 0.46 C-l, 3 ------- Appendix C-l: List of Averaging Plans and Results in 1999 Company ORB Code Plant Name, State and Units Plant Limit Plan Rate Southern Company Springfield (MO), City Utilities of TVA 699 ArkwrightGAl-4 703 Bowen GA 1BLR - 4BLR 641 Crist FL 4-7 26 ECGastonAL 1-5 7 GadsdenAL 1-2 708 Hammond GA 1-4 709 Harllee Branch GA 2 7 1 0 Jack McDonough GA MB 1 , MB2 2049 Jack Watson MS 4, 5 733 Kraft GA 1-3 6124 MclntoshGAl 727 Mitchell GA 3 6257 Scherer GA 3 6052 WansleyGAl,2 728 Yates GA Y1BR - Y7BR 642 ScholzFLl,2 6073 Victor J Daniel Jr MS 1 , 2 0.46 0.44 2161 James River MO 3-5 6195 Southwest MO 1 0.50 0.44 47 Colbert AL 1-5 3403 GallatinTNl-4 3406 Johnsonville TN 1 - 1 0 0.48 0.42 4040 Port Washington WI 1 -4 C-l, 4 ------- Appendix C-l: List of Averaging Plans and Results in 1999 Company ORB Code Plant Name, State and Units Plant Limit Plan Rate Wisconsin Public Service Corp. 4041 4042 4072 4078 South Oak Creek WI 5-8 Valley (WEPCO)WI 1-4 Pulliam WI 7, 8 WestonWIl-3 C-l, 5 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST AL AL AL AL AL AL AL AL AL AL AL AL FL FL FL FL FL FL FL GA GA GA GA GA GA GA GA GA GA GA Plant Name Colbert Colbert Colbert Colbert Colbert E C Gaston E C Gaston E C Gaston E C Gaston E C Gaston Gadsden Gadsden Big Bend Crist Crist Crist Crist Scholz Scholz Arkwright Arkwright Arkwright Arkwright Bowen Bowen Bowen Bowen Hammond Hammond Hammond Operating Utility TVA TVA TVA TVA TVA Alabama Power Co Alabama Power Co Alabama Power Co Alabama Power Co Alabama Power Co Alabama Power Co Alabama Power Co Tampa Electric Co Gulf Power Co Gulf Power Co Gulf Power Co Gulf Power Co Gulf Power Co Gulf Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co ORIS Code 47 47 47 47 47 26 26 26 26 26 7 7 645 641 641 641 641 642 642 699 699 699 699 703 703 703 703 708 708 708 Boiler 1 2 3 4 5 1 2 3 4 5 1 2 BB04 4 5 6 7 1 2 1 2 3 4 1BLR 2BLR 3BLR 4BLR 1 2 3 Compliance Approach Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Emission Limit 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.50 0.45 0.45 0.45 0.45 0.50 0.50 0.50 Actual Emission Rate 0.44 0.44 0.44 0.44 0.40 0.50 0.50 0.47 0.47 0.40 0.61 0.63 0.44 0.41 0.48 0.49 0.52 0.66 0.67 0.74 0.74 0.74 0.74 0.42 0.43 0.42 0.42 0.78 0.78 0.78 AEL or Avg. Plan Limit 0.47 0.47 0.47 0.47 0.47 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 Actual Avg. Plan Rate 0.42 0.42 0.42 0.42 0.42 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 1990 Emission Rate 0.80 0.67 0.83 0.86 0.78 0.90 0.78 0.80 0.80 0.78 0.51 0.56 0.46 0.43 0.49 1.04 1.16 0.69 0.80 0.90 0.90 0.90 0.90 0.67 0.65 0.56 0.58 0.84 0.84 0.84 Change from 1990 to 1999 -45% -34% -47% -49% -49% -44% -36% -41% -41% -49% 19% 12% -5% -4% -2% -53% -55% -4% -16% -18% -18% -18% -18% -37% -34% -25% -28% -7% -7% -7% C-2,1 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA GA IA IA IA IA IL IL IL IL IL IL IL Plant Name Hammond Harllee Branch Jack McDonough Jack McDonough Kraft Kraft Kraft Me into sh Mitchell Scherer Wansley Wansley Yates Yates Yates Yates Yates Yates Yates Burlington Milton L Kapp Prairie Creek Riverside Baldwin Grand Tower Grand Tower Grand Tower Hennepin Hutsonville Hutsonville Operating Utility Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Savannah Electric & Power Savannah Electric & Power Savannah Electric & Power Savannah Electric & Power Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co Georgia Power Co IES Utilities, Inc. Interstate Power Co IES Utilities, Inc. MidAmerican Energy Company Illinova Power Marketing, Inc. CIPSCO CIPSCO CIPSCO Illinova Power Marketing, Inc. CIPSCO CIPSCO ORIS Code 708 709 710 710 733 733 733 6124 727 6257 6052 6052 728 728 728 728 728 728 728 1104 1048 1073 1081 889 862 862 862 892 863 863 Boiler 4 2 MB1 MB2 1 2 3 1 3 3 1 2 Y1BR Y2BR Y3BR Y4BR Y5BR Y6BR Y7BR 1 2 4 9 3 7 8 9 2 5 6 Compliance Approach Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Averaging Plan Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Emission Limit 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.45 0.45 0.50 0.50 0.50 0.45 0.45 0.45 Actual Emission Rate 0.45 0.69 0.33 0.33 0.55 0.55 0.55 0.81 0.57 0.26 0.41 0.41 0.40 0.44 0.44 0.37 0.37 0.29 0.29 0.22 0.33 0.38 0.33 0.34 0.72 0.8 0.65 0.53 0.56 0.60 AEL or Avg. Plan Limit 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.46 0.47 0.47 0.45 0.45 0.45 0.45 0.45 0.45 0.45 Actual Avg. Plan Rate 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.44 0.29 0.29 0.40 0.32 0.32 0.32 0.40 0.32 0.32 1990 Emission Rate 1.20 0.99 0.66 0.60 0.40 0.40 0.40 0.83 0.61 0.20 0.73 0.67 0.56 0.62 0.62 0.56 0.65 0.67 0.61 0.63 0.80 1.05 0.82 0.67 0.78 0.96 0.64 0.59 0.70 0.67 Change from 1990 to 1999 -63% -30% -50% -45% 39% 39% 39% -3% -7% 29% -44% -39% -29% -29% -29% -34% -43% -57% -52% -65% -59% -64% -60% -49% -7% -17% -2% -10% -20% -10% C-2,2 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST IL IL IL IL IL IL IL IL IL IL IL IL IL IL IL IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN Plant Name Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Joppa Steam Meredosia Meredosia Meredosia Meredosia Meredosia Newton Newton Vermilion Vermilion Cayuga Cayuga Elmer W Stout Elmer W Stout Elmer W Stout F B Culley F B Culley Frank E Ratts Frank E Ratts Gibson Gibson Gibson Gibson H T Pritchard H T Pritchard Operating Utility Electric Energy Inc Electric Energy Inc Electric Energy Inc Electric Energy Inc Electric Energy Inc Electric Energy Inc CIPSCO CIPSCO CIPSCO CIPSCO CIPSCO CIPSCO CIPSCO Illinova Power Marketing, Inc. Illinova Power Marketing, Inc. PSI Energy, Inc. PSI Energy, Inc. Indianapolis Power & Light Indianapolis Power & Light Indianapolis Power & Light Southern Indiana Gas & Elec Southern Indiana Gas & Elec Hoosier Energy REC, Inc. Hoosier Energy REC, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. Indianapolis Power & Light Indianapolis Power & Light ORIS Code 887 887 887 887 887 887 864 864 864 864 864 6017 6017 897 897 1001 1001 990 990 990 1012 1012 1043 1043 6113 6113 6113 6113 991 991 Boiler 1 2 3 4 5 6 1 2 3 4 5 1 2 1 2 1 2 50 60 70 2 3 1SG1 2SG1 1 2 3 4 3 4 Compliance Approach Standard Limitation Standard Limitation Standard Limitation Standard Limitation Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Emission Limit 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 Actual Emission Rate 0.18 0.18 0.18 0.18 0.17 0.17 0.53 0.53 0.53 0.53 0.55 0.17 0.29 0.45 0.45 0.31 0.33 0.37 0.38 0.37 0.45 0.45 0.48 0.47 0.45 0.45 0.46 0.41 0.68 0.68 AEL or Avg. Plan Limit 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.48 0.48 0.45 0.45 0.45 0.50 0.50 0.48 0.48 0.48 0.48 0.45 0.45 Actual Avg. Plan Rate 0.32 0.32 0.32 0.32 0.32 0.32 0.32 0.40 0.40 0.42 0.42 0.35 0.35 0.35 0.47 0.47 0.42 0.42 0.42 0.42 0.35 0.35 1990 Emission Rate 0.56 0.56 0.56 0.56 0.56 0.56 0.50 0.50 0.50 0.50 0.67 0.47 0.39 0.94 0.74 0.42 0.47 0.63 0.65 0.71 1.05 1.23 1.08 1.09 1.03 1.12 0.52 0.66 0.74 0.74 Change from 1990 to 1999 -68% -68% -68% -68% -70% -70% 5% 5% 5% 5% -18% -64% -26% -52% -39% -26% -30% -41% -42% -48% -57% -64% -56% -57% -56% -60% -12% -38% -8% -8% C-2, 3 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN KS KS KY KY KY KY KY KY KY KY KY KY KY KY KY Plant Name H T Pritchard H T Pritchard Petersburg Petersburg Petersburg Petersburg R Gallagher R Gallagher R Gallagher R Gallagher Wabash River Wabash River Wabash River Wabash River Wabash River La Cygne Quindaro Coleman Coleman Coleman Cooper Cooper E W Brown E W Brown E W Brown East Bend Elmer Smith Ghent Green River H L Spurlock Operating Utility Indianapolis Power & Light Indianapolis Power & Light Indianapolis Power & Light Indianapolis Power & Light Indianapolis Power & Light Indianapolis Power & Light PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. PSI Energy, Inc. Kansas City Power & Light Board of Public Util, KS City Big Rivers Electric Big Rivers Electric Big Rivers Electric East Kentucky Power Coop East Kentucky Power Coop Kentucky Utilities Co Kentucky Utilities Co Kentucky Utilities Co Cincinnati Gas & Electric Co Owensboro City of Kentucky Utilities Co Kentucky Utilities Co East Kentucky Power Coop ORIS Code 991 991 994 994 994 994 1008 1008 1008 1008 1010 1010 1010 1010 1010 1241 1295 1381 1381 1381 1384 1384 1355 1355 1355 6018 1374 1356 1357 6041 Boiler 5 6 1 2 3 4 1 2 3 4 1 2 3 5 6 2 2 Cl C2 C3 1 2 1 2 3 2 2 1 5 1 Compliance Approach Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Standard Limitation Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Averaging Plan Averaging Plan Standard Limitation Emission Limit 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.45 0.45 0.50 0.50 Actual Emission Rate 0.37 0.37 0.26 0.33 0.33 0.32 0.46 0.46 0.42 0.42 0.15 0.49 0.57 0.49 0.38 0.29 0.38 0.44 0.45 0.44 0.42 0.42 0.50 0.40 0.40 0.41 0.41 0.41 0.41 0.42 AEL or Avg. Plan Limit 0.45 0.45 0.45 0.45 0.45 0.45 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.50 0.50 0.46 0.46 0.46 0.48 0.46 0.46 Actual Avg. Plan Rate 0.35 0.35 0.35 0.35 0.35 0.35 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.41 0.41 0.41 0.42 0.41 0.41 1990 Emission Rate 0.67 0.47 0.56 0.63 0.37 0.37 0.74 0.95 0.95 0.95 0.52 0.95 0.92 0.85 0.37 0.29 0.64 1.41 1.29 1.14 0.90 0.90 1.00 0.59 0.57 0.31 0.86 0.56 0.84 0.90 Change from 1990 to 1999 -45% -21% -53% -48% -11% -14% -38% -52% -56% -56% -71% -48% -38% -42% 2% 0% -40% -69% -65% -61% -53% -53% -50% -32% -30% 32% -52% -27% -51% -53% C-2,4 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST KY KY KY KY MD MD MD MD MD MD MI MN MN MN MN MN MN MO MO MO MO MO MO MO MO MO MO MO MO MO Plant Name HMP&L Station 2 HMP&L Station 2 R D Green R D Green Chalk Point Chalk Point Morgantown Morgantown R P Smith R P Smith J H Campbell High Bridge High Bridge High Bridge High Bridge Sherburne County Sherburne County Hawthorn latan James River James River James River Labadie Labadie Labadie Labadie Meramec Meramec Meramec Meramec Operating Utility WKE Station Two, Inc. WKE Station Two, Inc. Big Rivers Electric Big Rivers Electric PEPCO PEPCO PEPCO PEPCO Potomac Edison Co Potomac Edison Co Consumers Energy Co Northern States Power Co Northern States Power Co Northern States Power Co Northern States Power Co Northern States Power Co Northern States Power Co Kansas City Power & Light Kansas City Power & Light Springfield City of (MO) Springfield City of (MO) Springfield City of (MO) Union Electric Co Union Electric Co Union Electric Co Union Electric Co Union Electric Co Union Electric Co Union Electric Co Union Electric Co ORIS Code 1382 1382 6639 6639 1571 1571 1573 1573 1570 1570 1710 1912 1912 1912 1912 6090 6090 2079 6065 2161 2161 2161 2103 2103 2103 2103 2104 2104 2104 2104 Boiler HI H2 Gl G2 1 2 1 2 9 11 1 3 4 5 6 1 2 5 1 3 4 5 1 2 3 4 1 2 3 4 Compliance Approach Standard Limitation Standard Limitation Standard Limitation Standard Limitation AEL Demonstration AEL Demonstration AEL Demonstration AEL Demonstration Averaging Plan Averaging Plan AEL Demonstration Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Emission Limit 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.45 0.45 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 Actual Emission Rate 0.48 0.48 0.41 0.41 0.76 0.81 0.63 0.61 0.46 0.41 0.46 0.55 0.55 0.55 0.55 0.27 0.27 0.35 0.28 0.55 0.52 0.58 0.13 0.14 0.14 0.15 0.46 0.38 0.57 0.33 AEL or Avg. Plan Limit 0.86 1.20 0.70 0.70 0.49 0.49 0.55 0.46 0.46 0.46 0.46 0.46 0.46 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 Actual Avg. Plan Rate 0.45 0.45 0.31 0.31 0.31 0.31 0.31 0.31 0.44 0.44 0.44 0.18 0.18 0.18 0.18 0.18 0.18 0.18 0.18 1990 Emission Rate 1.34 1.34 0.41 0.45 1.35 1.35 0.95 0.95 0.87 0.78 0.69 0.48 0.48 0.48 0.48 0.45 0.45 0.36 0.31 1.02 0.87 0.93 0.62 0.62 0.62 0.62 0.82 0.63 0.96 1.17 Change from 1990 to 1999 -64% -64% 0% -9% -44% -40% -34% -36% -47% -47% -33% 15% 15% 15% 15% -40% -40% -3% -9% -46% -40% -38% -79% -77% -77% -76% -44% -39% -40% -72% C-2, 5 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST MO MO MO MO MO MO MO MS MS MS MS MS MS NY NY NY NY NY OH OH OH OH OH OH OH OH OH OH OH OH Plant Name Montrose Montrose Montrose Rush Island Rush Island Southwest Thomas Hill Jack Watson Jack Watson R D Morrow R D Morrow Victor J Daniel Jr Victor J Daniel Jr Dunkirk Dunkirk Greenidge Milliken Milliken Ashtabula Conesville Conesville Eastlake Eastlake Eastlake Eastlake Edgewater Gorge Gorge Miami Fort Picway Operating Utility Kansas City Power & Light Kansas City Power & Light Kansas City Power & Light Union Electric Co Union Electric Co Springfield City of (MO) Associated Electric Coop Inc Mississippi Power Co Mississippi Power Co South Mississippi Electric Pwr South Mississippi Electric Pwr Mississippi Power Co Mississippi Power Co Niagara Mohawk Power Corp Niagara Mohawk Power Corp NGE Generation, Inc. NGE Generation, Inc. NGE Generation, Inc. Cleveland Electric Ilium Columbus Southern Power Columbus Southern Power Cleveland Electric Ilium Cleveland Electric Ilium Cleveland Electric Ilium Cleveland Electric Ilium Ohio Edison Co Ohio Edison Co Ohio Edison Co Cincinnati Gas & Electric Co Columbus Southern Power ORIS Code 2080 2080 2080 6155 6155 6195 2168 2049 2049 6061 6061 6073 6073 2554 2554 2527 2535 2535 2835 2840 2840 2837 2837 2837 2837 2857 2858 2858 2832 2843 Boiler 1 2 3 1 2 1 MB3 4 5 1 2 1 2 3 4 6 1 2 7 3 4 1 2 3 4 13 25 26 6 9 Compliance Approach Standard Limitation Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Standard Limitation Standard Limitation Standard Limitation Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Actual AEL or Emission Emission Avg. Plan Limit Rate Limit 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.45 0.50 0.33 0.40 0.40 0.15 0.14 0.32 0.31 0.51 0.69 0.45 0.47 0.32 0.27 0.36 0.36 0.31 0.30 0.30 0.40 0.45 0.43 0.43 0.37 0.40 0.35 0.37 Not Oper. Not Oper. 0.51 0.41 0.45 0.45 0.50 0.46 0.46 0.50 0.50 0.46 0.46 0.45 0.45 0.45 0.50 0.50 0.50 0.48 Actual Avg. Plan Rate 0.18 0.18 0.44 0.44 0.44 0.46 0.46 0.44 0.44 0.30 0.30 0.30 0.43 0.43 0.43 0.42 1990 Emission Rate 0.32 0.34 0.34 0.63 0.63 0.47 0.31 1.10 1.22 0.42 0.43 0.27 0.28 0.48 0.48 0.55 0.66 0.59 0.61 0.93 0.55 0.49 0.68 0.54 0.51 0.87 0.00 0.00 0.73 0.87 Change from 1990 to 1999 2% 17% 17% -76% -78% -32% 0% -54% -43% 8% 10% 20% -4% -26% -26% -44% -55% -49% -34% -52% -22% -12% -46% -26% -31% -57% -30% -53% C-2,6 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST OH OH OH OH OH OH OH OH PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA PA Plant Name R E Burger R E Burger Toronto Toronto WHSammis WHSammis Walter C Beckjord Walter C Beckjord Armstrong Armstrong Bruce Mansfield Bruce Mansfield Brunner Island Brunner Island Brunner Island Cheswick Conemaugh Conemaugh Martins Creek Martins Creek Mitchell New Castle New Castle Portland Portland Shawville Shawville Shawville Shawville Sunbury Operating Utility Ohio Edison Co Ohio Edison Co Ohio Edison Co Ohio Edison Co Ohio Edison Co Ohio Edison Co Cincinnati Gas & Electric Co Cincinnati Gas & Electric Co West Perm Power Co West Perm Power Co Pennsylvania Power Co. Pennsylvania Power Co. PP&L PP&L PP&L Duquesne Light Co Sithe Northeast Management Co. Sithe Northeast Management Co. PP&L PP&L West Perm Power Co Ohio Edison Co Ohio Edison Co Sithe Northeast Management Co. Sithe Northeast Management Co. Sithe Northeast Management Co. Sithe Northeast Management Co. Sithe Northeast Management Co. Sithe Northeast Management Co. Sunbury Generation, LLC ORIS Code 2864 2864 2867 2867 2866 2866 2830 2830 3178 3178 6094 6094 3140 3140 3140 8226 3118 3118 3148 3148 3181 3138 3138 3113 3113 3131 3131 3131 3131 3152 Boiler 7 8 10 11 5 6 5 6 1 2 1 2 1 2 3 1 1 2 1 2 33 1 2 1 2 1 2 3 4 3 Compliance Approach Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Standard Limitation Standard Limitation Standard Limitation Averaging Plan Actual AEL or Emission Emission Avg. Plan Limit Rate Limit 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.45 0.50 0.50 0.45 0.45 0.50 0.50 0.45 0.45 0.50 0.53 0.64 Not Oper. Not Oper. 0.53 0.50 0.46 0.35 0.34 0.36 0.36 0.32 0.35 0.35 0.33 0.31 0.34 0.32 0.44 0.44 0.36 Not Oper. Not Oper. 0.24 0.28 0.43 0.46 0.38 0.38 0.39 0.50 0.50 0.50 0.50 0.50 0.50 0.48 0.48 0.49 0.49 0.50 0.50 0.46 0.46 0.46 0.46 0.46 0.49 0.50 0.50 0.45 0.45 0.46 Actual Avg. Plan Rate 0.43 0.43 0.43 0.43 0.43 0.43 0.42 0.42 0.45 0.45 0.43 0.43 0.36 0.36 0.36 0.36 0.36 0.45 0.43 0.43 0.26 0.26 0.36 1990 Emission Rate 0.66 0.72 0.00 0.00 0.52 1.10 0.72 0.71 0.90 1.04 0.98 1.13 0.65 0.71 0.83 0.71 0.65 0.71 1.03 0.93 0.68 0.00 0.00 0.46 0.66 0.99 1.02 0.83 0.82 0.93 Change from 1990 to 1999 -20% -12% 1% -55% -36% -51% -62% -65% -63% -72% -46% -51% -60% -56% -47% -55% -57% -53% -47% -48% -58% -57% -55% -54% -53% -58% C-2,7 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST PA TN TN TN TN TN TN TN TN TN TN TN TN TN TN WI WI WI WI WI WI WI WI WI WI WI WI WI WI WI Plant Name Sunbury Gallatin Gallatin Gallatin Gallatin Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Johnsonville Alma Alma Genoa J P Madgett Port Washington Port Washington Port Washington Port Washington Port Washington Pulliam Pulliam South Oak Creek South Oak Creek South Oak Creek South Oak Creek Operating Utility Sunbury Generation, LLC TVA TVA TVA TVA TVA TVA TVA TVA TVA TVA TVA TVA TVA TVA Dairy land Power Coop Dairy land Power Coop Dairy land Power Coop Dairy land Power Coop Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Public Service Wisconsin Public Service Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co ORIS Code 3152 3403 3403 3403 3403 3406 3406 3406 3406 3406 3406 3406 3406 3406 3406 4140 4140 4143 4271 4040 4040 4040 4040 4040 4072 4072 4041 4041 4041 4041 Boiler 4 1 2 3 4 1 2 3 4 5 6 7 8 9 10 B4 B5 1 Bl 1 2 3 4 5 7 8 5 6 7 8 Compliance Approach Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Standard Limitation Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Actual AEL or Emission Emission Avg. Plan Limit Rate Limit 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.39 0.33 0.33 0.35 0.35 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.61 0.61 0.41 0.41 0.30 0.30 0.30 0.28 Not Oper. 0.43 0.36 0.26 0.26 0.37 0.37 0.46 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.48 0.47 0.47 0.48 0.48 0.48 0.48 Actual Avg. Plan Rate 0.36 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.42 0.43 0.43 0.43 0.43 0.35 0.35 0.35 0.35 0.33 0.33 0.35 0.35 0.35 0.35 1990 Emission Rate 1.29 0.59 0.63 0.59 0.55 0.45 0.48 0.46 0.54 0.45 0.50 1.00 0.97 1.10 1.07 0.85 0.85 0.75 0.30 0.32 0.32 0.32 0.37 0.00 0.69 0.57 0.28 0.28 0.66 0.67 Change from 1990 to 1999 -70% -44% -48% -41% -36% 7% 0% 4% -11% 7% -4% -52% -51% -56% -55% -28% -28% -45% 38% -6% -6% -6% -25% -38% -37% -6% -6% -44% -44% C-2, 8 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST WI WI WI WI WI WI WI wv wv wv wv wv wv wv wv wv wv wv wv wv wv WY WY Plant Name Valley Valley Valley Valley Weston Weston Weston Albright Albright Albright Fort Martin Harrison Harrison Harrison Mitchell Mitchell Mt Storm Mt Storm Mt Storm Pleasants Pleasants Jim Bridger Jim Bridger Operating Utility Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Electric Power Co Wisconsin Public Service Wisconsin Public Service Wisconsin Public Service Monongahela Power Co Monongahela Power Co Monongahela Power Co Monongahela Power Co Monongahela Power Co Monongahela Power Co Monongahela Power Co Ohio Power Co Ohio Power Co VEPCO VEPCO VEPCO Monongahela Power Co Monongahela Power Co Pacificorp Pacificorp ORIS Code 4042 4042 4042 4042 4078 4078 4078 3942 3942 3942 3943 3944 3944 3944 3948 3948 3954 3954 3954 6004 6004 8066 8066 Boiler 1 2 3 4 1 2 3 1 2 3 1 1 2 3 1 2 1 2 3 1 2 BW71 BW72 Compliance Approach Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan Averaging Plan AEL Demonstration AEL Demonstration AEL Demonstration AEL Demonstration AEL Demonstration Averaging Plan Averaging Plan Standard Limitation Standard Limitation Emission Limit 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.50 0.50 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.50 0.50 0.45 0.45 Actual Emission Rate 0.47 0.47 0.49 0.49 0.79 0.36 0.23 0.66 0.69 0.38 0.65 0.47 0.47 0.47 0.54 0.52 0.64 0.64 0.67 0.37 0.33 0.41 0.39 AEL or Avg. Plan Limit 0.48 0.48 0.48 0.48 0.47 0.47 0.47 0.49 0.49 0.49 0.49 0.49 0.49 0.49 0.56 0.56 0.76 0.69 0.74 0.49 0.49 Actual Avg. Plan Rate 0.35 0.35 0.35 0.35 0.33 0.33 0.33 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 1990 Emission Rate 1.10 1.10 1.05 0.93 0.90 1.08 0.26 1.10 1.10 0.71 0.62 0.99 1.13 1.06 0.77 0.77 0.88 0.76 1.27 0.52 0.35 0.63 0.51 Change from 1990 to 1999 -57% -57% -53% -47% -12% -67% -10% -40% -37% -46% 5% -53% -58% -56% -30% -32% -27% -16% -47% -29% -5% -35% -24% C-2, 9 ------- Appendix C-2: Compliance Results for the 265 Phase I NOX Affected Units in 1999 1999 ST Plant Name Operating Utility ORIS Code Boiler Compliance Approach Actual AEL or Actual 1990 Change from Emission Emission Avg. Plan Avg. Plan Emission 1990 to Limit Rate Limit Rate Rate 1999 WY WY Jim Bridger Wyodak Pacificorp Pacificorp 8066 BW73 Standard Limitation 0.45 0.37 6101 BW91 Standard Limitation 0.50 0.29 0.42 0.37 -12% -22% C-2, 10 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST AL AL AR AR AR AR AR AZ AZ AZ AZ AZ AZ AZ AZ AZ AZ AZ AZ AZ CO CO CO CO CO CO CO CO CO CO CO Plant Name Charles R Lowman Charles R Lowman Flint Creek Independence Independence White Bluff White Bluff Apache Station Apache Station Cholla Cholla Cholla Cholla Coronado Coronado Navajo Navajo Navajo Springerville Springerville Cherokee Cherokee Comanche Comanche Craig Craig Craig Pawnee Rawhide Ray D Nixon Valmont Operating Utility Alabama Electric Coop Alabama Electric Coop Southwestern Electric Power Entergy Arkansas, Inc. Entergy Arkansas, Inc. Entergy Arkansas, Inc. Arkansas Power & Light Co Arizona Electric Pwr Coop Arizona Electric Pwr Coop Arizona Public Service Arizona Public Service Arizona Public Service Arizona Public Service Salt River Project Salt River Project Salt River Project Salt River Project Salt River Project Tucson Electric Power Co Tucson Electric Power Co Public Service Co of CO Public Service Co of CO Public Service Co of CO Public Service Co of CO Tri-State G&T Association Tri-State G&T Association Tri-State G&T Association Public Service Co of CO Platte River Power Authority Colorado Springs Utilities Public Service Co of CO ORIS Code 56 56 6138 6641 6641 6009 6009 160 160 113 113 113 113 6177 6177 4941 4941 4941 8223 8223 469 469 470 470 6021 6021 6021 6248 6761 8219 477 Boiler 2 3 1 1 2 1 2 2 3 1 2 3 4 U1B U2B 1 2 3 1 2 3 4 1 2 Cl C2 C3 1 101 1 5 NSPS1 D D D D D D D D D D D D D D D D D D D Da D Da D Emission Actual 1999 Limit Emission Rate 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.50 0.50 0.45 0.45 0.45 0.45 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.50 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.45 0.50 0.45 0.48 0.49 0.30 0.23 0.29 0.35 0.34 0.43 0.40 0.43 0.35 0.32 0.31 0.44 0.42 0.39 0.33 0.37 0.37 0.39 0.46 0.35 0.30 0.28 0.31 0.42 0.34 0.23 0.35 0.42 0.26 1990 Change from Emission Rate 1990 to 1999 0.62 0.66 0.31 0.34 0.35 0.29 0.34 0.58 0.58 0.46 0.42 0.36 0.38 0.51 0.51 0.41 0.41 0.37 0.34 0.33 0.73 0.51 0.24 0.31 0.39 0.40 0.28 0.62 0.43 0.54 0.17 -23% -26% -3% -33% -16% 21% 1% -26% -31% -7% -16% -11% -18% -14% -18% -5% -20% -1% 9% 17% -37% -31% 27% -10% -21% 5% 21% -63% -19% -23% 53% 1 New Source Performance Standard subpart CO 1 -3, 1 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST CT FL FL FL FL FL FL FL FL FL GA IA IA IA IA IA IA IA IA IA IA IA IL IL IL IL IL IL IL IL IN Plant Name Bridgeport Harbor C D Mclntosh Jr Crystal River Crystal River Crystal River Deerhaven Seminole Seminole St Johns River Power St Johns River Power Scherer Ames Ames Council Bluffs Council Bluffs Council Bluffs George Neal North George Neal North George Neal South Lansing Louisa Ottumwa Crawford Crawford Dallman Fisk Waukegan Waukegan Will County Will County A B Brown Operating Utility United Illuminating Co City of Lakeland Florida Power Corporation Florida Power Corporation Florida Power Corporation Gainesville Regional Util Seminole Electric Coop Inc Seminole Electric Coop Inc Jacksonville Electric Auth Jacksonville Electric Auth Georgia Power Co City of Ames City of Ames Midamerican Energy Company Midamerican Energy Company Midamerican Energy Company Midamerican Energy Company Midamerican Energy Company Midamerican Energy Company Interstate Power Co Midamerican Energy Company IES Utilities, Inc. Midwest Generation Erne, LLC Midwest Generation Erne, LLC City of Springfield, IL Midwest Generation Erne, LLC Midwest Generation Erne, LLC Midwest Generation Erne, LLC Midwest Generation Erne, LLC Midwest Generation Erne, LLC Southern Indiana Gas & Elec ORIS Code 568 676 628 628 628 663 136 136 207 207 6257 1122 1122 1082 1082 1082 1091 1091 7343 1047 6664 6254 867 867 963 886 883 883 884 884 6137 Boiler BHB3 3 2 4 5 B2 1 2 1 2 4 7 8 1 2 3 2 3 4 4 101 1 7 8 33 19 7 8 3 4 1 NSPS1 D D D D Da Da Da Da D D D D D D D D D D Emission Actual 1999 Limit Emission Rate 0.45 0.50 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.50 0.45 0.50 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.18 0.47 0.43 0.49 0.48 0.48 0.45 0.42 0.49 0.49 0.27 0.35 0.41 0.40 0.37 0.46 0.43 0.48 0.37 0.43 0.26 0.33 0.32 0.37 0.40 0.35 0.31 0.33 0.43 0.31 0.42 1990 Change from Emission Rate 1990 to 1999 0.56 0.46 0.38 0.50 0.47 0.53 0.43 0.36 0.50 0.59 0.21 0.60 0.55 0.56 0.33 0.37 1.06 0.39 0.64 0.50 0.25 0.69 0.33 0.48 0.55 0.39 0.26 0.41 0.39 0.31 0.61 -68% 2% 14% -3% 2% -10% 5% 17% -3% -18% 30% -41% -25% -29% 11% 23% -59% 22% -42% -13% 2% -52% -4% -23% -27% -10% 19% -19% 11% 2% -31% 1 New Source Performance Standard subpart C-3,2 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST IN IN IN IN IN IN IN IN IN IN IN IN IN IN IN KS KS KS KY KY KY KY KY KY KY KY KY KY KY LA LA Plant Name A B Brown Dean H Mitchell Dean H Mitchell Dean H Mitchell Dean H Mitchell Merom Merom R M Schahfer R M Schahfer R M Schahfer Rockport Rockport State Line Whitewater Valley Whitewater Valley Nearman Creek Riverton Riverton Cane Run Cane Run Cane Run Dale Dale H L Spurlock Mill Creek Mill Creek Mill Creek Mill Creek Trimble County Big Cajun 2 Big Cajun 2 Operating Utility Southern Indiana Gas & Elec Northern Indiana Pub Serv Northern Indiana Pub Serv Northern Indiana Pub Serv Northern Indiana Pub Serv Hoosier Energy Hoosier Energy Northern Indiana Pub Serv Northern Indiana Pub Serv Northern Indiana Pub Serv Indiana Michigan Power Co Indiana Michigan Power Co State Line Energy, LLC City of Richmond, IN City of Richmond, IN Board of Public Util, KS City Empire District Electric Empire District Electric Louisville Gas & Electric Louisville Gas & Electric Louisville Gas & Electric East Kentucky Power Coop Inc East Kentucky Power Coop Inc East Kentucky Power Coop Inc Louisville Gas & Electric Louisville Gas & Electric Louisville Gas & Electric Louisville Gas & Electric Louisville Gas & Electric Cajun Electric Power Cajun Electric Power ORIS Code 6137 996 996 996 996 6213 6213 6085 6085 6085 6166 6166 981 1040 1040 6064 1239 1239 1363 1363 1363 1385 1385 6041 1364 1364 1364 1364 6071 6055 6055 Boiler 2 4 5 6 11 1SG1 2SG1 15 17 18 MB1 MB2 3 1 2 Nl 39 40 4 5 6 3 4 2 1 2 3 4 1 2B1 2B2 NSPS1 Da D D D Da Da D D D D D D D D D Emission Actual 1999 Limit Emission Rate 0.50 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.50 0.45 0.50 0.45 0.50 0.50 0.45 0.50 0.50 0.45 0.50 0.50 0.45 0.45 0.45 0.50 0.50 0.45 0.50 0.50 0.47 0.29 0.29 0.29 0.29 0.40 0.37 0.24 0.37 0.35 0.39 0.39 0.28 0.43 0.43 0.44 0.43 0.43 0.45 0.49 0.36 0.41 0.41 0.41 0.39 0.34 0.49 0.47 0.39 0.34 0.32 1990 Change from Emission Rate 1990 to 1999 0.39 0.43 0.43 0.58 0.58 0.23 0.63 0.42 0.46 0.44 0.32 0.32 0.32 0.71 0.71 0.46 0.83 0.55 0.84 1.15 1.02 0.73 0.73 0.47 0.76 0.79 0.62 0.57 0.62 0.28 0.25 19% -33% -33% -50% -50% 74% -41% -43% -19% -20% 22% 22% -13% -39% -39% -4% -48% -22% -46% -57% -65% -44% -44% -13% -49% -57% -21% -18% -37% 20% 28% 1 New Source Performance Standard subpart C-3,3 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST LA LA LA LA MI MI MI MI MI MI MI MI MI MI MN MN MO MT MT MT MT MT NC NC NC NC NC NC NC NC NC Plant Name Big Cajun 2 Dolet Hills R S Nelson Rodemacher B C Cobb B C Cobb JBSims JCWeadock JCWeadock J R Whiting J R Whiting Presque Isle Presque Isle Presque Isle Clay Boswell Hoot Lake Sikeston Colstrip Colstrip Colstrip Colstrip Lewis & Clark Buck Buck Buck Buck Buck Cliffside Cliffside Cliffside Cliffside Operating Utility Cajun Electric Power Central Louisiana Elec Co Entergy Gulf States, Inc. Central Louisiana Elec Co Consumers Energy Co Consumers Energy Co City of Grand Haven Consumers Energy Co Consumers Energy Co Consumers Energy Co Consumers Energy Co Wisconsin Electric Power Co. Wisconsin Electric Power Co. Wisconsin Electric Power Co. Minnesota Power & Light Co Otter Tail Power Co Sikeston Board of Mun Util PP&L Montana, LLC PP&L Montana, LLC PP&L Montana, LLC PP&L Montana, LLC PP&L Montana, LLC Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation ORIS Code 6055 51 1393 6190 1695 1695 1825 1720 1720 1723 1723 1769 1769 1769 1893 1943 6768 6076 6076 6076 6076 6089 2720 2720 2720 2720 2720 2721 2721 2721 2721 Boiler 2B3 1 6 2 4 5 3 7 8 1 3 7 8 9 3 2 1 1 2 3 4 Bl 5 6 7 8 9 1 2 3 4 NSPS1 D D D D Da D D D D D D Da Da Emission Actual 1999 1990 Change from Limit Emission Rate Emission Rate 1990 to 1999 0.50 0.50 0.45 0.50 0.45 0.45 0.50 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.29 0.44 0.41 0.42 0.36 0.38 0.41 0.35 0.34 0.31 0.38 0.48 0.46 0.47 0.35 0.39 0.24 0.41 0.37 0.43 0.45 0.38 0.42 0.43 0.45 0.42 0.43 0.41 0.39 0.39 0.42 0.24 0.62 0.20 0.38 0.38 0.36 0.51 0.44 0.44 0.82 1.04 0.49 0.53 0.66 0.42 0.58 0.51 0.42 0.43 0.34 0.35 0.57 0.59 0.54 0.57 0.45 0.51 Not Oper. Not Oper. Not Oper. Not Oper. 19% -29% 107% 10% -6% 6% -19% -21% -23% -62% -63% -2% -12% -28% -16% -32% -53% -2% -14% 27% 29% -33% -29% -21% -21% -6% -15% 1 New Source Performance Standard subpart C-3,4 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST NC NC NC NC NC NC NC NC NC NC NC NC NC NC NC NC NC ND ND ND ND NE NE NE NE NE NE NM NV NV NV Plant Name Cliffside Dan River Dan River Dan River G G Allen G G Allen G G Allen G G Allen G G Allen Marshall Marshall Marshall Marshall Riverbend Riverbend Riverbend Riverbend Antelope Valley Antelope Valley Leland Olds Stanton Gerald Gentleman Sta Gerald Gentleman Sta Gerald Whelan Energy Nebraska City North Omaha Platte Escalante Mohave Mohave North Valmy Operating Utility Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation Basin Electric Power Basin Electric Power Basin Electric Power United Power Assn Nebraska Public Power Dist Nebraska Public Power Dist City of Hastings Omaha Public Power Dist Omaha Public Power Dist City of Grand Island Plains Electric Gen & Trans Southern California Edison Southern California Edison Sierra Pacific Power Co ORIS Code 2721 2723 2723 2723 2718 2718 2718 2718 2718 2727 2727 2727 2727 2732 2732 2732 2732 6469 6469 2817 2824 6077 6077 60 6096 2291 59 87 2341 2341 8224 Boiler 5 1 2 3 1 2 3 4 5 1 2 3 4 7 8 9 10 Bl B2 1 10 1 2 1 1 4 1 1 1 2 1 Emission Actual 1999 1990 Change from NSPS1 Limit Emission Rate Emission Rate 1990 to 1999 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 D 0.45 D 0.45 0.50 Da 0.45 D 0.50 D 0.50 D 0.45 D 0.50 0.45 D 0.45 Da 0.45 0.45 0.45 D 0.50 0.44 0.41 0.42 0.45 0.44 0.44 0.45 0.41 0.45 0.43 0.43 0.43 0.45 0.39 0.36 0.39 0.41 0.38 0.32 0.26 0.40 0.45 0.32 0.29 0.42 0.34 0.41 0.41 0.40 0.40 0.36 0.51 0.52 0.55 0.56 0.65 0.61 0.64 0.68 0.68 0.48 0.61 0.52 0.70 0.58 0.64 Not Oper. Not Oper. 0.43 0.27 0.74 0.47 0.40 0.35 0.30 0.48 0.38 0.48 0.35 0.38 0.46 0.51 -13% -20% -23% -20% -32% -28% -30% -40% -34% -11% -29% -17% -36% -33% -44% -11% 17% -65% -15% 13% -8% -4% -12% -10% -14% 18% 4% -13% -30% 1 New Source Performance Standard subpart C-3,5 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST NV NV NY NY NY NY NY NY NY NY NY OH OH OH OK OK OK OK OK OK OK OR PA PA PA PA PA PA PA PA PA Plant Name North Valmy Reid Gardner C R Huntley C R Huntley Dunkirk Dunkirk Kintigh S A Carlson S A Carlson S A Carlson S A Carlson Conesville Conesville W H Zimmer Muskogee Muskogee Muskogee Northeastern Northeastern Sooner Sooner Boardman Bruce Mansfield Cromby Eddy stone Eddy stone Homer City Homer City Homer City Keystone Keystone Operating Utility Sierra Pacific Power Co Nevada Power Company Huntley Power LLC Huntley Power LLC Niagara Mohawk Power Corp Niagara Mohawk Power Corp NGE Generation, Inc. City of Jamestown City of Jamestown City of Jamestown City of Jamestown Columbus Southern Power Columbus Southern Power Cincinnati Gas & Electric Co Oklahoma Gas & Electric Co Oklahoma Gas & Electric Co Oklahoma Gas & Electric Co Central and Southwest Services Central and Southwest Services Oklahoma Gas & Electric Co Oklahoma Gas & Electric Co Portland General Electric Pennsylvania Power Co. Peco Energy Company Peco Energy Company Peco Energy Company EME Homer City Generation, L.P. EME Homer City Generation, L.P. EME Homer City Generation, L.P. Sithe Northeast Management Company Sithe Northeast Management Company ORIS Code 8224 2324 2549 2549 2554 2554 6082 2682 2682 2682 2682 2840 2840 6019 2952 2952 2952 2963 2963 6095 6095 6106 6094 3159 3161 3161 3122 3122 3122 3136 3136 Boiler 2 4 67 68 1 2 1 9 10 11 12 5 6 1 4 5 6 3313 3314 1 2 1SG 3 1 1 2 1 2 3 1 2 NSPS1 Da Da Da D D Da D D D D D D D D D D Emission Actual 1999 1990 Change from Limit Emission Rate Emission Rate 1990 to 1999 0.50 0.50 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.50 0.50 0.45 0.45 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.50 0.45 0.45 0.50 0.50 0.50 0.45 0.45 0.35 0.30 0.34 0.34 0.36 0.36 0.36 0.43 0.45 0.45 0.43 0.40 0.40 0.47 0.31 0.34 0.40 0.37 0.37 0.41 0.39 0.41 0.36 0.34 0.28 0.24 0.42 0.41 0.39 0.34 0.34 0.40 0.38 0.64 0.64 0.48 0.48 0.62 0.90 1.05 0.83 0.90 0.44 0.44 Not Oper. 0.44 0.41 0.44 0.53 0.53 0.33 0.42 0.40 0.57 0.60 0.42 0.50 1.09 1.04 0.62 0.79 0.79 -13% -20% -47% -47% -25% -25% -42% -52% -57% -46% -52% -8% -8% -29% -17% -8% -30% -30% 23% -7% 2% -37% -43% -34% -52% -62% -61% -37% -57% -57% 1 New Source Performance Standard subpart ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST PA PA PA PA PA PA PA PA SC SC SC SC SC TN TN TN TN TX TX TX TX TX TX TX TX TX TX TX TX TX TX Plant Name Montour Montour New Castle New Castle New Castle Titus Titus Titus Cross Cross WSLee WSLee WSLee John Sevier John Sevier John Sevier John Sevier Big Brown Big Brown Coleto Creek Gibbons Creek Harrington Station Harrington Station Harrington Station J K Spruce J T Deely J T Deely Limestone Limestone Martin Lake Martin Lake Operating Utility PP&L PP&L Pennsylvania Power Co. Pennsylvania Power Co. Pennsylvania Power Co. Sithe Northeast Management Company Sithe Northeast Management Company Sithe Northeast Management Company South Carolina Pub Serv South Carolina Pub Serv Duke Energy Corporation Duke Energy Corporation Duke Energy Corporation TVA TVA TVA TVA Texas Utilities Electric Co Texas Utilities Electric Co Central Power & Light Co Texas Municipal Power Agency Southwestern Public Service Southwestern Public Service Southwestern Public Service City of San Antonio City of San Antonio City of San Antonio Houston Lighting & Power Houston Lighting & Power Texas Utilities Electric Co Texas Utilities Electric Co ORIS Code 3149 3149 3138 3138 3138 3115 3115 3115 130 130 3264 3264 3264 3405 3405 3405 3405 3497 3497 6178 6136 6193 6193 6193 7097 6181 6181 298 298 6146 6146 Boiler 1 2 3 4 5 1 2 3 1 2 1 2 3 1 2 3 4 1 2 1 1 061B 062B 063B **j 1 2 LIM1 LIM2 1 2 NSPS1 Da Da D D D D D Da D D Da Da D D Emission Actual 1999 1990 Change from Limit Emission Rate Emission Rate 1990 to 1999 0.45 0.45 0.50 0.50 0.50 0.45 0.45 0.45 0.50 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.39 0.38 0.38 0.36 0.45 0.33 0.34 0.31 0.30 0.36 0.44 0.44 0.44 0.43 0.43 0.41 0.41 0.33 0.34 0.24 0.33 0.31 0.34 0.26 0.30 0.29 0.29 0.43 0.43 0.30 0.26 0.95 0.46 0.63 0.57 0.73 0.73 0.68 0.77 Not Oper. 0.46 0.64 0.61 0.50 0.62 0.62 0.64 0.64 0.40 0.34 0.38 0.47 0.27 0.36 0.36 Not Oper. 0.31 0.31 0.50 0.48 0.36 0.35 -59% -18% -39% -37% -38% -55% -50% -60% -22% -31% -28% -13% -31% -31% -36% -36% -16% -1% -37% -30% 17% -5% -27% -5% -5% -13% -11% -16% -25% 1 New Source Performance Standard subpart C-3,7 ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST TX TX TX TX TX TX TX TX TX TX TX TX TX TX TX TX TX TX TX TX UT UT UT UT UT UT UT UT VA VA VA Plant Name Martin Lake Monticello Monticello Monticello Oklaunion Pirkey Sam Seymour Sam Seymour Sam Seymour San Miguel Sandow Tolk Station Tolk Station W A Parish W A Parish W A Parish W A Parish Welsh Welsh Welsh Bonanza Carbon Carbon Hunter (Emery) Hunter (Emery) Huntington Intermountain Intermountain Chesapeake Chesapeake Chesapeake Operating Utility Texas Utilities Electric Co Texas Utilities Electric Co Texas Utilities Electric Co Texas Utilities Electric Co West Texas Utilities Co Southwestern Electric Power Lower Colorado River Auth Lower Colorado River Auth Lower Colorado River Auth San Miguel Electric Coop Texas Utilities Electric Co Southwestern Public Service Southwestern Public Service Houston Lighting & Power Houston Lighting & Power Houston Lighting & Power Houston Lighting & Power Southwestern Electric Power Southwestern Electric Power Southwestern Electric Power Deseret Generation & Tran Pacificorp Pacificorp Pacificorp Pacificorp Pacificorp Intermountain Power Agency Intermountain Power Agency VEPCO VEPCO VEPCO ORIS Code 6146 6147 6147 6147 127 7902 6179 6179 6179 6183 6648 6194 6194 3470 3470 3470 3470 6139 6139 6139 7790 3644 3644 6165 6165 8069 6481 6481 3803 3803 3803 Boiler 3 1 2 3 1 1 1 2 3 SM-1 4 171B 172B WAP5 WAP6 WAP7 WAP8 1 2 3 1-1 1 2 1 2 1 1SGA 2SGA 1 2 4 NSPS1 D D Da D D D Da D D D D D D D Da D D D Da D D D Da Da Emission Actual 1999 Limit Emission Rate 0.45 0.45 0.45 0.50 0.50 0.50 0.45 0.45 0.45 0.50 0.45 0.45 0.45 0.50 0.50 0.45 0.45 0.50 0.50 0.50 0.50 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.45 0.45 0.45 0.32 0.30 0.29 0.22 0.33 0.36 0.32 0.29 0.32 0.35 0.34 0.30 0.32 0.34 0.34 0.16 0.32 0.32 0.36 0.40 0.31 0.42 0.42 0.40 0.36 0.41 0.40 0.38 0.43 0.42 0.44 1990 Change from Emission Rate 1990 to 1999 0.42 0.31 0.40 0.21 0.54 0.34 0.34 0.29 0.25 0.41 0.43 0.38 0.24 0.47 0.53 0.35 0.31 0.27 0.36 0.37 0.42 0.50 0.58 0.50 0.55 0.52 0.45 0.38 0.42 0.48 0.54 -24% -2% -28% 6% -39% 5% -6% 0% 31% -15% -21% -22% 35% -28% -35% -54% 2% 20% 1% 8% -27% -17% -27% -19% -35% -21% -12% 1% 2% -13% -19% 1 New Source Performance Standard subpart ------- Appendix C-3:Compliance Results for the 274 Early Election Units in 1999 ST VA VA VA VA VA VA VA VA VA VA VA VA WA WA WI WI WI WI WI WV WY WY WY WY WY WY Plant Name Chesterfield Chesterfield Glen Lyn Glen Lyn Possum Point Potomac River Potomac River Potomac River Potomac River Potomac River Yorktown Yorktown Centralia Centralia Blount Street Blount Street Columbia Columbia Edgewater Mountaineer (1301) Dave Johnston Dave Johnston Jim Bridger Laramie River Laramie River Laramie River Operating Utility VEPCO VEPCO Appalachian Power Co Appalachian Power Co VEPCO PEPCO PEPCO PEPCO PEPCO PEPCO VEPCO VEPCO Pacificorp Pacificorp Madison Gas & Electric Co Madison Gas & Electric Co Wisconsin Power & Light Wisconsin Power & Light Wisconsin Power & Light Appalachian Power Co Pacificorp Pacificorp Pacificorp Basin Electric Power Basin Electric Power Basin Electric Power ORIS Code 3797 3797 3776 3776 3804 3788 3788 3788 3788 3788 3809 3809 3845 3845 3992 3992 8023 8023 4050 6264 4158 4158 8066 6204 6204 6204 Boiler 3 4 51 52 3 1 2 3 4 5 1 2 BW21 BW22 8 9 1 2 5 1 BW41 BW42 BW74 1 2 3 Emission Actual 1999 1990 Change from NSPS1 Limit Emission Rate Emission Rate 1990 to 1999 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.50 0.50 0.45 D 0.45 D 0.50 D 0.50 0.50 0.50 D 0.45 D 0.50 D 0.50 D 0.50 0.42 0.42 0.41 0.41 0.45 0.42 0.37 0.44 0.43 0.43 0.44 0.43 0.40 0.43 0.35 0.44 0.37 0.39 0.23 0.50 0.42 0.40 0.39 0.24 0.26 0.24 0.52 0.49 0.46 Not Oper. 0.60 0.51 0.44 0.64 0.46 0.72 0.57 0.57 0.40 0.45 0.71 0.61 0.46 0.49 0.21 0.47 0.48 0.54 0.41 0.35 0.32 0.42 -19% -14% -11% -25% -18% -16% -31% -6% -40% -23% -25% -1% -5% -50% -28% -20% -20% 10% 6% -13% -26% -4% -31% -19% -43% 1 New Source Performance Standard subpart C-3,9 ------- |