*** nCIJlk      Office of Transportation                    EPA420-S-05-009

            and Air Quality                        September 2005
  United States
  Environmental Protection
  Agency
            Model State Idling Law
            Workshop — Hartford,
            Connecticut

            Meeting Summary

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                                                                  EPA420-S-05-009
                                                                    September 2005
                                       Summary
                     Transportation and Regional Programs Division
                       Office of Transportation and Air Quality
                        U. S. Environmental Protection Agency
                                    NOTICE
  This Technical Report does not necessarily represent final EPA decisions or positions.
It is intended to present technical analysis of issues using data that are currently available.
        The purpose in the release of such reports is to facilitate an exchange of
        technical information and to inform the public of technical developments.

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The U.S. Environmental Protection Agency (EPA) sponsored a meeting on July 26, 2005, in
Hartford, Connecticut, to develop a model state idling law.  Participants included representatives
from states and local governments, trucking industry, and environmental and community groups.
 This document summarizes the views and opinions of the participants which do not necessarily
represent official EPA policy, positions, or views.  The purpose of this meeting was, among
other things, to reach consensus on a model state idling law. EPA takes no position on state or
local idling laws. EPA's role in these meetings was that of organizer and facilitator only.

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                                      List of Issues
A: General issues raised at the beginning of the meeting	1

B: Purpose: The purpose of this law is to reduce emissions and conserve fuel while maintaining
adequate rest and safety of all drivers of diesel vehicles	1

C: Applicability: This law applies to diesel vehicles with gross vehicular weight ratings of
greater than 8,500 pounds and which are  designed to operate on highways	1

D: Non-Applicability: This law does not apply to an independent engine operating for the sole
purpose of controlling cargo temperature	1

E: GENERAL REQUIREMENT: To allow for a reasonable amount of time to warm-up or cool-
down a diesel engine; to allow for pre-trip inspection; and to condition the bus to allow
passengers to embark and disembark, diesel vehicles are permitted to idle for no more than 5
minutes in any 60 minute period, except as noted in section (e)	2

F: EXEMPTION: a vehicle is forced to remain motionless because of traffic, an official traffic
control device  or signal, or at the direction of a law enforcement official	2

G: EXEMPTION: a vehicle idles during adverse weather conditions to ensure the safe operation
of the vehicle (e.g., operating defrosters, installing chains)	2

H: EXEMPTION: a police, fire, ambulance, public safety, military, other emergency or law
enforcement vehicle, or any vehicle being used in an emergency capacity idles while in an
emergency or training mode	3

I: EXEMPTION: the primary propulsion engine is idling for maintenance, servicing, repairing,
or diagnostic purposes	3

J: EXEMPTION: a vehicle is required to idle by law to verify  that all equipment is in good
working order, as part of a State or Federal inspection, provided that such engine idling is
mandatory for  such verification	3

K: EXEMPTION: the primary propulsion engine idles to provide a power source necessary for
mechanical or electrical operations other than propulsion (e.g., loading or unloading, mixing or
processing cargo, straight truck refrigeration)	3
                                           11

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L: EXEMPTION:  an armored vehicle idles when a person remains inside the vehicle to guard
the contents, or while the vehicle is being loaded or unloaded	4

M: EXEMPTION: a passenger bus idles while passengers are onboard to maintain passenger
comfort	4

N: CONDITIONAL EXEMPTION:  a vehicle idles due to mechanical difficulties over which
the driver has no control; PROVIDED that:  the driver is ticketed but the ticket is dismissed if
the vehicle owner submits the repair paperwork or product receipt (by mail; within 30 days) to
the appropriate authority verifying that the mechnical problem has been fixed	4

O: CONDITIONAL EXEMPTION:  idling of an occupied vehicle with a sleeper berth
compartment for purposes of air conditioning, heating, or powering any ancillary equipment
during sleeping or resting, until 2010 whereupon this exemption is  no longer valid. [Depending
on when enacted, allow 5 years for the industry to evaluate, select,  and finance an idle reduction
technology (or technologies) that addresses cab comfort needs]	5

P: CONDITIONAL EXEMPTION: idling of an occupied vehicle  for purposes of air
conditioning or heating to prevent a safety or health  emergency, until 2010 whereupon this
exemption is no longer valid. [Depending on when enacted, allow  5 years for the industry to
evaluate, select, and finance an idle reduction technology (or technologies) that addresses cab
comfort needs]	6

Q: CONDITIONAL EXEMPTION:  operating a diesel-powered auxiliary engine to provide air
conditioning, heat, or electrical power to the truck or engine as an alternative to idling the
primary engine for all 2006 or older model year diesel vehicles; except for 2007 and subsequent
model year diesel vehicles whereupon the diesel auxiliary engine must be verified by the U.S.
Environmental Protection Agency or certified by the California Air Resources Board to meet the
same or more stringent emission levels for fine particulate matter (PM2.5) as model year 2007
and subsequent heavy-duty diesel engines	6

R: Penalties	7

S: Enforcement	7

T: Education/Outreach	8
                                          in

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A
Issue:
Discussion:
Consensus:
General issues raised at the beginning of the meeting.
Discussion took place about why this model law would cover only diesel
vehicles, and some expressed an interest in including all motor vehicles, including
gasoline vehicles. The discussion that ensued focused on the need to consider not
just the amount of pollution generated by vehicles, but also the type of pollution.
Some participants pointed out that it is because of the high profile of diesel
vehicles that they are the main focus. Discussion also took place concerning the
use of the term "idle reduction" in place of "anti-idling".
N/A
B
Issue:

Discussion:
Consensus:
Purpose: The purpose of this law is to reduce emissions and conserve fuel
while maintaining adequate rest and safety of all drivers of diesel vehicles.
Discussion centered around the desire to include "health of the driver" and
"public health and the environment"  as part of the purpose along with reducing
emissions.
General consensus reached on this issue provided that the phrase "protect public
health and the environment" is added and health of the driver is addressed.
C
Issue:
Discussion:
Consensus:
Applicability: This law applies to diesel vehicles with gross vehicular weight
ratings of greater than 8,500 pounds and which are designed to operate on
highways.
Significant discussion took place concerning whether the law should apply to
vehicles with GVWR over 8,500 pounds, or those with GVWR over 10,000
pounds. Those in favor of 10,000 pounds indicated that this would make the most
sense to the industry, since this is the weight at which Federal Motor Carrier
Safety Administration (FMCSA) regulations become applicable. Those in favor
of 8,500 pounds expressed a need to use this weight in order to capture tens of
thousands of delivery trucks (such as those used by overnight delivery services)
under the law, since these vehicles have a GVWR of between 8,500 and 10,000
pounds. It was pointed out as well that EPA uses 8,500 pounds as the weight at
which its on-road diesel regulations kick in. One state in the process of drafting
an idling law indicated  an intention to use 10,000 pounds.
No consensus reached on this issue.
D
Issue:

Discussion:
Consensus:
Non-Applicability: This law does not apply to an independent engine
operating for the sole purpose of controlling cargo temperature.
All agreed that this section is needed, and no changes were recommended.
Consensus reached on text as written.

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E
Issue:
Discussion:
Consensus:
F
Issue:
             GENERAL REQUIREMENT: To allow for a reasonable amount of time to
             warm-up or cool-down a diesel engine; to allow for pre-trip inspection; and
             to condition the bus to allow passengers to embark and disembark, diesel
             vehicles are permitted to idle for no more than 5 minutes in any 60 minute
             period, except as noted in section (e).
             Discussion focused on the issue of buses, in particular the amount of time needed
             to cool down or heat up a bus prior to  passenger boarding. An opinion was
             offered that nobody should be guaranteed 5 minutes of idling just for the purposes
             of cooling down or heating up a bus, but others expressed the opinion that most
             states would not approve regulations that denied people comfort. It was also
             noted that the issue of bus cooling and heating is really while passengers are
             boarding, and not while they are disembarking.
             General consensus was reached on this issue, with some disagreement remaining
             about whether or not 5 minutes was an appropriate amount of time to allow for
             cooling or warming a bus, in particular prior to passenger boarding.
             EXEMPTION: a vehicle is forced to remain motionless because of traffic, an
             official traffic control device or signal, or at the direction of a law
             enforcement official.
Discussion:   There was little discussion on this issue, but it was suggested that traffic should
             be specified as being "on-road". For example, queuing at a distribution center or
             warehouse would not qualify as traffic.
Consensus:   General consensus reached on this exemption provided that traffic is clarified as
             being "on-road."

G
Issue:        EXEMPTION: a vehicle idles during adverse weather conditions to ensure
             the safe operation of the vehicle (e.g., operating defrosters, installing chains).
Discussion:   Discussion centered around the question of whether this exemption, as written,
             allowed too much flexibility and would provide a loophole, in particular for
             drivers to idle while using only the fact that the temperature is cold as an excuse.
             It was  pointed out that in very cold weather, fuel might gel, and it would be
             necessary to leave the engine running to keep the fuel warm and to ensure the safe
             operation of the vehicle. A suggestion was made to add "no longer than
             necessary" to the exemption. Another suggestion was to change "operating
             defrosters,"  which many felt would allow virtually unlimited idling as long as the
             defroster was on, to "in order to defrost windows."
Consensus:   General consensus reached on this exemption though it was asked that suggested
             changes to wording listed above be considered as measures to tighten a potential
             loophole.

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H
Issue:
Discussion:
Consensus:
EXEMPTION:  a police, fire, ambulance, public safety, military, other
emergency or law enforcement vehicle, or any vehicle being used in an
emergency capacity idles while in an emergency or training mode.
There was no significant discussion on this issue.
General consensus reached on this exemption with no changes.
I
Issue:        EXEMPTION:  the primary propulsion engine is idling for maintenance,
             servicing, repairing, or diagnostic purposes.
Discussion:   Discussion focused around the possibility that some might use this as a loophole,
             and claim that idling was necessary for one of these purposes, with an
             enforcement official being unable to truly verify the claim. Nevertheless, all
             agreed that this type of exemption is needed. It was suggested that the phrase "if
             idling is necessary for such activity" be added as an additional clarification.
Consensus:   General consensus reached on this exemption provided that the phrase "if idling is
             necessary for such activity" is added to the end of the exemption.

J
Issue:        EXEMPTION:  a vehicle is required to idle by law to verify that all
             equipment is in good working order, as part of a State or Federal inspection,
             provided that such engine idling is mandatory for such verification.
Discussion:   There was minimal discussion on this issue, though it was suggested that the word
             "mandatory" be changed to "necessary" because inspection rules typically don't
             say that you must idle, rather idling is necessary to accomplish some other
             activity required by the inspection rules.
Consensus:   General consensus reached on this exemption provided that the word
             "mandatory" is changed  to "necessary."

K
Issue:        EXEMPTION:  the primary propulsion engine idles to provide a power
             source necessary for mechanical or electrical  operations other than
             propulsion (e.g., loading or unloading, mixing or processing cargo, straight
             truck refrigeration).
Discussion:   Discussion focused on what qualified as a necessary power source.  There was
             some discussion of whether this exemption could be used by truck drivers who
             are resting and want to power their auxiliary equipment, such as microwaves and
             televisions. Overall though, participants took this exemption only to cover Power
             Take-Off applications. A number of participants suggested a minor change to the
             wording to clarify the intent of the exemption.
Consensus:   General consensus reached on this exemption, with the suggestion that it be
             reworded to say "it is necessary to idle the primary propulsion engine in order to
             provide a power source for mechanical or electrical . . ."

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L
Issue:
Discussion:
Consensus:
             EXEMPTION:  an armored vehicle idles when a person remains inside the
             vehicle to guard the contents, or while the vehicle is being loaded or
             unloaded.
             There was no significant discussion on this issue.
             General consensus reached on this exemption with no changes.
M
Issue:

Discussion:
Consensus:
             EXEMPTION:  a passenger bus idles while passengers are onboard to
             maintain passenger comfort.
             Discussion centered around the vague nature of the term "passenger comfort," as
             well as the lack of any time limit in this exemption.  Some participants believed
             that there should be no time limit as long as a single passenger is on-board, while
             others believed there should be no idling allowed at all.  Many believed that the
             exemption for "passenger comfort" was okay if no alternative shelter was
             available. An example was cited where in Atlantic City, NJ, passengers finish
             gambling and return to buses  at widely varied times, which sometimes results in
             buses idling for several hours to keep these passengers comfortable.
             General consensus was reached on this exemption, with a few suggested changes.
              First is to add "where no alternatives are available" to the end of the exemption.
             Second is to consider a time limit, such as 15 minutes or 30 minutes in each 60
             minute period.
N
Issue:        CONDITIONAL EXEMPTION: a vehicle idles due to mechanical
             difficulties over which the driver has no control; PROVIDED that: the
             driver is ticketed but the ticket is dismissed if the vehicle owner submits the
             repair paperwork or product receipt (by mail; within 30 days) to the
             appropriate authority verifying that the mechnical problem has been fixed.
             Discussion on this conditional exemption focused on the difficulties of putting
             into place the system where a driver receives a ticket, but is able to submit proof
             of repair and have the ticket dismissed. A number of State representatives
             indicated that they didn't believe this type of system could be implemented in
             their state. They also indicated that they believed this type of system might
             unduly clog the court system.  Discussion also addressed whether the driver or the
             company should receive the ticket and have the burden of proving that the
             mechanical difficulty claimed was later repaired.
             General consensus was reached on the need for this type of exemption, but no
             agreement was reached on the use of the system whereby a ticket is issued and
             later dismissed.
Discussion:
Consensus:

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o
Issue:
Discussion:
Consensus:
CONDITIONAL EXEMPTION:  idling of an occupied vehicle with a sleeper
berth compartment for purposes of air conditioning, heating, or powering
any ancillary equipment during sleeping or resting, until 2010 whereupon
this exemption is no longer valid.  [Depending on when enacted, allow 5 years
for the industry to evaluate, select, and finance an idle reduction technology
(or technologies) that addresses cab comfort needs].
As in previous workshops, discussion focused on balancing needs of the state
with that of the truck driver. States are seeking emission reductions, and idling
while sleeping represents one of the largest sources of idling emissions.  On the
other hand, truck drivers want to ensure that they can sleep comfortably, thereby
ensuring that they will be well-rested and safe the next day.  Trucking
representatives indicated that if idling of sleepers is banned, fewer sleepers will
be used, and the price of trucking will increase significantly, in turn leading to
increased prices for nearly all goods. All participants acknowledged the need for
truck drivers to get a restful sleep, and there was general agreement on the need
for this type of exemption. On the issue of the sunset of this exemption in 2010,
there was significant discussion about the impacts of this sunset on truck owners,
particularly independent owner-operators and small trucking companies.
Trucking representatives indicated that, regardless of the lead time given to
identify suitable technologies, the additional  cost of $5,000 - $8,000 for a device
like an auxiliary power unit (APU) would make trucks too expensive for
independent drivers, and would likely drive many of them out of business.
Trucking representatives also indicated that if some states adopted a sunset and
others did not,  many drivers would simply avoid traveling through those states,
which could have implications for the transport of goods to stores in those states.
Most government representatives were  generally in favor of the sunset provision.
 A suggestion was also made to change "sleeping or resting" to "sleeping, resting,
or queuing".
General consensus was reached on the need for a sleeper berth exemption at the
present time, as well as on the need to ultimately reduce idling while sleeping.
However, many participants, particularly from the trucking industry, were not in
favor of a sunset provision due to the undue burden they feel it would place  on
independent owner-operators and small trucking companies. As an  alternative, it
was suggested that the Model Law might contain a sunset provision only for those
trucks that are  older, and therefore dirtier, and that newer trucks (in particular
2007 MY trucks) might not be subject to the sunset provision, since their engines
are cleaner, and in fact cleaner than most APUs that would otherwise be used to
eliminate idling.  This would need to be considered in conjunction with the
possible Conditional Exemption for APUs described below.

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p
Issue:
Discussion:
Consensus:
             CONDITIONAL EXEMPTION: idling of an occupied vehicle for purposes
             of air conditioning or heating to prevent a safety or health emergency, until
             2010 whereupon this exemption is no longer valid. [Depending on when
             enacted, allow 5 years for the industry to evaluate, select, and finance an idle
             reduction technology (or technologies) that addresses cab comfort needs].
             Discussion focused on whether or not this exemption could be combined with the
             exemption on sleeper berths, as well as on the situation in which delays that result
             in drivers idling are caused by distribution centers and other similar facilities. On
             the second point, trucking representatives pointed out that in many  cases where a
             driver idles to remain comfortable while queuing, he or she is waiting to load or
             unload because the facility is not running on schedule. In these cases,  the
             sentiment was that there should be some way to hold the facility causing the delay
             liable for any idling. A suggestion was made that some way be found to work
             into the Model Law a clause and related penalties for those facilities that "cause
             or permit" idling to take place. There was also significant discussion on just how
             "safety or health emergency" would be defined, and how these terms related to
             "driver comfort."  Some thought the phrase "safety or health emergency" might
             be too vague.
             General consensus was reached on the need for an exemption such  as this, but as
             with the sleeper berth exemption, there was considerable disagreement on the
             issue of the sunset provision.  It was also suggested that the wording be modified
             to specify that this exemption refers to trucks, rather than "an occupied vehicle"
             to distinguish from buses, which are covered under a different exemption.
Q
Issue:        CONDITIONAL EXEMPTION: operating a diesel-powered auxiliary
             engine to provide air conditioning, heat, or electrical power to the truck or
             engine as an alternative to idling the primary engine for all 2006 or older
             model year diesel vehicles; except for 2007 and subsequent model year diesel
             vehicles whereupon the diesel auxiliary engine must be verified by the U.S.
             Environmental Protection Agency or certified by the California Air
             Resources Board to meet the same or more stringent emission levels for fine
             particulate matter (PM2.5) as model year 2007 and subsequent heavy-duty
             diesel engines.
             This is an issue of growing concern mainly due to California's proposed
             regulation that would make 2007 model APUs meet a more stringent standard
             based on the assumption that these smaller engines will emit more in particulate
             matter than a 2007 and subsequent model year truck. Participants believed in the
             need to clean up the APUs, and their comments focused on tightening the
             language so it ready more clearly.
Consensus:    General  consensus was reached.
Discussion:

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R
Issue:
Discussion:
Consensus:
Penalties
There was significant discussion on a number of topics, including who should
receive tickets and be liable for fines (drivers and/or owners), whether or not
drivers should receive points on the CDL for idling violations, and the difficulties
that come with trying to recommend one set of penalties in a model law such as
this.  On the final point, many participants suggested that, rather than specifying
liable parties and fine structures, the Model Law might simply list a variety of
options, since the abilities of states vary so greatly. For example, some states
indicated that while they might like to issue tickets to companies, their computer
systems are set up only to allow tickets to be issued to drivers.  Similarly, some
states indicated that they can only track such tickets by company name and not by
driver. Generally, there was agreement that it is useful to fine the company, as
this will ensure that they management is aware of idling violations,  and will
encourage them to work with drivers to reduce unnecessary idling.  There was
also agreement that the proposed penalty structure with fines increasing with each
offense is too complicated, and should be simplified.  Some also felt that the fines
for companies were too high.
General consensus was reached on the value of trying to standardize fines, but
some indicated that standardizing who receives tickets may be difficult.
Consensus was also reached on the need to simplify the penalty structure, to
include a warnings or low fines for a first offense, and then a higher set of fines
for the second offense,  with these fines remaining the same for all subsequent
offenses. There was  also consensus that points should not be applied to a driver's
CDL for idling violations, which is consistent with policies for other nonmoving
violations.
S
Issue:
Discussion:
Consensus:
Enforcement
Due to time constraints, there was minimal discussion of enforcement. However,
one suggestion made was that a "rule effectiveness study" be conducted as a
method of determining the most efficient method of enforcement for idling laws.
N/A.

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T
Issue:         Education/Outreach
Discussion:    All agreed that the key to the success of any idling regulation will be education,
              since drivers will only be able to comply with the laws if they are aware of the
              provisions of the laws. It was noted that the requirements of idling laws need to
              be conveyed to drivers in layman's terms, rather than in legal language.
              Suggestions for methods to educate drivers about laws in particular states
              included: sending mailings to drivers through state trucking associations and
              other membership organizations, sending information with bills or statements for
              E-Z Pass, Pre-Pass, and other similar programs used frequently by truck drivers,
              putting information on placemats at truck stops, and informing drivers of the
              existence of an idling law via roadside signs as they enter and travel throughout
              the state. It was also suggested that trucking companies who are making
              compliance a high priority with their drivers could put "reminders" on the  side of
              their trucks so that other drivers will see it, as well as the public.
Consensus:    N/A.

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