United States
Environmental Protection
Agency
Office of Research and
Development
Washington, DC 20460
EPA's Small Business Innovation
Research (SBIR) Program
The Environmental Protection Agency (EPA) is one of 11 federal agencies that
participates in the SBIR Program established by the Small Business Innovation
Development Act of 1982. The purpose of this Act was to strengthen the role of
small businesses in federally funded R&D and help develop a stronger national base
for technical innovation. An SBIR small business is defined as a for-profit
organization with no more than 500 employees. In addition, the small business
must be independently owned and operated, at least 51 percent owned by U.S.
citizens or lawfully admitted resident aliens, not dominant in the field of operation in
which it is proposing, and have its principal place of business in the United States.
Joint ventures and limited partnerships are eligible for SBIR awards, provided the
entity created qualifies as a small business.
EPA issues annual solicitations for Phase I and Phase II research proposals from
science and technology-based firms. Under Phase I, the scientific merit and technical
feasibility of the proposed concept is investigated. EPA awards firm-fixed-price
Phase I contracts of up to $70,000 for 6 months. Through this phased approach to
SBIR funding, EPA can determine whether the research idea, often on high-risk
advanced concepts, is technically feasible, whether the firm can do high-quality
research, and whether sufficient progress has been made to justify a larger Phase II
effort.
Phase II contracts are limited to small businesses that have successfully completed
their Phase I contracts. The objective of Phase II is to develop and commercialize the
Phase I technology. Competitive awards are based on the results of Phase I and the
commercialization potential of the Phase II technology. In Phase II, EPA awards
contracts of up to $225,000 for two years. EPA also offers up to $120,000 and one
additional year as Phase II Options for firms with third party financing for
accelerating commercialization or for technologies accepted into an EPA technology
verification program.
EPA's next Phase I Solicitation opens on March 20, 2008 and closes on May 21,
2008. Solicitations include a description of the SBIR Program, application
requirements and research topics and are posted on the National Center for
Environmental Research (NCER) Web Site at:
www.epa.gov/ncer/sbir
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