Proposed Rule for High Occupancy
Vehicle (HOV) Facility Exemptions for
Low Emission and Energy-Efficient
Vehicles
The U.S. Environmental Protection Agency (EPA) is issuing a Notice of
Proposed Rulemaking (NPRM) to implement elements of the 2005 Trans-
portation Act (SAFETEA'LU) to provide exemptions for vehicles certified as low
emission and energy-efficient for use in high occupancy vehicle (HOV) lanes.
Background
In general, vehicles using state HOV facilities must have two or more occupants.
However, Section 1121 of The Safe, Accountable, Flexible, Efficient Transportation
Equity Act: A Legacy for Users Act (SAFETEA'LU), which was signed into law
on August 10, 2005, allows an exemption from the HOV occupancy requirement
for vehicles certified as "low emission and energy-efficient." It requires EPA to issue
regulations for certifying vehicles as "low emission and energy-efficient." These
provisions are codified at 23 United States Code (U.S.C.) 166.
Thus, this rulemaking specifically proposes the requirements for "low emission and
energy-efficient," including procedures for making fuel economy comparisons and
the requirements for labeling these vehicles. As the Department of Transportation
(DOT) is responsible for the planning and implementation of HOV programs, any
changes to HOV programs as a result of this proposal would also be implemented by
DOT and enforced by the individual states that choose to adopt these requirements.
The provision allowing the HOV exemption is currently set to expire September 30,
2009.
Low Emission and Energy Efficient Vehicle Specifications
• This proposal applies to light-duty vehicles under 8,500 pounds gross vehicle
weight rating (GVWR).
• Vehicles would be required to meet the specifications for both low emission
and energy-efficient to be eligible for an exemption from HOV occupancy
United States
Environmental Protection
Agency
Office of Transportation and Air Quality
EPA420-F-07-042
May 2007
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requirements. Some hybrid vehicles will be ineligible for the exemption because they
cannot satisfy this combined requirement.
• To be considered low emission, a vehicle would have to be certified to either the federal
Tier 2 bin 5 (or cleaner) or California LEV II emission standards.
• To be considered energy efficient, a vehicle would have to be:
o A dedicated alternative fuel vehicle, or
o A hybrid vehicle achieving 50 percent or better in-city fuel economy or 25
percent or better in combined city/highway fuel economy compared to a similar
gasoline fueled vehicle.
Fuel Economy Comparison Methodology
The vehicle fuel economy comparison is proposed to be based on a hybrid-to-gasoline vehicle
comparison. Using this methodology, we are proposing to compare hybrid-electric vehicles
to their gasoline counterparts (i.e. those of the same or similar make and model type such as
comparing the Ford Escape Hybrid to the Ford Escape gasoline model) to determine the percent
difference in fuel economy between the hybrid and the gasoline model. This method only
compares hybrid vehicles to gasoline vehicles. Gasoline, diesel, and flexible-fuel vehicles would
be ineligible for HOV exemption under this proposal. For hybrid vehicles that do not have a
similar gasoline counterpart, such as the Toyota Prius, EPA is proposing that the comparison
be based on gasoline vehicles within the same comparable class as used in EPA's annual Fuel
Economy Guide, which is jointly published by EPA and DOE. The median unadjusted fuel
economy of all the gasoline vehicles in that class would be determined, and then compared
against the hybrid's fuel economy.
Labeling Requirements
All vehicles certified as low emission and energy-efficient must be appropriately labeled for use
in HOV facilities. States are responsible for labeling the vehicles. Existing labels, such as decals
or license plates, are acceptable for continued use.
Costs and Benefits
There are no foreseen adverse economic or air quality impacts associated with this proposal.
This proposal is expected to further the intent of Congress to provide non-financial incentives
to increase the purchase of hybrids and other fuel efficient vehicles.
High Occupancy Vehicle Facility Exemptions
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Public Participation Opportunities
We welcome your comments on this proposed rule. Comments will be accepted for 30 days
beginning when this proposal is published in the Federal Register. All comments should be
identified by Docket ID No. EPA-HQ-OAR-2005-0173 and submitted by one of the following
methods:
Internet: www.regulations.gov
E-mail: A-and-R-Docket@epa.gov
Mail:
Environmental Protection Agency
Air and Radiation Docket and Information Center (6102T)
1200 Pennsylvania Avenue NW
Washington, DC 20460
Hand Delivery:
EPA West Building
EPA Docket Center (Room 3340)
1301 Constitution Avenue NW
Washington, DC
For More Information
You can access the rule and related documents on EPA's Office of Transportation and Air
Quality (OTAQ) Web site at:
www.epa.gov/otaq/ld-hwy.htm#hov
For further information, please contact Holly Pugliese at:
U.S. Environmental Protection Agency
Office of Transportation and Air Quality
2000 Traverwood Drive
Ann Arbor, MI 48105
Phone: 734-214-4288
E-mail: pugliese.holly@epa.gov
High Occupancy Vehicle Facility Exemptions
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