oEPA
    United States
    Environmental Protection
    Agency
III!
  Small Entity Compliance
  Guide to Renovate Right
  EPA's Lead-Based Paint
  Renovation, Repair, and
  Paintina Proaram       I
   Office of Chemical Safety and
   Pollution Prevention
   EPA-740-K-10-003
   July 2010
A handbook for contractors,
property managers and
maintenance personnel
working in homes and
child-occupied facilities
built before 1978.


          •*
                                          i

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Who Should Read this Handbook?
•  Anyone who owns or manages housing or child-occupied facilities built before 1978.
•  Contractors who perform activities that disturb painted surfaces in homes and child-occupied facilities
   built before 1978 (including certain repairs and maintenance, and painting preparation activities).


About  this Handbook
This handbook summarizes requirements of EPA's 2008 Lead-Based Paint Renovation, Repair and Painting Pro-
gram Rule, aimed at protecting against lead-based paint hazards associated with renovation, repair and painting
activities. The rule requires workers to be trained to use lead-safe work practices and requires renovation firms to be
EPA-certified; these requirements became fully effective April 22, 2010.
To ensure compliance, you should also read the complete rule on which the program is based. While EPA has sum-
marized the provisions of the rule in this guide, the legal requirements that apply to renovation work are governed
by EPA's 2008 Lead Rule.  A copy of the rule is available on EPA's website at www.epa.gov/lead/pubs/renovation.
htm.
A companion pamphlet, entitled The Lead-Safe Certified Guide to Renovate Right: Important LeadHazard Informa-
tion for Families, Child Care Providers, andScfiools(EPA-74Q-K-lQ-QQl), has been prepared in conjunction with
the rule for distribution to persons affected by work that disturbs lead-based paint. (See page 17 for information on
how to get copies of the rule, the Renovate Right pamphlet, and other related materials.)
Other state or local requirements that are different from or more stringent than the federal requirements
may apply in your state. For example, federal law allows EPA to authorize states to  administer their own program in
lieu of the federal lead program. Even in states without an authorized lead program, a state
may promulgate its own rules that may be different or go beyond the federal requirements. For more
information on the rules that apply in your state, please contact the National Lead Information Center
at 1-800-424-LEAD (5323).
Your feedback is important. Please review this guide and contact the National Lead Information Center
at 1-800-424-LEAD (5323) with any comments regarding its usefulness and readability, and improvements you
think are needed.
  This document is published by the Environmental Protection Agency (EPA) as the official compliance guide
  for small entities, as required by the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA).
  Before you begin using the guide, you should know that the information in this guide was originally published
  in June 2008, with a significant revision in July of 2010. EPA is continually improving and upgrading its rules,
  policies, compliance programs, and outreach efforts. To find out if EPA has revised or supplemented the
  information in this guide call the National Lead Information Center at 1-800-424-LEAD (5323).

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What Is the  Lead-Based Paint Renovation,  Repair and
Painting  Program  (RRP)?
•  The Lead-Based Paint Renovation, Repair and Painting Program is a federal regulatory program affecting
  contractors, property managers, and others who disturb painted surfaces.
•  It applies to residential houses, apartments, and child-occupied facilities such as schools and day-care
  centers built before 1978.
•  It includes pre-renovation education requirements as well as training, certification, and work practice
  requirements.
  - Pre-renovation education requirements:

    • Contractors, property managers, and others who perform renovations for compensation
      in residential houses, apartments, and child-occupied facilities built before 1978 are required
      to distribute a lead pamphlet before starting renovation work.
  - Training, certification, and work practice requirements:
    • Firms are required to be certified, their employees must be trained (either as a certified renovator or on-the-
      job by a certified renovator) in use of lead-safe work practices, and lead-safe  work practices that minimize
      occupants' exposure to lead hazards must be followed.

  • Renovation is broadly defined as any activity that disturbs painted surfaces and  includes most repair.
    remodeling, and maintenance activities, including window replacement.
  • The program includes requirements implementing both Section 402(c) and 406(b) of the Toxic
    Substances Control Act (TSCA). (www.epa.gov/lead/pubs/titieten.html)

  • EPA's lead regulations can be found at 40 CFR Part 745, Subpart E.
How Can  this Handbook Help Me?
  Understanding the lead program's requirements can help you protect your customers from the hazards of
  lead and can, therefore, mean more business for you.

  This handbook presents simple steps to follow to comply with the EPA's lead program. It also lists ways
  these steps can be easily incorporated into your work.

  Distributing the lead pamphlet and incorporating required work practices into your job site will help protect
  your customers and occupants from the hazards of lead-based paint.

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Who Must  Follow the Renovation, Repair and Painting Rule's
Requirements?
In general, anyone who is paid to perform work that disturbs paint in
housing and child-occupied facilities built before 1978, this may include,
but is not limited to:
- Residential rental property owners/managers
- General contractors
- Special trade contractors, including
  •  Painters
  •  Plumbers
  •  Carpenters
  •  Electricians
What Activities Are Subject to the Lead Renovation, Repair
and Painting Program?
In general, any activity that disturbs paint in pre-1978 housing and child-occupied facilities, including:
•  Remodeling and repair/maintenance
•  Electrical work
•  Plumbing
•  Painting preparation
•  Carpentry
•  Window replacement

What  Housing or Activities Are  Excluded and Not Subject
to the Rule?~
•  Housing built in 1978 or later.
•  Housing for elderly or disabled persons, unless children under 6 reside or are expected to
  reside there.
•  Zero-bedroom dwellings (studio apartments, dormitories, etc.).
•  Housing or components that have been declared lead-free. Such a declaration
  can be made by a certified inspector or risk assessor. Also, a certified renovator
  may declare specific components lead-free using an EPA recognized test kit.
•  Minor repair and maintenance activities that disturb 6 square feet or
  less of paint per room inside, or 20 square feet or less on the exterior
  of a home or building.
•  Note: minor repair and maintenance activities do not include
  window replacement and projects involving demolition or prohibited practices.

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What Does the Program  Require Me To Do?

Pre-renovation education requirements.
• In housing built before 1978, you must:
  • Distribute EPA's lead pamphlet to the owner and occupants before renovation starts.
• In a child-occupied facility, you must:
  • Distribute the lead pamphlet to the owner of the building or an adult representative of the child-occupied
    facility before the renovation starts.
  • Either distribute renovation notices to parents/guardians of the children attending the child-occupied facility, or
    post informational signs about the renovation or repair job.
• For work in common areas of multi-family housing, you must:
  • Either distribute renovation notices to tenants or you must post informational signs about the renovation or
    repair job.
• Informational signs must:
  • Be posted where they will be seen;
  • Describe the nature, locations, and dates of the renovation; and
  • Be accompanied by the lead pamphlet or by information on how parents and guardians can get a free
    copy (see page 31 for information on obtaining copies).
• Obtain confirmation of receipt of the lead pamphlet (see page 23) from the owner, adult representative, or
  occupants (as applicable), or a certificate of mailing from the post office.
• Retain records for three years.
• Note: Pre-renovation education requirements do not apply to emergency renovations.
  Emergency renovations include interim controls performed in response to a resident child
  with an elevated blood-lead level.

Training, Certification, and Work Practice Requirements.
• All firms must be certified (even sole-proprietors).
• Renovators must be trained.
• Lead-safe work practices must be followed. Examples of these practices include:
  • Work-area containment to prevent dust and debris from leaving the work area.
  • Prohibition of certain work practices like open-flame burning and the use of power tools without HEPA
    exhaust control.
  • Thorough clean up followed by a verification procedure to minimize exposure to lead-based
    paint hazards.

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How  Does a Firm  Become Certified?
Firms must apply to EPA for certification to perform renovations or dust sampling. To apply, a firm must submit to
EPA a completed "Application for Firms," signed by an authorized agent of the firm, and pay the correct amount of
fees. To obtain a copy of the "Application for Firms" contact the NLIC at 1-800-424-LEAD (5323) or visit
www.epa.gov/getieadsafe.

What Are the Responsibilities of a Certified Firm?
Firms performing renovations must ensure that:
1. All individuals performing activities that disturb painted surfaces on behalf of the firm are either certified
  renovators or have been trained by a certified renovator.
2. A certified renovator is assigned to each renovation and performs all of the certified renovator
  responsibilities.
3. All renovations performed by the firm are performed in accordance with the work practice standards of the
  Lead-Based Paint Renovation, Repair, and Painting Program (see the flowchart on page 9 for details
  about the work practice standards).
4. Pre-renovation education requirements of the Lead-Based Paint Renovation, Repair, and Painting
  Program are performed.
5. The program's recordkeeping requirements are met.
                                                      Iffll    Iffll   Iffll

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How Does a Renovator  Become  Certified?
To become a certified renovator an individual must successfully complete an eight-hour initial renovator training
course offered by an accredited training provider (training providers are accredited by EPA, or by an authorized state
or tribal program). The course completion certificate serves as proof of certification. To find a trainer in your area
contact the NLIC at 1-800-424-LEAD (5323) or visit http://www.epa.gov/getleadsafe.


Are  There Streamlined Requirements for Contractors with
Previous Lead  Training?
Yes. Individuals who have  successfully completed an accredited lead abatement worker or supervisor course, or
individuals who have successfully completed certain EPA, Department of Housing and Urban
Development (HUD), or EPA/HUD model renovation training courses, need only take a four-hour refresher renova-
tor training course instead of the eight-hour initial renovator training course to become certified. For a list of quali-
fied previous training courses contact the NLIC at 1-800-424-LEAD (5323) or visit http://www.epa.gov/lead/pubs/
trainerinstructions.htm#refresher.


What Are the Responsibilities of a  Certified  Renovator?
Certified renovators are responsible for ensuring overall compliance with the Lead-Based Paint Renovation, Repair.
and Painting Program's requirements for lead-safe work practices at renovations they are assigned (see the flowchart
on page 9 for details  about the work practice standards). A certified renovator:
1. Must provide on-the-job training to other workers (who have not taken the certified renovator training course) on
   the work practices they  will be using in performing their assigned tasks.
2. Must be physically present at the work site when warning signs are posted, while the work-area
  containment is being established, and while the work-area cleaning is performed.
3. Must regularly direct work being performed by other individuals to ensure that the work practices are
  being followed, including maintaining the integrity of the containment barriers and ensuring that dust or
  debris does not spread beyond the work area.
4.  When requested by the party contracting for renovation services, must use an EPA recognized test kit to  deter-
  mine whether components affected by the renovation contain lead-based paint (For more information regarding
  test kits call the National Lead Information Center at 1-800-424-LEAD (5323), or check our web site at
  www. epa.gov/lead/pubs/renovation.htm). Note: you must assume lead-based paint is present for housing and
  buildings covered by this rule, unless testing is done that determines the components affected are lead-free.
5. Must be available, either on-site or by telephone, at all times renovations are being conducted.
6. Must perform project cleaning verification.
7. Must have with them at  the work site copies of their initial course completion certificate and their most
  recent refresher course completion certificate.
8. Must prepare required records.

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How Long Do Firm and  Renovator Certifications  Last?

To maintain their certification, renovators and firms must be re-certified by EPA every five years. A firm must
submit to EPA a completed "Application for Firms," signed by an authorized agent of the firm, and pay the
correct amount of fees. Renovators must successfully complete a refresher training course provided by an
accredited training provider.


What Are the Recordkeeping  Requirements?

•  All documents must be retained for three years following the completion of a renovation.

•  Records that must be retained include:

  • Reports certifying that lead-based paint is not present.

  • Records relating to the distribution of the lead pamphlet.

  • Documentation of compliance with the requirements of the Lead-Based Paint Renovation.
    Repair, and Painting Program. This information must also be given to the owner and, if different, the
    occupant of the housing or unit that was renovated (EPA has prepared a sample form that is available at
    www.epa.gov/lead/pubs/samplechecklist.pdf).
  What Are the  Required Work Practices?
  The flow charts on the following pages will help determine if your project is subject to the Lead-Based
  Paint Renovation, Repair and Painting Program's requirements and, if so, the specific requirements for
  your particular project. The flowcharts, and other information included in this guide, are not intended
  to be a replacement for official training.

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EPA's  Lead Program  Rule At-A-Glance
Do the Requirements Apply to the Renovation?
If you will be getting paid to do work that disturbs painted surfaces in a pre-1978 home, apartment
building, or child-occupied facility, answer the questions below to determine if the EPA lead program
requires you to distribute the lead pamphlet and/or if you will need to comply with training, certification.
and work practice requirements when conducting the work.
   Does the job involve activities that disturb painted surfaces in a
   home or child-occupied facility built before 1978?
   Are ANY of the following conditions present?
   •  The work is a lead abatement project.
   •  Work consists of only minor repairs or maintenance that
      disturb 6 square feet or less of painted surfaces per room
      for interior activities or 20 square feet or less of painted
      surface for exterior activities. Note: this does not include
      window replacement, demolition, and projects involving
      prohibited practices.
   •  Housing has been determined to be free  of lead-based paint
      either by a  certified inspector or risk assessor, or the
      components being renovated have been determined to be
      free of lead-based paint by a certified renovator using an
      EPA recognized test kit.
   •  Housing is  a zero-bedroom dwelling (studio apartments.
      dormitories, etc.).
   •  Housing is  for the elderly or disabled and no children under
      six reside or are expected to reside there.


          EPA


       lead-based


    paint renovation,


       repair, and


    painting program


      requirements


      do not apply.
   Is the project an emergency renovation?
   Emergency renovations are:

   1. Activities that were not planned and if not immediately
     attended to present a safety hazard or threaten equipment
     and/or property with significant damage.

   OR

   2. Interim controls performed in response to an elevated blood
     lead level in a resident child.
 You will need to provide the lead pamphlet.
 See Flow Chart 2 for specific requirements.

     Pre-renovation
       education
      requirements
     of the program
      do not apply.

    See Flow Chart 3
   to determine which
   specific renovation
   training and work
practice requirements ap-
      ply to the job.
Flow Chart 1

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How Do I Comply with the Pre-Renovation Education Requirements?
Requirements to distribute pre-renovation educational materials vary based on the location of the
renovation. Select the location below that best describes the location of your project, and follow the
applicable procedure on the right.
    Renovations in
   Owner-Occupied
    Dwelling Units
    Renovations in
   Tenant-Occupied
    Dwelling Units
    Renovations in
    Common Areas
    of Multi-Family
    Housing Units
    Renovations in
   Child-Occupied
      Facilities
Deliver lead pamphlet to owner before renovation begins and
obtain confirmation of receipt.
OR
Mail lead pamphlet to owner 7 days before renovation begins
and document with certificate of mailing.
1.  Provide lead pamphlet to owner using either procedure
   described in the box at the top of this page.

2.  Provide lead pamphlet to tenant by either method below:
   (a) Deliver pamphlet to dwelling unit before renovation
      begins and document delivery with either a confirmation
      of receipt of lead pamphlet or a self-certification of
      delivery.
                             OR
                                (b) Mail lead pamphlet to tenant at least 7 days prior to
                                   renovation and document with a certificate of mailing.
   Provide owner with lead pamphlet using either procedure
   described in the box at the top of this page.
   Notify tenants and make pamphlet available, or post signs
   describing the renovation. The signs must include the
   pamphlet or information on how to review a copy.
   Maintain written documentation describing  notification
   procedures.
   Provide supplemental renovation notice if changes occur in
   location, timing, or scope of renovation occurring.
r
k
1.  Provide the owner of the building with the lead pamphlet
   using either:
   (a) The procedure described in the box at the top of this
      page.
OR
   (b) If the child-occupied facility is not the building owner.
      provide the lead pamphlet by either method below:
   (i) Obtain a written acknowledgment that an adult
      representative received the pamphlet; or certify in
      writing that a pamphlet was delivered.
OR
   (ii)Obtain a certificate of mailing at least 7 days before the reno-
      vation.

2.  Provide the parents or guardians of children using the child-
   occupied facility with information by either of these methods:
   (a) Mail or hand-deliver the lead pamphlet and renovation
      information to each parent or guardian.
 k
                             OR
                                (b)Post signs describing the renovation. The signs must
                                   include the pamphlet or information on how to review
                                   a copy.
                  See

                 Flow

                Chart 3

                  for

              information

                 about

                specific

                training

               and work

                practice

             requirements

              for the job.
                                                                                                       Flow Chart 2

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Do the Renovation Training and Work Practices Apply?
  Is the project an emergency renovation?
  Does the project include interim controls performed in
  response to an elevated blood lead level of a resident
  child?
  Emergency projects are exempt from the warning sign.
  containment, waste handling, training, and certification
  requirements to the extent necessary to respond to the
  emergency. Emergency renovations are NOT exempt
  from the cleaning and cleaning verification requirements.
  See Flow Chart 5 for interior cleaning and cleaning
  verification requirements, and Flow Chart 8 for exterior
  cleaning and verification requirements.
                                                                        Continue to
                                                                       Flow Chart 4
                                                                         for work
   practice
requirements.
Flow Chart 3

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Work Practice Requirements
   General
   (A)  Renovations must be performed by certified firms using certified renovators.
   (B)  Firms must post signs clearly defining the work area and warning occupants and other persons
        not involved in renovation activities to remain outside of the work area. These signs should be
        in the language of the occupants.
   (C)  Prior to the renovation, the firm must contain the work area so that no dust or debris leaves
        the work area while the renovation is being performed.
   (D)  Work practices listed below are prohibited during a renovation:
        1. Open-flame burning or torching of lead-based paint;
        2. Use of machines that remove lead-based paint through high speed operation such as
          sanding, grinding, power planing, needle gun, abrasive blasting, or sandblasting, unless
          such machines are used with HEPA exhaust control; and
        3. Operating a heat gun on lead-based paint at temperatures of 1100 degrees Fahrenheit or higher.
   (E)  Waste from renovations:
        1. Waste from renovation activities must be contained to prevent releases of dust and debris
          before the waste is removed from the work area for storage or disposal.
        2. At the conclusion of each work day and at the conclusion of the renovation, waste that has
          been collected from renovation activities must be stored to prevent access to and the release
          of dust and debris.
        3. Waste transported from renovation activities must be contained to prevent release of dust
          and debris.
                       Interior
                     Renovation
                      Projects.
                      See Flow
                      Chart 5.
 Exterior
Renovation
 Projects.
 See Flow
 Chart 8.
10
                          Flow Chart 4

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Work Practice Requirements Specific to Interior Renovations
   The firm must:
   (A)  Remove all objects from the work area or cover them with plastic sheeting with all seams and
        edges sealed.
   (B)  Close and cover all ducts opening in the work area with taped-down plastic sheeting.
   (C)  Close windows and doors in the work area. Doors must be covered with plastic sheeting.
   (D)  Cover the floor surface with taped-down plastic sheeting in the work area a minimum of six feet
        beyond the perimeter of surfaces undergoing renovation or a sufficient distance to contain the
        dust,  whichever is greater.
   (E)  Use precautions to ensure that all personnel, tools,  and other items, including the exteriors of
        containers of waste, are free of dust and debris when leaving the work area.
   (F)  After the renovation has been completed, the firm must clean the work area until no dust,  debris or
        residue remains. The firm must:
        1.  Collect all paint chips and debris, and seal it in  a heavy-duty bag.
        2.  Remove and dispose of protective sheeting as waste.
        3.  Clean all objects and surfaces in the work area and within two feet of the work area in the
           following manner:
           a. Clean walls starting at the ceiling and working down to the floor by either vacuuming with a
             HEPA vacuum or wiping with a damp cloth.
           b. Thoroughly vacuum all remaining surfaces and objects in the work area, including furniture
             and fixtures, with a HEPA vacuum.
           c. Wipe all remaining surfaces and objects in the work area, except for carpeted or
             upholstered surfaces, with a damp cloth. Mop uncarpeted floors thoroughly using a
             mopping method that keeps the wash water separate from the rinse water, or using a
             wet mopping system.
                         Cleaning verification is required to ensure the work area
                            is adequately cleaned and ready for re-occupancy.
                         See Flow Chart 6 for instructions on performing cleaning
                                    verification for interior projects.
Flow Chart 5
11

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Interior Cleaning Verification: Visual Inspection and Optional
Clearance Testing
   Certified renovator must perform a visual inspection.
   Is dust, debris or residue present?

  The area must be
re-cleaned and another
visual inspection must
    be performed.
   Does the contract, or another federal, state, territorial, tribal, or
   local regulation, require clearance testing at the conclusion of the
   renovation?

   Are the dust clearance samples required to be collected
   by a certified inspector, risk assessor or dust sampling
   technician, and is the renovation firm required to re-clean the
   work area until the dust clearance sample results are below
   applicable clearance standards?

   When you meet the applicable clearance standards.
   you're finished!
                                                                                      Continue to
                                                                                       cleaning
    verification
     procedure.
                                                                                       See Flow
                                                                                       Chart 7.
12
          Flow Chart 6

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Interior Cleaning Verification: Floors, Countertops, and Window Sills
Note: For areas greater than 40 square feet, separate the area into sections and use a new disposable
cleaning cloth for each section.
  Certified renovator must wipe all uncarpeted floors, countertops.
  and windowsills within the work area with a wet disposable clean-
  ing cloth. Is the cloth used for any area darker than the cleaning
  verification card?

  Re-clean the areas that failed using the procedures from Flow
  Chart 5, then use a new wet disposable cleaning cloth to wipe
  those areas again. Is the cloth used for any area darker than the
  cleaning verification card?

  Wait until either the area has dried completely or 1 hour has
  passed, whichever is longer. Once dry, wipe that area with a dry
  disposable cleaning cloth.
   The


work area


 has been


adequately


  cleaned


   and


 warning


   signs


  may be


 removed.
                                                                                   You're finished!
Flow Chart 7
               13

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Work Practice Requirements Specific to Exterior Renovations
   The firm must:
   (A) Close all doors and windows within 20 feet of the renovation.
   (B) Ensure that doors within the work area that will be used while the job is being performed are
       covered with plastic sheeting in a manner that allows workers to pass through while confining
       dust and debris.
   (C) Cover the ground with plastic sheeting or other disposable impermeable material extending a
       minimum of 10 feet beyond the perimeter or a sufficient distance to collect falling paint debris.
       whichever is greater.
   (D) In situations such as where work areas are in close proximity to other buildings, windy conditions.
       etc., the renovation firm must take extra precautions in containing the work area, like vertical
       containment.
   (E) After the renovation has been completed, the firm must clean the work area until no dust, debris
       or residue remains. The firm must:
       1. Collect all paint chips and debris, and seal it in a heavy-duty bag.
       2. Remove and dispose of protective sheeting  as waste.
       3. Waste transported from renovation activities must be contained to prevent release of dust and
          debris.
                          A certified renovator must perform a visual inspection.
                                   Is dust, debris or residue present?
                     These conditions
                 must be eliminated and
                  another visual inspec-
                        tion must
                      be performed.
   The area has
 been adequately
 cleaned; remove
the warning signs.
                                                                    You're finished!
14
                       Flow Chart 8

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How Is  My Compliance  Determined, and What Happens if the
Agency Discovers  a Violation?

To maximize compliance, EPA implements a balanced program of compliance assistance, compliance incen-
tives, and traditional law enforcement. EPA knows that small businesses that must comply with complicated
new statutes or rules often want to do the right thing, but may lack the requisite knowledge, resources, or
skills. Compliance assistance information and technical advice helps small businesses to understand and
meet their environmental obligations. Compliance incentives, such as EPA's Small Business Policy, apply to
businesses with 100 or fewer employees and encourage persons to voluntarily discover, disclose, and cor-
rect violations before they are identified by the government (more information about EPA's Small Business
Policy is available at www.epa.gov/compliance/incentives/smallbusiness/index.html). EPA's enforcement
program is aimed at protecting the public by targeting persons or entities who neither comply nor cooperate
to address their legal obligations.

EPA uses a variety of methods to determine whether businesses are complying, including inspecting work sites.
reviewing records and reports, and responding to citizen tips and complaints. Under TSCA, EPA (or a state, if this
program has been delegated to it) may file  an enforcement action against violators seeking penalties of up to $37,500
per violation, per day. The proposed penalty in a given case will depend on many factors, including the number.
length, and severity of the violations, the economic benefit obtained by the violator, and its ability to pay. EPA has
policies in place to ensure penalties are calculated fairly. These policies are available to the public. In addition, any
company charged with a violation has the right to contest EPA's allegations and proposed penalty before an impartial
judge or jury.

EPA encourages small businesses to work with the Agency to discover, disclose, and correct violations.
The Agency has developed self-disclosure, small business, and small community policies to modify penal-
ties for small and large entities that cooperate with EPA to address compliance problems. In addition, EPA
has established compliance assistance centers to serve over one million small businesses (see Construction
Industry Compliance Assistance Center for information regarding this rule at www.cicacenter.org). For more
information on compliance assistance and  other EPA programs for small businesses, please contact EPA's
Small Business Ombudsman at 202-566-2075.
                                                                                                 15

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Frequent  Questions

What is the legal status of this guide?
This guide was prepared pursuant to section 212 of SBREFA. EPA has tried to help explain in this guide
what you must do to comply with the Toxic Substances Control Act (TSCA) and EPA's lead regulations.
However, this guide has no legal effect and does not create any legal rights. Compliance with the procedures
described in this guide does not establish compliance with the rule or establish a presumption or inference
of compliance. The legal requirements that apply to renovation work are governed by EPA's 2008 Lead Rule.
which controls if there is any inconsistency between the rule and the information in this guide.

Is painting considered renovation if no surface preparation activity occurs?
No. If the surface to be painted is not disturbed by sanding, scraping, or other activities that may
cause dust, the work is not considered renovation and EPA's lead program requirements do not apply.
However, painting projects that involve surface preparation that disturbs paint, such as sanding and
scraping, would be covered.

What if I renovate my own home?
EPA's lead program rules apply only to renovations performed for compensation; therefore, if you work on
your own home, the rules do not apply. EPA encourages homeowners to use lead-safe work practices.
nonetheless, in order to protect themselves, their families, and the value of their homes.

Is a renovation performed by a landlord or employees of a property management
firm considered a compensated renovation under EPA's lead program rules?
Yes. The receipt of rent payments or salaries derived from rent payments is considered compensation under
EPA's lead program. Therefore, renovation activities performed by landlords or employees of landlords are
covered.

Do I have  to give out the lead pamphlet seven days prior to beginning renovation
activities?
The 7-day advance delivery requirement applies only when you deliver the lead pamphlet by mail;
otherwise, you may deliver the pamphlet anytime before the renovation begins so long as the renovation
begins within 60 days of the date that the pamphlet is delivered. For example, if your renovation is to begin
May 30, you may deliver the pamphlet in person anytime between April 1 and start of the  project on May 30.
or you may deliver the pamphlet by mail anytime between April 1 and May 23.
  „
Tips for Easy Compliance

   1.  For your convenience the sample forms on pages 23 and 25 of this handbook are included in the
     Renovate Right pamphlet (see page 31 for information on how to get copies). Attach the forms to
     the back of your customer renovation or repair contracts. The completed forms can be filed along
     with your regular paperwork.

     Plan ahead to obtain enough copies of the lead pamphlet (see page 31 for information on how to
     get copies of the pamphlet).
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Where Can  I Get  More Information?
Further information is available from the National Lead Information Center (800-424-LEAD) and on
the Internet at www.epa.gov/lead. Available resources include:
•  Full text version of the Lead-Based Paint Renovation, Repair, and Painting Program regulation.
•  Interpretive guidance which provides more detailed information on the rule's requirements.
•  A downloadable version of the lead pamphlet.
Why  Is Lead Paint  Dangerous?
Lead gets into the body when it is swallowed or inhaled. People.
especially children, can swallow lead dust as they eat, play, and do
other normal hand-to-mouth activities. People may also breathe in
lead dust or fumes if they disturb lead-based paint. People who
sand, scrape, burn, brush, blast or otherwise disturb lead-based
paint risk unsafe exposure to lead.
Lead is especially dangerous to children under 6 years  of age.
Lead can  affect children's brains and developing nervous
systems, causing:
•  Reduced IQ and learning disabilities.
•  Behavioral problems.
Even children who appear healthy can have dangerous levels of lead in their bodies.
Lead is also harmful to adults. In adults, low levels of
lead can pose many dangers, including:
•  High blood pressure and hypertension.
•  Pregnant women exposed to lead can transfer lead to
  their fetus.
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Other  Resources
For additional information on how to protect yourself and your customers from lead paint hazards,
visit www.epa.gov/lead or call the National Lead Information Center at 1-800-424-LEAD (5323).
Available documents include:
•  The Lead-Safe Certified Guide to Renovate Right: Important Lead Hazard Information for Families, Child Care
  Providers and Schools
•  JointEPA-HUD Curriculum: Lead Safety for Remodeling, Repair, andPainting
•  Steps to Lead Safe Renovation, Repair and Painting
•  Fight Lead Poisoning with a Healthy Diet
•  Protect Your Family From Lead in Your Home
•  Lead in Your Home: A Parent's Reference Guide
                                       portant lead hazard information for
                                       ilies, child care providers and schools.
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Key Terms
Certificate of Mailing — A written verification from the Postal Service that you mailed the lead pamphlet to an
owner or a tenant. This is less expensive than certified mail, which is also acceptable for meeting the Lead-Based
Paint Renovation, Repair, and Painting Program requirements. (Note: If using this delivery
option, you must mail the pamphlet at least seven days prior to the start of renovation.)
Certified Inspector or Risk Assessor — An individual who has been trained and is certified by EPA or an
authorized state or Indian Tribe to conduct lead-based paint inspections or risk assessments.
Child-occupied Facility — May include, but is not limited to, day care centers, pre-schools and kindergarten class-
rooms. Child-occupied facilities may be located in target housing or in public or commercial buildings. The regu-
lation defines a "child-occupied facility" as a building, or portion of a building, constructed prior to 1978, visited
regularly by the same child, under 6 years of age, on at least two different days within any week (Sunday through
Saturday period), provided that each day's visit lasts at least three hours and the combined weekly visits last at least
six hours, and the combined annual visits last at least 60 hours.  Child-occupied facilities may be located in target
housing, or in public or commercial buildings. With respect to common areas in public or commercial buildings that
contain child-occupied facilities, the child-occupied facility encompasses only those common areas that are routinely
used by children under age 6, such as restrooms  and cafeterias.  Common areas that children under age 6 only pass
through, such as hallways, stairways, and garages are not included. In addition, with respect to exteriors of public or
commercial buildings that contain child-occupied facilities, the child-occupied facility encompasses only the exte-
rior sides of the building that are immediately adjacent to the child-occupied facility or the common areas routinely
used by children under age 6.
Cleaning Verification Card — a card developed and distributed by EPA for the purpose of determining.
through comparison of wet and dry disposable cleaning cloths with the card, whether post-renovation
cleaning has been properly completed.
Common Area — A portion of a building that is  generally accessible to all residents or users. Common
areas include (but are not limited to) hallways, stairways, laundry rooms, recreational rooms, playgrounds,  commu-
nity centers, and fenced areas. The term applies to both interiors and exteriors of the building.
Component — A specific design or structural element or fixture distinguished by its form, function, and
location. A component can be located inside  or outside the dwelling.
Examples
Interior
Ceilings
Crown molding
Walls
Doors and trim
Floors
Fireplaces
Radiators
Shelves
Stair treads
Windows and trim
Built-in cabinets
Beams
Bathroom vanities
Counter tops
Air conditioners
Exterior
Painted roofing
Chimneys
Flashing
Gutters and downspouts
Ceilings
Soffits
Doors and trim
Fences
Floors
Joists
Handrails
Window sills and sashes
Air conditioners
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Confirmation of Receipt of Lead Hazard Information Pamphlet — A form that is signed by the owner or
tenant of the housing confirming that they received a copy of the lead pamphlet before the renovation began.
(See sample on page 23.)

Emergency Renovation — Unplanned renovation activities done in response to a sudden, unexpected
event which, if not immediately attended to, presents a safety or public health hazard or threatens property
with significant damage.

Examples
•  Renovation to repair damage from a tree that fell on a house.
•  Renovation to repair a burst water pipe in an apartment complex.
•  Interim controls performed in response to an elevated blood lead level in a resident child.

Firm — A company, partnership, corporation, sole proprietorship or individual doing business, association.
or other business entity; a Federal, State, Tribal, or local government agency; or a nonprofit organization.

General Contractor — One who contracts for the construction of an entire building or project.
rather than for a portion of the work. The general contractor hires subcontractors (e.g. plumbing.
electrical, etc.), coordinates all work, and is responsible for payment to subcontractors.

Housing for the Elderly — Retirement communities  or similar types of housing specifically reserved for
households of one or more persons 62 years of age or older at the time the unit is first occupied.

Interim Controls — Interim controls means a set of measures designed to temporarily reduce
human exposure or likely  exposure to lead-based paint hazards, including specialized cleaning, repairs.
maintenance, painting, temporary containment, ongoing monitoring of lead-based paint hazards or potential
hazards, and the establishment and operation of management and resident education programs.

Lead Abatement — Work designed to permanently eliminate lead-based paint hazards. If you are hired to
do lead-abatement work only, the Lead-Based Paint Renovation,  Repair, and Painting Program does not
apply. Abatement does not include renovation, remodeling, or other activities done to repair, restore, or
redesign a given building  — even if such renovation activities incidentally eliminate lead-based paint hazards.
(Note:  Some states define this term differently than described above. Consult your state officials if you are
not sure how "lead abatement" is defined in your state.)

Lead Pamphlet — The lead hazard information pamphlet for the purpose of pre-renovation education is The Lead-
Safe Certified Guide to Renovate Right: Important Lead Hazard Information for Families, Child Care Facilities and
Schools, or an EPA-approved alternative pamphlet. (See page 31  for information on obtaining copies.)
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Minor Repair and Maintenance — Activities that disrupt 6 square feet or less of painted surface per room
for interior activities or 20 square feet or less of painted surface for exterior activities where none of the
prohibited work practices is used and where the work does not involve window replacement or demolition of
painted surface areas. When removing painted components, or portions of painted components, the entire
surface area removed is the amount of painted surface disturbed.  Jobs, other than emergency renovations.
performed in the same room within the same 30 days must be considered the same job for the purpose of
determining whether the job is a minor repair and maintenance activity.

Owner — Any person or entity that has legal title to housing, including individuals, partnerships.
corporations, government agencies, Indian Tribes, and nonprofit organizations.

Prohibited Practices — Work practices listed below are prohibited during a renovation:
•  Open-flame burning or torching of lead-based paint;
•  Use of machines that remove lead-based paint through high speed operation such as sanding.
   grinding, power planing, needle gun, abrasive blasting, or sandblasting, unless such machines are
   used with HEPA exhaust control; and
•  Operating a heat gun on lead-based paint at temperatures above 1100 degrees Fahrenheit.

Record of Notification — A written statement documenting the steps taken to notify occupants of
renovation activities in common areas of multi-family housing. (See page 27 for sample.)

Renovation — Modification of all or part of any existing structure that disturbs a painted surface.
except for some specifically exempted activities (e.g., minor repair and maintenance). Includes:
•  Removal/modification of painted surfaces, components, or structures
•  Surface preparation activities (sanding/scraping/other activities that may create paint dust)
•  Window replacement
Examples
1.  Demolition of painted walls or ceilings
2.  Replastering
3.  Plumbing repairs or improvements
4.  Any other activities which disturb painted surfaces

Renovation Notice — Notice to tenants of renovations in common areas of multi-family housing. (See
sample form on page  27.) Notice must describe nature, location, and expected timing of renovation activity;
and must explain how the lead pamphlet may be obtained free of charge.

Renovator — A person who either performs or directs workers who perform renovation. A certified renovator is a
renovator who has successfully completed a renovator course accredited by EPA or an EPA authorized State or Trib-
al program. (Note: Because the term "renovation" is defined broadly by the Lead-Based Paint Renovation, Repair.
and Painting Program, many contractors who are not generally considered "renovators", as that term is commonly
used, are considered to be "renovators" under the program and must follow the rule's requirements.)
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Self-Certification of Delivery — An alternative method of
documenting delivery of the lead hazard information pam-
phlet to a tenant. This method may be used whenever the
tenant is unavailable or unwilling to sign a confirmation
of receipt of lead pamphlet. (See sample form on page
23.) (Note: This method is not a permissible substitute for
delivery of the lead pamphlet to an owner.)

Supplemental Renovation Notice — additional
notification that is required when the scope, location,
or timing of project changes.

Zero-Bedroom Dwelling — Any residential
dwelling where the living area is not separated from
the sleeping area. This term includes efficiency and
studio apartments, dormitory housing, and military
barracks.
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Sample  Pre-Renovation  Form
This sample form may be used by firms to document compliance with the requirements of the Federal
Lead-Based Paint Renovation, Repair, and Painting Program.

Occupant Confirmation

Pamphlet Receipt

     I have received a copy of the lead hazard information pamphlet informing me of the potential risk of the
     lead hazard exposure from renovation activity to be performed in my dwelling unit. I received this
pamphlet before the work began.
Printed Name of Owner-occupant
Signature of Owner-occupant                                             Signature Date


Renovator's Self Certification Option (for tenant-occupied dwellings only)
Instructions to Renovator: If the lead hazard information pamphlet was delivered but a tenant signature was not
obtainable, you may check the appropriate box below.

    Declined -1 certify that I have made a good faith effort to deliver the lead hazard information pamphlet
    to the rental dwelling unit listed below at the date and time indicated and that the occupant declined to
sign the confirmation of receipt. I further certify that I have left a copy of the pamphlet at the unit with
the occupant.

    Unavailable for signature -1 certify that I have made a good faith effort to deliver the lead hazard
information pamphlet to the rental dwelling unit listed below and that the occupant was unavailable to
sign the confirmation of receipt. I further certify that I have left a copy of the pamphlet at the unit by
sliding it under the door or by (fill in how pamphlet was left).
Printed Name of Person Certifying Delivery                        Attempted Delivery Date
Signature of Person Certifying Lead Pamphlet Delivery
Unit Address

Note Regarding Mailing Option — As an alternative to delivery in person, you may mail the lead
hazard information pamphlet to the owner and/or tenant. Pamphlet must be mailed at least 7 days
before renovation. Mailing must be documented by a certificate of mailing from the post office.
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                PRO
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Sample Forms  (continued)
  Renovation Notice — For use in notifying tenants of renovations in common areas of multi-family
  housing.

  The following renovation activities will take place in the following locations:
  Activity (e.g., sanding, window replacement)
  Location (e.g., lobby, recreation center)


  The expected starting date is	and the expected ending date is	.
  Because this is an older building built before 1978, some of the paint disturbed during the renovation
  may contain lead. You may obtain a copy of the pamphlet, Renovate Right, by telephoning me
  at	. Please leave a message and be sure to include your name.
  phone number and address. I will either mail you a pamphlet or slide one under your door.
  Date                                                 Printed name of renovator
   Signature of renovator
Record of Tenant Notification Procedures
Proiect Address
Street (apt. #)
City


State Zip Code

Owner of multi -family housing
Method of delivering notice forms (e.g. delivery to
Number of dwelling units
units, delivery to mailboxes of units)
Name of person delivering notices
Signature of person delivering notices
Date of Delivery
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Sample  Renovation  Recordkeeping  Checklist
Name of Firm:,
Date and Location of Renovation:

Brief Description of Renovation: .

Name of Assigned Renovator:  _
Name(s) of Trained Worker(s), if used:

Name of Dust Sampling Technician.
Inspector, or Risk Assessor, if used:   _
    Copies of renovator and dust sampling technician qualifications (training certificates, certifications) on file.
    Certified renovator provided training to workers on (check all that apply):
      _ Posting warning signs             _ Setting up plastic containment barriers
      _ Maintaining containment          _ Avoiding spread of dust to adjacent areas
      _ Waste handling                   _ Post-renovation cleaning
      _Test kits used by certified renovator to determine whether lead was present on components affected
        by renovation (identify kits used and describe sampling locations and results):

    Warning signs posted at entrance to work area.
    Work area contained to prevent spread of dust and debris
      	All objects in the work area removed or covered (interiors)
      	HVAC ducts in the work area closed and covered (interiors)
      _ Windows in the work area closed (interiors)
      _ Windows in and within 20 feet of the work area closed (exteriors)
      	Doors in the work area closed and sealed (interiors)
      	Doors in and within 20 feet of the work area closed and sealed (exteriors)
      	Doors that must be used in the work area covered to allow passage but prevent spread of dust
      	Floors in the work area covered with taped-down plastic (interiors)
      _ Ground covered by plastic extending 10 feet from work area—plastic anchored to building and
        weighed down by heavy objects (exteriors)
      	If necessary, vertical containment installed to prevent migration of dust and debris to adjacent
        property (exteriors)
    Waste contained on-site and while being transported off-site.
    Work site properly cleaned after renovation
      	All chips and debris picked up, protective sheeting misted, folded dirty side inward, and taped
        for removal
      _Work area surfaces and objects cleaned using HEPA vacuum and/or wet cloths or mops (interiors)
    Certified renovator performed post-renovation cleaning verification (describe results, including the
    number of wet and dry cloths used):   	
        If dust clearance testing was performed instead, attach a copy of report
    I certify under penalty of law that the above information is true and complete.

Name and title                                                         Date
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Where Can I Get Copies of the Lead  Pamphlet?

For single copies, in Spanish or English, of The Lead-Safe Certified Guide to Renovate Right: Important Lead
Hazard Information for Families, Child Care Facilities andSchools(EPA-740-K-10-001), call the National
Lead Information Center (NLIC) at 1-800-424-LEAD. For any orders, be sure to use the appropriate stock
reference number listed above.
There are four ways to get multiple copies:

1.  Call the Government Printing Office (GPO) Order Desk at
   (202) 512-1800.

2.  Order from the GPO Bookstore at
   http://bookstore.gpo.gov/environment.

3.  Request copies in writing from:
   U.S. GPO
   P.O. Box 979050
   St. Louis, MO  63197-9000

4.  Obtain downloadable copies (PDF) from the EPA website at
   www.epa.gov/lead/pubs/brochure.htm.
The pamphlet may be photocopied for distribution as long as the text
and graphics are readable.
Paperwork Reduction Act Notice: The incremental public burden for the collection of information contained in the Lead
Renovation, Painting and Repair Program, which are approved under OMB Control No. 2070-0155 and identified under
EPA ICR No. 1715, is estimated to average approximately 54 hours per year for training providers. For firms engaged
in regulated renovation, repair, and painting activities, the average incremental burden is estimated to be about 6.5
hours per year. Comments regarding this burden estimate or any other aspect of this collection of information, includ-
ing suggestions for reducing the burden, may be sent to: Director, Collection Strategies Division, Office of Environmental
Information, U.S. Environmental Protection Agency (Mail Code 2822T), 1200 Pennsylvania Avenue, N.W., Washington,
D.C. 20460. Include the OMB number identified above in any correspondence. Do not send any completed form(s) to
this address. The actual information or form(s) should be submitted in accordance with the instructions accompanying
the form(s), or as specified in the corresponding regulations.
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NOTICE
This guide was prepared pursuant to section 212 of the Small Business Regulatory
Enforcement Fairness Act of 1996 (SBREFA), Pub. L. 104-121. THIS DOCUMENT IS NOT
INTENDED, NOR CAN IT BE RELIED UPON, TO CREATE ANY RIGHTS ENFORCEABLE
BY ANY PARTY IN LITIGATION WITH THE UNITED STATES. The statements in this
document are intended solely as guidance to aid you in complying with the Lead-Based
Paint Renovation, Repair, and Painting Program requirements in 40 CFR 745, Subpart E.
EPA may decide to revise this guide without public notice to reflect changes in EPA's
approach to implementing the Lead-Based Paint Renovation, Repair, and Painting
Program or to clarify and update text. To determine whether EPA has revised this guide
and/or to obtain copies, contact EPA's Small Business Ombudsman at 202-566-2075,
or contact the National Lead Information Center at l-800-424-LEAD(5323), or on the
web at www.epa.gov/lead/pubs/nlic.htm.
 &EPA
     United States
     Environmental Protection
     Agency
1-800-424-LEAD (5323)
www.epa.gov/lead

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