United States
Environmental Protection
Agency
Office of Research and
Development
Washington DC 20460
EPA/625/R-98/006
March 1999
Technical Approaches to
Characterizing and
Cleaning Up Metal
Finishing  Sites Under the
Brownfields  Initiative

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                                                       EPA/625/R-98/006
                                                            March 1999
Technical Approaches to  Characterizing and
      Cleaning Up Metal Finishing Sites
        Under the Brownfields Initiative
            Technology Transfer and Support Division
         National Risk Management Research  Laboratory
              Office of Research and Development
             U.S.  Environmental Protection Agency
                    Cincinnati, OH 45268
                                                   Printed on Recycled Paper

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                                         Contents


Foreword	iii
Contents	v
Acknowledgments	viii

1.  Introduction	1
    Background	 1
    Purpose	 1

2.  Industrial Processes and Contaminants at Metal Finishing Sites	3
    Surface Preparation Operations	3
    Metal Finishing Operations	3
        Anodizing Operations	3
        Chemical Conversion Coating	5
        Electroplating	5
        Electroless and Immersion Plating	5
        Painting	5
        Other Metal Finishing Techniques	6
    Auxiliary Activity Areas and Potential Contaminants	6
        Wastewater Treatment	6
        Sunken Wastewater Treatment Tank	6
        Chemical Storage Area	6
        Disposal Area	6
    Other Considerations	6

3.  Site Assessment	7
    The Central Role of the State Agencies	7
        State Voluntary Cleanup Programs	7
        Levels of Contaminant Screening and Cleanup	7
    Performing a Phase I Site Assessment: Obtaining Facility Background Information from
      Existing Data	8
        Facility Records	8
        Other Sources of Recorded Information	8
        Identifying Migration Pathways and Potentially Exposed Populations	9
            Gathering Topographic Information	9
            Gathering Soil and  Subsurface Information	10
            Gathering Groundwater Information	10
        Identifying Potential Environmental and Human Health Concerns	10
        Involving the Community	11
        Conducting a Site Visit	 11
        Conducting Interviews	11
        Developing a Report	12
    Performing a Phase II Site Assessment: Sampling the Site	12
        Setting Data Quality Objectives	13
        Screening Levels	15
        Environmental Sampling and Data Analysis	16
        Levels of Sampling and Analysis	16
            Increasing the Certainty of Sampling  Results	16

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                              Contents   (continued)
    Site Assessment Technologies	16
       Field versus Laboratory Analysis	18
       Sample Collection and Analysis Technologies	18
    Additional Considerations for Assessing Metal Finishing Sites	20
       Where to Sample	20
       How Many Samples to Collect	23
       What Types of Analysis to Perform	23
    General Sampling Costs	23
       Soil Collection Costs	23
       Groundwater Sampling Costs	23
       Surface Water and Sediment Sampling Costs	24
       Sample Analysis Costs	24

4.   Site Cleanup	25
    Developing a Cleanup Plan	25
       Institutional Controls	26
       Containment Technologies	26
       Types of Cleanup Technologies	26
    Cleanup Technology Options for Metal Finishing Sites	27
    Post-Construction Care	27

5.   Conclusion	35

Appendix A: Acronyms and Abbreviations	36
Appendix B: Glossary of Key Terms	37
Appendix C: Bibliography	46
                                              VI

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                                         Tables
1   Common Contaminants at Metal Finishing Site	5
2   Non-Invasive Assessment Technologies	17
3   Soil and Subsurface Sampling Tools	 19
4   Groundwater Sampling Tools	20
5   Sample Analysis Technologies	21
6   Cleanup Technologies for Metal Finishing Brownfields Sites	28
                                         Figure
 1   Typical metal finishing facility	
                                              VII

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                        Acknowledgments
    This document was prepared by Eastern Research Group (ERG) for the U.S. Environ-
mental Protection Agency's Center for Environmental Research Information (CERI) in the
Office of Research and Development. Linda Stein served as Project Manager for ERG.
Joan Colson of CERI served as Work Assignment Manager. Special thanks is given to Ann
White and Jean Dye of EPA's Office of Research and Development for editing support.

    Reviewers of the document included Douglas Grosse and Kenneth Brown of the U.S.
Environmental Protection Agency's National Risk Management Research Laboratory and
National Exposure Research Laboratory, respectively. Appreciation is given to EPA's
Office of Special Programs for guidance on the Brownfields Initiative.
                                      VH!

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                                                 Chapter  1
                                               Introduction
Background
Many communities across the country contain brown-
fields sites, which are  abandoned,  idle,  and under-used
industrial and commercial facilities where expansion or
redevelopment is complicated by real or perceived envi-
ronmental  contamination. Concerns about liability, cost,
and potential health risks associated with brownfields sites
often prompt businesses to  migrate to "greenfields" out-
side the city. Left behind are communities burdened with
environmental contamination, declining  property  values,
and  increased  unemployment.  The  U.S.  Environmental
Protection  Agency's (EPA's) Brownfields Economic Re-
development Initiative  was established  to enable  states,
site planners,  and other community stakeholders to work
together in a timely manner  to prevent, assess, safely clean
up, and  sustainably reuse brownfields sites. (U.S. EPA
Brownfields Home Page,  http://www.epa.gov/brown-
fields).
The cornerstone of EPA's Brownfields  Initiative is  the
Pilot Program. Under this program, EPA  is funding more
than 200 brownfields  assessment pilot projects in states,
cities,  towns,  counties, and tribes across the country. The
pilots, each funded at  up to $200,000 over two years, are
bringing together community groups,  investors,  lenders,
developers, and other affected parties to  address the is-
sues associated with assessing and cleaning up contami-
nated brownfields  sites and returning them to appropriate,
productive  use. Information about  the Brownfields Ini-
tiative may be obtained from the EPA's Office of Solid
Waste and Emergency Response, Outreach/Special
Projects Staff or any of EPA's regional brownfields coor-
dinators.  These regional coordinators  can provide  com-
munities with technical assistance such as targeted
brownfields assessments. A description of these assistance
activities is contained on the brownfields web page. In
addition to the hundreds  of brownfields  sites being  ad-
dressed  by these  pilots, over 40 states have  established
brownfields or voluntary cleanup programs  to encourage
municipalities and private sector organizations to assess,
clean up, and redevelop  brownfields sites.

Purpose
EPA has developed a set of technical guides, including
this  document, to assist communities, states, municipali-
ties, and the private sector to more effectively address
brownfields sites. Each guide in this series contains in-
formation on a different type of brownfields site (classi-
fied according to former industrial  use). In addition,  a
supplementary  guide contains information  on cost-esti-
mating tools and resources for brownfields sites. EPA has
developed this "Metal  Finishing"  guide to provide city
planners, private sector developers, and  other participants
in the brownfields decision-making process  with a better
understanding of the technical issues involved in assess-
ing and  cleaning up metal finishing sites so that they can
make the most informed decisions  possible.' Through-
out  the  guide, the term  "planner" is used; this term is
intended  to be  descriptive  of the  many different people
who are referenced above and may use the information
contained herein. It is assumed that planners will use the
services of an environmental professional for some as-
pects of site characterization and cleanup.

The  overview  presented in this  guide  of  the technical pro-
cess involved in assessing and cleaning up brownfields
sites can assist planners  in making  decisions at various
stages of the  project. An understanding of land use  and
industrial processes conducted in the past at a site can
help the planner to conceptualize the  site and identify
 1 Because parts of this document are technical in nature, planners may want
  to refer to additional EPA guides for further information. The Tool Kit of
  Technology Information Resources for Brownfields Sites, published by
  EPA's Technology Innovation Office  (TIO), contains a comprehensive list
  of relevant technical guidance documents (available from NTIS, No.
  PB97144828). EPA's Road Map to Understanding Innovative Technology
  Optionsfor Broumfields Investigation and Cleanup, also by EPA's TIO,
  provides an introduction to site assessment and cleanup (EPA Order No.
  EPA 542-B-97-002).

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likely areas of contamination that may require  cleanup.
Numerous resources  are suggested to facilitate charac-
terization  of the site  and consideration  of cleanup  tech-
nologies .
Specifically, the objective of this document is to provide
decision-makers with:

    An understanding  of common industrial processes at
    metal finishing facilities and  the relationship  between
    such processes and potential  releases of contaminants
    to the environment.

    Information on the types of contaminants likely to
    be present at  a metal finishing  site.

    A discussion  of site assessment (also  known as  site
    characterization),  screening  and cleanup  levels,  and
    cleanup technologies that can be used to assess  and
   cleanup the types of contaminants likely to be present
   at metal finishing sites.

   A conceptual framework for identifying potentialcon-
   taminants at the site, pathways by which coniimi-
   nants  may migrate off site,  and environmentaland
   human health  concerns.

   Information on developing  an appropriate cleinup
   plan for  metal finishing sites where contamination
   levels must be reduced to allow a site's  reuse.

   A discussion of pertinent issues and factors ttiat
   should be considered when developing a site ase ss-
   ment and cleanup plan and selecting appropriate tech-
   nologies for brownfields, given time and budget
   constraints.

A list of acronyms is provided in  Appendix A, Appeidix
B provides a  glossary of key terms, and Appendix Cli sts
an extensive  bibliography.

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                                               Chapter 2
         Industrial Processes and  Contaminants  at  Metal Finishing Sites
Understanding the industrial processes used  during a
metal finishing facility's active life and the types of con-
taminants that may be present provides important infor-
mation to guide planners in the assessment, cleanup, and
restoration of the site to an acceptable condition for sale
or reuse. This section provides a general overview of the
processes, chemicals, and contaminants  used  or found at
metal finishing sites.  Specific metal finishing  brownfields
sites may have had a different combination of these pro-
cesses, chemicals, and contaminants.  Therefore, this in-
formation can be used only  to develop a  framework of
likely past activities. Planners should  obtain facility  spe-
cific information on industrial  processes at their site when-
ever possible. Site-specific information  is  also  important
to obtain because the site may have been used for other
industrial purposes  at other times in the past.

This section  describes waste-generating surface prepara-
tion operations; metal finishing operations  and  the types
of waste  streams and specific contaminants associated
with each process; auxiliary areas at metal  finishing sites
that may produce  contaminants  and nonprocess-related
contamination problems  associated with metal finishing
sites. Figure  1  presents typical metal  finishing  processes
and land areas, along with the types of waste streams as-
sociated with each area.  Table 1  lists the specific con-
taminants associated with  each waste stream.

Surface Preparation Operations
Metal finishing processes are  typically housed within one
structure. The surface of metal products  generally requires
preparation (i.e.,  cleaning) prior to applying a finish. An
initial set of  degreasing tanks ([A] in Figure  1) are used
to remove oils, grease, and other foreign matter from the
surface of the metal so that a  coating can be applied. Metal
finishing facilities  may use  solvents or emulsion solu-
tions (i.e., solvents  dispersed  in an aqueous medium with
the aid  of an emulsifying  agent) in the degreasing tanks
to clean and prepare the surfaces of metal parts. Waste-
waters generated from cleaning operations are primarily
rinse waters, which are usually combined with other  metal
finishing wastewaters  and treated on site by conventional
chemical precipitation.  These wastewaters may  contain
solvents, as listed in Table 1. Solid wastes such as waste-
water treatment sludges, still bottoms, and cleaning tank
residues may also be  generated.

Metal  Finishing Operations
Metal finishing operations are typically performed in a
series of tanks (baths) followed by  rinsing cycles. Acid
or alkaline baths "pickle" the surface of the steel to im-
prove the  adherence  of the  coating. After the pickling
baths, the  metal products are moved to plating tanks,
where the  final coat is  applied. Wastes generated during
finishing operations derive from the  solvents and cleans-
ers applied to the surface and the metal-ion-bearing  aque-
ous solutions used in acid/alkaline  rinsing and bathing
operations.  Common  metal finishing operations  include
anodizing,  chemical  conversion  coating, electroplating,
electroless  plating, and painting. Common waste streams
include metals and acids in the wastewater; metals  in slud-
ges and solid waste;  and solvents from painting opera-
tions, as listed  in Table 1.  If these wastes were managed
or disposed of on site, it is possible that pollutants were
released into the environment. Even at facilities where
wastes  were not stored on site, releases may have oc-
cur-red  during  the handling and use  of chemicals. Refer-
ences are  provided in Appendix C for  more  in-depth
information on metal finishing operations and associated
environmental  considerations.  Metal finishing operations
are described below.

Anodizing  Operations
Anodizing  is an electrolytic process  that uses acids from
the combined electrolytic solution/acid bath tank to con-
vert the metal surface  into an insoluble oxide  coating ([B]

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                          Alkalines
                         Acids
                     Emulsifying
                       Agents
                                                    Solvents
                                          Metal Cleaning
                                      (Degreasing Tanks [A])
                                      - Rinsing ancf Bathfrrg
                                             Operations
                                                              VOCs and Acids
                                                               in Wastewater
   Acids
     I
                Anodizimsj
                    [B]
     Cyanide?

    Acid:
  Metals
   Alkalines
               Electroplating
                     [D]
                                 Metals and Cyanide
                                   in Wastewate
  Scaling and/or
Conversion  Cortina
                   Rinsing
           Metals
                           Acids
                      Other Metal
                        Finishing
                      Techniques
                          Rinsing-
                         Metals and Acids
                          in Wastewater-
                                                          Metals
    i.
                                                                                           Acids
                                                     I   Chemical   I
                                             Conversion  [version
                                             Coating [C]  Ming  [C]
                                                                                         Metals and Acids
                                                                                          in Wastewater
                                                                                           Metals in
                                                                                          Solid Wastes
Electroless
  Plating
     [E]
                                                                        Metals and Cyanide
                                                                            in Sludges
                                           Complexing
                                             Agents
                                                                        Metals and Cyani
                                                                           in Wastewate
                                                                                          Paints
                                                                                          -

                                                                                         VOC Emissions
                                                                        Painting
                                                                           [F]
                                                                                          Metals VOCs
                                                                                         in Solid Wastes
                                                                                           VOCs in
                                                                                          Wastewater
                                              Auxiliary Areas:
                                                Wastewater Treatment System (VOCs, Acid/Bas
                                                 Compounds, Metals)
                                                Sunken Treatment Tanks (VOCs, Metals)
                                                Chemical Storage Area (VOCs)
                                                Disposal Area (VOCs)
Figure 1.  Typical  metal finishing facility.
(Source: Adapted from Profile of the Fabricated Metal Products Industry (U.S. EPA, 1995).

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in Figure 1).  After anodizing,  metal parts are typically
rinsed and  then sealed.  Anodizing operations produce
contaminated  wastewaters and  solid wastes.

Table 1.   Common Contaminants at  Metal Finishing Sites
 Contaminant  Group
       Contaminant Name
Volatile Organic
Compounds (VOCs)
Metals/Inorganics
Acids
Acetone,  benzene, isopropyl alcohol, 2-
dichlorobenzene, 4-trimethylbenzene,
dichloromethane, ethyl benzene, freon
113, methanol, methyl isobutyl ketone,
methyl ethyl ketone,  phenol, tetrachlo-
roethylene, toluene,  trichloroethylene,
xylene (mixed isomers).

Aluminum, antimony, arsenic, asbestos
(friable), barium, cadmium, chromium,
cobalt, copper, lead,  cyanide, manga-
nese, mercury, nickel, silver, zinc.

Hydrochloric acid,  nitric acid, phospho-
ric acid, sulfuric acid.
 Chemical Conversion  Coating
 Chemical conversion coating ([C] in Figure 1) includes
 the following processes:

 .   Chromating. Chromate conversion coatings are pro-
    duced on various metals by chemical or electrochemi-
    cal treatment.  Acid  solutions react with the  metal
    surface to form a layer of a complex mixture of the
    constituent compounds, including chromium  and the
    base metal.

 .   Phosphating. Phosphate conversion coating involves
    the immersion  of steel, iron, or zinc plated steel into
    a dilute  solution of phosphate salts, phosphoric acid,
    and other reagents to condition the surfaces  for fur-
    ther processing.

 .   Metal Coloring. Metal coloring involves chemically
    converting the  metal  surface into  an oxide or similar
    metallic compound to produce a decorative finish.

 •   Passivating.  Passivating is  the process  of forming a
    protective film on metals by immersing them in an
    acid solution (usually nitric acid or nitric acid with
    sodium dichromate).

 Pollutants associated with chemical conversion processes
 enter the wastestream  through  rinsing and  batch dump-
 ing of  process baths. Wastewaters containing chromium
 are usually pretreated; this process  generates  a sludge  that
 is sent  offsite for metals reclamation and/or disposal.
Electroplating
Electroplating is the production of a surface coating of
one metal upon another by electrodeposition ([D] in Fig-
ure 1). In electroplating, metal ions (in either acid, alka-
line, or neutral solutions)  are reduced on the  cathodic
surfaces  of the  work pieces being plated.  Electroplating
operations  produce  contaminated wastewaters  and solid
wastes. Contaminated wastewaters result from work piece
rinsing and process cleanup waters. Rinse waters from
electroplating  are usually combined with other metal fin-
ishing wastewaters and treated onsite by conventional
chemical precipitation,  which results in wastewater treat-
ment sludges.  Other wastes generated  from electroplat-
ing include spent process solutions and quench baths that
may be  discarded  periodically  when the  concentrations
of contaminants inhibit their proper functions.

Electroless  and Immersion Plating
Electroless  plating involves  chemically  depositing a  metal
coating onto a plastic object by immersing the object in a
plating solution ([E] in Figure 1). Immersion plating pro-
duces a thin metal deposit, commonly zinc or  silver, by
chemical  displacement. Both produce contaminated
wastewater and solid  wastes. Facilities generally treat
spent plating solutions and rinse waters  chemically to
precipitate  the toxic metals; however, some plating solu-
tions can be difficult to treat because of the presence of
chelates. Most  waste  sludges  resulting from  electroless
and  immersion  plating contain significant  concentrations
of toxic  metals.

Painting
Painting  is the application of predominantly organic coat-
ings for protective and/or decorative purposes ([F] in Fig-
ure 1). Paint  is applied in  various forms,  including  dry
powder,  solvent diluted formulations, and  waterbome
formulations, most commonly via spray painting  and elec-
trodeposition.  Painting  operations may result in solvent-
containing  waste and the direct release of solvents, paint
sludge wastes, and paint-bearing wastewaters. Paint
cleanup operations also may contribute to  the release of
chlorinated solvents. Discharge from water  curtain booths
generates the  most wastewater.  Onsite wastewater  treat-
ment processes  generate a sludge that is taken off site for
disposal. Other sources of  wastes include  emission con-
trol  devices (e.g., paint booth collection systems, venti-
lation filters)  and discarded paints.  Sandblasting may be
performed to remove paint and to  clean metal surfaces
for painting or  resurfacing; this  practice may be of par-
ticular concern  if the paint  being removed  contains lead.

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Other Metal  Finishing Techniques
Polishing, hot dip coating, and etching are other processes
used to finish metal. Wastewaters are often generated
during these processes. For  example,  after polishing op-
erations, area cleaning and washdown can produce metal-
bearing wastewaters. Hot dip coating techniques, such as
galvanizing, use water for rinses following  pre-cleaning
and for quenching after coating. Hot dip coatings also
generate a solid waste, anoxide dross, that is periodically
skimmed off the heated tank. Etching solutions are com-
posed  of strong  acids or bases which  may result in  etch-
ing solution wastes that contain metals and  acids.
 Auxiliary Activity Areas and Potential
 Contaminants
 Wastewater  Treatment
 Many of the operations involved in metal finishing pro-
 duce  wastewaters, which usually are combined  and treated
 onsite, often by conventional chemical  precipitation. Even
 though the facility would have been required to meet state
 wastewater discharge standards before releasing  wastes,
 spills of process wastewater may have occurred in the
 area. At  abandoned sites, any  remaining  wastewater left
 in tanks  or floor drains could contain solvents,  metals,
 and acids, such as those listed in Table  1. In addition, it is
 possible that wastewater sludges, which can contain met-
 als, were left at the site in baths or tanks.

 Sunken Wastewater Treatment  Tank
 Some metal  finishing facilities  have wastewater treatment
 tanks sunk into the concrete slab to rest on the underly-
 ing soils. This is done by design to aid facility operators
 in accessing the tanks. If these tanks  develop leaks,  the
 lost material, which may contain VOCs and metals, may
 be released directly to the soils beneath the building.

 Chemical Storage Area
 At most  metal finishing sites an area  for storing chemi-
 cals  used in the various  operations was designated. Bulk
 containers stored in these areas may have leaked or spilled,
resulting in discharges to floor drains or cracks in the
floor. VOCs such as those listed in Table 1 may be found
in such areas. Acids and alkaline reagents may  also be
found in this area.

Disposal Area
Materials, both liquid and solid, from process baths may
have been disposed of at a designated area at the site.
Such areas may be  identified by stained soils or a lack of
vegetation. These areas may  contain VOCs, such as those
listed in Table 1.

Other Considerations
Not all releases are related to the industrial processes
described above. Some releases result from the associ-
ated services required to maintain the industrial processes.
For example, electroplating facilities are large COISUEII-
ers of electricity, which requires a number of transforam-
ers. At older facilities, these transformers  may havebe^en
disposed of in unmarked areas of the facility, which makes
it difficult to know where leaks of polychlorinated fci-
phenyl (PCB)-laden oils used  as coolants may have oc-
curred. Similarly, large machinery used to move ne tal
pieces requires periodic maintenance. In the past, cbnni-
cals used for maintenance  operations, such as sohenats,
oils, and grease, may have  been flushed down drains and
 sumps after use. Stormwater runoff from paved areassisch
 as parking lots  may contain petroleum hydrocarbons and
oils, which can contaminate areas located downgrade nt.
When conducting initial site evaluations,  planners should
expand their investigations  to  include  these types of ac-
tivities.

In addition, metal finishing  facilities may have  been lo-
 cated in older buildings that contain lead paint and as-
bestos  insulation and tiling. Any  structure built before
 1970 should be assessed for the presence  of these materi-
 als. They  can  cause significant problems during  demoli-
 tion or renovation of the  structures  for reuse.  Special
 handling  and disposal requirements under state  and fed-
 eral laws can significantly increase the cost of construc-
 tion.

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                                               Chapter 3
                                          Site Assessment
The purposes of a site assessment are to determine
whether or not contamination is present and to assess the
nature and extent of possible contamination  and the risks
to people  and the environment that the contamination may
pose. The elements of a site assessment are designed  to
help planners build a conceptual framework of the facil-
ity, which will aid site characterization efforts. The con-
ceptual  framework should  identify:

.  Potential  contaminants that remain in and  around the
facility.

.   Pathways along which contaminants may move.

.   Potential risks to the environment and  human health
    that exist along the migration pathways.

This section highlights the key role that state  environ-
mental agencies  usually play in brownfields projects. The
types of information that planners should attempt  to col-
lect to characterize the site in a Phase I site  assessment
(i.e., the facility's history) are  discussed. Information  is
presented  about  where  to find and how to  use this infor-
mation to determine  whether  or not contamination  is
likely. Additionally this section provides information  to
assist planners in conducting a Phase II site assessment,
including  sampling the site and determining  the  magni-
tude of contamination.  Other considerations in  assessing
iron and  steel sites are also discussed, and general sam-
pling costs are included. This guide  provides only a gen-
eral approach to site evaluation; planners should  expand
 and refine this approach for site-specific use at their own
facilities.

 The Central  Role  of the  State Agencies
A  brownfields  redevelopment  project involves  partner-
 ships among site planners (whether  private  or public sec-
tor), state and local officials,  and the  local community.
 State environmental agencies often are key  decision-mak-
 ers  and a primary source  of information for brownfields
projects.  Brownfields sites are generally cleaned up un-
der state programs, particularly  state  voluntary cleanup
or Brownfields programs; thus, planners will need to work
closely with state program managers  to determine their
particular state's requirements for brownfields develop-
ment. Planners may also need to meet additional federal
requirements. Key state functions  include:

.   Overseeing brownfields  site  assessment and cleanup
    processes, including the management of voluntary
    cleanup programs.

.   Providing guidance on  contaminant screening lev-
    els.

.   Serving as a source of site  information, as well  as
    legal and  technical guidance.

State  Voluntary Cleanup  Programs (VCPs)
State VCPs are designed to  streamline brownfields rede-
velopment, reduce transaction costs, and provide state
liability protection for past contamination. Planners
should be aware that state cleanup requirements vary sig-
nificantly and should contact the state brownfield man-
ager; brownfields managers from state agencies will  be
able to  identify their state requirements for planners and
will clarify how their state requirements relate to federal
requirements.

 Levels of Contaminant Screening and
 Cleanup
Identifying the level of site  contamination and determin-
ing the risk, if any, associated  with that contamination
level is  a crucial step in determining whether cleanup is
needed.  Some state environmental agencies, as well  as
federal  and regional EPA offices, have developed screen-
 ing levels for certain  contaminants, which are incorpo-
rated into some brownfields programs.  Screening  levels
 represent  breakpoints in risk-based concentrations  of
 chemicals in soil, air, or water. If contaminant concentra-

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tions are below the screening level, no action is required;
above the level, further investigation is  needed.

In addition to screening levels, EPA regional offices and
some states have developed cleanup standards; if con-
taminant concentrations are  above cleanup  standards,
cleanup must be pursued. The section on "Performing a
Phase II Site Assessment" in this document provides more
information on screening levels, and the  section on "Site
Cleanup" provides more information  on cleanup stan-
dards .

 Performing a Phase I Site Assessment:
Obtaining  Facility Background  Information
from  Existing  Data
Planners should compile a history of the iron and steel
manufacturing facility to identify likely site  contaminants
 and their probable locations.  Financial institutions typi-
 cally require a Phase I site assessment  prior to lending
 money to potential property buyers to protect the
 institution's role as mortgage holder (Geo-Environmen-
 tal Solutions, n.d.).  In addition, parties involved in the
 transfer, foreclosure, leasing,  or marketing  of properties
 recommend some  form of site evaluation (The Whitman
 Companies,  1996). The site history should include?

 •   A  review of readily available records (e.g.,  former
     site use, building plans, records of any prior contami-
     nation  events).

 •   A  site visit to observe the areas used for various in-
     dustrial  processes  and the condition of the property.

 •   Interviews with knowledgeable people (e.g., site own-
     ers, operators, and occupants;  neighbors; local gov-
     ernment  officials).

 •   A  report that  includes  an assessment of the likelihood
     that contaminants are present  at the site.

 The Phase I site assessment  should be  conducted by  an
 environmental professional,  and may  take  three  to four
 weeks  to complete. Site evaluations are required in part
 as a response to  concerns  over environmental liabilities
 associated with property ownership. A property owner
 needs  to perform "due diligence," i.e.  fully inquire into
 the previous  ownership and uses of a property to demon-
  strate that all reasonable efforts to find site  contamina-
 tion have been made. Because brownfields sites often
 contain low levels of contamination and pose low risks,
 2 The elements of a Phase I site assessment presented here are based in part
   on ASTM Standards 1527 and 1528.
due diligence through a Phase I site assessment willhelp
to answer key questions about the levels of contamina-
tion. Several federal  and state programs exist to mini-
mize  owner liability  at brownfields  sites and facilitate
cleanup and redevelopment; planners should contactthieir
state environmental or regional EPA office for further in-
formation.

Information on how to review records, conduct site vi sits
and interviews, and develop a report during a Phase 1 site
assessment is provided  below.

Facility Records
Facility records are often the best source of information
on former site  activities. If past owners are not initially
known, a local records office should have deed books
that contain ownership history. Generally, records  per-
taining specifically to the site in  question are adqo_ate
for review purposes.  In some cases, however, records  of
adjacent properties may also need  to be reviewed to as-
sess the possibility of contaminants migrating fromoa"  to
the site, based  on geologic or hydrogeologic conditions.
If the brownfields property resides in  a low-lying arta_,  in
close proximity to other  industrial facilities or formerly
industrialized  sites,  or  downgradient  from  current  or
former industrialized sites, an investigation of adjioent
properties  is warranted.


 Other Sources of Recorded Information
Planners may  need to use other  sources in additions  to
facility records to develop  a complete history. ASTM
 Standard 1527 identifies standard sources such as his-
torical  aerial photographs, fire insurance maps, property
tax files, recorded land title  records, topographic maps,
local street directories, building department records, z; on-
ing/land use records, and newspaper archives (ASTM,
 1997).

 Some metal finishing site managers may have worked
 with state environmental regulators; these offices may
be key sources of information. Federal (e.g., EPA)  records
 may also  be useful.  The types of information provided
 by regulators may include facility maps that identify ac-
 tivities and disposal  areas,  lists of stored pollutants, and
 the types  and  levels of pollutants released. State offices
 and other  sources where planners  can search for site-spe-
 cific information are presented below:

 .   The state offices responsible for industrial waste man-
     agement and hazardous waste should have a record
     of any emergency removal actions at the site  (e.g.,
     the removal of leaking drums that posed an "iromi-

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nent threat" to local residents); any Resource Con-
servation and  Recovery Act  (RCRA) permits issued
at the site; notices of violations issued; and any envi-
ronmental  investigations.

The  state office responsible for discharges  of waste-
water to water bodies under the National Pollutant
Discharge  Elimination System (NPDES) program
will  have a record of any permits issued for  discharges
into  surface water at or near  the site. The local pub-
licly owned treatment works (POTW) will have,
records for permits issued for indirect discharges into
sewers (e.g., floor  drain discharges to a sanitary
sewer).

The  state  office responsible for underground storage
tanks may also have records of tanks located at the
site, as well as records of any past releases.

The  state office responsible for air emissions may be
able to provide information on air pollutants associ-
ated with particular  types of onsite  contamination.

EPA's  Comprehensive Environmental  Response,
Compensation,  and Liability Information System
(CERCLIS) of potentially contaminated sites should
have a record of any previously reported contamina-
tion at or near the site. For  information, contact the
Superfund Hotline (800-424-9346).

EPA Regional Offices can provide records of sites
that have hazardous  substances.  Information is  avail-
able from the Federal National Priorities List (NPL)
and lists of treatment,  storage, and disposal (TSD)
facilities subject to  corrective action under RCRA.
RCRA non-TSD facilities,  RCRA generators, and
Emergency Response  Notification System (ERNS)
information on contaminated or potentially contami-
nated sites can help to determine if neighboring fa-
cilities are  recorded as having released hazardous
substances into the  immediate environment. Contact
EPA Regional Offices for more information.

State and local records  may  indicate any permit vio-
lations or significant contaminant releases from or
near the site'.

Residents and former employees may be able to pro-
vide useful information on waste management prac-
tices, but these reports  should be substantiated.
    halls may have fire insurance maps3 or other histori-
    cal maps or data that indicate the location of hazard-
    ous waste storage areas at the site.

.   Local waste haulers may have records of the facility's
    disposal of hazardous or other waste materials.

. Utility records.

.   Local building permits.

Requests for federal regulatory information are governed
by the Freedom of Information Act (FOIA), and the ful-
filling of such requests  generally takes a minimum of four
to eight weeks.  Similar freedom  of information  legisla-
tion does  not uniformly exist on  the state level;  one can
expect a minimum waiting period of four weeks to re-
ceive requested information (ASTM, 1997).

Iden tifying Migration Path ways and
 Potentially  Exposed  Populations
Offsite migration of contaminants may pose  a risk to hu-
man health  and the environment; planners should gather
as much  readily available information on  the physical
characteristics  of the site as possible.  Migration pathways,
i.e.,  soil, groundwater, and air, will  depend on site-spe-
cific characteristics such as  geology and the physical char-
acteristics of the individual contaminants (e.g., mobility).
Information on the physical characteristics of the general
area can play an important role  in identifying potential
migration  pathways and focusing  environmental sampling
activities,  if needed. Planners  should collect three types
of information to obtain a better understanding of migra-
tion pathways, including topographic, soil  and subsur-
face, and  groundwater data, as described below.

Gathering  Topographic Information
In  this  preliminary investigation, topographic informa-
tion will be helpful in determining whether  the site may
be subject to contamination by adjoining properties or
may be the source of  contamination of other properties.
Topographic information will help planners identify low-
lying areas of the  facility where rain and snowmelt (and
 any contaminants in  them) may  collect and contribute
both water and contaminants to the underlying aquifer or
 surface  runoff to nearby areas. The US. Geological  Sur-
vey (USGS) of the Department of the Interior has topo-
graphic maps for nearly every part of the country. These
     .  „   .                .           .  .           3 Fire insurance maps show, for a specific property, the locations of such
 Local  fire departments may have responded to emer-   items K USTS] buildings, and areas where chemicals have been used for
 gency events at the facility. Fire departments or city   certain  industrial processes.

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maps are  inexpensive and available through the follow-
ing address:

USGS Information Services
Box 25286
Denver, CO 80225
[http://www.mapping.usgs.gov/esic/to_order.hmtl]


Gathering Soil  and Subsurface  Information
Planners should know about the types of soils at the site
from the ground surface extending down to the water table
because soil characteristics play a large role in how con-
taminants move in the environment.  For example, clay
soils limit downward movement of pollutants into un-
derlying groundwater but facilitate surface runoff. Sandy
soils, on the other hand, can promote rapid infiltration
into the water  table while inhibiting surface runoff. Soil
information can be obtained through a  number of sources:

     Local  planning agencies  should  have soil maps to
     support land use planning  activities.  These maps pro-
     vide a general description of the soil types present
     within a county (or  sometimes a  smaller administra-
     tive unit, such as a township).

     The Natural Resource Conservation Service and Co-
     operative Extension  Service offices of the U.S.  De-
     partment of Agriculture (USDA) are also likely to
     have  soil maps.

     Well-water companies are likely  to be familiar with
     local subsurface conditions, and local water districts
     and state water divisions  may have well-logging in-
     formation.

     Local health  departments  may be familiar with sub-
     surface conditions because of their  interest in septic
     drain fields.

     Local construction contractors are likely to be famil-
     iar with subsurface  conditions from  their work with
     foundations.

 Soil characteristics can vary  widely  within  a relatively
 small area, and it  is common to find that the  top layer of
 soil in  urban areas is composed of fill materials, not na-
 tive soils. While  local  soil maps and other general soil
 information can be used for screening purposes such as
 in a Phase I assessment, site-specific  information will be
 needed in the  event that cleanup is necessary.
Gathering  Groundwater Information
Planners  should  obtain general groundwater information
about the site area, including:

    State classifications of underlying  aquifers

    Depth to the groundwater tables

    Groundwater flow direction and rate

This information can be obtained by contacting state en-
vironmental  agencies  or from several local sources, in-
cluding water authorities, well drilling companies, health
departments, and Agricultural  Extension and  Natural
Resource Conservation  Service  offices.

Iden tifying Potential Environmental and
Human Health Concerns
Identifying  possible  environmental and  human health
risks early in the process can influence decisions regard-
ing the viability of a site  for cleanup and the choice of
cleanup  methods used. A visual inspection of the area
will usually  suffice to identify onsite or nearby wetlands
and water bodies that may be particularly  sensitive tore-
leases of contaminants during characterization or cleanup
activities Planners should also review available infor-
mation (e.g., from state and local  environmental agen-
cies)  to ascertain the proximity of residential dwelling s,
nearby industrial/commercial activities,  and wetlands/
water bodies,  and to  identify  people, animals,  or plants
that might receive migrating contamination; any particu-
larly  sensitive populations in the area (e.g., children; en-
dangered species); and whether any major contamination
events have occurred  previously in  the area (e.g., drink-
ing water problems;  groundwater contamination).

For environmental information, planners can contact the
U.S. Army Corps of Engineers, state environmental agen-
cies,  local planning  and conservation authorities,  the U.S.
Geological  Survey,  and  the  USDA Natural Resource
Conservation Service. State and local agencies and orga-
nizations can usually  provide information  on local fauna
and the habitats of any sensitive and/or endangered spe-
cies.

For human  health information, planners can  contact:

    State and local health assessment organizations. Or-
    ganizations  such  as health departments, should have
    data on  the quality of local well water used as a drink-
                                                       10

-------
   ing water source, as well as any human health risk
   studies that have  been conducted. In addition, these
   groups may have  other relevant information, such as
   how certain types of contaminants (e.g., volatile or-
   ganics, such as benzene  and phenols) might pose a
   health risk (e.g., dermal exposure to volatile organ-
   ics  during site characterization); information on  ex-
   posures to particular contaminants and potential
   associated health risks can also be found in health
   profile documents  developed by the Agency for Toxic
   Substances and Disease Registry (ATSDR). In addi-
   tion, ATSDR may have conducted a health consulta-
   tion  or  health  assessment  in  the  area if an
   environmental contamination  event  that may have
   posed a health risk occurred in the past; such an event
   and assessment should have been identified in the
   Phase I records review of prior contamination inci-
   dents at  the site  if any  occurred. For information,
   contact ATSDR's Division of Toxicology (404-639-
   6300).

   Local water and health departments.  During the  site
   visit  (described below), when visually inspecting the
   area around the facility, planners should identify  any
   residential dwellings or  commercial activities near
   the facility and evaluate whether people there may
   come into contact with contamination along one of
   the migration  pathways. Where groundwater  contami-
   nation may pose  a problem, planners should identify
   any nearby waterways or aquifers that may be  im-
   pacted by groundwater  discharge of contaminated
   water, including  any drinking water wells that may
   be  downgradient of the site, such as a municipal well
   field. Local water departments will have a count of
   well connections to the public water supply. Plan-
   ners  should also  pay particular attention to informa-
   tion on private wells in the area downgradient of the
   facility, since, depending on their location, they may
   be  vulnerable to contaminants migrating offsite even
   when the public  municipal drinking  water supply is
   not vulnerable. Local health departments often have
   information on the  locations of private  wells.

In addition to groundwater sources and  migration path-
ways,  surface water sources and pathways should be
evaluated since groundwater and  surface waters can in-
terface at some (or several)  point(s) in the  region. Con-
taminants in groundwater  can eventually migrate to
surface waters,  and contaminants in surface waters can
migrate to groundwater.
Involving the Community
Community-based  organizations  represent a wide range
of issues, from environmental concerns to housing issues
to economic development.  These groups can often  be
helpful in educating  planners and others in the commu-
nity  about  local brownfields sites, which can contribute
to successful brownfields site assessment and cleanup ac-
'tivities. In addition, most state voluntary cleanup pro-
grams require that local communities be adequately
informed about  brownfields cleanup activities. Planners
can contact the local Chamber of Commerce, local phil-
anthropic organizations, local service organizations, and
neighborhood committees  for community  input. State and
local environmental  groups may be able to supply rel-
evant information and identify other  appropriate commu-
nity  organizations.  Local  community  involvement  in
brownfields projects  is a  key component in the success
of such projects.

 Conducting a Site Visit
In addition to  collecting and reviewing available records,
planners need to conduct a site visit to visually  and physi-
cally observe the uses and conditions of the property,  in-
cluding both outdoor areas and the interior  of any
stracUu'ca uiru'rc property. Current and past uses involv-
ing the use, treatment; storage,  disposal, or generation of
hazardous  substances  or  petroleum products should  be
noted. Current or past uses of abutting properties that can
be observed readily  while conducting  the site visit also
should be noted. In addition, readily  observable geologic,
hydrologic, and topographic conditions  should be  identi-
fied, including any possibility of hazardous substances
migrating on- or offsite.

Roads, water supplies, and sewage systems should be
identified,  as well as any storage tanks,  whether above or
below ground. If any hazardous substances or petroleum
products are found, their type, quantity, and storage con-
ditions should be noted. Any  odors, pools of liquids,
drums or other  containers, and equipment likely to con-
tain PCBs should be noted. Additionally, indoors, heat-
 ing  and cooling systems should be noted, as well  as any
 stains,  corrosion, drains, or sumps. Outdoors, any pits,
ponds,  lagoons, stained soil or pavement, stressed veg-
 etation, solid waste, wastewater,  and wells should be noted
 (ASTM, 1997).

 Conducting   Interviews
 In addition to reviewing available  records and  visiting
 the  site, conducting  interviews with the site owner and/

-------
or site manager, site occupants, and local officials is highly
recommended to obtain information  about the prior  and/
or current uses and conditions of the property, and to in-
quire about any useful documents that exist regarding the
property.  Such documents  include  environmental  audit
reports, environmental permits,  registrations for storage
tanks, material safety data sheets, community  right-to-
know plans,  safety plans, government agency notices or
correspondence, hazardous waste generator reports or no-
tices, geoteclmical studies, or any proceedings involving
the property  (ASTM, 1997). Interviews with at least one
staff person  from  the  following  local  government agen-
cies are recommended: the fire department, health agency,
and the agency with authority for hazardous waste dis-
posal or other environmental matters.  Interviews can be
conducted in person, by  telephone, or in writing.

ASTM Standard 1528 provides  a questionnaire that  may
be appropriate for use  in  interviews for certain sites.
ASTM suggests that this questionnaire be  posed to the
current property owner, any major occupant of the prop-
erty (or at least 10 percent of the occupants of the prop-
erty if no major occupant exists), or "any occupant likely
to be using,  treating, generating, storing, or disposing of
hazardous substances or petroleum products on  or from
the  property." A  user's guide  accompanies the ASTM
questionnaire to assist the  investigator in conducting in-
terviews, as well as researching records and making  site
visits.

Developing a  Report
Toward the end of the Phase I assessment, planners should
develop a report that includes all of the  important infor-
mation obtained during record reviews, the site visit,  and
interviews. Documentation, such as references  and im-
portant exhibits, should be  included, as well as the cre-
dentials of the environmental professional that conducted
the  Phase I  environmental site  assessment. The report
should include all information regarding the presence or
likely presence of hazardous substances or petroleum
products on the property and any conditions that indicate
an existing, past, or potential release of such substances
into property structures or into the ground,  groundwater,
or surface water of the property (ASTM, 1997). The re-
port should  include the environmental professional's  opin-
ion  of the impact of the presence or likely presence of
any contaminants, and a findings and  conclusion section
that either indicates that the Phase  I  environmental  site
assessment revealed no evidence of contaminants in  con-
nection with the property,  or discusses what evidence of
contamination was found (ASTM, 1997).
Additional  sections  of the report might include a recom-
mendations section  (e.g., for a Phase n  site  assessment,
if appropriate); and sections on the presence or absence
of asbestos, lead paint, lead in drinking water, radon, and
wetlands. Some states or financial institutions may  re-
quire information on  these  substances.

If the Phase  I site  assessment adequately informs state
and  local officials,  planners, community representatives,
and other stakeholders that no contamination exists at  the
site, or that contamination is so minimal  that  it does mot
pose a health or environmental risk, then those involved
may decide that adequate site assessment has been tc-
complished and the process of redevelopment  may pro-
ceed. In some cases  where evidence of contamination
exists,  stakeholders  may  decide that enough  information
is available from the  Phase I site assessment to charac-
terize the site and determine an appropriate approach For
site  cleanup of the  contamination. In other cases, state-
holders may decide  that additional  site assessment is
warranted,  and a Phase II site assessment would be con-
ducted, as  described below.

Performing a Phase II Site Assessment:
Sampling  the Site
A Phase II site assessment typically involves taking soil,
water, and  air samples to identify the types, quantity, and
extent  of contamination  in these  various  environmental
media. The types of data used in  a Phase II  site assess-
ment can vary from  existing site data (if adequate), to
limited sampling of the site, to more  extensive contami-
nant-specific or  site-specific sampling data. Planners
should use knowledge of past facility operations  when-
ever possible to focus the site evaluation on those pro-
cess areas  where pollutants were  stored; handled, used,
or disposed. These will be the areas where potential con-
tamination  will be  most  readily identified. Generally,  to
minimize costs, a Phase II site assessment will begin with
limited sampling (assuming readily available  data do not
exist that adequately  characterize the type and extent of
contamination on the site) and will proceed  to more com-
prehensive sampling  if needed  (e.g., if  the initial sam-
pling could not identify the geographical  limits of
contamination).

This section explains the importance of setting Data Qual-
ity Objectives (DQOs) and provides brief guidance  for
doing so; describes screening levels  to  which sampling
results can be compared; and provides  an overview of
environmental sampling and data analysis, including sam-
pling methods and ways  to increase data certainty.
                                                       12

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  Setting Data Quality Objectives
  EPA has developed a guidance document that describes
  key principals  and best practices for brownfields site as-
  sessment quality assurance and quality control based on
  program  experience.  The  document, Quality Assurance
  Guidance for Conducting  Brownfields  Site Assessments
  (EPA 540-R-98-038), is intended as a reference for people
  involved in the brownfields site assessment process and
  serves to inform managers of important quality assurance
  concepts.

  EPA has adopted the Data Quality Objectives (DQO) Pro-
  cess (EPA 540-R-93-071) as a framework for making
  decisions. The DQO Process is  common-sense, system-
  atic planning tool based on the scientific method. Using
  a systematic planning approach, such as the DQO Pro-
  cess, ensures that the data  collected to support defensible
  site decision making will be of sufficient quality and quan-
  tity, as well as be generated through the most cost-effec-
  tive means possible. DQOs, themselves, are statements
  that unambiguously communicate the following:

      The study objective

      The most appropriate type of data to collect.

      The most appropriate conditions under which to col-
      lect the data.

      The amount of uncertainty  that will be tolerated when
      making  decisions.

  It is important to understand the concept of uncertainty
  and its  relationship to  site decision making. Regulatory
  agencies, and  the public they represent, want to be as
  confident as possible about the safety of reusing brown-
  fields sites. Public acceptance of site decisions may de-
  pend on the site manager's being able to scientifically
  document the  adequacy of site decisions. During nego-
  tiations  with stakeholders,  effective communication  about
  the tradeoffs between project costs  and confidence in the
  site decision can help set the stage for a project's  suc-
  cessful completion. When  the limits on uncertainty (e.g.,
  only a 5,10, or 20 percent chance of a particular decision
  error is  permitted) are clearly defined in the project, sub-
  sequent activities can be planned so  that data collection
  efforts will be  able to support those confidence goals in a
  resource-effective manner. On the  one hand, a manager
  would  like to  reduce the  chance of making a decision
  error as much  as  possible, but on the other hand, reduc-
  ing the chance  of making that decision error requires col-
lecting more data, which is, in itself, a costly process.
Striking a balance between these two competing goals—
more scientific  certainty  versus less cost-requires care-
ful thought and planning, as well as the application of
professional  expertise.
The following steps are involved in systematic planting:

1.   Agree on intended land reuse. All parties should agree
    early in the process on the intended reuse for the prop-
    erty because the type of use may strongly influence
    the choice of assessment and cleanup approaches. For
    example, if the area is  to be a park, removal of all
    contamination will most likely be needed.  If the land
    will be used for a shopping center, with most of the
    land covered by buildings and parking lots, it may be
    appropriate  to  reduce, rather  than totally  remove, con-
    taminants to  specified levels (e.g., state cleanup lev-
    els; see "Site  Cleanup"  later in this  document).


2.   Clarify the objective of the  site assessment.  What  is
    the overall decision(s) that must be made for the site?
    Parties  should agree on the purpose of the assess-
    ment. Is the objective to confirm that no contamina-
    tion is present? Or is the goal lo identify the type,
    level, and  distribution  of contamination  above the
    levels  which are specified, based  on the intended land
    use. These  are two fundamentally different goals that
    suggest different strategies. The costs associated with
    each approach will also  vary.

    As  noted above, parties  should also  agree on the to-
    tal  amount  of uncertainty allowable in the overall
    decision(s).  Conducting a risk assessment involves
    identifying  the levels of uncertainty associated with
    characterization and cleanup decisions. A risk as-
    sessment involves  identifying potential contaminants
    and analyzing the pathways through which  people,
    other species of concern, or  the environment can be-
    come  exposed to those  contaminants (see  EPA 600-
    R-93-039  and EPA 540-R095-132). Such an
    assessment can help identify the risks associated with
    varying the levels of acceptable uncertainty in the
    site decision and can provide decision-makers with
    greater confidence about their choice of land  use de-
    cisions and the objective of the site assessment.  If
    cleanup is required, a risk assessment can also help
    determine how clean the  site needs to be, based on
    expected reuse (e.g., residential or industrial), to safe-
    guard  people from exposure to contaminants. For
    more information, see the section Increasing the Cer-
                                                        13

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    tainty of Sampling Results and the section Site
    Cleanup.

3.   Define the appropriate type(s) of data that will be
    needed to make an infomzed decision at the desired
    confidence level Parties should agree on the type of
    data to be collected by defining a preliminary list of
    suspected analytes, media, and analyte-specific ac-
    tion levels (screening levels).  Define how the data
    will be used to  make site decisions. For example,
    data values for a particular analyte may or may not
    be averaged across the site for  the purposes of reach-
    ing a  decision to proceed with  work. Are there maxi-
    mum  values which  a contaminant(s)  cannot exceed?
    If found, will concentrations of contaminants  above
    a certain action level (hotspots) be characterized and
    treated separately?  These  discussions should also
    address the types of analyses to be performed at dif-
    ferent  stages of  the project. Planners and  regulators
    can reach an agreement to focus initial  characteriza-
    tion efforts in those  areas where the preliminary in-
    formation  indicates  potential  sources  of
    contamination may be located. It may be appropri-
    ate to analyze for a broad class of contaminants by
    less expensive screening methods  in  the early stages
    of the project in  order to limit the n-umber  of samples
    needing analysis by higher  quality, more  expensive
    methods later. Different types of data may  be used at
    different stages of the project  to support interim de-
    cisions that efficiently direct the course of the project
    as it moves forward.

4. Determine  the most appropriate conditions under
    which to  collect the data.  Parties should agree on
    the timing  of sampling activities,  since weather con-
    ditions can influence how representative the samples
    are of actual conditions.

5.  Identify appropriate contingency plans/actions. Cer-
    tain aspects of the project may not  develop as planned.
    Early recognition of this possibility can be a useful
    part of the DQO Process.  For example, planners,
    regulators,  and other stakeholders can  acknowledge
    that screening-level  sampling may  lead to the dis-
    covery of other  contaminants  on the site  than were
    originally anticipated. During the  DQO Process,
    stakeholders may  specify appropriate  contingency ac-
    tions  to be taken in the event that contamination is
    found. Identifying contingency actions early in the
    project can help  ensure that the project will proceed
    even in light of new developments. The use of a dy-
    namic workplan combined with the use of rapicftum-
    around field analytical methods can enable the pj ect
    to move forward with a minium of time delays and
    wasted effort.

6.   Develop a sampling and analysis plan that canmeet
    the goals and permissible uncertainties descrikd in
    the proceeding steps. The overall uncertainty in a
    site decision is a function of several factors: theiurn-
    ber of samples across the site (the density of sample
    coverage), the heterogeneity of analytes from sample
    to sample (spatial variability of contaminant concen-
    trations), and the accuracy of the analytical methdC s).
    Studies have demonstrated  that  analytical variaiility
    tends to contribute much less to the uncertainly of
    site decisions than does sample variability de  to
    matrix heterogeneity.  Therefore, spending mousy  to
    increase the sample density across the site willusu-
    ally (for most contaminants) make a larger conlit>u-
    tion to confidence in the site decision,  and ths  be
    more  cost-effective, than  will spending mony   to
    achieve the highest data quality possible,  butit a
    lower sampling  density.

Examples of important consideration for developing; a
sampling  and  analysis plan include:

        Determine the sampling location placemen! that
        can provide an estimate of the matrix heteoge-
        neity and  thus  address the  desired certain!.   Is
        locating hotspots of a certain size impoitant?
        Can composite sampling be used to inciea.se
        coverage of the site (and decrease overall un-
        certainty due to sample heterogeneity) vhile
        lowering analytical  costs?

        Evaluate the available pool of analytical lech-
        nologies/methods (both field methods and labo-
        ratory methods, which might be implemented in
        either a fixed or mobile laboratory) forihose
        methods that can address  the desired action lev-
        els (the analytical  methods  quantificationlimit
        should be well below the action level). Account
        for possible or  expected  matrix interferences
        when considering  appropriate  methods.  Can
        field analytical  methods produce data  thai will
        meet all of the desired goals when sampling un-
        certainty is also taken into account? Evaluate
        whether a combination of  screening and defini-
        tive methods may produce  a more cost-effective
        means to  generate data.  Can economy ofscale
        be used? For example, the expense of a mobile
                                                      14

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         laboratory is seldom cost-effective for a single
         small site, but might be cost-effective if several
         sites can be characterized  sequentially by a  single
         mobile  laboratory.

         When the sampling  procedures, sample  prepa-
         ration and analytical methods have been selected,
         design a quality control protocol for each proce-
         dure and  method that ensures that the data gen-
         erated will be of known,  defensible quality.

7.  Through a number of iterations, refine the sampling
    and analysis plan to one that can  most cost-effec-
    tively address the decision-making needs of the site
    planner.

8.  Review agreements  often. As more information  be-
    comes available, some decisions that were based on
    earlier, limited information should be reviewed to  see
    if they are still valid. If they are not, the parties can
    again use the  DQO framework to revise and refine
    site  assessment and  cleanup goals and activities.

The data needed to support decision-making for brown-
fields sites generally are not complicated  and are less
extensive than those required  for more heavily contami-
nated, higher-risk  sites  (e.g.,  Superfund sites). But data
uncertainty may still be a concern at brownfields sites
because knowledge of past activities at a site  may be less
than comprehensive, resulting in  limited site character-
ization.  Establishing DQOs can help address the issue of
data uncertainty in such cases.  Examples of DQOs in-
clude verifying the presence  of soil contaminants, and
assessing whether contaminant  concentrations  exceed
screening levels.

Screening  Levels
In the initial stages of a Phase II site assessment an ap-
propriate set of screening levels for contaminants in soil,
water, and/or air should  be established.  Screening levels
are risk-based benchmarks which represent concentra-
tions  of chemicals in environmental media that do not
pose an unacceptable risk.  Sample analyses of soils, wa-
ter, and air at the facility can be compared with  these
benchmarks. If onsite contaminant levels  exceed the
screening levels, further investigation will be needed  to
determine if and to what extent cleanup  is appropriate.

Some states have developed generic screening levels  (e.g.,
for industrial and  residential use).  These levels may not
account for site-specific factors that affect the concentra-
tion or  migration of contaminants. Alternatively, screen-
ing levels can be developed using site-specific factors.
While site-specific  screening levels  can more effectively
incorporate  elements unique to the  site, developing site-
specific standards is a time- and resource-intensive pro-
cess.  Planners should contact their state environmental
offices and/or EPA regional offices for assistance  in us-
ing screening levels and  in developing site-specific
screening levels.

Risk-based screening  levels are based on calculations/
models  that determine the likelihood that exposure of a
particular organism or plant to a particular level of a con-
taminant would result in a certain adverse effect.  Risk-
based screening levels have been  developed for tap  water,
ambient air, fish, and  soil.  Some states or EPA regions
also use regional background levels (or ranges)  of con-
taminants  in  soil and Maximum Contaminant Levels
(MCLs) in water established  under the Safe Drinking
Water Act as screening levels for some chemicals. In ad-
dition, some states and/or EPA regional offices4 have de-
veloped equations for converting soil screening  levels to
comparative  levels for the  analysis of air and groundwater.

When a contaminant concentration  exceeds  a screening
level, further site assessment (such  as  sampling  the  site
at strategic locations and/or performing more detailed
analysis) is  needed to  determine  that:  (1) the concentra-
tion of the contaminant is relatively low and/or the ex-
tent of contamination is small and does not warrant
cleanup for that  particular chemical, or (2) the concen-
tration or extent  of contamination is high, and that site
cleanup is needed (see the  section "Site Cleanup" for  a
discussion on  cleanup  levels).

Using state  cleanup standards for an initial brownfields
assessment may  be beneficial if no industrial screening
levels are available or if the site may be used for residen-
tial purposes. EPA's soil screening guidance is a tool de-
veloped by EPA to help standarize and accelerate the
evaluation and  cleanup of contaminated soils  at sites on
the NPL where future residential  land use is  anticipated.
This guidance  may be useful at corrective action or VCP
sites where  site conditions are similar.  However, use of
this guidance for  sites where residential  land use assump-
tions  do not apply could result  in  overly conservative
screening  levels.
Tor example, EPA Region 6 Human Health Media-Specific Screening
 Levels include air and groundwater levels based on soil screening levels
 for some chemicals.
                                                       15

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Environmental Sampling and Data
Analysis
Environmental sampling and  data analysis are integral
parts of a Phase II site assessment process. Many differ-
ent technologies are available to perform these activities,
as discussed below.

Levels of  Sampling and Analysis
There are two levels of sampling and analysis: screening
and contaminant-specific. Planners are likely to use both
at different stages of the site assessment.

    Screening. Screening sampling and analysis use rela-
    tively low-cost technologies to take  a limited num-
    ber  of samples  at the  most likely points  of
    contamination  and analyze them  for a limited num-
    ber of parameters.  Screening analyses often test only
    for broad classes of contaminants, such as total pe-
    troleum hydrocarbons,  rather than for specific con-
    taminants,  such as benzene or toluene.  Screening is
    used to narrow the range of areas of potential con-
    tamination and reduce  thenumber of samples requir-
    ing  further, more costly, analysis. Screening is
    generally performed on site, with a  small percentage
    of samples  (e.g.,  generally 10 percent)  submitted to
    a state-approved laboratory for a fuii organic and in-
    organic screening  analysis to validate or clarify the
    results obtained.

    Some geophysical methods are  used in site assess-
    ments because they are noninvasive (i.e., do not dis-
    turb environmental  media as sampling  does).
    Geophysical methods are  commonly  used to detect
    underground objects that might  exist at a site, such
    as USTs, dry wells, and drums.  The two most com-
    mon and cost-effective  technologies  used in geophysi-
    cal  surveys  are ground-penetrating radar and
    electromagnetics. An overview of geophysical meth-
    ods is presented in Table 2. Geophysical methods are
    discussed in Subsurface Characterization and Moni-
    toring Techniques: A Desk Reference Guide (EPA/
    625/R-93003a).

    Contaminant-specific.  For a more in-depth under-
    standing of contamination at a site (e.g., when screen-
    ing data are not detailed enough), it may be necessary
    to analyze samples for specific  contaminants.  With
    contaminant-specific sampling  and analysis,  the  num-
    ber of parameters  analyzed is much  greater than for
    screening-level sampling, and analysis includes more
    accurate,  higher-cost field and  laboratory methods.
    Such analyses may take several  weeks.
Computerization,  microfabrication  and  biotechnology
have permitted the recent development of analytical
equipment that can be generated in the field, on-site k a
mobile laboratory and off-site  in a laboratory.  The same
kind of equipment might be used in two or more loca-
tions


Increasing  the Certainty of  Sampling
Results
One approach to reducing the level  of uncertainty asso-
ciated  with site data is to implement a statistical sam-
pling plan. Statistical sampling plans use statistic al
principles to  determine the number of samples needed to
accurately represent  the contamination present. With the
statistical sampling method, samples  are  usually analyzed
with highly  accurate laboratory or field teclmologies,
which  increase costs and take  additional time.  Using this
approach, planners can negotiate with regulators and de-
termine in advance  specific measures of allowable un-
certainty (e.g., an 80 percent level of confidence with a
25  percent allowable error).

Another approach to increasing the certainty of sampling
results  is to use lower-cost technologies  with higher de-
tection limits to collect a greater number of samples. This
approach would provide a more comprehensive picture
of contamination at the site, but with less detail regard-
ing the specific  contamination.  Such an approach would
not be  recommended to identify the extent of contamina-
tion by a specific contaminant,  such  as benzene, but may
be  an  excellent approach for defining the extent of con-
tamination by total organic compounds with  a  strong de-
gree of certainty. Planners will find that there is a trade-off
between scope  and detail.  Performing a limited number
of detailed analyses provides good detail but less cer-
tainty  about  overall contamination,  while performing a
larger number of general analyses provides less detail but
improves the understanding and certainty of the scope of
contamination.
Site Assessment Technologies
This section discusses the  differences between using field
and  laboratory technologies and provides an overview of
applicable  site assessment technologies. In recent years,
several innovative technologies that have been field-tested
and  applied to hazardous waste problems have emerged.
In many  cases, innovative technologies may  cost less than
conventional techniques and can successfully provide the
needed data. Operating conditions may affect the cost and
effectiveness of individual technologies.
                                                      16

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Table 2.    Non-Invasive  Assessment Technologies
      Applications
        Strengths
  Weaknesses
  Typical Costs'
Infrared  Thermography (IR/T)
• Locates buried USTs.
• Locates buried leaks from
  USTs.
• Locates burled sludge
  pits.
• Locates buried nuclear
  and nonnuclear waste.
• Locates buried oil, gas,
  chemical and sewer
  pipelines.
• Locates buried oil, gas,
  chemical and sewer
  pipeline leaks,
• Locates water pipelines.
• Locates water pipeline
  leaks.
• Locates seepage from
  waste dumps.
• Locates subsurface smol-
  dering  fires in waste dumps.
• Locates  unexploded
  ordinance on hundreds or
  thousands of acres.
• Locates buried  landmines.
 Ground Penetrating Radar (GPR)
 . Locates buried USTs.
 . Locates buried leaks from
  USTs.
 . Locates burled sludge
  pits.
 . Locates burled nuclear
  and nonnuclear waste.
 . Locates buried oil, gas,
  chemical and  sewer
  pipelines.
 . Locates buried oil  and
  chemical pipeline  leaks.
 . Locates water pipelines.
 . Locates water pipeline
  leaks.
 . Locates seepage  from
  waste dumps.
 . Locates cracks in
  subsurface strata such as
  limestone.
 Able to collect data on large
 areas very efficiently.
 (Hundreds of acres per
 flight)
 Able to collect data on long
 cross country  pipelines very
 efficiently (300500 miles
 per day.)
 Low cost  for analyzed data
 per acre  unit.
 Able to prescreen and
 eliminate  clean areas from
 further costly testing and
 unneeded  rehabilitation.
 Able to fuse data with other
 techniques for even greater
 accuracy  in more situations.
 Able to locate  larae and
 small leaks in pipelines and
 USTs. (Ultrasonic devices
 can only locate small, high
 pressure  leaks containing
 ultrasonic noise.)
 No direct  contact with
 objects under  test  is
 required.  (Ultrasonic devices
 must be in contact with
 buried pipelines or USTs.)
 Has confirmed anomalies to
 depths greater than 38 feet
 with an accuracy of better
 than 80%.
 Tests can be performed
 during both daytime and
 nighttime  hours.
, Normally  no inconvenience to the public.

, Can Investige  depths from  1
 centimeter to  100  meters+
 depending upon soil or
 water conditions.
, Can locate small voids
 capable of holding
 contamination wastes.
, Can determine different
 types of materials  such as
 steel, fiberglass or  concrete.
, Can be trailed behind a
 vehicle and travel  at hioh
 speeds.
Cannot be used In rainy
conditions.
Cannot be used to
determine'depth  or
thickness  of anomalies.
Cannot determine  what
specific  anomalies are
detected.
Cannot be used to detect a
specific fluid or
contaminant, but all items
not native to the area will
be  detected.
  Depends  upon
 volume of data
 collected and type of
 targets looked for.
, Small areas <1 acre:
 $1  ,ooo-$3,500
 Large areas >1,000
 acres: $10 - $200 per
 acre
Cannot be used in highly
conductive environments
such as salt water.
Cannot be used in heavy
clay soils.
Data are difficult to
Interpret and require a
lot  of experience.
  Depends  upon
  volume of data
  collected and type of
  targets looked for.
  Small areas <1 acre:
  $3,500 - $5.000
  Large areas > 10
  acres:  $2,500 -
  $3,500 per acre
 ' Cost- based on case study data in 1997 dollars.
                                                                   17

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Table 2.   Continued
Applications
Electromagnetic Offset Logging
. Locates buried
hydrocarbon pipelines
. Locates buried
hydrocarbon USTs.
. Locates hydrocarbon
tanks.
. Locates hydrocarbon
barrels.
. Locates perched
hydrocarbons.
. Locates free floating
hydrocarbons.
. Locates dissolved
hydrocarbons.
. Locates sinker
hydrocarbons.
. Locates buried well
casings.
Magnetometer (MG)
. Locates buried ferrous
materials such as barrels,
pipelines, USTs, and
buckets.
Strengths
(EOL)
. Produces 3D images of
hydrocarbon plumes.
. Data can be collected to
depth of 100 meters.
. Data can be collected from a
single, unlined or nonmetal
lined well hole.
. Data can be collected within
a 100 meter radius of a
single well hole.
. 3D images can be sliced in
horizontal and vertical planes.
. DNAPLs can be imaged.






. Low cost instruments can be
used that produce results by
audio signal strengths.
. High cost instruments can
Weaknesses

. Small dead area around
well hole of
approximately 8 meters.
This can be eliminated by
using 2 complementary
well holes from which to
collect data.












. Non-relevant artifacts can
be confusing to data
analyzers.
. Depth limited to 3 meters.
Typical Costs'

. Depends upon
volume of data
collected and typ
targets looked fa




off

. Small areas < 1ere:
$1 0,000 -$20,09
. Large areas > 11
acres: $5,000 •
$10,000 per acre










. Depends upon
volume of data
collected and typ
targets looked In
















of

                              be used that produce hard
                              copy printed maps of
                              targets.
                              Depths to 3 meters. 1 acre
                              per day typical efficiency in
                              data collection.
                                   ,  Small areas < Icr <
                                     $2,500 - $5,000
                                   ' Large areas > II
                                     acres: $1,500.
                                     $2,500 per acre
 1 Cost based on case study data in 1997 dollars.
 Field versus Laboratory Analysis
 The principal  advantages  of performing field sampling
 and field analysis are that results are immediately avail-
 able and more  samples can be taken during the same sam-
 pling  event; also, sampling locations can be adjusted
 immediately to clarify the  first round of sampling results
 if warranted. This approach  may reduce costs  associated
 with conducting additional sampling events after receipt
 of laboratory  analysis. Field assessment  methods have
 improved significantly over recent years; however, while
 many field technologies may be comparable  to labora-
 tory technologies, some field technologies may not  de-
 tect contamination at  levels as low as laboratory methods,
 and may  not be contaminant-specific. To validate the field
 results or to gain more information on specific contami-
 nants, a small  percentage of the  samples can be sent for
 laboratory analysis. The choice of sampling and analyti-
 cal procedures  should be based on DQOs established ear-
 lier in the process,  which  determine the quality  (e.g.,
 precision, level of detection) of the data needed to  ad-
 equately  evaluate site conditions and identify  appropri-
 ate cleanup technologies.
Sample  Collection and Analysis
Technologies
Tables 3 and 4 list sample collection technologies fofioil/
subsurface and groundwater that may be appropriate for
metal finishing brownfields sites. Technology selection
depends on the medium being sampled and the typ  of
analysis required, based on DQOs (see the section outbids
subject earlier in this document). Soil samples aregineT-
ally collected using spoons, scoops, and shovels. Tfc se-
lection of a subsurface sample collection technology
depends on the  subsurface conditions (e.g.,  consolidated
materials,  bedrock), the required sampling depth andbv-el
of analysis, and the extent of sampling  Anticipated For
example,  if subsequent sampling efforts are liketyttien
installing  semi-permanent well  casings with a well-drill-
ing rig may be appropriate. If limited sampling is ex-
pected, direct push methods, such as cone penetromters,
may be more 'cost-effective. The types of contamiaants
will also play a key role in the selection of sampling meth-
ods, devices, containers, and preservation  techniques.

Table 5 lists analytical  technologies that may be appro-
priate for  assessing metal finishing sites, the types of ccra-
tamination they can measure,  applicable environmental
media, and the relative  cost of each. The final two col-
                                                       18

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Table 3. Soil and Subsurface Sampling Tools
Media
Technique/ Ground
Instrumentation Soil Water
Drilling Methods
Cable Tool
Casing Advancement
Direct Air Rotary with Rotary Bit/
Downhole Hammer
Direct Mud Rotary
Directional Drilling
Hollow-Stem Auger
Jetting Methods
Rotary Diamond Drilling
Rotating Core
Solid Flight and Bucket Augers
Sonic Drilling
Split and Solid Barrel
Thin-Wall Open Tube
Thin-Wall Piston/
Specialized Thin Wall
Direct Push Methods
Cone Penetrometer
Driven Wells
Hand-Held Methods
Augers
Rotating Core
Scoop, Spoons, and Shovels
Split and Solid Barrel
Thin-Wall Open Tube
Thin-Wall Piston/
Specialized Thin Wall
Tubes
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X

X
X
X
X
X
X
X
X
X
X
X
X
X
X
X

X
X



X
X
X





Relative Cost
per Sample
Mid-range
expensive
Most expensive
Mid-range
expensive
Mid-range
expensive
Most expensive
Mid-range
expensive
Least expensive
Most expensive
Mid-range
expensive
Mid-range
expensive
Most expensive
Least expensive
Mid-range
expensive
Mid-range
expensive
Mid-range
expensive
Mid-range
expensive
Least expensive
Mid-range
expensive
Least expensive
Least expensive
Mid-range
expensive
Mid-range
expensive
Least expensive
Sample Quality
Soil properties will most likely
be altered
Soil properties will likely be
altered
Soil properties will most likely
be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties will likely be
altered
Soil properties will most likely
not be altered
Soil properties may be altered
Soil properties will most likely
not be altered
Soil properties will most likely
not be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties may be altered
Soil properties will most likely
not be altered
Soil properties will most likely
not be altered
Soil properties will most likely
not be altered
Bold - Most commonly used field techniques
                                                            19

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Table 4.   Groundwater Sampling  Tools

                               Contaminants'
  Technique/
Instrumentation
  Relative Cost
   per Sample
       Sample Quality
Portable Grab Samplers
Bailers
 Pneumatic Depth-Specific
 Samplers
                           VOCs, metals
                           VOCs, metals
 Portable In Situ Groundwater Samplers/Sensors
 Cone  Penetrometer               VOCs, metals
 Samplers
 Direct Drive Samplers
 Hyclropunch

 Fixed In  Situ Samplers
 Multilevel  Capsule
 Samplers
 Multiple-Port Casings

 Passive Multilayer Samplers
                           VOCs, metals

                           VOCs, metals


                           VOCs, metals

                           VOCs, metals

                               VOCs
Least expensive

  Mid-range
  expensive
Least  expensive

Least  expensive

   Mid-range
   expensive

   Mid-range
   expensive
Least expensive

Least  expensive
   Liquid properties may be
          altered
Liquid properties will most likely
       not be altered
Liquid properties will most likety
       not be altered
Liquid properties will most likely
       not be altered
Liquid properties will most likely
       not be altered
Liquid properties will most likely
       not be altered
Liquid properties will most likely
       not be altered
Liquid properties will most likely
       not be altered
 Bold    Most commonly used field techniques
 VOCs  Volatile Organic Carbons
 1 See Figure 1 for an overview of site locations where these contaminants may typically be found.
 umns of the table contain the applicability (e.g., field and/
 or laboratory) of analytical methods and the technology's
 ability to  generate  quantitative versus qualitative results.
 Less expensive  technologies  that  have rapid turnaround
 times and produce only qualitative results generally
 should be sufficient for many brownfields sites.

 Additional Considerations for Assessing
 Metal  Finishing Sites
 When assessing a metal  finishing  brownfields site, plan-
 ners should focus on the most likely  areas of contamina-
 tion. Although the specific locations vary from site to site,
 this  section provides some general guidelines.

  Where  to Sample
 Most metal finishing facilities perform all operations in-
 doors.  Consequently,  most  site assessment  activities
 should focus on contamination inside and underneath the
 facility. Outdoor assessment activities should evaluate
 points where drain pipes may have carried contaminated
 wastewater or spilled materials.

 The typical metal  finishing  facility is  comprised of one
 or more large, warehouse-type buildings that contain the
 bath tanks,  chemical storage  areas, and wastewater treat-
 ment system. The floors are likely  to be a continuous
                                                       concrete slab containing several drains  leading to a cen-
                                                       tral storm drain or sewer access. In most older facilities,
                                                       the feed lines from bath to wastewater tanks are under-
                                                       neath the floor slab. In newer facilities, the bath tanks
                                                       and/or the wastewater tanks will likely be partially sub-
                                                       merged in the floor slab and positioned directly on the
                                                       ground.

                                                       A  visual inspection of the site should  identify the most
                                                       likely points of potential contaminant releases. These in-
                                                       clude the areas surrounding:

                                                            Floor drains in chemical storage  and process  bath
                                                            areas
                                                            Sludges left in process bath  and wastewater treatment
                                                            tanks

                                                            Pipes underneath the floor slab

                                                            Tanks set through the floor slab

                                                            Cracks  in floor or stains  in low spots in the floor

                                                        Solvents can be highly  mobile on release,  and can  seep
                                                        into and through the concrete flooring, which is porous.
                                                        The inspection of the facility floor should look not  only
                                                          20

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Table 5. Sample Analysis Technologies
Media
Technique/ Ground
Instrumentation Analytes Soil Water
Metals
Laser-Induced Metals X
Breakdown
Spectrometry
Titrimetry Kits Metals X X
Particle-Induced X-ray Metals X X
Emissions
Atomic Adsorption Metals X* X
Spectrometry
Inductively Coupled Metals X X
Plasma-Atomic
Emission
Spectroscopy
Field Bioassessment Metals X X
X-Ray Fluorescence Metals X X
VOCs
Chemical Calorimetric VOCs X X
Kits
Flame lonization VOCs X X
Detector (hand-held)
Explosimeter VOCs X X*
Photo lonization VOCs, X X
Detector (hand-held)
Catalytic Surface VOCs X* X
Oxidation
NearlR VOCs X
Reflectance/Trans
Spectroscopy
ion Mobility VOCs X* X
Spectrometer
Raman VOCs X X
Spectroscopy/SERS

Relative
Gas Detection
ppb
ppm
ppm
X ppb
X ppb


X ppm
ppm
X ppm
X ppm
X ppm
X ppm
100-1 ,000
ppm
X 100-1 ,000
ppb
X* ppb
Relative
Cost per
Analysis
Least
expensive
Least
expensive
Mid-range
expensive
Most
expensive
Most
expensive

Most
expensive
Least
expensive
Least
expensive
Least
expensive
Least
expensive
Least
expensive
Least
expensive
Mid-range
expensive
Mid-range
expensive
Mid-range
expensive


Produces
Application" Quantitative Data
Usually used
in field
Usually used
in laboratory
Usually used
in laboratory
Usually used
in laboratory
Usually used
in laboratory

Usually used
in field
Laboratory
and field
Can be used
Infield,
usually used
In laboratory
Immediate,
can be used
in field
Immediate,
can be used
in field
Immediate,
can be used
in field
Usually used
in laboratory
Usually used
In laboratory
Usually used
in laboratory
Usually used
in laboratory
Additional
effort
required
Additional
effort
required
Additional
effort
required
Yes
Yes

No
Yes (limited)
Additional
effort
required
No
No
No
No
Additional
effort
required
Yes
Additional
effort
required
VOCs   Volatile Organic Compounds
X*      Indicates there must be extraction of the sample to gas or liquid phase
        Samples sent to laboratory  require shipping time and usually  14 to 35 days turnaround time for analysis.  Rush orders cost an  additional amount per sample.


                                                                                                                                      (continued)

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Table 5. Continued
Media
Technique/ Ground
Instrumentation Analytes Soil Water
Infrared Spectroscopy VOCs X X
Scattering/Absorption VOCs X* X
Lidar
FTIR Spectroscopy VOCs X X
Synchronous VOCs X X
Luminescence/
Fluorescence

Gas Chromatography VOCs X* X
(GC) (can be used
with numerous
detectors)
UV-Visible VOCs X X
Spectrophotometty
UV Fluorescence VOCs X X
Ion Trap VOCs X X*
Other
Chemical Reaction- VOCs, X X
Based Test Papers Metals
immunoassay and VOCs, X X
Calorimetric Kits Metals


Relative
Gas Detection
X 100-1 ,000
ppm
X 100-i ,000
ppm
X ppm
ppb

X ppb
X ppb
X ppb
X ppb
ppm
ppm

Relative
Cost per
Analysis
Mid-range
expensive
Mid-range
expensive
Mid-range
expensive
Mid-range
expensive

Mid-range
expensive
Mid-range
expensive
Mid-range
expensive
Most
expensive
Least
expensive
Least
expensive



Produces
Application" Quantitative Data
Usually used
in laboratory
Usually used
in laboratory
Laboratory
and field
Usually
used in
laboratory,
can be used
in field
Usually
used in
laboratory,
can be used
in field
Usually used
in laboratory
Usually used
in laboratory
Laboratory
and field
Usually used
In field
Usually used
in
laboratory,
can be used
in field
Additional
effort
required
Additional
effort
required
Additional
effort
required
Additional
effort
required

Yes
Additional
effort
required
Additional
effort
required
Yes
Yes
Additional
effort
required

VOCs  Volatile Organic Compounds
SVOCs Semivolatile Organic Compounds (may be present in oil and  grease)
PAHs Polyaromatic Hydrocarbons
X*     Indicates there must be extraction of the sample to gas or liquid phase
"     Samples sent to laboratory require shipping time and usually 14 to 35 days turnaround time for analysis, Rush orders cost an additional
       amount per sample.
for cracks through which solvents could migrate, but also
for stained areas where spilled solvents may have pooled.
Wipe samples  should be taken along the walls of the fa-
cility, as  solvent vapors may have penetrated wall mate-
rials.

Since metal finishing operations are typically conducted
inside the facility, outside  points  of potential  release are
likely to be limited to:

*   Points of discharge from  effluent pipes
    Waterways, canals, and ditches at points of pipe dis-
    charge

*   Areas where process bath materials may have been
    dumped


While discharge  points may be visually obvious,  areas of
dumping may be less apparent. Often these areas are
marked by stained soils and a lack of vegetation. Low-
lying areas should also be investigated, as they make natu-
                                                         22

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ral dumping areas and contaminants  may drain to these
points.

How Many Samples to Collect
Samples  should be taken in  and around the areas  of po-
tential release mentioned above. Planners should  expect
that two  to three  samples will be required in each area,
depending on DQOs. A cost-effective approach is to per-
form screening analyses using field methods  on all
samples  and then to submit one sample to a laboratory
for analysis by an accepted EPA method. Although the
screening analyses can be conducted for broad  contami-
nant groups, such as total organics,  a  contaminant-spe-
cific analysis  should be  conducted as  a full screen for
organic  and inorganic  contaminants  and to  validate the
screening analyses. Contaminant-specific analyses may
be conducted  either in the  field using  appropriate tech-
nologies  and protocols  or in a laboratory.

 What Types of Analysis to Perform
The  selection  of  analytical  procedures  will  be based on
the DQOs established.  Generally, the following analyses
may be appropriate at  metal finishing sites:

    Residuals taken from drain sumps in storage areas
    should be screened for total organics and  acids.
    Screening  analyses  for these contaminants can be per-
    formed inexpensively using a photo ionization de-
    tector (PID)  or flame ionization detector (FID) for
    total organics.

•   Residuals  taken from drains in the process and  waste-
    water treatment areas should be screened for a simi-
    lar range of organic contaminants,  but additional
    analyses should be performed to  screen for  the pres-
    ence of inorganic  contaminants,  such  as the  metals
    used in the metal finishing process.  Immunoassays
    are an inexpensive field technology that can be used
    to perform the screening analyses for  organic con-
    taminants  and mercury. X-ray fluorescence (XRF) is
    another innovative technology that can be used  to
    perform either field or laboratory analyses.

•   Soil  gas should be collected at points underneath the
    floor slab, particularly  near any tanks that are  set
    through the floor slab, to detect the presence of sol-
    vents and other organic contaminants. These samples
    can  be  analyzed with  the  PID/FID technology de-
    scribed  above. Corings  of the floor slab may need to
    be taken and  sent to a laboratory  to determine if con-
    taminants have penetrated floor  slabs.
•   Wipe  samples taken from walls  should be  analyzed
    for organic compounds.  These analyses can be per-
    formed using the same technologies that are used to
    analyze  residuals  samples.

•   Soils and sediments at  points of pipe discharge should
    be screened for both organic and inorganic  contami-
    nants using the PID/FID technology. XRF can be used
    for field or laboratory analyses.

•   Water samples collected in swales, canals, and ditches
    should be screened for organics. Inorganic  contami-
    nation can sometimes  be detected in water  samples,
    but conditions do not  always allow it.

In addition,  as discussed  earlier, many older structures
contain lead paint and asbestos insulation and tiling. Nu-
merous kits are  readily available to test for lead paint.
Experienced professionals  may be able to visually  iden-
tify asbestos  insulation, but specialized equipment may
be needed to confirm the presence of asbestos in  other
areas. Core or wipe samples can be analyzed for asbestos
using polarized light microscopy (PLM). Local and state
laws regarding lead and asbestos should be consulted to
determine how they may  affect the selection of DQOs,
sampling,  and analysis.

General Sampling Costs
Site assessment costs vary widely, depending on the  na-
ture and extent of the contamination  and the size of the
sampling  area. The sample  collection costs discussed
below are  based on an assumed labor rate of $35 per hour
plus $10 per  sample for shipping and handling.

So/7 Collection Costs
Surface soil samples can be collected with tools as simple
as a stainless  steel spoon, shovel, or hand auger.  Samples
can be collected using hand tools in soft soil for as low as
$10 per sample (assuming  that a field technician can col-
lect 10 samples per hour). When soils are hard, or deeper
samples are required, a hammer-driven split spoon  sam-
pler or a  direct push rig is needed. Using a  drill  rig
equipped with a  split spoon sampler or a direct  push rig
typically costs more than $600 per day for rig  operation
(Geoprobe, 1998), with the cost per sample  exceeding
$30 (assuming that a field technician can collect 2 samples
per hour).  Labor  costs generally increase when heavy ma-
chinery  is needed.

 Groundwater Sampling Costs
Groundwater samples  can be extracted through conven-
tional drilling of a permanent monitoring well  or  using
                                                      23

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the direct push methods listed in Table 3. The conven-
tional, hollow stem auger-drilled monitoring well is more
widely accepted but generally takes more time than di-
rect  push methods.  Typical  quality assurance protocols
for the conventional  monitoring well require  the well to
be drilled, developed, and allowed to achieve  equilibrium
for 24 to 48 hours. After the development period, a
ground-water sample is extracted. With the  direct push
sampling method, a probe is either hydraulically pressed
or vibrated into the ground,  and groundwater percolates
into a sampling container attached to the  probe.  The di-
rect push method costs are contingent upon the hardness
of the subsurface, depth to the water table, and perme-
ability of the aquifer. Costs for both conventional and
direct push  techniques  are generally more than  $40 per
sample  (assuming that a field technician can collect  1
sample per  hour); well installation costs  must be added
to that number.

Surface Wafer and Sediment Sampling
costs
Surface  water  and sediment sampling costs depend  on
the  location and depth of the  required samples. Obtain-
ing surface water and sediment samples can cost as little
as $30 per sample  (assuming that a field technician cam
collect 2 samples per hour).  Sampling sediment in deep
water or sampling a deep level of surface water, how-
ever, requires the use of larger equipment, which drives
up the cost. Also, if surface water presents a hazard dur-
ing sampling  and protective measures are  required, costs
will increase greatly.

Sample Analysis Costs
Costs for analyzing samples in any medium can  range
from  as little as $27 per sample for a relatively simple
test (e.g., an immunoassay test for metals)  to greater than
$400 per sample for a more extensive analysis (e.g., for
semivolatiles) and up to $1,200  per sample for dioxims
(Robbat, 1997). Major factors  that affect the cost of
sample analysis include the type of analytical technol-
ogy used,  the level of expertise needed  to interpret the
results, and the number of samples to be analyzed.  Plan-
ners should make  sure that laboratories that have been
certified by state programs are used; contact your state
environmental agency for a list of state certified labora-
tories.
                                                     24

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                                                Chapter 4
                                              Site  Cleanup
The purpose of this section is to guide planners in the
selection of appropriate  cleanup technologies, the prin-
cipal factors that will influence the selection of a cleanup
technology include:

    Types  of  contamination present
    Cleanup and reuse goals
    Length of time required to reach cleanup goals
•   Post-treatment  care  needed
.  Budget

The selection  of appropriate cleanup technologies often
involves a trade-off between time and cost. A companion
EPA document, entitled  Cost Estimating Tools and  Re-
sources for Addressing  Sites Under the Brownfields  Ini-
tiative,  provides  information on cost  factors and
developing cost estimates.  In general, the more intensive
the cleanup approach, the more quickly the  contamina-
tion will be mitigated and the  more costly  the  effort. In
the case of brownfields cleanup, this can be  a major point
of concern, considering the planner's desire to return the
facility to the point of reuse as quickly as possible. Thus,
the planner may wish to  explore a number of options and
weigh carefully the costs  and  benefits of each.  One ef-
fective method of comparison is the cleanup plan, as dis-
cussed below. Planners should involve stakeholders in
the community in the development of the cleanup plan.

The intended future use of a brownfields site will drive
the level of cleanup needed to make the site safe for re-
development and reuse.  Brownfields sites are by defini-
tion not Superfund NPL sites; that is, brownfields sites
usually have lower levels of contamination present  and
therefore generally require less extensive cleanup efforts
than Superfund  NPL sites. Nevertheless, all  potential
pathways of exposure, based on the intended reuse of the
 site, must be addressed in the site assessment and cleanup;
if no pathways of exposure exist, less cleanup (or possi-
bly none) may be required.
Some  regional EPA and state offices have developed
cleanup standards for different chemicals,  which may
serve as guidelines or legal  requirements for cleanups. It
is  important to  understand that  screening levels  (discussed
in the  section on "Performing a Phase II Site  Assessment"
above) are different  from cleanup levels.  Screening lev-
els indicate whether  further  site investigation  is warranted
for a  particular  contaminant. Cleanup levels indicate
whether cleanup  action is needed and how  extensive it
needs to be. Planners should check with their state envi-
ronmental office for guidance and/or requirements  for
cleanup standards.

This section contains information on  developing a cleanup
plan; various  alternatives for  addressing  contamination
at the  site (i.e., institutional  controls  and containment  and
cleanup technologies);  using different  technologies  for
cleaning  up metal finishing sites, including a summary
table of technologies; and  post-construction issues  that
planners need to  consider when considering  alternatives.

Developing a Cleanup Plan
If the  results of the  site evaluation indicate the presence
of contamination above acceptable  levels, planners will
need to have a cleanup plan developed by a professional
environmental  engineer that describes the approach  that
will be used to contain  and  possibly cleanup  the contami-
nation present  at the site. In developing this plan, plan-
ners and their engineers  should consider a range of
possible options,  with the intent of identifying the most
cost-effective approaches for cleaning up the  site, given
time and cost concerns. The cleanup plan can include the
following  elements:

    A clear delineation  of environmental concerns at the
     site. Areas should be discussed separately if the
    cleanup approach for an area is different than that for
    other areas of the site.  Clear documentation of exist-
    ing conditions at the site and a summarized assess-
    ment  of the nature  and  scope of contamination should
    be included.
                                                       25

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     A  recommended cleanup approach for each environ-
     mental concern that takes into account expected land

     reuse plans and the adequacy of the technology se-
     lected.

 •   A  cost estimate that reflects both expected capital and
     operating/maintenance   costs.

     Post-construction maintenance  requirements  for the
     recommended  approach.

     A  discussion of the assumptions made to support the
     recommended cleanup  approach, as well as the limi-
     tations of the approach.

 Planners  can use the  framework developed  during the
 initial  site evaluation  (see the section  on "Site Assess-
 ment"  above)  and the  controls and  technologies described
 below to compare the effectiveness of the least costly
 approaches for meeting the required cleanup goals estab-
 lished  in the  DQOs. These goals  should be established at
 levels  that are consistent with  the  expected reuse plans.
 A final cleanup plan may include  a combination of ac-
 tions,  such as institutional  controls,  containment technolo-
 gies, and cleanup technologies, as  discussed below.

  Institutional Controls
Institutional controls may play  an important role in re-
 turning a metal finishing  brownfields  site to a market-
  able condition. Institutional controls are mechanisms that
  control the current and future use  of, and access to, a site.
  They are established, in the case of brownfields, to pro-
  tect people  from  possible contamination. Institutional
  controls  can  range from a security fence  prohibiting ac-
  cess to a certain portion of the site to deed restrictions
  imposed  on the future use of the site. If the overall cleanup
  approach does not include the complete  cleanup of the
 facility (i.e., the complete removal or destruction of onsite
  contamination), a deed restriction will likely be required
  that clearly  states  that hazardous waste  is being left in
  place within the  site boundaries.  Many state brownfields
  programs include  institutional  controls.

  Containment Technologies
  Containment technologies,  in many instances, will be the
  likely  cleanup approach for landfilled  waste and waste-
  water  lagoons (after contaminated wastewaters have been
  removed) at metal finishing facilities. The purpose  of
  containment  is to reduce the potential for offsite migra-
  tion of contaminants and,  possible subsequent exposure.
  Containment technologies include engineered  barriers
  such as caps for contaminated  soils,  slurry walls, and
  hydraulic containment.  Often, soils contaminated with
metals can be  solidified by  mixing them with cement-
like materials,  and the resulting stabilized material can
be stored onsite in a landfill. Like institutional controls,
containment technologies do  not remove or destroy con-
tamination, but mitigate potential risk by  limiting access
to it.

If contamination is found underneath the  floor slab  at
metal finishing facilities,  leaving  the contaminated  ma-
terials in place and repairing any damage to the floor slab
may be justified.  The likelihood that such an approach
will be acceptable to regulators will depend on whether
potential risk can  be mitigated and managed effectively
over the long term.  In determining whether containment
is feasible, planners should consider:

•   Depth to groundwater.  Planners should be prepared
    to prove to regulators that groundwater levels  will
    not rise, due to seasonal conditions,  and come into
    contact  with  contaminated soils.
•   Soil types. If contaminants are left in place, the na-
    tive  soils should not be  highly porous,  as  are sandy
    or gravelly soils, which  enable contaminants to mi-
    grate easily. Clay and fine silty soils provide a much
    better barrier.
•   Surface water control.  Planners should be prepared
    to prove to regulators that rainwater and  snowmelt
    cannot infiltrate under the floor slab and flush the
    contaminants  downward.
•    Volatilization  of organic contaminants.  Regulators are
    likely to require that air monitors be placed inside
    the building to monitor the level of organics that may
    be escaping upward through the floor and  drains.

 Types of Cleanup Technologies
Cleanup may be  required to remove or destroy onsite
contamination  if regulators  are unwilling to accept the
level of contamination present or if the types of contami-
nation are not  conducive to  the use of institutional con-
trols or  containment technologies.  Cleanup technologies
fall broadly into  two categories-ex situ and in situ, as
described below.

•   Ex Situ. An ex situ technology treats contaminated
    materials  after they have been removed and trans-
    ported to another location. After treatment, if the re-
    maining materials, or residuals, meet cleanup goals,
    they can be returned to  the site. If the residuals do
    not yet meet cleanup goals, they can  be subjected  to
    further treatment,  contained onsite, or moved to an-
     other location for storage or further treatment. A cost-
     effective approach to  cleaning up a  metal finishing
                                                        26

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    brownfields site may be the partial treatment of con-
    taminated soils or groundwater, followed by contain-
    ment,  storage,  or further  treatment offsite. For
    example, it is common practice for  operating metal
    finishing facilities to treat wastewaters to an inter-
    mediate level and then send the treated water to the
    local POTW.

    In Situ. The use  of in situ technologies has increased
    dramatically in recent years. In situ technologies
    treatontamination in  place and are often  innovative
    technologies. Examples  of in situ technologies in-
    clude bioremediation,  soil flushing, oxygen  releas-
    ing compounds,  air sparging,  and treatment walls. In
    some cases,  in situ technologies are feasible, cost-
    effective choices for the types of contamination that
    are likely at metal finishing sites. Planners, however,
    do need to be aware that cleanup with in situ tech-
    nologies is likely  to take longer than with ex situ tech-
    nologies.

Maintenance requirements associated with in situ tech-
nologies depend on the technology used and vary widely
in both effort  and cost. For  example,  containment tech-
nologies such as caps and  liners will require regular main-
tenance, such as maintaining the vegetative  cover and
performing periodic  inspections  to  ensure the long-term
integrity of the  cover system.  Groundwater treatment
systems will require  varying levels  of post-cleanup care.
If an ex situ system is in use at  the site, it will  require
regular operations support and periodic maintenance to
ensure that the system is  operating as  designed.

Cleanup Technology Options for Metal
Finishing Sites
Table 6 presents  the technologies that may be appropri-
ate for use at metal finishing sites, depending on their
capital and operating costs. In addition to more conven-
tional  technologies,  a  number of innovative  technology
options are listed. Many possible  cleanup approaches use
institutional controls and one or a  combination of the tech-
nologies described in Table 6. Whatever cleanup approach
is ultimately chosen, planners should explore a number
of cost-effective options.

Cleanup at metal finishing facilities will most likely en-
tail  removing  a complex mix of contaminants,  primarily
organic solvents and metals. The cleanup will usually
require more than one technology, or treatment train, be-
cause single technologies tend not to address  both metal
and organic contaminants.  Solidification/stabilization can
address  metal contamination  by limiting mobility (solu-
bility) and thereby limit risk.  Approaches at metal finish-
ing sites depend on local conditions. At larger metal
finishing sites, one approach  may be to excavate and sta-
bilize the contaminated material with either onsite or off-
site disposal  or treatment of  material.  Access to
contaminated soils may  be limited at smaller sites requir-
ing excavation  and offsite  treatment or disposal. The sta-
bilized material can be  placed onsite or sent to an
EPA-approved  landfill (Subtitle C for hazardous materi-
als, otherwise,  Subtitle  D).
Post-Construction Care
Many of the cleanup technologies that leave  contamina-
tion onsite, either in containment systems or because of
the long periods required to reach cleanup goals, will re-
quire long-term maintenance and possibly operation. If
waste is left onsite, regulators will likely require long-
termmonitoring of applicable media (i.e., soil,  water, and/
or air)  to ensure that the  cleanup approach  selected is
continuing  to function  as planned (e.g., residual contami-
nation,  if any, remains  at acceptable levels  and is not
migrating). If long-term  monitoring  is required (e.g., by
the state),  periodic sampling, analysis,  and reporting re-
quirements will  also  be involved.  Planners should be
aware of these requirements and provide for them in
cleanup budgets.  Post-construction sampling,  analysis,
and reporting costs in their cleanup budgets  can be a sig-
nificant problem  as these costs can be substantial.
                                                      27

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      Table  6.  Cleanup Technologies for  Metal  Finishing  Brownfields Sites
      Applicable
      Technology
        Description
 Examples  of Applicable
  Land/Process Areas'
Contaminants  Treated
 by This Technology
                                                                                                                  Limitations
                                          cost
      Containment  Technologies
      Sheet Piling        .  Steel or iron sheets are driven into
                           the ground to form a subsurface
                           barrier.
                         .  Low-cost containment method.
                         .  Used primarily for shallow aquifers.
      Grout Curtain
      Slurry Walls
IV)
00
      Capping
  Grout curtains are injected into
  subsurface soils and  bedrock.
  Forms an impermeable barrier  in the
  subsurface.
 Consist of a vertically excavated
  slurry-filled trench.
  The slurry hydraulically shores the  trench
  to prevent collapse and forms a filtercake
  to reduce groundwater flow.
  Often used where the waste  mass  is too
  large for treatment  and where soluble
  and mobile constituents pose an imminent
  threat to a source of drinking water.
 Often constructed of a  soil, bentonite,
  and water mixture.
.  Used to  cover  buried waste
  materials to prevent migration.
. Made of a relatively
  impermeable material that  will
  minimize rainwater infiltration.
, Waste materials can be left in place.
, Requires periodic inspections and
  routine  monitoring.
. Contaminant migration must  be
  monitored  periodically.
                                             Metal cleaning, rinsing and
                                              bathing  operations,  chemical.
                                              storage, wastewater  treatment.
Metal cleaning, rinsing and
 bathing  operations,  chemical
 storage, wastewater treatment.
Metal cleaning, rinsing and
 bathing  operations,  chemical
 storage, wastewater treatment.
                                       Not contaminant-
                                       specific.
      Not  contaminant-
       specific.
      Not  contaminant-
       specific.
 Anodizing, solid wastes  from
 anodizing, electroplating, electro-
 plating  wastewaters and solid wastes,
 finishing wastewaters, chemical
 conversion coating wastewaters  and
 solid wastes,  electroless plating,
 electroless plating  wastewaters,  solid
 wastes from painting, wastewater
 treatment system,  sunken treatment
 tank.
      Metals.
 ' Not effective in the absence of
   a continuous aquitard.
   Can leak at  the intersection of
   the sheets and the aquitard
   or through pile wall joints.

   Difficult to ensure a complete
   curtain without gaps through
   which the plume  can escape:
   howeveiynew techniques have
   improved continuity of curtain.

  Contains contaminants only
   within a  specified  area.
  Soil-bentonite backfills are
   not able to  withstand attack
   by strong acids, bases, salt
   solutions, and some organic
   chemicals.
   Potential for the slurry walls
   to degrade  or deteriorate over
   time.
.  Costs associated with
   routine  sampling  and analysis
   may be high.
.  Long-term maintenance  may
   be  required to  ensure
   impermeability.
.   May have to be replaced after
   20  to 30 years of operation.
.  May not be  effective  if ground
   water table  is high.
                                                               $8 to $17 per
                                                                square foot.2
 $6 to $14 per
  square foot.2
,  Design and
  installation  costs
  of $5 to $7 per
  square foot (1991
  dollars) for a
  standard soil-
  bentonite wall in
  soft to medium
  soil.3
 Above costs do
  not  include vari-
  able costs rer
  quired  for
  chemical analy-
  ses, feasibility, or
  compatibility
  testing.

 $11 to $40  per
  square yard.4
      i The cleanup of any one area is likely to affect the cleanup of other areas in close proximity; cleanup decisions are often made for larger areas than those presented here, and  combinations of
       technologies may be selected.
      2 Federal Remediation Technology Roundtable. http://www.frtr.gov/matrix/top_page.html
      3 Costs  of Remedial  Actions at Uncontrolled Hazardous Wastes Sites,  U.S. EPA, 1986.
      4 Interagency Cost Workgroup, 1994.
      VOCs = volatile organic compounds
                                                                                                                                                                                 (Continued)

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Table 6. Continued
Applicable
Technology
      Description
 Examples of Applicable
  Land/Process Areasi
Contaminants  Treated
 by This Technology
            Limitations
                                                                                                                                                cost
Ex Situ Technologies
Excavation/
Offsite
Disposal
Chemical
Oxidation/
Reduction
Removes contaminated  material
to an  EPA-approved  landfill.
Reduction/oxidation (Redox) reactions
chemically  convert  hazardous
contaminants to nonhazardous or less
toxic compounds that are more stable,
less mobile, or inert.
Redox reactions involve the transfer of
electrons from one  compound to  another.
The oxidizing agents  commonly  used are
ozone, hydrogen  peroxide,  hypochlorite,
chlorine,  and chlorine dioxide.
Wastes  from painting,
wastewater  treatment
system,  sunken treatment
tanks, chemical storage,
disposal.
  Not contaminant-
  specific.
Wastes from anodizing,
electroplating, finishing,
chemical  conversion coating,
electroless plating,  painting,
rinsing  operations,  wastewater
treatment system, sunken
treatment tank.
 Metals.
  Cyanide.
= Generation of fugitive
 emissions  may be a
 problem during  operations.
 The distance from the
 contaminated site to the
 nearest  disposal facility
 will affect cost.
 Depth  and composition of the
 media requiring  excavation
 must be considered.
 Transportation of the  soil
 through  populated areas may
 affect  community acceptability.
 Disposal options for certain waste
 (e.g., mixed waste  or transuranic
 waste) may be limited. There is
 currently only  one licensed disposal
 facility for radioactive and mixed
 waste  in the United States.

 Not cost-effective for high
 contaminant  concentrations
 because of the large  amounts of
 oxidizing agent  required.
 Oil and grease in the media
 should be  minimized  to optimize
 process  efficiency.
$270 to $460
 p   e   r    ton.3
$190 to $660 per
 cubic meter of
 soil.3
                                                                                                                                                                      (Continued)

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Table 6. Continued
Applicable
Technology
        Description
 Examples  of Applicable
  Land/Process Areasi
Contaminants Treated
 by This Technology
              Limitations
                                                                                                                                                  cost
UV Oxidation
Precipitation
Liquid  Phase
Carbon
Adsorption
 Destruction process that oxidizes
  constituents in wastewater by  the
  addition of strong oxidizers and
  irradiation with UV light.
 Practically any organic contaminant
  that is reactive with the hydroxyl radical
  can potentially be treated.
 The oxidation reactions are achieved
  through  the synergistic action of UV
  light in combination with ozone or
  hydrogen  peroxide.
 Can be configured in batch or
  continuous flow  models,  depending
  on the throughput rate under consideration.

• Involves the conversion of soluble  heavy  .
  metal salts to insoluble salts that will
  precipitate.
  Precipitate can  be  removed from the
  treated water by physical methods  such as
  clarification or filtration.
  Often  used as a pretreatment for other
  treatment  technologies where  the  presence
  of metals would  interfere with the
  treatment   processes.
.  Primary method  for treating  metal-laden
  industrial  wastewater.
Wastes from metal cleaning,
 painting,  rinsing  operations,
 wastewater treatment  system,
 sunken treatment tank,
 chemical  storage  area,
 disposal area.
  .  VOCs
 Wastes from
 anodizing,  electroplating,
 finishing,  chemical
 conversion  coating,
 electroless  plating,
 painting,  rinsing  operations,
 wastewater treatment  system,
 sunken treatment tank.
  .  Metals.
 Groundwater is pumped through a series   .  Wastes from metal cleaning,
                                  VOCs.
  of vessels containing activated  carbon, to
  which dissolved  contaminants adsorb.
  Effective for polishing water discharges
  from other remedial technologies to attain
  regulatory compliance.
 Can be  quickly installed.
 High contaminant-removal  efficiencies.
 painting,  rinsing  operations,
 wastewater treatment  system,
 sunken treatment tank,
 chemical  storage  area,
 disposal area.
, The aaueous stream beina treated     . $0.10 to $10 per
  must provide for good  transmission       1,000 gallons
  of UV light (high turbidity causes         treated.3
 interference).
 Metal ions in the wastewater
  may limit  effectiveness.
1 VOCs may volatilize
  before  oxidation can occur.
 Off-gas may require treatment.
 Costs may be higher than competing
  technologies because of energy requirements.
 Handling and  storage of oxidizers
  require special safety precautions.
 Contamination source is not
  removed.
 The presence of multiple  metal
  species may  lead to removal
  difficulties.
 Discharge  standard may
  necessitate further treatment  of
  effluent.
 Metal hydroxide sludges must
  pass TCLP criteria prior to land
  disposal.
 Treated water will often require
  pH adjustment.
                          The presence of multiple
                           contaminants can affect process
                           performance.
                          Metals can foul the system.
                           Costs are high if used as the
                           primary treatment on waste
                           streams with high contaminant
                           concentration levels.
                           Type and pore size of the carbon
                           and operating temperature will
                           impact process performance.
                           Transport and disposal of spent
                           carbon can be expensive.
                           Water soluble compounds and
                           small  molecules are not adsorbed
                           well.
 Capital costs are
  $85,000 to
  $115,000 for 20
  to 65 gpm
 precipitation
  systems.
. Primary capital
  cost  factor is
  design flow rate.
 Operating  costs
  are $0.30 to
  $0.70 per 1,000
  gallons  treated.
 Sludge disposal
  may  be esti-
  mated to
  increase  operat-
  ing costs by
  $0.50 per 1,000
  gallons treated.3

 $1.20  to $6.30
  per 1,000 gallons
  treated at flow
  rates  of 0.1 mgd.
 Costs decrease
  with  increasing
  flow rates and
  decreasing
  concentrations.
 Costs are
  dependent on
  waste stream
  flow rates, type of
  contaminant,
  concentration,
  and timing
  requirements.3

        (Continued)

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          Table  6. Continued
          Applicable
          Technology
          Description
   Examples of Applicable
    Land/Process Areasi
Contaminants  Treated
 by This Technology
Limitations
cost
          Air Striping        .  Contaminants are partitioned from
                                groundwater by  greatly  increasing
                                the  surface area of the  contaminated
                                water exposed to air.
                              .  Aeration  methods include packed
                                towers.diffused aeration, tray aeration,
                                and  spray aeration.
                              .  Can be operated continuously or in a
                                batch mode, where  the air stripper is
                                intermittently fed from a collection tank.
                              .  The  batch mode ensures consistent air
                                stripper performance and  greater efficiency
                                than continuously operated units  because
                                mixing in the storage tank eliminates any
                                inconsistencies  in feed water composition.
          In Situ Technologies
          Natural
          Attenuation
CO
Natural subsurface  processes such as
dilution,  volatilization,  biodegradation,
adsorption, and  chemical reactions with
subsurface media can reduce  contaminant
concentrations to acceptable levels.
Consideration of this  option requires
modeling  and evaluation of contaminant
degradation rates and pathways.
Sampling  and analyses must be  conducted
throughout the process to confirm that
degradation is proceeding at sufficient rates
to meet cleanup objectives.
                                           Wastes from metal cleanina.
                                            painting, rinsing  operations,.
                                            wastewater treatment  system,
                                            sunken treatment tank,
                                            chemical storage area,
                                            disposal area.
                               . VOCs.      « Potential for inorqanic (iron
                                               greater than 5 ppm, hardness
                                               greater than 800 ppm) or
                                               biological fouling of the
                                               equipment,  requiring
                                               pretreatment  of  groundwater or
                                               periodic  column cleaning.
                                             . Consideration should be given to
                                               the Henry's law  constant of  the
                                               VOCs in the water stream and
                                               the type and  amount of packing
                                               used  in the tower.
                                             . Compounds with low volatility
                                               at ambient temperature  may
                                               require preheating of the groundwater.
                                             . Off-gases may  require treatment
                                               based on mass  emission rate and
                                               state  and federal air pollution laws.
Metal cleaning, metal cleaning,
wastewaters,  painting,  painting
wastewaters and solid wastes,
wastewater treatment system,
sunken treatment tank,
chemical  storage area,
disposal  area.
                                                              $0.04 to $0.20
                                                               per 1,000 gallonsa.
                                                              A major operating
                                                               cost of air strippers is
                                                               the  electricity required
                                                               for the  groundwater
                                                               pump, the sump
                                                               discharge  pump,
                                                               and the air blower.
      VOCs.      .  Intermediate  degradation
                    products may be  more mobile
                    and more toxic  than original
                    contaminants.
                  .  Contaminants may migrate
                    before  they degrade.
                  .  The site may have to be fenced
                    and may not  be available for
                    reuse until hazard levels are
                    reduced.
                  .  Source areas may require
                    removal for natural attenuation
                    to  be effective.
                  .  Modeling contaminant
                    degradation rates, and sampling
                    and analysis  to  confirm modeled
                    predictions  extremely  expensive.
                                  Not available.
                                                                                                                                                                               (Continued)

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      Table  6.  Continued
      Applicable
      Technology
                                 Description
  Examples of Applicable
   Land/Process Areasi
Contaminants  Treated
 by This Technology
Limitations
                                                                                                                                                                   'cost
       Soil Vapor
       Extraction
                      A vacuum is applied to the soil to induce
                      controlled  air flow and remove
                      contaminants from the unsaturated
                      (vadose) zone of the  soil.
                      The gas leaving the soil may be treated to
                      recover or destroy the contaminants.
                      The continuous air flow promotes in situ
                      biodegradation  of low-volatility organic
                      compounds that may  be  present.
Metal cleaning, metal cleaning . VOCs.
wastewaters,  painting,  painting
wastewaters  and solid wastes,
wastewater  treatment  system,
sunken  treatment tank, chemical
storage area, disposal area.
                     Tight or extremely moist content
                     (>50%) has a reduced
                     permeability to air, requiring
                     higher vacuums.
                     Large screened intervals are
                     required in extraction wells for
                     soil with highly variable
                     permeabilities.
                     Air emissions may require
                     treatment  to  eliminate possible
                     harm to the public or environment.
                     Off-gas treatment residual liquids
                     and  spent activated carbon  may
                     require treatment or disposal.
                     Not effective in the saturated zone.
                                 $10 to $60 per cubic
                                 meter of soil.3
                                 Cost is site specific
                                 depending  on  the
                                 size of the site, the
                                 nature and amount
                                 of contamination,
                                 and the hydro-
                                 geological  setting,
                                 which affect the
                                 number of wells,
                                 the blower capacity
                                 and vacuum level
                                 required, and  length
                                 of time  required to
                                 remediate the  site.
                                 Off-gas  treatment
                                 significantly adds to
                                 the cost.
w
10
Soil  Flushing       . Extraction of contaminants from the soil
                      with water or other aqueous solutions.
                   .  Accomplished by  passing the  extraction
                      fluid through in-place soils using injection
                      or  Infiltration processes.
                   .  Extraction  fluids must be recovered with
                      extraction wells from the underlying
                      aquifer and recycled when  possible.
                                                                        Anodizing, solid wastes  from
                                                                        anodizing,  electroplating,
                                                                        electroplating wastewaters and
                                                                        solid wastes, finishing waste-
                                                                        waters, chemical  conversion
                                                                        coating wastewaters and solid
                                                                        wastes, electroless plating,
                                                                        electroless  plating  wastewaters,
                                                                        solid wastes from painting,
                                                                        wastewater treatment system,
                                                                        sunken treatment tank.
                                 Metals.      .  Low-permeability soils are
                                                difficult to treat.
                                              .  Surfactants can adhere to soil
                                                and  reduce  effective soil
                                                porosity.
                                              .  Reactions of flushing fluids with
                                                soil can  reduce  contaminant
                                                mobility.
                                              .  Potential  of washing the
                                                contaminant beyond the  capture
                                                zone and the introduction of
                                                surfactants to the subsurface.
                                                                The major factor
                                                                affecting cost is the
                                                                separation of
                                                                surfactants from
                                                                recovered  flushing
                                                                fluid.3
                                                                                                                                                                             (Continued)

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         Table 6. Continued
         Applicable
         Technology
                            Description
                                             Examples of Applicable
                                              Land/Process Areas'!
Contaminants  Treated
 by This Technology
                                                                                                                          Limitations
     cost
         Air Sparging
CO
CO
Passive
Treatment
Walls
1 In situ technology in which air is injected
  under pressure  below the water table  to
  increase  groundwater oxygen
  concentrations and enhance the rate of
  biological degradation of contaminants by
  naturally  occurring microbes.
  Increases the mixing in the saturated zone,
  which increases  the  contact between
  groundwater and  soil.
  Air bubbles traverse  horizontally and
  vertically  through  the soil column, creating
  an  underground  stripper that volatilizes
  contaminants.
  Air bubbles travel to a soil vapor
  extraction  system.
  Air sparging is effective for facilitating
  extraction of deep contamination,
  contamination in  low-permeability soils,
  and contamination in the saturated zone.

  A permeable reaction wall is installed
  inground, across the flow path  of a
  contaminant  plume, allowing the water
  portion  of the plume to passively move
  through the wall.
  Allows the passage of water while
  prohibiting the movement of contaminants
  by  employing such agents as iron,  chelators
  (ligands selected for their specificity for a
  given metal),  sorbents, microbes, and
  others.
 Contaminants are typically  completely
  degraded  by the treatment  wall.
                                                                  Metal  cleaning,  metal  cleaning
                                                                 wastewaters,  painting,  painting
                                                                 wastewaters  and solid wastes,
                                                                 wastewater  treatment  system,
                                                                 sunken treatment tank, chemical
                                                                 storage area, disposal area.
                                                                          Appropriately selected
                                                                          location for wall.
       VOCs.      .  Depth of contaminants and
                     specific  site geology must be
                     considered.
                 . Air flow through the saturated
                     zone may not be uniform.
                   . A permeability differential such
                     as a clay layer above the air
                     injection zone can  reduce the
                     effectiveness.
                   .  Vapors may rise through the
                     vadose zone and be released into
                     the atmosphere.
                   .  Increased  pressure in the vadose
                     zone can build up vapors in
                     basements,  which  are generally
                     low-pressure  areas.
      VOCs.     . The system requires control of
      Metals.        pH levels. When pH levels
                     within the passive treatment wall
                     rise, it reduces the reaction rate
                     and can  inhibit the effectiveness
                     of the wall.
                  .  Depth and width of the plume.
                     For large-scale  plumes,
                     installation cost  may be high.
                  . Cost of treatment medium
                     (iron).
                  . Biological activity may reduce
                     the  permeability of the wall.
                  .  Walls may lose  their reactive
                     capacity,  requiring replacement
                     of the reactive medium.
$50 to $100 per
 1,000 gallons of
 groundwater treated.3
Capital costs for these
 projects  range from
 $250,000 to
 $1,000,000.3
 Operations  and
 maintenance  costs
 approximately  5 to  10
 times less than capital
 costs.
                                                                                                                                                                                 (Continued)

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         Table 6.  Continued
         Applicable
         Technology
Description
Examples  of Applicable
 Land/Process Areasi
Contaminants  Treated
 by This Technology
                                                                                             Limitations
cost
to
         Biodegradation     . Indigenous or introduced microorganisms ,
                              degrade organic contaminants found in
                              soil and groundwater.
                            . Used successfully  to remediate soils,
                              sludges, and  groundwater.
                            . Especially effective for remediating low-
                              level residual  contamination in conjunction
                              with source removal.
                                     Metal  cleaning, metal cleaning   ,
                                     wastewaters,  painting,  painting
                                     wastewaters and  solid  wastes,
                                     wastewater  treatment system,
                                     sunken treatment tank, chemical
                                     storage area,  disposal  area.
                                 VOCs.      •  Cleanup  goals may not  be attained
                                               if the soil matrix prevents
                                               sufficient mixing.
                                             .  Circulation of water-based
                                               solutions through the soil may
                                               increase  contaminant mobility
                                               and  necessitate  treatment of
                                               underlying  groundwater.
                                             .  Injection  wells may clog and
                                               prevent adequate flow  rates.
                                             .  Preferential flow paths  may  result
                                               in nonuniform distribution of
                                               injected fluids.
                                             .  Should not be used for clay,
                                               highly  layered,  or heterogeneous
                                               subsurface environments.
                                             »  High  concentrations of heavy
                                               metals,  highly chlorinated
                                               organics, long chain
                                               hydrocarbons, or inorganic salts
                                               are likely to be toxic to
                                               microorganisms.
                                             .  Low  temperatures slow
                                               bioremediation.
                                             •  Chlorinated solvents may not
                                               degrade  fully  under certain
                                               subsurface conditions.
                                                                 $30 to $100 per cubic
                                                                 meter of soil.3
                                                                 Cost affected by the
                                                                 nature and depth of
                                                                 the contaminants,
                                                                 use of bioaugmenta-
                                                                 tion or hydrogen
                                                                 peroxide addition,
                                                                 and  groundwater
                                                                 pumping rates.
         1 The cleanup of any one area is likely to affect the  cleanup of other areas in  close proximity; cleanup decisions are often made for larger areas than those presented here, and
          combinations of technologies may be selected.
         2 Federal Remediation Technology Roundtable. http://www.frtr.gov/rnatrix/top_page.html
         3 Costs of Remedial Actions at Uncontrolled Hazardous Wastes Sites, U.S. EPA, 1986.
         4  Interagency Cost Workgroup, 1994.
         VOCs = volatile organic compounds

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                                                Chapter 5
                                               Conclusion
Brownfields redevelopment  contributes to the revitaliza-
tion of communities across the U.S. Reuse of these aban-
doned, contaminated sites spurs economic growth, builds
community pride, protects public health, and helps main-
tain our nation's  "greenfields," often at a relatively low
cost. This document provides brownfields  planners with
an overview of the technical methods that can be used to
achieve successful  site assessment  and cleanup, which
are two key components in the brownfields  redevelop-
ment  process.

While the general guidance provided in this document
will be applicable to many brownfields projects, it is im-
portant to  recognize the heterogeneous  nature  of
brownfields  work. That is, no two brownfields sites will
be identical, and planners will need to base site assess-
ment and cleanup activities on the conditions at their par-
ticular site. Some  of the conditions that may vary by site
include the type of contaminants present, the  geographic
location and extent of contamination, the  availability  of
site records, hydrogeological conditions, and state and
local regulatory requirements. Based on these factors,  as
well as financial resources and desired timeframes, plan-
ners will  find different assessment and cleanup approaches
appropriate.

Consultation with state and  local environmental officials
and community leaders, as well as careful planning early
in the project, will assist planners in developing the most
appropriate  site assessment and cleanup approaches.  Plan-
ners  should  also determine early on if they are likely  to
require the assistance of environmental engineers. A site
assessment strategy should be agreeable to  all  stakehold-
ers and should address:
.   The type and extent of contamination, if any, present
    at the site
    The types  of data needed to adequately assess  the
    site
.   Appropriate  sampling and analytical  methods  for
    characterizing  contamination
.   An acceptable level of data uncertainty

When used appropriately, the site assessment methods
described in this document will help to  ensure that a good
strategy is developed and  implemented effectively.

Once the  site has been assessed and stakeholders agree
that cleanup is needed, planners  will need to consider
cleanup options.  Many different types of cleanup tech-
nologies are available. The  guidance  provided  in  this
document  on selecting appropriate methods  directs plan-
ners to base cleanup  initiatives on site- and project-spe-
cific  conditions.  The type and extent of  cleanup  will
depend in large part on the type and level of contamina-
tion present, reuse goals,  and the  budget  available. Cer-
tain cleanup technologies are used onsite,  while others
require offsite treatment. Also, in certain circumstances,
containment of contamination onsite and the use of insti-
tutional controls  may be important components  of the
cleanup effort. Finally, planners will need to include bud-
getary provisions and plans  for post-cleanup and post-
construction care  if it is required at the brownfields  site.
By developing a technically sound site assessment and
cleanup approach that is based on  site-specific conditions
and addresses the concerns  of all project  stakeholders,
planners can achieve  brownfields  redevelopment  and re-
use goals  effectively and safely.
                                                      35

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                            Appendix A
                Acronyms  and Abbreviations

ASTM        American  Society  for Testing and Materials
ATSDR       Agency for Toxic Substances and Disease Registry
B   T  E  X  Benzene, Toluene,  Ethylbenzene, and  Xylene
CERCLIS     Comprehensive Environmental Response,  Compensation,  and Liability
              Information System
DQO         Data Quality Objective
EPA          U.S. Environmental Protection Agency
ERNS        Emergency Response Notification System
FID          Flame lonization Detector
FOIA        Freedom of Information Act
NPDES       National Pollutant  Discharge Elimination System
NPL          National Priorities List
O&M        Operations and Maintenance
ORD         Office of Research and Development
OSWER      Office of Solid Waste and Emergency Response
PAH         Polyaromatic  Hydrocarbon
PCB          Polychlorinated Biphenyl
PID          Photoionization Detector
PCP          Pentachlorophenol
PLM         Polarized Light Microscopy
POTW       Publicly Owned Treatment Works
ppb          parts  per billion
ppm          parts  per million
RCRA       Resource  Conservation and  Recovery  Act
SVE           Soil Vapor Extraction
s v o c        Semi-Volatile  Organic Compound
TCE         Trichloroethylene
TIO          Technology Innovation Office
TPH         Total Petroleum Hydrocarbon
TSD          Treatment, Storage, and Disposal
USDA       U.S. Department of Agriculture
USGS        U.S. Geological Survey
UST         Underground Storage  Tank
VCP           Voluntary Cleanup Program
v o c          Volatile Organic Compound
XRF           X-ray Fluorescence
                                    36

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                                             Appendix B
                                     Glossary of Key Terms
The  following is a list of specialized terms used during
the assessment  and cleanup of brownfields sites.

Air Sparging - In air sparging, air is injected into the
ground below a contaminated area, forming bubbles that
rise  and carry trapped and dissolved contaminants to the
surface where they are captured by a soil vapor extrac-
tion  system. Air sparging may be a good choice of treat-
ment technology at sites contaminated with solvents and
other volatile organic compounds (VOCs). See also  Soil
Vapor Extraction and Volatile Organic Compound.

Air Stripping - Air stripping is a treatment method that
removes or "strips"  VOCs from contaminated ground-
water or surface water as air is forced through the water,
causing the compounds to evaporate. See also Volatile
Organic  Compound.

American Society for Testing and Materials (ASTM)  -
The ASTM sets standards for many  services, including
methods of sampling and testing of hazardous waste, and
media contaminated  with  hazardous  waste.

Aquifer - An aquifer is an underground rock formation
composed of such materials as sand,  soil, or gravel that
can  store groundwater and supply it to wells  and springs.

Aromatics - Aromatics are organic compounds that con-
tain 6-carbon ring structures, such as creosote, toluene,
and phenol, that often are found at dry cleaning and elec-
tronic assembly sites.

Baseline Risk Assessment - A baseline risk assessment
is an assessment conducted before cleanup activities be-
gin  at a site to identify and evaluate  the threat to human
health and the environment. After cleanup has been com-
pleted, the information obtained during a baseline risk
 assessment can be used to determine  whether the cleanup
 levels were reached.
Bedrock - Bedrock is the rock that underlies the soil; it
can be permeable or non-permeable.  See also Confining
Layer and  Creosote.

Bioremediution - Bioremediation refers to treatment pro-
cesses that use microorganisms  (usually naturally occur-
ring) such as bacteria, yeast, or fungi to break down
hazardous  substances into less toxic or nontoxic sub-
stances. Bioremediation can be used to clean up contami-
nated soil  and water. In situ bioremediation treats the
contaminated soil or groundwater in the location in which
it is found. For ex situ bioremediation processes, con-
taminated soil must be  excavated  or groundwater
pumped before they can be treated.

Bioventing - Bioventing is  an in situ cleanup technology
that combines soil  vapor  extraction methods  with
bioremediation. It uses vapor  extraction wells that induce
air flow in the subsurface through  air injection or through
the use  of a vacuum. Bioventing can  be effective in clean-
ing up releases of petroleum  products, such as gasoline,
jet fuels,  kerosene, and diesel  fuel.  See  also
Bioremediation and Soil Vapor Extraction.

Borehole - A borehole is a hole  cut into the ground by
means of a drilling rig.

Borehole Geophysics - Borehole geophysics are nuclear
or electric  technologies used to identify the physical char-
acteristics of geologic formations that are intersected by
a borehole.

Brownfields - Brownfields sites are abandoned, idled, or
under-used industrial and commercial facilities where
expansion or redevelopment is complicated by real or
perceived  environmental   contamination.

BTEX - BTEX is the term  used for benzene, toluene,
ethylbenzene,  and  xylene-volatile aromatic compounds
typically found in petroleum products,  such as gasoline
and diesel fuel.
                                                      37

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Cadmium - Cadmium is  a heavy metal  that accumulates
in the environment. See also Heavy Metal.,

Carbon  Adsorption - Carbon adsorption is a treatment
method that removes contaminants from groundwater or
surface water as the water is forced through tanks con-
taming  activated carbon.

Chemical Dehalogenation - Chemical dehalogenation is
a chemical process that removes  halogens (usually chlo-
rine) from a chemical contaminant, rendering the con-
taminant less hazardous. The chemical dehalogenation
process can be applied to common halogenated contami-
nants such as poly chlorinated biphenyls (PCBs), dioxins
(DDT), and certain chlorinated pesticides, which may be
present in soil and oils. The treatment time is short, en-
ergy requirements  are moderate,  and  operation and main-
tenance costs are relatively low. This technology can be
brought to the  site, eliminating the need to transport haz-
ardous  wastes. See  also Polychlorinated Biphenyl.

Cleanup - Cleanup is the term used  for actions taken to
deal with a  release or threat of release of a hazardous
substance that could affect humans  and/or  the environ-
ment.

Colorimetric - Colorimetric refers to chemical reaction-
based  indicators that are used to produce compound re-
actions  to  individual  compounds,  or  classes of
compounds.  The reactions, such as visible color changes
or other easily noted indications, are used to detect and
quantify  contaminants.

Comprehensive Environmental Response,  Compensa-
tion, and Liability Information System (CERCLIS)  -
CERCLIS is a database that serves as the official  inven-
tory of Superfund hazardous waste sites.  CERCLIS also
contains information about all aspects of hazardous waste
sites, from initial discovery to deletion from the National
Priorities List (NPL). The database also maintains infor-
mation about planned and actual  site activities and finan-
cial information  entered by EPA regional  offices.
CERCLIS records the targets and  accomplishments of
the Superfund program and is used  to  report that infor-
mation to the EPAAdministrator, Congress, and the pub-
lic. See also National Priorities List  and Super-fund.

Confining Layer  -  A "confining layer"  is a geological
formation characterized  by low permeability that inhib-
its the flow of water. See also Bedrock  and Permeability.
Contaminant - A contaminant is any physical, chemical,
biological, or radiological substance or matter present in
any media at  concentrations that may result in adverse
effects on air,  water, or soil.

Data Quality Objective (DQO) - DQOs are qualitative
and quantitative statements specified to ensure that data
of known and  appropriate quality are obtained. The DQO
process is a series of planning steps, typically conducted
during site assessment and  investigation, that is designed
to ensure that  the type, quantity, and quality of environ-
mental data used in decision making are appropriate. The
DQO process  involves a logical, step-by-step procedure
for determining which of the complex issues affecting a
site are the most relevant to planning  a site investigation
before any data are collected.

Disposal - Disposal is the  final placement  or destruction
of toxic, radioactive or other wastes; surplus or banned
pesticides or other chemicals; polluted soils; and drums
containing  hazardous  materials  from removal actions or
accidental release. Disposal  may be accomplished through
the use of approved  secure landfills, surface impound-
ments, land farming, deep well injection,  ocean dump-
ing, or incineration.

Dual-Phase Extraction -  Dual-phase extraction is a tech-
nology that extracts  contaminants simultaneously from
soils in saturated and unsaturated zones by applying  soil
vapor  extraction  techniques  to contaminants  trapped in
saturated zone soils. See also Soil Vapor Extraction.

Electromagnetic (EM) Geophysics - EM geophysics  re-
fers to technologies  used  to detect spatial (lateral  and
vertical) differences  in subsurface electromagnetic char-
acteristics.  The data collected provide  information about
subsurface  environments.

Electromagnetic (EM) Induction - EM induction  is a
geophysical technology used to induce a magnetic field
beneath the earth's surface, which in rum causes  a sec-
ondary magnetic field to form around nearby objects that
have conductive properties, such as ferrous  and nonfer-
rous metals. The secondary magnetic field is then used to
detect and measure buried debris.

Emergency Removal - An emergency removal is  an ac-
tion initiated in response to a release of a hazardous sub-
stance that requires onsite activity within hours of a
determination  that action is  appropriate.
                                                       38

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Emerging Technology - An emerging technology is an
innovative technology that currently is undergoing bench-
scale testing. During bench-scale testing, a small version
of the technology is built and tested in  a laboratory. If the
technology is  successful during  bench-scale testing, it is
demonstrated on a small scale at field sites.  If the tech-
nology is successful at the field demonstrations, it often
will be used full scale  at contaminated waste sites. The
technology is continually improved as it is used and evalu-
ated at different sites. See  also Established  Technology
and Innovative Technology.

Engineered Control -An engineered control, such as bar-
riers placed between contamination and the rest of a site,
is a method of managing environmental and health risks.
Engineered controls can be  used to limit exposure path-
ways.

Established Technology -An established technology is a
technology for which cost and  performance information
is readily available. Only after a  technology has been used
at many different  sites  and  the  results fully  documented
is that technology considered established. The  most fre-
quently  used  established technologies are incineration,
solidification and stabilization, and pump-and-treat tech-
nologies for groundwater.  See  also Emerging Technol-
ogy and Innovative Technology.

Exposure Pathway - An exposure pathway is the route
of contaminants from the source of contamination to po-
tential contact with a medium (air, soil, surface water, or
groundwater)  that represents a potential  threat  to  human
health or the environment.   Determining whether  expo-
sure pathways exist is an essential step  in conducting a
baseline risk assessment. See also Baseline Risk Assess-
ment.

Ex Situ • The term ex  situ  or "moved from its original
place," means  excavated or  removed.

Filtration -Filtration is  a treatment process that removes
solid matter from water by passing the  water through a
porous medium, such as sand or a manufactured filter.

Flame lonization Detector (FZD) - An FID is  an instru-
ment often used in conjunction  with gas chromatography
to  measure the change  of signal as analytes are ionized
by a hydrogen-air flame. It also  is used to detect phenols,
phthalates, polyaromatic hydrocarbons (PAH), VOCs, and
petroleum hydrocarbons. See also Volatile Organic Com-
pounds.
Fourier Transform. Infrared Spectroscopy - A fourier
transform infrared spectroscope is an analytical air moni-
toring tool that uses a laser system chemically to identify
contaminants.

Fumigant - A fumigant is a pesticide that is vaporized to
kill pests. They often are used in buildings and green-
houses.

Furan - Furan is a colorless,  volatile liquid compound
used in the synthesis  of organic compounds, especially
nylon.

Gas Chromatography - Gas chromatography is a tech-
nology used  for  investigating and assessing soil,  water,
and soil gas contamination at a site.  It is used for the
analysis  of VOCs and semi-volatile organic compounds
(SVOCs). The technique identifies and quantifies organic
compounds on the basis of molecular weight, character-
istic fragmentation patterns,  and retention  time. Recent
advances  in  gas  chromatography considered innovative
are portable,  weatherproof units that have self-contained
power  supplies.

Ground-Penetrating Radar (GPR) - GPR is a technol-
ogy that emits pulses  of electromagnetic energy into the
ground to measure its reflection and refraction by sub-
surface layers and other features, such as buried debris.

Groundwater - Groundwater is the water found beneath
the earth's surface that fills pores between such materials
as sand, soil, or gravel and that often supplies wells and
springs. See also Aquifer.

Hazardous Substance - A hazardous substance is any ma-
terial that poses a threat to public health or the  environ-
ment. Typical hazardous substances are materials that are
toxic,  corrosive,  ignitable, explosive,  or chemically re-
active. If a certain quantity of a hazardous  substance, as
established by EPA, is spilled into the water or otherwise
emitted into the environment, the release must be  reported.
Under  certain federal  legislation, the term  excludes pe-
troleum, crude oil, natural gas, natural gas liquids, or syn-
thetic gas usable  for fuel.

Heavy Metal - The term heavy metal refers to a group of
toxic metals  including arsenic,  chromium,  copper,  lead,
mercury,  silver, and zinc. Heavy metals often are present
at industrial sites at which operations have  included bat-
tery recycling  and metal plating.

High-Frequency Electromagnetic (EM) Sounding -
High-frequency EM sounding, the technology  used for
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non-intrusive geophysical exploration, projects  high-fre-
quency electromagnetic  radiation  into subsurface layers
to detect the reflection and refraction of the radiation by
various layers  of soil. Unlike ground-penetrating radar,
which uses pulses, the technology uses continuous waves
of radiation.  See also Ground-Penetrating Radar.

Hydrocarbon - A hydrocarbon  is an organic compound
containing only hydrogen and carbon, often occurring in
petroleum, natural gas, and coal.

Hydrogeology -  Hydrogeology is the study of ground-
water, including  its  origin,  occurrence, movement, and
quality.

Hydrology - Hydrology  is the science that deals with the
properties, movement, and effects of water found on the
earth's surface, in the soil and rocks beneath the surface,
.and in the atmosphere.

Ignitability - Ignitable wastes can create fires under cer-
tain conditions.  Examples include liquids, such as sol-
vents that readily catch fire, and friction-sensitive
substances.

Zmmunoassay -  Immunoassay  is an innovative technol-
ogy used to measure compound-specific reactions (gen-
erally colorimetric) to individual compounds  or classes
of  compounds.  The reactions  are used to detect and quan-
tify contaminants. The  technology is available in field-
portable test kits.

Incineration - Incineration is a  treatment technology that
involves the burning of certain types of solid,  liquid, or
gaseous  materials under controlled conditions  to destroy
hazardous waste.

Znfrared Monitor -An infrared monitor is  a device used
to  monitor the heat signature of an object, as  well as to
 sample air. It may be used to detect buried objects in soil.

Inorganic Compound -An inorganic compound is a com-
pound that generally does not contain carbon  atoms (al-
though carbonate and bicarbonate  compounds  are notable
 exceptions), tends to be soluble in water, and tends to
react  on an  ionic rather than on  a molecular  basis. Ex-
 amples  of inorganic compounds include various  acids,
potassium hydroxide, and metals.

Innovative Technology  - An innovative technology is a
process  that has  been tested and  used as a treatment for
hazardous waste or other contaminated materials, but
 lacks  a long history of full-scale use and information about
its cost and how well  it works sufficient to support pre-
diction of its  performance under a variety of operating
conditions. An innovative technology  is one that is  un-
dergoing pilot-scale treatability studies  that are usually
conducted in the field  or the laboratory; require installa-
tion of the  technology;  and provide performance, cost,
and design objectives for the technology. Innovative tech-
nologies are being used under many Federal and state
cleanup programs to  treat hazardous wastes that  have been
improperly  released. For example,  innovative  technolo-
gies are being selected to manage contamination (prima-
rily petroleum) at some leaking underground storage sites.
See also Emerging  Technology and Established Technol-
ogy*

In Situ - The  term in situ, "in its original place," or "on-
site," means unexcavated and unmoved. In situ  soil flush-
ing and natural attenuation are  examples of in situ
treatment methods by which contaminated sites  are treated
without digging up  or removing the contaminants.

In  Situ Oxidation - In situ oxidation is an innovative
treatment technology that oxidizes contaminants  that are
dissolved in groundwater and converts  them  into insoluble
compounds.

In Situ Soil Flushing - In situ  soil flushing  is an innova-
tive treatment technology that  floods  contaminated soils
beneath the ground surface with a solution that moves
the contaminants to an area from which they can be re-
moved. The technology requires the drilling of injection
and extraction wells onsite and reduces the need for ex-
cavation, handling,  or transportation  of hazardous  sub-
stances. Contaminants  considered for treatment by in  situ
soil flushing include heavy metals  (such as lead, copper,
and zinc),  aromatics, and PCBs. See  also Aromatics,
Heavy Metal, and  Polychlorinated  Biphenyl.

In  Situ Vitrification - In situ vitrification is a soil treat-
ment technology that stabilizes metal and other inorganic
contaminants  in place at temperatures of approximately
3000 F. Soils and sludges are fused to form  a stable glass
and crystalline  structure with very low leaching charac-
teristics.

Institutional  Controls -An institutional control is a legal
or institutional measure  which subjects a property owner
to limit activities at or access to  a particular property.
They  are used to ensure protection of human  health  and
the environment, and  to expedite property reuse. Fences,
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posting or warning signs, and zoning and deed restric-
tions are examples  of institutional controls.

Zntegrated Risk Information System  (IRIS) - IRIS is an
electronic database that contains  EPA's latest descriptive
and  quantitative regulatory  information  about  chemical
constituents. Files on chemicals maintained in IRIS  con-
tain information related to both noncarcinogenic and car-
cinogenic health effects.

Land/arming - Landfarming is the spreading and incor-
poration of wastes into the soil to initiate  biological treat-
ment.

Landfill - A sanitary landfill is a land disposal site for
nonhazardous  solid wastes at which the  waste  is spread
in layers compacted to the smallest practical volume.

Laser-Induced Fluorescence/Cone Penetrometer - La-
ser-induced fluorescence/cone penetrometer is a  field
screening method that couples a fiber optic-based chemi-
cal sensor system  to a cone penetrometer mounted on a
truck.  The technology can be used for investigating and
assessing soil and  water contamination.

Lead - Lead is a heavy metal that is  hazardous to health
if breathed or swallowed. Its use in gasoline, paints, and
plumbing compounds has been sharply restricted or elimi-
nated by Federal laws and regulations.  See also Heavy
Metal.

Leaking Underground Storage Tank (LUST) - LUST is
the  acronym for "leaking underground storage  tank."

Magnetrometry -  Magnetrometry is  a geophysical  tech-
nology used to detect disruptions that metal objects cause
 in the earth's localized magnetic field.

Mass Spectrometty - Mass spectrometry is an  analytical
 process by which molecules are broken into fragments to
 determine the concentrations and mass/charge ratio of the
 fragments. Innovative mass  spectroscopy  units,  developed
 through modification of large laboratory instruments, are
 sometimes portable, weatherproof units with self-con-
 tained power supplies.
 Medium - A medium is a specific environment ~ air, wa-
 ter, or soil ~ which is the  subject  of regulatory concern
 and  activities.
Mercury - Mercury is a heavy metal that can accumulate
in the environment and is highly toxic if breathed or swal-
lowed.  Mercury  is found in thermometers,  measuring
devices, pharmaceutical and agricultural chemicals,
chemical manufacturing,  and electrical  equipment. See
also Heavy Metal.

Mercury Vapor Analyzer - A mercury vapor analyzer is
an instrument that provides  real-time measurements  of
concentrations of mercury in the air.

Methane - Methane  is  a colorless, nonpoisonous,  flam-
mable gas created by  anaerobic decomposition of organic
compounds.

Migration Pathway -A migration  pathway is a potential
path or route of contaminants from the source of con-
tamination to contact with human  populations or the en-
vironment.  Migration  pathways include air,  surface  water,
groundwater, and land surface. The existence and identi-
fication of all potential migration pathways must be con-
sidered during assessment and characterization of a waste
site.

Mixed Waste - Mixed waste is low-level radioactive waste
contaminated with hazardous waste that is regulated un-
der the Resource Conservation and Recovery Act
(RCRA). Mixed waste can be disposed only in compli-
ance with the requirements under RCRA that govern dis-
posal of hazardous waste  and with the RCRA land
disposal restrictions,  which  require that waste be treated
before it is disposed  of in appropriate landfills.

Monitoring Well - A monitoring  well is a well drilled at a
 specific location on or off a hazardous waste site at which
groundwater can be  sampled at selected depths  and stud-
 ied to  determine the direction of groundwater flow and
the types and quantities of contaminants present in the
groundwater.

National Pollutant Discharge Elimination System
 (NPDES) • NPDES  is the primary permitting program
 under the Clean Water Act,  which regulates all  discharges
 to surface water. It prohibits discharge  of pollutants into
 waters of the United States unless EPA,  a state, or a tribal
 government issues a special permit to do so.

 National Priorities List (NPL) - The NPL is EPA's list of
 the most  serious uncontrolled  or abandoned hazardous
 waste sites identified for possible long-term cleanup un-
 der Superfund. Inclusion of a site  on the list is based pri-
 marily on the score the site receives under the Hazard
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Ranking System (HRS). Money from Superfund can be
used for cleanup only at sites that are on the NPL. EPA is
required to update  the NPL at least once a year.

NaturalAttenuation - Natural attenuation is an approach
to cleanup that uses natural processes  to contain the spread
of contamination  from chemical  spills and reduce the
concentrations and  amounts of pollutants in  contaminated
soil and groundwater. Natural subsurface processes, such
as dilution,  volatilization,  biodegradation, adsorption,  and
chemical reactions  with subsurface  materials, reduce con-
centrations of contaminants to acceptable levels. An in
situ  treatment method that leaves the contaminants in
place while those  processes occur, natural attenuation is
being  used to  clean up petroleum  contamination from
leaking underground storage tanks (LUST) across the
country.

Non-Point Source - The term non-point source is used
to identify sources of pollution that are diffuse and do
not have a point of origin or that are not introduced into a
receiving stream from a  specific  outlet. Common non-
point  sources are rain water, runoff from agricultural
lands,  industrial  sites, parking lots, and timber operations,
as well as escaping gases from pipes and fittings.

Operation and Maintenance (O&M) - O&M refers to
the activities conducted at a  site, following  remedial ac-
tions,  to ensure that the  cleanup  methods  are  working
properly.  O&M activities are conducted to  maintain the
effectiveness of the cleanup and to ensure that no new
threat  to human health or the environment arises. O&M
may include such  activities as groundwater and air moni-
toring, inspection and maintenance  of the treatment equip-
ment remaining  onsite, and maintenance of any  security
measures or institutional  controls.

Organic Chemical or  Compound -An  organic chemical
or compound is a  substance produced by animals  or plants
that contains mainly carbon, hydrogen, and oxygen.

Permeability - Permeability is a characteristic that repre-
sents a qualitative description of the relative ease with
which rock, soil, or sediment will  transmit a fluid (liquid
or gas).
Pesticide - A pesticide is a substance or mixture of sub-
 stances intended to prevent or mitigate  infestation by, or
 destroy or repel, any pest.  Pesticides can accumulate in
the food  chain and/or contaminate the environment if
misused.

Phase I Site Assessment -A Phase I site assessment is an
initial environmental investigation that is limited to a his-
torical records search to determine ownership  of a site
and to identify the kinds of chemical processes that were
carried out  at the site. A Phase I assessment includes a
site visit,  but does not include any sampling. If such an
assessment  identifies  no  significant concerns, a Phase II
assessment  is not necessary.

Phase II Site Assessment - A Phase II site assessment is
an investigation that  includes tests  performed at the site
to confirm the location and to identify environmental haz-
ards.  The  assessment  includes preparation of a report that
includes  recommendations for cleanup alternatives.

Phenols - A phenol  is one of a group of organic  com-
pounds that are  byproducts of petroleum refining, tan-
ning, and textile, dye, and resin manufacturing. Low
concentrations of phenols cause taste  and odor problems
in water;  higher concentrations may be harmful to hu-
man health  or the environment.

Photoionization  Detector (PID) -A PID is a nondestruc-
tive detector, often used  in conjunction with gas chroma-
tography,  that measures  the change of signal as analytes
are ionized  by an ultraviolet lamp.  The PID is also used
to detect  VOCs  and  petroleum hydrocarbons.

Phytoremediation -  Phytoremediation is an innovative
treatment  technology  that uses plants and trees to  clean
up contaminated  soil  and water. Plants can break down,
or degrade,  organic pollutants or stabilize metal  contami-
nants by  acting as filters or traps.  Phytoremediation can
be used to  clean up  metals, pesticides, solvents, explo-
sives, crude oil, PAHs, and landfill leachates. Its use gen-
erally is  limited to  sites at which concentrations  of
contaminants are relatively low and contamination  is
found in  shallow soils, streams, and groundwater.

Plasma High-Temperature Metals Recovery - Plasma
high-temperature  metals  recovery is a thermal treatment
process that purges contaminants from solids and soils
such  as metal fumes  and organic vapors. The vapors can
be burned as fuel, and the metal fumes can be recovered
and  recycled.  This innovative treatment technology  is
used  to treat  contaminated  soil and groundwater.

Plume - A  plume is  a visible or measurable emission  or
discharge  of a contaminant from a given  point  of origin
into  any medium. The term also is  used to refer to mea-
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surable and potentially harmful radiation leaking from a
damaged reactor.

Point Source - A point source is a stationary location or
fixed facility from which pollutants  are discharged or
emitted;  or any single, identifiable discharge point of
pollution, such as a pipe,  ditch, or smokestack.

Polychlorinated Biphenyl (PCB) - PCBs are a group of
toxic, persistent  chemicals, produced  by chlorination of
biphenyl, that once were  used in high voltage electrical
transformers because they conducted heat well while be-
ing fire  resistant and good electrical insulators. These
contaminants  typically are  generated  from metal
degreasing, printed circuit board cleaning,  gasoline,  and
wood preserving processes. Further sale or use of PCBs
was banned in 1979.

Pump and Treat - Pump and treat is a general term used
to describe cleanup methods that involve the pumping of
groundwater to the surface for treatment. It is one of the
most common methods of treating polluted aquifers and
groundwater.

Radioactive Waste -  Radioactive waste is any waste that
emits energy as  rays,  waves, or streams of energetic par-
ticles. Sources of such wastes include nuclear reactors,
research institutions,  and hospitals.

Radionuclide -  A radionuclide is a radioactive element
characterized according to its  atomic mass and atomic
number, which  can be artificial or naturally occurring.
Radionuclides have a long life as soil or water pollut-
ants. Radionuclides  cannot be destroyed or degraded;
therefore,  applicable technologies involve separation,
concentration  and volume reduction,  immobilization, or
vitrification. See also Solidification and Stabilization.

Radon - Radon  is a colorless, naturally occurring, radio-
active, inert gaseous  element formed by radioactive de-
cay of radium atoms. See also Radioactive Waste and
Radionuclide.

Release -A release is  any spilling, leaking, pumping, pour-
ing, emitting, emptying, discharging,  injecting, leaching,
dumping,  or disposing into the environment of a hazard-
ous or toxic chemical or  extremely hazardous substance,
 as defined under RCRA. See also Resource Conserva-
tion and Recovery Act.

Resource Conservation and Recovery Act (RCRA) -
 RCRA is a Federal law enacted in 1976 that established a
 regulatory  system to track hazardous substances from their
generation to their disposal. The law requires the use of
safe and secure procedures in treating, transporting, stor-
ing, and disposing of hazardous substances. RCRA is
designed to prevent the creation of new, uncontrolled haz-
ardous waste sites.

Risk Communication - Risk  communication, the  ex-
change of information about health or environmental risks
among risk assessors,  risk managers, the local commu-
nity, news media and interest groups, is the process of
informing members of the local community about envi-
ronmental risks associated  with a site and the steps  that
are being taken to manage those risks.

Saturated Zone - The  saturated zone is the area beneath
the surface of the land in which all openings are filled
with water at greater than atmospheric pressure.

Seismic Reflection and Refraction - Seismic reflection
and refraction is  a technology used to examine the geo-
physical features of soil and bedrock, such as debris, bur-
ied channels,  and other features.

Site Assessment - A site  assessment is the process by
which it is  determined whether contamination is present
on a site.

Sludge - Sludge is a semisolid residue from air or water
treatment processes. Residues from treatment of metal
wastes and the mixture of waste and soil at the bottom of
a waste lagoon are examples  of sludge, which can be a
hazardous  waste.

Slurry-Phase  Bioremediation - Slurry-phase
bioremediation, a treatment technology that can be used
alone  or in conjunction with  other biological, chemical,
and physical  treatments, is a  process through which or-
ganic contaminants are converted to innocuous com-
pounds. Slurry-phase bioremediation can be effective in
treating various  SVOCs  and nonvolatile organic com-
pounds, as well  as  fuels, creosote, pentachlorophenols
(PCP), and PCBs.  See also Polychlorinated Biphenyl.

Soil Boring- Soil boring is a process by which a  soil
sample is extracted from the ground for chemical,  bio-
logical, and analytical testing to determine the level of
contamination present.

Soil Gas - Soil gas consists of gaseous elements and com-
pounds  that occur in the  small spaces between particles
 of the earth and soil. Such gases can move through or
leave  the soil or  rock, depending on changes in pressure.
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Soil Vapor Extraction  (SVE) - SVE, the most frequently
selected innovative  treatment at Super-fund sites, is a pro-
cess that physically separates contaminants from  soil in
a vapor form by exerting a vacuum through the soil for-
mation. Soil vapor extraction removes VOCs and some
SVOCs from  soil  beneath the ground surface. See also
Volatile Organic Carbon.

Soil Washing - Soil  washing is an innovative treatment
technology that uses liquids (usually water,  sometimes
combined with chemical additives) and a mechanical pro-
cess to scrub soils, removes hazardous contaminants, and
concentrates  the  contaminants into a smaller volume. The
technology is used to treat a wide range of contaminants,
such as metals, gasoline, fuel oils, and pesticides. Soil
washing is a relatively low-cost alternative for separat-
ing waste and minimizing volume  as necessary to facili-
tate  subsequent treatment. It is often used in combination
with other treatment  technologies.  The technology  can
be brought  to the site, thereby  eliminating the need to
transport hazardous wastes.

Solidification  and Stabilization -  Solidification and sta-
bilization are the processes of removing wastewater from
a waste or changing it  chemically to make the waste less
permeable and susceptible to transport by water.  Solidi-
fication and stabilization technologies can immobilize
many heavy metals, certain radionuclides, and selected
organic compounds, while decreasing the surface area
and  permeability of many types of sludge, contaminated
soils, and solid wastes.

Solvent - A solvent is  a substance, usually liquid, that is
capable of dissolving  or  dispersing one or more other
substances.

Solvent Extraction - Solvent extraction is an  innovative
treatment technology that uses a solvent to separate or
remove hazardous organic contaminants from oily-type
wastes, soils, sludges, and sediments. The technology does
not destroy  contaminants,  but concentrates them so they
can be recycled or destroyed more easily by another tech-
nology. Solvent extraction has been shown to be  effec-
tive  in treating sediments, sludges, and soils that contain
primarily organic  contaminants, such as PCBs, VOCs,
halogenated organic  compounds, and petroleum wastes.
Such contaminants typically are generated from metal
degreasing, printed circuit board cleaning, gasoline, and
wood preserving processes. Solvent extraction is a trans-
portable technology that can be  brought to the site. See
also  Polychlorinated Biphenyl  and Volatile  Organic Com-
pound.
Surfactant Flushing - Surfactant flushing is an innova-
tive  treatment  technology used to  treat contaminated
groundwater. Surfactant flushing  of NAPLs increases the
solubility  and mobility of the contaminants  in  water so
that  the NAPLs can be biodegraded more easily in an
aquifer or recovered for treatment aboveground.

Surface Water - Surface water is all water naturally open
to the atmosphere, such as rivers, lakes,  reservoirs,
streams, and seas.

Superfund - Super-fund is the trust fund that provides for
the cleanup  of  significantly hazardous  substances released
into  the environment, regardless  of fault.  The Superfund
was  established under Comprehensive  Environmental
Response, Compensation,  and Liability Act (CERCLA)
and  subsequent amendments to CERCLA. The term
Super-fund is also  used to refer to cleanup programs  de-
signed and conducted  under CERCLA and its subsequent
amendments.

Superfund  Amendment and  Reauthorization Act
(SARA) -  SARA is the 1986 act amending Comprehen-
sive  Environmental  Response,  Compensation, and  Liabil-
ity Act (CERCLA) that increased the size of the Super-fund
trust fund and  established a preference for the  develop-
ment and  use of permanent remedies, and provided new
enforcement and settlement  tools.

Thermal Desorption - Thermal desorption is an innova-
tive  treatment technology that heats soils contaminated
with hazardous  wastes to temperatures from 200 to 1,000
F so that contaminants that have low boiling points will
vaporize and separate from the soil.  The  vaporized con-
taminants  are then collected for  further treatment or de-
struction, typically by an  air emissions  treatment system.
The technology is most effective  at treating VOCs,
SVOCs and other organic contaminants, such as PCBs,
PAHs, and pesticides. It is effective in separating organ-
ics from refining wastes, coal tar  wastes, waste from wood
treatment, and paint wastes. It also can  separate  solvents,
pesticides, PCBs,  dioxins, and fuel  oils  from contami-
nated soil.  See  also Polychlorinated Biphenyl and Vola-
tile Organic Compound.

Total Petroleum Hydrocarbon (TPH)  - TPH refers to a
measure of concentration or mass of petroleum  hydro-
carbon constituents present in a given amount of air, soil,
or water.

Toxicity - Toxicity is a quantification of the degree of
danger posed by a substance to animal or plant  life.
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Toxidty Characteristic Leaching Procedure (TCLP) -
The TCLP is a testing procedure used to identify the tox-
icity of wastes and is the most commonly used test for
determining the degree of mobilization offered by a so-
lidification and stabilization  process. Under this proce-
dure, a waste is subjected to a process designed to model
the leaching effects that would occur if the waste was
disposed of in an RCRA Subtitle D municipal landfill.
See also Solidification and Stabilization.

Toxic Substance -A toxic substance is a chemical or mix-
ture that may present an unreasonable risk of injury to
health or the environment.

Treatment Wall (also Passive Treatment Wall) -A treat-
ment wall is  a structure installed underground to treat
contaminated groundwater found at  hazardous waste  sites.
Treatment  walls, also called  passive treatment walls, are
put in place by constructing a giant trench across the flow
path of contaminated groundwater  and filling the trench
with one of a variety of materials  carefully selected for
the ability  to clean up specific types of contaminants. As
the contaminated  groundwater passes through  the treat-
ment wall, the contaminants  are trapped by the treatment
wall or transformed into harmless substances  that flow
out of the wall. The major advantage of using treatment
walls is that they are passive systems that treat the con-
taminants in place so the property can be put to produc-
tive use while it is being cleaned  up. Treatment walls are
useful at  some sites contaminated with  chlorinated sol-
vents,  metals,  or  radioactive contaminants.

 Unsaturated Zone - The unsaturated zone is the area be-
tween the land surface and the uppermost aquifer (or satu-
rated zone). The soils in  an unsaturated zone may contain
 air and water.

 Vadose Zone - The vadose zone is the area between the
 surface of the land and the aquifer water table in which
the moisture content is less than  the saturation point and
the pressure is less than atmospheric. The openings  (pore
 spaces) also typically contain air or other gases.

 Vapor - Vapor is the gaseous phase of any substance that
 is liquid or solid at atmospheric temperatures  and  pres-
 sures.  Steam is an example of a vapor.
Volatile Organic Compound (VOC) - AVOC is one of a
group of carbon-containing compounds that  evaporate
readily at room temperature. Examples  of volatile organic
compounds include  trichloroethane,  trichloroethylene,
benzene,  toluene, ethylbenzene,  and xylene  (BTEX).
These contaminants typically are generated from metal
degreasing, printed circuit  board cleaning, gasoline, and
wood  preserving processes.

Volatilization -Volatilization is the process of transfer of
a chemical from the aqueous or liquid phase to the gas
phase. Solubility, molecular  weight, and vapor pressure
of the liquid and the nature of the gas-liquid  affect the
rate  of volatilization.

Voluntary Cleanup Program (VCP) - AVCP is a formal
means established by many states to facilitate assessment,
cleanup,  and redevelopment  of brownfields  sites. VCPs
typically address the identification and cleanup of poten-
tially contaminated sites that are not on the National Pri-
orities List (NPL). Under VCPs, owners or developers of
a site are encouraged to approach the state voluntarily to
work out a process by which the site can be readied for
development. Many  state VCPs provide technical assis-
tance, liability  assurances,  and funding support for such
efforts.

Wastewater - Wastewater is spent or used water from  an
individual home, a community,  a farm, or an industry that
contains  dissolved or suspended matter.

Water Table -A water table is  the boundary  between the
saturated and unsaturated  zones beneath the surface of
the earth, the  level of groundwater, and generally is the
level to which water will rise in a well. See also Aquifer
and  Groundwater.

X-Ray Fluorescence Analyzer - An x-ray fluorescence
analyzer  is a self-contained, field-portable instrument,
consisting of an energy dispersive x-ray source, a detec-
tor, and a data processing system that detects and quanti-
fies  individual  metals or groups of metals.
                                                       45

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                                          Appendix C
                                          Bibliography
A "PB" publication number in parentheses indicates that
the  document is available from the National Technical
Information Service (NTIS), 5285 Port Royal Road,
Springfield, VA 22161, (703-605-6000).

Site Assessment

ASTM.  1997. Standard Practice for  Environmental Site
Assessments:  Phase I Environmental  Site Assessment
Process. American Society for Testing Materials  (ASTM
E1527-97).

ASTM.  1996. Standard Practice for  Environmental Site
Assessments: Transaction Screen Process. American So-
ciety for Testing Materials (ASTM E1528-96).

ASTM. 1995.  Guide for Developing Conceptual Site
Models for Contaminated Sites. American Society for
Testing and Materials (ASTM E1689-95).

ASTM.  1995. Provisional Standard  Guide for  Acceler-
ated Site Characterization for Confirmed or Suspected
Petroleum Releases. American Society for Testing and
Materials (ASTM PS3 95).

Geo-Environmental    Solutions,  n.d.   http://
www.gesolutions.com/assess.htm.

Geoprobe Systems, Inc.  1998. Rental Rate Sheet. Sep-
tember 15.

Robbat, Albert, Jr.  1997. Dynamic Workplans and Field
Analytics: The Keys to Cost Effective Site Characteriza-
tion and Cleanup.  Tufts University under Cooperative
Agreement with the U.S. Environmental Protection
Agency. October.

US. EPA. 1998 Quality  Assurance  Guidance for Con-
ducting  Brownfields Site Assessments  (EPA 540-R-98-
038) September.
U.S. EPA. 1997. Expedited Site Assessment Tools for
Underground Storage Tank Sites: A Guide for Regula-
tors and Consultants (EPA 5  10-B-97-001).

U.S. EPA. 1997. Field Analytical and Site Characteriza-
tion Technologies:  Summary of Applications (EPA 542-
R-97-011).

U.S. EPA. 1997. Road Map to Understanding Innovative
Technology  Options  for  Brownfields Investigation and
Cleanup. OSWER (PB97-144810).

U.S. EPA. 1997. The Tool Kit of Technology Informa-
tion Resources for Brownfields Sites. OSWER.  (PB97-
144828).

U.S. EPA. 1996. Consortium for Site Characterization
Technology:  Fact Sheet (EPA 542-F 96-012).

U.S. EPA.  1996.  Field  Portable X-Ray  Fluorescence
(FPXRF), Technology Verification Program: Fact  Sheet
(EPA542-F-96-009a).

U.S. EPA. 1996.  Portable Gas  Chromatograph/Mass
Spectrometers (GC/MS), Technology Verification Pro-
gram: Fact Sheet (EPA 542-F-96-009c).

U.S. EPA. 1996. Site Characterization Analysis Penetrom-
eter System (SCAPS) LIF Sensor  (EPA 540-MR-95-520,
EPA 540 R-95-520).

US. EPA. 1996.  Site Characterization and Monitoring:
A Bibliography of EPA Information Resources (EPA 542-
B-96-001).

U.S. EPA.  1996.  Soil Screening Guidance (540/R-96/
128).

U.S. EPA. 1995. Clor-N-Soil PCB Test Kit L2000 PCB/
Chloride Analyzer (EPA 540-MR 95-518, EPA 540-R-
95-5 18).
                                                  46

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U.S.  EPA. 1995. Contract Laboratory Program: Volatile
Organics Analysis  of Ambient Air in Canisters Revision
VCAA01.0 (PB95-963524).

U.S.  EPA. 1995. Contract Lab Program: Draft Statement
of Work for Quick Turnaround Analysis (PB95-963523).

U.S.  EPA. 1995. EnviroGard PCB Test Kit (EPA 540-
MR-95-5 17, EPA 540-R-95-517).

U.S.  EPA.  1995. Field Analytical Screening Program:
PCB Method (EPA540-MR-95-521, EPA540-R-95-521).

U.S.  EPA. 1995. PCB Method, Field Analytical Screen-
ing Program (Innovative Technology  Evaluation Report)
(EPA 540-R-95-521, PB96-130026); Demonstration Bul-
letin  (EPA 540 MR-95-521).

U.S.  EPA.  1995. Profile of the Fabncated Metal Prod-
ucts  Industry (EPA 3 10-R-95-007).

U.S.  EPA. 1995. Rapid Optical Screen Tool (ROSTTM)
(EPA 540-MR-95-519, EPA  540-R 95-519).

U.S.  EPA. 1995. Risk  Assessment Guidance for
Superfund. http://www.epa.gov/ncepihom/Catalog/
EPA540R95132.html.

U.S; EPA.  1994. Assessment and Remediation of Con-
taminated Sediments (ARCS) Program  (EPA 905-R-94-
003).

U.S.  EPA.  1994. Characterization  of  Chromium-Contami-
nated  Soils Using Field-Portable X-ray  Fluorescence
(PB94-210457).

US.  EPA.  1994.  Development of a Battery-Operated
Portable  Synchronous Luminescence Spectrofluorometer
(PB94-170032).

U.S.  EPA. 1994.  Engineering Forum  Issue: Consider-
ations in Deciding to Treat Contaminated Unsaturated
 Soils In Situ (EPA 540-S-94-500, PB94-177771).

U.S. EPA.  1994. SITE Program: An  Engineering Analy-
sis of the Demonstration Program (EPA 540-R-94-530).

U.S. EPA. 1993.  Data Quality Objectives Process for
Superfund (EPA 540-R-93-071).

US.  EPA.  1993.  Conference  on the Risk Assessment
Paradigm After 10 Years: Policy and Practice, Then, Now,
 and  in the Future, http://www.epa.gov/ncepihorn/Catalog/
EPA600R93039.html.
U.S.  EPA. 1993. Guidance for Evaluating the Technical
Impracticability of Ground Water  Restoration.  OSWER
directive  (9234.2-25).

U.S.  EPA. 1993. Guide for Conducting Treatabihty Stud-
ies Under CERCLA:  Biodegradation Remedy Selection
(EPA 540-R-93-519a, PB94-117470).

US. EPA. 1993. Subsurface Characterization and Moni-
toring Techniques (EPA 625-R-93 003a&b).

U.S.  EPA. 1992. Characterizing  Heterogeneous Wastes:
Methods  and Recommendations  (March 26-28,1991)
(PB92-216894).

US.  EPA. 1992. Conducting Treatabihty Studies Under
RCRA (OSWER Directive 9380.3 09FS, PB92-963501)

U.S. EPA. 1992. Guidance for Data Useability in Risk
Assessment (Part A) (9285.7-09A).

U.S. EPA. 1992. Guide for Conducting Treatabihty Stud-
ies Under CERCLA: Final (EPA 540-R-92-071A, PB93-
 126787).

U.S. EPA. 1992. Guide for Conducting Treatabihty Stud-
ies Under CERCLA: Soil Vapor Extraction (EPA 540-2-
91-019a&b, PB92-227271 & PB92-224401).

U.S. EPA. 1992. Guide for Conducting Treatabihty Stud-
ies Under CERCLA: Soil Washing (EPA 540-2-91-
020a&b, PB92-170570 & PB92-170588).

US.  EPA. 1992. Guide for Conducting Treatabihty Stud-
ies Under CERCLA: Solvent Extraction (EPA 540-R-92-
016a,PB92-239581).

U.S. EPA. 1992. Guide to Site and Soil Description for
Hazardous Waste Site Characterization, Volume 1: Met-
als (PB92-146158).

U.S. EPA. 1992. International Symposium on Field
 Screening Methods  for Hazardous  Wastes and Toxic
Chemicals (2nd), Proceedings. Held in Las Vegas, Ne-
vada on  February 12-14,1991 (PB92-125764).

U.S. EPA. 1992. Sampling of Contaminated Sites (PB92-
 110436).

U.S. EPA. 1991. Ground Water Issue: Charactenzmg  Soils
for Hazardous Waste Site Assessment (PB-91-921294).
                                                  47

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U.S. EPA. 1991. Guide for Conducting Treatability Stud-
ies  Under CERCLA: Aerobic Biodegradation Remedy
Screening (EPA 540-2-9l-013a&b, PB92-109065 &
PB92-109073).

U.S. EPA. 1991.  Interim Guidance for Dermal Exposure
Assessment (EPA 600-8-91-011A).

U.S. EPA. 1990. A New Approach and Methodologies
for  Characterizing the Hydrogeologic Properties of Aqui-
fers (EPA 600-2-90-002).

U.S. EPA. 1986.  Super-fund Public Health Evaluation
Manual  (EPA 540-1-86-060).

US. EPA. ad. Status Report on Field Analytical Tech-
nologies  Utilization: Fact Sheet  (no publication  number
available).

U. S. G. S. http://www.mapping.usgs.gov/esic/to_order.hmtl.

Vendor Field Analytical and Characterization Technolo-
gies System (Vendor FACTS), Version 1.0 (Vendor
FACTS  can  be downloaded  from  the Internet at
www.prcemi.com/visitt or from the CLU-IN Web site at
http://clu-in.com).

The Whitman Companies.  Last modified October 4,
 1996.   Environmental   Due Diligence,  http://
www. whitmanco.com/dilgnce 1.  html.

Cleanup

ASTM. n.d. New Standard Guide for Remediation by
Natural Attenuation at Petroleum Release Sites  (ASTM
E50.01).

Federal  Remediation Technology  Roundtable.  http://
www.frtr.gov/matrix/top_page.html.

Interagency Cost Workgroup. 1994. Historical Cost
Analysis  System.  Version 2.0.

Los Alamos National Laboratory. 1996. A Compendium
of  Cost  Data for Environmental Remediation Technolo-
gies (LA-UR-96-2205).

Oak Ridge National Laboratory, n.d. Treatability  of Haz-
ardous Chemicals in Soils:  Volatile and Semi-Volatile
Orgatiics(ORNL-6451).

Robbat,  Albert, Jr. 1997. Dynamic Workplans and Field
Analytics: The Keys to Cost Effective Site Characteriza-
tion and Cleanup. Tufts University under Cooperative
Agreement with the U.S. Environmental Protection
Agency. October.

U.S. EPA. 1998. Self-Audit and Inspection Guide for Fa-
cilities Conducting  Cleaning, Preparation,  and Organic
Coating of Metal Parts.  (EPA 305-B-95-002).

U.S. EPA. 1997.  Road Map to Understanding Innovative
Technology Options for Brownfields Investigation and
Cleanup. OSWER PB97-144810).

U.S. EPA. 1997.  The Tool Kit of Technology Informa-
tion Resources for Brownfields Sites. OSWER. (PB97-
144828).

U.S. EPA. 1996.  Bioremediation Field Evaluation: Cham-
pion International Super-fund Site, Libby, Montana (EPA
540-R-96-500).

U.S. EPA. 1996. Bibliography for Innovative Site Clean-
Up Technologies  (EPA  542-B-96 003).

U.S.  EPA.  1996. Bioremediation of Hazardous Wastes:
Research, Development,  and Field Evaluations (EPA 540-
R-95-532, PB96-130729).

U.S.  EPA.  1996.  Citizen's Guides to Understanding In-
novative Treatment Technologies (EPA 542-F-96-013):

•  Bioremediation  (EPA 542-F-96-007, EPA 542-F-96-
   023)

•  Chemical Dehalogenation (EPA  542-F-96-004, EPA
   542-F-96-020)

•  In Situ Soil Flushing (EPA 542-F-96-006, EPA 542-
   F-96-022)

•  Innovative Treatment Technologies  for  Contaminated
    Soils, Sludges,  Sediments, and Debris (EPA 542-F-
   96-001, EPA 542-F-96-017)

•  Phytoremediation (EPA  542-F-96-014,  EPA 542-F-
   96-025)

•   Soil Vapor Extraction and Air Sparging (EPA 542-F-
   96-008, EPA 542-F-96-024)

•   Soil Washing (EPA 542-F-96-002, EPA 542-F-96-
   018)

•   Solvent Extraction (EPA 542-F-96-003, EPA 542-F-
   96-019)
                                                   48

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.    Thermal Desorption (EPA 542-F-96-005, EPA 542-
    F-96-021)

.    Treatment Walls (EPA 542-F-96-0 16, EPA 542-F-96-
    027)

U.S. EPA. 1996. Cleaning Up the Nation's Waste Sites:
Markets and Technology Trends (1996 Edition) (EPA 542-
R-96-005, PB96-178041).

U.S. EPA.  1996.  Completed North American Innovative
Technology  Demonstration Projects  (EPA  542-B-96-002,
PB96-153127).

U.S. EPA. 1996. Cone Penetrometer/Laser Induced Fluo-
rescence  (LIF) Technology  Verification Program:  Fact
Sheet (EPA542-F-96-009b).

U.S. EPA.  1996. EPA Directive: Initiatives to Promote
Innovative Technologies  in Waste Management  Programs
(EPA 540-F-96-012).

U.S. EPA.  1996.  Errata To Guide To EPA materials on
Underground Storage Tanks (EPA 5  10-F-96-002)

U.S. EPA. 1996. How to Effectively Recover Free Prod-
uct at Leaking Underground Storage Tank Sites: A Guide
for State Regulators (EPA 5 10-F-96-001; Fact Sheet: EPA
5 10-F-96005).

U.S. EPA. 1996. Innovative Treatment Technologies:
Annual Status Report Database  (ITT Database).

U.S. EPA. 1996. Introducing TANK Racer (EPA 5 10-F96-
001).

U.S. EPA.  1996. Market Opportunities for Innovative Site
Cleanup Technologies: Southeastern  States  (EPA 542-R-
96-007,PB96-199518).

U.S. EPA.  1996. Recent Developments for In Situ Treat-
ment of Metal-Contaminated Soils (EPA 542-R-96-008,
PB96-153135).

U.S. EPA.  1996. Review of Intrinsic Bioremediation of
TCE in Groundwater at Picatinny Arsenal, New Jersey
and St.  Joseph, Michigan (EPA 600-A-95-096, PB95-
252995).

U.S. EPA. 1996.  State Policies Concerning the Use of
Injectants for In Situ Groundwater Remediation (EPA 542-
R-96-001,PB96-164538).
U.S. EPA. 1995. Abstracts of Remediation Case  Studies
(EPA542-R-95-001, PB95 201711).

U.S. EPA. 1995. Accessing Federal Data Bases for Con-
taminated  Site  Clean-Up Technologies, Fourth  Edition
(EPA 542-B-95-005,PB96-141601).

U.S. EPA. 1995. Bioremediation Field Evaluation:
Eielson Air Force Base, Alaska (EPA 540-R-95-533).

U.S. EPA. 1995. Bioremediation Field Initiative Site Pro-
files:

.    Champion Site, Libby, MT (EPA 540-F-95-506a)
.    Eielson Air  Force Base, AK (EPA 540-F-95-506b)
•    Hill Air Force Base Super-fund Site, UT (EPA 540-F-
    95-506c)
    Public Service Company  of Colorado (EPA 540-F-
    95-506d)
.    Escambia Wood Preserving Site, FL (EPA 540-F-95-
.   Reilly Tar and Chemical Corporation ,  MN (EPA 540-
    F-95-506h)

U.S. EPA. 1995. Bioremediation Final Performance
Evaluation of the Prepared Bed Land Treatment System,
Champion International Superfund Site, Libby, Montana:
Volume I, Text (EPA 600-R-95-156a); Volume II, Fig-
ures and Tables (EPA 600-R-95-156b)

U.S. EPA.  1995.  Bioremediation of Petroleum Hydro-
carbons: A Flexible, Variable Speed Technology (EPA
600-A-95-140, PB96-139035).S

U.S. EPA. 1995. Contaminants and Remedial Options at
Selected Metal Contaminated  Sites (EPA  540-R-95-5 12,
PB95-271961).

U.S. EPA. 1995. Development of a Photothermal Detoxi-
fication Unit: Emerging Technology Summary (EPA 540-
SR-95-526); Emerging Technology Bulletin  (EPA
540-F-95-505).

US. EPA. 1995. Electrokinetic Soil Processing: Emerg-
ing Technology  Bulletin (EPA540-F 95-504); ET Project
Summary (EPA540-SR-93-515).

U.S. EPA. 1995. Emerging Abiotic  In Situ  Remediation
Technologies  for  Groundwater and  Soil:  Summary Re-
port (EPA 542-S-95-001, PB95-239299).
                                                   49

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U.S. EPA. 1995. Emerging Technology Program (EPA
540-F-95-502).

U.S. EPA. 1995.  ETI: Environmental Technology Initia-
tive (document order form) (EPA 542-F-95-007).

U.S. EPA. 1995. Federal Publications on Alternative and
Innovative Treatment Technologies for Corrective Action
and Site Remediation, Fifth Edition (EPA 542-B-95-004,
PB96 145099).

U.S. EPA. 1995. Federal Remediation Technologies
Roundtable: 5  Years of Cooperation  (EPA 542-F-95-007).

U.S. EPA. 1995. Guide to Documenting Cost and Perfor-
mance for Remediation Projects (EPA 542-B-95-002,
PB95-182960).

U.S. EPA. 1995. In Situ Metal-Enhanced Abiotic Degra-
dation  Process Technology, Environmental Technologies,
Inc.: Demonstration Bulletin (EPA 540-MR-95-510).

U.S. EPA.  1995. In Situ Vitrification Treatment: Engi-
neering Bulletin (EPA 540-S-94-504, PB95-125499).

U.S. EPA. 1995. Intrinsic  Bioattenuation for Subsurface
Restoration (book chapter) (EPA 600-A-95-112, PB95-
274213).

U.S. EPA. 1995. J.R. Simplot Ex Situ Bioremediation
Technology for Treatment of TNT  Contaminated Soils:
Innovative Technology Evaluation Report (EPA 540-R-
95-529); Site Technology Capsule (EPA 540-R-95-529a).

U.S. EPA. 1995. Lessons Learned About In Situ Air
Sparging at the Denison Avenue Site, Cleveland, Ohio
(Project Report), Assessing UST Corrective Action Tech-
nologies (EPA 600 R-95-040, PB95-188082).

U.S. EPA. 1995. Microbial Activity in Subsurface
Samples Before and During Nitrate  Enhanced
Bioremediation (EPA 600-A-95-109, PB95-274239).

U.S. EPA.  1995. Musts For USTS: A Summary of the
Regulations for Underground Tank  Systems (EPA 510-
K-95-002).

U.S. EPA. 1995. Natural Attenuation of Trichloroethene
at the  St. Joseph, Michigan, Super-fund Site (EPA 600-
sv-95-001).

U.S. EPA. 1995. New York State Multi-Vendor Biore-
mediation: En Situ Biovault, ENSR Consulting and En-
gineering/Larson  Engineers: Demonstration Bulletin
(EPA540-MR-95525).

U.S. EPA. 1995. Process for the Treatment of Volatile
Organic Carbon and Heavy-Metal Contaminated Soil,
International  Technology Corp.:  Emerging  Technology
Bulletin (EPA 540-F-95-509).

U.S. EPA. 1995. Progress In Reducing Impediments to
the  Use of Innovative Remediation Technology (EPA 542-
F-95-008, PB95-262556).

U.S. EPA. 1995. Remedial Design/Remedial Action
Handbook (PB95-963307-ND2).

U.S. EPA. 1995. Remedial Design/Remedial Action
Handbook Fact Sheet (PB95-9633 12 NDZ).

U.S. EPA.  1995.  Remediation  Case  Studies:
Bioremediation (EPA 542-R-95-002, PB95  182911).

U.S. EPA. 1995. Remediation Case Studies: Fact Sheet
and Order Form (EPA 542-F-95 003); Four Document
Set (PB95-182903).

U.S. EPA. 1995. Remediation Case Studies:  Ground wa-
ter  Treatment (EPA 542-R-95-003, PB95-182929).

U.S. EPA. 1995. Remediation Case Studies: Soil Vapor
Extraction (EPA 542-R-95-004,  PB95-182937).

U.S. EPA.  1995.  Remediation  Case Studies: Thermal
Desorption, Soil Washing, and In Situ Vitrification (EPA
542-R-95-005, PB95-182945).

U.S. EPA.  1995.  Remediation  Technologies Screening
Matrix and Reference Guide, Second Edition (PB95-
 104782; Fact  Sheet: EPA 542-F-95-002). Federal
Remediation Technology Roundtable.  Also  see Internet:
http://www.frtr.gov/matrix/top-page.html.

U.S. EPA. 1995. Review of Mathematical Modeling for
Evaluating Soil Vapor Extraction Systems (EPA 540-R-
95-513,PB95-243051).

U.S. EPA. 1995.  Selected Alternative and Innovative
Treatment Technologies  for  Corrective Action and  Site
Remediation:  A Bibliography of EPA Information Re-
sources (EPA 542-B-95  001).

US. EPA. 1995. SITE Emerging Technology Program
(EPA 540-F-95-502).
                                                  50

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U.S. EPA. 1995.  Soil Vapor Extraction (SVE) Enhance-
ment Technology  Resource  Guide  Air  Sparging,
Bioventing,  Fracturing, Thermal Enhancements  (EPA
542-B-95-003).

US.  EPA. 1995.  Soil Vapor Extraction Implementation
Experiences (OSWER Publication 9200.5-223FS, EPA
540-F-95-030, PB95-9633 15).

U.S. EPA.  1995. Surfactant Injection for Ground  Water
Remediation: State Regulators' Perspectives and Experi-
ences (EPA 542-R-95-011, PB 96-164546).

U.S. EPA. 1995.  Symposium on Bioremediation of Haz-
ardous Wastes: Research, Development, and Field Evalu-
ations, Abstracts: Rye Town Hilton, Rye Brook, New
York, August 8-10, 1995 (EPA  600-R-95-078).

U.S. EPA.  1993-1995. Technology Resource  Guides:.

.   Bioremediation  Resource Guide (EPA542-B-93-004)

.   Groundwater Treatment Technology Resource  Guide
    (EPA 542-B-94-009, PB95  138657)

.   Physical/Chemical Treatment Technology Resource
    Guide (EPA 542-B-94-008, PB95-138665)

.   Soil  Vapor Extraction (SVE) Enhancement Technol-
    ogy Resource Guide: Air Sparging, Bioventing, Frac-
    turing, and Thermal Enhancements (EPA 542-B-95
    003)

.   Soil  Vapor Extraction  (SVE) Treatment Technology
    Resource Guide (EPA 542-B 94-007)

U.S.  EPA.  1995. Waste Vitrification Through Electric
Melting,  Ferro Corporation: Emerging Technology Bul-
letin (EPA 540-F-95-503).

U.S. EPA. 1994. Accessing EPA's Environmental Tech-
nology Programs (EPA 542-F-94 005).

US. EPA. 1994.  Bioremediation: AVideo Primer (video)
 (EPA 5 10-V-94-001).

U.S. EPA. 1994. Bioremediation in the Field Search Sys-
 tem (EPA 540-F-95-507; Fact Sheet: EPA 540-F-94-506).

 U.S.  EPA. 1994. Contaminants and Remedial Options at
 Solvent-Contaminated Sites (EPA  600-R-94-203,  PB95-
 177200).

 U.S. EPA. 1990-1994. EPA Engineering Bulletins:.
   Chemical Dehalogenation  Treatment: APEG Treat-
   ment (EPA 540-2-90-015,  PB91-228031)
   Chemical Oxidation Treatment (EPA 540-2-g 1-025)
   In Situ Biodegradation Treatment (EPA 540-S-94-
   502, PB94- 190469)
   In Situ Soil Flushing (EPA 540-2-g 1-02 1)
   In Situ Soil Vapor Extraction Treatment (EPA 540-2-
   91-006, PB91-228072)
   In Situ Steam Extraction Treatment  (EPA 540-2-91-
   005, PB91-2228064)
   In Situ Vitrification  Treatment (EPA 540-S-94-504,
   PB95-125499)
   Mobile/Transportable  Incineration Treatment  (EPA
   540-2-90-014)
   Pyrolysis Treatment (EPA 540-S-92-010)
   Rotating Biological Contactors (EPA 540-S-92-007)
   Slurry Biodegradation (EPA 540-2-90-016, PB91-
   228049)
•   Soil Washing Treatment (EPA 540-2-90-017, PB91-
   228056)
   Solidification/Stabilization  of  Organics  and
   Inorganics (EPA 540-S-92-015)
•   Solvent Extraction Treatment (EPA 540-S-94-503,
   PB94-190477)
•   Supercritical Water Oxidation (EPA 540-S-92-006)
•   Technology Preselection  Data  Requirements  (EPA
   540-S-92-009)
•   Thermal  Desorption Treatment  (EPA  540-S-94-501,
   PB94-160603)

U.S.  EPA. 1994. Field Investigation of Effectiveness of
Soil Vapor Extraction Technology (Final Project Report)
(EPA 600-R-94-142, PB94-205531).

U.S.  EPA. 1994.  Ground Water Treatment Technologies
Resource Guide (EPA 542-B-94 009, PB95-138657).

U.S.  EPA. 1994. How to Evaluate Alternative Cleanup
Technologies for Underground Storage Tank Sites: A
Guide for Corrective Action Plan Reviewers (EPA 510-
B-94-003, S/N 055-000-00499-4); Pamphlet (EPA 510-
F-95-003).

U.S.  EPA. 1994.  In Situ  Steam Enhanced Recovery Pro-
cess,  Hughes Environmental Systems,  Inc.: Innovative
Technology Evaluation Report (EPA540-R-94-510, PB95
                                                   51

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271854); Site Technology Capsule (EPA 540-R-94-5 lOa,
PB95-270476).

U.S. EPA. 1994. In Situ Vitrification, Geosafe Corpora-
tion: Innovative Technology Evaluation Report (EPA 540-
R-94-520,  PB95-213245); Demonstration Bulletin (EPA
540  MR-94-520).

U.S. EPA. 1994.  J.R. Simplot Ex-Situ Bioremediation
Technology  for Treatment  of Dinoseb-Contaminated
Soils: Innovative Technology  Evaluation Report (EPA
540-R-94-508);  Demonstration Bulletin (EPA 540-MR-
94-508).

U.S. EPA. 1994. Literature Review Summary of Metals
Extraction  Processes Used to Remove Lead From Soils,
Project Summary (EPA 600-SR-94-006).

U.S. EPA. 1994. Northeast  Remediation Marketplace:
Business  Opportunities  For Innovative  Technologies
(Summary Proceedings)  (EPA  542-R-94-001,  PB94-
 154770).

US. EPA. 1994. Physical/Chemical Treatment Technol-
ogy Resource Guide (EPA 542-B-94 008, PB95-138665).

U.S. EPA. 1994. Profile of Innovative Technologies and
Vendors For Waste Site Remediation (EPA 542-R-94-002,
PB95-138418).

U.S. EPA. 1994. Radio Frequency Heating, KAI Tech-
nologies, Inc.: Innovative Technology Evaluation Report
(EPA540-R-94-528);  Site Technology Capsule (EPA 540-
R-94-528a, PB95-249454).

U.S. EPA. 1994. Regional Market Opportunities  For In-
novative Site Clean-up Technologies: Middle Atlantic
 States (EPA 542-R-95-010, PB96-121637).

U.S. EPA. 1994. Rocky Mountain Remediation Market-
place: Business Opportunities  For Innovative Technolo-
 gies (Summary Proceedings)  (EPA 542-R-94-006,
PB95-173738).

U.S. EPA. 1994. Selected EPA Products and Assistance
 On Alternative Cleanup Technologies  (Includes
Remediation Guidance Documents Produced  By The
Wisconsin Department of Natural Resources) (EPA 510-
E-94-001).

U.S. EPA. 1994. Soil Vapor Extraction Treatment Tech-
nology Resource Guide (EPA  542-B  94-007).
U.S. EPA. 1994. Solid Oxygen Source for Bioremedia-
tion Subsurface Soils (revised) (EPA600-J-94-495, PB95-
155149).

U.S. EPA. 1994. Solvent Extraction: Engineering Bulle-
tin (EPA 540-S-94-503, PB94  190477).

U.S. EPA. 1994. Solvent Extraction Treatment System,
Terra-Keen Response Group, Inc. (EPA540-MR-94-521).

U.S. EPA. 1994. Status Reports on In Situ Treatment Tech-
nology Demonstration  and  Applications:.

.    'Altering Chemical Conditions (EPA 542-K-94-008)

.    Cosolvents (EPA 542-K-94-006)

.    Electrokinetics  (EPA 542-K-94-007)

.    Hydraulic and Pneumatic Fracturing (EPA 542-K-94-
    005)

.    Surfactant  Enhancements (EPA  542-K-94-003)

.    Thermal Enhancements (EPA 542-K-94-009)

.    Treatment  Walls (EPA  542-K-94-004)

U.S. EPA. 1994. Subsurface Volatilization and Ventila-
tion  System (SWS): Innovative Technology Report (EPA
540-R-94-529, PB96-116488); Site Technology Capsule
(EPA 540-R-94-529a, PB95-256111).

U.S. EPA. 1994. Superfund Innovative Technology Evalu-
ation (SITE)  Program:  Technology Profiles,  Seventh
Edition (EPA 540-R-94-526, PB95-183919).

U.S. EPA.  1994.  Thermal Desorption  System,
Maxymillian Technologies,  Inc.:  Site Technology  Cap-
sule (EPA 540-R94-507a, PB95-122800).

U.S. EPA. 1994. Thermal  Desorption Treatment: Engi-
neering  Bulletin (EPA 540-S-94-501, PB94-160603).

U.S. EPA. 1994. Thermal  Desorption Unit, Eco Logic
International, Inc.: Application Analysis Report (EPA540-
AR-94-504).

US. EPA. 1994. Thermal Enhancements: Innovative
Technology Evaluation Report (EPA 542-K-94-009).

U.S. EPA. 1994. The Use of Cationic Surfactants to
Modify Aquifer Materials to Reduce  the Mobility of
Hydrophobic  Organic  Compounds  (EPA  600-S-94-002,
PB95-111951).
                                                   52

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U.S.  EPA. 1994. West Coast Remediation Marketplace:
Business  Opportunities For Innovative Technologies
(Summary Proceedings) (EPA 542-R-94-008,  PB95-
143319).

U.S.  EPA. 1993. Accutech Pneumatic Fracturing  Extrac-
tion and Hot Gas Injection, Phase I: Technology  Evalua-
tion Report (EPA 540-R-93-509, PB93-216596).

U.S.  EPA.  1993. Augmented In Situ Subsurface
Bioremediation Process, Bio-Rem,  Inc.:  Demonstration
Bulletin (EPA 540-MR-93-527).

U.S. EPA. 1993. Biogenesis Soil Washing Technology:
Demonstration Bulletin (EPA 540 MR-93-5 10).

U.S. EPA. 1993.  Bioremediation Resource  Guide and
Matrix (EPA 542-B-93-004, PB94 112307).

U.S. EPA. 1993. Bioremediation: Using the Land Treat-
ment Concept (EPA 600-R-93-164, PB94-107927).

U.S. EPA. 1993. Fungal Treatment Technology:  Demon-
stration Bulletin (EPA 540-MR-93 5 14).

U.S. EPA. 1993. Gas-Phase Chemical Reduction Process,
Eco Logic International Inc. (EPA 540-R-93-522, PB95-
 10025 l,EPA540-MR-93-522).

US. EPA. 1993.  HRUBOUT, Hrubetz Environmental
 Services: Demonstration Bulletin (EPA 540-MR-93-524).

U.S.  EPA. 1993.  Hydraulic Fracturing of Contaminated
 Soil, US. EPA: Innovative Technology Evaluation Re-
port (EPA540-R-93-505, PB94-100161); Demonstration
 Bulletin (EPA 540-MR-93-505).

 US. EPA. 1993. HYPERVENTILATE:  A software Guid-
 ance System Created for Vapor Extraction Systems for
 Apple Macintosh  and  IBM PC-Compatible Computers
 (UST #107)  (EPA 510-F-93-001); User's Manual
 (Macintosh disk included) (UST#102) (EPA 500-CB 92-
 001).

 U.S. EPA. 1993. In Situ Bioremediation of Contaminated
 Ground Water (EPA 540-S-92  003, PB92-224336).

 US. EPA. 1993. In Situ Bioremediation of Contaminated
 Unsaturated Subsurface Soils (EPA -S-93-501, PB93-
 234565).

 US. EPA. 1993. In Situ Bioremediation of Ground Wa-
 ter and Geological Material: A Review of Technologies
 (EPA600-SR-93-124, PB93-215564).
U.S. EPA.  1993. In Situ Treatments of Contaminated
Groundwater: An Inventory of Research and Field Dem-
onstrations  and  Strategies  for Improving Groundwater
Remediation Technologies  (EPA  500-K-93-001, PB93-
193720).

U.S. EPA. 1993. Laboratory Story on the Use of Hot Water
to Recover  Light Oily Wastes from  Sands (EPA 600-R-
93-021, PB93-167906).

U.S. EPA.  1993. Low Temperature Thermal Aeration
(LTTA)  System,  Smith Environmental Technologies
Corp.: Applications Analysis Report' (EPA 540-AR-93-
504); Site Demonstration Bulletin (EPA540-MR-93-504).

U.S. EPA.  1993. Mission Statement:  Federal Remediation
Technologies Roundtable (EPA  542-F-93-006).

US.  EPA. 1993. Mobile Volume Reduction Unit, US.
EPA: Applications Analysis Report (EPA 540-AR-93-508,
PB94-130275).

US. EPA. 1993. Overview of UST Remediation Options
(EPA 5 10-F-93-029).

U.S. EPA.  1993.  Soil  Recycling  Treatment, Toronto
Harbour Commissioners (EPA 540-AR 93-517,  PB94-
 124674).

U.S. EPA.  1993. Synopses of Federal Demonstrations of
Innovative Site Remediation  Technologies,  Third Edition
(EPA 542-B-93-009, PB94-144565).

U.S. EPA.  1993. XTRAX Model 200 Thermal Desorp-
tion System, OHM Remediation Services Corp.:  Site
Demonstration Bulletin (EPA 540-MR-93-502).

U.S. EPA.  1992.  Aostra Soil-tech Anaerobic Thermal
Process, Soiltech  ATP  Systems:  Demonstration Bulletin
 (EPA540-MR-92-008).

U.S. EPA. 1992. Basic Extractive Sludge Treatment
 (B.E.S.T.)  Solvent Extraction System, Ionics/Resources
 Conservation Co.: Applications  Analysis Report (EPA
 540-AR-92-079,  PB94-105434); Demonstration Sum-
 mary (EPA540-SR-92-079).

 U.S. EPA.  1992. Bioremediation Case Studies:  AnAnaly-
 sis of Vendor Supplied Data (EPA 600-R-92-043, PB92-
 232339).

 U.S. EPA. 1992.  Bioremediation Field Initiative (EPA
 540-F-92-012).
                                                   53

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U.S. EPA. 1992. Carver Greenfield Process, Dehydrotech
Corporation: Applications Analysis Report (EPA 540-AR-
92-002, PB93-101152); Demonstration  Summary (EPA
540 SR-92-002).

US. EPA. 1992. Chemical Enhancements to Pump-and-
Treat Remediation (EPA 540-S-92 001, PB92-180074).

U.S. EPA. 1992. Cyclone Furnace  Vitrification Technol-
ogy, Babcock and Wilcox: Applications  Analysis Report
(EPA540-AR-92-017,PB93-122315).

U.S. EPA. 1992. Evaluation of Soil Venting Application
(EPA 540-S-92-004, PB92 235605).

U.S. EPA. 1992. Excavation Techniques and Foam Sup-
pression Methods, McColl Superfund Site, U.S. EPA:
Applications  Analysis Report (EPA 540-AR-92-015,
PB93  100121).

U.S.  EPA. 1992.  In Situ  Biodegradation Treatment: En-
gineering Bulletin (EPA 540-S-94  502, PB94-190469).

U.S.  EPA. 1992. Low Temperature  Thermal  Treatment
System, Roy F. Weston, Inc.:  Applications Analysis Re-
port (EPA 540-AR-92-019, PB94-124047).

U.S.  EPA. 1992.  Proceedings  of the  Symposium on Soil
Venting (EPA 600-R-92-174, PB93-122323).

U.S.  EPA.  1992. Soil/Sediment Washing System,
Bergman USA: Demonstration Bulletin  (EPA 540-MR-
92-075).

US. EPA. 1992. TCE Removal From Contaminated Soil
and Groundwater (EPA 540-S-92 002, PB92-224104).

U.S.  EPA.  1992. Technology Alternatives for the
Remediation of PCB-Contaminated Soil and Sediment
(EPA 540-S-93-506).

U.S. EPA. 1992. Workshop on Removal,  Recovery, Treat-
ment, and Disposal of Arsenic and Mercury (EPA 600-
R-92-105,PB92-216944).

U.S.  EPA. 1991.  Biological Remediation  of Contaminated
Sediments, With  Special  Emphasis on the Great Lakes:
Report of a Workshop (EPA 600-9-91-001).

U.S.  EPA. 1991.  Debris Washing  System, RREL. Tech-
nology  Evaluation Report (EPA 540 5-91-006, PB91-
23 1456).
U.S. EPA. 1991. Guide to Discharging CERCLA Aque-
ous Wastes to Publicly Owned Treatment Works (9330.2-
13FS).

U.S. EPA. 1991. In Situ Soil Vapor Extraction: Engineer-
ing Bulletin (EPA 540-2-91-006, PB91-228072).

U.S. EPA. 1991.  In Situ Steam Extraction: Engineering
Bulletin (EPA 540-2-91-005, PB91 228064).

U.S. EPA.  1991.  In Situ Vapor Extraction and  Steam
Vacuum Stripping, AWD Technologies (EPA 540-A5-91-
002, PB 92-218379).

U.S. EPA.  1991. Pilot-Scale Demonstration of Slurry-
Phase Biological Reactor for Creosote Contaminated Soil
(EPA540-A5-91-009,PB94-124039).

U.S. EPA.  1991.  Slurry Biodegradation, International
Technology Corporation (EPA 540 MR-9 1-009).

U.S. EPA. 199 1.  Understanding Bioremediation: AGuide-
book for Citizens (EPA 540-2-91 002, PB93-205870).

U.S. EPA.  1990. Anaerobic  Biotransformation of Con-
taminants in the Subsurface (EPA 600 M-90-024, PB91-
240549).

U.S. EPA.  1990.  Chemical  Dehalogenation Treatment,
APEG Treatment: Engineering  Bulletin (EPA 540-2-90-
015,PB91-228031).

U.S. EPA.  1990. Enhanced Bioremediation Utilizing
Hydrogen Peroxide as a Supplemental Source of Oxy-
gen: A Laboratory and Field Study (EPA.600-2-90-006,
PB90-183435).

U.S. EPA. 1990. Guide to Selecting  Superfund Remedial
Actions (9355.0-27FS).

US. EPA.  1990.  Slurry Biodegradation:  Engineering
Bulletin (EPA 540-2-90-016, PB91 228049).

U.S. EPA.  1990.  Soil Washing Treatment: Engineering
Bulletin (EPA 540-2-90-017, PB91 228056).

U.S. EPA. 1989. Facilitated Transport (EPA 540-4-89-
003,PB91-133256).

U.S. EPA.  1989. Guide on Remedial Actions for Con-
taminated Ground Water (9283.1 02FS).

U.S. EPA. 1987. Compendium of Costs of Remedial  Tech-
nologies at Hazardous Waste Sites (EPA 600-2-87-087).
                                                  54

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U.S. EPA. 1987. Data Quality Objectives for Remedial  U.S. EPA. ad. Initiatives to Promote Innovative Tech-
Response Activities: Development Process (9355.0-07B).  nology in Waste Management Programs (OSWER Di-
                                                    rective 9308.0-25).
U.S. EPA. 1986. Costs of Remedial Actions at Uncon-
trolled Hazardous Waste Sites (EPA/640/2-86/037).      U.S. EPA and University of Pittsburgh, n.d. Ground Wa-
                                                    ter Remediation Technologies Analysis  Center. Internet
U.S. EPA. n.d. Alternative Treatment Technology Infor-  address: http://www.gwrtac.org
mation Center (ATTIC) (The ATTIC data base can be
accessed by modem at (703) 908-2138).                Vendor Information System  for Innovative  Treatment
                                                    Technologies  (VISITT), Version 4.0 (VISITT can be
U.S.  EPA. Clean-Up Information (CLU-IN) Bulletin  downloaded from the Internet at http://www.prcemi.com/
Board System. (CLU-IN can be accessed by modem at  yisitt or from the CLU-IN Web site at http://clu-in.com).
(301) 589-8366 or by the Internet at http://clu-in.com).
                                                    55     &V.S. GOVERNMENT PRINTING OFFICE: 1999 - 750-101/00045

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