^  MANAGEMENT OF ELECTRONIC WASTE IN THE UNITED STATES

    Electronic equipment has become a mainstay of our American way of life. In one
 way or another, it is an integral part of everything we do and own: TVs in our homes,
 GPS's in our cars, cell phones and MP3  players in our ears, blackberries and video games
 in our hands, and computers in our laps and on our desks. The electronic industry
 generates nearly $2 billion a year,  and it's no small wonder. Americans own nearly 3
 billion electronic products.

    For each new product that comes along, one or more becomes outdated or obsolete.
 Consequently, we're storing or discarding older electronic products faster than ever. In
 1998, studies estimate about 20 million computers became obsolete in one year. In 2005,
 some estimate that 130,000 computers were discarded in a single day. Along with
 computers, TVs, VCRs, cell phones, and monitors—an estimated 304 million
 electronics—were removed from US households in 2005, with about two-thirds of those
 still in working order, according to Consumer Electronics Association (CEA) estimates.

    Although used electronics represent less than two percent of the municipal solid
 waste stream, if we continue to replace old or outdated electronic equipment
 at our current rate, that percentage will continue to grow.
 In 2005, used or unwanted electronics amounted to
 approximately 1.9 to 2.2 million tons. Of that, about
 1.5 to 1.9 million tons were primarily discarded in landfills,
 and only 345,000 to 379,000 tons were recycled.
                                                        In 2005 ...
                                                        1.9 - 2.2 million tons obsolete
                                                        1.5 - 1.9 million tons discarded
                                                        345,000 - 379,000 recycled
   Recognizing the need to find better end-of-life (EOL) management for these products,
the Environmental Protection Agency (EPA or the Agency) has been working with
stakeholders to help improve awareness of the need for recovery of electronics and access
to safe reuse and recycling options.  State and local governments, manufacturers, and
retailers, who are already aware of the pressing need to better manage these materials, are
providing more opportunities to recycle and reuse this equipment. At least seven states
ban some electronics from landfills, and four have instituted recovery programs. Many
other states are considering some sort of legislation to manage used electronics. Over 800
communities have instituted electronics collection events to help manage obsolete
electronics from households. Many computer manufacturers, TV manufacturers, and
electronics retailers offer some kind of take back program or sponsor recycling events.

   In an effort to get a better understanding of the scope of the issue, the Agency is
providing a snapshot of electronics management and waste generation in the United
States in recent years. As products, usage patterns, and management options change,
purchase, storage, and EOL disposition patterns also are likely to change. Details on the
data sources, assumptions, and calculations underlying the information are available in
two complementary reports:

   • Management of Electronic Waste in the United States: Approach One and
DRAFT

-------
   •   Management of Electronic Waste in the United States: Approach Two.

For more information and copies of the reports, please visit our website at
www.epa.gov/ecycling/manage.htm.

Analyses of Electronics in the U.S.

   In describing the amount of electronic products sold, stored, recycled, disposed of,
and exported in the United States, we made a series of assumptions and estimates because
information was not always complete or current, and it was sometimes developed for
purposes other than deriving national estimates.  The products covered in this analysis
are:

   •   Televisions
   •   Personal computers (desktops, laptops, portables, and computer monitors)
   •   Hard copy computer peripherals (including printers, scanners, and fax machines)
   •   Computer mice
   •   Keyboards
   •   Cell phones

   In response to stakeholder requests for detailed examination of the sales and
management of the electronics most commonly addressed by community collection
programs and state recycling legislation, EPA looked at this issue from two different
points of view. EPA assembled two different data sets and used two different
methodologies to estimate the amounts of commonly handled electronics that are stored,
reused, recycled and disposed. The analyses:

   •   Estimate the number and weight of products that become obsolete and need EOL
       management annually.
   •   Estimate the amount of electronic products that are recycled or disposed of.
   •   Estimate the amount of EOL electronic equipment that is stock-piled.
   •   Examine the collection rates of current electronics recycling programs to indicate
       the amount of material that is available for recycling.
   •   Examine the export of EOL electronic material that is collected for recycling.

Looking at both of the detailed reports together, it is evident that the results are quite
similar. We believe that the dual approaches lend credibility to the range of results
obtained and enable readers to view the results from several different and helpful angles.
We used different data sets to estimate primary outcomes, including recycling, and
disposal rates, which we present as ranges.  The two approaches used in arriving at these
estimates are:

       •  Approach One relied primarily on market research data for sales, and then
          used data from electronics collection programs to estimate EOL quantities.
          From the EOL estimates, we subtracted the quantity recycled/exported to
          yield the quantity disposed of.
DRAFT

-------
       •  Approach Two relied primarily on government statistics for sales, and then
          used the same lifespan data (with some modifications) to estimate EOL
          quantities. From these end-of-life estimates, we subtracted the quantity
          disposed of to yield the amount recycled/exported.

   As a general matter, both approaches quantified the number and weight of products
that correspond to each phase of the products lifecycle, as illustrated below.

Product
Purchase
Phase 1
^-
F

Reuse
(give / sell to
family / others)
and/or
Putin
Storage
w. >
>hase 2
S
^
Pr
/
Bring to
Recycling
Collection

Dispose
iase3
n
n
i
Resale
in the US

Resale
outside
of the US

Process
in the US
Process
outside
of the US
>hase 4

New
Jf Products
Vl 	 1
J Residual
Disposal

:irst use Second use / storage Reach EOL Recycling processing /
management Resale for reuse
                   Framework for Modeling the Product Lifecycle
Key Findings as of 2005

Electronic Products Lifecycle
       •  Almost half, or 976 million units, of all the products sold between 1980-2004
          are still in use or reuse.
       •  About 42 percent, or 842 million units, of the products sold between 1980-
          2004 have been recycled or disposed of.
       •  Nine percent, or 180 million units, of products sold between 1980-2004 are
          still in storage.
Storage
       •  Between 1980-2005, 180 million electronic products had accumulated in
          storage.
DRAFT

-------
       •  In 2005 alone, approximately 460 million products were put into storage
          and/or reuse.
       •  TVs account for approximately 34-52 percent (by weight) of the units in
          storage.
       •  Desktop PCs account for approximately 24 percent (by weight) of stored
          units.

Recycling vs Disposal
       •  Between 2003-2005, electronic products available for EOL management were
          recycled or disposed of in the following approximate percentages (for more
          specific numbers, please see Table 3):
              o  About 15-20 percent were collected for recycling. The
                 recycled/disposed  split remained fairly constant between 1999-2005.
                 Although recycling continues to increase, the percentage recycled
                 remains constant because of the ever-increasing number of electronics
                 available for EOL  management.
              o  About 80-85 percent were disposed of (largely to landfills).

       •  Between 2003 - 2005, when we include products put into storage or reuse,
              o  Approximately 44 percent of products were disposed of, and 11
                 percent recycled.

End Markets
       •  In 2005, approximately 61 percent, or 107,500 tons, of CRT monitors and
          TVs collected for recycling were exported for remanufacture or
          refurbishment.
       •  The next largest portion (about 14 percent or 24,000 tons) was CRT glass sold
          to markets abroad for glass-to-glass processing, while lead recovery in North
          America accounts for about 6 percent (10,000 tons) of the material.
Sales Data
   We collected sales data for each type of product. Approach One relied primarily on
industry-generated sales data to measure the sales of electronic products. Approach Two
relied solely on publicly available data, such as the U.S. Census Bureau's Current
Industrial Reports and press releases from market research firms. The sales numbers for
desktops and TVs are presented in Figures 1 and 2.  Sales numbers for additional
products are included in the full reports.
DRAFT

-------
                     Figure 1: Desktop Sales 1980 - 2004
                                                               -Approach Two
                                                               -Approach One
                                 Year
                      Figure 2: TV Sales 1980 - 2004
                                                                Approach Two
                                                                Approach One
                     X*
                                 Year
DRAFT

-------
Product Lifespans

   A key part of the analysis involves determining the lifespan of the various products
from point-of- sale to EOL management (such as recycling, export, or disposal). Since
the lifespans of different types of products vary, product-specific lifespan assumptions
had to be derived.  By combining sales and weight data, and applying the lifespan
assumptions for each particular product, we were able to predict the number and
corresponding weight of products that were ready for EOL management each year. Both
approaches looked at product sales from 1980-2004, and predicted the annual quantity
ready for EOL management through 2006.  The results from 2003 - 2005 are presented in
the tables below.

   Two options were used to track the flow of products from their purchase, through use,
storage and/or reuse to disposition for EOL management. Approach One relied on the age
distribution of the  products collected by electronic collection programs and used that as a
proxy for the lifespan of the products before they reached the EOL stage.  Approach Two
also used the same collection program information, but aimed to account for variations in
product flow that may be due to fluctuations in yearly product sales.  It also estimated, by
year, the number of products being stored and/or reused.
DRAFT

-------

























"£
i
si
s
«
^
-J
0 _
7?l
s "i §
££ S
"5 ^
s
•o
o
PM
•o
"«
W





















"«
"o
H




>> VI
O. es
O '—
(J  vq TC_
^t vd od
(N (N (N
i i i
in ^|- oo
od as as

CO ^t" IO
o o o
o o o
CN CN CN





o
^H
£H
^
g
U5

§
^
o3
S
a
^
^
1
o
60
ts
o

'g
u
H
^
g
1
SH
'a
0
o
'5p
•3
> x
O. es
O '-
^j J;
"° .2-
" aj
S 0.

VI
 r> r>
^H ^H ^H




t~- t~- CO
vd ^-i od
vo oo as




!
VO OO l .
od as |Z|
1 ' i
lr>. lr>. CN
^ ^ od
^t- oo as
in r-' ^H
as co as
r- oo oo
i i i
^-i vq p
^t CO VO
co in oo
t> i> t>


O CO VO
r-' vd o
as as oo
i i i
vq as ^H
^-i od ^-i
in in vo


^t (s, vo
vd vd £j
in as ;_j
^ °°. 0\
0 ^ Tf'


OO OO ^H
t~- t~- CO
as CN t>
in vo vo
i i i
vo as oo
od co as
^H OO OO
Tt- CO CO

^t- CN oo
in od ^-i
CN CN CO
CO ^- OO
CO VO O
CN CN CO


p vq vq
in co CN
r- as CN
CN CN CO
i i i
^H vo in
CN co as
^t in in
CN CN CN
co ^f in
o o o
o o o
CN CN CN



-s:
v^
o
fe
^
g
^H
^ — v
s
o
ft
+J
o
^n
&
.^
a
U1
"y
1
1
13
2
H
Q
2
y
copiers, and fax mi
S
*5t)
'S
1
a
o
|
I
I
g
a

-------
Recycling and Disposal Estimates

    Having estimated the annual quantities of products ready for EOL management, we
estimated how much material had been recycled and disposed of in recent years.
Approach One determined the amount recycled based on industry sources, and estimated
the disposal amounts by calculating the difference between what is generated for EOL
management and what is collected for recycling on an annual basis: disposal amount
equals quantity generated for EOL management minus the amount recycled. Approach
Two calculated the amount disposed of based on five states' waste sorting studies
extrapolated to the national rate, and estimated the amount recycled by calculating the
difference between what is generated for EOL management and what is disposed of:
recycled amount equals quantity generated for EOL management minus amount
disposed.

Together, these approaches suggest that about 15 to 20 percent of the products (by
weight) were recycled1, while between 80 to 85 percent of the products (by weight) were
disposed of (which includes landfilling and incineration)2. Although we have seen a
substantial increase in the tonnage recycled each year, the percentage of recycled
products has stayed about the same because of the ever-increasing quantity of electronics
becoming available for EOL management. Estimates of the amount of electronics
recycled are presented in Table 3 below and Figures 3 through 5 provide data for three of
the products included in the  analysis: Desktops, TVs, and cell phones. The unit recycling
rate developed for Approach One results from multiplying an overall 15% weight
recycling rate, across all device types, to the individual device types shown in each figure
(percent recycled by weight multiplied by the number of units reaching EOL equals the
number of units recycled).
1 Approach Two also determined the recycling rate based on number of devices rather than based on
weight, which is 23% recycled and 77% disposed.
2 According to the 2005 MSW Characterization Report, approximately 12.5 percent of selected consumer
electronics were recycled. This recycling rate is lower than the range presented here for two reasons: 1) it
includes a broader scope of electronic products, including VCRs, stereos, and video cameras, which are
recycled at lower rates than the narrower scope of products studied in the two reports and 2) a different
methodology was used to derive estimates in Approach One. These estimates include all products from
both approaches. Approach One includes all hard-copy peripherals while Approach Two only includes
printers.
DRAFT

-------
                                       Table 3.
                  Estimated Devices Collected for Recycling 2003 - 2005
Year
2003
2004
2005
Units (million)
40.8
48.3
53.9
-47
-52
-57
.2
.0
.0
Tons (thousand)
290.0
320.0
345.0
-347
-359
-379
.8
.9
.0
     *These ranges are derived from both Approach One and. Approach Two.
                Figure 3: Amount of Desktops Recycled 2000 - 2005
          6.0 i
          0.0
                                                                    -Approach One
                                                                    -Approach Two
                2000     2001     2002     2003     2004     2005
                                    Year
DRAFT

-------
                  Figure 4: Amount of TVs Recycled 2000 - 2005
        0.5
        0.0
              2000
                                                                 -Approach One
                                                                 • Approach Two
                2001
                              2002     2003
                                  Year
                                        2004
                                           2005
              Figure 5: Amount of Cell Phones Recycled 2000 - 2005
   20.0 -,

   18.0 -


   14.0 -
£  12.
'c
c  10.
o
      3   8.0 -
           0 -
0 -
           0 -
           0 -
           0 -
                                             X
                                                                 Approach Two
                                                                 Approach One
               2000    2001
                        2002   2003
                            Year
                                 2004   2005
DRAFT
                                                                         10

-------
Storage and Reuse

   Quite a bit of unwanted or obsolete electronic equipment remains in storage for
varying reasons. We used two approaches to estimate the quantity of electronics in
storage (but does not include reuse). Approach One estimated the number of units
cumulatively stored as of 2005 to be  180 million products

   Approach Two estimated the annual number of products going into storage and/or
reuse.  Figure 6 presents the average  amount of electronics recycled, disposed of, or put
into storage or reuse between 2003 -  2005.  In 2005 alone, approximately 460 million
units were put into storage and/or reuse. Once we accounted for storage/reuse, the
percentages of products disposed of or recycled decreases due to the increase in the
amount of total products. However, the numbers of products disposed of and recycled
remains the same.
             Figure 6: Electronic Products Recycled, Disposed, or Going into
                             Storage/Reuse 2003 - 2005
                                   (% by weight)
               Disposed of, 44%
    Put Into
Storage/Reuse, 45%
                                  Recycled, 11%
 *Includes landfilling and incineration.
End Markets for TVs and CRT Monitors

The purpose of this section is to examine the end markets, both domestic and abroad, of
EOL electronic products that are collected for recycling in the U.S. by electronics
recyclers or donation organizations. This is a difficult task since data on the end markets
of these materials is not publicly available.  In order to arrive at a rough estimate, we
DRAFT
                          11

-------
relied on an industry expert to develop a best estimate for CRT-containing devices,3 as
well as EPA data on glass sent to glass-to-glass markets.

 Estimates regarding where and how CRTs from computer monitors and TVs were
handled after collection by electronics recyclers in the U.S are presented in Table 4.
Differences in handling of desktops, laptops, hard copy peripherals, and cell phones in
the U.S. and abroad were not examined in this analysis. These products at EOL have
different technical and economic characteristics and therefore, the resale and recycling
end markets are not at all similar.  Non-CRT-containing products may be addressed in a
subsequent analysis. Data indicates that a large majority of CRT monitors and TVs (61
percent) that were collected for recycling are exported for the purpose of producing
remanufactured or refurbished TVs and CRT monitors.
                                         Table 4:

     End Markets for EOL TVs and CRT Monitors Collected for Recycling in the U.S. in 2005
                                                                                      % of
End Market                                                          Tons/Year       Total
   Resale "as is" or after some repair/upgrade in the U.S.                          3,000         2%
   Resale "as is" or after some repair/upgrade abroad                             3,500         2%
   Refurbishing or remanufacturing into specialty monitors in the U.S.               2,500         1%
   Refurbishing or remanufacturing into new TVs or specialty monitors
   abroad*                                                               107,500        61%
   CRT glass-to-glass factories in the U.S.                                      4,000         2%
   CRT glass-to-glass factories abroad                                        24,000        14%
   CRT glass to smelters in North America for lead recovery **                   10,000         6%
   Plastic, metal, and other material recovery from demanufacturing***             20,500        12%
   Total                                                                 175,000       100%
Source: World Reuse, Repair and Recycling Association, 2005. Figures for CRT glass-to-glass factories are based on EPA research.
*Industry experts interviewed by Robin Ingenthron report that about 30% of material destined for remanufacturing abroad is not
technically suitable for remanufacturing and has to be recycled or disposed. The recycling or disposal of unsuitable units occurs
abroad.
"Includes units shipped to one smelter in each of the U.S. and Canada.
***End markets for these materials are both domestic and abroad.
3 Robin Ingenthron of the World Reuse, Repair and Recycling Association developed these estimates after
gathering knowledge from Association members, industry contacts, and published data sources.


DRAFT                                                                                 12

-------
                                Glossary of Terms
Age Distribution: A distribution describing the various ages at which a particular
product is made available for end-of-life management and the frequency at which
products are made available for such management at a given age.  The age of a device is
based on the number of years between its original sale and the end of its life.
Disposal: Management of a product at the end of its useful life through landfilling or
incineration.

End-of-life (EOL) Management: When a product is no longer used, stored, or reused, it
has reached its end-of-life. The management options for a product at end-of-life include
recycling or disposal.
Lifespan: The period of time between when a product is initially purchased and when it
reaches the end of its life. See definition of age distribution above.
Recycling: Electronic devices may be recovered for the purpose of dismantling, parts
and/or materials recovery, and/or resale (resale that occurs by a recycler and not by the
user of the product).

Reuse: Occurs when the first user gives up a product by informal sale or donation (other
than making it available for end of life management) and a subsequent user uses the
product for its intended purpose.
Storage: Holding or storing a product for a temporary period by the first owner of the
product or any other owner, at the end of which it is reused, resold, recycled, or disposed.
April 2007
EPA530-D-07-002
DRAFT                                                                        13

-------