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who have been classified as "never-smoking". Those married, to a
smoker are assumed to be exposed to greater levels of ETS than
those married to a nonsmoker (p.3-12). " As noted in the report,
this relative risk comparison implicitly compares women exposed to
both spousal and other ETS to those exposed to other ETS only.
The ideal measure of ETS exposure for lung cancer studies
would include all sources of ETS with data on both dose of ETS and
exposure over time for a lifetime, or at a minimum over the past 20
to 30 years. Spousal smoking is believed to be a useful and valid
marker for ETS exposure because (1) it often indicates many years
of exposure (this contrasts with biological markers such as urinary
cotinine, which indicate exposure at only one point in time)i (2)
the level of ETS exposure in the home when the spouse smokes ap-
pears to be greater in magnitude than the exposure from other, non-
domestic, sources. Several studies exploring urinary- cotinine as
a measure of ETS exposure have found higher levels in non-smokers
married to smoking spouses than to those married to nonsaoker
spouses. The statement that ETS in the home is greater than that
of other ETS exposures may be more or less true according to a
variety of factors as noted below. The use of spousal smoking data
is highly attractive because such data are easy and inexpensive to
collect. For most studies spousal smoking is the only available
measure of ETS exposure.
There are potential limitations in the use of spousal smoking
as an indicator of ETS exposure that need to be considered;
l. Spousal smoking may account for a relatively small propor-
tion of lifetime ETS exposure. Janerich et al. (3,990) est-
imated that spousal exposure accounted for only 30% of
lifetime exposure. These authors computed correlation co-
efficients of 0.37 and 0,51 between spousal smoking and
lifetime ETS exposure for men and women, respectively. In
this study childhood exposure was a major source of life-
time ETS exposure and correlated more highly with lifetime
exposure. Likewise, Cummings et al, (1989) found little
relationship between childhood, adult home and work place
ETS exposure. On the other hand, Thompson and co-workers
(1990) found that non-smokers who lived with a smoker re-
ported more ETS exposure outside of the home than those who
did not live with a smoker, in this way spousal smoking
could be a nore general indication of ETS exposure than
29
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expected on the basis of exposure in the home eer. se, but
sensitivifi*y%or total ETS.: .eaqapsure may vary,,.among different
study populations.
2. The results of' comparing ETS household exposure to ETS
household plus other exposures may vary in different coins-
tries and different regions within the U.S. "Exposure
within the residence depends on size and the type of con-
struction of the dwelling, the amount of ventilation, and
the proximity of smokers and newsmakers within the home.
Non-domestic background exposure varies with the nature of
their workplace exposures, the extent of sacking restric-
tions in the work place and public places, the climate
and the time of the year. With respect to the latter,
exposures as assessed by urinary cotinine concentrations
in Buffalo, New York were greater in the winter compared
to the summer, presumably due to more time spent indoors
with less ventilation in cold weather (Cummings et al»,
19S9). Such differences would be expected to be less mar-
ked in warmer regions of the country. For non-smoking peo-
ple in particular, the extent of exposure outside of the
^ home may depend on whether the woman works and how many
other people in the population, who may be friends of
non-smoking women, smoke. Thus, in countries such as
Japan where fewer women work outside of the home, and
fewer women in general smoke, spousal smoking may indicate
differential exposure for women who are, and who are not
exposed to ETS, than in the U.S. In any case, bias due
to concerns (1) and (2) would decrease the difference in
true exposure between the "exposed11 and "non-exposed" non-
smoking spouses, and would favor finding no difference in
relative risk. These issues may explain some of the vari-
ability found in relative risk for lung ' cancer with ETS
exposure in different countries around the world.
3. .AS noted previously, a major source of ETS exposure is that
incurred in childhood, which could contribute to increased
lung cancer risk in an adult. Although not generally spe-
cified in guantitating the risk of having a smoking spouse,
it is possible that a person whose parent(s) smoked (and
therefore who was exposed to ETS as a child) is more li-
kely to marry a smoker. In this case the risk of ETS might
30
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reflect the risk of combined childhood and spousal expo-
sure rather than just exposure to the spouse.
4. The use of spousal sacking as an indicator of exposure
may amplify the risk of misclassification of smokers as
non-smokers. There appears to be a concordance between
spousal smoking and false reporting of current or former
smoking status. The misclassification of smoking status
would falsely increase the relative risk of lung cancer in
non-smokers related to ETS exposure. The misclassifica-
tion issue is considered in detail in the report and appro-
priate corrections have been made for misclassification.
5. Spousal smoking status could be associated with several
sources of potential confounding. For example, it is pos-
sible (although not documented by specific studies) that
the presence of a smoking spouse is associated with an in-
creased likelihood of lower socio-economic class, dietary
differences, more alcohol or other drug exposure, more
exposure to air pollution, etc. Such factors could possi-
bly increase the risk of lung cancer, and published epi-
demiologic studies have addressed these factors to varying
degrees. The potential sources of confounding based on
spousal smoking status should be discussed in the report,
with a recommendation that future studies explicitly ad-
dress these issues.
In summary, considering its various limitations as an indi-
cator of"ETS exposure, spousal smoking status seems to be a reason-
able method of identifying people with greater, versus lesser, ETS
exposure. The problems in not accounting for background exposure
would, if anything, bias against finding increased risk of lung
cancer. Bias related to misclassification associated with smoking
status has been addressed and corrected for in the draft report.
There are possible confounders related to spousal smoking status,
but such confounding concerns are present in other surrogates of
exposure as well study. The importance of these confounders has
not been determined to be sufficient to alter the conclusion that
ETS increases the risk of lung cancer,
5,1.3 United gtatas and foreign Studies The Committee felt that
data from studies conducted overseas as well as in the United
States should be utilized in evaluating whether exposure to ETS
31
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increases risk of lung cancer, -i-t is appropriate to examine the
totality of evidence from all the case-control and cohort studies,
regardless of where they were conducted. "The Committee coatnented
that the text of Chapter'3 of the report seemed to overemphasize
the Japanese cohort study, but felt that this and'other non-tJ.S.
investigations were directly relevant to establishing that ETS is
a carcinogen for lung tissue.
Given the variety of study settings and the potential for
differences in exposure to ETS between (and even within) countries,
it is not surprising that relative risks vary from study to study.
The higher relative risks found in some studies outside the United
States may in part be related to differing characteristics of
exposure to spousal smoking, differences in background ETS levels,
or still other variables. The committee believes that the report
should recognize such potential differences, although adjustment
for them may.be precluded by lack of detailed ETS exposure data in
the various studies. We do not disagree with, the draft report's
approach of incorporating data from around the world in estimating
the numbers of lung cancer deaths in this country due to ETS, but
believe that' the estimates should be interpreted cautiously. In
this regard, we recommend that the assumptions used, and their
accompanying uncertainties in estimating numbers of lung cancer
deaths attributable to ETS, be underscored.
S.I,4 Os« of Kata-Anslv3ia Meta-analysis is an appropriate tool
to summarize the epidemiological studies investigating the risk of
ETS, However, the priority given the meta-analysis in this report
in attempting to demonstrate that ITS is causally associated with
lung cancer is not justified. Evidence on the carcinogenic effect
of active smoking, the presence of carcinogens in ETS, and pre-
dicted lung cancer risk of low dose exposure to tobacco smoke from
appropriate models, are an important part of establishing a causal
relationship. The meta-analysis could then be interpreted as
showing the available epidemiologic evidence is consistent with a
small elevated risk.
Meta-analysis is a general term applied to a wide range of
techniques whose objective is to synthesize findings across related
studies. Although, there is still considerable debate over many
aspects of conducting a meta-analysis, several criteria are usually
considered essential. These include; 1) clear- statement of the
objective of the meta-analysis; 2} precise definition of criteria
32
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* '
used to include (or exclude) studies; 3) critical review of studies
included in the analysis; and 4) assessment of the effect of in-
dividual studies on the analysis. Many of these points were not
adequately addressed in the meta-analysis provided in the EPA
document.
The authors of the draft report did not provide a precise
statement of the role of the meta-analysis. In regard to general
methodology, there are several roles a meta-analysis might play.
Bangert-Drowns (1§86) distinguishes five different types of meta-
analyses depending on the question to be addressed. In the EPA
draft report, the consistency of the various studies is addressed,
an attempt is made to estimate overall risk, the possibility of
heterogeneity of study results is considered, and geographic
variation is discussed as a possible source of heterogeneity.
Unfortunately, it is not clear which of these issues is the primary
target of the analysis. If it was intended to address all four
issues, they were inadequately covered. In regard to consistency
of findings (which is probably the most important issue), the
findings were not presented in the most appropriate way. Estimates
with corresponding confidence intervals are the most generally
acceptable method of presentation. If the intention was to
investigate heterogeneity, then formal tests of heterogeneity
should have been provided. If it was intended to address the
hypothesized U.S./foreign difference, it would have been useful to
test the difference in risk between the two sub-groups of studies.
Specific criteria for including studies was not provided. The
importance of this was reinforced at the Committee meeting when a
reanalysis was presented on a different set of studies than those
in the report. This resulted in a change in the overall risk est-
imate. Decisions as to study inclusion should'be made pj^ior to
analysis, based on clearly stated criteria, it is also desirable
to evaluate the impact on conclusions of closely related, but ex-
cluded, studies.
Finally, in testing the hypothesis of an elevated relative
risk across studies, the reliance on the measure of "x-mimber of
studies rejecting out of n11 as the basis for the p-values seems
somewhat arbitrary and inefficient. It would be preferable to use
the sum of the S-statistics __given in the report as a test
statistic,
33
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' S.I, 5 <3onf minders/MJacl as a i f ieat lea Important potential con-
founders of the ETS-lung cancer'relationship were.addressed in the
report mainly by carrying out a separate meta-analysis of those
studies which included adjusted analyses. The variables included
in these adjusted analyses were age, education, and social class.
Comparison of unadjusted and adjusted Rrs in those studies which
present both, suggests that these variables are relatively un-
important .
There is no way to evaluate the importance of occupation,
radon exposure, and diet as confounders of the ETS-lunf cancer
relationship, or to adjust for them, since virtually none of the
studies contain information on them. However, they could be
mentioned in the text as potential eonfounders.
' • The issue of misclassification should not .be restricted to
misclassification of current and ex-smokers as "never smokers.".
It should also be mentioned that non-differential misclassification
of diagnosis (diagnoses other than lung cancer being incorrectly
classified as lung cancer; or vice versa) will cause a biasing of
the SR toward the null*
The misclassification of smoking status is differential in
that current smokers and (particularly) ex-smokers are apt to be
reported as "never smokers,11 whereas the reverse is unlikely.
The adjustment for misclassification of smokers as nonsmokers
in the Report makes use of the formula used by the national Re-
search Council for prospective studies, but no-rationale or explan-
ation for the formula is given in either Chapter 4 or Appendix B
(Note also that several errors have been pointed out in the form-
ulae given in Appendix B). Also, no distinction is made between
prospective and case-control studies. In the latter, in order for
bias due to misclassification of active smoking status to occur,
there has to be differential misclassification between cases and
controls.
Finally, not enough attention is given in the draft report to
possible non-differential misclassification of ETS exposure. This
is an important issue, since marriage to a smoking spouse is an
imperfect proxy for total ETS exposure, In the case of dichotomous
exposure, such misclassification would have the effect of biasing
the RR estimate toward the null.
34
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Other potential biases which deserve mention include recall
bias (differential reporting of exposure status by cases compared
to controls) and bias due to the use of proxy respondents.
5.1.6 Characterization of Uncertainties Vis-a-vis weight of
evidence, the draft document's conclusion that exposure to ETS
sometimes leads to the development of lung cancer in humans rests
upon two main arguments: (l) the biological plausibility of such
a causal association is high, given the known effects of active
smoking and the known composition of ETS»* and (2) the accumulating
epidemiologlc evidence on the relationship between exposure to ETS
and lung cancer appears to argue for a positive effect. With
exposure levels that are usually guite low, it is not surprising
that the association is weak in many studies and in the aggregate,
although, given the size of the exposed population, societally
important. Because the epidemiologic evidentiary base"for drawing
conclusions regarding ETS's carcinogenicity consists mainly of
studies of exposure levels produced by spousal smoking, the
biological plausibility argument assumes great importance. Each
step in that argument should therefore be carefully addressed, with
the uncertainties encountered being spelled out explicitly.
The biological plausibility argument depends upon establish-
ing: (a) cigarette smoking's known carcinogenic effects; and (b)
ETS's resemblance to mainstream tobacco smoke in terms of particle
size distribution and composition of carcinogens, co-carcinogens
and tumor promoters.
(a) Cigarette smokingfs known effects. The document would
benefit from a more complete presentation of the evi-
dence concerning mainstream tobacco smoke's role in
causing lung cancer* More detailed consideration of the
dose-effect relationship for inhaled tobacco smoke would
better set the stage for presenting evidence concerning
the biological plausibility that exposure to ETS has
similar, albeit lesser, health effects.
(b) ETS's resemblance to mainstreamtobacco snoke. The age-
ing of tobacco snoke influences its uptake and deposition
in the lung and its potential carcinogenicity. Nonethe-
less, there are strong similarities in the chemical and
In vitro biological activity of ETS and mainstream to-
bacco smoke, These similarities should be discussed in
35 '
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the content, of o-Cher complex mixtures, e.g., coke oven
emissions,' and "diesel".;exhaust (The vork^of.Levtas'at EPA
should'be revisited for'"this purpose) * *"•'' The uncertain-
ties surrounding the evidence regarding changes in side-
stream smoke composition should be assessed and the im-
plications of such findings for the biological plausibil-
ity argument should be spelled out more thoroughly.
Epidemioloqi,c_evidence on the- relationship between exposure to
ETS and lung -cancer should be described more completely, with the
deficiencies of individual studies used to weight their contribu-
tions to any conclusions that are drawn. The assumptions and un-
certainties associated with each step of the risk assessment pro-
cess ought to be explicitly stated.
. Not all the factors that probably contribute to- the uncer-
tainties surrounding the estimates of deaths attributable to ETS
exposure are now considered. For example, it is important to
justify the use of the particular biological marker chosen to
estimate relative exposures (and, therefore, premature deaths) in
passive versus active smokers, since that choice can cause the
attributable deaths figure to vary over a twenty-fold range.
Consequently, any estimate of the number of deaths to be expected
each year from exposure to ITS should be justified more adequately
than is now the ease. A graphical presentation would clarify the
uncertainties associated with each step as well as those inherent
in the final estimate of attributable deaths.
As noted in Section 3,2, the cigarette-equivalent approach has
a great advantage in that it is based on relatively sturdy SR de-
terminations, in active smokers, which can be used to -project the
risk (in the •form of a percentage of the risk in active smokers) to
nonsmokers exposed to ETS. However, the assessment of the ciga-
rette-equivalent in non-smokers due to exposure to ETS has a con-
siderable level of uncertainty embedded in it, i.e., about an order
of magnitude. Neither cotinine nor smoke particulate levels are
adequate direct indicators of carcinogenic components.
'The other type of exposure assessment is based on inferences
from the epidemiologic studies. Since spousal smoking is a very
Important exposure proxy used in many studies, there is concern
about how usable this categorical classification is for quanti-
tative exposure assessments. Physical proximity, daily length of
36
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exposure, and exposure outside the home to ETS may be quite dif-
ferent in different cultures and over decades of tine. Misre-
po'rting of smoking status in the cases in some studies also
introduces a bias. Various attempts have been made to apply
corrections for these biases.
Both the relative potency approach and the cigarette
equivalent approach share an implicit assumption that particle
phase compounds, and polynuclear aromatic hydrocarbons in par-
ticular, are the carcinogens of interest. However, other carcin-
ogens have been identified in ETS, and many of these are in the
vapor phase (refer back to Section 3.7 for a full description) . To
the degree that vapor phase carcinogens have been ignored, or in-
completely collected or extracted for experiments, the potency of
ETS has been underestimated.
Another consideration is that the relative potency in animals
is not necessarily the same as the relative potency in humans. The
complexities of tobacco emissions complicate the cigarette equiv-
alent approach. The referent mainstream emissions should be those
of imfiltered cigarettes, upon which most of the active smoking
epidemiologic data is based. The variable ratios in sidestream to
mainstream emissions of toxins lead to differences in the calcu-
lated cigarette equivalents to which a passive smoker is exposed.
These different emission ratios are one source of variability in
the ratio of biomarkers in smokers and nonsmokers. For example,
cotinine in nonsmokers is typically less than 1% of the level found
in smokers, while the median level of 4=aminobiphenyl hemoglobin
adducts in nonsmokers was 14% of the median in smokers. Further-
more, DNA adducts are subject to repair mechanisms, and. the rate of
repair may differ in smokers and nonsmokers.
5.1.7 Quaatitativf Ria* Assessment The Committee generally agreed
that the quantitative assessment of the risk of lung cancer due to
exposures to ETS should be based on the human epidemiology studies
and that meta-analysis was a suitable approach to combining the
data. This approach is the most direct and makes the fewest
assumptions. It should be noted that this approach is fully con-
sistent with the risk assessments that have been done for aany
other carcinogens and that those assessments are generally based on
fewer studies.
37
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Given that the epidemiology 'studies should be the basis of
the risk assessment, some refinements of the risk-assessment are
recommended: •
1. Criteria for Including Individual Studies in the Meta-analysis
criteria to include or exclude individual studies from the
meta-analysis should be determined and explicitly stated (See
section 5.1.4, preceding). The effects of individual exclu-
ded studies on the quantitative risk assessment should be
evaluated and discussed. The power of the individual studies
should also be considered and discussed.
2. Adjustment for Smoker Misclassification
The rationale for the formula used to adjust for smoker mis-
classification should be given. Appropriate distinctions
should be made in applying the misclassification formula to
the case-control and the cohort studies. Because of the mar-
riage aggregation factor — the greater tendency for smokers
to marry smokers — the misclassification of some smokers as
nonsmokers can artificially inflate the relative risk of lung
cancer associated with passive smoking in cohort studies. In
case control studies, misclassification by itself is not
enough to inflate the relative risk. Differential misclassi-
fication, with cases mis-reporting more frequently than con-
trols, is needed. The assumptions used in adjusting for smo-
ker misclassification and their effect on the adjustment
should be more fully discussed. If the approach taken is con-
servative, then it is noteworthy that the misclassification
adjustment only lowers the relative risk estimate .from a lit-
tle over 1.4 to 1.3.
3, Misclassification of Exposure
some unexposed women, classified as un-exposed (non-snokers
married to non-smokers) may in fact be exposed to relatively
high levels of ETS in the workplace or in other settings
outside of the home. Some recent of non-smokers1 exposure to
nicotine indicate variations in exposures ranging over two
orders of magnitude. Correction for "background" exposure
does not adequately correct for this misclassification. Fur-
thermore, the use of spousal smoking habits to classify ETS
38
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exposure status Is more likely to misclassify American wo-
men's exposure than Japanese women's exposure because of dif-
ferences in American and Japanese lifestyles. Non-smoking
American women married to non-smokers are more likely to be
exposed to ETS outside of the home than are Japanese women be-
cause more American women work outside the home and have
friends who smoke. Some evaluation of the effects of these
biases would be appropriate in the risk estimations.
4. Uncertainties in the Estimate of Annual Lung Cancer Deaths Due
to Passive Smoking
The uncertainty in the relative risk estimate of lung cancer
due to passive smoking is based only on statistical consider-
ations. There are other uncertainties that influence this
estimate* A more critical analysis of the potential for
systematic bias should be done. Acknowledging such uncertain-
ties would provide greater balance to the report, while not
substantially altering its overall message.
5, Dose-Response Estimation of Risk
There are many more assumptions and uncertainties in any risk
estimation made on the basis of dose-response or dosimetry
than for epidemiologic data. Nonetheless, such an estimate
may be of value if the assumptions are fully stated and the
uncertainties in the estimate are quantitatively estimated.
With uncertainty estimates explicitly included, this approach
may well be consistent with that based on epidemiology. Ex-
posure estimates for ETS should include the exposures from
birth to age 15, not only fron age 15 on up as is done for
mainstream smoking. This can have a substantial impact on
the estimated risk. Complex dosimetry models should be con-
sidered the subject of research at this point in time, since
they require many more assumptions.
6. Dose-Response Model for ETS-Radon Interaction Effects
Development of a specific dose-response model for ETS-radon
interactions is not recommended. The interactions of ETS with
radon are numerous and involve both physical and biological
interactions which are not fully understood at present. Fur-
39
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thermore, there are no relevant epidemiological data concern-
ing such interactions. '•"'•••;•:• . • •.. ,
5.1,7 Hon« va . WorXplacg Exposure The Committee recognizes that
there is little epidemiologic literature on the health effects of
ETS in the workplace, and its importance in relation to total ETS
exposure. However, the report should review and coaanent on the
data that do exist, if only to bring out the need for future re-
search in this area. The report should also review and comment on
the data that exists on exposure to ETS in public places.
The Committee also recommends that EPA staff discuss possible
approaches for estimating the exposure of children to ETS in homes
with one or more smoking parents. This is recommended because of
the potentially large public health impact of respiratory disorders
in children that may be caused by exposure to ETS.- careful
consideration should be given to the differences in the exposure
parameters required for lung cancer as opposed to respiratory
disorder assessments. For example, cancer assessment may require
integrating exposures over longer time intervals than does the
assessment of respiratory disorders. Besides developing approaches
for estimating average child population exposures, it is also
important to establish the shape of the exposure distribution,
particularly the tail of the distribution, in order to determine
whether a numerically significant subset of children is at high
risk.
5.2
Chapter 5 on respiratory disorders in children was a com-
mendable first effort for a very difficult task. Nevertheless, we
found that it could be substantively improved and that the conclu-
sions drawn could be made much stronger if the chapter is revised
in the manner suggested in Section 3.3.
The Committee found the evidence for respiratory health
effects in children to be stronger and more persuasive than stated
in Chapter 5 of the draft ETS Risk Assessment document, and rec-
ommends that the new draft contain a chapter devoted to quanti-
tative risk assessment, in terms of the number of children at risk
for various outcomes, it would be analogous to Chapter 4, which
deals only with the evidence for lung cancer risk discussed in
Chapter 3. The risks are different, but it is possible that the
40 •
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impact of ITS on respiratory health in .children may have much
greater public health significance than the impacts of ETS on lung
cancer in nonsmofcers.
There will need to be new material in the earlier chapters on
lung dosimetry and the physical and chemical factors affecting it.
The difference in deposition and retention of ETS components be-
tween children and adults need to be recognized and considered in
a risk assessment.
5-2.1 Weight of Evidence The scope of Chapter 5 is limited to
selected studies published subsequent to the 1986 Surgeon General's
Report and the National Research Council Report. Neither of these
reports judged the associations of ETS exposure and children with
adverse respiratory effects to be causal? alternative explanations
for the associations including confounding and information bias
could not be excluded. The additional literature available since
1986 provides a basis for increased concern. Thus, the Committee
urges a thorough review of the entire body of evidence, A consid-
ered judgment cannot be made concerning causality without assessing
the totality of the evidence including studies reviewed in the two
1986 reports and those published subsequently.
In reviewing the weight of the evidence, the present chapter
5 does not establish an appropriate framework for considering the
data. The alternative explanations for association of ETS exposure
with adverse respiratory effects need to be clearly listed
(causality, confounding, information bias) and the individual
studies reviewed for the approaches used to address confounding and
information bias. The weight of the evidence could then be judged
to determine the causality of associations. ' •
with regard to including the reviews of the 26 new reports as
Appendix I, the scope of the review should be expanded to include
all studies not in the 1986 Surgeon General's Report. A more com-
prehensive search is needed since the 26 publications identified by
the chapter's authors do not represent all significant publications
on the effects of ETS on children published since 19S6.
5.2.2 Confonndera h number of confounders were mentioned by the
report, but addressed improperly. These include in uterg exposure,
41
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parental reporting bias, and active 'smoking.
siders the following factors to fee. critical:
The Committee con-
Unreported Smoking
Other Indoor Pollutants
Biological Precursors
& Medical Characteristics
Exposure to Biological
Agents
Other Exposures (outdoor)
Parental Symptoms
Socio-Economic" Factors
Other Sources of Reporting Bias
(includes Annoyance Responses)
One must stress the biological precursors important to the
effects of ETS in childhood. These include genetic predisposition
(physiological, immunological and biochemical), jji utero exposure,
and breast feeding. These also include environmentally-induced
atopy and residua of infections. Pre-existing medical conditions,
such as cystic fibrosis, congenital defects will also affect
responses to ETS,
The socio-economic and behavioral factors are important as
they relate to nutrition (res resistance), familial crowding, and
other contacts (especially day care)» medical attitudes and medical
care, etc. Socio-economic status (SES) and day care have been
shown to modify the effects of ETS.
.Reporting bias is a critical issue for ascertaining exposure,
as has been documented by many previously. There are two major
components to this, the positive bias and the negative bias. The
first is thought to occur associated with parental conditions
(e.g., Galley, 1974; Cederlof and Colley, 1974). The second is
thought to occur because the respondent becomes annoyed by £TS
(e.g., Weber 1984; Hugod 19 84? NCHS 1976j NIOSH 1971), and/or have
anger/ aggress ion reactions (e.g., Jones and Bogat 3.97B).
Effects of active/self-smoking interacting with passive
smoking should be discussed (Bland et al, 19 78j Lebowitz et al.
1987 and 1988)
Other exposures which have similar effects (e.g., wood smoke,
other particulate matter, NQ2, formaldehyde) may be confounding the
effects of ETS (Hammer et al. 1976; Anderson 1979,* Speizer et al.
1980 (with update),* ComstocK et al. 1981? Melia et al. 1982; and
Koo et al, 1988), or may interact with ETS in producing effects
(Lebowitz et al, 1990, and in press). Of course, individuals
42
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Including children may have^ ifultiple micro-environaents in which
they are exposed, so insufficient information would tend to yield
incorrect exposure-response curves.
Thus, there are many possible eo-variates and confounders
which should still be considered (Lebowitz 1990),
5,2.3 tJt>» of Mata-Analyais The staff should give serious con-
sideration to meta-analysis of those studies of sufficiently sim-
ilar design to warrant it. However, it was not clear that there is
a body of suitable studies for such an analysis. If one is war-
ranted, it should be guided, to the extent possible, by the same
considerations outlined in Section 5,1,4.
43
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6»0 SOMMARY ANP CONCMTSIONa
In conducting its review of the ETS Risk Assessment
and policy Guide, the Coiwnittee found them to be good faith efforts
to address complex and difficult issues affecting public health.
The authors attempted to select and interpret the most relevant
information from an enormous and diverse scientific data base/ most
of which was not designed or intended to yield the information
needed for this task, since the tasK is extremely difficult, it
should come as no surprise that the Committee also found the
documents to be incomplete in many respects. The situation is
analogous to that for the Criteria Air Pollutants, where it has
been necessary to prepare and review two or more draft documents
prior to their endorsement by the Clean Air Scientific Advisory
Committee (CASAC)'; This Committee has suggested tooth organiza-
tional and specific technical changes and additional analyses that,
if followed;- can result in improved ETS Risk Assessment and Policy
Guide documents, and stands ready to provide further review
comments on the revised drafts,
The SAB was asked to address the following issues in reviewing
the documents}
in AdttlM The Committee noted that Chapters 3 and
4 addressed only the issue of lung cancer risk for non-smoking
women due to spousal smoking. The revised document should be
expanded to include the full range of cancer impacts of UTS. The
Committee also noted a number of areas where substantial improve-
ments could be made organizationally, and in terms of content of
material that was not adequately covered or not covered at all, and
urge the EPA staff to redraft those chapters as well. -Comments on
specific issues within the broader context of lung cancer follow
below.
1, Carcinoganieitv of ETS The Committee concurs with the
Judgement of EPA that Environmental Tobacco Smoke should be
classified as a Class A Carcinogen. The Committee had some
difficulty with the use of the Guidelines for Carcinogen Risk
Assessment as they are currently formulated (51 FR 33992 August 22,
1986) .
The strongest evidence for the carcinogenicity of tobacco
smoke is that obtained in a large number of epidemiologic studies
44.
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of sucking and lung cancer. The causality of the connection
between direct inhalation of tobacco smoke and excess risk of lung
cancer cannot be in doubt. It has been demonstrated that cessation
of inhalation of tobacco smoke leads to a reduction of the excess
lung cancer risk. The risk has been shown to be proportional to
the amount of smoke inhaled. In terms of overall impact it has
been shown that a very high proportion of the current lung cancer
incidence is due to inhalation of tobacco smoke. The ageing of
sidestream tobacco smoke influences its uptake and deposition in
the lung and its potential careinogenicity, but there are strong
similarities in the chemical and In vitro biological activity of
ETS and mainstream tobacco smoke, and ETS resembles mainstream
tobacco smoke in terms of particle size distribution and compo-
sition of carcinogens, co-carcinogens and tumor promoters.
The inhalation of ETS by children, by non-smokers or
former smoke'rs represents a risk that is much snailer than that
experienced by smokers, but it is an involuntary exposure. It is
not uncommon to derive quantitative risk assessments of exposures
to carcinogens from data obtained in more heavily exposed occu-
pational populations, and in that sense smokers represent a more
heavily exposed population which can be used for extrapolation to
the lower exposures imposed on children and non-smokers.
2. apouaal Smoking- All of the studies cited in the report on
ETS and risk of lung cancer have made observations on married women
who have been classified as "never-smoking." Those married to a
smoker are assumed to be exposed to greater levels of ETS than
those married to a nonsmoker. As noted in the report, this rel-
ative risk comparison is implicitly a comparison of women exposed
to both spousal and other ETS to those exposed to other ETS only.
Spousal smoking is believed to be a useful maker for total ETS
exposure because (1) it often indicates many years of exposure:
this contrasts with biological markers such as urinary cotinine,
which indicate exposure at only one point in time; (2) the level of
ETS exposure in the home when the spouse smokes appears to be of
substantially greater magnitude than the background exposure.
There are potential limitations in the use of spousal smoking
as an indicator of ETS exposure that need to be considered:
45
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l. Spousal sraoking may account for a relatively small pro-
portion 'of lifetime ETS exposure.
2, The difference in ETS exposure comparing household exposure
versus household plus background exposure may differ in
different countries and different regions within the U.S.
3, A major source of ETS exposure is that incurred in child-
hood/ which could contribute to increased lung cancer
risk in an adult.
4. The use of spousal smoking as an indicator of exposure may
amplify the risk of misclassificmtion of smokers as non-
smokers. p '
'• 5 , Spousal smoking status could be associated .with several
sources of confounding, e.g., lower socio-economic class,
diet, alcohol, drugs, more exposure to air pollution , etc.,
factors that could possibly increase lung cancer risk.
Despite various limitations as an indicator of ITS exposure,
spousal smoking status is a reasonable method of identifying people
with greater, versus lesser, ETS exposure.
3. q^|^«C8jkat_«araj^^^ The Committee felt that
data from studies conducted overseas as well as in the United
States should be utilized in evaluating whether exposure to ETS
increases risk of lung cancer. It is appropriate to examine the
totality of evidence from all the case-control and cohort studies,
regardless of where they were conducted,
4. Pa» of Mota-xnalyais Meta-analysis is an appropriate
tool to summarize the epidemiological studies investigating the
risk of ETS. However, the priority given the me-ta-analysis in this
report In attempting to demonstrate that ETS is causally associated
with lung cancer is not justified. Evidence on the carcinogenic
effect of active smoking, the presence of carcinogens in BTS, and
predicted lung cancer risk of low dose exposure to tobacco smoke
from appropriate models are an important part of establishing a
causal relationship. The meta-analysis could then be interpreted
as showing the available epidemiologic evidence is consistent with
a small elevated risk.
46
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5. CoBjfounders/Miaclassifigatign Important potential con-
founders of the ETs-lung cancer relationship were addressed in the
Report mainly by carrying out a separate meta-analysis of those
studies which included adjusted analyses. The main confounders
included in these adjusted analyses were: age, education, and
social class. Comparison of unadjusted and adjusted RRs in those
studies which present both, suggests that these variables are not
important eonfounders.
As for other potential confounders of the ETS-lung cancer
relationship, including occupation, radon exposure, and diet, there
is no way to evaluate their importance as confounders or to adjust
for them, since virtually none of the studies contains information
on them. However, they could be mentioned in the text as potential
confounders.
The issue of misselassification should not be restricted to
misclassification of current and ex-smokers as "never smokers."
It should also be mentioned that miselassification of diagnosis
(diagnoses other than lung cancer being incorrectly classified as
lung cancer; or vice versa) will cause a biasing of the RJR toward
the null.
Not enough attention was given to possible non~differential
miselassification of ETS exposure. TMs is an important issue,
since marriage to a smoking spouse is an imperfect proxy for total
ETS exposure. In the case of dichotomous exposure, such miselas-
sification would have the effect of biasing the RR estimate toward
the null. Other potential biases which deserve mention include
recall bias (differential reporting of exposure status by cases
compared to controls) and bias due to the use of proxy respondents,
** Charactarj^atiort of Pqcertainti«» The draft risJc as-
sessment document's findings on the ETS/adult lung cancer relation-
ship is based, on two main arguments; (1) biological plausibility;
and (2) eDidemioJ.ocrlg: evidence. with exposure levels that are
usually quite low, it is not surprising that the association is
likely to be weak although, given the size of the exposed pop-
ulation, societally important. Because the epidemiologic eviden-
tiary base for drawing conclusions regarding ETS "a carcinogenicity
consists mainly of studies of exposure levels produced by spousal
smoking, the biological plausibility argument assumes great impor-
47
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tance. Each step in that argument should therefore be carefully
addressed, with -the uncertainties encountered bejlng spelled out
explicitly.
7 * Quantitative Rislc Agaaaaajent The Committee generally
agreed that the quantitative assessment of the risk of lung cancer
due to exposures to ETS should be based on the human epidemiology
studies and that meta-analysis was a suitable approach to combining
the data. It is direct and makes few assumptions. It should be
noted that this approach is fully consistent with the risk assess-
ments that have been done for many other carcinogens and that those
assessments are generally based on fewer studies.
Given that the epidemiology studies should be the basis of
the risk assessment, some refinements of the risk assessment- are
recommended with respect to:
1. criteria for Including Individual studies in the Meta-
analysis
2, Adjustment for Smoker Misclassification
3. Misclassification of Exposure
4. Uncertainties in the Estimate of Annual Lung Cancer Deaths
Due to Passive Smoking
5. Dose-Response Estimation of Risk
8* Hon« va. Workplace Exposure The Committee recognizes that
there is little epidemiclogic literature on the health effects of
ITS in the workplace. However, the report should review and
comment on the data that do exist.
B. Respiratory Dioordarg in children chapter 5 on respiratory
disorders in children was a commendable first effort for a very
difficult task. Nevertheless, we found that it could be substan-
tially improved and that the conclusions drawn in it could be made
much stronger if the chapter was revised in the manner suggested in
this report.
The committee found the evidence for respiratory health ef-
fects in children to be stronger and more persuasive than that
stated in Chapter 5 of the draft ITS Risk Assessment document, and
48,
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recommends that the new draft contain a chapter devoted to quanti-
tative risk assessment. It would be analogous to Chapter 4, which
deals only with the evidence for lung cancer risk discussed in
Chapter 3. The risks are different, but it is possible .that the
impact of ETS on respiratory health in children may have much
greater public health significance than the impact of ETS on lung
cancer in nonsjaokers.
The earlier chapters on lung dosiwetry and the physical and
chemical factors affecting it should incorporate new material. The
difference in deposition and retention of ETS components between
children and adults need to be established and considered in a risk
assessment.
Comments om specific issues follow:
1. might of Hvidenca The scope of chapter 5 is limited to
selected studies published subsequent to the 1986 Surgeon Gen-
eral's Report and the National Research Council Report, The addi-
tional literature available since 1986 provides a basis for in-
creased concern. Thus, the Committee urges a thorough review of
the entire body of evidence. Judgment cannot be made concerning
causality without assessing the totality of the evidence including
studies reviewed in the two 1986 reports and those published
subsequently.
In reviewing the weight of the evidence, the present Chapter
5 does, not establish an appropriate framework for considering the
data. The alternative explanations for association of ETS exposure
with adverse respiratory effects need to be clearly listed (causal-
ity, confounding, information bias) and the individual studies re-
viewed for the approaches used to address confounding and informa-
tion bias. The weight of the evidence could then be judged to de-
termine the causality of associations.
2. C.pqfounders A number of confounders were mentioned by the
report, but addressed improperly, such as j,u utero exposure, par-
ental reporting bias, and active smoking.
The biological precursors important to the effects of ETS in
childhood include genetic predisposition (physiological, iurauno-
loglcal and biochemical), in utero exposure, and breast feeding.
These also include environmentally-induced atopy and residua of
•' ' - "• 49
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infections. Pre-existing aedical . conditions, such as cystic
fibrosis, congenital defects will also affect responses to,ETS~.
The socio-economic and behavioral factors are important as
they relate to nutrition (re: resistance), familial crowding and
other contacts (especially day care), medical attitudes and medical
care, etc, SES and day care have been shown to modify effects of
ETS.
3. Og« _of Kata-Analysia The staff should five serious con-
sideration to meta-analysis of those studies of sufficiently sim-
ilar design to warrant it. However, it was not clear that there
was a body of suitable studies for such an analysis. If one is
warranted, it should be guided, to the extent possible, by the same
considerations outlined for meta-analysis for lung cancer.
50
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