Unittd Statt»     „ Scfcne* Adwfroty      '   0*A-SAWAO&«1-O07
      Emrtronniwitiil   '.  Bo*rd IA-101)     -'     April 1991
      Protection Agsncv
&EFA AN SAB REPORT: REVIEW
      OF DRAFT ENVIRONMENTAL
      TOBACCO SMOKE HEALTH
      EFFECTS DOCUMENT
      REVIEW, BY THE INDOOR AIR
      QUALITY AND TOTAL HUMAN
      EXPOSURE COMMITTEE, OF THE
      OFFICE OF RESEARCH AND
      DEVELOPMENT'S DRAFT REPORT:
      "HEALTH EFFECTS OF PASSIVE
      SMOKING: ASSESSMENT OF LUNG
      CANCER IN ADULTS AND
      RESPIRATORY DISORDERS IN
      CHILDREN" (EPA/600/6-90/006A)
 (Reprinted report - original document, new cover. Report number adpsted from EPA-SAB4AQ.THC-91-007)

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      |     UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                       WASHINGTON, D.C.  20460
                              '* •  • EPA-SAB-IAQ«WC-91-00?


 April 19, 1991                   •  •   "•    •
                                                     THE AOMINISTHATQW
 Honorable William K.  Reilly
 Administrator
 U.S.  Environmental Protection Agency
 401 M Street,  S.W.
 Washington,  D.C.  20460

 Subject;  Science Advisory Board's review of the Office of Research and
 Development  document Health Effects of Passive Smoking:  Assessment of
 Lung  Cancer  in Adults and Respj._ratorv_3Bisorders_ijL children , EPA/600/
 6-90/GQ6A, June 1990, and, the Office of Mr and Radiation1 s draft doc-
 ument Environmental Tobacco Smoke :ji Guidje_ to Jforkplace  Smoking Poli-
 cies.  (EPA/400/6-90/004),  June 1990,

 Dear  Mr.  Reilly:

      On November l, 199G, the offices of Research and Development and
Air and  Radiation requested  that the  Science  Advisory Board  (SAB)
 review the above referenced draft reports.  The first document (here-
 after referred to as the risk assessment report) incorporates a health
 risk  assessment of the impact of passive smoking  (i.e., eajposure to
 environmental tobacco  smoke,  or ETS) on adult lung cancer  incidence,
 and a discussion  of  the effects of exposure to STS on  the incidence
 and prevalence  of respiratory  disorders  in  children.   The risk as-
 sessment  report was prepared  at the request  of  the indoor  Air Divis-
 ion,  Office of Air and Radiation, to provide information and guidance
on the potential  hazards of indoor air pollutants.  The- second doc-
ument (hereafter referred  to  as the policy guide)  reflects and para-
 llels the risk assessment  report,  but was  not developed as  a  sci-
entific document

      The Agency sought the advice of the SAB's Indoor Air Quality and
Total Human  Exposure Committee (IAQTHEC)  concerning  the risk  assess-
ment's  accuracy and  completeness,  and the  Committee's opinion  on
whether the  weight of  available evidence supported the conclusions
drawn concerning ETS's roles in causing  lung  cancer in adults and res-
piratory  disease in children.   The SAB  was also requested to  review
that portion of the policy  guide which presented a scientific database
on ETS.                             '                          •    ..

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      The IAQTHEC net on December 4 and 5, 1990, in Arlington, Virginia
 to  conduct its review of the ETS draft documents.   In summary,  the
 Committee  found the risk assessment  document to be a good faith effort
 to  address complex and difficult issues affecting public health.   The
 authors  attempted  to select and interpret  the . most relevant infor-
 mation  from an enormous  and  diverse scientific  data  base,  most of
 which was  not designed or intended to yield the information needed for
 this  task.  Since the task  is extremely difficult,  it  should  come as
 no  surprise  that the Coiamittee  also found the document to be incom-
 plete in many  respects.   The  situation is analogous to that  for the
 Criteria Air Pollutants, wherein it has been necessary  to  prepare and
 review two or more draft criteria documents prior to  their endorsement
 by  the Clean Air Scientific Advisory Committee.   The IAQTHEC has  sug-
 gested changes both in the organization and specific  technical  content
 of  the  draft,  that if followed, can result in  an improved ETS  risk
 assessment document.  The Committee  also suggested changes that would
 strengthen the use of the incorporated  scientific database to  support
 the recommendations  contained in the policy guide*

      The Charge  to  the  Committee,  and associated   findings  of  the
 Committee  are outlined belows
     A.  ffflseinogenigitv _jsaj|ea

     1.  Carcinocreiiicity of STS  Has  EPA met the requirements  stated
in  its  carcinogen guidelines for characterizing  ETS  in Category A,
i.e.,  is  the evidence sufficient to conclude that ITS is causally
associated with lung cancer?

     The Committee concurs with the judgment of EPA that environmen-
tal tobacco  smoke  should be  classified as a  Class A Carcinogen, but
notes that it had some difficulty in  applying the  Guidelines for Car-
cinogen RisJc Assessment  (51  FR 33992) , as they are currently formu-
lated, to this complex and variable mixture,   we  advise EPA to place
greater weight  on the biological  considerations  and  the extensive
experience with active human smoking to support the classification.
     2.  Spfflisa^ Smoking  is spousal smoking a proper measure of ETS
exposure to assess lung cancer risk?

     Despite its various limitations as an. indicator of ETS exposure,
spousal smoking status seems to be a feasible method for identifying
people with greater,  versus lesser, ETS exposure.  There are potential

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 important  confounders  related to spousal smoking status as a measure
 of  exposure,  but,,,.such  confounding.,.concerns  are.^present  in other
 surrogates of  exposure as we'll..'''

      3«  united Stateg and Foreign Studies   Are  the differences in
 relative risk observed Between studies in the  U.S. and'those overseas
 of concern, and if so, to what degree?

      The Committee believes that data  from studies conducted in other
 countries, as well as in the United states should be utilized in eval-
 uating whether exposure to ETS increases risk of lung  cancer, and does
 not find the observed differences to be of concern.  It is appropriate
 to examine the totality of evidence  from  all  the case-control and
 cohort studies/ regardless of where they were conducted.

 • •    4.   Ctee .cdLJfeta-Analysis  Is Meta-Analysis an appropriate tool
 to use in  the  document and has  it  been applied correctly?  Have the
 epidemiological studies  been  properly evaluated and combined using
 this technique?

     Heta-analysis  is  a general  term  applied to a wide  range of
 techniques intended  to synthesize findings across related  studies.
Although it is an  appropriate tool to summarize the  epidemiological
 studies  investigating the  risk,  of  ETS,   the emphasis  given  the
meta-analysis  of  ETS/lung  cancer association in this report  is not
 justified.   Biological considerations related to respiratory carcin-
 ogenesis and  extrapolations  from human exposure via active smoking
provide compelling evidence that is consistent with the results of the
meta-analysis.,

     5»  Co^foopders/MigclaagifJLga'bicai  Have the most ^ important con-
•founders been properly addressed?   Has the issue of misclassification
 (classifying current and former  smokers as "never smokers") been ade-
 quately addressed and  the proper adjustments  made?   Are there other
 confounders which could be addressed in greater detail?

     Important potential confounders of the  EfS-lung  cancer relation-
 ship were addressed  in the report mainly, by  carrying out a separate
meta-analysis of those studies which included  adjusted analyses.  The
potential main confounders included in these  adjusted analyses were
age and surrogates for confounding factors, including -education, and
social class.   Comparison  of relative  risks  in those studies which
analyze both  factors suggests that these effects are not important

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 confounders.   As  for other potential  confounders of  the ETS-lung
 cancer  relationship,  including occupation, radon exposure, and diet,
 there  is no way to  evaluate  their importance as  confounders or to
 adjust   for  them,   since virtually  none  of  the  studies  contains
 information on them,

     6,  characterization of Uncertainties Does the document  charac-
 terize  the uncertainties,  both  in  the weight-of~evidence  and the
 number  of attributable deaths, appropriately?

     Vis-a-vis weight of evidence, the  draft  document's conclusion
 that exposure to  ETS  sometimes leads to the development of lung cancer
 in humans rests upon two uain arguments :   (1) the biological plausi-
 bility  of such a causal association is high,  given the known effects
 of active smoking and the known composition of ETS  (e.g.  the carcino-
 genicity of ETS  in some  animal  studies,  and the  presence  of known
 human carcinogens  in ETS) ; and  (2)  the  accumulating egideraiolocrie
 evidence on the relationship between  exposure to ITS and  lung cancer.
 These together appear to argue  for a positive effect,   Secause the
 epidemiologic evidentiary base for drawing conclusions  regarding ETS's
 carcinogenicity consists  mainly of studies of  exposure  levels produced
 by spousal smoking, the biological plausibility argument assumes great
 importance.  Each step in that argument should therefore be carefully
 addressed,   with  the  uncertainties  encountered  being   spelled  out
 explicitly,
     7.  Quantitative Rlal^ Assessment.   Has  the quantitative risk of
lung cancer been properly  assessed?   Would it be  more properly as-
sessed by a dose  response  assessment using either cotinine or res-
pirable suspended particulate matter as surrogate measures of exposure
(Appendix C) ?   Would it be more properly assessed with alternative
modeling approaches   (Appendix 0} ?   Should  a  dose-response model be
developed for ETS -radon interaction effects?

     The Committee generally agreed that the 
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      8.   Home vs. Worlcplace  Exposure  Should "the Draft Report
 attempt  to distinguish  between the  effects  of home  vs.  workplace
 exposure  to ETS? "''•''''            '    " ••  .          •'••"'•

      The  committee  recognizes that  there is  little epidemiologic
 literature  on  the  health effects  of  ITS  in  the  workplace,  and
 therefore on  the  relative impacts of home and workplace exposure.
 However,  the  report should review and comment on, the data that do
 exist, if only to bring out the need for future research in this area.
      1.   Weight  of Evidence  Has the weight of evidence for ETS re-
lated respiratory  disorders  in children been properly characterized?
A draft report with a detailed description and analysis of 26 recent
studies has recently been prepared and is enclosed.  It is in a form
similar to that  of Appendix A.-  Should  it  be  included in a revised
report as Appendix E?

      In reviewing  the weight of  the, evidence,  the present Chapter 5
does not establish an appropriate framework  for considering the data.
The  alternative  explanations for  association  of ETS  exposure with
adverse respiratory effects need to be clearly listed.  The weight of
the  evidence  could  then be  judged to  determine the  causality  of
associations.

     The additional literature available since 1986 provides a basis
for increased concern about the effects of ETS exposure on respiratory'
disorders.  Thus, the Committee urges a thorough review of the entire
body of evidence,  including earlier reports covered in the 1986 re-
ports of  the  Surgeon General and National  Research Council.   This
review could be included in the revised risk document 'as Appendix S.
 •  •  2.  Cpnfounders   Have confounders in the epidemiologic studies
been adequately addressed?

     A number  of  confounders were mentioned by  the report, but ad-
dressed improperly, including in ut.ero exposure, parental reporting
bias/ and active  smoking.   One must stress both the biological pre-
cursors important to the effects of STS in childhood, and the socio-
economic and behavioral factors.

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      3.   Use  of  Jtetl^Anaiysis  Should  a  meta-analytic approach be
 attempted as  in the  lung  cancer analysis?

      The  Agency should give serious consideration to meta-analysis of
 those studies  of sufficiently similar design to warrant it.'  However,
 it  was not clear that there is a body of studies suitable  for such an
 analysis.

      C-   Review of the Policy Guide

      The  Committee found,  with some exceptions detailed in  our report,
 that  the  scientific database incorporated in the policy guide is cor-
 rect  and  appropriate.  The policy guide should be revised to reflect
 changes made to the  risk assessment report,

      We appreciate the opportunity to review these 'issues, and stand
 ready to  provide review comments on any significant revisions to the
 subject documents.   We look  forward to your response on the major
 points we have raised.
                                   Dr. Raymond Loehr, Chairman
                                   science Advisory Board
                                   Dr-Morton Ll^iiann, Chairman
                                   Indoor Air Quality and Total
                                   Human Exposure Committee
ENCLOSURE

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                            " ABSTRACT


      The indoor  Air Quality and Total  Human Exposure  committee
 (IAQTHEC)  met on December 4/5,  1990,  to  conduct its review of the
 environmental tobacco smoke (ETS) draft documents.  In summary, the
 Committee  found the  risk  assessment  document to be a good faith
 effort to address complex and  difficult issues affecting public
 health,  since the task is extremely  difficult,  it should come as
 no surprise that the committee also  found the document to be incom-
 plete in many respects.  The IAQTHEC has suggested changes both in
 the organization and specific technical content of the draft, that
 if followed,  can result in an improved  ETS risk assessment docu-
 ment.  The committee also suggested changes that would strengthen
 the use of the incorporated scientific database  to support  the
 recommendations contained in  the policy  guide.

      The Charge to' the committee, and associated  findings of the
 Committee  are outlined  below:

      A. JLunc?  Cancer  in  Adults

      1*   Carcijiogenicity•... of ETS  The Committee concurs  with the
 judgment of  EPA  that  environmental  tobacco  smoke should  be
 classified as a Class A Carcinogen.

      2.  Spousal,	Smoking  Despite  its various limitations  as  an
 indicator  of  ETS exposure, spousal smoking status seems to  be a
 feasible method for identifying people with greater, versus lesser,
 ETS  ejcposure.

      3.  goitL
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                          *
between exposure to ITS and lung cancer.  Because the epidemiologic
evidentiary base for drawing conclusions regarding ETS's carcino-
genicity consists mainly of studies of exposure  levels produced by
spousal smoking, the biological- plausibility argument assumes great
importance.    Each step  in that  argument  should therefore  be
carefully   addressed, with  the uncertainties  encountered being
spelled out explicitly.

     7.   Quant itative Risk  Assessment  The  Committee generally
agreed that the quantitative assessment of  the risk of lung cancer
due to exposures to ETS should be based on the human epidemiology
studies and that meta-analysis  is a suitable approach to combining
the data.

     8.  pome vs,. Workplace Exposure  The Committee recognizes that
there is little epidemiologic literature on the health effects of
ETS  in  the workplace.    However,  the  report should  review  and
comment on the data that  do  exist,  if only to bring  out the need
for future research in this area.

B,  Respiratory Disorders, inChildren

     1.   Weight of_ Evidence  In reviewing  the weight  of the evi-
dence,  the  present Chapter  5  does not  establish  an  appropriate
framework for considering the data.  The alternative explanations
for association of  ETS exposure with adverse respiratory effects
need to be clearly listed.  The weight of the evidence could then
be judged to determine the causality of associations.

     2.   Confounders A number of confounders were mentioned by the
report,  but  addressed improperly,  including jji utero exposure,
parental reporting bias,  and active smoking.

     3.    Use_o.fJteta-AngJLys^s  The  Agency  should give  serious
consideration to meta-analysis of those studies of  sufficiently
similar design  to  warrant it.    However,   it was not  clear that
there is a body of studies suitable for such an analysis*

C.   goligy GuJ.de    The  Committee found,  with some  exceptions
detailed in the report, that the scientific database incorporated
in the policy guide is correct and appropriate.

KEYWORDS;  Environmental   Tobacco  Smoke (ETS);  Carcinogenicity;
Passive Smoking? Sidestream Smoke? Meta-analysis; Confounders; Lung
Cancer;  Respiratory Disease
                                ii

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              U. "&.  ENVIlGHMEHfM. PROTECTION AGENCY

                              NOTICE

     This report has been written as a  part of the  activities of
the  Science Advisory  Board,  a public  advisory group  providing
extramural scientific information and advice to the  Administrator
and other officials of the  Environmental  Protection Agency.   The
Board  is structured to  provide balanced,  expert  assessment  of
scientific matters  related  to problems  facing the  Agency.   This
report has not been reviewed for approval by the Agency and, hence,
the contents of  this report  do not necessarily represent the views
and policies of  the Environmental Protection Agency, nor of other
agencies in the Executive  Branch of the  Federal government,  nor
does mention  of trade  names or commercial products  constitute a
recommendation for use.
                               iii

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               U.S* Environmental Protection Agency
                      Science Advisory. Board
       Indoor Air  Quality and "Total Hunan Exposure Committee
                             j?Qb_aoco_jg»olCft Rev lev

 Cttairaan                         •

 Dr. Morton Lippmann, Professor/  Institute of Environmental
     Medicine, New York University Medical Center, Tuxedo,
     New York  10987

 vi ear Sha irmafl

 Dr. Jan A.J, Stolwijk, Professor, school of Medicine, Department
     of Epidemiology and Public  Health, Yale University, P.O. Box
     3333, 60 college street. New Haven, Connecticut  06510

 Hftttbers at the IAQTHSC •

 Dr. Joan Daisey, Senior Scientist, Indoor Environment Prof ram,
     90-3058, Lawrence Berkeley  Laboratory, one Cyclotron Road,
     Berkeley, California  94720

 Dr. Victor G. Laties, Professor  of Toxicology, Environmental
     Health Science Center-Box SHSC, University of Rochester
     School of Medicine, Rochester, New York  14642

 Dr. Jonathan M. Samet, Professor of Medicine, Department of
     Medicine, The University of  New Mexico School of Medicine, and
     The New Mexico Tumor Registry, 900 Camino De Salud, NE,
                , New Mexico  87131
Dr. Jerome J. Wesolowski, Chief, Air and Industrial Hygiene
     laboratory, California Department of Health, Berkeley,
     California  94704

Dr. James 1.- Woods, Jr., Professor of Building Construction,,
     College of Architecture and Urban Studies, 117 Burress Hall,
     Virginia Polytechnic Institute and state University,
     Blaeksburg, Virginia  24061-0156


Consultant* to th« IXQTHBC

Dr. Neal L. Benowitz, Professor of Medicine, Chief, Division
     of Clinical Pharmacology and Experimental Therapeutics,
     University of California, San Francisco, Building 30,
     Fifth Floor, San Francisco General Hospital, 1001
     Potrero Avenue, san Francisco, California  94110

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 Dr,  William J.  Blot,  National Cancer Institute,  9000  Rockville
      Pike,  Bethesda,  Maryland 20892    (Federal  kiasion  to  the
      Committee)

 Dr.  David Burns,  Associate  professor of Medicine,  Department
      of Medicine,  H772-C, University of California, San Diego
      Medical Center,  225  Dickenson street,  San  Diego,
      California   92103-1990

 Dr,  Delbert Eatough,  Professor of Chemistry,  276 FB Brigham
      Xoung  University,  Provo,  Utah   84602

 Dr.  S.  Katharine  Hammond, Associate  Professor,  Environmental
      Health Sciences  Program,  Department of Family and
      Community Medicine, University  of  Massachusetts Medical
      school,  55 Lake  Avenue,  North,  Worcester,  Massachusetts
      06155

 Dr.  Geoffrey Kabat, Senior  Epidemiologist,  American Health
      Foundation,  320  East 43rd Street,  New  York,  New ¥ork  1Q01?

 Dr. Michael  D, Lebowitz, professor of Internal  Medicine,  University
      of Arizona College of  Medicine,  Division of Respiratory
      Sciences, Tucson, Arizona 85724

 Dr.  Howard Rockette,  Professor of Biostatistics,  School  of Public
      Health, 318 Parran Hall, University of Pittsburgh, Pittsburgh,
      Pennsylvania  15261

 Dr. Scott T. Weiss, Channing Laboratory, Harvard University School
      of Medicine,  Boston, Massachusetts  02115

        Adgiso  r.Bqarg, jitaf f
Mr. Samuel R. Rondberg, Designated Federal Official, science
     Advisory Board (A-101F) , U.S. Environmental protection
     Agency, 401 M Street, SW, Washington, DC  20460
     (202) 382-2552    FAX* <202) 475-9693

Mr. A* Robert FlaaK, Designated Federal Official, Science
     Advisory Board (A-101F) , U.S. Environmental Protection
     Agency, 401 K Street, SW, Washington, DC  20460
     (202) 382-2552    FAX; (202) 475-9693

Ms, Carolyn Osborne, Staff Secretary, Science Advisory  Board
     (A-101F) , U.S. Environmental Protection Agency, 401 M
     Street, SW, Washington, DC  30460
     (202) 382-2552    FAX: (202) 475-9S93

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                         TABES*OF CONTENTS
 1.0   EXECUTIVE SUMMARY   ..........  	   1

 2.0   INTRODUCTION	.  .   8
      2.1  Background	...........   8
      2.2  Scope of Issues/Charge to the  Coinmittee  ......   9
      2.3  Conduct  of The Review .  *	»	    10

 3.0   REVIEW OF THE RISK ASSESSMENT DOCUMENT	    11
      3.1  Chapter  3—Epidemiologic Evidence  of Lung Cancer
           from ETS ....................    11
      3.2  Chapter  4—Assessment of Lung  Cancer Risk from
           ETS  ..............  	  .    14
      3,3  Chapter.5—Environmental Tobacco Smoke and
           Respiratory .Disorders in Children  .......    15
      3.4  Appendix A—Summary Descriptions of Eleven Case-
           Control  Studies ...... 	  .....    20
      3.5  Appendix 1—Mathematical Formulas  and
           Relationships .....,..•	    20
      3.6  Appendix c—Dosimetry of ETS	*    22
      3.7  Appendix D—Alternative Approaches for Estimating
           the  Yearly Number of Lung Cancer Deaths  in Non-
           Smokers  Due to ETS Based on Dose-Response
           Modeling .............. 	    23
      3.8  Appendix E—Summary Descriptions of Twenty-Six
           Studies  on Environmental Tobacco Smoke and
           Respiratory Disorders in Children  .........    25

4,0   REVIEW OF THE POLICY GUIDE	    26

5.0   SPECIFIC  REVIEW ISSUES .... 	  .......    27
      5.1  Lung Cancer in Adults		    27
           5.1.1 Carcinogenicity of ETS  ..........    27
           5.1.2  Spousal Smoking   »...........*    28
           5,1.3  United States and Foreign studies  ....    31
           5.1.4  Use of Meta-Analysis ...........    32
           5.1.5  Confounders/Mlsclassification  	    33
           5.1.6  Characterization of Uncertainties  ....    35
           5.1.7  Home vs. workplace Exposure	    40
      5.2   Respiratory Disorders in Children  ........    40
           5.2.1 Weight of Evidence	    41
           5.2.2  Confounders  ...............    41
           5.2.3  Use of Meta-Analysis..  ..........    43

6,0   SUMMARY AND CONCLUSIONS  ...............    44

7.0  REFERENCES CITED	 .  .  ,    51
                                VI

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                       1.0  ElgCOTIVE 8PMMA1Y

      The  Committee's  review of  the  environmental tobacco  smoke
 (ETS) Risk Assessment document and Policy Guide  found  them  to be
 good  faith  efforts  to  address complex  and  difficult  issues
 affecting public  health.   The  authors attempted to  select  and
 interpret the most  relevant  information  from  an enormous  and
 diverse scientific data base,  much of which was  not designed or
 intended to yield the information needed for this task.   Since the
 task is extremely  difficult, it should come as no surprise that the
 committee also found  the  documents  to be incomplete  in  many
' respects. The situation is analogous to that for the Criteria Mr
 Pollutants,  where it has been necessary to prepare and  review .two
 or more draft documents  prior to their  endorsement by the Clean Air
 Scientific  Advisory  Committee  (CASAC),    This  Committee  has
 suggested both organizational and specific technical changes  and
 additional analyses that,  if followed, should result in  improved
 ETS Risk  Assessment  and  Policy  Guide  documents.   The Committee
 stands ready  to  provide  further review comments on the  revised
' drafts.

      The SAB was asked to address the following issues in reviewing
 the documents.

 A.   Lung cancer in Adults
      The Committee noted that Chapters 3 and 4 draft risk  document
 addressed only the issue of lung  cancer risk for non-smoking  women
 due to spousal smoking,   It is suggested that the revised  document
 be  expanded to include  the full  range of  cancer  impacts  of ETS.
 The Committee  also noted  a number of  areas  where  considerable
 improvements  could be  made organizationally,   and in terms  of
 substantive "content—particularly regarding material that was  not
 adequately covered or not covered at all.   We urge the EPA  staff
 to  redraft those  chapters as well.  Furthermore,  we recommend the
 addition of  a new  chapter addressing  addressing the physical,
 chemical,  and dose considerations of ETS in relation to  the same
 considerations for active smoking.

      Findings on specific issues within the broader context of lung
 cancer in adults  follow;

      1.    Careinoetenicitv. jpjL ETS  Has EPA  met the  requirements
 stated in its carcinogen  guidelines  for characterizing ETS  in

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Category A, i.e., is the"evidence sufficient to conclude that ETS
is causally associated with lung- cancer?
                                  .>•
     The Committee concurs with the judgment of EPA that environ-
mental tobacco smoke should be classified as a Class A Carcinogen,
but notes that it had some difficulty in  applying the Guidelines
for Carcinogen Risk Assessment  (51 FR 33992), as they are currently
formulated, to this complex and variable mixture.   The draft risk
assessment document's conclusion  that exposure to ETS  sometimes
leads to the development of lung  cancer in humans rests upon two
main arguments*  (1) the biological  plausibility of such a causal
association is high,  given  the known effects of active smoking and
the known composition of ETS  (e.g. the carcinogenicity  of ETS in
some animal studies,  and the presence of known human carcinogens in
ETS}i  and  (2)  the   accumulating  epidemioloqic evidence on  the
relationship between exposure  to ETS  and  lung  cancer.   These
together appear to argue for a positive effect,   we advise EPA to
place greater weight on  the biological considerations and the ex-
tensive experience with active human smoking to support the classi-
fication*

     2.  Spousal Smoking   Is  spousal  smoking a  proper measure of
ETS exposure to assess lung cancer risk?

     Despite its various limitations  as an indicator of ETS ex-
posure, spousal smoking status  seeas  to be a feasible method for
identifying people with greater, versus lesser, ETS exposure.  The
problems in  not accounting  for  background  exposure from  other
sources would,  if anything, bias against finding increased risk of
lung cancer.   Bias  related to  misclassification  associated with
smoking status has been  addressed and corrected for in this draft
report,  There  are possible confounders related to spousal smoking
status, but such confounding concerns are present in other surro-
gates of exposure  as well.   The potential  importance  of these
eonfounders has been determined not to be sufficient to alter the
conclusion that ETS  increases the risk of lung cancer.

     3.  Pnitad States...and  ForeignJtmiias  Are the differences in
relative risk  observed between  studies  in  the  U.S.  and those
overseas of concern, and if so, to what degree?

     The Committee  believes  that data  from studies  conducted in
other  countries,  as  well  as  in the united  States,  should be

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 utilized in evaluating"whether exposure to ETS  increases  risk of
 lung cancer.  It is  appropriate to examine the,totality  of evi-
 dence from all the case-control  and cohort  studies,  regardless of
 where they were conducted.

      4.   Oa« of Kata-Jkaiiivjis   Is Meta-Analysis an  appropriate
 tool to use in the document and  has it been applied  correctly?
' Have  the epidemiological  studies  been  properly  evaluated  and
 combined using this technique?

      Meta-anaiysis is a general term  applied  to a wide range of
 techniques whose objective is to synthesize findings across  related
 studies.   Although,  it  is  an appropriate  tool  to summarise  the
 epidemiological studies investigating the risk of ETS, the emphasis
 given the meta-analysis in this report in attempting to demonstrate
 that ITS  is  causally associated,with lung cancer  is not justified.
 Biological considerations  related  to respiratory carcinogenesis
 (e.g.,  biologic plausibility) are equally compelling.  Given  the
 similarities in  composition between  mainstream  smoke  and  ETS,
 biological considerations related to respiratory carcinogenesis and
 the  extensive evidence on  active smoking  should  receive  greater
 weighl;,

     •5.   ^g.tQuaflggsXMiselaLasl.fi.cafeij>n  Have  the most  important
 confounders  been properly addressed?  Has  the issue  of misclas-
 sification (classifying current and former  smokers as  "never smo-
 kers" }  been  adequately addressed and the proper  adjustments  made?
 Are  there other confounders  which  could be addressed in  greater
 detail?

      Important potential confounders of the STS-lung cancer  rela-
 tionship  were addressed in the  report mainly by  carrying .out "a
 separate  meta-analysis  of  those studies  which included adjusted
 analyses.   The potential main confounders  included  in these  ad-
 justed  analyses were  age and  surrogates  for confounding factors,
 including education,  and  social  class.  Comparison of unadjusted
 and  adjusted relative risks (Sis)  in those studies which  present
 both factors  suggests  that  these  effects   are  not.  important
 confounders.

      As  for other potential confounders of  the  STS-lung cancer
relationship, including occupation,  radon exposure, and diet,  there
 is no way to evaluate their importance as confounders or  to adjust

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 for them, since virtually none of the studies contains information
 on then.

     The  issue of misclassification should not  be restricted to
 misclassification  of  current smokers  and  ex-smokers  as "never
 smokers."    It should  also be mentioned that misclassification of
 diagnosis  (diagnoses  other   than  lung  cancer being  incorrectly
 classified as lung cancer; or vice versa) will cause a biasing of
 the RR toward the null.

     Not enough  attention  was given to possible  non-differential
 misclassification of ETS exposure.  This is an  important issue,
 since marriage to a smoking spouse is an imperfect proxy for total
 ETS exposure.  In the case of dichotomous exposure, such nisclassi-
 fication would have  the  effect  of biasing the  RR estimate toward
 the null.

     f«   Characterization  of Uncertainties   Does the  document
 characterize the uncertainties,  both in the weight-of-evidence and
 the number of attributable deaths, appropriately?

     Vis-a-vis weight of evidence,  the draft document's conclusion
 that exposure to ETS sometimes leads to  the development  of lung
 cancer in humans rests upon the two main arguments noted earlier;
 (1) the biological plausibility of such a causal  association,* and
 (2) the  accumulating epidemiolocric evidence on  the  relationship
 between exposure to ETS and lung cancer.  With exposure levels that
 are usually quite low,  it is not surprising that the association is
 likely to be weak although, given the size of the exposed popula-
tion,  societally important.   Because the epidemiologic evidentiary
base  for  drawing  conclusions  regarding  ETS's  carcinogenicity
consists mainly of studies of exposure levels produced by spousal
smoking,  the biological plausibility argtiaent assumes great impor-
tance.  Each step in that  argument should therefore  be carefully
addressed,  with  the  uncertainties encountered being  spelled out
 explicitly.

     gpidemioloaic evidence on the relationship between exposure to
ETS and lung cancer should be described more completely, with the
deficiencies of individual studies used to weight their contribu-
tions to any conclusions that are drawn.  The assumptions and un-
certainties associated with each step of the risk assessment pro-
cess ought to be explicitly stated.

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     - I*  Quantitative Risk Assessment Has the <|uantitative risk of
 lung cancer been.--properly assessed?.  Would  it. be more properly
 assessed by a dose  response assessment  using either cotinine or.
 respirable suspended particulate matter as. surrogate measures of
 exposure (Appendix c)?  Would  it be more properly assessed with
 alternative modeling approaches   (Appendix D}?   Should a dose-
 response model be  developed for ETS-radon interaction effects?

      The Committee generally agreed that the quantitative asses-
 sment of the risk of lung cancer due to exposures to ETS  should be
 based on the human epidemiology studies and that meta-analysis is
 a suitable approach to combining the data.  This approach  is direct
 and  makes  the  fewest assumptions.  It should be noted that this
 approach is fully  consistent with the risk assessments that have
 been done for many  other carcinogens and that those  assessments are
 generally based on fever studies.

     Given  that  the epidemiology studies should be the  basis of
 the  risk assessment,  some  refinements of the  risk assessment are
 recommended with respect to?

      1.  Criteria for Including Individual studies in the Meta
         Analysis

     2,  Adjustment for Smoker  Misclassification

     3.  Misclassification  of Exposure

     4.  Uncertainties in the Estimate of Annual Lung Cancer Deaths
         Due to Passive Smoking

     5.  Dose-Response Estimation of Risk

          8.-  floma vs. workplace ETpoaura  Should the Draft Report
attempt  to distinguish  between  the effects  of home vs.  workplace
exposure to ITS?

     The Committee recognizes that there is little epidemiologic
literature  on  the health  effects of  ITS  in the  workplace,  and
therefore on the relative impacts of home and workplace exposure,
However,  the report should  review and comment on the data that do
exist, if only to bring out the need for future research in this
area.  The report should also review and comment on the data that
exist on exposure to ETS in public places.

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 B.   Raaoirmtorv Disorders  in children

      Chapter 5 on  respiratory  disorders in children  was a com-
 mendable  first  effort for a very difficult task.  Nevertheless, we
 found that it could be substantially improved and that  the conclu-
 sions drawn  in  it could be made much stronger if the chapter were
 revised in the  manner suggested in this  report*

      The  Committee  found  the  evidence for respiratory health ef-
 fects in  children to be  stronger and more  persuasive than that
 stated in Chapter 5 of the draft ETS Risk Assessment document, and
 recommends that the new draft  contain a more  comprehensive discus-
 sion on quantitative risk assessment for these effects.

      Specific issues are addressed below:

      1.   ff»iqbt Ojf___Evj.denc«  Has the weight of  evidence for ETS
 related respiratory disorders  in children been  properly charac-
 terized?  A draft report with a detailed description and  analysis
 of 26 recent studies has  recently been  prepared  and is enclosed,
 It is in a  form similar to that of Appendix A.   Should  it be
 included in a revised report as Appendix E?

      The  additional literature available  since  1986  provides  a
basis for increased concern about the effects  of ETS exposure on
respiratory disorders,  Thus, the Committee urges  a thorough review
of the entire body of evidence, including earlier reports covered
 in the 1986  reports of  the  Surgeon  General and National Research
Council, and its incoporation as Appendix E.

      In reviewing the weight of the evidence, the present Chapter
5 does not establish an appropriate framework for considering the
data. The alternative explanations for association of ETS exposure
with  adverse respiratory effects  need to be  clearly listed.   The
weight of the evidence  could then  be judged to determine the caus-
ality of associations.

     2.  confoun
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reporting bias, and active smoking.   One must also stress both the
biological precursors important to the effects of'ETS in childhood,
and socio-economic and behavioral.factors.

     3.  !«• of Mftta-Rtmlyaia  should a meta-analytic approach be
attempted as in the lung cancer analysis?

     The Agency should give serious consideration to meta-analysis
of those  studies of  sufficiently  similar design to  warrant it.
However, it" was not clear that there  is a body of studies suitable
for such an analysis,  If one is warranted,  it should be guided, to
the extent possible,  by the same considerations outlined for meta-
analysis for lung cancer.

     The Committee was also asked to  examine whether  the draft
Policy Guide's statements on health contained within the first 20
pages were scientifically defensible,  with  some exceptions, de-
tailed in the this report  (section 4.0),  the  scientific data and
interpretations contained  in  the  draft Policy Guide  were appro-
priate.  The Policy Guide draft will  need to be revised to reflect
the changes being »ade in the Risk Assessment.

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                        2.0  INTRODUCTION

2.1  Background  on November 1, 1990 /'the offices of Research and
Development  and Air  and  Radiation requested  that the  Science
Advisory  Board  (SAB)  review the draft report  "Health  Effects of
Passive   Smoking:  Assessment  of   Lung   Cancer  in Adults  and
Respiratory  Disorders  in Children,11 which incorporated  a health
risk assessment  of the' impact of passive smoking 'on lung cancer
incidence.    The  document  was  prepared by  the  Hunan  Health
Assessment  Group,  Office  of  Research  and  Development,  at  the
request of the Indoor Air  Division, Office of  Air and  Radiation,
under the authority of  Title IV of Superfund  (The  Radon  Gas and
Indoor Air Quality  Research Act of 1986} to provide information and
guidance  on the potential hazards of indoor air pollutants.

     The  draft risk report reviews and analyzes the data on the
respiratory effects of environmental tobacco smoke (ITS) with heavy
emphasis on  the epidemiologie data and statistical (meta) analysis.
One major portion  of  the Report (Chapters 3 and 4) examines the
weight of evidence for  lung  cancer  in adults.   It concludes that
under  SPA'S  carcinogen assessment guidelines,  ITS  should  be
classified as a Category A or known human carcinogen.

     It also estimates from epidemiology  (not modeling)  data that,
on average,  3,800  lung  cancer  deaths per year  in U.S.  nonsmokers
are attributable to ETS. The final  chapter of the report examines
the epidemiological evidence for non-cancer respiratory disorders
in children  and concludes that  the detrimental respiratory effects
described are associated with  exposure to ETS,  but that a causal
association has' not been established*

     The  draft report also contains four appendices-   Appendix 'A
provides  a detailed summary and analysis of eleven recent case-
control studies  of ITS and  lung  cancer.   Appendix  B presents
pertinent mathematical  formulae and  relationships.   Appendix c
describes the dosimetry  of  ETS, and Appendix D presents  a potential
framework for dose-response modeling for ETS and lung cancer.

     The draft risk report  was made available for public review and
comment on June 25, 1990, with a 90-day comment period which closed
Oct. 1, 1990.  over 3,300  copies were distributed and 107 public
comments  were received  as  of  Qct  10,  1990.   A summary of those
comments were prepared and provided to the SAB Committee,

                                8     .

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2.2  Scop* of Issues/Charge to tha_cgHtmittae The Agency sought the
advice of  the SAB on  the  draft  risk document's  accuracy and com-
pleteness.  The  Agency also wanted an opinion on whether the weight
of available evidence supported  the conclusions  drawn concerning
ETS's role in causing lung cancer and respiratory disease.  In ad-
dition, the SAB  was asked to address the following specific issues:

     A. Lung Cancer in Adults

        1.  Has EPA met the  requirements  stated in its carcino-
            gen  guidelines  for   characterizing ETS in Category A,
            i.e. is the evidence sufficient to conclude that ETS is
            causally associated with lung cancer?

        2.  Is spousal smoking a  proper measure of ETS exposure to
            assess lung cancer risk?

        3.  Are  the differences in relative risk observed between
            studies in the U.S. and  those overseas of concern, and
            if so,  to what degree?

        4.  Is meta-analysis an appropriate tool to use in the doc-
            ument and  has  it been applied  correctly?  Have the epi~
            demiological studies been properly evaluated and com-
            bined using  this technique?

        5.  Have the  most important confounders  been properly ad-
            dressed?  Has the issue of misclassification (classify-
            ing  current  and former smokers as never  smokers)  been
            adequately addressed and the  proper  adjustments made?
            Are  there  other confounders which could be addressed in
            greater detail?

        6.  Does the document characterize the uncertainties, both
            in the weight-of-evidence and the number of attributa-
            able deaths,  appropriately?

        7.  Has  the quantitative risk of lung cancer been  properly
            assessed?  Would it be more properly assessed by a dose
            response assessment using either cotinine or respirable
            suspended particulates as surrogate measures of  expos-
            ure  (Appendix  C)?  Would  it be more  properly assessed
            with alternative  modeling  approaches   {Appendix D)?
            Should a dose-response model be developed for ETS-radon
            interaction  effects?

        8.   Should the Draft Report attempt to distinguish between
            the  effects  of home  vs.  workplace exposure to ETS?

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      B.   Respiratory Disorders in Children

         1.   Has the weight of evidence for'ETS related respiratory
             disorders in children been properly characterized?  A
             draft report with a detailed description and analysis
             of 26 recent studies has recently been prepared and is
             enclosed.  It is in a form similar to that of Appendix
             A.   Should it be  included  in a revised report as
             Appendix E?

         2,  Have confounders in the epideaiologic studies been ade-
             quately  addressed?

         3,  Should a meta-analysis approach be attempted as in the
             lung cancer analysis?

      The ' SAB was  also  asked  to comment  on the scientific  foun-
dations  of  a  second draft document, "Environmental Tobacco Smoke j
A Guide  to  Workplace Stacking Policies,*1  (hereafter refered  to as
the  "Policy Suide11}   produced by the indoor Air Division of  the
Office of Air and Radiation.
2,3  ffiMi3ssfe-:O-f-_ ...... yjjg-JUgt&gif  The review was assigned to the SAB*s
Indoor  Air  Quality and  Total  Human Exposure  Committee,   The
Committee met on December 4 and, 5, 1990 in Arlington, Virginia  to
receive  briefings  from EPA  staff,  hear  extensive comments  from
members of the public, and discuss the several issues embodied  in
the charge.  Following  the discussions,  the Chair requested  that
designated  Members of  the Committee provide written  materials
organized to respond to the charge,  and reflecting the preceding
interactions.  Those  materials, after editing and review by all
Members of the Committee constitute this report.

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                        Of THE RISK R8SBSSMEK!!!1
      The preparation of a  risk assessment document for ETs
 resents a formidable challenge, and the Committee  recognizes  the
 quite considerable efforts  put  forth by EPA 'staff in preparing  the
 draft.  The  document contains some excellent  summary materials on
 a large and diverse  set of relevant  literature,  as well as some
 skillful and pertinent analyses that serve to address the critical
 issues related to the public  health  impact of exposures to ITS.
 Although we  commend EPA for its efforts, we find that the document
 could be substantially improved, and recommend a series  of specific
 changes in organization and content that,  if  followed, would make
 the revised  document a much stronger basis for  policy  guidance on
 ETS exposure and its health effects.   Since the impact of ETS on
 public health  is comparable to that of some of the criteria  air
 pollutants,  we recommend that the revised  document follow more
 closely the  format  of  the Air Quality Criteria Documents.    It
 should include  additional  chapters  addressing the physics  and
 chemistry of ETS,  its relation  to  mainstream  smoke,  the exposures
 of various populations of  interest to ITS, and as appropriate to
 the discussions of biological plausibility and weight of evidence,
 those  aspects  of dosimetry  which will be needed to support other
 parts  of  the document.  The contents of these additional chapters
 should strengthen the basis for any actions or  recommendations.

     The  Committee also reviewed the utility, format and adequacy
 of the fiv«  appendices  to the  ETS Risk Assessment  Document.  We
 found them to be of varying  utility and quality, and made specific
 suggestions  for revisions and deletions.
3 * 1  GSap-fcgg 4!--Eg_i
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metabolic  and pharmacokinetie properties; 4) toxicologic effects;
S)  short-term tests; 6)  long-term animal studies;  and  7)  human
studies,

     The present chapter,  comprising the hazard  identification step
of  the risk  assessment,   seems  limited  in  scope  when  measured
against the encompassing  process set out by the Agency.  Although
the  appendixes  do address exposure and toxicology  to an extent,
this material  needs more  direct discussion in the  chapter.   The
components of ETS possibly relevant to this risk assessment should
be reviewed along with the characteristics of mainstream and side-
stream smoke,  and similarities in composition and  from  in vitro
bioassay  should  be discussed.    The  complexity  of  ETS  merits
emphasis;  it  is not a single chemical agent,  but  a mixture with
varying characteristics by place and time in relation to its for-
mation in  the burning cigarette.   The  toxicologic  effects of in-
dividual components merit  further discussion. Exhaustive review is
not needed, since the Surgeon General's Reports provide comprehen-
sive documentation.

     In reviewing the human evidence, the  chapter fails to draw on
the voluminous  evidence on active smoking and lung cancer.   The
1986 Surgeon General's Report,  for example,  concluded that there
was enough toxicologic similarity between  mainstream smoke and ETS
to  justify using  the  evidence from active smoking  in  reaching
conclusions" concerning ETS and lung cancer.  The evidence on active
smoking and  lung cancer  documents the  consequences  of  a higher
level of exposure  to a mixture,  mainstream  smoke,  that resembles
ETS in composition.   The  epidemic-logic evidence on ETS  and lung
cancer in nonsmokers should be considered as addressing the risks
of lower levels of exposure.  Thus, the evidence on active smoking
and lung cancer needs to be reviewed in this chapter.  The causal
nature of  the association between active  smoking and lung cancer
should be  described, as  should exposure-response  relations  for
active smoking  and lung  cancer.   The Surgeon General's Reports
could serve as the basis  for developing this material.

     The existing chapter reviews  case-control and cohort studies
providing  information on the association of ETS with  lung cancer.
Characteristics of these studies are considered.  Several statis-
tical approaches are used to assess the aggregate significance of
the evidence and  a pooled relative risk estimate with associated
confidence limits  is calculated.  The  chapter concludes with a

                                12

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 review of  potential  biases affecting  interpretation  of  these
 studies,  with an\«mphasis  on raisclassi.fication.

      The  roster of  studies selected represents  those available
 through the time at which this draft report was released? in re-
 vising the draft, consideration should be given to  substituting the
 data  from the  recent report by Janerich  et al.   (1990)  for the
 earlier analysis of  these  same  data  (Varela, 1987)*  The features
 of  the individual  studies  are adequately reviewed.

      The  discussion  of bias  (section 3.5) needs expansion and some
 consideration of types of  bias  other than misclassification.  The
 types of bias potentially  affecting  any  epidemiological  study
 include selection bias,   information bias  (which  includes  both
 differential  and  non-differential  misclassification),  and  con-
 founding bias.  Selection bias, particularly likely to affect case-
 control studies  based on cases  and controls derived from specific
 institutions, should be addressed.  The possibility of confounding
 bias  merits  review because of evidence  that smokers are increas-
 ingly distinct from  nonsmokers  in  socioeconomic  characteristics
 that  may  have implications  for health.   Thus,  those  more highly
 exposed to   ETS.  may differ  from  those less  exposed  in  other
 relevant  characteristics.    Confounding, however,  is  an unsatis-
 factory explanation  for the  general pattern of the reported stud-
 ies, with the majority showing increased risk.  These studies have
 been  conducted in  a  wide variety of locales with consistent find-
 ings of positive association? this consistency weighs against con-
 founding  as an explanation for the increased risk associated with
 marriage to a smoker.  The discussion of misclassification should
 be expanded to include studies that have addressed the quality of
 information on passive smoking derived from  questionnaires as well
 as the relation  between  questionnaire-based measures  of exposure
 and biological markers of exposure.  The  1990 Report  of the surgeon
 General includes reviews of  the quality of  information on smoking
 from  surrogate respondents as  well  as  of  the validity of self-
 report of smoking history?  this recent report should be considered
 and cited in the discussion  of misclassification,

     'Two major cohort studies providing evidence on passive smoking
 and  lung  cancer have been  published!  a  lengthy  discussion is
 provided  concerning  the  comparative  findings of the two studies.
Unfortunately, we lack information on the comparative exposures to
 ETS of subjects in the two  populations.  For both studies, follow-

                                13-  -

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 up periods began well before present methods for atmospheric moni-
 toring or for assessing biological markers were available.  Thus,
 arguments concerning the possibility that passive smoking is more
 "direct" in Japan are  speculative  and  the lack of data should be
 cited and uncertainty  added in  drawing any conclusion concerning
 the  comparative  levels of  exposure in the U.S.  and Japan.   The
 discussion of the two studies should be markedly shortened.

     In summary, Chapter 3  of the  May  1990 External Review Draft
 provides a  generally adequate  review and assessment of  the epi-
 demiologic evidence  on ETS  and  lung cancer in never smokers.   A
 complete hazard  identification  is  not conducted,  however.   The
 chapter needs to be expanded to address more fully the toxicology
 of ETS and the evidence on  active  smoking and  lung cancer.   This
 expanded review, coupling more closely the evidence on biological
 plausibility that ETS is a carcinogen with the supporting epidemi-
 ological evidence would adequately  support the conclusion that ETS
 is a Group A carcinogen, a determination that should be moved from
 the quantitative risk assessment (current Chapter 4) to Chapter 3.
 The  Committee  accepts  this overall conclusion,  in spite  of the
 limitations of the current chapter;  a more comprehensive review as
 suggested by the Committee should strengthen the determination that
 ETS is a Group A carcinogen.

 3.2   Chapter  4-—Assessment of  Lung  cancer^sisk Jfrom JBT8   In
 reviewing published quantitative risk assessments,  Chapter 4 of the
 review draft properly dichotomizes  the approaches  that have been
 taken — the cigarette^equivalent  approach, and analyses of epi-
demiologic studies in  which the excess lung cancer risk in non-
 smokers is observed as a function of exposure to ETs.  As indicated
 in Chapter 4,  there are serious  difficulties in both of these ap-
proaches.    The cigarette-equivalent approach  has the great ad-
vantage that  it  is based on relatively abundant  and  consistent
 relative risk (RR)  determinations in active smokers, which can be
used to project the risk in  non-smokers exposed to ETS in the form
 of a percentage of the risk in active smokers.

     The assessment of  the cigarette-equivalent in non-smokers due
 to exposure  to ETS has a considerable level of uncertainty embedded
 in it.   The ratio of sidestream (ss) to mainstream (MS) emissions
 is highly variable among the components of  cigarette smoke, so that
the number of cigarette-equivalents to which a passive smoker is
exposed varies greatly with  the  compound used as a marker or expo-

                                14

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 sure surrogate.  Neither cotinine concentration in body fluids nor
 the measurement of tobacco  smoke * parti'culate  matter- can be used
 with great confidence  for  quantitative  assessment  of . the carcino-
 genic potential of ETS.  There is a suggestion that the  uncertainty
 in exposure assessment for  either approach  is about an order of
 magnitude (It should be noted here that the Guideline for Carcino-
 genic Risk Assessment anticipates that numerical risk estimates
 will have no more than one significant digit) .  Neither cotinine
 nor smoke particulate  matter levels are direct indicators of car-
 cinogenic components.

      The  other type of assessment is based on  inferences from the
 epidemiologic studies  of the  association  of  exposure  to ITS and
 carcinogenic risk in non-smokers.   Since spousal smoking is a very
 important exposure 'proxy used in many  studies,  the utility of a
 categorical classification (married to  a smoker/not married to a
 smoker) for quantitative exposure  assessments needs to  considered.
 Physical  proximity  of smokers to non-smokers) , daily length of
 exposure,  and exposure outside the home to ITS may be quite dif-
 ferent  in different cultures  and  over decades of time.   Misre-
 porting of smoking status  for  cases and controls in these studies
 may  also  introduce  a  bias.   Various  attempts  have been  made to
 apply corrections for  these  sources of bias.   These attempts re-
 quire further assumptions and  are based on limited data available
 on  misreporting  rates and  cotinine  concentrations  in  various
 groups *

     The assessment presented  in the last section  in Chapter 4 of
 the leview praft does not appear to be in conflict  with procedures
 established in other reviews,  and states all assumptions made in
 the  quantitative assessment  with  considerable care.  The results
 are given in "too many  significant figures however.
3.3    Chaster  S»?Baviroiiaetttal  Tobacco Smoke  and
Disorders in Cfrildron  The Committee recommends that this chapter
be  re-organized to  reflect  directly  the biological  effects of
Passive/Involuntary smoking (This terminology reverts to the orig-
inal discussion  of  exposure- response and its  impact,  as per the
Surgeon General reports of 1982-1986),  The chapter should treat in
uterg exposure as a precursor to extra uterine/post birth/childhood
effects, and not as  a  confounder.   It should also be extended to
address effects in adults,  since the sequelae of "effects in chil-
                                15

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 dren,  as  well  as  direct effects  in  adults,  naturally proceed  from
 the  discussion of effects  in children.

     The  Committee's recommendations  as to the  structure for  a
 revised chapter follow.  In outline, the proposed sections would
 bei  an Introduction? 1) Biological Mechanisms?  2)  Exposure and its
 Assessment? 3} Annoyance and Irritation; 4) Acute Illnesses (middle
 ear, upper respiratory, lower respiratory)?  S)  Chronic Respiratory
 Systems and exacerbations of chronic obstructive pulmonary disease
 (COPD); 6}  Asthma;  7)  Pulmonary Function;  and  8)  Health Hazard
 Assessment.

     The  Introduction of the Chapter should  include some reference
 to the overall  problem  of acute and  chronic respiratory diseases,
 and  the  potential  attributable  risk  of  ETS/passive   smoking
 (Chronic  respiratory disease is the  fifth leading cause of death,
 with  an  age-adjusted  death rate  of  15.7/1Q5  in  1985 »*  it .is
 increasing still.   Acute lower respiratory disease  is the sistth
 leading cause of death,  with an age-adjusted death rate of  13.4/105
 in 1985.  The prevalence rates of related conditions  are  signifi-
 cant—the rate  for asthma,  for example, is 4.1/1Q2  (NCHS, 1986).
Acute  respiratory disease  is the leading cause  of morbidity  and
 disability in the U. S.  (as  per NCHS)).

     The  first  section  of  the Chapter could be called Biological
Mechanisms (5.1).   It should discuss the biological plausibility of
the respiratory responses  (akin  to  the discussion of carcinogen-
 icity), and a brief discussion of the comparable response to active
smoking.  Such  topics as irritant responses to pollutants  (as  are
 found  in  ETS)   have  been discussed  at  length  in EPA  Office of
Research  and Development and Office of  Air Quality  Planning  and
Standards  (OAQPS)  documents  (e.g.,   National Ambient Air  Quality
standards (NAAQS)  Criteria Documents  and Staff Papers,  and National
Emissions standards for Hazardous Air Pollutants (NESHAP) Criteria
Documents.
     It should start with the effects of  ;in_utgj£o exposure effects
as precursors to  childhood  effects  (5.1.2.):   reduced fetal oxy-
genation, poorer  lung  (and  brain) development,  low birth weight,
immunological and biochemical effects (e.g., changes in T cells and
immunoglobulin levels, changes in prostaglandin regulation, pro-
                                16

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 tease inhibitors)  (Amer.  Aead,- Peds,  J.  Peds.,  19761  ALK report,
 Ii83; Wall et al.,' 19&5;  Rantakallio; 1978 jMeIntoshl; 1984* Tager,
 1988),

      The next discussion  (5,1.3) could  be of the effects  of  low
 lung function at birth ('due to genetics  and Js  utero  exposure)  as
 a precursor  of lower respiratory infections? poorer Iting develop-
 ment (disposing to greater effects of ITS on lung growths)  (Mar-
 tinez et al.f  1989'i  Sherrill et al., Ii90?  tebowitz,   1991),  as
 discussed at the Committee's meeting).

      There  should be  a discussion (5*1.4) of  the potential  re-
 duction in host defense mechanisms due to  ETS (going  further than
 that induced by in .utero passive smoking), which is  of  a  similar
 nature (though a different dose)  to that induced by active smoking.
 This! topic  relates to  the increased 'predisposition to"  and prev-
 alence rates"of acute  illnesses (middle ear,  upper  respiratory,
 lower respiratory, other'  exacerbations of  chronic respiratory
 disease/chronic obstructive  pulmonary disorder/airway obstructive
 disease (CQPD/AQD)) .

      fhe next logical discussion (Section 5.1.5) could concern  how
 these experiences could lead to chronic respiratory disease (e.g.,
 chronic cough,  persistent wheesse) in childhood,  and  how the  se-
 quelae  of such would be chronic respiratory disease  in adult life.
 The pathophysiological and anatomical mechanisms would be  featured,
 and  some discussion of  biochemical mediators would occur.

      There should be a discussion (5.1.6)  of the biological  reasons
 why ITS would produce or exacerbate bronchial lability and  respon-
 siveness  (BR)  (coupled  to the lower  airway caliber,  and possibly
 genetics,  discussed  above),  and how   this  BR,  especially   in
 conjunction with increased Immunoglobulin E and lower respiratory
 infections (both discussed above)  could  lead to childhood wheezy
 bronchitis and asthma  (Tager,  ARRD,  '88; 138:507;  Burrows  and
Martinez, AKRD, '89 140; 1515) . The role of atopy (also genetically
 regulated) in this process should be discussed  (ibid.)*

     The role of these above-mentioned conditions  (BR, bronchitis,
 asthma/persistent wheeze)  on decreased  lung growth (Sherrill,  op
cit.)  should  be discussed.    This  could lead  into a  general
discussion   (5.1*7.).  of   why  lower  lung  function  is  related
pathophysiologically to ETS, starting with deceased lung  growth

                                17

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 uterj?  (see  above),   and  how  this  would  lead  to   low   lung
 function/COPD in  adults  (Tager et  al.,  1987;  l**bawit.z et  al.,.
 1987) .  Appropriate biochemical and  anatomic mechanisms would  be
 discussed.

      Unless the relevant  material is covered  generically in  an
 earlier chapter, Exposure aod_ its Assessment; could be covered  in a
 seperate  second section (5*2)»  Such a section would cover reported
 exposures,  measurements of indoor nicotine, other  related pollu-
 tants  (PM,  CO,  etc.)/ and  biological  markers  such  as cotinine
 (Jarvis et al.,  1987).  Factors associated  with  ETS (cf., Sandier
 et  al., 1989) should be presented as relevant.   Other methods  of
 exposure  estimation  and  assessment  should  also  be discussed,
 including utilization of  models based on source characterization
 from chamber studies.   The relationships between reported exposures
 and monitoring results, and  biases in reporting  (cf., "Friedman  et
 alt,  1983)  could  be  discussed also.    Confounding  needs  to  be
 discussed (Quackenboss et al., 1989; Lebowitz, 1990) as well  (other
 key references include National Research Council (NRC) 1981; World
 Health  Organization (WHO)  1982;  NRC 1986,  and WHO/EURO Proceedings
 on   Indoor  Air  1984,  1987,  and   1990.)   Further, exposure-dose
 estimation would be presented (Hiller et al., 1982).

     The  third section (5.3) should address Annoyance  and Irri-
 tation.  Annoyance is important per _se,  and  annoyance  also affects
 subjective  reports (Lebowitz,  1989,'  Department of Health, Educa-
 tion, and Welfare  1971; Kational Institute  of Occupational Safety
 and Health 1971,*  National Clearinghouse on Smoking and Health 1976;
 NRG 1981,  Surgeon General's Report 1986)  (Odor topics  should  be
 included  in this  section,  introducing  the  concept of   sensitive
 individuals).  Irritation effects  are well-documented (Weber, and
 Hugod,  1984)", and  occur more quickly at lower doses in those  more
 "sensitive11  (ibid., op cit).  Acute irritant symptoms should  be a
 major topic.  This  section should document such effects in children
 and  adults,  and  differentiate   irritant   from  infectious  and
 allergenic effects.

     The  fourth sjec^jon (5*4) should cover  &gut e,_Ijl.ness_es.   This
 includes middle ear effusions (5.4.1), upper and lower respiratory
 illnesses  (including  such  exacerbations of COPD)  (5.4.2-.4), and
 seguelae  of lower  respiratory illnesses.  The effects of LRI's  on
 lung function  (e.g.,  Yarnell and  St.  Leger 1979), and the possi-
bility  of LRI's  leading to asthma in children  (Gregg, 1973)  war-

                                is

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 rants  discussion.,-....., The _ «ff«cte  of ^Utls  "leading  to asthma  in
 children (Gregg, "1973} should "alio\lie  discussed;• .•...The .effects of
 LRIs also includes AOD in adults  (the overall effects of childhood
 respiratory troubles  (CRT)),  especially as documented in longi-
 tudinal studies  (Lebowitz et.al.  1987,  1988;  and  Sherrill et al.
 1990)1  this could be a separate section (5.4,6).

      Airway obstructive disease  should be  addressed  in  a major
 section because  of the well-documented effects  of ITS on lower
 respiratory tract illnesses, and the above-mentioned sequelae.  The
 EPA report did a reasonable job in this area,  and can be expanded
 (by incorporating some of  the comments included in the reviews by
 Samet and Lebowitz).  Further discussion of biases in reporting are
 available (Colley 1974? Cederlof and Colley 1974),  as well as for
 confounding by other exposures (Hammer et al. 1976? Anderson, 1979?
 Speizer et al. 1980,- Constock et al,, 1981* Melia et al. 1982; Koo
 et al.  1988),  and  interactions with other exposures (Lebowitz "et
 al.  1989  and  1990).   There should  also  be  discussion  of  the
 concurrent effects  of breast  feeding  and socio-economic status
 (Martinez et al., '89, '90).

     •The |4ft&. sectig_o should cover g3l^Jli-^-^aJsg^l|t^fiS^-_Symfit:oins
 (and increases of symptomatology in COPD as exacerbations).  some
 of this  topic was covered  in the EPA report, but it could be
 -improved by clarification and expansion (see  reviews provided).
 Again,  biases  in  reporting,  confounding by other  exposures,  and
 interactions of  exposures  producing  responses (ibid., op cit.)
.warrant discussion.   Effects of  active/self-snoKing interacting
 with passive  smoking  should  be discussed  (Bland  et al.,   1978?
 Lebowitz et al.  1987 and 1988).  Effects of family history  (ibid.,
 Schilling et al. 1977,* Weiss  et al.  1980)  should also be covered.
 Sequelae (op cit.) could be discussed as well, and direct effects
 in adults  also   (Comstocfc  et al.  and Schilling  et  al.,  ibid.;
 Lebowitz and Burrows,  1976? Schwartz and Zeger, 1990).

     The ajxl^h  _segt|pn (5.6)  should  cover all  the  aspects of
 Asthma..  This section is one of the most important,  and was one
 that was  insufficiently discussed  (in all aspects)   in  the EPA
 report.  It needs to discuss genetic and ip_jAte£ja aspects, the
 evidence for bronchial responsiveness, high Xgl and atopy  related
 to ETS  (Weiss  et al. 1983 and 1988; Tager 1988; Burrows & Martinez
 1989; and Lebowitz et  al. 1989 and 1990, op cit.).  The effects of
 social  status, breast  feeding, other exposures,  and  sequelae should

                                19

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 be discussed as well X<>P cit. ;  Rantakall.io 1979; Sherman  et-al.,
 1990).  Other studies, in press, could also be used (e.g» , Martinez
 et al.,  Peds.),  Exacerbations  can be studied as well,  including
 those seen in field studies (Quaekenboss et al. and Lebowitz et al.
 1989-1991,  op  cit.)  and  chamber  studies  (Shephard  et al.  1979;
 Dahms et  al,  1981;  Stankus et al.  1988; Danuzer et al. 1991).

      The  seventh s ect i on (5,7)  should cover effects on Pulmonary
 Function  alluded to above, in the  EPA  report,  including  all  the
 previous  effects  (and  confounders, etc.)  discussed above.    It
 should be nore  precise, and include amount of change found.

      There  could  be a  section  at this  point  covering  other,
 miscellaneous topics,  as  in  the .previous report.   Alternatively,
 these topics could  be put  into other sections.
     The ejigjfrth section (5.8)  would be a Health Hazajrd Assessment,
which  would  include attributable  risk  and population  impact.
Further discussion is needed concerning the initial aspects of the
section.

3.4    Appondiz A— 31™"* ry . Peseriptioas_._..of  Eleven Case-control
gtudlas   The  Committee  agreed that  Appendix A made  a valuable
contribution to the document,  and that it should be included in the
final  draft.   Much of the information  contained in the appendix
might  be more  useful however,  if  it was organized as a series of
tables rather  than a running  text description.   For  example, a
table  that described the  important characteristics of the  study,
e.g.,  population  size,  number of  lung cancers, measure  of ETS
exposure  used, characteristics  of  the  control  population and
criteria  for  selecting the  cases.   Other tables  might  include
potential biases addressed or not  addressed -in each of the  studies
and  smoking   characteristics  in   the  background  and   control
populations*
3 . S   ADPtDdix  B— -Mathematical  Formulas  and Relationships   The
committee  agreed that  Appendix B  is  important to  the overall
report.  However, in its present form,  it  contains several errors,
both typographical  and  substantive,  which  should  be corrected.
Moreover, its format is  difficult  to read, and it is  incomplete,
The  Committee  recommends  that  Appendix   B  be  restructured and
rewritten  in a  more  "reader  friendly"  style  to include,  as  a
minimum, the following three sections;

                                20

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      1.  An introduction to describe, the .purpose of the Appendix
          and its objectives*   -. '"        -        ' : :" - ;  ••

      2 . An overview of _ the jfantel-Haensgel. procedure that was used
         in this report for the meta-analysis .  This section, should
         also  include a  rationale  for the selection  of this pro-
         ceedure, rather than the method  used  in the previous NEC
         report.  Appendix B  in the  NRC   report  is suggested as a
         guide for the presentation of this material.
      3,   Descrlution : an
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3.«   ftppaadix.. C-~pos_iina£ry  ojCLJBTg  The Committee agreed with EPA
staff that Appendix C should be deleted.,in its present form.  Soae
of the issues that are addressed in Appendix C should be addressed
in at least one or more of the new chapters, but in a format appro-
priate to a chapter, rather than a format considered appropriate to
an appendix.

     When incorporating the  discussion now located  in Appendix C
into  appropriate  text chapters,  it should be noted that  the Ap-
pendix, as written, has serious technical errors and limitations.
It is seriously deficient in that it focusses entirely on carcino-
gens  and  their dosimetry in healthy adults.  This  is inadequate
even when -the endpoint of concern is lung cancer, as evidenced in
the recent report .of janerlch et al.  (op.  cit.) on the association
between lung cancer in adults and their childhood exposure to ETS,
It is even more  inadequate in  that  it  ignores  the  respiratory
disorders in children  that are reviewed in great detail in chapter
Five.

     The whole section C-5,  "INTERNAL ORGAN BUBDENS FOR THE LUHG, "
is based  upon a  simplistic set  of models and  assumptions that
produce regional lung retention times and dose estimates that are
truly  fanciful.    it  correctly  states  "that  removal  from  the
tracheo-bronchial  region  generally may  be characterized  by two
phases.  The first is a  rapidly cleared phase,  dominated by par-
ticles deposited on the mucus of the upper passageways.  The second
is dominated by particles deposited on the slowly moving mucus of
distal passageways.11   However, the calculated half-times  (Ct and C2)
of 450 and 710  minutes, respectively, for the fast and slow phases
of ETS  particle clearance,   differ considerably from• the actual
radio-aerosol study data on  which the  model is  supposedly based,
and which show much faster rates.

     The literature on the  effect of  active smoking  on particle
deposition and clearance  rates is misinterpreted*  One study of
Albert et al. (1975)  concerning the short-term effects of smoking
on overall traeheobronchial  clearance in humans, and one study by
Wanner et al,  (1973)  on the  effects of chronic smoke  escposure on
mucociliary transport  velocity in the trachea of the dog are cited
as a  basis  for doubling  the retention times of particles on the
tracheobronchial tree as a whole.   The conclusion was drawn that
smoking has no  effect  on the regional deposition of particles.  The
reality is quite  different.   Smokers  have much greater tracheo-

                                22

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 bronchial deposition than nonsmokers, and "the'short-term effect of
 smoking is  to  greatly accelerate  the -clearance  of particles
 deposited on the traeheobronehial tree.  It is curious to note that
 the C2  value calculated for the second "fast-phase" component in
 smokers is  1400 rain (23.3 hours), while  a  17 hour half-time was
 used for  the   "slower"  alveolar  region half-time  in the dose
 calculations.

 3*7 Appendix O—*M tentative Approaches., for Estimating the Yearly.

 poa«-R«apoase  Modf^j.ng  The  major purpose  of Appendix D  is .to
 bolster the risk assessment document. Much of the data referenced
 in  this appendix provide further evidence of the carcinogenicity of
 environmental tobacco  smoke,  and should  be  clearly presented. in
 this light.  For instance,.the Grimmer study clearly demonstrates
 the' lung carcinogenic ity of ETS in  animals.   Other sections are
 currently incomplete and point to future directions for research.
 While interesting,  these sections are not-as supportive of the main
 document and may be distracting.

     The  first  two  approaches  for  deriving ITS  dose-response
 models, the relative potency approach and  the cigarette equivalent
 approach,  share an  implicit  assumption that particle phase com-
 pounds, and polynuclear aromatic hydrocarbons in particular,  are
 the carcinogens of interest.  Other carcinogens have been identi-
 fied in ETS, and many of these are in the vapor phase, e.g., ben-
 zene, vinyl chloride, formaldehyde, and several N-nitrosamines.  To
 the degree  that vapor  phase  carcinogens have been  ignored,  or
 incompletely collected  or  extracted  for administration in animal
 experiments, the potency of ETS has been underestimated.  Further-
more, the use of benzo-[a]-pvrene as  a reference standard of human
 lung cancer is highly problematic and should be -reconsidered.

     The uncertainties  in  the relative potency  approach  are too
great to support the derivation .of ait ETS dose-response model that
would be an improvement over any that can be calculated from epi-
demiologic data.   The  relative  potency in animals  is not neces-
sarily the same as the  relative  potency in humans,  especially to
the degree that metabolism may be involved.  Furthermore, the data
do  not  exist to support' calculating the relative potency  by  a
straightforward comparison, e.g.,  ETS and  compound X  in animal
system  A,  compared with a known ,dose-response  relationship  for
compound X in humans,  so other  intermediate  comparisons  are re-

                               23

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 quired,  such as compound X and mixture Y with different routes of
 exposure,  on different animals, and  with  different tumors.   The
 uncertainties of each step quickly overwhelm the uncertainties in
 the  epidemiologic studies.

     The complexities of tobacco emissions complicate the cigarette
 equivalent approach.   The referent mainstream emissions should be
 those of unfiltered cigarettes, upon which most  of the active smo-
 king epidemic!ogic data  is based.   The variable  ratios  in side-
 stream to mainstream emissions of toxins lead to  differences in the
 calculated cigarette  equivalents  to which  a  passive smoker is
 exposed,  and these may  range over two orders  of  magnitude  (see
 Hammond, 1990).    These  different emission ratios are a source of
 variability in the ratio of biomarkers in smokers and nonsmokers.
 (Metabolism rates are another potential difference.) - Thus,  co-
 tinine in  nonsmokers  is  typically less than 1% the level found in
 smokers, while  the median level of 4-aminobiphenyl hemoglobin ad-
 ducts in nonsmokers was 14% the median in smokers  (Hammond et al,
 1990) .  This corresponds to the emission ratios of these compounds,
 which differ by a factor of 15.  Russell and coworkers (1986) (page
 4-19) based their estimates of the  risk of  premature  death from
 passive smoking on the ratio of cotinine in passive smokers to that
 in active  smokers, 0.007,  and assumed the sane ratio held between
 premature  deaths in passive  and  active  smokers.   The use  of 4-
 aminobiphenyl  hemoglobin adducts  instead  of  cotinine to estimate
 relative exposures would  have led to a higher predicted premature
 death rate  due  to  passive smoking,

     Several  studies  have been  conducted  on  the deposition of MS
 and  SS particles in  the  human  lung.  These should be discussed
 rather than relying solely  on bioraarkers,  where the exposures are
 not  known.   A few caveats  are required regarding the  use of DNA
 adducts  to estimate  dose.   DNA  adducts  are  subject to repair
mechanism*,  and the  rate  of  repair may  differ  in smokers  and
 nonsmokers.  Since nonsmokers have very different exposures to ETS,
 one  expects a wide range in the ratio of  adducta  in smokers and
 nonsmokers.  A disadvantage in the exclusive use of DNA and protein
 adducts as  biomarkers of dose is  that such markers are available
 for  only a  few  suspected  agents.  The use of benzofajpyrene (BaP)
 DNA  adducts is further complicated by the many other  sources of
 BaP,  including  diet and various combustion products.
                                24 •"

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      Determination .of the dose-response effect of ETS based on the
 epidemiolofic studies of Hirayama would be most valuable.  The data
 gathered by Hirayama and colleagues could have been greatly enhan-
 ced and more generalizable if measurements of ETS levels (especial-
 ly respirable particle and nicotine concentrations) had been taken
 in Japanese homes with varying amounts of smoking.

      Some  of the methods used  in Appendix £> might be  useful in
 estimating the  importance of  ETS  in  respiratory  diseases  in
 children.  Appendix D has information which is supportive of the
 pain  document.  Some of this information can be improved* some is
 suggestive of future research directions,  the release of the final
 document should not be delayed for these data.  Finally, the data
may be  best  incorporated into the relevant  sections of the main
 document,  rather than exist as an independent appendix.
3,1   i^jinaiaL_l-*gtptgarf  Pe3g£i|>tlQpT9 o< : ^fveaty-si*.. studies _OB
Environ»«ntal Tobacco Smofce ana Respiratory Disorders in Children
The Committee concluded that an Appendix E, similar to the Appendix
A, should  be included  in  the revised document.  As  before, the
Committee recommends that the information by organized as a series
of tables rather than as a running text description with a similar
format.
                                25

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                 4.0  Rgyiltt	pJMfgjJL.EQErCY GtflDE         •       -  '

     The  Policy  Guide was  not prepared as a scientific document,
but  its  recommendations  are  based upon  summary  statements of
scientific  knowledge.   On this basis the Committee kas a$f«*d to
examine whether  the Guide's statements on, health contained within
the  first 20 pages vere scientifically defensible.  The Committee
did  note  that there is much technical content in other sections of
the  Policy  Guide,  including technical  statements on ventilation,
room and  building ventilation.

     For  the  most  part, the  scientific data  and interpretations
contained in  the draft  Policy Guide were appropriate,  but there
were some notable exceptions — an  incorrect definition as to what
constitutes a  small particle, an  erroneous  statement as  to the
depth of penetration of  mainstream  smoke vs. sidestream smoke, and
a misstatement of the current particulate matter NAAQS, to cite a
few.   Furthermore,  there were  statements  about  cardiovascular
mortality, cancers at other  sites,  and aggravation of cardiovas-
cular and respiratory disease  that were not addressed in the EfS
Risk Assessment.  Thus, without  having any  supporting documenta-
tion, the Committee could not endorse these statements;

     The Policy Guide draft will  need to be revised to reflect the
changes being made -n the Risk Assessment.  If the committee is to
review the Policy Guide again, it should be sent to the committee
with a supporting  document that explicitly states  the technical
basis for each of its summary statements on the state of scientific
knowledge.
                                26

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                    s.o
          Caacsr ia_jk
-------
 who  have been classified as "never-smoking".  Those married, to a
 smoker  are assumed to be  exposed to greater  levels of ETS than
 those married to a nonsmoker  (p.3-12). "  As noted in the report,
 this relative risk comparison implicitly  compares women exposed to
 both spousal  and other ETS to  those exposed to other ETS only.

     The ideal measure  of  ETS exposure  for lung cancer studies
 would include all sources of ETS with data on both dose  of ETS and
 exposure over time for a  lifetime, or at a minimum over the past 20
 to 30 years.  Spousal smoking is believed to be a  useful and valid
 marker  for ETS exposure  because  (1) it often indicates  many years
 of exposure (this contrasts with biological markers such  as urinary
 cotinine, which indicate exposure at only one point  in  time)i (2)
 the  level of  ETS exposure  in the home when the spouse  smokes ap-
 pears to be greater in magnitude than the exposure  from other, non-
 domestic, sources.   Several studies exploring urinary- cotinine as
 a measure of ETS exposure have found higher  levels in non-smokers
 married  to  smoking spouses  than to  those  married  to  nonsaoker
 spouses.  The statement that ETS in the home is greater than that
 of other ETS  exposures may be more  or less true according to a
variety of factors  as noted below.  The use of spousal smoking data
 is highly attractive because such data are easy and inexpensive to
 collect.  For most  studies  spousal smoking is the only available
measure of ETS exposure.

     There are potential  limitations  in the  use of spousal smoking
as an indicator of ETS exposure that need to be considered;

     l.  Spousal smoking may account for a relatively  small propor-
        tion of lifetime  ETS exposure.  Janerich et al. (3,990) est-
        imated that  spousal  exposure accounted  for only 30% of
        lifetime exposure.   These authors computed correlation co-
        efficients of  0.37 and 0,51 between  spousal smoking and
        lifetime ETS exposure for men and women, respectively.  In
        this  study childhood exposure  was a major source of life-
        time ETS exposure and correlated more highly with lifetime
        exposure.  Likewise,   Cummings et  al,  (1989)  found little
        relationship between childhood,  adult home and work place
        ETS exposure.   On the other hand, Thompson and  co-workers
         (1990) found that non-smokers who lived with a  smoker re-
        ported more ETS exposure outside of the home than those who
        did not  live  with  a  smoker,  in  this way spousal smoking
        could  be a nore general  indication of ETS exposure than

                                29

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      expected on the basis  of  exposure  in the home eer.  se, but
      sensitivifi*y%or total ETS.: .eaqapsure may vary,,.among different
      study populations.

 2.   The results of' comparing  ETS  household  exposure  to ETS
      household plus other exposures may vary in different coins-
      tries and  different  regions within  the  U.S.   "Exposure
      within the  residence  depends on size and the type  of con-
      struction of the  dwelling, the amount  of ventilation, and
      the   proximity of  smokers and newsmakers within the home.
      Non-domestic background exposure varies with the nature of
      their workplace exposures, the extent of sacking restric-
      tions in the work place  and  public places,  the  climate
      and the  time of the year.   With  respect  to the  latter,
      exposures as assessed by  urinary  cotinine concentrations
      in Buffalo,  New York were greater in the winter compared
      to the summer,  presumably due to  more time  spent  indoors
      with  less ventilation  in cold  weather (Cummings  et al»,
      19S9).  Such differences would be expected  to be less mar-
      ked in warmer regions of the country. For non-smoking peo-
      ple in particular, the extent  of exposure outside of the
   ^   home  may depend on whether the woman  works and how many
      other people  in the  population, who  may be   friends of
     non-smoking  women,  smoke.   Thus, in   countries such  as
     Japan where  fewer women  work  outside of   the home, and
      fewer women in general smoke,  spousal smoking may indicate
     differential exposure for women who are, and who are not
     exposed to ETS,  than in the U.S.   In   any case,  bias due
     to concerns  (1) and (2) would decrease the  difference in
     true exposure between the "exposed11 and "non-exposed" non-
     smoking spouses,  and would favor finding no  difference in
     relative risk.  These issues may explain some of the vari-
     ability found in relative  risk for lung ' cancer with ETS
     exposure  in different countries around the world.

3. .AS noted previously, a major source  of ETS exposure  is that
     incurred in childhood,  which could  contribute to increased
     lung cancer risk in an adult.   Although not generally spe-
     cified in guantitating the risk of having a  smoking  spouse,
     it is possible that a  person  whose parent(s) smoked (and
     therefore  who was exposed to   ETS  as a child) is more li-
     kely to marry a smoker.  In this case  the risk of ETS might
                             30

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         reflect the  risk of  combined childhood and spousal expo-
         sure rather  than just exposure  to  the spouse.

    4.   The  use  of  spousal  sacking as an  indicator of  exposure
         may  amplify  the  risk of misclassification  of  smokers  as
         non-smokers. There appears to be  a concordance   between
         spousal smoking  and false  reporting of   current or former
         smoking status.   The  misclassification  of smoking status
         would falsely increase the relative risk of lung cancer in
         non-smokers  related to ETS exposure.  The  misclassifica-
         tion issue is considered in detail in the report and appro-
         priate  corrections  have been made for misclassification.

    5.   Spousal  smoking  status  could be  associated with several
         sources of potential  confounding.  For example, it  is pos-
         sible (although  not documented by  specific  studies) that
         the  presence of  a smoking spouse is associated  with an in-
         creased likelihood  of lower socio-economic class,  dietary
         differences, more alcohol or other  drug  exposure,  more
         exposure to  air pollution, etc.   Such factors could possi-
         bly   increase the risk of lung cancer,  and published epi-
        demiologic studies have addressed these factors to varying
        degrees.  The potential  sources of  confounding based on
         spousal smoking  status should be discussed  in  the report,
        with a  recommendation that   future  studies explicitly ad-
        dress these  issues.

     In  summary, considering  its various limitations as  an indi-
cator of"ETS  exposure, spousal smoking status seems to be a reason-
able method of identifying people with greater, versus  lesser, ETS
exposure.  The problems  in  not accounting for background exposure
would, if  anything,  bias against finding  increased  risk  of lung
cancer.  Bias related to misclassification associated with smoking
status has been addressed and corrected for in  the draft report.
There are possible confounders related to spousal smoking status,
but such confounding concerns are present in other surrogates of
exposure as  well study.   The  importance of these confounders has
not been determined  to be sufficient to alter the conclusion that
ETS increases the risk of lung cancer,

5,1.3  United gtatas and foreign Studies  The Committee felt that
data from  studies conducted  overseas  as  well  as  in  the  United
States should be  utilized  in evaluating whether exposure  to ETS

                                31

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 increases  risk of lung cancer,   -i-t is appropriate to examine the
 totality of evidence from all the case-control and cohort studies,
 regardless of  where they were conducted.  "The Committee coatnented
 that the text  of Chapter'3 of the report seemed to overemphasize
 the  Japanese cohort  study,  but felt that this and'other non-tJ.S.
 investigations were directly relevant to establishing that ETS is
 a carcinogen for lung  tissue.

      Given the variety of  study settings and the  potential for
 differences in exposure to ETS between (and even within) countries,
 it is not surprising that relative risks vary from study to study.
 The higher relative risks found in some  studies outside the United
 States  may in  part  be related  to differing characteristics of
 exposure to spousal smoking, differences in background ETS levels,
 or still other variables.  The committee believes that the report
 should  recognize such  potential  differences,  although adjustment
 for them may.be precluded by lack of detailed ETS exposure data in
 the various studies.   We do not  disagree with, the draft report's
 approach of incorporating data from around the world in estimating
 the numbers of lung cancer deaths in this country due to ETS, but
 believe that' the estimates  should be  interpreted cautiously.  In
 this  regard, we recommend  that  the assumptions used,  and their
 accompanying uncertainties  in estimating numbers of  lung cancer
 deaths attributable to ETS, be underscored.

 S.I,4  Os« of Kata-Anslv3ia  Meta-analysis is an appropriate tool
 to summarize the epidemiological  studies investigating the risk of
 ETS,  However,  the priority given the meta-analysis in this report
 in attempting to demonstrate that ITS is causally associated with
 lung cancer is  not justified.  Evidence  on the carcinogenic effect
 of active  smoking, the presence of carcinogens  in  ETS,  and pre-
 dicted lung cancer risk of  low dose  exposure to tobacco smoke from
 appropriate models, are an  important part  of establishing a causal
 relationship.    The meta-analysis could  then  be interpreted as
 showing the available epidemiologic evidence is consistent with a
 small elevated risk.

     Meta-analysis is  a general  term applied to a  wide range of
techniques whose objective is to synthesize findings across related
studies.  Although, there  is  still  considerable  debate over many
aspects of  conducting a meta-analysis, several criteria are usually
considered essential.   These  include;   1) clear- statement of the
objective of the meta-analysis; 2} precise definition of criteria

                               32

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                                          * '
 used to include (or exclude) studies; 3)  critical review of studies
 included in  the analysis;  and 4)  assessment of the effect of in-

 dividual studies  on the  analysis.   Many of these points were not
 adequately  addressed in  the  meta-analysis  provided in  the EPA
 document.

     The authors  of the draft  report  did not  provide  a precise
 statement of the  role of the meta-analysis.  In regard to general
 methodology, there  are several  roles a  meta-analysis might play.
 Bangert-Drowns  (1§86) distinguishes five different types of meta-
 analyses depending  on  the  question to  be addressed.   In the EPA
 draft report, the consistency  of the various studies  is addressed,
 an attempt  is  made to estimate overall  risk,  the possibility of
 heterogeneity  of  study  results  is considered,  and  geographic
 variation  is discussed  as  a possible  source  of heterogeneity.
 Unfortunately,  it is not clear which of  these issues  is the primary
 target of the  analysis.   If it was intended to address  all four
 issues, they were inadequately covered.   In regard to consistency
 of findings  (which  is probably the most important  issue),  the
 findings were not  presented in the most appropriate way.  Estimates
 with corresponding  confidence intervals  are the most  generally
 acceptable  method  of  presentation.    If  the  intention was  to
 investigate  heterogeneity,  then  formal  tests of  heterogeneity
 should have  been  provided.   If it was intended to address the
 hypothesized U.S./foreign difference, it would have been useful to
 test the difference in  risk between  the  two sub-groups of studies.

     Specific criteria  for including studies was not  provided.  The
 importance of this was reinforced at the Committee meeting when a
 reanalysis was  presented  on a different set of studies than those
 in the report.   This resulted  in a change in the overall risk est-
 imate.    Decisions  as to study  inclusion should'be made pj^ior to
analysis,  based on clearly stated criteria,  it is also desirable
to evaluate the impact on conclusions of closely related, but ex-
 cluded, studies.

     Finally, in  testing the  hypothesis of  an elevated relative
risk across studies, the reliance on the measure of "x-mimber of
studies rejecting out  of n11  as the basis  for  the p-values seems
somewhat arbitrary and  inefficient.  It  would be preferable to use
the  sum of  the  S-statistics __given  in the  report  as a  test
statistic,

                                33

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' S.I, 5   <3onf minders/MJacl as a i f ieat lea   Important potential  con-
 founders of the ETS-lung  cancer'relationship were.addressed in the
 report mainly by  carrying  out a separate meta-analysis of  those
 studies which included adjusted analyses.  The variables  included
 in these adjusted analyses  were age,  education,  and social class.
 Comparison of unadjusted and adjusted Rrs in those  studies  which
 present both,  suggests  that these variables  are relatively  un-
 important .

       There is no way to evaluate the importance of occupation,
 radon exposure, and  diet as confounders of  the ETS-lunf  cancer
 relationship,  or to adjust  for them,  since virtually none of  the
 studies contain  information on  them.    However, they  could be
 mentioned in the text as  potential eonfounders.

   ' •  The issue of misclassification  should not  .be restricted to
 misclassification of  current and ex-smokers as "never smokers.".
 It should also be mentioned that non-differential misclassification
 of diagnosis (diagnoses  other than lung cancer being incorrectly
 classified  as  lung cancer;  or vice versa) will cause a biasing of
 the SR toward  the  null*

      The misclassification  of smoking status  is differential in
 that current smokers  and (particularly)  ex-smokers are apt to be
 reported as "never smokers,11  whereas  the reverse  is unlikely.

      The adjustment for misclassification of smokers  as nonsmokers
 in the Report makes use  of the  formula  used  by  the national Re-
 search Council for prospective studies, but no-rationale or explan-
 ation for the  formula is given in either Chapter 4 or Appendix  B
 (Note also  that  several errors have been pointed  out in the  form-
 ulae given  in  Appendix B).   Also, no distinction is made between
 prospective and case-control studies.   In the  latter, in order  for
 bias due to misclassification of active smoking  status to occur,
 there has to be differential misclassification between cases  and
 controls.

      Finally, not enough attention is given  in the draft report to
possible non-differential misclassification of ETS exposure.  This
 is  an important issue,  since marriage to a smoking spouse is an
 imperfect proxy for total ETS  exposure,  In the case of dichotomous
 exposure, such misclassification would have the effect of biasing
the  RR estimate toward the null.

                                34

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      Other potential biases which deserve mention include recall
bias  (differential reporting of exposure status by cases compared
to controls) and bias due to the use of proxy respondents.

5.1.6   Characterization  of Uncertainties   Vis-a-vis  weight of
evidence,  the  draft document's  conclusion  that exposure  to ETS
sometimes  leads to the development of lung cancer in humans rests
upon two main arguments:  (l) the biological plausibility of such
a causal  association  is high,  given the known  effects  of active
smoking and the known composition of ETS»* and (2) the accumulating
epidemiologlc evidence on the relationship between exposure to ETS
and  lung  cancer appears  to argue  for a  positive effect.   With
exposure levels that are  usually guite low,  it  is  not surprising
that the association is weak in many studies and in the aggregate,
although,  given  the size of the exposed population,  societally
important.  Because the epidemiologic evidentiary base"for drawing
conclusions regarding  ETS's carcinogenicity  consists  mainly of
studies  of exposure  levels  produced by  spousal  smoking,  the
biological plausibility argument assumes great  importance.   Each
step in that argument should therefore be carefully addressed, with
the uncertainties encountered being spelled  out  explicitly.

     The biological plausibility argument depends upon establish-
ing:  (a) cigarette smoking's known carcinogenic effects;  and (b)
ETS's resemblance to mainstream tobacco smoke in terms of particle
size distribution and  composition of carcinogens,  co-carcinogens
and tumor promoters.

     (a)  Cigarette smokingfs known effects.   The document  would
          benefit from a more complete  presentation of  the evi-
          dence concerning  mainstream  tobacco   smoke's  role in
          causing lung cancer*  More detailed consideration of the
          dose-effect relationship  for inhaled tobacco smoke would
          better set the stage for presenting evidence  concerning
          the biological  plausibility  that  exposure  to ETS has
          similar,  albeit lesser, health  effects.

     (b)  ETS's resemblance  to mainstreamtobacco snoke.  The age-
          ing of tobacco snoke influences  its uptake and deposition
          in the lung and its potential  carcinogenicity.  Nonethe-
          less, there are strong similarities in the chemical and
          In vitro  biological activity  of ETS and mainstream to-
          bacco smoke,   These similarities should be discussed in

                               35  '

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           the content, of o-Cher complex  mixtures,  e.g.,  coke oven
           emissions,'  and "diesel".;exhaust  (The vork^of.Levtas'at EPA
           should'be revisited for'"this purpose) * *"•'' The uncertain-
           ties surrounding the evidence regarding changes in side-
           stream smoke composition  should be  assessed and the im-
           plications  of such findings for the biological plausibil-
           ity argument should be  spelled out  more  thoroughly.

      Epidemioloqi,c_evidence on the- relationship between exposure to
 ETS  and lung  -cancer should be described  more  completely,  with the
 deficiencies  of individual studies  used  to weight  their  contribu-
 tions to any  conclusions that are drawn.   The assumptions and un-
 certainties associated with  each  step of the  risk  assessment pro-
 cess ought to be explicitly  stated.

    .  Not all  the factors that  probably  contribute to- the uncer-
 tainties surrounding  the estimates  of deaths attributable to  ETS
 exposure are  now considered.    For  example, it  is important  to
 justify the  use of the particular biological marker  chosen  to
 estimate relative exposures  (and, therefore,  premature deaths)  in
 passive versus active smokers, since that choice can  cause  the
 attributable  deaths  figure  to vary  over a twenty-fold range.
 Consequently,  any estimate of the number of deaths to be expected
 each year  from exposure to ITS should be  justified  more adequately
 than is now the ease.  A graphical  presentation would clarify the
 uncertainties associated with each  step  as well as those inherent
 in the final  estimate  of attributable deaths.

     As noted in Section  3,2, the cigarette-equivalent approach has
 a great advantage in that it  is based on relatively sturdy SR de-
 terminations,  in active smokers, which can be used to -project the
 risk (in the •form of a percentage  of the risk in  active smokers)  to
 nonsmokers exposed  to ETS.   However, the assessment of  the  ciga-
 rette-equivalent in non-smokers due to exposure to ETS has a con-
 siderable  level of uncertainty embedded in it, i.e., about an order
 of magnitude.   Neither cotinine nor smoke particulate levels  are
 adequate direct indicators of carcinogenic components.

     'The other  type of exposure assessment is based on inferences
 from the epidemiologic studies.   Since spousal smoking  is a very
Important  exposure  proxy used in many studies,  there is  concern
about  how usable this categorical  classification  is for  quanti-
tative  exposure assessments.  Physical proximity,  daily  length of

                                36

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 exposure,  and  exposure  outside the home to ETS may be quite dif-
 ferent  in different cultures  and  over decades of  tine.   Misre-
 po'rting  of  smoking status  in the  cases  in  some  studies  also
 introduces  a bias.   Various  attempts have  been made  to apply
 corrections  for these biases.

     Both  the  relative   potency   approach  and  the  cigarette
 equivalent  approach share  an  implicit assumption  that particle
 phase  compounds,  and polynuclear  aromatic hydrocarbons  in  par-
 ticular, are the carcinogens of interest.  However, other carcin-
 ogens have been  identified in ETS, and many of  these  are in the
 vapor phase (refer back  to  Section 3.7 for a full description) .  To
 the degree that vapor phase carcinogens have been ignored, or in-
 completely collected or extracted for experiments, the potency of
 ETS has been underestimated.

     Another consideration is that  the  relative potency in animals
 is not necessarily the same as the relative potency in humans.  The
 complexities of tobacco emissions complicate the cigarette equiv-
 alent approach.  The referent mainstream emissions should be those
 of imfiltered  cigarettes,  upon which most  of  the active smoking
 epidemiologic data is based.  The variable ratios in sidestream to
mainstream emissions of toxins  lead  to differences in  the calcu-
 lated cigarette equivalents to which a passive smoker is exposed.
These different emission ratios are  one source of variability in
the ratio of biomarkers in smokers  and nonsmokers.   For example,
cotinine in nonsmokers is typically less than 1% of the level found
 in smokers, while  the median level of 4=aminobiphenyl  hemoglobin
adducts in nonsmokers was 14% of the median in smokers.  Further-
more,  DNA adducts are subject to repair mechanisms,  and. the rate of
repair may differ in smokers and nonsmokers.

 5.1.7 Quaatitativf Ria* Assessment  The Committee generally agreed
that the quantitative assessment of the risk of lung cancer due to
exposures to ETS  should be based on the human epidemiology studies
and that meta-analysis was a suitable  approach to combining  the
data.    This approach  is  the  most direct  and makes  the fewest
assumptions.   It should be noted that this approach is fully con-
sistent with the  risk  assessments  that have been  done  for aany
other carcinogens and that those assessments are generally based on
 fewer studies.
                                37

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     Given  that the epidemiology 'studies should be  the basis of
 the  risk assessment,  some refinements  of the risk-assessment are
 recommended:                                            •

 1. Criteria for Including Individual Studies in the Meta-analysis

     criteria to include or exclude  individual studies  from the
     meta-analysis should be determined and explicitly stated (See
     section 5.1.4, preceding).  The effects  of individual exclu-
     ded studies  on  the  quantitative risk assessment should be
     evaluated  and discussed.  The power of the individual studies
     should also be considered and discussed.

 2. Adjustment for Smoker Misclassification

     The rationale for the formula used to adjust for smoker mis-
     classification  should  be  given.  Appropriate distinctions
     should be  made in applying the misclassification formula to
     the case-control and the cohort studies.  Because of the mar-
     riage aggregation factor — the greater tendency for smokers
     to marry smokers — the misclassification of some smokers as
     nonsmokers can artificially inflate the relative risk of lung
     cancer associated with passive  smoking in cohort studies.  In
     case control studies,  misclassification by  itself  is  not
     enough to inflate the relative  risk.  Differential misclassi-
     fication, with cases mis-reporting more frequently than con-
     trols,  is needed.  The assumptions used in adjusting for smo-
     ker misclassification  and  their  effect on  the  adjustment
     should be more fully discussed.  If the approach taken is con-
     servative, then  it  is noteworthy  that the misclassification
     adjustment only lowers the relative risk estimate .from a lit-
     tle over 1.4 to 1.3.

3, Misclassification of Exposure

     some unexposed women,  classified  as  un-exposed (non-snokers
     married to non-smokers) may in fact be exposed to  relatively
     high   levels  of  ETS in the  workplace or  in  other settings
     outside of the home.   Some recent  of non-smokers1 exposure to
     nicotine indicate variations in exposures ranging over two
     orders of magnitude.  Correction  for "background"  exposure
     does not  adequately  correct for this misclassification.  Fur-
     thermore, the use of spousal smoking habits to classify  ETS

                                  38

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     exposure status Is  more likely to misclassify  American wo-
     men's exposure than Japanese women's  exposure because of dif-
     ferences in  American and  Japanese lifestyles.  Non-smoking
     American women married  to  non-smokers are more likely to be
     exposed to ETS outside of the home than are Japanese women be-
     cause  more American women work  outside  the  home  and have
     friends who smoke.  Some evaluation of the  effects of these
     biases would be appropriate in the risk estimations.

4. Uncertainties in the Estimate of Annual Lung Cancer Deaths Due
   to Passive Smoking

     The uncertainty in the relative risk estimate of lung cancer
     due to passive smoking is based only on statistical consider-
     ations.  There are other  uncertainties  that influence this
     estimate*  A more critical  analysis  of  the  potential for
     systematic bias should be done. Acknowledging such uncertain-
     ties  would provide greater balance to the report, while not
     substantially altering its overall message.

5, Dose-Response Estimation of Risk

     There are many more assumptions and uncertainties in any risk
     estimation made  on the  basis of  dose-response  or dosimetry
     than for epidemiologic data.  Nonetheless,  such  an estimate
     may be of value if the  assumptions  are fully stated and the
     uncertainties  in the estimate are quantitatively  estimated.
     With uncertainty  estimates  explicitly  included, this approach
     may well be consistent  with that based on epidemiology.  Ex-
     posure estimates  for  ETS should include  the  exposures from
     birth to age 15,   not only  fron   age  15 on up as is done for
     mainstream smoking.  This   can have  a substantial impact on
     the estimated risk.  Complex  dosimetry models should be con-
     sidered the subject of  research at this point in time,  since
     they require many more  assumptions.

6. Dose-Response Model for ETS-Radon Interaction Effects

     Development  of a  specific  dose-response model for ETS-radon
     interactions is not recommended.  The  interactions of ETS with
     radon are numerous and involve  both physical and  biological
     interactions which are not fully understood  at present.  Fur-
                               39

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      thermore, there are no relevant epidemiological  data concern-
      ing such  interactions.    '•"'•••;•:•    .   •    •..  ,

 5.1,7  Hon« va . WorXplacg  Exposure  The Committee recognizes that
 there is little epidemiologic  literature on the health effects of
 ETS  in the workplace, and  its  importance in relation to total ETS
 exposure.   However, the report should review  and  coaanent on the
 data that do exist, if  only to bring out the need for future re-
 search in this area.  The report should also review  and comment on
 the  data that exists on  exposure to ETS in public places.

      The Committee  also recommends that EPA staff discuss possible
 approaches for estimating the exposure of children to ETS in homes
 with one or more smoking parents.  This is recommended because of
 the potentially large public health impact of respiratory disorders
 in  children that  may be  caused by  exposure to  ETS.-   careful
 consideration should be  given  to  the differences in the exposure
 parameters  required for lung  cancer as opposed to respiratory
 disorder assessments.  For example, cancer assessment may require
 integrating exposures  over longer  time  intervals  than  does the
 assessment of respiratory disorders.  Besides developing approaches
 for  estimating average  child  population exposures,  it  is  also
 important to  establish  the  shape of the exposure distribution,
 particularly the tail of the distribution,  in order to determine
 whether  a numerically  significant subset of children  is at high
 risk.

 5.2
     Chapter  5  on respiratory  disorders  in children was  a com-
mendable first effort for a very difficult task.  Nevertheless, we
found that it could be substantively improved and that the conclu-
sions drawn could be made much stronger if the chapter is revised
in the manner suggested in Section 3.3.

     The  Committee  found the  evidence  for  respiratory  health
effects in children to be stronger and more persuasive than stated
in Chapter 5  of  the draft ETS Risk Assessment document, and rec-
ommends that  the new draft contain  a chapter  devoted to quanti-
tative risk assessment, in terms of  the number of children at risk
for various outcomes,   it would be  analogous  to Chapter 4, which
deals only with the evidence for lung cancer  risk discussed in
Chapter 3.  The  risks  are different, but it is possible that the

                                40  •

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 impact  of ITS  on respiratory health  in .children may  have much
 greater public health significance than the impacts of ETS on lung
 cancer  in  nonsmofcers.

     There will need to be new material in  the earlier chapters on
 lung dosimetry and the physical and chemical factors affecting it.
 The difference  in deposition  and retention of ETS components be-
 tween children and adults need to be recognized and considered in
 a risk  assessment.

 5-2.1   Weight of Evidence  The scope  of Chapter  5 is  limited to
 selected studies published subsequent to the 1986 Surgeon General's
 Report and the National Research Council Report.  Neither of these
 reports judged the associations of ETS exposure and children with
 adverse respiratory effects to be causal? alternative explanations
 for the associations including confounding and  information bias
 could not be excluded.  The additional literature available since
 1986 provides a basis for increased concern.  Thus,  the Committee
 urges a thorough review of the entire body  of evidence,  A consid-
 ered judgment cannot be made concerning causality without assessing
 the totality of the evidence including  studies reviewed in the two
 1986 reports and those published subsequently.

     In reviewing the weight of the evidence,  the present chapter
 5 does not establish an appropriate framework for considering the
 data.  The  alternative explanations for association of ETS exposure
 with  adverse  respiratory  effects need   to  be  clearly  listed
 (causality,  confounding,  information  bias) and  the  individual
 studies reviewed for the approaches used to  address confounding and
 information bias.  The weight  of  the evidence could then be judged
 to determine the causality of associations.           ' •

     with regard to including  the reviews of the 26 new reports as
Appendix I, the scope of the review should be expanded to include
 all studies not in the 1986  Surgeon General's Report.  A more com-
 prehensive search is needed since the 26 publications identified by
 the chapter's authors do not represent all significant publications
 on the effects of ETS on children published since 19S6.

 5.2.2   Confonndera  h number of confounders were mentioned by the
 report,  but addressed improperly.  These include in uterg exposure,
                                41

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 parental  reporting  bias,  and active 'smoking.
 siders  the  following  factors to fee. critical:
            The Committee con-
 Unreported Smoking
 Other  Indoor Pollutants
 Biological Precursors
  & Medical Characteristics
 Exposure to Biological
  Agents
Other Exposures (outdoor)
Parental Symptoms
Socio-Economic" Factors
Other Sources of Reporting Bias
(includes Annoyance Responses)
     One  must stress the biological precursors  important to the
effects of ETS in childhood.   These  include genetic predisposition
(physiological, immunological and biochemical), jji utero exposure,
and  breast  feeding.   These  also include environmentally-induced
atopy and residua of infections.   Pre-existing medical conditions,
such as  cystic  fibrosis,  congenital  defects  will also affect
responses to ETS,

     The  socio-economic  and behavioral factors  are important as
they relate to nutrition  (res resistance), familial crowding, and
other contacts (especially day care)» medical attitudes and medical
care, etc.   Socio-economic  status  (SES)  and day care  have been
shown to modify the effects of ETS.

     .Reporting bias is a  critical issue for ascertaining exposure,
as has been  documented by many previously.  There  are  two major
components to this, the positive bias and the negative bias.  The
first is  thought  to occur  associated  with parental  conditions
(e.g., Galley, 1974;  Cederlof and Colley, 1974).   The  second is
thought to  occur because the  respondent becomes annoyed by £TS
(e.g., Weber 1984;  Hugod  19 84? NCHS 1976j  NIOSH 1971), and/or have
anger/ aggress ion reactions (e.g., Jones and Bogat 3.97B).

     Effects  of  active/self-smoking  interacting  with  passive
smoking should be  discussed  (Bland  et  al,  19 78j Lebowitz et al.
1987 and 1988)

     Other exposures which have similar effects  (e.g., wood smoke,
other particulate matter, NQ2, formaldehyde)  may be confounding the
effects of ETS (Hammer et al. 1976; Anderson 1979,* Speizer et al.
1980 (with update),*  ComstocK et  al.  1981?  Melia et al.  1982; and
Koo  et al,  1988),  or may interact  with  ETS  in  producing effects
(Lebowitz et al,  1990, and in press).  Of course, individuals
                                42

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Including children may  have^ ifultiple micro-environaents in which
they are exposed, so insufficient information would tend to yield
incorrect exposure-response curves.

     Thus,  there  are many  possible eo-variates  and confounders
which should still be considered (Lebowitz 1990),

5,2.3  tJt>»  of  Mata-Analyais  The staff  should  give serious con-
sideration to meta-analysis of those studies of sufficiently sim-
ilar design to  warrant it.  However, it was not clear that there is
a body of suitable studies  for such  an analysis.   If one is war-
ranted, it should be guided, to the  extent possible,  by the same
considerations  outlined in Section 5,1,4.
                               43

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                   6»0  SOMMARY ANP CONCMTSIONa

      In conducting its review of  the ETS  Risk Assessment
 and policy Guide, the Coiwnittee found them to be good faith efforts
 to address complex and difficult issues  affecting public health.
 The authors attempted to  select  and interpret the most relevant
 information from an enormous and diverse scientific data base/ most
 of which was  not  designed or  intended to  yield the  information
 needed for this task,   since the tasK is extremely difficult,  it
 should come  as no  surprise that the  Committee also found the
 documents  to be incomplete  in many  respects.   The situation  is
 analogous  to that for the Criteria  Air  Pollutants,  where it has
 been necessary to  prepare and review two or more draft  documents
 prior to their endorsement  by  the  Clean Air Scientific  Advisory
 Committee  (CASAC)';   This  Committee  has  suggested tooth  organiza-
 tional and specific technical changes  and additional analyses that,
 if followed;- can result in improved ETS Risk Assessment and Policy
 Guide documents,  and  stands  ready  to  provide  further review
 comments on  the revised drafts,

      The SAB was asked  to address the following issues in reviewing
 the documents}
                in AdttlM  The Committee noted that Chapters 3 and
4  addressed only the  issue of lung cancer  risk for non-smoking
women  due to  spousal  smoking.   The revised document  should be
expanded to include the full range of cancer impacts of UTS.  The
Committee also noted a number  of areas where substantial improve-
ments  could be made  organizationally,  and in terms of content of
material that was not adequately covered or not covered at all, and
urge the EPA staff to redraft those chapters  as well.  -Comments on
specific issues within the broader context of lung cancer follow
below.

     1,   Carcinoganieitv  of ETS  The  Committee  concurs with the
Judgement  of  EPA that  Environmental  Tobacco   Smoke  should be
classified  as a  Class A  Carcinogen.   The  Committee had some
difficulty  with  the use  of the  Guidelines for  Carcinogen Risk
Assessment as they are currently formulated (51 FR 33992  August 22,
1986) .

     The strongest evidence for  the carcinogenicity  of  tobacco
smoke is that obtained in a large number of epidemiologic studies

                                44.

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 of  sucking and  lung cancer.   The  causality of  the connection
 between direct inhalation of tobacco smoke and excess  risk of lung
 cancer cannot be in doubt.  It has been demonstrated that cessation
 of  inhalation of tobacco smoke leads to a reduction of the excess
 lung  cancer risk.   The  risk has  been shown to be proportional to
 the amount of  smoke inhaled.  In terms of  overall impact it has
 been  shown that a very high proportion of the current lung cancer
 incidence  is due  to inhalation of tobacco  smoke.   The ageing of
 sidestream tobacco  smoke influences  its uptake and deposition in
 the lung and its  potential  careinogenicity,  but there are strong
 similarities in the chemical and  In  vitro  biological  activity  of
 ETS and  mainstream  tobacco  smoke,  and ETS  resembles mainstream
 tobacco smoke  in  terms  of particle  size  distribution and compo-
 sition of  carcinogens, co-carcinogens and tumor promoters.

           The  inhalation  of ETS  by children, by  non-smokers or
 former smoke'rs  represents  a risk that is much  snailer than that
 experienced by smokers,  but it is an involuntary exposure.  It is
 not uncommon to derive quantitative risk assessments of exposures
 to carcinogens  from data  obtained in more  heavily exposed occu-
 pational populations, and in that sense smokers represent a more
 heavily exposed population which can be used for extrapolation to
 the lower  exposures imposed on children and non-smokers.

     2.  apouaal Smoking-  All of the  studies cited in the report on
 ETS and risk of  lung cancer have made observations on married women
 who have been classified as  "never-smoking."   Those  married to a
 smoker are assumed to be exposed to greater levels  of  ETS than
 those married to a  nonsmoker.  As noted in the report, this rel-
 ative risk comparison is implicitly a comparison of women exposed
 to both spousal and other ETS to those exposed to other ETS only.

     Spousal smoking is believed to be a useful maker  for total ETS
 exposure because  (1)  it often indicates many years  of exposure:
 this contrasts with biological markers such as urinary cotinine,
which indicate  exposure at only one point in time; (2)  the level of
 ETS exposure in the home when the spouse  smokes appears to be of
 substantially greater magnitude than the background exposure.

     There are  potential limitations in the  use of  spousal smoking
as an indicator of ETS exposure that need to be considered:
                                45

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    l.    Spousal sraoking may account for a   relatively small  pro-
         portion 'of lifetime ETS  exposure.

    2,   The difference in ETS exposure comparing household exposure
         versus  household plus background  exposure  may differ in
         different countries and  different  regions within the U.S.

    3,    A major source of  ETS  exposure  is  that  incurred in child-
         hood/   which  could contribute to  increased lung cancer
         risk in an adult.

    4.   The use  of spousal smoking as an indicator of exposure may
         amplify the risk of misclassificmtion  of smokers as non-
         smokers.  p                                   '

   '• 5 ,   Spousal  smoking status  could be  associated .with several
         sources of confounding, e.g.,  lower socio-economic class,
         diet, alcohol, drugs, more exposure to air pollution , etc.,
         factors that could possibly increase lung cancer risk.

     Despite various limitations as an  indicator of  ITS  exposure,
spousal smoking status is a reasonable method of  identifying people
with greater, versus lesser, ETS exposure.
     3.  q^|^«C8jkat_«araj^^^                The Committee felt that
data  from studies  conducted  overseas as  well as  in  the United
States  should be utilized in evaluating whether exposure to ETS
increases risk of lung cancer.  It is  appropriate to examine the
totality of evidence from all  the  case-control and cohort studies,
regardless of where they were conducted,

     4.   Pa» of Mota-xnalyais   Meta-analysis is an appropriate
tool to summarize  the epidemiological  studies investigating the
risk of ETS.   However, the priority given the me-ta-analysis in this
report In attempting to demonstrate that ETS is causally associated
with lung cancer is not  justified.   Evidence on the carcinogenic
effect of active smoking, the presence of  carcinogens in BTS, and
predicted lung cancer risk of low dose exposure to tobacco smoke
from appropriate models  are  an important part of establishing a
causal relationship.  The meta-analysis could then be interpreted
as showing the available epidemiologic evidence is consistent with
a small elevated risk.
                                46

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     5.   CoBjfounders/Miaclassifigatign   Important potential con-
founders of the ETs-lung cancer relationship were  addressed in the
Report  mainly  by carrying out  a  separate  meta-analysis of those
studies which  included adjusted  analyses.  The main confounders
included  in these  adjusted analyses were: age,  education,  and
social class.  Comparison of unadjusted and adjusted RRs in those
studies which present both, suggests that these variables are not
important eonfounders.

      As  for  other potential confounders of  the  ETS-lung cancer
relationship, including occupation, radon exposure, and diet, there
is no way to evaluate their importance as confounders or to adjust
for them,  since virtually none of  the studies contains information
on them. However, they could be mentioned in the text as potential
confounders.

     The issue  of misselassification should not be restricted to
misclassification of current  and  ex-smokers as "never smokers."
It should also  be mentioned that miselassification of diagnosis
(diagnoses other than lung cancer being incorrectly classified as
lung cancer; or vice versa) will cause a biasing of the RJR toward
the null.

     Not enough  attention  was given to  possible non~differential
miselassification of ETS  exposure.   TMs is  an important issue,
since marriage to a smoking spouse is an imperfect proxy for total
ETS exposure.  In the case of dichotomous exposure, such miselas-
sification would have the effect of biasing  the RR estimate toward
the null.   Other potential biases which deserve  mention include
recall bias  (differential  reporting of exposure  status by cases
compared to controls) and bias due to the use of proxy respondents,

     **  Charactarj^atiort of Pqcertainti«»   The  draft risJc  as-
sessment document's findings on the ETS/adult lung  cancer relation-
ship is based, on two main arguments;  (1) biological plausibility;
and  (2) eDidemioJ.ocrlg: evidence.  with  exposure  levels that are
usually quite low,  it is not surprising that the association is
likely to be  weak although,  given  the  size of the exposed pop-
ulation, societally important.  Because the epidemiologic eviden-
tiary base for drawing conclusions regarding ETS "a carcinogenicity
consists mainly of studies of exposure levels  produced by spousal
smoking, the biological plausibility argument  assumes great impor-
                                47

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 tance.   Each  step in that argument should therefore be carefully
 addressed,  with -the uncertainties encountered  bejlng  spelled out
 explicitly.

     7 *   Quantitative Rislc  Agaaaaajent   The  Committee generally
 agreed that the quantitative assessment  of the risk of lung cancer
 due to exposures to ETS  should be  based on the human epidemiology
 studies and that meta-analysis was a suitable approach to combining
 the data.  It is  direct and makes few assumptions.   It should be
 noted that this approach is fully consistent with the risk assess-
 ments that have been done for many other  carcinogens and that those
 assessments are generally based on fewer studies.

     Given that  the epidemiology  studies should be the  basis of
 the risk assessment,  some  refinements of  the  risk assessment- are
 recommended with respect to:

     1.  criteria for Including Individual studies in the Meta-
         analysis

     2,  Adjustment for Smoker Misclassification

     3.  Misclassification of Exposure

     4.  Uncertainties in the Estimate of Annual  Lung Cancer Deaths
         Due to Passive Smoking

     5.  Dose-Response Estimation of Risk
     8*  Hon« va. Workplace Exposure  The Committee recognizes that
there is little epidemiclogic literature on the health effects of
ITS  in the workplace.    However,  the  report  should  review  and
comment on the data that do exist.

B.   Respiratory  Dioordarg in children  chapter  5  on respiratory
disorders in children was a commendable first effort  for a very
difficult task.  Nevertheless, we found that it could be substan-
tially improved and that the conclusions drawn in it could be made
much stronger if the chapter was revised in the manner suggested in
this report.

     The committee  found  the  evidence  for respiratory health ef-
fects  in  children  to be  stronger and more persuasive than that
stated in Chapter 5 of the draft ITS Risk Assessment document, and

                               48,

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 recommends that the new draft contain a chapter devoted to quanti-
 tative risk assessment.  It would be analogous to Chapter 4,  which
 deals only  with the evidence for  lung  cancer risk discussed  in
 Chapter 3.  The risks  are different, but it  is possible .that  the
 impact of  ETS on  respiratory  health  in children  may have much
 greater public health significance  than  the impact  of  ETS on lung
 cancer in nonsjaokers.

      The earlier chapters on lung dosiwetry and the physical  and
 chemical factors affecting it should incorporate new material.  The
 difference in deposition and retention of  ETS components  between
 children and adults need to be established and considered in a risk
 assessment.

      Comments  om specific issues  follow:

      1.   might of Hvidenca   The  scope of chapter 5 is  limited to
 selected studies  published  subsequent  to  the  1986  Surgeon Gen-
 eral's Report  and  the National Research Council Report,  The  addi-
 tional literature  available since  1986  provides  a  basis  for  in-
 creased  concern.  Thus, the Committee  urges a thorough review  of
 the  entire body of evidence.   Judgment cannot be made  concerning
 causality without  assessing the totality of  the evidence including
 studies  reviewed  in the  two 1986  reports and  those published
 subsequently.

      In  reviewing  the weight  of the evidence, the present  Chapter
 5 does, not establish an appropriate framework for considering  the
 data.  The alternative explanations for association of ETS exposure
 with adverse respiratory effects need to be clearly listed  (causal-
 ity, confounding,  information bias)  and the  individual studies  re-
 viewed for the approaches used to  address confounding and  informa-
 tion bias.  The weight of the evidence  could then  be judged to de-
 termine the  causality of associations.

     2.  C.pqfounders  A  number of confounders were mentioned by  the
 report, but  addressed improperly,  such as j,u utero exposure, par-
 ental  reporting  bias, and active smoking.

     The biological precursors important to the effects of ETS  in
childhood  include  genetic predisposition (physiological,  iurauno-
 loglcal and  biochemical),  in  utero  exposure, and breast  feeding.
These  also include environmentally-induced atopy and  residua  of

                    •' '  - "•       49

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infections.    Pre-existing  aedical . conditions,   such as  cystic
fibrosis, congenital defects will also affect responses to,ETS~.

     The  socio-economic  and behavioral factors are  important as
they relate to nutrition (re:  resistance),  familial crowding and
other contacts (especially day care), medical attitudes and medical
care, etc,  SES and day care have been shown to modify effects of
ETS.
     3.  Og« _of Kata-Analysia  The staff should five serious con-
sideration to meta-analysis of those studies of sufficiently sim-
ilar design to warrant it.  However, it was  not clear that there
was a body of  suitable studies for such an analysis.   If one is
warranted, it should be guided, to the extent possible, by the same
considerations outlined for meta-analysis for lung cancer.
                               50

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