oEPA
                United States
                Environmental Protection
                Agency
                Office of Pesticide Programs
                Washington, DC 20460
EPA 540/9-86-133
June 1986
Hazard  Evaluation Division
Standard Evaluation Procedure
                Non-Target Plants: Vegetative Vigor -

                TierS  1  and 2             Support Document #35.

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                                EPA 540/9-86-133
                                June 1986
            HAZARD EVALUATION DIVISION

          STANDARD EVALUATION PROCEDURE

NON-TARGET PLANTS:  VEGETATIVE VIGOR  - TIERS  1  AND 2
                    Prepared by

               Robert W. Hoist,  Ph.D.
  Standard Evaluation Procedures  Project  Manager
                Stephen  L.  Johnson
            Hazard  Evaluation  Division
           Office of Pesticide Programs
  United States Environmental  Protection Agency
           Office  of  Pesticide Programs
             Washington,  D.C.   20460

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                          TABLE OF CONTENTS


                                                        Page

  I. INTRODUCTION

       A.  Purpose of the Standard Evaluation
           Procedure	    1
       B.  Background Information	 .    1
       C.  Objectives of Vegetative Vigor Tests  	    1
            1.  Tier 1 Test	    1
            2.  Tier 2 Test 	    2


 II.  INFORMATION TO BE SUPPLIED	    2


III.  DATA INTERPRETATION 	    2


 IV.  THE DATA EVALUATION PROCESS

       A.  Identify Data Gaps 	    3
       B.  Assess the Appropriateness and Adeguacy of
           the Data 	    3
       C.  Report Preparation 	    4
       D.  Conclude if the Reguested Action
           is Supportable	    4


  V.  APPENDICES

       Appendix 1:  Information Reguested of the
                    Registrant 	    5
       Appendix 2:  Specific Questions for the
                    Reviewer 	   9

       Appendix 3:  Sample Standard Format for
                    Preparation of Scientific
                    Reviews 	  12
  REFERENCES	  13

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        NUN-TARGET PLANTS-.  VEGETATIVE  VIGOR - TIERS  1 AND  2


I.  INTRODUCTION

     A.  Purpose of the Standard Evaluation Procedure

     This Standard Evaluation Procedure  is designed to aid  Ecologi-
cal Effects Branch (EEB) data reviewers  in their  evaluations of
preliminary (Tier 1) laboratory vegetative vigor  studies  submitted
by registrants in the assessment of pesticide effects on  non-target
plants.  This document is also designed  to aid EEB reviewers in
their evaluations of laboratory/greenhouse/smal1  field plot  (Tier  2)
vegetative vigor"S"tudies submitted by registrants for the same
purpose.

     B.  Background Information

     Vegetative vigor studies are designed to provide phytotoxicity
data on a pesticide.  These phytotoxicity data are needed to evalu-
ate the effect of the level of pes.ticide .exposure to  non-target
terrestrial plants and to assess the  impact of pesticides on endan-
gered and threatened plants as noted under the Endangered Species
Act.  The preliminary level (Tier 1) study evaluates  the  effect  of
the maximum exposure level while the greenhouse/laboratory/small
field plot (Tier 2) study evaluates the  effects of differing exposure
levels.  Where a phytotoxic effect is noted in one or more  plants,
further terrestrial vegetative vigor studies may  be required.  These
studies are required by 40 CFR § 158.150 to support the registration
of any pesticide intended for outdoor use under the Federal  Insecti-
cide, Fungicide and Rodenticide Act (FIFRA), as amended.

     Pesticides with outdoor use patterns that do not readily release
the pesticide to the environment do not  have to be evaluated using .
this phytotoxicity test.  These use patterns include  tree injection,
subsurface soil applications, recapture  systems,  wick applications,
and swimming pool uses.  If any of these use patterns do  readily
expose non-target plants to the pesticide, as through vapors, the
pesticide phytotoxicity potential may need to be  evaluated.

     C•  Objectives of Vegetative Vigor  Tests

          1.  Tier 1 Test

     The objective of the Tier 1 vegetative vigor test is to deter-
mine if a pesticide exerts a detrimental effect to plants during
the vegetative growth period of their development as  a result of
post-emergent foliar or soil applications.  The test  is performed
on species from a cross-section of the  non-target terrestrial plant
population that have been historically  used for this  type of testing
and, therefore, have known types of responses.  This  is a maximum
dose test designed to evaluate the phytotoxic effects of  the pesti-
cide quickly at the one dose.

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            2.   Tier 2 Test

       The objective of the Tier 2 vegetative vigor test is to deter-
  mine if a pesticide exerts a detrimental effect to plants during
  the vegetative growth period of their development.  The test is per-
  formed on species from a cross-section of the non-target terrestrial
  plant population that have been historically used for this type of
  testing and,  therefore, have known types of responses.  This is a
  multiple dose test designed to evaluate the phytotoxic effects of
  the pesticide over a wide range of anticipated pesticide quantities
  as may be tound in the environment.


 II.  INFORMATION TO BE SUPPLIED                  v -~~~

       The registrant's report on vegetative vigor studies should
  include all information necessary to provide:  1) a complete and
  accurate description of the laboratory/greenhouse treatments and
  procedures, 2) sampling data and phytotoxicity rating, 3) data on
  storage of the plant material until analysis, if so performed,
  4) any chemical analysis of the plant material as to chemical con-
  tent, if so performed, 5) reporting of the data, rating system and
  statistical analysis, and 6) quality control measures/precautions
  taken to ensure the fidelity of the operations.

       A guideline of specific information that should be included in
  the registrant's report on vegitative vigor studies is provided in
  Appendix 1 of this document.  The lists of requested i rif orroat ion
  and reviewer aids are derived from the Pesticide Assessment Guide-
  lines, Subdivision J;  Hazard Evaluation of Non-Target Plants,
  which is complemented by this Standard Evaluation Procedure.


III.  DATA INTERPRETATION

       The acceptability of the study results will depend upon whether
  the test requirements/standards are followed.  If a deviation is
  made, a determination must be made as to whether the deviation has
  changed the quality of the results in such a manner that the results
  cannot t>e extrapolated to the natural environment.  There should be
  little or no deviation from the liberalized standards prescribed in
  this study.

       The results of the phytotoxicity test of the chemical with re-
  spect to the quantity applied post-emergent to the foliage or soil
  are important.  The concentration of the chemical in the carrier is
  important in that stronger concentrations than normally used can
  lead to burning and necrosis or undesired growth.  Subtoxic concen-
  trations, on the other hand, may cause unwanted rapid growth.

       Plants can recover from certain types of injury that will have
  little or no effect on the esthetic or economic value of the plant(s)

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                                 -3-
 tested or to wnich an evaluation is made.  Therefore, it is important
 that a minimum of two weeks of observations be made after application
 of the pesticide; three to four weeks are preferable.

      A decision point to proceed on to the next higher test is a 25%
 detrimental effect, i.e., a 25% reduction or over-enhancement in
 plant growth or injury as compared to the untreated controls.  This
 level is considered to be that point at which the plants will not
 recover to their full esthetic value, economic value, or reproductive
 potential as in the case of the maintenance of the endangered or
 threatened species.


IV.  THE DATA EVALUATION PROCESS          ^ -~~

      Upon careful examination of the information/data supplied by
 the registrant in his submission to the Agency, the reviewer shall
 evaluate the data as follows.

      A.  Identify Data Gaps

      Using Appendix 1 of this document as a guide, the reviewer
 should look for data gaps - omissions in the information supplied
 by the registrant in his report.  These should be duly noted in the
 reviewer's report, and a judgment made as to which are considered
 significant enough to adversely affect the review process.  Those
 so identified should be communicated back to the registrant by the
 Product Manager for corrective action.

      B.  Assess the Appropriateness and Adequacy of the Data

      The data reviewer then considers the appropriateness, i.e., the
 intended use pattern, and adequacy of the data/information that has
 been supplied.  Appendix 1 of this document is a useful guide to.the
 various parameters that need to be considered.  Appendix 2 provides
 specific questions that should be answered by the reviewer during
 the study evaluation process.  Statistical treatments of the data
 should be independently verified and the quality control precautions
 noted.

      As an adjunct to these, the reviewer should draw upon the tech-
 nical guidance in the reviewer aids materials that are available.
 (See also the recommended references in Subdivision J - Hazard Eval-
 uation;  Non-Target Plants.)  A listing of additional source materials
 is located in the References section of this document.

      In addition to the data gaps noted above, any perceived defici-
 encies in the data/information supplied should be identified.  A
 statement as to these deficiencies should be made in the reviewer's
 report and corrective action to resolve them should be provided.
 This information can be relayed to the registrant by the Product
 Manager for appropriate action.

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                                -4-
     C.  Report Preparation

     The Agency reviewer prepares a standard review report  following
the standard format for preparation of scientific reviews as provided
in Appendix 3 of this document.  All important  information  provided
by the registrant including the methodology and results should be
summarized in order that future evaluations can be made.  The
results may be expressed in the form of tables where specific values
are related.  Figures (graphs) may be provided but are not  to be
the sole source of the values needed for future evaluations.

     D.  Conclude if the Requested Action is Supportable

     Lastly, the reviewer considers the results of the vegetative
vigor studies and makes a judgment as to whether they support the
requested registration action of the data submitter.  If the data
are not supportive, possible alternative action(s) that may be taken
by the registrant, such as label modifications, are suggested.  If
deficiencies/omissions exist in the submitted data, the reviewer
may have to defer judgment until such time as appropriate corrective
action has been rendered by the registrant.

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                                 -5-
                              APPENDIX 1

               INFORMATION REQUESTED OF THE REGISTRANT


      The registrant's report on preliminary vegetative vigor studies
 should include all information necessary to provide:  1) a complete
 and accurate description of the laboratory/greenhouse/field treat-
 ments and procedures, 2) sampling data and phytotoxicity rating,
 3) data on storage of the plant material if so performed, 4) any
 chemical analysis of the plant material as to chemical content,
 5) reporting of the data, rating system, and statistical analysis,
 and 6) quality control measures/precautions taken to ensure the
 fidelity of the operations.

      Specifically, each laboratory/greenhouse/small field plot vege-
 tative vigor report should include the following information.

 I.  General

      0  Cooperator or researcher (name and address), test location
 (county and state; country, if outside of the U.S.A.), and date of
 study;

      0  Name (and signature), title, organization, address, and tele-
 phone number of the person(s) responsible for planning/supervising/
 monitoring;

      0  Trial identification number;

      0  Quality assurance indicating:  control measures/precautions
 followed to ensure the fidelity of the phytotoxicity determinations,
 record-keeping procedures, and availability of logbooks; skill of
 the laboratory personnel; equipment status of the laboratory or
 greenhouse; degree of adherence to good laboratory practices; and
 degree of adherence to good agricultural practices in maintaining
 healthly plants; and

      0  Other information the registrant considers appropriate and
 relevant to provide a complete and thorough description of the test
 procedures and results.


II.  Test Substance (Pesticide)

      0  Identification of the test pesticide active ingredient (ai)
 including chemical name, common name (ANSI, BSI, ISO, WSSA), and
 Company developmental/experimental name;

      0  Active ingredient percentage in the technical grade material
 or in the manufacturing-use product, if the technical grade material.
 is unavailable for test purposes;

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                                  -6-
       0  Solvent used to dissolve and apply the pesticide if the
  pesticide is insoluble in water or other intended carrier;

       0  Dose rate(s) in terms of active ingredient per area of land
  or of leaf (if leaf-area-index is provided);

       0  For Tier 1, dose rate(s) in terms of  the maximum label
  rate, or if the registrant has shown that the maximum quantity that
  will be present in the non-target area is significantly less than
  the maximum label rate, the dose equal to or  no less than three
  times that maximum environmental quantity;

       0  For Tier 2, dose rate(s) in terms of  less than the maximum
  label rate, with dosages in a geometrical progression of no more
  than two-fold and with subtoxic (< £059 level) and non-toxic (no-
  observable -effect- level ) concentrations;

       0  Method of application including equipment type; and

       0  Number of applications.


III.  Plant Species

       0  For Tier 1, identification of the six dicotyledonae species
  and four monocotyledonae species with family  identification.  The
  six dicots are to be of at least four different families and the
  moncots of at least two families.  Soybeans,  corn, and a dicot root
  crop like carrot are the required species. The proposed species
  and families as originally provided in Subpart J of the proposed
  guidelines [FR notice of 3 November 198U] are given below and are
  acceptable for the laboratory/greenhouse vegetative vigor test.
    Family

  Solanaceae
  Cucurbitaceae
  Compos itae
  Leguminosae
  Cruciferae
  Umbelliferae
  Gramineae
  Gramineae
  Gramineae
  Amaryllidaceae
  Species

Lycopersicon esculentum
Cucumis sativus
Lactuca sativa
Glycine max
(Innoculated with Rhizobium japonicum)
  Common

Tomato
Cucumber
Lettuce
Soybean
Brassica oleracea
Daucus carota
Avena sativa
Lolium perenne
Zea mays
Allium cepa
Cabbage
Carrot
Oat
Perennial Ryegrass
Corn
Onion
       0   For Tier 2,  identification of the plant species tested
  including those phytotoxically affected in the Tier 1 test;

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                                 -7-
      0  Identification of the cultivar(s) of the plant species or
 assignment of an identification number of the cultivar used and the
 plant source;

      0  Identification of the number of replicates and the number of
 plants per replicate per dose; and

      0  Identification of the date of planting, date of pesticide
 application, and date of phytotoxicity rating or harvest.


IV.   site of the Test

      0  Site description of the vegetative vigor study such as the
 type of growth chamber, greenhouse, or field (small field plots);

      0  Location of the test site;

      0  Climatological data during the test (records of applicable
 conditions for the type of site, i.e., temperature, thermoperiod,
 rainfall or water regime, light regime .- .intensity and quality,
 relative humidity, wind speed);

      0  Field lay-out (for small field plots), e.g., size and number
 of  control and experimental plots; number of plants per plot/unit
 area;

      0  Pot, plate or row density of plants;

      0  Cultural practices such as cultivation and irrigation; and

      0  Substrate characteristics (name/designation of soil type and
 its physical and chemical properties, including pH and percent
 organic matter).                                                 .


 V.   Results

      0  Phytotoxicity rating (including a description of the rating
 system) for each plant or population in the test;

      0  Reporting of weight, height, or other growth parameters that
 may have been measured to ascertain toxic effects of the pesticide
 upon the plants with dates of observations; and

      0  Statistical analysis of the results including an environmen-
 tal or effective concentration effect (EC) value.  (Note, with only
 one dose level in Tier 1, there will be only a percent effect
 level at a specific concentration which is then compared to 25% of
 the growth [mass or rate] of the control.)

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VI.  Evaluations

      0  For Tier 1 studies, determination as to whether Tier 2
 studies would be required due to phytotoxic effects noted in one or
 more of the tested species.

      0  For Tier 2 studies, determination as to whether Tier 3 tests
 (terrestrial field study) would be required due to phytotoxic effects
 noted on one or more of the tested species.

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                                 _ Q —



                              APPENDIX 2

                 SPECIFIC QUESTIONS FOR THE REVIEWER


      The following questions are provided to aid the reviewer in
 performing the standard evaluation procedure in a scientific manner
 and in acquiring the necessary information to complete a standard
 format for preparation of scientific reviews.

 I.  General

      0  Was the name of_ the cooperator or researcher (name and
 address), test location (county and state; country, if outside of
 the U.S.A.), ana date of study provided?

      0  Was the name Jand signature), title, organization, address,
 and telephone number of the person(s) responsible for planning/super-
 vising/monitoring and, for small field plot studies, applying the
 pesticide provided?

      0  Was the trial identification number provided?

      0  Were quality assurance control measures/precautions indicated?


II.  Test Chemical

      0  Is the test chemical being used the technical grade, or if
 not available, the manufacturing-use product with the highest
 percentage of active ingredient?

      0  Is the active ingredient percentage or degree of purity of
 the chemical given?

      0  If a solvent was used, was it used at concentrations that
 were not phytotoxic and was a solvent control used?

      0  Is the dose given in quantity per unit area (of plant or
 land surface) or in tank concentration?

      0  For Tier 1, was the dose equal to or greater than the maxi-
 mum label rate, or if registrant has shown that the maximum quantity
 that will be present in the non-target area is significantly less
 than the maximum label rate, was the dose equal to or no less than
 three times that maximum environmental quantity?

      0  For Tier 2, was the maximum dose  less than the maximum label
 rate?

      0  For Tier 2, were the additional dosages of a geometric pro-
 gression of no more than two-fold, e.g.,  0.1, 0.2, 0.4, 0.8, 1.6 kg/ha?

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                                  -10-
       0   Were a subtoxic (£€59 level)  and a non-toxic (no-observable-
 _ef feet-level)  concentration evaluated?


III.  Test Species

       0   For Tier 1,  were at least ten different species tested?

       0   For Tier 1,  were the ten species split between monocots and
  dicots,  four and six,  respectively?

       0   For Tier 1,  were the ten species from six different f-amilies
  and the  family names provided?                                 __

       0   For Tier 1,  were two of the species tested soybeans and corn
  and was  the third species a dicot root crop?

       0   For Tier 2,  were at least those species that were phytotox-
  ically  affected in Tier 1 tested?

       0   Where  various  cultivars could be used such as in the case
  of most  agronomic and  horticultural plants, were cultivar or varietal
  names provided?

       0   Were the plant sources provided?

       0   Were there at  least three replicates with five plants per
  replicate for  each dose level?

       0   Were the plants at least one  week to four weeks post-emergent
  and in  the exponential stage of growth at the time of application?

       0   Were the plants healthy and not in a state of stress?

       0   Were endangered or threatened plant species not used?


 IV.  Test Procedures

       0   Was the test site specified,  i.e., greenhouse,  growth cham-
  ber, or  small  field  plot?

       0   Were the environmental conditions that prevailed during the
  test (temperature and  thermoperiod, light regime - intensity and
  quality, relative humidity, rainfall  or watering regime, wind)
  provided as appropriate for the site?

       0   Were the environmental conditions that prevailed during the
  test those most favorable and most typical to the growth of the
  plants  used?  Were these conditions referenced?

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                                 -11-
      0  Was the test durat.ion at least two weeks in length?

      0  Were observations taken at least weekly?

      0  Was the method of pesticide application including the type
 of application equipment employed given?


 V.  Reporting

      0  Were the detrimental effects reported as severity of phyto-
 toxicity, growth inhibition, etc. (rating or percentage)?

      0  If a rating system was used, was an explanation provided?

      0  Were abnormal changes in growth, development and/or morpho-
 logy reported as compared to the controls or "normal" jplants?

      0  Though not required, were direct measurements of height
 and weight of the plants provided?

      0  Were the results statistically analyzed?  Note that care
 should be taken in interpreting the statistical results where the
 sample size is small.


VI.  Evaluation

      0  Were the results tabulated to indicate a percentage effect
 level (EC value) for each species as compared to the untreated con-
 trol plants?

      0  For Tier 1 studies, was a determination made as to whether
 Tier 2 tests should be performed if any of the Tier 1 species were
 detrimentally affected (greater than 25% detrimental effect on
 growth)?

      0  For Tier 2 studies, were 25 and 50 percent detrimental
 effect levels determined for those plant species of Tier 1 that
 showed a phytotoxic effect to the chemical?

      0  For Tier 2 studies, was a determination made as to whether
 Tier 3 tests (terrestrial field study) should be performed if any
 of the Tier 2 species were detrimentally affected (greater than 25%
 detrimental effect on growth)?

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                                -12-
                             APPENDIX 3

    SAMPLE STANDARD FORMAT FOR PREPARATION. OF SCIENTIFIC REVIEWS


     The following format shall be used in documenting the review of
the Subdivision J - Hazard Evaluation:  Non-Target Plants - Tier 1
and Tier 2 Vegetative Vigor Studies.


Chemical:     (Common Name)

Formulation:  (Percent Active Ingredient)

Study/Action: (Purpose of the Submission)

Study Identification:

              (Subdivision J Test Title)
              (Reference or Registrant Data Information with
               Study Number)          .•
              (EPA Accession Number)

Reviewer:     (Name and Address of Reviewer; Date of Review)

Approval:     (Quality Control Reviewer)

Conclusions:  (Summary and Conclusion of Tests)

Acceptability and Recommendations:

              (Decide as to (1) the scientific validity of the study
              and (2) compliance to the Subdivision J - Vegetative
              Vigor Tier 1 and Tier 2 Studies.)

Background:   (Introductory Information and Directions for Use)

Discussion:   1. Study Identification
              2. Materials and Methods
              3. Reported Results
              4. Reported Conclusions
              5. Reviewer's Interpretation of Results and Conclusion

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                              REFERENCES


Truelove, B.,  ed.   1977.   Research Methods in Weed  Science.   Southern
     weed science  Society.  Auburn, AL:  Auburn Printing,  Inc.

     Other  scientific articles on vegetative vigor  may  be  found in
the  following  journals:

     Agronomy  Journal
     Environmental Science and Technology
     Journal of Environmental Quality
     Soil  Science  and Plant Nutrition
     Weed  Science
                       ft US. GOVERNMENT PHINTDra OFFICE:  1986 - 621-735 - 1302/60519

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