EMTS Quarterly Reports: Getting Started Guide &EPA United States Environmental Protection Agency ------- EMTS Quarterly Reports: Getting Started Guide Compliance and Innovative Strategies Division Office of Transportation and Air Quality U.S. Environmental Protection Agency SEPA United States Environmental Protection Agency EPA420-B-11-012a June 2011 ------- Quarterly Reports - Getting Started Guide EMTS generates the following quarterly reports: • RFS2 EMTS Activity Report (Assigned RINs) • RFS2 EMTS Activity Report (Separated RINs) • RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) • RFS2 EMTS RIN Generation Report • RFS2 EMTS Transaction Error Report Examples of each report are contained in the appendix. All reports are generated automatically by EMTS, with the exception of the RFS2 EMTS Transaction Error Report. See the section "How do I create a Transaction Error Report?" for guidance on how to generate this report. Important: Once a Transaction Error Report is generated for your organization, it cannot be changed in any way. Table 1 describes the reports and indicates how they are related to the reporting forms. All reporting forms pursuant to requirements in 80.1451 are available at http://www.epa.gov/otaq/regs/fuels/rfsforms.htm. Quarterly reports must be submitted within two months of the end of the quarter. Table 1: ETMS Quarterly Report Descriptions EMTS Report Availability in EMTS Description Old RFS1 Reporting Form New RFS2 Reporting Form RFS2 EMTS Activity Report (Assigned RINs) RFS2 EMTS Activity Report (Separated RINs) RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) Generated by EMTS within 10 business days of the end of the quarter. Generated by EMTS within 10 business days of the end of the quarter. Generated by EMTS within 10 business days of the end of the quarter. RFS2 RIN information for the RFS0101 report. EMTS provides the total number of assigned RINs owned at the start of the reporting period; the aggregate number of RINs bought, sold, and retired for the quarter; and the total number of RINs owned at the end of the quarter. RFS2 RIN information for the RFS0101 report. EMTS provides the total number of separated RINs owned at the start of the reporting period; the aggregate number of RINs bought, sold, and retired for the quarter; and the total number of RINs owned at the end of the quarter. Detailed transactions grouped by transaction type for an organization. Includes Buy, Sell, Separate and Retire transactions. RFS0100: RFS Activity Reporting Form (40 CFR 80.1152(c)(2)) RFS0100: RFS Activity Reporting Form (40 CFR 80.1152(c)(2)) RFS0200: RIN Transaction Report. RFS0102 (40 CFR 80.1451(c)(2)) RFS0102 (40 CFR 80.1451(c)(2)) No Excel version; only EMTS PDF version. Note that RFS1 RIN transactions are reported in the newRFS0201 (40 CFR (cont.) EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- EMTS Report Availability in EMTS Description Old RFS1 Reporting Form New RFS2 Reporting Form RFS2 EMTS RIN Generation Report RFS2 EMTS Transaction Error Report Generated by EMTS within 10 business days of the end of the quarter. Can be created in EMTS following the quarter. Deadline to create is the quarterly reports submission deadline. Detailed batches of RINs generated for an organization. Includes only Generate transactions for the quarter. Detailed transactions for which a discrepancy exists between the EMTS and the organization's internal record-keeping system, as reported by the organization. RFS0400: RFS RIN Generation Reporting Form (40 CFR 80.1152(bXl)) No equivalent. No Excel version; only EMTS PDF version. The RFS0400 may only be used for RFS1 RINs generated prior to July 1,2010. RFS2 RINs are reported in the new RFS2 EMTS RIN Generation Report. (40 CFR 80.1451(b)) New report in RFS2. When are the quarterly reports available? Quarterly reports will be available to download within ten business days of the end of a quarter. An email notification will be sent when the quarterly reports are available to download from the EMTS website. To subscribe to the "Quarterly Reports Available" notification, access the Manage Subscriptions page from the Reports menu on the EMTS web interface. How do I subscribe to quarterly reports? You must login to the EMTS web application to subscribe to quarterly reports. In the EMTS main menu, select Reports, and then select Manage Subscriptions. All of the reports are available in PDF format In addition, the RFS2 EMTS RIN Generation Report and the RFS2 EMTS RIN Transaction Report are available in XML and CSV format You can subscribe to the PDF format and either the XML or the CSV format if you wish. Subscriptions are organization specific, so all submitters for an organization can download the reports. To change the subscription for a quarterly report, click the Go button in the "I want to..." column for the report On the Manage Subscription page for that report, check or uncheck the "Subscribed" box (see Figure 1). EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- Figure 1: Manage Subscriptions Page MIS Home | Contact Us | Help | Logout Logged in as: TutorialDemo for Demo Organization 1 (20) Manage Subscription Modify and click Update Transaction Bin Your organization has 0 un-submitted transactions in the transaction bin. View Transaction E.in Subscription Name: Type: Description: Subscribed: » Frequency: * Method: * Format: RFS2 EMTS RIN Generation Report Report The quarterly RFS2 EMTS RIN Generation Report. Quarterly v| Download""?] I PDF vi - Required Field « Back Update How do I access my quarterly reports? You can access your quarterly reports either by downloading them from the EMTS web application or by sending a Solicit request for them using your node. To download the reports from the EMTS web application, select Reports, and then select View Reports. The View Reports page displays all of the reports to which your organization has subscribed (see Figure 2). EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- Figure 2: View Reports Page Horns | Contact Us | Help I Logout Logged in as: TutorialDemo for Derno Organization 1 (20) View Reports •» Transaction Bin For the desired document, please select 'Download Document'. To view all available versions of a document, select View All Documents', Your organization has 0 un-submitted transactions in the transaction bin. View Transaction Bin Organizations Document Name ^ RFS2 EMTS RIN Generation Report RFS2 EMTS RIN Generation XML Report RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) RFS2 EMTS RIN Transaction XML Report (Buy, Sell, Separate, Retire) RFS2 EMTS Activity Report (Assigned RINS) RFS2 EMTS Activity Report (Separated RINS) RFS2 EMTS Transaction Error Report RFS2 EMTS Annual Statement RFS2 EMTS Annual Report Document Description ^ The quarterly RFS2 EMTS RIN Generation Report. The quarterly RFS2 EMTS RIN Generation XML Report. The quarterly R.FS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire). The quarterly RFS2 EMTS RIN Transaction XML Report (Buy, Sell, Separate, Retire). RFS2 EMTS Activity Report (Assigned RINS) RFS2 EMTS Activity Report (Separated RINS) RFS2 EMTS Transaction Error Report RFS2 EMTS Annual Statement RFS2 EMTS Annual Report Frequency Quarterly Quarterly Quarterly Quarterly Quarterly Quarterly Quarterly Annual Annual ILast Run Time 12/1/10 3:47 PM 12/1/10 3:47 PM 12/1/10 3:47 PM 12/1/10 3:47 PM 12/1/10 3:4B PM 12/1/10 3:48 PM I want to... -Select- j:w| Gc 1 -Select- [ I Go | View All Documents -Select- v GC -Select- w|| Gc -Select- v|| Qc -Select- v|| Gc No valid actions No valid actions No valid actions To download a report, select Download Document in the "I want to..." drop-down menu and click the Go button. Note: If the "I want to..." column for a report says "No valid actions," the report is not yet available to be downloaded. To view reports from previous quarters, select View All Documents. You will be prompted to open or save the ZIP file (see Figure 3). You must open the ZIP file to extract the report. EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- FigureS: Download Document Window Opening RIN Holdings.zip Vou have chosen to open "_Tj RIN Holdings.zip which is a: WinZip File from: http: //mts-app-stage, pqa.local What should Firefox do with this file? winZip (default) O Save File H Do this automatically for files like this from now on. How do I create a Transaction Error Report? The RFS2 EMTS Transaction Error Report is used to report discrepancies that exist between the EMTS and your organization's internal record-keeping system. You can report transaction errors following the end of the quarter. You must report all transaction errors by the due date for quarterly reports. Note: The quarterly report submission deadline is two months after the quarter ends. When you have entered and submitted your transaction errors, EMTS will create a Transaction Error Report for your organization. If you do not enter any errors or if you do not submit the reported errors, EMTS will not generate a Transaction Error Report for your organization. Once a Transaction Error Report is generated for your organization, it cannot be changed in any way. Note: Some discrepancies may require additional information and action requested by EPA. If any discrepancies indicate a violation (example, generating invalid RINs), then please report those to EPA as soon as possible. You must login to the EMTS web application to report transaction errors. In the EMTS main menu, select Reports, and then select Transaction Errors. If the compliance period is closed or you have previously submitted a Transaction Error Report for the quarter, you will see a message indicating that transaction error reporting is not available. If the Compliance period is open and you have not yet submitted a Transaction Error Report for the quarter, press Continue. On the View Reported Errors page, you can add transaction errors to the Reported Errors grid (see Figure 4). If you have already entered errors for the quarter, but have not yet submitted them, you can view and edit the errors on this page. EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- Figure 4: View Reported Errors Page otKr\ Moderated Transaction System Organization Submissions Trades Reports RINs View Reported Errors for Second Quarter 2010 Transaction Bin Below are the errors you have reported for the most recent quarter, To report an error for an additional transaction, please click 'Add Error,' Otherwise, please click 'Submit Errors' to confirm your repotted errors and generate a Transaction Error Report. Your organization has 0 un-subrnitted transactions in the transaction bin. View Transaction Bin | Error Options Add Error Submit Errors | | Search for Errors Transaction ID: Submission ID: CDX Transaction ID: Submission Date (Begin): Submission Date (End): Transaction Type: (MM/DDAYYY) (MM/DD/TYYY) -Select- Clear Search Reported Errors Displaying records 1 through 1 of 1 total. Transaction ID ^ Transaction Type ± Submission Date Date Modified 20 Generate Export options: CSV I Excel I PDF 09/21/2010 9:25:26 AM EOT Ana Jernec 09/21/2010 9:41:33 AM EOT -Select- v Go To add a new transaction error to the Reported Errors grid, click Add Error. On the Search Transactions page (see Figure 5), use the Search for Transactions filters to identify the transaction for which you wish to report an error. EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- Figure 5: Search Transactions Page Organization Submissions Trades Reports RINs Search Transactions 1 T Transaction Bin • Please use the filter to search for transactions, Your search will be limited to transactions from Second Quarter 2010. To view all of your organization's transactions for the quarter, please dick 'Search' without selecting any criteria. Search for Transactions Submission ID: Transaction ID: CDX Transaction ID: Transaction Type: — Self Fuel: -Self RIN Year: |gQ10 Assignment: -SeU Submission Date (Begin): JCt- V sct- V !Ct- V P /XT/H. Your organization has 0 \~\1 un-subrnitted V \J transactions in the transaction bin. View Transaction Bin (MM/DD/YYYY) Submission Date (End): P (MM/DDATYY) Clear Transactions Search Displaying records 1 through 3 of 3 total. H Submission A Transaction A Transaction A Submission A Fuel A RIN A . t .*.! Trading ±\ • ID '| ID ' Type ^ Date ^ (D-Code) ^ Year ^ r ' !lt T Partner ^ Generate °^^°A1M°EDT KaT^f 201° ^'^ Separate ^"|"0EDr »%%%? 2010 Ass.gned I want to... -Select- v|| Go Identify Error v|| Go The Transactions grid will display your organization's transactions that match the search criteria. The "I want to..." dropdown will contain the Identity Error option for transactions without previously reported errors and the Edit Details and Remove options for transactions with previously reported errors. To report an error for a transaction without a previously reported error, press Go in the "I want to..." column. On the Identify Transaction Errors page, you can view the details of the transaction by clicking the "+" on the Transaction Details panel (see Figure 6). EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- Figure 6: Identify Transaction Errors OtMrA Moderated Transaction System Organization Submissions Identify Transaction Errors T Transaction Bin After reviewing the details of the selected transaction, please provide information regarding the error in the fields provided. Please note that all errors must be discussed with EPA before being reported to the EMTS. Your organization has 0 un-subrnitted transactions in the transaction bin. View Transaction Bin | Transaction Details Submission ID: Submission Date: Transaction ID: Transaction Type: Fuel (D Code): 22 09/21/2010 9:25:42 AM EOT 21 Separate Renewable Fuel (D-0) | Report Errors 1 Explanation of Errors: Document Information: : = Required Field « Back Save Provide an explanation of the error(s) in the "Explanation of Errors" field, and add any additional information in the "Document Information" field (optional), then click Save. You will then return to the View Reported Errors page, and the error will appear in the Reported Errors grid. On the View Reported Errors page, you can use the filters to search for transactions for which you have already reported errors. To edit the details of an error that you have already reported, select Edit Details in the "I want to..." drop- down menu. The Identify Transaction Errors page will display the details that you previously provided. Click Save to keep any updates. To remove an error from the Reported Errors grid, select Remove in the "I want to..." drop-down menu. The Confirm Remove page will display the transaction details and reported errors. Click Remove to confirm removal of the error. Once you have reported all transaction errors for the quarter, press Submit Errors on the View Reported Errors page. After you press the Submit button, you must confirm the transaction errors (see Figure 7). EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- Figure 7: Confirm Transaction Errors msf Home | Contact Us | Help I Logout Logged in as: anajemecfor RAP Inc. GEN EtOH (4670) Confirm Transaction Errors EPA reserves the right to bring enforcement actions for any violations, regardless of filing a transaction error report or taking remedial action. Please confirm your repotted transaction errors. Note that after selecting Confirm EMTS will generate your Transaction Error Report and you will no longer be able to add/edit transaction errors for this compliance period. Once confirmed - no additional errors may be submitted. Transaction Errors Displaying records 1 through 3 of 3 total. Transaction ID 20 21 22 Export options: CSV 1 Excel 1 PDF ^ Transaction Type Generate Separate Retire ^ Submission Date ^ 09/21/2010 9:25:26 AM EOT 09/21/2010 9:25:42 AM EOT 09/21/2010 9:26:04 AM EOT « Back Confirm Once you confirm the transaction errors, EMTS will generate your organization's Transaction Error Report, and you will no longer be able to add or edit transaction errors for the compliance period. EMTS will generate the report within one business day of your confirmation. At that time, the Transaction Error Report will be available for you to download from the View Reports page (select View Reports under the Reports menu option). To download the Transaction Error Report, select Download Document in the "I want to..." drop-down menu. Note: If the "I want to..." column for the report says "No valid actions," the report is not yet available to be downloaded. When you select Download Document and press Go, you will see a window asking you to either open or save the ZIP file (see Figure 8). After you open the ZIP file, you will be able to access the PDF report. EMTS Quarterly Reports - Getting Started Guide (June 2011) ------- FigureS: Download Document Window Opening RIN Holdings.zip Vou have chosen to open "_Tj RIN Holdings.zip which is a: WinZip File from: http: //mts-app-stage, pqa.local What should Firefox do with this file? winZip (default) O Save File H Do this automatically for files like this from now on. Which transactions are included in the quarterly reports? The reports include transactions that were submitted and completed during the quarter. Thus, generate, buy, and sell transactions with a generation date or transaction date in one quarter and a submission date in another quarter will be included in the quarterly reports from the quarter that contains the submission date. Retire and separate transactions are always included in the report from the quarter during which they were submitted. How do I submit quarterly reports? You must submit your reports through the DC Fuels application, which is accessed through MyCDX. For more information, visit http://www.epa.gov/otaq/regs/fuels/rfsforms.htm. You are required to submit the reports in PDF format within two months of the end of the quarter. Note: XML and CSV versions of the quarterly reports should be used for verification purposes only. EMTS Quarterly Reports - Getting Started Guide (June 2011) 10 ------- Appendix EMTS Quarterly Report Examples EMTS Quarterly Reports - Getting Started A-l ------- Renewable Fuel Standards Program OMB Control No. 2060 - 0640 RFS2 EMTS Activity Report (Assigned RINS) DO NOT SUBMIT THIS PDF Report Identifier: 460 Report Date: 06/08/2011 Report Year: 2011 Compliance Period: Q2 Company Identifier: 4670 Company Name: RAP Inc. GEN EtOH ------- Field No. 27 28 29 30 * See EPA 31 32 33 34 35 * * 36 37 Data RINs Owned Beg Qtr Balance in EMTS (2010) RINs Bought in EMTS (2010) RINs Sold in EMTS (2010) RINs Retired in EMTS (2010) RINs Separated in EMTS (2010) RINs Generated in EMTS (2010) RINs Owned End Qtr Balance in EMTS (2010) RINs Owned Beg Qtr Balance in EMTS (2011) RINs Bought in EMTS (2011) RINs Sold in EMTS (2011) RINs Retired in EMTS (2011) RINs Separated in EMTS (2011) RINs Generated in EMTS (2011) RINs Owned End Qtr Balance in EMTS (2011) RINs Generated RIN Year 2010 2010 2010 2010 2010 2010 2011 2011 2011 2011 2011 2011 2011 2010, 2011 Description Total number of prior-year EMTS RINs owned at the start of the compliance period. Total number of prior-year EMTS RINs purchased in the compliance period. Total number of prior-year EMTS RINs sold in the compliance period. Total number of prior-year EMTS RINs retired in the compliance period. Total number of prior-year EMTS RINs separated in the compliance period. Total number of prior-year RINs generated in the compliance period. Total number of prior-year EMTS RINs owned at the end of the compliance period. Total number of current-year EMTS RINs owned at the start of the compliance period. Total number of current-year EMTS RINs purchased in the compliance period. Total number of current-year EMTS RINs sold in the compliance period. Total number of current-year EMTS RINs retired in the compliance period. Total number of current-year EMTS RINs separated in the compliance period. Total number of current-year EMTS RINs generated in the compliance period. Total number of current-year EMTS RINs owned at the end of the compliance period. Total number of RINs generated in the compliance period. Total RINs NA NA NA NA NA NA NA NA 7800 8000 NA 7000 51000 43800 51000 * This data is for informational purposes only. It is not reported on the RFS0102. How this form is calculated Field No. 31 "RINs Owned End Qtr Balance in EMTS (2010)" = Field No. 27+28-29-30-"RINs Separated in EMTS (2010)"+"RINs Generated in EMTS (2010)" Field No. 36 "RINs Owned End Qtr Balance in EMTS (2011)" = Field No. 32+33-34-35-"RINs Separated in EMTS (2011)"+"RINs Generated in EMTS (2011)" Field No. 37 "RINs Generated" = "RINs Generated in EMTS (2011)" + "RINs Generated in EMTS (2010)" ------- Renewable Fuel Standards Program OMB Control No. 2060 - 0640 RFS2 EMTS Activity Report (Separated RINS) DO NOT SUBMIT THIS PDF Report Identifier: 461 Report Date: 06/08/2011 Report Year: 2011 Compliance Period: Q2 Company Identifier: 4670 Company Name: RAP Inc. GEN EtOH ------- Field No. 27 28 29 30 * 31 32 33 34 35 * 36 Data RINs Owned Beg Qtr Balance in EMTS (2010) RINs Bought in EMTS (2010) RINs Sold in EMTS (2010) RINs Retired in EMTS (2010) RINs Separated in EMTS (2010) RINs Owned End Qtr Balance in EMTS (2010) RINs Owned Beg Qtr Balance in EMTS (2011) RINs Bought in EMTS (2011) RINs Sold in EMTS (2011) RINs Retired in EMTS (2011) RINs Separated in EMTS (2011) RINs Owned End Qtr Balance in EMTS (2011) RIN Year 2010 2010 2010 2010 2010 2010 2011 2011 2011 2011 2011 2011 Description Total number of prior-year EMTS RINs owned at the start of the compliance period. Total number of prior-year EMTS RINs purchased in the compliance period. Total number of prior-year EMTS RINs sold in the compliance period. Total number of prior-year EMTS RINs retired in the compliance period. Total number of prior-year EMTS RINs separated in the compliance period. Total number of prior-year EMTS RINs owned at the end of the compliance period. Total number of current-year EMTS RINs owned at the start of the compliance period. Total number of current-year EMTS RINs purchased in the compliance period. Total number of current-year EMTS RINs sold in the compliance period. Total number of current-year EMTS RINs retired in the compliance period. Total number of current-year EMTS RINs separated in the compliance period. Total number of current-year EMTS RINs owned at the end of the compliance period. Total RINs NA NA NA NA NA NA NA NA NA 2000 7000 5000 * This data is for informational purposes only. It is not reported on the RFS0102. How this form is calculated Field No. 31 "RINs Owned End Qtr Balance in EMTS (2010)" = Field No. 27+28-29-30+"RINs Separated in EMTS (2010)" Field No. 36 "RINs Owned End Qtr Balance in EMTS (2011)" = Field No. 32+33-34-35+"RINs Separated in EMTS (2011)" ------- Renewable Fuel Standards Program OMB Control No. 2060 - 0640 RFS2 EMTS RIN Generation Report Report Identifier: 462 Report Date: 06/08/2011 Report Year: 2011 Compliance Period: Q2 Company Identifier: 4670 Company Name: RAP Inc. GEN EtOH RFS2 EMTS RIN Generation Report 06/08/2011 Page 1 of 2 ------- RIN Batches Generated for Q2 - 2011 Transaction Type Generate Transaction ID 23 Comment: Feedstocks: CoProducts: Submission ID 25 CDX Transaction ID 6fc46c08- cOa8-2a6a- 6902- 39892cca766 7 EMTS Transaction Date 06/08/201 1 10:41 AM Production Date 06/03/201 1 RIN Quantity 5000 Batch Volume (gallons) 5000 Fuel ID- Code) Renewable Fuel (6) Fuel Category Ethanol (10) Assignment Code 1 RIN Year 2011 EV NR Denaturant Volume 50 Process Grandfathered (Wet Mill, Biomass Fired) (140) Generate Organization ID 4670 Generate Facility ID 46700 Import Facility ID NR Batch Number 123 NR Starch - Corn (10) - 500 Gallon Comment: NR NR Comment: NR Transaction Type Generate Transaction ID 80 Comment: Feedstocks: CoProducts: Submission ID 60 CDX Transaction ID 70a0312f- cOa8-2a6a- 3717- 30ce4108d07 9 EMTS Transaction Date 06/08/201 1 2:51 PM Production Date 06/06/201 1 RIN Quantity 46000 Batch Volume (gallons) 46000 Fuel ID- Code) Renewable Fuel (6) Fuel Category Ethanol (10) Assignment Code 1 RIN Year 2011 EV NR Denaturant Volume 46 Process Dry Mill, Biomass Fired (Corn Oil Fractionation, Corn Oil Extraction) (560) Generate Organization ID 4670 Generate Facility ID 46700 Import Facility ID NR Batch Number 1234 NR Starch - Corn (10) - 1000 Cubic Feet Comment: NR NR Comment: NR RFS2 EMTS RIN Generation Report 06/08/2011 Page 2 of 2 ------- Renewable Fuel Standards Program OMB Control No. 2060 - 0640 RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) Report Identifier: 463 Report Date: 06/08/2011 Report Year: 2011 Compliance Period: Q2 Company Identifier: 4670 Company Name: RAP Inc. GEN EtOH RFS2 EMTS RIN Transaction Report (Buy, Sell, 06/08/2011 Page 1 of 5 ------- RIN Transactions for Q2 - 2011 Buy Transactions Transaction Type Buy Transaction ID 86 Comment: Documents: Submission ID 66 CDX Transaction ID 70a0454e- cOa8-2a6a- 4b8c- 5a216da8fcOd EMTS Transaction Date 06/08/2011 2:57 PM Transaction Date 06/07/201 1 Reason Code Standard Trade (10) RIN Quantity 7800 Batch Volume (gallons) 7800 Fuel (D-Code) Biomass-Based Diesel (4) Assignment Code 1 RIN Year 2011 Transaction Partner RAP Inc. GEN Biodiesel (4671) PTD Number NR Generate Organization ID 4671 Generate Facility ID NR Batch Number NR NR NR RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) 06/08/2011 Page 2 of 5 ------- RIN Transactions for Q2 - 2011 Sell Transactions Transaction Type Sell Transaction ID 82 Comment: Documents: Submission ID 62 CDX Transaction ID 70a03a34- cOa8-2a6a- Oac9- 6d071fdb5544 EMTS Transaction Date 06/08/2011 2:55 PM Transaction Date 06/07/201 1 Reason Code Standard Trade (10) RIN Quantity 8000 Batch Volume (gallons) 8000 Fuel (D-Code) Renewable Fuel (6) Assignment Code 1 RIN Year 2011 Transaction Partner RAP Inc. GEN Biodiesel (4671) PTD Number 123 Generate Organization ID 4670 Generate Facility ID 46700 Batch Number 1234 NR NR RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) 06/08/2011 Page 3 of 5 ------- RIN Transactions for Q2 - 2011 Separate Transactions Transaction Type Separate Transaction ID 81 Comment: Documents: Submission ID 61 CDX Transaction ID 70a03636-cOa8- 2a6a-3c1a- bb034d1c7fd1 EMTS Transaction Date 06/08/2011 2:53 PM Reason Code Blending to Produce a Transportation Fuel as per 40 CFR 80.1429(b)(2) (20) RIN Quantity 7000 Batch Volume (gallons) 7000 Fuel (D-Code) Renewable Fuel (6) Assignment Code 1 RIN Year 2011 Designated Blender For NR Generate Organization ID 4670 Generate Facility ID 46700 Batch Number 1234 Blending for Transport Fuel NR RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) 06/08/2011 Page 4 of 5 ------- RIN Transactions for Q2 - 2011 Retire Transactions Transaction Type Retire Transaction ID 83 Comment: Documents: Submission ID 63 CDX Transaction ID 70a03e25- cOa8-2a6a- 7b6d- adc20eec4e8e EMTS Transaction Date 06/08/2011 2:55 PM Reason Code Demonstrate annual compliance (80) RIN Quantity 2000 Batch Volume (gallons) NR Fuel (D-Code) Renewable Fuel (6) Assignment Code 2 RIN Year 2011 Generate Organization ID 4670 Generate Facility ID NR Batch Number NR Compliance Year 2011 Compliance Level Code 30 Compliance Facility ID NR NR NR RFS2 EMTS RIN Transaction Report (Buy, Sell, Separate, Retire) 06/08/2011 Page 5 of 5 ------- Renewable Fuel Standards Program OMB Control No. 2060 - 0640 RFS2 EMTS Transaction Error Report Report Identifier: 446 Report Date: 06/08/2011 Report Year: 2011 Compliance Period: Q1 Company Identifier: 4670 Company Name: RAP Inc. GEN EtOH RFS2 EMTS Transaction Error Report 06/08/2011 Page 1 of 2 ------- Transactions Errors for Q1 - 2011 Transaction ID 23 80 81 Transaction Type Generate Generate Separate Submission ID 25 60 61 CDX Transaction ID 6fc46c08-cOa8- 2a6a-6902- 39892cca7667 70a0312f-cOa8- 2a6a-3717- 30ce4108d079 70a03636-cOa8- 2a6a-3c1a- bb034d1c7fd1 EMTS Transaction Date 03/08/2011 10:41 AM 03/08/2011 2:51 PM 03/08/2011 2:53 PM RIN Quantity 5000 46000 7000 Fuel (D-Code) Renewable Fuel (6) Renewable Fuel (6) Renewable Fuel (6) Fuel Category Ethanol(10) Ethanol(10) Assignment Code 1 1 1 RIN Year 2011 2011 2011 Transaction Partner Reported By Casey Webb Casey Webb Casey Webb Discrepancy Explanation test error test error test error Document Information 1 2 3 RFS2 EMTS Transaction Error Report 06/08/2011 Page 2 of 2 ------- |