United States        Office of
Environmental Protection    Solid Waste
Agency          Washington, D.C 20460         July 1999
Background Document for
Capacity Analysis for Land
Disposal Restrictions: Newly
Identified Chlorinated
Aliphatics Production Wastes
(Proposed Rule)

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                               Table of Contents

1. INTRODUCTION	1-1
      1.1    LEGAL BACKGROUND	1-1
      1.2    CAPACITY ANALYSIS METHODOLOGY	1-4
            1.2.1  Analysis of Required Commercial Treatment Capacity 	1-4
            1.2.2  Analysis of Available Commercial Treatment Capacity	1-5
      1.3    SUMMARY OF CAPACITY ANALYSIS FOR TODAY'S PROPOSED RULE
                  	1-6
      1.4    ORGANIZATION OF BACKGROUND DOCUMENT SUPPORTING THE
            CAPACITY ANALYSIS	1-8

2. AVAILABLE TREATMENT CAPACITY  	2-1
      2.1    COMMERCIAL HAZARDOUS WASTE COMBUSTION CAPACITY ....  2-1
            2.1.1  Methodology and Data	2-1
            2.1.2  Available Combustion Capacity  	2-4
            2.1.3  Dioxin-Containing Waste Treatment Capacity	2-7
      2.2    OTHER TREATMENT SYSTEM CAPACITIES 	2-8
            2.2.1  Available Mercury Recovery Capacity  	2-9
            2.2.2  Available Stabilization Capacity	2-10
            2.2.3  Available Landfilling Capacity 	2-12
            2.2.4  Available Wastewater Treatment Capacity	2-12
            2.2.5  Available Commercial Underground Injection Capacity	2-13

3. REQUIRED CAPACITY FOR CHLORINATED ALIPHATICS PRODUCTION WASTES
                  	3-1
      3.1    INTRODUCTION	3-1
            3.1.1  Background  	3-1
            3.1.2  Chlorinated Aliphatics Industries Overview	3-4
            3.1.3  Processes Generating Chlorinated Aliphatics Wastes	3-5
      3.2    DATA SOURCES	3-8
            3.2.1  RCRA §3007 Questionnaire 	3-8
            3.2.2  Record Sampling and Site Visits	3-9
            3.2.3  Biennial Reporting System  	3-9
      3.3    METHODOLOGY, ASSUMPTIONS, AND PRELIMINARY RESULTS ...  3-9
            3.3.1  K173 Wastes  	3-12
            3.3.2  K174 Wastes  	3-15
            3.3.3  K175 Wastes  	3-19
      3.4    CONTAMINATED SOIL AND DEBRIS	3-20
      3.5    MIXED RADIOACTIVE WASTES CONTAMINATED WITH
                  K173, K174, and K175  	3-22
      3.6    OTHER REGULATIONS RELEVANT TO K173, K174, AND K175  	3-22

4. CAPACITY ANALYSIS RESULTS 	4-1

5. REFERENCES   	5-1

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Appendix A. Generation and Management of K173  	  A-l

Appendix B. Facilities Managing K173 in Underground Injection Wells	B-l

Appendix C. Constituents Present in K173, K174, and K175 Wastes	C-l

Appendix D. Chlorinated Aliphatic Products and Product Manufacturers	  D-l

Appendix E. Quantity of Mercury-Bearing Hazardous Wastes Managed by Retorting in 1995 By
                    Waste Code  	E-l
                                          11

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                                   List of Exhibits

Exhibit 1-1.  Summary of Land Disposal Restrictions and Related Rulemakings  	1-3
Exhibit 1-2.  Chlorinated Aliphatics Production Wastes Proposed for Listing: Capacity Analysis
                    Summary  	1-8
Exhibit 2-1.  Pre-Baseline Available Commercial Hazardous Waste Combustion Capacity
                    Summary  	2-5
Exhibit 3-1.  Generation and Management Practices of K173, K174, and K175 Wastes Following
                    Effective Date of LDRs	3-10
Exhibit 3-2.  Reported Management Methods for K173	3-14
Exhibit 3-3.  Summary of Waste Management and Incineration Practices for K174  	3-16
Exhibit 3-4.  Capacity Analysis Summary for Nonwastewater Forms of K174: Contingent Listing
                    Option  	3-18
Exhibit 3-5.  Capacity Analysis Summary for Nonwastewater Forms of K174: No Contingent
                    Listing  	3-19
Exhibit 3-6.  Capacity Analysis Summary for K175	3-20
                                          in

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                                   1.  INTRODUCTION

       This document presents the capacity analysis that the U.S. Environmental Protection
Agency (EPA) conducted to support the proposed land disposal restrictions (LDRs) for newly
proposed chlorinated aliphatics production wastes.  EPA is proposing to list as hazardous three
wastes from chlorinated aliphatics production, and to concurrently set LDR treatment standards
for these wastes.  EPA conducts capacity analyses for all newly identified hazardous wastes to
evaluate the need for national capacity variances from the land disposal prohibitions.1 The
capacity analysis provides estimates of the quantities of wastes that will require alternative
commercial treatment prior to land disposal as a result  of the LDRs and estimates alternative
commercial treatment capacity available to manage wastes restricted from land disposal.

1.1    LEGAL BACKGROUND

       The Hazardous and Solid Waste Amendments (HSWA) to the Resource Conservation
and Recovery Act (RCRA), enacted on November 8, 1984, set priorities for hazardous waste
management.  Land disposal, which had been the most widely used method for managing
hazardous waste,  is now the least preferred option.2 Under HSWA, EPA must promulgate
regulations restricting the land disposal of hazardous wastes according to a strict statutory
schedule. As of the effective date  of each regulation, land disposal of wastes covered by that
regulation is prohibited unless (1) the waste meets the treatment standards that have been
established, or (2) it can be demonstrated that there will be no migration of hazardous
constituents from the disposal unit for as long as the waste remains hazardous.

       Under the LDR Program, EPA must identify levels or methods of treatment that
substantially reduce the toxicity of a waste or the likelihood of migration of hazardous
constituents from the waste [RCRA §3004(m)].  Whenever possible, EPA prefers to define
treatment in terms of performance (i.e., maximum acceptable concentrations of hazardous
constituents in the treated waste or residuals), rather than in terms of specific treatment methods,
and thus provide the regulated community with flexibility in complying with the LDRs. EPA's
standards are generally based on the performance of the best demonstrated available technology
(BOAT) for that waste, as documented by treatment data collected at well-designed and
well-operated systems  using that technology, or are based on data derived from the treatment of
similar wastes that are  as difficult or more difficult to treat. For the three chlorinated aliphatics
production wastes proposed for listing, a combination of numerical treatment standards and
technology-specific treatment standards are proposed.  Additional information regarding the
development of treatment standards is found in EPA's Best Demonstrated  Available Technology
(BOAT) Background Document for Chlorinated Aliphatics Production Wastes, June  1999.
       'The LDRs are effective whenpromulgatedunl ess the Administrator grants a national capacity variancefrom the otherwise
applicable date and establishes a different date (not to exceed two years beyond the statutory deadline) based on "...the earliest date on which
adequate alternative treatment, recovery, or disposal capacity whichprotects human health and the environment will be available" (RCRA
section 3004(h) (2)).

       2 RCRA defines land disposal "to include, but not be limited to, any placement of such hazardous waste in a landfill, surface
impoundment, waste pile, injection well, land treatment facility, salt domeformation,saltbedformation, or underground mine or cave"
(RCRA section 3004(k)).

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       If finalized, the LDRs are effective on the same date that the hazardous waste listing
determinations become effective (typically six months from publication in the Federal Register),
unless EPA grants a national capacity variance from the statutory date because of a lack of
available treatment capacity [see RCRA section 3004(h)(2)].  For every waste, EPA considers -
on a national basis - both the capacity of commercially available treatment technologies and the
quantity of restricted wastes currently sent to land disposal for which onsite treatment capacity is
not available. If EPA expects that adequate alternative commercial treatment capacity is
available for a particular waste, the land disposal restrictions are effective when the new
hazardous waste listings become effective. If not, EPA establishes an alternative effective date
based on the earliest date on which adequate treatment capacity will be available or two years,
whichever is less.  Once the variance expires, the wastes must meet the LDR treatment standards
prior to being land disposed.

       RCRA also allows generators to apply for extensions to the LDRs on a case-by-case basis
for specific  wastes generated at a specific facility for which there is not adequate capacity
[RCRA section 3004(h)(3)].  EPA may grant case-by-case capacity variances to applicants who
can demonstrate that: (1) no capacity currently exists anywhere in the U.S. to treat a specific
waste, and (2) A binding contractual commitment is in place to construct or otherwise provide
alternative capacity, but due to circumstances beyond the applicant's control, such alternative
capacity cannot reasonably be made available by the effective date (40 CFR 268.5).3

       HSWA's schedule divided hazardous wastes into three broad categories: solvent and
dioxin wastes; California list wastes;4 and "scheduled"  wastes.  Exhibit 1-1 summarizes the
previous LDR and LDR-related rulemakings and their respective promulgation dates.  EPA
restricted surface disposed solvents and dioxins from land disposal on November 7, 1986 and
deep well injected solvents and dioxins from land disposal on July 26, 1988.  The final rule for
California list wastes, which was issued on July 8,  1987, covers wastes originally listed by the
State of California and fully adopted by HSWA.  The "scheduled" wastes consist of all wastes
that were identified or listed as hazardous prior to November 8, 1984 but were not included in the
first two categories listed above.  HSWA's statutory timetable required that EPA restrict one-
third of these wastes by August 8, 1988, two-thirds by June 8, 1989, and the remaining third by
May 8, 1990. For hazardous wastes that are newly identified or listed after November 8, 1984,
EPA is required to promulgate land disposal prohibitions within six months of the date of
identification or listing [RCRA Section 3004(g)(4)].
       o
        RCRA also allows generators to petition for a variance from treatment standards if the waste cannot be treated to meet
LDR standards due to its chemical or physical properties. These variances are known as treatability variances (40 CFR 268.44).

       4The "California list" comprises the following classes of wastes liquid hazardous wastes with a pH of less than or equal to 2.0 (acidic
corrosive wastes); all liquid hazardous wastes co ntainingfree cyanides, various metals,andpolychlorinatedbiphenyls(PCBs) exceeding
statutory concentration levels; and all wastes (liquid, sludge, or solid) containing halogenated organic compounds (HOCs) in concentrations
greater than or equal to specified statutory levels.

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Exhibit 1-1. Summary of Land Disposal Restrictions and Related Rulemakings
Rulemaking
Solvents and Dioxins (surface disposed)
Solvents and Dioxins (deep well injected)
California List (surface disposed)
California List (deep well injected)
First Third Rule
First Third Rule (deep well injected)
Second Third Rule
Third Third Rule
Newly Listed Wastes and Hazardous Debris (Phase I) Land Disposal
Restrictions; Final Rule
Interim Final Rule for Vacated Treatment Standards
Land Disposal Restrictions Phase II - Universal Treatment Standards, and
Treatment Standards for Organic Toxicity Characteristic Wastes and Newly
Listed Wastes (Phase II); Final Rule
Land Disposal Restrictions Phase III - Decharacterized Wastewaters,
Carbamate Wastes, and Spent Potliners; Final Rule
Emergency Revision of the Land Disposal Restrictions (LDR Phase III)
Treatment Standards for Listed Hazardous Wastes from Carbamate
Production; Final Rule
Emergency Extension of the K088 Capacity Variance (Phase III - Final
Rule)
Treatment Standards for Wood Preserving Wastes, Paperwork Reduction
and Streamlining, Exemptions from RCRA for Certain Processed
Materials, and Miscellaneous Hazardous Waste Provisions (Phase IV -
Final Rule)
Clarification of Standards for Hazardous Waste Land Disposal Restriction
Treatment Variances (Final Rule)
Organobromine Production Wastes; Identification and Listing of
Hazardous Waste; Land Disposal Restrictions; et al; Final Rule
Land Disposal Restrictions Phase IV: Final Rule Promulgating Treatment
Standards for Metal Wastes and Mineral Processing Wastes; Mineral
Processing Secondary Materials and Bevill Exclusion Issues; Treatment
Standards for Hazardous Soils, and Exclusion of Recycled Wood
Preserving Wastewaters, Final Rule
Hazardous Waste Management System; Identification and Listing of
Hazardous Waste; Petroleum Refining Process Wastes; Land Disposal
Restrictions for Newly Identified Wastes; et al.; Final Rule
Hazardous Remediation Waste Management Requirements (HWIR-
Media); Final Rule
Federal Register
Notice
5 IFR 40572
53 FR 28188
52 FR 25760
53 FR 30908
53F.R31138
54 FR 254 16
54 FR 26594
55 FR 22520
57 FR 371 94
5 8 FR 29860
59 FR 47980
61 FR 15566, 15660
61 FR 43924
62 FR 1992,
62 FR 37693
62 FR 25998
62 FR 64504
63 FR 24596
63 FR 28556
63 FR 421 10
63 FR 65874
Promulgation/
Proposal Date
November 7, 1986
July 26, 1988
JulyS, 1987
July 26, 1988
Augusts, 1988
June 7, 1989
JuneS, 1989
May8, 1990
August 18, 1992
May 24, 1993
September 19, 1994
Aprils, 1996
August 26, 1996
January 14, 1997,
July 14, 1997
May 12, 1997
Decembers, 1997
May 4, 1998
May 26, 1998
August 6, 1998
November 30, 1998
1-3

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1.2    CAPACITY ANALYSIS METHODOLOGY

       In evaluating the need for national capacity variances, EPA estimates the quantities of
waste requiring alternative commercial treatment as a result of the LDRs and the capacity
available at commercial treatment facilities to manage the restricted wastes. By comparing the
capacity demand with the available commercial capacity, EPA can identify capacity shortfalls
and make proposed determinations concerning national capacity variances. The first step in
satisfying the goals of a capacity analysis is to make a  "threshold" analysis, which dictates
whether a national treatment capacity variance is needed for the two years  following
promulgation of a waste's LDR treatment standards or is not needed at all.  Thus, EPA estimates
the required and available commercial treatment capacity for all affected wastes and facilities,
but often only to the extent needed to make this threshold analysis. For example, when upper-
bound estimates of required capacity are well below lower-bound estimates of available capacity,
then generally a variance is not needed and the analysis can stop. Similarly, when lower-bound
estimates of required  capacity far exceed the upper-bound estimates of available capacity, then
often the two-year maximum capacity variance is needed. Results that are between two extremes
generally require EPA to conduct further analyses.5

       This section provides an overview of EPA's methodology in estimating required and
available commercial treatment  capacity.

       1.2.1   Analysis  of Required Commercial Treatment Capacity

       Required commercial treatment capacity represents the quantity of wastes currently being
land disposed that cannot be treated on site and will consequently need commercial treatment to
meet the LDR treatment standards. Required commercial capacity includes the residuals
generated by treatment of these wastes (i.e., the quantity of generated residuals that will need
treatment prior to land disposal).

       EPA identifies the waste streams potentially affected by the LDRs by types of land
disposal units, including surface impoundments, waste piles, land treatment units, landfills,
underground injection wells, salt dome formations, salt bed formations, and underground mines
and caves. Not all of these disposal methods are used  for the K173 to K175 wastes; only those
land disposal methods reported to be used for these chlorinated aliphatics production wastes
(discussed in Section 3.3) are addressed in the capacity analysis.

       To assess the type of alternative capacity required to treat the affected wastes, EPA
conducts a "treatability analysis" for each waste stream.  Based on the waste's physical and
chemical form and information about prior management practices, EPA assigns the quantity of
affected waste to an appropriate technology (i.e., a technology that can meet the treatment
       5 EPA also derived estimates of affected facilities and waste quantities forthe regulatory impact analysis (RIA). However, thegoals
of a capacity analysis andan RIA are very different, which often results in reasonable differences in methodologies, data, and results. In
contrast to the capacity analysis' focus on required and available capacity during the next two years and its initial fo cus on threshold
determinations, the RIA concentrates on estimating specific potential significant (or dominant) long-term costs and benefits of the LDR
treatment standards. Thus, the RIA does not conduct a thresholdanalysis of treatment capacity. Furthermore, the RIA evaluates affected
facilities and wastes over a much longer time frame.

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standards). For treatment standards proposed as numerical standards, more than one technology
may be applicable. For treatment standards proposed as technology standards, only one
technology is applicable.  Mixtures of RCRA wastes (i.e., waste streams described by more than
one waste code) can present special treatability concerns because they often contain constituents
(e.g., organics and metals) requiring different types of treatment. To treat these wastes, EPA
develops a treatment train that will  effectively treat all waste types in the group (e.g., incineration
followed by stabilization of the incinerator ash). In these cases, EPA estimates the amount of
residuals that would be generated by treatment of the original quantity of waste and includes
these residuals in the quantities requiring alternative treatment capacity.

       EPA identifies the quantities of waste requiring alternative treatment on a facility level
basis.  If the appropriate treatment technology is not available on site, or if adequate available
capacity is not present to manage the waste, then the appropriate quantity of waste requiring
alternative treatment is aggregated into a national demand for commercial capacity. EPA
excludes from the estimates of required commercial capacity those wastes that are managed in
onsite treatment systems.

       1.2.2   Analysis of Available Commercial Treatment Capacity

       The analyses conducted to estimate available commercial treatment capacity focuses on
treatment capacity projected to be available for the two years following the effective date of the
final rule, starting from the baseline capacity identified from the most recent land disposal
restrictions final rule.  As shown in Exhibit 1-1, this was the rule finalizing listing determinations
and land disposal restrictions for petroleum refining wastes (63 FR 42110, August 6, 1998).

       Available treatment capacity can be analyzed by grouping facilities into four categories:

       (1) commercial - capacity available at facilities that manage waste from any facility;
       (2) onsite (private) - capacity available  at facilities that manage only waste generated
       onsite;
       (3) captive - capacity available at facilities that manage only waste from other facilities
       under the same ownership; and
       (4) limited commercial - capacity available at facilities that manage waste from a limited
       number of facilities not under the same ownership.

       For capacity analyses,  estimates on available capacity reflect available commercial
capacity. The determination of available capacity focuses on commercial facilities.
Consequently, most estimates of capacity presented in this document represent commercially
available capacity.

       In order to make a proposed determination whether to grant a national capacity variance
for the wastes proposed to be listed in today's rule, EPA analyzed available commercial capacity
for alternative treatment technologies capable of meeting the LDR treatment standards. This
analysis included estimating the maximum, or design capacity, for appropriate waste
management systems, and estimating the amount of waste currently going to these systems
(utilized capacity). Available capacity was estimated as the difference between the maximum

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and utilized capacity values. For today's proposed rule, EPA analyzed the commercial capacity
of combustion (including incineration and reuse as fuel), stabilization for hazardous waste,
mercury recovery, and wastewater treatment.  These technologies were identified as capable of
meeting proposed LDR treatment standards for one or more of the wastes proposed to be listed as
discussed in Section 2.

1.3     SUMMARY OF CAPACITY ANALYSIS FOR TODAY'S PROPOSED RULE

       For today's rule, EPA is proposing to list K173 through K175 as hazardous wastes:

       •   K173:  Wastewaters from the production of chlorinated aliphatic hydrocarbons,
          except wastewaters generated from the production of vinyl chloride monomer using
          mercuric chloride catalyst in an acetylene-based process. This listing includes
          wastewaters from the production of chlorinated aliphatic hydrocarbons having carbon
          chain lengths ranging from one to and including five, with varying amounts and
          positions of chlorine substitution.

       •   K174:  Wastewater treatment sludges from the production of ethylene dichloride or
          vinyl chloride monomer (including sludges  that result from commingled ethylene
          dichloride or vinyl chloride monomer wastewater and other wastewater), unless the
          sludges meet the following conditions: (I) they are disposed of in a Subtitle C or D
          landfill licensed or permitted by  the state or federal government; (ii) they are not
          otherwise placed on the land prior to final disposal; and (iii) the generator maintains
          documentation demonstrating that the waste was either disposed of in an onsite
          landfill or consigned to a transporter or disposal facility that provided a written
          commitment to dispose of the waste in an offsite landfill. Respondents in any action
          brought to enforce the requirements of Subtitle C must,  upon a showing by the
          government that the respondent managed wastewater treatment sludges from the
          production of vinyl chloride monomer or ethylene dichloride, demonstrate that they
          meet the terms of the exclusion set forth above. In doing so, they must provide
          appropriate documentation (e.g., contracts between the generator and the landfill
          owner/operator, invoices documenting delivery of waste to landfill, etc.) that the
          terms of the exclusion were met.

       •   K175 Option 1:  Wastewater treatment sludges from the production of vinyl chloride
          monomer using mercuric chloride catalyst in an acetylene-based process.

          K175 Option 2: Wastewater treatment sludges from the production of vinyl chloride
          monomer using mercuric chloride catalyst in an acetylene-based process, unless I) the
          sludges are disposed in a Subtitle C landfill, and ii) the sludges do not fail the toxicity
          characteristic for mercury in 40 CFR 261.24, and iii) the generator maintains
          documentation demonstrating that the waste was disposed of in a Subtitle C landfill or
          consigned to a transporter or disposal facility that provided a written commitment to
          dispose of the waste in a Subtitle C landfill. Respondents in any action brought to
          enforce the requirements of Subtitle C must, upon a showing by the government that
          the respondent managed wastewater treatment sludges from the production of vinyl

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          chloride monomer using mercuric chloride catalyst in an acetylene-based process,
          demonstrate that they meet the terms of the exclusion set forth above. In doing so,
          they must provide appropriate documentation (e.g., contracts between the generator
          and the landfill owner/operator, invoices documenting delivery of waste to landfill,
          analytical results or other information showing the waste does not fail the toxicity
          characteristic for mercury, etc.) that the terms of the exclusion were met.

       Treatment standards for these wastes are proposed to be as follows:

       •   Wastewater and nonwastewater forms of K173: Numerical treatment standards for bis
          (2-chloroethyl) ether, chloroform, pentachlorophenol, phenol, 2,4,6-trichlorophenol,
          chromium, nickel, and forms of hepta-, hexa-, penta-, and tetra- dioxins and furans.

       •   Wastewater and nonwastewater forms of K174: Numerical treatment standards for
          arsenic, and forms of hepta-, hexa-, penta-, and tetra- dioxins and furans.

       •   Nonwastewater forms of K175: Technology-specific standard (RMERC) for sludges
          with greater than 260 mg/kg of total mercury; and numerical treatment standards for
          wastes and RMERC residues with less than 260 mg/kg mercury. An alternative
          numerical treatment standard is proposed for nonwastewater forms of K175
          regardless of mercury content, provided that landfill disposal conditions are  met (i.e.,
          pH less than 6.0 and no excess sulfides in co-disposed wastes).

       •   Wastewater forms of K175: numerical treatment standards for mercury.

       EPA has identified that most K173 wastes can adequately be treated onsite  using existing
management methods to meet the proposed LDR requirements.  Several facilities generating
K173 presently utilize underground injection with approved no-migration determinations; EPA
expects that these facilities can continue to use this management method. EPA also evaluated an
option where the quantity of K173 waste presently managed using underground injection would
require offsite management.

       The required alternative treatment capacity for K174 nonwastewater may be as low as
1,800 MT (1,900 tons) per year if most generators meet the proposed requirements for the
contingent management listing. If the generators do not manage K174 nonwastewater according
to contingent management for the listing designation, the waste generated must meet LDR
standards before land disposal, and the total quantity requiring treatment may be up to 96,000
MT (106,000 tons) per year.

       For K175, EPA estimates that up to 120 MT (130 tons) per year may require alternative
commercial treatment.

       To assess the need for national capacity variances,  EPA estimated the quantities of waste
requiring alternative commercial treatment as a result of the land disposal restrictions and the
capacity available at commercial treatment facilities to manage the restricted wastes.  Exhibit 1-2
indicates the quantities of land disposed wastes requiring alternative commercial treatment or

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recovery capacity as a result of today's proposed rule. Exhibit 1-2 also indicates whether
adequate treatment capacity is available for these wastes.  Based on the results of the capacity
analysis, EPA is proposing to not grant a national capacity variance for wastewater or
nonwastewater forms of K173, K174, or K175, including those surface disposed or underground
injected.
Exhibit 1-2. Chlorinated Aliphatics Production Wastes Proposed for Listing: Capacity
Analysis Summary
Waste Stream
K173
K174andK175
Wastewaters
K174 Nonwastewaters
K175 Nonwastewaters
Soil and Debris
Contaminated with
K173,K174, andK175
Quantities
Requiring Alternative
Capacity (tons/year)
0 (if underground injection
continues; >540,000 (if
underground injection is
discontinued)
0
<106,000 (no contingent
listing)
< 1,900 (contingent listing)
<130
Minimal
Type of Treatment
Required
Wastewater treatment
(if necessary)
—
Incineration
Mercury recovery followed by
stabilization, or stabilization
followed by landfilling
—
Adequate
Commercial
Treatment
Capacity
Available?
Yes
Yes
Yes
Yes
Yes
1.4    ORGANIZATION OF BACKGROUND DOCUMENT SUPPORTING THE
       CAPACITY ANALYSIS

       This background document, which presents the capacity analyses conducted for the
proposal of LDR standards for newly proposed chlorinated aliphatics production wastes, is
organized into four sections, as described below:

       •  Section 1: Introduction. Provides background, general methodology, and a
          summary of the analysis.

       •  Section 2: Available Treatment Capacity.  Describes the detailed methodology and
          data used to assess available commercial capacity for hazardous waste treatment
          applicable to these wastes.
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Section 3:  Required Capacity for Newly Listed Chlorinated Aliphatics
Production Wastes. Describes the detailed methodology and data used to assess
required treatment capacity for newly proposed chlorinated aliphatics production
wastes (K173, K174, K175).

Section 4:  Capacity Analysis Results. Describes the results of the capacity analysis
by comparing available treatment capacity (Section 2) with required treatment
capacity (Section 3).
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                      2. AVAILABLE TREATMENT CAPACITY

       This section presents EPA's estimates of available commercial treatment capacity for the
newly proposed chlorinated aliphatics production wastes.  Section 2.1 summarizes the results of
EPA's analysis of commercial combustion capacity at incinerators and boilers and industrial
furnaces (BIFs).  Section 2.2 summarizes the results of EPA's analysis of the available
commercial capacity for other treatment technologies applicable for these wastes.

2.1    COMMERCIAL HAZARDOUS WASTE COMBUSTION CAPACITY

       EPA is proposing numerical treatment standards, based on universal treatment standards,
for nonwastewater forms of K173 and K174. Combustion was used to develop universal
treatment standards for all of the organic constituents in the wastes which are proposed to be
included in 40 CFR 268.40 for K173 and K174. Combustion, therefore, represents one treatment
technique that can be used to achieve these numerical treatment standards.

       In assessing the available treatment capacity for combustion, EPA compiled data for
hazardous waste incinerators, which have the sole purpose of destroying hazardous wastes, and
for boilers and industrial furnaces (BIFs), which have the dual purpose of destroying hazardous
wastes and deriving energy from the waste that can be then used for other industrial processes.  A
summary of the methodology and data is provided below.

       2.1.1   Methodology and Data

       In 1993, the Hazardous Waste Treatment Council (HWTC) and the Cement Kiln
Recycling Coalition (CKRC) surveyed their membership to obtain data on combustion capacity,
which was then submitted to EPA.  Subsequent to the original HWTC survey, members also
received a supplemental questionnaire regarding the burning of soils. In 1994, the
Environmental Technologies Council (ETC) submitted updates to the HWTC Survey from its
members.6  Survey responses received from  incinerators are classified as confidential business
information (CBI). Following the receipt of the original surveys, EPA reviewed the data
submitted by each facility to evaluate the completeness, consistency, and accuracy of the
information. EPA identified and reconciled  data gaps and anomalies by contacting the respective
HWTC or CKRC coordinators and the individual facilities in question.7

       The data contains facility information (e.g., location, EPA identification number of
burner, number of units currently on-line), unit specific information (e.g., type of incinerator/kiln
unit, operating hours per year, types of hazardous waste feed systems, types of hazardous waste
burned in 1992), and waste-type specific information (e.g., tons of hazardous waste burned in
       6 In 1994, HWTC became the EnvironmentalTechnologies Council (ETC). ETC provided EPA with a 1994 update to the commercial
incinerator survey.

       Background Document for Capacity Analysis for Land Disposal Restrictions Phase II - Universal Standards, and
Treatment Standards for Organic Toxicity Characteristic Wastes and Other Newly Listed Wastes. Volume 1: Capacity Analysis
Methodology and Results, Chapter 2. U.S. EPA. August 1994. (In docket for 59 FR 47980, September 19,1994.)

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1992, average hazardous waste feed rate, maximum practical capacity, maximum permit
capacity). To preserve the confidentiality of the survey and updated data, only aggregated results
for these CBI data are provided.

       The information received from facilities participating in these  surveys does not lend itself
to simple summation and tabulation of results because facilities sometimes differed in their
approach to reporting quantities burned or burning capacity.  Incineration systems can generally
accept multiple waste forms (e.g., pumpable sludges and aqueous liquids) and accepting larger
amounts of one waste form may reduce the capacities for others. In responding to the HWTC
survey (and ETC updates), facilities sometimes grouped waste types for their capacity-related
responses. For example, if a feed system can accommodate both liquids and pumpable  sludges, a
facility may report a capacity for both forms grouped together. To address this interchangeability
of waste forms, EPA's LDR capacity analysis accommodated the reported waste groupings (e.g.,
one capacity estimate for liquids and pumpable sludges combined).

       A second issue also relating to the interchangeability of waste  forms required more
extensive consideration.  In the HWTC survey (and ETC update), some  facilities reported the
maximum combustion capacity for individual waste forms that together exceed the reported
overall capacity of the unit. As a result, summing these individual capacities results in a total
capacity that far exceeds what a facility may practically accommodate. EPA developed the
following algorithm to address this situation.

       The waste apportionment algorithm focuses on three primary variables: the quantity of
waste burned during the year, the maximum practical capacity of the unit, and the available
capacity for burning hazardous waste. The available capacity for a waste form (e.g., aqueous
liquids,  dry solids) is obtained by taking the difference between the quantity of the form burned
(hazardous and non-hazardous waste) and the maximum capacity for the waste form. EPA's
approach assumes that a facility will not stop burning non-hazardous waste if it is currently
burning non-hazardous waste but all unutilized capacity will be used for hazardous waste.
Difficulties arise, however, because facilities report maximum capacities for each waste form
without regard to capacity accounted for by other waste forms.  Consequently, the sum of
maximum capacities  for all waste forms may exceed the total capacity.  In these cases, EPA
distributed the total maximum hazardous waste capacities reported by each facility to individual
waste forms based on burning practices.  The utilization rate for each  waste form was calculated
by dividing the larger of the quantity of hazardous waste burned or total waste burned for that
waste form by the sum of the quantities burned for all waste forms. A new maximum hazardous
waste capacity for each waste form was then calculated by multiplying the utilization rate for that
waste form by the maximum practical capacity for the incineration unit as a whole. If the
calculated maximum capacity for a waste form exceeded the reported value for that form, EPA
used the reported value.  In this case, the difference between the calculated and reported value
was then redistributed to other waste forms using a hierarchy based on the types of wastes in  this
rule for which capacity has historically been most limited relative to demand. EPA used the
following order for redistributing capacity:8
       ' ibid, page 2-10 to 2-12 to see example.

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       (1) Soils;
       (2) Bulk Solids;
       (3) Containerized Solids;
       (4) Nonpumpable Sludges;
       (5) Pumpable Sludges;
       (6) Compressed Gases;
       (7) Non-aqueous Liquids; and
       (8) Aqueous Liquids.

       Cement kiln capacity for hazardous waste is limited by air emission limits (e.g., BIF
limits under 40 CFR 266 Subpart H), feed system limitations (e.g., particle size and viscosity
limits), and product (i.e., cement clinker) quality considerations. For instance, cement quality
considerations may require that wastes burned in cement kilns have a heating value of at least
5,000 BTU/lb to ensure adequate temperatures in the kiln.  (Comments received by EPA in the
past, however, indicate that some kilns accept wastes below this heating value.) Incineration
capacity is also limited by air emission limits and other permit limits (such as heat release limits),
and feed system limits. EPA has taken these limitations into  account in its estimates of available
commercial combustion capacity.

       Once the baseline9 available combustion estimates were calculated using the above
methodology (i.e., based on information received from the facilities participating in the HWTC
and CKRC surveys conducted in 1993 and updates by ETC in 1994), EPA subtracted the
required combustion capacity for any previously regulated wastes that are not accounted for in
the data received from the incinerators or BIFS (e.g., LDR Phase I wastes under variance, LDR
Phase II, HI, and IV wastes, and recently listed petroleum refining wastes)10 to derive the
available combustion capacity for the proposed dye and pigment manufacturing wastes.  The
capacity required for Phase II, in, and IV wastes, and newly listed petroleum refining process
wastes were not reflected in  the estimates of utilized capacity because the Phase n, HI, and IV
rules, and Listing/LDR rule for petroleum refining process wastes were not in effect when the
estimates were  submitted to  EPA. In addition, some Phase I wastes (F037 and F038 in
particular) were under a variance for at least part of the period of time for which EPA received
capacity estimates.

       Also, when EPA finalized the LDR Phase IV rule, EPA conducted additional analysis by
developing assumptions to account for the uncertainty associated with the age of the bulk of the
data (which are now  several  years old) and assessing the potential trends in combustion capacity
over the next two years. This additional analysis primarily involved three activities: (1) updating
available capacity where possible using facility-specific CBI  submitted by Rollins Environmental
       9 "Pre-Baseline" available combustion capacity estimates are presented in Exhibit 2-1 (i.e., estimates prior to
accounting for LDR Phase I, II, III, IV wastes, and recently listed petroleum refining process wastes).

       10 LDR Phase I Final Rule: 57 FR 37194, August 18,1992; LDR Phase II Final Rule: 59 FR 47980, September
19, 1994; LDR Phase III Final Rule; 61 FR 15566, April 8, 1996; LDR Phase IV Final Rules: 62 FR 25998, May 12,
1997 and 63 FR 28556, May 26, 1998; Listing and LDR Final Rule for Petroleum Refining Process Wastes: 63 FR
42110, August 6, 1998

                                            2-3

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Services (RES) in 1996 as a public comment to the LDR Phase IV proposed rule11, (2) applying
assumptions where necessary to obtain a range of overall available capacity, and (3) researching
potential impacts of upcoming maximum achievable control technology (MACT) standards.

       2.1.2   Available Combustion Capacity

       Exhibit 2-1 summarizes EPA's estimates of "pre-baseline" available commercial
hazardous waste combustion (incinerators and BIFs) capacity by waste form. This exhibit also
provides summarized estimates of available capacity by two broad categories of waste physical
forms: (1) liquids and (2) sludges/solids. The following analysis has focused on the availability
of capacity only for solids/sludges because the newly listed petroleum refining process wastes are
expected to fall entirely within this broad category of physical forms.
       11 Background Document for Land Disposal Restrictions - Wood Preserving Wastes (Final Rule): Capacity Analysis and
Response to Capacity-Related Comments, April 1997, pages 4-7 to 4-12.

                                            2-4

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                                              Exhibit 2-1, Pre-Basellne Available Commercial Hazardous Waste Combustion Capacity Summary
t-o
en
Waste Form
Liquids (aqueous)
Liquids (non-aqueous)
Reported as All Liquids (aqueous & non-aqueous)
Reported as Liquids & Pumpable Sludges Grouped
Pumpable Sludges
Nonpumpable Sludges
Reported as Solids & Nonpumpable Sludges Grouped
Bulk Solids
Dry Solids
Containerized Solids
Compressed Gases
Soils
TOTAL LIQUIDS
TOTAL SOLIDS & SLUDGES
TOTAL
Incinerators
Maximum
(1000 tpy)
190
346
82
32
116
32
53
133
NA
231
5
169
650
734
1,390
Available
(1000 tpy)
92
159
56
20
66
17
38
70
NA
102
3
157
327
450
780
Percent
Utilized
51
54
31
38
43
47
27
47
NA
56
43
7
50
39
44
BIFs
Maximum
(1000 tpy)
NA
NA
1,548
236
37
5
35
25
49
146
NA
NA
1,785
298
2,083
Available
(1000 tpy)
NA
NA
702
49
12
1
11
18
39
106
NA
NA
751
187
938
Percent
Utilized
NA
NA
55
79
68
72
69
30
20
28
NA
NA
58
37
55
Total Available
(1000 tpy)
92
159
759
68
78
18
49
88
39
208
3
157
1,078
638
1,718
                 Notes:
                 1.  This pre-baseline capacity summary is based on survey data compiled during 1993 and 1994. For details of capacity for individual combustion units - incinerators and
                    BIFs - refer to U.S. EPA's "Background Document for Capacity Analysis for Land Disposal Restrictions Phase IH-Decharacterized Wastewaters, Carbamate and
                    Organobromine Wastes, and Spent Potliners (Final Rule)", February 1996, Chapter 2.
                 2.  Although estimates of available capacity for today's final rule are based on this capacity summary, the final values include adjustments for the additional capacity
                    required due to Phases II, HI and IV LDR rules. Details of adjustments are provided in the text.

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        As shown in Exhibit 2-1, the available sludge/solid commercial combustion capacity -
prior to accounting for the capacity required due to the Phase I through IV rules - is 638,000
tons/year.12 Post-Phase I and n, but pre-Phase in and IV, data obtained from one major treater,
RES, through comments and subsequent submissions of CBI, as well as extrapolation of these
data to all other combustion data, were used to update this pre-baseline estimate and to
simultaneously account for Phase I and II wastes.  The result is approximately 489,000 tons/year
of available pre-Phase HI and IV capacity,13 with a range between about 410,000 to 568,000
tons/year.14 For the Phase in wastes, EPA estimated that the relevant required sludge/solid
combustion capacity is 4,600 tons/year.  Therefore, the overall pre-Phase  IV combustion capacity
for sludges/solids is estimated at 484,000 tons/year; between about 406,000 to 564,000 tons/year.
In the Phase IV rulemaking for wood preserving wastes, EPA estimated that approximately 9,000
tons/year of non-liquid/nonwastewater combustion capacity is required for wastes from wood
preserving operations.15  Thus, EPA estimates that approximately 475,000 tons/year (397,000 to
555,000 tons/year)  of combustion capacity is available to treat wastes restricted from land
disposal by the remainder of the Phase IV rulemaking. In the Phase IV rulemaking for TC metal
and mineral processing wastes, EPA estimated that approximately 32,000 tons/year (8,800 to
52,000 tons/year) of combustion capacity is required.16 Finally, as a result of the August  6, 1998
finalizing listing and LDR standards for four newly listed petroleum refining wastes (K169-
K172), approximately 8,000 tons/year of sludges of combustion  capacity  is required.17 Thus,
EPA estimates that approximately 435,000 tons/year (337,000 to 538,000 tons/year) of
combustion capacity is available to treat the newly identified dye and pigment wastes estimated
to be 100,000 tons/year. Even though soil and debris contaminated with wood preserving
       12 EPA summed the available capacity of "pumpable sludges" (78,000 tons/year), "no npumpable sludges" (18,000 tons/year), "solids
and non-pumpablesludges" (49,000 tons/year),"bulksolids" (88,000 tons/year),"dry solids" (39,000 tons/year),"containerizedsolids" (208,000
tons/year), and "soils" (157,000 tons/year).

       13To calculate this quantity, EPA first developed separate estimates of available combustion capacity forRES facilities andnon-RES
facilities. EPA determined the pre-baseline capacity available at non-RES facilities by subtracting the pre-baseline combustio n at RES facilities
from the pre-baseline estimate of national sludge, solid, and soil combustion available capacity, and then subtracting an estimate of the non-
RES share of wastes restricted from land disposal due to the Phase I and II rulemakings. EPA then added this result to the estimated increase
in RES available capacity to estimate the total pre-Phase III available capacity for incinerators and BIFs. Because most of the information
used in these calculations is CBI, EPA can not disclose the details in this document.

       14 Because of the age of the data used and the uncertainties of the various assumptions used, EPA developed a "best
estimate" and a range of available combustion capacity values. EPA's best estimate is based on a calculation of the current
percentage of the Phase I and Phase II wastes that RES is combusting. The range was calculated by assuming that RES is
combustingalesserpercentage than the best estimate (lower end), or is burning a greater percentage than the best estimate
(upper bound).

        Background Document for Land Disposal Restrictions - Wood Preserving Wastes (Final Rule), Capacity Analysis and
Response to Capacity-Related Comments, April 1997, page 3-13

       16 U.S. Environmental Protection Agency. CapacityAnalysis for LandDisposalRestrictions-PhaseIV:NewlyIdentifiedToxicity
Characteristic Metal Wastes and Mineral Processing Wastes (Final Rule) Background Document. Section 3.6.10, page 3-28. April 1998.

       17 U.S. Environmental Protection Agency. Background Document for Capacity Analysis for Land Disposal Restrictions:
Newly Identified Petroleum Refining Wastes (Final Rule).  Section 3.3, page 3-15.  August, 1998.

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wastes18 would utilize some combustion capacity, there is still more than adequate combustion
capacity to treat the much lesser volume of newly proposed dye and pigment wastes.

       Since the baseline combustion capacity data were several years old, some combustion
facilities have closed, others have opened, and others have made process changes affecting their
capability and capacity to treat hazardous wastes.19 Much of this information is industry
proprietary in nature and cannot be quantified in this report.  In addition, several facilities that
had proposed expansion of thermal capacity have now abandoned their proposals.20 Difficulties
in permitting make it highly unlikely that other combustion units could be brought on-line in the
near-term (i.e., within two years). Recent industry publications indicate that the public continues
to oppose nearly every proposed hazardous waste management facility, and state and local
legislative bodies continue to pass restrictive siting laws or permitting moratoriums. As a result,
many project sponsors  have already, or may eventually, find the process too costly.21 Therefore,
the available combustion capacity is expected to remain relatively steady through the year 2001.

       2.1.3  Dioxin-Containing Waste Treatment Capacity

       The basis for listing K173 and K174 includes dioxins and furans. Additionally, treatment
standards  are proposed for dioxins and furans in K174. EPA has previously established
treatment  standards for other dioxin and furan-containing wastes. For such wastes, treatment
using combustion has been required, or treatment standards have been established based on
BDAT using combustion. These dioxin-containing wastes include the following:

       •    F020 to F023 and F026 to F027 (various chlorinated benzene and chlorinated phenol
           wastes). The basis for listing includes chlorinated dioxins and furans. Numerical
           treatment standards for dioxins and furans are established. Additional requirements
           for these wastes are presented in 40 CFR Part 264 Subpart O.

       •    F032 (wastewaters from wood preserving processes using or previously using
           chlorophenolic formulations). The basis for listing includes tetra-, penta-, hexa-, and
           hepta- chlorinated dioxins and furans.  Numerical treatment standards for dioxins and
           furans are established based on combustion, with alternative technology standards of
           combustion.
        Note that the two-year capacity variance for soil and debris contaminated with wood preserving wastes which was
effective from May 12,1997 (62 FR 25998) has expired.

       19 Background Document for "Capacity Analysis for Land Disposal Restrictions-Phase IV: Newly Identified Toxicity
Characteristic Metal Wastes and Mineral Processing Wastes (Final Rule), April 1998," page 2-15 to 2-17.

        "Commercial Hazardous Waste Management Facilities: 1997 Survey of North America," The Hazardous Waste
Consultant. March/April 1997.
       21 ibid.
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       •   Certain dioxins and furans have UTS.  The numerical standards for F020 to F023,
           F026 to F027, and F032 are identical to the UTS.

The combustion of F020 to F023 and F026 to F027 is required to be conducted in a "six 9's"
destruction and removal efficiency combustion device. See 40 CFR Part 264 Subpart O.
Commenters to the proposed Wood Preserving LDR rule stated that only one incinerator in the
US (Laidlaw [formerly Aptus], Coffeyville KS) is licensed to accept dioxin and furan wastes, and
its available capacity is less than 6,600 tons/yr for non-PCB wastes.22

       However, similar destruction efficiency is not required for F032. As stated in the Wood
Preserving Wastes Capacity Analysis Background Document, EPA did not require the
combustion of F032 wastes in a "six 9's" destruction and removal efficiency combustion device.
Therefore, facilities could combust F032 wastes at any RCRA facility regulated under 40 CFR
Part 266 or 264, Subpart O without having to monitor the concentrations of dioxins and furans
left behind in the combustion residues. In addition, facilities could combust F032 wastes in
combustion devices regulated under CFR Part 265, Subpart O units, provided the residues meet
the applicable standards for each regulated dioxin or furan constituent, or make a demonstration
that their combustion is at least equivalent to that required of permitted incinerators or Part 266
BIFs, in which case these interim status incinerators would also have the option of not
monitoring for dioxins in combustion  residue. Using the preliminary 1997 BRS (release date of
April 1999), eight facilities reported managing F032 waste using incineration in 1997.23 As
shown in Exhibit 1-1, land disposal restrictions for F032 were finalized in 1997, indicating that
for at least part of the year the treatment standards were in effect.

       The proposed treatment standards for K173 and K174 wastes are similar to the
requirements for treating F032 waste,  in that only numerical standards are proposed (rather than
required combustion in a "six 9's" incinerator).  Therefore, the combustion capacity presented in
this section is valid for the chlorinated aliphatics production wastes proposed for listing.

2.2    OTHER TREATMENT SYSTEM CAPACITIES

       This section discusses commercial treatment capacity other than hazardous waste
combustion. Specifically, it presents EPA's capacity analysis for the processes specified in
Exhibit 1-2: mercury recovery, stabilization, landfilling, and wastewater treatment.  These are
presented in Sections 2.2.1 through 2.2.4, respectively. Section 2.2.5 discusses commercially
available underground injection.
       99
         U.S. EPA. Background Document for Land Disposal Restrictions - Wood Preserving Wastes (final rule). April 1997, page 4-14.


       23 These facilities are Ensco (ElDorado, AR), Laidlaw (Coffeyville, KS), LWD (Calvert City, KY), Clean Harbors (Kimball, NE), Waste
Technologies Industries (East Liverpool, OH), Safety Kleen (Roebuck, SC), Chemical Waste Management (Port Arthur, TX), Laidlaw (Clive,UT).



                                            2-8

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       2.2.1  Available Mercury Recovery Capacity

       A technology-based treatment standard (RMERC) is proposed for nonwastewater forms
of K175 with greater than 260 mg/kg total mercury.  RMERC, as described in 40 CFR 268.42, is
the retorting or roasting of mercury.  This section discusses available RMERC capacity including
special characteristics of K175 that may affect its acceptance by hazardous waste treatment
facilities.

       K175 can potentially be treated by two types  of facilities: (1) facilities recovering mercury
using RMERC from a wide variety of wastes (including industrial wastes), and (2) larger
treatment, storage, disposal (TSD) facilities for which mercury retorting likely comprises only a
part of their operations (e.g., the facility may also conduct incineration, stabilization, and other
technologies not necessarily limited to mercury-containing wastes).24 The identification of
RMERC facilities that accept industrial wastes, and would therefore be candidates for accepting
K175, was conducted using the 1995 BRS, other information sources such as previous EPA
facility visits or contacts, and the Internet.  This identification is presented in EPA's 1998 report
entitled "Waste Specific Evaluation of RMERC Treatment  Standard," which is available in the
public docket for the Advanced Notice of Proposed Rulemaking "Potential Revisions to the Land
Disposal Restrictions Mercury Treatment Standards," (May 28, 1999; 64 FR 28949).  This report
shows that the following facilities currently accept mercury containing industrial wastes and treat
the wastes using RMERC:

       •   AERC (Bethlehem, PA)
       •   Bethlehem Apparatus (Hellerton and Allentown, PA)
       •   Burlington Environmental (Kent WA)
       •   Drug and Laboratory Disposal, Inc. (Plainwell, MI)
       •   E.I. DuPont de Nemours & Company (Orange, TX)
       •   ENSCO (Dalton, GA)
       •   Mercury Recycling (Brisbane, CA)
       •   Mercury Refining Company (Albany, NY).
       •   NSSI (Houston TX)

By examining the 1995 BRS, EPA found that approximately 3,200 tons of mercury containing
waste was retorted in 1995 (includes both commercial and captive facilities) ("Waste Specific
Evaluation of RMERC Treatment Standard," July 1998, EPA).  Most of this quantity is
represented by D009, in the form of  inorganic solids. Appendix E presents the BRS data used
and presented in the 1998 RMERC report. EPA has  no current estimate of the nationwide
RMERC capacity available. For this reason, EPA's assessment of available capacity for K175
will carry uncertainty.

       There is also uncertainty in the ability of RMERC to effectively treat K175.  This is a
waste with high concentrations (greater than 1 percent) of mercury sulfide. In comparison to
       24 Facilities principally accepting only fluorescent bulbs are unlikely to accept K175.  This
is because, in general, they do not accept other types of industrial mercury-containing wastes.

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other forms of mercury in wastes, such as elemental mercury or mercury oxide, mercury sulfide
creates some special considerations for RMERC. For example, EPA Hazardous Waste No.
K106, wastewater treatment sludge from the mercury cell process in chlorine production, is also
comprised of mercury sulfide. Mercury sulfide is particularly difficult to treat because elemental
mercury condensed from the fuming process in mercury retorters easily recombines with the
available sulfide ions. Additives are needed to prevent recombination, but this addition to the
treatment train leads to an increase in waste treatment costs25. Although land disposal
restrictions for K106 are currently promulgated as RMERC, negative public comments were
initially received disputing the effectiveness of RMERC for this waste, arguing it was not
demonstrated (U.S. EPA, "Final Best Demonstrated Available Technology (BDAT) Background
Document for Mercury Containing Wastes D009, K106, P065, P092, and U151," May 1990).  At
the present time, several  chlorine production facilities effectively manage their sulfide-containing
K106 in onsite RMERC units, demonstrating the applicability of RMERC for this mercury
sulfide waste. Difficulties of mercury sulfide treatment were also documented in the EPA
"Waste Specific Evaluation  of RMERC Treatment Standard" 1998 report.

       The presence of organic material may also cause difficulties for treatment (for example,
the sludge contains 43 percent organic matter and an oil and grease content of 4 percent), as well
as the presence of chloride (not measured, but likely present in the waste). Difficulties associated
with the presence of chloride and organic chloride include the formation of impurities and acids
in the presence of steam that are corrosive to equipment.  Further details are presented in the
EPA "Waste Specific Evaluation of RMERC Treatment Standard" 1998 report. Additional
information regarding the physical and chemical characteristics of K175 and the applicability of
RMERC is presented in EPA's "Best Demonstrated Available Technology (BDAT) Background
Document for Chlorinated Aliphatics Production Wastes," June 1999.

       EPA is proposing RMERC as one option for the treatment standard.  Based on EPA and
industry experience with RMERC treatment of K106 mercury sulfide wastes, and the comments
by one commercial RMERC facility, EPA will closely monitor the ability of this waste to be
effectively treated using RMERC.  There is also uncertainty in the quantity of excess capacity
available to treat K175 by RMERC. EPA is requesting actual treatment performance data for
this or  similar wastes from commercial facilities as a basis of selecting a treatment technology for
final promulgation.

       2.2.2  Available Stabilization Capacity

       EPA is proposing a numerical treatment standard for residues of RMERC, and for
nonwastewater forms of K175 with less than 260 mg/kg mercury. Additionally, as an alternative
to the technology-specific standard of RMERC for nonwastewater forms of K175 with greater
than 260 mg/kg, EPA is proposing numerical treatment standards. To fulfill any of these
numerical treatment standards, stabilization may be used.
       25
        Correspondence between John Austin of EPA and John Boyle of Bethlehem Apparatus regarding mercury sulfide waste.

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       Besides combustion, stabilization is a primary conventional commercial treatment
technology for the wastes proposed for listing as hazardous. EPA estimates that there are several
million tons per year of available stabilization capacity. In analyzing alternative treatment
capacity for stabilization for the chlorinated aliphatics production wastes, EPA built on the
capacity analysis conducted for the Third Third LDR rule.  This analysis was based on data
contained in the May 1990 TSDR Capacity Data Set.26 The TSDR Capacity Data Set contains
results from the National Survey of Hazardous Waste Treatment, Storage, Disposal and
Recycling Survey (the TSDR Survey).  The TSDR Survey was administered in 1987 to 2,500
facilities and was designed to provide comprehensive information on current and planned
hazardous waste management, and practices at RCRA-permitted and interim status treatment,
storage, recycling, and disposal facilities. The TSDR Survey collected projections of capacity
changes from 1986 through 1992.

       Following the original TSDR Survey, EPA updated the TSDR Capacity Data Set for
critical technologies based on confirmation of planned capacity changes and other information
received since the survey (e.g., comments on proposed rules).  Updated information was obtained
by contacting facilities and verifying critical projected capacities reported in the TSDR Survey.
A key part of this analysis was a review of Biennial Reporting System (BRS) data for the
proposed rule for Phase IV wastes.27

       To estimate the available stabilization capacity for treatment residuals derived from the
newly identified chlorinated aliphatics wastes, the capacity demand for previous LDR rules was
subtracted from the available stabilization capacity estimated from the TSDR Capacity Data Set
and updates.  The available stabilization capacity from the TSDR Survey and updates was
3,125,000 tons per year. EPA estimated in the Third Third rulemaking that the capacity required
as a result of the  Third Third and previous LDR rules was 1,921,000 tons per year.  Furthermore,
the capacity required for Phase I was 77,000 tons per year, for Phase n wastes was 0 tons per
year,28 and for Phase in wastes was 0 tons per year.29  For the Phase IV rule for TC  metal and
mineral processing wastes, EPA determined that most of the newly identified wastes are already
meeting the Phase IV treatment standards, or will require relatively minor modifications to
existing treatment systems,  and thus little additional commercial stabilization capacity will be
needed.  Furthermore, even if some capacity is required as a result of the Phase IV rule, EPA
expects that the high elasticity of stabilization capacity (i.e., the little time needed to develop
additional stabilization capacity) will more than counter this required capacity.
       26 U.S. EPA, Commercial Treatment/Recovery Data Set, pages. 37-45, 54-57,91-95 May 1990.

        U.S.EnvironmentalProtection Agency. CapacityAnalysis for Land Disposal Restrictions-Phase IV: Newly IdentifiedToxicity
Characteristic Metal Wastes and Mineral Processing Wastes (Final Rule) Background Document. Section 2.1. April 1998.
       no
        EPA believes that stabilization may be required to treat underlying hazardous metal constituents in so me Phase II organicTC
wastes after combustionbutthattheactual amount of combustion residuals requiringstabilization capacity isasmall fraction of available
capacity.
        EPA believes that stabilization maybe required to treat underlyinghazardous metal constituents in some Phase III wastes after
combustion but that the actual amount of residuals requiring stabilization capacity is a small fraction of available capacity.

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       2.2.3   Available Landfilling Capacity

       Landfilling typically represents a "baseline" management method for compliance with
Subtitle C requirements.  Under a capacity variance, a generator would be able to dispose of their
hazardous waste in a Subtitle C without additional treatment. Therefore, analysis of landfill
capacity will not typically be a factor in EPA's consideration of whether to grant a national
capacity variance.

       However, one option for the land disposal restrictions for K175 includes the placement of
the treated hazardous waste in a Subtitle C landfill that has certain restrictions. These restrictions
include that the waste not be co-disposed with: (1) other wastes with pH greater than 6.0, and (2)
other wastes do not contain excess sulfides.  Data obtained from six hazardous waste landfills
show that the pH of landfill leachate (and therefore the pH of the co-disposed wastes) may range
from 5.8 to 11 (U.S. EPA, Development Document for Proposed Effluent Limitations Guidelines
and Standards for the Landfills Point Source Category, January 1998, EPA-821-R-97-022).
Therefore, it is apparent that some landfills can achieve the first criteria.  However, information
regarding the types of wastes disposed is generally not available.  Landfill facilities typically
divide their landfills into  cells, allowing for the disposal of different wastes in different cells,
where wastes from different cells are separated by berms.  Therefore, it is possible that an
individual landfill would  have multiple cells, allowing for the disposal of certain wastes (e.g.,
low-sulfide wastes) in segregated cells allowing for compliance with the land disposal restriction
requirements.

       2.2.4   Available Wastewater Treatment Capacity

       Wastewater forms of K173, K174, and K175 may require  commercial treatment.  For
example, one of the wastes, K173, is often generated in a wastewater form,  and commercial
treatment may be required.

       EPA estimated available wastewater treatment capacity for the Phase IV rule.30 In 1991,
EPA's Office of Water developed the Waste Treatment Industry Questionnaire to collect
information on centralized wastewater treatment capacity. The information collected during this
effort represents 1989 data and includes maximum and available treatment capacity.
Approximately 40  million tons (9.7 billion gallons) of wastewater treatment capacity are
available each year at 65 facilities.  In addition, there are 11 additional treatment facilities that
were not included in  this estimate because they did not supply the requested capacity
information. By assigning the average available capacity of 638,000 tons per year to each of the
non-reporting facilities, EPA estimates a total available commercial wastewater treatment
capacity of more than 47 million tons each year. According to data collected for the Third Third
rulemaking, the capacity is in the form of many types of treatment such as biological, metal
treatment, etc.
       ori
         U.S.EPA. BackgroundDocumentforLandDisposal Restrictions -Wood Preserving Wastes (final rule). April 1997. Pages 2-6
through 2-10.


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       EPA used the 1991 BRS to confirm this estimate of available wastewater treatment
capacity.  Specifically, the PS form of the 1991 BRS contains information on the utilized and
maximum capacity of the facility's waste treatment system. EPA found the total available
wastewater treatment capacity reported in the BRS at facilities representing approximately 90
percent of the total operational capacity reported in the Waste Treatment Industry
Questionnaire.31 According to the  1991 BRS, these facilities had 33 million tons (7.9 billion
gallons) of available capacity.  Adjusting this estimate to reflect the fact that it represents an
estimated 90 percent, rather than 100 percent, of the total operational capacity, approximately 37
million tons of available wastewater treatment capacity are available.  This estimate compares
favorably to the estimate of 47 million tons obtained from the Office of Water data.

       2.2.5   Available Commercial Underground Injection Capacity

       K173 wastes are aqueous and could be managed by commercially available underground
injection. This section examines if the commercial capacity exists for underground injection of
these wastewaters by providing pertinent details from EPA's 1998 report on underground
injection data and related issues for the Phase IV rule32.

       In 1984, Congress banned the use of injection wells for waste disposal unless EPA
determined that a prohibition was not required to protect human health and the environment. This
regulation impacted Class I underground injection facilities operating Class I injection wells.
Class I wells, by definition, inject municipal  or industrial waste beneath the lowermost
underground source of drinking water.

       As described in the  1998 EPA report  for the Phase IV rule, data for Class I facilities and
wells were obtained from the following sources:

       •   EPA's UICWELLS (that is, Class I Injection Wells Database Version 6 updated
          through 1995);

       •   The 1993 Biennial Reporting System (BRS) for the Hazardous Waste Report required
          by Sections 3002 and 3004 of RCRA; and

       •   Personal communications with  injection well operators, and EPA Regional and State
          Underground Injection Control  program personnel.

The data primarily included injectate data for each facility, available process description data,
well specific data (that is, well flow rates and operating status) and injected waste volumes as
reported  in the BRS.
       01
        Specifically, the estimate includes all aqueous organic and/or inorganic treatment systems.
       32
        U.S. EPA. BackgroundDocumentfor Analysis of the LandDisposal Restrictions - Phase IV: Underground Injection Data and Issues.
April 1998.


                                           2-13

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       According to these 1995 data33, there are a total of 41 Class I underground injection
commercial facilities operating 60 Class I wells.  Twenty-one Class I wells are used for RCRA
hazardous waste disposal and fourteen of these wells are identified as having an available
commercial injection capacity totaling 565 millions of gallons per year.34 Impacts from the Phase
IV final rule are not expected to significantly affect this capacity; the  two largest generators
evaluated are subject to a two-year natural capacity variance (May 26, 1998; 63 FR 28627).
       00
         U.S. EP A. BackgroundDocumentfor Analysis of the LandDisposalRestrictions-Phase IV: UndergroundlnjectionDataandlssues.
         U.S. EPA. BackgroundDocumentfor Analysis of the LandDisposal Restrictions - Phase IV: Underground Injection Data and Issues.
April 1998. Page 12.
       34U.S.ER
April 1998. Exhibit E-l.

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    3. REQUIRED CAPACITY FOR CHLORINATED ALIPHATICS PRODUCTION
                                       WASTES

3.1    INTRODUCTION

       This section describes the required treatment capacity for the newly proposed K173,
K174, and K175 chlorinated aliphatics production wastes.  The overall purpose of this analysis is
to estimate the new demand for commercial Subtitle C treatment and recovery capacity resulting
from the proposed listing of these hazardous wastes and simultaneous promulgation of land
disposal restrictions.  The quantity of K173, K174, and K175 estimated to require commercial
offsite treatment capacity as a result of this analysis is then compared to the national estimate of
available Subtitle C commercial treatment capacity (presented in Section 2).  When EPA
promulgates final LDR standards for these wastes, EPA will use data from the capacity analysis
to assess the need for a national capacity variance from the LDRs as specified in RCRA
3004(h)(2).

       This capacity analysis incorporates data and information on K173, K174, and K175
generation and management collected during the EPA industry study of chlorinated aliphatics
production wastes.  Section 3.1 contains information on the processes generating K173,  K174,
and K175.  Section 3.2 describes the data sources used in estimating the quantities of K173,
K174, and K175 generated and managed.  Section 3.3 presents EPA's assessment of the
quantities of K173, K174, and K175 potentially requiring commercial treatment.  Sections 3.4 to
3.6 describe other aspects of the capacity analysis relevant to K173, K174, and K175 wastes.

       3.1.1   Background

       Background information on the regulatory background of the K173, K174, and K175
wastes, the processes that generate the wastes, and the regulatory definitions of these wastes is
presented here.  Specifically, regulatory background for K173, K174, and K175 is presented in
Section 3.1.1, industry overview is provided in Section 3.1.2, and a description of the processes
generating the wastes are presented in Section 3.1.3.

       Regulatory Background of Previous Solid Waste Regulations Affecting Industry

       EPA previously promulgated a series of listings that apply to the chlorinated aliphatics
industry in previous investigations in the 1980s.  Many of the same facilities affected by these
hazardous waste listings  are likely affected by the proposed rule. These listing are associated
both with general chlorinated aliphatics production processes and with the production of specific
chlorinated aliphatic chemicals.  These wastes, listed as hazardous in 40 CFR §261.31 and
261.32, are as follows:

       •   F024: Process wastes, including but not limited to, distillation residues, heavy ends,
          tars, and reactor clean-out wastes from the production of certain chlorinated aliphatic
          hydrocarbons by free radical catalyzed processes.  These chlorinated aliphatic
          hydrocarbons are those having carbon chain lengths ranging from one to and
          including five, with varying amounts and positions of chlorine substitution. (This

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          listing does not include wastewaters, wastewater treatment sludges, spent catalysts,
          and wastes listed in §261.31 or §261.32.)

       •   F025: Condensed light ends, spent filters and filter aids, and spent desiccant wastes
          from the production of certain chlorinated aliphatic hydrocarbons, by free radical
          catalyzed processes.  These chlorinated aliphatic hydrocarbons are those having
          carbon chain lengths ranging from one to and including five, with varying amounts
          and positions of chlorine substitution.

       •   K016: Heavy ends or distillation residues from the production of carbon tetrachloride.

       •   KOI8: Heavy ends from the fractionation column in ethyl chloride production.

       •   K019: Heavy ends from the distillation of vinyl chloride in vinyl chloride monomer
          production.

       •   K020: Heavy ends from the distillation of vinyl chloride in vinyl chloride monomer
          production.

       •   K028: Spent catalyst from the hydrochlorinator reactor in the production of 1,1,1 -
          trichloroethane.

       •   K029: Waste from the product steam stripper in the production of 1,1,1-
          trichloroethane.

       •   K030: Column bottoms of heavy ends from the combined production of
          trichloroethylene and perchloroethylene.

       •   K095: Distillation bottoms from the production of 1,1,1 -trichloroethane.

       •   K096: Heavy ends from the heavy ends column from the production of 1,1,1-
          trichloroethane

The F-listed wastes were promulgated on December 11, 1989, and the K-listed wastes were
promulgated on November 12, 1980. In addition to these listed hazardous wastes, there are a
number of chlorinated aliphatics chemicals that are listed hazardous wastes when they are
discarded, off-specification, container residues, or spills (U and P list wastes).  Finally, a number
of chlorinated aliphatic compounds are part of the toxicity characteristic; solid wastes containing
these constituents above TC levels are hazardous wastes. These constituents are as follows:

       •   DO 19  Carbon Tetrachloride
       •   D022  Chloroform
       •   D028  1,2-Dichloroethane
       •   D029  1,1-Dichloroethylene
       •   D033  Hexachlorobutadiene
       •   D034  Hexachloroethane

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       •   DOS 9  Tetrachloroethylene
       •   D040  Trichloroethylene
       •   D043  Vinyl chloride

       The F024 listing, which covers a variety of process wastes from the manufacture of
chlorinated aliphatics, specifically excludes the two waste streams addressed in today's listing
determination: wastewaters and wastewater treatment sludges. In 1984, HSWA amended RCRA
by instituting explicit new hazardous waste management requirements, including land disposal
restriction (LDR) schedules for all listed hazardous wastes (Solvents and Dioxins, California
List, First Third, Second Third, and Third Third). Congress directed EPA (through HSWA) to
investigate wastes generated by the chlorinated aliphatics production industry [RCRA Section
3001(e)(2)]. In 1989, the Environmental Defense Fund (EOF) sued EPA, in part, for failing to
meet the statutory deadlines of Section 3001(e)(2) of RCRA (EOF vs. Browner; Civ. No. 89-
0598 D.D.C.). To resolve most of the issues of the case, EDF and EPA entered into a consent
decree, which was approved by the court on December 9, 1994 and has been amended
subsequently to revise dates.  The consent decree sets out an extensive series of deadlines for
promulgating RCRA rules  and for completing certain studies and reports. Paragraph l.m of the
consent decree obliges EPA to promulgate a final listing determination on or before September
30, 2000 for wastewaters and wastewater treatment sludges generated from the production of
chlorinated aliphatics (specifically, from the production of the same chlorinated aliphatics
products specified in the F024 listing). The proposed K173, K174, and K175 wastes include
those studied as a result of the consent decree.

       Chlorinated Aliphatics Wastes Proposed for Listing

       The wastes proposed for listing under 40 CFR Part 261 in today's rule are as follows:

       •   K173: Wastewaters from the production of chlorinated aliphatic hydrocarbons, except
          wastewaters generated from the production of vinyl chloride monomer using mercuric
          chloride catalyst in an acetylene-based process. This listing includes wastewaters
          from the production of chlorinated aliphatic hydrocarbons having carbon chain
          lengths ranging from one to and including five, with varying amounts and positions of
          chlorine substitution.

       •   K174:  Wastewater treatment sludges from the production of ethylene dichloride or
          vinyl chloride monomer (including sludges that result from commingled ethylene
          dichloride or vinyl chloride monomer wastewater and other wastewater), unless the
          sludges meet the following conditions: (I) they are disposed of in a Subtitle C or D
          landfill licensed or permitted by the state or federal government;  (ii) they are not
          otherwise placed on the land prior to final disposal; and (iii) the generator maintains
          documentation demonstrating that the waste was either disposed of in an onsite
          landfill or consigned to a transporter or disposal facility that provided a written
          commitment to  dispose of the waste in an offsite landfill. Respondents in any action
          brought to enforce the requirements of Subtitle C must, upon  a showing by the
          government that the respondent managed wastewater treatment sludges from the
          production of vinyl chloride monomer or ethylene dichloride, demonstrate that they

                                           3-3

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          meet the terms of the exclusion set forth above. In doing so, they must provide
          appropriate documentation (e.g., contracts between the generator and the landfill
          owner/operator, invoices documenting delivery of waste to landfill, etc.) that the
          terms of the exclusion were met.

       •   K175 Option 1: Wastewater treatment sludges from the production of vinyl chloride
          monomer using mercuric chloride catalyst in an acetylene-based process.

          K175 Option 2: Wastewater treatment sludges from the production of vinyl chloride
          monomer using mercuric chloride catalyst in an acetylene-based process, unless I) the
          sludges are disposed in a Subtitle C landfill, and ii) the sludges do not fail the toxicity
          characteristic for mercury in 40 CFR 261.24, and  iii) the generator maintains
          documentation demonstrating that the waste was disposed of in a Subtitle C landfill or
          consigned to a transporter or disposal facility that provided a written commitment to
          dispose of the waste in a Subtitle C landfill. Respondents in any action brought to
          enforce the requirements of Subtitle C must, upon a showing by the government that
          the respondent managed wastewater treatment sludges from the production of vinyl
          chloride monomer using mercuric chloride catalyst in an acetylene-based process,
          demonstrate that they meet the terms of the exclusion set forth above. In doing so,
          they must provide appropriate documentation (e.g., contracts between the generator
          and the landfill owner/operator, invoices documenting delivery of waste to landfill,
          analytical results or other information showing the waste does not fail the toxicity
          characteristic for mercury, etc.) that the terms of the exclusion were met.

       It is important to note that an individual facility generating wastewater treatment sludge
from the production of ethylene dichloride or vinyl chloride monomer may not necessarily be
required to manage the waste as hazardous, due to the proposed conditional listing. In fact, the
vast majority of K174 waste presently generated would not require management as a hazardous
waste under this conditional listing, as further described in Section 3.3.

       3.1.2  Chlorinated Aliphatics Industries Overview

       For the purposes of the  current listing investigation, EPA defined "chlorinated aliphatic"
as it had previously in the F024 listing. Specifically, a chlorinated aliphatic is  defined as any
organic compound characterized by straight-chain, branched-chain, or cyclic hydrocarbons
containing one to five carbons, with varying amounts and locations of chlorine substitution.
Hydrocarbons are organic compounds composed solely of the atoms hydrogen and carbon.
Aliphatics occur where the chemical bonding between carbon atoms are single, double, or triple
covalent bonds (not aromatic bonds).  Cyclic aliphatic hydrocarbons included in this class consist
of alkanes, alkenes or alkadienes, and alkynes. For an aliphatic to be chlorinated, the hydrogen
atoms in the "aliphatic hydrocarbon" have been chemically replaced with chlorine atoms,  at
different positions and also in multiple positions.  It should be noted that while the F024 and
F025 definitions are limited to wastes generated from the  production of chlorinated aliphatics by
free radical catalyzed processes, EPA did not limit the current industry study to free radical
catalyzed processes.
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       Chlorinated aliphatics products and intermediates were reported by industry from EPA's
RCRA 3007 survey response (see Section 3.2.1). Data on these products and information on the
facilities producing them are not included due to business confidentiality concerns. Following
this most recent EPA data collection, additional facilities have closed while others have opened
or increased capacity.  Chlorinated aliphatic production volumes have increased significantly
over the past several years. This trend of increasing production capacity is expected to continue
in future, keeping total facility capacity in line with demand for chlorinated aliphatic products.
Detailed discussion concerning chlorinated aliphatics production facilities is presented in EPA's
Listing Background Document for the Chlorinated Aliphatics Industry Listing Determinations
(1999).  The effect of these changes on future waste generation was not investigated.35

       Chlorinated aliphatics production facilities are primarily located in and around the
petroleum industry along the Gulf Coast. The majority of these locations are fully integrated
petrochemical processing facilities in which chlorinated aliphatic wastewaters are co-managed
with non-chlorinated aliphatic wastewaters creating a "non-dedicated" wastewater sludge.  There
are a number of facilities whose wastewater treatment systems manage only chlorinated
aliphatics wastewaters; for the purpose of this report these treatment systems, and resulting
sludges, are termed "dedicated".

       Chlorinated aliphatics production involves the production of both chlorinated products
and intermediates. A chlorinated aliphatic "intermediate" is a chemical which is produced and
consumed onsite in a chlorinated aliphatic process;  a chlorinated aliphatic "product" is a
chemical which is either sold or shipped off site or is  consumed onsite in a non-chlorinated
aliphatic process. For example, vinyl chloride monomer (VCM) consumed onsite in the
manufacture of polyvinyl chloride (a polymer) is considered a product, while ethylene dichloride
(EDC) consumed during the manufacture of VCM is considered an intermediate.  The most
significant chlorinated aliphatic product is VCM. This is most often produced using the balanced
process, with EDC as an intermediate and/or co-product (i.e., the "EDC/VCM balanced
process").

       3.1.3   Processes Generating Chlorinated Aliphatics Wastes

       Chlorinated aliphatics are produced using several different  production processes. The
Listing Background Document identifies 13 different processes used to manufacture various
products. Two processes are discussed below: production of EDC/VCM using the balanced
process, and production of VCM using the acetylene process. These processes generate wastes
K174 and K175, respectively.  Although K173 (wastewaters) can be generated from any
chlorinated aliphatics production process, their generation will only be discussed in the context
of EDC/VCM using the balanced process.  This is the single most  common process investigated
in this industry.

       The wastes proposed for listing, K173, K174,  and K175,  contain toxic constituents which
are included as the proposed basis for listing these wastes; other constituents have proposed
        Significantly, Borden Chemicals and Plastics (Geismar, LA) is expanding theiracetylene-basedVCMproductionprocess,aprocess
generating K175. This is the only facility that generates K175 in the U.S. (From Listing Background Document.)

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numerical or technology-based treatment standards. These constituents are included in Appendix
C.

       Generic EDC/VCM Production Using the Balanced Process

       Manufacture of EDC and VCM is the most common process in the chlorinated aliphatics
industry. There are 17 EDC and/or VCM production processes at 15 facilities (12 processes
manufacture EDC and VCM, while the remaining five only manufacture EDC). EDC/VCM
manufacture accounts for the vast majority of the chlorinated aliphatics industry market share.

       EDC and VCM are commonly manufactured in the chlorinated aliphatic industry by the
"balanced process."  The balanced process  consists of three primary reaction steps:  1) direct
chlorination of ethylene to produce EDC, 2) thermal cracking of EDC to produce VCM and
hydrogen chloride (HC1), and 3) oxychlorination of ethylene and HC1 from thermal  cracking to
produce additional EDC. Prior to thermal cracking, the crude EDC undergoes purification.
Typically EDC is manufactured as an intermediate in the subsequent manufacture of VCM.
However,  in some cases EDC is manufactured onsite and sent offsite as product or purchased
from an offsite source and used onsite to manufacture VCM.  In addition, there is single facility
in the United States which manufactures VCM via hydrochlorination of acetylene, which
generates K175 (this production process is  discussed below).

       Following the manufacture of VCM, many facilities consume VCM onsite as an
intermediate in the manufacture of polyvinyl chloride (PVC). This polymerization reaction is not
within the scope of this listing determination, and was not investigated in the course of the
Industry Study.

       Wastes produced during the EDC/VCM production process are mainly generated from
distillation and purification processes, scrubbers used during start-up/shut-down, washings, phase
separation, rainwater, and equipment washdowns.

       Two process wastewater streams are commonly formed from the manufacture of crude
EDC (both would be classified as K173). The most common process wastewater consists of
water generated as by-product from the oxychlorination reaction, that is separated from the
organic EDC phase; this aqueous phase also includes other wastewaters from caustic washing of
wet crude EDC and removal of water from wet EDC. In addition, a second process wastewater
that may be generated periodically consists of various scrubber waters generated during start-
up/shut-down operations.  These two process wastewater streams, along with steam stripped
drainage wastewaters generated from equipment washdown and rainwater in the process areas
are commonly commingled prior to management.

       Wastewater treatment sludges are generated from the treatment EDC/VCM wastewaters.
These sludges would be classified as K174. Sludges  are generally dewatered using  either plate-
and-frame filter presses or belt filter presses and dewatered sludge is temporarily stored in roll-
off containers prior to onsite or offsite transportation  and management.

       VCM Production Using the Acetylene Process (VCM-A)

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       Production of vinyl chloride monomer based on acetylene is less common than the
aforementioned EDC/VCM balanced process using ethylene as feedstock. In fact, EPA's
industry study identified only one chlorinated aliphatics facility (Borden Chemicals and Plastics;
Geismar, LA) using the acetylene-based process.  The quantity of VCM that can be produced
from this process accounts for approximately 2 percent of the nationwide 1998 capacity of VCM
production (www.chemexpo.com, "Vinyl Chloride Product Profile").

       This process uses acetylene and anhydrous hydrogen chloride as raw materials in a
hydrochlorination reaction to produce vinyl chloride monomer. The basic process chemistry is
shown below.

                            CH^CH + HC1   ->   CH2=CHC1

       In the Borden process, acetylene (C2H2) from the onsite acetylene plant is first purified to
remove water. Following drying, the acetylene is mixed with anhydrous hydrogen chloride (HC1)
and flows through tubular catalytic reactors. Once in the reactors, the acetylene and HC1
combine to form VCM (C2H3C1). Mercuric chloride supported on activated carbon is used as the
catalyst in all reactors. The reactor products are sent to a phase separator. The liquid phases,
consisting primarily of VCM, are forwarded to purification.  The vapor phases are recycled to the
reactor steps.

       VCM purification consists of a series of distillation columns. Through this series of
columns, the following compounds are recovered:

       •   Unreacted HC1 and acetylene, which are recycled back to the reactors.

       •   Purified VCM, which is sold as a product.

       •   "Heavy ends" from the process. These are combusted onsite.

       The only wastewater generated from this process is rainwater and other padwater
collected from the process area.  Due to the presence of residual mercuric chloride catalyst from
catalyst change-outs on the process pad, the padwater (containing mercury) is forwarded to a
separate sodium sulfide treatment system prior to being discharged under an NPDES  permit.
This wastewater is not part of the proposed scope of K173, and is proposed to not be listed.

       Mercury sulfide wastewater treatment sludge is generated from the treatment of the
process area padwater. This sludge is dewatered prior to temporary storage onsite in a container.
This waste is proposed to be listed as K174.
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3.2    DATA SOURCES

       3.2.1   RCRA §3007 Questionnaire

       EPA developed an extensive questionnaire under the authority of §3007 of RCRA for
distribution to the chlorinated aliphatics production industry.  The purpose of the RCRA §3007
Questionnaire was to gather information about solid and hazardous waste management practices
in the U.S. chlorinated aliphatics production industry. EPA used this information to determine
whether certain waste streams should be managed as hazardous under RCRA and added to the
list of hazardous wastes under 40 CFR 261. The questionnaire included sections requesting
information with respect to:

       •   Corporate and facility information
          Types of chlorinated aliphatic products and chlorinated aliphatic intermediates
          manufactured at the facility
          Types of processes at the facility
       •   Solvent use during the manufacturing process
          Specific production processes; as well as residuals generated
       •   Residuals characterization
          General residual management information
       •   Specific onsite residual management information
          Source reduction efforts, and
       •   Signed certification.

       EPA distributed the survey in November of 1992 to 57 facilities and/or corporations
identified as potential manufacturers of chlorinated aliphatic chemicals. As described in Section
3.1.2, the results of the survey indicate that 27 facilities manufactured chlorinated aliphatics in
1991.

       The completed surveys were reviewed for completeness and data were entered into a
relational data base. An exhaustive engineering review of each facility's response was
conducted, resulting in follow-up letters and/or telephone calls to facility representatives seeking
clarifications, corrections,  and additional data where needed.

       EPA suspended activity on this listing determination project for two and a half years
between the fall of 1993 and spring of 1996. Upon resuming the listing determination activities
in 1996, EPA initiated a review of data collected prior to the work stoppage. EPA contacted
facility representatives to gather information regarding the current status of chlorinated aliphatics
production operations.  Ultimately, in June of 1997 EPA sent requests for updated data (for
calendar year 1996) regarding consent decree wastes generated by each facility.  Data from these
responses were similarly reviewed and entered into a database.  Based on  the updated
information, two chlorinated aliphatics manufacturers ceased operations, leaving a total of 25
chlorinated aliphatics production facilities. EPA expects that each of these facilities generates
one of the three wastes proposed for listing.
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       3.2.2   Record Sampling and Site Visits

       EPA initiated field activities with a series of engineering site visits. The primary purpose
of the site visits was to gather first-hand information about production processes, as well as waste
generation, management, and characterization data for each of the consent decree wastes. To
fulfill these objectives, EPA selected 16 facilities for site visits prior to record sampling. These
facilities were selected in order to obtain the most representative sampling of all chlorinated
aliphatics processes, and to examine dedicated wastewater treatment units, when possible.  EPA
selected three of these facilities for familiarization samples, collecting a total of 15 samples to
assess the effectiveness of the laboratory analytical methods for the analysis of the actual
residuals of concern.

       Upon completion of the familiarization sampling and analysis effort, EPA initiated record
sampling and analysis of the two consent decree wastes (wastewaters and wastewater treatment
sludges) from twelve facilities.  EPA collected 52  samples (41 wastewaters and 11 wastewater
treatment sludges). A portion of the wastewater samples were used in characterizing K173
wastes, and portions of the wastewater treatment sludge samples were used in characterizing
K174 and K175 wastes.

       3.2.3   Biennial Reporting System

       Data from the 1995 and 1997 Biennial Reporting System were used to evaluate available
onsite treatment capacity.  Preliminary 1997 data were made available in April 1999; it was used
with caution because of its preliminary nature but at the same time is valuable because it
represents the most recent information.  A significant limitation of the 1997 data is that it lacks
onsite waste treatment practices for hazardous waste generators; this type of information was
only available from the  1995 data.  BRS data contains onsite treatment or management practices
for hazardous wastes generated by chlorinated aliphatics manufacturers.  As discussed in Section
3.3.3 below, all manufacturers were investigated to determine if they had onsite hazardous waste
incinerators, then assessed to determine  if they reported burning wastes similar in form to K174
sludges. Initially, 1995  data were used.  The 1997 BRS data were used for checking or verifying
selected facilities who gave uncertain conclusions using the 1995 data.

       The 1997 BRS data were also used to check if commercial treatment facilities  combusted
wastes similar in composition to the K174 wastes proposed for listing. Specifically, commercial
facilities were investigated to determine how wood preserving waste F032 was commercially
managed.  Land disposal restrictions for F032 were finalized in  May 1997, and therefore would
have been effective for part of the reporting year. F032 and the newly proposed K173 and K174
wastes include dioxins and furans as the basis for listing (261 App VII).  Facilities that would
accept F032, therefore, may similarly accept K174 as well.
3.3    METHODOLOGY, ASSUMPTIONS, AND PRELIMINARY RESULTS

       In conducting the capacity analysis for K173, K174, and K175 chlorinated aliphatic
production wastes, EPA estimated the quantities and summarized the physical and chemical

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characteristics of the wastes that will require hazardous waste commercial treatment and/or
recovery as a result of LDRs. The method that EPA developed for the K173, K174, and K175
chlorinated aliphatic production wastes capacity analysis is comprised of three steps:

       1. Estimate the annual  quantity of K173, K174, and K175 generated.  Information on
          waste generation and current management practices (treatment,  storage, disposal, and
          recycling) of K173, K174, and K175 was collected in the RCRA 3007 surveys
          described in Section 3.2 of this report.

       2. Estimate annual quantity of waste currently meeting LDR standards.  Many facilities
          already manage their waste, onsite or offsite, using methods that would likely satisfy
          the LDR treatment standards.  These management  methods differ for each of the three
          wastes. Management methods were determined using the RCRA 3007 surveys
          described in Section 3.2 of this report.  The quantity being managed in this fashion
          can be subtracted from the required commercial treatment capacity.

       3. Estimate annual quantity with onsite treatment or recovery availability. Many
          facilities have appropriate onsite treatment technologies that can result in all, or most,
          of the facility's generated waste volume being managed onsite and not requiring
          commercial treatment  capacity. This assessment was made using sources such as
          BRS, described in Section 3.2 of this report.

       The results of these three steps determine how much offsite commercial capacity is
required to manage K173, K174, and K175.  Exhibit 3-1 summarizes the results of this analysis.
The derivation of the quantities presented in Exhibit 3-1 is discussed in the subsequent sections.
Exhibit 3-1. Generation and Management Practices of K173, K174, and K175 Wastes
Following Effective Date of LDRs (quantities are averages, in tons, using 1996 data)
Waste Stream
K173 Wastewater and
Nonwastewater
K174 Nonwastewater (no
contingent listing)
K174 Nonwastewater
(contingent listing)
K175 Nonwastewater
(1) Annual
Quantity
Generated
12,700,000
<1 18,000
1,900
130
(2) Annual
Quantity
Currently
Meeting LDR
Standards a
12,700,000 d
20
0
0
(3) Annual
Quantity with Onsite
Treatment/ Recovery
Availability "
Not applicable
12,000
0
0
(4) Annual
Quantity
Requiring
Commercial
Treatment c
0
<106,000
1,900
130
Quantities of K174 and K175 wastewaters are negligible. All quantities are rounded.
a. Quantity in which current management practice is assumed to meet LDR standards.
b. Estimated quantity of wastes that could be managed onsite, but are not (such as management in incinerators).
c. Estimated quantity requiring offsite commercial treatment. Equals column 1 minus column 2 minus column 3.
d. Assumes quantity currently managed by underground injection can continue to be managed this way.
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       EPA's capacity analysis is slightly different for each of the three wastes proposed for
listing. For K173, EPA evaluated the wastes only generated by chlorinated aliphatics production
activities. Many of the facilities investigated manufacture many different kinds of organic
chemicals (not limited to chlorinated aliphatics), and combine the resulting wastewaters at the
headworks.  In its capacity analysis, EPA assumed, should offsite treatment be necessary, that a
facility would manage the listed wastewaters separately from any nonhazardous wastewater (i.e.,
it would not combine wastes from chlorinated aliphatics production with wastes from other plant
production).

       For K174, EPA evaluated the total quantity of such sludge actually generated by the
facilities.  As mentioned previously, wastewater treatment systems at chlorinated aliphatics
facilities may receive wastewaters from the production of more than one product class.  The total
quantity of sludge generated, and reported, by industry was used in the capacity analysis. This is
sometimes different than the quantities that EPA used in its other analyses,  such as the risk
assessment. In addition, EPA is proposing two regulatory options for listing.  In the first
contingent listing option, only K174 waste that is not landfilled would meet the listing criteria.
In the second option, all of the K174 waste would be listed as hazardous. This capacity analysis
considers both options.

       For K175, only one facility was found to generate this waste. This facility's waste is
generated from wastewaters segregated from other processes (i.e., prior to headworks).  For this
waste, distinctions between "apportioned" and "total" quantities are moot because the waste is
generated entirely from chlorinated aliphatics production.  This quantity was used in the capacity
analysis for determining possible treatment capacity.

       It is important to note that, for these analyses, if any facility undergoes waste
minimization activities by modifying physical plants or incorporating units to separate the wastes
and deem the wastes more amenable to recovery, the quantity requiring treatment will decrease.
Therefore, if generating facilities continue waste minimization efforts following the
promulgation of the proposed rule, then the quantity of hazardous waste requiring treatment
would decrease (if the wastes are listed as hazardous).  Such waste minimization activities
include modifying wastewater treatment processes (to segregate chlorinated aliphatic production
wastewaters from other wastewaters, for example), volume reduction activities (e.g., more
efficient sludge dewatering), or activities to make the waste more amenable to recovery.
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       3.3.1  K173 Wastes

       EPA found that K173 is typically a wastewater stream as defined in 40 CFR 268.2.
However, facilities may generate K173 with total suspended solids greater than 1 percent, such
that the waste would be considered a "nonwastewater." In its capacity analysis, EPA evaluates
both wastewaters and nonwastewaters together because waste management options are the same
regardless of solids content (as long as the waste exhibits physical properties of a pumpable
aqueous waste). EPA is specifically proposing an exclusion from the "derived-from" rule which
would exempt sludges generated from K173 from classification as K173 (such sludges could
happen to meet the definition of K174, however).

       EPA evaluated the quantity of K173 requiring offsite commercial treatment using the
three step process described above.  First, EPA estimated the quantity of K173 generated
annually. Second, EPA estimated how much of this quantity was already managed in a manner
consistent with the proposed land disposal restrictions. Third, EPA considered potential onsite
and offsite treatment capacity for this waste, to allow for uncertainty in its analysis.

       Estimating Quantity Generated

       EPA used results from the 1997 RCRA 3007 surveys to estimate the annual quantity of
K173 wastewater generated. Annual generation quantities were available on a plant specific
level for this waste. Because K173 wastewaters are continuously generated, EPA's capacity
analysis used the quantity generated in 1996 as representative of the quantity generated in any
year.  A total of 24 facilities generated a total of 11.5 million metric tons (12.7 million tons) of
K173 waste in 1996.  The generation rates of each facility, and the subsequent management  of
the waste, is presented in Appendix A.

       Facilities generating chlorinated aliphatics products are likely to produce other organic
chemicals.  Wastewaters from chlorinated aliphatics production (K173) are sometimes
commingled with other non-chlorinated aliphatics wastewaters at the headworks, prior to
treatment. The above quantities refer only to K173 wastewaters prior to mixing (if any) at the
wastewater treatment plant headworks.

       Current Management ofK173

       The various K173 management methods reported in the questionnaire for 1996 are
summarized in Exhibit 3-2.  For each management method, EPA assessed if the specific
management activity is expected to comply with the final LDR standards.  As shown in Exhibit
3-2, all of the K173 is presently managed in a manner that does not require further treatment or
alternative management, either onsite or offsite, with the potential exception of underground
injection. Each  of the waste management methods described in Exhibit 3-2 are discussed in
detail below:

       •   Treatment in an onsite tank system. All facilities investigated manage their K173 in
          tanks, rather than in  surface impoundments. Surface impoundment management
          would classify as land disposal and be prohibited upon the promulgation of land

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   disposal restrictions. However, tank-based systems are not subject to such
   restrictions. All facilities manage their wastewaters exclusively in tanks.

   Discharge under NPDES permit or discharge to a publicly owned treatment works.
   Permitted industrial wastewater point source discharges (e.g., NPDES discharges) are
   excluded as RCRA solid wastes  [40 CFR §261.4(a)(2)], as are wastes mixed with
   sewage and treated in a publicly  owned treatment works [40 CFR  §261.4(a)(l)].

   Discharge to a privately owned treatment works. Three facilities use this
   management method, utilizing three different offsite facilities.36 These offsite
   treatment facilities are not identified included due to business confidentiality
   concerns. The 1995 and 1997 BRS were investigated for these three waste treatment
   facilities. All three were found to have EPA identification numbers, and one was
   found to accept other aqueous hazardous wastes from offsite. This facility (not
   identified due to business confidentiality concerns), accepted organics-containing
   wastewaters for treatment and therefore would likely be able to accept K173 if it were
   listed as hazardous.  The treatment facility likely already complies with land disposal
   restrictions because it has accepted other hazardous wastes for at least four years
   (since 1995).  According to the 1995 BRS, the remaining two facilities do not report
   receiving hazardous wastes for treatment, but report generating and subsequently
   treating hazardous wastes using onsite wastewater treatment processes.  Therefore,
   these two facilities also are likely to be managing hazardous wastes consistent with
   land disposal restrictions.

   Reuse or recycling. Three different facilities reported this management practice.
   Names of these facilities are not included due to business confidentiality concerns.  In
   general,  EPA encourages the minimization or recycling of hazardous wastes.
   Hazardous waste reuse or recycling results in the generation of less waste requiring
   offsite commercial treatment capacity.  Whether recycling continues at these three
   facilities following the promulgation of listing and land disposal restriction
   regulations, however, is in part dependent on the specific  recycling or reuse process
   employed by the generator and other site-specific regulatory factors.  However, all
   three facilities have the ability to treat these recycled  or reused K173 wastes onsite,  if
   necessary (i.e., all three facilities also discharge a portion of K173 using techniques
   such as discharge to a POTW).  Therefore, if for some reason recycling was not
   continued, EPA expects the three facilities to manage their wastes onsite in their
   wastewater treatment system and not require offsite treatment capacity.

   Onsite underground injection. RCRA Section 3004(k) includes underground
   injection as land disposal, which is prohibited following land disposal restrictions.
   RCRA Section 3004(d)(l) allows for wastes to be disposed in a manner exempt from
   land disposal restrictions, so long as EPA determines that there is no migration from
   the disposal unit for the subject wastes.  Two facilities currently manage K173 using
36 Each of these three waste treaters are located in the same city as the generating facility.

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           underground injection, using wells with approved no-migration petitions. EPA
           assessed two cases for these facilities: that K173 could be added to the facilities'
           petitions within the effective date of the listings if finalized, and if K173 could not be
           added to the petition in a timely manner. If K173 could be included in the petition,
           then the facilities could continue to use this management method.  Consideration of
           alternative offsite management is presented later in this section. Details regarding
           underground injection activities at these two facilities are presented in Appendix B.

       EPA also evaluated the quantity of K173 that would require alternative treatment, if
management in underground injection wells could not be continued following the effective date
of the listing.  The quantity of K173 generated  by these facilities is presented  in Appendix B.  At
one of the facilities, the quantity of K173 generated in 1996 was approximately 500,000 MT
(550,000 tons). No alternative onsite treatment capacity is available at the facilities using
underground injection (i.e., discharge to POTW or to surface water).  Therefore, this quantity
would require offsite treatment, if the current disposal method of underground injection is
discontinued.

       In conclusion, EPA expects that the entire quantity of K173 presently  generated, 11.5
million MT (12.7 tons), can continue to be managed using the management methods presently
employed.  To acknowledge uncertainty regarding whether the practice of underground injection
could continue, EPA estimates that one facility would require 500,000 MT (550,000 tons) of
offsite treatment capacity, if the practice was discontinued.  Information regarding the quantity of
K173 generated at the remaining facility is in Appendix B; this quantity would also require
offsite treatment capacity.
Exhibit 3-2. Reported Management Methods for K173
Management Method
Treatment in an onsite tank system, with
NPDES discharge
Treatment in an onsite tank system, with
discharge to privately-owned treatment works
Treatment in an onsite tank system, with
subsequent recycling or reuse either onsite or
offsite
Treatment in an onsite tank system, with
subsequent onsite underground injection
Treatment in an onsite tank system, with
Hischarpe tn piiblicly-nwnerl treatment wnrks
Comment
Expected to continue; no surface impoundments were
identified in treatment train.
Expected to continue; no surface impoundments were
identified in treatment train.
Expected to continue; no surface impoundments were
identified in treatment train.
Expected to continue; underground injection wells have
approved no-migration petitions. EPA also evaluated a
scenario where the practice is discontinued.
Expected to continue; no surface impoundments were
identifier! in treatment train
       Source: 1996 Survey data. Survey data from 1996 also list two other streams identified as "wastewaters."
       (These streams were reported as such by the generating facilities.) These waste streams were reported as
       being managed by offsite incineration (0 MT) and offsite landfill (19 MT). They likely represent one-time
       clean-out (maintenance) wastes rather than the more frequently generated K173 wastewaters.  Therefore,
       they may not be subject to the listing definition and these volumes were not included in the capacity
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       analysis. However, given the small volume, even if these particular wastes were ultimately classified as
       K173 there would be sufficient offsite treatment capacity for these wastes, as demonstrated for K174
       nonwastewaters in Section 3.3.2 of this report.

       3.3.2  K174 Wastes

       The physical characteristic of K174 is a sludge. EPA expects K174 to be generated in
nonwastewater form; no quantities of wastewater forms of K174 are expected to be generated. In
its capacity analysis, EPA evaluated both the contingent management option and the option
assuming this waste would require management as hazardous regardless of management.
Subsequently, the quantity requiring alternative treatment differs for each of these listing options.
As a result of this, EPA evaluated the quantity of K174 requiring offsite commercial treatment
for both listing options using the same three step process described in Section 3.3.  First, EPA
estimated the quantity of K174 generated annually under each option. Second, EPA  estimated
how much of this quantity was already managed in a manner consistent with the proposed land
disposal restrictions.  Third, EPA estimated the potential onsite treatment capacity for this
sludge.

       EPA relied on the waste management information presented in Exhibit 3-3  in evaluating
the required capacity for each option. Exhibit 3-3 lists all facilities potentially generating K174.
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Exhibit 3-3. Summary of Waste Management and Incineration Practices for K174
Facility
Borden Chemicals and Plastics,
Geismar, LA
Dow Chemical, Freeport, TX
Dow Chemical, Plaquemine, LA
Formosa, Baton Rouge, LA
Formosa, Point Comfort, TX
The Geon Company, LaPorte, TX
Georgia Gulf, Plaquemine, LA
Occidental Chemical, Convent, LA
Occidental Chemical, Deer Park, TX
Oxymar, Gregory, TX
PPG Industries, Lake Charles, LA
Condea Vista Chemical Company,
Westlake, LA
Westlake Monomers, Calvert City, KY
D
TOTALS
Quantity
Generated (MT)
(Based on 1996
Survey Data)
2,904
77,850
11,100
700
3,688
1,804
1,750
500
442
1,605
2,200
18
2,648
107,209
Waste Management
Practice (based on 1996
Survey Data)
Offsite NH landfill
Onsite NH landfill
Onsite Haz. landfill
Onsite NH landfill
Offsite NH landfill
Offsite NH landfill
Offsite NH landfill
Onsite land treatment
Offsite NH landfill
Offsite Haz. landfill
Offsite NH landfill
Offsite Haz. landfill
Offsite NH landfill
On- and offsite Haz.
incin.
N/A

Onsite
Incineration
Conducted?
(Based on BRS)
a
N
Y
Y
N
N
N
N
N
N - only liquids
N - only liquids
N
N/A
N
2 facilities
Quantity
Incinerated In
1995 (MT)
(Based on BRS)
-
17,900
2,300,000
-
-
-
-
-
-
-
-
N/A
_b

Commercial Incineration
Needed?
Contingent
N
N
N
N
N
N
Y
N
N
N
N
N
N
No Contingent
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Contingent management: 1 1
facilities, 96,091 MT
Not contingent management: 1
facility, 1,750 MT

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This entire table is NON-CBI.  Data Sources: RCRA §3007 Questionnaire for the Chlorinated Aliphatics Industry
update (1996 data), and 1995 BRS.
a Determination based on BRS form codes: "Y" means facility reported onsite incineration for solids or sludges in
1995 BRS database.
b The K174 sludge quantity for this facility was estimated in the Economics Background Document. This facility
did not report generating a sludge in the 1996 survey (the facility was assumed to manage this waste using
landfilling).  In its Economics Background Document, EPA estimated that if the facility generated a sludge in the
future, the quantity of sludge would be approximately equal to  the quantity of its generated wastewater (298,000
MT/yr) multiplied by 0.89 percent (the average ratio of sludge  quantity to wastewater quantity, for all facilities
supplying such data). All other K174 sludge quantities were taken from the 1996 Questionnaire update.
NH: Non-Hazardous; Haz: Hazardous
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       Contingent Listing Option: Not Listed if Managed in Landfill

       In this option, the waste would not be hazardous (or subject to LDRs) if managed in a
Subtitle D or Subtitle C landfill.  EPA used data from the 1997 RCRA survey, summarized in
Exhibit 3-3, to determine that only two facilities would generate a hazardous waste under this
option. These two facilities conduct management by incineration (Condea Vista/Westlake, LA)
and land treatment (Georgia Gulf/Plaquemine, LA). These facilities generated a total of 1,770
metric tons (1,950 tons) of K174 waste in 1996.

       The facility conducting hazardous waste incineration is expected to be able to continue
this practice following promulgation of the rule, if this contingent management option is
finalized.  Only 20 metric tons (22 tons) are presently managed by incineration  and would require
further treatment or alternative management.  The remaining 1,750 metric tons  (1,925 tons) that
are land treated would require alternative treatment in order to meet the final LDR standards.
Based on the Questionnaire update and 1995 BRS data, the Georgia Gulf facility does not have
an onsite incinerator or landfill. Therefore, the 1,750 metric tons (1,925 tons) generated by this
facility would require offsite commercial treatment in order to meet the LDR standards.  EPA's
capacity analysis for the K174 contingent management option is presented in Exhibit 3-4.
Exhibit 3-4. Capacity Analysis Summary for Nonwastewater Forms of K174:
Contingent Listing Option
Step in Methodology
1. Annual Quantity Generated
2. Annual Quantity Currently Meeting LDR Standards
3. Annual Quantity that Could be Managed Using
Onsite Treatment or Recovery
4. Annual Quantity Requiring Commercial Treatment
Quantity, MT (and tons)
1,770 MT (1,950 tons)
20 MT (22 tons)
0
1,750 tons (1925 MT)
       Listing Option: No Contingent Management

       In this option, the waste would be hazardous (and subject to LDRs) regardless of the
management method selected. EPA used data from the 1997 RCRA survey, summarized in
Exhibit 3-3, to determine that 13 facilities generated a total of 107,000 metric tons (117,700
tons) of K174 waste in 1996.

       Various K174 management methods reported in the questionnaire for 1996 are
summarized in Exhibit 3-3.  They include: 1) management in a non-hazardous waste landfill, 2)
management in a hazardous waste landfill, 3) land treatment and 4) hazardous waste incineration.
Management in a landfill is the predominant management method employed industry-wide, but
this management method is unlikely to continue, without additional treatment, following the
effective date of the LDRs. Only the quantity currently manager using hazardous waste
incineration is likely to continue following the effective date of the LDRs. This facility, Condea
Vista/Westlake, LA, manages 20 metric tons (22 tons) in this manner. The remaining quantity of


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106,080 metric tons (116,688 tons) that is generated by 12 facilities and subsequently land
disposed (i.e., land treated or landfilled) would require alternative treatment in order to meet the
final LDR treatment standards.

       EPA also identified facilities that are likely to conduct onsite hazardous waste
incineration, but do not presently manage their K174 wastes in this manner. As shown in Exhibit
3-3, one facility (Dow/Plaquemine, LA) is expected to have sufficient onsite Subtitle C
incineration capacity.  This is based on the fact that the facility reported incinerating nearly 2.1
million metric tons (2.3 million tons) of hazardous solids or sludges in the 1995 BRS. This
facility generated  11,100 metric tons (12,200 tons) of K174 in 1996, and therefore the additional
waste volume would represent a small fraction of its 1995 incinerator feed. On the other hand,
Dow Freeport operates an onsite hazardous waste incinerator but does not appear likely to
manage its generated K174 in its  onsite incinerator. Dow incinerated 17,900 MT of hazardous
waste in 1995 and it is not apparent that they would be able to incinerate an additional 78,000
MT of K174. EPA's analysis for nonwastewater forms of K174, assuming no contingent
management option, is summarized in Exhibit 3-5.

       In conclusion, for this listing option, 11 of the 13 K174 generating facilities would
require offsite  commercial treatment following promulgation of the listing and land disposal
restrictions.  Condea Vista/Westlake, LA currently meets the LDR standards by incinerating all
K174 wastes while Dow/Plaquemine is expected to have sufficient Subtitle C incineration
capacity.  Based on the Questionnaire update and 1995 BRS data, the remaining 11 facilities
either do not have onsite Subtitle C incinerators or do not have sufficient onsite capacity.
Therefore, the  remaining 95,900 metric tons (105,500 tons) generated at the 11  facilities would
require offsite  commercial treatment.
Exhibit 3-5. Capacity Analysis Summary for Nonwastewater Forms of K174: No
Contingent Listing
Step in Methodology
1. Annual Quantity Generated
2. Annual Quantity Currently Meeting LDR Standards
3. Annual Quantity that Could be Managed Using
Onsite Treatment or Recovery
4. Annual Quantity Requiring Commercial Treatment
Quantity, MT (in tons)
107,000(117,700)
20 (22)
11,100(12,200)
95,900 (105,500)
       3.3.3   K175 Wastes

       K175 is generated in nonwastewater form (i.e., a sludge). EPA estimates that no
quantities of K175 wastewaters are generated, and would therefore not require alternative
commercial treatment.

       Only one facility reported generating K175: Borden Chemicals and Plastics in Geismar,
LA, at a rate of 120 MT/year. The waste is generated from wastewaters resulting from the

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change-out of mercury chloride catalyst from the chlorinated aliphatics production process, as
well as other process area streams such as runoff and leaks.  The wastewater is treated with
sodium sulfide to generate a mercury sulfide waste.  The mercury TCLP concentration of this
waste exceeds the maximum concentration for the Toxicity Characteristic (0.2 ppm) for D009.
However, in 1988 the Louisiana DEQ determined the waste was not hazardous, and therefore not
subject to many RCRA regulations (including land disposal restrictions for D009). Although the
sludge has this nonhazardous designation, it is sent to a hazardous waste landfill in Carlyes
Louisiana for disposal (from EPA, Stabilization and Testing of Mercury Containing Wastes,
March 31, 1999; and site visit report for Borden Chemicals in Geismar Louisiana).

       K175 would be prohibited from land disposal if it was listed as hazardous. Present
management (in a hazardous waste landfill) would not meet land disposal restrictions and
alternative management would be required.

       The Borden Chemicals facility does not have alternative onsite capacity.  Specifically,
EPA is proposing RMERC as the technology-specific treatment standard for K175. Borden
Chemicals does not have onsite RMERC  capacity, and therefore would require offsite
commercial treatment of this waste. As an alternative, EPA is proposing that  stabilization could
be conducted, with subsequent management in a landfill meeting other co-disposal requirements
including pH of other wastes equal to 6 or less.  The Borden Chemicals facility does not have
such a landfill.

       In conclusion, the entire quantity of K175 presently generated, 120 MT, would require
offsite commercial treatment capacity if the listing and land disposal restrictions were finalized.
The findings of the capacity analysis for proposed hazardous waste K175 are summarized in
Exhibit 3-6.
Exhibit 3-6. Capacity Analysis Summary for K175
Step in Methodology
1.
2.
Annual Quantity Generated
Annual Quantity Currently Meeting LDR Standards
3. Annual Quantity that Could be Managed Using
Onsite Treatment or Recovery
4.
Annual Quantity Requiring Commercial Treatment
Quantity, MT (and tons)
120 MT (130 tons)
0
0
120 MT (130 tons)
3.4    CONTAMINATED SOIL AND DEBRIS

       In addition to the production wastes generated from chlorinated aliphatics manufacturers
on a routine basis, EPA also considered the quantity of contaminated soil and debris present at
these facilities.  For soil and debris contaminated with the newly listed wastes, EPA is proposing
to not grant a national capacity variance.  EPA believes that the majority of contaminated soil
and debris can and will be managed onsite and therefore would not require substantial offsite
commercial treatment capacity. Therefore, EPA is proposing to not granting a national capacity


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variance to hazardous soil and debris contaminated with the newly listed wastes covered under
this rule.

       EPA believes that a number of factors will help maintain adequate LDR treatment
capacity for soil and debris contaminated with newly listed wastes. First, if the contaminated soil
is not excavated (e.g., in-situ treatment), then the LDRs will not be applied to these wastes in the
first place.  If disturbed, contaminated soil can be managed onsite through use of a corrective
action management unit (CAMU) and temporary unit (TU). This allows an area of a facility to
be remediated without triggering LDR standards, if the remediated material is placed back into
the area following remediation.  This rule was finalized on February 16, 1993 (58 FR 8659) and
is codified in 40 CFR Part 264 Subpart  S. In these cases, the volume of soil requiring offsite
treatment may be  small. Also, if necessary, a facility can apply for a case-by-case extension or a
treatability variance to manage or treat these wastes.  Additionally, there are new technologies
becoming available to treat contaminated  soil and debris that still might require further treatment.
According to U.S. EPA's Capacity Analysis Background Document for Phase IV Wastes (U.S.
EPA, 1998), currently there are  108 venders using innovative treatment technologies to treat
contaminated soils onsite. The innovative treatment technologies being used  are as  follows: soil
vapor extraction, thermal desorption, ex-situ bioremediation, in-situ bioremediation, soil
washing, solvent extraction, dechlorination as well as other innovative treatment technologies.37

       Second, for those contaminated  soils for which the LDRs are triggered, recent EPA action
will decrease demand for BOAT treatment capacity.  Specifically, in the final Phase IV LDR rule
(63 FR 28556, May 26, 1998), EPA promulgated alternative LDR treatment standards (10 times
the universal treatment standard (UTS)  or 90 percent reduction) for soils contaminated with
hazardous wastes. EPA believes that these less stringent treatment standards will increase the
availability of capacity to treat soil contaminated with newly listed refinery wastes.  EPA
recognizes that implementation  of the alternative soil treatment standards probably  will not be
immediate because States are not required to adopt less stringent RCRA rules and because there
will be some time between the selection and actual implementation of remedial treatment
technologies. Nevertheless, EPA believes that these alternative treatment standards will provide
another viable option for facilities with  contaminated soils to comply with LDR requirements.

       Third, the  LDRs also provide flexibility in selecting treatment methods for debris
contaminated with the proposed chlorinated aliphatics production wastes. EPA previously
identified 17 different treatment methods as BOAT for hazardous debris; these methods fall into
one of three categories: extraction (e.g., abrasive blasting, liquid  or vapor phase solvent
extraction, thermal desorption),  destruction (e.g., biodegradation, chemical oxidation, thermal
destruction), or immobilization (e.g., macroencapsulation or microencapsulation).  57 FR 37194
(Aug. 18, 1992).  Hazardous debris that has been treated using one of the specified  extraction or
destruction technologies and that does not exhibit a hazardous waste characteristic after
treatment, is no longer a hazardous waste  and need not be managed in a Subtitle C facility.
Hazardous debris  contaminated  with a listed waste that has been  treated by one of the specified
immobilization technologies is still a hazardous waste and must be managed  in a Subtitle C
       37 USEPABackgroundDocumentforCapacityAnalysisforLand Disposal Restrictions- Phase IV: Toxicity Characteristic
Metal Wastes and Newly Identified Mineral Processing Wastes (Final Rule). Pages E-50 through E-72 April 1998.

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facility (see 40 CFR 268.45(c)).  The hazardous debris rule also gives generators the option of
treating the debris to the waste-specific treatment standards for the waste contaminating the
debris, although the treated debris must then continue to be managed as a hazardous waste. EPA
believes that this flexible approach for contaminated debris helps ensure adequate treatment
capacity for these materials.

       Finally, given the current state of uncertainty surrounding certain pending EPA and
Congressional actions, LDR treatment capacity for contaminated media is likely to remain
adequate for at least the next few years. For example, a lawsuit challenging the final CAMU rule
has been pending since 1993. The parties to the litigation had agreed to put the case on hold until
EPA promulgated the final HWTR rule for contaminated media (i.e., the HWIR Media rule,
which was finalized on November 30, 1998). Until the CAMU litigation is resolved, there may
continue to be some degree of unwillingness by hazardous waste generators to initiate voluntary
remedial activities under the flexible approach authorized by the CAMU rule.  Similarly, EPA
believes that existing uncertainty over how the HWIR Media, once finalized, may alter LDR
requirements for contaminated media, has resulted in a  general decrease in the pace of some
remediation activities. Moreover, several bills are pending in Congress that would amend RCRA
to provide EPA and the States with greater flexibility with respect to LDR treatment
requirements for contaminated media. This uncertainty over regulatory requirements, in turn, has
contributed to a decrease in the demand for commercial treatment for contaminated media.

3.5    MIXED RADIOACTIVE WASTES CONTAMINATED WITH
       K173, K174, and K175

       EPA identified no quantity of K173, K174, and  K175 destined for treatment as mixed
radioactive wastes. EPA is proposing to not grant a national  capacity variance for mixed
radioactive wastes or for soil and debris contaminated with mixed radioactive wastes.

3.6    OTHER REGULATIONS RELEVANT TO K173, K174, AND K175

       Each of EPA's major program offices has long-standing regulatory controls that apply to
the chlorinated aliphatics industry.  Some of the more significant programs with some relevance
to OSW's proposed land disposal restrictions include the following:

       •   The Clean Air Act's National Emission Standards for Hazardous Air Pollutants
          (NESHAPs) for organic hazardous air pollutants from the synthetic organic chemical
          manufacturing industry at 40 CFR Part 63 include the following regulations:

          >  Subpart F, which applies to any plant which produces ethylene dichloride (EDC)
             via oxychlorination, vinyl chloride monomer (VCM) by any process, or one or
             more polymers containing any fraction of polymerized VCM and limits the
             concentration of vinyl chloride to less than  10 ppm in process wastewaters and
             sets standards for emissions of VCM from a variety of fugitive emission sources.

          >  Subpart G, which regulates process vents, storage vessels, transfer operations, and
             wastewater.


                                          3-22

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       •   The Clean Air Act's National Ambient Air Quality Standards (NAAQS), which
          prescribe limits for SOx, CO, participates, NOx, and ozone.

       •   The Clean Water Act sets specific effluent guidelines for discharges to surface waters
          and POTWs for facilities in the organic chemical, plastic, and synthetic fibers sector,
          which includes manufacturers of chlorinated aliphatics.

       •   The Toxicity Characteristic, particularly for chlorinated aliphatic chemicals (e.g.,
          vinyl chloride, D043), in combination with existing K and F hazardous waste listings
          applicable to chlorinated aliphatics (e.g., F024).  There are existing land disposal
          restrictions (LDR) for such wastes.

       EPA is presently pursuing regulatory approaches which may impact facilities
manufacturing chlorinated aliphatics and generating K173, K174, and K175.  These programs,
obtained from the April 26, 1999 Unified Agenda (www.gpo.gov), are as follows:

       •   Land Disposal Restrictions; Potential Revisions to the Land Disposal Restrictions
          Mercury Treatment Standards: EPA published an Advanced Notice of Proposed
          Rulemaking (ANPRM) to solicit data and comments on treatment data that EPA has
          gathered on the treatment of mercury wastes (May 28, 1999; 64 FR 28949).  The data
          and information gathered by this ANPRM process are intended to be used to propose
          revised treatment standards for  some forms of mercury hazardous wastes in  a future
          rulemaking.

       •   NESHAP for Chlorine Production: EPA is evaluating emissions from facilities
          engaged in the production of chlorine and sodium hydroxide (caustic). Hazardous air
          pollutants emitted include chlorine, hydrogen chloride, and mercury. Some of these
          facilities may be co-located with chlorinated aliphatics producers.

       •   NSPS for Synthetic Organic Chemicals Manufacturing Industry: EPA proposed a  rule
          (September 12, 1994) to develop a new source performance standard to control air
          emissions of volatile organic compounds from wastewater treatment operations of the
          synthetic chemical manufacturing industry.  The rule is scheduled to be finalized in
          April 2000.  Generators of K173, K174, and K175 would likely be subject to this rule,
          and because it impacts wastewater treatment operations the quantities of K173, K174,
          and K175 may be affected although the direction or magnitude of any change in waste
          quantities is difficult to  predict.

       When completed, some of the regulatory programs underway may  have little effect on the
generation rates and subsequent management of K173,  K174, and K175 wastes. However, the
effects of these programs are difficult to assess because they are preliminary.  EPA will reassess
the impacts of these programs on K173, K174, and K175 waste generation and management
when these relevant regulatory programs are further developed or are finalized.
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                         4. CAPACITY ANALYSIS RESULTS

       This section presents the results of capacity analysis for alternative commercial treatment
of the proposed chlorinated aliphatics production wastes (K173, K174, and K175). A brief
summary of these results was presented in Section 1 of this document (see Exhibit 1-2).  The
capacity analysis itself is based on assessment of available treatment capacity (Section 2) and the
required capacity for treatment of K173, K174, and K175 (Section 3).  This section compares
estimates of required capacity to that commercially available for these wastes proposed to be
listed.

       EPA is proposing numerical treatment standards, equivalent to universal treatment
standards, to wastewater and nonwastewater forms of K173 and K174. For wastewater forms of
K175, EPA is also proposing numerical treatment standards equivalent to universal treatment
standards. For nonwastewater forms of K175, EPA is proposing a technology-specific standard
of RMERC. EPA is also proposing, for consideration, a treatment standard for K175
nonwastewaters that includes a numerical treatment standard in addition to restrictions
concerning the landfill disposal of the waste.

       The available data sources indicate that K173 wastes are predominantly wastewaters, but
may exhibit total suspended solids content greater than 1 percent,  such that they would be
classified as nonwastewaters (40 CFR 268.2). EPA has found that most facilities generating
K173 manage these wastes in tank-based systems prior to a permitted discharge to a surface
water or POTW. The available data also indicate that certain facilities manage K173 using
underground injection with existing approved no-migration determinations.  K173 managed by
land disposal units may require alternative treatment if onsite management to meet the LDR
standards or alternative onsite management is not available. EPA expects that sufficient offsite
treatment capacity is available to manage K173 generated by these facilities.  Specifically, EPA
estimates that approximately 37 million tons per year of offsite wastewater treatment capacity are
available, which is well above the quantity of K173 generated by these facilities.  Therefore,
sufficient commercial capacity exists to manage K173 from these  facilities should the need for
treatment of K173 wastes arise.

       Based on EPA's information, the facilities managing K173 wastes by underground
injection have existing approved no-migration determinations. If an injection well has received a
no-migration determination, it can inject a newly prohibited waste if the waste is similar to
wastes included in the initial no-migration petition (63 FR 28626,  May 26, 1998).  Further,
EPA's sampling and analysis results from one of the facilities shows that none of the constituents
proposed for inclusion in 40 CFR 268.40 for K173 (i.e., numerical treatment standards) were
present at concentrations greater than the proposed numerical treatment standards.

       Based on the available data presented above, EPA is not proposing a national capacity
variance for surface-disposed or underground-injected K173 wastes. However, EPA recognizes
that there are uncertainties in the available data such that a facility may require extra time
(beyond the effective date) to comply with the new listing and land disposal restrictions
requirements, if finalized.  For example, any facility with an approved no-migration
determination without the waste already incorporated in the determination may need to submit a
modified petition (40 CFR Part 148.20 (f)) if the  facility desires to continue its underground

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injection management of the waste. Potentially, the permit modification process for no-
migration petition may be time-consuming. Also, EPA realizes that K173 can be variable in
composition and not always exhibit concentrations below the proposed numerical treatment
standards.  There are potential logistical difficulties as well. For example, if a facility generates
high volumes of K173 and cannot manage the waste onsite in a manner compliant with the LDR
standards, they may need to make considerable logistical adjustments such as repiping, retooling,
and development of transportation networks at the plant in order to ship the wastewater offsite
for treatment or disposal. Additionally, although commercial treatment or disposal  capacity is
available, the logistics of transporting high volumes of wastewater may be problematic,
particularly if existing piping, onsite storage, or loading are not in place.  Should these
difficulties arise such that both onsite and offsite treatment and disposal are not available for
facilities currently using underground injection, EPA will consider all available data and
information provided during the public comment period and revise its capacity analysis
accordingly in making the final capacity determination.

       For K174 wastes, the available data sources indicate that there is no quantity of the
wastewater form of K174 that will require alternative commercial treatment (there is adequate
wastewater treatment capacity available should the need for treatment of the wastewater form of
K174 arise as shown in Section 2.2.4). From the available data sources, required alternative
treatment capacity for K174 nonwastewater may be as low as 1,900  tons per year if most
generators meet the proposed requirements for contingent management listing (i.e.,  management
in a Subtitle  C or Subtitle D landfill).  If the generators do not manage K174 nonwastewater
according to contingent management for the listing designation, the  waste generated must meet
LDR standards before land disposal, and the total quantity requiring treatment may  be up to
106,000 tons per year. The numerical treatment standards can likely be met using combustion, as
discussed in  Section 2.1. EPA estimates that the commercially available sludge and solid
combustion capacity is at least 300,000 tons per year and therefore sufficient to treat the
proposed nonwastewater forms of K174 that would require treatment.  Therefore, EPA is
proposing not to grant a  capacity variance  for K174 nonwastewaters or wastewaters.

       For K175 wastes, the available data sources indicate that there is no quantity of the
wastewater form of K175 that will require alternative commercial treatment (there is adequate
wastewater treatment capacity available should the need for treatment of the wastewater form of
K175 arise, as shown in  Section 2.2.4).  For nonwastewater form of K175, EPA estimates that up
to 130 tons per year may require alternative commercial treatment. In one option, the land
disposal restrictions are proposed as a technology-specific standard (i.e., RMERC).  EPA has
identified at  least one facility that operates commercially and that potentially can be used for the
treatment of K175; other RMERC facilities may potentially be used in treating this  waste.
RMERC is discussed in  Section 2.2.1 of this report.  EPA expects that treatment residuals from
these wastes may require additional treatment capacity (e.g., stabilization of the ash following
combustion of the wastes) to achieve the proposed numerical treatment standard for any metal
constituents that may be present in the residuals.  As shown in Section 2.2.2, EPA estimates that
there is several million tons per year of commercial stabilization capacity available  for RMERC
residues.

       As an option to RMERC, EPA is proposing a numerical treatment standard for
nonwastewater forms of K175, followed by certain landfill restrictions  consisting of disposal in a

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landfill with pH less than 6, with no excess sulfides. EPA expects that commercial treaters can
customize their treatment process to immobilize the waste, attain a pH of less than 6.0, and meet
the treatment standard. Therefore, sufficient commercial treatment capacity exists for this
proposed K175 hazardous waste. EPA is proposing to not grant a national capacity variance
from LDR treatment standards for nonwastewater or wastewater forms of K175.

       EPA's capacity analysis is based on industry-specific data obtained through the RCRA
3007 survey, as well as other sources. Based on this data, EPA found that no quantities of K173,
K174, or K175 are managed in wastewater treatment systems that contain land-based units (i.e.,
surface impoundments). EPA requests comments concerning any of these wastes managed in
surface impoundments.  EPA notes that any K173, K174, or K175 wastes that are managed in a
newly regulated surface impoundment (i.e., an impoundment that becomes subject to RCRA
regulation as a result of the new waste listing) may  continue to be managed in the impoundment
for up to four years, provided that the impoundment is in compliance with the groundwater
monitoring requirements of 40 CFR 265, Subpart F within 12 months after promulgation of the
new waste listing (40 CFR 268.14). After four years, surface impoundments must meet the
RCRA minimum technology requirements (MTRs). Surface impoundments also may continue
to treat wastes that do not meet LDR treatment standards if the surface impoundments are in
compliance with 40 CFR 268.4 (the surface impoundment exemption), or if facilities obtain no-
migration variances for the units (40 CFR 268.44). Under the surface impoundment exemption,
owners or operators must follow specific sampling and testing, removal, subsequent
management, and recordkeeping requirements.

        EPA believes that most soil and debris contaminated with K173, K174, or K175 can and
will be managed onsite and therefore would not require substantial offsite commercial treatment
capacity. As discussed in detail in Section 3.5, if the contaminated soil is not excavated (e.g., in-
situ treatment), then the LDRs will not be applied to these wastes in the first place. If disturbed,
contaminated soil may be managed onsite as a corrective action management unit (CAMU) and
temporary unit (TU).  Other  factors will also limit the demand for commercial treatment capacity
for contaminated soil and debris contaminated with these wastes, including the alternative
treatment standards promulgated under the Phase IV LDR rule (63 FR 28556, May 26, 1998) and
the "debris rule" codified in LDR Phase I (57 FR 37194, Aug. 18, 1992).  EPA believes that
adequate capacity will be available for contaminated soil affected by today's rule. Therefore,
EPA is not granting a national capacity variance for these wastes.  However, EPA recognizes that
some wastes could possess unique properties that make them more difficult to treat than the
wastes on which the standards are based. In such cases, the affected party may petition EPA  for
a treatability variance per 40 CFR 268.44. In addition, EPA established a new site-specific, risk-
based variance for the technology-based alternative soil treatment standards promulgated in
Phase IV. This variance can be used when treatment to concentrations of hazardous constituents
are greater (i.e., higher) than those specified in the alternative soil treatment standards is shown
to minimize short- and long-term threats to human health and the environment.  In this way, on a
case-by-case basis, risk-based LDR treatment standards approved through a variance process
could "cap" the technology-based treatment standards (see 63 FR 28606, May 26, 1998). For
these newly identified wastes, the affected party may also request a capacity variance extension
per 40 CFR 268.5 on a case-by-case basis.
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       In summary, EPA is not proposing to grant a national capacity variance for
nonwastewater or wastewater forms of K173, K174, or K175 being surface-disposed or
underground injected.  EPA is not proposing to grant a national capacity variance for soil and
debris contaminated with K173, K174, or K175 wastes.  EPA estimates that there are no
generated quantities of mixed radioactive wastes contaminated with K173, K174, or K175 or soil
and debris contaminated with these radioactive mixed wastes and EPA is not proposing to grant a
national capacity variance for such wastes. Therefore, if finalized, the LDR standards become
effective when the K173, K174, and K175 listings becomes effective. As discussed earlier in
this document, the LDR treatment standards become effective essentially at the same time a
listing does unless EPA grants a national capacity variance [see RCRA Section 3004 (h)(2)].
Also, RCRA allows generators to apply for an extension to the LDR effective date on a case-by-
case basis for specific wastes generated at a specific facility for which there is not adequate
capacity [RCRA Section 3004 (h)(3)].
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                                  5. REFERENCES

U.S. Environmental Protection Agency (National Risk Management Research Laboratory),
Stabilization and Testing of Mercury Containing Wastes, March 31, 1999.

U.S. Environmental Protection Agency. Listing Background Document for the Chlorinated
Aliphatics Industry Listing Determinations.  1999.

U.S. EPA, "Final Best Demonstrated Available Technology (BOAT) Background Document for
Mercury Containing Wastes D009, K106, P065, P092, and U151," May 1990.
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                  Appendix A. Generation and Management of K173
      Data and information in this appendix are not included due to business confidentiality
concerns.
                                         A-l

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         Appendix B. Facilities Managing K173 in Underground Injection Wells

Underground Injection Control Background Support Documentation for Newly Listed
Hazardous Waste Codes Proposed as K173, K174 and K175 (Chlorinated Aliphatics
Production Wastes)

Background and Principal Findings

       Two facilities dispose of chlorinated aliphatics production wastewaters in one or more
onsite underground injection wells, according to 1996  survey data. This waste is proposed to be
listed as K173. Both facilities manage hazardous wastes in their wells, and have approved no-
migration petitions for them. Management of a listed hazardous waste (such as K173, if
finalized) in an underground injection well is allowed under RCRA as long as an approved no-
migration petition is in place or the managed waste meets LDR treatment standards. However,
both the underground injection permit and the associated no-migration approval may need to be
modified to include K173. No facilities reported managing wastes proposed as  K174 or K175
using underground injection.

       Evaluation of non-CBI information for DuPont/Dow indicate that chlorinated aliphatics
wastewaters (proposed K173) comprise a majority of the total waste disposed by underground
injection. Analyses of both the  generated wastes and the disposed wastes indicate that all
parameters are below the proposed K173 LDR treatment standards (to the extent data are
available). Therefore, even if this facility did not modify its no-migration petition, the disposed
wastes would appear to satisfy the proposed LDR treatment standards without further treatment.
Summary evaluation of the second facility is not presented due to business confidentiality
concerns.

Constituents with Proposed LDR Treatment Standards

The following numerical treatment levels are proposed for wastewater forms of K173:

Bis (2-chloroethyl) ether; 0.033 mg/L
Chloroform; 0.046 mg/L
Pentachlorophenol; 0.089 mg/L
Phenol; 0.039 mg/L
2,4,6-Trichlorophenol; 0.035 mg/L
Chromium; 2.77 mg/L
Nickel; 3.98 mg/L
Hepta-dioxins and furans,  and penta-furans (4 isomers); 35 ppt for each isomer  or class
Hexa-, penta-, and tetra- dioxins and furans (5 isomers); 63 ppt for each isomer or class
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Sampling and Analysis Data

       Data are available from record sampling activities and from the surveys. Record
sampling and an engineering site visit was conducted at the DuPont/Dow facility.  RCRA 3007
survey responses are available from both facilities. Record sampling represents the most
comprehensive analysis of the wastes for constituents with proposed LDR treatment standards.
Survey data provides some data for every stream generated, but typically not with the level of
detail necessary for determining the presence or absence of the above constituents with proposed
LDR treatment standards.  In some cases the survey data are based on engineering estimates and
not analytical data.

       The following record samples of wastewaters were collected at these two facilities:

       •  DuPont/Dow, LaPlace LA: DD-03 (dichlorobutene isomerization scrubber water)
       •  DuPont/Dow, LaPlace LA: DD-04 (wastewater for hydrochloric acid recovery)
       •  DuPont/Dow, LaPlace LA: DD-05 (chloroprene brine from steam stripping)
       •  No wastewater samples were collected at the second facility.

None of the collected samples represent "headworks" or combined effluent. However, with the
exception of sample DD-04 which is recycled, they represent large quantities of wastes that are
ultimately managed by underground injection. Record sampling data for these three samples
were compared to the proposed LDR treatment standards.  None of the samples have
concentration levels exceeding the proposed treatment standards, as follows:

       Sample DD-03
          Chloroform 0.024 mg/L
          Nickel 0.27 mg/L
          Chromium 0.012 mg/L
          All other proposed LDR constituents were either not detected or not analyzed

       Sample DD-04
          Nickel 1.06 mg/L
          Dioxins/furans no isomer exceeds 1.1 ppt
          All other proposed LDR constituents were either not detected or not analyzed

       Sample DD-05
          Nickel 0.04 mg/L
          Dioxins/furans no isomer exceeds 1 ppt
          All other proposed LDR constituents were either not detected or not analyzed

       Data for chlorinated aliphatics wastewaters were available from the two surveys.
However both facilities claimed information in this section of the survey as confidential; these
data are not included here.
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Wastewater Management

       DuPont/Dow reported generating a total of 500,000 MT of chlorinated aliphatics process
wastewaters in 1996, from its questionnaire (this is about 380,000 gallons per day, assuming 350
days/year). Quantities treated at the second facility are not included due to business
confidentiality concerns. Descriptions of the type of treatment systems employed are not
included due to business confidentiality concerns.

Permitting Information

       Details regarding each facility's underground injection activity is included in the
"Complete Facility Report" for each facility available from the respective states.  The report for
DuPont/Dow is shown below. The report for second facility is not included due to business
confidentiality concerns

       DuPont/Dow

       Six Class I wells (nonhazardous and hazardous) have approved no-migration petitions.
Average flow is 83 gallons per minute (1995  data) although the wells do not operate
continuously. An estimate of 250,000 gallons per month was also provided but this is
inconsistent with both the 83 gallons per minute (about 3.6 million gallons per month
continuous) and the quantity of chlorinated aliphatics wastewater reported from the RCRA 3007
survey (380,000 gallons/day as indicated above).  The well is permitted to receive many
characteristic, F-listed, K-listed, P-listed, and U-listed wastes. Analytical test results are
available from 1994. The only proposed LDR constituents reported are chromium (0.267 mg/L)
and nickel (0.90 mg/L). Both are below the proposed LDR treatment levels.

Complete Facility Report

 Facility ID #:  LAD001890367     Facility Type: Non-Commercial
 Additional Permit Number: 95-07WD,91-26WD
 Name: E.I. duPont (Pontchartrain Works)          Region:  6
 Address: P.O. Box 2000
 City: LaPlace           State: LA   Zip Code: 70069
 SIC Code(s): 2822  2869
 Total # of Wells:  6  Reported as: Individual
 No Migration Petition Status (if applicable): Approved
 Source: LA Dept. of Natural  Resources, Joe Ball (Injecting Division)

Well Ids: Wells # s 1 - 6      Well Class: Cl  N & NH
Operating  Status: Active
Location: 30 03' 18.7" 790 31' 14.2"
Converted Oil/Gas Well: No
Well Depth: 5,203 ft         Thickness: Unknown
Porosity: 32%            Permeability: 1,300 md
USDW Depth: 1,040ft


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Average Flow rate:  Average: 83.25 Gallons Per Minute
Maximum Flow rate: 130.08 Gallons Per Minute
Injection Interval:
2,477 - 2,757 ft
Onsite Injection: 0.2455 M Gal/Mon
Offsite Injection: 0.0000 M Gal/Mon

Injection Zone Notes:
   2,035-2,757 ft
Confining Zone Notes:
   Unknown

Waste Sources:
   CHLORAPRENE PRODUCED PROCESS WASTE WATER
   NEOPRENE PRODUCED PROCESS WASTE WATER
   STORM WATER RUNOFF
   CHLOROBUTADIENE
   DICHLOROBUTENE
   ETHYLENE GLYCOL
   MONOETHYL ETHER
   NICKEL
   TOLUENE

Approved RCRA Waste Codes:
D001, D002, D003, D004, D005, D006, D007, D008, D009, D010, D011, D012, D013,
D014, D015, D016, D017, F001, F002, F003, F004, F005, F006, F024, K009, K010,
K014, K015, K016, K017, K018, K019, K020, K021, K022, K023, K024, K025, K026,
K028, K029, K030, K031, K032, K033, K034, K035, K036, K037, K038, K039, K040,
K041, K042, K043, K048, K049, K050, K051, K052, K054, K084, K093, K094, K095,
K096, K097, K098, K099, K101, K102, P001, P002, P003, P004, POOS, P007, POOS,
P013, P014, P016, P017, P018, P020, P021, P022, P023, P024, P026, P027, P028, P029,
P030, P031, P033, P034, P037, P038, P039, P040, P041, P042, P043, P044, P045, P046,
P047, P048, P049, P050, P051, P054, P057, P058, P059, P060, P062, P064, P066, P067,
P068, P069, P070, P071, P072, P075, P076, P077, P078, P079, P080, P081, P082, P083,
P084, P088, P089, P097, P098, P099, P101, P102, P103, P104, P105, P106, PI 16, PI 18
P123, U001, U002, U003, U004, U005, U007, U008, U009, U010, U011, U012, U014,
U015, U016, U017, U018, U019, U021, U022, U024, U025, U026, U027, U028, U031,
U034, U035, U036, U037, U038, U039, U041, U042, U044, U045, U046, U047, U048,
U049, U050, U051, U052, U053, U055, U056, U057, U058, U059, U060, U061, U062,
U063, U064, U066, U069, U070, U071, U072, U073, U074, U076, U077, U078, U079,
U080, U081, U082, U083, U084, U085, U086, U087, U088, U089, U090, U091, U092,
U093, U094, U095, U097, U098, U099, U101, U102, U103, U104, U105, U106, U107,
U108, U109, U110, Ulll, U112, U113, U114, U115, U116, U117, U118, U119, U121,
U122, U123, U124, U125, U126, U127, U128, U129, U130, U131, U132, U136, U137,
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U140, U141, U142, U147, U148, U149, U150, U151, U152, U153, U154, U155, U156,
U157, U158, U159, U161, U162, U163, U164, U165, U166, U167, U168, U169, U170,
U171, U172, U173, U174, U176, U177, U178, U179, U180, U181, U182, U183, U184,
U185, U186, U187, U188, U190, U191, U192, U193, U194, U196, U197, U200, U201,
U202, U203, U218, U219, U220, U221, U222, U226, U227, U228, U230, U231, U232,
U233, U235, U238, U239, U240, U242, U243, U244, & U247.
Waste Constituents and Concentrations
     ANILINE                           5.0mg/l-91.0mg/l
     CHLOROBUTADIENE                8.0mg/l - 130.3 mg/1
     DICHLOROBUTENE                 4.00000mg/l
     PH             Hazardous Wells     11.8-12.7
                     Nonhazardous Wells   8.9-10.4
     PROPYL CELLOSOLVE             122.67mg/l - 202.70000mg/l
     TOTAL SUSPENDED SOLIDS         22.0mg/l - 80.0mg/l
     4-ADP                             0.05000mg/l
     BENZENE                          O.lOOOOmg/1
     MISC.ORGANICS(PAAB,MGN,HMI)  14.23000mg/l
     CHLOROBUTADIENE               130.30000mg/l
     CHROMIUM                        0.26700mg/l
     COPPER                           3.43000mg/l
     DICHLOROBUTENE                4.00000mg/l
     LEAD                             3.03000mg/l
     NICKEL                           0.90000mg/l
     TOLUENE                        14.00000mg/l

 Data Notes:
   Average flow rates, maximum flow rates and onsite injection figures are for 1995.

   Actual number of days injected for 1995: 61 (well 1), 349 (well 2).

   Thicknesses of the injection intervals are either based on information provided, or are
calculated based on size of the injection interval (per conversation with Joe Ball, 1/3/95).

   Waste constituent data averaged from 7/94 - 9/94 test results.

Robert E. Smith (EPA Headquarters, 202-260-5559) is UIC Program contact for above
information (5/14/99)
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           Appendix C. Constituents Present in K173, K174, and K175 Wastes

       Certain constituents are proposed as the basis for listing K173, K174, and K175 in 40
CFR Part 261 Appendix VII.  In addition, numerical treatment standards are proposed for these
wastes, for inclusion in  40 CFR §268.40.  The purpose of this Appendix is to describe these
constituents in greater detail, specifically their concentration in the subject wastes and how the
contaminant is expected to be present in the waste. Tables C-l, C-2, and C-3 present this
information. Although  a number of other constituents are present in these wastes, EPA is not
proposing them for inclusion in either 40 CFR Part 261 Appendix VII or 40 CFR §268.40.  The
proposed definitions of K173, K174, and K175 are presented in Section 3 of the report.

       The principal products produced by the chlorinated aliphatics manufacturing industry are
ethylene dichloride (EDC), and vinyl chloride monomer (VCM).  The principal use of EDC is a
chemical intermediate in the production of VCM, while VCM is used in the production of
polyvinyl chloride, a widely used polymer. The manufacture of chlorinated aliphatics is within
the scope of Standard Industrial Classification (SIC) code 2869 (industrial organic chemicals, not
elsewhere classified). Chlorinated aliphatics production corresponds to North American Industry
Classification System (NAICS) code 32511 (petrochemical manufacturing) or code 325199 (all
other basic organic chemical manufacturing). Polymer production (the end use of VCM) is
within the scope of SIC code 2821 (plastics material and synthetic resins and nonvulcanized
elastomers).  Polymer production corresponds to NAICS code 325211 (plastics material and resin
manufacture).

       Ethylene dichloride and vinyl chloride monomer are produced in the following  series of
reactions:

       Balanced Process (the predominant process in the industry)

       1) direct chlorination of ethylene to produce EDC:

             CH2=CH2 + C12 -> C1CH2CH2C1

       2) thermal  cracking of EDC (following purification from previous step) to produce VCM
       and hydrogen chloride:

             C1CH2CH2C1 -> CH2=CHC1 + HC1

       3) oxychlorination of ethylene and HC1 from thermal cracking to produce EDC:

             CH2=CH2 + 2HC1 + '/2 O2 -> C1CH2CH2C1 + H2O

       The overall reaction from these three  steps is the production of vinyl chloride as follows:

          2 CH2=CH2 + C12 + Vi O2 -> 2 CH2=CHC1 + H2O

       As shown in the overall reaction, ethylene dichloride is consumed as an intermediate in


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the reaction to vinyl chloride, and this is the typical case at many facilities. However, in some
cases EDC is manufactured onsite and sent offsite as a product or purchased from an off site
source and used onsite to manufacture VCM.  Following the manufacture of VCM, many
facilities consume VCM onsite as an intermediate in the manufacture of polyvinyl chloride
(PVC).

      Acetylene Based Process (less common industry-wide):

          CH^CH + HCl   -> CH2=CHC1
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Table C-l. Constituents Present in K173 Wastes
Constituent
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8,-HpCDF

1,2,3,6,7,8,9-HpCDF
HxCDDs
HxCDFs
PeCDDs
PeCDFs
TCDDs
TCDFs
Bis(2-chloroethyl)ether
Chlorofonn
Pentachlorophenol
Phenol
2,4,6-Trichlorophenol
Chromium (all species)
Nickel
Maximum Concentration in
Waste A (Total, ug/L)
0.00031
0.043
0.012
0.00051
0.0093
Not detected
0.0027
0.000049
0.00086
260
700
60
160
93
2,860
40,600
Listing or LDR
Constituent B
Both
Both
Both
Both
Both
Both
Both
Both
Both
LDR
LDR
LDR
LDR
LDR
LDR
LDR
PBT Chemical c
Yes (as PCDD)
Yes (as PCDF)
Yes (as PCDF)
Yes (as PCDD)
Yes (as PCDF)
Yes (as PCDD)
Yes (as PCDF)
Yes (as PCDD)
Yes (as PCDF)
No
Yes
Yes
Yes
No
Yes
Yes
Source of
Contaminant D
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
To be determined
To be determined
To be determined
To be determined
To be determined
To be determined
To be determined
See footnotes following Table C-3.
                                               C-3

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Table C-2. Constituents Present in K174 Wastes
Constituent
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8,-HpCDF

1,2,3,6,7,8,9-HpCDF
HxCDDs
HxCDFs
PeCDDs
PeCDFs
TCDDs
TCDFs
Arsenic
Maximum Concentration in
Waste A
Total (ug/kg)
0.777
20.7
13.5
(not given)
(not given)
(not given)
(not given)
(not given)
(not given)
27,000
TCLP (ug/L)
Not detected
0.0011
0.0004
Not detected
0.00007
Not detected
Not detected
Not detected
0.000049
53
Listing or LDR
Constituent B
Both
Both
Both
Both
Both
Both
Both
Both
Both
LDR
PBT Chemical c
Yes (as PCDD)
Yes (as PCDF)
Yes (as PCDF)
Yes (as PCDD)
Yes (as PCDF)
Yes (as PCDD)
Yes (as PCDF)
Yes (as PCDD)
Yes (as PCDF)
Yes
Source of
Contaminant D
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
Reaction by-product
To be determined
         See footnotes following Table C-3.
Table C-3. Constituents Present in K 175 Wastes
Constituent
Mercury
Maximum Concentration in
Waste A
Total (mg/kg)
9,200
TCLP (mg/L)
0.26
Listing or
LDR
Constituent B
Both
PBT
Chemical c
Yes
Source of Contaminant D
Catalyst for VCM Production
         Footnotes for Tables C-l, C-2, and C-3:

Common names of dioxin and furan constituents are as follows:
         1,2,3,4,6,7,8-Heptachlorodibenzo-p-dioxin
         1,2,3,4,6,7,8-Heptachlorodibenzofuran
         1,2,3,4,7,8,9-Heptachlorodibenzofuran
         All Hexachlorodibenzo-p-dioxins
         All Hexachlorodibenzofurans
         All Pentachlorodibenzo-/>-dioxins
         All Pentachlorodibenzofurans
         All tetrachlorodi-benzo-/>-dioxins
         All tetrachlorodibenzofurans

A. Maximum concentrations are based on EPA record sampling activities. Data are provided in Best Demonstrated Available
Technology (BOAT) Background Document for Chlorinated Aliphatics Wastes.
B. 'Listing' indicates that it is proposed for inclusion in 40 CFR 261 Appendix VII. 'LDR' indicates that it is proposed for
inclusion in 40 CFR 268.40.
C. EPA's draft list of'RCRA PBT Chemicals' was published onNovember 9, 1998 (63 FR 60341).
D. Source of contaminant in waste is based on engineering judgement.
                                                       C-4

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        Appendix D. Chlorinated Aliphatic Products and Product Manufacturers


      Data and information in this appendix are not included due to business confidentiality
concerns.
                                         D-l

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Appendix E. Quantity of Mercury-Bearing Hazardous Wastes Managed by Retorting in 1995 By Waste Code (Including Both
Onsite and Offsite Management), Tonsa b
Waste Type

Elemental
Mercuryc
Inorganic Sludgesd
Inorganic Solids
Other Than Soil6
Soilf
Lab Packs8
Organic Solidsh
Inorganic Liquids
Other Than Waste
Liquid Mercury'
Total
All Waste
Codes
95

0
3,007

36
36
7
22


3,203
D009

94

0
2,724

36
36
7
22


2,919
K071

0

0
0

0
0
0
0


0
K101

0

0
0

0
0
0
0


0
K102

0

0
0

0
0
0
0


0
K106

0

0
283

0
0
0
0


283
P065

0

0
0

0
0
0
0


0
P092

0

0
0

0
0
0
0


0
U151

8

0
15

0
0
0
0


23
Source: "Waste Specific Evaluation of RMERC Treatment Standard," EPA 1998. From 1995 Biennial Reporting System, GM and WR Forms DataBackground
Document in RCRA Docket F-1999-MTSP-FFFFF, "Potential Revisions to the Land Disposal Restrictions Mercury Treatment Standards," Advanced Notice of
Proposed Rulemaking, 64 Federal Register 28949 (May 28,1999).
Table Notes:
a - Retorting is defined as BRS system type code M012.
b - Columns do not sum to the total for all waste codes because waste streams may carry more than one waste code, resulting in double counting.
c - This category is defined as BRS form code B117.
d - This category is defined as BRS form codes B501-B516 and B519.
e - This category is defined as BRS form codes B303-B316 and B319.
f - This category is defined as BRS form codes B301 and B302.
8 - This category is defined as BRS form codes B001-B004 and B009.
h - This category is defined as BRS form codes B401-B407 and B409.
1 - This category is defined as BRS form codes B101-B116 and B119.

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