June 2004
                            NSF04/12/EPADWCTR
Environmental Technology
Verification Report

Physical Removal of Microbial
Contamination Agents in Drinking Water

Watts Premier
Ultra 5 Reverse Osmosis Drinking Water
Treatment System
                Prepared by
             NSF International


          Under a Cooperative Agreement with
          U.S. Environmental Protection Agency

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         THE ENVIRONMENTAL TECHNOLOGY VERIFICATION
                                      PROGRAM
       oEPA
  U.S. Environmental Protection Agency
                        *  J                                        NSF International
                    ETV Joint Verification Statement
    TECHNOLOGY TYPE:     POINT-OF-USE REVERSE OSMOSIS DRINKING WATER
                            TREATMENT SYSTEM

    APPLICATION:           REMOVAL OF MICROBIAL CONTAMINATION AGENTS IN
                            DRINKING WATER

    PRODUCT NAME:        WATTS PREMIER ULTRA 5

    COMPANY:              WATTS PREMIER, INC.

    ADDRESS:               1725 WEST WILLIAMS STREET  PHONE: 800-752-5582

                            PHOENIX, AZ  85027             FAX: 623-931-0191
NSF International  (NSF) manages the Drinking Water Systems  (DWS) Center under  the  U.S.
Environmental Protection Agency's (EPA) Environmental Technology Verification (ETV) Program. The
DWS Center recently evaluated the performance of the Watts Premier, Inc. Ultra 5 point-of-use (POU)
reverse osmosis drinking water treatment system. NSF performed all  of the testing activities, and also
authored  the  verification report  and this verification statement.   The verification report contains  a
comprehensive description of the test.

EPA created the ETV Program to facilitate the deployment of innovative or improved environmental
technologies through performance verification and dissemination of information. The goal of the ETV
program is to  further environmental protection by accelerating the acceptance and use of improved and
more cost-effective technologies. ETV seeks  to achieve this  goal by providing high-quality, peer-
reviewed data on technology  performance to  those  involved in the  design, distribution, permitting,
purchase, and  use of environmental technologies.

ETV works in  partnership with recognized standards  and testing organizations, stakeholder groups
(consisting of buyers, vendor organizations, and permitters), and with the full participation of individual
technology developers. The program evaluates the performance of innovative technologies by developing
test plans that are  responsive  to the needs of stakeholders, conducting  field  or laboratory tests (as
appropriate), collecting and analyzing  data, and preparing peer reviewed  reports. All evaluations are
conducted in  accordance with  rigorous quality assurance  protocols to ensure that data of known and
adequate quality are generated and that the results are defensible.
NSF 04/12/EPADWCTR   The accompanying notice is an integral part of this verification statement.           June 2004
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ABSTRACT

The Watts Premier Ultra 5  was tested for removal of bacteria and viruses at NSF's Drinking Water
Treatment Systems Laboratory. Watts Premier submitted ten units, which were split into two groups of
five.  One group received 25 days of conditioning prior to challenge testing, while the second group was
tested immediately. Due to an incorrectly installed shut-off valve on one of the unconditioned units, only
four in this group were tested. Both groups were challenged identically.  The challenge organisms were
the viruses fr, MS2, and Phi  X 174,  and the bacteria Brevundimonas diminuta and Hydrogenophaga
pseudoflava.  The test units were  challenged at two different inlet pressures - 40 and 80 pounds  per
square inch, gauge (psig). The virus challenges were conducted at three different pH settings (6, 7.5, and
9) with the intent to assess whether pH  influenced the performance of the test units.   The bacteria
challenges were only conducted at pH 7.5.

In most cases, the test units significantly reduced the challenge organisms, with reductions greater than
4.0 logic.  The logio reduction data is shown in Tables  3 through 6.  Overall, the performance of the
conditioned units was better than that of the unconditioned units. Also, the unconditioned units exhibited
wider unit-to-unit  performance variation than the conditioned units. The logio reduction data does  not
conclusively show that inlet pressure or pH influenced test unit performance.

TECHNOLOGY DESCRIPTION

The following technology description was provided by the manufacturer and has not been verified.

The Watts Premier Ultra 5  is a five-stage POU drinking water treatment system.  It employs carbon
filtration and reverse osmosis processes to remove contaminants from  drinking water.  It is sold with a
faucet that is installed at the kitchen sink, and the system itself is installed either under the kitchen sink or
in another location.

During operation,  inlet water first passes through a sediment filter, and then through two carbon block
filters. The fourth stage is passage through the reverse osmosis membrane. The portion of the inlet water
that passes through the membrane  travels  to the product water storage tank.  When the user opens the
faucet, the water leaves the storage tank and travels through a final  carbon filter before exiting the faucet.
The system is designed to produce approximately 12 gallons  of reject water for each gallon of treated
water produced.

The test units were  evaluated without the carbon filters or  sediment filter in place to  eliminate  the
possibility that these filters could temporarily trap a portion of the challenge organisms, causing a positive
bias of system performance during testing.

VERIFICATION TESTING DESCRIPTION

Test Site

The testing site was the Drinking Water Treatment Systems Laboratory at NSF in Ann Arbor, Michigan.
A description of the test  apparatus  can be found in the test/quality assurance (QA) plan and verification
report. The testing was conducted in September and October of 2003.

Methods and Procedures

The testing methods and procedures are detailed in the Test/QA Plan for Verification Testing of the Watts
Premier  Ultra  5 Point-of-Use Reverse Osmosis Drinking Water Treatment System for Removal of
Microbial  Contamination Agents.  Nine  test units were  verified  for bacteria  and  virus  removal
NSF 04/12/EPADWCTR    The accompanying notice is an integral part of this verification statement.           June 2004
                                              VS-ii

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performance using the bacteriophage viruses fr, MS2, and Phi X 174, and the bacteria B. diminuta and H.
pseudoflava. The challenge organisms were chosen because they are smaller than most other viruses and
bacteria, and so provide a conservative estimate of performance.
Watts Premier submitted ten units, which were split into two groups of five according to the performance
of each membrane in the manufacturer's quality control testing. One group was conditioned for 25 days
prior to challenge testing by operating the units daily using the test water without challenge organisms.
The second group was challenged without receiving the 25-day conditioning period. Due to an
incorrectly installed shut-off valve on one of the unconditioned units, only four in this group were tested.
The test units were challenged at both 40 and 80 psig inlet pressure. The test water for the bacteria
challenges was set to pH 7.5 ± 0.5. The test water for the virus challenges was set at pH 6.0 ± 0.5, 7.5 ±
0.5, and 9.0 ± 0.5. However, it had a low buffering capacity, so the lab technicians had difficulty
maintaining the pH within the 9.0 ± 0.5 range. As a result, the pH for the conditioned units pH 9, 80 psig
challenge was only 7.9. The test water pH values for all other challenges were within the allowable
ranges. These challenge conditions were intended to evaluate whether inlet pressure or pH influences
bacteria and virus removal. Table 1 shows the challenge schedule for the conditioned units, while Table 2
shows the schedule for the unconditioned units. The challenge levels ranged from 3.4 to 6.4 logic for the
viruses, and 6.7 to 8.4 logio for the bacteria.
Table 1. Conditioned Units Challenge Schedule
pH Inlet Pressure
Day Challenge Organism(s) (±0.5 units) (± 3 psig)
1
2
3
4
5
6
7
8
9
10
Day
1
2
3
4
5
6
7
8
9
10
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
H. pseudoflava
H. pseudoflava
B. diminuta
B. diminuta
Table 2. Unconditioned
Challenge Organism(s)
H. pseudoflava
H. pseudoflava
B. diminuta
B. diminuta
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
6.0
6.0
7.5
7.5
9.0
9.0
7.5
7.5
7.5
7.5
Units Challenge
pH
(±0.5 units)
7.5
7.5
7.5
7.5
6.0
6.0
7.5
7.5
9.0
9.0
40
80
40
80
40
80
80
40
40
80
Schedule
Inlet Pressure
(± 3 psis)
80
40
40
80
40
80
40
80
40
80

NSF 04/12/EPADWCTR     The accompanying notice is an integral part of this verification statement.              June 2004
                                                     VS-iii

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On each challenge day, the test units were operated for one tank-fill period (approximately six to eight
hours).   The end of this  period was evident through engagement of the  system's automatic shutoff
mechanism, which causes the flow of reject water to cease. At 40 psig, not all of the shut-off mechanisms
engaged after 8 hours of operation due to the low pressure.  The  storage  tanks were nearly full in these
instances, so operation of the units was stopped manually.

Influent water samples were collected at the beginning and end of the challenge period.  After each test
unit ceased operation, the entire contents of the product water storage tank were emptied into a sterile
container, and a subsample was collected for microbiological analysis.  All samples were enumerated in
triplicate. Following each challenge period, the test units were flushed by operating them for one tank-fill
period using the test water without challenge organisms.

VERIFICATION OF PERFORMANCE

The bacteria reduction data are presented in Tables 3 and 4, and the virus reduction data in Tables 5 and
6.  An examination of the bacteria reduction data shows that for  the five conditioned test units, in only
one case (unit 4 for B. diminuta at pH 7.5, 40 psig) was one of the bacteria species detected in the effluent
samples. In contrast, for the unconditioned units, there were  13 cases out of 16 where the challenge
bacteria were detected in the effluents.

An evaluation  of the virus reduction data shows that overall, the conditioned units performed better than
the unconditioned units.  The mean logio reductions and mean logio effluent counts are shown in the
bottom  right corner of Tables 5  and 6.   A comparison of the  mean logio  effluent  counts for the
unconditioned  versus conditioned units shows that the conditioned units performed approximately 0.3 to
1.7 logio better than the unconditioned units.

The unit-to-unit performance variation for the unconditioned units  was wider than for the conditioned
units, and the  performance  of each unconditioned unit also varied more from  day-to-day.  Also, the
unconditioned  units had many cases where bacteria reduction performance was less than virus reduction
performance. The reasons for these observations are not known, but the data suggest that conditioning the
systems improves and/or stabilizes their performance.  The data does not conclusively  show whether inlet
pressure or pH influenced test unit performance.

                 Table 3.  Bacteria Log Reduction Data for Unconditioned Units
                Pressure    Challenge    Log10 Influent   Geometric Mean Log10 Reduction
           pH   (psig)	Organisms	Challenge    Unit 1    Unit 2   Unit 3   Unit 4
7.5
40
H. pseudoflava
B. diminuta
6.9
8.2
4.4
8.2
4.9
3.0
2.2
2.0
1.6
8.2
7.5
80
H. pseudoflava
B. diminuta
6.9
8.1
4.6
3.5
6.6
2.2
1.9
3.3
3.0
8.1
                   Table 4.  Bacteria Log Reduction Data for Conditioned Units
            Pressure    Challenge    Log10 Influent        Geometric Mean Log10 Reduction
       pH    (psig)	Organisms	Challenge     Unit 1    Unit 2    Unit 3   Unit 4   Unit 5
      ~1~5     40     H. pseudoflava       6J         6J     6J      6J      6J      6.7
                       B. diminuta        8.3         8.3     8.3      8.3      7.2      8.3
7.5
80
H. pseudoflava
B. diminuta
6.7
8.4
6.7
8.4
6.7
8.4
6.7
8.4
6.7
8.4
6.7
8.4
NSF 04/12/EPADWCTR    The accompanying notice is an integral part of this verification statement.           June 2004
                                             VS-iv

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Table 5. Virus Log Reduction
Challenge Conditions Logic
Target Actual Pressure Challenge Influent
Data for Unconditioned Units
Geometric Mean Logic Reduction
pH pH (psig) Organisms Challenge Unit 1 Unit 2 Unit 3
6.0 ±0.5 6.5 40 fr
MS2
Phi X 174
6.0 ±0.5 6.2 80 fr
MS2
Phi X 174
7.5 ±0.5 7.6 40 fr
MS2
Phi X 174
7.5 ±0.5 7.7 80 fr
MS2
Phi X 174
9.0 ±0.5 8.7 40 fr
MS2
Phi X 174
9.0 ±0.5 9.0 80 fr
MS2
Phi X 174

6.3
6.1
5.0
5.9
5.8
4.9
5.9
5.6
5.7
5.8
5.7
5.9
5.8
5.6
5.7
6.0
5.7
5.6
fr mean3
MS2 mean3
PhiX
174 mean3
4.8
5.62
5.0
4.5
4.5
4.62
4.0
3.8
3.7
4.6
4.4
4.3
4.4
4.1
3.8
4.6
4.7
4.1
4.5
4.5
4.3
3.1
3.0
2.4
3.2
3.0
2.8
2.9
2.7
2.3
2.5
2.6
2.6
2.9
2.7
2.6
3.5
3.4
3.5
3.0
2.9
2.7
2.9
2.8
2.3
3.3
3.3
2.4
4.9
5.0
5.72
4.3
4.3
3.7
4.2
4.1
3.3
3.7
3.8
3.5
3.9
3.9
3.5
Unit 4
4.6
4.7
5.02
5.9
5.8
4.9
4.4
4.3
4.3
5.5
5.42
5.1
4.8
4.8
4.1
5.1
5.1
4.5
5.1
5.0
4.7
Mean1
3.8
4.0
3.7
4.2
4.2
3.7
4.1
4.0
4.0
4.2
4.2
3.9
4.1
3.9
3.5
4.2
4.3
3.9
4.1
4.1
3.6
Log10
Mean
Effluent
Count
2.5
2.1
1.3
1.7
1.6
1.2
1.8
1.6
1.7
1.6
1.5
2.0
1.7
1.7
2.2
1.8
1.4
1.7
1.9
1.7
1.7
1 The arithmetic mean of all test units for each challenge.
2 Triplicate count had two
"non-detect"
3 The arithmetic mean for all challenges
agar plates.
against
each test unit.
NSF 04/12/EPADWCTR
The accompanying notice is an integral part of this verification statement.
                           VS-v
June 2004

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Table 6. Virus Log Reduction Data for Conditioned Units
Challenge Conditions Log10 Geometric Mean Logic Reduction
Target Actual Pressure Challenge Influent
pH pH (psig) Organisms Challenge Unit 1 Unit 2 Unit 3 Unit 4 Unit 5























6.0 ±0.5 6.5 40 fr 5.1 3.6 4.1 4.0
MS2 4.8 3.2 3.7 3.8
Phi X 174 3.4 3.4 3.4 3.4
6.0 ±0.5 6.4 80 fr 6.1 4.6 4.2 4.3
MS2 6.0 4.6 4.2 4.2
Phi X 174 3.8 3.8 3.8 3.8
7.5 ±0.5 7.5 40 fr 6.4 4.2 4.8 4.7
MS2 6.2 4.2 4.5 4.8
Phi X 174 4.0 3.7 4.02 4.02
7.5 ±0.5 7.3 80 fr 6.3 4.8 5.6 5.6
MS2 6.1 5.2 5.5 5.6
PhiX174 4.1 4.1 4.12 4.1
9.0 ±0.5 8.9 40 fr 6.2 4.4 4.2 4.3
MS2 5.8 4.2 4.0 4.2
PhiX174 4.1 4.1 4.1 4.1
9.0 ±0.5 7.93 80 fr 6.0 4.4 4.9 4.7
MS2 5.9 4.3 5.9 4.8
Phi X 174 4.0 4.0 4.0 4.0
frmean4 4.3 4.6 4.6
MS2mean4 4.3 4.6 4.6
Phi X 174 mean4 3.9 3.9 3.9
1 The arithmetic mean of all test units for each challenge.
2 Triplicate count had two "non-detect" agar plates.
4.8
4.1
3.4
4.7
4.8
3.8
4.8
4.7
4.0
5.3
4.9
4.1
4.3
4.1
4.1
4.7
4.9
4.0
4.8
4.6
3.9


4.0
3.2
3.4
4.6
3.7
3.8
4.2
4.3
3.7
4.8
5.0
4.12
4.3
4.2
4.1
4.6
4.6
4.0
4.4
4.2
3.9


Mean1
4.1
3.6
3.4
4.5
4.3
3.8
4.5
4.5
3.9
5.2
5.2
4.1
4.3
4.1
4.1
4.7
4.9
4.0
4.6
4.4
3.9


Mean
Effluent
Count
1.0
1.2
0.0
1.6
1.7
0.0
1.9
1.7
0.1
1.1
0.9
0.1
1.9
1.7
0.0
1.3
1.0
0.0
1.5
1.4
0.0


3 See section 5.8.3 of verification report for discussion of pH variance.

4 The arithmetic mean for all challenges against each test unit.




QUALITY ASSURANCE/QUALITY CONTROL (QA/QC)
NSF personnel conducted a technical systems audit during testing to
compliance with the test plan. NSF also conducted a data quality audit
the
verification report referenced below for more QA/QC information.
ensure
that
the testing was in
of 100% of the data.



Please see

NSF 04/12/EPADWCTR
The accompanying notice is an integral part of this verification statement.
                           VS-vi
June 2004

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     Original signed by                                  Original signed by
     E. Timothy Oppelt	07/12/04      Gordon Bellen	07/16/04
     E. Timothy Oppelt                      Date        Gordon Bellen                   Date
     Director                                            Vice President
     National Homeland Security Research Center        Research
     United States Environmental Protection Agency      NSF International
    NOTICE:  Verifications  are based  on  an evaluation  of  technology  performance under  specific,
    predetermined criteria and the appropriate quality assurance procedures. EPA and NSF make no expressed
    or implied warranties as to the performance of the technology and do not certify that a technology will
    always operate as verified.  The end user is solely responsible for complying with any and all applicable
    federal, state, and local requirements. Mention of corporate names, trade names, or commercial products
    does not constitute endorsement or recommendation for use of specific products. This report is not a NSF
    Certification of the specific product mentioned herein.
     Availability of Supporting Documents
     Copies of the test protocol, the Verification Statement, and the Verification Report (NSF Report # NSF
     04/12/EPADWCTR) are available from the following sources (NOTE: Appendices are not included in the
     Verification Report. Appendices are available from NSF upon request.):

     1.   ETV Drinking Water Systems Center Manager (order hard copy)
         NSF International
         P.O. Box 130140
         Ann Arbor, Michigan 48113-0140
     2.   NSF web site: http://www.nsf.org/etv/dws/dws reports.html and from
         http://www.nsf.org/etv/dws/dwsjroject documents.html (electronic copy)
     3.   EPA web site: http://www.epa.gov/etv (electronic copy)
NSF 04/12/EPADWCTR    The accompanying notice is an integral part of this verification statement.            June 2004
                                                VS-vii

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                                                              June 2004
          Environmental Technology Verification Report
Physical Removal of Microbial Contamination Agents in Drinking
                               Water

                          Watts Premier
   Ultra 5 Reverse Osmosis Drinking Water Treatment System
                             Prepared by:

                           NSF International
                          Ann Arbor, MI 48105
     Under a cooperative agreement with the U.S. Environmental Protection Agency

                      Jeffrey Q. Adams, Project Officer
                National Risk Management Research Laboratory
                    U.S. Environmental Protection Agency
                         Cincinnati, Ohio 45268

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                                       Notice

The  U.S.  Environmental Protection  Agency  (EPA)  through  its  Office of  Research  and
Development has financially  supported and collaborated with NSF International (NSF) under
Cooperative Agreement No. R-82833301. This verification effort was supported by the Drinking
Water  Systems  (DWS) Center, operating  under the Environmental Technology  Verification
(ETV)  Program. This document has been peer reviewed,  reviewed by NSF and EPA,  and
recommended for public release.
                                         11

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                                       Foreword

The U.S. Environmental Protection Agency (EPA) is charged by Congress with protecting the
Nation's land, air, and water resources. Under a mandate of national environmental laws, the
Agency strives to formulate and implement actions leading to a compatible balance between
human activities  and  the ability of natural systems to support and nurture life. To meet this
mandate,  EPA's  research program  is  providing  data and technical  support  for  solving
environmental problems today and building a science knowledge base necessary to manage our
ecological resources wisely, understand how pollutants affect our health, and prevent or reduce
environmental risks in the future.

The Environmental Technology Verification (ETV) Program has been established by EPA to
verify the performance characteristics of innovative technologies,  and  to report this objective
information to permitters,  buyers, and users of the technologies.  Verification organizations
oversee and report verification activities based  on testing  and quality  assurance protocols
developed  with  input from  major  stakeholders and customer  groups associated with the
technology area.  ETV consists of seven environmental technology centers.  Information about
each of these centers can be found on the internet at http://www.epa.gov/etv/.

Under a cooperative agreement, NSF International is partnering with EPA to plan, coordinate,
and conduct verification  tests for point-of-use, point-of-entry,  and small  community water
treatment    systems.      Further   information  can  be   found    on   the   internet  at
http://www.epa.gov/etv/centers/center2.html, or http://www.nsf.org/etv.
                                           in

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                                   Table of Contents

Section                                                                           Page

Verification Statement	VS-i
Title Page	i
Notice	ii
Foreword	iii
Table of Contents	iv
List of Tables	vi
List of Figures	vi
Abbreviations and Acronyms	vii
Acknowledgements	viii

Chapter 1 Introduction	1
   1.1    Environmental Technology Verification (ETV) Purpose and Program Operation	1
   1.2    Development of Test/Quality Assurance (QA) Plan	1
     1.2.1    Bacteria and Virus Surrogates	2
     1.2.2    Inlet Pressure	3
     1.2.3    Long-Term Conditioning	3
   1.3    Testing Participants and Responsibilities	3
     1.3.1    NSF	4
     1.3.2    Watts Premier	4
     1.3.3    U.S. Environmental Protection Agency	4

Chapter 2 Equipment Description	5
   2.1    RO Membrane Operation	5
   2.2    Equipment Capabilities	5
   2.3    Trade Names	5
   2.4    System Components	5
   2.5    System Operation	6
   2.6    Rate of Waste Production	6
   2.7    Equipment Operation Limitations	6
   2.8    Operation and Maintenance Requirements	6

Chapter 3 Methods and Procedures	9
   3.1    Test Equipment	9
     3.1.1    Equipment Selection	9
     3.1.2    Test Unit Configuration	9
   3.2    Verification Test Procedure	9
     3.2.1    Test Rig	9
     3.2.2    Test Rig Sanitization	9
     3.2.3    Test Water	10
       3.2.3.1    Base Water	10
       3.2.3.2    Bacteria and Virus Challenges	11
     3.2.4    Test Unit Operation	12
       3.2.4.1    Test Unit Installation	12
                                           iv

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       3.2.4.2   IDS Reduction System Check	12
       3.2.4.3   Long-Term Conditioning	12
       3.2.4.4   Conditioned Units Challenge Testing	13
       3.2.4.5   Unconditioned Units Testing	14
  3.3    Analytical Methods	15
     3.3.1    Water Quality Analytical Methods	15
     3.3.2    Microbiology Methods	15
       3.3.2.1   Sample Processing, and Enumeration of Viruses	15
       3.3.2.2   Bacteria Cultivation	16
       3.3.2.3   Preparation of Bacteria Challenge Suspensions	16
       3.3.2.4   Bacteria Sample Processing and Enumeration	16

Chapter 4 Results and Discussion	17
  4.1    TDS Reduction	17
  4.2    Virus Reduction	17
     4.2.1    Unconditioned Scenario versus Conditioning Scenario	20
     4.2.2    Inlet Pressure Influence	20
     4.2.3    Performance Comparison at Different pH Settings	20
  4.3    Bacteria Reduction	20
  4.4    Unit-To-Unit Variability	21

Chapters QA/QC	23
  5.1    QA/QC Responsibilities	23
  5.2    Test Procedure QA/QC	23
  5.3    Water Chemistry Analytical Methods QA/QC	23
  5.4    Microbiology Laboratory QA/QC	23
     5.4.1    Growth Media	23
     5.4.2    Bacteria Cell Size	24
     5.4.3    Sample Processing and Enumeration	24
     5.4.4    Heterotrophic Bacteria Interference	24
  5.5    Sample Handling	25
  5.6    Documentation	25
  5.7    Data Quality Indicators	25
     5.7.1    Representativeness	25
     5.7.2    Accuracy	25
     5.7.3    Precision	25
     5.7.4    Statistical Uncertainty	26
     5.7.5    Completeness	26
       5.7.5.1   Completeness Measurements	27
         5.7.5.1.1.   Number of Units  Tested	27
         5.7.5.1.2.   pH, Temperature, and Total Chlorine	27
         5.7.5.1.3.   Microbiological Analyses	27
         5.7.5.1.4.   TDS	27
  5.8    Measurements Outside of the Test/QAPlan Specifications	27
     5.8.1    Total Chlorine	27
     5.8.2    Temperature	28

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    5.8.3     pH	28

Chapter 6  References	29

Chapter 7  Vendor Comments	30
  7.1     Section 2.3 Trade Names - Addition	30
  7.2     HPC Interference	30
  7.3     Conclusion	30
                                     Appendices

Appendix A.  Virus and Bacteria Reduction Data
Appendix B.  QA/QC Measurements
Appendix C.  NSF Drinking Water Systems Laboratory and Chemistry Laboratory Bench
             Sheets
Appendix D.  Microbiology Laboratory Bench Sheets
Appendix E.  NSF LIMS Report
                                    List of Tables

Table 1-1. Virus and Host ATCC Designations	2
Table 3-1. Challenge Schedule for Conditioned Units	13
Table 3-2. Challenge Schedule for Unconditioned Units	15
Table 4-1. Short-Term TDS Reduction Test Results	17
Table 4-2. Virus Log Reduction Data for Unconditioned Units	18
Table 4-3. Virus Log Reduction Data for Conditioned Units	19
Table 4-4. Bacteria Log Reduction Data for Unconditioned Units	21
Table 4-5. Bacteria Log Reduction Data for Conditioned Units	21
Table 4-6. Test Unit Performance Rankings	22
Table 5-1. Completeness Requirements	26



                                   List of Figures

Figure 2-1.  Schematic Diagram of the Watts Premier Ultra 5 RO System	7
Figure 2-2.  Photograph of the Watts Premier Ultra 5 RO System	8
Figure 3-1.  Schematic Diagram of Test Rig	10
Figure 3-2.  Test Units Installed on the Test Rig	11
                                          VI

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                            Abbreviations and Acronyms
ANSI
ASTM
ATCC
°C
CPU
cm
DWS
EPA
ETV
°F
L
mg
ml
nm
NSF
PBDW
PFU
POU
psig
QA
QC
QA/QC
RPD
RO
SOP
IDS
ISA
TSB
Hg
Ml
jam
American National Standards Institute
American Society of Testing Materials
American Type Culture Collection
Degrees Celsius
Colony Forming Unit
Centimeter
Drinking Water Systems
U. S. Environmental Protection Agency
Environmental Technology Verification
Degrees Fahrenheit
Liter
Milligram
Milliliter
Nanometer
NSF International (formerly known as National Sanitation Foundation)
Phosphate-Buffered Dilution Water
Plaque Forming Unit
Point-of-Use
Pounds per Square Inch Gauge
Quality Assurance
Quality Control
Quality Assurance/Quality Control
Relative Percent Deviation
Reverse Osmosis
Standard Operating Procedure
Total Dissolved Solids
Tryptic Soy Agar
Tryptic Soy Broth
Microgram
Microliter
Micrometer
MicroSieman
                                         vn

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                                   Acknowledgments

NSF International was responsible for all elements in the testing sequence, including collection
of samples, calibration and  verification of  instruments,  data  collection  and  analysis,  data
management, data interpretation and the preparation of this report.

The Manufacturer of the Equipment was:

       Watts Premier Incorporated
       1725 West Williams Street
       Phoenix, AZ  85027

NSF wishes to thank  the  members of the expert  technical panel for their assistance  with
development of the test plan.
                                          Vlll

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                                       Chapter 1
                                     Introduction
1.1    Environmental Technology Verification (ETV) Purpose and Program Operation
The U.S. Environmental Protection Agency (EPA) has created the Environmental Technology
Verification  (ETV)  Program  to  facilitate  the   deployment  of  innovative  or  improved
environmental technologies through performance verification and dissemination of information.
The  goal  of the ETV Program is to further  environmental  protection  by  accelerating the
acceptance and use of improved and more cost-effective technologies.  ETV seeks to achieve this
goal by providing high-quality, peer-reviewed data  on technology performance to those involved
in the design, distribution, permitting, purchase, and use of environmental technologies.

ETV works in partnership with recognized standards and testing organizations; with stakeholder
groups consisting of buyers, vendor organizations, and permitters; and with the full participation
of individual technology developers.  The  program evaluates the performance  of  innovative
technologies  by  developing test plans that are responsive to the needs  of stakeholders;  by
conducting field or laboratory testing, collecting  and analyzing data;  and by preparing peer-
reviewed reports. All evaluations are conducted in accordance with rigorous quality assurance
protocols to ensure that data of known and adequate quality are generated and that the results are
defensible.

The EPA has partnered with NSF International (NSF) under the ETV Drinking Water Systems
(DWS) Center to verify performance of drinking water systems that benefit the public and small
communities.  It is important to note that verification of the equipment  does  not mean the
equipment is  "certified" by  NSF or "accepted"  by  EPA.    Rather,  it  recognizes  that the
performance of the equipment has been determined and verified by these organizations for those
conditions tested by the FTO.


1.2    Development of Test/Quality Assurance (QA) Plan

As part of the national Homeland Security effort, NSF has  developed a test/QA plan under the
EPA ETV program for evaluating point-of-use (POU) reverse osmosis (RO) drinking water
treatment  systems for removal of biological  contamination  agents.   This test/QA plan uses
surrogate bacteria and viruses in place of testing with the actual agents of concern.

To assist in this  endeavor, NSF assembled an expert technical panel, which recommended the
experimental  design  and  surrogate choices  prior to the initiation of testing.  Panel members
included  experts from the EPA, United States  Army, and United States  Centers for Disease
Control and Prevention, Division of Parasitic Diseases, as well as a water utility microbiologist,
a university professor, and an independent consultant  in  the  POU  drinking  water treatment
systems industry.

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By participating in this ETV test, vendors obtain EPA and NSF verified third-party test data
indicating potential user protection against intentional biological contamination of potable water.
POU RO systems are not typically marketed as water purifiers that remove bacteria and viruses
from drinking water, but they may still remove significant numbers of the microorganisms, thus
offering the user a significant level of protection. The verifications serve to notify the public of
the possible level of protection against biological contamination agents afforded to them by the
use of verified systems.

The test/QA plan called for testing ten Watts Premier Ultra 5 units with a standard test water
containing bacterial or viral surrogates. The virus challenges were conducted with the water set
to pH values of 6, 7.5, and 9, while the bacteria challenges were conducted at pH 7.5 only.  The
systems were also  challenged at both 40 and 80 pounds per square  inch, gauge (psig).  The test
units were subjected to challenge scenarios that were unique combinations of the challenge
organisms, pH,  and inlet  water  pressure.   Five  units were challenged immediately after
completion of the manufacturer's  installation and conditioning instructions, while the other five
underwent a 25-day conditioning period prior to being challenged with the surrogates.


1.2.1  Bacteria and Virus Surrogates
The expert technical panel recommended that NSF and the EPA use the bacteria Brevundimonas
diminuta (American Type  Culture Collection (ATCC) strain 19146, formerly Pseudomonas
diminutd), and Hydrogenophaga pseudoflava (ATCC strain 33668) as surrogates for bacterial
agents.  These surrogates were chosen based on their small sizes,  as the smallest identified
bacterium of concern can be as small as 0.2 jam in diameter.  H. pseudoflava has a minimum
diameter of 0.1 to  0.2 jam, while B. diminuta has a minimum  diameter of 0.2 to 0.3 jam (please
note that these minimum diameters were not obtained during this study.   See Section 5.4.2 for
discussion).  B.  diminuta is the accepted  bacteria of choice for testing filters and membranes
designed to remove bacteria.  It is used in the American Society of Testing Materials (ASTM)
"Standard Test Method for  Retention Characteristics of 0.2-|o,m  Membrane Filters Used in
Routine Filtration Procedures for the Evaluation of Microbiological Water Quality" (2001).

The virus  surrogates were the bacteriophages MS2, Phi X 174, and fr. The ATCC designation
and host Escherichia coli strain for each virus is given Table 1-1.
                      Table 1-1. Virus and Host ATCC Designations

               Virus	ATCC Designation	Host E. coli ATCC Strain
MS2
Phi X 174
fr
15597-B1
13706-B1
15767-B1
15597
13706
19853
The expert technical panel recommended these viruses based on their small sizes and isoelectric
points. The isoelectric point is the pH at which the virus surface is neutrally charged.  MS2 is 24

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nm in diameter with  an isoelectric point at pH 3.9, Phi X 174 is 27 nm in diameter with an
isoelectric point at pH 6.6, and fr is 19 nm in diameter with an isoelectric point at pH 8.9.  With
varying isoelectric points, the viruses have different surface charges, or different strengths of
negative or positive charge, depending on the pH.  In solutions above the isoelectric point, the
virus is negatively charged.  Below the isoelectric point, the virus is positively charged.  Using
different pH settings  for the  virus challenges allowed an evaluation of whether electrostatic
forces enhance virus retention in mechanical filtration scenarios.  The pH 6 and 9 settings were
chosen because they  are just beyond the upper and lower boundaries for allowable pH in the
EPA National Secondary Drinking Water Regulations. The pH 7.5 setting was chosen because it
is the midpoint between the boundaries.

The bacteria reduction  challenges were  performed only  at pH 7.5,  because the expert panel
believed that bacteria cell  size  and  mass are too large for electrostatic interactions to play a
significant role.


1.2.2  Inlet Pressure
The bacteria and virus challenge tests were performed at dynamic inlet pressures of both 40 and
80 psig to evaluate whether inlet pressure affects microorganism rejection by RO membranes.
Forty psig is a worse case  scenario for ionic rejection mechanisms, while 80 psig represents a
poorer mechanical filtration scenario. In a typical mechanical filtration scenario, the higher
pressure could push  suspended particles further  into,  and perhaps  all the way through, the
filtration media, and it could also distort seals to the point that they leak.  However,  this may or
may not be the case with RO membranes, since they operate by a different principle.


1.2.3  Long-Term Conditioning

The  expert  technical  panel  was  presented with  anecdotal  evidence that  RO  membrane
performance  could be  erratic  for  approximately the  first  month of  operation,  so they
recommended that NSF split the test units into two groups, one group to be tested immediately
after installation  and completion of the  manufacturer's  conditioning instructions (hereafter
referred to as "unconditioned  units"), and a second group to be tested after a 25 working day
conditioning period (hereafter referred to as "conditioned units").


1.3    Testing Participants and Responsibilities

The ETV testing of the  Watts Premier Ultra 5 RO system was a cooperative effort between the
following participants:
       NSF
       Watts Premier
       EPA

The following is  a  brief description of each  of the  ETV participants and  their roles and
responsibilities.

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1.3.1   NSF

NSF is a not-for-profit organization dedicated to public health and safety, and to the protection of
the environment.   Founded in 1946 and located in Ann Arbor, Michigan, NSF  has  been
instrumental in the development of consensus standards for the protection of public health and
the environment.  The EPA partnered with NSF to verify the performance of drinking water
treatment systems through the EPA's ETV Program.

NSF performed all verification testing activities at its Ann Arbor location.  NSF prepared the
test/QA plan, performed all testing, managed,  evaluated, interpreted, and reported on the data
generated by the testing, and reported on the performance of the technology.
Contact Information:

       NSF International
       789 N. Dixboro Road
       Ann Arbor, MI 48105
       Phone: 734-769-8010
       Fax: 734-769-0109
       Contact: Bruce Bartley, Project Manager
       Email: bartley@nsf.org


1.3.2   Watts Premier

The verified system is manufactured by Watts Premier, a division of Watts Water Technologies.
Watts  Premier manufactures industrial,  food  service,  point-of-entry,  and point-of-use water
treatment systems.

The manufacturer  was responsible  for  supplying the RO  systems  in  accordance  with the
equipment  selection criteria given in Section 3.1.1, and for providing logistical and technical
support as needed.

Contact Information:

       Watts Premier Incorporated
       1725 West Williams Drive, C-20
       Phoenix, AZ 85027
       Phone: 800-752-5582
       Fax:623-931-0191
       Contact Person: Mr. Bob Maisner
       Email: maisnerr@wattsind.com


1.3.3   U.S. Environmental Protection Agency

The EPA,  through its Office  of Research and Development, has financially supported  and
collaborated with NSF under Cooperative Agreement No. R-82833301. This verification effort
was supported by the DWS Center operating under the ETV Program. This document has been
peer-reviewed and reviewed by NSF and EPA, and recommended for public release.

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                                      Chapter 2
                                Equipment Description
2.1    RO Membrane Operation

Membrane technologies are among the most versatile water treatment processes with regard to
their ability to effectively remove the widest variety of contaminants at the lowest costs.  RO
membranes operate by the principal of cross-flow filtration. In this process, the influent water
flows over and parallel to the filter medium and exits the system as reject water.  Under pressure,
a portion of the water in the bulk solution diffuses through the membrane becoming "permeate".
Membrane pore sizes are small enough to reject bacteria and viruses, but the organisms may still
pass through imperfections in the membrane, or pass around the membrane due to microscopic
leaks in the seals


2.2    Equipment Capabilities

The  Watts Premier Ultra 5 system  is certified by NSF to NSF/ANSI Standard 58  - Reverse
Osmosis Drinking Water Treatment Systems. The system has a certified production rate of 9.06
gallons per day, and an efficiency rating of 8.35%. Efficiency rating as defined in NSF/ANSI
Standard 58 is "a percentage measure of the amount of influent water  that is delivered  as
permeate under a closed permeate discharge set of actual use conditions." These measurements
are based on system operation at 50 psig inlet pressure, a water temperature of 77 °F,  and a total
dissolved  solids (TDS) level of 750 mg/L.  The amount and quality of treated water produced
varies  depending on the  inlet  pressure,  water  temperature,  and  level of  TDS.   These
measurements were not subject to verification during this study.


2.3    Trade Names
The Ultra 5 is  sold under different names at various retail outlets.  All of the following models
are identical to the Ultra 5 except in name:
       -   RO-TFM-5SV
       -   PUR-TEK
       -   WATTS-25
       -   CRO-TFM-5SV
       -   WATTS PURE WATER RO-5
       -   DELUXE PLUS
       -   DELUXE
       -   AQUA-RITE 5.0


2.4    System Components

The  Ultra 5 is a five-stage  treatment system.  The inlet water first passes through a sediment
filter, and then through two sequential carbon block filters.  The fourth stage is passage through

-------
the RO membrane element.  The permeate is sent to a three gallon maximum capacity storage
tank, and the reject water is sent to a drain.  The system has an automatic shut-off valve to shut
down the flow of water through the system when the storage tank is nearly full.  The fifth stage
of treatment is a granular activated carbon filter downstream of the storage tank.  A schematic
drawing of the system is provided in Figure 2-1, and a photo of the system in Figure 2-2.


2.5    System Operation

When the flow of water into the system is started, it will continually produce treated water until
the storage tank is nearly full. When the storage tank is almost full, back-pressure causes an
automatic shut-off device to activate, stopping the flow of water into the system.  After a portion
of the product water is dispensed from the storage tank,  the shut-off device deactivates, allowing
water to again flow into the system until the storage tank is nearly full.  The operational capacity
of the storage tank will vary  slightly from unit to unit, and is also affected by  the inlet water
pressure.


2.6    Rate of Waste Production

The Ultra 5 system produces approximately 11 gallons of reject water for each gallon of product
water produced, as defined by  the efficiency rating parameter in NSF/ANSI Standard 58.


2.7    Equipment Operation Limitations
Watts Premier gives the following limitations for the drinking water to be treated by the system:

    •   temperature of 40 - 100°F;
    •   pressure of 40 - 100 psig;
    •   pHof3-ll;
    •   Non-detectable iron level;
    •   hardness of more than  120 mg/L may reduce membrane life expectancy; and
    •   TDS level should be less than 1800 mg/L.


2.8    Operation and Maintenance Requirements
Watts Premier recommends the following maintenance steps:

    •   Replacement of the filters upstream from the RO membrane every 6 months;
    •   Replacement of the carbon filter located  downstream of the storage tank annually;
    •   Annual sanitization of the system with hydrogen peroxide;
    •   Replacement of the membrane  every two to five years, depending on the quality of the
       product water (Watts Premier offers free water testing, or a TDS monitor for purchase, to
       monitor the product water quality); and
    •   Periodic storage tank air pressure check.

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     Figure 2-1. Schematic Diagram of the Watts Premier Ultra 5 RO System
                                                                           R*v 1/31/02
* The reverse osmosis system contains a replaceable treatment component, critical for the effective reduction of total
dissolved solids and that the product water shall be tested periodically to verify that the system is performing properly
ltem#
1 a
1 b
2
3 a
3 b
4 a
4 b
5 a
5 b
6 a
6 b
7
8 a
8 b
8 c
9 a
9 b
10 a
10 b
11
12
13
14
15
Part*
100004
100014
104017
101009
100036
110004
110005
113004
113007
113017
113024
113032
116001
116002
116007
119004
119007
122004
122017
125002
125005
125017
125031
125034
            Description
            GAC-IL-6"-1/4F(1M-6)
            GAC-IL-10M-1/4 F (PREMIER)
            SED-SPUN-10"-5M-CTG(5M-10)
            CARBON BLOCK-10"-5M-CTG
            GAC 10"-56CulnCPG
            •MEM-TFM-18GPD
            •MEM-TFM-25 GPD-DRY
            LID-BLACK 1/4" FPT UNASSEMBLED
            LID-WHITE 1/4" FPT UNASSEMBLED
            HOUSING-FILTER 10" BLUE
            HOUSING-FILTER 10" WHITE
            VESSEL-MEM-HOUSING-RES
            FAUCET-AG-CHROME (TF)
            FAUCET-AG-WAVE BLK ON  SS
            FAUCET-AG-WAVE WHT ON SS
            TANK-PRES-3 GAL-BLUE
            TANK-PRES-3 GAL WHITE
            FLOW RESTRICTOR 150 ML
            FLOW RESTRICTOR 250 ML
            NUT-PL-1/4C-WHITE-CELCON
            NUT-PL-1/4C-BLACK-NYLON
            CON-PL-1/4CX1/4M
            ELB-PL-1/4CX1/8M-90
            ELB-PL-1/4CX1/4M-90
Item*
16
17
18
19
20
21
22
23 a
24
25 a
25 b
26
27
28
29
30
31
32
33
34
35
36
Part*
125041
131002
131012
131017
131021
131023
134002
134007
134011
137013
137026
146001
146004
164006
164010
164016
119028
113029
199328
140007
140005
140004
Description
UNI-PL-1/4CX1/4C
NUT-BR-1/4C"
SLEEVE-DELRIN-1/4"
INSERT-BR-1/4"
HEX NIPPLE-BR-1/4 HEAVY DUTi
TEE-TANK-BR-1/4CX1/4CX1/4F
VALVE-SHUT OFF 1/4MPT (RES.)
VALVE-ADAPTA VALVE
VALVE-CHECK-PLA-ELBOW1/4CX1/8M
BRACKET-4SV-STEEL-WHITE
BRACKET-5SV-STEEL-WHITE
SCREW-4M 0-3/4" PHIL PANHEAD
SCREW-#10-1" PHIL PANHEAD
CLIP-MTG-MEM-VESSEL
CLIP-DOUBLE-MEM TO IL (OPTIONAL)
DRAIN SADDLE 3/8"
TANK STAND
0-RING FILTER HOUSING
MANUAL 4SV & 5SV PR-14
GREEN TUBING
BLACK TUBING
BLUE TUBING

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Figure 2-2. Photograph of the Watts Premier Ultra 5 RO System

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                                       Chapter 3
                                Methods and Procedures
3.1    Test Equipment

3.1.1   Equipment Selection

Equipment selection criteria were developed to ensure that the test units were representative of
product variability. Watts Premier supplied ten units from three different production runs. The
RO membranes themselves were also chosen to be representative of product variability.  All
membranes are quality control (QC) tested for TDS rejection performance by  the  membrane
manufacturer.  Six membranes were chosen from the middle of the allowable QC performance
range as specified by Watts Premier, two were chosen from the high end of the QC performance
range, and the last two were chosen from the lower end.  Note that the actual QC values used by
the manufacturer to establish the range of allowable performance are confidential, and so are not
reported. The ten systems were split into two groups of five as discussed in Section  1.2.3, such
that each group had one high end and one low end membrane, and three membranes from the
middle range.


3.1.2   Test Unit Configuration

The Ultra 5 is sold as a five-stage treatment system, as described in Section 2.4.  However, for
the tests described in this report, all  filter elements other than the RO membrane were removed
from  the units.   The pre-membrane and post-membrane  filters do not  have pore sizes small
enough to remove bacteria or viruses, but  could temporarily retain significant numbers of the
organisms through electrostatic interactions, giving a  positive bias to  the performance data.
Otherwise the systems were operated as sold to the consumer.


3.2    Verification Test Procedure

3.2.1   Test Rig

Each group of five test units was plumbed to a single test station.  The test rig used a  500-gallon
polyethylene tank to hold the influent challenge water.  See Figure 3-1  for a schematic diagram.
Please note that the units of each group of five were attached to the  rig such that all were
plumbed to the same influent feed line. Figure 3-2 shows one group of the test units installed on
the test rig.


3.2.2   Test Rig Sanitization

The test apparatus was  sanitized with a sanitization agent  prior to the beginning of each test to
keep the heterotrophic bacteria population to a minimum.  After sanitization, the test apparatus
was flushed until a less-than-detectable concentration of sanitizing agent was present.

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                          Figure 3-1.  Schematic Diagram of Test Rig
  Any suitable pressure or delivery system

Water supply
Pressure
Tank gauge
fill Mechanical "
	 valve filter QO
Back flow preventer \_j

Mixer
CD?


VX





^~^\
^ (~) "^ V 	 1
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pump prfasnsre
'* Tank
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Pressure
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fi.
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sampling
point _l
< i
/•
\
X

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^^ Valves ^-^
slOTE 1 - Faucets shall be used in testing all systems located under or over the sink. ^ — '
I Water meters I
Pressure gauges
) Test units I

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-0
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V
y* Cyclinp
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4 *
 NOTE 2- Faucet-attached systems and portable systems shall be placed after solenoid valves B and C.

 NOTE 3- Solenoid valves shall be controlled by appropriate timer(s).

 NOTE 4- Pressure gauges shall be located directly ahead of test units.
 NOTE 5- Diameter of plumbing and equipment after test units shall not be less than the diameter at the connection to the unit.
 Product water
sampling points
3.2.3   Test Water
3.2.3.1    Base Water
Ann Arbor, Michigan  municipal drinking water was deionized to make the base water for the
tests.  The base water had the following constraints:
    •   Conductivity <  2 [iS/cm at 25 °C;
    •   Total organic carbon <  100 |J,g/L; and
    •   Heterotrophic bacteria plate count < 10,000 colony forming units (CFU)/100 ml.

The base water was then adjusted to meet the following characteristics:
    •   Total chlorine < 0.05 mg/L;
    •   Addition of sodium bicarbonate to achieve an alkalinity (expressed as calcium carbonate)
        of 100 ± 5 mg/L prior to pH adjustment;
    •   pH adjustment with hydrochloric acid or sodium hydroxide to reach a value of 6.0 ± 0.5,
        7.5 ± 0.5, or 9.0 ± 0.5 as required by the challenge schedule*; and
    •   Temperature of 20 ± 2.5 °C.

*Note that the lab technicians experienced difficulty maintaining the pH below 6.5 or above 8.5. See section 4.2.3
and 5.7.5.1.2 for more discussion.
                                                10

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The test water for each challenge was made in 200-gallon volumes.  In addition to the above
characteristics, total hardness, TDS, and turbidity were measured daily.
                     Figure 3-2. Test Units Installed on the Test Rig
3.2.3.2    Bacteria and Virus Challenges

The  viruses were  purchased from Biological Consulting Services of North Florida,  and the
bacteria from ATCC.  The viruses were purchased in adequate volumes so that the suspensions
received were added directly to the test water.  The bacteria were cultivated at NSF to obtain the
challenge  suspensions.   Section 3.3.2.3  describes the  method used  to  create the  bacteria
challenges.

The targeted influent challenge concentrations for the bacteria were IxlO5 CPU of bacteria per
100 milliliters,  or  greater.  The targeted influent  challenge concentration for the  viruses was
IxlO4 plaque forming units (PFU) of virus per milliliter, or greater.  Phi X 174 is more  difficult
to cultivate,  and so was supplied at lower concentrations than the other viruses.  The suspensions
                                           11

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received for the conditioned units were too low to cost effectively obtain the target challenge
level  (3.6xl06  PFU/ml, vs. 6.7xl09 PFU/ml for fr and 2.4xlOn PFU/ml for MS2), so the
challenge levels were on the order of 103 PFU/ml.  The suspensions received for unconditioned
units were more concentrated, at 3.7xl08 PFU/ml, so the target challenge level was exceeded.

See Appendix A for the measured influent challenge levels.

The test units were challenged with each bacteria separately, but all three viruses were mixed
together for each virus challenge. After addition of the challenge organism to the base test water,
the resultant challenge water was mixed for a minimum of 30 minutes using a recirculation pump
prior to beginning the test.


3.2.4   Test Unit Operation

3.2.4.1    Test Unit Installation

All test units were installed and conditioned in accordance  with Watts  Premier's instructions
using the base test water described above at pH 7.5 ± 0.5.  The conditioning instructions called
for operating each unit continuously until its storage tank was full.  The operation time to fill the
tank varied from  unit  to  unit, but was on  average approximately six  hours.   After this
conditioning period,  an effluent sample was collected from each unit  as  a negative control and
analyzed for the challenge organisms.


3.2.4.2    TDS Reduction System Check

After completion of Watts Premier's conditioning procedure,  the test units underwent a one-day
TDS reduction test using the test protocol in NSF/ANSI Standard 58.  The Standard 58 test was
modified so that the units were operated continuously for one tank-fill period.  Product water
samples were then collected from each storage tank and analyzed for TDS. This test ensured that
the products undergoing verification testing were representative of the expected performance of
the system, and that there were no membrane integrity or membrane seal problems.

The units receiving 25 days of conditioning were tested for TDS reduction prior to the initiation
of the conditioning period.  The unconditioned  units were tested after completion of all  of the
bacteria and virus challenges due to an error in scheduling the  testing sequence.


3.2.4.3    Long-Term Conditioning

The five units receiving long-term conditioning were tested first.  They were operated using the
test water without surrogate organisms for a period of 25 working days prior to challenge testing.
On each day the units were operated continuously at a dynamic inlet pressure of 80 ± 3 psig for
one tank-fill period.  The units then sat idle overnight under pressure, and the tanks were emptied
the next morning prior to resumption of unit operation.
                                           12

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3.2.4.4    Conditioned Units Challenge Testing

Following the conditioning period, the units were challenged according to the schedule in Table
3-1.  Prior to the start of the challenge schedule, the test rig  was sanitized again as described
above in Section 3.2.2.  The test units were taken off-line to prevent sanitizer from entering
them, and the test rig was flushed free of sanitizer before they were reconnected to the rig.

At the end of the day before each challenge, the base test water was prepared as described in
Section 3.2.3.1.  The  morning of the challenge, the pH was checked and adjusted, if necessary,
and the bacteria or viruses were added as described in Section 3.2.3.2.

The dynamic inlet water pressure for operation was set at either 40 ± 3  or 80 ± 3 psig according
to the challenge schedule.

An influent sample was collected each day at the time test unit operation started. Each test unit
was then operated continuously for one  tank-fill period (approximately six to eight hours).  In a
couple of cases during the 40 psig challenge periods, the lab  technician manually  shut-off the
water supply  to a unit because the shut-off device did not activate after approximately nine hours
of operation due to the low inlet pressure.

At 40 psig, approximately two gallons of treated water was produced before shut-off, while at 80
psig, approximately three gallons were produced.

After each unit shut off, its storage tank was emptied into a sterile  container, and a sub-sample
was collected for challenge organism enumeration.  The sub-sample volumes were one liter for
the bacteria challenges, and 150 ml for virus challenges.  A second influent sample was collected
after all units ceased operation.  All samples were collected in  sterile polypropylene bottles, and
were enumerated in triplicate.

Following each day's challenge period,  the systems were operated for  one tank-fill cycle using
the test water without any test organisms present.  This served to flush the systems in-between
challenge periods.  The units rested overnight under pressure, and the storage tanks were emptied
the next morning prior to initiation of that day's challenge.
                   Table 3-1.  Challenge Schedule for Conditioned Units
                   Day   Challenge Organism(s)	pH	Inlet Pressure (psig)
1
2
3
4
5
6
7
8
9
10
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
H. pseudoflava
H. pseudoflava
B. diminuta
B. diminuta
6.0 ±0.5
6.0 ±0.5
7.5 ±0.5
7.5 ±0.5
9.0 ±0.5
9.0 ±0.5
7.5 ±0.5
7.5 ±0.5
7.5 ±0.5
7.5 ±0.5
40 ±3
80 ±3
40 ±3
80 ±3
40 ±3
80 ±3
80 ±3
40 ±3
40 ±3
80 ±3
                                            13

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3.2.4.5    Unconditioned Units Testing

Challenge testing for the  unconditioned units began immediately  after completion  of the
manufacturer's conditioning instructions.  The testing schedule is given below in Table 3-2.
Only four units were tested for this group because one of the units did not operate properly. The
automatic shutoff device was hooked-up incorrectly, causing the influent water to flow directly
into the storage tank.  This problem was not noticed until the first day of challenge testing, so the
storage tank was contaminated before it could be corrected.

At the end of the day before each challenge, the base test water was prepared as  described in
3.2.3.1.  The morning of the challenge,  the pH was checked and adjusted, if necessary, and the
bacteria or viruses were added as described in Section 3.2.3.2.

The dynamic inlet water pressure for operation was set at either 40  ± 3 or 80 ± 3  psig according
to the challenge schedule.

Many heterotrophic  bacteria  were  observed  on  the  effluent  sample  agar  plates from the
conditioned  units bacteria challenge testing,  which made counting the challenge organism
colonies more difficult.  The influent samples had very low levels of heterotrophic bacteria due
to the sanitization of the test rigs, but the test units could not be sanitized in the same way. To
evaluate whether the heterotrophic bacteria populations  would be lower in the unconditioned
units, since they were being tested only a couple days  after being installed on the  test rigs, the
bacteria reduction tests were carried out first for this set of units.  During testing of both the
conditioned  units and unconditioned units, heterotrophic bacteria counts up to 106 CFU/lOOml
were observed in the effluent samples, so the timing of the bacteria challenge tests did not appear
to make a difference.  See Section 5.4.4 for more discussion about heterotrophic bacteria.

An influent sample was collected each day at the time test unit operation started.  Each test unit
was then operated continuously for eight hours, or the time to fill the storage tank, whichever
came first. An eight-hour maximum operation period was instituted for this group because of the
observed operation times at 40 psig during the conditioned units challenge period.  As each unit
shut off, its storage tank was emptied into a sterile container, and a sub-sample was  collected for
challenge  organism  enumeration.   The sub-sample volumes  were one liter  for  the bacteria
challenges, and 150 ml for virus challenges. A second influent sample was collected after all
units  ceased operation.   All samples  were collected in sterile  polypropylene  bottles, and
enumerated in triplicate.

Following each challenge period, the systems were operated for one tank-fill  period using the
test water without any test organisms present.  This served to flush the systems in between
challenge periods. The units rested overnight under pressure, and the storage tanks were emptied
the next morning prior to initiation of that days challenge period.
                                            14

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                 Table 3-2. Challenge Schedule for Unconditioned Units
                  Day   Challenge Organism(s)	PH	Inlet Pressure (psig)
1
2
o
J
4
5
6
7
8
9
10
H. pseudoflava
H. pseudoflava
B. diminuta
B. diminuta
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
All Viruses
7.5 ±0.5
7.5 ±0.5
7.5 ±0.5
7.5 ±0.5
6.0 ±0.5
6.0 ±0.5
7.5 ±0.5
7.5 ±0.5
9.0 ±0.5
9.0 ±0.5
40 ±3
80 ±3
40 ±3
80 ±3
40 ±3
80 ±3
40 ±3
80 ±3
40 ±3
80 ±3
3.3    Analytical Methods

3.3.1   Water Quality Analytical Methods

The following are the analytical methods used during verification testing. All analyses followed
procedures detailed in NSF Standard Operating Procedures (SOP).

   •   pH - All pH measurements were made with an Orion Model SA 720 meter.  The meter
       was operated according to the manufacturer's instructions, which are based on Standard
       Method 4500-H+.
   •   Temperature - Water temperature was measured using an Omega model HH11 digital
       thermometer.
   •   TDS - TDS for the TDS reduction system check test was measured through conductivity
       according to Standard Method 2510.  An Oakton pH/Conductivity 510 Series meter was
       used to  analyze the samples from the conditioned units.   The  samples from the
       unconditioned units were measured  using a Fisher Scientific Traceable™ Conductivity
       Meter. The Fisher meter was purchased between the two sets of challenges, replacing the
       Oakton meter.
   •   Total Chlorine - Total chlorine was  measured according to Standard Method 4500-C1 G
       with a Hach Model DR/2010 spectrophotometer using AccuVac vials.


3.3.2   Microbiology Methods

3.3.2.1    Sample Processing, and Enumeration of Viruses

The viruses were enumerated using a double agar layer method published in NSF/ANSI Standard
55 - Ultraviolet microbiological water treatment systems, for enumerating MS2.  This method is
similar to the double agar layer method in EPA Method 1601.

Four to eighteen hours prior to  sample  processing,   100  jol of the appropriate  host E.coli
suspension was pipetted into a fresh 10 ml of Tryptic Soy Broth (TSB), and  incubated at 35 °C.
After  incubation,  100  \A  volumes of the resulting E.  coli culture were transferred to sterile,
capped test tubes.
                                          15

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All samples were enumerated in triplicate.  All samples were serially diluted for enumeration,
and the effluent samples were  also enumerated directly.   One ml volumes of the sample or
dilution were pipetted  into the  E. coli suspension test  tubes. The tubes  were vortexed  for a
minimum of 30 seconds to "mate" the bacteria and virus, and then 4 ml of molten, tempered TSB
plus 1% agar was added to each tube.  These mixtures were then poured over Tryptic Soy Agar
(TSA) plates, and allowed to solidify.  The plates were incubated at 35°C for 18-24 hours.  Viral
plaques were counted using a Quebec Colony Counter.


3.3.2.2   Bacteria Cultivation

The bacteria were purchased from ATCC and rehydrated with nutrient broth. After 48 hours of
incubation at 30 °C, tubes containing 10 mL of TSB were inoculated with 100 |jL of the nutrient
broth suspension.  These tubes were  incubated for 48  hours at 30 °C.  After this incubation
period, 100  |jL of these suspensions were pipetted into new tubes containing 10 mL of fresh
TSB.  These tubes were then also incubated  for 48 hours at 30 °C.  This process was repeated at
least three times, up to a maximum of 30 times.


3.3.2.3   Preparation of Bacteria Challenge  Suspensions

To obtain the challenge  suspensions, 1 mL of a 48-hour TSB culture was  pipetted onto an
appropriate  number of TSA slants.  The slants were inoculated at 30 °C  for 48 hours.   After
inoculation,  5 mL of sterile phosphate buffered dilution water (PBDW) was pipetted  onto each
slant, and the agar surfaces were  scraped  to suspend  the cells.   The suspensions were then
pipetted  out of the slants into an appropriate  volume  of  PBDW. The resulting  challenge
suspension was vortexed for approximately 30 seconds to disperse the cells.  The  challenge
suspensions were refrigerated and added to  the tank of test water within one hour.  Samples of
the challenge suspension were collected and  enumerated  according to the method in 3.3.2.4.


3.3.2.4   Bacteria Sample Processing and Enumeration

All samples  were enumerated in triplicate using a membrane filtration method based on Standard
Method 9215 D. All samples were serially  diluted for enumeration with sterile PBDW, and the
effluent samples were also enumerated directly.  One milliliter volumes of the influent sample
dilutions,  and 100 ml volumes of either the effluent samples or dilution were pipetted into sterile
vacuum filtration apparatuses, 25 ml of sterile PBDW added, and the suspension vacuum filtered
through sterile 0.1  jam membrane  filters.   The funnels were  then rinsed three times with
approximately 5 ml of PBDW, and the rinse  water also suctioned through  the filters.   The
membrane filters were aseptically  removed from the apparatuses and placed onto R2A agar
plates.  The plates were incubated at 30°C for 48 hours.  Characteristic B. diminuta or H.
pseudoflava colonies were enumerated with a Quebec Colony Counter.
                                           16

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                                       Chapter 4
                                 Results and Discussion
4.1    TDS Reduction

The  performance data from the TDS  reduction system  check test described  in  3.2.4.2 are
presented below in  Table 4-1.  Watts Premier's  reported TDS reduction performance for the
Ultra 5 is 96.8%, so the units tested are representative of expected membrane performance.
                   Table 4-1. Short-Term TDS Reduction Test Results
Unconditioned Units
TDS Percent
(mg/L) Reduction
Influent
Effluents:
Unitl
Unit 2
Units
Unit 4
790

28
32
29
23


96%
96%
96%
97%
Conditioned units
TDS Percent
(mg/L) Reduction
Influent
Effluents:
Unitl
Unit 2
Unit3
Unit 4
Unit5
750

39
33
37
30
35


95%
96%
95%
96%
95%
4.2    Virus Reduction

The virus Iog10 reduction data for each challenge scenario are presented below in Tables 4-2 and
4-3.  The influent and effluent virus PFU count data for each individual test unit are given in
Appendix  A.  The  triplicate influent  and effluent counts  in  Appendix A were  averaged by
calculating geometric means. The means were then Iog10 transformed and Iog10 reduction values
calculated for each test unit.

Please note that the "non-detect" effluent counts of < 1 PFU/ml were treated as  1 PFU/ml for
geometric  mean  calculations.  Also, if the triplicate  enumeration yielded two counts of <  1
PFU/ml and  only one  count above the detection limit, the geometric mean is  footnoted  to
indicate this.
                                          17

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Table 4-2. Virus Log Reduction Data for Unconditioned Units
Challenge Conditions
Target Actual Pressure Challenge
pH
6.0 ±0.5


6.0 ±0.5


7.5 ±0.5


7.5 ±0.5


9.0 ±0.5


9.0 ±0.5



pH (psig) Organisms
6.5 40 fr
MS2
Phi X 174
6.2 80 fr
MS2
Phi X 174
7.6 40 fr
MS2
Phi X 174
7.7 80 fr
MS2
Phi X 174
8.7 40 fr
MS2
Phi X 174
9.0 80 fr
MS2
Phi X 174

Log10
Influent
Challenge
6.3
6.1
5.0
5.9
5.8
4.9
5.9
5.6
5.7
5.8
5.7
5.9
5.8
5.6
5.7
6.0
5.7
5.6
fr mean3
MS2 mean3
Phi X 174 mean3
i
2
3
The arithmetic mean of all test units
Triplicate count had two
Geometric Mean Lo

Unitl
4.8
5.62
5.0
4.5
4.5
4.62
4.0
3.8
3.7
4.6
4.4
4.3
4.4
4.1
3.8
4.6
4.7
4.1
4.5
4.5
4.3

Unit 2
3.1
3.0
2.4
3.2
3.0
2.8
2.9
2.7
2.3
2.5
2.6
2.6
2.9
2.7
2.6
3.5
3.4
3.5
3.0
2.9
2.7
for each challen

Unit3
2.9
2.8
2.3
3.3
3.3
2.4
4.9
5.0
5.72
4.3
4.3
3.7
4.2
4.1
3.3
3.7
3.8
3.5
3.9
3.9
3.5
ge.
gio Reduction

Unit 4
4.6
4.7
5.02
5.9
5.8
4.9
4.4
4.3
4.3
5.5
5.42
5.1
4.8
4.8
4.1
5.1
5.1
4.5
5.1
5.0
4.7


Mean1
3.8
4.0
3.7
4.2
4.2
3.7
4.1
4.0
4.0
4.2
4.2
3.9
4.1
3.9
3.5
4.2
4.3
3.9
4.1
4.1
3.6

Log10
Mean
Effluent
Count
2.5
2.1
1.3
.7
.6
.2
.8
.6
.7
.6
.5
2.0
1.7
1.7
2.2
.8
.4
.7
.9
.7
.7

"non-detect" agar plates.
                           18

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                Table 4-3.  Virus Log Reduction Data for Conditioned Units
Challenge Conditions Logic
Target Actual Pressure Challenge Influent
pH pH (psig) Organisms Challenge
6.0 ±0.5 6.5


6.0 ±0.5 6.4


7.5 ±0.5 7.5

7.5 ±0.5 7.3


9.0 ±0.5 8.9


9.0 ±0.5 7.93


40 fr
MS2
Phi X 174
80 fr
MS2
Phi X 174
40 fr
MS2
Phi X 174
80 fr
MS2
Phi X 174
40 fr
MS2
Phi X 174
80 fr
MS2
Phi X 174
5.1
4.8
3.4
6.1
6.0
3.8
6.4
6.2
4.0
6.3
6.1
4.1
6.2
5.8
4.1
6.0
5.9
4.0
fr mean4
MS2 mean4
Phi X 174 mean4
Geometric Mean Logic Reduction
Unit 1 Unit 2 Unit 3 Unit 4 Unit 5 Mean1
3.6
3.2
3.4
4.6
4.6
3.8
4.2
4.2
3.7
4.8
5.2
4.1
4.4
4.2
4.1
4.4
4.3
4.0
4.3
4.3
3.9
4.1
3.7
3.4
4.2
4.2
3.8
4.8
4.5
4.02
5.6
5.5
4.12
4.2
4.0
4.1
4.9
5.9
4.0
4.6
4.6
3.9
4.0
3.8
3.4
4.3
4.2
3.8
4.7
4.8
4.02
5.6
5.6
4.1
4.3
4.2
4.1
4.7
4.8
4.0
4.6
4.6
3.9
4.8
4.1
3.4
4.7
4.8
3.8
4.8
4.7
4.0
5.3
4.9
4.1
4.3
4.1
4.1
4.7
4.9
4.0
4.8
4.6
3.9
4.0
3.2
3.4
4.6
3.7
3.8
4.2
4.3
3.7
4.8
5.0
4.12
4.3
4.2
4.1
4.6
4.6
4.0
4.4
4.2
3.9
4.1
3.6
3.4
4.5
4.3
3.8
4.5
4.5
3.9
5.2
5.2
4.1
4.3
4.1
4.1
4.7
4.9
4.0
4.6
4.4
3.9
Log10
Mean
Effluent
Count
1.0
1.2
0.0
1.6
1.7
0.0
1.9
1.7
0.1
1.1
0.9
0.1
1.9
1.7
0.0
1.3
1.0
0.0
1.5
1.4
0.0
            The arithmetic mean of all test units for each challenge.
         2   Triplicate count had two "non-detect" agar plates.
         3   See Section 5.8.3 for discussion of pH variance.
         4   The arithmetic mean for all challenges against each test unit.
As discussed in Section 3.2.3.2, the Phi X 174 influent challenges for the conditioned units did
not consistently  exceed the desired  minimum challenge level of IxlO4 PFU/ml (4.0 logs).
Furthermore, the effluent counts were almost all < 1 PFU/ml, so the Iog10 reductions were capped
at 3.4 to 4.1.   These data, then, represent a minimum level of performance for the Ultra 5  in
regards to Phi X 174 reduction.  The Phi X 174 influent levels for the unconditioned units did
exceed the desired minimum challenge level, and effluent counts at 1  PFU/ml or greater were
recorded in all but one case (unit 4 at pH 6 and 80 psig).
                                            19

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4.2.1   Unconditioned Scenario versus Conditioning Scenario

An evaluation of the virus reduction data shows that overall, the conditioned units performed
better than the unconditioned units. The mean logio reductions and mean logio effluent counts
are shown in the bottom right corners of Tables 4-2  and 4-3. A comparison of the mean logio
effluent counts for the unconditioned versus the conditioned units shows that the conditioned
units performed approximately 0.3 to 1.7 logio better than the unconditioned units. However, the
unit-to-unit performance variation for the unconditioned units is wider than for the conditioned
units. Units 1 and 4 consistently performed as well as the conditioned units, while units 2 and 3
did not.

These data indicate that for the Watts  Premier Ultra 5, either the systems give better or more
consistent performance with 25 days of conditioning, perhaps due to biofilm and/or scale buildup
on the membranes that serves to partially plug the membrane pore structure, or that units 2 and 3
of the unconditioned group simply did not perform as well as the other seven.


4.2.2   Inlet Pressure Influence

As described in Section 1.2.2, the test units were evaluated at both 40 and 80 psig inlet pressure.
For the conditioned units, there seemed to be a significant increase in performance at 80 psig for
fr and MS2 reduction.   Many  of the logio reduction numbers at 80 psig  are more than 0.5  logs
greater than for the corresponding 40  psig  challenge. This trend was  not as evident for the
unconditioned units.  Again, this could possibly be due to the more inconsistent performance of
this group.


4.2.3   Performance Comparison at Different pH Settings
The test units were also evaluated at three different pH settings: 6.0 ± 0.5, 7.5 ± 0.5,  and 9.0 ±
0.5.  However, the pH  of the challenge water was not measured at the end of each  challenge
period as required in  the test/QA plan.  As a result, the degree of pH drift could not  be
determined.  Subsequent testing has shown  significant pH drift does occur, because  the water
chemistry gives it low buffering capacity.  Furthermore, the required pH value of 9.0  ± 0.5 was
not obtained for the conditioned units virus challenge testing at pH 9 and  80 psig.  The measured
pH was only 7.9.  Therefore, no confident comparisons could be made,  nor conclusions drawn
about the effect of pH on virus rejection.  Inability to maintain the pH in the test water will be
addressed in the next revision of the generic test/QA plan.


4.3    Bacteria Reduction

Presented in Tables 4-4 and 4-5 are the log reduction data for the bacteria challenge  portion of
the verification test. The influent and effluent bacteria count data for each individual test unit is
given in  Appendix A.   As was done for the viruses, the  triplicate influent and effluent counts
were averaged by calculating geometric means. The means were then logio transformed and logio
reduction values were calculated for each test unit.
                                           20

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             Table 4-4.  Bacteria Log Reduction Data for Unconditioned Units
Log: o Influent Geometric Mean Logi 0 Reduction
Pressure Challenge Challenge (log/100 ml)
pH (psig) Organisms (log/100 ml) Unit 1 Unit 2 Unit 3 Unit 4
7.5
7.5
40 H. pseudoflava
B. diminuta
80 H. pseudoflava
B. diminuta
6.9
8.2
6.9
8.1
4.4
8.2
4.6
3.5
4.9
3.0
6.6
2.2
2.2
2.0
1.9
3.3
1.6
8.2
3.0
8.1
              Table 4-5.  Bacteria Log Reduction Data for Conditioned Units
Pressure
pH (psig)
7.5 40
7.5 80
Log10
Influent
Challenge Challenge
Organisms (log/100 ml)
H. pseudoflava
B. diminuta
H. pseudoflava
B. diminuta
6.7
8.3
6.7
8.4
Geometric Mean Logic Reduction
(log/100 ml)
Unitl Unit 2 Unit 3 Unit 4 Unit 5
6.7
8.3
6.7
8.4
6.7
8.3
6.7
8.4
6.7
8.3
6.7
8.4
6.7
7.2
6.7
8.4
6.7
8.3
6.7
8.4
The bacteria data also indicates that conditioning stabilizes and/or improves performance.  All
effluent counts for the conditioned units were non-detect for both bacteria, except for unit 4 for
B. diminuta reduction at pH 7.5 and 40 psig. In contrast, for the unconditioned units there were
13 cases out of 16 where the challenge bacteria were detected in the effluents.  In addition, the
performance varied from day to day as also observed for the virus challenges. For instance, unit
2 performed well during the H. pseudoflava challenges, with 4.9 and 6.6 logic reductions, but this
unit did not perform as well during the B.  diminuta challenges, with reductions of only 2.0 and
3.3 logio  In contrast, unit 4 performed much better at B. diminuta reduction (8.1 and 8.2 logic)
than at H. pseudoflava reduction (1.6 and 3.0 Iog10). These results are puzzling, since the two
challenge organisms are similar in size.

Because of the  highly variable data from the unconditioned units, and the frequent  cases of
nondetectible  effluent counts  for  the  conditioned  units,  no  influent pressure  comparison is
possible


4.4    Unit-To-Unit Variability

To assess performance between units, and for the same unit through the challenge period, the
performance of  the unconditioned units was ranked for each challenge  organism.  The TDS
reduction results were also ranked to provide a comparison.  The rankings are presented  below in
Table 4-6.  The  conditioned units were not ranked,  since there was little performance variation
from unit to unit, as can be  seen in Table 4-3, and all but one bacteria reduction effluents were at
undetectable levels.
                                           21

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           Table 4-6. Performance Rankings for the Unconditioned Test Units
Unitl
Unit 2
Units
Unit 4
H. pseudoflava
Reduction
2
1
4
o
J
B. diminuta
Reduction
2
o
5
4
1
fr
Reduction
2
4
3
1
MS2
Reduction
2
4
3
1
Phi X 174
Reduction
2
4
3
1
TDS
Reduction
2
4
3
1
The rankings are given left to right across the table in the order in which the challenges were
performed. The rankings are very consistent, except for H. pseudoflava reduction. A possible
explanation for this is that this  organism was the first challenge, on days one and two before
membrane performance stabilized. Ranking unit performance separately for the two B. diminuta
challenge  days (data not shown), shows that  on  day four the rankings are identical to those for
the viruses and TDS. This indicates that perhaps it takes approximately four days of operation,
or four tank fill cycles (including  the manufacturer's recommended conditioning) for system
performance to stabilize.
                                          22

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                                       Chapter 5
                                        QA/QC
5.1    QA/QC Responsibilities

NSF QA/QC staff reviewed the raw data records for compliance with QA/QC requirements and
checked 100% of the data against the reported results in the official lab reports.

5.2    Test Procedure QA/QC
The test procedure followed an NSF SOP created specifically for this ETV test.


5.3    Water Chemistry Analytical Methods QA/QC

   •   pH - Three  point calibration at pH 4, 7, and 10 was conducted daily using traceable
       buffers.  The calibration is checked with a pH 8 buffer.  During the challenge testing
       periods, the precision of the instrument was checked by collecting a sample of drinking
       water and splitting  it into two samples  for pH measurement.   The relative percent
       deviation (RPD) was calculated using the equation in Section 5.7.3.  The acceptable RPD
       limit was 10%.  The daily pH 8 buffer readings and results of the duplicate analyses are
       given in Table B-l of Appendix B.
   •   Temperature - The digital thermometer is calibrated every  six months using a Hart
       Scientific Model 9105 Dry Well Calibrator.
   •   Total Chlorine - The  instrument was  calibrated daily according to the manufacturer's
       instructions.  During the challenge testing periods,  the precision of the instrument was
       checked daily by  analyzing  a  sample of municipal drinking water in duplicate.   The
       samples were diluted by  approximately 50% with deionized  water, and then split into
       subsamples for analysis.  The  RPD for the two samples  was then calculated, with an
       acceptable RPD limit of 10%. Results of the duplicate analyses are given in Table B-3 of
       Appendix B.
   •   Total Dissolved Solids -  The Oakton 510 Series pFI/Conductivity meter was calibrated
       daily  using a potassium  chloride  QC standard.  The calibration was checked with a
       second potassium chloride QC standard. The Fisher Scientific Traceable™ Conductivity
       Meter was calibrated with two  potassium chloride standards.  A  third QC standard was
       then  used to check the calibration.  Ten percent of samples were analyzed in duplicate,
       and RPDs were calculated.  The acceptable RPD limit was 10%.  The calibration check
       standard measurements and duplicate analyses are given in Table B-2 of Appendix B.


5.4    Microbiology Laboratory QA/QC
5.4.1   Growth Media

All media was checked for sterility and positive growth response when prepared and when used
for microorganism enumeration.  The  media was discarded if growth occurred on the sterility
check media, or if there is an absence of growth in the positive response check.  All three E. coli
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hosts for the viruses were plated on ISA and incubated with the virus enumeration plates during
sample enumeration as a second positive growth control.  B.  diminuta and H. pseudoflava from
the stock cultures were plated on R2A agar and incubated with the bacteria enumeration plates as
positive controls.


5.4.2  Bacteria Cell Size
The theoretical minimum size  for B. diminuta and H. pseudoflava cells is 0.2 to 0.3 jam in
diameter, however, the NSF Microbiology Laboratory was not able to achieve that size.  The
stock culture  was examined  microscopically  using  a stage micrometer, and the observed
diameters were approximately 0.5 jam.  To achieve the smallest cell size, the bacteria need to be
grown in a medium such as Saline  Lactose Broth that keeps the  cells  small due to  osmotic
pressure constraints.  However,  this medium is low in nutrients, so the Microbiology Laboratory
had difficulty cultivating  the bacteria in high liters.  The Microbiology  Laboratory instead
cultivated the bacteria in TSB.  TSB is more nutrient rich, and as a result yielded larger cells.

The larger  cell size may have enhanced the bacteria reduction performance of the test units, so
the bacteria reduction data cannot be  used to  predict expected performance against bacterial
agents smaller than 0.5 jam.  However,  the viruses used in this study are much smaller than any
bacteria,  so the virus  challenges could  be  considered to be a more conservative challenge than
the smallest size bacteria.


5.4.3  Sample Processing and Enumeration

All  samples  were enumerated in triplicate.  For  each  sample  batch processed,  an unused
membrane  filter,  and  a blank with 100 ml of PBDW filtered through the membrane were also
placed onto the appropriate media and incubated with the samples as negative controls.  No
growth was observed on any blanks.


5.4.4  Heterotrophic Bacteria Interference

As discussed in Section 3.2.4.5, heterotrophic bacteria also grew with the challenge organisms
on the agar plates for the effluent  samples, because the challenge organisms had to be grown on
nonselective media.  In many instances,  the  heterotrophic bacteria were present at levels that
gave up  to 250 colonies on  the  10"4 dilution plates,  and almost confluent lawns on the 10"2
dilution and undiluted sample plates.  However, the microbiologists were able to observe and
count the challenge organism colonies on these plates, due to their color and morphology.  The
H.  pseudoflava and  B. diminuta colonies were  circular,  entire,  and  convex,  whereas  the
heterotrophic bacteria colonies were circular, but with slightly undulate edges, and they were flat
or raised, instead of convex.  The H. pseudoflava and B. diminuta colonies were also smaller
than most  of the heterotrophic colonies.   The H. pseudoflava were bright yellow, and the B.
diminuta colonies were an off-white, slightly grayish color.  Most of the heterotrophic  bacteria
colonies were tan colored.
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5.5    Sample Handling

All samples analyzed by the NSF Microbiology and Wet Chemistry Laboratories were labeled
with unique ID numbers.  These ID numbers appeared on the NSF lab report for the tests. All
water chemistry  samples were analyzed within allowable hold times. All samples for bacteria
and virus analysis were processed within one hour of collection.


5.6    Documentation

All laboratory activities were documented using lab bench sheets and NSF  laboratory reports.
This documentation can be found in the appendices.

5.7    Data Quality Indicators
The quality of the data generated for this ETV test can be established through five indicators  of
data quality: representativeness, accuracy, precision, statistical uncertainty, and completeness.


5.7.1   Representativeness

Representativeness refers to the degree to which the data accurately and precisely represent the
expected performance of the RO system under normal use conditions. Representativeness of the
test units themselves was ensured by using the equipment selection criteria as described  in
Section 3.2.1.

The test protocol was designed to be a conservative evaluation of product performance.  The test
water was of very low turbidity to minimize the potential of microbial adhesion to suspended
particles, which could enhance apparent log reduction. The surrogates were chosen because  of
their small size.   The virus surrogate challenges were conducted at different pH values  in an
attempt to assess whether pH affects the performance of the  RO membrane.  RO membrane
performance was also evaluated at both 40 and 80 psig inlet pressure.


5.7.2   Accuracy

Accuracy of the  pH and total  chlorine measurement instruments was evaluated with calibration
check standards during the daily calibrations. Accuracy of the conductivity meter used for TDS
analyses  was measured through the use  of QC  samples. Accuracy measurements for  these
parameters are given  in Appendix B.


5.7.3   Precision

Precision refers to the degree of mutual agreement among individual measurements and provides
an estimate of random error.  The bacteria and viruses were enumerated in triplicate, although no
precision calculations were made. One sample per batch  was analyzed in duplicate for the TDS
measurements.  Duplicate municipal drinking water samples were analyzed for pH and total
chlorine  as part  of the daily  calibration process.   Precision of the  water chemistry duplicate
analyses was measured by use of the following equation to calculate RPD:
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       where:
              Sl = sample analysis result; and
              S2 = sample duplicate analysis result.

The RPD calculations for individual duplicate pairs are given in the tables in Appendix B.  The
duplicate measurements for the two TDS sample batches gave RPD values of 0% and 8.7%.  The
RPD values for the pH measurements ranged from 0% to 0.9%, with a mean of 0.3%.  The RPD
values for the total chlorine measurements ranged from 0% to 6.3%, with a mean of 1.3%.


5.7.4   Statistical Uncertainty

Statistical uncertainty can be expressed using confidence intervals.  No data for this ETV test
was suitable for confidence interval calculations.


5.7.5   Completeness
Completeness  is the proportion  of valid, acceptable data generated using each method as
compared to  the  requirements of the test/QA plan.   The completeness objective for  data
generated during verification testing is based on the number of samples collected and analyzed
for each parameter and/or method.
                        Table 5-1. Completeness Requirements

                           Number of Samples per      Percent
                           Parameter and/or Method   Completeness
                                   (MO              80%
                                  11-50              90%
                                   > 50              95%
Completeness is defined as follows for all measurements:

                                   %C = (V/T)X100

       where:
             %C = percent completeness;
             V = number of measurements judged valid; and
             T = total number of measurements.
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5.7.5.1    Completeness Measurements

5.7.5.1.1.     Number of Units Tested

The test/QA plan called for testing ten units.  However, one of the units in the unconditioned
group did not function properly, as discussed in Section 3.2.4.5,  so only nine units were tested.
This gives a completeness measure of 90%.


5.7.5.1.2.     pH, Temperature, and Total Chlorine
As discussed in Section 4.2.3, the test/QA plan called for measuring pH and the other water
chemistry parameters at the beginning and end  of the daily challenge periods.  However, pH,
temperature, and total chlorine were only measured at the beginning of the challenge period.
Sixty-five samples should have been measured for these parameters, but only 45 were, giving a
completeness of 69%.

Of the missed analyses, the loss of the pH data was the most  crucial.  The loss of this  data
precluded analysis of the pH drift issue or the effect of pH on test unit performance, as discussed
in Section 4.2.3. However,  the lack of this data does not diminish the quality of the bacteria and
virus data itself.  The temperature likely did  not rise or drop out of the allowable range if it
wasn't already  at the beginning of the  challenge periods, since the water was kept at room
temperature.  The missed total chlorine measurements also are not crucial, since the amount of
chlorine in the test water could not increase above the initial level.


5.7.5.1.3.     Microbiological Analyses
One hundred and forty influent and effluent samples were to be collected for microbiological
analysis.   However, since only nine units were  tested, only 120 samples were collected, for a
completeness of 86%.  Likewise, the 140 samples were to yield 924 plate counts for bacteria and
virus enumeration, but the 120 samples collected instead gave 858 plate counts.  There was one
plate that gave an invalid  result because of  a  lab accident, so the plate count completeness
measure is 857 out of 924, which gives 93%.


5.7.5.1.4.     TDS

Fourteen samples were to be collected for the two TDS challenge  system check tests described in
3.2.4.2.  However, since only  nine units were tested, only thirteen samples were collected.  This
gives a completeness measure of 93%.


5.8     Measurements Outside of the Test/QA Plan Specifications

5.8.1   Total Chlorine

The test/QA plan called for  the test water to have a total chlorine  level below 0.05 mg/L. Of the
45 total chlorine measurements collected  during testing, two  were above the allowable level.
One was 0.05 mg/L, and the other was 0.07 mg/L.  Both of these measurements could be due to
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the instrument's random error, and they both occurred during the 25-day conditioning period, so
they are not significant deviations.


5.8.2  Temperature

The  test/QA plan called  for  the  water temperature to be 20 ± 2.5°C.   On  day 15 of the
conditioning  period, the water temperature was measured at 26°C.  This is not a significant
deviation.  Temperature control was critical during the bacteria challenge periods because  of its
effect on organism viability.  However,  during the conditioning period, the water temperature
only affected the treated water production rate of the test units.


5.8.3  pH

The  test water pH for the conditioned units pH 9.0 ± 0.5, 80 psig challenge was only 7.9. As
discussed in  Section 4.2.3, the laboratory technicians had difficulty maintaining the pH within
the allowable range due to  the low buffering capacity  of the test water.  This is a significant
deviation from  the test/QA plan, but not one that invalidates the virus reduction data.  It  does,
however, invalidate comparison of the data based on pH.
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                                      Chapter 6
                                      References
American Society of Testing Materials (2001). D 3862-80, Standard Test Method for Retention
   Characteristics of 0.2-|j,m Membrane Filters Used in Routine Filtration Procedures for the
   Evaluation of Microbiological Water Quality, in Annual Book of'ASTMStandards, Volume
   11.01. West Conshohocken, PA. ASTM.

APHA, AWWA and WPCF (1998). Standard Methods for Examination of Water and
   Wastewater. 20th ed. Washington, D.C. APHA.

NSF International (2002).  NSF/ANSI55-2002, Ultraviolet Microbiological WaterTreatment
   Systems. Ann Arbor, NSF International.

NSF International (2002).  NSF/ANSI 58 - 2002, Reverse Osmosis Drinking Water Treatment
   Systems. Ann Arbor, NSF International.
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                                       Chapter 7
                                   Vendor Comments
Watts Premier submitted the following comments on the DRAFT  report to the NSF.  These
comments were not included in the body of the text.
7.1    Section 2.3 Trade Names - Addition

Watts Premier has recently launched a new line of point of use reverse osmosis units.  Watts
Premier considers the results in this ETV report to also be valid for this new line of products.
The new products use the same filtration components as the Ultra 5, and function at the same
flux, therefore providing the same level of performance.  An independent evaluation of the new
products was conducted by NSF's certification program staff.  NSF determined that the test
results for the NSF certification of the Ultra 5 under NSF/ANSI Standard 58 can also apply to
the NSF certification of the new devices.  Based upon this, the results obtained within this ETV
report are valid for the following additional models:

   •   WP-5
   •   KP-5
   •   RO-5M
   •   RO5M-50

Watts Premier has also recently launched a line of water purification reverse osmosis units. This
device  incorporates  a patented microbiological  interception filter  in  addition to the RO
membrane. The test results contained with in this report do not reflect the reduction capabilities
of the purifier reverse osmosis as all filters other than the RO  membrane were removed for the
testing in this report.


7.2    HPC Interference
When  sampling  from auxiliary outlets as observed with in this testing, the EPA recommends
sanitization of the outlet with sodium hypochlorite in order to remove possible HPC  sample
contamination originating from the outlet faucet. This sanitization procedure was not conducted
during this testing. Incidental contact with water outlets can significantly alter HPC counts with
in any  testing. Additionally, as concluded by the NSF International / World Health Organization
Symposium on HPC Bacteria in Drinking Water, HPC by themselves, do not indicate increased
risks to consumers unless  they happen to  correspond  with  sanitary  contamination, which is
detectable by other more specific methods.


7.3    Conclusion

The  goal of the ETV  program is to further environmental  protection by accelerating the
acceptance and  use  of improved and cost-effective technologies.  As  part of the  national
Homeland Security effort, NSF through its ETV program has developed a test/QA plan under the
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EPA ETV program for evaluating  POU drinking water  treatment systems  for  removal of
biological contamination agents. This test/QA plan uses surrogate bacteria and viruses in place of
testing with the actual agents of concern.

The verifications serve to inform the public of the possible avenues they can pursue in order to
provide personal protection against biological contamination agents afforded to them by the use
of verified systems.  This is accomplished  by evaluating  the reduction  in  risk of potential
exposure to biological agents in drinking water treated by  the tested system in comparison to
drinking water directly from the public water supply system.

The Watts Premier Ultra 5  and  affiliated reverse osmosis  systems demonstrated through this
ETV testing removal  of 97.4% to 99.9999996% bacteria and 99.5% to  99.9999% viruses from
the drinking water. Higher levels of reduction were obtained when the reverse osmosis systems
were installed and running for 25 days prior to challenging the unit with water contaminants.

Based upon these results, the use of these devices would significantly reduce the risk of exposure
to water borne bacteria and virus in the event there is a contamination incident within  the
municipal or private water distribution system.
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