Understanding SmartWay Data:
                             A Primer for Shippers

Transport Partnership
U.S. ENVIRONMENTAL PROTECTION AGENCY
 Summary of
 Understanding and
 Using SmartWay
 Performance Data:
 A Primer for Shippers
 Shippers  can  use  SmartWay
 data to evaluate transportation
 choices  based upon  carrier
 environmental performance and
 use this information to inform
 decisions on how to reduce their
 overall emissions inventory.
 This document provides  guid-
 ance to shippers on  how to use
 the spreadsheet data and how to
 make accurate assessments  of
 relative carrier performance.
EPA SmartWay provides shippers and other interested stakeholders a
spreadsheet containing performance level data for SmartWay carriers.
This spreadsheet is updated frequently.

This document explains how SmartWay collects carrier emissions data,
how SmartWay presents the data to shippers, how SmartWay shippers can
use the carrier performance data, and how to use the public performance
level spreadsheet.

How EPA Collects Carrier Emissions Data

There are 15 categories of carrier in SmartWay:
       Truck carriers
       Drayage
       Flatbed
       Less-than-truckload dry van
       Mixed (no predominant operation or equipment type)
       Package Delivery
       Refrigerated
       Specialized
       Heavy/Bulk
       Auto Carrier
       Moving
       Expedited
       Ta n ke r
       Truckload dry van
       Logistics companies
       Multimodal carriers (truck and rail intermodal operations)

These categories delineate different types of freight shipping operations
and equipment, using commonly-understood terminology.

Carriers use the FLEET Tools to calculate emissions at a fleet level.

Each fleet operation/equipment category has distinct operations charac-
teristics and meets different freight shipping/goods movement needs.

Each fleet is intended to represent an identifiable business unit that a
carrier's shipping customers can discern and select.

Fleet-level assessment  is intended only within a fleet operation/equipment
category to ensure accurate "apples to apples" evaluation.

FLEET Tools use fuel, mileage and payload data to calculate emissions for
eight emissions metrics:
       Grams/mile of Carbon  Dioxide (C02)
       Grams/mile of oxides of Nitrogen (NOx)
       Grams/mile of Particulate Matter 2.5 microns (PM2.5)
       Grams/mile of Particulate Matter 10 microns (PMlO)
       Grams/ ton-mile of Carbon Dioxide  (C02)
       Grams/ ton-mile of oxides of Nitrogen (NOx)
       Grams/ ton-mile of Particulate Matter 2.5 microns (PM2.5)
       Grams/ ton-mile of Particulate Matter 10 microns (PMlO)
                    U.S. EPA SmartWay |  EPA420-Fl2-OI8| www.epa.gov/smartway

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          Understanding SmartWay  Data:
                             A Primer for Shippers
                                             Continued
Transport Partnership
U.S. ENVIRONMENTAL PROTECTION AGENCY
How SmartWay Presents Carrier Emissions

Data to Shippers

Truck, logistics, and multimodal carriers submit their Carrier FLEET Tools to
SmartWay for evaluation and approval.

SmartWay aggregates carrier tool results of participating carriers at the fleet
level to determine overall environmental performance for each of the eight
emissions metrics within each fleet category.

SmartWay then divides the aggregated results for each emissions metric into
five performance ranges

      Top 20%
      Second 20%
      Mid die  20%
      Fourth 20%
      Bottom 20%
Performance ranges are specific to each fleet category, since each fleet
category has distinct equipment and operational characteristics that can
affect both fuel consumption and emissions.

There are independent ranges for each of the eight emissions metrics.

SmartWay calculates the midpoint of each of the five performance ranges for
each of the emissions metrics in a given fleet category, and sets that as the
performance level for all of the fleets that fall within that performance range
within that fleet category.

This allows:

      SmartWay Shippers to assess relative performance of carrier fleets
      within operational/equipment categories for each freight shipping
      need

      SmartWay Shippers to equitably evaluate performance  ranges among
      carrier modes (e.g., truckioad dry van vs. multimodal)

      SmartWay Carriers to ensure data security of their specific company
      information


How SmartWay Shippers Use  Performance

Level Data

Shippers use the SmartWay Shipper tool to assess their total freight
transportation emissions inventories and compare transportation options.

A Shipper inputs its activity level (i.e., miles and ton-miles) for each carrier
fleet it uses.

The shipper tool multiplies the shipper's activity level for each carrier by the
carrier's performance  levels, across each of the eight emissions  metrics.

The sum total of the carrier results produces an overall inventory for each of
the eight emissions metrics
                    U.S. EPA SmartWay |  EPA420-FI2-OI8 | www.epa.gov/smartway

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          Understanding  SmartWay Data:
                            A Primer for Shippers
                                            Continued
Transport Partnership
U.S. ENVIRONMENTAL PROTECTION AGENCY

Shippers can:

   Identify carrier emission rates within the shipper tool or by viewing the
   Carrier Performance Level spreadsheet

   Estimate emission reductions based on their carrier fleet mix for shipper
   controlled strategies such as reduced packaging, weight reductions, or
   reducing miles

   Estimate the effects of modal shift, again using their own carrier base to
   compare different modes (e.g., multimodal vs. truckload dry van).

A Shipper can use SmartWay data to evaluate its transportation choices
based upon environmental performance and use this information to inform
decisions on how to reduce its overall emissions inventory. Examples
include: employing operational strategies that reduce truck or rail trips;
determining the most efficient mode for each shipping need; selecting the
best environmentally-performing carriers within each mode.

How SmartWay Shippers Can use the Public

Performance Level Spreadsheet

Shippers can use the Performance Level spreadsheet to search for fleets by:

   Going to the tab for the type of fleet they are looking for

   Searching the list by company name, SCAC code, or MCN

Shippers can use the performance levels to:

   Select the appropriate operation/equipment category for a given freight
   need based on performance ranges;

   Identify carrier performance levels within each operation/equipment
   category and assess relative effectiveness; and

   Assess fleets on ANY of the eight emissions metrics to fit different
   needs.

   (e.g., many shippers use C02 grams/ton-mile to develop their carbon
   footprint; however, shippers looking to reduce their PM or NOx emissions
   may opt to look at grams/mile).
                   U.S. EPA SmartWay | EPA420-FI2-OI8 |  www.epa.gov/smartway

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